UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0582 WASHINGTON, DC 20549 Expires: March 31, 2006 Estimated average burden FORM N-PX hours per response..14.4 ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21482 --------------------------------------------- SunAmerica Specialty Series, Inc. ------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) Harborside Financial Center 3200 Plaza 5 Jersey City, NJ 07311 ------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) John Genoy President SunAmerica Asset Management Corp. Harborside Financial Center 3200 Plaza 5 Jersey City, NJ 07311 ------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: 201-324-6414 --------------------------- Date of fiscal year end: 10/31 ----------------------- Date of reporting period: 7/1/2013-06/30/2014 ---------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policy making roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-21482 Reporting Period: 07/01/2013 - 06/30/2014 SunAmerica Specialty Series =========================== High Water Mark Fund - 2020 ======================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============================== Global Trends Fund ============================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============================= Income Explorer Fund ============================= ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAR 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Edward M. Liddy For For Management 1.3 Elect Director Frederick H. Waddell For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AES TIETE SA Ticker: GETI4 Security ID: P4991B101 Meeting Date: JUL 12, 2013 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Alternate Director None None Management 2 Increase Fiscal Council Size None None Management 3 Elect Fiscal Council Member and For Against Management Alternate Appointed by Preferred Shareholders 4 Elect Fiscal Council Member and None None Management Alternate -------------------------------------------------------------------------------- AES TIETE SA Ticker: GETI4 Security ID: P4991B101 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Nominated by Preferred None Did Not Vote Shareholder Shareholders 2 Elect Fiscal Council Member(s) None Did Not Vote Shareholder Nominated by Preferred Shareholders -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerald L. Baliles For For Management 1.2 Elect Director Martin J. Barrington For For Management 1.3 Elect Director John T. Casteen, III For For Management 1.4 Elect Director Dinyar S. Devitre For For Management 1.5 Elect Director Thomas F. Farrell, II For For Management 1.6 Elect Director Thomas W. Jones For For Management 1.7 Elect Director Debra J. Kelly-Ennis For For Management 1.8 Elect Director W. Leo Kiely, III For For Management 1.9 Elect Director Kathryn B. McQuade For For Management 1.10 Elect Director George Munoz For For Management 1.11 Elect Director Nabil Y. Sakkab For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Inform Poor and Less Educated on Against Abstain Shareholder Health Consequences of Tobacco 5 Report on Lobbying Payments and Policy Against Abstain Shareholder -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: P0273U106 Meeting Date: JAN 02, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Companhia For Did Not Vote Management de Bebidas das Americas - Ambev 2 Appoint Independent Firm to Appraise For Did Not Vote Management Proposed Transaction 3 Approve Independent Firm's Appraisal For Did Not Vote Management 4 Approve Absorption of Companhia de For Did Not Vote Management Bebidas das Americas - Ambev 5 Approve Acquisition Agreement between For Did Not Vote Management the Company and Ambev Brasil Bebidas S. A. (Ambev Brasil) 6 Appoint Independent Firm to Appraise For Did Not Vote Management Proposed Transaction 7 Approve Independent Firm's Appraisal For Did Not Vote Management 8 Approve Acquisition of Ambev Brasil For Did Not Vote Management and Issuance of Shares in Connection with Acquisition 9 Amend Article 5 to Reflect Changes in For Did Not Vote Management Capital 10 Amend Corporate Purpose For Did Not Vote Management 11 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions 12.1 Elect Victorio Carlos de Marchi as For Did Not Vote Management Director 12.2 Elect Carlos Alves de Brito as Director For Did Not Vote Management 12.3 Elect Marcel Hermann Telles as Director For Did Not Vote Management 12.4 Elect Jose Heitor Attilio Gracioso as For Did Not Vote Management Director 12.5 Elect Vicente Falconi Campos as For Did Not Vote Management Director 12.6 Elect Luis Felipe Pedreira Dutra Leite For Did Not Vote Management as Director 12.7 Elect Roberto Moses Thompson Motta as For Did Not Vote Management Director 12.8 Elect Alvaro Antonio Cardoso de Sousa For Did Not Vote Management as Director 12.9 Elect Paulo Alberto Lemann as Director For Did Not Vote Management 12.10 Elect Antonio Carlos Augusto Ribeiro For Did Not Vote Management Bonchristiano as Director 12.11 Elect Marcos de Barros Lisboa as For Did Not Vote Management Director 12.12 Elect Luiz Fernando Ziegler de Saint For Did Not Vote Management Edmond as Alternate Director 13 Consolidate Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- ASTRAZENECA PLC Ticker: AZN Security ID: G0593M107 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: APR 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Appoint KPMG LLP as Auditor For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5(a) Re-elect Leif Johansson as Director For For Management 5(b) Re-elect Pascal Soriot as Director For For Management 5(c) Elect Marc Dunoyer as Director For For Management 5(d) Re-elect Genevieve Berger as Director For For Management 5(e) Re-elect Bruce Burlington as Director For For Management 5(f) Elect Ann Cairns as Director For For Management 5(g) Re-elect Graham Chipchase as Director For For Management 5(h) Re-elect Jean-Philippe Courtois as For Against Management Director 5(i) Re-elect Rudy Markham as Director For For Management 5(j) Re-elect Nancy Rothwell as Director For For Management 5(k) Re-elect Shriti Vadera as Director For For Management 5(l) Re-elect John Varley as Director For For Management 5(m) Re-elect Marcus Wallenberg as Director For For Management 6 Approve Remuneration Report For Against Management 7 Approve Remuneration Policy For Abstain Management 8 Authorise EU Political Donations and For For Management Expenditure 9 Authorise Issue of Equity with For For Management Pre-emptive Rights 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 13 Approve Performance Share Plan For For Management -------------------------------------------------------------------------------- ASUSTEK COMPUTER INC. Ticker: 2357 Security ID: Y04327105 Meeting Date: JUN 17, 2014 Meeting Type: Annual Record Date: APR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2013 Financial Statements For For Management 2 Approve Plan on 2013 Profit For For Management Distribution 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4.1 Elect Shih, Tsung-Tang, with For For Management Shareholder No. 71, as Non-Independent Director 4.2 Elect Tseng, Chiang-Sheng, with For For Management Shareholder No. 25370, as Non-Independent Director 4.3 Elect Shen, Cheng-Lai, with For For Management Shareholder No. 80, as Non-Independent Director 4.4 Elect Chen, Yen-Cheng, with For For Management Shareholder No. 135, as Non-Independent Director 4.5 Elect Hsu, Hsien-Yuen, with For For Management Shareholder No. 116, as Non-Independent Director 4.6 Elect Hsieh, Min-Chieh, with For For Management Shareholder No. 388, as Non-Independent Director 4.7 Elect Hu, Su-Pin, with Shareholder No. For For Management 255368, as Non-Independent Director 4.8 Elect Yang, Tze-Kaing, with ID No. For For Management A10224****, as Supervisor 4.9 Elect Cheng, Chung-Jen, with For For Management Shareholder No. 264008, as Supervisor 4.10 Elect Yang, Long-Hui, with Shareholder For For Management No. 66, as Supervisor 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- BANPU PCL Ticker: BANPU Security ID: Y0697Z111 Meeting Date: SEP 09, 2013 Meeting Type: Special Record Date: AUG 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Minutes of Previous Meeting None None Management 2 Approve Stock Split For For Management 3 Amend Memorandum of Association to For For Management Reflect Changes in Registered Capital 4 Other Business None None Management -------------------------------------------------------------------------------- BANPU PCL Ticker: BANPU Security ID: Y0697Z186 Meeting Date: APR 03, 2014 Meeting Type: Annual Record Date: MAR 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting None None Management 2 Acknowledge Company's Performance and For For Management Adopt Directors' Report 3 Accept Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend of THB 1.20 Per Share 5.1a Elect Krirk-Krai Jirapaet as Director For For Management 5.1b Elect Rutt Phanijphand as Director For For Management 5.1c Elect Metee Auaapinyakul as Director For For Management 5.1d Elect Suthad Setboonsarng as Director For For Management 5.2a Elect Buntoeng Vongkusolkit as Director For For Management 5.2b Elect Sudiarso Prasetio as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve PricewaterhouseCoopers ABAS as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Other Business None None Management -------------------------------------------------------------------------------- BELGACOM Ticker: BELG Security ID: B10414116 Meeting Date: APR 16, 2014 Meeting Type: Annual Record Date: APR 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Information from the Joint None None Management Committee 4 Receive Consolidated Financial None None Management Statements and Statutory Reports 5 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 2.18 per Share 6 Approve Remuneration Report For For Management 7 Approve Discharge of Directors For For Management 8 Approve Special Discharge of Directors For For Management Whose Mandate Ended During Fiscal Year 2013 9 Approve Discharge of Auditors For For Management 10 Approve Discharge of Deloitte as For For Management Auditor in Charge of Certifying the Consolidated Accounts 11.1 Elect Agnes Touraine as Director For For Management 11.2 Elect Catherine Vandenborre as Director For For Management 12 Transact Other Business None None Management -------------------------------------------------------------------------------- BELGACOM Ticker: BELG Security ID: B10414116 Meeting Date: APR 16, 2014 Meeting Type: Special Record Date: APR 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Renew Authorization to Increase Share For For Management Capital within the Framework of Authorized Capital and Amend Articles Accordingly 2a Authorize Board to Issue Shares in the For Against Management Event of a Public Tender Offer or Share Exchange Offer and Amend Articles Accordingly 2b Amend Article 5 Re: References to FSMA For For Management 3 Amend Article10 Re: Dematerialization For For Management of Bearer Shares 4 Amend Article 11 Re: References to FSMA For For Management 5 Authorize Repurchase of Up to 20 For Against Management Percent of Issued Share Capital 6 Authorize Board to Repurchase Shares For Against Management in the Event of a Serious and Imminent Harm 7 Amend Article 14 Re: Dematerialization For For Management of Bearer Shares 8 Amend Article 34 Re: Dematerialization For For Management of Bearer Shares 9a Authorize Coordination of Articles of For For Management Association 9b Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BELL ALIANT INC. Ticker: BA Security ID: 07786R204 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Cope For For Management 1.2 Elect Director Robert Dexter For For Management 1.3 Elect Director Edward Reevey For For Management 1.4 Elect Director Karen Sheriff For For Management 1.5 Elect Director Louis Tanguay For For Management 1.6 Elect Director Martine Turcotte For For Management 1.7 Elect Director Siim Vanaselja For For Management 1.8 Elect Director John Watson For For Management 1.9 Elect Director David Wells For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Ticker: BEZQ Security ID: M2012Q100 Meeting Date: AUG 27, 2013 Meeting Type: Special Record Date: AUG 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend of NIS 0. For For Management 3555092 Per Share -------------------------------------------------------------------------------- BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Ticker: BEZQ Security ID: M2012Q100 Meeting Date: SEP 03, 2013 Meeting Type: Special Record Date: AUG 06, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compensation Policy for the For For Management Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. -------------------------------------------------------------------------------- BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Ticker: BEZQ Security ID: M2012Q100 Meeting Date: JAN 27, 2014 Meeting Type: Special Record Date: DEC 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Ytzhak Edelman as an External For For Management Director for a Three Year Term 2 Approve Purchase of Additional Amount For For Management of Digital Converters by DBS of Eurocom Digital Communications Ltd., a Subsidiary of Eurocom Communications Ltd., an Indirect Shareholder (Including Pricing and Payment Terms) 3 Approve Purchase of Additional Amount For For Management of Power Suppliers for Digital Converters by DBS of Eurocom Digital Communications Ltd., a Subsidiary of Eurocom Communications Ltd., an Indirect Shareholder A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager -------------------------------------------------------------------------------- BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Ticker: BEZQ Security ID: M2012Q100 Meeting Date: MAR 19, 2014 Meeting Type: Special Record Date: FEB 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Update to Compensation Policy For For Management for the Directors and Officers of the Company 2 Approve Bonus Criteria for the For For Management Performance Based Bonus of the CEO for 2014 A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager A2c If you are an Institutional Investor None Against Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise vote against. -------------------------------------------------------------------------------- BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Ticker: BEZQ Security ID: M2012Q100 Meeting Date: MAR 27, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividend Distribution of NIS 0. For For Management 29 Per Share -------------------------------------------------------------------------------- BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Ticker: BEZQ Security ID: M2012Q100 Meeting Date: APR 30, 2014 Meeting Type: Annual/Special Record Date: MAR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board for 2013 2.1 Reelect Shaul Elovitch, Chairman and For For Management Controlling Shareholder, as Director Until the End of the Next Annual General Meeting 2.2 Reelect Or Elovitch, Son of Shaul For For Management Elovitch, Controlling Shareholder, as Director Until the End of the Next Annual General Meeting 2.3 Reelect Orna Elovitch Peled, Daughter For For Management In Law of Shaul Elovitch, Controlling Shareholder, as Director Until the End of the Next Annual General Meeting 2.4 Reelect Amikam Shorer as Director For For Management Until the End of the Next Annual General Meeting 2.5 Reelect Felix Cohen as Director Until For For Management the End of the Next Annual General Meeting 2.6 Reelect Eldad Ben-Moshe as Director For For Management Until the End of the Next Annual General Meeting 2.7 Reelect Joshua Rosensweig as Director For For Management Until the End of the Next Annual General Meeting 2.8 Reelect Rami Nomkin as Director Until For For Management the End of the Next Annual General Meeting 3 Reappoint KPMG Somekh Chaikin as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Cash Award to Avraham Gabbay, For For Management Outgoing CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager -------------------------------------------------------------------------------- CEMIG, COMPANHIA ENERGETICA DE MINAS GERAIS Ticker: CMIG4 Security ID: P2577R110 Meeting Date: APR 30, 2014 Meeting Type: Annual/Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Fiscal Council Member(s) None Did Not Vote Shareholder Nominated by Preferred Shareholders 2 Elect Director Nominated by Preferred None Did Not Vote Shareholder Shareholders -------------------------------------------------------------------------------- COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV Ticker: AMBV4 Security ID: P0273S127 Meeting Date: JUL 30, 2013 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Reorganization Plan For For Management and Stock Swap Merger 2 Amend Articles to Reflect Changes in For For Management Capital 3 Approve Cancellation of Treasury Shares For For Management 4 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV Ticker: ABEV3 Security ID: P0273U106 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3 Elect Fiscal Council Members For Did Not Vote Management 4 Ratify Remuneration Paid for Fiscal For Did Not Vote Management Year 2013 and Approve Remuneration of Company's Management -------------------------------------------------------------------------------- COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV Ticker: ABEV3 Security ID: P0273U106 Meeting Date: APR 28, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Fiscal For Did Not Vote Management Benefits and Issue New Shares 2 Authorize Capitalization of Fiscal For Did Not Vote Management Benefits without Issuing New Shares 3 Amend Article 5 to Reflect Changes in For Did Not Vote Management Capital -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO DE MINAS GERAIS COPASA Ticker: CSMG3 Security ID: P28269101 Meeting Date: SEP 25, 2013 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Fiscal Council Member For Did Not Vote Management 2 Approve Loan Agreement with Caixa For Did Not Vote Management Economica Federal Re: Programa de Aceleracao de Crescimento (PAC-2) 3 Approve Bidding Process for For Did Not Vote Management Public-Private Partnership Re: Divinopolis Sanitary Sewer System -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO DE MINAS GERAIS (COPASA) Ticker: CSMG3 Security ID: P28269101 Meeting Date: FEB 14, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Issuance of Debentures For Did Not Vote Management 2 Approve Loan Agreement with Caixa For Did Not Vote Management Economica Federal Re: Programa de Aceleracao de Crescimento (PAC-2) 3 Amend Articles Re: Reserves For Did Not Vote Management -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO DE MINAS GERAIS (COPASA) Ticker: CSMG3 Security ID: P28269101 Meeting Date: MAR 11, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3 Approve Investment Plan for Upcoming For Did Not Vote Management Fiscal Year 4 Elect Board and Fiscal Council Members For Did Not Vote Management -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO DE MINAS GERAIS (COPASA) Ticker: CSMG3 Security ID: P28269101 Meeting Date: MAR 11, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For Did Not Vote Management Management -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO DE MINAS GERAIS (COPASA) Ticker: CSMG3 Security ID: P28269101 Meeting Date: JUN 13, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 4 For Did Not Vote Management 2 Approve Donation of Assets For Did Not Vote Management -------------------------------------------------------------------------------- COMPANHIA PARANAENSE DE ENERGIA - COPEL Ticker: CPLE6 Security ID: P30557139 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Fiscal Council Member(s) None Did Not Vote Shareholder Nominated by Preferred Shareholders -------------------------------------------------------------------------------- COMPANHIA SANEAMENTO BASICO DO ESTADO DE SAO PAULO - SABESP Ticker: SBSP3 Security ID: P8228H104 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3 Fix Number of Directors For Did Not Vote Management 4 Elect Directors and Appoint Chairman For Did Not Vote Management for Two-Year Term 5 Elect Fiscal Council Members for For Did Not Vote Management One-Year Term 6 Approve Remuneration of Company's For Did Not Vote Management Management -------------------------------------------------------------------------------- COMPANHIA SANEAMENTO BASICO DO ESTADO DE SAO PAULO - SABESP Ticker: SBSP3 Security ID: P8228H104 Meeting Date: APR 30, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For Did Not Vote Management 2.a Amend Articles to Reflect Changes in For Did Not Vote Management Capital 2.b Approve Increase in Authorized Capital For Did Not Vote Management 2.c Amend Article 14 For Did Not Vote Management -------------------------------------------------------------------------------- CPFL ENERGIA S.A. Ticker: CPFE3 Security ID: P3179C105 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3 Fix Number of Directors For Did Not Vote Management 4 Elect Directors and Alternates For Did Not Vote Management 5 Elect Fiscal Council Members and For Did Not Vote Management Alternates 6 Approve Remuneration of Company's For Did Not Vote Management Management 7 Approve Remuneration of Fiscal Council For Did Not Vote Management Members -------------------------------------------------------------------------------- DONGBU INSURANCE CO. Ticker: 005830 Security ID: Y2096K109 Meeting Date: MAR 14, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 1,000 per Share 2 Amend Articles of Incorporation For For Management 3 Reelect Three Outside Directors For Against Management (Bundled) 4 Reelect Two Members of Audit Committee For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- E.ON SE Ticker: EOAN Security ID: D24914133 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2013 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2013 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2013 5a Ratify PricewaterhouseCoopers as For For Management Auditors for Fiscal 2014 5b Ratify PricewaterhouseCoopers as For For Management Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2014 6 Ammend Affiliation Agreements with For For Management Subsidiary E.ON US Holding GmbH -------------------------------------------------------------------------------- ECOPETROL S.A. Ticker: ECOPETROL Security ID: ADPV14028 Meeting Date: JAN 23, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Safety Guidelines/Open Meeting None None Management 2 Verify Quorum None None Management 3 Opening by Chief Executive Officer None None Management 4 Approve Meeting Agenda For For Management 5 Appoint Chairman of the Meeting For For Management 6 Appoint Committee in Charge of For For Management Scrutinizing Elections and Polling 7 Appoint Committee to Approve Minutes For For Management of Meeting 8 Elect Directors For Against Management -------------------------------------------------------------------------------- ECOPETROL S.A. Ticker: ECOPETROL Security ID: ADPV14028 Meeting Date: MAR 26, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Safety Guidelines/Open Meeting None None Management 2 Verify Quorum None None Management 3 Opening by Chief Executive Officer None None Management 4 Approve Meeting Agenda For For Management 5 Appoint Chairman of the Meeting For For Management 6 Appoint Committee in Charge of For For Management Scrutinizing Elections and Polling 7 Appoint Committee to Approve Minutes For For Management of Meeting 8 Present Board of Directors' Report Re: None None Management CEO's Evaluation and Corporate Governance Compliance Code 9 Present Directors' and CEO's Reports None None Management 10 Receive Report from Representative of None None Management Minority Shareholders 11 Receive Consolidated and Individual None None Management Financial Statements 12 Receive Auditor's Report None None Management 13 Approve of Management's and External For For Management Auditor's Reports as well as Financial Statements 14 Approve Dividends For For Management 15 Appoint Auditors and Fix Their For For Management Remuneration 16 Elect Directors (Bundled) For Against Management 17 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- EDP- ENERGIAS DO BRASIL S.A. Ticker: ENBR3 Security ID: P3769R108 Meeting Date: FEB 04, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Board Size For Did Not Vote Management 2 Elect New Director; Appoint Chairman For Did Not Vote Management and Vice Chairman -------------------------------------------------------------------------------- EDP- ENERGIAS DO BRASIL S.A. Ticker: ENBR3 Security ID: P3769R108 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3 Fix Board Size and Elect Directors For Did Not Vote Management 4 Approve Remuneration of Company's For Did Not Vote Management Management -------------------------------------------------------------------------------- EDP- ENERGIAS DO BRASIL S.A. Ticker: ENBR3 Security ID: P3769R108 Meeting Date: APR 29, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 24 and 25 Re: Executive For Did Not Vote Management Committee -------------------------------------------------------------------------------- ELISA CORPORATION Ticker: ELI1V Security ID: X1949T102 Meeting Date: APR 02, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.30 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Monthly Remuneration of For For Management Directors in the Amount of EUR 9,000 for Chairman, EUR 6,000 for Vice Chairman, and EUR 5,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work 11 Fix Number of Directors at Seven For For Management 12 Reelect Raimo Lind, Leena Niemisto, For Against Management Eira Palin-Lehtinen, Jaakko Uotila, and Mika Vehvilainen as Directors; Elect Petteri Koponen and Seija Turunen as New Directors 13 Approve Remuneration of Auditors For Against Management 14 Fix Number of Auditors at One For For Management 15 Ratify KPMG as Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 15 Million For For Management Shares without Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- ENI S.P.A. Ticker: ENI Security ID: T3643A145 Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program For For Management 4 Amend Articles Re: Director None Against Shareholder Honorability Requirements 5 Amend Company Bylaws Re: Shareholder For For Management Meetings 6 Fix Number of Directors For For Management 7 Fix Board Terms for Directors For For Management 8.1 Slate Submitted by the Italian Treasury None Did Not Vote Shareholder 8.2 Slate Submitted by Institutional None Against Shareholder Investors 9 Elect Board Chair None Against Management 10 Approve Remuneration of Directors For Against Management 11 Approve Remuneration of Executive None For Management Directors 12.1 Slate Submitted by the Italian Treasury None Against Shareholder 12.2 Slate Submitted by Institutional None For Shareholder Investors 13 Appoint Chair of the Board of None For Shareholder Statutory Auditors 14 Approve Internal Auditors' Remuneration For For Management 15 Approve Compensation of the Judicial For For Management Officer of Corte dei Conti Responsible for Eni's Financial Control 16 Approve Long-Term Monetary Incentive For For Management Plan 2014-2016 17 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD INC. Ticker: FCX Security ID: 35671D857 Meeting Date: JUN 17, 2014 Meeting Type: Annual Record Date: APR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard C. Adkerson For For Management 1.2 Elect Director Robert J. Allison, Jr. For For Management 1.3 Elect Director Alan R. Buckwalter, III For For Management 1.4 Elect Director Robert A. Day For For Management 1.5 Elect Director James C. Flores For For Management 1.6 Elect Director Gerald J. Ford For For Management 1.7 Elect Director Thomas A. Fry, III For For Management 1.8 Elect Director H. Devon Graham, Jr. For For Management 1.9 Elect Director Lydia H. Kennard For For Management 1.10 Elect Director Charles C. Krulak For For Management 1.11 Elect Director Bobby Lee Lackey For For Management 1.12 Elect Director Jon C. Madonna For For Management 1.13 Elect Director Dustan E. McCoy For For Management 1.14 Elect Director James R. Moffett For For Management 1.15 Elect Director Stephen H. Siegele For For Management 1.16 Elect Director Frances Fragos Townsend For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Approve Executive Incentive Bonus Plan For For Management 5 Require Director Nominee with Against Abstain Shareholder Environmental Experience -------------------------------------------------------------------------------- HCA HOLDINGS, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard M. Bracken For For Management 1.2 Elect Director R. Milton Johnson For For Management 1.3 Elect Director Robert J. Dennis For For Management 1.4 Elect Director Nancy-Ann DeParle For For Management 1.5 Elect Director Thomas F. Frist III For For Management 1.6 Elect Director William R. Frist For For Management 1.7 Elect Director Ann H. Lamont For For Management 1.8 Elect Director Jay O. Light For For Management 1.9 Elect Director Geoffrey G. Meyers For For Management 1.10 Elect Director Michael W. Michelson For For Management 1.11 Elect Director Stephen G. Pagliuca For For Management 1.12 Elect Director Wayne J. Riley For For Management 1.13 Elect Director John W. Rowe For For Management 2 Ratify Auditors For For Management 3 Approve Nonqualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HOLLYFRONTIER CORPORATION Ticker: HFC Security ID: 436106108 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas Y. Bech For For Management 1b Elect Director Leldon E. Echols For For Management 1c Elect Director R. Kevin Hardage For For Management 1d Elect Director Michael C. Jennings For For Management 1e Elect Director Robert J. Kostelnik For For Management 1f Elect Director James H. Lee For For Management 1g Elect Director Franklin Myers For For Management 1h Elect Director Michael E. Rose For For Management 1i Elect Director Tommy A. Valenta For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Adopt Quantitative GHG Goals for Against Abstain Shareholder Products and Operations -------------------------------------------------------------------------------- HUTCHISON PORT HOLDINGS TRUST Ticker: NS8U Security ID: Y3780D104 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of Trustee-Manager, For For Management Statement by Trustee-Manager, Financial Statements, and Auditor's Report 2 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors and Authorize the Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- HUTCHISON PORT HOLDINGS TRUST Ticker: NS8U Security ID: Y3780D104 Meeting Date: APR 28, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Trust Deed For For Management -------------------------------------------------------------------------------- INNER MONGOLIA YITAI COAL CO., LTD. Ticker: 900948 Security ID: Y40848106 Meeting Date: DEC 11, 2013 Meeting Type: Special Record Date: DEC 02, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Qi Yongxing as Director For For Management 2 Amend Terms of Reference of the Board For Against Management of Supervisors 3 Approve Amendments to Articles of For For Management Association 4 Approve Guarantee to Inner Mongolia For For Management Yitai Chemical Co. Ltd. 5a Approve Issue Size and Method in For For Shareholder Relation to the Proposed Issue of Corporate Bonds 5b Approve Arrangement on Placement to For For Shareholder Shareholders in Relation to the Proposed Issue of Corporate Bonds 5c Approve Maturity in Relation to the For For Shareholder Proposed Issue of Corporate Bonds 5d Approve Use of Proceeds in Relation to For For Shareholder the Proposed Issue of Corporate Bonds 5e Approve Place of Listing in Relation For For Shareholder to the Proposed Issue of Corporate Bonds 5f Approve Term of Guarantee in Relation For For Shareholder to the Proposed Issue of Corporate Bonds 5g Approve Validity of the Resolution in For For Shareholder Relation to the Proposed Issue of Corporate Bonds 5h Approve Measures for Guaranteeing the For For Shareholder Repayment in Relation to the Proposed Issue of Corporate Bonds 5i Approve Authorization of the Board or For For Shareholder Its Authorized Persons in Relation to the Proposed Issue of Corporate Bonds 6 Approve Proposed Guarantee to be For For Shareholder Provided to Inner Mongolia Yitai Chemical Co. Ltd. -------------------------------------------------------------------------------- INNER MONGOLIA YITAI COAL CO., LTD. Ticker: 900948 Security ID: Y40848106 Meeting Date: MAR 25, 2014 Meeting Type: Special Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Projects Investment For For Management 2 Amend Articles of Association of the For For Management Company 3 Approve Proposed Guarantee to be For For Management Provided to Inner Mongolia Yitai Chemical Co., Ltd. -------------------------------------------------------------------------------- INNER MONGOLIA YITAI COAL CO., LTD. Ticker: 900948 Security ID: Y40848106 Meeting Date: MAY 30, 2014 Meeting Type: Annual Record Date: MAY 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Report of Independent For For Management Non-Executive Directors 4 Accept Annual Report For For Management 5 Approve Confirmation of the Difference For For Management between Actual Amount and Estimates of Related Party Transactions in the Ordinary Course of Business in 2013 and the Estimates for 2014 Related Party Transactions in the Ordinary Course of Business 6 Approve Project Investment Plan For For Management 7a Elect Zhang Donghai as Director For For Management 7b Elect Ge Yaoyong as Director For For Management 7c Elect Liu Chunlin as Director For For Management 7d Elect Zhang Dongsheng as Director For For Management 7e Elect Zhang Xinrong as Director For For Management 7f Elect Lv Guiliang as Director For For Management 7g Elect Song Zhanyou as Director For For Management 7h Elect Yu Youguang as Director For For Management 7i Elect Qi Yongxing as Director For For Management 7j Elect Song Jianzhong as Director For For Management 7k Elect Tam Kwok Ming, Banny as Director For For Management 8a Elect Li Wenshan as Supervisor For For Management 8b Elect Zhang Guisheng as Supervisor For For Management 8c Elect Wang Yongliang as Supervisor For For Management 8d Elect Wu Qu as Supervisor For For Management 9 Approve Proposed Acquisition For For Management 10 Approve Profit Distribution Plan For For Management 11 Reappoint Da Hua Certified Public For For Shareholder Accountants (special general partnership) as PRC Auditor and Ernst & Young as International Auditor and Authorize Management to Determine Their Remuneration 12 Reappoint Da Hua Certified Public For For Shareholder Accountants (special general partnership) as Internal Control Auditor and Authorize Management to Determine Their Remuneration 13 Approve Proposed Adjustment to Project For For Shareholder Investment Plan 14 Approve Provision of Guarantee to For For Management Subsidiaries 15 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 16 Amend Articles Re: Scope of Business For For Shareholder -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director Andy D. Bryant For For Management 1c Elect Director Susan L. Decker For For Management 1d Elect Director John J. Donahoe For For Management 1e Elect Director Reed E. Hundt For For Management 1f Elect Director Brian M. Krzanich For For Management 1g Elect Director James D. Plummer For For Management 1h Elect Director David S. Pottruck For For Management 1i Elect Director Frank D. Yeary For For Management 1j Elect Director David B. Yoffie For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- K+S AKTIENGESELLSCHAFT Ticker: SDF Security ID: D48164129 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2013 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.25 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2013 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2013 5 Ratify Deloitte and Touche GmbH as For For Management Auditors for Fiscal 2014 6.a Amend Affiliation Agreements with For For Management Subsidiary K+S Beteiligungs GmbH 6.b Amend Affiliation Agreements with For For Management Subsidiary K+S Consulting GmbH 6.c Amend Affiliation Agreements with For For Management Subsidiary K+S Entsorgung GmbH 6.d Amend Affiliation Agreements with For For Management Subsidiary K+S IT-Services GmbH 6.e Amend Affiliation Agreements with For For Management Subsidiary K+S Kali GmbH 6.f Amend Affiliation Agreements with For For Management Subsidiary K+S Salz GmbH 6.g Amend Affiliation Agreements with For For Management Subsidiary K+S Transport GmbH 6.h Amend Affiliation Agreements with For For Management Subsidiary K+S Versicherungsvermittlungs GmbH 6.i Amend Affiliation Agreements with For For Management Subsidiary Wohnbau Salzdetfurth GmbH -------------------------------------------------------------------------------- KONINKLIJKE KPN NV Ticker: KPN Security ID: N4297B146 Meeting Date: OCT 02, 2013 Meeting Type: Special Record Date: SEP 04, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Approve Sale of E-Plus to Telefonica For For Management Deutschland Holding AG 3a Amend Restricted Stock Plan Re: For For Management Adjustment Following Rights Issuance 3b Approve Retention Cash Award of EUR For Against Management 650,000 to T. Dirks if the Sale of E-Plus is not Completed 4 Close Meeting None None Management -------------------------------------------------------------------------------- KONINKLIJKE KPN NV Ticker: KPN Security ID: N4297B146 Meeting Date: JAN 10, 2014 Meeting Type: Special Record Date: DEC 13, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Decrease Nominal Value per Share from For For Management EUR 0.24 to EUR 0.04 3 Authorize Repurchase of All For For Management Outstanding Preference Shares B and Cancellation of Preference Shares B 4 Close Meeting None None Management -------------------------------------------------------------------------------- LEIDOS HOLDINGS, INC. Ticker: LDOS Security ID: 525327102 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: APR 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David G. Fubini For For Management 1b Elect Director John J. Hamre For For Management 1c Elect Director Miriam E. John For For Management 1d Elect Director John P. Jumper For For Management 1e Elect Director Harry M.J. Kraemer, Jr. For For Management 1f Elect Director Lawrence C. Nussdorf For For Management 1g Elect Director Robert S. Shapard For For Management 1h Elect Director Noel B. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- LORILLARD, INC. Ticker: LO Security ID: 544147101 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dianne Neal Blixt For For Management 1.2 Elect Director Andrew H. Card, Jr. For For Management 1.3 Elect Director Virgis W. Colbert For For Management 1.4 Elect Director David E.R. Dangoor For For Management 1.5 Elect Director Murray S. Kessler For For Management 1.6 Elect Director Jerry W. Levin For For Management 1.7 Elect Director Richard W. Roedel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management 5 Report on Lobbying Payments and Policy Against Abstain Shareholder 6 Inform Poor and Less Educated on Against Abstain Shareholder Health Consequences of Tobacco -------------------------------------------------------------------------------- MAGYAR TELEKOM PLC. Ticker: MTELEKOM Security ID: X5187V109 Meeting Date: APR 11, 2014 Meeting Type: Annual Record Date: APR 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 0 Approve Management Board Report on None None Management Company's Operations 1 Approve Consolidated Financial For Did Not Vote Management Statements and Statutory Reports 2 Accept Financial Statements and For Did Not Vote Management Statutory Reports 3 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 4 Authorize Share Repurchase Program For Did Not Vote Management 5 Approve Company's Corporate Governance For Did Not Vote Management Statement 6 Approve Discharge of Management Board For Did Not Vote Management 7.1 Approve Remuneration of Chairman and For Did Not Vote Management Members of the Management Board 7.2 Approve Remuneration of Chairman and For Did Not Vote Management Members of the Supervisory Board 7.3 Approve Remuneration of Audit For Did Not Vote Management Committee Members 8 Approve Auditors and Authorize Board For Did Not Vote Management to Fix Their Remuneration 9.1 Amend Section 1 of Bylaws For Did Not Vote Management 9.2 Amend Section 2 of Bylaws For Did Not Vote Management 9.3 Amend Section 3 of Bylaws For Did Not Vote Management 9.4 Amend Section 4 of Bylaws For Did Not Vote Management 9.5 Amend Section 5 of Bylaws For Did Not Vote Management 9.6 Amend Section 6 of Bylaws For Did Not Vote Management 9.7 Amend Section 7 of Bylaws For Did Not Vote Management 9.8 Amend Section 8 of Bylaws For Did Not Vote Management 9.9 Amend Section 9 of Bylaws For Did Not Vote Management 9.10 Amend Section 11 of Bylaws For Did Not Vote Management 9.11 Amend Section 12 of Bylaws For Did Not Vote Management 9.12 Amend Section 13 of Bylaws For Did Not Vote Management 9.13 Amend Section 15 of Bylaws For Did Not Vote Management 9.14 Adopt Consolidated Text of Bylaws For Did Not Vote Management 9.15 Decision on the Application of the New For Did Not Vote Management Civil Code to the Company 10 Amend Regulations on Supervisory Board For Did Not Vote Management -------------------------------------------------------------------------------- METSO CORPORATION Ticker: MEO1V Security ID: X53579102 Meeting Date: OCT 01, 2013 Meeting Type: Special Record Date: SEP 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Approve Demerger Plan For For Management 7 Fix Number of Directors at Valmet to For For Management Seven (7) 8 Approve Remuneration of Directors at For For Management Valmet in the Amount of EUR 25,000 for Chairman, EUR 15,000 for Deputy Chairman and Chairman of Audit Committee, and EUR 12,000 for Other Directors 9 Elect Jukka Viinanen (Chairman), For For Management Mikael von Frenckell (Deputy Chair), Erkki Pehu-Lehtonen, and Pia Rudengren as Transition Directors in Valmet; Elect Friederike Helfer, Pekka Lundmark, and Rogerio Ziviani as New Directors in Valmet 10 Approve Remuneration of Auditors in For For Management Valmet 11 Ratify Ernst & Young as Auditors in For For Management Valmet 12 Fix Number of Directors at Metso at For For Management Seven (7) 13 Approve Remuneration of Directors at For For Management Metso in the Amount of EUR 25,000 for Chairman, EUR 15,000 for Deputy Chairman and Chairman of Audit Committee, and EUR 12,000 for New Directors 14 Elect Wilson Brumer, Lars Josefsson, For Against Management and Nina Kopola as New Directors at Metso; Elect Mikael Lilius as Chairman and Christer Gardell as Vice Chairman 15 Authorize Share Repurchase Program at For For Management Valmet 16 Approve Issuance and Reissuance of For For Management Shares without Preemptive Rights at Valmet 17 Close Meeting None None Management -------------------------------------------------------------------------------- METSO CORPORATION Ticker: MEO1V Security ID: X53579102 Meeting Date: MAR 26, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.00 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration of Directors in For For Management the Amount of EUR 100,000 for Chairman, EUR 60,000 for Vice Chairman and Audit Committee Chairman, and EUR 48,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work 11 Fix Number of Directors at Seven For For Management 12 Reelect Mikael Lilius (Chairman), For Against Management Christer Gardell (Vice Chairman), Wilson Brumer, Ozey Horton, Lars Josefsson, Nina Kopola, and Eeva Sipila as Directors 13 Approve Remuneration of Auditors For For Management 14 Ratify Ernst & Young as Auditors For For Management 15 Authorize Share Repurchase Program For For Management 16 Approve Issuance of up to 15 Million For For Management Shares and Conveyance of up to 10 Million Treasury Shares without Preemptive Rights 17 Close Meeting None None Management -------------------------------------------------------------------------------- OPAP (GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA) Ticker: OPAP Security ID: X3232T104 Meeting Date: NOV 07, 2013 Meeting Type: Special Record Date: NOV 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Information on the Replacement None None Management of Resigned Board and Audit Committee Members 2 Elect Directors For Against Management 3 Appoint Members of Audit Committee For For Management 4 Authorize Board to Participate in For For Management Companies with Similar Business Interests 5 Approve Remuneration of Board Chairman For For Management and CEO 6 Approve Remuneration of Executive For For Management Board Member -------------------------------------------------------------------------------- OPAP (GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA) Ticker: OPAP Security ID: X3232T104 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAY 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Restated Financial Statements For For Management for 2012 2 Accept Statutory Reports for 2013 For For Management 3 Accept Financial Statements for 2013 For For Management 4 Approve Allocation of Income For For Management 5 Approve Discharge of Board and Auditors For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration and Compensation For For Management of Executives 8 Pre-approve Director Remuneration for For For Management 2014 9 Approve Auditors and Fix Their For For Management Remuneration 10 Amend Company Articles For For Management 11 Authorize Board to Participate in For For Management Companies with Similar Business Interests -------------------------------------------------------------------------------- ORION OYJ Ticker: ORNBV Security ID: X6002Y112 Meeting Date: MAR 25, 2014 Meeting Type: Annual Record Date: MAR 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.25 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration of Directors in For For Management the Amount of EUR 76,000 for Chairman, EUR 51,000 for Vice Chairman, and EUR 38,000 for Other Directors; Approve Meeting Fees 11 Fix Number of Directors at Seven For For Management 12 Reelect Sirpa Jalkanen, Eero Karvonen, For Against Management Hannu Syrjanen (Chairman), Heikki Westerlund, Timo Maasilta, and Jukka Ylppo as Directors; Elect Mikael Silvennoinen as New Director 13 Approve Remuneration of Auditors For For Management 14 Ratify PricewaterhouseCoopers as For For Management Auditors 15 Amend Articles Re: Convocation of For For Management General Meeting 16 Close Meeting None None Management -------------------------------------------------------------------------------- PORTO SEGURO SA Ticker: PSSA3 Security ID: P7905C107 Meeting Date: MAR 28, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3 Ratify Board Deliberations Re: For Did Not Vote Management Interest-On-Capital-Stock Payments 4 Approve Dividends For Did Not Vote Management 5 Approve Date of Dividend and For Did Not Vote Management Interest-On-Capital-Stock Payments 6 Elect Directors, Chairman, and For Did Not Vote Management Vice-Chairman of the Board 7 Approve Remuneration of Executive For Did Not Vote Management Officers, Non-Executive Directors, and Audit Committee Members -------------------------------------------------------------------------------- PORTO SEGURO SA Ticker: PSSA3 Security ID: P7905C107 Meeting Date: MAR 28, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Change Location of Company Headquarters For Did Not Vote Management 2 Amend Article 14 For Did Not Vote Management 3 Amend Articles For Did Not Vote Management 4 Consolidate Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- PROSIEBENSAT.1 MEDIA AG Ticker: PSM Security ID: D6216S143 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2013 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.47 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2013 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2013 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2014 6a Elect Lawrence Aidem to the For For Management Supervisory Board 6b Elect Antoinette Aris to the For For Management Supervisory Board 6c Elect Werner Brandt to the Supervisory For For Management Board 6d Elect Adam Cahan to the Supervisory For For Management Board 6e Elect Stefan Dziarski to the For For Management Supervisory Board 6f Elect Philipp Freise to the For For Management Supervisory Board 6g Elect Marion Helmes to the Supervisory For For Management Board 6h Elect Erik Huggers to the Supervisory For For Management Board 6i Elect Harald Wiedmann to the For For Management Supervisory Board 7 Amend Articles Re: Remuneration of For For Management Supervisory Board 8 Approve Creation of EUR 65 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 9.1 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion 9.2 Approve Creation of EUR 43 Million For For Management Pool of Capital to Guarantee Conversion Rights 10 Amend Articles Re: Notification of For For Management Significant Shareholdings 11.1 Amend Affiliation Agreements with For For Management Subsidiaries 11.2 Amend Affiliation Agreements with For For Management Subsidiaries 11.3 Amend Affiliation Agreements with For For Management Subsidiaries 11.4 Amend Affiliation Agreements with For For Management Subsidiaries 11.5 Amend Affiliation Agreements with For For Management Subsidiaries 11.6 Amend Affiliation Agreements with For For Management Subsidiaries 11.7 Amend Affiliation Agreements with For For Management Subsidiaries 11.8 Amend Affiliation Agreements with For For Management Subsidiaries 11.9 Amend Affiliation Agreements with For For Management Subsidiaries 11.10 Amend Affiliation Agreements with For For Management Subsidiaries 11.11 Amend Affiliation Agreements with For For Management Subsidiaries 11.12 Amend Affiliation Agreements with For For Management Subsidiaries 11.13 Amend Affiliation Agreements with For For Management Subsidiaries 11.14 Amend Affiliation Agreements with For For Management Subsidiaries 11.15 Amend Affiliation Agreements with For For Management Subsidiaries 11.16 Amend Affiliation Agreements with For For Management Subsidiaries 11.17 Amend Affiliation Agreements with For For Management Subsidiaries 11.18 Amend Affiliation Agreements with For For Management Subsidiaries 11.19 Amend Affiliation Agreements with For For Management Subsidiaries 11.20 Amend Affiliation Agreements with For For Management Subsidiaries 11.21 Amend Affiliation Agreements with For For Management Subsidiaries -------------------------------------------------------------------------------- PT INDO TAMBANGRAYA MEGAH TBK Ticker: ITMG Security ID: Y71244100 Meeting Date: APR 02, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Auditors For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Accept Report on, and Change in, the For For Management Use of Proceeds from the Public Offering -------------------------------------------------------------------------------- PT TAMBANG BATUBARA BUKIT ASAM TBK Ticker: PTBA Security ID: Y8520P101 Meeting Date: OCT 10, 2013 Meeting Type: Special Record Date: SEP 24, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resignation of President For For Management Commissioner 2 Elect Commissioners For Against Management -------------------------------------------------------------------------------- PT TAMBANG BATUBARA BUKIT ASAM TBK Ticker: PTBA Security ID: Y8520P101 Meeting Date: MAR 27, 2014 Meeting Type: Annual Record Date: MAR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports of the Company and Discharge Directors and Commissioners From Their Responsibilities in the Company 2 Approve Financial Statements and For For Management Statutory Reports of the Partnership and Community Development Program (PCDP) and Discharge Directors and Commissioners From Their Responsibilities in the PCDP 3 Approve Allocation of Income and For For Management Payment of Dividend 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Auditors of the Company and For For Management PCDP -------------------------------------------------------------------------------- PTT PCL Ticker: PTT Security ID: Y6883U113 Meeting Date: APR 10, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividend THB 13 Per Share 4.1 Elect Prajin Jantong as Director For For Management 4.2 Elect Montri Sotangkul as Director For Against Management 4.3 Elect Thosaporn Sirisumphand as For For Management Director 4.4 Elect Sihasak Phuangketkeow as Director For Against Management 4.5 Elect Athapol Yaisawang as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Office of The Auditor General For For Management of Thailand as Auditors and Authorize Board to Fix Their Remuneration 7 Other Business For Against Management -------------------------------------------------------------------------------- RADIANT OPTO-ELECTRONICS CORP. Ticker: 6176 Security ID: Y7174K103 Meeting Date: JUN 12, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2013 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2013 Profit For For Management Distribution 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- REYNOLDS AMERICAN INC. Ticker: RAI Security ID: 761713106 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan M. Cameron For For Management 1b Elect Director Luc Jobin For For Management 1c Elect Director Nana Mensah For For Management 1d Elect Director Ronald S. Rolfe For For Management 1e Elect Director John J. Zillmer For For Management 1f Elect Director Nicholas Scheele For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management 5 Report on Lobbying Payments and Policy Against Abstain Shareholder 6 Adopt Policy to Restrict Non-Required Against Abstain Shareholder Animal Testing -------------------------------------------------------------------------------- SOUTHERN COPPER CORPORATION Ticker: SCCO Security ID: 84265V105 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director German Larrea For Withhold Management Mota-Velasco 1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management 1.3 Elect Director Emilio Carrillo Gamboa For Withhold Management 1.4 Elect Director Alfredo Casar Perez For Withhold Management 1.5 Elect Director Luis Castelazo Morales For Withhold Management 1.6 Elect Director Enrique Castillo For For Management Sanchez Mejorada 1.7 Elect Director Xavier Garcia de For Withhold Management Quevedo Topete 1.8 Elect Director Daniel Muniz Quintanilla For Withhold Management 1.9 Elect Director Luis Miguel Palomino For For Management Bonilla 1.10 Elect Director Gilberto Perezalonso For For Management Cifuentes 1.11 Elect Director Juan Rebolledo Gout For Withhold Management 1.12 Elect Director Carlos Ruiz Sacristan For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STATOIL ASA Ticker: STL Security ID: R8413J103 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Registration of Attending Shareholders None None Management and Proxies 3 Elect Chairman of Meeting For Did Not Vote Management 4 Approve Notice of Meeting and Agenda For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.00 Per Share 7 Withdraw Company from Tar Sands Against Did Not Vote Shareholder Activities in Canada 8 Withdraw Company from Ice-Laden Against Did Not Vote Shareholder Activities in the Arctic 9 Approve Company's Corporate Governance For Did Not Vote Management Statement 10 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 11 Approve Remuneration of Auditors For Did Not Vote Management 12a Reelect Olaug Svarva as Member of For Did Not Vote Management Corporate Assembly 12b Reelect Idar Kreutzer as Member of For Did Not Vote Management Corporate Assembly 12c Reelect Karin Aslaksen as Member of For Did Not Vote Management Corporate Assembly 12d Reelect Greger Mannsverk as Member of For Did Not Vote Management Corporate Assembly 12e Reelect Steinar Olsen as Member of For Did Not Vote Management Corporate Assembly 12f Reelect Ingvald Strommen as Member of For Did Not Vote Management Corporate Assembly 12g Reelect Rune Bjerke as Member of For Did Not Vote Management Corporate Assembly 12h Reelect Siri Kalvig as Member of For Did Not Vote Management Corporate Assembly 12i Reelect Barbro Haetta as Member of For Did Not Vote Management Corporate Assembly 12j Elect Terje Venold as Member of For Did Not Vote Management Corporate Assembly 12k Elect Tone Lunde Bakker as Member of For Did Not Vote Management Corporate Assembly 12l Elect Kjersti Kleven as Member of For Did Not Vote Management Corporate Assembly 12m Reelect Arthur Sletteberg as Deputy For Did Not Vote Management Member of Corporate Assembly 12n Reelect Bassim Haj as Deputy Member of For Did Not Vote Management Corporate Assembly 12o Elect Nina Kivijervi as Deputy Member For Did Not Vote Management of Corporate Assembly 12p Elect Birgitte Vartdal as Deputy For Did Not Vote Management Members of Corporate Assembly 13 Approve Remuneration of Corporate For Did Not Vote Management Assembly in the Amount of NOK 116,400 for the Chairman, NOK 61,400 for the Vice Chairman, NOK 43,100 for Other Members, and NOK 6,100 for Deputy Members 14.1 Reelect Olaug Svarva as Member and For Did Not Vote Management Chairman of Nominating Committee 14.2 Reelect Tom Rathe as Member of For Did Not Vote Management Nominating Committee 14.3 Reelect Elisabeth Berge as Member of For Did Not Vote Management Nominating Committee with Johan Alstad as Personal Deputy 14.4 Elect Tone Bakker as New Member of For Did Not Vote Management Nominating Committee 15 Approve Remuneration of Nominating For Did Not Vote Management Committee in the Amount of NOK 11,600 for the Chairman and NOK 8,600 for Other Members 16 Approve Quaterly Dividend Payment For Did Not Vote Management 17 Approve Equity Plan Financing For Did Not Vote Management 18 Authorize Share Repurchase Program and For Did Not Vote Management Cancellation of Repurchased Shares 19 Terminate Engagement in Angola and Against Did Not Vote Shareholder Azerbaijan -------------------------------------------------------------------------------- TDC A/S Ticker: TDC Security ID: K94545116 Meeting Date: MAR 06, 2014 Meeting Type: Annual Record Date: FEB 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For Did Not Vote Management Statutory Reports 3 Approve Discharge of Management and For Did Not Vote Management Board 4 Approve Allocation of Income For Did Not Vote Management 5a Reelect Vagn Sorensen as Director For Did Not Vote Management 5b Reelect Pierre Danon as Director For Did Not Vote Management 5c Reelect Stine Bosse as Director For Did Not Vote Management 5d Reelect Angus Porter as Director For Did Not Vote Management 5e Reelect Soren Sorensen as Director For Did Not Vote Management 5f Reelect Pieter Knook as Director For Did Not Vote Management 6 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 7a Authorize Share Repurchase Program For Did Not Vote Management 7b Amend Guidelines for Incentive-Based For Did Not Vote Management Compensation for Executive Management and Board 7c Approve Remuneration of Directors in For Did Not Vote Management the Amount of DKK 1.1 Million for Chairman, DKK 700,000 for Vice Chairman, and DKK 400,000 for Other Members; Approve Remuneration for Committee Work 7d Amend Articles of Association For Did Not Vote Management 7e Amend Authorisation to Increase Share For Did Not Vote Management Capital 7f Approve Publication of Information in For Did Not Vote Management English 8 Other Business None None Management -------------------------------------------------------------------------------- TELE2 AB Ticker: TEL2 B Security ID: W95878166 Meeting Date: MAY 12, 2014 Meeting Type: Annual Record Date: MAY 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Chairman's Report None None Management 8 Receive President's Report None None Management 9 Receive Financial Statements and None None Management Statutory Reports 10 Accept Financial Statements and For Did Not Vote Management Statutory Reports 11 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 4.40 Per Share 12 Approve Discharge of Board and For Did Not Vote Management President 13 Determine Number of Members (8) and For Did Not Vote Management Deputy Members of Board (0) 14 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 1.4 Million for the Chairman and SEK 525,000 for Other Members; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 15 Reelect Lars Berg, Mia Livfors, Erik For Did Not Vote Management Mitteregger, Mike Parton (Chairman), Carla Smits-Nusteling, and Mario Zanotti as Directors; Elect Lorenzo Grabau and Irina Hemmers as New Directors 16 Authorize Cristina Stenbeck and For Did Not Vote Management Representatives of at Least Three of Company's Largest Shareholders to Serve on Nominating Committee 17 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 18 Approve Restricted Stock Plan; Approve For Did Not Vote Management Associated Formalities 19 Authorize Share Repurchase Program For Did Not Vote Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- TEVA PHARMACEUTICAL INDUSTRIES LTD. Ticker: TEVA Security ID: M8769Q102 Meeting Date: AUG 27, 2013 Meeting Type: Annual Record Date: JUL 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Moshe Many as Director Until For For Management the End of the 2016 General Meeting 1.2 Reelect Arie Belldegrun as Director For For Management Until the End of the 2016 General Meeting 1.3 Reelect Amir Elstein as Director Until For For Management the End of the 2016 General Meeting 1.4 Reelect Yitzhak Peterburg as Director For For Management Until the End of the 2016 General Meeting 2.1 Approve Cash Bonus of USD 1,203,125 to For For Management Jeremy Levin, President and CEO 2.2 Approval of Bonus Objectives and For For Management Payout Terms for 2013 for Jeremy Levin, President and CEO 3 Approve Compensation Policy for the For For Management Directors and Officers of the Company 4 Approve Dividend for First and Second For For Management Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share 5 Appoint Kesselman and Kesselman For For Management (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting 6 Discuss Financial Statements for 2012 None None Management A Vote YES where indicated if you are a None Against Management controlling shareholder or have a personal interest in item; otherwise, vote NO where indicated. You may not abstain. If you vote YES on specific items, please provide an explanation to your account manager. -------------------------------------------------------------------------------- TEVA PHARMACEUTICAL INDUSTRIES LTD. Ticker: TEVA Security ID: M8769Q102 Meeting Date: FEB 24, 2014 Meeting Type: Special Record Date: JAN 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employment Terms of Erez For For Management Vigodman, President and Chief Executive Officer-Designate -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 16, 2014 Meeting Type: Annual/Special Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.38 per Share 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Reelect Patricia Barbizet as Director For For Management 6 Reelect Marie-Christine For For Management Coisne-Roquette as Director 7 Reelect Paul Desmarais Jr as Director For Against Management 8 Reelect Barbara Kux as Director For For Management 9 Advisory Vote on Compensation of For For Management Christophe de Margerie 10 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value 11 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million 12 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 13 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 14 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for International Subsidiaries 16 Authorize up to 0.8 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 17 Amend Article 11 of Bylaws Re: For For Management Employee Representatives and Employee Shareholder Representatives 18 Amend Article 12 of Bylaws Re: Age For For Management Limit for Chairman of the Board 19 Amend Article 15 of Bylaws Re: Age For For Management Limit for CEO 20 Amend Article 17 of Bylaws Re: Proxy For For Management Voting A Amend Board Internal Rules Re: Against Against Shareholder Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives B Amend the Social Criteria that are Against Against Shareholder Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator C Allow Loyalty Dividends to Long-Term Against Against Shareholder Registered Shareholders and Amend Article 20 of Bylaws D Approve Appointment of Employee Against Against Shareholder Representatives to the Board Committees and Amend Article 12.5 of Bylaws E Amend Article 12.7 of Bylaws: Against Against Shareholder Remuneration of Directors -------------------------------------------------------------------------------- TRACTEBEL ENERGIA S.A. Ticker: TBLE3 Security ID: P9208W103 Meeting Date: DEC 30, 2013 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Reorganization Re: For Did Not Vote Management Companhia Energetica Sao Salvador (CESS) 2 Appoint Independent Firm to Appraise For Did Not Vote Management Proposed Transaction 3 Approve Independent Firm's Appraisal For Did Not Vote Management 4 Approve Acquisition of Companhia For Did Not Vote Management Energetica Sao Salvador 5 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions 6 Accept Resignation and Elect Alternate For Did Not Vote Management Director -------------------------------------------------------------------------------- TRACTEBEL ENERGIA S.A. Ticker: TBLE3 Security ID: P9208W103 Meeting Date: APR 08, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3 Approve Employees' Bonuses For Did Not Vote Management 4 Approve Remuneration of Company's For Did Not Vote Management Management 5 Elect Directors For Did Not Vote Management 6 Elect Fiscal Council Members For Did Not Vote Management -------------------------------------------------------------------------------- VIVENDI Ticker: VIV Security ID: F97982106 Meeting Date: JUN 24, 2014 Meeting Type: Annual/Special Record Date: JUN 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Auditors' Special Report on For For Management Related-Party Transactions 4 Approve Treatment of Losses and For For Management Dividends of EUR 1.00 per Share 5 Advisory Vote on Compensation of For For Management Jean-Francois Dubos, Chairman of the Management Board 6 Advisory Vote on Compensation of For For Management Philippe Capron, Member of the Management Board up to Dec. 31, 2013 7 Reelect Aliza Jabes as Supervisory For For Management Board Member 8 Reelect Daniel Camus as Supervisory For For Management Board Member 9 Elect Katie Jacobs Stanton as For For Management Supervisory Board Member 10 Elect Virginie Morgon as Supervisory For For Management Board Member 11 Elect Philippe Benacin as Supervisory For For Management Board Member 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 16 Approve Stock Purchase Plan Reserved For For Management for International Employees 17 Amend Article 8 of Bylaws Re: For For Management Appointment of Employee Representatives 18 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- YANGZIJIANG SHIPBUILDING HOLDINGS LTD Ticker: BS6 Security ID: Y9728A102 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Declare Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Chen Timothy Teck Leng @ Chen For For Management Teck Leng as Director 5 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 7 Authorize Share Repurchase Program For For Management ================================ Small-Cap Fund ================================ ADDUS HOMECARE CORPORATION Ticker: ADUS Security ID: 006739106 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven I. Geringer For For Management 1.2 Elect Director Michael Earley For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AMBARELLA, INC. Ticker: AMBA Security ID: G037AX101 Meeting Date: JUN 04, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie D. Kohn For For Management 1.2 Elect Director D. Jeffrey Richardson For For Management 1.3 Elect Director Lip-Bu Tan For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ANTARES PHARMA, INC. Ticker: ATRS Security ID: 036642106 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leonard S. Jacob For For Management 1.2 Elect Director Paul K. Wotton For For Management 1.3 Elect Director Marvin Samson For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- ARC DOCUMENT SOLUTIONS, INC. Ticker: ARC Security ID: 00191G103 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kumarakulasingam (Suri) For For Management Suriyakumar 1.2 Elect Director Thomas J. Formolo For For Management 1.3 Elect Director Dewitt Kerry McCluggage For For Management 1.4 Elect Director James F. McNulty For For Management 1.5 Elect Director Mark W. Mealy For For Management 1.6 Elect Director Manuel Perez de la Mesa For For Management 1.7 Elect Director Eriberto R. Scocimara For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLUCORA, INC. Ticker: BCOR Security ID: 095229100 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth Huebner For For Management 1.2 Elect Director Andrew Snyder For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BRIGHTCOVE INC. Ticker: BCOV Security ID: 10921T101 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Mendels For For Management 1.2 Elect Director Derek Harrar For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- BRYN MAWR BANK CORPORATION Ticker: BMTC Security ID: 117665109 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: APR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Francis J. Leto For For Management 1.2 Elect Director Britton H. Murdoch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- CAMBREX CORPORATION Ticker: CBM Security ID: 132011107 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rosina B. Dixon For For Management 1.2 Elect Director Kathryn R. Harrigan For For Management 1.3 Elect Director Leon J. Hendrix, Jr. For For Management 1.4 Elect Director Ilan Kaufthal For For Management 1.5 Elect Director Steven M. Klosk For For Management 1.6 Elect Director William B. Korb For For Management 1.7 Elect Director Peter G. Tombros For For Management 1.8 Elect Director Shlomo Yanai For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- CARMIKE CINEMAS, INC. Ticker: CKEC Security ID: 143436400 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roland C. Smith For For Management 1.2 Elect Director Mark R. Bell For For Management 1.3 Elect Director Jeffrey W. Berkman For For Management 1.4 Elect Director Sean T. Erwin For For Management 1.5 Elect Director James A. Fleming For For Management 1.6 Elect Director Alan J. Hirschfield For For Management 1.7 Elect Director S. David Passman, III For For Management 1.8 Elect Director Patricia A. Wilson For For Management 2 Increase Authorized Common Stock For For Management 3 Approve Omnibus Stock Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify Auditors For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CARRIAGE SERVICES, INC. Ticker: CSV Security ID: 143905107 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. DeCarlo For For Management 1.2 Elect Director Donald D. Patteson, Jr. For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- CECO ENVIRONMENTAL CORP. Ticker: CECE Security ID: 125141101 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arthur Cape For For Management 1.2 Elect Director Jason DeZwirek For Withhold Management 1.3 Elect Director Eric M. Goldberg For For Management 1.4 Elect Director Jeffrey Lang For Withhold Management 1.5 Elect Director Lynn J. Lyall For For Management 1.6 Elect Director Jonathan Pollack For Withhold Management 1.7 Elect Director Seth Rudin For For Management 1.8 Elect Director Donald A. Wright For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CENVEO, INC. Ticker: CVO Security ID: 15670S105 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Burton, Sr. For For Management 1.2 Elect Director Gerald S. Armstrong For For Management 1.3 Elect Director Robert G. Burton, Jr. For For Management 1.4 Elect Director Mark J. Griffin For For Management 1.5 Elect Director Susan Herbst For For Management 1.6 Elect Director Robert B. Obernier For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CITI TRENDS, INC. Ticker: CTRN Security ID: 17306X102 Meeting Date: JUN 04, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laurens M. Goff For For Management 1.2 Elect Director R. Edward Anderson For For Management 1.3 Elect Director Lawrence E. Hyatt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- COMFORT SYSTEMS USA, INC. Ticker: FIX Security ID: 199908104 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darcy G. Anderson For For Management 1.2 Elect Director Herman E. Bulls For For Management 1.3 Elect Director Alfred J. Giardinelli, For For Management Jr. 1.4 Elect Director Alan P. Krusi For For Management 1.5 Elect Director Brian E. Lane For For Management 1.6 Elect Director Franklin Myers For For Management 1.7 Elect Director James H. Schultz For For Management 1.8 Elect Director Constance E. Skidmore For For Management 1.9 Elect Director Vance W. Tang For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DATAWATCH CORPORATION Ticker: DWCH Security ID: 237917208 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: FEB 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard de J. Osborne For For Management 1.2 Elect Director James Wood For Withhold Management 1.3 Elect Director Thomas H. Kelly For For Management 1.4 Elect Director Terry W. Potter For For Management 1.5 Elect Director Christopher T. Cox For For Management 1.6 Elect Director David C. Mahoney For For Management 1.7 Elect Director Michael A. Morrison For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- DEL FRISCO'S RESTAURANT GROUP, INC. Ticker: DFRG Security ID: 245077102 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David B. Barr For For Management 1.2 Elect Director William Lamar, Jr. For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- DENNY'S CORPORATION Ticker: DENN Security ID: 24869P104 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregg R. Dedrick For For Management 1.2 Elect Director Jose M. Gutierrez For For Management 1.3 Elect Director George W. Haywood For For Management 1.4 Elect Director Brenda J. Lauderback For For Management 1.5 Elect Director Robert E. Marks For For Management 1.6 Elect Director John C. Miller For For Management 1.7 Elect Director Louis P. Neeb For For Management 1.8 Elect Director Donald C. Robinson For For Management 1.9 Elect Director Debra Smithart-Oglesby For For Management 1.10 Elect Director Laysha Ward For For Management 1.11 Elect Director F. Mark Wolfinger For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DEPOMED, INC. Ticker: DEPO Security ID: 249908104 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter D. Staple For For Management 1.2 Elect Director Vicente Anido, Jr. For For Management 1.3 Elect Director G. Steven Burrill For For Management 1.4 Elect Director Karen A. Dawes For For Management 1.5 Elect Director Louis J. Lavigne, Jr. For For Management 1.6 Elect Director Samuel R. Saks For For Management 1.7 Elect Director James A. Schoeneck For For Management 1.8 Elect Director David B. Zenoff For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- DERMA SCIENCES, INC. Ticker: DSCI Security ID: 249827502 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: APR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward J. Quilty For For Management 1.2 Elect Director Srini Conjeevaram For For Management 1.3 Elect Director Stephen T. Wills For For Management 1.4 Elect Director C. Richard Stafford For For Management 1.5 Elect Director Robert G. Moussa For For Management 1.6 Elect Director Bruce F. Wesson For For Management 1.7 Elect Director Brett D. Hewlett For For Management 1.8 Elect Director Amy Paul For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Auditors For For Management 6 Other Business For Against Management -------------------------------------------------------------------------------- DYAX CORP. Ticker: DYAX Security ID: 26746E103 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: APR 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James W. Fordyce For For Management 1.2 Elect Director Mary Ann Gray For For Management 1.3 Elect Director Thomas L. Kempner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Ratify Auditors For For Management -------------------------------------------------------------------------------- DYNAVAX TECHNOLOGIES CORPORATION Ticker: DVAX Security ID: 268158102 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel L. Kisner For Withhold Management 1.2 Elect Director Stanley A. Plotkin For Withhold Management 1.3 Elect Director Natale ('Nat') Ricciardi For Withhold Management 2 Approve Reverse Stock Split For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- EDGEWATER TECHNOLOGY, INC. Ticker: EDGW Security ID: 280358102 Meeting Date: JUN 04, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shirley Singleton For For Management 1.2 Elect Director Wayne Wilson For For Management 1.3 Elect Director Paul E. Flynn For For Management 1.4 Elect Director Paul Guzzi For For Management 1.5 Elect Director Nancy L. Leaming For For Management 1.6 Elect Director Michael R. Loeb For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- GENTHERM INCORPORATED Ticker: THRM Security ID: 37253A103 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: APR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis Booth For For Management 1.2 Elect Director Francois J. Castaing For For Management 1.3 Elect Director Daniel R. Coker For For Management 1.4 Elect Director Sophie Desormiere For For Management 1.5 Elect Director Maurice E.P. Gunderson For For Management 1.6 Elect Director Oscar B. Marx, III For For Management 1.7 Elect Director Carlos E. Mazzorin For For Management 1.8 Elect Director Franz Scherer For For Management 1.9 Elect Director Byron T. Shaw, II For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GLOBAL CASH ACCESS HOLDINGS, INC. Ticker: GCA Security ID: 378967103 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ram Chary For For Management 1.2 Elect Director Fred C. Enlow For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- GRAY TELEVISION, INC. Ticker: GTN Security ID: 389375106 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hilton H. Howell, Jr. For For Management 1.2 Elect Director William E. Mayher, III For For Management 1.3 Elect Director Richard L. Boger For For Management 1.4 Elect Director T.L. (Gene) Elder For For Management 1.5 Elect Director Robin R. Howell For For Management 1.6 Elect Director Howell W. Newton For For Management 1.7 Elect Director Hugh E. Norton For For Management 1.8 Elect Director Harriett J. Robinson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- HARVARD BIOSCIENCE, INC. Ticker: HBIO Security ID: 416906105 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Green For For Management 1.2 Elect Director John F. Kennedy For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HCI GROUP, INC. Ticker: HCI Security ID: 40416E103 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wayne Burks For Withhold Management 1.2 Elect Director Sanjay Madhu For Withhold Management 1.3 Elect Director Anthony Saravanos For Withhold Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- HFF, INC. Ticker: HF Security ID: 40418F108 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. Gibson For For Management 1.2 Elect Director George L. Miles, Jr. For For Management 1.3 Elect Director Joe B. Thornton, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- HORIZON PHARMA, INC. Ticker: HZNP Security ID: 44047T109 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gino Santini For For Management 1.2 Elect Director Timothy P. Walbert For For Management 2 Amend Omnibus Stock Plan For For Management 3 Approve Conversion of Securities For For Management 4 Ratify Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HORSEHEAD HOLDING CORP. Ticker: ZINC Security ID: 440694305 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jack Shilling For For Management 1.2 Elect Director John C. van Roden, Jr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INCONTACT, INC. Ticker: SAAS Security ID: 45336E109 Meeting Date: JUN 11, 2014 Meeting Type: Annual Record Date: APR 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Theodore Stern For For Management 1.2 Elect Director Paul Jarman For For Management 1.3 Elect Director Steve Barnett For For Management 1.4 Elect Director Mark J. Emkjer For For Management 1.5 Elect Director Blake O. Fisher, Jr. For For Management 1.6 Elect Director Paul F. Koeppe For For Management 1.7 Elect Director Hamid Akhavan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- INFORMATION SERVICES GROUP, INC. Ticker: III Security ID: 45675Y104 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Neil G. Budnick For For Management 1.2 Elect Director Gerald S. Hobbs For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- INPHI CORPORATION Ticker: IPHI Security ID: 45772F107 Meeting Date: JUN 02, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas E. Brathwaite For For Management 1.2 Elect Director David Liddle For For Management 1.3 Elect Director Bruce McWilliams For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- INSYS THERAPEUTICS, INC. Ticker: INSY Security ID: 45824V209 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: APR 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven J. Meyer For For Management 1.2 Elect Director Brian Tambi For For Management 2 Ratify Auditors For For Management 3 Adopt Shareholder Rights Plan (Poison For Against Management Pill) 4 Increase Authorized Common Stock For For Management 5 Adjust Par Value of Common Stock For Against Management -------------------------------------------------------------------------------- INVENTURE FOODS, INC. Ticker: SNAK Security ID: 461212102 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ashton D. Asensio For For Management 1.2 Elect Director Timothy A. Cole For For Management 1.3 Elect Director Macon Bryce Edmonson For For Management 1.4 Elect Director Harold S. Edwards For Withhold Management 1.5 Elect Director Paul J. Lapadat For For Management 1.6 Elect Director Terry McDaniel For For Management 1.7 Elect Director David L. Meyers For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- JMP GROUP INC. Ticker: JMP Security ID: 46629U107 Meeting Date: JUN 02, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph A. Jolson For For Management 1.2 Elect Director Craig R. Johnson For For Management 1.3 Elect Director Carter D. Mack For For Management 1.4 Elect Director Mark L. Lehmann For For Management 1.5 Elect Director Glenn H. Tongue For For Management 1.6 Elect Director Kenneth M. Karmin For For Management 1.7 Elect Director H. Mark Lunenburg For For Management 1.8 Elect Director David M. DiPietro For For Management 1.9 Elect Director Jonathan M. Orszag For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- JONES ENERGY, INC. Ticker: JONE Security ID: 48019R108 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonny Jones For For Management 1.2 Elect Director Howard I. Hoffen For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- KERYX BIOPHARMACEUTICALS, INC. Ticker: KERX Security ID: 492515101 Meeting Date: JUN 23, 2014 Meeting Type: Annual Record Date: APR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ron Bentsur For Withhold Management 1.2 Elect Director Kevin J. Cameron For For Management 1.3 Elect Director Joseph Feczko For For Management 1.4 Elect Director Wyche Fowler, Jr. For For Management 1.5 Elect Director Jack Kaye For For Management 1.6 Elect Director Daniel P. Regan For For Management 1.7 Elect Director Michael P. Tarnok For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KNIGHTSBRIDGE TANKERS LTD. Ticker: VLCCF Security ID: G5299G106 Meeting Date: JUN 25, 2014 Meeting Type: Special Record Date: APR 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For Against Management -------------------------------------------------------------------------------- KONA GRILL, INC. Ticker: KONA Security ID: 50047H201 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Berke Bakay For For Management 1.2 Elect Director Richard J. Hauser For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- KYTHERA BIOPHARMACEUTICALS, INC. Ticker: KYTH Security ID: 501570105 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: APR 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director F. Michael Ball For For Management 1.2 Elect Director Nathaniel David For Withhold Management 1.3 Elect Director Robert T. Nelsen For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- LADENBURG THALMANN FINANCIAL SERVICES INC. Ticker: LTS Security ID: 50575Q102 Meeting Date: JUN 25, 2014 Meeting Type: Annual Record Date: MAY 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry C. Beinstein For For Management 1.2 Elect Director Phillip Frost For Withhold Management 1.3 Elect Director Brian S. Genson For For Management 1.4 Elect Director Saul Gilinski For For Management 1.5 Elect Director Dmitry Kolosov For For Management 1.6 Elect Director Richard M. Krasno For For Management 1.7 Elect Director Richard J. Lampen For For Management 1.8 Elect Director Howard M. Lorber For For Management 1.9 Elect Director Jeffrey S. Podell For For Management 1.10 Elect Director Richard J. Rosenstock For For Management 1.11 Elect Director Jacqueline M. Simkin For For Management 1.12 Elect Director Mark Zeitchick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Amend Omnibus Stock Plan For Against Management 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- LIONBRIDGE TECHNOLOGIES, INC. Ticker: LIOX Security ID: 536252109 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rory J. Cowan For For Management 1.2 Elect Director Paul A. Kavanagh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- MARTEN TRANSPORT, LTD. Ticker: MRTN Security ID: 573075108 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randolph L. Marten For For Management 1.2 Elect Director Larry B. Hagness For For Management 1.3 Elect Director Thomas J. Winkel For For Management 1.4 Elect Director Jerry M. Bauer For For Management 1.5 Elect Director Robert L. Demorest For For Management 1.6 Elect Director G. Larry Owens For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Other Business For Against Management -------------------------------------------------------------------------------- NEENAH PAPER, INC. Ticker: NP Security ID: 640079109 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy S. Lucas For For Management 1.2 Elect Director Philip C. Moore For For Management 1.3 Elect Director John P. O'Donnell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- NETSOL TECHNOLOGIES, INC. Ticker: NTWK Security ID: 64115A402 Meeting Date: JUN 12, 2014 Meeting Type: Annual Record Date: MAY 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Najeeb U. Ghauri For For Management 1b Elect Director Naeem Ghauri For For Management 1c Elect Director Asad Ghauri For For Management 1d Elect Director Eugen Beckert For Against Management 1e Elect Director Mark Caton For Against Management 1f Elect Director Shahid Javed Burki For Against Management 1g Elect Director Jeffrey Bilbrey For Against Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- NOVAVAX, INC. Ticker: NVAX Security ID: 670002104 Meeting Date: JUN 12, 2014 Meeting Type: Annual Record Date: APR 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stanley C. Erck For For Management 1.2 Elect Director Rajiv I. Modi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- ORCHIDS PAPER PRODUCTS COMPANY Ticker: TIS Security ID: 68572N104 Meeting Date: APR 09, 2014 Meeting Type: Special Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Plan Grants to For For Management Jeffrey S. Schoen 2 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ORCHIDS PAPER PRODUCTS COMPANY Ticker: TIS Security ID: 68572N104 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven R. Berlin For For Management 1.2 Elect Director John C. Guttilla For For Management 1.3 Elect Director Douglas E. Hailey For For Management 1.4 Elect Director Mark H. Ravich For For Management 1.5 Elect Director Elaine MacDonald For For Management 1.6 Elect Director Jeffrey S. Schoen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- OREXIGEN THERAPEUTICS, INC. Ticker: OREX Security ID: 686164104 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: APR 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eckard Weber For For Management 1.2 Elect Director Patrick J. Mahaffy For For Management 1.3 Elect Director Michael A. Narachi For For Management 2 Approve Flexible Settlement Feature For Against Management for the Potential Conversion of the Notes 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- PATRICK INDUSTRIES, INC. Ticker: PATK Security ID: 703343103 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terrence D. Brennan For For Management 1.2 Elect Director Joseph M. Cerulli For For Management 1.3 Elect Director Todd M. Cleveland For For Management 1.4 Elect Director John A. Forbes For For Management 1.5 Elect Director Paul E. Hassler For For Management 1.6 Elect Director Michael A. Kitson For For Management 1.7 Elect Director Andy L. Nemeth For For Management 1.8 Elect Director Larry D. Renbarger For For Management 1.9 Elect Director Walter E. Wells For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- PERFICIENT, INC. Ticker: PRFT Security ID: 71375U101 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Davis For For Management 1.2 Elect Director Ralph C. Derrickson For For Management 1.3 Elect Director John S. Hamlin For For Management 1.4 Elect Director James R. Kackley For For Management 1.5 Elect Director David S. Lundeen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- PREFERRED BANK Ticker: PFBC Security ID: 740367404 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Li Yu For For Management 1.2 Elect Director J. Richard Belliston For For Management 1.3 Elect Director Gary S. Nunnelly For For Management 1.4 Elect Director Clark Hsu For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- PSYCHEMEDICS CORPORATION Ticker: PMD Security ID: 744375205 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond C. Kubacki For For Management 1.2 Elect Director Harry Connick For For Management 1.3 Elect Director Walter S. Tomenson, Jr. For For Management 1.4 Elect Director Fred J. Weinert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- PZENA INVESTMENT MANAGEMENT, INC. Ticker: PZN Security ID: 74731Q103 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard S. Pzena For For Management 1.2 Elect Director John P. Goetz For For Management 1.3 Elect Director William L. Lipsey For For Management 1.4 Elect Director Steven M. Galbraith For For Management 1.5 Elect Director Joel M. Greenblatt For For Management 1.6 Elect Director Richard P. Meyerowich For For Management 1.7 Elect Director Charles D. Johnston For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REGIONAL MANAGEMENT CORP. Ticker: RM Security ID: 75902K106 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roel C. Campos For For Management 1.2 Elect Director Alvaro G. de Molina For For Management 1.3 Elect Director Thomas F. Fortin For For Management 1.4 Elect Director Richard A. Godley For Withhold Management 1.5 Elect Director Carlos Palomares For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- REIS, INC. Ticker: REIS Security ID: 75936P105 Meeting Date: JUN 04, 2014 Meeting Type: Annual Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lloyd Lynford For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- REPLIGEN CORPORATION Ticker: RGEN Security ID: 759916109 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glenn L. Cooper For For Management 1.2 Elect Director John G. Cox For For Management 1.3 Elect Director Karen A. Dawes For For Management 1.4 Elect Director Alfred L. Goldberg For For Management 1.5 Elect Director Michael A. Griffith For For Management 1.6 Elect Director Walter C. Herlihy For For Management 1.7 Elect Director Thomas F. Ryan, Jr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- REVLON, INC. Ticker: REV Security ID: 761525609 Meeting Date: JUN 10, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald O. Perelman For For Management 1.2 Elect Director Alan S. Bernikow For Withhold Management 1.3 Elect Director Diana F. Cantor For Withhold Management 1.4 Elect Director Lorenzo Delpani For For Management 1.5 Elect Director Viet D. Dinh For For Management 1.6 Elect Director Meyer Feldberg For Withhold Management 1.7 Elect Director David L. Kennedy For For Management 1.8 Elect Director Robert K. Kretzman For Withhold Management 1.9 Elect Director Ceci Kurzman For For Management 1.10 Elect Director Debra L. Lee For For Management 1.11 Elect Director Tamara Mellon For Withhold Management 1.12 Elect Director Barry F. Schwartz For Withhold Management 1.13 Elect Director Kathi P. Seifert For Withhold Management 1.14 Elect Director Cristiana F. Sorrell For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Animal Testing and Plans to Against Abstain Shareholder Eliminate Testing -------------------------------------------------------------------------------- RIGNET, INC. Ticker: RNET Security ID: 766582100 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Browning For For Management 1.2 Elect Director Mattia Caprioli For For Management 1.3 Elect Director Charles L. Davis For For Management 1.4 Elect Director Kevin Mulloy For For Management 1.5 Elect Director Kevin J. O'Hara For For Management 1.6 Elect Director Keith Olsen For For Management 1.7 Elect Director Mark B. Slaughter For For Management 1.8 Elect Director Brent K. Whittington For For Management 1.9 Elect Director Ditlef de Vibe For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SCIQUEST, INC. Ticker: SQI Security ID: 80908T101 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: MAR 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy J. Buckley For For Management 1.2 Elect Director Daniel F. Gillis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- SILVERCREST ASSET MANAGEMENT GROUP INC. Ticker: SAMG Security ID: 828359109 Meeting Date: JUN 11, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wilmot H. Kidd, III For For Management 1.2 Elect Director Richard S. Pechter For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- STOCK BUILDING SUPPLY HOLDINGS, INC. Ticker: STCK Security ID: 86101X104 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert E. Mellor For For Management 1b Elect Director Jeffrey G. Rea For Withhold Management 1c Elect Director David L. Keltner For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- SUCAMPO PHARMACEUTICALS, INC. Ticker: SCMP Security ID: 864909106 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel P. Getman For For Management 1.2 Elect Director Peter Greenleaf For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUN HYDRAULICS CORPORATION Ticker: SNHY Security ID: 866942105 Meeting Date: JUN 02, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christine L. Koski For For Management 1.2 Elect Director David N. Wormley For For Management 1.3 Elect Director Alexander Schuetz For For Management 2 Increase Authorized Common Stock For For Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUPERIOR UNIFORM GROUP, INC. Ticker: SGC Security ID: 868358102 Meeting Date: MAY 02, 2014 Meeting Type: Annual Record Date: FEB 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sidney Kirschner For For Management 1.2 Elect Director Michael Benstock For For Management 1.3 Elect Director Alan D. Schwartz For For Management 1.4 Elect Director Robin M. Hensley For For Management 1.5 Elect Director Paul Mellini For For Management 1.6 Elect Director Todd Siegel For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- SYNERGY RESOURCES CORPORATION Ticker: SYRG Security ID: 87164P103 Meeting Date: APR 16, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward Holloway For Withhold Management 1.2 Elect Director William E. Scaff, Jr. For Withhold Management 1.3 Elect Director Rick A. Wilber For For Management 1.4 Elect Director Raymond E. McElhaney For For Management 1.5 Elect Director Bill M. Conrad For For Management 1.6 Elect Director George Seward For For Management 1.7 Elect Director R.W. 'Bud' Noffsinger, For For Management III 2 Increase Authorized Common Stock For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- TANDEM DIABETES CARE, INC. Ticker: TNDM Security ID: 875372104 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kim D. Blickenstaff For For Management 1.2 Elect Director Howard E. Greene, Jr. For For Management 1.3 Elect Director Christopher J. Twomey For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- TASER INTERNATIONAL, INC. Ticker: TASR Security ID: 87651B104 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick W. Smith For For Management 1.2 Elect Director Mark W. Kroll For For Management 1.3 Elect Director Judy Martz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- TOWER INTERNATIONAL, INC. Ticker: TOWR Security ID: 891826109 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank E. English, Jr. For For Management 1.2 Elect Director Jonathan Gallen For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- TRAVELZOO INC. Ticker: TZOO Security ID: 89421Q205 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Holger Bartel For For Management 1.2 Elect Director Ralph Bartel For For Management 1.3 Elect Director Michael Karg For For Management 1.4 Elect Director Donovan Neale-May For For Management 1.5 Elect Director Mary Reilly For For Management 2 Approve Stock Option Plan Grants to For For Management Christopher Loughlin 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- U.S. PHYSICAL THERAPY, INC. Ticker: USPH Security ID: 90337L108 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerald L. Pullins For For Management 1.2 Elect Director Christopher J. Reading For For Management 1.3 Elect Director Lawrance W. McAfee For For Management 1.4 Elect Director Daniel C. Arnold For For Management 1.5 Elect Director Mark J. Brookner For For Management 1.6 Elect Director Harry S. Chapman For For Management 1.7 Elect Director Bernard A. Harris, Jr. For For Management 1.8 Elect Director Marlin W. Johnston For For Management 1.9 Elect Director Reginald E. Swanson For For Management 1.10 Elect Director Clayton K. Trier For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- UNITED INSURANCE HOLDINGS CORP. Ticker: UIHC Security ID: 910710102 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alec L. Poitevint, II For Withhold Management 1.2 Elect Director Kern M. Davis For Withhold Management 1.3 Elect Director William H. Hood, III For Withhold Management 1.4 Elect Director Sherrill W. Hudson For Withhold Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- US ECOLOGY, INC. Ticker: ECOL Security ID: 91732J102 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor J. Barnhart For For Management 1.2 Elect Director Joe F. Colvin For For Management 1.3 Elect Director Jeffrey R. Feeler For For Management 1.4 Elect Director Daniel Fox For For Management 1.5 Elect Director Stephen A. Romano For Against Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VAALCO ENERGY, INC. Ticker: EGY Security ID: 91851C201 Meeting Date: JUN 04, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven P. Guidry For For Management 1.2 Elect Director W. Russell Scheirman For For Management 1.3 Elect Director Frederick W. Brazelton For For Management 1.4 Elect Director O. Donaldson Chapoton For For Management 1.5 Elect Director James B. Jennings For For Management 1.6 Elect Director John J. Myers, Jr. For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WILLBROS GROUP, INC. Ticker: WG Security ID: 969203108 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward J. DiPaolo For For Management 1.2 Elect Director Daniel E. Lonergan For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Restricted Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- WILSHIRE BANCORP, INC. Ticker: WIBC Security ID: 97186T108 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald Byun For For Management 1.2 Elect Director Lawrence Jeon For For Management 1.3 Elect Director Steven Koh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- XO GROUP INC. Ticker: XOXO Security ID: 983772104 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Liu For For Management 1.2 Elect Director Elizabeth Schimel For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZIX CORPORATION Ticker: ZIXI Security ID: 98974P100 Meeting Date: JUN 11, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark J. Bonney For For Management 1.2 Elect Director Michael E. Dailey For For Management 1.3 Elect Director Taher A. Elgamal For For Management 1.4 Elect Director Robert C. Hausmann For For Management 1.5 Elect Director Maribess L. Miller For For Management 1.6 Elect Director Richard D. Spurr For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation ================== SunAmerica Alternative Strategy Portfolio =================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============SunAmerica Alternative Strategy - Cayman Fund Limited============== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ===================== SunAmerica Focused Alpha Growth Fund ===================== ANNIE'S, INC. Ticker: BNNY Security ID: 03600T104 Meeting Date: SEP 10, 2013 Meeting Type: Annual Record Date: JUL 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Molly F. Ashby For For Management 2.2 Elect Director John M. Foraker For For Management 2.3 Elect Director Julie D. Klapstein For For Management 2.4 Elect Director Lawrence S. Peiros For For Management 2.5 Elect Director Bettina M. Whyte For For Management 2.6 Elect Director Billie Ida Williamson For For Management 3.7 Elect Director Bettina M. Whyte For For Management 3.8 Elect Director Billie Ida Williamson For For Management 4 Amend Certificate of Incorporation For For Management Eliminating Various Provisions Related to Solera Capital, LLC 5 Ratify Auditors For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARCH CAPITAL GROUP LTD. Ticker: ACGL Security ID: G0450A105 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAR 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kewsong Lee For For Management 1b Elect Director Brian S. Posner For For Management 1c Elect Director John D. Vollaro For For Management 2a Elect Director Anthony Asquith as For For Management Designated Company Director of Non-U.S. Subsidiaries 2b Elect Director Edgardo Balois as For For Management Designated Company Director of Non-U.S. Subsidiaries 2c Elect Director Dennis R. Brand as For For Management Designated Company Director of Non-U.S. Subsidiaries 2d Elect Director Paul Cole as Designated For For Management Company Director of Non-U.S. Subsidiaries 2e Elect Director Michael Constantinides For For Management as Designated Company Director of Non-U.S. Subsidiaries 2f Elect Director Graham B.R. Collis as For For Management Designated Company Director of Non-U.S. Subsidiaries 2g Elect Director William J. Cooney as For For Management Designated Company Director of Non-U.S. Subsidiaries 2h Elect Director Nick Denniston as For For Management Designated Company Director of Non-U.S. Subsidiaries 2i Elect Director Michael Feetham as For For Management Designated Company Director of Non-U.S. Subsidiaries 2j Elect Director Stephen Fogarty as For For Management Designated Company Director of Non-U.S. Subsidiaries 2k Elect Director Elizabeth For For Management Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries 2l Elect Director Marc Grandisson as For For Management Designated Company Director of Non-U.S. Subsidiaries 2m Elect Director Michael A. Greene as For For Management Designated Company Director of Non-U.S. Subsidiaries 2n Elect Director Jerome Halgan as For For Management Designated Company Director of Non-U.S. Subsidiaries 2o Elect Director Pat Hartman as For For Management Designated Company Director of Non-U.S. Subsidiaries 2p Elect Director David W. Hipkin as For For Management Designated Company Director of Non-U.S. Subsidiaries 2q Elect Director W. Preston Hutchings as For For Management Designated Company Director of Non-U.S. Subsidiaries 2r Elect Director Constantine Iordanou as For For Management Designated Company Director of Non-U.S. Subsidiaries 2s Elect Director Pierre Jal as For For Management Designated Company Director of Non-U.S. Subsidiaries 2t Elect Director Wolbert H. Kamphuijs as For For Management Designated Company Director of Non-U.S. Subsidiaries 2u Elect Director Michael H. Kier as For For Management Designated Company Director of Non-U.S. Subsidiaries 2v Elect Director Lin Li-Williams as For For Management Designated Company Director of Non-U.S. Subsidiaries 2w Elect Director Mark D. Lyons as For For Management Designated Company Director of Non-U.S. Subsidiaries 2x Elect Director Adam Matteson as For For Management Designated Company Director of Non-U.S. Subsidiaries 2y Elect Director Robert McDowell as For For Management Designated Company Director of Non-U.S. Subsidiaries 2z Elect Director David H. McElroy as For For Management Designated Company Director of Non-U.S. Subsidiaries 2aa Elect Director Rommel Mercado as For For Management Designated Company Director of Non-U.S. Subsidiaries 2ab Elect Director David J. Mulholland as For For Management Designated Company Director of Non-U.S. Subsidiaries 2ac Elect Director Michael R. Murphy as For For Management Designated Company Director of Non-U.S. Subsidiaries 2ad Elect Director Martin J. Nilsen as For For Management Designated Company Director of Non-U.S. Subsidiaries 2ae Elect Director Mark Nolan as For For Management Designated Company Director of Non-U.S. Subsidiaries 2af Elect Director Marita Oliver as For For Management Designated Company Director of Non-U.S. Subsidiaries 2ag Elect Director Nicolas Papadopoulo as For For Management Designated Company Director of Non-U.S. Subsidiaries 2ah Elect Director Elisabeth Quinn as For For Management Designated Company Director of Non-U.S. Subsidiaries 2ai Elect Director Maamoun Rajeh as For For Management Designated Company Director of Non-U.S. Subsidiaries 2aj Elect Director Andrew Rippert as For For Management Designated Company Director of Non-U.S. Subsidiaries 2ak Elect Director Carla Santamaria-Sena For For Management as Designated Company Director of Non-U.S. Subsidiaries 2al Elect Director Arthur Scace as For For Management Designated Company Director of Non-U.S. Subsidiaries 2am Elect Director Scott Schenker as For For Management Designated Company Director of Non-U.S. Subsidiaries 2an Elect Director Soren Scheuer as For For Management Designated Company Director of Non-U.S. Subsidiaries 2ao Elect Director Budhi Singh as For For Management Designated Company Director of Non-U.S. Subsidiaries 2ap Elect Director William A. Soares as For For Management Designated Company Director of Non-U.S. Subsidiaries 2aq Elect Director Helmut Sohler as For For Management Designated Company Director of Non-U.S. Subsidiaries 2ar Elect Director Ryan Taylor as For For Management Designated Company Director of Non-U.S. Subsidiaries 2as Elect Director Ross Totten as For For Management Designated Company Director of Non-U.S. Subsidiaries 2at Elect Director Iwan Van Munster as For For Management Designated Company Director of Non-U.S. Subsidiaries 2au Elect Director Argus Watson as For For Management Designated Company Director of Non-U.S. Subsidiaries 2av Elect Director James R. Weatherstone For For Management as Designated Company Director of Non-U.S. Subsidiaries 2aw Elect Director Gerald Wolfe as For For Management Designated Company Director of Non-U.S. Subsidiaries 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ATHENAHEALTH, INC. Ticker: ATHN Security ID: 04685W103 Meeting Date: JUN 09, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amy Abernethy For For Management 1.2 Elect Director Jonathan Bush For For Management 1.3 Elect Director Brandon Hull For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BIOGEN IDEC INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 12, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Caroline D. Dorsa For For Management 1.2 Elect Director Stelios Papadopoulos For For Management 1.3 Elect Director George A. Scangos For For Management 1.4 Elect Director Lynn Schenk For For Management 1.5 Elect Director Alexander J. Denner For For Management 1.6 Elect Director Nancy L. Leaming For For Management 1.7 Elect Director Richard C. Mulligan For For Management 1.8 Elect Director Robert W. Pangia For For Management 1.9 Elect Director Brian S. Posner For For Management 1.10 Elect Director Eric K. Rowinsky For For Management 1.11 Elect Director Stephen A. Sherwin For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CANADIAN PACIFIC RAILWAY LIMITED Ticker: CP Security ID: 13645T100 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Deloitte LLP as Auditors For For Management 2 Advisory Vote on Executive For For Management Compensation Approach 3.1 Elect Director William A. Ackman For For Management 3.2 Elect Director Gary F. Colter For For Management 3.3 Elect Director Isabelle Courville For For Management 3.4 Elect Director Paul G. Haggis For For Management 3.5 Elect Director E. Hunter Harrison For For Management 3.6 Elect Director Paul C. Hilal For For Management 3.7 Elect Director Krystyna T. Hoeg For For Management 3.8 Elect Director Rebecca MacDonald For For Management 3.9 Elect Director Anthony R. Melman For For Management 3.10 Elect Director Linda J. Morgan For For Management 3.11 Elect Director Jim Prentice For For Management 3.12 Elect Director Andrew F. Reardon For For Management 3.13 Elect Director Stephen C. Tobias For For Management -------------------------------------------------------------------------------- CARMAX, INC. Ticker: KMX Security ID: 143130102 Meeting Date: JUN 23, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Thomas J. Folliard For For Management 1.3 Elect Director Rakesh Gangwal For For Management 1.4 Elect Director Jeffrey E. Garten For For Management 1.5 Elect Director Shira Goodman For For Management 1.6 Elect Director W. Robert Grafton For For Management 1.7 Elect Director Edgar H. Grubb For For Management 1.8 Elect Director Mitchell D. Steenrod For For Management 1.9 Elect Director Thomas G. Stemberg For For Management 1.10 Elect Director William R. Tiefel For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHURCH & DWIGHT CO., INC. Ticker: CHD Security ID: 171340102 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James R. Craigie For For Management 1b Elect Director Robert D. LeBlanc For For Management 1c Elect Director Janet S. Vergis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- COLFAX CORPORATION Ticker: CFX Security ID: 194014106 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mitchell P. Rales For For Management 1b Elect Director Steven E. Simms For For Management 1c Elect Director Clay H. Kiefaber For For Management 1d Elect Director Patrick W. Allender For For Management 1e Elect Director Thomas S. Gayner For For Management 1f Elect Director Rhonda L. Jordan For For Management 1g Elect Director San W. Orr, III For For Management 1h Elect Director A. Clayton Perfall For For Management 1i Elect Director Rajiv Vinnakota For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMMVAULT SYSTEMS, INC. Ticker: CVLT Security ID: 204166102 Meeting Date: AUG 21, 2013 Meeting Type: Annual Record Date: JUL 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Armando Geday For For Management 1.2 Elect Director F. Robert Kurimsky For For Management 1.3 Elect Director David F. Walker For For Management 2 Ratify Auditors For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONCHO RESOURCES INC. Ticker: CXO Security ID: 20605P101 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy A. Leach For For Management 1.2 Elect Director William H. Easter, III For For Management 1.3 Elect Director John P. Surma For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COSTAR GROUP, INC. Ticker: CSGP Security ID: 22160N109 Meeting Date: JUN 02, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Klein For For Management 1.2 Elect Director Andrew C. Florance For For Management 1.3 Elect Director David Bonderman For For Management 1.4 Elect Director Michael J. Glosserman For For Management 1.5 Elect Director Warren H. Haber For For Management 1.6 Elect Director John W. Hill For For Management 1.7 Elect Director Christopher J. Nassetta For For Management 1.8 Elect Director David J. Steinberg For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DICK'S SPORTING GOODS, INC. Ticker: DKS Security ID: 253393102 Meeting Date: JUN 11, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jacqualyn A. Fouse For For Management 1.2 Elect Director Lawrence J. Schorr For For Management 1.3 Elect Director Edward W. Stack For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc L. Andreessen For For Management 1.2 Elect Director Erskine B. Bowles For For Management 1.3 Elect Director Susan D. For For Management Desmond-Hellmann 1.4 Elect Director Donald E. Graham For For Management 1.5 Elect Director Reed Hastings For For Management 1.6 Elect Director Sheryl K. Sandberg For Withhold Management 1.7 Elect Director Peter A. Thiel For For Management 1.8 Elect Director Mark Zuckerberg For Withhold Management 2 Ratify Auditors For For Management 3 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 4 Report on Lobbying Payments and Policy Against Abstain Shareholder 5 Screen Political Contributions for Against Abstain Shareholder Consistency with Corporate Values 6 Assess Privacy and Advertising Policy Against Abstain Shareholder Relating to Childhood Obesity 7 Report on Sustainability Against Abstain Shareholder -------------------------------------------------------------------------------- FACTSET RESEARCH SYSTEMS INC. Ticker: FDS Security ID: 303075105 Meeting Date: DEC 17, 2013 Meeting Type: Annual Record Date: OCT 21, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph E. Laird, Jr. For For Management 1.2 Elect Director James J. McGonigle For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Majority Voting for Uncontested For For Management Election of Directors -------------------------------------------------------------------------------- FASTENAL COMPANY Ticker: FAST Security ID: 311900104 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: FEB 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Willard D. Oberton For For Management 1b Elect Director Michael M. Gostomski For For Management 1c Elect Director Michael J. Dolan For For Management 1d Elect Director Reyne K. Wisecup For For Management 1e Elect Director Hugh L. Miller For For Management 1f Elect Director Michael J. Ancius For For Management 1g Elect Director Scott A. Satterlee For For Management 1h Elect Director Rita J. Heise For For Management 1i Elect Director Darren R. Jackson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FRANCESCA'S HOLDING CORPORATION Ticker: FRAN Security ID: 351793104 Meeting Date: JUL 09, 2013 Meeting Type: Annual Record Date: MAY 10, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Emmett For Withhold Management 1.2 Elect Director Richard Kunes For For Management 1.3 Elect Director Richard Zannino For Withhold Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- FRANK'S INTERNATIONAL N.V. Ticker: FI Security ID: N33462107 Meeting Date: NOV 06, 2013 Meeting Type: Special Record Date: OCT 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gary P. Luquette as Director For For Management 1.2 Elect Michael C. Kearney as Director For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three Three Years Management Years -------------------------------------------------------------------------------- GENESEE & WYOMING INC. Ticker: GWR Security ID: 371559105 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: APR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mortimer B. Fuller, III For For Management 1.2 Elect Director John C. Hellmann For For Management 1.3 Elect Director Robert M. Melzer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John F. Cogan For For Management 1b Elect Director Etienne F. Davignon For For Management 1c Elect Director Carla A. Hills For For Management 1d Elect Director Kevin E. Lofton For For Management 1e Elect Director John W. Madigan For For Management 1f Elect Director John C. Martin For For Management 1g Elect Director Nicholas G. Moore For For Management 1h Elect Director Richard J. Whitley For For Management 1i Elect Director Gayle E. Wilson For For Management 1j Elect Director Per Wold-Olsen For For Management 2 Ratify Auditors For For Management 3 Approve Amendment to Certificate of For Against Management Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Require Independent Board Chairman Against Against Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder 7 Link CEO Compensation to Patient Against Abstain Shareholder Access to the Company's Medicine -------------------------------------------------------------------------------- GOOGLE INC. Ticker: GOOG Security ID: 38259P508 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For Withhold Management 1.3 Elect Director Eric E. Schmidt For For Management 1.4 Elect Director L. John Doerr For For Management 1.5 Elect Director Diane B. Greene For For Management 1.6 Elect Director John L. Hennessy For For Management 1.7 Elect Director Ann Mather For For Management 1.8 Elect Director Paul S. Otellini For For Management 1.9 Elect Director K. Ram Shriram For For Management 1.10 Elect Director Shirley M. Tilghman For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Report on Lobbying Payments and Policy Against Abstain Shareholder 6 Require a Majority Vote for the Against For Shareholder Election of Directors 7 Adopt Policy and Report on Impact of Against Against Shareholder Tax Strategy 8 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- HYATT HOTELS CORPORATION Ticker: H Security ID: 448579102 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Pritzker For For Management 1.2 Elect Director Pamela M. Nicholson For For Management 1.3 Elect Director Richard C. Tuttle For For Management 1.4 Elect Director James H. Wooten, Jr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IDEXX LABORATORIES, INC. Ticker: IDXX Security ID: 45168D104 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Craig For For Management 1.2 Elect Director Rebecca M. Henderson For For Management 1.3 Elect Director Sophie V. Vandebroek For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Executive Incentive Bonus Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- ITC HOLDINGS CORP. Ticker: ITC Security ID: 465685105 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher H. Franklin For Withhold Management 1.2 Elect Director Edward G. Jepsen For Withhold Management 1.3 Elect Director William J. Museler For Withhold Management 1.4 Elect Director Hazel R. O'Leary For Withhold Management 1.5 Elect Director Thomas G. Stephens For Withhold Management 1.6 Elect Director G. Bennett Stewart, III For Withhold Management 1.7 Elect Director Lee C. Stewart For Withhold Management 1.8 Elect Director Joseph L. Welch For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Amend Bylaws -- Call Special Meetings Against For Shareholder -------------------------------------------------------------------------------- JAZZ PHARMACEUTICALS PLC Ticker: JAZZ Security ID: G50871105 Meeting Date: AUG 01, 2013 Meeting Type: Annual Record Date: JUN 04, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul L. Berns For Against Management 1.2 Elect Director Patrick G. Enright For Against Management 1.3 Elect Director Seamus Mulligan For For Management 1.4 Elect Director Norbert G. Riedel For For Management 2 Ratify Auditors For Against Management 3 Authorize the Company and/or any For Against Management Subsidiary of the Company to Make Market Purchases of the Company's Ordinary Shares 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MANCHESTER UNITED PLC Ticker: MANU Security ID: G5784H106 Meeting Date: JUN 17, 2014 Meeting Type: Annual Record Date: APR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Avram Glazer For Against Management 1.2 Elect Director Joel Glazer For Against Management 1.3 Elect Director Edward Woodward For Against Management 1.4 Elect Director Richard Arnold For Against Management 1.5 Elect Director Kevin Glazer For Against Management 1.6 Elect Director Bryan Glazer For Against Management 1.7 Elect Director Darcie Glazer Kassewitz For Against Management 1.8 Elect Director Edward Glazer For Against Management 1.9 Elect Director Robert Leitao For For Management 1.10 Elect Director Manu Sawhney For For Management 1.11 Elect Director John Hooks For For Management -------------------------------------------------------------------------------- MONSANTO COMPANY Ticker: MON Security ID: 61166W101 Meeting Date: JAN 28, 2014 Meeting Type: Annual Record Date: DEC 02, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory H. Boyce For For Management 1b Elect Director Laura K. Ipsen For For Management 1c Elect Director William U. Parfet For For Management 1d Elect Director George H. Poste For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Risk of Genetic Engineering Against Abstain Shareholder in Order to Work with Regulators 5 Report on Risk of Genetically Against Abstain Shareholder Engineered Products -------------------------------------------------------------------------------- PIER 1 IMPORTS, INC. Ticker: PIR Security ID: 720279108 Meeting Date: JUL 02, 2013 Meeting Type: Annual Record Date: MAY 03, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Claire H. Babrowski For For Management 1.2 Elect Director Cheryl A. Bachelder For For Management 1.3 Elect Director John H. Burgoyne For For Management 1.4 Elect Director Hamish A. Dodds For For Management 1.5 Elect Director Brendan L. Hoffman For For Management 1.6 Elect Director Terry E. London For For Management 1.7 Elect Director Alexander W. Smith For For Management 1.8 Elect Director Cece Smith For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- RF MICRO DEVICES, INC. Ticker: RFMD Security ID: 749941100 Meeting Date: AUG 14, 2013 Meeting Type: Annual Record Date: JUN 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter H. Wilkinson, Jr. For For Management 1.2 Elect Director Robert A. Bruggeworth For For Management 1.3 Elect Director Daniel A. DiLeo For For Management 1.4 Elect Director Jeffery R. Gardner For For Management 1.5 Elect Director John R. Harding For For Management 1.6 Elect Director Masood A. Jabbar For For Management 1.7 Elect Director Casimir S. Skrzypczak For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- SALESFORCE.COM, INC. Ticker: CRM Security ID: 79466L302 Meeting Date: JUN 02, 2014 Meeting Type: Annual Record Date: APR 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc Benioff For For Management 1.2 Elect Director Keith Block For For Management 1.3 Elect Director Craig Conway For For Management 1.4 Elect Director Alan Hassenfeld For For Management 1.5 Elect Director Colin Powell For For Management 1.6 Elect Director John V. Roos For For Management 1.7 Elect Director Lawrence Tomlinson For For Management 1.8 Elect Director Robin Washington For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE PRICELINE GROUP INC. Ticker: PCLN Security ID: 741503403 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.2 Elect Director Howard W. Barker, Jr. For For Management 1.3 Elect Director Jeffery H. Boyd For For Management 1.4 Elect Director Jan L. Docter For For Management 1.5 Elect Director Jeffrey E. Epstein For For Management 1.6 Elect Director James M. Guyette For For Management 1.7 Elect Director Darren R. Huston For For Management 1.8 Elect Director Nancy B. Peretsman For For Management 1.9 Elect Director Thomas E. Rothman For For Management 1.10 Elect Director Craig W. Rydin For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Ticker: TJX Security ID: 872540109 Meeting Date: JUN 10, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Zein Abdalla For For Management 1.2 Elect Director Jose B. Alvarez For For Management 1.3 Elect Director Alan M. Bennett For For Management 1.4 Elect Director Bernard Cammarata For For Management 1.5 Elect Director David T. Ching For For Management 1.6 Elect Director Michael F. Hines For For Management 1.7 Elect Director Amy B. Lane For For Management 1.8 Elect Director Carol Meyrowitz For For Management 1.9 Elect Director John F. O'Brien For For Management 1.10 Elect Director Willow B. Shire For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. Ticker: THS Security ID: 89469A104 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis F. O'Brien For For Management 1.2 Elect Director Sam K. Reed For For Management 1.3 Elect Director Ann M. Sardini For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRIUMPH GROUP, INC. Ticker: TGI Security ID: 896818101 Meeting Date: JUL 18, 2013 Meeting Type: Annual Record Date: MAY 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Bourgon For For Management 1.2 Elect Director Elmer L. Doty For Against Management 1.3 Elect Director John G. Drosdick For For Management 1.4 Elect Director Ralph E. Eberhart For For Management 1.5 Elect Director Jeffry D. Frisby For For Management 1.6 Elect Director Richard C. Gozon For For Management 1.7 Elect Director Richard C. Ill For For Management 1.8 Elect Director William L. Mansfield For For Management 1.9 Elect Director Adam J. Palmer For For Management 1.10 Elect Director Joseph M. Silvestri For For Management 1.11 Elect Director George Simpson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Executive Incentive Bonus Plan For For Management 4 Approve Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Ratify Auditors For For Management -------------------------------------------------------------------------------- UNDER ARMOUR, INC. Ticker: UA Security ID: 904311107 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: FEB 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin A. Plank For For Management 1.2 Elect Director Byron K. Adams, Jr. For For Management 1.3 Elect Director Douglas E. Coltharp For For Management 1.4 Elect Director Anthony W. Deering For For Management 1.5 Elect Director A.B. Krongard For For Management 1.6 Elect Director William R. McDermott For For Management 1.7 Elect Director Eric T. Olson For For Management 1.8 Elect Director Harvey L. Sanders For For Management 1.9 Elect Director Thomas J. Sippel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- VAIL RESORTS, INC. Ticker: MTN Security ID: 91879Q109 Meeting Date: DEC 06, 2013 Meeting Type: Annual Record Date: OCT 10, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roland A. Hernandez For For Management 1b Elect Director Robert A. Katz For For Management 1c Elect Director Richard D. Kincaid For For Management 1d Elect Director John T. Redmond For For Management 1e Elect Director Hilary A. Schneider For For Management 1f Elect Director D. Bruce Sewell For For Management 1g Elect Director John F. Sorte For For Management 1h Elect Director Peter A. Vaughn For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VERISK ANALYTICS, INC. Ticker: VRSK Security ID: 92345Y106 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Coyne For For Management 1.2 Elect Director Christopher M. Foskett For For Management 1.3 Elect Director David B. Wright For For Management 1.4 Elect Director Thomas F. Motamed For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 29, 2014 Meeting Type: Annual Record Date: DEC 03, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary B. Cranston For For Management 1b Elect Director Francisco Javier For For Management Fernandez-Carbajal 1c Elect Director Alfred F. Kelly, Jr. For For Management 1d Elect Director Robert W. Matschullat For For Management 1e Elect Director Cathy E. Minehan For For Management 1f Elect Director Suzanne Nora Johnson For For Management 1g Elect Director David J. Pang For For Management 1h Elect Director Charles W. Scharf For For Management 1i Elect Director William S. Shanahan For For Management 1j Elect Director John A. C. Swainson For For Management 1k Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management =================== SunAmerica Focused Alpha Large-Cap Fund ==================== 3M COMPANY Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda G. Alvarado For For Management 1b Elect Director Thomas 'Tony' K. Brown For For Management 1c Elect Director Vance D. Coffman For For Management 1d Elect Director Michael L. Eskew For For Management 1e Elect Director Herbert L. Henkel For For Management 1f Elect Director Muhtar Kent For For Management 1g Elect Director Edward M. Liddy For For Management 1h Elect Director Inge G. Thulin For For Management 1i Elect Director Robert J. Ulrich For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- BIOGEN IDEC INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 12, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Caroline D. Dorsa For For Management 1.2 Elect Director Stelios Papadopoulos For For Management 1.3 Elect Director George A. Scangos For For Management 1.4 Elect Director Lynn Schenk For For Management 1.5 Elect Director Alexander J. Denner For For Management 1.6 Elect Director Nancy L. Leaming For For Management 1.7 Elect Director Richard C. Mulligan For For Management 1.8 Elect Director Robert W. Pangia For For Management 1.9 Elect Director Brian S. Posner For For Management 1.10 Elect Director Eric K. Rowinsky For For Management 1.11 Elect Director Stephen A. Sherwin For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CANADIAN PACIFIC RAILWAY LIMITED Ticker: CP Security ID: 13645T100 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Deloitte LLP as Auditors For For Management 2 Advisory Vote on Executive For For Management Compensation Approach 3.1 Elect Director William A. Ackman For For Management 3.2 Elect Director Gary F. Colter For For Management 3.3 Elect Director Isabelle Courville For For Management 3.4 Elect Director Paul G. Haggis For For Management 3.5 Elect Director E. Hunter Harrison For For Management 3.6 Elect Director Paul C. Hilal For For Management 3.7 Elect Director Krystyna T. Hoeg For For Management 3.8 Elect Director Rebecca MacDonald For For Management 3.9 Elect Director Anthony R. Melman For For Management 3.10 Elect Director Linda J. Morgan For For Management 3.11 Elect Director Jim Prentice For For Management 3.12 Elect Director Andrew F. Reardon For For Management 3.13 Elect Director Stephen C. Tobias For For Management -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: NOV 19, 2013 Meeting Type: Annual Record Date: SEP 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol A. Bartz For For Management 1b Elect Director Marc Benioff For For Management 1c Elect Director Gregory Q. Brown For For Management 1d Elect Director M. Michele Burns For For Management 1e Elect Director Michael D. Capellas For For Management 1f Elect Director John T. Chambers For For Management 1g Elect Director Brian L. Halla For For Management 1h Elect Director John L. Hennessy For For Management 1i Elect Director Kristina M. Johnson For For Management 1j Elect Director Roderick C. McGeary For For Management 1k Elect Director Arun Sarin For For Management 1l Elect Director Steven M. West For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management 5 Approve Proxy Advisor Competition Against Against Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Duncan P. Hennes For For Management 1c Elect Director Franz B. Humer For For Management 1d Elect Director Eugene M. McQuade For For Management 1e Elect Director Michael E. O'Neill For For Management 1f Elect Director Gary M. Reiner For For Management 1g Elect Director Judith Rodin For For Management 1h Elect Director Robert L. Ryan For For Management 1i Elect Director Anthony M. Santomero For For Management 1j Elect Director Joan E. Spero For For Management 1k Elect Director Diana L. Taylor For For Management 1l Elect Director William S. Thompson, Jr. For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Stock Retention/Holding Period Against Against Shareholder 6 Report on Lobbying Payments and Policy Against Abstain Shareholder 7 Amend Director Indemnifications Against Against Shareholder Provisions 8 Adopt Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- CVS CAREMARK CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. David Brown, II For For Management 1.2 Elect Director Nancy-Ann M. DeParle For For Management 1.3 Elect Director David W. Dorman For For Management 1.4 Elect Director Anne M. Finucane For For Management 1.5 Elect Director Larry J. Merlo For For Management 1.6 Elect Director Jean-Pierre Millon For For Management 1.7 Elect Director Richard J. Swift For For Management 1.8 Elect Director William C. Weldon For For Management 1.9 Elect Director Tony L. White For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Ticker: DFS Security ID: 254709108 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Aronin For For Management 1.2 Elect Director Mary K. Bush For For Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Candace H. Duncan For For Management 1.5 Elect Director Cynthia A. Glassman For For Management 1.6 Elect Director Richard H. Lenny For For Management 1.7 Elect Director Thomas G. Maheras For For Management 1.8 Elect Director Michael H. Moskow For For Management 1.9 Elect Director David W. Nelms For For Management 1.10 Elect Director Mark A. Thierer For For Management 1.11 Elect Director Lawrence A. Weinbach For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc L. Andreessen For For Management 1.2 Elect Director Erskine B. Bowles For For Management 1.3 Elect Director Susan D. For For Management Desmond-Hellmann 1.4 Elect Director Donald E. Graham For For Management 1.5 Elect Director Reed Hastings For For Management 1.6 Elect Director Sheryl K. Sandberg For Withhold Management 1.7 Elect Director Peter A. Thiel For For Management 1.8 Elect Director Mark Zuckerberg For Withhold Management 2 Ratify Auditors For For Management 3 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 4 Report on Lobbying Payments and Policy Against Abstain Shareholder 5 Screen Political Contributions for Against Abstain Shareholder Consistency with Corporate Values 6 Assess Privacy and Advertising Policy Against Abstain Shareholder Relating to Childhood Obesity 7 Report on Sustainability Against Abstain Shareholder -------------------------------------------------------------------------------- FEDEX CORPORATION Ticker: FDX Security ID: 31428X106 Meeting Date: SEP 23, 2013 Meeting Type: Annual Record Date: JUL 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Barksdale For For Management 1.2 Elect Director John A. Edwardson For For Management 1.3 Elect Director Shirley Ann Jackson For For Management 1.4 Elect Director Steven R. Loranger For For Management 1.5 Elect Director Gary W. Loveman For For Management 1.6 Elect Director R. Brad Martin For For Management 1.7 Elect Director Joshua Cooper Ramo For For Management 1.8 Elect Director Susan C. Schwab For For Management 1.9 Elect Director Frederick W. Smith For For Management 1.10 Elect Director David P. Steiner For For Management 1.11 Elect Director Paul S. Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management 5 Require Independent Board Chairman Against For Shareholder 6 Adopt Proxy Access Right Against Against Shareholder 7 Limit Accelerated Vesting of Awards Against For Shareholder 8 Adopt Policy Prohibiting Hedging and Against For Shareholder Pledging Transactions 9 Report on Political Contributions Against Abstain Shareholder 10 Adopt Policy to Ensure Consistency Against Abstain Shareholder between Company Values and Political Contributions 11 Provide Vote Counting to Exclude Against Against Shareholder Abstentions -------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD INC. Ticker: FCX Security ID: 35671D857 Meeting Date: JUL 16, 2013 Meeting Type: Annual Record Date: MAY 24, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard C. Adkerson For For Management 1.2 Elect Director Robert J. Allison, Jr. For For Management 1.3 Elect Director Alan R. Buckwalter, III For For Management 1.4 Elect Director Robert A. Day For For Management 1.5 Elect Director James C. Flores For For Management 1.6 Elect Director Gerald J. Ford For For Management 1.7 Elect Director Thomas A. Fry, III For For Management 1.8 Elect Director H. Devon Graham, Jr. For For Management 1.9 Elect Director Charles C. Krulak For For Management 1.10 Elect Director Bobby Lee Lackey For For Management 1.11 Elect Director Jon C. Madonna For For Management 1.12 Elect Director Dustan E. McCoy For For Management 1.13 Elect Director James R. Moffett For For Management 1.14 Elect Director B. M. Rankin, Jr. For For Management 1.15 Elect Director Stephen H. Siegele For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Request Director Nominee with Against Abstain Shareholder Environmental Qualifications 5 Require Independent Board Chairman Against For Shareholder 6 Adopt Policy and Report on Board Against Abstain Shareholder Diversity 7 Amend Bylaws-- Call Special Meetings Against For Shareholder -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John F. Cogan For For Management 1b Elect Director Etienne F. Davignon For For Management 1c Elect Director Carla A. Hills For For Management 1d Elect Director Kevin E. Lofton For For Management 1e Elect Director John W. Madigan For For Management 1f Elect Director John C. Martin For For Management 1g Elect Director Nicholas G. Moore For For Management 1h Elect Director Richard J. Whitley For For Management 1i Elect Director Gayle E. Wilson For For Management 1j Elect Director Per Wold-Olsen For For Management 2 Ratify Auditors For For Management 3 Approve Amendment to Certificate of For Against Management Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Require Independent Board Chairman Against Against Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder 7 Link CEO Compensation to Patient Against Abstain Shareholder Access to the Company's Medicine -------------------------------------------------------------------------------- GOOGLE INC. Ticker: GOOG Security ID: 38259P508 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For Withhold Management 1.3 Elect Director Eric E. Schmidt For For Management 1.4 Elect Director L. John Doerr For For Management 1.5 Elect Director Diane B. Greene For For Management 1.6 Elect Director John L. Hennessy For For Management 1.7 Elect Director Ann Mather For For Management 1.8 Elect Director Paul S. Otellini For For Management 1.9 Elect Director K. Ram Shriram For For Management 1.10 Elect Director Shirley M. Tilghman For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Report on Lobbying Payments and Policy Against Abstain Shareholder 6 Require a Majority Vote for the Against For Shareholder Election of Directors 7 Adopt Policy and Report on Impact of Against Against Shareholder Tax Strategy 8 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director James A. Bell For For Management 1c Elect Director Crandall C. Bowles For For Management 1d Elect Director Stephen B. Burke For For Management 1e Elect Director James S. Crown For For Management 1f Elect Director James Dimon For For Management 1g Elect Director Timothy P. Flynn For For Management 1h Elect Director Laban P. Jackson, Jr. For For Management 1i Elect Director Michael A. Neal For For Management 1j Elect Director Lee R. Raymond For For Management 1k Elect Director William C. Weldon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Report on Lobbying Payments and Policy Against Abstain Shareholder 5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 6 Provide for Cumulative Voting Against For Shareholder -------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Ticker: LOW Security ID: 548661107 Meeting Date: MAY 30, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raul Alvarez For For Management 1.2 Elect Director David W. Bernauer For For Management 1.3 Elect Director Leonard L. Berry For For Management 1.4 Elect Director Angela F. Braly For For Management 1.5 Elect Director Richard W. Dreiling For For Management 1.6 Elect Director Dawn E. Hudson For For Management 1.7 Elect Director Robert L. Johnson For For Management 1.8 Elect Director Marshall O. Larsen For For Management 1.9 Elect Director Richard K. Lochridge For For Management 1.10 Elect Director Robert A. Niblock For For Management 1.11 Elect Director Eric C. Wiseman For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management 5 Report on Data Used to Make Against Abstain Shareholder Environmental Goals and Costs and Benefits of Sustainability Program -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven A. Davis For For Management 1b Elect Director Gary R. Heminger For For Management 1c Elect Director John W. Snow For For Management 1d Elect Director John P. Surma For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Quantitative GHG Goals for Against Abstain Shareholder Products and Operations 5 Report on Lobbying Payments and Policy Against Abstain Shareholder -------------------------------------------------------------------------------- MICHAEL KORS HOLDINGS LIMITED Ticker: KORS Security ID: G60754101 Meeting Date: AUG 01, 2013 Meeting Type: Annual Record Date: JUN 04, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Michael Kors as a Director For For Management 1b Elect Judy Gibbons as a Director For For Management 1c Elect Lawrence Stroll as a Director For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: NOV 19, 2013 Meeting Type: Annual Record Date: SEP 13, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Steven A. Ballmer For For Management 2 Elect Director Dina Dublon For For Management 3 Elect Director William H. Gates For For Management 4 Elect Director Maria M. Klawe For For Management 5 Elect Director Stephen J. Luczo For For Management 6 Elect Director David F. Marquardt For For Management 7 Elect Director Charles H. Noski For For Management 8 Elect Director Helmut Panke For For Management 9 Elect Director John W. Thompson For For Management 10 Amend Executive Incentive Bonus Plan For For Management 11 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 12 Ratify Auditors For For Management -------------------------------------------------------------------------------- MONSANTO COMPANY Ticker: MON Security ID: 61166W101 Meeting Date: JAN 28, 2014 Meeting Type: Annual Record Date: DEC 02, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory H. Boyce For For Management 1b Elect Director Laura K. Ipsen For For Management 1c Elect Director William U. Parfet For For Management 1d Elect Director George H. Poste For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Risk of Genetic Engineering Against Abstain Shareholder in Order to Work with Regulators 5 Report on Risk of Genetically Against Abstain Shareholder Engineered Products -------------------------------------------------------------------------------- NIKE, INC. Ticker: NKE Security ID: 654106103 Meeting Date: SEP 19, 2013 Meeting Type: Annual Record Date: JUL 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan B. Graf, Jr. For For Management 1.2 Elect Director John C. Lechleiter For For Management 1.3 Elect Director Phyllis M. Wise For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Report on Political Contributions Against Abstain Shareholder -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Ausiello For For Management 1.2 Elect Director W. Don Cornwell For For Management 1.3 Elect Director Frances D. Fergusson For For Management 1.4 Elect Director Helen H. Hobbs For For Management 1.5 Elect Director Constance J. Horner For For Management 1.6 Elect Director James M. Kilts For For Management 1.7 Elect Director George A. Lorch For For Management 1.8 Elect Director Shantanu Narayen For For Management 1.9 Elect Director Suzanne Nora Johnson For For Management 1.10 Elect Director Ian C. Read For For Management 1.11 Elect Director Stephen W. Sanger For For Management 1.12 Elect Director Marc Tessier-Lavigne For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Require Shareholder Vote to Approve Against Abstain Shareholder Political Contributions Policy 6 Review and Assess Membership of Against Abstain Shareholder Lobbying Organizations 7 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- RED HAT, INC. Ticker: RHT Security ID: 756577102 Meeting Date: AUG 08, 2013 Meeting Type: Annual Record Date: JUN 14, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Steve Albrecht For For Management 1.2 Elect Director Jeffrey J. Clarke For For Management 1.3 Elect Director H. Hugh Shelton For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- SALESFORCE.COM, INC. Ticker: CRM Security ID: 79466L302 Meeting Date: JUN 02, 2014 Meeting Type: Annual Record Date: APR 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc Benioff For For Management 1.2 Elect Director Keith Block For For Management 1.3 Elect Director Craig Conway For For Management 1.4 Elect Director Alan Hassenfeld For For Management 1.5 Elect Director Colin Powell For For Management 1.6 Elect Director John V. Roos For For Management 1.7 Elect Director Lawrence Tomlinson For For Management 1.8 Elect Director Robin Washington For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE ESTEE LAUDER COMPANIES INC. Ticker: EL Security ID: 518439104 Meeting Date: NOV 12, 2013 Meeting Type: Annual Record Date: SEP 13, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aerin Lauder For For Management 1.2 Elect Director William P. Lauder For Withhold Management 1.3 Elect Director Richard D. Parsons For Withhold Management 1.4 Elect Director Lynn Forester de For For Management Rothschild 1.5 Elect Director Richard F. Zannino For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Executive Incentive Bonus Plan For Against Management 5 Adopt and Implement Sustainable Palm Against Abstain Shareholder Oil Policy -------------------------------------------------------------------------------- THE PRICELINE GROUP INC. Ticker: PCLN Security ID: 741503403 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.2 Elect Director Howard W. Barker, Jr. For For Management 1.3 Elect Director Jeffery H. Boyd For For Management 1.4 Elect Director Jan L. Docter For For Management 1.5 Elect Director Jeffrey E. Epstein For For Management 1.6 Elect Director James M. Guyette For For Management 1.7 Elect Director Darren R. Huston For For Management 1.8 Elect Director Nancy B. Peretsman For For Management 1.9 Elect Director Thomas E. Rothman For For Management 1.10 Elect Director Craig W. Rydin For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 08, 2013 Meeting Type: Annual Record Date: AUG 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Angela F. Braly For For Management 1b Elect Director Kenneth I. Chenault For For Management 1c Elect Director Scott D. Cook For For Management 1d Elect Director Susan Desmond-Hellmann For For Management 1e Elect Director A.G. Lafley For For Management 1f Elect Director Terry J. Lundgren For For Management 1g Elect Director W. James McNerney, Jr. For For Management 1h Elect Director Margaret C. Whitman For For Management 1i Elect Director Mary Agnes Wilderotter For For Management 1j Elect Director Patricia A. Woertz For For Management 1k Elect Director Ernesto Zedillo For For Management 2 Ratify Auditors For For Management 3 Reduce Supermajority Vote Requirement For For Management 4 Approve Non-Employee Director Omnibus For For Management Stock Plan 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Ticker: TJX Security ID: 872540109 Meeting Date: JUN 10, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Zein Abdalla For For Management 1.2 Elect Director Jose B. Alvarez For For Management 1.3 Elect Director Alan M. Bennett For For Management 1.4 Elect Director Bernard Cammarata For For Management 1.5 Elect Director David T. Ching For For Management 1.6 Elect Director Michael F. Hines For For Management 1.7 Elect Director Amy B. Lane For For Management 1.8 Elect Director Carol Meyrowitz For For Management 1.9 Elect Director John F. O'Brien For For Management 1.10 Elect Director Willow B. Shire For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- U.S. BANCORP Ticker: USB Security ID: 902973304 Meeting Date: APR 15, 2014 Meeting Type: Annual Record Date: FEB 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director Y. Marc Belton For For Management 1c Elect Director Victoria Buyniski For For Management Gluckman 1d Elect Director Arthur D. Collins, Jr. For For Management 1e Elect Director Richard K. Davis For For Management 1f Elect Director Roland A. Hernandez For For Management 1g Elect Director Doreen Woo Ho For For Management 1h Elect Director Joel W. Johnson For For Management 1i Elect Director Olivia F. Kirtley For For Management 1j Elect Director Jerry W. Levin For For Management 1k Elect Director David B. O'Maley For For Management 1l Elect Director O'dell M. Owens For For Management 1m Elect Director Craig D. Schnuck For For Management 1n Elect Director Patrick T. Stokes For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- US AIRWAYS GROUP, INC. Ticker: LCC Security ID: 90341W108 Meeting Date: JUL 12, 2013 Meeting Type: Annual Record Date: MAY 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management 4a Elect Director Denise M. O'Leary For For Management 4b Elect Director George M. Philip For For Management 5 Ratify Auditors For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 29, 2014 Meeting Type: Annual Record Date: DEC 03, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary B. Cranston For For Management 1b Elect Director Francisco Javier For For Management Fernandez-Carbajal 1c Elect Director Alfred F. Kelly, Jr. For For Management 1d Elect Director Robert W. Matschullat For For Management 1e Elect Director Cathy E. Minehan For For Management 1f Elect Director Suzanne Nora Johnson For For Management 1g Elect Director David J. Pang For For Management 1h Elect Director Charles W. Scharf For For Management 1i Elect Director William S. Shanahan For For Management 1j Elect Director John A. C. Swainson For For Management 1k Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: 92857W209 Meeting Date: JUL 23, 2013 Meeting Type: Annual Record Date: JUN 03, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Gerard Kleisterlee as Director For For Management 3 Re-elect Vittorio Colao as Director For For Management 4 Re-elect Andy Halford as Director For For Management 5 Re-elect Stephen Pusey as Director For For Management 6 Re-elect Renee James as Director For For Management 7 Re-elect Alan Jebson as Director For For Management 8 Re-elect Samuel Jonah as Director For For Management 9 Elect Omid Kordestani as Director For For Management 10 Re-elect Nick Land as Director For For Management 11 Re-elect Anne Lauvergeon as Director For For Management 12 Re-elect Luc Vandevelde as Director For For Management 13 Re-elect Anthony Watson as Director For For Management 14 Re-elect Philip Yea as Director For For Management 15 Approve Final Dividend For For Management 16 Approve Remuneration Report For For Management 17 Reappoint Deloitte LLP as Auditors For For Management 18 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 19 Authorise Issue of Equity with For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise EU Political Donations and For For Management Expenditure 23 Authorise the Company to Call EGM with For For Management Two Weeks' Notice ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) SunAmerica Specialty Series, Inc. ------------------------------------------------------------------ By (Signature and Title)* John Genoy, President ------------------------------------------------------ Date 8/08/2014 --------------------------------------------------------------------------- 3