UNITED STATES OMB APPROVAL
SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0582
WASHINGTON, DC 20549 Expires: March 31, 2006
Estimated average burden
FORM N-PX hours per response..14.4
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21482
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SunAmerica Specialty Series, Inc.
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(Exact name of registrant as specified in charter)
Harborside Financial Center
3200 Plaza 5
Jersey City, NJ 07311
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(Address of principal executive offices) (Zip code)
John Genoy
President
SunAmerica Asset Management Corp.
Harborside Financial Center
3200 Plaza 5
Jersey City, NJ 07311
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(Name and address of agent for service)
Registrant's telephone number, including area code: 201-324-6414
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Date of fiscal year end: 10/31
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Date of reporting period: 7/1/2015-06/30/2016
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Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (Sections
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder
(17 CFR 270.30b1-4). The Commission may use the information provided on Form
N-PX in its regulatory, disclosure review, inspection, and policy making roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. Section 3507.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21482
Reporting Period: 07/01/2015 - 06/30/2016
SunAmerica Specialty Series
=========================== High Water Mark Fund - 2020 ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================= Income Explorer Fund =============================
ABERDEEN ASSET MANAGEMENT PLC
Ticker: ADN Security ID: G00434111
Meeting Date: JAN 27, 2016 Meeting Type: Annual
Record Date: JAN 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Appoint PricewaterhouseCoopers LLP as For For Management
Auditors
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Re-elect Julie Chakraverty as Director For For Management
6 Re-elect Roger Cornick as Director For For Management
7 Re-elect Martin Gilbert as Director For For Management
8 Re-elect Andrew Laing as Director For For Management
9 Re-elect Rod MacRae as Director For For Management
10 Re-elect Richard Mully as Director For For Management
11 Re-elect Jim Pettigrew as Director For For Management
12 Re-elect Bill Rattray as Director For For Management
13 Re-elect Anne Richards as Director For For Management
14 Re-elect Jutta af Rosenborg as Director For For Management
15 Re-elect Akira Suzuki as Director For For Management
16 Re-elect Simon Troughton as Director For For Management
17 Re-elect Hugh Young as Director For For Management
18 Elect Val Rahmani as Director For For Management
19 Approve Remuneration Report For Against Management
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise EU Political Donations and For For Management
Expenditure
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ASUSTEK COMPUTER INC.
Ticker: 2357 Security ID: Y04327105
Meeting Date: JUN 08, 2016 Meeting Type: Annual
Record Date: APR 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve Financial Statements For For Management
3 Approve Plan on Profit Distribution For For Management
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BAE SYSTEMS PLC
Ticker: BA. Security ID: G06940103
Meeting Date: MAY 04, 2016 Meeting Type: Annual
Record Date: MAY 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Roger Carr as Director For For Management
5 Re-elect Jerry DeMuro as Director For For Management
6 Re-elect Harriet Green as Director For For Management
7 Re-elect Christopher Grigg as Director For For Management
8 Re-elect Ian King as Director For For Management
9 Re-elect Peter Lynas as Director For For Management
10 Re-elect Paula Rosput Reynolds as For For Management
Director
11 Re-elect Nicholas Rose as Director For For Management
12 Re-elect Ian Tyler as Director For For Management
13 Elect Elizabeth Corley as Director For For Management
14 Reappoint KPMG LLP as Auditors For For Management
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
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BELLE INTERNATIONAL HOLDINGS LTD
Ticker: 01880 Security ID: G09702104
Meeting Date: JUL 28, 2015 Meeting Type: Annual
Record Date: JUL 23, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4a1 Elect Tang Yiu as Director For For Management
4a2 Elect Sheng Baijiao as Director For For Management
4a3 Elect Ho Kwok Wah, George as Director For For Management
4b1 Elect Yu Wu as Director For For Management
4b2 Elect Tang Wai Lam as Director For For Management
4c Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
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BHP BILLITON LIMITED
Ticker: BHP Security ID: Q1498M100
Meeting Date: NOV 19, 2015 Meeting Type: Annual
Record Date: NOV 17, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Appoint KPMG LLP as Auditors of the For For Management
Company
3 Authorize Board to Fix Remuneration of For For Management
the Auditors
4 Approve the Authority to Issue Shares For For Management
in BHP Billiton Plc
5 Approve the Authority to Issue Shares For For Management
in BHP Billiton Plc for Cash
6 Approve the Repurchase of 211.21 For For Management
Million Shares in BHP Billiton Plc
7 Approve the Directors' Annual Report For For Management
on Remuneration
8 Approve the Remuneration Report For For Management
9 Approve the Grant of Awards to Andrew For For Management
Mackenzie, Executive Director of the
Company
10 Approve the Amendments to the BHP For For Management
Billiton Limited Constitution for the
DLC Dividend Share
11 Approve the Amendments to the BHP For For Management
Billiton Plc Articles of Association
for the DLC Dividend Share
12 Approve the Amendments to the DLC For For Management
Structure Sharing Agreement Dividend
for the DLC Dividend Share
13 Approve the Amendments to the BHP For For Management
Billiton Limited Constitution for
Simultaneous General Meetings
14 Approve the Amendments to the BHP For For Management
Billiton Plc Articles of Association
for Simultaneous General Meetings
15 Elect Anita Frew as Director For For Management
16 Elect Malcolm Brinded as Director For For Management
17 Elect Malcolm Broomhead as Director For For Management
18 Elect Pat Davies as Director For For Management
19 Elect Carolyn Hewson as Director For For Management
20 Elect Andrew Mackenzie as Director For For Management
21 Elect Lindsay Maxsted as Director For For Management
22 Elect Wayne Murdy as Director For For Management
23 Elect John Schubert as Director For For Management
24 Elect Shriti Vadera as Director For For Management
25 Elect Jac Nasser as Director For For Management
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BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: G1510J102
Meeting Date: APR 27, 2016 Meeting Type: Annual
Record Date: APR 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Reappoint KPMG LLP as Auditors For For Management
6 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
7 Re-elect Richard Burrows as Director For For Management
8 Re-elect Nicandro Durante as Director For For Management
9 Re-elect Sue Farr as Director For For Management
10 Re-elect Ann Godbehere as Director For For Management
11 Re-elect Savio Kwan as Director For For Management
12 Re-elect Pedro Malan as Director For For Management
13 Re-elect Christine Morin-Postel as For For Management
Director
14 Re-elect Gerry Murphy as Director For For Management
15 Re-elect Dimitri Panayotopoulos as For For Management
Director
16 Re-elect Kieran Poynter as Director For For Management
17 Re-elect Ben Stevens as Director For For Management
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve 2016 Long-Term Incentive Plan For For Management
22 Approve 2016 Sharesave Scheme For For Management
23 Authorise EU Political Donations and For For Management
Expenditure
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
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BTS GROUP HOLDINGS PCL
Ticker: BTS Security ID: Y0984D187
Meeting Date: JUL 24, 2015 Meeting Type: Annual
Record Date: JUN 11, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Matters to be Informed None None Management
2 Approve Minutes of Previous Meeting For For Management
3 Accept Financial Statements and For For Management
Operation Results
4 Approve Dividend Payment For For Management
5 Approve Remuneration of Directors For For Management
6.1 Elect Kavin Kanjanapas as Director For For Management
6.2 Elect Anat Arbhabhirama as Director For For Management
6.3 Elect Phisal Thepsithar as Director For For Management
6.4 Elect Cheong Ying Chew, Henry as For For Management
Director
7.1 Elect Chulchit Bunyaketu as Director For For Management
7.2 Elect Karoon Chandrangsu as Director For For Management
8 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
9 Reduce Registered Capital For For Management
10 Amend Memorandum of Association to For For Management
Reflect Decrease in Registered Capital
11 Approve Issuance of Warrants to For For Management
Non-Director Employees of the Company
and its Subsidiaries
12 Increase Registered Capital For For Management
13 Amend Memorandum of Association to For For Management
Reflect Increase in Registered Capital
14 Approve Allocation of Shares on For For Management
Conversion of Warrants
15 Other Business For Against Management
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CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: AUG 05, 2015 Meeting Type: Annual
Record Date: JUN 08, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jens Alder For For Management
1B Elect Director Raymond J. Bromark For For Management
1C Elect Director Gary J. Fernandes For For Management
1D Elect Director Michael P. Gregoire For For Management
1E Elect Director Rohit Kapoor For For Management
1F Elect Director Jeffrey G. Katz For For Management
1G Elect Director Kay Koplovitz For For Management
1H Elect Director Christopher B. Lofgren For For Management
1I Elect Director Richard Sulpizio For For Management
1J Elect Director Laura S. Unger For For Management
1K Elect Director Arthur F. Weinbach For For Management
1L Elect Director Renato (Ron) Zambonini For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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CASINO GUICHARD PERRACHON
Ticker: CO Security ID: F14133106
Meeting Date: MAY 13, 2016 Meeting Type: Annual/Special
Record Date: MAY 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 3.12 per Share
4 Approve Amendment to Agreement with For Against Management
Euris
5 Advisory Vote on Compensation of For For Management
Jean-Charles Naouri, Chairman and CEO
6 Reelect Marc Ladreit de Lacharriere as For Against Management
Director
7 Reelect Jean-Charles Naouri as Director For Against Management
8 Reelect Matignon Diderot as Director For For Management
9 Decision not to Renew the Mandate of For For Management
Henri Giscard d'Estaing and Decision
Not to Fill Vacancy on Board
10 Decision not to Renew the Mandate of For For Management
Gilles Pinoncely and Decision Not to
Fill Vacancy on Board
11 Appoint Henri Giscard d Estaing as For Against Management
Censor
12 Appoint Gilles Pinoncely as Censor For Against Management
13 Approve Remuneration of Censors For Against Management
14 Renew Appointment of Ernst and Young For For Management
et Autres as Auditor
15 Renew Appointment of Deloitte and For For Management
Associes as Auditor
16 Renew Appointment of Auditex as For For Management
Alternate Auditor
17 Renew Appointment of Beas as Alternate For For Management
Auditor
18 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
19 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
20 Authorize Filing of Required For For Management
Documents/Other Formalities
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CENTURYLINK, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: MAY 18, 2016 Meeting Type: Annual
Record Date: MAR 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha H. Bejar For For Management
1.2 Elect Director Virginia Boulet For For Management
1.3 Elect Director Peter C. Brown For For Management
1.4 Elect Director W. Bruce Hanks For For Management
1.5 Elect Director Mary L. Landrieu For For Management
1.6 Elect Director Gregory J. McCray For For Management
1.7 Elect Director William A. Owens For For Management
1.8 Elect Director Harvey P. Perry For For Management
1.9 Elect Director Glen F. Post, III For For Management
1.10 Elect Director Michael J. Roberts For For Management
1.11 Elect Director Laurie A. Siegel For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against For Shareholder
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CHINA OILFIELD SERVICES LTD.
Ticker: 02883 Security ID: Y15002101
Meeting Date: DEC 29, 2015 Meeting Type: Special
Record Date: DEC 07, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee to COSL For For Management
Norwegian AS
2 Elect Cheng Chi as Director For For Management
3 Elect Wei Junchao as Supervisor For For Management
4 Approve Issuance of Domestic RMB Debt For Against Management
Financing Instruments and Related
Transactions
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CHINA OILFIELD SERVICES LTD.
Ticker: 2883 Security ID: Y15002101
Meeting Date: MAY 31, 2016 Meeting Type: Annual
Record Date: MAY 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2015 Audited Financial For For Management
Statements and Auditor's Report
2 Approve 2015 Profit Distribution and For For Management
Annual Dividend
3 Approve 2015 Report of the Board of For For Management
Directors
4 Approve 2015 Report of the Supervisory For For Management
Committee
5 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Domestic Auditor and Deloitte Touche
Tohmatsu as International Auditor and
Authorize Board to Fix Their
Remuneration
6 Approve Provision of Guarantees for For For Management
Relevant Subsidiaries
7 Elect Wong Kwai Huen, Albert as For For Shareholder
Director
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Issued A Share For For Management
and H Share Capital
10 Amend Articles of Association For For Management
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CHINA OILFIELD SERVICES LTD.
Ticker: 2883 Security ID: Y15002101
Meeting Date: MAY 31, 2016 Meeting Type: Special
Record Date: MAY 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued A Share For For Management
and H Share Capital
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CHINA SHENHUA ENERGY CO., LTD.
Ticker: 01088 Security ID: Y1504C113
Meeting Date: JUN 17, 2016 Meeting Type: Annual
Record Date: MAY 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2015 Report of the Board of For For Management
Directors
2 Approve 2015 Report of the Supervisory For For Management
Board
3 Approve 2015 Audited Financial For For Management
Statements
4 Approve 2015 Profit Distribution Plan For For Management
and Final Dividend
5 Approve 2015 Remuneration of Directors For For Management
and Supervisors
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
PRC Auditor and Deloitte Touche
Tohmatsu as International Auditor and
Authorize Directors' Committee to Fix
Their Remuneration
7 Approve Mutual Coal Supply Agreement, For For Management
Annual Caps and Related Transactions
8 Approve Mutual Supplies and Services For For Management
Agreement, Annual Caps and Related
Transactions
9 Approve Financial Services Agreement, For Against Management
Annual Caps and Related Transactions
10.01 Elect Li Dong as Director For For Management
10.02 Elect Zhao Jibin as Director For For Management
11 Elect Zhou Dayu as Supervisor For For Management
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CNOOC LTD.
Ticker: 883 Security ID: Y1662W117
Meeting Date: MAY 26, 2016 Meeting Type: Annual
Record Date: MAY 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
A1 Accept Financial Statements and For For Management
Statutory Reports
A2 Approve Final Dividend For For Management
A3 Elect Li Fanrong as Director For For Management
A4 Elect Lv Bo as Director For For Management
A5 Elect Chiu Sung Hong as Director For For Management
A6 Authorize Board to Fix the For For Management
Remuneration of Directors
A7 Approve Deloitte Touche Tohmatsu as For For Management
Independent Auditors and Authorize
Board to Fix Their Remuneration
B1 Authorize Repurchase of Issued Share For For Management
Capital
B2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
B3 Authorize Reissuance of Repurchased For Against Management
Shares
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COUNTRY GARDEN HOLDINGS COMPANY LTD.
Ticker: 2007 Security ID: G24524103
Meeting Date: MAY 16, 2016 Meeting Type: Annual
Record Date: MAY 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Yang Huiyan as Director For For Management
3a2 Elect Mo Bin as Director For For Management
3a3 Elect Zhu Rongbin as Director For For Management
3a4 Elect Yang Ziying as Director For For Management
3a5 Elect Shek Lai Him, Abraham as Director For Against Management
3a6 Elect Tong Wui Tung, Ronald as Director For For Management
3a7 Elect Mei Wenjue as Director For For Management
3b Authorize Board to Fix the For For Management
Remuneration of Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
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EREGLI DEMIR VE CELIK FABRIKALARI TAS
Ticker: EREGL Security ID: M40710101
Meeting Date: MAR 31, 2016 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Authorize Presiding Council to Sign For For Management
Minutes of Meeting
3 Accept Board Report For For Management
4 Accept Audit Report For For Management
5 Accept Financial Statements For For Management
6 Approve Discharge of Board For For Management
7 Approve Allocation of Income For For Management
8 Elect Directors For Against Management
9 Approve Director Remuneration For For Management
10 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
11 Ratify External Auditors For For Management
12 Receive Information on Guarantees, None None Management
Pledges and Mortgages provided by the
Company to Third Parties
13 Receive Information on Charitable For Against Management
Donations for 2015 and Approve Upper
Limit of the Donations for 2016
14 Close Meeting None None Management
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EVERGRANDE REAL ESTATE GROUP LTD.
Ticker: 03333 Security ID: G3225A103
Meeting Date: SEP 18, 2015 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued Share For For Management
Capital
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EVERGRANDE REAL ESTATE GROUP LTD.
Ticker: 3333 Security ID: G3225A103
Meeting Date: JUN 16, 2016 Meeting Type: Annual
Record Date: JUN 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Hui Ka Yan as Director For For Management
3b Elect Xia Haijun as Director For For Management
3c Elect He Miaoling as Director For Against Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Change English and Dual Foreign Name For For Management
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FORTESCUE METALS GROUP LTD.
Ticker: FMG Security ID: Q39360104
Meeting Date: NOV 11, 2015 Meeting Type: Annual
Record Date: NOV 09, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For Against Management
2 Elect Cao Huiquan as Director For For Management
3 Elect Jean Baderschneider as Director For For Management
4 Approve the Fortescue Metals Group Ltd For For Management
Performance Rights Plan
5 Approve the Grant of Up to 8.57 For For Management
Million Performance Rights to Neville
Power and 3.15 Million Performance
Rights to Peter Meurs
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FRONTIER COMMUNICATIONS CORPORATION
Ticker: FTR Security ID: 35906A108
Meeting Date: MAY 11, 2016 Meeting Type: Annual
Record Date: MAR 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leroy T. Barnes, Jr. For For Management
1.2 Elect Director Peter C.B. Bynoe For For Management
1.3 Elect Director Diana S. Ferguson For For Management
1.4 Elect Director Edward Fraioli For For Management
1.5 Elect Director Daniel J. McCarthy For For Management
1.6 Elect Director Pamela D.A. Reeve For For Management
1.7 Elect Director Virginia P. Ruesterholz For For Management
1.8 Elect Director Howard L. Schrott For For Management
1.9 Elect Director Larraine D. Segil For For Management
1.10 Elect Director Mark Shapiro For For Management
1.11 Elect Director Myron A. Wick, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
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GARMIN LTD.
Ticker: GRMN Security ID: H2906T109
Meeting Date: JUN 10, 2016 Meeting Type: Annual
Record Date: APR 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting Andrew Etkind For For Management
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Dividends For For Management
5 Approve Discharge of Board and Senior For For Management
Management
6.1 Elect Director Donald H. Eller For For Management
6.2 Elect Director Joseph J. Hartnett For For Management
6.3 Elect Director Min H. Kao For For Management
6.4 Elect Director Charles W. Peffer For For Management
6.5 Elect Director Clifton A. Pemble For For Management
6.6 Elect Director Rebecca R. Tilden For For Management
7 Elect Min Kao as Board Chairman For For Management
8.1 Appoint Donald H. Eller as Member of For For Management
the Compensation Committee
8.2 Appoint Joseph J. Hartnett as Member For For Management
of the Compensation Committee
8.3 Appoint Charles W. Peffer as Member of For For Management
the Compensation Committee
8.4 Appoint Rebecca R. Tilden as Member of For For Management
the Compensation Committee
9 Designate Reiss + Preuss LLP as For For Management
Independent Proxy
10 Ratify Ernst & Young LLP as Auditors For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Approve Fiscal Year 2017 Maximum For For Management
Aggregate Compensation for the
Executive Management
13 Approve Maximum Aggregate Compensation For For Management
for the Board of Directors for the
Period Between the 2016 AGM and the
2017 AGM
14 Reduce Par Value of Common Stock For For Management
15 Cancellation of Formation Shares For For Management
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HON HAI PRECISION INDUSTRY CO., LTD.
Ticker: 2317 Security ID: Y36861105
Meeting Date: JUN 22, 2016 Meeting Type: Annual
Record Date: APR 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve Business Operations Report and For For Management
Financial Statements
3 Approve Plan on Profit Distribution For For Management
4 Approve Issuance of New Shares by For For Management
Capitalization of Profit
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6 Amend Procedures for Lending Funds to For For Management
Other Parties
7 Amend Procedures for Endorsement and For For Management
Guarantees
8 Amend Trading Procedures Governing For For Management
Derivatives Products
9 Amend Rules and Procedures for For For Management
Election of Directors and Supervisors
10.1 Elect Gou, Tai-ming with Shareholder For For Management
No. 1 as Non-Independent Director
10.2 Elect Lu, Fang-ming, Representing Hon For For Management
Jin International Investment Co., Ltd.
with Shareholder No. 57132 as
Independent Director
10.3 Elect Tai, Jeng-wu, Representing Hon For For Management
Chiao International Investment Co.,
Ltd. with Shareholder No. 16662 as
Non-Independent Director
10.4 Elect Chen, Jen-gwo, Representing Hon For For Management
Chiao International Investment Co.,
Ltd with Shareholder No. 16662 as
Non-Independent Director
10.5 Elect Huang, Qing-yuan with ID No. For For Management
R101807XXX as Non-Independent Director
10.6 Elect Sung, Hsueh-jen with ID No. For For Management
R102960XXX as Non-Independent Director
10.7 Elect Fu, Li-chen with ID No. For For Management
A120777XXX as Independent Director
10.8 Elect Lee, Kai-fu with ID No. For For Management
F121958XXX as Independent Director
10.9 Elect Chan, Chi-shean with ID No. For For Management
N101117XXX as Independent Director
11 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
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HP INC.
Ticker: HPQ Security ID: 40434L105
Meeting Date: APR 04, 2016 Meeting Type: Annual
Record Date: FEB 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director Shumeet Banerji For For Management
1c Elect Director Carl Bass For For Management
1d Elect Director Robert R. Bennett For For Management
1e Elect Director Charles V. Bergh For For Management
1f Elect Director Stacy Brown-Philpot For For Management
1g Elect Director Stephanie A. Burns For For Management
1h Elect Director Mary Anne Citrino For For Management
1i Elect Director Rajiv L. Gupta For For Management
1j Elect Director Stacey Mobley For For Management
1k Elect Director Subra Suresh For For Management
1l Elect Director Dion J. Weisler For For Management
1m Elect Director Margaret C. Whitman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Cumulative Voting For For Management
--------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL, INC.
Ticker: 00902 Security ID: Y3744A105
Meeting Date: JAN 12, 2016 Meeting Type: Special
Record Date: DEC 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Continuing Connected For For Management
Transactions Between the Company and
Huaneng Group Including the Huaneng
Group Framework Agreement and
Transaction Caps
2 Approve Connected Transactions on For For Management
Finance Leasing and Leaseback by
Huaneng Pingliang Power Generation
Limited Company
3 Approve Connected Transactions on For For Management
Finance Leasing and Leaseback by the
Company's Controlled Subsidiaries
--------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL, INC.
Ticker: 902 Security ID: Y3744A105
Meeting Date: JUN 23, 2016 Meeting Type: Annual
Record Date: JUN 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2015 Work Report of Board of For For Management
Directors
2 Approve 2015 Work Report of For For Management
Supervisory Committee
3 Approve 2015 Audited Financial For For Management
Statements
4 Approve 2015 Profit Distribution Plan For For Management
5 Approve KPMG and KPMG Huazhen LLP as For For Management
the International and PRC Auditors
6 Elect Xu Mengzhou as Director For For Management
7 Amend Articles of Association For For Management
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Approve Issuance of Domestic and None For Shareholder
Foreign Perpetual Debts Under the
General Mandate
--------------------------------------------------------------------------------
INNOLUX CORP
Ticker: 3481 Security ID: Y1371R102
Meeting Date: JUN 24, 2016 Meeting Type: Annual
Record Date: APR 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve Business Operations Report and For For Management
Financial Statements
3 Approve Plan on Profit Distribution For For Management
4 Approve Issuance of Ordinary Shares or For For Management
Issuance of Ordinary Shares to
Participate in the Issuance of Global
Depository Receipt
5 Approve Cash Capital Increase by For For Management
Private Issuance of Ordinary
Shares/Preferred Shares or Private
Issuance of Oversea/Domestic
Convertible Bonds
6 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
7 Amend Rules and Procedures for For For Management
Election of Directors and Supervisors
8 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
9 Amend Trading Procedures Governing For For Management
Derivatives Products
10 Amend Procedures for Lending Funds to For For Management
Other Parties
11 Amend Procedures for Endorsement and For For Management
Guarantees
12.1 Elect Jyh-Chau Wang, a Representative For For Management
of Jia Lian Investment Ltd with
Shareholder No. 4158 as
Non-Independent Director
12.2 Elect Te-Tsai Huang, a Representative For For Management
of Hong Yang Venture Capital Ltd with
Shareholder No.2 as Non-Independent
Director
12.3 Elect Chuang-Yi Chiu, a Representative For For Management
of I-Chen Investment Ltd with
Shareholder No.2437 as Non-Independent
Director
12.4 Elect Chin-Lung Ting, a Representative For For Management
of Innolux Education Foundation with
Shareholder No. 189994 as
Non-Independent Director
12.5 Elect Bo-Bo Wang with ID No. For For Management
A100072XXX as Independent Director
12.6 Elect Chi-Chia Hsieh with ID No. For For Management
A110957XXX as Independent Director
12.7 Elect Yuk-Lun Yim with ID No. For For Management
1959051XXX as Independent Director
13 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors and Representatives
--------------------------------------------------------------------------------
KEPPEL CORPORATION LIMITED
Ticker: BN4 Security ID: Y4722Z120
Meeting Date: APR 19, 2016 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Elect Alvin Yeo as Director For For Management
4 Elect Tan Ek Kia as Director For For Management
5 Elect Loh Chin Hua as Director For For Management
6 Elect Veronica Eng as Director For For Management
7 Approve Directors' Fees For For Management
8 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Authorize Share Repurchase Program For For Management
11 Approve Mandate for Interested Person For For Management
Transactions
12 Adopt New Constitution For For Management
--------------------------------------------------------------------------------
LI & FUNG LIMITED
Ticker: 494 Security ID: G5485F169
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAY 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Victor Fung Kwok King as Director For For Management
3b Elect Paul Edward Selway-Swift as For For Management
Director
3c Elect Allan Wong Chi Yun as Director For Against Management
3d Elect Margaret Leung Ko May Yee as For Against Management
Director
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
MEDIATEK INC.
Ticker: 2454 Security ID: Y5945U103
Meeting Date: JUN 24, 2016 Meeting Type: Annual
Record Date: APR 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Business Operations Report and For For Management
Financial Statements
3 Approve Plan on Profit Distribution For For Management
4 Approve Issuance of Restricted Stocks For Against Management
5 Other Business None Against Management
--------------------------------------------------------------------------------
MMC NORILSK NICKEL PJSC
Ticker: GMKN Security ID: 46626D108
Meeting Date: SEP 14, 2015 Meeting Type: Special
Record Date: AUG 14, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 305. For For Management
07 per Share for First Six Months of
Fiscal 2015
--------------------------------------------------------------------------------
MMC NORILSK NICKEL PJSC
Ticker: GMKN Security ID: ADPV30566
Meeting Date: DEC 19, 2015 Meeting Type: Special
Record Date: NOV 20, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 321. For For Management
95 per Share for First Nine Months of
Fiscal 2015
2 Approve Company's Membership in For For Management
Non-Commercial Partnership Russian
Risk Management Society
S1 If You Are a Legal Entity Mark FOR; If None For Management
You Are an Individual Holder Mark
AGAINST
--------------------------------------------------------------------------------
MMC NORILSK NICKEL PJSC
Ticker: MNOD Security ID: ADPV30566
Meeting Date: JUN 10, 2016 Meeting Type: Annual
Record Date: MAY 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Consolidated Financial For For Management
Statements
4 Approve Allocation of Income and For For Management
Dividends
5.1 Elect Sergey Barbashev as Director None Against Management
5.2 Elect Aleksey Bashkirov as Director None Against Management
5.3 Elect Rushan Bogaudinov as Director None Against Management
5.4 Elect Sergey Bratukhin as Director For Against Management
5.5 Elect Andrey Bugrov as Director None Against Management
5.6 Elect Marianna Zakharova as Director None Against Management
5.7 Elect Andrey Korobov as Director For For Management
5.8 Elect Stalbek Mishakov as Director None Against Management
5.9 Elect Gareth Penny as Director For For Management
5.10 Elect Gerhard Prinsloo as Director For For Management
5.11 Elect Maksim Sokov as Director None Against Management
5.12 Elect Vladislav Solovyev as Director None Against Management
5.13 Elect Robert Edwards as Director For For Management
6.1 Elect Artur Arustamov as Member of For For Management
Audit Commission
6.2 Elect Anna Masalova as Member of Audit For For Management
Commission
6.3 Elect Georgiy Svanidze as Member of For For Management
Audit Commission
6.4 Elect Vladimir Shilkov as Members of For For Management
Audit Commission
6.5 Elect Elena Yanevich as Members of For For Management
Audit Commission
7 Ratify Auditor of Company's Financial For For Management
Statements Prepared in Accordance with
Russian Accounting Standards (RAS)
8 Ratify Auditor of Company's Financial For For Management
Statements Prepared in Accordance with
International Financial Reporting
Standards (IFRS)
9 Approve Remuneration of Directors For Against Management
10 Approve Remuneration of Members of For For Management
Audit Commission
11 Approve Related-Party Transactions Re: For For Management
Indemnification Agreements with
Directors and Executives
12 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors and
Executives
13 Approve Related-Party Transaction Re: For For Management
Amend Commission Agreement with AO
Normetimpeks
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC
Ticker: MTSS Security ID: 607409109
Meeting Date: AUG 25, 2015 Meeting Type: Special
Record Date: JUL 07, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Meeting Procedures For For Management
2.1 Approve Reorganization via Acquisition For For Management
of ZAO Comstar-Regions
2.2 Approve Reorganization via Acquisition For For Management
of Penza-GSM AO, SMARTS-Ivanovo AO,
and JSC, and SMARTS-Ufa PAO
3.1 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 2.1
3.2 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 2.2
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC
Ticker: MTSS Security ID: 607409109
Meeting Date: SEP 30, 2015 Meeting Type: Special
Record Date: AUG 14, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Meeting Procedures For For Management
2 Approve Interim Dividends of RUB 5.61 For For Management
per Share for First Six Months of
Fiscal 2015
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC
Ticker: MBT Security ID: 607409109
Meeting Date: FEB 29, 2016 Meeting Type: Special
Record Date: JAN 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Meeting Procedures For For Management
2 Approve Reorganization via Acquisition For For Management
of Subsidiary
3 Amend Charter For For Management
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC
Ticker: MBT Security ID: 607409109
Meeting Date: JUN 23, 2016 Meeting Type: Annual
Record Date: MAY 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Meeting Procedures For For Management
2 Approve Annual Report, Financial For For Management
Statements, and Allocation of Income,
Including Dividends of RUB 14.01 per
Share
3.1 Elect Aleksandr Gorbunov as Director None Against Management
3.2 Elect Andrey Dubovskov as Director None Against Management
3.3 Elect Ron Sommer as Director None Against Management
3.4 Elect Michel Combes as Director None For Management
3.5 Elect Stanley Miller as Director None For Management
3.6 Elect Vsevolod Rozanov as Director None Against Management
3.7 Elect Regina von Flemming as Director None For Management
3.8 Elect Thomas Holtrop as Director None For Management
3.9 Elect Mikhail Shamolin as Director None Against Management
4.1 Elect Irina Borisenkova as Member of For For Management
Audit Commission
4.2 Elect Maksim Mamonov as Member of For For Management
Audit Commission
4.3 Elect Anatoly Panarin as Member of For For Management
Audit Commission
5 Ratify Auditor For For Management
6 Approve New Edition of Charter For For Management
7 Approve New Edition of Regulations on For For Management
General Meetings
8 Approve New Edition of Regulations on For For Management
Board of Directors
9 Approve Reduction in Share Capital For For Management
10 Amend Charter For For Management
--------------------------------------------------------------------------------
MTN GROUP LTD
Ticker: MTN Security ID: S8039R108
Meeting Date: MAY 25, 2016 Meeting Type: Annual
Record Date: MAY 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Azmi Mikati as Director For Against Management
2 Re-elect Koosum Kalyan as Director For For Management
3 Re-elect Alan van Biljon as Director For For Management
4 Re-elect Jeff van Rooyen as Director For For Management
5 Elect Shaygan Kheradpir as Director For For Management
6 Re-elect Christine Ramon as For For Management
Chairperson of the Audit Committee
7 Re-elect Peter Mageza as Member of the For For Management
Audit Committee
8 Elect Azmi Mikati as Member of the For Against Management
Audit Committee
9 Re-elect Jeff van Rooyen as Member of For For Management
the Audit Committee
10 Reappoint PricewaterhouseCoopers Inc For For Management
and SizweNtsalubaGobodo Inc as Joint
Auditors of the Company
11 Place Authorised but Unissued Shares For For Management
under Control of Directors
12 Authorise Board to Issue Shares for For For Management
Cash
13 Approve Remuneration Philosophy For For Management
14 Authorise Repurchase of Issued Share For For Management
Capital
15 Approve Financial Assistance to For For Management
Subsidiaries and Other Related and
Inter-related Entities
16 Approve Financial Assistance to For For Management
Directors, Prescribed Officers and
Employee Share Scheme Beneficiaries
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 18, 2016 Meeting Type: Annual
Record Date: APR 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Clay C. Williams For For Management
1B Elect Director Greg L. Armstrong For For Management
1C Elect Director Marcela E. Donadio For For Management
1D Elect Director Ben A. Guill For For Management
1E Elect Director James T. Hackett For For Management
1F Elect Director David D. Harrison For For Management
1G Elect Director Roger L. Jarvis For For Management
1H Elect Director Eric L. Mattson For For Management
1I Elect Director William R. Thomas For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NOVATEK MICROELECTRONICS CORP. LTD.
Ticker: 3034 Security ID: Y64153102
Meeting Date: JUN 08, 2016 Meeting Type: Annual
Record Date: APR 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Business Operations Report and For For Management
Financial Statements
3 Approve Profit Distribution For For Management
4 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
ORANGE
Ticker: ORA Security ID: F6866T100
Meeting Date: JUN 07, 2016 Meeting Type: Annual/Special
Record Date: JUN 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
4 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
Mentioning the Absence of New
Transactions
5 Reelect Jose-Luis Duran as Director For For Management
6 Reelect Charles-Henri Filippi as For For Management
Director
7 Elect Bernard Ramanantsoa as Director For For Management
8 Advisory Vote on Compensation of For For Management
Stephane Richard, Chairman and CEO
9 Advisory Vote on Compensation of For For Management
Gervais Pellissier, Vice-CEO
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Amend Article 13 of Bylaws Re: For For Management
Shareholding Requirements for Directors
12 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
13 Authorize Filing of Required For For Management
Documents/Other Formalities
A Amend Item 3 as Follows: Approve Against Against Shareholder
Allocation of Income and Dividends of
EUR 0.50 per Share
B Approve Stock Dividend Program (Cash Against Against Shareholder
or Shares)
C Amend Article 13 of Bylaws Re: Set Against Against Shareholder
Maximum Outside Mandates for Directors
--------------------------------------------------------------------------------
PARTNERRE LTD.
Ticker: PRE Security ID: G68603508
Meeting Date: NOV 19, 2015 Meeting Type: Special
Record Date: SEP 23, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PEGATRON CORP.
Ticker: 4938 Security ID: Y6784J100
Meeting Date: APR 20, 2016 Meeting Type: Special
Record Date: MAR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
PEGATRON CORP.
Ticker: 4938 Security ID: Y6784J100
Meeting Date: JUN 21, 2016 Meeting Type: Annual
Record Date: APR 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements (Voting)
2 Approve Plan on Profit Distribution/ For For Management
Approve Statement of Profit and Loss
Appropriation
3 Approve Issuance of Restricted Stocks For For Management
4.1 Elect T.H. Tung with Shareholder No. 3 For For Management
as Non-independent Director
4.2 Elect Jason Cheng with Shareholder No. For For Management
37 as Non-independent Director
4.3 Elect C.I. Chia with Shareholder No. For For Management
210889 as Non-independent Director
4.4 Elect C.V. Chen with ID No.A100743XXX For For Management
as Non-independent Director
4.5 Elect Shou-Chung Ting with ID No. For For Management
E101610XXX as Non-independent Director
4.6 Elect Tze-Kaing Yang with ID No. For For Management
A102241XXX as Non-independent Director
4.7 Elect Schive Chi, Representative of For For Management
DAI-HE Investment Co., Ltd. with
Shareholder No. 294954, as
Non-independent Director
4.8 Elect Syh-Jang Liao, Representative of For For Management
HONG-YE Investment Co., Ltd., with
Shareholder No. 294793 as
Non-independent Director
4.9 Elect C.B. Chang with ID No. For For Management
D100235XXX as Independent Director
4.10 Elect Chun-Bao Huang with Shareholder For For Management
No. 00211424 as Independent Director
4.11 Elect C.S. Yen with ID No. F101393XXX For For Management
as Independent Director
5 Approve Release of Restrictions of For Against Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 04, 2016 Meeting Type: Annual
Record Date: MAR 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Andre Calantzopoulos For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director Werner Geissler For For Management
1.5 Elect Director Jennifer Li For For Management
1.6 Elect Director Jun Makihara For For Management
1.7 Elect Director Sergio Marchionne For Against Management
1.8 Elect Director Kalpana Morparia For For Management
1.9 Elect Director Lucio A. Noto For For Management
1.10 Elect Director Frederik Paulsen For For Management
1.11 Elect Director Robert B. Polet For For Management
1.12 Elect Director Stephen M. Wolf For For Management
2 Ratify PricewaterhouseCoopers SA as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Human Rights Policy, Including Against Abstain Shareholder
the Right to Health
5 Participate in OECD Mediation for Against Abstain Shareholder
Human Rights Violations
--------------------------------------------------------------------------------
POWSZECHNY ZAKLAD UBEZPIECZEN SA
Ticker: PZU Security ID: X6919T107
Meeting Date: JAN 07, 2016 Meeting Type: Special
Record Date: DEC 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Fix Number of Supervisory Board Members For For Management
6.1 Recall Supervisory Board Member For Against Management
6.2 Elect Supervisory Board Member For Against Management
7 Approve Decision on Covering Costs of For For Management
Convocation of General Meeting of
Shareholders
8 Close Meeting None None Management
--------------------------------------------------------------------------------
POWSZECHNY ZAKLAD UBEZPIECZEN SA
Ticker: PZU Security ID: X6919T107
Meeting Date: JUN 30, 2016 Meeting Type: Annual
Record Date: JUN 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Receive Financial Statements None None Management
6 Receive Management Board Report on None None Management
Company's Operations
7 Receive Consolidated Financial None None Management
Statements
8 Receive Management Board Report on None None Management
Group's Operations
9 Receive Supervisory Board Reports on None None Management
Its Review of Financial Statements,
Management Board Report and Allocation
of Income Proposal
10 Receive Supervisory Board Reports on None None Management
Its Activities, Remuneration Policy,
Corporate Governance and Company's
Situation
11 Approve Financial Statements For For Management
12 Approve Management Board Report on For For Management
Company's Operations
13 Approve Consolidated Financial For For Management
Statements
14 Approve Management Board Report on For For Management
Group's Operations
15 Approve Allocation of Income and For For Management
Dividend of PLN 2.08 per Share
16.1 Approve Discharge of Przemyslaw For For Management
Dabrowski (Management Board Member)
16.2 Approve Discharge of Rafal Grodzicki For For Management
(Management Board Member)
16.3 Approve Discharge of Witold Jaworski For For Management
(Management Board Member)
16.4 Approve Discharge of Andrzej Klesyk For For Management
(Management Board Member)
16.5 Approve Discharge of Dariusz Krzewina For For Management
(Management Board Member)
16.6 Approve Discharge of Tomasz Tarkowski For For Management
(Management Board Member)
16.7 Approve Discharge of Ryszard For For Management
Trepczynski (Management Board Member)
17.1 Approve Discharge of Zbigniew For For Management
Cwiakalski (Supervisory Board Member)
17.2 Approve Discharge of Zbigniew Derdziuk For For Management
(Supervisory Board Member)
17.3 Approve Discharge of Dariusz Filar For For Management
(Supervisory Board Member)
17.4 Approve Discharge of Dariusz Kacprzyk For For Management
(Supervisory Board Member)
17.5 Approve Discharge of Pawel Kaczmarek For For Management
(Supervisory Board Member)
17.6 Approve Discharge of Jakub Karnowski For For Management
(Supervisory Board Member)
17.7 Approve Discharge of Aleksandra For For Management
Magaczewska (Supervisory Board Member)
17.8 Approve Discharge of Alojzy Nowak For For Management
(Supervisory Board Member)
17.9 Approve Discharge of Maciej Piotrowski For For Management
(Supervisory Board Member)
17.10 Approve Discharge of Tomasz Zganiacz For For Management
(Supervisory Board Member)
18 Approve Changes in Composition of None Against Shareholder
Supervisory Board
19 Close Meeting None None Management
--------------------------------------------------------------------------------
RIO TINTO LTD.
Ticker: RIO Security ID: Q81437107
Meeting Date: MAY 05, 2016 Meeting Type: Annual
Record Date: MAY 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Financial Statements and For For Management
Reports of the Directors and Auditor
2 Approve Remuneration Policy Report for For For Management
UK Law Purposes
3 Approve the Remuneration Report For For Management
4 Elect Robert Brown as Director For For Management
5 Elect Megan Clark as Director For For Management
6 Elect Jan du Plessis as Director For For Management
7 Elect Ann Godbehere as Director For For Management
8 Elect Anne Lauvergeon as Director For For Management
9 Elect Michael L'Estrange as Director For For Management
10 Elect Chris Lynch as Director For For Management
11 Elect Paul Tellier as Director For For Management
12 Elect Simon Thompson as Director For For Management
13 Elect John Varley as Director For For Management
14 Elect Sam Walsh as Director For For Management
15 Appoint PricewaterhouseCoopers LLP as For For Management
Auditor of the Company
16 Authorize the Board to Fix For For Management
Remuneration of the Auditors
17 Report on Climate Change For Abstain Shareholder
18 Approve the Renewal of Off- Market and For For Management
On-Market Share Buyback Authorities
--------------------------------------------------------------------------------
SANDS CHINA LTD.
Ticker: 1928 Security ID: G7800X107
Meeting Date: FEB 19, 2016 Meeting Type: Special
Record Date: FEB 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendment of the Terms of the For Against Management
Equity Award Plan of the Company
--------------------------------------------------------------------------------
SANDS CHINA LTD.
Ticker: 1928 Security ID: G7800X107
Meeting Date: MAY 27, 2016 Meeting Type: Annual
Record Date: MAY 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Wong Ying Wai as Director For For Management
3b Elect Robert Glen Goldstein as Director For For Management
3c Elect Charles Daniel Forman as Director For For Management
3d Elect Steven Zygmunt Strasser as For For Management
Director
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SASOL LTD
Ticker: SOL Security ID: 803866102
Meeting Date: DEC 04, 2015 Meeting Type: Annual
Record Date: NOV 27, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and None None Management
Statutory Reports for the Year Ended
30 June 2015
2 Approve Nomination, Governance, Social None None Management
and Ethics Committee Report
3.1 Re-elect Nolitha Fakude as Director For For Management
3.2 Re-elect Dr Mandla Gantsho as Director For For Management
3.3 Re-elect Imogen Mkhize as Director For For Management
3.4 Re-elect Stephen Westwell as Director For For Management
4 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company
5.1 Re-elect Colin Beggs as Member of the For For Management
Audit Committee
5.2 Re-elect Nomgando Matyumza as Member For For Management
of the Audit Committee
5.3 Re-elect Imogen Mkhize as Member of For For Management
the Audit Committee
5.4 Re-elect JJ Njeke as Member of the For For Management
Audit Committee
5.5 Re-elect Stephen Westwell as Member of For For Management
the Audit Committee
6 Approve Remuneration Policy For For Management
7.1 Approve Non-executive Directors' For For Management
Remuneration
7.2 Authorise Repurchase of Issued Share For For Management
Capital
7.3 Authorise Repurchase of Issued Share For For Management
Capital from a Director and/or a
Prescribed Officer of the Company
--------------------------------------------------------------------------------
SHIMAO PROPERTY HOLDINGS LTD.
Ticker: 813 Security ID: G81043104
Meeting Date: JUN 20, 2016 Meeting Type: Annual
Record Date: JUN 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Tang Fei as Director For For Management
3.2 Elect Liao Lujiang as Director For For Management
3.3 Elect Kan Naigui as Director For For Management
3.4 Elect Lu Hong Bing as Director For Against Management
3.5 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For Against Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SILICONWARE PRECISION INDUSTRIES CO., LTD.
Ticker: 2325 Security ID: Y7934R109
Meeting Date: OCT 15, 2015 Meeting Type: Special
Record Date: SEP 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For Against Management
Association
2 Amend Procedures Governing the For Against Management
Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
SILICONWARE PRECISION INDUSTRIES CO., LTD.
Ticker: 2325 Security ID: Y7934R109
Meeting Date: MAY 16, 2016 Meeting Type: Annual
Record Date: MAR 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve Business Operations Report and For For Management
Financial Statements
3 Approve Plan for Profit Distribution For For Management
4 Approve Cash Dividend Distribution For For Management
from Capital Reserve
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
STATOIL ASA
Ticker: STL Security ID: R8413J103
Meeting Date: MAY 11, 2016 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Registration of Attending Shareholders None None Management
and Proxies
3 Elect Chairman of Meeting For Did Not Vote Management
4 Approve Notice of Meeting and Agenda For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Accept Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of USD 0.22
Per Share
7 Approve Distribution of Dividends For Did Not Vote Management
8a Approve Creation of Pool of Capital For Did Not Vote Management
with Preemptive Rights in Connection
with Payment of Dividend for Fourth
Quarter 2015
8b Approve Creation of Pool of Capital For Did Not Vote Management
with Preemptive Rights in Connection
With Payment of Dividend for First
Quarter to Third Quarter 2016
9 Present a Revised Strategy Reflecting Against Did Not Vote Shareholder
the Company's Joint Responsibility for
Helping Meet the Current Energy Demand
within the Framework of National and
International Climate Targets
10 Approve Company's Corporate Governance For Did Not Vote Management
Statement
11a Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management (Advisory)
11b Approve Remuneration Linked to For Did Not Vote Management
Development of Share Price
12 Approve Remuneration of Auditors For Did Not Vote Management
13a Elect All Proposed Members of For Did Not Vote Management
Corporate Assembly (Shareholders Can
Also Vote Individually on Proposed
candidates Under items 13b-13q)
13b Reelect Tone Bakker as Chairman of For Did Not Vote Management
Corporate Assembly
13c Elect Nils Bastiansen as Deputy For Did Not Vote Management
Chairman of Corporate Assembly
13d Reelect Greger Mannsverk as Member of For Did Not Vote Management
Corporate Assembly
13e Reelect Steinar Olsen as Member of For Did Not Vote Management
Corporate Assembly
13f Reelect Ingvald Strommen as Member of For Did Not Vote Management
Corporate Assembly
13g Reelect Rune Bjerke as Member of For Did Not Vote Management
Corporate Assembly
13h Reelect Siri Kalvig as Member of For Did Not Vote Management
Corporate Assembly
13i Reelect Terje Venold as Member of For Did Not Vote Management
Corporate Assembly
13j Reelect Kjersti Kleven as Member of For Did Not Vote Management
Corporate Assembly
13k Elect Birgitte Vartdal as New Member For Did Not Vote Management
of Corporate Assembly
13l Elect Jarle Roth as New Member of For Did Not Vote Management
Corporate Assembly
13m Elect Kathrine Naess as New Member of For Did Not Vote Management
Corporate Assembly
13n Elect Kjerstin Fyllingen as New Deputy For Did Not Vote Management
Member of Corporate Assembly
13o Reelect Nina Kivijervi Jonassen as For Did Not Vote Management
Deputy Member of Corporate Assembly
13p Elect Hakon Volldal as New Deputy For Did Not Vote Management
Member of Corporate Assembly
13q Elect Kari Skeidsvoll Moe as New For Did Not Vote Management
Deputy Member of Corporate Assembly
14a Elect All Proposed Members of For Did Not Vote Management
Nominating Committee (Shareholders Can
Also Vote Individually on Proposed
Candidates Under Items 14b-14e)
14b Reelect Tone Lunde Bakker as Chairman For Did Not Vote Management
of Nominating Committee
14c Reelect Tom Rathke as Member of For Did Not Vote Management
Nominating Committee
14d Reelect Elisabeth Berge as New Member For Did Not Vote Management
of Nominating Committee
14e Elect Jarle Roth as New Member of For Did Not Vote Management
Nominating Committee
15 Approve Equity Plan Financing For Did Not Vote Management
16 Authorize Share Repurchase Program and For Did Not Vote Management
Cancellation of Repurchased Shares
17 Miscellaneous Proposal: Marketing For Did Not Vote Management
Instructions
18 Establish Risk Management Against Did Not Vote Shareholder
Investigation Committee
--------------------------------------------------------------------------------
TECHNIP
Ticker: TEC Security ID: F90676101
Meeting Date: APR 28, 2016 Meeting Type: Annual/Special
Record Date: APR 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 2 per Share
3 Approve Stock Dividend Program For For Management
4 Approve Consolidated Financial For For Management
Statements and Statutory Reports
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions
6 Approve Severance Payment Agreement For Against Management
with Thierry Pilenko, Chairman and CEO
7 Advisory Vote on Compensation of For For Management
Thierry Pilenko, Chairman and CEO
8 Ratify Appointment of Didier Houssin For For Management
as Director
9 Renew Appointment of Ernst and Young For For Management
et Autres as Auditor
10 Renew Appointment of Pricewaterhouse For For Management
Coopers Audit as Auditor
11 Renew Appointment of Auditex as For For Management
Alternate Auditor
12 Appoint Jean-Christophe Georghiou as For For Management
Alternate Auditor
13 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 800,000
14 Authorize Repurchase of Up to 8 For For Management
Percent of Issued Share Capital
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 45 Million
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 9 Million
17 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to EUR
9 Million for Private Placements
18 Authorize up to 0.50 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
19 Subject to Approval of Item 18, For Against Management
Authorize up to 0.50 Percent of Issued
Capital for Use in Restricted Stock
Plan Reserved for Chairman and/or CEO
and Executives
20 Authorize up to 0.5 Percent of Issued For For Management
Capital for Use in Stock Option Plans
21 Subject to Approval of Item 20, For Against Management
Authorize Authorize up to 0.5 Percent
of Issued Capital for Use in Stock
Option Reserved for Chairman and/or
CEO and Executives
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TELE2 AB
Ticker: TEL2 B Security ID: W95878166
Meeting Date: MAY 24, 2016 Meeting Type: Annual
Record Date: MAY 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Chairman's Report None None Management
8 Receive President's Report None None Management
9 Receive Financial Statements and None None Management
Statutory Reports
10 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
11 Approve Allocation of Income, For Did Not Vote Management
Dividends of SEK 5.35 Per Share
12 Approve Discharge of Board and For Did Not Vote Management
President
13 Determine Number of Directors (8) and For Did Not Vote Management
Deputy Directors of Board (0)
14 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.4 Million for the
Chairman and SEK 550,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
15a Reelect Lorenzo Grabau as Director For Did Not Vote Management
15b Reelect Irina Hemmers as Director For Did Not Vote Management
15c Reelect Eamonn O'Hare as Director For Did Not Vote Management
15d Reelect Mike Parton as Director For Did Not Vote Management
15e Reelect Carla Smits-Nusteling as For Did Not Vote Management
Director
15f Elect Sofia Bergendorff as New Director For Did Not Vote Management
15g Elect Georgi Ganev as New Director For Did Not Vote Management
15h Elect Cynthia Gordon as New Director For Did Not Vote Management
16 Elect Mike Parton as Board Chairman For Did Not Vote Management
17 Determine Number of Auditors (1); For Did Not Vote Management
Ratify Deloitte as Auditors
18 Authorize Chairman of Board and For Did Not Vote Management
Representatives of Three of Company's
Largest Shareholders to Serve on
Nominating Committee
19 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
20 Approve 2016 Long-Term Incentive Plan For Did Not Vote Management
and Associated Formalities
21 Authorize Share Repurchase Program For Did Not Vote Management
22 Amend Articles Re: Term of Auditor For Did Not Vote Management
23a Adopt a Zero Vision Regarding None Did Not Vote Shareholder
Accidents at Work Within the Company
23b Require Board to Appoint Working Group None Did Not Vote Shareholder
Regarding Accidents at Work Within the
Company
23c Instruct the Board to Yearly Report to None Did Not Vote Shareholder
the AGM in Writing the Progress
Regarding Accidents at Work Within the
Company
23d Adopt a Vision for Absolute Gender None Did Not Vote Shareholder
Equality on All Levels Within the
Company
23e Instruct the Board to Set Up a Working None Did Not Vote Shareholder
Group Concerning Gender and Ethnicity
Diversification Within the Company
23f Require the Results from the Working None Did Not Vote Shareholder
Group Concerning Gender and Ethnicity
Diversification Within the Company be
Reported to the AGM
23g Request Board to Take Necessary Action None Did Not Vote Shareholder
to Create a Shareholders' Association
23h Prohibit Directors from Being Able to None Did Not Vote Shareholder
Invoice Director's Fees via Swedish
and Foreign Legal Entities
23i Instruct the Nomination Committee to None Did Not Vote Shareholder
Pay Extra Attention to Questions
Concerning Ethics, Gender, and
Ethnicity
23j Request Board to Propose to the None Did Not Vote Shareholder
Swedish Government to Draw Attention
to the Need for a Change in the Rules
in the Area Regarding Invoicing
23k Amend Articles of Association: Both None Did Not Vote Shareholder
Class A Shares and Class B Shares are
Entitled to One Vote Each
23l Request Board to Propose to the None Did Not Vote Shareholder
Swedish Government Legislation on the
Abolition of Voting Power Differences
in Swedish Limited Liability Companies
23m Amend Articles Re: Former Politicians None Did Not Vote Shareholder
on the Board of Directors
23n Request Board to Propose to the None Did Not Vote Shareholder
Swedish Government to Draw Attention
to the Need for Introducing a
"Politician Quarantine"
23o Instruct the Board to Prepare a None Did Not Vote Shareholder
Proposal for the Representation of
Small- and Midsized Shareholders in
the Board and Nomination Committee
23p Request Special Examination of the None Did Not Vote Shareholder
Internal and External Entertainment in
the Company
23q Instruct the Board to Prepare a None Did Not Vote Shareholder
Proposal of a Policy Concerning
Internal and External Entertainment in
the Company
24 Instruct Board to Propose to Initiate None Did Not Vote Shareholder
an Audit Regarding: Expenses,
Compensations and Sources of Money
25 Request an Investigation Regarding None Did Not Vote Shareholder
Board and Leadership Team Meeting
Regulatory Requirements
26 Close Meeting None None Management
--------------------------------------------------------------------------------
TELEFONICA BRASIL S.A.
Ticker: VIVT4 Security ID: P9T369168
Meeting Date: APR 28, 2016 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nominated by Preferred None Abstain Shareholder
Shareholders
2 Elect Fiscal Council Member(s) None Abstain Shareholder
Nominated by Preferred Shareholders
--------------------------------------------------------------------------------
TRANSOCEAN LTD.
Ticker: RIG Security ID: H8817H100
Meeting Date: OCT 29, 2015 Meeting Type: Special
Record Date: OCT 12, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Adjust Par Value of Common Stock For For Management
2 Approve Cancellation of Capital For For Management
Authorization
3 Approve Cancellation of Third and For For Management
Fourth Dividend Installments
4 Elect Director Jeremy D. Thigpen For For Management
5 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
TURKCELL ILETISIM HIZMETLERI AS
Ticker: TCELL Security ID: M8903B102
Meeting Date: MAR 29, 2016 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Authorize Presiding Council to Sign For For Management
Minutes of Meeting
3 Accept Board Report For For Management
4 Accept Audit Report For For Management
5 Accept Financial Statements For For Management
6 Approve Discharge of Board For For Management
7 Approve Donation Policy For For Management
8 Approve Upper Limit of the Donations For Against Management
for 2016 and Receive Information on
Charitable Donations for 2015
9 Amend Company Articles For For Management
10 Elect Directors For Against Management
11 Approve Director Remuneration For For Management
12 Ratify External Auditors For For Management
13 Approve Share Repurchase Plan For For Management
14 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
15 Approve Dividends For For Management
16 Receive Information on the Guarantees, None None Management
Pledges and Mortgages Provided by the
Company to Third Parties
17 Close Meeting None None Management
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: G92087165
Meeting Date: APR 20, 2016 Meeting Type: Annual
Record Date: APR 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Nils Andersen as Director For For Management
4 Re-elect Laura Cha as Director For For Management
5 Re-elect Vittorio Colao as Director For For Management
6 Re-elect Louise Fresco as Director For For Management
7 Re-elect Ann Fudge as Director For For Management
8 Re-elect Dr Judith Hartmann as Director For For Management
9 Re-elect Mary Ma as Director For For Management
10 Re-elect Paul Polman as Director For For Management
11 Re-elect John Rishton as Director For For Management
12 Re-elect Feike Sijbesma as Director For For Management
13 Elect Dr Marijn Dekkers as Director For For Management
14 Elect Strive Masiyiwa as Director For For Management
15 Elect Youngme Moon as Director For For Management
16 Elect Graeme Pitkethly as Director For For Management
17 Reappoint KPMG LLP as Auditors For For Management
18 Authorise Board to Fix Remuneration of For For Management
Auditors
19 Authorise EU Political Donations and For For Management
Expenditure
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
WESFARMERS LTD.
Ticker: WES Security ID: Q95870103
Meeting Date: NOV 12, 2015 Meeting Type: Annual
Record Date: NOV 10, 2015
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Paul Moss Bassat as Director For For Management
2b Elect James Philip Graham as Director For For Management
2c Elect Diane Lee Smith-Gander as For For Management
Director
2d Elect Michael Alfred Chaney as Director For For Management
3 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
4 Approve the Remuneration Report For For Management
5 Approve the Grant of Up to 87,220 For For Management
Performance Rights to Richard Goyder,
Group Managing Director of the Company
6 Approve the Grant of Up to 69,657 For For Management
Performance Rights to Terry Bowen,
Finance Director of the Company
--------------------------------------------------------------------------------
WOODSIDE PETROLEUM LTD.
Ticker: WPL Security ID: 980228100
Meeting Date: APR 21, 2016 Meeting Type: Annual
Record Date: APR 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Frank Cooper as Director For For Management
2b Elect Sarah Ryan as Director For For Management
2c Elect Ann Pickard as Director For For Management
3 Approve the Remuneration Report For Against Management
--------------------------------------------------------------------------------
WOOLWORTHS LTD.
Ticker: WOW Security ID: Q98418108
Meeting Date: NOV 26, 2015 Meeting Type: Annual
Record Date: NOV 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Gordon Cairns as Director For For Management
2b Elect Michael Ullmer as Director For For Management
3 Approve the Remuneration Report For For Management
================================ Small-Cap Fund ================================
8X8, INC.
Ticker: EGHT Security ID: 282914100
Meeting Date: JUL 23, 2015 Meeting Type: Annual
Record Date: JUN 02, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Guy L. Hecker, Jr. For Withhold Management
1.2 Elect Director Bryan R. Martin For Withhold Management
1.3 Elect Director Vikram Verma For For Management
1.4 Elect Director Eric Salzman For For Management
1.5 Elect Director Ian Potter For For Management
1.6 Elect Director Jaswinder Pal Singh For For Management
1.7 Elect Director Vladimir Jacimovic For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACETO CORPORATION
Ticker: ACET Security ID: 004446100
Meeting Date: DEC 15, 2015 Meeting Type: Annual
Record Date: OCT 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert L. Eilender For For Management
1.2 Elect Director Salvatore Guccione For For Management
1.3 Elect Director Hans C. Noetzli For For Management
1.4 Elect Director William N. Britton For For Management
1.5 Elect Director Natasha Giordano For For Management
1.6 Elect Director Alan G. Levin For For Management
1.7 Elect Director Daniel B. Yarosh For For Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN SOFTWARE, INC.
Ticker: AMSWA Security ID: 029683109
Meeting Date: AUG 17, 2015 Meeting Type: Annual
Record Date: JUL 02, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Dennis Hogue For For Management
1.2 Elect Director John J. Jarvis For For Management
1.3 Elect Director James B. Miller, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Stock Option Plan For For Management
4 Amend Stock Option Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANI PHARMACEUTICALS, INC.
Ticker: ANIP Security ID: 00182C103
Meeting Date: MAY 25, 2016 Meeting Type: Annual
Record Date: MAR 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Brown, Jr. For For Management
1.2 Elect Director Arthur S. Przybyl For For Management
1.3 Elect Director Fred Holubow For For Management
1.4 Elect Director Peter A. Lankau For For Management
1.5 Elect Director Tracy L. Marshbanks For For Management
1.6 Elect Director Thomas A. Penn For For Management
1.7 Elect Director Daniel Raynor For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify EisnerAmper LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANIKA THERAPEUTICS, INC.
Ticker: ANIK Security ID: 035255108
Meeting Date: JUN 01, 2016 Meeting Type: Annual
Record Date: APR 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond J. Land For For Management
1.2 Elect Director Glenn R. Larsen For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARGAN, INC.
Ticker: AGX Security ID: 04010E109
Meeting Date: JUN 23, 2016 Meeting Type: Annual
Record Date: APR 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rainer H. Bosselmann For For Management
1.2 Elect Director Henry A. Crumpton For For Management
1.3 Elect Director Cynthia A. Flanders For For Management
1.4 Elect Director Peter W. Getsinger For Withhold Management
1.5 Elect Director William F. Griffin, Jr. For For Management
1.6 Elect Director William F. Leimkuhler For Withhold Management
1.7 Elect Director W.G. Champion Mitchell For For Management
1.8 Elect Director James W. Quinn For Withhold Management
1.9 Elect Director Brian R. Sherras For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
AUTOBYTEL INC.
Ticker: ABTL Security ID: 05275N205
Meeting Date: JUN 20, 2016 Meeting Type: Annual
Record Date: APR 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Fuchs For For Management
1.2 Elect Director Robert J. Mylod, Jr. For For Management
1.3 Elect Director Janet M. Thompson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
BIOTELEMETRY, INC.
Ticker: BEAT Security ID: 090672106
Meeting Date: MAY 03, 2016 Meeting Type: Annual
Record Date: MAR 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rebecca W. Rimel For For Management
1.2 Elect Director Robert J. Rubin For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BROADSOFT, INC.
Ticker: BSFT Security ID: 11133B409
Meeting Date: APR 28, 2016 Meeting Type: Annual
Record Date: MAR 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Gavin, Jr. For For Management
1.2 Elect Director Andrew M. Geisse For For Management
1.3 Elect Director Michael Tessler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BRYN MAWR BANK CORPORATION
Ticker: BMTC Security ID: 117665109
Meeting Date: APR 28, 2016 Meeting Type: Annual
Record Date: MAR 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrea F. Gilbert For For Management
1.2 Elect Director Lynn B. McKee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CALAVO GROWERS, INC.
Ticker: CVGW Security ID: 128246105
Meeting Date: APR 27, 2016 Meeting Type: Annual
Record Date: FEB 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lecil E. Cole For Withhold Management
1.2 Elect Director George H. Barnes For For Management
1.3 Elect Director James D. Helin For For Management
1.4 Elect Director Donald M. Sanders For Withhold Management
1.5 Elect Director Marc L. Brown For Withhold Management
1.6 Elect Director Michael A. DiGregorio For For Management
1.7 Elect Director Scott Van Der Kar For Withhold Management
1.8 Elect Director J. Link Leavens For Withhold Management
1.9 Elect Director Dorcas H. Thille For Withhold Management
1.10 Elect Director John M. Hunt For Withhold Management
1.11 Elect Director Egidio Carbone, Jr. For For Management
1.12 Elect Director Harold Edwards For Withhold Management
1.13 Elect Director Steven Hollister For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CALLIDUS SOFTWARE INC.
Ticker: CALD Security ID: 13123E500
Meeting Date: JUN 08, 2016 Meeting Type: Annual
Record Date: APR 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Culhane For For Management
1b Elect Director Murray D. Rode For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAPITAL SENIOR LIVING CORPORATION
Ticker: CSU Security ID: 140475104
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ed Grier For For Management
1.2 Elect Director Philip A. Brooks For For Management
1.3 Elect Director Ronald A. Malone For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
CAVCO INDUSTRIES, INC.
Ticker: CVCO Security ID: 149568107
Meeting Date: OCT 06, 2015 Meeting Type: Annual
Record Date: AUG 21, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven G. Bunger For For Management
1.2 Elect Director Jack Hanna For For Management
2 Ratify McGladrey LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For Against Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CENTRAL GARDEN & PET COMPANY
Ticker: CENTA Security ID: 153527106
Meeting Date: FEB 09, 2016 Meeting Type: Annual
Record Date: DEC 14, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Brown For Withhold Management
1.2 Elect Director John B. Balousek For For Management
1.3 Elect Director David N. Chichester For Withhold Management
1.4 Elect Director Thomas J. Colligan For For Management
1.5 Elect Director Brooks M. Pennington III For Withhold Management
1.6 Elect Director Alfred A. Piergallini For For Management
1.7 Elect Director John R. Ranelli For Withhold Management
1.8 Elect Director George C. Roeth For For Management
1.9 Elect Director M. Beth Springer For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CEVA, INC.
Ticker: CEVA Security ID: 157210105
Meeting Date: MAY 16, 2016 Meeting Type: Annual
Record Date: MAR 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eliyahu Ayalon For For Management
1.2 Elect Director Zvi Limon For For Management
1.3 Elect Director Bruce A. Mann For For Management
1.4 Elect Director Peter McManamon For For Management
1.5 Elect Director Sven-Christer Nilsson For For Management
1.6 Elect Director Louis Silver For For Management
1.7 Elect Director Gideon Wertheizer For For Management
2 Ratify Kost Forer Gabbay & Kasierer as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHEROKEE INC.
Ticker: CHKE Security ID: 16444H102
Meeting Date: JUN 06, 2016 Meeting Type: Annual
Record Date: APR 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy Ewing For For Management
1.2 Elect Director Robert Galvin For For Management
1.3 Elect Director Keith Hull For For Management
1.4 Elect Director Jess Ravich For For Management
1.5 Elect Director Frank Tworecke For For Management
1.6 Elect Director Henry Stupp For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CIVITAS SOLUTIONS, INC.
Ticker: CIVI Security ID: 17887R102
Meeting Date: FEB 26, 2016 Meeting Type: Annual
Record Date: JAN 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin A. Mundt For Withhold Management
1.2 Elect Director Gregory S. Roth For For Management
1.3 Elect Director Guy Sansone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche, LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CRA INTERNATIONAL, INC.
Ticker: CRAI Security ID: 12618T105
Meeting Date: JUL 22, 2015 Meeting Type: Special
Record Date: MAY 13, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Holthausen For For Management
1.2 Elect Director Nancy Hawthorne For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CROSS COUNTRY HEALTHCARE, INC.
Ticker: CCRN Security ID: 227483104
Meeting Date: MAY 17, 2016 Meeting Type: Annual
Record Date: MAR 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Grubbs For For Management
1.2 Elect Director W. Larry Cash For For Management
1.3 Elect Director Thomas C. Dircks For For Management
1.4 Elect Director Gale Fitzgerald For For Management
1.5 Elect Director Richard M. Mastaler For For Management
1.6 Elect Director Mark Perlberg For For Management
1.7 Elect Director Joseph A. Trunfio For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DENNY'S CORPORATION
Ticker: DENN Security ID: 24869P104
Meeting Date: MAY 24, 2016 Meeting Type: Annual
Record Date: MAR 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregg R. Dedrick For For Management
1b Elect Director Jose M. Gutierrez For For Management
1c Elect Director George W. Haywood For For Management
1d Elect Director Brenda J. Lauderback For For Management
1e Elect Director Robert E. Marks For For Management
1f Elect Director John C. Miller For For Management
1g Elect Director Donald C. Robinson For For Management
1h Elect Director Debra Smithart-Oglesby For For Management
1i Elect Director Laysha Ward For For Management
1j Elect Director F. Mark Wolfinger For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
--------------------------------------------------------------------------------
DHI GROUP, INC.
Ticker: DHX Security ID: 23331S100
Meeting Date: APR 22, 2016 Meeting Type: Annual
Record Date: MAR 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Barter For For Management
1.2 Elect Director Burton M. Goldfield For For Management
1.3 Elect Director Scot W. Melland For For Management
1.4 Elect Director Brian (Skip) Schipper For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIGIRAD CORPORATION
Ticker: DRAD Security ID: 253827109
Meeting Date: APR 29, 2016 Meeting Type: Annual
Record Date: MAR 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey E. Eberwein For For Management
1.2 Elect Director Matthew G. Molchan For For Management
1.3 Elect Director Dimitrios J. Angelis For For Management
1.4 Elect Director John W. Climaco For For Management
1.5 Elect Director Charles M. Gillman For For Management
1.6 Elect Director John W. Sayward For For Management
1.7 Elect Director Michael A. Cunnion For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOUGLAS DYNAMICS, INC.
Ticker: PLOW Security ID: 25960R105
Meeting Date: MAY 03, 2016 Meeting Type: Annual
Record Date: MAR 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret S. Dano For For Management
1.2 Elect Director Donald W. Sturdivant For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DSP GROUP, INC.
Ticker: DSPG Security ID: 23332B106
Meeting Date: JUN 06, 2016 Meeting Type: Annual
Record Date: APR 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ofer Elyakim For For Management
1.2 Elect Director Thomas A. Lacey For For Management
1.3 Elect Director Gabi Seligsohn For For Management
1.4 Elect Director Yair Seroussi For For Management
1.5 Elect Director Norman P. Taffe For For Management
1.6 Elect Director Patrick Tanguy For For Management
1.7 Elect Director Kenneth H. Traub For For Management
2 Provide Directors May Be Removed With For For Management
or Without Cause
3 Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
4 Ratify Kost Forer Gabbay & Kasierer as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EDGEWATER TECHNOLOGY, INC.
Ticker: EDGW Security ID: 280358102
Meeting Date: JUN 15, 2016 Meeting Type: Annual
Record Date: APR 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Bova For For Management
1.2 Elect Director Paul E. Flynn For For Management
1.3 Elect Director Paul Guzzi For For Management
1.4 Elect Director Nancy L. Leaming For For Management
1.5 Elect Director Michael R. Loeb For For Management
1.6 Elect Director Shirley Singleton For For Management
1.7 Elect Director Timothy Whelan For For Management
1.8 Elect Director Wayne Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC.
Ticker: EBS Security ID: 29089Q105
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fuad El-Hibri For For Management
1.2 Elect Director Ronald B. Richard For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ENANTA PHARMACEUTICALS, INC.
Ticker: ENTA Security ID: 29251M106
Meeting Date: FEB 11, 2016 Meeting Type: Annual
Record Date: JAN 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernst-Gunter Afting For For Management
1.2 Elect Director Stephen Buckley, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ESCALADE, INCORPORATED
Ticker: ESCA Security ID: 296056104
Meeting Date: APR 21, 2016 Meeting Type: Annual
Record Date: FEB 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Savitsky For For Management
1.2 Elect Director Richard D. White For For Management
1.3 Elect Director Edward E. Williams For For Management
1.4 Elect Director Richard F. Baalmann, Jr. For For Management
1.5 Elect Director David L. Fetherman For Withhold Management
1.6 Elect Director Patrick J. Griffin For Withhold Management
1.7 Elect Director Walter P. Glazer, Jr. For For Management
2 Ratify BKD, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIVE PRIME THERAPEUTICS, INC.
Ticker: FPRX Security ID: 33830X104
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Franklin M. Berger For For Management
1b Elect Director William Ringo For For Management
1c Elect Director Lewis T. "Rusty" For For Management
Williams
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL EMPLOYMENT ENTERPRISES, INC.
Ticker: JOB Security ID: 369730106
Meeting Date: SEP 15, 2015 Meeting Type: Annual
Record Date: AUG 17, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derek Dewan For For Management
1.2 Elect Director Arthur Laffer For For Management
1.3 Elect Director Thomas Williams For For Management
1.4 Elect Director Peter Tanous For For Management
1.5 Elect Director William Isaac For For Management
1.6 Elect Director George A. Bajalia For For Management
1.7 Elect Director Andrew J. Norstrud For For Management
2 Ratify Friedman LLP as Auditors For For Management
3 Approve Reverse Stock Split For For Management
4 Increase Authorized Common Stock For Against Management
--------------------------------------------------------------------------------
GIGAMON INC.
Ticker: GIMO Security ID: 37518B102
Meeting Date: JUN 08, 2016 Meeting Type: Annual
Record Date: APR 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul A. Hooper For For Management
1.2 Elect Director John H. Kispert For For Management
1.3 Elect Director Joan A. Dempsey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Three Years Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GOLD RESOURCE CORPORATION
Ticker: GORO Security ID: 38068T105
Meeting Date: JUN 15, 2016 Meeting Type: Annual
Record Date: APR 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bill M. Conrad For For Management
1.2 Elect Director Jason D. Reid For For Management
1.3 Elect Director Gary C. Huber For For Management
1.4 Elect Director Alex G. Morrison For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify EKS&H LLLP as Auditors For For Management
--------------------------------------------------------------------------------
HARVARD BIOSCIENCE, INC.
Ticker: HBIO Security ID: 416906105
Meeting Date: JUN 24, 2016 Meeting Type: Annual
Record Date: MAY 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Green For For Management
1.2 Elect Director Bertrand Loy For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HERITAGE-CRYSTAL CLEAN, INC.
Ticker: HCCI Security ID: 42726M106
Meeting Date: MAY 04, 2016 Meeting Type: Annual
Record Date: MAR 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Recatto For For Management
1.2 Elect Director Charles E. Schalliol For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
HERON THERAPEUTICS, INC.
Ticker: HRTX Security ID: 427746102
Meeting Date: JUN 21, 2016 Meeting Type: Annual
Record Date: APR 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin C. Tang For For Management
1.2 Elect Director Barry D. Quart For For Management
1.3 Elect Director Robert H. Rosen For For Management
1.4 Elect Director Craig A. Johnson For Withhold Management
1.5 Elect Director John W. Poyhonen For Withhold Management
2 Ratify OUM & Co. LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
HILL INTERNATIONAL, INC.
Ticker: HIL Security ID: 431466101
Meeting Date: AUG 07, 2015 Meeting Type: Proxy Contest
Record Date: APR 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Camille S. Andrews For Did Not Vote Management
1.2 Elect Director Brian W. Clymer For Did Not Vote Management
2 Amend Executive Incentive Bonus Plan For Did Not Vote Management
3 Hire Advisor/Maximize Shareholder Value Against Did Not Vote Shareholder
4 Amend Terms of Existing Poison Pill Against Did Not Vote Shareholder
1.1 Elect Directors Andrew Dakos For For Shareholder
1.2 Elect Directors Phillip Goldstein For For Shareholder
2 Amend Executive Incentive Bonus Plan Against For Management
3 Hire Advisor/Maximize Shareholder Value For For Shareholder
4 Amend Terms of Existing Poison Pill For For Shareholder
--------------------------------------------------------------------------------
HORIZON GLOBAL CORP.
Ticker: HZN Security ID: 44052W104
Meeting Date: MAY 17, 2016 Meeting Type: Annual
Record Date: MAR 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Mark Zeffiro For For Management
1.2 Elect Director Richard D. Siebert For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INFORMATION SERVICES GROUP, INC.
Ticker: III Security ID: 45675Y104
Meeting Date: APR 28, 2016 Meeting Type: Annual
Record Date: MAR 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Connors For For Management
1.2 Elect Director Christine Putur For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INOGEN, INC.
Ticker: INGN Security ID: 45780L104
Meeting Date: OCT 14, 2015 Meeting Type: Annual
Record Date: AUG 20, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Scott Greer For For Management
1.2 Elect Director Heather Rider For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INPHI CORPORATION
Ticker: IPHI Security ID: 45772F107
Meeting Date: MAY 26, 2016 Meeting Type: Annual
Record Date: APR 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chenming C. Hu For For Management
1.2 Elect Director Elissa Murphy For For Management
1.3 Elect Director Sam S. Srinivasan For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INSTALLED BUILDING PRODUCTS, INC.
Ticker: IBP Security ID: 45780R101
Meeting Date: JUN 01, 2016 Meeting Type: Annual
Record Date: APR 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey W. Edwards For For Management
1.2 Elect Director Lawrence A. Hilsheimer For Withhold Management
1.3 Elect Director Janet E. Jackson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INSTEEL INDUSTRIES, INC.
Ticker: IIIN Security ID: 45774W108
Meeting Date: FEB 11, 2016 Meeting Type: Annual
Record Date: DEC 11, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis E. Hannen For For Management
1.2 Elect Director C. Richard Vaughn For For Management
1.3 Elect Director Joseph A. Rutkowski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTELIQUENT, INC.
Ticker: IQNT Security ID: 45825N107
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rian J. Wren For For Management
1.2 Elect Director James P. Hynes For For Management
1.3 Elect Director Joseph A. Beatty For For Management
1.4 Elect Director Lawrence M. Ingeneri For For Management
1.5 Elect Director Timothy A. Samples For For Management
1.6 Elect Director Edward M. Greenberg For For Management
1.7 Elect Director Lauren F. Wright For For Management
1.8 Elect Director Matthew Carter, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Provide Directors May Be Removed With For For Management
or Without Cause
--------------------------------------------------------------------------------
KADANT INC.
Ticker: KAI Security ID: 48282T104
Meeting Date: MAY 18, 2016 Meeting Type: Annual
Record Date: MAR 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan W. Painter For For Management
1.2 Elect Director William A. Rainville For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LANDAUER, INC.
Ticker: LDR Security ID: 51476K103
Meeting Date: FEB 18, 2016 Meeting Type: Annual
Record Date: DEC 31, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey A. Bailey For For Management
1b Elect Director Michael P. Kaminski For For Management
1c Elect Director Michael T. Leatherman For For Management
1d Elect Director David E. Meador For Against Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LIFEWAY FOODS, INC.
Ticker: LWAY Security ID: 531914109
Meeting Date: DEC 14, 2015 Meeting Type: Annual
Record Date: OCT 27, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Renzo Bernardi For For Management
1.2 Elect Director Paul Lee For Withhold Management
1.3 Elect Director Mariano Lozano For For Management
1.4 Elect Director Jason Scher For Withhold Management
1.5 Elect Director Pol Sikar For Withhold Management
1.6 Elect Director Julie Smolyansky For For Management
1.7 Elect Director Ludmila Smolyansky For For Management
2 Ratify Mayer Hoffman McCann P.C. as For For Management
Auditors
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LIFEWAY FOODS, INC.
Ticker: LWAY Security ID: 531914109
Meeting Date: JUN 17, 2016 Meeting Type: Annual
Record Date: APR 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Renzo Bernardi For Withhold Management
1.2 Elect Director Susie Hultquist For For Management
1.3 Elect Director Paul Lee For Withhold Management
1.4 Elect Director Mariano Lozano For Withhold Management
1.5 Elect Director Jason Scher For Withhold Management
1.6 Elect Director Pol Sikar For Withhold Management
1.7 Elect Director Julie Smolyansky For For Management
1.8 Elect Director Ludmila Smolyansky For For Management
2 Ratify Mayer Hoffman McCann P. C. as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LSI INDUSTRIES INC.
Ticker: LYTS Security ID: 50216C108
Meeting Date: NOV 19, 2015 Meeting Type: Annual
Record Date: SEP 21, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Beech For For Management
1.2 Elect Director Gary P. Kreider For For Management
1.3 Elect Director Dennis B. Meyer For For Management
1.4 Elect Director Wilfred T. O'Gara For For Management
1.5 Elect Director Mark A. Serrianne For For Management
1.6 Elect Director James P. Sferra For For Management
1.7 Elect Director Dennis W. Wells For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MALIBU BOATS, INC.
Ticker: MBUU Security ID: 56117J100
Meeting Date: OCT 29, 2015 Meeting Type: Annual
Record Date: SEP 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip S. Estes For Withhold Management
1.2 Elect Director James R. Buch For For Management
1.3 Elect Director Peter E. Murphy For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
META FINANCIAL GROUP, INC.
Ticker: CASH Security ID: 59100U108
Meeting Date: JAN 25, 2016 Meeting Type: Annual
Record Date: NOV 27, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Tyler Haahr For For Management
1.2 Elect Director Bradley C. Hanson For For Management
1.3 Elect Director Elizabeth G. Hoople For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3a Increase Authorized Common Stock For For Management
3b Authorize a New Class of Common Stock For Against Management
--------------------------------------------------------------------------------
MGP INGREDIENTS, INC.
Ticker: MGPI Security ID: 55303J106
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Bareuther For For Management
1.2 Elect Director David J. Colo For For Management
1.3 Elect Director Terrence P. Dunn For For Management
1.4 Elect Director Anthony P. Foglio For For Management
1.5 Elect Director Augustus C. Griffin For For Management
1.6 Elect Director George W. Page, Jr. For For Management
1.7 Elect Director Daryl R. Schaller For For Management
1.8 Elect Director Karen L. Seaberg For For Management
1.9 Elect Director M. Jeannine Strandjord For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MISONIX, INC.
Ticker: MSON Security ID: 604871103
Meeting Date: FEB 04, 2016 Meeting Type: Annual
Record Date: DEC 18, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. McManus, Jr. For Withhold Management
1.2 Elect Director T. Guy Minetti For For Management
1.3 Elect Director Thomas M. Patton For For Management
1.4 Elect Director John W. Gildea For For Management
1.5 Elect Director Charles Miner, III For For Management
1.6 Elect Director Stavros G. Vizirgianakis For Withhold Management
1.7 Elect Director Patrick A. McBrayer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
MITEK SYSTEMS, INC.
Ticker: MITK Security ID: 606710200
Meeting Date: MAR 02, 2016 Meeting Type: Annual
Record Date: JAN 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Thornton For For Management
1.2 Elect Director James B. DeBello For For Management
1.3 Elect Director William K. 'Bill' Aulet For For Management
1.4 Elect Director Vinton P. Cunningham For For Management
1.5 Elect Director James C. Hale For For Management
1.6 Elect Director Bruce E. Hansen For For Management
1.7 Elect Director Alex W. 'Pete' Hart For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Mayer Hoffman McCann P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
MOTORCAR PARTS OF AMERICA, INC.
Ticker: MPAA Security ID: 620071100
Meeting Date: MAR 24, 2016 Meeting Type: Annual
Record Date: FEB 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Selwyn Joffe For For Management
1.2 Elect Director Mel Marks For For Management
1.3 Elect Director Scott Adelson For For Management
1.4 Elect Director Rudolph Borneo For For Management
1.5 Elect Director Philip Gay For For Management
1.6 Elect Director Duane Miller For For Management
1.7 Elect Director Jeffrey Mirvis For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NAUTILUS, INC.
Ticker: NLS Security ID: 63910B102
Meeting Date: MAY 04, 2016 Meeting Type: Annual
Record Date: MAR 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald P. Badie For For Management
1.2 Elect Director Bruce M. Cazenave For For Management
1.3 Elect Director Richard A. Horn For For Management
1.4 Elect Director M. Carl Johnson, III For For Management
1.5 Elect Director Anne G. Saunders For For Management
1.6 Elect Director Marvin G. Siegert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NEENAH PAPER, INC.
Ticker: NP Security ID: 640079109
Meeting Date: MAY 26, 2016 Meeting Type: Annual
Record Date: MAR 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sean T. Erwin For For Management
1b Elect Director Timothy S. Lucas For For Management
1c Elect Director John F. McGovern For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NEOGENOMICS, INC.
Ticker: NEO Security ID: 64049M209
Meeting Date: JUN 07, 2016 Meeting Type: Annual
Record Date: APR 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. VanOort For For Management
1b Elect Director Steven C. Jones For For Management
1c Elect Director Kevin C. Johnson For For Management
1d Elect Director Raymond R. Hipp For For Management
1e Elect Director William J. Robison For For Management
1f Elect Director Bruce K. Crowther For For Management
1g Elect Director Lynn A. Tetrault For For Management
1h Elect Director Alison L. Hannah For For Management
1i Elect Director Kieran P. Murphy For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEOPHOTONICS CORPORATION
Ticker: NPTN Security ID: 64051T100
Meeting Date: JUN 07, 2016 Meeting Type: Annual
Record Date: APR 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rajiv Ramaswami For For Management
1.2 Elect Director Ihab Tarazi For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NUTRISYSTEM, INC.
Ticker: NTRI Security ID: 67069D108
Meeting Date: MAY 12, 2016 Meeting Type: Annual
Record Date: MAR 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Bernstock For For Management
1.2 Elect Director Paul Guyardo For For Management
1.3 Elect Director Michael J. Hagan For For Management
1.4 Elect Director Jay Herratti For For Management
1.5 Elect Director Michael D. Mangan For For Management
1.6 Elect Director Brian P. Tierney For For Management
1.7 Elect Director Andrea M. Weiss For For Management
1.8 Elect Director Dawn M. Zier For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NVE CORPORATION
Ticker: NVEC Security ID: 629445206
Meeting Date: AUG 06, 2015 Meeting Type: Annual
Record Date: JUN 12, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrence W. Glarner For For Management
1.2 Elect Director Daniel A. Baker For For Management
1.3 Elect Director Patricia M. Hollister For For Management
1.4 Elect Director Richard W. Kramp For For Management
1.5 Elect Director Gary R. Maharaj For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ORCHIDS PAPER PRODUCTS COMPANY
Ticker: TIS Security ID: 68572N104
Meeting Date: MAY 02, 2016 Meeting Type: Annual
Record Date: MAR 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Berlin For For Management
1.2 Elect Director Mario Armando Garcia For For Management
1.3 Elect Director John C. Guttilla For For Management
1.4 Elect Director Douglas E. Hailey For For Management
1.5 Elect Director Elaine MacDonald For For Management
1.6 Elect Director Mark H. Ravich For For Management
1.7 Elect Director Jeffrey S. Schoen For For Management
2 Ratify HoganTaylor LLP as Auditors For For Management
--------------------------------------------------------------------------------
PLANET PAYMENT, INC.
Ticker: PLPM Security ID: U72603118
Meeting Date: JUN 14, 2016 Meeting Type: Annual
Record Date: APR 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Kaiden For For Management
1.2 Elect Director Cameron R. M. McColl For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
PREFERRED BANK
Ticker: PFBC Security ID: 740367404
Meeting Date: MAY 17, 2016 Meeting Type: Annual
Record Date: MAR 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Li Yu For For Management
1.2 Elect Director J. Richard Belliston For For Management
1.3 Elect Director Gary S. Nunnelly For For Management
1.4 Elect Director Clark Hsu For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Crowe Horwath LLP as Auditors For For Management
--------------------------------------------------------------------------------
PROGENICS PHARMACEUTICALS, INC.
Ticker: PGNX Security ID: 743187106
Meeting Date: JUN 08, 2016 Meeting Type: Annual
Record Date: APR 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. Crowley For For Management
1.2 Elect Director Mark R. Baker For For Management
1.3 Elect Director Bradley L. Campbell For For Management
1.4 Elect Director Karen J. Ferrante For For Management
1.5 Elect Director Michael D. Kishbauch For For Management
1.6 Elect Director David A. Scheinberg For For Management
1.7 Elect Director Nicole S. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PZENA INVESTMENT MANAGEMENT, INC.
Ticker: PZN Security ID: 74731Q103
Meeting Date: MAY 24, 2016 Meeting Type: Annual
Record Date: APR 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect Director Richard S. Pzena For For Management
1.2 Elect Director John P. Goetz For For Management
1.3 Elect Director William L. Lipsey For For Management
1.4 Elect Director Steven M. Galbraith For For Management
1.5 Elect Director Joel M. Greenblatt For For Management
1.6 Elect Director Richard P. Meyerowich For For Management
1.7 Elect Director Charles D. Johnston For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
RADIANT LOGISTICS, INC.
Ticker: RLGT Security ID: 75025X100
Meeting Date: NOV 10, 2015 Meeting Type: Annual
Record Date: OCT 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bohn H. Crain For For Management
1.2 Elect Director Stephen P. Harrington For For Management
1.3 Elect Director Jack Edwards For For Management
1.4 Elect Director Richard Palmieri For For Management
2 Ratify Peterson Sullivan LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RADISYS CORPORATION
Ticker: RSYS Security ID: 750459109
Meeting Date: JUN 08, 2016 Meeting Type: Annual
Record Date: APR 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald de Lange For For Management
1.2 Elect Director Brian Bronson For For Management
1.3 Elect Director Hubert de Pesquidoux For For Management
1.4 Elect Director C. Scott Gibson For For Management
1.5 Elect Director Michael G. Hluchyj For For Management
1.6 Elect Director M. Niel Ransom For For Management
1.7 Elect Director Vincent H. Tobkin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
REIS, INC.
Ticker: REIS Security ID: 75936P105
Meeting Date: JUN 02, 2016 Meeting Type: Annual
Record Date: APR 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Clarke, Jr. For For Management
1.2 Elect Director M. Christian Mitchell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RINGCENTRAL, INC.
Ticker: RNG Security ID: 76680R206
Meeting Date: MAY 06, 2016 Meeting Type: Annual
Record Date: MAR 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vladimir Shmunis For For Management
1.2 Elect Director Neil Williams For For Management
1.3 Elect Director Robert Theis For For Management
1.4 Elect Director Michelle McKenna-Doyle For For Management
1.5 Elect Director Allan Thygesen For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
RUTH'S HOSPITALITY GROUP, INC.
Ticker: RUTH Security ID: 783332109
Meeting Date: MAY 26, 2016 Meeting Type: Annual
Record Date: MAR 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael P. O'Donnell For For Management
1b Elect Director Robin P. Selati For Against Management
1c Elect Director Carla R. Cooper For Against Management
1d Elect Director Bannus B. Hudson For Against Management
1e Elect Director Robert S. Merritt For For Management
1f Elect Director Alan Vituli For For Management
1g Elect Director Giannella Alvarez For For Management
2 Amend Certificate of Incorporation to For For Management
Eliminate Restrictions on Removal of
Directors
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SAPIENS INTERNATIONAL CORP NV
Ticker: SPNS Security ID: N7716A151
Meeting Date: OCT 27, 2015 Meeting Type: Special
Record Date: SEP 30, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles/Bylaws Re: Authorized For For Management
Share Capital, Country of Domicile,
and Sending Materials for Shareholder
Meetings
--------------------------------------------------------------------------------
SAPIENS INTERNATIONAL CORP NV
Ticker: SPNS Security ID: N7716A151
Meeting Date: MAY 16, 2016 Meeting Type: Annual
Record Date: APR 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Guy Bernstein as Director For For Management
Until the End of the Next Annual
General Meeting
1.2 Reelect Eyal Ben-Chlouche as Director For For Management
Until the End of the Next Annual
General Meeting
1.3 Reelect Roni Al Dor as Director Until For For Management
the End of the Next Annual General
Meeting
1.4 Reelect Yacov Elinav as Director Until For For Management
the End of the Next Annual General
Meeting
1.5 Reelect Uzi Netanel as Director Until For For Management
the End of the Next Annual General
Meeting
1.6 Reelect Naamit Salomon as Director For For Management
Until the End of the Next Annual
General Meeting
1.7 Reelect United International Trust N.V For For Management
as Director Until the End of the Next
Annual General Meeting
2 Approve the Board of Directors' Annual For For Management
Report on the Management of the
Business of the Company
3 Adopt Consolidated Balance Sheets, For For Management
Consolidated Statements of Operations,
and Cash Flows for 2015
4 Approve Discharge of the Board of For For Management
Directors for the Management of the
Affairs of the Company
5 Reappoint Kost Forer Gabbay & For For Management
Kasiereras Auditors and Authorize
Board to Fix Their Remuneration
6 Approve Dividend of USD 0.20 Per For For Management
Common Share or Approximately USD 10
Million in the Aggregate
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
SHARPS COMPLIANCE CORP.
Ticker: SMED Security ID: 820017101
Meeting Date: NOV 19, 2015 Meeting Type: Annual
Record Date: SEP 21, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Dalton For For Management
1.2 Elect Director Parris H. Holmes For For Management
1.3 Elect Director F. Gardner Parker For For Management
1.4 Elect Director David P. Tusa For For Management
1.5 Elect Director Philip C. Zerrillo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SILVERCREST ASSET MANAGEMENT GROUP INC.
Ticker: SAMG Security ID: 828359109
Meeting Date: JUN 08, 2016 Meeting Type: Annual
Record Date: APR 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Albert S. Messina For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SIMULATIONS PLUS, INC.
Ticker: SLP Security ID: 829214105
Meeting Date: FEB 25, 2016 Meeting Type: Annual
Record Date: DEC 29, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter S. Woltosz For For Management
1.2 Elect Director Thaddeus H. Grasela For For Management
1.3 Elect Director David Z. D'Argenio For For Management
1.4 Elect Director John K. Paglia For For Management
1.5 Elect Director David Ralph For For Management
2 Ratify Rose, Snyder, and Jacobs CPA's For For Management
as Auditors
--------------------------------------------------------------------------------
SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
Ticker: SPWH Security ID: 84920Y106
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kay L. Toolson For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SPS COMMERCE, INC.
Ticker: SPSC Security ID: 78463M107
Meeting Date: MAY 18, 2016 Meeting Type: Annual
Record Date: MAR 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Archie C. Black For For Management
1.2 Elect Director Martin J. Leestma For For Management
1.3 Elect Director James B. Ramsey For For Management
1.4 Elect Director Tami L. Reller For For Management
1.5 Elect Director Michael A. Smerklo For For Management
1.6 Elect Director Philip E. Soran For For Management
1.7 Elect Director Sven A. Wehrwein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STONERIDGE, INC.
Ticker: SRI Security ID: 86183P102
Meeting Date: MAY 10, 2016 Meeting Type: Annual
Record Date: MAR 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan B. DeGaynor For For Management
1.2 Elect Director Jeffrey P. Draime For For Management
1.3 Elect Director Douglas C. Jacobs For For Management
1.4 Elect Director Ira C. Kaplan For For Management
1.5 Elect Director Kim Korth For For Management
1.6 Elect Director William M. Lasky For For Management
1.7 Elect Director George S. Mayes, Jr. For For Management
1.8 Elect Director Paul J. Schlather For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
STURM, RUGER & COMPANY, INC.
Ticker: RGR Security ID: 864159108
Meeting Date: MAY 03, 2016 Meeting Type: Annual
Record Date: MAR 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Cosentino, Jr. For For Management
1.2 Elect Director Michael O. Fifer For For Management
1.3 Elect Director Sandra S. Froman For For Management
1.4 Elect Director C. Michael Jacobi For For Management
1.5 Elect Director Terrence G. O'Connor For For Management
1.6 Elect Director Amir P. Rosenthal For For Management
1.7 Elect Director Ronald C. Whitaker For For Management
1.8 Elect Director Phillip C. Widman For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUCAMPO PHARMACEUTICALS, INC.
Ticker: SCMP Security ID: 864909106
Meeting Date: JUN 02, 2016 Meeting Type: Annual
Record Date: APR 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Maureen E. O'Connell For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUPERNUS PHARMACEUTICALS, INC.
Ticker: SUPN Security ID: 868459108
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack A. Khattar For For Management
1.2 Elect Director M. James Barrett For Withhold Management
1.3 Elect Director William A. Nuerge For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SURMODICS, INC.
Ticker: SRDX Security ID: 868873100
Meeting Date: FEB 17, 2016 Meeting Type: Annual
Record Date: DEC 21, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald B. Kalich For For Management
1.2 Elect Director Shawn T. McCormick For For Management
2 Fix Number of Directors at Six For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Omnibus Stock Plan For For Management
6 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
TELIGENT, INC.
Ticker: TLGT Security ID: 87960W104
Meeting Date: MAY 25, 2016 Meeting Type: Annual
Record Date: MAR 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason Grenfell-Gardner For For Management
1.2 Elect Director Narendra N. Borkar For For Management
1.3 Elect Director Bhaskar Chaudhuri For For Management
1.4 Elect Director Steven Koehler For For Management
1.5 Elect Director James C. Gale For For Management
1.6 Elect Director John Celentano For For Management
1.7 Elect Director Carole S. Ben-Maimon For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify EisnerAmper LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE CHEFS' WAREHOUSE, INC.
Ticker: CHEF Security ID: 163086101
Meeting Date: MAY 13, 2016 Meeting Type: Annual
Record Date: MAR 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dominick Cerbone For For Management
1.2 Elect Director John A. Couri For For Management
1.3 Elect Director Joseph Cugine For For Management
1.4 Elect Director John DeBenedetti For For Management
1.5 Elect Director Steven F. Goldstone For For Management
1.6 Elect Director Alan Guarino For For Management
1.7 Elect Director Stephen Hanson For For Management
1.8 Elect Director Katherine Oliver For For Management
1.9 Elect Director Christopher Pappas For For Management
1.10 Elect Director John Pappas For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE PROVIDENCE SERVICE CORPORATION
Ticker: PRSC Security ID: 743815102
Meeting Date: SEP 16, 2015 Meeting Type: Annual
Record Date: JUL 27, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kristi L. Meints For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Issuance of Shares for a For For Management
Private Placement
--------------------------------------------------------------------------------
TOWER INTERNATIONAL, INC.
Ticker: TOWR Security ID: 891826109
Meeting Date: APR 22, 2016 Meeting Type: Annual
Record Date: MAR 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas D. Chabraja For For Management
1.2 Elect Director Dev Kapadia For For Management
1.3 Elect Director Mark Malcolm For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TSAKOS ENERGY NAVIGATION LIMITED
Ticker: TNP Security ID: G9108L108
Meeting Date: MAY 20, 2016 Meeting Type: Annual
Record Date: MAR 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maria Vassalou For For Management
1.2 Elect Director Richard L. Paniguian For For Management
1.3 Elect Director Efthimios E Mitropoulos For For Management
2 Amend Bylaws For For Management
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Ernst & Young (Hellas), For For Management
Athens, Greece as Auditors and
Authorize Board to Fix Their
Remuneration Auditors
5 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
U.S. PHYSICAL THERAPY, INC.
Ticker: USPH Security ID: 90337L108
Meeting Date: MAY 17, 2016 Meeting Type: Annual
Record Date: APR 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald L. Pullins For For Management
1.2 Elect Director Christopher J. Reading For For Management
1.3 Elect Director Lawrance W. McAfee For For Management
1.4 Elect Director Mark J. Brookner For For Management
1.5 Elect Director Harry S. Chapman For For Management
1.6 Elect Director Bernard A. Harris, Jr. For For Management
1.7 Elect Director Marlin W. Johnston For For Management
1.8 Elect Director Edward L. Kuntz For For Management
1.9 Elect Director Reginald E. Swanson For For Management
1.10 Elect Director Clayton K. Trier For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL ELECTRONICS INC.
Ticker: UEIC Security ID: 913483103
Meeting Date: JUN 07, 2016 Meeting Type: Annual
Record Date: APR 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul D. Arling For For Management
1.2 Elect Director Satjiv S. Chahil For For Management
1.3 Elect Director William C. Mulligan For For Management
1.4 Elect Director J.C. Sparkman For For Management
1.5 Elect Director Gregory P. Stapleton For For Management
1.6 Elect Director Carl E. Vogel For For Management
1.7 Elect Director Edward K. Zinser For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
VONAGE HOLDINGS CORP.
Ticker: VG Security ID: 92886T201
Meeting Date: JUN 03, 2016 Meeting Type: Annual
Record Date: APR 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan Masarek For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
WILLDAN GROUP, INC.
Ticker: WLDN Security ID: 96924N100
Meeting Date: JUN 10, 2016 Meeting Type: Annual
Record Date: APR 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Win Westfall For Withhold Management
1.2 Elect Director Thomas D. Brisbin For For Management
1.3 Elect Director Steven A. Cohen For For Management
1.4 Elect Director Raymond W. Holdsworth For For Management
1.5 Elect Director Douglas J. McEachern For For Management
1.6 Elect Director Keith W. Renken For For Management
1.7 Elect Director Mohammad Shahidehpour For For Management
1.8 Elect Director John M. Toups For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
XO GROUP INC.
Ticker: XOXO Security ID: 983772104
Meeting Date: MAY 25, 2016 Meeting Type: Annual
Record Date: APR 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Baker For For Management
1.2 Elect Director Peter Sachse For For Management
1.3 Elect Director Michael Zeisser For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ZAGG INC
Ticker: ZAGG Security ID: 98884U108
Meeting Date: JUN 09, 2016 Meeting Type: Annual
Record Date: APR 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Randall L. Hales For For Management
1b Elect Director Cheryl A. Larabee For For Management
1c Elect Director E. Todd Heiner For For Management
1d Elect Director Daniel R. Maurer For For Management
1e Elect Director P. Scott Stubbs For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Change State of Incorporation [from For For Management
Nevada to Delaware]
====================== SunAmerica Commodity Strategy Fund ======================
URANIUM PARTICIPATION CORPORATION
Ticker: U Security ID: 917017105
Meeting Date: JUN 21, 2016 Meeting Type: Annual
Record Date: MAY 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul J. Bennett For For Management
1.2 Elect Director Thomas Hayslett For For Management
1.3 Elect Director Jeff Kennedy For For Management
1.4 Elect Director Garth MacRae For For Management
1.5 Elect Director Ganpat Mani For For Management
1.6 Elect Director Richard McCoy For For Management
1.7 Elect Director Dorothy Sanford For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
===================== SunAmerica Focused Alpha Growth Fund =====================
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 08, 2016 Meeting Type: Annual
Record Date: APR 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For Withhold Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Alan R. Mulally For For Management
1.9 Elect Director Paul S. Otellini For Withhold Management
1.10 Elect Director K. Ram Shriram For Withhold Management
1.11 Elect Director Shirley M. Tilghman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amended and Restated Certificate of For Against Management
Incorporation of Google Inc.
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Lobbying Payments and Policy Against Abstain Shareholder
7 Report on Political Contributions Against Abstain Shareholder
8 Require a Majority Vote for the Against For Shareholder
Election of Directors
9 Require Independent Board Chairman Against For Shareholder
10 Report on Gender Pay Gap Against Abstain Shareholder
--------------------------------------------------------------------------------
ARCH CAPITAL GROUP LTD.
Ticker: ACGL Security ID: G0450A105
Meeting Date: MAY 06, 2016 Meeting Type: Annual
Record Date: MAR 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John L. Bunce, Jr. For For Management
1b Elect Director Yiorgos Lillikas For For Management
1c Elect Director Deanna M. Mulligan For For Management
1d Elect Director Eugene S. Sunshine For For Management
2a Elect Director Meshary Al-Judaimi as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2b Elect Director Talal Al-Tawari as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2c Elect Director Anthony Asquith as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2d Elect Director Edgardo Balois as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2e Elect Director Dennis R. Brand as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2f Elect Director Dominic Brannigan as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2g Elect Director Ian Britchfield as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2h Elect Director Pierre-Andre Camps as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2i Elect Director Paul Cole as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2j Elect Director Graham B.R. Collis as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2k Elect Director Michael Constantinides For For Management
as Designated Company Director of
Non-U.S. Subsidiaries
2l Elect Director William J. Cooney as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2m Elect Director Stephen J. Curley as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2n Elect Director Nick Denniston as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2o Elect Director Michael Feetham as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2p Elect Director Stephen Fogarty as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2q Elect Director Steve Franklin as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2r Elect Director Jann Gardner as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2s Elect Director Giuliano Giovannetti as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2t Elect Director Marc Grandisson as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2u Elect Director Amalia Hadjipapa as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2v Elect Director Yiannis Hadjipapas as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2w Elect Director Michael Hammer as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2x Elect Director Pet Hartman as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2y Elect Director David W. Hipkin as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2z Elect Director W. Preston Hutchings as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2aa Elect Director Constantine Iordanou as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ab Elect Director Wolbert H. Kamphuijs as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ac Elect Director Catherine Kelly as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ad Elect Director Michael H. Kier as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ae Elect Director Jason Kittinger as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2af Elect Director Gerald Konig as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ag Elect Director Lin Li-Williams as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ah Elect Director Mark D. Lyons as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ai Elect Director Patrick Mailloux as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2aj Elect Director Andreas Marangos as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ak Elect Director Paul Martin as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2al Elect Director Robert McDowell as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2am Elect Director David H. McElroy as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2an Elect Director Rommel Mercado as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ao Elect Director Francois Morin as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ap Elect Director David J. Mulholland as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2aq Elect Director Mark Nolan as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ar Elect Director Nicolas Papadopoulo as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2as Elect Director Michael Price as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2at Elect Director Elisabeth Quinn as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2au Elect Director Maamoun Rajeh as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2av Elect Director Andrew T. Rippert as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2aw Elect Director Carla Santamaria-Sena For For Management
as Designated Company Director of
Non-U.S. Subsidiaries
2ax Elect Director Arthur Scace as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ay Elect Director Soren Scheuer as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2az Elect Director Budhi Singh as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ba Elect Director Damian Smith as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2bb Elect Director William A. Soares as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2bc Elect Director Scott Stirling as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2bd Elect Director Hugh Sturgess as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2be Elect Director Richard Sullivan as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2bf Elect Director Ryan Taylor as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2bg Elect Director Ross Totten as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2bh Elect Director Rik van Velzen as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2bi Elect Director James R. Weatherstone For For Management
as Designated Company Director of
Non-U.S. Subsidiaries
2bj Elect Director Gerald Wolfe as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Require Majority Vote for the Election For For Management
of Directors
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BENEFITFOCUS, INC.
Ticker: BNFT Security ID: 08180D106
Meeting Date: JUN 03, 2016 Meeting Type: Annual
Record Date: APR 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas A. Dennerline For Withhold Management
1.2 Elect Director Francis J. Pelzer, V For Withhold Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
CARMAX, INC.
Ticker: KMX Security ID: 143130102
Meeting Date: JUN 28, 2016 Meeting Type: Annual
Record Date: APR 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Alan B. Colberg For For Management
1.3 Elect Director Thomas J. Folliard For For Management
1.4 Elect Director Rakesh Gangwal For For Management
1.5 Elect Director Jeffrey E. Garten For For Management
1.6 Elect Director Shira Goodman For For Management
1.7 Elect Director W. Robert Grafton For For Management
1.8 Elect Director Edgar H. Grubb For For Management
1.9 Elect Director Marcella Shinder For For Management
1.10 Elect Director Mitchell D. Steenrod For For Management
1.11 Elect Director William R. Tiefel For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Political Contributions Against Abstain Shareholder
--------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC.
Ticker: CMG Security ID: 169656105
Meeting Date: MAY 11, 2016 Meeting Type: Annual
Record Date: MAR 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Al Baldocchi For Against Management
1.2 Elect Director Darlene Friedman For For Management
1.3 Elect Director John S. Charlesworth For For Management
1.4 Elect Director Kimbal Musk For For Management
1.5 Elect Director Montgomery F. (Monty) For For Management
Moran
1.6 Elect Director Neil Flanzraich For For Management
1.7 Elect Director Patrick J. Flynn For Against Management
1.8 Elect Director Stephen Gillett For For Management
1.9 Elect Director Steve Ells For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Charter to Remove Provision For For Management
Allowing Only the Board and Chairman
to Call Special Meetings
5 Provide Proxy Access Right For Against Management
6 Proxy Access Against For Shareholder
7 Stock Retention/Holding Period Against For Shareholder
8 Permit Shareholders Holding 10% or Against For Shareholder
More of the Outstanding Shares of
Common Stock to Call a Special Meeting
9 Report on Sustainability, Including Against Abstain Shareholder
Quantitative Goals
10 Assess Feasibility of Including Against Abstain Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
--------------------------------------------------------------------------------
COSTAR GROUP, INC.
Ticker: CSGP Security ID: 22160N109
Meeting Date: JUN 09, 2016 Meeting Type: Annual
Record Date: APR 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael R. Klein For For Management
1b Elect Director Andrew C. Florance For For Management
1c Elect Director Michael J. Glosserman For For Management
1d Elect Director Warren H. Haber For For Management
1e Elect Director John W. Hill For For Management
1f Elect Director Laura Cox Kaplan For For Management
1g Elect Director Christopher J. Nassetta For For Management
1h Elect Director David J. Steinberg For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC.
Ticker: DKS Security ID: 253393102
Meeting Date: JUN 10, 2016 Meeting Type: Annual
Record Date: APR 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark J. Barrenechea For For Management
1b Elect Director Emanuel Chirico For For Management
1c Elect Director Allen R. Weiss For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOLLAR TREE, INC.
Ticker: DLTR Security ID: 256746108
Meeting Date: JUN 16, 2016 Meeting Type: Annual
Record Date: APR 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold S. Barron For For Management
1.2 Elect Director Gregory M. Bridgeford For For Management
1.3 Elect Director Macon F. Brock, Jr. For For Management
1.4 Elect Director Mary Anne Citrino For For Management
1.5 Elect Director H. Ray Compton For For Management
1.6 Elect Director Conrad M. Hall For For Management
1.7 Elect Director Lemuel E. Lewis For For Management
1.8 Elect Director Bob Sasser For For Management
1.9 Elect Director Thomas A. Saunders, III For For Management
1.10 Elect Director Thomas E. Whiddon For For Management
1.11 Elect Director Carl P. Zeithaml For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: EA Security ID: 285512109
Meeting Date: AUG 14, 2015 Meeting Type: Annual
Record Date: JUN 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leonard S. Coleman For For Management
1b Elect Director Jay C. Hoag For For Management
1c Elect Director Jeffrey T. Huber For For Management
1d Elect Director Vivek Paul For For Management
1e Elect Director Lawrence F. Probst, III For For Management
1f Elect Director Richard A. Simonson For For Management
1g Elect Director Luis A. Ubinas For For Management
1h Elect Director Denise F. Warren For For Management
1i Elect Director Andrew Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Proxy Access Against For Shareholder
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: JUN 20, 2016 Meeting Type: Annual
Record Date: APR 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For Withhold Management
1.2 Elect Director Erskine B. Bowles For Withhold Management
1.3 Elect Director Susan D. For Withhold Management
Desmond-Hellmann
1.4 Elect Director Reed Hastings For For Management
1.5 Elect Director Jan Koum For Withhold Management
1.6 Elect Director Sheryl K. Sandberg For Withhold Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Mark Zuckerberg For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify the Grant of Restricted Stock For Against Management
Units to Non-Employee Directors
5 Ratify the Grant of Restricted Stock For Against Management
Units to Non-Employee Directors
6 Approve Annual Compensation Program For Against Management
for Non-employee Directors
7A Amend Certificate of Incorporation to For Against Management
Establish the Class C Capital Stock
and to Make Certain Clarifying Changes
7B Increase Authorized Common Stock For Against Management
7C Amend Certificate of Incorporation to For For Management
Provide Equal Treatment of Shares of
Class A Common Stock, Class B Common
Stock, and Class C Capital Stock
7D Amend Certificate of Incorporation to For For Management
Provide for Additional Events
8 Amend Omnibus Stock Plan For Against Management
9 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
10 Report on Sustainability Against Abstain Shareholder
11 Report on Lobbying Payments and Policy Against Abstain Shareholder
12 Establish International Policy Board Against Abstain Shareholder
Committee
13 Report on Gender Pay Gap Against Abstain Shareholder
--------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC.
Ticker: FDS Security ID: 303075105
Meeting Date: DEC 15, 2015 Meeting Type: Annual
Record Date: OCT 20, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Billeadeau For For Management
1.2 Elect Director Philip A. Hadley For For Management
1.3 Elect Director Laurie Siegel For For Management
1.4 Elect Director F. Philip Snow For For Management
1.5 Elect Director Joseph R. Zimmel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FASTENAL COMPANY
Ticker: FAST Security ID: 311900104
Meeting Date: APR 19, 2016 Meeting Type: Annual
Record Date: FEB 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Willard D. Oberton For For Management
1b Elect Director Michael J. Ancius For For Management
1c Elect Director Michael J. Dolan For For Management
1d Elect Director Stephen L. Eastman For For Management
1e Elect Director Daniel L. Florness For For Management
1f Elect Director Rita J. Heise For For Management
1g Elect Director Darren R. Jackson For Against Management
1h Elect Director Scott A. Satterlee For For Management
1i Elect Director Reyne K. Wisecup For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HYATT HOTELS CORPORATION
Ticker: H Security ID: 448579102
Meeting Date: MAY 11, 2016 Meeting Type: Annual
Record Date: MAR 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark S. Hoplamazian For For Management
1.2 Elect Director Cary D. McMillan For For Management
1.3 Elect Director Michael A. Rocca For For Management
1.4 Elect Director William Wrigley, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IDEXX LABORATORIES, INC.
Ticker: IDXX Security ID: 45168D104
Meeting Date: MAY 04, 2016 Meeting Type: Annual
Record Date: MAR 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan W. Ayers For For Management
1.2 Elect Director Barry C. Johnson For For Management
1.3 Elect Director M. Anne Szostak For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MANCHESTER UNITED PLC
Ticker: MANU Security ID: G5784H106
Meeting Date: JUN 23, 2016 Meeting Type: Annual
Record Date: MAR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Avram Glazer For Against Management
1.2 Elect Director Joel Glazer For Against Management
1.3 Elect Director Edward Woodward For Against Management
1.4 Elect Director Richard Arnold For Against Management
1.5 Elect Director Jamieson Reigle For Against Management
1.6 Elect Director Kevin Glazer For Against Management
1.7 Elect Director Bryan Glazer For Against Management
1.8 Elect Director Darcie Glazer Kassewitz For Against Management
1.9 Elect Director Edward Glazer For Against Management
1.10 Elect Director Robert Leitao For Against Management
1.11 Elect Director Manu Sawhney For Against Management
1.12 Elect Director John Hooks For Against Management
--------------------------------------------------------------------------------
MOBILEYE N.V.
Ticker: MBLY Security ID: N51488117
Meeting Date: JUN 29, 2016 Meeting Type: Annual
Record Date: JUN 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Disclosure Concerning None None Management
Compensation of Present and Former
Directors
2 Adopt Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Current and For For Management
Previous Board Members
4.a Elect Eyal Desheh as Non-Executive For For Management
Director
4.b Elect Peter Seth Neustadter as For For Management
Non-Executive Director
5 Grant Board Authority to Issue Shares For Against Management
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
8 Approval of Appendix B-United States For Against Management
to Company's 2014 Equity Incentive Plan
9 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
--------------------------------------------------------------------------------
STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 23, 2016 Meeting Type: Annual
Record Date: JAN 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howard Schultz For For Management
1b Elect Director William W. Bradley For For Management
1c Elect Director Mary N. Dillon For For Management
1d Elect Director Robert M. Gates For For Management
1e Elect Director Mellody Hobson For For Management
1f Elect Director Kevin R. Johnson For For Management
1g Elect Director Joshua Cooper Ramo For For Management
1h Elect Director James G. Shennan, Jr. For For Management
1i Elect Director Clara Shih For For Management
1j Elect Director Javier G. Teruel For For Management
1k Elect Director Myron E. Ullman, III For For Management
1l Elect Director Craig E. Weatherup For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Proxy Access Against For Shareholder
6 Amend Policies to Allow Employees to Against Abstain Shareholder
Participate in Political Process with
No Retribution
--------------------------------------------------------------------------------
TESLA MOTORS, INC.
Ticker: TSLA Security ID: 88160R101
Meeting Date: MAY 31, 2016 Meeting Type: Annual
Record Date: APR 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brad W. Buss For For Management
1.2 Elect Director Ira Ehrenpreis For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 17, 2016 Meeting Type: Annual
Record Date: MAR 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John K. Adams, Jr. For For Management
1b Elect Director Stephen A. Ellis For For Management
1c Elect Director Arun Sarin For For Management
1d Elect Director Charles R. Schwab For For Management
1e Elect Director Paula A. Sneed For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Abstain Shareholder
5 Prepare Employment Diversity Report Against Abstain Shareholder
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerard J. Arpey For For Management
1b Elect Director Ari Bousbib For For Management
1c Elect Director Gregory D. Brenneman For For Management
1d Elect Director J. Frank Brown For For Management
1e Elect Director Albert P. Carey For For Management
1f Elect Director Armando Codina For For Management
1g Elect Director Helena B. Foulkes For For Management
1h Elect Director Linda R. Gooden For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Karen L. Katen For For Management
1k Elect Director Craig A. Menear For For Management
1l Elect Director Mark Vadon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prepare Employment Diversity Report Against Abstain Shareholder
and Report on Diversity Policies
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: JUL 01, 2015 Meeting Type: Annual
Record Date: MAY 07, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carole Black For Against Management
1b Elect Director Thomas H. Castro For For Management
1c Elect Director David C. Chang For For Management
1d Elect Director James E. Copeland, Jr. For For Management
1e Elect Director Peter R. Haje For Against Management
1f Elect Director Donna A. James For For Management
1g Elect Director Don Logan For For Management
1h Elect Director Robert D. Marcus For For Management
1i Elect Director N.J. Nicholas, Jr. For Against Management
1j Elect Director Wayne H. Pace For For Management
1k Elect Director Edward D. Shirley For Against Management
1l Elect Director John E. Sununu For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Abstain Shareholder
5 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
TREEHOUSE FOODS, INC.
Ticker: THS Security ID: 89469A104
Meeting Date: APR 28, 2016 Meeting Type: Annual
Record Date: FEB 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George V. Bayly For For Management
1.2 Elect Director Gary D. Smith For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNDER ARMOUR, INC.
Ticker: UA Security ID: 904311107
Meeting Date: AUG 26, 2015 Meeting Type: Special
Record Date: JUL 13, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Amend Charter to Provide the For For Management
Conversion of Each Class B into One
Share of Class A, if Kevin Plank Sells
or Disposes More than 2.5 Million of
the Company's Shares
1b Amend Charter to Provide the For For Management
Conversion of Each Class B into One
Share of Class A, Upon Departure of
Kevin Plank from the Company
1c Amend Charter to Provide Equal For For Management
Treatment Provisions
1d Amend Charter to Enhance Board For For Management
Independence Provisions
1e Amend Charter to Provide that For For Management
Amendments to Equal Treatment
Provisions and Board Indepence
Provisions Require a Supermajority Vote
2 Amend Omnibus Stock Plan For Against Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
UNDER ARMOUR, INC.
Ticker: UA Security ID: 904311107
Meeting Date: APR 28, 2016 Meeting Type: Annual
Record Date: FEB 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin A. Plank For For Management
1.2 Elect Director Byron K. Adams, Jr. For For Management
1.3 Elect Director George W. Bodenheimer For For Management
1.4 Elect Director Douglas E. Coltharp For Withhold Management
1.5 Elect Director Anthony W. Deering For Withhold Management
1.6 Elect Director Karen W. Katz For For Management
1.7 Elect Director A.B. Krongard For Withhold Management
1.8 Elect Director William R. McDermott For For Management
1.9 Elect Director Eric T. Olson For For Management
1.10 Elect Director Harvey L. Sanders For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 06, 2016 Meeting Type: Annual
Record Date: APR 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Director Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Glenn M. Renwick For For Management
1i Elect Director Kenneth I. Shine For For Management
1j Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VAIL RESORTS, INC.
Ticker: MTN Security ID: 91879Q109
Meeting Date: DEC 04, 2015 Meeting Type: Annual
Record Date: OCT 12, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan L. Decker For For Management
1b Elect Director Roland A. Hernandez For For Management
1c Elect Director Robert A. Katz For For Management
1d Elect Director John T. Redmond For For Management
1e Elect Director Hilary A. Schneider For For Management
1f Elect Director D. Bruce Sewell For For Management
1g Elect Director John F. Sorte For For Management
1h Elect Director Peter A. Vaughn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VERISK ANALYTICS, INC.
Ticker: VRSK Security ID: 92345Y106
Meeting Date: MAY 18, 2016 Meeting Type: Annual
Record Date: MAR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Lehman, Jr. For For Management
1.2 Elect Director Andrew G. Mills For For Management
1.3 Elect Director Constantine P. Iordanou For For Management
1.4 Elect Director Scott G. Stephenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte and Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: FEB 03, 2016 Meeting Type: Annual
Record Date: DEC 07, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director Robert W. Matschullat For For Management
1f Elect Director Cathy E. Minehan For For Management
1g Elect Director Suzanne Nora Johnson For For Management
1h Elect Director David J. Pang For For Management
1i Elect Director Charles W. Scharf For For Management
1j Elect Director John A. C. Swainson For For Management
1k Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
=================== SunAmerica Focused Alpha Large-Cap Fund ====================
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: OCT 19, 2015 Meeting Type: Special
Record Date: SEP 16, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: MAY 20, 2016 Meeting Type: Annual
Record Date: MAR 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director Mark T. Bertolini For For Management
1c Elect Director Frank M. Clark For For Management
1d Elect Director Betsy Z. Cohen For For Management
1e Elect Director Molly J. Coye For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Jeffrey E. Garten For For Management
1h Elect Director Ellen M. Hancock For For Management
1i Elect Director Richard J. Harrington For For Management
1j Elect Director Edward J. Ludwig For For Management
1k Elect Director Joseph P. Newhouse For For Management
1l Elect Director Olympia J. Snowe For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Policy to Disclose Payments to Against Abstain Shareholder
Tax-Exempt Organizations
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 08, 2016 Meeting Type: Annual
Record Date: APR 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For Withhold Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Alan R. Mulally For For Management
1.9 Elect Director Paul S. Otellini For Withhold Management
1.10 Elect Director K. Ram Shriram For Withhold Management
1.11 Elect Director Shirley M. Tilghman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amended and Restated Certificate of For Against Management
Incorporation of Google Inc.
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Lobbying Payments and Policy Against Abstain Shareholder
7 Report on Political Contributions Against Abstain Shareholder
8 Require a Majority Vote for the Against For Shareholder
Election of Directors
9 Require Independent Board Chairman Against For Shareholder
10 Report on Gender Pay Gap Against Abstain Shareholder
--------------------------------------------------------------------------------
CDW CORPORATION
Ticker: CDW Security ID: 12514G108
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Richards For For Management
1.2 Elect Director Lynda M. Clarizio For For Management
1.3 Elect Director Michael J. Dominguez For For Management
1.4 Elect Director Robin P. Selati For For Management
1.5 Elect Director Joseph R. Swedish For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC.
Ticker: CMG Security ID: 169656105
Meeting Date: MAY 11, 2016 Meeting Type: Annual
Record Date: MAR 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Al Baldocchi For Against Management
1.2 Elect Director Darlene Friedman For For Management
1.3 Elect Director John S. Charlesworth For For Management
1.4 Elect Director Kimbal Musk For For Management
1.5 Elect Director Montgomery F. (Monty) For For Management
Moran
1.6 Elect Director Neil Flanzraich For For Management
1.7 Elect Director Patrick J. Flynn For Against Management
1.8 Elect Director Stephen Gillett For For Management
1.9 Elect Director Steve Ells For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Charter to Remove Provision For For Management
Allowing Only the Board and Chairman
to Call Special Meetings
5 Provide Proxy Access Right For Against Management
6 Proxy Access Against For Shareholder
7 Stock Retention/Holding Period Against For Shareholder
8 Permit Shareholders Holding 10% or Against For Shareholder
More of the Outstanding Shares of
Common Stock to Call a Special Meeting
9 Report on Sustainability, Including Against Abstain Shareholder
Quantitative Goals
10 Assess Feasibility of Including Against Abstain Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 26, 2016 Meeting Type: Annual
Record Date: FEB 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Ellen M. Costello For For Management
1c Elect Director Duncan P. Hennes For For Management
1d Elect Director Peter B. Henry For For Management
1e Elect Director Franz B. Humer For For Management
1f Elect Director Renee J. James For For Management
1g Elect Director Eugene M. McQuade For For Management
1h Elect Director Michael E. O'Neill For For Management
1i Elect Director Gary M. Reiner For For Management
1j Elect Director Judith Rodin For For Management
1k Elect Director Anthony M. Santomero For For Management
1l Elect Director Joan E. Spero For For Management
1m Elect Director Diana L. Taylor For For Management
1n Elect Director William S. Thompson, Jr. For For Management
1o Elect Director James S. Turley For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Demonstrate No Gender Pay Gap Against Abstain Shareholder
7 Report on Lobbying Payments and Policy Against Abstain Shareholder
8 Appoint a Stockholder Value Committee Against Against Shareholder
9 Claw-back of Payments under Against Against Shareholder
Restatements
10 Limit/Prohibit Accelerated Vesting of Against For Shareholder
Awards
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: DEC 10, 2015 Meeting Type: Special
Record Date: OCT 20, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Securities For For Management
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Sheldon M. Bonovitz For For Management
1.4 Elect Director Edward D. Breen For Withhold Management
1.5 Elect Director Joseph J. Collins For Withhold Management
1.6 Elect Director Gerald L. Hassell For Withhold Management
1.7 Elect Director Jeffrey A. Honickman For For Management
1.8 Elect Director Eduardo G. Mestre For For Management
1.9 Elect Director Brian L. Roberts For For Management
1.10 Elect Director Johnathan A. Rodgers For For Management
1.11 Elect Director Judith Rodin For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Restricted Stock Plan For For Management
4 Amend Stock Option Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Nonqualified Employee Stock For For Management
Purchase Plan
7 Report on Lobbying Payments and Policy Against Abstain Shareholder
8 Pro-rata Vesting of Equity Awards Against For Shareholder
9 Require Independent Board Chairman Against For Shareholder
10 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
DOLLAR TREE, INC.
Ticker: DLTR Security ID: 256746108
Meeting Date: JUN 16, 2016 Meeting Type: Annual
Record Date: APR 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold S. Barron For For Management
1.2 Elect Director Gregory M. Bridgeford For For Management
1.3 Elect Director Macon F. Brock, Jr. For For Management
1.4 Elect Director Mary Anne Citrino For For Management
1.5 Elect Director H. Ray Compton For For Management
1.6 Elect Director Conrad M. Hall For For Management
1.7 Elect Director Lemuel E. Lewis For For Management
1.8 Elect Director Bob Sasser For For Management
1.9 Elect Director Thomas A. Saunders, III For For Management
1.10 Elect Director Thomas E. Whiddon For For Management
1.11 Elect Director Carl P. Zeithaml For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: EA Security ID: 285512109
Meeting Date: AUG 14, 2015 Meeting Type: Annual
Record Date: JUN 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leonard S. Coleman For For Management
1b Elect Director Jay C. Hoag For For Management
1c Elect Director Jeffrey T. Huber For For Management
1d Elect Director Vivek Paul For For Management
1e Elect Director Lawrence F. Probst, III For For Management
1f Elect Director Richard A. Simonson For For Management
1g Elect Director Luis A. Ubinas For For Management
1h Elect Director Denise F. Warren For For Management
1i Elect Director Andrew Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Proxy Access Against For Shareholder
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: JUN 20, 2016 Meeting Type: Annual
Record Date: APR 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For Withhold Management
1.2 Elect Director Erskine B. Bowles For Withhold Management
1.3 Elect Director Susan D. For Withhold Management
Desmond-Hellmann
1.4 Elect Director Reed Hastings For For Management
1.5 Elect Director Jan Koum For Withhold Management
1.6 Elect Director Sheryl K. Sandberg For Withhold Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Mark Zuckerberg For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify the Grant of Restricted Stock For Against Management
Units to Non-Employee Directors
5 Ratify the Grant of Restricted Stock For Against Management
Units to Non-Employee Directors
6 Approve Annual Compensation Program For Against Management
for Non-employee Directors
7A Amend Certificate of Incorporation to For Against Management
Establish the Class C Capital Stock
and to Make Certain Clarifying Changes
7B Increase Authorized Common Stock For Against Management
7C Amend Certificate of Incorporation to For For Management
Provide Equal Treatment of Shares of
Class A Common Stock, Class B Common
Stock, and Class C Capital Stock
7D Amend Certificate of Incorporation to For For Management
Provide for Additional Events
8 Amend Omnibus Stock Plan For Against Management
9 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
10 Report on Sustainability Against Abstain Shareholder
11 Report on Lobbying Payments and Policy Against Abstain Shareholder
12 Establish International Policy Board Against Abstain Shareholder
Committee
13 Report on Gender Pay Gap Against Abstain Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 17, 2016 Meeting Type: Annual
Record Date: MAR 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Require Independent Board Chairman Against For Shareholder
5 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
6 Prohibit Accelerated Vesting of Awards Against For Shareholder
to Pursue Government Service
7 Appoint Committee to Explore the Against Against Shareholder
Feasibly to Divest Non-Core Banking
Segments
8 Clawback Amendment Against Against Shareholder
9 Adopt Executive Compensation Against Abstain Shareholder
Philosophy with Social Factors
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 27, 2016 Meeting Type: Annual
Record Date: MAR 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director Angela F. Braly For For Management
1.3 Elect Director Sandra B. Cochran For For Management
1.4 Elect Director Laurie Z. Douglas For For Management
1.5 Elect Director Richard W. Dreiling For For Management
1.6 Elect Director Robert L. Johnson For For Management
1.7 Elect Director Marshall O. Larsen For For Management
1.8 Elect Director James H. Morgan For For Management
1.9 Elect Director Robert A. Niblock For For Management
1.10 Elect Director Bertram L. Scott For For Management
1.11 Elect Director Eric C. Wiseman For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Report on Sustainability, Including Against Abstain Shareholder
Quantitative Goals
6 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
OWENS CORNING
Ticker: OC Security ID: 690742101
Meeting Date: APR 21, 2016 Meeting Type: Annual
Record Date: FEB 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Brian Ferguson For For Management
1.2 Elect Director Ralph F. Hake For For Management
1.3 Elect Director F. Philip Handy For For Management
1.4 Elect Director James J. McMonagle For For Management
1.5 Elect Director W. Howard Morris For For Management
1.6 Elect Director Suzanne P. Nimocks For For Management
1.7 Elect Director Michael H. Thaman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Amend Certificate of Incorporation to For For Management
Eliminate Asbestos Personal Injury
Trust and Bankruptcy Related Language
7 Amend Bylaws Principally to Eliminate For For Management
Asbestos Personal Injury Trust and
Bankruptcy Related Language
8 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 23, 2016 Meeting Type: Annual
Record Date: JAN 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howard Schultz For For Management
1b Elect Director William W. Bradley For For Management
1c Elect Director Mary N. Dillon For For Management
1d Elect Director Robert M. Gates For For Management
1e Elect Director Mellody Hobson For For Management
1f Elect Director Kevin R. Johnson For For Management
1g Elect Director Joshua Cooper Ramo For For Management
1h Elect Director James G. Shennan, Jr. For For Management
1i Elect Director Clara Shih For For Management
1j Elect Director Javier G. Teruel For For Management
1k Elect Director Myron E. Ullman, III For For Management
1l Elect Director Craig E. Weatherup For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Proxy Access Against For Shareholder
6 Amend Policies to Allow Employees to Against Abstain Shareholder
Participate in Political Process with
No Retribution
--------------------------------------------------------------------------------
SUNCOR ENERGY INC.
Ticker: SU Security ID: 867224107
Meeting Date: APR 28, 2016 Meeting Type: Annual
Record Date: MAR 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia M. Bedient For For Management
1.2 Elect Director Mel E. Benson For For Management
1.3 Elect Director Jacynthe Cote For For Management
1.4 Elect Director Dominic D'Alessandro For For Management
1.5 Elect Director John D. Gass For For Management
1.6 Elect Director John R. Huff For For Management
1.7 Elect Director Maureen McCaw For For Management
1.8 Elect Director Michael W. O'Brien For For Management
1.9 Elect Director James W. Simpson For For Management
1.10 Elect Director Eira M. Thomas For For Management
1.11 Elect Director Steven W. Williams For For Management
1.12 Elect Director Michael M. Wilson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Executive For For Management
Compensation Approach
4 SP 1: Report on Climate Change For Against Shareholder
5 SP 2: Approve Annual Disclosure of Against Against Shareholder
Lobbying-Related Matters
--------------------------------------------------------------------------------
TEVA- PHARMACEUTICAL INDUSTRIES LTD
Ticker: TEVA Security ID: 881624209
Meeting Date: SEP 03, 2015 Meeting Type: Annual
Record Date: AUG 04, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Roger Abravanel as Director For For Management
For a Three Year Term
1b Elect Rosemary A. Crane as Director For For Management
For a Three Year Term
1c Elect Gerald M. Lieberman as Director For For Management
For a Three Year Term
1d Reelect Galia Maor as Director For a For For Management
Three Year Term
2 Elect Gabrielle Greene-Sulzberger as For For Management
External Director For a Three Year
Term and Approve her Compensation
3a Amend Compensation Policy for the For For Management
Directors and Officers of the Company,
In Respect To Directors' Compensation
3a.1 Vote FOR if you have a personal None Against Management
interest in item 3a; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager.
3b Approve Compensation of Company's For For Management
Directors, Excluding Chairman
3c Approve Compensation of Yitzhak For For Management
Peterburg, Chairman
4a Amend Employment Terms of Erez For For Management
Vigodman, President and CEO
4b Approve Special Cash Bonus to Erez For For Management
Vigodman, President and CEO
5 Approve 2015 Equity Compensation Plan For For Management
6 Reappoint Kesselman & Kesselman as For For Management
Auditors
7 Discuss Financial Statements and the None None Management
Report of the Board for 2014
--------------------------------------------------------------------------------
TEVA- PHARMACEUTICAL INDUSTRIES LTD
Ticker: TEVA Security ID: 881624209
Meeting Date: NOV 05, 2015 Meeting Type: Special
Record Date: OCT 06, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize New Class of Mandatory For For Management
Convertible Preferred Shares
--------------------------------------------------------------------------------
TEVA- PHARMACEUTICAL INDUSTRIES LTD
Ticker: TEVA Security ID: 881624209
Meeting Date: APR 18, 2016 Meeting Type: Annual
Record Date: MAR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Yitzhak Peterburg as Director For For Management
Until the 2019 Annual Meeting of
Shareholders
1b Reelect Arie Belldegrun as Director For For Management
Until the 2019 Annual Meeting of
Shareholders
1c Reelect Amir Elstein as Director Until For For Management
the 2019 Annual Meeting of Shareholders
2 Amend Compensation Policy for the For For Management
Directors and Officers of the Company
2a Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in Item 2; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager
3a Approve an Increase to the Fees For For Management
Payable to Erez Vigodman, CEO
3b Approve Amendment to Annual Cash Bonus For For Management
Objectives and Payout Terms for Erez
Vigodman, CEO
3c Approve Amendment to Annual Equity For For Management
Awards for Erez Vigodman, CEO
4 Approve Amendment to the 2015 For For Management
Long-Term Equity-Based Incentive Plan
to Increase the Number of Shares
Available for Issuance Thereunder
5 Reappoint Kesselman & Kesselman as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerard J. Arpey For For Management
1b Elect Director Ari Bousbib For For Management
1c Elect Director Gregory D. Brenneman For For Management
1d Elect Director J. Frank Brown For For Management
1e Elect Director Albert P. Carey For For Management
1f Elect Director Armando Codina For For Management
1g Elect Director Helena B. Foulkes For For Management
1h Elect Director Linda R. Gooden For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Karen L. Katen For For Management
1k Elect Director Craig A. Menear For For Management
1l Elect Director Mark Vadon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prepare Employment Diversity Report Against Abstain Shareholder
and Report on Diversity Policies
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: JUL 01, 2015 Meeting Type: Annual
Record Date: MAY 07, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carole Black For Against Management
1b Elect Director Thomas H. Castro For For Management
1c Elect Director David C. Chang For For Management
1d Elect Director James E. Copeland, Jr. For For Management
1e Elect Director Peter R. Haje For Against Management
1f Elect Director Donna A. James For For Management
1g Elect Director Don Logan For For Management
1h Elect Director Robert D. Marcus For For Management
1i Elect Director N.J. Nicholas, Jr. For Against Management
1j Elect Director Wayne H. Pace For For Management
1k Elect Director Edward D. Shirley For Against Management
1l Elect Director John E. Sununu For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Abstain Shareholder
5 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 19, 2016 Meeting Type: Annual
Record Date: FEB 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Warner L. Baxter For For Management
1c Elect Director Marc N. Casper For For Management
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Kimberly J. Harris For For Management
1g Elect Director Roland A. Hernandez For For Management
1h Elect Director Doreen Woo Ho For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Karen S. Lynch For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Scott W. Wine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Adopt Share Retention Policy For Against Against Shareholder
Senior Executives
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 06, 2016 Meeting Type: Annual
Record Date: APR 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Director Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Glenn M. Renwick For For Management
1i Elect Director Kenneth I. Shine For For Management
1j Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: FEB 03, 2016 Meeting Type: Annual
Record Date: DEC 07, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director Robert W. Matschullat For For Management
1f Elect Director Cathy E. Minehan For For Management
1g Elect Director Suzanne Nora Johnson For For Management
1h Elect Director David J. Pang For For Management
1i Elect Director Charles W. Scharf For For Management
1j Elect Director John A. C. Swainson For For Management
1k Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 04, 2015 Meeting Type: Annual
Record Date: SEP 08, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin I. Cole For For Management
1b Elect Director Kathleen A. Cote For For Management
1c Elect Director Henry T. DeNero For For Management
1d Elect Director Michael D. Lambert For For Management
1e Elect Director Len J. Lauer For For Management
1f Elect Director Matthew E. Massengill For For Management
1g Elect Director Stephen D. Milligan For For Management
1h Elect Director Paula A. Price For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify KPMG LLP as Auditors For For Management
=========================== SunAmerica Global Trends ===========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== SunAmerica Global Trends-Cayman =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) SunAmerica Specialty Series, Inc.
------------------------------------------------------------------
By (Signature and Title)* John Genoy, President
------------------------------------------------------
Date 8/08/2016
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