UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08314 Schwab Annuity Portfolios (Exact name of registrant as specified in charter) c/o Schwab Annuity Portfolios 211 Main Street San Francisco CA 94105 (Address of principal executive offices) (Zip code) Marie Chandoha Schwab Annuity Portfolios 211 Main Street San Francisco CA 94105 (Name and address of agent for service) Registrant's telephone number, including area code: 415-667-7000 Date of fiscal year end: 12/31 Date of reporting period: July 1, 2015 - June 30, 2016 ICA File Number: 811-08314 Reporting Period: 07/01/2015 - 06/30/2016 Schwab Annuity Portfolios Fund Name : Schwab Government Money Market Portfolio (fka Schwab Money Market Portfolio) In all markets, for all statuses, for Key- There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Item 1: Proxy Voting Record Fund Name : Schwab MarketTrack Growth Portfolio II In all markets, for all statuses, for Key- -------------------------------------------------------------------------------- Schwab 1000 Index Fund Ticker Security ID: Meeting Date Meeting Status SNXFX CUSIP 808517106 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab International Index Fund Ticker Security ID: Meeting Date Meeting Status SWISX CUSIP 808509830 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab S&P 500 Index Fund Ticker Security ID: Meeting Date Meeting Status SWPPX CUSIP 808509855 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab Small-Cap Index Fund Ticker Security ID: Meeting Date Meeting Status SWSSX CUSIP 808509848 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab Total Bond Market Fund Ticker Security ID: Meeting Date Meeting Status SWLBX CUSIP 808517502 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab Value Advantage Money Fund Ticker Security ID: Meeting Date Meeting Status SWVXX CUSIP 808515696 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A Item 1: Proxy Voting Record Fund Name : Schwab S&P 500 Index Portfolio In all markets, for all statuses, for Key- -------------------------------------------------------------------------------- 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/10/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Sondra L. Barbour Mgmt For For For 2 Elect Thomas K. Brown Mgmt For For For 3 Elect Vance D. Coffman Mgmt For For For 4 Elect David B. Dillon Mgmt For For For 5 Elect Michael L. Eskew Mgmt For For For 6 Elect Herbert L. Henkel Mgmt For For For 7 Elect Muhtar Kent Mgmt For For For 8 Elect Edward M. Liddy Mgmt For For For 9 Elect Gregory R. Page Mgmt For For For 10 Elect Inge G. Thulin Mgmt For For For 11 Elect Robert J. Ulrich Mgmt For For For 12 Elect Patricia A. Mgmt For For For Woertz 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Approval of the 2016 Mgmt For For For Long-Term Incentive Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Special Meetings 17 Shareholder Proposal ShrHoldr Against Against For Regarding Excluding Share Repurchases in Executive Compensation -------------------------------------------------------------------------------- Abbott Laboratories Ticker Security ID: Meeting Date Meeting Status ABT CUSIP 002824100 04/29/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Robert J. Alpern Mgmt For For For 1.2 Elect Roxanne S. Austin Mgmt For For For 1.3 Elect Sally E. Blount Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect Edward M. Liddy Mgmt For For For 1.6 Elect Nancy McKinstry Mgmt For For For 1.7 Elect Phebe N. Mgmt For For For Novakovic 1.8 Elect William A. Osborn Mgmt For For For 1.9 Elect Samuel C. Scott Mgmt For For For III 1.10 Elect Glenn F. Tilton Mgmt For For For 1.11 Elect Miles D. White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- AbbVie Inc. Ticker Security ID: Meeting Date Meeting Status ABBV CUSIP 00287Y109 05/06/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect William H.L. Mgmt For For For Burnside 1.2 Elect Brett J. Hart Mgmt For For For 1.3 Elect Edward J. Rapp Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board 5 Approval of Mgmt For For For Performance Goals Under the Performance Incentive Plan 6 Shareholder Proposal ShrHoldr Against Against For Regarding Take-Back Programs for Unused Medicines 7 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report -------------------------------------------------------------------------------- Accenture plc Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1151C101 02/03/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jaime Ardila Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect Charles H. Mgmt For For For Giancarlo 4 Elect William L. Kimsey Mgmt For For For 5 Elect Marjorie Magner Mgmt For For For 6 Elect Blythe J. Mgmt For For For McGarvie 7 Elect Pierre Nanterme Mgmt For For For 8 Elect Gilles Pelisson Mgmt For For For 9 Elect Paula A. Price Mgmt For For For 10 Elect Arun Sarin Mgmt For For For 11 Elect Wulf von Mgmt For Against Against Schimmelmann 12 Elect Frank K. Tang Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the 2010 Mgmt For For For Share Incentive Plan 15 Amendment to the 2010 Mgmt For For For Employee Stock Purchase Plan 16 Ratification of KPMG Mgmt For For For 17 Article Amendment for Mgmt For For For Proxy Access 18 Amendment to Articles Mgmt For For For of Association 19 Amendments to Mgmt For For For Memorandum of Association 20 Plurality Voting in a Mgmt For For For Contested Election 21 Set Board Size Mgmt For For For 22 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 23 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 24 Authority to Mgmt For For For Repurchase Shares 25 Issuance of Treasury Mgmt For For For Shares -------------------------------------------------------------------------------- ACE Limited Ticker Security ID: Meeting Date Meeting Status ACE CUSIP H0023R105 10/22/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Increase in Authorized Mgmt For For For Share Capital 2 Company Name Change Mgmt For For For 3 Merger/Acquisition Mgmt For For For 4 Elect Sheila P. Burke Mgmt For For For 5 Elect James I. Cash, Mgmt For For For Jr. 6 Elect Lawrence W. Mgmt For For For Kellner 7 Elect James M. Mgmt For For For Zimmerman 8 Board Compensation Mgmt For For For 9 Additional or ShrHoldr For Abstain Against Miscellanious Proposals -------------------------------------------------------------------------------- Activision Blizzard, Inc. Ticker Security ID: Meeting Date Meeting Status ATVI CUSIP 00507V109 06/02/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert J. Corti Mgmt For For For 2 Elect Hendrik Hartong Mgmt For For For III 3 Elect Brian G. Kelly Mgmt For For For 4 Elect Robert A. Kotick Mgmt For For For 5 Elect Barry Meyer Mgmt For For For 6 Elect Robert J. Morgado Mgmt For Against Against 7 Elect Peter Nolan Mgmt For Against Against 8 Elect Casey Wasserman Mgmt For For For 9 Elect Elaine P. Wynn Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Adobe Systems Incorporated Ticker Security ID: Meeting Date Meeting Status ADBE CUSIP 00724F101 04/13/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Amy L. Banse Mgmt For For For 2 Elect Edward W. Mgmt For For For Barnholt 3 Elect Robert K. Burgess Mgmt For For For 4 Elect Frank A. Mgmt For For For Calderoni 5 Elect James E. Daley Mgmt For For For 6 Elect Laura B. Desmond Mgmt For Against Against 7 Elect Charles M. Mgmt For For For Geschke 8 Elect Shantanu Narayen Mgmt For For For 9 Elect Daniel Rosensweig Mgmt For For For 10 Elect John E. Warnock Mgmt For For For 11 Amendment to the 2003 Mgmt For For For Equity Incentive Plan 12 Approval of the 2016 Mgmt For For For Executive Cash Performance Bonus Plan 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Advance Auto Parts, Inc. Ticker Security ID: Meeting Date Meeting Status AAP CUSIP 00751Y106 05/18/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John F. Bergstrom Mgmt For For For 1.2 Elect John C. Mgmt For For For Brouillard 1.3 Elect Brad W. Buss Mgmt For For For 1.4 Elect Fiona P. Dias Mgmt For For For 1.5 Elect John F. Ferraro Mgmt For For For 1.6 Elect Thomas R. Greco Mgmt For For For 1.7 Elect Adriana Mgmt For For For Karaboutis 1.8 Elect Eugene I. Lee Jnr Mgmt For For For 1.9 Elect William S. Mgmt For For For Oglesby 1.10 Elect Robert E. Slone Mgmt For For For 1.11 Elect Jeffrey C. Smith Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Eliminate One Year Mgmt For For For Holding Period Requirement for Shareholders to Call a Special Meeting 5 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent -------------------------------------------------------------------------------- AES Corporation Ticker Security ID: Meeting Date Meeting Status AES CUSIP 00130H105 04/21/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Andres R. Gluski Mgmt For For For 2 Elect Charles L. Mgmt For For For Harrington 3 Elect Kristina M. Mgmt For For For Johnson 4 Elect Tarun Khanna Mgmt For For For 5 Elect Holly K. Koeppel Mgmt For For For 6 Elect Philip Lader Mgmt For For For 7 Elect James H. Miller Mgmt For For For 8 Elect John B. Morse, Mgmt For For For Jr. 9 Elect Moises Naim Mgmt For For For 10 Elect Charles O. Mgmt For For For Rossotti 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Reporting on Company Climate Change Policies and Technological Advances -------------------------------------------------------------------------------- Aetna Inc. Ticker Security ID: Meeting Date Meeting Status AET CUSIP 00817Y108 05/20/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Fernando Aguirre Mgmt For For For 2 Elect Mark T. Bertolini Mgmt For For For 3 Elect Frank M. Clark, Mgmt For For For Jr. 4 Elect Betsy Z. Cohen Mgmt For For For 5 Elect Molly J. Coye Mgmt For For For 6 Elect Roger N. Farah Mgmt For For For 7 Elect Jeffrey E. Garten Mgmt For For For 8 Elect Ellen M. Hancock Mgmt For For For 9 Elect Richard J. Mgmt For For For Harrington 10 Elect Edward J. Ludwig Mgmt For For For 11 Elect Joseph P. Mgmt For For For Newhouse 12 Elect Olympia J. Snowe Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the 2016 Mgmt For For For Employee Stock Purchase Plan 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Indirect Political Spending -------------------------------------------------------------------------------- Aetna Inc. Ticker Security ID: Meeting Date Meeting Status AET CUSIP 00817Y108 10/19/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting -------------------------------------------------------------------------------- Aetna Inc. Ticker Security ID: Meeting Date Meeting Status AET CUSIP 00817Y108 10/19/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting -------------------------------------------------------------------------------- Affiliated Managers Group, Inc. Ticker Security ID: Meeting Date Meeting Status AMG CUSIP 008252108 06/14/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Samuel T. Byrne Mgmt For For For 2 Elect Dwight D. Mgmt For For For Churchill 3 Elect Glenn Earle Mgmt For For For 4 Elect Niall Ferguson Mgmt For For For 5 Elect Sean M. Healey Mgmt For For For 6 Elect Tracy P. Mgmt For For For Palandjian 7 Elect Patrick T. Ryan Mgmt For For For 8 Elect Jide J. Zeitlin Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Aflac Incorporated Ticker Security ID: Meeting Date Meeting Status AFL CUSIP 001055102 05/02/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Daniel P. Amos Mgmt For For For 2 Elect Paul S. Amos II Mgmt For For For 3 Elect W. Paul Bowers Mgmt For For For 4 Elect Kriss Cloninger Mgmt For For For III 5 Elect Toshihiko Mgmt For For For Fukuzawa 6 Elect Elizabeth J. Mgmt For For For Hudson 7 Elect Douglas W. Mgmt For For For Johnson 8 Elect Robert B. Johnson Mgmt For For For 9 Elect Thomas J. Kenny Mgmt For For For 10 Elect Charles B. Knapp Mgmt For For For 11 Elect Joseph L. Mgmt For For For Moskowitz 12 Elect Barbara K. Rimer Mgmt For For For 13 Elect Melvin T. Stith Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Agilent Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status A CUSIP 00846U101 03/16/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Paul N. Clark Mgmt For For For 2 Elect James G. Cullen Mgmt For For For 3 Elect Tadataka Yamada Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Repeal of Classified Mgmt For For For Board -------------------------------------------------------------------------------- AGL Resources Inc. Ticker Security ID: Meeting Date Meeting Status GAS CUSIP 001204106 11/19/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting -------------------------------------------------------------------------------- Air Products and Chemicals, Inc. Ticker Security ID: Meeting Date Meeting Status APD CUSIP 009158106 01/28/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Susan K. Carter Mgmt For For For 2 Elect Charles I. Cogut Mgmt For For For 3 Elect Seifi Ghasemi Mgmt For For For 4 Elect David H. Y. Ho Mgmt For For For 5 Elect Margaret G. Mgmt For For For McGlynn 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Approval of Annual Mgmt For For For Incentive Plan Terms -------------------------------------------------------------------------------- Airgas Inc. Ticker Security ID: Meeting Date Meeting Status ARG CUSIP 009363102 02/23/2016 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting -------------------------------------------------------------------------------- Airgas, Inc. Ticker Security ID: Meeting Date Meeting Status ARG CUSIP 009363102 08/04/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect James W. Hovey Mgmt For Withhold Against 1.2 Elect Michael L. Mgmt For Withhold Against Molinini 1.3 Elect Paula A. Sneed Mgmt For Withhold Against 1.4 Elect David M. Stout Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Akamai Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status AKAM CUSIP 00971T101 05/11/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Pamela J. Craig Mgmt For For For 2 Elect Jonathan F. Mgmt For For For Miller 3 Elect Paul Sagan Mgmt For For For 4 Elect Naomi O. Seligman Mgmt For Against Against 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Alcoa Inc. Ticker Security ID: Meeting Date Meeting Status AA CUSIP 013817101 05/06/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Arthur D. Mgmt For For For Collins, Jr. 2 Elect Sean O. Mahoney Mgmt For For For 3 Elect Michael G. Morris Mgmt For For For 4 Elect E. Stanley O'Neal Mgmt For For For 5 Elect Carol L. Roberts Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Amendment to the 2013 Mgmt For For For Stock Incentive Plan 9 Re-Approval of the Mgmt For For For Performance Goals under the Annual Cash Incentive Plan 10 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman -------------------------------------------------------------------------------- Alexion Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ALXN CUSIP 015351109 05/11/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Leonard Bell Mgmt For For For 2 Elect Felix Baker Mgmt For For For 3 Elect David R. Brennan Mgmt For For For 4 Elect M. Michele Burns Mgmt For For For 5 Elect Christopher J. Mgmt For For For Coughlin 6 Elect David Hallal Mgmt For For For 7 Elect John T. Mollen Mgmt For For For 8 Elect R. Douglas Norby Mgmt For For For 9 Elect Alvin S. Parven Mgmt For For For 10 Elect Andreas Rummelt Mgmt For For For 11 Elect Ann M. Veneman Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Right To Call A Special Meeting -------------------------------------------------------------------------------- Allegion plc Ticker Security ID: Meeting Date Meeting Status ALLE CUSIP G0176J109 06/08/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael J. Mgmt For For For Chesser 2 Elect Carla Cico Mgmt For For For 3 Elect Kirk S. Hachigian Mgmt For For For 4 Elect David D. Petratis Mgmt For For For 5 Elect Dean I. Schaffer Mgmt For For For 6 Elect Martin E. Welch Mgmt For For For III 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Ratification of Auditor Mgmt For For For 9 Amendments to Mgmt For For For Memorandum (Companies Act 2014) 10 Amendments to Articles Mgmt For For For (Companies Act 2014) 11 Plurality Voting Mgmt For For For Standard for Contested Elections 12 Board Authority to Mgmt For For For Determine Board Size -------------------------------------------------------------------------------- Allergan plc Ticker Security ID: Meeting Date Meeting Status AGN CUSIP G0177J108 05/05/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Nesli Basgoz Mgmt For For For 1.2 Elect Paul M. Bisaro Mgmt For For For 1.3 Elect James H. Bloem Mgmt For For For 1.4 Elect Christopher W. Mgmt For For For Bodine 1.5 Elect Christopher J. Mgmt For For For Coughlin 1.6 Elect Michael R. Mgmt For For For Gallagher 1.7 Elect Catherine M. Mgmt For For For Klema 1.8 Elect Peter J. Mgmt For For For McDonnell 1.9 Elect Patrick J. Mgmt For For For O'Sullivan 1.10 Elect Brenton L. Mgmt For For For Saunders 1.11 Elect Ronald R. Taylor Mgmt For For For 1.12 Elect Fred G. Weiss Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Mgmt For For For Auditor and Authority to Set Fees 4 Amendment to the Mgmt For For For Memorandum of Association to Make Certain Administrative Amendments 5 Amendment to the Mgmt For For For Articles of Association to make Certain Administrative Amendments 6 Provide for a Mgmt For For For Plurality Voting Standard in the Event of a Contested Election 7 Sole Authority of Mgmt For For For Board to Determine Board Size 8 Reduction of Company Mgmt For For For Capital 9 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 10 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman -------------------------------------------------------------------------------- Alliance Data Systems Corporation Ticker Security ID: Meeting Date Meeting Status ADS CUSIP 018581108 06/07/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Bruce K. Anderson Mgmt For For For 2 Elect Roger H. Ballou Mgmt For For For 3 Elect D. Keith Cobb Mgmt For For For 4 Elect E. Linn Draper, Mgmt For For For Jr. 5 Elect Edward J. Mgmt For For For Heffernan 6 Elect Kenneth R. Jensen Mgmt For For For 7 Elect Robert A. Mgmt For For For Minicucci 8 Elect Laurie A. Tucker Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Amendment to Mgmt For For For Certificate of Incorporation Regarding Removal of Directors 11 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Allstate Corporation Ticker Security ID: Meeting Date Meeting Status ALL CUSIP 020002101 05/24/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Kermit R. Mgmt For For For Crawford 2 Elect Michael L. Eskew Mgmt For For For 3 Elect Herbert L. Henkel Mgmt For For For 4 Elect Siddharth N. Mgmt For For For Mehta 5 Elect Jacques P. Perold Mgmt For For For 6 Elect Andrea Redmond Mgmt For For For 7 Elect John W. Rowe Mgmt For For For 8 Elect Judith A. Mgmt For For For Sprieser 9 Elect Mary Alice Taylor Mgmt For For For 10 Elect Thomas J. Wilson Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 14 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report -------------------------------------------------------------------------------- Alphabet Inc. Ticker Security ID: Meeting Date Meeting Status GOOGL CUSIP 02079K305 06/08/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric E. Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For Withhold Against 1.5 Elect Diane B. Greene Mgmt For For For 1.6 Elect John L. Hennessy Mgmt For Withhold Against 1.7 Elect Ann Mather Mgmt For For For 1.8 Elect Alan R. Mulally Mgmt For For For 1.9 Elect Paul S. Otellini Mgmt For For For 1.10 Elect K. Ram Shriram Mgmt For For For 1.11 Elect Shirley M. Mgmt For Withhold Against Tilghman 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2012 Mgmt For Against Against Stock Plan 4 Amendment to Google Mgmt For For For Inc.'s Certificate of Incorporation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 6 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 7 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 8 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 9 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 10 Shareholder Proposal ShrHoldr Against For Against Regarding Gender Pay Equity Report -------------------------------------------------------------------------------- Altera Corporation Ticker Security ID: Meeting Date Meeting Status ALTR CUSIP 021441100 10/06/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting 3 Advisory Vote on Mgmt For For For Golden Parachutes -------------------------------------------------------------------------------- Altria Group, Inc. Ticker Security ID: Meeting Date Meeting Status MO CUSIP 02209S103 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Gerald L. Baliles Mgmt For For For 2 Elect Martin J. Mgmt For For For Barrington 3 Elect John T. Casteen Mgmt For Against Against III 4 Elect Dinyar S. Devitre Mgmt For For For 5 Elect Thomas F. Mgmt For Against Against Farrell II 6 Elect Thomas W. Jones Mgmt For For For 7 Elect Debra J. Mgmt For For For Kelly-Ennis 8 Elect W. Leo Kiely III Mgmt For For For 9 Elect Kathryn B. Mgmt For For For McQuade 10 Elect George Munoz Mgmt For For For 11 Elect Nabil Y. Sakkab Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder proposal ShrHoldr Against Against For regarding report on tobacco ingredients 15 Shareholder Proposal ShrHoldr Against Against For Regarding Mediation of Alleged Human Rights Violations -------------------------------------------------------------------------------- Amazon.com, Inc. Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP 023135106 05/17/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jeffrey P. Bezos Mgmt For For For 2 Elect Tom A. Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William B. Gordon Mgmt For For For 5 Elect Jamie S. Gorelick Mgmt For For For 6 Elect Judith A McGrath Mgmt For For For 7 Elect Jonathan J. Mgmt For For For Rubinstein 8 Elect Thomas O. Ryder Mgmt For Against Against 9 Elect Patricia Q. Mgmt For For For Stonesifer 10 Elect Wendell P. Weeks Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against For Against Regarding Sustainability Report 13 Shareholder Proposal ShrHoldr Against For Against Regarding Human Rights Report 14 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report -------------------------------------------------------------------------------- Ameren Corporation Ticker Security ID: Meeting Date Meeting Status AEE CUSIP 023608102 04/28/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Warner L. Baxter Mgmt For For For 2 Elect Catherine S. Mgmt For For For Brune 3 Elect J. Edward Coleman Mgmt For For For 4 Elect Ellen M. Mgmt For For For Fitzsimmons 5 Elect Rafael Flores Mgmt For For For 6 Elect Walter J. Galvin Mgmt For For For 7 Elect Richard J. Mgmt For For For Harshman 8 Elect Gayle P.W. Mgmt For For For Jackson 9 Elect James C. Johnson Mgmt For For For 10 Elect Steven H. Mgmt For For For Lipstein 11 Elect Stephen R. Wilson Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Renewable Energy Report 15 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement -------------------------------------------------------------------------------- American Airlines Group Ticker Security ID: Meeting Date Meeting Status AAL CUSIP 02376R102 06/08/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James F. Albaugh Mgmt For For For 2 Elect Jeffrey D. Mgmt For For For Benjamin 3 Elect John T. Cahill Mgmt For For For 4 Elect Michael J. Embler Mgmt For For For 5 Elect Matthew J. Hart Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Richard C. Mgmt For For For Kraemer 8 Elect Susan D. Kronick Mgmt For For For 9 Elect Martin H. Nesbitt Mgmt For For For 10 Elect Denise M. O'Leary Mgmt For For For 11 Elect W. Douglas Parker Mgmt For For For 12 Elect Ray M. Robinson Mgmt For For For 13 Elect Richard P. Mgmt For For For Schifter 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 18 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report -------------------------------------------------------------------------------- American Electric Power Company, Inc. Ticker Security ID: Meeting Date Meeting Status AEP CUSIP 025537101 04/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Nicholas K. Akins Mgmt For For For 2 Elect David J. Anderson Mgmt For For For 3 Elect J. Barnie Mgmt For For For Beasley, Jr. 4 Elect Ralph D. Crosby, Mgmt For For For Jr. 5 Elect Linda A. Mgmt For For For Goodspeed 6 Elect Thomas E. Hoaglin Mgmt For For For 7 Elect Sandra Beach Lin Mgmt For For For 8 Elect Richard C. Mgmt For For For Notebaert 9 Elect Lionel L. Nowell Mgmt For For For III 10 Elect Stephen S. Mgmt For For For Rasmussen 11 Elect Oliver G. Mgmt For For For Richard, III 12 Elect Sara Martinez Mgmt For For For Tucker 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- American Express Company Ticker Security ID: Meeting Date Meeting Status AXP CUSIP 025816109 05/02/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Charlene Mgmt For For For Barshefsky 2 Elect Ursula M. Burns Mgmt For For For 3 Elect Kenneth I. Mgmt For For For Chenault 4 Elect Peter Chernin Mgmt For For For 5 Elect Ralph de la Vega Mgmt For For For 6 Elect Anne L. Mgmt For For For Lauvergeon 7 Elect Micheal O. Mgmt For For For Leavitt 8 Elect Theodore J. Mgmt For For For Leonsis 9 Elect Richard C. Levin Mgmt For For For 10 Elect Samuel J. Mgmt For For For Palmisano 11 Elect Daniel L. Vasella Mgmt For For For 12 Elect Robert D. Walter Mgmt For For For 13 Elect Ronald A. Mgmt For For For Williams 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Approval of the 2016 Mgmt For For For Incentive Compensation Plan 17 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Privacy and Data Security 19 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 20 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 21 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman -------------------------------------------------------------------------------- American International Group, Inc. Ticker Security ID: Meeting Date Meeting Status AIG CUSIP 026874784 05/11/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect W. Don Cornwell Mgmt For For For 2 Elect Peter R. Fisher Mgmt For For For 3 Elect John Fitzpatrick Mgmt For For For 4 Elect Peter D. Hancock Mgmt For For For 5 Elect William G. Mgmt For For For Jurgensen 6 Elect Christopher S. Mgmt For For For Lynch 7 Elect Samuel J. Mgmt For For For Merksamer 8 Elect George L. Miles, Mgmt For Against Against Jr. 9 Elect Henry S. Miller Mgmt For For For 10 Elect Robert S. Miller Mgmt For For For 11 Elect Linda A. Mills Mgmt For For For 12 Elect Suzanne Nora Mgmt For For For Johnson 13 Elect John A. Paulson Mgmt For For For 14 Elect Ronald A. Mgmt For For For Rittenmeyer 15 Elect Douglas M. Mgmt For For For Steenland 16 Elect Theresa M. Stone Mgmt For For For 17 Advisory Vote on Mgmt For For For Executive Compensation 18 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- American Tower Corporation Ticker Security ID: Meeting Date Meeting Status AMT CUSIP 03027X100 06/01/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Raymond P. Dolan Mgmt For For For 2 Elect Robert D. Hormats Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Mgmt For For For Cantu 5 Elect Craig Macnab Mgmt For For For 6 Elect JoAnn A. Reed Mgmt For For For 7 Elect Pamela D.A. Reeve Mgmt For For For 8 Elect David E. Sharbutt Mgmt For For For 9 Elect James D. Mgmt For For For Taiclet, Jr. 10 Elect Samme L. Thompson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting -------------------------------------------------------------------------------- American Water Works Company, Inc. Ticker Security ID: Meeting Date Meeting Status AWK CUSIP 030420103 05/13/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Julie A. Dobson Mgmt For For For 2 Elect Paul J. Evanson Mgmt For For For 3 Elect Martha Clark Goss Mgmt For For For 4 Elect Richard R. Grigg Mgmt For For For 5 Elect Veronica M. Hagen Mgmt For For For 6 Elect Julia L. Johnson Mgmt For For For 7 Elect Karl F. Kurz Mgmt For For For 8 Elect George MacKenzie Mgmt For For For 9 Elect Susan N. Story Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Ameriprise Financial, Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP 03076C106 04/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James M. Mgmt For For For Cracchiolo 2 Elect Dianne Neal Blixt Mgmt For For For 3 Elect Amy DiGeso Mgmt For For For 4 Elect Lon R. Greenberg Mgmt For For For 5 Elect Siri S. Marshall Mgmt For For For 6 Elect Jeffrey Noddle Mgmt For For For 7 Elect H. Jay Sarles Mgmt For For For 8 Elect Robert F. Mgmt For For For Sharpe, Jr. 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- AmerisourceBergen Corporation Ticker Security ID: Meeting Date Meeting Status ABC CUSIP 03073E105 03/03/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ornella Barra Mgmt For For For 2 Elect Steven H. Collis Mgmt For For For 3 Elect Douglas R. Conant Mgmt For For For 4 Elect D. Mark Durcan Mgmt For For For 5 Elect Richard W. Mgmt For For For Gochnauer 6 Elect Lon R. Greenberg Mgmt For For For 7 Elect Jane E. Henney Mgmt For For For 8 Elect Kathleen Hyle Mgmt For For For 9 Elect Michael J. Long Mgmt For For For 10 Elect Henry W. McGee Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- AMETEK, Inc. Ticker Security ID: Meeting Date Meeting Status AME CUSIP 031100100 05/04/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ruby R. Chandy Mgmt For For For 2 Elect Steven W. Mgmt For For For Kohlhagen 3 Approval of The Mgmt For For For Performance Goals in 2011 Omnibus Incentive Compensation Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- AMGEN Inc. Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank J. Biondi, Mgmt For For For Jr. 3 Elect Robert A. Bradway Mgmt For For For 4 Elect Francois de Mgmt For For For Carbonnel 5 Elect Robert A. Eckert Mgmt For For For 6 Elect Greg C. Garland Mgmt For For For 7 Elect Fred Hassan Mgmt For For For 8 Elect Rebecca M. Mgmt For For For Henderson 9 Elect Frank C. Mgmt For For For Herringer 10 Elect Tyler Jacks Mgmt For For For 11 Elect Judith C. Pelham Mgmt For For For 12 Elect Ronald D. Sugar Mgmt For For For 13 Elect R. Sanders Mgmt For For For Williams 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions -------------------------------------------------------------------------------- Amphenol Corporation Ticker Security ID: Meeting Date Meeting Status APH CUSIP 032095101 05/25/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ronald P. Badie Mgmt For For For 2 Elect Stanley L. Clark Mgmt For For For 3 Elect David P. Falck Mgmt For For For 4 Elect Edward G. Jepsen Mgmt For For For 5 Elect Randall D. Mgmt For For For Ledford 6 Elect Martin H. Mgmt For For For Loeffler 7 Elect John R. Lord Mgmt For For For 8 Elect R. Adam Norwitt Mgmt For For For 9 Elect Diana G. Reardon Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Certificate Amendment Mgmt For For For Regarding the Removal of Directors -------------------------------------------------------------------------------- Anadarko Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status APC CUSIP 032511107 05/10/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Anthony R. Chase Mgmt For For For 2 Elect Kevin P. Chilton Mgmt For For For 3 Elect H. Paulett Mgmt For For For Eberhart 4 Elect Peter J. Fluor Mgmt For For For 5 Elect Richard L. George Mgmt For For For 6 Elect Joseph W. Gorder Mgmt For For For 7 Elect John R. Gordon Mgmt For For For 8 Elect Sean Gourley Mgmt For For For 9 Elect Mark C. McKinley Mgmt For For For 10 Elect Eric D. Mullins Mgmt For For For 11 Elect R. A. Walker Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2012 Mgmt For For For Omnibus Incentive Compensation Plan 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Carbon Asset Risk Report -------------------------------------------------------------------------------- Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/09/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Vincent T. Roche Mgmt For For For 3 Elect Richard M. Beyer Mgmt For For For 4 Elect James A. Champy Mgmt For For For 5 Elect Bruce R. Evans Mgmt For For For 6 Elect Edward H. Frank Mgmt For For For 7 Elect John C. Hodgson Mgmt For For For 8 Elect Neil S. Novich Mgmt For For For 9 Elect Kenton J. Mgmt For For For Sicchitano 10 Elect Lisa T. Su Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Anthem, Inc. Ticker Security ID: Meeting Date Meeting Status ANTM CUSIP 036752103 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lewis Hay, III Mgmt For For For 2 Elect George A. Mgmt For For For Schaefer, Jr. 3 Elect Joseph R. Swedish Mgmt For For For 4 Elect Elizabeth E. Mgmt For For For Tallett 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report -------------------------------------------------------------------------------- Anthem, Inc. Ticker Security ID: Meeting Date Meeting Status ANTM CUSIP 036752103 12/03/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting -------------------------------------------------------------------------------- Aon plc Ticker Security ID: Meeting Date Meeting Status AON CUSIP G0408V102 06/24/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lester B. Knight Mgmt For For For 2 Elect Gregory C. Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl Francis Mgmt For For For 5 Elect James W. Leng Mgmt For For For 6 Elect J. Michael Losh Mgmt For For For 7 Elect Robert S. Mgmt For For For Morrison 8 Elect Richard B. Myers Mgmt For For For 9 Elect Richard C. Mgmt For For For Notebaert 10 Elect Gloria Santona Mgmt For For For 11 Elect Carolyn Y. Woo Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Remuneration Report Mgmt For Against Against (Advisory) 14 Accounts and Reports Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Ratification of Mgmt For For For Statutory Auditor 17 Authority to Set Mgmt For For For Auditor's Fees 18 Approval of Share Mgmt For For For Repurchase Contracts and Repurchase Counterparties 19 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authorization of Mgmt For For For Political Donations and Expenditures -------------------------------------------------------------------------------- Apache Corporation Ticker Security ID: Meeting Date Meeting Status APA CUSIP 037411105 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Annell Bay Mgmt For For For 2 Elect John J. Mgmt For For For Christmann 3 Elect Chansoo Joung Mgmt For For For 4 Elect William C. Mgmt For For For Montgomery 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 2016 Omnibus Mgmt For For For Compensation Plan -------------------------------------------------------------------------------- Apartment Investment and Management Company Ticker Security ID: Meeting Date Meeting Status AIV CUSIP 03748R101 04/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James N. Bailey Mgmt For For For 2 Elect Terry Considine Mgmt For For For 3 Elect Thomas L. Keltner Mgmt For For For 4 Elect J. Landis Martin Mgmt For For For 5 Elect Robert A. Miller Mgmt For For For 6 Elect Kathleen M. Mgmt For For For Nelson 7 Elect Michael A. Stein Mgmt For For For 8 Elect Nina A. Tran Mgmt For For For 9 Ratification of Auditor Mgmt For Against Against 10 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James A. Bell Mgmt For For For 2 Elect Timothy D. Cook Mgmt For For For 3 Elect Albert A. Gore Mgmt For For For 4 Elect Robert A. Iger Mgmt For For For 5 Elect Andrea Jung Mgmt For For For 6 Elect Arthur D. Mgmt For For For Levinson 7 Elect Ronald D. Sugar Mgmt For For For 8 Elect Susan L. Wagner Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Approval of Amended Mgmt For For For and Restated 2014 Employee Stock Plan 12 Shareholder Proposal ShrHoldr Against Against For Regarding Net Zero Greenhouse Gas Emissions 13 Shareholder Proposal ShrHoldr Against Against For Regarding Racial Diversity of Board and Management 14 Shareholder Proposal ShrHoldr Against Against For Regarding Country Selection Guidelines 15 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Applied Materials, Inc. Ticker Security ID: Meeting Date Meeting Status AMAT CUSIP 038222105 03/10/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Willem P. Mgmt For For For Roelandts 2 Elect Eric Chen Mgmt For For For 3 Elect Aart J. de Geus Mgmt For For For 4 Elect Gary E. Dickerson Mgmt For For For 5 Elect Stephen R. Mgmt For For For Forrest 6 Elect Thomas J. Mgmt For For For Iannotti 7 Elect Susan M. James Mgmt For For For 8 Elect Alexander A. Mgmt For For For Karsner 9 Elect Adrianna Ma Mgmt For For For 10 Elect Dennis D. Powell Mgmt For For For 11 Elect Robert H. Swan Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Archer-Daniels-Midland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 05/05/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Alan L. Boeckmann Mgmt For For For 2 Elect Mollie Hale Mgmt For For For Carter 3 Elect Terrell K. Crews Mgmt For For For 4 Elect Pierre Dufour Mgmt For For For 5 Elect Donald E. Mgmt For For For Felsinger 6 Elect Juan Luciano Mgmt For For For 7 Elect Antonio Maciel Mgmt For For For Neto 8 Elect Patrick J. Moore Mgmt For For For 9 Elect Francisco Sanchez Mgmt For For For 10 Elect Debra A. Sandler Mgmt For For For 11 Elect Daniel Shih Mgmt For For For 12 Elect Kelvin R. Mgmt For For For Westbrook 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Assurant, Inc. Ticker Security ID: Meeting Date Meeting Status AIZ CUSIP 04621X108 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Elaine D. Rosen Mgmt For For For 2 Elect Howard L. Carver Mgmt For For For 3 Elect Juan N. Cento Mgmt For For For 4 Elect Alan B. Colberg Mgmt For For For 5 Elect Elyse Douglas Mgmt For For For 6 Elect Lawrence V. Mgmt For For For Jackson 7 Elect Charles J. Koch Mgmt For For For 8 Elect Jean-Paul L. Mgmt For For For Montupet 9 Elect Paul J. Reilly Mgmt For For For 10 Elect Robert W. Stein Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr For For For Regarding Simple Majority Vote -------------------------------------------------------------------------------- AT and T Inc. Ticker Security ID: Meeting Date Meeting Status T CUSIP 00206R102 04/29/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Randall L. Mgmt For For For Stephenson 2 Elect Samuel A. Di Mgmt For For For Piazza, Jr. 3 Elect Richard W. Fisher Mgmt For For For 4 Elect Scott T. Ford Mgmt For For For 5 Elect Glenn H. Hutchins Mgmt For For For 6 Elect William E. Mgmt For For For Kennard 7 Elect Michael Mgmt For For For McCallister 8 Elect Beth E. Mooney Mgmt For For For 9 Elect Joyce M. Roche Mgmt For For For 10 Elect Matthew K. Rose Mgmt For For For 11 Elect Cynthia B. Taylor Mgmt For For For 12 Elect Laura D'Andrea Mgmt For For For Tyson 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Approval of the 2016 Mgmt For For For Incentive Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman -------------------------------------------------------------------------------- Autodesk, Inc. Ticker Security ID: Meeting Date Meeting Status ADSK CUSIP 052769106 06/15/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Carl Bass Mgmt For For For 2 Elect Crawford W. Mgmt For For For Beveridge 3 Elect Jeff Clarke Mgmt For For For 4 Elect Scott Ferguson Mgmt For For For 5 Elect Thomas Georgens Mgmt For For For 6 Elect Richard S. Hill Mgmt For For For 7 Elect Mary T. McDowell Mgmt For For For 8 Elect Lorrie M. Mgmt For For For Norrington 9 Elect Betsy Rafael Mgmt For For For 10 Elect Stacy J. Smith Mgmt For For For 11 Elect Steven M. West Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Automatic Data Processing, Inc. Ticker Security ID: Meeting Date Meeting Status ADP CUSIP 053015103 11/10/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Ellen R. Alemany Mgmt For For For 1.2 Elect Peter Bisson Mgmt For For For 1.3 Elect Richard T. Clark Mgmt For For For 1.4 Elect Eric C. Fast Mgmt For For For 1.5 Elect Linda R. Gooden Mgmt For For For 1.6 Elect Michael P. Mgmt For For For Gregoire 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John P. Jones Mgmt For Withhold Against 1.9 Elect Carlos A. Mgmt For For For Rodriguez 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- AutoNation, Inc. Ticker Security ID: Meeting Date Meeting Status AN CUSIP 05329W102 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mike Jackson Mgmt For For For 2 Elect Rick L. Burdick Mgmt For For For 3 Elect Tomago Collins Mgmt For For For 4 Elect David B. Edelson Mgmt For For For 5 Elect Karen C. Francis Mgmt For For For 6 Elect Robert R. Grusky Mgmt For For For 7 Elect Kaveh Mgmt For For For Khosrowshahi 8 Elect Michael Larson Mgmt For For For 9 Elect G. Mike Mikan Mgmt For For For 10 Elect Alison H. Mgmt For For For Rosenthal 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman -------------------------------------------------------------------------------- AutoZone, Inc. Ticker Security ID: Meeting Date Meeting Status AZO CUSIP 053332102 12/16/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Douglas H. Brooks Mgmt For For For 2 Elect Linda A. Mgmt For For For Goodspeed 3 Elect Sue E. Gove Mgmt For For For 4 Elect Earl G. Graves, Mgmt For For For Jr. 5 Elect Enderson Mgmt For For For Guimaraes 6 Elect J.R. Hyde III Mgmt For For For 7 Elect D. Bryan Jordan Mgmt For For For 8 Elect W. Andrew McKenna Mgmt For For For 9 Elect George R. Mgmt For For For Mrkonic, Jr. 10 Elect Luis P. Nieto Mgmt For For For 11 Elect William C. Mgmt For For For Rhodes III 12 Ratification of Auditor Mgmt For For For 13 Amendment to 2011 Mgmt For For For Equity Incentive Award Plan 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Spending -------------------------------------------------------------------------------- Avago Technologies Limited Ticker Security ID: Meeting Date Meeting Status AVGO CUSIP Y0486S104 11/10/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Issuance of Shares w/o Mgmt For For For Preemptive Rights -------------------------------------------------------------------------------- AvalonBay Communities, Inc Ticker Security ID: Meeting Date Meeting Status AVB CUSIP 053484101 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Glyn F. Aeppel Mgmt For For For 1.2 Elect Terry S. Brown Mgmt For For For 1.3 Elect Alan B. Buckelew Mgmt For For For 1.4 Elect Ronald L. Mgmt For For For Havner, Jr. 1.5 Elect Timothy J. Mgmt For For For Naughton 1.6 Elect Lance R. Primis Mgmt For For For 1.7 Elect Peter S. Rummell Mgmt For For For 1.8 Elect H. Jay Sarles Mgmt For For For 1.9 Elect W. Edward Walter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Avery Dennison Corporation Ticker Security ID: Meeting Date Meeting Status AVY CUSIP 053611109 04/28/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Bradley Alford Mgmt For For For 2 Elect Anthony K. Mgmt For For For Anderson 3 Elect Peter K. Barker Mgmt For For For 4 Elect Mitchell R. Mgmt For For For Butier 5 Elect Ken Hicks Mgmt For For For 6 Elect David Pyott Mgmt For For For 7 Elect Dean Scarborough Mgmt For For For 8 Elect Patrick Siewert Mgmt For For For 9 Elect Julia Stewart Mgmt For For For 10 Elect Martha Sullivan Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Baker Hughes Incorporated Ticker Security ID: Meeting Date Meeting Status BHI CUSIP 057224107 05/24/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Larry D. Brady Mgmt For For For 2 Elect Gregory D. Mgmt For For For Brenneman 3 Elect Clarence P. Mgmt For For For Cazalot, Jr. 4 Elect Martin S. Mgmt For For For Craighead 5 Elect William H. Mgmt For For For Easter III 6 Elect Lynn L. Elsenhans Mgmt For For For 7 Elect Anthony G. Mgmt For For For Fernandes 8 Elect Claire W. Mgmt For For For Gargalli 9 Elect Pierre H. Jungels Mgmt For For For 10 Elect James A. Lash Mgmt For For For 11 Elect J. Larry Nichols Mgmt For For For 12 Elect James W. Stewart Mgmt For For For 13 Elect Charles L. Watson Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions -------------------------------------------------------------------------------- Ball Corporation Ticker Security ID: Meeting Date Meeting Status BLL CUSIP 058498106 04/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Hanno C. Fiedler Mgmt For For For 1.2 Elect Georgia R. Nelson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Ball Corporation Ticker Security ID: Meeting Date Meeting Status BLL CUSIP 058498106 07/28/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting -------------------------------------------------------------------------------- Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505104 04/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Sharon L. Allen Mgmt For For For 2 Elect Susan S. Bies Mgmt For For For 3 Elect Jack O. Mgmt For For For Bovender, Jr. 4 Elect Frank P. Mgmt For For For Bramble, Sr. 5 Elect Pierre J. P. de Mgmt For For For Weck 6 Elect Arnold W. Donald Mgmt For For For 7 Elect Linda P. Hudson Mgmt For For For 8 Elect Monica C. Lozano Mgmt For For For 9 Elect Thomas J. May Mgmt For For For 10 Elect Brian T. Moynihan Mgmt For For For 11 Elect Lionel L. Nowell Mgmt For For For III 12 Elect Thomas D. Woods Mgmt For For For 13 Elect R. David Yost Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Amendment to Clawback Policy -------------------------------------------------------------------------------- Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505617 09/22/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Ratification of Bylaw Mgmt For Against Against Permitting Board to Appoint a Non-Independent Chairman -------------------------------------------------------------------------------- Bank of New York Mellon Corporation Ticker Security ID: Meeting Date Meeting Status BK CUSIP 064058100 04/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Nicholas M. Mgmt For For For Donofrio 2 Elect Joseph J. Mgmt For For For Echevarria 3 Elect Edward P. Garden Mgmt For For For 4 Elect Jeffrey A. Mgmt For For For Goldstein 5 Elect Gerald L. Hassell Mgmt For For For 6 Elect John M. Hinshaw Mgmt For For For 7 Elect Edmund F. Kelly Mgmt For For For 8 Elect John A. Luke, Jr. Mgmt For For For 9 Elect Mark A. Mgmt For For For Nordenberg 10 Elect Catherine A. Rein Mgmt For For For 11 Elect Samuel C. Scott Mgmt For For For III 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approval of the 2016 Mgmt For For For Executive Incentive Compensation Plan 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman -------------------------------------------------------------------------------- Baxalta Incorporated Ticker Security ID: Meeting Date Meeting Status BXLT CUSIP 07177M103 05/27/2016 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting -------------------------------------------------------------------------------- Baxter International Inc. Ticker Security ID: Meeting Date Meeting Status BAX CUSIP 071813109 05/03/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Thomas F. Chen Mgmt For For For 2 Elect John D. Forsyth Mgmt For For For 3 Elect Michael F. Mgmt For For For Mahoney 4 Elect Carole J. Mgmt For For For Shapazian 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Repeal of Classified Mgmt For For For Board 8 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman -------------------------------------------------------------------------------- BB and T Corporation Ticker Security ID: Meeting Date Meeting Status BBT CUSIP 054937107 04/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jennifer S. Mgmt For For For Banner 2 Elect K. David Boyer, Mgmt For For For Jr. 3 Elect Anna R. Cablik Mgmt For For For 4 Elect James A. Faulkner Mgmt For For For 5 Elect I. Patricia Henry Mgmt For For For 6 Elect Eric C. Kendrick Mgmt For For For 7 Elect Kelly S. King Mgmt For For For 8 Elect Louis B. Lynn Mgmt For For For 9 Elect Edward C. Mgmt For For For Milligan 10 Elect Charles A. Patton Mgmt For For For 11 Elect Nido R. Qubein Mgmt For For For 12 Elect William J. Reuter Mgmt For For For 13 Elect Tollie W. Rich, Mgmt For For For Jr. 14 Elect Christine Sears Mgmt For For For 15 Elect Thomas E. Skains Mgmt For For For 16 Elect Thomas N. Mgmt For For For Thompson 17 Elect Edwin H. Welch Mgmt For For For 18 Elect Stephen T. Mgmt For For For Williams 19 Ratification of Auditor Mgmt For For For 20 Advisory Vote on Mgmt For Against Against Executive Compensation -------------------------------------------------------------------------------- Becton, Dickinson and Company Ticker Security ID: Meeting Date Meeting Status BDX CUSIP 075887109 01/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Basil L. Anderson Mgmt For For For 2 Elect Catherine M. Mgmt For For For Burzik 3 Elect Vincent A. Mgmt For For For Forlenza 4 Elect Claire M. Fraser Mgmt For For For 5 Elect Christopher Jones Mgmt For For For 6 Elect Marshall O. Mgmt For For For Larsen 7 Elect Gary A. Mgmt For For For Mecklenburg 8 Elect James F. Orr Mgmt For For For 9 Elect Willard J. Mgmt For For For Overlock, Jr. 10 Elect Claire Pomeroy Mgmt For For For 11 Elect Rebecca W. Rimel Mgmt For For For 12 Elect Bertram L. Scott Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Amendment to the 2004 Mgmt For For For Employee and Director Equity-Based Compensation Plan -------------------------------------------------------------------------------- Bed Bath & Beyond Inc. Ticker Security ID: Meeting Date Meeting Status BBBY CUSIP 075896100 07/02/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Warren Eisenberg Mgmt For For For 2 Elect Leonard Feinstein Mgmt For For For 3 Elect Steven H. Temares Mgmt For For For 4 Elect Dean S. Adler Mgmt For For For 5 Elect Stanley F. Mgmt For For For Barshay 6 Elect Gerri T. Elliott Mgmt For For For 7 Elect Klaus Eppler Mgmt For For For 8 Elect Patrick R. Gaston Mgmt For For For 9 Elect Jordan Heller Mgmt For For For 10 Elect Victoria A. Mgmt For For For Morrison 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation -------------------------------------------------------------------------------- Berkshire Hathaway Inc. Ticker Security ID: Meeting Date Meeting Status BRK.A CUSIP 084670702 04/30/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Warren E. Buffett Mgmt For For For 1.2 Elect Charles T. Munger Mgmt For For For 1.3 Elect Howard G. Buffett Mgmt For For For 1.4 Elect Stephen B. Burke Mgmt For For For 1.5 Elect Susan L. Decker Mgmt For For For 1.6 Elect William H. Gates Mgmt For For For III 1.7 Elect David S. Mgmt For For For Gottesman 1.8 Elect Charlotte Guyman Mgmt For For For 1.9 Elect Thomas S. Murphy Mgmt For For For 1.10 Elect Ronald L. Olson Mgmt For For For 1.11 Elect Walter Scott, Jr. Mgmt For For For 1.12 Elect Meryl B. Witmer Mgmt For For For 2 Shareholder Proposal ShrHoldr Against For Against Regarding Reporting Of Climate Change Risks -------------------------------------------------------------------------------- Best Buy Co., Inc. Ticker Security ID: Meeting Date Meeting Status BBY CUSIP 086516101 06/14/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lisa M. Caputo Mgmt For For For 2 Elect J. Patrick Doyle Mgmt For For For 3 Elect Russell P. Fradin Mgmt For For For 4 Elect Kathy J. Higgins Mgmt For For For Victor 5 Elect Hubert Joly Mgmt For For For 6 Elect David W. Kenny Mgmt For For For 7 Elect Karen A. Mgmt For For For McLoughlin 8 Elect Thomas L. Millner Mgmt For For For 9 Elect Claudia F. Munce Mgmt For For For 10 Elect Gerard R. Mgmt For For For Vittecoq 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Biogen Inc. Ticker Security ID: Meeting Date Meeting Status BIIB CUSIP 09062X103 06/08/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Alexander J. Mgmt For For For Denner 2 Elect Caroline Dorsa Mgmt For For For 3 Elect Nancy L. Leaming Mgmt For For For 4 Elect Richard C. Mgmt For For For Mulligan 5 Elect Robert W. Pangia Mgmt For For For 6 Elect Stelios Mgmt For For For Papadopoulos 7 Elect Brian S. Posner Mgmt For For For 8 Elect Eric K. Rowinsky Mgmt For For For 9 Elect George A. Scangos Mgmt For For For 10 Elect Lynn Schenk Mgmt For For For 11 Elect Stephen A. Mgmt For For For Sherwin 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- BlackRock, Inc. Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/25/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Abdlatif Yousef Mgmt For Against Against Al-Hamad 2 Elect Mathis Mgmt For For For Cabiallavetta 3 Elect Pamela Daley Mgmt For For For 4 Elect William S. Mgmt For For For Demchak 5 Elect Jessica P. Mgmt For For For Einhorn 6 Elect Laurence D. Fink Mgmt For For For 7 Elect Fabrizio Freda Mgmt For For For 8 Elect Murry S. Gerber Mgmt For For For 9 Elect James Grosfeld Mgmt For For For 10 Elect Robert S. Kapito Mgmt For For For 11 Elect David H. Komansky Mgmt For For For 12 Elect Sir Deryck C. Mgmt For For For Maughan 13 Elect Cheryl D. Mills Mgmt For For For 14 Elect Gordon M. Nixon Mgmt For For For 15 Elect Thomas H. O'Brien Mgmt For For For 16 Elect Ivan G. Mgmt For For For Seidenberg 17 Elect Marco Antonio Mgmt For For For Slim Domit 18 Elect John S. Varley Mgmt For For For 19 Elect Susan L. Wagner Mgmt For For For 20 Advisory Vote on Mgmt For For For Executive Compensation 21 Ratification of Auditor Mgmt For For For 22 Implement Proxy Access Mgmt For For For 23 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Voting Practices -------------------------------------------------------------------------------- Boeing Company Ticker Security ID: Meeting Date Meeting Status BA CUSIP 097023105 05/02/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David L. Calhoun Mgmt For For For 2 Elect Arthur D. Mgmt For For For Collins, Jr. 3 Elect Kenneth M. Mgmt For For For Duberstein 4 Elect Edmund P. Mgmt For For For Giambastiani, Jr. 5 Elect Lynn J. Good Mgmt For For For 6 Elect Lawrence W. Mgmt For For For Kellner 7 Elect Edward M. Liddy Mgmt For For For 8 Elect Dennis A. Mgmt For For For Muilenburg 9 Elect Susan C. Schwab Mgmt For For For 10 Elect Randall L. Mgmt For For For Stephenson 11 Elect Ronald A. Mgmt For For For Williams 12 Elect Mike S. Mgmt For For For Zafirovski 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting 17 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 18 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Arms Sales to Israel -------------------------------------------------------------------------------- BorgWarner Inc. Ticker Security ID: Meeting Date Meeting Status BWA CUSIP 099724106 04/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John R. Mgmt For For For McKernan, Jr. 2 Elect Alexis P. Michas Mgmt For For For 3 Elect Ernest J. Novak, Mgmt For For For Jr. 4 Elect Richard O. Schaum Mgmt For For For 5 Elect Thomas T. Mgmt For For For Stallkamp 6 Elect James R. Verrier Mgmt For For For 7 Amendment to the 2014 Mgmt For For For Stock Incentive Plan 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For Against Against Executive Compensation 10 Provide Right to Call Mgmt For For For a Special Meeting 11 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Boston Properties, Inc. Ticker Security ID: Meeting Date Meeting Status BXP CUSIP 101121101 05/17/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Bruce W. Duncan Mgmt For For For 2 Elect Karen E. Dykstra Mgmt For For For 3 Elect Carol B. Einiger Mgmt For For For 4 Elect Jacob A. Frenkel Mgmt For For For 5 Elect Joel I. Klein Mgmt For For For 6 Elect Douglas T. Linde Mgmt For For For 7 Elect Matthew J. Lustig Mgmt For For For 8 Elect Alan J. Patricof Mgmt For For For 9 Elect Owen D. Thomas Mgmt For For For 10 Elect Martin Turchin Mgmt For For For 11 Elect David A. Twardock Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Boston Scientific Corporation Ticker Security ID: Meeting Date Meeting Status BSX CUSIP 101137107 05/03/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Nelda J. Connors Mgmt For For For 2 Elect Charles J. Mgmt For For For Dockendorff 3 Elect Donna A. James Mgmt For For For 4 Elect Kristina M. Mgmt For For For Johnson 5 Elect Edward J. Ludwig Mgmt For For For 6 Elect Stephen P. Mgmt For For For MacMillan 7 Elect Michael F. Mgmt For For For Mahoney 8 Elect David J. Roux Mgmt For For For 9 Elect John E. Sununu Mgmt For For For 10 Elect Ellen M. Zane Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2011 Mgmt For For For Long-Term Incentive Plan 13 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Bristol-Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY CUSIP 110122108 05/03/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lamberto Mgmt For For For Andreotti 2 Elect Peter J. Arduini Mgmt For For For 3 Elect Giovanni Caforio Mgmt For For For 4 Elect Laurie H. Mgmt For For For Glimcher 5 Elect Michael Grobstein Mgmt For For For 6 Elect Alan J. Lacy Mgmt For For For 7 Elect Thomas J. Lynch Mgmt For For For 8 Elect Dinesh Paliwal Mgmt For For For 9 Elect Vicki L. Sato Mgmt For For For 10 Elect Gerald L. Storch Mgmt For For For 11 Elect Togo D. West, Jr. Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting -------------------------------------------------------------------------------- Broadcom Corporation Ticker Security ID: Meeting Date Meeting Status BRCM CUSIP 111320107 11/10/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting 3 Advisory Vote on Mgmt For Against Against Golden Parachutes -------------------------------------------------------------------------------- Broadcom Ltd. Ticker Security ID: Meeting Date Meeting Status AVGO CUSIP Y09827109 04/06/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Hock E. Tan Mgmt For For For 2 Elect James V. Diller, Mgmt For For For Sr. 3 Elect Lewis C. Mgmt For For For Eggebrecht 4 Elect Kenneth Y. Hao Mgmt For For For 5 Elect Eddy W. Mgmt For For For Hartenstein 6 Elect Justine Lien Mgmt For For For 7 Elect Donald Macleod Mgmt For For For 8 Elect Peter J. Marks Mgmt For For For 9 Elect Dr. Henry S. Mgmt For For For Samueli 10 Elect Lucien Y.K. Wong Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Authority to Issue Mgmt For For For Ordinary and Special Preference Shares 13 Directors' Fees Mgmt For For For -------------------------------------------------------------------------------- C.H. Robinson Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status CHRW CUSIP 12541W209 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Scott P. Anderson Mgmt For For For 2 Elect Robert Ezrilov Mgmt For For For 3 Elect Wayne M. Fortun Mgmt For For For 4 Elect Mary J. Steele Mgmt For For For Guilfoile 5 Elect Jodee A. Kozlak Mgmt For For For 6 Elect ReBecca Koenig Mgmt For For For Roloff 7 Elect Brian P. Short Mgmt For Against Against 8 Elect James B. Stake Mgmt For For For 9 Elect John P. Wiehoff Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the 2013 Mgmt For Against Against Equity Incentive Plan 12 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- C.R. Bard, Inc. Ticker Security ID: Meeting Date Meeting Status BCR CUSIP 067383109 04/20/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David M. Barrett Mgmt For For For 2 Elect Marc C. Mgmt For For For Breslawsky 3 Elect Robert M. Davis Mgmt For For For 4 Elect Herbert L. Henkel Mgmt For For For 5 Elect John C. Kelly Mgmt For For For 6 Elect David F. Melcher Mgmt For For For 7 Elect Gail K. Naughton Mgmt For For For 8 Elect Timothy M. Ring Mgmt For For For 9 Elect Tommy G. Thompson Mgmt For For For 10 Elect John H. Weiland Mgmt For For For 11 Elect Anthony Welters Mgmt For For For 12 Elect Tony L. White Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Giving Preference to Share Repurchases -------------------------------------------------------------------------------- CA, Inc. Ticker Security ID: Meeting Date Meeting Status CA CUSIP 12673P105 08/05/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jens Alder Mgmt For For For 2 Elect Raymond J. Mgmt For For For Bromark 3 Elect Gary J. Fernandes Mgmt For For For 4 Elect Michael P. Mgmt For For For Gregoire 5 Elect Rohit Kapoor Mgmt For For For 6 Elect Jeffrey G. Katz Mgmt For For For 7 Elect Kay Koplovitz Mgmt For For For 8 Elect Christopher B. Mgmt For Against Against Lofgren 9 Elect Richard Sulpizio Mgmt For For For 10 Elect Laura S. Unger Mgmt For For For 11 Elect Arthur F. Mgmt For For For Weinbach 12 Elect Ron Zambonini Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Cabot Oil and Gas Corporation Ticker Security ID: Meeting Date Meeting Status COG CUSIP 127097103 05/04/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Dorothy M. Ables Mgmt For For For 2 Elect Rhys J. Best Mgmt For For For 3 Elect Robert S. Boswell Mgmt For For For 4 Elect Dan O. Dinges Mgmt For For For 5 Elect Robert Kelley Mgmt For For For 6 Elect W. Matt Ralls Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Corporate Political Spending 10 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Cameron International Corporation Ticker Security ID: Meeting Date Meeting Status CAM CUSIP 13342B105 12/17/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting -------------------------------------------------------------------------------- Campbell Soup Company Ticker Security ID: Meeting Date Meeting Status CPB CUSIP 134429109 11/18/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Bennett Dorrance Mgmt For For For 2 Elect Randall W. Mgmt For For For Larrimore 3 Elect Marc B. Mgmt For For For Lautenbach 4 Elect Mary Alice D. Mgmt For For For Malone 5 Elect Sara Mathew Mgmt For For For 6 Elect Denise M. Mgmt For For For Morrison 7 Elect Charles R. Perrin Mgmt For For For 8 Elect A. Barry Rand Mgmt For For For 9 Elect Nick Shreiber Mgmt For For For 10 Elect Tracey Travis Mgmt For For For 11 Elect Archbold D. van Mgmt For For For Beuren 12 Elect Les C. Vinney Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Approval of 2015 Mgmt For For For Long-Term Incentive Plan -------------------------------------------------------------------------------- Capital One Financial Corporation Ticker Security ID: Meeting Date Meeting Status COF CUSIP 14040H105 05/05/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Richard D. Mgmt For For For Fairbank 2 Elect Patrick W. Gross Mgmt For For For 3 Elect Ann Fritz Hackett Mgmt For Against Against 4 Elect Lewis Hay, III Mgmt For For For 5 Elect Benjamin P. Mgmt For For For Jenkins, III 6 Elect Peter Thomas Mgmt For For For Killalea 7 Elect Pierre E. Leroy Mgmt For For For 8 Elect Peter E. Raskind Mgmt For For For 9 Elect Mayo A. Shattuck Mgmt For For For III 10 Elect Bradford H. Mgmt For For For Warner 11 Elect Catherine G. West Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Cardinal Health, Inc. Ticker Security ID: Meeting Date Meeting Status CAH CUSIP 14149Y108 11/04/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David J. Anderson Mgmt For For For 2 Elect Colleen F. Arnold Mgmt For For For 3 Elect George S. Barrett Mgmt For For For 4 Elect Carrie S. Cox Mgmt For For For 5 Elect Calvin Darden Mgmt For For For 6 Elect Bruce L. Downey Mgmt For For For 7 Elect Patricia A. Mgmt For For For Hemingway Hall 8 Elect Clayton M. Jones Mgmt For For For 9 Elect Gregory B. Kenny Mgmt For Against Against 10 Elect Nancy Killefer Mgmt For For For 11 Elect David P. King Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- CarMax, Inc. Ticker Security ID: Meeting Date Meeting Status KMX CUSIP 143130102 06/28/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ronald E. Mgmt For For For Blaylock 2 Elect Alan B. Colberg Mgmt For For For 3 Elect Thomas J. Mgmt For For For Folliard 4 Elect Rakesh Gangwal Mgmt For For For 5 Elect Jeffrey E. Garten Mgmt For For For 6 Elect Shira D. Goodman Mgmt For For For 7 Elect W. Robert Grafton Mgmt For For For 8 Elect Edgar H. Grubb Mgmt For For For 9 Elect Marcella Shinder Mgmt For For For 10 Elect Mitchell D. Mgmt For For For Steenrod 11 Elect William R. Tiefel Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the 2002 Mgmt For For For Stock Incentive Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report -------------------------------------------------------------------------------- Carnival plc Ticker Security ID: Meeting Date Meeting Status CCL CUSIP 143658300 04/14/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Arnold W. Donald Mgmt For For For 4 Elect Richard J. Mgmt For For For Glasier 5 Elect Debra J. Mgmt For For For Kelly-Ennis 6 Elect Sir John Parker Mgmt For For For 7 Elect Stuart Subotnick Mgmt For For For 8 Elect Laura A. Weil Mgmt For For For 9 Elect Randall J. Mgmt For For For Weisenburger 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Approval of Directors' Mgmt For For For Remuneration Report 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Accounts and Reports Mgmt For For For 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Mgmt For For For Repurchase Shares -------------------------------------------------------------------------------- Caterpillar Inc. Ticker Security ID: Meeting Date Meeting Status CAT CUSIP 149123101 06/08/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David L. Calhoun Mgmt For For For 2 Elect Daniel M. Mgmt For For For Dickinson 3 Elect Juan Gallardo Mgmt For For For 4 Elect Jesse J. Greene, Mgmt For For For Jr. 5 Elect Jon M. Huntsman, Mgmt For For For Jr. 6 Elect Dennis A. Mgmt For For For Muilenburg 7 Elect Douglas R. Mgmt For For For Oberhelman 8 Elect William A. Osborn Mgmt For For For 9 Elect Debra L. Reed Mgmt For For For 10 Elect Edward B. Rust, Mgmt For For For Jr. 11 Elect Susan C. Schwab Mgmt For For For 12 Elect Miles D. White Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 17 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman -------------------------------------------------------------------------------- CBRE Group Inc. Ticker Security ID: Meeting Date Meeting Status CBG CUSIP 12504L109 05/13/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Brandon B. Boze Mgmt For For For 2 Elect Curtis F. Feeny Mgmt For For For 3 Elect Bradford M. Mgmt For For For Freeman 4 Elect Christopher T. Mgmt For For For Jenny 5 Elect Gerardo I. Lopez Mgmt For For For 6 Elect Frederic V. Malek Mgmt For For For 7 Elect Paula R. Reynolds Mgmt For For For 8 Elect Robert E. Mgmt For For For Sulentic 9 Elect Laura D'Andrea Mgmt For For For Tyson 10 Elect Ray Wirta Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment of Right to Mgmt For For For Call a Special Meeting 14 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting -------------------------------------------------------------------------------- Celgene Corporation Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/15/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Robert J. Hugin Mgmt For For For 1.2 Elect Mark J. Alles Mgmt For For For 1.3 Elect Richard W. Barker Mgmt For For For 1.4 Elect Michael W. Bonney Mgmt For For For 1.5 Elect Michael D. Casey Mgmt For For For 1.6 Elect Carrie S. Cox Mgmt For For For 1.7 Elect Jacqualyn A. Mgmt For For For Fouse 1.8 Elect Michael A. Mgmt For For For Friedman 1.9 Elect Julia A. Haller Mgmt For For For 1.10 Elect Gilla Kaplan Mgmt For For For 1.11 Elect James J. Loughlin Mgmt For For For 1.12 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Mgmt For For For Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Exclusive Forum Mgmt For Against Against Provision 6 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting 7 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- CenterPoint Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CNP CUSIP 15189T107 04/28/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Milton Carroll Mgmt For For For 2 Elect Michael P. Mgmt For For For Johnson 3 Elect Janiece M. Mgmt For For For Longoria 4 Elect Scott J. McLean Mgmt For For For 5 Elect Theodore F. Pound Mgmt For For For 6 Elect Scott M. Mgmt For For For Prochazka 7 Elect Susan O. Rheney Mgmt For For For 8 Elect Phillip R. Smith Mgmt For For For 9 Elect Peter S. Wareing Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Approval of Exclusive Mgmt For Against Against Forum Provision -------------------------------------------------------------------------------- CenturyLink, Inc. Ticker Security ID: Meeting Date Meeting Status CTL CUSIP 156700106 05/18/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Martha H. Bejar Mgmt For For For 1.2 Elect Virginia Boulet Mgmt For For For 1.3 Elect Peter C. Brown Mgmt For For For 1.4 Elect W. Bruce Hanks Mgmt For For For 1.5 Elect Mary L. Landrieu Mgmt For For For 1.6 Elect Gregory J. McCray Mgmt For For For 1.7 Elect William A. Owens Mgmt For For For 1.8 Elect Harvey P. Perry Mgmt For For For 1.9 Elect Glen F. Post III Mgmt For For For 1.10 Elect Michael J. Mgmt For For For Roberts 1.11 Elect Laurie A. Siegel Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to 2011 Mgmt For For For Equity Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement Age -------------------------------------------------------------------------------- Cerner Corporation Ticker Security ID: Meeting Date Meeting Status CERN CUSIP 156782104 05/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Gerald E. Mgmt For For For Bisbee, Jr. 2 Elect Denis A. Cortese Mgmt For For For 3 Elect Linda M. Dillman Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Approval of the Mgmt For For For Performance-Based Compensation Plan -------------------------------------------------------------------------------- CF Industries Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CF CUSIP 125269100 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert C. Mgmt For For For Arzbaecher 2 Elect William Davisson Mgmt For For For 3 Elect Stephen A. Mgmt For For For Furbacher 4 Elect Stephen J. Hagge Mgmt For For For 5 Elect John D. Johnson Mgmt For For For 6 Elect Robert G. Kuhbach Mgmt For For For 7 Elect Anne P. Noonan Mgmt For For For 8 Elect Edward A. Schmitt Mgmt For For For 9 Elect Theresa E Wagler Mgmt For For For 10 Elect W. Anthony Will Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent -------------------------------------------------------------------------------- Charles Schwab Corporation Ticker Security ID: Meeting Date Meeting Status SCHW CUSIP 808513105 05/17/2016 Echo Vote Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John K. Adams Mgmt For Echo Vote N/A 2 Elect Stephen A. Ellis Mgmt For Echo Vote N/A 3 Elect Arun Sarin Mgmt For Echo Vote N/A 4 Elect Charles R. Schwab Mgmt For Echo Vote N/A 5 Elect Paula A. Sneed Mgmt For Echo Vote N/A 6 Ratification of Auditor Mgmt For Echo Vote N/A 7 Advisory Vote on Mgmt For Echo Vote N/A Executive Compensation 8 Shareholder Proposal ShrHoldr Against Echo Vote N/A Regarding Lobbying Report 9 Shareholder Proposal ShrHoldr Against Echo Vote N/A Regarding Employment Diversity Report -------------------------------------------------------------------------------- Chesapeake Energy Corporation Ticker Security ID: Meeting Date Meeting Status CHK CUSIP 165167107 05/20/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Archie W. Dunham Mgmt For For For 2 Elect Vincent J. Mgmt For For For Intrieri 3 Elect Robert D. Lawler Mgmt For For For 4 Elect John J. Lipinski Mgmt For For For 5 Elect R. Brad Martin Mgmt For For For 6 Elect Merrill A. Mgmt For For For Miller, Jr. 7 Elect Kimberly K. Mgmt For For For Querrey 8 Elect Thomas L. Ryan Mgmt For For For 9 Increase of Authorized Mgmt For For For Common Stock 10 Amendment to the 2014 Mgmt For For For Long-Term Incentive Plan 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Reserves Metrics in Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report -------------------------------------------------------------------------------- Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/25/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Alexander B. Mgmt For Abstain Against Cummings, Jr. 2 Elect Linnet F. Deily Mgmt For For For 3 Elect Robert E. Denham Mgmt For For For 4 Elect Alice P. Gast Mgmt For For For 5 Elect Enrique Mgmt For For For Hernandez, Jr. 6 Elect Jon M. Huntsman, Mgmt For For For Jr. 7 Elect Charles W. Mgmt For For For Moorman, IV 8 Elect John G. Stumpf Mgmt For For For 9 Elect Ronald D. Sugar Mgmt For For For 10 Elect Inge G. Thulin Mgmt For For For 11 Elect John S. Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Amendment to Mgmt For For For Non-Employee Directors' Equity Compensation and Deferral Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions 17 Shareholder Proposal ShrHoldr Against For Against Regarding Climate Change Policy Risk 18 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Reserve Replacements 19 Shareholder Proposal ShrHoldr Against Against For Regarding Dividend Policy 20 Shareholder Proposal ShrHoldr Against Against For Regarding Hydraulic Fracturing 21 Shareholder Proposal ShrHoldr Against Against For Regarding Environmental Expertise on Board 22 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special meeting -------------------------------------------------------------------------------- Chipotle Mexican Grill, Inc. Ticker Security ID: Meeting Date Meeting Status CMG CUSIP 169656105 05/11/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Albert S. Mgmt For For For Baldocchi 1.2 Elect Darlene J. Mgmt For For For Friedman 1.3 Elect John S. Mgmt For For For Charlesworth 1.4 Elect Kimbal Musk Mgmt For For For 1.5 Elect Montgomery F. Mgmt For For For Moran 1.6 Elect Neil W. Mgmt For For For Flanzraich 1.7 Elect Patrick J. Flynn Mgmt For For For 1.8 Elect Stephen E. Mgmt For For For Gillett 1.9 Elect Steve Ells Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Amendment to Mgmt For For For Certificate of Incorporation to Provide the Right to Call Special Meetings 5 Adoption of Proxy Mgmt For Against Against Access 6 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access 7 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 8 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting 9 Shareholder Proposal ShrHoldr Against For Against Regarding Sustainability Report 10 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Sustainability -------------------------------------------------------------------------------- Chubb Limited Ticker Security ID: Meeting Date Meeting Status CB CUSIP H1467J104 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Dividends from Reserves Mgmt For For For 4 Ratification of Board Mgmt For For For Acts 5 Election of Statutory Mgmt For For For Auditors 6 Appointment of Auditor Mgmt For For For 7 Appointment of Special Mgmt For For For Auditor 8 Elect Evan G. Greenberg Mgmt For For For 9 Elect Robert M. Mgmt For Against Against Hernandez 10 Elect Michael G. Atieh Mgmt For For For 11 Elect Sheila P. Burke Mgmt For For For 12 Elect James I. Cash, Mgmt For For For Jr. 13 Elect Mary A. Cirillo Mgmt For Against Against 14 Elect Michael P. Mgmt For Against Against Connors 15 Elect John A. Edwardson Mgmt For For For 16 Elect Lawrence W. Mgmt For For For Kellner 17 Elect Leo F. Mullin Mgmt For For For 18 Elect Kimberly Ross Mgmt For For For 19 Elect Robert W. Scully Mgmt For For For 20 Elect Eugene B. Mgmt For For For Shanks, Jr. 21 Elect Theodore Shasta Mgmt For For For 22 Elect David H. Sidwell Mgmt For For For 23 Elect Olivier Steimer Mgmt For For For 24 Elect James M. Mgmt For For For Zimmerman 25 Elect Evan G. Mgmt For For For Greenberg as Chairman of the Board 26 Elect Michael P. Mgmt For Against Against Connors 27 Elect Mary A. Cirillo Mgmt For Against Against 28 Elect Robert M. Mgmt For Against Against Hernandez 29 Elect Robert W. Scully Mgmt For For For 30 Elect James M. Mgmt For For For Zimmerman 31 Election of Homburger Mgmt For For For AG as Independent Proxy 32 Increase in Authorized Mgmt For For For Share Capital for General Purposes 33 Approval of the 2016 Mgmt For For For Long-Term Incentive Plan 34 Compensation of the Mgmt For For For Board until the Next AGM 35 Executive Compensation Mgmt For For For 36 Advisory Vote on Mgmt For Against Against Executive Compensation 37 Additional or Mgmt For Abstain Against Miscellaneous Proposals -------------------------------------------------------------------------------- Church & Dwight Co., Inc. Ticker Security ID: Meeting Date Meeting Status CHD CUSIP 171340102 05/05/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Matthew T. Mgmt For For For Farrell 2 Elect Bradley C. Irwin Mgmt For For For 3 Elect Penry W. Price Mgmt For For For 4 Elect Arthur B. Mgmt For For For Winkleblack 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- CIGNA Corporation Ticker Security ID: Meeting Date Meeting Status CI CUSIP 125509109 04/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David M. Cordani Mgmt For For For 2 Elect Isaiah Harris, Mgmt For For For Jr. 3 Elect Jane E. Henney Mgmt For For For 4 Elect Donna F. Zarcone Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- CIGNA Corporation Ticker Security ID: Meeting Date Meeting Status CI CUSIP 125509109 12/03/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting -------------------------------------------------------------------------------- Cimarex Energy Co. Ticker Security ID: Meeting Date Meeting Status XEC CUSIP 171798101 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lisa A. Stewart Mgmt For For For 2 Elect Hans Helmerich Mgmt For For For 3 Elect Harold R. Logan, Mgmt For For For Jr. 4 Elect Monroe W. Mgmt For For For Robertson 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Cincinnati Financial Corporation Ticker Security ID: Meeting Date Meeting Status CINF CUSIP 172062101 05/02/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect William F. Bahl Mgmt For For For 1.2 Elect Gregory T. Bier Mgmt For For For 1.3 Elect Linda W. Mgmt For For For Clement-Holmes 1.4 Elect Dirk J. Debbink Mgmt For For For 1.5 Elect Steven J. Mgmt For For For Johnston 1.6 Elect Kenneth C. Mgmt For For For Lichtendahl 1.7 Elect W. Rodney Mgmt For For For McMullen 1.8 Elect David P. Osborn Mgmt For For For 1.9 Elect Gretchen W. Price Mgmt For For For 1.10 Elect John J. Schiff, Mgmt For For For Jr. 1.11 Elect Thomas R. Schiff Mgmt For For For 1.12 Elect Douglas S. Mgmt For For For Skidmore 1.13 Elect Kenneth W. Mgmt For For For Stecher 1.14 Elect John F. Steele, Mgmt For For For Jr. 1.15 Elect Larry R. Webb Mgmt For For For 2 Adoption of Majority Mgmt For For For Vote for Election of Directors 3 Ratification of Auditor Mgmt For For For 4 Approval of 2016 Stock Mgmt For For For Compensation Plan 5 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Cintas Corporation Ticker Security ID: Meeting Date Meeting Status CTAS CUSIP 172908105 10/14/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Gerald S. Adolph Mgmt For For For 2 Elect John F. Barrett Mgmt For For For 3 Elect Melanie W. Mgmt For For For Barstad 4 Elect Richard T. Farmer Mgmt For For For 5 Elect Scott D. Farmer Mgmt For For For 6 Elect James J. Johnson Mgmt For For For 7 Elect Robert J. Mgmt For For For Kohlhepp 8 Elect Joseph M. Mgmt For For For Scaminace 9 Elect Ronald W. Tysoe Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Cisco Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R102 11/19/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Carol A. Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael D. Mgmt For For For Capellas 4 Elect John T. Chambers Mgmt For For For 5 Elect Brian L. Halla Mgmt For For For 6 Elect John L. Hennessy Mgmt For Against Against 7 Elect Kristina M. Mgmt For For For Johnson 8 Elect Roderick C. Mgmt For For For McGeary 9 Elect Charles H. Mgmt For For For Robbins 10 Elect Arun Sarin Mgmt For For For 11 Elect Steven M. West Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Holy Land Principles 15 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Citigroup Inc. Ticker Security ID: Meeting Date Meeting Status C CUSIP 172967424 04/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael L. Corbat Mgmt For For For 2 Elect Ellen M. Costello Mgmt For For For 3 Elect Duncan P. Hennes Mgmt For For For 4 Elect Peter B. Henry Mgmt For For For 5 Elect Franz B. Humer Mgmt For For For 6 Elect Renee J. James Mgmt For For For 7 Elect Eugene M. McQuade Mgmt For For For 8 Elect Michael E. Mgmt For For For O'Neill 9 Elect Gary M. Reiner Mgmt For For For 10 Elect Judith Rodin Mgmt For For For 11 Elect Anthony M. Mgmt For For For Santomero 12 Elect Joan E. Spero Mgmt For For For 13 Elect Diana L. Taylor Mgmt For For For 14 Elect William S. Mgmt For For For Thompson, Jr. 15 Elect James S. Turley Mgmt For For For 16 Elect Ernesto Zedillo Mgmt For For For Ponce de Leon 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For Against Against Executive Compensation 19 Amendment to the 2014 Mgmt For For For Stock Incentive Plan 20 Amendment to the 2011 Mgmt For For For Executive Performance Plan 21 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report 22 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 23 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Shareholder Value Committee 24 Shareholder Proposal ShrHoldr Against Against For Regarding Amendment to Clawback Policy 25 Shareholder Proposal ShrHoldr Against Against For Regarding Government Service Vesting -------------------------------------------------------------------------------- Citizens Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status CFG CUSIP 174610105 04/28/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Bruce Van Saun Mgmt For For For 1.2 Elect Mark S. Casady Mgmt For For For 1.3 Elect Christine M. Mgmt For For For Cumming 1.4 Elect Anthony Di Iorio Mgmt For For For 1.5 Elect William P. Mgmt For For For Hankowsky 1.6 Elect Howard W. Hanna Mgmt For For For III 1.7 Elect Leo I. Higdon, Mgmt For For For Jr. 1.8 Elect Charles J. Koch Mgmt For For For 1.9 Elect Arthur F. Ryan Mgmt For For For 1.10 Elect Shivan S. Mgmt For For For Subramaniam 1.11 Elect Wendy A. Watson Mgmt For For For 1.12 Elect Marita Zuraitis Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Citrix Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CTXS CUSIP 177376100 06/23/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert M. Mgmt For For For Calderoni 2 Elect Nanci E. Caldwell Mgmt For For For 3 Elect Jesse A. Cohn Mgmt For For For 4 Elect Robert D. Daleo Mgmt For For For 5 Elect Murray J. Demo Mgmt For For For 6 Elect Peter J. Mgmt For For For Sacripanti 7 Elect Graham V. Smith Mgmt For For For 8 Elect Godfrey R. Mgmt For Against Against Sullivan 9 Elect Kirill Tatarinov Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- CME Group Inc. Ticker Security ID: Meeting Date Meeting Status CME CUSIP 12572Q105 05/18/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Terrence A. Duffy Mgmt For For For 2 Elect Phupinder S. Gill Mgmt For For For 3 Elect Timothy S. Mgmt For For For Bitsberger 4 Elect Charles P. Carey Mgmt For For For 5 Elect Dennis H. Mgmt For For For Chookaszian 6 Elect Ana Dutra Mgmt For For For 7 Elect Martin J. Gepsman Mgmt For For For 8 Elect Larry G. Gerdes Mgmt For For For 9 Elect Daniel R. Mgmt For For For Glickman 10 Elect Leo Melamed Mgmt For For For 11 Elect William P. Mgmt For For For Miller II 12 Elect James E. Oliff Mgmt For For For 13 Elect Alex J. Pollock Mgmt For For For 14 Elect John F. Sandner Mgmt For For For 15 Elect Terry L. Savage Mgmt For For For 16 Elect William R. Mgmt For Against Against Shepard 17 Elect Dennis A. Suskind Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- CMS Energy Corporation Ticker Security ID: Meeting Date Meeting Status CMS CUSIP 125896100 05/06/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jon E. Barfield Mgmt For For For 2 Elect Deborah H. Butler Mgmt For For For 3 Elect Kurt L. Darrow Mgmt For For For 4 Elect Stephen E. Ewing Mgmt For For For 5 Elect Richard M. Gabrys Mgmt For For For 6 Elect William D. Harvey Mgmt For For For 7 Elect Philip R. Mgmt For For For Lochner, Jr. 8 Elect Patricia K. Poppe Mgmt For For For 9 Elect John G. Russell Mgmt For For For 10 Elect Myrna M. Soto Mgmt For For For 11 Elect John G. Sznewajs Mgmt For For For 12 Elect Laura H. Wright Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Coach, Inc. Ticker Security ID: Meeting Date Meeting Status COH CUSIP 189754104 11/04/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David Denton Mgmt For For For 2 Elect Andrea Guerra Mgmt For For For 3 Elect Susan J. Kropf Mgmt For For For 4 Elect Victor Luis Mgmt For For For 5 Elect Ivan Menezes Mgmt For For For 6 Elect William R. Nuti Mgmt For For For 7 Elect Stephanie Mgmt For For For Tilenius 8 Elect Jide J. Zeitlin Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the Stock Mgmt For For For Incentive Plan -------------------------------------------------------------------------------- Coca-Cola Company Ticker Security ID: Meeting Date Meeting Status KO CUSIP 191216100 04/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Herbert A. Allen Mgmt For For For 2 Elect Ronald W. Allen Mgmt For For For 3 Elect Marc Bolland Mgmt For For For 4 Elect Ana Botin Mgmt For For For 5 Elect Howard G. Buffett Mgmt For For For 6 Elect Richard M. Daley Mgmt For For For 7 Elect Barry Diller Mgmt For Against Against 8 Elect Helene D. Gayle Mgmt For For For 9 Elect Evan G. Greenberg Mgmt For For For 10 Elect Alexis M. Herman Mgmt For For For 11 Elect Muhtar Kent Mgmt For For For 12 Elect Robert A. Kotick Mgmt For For For 13 Elect Maria Elena Mgmt For For For Lagomasino 14 Elect Sam Nunn Mgmt For For For 15 Elect David B. Weinberg Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Amendment to the Mgmt For For For Performance Incentive Plan 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal ShrHoldr Against Against For Regarding Holy Land Principles 20 Shareholder Proposal ShrHoldr Against Against For Regarding Unvested Restricted Stock Awards 21 Shareholder Proposal ShrHoldr Against Against For Regarding Corporate Values in Political Spending -------------------------------------------------------------------------------- Coca-Cola Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status CCE CUSIP 19122T109 04/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jan Bennink Mgmt For For For 2 Elect John F. Brock Mgmt For For For 3 Elect Calvin Darden Mgmt For For For 4 Elect L. Phillip Humann Mgmt For For For 5 Elect Orrin H. Ingram Mgmt For For For II 6 Elect Thomas H. Johnson Mgmt For For For 7 Elect Veronique Morali Mgmt For For For 8 Elect Andrea L. Saia Mgmt For For For 9 Elect Garry Watts Mgmt For For For 10 Elect Curtis R. Welling Mgmt For For For 11 Elect Phoebe A. Wood Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Coca-Cola Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status CCE CUSIP 19122T109 05/24/2016 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For 2 Approve Articles Mgmt For For For Providing for Initial Terms of Independent Non-Executive Directors, the Chairman, and the CEO 3 Right to Adjourn Mgmt For For For Meeting 4 Advisory Vote on Mgmt For For For Golden Parachutes -------------------------------------------------------------------------------- Cognizant Technology Solutions Corporation Ticker Security ID: Meeting Date Meeting Status CTSH CUSIP 192446102 06/15/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Zein Abdalla Mgmt For For For 2 Elect Maureen Mgmt For For For Breakiron-Evans 3 Elect Jonathan Mgmt For For For Chadwick 4 Elect Francisco D'Souza Mgmt For For For 5 Elect John N. Fox, Jr. Mgmt For For For 6 Elect John E. Klein Mgmt For For For 7 Elect Leo S. Mackay, Mgmt For For For Jr. 8 Elect Lakshmi Narayanan Mgmt For For For 9 Elect Michael Mgmt For For For Patsalos-Fox 10 Elect Robert E. Mgmt For For For Weissman 11 Elect Thomas M. Wendel Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent -------------------------------------------------------------------------------- Colgate-Palmolive Company Ticker Security ID: Meeting Date Meeting Status CL CUSIP 194162103 05/06/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John P. Bilbrey Mgmt For For For 2 Elect John T. Cahill Mgmt For For For 3 Elect Ian M. Cook Mgmt For For For 4 Elect Helene D. Gayle Mgmt For For For 5 Elect Ellen M. Hancock Mgmt For For For 6 Elect C. Martin Harris Mgmt For For For 7 Elect Richard J. Kogan Mgmt For For For 8 Elect Lorrie M. Mgmt For For For Norrington 9 Elect Michael B. Polk Mgmt For For For 10 Elect Stephen I. Sadove Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting -------------------------------------------------------------------------------- Columbia Pipeline Group Ticker Security ID: Meeting Date Meeting Status CPGX CUSIP 198280109 06/22/2016 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes -------------------------------------------------------------------------------- Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Kenneth J. Bacon Mgmt For For For 1.2 Elect Madeline S. Bell Mgmt For For For 1.3 Elect Sheldon M. Mgmt For For For Bonovitz 1.4 Elect Edward D. Breen Mgmt For Withhold Against 1.5 Elect Joseph J. Collins Mgmt For Withhold Against 1.6 Elect Gerald L. Hassell Mgmt For Withhold Against 1.7 Elect Jeffrey A. Mgmt For For For Honickman 1.8 Elect Eduardo G. Mestre Mgmt For For For 1.9 Elect Brian L. Roberts Mgmt For For For 1.10 Elect Johnathan A. Mgmt For For For Rodgers 1.11 Elect Judith Rodin Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amend 2002 Restricted Mgmt For For For Stock Plan 4 Amend 2003 Stock Mgmt For For For Option Plan 5 Amend 2002 Employee Mgmt For For For Stock Purchase Plan 6 Amend 2011 Employee Mgmt For For For Stock Purchase Plan 7 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 8 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control 9 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 10 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization -------------------------------------------------------------------------------- Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 12/10/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Conversion of Class A Mgmt For For For Special Common Stock Into Class A Common Stock -------------------------------------------------------------------------------- Comerica Incorporated Ticker Security ID: Meeting Date Meeting Status CMA CUSIP 200340107 04/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ralph W. Babb, Mgmt For For For Jr. 2 Elect Roger A. Cregg Mgmt For For For 3 Elect T. Kevin DeNicola Mgmt For For For 4 Elect Jacqueline P. Mgmt For For For Kane 5 Elect Richard G. Mgmt For For For Lindner 6 Elect Alfred A. Mgmt For For For Piergallini 7 Elect Robert S. Taubman Mgmt For For For 8 Elect Reginald M. Mgmt For For For Turner, Jr. 9 Elect Nina G. Vaca Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of the 2016 Mgmt For For For Management Incentive Plan 12 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Computer Sciences Corporation Ticker Security ID: Meeting Date Meeting Status CSC CUSIP 205363104 08/14/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David J. Barram Mgmt For For For 2 Elect Erik Brynjolfsson Mgmt For For For 3 Elect Rodney F. Chase Mgmt For For For 4 Elect Bruce B. Mgmt For For For Churchill 5 Elect Mark Foster Mgmt For For For 6 Elect Nancy Killefer Mgmt For For For 7 Elect Sachin Lawande Mgmt For For For 8 Elect J. Michael Lawrie Mgmt For For For 9 Elect Brian P. Mgmt For For For MacDonald 10 Elect Sean O'Keefe Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Conagra Foods, Inc. Ticker Security ID: Meeting Date Meeting Status CAG CUSIP 205887102 09/25/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Bradley A. Alford Mgmt For For For 1.2 Elect Thomas K. Brown Mgmt For For For 1.3 Elect Stephen G. Butler Mgmt For For For 1.4 Elect Sean M. Connolly Mgmt For For For 1.5 Elect Steven F. Mgmt For For For Goldstone 1.6 Elect Joie A. Gregor Mgmt For For For 1.7 Elect Rajive Johri Mgmt For For For 1.8 Elect William G. Mgmt For For For Jurgensen 1.9 Elect Richard H. Lenny Mgmt For For For 1.10 Elect Ruth Ann Marshall Mgmt For For For 1.11 Elect Timothy R. Mgmt For For For McLevish 1.12 Elect Andrew J. Mgmt For For For Schindler 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Concho Resources Inc. Ticker Security ID: Meeting Date Meeting Status CXO CUSIP 20605P101 06/02/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Gary A. Merriman Mgmt For For For 1.2 Elect Ray M. Poage Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- ConocoPhillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/10/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Richard L. Mgmt For For For Armitage 2 Elect Richard H. Mgmt For For For Auchinleck 3 Elect Charles E. Bunch Mgmt For Against Against 4 Elect James E. Mgmt For For For Copeland, Jr. 5 Elect John V. Faraci Mgmt For For For 6 Elect Jody L Freeman Mgmt For For For 7 Elect Gay Huey Evans Mgmt For For For 8 Elect Ryan M. Lance Mgmt For For For 9 Elect Arjun N. Murti Mgmt For For For 10 Elect Robert A. Niblock Mgmt For For For 11 Elect Harald J. Norvik Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 15 Shareholder Proposal ShrHoldr Against Against For Regarding Reserves Metrics in Executive Compensation -------------------------------------------------------------------------------- Consolidated Edison, Inc. Ticker Security ID: Meeting Date Meeting Status ED CUSIP 209115104 05/16/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Vincent A. Mgmt For For For Calarco 2 Elect George Campbell, Mgmt For For For Jr. 3 Elect Michael J. Del Mgmt For For For Giudice 4 Elect Ellen V. Futter Mgmt For For For 5 Elect John F. Killian Mgmt For For For 6 Elect John McAvoy Mgmt For For For 7 Elect Armando J. Mgmt For For For Olivera 8 Elect Michael W. Ranger Mgmt For For For 9 Elect Linda S. Sanford Mgmt For For For 10 Elect L. Frederick Mgmt For For For Sutherland 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Constellation Brands, Inc. Ticker Security ID: Meeting Date Meeting Status STZ CUSIP 21036P108 07/22/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jerry Fowden Mgmt For For For 1.2 Elect Barry A. Fromberg Mgmt For For For 1.3 Elect Robert L. Hanson Mgmt For For For 1.4 Elect Ernesto M. Mgmt For For For Hernandez 1.5 Elect James A. Locke Mgmt For Withhold Against III 1.6 Elect Richard Sands Mgmt For For For 1.7 Elect Robert Sands Mgmt For For For 1.8 Elect Judy A. Schmeling Mgmt For For For 1.9 Elect Keith E. Wandell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Corning Incorporated Ticker Security ID: Meeting Date Meeting Status GLW CUSIP 219350105 04/28/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Donald W. Blair Mgmt For For For 2 Elect Stephanie A. Mgmt For For For Burns 3 Elect John A. Canning Mgmt For For For Jr. 4 Elect Richard T. Clark Mgmt For For For 5 Elect Robert F. Mgmt For For For Cummings, Jr. 6 Elect Deborah A. Mgmt For For For Henretta 7 Elect Daniel P. Mgmt For For For Huttenlocher 8 Elect Kurt M. Landgraf Mgmt For For For 9 Elect Kevin J. Martin Mgmt For For For 10 Elect Deborah D. Rieman Mgmt For For For 11 Elect Hansel E. Tookes Mgmt For For For II 12 Elect Wendell P. Weeks Mgmt For For For 13 Elect Mark S. Wrighton Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Costco Wholesale Corporation Ticker Security ID: Meeting Date Meeting Status COST CUSIP 22160K105 01/29/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Hamilton E. James Mgmt For Withhold Against 1.2 Elect W. Craig Jelinek Mgmt For Withhold Against 1.3 Elect John W. Stanton Mgmt For For For 1.4 Elect Maggie Mgmt For For For Wilderotter 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Crown Castle International Corp. Ticker Security ID: Meeting Date Meeting Status CCI CUSIP 22822V101 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect P. Robert Bartolo Mgmt For For For 2 Elect Jay A. Brown Mgmt For For For 3 Elect Cindy Christy Mgmt For For For 4 Elect Ari Q. Fitzgerald Mgmt For For For 5 Elect Robert E. Mgmt For For For Garrison II 6 Elect Dale N. Hatfield Mgmt For For For 7 Elect Lee W. Hogan Mgmt For For For 8 Elect Edward C. Mgmt For For For Hutcheson, Jr. 9 Elect J. Landis Martin Mgmt For For For 10 Elect Robert F. Mgmt For For For McKenzie 11 Elect Anthony J. Melone Mgmt For For For 12 Elect W. Benjamin Mgmt For For For Moreland 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- CSX Corporation Ticker Security ID: Meeting Date Meeting Status CSX CUSIP 126408103 05/11/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Donna M. Alvarado Mgmt For For For 2 Elect John B. Breaux Mgmt For For For 3 Elect Pamela L. Carter Mgmt For For For 4 Elect Steven T. Mgmt For For For Halverson 5 Elect Edward J. Kelly, Mgmt For For For III 6 Elect John D. McPherson Mgmt For For For 7 Elect David M. Moffett Mgmt For For For 8 Elect Timothy T. Mgmt For For For O'Toole 9 Elect David M. Mgmt For For For Ratcliffe 10 Elect Donald J. Shepard Mgmt For For For 11 Elect Michael J. Ward Mgmt For For For 12 Elect J. Steven Whisler Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Cummins Inc. Ticker Security ID: Meeting Date Meeting Status CMI CUSIP 231021106 05/10/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect N. Thomas Mgmt For For For Linebarger 2 Elect Robert J. Mgmt For For For Bernhard 3 Elect Franklin R. Mgmt For For For Chang-Diaz 4 Elect Bruno V. Di Leo Mgmt For For For Allen 5 Elect Stephen B. Dobbs Mgmt For For For 6 Elect Robert K. Herdman Mgmt For For For 7 Elect Alexis M. Herman Mgmt For For For 8 Elect Thomas J. Lynch Mgmt For For For 9 Elect William I. Miller Mgmt For For For 10 Elect Georgia R. Nelson Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Adoption of Proxy Mgmt For For For Access 14 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- CVS Health Corporation Ticker Security ID: Meeting Date Meeting Status CVS CUSIP 126650100 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Richard M. Mgmt For For For Bracken 2 Elect C. David Brown II Mgmt For For For 3 Elect Alecia A. Mgmt For For For DeCoudreaux 4 Elect Nancy-Ann M. Mgmt For For For DeParle 5 Elect David W. Dorman Mgmt For For For 6 Elect Anne M. Finucane Mgmt For For For 7 Elect Larry J. Merlo Mgmt For For For 8 Elect Jean-Pierre Mgmt For For For Millon 9 Elect Richard J. Swift Mgmt For For For 10 Elect William C. Weldon Mgmt For For For 11 Elect Tony L. White Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Incorporating Values in Political Spending 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Ratio Between CEO and Employee Pay -------------------------------------------------------------------------------- D.R. Horton, Inc. Ticker Security ID: Meeting Date Meeting Status DHI CUSIP 23331A109 01/21/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Donald R. Horton Mgmt For For For 2 Elect Barbara K. Allen Mgmt For For For 3 Elect Bradley S. Mgmt For For For Anderson 4 Elect Michael R. Mgmt For For For Buchanan 5 Elect Michael W. Hewatt Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Danaher Corporation Ticker Security ID: Meeting Date Meeting Status DHR CUSIP 235851102 05/10/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Donald J. Ehrlich Mgmt For For For 2 Elect Linda P. Hefner Mgmt For For For Filler 3 Elect Thomas P. Joyce, Mgmt For For For Jr. 4 Elect Teri List-Stoll Mgmt For For For 5 Elect Walter G. Lohr, Mgmt For For For Jr. 6 Elect Mitchell P. Rales Mgmt For For For 7 Elect Steven M. Rales Mgmt For For For 8 Elect John T. Mgmt For For For Schwieters 9 Elect Alan G. Spoon Mgmt For For For 10 Elect Elias A. Zerhouni Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 14 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting -------------------------------------------------------------------------------- Darden Restaurants, Inc. Ticker Security ID: Meeting Date Meeting Status DRI CUSIP 237194105 09/17/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Margaret Shan Mgmt For For For Atkins 1.2 Elect Jean M. Birch Mgmt For For For 1.3 Elect Bradley D. Blum Mgmt For For For 1.4 Elect James P. Fogarty Mgmt For For For 1.5 Elect Cynthia T. Mgmt For For For Jamison 1.6 Elect Eugene I. Lee, Mgmt For For For Jr. 1.7 Elect William H. Mgmt For For For Lenehan 1.8 Elect Lionel L. Nowell Mgmt For For For III 1.9 Elect William S. Simon Mgmt For For For 1.10 Elect Jeffrey C. Smith Mgmt For For For 1.11 Elect Charles M. Mgmt For For For Sonsteby 1.12 Elect Alan N. Stillman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Reduce Voting Mgmt For For For Requirement to Call a Special Meeting 5 Elimination of Mgmt For For For Supermajority Voting Requirement for Shareholder Amendments to Provisions of the Charter 6 Elimination of Mgmt For For For Supermajority Voting Requirement for Shareholders to Remove Directors for Cause 7 Elimination of Mgmt For For For Supermajority Voting Requirement for Certain Business Combinations with Interested Shareholders 8 Ratify an Exclusive Mgmt For Against Against Forum Provision 9 2015 Omnibus Incentive Mgmt For For For Plan 10 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report -------------------------------------------------------------------------------- DaVita HealthCare Partners Inc. Ticker Security ID: Meeting Date Meeting Status DVA CUSIP 23918K108 06/20/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Pamela M. Arway Mgmt For For For 2 Elect Charles G. Berg Mgmt For For For 3 Elect Carol Anthony Mgmt For For For Davidson 4 Elect Barbara J. Desoer Mgmt For For For 5 Elect Paul J. Diaz Mgmt For For For 6 Elect Peter T. Grauer Mgmt For For For 7 Elect John M. Nehra Mgmt For For For 8 Elect William L. Roper Mgmt For For For 9 Elect Kent J. Thiry Mgmt For For For 10 Elect Roger J. Valine Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approval of Amendments Mgmt For For For to Implement Proxy Access 14 Amendment to the Mgmt For For For Employee Stock Purchase Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent -------------------------------------------------------------------------------- Deere and Company Ticker Security ID: Meeting Date Meeting Status DE CUSIP 244199105 02/24/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Samuel R. Allen Mgmt For For For 2 Elect Crandall C. Mgmt For For For Bowles 3 Elect Vance D. Coffman Mgmt For For For 4 Elect Dipak C. Jain Mgmt For For For 5 Elect Michael O. Mgmt For For For Johanns 6 Elect Clayton M. Jones Mgmt For For For 7 Elect Brian M. Krzanich Mgmt For For For 8 Elect Gregory R. Page Mgmt For For For 9 Elect Sherry M. Smith Mgmt For For For 10 Elect Dmitri L. Mgmt For For For Stockton 11 Elect Sheila G. Talton Mgmt For For For 12 Advisory Vote on Mgmt For For For EXECUTIVE COMPENSATION 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access 15 Shareholder Proposal ShrHoldr Against Against For Regarding Net Zero Greenhouse Gas Emissions 16 Shareholder Proposal ShrHoldr Against Against For Regarding Corporate Values in Political Spending -------------------------------------------------------------------------------- Delphi Automotive PLC Ticker Security ID: Meeting Date Meeting Status DLPH CUSIP G27823106 04/28/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Joseph S. Cantie Mgmt For For For 2 Elect Kevin P. Clark Mgmt For For For 3 Elect Gary L. Cowger Mgmt For For For 4 Elect Nicholas M. Mgmt For For For Donofrio 5 Elect Mark P. Frissora Mgmt For For For 6 Elect Rajiv L. Gupta Mgmt For For For 7 Elect J. Randall Mgmt For For For MacDonald 8 Elect Sean O. Mahoney Mgmt For For For 9 Elect Timothy M. Mgmt For For For Manganello 10 Elect Bethany J. Mayer Mgmt For For For 11 Elect Thomas W. Sidlik Mgmt For For For 12 Elect Bernd Wiedemann Mgmt For For For 13 Elect Lawrence A. Mgmt For For For Zimmerman 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Delta Air Lines, Inc. Ticker Security ID: Meeting Date Meeting Status DAL CUSIP 247361702 06/10/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Richard H. Mgmt For For For Anderson 2 Elect Edward H. Bastian Mgmt For For For 3 Elect Francis S. Blake Mgmt For For For 4 Elect Daniel A. Carp Mgmt For For For 5 Elect David G. DeWalt Mgmt For For For 6 Elect Thomas E. Donilon Mgmt For For For 7 Elect William H. Mgmt For For For Easter III 8 Elect Mickey P. Foret Mgmt For For For 9 Elect Shirley C. Mgmt For For For Franklin 10 Elect George N. Mattson Mgmt For For For 11 Elect Douglas R Ralph Mgmt For For For 12 Elect Sergio A. L. Rial Mgmt For For For 13 Elect Kathy N. Waller Mgmt For For For 14 Elect Kenneth B. Mgmt For For For Woodrow 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Amendment to the 2007 Mgmt For For For Performance Compensation Plan 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Normal Retirement Age -------------------------------------------------------------------------------- DENTSPLY International Inc. Ticker Security ID: Meeting Date Meeting Status XRAY CUSIP 249030107 01/11/2016 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Amendments to Mgmt For For For Certificate of Incorporation to Reflect Merger 3 Advisory Vote on Mgmt For For For Golden Parachutes 4 2016 Omnibus Incentive Mgmt For For For Plan 5 Right to Adjourn Mgmt For For For Meeting -------------------------------------------------------------------------------- DENTSPLY Sirona Inc Ticker Security ID: Meeting Date Meeting Status XRAY CUSIP 24906P109 05/25/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael C. Alfano Mgmt For Against Against 2 Elect David K. Beecken Mgmt For For For 3 Elect Eric K. Brandt Mgmt For For For 4 Elect Michael J. Mgmt For For For Coleman 5 Elect Willie A. Deese Mgmt For For For 6 Elect Thomas Jetter Mgmt For For For 7 Elect Arthur D. Mgmt For For For Kowaloff 8 Elect Harry M. Jansen Mgmt For For For Kraemer, Jr. 9 Elect Francis J. Lunger Mgmt For For For 10 Elect Jeffrey T. Slovin Mgmt For For For 11 Elect Bret W. Wise Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Devon Energy Corporation Ticker Security ID: Meeting Date Meeting Status DVN CUSIP 25179M103 06/08/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Barbara M. Mgmt For For For Baumann 1.2 Elect John E. Mgmt For For For Bethancourt 1.3 Elect David A. Hager Mgmt For For For 1.4 Elect Robert H. Henry Mgmt For Withhold Against 1.5 Elect Michael M. Mgmt For For For Kanovsky 1.6 Elect Robert A. Mgmt For For For Mosbacher, Jr. 1.7 Elect Duane Radtke Mgmt For For For 1.8 Elect Mary P. Mgmt For For For Ricciardello 1.9 Elect John Richels Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Related to Energy Policy and Climate Change 5 Shareholder Proposal ShrHoldr Against For Against Regarding Climate Change Policy Risk 6 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 7 Shareholder Proposal ShrHoldr Against Against For Regarding Reserves Metrics in Executive Compensation -------------------------------------------------------------------------------- Diamond Offshore Drilling, Inc. Ticker Security ID: Meeting Date Meeting Status DO CUSIP 25271C102 05/17/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James S. Tisch Mgmt For For For 2 Elect Marc Edwards Mgmt For For For 3 Elect John R. Bolton Mgmt For For For 4 Elect Charles L. Mgmt For For For Fabrikant 5 Elect Paul G. Gaffney Mgmt For For For II 6 Elect Edward Grebow Mgmt For For For 7 Elect Herbert C. Mgmt For For For Hofmann 8 Elect Kenneth I. Siegel Mgmt For For For 9 Elect Clifford M. Sobel Mgmt For For For 10 Elect Andrew H. Tisch Mgmt For For For 11 Elect Raymond S. Troubh Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Discover Financial Services Ticker Security ID: Meeting Date Meeting Status DFS CUSIP 254709108 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jeffrey S. Aronin Mgmt For For For 2 Elect Mary K. Bush Mgmt For For For 3 Elect Gregory C. Case Mgmt For For For 4 Elect Candace H. Duncan Mgmt For For For 5 Elect Joseph F. Eazor Mgmt For For For 6 Elect Cynthia A. Mgmt For For For Glassman 7 Elect Richard H. Lenny Mgmt For For For 8 Elect Thomas G. Maheras Mgmt For For For 9 Elect Michael H. Moskow Mgmt For For For 10 Elect David W. Nelms Mgmt For For For 11 Elect Mark A. Thierer Mgmt For For For 12 Elect Lawrence A. Mgmt For Against Against Weinbach 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Discovery Communications, Inc. Ticker Security ID: Meeting Date Meeting Status DISCA CUSIP 25470F104 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Paul A. Gould Mgmt For Withhold Against 1.2 Elect M. LaVoy Robison Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against For Against Regarding Board Diversity 4 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Sustainability -------------------------------------------------------------------------------- Dollar General Corporation Ticker Security ID: Meeting Date Meeting Status DG CUSIP 256677105 05/25/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Warren F. Bryant Mgmt For For For 2 Elect Michael M. Mgmt For For For Calbert 3 Elect Sandra B. Cochran Mgmt For Against Against 4 Elect Patricia Mgmt For For For Fili-Krushel 5 Elect Paula A. Price Mgmt For For For 6 Elect William C. Mgmt For For For Rhodes III 7 Elect David B. Rickard Mgmt For For For 8 Elect Todd J. Vasos Mgmt For For For 9 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Dollar Tree, Inc. Ticker Security ID: Meeting Date Meeting Status DLTR CUSIP 256746108 06/16/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Arnold S. Barron Mgmt For For For 2 Elect Gregory M. Mgmt For For For Bridgeford 3 Elect Macon F. Brock, Mgmt For For For Jr. 4 Elect Mary Anne Citrino Mgmt For For For 5 Elect H. Ray Compton Mgmt For For For 6 Elect Conrad M. Hall Mgmt For For For 7 Elect Lemuel E. Lewis Mgmt For For For 8 Elect Bob Sasser Mgmt For For For 9 Elect Thomas A. Mgmt For For For Saunders III 10 Elect Thomas E. Whiddon Mgmt For For For 11 Elect Carl P. Zeithaml Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Approval of the Mgmt For For For Material Terms under the Omnibus Incentive Plan -------------------------------------------------------------------------------- Dominion Resources, Inc. Ticker Security ID: Meeting Date Meeting Status D CUSIP 25746U109 05/11/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect William P. Barr Mgmt For For For 2 Elect Helen E. Dragas Mgmt For For For 3 Elect James O. Ellis, Mgmt For For For Jr. 4 Elect Thomas F. Mgmt For For For Farrell II 5 Elect John W. Harris Mgmt For For For 6 Elect Mark J. Kington Mgmt For For For 7 Elect Pamela L. Royal Mgmt For For For 8 Elect Robert H. Mgmt For For For Spilman, Jr. 9 Elect Michael E. Mgmt For For For Szymanczyk 10 Elect David A. Wollard Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 14 Shareholder Proposal ShrHoldr Against Against For Regarding Financial Analysis of North Ana 3 Construction 15 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 16 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Expertise on Board 17 Shareholder Proposal ShrHoldr Against Against For Regarding Financial Risks of Climate Change 18 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting on Company Climate Change Policies and Technological Advances -------------------------------------------------------------------------------- Dover Corporation Ticker Security ID: Meeting Date Meeting Status DOV CUSIP 260003108 05/05/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Peter T. Francis Mgmt For For For 2 Elect Kristiane C. Mgmt For For For Graham 3 Elect Michael F. Mgmt For For For Johnston 4 Elect Robert A. Mgmt For For For Livingston 5 Elect Richard K. Mgmt For For For Lochridge 6 Elect Bernard G. Mgmt For For For Rethore 7 Elect Michael B. Stubbs Mgmt For For For 8 Elect Stephen M. Todd Mgmt For For For 9 Elect Stephen K. Wagner Mgmt For For For 10 Elect Keith E. Wandell Mgmt For For For 11 Elect Mary A. Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Right to Act by Mgmt For For For Written Consent 15 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Dow Chemical Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP 260543103 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ajay Banga Mgmt For For For 2 Elect Jacqueline K. Mgmt For For For Barton 3 Elect James A. Bell Mgmt For For For 4 Elect Richard K. Davis Mgmt For For For 5 Elect Jeff M. Fettig Mgmt For For For 6 Elect Andrew N. Liveris Mgmt For For For 7 Elect Mark Loughridge Mgmt For For For 8 Elect Raymond J. Mgmt For For For Milchovich 9 Elect Robert S. Miller Mgmt For For For 10 Elect Paul Polman Mgmt For For For 11 Elect Dennis H. Reilley Mgmt For For For 12 Elect James M. Ringler Mgmt For For For 13 Elect Ruth G. Shaw Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Dr Pepper Snapple Group, Inc. Ticker Security ID: Meeting Date Meeting Status DPS CUSIP 26138E109 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David E. Mgmt For For For Alexander 2 Elect Antonio Carrillo Mgmt For For For 3 Elect Pamela H. Patsley Mgmt For For For 4 Elect Joyce M. Roche Mgmt For For For 5 Elect Ronald G. Rogers Mgmt For For For 6 Elect Wayne R. Sanders Mgmt For For For 7 Elect Dunia A. Shive Mgmt For For For 8 Elect M. Anne Szostak Mgmt For For For 9 Elect Larry D. Young Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to Mgmt For For For Certificate of Incorporation Regarding Removal of Directors With or Without Cause 13 Shareholder Proposal ShrHoldr Against Against For Regarding Recycling Strategy for Beverage Containers -------------------------------------------------------------------------------- DTE Energy Company Ticker Security ID: Meeting Date Meeting Status DTE CUSIP 233331107 05/05/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Gerard M. Mgmt For For For Anderson 1.2 Elect David A. Brandon Mgmt For For For 1.3 Elect W. Frank Mgmt For For For Fountain, Jr. 1.4 Elect Charles G. Mgmt For For For McClure 1.5 Elect Gail J. McGovern Mgmt For For For 1.6 Elect Mark A. Murray Mgmt For For For 1.7 Elect James B. Mgmt For For For Nicholson 1.8 Elect Charles W. Mgmt For For For Pryor, Jr. 1.9 Elect Josue Robles, Jr. Mgmt For For For 1.10 Elect Ruth G. Shaw Mgmt For For For 1.11 Elect David A. Thomas Mgmt For For For 1.12 Elect James H. Mgmt For For For Vandenberghe 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Corporate Political Spending 5 Shareholder Proposal ShrHoldr Against Against For Regarding Distributed Generation -------------------------------------------------------------------------------- Duke Energy Corporation Ticker Security ID: Meeting Date Meeting Status DUK CUSIP 26441C204 05/05/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Michael J. Mgmt For For For Angelakis 1.2 Elect Michael G. Mgmt For For For Browning 1.3 Elect Daniel R. DiMicco Mgmt For For For 1.4 Elect John H. Forsgren Mgmt For For For 1.5 Elect Lynn J. Good Mgmt For For For 1.6 Elect Ann M. Gray Mgmt For For For 1.7 Elect John T. Herron Mgmt For For For 1.8 Elect James B. Hyler, Mgmt For For For Jr. 1.9 Elect William E. Mgmt For For For Kennard 1.10 Elect E. Marie McKee Mgmt For For For 1.11 Elect Charles W. Mgmt For For For Moorman, IV 1.12 Elect Carlos A. Mgmt For For For Saladrigas 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Elimination of Supermajority Voting Provisions 5 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report -------------------------------------------------------------------------------- Dun and Bradstreet Corporation Ticker Security ID: Meeting Date Meeting Status DNB CUSIP 26483E100 05/04/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert P. Mgmt For For For Carrigan 2 Elect Cindy Christy Mgmt For For For 3 Elect Christopher J. Mgmt For For For Coughlin 4 Elect L. Gordon Crovitz Mgmt For For For 5 Elect James N. Mgmt For For For Fernandez 6 Elect Paul R. Garcia Mgmt For For For 7 Elect Anastassia Mgmt For For For Lauterbach 8 Elect Thomas J. Manning Mgmt For For For 9 Elect Randall D. Mott Mgmt For For For 10 Elect Judith A. Mgmt For For For Reinsdorf 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the Mgmt For For For Covered Employee Incentive Plan -------------------------------------------------------------------------------- E TRADE Financial Corporation Ticker Security ID: Meeting Date Meeting Status ETFC CUSIP 269246401 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Richard J. Mgmt For For For Carbone 2 Elect James P. Healy Mgmt For For For 3 Elect Paul T. Idzik Mgmt For For For 4 Elect Frederick W. Mgmt For For For Kanner 5 Elect James Lam Mgmt For For For 6 Elect Rodger A. Lawson Mgmt For For For 7 Elect Shelley B. Mgmt For For For Leibowitz 8 Elect Rebecca Saeger Mgmt For For For 9 Elect Joseph L. Mgmt For For For Sclafani 10 Elect Gary H. Stern Mgmt For For For 11 Elect Donna L. Weaver Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- E. I. du Pont de Nemours and Company Ticker Security ID: Meeting Date Meeting Status DD CUSIP 263534109 04/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lamberto Mgmt For For For Andreotti 2 Elect Edward D. Breen Mgmt For For For 3 Elect Robert A. Brown Mgmt For For For 4 Elect Alexander M. Mgmt For For For Cutler 5 Elect Eleuthere I. du Mgmt For For For Pont 6 Elect James L. Gallogly Mgmt For For For 7 Elect Marillyn A. Mgmt For For For Hewson 8 Elect Lois D. Juliber Mgmt For For For 9 Elect Ulf M. Schneider Mgmt For For For 10 Elect Lee M. Thomas Mgmt For For For 11 Elect Patrick J. Ward Mgmt For For For 12 Amendment to the Mgmt For For For Equity and Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Employee Board Advisory Position 16 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainable Forestry Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Accident Risk Reduction Report -------------------------------------------------------------------------------- Eastman Chemical Company Ticker Security ID: Meeting Date Meeting Status EMN CUSIP 277432100 05/05/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Humberto P. Mgmt For For For Alfonso 2 Elect Gary E. Anderson Mgmt For For For 3 Elect Brett D. Begemann Mgmt For For For 4 Elect Michael P. Mgmt For For For Connors 5 Elect Mark J. Costa Mgmt For For For 6 Elect Stephen R. Mgmt For For For Demeritt 7 Elect Robert M. Mgmt For For For Hernandez 8 Elect Julie F. Holder Mgmt For For For 9 Elect Renee J. Mgmt For For For Hornbaker 10 Elect Lewis M. Kling Mgmt For For For 11 Elect James J. O'Brien Mgmt For For For 12 Elect David W. Raisbeck Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent -------------------------------------------------------------------------------- Eaton Corporation plc Ticker Security ID: Meeting Date Meeting Status ETN CUSIP G29183103 04/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Craig Arnold Mgmt For For For 2 Elect Todd M. Bluedorn Mgmt For For For 3 Elect Christopher M. Mgmt For For For Connor 4 Elect Michael J. Mgmt For For For Critelli 5 Elect Alexander M. Mgmt For For For Cutler 6 Elect Richard H. Fearon Mgmt For For For 7 Elect Charles E. Golden Mgmt For For For 8 Elect Linda A. Hill Mgmt For For For 9 Elect Arthur E. Johnson Mgmt For For For 10 Elect Ned C. Lautenbach Mgmt For For For 11 Elect Deborah L. McCoy Mgmt For For For 12 Elect Gregory R. Page Mgmt For For For 13 Elect Sandra Pianalto Mgmt For For For 14 Elect Gerald B. Smith Mgmt For For For 15 Approving Certain Mgmt For For For Administrative Amendments to Articles of Association 16 Approving Certain Mgmt For For For Administrative Amendments to the Memorandum of Association 17 Amendment to Articles Mgmt For For For Clarifying Board Size 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Mgmt For For For Executive Compensation 20 Authority to Mgmt For For For Repurchase Overseas Market Shares -------------------------------------------------------------------------------- EBay Inc. Ticker Security ID: Meeting Date Meeting Status EBAY CUSIP 278642103 04/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Fred D. Anderson Mgmt For For For Jr. 2 Elect Edward W. Mgmt For For For Barnholt 3 Elect Anthony J. Bates Mgmt For For For 4 Elect Bonnie S. Hammer Mgmt For For For 5 Elect Kathleen C. Mitic Mgmt For For For 6 Elect Pierre M. Omidyar Mgmt For For For 7 Elect Paul S. Pressler Mgmt For For For 8 Elect Robert H. Swan Mgmt For For For 9 Elect Thomas J. Tierney Mgmt For For For 10 Elect Perry M. Traquina Mgmt For For For 11 Elect Devin N. Wenig Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2008 Mgmt For Against Against Equity Incentive Award Plan 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Gender Pay Equity Report -------------------------------------------------------------------------------- Ecolab Inc. Ticker Security ID: Meeting Date Meeting Status ECL CUSIP 278865100 05/05/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Douglas M. Mgmt For For For Baker, Jr. 2 Elect Barbara J. Beck Mgmt For For For 3 Elect Leslie S. Biller Mgmt For For For 4 Elect Carl M. Casale Mgmt For For For 5 Elect Stephen I. Chazen Mgmt For For For 6 Elect Jeffrey M. Mgmt For For For Ettinger 7 Elect Jerry A. Mgmt For For For Grundhofer 8 Elect Arthur J. Higgins Mgmt For For For 9 Elect Michael Larson Mgmt For For For 10 Elect Jerry W. Levin Mgmt For Against Against 11 Elect David W. Mgmt For For For MacLennan 12 Elect Tracy B. McKibben Mgmt For For For 13 Elect Victoria J. Reich Mgmt For For For 14 Elect Suzanne M. Mgmt For For For Vautrinot 15 Elect John J. Zillmer Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2001 Mgmt For For For Non-Employee Director Stock Option and Deferred Compensation Plan 18 Advisory Vote on Mgmt For For For Executive Compensation 19 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Edison International Ticker Security ID: Meeting Date Meeting Status EIX CUSIP 281020107 04/28/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jagjeet S. Bindra Mgmt For For For 2 Elect Vanessa C.L. Mgmt For For For Chang 3 Elect Theodore F. Mgmt For For For Craver, Jr. 4 Elect James T. Morris Mgmt For For For 5 Elect Richard T. Mgmt For For For Schlosberg, III 6 Elect Linda G. Stuntz Mgmt For Against Against 7 Elect William P. Mgmt For For For Sullivan 8 Elect Ellen O. Tauscher Mgmt For For For 9 Elect Peter J. Taylor Mgmt For For For 10 Elect Brett White Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2007 Mgmt For For For Performance Incentive Plan 14 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Edwards Lifesciences Corporation Ticker Security ID: Meeting Date Meeting Status EW CUSIP 28176E108 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael A. Mgmt For For For Mussallem 2 Elect John T. Cardis Mgmt For For For 3 Elect Kieran T. Mgmt For For For Gallahue 4 Elect William J. Link Mgmt For For For 5 Elect Steven R. Mgmt For For For Loranger 6 Elect Martha H. Marsh Mgmt For For For 7 Elect Wesley W. von Mgmt For For For Schack 8 Elect Nicholas J. Mgmt For For For Valeriani 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Amendment to the Mgmt For For For Long-Term Stock Incentive Compensation Program 11 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Electronic Arts Inc. Ticker Security ID: Meeting Date Meeting Status EA CUSIP 285512109 08/14/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Leonard S. Mgmt For For For Coleman, Jr. 2 Elect Jay C. Hoag Mgmt For For For 3 Elect Jeffrey T. Huber Mgmt For Against Against 4 Elect Vivek Paul Mgmt For For For 5 Elect Lawrence F. Mgmt For For For Probst III 6 Elect Richard A. Mgmt For For For Simonson 7 Elect Luis A. Ubinas Mgmt For For For 8 Elect Denise F. Warren Mgmt For For For 9 Elect Andrew Wilson Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Eli Lilly and Company Ticker Security ID: Meeting Date Meeting Status LLY CUSIP 532457108 05/02/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ralph Alvarez Mgmt For For For 2 Elect R. David Hoover Mgmt For For For 3 Elect Juan R. Luciano Mgmt For For For 4 Elect Franklyn G. Mgmt For For For Prendergast 5 Elect Kathi P. Seifert Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal ShrHoldr Against Against For Regarding Country Selection Guidelines -------------------------------------------------------------------------------- EMC Corporation Ticker Security ID: Meeting Date Meeting Status EMC CUSIP 268648102 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Donald J. Carty Mgmt For For For 2 Elect Randolph L. Cowen Mgmt For For For 3 Elect James S. DiStasio Mgmt For For For 4 Elect John R. Egan Mgmt For For For 5 Elect William D. Green Mgmt For For For 6 Elect Jami Miscik Mgmt For For For 7 Elect Paul Sagan Mgmt For For For 8 Elect Laura J. Sen Mgmt For For For 9 Elect Joseph M. Tucci Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Emerson Electric Co. Ticker Security ID: Meeting Date Meeting Status EMR CUSIP 291011104 02/02/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Clemens A.H. Mgmt For For For Borsig 1.2 Elect Joshua B. Bolten Mgmt For For For 1.3 Elect Mathew S. Mgmt For For For Levatich 1.4 Elect Randall L. Mgmt For For For Stephenson 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of KPMG Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Sustainability Report 5 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures 6 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 7 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions -------------------------------------------------------------------------------- Endo International plc Ticker Security ID: Meeting Date Meeting Status ENDP CUSIP G30401106 06/09/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Roger H. Kimmel Mgmt For For For 2 Elect Rajiv De Silva Mgmt For For For 3 Elect Shane M. Cooke Mgmt For For For 4 Elect Arthur J. Higgins Mgmt For For For 5 Elect Nancy J. Hutson Mgmt For For For 6 Elect Michael Hyatt Mgmt For For For 7 Elect William P. Mgmt For For For Montague 8 Elect Jill D. Smith Mgmt For For For 9 Elect William F. Mgmt For For For Spengler 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Technical Amendments Mgmt For For For to the Company's Memorandum of Association 13 Amendments to the Mgmt For For For Company's Articles of Association 14 Amendment to the 2015 Mgmt For For For Stock Incentive Plan 15 Elect Douglas S. Ingram Mgmt For For For 16 Elect Todd B. Sisitsky Mgmt For For For -------------------------------------------------------------------------------- Ensco plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP G3157S106 05/23/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect J. Roderick Mgmt For For For Clark 2 Elect Roxanne J. Decyk Mgmt For For For 3 Elect Mary Francis Mgmt For For For 4 Elect C. Christopher Mgmt For For For Gaut 5 Elect Gerald W. Haddock Mgmt For For For 6 Elect Francis S Kalman Mgmt For For For 7 Elect Keith O. Rattie Mgmt For For For 8 Elect Paul E. Rowsey Mgmt For For For III 9 Elect Carl G. Trowell Mgmt For For For 10 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 11 Ratification of U.S. Mgmt For For For Auditor 12 Ratification of U.K. Mgmt For For For Statutory Auditor 13 Authority to Set U.K. Mgmt For For For Auditor's Fees 14 Amendment to the 2012 Mgmt For For For Long-Term Incentive Plan 15 Advisory Vote on Mgmt For Against Against Director Compensation 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Accounts and Reports Mgmt For For For 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights -------------------------------------------------------------------------------- Entergy Corporation Ticker Security ID: Meeting Date Meeting Status ETR CUSIP 29364G103 05/06/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Maureen S. Mgmt For For For Bateman 2 Elect P.J. Condon Mgmt For For For 3 Elect Leo P. Denault Mgmt For For For 4 Elect Kirkland H. Mgmt For For For Donald 5 Elect Philip L. Mgmt For For For Frederickson 6 Elect Alexis M. Herman Mgmt For For For 7 Elect Donald C. Hintz Mgmt For For For 8 Elect Stuart L. Mgmt For For For Levenick 9 Elect Blanche L. Mgmt For For For Lincoln 10 Elect Karen A. Puckett Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Distributed Generation -------------------------------------------------------------------------------- EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 04/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Janet F. Clark Mgmt For For For 2 Elect Charles R. Crisp Mgmt For For For 3 Elect James C. Day Mgmt For For For 4 Elect H. Leighton Mgmt For For For Steward 5 Elect Donald F. Textor Mgmt For Against Against 6 Elect William R. Thomas Mgmt For For For 7 Elect Frank G. Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- EQT Corporation Ticker Security ID: Meeting Date Meeting Status EQT CUSIP 26884L109 04/20/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Vicky A. Bailey Mgmt For For For 2 Elect Philip G. Behrman Mgmt For For For 3 Elect Kenneth M. Burke Mgmt For For For 4 Elect A. Bray Cary, Jr. Mgmt For For For 5 Elect Margaret K. Mgmt For For For Dorman 6 Elect David L. Porges Mgmt For For For 7 Elect James E. Rohr Mgmt For For For 8 Elect Stephen A. Mgmt For For For Thorington 9 Elect Lee T. Todd, Jr. Mgmt For For For 10 Elect Christine J. Mgmt For For For Toretti 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Short-Term Incentive Mgmt For For For Plan 13 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Equifax Inc. Ticker Security ID: Meeting Date Meeting Status EFX CUSIP 294429105 05/05/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James E. Mgmt For For For Copeland, Jr. 2 Elect Robert D. Daleo Mgmt For For For 3 Elect Walter W. Mgmt For For For Driver, Jr. 4 Elect Mark L. Feidler Mgmt For For For 5 Elect L. Phillip Humann Mgmt For For For 6 Elect Robert D. Marcus Mgmt For For For 7 Elect Siri S. Marshall Mgmt For For For 8 Elect John A. McKinley Mgmt For For For 9 Elect Richard F. Smith Mgmt For For For 10 Elect Mark B. Templeton Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Equinix, Inc. Ticker Security ID: Meeting Date Meeting Status EQIX CUSIP 29444U700 06/01/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Thomas Bartlett Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Gary F. Hromadko Mgmt For For For 1.4 Elect John Hughes Mgmt For For For 1.5 Elect Scott Kriens Mgmt For For For 1.6 Elect William Luby Mgmt For For For 1.7 Elect Irving F. Lyons Mgmt For For For III 1.8 Elect Christopher B. Mgmt For For For Paisley 1.9 Elect Stephen M. Smith Mgmt For For For 1.10 Elect Peter F. Van Camp Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Equity Residential Properties Trust Ticker Security ID: Meeting Date Meeting Status EQR CUSIP 29476L107 06/16/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John W. Alexander Mgmt For For For 1.2 Elect Charles L. Atwood Mgmt For For For 1.3 Elect Linda Walker Mgmt For For For Bynoe 1.4 Elect Connie K. Mgmt For For For Duckworth 1.5 Elect Mary Kay Haben Mgmt For For For 1.6 Elect Bradley A. Mgmt For For For Keywell 1.7 Elect John E. Neal Mgmt For For For 1.8 Elect David J. Mgmt For For For Neithercut 1.9 Elect Mark S. Shapiro Mgmt For For For 1.10 Elect Gerald A. Spector Mgmt For For For 1.11 Elect Stephen E. Mgmt For For For Sterrett 1.12 Elect B. Joseph White Mgmt For For For 1.13 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Essex Property Trust, Inc. Ticker Security ID: Meeting Date Meeting Status ESS CUSIP 297178105 05/17/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Keith R. Guericke Mgmt For For For 1.2 Elect Irving F. Lyons Mgmt For For For III 1.3 Elect George M. Marcus Mgmt For For For 1.4 Elect Gary P. Martin Mgmt For Withhold Against 1.5 Elect Issie N. Mgmt For For For Rabinovitch 1.6 Elect Thomas E. Mgmt For For For Robinson 1.7 Elect Michael J. Schall Mgmt For For For 1.8 Elect Byron A. Mgmt For For For Scordelis 1.9 Elect Janice L. Sears Mgmt For For For 2 Elimination of Mgmt For For For Supermajority Requirement 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Estee Lauder Companies Inc. Ticker Security ID: Meeting Date Meeting Status EL CUSIP 518439104 11/12/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Rose Marie Bravo Mgmt For For For 2 Elect Paul J. Fribourg Mgmt For For For 3 Elect Mellody Hobson Mgmt For For For 4 Elect Irvine O. Mgmt For For For Hockaday, Jr. 5 Elect Barry S. Mgmt For Abstain Against Sternlicht 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Amended and Restated Mgmt For For For 2002 Share Incentive Plan 9 Amendment to the Mgmt For For For Non-Employee Director Share Incentive Plan -------------------------------------------------------------------------------- Eversource Energy Ticker Security ID: Meeting Date Meeting Status ES CUSIP 30040W108 05/04/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John S. Clarkeson Mgmt For For For 1.2 Elect Cotton M. Mgmt For For For Cleveland 1.3 Elect Sanford Cloud, Mgmt For For For Jr. 1.4 Elect James S. DiStasio Mgmt For For For 1.5 Elect Francis A. Doyle Mgmt For For For 1.6 Elect Charles K. Mgmt For For For Gifford 1.7 Elect Paul A. La Camera Mgmt For For For 1.8 Elect Kenneth R. Mgmt For For For Leibler 1.9 Elect Thomas J. May Mgmt For For For 1.10 Elect William C. Van Mgmt For For For Faasen 1.11 Elect Frederica M. Mgmt For For For Williams 1.12 Elect Dennis R. Wraase Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Exelon Corporation Ticker Security ID: Meeting Date Meeting Status EXC CUSIP 30161N101 04/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Anthony K. Mgmt For For For Anderson 2 Elect Ann C. Berzin Mgmt For For For 3 Elect Christopher M. Mgmt For For For Crane 4 Elect Yves C. de Mgmt For For For Balmann 5 Elect Nicholas Mgmt For For For DeBenedictis 6 Elect Nancy L. Gioia Mgmt For For For 7 Elect Linda P. Jojo Mgmt For For For 8 Elect Paul L. Joskow Mgmt For For For 9 Elect Robert J. Lawless Mgmt For For For 10 Elect Richard W. Mies Mgmt For For For 11 Elect John W. Rogers, Mgmt For For For Jr. 12 Elect Mayo A. Shattuck Mgmt For For For III 13 Elect Stephen D. Mgmt For For For Steinour 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Adoption of Proxy Mgmt For For For Access -------------------------------------------------------------------------------- Expeditors International Of Washington, Inc. Ticker Security ID: Meeting Date Meeting Status EXPD CUSIP 302130109 05/03/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert R. Wright Mgmt For For For 2 Elect James M. DuBois Mgmt For For For 3 Elect Mark A. Emmert Mgmt For For For 4 Elect Diane H. Gulyas Mgmt For For For 5 Elect Dan P. Mgmt For For For Kourkoumelis 6 Elect Michael J. Malone Mgmt For For For 7 Elect Richard B. McCune Mgmt For For For 8 Elect Jeffrey S. Musser Mgmt For For For 9 Elect Liane J. Mgmt For For For Pelletier 10 Elect James L.K. Wang Mgmt For For For 11 Elect Tay Yoshitani Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Approval of the 2016 Mgmt For For For Stock Option Plan 14 Ratification of Auditor Mgmt For For For 15 Approve a Proxy Access Mgmt For For For Amendment to the Company's bylaws 16 Shareholder Proposal ShrHoldr Against Against For Regarding Recoupment of Unearned Bonuses -------------------------------------------------------------------------------- Express Scripts Holding Company Ticker Security ID: Meeting Date Meeting Status ESRX CUSIP 30219G108 05/04/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Maura C. Breen Mgmt For For For 2 Elect William J. Mgmt For For For DeLaney 3 Elect Elder Granger Mgmt For For For 4 Elect Nicholas J. Mgmt For For For LaHowchic 5 Elect Thomas P. Mac Mgmt For For For Mahon 6 Elect Frank Mgmt For For For Mergenthaler 7 Elect Woodrow A. Mgmt For For For Myers, Jr. 8 Elect Roderick A. Mgmt For For For Palmore 9 Elect George Paz Mgmt For For For 10 Elect William L. Roper Mgmt For For For 11 Elect Seymour Sternberg Mgmt For For For 12 Elect Timothy Wentworth Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Approval of the 2016 Mgmt For For For Long-Term Incentive Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 17 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report -------------------------------------------------------------------------------- Extra Space Storage Inc. Ticker Security ID: Meeting Date Meeting Status EXR CUSIP 30225T102 05/24/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Kenneth M. Mgmt For For For Woolley 2 Elect Spencer F. Kirk Mgmt For For For 3 Elect Karl Haas Mgmt For For For 4 Elect Diane Olmstead Mgmt For For For 5 Elect Roger B. Porter Mgmt For For For 6 Withdrawn Director Mgmt For Abstain Against 7 Elect K. Fred Skousen Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Elect Dennis J. Letham Mgmt For For For -------------------------------------------------------------------------------- Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/25/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Michael J. Boskin Mgmt For For For 1.2 Elect Peter Mgmt For For For Brabeck-Letmathe 1.3 Elect Angela F. Braly Mgmt For For For 1.4 Elect Ursula M. Burns Mgmt For For For 1.5 Elect Larry R. Faulkner Mgmt For For For 1.6 Elect Jay S. Fishman Mgmt For For For 1.7 Elect Henrietta H. Fore Mgmt For For For 1.8 Elect Kenneth C. Mgmt For For For Frazier 1.9 Elect Douglas R. Mgmt For For For Oberhelman 1.10 Elect Samuel J. Mgmt For For For Palmisano 1.11 Elect Steven S Mgmt For For For Reinemund 1.12 Elect Rex W. Tillerson Mgmt For For For 1.13 Elect William C. Weldon Mgmt For For For 1.14 Elect Darren W. Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 5 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Expertise on Board 6 Shareholder Proposal ShrHoldr Against Against For Regarding Sale of Company 7 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access 8 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report 9 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 10 Shareholder Proposal ShrHoldr Against Against For Regarding Dividend Policy 11 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Policy and Commitment 12 Shareholder Proposal ShrHoldr Against For Against Regarding Climate Change Policy Risk 13 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Reserve Replacements 14 Shareholder Proposal ShrHoldr Against Against For Regarding Hydraulic Fracturing -------------------------------------------------------------------------------- F5 Networks, Inc. Ticker Security ID: Meeting Date Meeting Status FFIV CUSIP 315616102 03/10/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect A. Gary Ames Mgmt For For For 2 Elect Sandra Bergeron Mgmt For For For 3 Elect Deborah L. Bevier Mgmt For For For 4 Elect Jonathan Mgmt For For For Chadwick 5 Elect Michael Dreyer Mgmt For For For 6 Elect Alan J. Higginson Mgmt For For For 7 Elect Peter Klein Mgmt For For For 8 Elect John McAdam Mgmt For For For 9 Elect Stephen Smith Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Facebook, Inc. Ticker Security ID: Meeting Date Meeting Status FB CUSIP 30303M102 06/20/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Marc L. Mgmt For Withhold Against Andreessen 1.2 Elect Erskine B. Bowles Mgmt For For For 1.3 Elect Susan D. Mgmt For For For Desmond-Hellmann 1.4 Elect Reed Hastings Mgmt For For For 1.5 Elect Jan Koum Mgmt For For For 1.6 Elect Sheryl K. Mgmt For For For Sandberg 1.7 Elect Peter A. Thiel Mgmt For For For 1.8 Elect Mark Zuckerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of 2013 Mgmt For For For Grants to Non-Employee Directors 5 Ratification of 2014 Mgmt For For For and 2015 Grants to Non-Employee Directors 6 Annual Compensation Mgmt For For For Program for Non-Employee Directors 7 Approve Establishment Mgmt For Against Against of Class C Stock and Associated Rights 8 Increase the Number of Mgmt For Against Against Class A Stock from 5,000,000,000 to 20,000,000,000 9 Provide Equal Mgmt For For For Treatment of Stock Classes in Transactions and Dividends 10 Provide for Conversion Mgmt For For For Events of Class B Stock 11 Amendment to the 2012 Mgmt For Against Against Equity Incentive Plan 12 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 13 Shareholder Proposal ShrHoldr Against For Against Regarding Sustainability Report 14 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 15 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of International Public Policy Committee 16 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report -------------------------------------------------------------------------------- Fastenal Company Ticker Security ID: Meeting Date Meeting Status FAST CUSIP 311900104 04/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Willard D. Mgmt For For For Oberton 2 Elect Michael J. Ancius Mgmt For For For 3 Elect Michael J. Dolan Mgmt For For For 4 Elect Stephen L. Mgmt For For For Eastman 5 Elect Daniel L. Mgmt For For For Florness 6 Elect Rita J. Heise Mgmt For For For 7 Elect Darren R. Jackson Mgmt For For For 8 Elect Scott A. Mgmt For For For Satterlee 9 Elect Reyne K. Wisecup Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Federal Realty Investment Trust Ticker Security ID: Meeting Date Meeting Status FRT CUSIP 313747206 05/04/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jon E. Bortz Mgmt For For For 1.2 Elect David W. Faeder Mgmt For For For 1.3 Elect Kristin Gamble Mgmt For For For 1.4 Elect Gail P. Steinel Mgmt For For For 1.5 Elect Warren M. Mgmt For For For Thompson 1.6 Elect Joseph S. Mgmt For For For Vassalluzzo 1.7 Elect Donald C. Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- FedEx Corporation Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X106 09/28/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James L. Mgmt For For For Barksdale 2 Elect John A. Edwardson Mgmt For For For 3 Elect Marvin Ellison Mgmt For Against Against 4 Elect Kimberly A. Jabal Mgmt For For For 5 Elect Shirley Ann Mgmt For For For Jackson 6 Elect Gary W. Loveman Mgmt For For For 7 Elect R. Brad Martin Mgmt For For For 8 Elect Joshua C. Ramo Mgmt For For For 9 Elect Susan C. Schwab Mgmt For For For 10 Elect Frederick W. Mgmt For For For Smith 11 Elect David P. Steiner Mgmt For For For 12 Elect Paul S. Walsh Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Tax Payments on Restricted Stock Awards 17 Shareholder Proposal ShrHoldr Against Against For Regarding Recoupment of Unearned Bonuses 18 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access 19 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 21 Shareholder Proposal ShrHoldr Against Against For Regarding Report of Values in Political Spending -------------------------------------------------------------------------------- Fidelity National Information Services, Inc. Ticker Security ID: Meeting Date Meeting Status FIS CUSIP 31620M106 05/25/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ellen R. Alemany Mgmt For For For 2 Elect William P. Mgmt For Against Against Foley, II 3 Elect Thomas M. Hagerty Mgmt For For For 4 Elect Keith W. Hughes Mgmt For For For 5 Elect David K. Hunt Mgmt For For For 6 Elect Stephan A. James Mgmt For For For 7 Elect Frank R. Martire Mgmt For For For 8 Elect Richard N. Massey Mgmt For For For 9 Elect Leslie M. Muma Mgmt For For For 10 Elect Gary A. Norcross Mgmt For For For 11 Elect James B. Mgmt For For For Stallings, Jr. 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Fifth Third Bancorp Ticker Security ID: Meeting Date Meeting Status FITB CUSIP 316773100 04/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Nicholas K. Akins Mgmt For For For 2 Elect B. Evan Bayh III Mgmt For For For 3 Elect Jorge L. Benitez Mgmt For For For 4 Elect Katherine B. Mgmt For For For Blackburn 5 Elect Emerson L. Mgmt For For For Brumback 6 Elect Greg D. Mgmt For For For Carmichael 7 Elect Gary R. Heminger Mgmt For For For 8 Elect Jewell D. Hoover Mgmt For For For 9 Elect Michael B. Mgmt For For For McCallister 10 Elect Hendrick G. Mgmt For For For Meijer 11 Elect Marsha C. Mgmt For For For Williams 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation -------------------------------------------------------------------------------- First Solar, Inc. Ticker Security ID: Meeting Date Meeting Status FSLR CUSIP 336433107 05/18/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael J. Ahearn Mgmt For For For 2 Elect Sharon L. Allen Mgmt For For For 3 Elect Richard D. Mgmt For For For Chapman 4 Elect George A. Hambro Mgmt For For For 5 Elect James A. Hughes Mgmt For For For 6 Elect Craig Kennedy Mgmt For For For 7 Elect James F. Nolan Mgmt For For For 8 Elect William J. Post Mgmt For For For 9 Elect J. Thomas Presby Mgmt For For For 10 Elect Paul H. Stebbins Mgmt For For For 11 Elect Michael T. Mgmt For For For Sweeney 12 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Firstenergy Corp. Ticker Security ID: Meeting Date Meeting Status FE CUSIP 337932107 05/17/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Paul T. Addison Mgmt For For For 1.2 Elect Michael J. Mgmt For Withhold Against Anderson 1.3 Elect William T. Cottle Mgmt For For For 1.4 Elect Robert B. Mgmt For For For Heisler, Jr. 1.5 Elect Julia L. Johnson Mgmt For For For 1.6 Elect Charles E. Jones Mgmt For For For 1.7 Elect Ted J. Kleisner Mgmt For For For 1.8 Elect Donald T. Misheff Mgmt For For For 1.9 Elect Thomas N. Mgmt For For For Mitchell 1.10 Elect Ernest J. Novak, Mgmt For For For Jr. 1.11 Elect Christopher D. Mgmt For For For Pappas 1.12 Elect Luis A. Reyes Mgmt For For For 1.13 Elect George M. Smart Mgmt For For For 1.14 Elect Jerry Sue Mgmt For For For Thornton 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Elimination of Mgmt For Against Against Supermajority Requirement 5 Adoption of Proxy Mgmt For For For Access 6 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 7 Shareholder Proposal ShrHoldr Against Against For Regarding Stranding of Coal Generation Facilities 8 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 9 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote -------------------------------------------------------------------------------- Fiserv, Inc. Ticker Security ID: Meeting Date Meeting Status FISV CUSIP 337738108 05/18/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Alison Davis Mgmt For For For 1.2 Elect Christopher M. Mgmt For For For Flink 1.3 Elect Daniel P. Kearney Mgmt For For For 1.4 Elect Dennis F. Lynch Mgmt For For For 1.5 Elect Denis J. O'Leary Mgmt For For For 1.6 Elect Glenn M. Renwick Mgmt For For For 1.7 Elect Kim M. Robak Mgmt For For For 1.8 Elect J.D. Sherman Mgmt For For For 1.9 Elect Doyle R. Simons Mgmt For For For 1.10 Elect Thomas C. Mgmt For For For Wertheimer 1.11 Elect Jeffery W. Yabuki Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Flir Systems, Inc. Ticker Security ID: Meeting Date Meeting Status FLIR CUSIP 302445101 04/22/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John D. Carter Mgmt For For For 2 Elect William W. Crouch Mgmt For For For 3 Elect Catherine A. Mgmt For For For Halligan 4 Elect Earl R. Lewis Mgmt For For For 5 Elect Angus L. Mgmt For For For Macdonald 6 Elect Michael T. Smith Mgmt For For For 7 Elect Cathy A. Stauffer Mgmt For For For 8 Elect Andrew C. Teich Mgmt For For For 9 Elect John W. Wood, Jr. Mgmt For For For 10 Elect Steven E. Wynne Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Removal of Mgmt For For For Supermajority Requirement Regarding Removal of Directors 13 Elimination of Mgmt For For For Supermajority Requirement to Amend Article Regarding Removal of Directors 14 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Flowserve Corporation Ticker Security ID: Meeting Date Meeting Status FLS CUSIP 34354P105 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Mark A. Blinn Mgmt For For For 1.2 Elect Leif E. Darner Mgmt For For For 1.3 Elect Gayla J. Delly Mgmt For For For 1.4 Elect Lynn L. Elsenhans Mgmt For For For 1.5 Elect Roger L. Fix Mgmt For Withhold Against 1.6 Elect John R. Friedery Mgmt For For For 1.7 Elect Joe E. Harlan Mgmt For For For 1.8 Elect Rick J. Mills Mgmt For For For 1.9 Elect David E. Mgmt For For For Roberts, Jr. 1.10 Elect William C. Mgmt For For For Rusnack 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Fluor Corporation Ticker Security ID: Meeting Date Meeting Status FLR CUSIP 343412102 05/05/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Peter K. Barker Mgmt For For For 2 Elect Alan M. Bennett Mgmt For For For 3 Elect Rosemary T. Mgmt For For For Berkery 4 Elect Peter J. Fluor Mgmt For For For 5 Elect Deborah D. Mgmt For For For McWhinney 6 Elect Armando J. Mgmt For For For Olivera 7 Elect Joseph W. Prueher Mgmt For For For 8 Elect Matthew K. Rose Mgmt For For For 9 Elect David T. Seaton Mgmt For For For 10 Elect Nader H. Sultan Mgmt For For For 11 Elect Lynn C. Swann Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 15 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions -------------------------------------------------------------------------------- FMC Corporation Ticker Security ID: Meeting Date Meeting Status FMC CUSIP 302491303 04/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Pierre R. Mgmt For For For Brondeau 2 Elect Eduardo E. Mgmt For For For Cordeiro 3 Elect G. Peter D'Aloia Mgmt For For For 4 Elect C. Scott Greer Mgmt For For For 5 Elect K'Lynne Johnson Mgmt For For For 6 Elect Dirk A. Mgmt For For For Kempthorne 7 Elect Paul J. Norris Mgmt For For For 8 Elect Robert C. Pallash Mgmt For For For 9 Elect William H. Powell Mgmt For For For 10 Elect Vincent R. Volpe Mgmt For For For Jr. 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Giving Preference to Share Repurchases -------------------------------------------------------------------------------- FMC Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status FTI CUSIP 30249U101 05/06/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Clarence P. Mgmt For For For Cazalot, Jr. 2 Elect Eleazar de Mgmt For For For Carvalho Filho 3 Elect C. Maury Devine Mgmt For For For 4 Elect Claire S. Farley Mgmt For For For 5 Elect John T. Gremp Mgmt For For For 6 Elect Thomas Hamilton Mgmt For For For 7 Elect Peter Mellbye Mgmt For For For 8 Elect Joseph H. Mgmt For For For Netherland 9 Elect Peter Oosterveer Mgmt For For For 10 Elect Richard A. Mgmt For For For Pattarozzi 11 Elect Kay G. Priestly Mgmt For For For 12 Elect James M. Ringler Mgmt For For For 13 Ratification of Auditor Mgmt For Against Against 14 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Ford Motor Company Ticker Security ID: Meeting Date Meeting Status F CUSIP 345370860 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Stephen G. Butler Mgmt For For For 2 Elect Kimberly A. Mgmt For For For Casiano 3 Elect Anthony F. Mgmt For For For Earley, Jr. 4 Elect Mark Fields Mgmt For For For 5 Elect Edsel B. Ford II Mgmt For For For 6 Elect William Clay Mgmt For For For Ford, Jr. 7 Elect James H. Hance, Mgmt For For For Jr. 8 Elect William W. Mgmt For For For Helman IV 9 Elect Jon M. Huntsman, Mgmt For For For Jr. 10 Elect William E. Mgmt For For For Kennard 11 Elect John C. Mgmt For For For Lechleiter 12 Elect Ellen R. Marram Mgmt For For For 13 Elect Gerald L. Shaheen Mgmt For For For 14 Elect John L. Thornton Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Amendment to Tax Mgmt For For For Benefit Preservation Plan 18 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 19 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting -------------------------------------------------------------------------------- Franklin Resources, Inc. Ticker Security ID: Meeting Date Meeting Status BEN CUSIP 354613101 02/17/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Peter K. Barker Mgmt For For For 2 Elect Mariann Mgmt For For For Byerwalter 3 Elect Charles E. Mgmt For For For Johnson 4 Elect Gregory E. Mgmt For For For Johnson 5 Elect Rupert H. Mgmt For For For Johnson, Jr. 6 Elect Mark C. Pigott Mgmt For For For 7 Elect Chutta Mgmt For For For Ratnathicam 8 Elect Laura Stein Mgmt For For For 9 Elect Seth H. Waugh Mgmt For For For 10 Elect Geoffrey Y. Yang Mgmt For For For 11 Ratification of Mgmt For For For PricewaterhouseCoopers 12 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Voting Practices -------------------------------------------------------------------------------- Freeport-McMoRan Inc. Ticker Security ID: Meeting Date Meeting Status FCX CUSIP 35671D857 06/08/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Richard C. Mgmt For For For Adkerson 1.2 Elect Gerald J. Ford Mgmt For For For 1.3 Elect Lydia H. Kennard Mgmt For For For 1.4 Elect Andrew Langham Mgmt For For For 1.5 Elect Jon C. Madonna Mgmt For For For 1.6 Elect Courtney Mather Mgmt For For For 1.7 Elect Dustan E. McCoy Mgmt For For For 1.8 Elect Frances Fragos Mgmt For For For Townsend 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Adoption of Proxy Mgmt For For For Access 5 Increase in Authorized Mgmt For For For Common Stock 6 Amendment to Articles Mgmt For For For Regarding Removal of Directors 7 2016 Stock Incentive Mgmt For For For Plan 8 Shareholder Proposal ShrHoldr Against Against For Regarding Enhanced Oil Recovery -------------------------------------------------------------------------------- Frontier Communications Corporation Ticker Security ID: Meeting Date Meeting Status FTR CUSIP 35906A108 05/11/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Leroy T. Barnes, Mgmt For For For Jr. 1.2 Elect Peter C. B. Bynoe Mgmt For For For 1.3 Elect Diana S. Ferguson Mgmt For For For 1.4 Elect Edward Fraioli Mgmt For For For 1.5 Elect Daniel J. Mgmt For For For McCarthy 1.6 Elect Pamela D.A. Reeve Mgmt For For For 1.7 Elect Virginia P. Mgmt For For For Ruesterholz 1.8 Elect Howard L. Schrott Mgmt For For For 1.9 Elect Larraine D. Segil Mgmt For For For 1.10 Elect Mark S. Shapiro Mgmt For For For 1.11 Elect Myron A. Wick, Mgmt For For For III 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Gap Inc. Ticker Security ID: Meeting Date Meeting Status GPS CUSIP 364760108 05/17/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Domenico De Sole Mgmt For For For 2 Elect Robert J. Fisher Mgmt For For For 3 Elect William S. Fisher Mgmt For For For 4 Elect Tracy Gardner Mgmt For For For 5 Elect Isabella D. Goren Mgmt For For For 6 Elect Bob L. Martin Mgmt For For For 7 Elect Jorge P. Montoya Mgmt For For For 8 Elect Arthur Peck Mgmt For For For 9 Elect Mayo A. Shattuck Mgmt For For For III 10 Elect Katherine Tsang Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approval of the Mgmt For For For Amendment and Restatement of the 2011 Long-Term Incentive Plan -------------------------------------------------------------------------------- Garmin Ltd. Ticker Security ID: Meeting Date Meeting Status GRMN CUSIP H2906T109 06/10/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Andrew Etkind as Mgmt For For For the ad hoc Chairman of the Annual Meeting 2 Approval of the 2015 Mgmt For For For Annual Report and Consolidated Financial Statements 3 Appropriation of Mgmt For For For available earnings 4 Payment of cash Mgmt For For For dividend 5 Ratification of Board Mgmt For For For Acts 6 Elect Donald H. Eller Mgmt For Against Against 7 Elect Joseph J. Mgmt For For For Hartnett 8 Elect Min H. Kao Mgmt For For For 9 Elect Charles W. Peffer Mgmt For For For 10 Elect Clifton A. Pemble Mgmt For For For 11 Elect Rebecca R. Tilden Mgmt For For For 12 Elect Min H. Kao as Mgmt For Against Against Executive Chairman of the Board of Directors 13 Elect Donald H. Eller Mgmt For Against Against as Compesation Committee Member 14 Elect Joseph J. Mgmt For For For Hartnett as Compesation Committee Member 15 Elect Charles W. Mgmt For For For Peffer as Compesation Committee Member 16 Elect Rebecca R. Mgmt For For For Tilden as Compesation Committee Member 17 Appointment of Mgmt For For For Independent Proxy 18 Appointment of Auditor Mgmt For For For 19 Advisory Vote on Mgmt For For For Executive Compensation 20 Approval of Maximum Mgmt For For For Aggregate Compensation for the Executive Management 21 Approval of Maximum Mgmt For For For Aggregate Compensation for the Board of Directors 22 Amendment to Par Value Mgmt For For For 23 Cancellation of Mgmt For For For Formation Shares -------------------------------------------------------------------------------- General Dynamics Corporation Ticker Security ID: Meeting Date Meeting Status GD CUSIP 369550108 05/04/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mary T. Barra Mgmt For For For 2 Elect Nicholas D. Mgmt For For For Chabraja 3 Elect James S. Crown Mgmt For For For 4 Elect Rudy F. deLeon Mgmt For For For 5 Elect William P. Fricks Mgmt For For For 6 Elect John M. Keane Mgmt For For For 7 Elect Lester L. Lyles Mgmt For For For 8 Elect Mark M. Malcolm Mgmt For For For 9 Elect James N. Mattis Mgmt For For For 10 Elect Phebe N. Mgmt For For For Novakovic 11 Elect William A. Osborn Mgmt For For For 12 Elect Laura J. Mgmt For For For Schumacher 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Executive Annual Mgmt For Against Against Incentive Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Giving Preference to Share Repurchases -------------------------------------------------------------------------------- General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Sebastien Bazin Mgmt For For For 2 Elect W. Geoffrey Mgmt For For For Beattie 3 Elect John J. Brennan Mgmt For For For 4 Elect Francisco D'Souza Mgmt For For For 5 Elect Marijn E. Dekkers Mgmt For For For 6 Elect Peter B. Henry Mgmt For For For 7 Elect Susan Hockfield Mgmt For For For 8 Elect Jeffrey R. Immelt Mgmt For For For 9 Elect Andrea Jung Mgmt For For For 10 Elect Robert W. Lane Mgmt For For For 11 Elect Rochelle B. Mgmt For For For Lazarus 12 Elect Lowell C. McAdam Mgmt For For For 13 Elect James J. Mulva Mgmt For For For 14 Elect James E. Rohr Mgmt For For For 15 Elect Mary L. Schapiro Mgmt For For For 16 Elect James S. Tisch Mgmt For For For 17 Advisory Vote on Mgmt For For For Executive Compensation 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 21 Shareholder Proposal ShrHoldr Against Against For Regarding Holy Land Principles 22 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 23 Shareholder Proposal ShrHoldr Against Against For Regarding Performance-Based Equity Compensation 24 Shareholder Proposal ShrHoldr Against Against For Regarding Human Rights Review -------------------------------------------------------------------------------- General Growth Properties, Inc. Ticker Security ID: Meeting Date Meeting Status GGP CUSIP 370023103 05/17/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Richard B. Clark Mgmt For For For 2 Elect Mary Lou Fiala Mgmt For For For 3 Elect J. Bruce Flatt Mgmt For For For 4 Elect John K. Haley Mgmt For For For 5 Elect Daniel B. Hurwitz Mgmt For For For 6 Elect Brian W. Kingston Mgmt For For For 7 Elect Sandeep Mathrani Mgmt For For For 8 Elect David J. Mgmt For For For Neithercut 9 Elect Mark R. Patterson Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- General Mills, Inc. Ticker Security ID: Meeting Date Meeting Status GIS CUSIP 370334104 09/29/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Bradbury H. Mgmt For For For Anderson 2 Elect R. Kerry Clark Mgmt For For For 3 Elect David M. Cordani Mgmt For For For 4 Elect Paul Danos Mgmt For For For 5 Elect Henrietta H. Fore Mgmt For For For 6 Elect Heidi G. Miller Mgmt For For For 7 Elect Steve Odland Mgmt For For For 8 Elect Kendall J. Powell Mgmt For For For 9 Elect Michael D. Rose Mgmt For For For 10 Elect Robert L. Ryan Mgmt For For For 11 Elect Dorothy A. Mgmt For For For Terrell 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- General Motors Co. Ticker Security ID: Meeting Date Meeting Status GM CUSIP 37045V100 06/07/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Joseph J. Ashton Mgmt For For For 2 Elect Mary T. Barra Mgmt For For For 3 Elect Linda R. Gooden Mgmt For For For 4 Elect Joseph Jimenez Mgmt For For For 5 Elect Kathryn V. Mgmt For For For Marinello 6 Elect Jane L. Mendillo Mgmt For For For 7 Elect Michael G. Mullen Mgmt For For For 8 Elect James J. Mulva Mgmt For For For 9 Elect Patricia F. Russo Mgmt For Against Against 10 Elect Thomas M. Schoewe Mgmt For For For 11 Elect Theodore M. Solso Mgmt For For For 12 Elect Carol M. Mgmt For For For Stephenson 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Holy Land Principles -------------------------------------------------------------------------------- Genuine Parts Company Ticker Security ID: Meeting Date Meeting Status GPC CUSIP 372460105 04/25/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Mary B. Bullock Mgmt For For For 1.2 Elect Elizabeth W. Camp Mgmt For For For 1.3 Elect Paul D. Donahue Mgmt For For For 1.4 Elect Gary P. Fayard Mgmt For For For 1.5 Elect Thomas C. Mgmt For For For Gallagher 1.6 Elect John R. Holder Mgmt For For For 1.7 Elect Donna W. Hyland Mgmt For For For 1.8 Elect John D. Johns Mgmt For For For 1.9 Elect Robert C. Mgmt For For For Loudermilk, Jr. 1.10 Elect Wendy B. Needham Mgmt For For For 1.11 Elect Jerry W. Nix Mgmt For For For 1.12 Elect Gary W. Rollins Mgmt For For For 1.13 Elect E. Jenner Wood Mgmt For For For III 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/11/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John F. Cogan Mgmt For For For 2 Elect Kevin E. Lofton Mgmt For For For 3 Elect John W. Madigan Mgmt For For For 4 Elect John C. Martin Mgmt For For For 5 Elect John F. Milligan Mgmt For For For 6 Elect Nicholas G. Moore Mgmt For For For 7 Elect Richard J. Mgmt For For For Whitley 8 Elect Gayle E. Wilson Mgmt For For For 9 Elect Per Wold-Olsen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the Code Mgmt For For For Section 162(m) Bonus Plan 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent -------------------------------------------------------------------------------- Goldman Sachs Group Inc. Ticker Security ID: Meeting Date Meeting Status GS CUSIP 38141G104 05/20/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lloyd C. Mgmt For For For Blankfein 2 Elect M. Michele Burns Mgmt For For For 3 Elect Gary D. Cohn Mgmt For For For 4 Elect Mark Flaherty Mgmt For For For 5 Elect William W. George Mgmt For For For 6 Elect James A. Johnson Mgmt For For For 7 Elect Lakshmi N. Mittal Mgmt For For For 8 Elect Adebayo O. Mgmt For For For Ogunlesi 9 Elect Peter Oppenheimer Mgmt For For For 10 Elect Debora L. Spar Mgmt For For For 11 Elect Mark E. Tucker Mgmt For For For 12 Elect David A. Viniar Mgmt For For For 13 Elect Mark O. Winkelman Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Government Service Vesting 17 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions 18 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Chairman -------------------------------------------------------------------------------- H&R Block, Inc. Ticker Security ID: Meeting Date Meeting Status HRB CUSIP 093671105 09/10/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Paul J. Brown Mgmt For For For 2 Elect William C. Cobb Mgmt For For For 3 Elect Robert A. Gerard Mgmt For For For 4 Elect Richard A. Mgmt For For For Johnson 5 Elect David B. Lewis Mgmt For For For 6 Elect Victoria J. Reich Mgmt For For For 7 Elect Bruce C. Rohde Mgmt For For For 8 Elect Tom D. Seip Mgmt For For For 9 Elect Christianna Wood Mgmt For For For 10 Elect James F. Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Halliburton Company Ticker Security ID: Meeting Date Meeting Status HAL CUSIP 406216101 05/18/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Abdulaziz F. Al Mgmt For For For Khayyal 2 Elect Alan M. Bennett Mgmt For For For 3 Elect James R. Boyd Mgmt For For For 4 Elect Milton Carroll Mgmt For Against Against 5 Elect Nance K. Dicciani Mgmt For For For 6 Elect Murry S. Gerber Mgmt For For For 7 Elect Jose C. Grubisich Mgmt For For For 8 Elect David J. Lesar Mgmt For For For 9 Elect Robert A. Malone Mgmt For For For 10 Elect J. Landis Martin Mgmt For For For 11 Elect Jeffrey A. Miller Mgmt For For For 12 Elect Debra L. Reed Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Hanesbrands Inc. Ticker Security ID: Meeting Date Meeting Status HBI CUSIP 410345102 04/25/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Bobby J. Griffin Mgmt For For For 2 Elect James C. Johnson Mgmt For For For 3 Elect Jessica T. Mgmt For For For Mathews 4 Elect Franck J. Moison Mgmt For For For 5 Elect Robert F. Moran Mgmt For For For 6 Elect Ronald L. Nelson Mgmt For For For 7 Elect Richard A. Noll Mgmt For For For 8 Elect Andrew J. Mgmt For For For Schindler 9 Elect David V. Singer Mgmt For For For 10 Elect Ann E. Ziegler Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Harley-Davidson, Inc. Ticker Security ID: Meeting Date Meeting Status HOG CUSIP 412822108 04/30/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect R. John Anderson Mgmt For For For 1.2 Elect Michael J. Cave Mgmt For For For 1.3 Elect Donald A. James Mgmt For For For 1.4 Elect Matthew S. Mgmt For For For Levatich 1.5 Elect Sara L. Levinson Mgmt For For For 1.6 Elect N. Thomas Mgmt For For For Linebarger 1.7 Elect George L. Miles, Mgmt For For For Jr. 1.8 Elect James A. Norling Mgmt For For For 1.9 Elect Jochen Zeitz Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For Against Against -------------------------------------------------------------------------------- Harman International Industries, Incorporated Ticker Security ID: Meeting Date Meeting Status HAR CUSIP 413086109 12/09/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Adriane M. Brown Mgmt For For For 2 Elect John W. Diercksen Mgmt For For For 3 Elect Ann McLaughlin Mgmt For For For Korologos 4 Elect Edward H. Meyer Mgmt For For For 5 Elect Robert Nail Mgmt For For For 6 Elect Dinesh C. Paliwal Mgmt For For For 7 Elect Abraham N. Mgmt For For For Reichental 8 Elect Kenneth M. Reiss Mgmt For For For 9 Elect Hellene S. Mgmt For For For Runtagh 10 Elect Frank Sklarsky Mgmt For For For 11 Elect Gary G. Steel Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2012 Mgmt For For For Stock Option and Incentive Plan 14 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Harris Corporation Ticker Security ID: Meeting Date Meeting Status HRS CUSIP 413875105 10/23/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect William M. Brown Mgmt For For For 2 Elect Peter W. Mgmt For For For Chiarelli 3 Elect Thomas A. Dattilo Mgmt For For For 4 Elect Terry D. Growcock Mgmt For For For 5 Elect Lewis Hay, III Mgmt For For For 6 Elect Vyomesh Joshi Mgmt For For For 7 Elect Karen Katen Mgmt For For For 8 Elect Leslie F. Kenne Mgmt For For For 9 Elect David B. Rickard Mgmt For For For 10 Elect James C. Stoffel Mgmt For For For 11 Elect Gregory T. Mgmt For For For Swienton 12 Elect Hansel E. Tookes Mgmt For Against Against II 13 Advisory Vote on Mgmt For For For Executive Compensation 14 2015 Equity Incentive Mgmt For For For Plan 15 Annual Incentive Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Hartford Financial Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status HIG CUSIP 416515104 05/18/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert B. Mgmt For For For Allardice, III 2 Elect Trevor Fetter Mgmt For For For 3 Elect Kathryn A. Mgmt For For For Mikells 4 Elect Michael G. Morris Mgmt For For For 5 Elect Thomas A. Renyi Mgmt For For For 6 Elect Julie G. Mgmt For For For Richardson 7 Elect Teresa W. Mgmt For For For Roseborough 8 Elect Virginia P. Mgmt For For For Ruesterholz 9 Elect Charles B. Mgmt For For For Strauss 10 Elect Christopher J. Mgmt For For For Swift 11 Elect H. Patrick Mgmt For Against Against Swygert 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation -------------------------------------------------------------------------------- Hasbro, Inc. Ticker Security ID: Meeting Date Meeting Status HAS CUSIP 418056107 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Basil L. Anderson Mgmt For For For 2 Elect Alan R. Batkin Mgmt For For For 3 Elect Kenneth A. Mgmt For For For Bronfin 4 Elect Michael R. Burns Mgmt For For For 5 Elect Crispin Davis Mgmt For For For 6 Elect Lisa Gersh Mgmt For For For 7 Elect Brian D. Goldner Mgmt For For For 8 Elect Alan G. Mgmt For For For Hassenfeld 9 Elect Tracy A. Leinbach Mgmt For For For 10 Elect Edward M. Philip Mgmt For For For 11 Elect Richard S. Mgmt For For For Stoddart 12 Elect Linda K. Zecher Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- HCA Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HCA CUSIP 40412C101 04/28/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect R. Milton Johnson Mgmt For For For 2 Elect Robert J. Dennis Mgmt For For For 3 Elect Nancy-Ann DeParle Mgmt For For For 4 Elect Thomas F. Frist Mgmt For For For III 5 Elect William R. Frist Mgmt For For For 6 Elect Charles O. Mgmt For For For Holliday 7 Elect Ann H. Lamont Mgmt For For For 8 Elect Jay O. Light Mgmt For For For 9 Elect Geoffrey G. Mgmt For For For Meyers 10 Elect Michael W. Mgmt For For For Michelson 11 Elect Wayne J. Riley Mgmt For For For 12 Elect John W. Rowe Mgmt For For For 13 Re-Approval of 2006 Mgmt For For For Stock Incentive Plan for Key Employees for the Purposes of Section 162(m) 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Majority Vote for Election of Directors -------------------------------------------------------------------------------- HCP, Inc. Ticker Security ID: Meeting Date Meeting Status HCP CUSIP 40414L109 04/28/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Brian G. Mgmt For For For Cartwright 2 Elect Christine N. Mgmt For For For Garvey 3 Elect David B. Henry Mgmt For For For 4 Elect James P. Hoffmann Mgmt For For For 5 Elect Lauralee E. Mgmt For For For Martin 6 Elect Michael D. McKee Mgmt For For For 7 Elect Peter L. Rhein Mgmt For For For 8 Elect Joseph P. Mgmt For For For Sullivan 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Helmerich & Payne, Inc. Ticker Security ID: Meeting Date Meeting Status HP CUSIP 423452101 03/02/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect William L. Mgmt For For For Armstrong 2 Elect Randy A. Foutch Mgmt For For For 3 Elect Hans Helmerich Mgmt For For For 4 Elect John W. Lindsay Mgmt For For For 5 Elect Paula Marshall Mgmt For For For 6 Elect Thomas A. Petrie Mgmt For For For 7 Elect Donald F. Mgmt For For For Robillard, Jr. 8 Elect Francis Rooney Mgmt For For For 9 Elect Edward B. Rust, Mgmt For For For Jr. 10 Elect John D. Zeglis Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 2016 Omnibus Incentive Mgmt For For For Plan -------------------------------------------------------------------------------- Henry Schein, Inc. Ticker Security ID: Meeting Date Meeting Status HSIC CUSIP 806407102 05/31/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Barry J. Alperin Mgmt For For For 2 Elect Lawrence S. Bacow Mgmt For For For 3 Elect Gerald A. Mgmt For For For Benjamin 4 Elect Stanley M. Mgmt For For For Bergman 5 Elect James P. Mgmt For For For Breslawski 6 Elect Paul Brons Mgmt For For For 7 Elect Joseph L. Herring Mgmt For For For 8 Elect Donald J. Kabat Mgmt For For For 9 Elect Kurt P. Kuehn Mgmt For For For 10 Elect Philip A. Laskawy Mgmt For For For 11 Elect Mark E. Mlotek Mgmt For For For 12 Elect Steven Paladino Mgmt For For For 13 Elect Carol Raphael Mgmt For For For 14 Elect E. Dianne Rekow Mgmt For For For 15 Elect Bradley T. Mgmt For For For Sheares 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Hess Corporation Ticker Security ID: Meeting Date Meeting Status HES CUSIP 42809H107 05/04/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Rodney F. Chase Mgmt For For For 2 Elect Terrence J. Mgmt For For For Checki 3 Elect John B. Hess Mgmt For For For 4 Elect Edith E. Holiday Mgmt For For For 5 Elect Risa Mgmt For For For Lavizzo-Mourey 6 Elect David McManus Mgmt For For For 7 Elect Kevin O. Meyers Mgmt For For For 8 Elect John H. Mullin, Mgmt For For For III 9 Elect James H. Quigley Mgmt For For For 10 Elect Fredric G. Mgmt For For For Reynolds 11 Elect William G. Mgmt For For For Schrader 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Approval of the 2016 Mgmt For For For Performance Incentive Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Stranded Asset Risk -------------------------------------------------------------------------------- Hewlett Packard Enterprise Company Ticker Security ID: Meeting Date Meeting Status HPE CUSIP 42824C109 03/23/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Daniel Ammann Mgmt For For For 2 Elect Marc L. Mgmt For For For Andreessen 3 Elect Michael J. Mgmt For For For Angelakis 4 Elect Leslie A. Brun Mgmt For For For 5 Elect Pamela L. Carter Mgmt For For For 6 Elect Klaus Kleinfeld Mgmt For For For 7 Elect Raymond J. Lane Mgmt For For For 8 Elect Ann M. Livermore Mgmt For For For 9 Elect Raymond E. Ozzie Mgmt For For For 10 Elect Gary M. Reiner Mgmt For For For 11 Elect Patricia F. Russo Mgmt For For For 12 Elect Lip-Bu Tan Mgmt For Against Against 13 Elect Margaret C. Mgmt For For For Whitman 14 Elect Mary Agnes Mgmt For For For Wilderotter 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation -------------------------------------------------------------------------------- Honeywell International Inc. Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/25/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect William S. Ayer Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David M. Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet F. Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Clive Hollick Mgmt For For For 9 Elect Grace D. Lieblein Mgmt For For For 10 Elect George Paz Mgmt For For For 11 Elect Bradley T. Mgmt For For For Sheares 12 Elect Robin L. Mgmt For For For Washington 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 2016 Stock Incentive Mgmt For For For Plan 16 Approval of 2016 Stock Mgmt For For For Plan for Non-Employee Directors 17 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 18 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report -------------------------------------------------------------------------------- Hormel Foods Corporation Ticker Security ID: Meeting Date Meeting Status HRL CUSIP 440452100 01/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Gary C. Bhojwani Mgmt For For For 1.2 Elect Terrell K. Crews Mgmt For For For 1.3 Elect Jeffrey M. Mgmt For For For Ettinger 1.4 Elect Jody H. Feragen Mgmt For For For 1.5 Elect Glenn S. Forbes Mgmt For For For 1.6 Elect Stephen M. Lacy Mgmt For For For 1.7 Elect John L. Morrison Mgmt For For For 1.8 Elect Elsa A. Murano Mgmt For For For 1.9 Elect Robert C. Mgmt For For For Nakasone 1.10 Elect Susan K. Mgmt For For For Nestegard 1.11 Elect Dakota A. Pippins Mgmt For For For 1.12 Elect Christopher J. Mgmt For For For Policinski 1.13 Elect Sally J. Smith Mgmt For For For 1.14 Elect James P. Snee Mgmt For For For 1.15 Elect Steven A. White Mgmt For For For 2 Stock Split Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman -------------------------------------------------------------------------------- Host Hotels and Resorts, Inc. Ticker Security ID: Meeting Date Meeting Status HST CUSIP 44107P104 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mary L. Baglivo Mgmt For For For 2 Elect Sheila C. Bair Mgmt For For For 3 Elect Terence C. Golden Mgmt For For For 4 Elect Ann McLaughlin Mgmt For For For Korologos 5 Elect Richard E. Mgmt For For For Marriott 6 Elect John B. Morse, Mgmt For For For Jr. 7 Elect Walter C. Mgmt For For For Rakowich 8 Elect Gordon H. Smith Mgmt For For For 9 Elect W. Edward Walter Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to Charter Mgmt For For For Providing Shareholder to Amend Bylaws 13 Amendment to Charter Mgmt For For For Reducing the Special Meeting Threshold 14 Employee Stock Mgmt For For For Purchase Plan -------------------------------------------------------------------------------- HP Inc. Ticker Security ID: Meeting Date Meeting Status HPQ CUSIP 40434L105 04/04/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Aida M. Alvarez Mgmt For For For 2 Elect Shumeet Banerji Mgmt For For For 3 Elect Carl Bass Mgmt For For For 4 Elect Robert R. Bennett Mgmt For For For 5 Elect Charles V. Bergh Mgmt For For For 6 Elect Stacy Mgmt For For For Brown-Philpot 7 Elect Stephanie A. Mgmt For For For Burns 8 Elect Mary Anne Citrino Mgmt For For For 9 Elect Rajiv L. Gupta Mgmt For For For 10 Elect Stacey J. Mobley Mgmt For For For 11 Elect Subra Suresh Mgmt For For For 12 Elect Dion J. Weisler Mgmt For For For 13 Elect Margaret C. Mgmt For For For Whitman 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Elimination of Mgmt For For For Cumulative Voting -------------------------------------------------------------------------------- Humana Inc. Ticker Security ID: Meeting Date Meeting Status HUM CUSIP 444859102 04/21/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Kurt J. Hilzinger Mgmt For For For 2 Elect Bruce D. Mgmt For For For Broussard 3 Elect Frank A. D'Amelio Mgmt For For For 4 Elect W. Roy Dunbar Mgmt For For For 5 Elect David A. Jones Mgmt For For For Jr. 6 Elect William J. Mgmt For For For McDonald 7 Elect William E. Mgmt For For For Mitchell 8 Elect David B. Nash Mgmt For For For 9 Elect James J. O'Brien Mgmt For For For 10 Elect Marissa T. Mgmt For For For Peterson 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Humana Inc. Ticker Security ID: Meeting Date Meeting Status HUM CUSIP 444859102 10/19/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting 3 Advisory Vote on Mgmt For For For Golden Parachutes -------------------------------------------------------------------------------- Humana Inc. Ticker Security ID: Meeting Date Meeting Status HUM CUSIP 444859102 10/19/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting 3 Advisory Vote on Mgmt For For For Golden Parachutes -------------------------------------------------------------------------------- Huntington Bancshares Incorporated Ticker Security ID: Meeting Date Meeting Status HBAN CUSIP 446150104 04/21/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Ann B. Crane Mgmt For For For 1.2 Elect Steven G. Elliott Mgmt For For For 1.3 Elect Michael J. Endres Mgmt For For For 1.4 Elect John B. Gerlach, Mgmt For For For Jr. 1.5 Elect Peter J. Kight Mgmt For For For 1.6 Elect Jonathan A. Levy Mgmt For For For 1.7 Elect Eddie R. Munson Mgmt For For For 1.8 Elect Richard W. Neu Mgmt For For For 1.9 Elect David L. Porteous Mgmt For Withhold Against 1.10 Elect Kathleen H. Mgmt For For For Ransier 1.11 Elect Stephen D. Mgmt For For For Steinour 2 Approval of Management Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Huntington Bancshares Incorporated Ticker Security ID: Meeting Date Meeting Status HBAN CUSIP 446150104 06/13/2016 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For -------------------------------------------------------------------------------- Illinois Tool Works Inc. Ticker Security ID: Meeting Date Meeting Status ITW CUSIP 452308109 05/06/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Daniel J. Brutto Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect James W. Griffith Mgmt For For For 4 Elect Richard H. Lenny Mgmt For For For 5 Elect Robert S. Mgmt For For For Morrison 6 Elect E. Scott Santi Mgmt For For For 7 Elect James A. Skinner Mgmt For For For 8 Elect David B. Smith, Mgmt For For For Jr. 9 Elect Pamela B. Strobel Mgmt For For For 10 Elect Kevin M. Warren Mgmt For For For 11 Elect Anre D. Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Right to Call a Mgmt For For For Special Meeting 15 Re-approval of the Mgmt For For For 2011 Cash Incentive Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Excluding Share Repurchases in Executive Compensation -------------------------------------------------------------------------------- Illumina, Inc. Ticker Security ID: Meeting Date Meeting Status ILMN CUSIP 452327109 05/18/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Frances Arnold Mgmt For For For 2 Elect Francis deSouza Mgmt For For For 3 Elect Karin Eastham Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratify the Retention Mgmt For Against Against of the Company's Supermajority Requirements -------------------------------------------------------------------------------- Ingersoll-Rand Plc Ticker Security ID: Meeting Date Meeting Status IR CUSIP G47791101 06/02/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ann C. Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Elaine L. Chao Mgmt For For For 4 Elect Jared L. Cohon Mgmt For For For 5 Elect Gary D. Forsee Mgmt For For For 6 Elect Constance J. Mgmt For For For Horner 7 Elect Linda P. Hudson Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Myles P. Lee Mgmt For For For 10 Elect John P. Surma Mgmt For For For 11 Elect Richard J. Swift Mgmt For For For 12 Elect Tony L. White Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Appointment of Auditor Mgmt For For For and Authority to Set Fees 15 Authority to Issue Mgmt For For For Shares with Preemptive Rights 16 Authority to Issue Mgmt For For For Shares Without Preemptive Rights 17 Authority to Set Price Mgmt For For For Range for the Issuance of Treasury Shares 18 Amendment to Articles Mgmt For For For to Implement Proxy Access 19 Amendments to Articles Mgmt For For For (Irish Companies Act 2014) 20 Amendments to Mgmt For For For Memorandum (Irish Companies Act 2014) 21 Plurality Voting Mgmt For For For Standard for Contested Elections 22 Grant the Board Sole Mgmt For For For Authority to Determine Board Size -------------------------------------------------------------------------------- Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Charlene Mgmt For For For Barshefsky 2 Elect Aneel Bhusri Mgmt For For For 3 Elect Andy D. Bryant Mgmt For For For 4 Elect John J. Donahoe Mgmt For For For 5 Elect Reed E. Hundt Mgmt For For For 6 Elect Brian M. Krzanich Mgmt For For For 7 Elect James D. Plummer Mgmt For For For 8 Elect David S. Pottruck Mgmt For For For 9 Elect Frank D. Yeary Mgmt For For For 10 Elect David B. Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Holy Land Principles 14 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 15 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions -------------------------------------------------------------------------------- Intercontinental Exchange, Inc. Ticker Security ID: Meeting Date Meeting Status ICE CUSIP 45866F104 05/13/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Charles R. Crisp Mgmt For For For 2 Elect Jean-Marc Forneri Mgmt For For For 3 Elect Lord Hague of Mgmt For For For Richmond 4 Elect Fred W. Hatfield Mgmt For For For 5 Elect Frederic V. Mgmt For For For Salerno 6 Elect Jeffrey C. Mgmt For For For Sprecher 7 Elect Judith A. Mgmt For For For Sprieser 8 Elect Vincent Tese Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report -------------------------------------------------------------------------------- International Business Machines Corporation Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Kenneth I. Mgmt For For For Chenault 2 Elect Michael L. Eskew Mgmt For Against Against 3 Elect David N. Farr Mgmt For For For 4 Elect Mark Fields Mgmt For For For 5 Elect Alex Gorsky Mgmt For For For 6 Elect Shirley Ann Mgmt For For For Jackson 7 Elect Andrew N. Liveris Mgmt For For For 8 Elect W. James Mgmt For For For McNerney, Jr. 9 Elect Hutham S. Olayan Mgmt For For For 10 Elect James W. Owens Mgmt For For For 11 Elect Virginia M. Mgmt For For For Rometty 12 Elect Joan E. Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Peter R. Voser Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 19 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman -------------------------------------------------------------------------------- International Flavors & Fragrances Inc. Ticker Security ID: Meeting Date Meeting Status IFF CUSIP 459506101 05/02/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Marcello V. Mgmt For For For Bottoli 2 Elect Linda B. Buck Mgmt For For For 3 Elect Michael L. Ducker Mgmt For For For 4 Elect David R. Epstein Mgmt For For For 5 Elect Roger W. Mgmt For For For Ferguson, Jr. 6 Elect John F. Ferraro Mgmt For For For 7 Elect Andreas Fibig Mgmt For For For 8 Elect Christina A. Gold Mgmt For For For 9 Elect Henry W. Howell, Mgmt For For For Jr. 10 Elect Katherine M. Mgmt For For For Hudson 11 Elect Dale Morrison Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- International Paper Company Ticker Security ID: Meeting Date Meeting Status IP CUSIP 460146103 05/09/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David J. Bronczek Mgmt For For For 2 Elect William J. Burns Mgmt For For For 3 Elect Ahmet C. Dorduncu Mgmt For For For 4 Elect Ilene S. Gordon Mgmt For For For 5 Elect Jay L. Johnson Mgmt For For For 6 Elect Stacey J. Mobley Mgmt For For For 7 Elect Joan E. Spero Mgmt For For For 8 Elect Mark S. Sutton Mgmt For For For 9 Elect John L. Mgmt For For For Townsend, III 10 Elect William G. Walter Mgmt For For For 11 Elect J. Steven Whisler Mgmt For For For 12 Elect Ray G. Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Interpublic Group of Companies, Inc. Ticker Security ID: Meeting Date Meeting Status IPG CUSIP 460690100 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jocelyn E. Mgmt For For For Carter-Miller 2 Elect Deborah G. Mgmt For For For Ellinger 3 Elect H. John Greeniaus Mgmt For For For 4 Elect Mary J. Steele Mgmt For For For Guilfoile 5 Elect Dawn E. Hudson Mgmt For For For 6 Elect William T. Kerr Mgmt For For For 7 Elect Henry S. Miller Mgmt For For For 8 Elect Jonathan F. Mgmt For For For Miller 9 Elect Michael I. Roth Mgmt For For For 10 Elect David M. Thomas Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approval of the Mgmt For For For Employee Stock Purchase Plan 14 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access 15 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman -------------------------------------------------------------------------------- Intuit Inc. Ticker Security ID: Meeting Date Meeting Status INTU CUSIP 461202103 01/21/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Eve Burton Mgmt For For For 2 Elect Scott D. Cook Mgmt For For For 3 Elect Richard Dalzell Mgmt For For For 4 Elect Diane B. Greene Mgmt For For For 5 Elect Suzanne Nora Mgmt For For For Johnson 6 Elect Dennis D. Powell Mgmt For For For 7 Elect Brad D. Smith Mgmt For For For 8 Elect Jeff Weiner Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Intuitive Surgical, Inc. Ticker Security ID: Meeting Date Meeting Status ISRG CUSIP 46120E602 04/21/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Craig H. Barratt Mgmt For For For 1.2 Elect Michael A. Mgmt For For For Friedman 1.3 Elect Gary S. Guthart Mgmt For For For 1.4 Elect Amal M. Johnson Mgmt For For For 1.5 Elect Keith R. Mgmt For For For Leonard, Jr. 1.6 Elect Alan J. Levy Mgmt For For For 1.7 Elect Mark J. Rubash Mgmt For For For 1.8 Elect Lonnie M. Smith Mgmt For For For 1.9 Elect George Stalk Jr. Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 2010 Mgmt For Against Against Incentive Award Plan -------------------------------------------------------------------------------- Invesco Ltd. Ticker Security ID: Meeting Date Meeting Status IVZ CUSIP G491BT108 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Joseph R. Canion Mgmt For For For 2 Elect Martin L. Mgmt For For For Flanagan 3 Elect C. Robert Mgmt For For For Henrikson 4 Elect Ben F. Johnson Mgmt For For For III 5 Elect Edward P. Mgmt For For For Lawrence 6 Elect Sir Nigel Mgmt For For For Sheinwald 7 Elect Phoebe A. Wood Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 2016 Global Equity Mgmt For For For Incentive Plan 10 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Iron Mountain Incorporated Ticker Security ID: Meeting Date Meeting Status IRM CUSIP 46284V101 06/17/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jennifer Allerton Mgmt For For For 2 Elect Ted R. Antenucci Mgmt For For For 3 Elect Pamela M. Arway Mgmt For For For 4 Elect Clarke H. Bailey Mgmt For For For 5 Elect Neil G. Chatfield Mgmt For For For 6 Elect Kent P. Dauten Mgmt For For For 7 Elect Paul F. Deninger Mgmt For For For 8 Elect Per-Kristian Mgmt For For For Halvorsen 9 Elect William L. Meaney Mgmt For For For 10 Elect Wendy J. Murdock Mgmt For For For 11 Elect Walter C. Mgmt For For For Rakowich 12 Elect Alfred J. Mgmt For For For Verrecchia 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Iron Mountain Incorporated Ticker Security ID: Meeting Date Meeting Status IRM CUSIP 46284V101 11/19/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting -------------------------------------------------------------------------------- J.B. Hunt Transport Services, Inc. Ticker Security ID: Meeting Date Meeting Status JBHT CUSIP 445658107 04/21/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Douglas G. Duncan Mgmt For For For 2 Elect Francesca M. Mgmt For For For Edwardson 3 Elect Wayne Garrison Mgmt For For For 4 Elect Sharilyn S. Mgmt For For For Gasaway 5 Elect Gary C. George Mgmt For For For 6 Elect Bryan Hunt Mgmt For For For 7 Elect Coleman H. Mgmt For For For Peterson 8 Elect John N. Roberts Mgmt For For For III 9 Elect James L. Robo Mgmt For For For 10 Elect Kirk Thompson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against For Against Regarding Adopting Sexual Orientation and Gender Identity and Expression Anti-Bias Policy -------------------------------------------------------------------------------- J.M. Smucker Co. Ticker Security ID: Meeting Date Meeting Status SJM CUSIP 832696405 08/12/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Vincent C. Byrd Mgmt For For For 2 Elect Paul J. Dolan Mgmt For For For 3 Elect Nancy Lopez Mgmt For For For Knight 4 Elect Elizabeth Valk Mgmt For For For Long 5 Elect Gary A. Oatey Mgmt For For For 6 Elect Sandra Pianalto Mgmt For For For 7 Elect Alex Shumate Mgmt For For For 8 Elect Mark T. Smucker Mgmt For For For 9 Elect Timothy P. Mgmt For For For Smucker 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 2010 Equity and Mgmt For For For Incentive Compensation Plan 13 Shareholder Proposal ShrHoldr Against Against For Regarding Increase in Renewable Energy Sourcing -------------------------------------------------------------------------------- Jacobs Engineering Group Inc. Ticker Security ID: Meeting Date Meeting Status JEC CUSIP 469814107 01/28/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Joseph R. Bronson Mgmt For For For 2 Elect Juan Jose Suarez Mgmt For For For Coppel 3 Elect Robert C. Mgmt For For For Davidson, Jr. 4 Elect Steven J. Mgmt For For For Demetriou 5 Elect Ralph E. Eberhart Mgmt For For For 6 Elect Dawne S. Hickton Mgmt For For For 7 Elect Peter J. Mgmt For For For Robertson 8 Elect Noel G. Watson Mgmt For For For 9 Amendment to the 1999 Mgmt For For For Outside Director Stock Plan 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation -------------------------------------------------------------------------------- Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/28/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mary C. Beckerle Mgmt For For For 2 Elect D. Scott Davis Mgmt For For For 3 Elect Ian E.L. Davis Mgmt For For For 4 Elect Alex Gorsky Mgmt For For For 5 Elect Susan L. Mgmt For For For Lindquist 6 Elect Mark B. McClellan Mgmt For For For 7 Elect Anne M. Mulcahy Mgmt For For For 8 Elect William D. Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect A. Eugene Mgmt For For For Washington 11 Elect Ronald A. Mgmt For For For Williams 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Giving Preference to Share Repurchases 15 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Take-Back Programs for Unused Medicines -------------------------------------------------------------------------------- Johnson Controls, Inc. Ticker Security ID: Meeting Date Meeting Status JCI CUSIP 478366107 01/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect David P. Abney Mgmt For For For 1.2 Elect Natalie A. Black Mgmt For Withhold Against 1.3 Elect Julie L. Bushman Mgmt For For For 1.4 Elect Raymond L. Conner Mgmt For For For 1.5 Elect Richard Goodman Mgmt For For For 1.6 Elect Jeffrey A. Mgmt For For For Joerres 1.7 Elect William H. Lacy Mgmt For For For 1.8 Elect Alex A. Mgmt For For For Molinaroli 1.9 Elect Juan Pablo del Mgmt For For For Valle Perochena 1.10 Elect Mark P. Vergnano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/17/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Linda B. Bammann Mgmt For For For 2 Elect James A. Bell Mgmt For For For 3 Elect Crandall C. Mgmt For For For Bowles 4 Elect Stephen B. Burke Mgmt For For For 5 Elect James S. Crown Mgmt For For For 6 Elect James Dimon Mgmt For For For 7 Elect Timothy P. Flynn Mgmt For For For 8 Elect Laban P. Mgmt For For For Jackson, Jr. 9 Elect Michael A. Neal Mgmt For For For 10 Elect Lee R. Raymond Mgmt For For For 11 Elect William C. Weldon Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 15 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions 16 Shareholder Proposal ShrHoldr Against Against For Regarding Government Service Vesting 17 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Shareholder Value Committee 18 Shareholder Proposal ShrHoldr Against Against For Regarding Amendment to Clawback Policy 19 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Social Factors -------------------------------------------------------------------------------- Juniper Networks, Inc. Ticker Security ID: Meeting Date Meeting Status JNPR CUSIP 48203R104 05/25/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert M. Mgmt For For For Calderoni 2 Elect Gary J Daichendt Mgmt For For For 3 Elect Kevin DeNuccio Mgmt For For For 4 Elect James Dolce Mgmt For For For 5 Elect Mercedes Johnson Mgmt For For For 6 Elect Scott Kriens Mgmt For For For 7 Elect Rahul Merchant Mgmt For For For 8 Elect Rami Rahim Mgmt For For For 9 Elect Pradeep Sindhu Mgmt For For For 10 Elect William Stensrud Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Mgmt For For For Performance Bonus Plan 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Vote -------------------------------------------------------------------------------- Kansas City Southern Ticker Security ID: Meeting Date Meeting Status KSU CUSIP 485170302 05/05/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lu M. Cordova Mgmt For For For 2 Elect Terrence P. Dunn Mgmt For For For 3 Elect Antonio O. Mgmt For For For Garza, Jr. 4 Elect David Francisco Mgmt For For For Garza-Santos 5 Elect Thomas A. Mgmt For For For McDonnell 6 Elect David L. Starling Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Approval of the Annual Mgmt For For For Incentive Plan for Purposes of IRS Code Section 162(m) 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Kellogg Company Ticker Security ID: Meeting Date Meeting Status K CUSIP 487836108 04/29/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Mary Laschinger Mgmt For For For 1.2 Elect Cynthia H. Mgmt For For For Milligan 1.3 Elect Carolyn Tastad Mgmt For For For 1.4 Elect Noel Wallace Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr For For For Regarding Cage Free Eggs 5 Shareholder Proposal ShrHoldr Against For Against Regarding Eliminating Supermajority Provisions -------------------------------------------------------------------------------- Keurig Green Mountain, Inc. Ticker Security ID: Meeting Date Meeting Status GMCR CUSIP 49271M100 02/24/2016 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting -------------------------------------------------------------------------------- Keycorp Ticker Security ID: Meeting Date Meeting Status KEY CUSIP 493267108 03/23/2016 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For 2 Preferred Mgmt For For For Shareholders' Right to Call Special Meetings 3 Require Preferred Mgmt For For For Shareholders' Approval for Certain Amendments 4 Require Preferred Mgmt For For For Shareholders' Approval for Certain Transactions 5 Change in Board Size Mgmt For For For 6 Right to Adjourn Mgmt For For For Meeting -------------------------------------------------------------------------------- Keycorp Ticker Security ID: Meeting Date Meeting Status KEY CUSIP 493267108 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Bruce D. Mgmt For For For Broussard 2 Elect Joseph A. Mgmt For For For Carrabba 3 Elect Charles P. Cooley Mgmt For For For 4 Elect Alexander M. Mgmt For For For Cutler 5 Elect H. James Dallas Mgmt For For For 6 Elect Elizabeth R. Gile Mgmt For For For 7 Elect Ruth Ann M. Mgmt For For For Gillis 8 Elect William G. Mgmt For For For Gisel, Jr. 9 Elect Richard J. Hipple Mgmt For For For 10 Elect Kristen L. Manos Mgmt For For For 11 Elect Beth E. Mooney Mgmt For For For 12 Elect Demos Parneros Mgmt For For For 13 Elect Barbara R. Snyder Mgmt For For For 14 Elect David K. Wilson Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Approval of the 2016 Mgmt For For For Annual Performance Plan 18 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman -------------------------------------------------------------------------------- Kimberly-Clark Corporation Ticker Security ID: Meeting Date Meeting Status KMB CUSIP 494368103 05/04/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John F. Bergstrom Mgmt For For For 2 Elect Abelardo E. Bru Mgmt For For For 3 Elect Robert W. Decherd Mgmt For For For 4 Elect Thomas J. Falk Mgmt For For For 5 Elect Fabian T. Garcia Mgmt For For For 6 Elect Mae C. Jemison Mgmt For For For 7 Elect James M. Jenness Mgmt For For For 8 Elect Nancy J. Karch Mgmt For For For 9 Elect Ian C. Read Mgmt For For For 10 Elect Marc J. Shapiro Mgmt For For For 11 Elect Michael D. White Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Reapproval of Mgmt For For For Performance Goals Under the 2011 Equity Participation Plan 15 Amendment to the 2011 Mgmt For For For Outside Directors' Compensation Plan -------------------------------------------------------------------------------- Kimco Realty Corporation Ticker Security ID: Meeting Date Meeting Status KIM CUSIP 49446R109 04/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Milton Cooper Mgmt For For For 2 Elect Philip E. Mgmt For For For Coviello 3 Elect Richard G. Dooley Mgmt For Against Against 4 Elect Conor C. Flynn Mgmt For For For 5 Elect Joe Grills Mgmt For For For 6 Elect Frank Lourenso Mgmt For For For 7 Elect Colombe M. Mgmt For For For Nicholas 8 Elect Richard Saltzman Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Kinder Morgan, Inc. Ticker Security ID: Meeting Date Meeting Status KMI CUSIP 49456B101 05/10/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Richard D. Kinder Mgmt For For For 1.2 Elect Steven J. Kean Mgmt For For For 1.3 Elect Ted A. Gardner Mgmt For Withhold Against 1.4 Elect Anthony W. Hall, Mgmt For For For Jr. 1.5 Elect Gary L. Hultquist Mgmt For For For 1.6 Elect Ronald L. Kuehn, Mgmt For For For Jr. 1.7 Elect Deborah A. Mgmt For For For Macdonald 1.8 Elect Michael C. Morgan Mgmt For For For 1.9 Elect Arthur C. Mgmt For For For Reichstetter 1.10 Elect Fayez S. Sarofim Mgmt For For For 1.11 Elect C. Park Shaper Mgmt For For For 1.12 Elect William A. Smith Mgmt For For For 1.13 Elect Joel V. Staff Mgmt For For For 1.14 Elect Robert F. Vagt Mgmt For For For 1.15 Elect Perry M. Waughtal Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Response to Climate Change Policy 4 Shareholder Proposal ShrHoldr Against For Against Regarding Methane Emissions Reporting 5 Shareholder Proposal ShrHoldr Against For Against Regarding Sustainability Reporting 6 Shareholder Proposal ShrHoldr Against Against For Regarding Board Diversity -------------------------------------------------------------------------------- KLA-Tencor Corporation Ticker Security ID: Meeting Date Meeting Status KLAC CUSIP 482480100 02/19/2016 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting 3 Advisory Vote on Mgmt For For For Golden Parachutes 4 Approval of extension Mgmt For For For of the Outside Director Accelerated Vesting Policy -------------------------------------------------------------------------------- KLA-Tencor Corporation Ticker Security ID: Meeting Date Meeting Status KLAC CUSIP 482480100 11/04/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Edward W. Mgmt For Against Against Barnholt 2 Elect Robert M. Mgmt For For For Calderoni 3 Elect John T. Dickson Mgmt For For For 4 Elect Emiko Higashi Mgmt For For For 5 Elect Kevin J. Kennedy Mgmt For For For 6 Elect Gary B. Moore Mgmt For For For 7 Elect Kiran M. Patel Mgmt For For For 8 Elect Robert A. Rango Mgmt For For For 9 Elect Richard P. Mgmt For For For Wallace 10 Elect David C. Wang Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Kohl's Corporation Ticker Security ID: Meeting Date Meeting Status KSS CUSIP 500255104 05/11/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven A. Burd Mgmt For For For 3 Elect Dale E. Jones Mgmt For For For 4 Elect Kevin Mansell Mgmt For For For 5 Elect Jonas Prising Mgmt For For For 6 Elect John E. Schlifske Mgmt For For For 7 Elect Frank V. Sica Mgmt For For For 8 Elect Stephanie A. Mgmt For For For Streeter 9 Elect Nina G. Vaca Mgmt For For For 10 Elect Stephen E. Watson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Re-approval of the Mgmt For For For Annual Incentive Plan 14 Re-approval of the Mgmt For For For 2010 Long-Term Compensation Plan 15 Shareholder Proposal ShrHoldr Against Against For Recoupment of Unearned Bonuses -------------------------------------------------------------------------------- Kraft Foods Group Inc. Ticker Security ID: Meeting Date Meeting Status KRFT CUSIP 50076Q106 07/01/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting -------------------------------------------------------------------------------- Kraft Heinz Company Ticker Security ID: Meeting Date Meeting Status KHC CUSIP 500754106 04/21/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Gregory E. Abel Mgmt For For For 2 Elect Alexandre Behring Mgmt For Against Against 3 Elect Warren E. Buffett Mgmt For For For 4 Elect John T. Cahill Mgmt For For For 5 Elect Tracy Britt Cool Mgmt For For For 6 Elect Jeanne P. Jackson Mgmt For Against Against 7 Elect Jorge Paulo Mgmt For Against Against Lemann 8 Elect Mackey J. Mgmt For For For McDonald 9 Elect John C. Pope Mgmt For Against Against 10 Elect Marcel Herrmann Mgmt For Against Against Telles 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 13 Approval of 2016 Mgmt For For For Omnibus Incentive Plan 14 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Kroger Co. Ticker Security ID: Meeting Date Meeting Status KR CUSIP 501044101 06/23/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Nora. A. Mgmt For For For Aufreiter 2 Elect Robert D. Beyer Mgmt For For For 3 Elect Anne Gates Mgmt For For For 4 Elect Susan J. Kropf Mgmt For For For 5 Elect W. Rodney Mgmt For For For McMullen 6 Elect Jorge P. Montoya Mgmt For For For 7 Elect Clyde R. Moore Mgmt For For For 8 Elect Susan M. Phillips Mgmt For For For 9 Elect James A. Runde Mgmt For For For 10 Elect Ronald L. Sargent Mgmt For For For 11 Elect Bobby S. Mgmt For For For Shackouls 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Human Rights Report 15 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting on the Use of Non-Recyclable Packaging 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Renewable Energy Sourcing 17 Shareholder Proposal ShrHoldr Against Against For Regarding Giving Preference to Share Repurchases -------------------------------------------------------------------------------- L Brands, Inc. Ticker Security ID: Meeting Date Meeting Status LB CUSIP 501797104 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Dennis S. Hersch Mgmt For For For 2 Elect David T. Kollat Mgmt For For For 3 Elect Leslie H. Wexner Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Mgmt For For For Supermajority Requirement 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- L-3 Communications Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status LLL CUSIP 502424104 05/03/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Claude R. Mgmt For For For Canizares 2 Elect Thomas A. Mgmt For For For Corcoran 3 Elect Ann E. Dunwoody Mgmt For For For 4 Elect Lewis Kramer Mgmt For For For 5 Elect Robert B. Millard Mgmt For For For 6 Elect Lloyd W. Newton Mgmt For For For 7 Elect Vincent Pagano, Mgmt For For For Jr. 8 Elect H. Hugh Shelton Mgmt For For For 9 Elect Arthur L. Simon Mgmt For For For 10 Elect Michael T. Mgmt For For For Strianese 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2008 Mgmt For For For Long Term Performance Plan 14 Elimination of the Mgmt For For For Company's Holding Company Structure 15 Shareholder Proposal ShrHoldr N/A For N/A Regarding Simple Majority Vote -------------------------------------------------------------------------------- Laboratory Corporation of America Holdings Ticker Security ID: Meeting Date Meeting Status LH CUSIP 50540R409 05/11/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Kerrii B. Mgmt For For For Anderson 2 Elect Jean-Luc Mgmt For For For Belingard 3 Elect D. Gary Gilliland Mgmt For For For 4 Elect David P. King Mgmt For For For 5 Elect Garheng Kong Mgmt For For For 6 Elect Robert E. Mgmt For For For Mittelstaedt, Jr. 7 Elect Peter M. Neupert Mgmt For For For 8 Elect Richelle P. Mgmt For For For Parham 9 Elect Adam H. Schechter Mgmt For For For 10 Elect R. Sanders Mgmt For For For Williams 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Approval of the 2016 Mgmt For For For Omnibus Incentive Plan 13 Approval of the 2016 Mgmt For For For Employee Stock Purchase Plan 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Zika Virus Report -------------------------------------------------------------------------------- Lam Research Corporation Ticker Security ID: Meeting Date Meeting Status LRCX CUSIP 512807108 02/19/2016 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting 3 Increase of Authorized Mgmt For For For Common Stock -------------------------------------------------------------------------------- Lam Research Corporation Ticker Security ID: Meeting Date Meeting Status LRCX CUSIP 512807108 11/04/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Martin B. Anstice Mgmt For For For 1.2 Elect Eric K. Brandt Mgmt For For For 1.3 Elect Michael R. Cannon Mgmt For For For 1.4 Elect Youssef A. Mgmt For For For El-Mansy 1.5 Elect Christine A. Mgmt For For For Heckart 1.6 Elect Catherine P. Lego Mgmt For For For 1.7 Elect Stephen G. Mgmt For For For Newberry 1.8 Elect Krishna Saraswat Mgmt For For For 1.9 Elect Abhijit Y. Mgmt For For For Talwalkar 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2004 Mgmt For For For Executive Incentive Plan 4 2015 Stock Incentive Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Legg Mason, Inc. Ticker Security ID: Meeting Date Meeting Status LM CUSIP 524901105 07/28/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Robert E. Mgmt For For For Angelica 1.2 Elect Carol Anthony Mgmt For For For Davidson 1.3 Elect Barry W. Huff Mgmt For For For 1.4 Elect Dennis M. Kass Mgmt For For For 1.5 Elect Cheryl G. Mgmt For For For Krongard 1.6 Elect John V. Murphy Mgmt For For For 1.7 Elect John H. Myers Mgmt For For For 1.8 Elect W. Allen Reed Mgmt For For For 1.9 Elect Margaret Milner Mgmt For For For Richardson 1.10 Elect Kurt L. Schmoke Mgmt For For For 1.11 Elect Joseph A. Mgmt For For For Sullivan 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Leggett & Platt, Incorporated Ticker Security ID: Meeting Date Meeting Status LEG CUSIP 524660107 05/17/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert E. Brunner Mgmt For For For 2 Elect Robert G. Culp, Mgmt For For For III 3 Elect R. Ted Enloe, III Mgmt For For For 4 Elect Manuel A. Mgmt For For For Fernandez 5 Elect Matthew C. Mgmt For For For Flanigan 6 Elect Karl G. Glassman Mgmt For For For 7 Elect Joseph W. Mgmt For For For McClanathan 8 Elect Judy C. Odom Mgmt For For For 9 Elect Phoebe A. Wood Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Lennar Corporation Ticker Security ID: Meeting Date Meeting Status LEN CUSIP 526057104 04/13/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Irving Bolotin Mgmt For For For 1.2 Elect Steven L. Gerard Mgmt For For For 1.3 Elect Theron I. Gilliam Mgmt For For For 1.4 Elect Sherrill W. Mgmt For For For Hudson 1.5 Elect Sidney Lapidus Mgmt For For For 1.6 Elect Teri P. McClure Mgmt For For For 1.7 Elect Stuart A. Miller Mgmt For For For 1.8 Elect Armando J. Mgmt For For For Olivera 1.9 Elect Jeffrey A. Mgmt For For For Sonnenfeld 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2016 Equity Incentive Mgmt For Against Against Plan 5 2016 Incentive Mgmt For Against Against Compensation Plan 6 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization -------------------------------------------------------------------------------- Leucadia National Corporation Ticker Security ID: Meeting Date Meeting Status LUK CUSIP 527288104 05/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Linda L. Adamany Mgmt For For For 2 Elect Robert D. Beyer Mgmt For For For 3 Elect Francisco L. Mgmt For For For Borges 4 Elect W. Patrick Mgmt For For For Campbell 5 Elect Brian P. Friedman Mgmt For For For 6 Elect Richard B. Mgmt For For For Handler 7 Elect Robert E. Joyal Mgmt For For For 8 Elect Jeffrey C. Keil Mgmt For For For 9 Elect Michael T. O'Kane Mgmt For For For 10 Elect Stuart H. Reese Mgmt For For For 11 Elect Joseph S. Mgmt For For For Steinberg 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Level 3 Communications, Inc. Ticker Security ID: Meeting Date Meeting Status LVLT CUSIP 52729N308 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James O. Ellis, Mgmt For For For Jr. 2 Elect Jeff K. Storey Mgmt For For For 3 Elect Kevin P. Chilton Mgmt For For For 4 Elect Steven T. Clontz Mgmt For For For 5 Elect Irene M. Esteves Mgmt For For For 6 Elect T. Michael Glenn Mgmt For For For 7 Elect Spencer B. Hays Mgmt For For For 8 Elect Michael J. Mgmt For For For Mahoney 9 Elect Kevin W. Mooney Mgmt For For For 10 Elect Peter Seah Lim Mgmt For For For Huat 11 Elect Peter H. van Mgmt For For For Oppen 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to Provide Mgmt For For For for Removal of Directors Without Cause 14 Ratify the Company's Mgmt For Against Against Exclusive Forum Bylaw 15 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Lincoln National Corporation Ticker Security ID: Meeting Date Meeting Status LNC CUSIP 534187109 05/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect William H. Mgmt For For For Cunningham 2 Elect George W. Mgmt For For For Henderson, III 3 Elect Eric G. Johnson Mgmt For For For 4 Elect M. Leanne Lachman Mgmt For For For 5 Elect William P. Payne Mgmt For For For 6 Elect Patrick S. Mgmt For For For Pittard 7 Elect Isaiah Tidwell Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote -------------------------------------------------------------------------------- Linear Technology Corporation Ticker Security ID: Meeting Date Meeting Status LLTC CUSIP 535678106 11/04/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert H. Mgmt For For For Swanson, Jr. 2 Elect Lothar Maier Mgmt For For For 3 Elect Arthur C. Agnos Mgmt For For For 4 Elect John J. Gordon Mgmt For For For 5 Elect David S. Lee Mgmt For For For 6 Elect Richard M. Moley Mgmt For For For 7 Elect Thomas S. Volpe Mgmt For For For 8 Amendment to 2005 Mgmt For For For Employee Stock Purchase Plan 9 Advisory Vote on Mgmt For Against Against Executive Compensation 10 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Lockheed Martin Corporation Ticker Security ID: Meeting Date Meeting Status LMT CUSIP 539830109 04/28/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Daniel F. Akerson Mgmt For For For 2 Elect Nolan D. Mgmt For For For Archibald 3 Elect Rosalind G. Mgmt For For For Brewer 4 Elect David B. Burritt Mgmt For For For 5 Elect Bruce A. Carlson Mgmt For For For 6 Elect James O. Ellis, Mgmt For For For Jr. 7 Elect Thomas J. Falk Mgmt For For For 8 Elect Marillyn A. Mgmt For For For Hewson 9 Elect James M. Loy Mgmt For For For 10 Elect Joseph W. Ralston Mgmt For For For 11 Elect Anne L. Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Re-approval of the Mgmt For For For 2011 Incentive Performance Award Plan for the Purposes of Section 162(m) 15 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting -------------------------------------------------------------------------------- Loews Corporation Ticker Security ID: Meeting Date Meeting Status L CUSIP 540424108 05/10/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lawrence S. Bacow Mgmt For For For 2 Elect Ann E. Berman Mgmt For For For 3 Elect Joseph L. Bower Mgmt For For For 4 Elect Charles D. Mgmt For For For Davidson 5 Elect Charles M. Diker Mgmt For For For 6 Elect Jacob A. Frenkel Mgmt For For For 7 Elect Paul J. Fribourg Mgmt For For For 8 Elect Walter L. Harris Mgmt For For For 9 Elect Philip A. Laskawy Mgmt For For For 10 Elect Ken Miller Mgmt For For For 11 Elect Andrew H. Tisch Mgmt For For For 12 Elect James S. Tisch Mgmt For For For 13 Elect Jonathan M. Tisch Mgmt For For For 14 Elect Anthony Welters Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 2016 Incentive Mgmt For For For Compensation Plan -------------------------------------------------------------------------------- Lowe's Companies, Inc. Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 05/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect Angela F. Braly Mgmt For For For 1.3 Elect Sandra B. Cochran Mgmt For For For 1.4 Elect Laurie Z. Douglas Mgmt For For For 1.5 Elect Richard W. Mgmt For For For Dreiling 1.6 Elect Robert L. Johnson Mgmt For Withhold Against 1.7 Elect Marshall O. Mgmt For For For Larsen 1.8 Elect James H Morgan Mgmt For For For 1.9 Elect Robert A. Niblock Mgmt For For For 1.10 Elect Bertram L. Scott Mgmt For For For 1.11 Elect Eric C. Wiseman Mgmt For For For 2 Approval of the 2016 Mgmt For For For Annual Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report 6 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- LyondellBasell Industries N.V. Ticker Security ID: Meeting Date Meeting Status LYB CUSIP N53745100 05/11/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jacques Aigrain Mgmt For For For 2 Elect Lincoln Benet Mgmt For For For 3 Elect Nance K. Dicciani Mgmt For For For 4 Elect Bruce A. Smith Mgmt For For For 5 Elect Thomas Aebischer Mgmt For For For 6 Elect Dan Coombs Mgmt For For For 7 Elect James D. Mgmt For For For Guilfoyle 8 Adoption of Dutch Mgmt For For For Statutory Annual Accounts for 2015 9 Discharge From Mgmt For For For Liability of Members of the Management 10 Discharge from Mgmt For For For Liability of Members of the Supervisory Board 11 Appointment of Auditor Mgmt For For For 12 Appointment of Mgmt For For For PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts 13 Allocation of Dividends Mgmt For For For 14 Advisory Vote Mgmt For For For Approving Executive Compensation 15 Authority of Mgmt For For For Management Board to Repurchase Shares -------------------------------------------------------------------------------- M and T Bank Corporation Ticker Security ID: Meeting Date Meeting Status MTB CUSIP 55261F104 04/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Brent D. Baird Mgmt For Withhold Against 1.2 Elect C. Angela Mgmt For For For Bontempo 1.3 Elect Robert T. Brady Mgmt For For For 1.4 Elect T. Jefferson Mgmt For For For Cunningham, III 1.5 Elect Mark J. Czarnecki Mgmt For For For 1.6 Elect Gary N. Geisel Mgmt For For For 1.7 Elect Richard A. Grossi Mgmt For For For 1.8 Elect John D. Hawke Jr. Mgmt For For For 1.9 Elect Patrick W. E. Mgmt For For For Hodgson 1.10 Elect Richard G. King Mgmt For For For 1.11 Elect Newton P.S. Mgmt For For For Merrill 1.12 Elect Melinda R. Rich Mgmt For For For 1.13 Elect Robert E. Mgmt For For For Sadler, Jr. 1.14 Elect Denis J. Salamone Mgmt For For For 1.15 Elect Herbert L. Mgmt For For For Washington 1.16 Elect Robert G. Wilmers Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Macerich Company Ticker Security ID: Meeting Date Meeting Status MAC CUSIP 554382101 05/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John H. Mgmt For For For Alschuler, Jr. 2 Elect Arthur M. Coppola Mgmt For For For 3 Elect Edward C. Coppola Mgmt For For For 4 Elect Steven R. Hash Mgmt For For For 5 Elect Fred S. Hubbell Mgmt For For For 6 Elect Diana M. Laing Mgmt For For For 7 Elect Mason G. Ross Mgmt For For For 8 Elect Steven L. Mgmt For For For Soboroff 9 Elect Andrea M. Stephen Mgmt For For For 10 Elect John M. Sullivan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2003 Mgmt For For For Equity Incentive Plan -------------------------------------------------------------------------------- Macy's Inc. Ticker Security ID: Meeting Date Meeting Status M CUSIP 55616P104 05/20/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Francis S. Blake Mgmt For For For 2 Elect Stephen F. Mgmt For For For Bollenbach 3 Elect John A. Bryant Mgmt For For For 4 Elect Deirdre P. Mgmt For For For Connelly 5 Elect Leslie D. Hale Mgmt For For For 6 Elect William H. Mgmt For For For Lenehan 7 Elect Sara L. Levinson Mgmt For For For 8 Elect Terry J. Lundgren Mgmt For For For 9 Elect Joyce M. Roche Mgmt For For For 10 Elect Paul C. Varga Mgmt For For For 11 Elect Craig E. Mgmt For For For Weatherup 12 Elect Marna C. Mgmt For For For Whittington 13 Elect Annie A. Mgmt For For For Young-Scrivner 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Mallinckrodt plc Ticker Security ID: Meeting Date Meeting Status MNK CUSIP G5785G107 03/16/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Melvin D. Booth Mgmt For For For 2 Elect David R. Carlucci Mgmt For For For 3 Elect J. Martin Carroll Mgmt For For For 4 Elect Diane H. Gulyas Mgmt For For For 5 Elect Nancy S. Lurker Mgmt For For For 6 Elect JoAnn A. Reed Mgmt For For For 7 Elect Angus C. Russell Mgmt For For For 8 Elect Virgil D. Mgmt For For For Thompson 9 Elect Mark C. Trudeau Mgmt For For For 10 Elect Kneeland C. Mgmt For For For Youngblood 11 Elect Joseph A. Mgmt For For For Zaccagnino 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of the 2016 Mgmt For For For Employee Stock Purchase Plan 15 Authority to Mgmt For For For Repurchase Shares 16 Authority to Determine Mgmt For For For Reissue Price for Treasury Shares -------------------------------------------------------------------------------- Marathon Oil Corporation Ticker Security ID: Meeting Date Meeting Status MRO CUSIP 565849106 05/25/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Gaurdie E. Mgmt For For For Banister, Jr. 2 Elect Gregory H. Boyce Mgmt For For For 3 Elect Chadwick C. Mgmt For For For Deaton 4 Elect Marcela E. Mgmt For For For Donadio 5 Elect Philip Lader Mgmt For For For 6 Elect Michael E.J. Mgmt For For For Phelps 7 Elect Dennis H. Reilley Mgmt For For For 8 Elect Lee M. Tillman Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Approval of the 2016 Mgmt For For For Incentive Compensation Plan -------------------------------------------------------------------------------- Marathon Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status MPC CUSIP 56585A102 04/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect B. Evan Bayh III Mgmt For For For 1.2 Elect Charles E. Bunch Mgmt For Withhold Against 1.3 Elect Frank M Semple Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access 5 Shareholder Proposal ShrHoldr Against Against For Regarding Safety and Environmental Incidents 6 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions -------------------------------------------------------------------------------- Marriott International, Inc. Ticker Security ID: Meeting Date Meeting Status MAR CUSIP 571903202 04/08/2016 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting -------------------------------------------------------------------------------- Marriott International, Inc. Ticker Security ID: Meeting Date Meeting Status MAR CUSIP 571903202 05/06/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect J.W. Marriott, Mgmt For For For Jr. 2 Elect Mary K. Bush Mgmt For For For 3 Elect Deborah Marriott Mgmt For For For Harrison 4 Elect Frederick A. Mgmt For For For Henderson 5 Elect Lawrence W. Mgmt For For For Kellner 6 Elect Debra L. Lee Mgmt For For For 7 Elect George Munoz Mgmt For For For 8 Elect Steven S. Mgmt For For For Reinemund 9 Elect W. Mitt Romney Mgmt For For For 10 Elect Arne M. Sorenson Mgmt For For For 11 Elect Susan C. Schwab Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote -------------------------------------------------------------------------------- Marsh & McLennan Companies, Inc. Ticker Security ID: Meeting Date Meeting Status MMC CUSIP 571748102 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Oscar Fanjul Mgmt For For For Martin 2 Elect Daniel S. Glaser Mgmt For For For 3 Elect H. Edward Hanway Mgmt For For For 4 Elect Elaine La Roche Mgmt For For For 5 Elect Maria Silvia Mgmt For For For Bastos Marques 6 Elect Steven A. Mills Mgmt For For For 7 Elect Bruce P. Nolop Mgmt For For For 8 Elect Marc D. Oken Mgmt For For For 9 Elect Morton O. Mgmt For For For Schapiro 10 Elect Lloyd M. Yates Mgmt For For For 11 Elect R. David Yost Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Martin Marietta Materials, Inc. Ticker Security ID: Meeting Date Meeting Status MLM CUSIP 573284106 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect C. Howard Nye Mgmt For For For 2 Elect Laree E. Perez Mgmt For For For 3 Elect Dennis L. Rediker Mgmt For For For 4 Elect Donald W. Slager Mgmt For For For 5 Repeal of Classified Mgmt For For For Board 6 Ratification of Auditor Mgmt For For For 7 Amendment to Stock Mgmt For For For Based Award Plan 8 Approval of Executive Mgmt For For For Cash Incentive Plan 9 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Masco Corporation Ticker Security ID: Meeting Date Meeting Status MAS CUSIP 574599106 05/09/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Donald R. Parfet Mgmt For For For 2 Elect Lisa A. Payne Mgmt For For For 3 Elect Reginald M. Mgmt For For For Turner, Jr. 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- MasterCard Incorporated Ticker Security ID: Meeting Date Meeting Status MA CUSIP 57636Q104 06/28/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Richard Mgmt For For For Haythornthwaite 2 Elect Ajay Banga Mgmt For For For 3 Elect Silvio Barzi Mgmt For For For 4 Elect David R. Carlucci Mgmt For For For 5 Elect Steven J. Mgmt For For For Freiberg 6 Elect Julius Mgmt For For For Genachowski 7 Elect Merit E. Janow Mgmt For For For 8 Elect Nancy J. Karch Mgmt For For For 9 Elect Oki Matsumoto Mgmt For For For 10 Elect Rima Qureshi Mgmt For For For 11 Elect Jose Octavio Mgmt For For For Reyes Lagunes 12 Elect Jackson P. Tai Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Mattel, Inc. Ticker Security ID: Meeting Date Meeting Status MAT CUSIP 577081102 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael J. Dolan Mgmt For For For 2 Elect Trevor A. Edwards Mgmt For For For 3 Elect Frances D. Mgmt For Against Against Fergusson 4 Elect Ann Lewnes Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant M. Prabhu Mgmt For For For 7 Elect Dean Scarborough Mgmt For For For 8 Elect Christopher A. Mgmt For For For Sinclair 9 Elect Dirk Van de Put Mgmt For For For 10 Elect Kathy White Loyd Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman -------------------------------------------------------------------------------- McDonald's Corporation Ticker Security ID: Meeting Date Meeting Status MCD CUSIP 580135101 05/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lloyd H. Dean Mgmt For For For 2 Elect Stephen J. Mgmt For For For Easterbrook 3 Elect Robert A. Eckert Mgmt For For For 4 Elect Margaret H. Mgmt For For For Georgiadis 5 Elect Enrique Mgmt For For For Hernandez, Jr. 6 Elect Jeanne P. Jackson Mgmt For For For 7 Elect Richard H. Lenny Mgmt For For For 8 Elect Walter E. Massey Mgmt For For For 9 Elect John Mulligan Mgmt For For For 10 Elect Sheila A. Penrose Mgmt For For For 11 Elect John W. Rogers, Mgmt For For For Jr. 12 Elect Miles D. White Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 17 Shareholder Proposal ShrHoldr Against Against For Regarding Holy Land Principles 18 Shareholder Proposal ShrHoldr Against Against For Regarding Use of Antibiotics 19 Shareholder Proposal ShrHoldr Against Against For Regarding Report of Values in Political Spending (1) 20 Shareholder Proposal ShrHoldr Against Against For Regarding Report of Values in Political Spending (2) -------------------------------------------------------------------------------- McGraw Hill Financial, Inc. Ticker Security ID: Meeting Date Meeting Status MHFI CUSIP 580645109 04/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Sir Winfried Mgmt For For For Bischoff 2 Elect William D. Green Mgmt For For For 3 Elect Charles E. Mgmt For For For Haldeman, Jr. 4 Elect Rebecca Jacoby Mgmt For For For 5 Elect Hilda Mgmt For For For Ochoa-Brillembourg 6 Elect Douglas L. Mgmt For For For Peterson 7 Elect Sir Michael Rake Mgmt For For For 8 Elect Edward B. Rust, Mgmt For For For Jr. 9 Elect Kurt L. Schmoke Mgmt For For For 10 Elect Richard E. Mgmt For For For Thornburgh 11 Company Name Change Mgmt For For For 12 Reduce the Required Mgmt For For For Minimum Number of Directors from 12 Members to 8 Members. 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Mckesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q103 07/29/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Andy D. Bryant Mgmt For For For 2 Elect Wayne A. Budd Mgmt For For For 3 Elect N. Anthony Coles Mgmt For For For 4 Elect John H. Mgmt For For For Hammergren 5 Elect Alton F. Irby III Mgmt For For For 6 Elect M. Christine Mgmt For For For Jacobs 7 Elect Donald R. Knauss Mgmt For For For 8 Elect Marie L. Knowles Mgmt For For For 9 Elect David M. Lawrence Mgmt For For For 10 Elect Edward A. Mueller Mgmt For For For 11 Elect Susan R. Salka Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Reapproval of the Mgmt For For For Management Cash Incentive Plan 15 Adoption of Proxy Mgmt For For For Access Bylaw 16 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control -------------------------------------------------------------------------------- Mead Johnson Nutrition Company Ticker Security ID: Meeting Date Meeting Status MJN CUSIP 582839106 05/11/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Steven M. Mgmt For For For Altschuler 2 Elect Howard B. Bernick Mgmt For For For 3 Elect Kimberly A. Mgmt For For For Casiano 4 Elect Anna C. Catalano Mgmt For For For 5 Elect Celeste A. Clark Mgmt For For For 6 Elect James M. Mgmt For For For Cornelius 7 Elect Stephen W. Golsby Mgmt For For For 8 Elect Michael Grobstein Mgmt For For For 9 Elect Peter K. Jakobsen Mgmt For For For 10 Elect Peter G. Mgmt For For For Ratcliffe 11 Elect Michael A. Mgmt For For For Sherman 12 Elect Elliott Sigal Mgmt For For For 13 Elect Robert Singer Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Medtronic, plc. Ticker Security ID: Meeting Date Meeting Status MDT CUSIP G5960L103 12/11/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Richard H. Mgmt For For For Anderson 2 Elect Craig Arnold Mgmt For For For 3 Elect Scott C. Donnelly Mgmt For For For 4 Elect Randall J. Hogan Mgmt For For For 5 Elect Omar Ishrak Mgmt For For For 6 Elect Shirley Ann Mgmt For For For Jackson 7 Elect Michael O. Mgmt For For For Leavitt 8 Elect James T. Lenehan Mgmt For For For 9 Elect Elizabeth G. Mgmt For For For Nabel 10 Elect Denise M. O'Leary Mgmt For For For 11 Elect Kendall J. Powell Mgmt For Against Against 12 Elect Robert C. Pozen Mgmt For For For 13 Elect Preetha Reddy Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation -------------------------------------------------------------------------------- Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/24/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Leslie A. Brun Mgmt For For For 2 Elect Thomas R. Cech Mgmt For For For 3 Elect Pamela J. Craig Mgmt For For For 4 Elect Kenneth C. Mgmt For For For Frazier 5 Elect Thomas H. Glocer Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect Rochelle B. Mgmt For For For Lazarus 8 Elect Carlos E. Mgmt For For For Represas 9 Elect Paul B. Rothman Mgmt For For For 10 Elect Patricia F. Russo Mgmt For For For 11 Elect Craig B. Thompson Mgmt For For For 12 Elect Wendell P. Weeks Mgmt For For For 13 Elect Peter C. Wendell Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 17 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 18 Shareholder Proposal ShrHoldr Against Against For Regarding Take-Back Programs for Unused Medicines -------------------------------------------------------------------------------- MetLife, Inc. Ticker Security ID: Meeting Date Meeting Status MET CUSIP 59156R108 06/14/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Cheryl W. Grise Mgmt For For For 2 Elect Carlos M. Mgmt For For For Gutierrez 3 Elect R. Glenn Hubbard Mgmt For For For 4 Elect Steven A. Mgmt For For For Kandarian 5 Elect Alfred F. Kelly, Mgmt For For For Jr. 6 Elect Edward J. Kelly, Mgmt For For For III 7 Elect William E. Mgmt For For For Kennard 8 Elect James M. Kilts Mgmt For For For 9 Elect Catherine R. Mgmt For For For Kinney 10 Elect Denise M. Mgmt For For For Morrison 11 Elect Kenton J. Mgmt For For For Sicchitano 12 Elect Lulu C. Wang Mgmt For For For 13 Adoption of Exclusive Mgmt For Against Against Forum Provision 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 17 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent -------------------------------------------------------------------------------- Michael Kors Holdings Limited Ticker Security ID: Meeting Date Meeting Status KORS CUSIP G60754101 07/30/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect M. W. Benedetto Mgmt For For For 2 Elect Stephen F. Mgmt For For For Reitman 3 Elect Jean Tomlin Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Amendment to the Mgmt For For For Omnibus Incentive Plan -------------------------------------------------------------------------------- Microchip Technology Incorporated Ticker Security ID: Meeting Date Meeting Status MCHP CUSIP 595017104 08/14/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Steve Sanghi Mgmt For For For 1.2 Elect Matthew W. Mgmt For For For Chapman 1.3 Elect L. B. Day Mgmt For For For 1.4 Elect Esther L. Johnson Mgmt For For For 1.5 Elect Wade F. Meyercord Mgmt For For For 2 Approval of Potential Mgmt For For For Conversion of Senior Debentures 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Micron Technology, Inc. Ticker Security ID: Meeting Date Meeting Status MU CUSIP 595112103 01/28/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert L. Bailey Mgmt For For For 2 Elect Richard M. Beyer Mgmt For For For 3 Elect Patrick J. Byrne Mgmt For For For 4 Elect D. Mark Durcan Mgmt For For For 5 Elect Mercedes Johnson Mgmt For For For 6 Elect Lawrence N. Mgmt For For For Mondry 7 Elect Robert E. Switz Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Transaction of Other Mgmt For Against Against Business -------------------------------------------------------------------------------- Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 12/02/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect William H. Gates Mgmt For For For III 2 Elect Teri L. Mgmt For For For List-Stoll 3 Elect G. Mason Morfit Mgmt For For For 4 Elect Satya Nadella Mgmt For For For 5 Elect Charles H. Noski Mgmt For For For 6 Elect Helmut G. W. Mgmt For For For Panke 7 Elect Sandra E. Mgmt For For For Peterson 8 Elect Charles W. Scharf Mgmt For For For 9 Elect John W. Stanton Mgmt For For For 10 Elect John W. Thompson Mgmt For For For 11 Elect Padmasree Warrior Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Mohawk Industries, Inc. Ticker Security ID: Meeting Date Meeting Status MHK CUSIP 608190104 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Joseph A. Onorato Mgmt For For For 2 Elect William H. Runge Mgmt For For For III 3 Elect W. Christopher Mgmt For For For Wellborn 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Molson Coors Brewing Company Ticker Security ID: Meeting Date Meeting Status TAP CUSIP 60871R209 05/25/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Roger G. Eaton Mgmt For For For 1.2 Elect Charles M. Mgmt For For For Herington 1.3 Elect H. Sanford Riley Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Mondelez International Inc. Ticker Security ID: Meeting Date Meeting Status MDLZ CUSIP 609207105 05/18/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Stephen F. Mgmt For For For Bollenbach 2 Elect Lewis W.K. Booth Mgmt For For For 3 Elect Lois D. Juliber Mgmt For For For 4 Elect Mark D. Ketchum Mgmt For For For 5 Elect Jorge S. Mesquita Mgmt For For For 6 Elect Joseph Neubauer Mgmt For For For 7 Elect Nelson Peltz Mgmt For For For 8 Elect Fredric G. Mgmt For For For Reynolds 9 Elect Irene B. Mgmt For For For Rosenfeld 10 Elect Christiana Shi Mgmt For For For 11 Elect Patrick T. Mgmt For For For Siewert 12 Elect Ruth J. Simmons Mgmt For For For 13 Elect Jean-Francois M. Mgmt For For For L. van Boxmeer 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting on the Use of Non-Recyclable Packaging 17 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control 18 Shareholder Proposal ShrHoldr Against Against For Regarding Mediation of Alleged Human Rights Violations -------------------------------------------------------------------------------- Monsanto Company Ticker Security ID: Meeting Date Meeting Status MON CUSIP 61166W101 01/29/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Gregory H. Boyce Mgmt For For For 2 Elect David L. Chicoine Mgmt For For For 3 Elect Janice L. Fields Mgmt For For For 4 Elect Hugh Grant Mgmt For For For 5 Elect Arthur H. Harper Mgmt For For For 6 Elect Laura K. Ipsen Mgmt For For For 7 Elect Marcos M. Lutz Mgmt For For For 8 Elect C. Steven Mgmt For For For McMillan 9 Elect Jon R. Moeller Mgmt For For For 10 Elect William U. Parfet Mgmt For For For 11 Elect George H. Poste Mgmt For For For 12 Elect Robert J. Stevens Mgmt For For For 13 Elect Patricia Verduin Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Approval of Mgmt For For For Performance Goals Under the Annual Incentive Plan 17 Shareholder Proposal ShrHoldr Against Against For Regarding Risks of Glyphosate 18 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 19 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman -------------------------------------------------------------------------------- Monster Beverage Corporation Ticker Security ID: Meeting Date Meeting Status MNST CUSIP 61174X109 06/14/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Rodney C. Sacks Mgmt For For For 1.2 Elect Hilton H. Mgmt For For For Schlosberg 1.3 Elect Mark J. Hall Mgmt For For For 1.4 Elect Norman C. Epstein Mgmt For For For 1.5 Elect Gary P. Fayard Mgmt For For For 1.6 Elect Benjamin M. Polk Mgmt For For For 1.7 Elect Sydney Selati Mgmt For For For 1.8 Elect Harold C. Taber, Mgmt For For For Jr. 1.9 Elect Kathy N. Waller Mgmt For For For 1.10 Elect Mark S. Vidergauz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Re-approval of the Mgmt For For For Material Terms under the 2011 Omnibus Incentive Plan 5 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access 6 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors -------------------------------------------------------------------------------- Monster Beverage Corporation Ticker Security ID: Meeting Date Meeting Status MNST CUSIP 61174X109 08/07/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Rodney C. Sacks Mgmt For For For 1.2 Elect Hilton H. Mgmt For For For Schlosberg 1.3 Elect Mark J. Hall Mgmt For For For 1.4 Elect Norman C. Epstein Mgmt For For For 1.5 Elect Gary P. Fayard Mgmt For For For 1.6 Elect Benjamin M. Polk Mgmt For For For 1.7 Elect Sydney Selati Mgmt For For For 1.8 Elect Harold C. Taber, Mgmt For For For Jr. 1.9 Elect Kathy N. Waller Mgmt For For For 1.10 Elect Mark S. Vidergauz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Moody's Corporation Ticker Security ID: Meeting Date Meeting Status MCO CUSIP 615369105 04/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Basil L. Anderson Mgmt For For For 2 Elect Jorge A. Bermudez Mgmt For For For 3 Elect Darrell Duffie Mgmt For For For 4 Elect Kathryn M. Hill Mgmt For For For 5 Elect Ewald Kist Mgmt For For For 6 Elect Raymond W. Mgmt For For For McDaniel, Jr. 7 Elect Henry A. Mgmt For For For McKinnell, Jr. 8 Elect Leslie F. Seidman Mgmt For For For 9 Elect Bruce Van Saun Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Morgan Stanley Ticker Security ID: Meeting Date Meeting Status MS CUSIP 617446448 05/17/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Erskine B. Bowles Mgmt For For For 2 Elect Alistair Darling Mgmt For For For 3 Elect Thomas H. Glocer Mgmt For For For 4 Elect James P. Gorman Mgmt For For For 5 Elect Robert H. Herz Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect Klaus Kleinfeld Mgmt For For For 8 Elect Jami Miscik Mgmt For For For 9 Elect Donald T. Mgmt For For For Nicolaisen 10 Elect Hutham S. Olayan Mgmt For For For 11 Elect James W. Owens Mgmt For For For 12 Elect Ryosuke Tamakoshi Mgmt For For For 13 Elect Perry M. Traquina Mgmt For For For 14 Elect Rayford Wilkins, Mgmt For For For Jr. 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Amendment to 2007 Mgmt For For For Equity Incentive Compensation Plan 18 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions 19 Shareholder Proposal ShrHoldr Against Against For Regarding Government Service Vesting -------------------------------------------------------------------------------- Mosaic Co. Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945C103 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Amendments to Articles Mgmt For For For 2 Decrease of Authorized Mgmt For For For Common Stock 3 Elect Nancy E. Cooper Mgmt For For For 4 Elect Gregory L. Ebel Mgmt For For For 5 Elect Timothy S. Gitzel Mgmt For For For 6 Elect Denise C. Johnson Mgmt For For For 7 Elect Emery N. Koenig Mgmt For Against Against 8 Elect Robert L. Mgmt For For For Lumpkins 9 Elect William T. Mgmt For For For Monahan 10 Elect James C. O'Rourke Mgmt For For For 11 Elect James L. Popowich Mgmt For For For 12 Elect David T. Seaton Mgmt For For For 13 Elect Steven M. Seibert Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Motorola Solutions Inc. Ticker Security ID: Meeting Date Meeting Status MSI CUSIP 620076307 05/16/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Gregory Q. Brown Mgmt For For For 2 Elect Kenneth C. Mgmt For For For Dahlberg 3 Elect Egon P. Durban Mgmt For For For 4 Elect Michael V. Hayden Mgmt For For For 5 Elect Clayton M. Jones Mgmt For For For 6 Elect Judy C. Lewent Mgmt For For For 7 Elect Gregory K. Mondre Mgmt For For For 8 Elect Anne R. Mgmt For For For Pramaggiore 9 Elect Samuel C. Scott Mgmt For For For III 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report -------------------------------------------------------------------------------- Murphy Oil Corporation Ticker Security ID: Meeting Date Meeting Status MUR CUSIP 626717102 05/11/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect T. Jay Collins Mgmt For For For 2 Elect Steven A. Cosse Mgmt For For For 3 Elect Claiborne P. Mgmt For For For Deming 4 Elect Lawrence R. Mgmt For For For Dickerson 5 Elect Roger W. Jenkins Mgmt For For For 6 Elect James V. Kelley Mgmt For For For 7 Elect Walentin Mirosh Mgmt For For For 8 Elect R. Madison Murphy Mgmt For For For 9 Elect Jeffrey W. Nolan Mgmt For For For 10 Elect Neal E. Schmale Mgmt For For For 11 Elect Laura A. Sugg Mgmt For For For 12 Elect Caroline G. Theus Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of the 2017 Mgmt For For For Annual Incentive Plan 15 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Mylan N.V. Ticker Security ID: Meeting Date Meeting Status MYL CUSIP N59465109 01/07/2016 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Redemption of Mgmt For For For Preferred Stock -------------------------------------------------------------------------------- Mylan N.V. Ticker Security ID: Meeting Date Meeting Status MYL CUSIP N59465109 06/24/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Heather Bresch Mgmt For For For 2 Elect Wendy Cameron Mgmt For Against Against 3 Elect Robert J. Mgmt For For For Cindrich 4 Elect Robert J. Coury Mgmt For For For 5 Elect JoEllen Lyons Mgmt For For For Dillon 6 Elect Neil F. Dimick Mgmt For For For 7 Elect Melina Higgins Mgmt For For For 8 Elect Douglas J. Leech Mgmt For Against Against 9 Elect Rajiv Malik Mgmt For For For 10 Elect Joseph C. Maroon Mgmt For For For 11 Elect Mark Parrish Mgmt For Against Against 12 Elect Rodney L. Piatt Mgmt For For For 13 Elect Randall L. Mgmt For For For Vanderveen 14 Adoption of the Dutch Mgmt For For For Annual Accounts 15 Ratification of Auditor Mgmt For For For 16 Appointment of Auditor Mgmt For For For for the Dutch Annual Accounts 17 Advisory Vote on Mgmt For Against Against Executive Compensation 18 Re-Approval of 2003 Mgmt For Against Against Long-Term Incentive Plan 19 Authorization for Mgmt For Against Against Board to Acquire Ordinary and Preferred Shares -------------------------------------------------------------------------------- Mylan N.V. Ticker Security ID: Meeting Date Meeting Status MYL CUSIP N59465109 08/28/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For -------------------------------------------------------------------------------- NASDAQ, Inc. Ticker Security ID: Meeting Date Meeting Status NDAQ CUSIP 631103108 05/05/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Charlene T. Mgmt For For For Begley 2 Elect Steven D. Black Mgmt For For For 3 Elect Borje Ekholm Mgmt For For For 4 Elect Robert Greifeld Mgmt For For For 5 Elect Glenn H. Hutchins Mgmt For For For 6 Elect Essa Kazim Mgmt For For For 7 Elect Thomas A. Kloet Mgmt For For For 8 Elect Ellyn A. McColgan Mgmt For For For 9 Elect Michael R. Mgmt For For For Splinter 10 Elect Lars Wedenborn Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Proxy Access -------------------------------------------------------------------------------- National Oilwell Varco, Inc. Ticker Security ID: Meeting Date Meeting Status NOV CUSIP 637071101 05/18/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Clay C. Williams Mgmt For For For 2 Elect Greg L. Armstrong Mgmt For For For 3 Elect Marcela E. Mgmt For For For Donadio 4 Elect Ben A. Guill Mgmt For For For 5 Elect James T. Hackett Mgmt For For For 6 Elect David D. Harrison Mgmt For For For 7 Elect Roger L. Jarvis Mgmt For For For 8 Elect Eric L. Mattson Mgmt For For For 9 Elect William R. Thomas Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the Long Mgmt For For For Term Incentive Plan -------------------------------------------------------------------------------- Navient Corporation Ticker Security ID: Meeting Date Meeting Status NAVI CUSIP 63938C108 05/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John K. Adams, Mgmt For For For Jr. 2 Elect Anne Torre Bates Mgmt For For For 3 Elect Anna Escobedo Mgmt For For For Cabral 4 Elect William M. Mgmt For For For Diefenderfer III 5 Elect Diane Suitt Mgmt For For For Gilleland 6 Elect Katherine A. Mgmt For For For Lehman 7 Elect Linda A. Mills Mgmt For For For 8 Elect Barry A. Munitz Mgmt For For For 9 Elect John F. Remondi Mgmt For For For 10 Elect Jane J. Thompson Mgmt For For For 11 Elect Laura S. Unger Mgmt For For For 12 Elect Barry L. Williams Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report -------------------------------------------------------------------------------- NetApp, Inc. Ticker Security ID: Meeting Date Meeting Status NTAP CUSIP 64110D104 09/11/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect T. Michael Nevens Mgmt For For For 2 Elect Jeffry R. Allen Mgmt For For For 3 Elect Tor R. Braham Mgmt For For For 4 Elect Alan L. Earhart Mgmt For For For 5 Elect Gerald D. Held Mgmt For For For 6 Elect Kathryn M. Hill Mgmt For For For 7 Elect George Kurian Mgmt For For For 8 Elect George T. Shaheen Mgmt For For For 9 Elect Robert T. Wall Mgmt For For For 10 Elect Richard P. Mgmt For For For Wallace 11 Amendment to the 1999 Mgmt For Against Against Stock Option Plan 12 Amendment to the Mgmt For For For Employee Stock Purchase Plan 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Netflix, Inc. Ticker Security ID: Meeting Date Meeting Status NFLX CUSIP 64110L106 06/09/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Timothy M. Haley Mgmt For Withhold Against 1.2 Elect Leslie Kilgore Mgmt For Withhold Against 1.3 Elect Ann Mather Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 5 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 6 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote 7 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board -------------------------------------------------------------------------------- Newell Rubbermaid, Inc. Ticker Security ID: Meeting Date Meeting Status NWL CUSIP 651229106 04/15/2016 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting 3 Elect Thomas E. Clarke Mgmt For For For 4 Elect Kevin C. Conroy Mgmt For For For 5 Elect Scott S. Cowen Mgmt For For For 6 Elect Michael T. Cowhig Mgmt For For For 7 Elect Domenico De Sole Mgmt For For For 8 Elect Michael B. Polk Mgmt For For For 9 Elect Steven J. Strobel Mgmt For For For 10 Elect Michael A. Todman Mgmt For For For 11 Elect Raymond G. Viault Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Newfield Exploration Company Ticker Security ID: Meeting Date Meeting Status NFX CUSIP 651290108 05/17/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lee K. Boothby Mgmt For For For 2 Elect Pamela J. Gardner Mgmt For For For 3 Elect Steven Nance Mgmt For For For 4 Elect Roger B. Plank Mgmt For For For 5 Elect Thomas G. Ricks Mgmt For For For 6 Elect Juanita F. Romans Mgmt For For For 7 Elect John W. Schanck Mgmt For For For 8 Elect J. Terry Strange Mgmt For For For 9 Elect J. Kent Wells Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Newmont Mining Corporation Ticker Security ID: Meeting Date Meeting Status NEM CUSIP 651639106 04/20/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Gregory H. Boyce Mgmt For For For 2 Elect Bruce R. Brook Mgmt For For For 3 Elect J. Kofi Bucknor Mgmt For For For 4 Elect Vincent A. Mgmt For For For Calarco 5 Elect Joseph A. Mgmt For For For Carrabba 6 Elect Noreen Doyle Mgmt For For For 7 Elect Gary J. Goldberg Mgmt For For For 8 Elect Veronica M. Hagen Mgmt For For For 9 Elect Jane Nelson Mgmt For For For 10 Elect Julio M. Quintana Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- NextEra Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NEE CUSIP 65339F101 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Sherry S. Barrat Mgmt For For For 2 Elect James L. Camaren Mgmt For For For 3 Elect Kenneth B. Dunn Mgmt For For For 4 Elect Naren K. Mgmt For For For Gursahaney 5 Elect Kirk S. Hachigian Mgmt For For For 6 Elect Toni Jennings Mgmt For For For 7 Elect Amy B. Lane Mgmt For For For 8 Elect James L. Robo Mgmt For For For 9 Elect Rudy E. Schupp Mgmt For For For 10 Elect John L. Skolds Mgmt For For For 11 Elect William H. Mgmt For For For Swanson 12 Elect Hansel E. Tookes Mgmt For For For II 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Reapproval of material Mgmt For For For terms of the 2011 Long Term Incentive Plan 16 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access 18 Shareholder Proposal ShrHoldr Against Against For on Sea Level Rise Risks Report -------------------------------------------------------------------------------- Nielsen Holdings plc Ticker Security ID: Meeting Date Meeting Status NLSN CUSIP G6518L108 06/21/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James A. Mgmt For For For Attwood, Jr. 2 Elect Dwight Mitch Mgmt For For For Barns 3 Elect David L. Calhoun Mgmt For For For 4 Elect Karen M. Hoguet Mgmt For For For 5 Elect James M. Kilts Mgmt For For For 6 Elect Harish M. Manwani Mgmt For For For 7 Elect Kathryn V. Mgmt For For For Marinello 8 Elect Robert C. Pozen Mgmt For For For 9 Elect Vivek Y. Ranadive Mgmt For For For 10 Elect Javier G. Teruel Mgmt For For For 11 Elect Lauren Zalaznick Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Election of Statutory Mgmt For For For Auditors 14 Statutory Auditors' Mgmt For For For Fees 15 Approval of the 2016 Mgmt For For For Employee Share Purchase Plan 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Remuneration Report Mgmt For For For (Advisory) 18 Remuneration Policy Mgmt For For For (Binding) -------------------------------------------------------------------------------- Nike Inc. Ticker Security ID: Meeting Date Meeting Status NKE CUSIP 654106103 09/17/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Alan B. Graf, Jr. Mgmt For For For 1.2 Elect John C. Mgmt For For For Lechleiter 1.3 Elect Michelle Peluso Mgmt For For For 1.4 Elect Phyllis M. Wise Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Increase of Authorized Mgmt For Against Against Common Stock 4 Re-approval of the Mgmt For For For Executive Performance Sharing Plan 5 Amendment to the Stock Mgmt For For For Incentive Plan 6 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 7 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- NiSource Inc. Ticker Security ID: Meeting Date Meeting Status NI CUSIP 65473P105 05/11/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Richard A. Abdoo Mgmt For For For 2 Elect Aristides S. Mgmt For For For Candris 3 Elect Wayne S. DeVeydt Mgmt For For For 4 Elect Joseph Hamrock Mgmt For For For 5 Elect Deborah A. Mgmt For For For Henretta 6 Elect Michael E. Mgmt For For For Jesanis 7 Elect Kevin T. Kabat Mgmt For For For 8 Elect Richard L. Mgmt For For For Thompson 9 Elect Carolyn Y. Woo Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 13 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Normal Retirement Age 14 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control -------------------------------------------------------------------------------- Noble Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NBL CUSIP 655044105 04/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jeffrey L. Mgmt For For For Berenson 2 Elect Michael A. Cawley Mgmt For For For 3 Elect Edward F. Cox Mgmt For For For 4 Elect James E. Craddock Mgmt For Against Against 5 Elect Thomas J. Edelman Mgmt For For For 6 Elect Eric P. Grubman Mgmt For For For 7 Elect Kirby L. Hedrick Mgmt For For For 8 Elect David L. Stover Mgmt For For For 9 Elect Scott D. Urban Mgmt For For For 10 Elect William T. Van Mgmt For For For Kleef 11 Elect Molly K. Mgmt For For For Williamson 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access 15 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Response to Climate Change Policy -------------------------------------------------------------------------------- Nordstrom, Inc. Ticker Security ID: Meeting Date Meeting Status JWN CUSIP 655664100 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Shellye L. Mgmt For For For Archambeau 2 Elect Tanya L. Domier Mgmt For For For 3 Elect Enrique Mgmt For For For Hernandez, Jr. 4 Elect Blake W. Mgmt For For For Nordstrom 5 Elect Erik B. Nordstrom Mgmt For For For 6 Elect Peter E. Mgmt For For For Nordstrom 7 Elect Philip G. Satre Mgmt For For For 8 Elect Brad D. Smith Mgmt For For For 9 Elect Gordon A. Smith Mgmt For For For 10 Elect Bradley D. Tilden Mgmt For For For 11 Elect B. Kevin Turner Mgmt For For For 12 Elect Robert D. Walter Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Amendment to the Mgmt For For For Executive Management Bonus Plan -------------------------------------------------------------------------------- Norfolk Southern Corporation Ticker Security ID: Meeting Date Meeting Status NSC CUSIP 655844108 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Thomas D. Bell, Mgmt For For For Jr. 2 Elect Erskine B. Bowles Mgmt For For For 3 Elect Robert A. Bradway Mgmt For For For 4 Elect Wesley G. Bush Mgmt For For For 5 Elect Daniel A. Carp Mgmt For For For 6 Elect Steven F. Leer Mgmt For Against Against 7 Elect Michael D. Mgmt For For For Lockhart 8 Elect Amy E. Miles Mgmt For For For 9 Elect Martin H. Nesbitt Mgmt For For For 10 Elect James A. Squires Mgmt For For For 11 Elect John R. Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Northern Trust Corporation Ticker Security ID: Meeting Date Meeting Status NTRS CUSIP 665859104 04/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Linda Walker Mgmt For For For Bynoe 2 Elect Susan Crown Mgmt For For For 3 Elect Dean M. Harrison Mgmt For For For 4 Elect Dipak C. Jain Mgmt For For For 5 Elect Jose Luis Prado Mgmt For For For 6 Elect Thomas E. Mgmt For For For Richards 7 Elect John W. Rowe Mgmt For For For 8 Elect Martin P. Slark Mgmt For For For 9 Elect David B. Smith, Mgmt For For For Jr. 10 Elect Donald Thompson Mgmt For For For 11 Elect Charles A. Mgmt For For For Tribbett III 12 Elect Frederick H. Mgmt For For For Waddell 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Northrop Grumman Corporation Ticker Security ID: Meeting Date Meeting Status NOC CUSIP 666807102 05/18/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Wesley G. Bush Mgmt For For For 2 Elect Marianne C. Brown Mgmt For For For 3 Elect Victor H. Fazio Mgmt For For For 4 Elect Donald E. Mgmt For For For Felsinger 5 Elect Ann M. Fudge Mgmt For For For 6 Elect Bruce S. Gordon Mgmt For For For 7 Elect William H. Mgmt For For For Hernandez 8 Elect Madeleine A. Mgmt For For For Kleiner 9 Elect Karl J. Krapek Mgmt For For For 10 Elect Richard B. Myers Mgmt For For For 11 Elect Gary Roughead Mgmt For For For 12 Elect Thomas M. Schoewe Mgmt For For For 13 Elect James S. Turley Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- NRG Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NRG CUSIP 629377508 04/28/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect Kirbyjon H. Mgmt For For For Caldwell 3 Elect Lawrence S. Coben Mgmt For For For 4 Elect Howard E. Mgmt For For For Cosgrove 5 Elect Terry G. Dallas Mgmt For For For 6 Elect Mauricio Mgmt For For For Gutierrez 7 Elect William E. Hantke Mgmt For For For 8 Elect Paul W. Hobby Mgmt For For For 9 Elect Edward R. Muller Mgmt For For For 10 Elect Anne C. Mgmt For For For Schaumburg 11 Elect Evan J. Mgmt For For For Silverstein 12 Elect Thomas H. Mgmt For For For Weidemeyer 13 Elect Walter R. Young Mgmt For For For 14 Amendment to the Long Mgmt For For For term Incentive Plan 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Proxy Access 18 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report -------------------------------------------------------------------------------- Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/13/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John J. Ferriola Mgmt For For For 1.2 Elect Gregory J. Hayes Mgmt For For For 1.3 Elect Victoria F. Mgmt For For For Haynes 1.4 Elect Bernard L. Mgmt For For For Kasriel 1.5 Elect Christopher J. Mgmt For For For Kearney 1.6 Elect Laurette T. Mgmt For For For Koellner 1.7 Elect Raymond J. Mgmt For For For Milchovich 1.8 Elect John H. Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Bundled Amendments to Mgmt For For For the Certificate of Incorporation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 5 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions -------------------------------------------------------------------------------- NVIDIA Corporation Ticker Security ID: Meeting Date Meeting Status NVDA CUSIP 67066G104 05/18/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert K. Burgess Mgmt For For For 2 Elect Tench Coxe Mgmt For For For 3 Elect Persis S. Drell Mgmt For For For 4 Elect James C. Gaither Mgmt For For For 5 Elect Jen-Hsun Huang Mgmt For For For 6 Elect Dawn Hudson Mgmt For For For 7 Elect Harvey C. Jones Mgmt For For For 8 Elect Michael G. Mgmt For For For McCaffery 9 Elect William J. Miller Mgmt For For For 10 Elect Mark L. Perry Mgmt For For For 11 Elect A. Brooke Seawell Mgmt For For For 12 Elect Mark A. Stevens Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Mgmt For For For Equity Incentive Plan 16 Amendment to the 2012 Mgmt For For For Employee Stock Purchase Plan -------------------------------------------------------------------------------- O'Reilly Automotive, Inc. Ticker Security ID: Meeting Date Meeting Status ORLY CUSIP 67103H107 05/03/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David E. O'Reilly Mgmt For For For 2 Elect Charles H. Mgmt For For For O'Reilly, Jr. 3 Elect Larry P. O'Reilly Mgmt For For For 4 Elect Rosalie Mgmt For For For O'Reilly-Wooten 5 Elect Jay D. Burchfield Mgmt For For For 6 Elect Thomas T. Mgmt For For For Hendrickson 7 Elect Paul R. Lederer Mgmt For For For 8 Elect John Murphy Mgmt For For For 9 Elect Ronald Rashkow Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access 13 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman -------------------------------------------------------------------------------- Occidental Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 04/29/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Spencer Abraham Mgmt For Against Against 2 Elect Howard I. Atkins Mgmt For For For 3 Elect Eugene L. Mgmt For For For Batchelder 4 Elect Stephen I. Chazen Mgmt For For For 5 Elect John E. Feick Mgmt For For For 6 Elect Margaret M. Foran Mgmt For For For 7 Elect Carlos M. Mgmt For For For Gutierrez 8 Elect Vicki A. Hollub Mgmt For For For 9 Elect William R. Klesse Mgmt For Against Against 10 Elect Avedick B. Mgmt For For For Poladian 11 Elect Elisse B. Walter Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Membership in Lobbying Organizations 15 Shareholder Proposal ShrHoldr Against For Against Regarding Climate Change Policy Risk 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting 17 Shareholder Proposal ShrHoldr Against Against For Regarding Methane Emissions And Flaring Reporting and Reduction Targets -------------------------------------------------------------------------------- Omnicom Group Inc. Ticker Security ID: Meeting Date Meeting Status OMC CUSIP 681919106 05/24/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John D. Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan R. Batkin Mgmt For For For 4 Elect Mary C. Choksi Mgmt For For For 5 Elect Robert C. Clark Mgmt For For For 6 Elect Leonard S. Mgmt For For For Coleman, Jr. 7 Elect Susan S. Denison Mgmt For For For 8 Elect Michael A. Mgmt For For For Henning 9 Elect Deborah J. Mgmt For For For Kissire 10 Elect John R. Murphy Mgmt For For For 11 Elect John R. Purcell Mgmt For For For 12 Elect Linda Johnson Mgmt For For For Rice 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman -------------------------------------------------------------------------------- ONEOK, Inc. Ticker Security ID: Meeting Date Meeting Status OKE CUSIP 682680103 05/25/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Brian L. Derksen Mgmt For For For 2 Elect Julie H. Edwards Mgmt For For For 3 Elect John W. Gibson Mgmt For For For 4 Elect Randall J. Larson Mgmt For For For 5 Elect Steven J. Malcolm Mgmt For For For 6 Elect Kevin S. McCarthy Mgmt For For For 7 Elect Jim W. Mogg Mgmt For For For 8 Elect Pattye L. Moore Mgmt For For For 9 Elect Gary D. Parker Mgmt For For For 10 Elect Eduardo A. Mgmt For For For Rodriguez 11 Elect Terry K. Spencer Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Oracle Corporation Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X105 11/18/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jeffrey S. Berg Mgmt For Withhold Against 1.2 Elect H. Raymond Mgmt For Withhold Against Bingham 1.3 Elect Michael J. Boskin Mgmt For Withhold Against 1.4 Elect Safra A. Catz Mgmt For For For 1.5 Elect Bruce R. Chizen Mgmt For Withhold Against 1.6 Elect George H. Mgmt For Withhold Against Conrades 1.7 Elect Lawrence J. Mgmt For For For Ellison 1.8 Elect Hector Mgmt For For For Garcia-Molina 1.9 Elect Jeffrey O. Henley Mgmt For For For 1.10 Elect Mark V. Hurd Mgmt For For For 1.11 Elect Leon E. Panetta Mgmt For For For 1.12 Elect Naomi O. Seligman Mgmt For Withhold Against 2 Re-approval of the Mgmt For For For Material Terms of the Executive Bonus Plan 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Renewable Energy Sourcing 6 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access 7 Shareholder Proposal ShrHoldr Against Against For Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans 8 Shareholder Proposal ShrHoldr Against For Against Regarding Shareholder Engagement 9 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions 10 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report -------------------------------------------------------------------------------- Owens-Illinois, Inc. Ticker Security ID: Meeting Date Meeting Status OI CUSIP 690768403 05/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Gary F. Colter Mgmt For For For 1.2 Elect Joseph J. Mgmt For For For DeAngelo 1.3 Elect Gordon J. Hardie Mgmt For For For 1.4 Elect Peter S. Hellman Mgmt For Withhold Against 1.5 Elect Anastasia D. Mgmt For For For Kelly 1.6 Elect Andres A. Lopez Mgmt For For For 1.7 Elect John J. Mgmt For For For McMackin, Jr. 1.8 Elect Alan J. Murray Mgmt For For For 1.9 Elect Hari N. Nair Mgmt For Withhold Against 1.10 Elect Hugh H. Roberts Mgmt For For For 1.11 Elect Carol A. Williams Mgmt For For For 1.12 Elect Dennis K. Mgmt For For For Williams 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- PACCAR Inc Ticker Security ID: Meeting Date Meeting Status PCAR CUSIP 693718108 04/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Alison J. Mgmt For For For Carnwath 2 Elect Luiz Kaufmann Mgmt For For For 3 Elect John M. Pigott Mgmt For For For 4 Elect Gregory M. E. Mgmt For For For Spierkel 5 The Long Term Mgmt For For For Incentive Plan 6 The Senior Executive Mgmt For For For Yearly Incentive Compensation Plan 7 Repeal of Classified Mgmt For For For Board 8 Shareholder Proposal ShrHoldr Against For Against Regarding Eliminating Supermajority Provisions 9 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Pall Corporation Ticker Security ID: Meeting Date Meeting Status PLL CUSIP 696429307 07/28/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting -------------------------------------------------------------------------------- Parker-Hannifin Corporation Ticker Security ID: Meeting Date Meeting Status PH CUSIP 701094104 10/28/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Lee C. Banks Mgmt For For For 1.2 Elect Robert G. Bohn Mgmt For For For 1.3 Elect Linda S. Harty Mgmt For For For 1.4 Elect William E. Mgmt For For For Kassling 1.5 Elect Robert J. Mgmt For For For Kohlhepp 1.6 Elect Kevin A. Lobo Mgmt For For For 1.7 Elect Klaus-Peter Mgmt For For For Muller 1.8 Elect Candy M. Obourn Mgmt For For For 1.9 Elect Joseph M. Mgmt For For For Scaminace 1.10 Elect Wolfgang R. Mgmt For For For Schmitt 1.11 Elect Ake Svensson Mgmt For For For 1.12 Elect James L. Mgmt For For For Wainscott 1.13 Elect Donald E. Mgmt For For For Washkewicz 1.14 Elect Thomas L. Mgmt For For For Williams 2 Adoption of Majority Mgmt For For For Vote for Election of Directors 3 Elimination of Mgmt For For For Cumulative Voting 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 2015 Performance Bonus Mgmt For For For Plan -------------------------------------------------------------------------------- Patterson Companies, Inc. Ticker Security ID: Meeting Date Meeting Status PDCO CUSIP 703395103 09/21/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Scott P. Anderson Mgmt For For For 1.2 Elect John D. Buck Mgmt For For For 1.3 Elect Jody H. Feragen Mgmt For For For 1.4 Elect Sarena S. Lin Mgmt For For For 1.5 Elect Ellen A. Rudnick Mgmt For For For 1.6 Elect Neil A. Mgmt For For For Schrimsher 1.7 Elect Les C. Vinney Mgmt For For For 1.8 Elect James W. Wiltz Mgmt For For For 2 2015 Omnibus Incentive Mgmt For For For Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Paychex, Inc. Ticker Security ID: Meeting Date Meeting Status PAYX CUSIP 704326107 10/14/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect B. Thomas Mgmt For For For Golisano 2 Elect Joseph G. Doody Mgmt For For For 3 Elect David J. S. Mgmt For For For Flaschen 4 Elect Phillip Horsley Mgmt For For For 5 Elect Grant M. Inman Mgmt For For For 6 Elect Pamela A. Joseph Mgmt For For For 7 Elect Martin Mucci Mgmt For For For 8 Elect Joseph M. Tucci Mgmt For For For 9 Elect Joseph M. Velli Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the 2002 Mgmt For For For Stock Incentive Plan 12 2015 Qualified Mgmt For For For Employee Stock Purchase Plan 13 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Paypal Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status PYPL CUSIP 70450Y103 05/25/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Wences Casares Mgmt For For For 2 Elect Jonathan Mgmt For For For Christodoro 3 Elect John J. Donahoe Mgmt For For For 4 Elect David Dorman Mgmt For For For 5 Elect Gail J. McGovern Mgmt For For For 6 Elect David M. Moffett Mgmt For For For 7 Elect Pierre M. Omidyar Mgmt For For For 8 Elect Daniel H. Mgmt For For For Schulman 9 Elect Frank D. Yeary Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 12 Amendment to the 2015 Mgmt For Against Against Equity Incentive Award Plan 13 Amendment to the Mgmt For For For Employee Incentive Plan 14 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Pentair plc Ticker Security ID: Meeting Date Meeting Status PNR CUSIP G7S00T104 05/10/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Glynis A. Bryan Mgmt For For For 2 Elect Jerry W. Burris Mgmt For For For 3 Elect Carol Anthony Mgmt For For For Davidson 4 Elect Jacques Esculier Mgmt For For For 5 Elect T. Michael Glenn Mgmt For For For 6 Elect David H. Y. Ho Mgmt For For For 7 Elect Randall J. Hogan Mgmt For For For III 8 Elect David A. Jones Mgmt For For For 9 Elect Ronald L. Mgmt For For For Merriman 10 Elect William T. Mgmt For For For Monahan 11 Elect Billie Ida Mgmt For For For Williamson 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Authorize price range Mgmt For For For at which the Company can re-allot treasury shares under Irish law 15 Increase the maximum Mgmt For For For number of directors from eleven to twelve 16 Technical Amendments Mgmt For For For to articles (Companies Act 2014) 17 Technical Amendments Mgmt For For For to memorandum (Companies Act 2014) -------------------------------------------------------------------------------- People's United Financial, Inc. Ticker Security ID: Meeting Date Meeting Status PBCT CUSIP 712704105 04/21/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John P. Barnes Mgmt For For For 1.2 Elect Collin P. Baron Mgmt For For For 1.3 Elect Kevin T. Mgmt For For For Bottomley 1.4 Elect George P. Carter Mgmt For For For 1.5 Elect William F. Cruger Mgmt For For For 1.6 Elect John K. Dwight Mgmt For For For 1.7 Elect Jerry Franklin Mgmt For For For 1.8 Elect Janet M. Hansen Mgmt For For For 1.9 Elect Richard M. Hoyt Mgmt For For For 1.10 Elect Nancy McAllister Mgmt For For For 1.11 Elect Mark W. Richards Mgmt For For For 1.12 Elect Kirk W. Walters Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to Mgmt For For For Certificate of Incorporation Permitting Removal of Directors Without Cause 4 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Pepco Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status POM CUSIP 713291102 12/16/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Paul M. Barbas Mgmt For For For 2 Elect Jack B. Dunn, IV Mgmt For For For 3 Elect H. Russell Mgmt For For For Frisby, Jr. 4 Elect Terence C. Golden Mgmt For For For 5 Elect Barbara J. Mgmt For For For Krumsiek 6 Elect Lawrence C. Mgmt For For For Nussdorf 7 Elect Patricia A. Mgmt For For For Oelrich 8 Elect Joseph M. Rigby Mgmt For For For 9 Elect Lester P. Mgmt For For For Silverman 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/04/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Shona L. Brown Mgmt For For For 2 Elect George W. Buckley Mgmt For For For 3 Elect Cesar Conde Mgmt For For For 4 Elect Ian M. Cook Mgmt For For For 5 Elect Dina Dublon Mgmt For For For 6 Elect Rona A. Fairhead Mgmt For For For 7 Elect Richard W. Fisher Mgmt For For For 8 Elect William R. Mgmt For For For Johnson 9 Elect Indra K. Nooyi Mgmt For For For 10 Elect David C. Page Mgmt For For For 11 Elect Robert C. Pohlad Mgmt For For For 12 Elect Lloyd G. Trotter Mgmt For For For 13 Elect Daniel Vasella Mgmt For For For 14 Elect Alberto Weisser Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Amendment to the Mgmt For For For Long-Term Incentive Plan 18 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Sustainability Committee 19 Shareholder Proposal ShrHoldr Against Against For Regarding Neonicotinoids 20 Shareholder Proposal ShrHoldr Against Against For Regarding Holy Land Principles 21 Shareholder Proposal ShrHoldr Against Against For Regarding Renewable Energy Targets -------------------------------------------------------------------------------- Perkinelmer, Inc. Ticker Security ID: Meeting Date Meeting Status PKI CUSIP 714046109 04/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Peter Barrett Mgmt For For For 2 Elect Robert F. Friel Mgmt For For For 3 Elect Sylvie Gregoire Mgmt For For For 4 Elect Nicholas A. Mgmt For For For Lopardo 5 Elect Alexis P. Michas Mgmt For For For 6 Elect Vicki L. Sato Mgmt For For For 7 Elect Kenton J. Mgmt For For For Sicchitano 8 Elect Patrick J. Mgmt For For For Sullivan 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Perrigo Company plc Ticker Security ID: Meeting Date Meeting Status PRGO CUSIP G97822103 04/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Laurie Brlas Mgmt For For For 2 Elect Gary M. Cohen Mgmt For For For 3 Elect Marc Coucke Mgmt For For For 4 Elect Ellen R. Hoffing Mgmt For For For 5 Elect Michael J. Mgmt For For For Jandernoa 6 Elect Gary K. Kunkle, Mgmt For For For Jr. 7 Elect Herman Morris, Mgmt For For For Jr. 8 Elect Donal O'Connor Mgmt For For For 9 Elect Joseph C. Papa Mgmt For For For 10 Elect Shlomo Yanai Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Authority to Mgmt For For For Repurchase Shares 14 Price Range for Mgmt For For For Reissuance of Treasury Shares -------------------------------------------------------------------------------- Perrigo Company plc Ticker Security ID: Meeting Date Meeting Status PRGO CUSIP G97822103 11/04/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Laurie Brlas Mgmt For For For 2 Elect Gary M. Cohen Mgmt For For For 3 Elect Marc Coucke Mgmt For For For 4 Elect Jacqualyn A. Mgmt For For For Fouse 5 Elect Ellen R. Hoffing Mgmt For For For 6 Elect Michael J. Mgmt For For For Jandernoa 7 Elect Gary K. Kunkle, Mgmt For For For Jr. 8 Elect Herman Morris, Mgmt For For For Jr. 9 Elect Donal O'Connor Mgmt For For For 10 Elect Joseph C. Papa Mgmt For For For 11 Elect Shlomo Yanai Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Authority to Mgmt For For For Repurchase Shares 15 Price Range for Mgmt For For For Reissuance of Treasury Stock 16 Approve Amendments to Mgmt For For For Memorandum of Association 17 Adopt Revised Articles Mgmt For For For of Association -------------------------------------------------------------------------------- Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/28/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Dennis A. Mgmt For For For Ausiello 2 Elect W. Don Cornwell Mgmt For For For 3 Elect Joseph J. Mgmt For For For Echevarria 4 Elect Frances D. Mgmt For For For Fergusson 5 Elect Helen H. Hobbs Mgmt For For For 6 Elect James M. Kilts Mgmt For For For 7 Elect Shantanu Narayen Mgmt For For For 8 Elect Suzanne Nora Mgmt For For For Johnson 9 Elect Ian C. Read Mgmt For For For 10 Elect Stephen W. Sanger Mgmt For For For 11 Elect James C. Smith Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Lobbying Activities 15 Shareholder Proposal ShrHoldr Against Against For Regarding Majority Vote for Election of Directors 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 17 Shareholder Proposal ShrHoldr Against Against For Regarding Certain Taxable Events -------------------------------------------------------------------------------- PG&E Corporation Ticker Security ID: Meeting Date Meeting Status PCG CUSIP 69331C108 05/23/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lewis Chew Mgmt For For For 2 Elect Anthony F. Mgmt For For For Earley, Jr. 3 Elect Fred J. Fowler Mgmt For For For 4 Elect Maryellen C. Mgmt For For For Herringer 5 Elect Richard C. Kelly Mgmt For For For 6 Elect Roger H. Kimmel Mgmt For For For 7 Elect Richard A. Mgmt For For For Meserve 8 Elect Forrest E. Miller Mgmt For For For 9 Elect Rosendo G. Parra Mgmt For For For 10 Elect Barbara L. Rambo Mgmt For For For 11 Elect Anne Shen Smith Mgmt For For For 12 Elect Barry Lawson Mgmt For For For Williams 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Philip Morris International Inc. Ticker Security ID: Meeting Date Meeting Status PM CUSIP 718172109 05/04/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Andre Mgmt For For For Calantzopoulos 3 Elect Louis C. Mgmt For For For Camilleri 4 Elect Werner Geissler Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Jun Makihara Mgmt For For For 7 Elect Sergio Marchionne Mgmt For For For 8 Elect Kalpana Morparia Mgmt For For For 9 Elect Lucio A. Noto Mgmt For For For 10 Elect Frederik Paulsen Mgmt For For For 11 Elect Robert B. Polet Mgmt For For For 12 Elect Stephen M. Wolf Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Human Rights Policy 16 Shareholder Proposal ShrHoldr Against Against For Regarding Mediation of Alleged Human Rights Violations -------------------------------------------------------------------------------- Phillips 66 Ticker Security ID: Meeting Date Meeting Status PSX CUSIP 718546104 05/04/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Greg C. Garland Mgmt For For For 2 Elect John E. Lowe Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Repeal of Classified Mgmt For For For Board -------------------------------------------------------------------------------- Pinnacle West Capital Corporation Ticker Security ID: Meeting Date Meeting Status PNW CUSIP 723484101 05/18/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Donald E. Brandt Mgmt For For For 1.2 Elect Denis A. Cortese Mgmt For For For 1.3 Elect Richard P. Fox Mgmt For For For 1.4 Elect Michael L. Mgmt For Withhold Against Gallagher 1.5 Elect Roy A. Mgmt For For For Herberger, Jr. 1.6 Elect Dale E. Klein Mgmt For For For 1.7 Elect Humberto S. Lopez Mgmt For For For 1.8 Elect Kathryn L. Munro Mgmt For For For 1.9 Elect Bruce J. Mgmt For For For Nordstrom 1.10 Elect David Wagener Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Political Spending Report -------------------------------------------------------------------------------- Pioneer Natural Resources Company Ticker Security ID: Meeting Date Meeting Status PXD CUSIP 723787107 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Edison C. Mgmt For For For Buchanan 2 Elect Andrew F. Cates Mgmt For For For 3 Elect Timothy L. Dove Mgmt For For For 4 Elect Phillip A. Gobe Mgmt For For For 5 Elect Larry R. Grillot Mgmt For For For 6 Elect Stacy P. Methvin Mgmt For For For 7 Elect Royce W. Mitchell Mgmt For For For 8 Elect Frank A. Risch Mgmt For For For 9 Elect Scott D. Mgmt For For For Sheffield 10 Elect Mona K. Sutphen Mgmt For For For 11 Elect J. Kenneth Mgmt For Against Against Thompson 12 Elect Phoebe A. Wood Mgmt For For For 13 Elect Michael D. Mgmt For For For Wortley 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Amendment to the 2006 Mgmt For For For Long-Term Incentive Plan 17 Approval of Mgmt For For For performance goals under the 2006 Long-Term Incentive Plan -------------------------------------------------------------------------------- Pitney Bowes Inc. Ticker Security ID: Meeting Date Meeting Status PBI CUSIP 724479100 05/09/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Linda G. Alvarado Mgmt For For For 2 Elect Anne M. Busquet Mgmt For For For 3 Elect Roger Fradin Mgmt For For For 4 Elect Anne Sutherland Mgmt For For For Fuchs 5 Elect S. Douglas Mgmt For For For Hutcheson 6 Elect Marc B. Mgmt For For For Lautenbach 7 Elect Eduardo R. Mgmt For For For Menasce 8 Elect Michael I. Roth Mgmt For For For 9 Elect Linda S. Sanford Mgmt For For For 10 Elect David L. Shedlarz Mgmt For For For 11 Elect David B. Snow, Mgmt For For For Jr. 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Re-Approval of the Mgmt For For For Performance Goals under the Key Employees Incentive Plan 15 Re-Approval of the Mgmt For For For Performance Goals under the 2013 Stock Plan -------------------------------------------------------------------------------- Plum Creek Timber Company, Inc. Ticker Security ID: Meeting Date Meeting Status PCL CUSIP 729251108 02/12/2016 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting 3 Advisory Vote on Mgmt For For For Golden Parachutes -------------------------------------------------------------------------------- PPG Industries, Inc. Ticker Security ID: Meeting Date Meeting Status PPG CUSIP 693506107 04/21/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James G. Berges Mgmt For For For 2 Elect John V. Faraci Mgmt For For For 3 Elect Victoria F. Mgmt For For For Haynes 4 Elect Michael H. Mgmt For For For McGarry 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Approval of Mgmt For For For Performance Goals Under Omnibus Incentive Plan 7 Approval of the Mgmt For For For Omnibus Incentive Plan 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal ShrHoldr Against Against For Regarding Giving Preference to Share Repurchases -------------------------------------------------------------------------------- PPL Corporation Ticker Security ID: Meeting Date Meeting Status PPL CUSIP 69351T106 05/25/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Rodney C. Adkins Mgmt For For For 2 Elect John W. Conway Mgmt For For For 3 Elect Steven G. Elliott Mgmt For For For 4 Elect Raja Rajamannar Mgmt For For For 5 Elect Craig A. Rogerson Mgmt For For For 6 Elect William H. Spence Mgmt For For For 7 Elect Natica von Mgmt For For For Althann 8 Elect Keith H. Mgmt For For For Williamson 9 Elect Armando Zagalo Mgmt For For For De Lima 10 Advisory Vote on Mgmt For For For Executive Compensation 11 2016 Short-Term Mgmt For For For Incentive Plan 12 Increase of Authorized Mgmt For For For Common Stock 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 15 Shareholder Proposal ShrHoldr Against Against For Regarding Distributed Generation -------------------------------------------------------------------------------- Praxair, Inc. Ticker Security ID: Meeting Date Meeting Status PX CUSIP 74005P104 04/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Stephen F. Angel Mgmt For For For 2 Elect Oscar de Paula Mgmt For For For Bernardes Neto 3 Elect Nance K. Dicciani Mgmt For For For 4 Elect Edward G. Galante Mgmt For For For 5 Elect Ira D. Hall Mgmt For For For 6 Elect Raymond W. Mgmt For For For LeBoeuf 7 Elect Larry D. McVay Mgmt For For For 8 Elect Denise L. Ramos Mgmt For For For 9 Elect Martin H. Mgmt For For For Richenhagen 10 Elect Wayne T. Smith Mgmt For For For 11 Elect Robert L. Wood Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of 162(m) Mgmt For For For Performance Measures 15 Shareholder Proposal ShrHoldr Against Against For Regarding Giving Preference to Share Repurchases -------------------------------------------------------------------------------- Precision Castparts Corp. Ticker Security ID: Meeting Date Meeting Status PCP CUSIP 740189105 08/17/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Peter B. Delaney Mgmt For Abstain Against 2 Elect Mark Donegan Mgmt For For For 3 Elect Don R. Graber Mgmt For For For 4 Elect Lester L. Lyles Mgmt For For For 5 Elect Vernon E. Oechsle Mgmt For For For 6 Elect James F. Palmer Mgmt For Abstain Against 7 Elect Rick Schmidt Mgmt For For For 8 Elect Richard L. Mgmt For For For Wambold 9 Elect Timothy A. Wicks Mgmt For For For 10 Elect Janet C. Mgmt For Abstain Against Wolfenbarger 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Precision Castparts Corp. Ticker Security ID: Meeting Date Meeting Status PCP CUSIP 740189105 11/19/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes -------------------------------------------------------------------------------- Priceline Group Inc. Ticker Security ID: Meeting Date Meeting Status PCLN CUSIP 741503403 06/02/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Timothy M. Mgmt For For For Armstrong 1.2 Elect Jeffrey H. Boyd Mgmt For For For 1.3 Elect Jan L. Docter Mgmt For For For 1.4 Elect Jeffrey E. Mgmt For For For Epstein 1.5 Elect James M. Guyette Mgmt For For For 1.6 Elect Charles H. Noski Mgmt For For For 1.7 Elect Nancy B. Mgmt For For For Peretsman 1.8 Elect Thomas E. Rothman Mgmt For For For 1.9 Elect Craig W. Rydin Mgmt For For For 1.10 Elect Lynn M. Vojvodich Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Principal Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status PFG CUSIP 74251V102 05/17/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael T. Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra L. Helton Mgmt For For For 4 Elect Blair C. Mgmt For For For Pickerell 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Prologis, Inc. Ticker Security ID: Meeting Date Meeting Status PLD CUSIP 74340W103 05/04/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Hamid R. Moghadam Mgmt For For For 2 Elect George L. Mgmt For For For Fotiades 3 Elect Christine N. Mgmt For For For Garvey 4 Elect Lydia H. Kennard Mgmt For For For 5 Elect J. Michael Losh Mgmt For For For 6 Elect Irving F. Lyons Mgmt For For For III 7 Elect David P. O'Connor Mgmt For For For 8 Elect Jeffrey L. Mgmt For For For Skelton 9 Elect Carl B. Webb Mgmt For For For 10 Elect William D. Mgmt For For For Zollars 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Prudential Financial, Inc. Ticker Security ID: Meeting Date Meeting Status PRU CUSIP 744320102 05/10/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Thomas J. Mgmt For For For Baltimore, Jr. 2 Elect Gilbert F. Mgmt For For For Casellas 3 Elect James G. Cullen Mgmt For For For 4 Elect Mark B. Grier Mgmt For For For 5 Elect Martina Mgmt For For For Hund-Mejean 6 Elect Karl J. Krapek Mgmt For For For 7 Elect Peter R. Lighte Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Sandra Pianalto Mgmt For For For 10 Elect Christine A. Poon Mgmt For For For 11 Elect Douglas A. Mgmt For For For Scovanner 12 Elect John R. Mgmt For For For Strangfeld 13 Elect Michael A. Todman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Approval of the 2016 Mgmt For For For Omnibus Incentive Plan 17 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman -------------------------------------------------------------------------------- Public Service Enterprise Group Incorporated Ticker Security ID: Meeting Date Meeting Status PEG CUSIP 744573106 04/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Willie A. Deese Mgmt For For For 2 Elect Albert R. Mgmt For For For Gamper, Jr. 3 Elect William V. Hickey Mgmt For For For 4 Elect Ralph Izzo Mgmt For For For 5 Elect Shirley Ann Mgmt For For For Jackson 6 Elect David Lilley Mgmt For For For 7 Elect Thomas A. Renyi Mgmt For For For 8 Elect Hak Cheol Shin Mgmt For For For 9 Elect Richard J. Swift Mgmt For For For 10 Elect Susan Tomasky Mgmt For For For 11 Elect Alfred W. Zollar Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Public Storage Ticker Security ID: Meeting Date Meeting Status PSA CUSIP 74460D109 04/25/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ronald L. Mgmt For For For Havner, Jr. 2 Elect Tamara Hughes Mgmt For Against Against Gustavson 3 Elect Uri P. Harkham Mgmt For For For 4 Elect B. Wayne Hughes, Mgmt For For For Jr. 5 Elect Avedick B. Mgmt For For For Poladian 6 Elect Gary E. Pruitt Mgmt For For For 7 Elect Ronald P. Spogli Mgmt For For For 8 Elect Daniel C. Staton Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For 11 Approval of 2016 Mgmt For For For Equity and Performance-Based Incentive Compensation Plan -------------------------------------------------------------------------------- PulteGroup, Inc. Ticker Security ID: Meeting Date Meeting Status PHM CUSIP 745867101 05/04/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Brian P. Anderson Mgmt For For For 1.2 Elect Bryce Blair Mgmt For For For 1.3 Elect Richard W. Mgmt For For For Dreiling 1.4 Elect Richard J. Mgmt For For For Dugas, Jr. 1.5 Elect Thomas J. Mgmt For For For Folliard 1.6 Elect Cheryl W. Grise Mgmt For For For 1.7 Elect Andre J. Hawaux Mgmt For For For 1.8 Elect Debra J. Mgmt For For For Kelly-Ennis 1.9 Elect Patrick J. Mgmt For For For O'Leary 1.10 Elect James J. Postl Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Extension of Section Mgmt For For For 382 Rights Agreement 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors -------------------------------------------------------------------------------- PVH Corp. Ticker Security ID: Meeting Date Meeting Status PVH CUSIP 693656100 06/16/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mary Baglivo Mgmt For For For 2 Elect Brent Callinicos Mgmt For For For 3 Elect Emanuel Chirico Mgmt For For For 4 Elect Juan R. Figuereo Mgmt For For For 5 Elect Joseph B. Fuller Mgmt For For For 6 Elect V. James Marino Mgmt For For For 7 Elect G. Penny McIntyre Mgmt For For For 8 Elect Henry Nasella Mgmt For For For 9 Elect Edward R. Mgmt For For For Rosenfeld 10 Elect Craig W. Rydin Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Qorvo Inc Ticker Security ID: Meeting Date Meeting Status QRVO CUSIP 74736K101 08/10/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Ralph G. Quinsey Mgmt For For For 1.2 Elect Robert A. Mgmt For For For Bruggeworth 1.3 Elect Daniel A. DiLeo Mgmt For For For 1.4 Elect Jeffery R. Mgmt For For For Gardner 1.5 Elect Charles Scott Mgmt For For For Gibson 1.6 Elect John R. Harding Mgmt For For For 1.7 Elect David H.Y. Ho Mgmt For For For 1.8 Elect Roderick D. Mgmt For For For Nelson 1.9 Elect Dr. Walden C. Mgmt For For For Rhines 1.10 Elect Walter H. Mgmt For Withhold Against Wilkinson, Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- QUALCOMM Incorporated Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP 747525103 03/08/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Barbara T. Mgmt For For For Alexander 2 Elect Raymond V. Mgmt For For For Dittamore 3 Elect Jeffry W. Mgmt For For For Henderson 4 Elect Thomas W. Horton Mgmt For For For 5 Elect Paul E. Jacobs Mgmt For For For 6 Elect Harish M. Manwani Mgmt For For For 7 Elect Mark D. Mgmt For For For McLaughlin 8 Elect Steven M. Mgmt For For For Mollenkopf 9 Elect Clark T. Randt, Mgmt For For For Jr. 10 Elect Francisco Ros Mgmt For For For 11 Elect Jonathan J. Mgmt For For For Rubinstein 12 Elect Anthony J. Mgmt For For For Vinciquerra 13 Ratification of Auditor Mgmt For For For 14 Long-Term Incentive Mgmt For For For Plan 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Quanta Services, Inc. Ticker Security ID: Meeting Date Meeting Status PWR CUSIP 74762E102 05/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Earl C. Austin, Mgmt For For For Jr. 2 Elect Doyle N. Beneby Mgmt For For For 3 Elect John Michal Mgmt For For For Conaway 4 Elect Vincent D. Foster Mgmt For For For 5 Elect Bernard Fried Mgmt For For For 6 Elect Worthing F. Mgmt For For For Jackman 7 Elect David M. Mgmt For For For McClanahan 8 Elect Bruce E. Ranck Mgmt For For For 9 Elect Margaret B. Mgmt For For For Shannon 10 Elect Pat Wood III Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2011 Mgmt For For For Omnibus Equity Incentive Plan -------------------------------------------------------------------------------- Quest Diagnostics Incorporated Ticker Security ID: Meeting Date Meeting Status DGX CUSIP 74834L100 05/18/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jenne K. Britell Mgmt For For For 2 Elect Vicky B. Gregg Mgmt For For For 3 Elect Jeffrey M. Leiden Mgmt For For For 4 Elect Timothy L. Main Mgmt For For For 5 Elect Gary M. Pfeiffer Mgmt For For For 6 Elect Timothy M. Ring Mgmt For For For 7 Elect Stephen H. Mgmt For For For Rusckowski 8 Elect Daniel C. Mgmt For For For Stanzione 9 Elect Gail R. Wilensky Mgmt For For For 10 Elect John B. Ziegler Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Amendment to the Mgmt For For For Employee Stock Purchase Plan -------------------------------------------------------------------------------- Ralph Lauren Corporation Ticker Security ID: Meeting Date Meeting Status RL CUSIP 751212101 08/06/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Frank A. Mgmt For For For Bennack, Jr. 1.2 Elect Joel L. Fleishman Mgmt For For For 1.3 Elect Hubert Joly Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Range Resources Corporation Ticker Security ID: Meeting Date Meeting Status RRC CUSIP 75281A109 05/18/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Brenda A. Cline Mgmt For For For 2 Elect Anthony V. Dub Mgmt For For For 3 Elect Allen Finkelson Mgmt For For For 4 Elect James M. Funk Mgmt For For For 5 Elect Christopher A. Mgmt For For For Helms 6 Elect Mary Ralph Lowe Mgmt For For For 7 Elect Gregory G. Mgmt For For For Maxwell 8 Elect Kevin S. McCarthy Mgmt For For For 9 Elect Jeffrey L. Mgmt For For For Ventura 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the 2005 Mgmt For For For Equity-Based Compensation Plan 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report -------------------------------------------------------------------------------- Raytheon Company Ticker Security ID: Meeting Date Meeting Status RTN CUSIP 755111507 05/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Tracy A Atkinson Mgmt For For For 2 Elect Robert E. Mgmt For For For Beauchamp 3 Elect James E. Mgmt For For For Cartwright 4 Elect Vernon E. Clark Mgmt For For For 5 Elect Stephen J. Hadley Mgmt For For For 6 Elect Thomas A. Kennedy Mgmt For For For 7 Elect Letitia A Long Mgmt For For For 8 Elect George R. Oliver Mgmt For For For 9 Elect Michael C. Mgmt For For For Ruettgers 10 Elect William R. Spivey Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Adoption of an Mgmt For Against Against Exclusive Forum Provision 14 Shareholder Proposal ShrHoldr Against Against For Regarding Giving Preference to Share Repurchases 15 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Realty Income Corporation Ticker Security ID: Meeting Date Meeting Status O CUSIP 756109104 05/17/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Kathleen R. Allen Mgmt For For For 2 Elect John P. Case Mgmt For For For 3 Elect A. Larry Chapman Mgmt For For For 4 Elect Priya Cherian Mgmt For For For Huskins 5 Elect Michael D. McKee Mgmt For For For 6 Elect Gregory T. Mgmt For For For McLaughlin 7 Elect Ronald L. Mgmt For For For Merriman 8 Elect Stephen E. Mgmt For For For Sterrett 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Red Hat, Inc. Ticker Security ID: Meeting Date Meeting Status RHT CUSIP 756577102 08/06/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Sohaib Abbasi Mgmt For For For 2 Elect Charlene T. Mgmt For For For Begley 3 Elect Narendra K. Gupta Mgmt For For For 4 Elect William S. Kaiser Mgmt For For For 5 Elect Donald H. Mgmt For For For Livingstone 6 Elect James M. Mgmt For For For Whitehurst 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Regeneron Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status REGN CUSIP 75886F107 06/10/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael S. Brown Mgmt For For For 2 Elect Leonard S. Mgmt For For For Schleifer 3 Elect George D. Mgmt For For For Yancopoulos 4 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Regions Financial Corporation Ticker Security ID: Meeting Date Meeting Status RF CUSIP 7591EP100 04/21/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Carolyn H. Byrd Mgmt For For For 2 Elect David J. Cooper, Mgmt For For For Sr. 3 Elect Don DeFosset Mgmt For For For 4 Elect Eric C. Fast Mgmt For For For 5 Elect O. B. Grayson Mgmt For For For Hall, Jr. 6 Elect John D. Johns Mgmt For For For 7 Elect Ruth Ann Marshall Mgmt For For For 8 Elect Susan W. Matlock Mgmt For For For 9 Elect John E. Maupin, Mgmt For For For Jr. 10 Elect Charles D. Mgmt For For For McCrary 11 Elect Lee J. Mgmt For For For Styslinger III 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Republic Services, Inc. Ticker Security ID: Meeting Date Meeting Status RSG CUSIP 760759100 05/06/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ramon A. Mgmt For For For Rodriguez 2 Elect Tomago Collins Mgmt For For For 3 Elect James W. Mgmt For For For Crownover 4 Elect Ann E. Dunwoody Mgmt For For For 5 Elect William J. Flynn Mgmt For For For 6 Elect Manuel Kadre Mgmt For For For 7 Elect Michael Larson Mgmt For For For 8 Elect W. Lee Nutter Mgmt For For For 9 Elect Donald W. Slager Mgmt For For For 10 Elect John M. Trani Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Amendment to Bylaws to Mgmt For For For Implement Proxy Access 14 Adoption of Exclusive Mgmt For Against Against Forum -------------------------------------------------------------------------------- Reynolds American Inc. Ticker Security ID: Meeting Date Meeting Status RAI CUSIP 761713106 05/05/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Susan M. Cameron Mgmt For For For 2 Elect Martin D. Mgmt For For For Feinstein 3 Elect Murray S. Kessler Mgmt For For For 4 Elect Lionel L. Nowell Mgmt For For For III 5 Elect Ricardo Mgmt For For For Oberlander 6 Elect Jerome Abelman Mgmt For For For 7 Elect Robert E. Lerwill Mgmt For For For 8 Amendment to Articles Mgmt For For For of Incorporation to Declassify the Board of Directors 9 Increase of Authorized Mgmt For For For Shares of Common Stock 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against Against For Regarding Giving Preference to Share Repurchases 13 Shareholder Proposal ShrHoldr Against Against For Regarding Mediation of Alleged Human Rights Violations -------------------------------------------------------------------------------- Robert Half International Inc. Ticker Security ID: Meeting Date Meeting Status RHI CUSIP 770323103 05/16/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Andrew S. Mgmt For For For Berwick, Jr. 1.2 Elect Harold M. Mgmt For For For Messmer, Jr. 1.3 Elect Marc H. Morial Mgmt For For For 1.4 Elect Barbara J. Mgmt For For For Novogradac 1.5 Elect Robert J. Pace Mgmt For For For 1.6 Elect Fredrick A. Mgmt For For For Richman 1.7 Elect M. Keith Waddell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Rockwell Automation, Inc. Ticker Security ID: Meeting Date Meeting Status ROK CUSIP 773903109 02/02/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Keith D. Nosbusch Mgmt For For For 1.2 Elect William T. Mgmt For For For McCormick, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Approval of an Mgmt For For For Amendment to the 2012 Long-Term Incentives Plan 5 Adoption of Exclusive Mgmt For Against Against Forum Provision -------------------------------------------------------------------------------- Rockwell Collins, Inc. Ticker Security ID: Meeting Date Meeting Status COL CUSIP 774341101 02/04/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John A. Edwardson Mgmt For For For 1.2 Elect Andrew J. Mgmt For For For Policano 1.3 Elect Jeffrey L. Turner Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Roper Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status ROP CUSIP 776696106 05/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Amy Woods Mgmt For For For Brinkley 1.2 Elect John F. Fort, III Mgmt For For For 1.3 Elect Brian D. Jellison Mgmt For For For 1.4 Elect Robert D. Johnson Mgmt For For For 1.5 Elect Robert E. Mgmt For For For Knowling, Jr. 1.6 Elect Wilbur J. Mgmt For For For Prezzano 1.7 Elect Laura G. Thatcher Mgmt For For For 1.8 Elect Richard F. Mgmt For For For Wallman 1.9 Elect Christopher Mgmt For For For Wright 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Approval of 2016 Mgmt For Against Against Incentive Plan -------------------------------------------------------------------------------- Ross Stores, Inc. Ticker Security ID: Meeting Date Meeting Status ROST CUSIP 778296103 05/18/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael Balmuth Mgmt For For For 2 Elect K. Gunnar Mgmt For For For Bjorklund 3 Elect Michael J. Bush Mgmt For For For 4 Elect Norman A. Ferber Mgmt For For For 5 Elect Sharon D. Garrett Mgmt For For For 6 Elect Stephen D. Mgmt For For For Milligan 7 Elect George P. Orban Mgmt For For For 8 Elect Michael Mgmt For For For O'Sullivan 9 Elect Lawrence S. Mgmt For For For Peiros 10 Elect Gregory L. Mgmt For For For Quesnel 11 Elect Barbara Rentler Mgmt For For For 12 Second Amended and Mgmt For For For Restated Incentive Plan 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Royal Caribbean Cruises Ltd. Ticker Security ID: Meeting Date Meeting Status RCL CUSIP V7780T103 05/20/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John F. Brock Mgmt For For For 2 Elect Richard D. Fain Mgmt For For For 3 Elect William L. Kimsey Mgmt For For For 4 Elect Maritza Gomez Mgmt For For For Montiel 5 Elect Ann S. Moore Mgmt For For For 6 Elect Eyal M. Ofer Mgmt For For For 7 Elect Thomas J. Mgmt For For For Pritzker 8 Elect William K. Reilly Mgmt For For For 9 Elect Bernt Reitan Mgmt For For For 10 Elect Vagn Ove Sorensen Mgmt For For For 11 Elect Donald Thompson Mgmt For For For 12 Elect Arne Alexander Mgmt For For For Wilhelmsen 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the 2008 Mgmt For For For Equity Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Proxy Access -------------------------------------------------------------------------------- Ryder System, Inc. Ticker Security ID: Meeting Date Meeting Status R CUSIP 783549108 05/06/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert J. Eck Mgmt For For For 2 Elect Tamara L. Mgmt For For For Lundgren 3 Elect Abbie J. Smith Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Amendment to the 2012 Mgmt For For For Equity and Incentive Compensation Plan 7 Amendment to the Stock Mgmt For For For Purchase Plan -------------------------------------------------------------------------------- salesforce.com, inc. Ticker Security ID: Meeting Date Meeting Status CRM CUSIP 79466L302 06/02/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Marc R. Benioff Mgmt For For For 2 Elect Keith G. Block Mgmt For For For 3 Elect Craig A. Conway Mgmt For Against Against 4 Elect Alan G. Mgmt For For For Hassenfeld 5 Elect Neelie Kroes Mgmt For For For 6 Elect Colin L. Powell Mgmt For For For 7 Elect Sanford R. Mgmt For For For Robertson 8 Elect John V. Roos Mgmt For For For 9 Elect Lawrence J. Mgmt For For For Tomlinson 10 Elect Robin L. Mgmt For For For Washington 11 Elect Maynard G. Webb Mgmt For For For 12 Elect Susan D. Wojcicki Mgmt For For For 13 Certificate Amendment Mgmt For For For Regarding Removal of Directors Without Cause 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control 17 Shareholder Proposal ShrHoldr Against Against For Regarding Equity Retention -------------------------------------------------------------------------------- Sandisk Corp. Ticker Security ID: Meeting Date Meeting Status SNDK CUSIP 80004C101 03/15/2016 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Acquisition Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting 3 Advisory Vote on Mgmt For For For Golden Parachutes -------------------------------------------------------------------------------- SCANA Corporation Ticker Security ID: Meeting Date Meeting Status SCG CUSIP 80589M102 04/28/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Gregory E. Aliff Mgmt For For For 1.2 Elect Sharon A. Decker Mgmt For For For 1.3 Elect Kevin B. Marsh Mgmt For For For 1.4 Elect James M. Micali Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Director Compensation Mgmt For For For and Deferral Plan 4 Amendment to Director Mgmt For For For Compensation and Deferral Plan 5 Amendment to Mgmt For For For Declassify the Board -------------------------------------------------------------------------------- Schlumberger N.V. (Schlumberger Limited) Ticker Security ID: Meeting Date Meeting Status SLB CUSIP 806857108 04/06/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Peter L.S. Currie Mgmt For For For 2 Elect V. Maureen Mgmt For For For Kempston Darkes 3 Elect Paal Kibsgaard Mgmt For For For 4 Elect Nikolay Mgmt For For For Kudryavtsev 5 Elect Michael E. Marks Mgmt For Against Against 6 Elect Indra K. Nooyi Mgmt For For For 7 Elect Lubna S. Olayan Mgmt For For For 8 Elect Leo Rafael Reif Mgmt For For For 9 Elect Tore I. Sandvold Mgmt For Against Against 10 Elect Henri Seydoux Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Approval of Financials Mgmt For For For Statements/Dividends 13 Ratification of Auditor Mgmt For For For 14 Amendments to Articles Mgmt For For For of Incorporation 15 Ratification of Board Mgmt For For For Size 16 Amendment to the Mgmt For For For French Sub Plan Under the 2010 Omnibus Stock Incentive Plan -------------------------------------------------------------------------------- Scripps Networks Interactive Inc. Ticker Security ID: Meeting Date Meeting Status SNI CUSIP 811065101 05/10/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jarl Mohn Mgmt For For For 1.2 Elect Nicholas B. Mgmt For For For Paumgarten 1.3 Elect Jeffrey F. Mgmt For Withhold Against Sagansky 1.4 Elect Ronald W. Tysoe Mgmt For For For -------------------------------------------------------------------------------- Seagate Technology Ticker Security ID: Meeting Date Meeting Status STX CUSIP G7945M107 10/21/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Stephen J. Luczo Mgmt For For For 2 Elect Frank J. Biondi, Mgmt For For For Jr. 3 Elect Michael R. Cannon Mgmt For For For 4 Elect Mei-Wei Cheng Mgmt For For For 5 Elect William T. Mgmt For For For Coleman 6 Elect Jay L. Geldmacher Mgmt For For For 7 Elect Dambisa F. Moyo Mgmt For For For 8 Elect Kristen M. Onken Mgmt For For For 9 Elect Chong Sup Park Mgmt For For For 10 Elect Stephanie Mgmt For For For Tilenius 11 Elect Edward Zander Mgmt For For For 12 Authority to Set the Mgmt For For For Reissue Price Of Treasury Shares 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Sealed Air Corporation Ticker Security ID: Meeting Date Meeting Status SEE CUSIP 81211K100 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael Chu Mgmt For For For 2 Elect Lawrence R. Codey Mgmt For For For 3 Elect Patrick Duff Mgmt For For For 4 Elect Jacqueline B. Mgmt For For For Kosecoff 5 Elect Neil Lustig Mgmt For For For 6 Elect Kenneth P. Mgmt For For For Manning 7 Elect William J. Marino Mgmt For For For 8 Elect Jerome A. Mgmt For For For Peribere 9 Elect Richard L. Mgmt For For For Wambold 10 Elect Jerry R. Whitaker Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Sempra Energy Ticker Security ID: Meeting Date Meeting Status SRE CUSIP 816851109 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Alan L. Boeckmann Mgmt For For For 2 Elect Kathleen L. Brown Mgmt For Against Against 3 Elect Pablo A. Ferrero Mgmt For Against Against 4 Elect William D. Jones Mgmt For For For 5 Elect William G. Ouchi Mgmt For For For 6 Elect Debra L. Reed Mgmt For For For 7 Elect William C. Mgmt For For For Rusnack 8 Elect William P. Mgmt For Against Against Rutledge 9 Elect Lynn Schenk Mgmt For Against Against 10 Elect Jack T. Taylor Mgmt For Against Against 11 Elect James C. Yardley Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Sherwin-Williams Company Ticker Security ID: Meeting Date Meeting Status SHW CUSIP 824348106 04/20/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Arthur F. Anton Mgmt For For For 2 Elect Christopher M. Mgmt For For For Connor 3 Elect David F. Hodnik Mgmt For For For 4 Elect Thomas G. Kadien Mgmt For For For 5 Elect Richard J. Kramer Mgmt For For For 6 Elect Susan J. Kropf Mgmt For For For 7 Elect John G. Morikis Mgmt For For For 8 Elect Christine A. Poon Mgmt For For For 9 Elect John M. Stropki, Mgmt For For For Jr. 10 Elect Matthew Thornton Mgmt For For For 11 Elect Steven H. Wunning Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2006 Mgmt For For For Stock Plan for Nonemployee Directors 14 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Signet Jewelers Limited Ticker Security ID: Meeting Date Meeting Status SIG CUSIP G81276100 06/17/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect H. Todd Stitzer Mgmt For For For 2 Elect Virginia Drosos Mgmt For For For 3 Elect Dale W. Hilpert Mgmt For For For 4 Elect Mark Light Mgmt For For For 5 Elect Helen McCluskey Mgmt For For For 6 Elect Marianne Miller Mgmt For For For Parrs 7 Elect Thomas G. Mgmt For For For Plaskett 8 Elect Robert Stack Mgmt For For For 9 Elect Eugenia Ulasewicz Mgmt For For For 10 Elect Russell Walls Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Simon Property Group, Inc. Ticker Security ID: Meeting Date Meeting Status SPG CUSIP 828806109 05/11/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Glyn F. Aeppel Mgmt For For For 2 Elect Larry C. Mgmt For For For Glasscock 3 Elect Karen N. Horn Mgmt For For For 4 Elect Allan B. Hubbard Mgmt For For For 5 Elect Reuben S. Mgmt For For For Leibowitz 6 Elect Gary M. Rodkin Mgmt For For For 7 Elect Daniel C. Smith Mgmt For For For 8 Elect J. Albert Smith, Mgmt For For For Jr. 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Skyworks Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status SWKS CUSIP 83088M102 05/11/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David J. Aldrich Mgmt For For For 2 Elect Kevin L. Beebe Mgmt For For For 3 Elect Timothy R. Furey Mgmt For For For 4 Elect Balakrishnan S. Mgmt For For For Iyer 5 Elect Christine King Mgmt For Against Against 6 Elect David P. McGlade Mgmt For For For 7 Elect David J. Mgmt For For For McLachlan 8 Elect Robert A. Mgmt For For For Schriesheim 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Elimination of Mgmt For For For Supermajority Requirement to Amend Bylaws 12 Elimination of Mgmt For For For Supermajority Requirement to Approve Certain Actions 13 Elimination of Mgmt For For For Supermajority Requirement to Approve Business Combinations with Any Related Person 14 Elimination of Mgmt For For For Supermajority Requirement to Amend Charter Provisions Governing Directors 15 Elimination of Mgmt For For For Supermajority Requirement to Amend Charter Provisions Governing Action by Stockholders -------------------------------------------------------------------------------- SL Green Realty Corp. Ticker Security ID: Meeting Date Meeting Status SLG CUSIP 78440X101 06/02/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Edwin Thomas Mgmt For For For Burton III 2 Elect Craig M. Hatkoff Mgmt For For For 3 Elect Andrew W. Mathias Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2005 Mgmt For Against Against Stock Option and Incentive Plan -------------------------------------------------------------------------------- Snap-on Incorporated Ticker Security ID: Meeting Date Meeting Status SNA CUSIP 833034101 04/28/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Karen L. Daniel Mgmt For For For 2 Elect Ruth Ann M. Mgmt For For For Gillis 3 Elect James P. Holden Mgmt For For For 4 Elect Nathan J. Jones Mgmt For For For 5 Elect Harry W. Knueppel Mgmt For For For 6 Elect W. Dudley Lehman Mgmt For For For 7 Elect Nicholas T. Mgmt For For For Pinchuk 8 Elect Gregg M. Sherrill Mgmt For For For 9 Elect Donald J. Mgmt For For For Stebbins 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Southern Company Ticker Security ID: Meeting Date Meeting Status SO CUSIP 842587107 05/25/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Juanita Powell Mgmt For For For Baranco 2 Elect Jon A. Boscia Mgmt For For For 3 Elect Henry A. Clark Mgmt For For For III 4 Elect Thomas A. Fanning Mgmt For For For 5 Elect David J. Grain Mgmt For For For 6 Elect Veronica M. Hagen Mgmt For For For 7 Elect Warren A. Hood, Mgmt For For For Jr. 8 Elect Linda P. Hudson Mgmt For For For 9 Elect Donald M. James Mgmt For For For 10 Elect John D. Johns Mgmt For For For 11 Elect Dale E. Klein Mgmt For For For 12 Elect William G. Mgmt For For For Smith, Jr. 13 Elect Steven R. Specker Mgmt For For For 14 Elect Larry D. Thompson Mgmt For For For 15 Elect E. Jenner Wood Mgmt For For For III 16 Adoption of Proxy Mgmt For For For Access 17 Elimination of Mgmt For For For Supermajority Requirement 18 Repeal of Fair Price Mgmt For For For Provision 19 Authority to Amend Mgmt For Against Against Bylaws Without Shareholder Approval 20 Advisory Vote on Mgmt For For For Executive Compensation 21 Re-approval of the Mgmt For For For 2011 Omnibus Incentive Compensation Plan for the Purposes of Section 162(m) 22 Ratification of Auditor Mgmt For For For 23 Shareholder Proposal ShrHoldr Against For Against Regarding Reporting on Company Climate Change Policies 24 Shareholder Proposal ShrHoldr Against Against For Regarding Carbon Asset Risk Report -------------------------------------------------------------------------------- Southwest Airlines Co. Ticker Security ID: Meeting Date Meeting Status LUV CUSIP 844741108 05/18/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David W. Biegler Mgmt For For For 2 Elect J. Veronica Mgmt For For For Biggins 3 Elect Douglas H. Brooks Mgmt For For For 4 Elect William H. Mgmt For For For Cunningham 5 Elect John G. Denison Mgmt For For For 6 Elect Thomas W. Mgmt For For For Gilligan 7 Elect Gary C. Kelly Mgmt For For For 8 Elect Grace D. Lieblein Mgmt For For For 9 Elect Nancy B. Loeffler Mgmt For For For 10 Elect John T. Montford Mgmt For For For 11 Elect Ron Ricks Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Southwestern Energy Company Ticker Security ID: Meeting Date Meeting Status SWN CUSIP 845467109 05/17/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John D. Gass Mgmt For For For 2 Elect Catherine A. Kehr Mgmt For For For 3 Elect Greg D. Kerley Mgmt For For For 4 Elect Kenneth R. Mgmt For For For Mourton 5 Elect Elliott Pew Mgmt For For For 6 Elect Terry W. Rathert Mgmt For For For 7 Elect Alan H. Stevens Mgmt For For For 8 Elect William J. Way Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Amendment to the 2013 Mgmt For For For Incentive Plan 11 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Spectra Energy Corp. Ticker Security ID: Meeting Date Meeting Status SE CUSIP 847560109 04/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Gregory L. Ebel Mgmt For For For 2 Elect F. Anthony Comper Mgmt For For For 3 Elect Austin A. Adams Mgmt For For For 4 Elect Joseph Alvarado Mgmt For For For 5 Elect Pamela L. Carter Mgmt For For For 6 Elect Clarence P. Mgmt For For For Cazalot, Jr. 7 Elect Peter B. Hamilton Mgmt For For For 8 Elect Miranda C. Hubbs Mgmt For For For 9 Elect Michael McShane Mgmt For For For 10 Elect Michael G. Morris Mgmt For For For 11 Elect Michael E.J. Mgmt For For For Phelps 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2007 Mgmt For For For Long-Term Incentive Plan 14 Amendment to the Mgmt For For For Executive Short-Term Incentive Plan 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report -------------------------------------------------------------------------------- Stanley Black and Decker, Inc. Ticker Security ID: Meeting Date Meeting Status SWK CUSIP 854502101 04/20/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Andrea J. Ayers Mgmt For For For 1.2 Elect George W. Buckley Mgmt For For For 1.3 Elect Patrick D. Mgmt For For For Campbell 1.4 Elect Carlos M. Cardoso Mgmt For For For 1.5 Elect Robert B. Coutts Mgmt For For For 1.6 Elect Debra A. Crew Mgmt For For For 1.7 Elect Michael D. Hankin Mgmt For For For 1.8 Elect Anthony Luiso Mgmt For For For 1.9 Elect John F. Lundgren Mgmt For For For 1.10 Elect Marianne M. Parrs Mgmt For For For 1.11 Elect Robert L. Ryan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Giving Preference to Share Repurchases -------------------------------------------------------------------------------- Staples, Inc. Ticker Security ID: Meeting Date Meeting Status SPLS CUSIP 855030102 06/14/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Drew G. Faust Mgmt For For For 2 Elect Curtis F. Feeny Mgmt For For For 3 Elect Paul-Henri Mgmt For For For Ferrand 4 Elect Deborah A. Mgmt For For For Henretta 5 Elect Kunal S. Kamlani Mgmt For For For 6 Elect John F. Lundgren Mgmt For For For 7 Elect Carol Meyrowitz Mgmt For For For 8 Elect Ronald L. Sargent Mgmt For For For 9 Elect Robert E. Mgmt For For For Sulentic 10 Elect Vijay Vishwanath Mgmt For For For 11 Elect Paul F. Walsh Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control 15 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call Special Meetings -------------------------------------------------------------------------------- Starbucks Corporation Ticker Security ID: Meeting Date Meeting Status SBUX CUSIP 855244109 03/23/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Howard Schultz Mgmt For For For 2 Elect William W. Mgmt For For For Bradley 3 Elect Mary N. Dillon Mgmt For For For 4 Elect Robert M. Gates Mgmt For For For 5 Elect Mellody Hobson Mgmt For For For 6 Elect Kevin R. Johnson Mgmt For For For 7 Elect Joshua C. Ramo Mgmt For For For 8 Elect James G. Mgmt For For For Shennan, Jr. 9 Elect Clara Shih Mgmt For For For 10 Elect Javier G. Teruel Mgmt For For For 11 Elect Myron E. Ullman Mgmt For For For III 12 Elect Craig E. Mgmt For For For Weatherup 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the Mgmt For For For Executive Management Bonus Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Acess 17 Shareholder Proposal ShrHoldr Against Against For Regarding Human Rights Review -------------------------------------------------------------------------------- Starwood Hotels & Resorts Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status HOT CUSIP 85590A401 04/08/2016 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes -------------------------------------------------------------------------------- State Street Corporation Ticker Security ID: Meeting Date Meeting Status STT CUSIP 857477103 05/18/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Kennett F. Burnes Mgmt For For For 2 Elect Patrick de Mgmt For For For Saint-Aignan 3 Elect Lynn A. Dugle Mgmt For For For 4 Elect William C. Freda Mgmt For For For 5 Elect Amelia C. Fawcett Mgmt For For For 6 Elect Linda A. Hill Mgmt For For For 7 Elect Joseph L. Hooley Mgmt For For For 8 Elect Richard P. Sergel Mgmt For For For 9 Elect Ronald L. Skates Mgmt For For For 10 Elect Gregory L. Summe Mgmt For For For 11 Elect Thomas J. Wilson Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approval of the 2016 Mgmt For For For Senior Executive Annual Incentive Plan 14 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Stericycle, Inc. Ticker Security ID: Meeting Date Meeting Status SRCL CUSIP 858912108 05/25/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mark C. Miller Mgmt For For For 2 Elect Jack W. Schuler Mgmt For For For 3 Elect Charles A. Alutto Mgmt For For For 4 Elect Lynn D. Bleil Mgmt For For For 5 Elect Thomas D. Brown Mgmt For For For 6 Elect Thomas F. Chen Mgmt For For For 7 Elect Rod F. Dammeyer Mgmt For For For 8 Elect William K. Hall Mgmt For For For 9 Elect John Patience Mgmt For For For 10 Elect Mike S. Mgmt For For For Zafirovski 11 Canadian Employee Mgmt For For For Stock Purchase Plan 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 15 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Stryker Corporation Ticker Security ID: Meeting Date Meeting Status SYK CUSIP 863667101 04/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Howard E. Cox, Mgmt For For For Jr. 2 Elect Srikant Datar Mgmt For For For 3 Elect Roch Doliveux Mgmt For For For 4 Elect Louise L. Mgmt For For For Francesconi 5 Elect Allan C. Golston Mgmt For For For 6 Elect Kevin A. Lobo Mgmt For For For 7 Elect William U. Parfet Mgmt For For For 8 Elect Andrew K Mgmt For For For Silvernail 9 Elect Ronda E. Stryker Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2011 Mgmt For For For Long-Term Incentive Plan 12 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Suntrust Banks, Inc. Ticker Security ID: Meeting Date Meeting Status STI CUSIP 867914103 04/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Dallas S. Clement Mgmt For For For 2 Elect Paul R. Garcia Mgmt For For For 3 Elect M. Douglas Mgmt For For For Ivester 4 Elect Kyle P. Legg Mgmt For For For 5 Elect Donna S. Morea Mgmt For For For 6 Elect David M. Mgmt For For For Ratcliffe 7 Elect William H. Mgmt For For For Rogers, Jr. 8 Elect Frank W. Scruggs Mgmt For For For 9 Elect Bruce L. Tanner Mgmt For For For 10 Elect Thomas R. Watjen Mgmt For For For 11 Elect Phail Wynn, Jr. Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Symantec Corporation Ticker Security ID: Meeting Date Meeting Status SYMC CUSIP 871503108 11/03/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael A. Brown Mgmt For For For 2 Elect Frank E. Dangeard Mgmt For For For 3 Elect Geraldine B. Mgmt For For For Laybourne 4 Elect David Mahoney Mgmt For For For 5 Elect Robert S. Miller Mgmt For For For 6 Elect Anita Sands Mgmt For For For 7 Elect Daniel H. Mgmt For For For Schulman 8 Elect V. Paul Unruh Mgmt For For For 9 Elect Suzanne Vautrinot Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Shareholder Proposal ShrHoldr Against Against For Regarding International Policy Committee -------------------------------------------------------------------------------- Synchrony Financial Ticker Security ID: Meeting Date Meeting Status SYF CUSIP 87165B103 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Margaret M. Keane Mgmt For For For 2 Elect Paget L. Alves Mgmt For For For 3 Elect Arthur W. Mgmt For For For Coviello, Jr. 4 Elect William W. Mgmt For For For Graylin 5 Elect Roy A. Guthrie Mgmt For For For 6 Elect Richard C. Mgmt For For For Hartnack 7 Elect Jeffrey G. Naylor Mgmt For For For 8 Elect Laurel J. Richie Mgmt For For For 9 Elect Olympia J. Snowe Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Sysco Corporation Ticker Security ID: Meeting Date Meeting Status SYY CUSIP 871829107 11/18/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John M. Cassaday Mgmt For For For 2 Elect Judith B. Craven Mgmt For For For 3 Elect William J. Mgmt For For For DeLaney 4 Elect Joshua D. Frank Mgmt For For For 5 Elect Larry C. Mgmt For For For Glasscock 6 Elect Jonathan Golden Mgmt For For For 7 Elect Joseph A. Mgmt For For For Hafner, Jr. 8 Elect Hans-Joachim Mgmt For For For Koerber 9 Elect Nancy S. Newcomb Mgmt For For For 10 Elect Nelson Peltz Mgmt For For For 11 Elect Richard G. Mgmt For For For Tilghman 12 Elect Jackie M. Ward Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- T. Rowe Price Group, Inc. Ticker Security ID: Meeting Date Meeting Status TROW CUSIP 74144T108 04/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mark S. Bartlett Mgmt For For For 2 Elect Edward C. Bernard Mgmt For For For 3 Elect Mary K. Bush Mgmt For For For 4 Elect H. Lawrence Culp Mgmt For For For 5 Elect Freeman A. Mgmt For For For Hrabowski, III 6 Elect Robert F. Mgmt For For For MacLellan 7 Elect Brian C. Rogers Mgmt For For For 8 Elect Olympia J. Snowe Mgmt For For For 9 Elect William J. Mgmt For For For Stromberg 10 Elect Dwight S. Taylor Mgmt For For For 11 Elect Anne Marie Mgmt For For For Whittemore 12 Elect Alan D. Wilson Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Voting Practices -------------------------------------------------------------------------------- Target Corporation Ticker Security ID: Meeting Date Meeting Status TGT CUSIP 87612E106 06/08/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Roxanne S. Austin Mgmt For For For 2 Elect Douglas M. Mgmt For For For Baker, Jr. 3 Elect Brian C. Cornell Mgmt For For For 4 Elect Calvin Darden Mgmt For For For 5 Elect Henrique De Mgmt For For For Castro 6 Elect Robert L. Edwards Mgmt For For For 7 Elect Melanie L. Healey Mgmt For For For 8 Elect Donald R. Knauss Mgmt For For For 9 Elect Monica C. Lozano Mgmt For For For 10 Elect Mary E. Minnick Mgmt For For For 11 Elect Anne M. Mulcahy Mgmt For For For 12 Elect Derica W. Rice Mgmt For For For 13 Elect Kenneth L. Mgmt For For For Salazar 14 Elect John G. Stumpf Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Country Selection Guidelines -------------------------------------------------------------------------------- TE Connectivity Ltd. Ticker Security ID: Meeting Date Meeting Status TEL CUSIP H84989104 03/02/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Pierre R. Mgmt For For For Brondeau 2 Elect Terrence R. Mgmt For For For Curtin 3 Elect Carol A. Davidson Mgmt For For For 4 Elect Juergen W. Gromer Mgmt For For For 5 Elect William A. Mgmt For For For Jeffrey 6 Elect Thomas J. Lynch Mgmt For For For 7 Elect Yong Nam Mgmt For For For 8 Elect Daniel J. Phelan Mgmt For For For 9 Elect Paula A. Sneed Mgmt For For For 10 Elect Mark C. Trudeau Mgmt For For For 11 Elect John C. Van Mgmt For For For Scoter 12 Elect Laura H. Wright Mgmt For For For 13 Elect Thomas J. Lynch Mgmt For For For as Chairman 14 Elect Daniel J. Phelan Mgmt For For For 15 Elect Paula A. Sneed Mgmt For For For 16 Elect John C. Van Mgmt For For For Scoter 17 Appointment of the Mgmt For For For Independent Proxy 18 Approval of Annual Mgmt For For For Report 19 Approval of Statutory Mgmt For For For Financial Statements 20 Approval of Mgmt For For For Consolidated Financial Statements 21 Release of Board of Mgmt For For For Directors and Executive Officers 22 Appoint Deloitte and Mgmt For For For Touche as auditor 23 Appoint Deloitte AG, Mgmt For For For Zurich as Swiss registered auditor 24 Appoint Mgmt For For For PricewaterhouseCoopers AG, Zurich as Special Auditor 25 Advisory Vote on Mgmt For For For Executive Compensation 26 Executive Compensation Mgmt For For For 27 Board Compensation Mgmt For For For 28 Appropriation of Mgmt For For For Earnings 29 Declaration of Dividend Mgmt For For For 30 Authority to Mgmt For For For Repurchase Shares 31 Increase in Authorized Mgmt For For For Capital 32 Reduction of Share Mgmt For For For Capital Under the Share Repurchase Program 33 Right to Adjourn Mgmt For For For Meeting -------------------------------------------------------------------------------- TECO Energy, Inc. Ticker Security ID: Meeting Date Meeting Status TE CUSIP 872375100 12/03/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting 3 Advisory Vote on Mgmt For Against Against Golden Parachutes -------------------------------------------------------------------------------- TEGNA Inc Ticker Security ID: Meeting Date Meeting Status TGNA CUSIP 87901J105 05/05/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Howard D. Elias Mgmt For For For 2 Elect Lidia Fonseca Mgmt For For For 3 Elect Jill Greenthal Mgmt For For For 4 Elect Marjorie Magner Mgmt For For For 5 Elect Gracia C. Martore Mgmt For For For 6 Elect Scott K. McCune Mgmt For For For 7 Elect Henry W. McGee Mgmt For For For 8 Elect Susan Ness Mgmt For For For 9 Elect Bruce P. Nolop Mgmt For For For 10 Elect Neal Shapiro Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Tenet Healthcare Corporation Ticker Security ID: Meeting Date Meeting Status THC CUSIP 88033G407 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Trevor Fetter Mgmt For For For 2 Elect Brenda J. Gaines Mgmt For For For 3 Elect Karen M. Garrison Mgmt For For For 4 Elect Edward A. Kangas Mgmt For For For 5 Elect J. Robert Kerrey Mgmt For For For 6 Elect Freda C. Mgmt For For For Lewis-Hall 7 Elect Richard R. Mgmt For For For Pettingill 8 Elect Matthew J. Mgmt For For For Ripperger 9 Elect Ronald A. Mgmt For For For Rittenmeyer 10 Elect Tammy Romo Mgmt For For For 11 Elect Randolph C. Mgmt For For For Simpson 12 Elect James A. Unruh Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the 2008 Mgmt For For For Stock Incentive Plan 15 Amendment to the 1995 Mgmt For For For Employee Stock Purchase Plan 16 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Teradata Corporation Ticker Security ID: Meeting Date Meeting Status TDC CUSIP 88076W103 04/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Cary T. Fu Mgmt For For For 2 Elect Michael P. Mgmt For For For Gianoni 3 Elect Victor L. Lund Mgmt For For For 4 Amendment to the 2012 Mgmt For For For Stock Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Tesoro Corporation Ticker Security ID: Meeting Date Meeting Status TSO CUSIP 881609101 05/03/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Rodney F. Chase Mgmt For For For 2 Elect Edward G. Galante Mgmt For For For 3 Elect Gregory J. Goff Mgmt For For For 4 Elect Robert W. Goldman Mgmt For For For 5 Elect David Lilley Mgmt For For For 6 Elect Mary Pat McCarthy Mgmt For For For 7 Elect Jim W. Nokes Mgmt For For For 8 Elect Susan Tomasky Mgmt For For For 9 Elect Michael E. Wiley Mgmt For For For 10 Elect Patrick Y. Yang Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report -------------------------------------------------------------------------------- Texas Instruments Incorporated Ticker Security ID: Meeting Date Meeting Status TXN CUSIP 882508104 04/21/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ralph W. Babb, Mgmt For For For Jr. 2 Elect Mark A. Blinn Mgmt For For For 3 Elect Daniel A. Carp Mgmt For For For 4 Elect Janet F. Clark Mgmt For For For 5 Elect Carrie S. Cox Mgmt For For For 6 Elect Ronald Kirk Mgmt For For For 7 Elect Pamela H. Patsley Mgmt For For For 8 Elect Robert E. Sanchez Mgmt For For For 9 Elect Wayne R. Sanders Mgmt For For For 10 Elect Richard K. Mgmt For For For Templeton 11 Elect Christine Todd Mgmt For For For Whitman 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2009 Mgmt For For For Long-Term Incentive Plan -------------------------------------------------------------------------------- Textron Inc. Ticker Security ID: Meeting Date Meeting Status TXT CUSIP 883203101 04/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Scott C. Donnelly Mgmt For For For 2 Elect Kathleen M. Bader Mgmt For For For 3 Elect R. Kerry Clark Mgmt For For For 4 Elect James T. Conway Mgmt For For For 5 Elect Ivor J. Evans Mgmt For For For 6 Elect Lawrence K. Fish Mgmt For For For 7 Elect Paul E. Gagne Mgmt For For For 8 Elect Dain M. Hancock Mgmt For For For 9 Elect Charles D. Powell Mgmt For For For 10 Elect Lloyd G. Trotter Mgmt For For For 11 Elect James L. Ziemer Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- The ADT Corporation Ticker Security ID: Meeting Date Meeting Status ADT CUSIP 00101J106 03/15/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Thomas Colligan Mgmt For For For 2 Elect Richard Daly Mgmt For For For 3 Elect Timothy Donahue Mgmt For For For 4 Elect Robert Dutkowsky Mgmt For For For 5 Elect Bruce Gordon Mgmt For Against Against 6 Elect Naren Gursahaney Mgmt For For For 7 Elect Bridgette Heller Mgmt For For For 8 Elect Kathleen Hyle Mgmt For For For 9 Elect Christopher Hylen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- The ADT Corporation Ticker Security ID: Meeting Date Meeting Status ADT CUSIP 00101J106 04/22/2016 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting -------------------------------------------------------------------------------- The Chubb Corporation Ticker Security ID: Meeting Date Meeting Status CB CUSIP 171232101 10/22/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting -------------------------------------------------------------------------------- The Clorox Company Ticker Security ID: Meeting Date Meeting Status CLX CUSIP 189054109 11/18/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Richard Carmona Mgmt For For For 2 Elect Benno Dorer Mgmt For For For 3 Elect Spencer C. Mgmt For For For Fleischer 4 Elect George J. Harad Mgmt For For For 5 Elect Esther Lee Mgmt For For For 6 Elect Robert W. Mgmt For Against Against Matschullat 7 Elect Jeffrey Noddle Mgmt For For For 8 Elect Rogelio Rebolledo Mgmt For For For 9 Elect Pamela Mgmt For For For Thomas-Graham 10 Elect Carolyn M. Mgmt For For For Ticknor 11 Elect Christopher J. Mgmt For For For B. Williams 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Reapproval of the Mgmt For For For Executive Incentive Plan Material Terms -------------------------------------------------------------------------------- The Goodyear Tire and Rubber Company Ticker Security ID: Meeting Date Meeting Status GT CUSIP 382550101 04/11/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect William J. Conaty Mgmt For For For 2 Elect James A. Mgmt For For For Firestone 3 Elect Werner Geissler Mgmt For For For 4 Elect Peter S. Hellman Mgmt For For For 5 Elect Laurette T. Mgmt For For For Koellner 6 Elect Richard J. Kramer Mgmt For For For 7 Elect W. Alan Mgmt For For For McCollough 8 Elect John E. McGlade Mgmt For For For 9 Elect Michael J. Morell Mgmt For For For 10 Elect Roderick A. Mgmt For For For Palmore 11 Elect Stephanie A. Mgmt For For For Streeter 12 Elect Thomas H. Mgmt For For For Weidemeyer 13 Elect Michael R. Wessel Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- The Hershey Company Ticker Security ID: Meeting Date Meeting Status HSY CUSIP 427866108 05/04/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Pamela M. Arway Mgmt For For For 1.2 Elect John P. Bilbrey Mgmt For For For 1.3 Elect Robert F. Mgmt For For For Cavanaugh 1.4 Elect Charles A. Davis Mgmt For For For 1.5 Elect Mary Kay Haben Mgmt For For For 1.6 Elect Robert M. Malcolm Mgmt For For For 1.7 Elect James M. Mead Mgmt For For For 1.8 Elect James E. Nevels Mgmt For For For 1.9 Elect Anthony J. Palmer Mgmt For For For 1.10 Elect Thomas J. Ridge Mgmt For For For 1.11 Elect David L. Shedlarz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Re-approve material Mgmt For For For terms of performance criteria under the Equity and Incentive Compensation Plan 5 Shareholder Proposal ShrHoldr Against Against For Regarding Nanomaterials -------------------------------------------------------------------------------- The Home Depot, Inc. Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Gerard J. Arpey Mgmt For For For 2 Elect Ari Bousbib Mgmt For For For 3 Elect Gregory D. Mgmt For For For Brenneman 4 Elect J. Frank Brown Mgmt For For For 5 Elect Albert P. Carey Mgmt For For For 6 Elect Armando Codina Mgmt For For For 7 Elect Helena B. Foulkes Mgmt For For For 8 Elect Linda R. Gooden Mgmt For For For 9 Elect Wayne M. Hewett Mgmt For For For 10 Elect Karen Katen Mgmt For For For 11 Elect Craig A. Menear Mgmt For For For 12 Elect Mark Vadon Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting -------------------------------------------------------------------------------- The PNC Financial Services Group Inc. Ticker Security ID: Meeting Date Meeting Status PNC CUSIP 693475105 04/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Charles E. Bunch Mgmt For Against Against 2 Elect Marjorie Rodgers Mgmt For For For Cheshire 3 Elect William S. Mgmt For For For Demchak 4 Elect Andrew T. Mgmt For For For Feldstein 5 Elect Daniel R. Hesse Mgmt For For For 6 Elect Kay Coles James Mgmt For For For 7 Elect Richard B. Kelson Mgmt For For For 8 Elect Jane G. Pepper Mgmt For For For 9 Elect Donald J. Shepard Mgmt For For For 10 Elect Lorene K. Steffes Mgmt For For For 11 Elect Dennis F. Strigl Mgmt For For For 12 Elect Michael J. Ward Mgmt For For For 13 Elect Gregory D. Wasson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2016 Incentive Award Mgmt For For For Plan 16 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- The Procter and Gamble Company Ticker Security ID: Meeting Date Meeting Status PG CUSIP 742718109 10/13/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Francis S. Blake Mgmt For For For 2 Elect Angela F. Braly Mgmt For For For 3 Elect Kenneth I. Mgmt For For For Chenault 4 Elect Scott D. Cook Mgmt For For For 5 Elect Susan D. Mgmt For For For Desmond-Hellmann 6 Elect Alan G. Lafley Mgmt For For For 7 Elect Terry J. Lundgren Mgmt For For For 8 Elect W. James Mgmt For For For McNerney, Jr. 9 Elect David. S. Taylor Mgmt For For For 10 Elect Margaret C. Mgmt For For For Whitman 11 Elect Mary Agnes Mgmt For Abstain Against Wilderotter 12 Elect Patricia A. Mgmt For For For Woertz 13 Elect Ernesto Zedillo Mgmt For Against Against Ponce de Leon 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- The Progressive Corporation Ticker Security ID: Meeting Date Meeting Status PGR CUSIP 743315103 05/13/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Stuart B. Mgmt For For For Burgdoerfer 2 Elect Charles A. Davis Mgmt For For For 3 Elect Roger N. Farah Mgmt For For For 4 Elect Lawton W. Fitt Mgmt For For For 5 Elect Jeffrey D. Kelly Mgmt For For For 6 Elect Patrick H. Mgmt For For For Nettles 7 Elect Glenn M. Renwick Mgmt For For For 8 Elect Bradley T. Mgmt For For For Sheares 9 Elect Barbara R. Snyder Mgmt For For For 10 Elimination of Mgmt For For For Supermajority Requirements for Common Shareholders 11 Elimination of Mgmt For For For Supermajority Requirements for Voting Preference Shares 12 Adoption of Exclusive Mgmt For Against Against Forum Provision 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- The TJX Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TJX CUSIP 872540109 06/07/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Zein Abdalla Mgmt For For For 2 Elect Jose B. Alvarez Mgmt For For For 3 Elect Alan M. Bennett Mgmt For For For 4 Elect David T. Ching Mgmt For For For 5 Elect Ernie Herrman Mgmt For For For 6 Elect Michael F. Hines Mgmt For For For 7 Elect Amy B. Lane Mgmt For For For 8 Elect Carol Meyrowitz Mgmt For For For 9 Elect John F. O'Brien Mgmt For For For 10 Elect Willow B. Shire Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Diversity Metrics 14 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Ratio Between CEO and Employee Pay -------------------------------------------------------------------------------- Thermo Fisher Scientific Inc. Ticker Security ID: Meeting Date Meeting Status TMO CUSIP 883556102 05/18/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Marc N. Casper Mgmt For For For 2 Elect Nelson J. Chai Mgmt For For For 3 Elect C. Martin Harris Mgmt For For For 4 Elect Tyler Jacks Mgmt For For For 5 Elect Judy C. Lewent Mgmt For For For 6 Elect Thomas J. Lynch Mgmt For For For 7 Elect Jim P. Manzi Mgmt For For For 8 Elect William G. Mgmt For For For Parrett 9 Elect Scott M. Sperling Mgmt For For For 10 Elect Elaine S. Ullian Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Tiffany & Co. Ticker Security ID: Meeting Date Meeting Status TIF CUSIP 886547108 05/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael J. Mgmt For For For Kowalski 2 Elect Rose Marie Bravo Mgmt For For For 3 Elect Gary E. Costley Mgmt For For For 4 Elect Frederic P. Mgmt For For For Cumenal 5 Elect Lawrence K. Fish Mgmt For For For 6 Elect Abby F. Kohnstamm Mgmt For For For 7 Elect Charles K. Mgmt For For For Marquis 8 Elect Peter W. May Mgmt For For For 9 Elect William A. Mgmt For For For Shutzer 10 Elect Robert S. Singer Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Giving Preference to Share Repurchases -------------------------------------------------------------------------------- Time Warner Cable, Inc. Ticker Security ID: Meeting Date Meeting Status TWC CUSIP 88732J207 07/01/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Carole Black Mgmt For For For 2 Elect Thomas H. Castro Mgmt For For For 3 Elect David C. Chang Mgmt For For For 4 Elect James E. Mgmt For For For Copeland, Jr. 5 Elect Peter R. Haje Mgmt For For For 6 Elect Donna A. James Mgmt For For For 7 Elect Don Logan Mgmt For For For 8 Elect Robert D. Marcus Mgmt For For For 9 Elect N.J. Nicholas, Mgmt For For For Jr. 10 Elect Wayne H. Pace Mgmt For For For 11 Elect Edward D. Shirley Mgmt For For For 12 Elect John E. Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control -------------------------------------------------------------------------------- Time Warner Cable, Inc. Ticker Security ID: Meeting Date Meeting Status TWC CUSIP 88732J207 09/21/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Golden Parachutes -------------------------------------------------------------------------------- Time Warner Inc. Ticker Security ID: Meeting Date Meeting Status TWX CUSIP 887317303 06/17/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James L. Mgmt For For For Barksdale 2 Elect William P. Barr Mgmt For For For 3 Elect Jeffrey L. Bewkes Mgmt For For For 4 Elect Stephen F. Mgmt For For For Bollenbach 5 Elect Robert C. Clark Mgmt For For For 6 Elect Mathias Dopfner Mgmt For For For 7 Elect Jessica P. Mgmt For For For Einhorn 8 Elect Carlos M. Mgmt For For For Gutierrez 9 Elect Fred Hassan Mgmt For For For 10 Elect Paul D. Wachter Mgmt For For For 11 Elect Deborah C. Wright Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Torchmark Corporation Ticker Security ID: Meeting Date Meeting Status TMK CUSIP 891027104 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Charles E. Adair Mgmt For For For 2 Elect Marilyn A. Mgmt For For For Alexander 3 Elect David L. Boren Mgmt For For For 4 Elect M. Jane Buchan Mgmt For For For 5 Elect Gary L. Coleman Mgmt For For For 6 Elect Larry M. Mgmt For For For Hutchison 7 Elect Robert W. Ingram Mgmt For For For 8 Elect Lloyd W. Newton Mgmt For For For 9 Elect Darren M. Rebelez Mgmt For For For 10 Elect Lamar C. Smith Mgmt For For For 11 Elect Paul J. Zucconi Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Total System Services, Inc. Ticker Security ID: Meeting Date Meeting Status TSS CUSIP 891906109 04/28/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James H. Mgmt For For For Blanchard 2 Elect Kriss Cloninger Mgmt For For For III 3 Elect Walter W. Mgmt For For For Driver, Jr. 4 Elect Sidney E. Harris Mgmt For For For 5 Elect William M. Isaac Mgmt For For For 6 Elect Pamela A. Joseph Mgmt For For For 7 Elect Mason H. Lampton Mgmt For For For 8 Elect Connie D. Mgmt For For For McDaniel 9 Elect Philip W. Mgmt For For For Tomlinson 10 Elect John T. Turner Mgmt For For For 11 Elect Richard W. Ussery Mgmt For For For 12 Elect M. Troy Woods Mgmt For For For 13 Elect James D. Yancey Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Tractor Supply Company Ticker Security ID: Meeting Date Meeting Status TSCO CUSIP 892356106 05/03/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Cynthia T. Mgmt For For For Jamison 1.2 Elect Johnston C. Adams Mgmt For For For 1.3 Elect Peter D. Bewley Mgmt For For For 1.4 Elect Keith R. Halbert Mgmt For For For 1.5 Elect George MacKenzie Mgmt For For For 1.6 Elect Edna K. Morris Mgmt For For For 1.7 Elect Mark J. Weikel Mgmt For For For 1.8 Elect Gregory A. Mgmt For For For Sandfort 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Transocean Ltd. Ticker Security ID: Meeting Date Meeting Status RIG CUSIP H8817H100 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Mgmt For For For Management Acts 3 Allocation of Losses Mgmt For For For 4 Renewal of Authorized Mgmt For For For Share Capital 5 Elect Glyn A. Barker Mgmt For For For 6 Elect Vanessa C.L. Mgmt For For For Chang 7 Elect Frederico F. Mgmt For For For Curado 8 Elect Chadwick C. Mgmt For For For Deaton 9 Elect Vincent J. Mgmt For For For Intrieri 10 Elect Martin B. Mgmt For For For McNamara 11 Elect Samuel J. Mgmt For For For Merksamer 12 Elect Merrill A. Mgmt For For For Miller, Jr. 13 Elect Edward R. Muller Mgmt For For For 14 Elect Tan Ek Kia Mgmt For For For 15 Elect Jeremy D. Thigpen Mgmt For For For 16 Election of Chairman Mgmt For For For of the Board 17 Elect Director Curado Mgmt For For For to Compensation Committee 18 Elect Director Mgmt For For For Intrieri to Compensation Committee 19 Elect Director Mgmt For For For McNamara to Compensation Committee 20 Elect Director Tan Ek Mgmt For For For Kia to Compensation Committee 21 Appointment of Mgmt For For For Independent Proxy 22 Appointment of Auditor Mgmt For For For 23 Advisory Vote on Mgmt For For For Executive Compensation 24 Ratification of Mgmt For For For Maximum Compensation of the Board of Directors 25 Ratification of Mgmt For For For Maximum Amount of Executive Compensation -------------------------------------------------------------------------------- Transocean Ltd. Ticker Security ID: Meeting Date Meeting Status RIG CUSIP H8817H100 10/29/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Amendment to Par Value Mgmt For For For 2 Cancellation of Mgmt For For For Repurchased Shares 3 Cancellation of Mgmt For For For Dividend Payments 4 Elect Jeremy D. Thigpen Mgmt For For For -------------------------------------------------------------------------------- Transocean Ltd. Ticker Security ID: Meeting Date Meeting Status RIG CUSIP H8817H100 10/29/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Amendment to Par Value Mgmt For For For 2 Cancellation of Mgmt For For For Repurchased Shares 3 Cancellation of Mgmt For For For Dividend Payments 4 Elect Jeremy D. Thigpen Mgmt For For For -------------------------------------------------------------------------------- Travelers Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TRV CUSIP 89417E109 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Alan L. Beller Mgmt For For For 2 Elect John H. Dasburg Mgmt For For For 3 Elect Janet M. Dolan Mgmt For For For 4 Elect Kenneth M. Mgmt For For For Duberstein 5 Elect Jay S. Fishman Mgmt For For For 6 Elect Patricia L. Mgmt For For For Higgins 7 Elect Thomas R. Hodgson Mgmt For For For 8 Elect William J. Kane Mgmt For For For 9 Elect Cleve L. Mgmt For For For Killingsworth, Jr. 10 Elect Philip T. Mgmt For For For Ruegger III 11 Elect Todd C. Mgmt For For For Schermerhorn 12 Elect Alan D. Schnitzer Mgmt For For For 13 Elect Donald J. Shepard Mgmt For For For 14 Elect Laurie J. Thomsen Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Amendment to the Stock Mgmt For For For Incentive Plan 18 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report -------------------------------------------------------------------------------- TripAdvisor, Inc. Ticker Security ID: Meeting Date Meeting Status TRIP CUSIP 896945201 06/23/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Gregory B. Maffei Mgmt For For For 1.2 Elect Stephen Kaufer Mgmt For For For 1.3 Elect Dipchand Nishar Mgmt For For For 1.4 Elect Jeremy Philips Mgmt For For For 1.5 Elect Spencer M. Mgmt For For For Rascoff 1.6 Elect Albert E. Mgmt For For For Rosenthaler 1.7 Elect Sukhinder Singh Mgmt For For For Cassidy 1.8 Elect Robert S. Mgmt For For For Wiesenthal 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2011 Mgmt For For For Stock Incentive Plan -------------------------------------------------------------------------------- Tyco International Ltd. Ticker Security ID: Meeting Date Meeting Status TYC CUSIP G91442106 03/09/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Edward D. Breen Mgmt For For For 2 Elect Herman E. Bulls Mgmt For For For 3 Elect Michael E. Mgmt For For For Daniels 4 Elect Frank M. Drendel Mgmt For For For 5 Elect Brian Duperreault Mgmt For For For 6 Elect Rajiv L. Gupta Mgmt For For For 7 Elect George R. Oliver Mgmt For For For 8 Elect Brendan R. Mgmt For For For O'Neill 9 Elect Jurgen Tinggren Mgmt For For For 10 Elect Sandra S. Mgmt For For For Wijnberg 11 Elect R. David Yost Mgmt For For For 12 Ratification of Mgmt For For For Deloitte & Touche 13 Authority to Set Fees Mgmt For For For 14 Authority to Mgmt For For For Repurchase Shares 15 Issuance of Treasury Mgmt For For For Shares 16 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Tyson Foods, Inc. Ticker Security ID: Meeting Date Meeting Status TSN CUSIP 902494103 02/05/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John H. Tyson Mgmt For For For 2 Elect Gaurdie E. Mgmt For For For Banister, Jr. 3 Elect Mike Beebe Mgmt For For For 4 Elect Mikel A. Durham Mgmt For For For 5 Elect Kevin M. McNamara Mgmt For For For 6 Elect Brad T. Sauer Mgmt For For For 7 Elect Donnie Smith Mgmt For For For 8 Elect Robert Thurber Mgmt For For For 9 Elect Barbara A. Tyson Mgmt For For For 10 Renewal of the Annual Mgmt For For For Incentive Compensation Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against For Against Regarding Gestation Crates 13 Shareholder Proposal ShrHoldr Against For Against Regarding Water Stewardship Policy 14 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair 15 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 16 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Working Conditions 17 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Expenditures -------------------------------------------------------------------------------- U.S. Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Douglas M. Mgmt For For For Baker, Jr. 2 Elect Warner L. Baxter Mgmt For For For 3 Elect Marc N. Casper Mgmt For For For 4 Elect Arthur D. Mgmt For For For Collins, Jr. 5 Elect Richard K. Davis Mgmt For For For 6 Elect Kimberly J. Mgmt For For For Harris 7 Elect Roland A. Mgmt For For For Hernandez 8 Elect Doreen Woo Ho Mgmt For For For 9 Elect Olivia F. Kirtley Mgmt For For For 10 Elect Karen S. Lynch Mgmt For For For 11 Elect David B. O'Maley Mgmt For For For 12 Elect O'dell M. Owens Mgmt For For For 13 Elect Craig D. Schnuck Mgmt For For For 14 Elect Scott W. Wine Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Chairman 18 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement -------------------------------------------------------------------------------- UDR, Inc. Ticker Security ID: Meeting Date Meeting Status UDR CUSIP 902653104 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Katherine A. Mgmt For For For Cattanach 2 Elect Robert P. Freeman Mgmt For For For 3 Elect Jon A. Grove Mgmt For For For 4 Elect Mary Ann King Mgmt For For For 5 Elect James D. Mgmt For For For Klingbeil 6 Elect Clint D. Mgmt For For For McDonnough 7 Elect Robert A. Mgmt For For For McNamara 8 Elect Mark R. Patterson Mgmt For For For 9 Elect Lynne B. Sagalyn Mgmt For For For 10 Elect Thomas W. Toomey Mgmt For For For 11 Ratification of Auditor Mgmt For Against Against 12 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Under Armour, Inc. Ticker Security ID: Meeting Date Meeting Status UA CUSIP 904311107 04/28/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Kevin A. Plank Mgmt For For For 1.2 Elect Byron K. Adams, Mgmt For For For Jr. 1.3 Elect George W. Mgmt For For For Bodenheimer 1.4 Elect Douglas E. Mgmt For For For Coltharp 1.5 Elect Anthony W. Mgmt For For For Deering 1.6 Elect Karen W. Katz Mgmt For For For 1.7 Elect Alvin B. Krongard Mgmt For For For 1.8 Elect William R. Mgmt For For For McDermott 1.9 Elect Eric T. Olson Mgmt For For For 1.10 Elect Harvey L. Sanders Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Under Armour, Inc. Ticker Security ID: Meeting Date Meeting Status UA CUSIP 904311107 08/26/2015 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Conversion of Class B Mgmt For For For Stock if CEO Plank Sells In Excess of Certain Limit 2 Conversion of Class B Mgmt For For For Stock if CEO Plank Resigns or is Terminated 3 Equal Treatment of Mgmt For For For Class A and B Common Stock in Certain Transactions 4 Enhance Board Mgmt For For For Independence Requirements 5 Requirements to Amend Mgmt For For For Equal Treatment Provision and Board Independence Provision 6 Amendment to the 2005 Mgmt For Against Against Omnibus Long-Term Incentive Plan 7 2015 Class C Employee Mgmt For Against Against Stock Purchase Plan -------------------------------------------------------------------------------- Union Pacific Corporation Ticker Security ID: Meeting Date Meeting Status UNP CUSIP 907818108 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Andrew H. Card, Mgmt For For For Jr. 2 Elect Erroll B. Davis, Mgmt For For For Jr. 3 Elect David B. Dillon Mgmt For For For 4 Elect Lance M. Fritz Mgmt For For For 5 Elect Charles C. Krulak Mgmt For For For 6 Elect Jane H. Lute Mgmt For For For 7 Elect Michael R. Mgmt For For For McCarthy 8 Elect Michael W. Mgmt For For For McConnell 9 Elect Thomas F. Mgmt For For For McLarty III 10 Elect Steven R. Rogel Mgmt For For For 11 Elect Jose H. Mgmt For For For Villarreal 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Normal Retirement Age 15 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman -------------------------------------------------------------------------------- United Continental Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status UAL CUSIP 910047109 06/08/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Carolyn Corvi Mgmt For For For 2 Elect Jane C. Garvey Mgmt For For For 3 Elect Barnaby "Barney" Mgmt For For For M. Harford 4 Elect Walter Isaacson Mgmt For For For 5 Elect James A.C. Mgmt For For For Kennedy 6 Elect Robert A. Milton Mgmt For For For 7 Elect Oscar Munoz Mgmt For For For 8 Elect William R. Nuti Mgmt For For For 9 Elect Edward L. Shapiro Mgmt For For For 10 Elect Laurence E. Mgmt For For For Simmons 11 Elect David J. Vitale Mgmt For For For 12 Elect James M. Mgmt For For For Whitehurst 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- United Parcel Service, Inc. Ticker Security ID: Meeting Date Meeting Status UPS CUSIP 911312106 05/05/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David P. Abney Mgmt For For For 2 Elect Rodney C. Adkins Mgmt For For For 3 Elect Michael J. Burns Mgmt For For For 4 Elect William R. Mgmt For For For Johnson 5 Elect Candace Kendle Mgmt For For For 6 Elect Ann M. Livermore Mgmt For For For 7 Elect Rudy H.P. Markham Mgmt For For For 8 Elect Clark T. Randt, Mgmt For For For Jr. 9 Elect John T. Stankey Mgmt For For For 10 Elect Carol B. Tome Mgmt For For For 11 Elect Kevin M. Warsh Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 14 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 15 Shareholder Proposal ShrHoldr Against Against For Regarding Holy Land Principles -------------------------------------------------------------------------------- United Rentals, Inc. Ticker Security ID: Meeting Date Meeting Status URI CUSIP 911363109 05/03/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jenne K. Britell Mgmt For For For 2 Elect Jose B. Alvarez Mgmt For For For 3 Elect Bobby J. Griffin Mgmt For For For 4 Elect Michael J. Mgmt For For For Kneeland 5 Elect Singleton B. Mgmt For For For McAllister 6 Elect Brian D. McAuley Mgmt For For For 7 Elect John S. McKinney Mgmt For For For 8 Elect Jason D. Mgmt For For For Papastavrou 9 Elect Filippo Passerini Mgmt For For For 10 Elect Donald C. Roof Mgmt For For For 11 Elect Keith Wimbush Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote -------------------------------------------------------------------------------- United Technologies Corporation Ticker Security ID: Meeting Date Meeting Status UTX CUSIP 913017109 04/25/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John V. Faraci Mgmt For For For 2 Elect Jean-Pierre Mgmt For For For Garnier 3 Elect Gregory J. Hayes Mgmt For For For 4 Elect Edward A. Kangas Mgmt For For For 5 Elect Ellen J. Kullman Mgmt For For For 6 Elect Marshall O. Mgmt For For For Larsen 7 Elect Harold W. McGraw Mgmt For For For III 8 Elect Richard B. Myers Mgmt For For For 9 Elect Fredric G. Mgmt For For For Reynolds 10 Elect Brian C. Rogers Mgmt For For For 11 Elect H. Patrick Mgmt For For For Swygert 12 Elect Andre Villeneuve Mgmt For For For 13 Elect Christine Todd Mgmt For For For Whitman 14 Ratification of Auditor Mgmt For For For 15 Elimination of Mgmt For For For Cumulative Voting 16 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- UnitedHealth Group Incorporated Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 06/06/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect William C. Mgmt For For For Ballard, Jr. 2 Elect Edson Bueno Mgmt For For For 3 Elect Richard T. Burke Mgmt For For For 4 Elect Robert J. Mgmt For For For Darretta 5 Elect Stephen J. Mgmt For For For Hemsley 6 Elect Michele J. Hooper Mgmt For For For 7 Elect Rodger A. Lawson Mgmt For For For 8 Elect Glenn M. Renwick Mgmt For For For 9 Elect Kenneth I. Shine Mgmt For For For 10 Elect Gail R. Wilensky Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Universal Health Services, Inc. Ticker Security ID: Meeting Date Meeting Status UHS CUSIP 913903100 05/18/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Robert H. Hotz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Unum Group Ticker Security ID: Meeting Date Meeting Status UNM CUSIP 91529Y106 05/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Theodore H. Mgmt For For For Bunting, Jr. 2 Elect E. Michael Mgmt For For For Caulfield 3 Elect Joseph J. Mgmt For For For Echevarria 4 Elect Cynthia L. Egan Mgmt For For For 5 Elect Pamela H. Godwin Mgmt For For For 6 Elect Kevin T. Kabat Mgmt For For For 7 Elect Timothy F. Keaney Mgmt For For For 8 Elect Gloria C. Larson Mgmt For For For 9 Elect Richard P. Mgmt For For For McKenney 10 Elect Edward J. Muhl Mgmt For For For 11 Elect Ronald. P. Mgmt For For For O'Hanley 12 Elect Francis J. Shammo Mgmt For For For 13 Elect Thomas R. Watjen Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Savings-Related Share Mgmt For For For Option Scheme 2016 -------------------------------------------------------------------------------- Urban Outfitters, Inc. Ticker Security ID: Meeting Date Meeting Status URBN CUSIP 917047102 05/24/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Edward N. Antoian Mgmt For For For 2 Elect Scott A. Belair Mgmt For Against Against 3 Elect Harry S. Mgmt For Against Against Cherken, Jr. 4 Elect Scott Galloway Mgmt For For For 5 Elect Margaret A. Hayne Mgmt For For For 6 Elect Richard A. Hayne Mgmt For For For 7 Elect Elizabeth Ann Mgmt For For For Lambert 8 Elect Joel S. Lawson Mgmt For For For III 9 Elect Robert H. Strouse Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal ShrHoldr For Against Against Regarding Proxy Access -------------------------------------------------------------------------------- Valero Energy Corporation Ticker Security ID: Meeting Date Meeting Status VLO CUSIP 91913Y100 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Joseph W Gorder Mgmt For For For 2 Elect Deborah P. Mgmt For For For Majoras 3 Elect Donald L. Nickles Mgmt For For For 4 Elect Philip J. Mgmt For For For Pfeiffer 5 Elect Robert A. Mgmt For For For Profusek 6 Elect Susan Kaufman Mgmt For For For Purcell 7 Elect Stephen M. Waters Mgmt For For For 8 Elect Randall J. Mgmt For For For Weisenburger 9 Elect Rayford Wilkins Mgmt For For For Jr. 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to Articles Mgmt For For For Regarding Removal of Directors 13 Re-approval of the Mgmt For For For 2011 Omnibus Stock Incentive Plan for the Purposes of Section 162(m) -------------------------------------------------------------------------------- Varian Medical Systems, Inc. Ticker Security ID: Meeting Date Meeting Status VAR CUSIP 92220P105 02/11/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect R. Andrew Eckert Mgmt For For For 1.2 Elect Mark R. Laret Mgmt For For For 1.3 Elect Erich R. Mgmt For For For Reinhardt 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Ventas, Inc. Ticker Security ID: Meeting Date Meeting Status VTR CUSIP 92276F100 05/10/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Melody C. Barnes Mgmt For For For 2 Elect Debra A. Cafaro Mgmt For For For 3 Elect Jay M. Gellert Mgmt For For For 4 Elect Richard I. Mgmt For For For Gilchrist 5 Elect Matthew J. Lustig Mgmt For For For 6 Elect Douglas M. Mgmt For For For Pasquale 7 Elect Robert D. Reed Mgmt For For For 8 Elect Glenn J. Rufrano Mgmt For For For 9 Elect James D. Shelton Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- VeriSign, Inc. Ticker Security ID: Meeting Date Meeting Status VRSN CUSIP 92343E102 06/09/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect D. James Bidzos Mgmt For For For 1.2 Elect Kathleen A. Cote Mgmt For For For 1.3 Elect Thomas F. Frist, Mgmt For For For III 1.4 Elect Jamie S. Gorelick Mgmt For For For 1.5 Elect Roger H. Moore Mgmt For For For 1.6 Elect Louis A. Simpson Mgmt For For For 1.7 Elect Timothy Tomlinson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2006 Mgmt For For For Equity Incentive Plan 4 Certificate Amendment Mgmt For For For to Provide Board Authority to Amend Bylaws 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Verisk Analytics, Inc. Ticker Security ID: Meeting Date Meeting Status VRSK CUSIP 92345Y106 05/18/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John F. Lehman Mgmt For For For 2 Elect Andrew G. Mills Mgmt For For For 3 Elect Constantine P. Mgmt For For For Iordanou 4 Elect Scott G. Mgmt For For For Stephenson 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Verizon Communications Inc. Ticker Security ID: Meeting Date Meeting Status VZ CUSIP 92343V104 05/05/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Shellye L. Mgmt For For For Archambeau 2 Elect Mark T. Bertolini Mgmt For For For 3 Elect Richard L. Mgmt For For For Carrion 4 Elect Melanie L. Healey Mgmt For For For 5 Elect M. Frances Keeth Mgmt For For For 6 Elect Karl-Ludwig Kley Mgmt For For For 7 Elect Lowell C. McAdam Mgmt For For For 8 Elect Donald T. Mgmt For For For Nicolaisen 9 Elect Clarence Otis, Mgmt For For For Jr. 10 Elect Rodney E. Slater Mgmt For For For 11 Elect Kathryn A. Tesija Mgmt For For For 12 Elect Gregory D. Wasson Mgmt For For For 13 Elect Gregory G. Weaver Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Renewable Energy targets 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Indirect Political Spending 18 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 19 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 20 Shareholder Proposal ShrHoldr Against Against For Regarding Severance Approval Policy 21 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Normal Retirement Age -------------------------------------------------------------------------------- Vertex Pharmaceuticals Incorporated Ticker Security ID: Meeting Date Meeting Status VRTX CUSIP 92532F100 06/15/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Joshua Boger Mgmt For For For 1.2 Elect Terrence C. Mgmt For For For Kearney 1.3 Elect Yuchun Lee Mgmt For For For 1.4 Elect Elaine S. Ullian Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Declassification of the Board 5 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control 6 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 7 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Sustainability -------------------------------------------------------------------------------- VF Corporation Ticker Security ID: Meeting Date Meeting Status VFC CUSIP 918204108 04/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Richard T. Mgmt For For For Carucci 1.2 Elect Juliana L. Chugg Mgmt For For For 1.3 Elect Juan E. de Bedout Mgmt For For For 1.4 Elect Mark S. Mgmt For For For Hoplamazian 1.5 Elect Robert J. Hurst Mgmt For For For 1.6 Elect Laura W. Lang Mgmt For For For 1.7 Elect W. Alan Mgmt For For For McCollough 1.8 Elect W. Rodney Mgmt For For For McMullen 1.9 Elect Clarence Otis, Mgmt For For For Jr. 1.10 Elect Steven E. Rendle Mgmt For For For 1.11 Elect Matthew J. Mgmt For For For Shattock 1.12 Elect Eric C. Wiseman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Visa Inc. Ticker Security ID: Meeting Date Meeting Status V CUSIP 92826C839 02/03/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lloyd A. Carney Mgmt For For For 2 Elect Mary B. Cranston Mgmt For Against Against 3 Elect Francisco Javier Mgmt For For For Fernandez-Carbajal 4 Elect Alfred F. Kelly, Mgmt For For For Jr. 5 Elect Robert W. Mgmt For For For Matschullat 6 Elect Cathy E. Minehan Mgmt For For For 7 Elect Suzanne Nora Mgmt For For For Johnson 8 Elect David J. Pang Mgmt For For For 9 Elect Charles W. Scharf Mgmt For For For 10 Elect John A.C. Mgmt For For For Swainson 11 Elect Maynard G. Webb, Mgmt For For For Jr. 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approval of the 2007 Mgmt For For For Equity Incentive Compensation Plan as Amended and Restated 14 Amendment to the Visa Mgmt For For For Inc. Incentive Plan 15 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Vornado Realty Trust Ticker Security ID: Meeting Date Meeting Status VNO CUSIP 929042109 05/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Candace K. Mgmt For For For Beinecke 1.2 Elect Robert P. Kogod Mgmt For For For 1.3 Elect Richard R. West Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Mgmt For For For Board 4 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Vulcan Materials Company Ticker Security ID: Meeting Date Meeting Status VMC CUSIP 929160109 05/13/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Elaine L. Chao Mgmt For For For 2 Elect Lee J. Mgmt For For For Styslinger III 3 Elect Douglas J. Mgmt For For For McGregor 4 Elect Vincent J. Mgmt For For For Trosino 5 Approval of the 2016 Mgmt For For For Omnibus Long-Term Incentive Plan 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- W.W. Grainger, Inc. Ticker Security ID: Meeting Date Meeting Status GWW CUSIP 384802104 04/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Robert C. Adkins Mgmt For For For 1.2 Elect Brian P. Anderson Mgmt For For For 1.3 Elect V. Ann Hailey Mgmt For For For 1.4 Elect Stuart L. Mgmt For For For Levenick 1.5 Elect Neil S. Novich Mgmt For For For 1.6 Elect Michael J. Mgmt For For For Roberts 1.7 Elect Gary L. Rogers Mgmt For For For 1.8 Elect James T. Ryan Mgmt For For For 1.9 Elect E. Scott Santi Mgmt For For For 1.10 Elect James D. Slavik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Wal-Mart Stores Inc. Ticker Security ID: Meeting Date Meeting Status WMT CUSIP 931142103 06/03/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James I. Cash, Mgmt For Against Against Jr. 2 Elect Pamela J. Craig Mgmt For For For 3 Elect Timothy P. Flynn Mgmt For For For 4 Elect Thomas W. Horton Mgmt For For For 5 Elect Marissa A. Mayer Mgmt For For For 6 Elect C. Douglas Mgmt For For For McMillon 7 Elect Gregory B. Penner Mgmt For For For 8 Elect Steven S. Mgmt For For For Reinemund 9 Elect Kevin Y. Systrom Mgmt For For For 10 Elect S. Robson Walton Mgmt For For For 11 Elect Steuart Walton Mgmt For For For 12 Elect Linda S. Wolf Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 2016 Associate Stock Mgmt For For For Purchase Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 17 Shareholder Proposal ShrHoldr Against Against For Regarding Incentive Compensation Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Country Selection Guidelines -------------------------------------------------------------------------------- Walgreens Boots Alliance, Inc. Ticker Security ID: Meeting Date Meeting Status WBA CUSIP 931427108 01/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Janice M. Babiak Mgmt For For For 2 Elect David J. Brailer Mgmt For For For 3 Elect William C. Foote Mgmt For For For 4 Elect Ginger L. Graham Mgmt For For For 5 Elect John A. Lederer Mgmt For For For 6 Elect Dominic P. Murphy Mgmt For For For 7 Elect Stefano Pessina Mgmt For For For 8 Elect Barry Rosenstein Mgmt For For For 9 Elect Leonard D. Mgmt For For For Schaeffer 10 Elect Nancy M. Mgmt For For For Schlichting 11 Elect James A. Skinner Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Walt Disney Co. Ticker Security ID: Meeting Date Meeting Status DIS CUSIP 254687106 03/03/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Susan E. Arnold Mgmt For For For 2 Elect John S. Chen Mgmt For For For 3 Elect Jack Dorsey Mgmt For Against Against 4 Elect Robert A. Iger Mgmt For For For 5 Elect Maria Elena Mgmt For For For Langomasino 6 Elect Fred H. Mgmt For For For Langhammer 7 Elect Aylwin B. Lewis Mgmt For For For 8 Elect Robert W. Mgmt For For For Matschullat 9 Elect Mark G. Parker Mgmt For For For 10 Elect Sheryl Sandberg Mgmt For For For 11 Elect Orin C. Smith Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Elimination of Mgmt For For For Supermajority Voting Requirement 15 Shareholder Proposal ShrHoldr Against Against For Regarding Simple Majority Vote 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report -------------------------------------------------------------------------------- Waste Management, Inc. Ticker Security ID: Meeting Date Meeting Status WM CUSIP 94106L109 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Bradbury H. Mgmt For For For Anderson 2 Elect Frank M. Clark, Mgmt For For For Jr. 3 Elect Andres R. Gluski Mgmt For For For 4 Elect Patrick W. Gross Mgmt For For For 5 Elect Victoria M. Holt Mgmt For For For 6 Elect Kathleen M. Mgmt For For For Mazzarella 7 Elect John C. Pope Mgmt For For For 8 Elect W. Robert Reum Mgmt For For For 9 Elect David P. Steiner Mgmt For For For 10 Elect Thomas H. Mgmt For For For Weidemeyer 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control -------------------------------------------------------------------------------- Waters Corporation Ticker Security ID: Meeting Date Meeting Status WAT CUSIP 941848103 05/11/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael J. Mgmt For For For Berendt 1.3 Elect Douglas A. Mgmt For For For Berthiaume 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie H. Mgmt For For For Glimcher 1.6 Elect Christopher A. Mgmt For For For Kuebler 1.7 Elect William J. Miller Mgmt For For For 1.8 Elect Christopher Mgmt For For For J.O'Connell 1.9 Elect JoAnn A. Reed Mgmt For For For 1.10 Elect Thomas P. Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- WEC Energy Group, Inc. Ticker Security ID: Meeting Date Meeting Status WEC CUSIP 92939U106 05/05/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John F. Bergstrom Mgmt For For For 2 Elect Barbara L. Bowles Mgmt For For For 3 Elect William J. Mgmt For For For Brodsky 4 Elect Albert J. Mgmt For For For Budney, Jr. 5 Elect Patricia W. Mgmt For For For Chadwick 6 Elect Curt S. Culver Mgmt For For For 7 Elect Thomas J. Fischer Mgmt For For For 8 Elect Paul W. Jones Mgmt For For For 9 Elect Gale E. Klappa Mgmt For For For 10 Elect Henry W. Knueppel Mgmt For For For 11 Elect Allen L. Leverett Mgmt For For For 12 Elect Ulice Payne, Jr. Mgmt For For For 13 Elect Mary Ellen Stanek Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access -------------------------------------------------------------------------------- Wells Fargo and Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/26/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John D. Baker II Mgmt For For For 2 Elect Elaine L. Chao Mgmt For For For 3 Elect John S. Chen Mgmt For For For 4 Elect Lloyd H. Dean Mgmt For For For 5 Elect Elizabeth A. Duke Mgmt For For For 6 Elect Susan E. Engel Mgmt For For For 7 Elect Enrique Mgmt For For For Hernandez, Jr. 8 Elect Donald M. James Mgmt For For For 9 Elect Cynthia H. Mgmt For For For Milligan 10 Elect Federico F. Pena Mgmt For For For 11 Elect James H. Quigley Mgmt For For For 12 Elect Stephen W. Sanger Mgmt For For For 13 Elect John G. Stumpf Mgmt For For For 14 Elect Susan G. Swenson Mgmt For For For 15 Elect Suzanne M. Mgmt For For For Vautrinot 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 19 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report -------------------------------------------------------------------------------- Welltower Inc. Ticker Security ID: Meeting Date Meeting Status HCN CUSIP 95040Q104 05/05/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Kenneth J. Bacon Mgmt For For For 2 Elect Thomas J. DeRosa Mgmt For For For 3 Elect Jeffrey H. Mgmt For For For Donahue 4 Elect Fred S. Klipsch Mgmt For For For 5 Elect Geoffrey G. Mgmt For For For Meyers 6 Elect Timothy J. Mgmt For For For Naughton 7 Elect Sharon M. Oster Mgmt For For For 8 Elect Judith C. Pelham Mgmt For For For 9 Elect Sergio D. Rivera Mgmt For For For 10 Elect R. Scott Trumbull Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approval of 2016 Long Mgmt For For For Term Incentive Plan -------------------------------------------------------------------------------- Western Digital Corp. Ticker Security ID: Meeting Date Meeting Status WDC CUSIP 958102105 03/15/2016 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Stock Issuance for Mgmt For For For Acquisition 2 Right to Adjourn Mgmt For For For Meeting 3 Advisory Vote on Mgmt For For For Golden Parachutes -------------------------------------------------------------------------------- Western Digital Corporation Ticker Security ID: Meeting Date Meeting Status WDC CUSIP 958102105 11/04/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Martin I. Cole Mgmt For For For 2 Elect Kathleen A. Cote Mgmt For For For 3 Elect Henry T. DeNero Mgmt For For For 4 Elect Michael D. Mgmt For For For Lambert 5 Elect Len J. Lauer Mgmt For For For 6 Elect Matthew E. Mgmt For For For Massengill 7 Elect Stephen D. Mgmt For For For Milligan 8 Elect Paula A. Price Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Amendment to the 2004 Mgmt For For For Performance Incentive Plan 11 Amendment to the 2005 Mgmt For For For Employee Stock Purchase Plan 12 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Western Union Company Ticker Security ID: Meeting Date Meeting Status WU CUSIP 959802109 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Martin I. Cole Mgmt For For For 2 Elect Hikmet Ersek Mgmt For For For 3 Elect Richard A. Mgmt For For For Goodman 4 Elect Jack M. Greenberg Mgmt For For For 5 Elect Betsy D. Holden Mgmt For For For 6 Elect Jeffrey A. Mgmt For For For Joerres 7 Elect Roberto G. Mgmt For For For Mendoza 8 Elect Michael A. Mgmt For For For Miles, Jr. 9 Elect Robert W. Mgmt For Against Against Selander 10 Elect Frances Fragos Mgmt For For For Townsend 11 Elect Solomon D. Mgmt For For For Trujillo 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Spending 15 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of a Human Rights Committee -------------------------------------------------------------------------------- Westrock Company Ticker Security ID: Meeting Date Meeting Status WRK CUSIP 96145D105 02/02/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Timothy J. Mgmt For For For Bernlohr 2 Elect J. Powell Brown Mgmt For For For 3 Elect Michael E. Mgmt For For For Campbell 4 Elect Terrell K. Crews Mgmt For For For 5 Elect Russell M. Currey Mgmt For For For 6 Elect G. Stephen Felker Mgmt For For For 7 Elect Lawrence L. Mgmt For For For Gellerstedt, III 8 Elect John A. Luke, Jr. Mgmt For For For 9 Elect Gracia C. Martore Mgmt For For For 10 Elect James E. Nevels Mgmt For For For 11 Elect Timothy H. Powers Mgmt For For For 12 Elect Steven C. Mgmt For For For Voorhees 13 Elect Bettina M. Whyte Mgmt For For For 14 Elect Alan D. Wilson Mgmt For For For 15 Employee Stock Mgmt For For For Purchase Plan 16 Approval of the 2016 Mgmt For For For Incentive Stock Plan 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Weyerhaeuser Company Ticker Security ID: Meeting Date Meeting Status WY CUSIP 962166104 02/12/2016 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting -------------------------------------------------------------------------------- Weyerhaeuser Company Ticker Security ID: Meeting Date Meeting Status WY CUSIP 962166104 05/20/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David P. Bozeman Mgmt For For For 2 Elect Mark A. Emmert Mgmt For For For 3 Elect Rick R. Holley Mgmt For For For 4 Elect John I. Mgmt For For For Kieckhefer 5 Elect Sara Mgmt For For For Grootwassink Lewis 6 Elect John F. Morgan Mgmt For For For 7 Elect Nicole W. Mgmt For For For Piasecki 8 Elect Marc F. Racicot Mgmt For For For 9 Elect Lawrence A. Mgmt For For For Selzer 10 Elect Doyle R. Simons Mgmt For For For 11 Elect D. Michael Mgmt For For For Steuert 12 Elect Kim Williams Mgmt For For For 13 Elect Charles R. Mgmt For For For Williamson 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Whirlpool Corporation Ticker Security ID: Meeting Date Meeting Status WHR CUSIP 963320106 04/19/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Samuel R. Allen Mgmt For For For 2 Elect Marc R. Bitzer Mgmt For For For 3 Elect Gary T. DiCamillo Mgmt For For For 4 Elect Diane M. Dietz Mgmt For For For 5 Elect Gerri T. Elliott Mgmt For For For 6 Elect Jeff M. Fettig Mgmt For For For 7 Elect Michael F. Mgmt For For For Johnston 8 Elect John D. Liu Mgmt For For For 9 Elect Harish M. Manwani Mgmt For For For 10 Elect William D. Perez Mgmt For For For 11 Elect Michael D. White Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Whole Foods Market, Inc. Ticker Security ID: Meeting Date Meeting Status WFM CUSIP 966837106 03/09/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John Elstrott Mgmt For For For 1.2 Elect Shahid Hassan Mgmt For For For 1.3 Elect Stephanie Mgmt For For For Kugelman 1.4 Elect John Mackey Mgmt For For For 1.5 Elect Walter Robb Mgmt For For For 1.6 Elect Jonathan Seiffer Mgmt For For For 1.7 Elect Morris Siegel Mgmt For For For 1.8 Elect Jonathan Sokoloff Mgmt For For For 1.9 Elect Ralph Sorenson Mgmt For For For 1.10 Elect Gabrielle Mgmt For For For Sulzberger 1.11 Elect William Tindell, Mgmt For Withhold Against III 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Team Mgmt For For For Member Stock Purchase Plan 5 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access Bylaw Amendments 6 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control 7 Shareholder Proposal ShrHoldr Against Against For Regarding Food Waste -------------------------------------------------------------------------------- Whole Foods Market, Inc. Ticker Security ID: Meeting Date Meeting Status WFM CUSIP 966837106 09/15/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John Elstrott Mgmt For For For 1.2 Elect Shahid Hassan Mgmt For For For 1.3 Elect Stephanie Mgmt For For For Kugelman 1.4 Elect John Mackey Mgmt For For For 1.5 Elect Walter Robb Mgmt For For For 1.6 Elect Jonathan Seiffer Mgmt For For For 1.7 Elect Morris Siegel Mgmt For For For 1.8 Elect Jonathan Sokoloff Mgmt For For For 1.9 Elect Ralph Sorenson Mgmt For For For 1.10 Elect Gabrielle Mgmt For For For Sulzberger 1.11 Elect William Tindell, Mgmt For Withhold Against III 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Increase of Authorized Mgmt For Against Against Common Stock 5 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control -------------------------------------------------------------------------------- Williams Companies, Inc. Ticker Security ID: Meeting Date Meeting Status WMB CUSIP 969457100 06/27/2016 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For Against Against 2 Advisory Vote on Mgmt For Against Against Golden Parachutes 3 Right to Adjourn Mgmt For Against Against Meeting -------------------------------------------------------------------------------- Willis Towers Watson PLC Ticker Security ID: Meeting Date Meeting Status WLTW CUSIP G96629103 06/10/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Dominic Casserley Mgmt For For For 2 Elect Anna C. Catalano Mgmt For For For 3 Elect Victor F. Ganzi Mgmt For For For 4 Elect John J. Haley Mgmt For For For 5 Elect Wendy E. Lane Mgmt For For For 6 Elect James F. McCann Mgmt For Against Against 7 Elect Brendan R. Mgmt For For For O'Neill 8 Elect Jaymin Patel Mgmt For For For 9 Elect Linda D. Rabbitt Mgmt For For For 10 Elect Paul Thomas Mgmt For For For 11 Elect Jeffrey W. Ubben Mgmt For For For 12 Elect Wilhelm Zeller Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Amendment to the 2012 Mgmt For For For Equity Incentive Plan 16 Amendment to the 2010 Mgmt For For For Employee Stock Purchase Plan 17 Authority to Issue Mgmt For For For Shares 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights -------------------------------------------------------------------------------- Wyndham Worldwide Corporation Ticker Security ID: Meeting Date Meeting Status WYN CUSIP 98310W108 05/10/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Stephen P. Holmes Mgmt For For For 1.2 Elect Myra J. Biblowit Mgmt For For For 1.3 Elect James E. Buckman Mgmt For For For 1.4 Elect George Herrera Mgmt For Withhold Against 1.5 Elect Brian Mulroney Mgmt For For For 1.6 Elect Pauline D.E. Mgmt For For For Richards 1.7 Elect Michael H. Mgmt For For For Wargotz 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report -------------------------------------------------------------------------------- Wynn Resorts, Limited Ticker Security ID: Meeting Date Meeting Status WYNN CUSIP 983134107 04/14/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Ray R. Irani Mgmt For Withhold Against 1.2 Elect Alvin V. Mgmt For Withhold Against Shoemaker 1.3 Elect Stephen A. Wynn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report -------------------------------------------------------------------------------- Xcel Energy Inc. Ticker Security ID: Meeting Date Meeting Status XEL CUSIP 98389B100 05/18/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Gail K. Boudreaux Mgmt For For For 2 Elect Richard K. Davis Mgmt For For For 3 Elect Benjamin G.S. Mgmt For For For Fowke III 4 Elect Richard T. Mgmt For For For O'Brien 5 Elect Christopher J. Mgmt For For For Policinski 6 Elect James T. Mgmt For For For Prokopanko 7 Elect A. Patricia Mgmt For For For Sampson 8 Elect James J. Sheppard Mgmt For For For 9 Elect David A. Mgmt For For For Westerlund 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy V. Wolf Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman -------------------------------------------------------------------------------- Xerox Corporation Ticker Security ID: Meeting Date Meeting Status XRX CUSIP 984121103 05/20/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ursula M. Burns Mgmt For For For 2 Elect Richard J. Mgmt For For For Harrington 3 Elect William Curt Mgmt For For For Hunter 4 Elect Robert J. Keegan Mgmt For For For 5 Elect Charles Prince Mgmt For For For 6 Elect Ann N. Reese Mgmt For For For 7 Elect Stephen H. Mgmt For For For Rusckowski 8 Elect Sara Martinez Mgmt For For For Tucker 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 2004 Performance Mgmt For For For Incentive Plan 12 Shareholder Proposal ShrHoldr Against Against For Regarding Excluding Share Repurchases in Executive Compensation -------------------------------------------------------------------------------- Xilinx, Inc. Ticker Security ID: Meeting Date Meeting Status XLNX CUSIP 983919101 08/12/2015 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Philip T. Gianos Mgmt For For For 2 Elect Moshe N. Mgmt For For For Gavrielov 3 Elect William G. Mgmt For For For Howard, Jr. 4 Elect J. Michael Mgmt For For For Patterson 5 Elect Albert A. Mgmt For For For Pimentel 6 Elect Marshall C. Mgmt For For For Turner, Jr. 7 Elect Elizabeth W. Mgmt For For For Vanderslice 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- XL Group plc Ticker Security ID: Meeting Date Meeting Status XL CUSIP G98290102 05/13/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ramani Ayer Mgmt For For For 2 Elect Stephen J.O. Mgmt For For For Catlin 3 Elect Dale R. Comey Mgmt For For For 4 Elect Claus-Michael Mgmt For For For Dill 5 Elect Robert R. Glauber Mgmt For For For 6 Elect Edward J. Kelly, Mgmt For For For III 7 Elect Suzanne B. Mgmt For For For Labarge 8 Elect Joseph Mauriello Mgmt For For For 9 Elect Eugene M. McQuade Mgmt For For For 10 Elect Michael S. Mgmt For For For McGavick 11 Elect Clayton S. Rose Mgmt For For For 12 Elect Anne L. Stevens Mgmt For For For 13 Elect John M. Vereker Mgmt For For For 14 Appointment of Auditor Mgmt For For For and Authority to Set Fees 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Amendment to the 1991 Mgmt For For For Performance Incentive Program -------------------------------------------------------------------------------- XL Group plc Ticker Security ID: Meeting Date Meeting Status XL CUSIP G98290102 06/23/2016 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 EGM Scheme of Mgmt For For For Arrangement Proposal 2 Capital Reduction Mgmt For For For Proposal 3 Subsidiary Share Mgmt For For For Acquisition Proposal 4 Directors' Allotment Mgmt For For For Authority Proposal 5 Ireland Reserve Mgmt For For For Application Proposal 6 Ireland Memorandum Mgmt For For For Amendment Proposal 7 Ireland Articles Mgmt For For For Amendment Proposal 8 Bermuda Bye-Law Mgmt For For For Amendment Threshold Proposal 9 Bermuda Merger and Mgmt For For For Amalgamation Threshold Proposal 10 Bermuda Repurchase Mgmt For For For Right Proposal 11 Right to Adjourn Mgmt For For For Meeting -------------------------------------------------------------------------------- XL Group plc Ticker Security ID: Meeting Date Meeting Status XL CUSIP G98290111 06/23/2016 Voted Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Redomestication from Mgmt For For For Ireland to Bermuda 2 Right to Adjourn Mgmt For For For Meeting -------------------------------------------------------------------------------- Xylem Inc. Ticker Security ID: Meeting Date Meeting Status XYL CUSIP 98419M100 05/11/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Curtis J. Mgmt For For For Crawford 2 Elect Robert F. Friel Mgmt For For For 3 Elect Surya N. Mgmt For For For Mohapatra 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation -------------------------------------------------------------------------------- Yahoo! Inc. Ticker Security ID: Meeting Date Meeting Status YHOO CUSIP 984332106 06/30/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Tor R. Braham Mgmt For For For 2 Elect Eric K. Brandt Mgmt For For For 3 Elect David Filo Mgmt For For For 4 Elect Catherine J. Mgmt For For For Friedman 5 Elect Eddy W. Mgmt For For For Hartenstein 6 Elect Richard S. Hill Mgmt For For For 7 Elect Marissa A. Mayer Mgmt For For For 8 Elect Thomas J. Mgmt For For For McInerney 9 Elect Jane E. Shaw Mgmt For For For 10 Elect Jeffrey C. Smith Mgmt For For For 11 Elect Maynard G. Webb, Mgmt For For For Jr. 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For -------------------------------------------------------------------------------- Yum! Brands, Inc. Ticker Security ID: Meeting Date Meeting Status YUM CUSIP 988498101 05/20/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael J. Mgmt For For For Cavanagh 2 Elect Brian C. Cornell Mgmt For For For 3 Elect Greg Creed Mgmt For For For 4 Elect David W. Dorman Mgmt For For For 5 Elect Mirian M. Mgmt For For For Graddick-Weir 6 Elect Jonathan S. Linen Mgmt For For For 7 Elect Keith Meister Mgmt For For For 8 Elect Thomas C. Nelson Mgmt For For For 9 Elect Thomas M. Ryan Mgmt For For For 10 Elect P. Justin Skala Mgmt For For For 11 Elect Elane B. Stock Mgmt For For For 12 Elect Robert D. Walter Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Amendment to the Long Mgmt For For For Term Incentive Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Labeling Genetically Modified Organisms -------------------------------------------------------------------------------- Zimmer Biomet Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ZBH CUSIP 98956P102 05/03/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Christopher B. Mgmt For For For Begley 2 Elect Betsy J. Bernard Mgmt For For For 3 Elect Paul M. Bisaro Mgmt For For For 4 Elect Gail K. Boudreaux Mgmt For For For 5 Elect David C. Dvorak Mgmt For For For 6 Elect Michael J. Mgmt For For For Farrell 7 Elect Larry C. Mgmt For For For Glasscock 8 Elect Robert A. Mgmt For For For Hagemann 9 Elect Arthur J. Higgins Mgmt For For For 10 Elect Michael W. Mgmt For For For Michelson 11 Elect Cecil B. Pickett Mgmt For For For 12 Elect Jeffrey K. Rhodes Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Amendment to the 2009 Mgmt For For For Stock Incentive Plan -------------------------------------------------------------------------------- Zions Bancorporation Ticker Security ID: Meeting Date Meeting Status ZION CUSIP 989701107 05/27/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jerry C. Atkin Mgmt For For For 2 Elect Patricia Frobes Mgmt For For For 3 Elect Suren K Gupta Mgmt For For For 4 Elect J. David Heaney Mgmt For For For 5 Elect Vivian S. Lee Mgmt For For For 6 Elect Edward F Murphy Mgmt For For For 7 Elect Roger B. Porter Mgmt For For For 8 Elect Stephen D. Quinn Mgmt For For For 9 Elect Harris H. Simmons Mgmt For For For 10 Elect L. E. Simmons Mgmt For For For 11 Elect Shelley Thomas Mgmt For For For Williams 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of the 2017 Mgmt For For For Management Incentive Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman -------------------------------------------------------------------------------- Zoetis Inc. Ticker Security ID: Meeting Date Meeting Status ZTS CUSIP 98978V103 05/12/2016 Voted Meeting Type Country of Trade Annual United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Juan Ramon Alaix Mgmt For For For 2 Elect Paul M. Bisaro Mgmt For For For 3 Elect Frank A. D'Amelio Mgmt For For For 4 Elect Michael B. Mgmt For For For McCallister 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For Item 1: Proxy Voting Record Fund Name : Schwab VIT Balanced Portfolio In all markets, for all statuses, for Key- -------------------------------------------------------------------------------- Schwab Emerging Markets Equity ETF Ticker Security ID: Meeting Date Meeting Status SCHE CUSIP 808524706 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab Intermediate-Term U.S. Treasury ETF Ticker Security ID: Meeting Date Meeting Status SCHR CUSIP 808524854 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab International Equity ETF Ticker Security ID: Meeting Date Meeting Status SCHF CUSIP 808524805 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab International Small-Cap Equity ETF Ticker Security ID: Meeting Date Meeting Status SCHC CUSIP 808524888 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab U.S. Large-Cap ETF Ticker Security ID: Meeting Date Meeting Status SCHX CUSIP 808524201 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab U.S. REIT ETF Ticker Security ID: Meeting Date Meeting Status SCHH CUSIP 808524847 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab U.S. Small-Cap ETF Ticker Security ID: Meeting Date Meeting Status SCHA CUSIP 808524607 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab U.S. TIPS ETF Ticker Security ID: Meeting Date Meeting Status SCHP CUSIP 808524870 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab Value Advantage Money Fund Ticker Security ID: Meeting Date Meeting Status SWVXX CUSIP 808515696 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A Item 1: Proxy Voting Record Fund Name : Schwab VIT Balanced with Growth Portfolio In all markets, for all statuses, for Key- -------------------------------------------------------------------------------- Schwab Emerging Markets Equity ETF Ticker Security ID: Meeting Date Meeting Status SCHE CUSIP 808524706 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab Intermediate-Term U.S. Treasury ETF Ticker Security ID: Meeting Date Meeting Status SCHR CUSIP 808524854 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab International Equity ETF Ticker Security ID: Meeting Date Meeting Status SCHF CUSIP 808524805 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab International Small-Cap Equity ETF Ticker Security ID: Meeting Date Meeting Status SCHC CUSIP 808524888 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab U.S. Large-Cap ETF Ticker Security ID: Meeting Date Meeting Status SCHX CUSIP 808524201 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab U.S. REIT ETF Ticker Security ID: Meeting Date Meeting Status SCHH CUSIP 808524847 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab U.S. Small-Cap ETF Ticker Security ID: Meeting Date Meeting Status SCHA CUSIP 808524607 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab U.S. TIPS ETF Ticker Security ID: Meeting Date Meeting Status SCHP CUSIP 808524870 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab Value Advantage Money Fund Ticker Security ID: Meeting Date Meeting Status SWVXX CUSIP 808515696 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A Item 1: Proxy Voting Record Fund Name : Schwab VIT Growth Portfolio In all markets, for all statuses, for Key- -------------------------------------------------------------------------------- Schwab Emerging Markets Equity ETF Ticker Security ID: Meeting Date Meeting Status SCHE CUSIP 808524706 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab Intermediate-Term U.S. Treasury ETF Ticker Security ID: Meeting Date Meeting Status SCHR CUSIP 808524854 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab International Equity ETF Ticker Security ID: Meeting Date Meeting Status SCHF CUSIP 808524805 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab International Small-Cap Equity ETF Ticker Security ID: Meeting Date Meeting Status SCHC CUSIP 808524888 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab U.S. Large-Cap ETF Ticker Security ID: Meeting Date Meeting Status SCHX CUSIP 808524201 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab U.S. REIT ETF Ticker Security ID: Meeting Date Meeting Status SCHH CUSIP 808524847 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab U.S. Small-Cap ETF Ticker Security ID: Meeting Date Meeting Status SCHA CUSIP 808524607 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab U.S. TIPS ETF Ticker Security ID: Meeting Date Meeting Status SCHP CUSIP 808524870 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A -------------------------------------------------------------------------------- Schwab Value Advantage Money Fund Ticker Security ID: Meeting Date Meeting Status SWVXX CUSIP 808515696 12/11/2015 Echo Vote Meeting Type Country of Trade Special United States For/Against Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter W. Mgmt For Echo Vote N/A Bettinger II 1.2 Elect Marie A. Chandoha Mgmt For Echo Vote N/A 1.3 Elect Joseph R. Mgmt For Echo Vote N/A Martinetto 1.4 Elect Robert W. Burns Mgmt For Echo Vote N/A 1.5 Elect John F. Cogan Mgmt For Echo Vote N/A 1.6 Elect Stephen T. Kochis Mgmt For Echo Vote N/A 1.7 Elect David L. Mahoney Mgmt For Echo Vote N/A 1.8 Elect Kiran M. Patel Mgmt For Echo Vote N/A 1.9 Elect Kimberly S. Mgmt For Echo Vote N/A Patmore 1.10 Elect Charles A. Ruffel Mgmt For Echo Vote N/A 1.11 Elect Gerald B. Smith Mgmt For Echo Vote N/A 1.12 Elect Joseph H. Wender Mgmt For Echo Vote N/A SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Schwab Annuity Portfolios By: /S/ Marie Chandoha ------------------- President Date: August 23, 2016