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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
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FORM N-PX
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-04786
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Ariel Investment Trust
(Exact name of registrant as specified in charter)
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200 East Randolph Street, Suite 2900
Chicago, IL 60601
(Address of principal executive offices) (Zip code)
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Mareile B. Cusack, Esq.
Ariel Investment Trust
200 East Randolph Street, Suite 2900
Chicago, IL 60601
(Name and address of agent for service)
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With a copy to:
Arthur Don, Esq.
Greenberg Traurig, LLP
77 West Wacker Drive, Suite 3100
Chicago, IL 60601
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Registrant's telephone number, including area code: (312) 726-0140
Date of fiscal year end: September 30
Date of reporting period: July 1, 2020 - June 30, 2021
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Item 1. Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-04786
Reporting Period: 07/01/2020 - 06/30/2021
Ariel Investment Trust
=========================== Ariel Appreciation Fund ============================
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel P. Amos For For Management
1b Elect Director W. Paul Bowers For For Management
1c Elect Director Toshihiko Fukuzawa For For Management
1d Elect Director Thomas J. Kenny For For Management
1e Elect Director Georgette D. Kiser For For Management
1f Elect Director Karole F. Lloyd For For Management
1g Elect Director Nobuchika Mori For For Management
1h Elect Director Joseph L. Moskowitz For For Management
1i Elect Director Barbara K. Rimer For For Management
1j Elect Director Katherine T. Rohrer For For Management
1k Elect Director Melvin T. Stith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
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AXALTA COATING SYSTEMS LTD.
Ticker: AXTA Security ID: G0750C108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Bryant For For Management
1.2 Elect Director Steven M. Chapman For For Management
1.3 Elect Director William M. Cook For For Management
1.4 Elect Director Mark Garrett For For Management
1.5 Elect Director Deborah J. Kissire For For Management
1.6 Elect Director Elizabeth C. Lempres For For Management
1.7 Elect Director Robert M. McLaughlin For For Management
1.8 Elect Director Rakesh Sachdev For For Management
1.9 Elect Director Samuel L. Smolik For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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BOK FINANCIAL CORPORATION
Ticker: BOKF Security ID: 05561Q201
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director C. Fred Ball, Jr. For For Management
1.3 Elect Director Steven Bangert For For Management
1.4 Elect Director Peter C. Boylan, III For For Management
1.5 Elect Director Steven G. Bradshaw For For Management
1.6 Elect Director Chester E. Cadieux, III For For Management
1.7 Elect Director John W. Coffey For For Management
1.8 Elect Director Joseph W. Craft, III For For Management
1.9 Elect Director Jack E. Finley For For Management
1.10 Elect Director David F. Griffin For For Management
1.11 Elect Director V. Burns Hargis For For Management
1.12 Elect Director Douglas D. Hawthorne For For Management
1.13 Elect Director Kimberley D. Henry For For Management
1.14 Elect Director E. Carey Joullian, IV For For Management
1.15 Elect Director George B. Kaiser For For Management
1.16 Elect Director Stanley A. Lybarger For For Management
1.17 Elect Director Steven J. Malcolm For For Management
1.18 Elect Director Steven E. Nell For For Management
1.19 Elect Director E.C. Richards For For Management
1.20 Elect Director Claudia San Pedro For For Management
1.21 Elect Director Michael C. Turpen For For Management
1.22 Elect Director Rose M. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Nelda J. Connors For For Management
1B Elect Director Dennis C. Cuneo For For Management
1C Elect Director David S. Haffner For For Management
1D Elect Director Michael S. Hanley For For Management
1E Elect Director Frederic B. Lissalde For For Management
1F Elect Director Paul A. Mascarenas For For Management
1G Elect Director Shaun E. McAlmont For For Management
1H Elect Director Deborah D. McWhinney For For Management
1I Elect Director Alexis P. Michas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
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CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carrie S. Cox For For Management
1b Elect Director Calvin Darden For For Management
1c Elect Director Bruce L. Downey For For Management
1d Elect Director Sheri H. Edison For For Management
1e Elect Director David C. Evans For For Management
1f Elect Director Patricia A. Hemingway For For Management
Hall
1g Elect Director Akhil Johri For For Management
1h Elect Director Michael C. Kaufmann For For Management
1i Elect Director Gregory B. Kenny For For Management
1j Elect Director Nancy Killefer For For Management
1k Elect Director J. Michael Losh For For Management
1l Elect Director Dean A. Scarborough For For Management
1m Elect Director John H. Weiland For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
6 Require Independent Board Chair Against Against Shareholder
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CARMAX, INC.
Ticker: KMX Security ID: 143130102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter J. Bensen For For Management
1b Elect Director Ronald E. Blaylock For For Management
1c Elect Director Sona Chawla For For Management
1d Elect Director Thomas J. Folliard For For Management
1e Elect Director Shira Goodman For For Management
1f Elect Director Robert J. Hombach For For Management
1g Elect Director David W. McCreight For For Management
1h Elect Director William D. Nash For For Management
1i Elect Director Mark F. O'Neil For For Management
1j Elect Director Pietro Satriano For For Management
1k Elect Director Marcella Shinder For For Management
1l Elect Director Mitchell D. Steenrod For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against Against Shareholder
Expenditures
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CBRE GROUP, INC.
Ticker: CBRE Security ID: 12504L109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brandon B. Boze For For Management
1b Elect Director Beth F. Cobert For For Management
1c Elect Director Reginald H. Gilyard For For Management
1d Elect Director Shira D. Goodman For For Management
1e Elect Director Christopher T. Jenny For For Management
1f Elect Director Gerardo I. Lopez For For Management
1g Elect Director Oscar Munoz For For Management
1h Elect Director Robert E. Sulentic For For Management
1i Elect Director Laura D. Tyson For For Management
1j Elect Director Sanjiv Yajnik For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
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CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
Ticker: CRL Security ID: 159864107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Foster For For Management
1.2 Elect Director Nancy C. Andrews For For Management
1.3 Elect Director Robert Bertolini For For Management
1.4 Elect Director Deborah T. Kochevar For For Management
1.5 Elect Director George Llado, Sr. For For Management
1.6 Elect Director Martin W. Mackay For For Management
1.7 Elect Director George E. Massaro For For Management
1.8 Elect Director George M. Milne, Jr. For For Management
1.9 Elect Director C. Richard Reese For For Management
1.10 Elect Director Richard F. Wallman For For Management
1.11 Elect Director Virginia M. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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ENVISTA HOLDINGS CORPORATION
Ticker: NVST Security ID: 29415F104
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendy Carruthers For For Management
1.2 Elect Director Scott Huennekens For For Management
1.3 Elect Director Christine Tsingos For For Management
2a Declassify the Board of Directors For For Management
2b Eliminate Supermajority Vote For For Management
Requirements
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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FIRST AMERICAN FINANCIAL CORPORATION
Ticker: FAF Security ID: 31847R102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis J. Gilmore For For Management
1.2 Elect Director Margaret M. McCarthy For For Management
1.3 Elect Director Martha B. Wyrsch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
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FLIR SYSTEMS, INC.
Ticker: FLIR Security ID: 302445101
Meeting Date: MAY 13, 2021 Meeting Type: Special
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
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HOULIHAN LOKEY, INC.
Ticker: HLI Security ID: 441593100
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin N. Gold For For Management
1.2 Elect Director Gillian B. Zucker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
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KENNAMETAL, INC.
Ticker: KMT Security ID: 489170100
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: SEP 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Alvarado For For Management
1.2 Elect Director Cindy L. Davis For For Management
1.3 Elect Director William J. Harvey For For Management
1.4 Elect Director William M. Lambert For For Management
1.5 Elect Director Lorraine M. Martin For For Management
1.6 Elect Director Sagar A. Patel For For Management
1.7 Elect Director Christopher Rossi For For Management
1.8 Elect Director Lawrence W. Stranghoener For For Management
1.9 Elect Director Steven H. Wunning For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
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KEYSIGHT TECHNOLOGIES, INC.
Ticker: KEYS Security ID: 49338L103
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald S. Nersesian For For Management
1.2 Elect Director Charles J. Dockendorff For For Management
1.3 Elect Director Robert A. Rango For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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KNOWLES CORPORATION
Ticker: KN Security ID: 49926D109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Keith Barnes For For Management
1b Elect Director Hermann Eul For For Management
1c Elect Director Didier Hirsch For For Management
1d Elect Director Ronald Jankov For For Management
1e Elect Director Ye Jane Li For For Management
1f Elect Director Donald Macleod For For Management
1g Elect Director Jeffrey Niew For For Management
1h Elect Director Cheryl Shavers For For Management
1i Elect Director Michael Wishart For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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LABORATORY CORPORATION OF AMERICA HOLDINGS
Ticker: LH Security ID: 50540R409
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director Jean-Luc Belingard For For Management
1c Elect Director Jeffrey A. Davis For For Management
1d Elect Director D. Gary Gilliland For For Management
1e Elect Director Garheng Kong For For Management
1f Elect Director Peter M. Neupert For For Management
1g Elect Director Richelle P. Parham For For Management
1h Elect Director Adam H. Schechter For For Management
1i Elect Director Kathryn E. Wengel For For Management
1j Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
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LAZARD LTD
Ticker: LAZ Security ID: G54050102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ann-Kristin Achleitner For For Management
1.2 Elect Director Andrew M. Alper For For Management
1.3 Elect Director Ashish Bhutani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
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LITTELFUSE, INC.
Ticker: LFUS Security ID: 537008104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kristina A. Cerniglia For For Management
1b Elect Director Tzau-Jin Chung For For Management
1c Elect Director Cary T. Fu For For Management
1d Elect Director Maria C. Green For For Management
1e Elect Director Anthony Grillo For For Management
1f Elect Director David W. Heinzmann For For Management
1g Elect Director Gordon Hunter For For Management
1h Elect Director William P. Noglows For For Management
1i Elect Director Nathan Zommer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
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MADISON SQUARE GARDEN ENTERTAINMENT CORP.
Ticker: MSGE Security ID: 55826T102
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Bandier For For Management
1.2 Elect Director Matthew C. Blank For For Management
1.3 Elect Director Joseph J. Lhota For For Management
1.4 Elect Director Frederic V. Salerno For For Management
1.5 Elect Director John L. Sykes For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
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MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Todd Bradley For For Management
1b Elect Director Adriana Cisneros For For Management
1c Elect Director Michael Dolan For For Management
1d Elect Director Diana Ferguson For For Management
1e Elect Director Ynon Kreiz For For Management
1f Elect Director Soren Laursen For For Management
1g Elect Director Ann Lewnes For For Management
1h Elect Director Roger Lynch For For Management
1i Elect Director Dominic Ng For For Management
1j Elect Director Judy Olian For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
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MOLSON COORS BEVERAGE COMPANY
Ticker: TAP Security ID: 60871R209
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger G. Eaton For For Management
1.2 Elect Director Charles M. Herington For For Management
1.3 Elect Director H. Sanford Riley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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MSG NETWORKS INC.
Ticker: MSGN Security ID: 553573106
Meeting Date: DEC 04, 2020 Meeting Type: Annual
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Cohen For For Management
1.2 Elect Director Joseph J. Lhota For For Management
1.3 Elect Director Joel M. Litvin For For Management
1.4 Elect Director John L. Sykes For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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NIELSEN HOLDINGS PLC
Ticker: NLSN Security ID: G6518L108
Meeting Date: FEB 11, 2021 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of the Global Connect For For Management
Business
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NIELSEN HOLDINGS PLC
Ticker: NLSN Security ID: G6518L108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Attwood, Jr. For For Management
1b Elect Director Thomas H. Castro For For Management
1c Elect Director Guerrino De Luca For For Management
1d Elect Director Karen M. Hoguet For For Management
1e Elect Director David Kenny For For Management
1f Elect Director Janice Marinelli Mazza For For Management
1g Elect Director Jonathan Miller For For Management
1h Elect Director Stephanie Plaines For For Management
1i Elect Director Nancy Tellem For For Management
1j Elect Director Lauren Zalaznick For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Reappoint Ernst & Young LLP as UK For For Management
Statutory Auditors
4 Authorize the Audit Committee to Fix For For Management
Remuneration of UK Statutory Auditor
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Remuneration Report For For Management
7 Approve Remuneration Policy For For Management
8 Authorise Issue of Equity For For Management
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Approve Issuance of Shares for a For For Management
Private Placement
11 Approve Share Repurchase Contracts and For For Management
Repurchase Counterparties
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NORTHERN TRUST CORPORATION
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda Walker Bynoe For For Management
1b Elect Director Susan Crown For For Management
1c Elect Director Dean M. Harrison For For Management
1d Elect Director Jay L. Henderson For For Management
1e Elect Director Marcy S. Klevorn For For Management
1f Elect Director Siddharth N. (Bobby) For For Management
Mehta
1g Elect Director Michael G. O'Grady For For Management
1h Elect Director Jose Luis Prado For For Management
1i Elect Director Thomas E. Richards For For Management
1j Elect Director Martin P. Slark For For Management
1k Elect Director David H. B. Smith, Jr. For For Management
1l Elect Director Donald Thompson For For Management
1m Elect Director Charles A. Tribbett, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
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NOV INC.
Ticker: NOV Security ID: 62955J103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Clay C. Williams For For Management
1b Elect Director Greg L. Armstrong For For Management
1c Elect Director Marcela E. Donadio For For Management
1d Elect Director Ben A. Guill For For Management
1e Elect Director James T. Hackett For For Management
1f Elect Director David D. Harrison For For Management
1g Elect Director Eric L. Mattson For For Management
1h Elect Director Melody B. Meyer For For Management
1i Elect Director William R. Thomas For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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NVENT ELECTRIC PLC
Ticker: NVT Security ID: G6700G107
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry W. Burris For For Management
1b Elect Director Susan M. Cameron For For Management
1c Elect Director Michael L. Ducker For For Management
1d Elect Director Randall J. Hogan For For Management
1e Elect Director Ronald L. Merriman For For Management
1f Elect Director Nicola Palmer For For Management
1g Elect Director Herbert K. Parker For For Management
1h Elect Director Greg Scheu For For Management
1i Elect Director Beth A. Wozniak For For Management
1j Elect Director Jacqueline Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Price Range for Reissuance For For Management
of Treasury Shares
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OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren For For Management
1.2 Elect Director Mary C. Choksi For For Management
1.3 Elect Director Leonard S. Coleman, Jr. For For Management
1.4 Elect Director Susan S. Denison For For Management
1.5 Elect Director Ronnie S. Hawkins For For Management
1.6 Elect Director Deborah J. Kissire For For Management
1.7 Elect Director Gracia C. Martore For For Management
1.8 Elect Director Linda Johnson Rice For For Management
1.9 Elect Director Valerie M. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Report on Political Contributions and Against Against Shareholder
Expenditures
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SNAP-ON INCORPORATED
Ticker: SNA Security ID: 833034101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Adams For For Management
1.2 Elect Director Karen L. Daniel For For Management
1.3 Elect Director Ruth Ann M. Gillis For For Management
1.4 Elect Director James P. Holden For For Management
1.5 Elect Director Nathan J. Jones For For Management
1.6 Elect Director Henry W. Knueppel For For Management
1.7 Elect Director W. Dudley Lehman For For Management
1.8 Elect Director Nicholas T. Pinchuk For For Management
1.9 Elect Director Gregg M. Sherrill For For Management
1.10 Elect Director Donald J. Stebbins For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
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STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrea J. Ayers For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Patrick D. Campbell For For Management
1d Elect Director Carlos M. Cardoso For For Management
1e Elect Director Robert B. Coutts For For Management
1f Elect Director Debra A. Crew For For Management
1g Elect Director Michael D. Hankin For For Management
1h Elect Director James M. Loree For For Management
1i Elect Director Jane M. Palmieri For For Management
1j Elect Director Mojdeh Poul For For Management
1k Elect Director Dmitri L. Stockton For For Management
1l Elect Director Irving Tan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent For For Management
5 Eliminate Supermajority Vote For For Management
Requirement Applicable Under the
Connecticut Business Corporation Act
6 Eliminate Supermajority Vote For For Management
Requirement to Approve Certain
Business Combinations
7 Adopt Majority Voting for Uncontested For For Management
Election of Directors
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STERICYCLE, INC.
Ticker: SRCL Security ID: 858912108
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert S. Murley For For Management
1b Elect Director Cindy J. Miller For For Management
1c Elect Director Brian P. Anderson For For Management
1d Elect Director Lynn D. Bleil For For Management
1e Elect Director Thomas F. Chen For For Management
1f Elect Director J. Joel Hackney, Jr. For For Management
1g Elect Director Veronica M. Hagen For For Management
1h Elect Director Stephen C. Hooley For For Management
1i Elect Director James J. Martell For For Management
1j Elect Director Kay G. Priestly For For Management
1k Elect Director James L. Welch For For Management
1l Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
6 Amend Compensation Clawback Policy Against Against Shareholder
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THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Walter W. Bettinger, II For For Management
1b Elect Director Joan T. Dea For For Management
1c Elect Director Christopher V. Dodds For For Management
1d Elect Director Mark A. Goldfarb For For Management
1e Elect Director Bharat B. Masrani For For Management
1f Elect Director Charles A. Ruffel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Declassify the Board of Directors Against Against Shareholder
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THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Drew G. Faust For For Management
1c Elect Director Mark A. Flaherty For For Management
1d Elect Director Ellen J. Kullman For For Management
1e Elect Director Lakshmi N. Mittal For For Management
1f Elect Director Adebayo O. Ogunlesi For For Management
1g Elect Director Peter Oppenheimer For For Management
1h Elect Director David M. Solomon For For Management
1i Elect Director Jan E. Tighe For For Management
1j Elect Director Jessica R. Uhl For For Management
1k Elect Director David A. Viniar For For Management
1l Elect Director Mark O. Winkelman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on the Impacts of Using Against For Shareholder
Mandatory Arbitration
7 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
8 Report on Racial Equity Audit Against For Shareholder
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joceyln Carter-Miller For For Management
1.2 Elect Director Mary J. Steele Guilfoile For For Management
1.3 Elect Director Dawn Hudson For For Management
1.4 Elect Director Philippe Krakowsky For For Management
1.5 Elect Director Jonathan F. Miller For For Management
1.6 Elect Director Patrick Q. Moore For For Management
1.7 Elect Director Michael I. Roth For For Management
1.8 Elect Director Linda S. Sanford For For Management
1.9 Elect Director David M. Thomas For For Management
1.10 Elect Director E. Lee Wyatt, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 19, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Chapman-Hughes For For Management
1b Elect Director Paul J. Dolan For For Management
1c Elect Director Jay L. Henderson For For Management
1d Elect Director Kirk L. Perry For For Management
1e Elect Director Sandra Pianalto For For Management
1f Elect Director Nancy Lopez Russell For For Management
1g Elect Director Alex Shumate For For Management
1h Elect Director Mark T. Smucker For For Management
1i Elect Director Richard K. Smucker For For Management
1j Elect Director Timothy P. Smucker For For Management
1k Elect Director Jodi L. Taylor For For Management
1l Elect Director Dawn C. Willoughby For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION
Ticker: PGR Security ID: 743315103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Philip Bleser For For Management
1b Elect Director Stuart B. Burgdoerfer For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Charles A. Davis For For Management
1e Elect Director Roger N. Farah For For Management
1f Elect Director Lawton W. Fitt For For Management
1g Elect Director Susan Patricia Griffith For For Management
1h Elect Director Devin C. Johnson For For Management
1i Elect Director Jeffrey D. Kelly For For Management
1j Elect Director Barbara R. Snyder For For Management
1k Elect Director Jan E. Tighe For For Management
1l Elect Director Kahina Van Dyke For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
VAIL RESORTS, INC.
Ticker: MTN Security ID: 91879Q109
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan L. Decker For For Management
1b Elect Director Robert A. Katz For For Management
1c Elect Director Nadia Rawlinson For For Management
1d Elect Director John T. Redmond For For Management
1e Elect Director Michele Romanow For For Management
1f Elect Director Hilary A. Schneider For For Management
1g Elect Director D. Bruce Sewell For For Management
1h Elect Director John F. Sorte For For Management
1i Elect Director Peter A. Vaughn For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director Valerie B. Jarrett For For Management
1g Elect Director John A. Lederer For For Management
1h Elect Director Dominic P. Murphy For For Management
1i Elect Director Stefano Pessina For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director James A. Skinner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Independent Board Chair Against Against Shareholder
6 Report on Health Risks of Continued Against Against Shareholder
In-Store Tobacco Sales in the Age of
COVID 2021
--------------------------------------------------------------------------------
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY
Ticker: WLTW Security ID: G96629111
Meeting Date: AUG 26, 2020 Meeting Type: Court
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY
Ticker: WLTW Security ID: G96629103
Meeting Date: AUG 26, 2020 Meeting Type: Special
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
2 Amend Articles For For Management
3 Advisory Vote on Golden Parachutes For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY
Ticker: WLTW Security ID: G96629103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anna C. Catalano For For Management
1b Elect Director Victor F. Ganzi For For Management
1c Elect Director John J. Haley For For Management
1d Elect Director Wendy E. Lane For For Management
1e Elect Director Brendan R. O'Neill For For Management
1f Elect Director Jaymin B. Patel For For Management
1g Elect Director Linda D. Rabbitt For For Management
1h Elect Director Paul D. Thomas For For Management
1i Elect Director Wilhelm Zeller For For Management
2 Ratify the Appointment of Deloitte & For For Management
Touche LLP as Auditor and Deloitte
Ireland LLP to audit the Irish
Statutory Accounts, and Authorize the
Board to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Renew the Board's Authority to Opt-Out For For Management
of Statutory Pre-Emptions Rights
--------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC.
Ticker: ZBH Security ID: 98956P102
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher B. Begley For For Management
1b Elect Director Betsy J. Bernard For For Management
1c Elect Director Michael J. Farrell For For Management
1d Elect Director Robert A. Hagemann For For Management
1e Elect Director Bryan C. Hanson For For Management
1f Elect Director Arthur J. Higgins For For Management
1g Elect Director Maria Teresa Hilado For For Management
1h Elect Director Syed Jafry For For Management
1i Elect Director Sreelakshmi Kolli For For Management
1j Elect Director Michael W. Michelson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Amend Deferred Compensation Plan For For Management
7 Provide Right to Call Special Meeting For For Management
============================= Ariel Discovery Fund =============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=============================== Ariel Focus Fund ===============================
APA CORP.
Ticker: APA Security ID: 03743Q108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Annell R. Bay For For Management
2 Elect Director John J. Christmann, IV For For Management
3 Elect Director Juliet S. Ellis For For Management
4 Elect Director Chansoo Joung For For Management
5 Elect Director John E. Lowe For For Management
6 Elect Director H. Lamar McKay For For Management
7 Elect Director William C. Montgomery For For Management
8 Elect Director Amy H. Nelson For For Management
9 Elect Director Daniel W. Rabun For For Management
10 Elect Director Peter A. Ragauss For For Management
11 Ratify Ernst & Young LLP as Auditor For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Amend Charter to Remove the For For Management
Pass-Through Voting Provision
--------------------------------------------------------------------------------
BOK FINANCIAL CORPORATION
Ticker: BOKF Security ID: 05561Q201
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director C. Fred Ball, Jr. For For Management
1.3 Elect Director Steven Bangert For For Management
1.4 Elect Director Peter C. Boylan, III For For Management
1.5 Elect Director Steven G. Bradshaw For For Management
1.6 Elect Director Chester E. Cadieux, III For For Management
1.7 Elect Director John W. Coffey For For Management
1.8 Elect Director Joseph W. Craft, III For For Management
1.9 Elect Director Jack E. Finley For For Management
1.10 Elect Director David F. Griffin For For Management
1.11 Elect Director V. Burns Hargis For For Management
1.12 Elect Director Douglas D. Hawthorne For For Management
1.13 Elect Director Kimberley D. Henry For For Management
1.14 Elect Director E. Carey Joullian, IV For For Management
1.15 Elect Director George B. Kaiser For For Management
1.16 Elect Director Stanley A. Lybarger For For Management
1.17 Elect Director Steven J. Malcolm For For Management
1.18 Elect Director Steven E. Nell For For Management
1.19 Elect Director E.C. Richards For For Management
1.20 Elect Director Claudia San Pedro For For Management
1.21 Elect Director Michael C. Turpen For For Management
1.22 Elect Director Rose M. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Nelda J. Connors For For Management
1B Elect Director Dennis C. Cuneo For For Management
1C Elect Director David S. Haffner For For Management
1D Elect Director Michael S. Hanley For For Management
1E Elect Director Frederic B. Lissalde For For Management
1F Elect Director Paul A. Mascarenas For For Management
1G Elect Director Shaun E. McAlmont For For Management
1H Elect Director Deborah D. McWhinney For For Management
1I Elect Director Alexis P. Michas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION
Ticker: FAF Security ID: 31847R102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis J. Gilmore For For Management
1.2 Elect Director Margaret M. McCarthy For For Management
1.3 Elect Director Martha B. Wyrsch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
HANGER, INC.
Ticker: HNGR Security ID: 41043F208
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vinit K. Asar For For Management
1.2 Elect Director Asif Ahmad For For Management
1.3 Elect Director Christopher B. Begley For For Management
1.4 Elect Director John T. Fox For For Management
1.5 Elect Director Thomas C. Freyman For For Management
1.6 Elect Director Stephen E. Hare For For Management
1.7 Elect Director Mark M. Jones For For Management
1.8 Elect Director Cynthia L. Lucchese For For Management
1.9 Elect Director Richard R. Pettingill For For Management
1.10 Elect Director Kathryn M. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Marillyn A. Hewson For For Management
1g Elect Director Hubert Joly For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director Anne M. Mulcahy For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Mark A. Weinberger For For Management
1m Elect Director Nadja Y. West For For Management
1n Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Government Financial Support Against For Shareholder
and Access to COVID-19 Vaccines and
Therapeutics
5 Require Independent Board Chair Against Against Shareholder
6 Report on Civil Rights Audit Against For Shareholder
7 Adopt Policy on Bonus Banking Against Against Shareholder
--------------------------------------------------------------------------------
LABORATORY CORPORATION OF AMERICA HOLDINGS
Ticker: LH Security ID: 50540R409
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director Jean-Luc Belingard For For Management
1c Elect Director Jeffrey A. Davis For For Management
1d Elect Director D. Gary Gilliland For For Management
1e Elect Director Garheng Kong For For Management
1f Elect Director Peter M. Neupert For For Management
1g Elect Director Richelle P. Parham For For Management
1h Elect Director Adam H. Schechter For For Management
1i Elect Director Kathryn E. Wengel For For Management
1j Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
LAZARD LTD
Ticker: LAZ Security ID: G54050102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ann-Kristin Achleitner For For Management
1.2 Elect Director Andrew M. Alper For For Management
1.3 Elect Director Ashish Bhutani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director David B. Burritt For For Management
1.3 Elect Director Bruce A. Carlson For For Management
1.4 Elect Director Joseph F. Dunford, Jr. For For Management
1.5 Elect Director James O. Ellis, Jr. For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Ilene S. Gordon For For Management
1.8 Elect Director Vicki A. Hollub For For Management
1.9 Elect Director Jeh C. Johnson For For Management
1.10 Elect Director Debra L. Reed-Klages For For Management
1.11 Elect Director James D. Taiclet For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Human Rights Due Diligence Against For Shareholder
--------------------------------------------------------------------------------
MADISON SQUARE GARDEN ENTERTAINMENT CORP.
Ticker: MSGE Security ID: 55826T102
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Bandier For For Management
1.2 Elect Director Matthew C. Blank For For Management
1.3 Elect Director Joseph J. Lhota For For Management
1.4 Elect Director Frederic V. Salerno For For Management
1.5 Elect Director John L. Sykes For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC.
Ticker: MHK Security ID: 608190104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce C. Bruckmann For For Management
1.2 Elect Director John M. Engquist For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NIELSEN HOLDINGS PLC
Ticker: NLSN Security ID: G6518L108
Meeting Date: FEB 11, 2021 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of the Global Connect For For Management
Business
--------------------------------------------------------------------------------
NIELSEN HOLDINGS PLC
Ticker: NLSN Security ID: G6518L108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Attwood, Jr. For For Management
1b Elect Director Thomas H. Castro For For Management
1c Elect Director Guerrino De Luca For For Management
1d Elect Director Karen M. Hoguet For For Management
1e Elect Director David Kenny For For Management
1f Elect Director Janice Marinelli Mazza For For Management
1g Elect Director Jonathan Miller For For Management
1h Elect Director Stephanie Plaines For For Management
1i Elect Director Nancy Tellem For For Management
1j Elect Director Lauren Zalaznick For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Reappoint Ernst & Young LLP as UK For For Management
Statutory Auditors
4 Authorize the Audit Committee to Fix For For Management
Remuneration of UK Statutory Auditor
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Remuneration Report For For Management
7 Approve Remuneration Policy For For Management
8 Authorise Issue of Equity For For Management
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Approve Issuance of Shares for a For For Management
Private Placement
11 Approve Share Repurchase Contracts and For For Management
Repurchase Counterparties
--------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda Walker Bynoe For For Management
1b Elect Director Susan Crown For For Management
1c Elect Director Dean M. Harrison For For Management
1d Elect Director Jay L. Henderson For For Management
1e Elect Director Marcy S. Klevorn For For Management
1f Elect Director Siddharth N. (Bobby) For For Management
Mehta
1g Elect Director Michael G. O'Grady For For Management
1h Elect Director Jose Luis Prado For For Management
1i Elect Director Thomas E. Richards For For Management
1j Elect Director Martin P. Slark For For Management
1k Elect Director David H. B. Smith, Jr. For For Management
1l Elect Director Donald Thompson For For Management
1m Elect Director Charles A. Tribbett, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For Withhold Management
1.2 Elect Director Michael J. Boskin For For Management
1.3 Elect Director Safra A. Catz For For Management
1.4 Elect Director Bruce R. Chizen For Withhold Management
1.5 Elect Director George H. Conrades For For Management
1.6 Elect Director Lawrence J. Ellison For For Management
1.7 Elect Director Rona A. Fairhead For For Management
1.8 Elect Director Jeffrey O. Henley For For Management
1.9 Elect Director Renee J. James For For Management
1.10 Elect Director Charles W. Moorman, IV For For Management
1.11 Elect Director Leon E. Panetta For Withhold Management
1.12 Elect Director William G. Parrett For Withhold Management
1.13 Elect Director Naomi O. Seligman For For Management
1.14 Elect Director Vishal Sikka For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Report on Gender Pay Gap Against For Shareholder
6 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
SNAP-ON INCORPORATED
Ticker: SNA Security ID: 833034101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Adams For For Management
1.2 Elect Director Karen L. Daniel For For Management
1.3 Elect Director Ruth Ann M. Gillis For For Management
1.4 Elect Director James P. Holden For For Management
1.5 Elect Director Nathan J. Jones For For Management
1.6 Elect Director Henry W. Knueppel For For Management
1.7 Elect Director W. Dudley Lehman For For Management
1.8 Elect Director Nicholas T. Pinchuk For For Management
1.9 Elect Director Gregg M. Sherrill For For Management
1.10 Elect Director Donald J. Stebbins For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrea J. Ayers For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Patrick D. Campbell For For Management
1d Elect Director Carlos M. Cardoso For For Management
1e Elect Director Robert B. Coutts For For Management
1f Elect Director Debra A. Crew For For Management
1g Elect Director Michael D. Hankin For For Management
1h Elect Director James M. Loree For For Management
1i Elect Director Jane M. Palmieri For For Management
1j Elect Director Mojdeh Poul For For Management
1k Elect Director Dmitri L. Stockton For For Management
1l Elect Director Irving Tan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent For For Management
5 Eliminate Supermajority Vote For For Management
Requirement Applicable Under the
Connecticut Business Corporation Act
6 Eliminate Supermajority Vote For For Management
Requirement to Approve Certain
Business Combinations
7 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
TEAM, INC.
Ticker: TISI Security ID: 878155100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amerino Gatti For For Management
1.2 Elect Director Brian K. Ferraioli For For Management
1.3 Elect Director Michael A. Lucas For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda Z. Cook For For Management
1b Elect Director Joseph J. Echevarria For For Management
1c Elect Director Thomas P. "Todd" Gibbons For For Management
1d Elect Director M. Amy Gilliland For For Management
1e Elect Director Jeffrey A. Goldstein For For Management
1f Elect Director K. Guru Gowrappan For For Management
1g Elect Director Ralph Izzo For For Management
1h Elect Director Edmund F. "Ted" Kelly For For Management
1i Elect Director Elizabeth E. Robinson For For Management
1j Elect Director Samuel C. Scott, III For For Management
1k Elect Director Frederick O. Terrell For For Management
1l Elect Director Alfred W. "AI" Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Drew G. Faust For For Management
1c Elect Director Mark A. Flaherty For For Management
1d Elect Director Ellen J. Kullman For For Management
1e Elect Director Lakshmi N. Mittal For For Management
1f Elect Director Adebayo O. Ogunlesi For For Management
1g Elect Director Peter Oppenheimer For For Management
1h Elect Director David M. Solomon For For Management
1i Elect Director Jan E. Tighe For For Management
1j Elect Director Jessica R. Uhl For For Management
1k Elect Director David A. Viniar For For Management
1l Elect Director Mark O. Winkelman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on the Impacts of Using Against For Shareholder
Mandatory Arbitration
7 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
8 Report on Racial Equity Audit Against For Shareholder
--------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 19, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Chapman-Hughes For For Management
1b Elect Director Paul J. Dolan For For Management
1c Elect Director Jay L. Henderson For For Management
1d Elect Director Kirk L. Perry For For Management
1e Elect Director Sandra Pianalto For For Management
1f Elect Director Nancy Lopez Russell For For Management
1g Elect Director Alex Shumate For For Management
1h Elect Director Mark T. Smucker For For Management
1i Elect Director Richard K. Smucker For For Management
1j Elect Director Timothy P. Smucker For For Management
1k Elect Director Jodi L. Taylor For For Management
1l Elect Director Dawn C. Willoughby For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE MOSAIC COMPANY
Ticker: MOS Security ID: 61945C103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl K. Beebe For For Management
1b Elect Director Oscar P. Bernardes For For Management
1c Elect Director Gregory L. Ebel For For Management
1d Elect Director Timothy S. Gitzel For For Management
1e Elect Director Denise C. Johnson For For Management
1f Elect Director Emery N. Koenig For For Management
1g Elect Director James 'Joc' C. O'Rourke For For Management
1h Elect Director David T. Seaton For For Management
1i Elect Director Steven M. Seibert For For Management
1j Elect Director Luciano Siani Pires For For Management
1k Elect Director Gretchen H. Watkins For For Management
1l Elect Director Kelvin R. Westbrook For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION
Ticker: PGR Security ID: 743315103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Philip Bleser For For Management
1b Elect Director Stuart B. Burgdoerfer For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Charles A. Davis For For Management
1e Elect Director Roger N. Farah For For Management
1f Elect Director Lawton W. Fitt For For Management
1g Elect Director Susan Patricia Griffith For For Management
1h Elect Director Devin C. Johnson For For Management
1i Elect Director Jeffrey D. Kelly For For Management
1j Elect Director Barbara R. Snyder For For Management
1k Elect Director Jan E. Tighe For For Management
1l Elect Director Kahina Van Dyke For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
THE WESTERN UNION COMPANY
Ticker: WU Security ID: 959802109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin I. Cole For For Management
1b Elect Director Hikmet Ersek For For Management
1c Elect Director Richard A. Goodman For For Management
1d Elect Director Betsy D. Holden For For Management
1e Elect Director Jeffrey A. Joerres For For Management
1f Elect Director Michael A. Miles, Jr. For For Management
1g Elect Director Timothy P. Murphy For For Management
1h Elect Director Joyce A. Phillips For For Management
1i Elect Director Jan Siegmund For For Management
1j Elect Director Angela A. Sun For For Management
1k Elect Director Solomon D. Trujillo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC.
Ticker: ZBH Security ID: 98956P102
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher B. Begley For For Management
1b Elect Director Betsy J. Bernard For For Management
1c Elect Director Michael J. Farrell For For Management
1d Elect Director Robert A. Hagemann For For Management
1e Elect Director Bryan C. Hanson For For Management
1f Elect Director Arthur J. Higgins For For Management
1g Elect Director Maria Teresa Hilado For For Management
1h Elect Director Syed Jafry For For Management
1i Elect Director Sreelakshmi Kolli For For Management
1j Elect Director Michael W. Michelson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Amend Deferred Compensation Plan For For Management
7 Provide Right to Call Special Meeting For For Management
================================== Ariel Fund ==================================
ADTALEM GLOBAL EDUCATION INC.
Ticker: ATGE Security ID: 00737L103
Meeting Date: NOV 17, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. Burke For For Management
1.2 Elect Director Donna J. Hrinak For For Management
1.3 Elect Director Georgette Kiser For For Management
1.4 Elect Director Lyle Logan For For Management
1.5 Elect Director Michael W. Malafronte For For Management
1.6 Elect Director Sharon L. O'Keefe For For Management
1.7 Elect Director Kenneth J. Phelan For For Management
1.8 Elect Director Lisa W. Wardell For For Management
1.9 Elect Director James D. White For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Karen L. Alvingham For For Management
1b Elect Director Tracy A. Atkinson For For Management
1c Elect Director Dwight D. Churchill For For Management
1d Elect Director Jay C. Horgen For For Management
1e Elect Director Reuben Jeffery, III For For Management
1f Elect Director Felix V. Matos Rodriguez For For Management
1g Elect Director Tracy P. Palandjian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AXALTA COATING SYSTEMS LTD.
Ticker: AXTA Security ID: G0750C108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Bryant For For Management
1.2 Elect Director Steven M. Chapman For For Management
1.3 Elect Director William M. Cook For For Management
1.4 Elect Director Mark Garrett For For Management
1.5 Elect Director Deborah J. Kissire For For Management
1.6 Elect Director Elizabeth C. Lempres For For Management
1.7 Elect Director Robert M. McLaughlin For For Management
1.8 Elect Director Rakesh Sachdev For For Management
1.9 Elect Director Samuel L. Smolik For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC.
Ticker: BIO Security ID: 090572207
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Melinda Litherland For For Management
1.2 Elect Director Arnold A. Pinkston For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BOK FINANCIAL CORPORATION
Ticker: BOKF Security ID: 05561Q201
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director C. Fred Ball, Jr. For For Management
1.3 Elect Director Steven Bangert For For Management
1.4 Elect Director Peter C. Boylan, III For For Management
1.5 Elect Director Steven G. Bradshaw For For Management
1.6 Elect Director Chester E. Cadieux, III For For Management
1.7 Elect Director John W. Coffey For For Management
1.8 Elect Director Joseph W. Craft, III For For Management
1.9 Elect Director Jack E. Finley For For Management
1.10 Elect Director David F. Griffin For For Management
1.11 Elect Director V. Burns Hargis For For Management
1.12 Elect Director Douglas D. Hawthorne For For Management
1.13 Elect Director Kimberley D. Henry For For Management
1.14 Elect Director E. Carey Joullian, IV For For Management
1.15 Elect Director George B. Kaiser For For Management
1.16 Elect Director Stanley A. Lybarger For For Management
1.17 Elect Director Steven J. Malcolm For For Management
1.18 Elect Director Steven E. Nell For For Management
1.19 Elect Director E.C. Richards For For Management
1.20 Elect Director Claudia San Pedro For For Management
1.21 Elect Director Michael C. Turpen For For Management
1.22 Elect Director Rose M. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CBRE GROUP, INC.
Ticker: CBRE Security ID: 12504L109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brandon B. Boze For For Management
1b Elect Director Beth F. Cobert For For Management
1c Elect Director Reginald H. Gilyard For For Management
1d Elect Director Shira D. Goodman For For Management
1e Elect Director Christopher T. Jenny For For Management
1f Elect Director Gerardo I. Lopez For For Management
1g Elect Director Oscar Munoz For For Management
1h Elect Director Robert E. Sulentic For For Management
1i Elect Director Laura D. Tyson For For Management
1j Elect Director Sanjiv Yajnik For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
Ticker: CRL Security ID: 159864107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Foster For For Management
1.2 Elect Director Nancy C. Andrews For For Management
1.3 Elect Director Robert Bertolini For For Management
1.4 Elect Director Deborah T. Kochevar For For Management
1.5 Elect Director George Llado, Sr. For For Management
1.6 Elect Director Martin W. Mackay For For Management
1.7 Elect Director George E. Massaro For For Management
1.8 Elect Director George M. Milne, Jr. For For Management
1.9 Elect Director C. Richard Reese For For Management
1.10 Elect Director Richard F. Wallman For For Management
1.11 Elect Director Virginia M. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CORE LABORATORIES N.V.
Ticker: CLB Security ID: N22717107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kwaku Temeng For For Management
1b Elect Director Lawrence Bruno For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Approve Cancellation of Repurchased For For Management
Shares
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
7 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
8a Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8b Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
ENVISTA HOLDINGS CORPORATION
Ticker: NVST Security ID: 29415F104
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendy Carruthers For For Management
1.2 Elect Director Scott Huennekens For For Management
1.3 Elect Director Christine Tsingos For For Management
2a Declassify the Board of Directors For For Management
2b Eliminate Supermajority Vote For For Management
Requirements
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION
Ticker: FAF Security ID: 31847R102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis J. Gilmore For For Management
1.2 Elect Director Margaret M. McCarthy For For Management
1.3 Elect Director Martha B. Wyrsch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
JANUS HENDERSON GROUP PLC
Ticker: JHG Security ID: G4474Y214
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Director Alison Davis For For Management
3 Elect Director Kalpana Desai For For Management
4 Elect Director Jeffrey Diermeier For For Management
5 Elect Director Kevin Dolan For For Management
6 Elect Director Eugene Flood, Jr. For For Management
7 Elect Director Richard Gillingwater For For Management
8 Elect Director Lawrence Kochard For For Management
9 Elect Director Glenn Schafer For For Management
10 Elect Director Angela Seymour-Jackson For For Management
11 Elect Director Richard Weil For For Management
12 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Audit Committee
to Fix Their Remuneration
13 Authorise Market Purchase of Ordinary For For Management
Shares
14 Authorise Market Purchase of CDIs For For Management
--------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED
Ticker: JLL Security ID: 48020Q107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hugo Bague For For Management
1b Elect Director Matthew Carter, Jr. For For Management
1c Elect Director Samuel A. Di Piazza, Jr. For For Management
1d Elect Director Tina Ju For For Management
1e Elect Director Bridget Macaskill For For Management
1f Elect Director Deborah H. McAneny For For Management
1g Elect Director Siddharth (Bobby) Mehta For For Management
1h Elect Director Jeetendra (Jeetu) I. For For Management
Patel
1i Elect Director Sheila A. Penrose For For Management
1j Elect Director Ann Marie Petach For For Management
1k Elect Director Christian Ulbrich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KENNAMETAL, INC.
Ticker: KMT Security ID: 489170100
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: SEP 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Alvarado For For Management
1.2 Elect Director Cindy L. Davis For For Management
1.3 Elect Director William J. Harvey For For Management
1.4 Elect Director William M. Lambert For For Management
1.5 Elect Director Lorraine M. Martin For For Management
1.6 Elect Director Sagar A. Patel For For Management
1.7 Elect Director Christopher Rossi For For Management
1.8 Elect Director Lawrence W. Stranghoener For For Management
1.9 Elect Director Steven H. Wunning For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KEYSIGHT TECHNOLOGIES, INC.
Ticker: KEYS Security ID: 49338L103
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald S. Nersesian For For Management
1.2 Elect Director Charles J. Dockendorff For For Management
1.3 Elect Director Robert A. Rango For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
KNOWLES CORPORATION
Ticker: KN Security ID: 49926D109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Keith Barnes For For Management
1b Elect Director Hermann Eul For For Management
1c Elect Director Didier Hirsch For For Management
1d Elect Director Ronald Jankov For For Management
1e Elect Director Ye Jane Li For For Management
1f Elect Director Donald Macleod For For Management
1g Elect Director Jeffrey Niew For For Management
1h Elect Director Cheryl Shavers For For Management
1i Elect Director Michael Wishart For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LABORATORY CORPORATION OF AMERICA HOLDINGS
Ticker: LH Security ID: 50540R409
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director Jean-Luc Belingard For For Management
1c Elect Director Jeffrey A. Davis For For Management
1d Elect Director D. Gary Gilliland For For Management
1e Elect Director Garheng Kong For For Management
1f Elect Director Peter M. Neupert For For Management
1g Elect Director Richelle P. Parham For For Management
1h Elect Director Adam H. Schechter For For Management
1i Elect Director Kathryn E. Wengel For For Management
1j Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
LAZARD LTD
Ticker: LAZ Security ID: G54050102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ann-Kristin Achleitner For For Management
1.2 Elect Director Andrew M. Alper For For Management
1.3 Elect Director Ashish Bhutani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
MADISON SQUARE GARDEN ENTERTAINMENT CORP.
Ticker: MSGE Security ID: 55826T102
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Bandier For For Management
1.2 Elect Director Matthew C. Blank For For Management
1.3 Elect Director Joseph J. Lhota For For Management
1.4 Elect Director Frederic V. Salerno For For Management
1.5 Elect Director John L. Sykes For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
MASCO CORPORATION
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark R. Alexander For For Management
1b Elect Director Marie A. Ffolkes For For Management
1c Elect Director John C. Plant For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Todd Bradley For For Management
1b Elect Director Adriana Cisneros For For Management
1c Elect Director Michael Dolan For For Management
1d Elect Director Diana Ferguson For For Management
1e Elect Director Ynon Kreiz For For Management
1f Elect Director Soren Laursen For For Management
1g Elect Director Ann Lewnes For For Management
1h Elect Director Roger Lynch For For Management
1i Elect Director Dominic Ng For For Management
1j Elect Director Judy Olian For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MEREDITH CORPORATION
Ticker: MDP Security ID: 589433101
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth E. Tallett For For Management
1.2 Elect Director Donald A. Baer For For Management
1.3 Elect Director Gregory G. Coleman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
5 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC.
Ticker: MHK Security ID: 608190104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce C. Bruckmann For For Management
1.2 Elect Director John M. Engquist For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MSG NETWORKS INC.
Ticker: MSGN Security ID: 553573106
Meeting Date: DEC 04, 2020 Meeting Type: Annual
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Cohen For For Management
1.2 Elect Director Joseph J. Lhota For For Management
1.3 Elect Director Joel M. Litvin For For Management
1.4 Elect Director John L. Sykes For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NIELSEN HOLDINGS PLC
Ticker: NLSN Security ID: G6518L108
Meeting Date: FEB 11, 2021 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of the Global Connect For For Management
Business
--------------------------------------------------------------------------------
NIELSEN HOLDINGS PLC
Ticker: NLSN Security ID: G6518L108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Attwood, Jr. For For Management
1b Elect Director Thomas H. Castro For For Management
1c Elect Director Guerrino De Luca For For Management
1d Elect Director Karen M. Hoguet For For Management
1e Elect Director David Kenny For For Management
1f Elect Director Janice Marinelli Mazza For For Management
1g Elect Director Jonathan Miller For For Management
1h Elect Director Stephanie Plaines For For Management
1i Elect Director Nancy Tellem For For Management
1j Elect Director Lauren Zalaznick For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Reappoint Ernst & Young LLP as UK For For Management
Statutory Auditors
4 Authorize the Audit Committee to Fix For For Management
Remuneration of UK Statutory Auditor
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Remuneration Report For For Management
7 Approve Remuneration Policy For For Management
8 Authorise Issue of Equity For For Management
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Approve Issuance of Shares for a For For Management
Private Placement
11 Approve Share Repurchase Contracts and For For Management
Repurchase Counterparties
--------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda Walker Bynoe For For Management
1b Elect Director Susan Crown For For Management
1c Elect Director Dean M. Harrison For For Management
1d Elect Director Jay L. Henderson For For Management
1e Elect Director Marcy S. Klevorn For For Management
1f Elect Director Siddharth N. (Bobby) For For Management
Mehta
1g Elect Director Michael G. O'Grady For For Management
1h Elect Director Jose Luis Prado For For Management
1i Elect Director Thomas E. Richards For For Management
1j Elect Director Martin P. Slark For For Management
1k Elect Director David H. B. Smith, Jr. For For Management
1l Elect Director Donald Thompson For For Management
1m Elect Director Charles A. Tribbett, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD.
Ticker: RCL Security ID: V7780T103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Brock For For Management
1b Elect Director Richard D. Fain For For Management
1c Elect Director Stephen R. Howe, Jr. For For Management
1d Elect Director William L. Kimsey For For Management
1e Elect Director Amy McPherson For For Management
1f Elect Director Maritza G. Montiel For For Management
1g Elect Director Ann S. Moore For For Management
1h Elect Director Eyal M. Ofer For For Management
1i Elect Director William K. Reilly For For Management
1j Elect Director Vagn O. Sorensen For For Management
1k Elect Director Donald Thompson For For Management
1l Elect Director Arne Alexander For For Management
Wilhelmsen
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Report on Political Contributions Against Against Shareholder
Disclosure
--------------------------------------------------------------------------------
SIMPSON MANUFACTURING CO., INC.
Ticker: SSD Security ID: 829073105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James S. Andrasick For For Management
1b Elect Director Jennifer A. Chatman For For Management
1c Elect Director Karen Colonias For For Management
1d Elect Director Gary M. Cusumano For For Management
1e Elect Director Philip E. Donaldson For For Management
1f Elect Director Celeste Volz Ford For For Management
1g Elect Director Robin G. MacGillivray For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
SNAP-ON INCORPORATED
Ticker: SNA Security ID: 833034101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Adams For For Management
1.2 Elect Director Karen L. Daniel For For Management
1.3 Elect Director Ruth Ann M. Gillis For For Management
1.4 Elect Director James P. Holden For For Management
1.5 Elect Director Nathan J. Jones For For Management
1.6 Elect Director Henry W. Knueppel For For Management
1.7 Elect Director W. Dudley Lehman For For Management
1.8 Elect Director Nicholas T. Pinchuk For For Management
1.9 Elect Director Gregg M. Sherrill For For Management
1.10 Elect Director Donald J. Stebbins For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
STERICYCLE, INC.
Ticker: SRCL Security ID: 858912108
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert S. Murley For For Management
1b Elect Director Cindy J. Miller For For Management
1c Elect Director Brian P. Anderson For For Management
1d Elect Director Lynn D. Bleil For For Management
1e Elect Director Thomas F. Chen For For Management
1f Elect Director J. Joel Hackney, Jr. For For Management
1g Elect Director Veronica M. Hagen For For Management
1h Elect Director Stephen C. Hooley For For Management
1i Elect Director James J. Martell For For Management
1j Elect Director Kay G. Priestly For For Management
1k Elect Director James L. Welch For For Management
1l Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
6 Amend Compensation Clawback Policy Against Against Shareholder
--------------------------------------------------------------------------------
TEGNA INC.
Ticker: TGNA Security ID: 87901J105
Meeting Date: MAY 07, 2021 Meeting Type: Proxy Contest
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Gold Proxy Card)
1.1 Elect Director Gina L. Bianchini For For Management
1.2 Elect Director Howard D. Elias For For Management
1.3 Elect Director Stuart J. Epstein For For Management
1.4 Elect Director Lidia Fonseca For For Management
1.5 Elect Director Karen H. Grimes For For Management
1.6 Elect Director David T. Lougee For For Management
1.7 Elect Director Scott K. McCune For For Management
1.8 Elect Director Henry W. McGee For For Management
1.9 Elect Director Susan Ness For For Management
1.10 Elect Director Bruce P. Nolop For For Management
1.11 Elect Director Neal Shapiro For For Management
1.12 Elect Director Melinda C. Witmer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Voting For For Management
Provisions
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card)
1.1 Elect Director Colleen B. Brown For Did Not Vote Shareholder
1.2 Elect Director Carlos P. Salas For Did Not Vote Shareholder
1.3 Elect Director Elizabeth A. Tumulty For Did Not Vote Shareholder
1.4 Management Nominee Gina L. Bianchini For Did Not Vote Shareholder
1.5 Management Nominee Stuart J. Epstein For Did Not Vote Shareholder
1.6 Management Nominee Lidia Fonseca For Did Not Vote Shareholder
1.7 Management Nominee Karen H. Grimes For Did Not Vote Shareholder
1.8 Management Nominee Scott K. McCune For Did Not Vote Shareholder
1.9 Management Nominee Henry W. McGee For Did Not Vote Shareholder
1.10 Management Nominee Susan Ness For Did Not Vote Shareholder
1.11 Management Nominee Bruce P. Nolop For Did Not Vote Shareholder
1.12 Management Nominee Melinda C. Witmer For Did Not Vote Shareholder
2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
4 Eliminate Supermajority Voting For Did Not Vote Management
Provisions
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joceyln Carter-Miller For For Management
1.2 Elect Director Mary J. Steele Guilfoile For For Management
1.3 Elect Director Dawn Hudson For For Management
1.4 Elect Director Philippe Krakowsky For For Management
1.5 Elect Director Jonathan F. Miller For For Management
1.6 Elect Director Patrick Q. Moore For For Management
1.7 Elect Director Michael I. Roth For For Management
1.8 Elect Director Linda S. Sanford For For Management
1.9 Elect Director David M. Thomas For For Management
1.10 Elect Director E. Lee Wyatt, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 19, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Chapman-Hughes For For Management
1b Elect Director Paul J. Dolan For For Management
1c Elect Director Jay L. Henderson For For Management
1d Elect Director Kirk L. Perry For For Management
1e Elect Director Sandra Pianalto For For Management
1f Elect Director Nancy Lopez Russell For For Management
1g Elect Director Alex Shumate For For Management
1h Elect Director Mark T. Smucker For For Management
1i Elect Director Richard K. Smucker For For Management
1j Elect Director Timothy P. Smucker For For Management
1k Elect Director Jodi L. Taylor For For Management
1l Elect Director Dawn C. Willoughby For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
U.S. SILICA HOLDINGS, INC.
Ticker: SLCA Security ID: 90346E103
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter C. Bernard For For Management
1B Elect Director Diane K. Duren For For Management
1C Elect Director William J. Kacal For For Management
1D Elect Director Charles W. Shaver For For Management
1E Elect Director Bryan A. Shinn For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Increase Disclosure of Compensation Against For Shareholder
Adjustments
--------------------------------------------------------------------------------
VAIL RESORTS, INC.
Ticker: MTN Security ID: 91879Q109
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan L. Decker For For Management
1b Elect Director Robert A. Katz For For Management
1c Elect Director Nadia Rawlinson For For Management
1d Elect Director John T. Redmond For For Management
1e Elect Director Michele Romanow For For Management
1f Elect Director Hilary A. Schneider For For Management
1g Elect Director D. Bruce Sewell For For Management
1h Elect Director John F. Sorte For For Management
1i Elect Director Peter A. Vaughn For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION
Ticker: ZBRA Security ID: 989207105
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chirantan "CJ" Desai For For Management
1.2 Elect Director Richard L. Keyser For For Management
1.3 Elect Director Ross W. Manire For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
============================== Ariel Global Fund ===============================
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Minicucci For For Management
1.2 Elect Director Adrian Gardner For For Management
1.3 Elect Director James S. Kahan For For Management
1.4 Elect Director Rafael de la Vega For For Management
1.5 Elect Director Giora Yaron For For Management
1.6 Elect Director Eli Gelman For For Management
1.7 Elect Director Richard T.C. LeFave For For Management
1.8 Elect Director John A. MacDonald For For Management
1.9 Elect Director Shuky Sheffer For For Management
1.10 Elect Director Yvette Kanouff For For Management
2 Approve an Increase in the Quarterly For For Management
Cash Dividend Rate
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
BAIDU, INC.
Ticker: BIDU Security ID: 056752108
Meeting Date: MAR 01, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve One-to-Eighty Stock Split For For Management
--------------------------------------------------------------------------------
BANCO SANTANDER CHILE SA
Ticker: BSANTANDER Security ID: 05965X109
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CLP 1.65 Per Share
3 Approve Remuneration of Directors For For Management
4 Appoint Auditors For For Management
5 Designate Risk Assessment Companies For For Management
6 Approve Remuneration and Budget of For For Management
Directors' Committee and Audit
Committee; Receive Directors and Audit
Committee's Report
7 Receive Report Regarding Related-Party None None Management
Transactions
8 Other Business None None Management
--------------------------------------------------------------------------------
BB SEGURIDADE PARTICIPACOES SA
Ticker: BBSE3 Security ID: P1R1WJ103
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Mauro Ribeiro Neto as Director For For Management
4 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mauro Ribeiro Neto as Director
6.1 Elect Lucineia Possar as Fiscal For For Management
Council Member and Fabiano Macanhan
Fontes as Alternate
6.2 Elect Luis Felipe Vital Nunes Pereira For For Management
as Fiscal Council Member and Daniel de
Araujo e Borges as Alternate
6.3 Elect Francisco Olinto Velo Schmitt as For For Shareholder
Fiscal Council Member and Kuno Dietmar
Frank as Alternate as Minority
Representative Under Majority Fiscal
Council Election
7 Approve Remuneration of Fiscal Council For For Management
Members
8 Approve Remuneration of Company's For For Management
Management
9 Approve Remuneration of Audit For For Management
Committee Members and Related Party
Transactions Committee Members
10 Ratify Remuneration of Company's For For Management
Management, Fiscal Council and Audit
Committee from April to July 2020
--------------------------------------------------------------------------------
BB SEGURIDADE PARTICIPACOES SA
Ticker: BBSE3 Security ID: P1R1WJ103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3.1 Elect Carlos Motta dos Santos as Board For For Management
Chairman
3.2 Elect Mauro Ribeiro Neto as Board For Against Management
Vice-Chairman
3.3 Elect Marcio Hamilton Ferreira as For Against Management
Director
3.4 Elect Arnaldo Jose Vollet as For For Management
Independent Director
3.5 Elect Ricardo Moura de Araujo Faria as For Against Management
Director
3.6 Elect Claudio Xavier Seefelder Filho For Against Management
as Director
3.7 Elect Isabel da Silva Ramos as None For Shareholder
Director as Minority Representative
Under Majority Board Election
4 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
5.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Motta dos Santos as Board
Chairman
5.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mauro Ribeiro Neto as Board
Vice-Chairman
5.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Hamilton Ferreira as
Director
5.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Arnaldo Jose Vollet as
Independent Director
5.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ricardo Moura de Araujo Faria as
Director
5.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Claudio Xavier Seefelder Filho
as Director
5.7 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Isabel da Silva Ramos as
Director as Minority Representative
Under Majority Board Election
6 Elect Bruno Monteiro Martins as For For Management
Alternate Fiscal Council Member
7 Approve Remuneration of Fiscal Council For For Management
Members
8 Approve Remuneration of Company's For For Management
Management
9 Approve Remuneration of Audit For For Management
Committee Members and Related Party
Transactions Committee Member
10 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
11 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
--------------------------------------------------------------------------------
BB SEGURIDADE PARTICIPACOES SA
Ticker: BBSE3 Security ID: P1R1WJ103
Meeting Date: APR 29, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 9 For For Management
2 Amend Article 11 For For Management
3 Amend Articles For For Management
4 Amend Articles For For Management
5 Amend Articles 32 and 33 For For Management
6 Amend Articles 37 and 38 For For Management
7 Add Article 54 For Against Management
8 Approve Share Matching Plan for For Against Management
Company's Executives
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 01, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Gregory E. Abel For For Management
1.4 Elect Director Howard G. Buffett For For Management
1.5 Elect Director Stephen B. Burke For For Management
1.6 Elect Director Kenneth I. Chenault For For Management
1.7 Elect Director Susan L. Decker For Withhold Management
1.8 Elect Director David S. Gottesman For Withhold Management
1.9 Elect Director Charlotte Guyman For For Management
1.10 Elect Director Ajit Jain For For Management
1.11 Elect Director Thomas S. Murphy For For Management
1.12 Elect Director Ronald L. Olson For For Management
1.13 Elect Director Walter Scott, Jr. For Withhold Management
1.14 Elect Director Meryl B. Witmer For Withhold Management
2 Report on Climate-Related Risks and Against For Shareholder
Opportunities
3 Publish Annually a Report Assessing Against For Shareholder
Diversity and Inclusion Efforts
--------------------------------------------------------------------------------
BRIDGESTONE CORP.
Ticker: 5108 Security ID: J04578126
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2 Amend Articles to Clarify Director For For Management
Authority on Shareholder Meetings -
Amend Provisions on Director Titles -
Clarify Director Authority on Board
Meetings
3.1 Elect Director Ishibashi, Shuichi For For Management
3.2 Elect Director Higashi, Masahiro For For Management
3.3 Elect Director Scott Trevor Davis For For Management
3.4 Elect Director Okina, Yuri For For Management
3.5 Elect Director Masuda, Kenichi For For Management
3.6 Elect Director Yamamoto, Kenzo For For Management
3.7 Elect Director Terui, Keiko For For Management
3.8 Elect Director Sasa, Seiichi For For Management
3.9 Elect Director Shiba, Yojiro For For Management
3.10 Elect Director Suzuki, Yoko For For Management
3.11 Elect Director Hara, Hideo For For Management
3.12 Elect Director Yoshimi, Tsuyoshi For For Management
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Michael W. Bonney For For Management
1C Elect Director Giovanni Caforio For For Management
1D Elect Director Julia A. Haller For For Management
1E Elect Director Paula A. Price For For Management
1F Elect Director Derica W. Rice For For Management
1G Elect Director Theodore R. Samuels For For Management
1H Elect Director Gerald L. Storch For For Management
1I Elect Director Karen H. Vousden For For Management
1J Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Special For For Management
Shareholder Meetings to 15%
6 Require Independent Board Chair Against For Shareholder
7 Provide Right to Act by Written Consent Against For Shareholder
8 Reduce Ownership Threshold for Special Against For Shareholder
Shareholder Meetings to 10%
--------------------------------------------------------------------------------
CATCHER TECHNOLOGY CO., LTD.
Ticker: 2474 Security ID: Y1148A101
Meeting Date: OCT 05, 2020 Meeting Type: Special
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Disposal Agreement For For Management
2 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
CATCHER TECHNOLOGY CO., LTD.
Ticker: 2474 Security ID: Y1148A101
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve to Raise Funds through Issuing For For Management
New Shares or GDR
--------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Ticker: CHKP Security ID: M22465104
Meeting Date: AUG 03, 2020 Meeting Type: Annual
Record Date: JUN 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.a Elect Gil Shwed as Director For For Management
1.b Elect Jerry Ungerman as Director For For Management
1.c Elect Dan Propper as Director For For Management
1.d Elect Tal Shavit as Director For For Management
1.e Elect Eyal Waldman as Director For For Management
1.f Elect Shai Weiss as Director For For Management
2a Elect Irwin Federman as External For For Management
Director
2b Elect Ray Rothrock as External Director For For Management
3 Reappoint Kost, Forer, Gabbay & For For Management
Kasierer as Auditors and Authorize
Board to Fix Their Remuneration
4 Approve Compensation Terms of Check For For Management
Point's CEO
5 Approve Amended Compensation of Non- For For Management
Executive Directors
A Vote FOR if you are NOT a controlling None For Management
shareholder and do NOT have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. If you
vote AGAINST, please provide an
explanation to your account manager
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Mark Garrett For For Management
1e Elect Director Kristina M. Johnson For For Management
1f Elect Director Roderick C. McGeary For For Management
1g Elect Director Charles H. Robbins For For Management
1h Elect Director Arun Sarin - Withdrawn None None Management
1i Elect Director Brenton L. Saunders For For Management
1j Elect Director Lisa T. Su For For Management
2 Change State of Incorporation from For For Management
California to Delaware
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
CLP HOLDINGS LTD.
Ticker: 2 Security ID: Y1660Q104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Christina Gaw as Director For For Management
2b Elect Chunyuan Gu as Director For For Management
2c Elect John Andrew Harry Leigh as For For Management
Director
2d Elect Andrew Clifford Winawer Brandler For For Management
as Director
2e Elect Nicholas Charles Allen as For For Management
Director
2f Elect Law Fan Chiu Fun Fanny as For For Management
Director
2g Elect Richard Kendall Lancaster as For For Management
Director
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Adopt New Articles of Association For For Management
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN SCA
Ticker: ML Security ID: F61824144
Meeting Date: MAY 21, 2021 Meeting Type: Annual/Special
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.30 per Share
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentionning
the Absence of New Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Remuneration Policy of General For For Management
Managers
7 Approve Remuneration Policy of For For Management
Supervisory Board Members
8 Approve Compensation Report of For For Management
Corporate Officers
9 Approve Compensation of Florent For For Management
Menegaux, General Manager
10 Approve Compensation of Yves Chapo, For For Management
Manager
11 Approve Compensation of Michel For For Management
Rollier, Chairman of Supervisory Board
12 Ratify Appointment of Jean-Michel For For Management
Severino as Supervisory Board Member
13 Elect Wolf-Henning Scheider as For For Management
Supervisory Board Member
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Amend Article 30 of Bylaws Re: For For Management
Financial Rights of General Partners
16 Amend Article 12 of Bylaws Re: Manager For For Management
Remuneration
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CREDICORP LTD.
Ticker: BAP Security ID: G2519Y108
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Leslie Pierce Diez Canseco as For For Management
Director
--------------------------------------------------------------------------------
CREDICORP LTD.
Ticker: BAP Security ID: G2519Y108
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Present 2020 Annual Report None None Management
2 Present Audited Consolidated Financial None None Management
Statements of Credicorp and its
Subsidiaries for FY 2020, Including
External Auditors' Report
3 Ratify PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
DAITO TRUST CONSTRUCTION CO., LTD.
Ticker: 1878 Security ID: J11151107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 251
2.1 Elect Director Kobayashi, Katsuma For For Management
2.2 Elect Director Kawai, Shuji For For Management
2.3 Elect Director Takeuchi, Kei For For Management
2.4 Elect Director Sato, Koji For For Management
2.5 Elect Director Uchida, Kanitsu For For Management
2.6 Elect Director Tate, Masafumi For For Management
2.7 Elect Director Mori, Yoshihiro For For Management
2.8 Elect Director Yamaguchi, Toshiaki For For Management
2.9 Elect Director Sasaki, Mami For For Management
2.10 Elect Director Shoda, Takashi For For Management
2.11 Elect Director Iritani, Atsushi For For Management
3.1 Appoint Statutory Auditor Uno, Masayasu For For Management
3.2 Appoint Statutory Auditor Matsushita, For For Management
Masa
3.3 Appoint Statutory Auditor Kobayashi, For For Management
Kenji
4 Appoint Ernst & Young ShinNihon LLC as For For Management
New External Audit Firm
--------------------------------------------------------------------------------
DEUTSCHE BOERSE AG
Ticker: DB1 Security ID: D1882G119
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Elect Karl-Heinz Floether to the For For Management
Supervisory Board
5.2 Elect Andreas Gottschling to the For Against Management
Supervisory Board
5.3 Elect Martin Jetter to the Supervisory For Against Management
Board
5.4 Elect Barbara Lambert to the For For Management
Supervisory Board
5.5 Elect Michael Ruediger to the For For Management
Supervisory Board
5.6 Elect Charles Stonehill to the For Against Management
Supervisory Board
5.7 Elect Clara-Christina Streit to the For Against Management
Supervisory Board
5.8 Elect Chong Lee Tan to the Supervisory For For Management
Board
6 Approve Creation of EUR 19 Million For For Management
Pool of Capital with Preemptive Rights
7 Approve Remuneration Policy For Against Management
8 Amend Articles Re: AGM Location For For Management
9 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
--------------------------------------------------------------------------------
DIRECT LINE INSURANCE GROUP PLC
Ticker: DLG Security ID: G2871V114
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Danuta Gray as Director For For Management
5 Re-elect Mark Gregory as Director For For Management
6 Re-elect Tim Harris as Director For For Management
7 Re-elect Penny James as Director For For Management
8 Re-elect Sebastian James as Director For For Management
9 Elect Adrian Joseph as Director For For Management
10 Re-elect Fiona McBain as Director For For Management
11 Re-elect Gregor Stewart as Director For For Management
12 Re-elect Richard Ward as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise UK Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Authorise Issue of Equity in Relation For For Management
to an Issue of RT1 Instruments
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to an
Issue of RT1 Instruments
--------------------------------------------------------------------------------
ENDESA SA
Ticker: ELE Security ID: E41222113
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Consolidated and Standalone For For Management
Management Reports
3 Approve Non-Financial Information For For Management
Statement
4 Approve Discharge of Board For For Management
5 Approve Allocation of Income and For For Management
Dividends
6.1 Add Article 26 ter Re: Allow For For Management
Shareholder Meetings to be Held in
Virtual-Only Format
6.2 Amend Articles Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
6.3 Amend Article 40 Re: Director For For Management
Remuneration
6.4 Amend Article 43 Re: Board Meetings to For For Management
be Held in Virtual-Only Format
7.1 Add Article 10 ter of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
7.2 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
8 Fix Number of Directors at 11 For For Management
9 Approve Remuneration Report For For Management
10 Approve Remuneration Policy For For Management
11 Approve Strategic Incentive Plan For For Management
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
EQUITY COMMONWEALTH
Ticker: EQC Security ID: 294628102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sam Zell For For Management
1.2 Elect Director Ellen-Blair Chube For For Management
1.3 Elect Director Martin L. Edelman For For Management
1.4 Elect Director David A. Helfand For For Management
1.5 Elect Director Peter Linneman For For Management
1.6 Elect Director Mary Jane Robertson For For Management
1.7 Elect Director Gerald A. Spector For For Management
1.8 Elect Director James A. Star For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacqueline K. Barton For For Management
1b Elect Director Jeffrey A. Bluestone For For Management
1c Elect Director Sandra J. Horning For For Management
1d Elect Director Kelly A. Kramer For For Management
1e Elect Director Kevin E. Lofton For For Management
1f Elect Director Harish Manwani For For Management
1g Elect Director Daniel P. O'Day For For Management
1h Elect Director Javier J. Rodriguez For For Management
1i Elect Director Anthony Welters For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: G3910J112
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Sir Jonathan Symonds as For For Management
Director
4 Re-elect Dame Emma Walmsley as Director For For Management
5 Re-elect Charles Bancroft as Director For For Management
6 Re-elect Vindi Banga as Director For For Management
7 Re-elect Dr Hal Barron as Director For For Management
8 Re-elect Dr Vivienne Cox as Director For For Management
9 Re-elect Lynn Elsenhans as Director For For Management
10 Re-elect Dr Laurie Glimcher as Director For For Management
11 Re-elect Dr Jesse Goodman as Director For For Management
12 Re-elect Iain Mackay as Director For For Management
13 Re-elect Urs Rohner as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise UK Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve the Exemption from Statement For For Management
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
IGM FINANCIAL INC.
Ticker: IGM Security ID: 449586106
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc A. Bibeau For For Management
1.2 Elect Director Marcel R. Coutu For For Management
1.3 Elect Director Andre Desmarais For For Management
1.4 Elect Director Paul Desmarais, Jr. For For Management
1.5 Elect Director Gary Doer For For Management
1.6 Elect Director Susan Doniz For For Management
1.7 Elect Director Claude Genereux For For Management
1.8 Elect Director Sharon Hodgson For For Management
1.9 Elect Director Sharon MacLeod For For Management
1.10 Elect Director Susan J. McArthur For For Management
1.11 Elect Director John S. McCallum For For Management
1.12 Elect Director R. Jeffrey Orr For For Management
1.13 Elect Director James O'Sullivan For For Management
1.14 Elect Director Gregory D. Tretiak For For Management
1.15 Elect Director Beth Wilson For For Management
2 Ratify Deloitte LLP as Auditors For For Management
--------------------------------------------------------------------------------
ITALGAS SPA
Ticker: IG Security ID: T6R89Z103
Meeting Date: APR 20, 2021 Meeting Type: Annual/Special
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3.1 Approve Remuneration Policy For For Management
3.2 Approve Second Section of the For For Management
Remuneration Report
4 Approve Co-Investment Plan For For Management
1 Authorize Board to Increase Capital to For For Management
Service Co-Investment Plan
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
JAPAN TOBACCO INC.
Ticker: 2914 Security ID: J27869106
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 77
2 Elect Director Kitera, Masato For For Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Marillyn A. Hewson For For Management
1g Elect Director Hubert Joly For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director Anne M. Mulcahy For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Mark A. Weinberger For For Management
1m Elect Director Nadja Y. West For For Management
1n Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Government Financial Support Against For Shareholder
and Access to COVID-19 Vaccines and
Therapeutics
5 Require Independent Board Chair Against For Shareholder
6 Report on Civil Rights Audit Against For Shareholder
7 Adopt Policy on Bonus Banking Against Against Shareholder
--------------------------------------------------------------------------------
KBC GROUP SA/NV
Ticker: KBC Security ID: B5337G162
Meeting Date: MAY 06, 2021 Meeting Type: Annual/Special
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Adopt Financial Statements For For Management
5a Approve Allocation of Income For For Management
5b Approve Allocation of Income and For For Management
Dividends of EUR 0.44 per Share
6 Approve Remuneration Report For For Management
7 Approve Remuneration Policy For For Management
8 Approve Discharge of Directors For For Management
9 Approve Discharge of Auditors For For Management
10 Approve Auditors' Remuneration For For Management
11a Elect Luc Popelier as Director For Against Management
11b Elect Katelijn Callewaert as Director For Against Management
11c Elect Philippe Vlerick as Director For Against Management
12 Transact Other Business None None Management
1 Receive Special Board Report Re: None None Management
Article 7:154 of the Code of Companies
and Associations
2 Amend Articles Re: Replace Article 2, For For Management
Paragraphs 1 to 4
3 Amend Articles Re: Delete Last For For Management
Sentence of Article 3, Paragraph 1
4 Amend Articles Re: Delete Article 4, For For Management
Paragraph 2
5 Amend Articles Re: Replace Article 8, For For Management
Paragraph 3
6 Amend Articles Re: Replace Article 10 For For Management
7 Amend Articles Re: Replace Article 12, For For Management
Paragraphs 2 and 3
8 Amend Articles Re: Replace Article 13 For For Management
9 Amend Articles Re: Add to Article 15, For For Management
Last Paragraph
10 Amend Articles Re: Replace Last For For Management
Sentence of Article 16, Paragraph 1
11 Amend Articles Re: Add to Article 16, For For Management
Last Paragraph
12 Amend Articles Re: Replace Article 20, For For Management
Paragraphs 2 to 4
13 Amend Articles Re: Replace Article 22 For For Management
and Delete Last Paragraph
14 Amend Articles Re: Add Sentence to For For Management
Article 27, Paragraph 1
15 Amend Articles Re: Complete the First For For Management
Sentence of Article 27, Paragraph 2
16 Amend Articles Re: Insert New Article For For Management
28bis
1 Amend Articles Re: Add Sentence to For For Management
Article 30
18 Amend Articles Re: Delete Article 32, For For Management
Paragraph 3
19 Amend Articles Re: Completion of the For For Management
First Sentence of Article 35
20 Amend Articles Re: Textual Change and For For Management
Deletion of Article 36, Paragraphs 2
to 4
21 Amend Articles Re: Replace Article 41 For For Management
22 Cancellation of Repurchased Shares For For Management
23 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
24 Authorize Implementation of Approved For For Management
Resolutions
25 Authorize Filing of Required For For Management
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
KONINKLIJKE AHOLD DELHAIZE NV
Ticker: AD Security ID: N0074E105
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4 Adopt Financial Statements For For Management
5 Approve Dividends of EUR 0.90 Per Share For For Management
6 Approve Remuneration Report For For Management
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Elect Jan Zijderveld to Supervisory For For Management
Board
10 Elect Bala Subramanian to Supervisory For For Management
Board
11 Ratify PricewaterhouseCoopers For For Management
Accountants N.V as Auditors
12 Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
13 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
14 Authorize Board to Acquire Common For For Management
Shares
15 Approve Cancellation of Repurchased For For Management
Shares
16 Close Meeting None None Management
--------------------------------------------------------------------------------
KT&G CORP.
Ticker: 033780 Security ID: Y49904108
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Baek Bok-in as CEO For For Management
3 Elect Bang Kyung-man as Inside Director For For Management
4 Elect Lim Min-kyu as Outside Director For For Management
5 Elect Baek Jong-soo as Outside For For Management
Director to Serve as an Audit
Committee Member
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid G. Hoffman For For Management
1.2 Elect Director Hugh F. Johnston For For Management
1.3 Elect Director Teri L. List-Stoll For For Management
1.4 Elect Director Satya Nadella For For Management
1.5 Elect Director Sandra E. Peterson For For Management
1.6 Elect Director Penny S. Pritzker For For Management
1.7 Elect Director Charles W. Scharf For For Management
1.8 Elect Director Arne M. Sorenson For For Management
1.9 Elect Director John W. Stanton For For Management
1.10 Elect Director John W. Thompson For For Management
1.11 Elect Director Emma N. Walmsley For For Management
1.12 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Employee Representation on Against Against Shareholder
the Board of Directors
--------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: MUV2 Security ID: D55535104
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 9.80 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Elect Carinne Knoche-Brouillon to the For For Management
Supervisory Board
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Creation of EUR 117.5 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9.1 Approve Affiliation Agreement with MR For For Management
Beteiligungen 20. GmbH
9.2 Approve Affiliation Agreement with MR For For Management
Beteiligungen 21. GmbH
9.3 Approve Affiliation Agreement with MR For For Management
Beteiligungen 22. GmbH
--------------------------------------------------------------------------------
NATIONAL GRID PLC
Ticker: NG Security ID: G6S9A7120
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Sir Peter Gershon as Director For For Management
4 Re-elect John Pettigrew as Director For For Management
5 Re-elect Andy Agg as Director For For Management
6 Re-elect Nicola Shaw as Director For For Management
7 Re-elect Mark Williamson as Director For For Management
8 Re-elect Jonathan Dawson as Director For For Management
9 Re-elect Therese Esperdy as Director For For Management
10 Re-elect Paul Golby as Director For For Management
11 Elect Liz Hewitt as Director For For Management
12 Re-elect Amanda Mesler as Director For For Management
13 Re-elect Earl Shipp as Director For For Management
14 Re-elect Jonathan Silver as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Approve Remuneration Report For For Management
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity For For Management
20 Reapprove Share Incentive Plan For For Management
21 Reapprove Sharesave Plan For For Management
22 Approve Increase in Borrowing Limit For For Management
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
25 Authorise Market Purchase of Ordinary For For Management
Shares
26 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
NATIONAL GRID PLC
Ticker: NG Security ID: G6S9A7120
Meeting Date: APR 22, 2021 Meeting Type: Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of PPL WPD For For Management
Investments Limited
2 Approve Increase in Borrowing Limit For For Management
Under the Company's Articles of
Association
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.75 per Share
4.1.a Reelect Paul Bulcke as Director and For For Management
Board Chairman
4.1.b Reelect Ulf Schneider as Director For For Management
4.1.c Reelect Henri de Castries as Director For For Management
4.1.d Reelect Renato Fassbind as Director For For Management
4.1.e Reelect Pablo Isla as Director For For Management
4.1.f Reelect Ann Veneman as Director For For Management
4.1.g Reelect Eva Cheng as Director For For Management
4.1.h Reelect Patrick Aebischer as Director For For Management
4.1.i Reelect Kasper Rorsted as Director For For Management
4.1.j Reelect Kimberly Ross as Director For For Management
4.1.k Reelect Dick Boer as Director For For Management
4.1.l Reelect Dinesh Paliwal as Director For For Management
4.1.m Reelect Hanne Jimenez de Mora as For For Management
Director
4.2 Elect Lindiwe Sibanda as Director For For Management
4.3.1 Appoint Pablo Isla as Member of the For For Management
Compensation Committee
4.3.2 Appoint Patrick Aebischer as Member of For For Management
the Compensation Committee
4.3.3 Appoint Dick Boer as Member of the For For Management
Compensation Committee
4.3.4 Appoint Kasper Rorsted as Member of For For Management
the Compensation Committee
4.4 Ratify Ernst & Young AG as Auditors For For Management
4.5 Designate Hartmann Dreyer as For For Management
Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 10 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 57.5
Million
6 Approve CHF 6.6 Million Reduction in For For Management
Share Capital as Part of the Share
Buyback Program via Cancellation of
Repurchased Shares
7 Approve Climate Action Plan For For Management
8 Transact Other Business (Voting) Against Against Management
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director T. Michael Nevens For For Management
1b Elect Director Deepak Ahuja For For Management
1c Elect Director Gerald Held For For Management
1d Elect Director Kathryn M. Hill For For Management
1e Elect Director Deborah L. Kerr For For Management
1f Elect Director George Kurian For For Management
1g Elect Director Scott F. Schenkel For For Management
1h Elect Director George T. Shaheen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
NINTENDO CO., LTD.
Ticker: 7974 Security ID: J51699106
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 1410
2.1 Elect Director Furukawa, Shuntaro For For Management
2.2 Elect Director Miyamoto, Shigeru For For Management
2.3 Elect Director Takahashi, Shinya For For Management
2.4 Elect Director Shiota, Ko For For Management
2.5 Elect Director Shibata, Satoru For For Management
2.6 Elect Director Chris Meledandri For For Management
--------------------------------------------------------------------------------
NIPPON TELEGRAPH & TELEPHONE CORP.
Ticker: 9432 Security ID: J59396101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55
2 Approve Trust-Type Equity Compensation For For Management
Plan
3 Approve Cash Compensation Ceiling for For For Management
Directors and Compensation Ceiling Set
Aside for Board Members Shareholding
Association
4 Remove Incumbent Director Shibutani, Against Against Shareholder
Naoki
--------------------------------------------------------------------------------
NOKIA OYJ
Ticker: NOKIA Security ID: X61873133
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Treatment of Net Loss For For Management
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For For Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 440,000 to Chair,
EUR 185,000 to Vice Chair and EUR
160,000 to Other Directors; Approve
Remuneration for Committee Work;
Approve Meeting Fees
12 Fix Number of Directors at Eight For For Management
13 Reelect Sari Baldauf, Bruce Brown, For Against Management
Thomas Dannenfeldt, Jeanette Horan,
Edward Kozel, Soren Skou, Carla
Smits-Nusteling, and Kari Stadigh as
Directors
14 Approve Remuneration of Auditors For For Management
15 Ratify Deloitte as Auditors For For Management
16 Authorize Share Repurchase Program For For Management
17 Approve Issuance of up to 550 Million For For Management
Shares without Preemptive Rights
18 Close Meeting None None Management
--------------------------------------------------------------------------------
NOKIA OYJ
Ticker: NOKIA Security ID: 654902204
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Treatment of Net Loss For For Management
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For For Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 440,000 to Chair,
EUR 185,000 to Vice Chair and EUR
160,000 to Other Directors; Approve
Remuneration for Committee Work;
Approve Meeting Fees
12 Fix Number of Directors at Eight For For Management
13.1 Reelect Sari Baldauf as Director For For Management
13.2 Reelect Bruce Brown as Director For For Management
13.3 Reelect Thomas Dannenfeldt as Director For For Management
13.4 Reelect Jeanette Horan as Director For For Management
13.5 Reelect Edward Kozel as Director For For Management
13.6 Reelect Soren Skou as Director For For Management
13.7 Reelect Carla Smits-Nusteling as For For Management
Director
13.8 Reelect Kari Stadigh as Director For Withhold Management
14 Approve Remuneration of Auditors For For Management
15 Ratify Deloitte as Auditors For For Management
16 Authorize Share Repurchase Program For For Management
17 Approve Issuance of up to 550 Million For For Management
Shares without Preemptive Rights
18 Close Meeting None None Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 3.00 per Share
4 Approve CHF 16.3 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5 Authorize Repurchase of up to CHF 10 For For Management
Billion in Issued Share Capital
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 8.6 Million
6.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 91 Million
6.3 Approve Remuneration Report For For Management
7.1 Reelect Joerg Reinhardt as Director For For Management
and Board Chairman
7.2 Reelect Nancy Andrews as Director For For Management
7.3 Reelect Ton Buechner as Director For For Management
7.4 Reelect Patrice Bula as Director For For Management
7.5 Reelect Elizabeth Doherty as Director For For Management
7.6 Reelect Ann Fudge as Director For For Management
7.7 Reelect Bridgette Heller as Director For For Management
7.8 Reelect Frans van Houten as Director For For Management
7.9 Reelect Simon Moroney as Director For For Management
7.10 Reelect Andreas von Planta as Director For For Management
7.11 Reelect Charles Sawyers as Director For For Management
7.12 Elect Enrico Vanni as Director For For Management
7.13 Reelect William Winters as Director For For Management
8.1 Reappoint Patrice Bula as Member of For For Management
the Compensation Committee
8.2 Reappoint Bridgette Heller as Member For For Management
of the Compensation Committee
8.3 Reappoint Enrico Vanni as Member of For For Management
the Compensation Committee
8.4 Reappoint William Winters as Member of For For Management
the Compensation Committee
8.5 Appoint Simon Moroney as Member of the For For Management
Compensation Committee
9 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
10 Designate Peter Zahn as Independent For For Management
Proxy
11 Amend Articles Re: Board of Directors For For Management
Tenure
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
NOVO NORDISK A/S
Ticker: NOVO.B Security ID: K72807132
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 5.85 Per Share
4 Approve Remuneration Report (Advisory For For Management
Vote)
5.1 Approve Remuneration of Directors for For For Management
2020 in the Aggregate Amount of DKK 17
Million
5.2 Approve Remuneration of Directors for For For Management
2021 in the Amount of DKK 2.2 Million
for the Chairman, DKK 1.47 Million for
the Vice Chairman, and DKK 736,000 for
Other Directors; Approve Remuneration
for Committee Work
6.1 Reelect Helge Lund as Director and For For Management
Board Chairman
6.2 Reelect Jeppe Christiansen as Director For For Management
and Vice Chairman
6.3a Reelect Laurence Debroux as Director For For Management
6.3b Reelect Andreas Fibig as Director For For Management
6.3c Reelect Sylvie Gregoire as Director For For Management
6.3d Reelect Kasim Kutay as Director For For Management
6.3e Reelect Martin Mackay as Director For For Management
6.3f Elect Henrik Poulsen as New Director For For Management
7 Ratify Deloitte as Auditors For For Management
8.1 Approve DKK 8 Million Reduction in For For Management
Share Capital via B Share Cancellation
8.2 Authorize Share Repurchase Program For For Management
8.3a Amend Articles Re: Delete For For Management
Authorization to Increase Share Capital
8.3b Approve Creation of DKK 46.2 Million For For Management
Pool of Capital with Preemptive
Rights; Approve Creation of DKK 46.2
Million Pool of Capital without
Preemptive Rights; Maximum Increase in
Share Capital under Both
Authorizations up to DKK 46.2 Million
8.4a Approve Indemnification of Members of For For Management
the Board of Directors
8.4b Approve Indemnification of Members of For For Management
Executive Management
8.5 Amend Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
8.6a Allow Shareholder Meetings to be Held For Against Management
Partially or Fully by Electronic Means
8.6b Allow Electronic Distribution of For For Management
Company Communication
8.6c Amend Articles Re: Differentiation of For For Management
Votes
8.7 Initiate Plan for Changed Ownership Against Against Shareholder
9 Other Business None None Management
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brant Bonin Bough For For Management
1b Elect Director Andre Calantzopoulos For For Management
1c Elect Director Michel Combes For For Management
1d Elect Director Juan Jose Daboub For For Management
1e Elect Director Werner Geissler For For Management
1f Elect Director Lisa A. Hook For For Management
1g Elect Director Jun Makihara For For Management
1h Elect Director Kalpana Morparia For For Management
1i Elect Director Lucio A. Noto For For Management
1j Elect Director Jacek Olczak For For Management
1k Elect Director Frederik Paulsen For For Management
1l Elect Director Robert B. Polet For For Management
1m Elect Director Shlomo Yanai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers SA as For For Management
Auditor
--------------------------------------------------------------------------------
SAFRAN SA
Ticker: SAF Security ID: F4035A557
Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.43 per Share
4 Approve Transaction with BNP Paribas For For Management
5 Ratify Appointment of Olivier Andries For For Management
as Director
6 Reelect Helene Auriol Potier as For For Management
Director
7 Reelect Sophie Zurquiyah as Director For For Management
8 Reelect Patrick Pelata as Director For For Management
9 Elect Fabienne Lecorvaisier as Director For For Management
10 Approve Compensation of Ross McInnes, For For Management
Chairman of the Board
11 Approve Compensation of Philippe For For Management
Petitcolin, CEO
12 Approve Compensation Report of For For Management
Corporate Officers
13 Approve Remuneration Policy of For For Management
Chairman of the Board
14 Approve Remuneration Policy of CEO For For Management
15 Approve Remuneration Policy of For For Management
Directors
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Amend Article 7,9,11 and 12 of Bylaws For For Management
Re: Preferred Shares A
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 20 Million
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 8 Million
20 Authorize Capital Increase of Up to For For Management
EUR 8 Million for Future Exchange
Offers
21 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 8 Million
22 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 18-21
23 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 8 Million, Only
In the Event of a Public Tender Offer
24 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 8 Million, Only
In the Event of a Public Tender Offer
25 Authorize Capital Increase of Up to For Against Management
EUR 8 Million for Future Exchange
Offers, Only In the Event of a Public
Tender Offer
26 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 8 Million, Only In the
Event of a Public Tender Offer
27 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 23-26, Only In the
Event of a Public Tender Offer
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
29 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
30 Authorize up to 0.4 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
31 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SANLAM LTD.
Ticker: SLM Security ID: S7302C137
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 December 2020
2 Reappoint Ernst & Young Inc as Joint For For Management
Auditors with C du Toit as the
Individual and Designated Auditor
3 Reappoint KPMG Inc as Joint Auditors For For Management
4 Elect Nicolaas Kruger as Director For For Management
5.1 Re-elect Mathukana Mokoka as Director For For Management
5.2 Re-elect Karabo Nondumo as Director For For Management
5.3 Re-elect Johan van Zyl as Director For Against Management
6.1 Re-elect Paul Hanratty as Director For For Management
6.2 Elect Abigail Mukhuba as Director For For Management
7.1 Re-elect Andrew Birrell as Member of For For Management
the Audit Committee
7.2 Elect Nicolaas Kruger as Member of the For For Management
Audit Committee
7.3 Re-elect Mathukana Mokoka as Member of For For Management
the Audit Committee
7.4 Re-elect Kobus Moller as Member of the For Against Management
Audit Committee
7.5 Re-elect Karabo Nondumo as Member of For For Management
the Audit Committee
8.1 Approve Remuneration Policy For For Management
8.2 Approve Remuneration Implementation For Against Management
Report
9 Approve Remuneration of Executive For For Management
Directors and Non-executive Directors
for the Financial Year Ended 31
December 2020
10 Place Authorised but Unissued Shares For For Management
under Control of Directors
11 Authorise Board to Issue Shares for For For Management
Cash
12 Authorise Ratification of Approved For For Management
Resolutions
A Approve Remuneration of Non-executive For For Management
Directors for the Period 01 July 2021
until 30 June 2022
B Authorise Repurchase of Issued Share For For Management
Capital
C Approve Financial Assistance in Terms For For Management
of Section 44 of the Companies Act
D Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: APR 30, 2021 Meeting Type: Annual/Special
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 3.20 per Share
4 Ratify Appointment of Gilles Schnepp For For Management
as Director
5 Reelect Fabienne Lecorvaisier as For For Management
Director
6 Reelect Melanie Lee as Director For For Management
7 Elect Barbara Lavernos as Director For For Management
8 Approve Compensation Report of For For Management
Corporate Officers
9 Approve Compensation of Serge For For Management
Weinberg, Chairman of the Board
10 Approve Compensation of Paul Hudson, For For Management
CEO
11 Approve Remuneration Policy of For For Management
Directors
12 Approve Remuneration Policy of For For Management
Chairman of the Board
13 Approve Remuneration Policy of CEO For For Management
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 997 Million
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 240 Million
18 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 240 Million
19 Approve Issuance of Debt Securities For For Management
Giving Access to New Shares of
Subsidiaries and/or Debt Securities,
up to Aggregate Amount of EUR 7 Billion
20 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
21 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
22 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
24 Authorize up to 5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
25 Amend Article 13 of Bylaws Re: Written For For Management
Consultation
26 Amend Articles 14 and 17 of Bylaws Re: For For Management
Board Powers and Censors
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SECOM CO., LTD.
Ticker: 9735 Security ID: J69972107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 85
2.1 Elect Director Iida, Makoto For For Management
2.2 Elect Director Nakayama, Yasuo For For Management
2.3 Elect Director Ozeki, Ichiro For For Management
2.4 Elect Director Yoshida, Yasuyuki For For Management
2.5 Elect Director Fuse, Tatsuro For For Management
2.6 Elect Director Izumida, Tatsuya For For Management
2.7 Elect Director Kurihara, Tatsushi For For Management
2.8 Elect Director Hirose, Takaharu For For Management
2.9 Elect Director Kawano, Hirobumi For For Management
2.10 Elect Director Watanabe, Hajime For For Management
2.11 Elect Director Hara, Miri For For Management
3 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
SNAM SPA
Ticker: SRG Security ID: T8578N103
Meeting Date: FEB 02, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Company Bylaws Re: Article 2 For For Management
2 Amend Company Bylaws Re: Article 12 For For Management
3 Amend Company Bylaws Re: Articles 13 For For Management
and 24
--------------------------------------------------------------------------------
SNAM SPA
Ticker: SRG Security ID: T8578N103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4.1 Approve Remuneration Policy For For Management
4.2 Approve Second Section of the For For Management
Remuneration Report
5 Approve Proposed Changes to the For For Management
2020-2022 Long Term Share Incentive
Plan
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
SUBARU CORP.
Ticker: 7270 Security ID: J7676H100
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 28
2.1 Elect Director Nakamura, Tomomi For For Management
2.2 Elect Director Hosoya, Kazuo For For Management
2.3 Elect Director Mizuma, Katsuyuki For For Management
2.4 Elect Director Onuki, Tetsuo For For Management
2.5 Elect Director Osaki, Atsushi For For Management
2.6 Elect Director Hayata, Fumiaki For For Management
2.7 Elect Director Abe, Yasuyuki For For Management
2.8 Elect Director Yago, Natsunosuke For For Management
2.9 Elect Director Doi, Miwako For For Management
3 Appoint Statutory Auditor Kato, Yoichi For For Management
4 Appoint Alternate Statutory Auditor For For Management
Ryu, Hirohisa
--------------------------------------------------------------------------------
SWISSCOM AG
Ticker: SCMN Security ID: H8398N104
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 22 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Roland Abt as Director For For Management
4.2 Reelect Alain Carrupt as Director For For Management
4.3 Elect Guus Dekkers as Director For For Management
4.4 Reelect Frank Esser as Director For For Management
4.5 Reelect Barbara Frei as Director For For Management
4.6 Reelect Sandra Lathion-Zweifel as For For Management
Director
4.7 Reelect Anna Mossberg as Director For For Management
4.8 Reelect Michael Rechsteiner as Director For For Management
4.9 Elect Michael Rechsteiner as Board For For Management
Chairman
5.1 Reappoint Roland Abt as Member of the For For Management
Compensation Committee
5.2 Reappoint Frank Esser as Member of the For For Management
Compensation Committee
5.3 Reappoint Barbara Frei as Member of For For Management
the Compensation Committee
5.4 Appoint Michael Rechsteiner as Member For For Management
of the Compensation Committee
5.5 Reappoint Renzo Simoni as Member of For For Management
the Compensation Committee
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 2.5 Million
6.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 8.7
Million
7 Designate Reber Rechtsanwaelte as For For Management
Independent Proxy
8 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
TAPESTRY, INC.
Ticker: TPR Security ID: 876030107
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Bilbrey For For Management
1b Elect Director Darrell Cavens For For Management
1c Elect Director David Denton For For Management
1d Elect Director Anne Gates For For Management
1e Elect Director Susan Kropf For For Management
1f Elect Director Annabelle Yu Long For For Management
1g Elect Director Ivan Menezes For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
TELEFONICA BRASIL SA
Ticker: VIVT3 Security ID: P9T369176
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3.1 Elect Cremenio Medola Netto as Fiscal For For Management
Council Member and Juarez Rosa da
Silva as Alternate
3.2 Elect Charles Edwards Allen as Fiscal For For Management
Council Member and Stael Prata Silva
Filho as Alternate
4 Approve Remuneration of Company's For For Management
Management and Fiscal Council
--------------------------------------------------------------------------------
TELEFONICA DEUTSCHLAND HOLDING AG
Ticker: O2D Security ID: D8T9CK101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.18 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
5.2 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for the 2022 Interim
Financial Statements Until the 2022 AGM
6 Approve Remuneration Policy For Against Management
7 Approve Remuneration of Supervisory For For Management
Board
8.1 Elect Stefanie Oeschger to the For For Management
Supervisory Board
8.2 Elect Ernesto Gardelliano to the For Against Management
Supervisory Board
9 Approve Creation of EUR 1.5 Billion For Against Management
Pool of Capital without Preemptive
Rights
--------------------------------------------------------------------------------
THALES SA
Ticker: HO Security ID: F9156M108
Meeting Date: MAY 06, 2021 Meeting Type: Annual/Special
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.76 per Share
4 Reelect French State as Director For For Management
5 Renew Appointment Ernst & Young Audit For For Management
as Auditor
6 Approve Amendment of Remuneration For For Management
Policy of Chairman and CEO Re: FY 2019
7 Approve Amendment of Remuneration For For Management
Policy of Chairman and CEO Re: FY 2020
8 Approve Compensation of Patrice Caine, For For Management
Chairman and CEO
9 Approve Compensation Report of For For Management
Corporate Officers
10 Approve Remuneration Policy of For For Management
Chairman and CEO
11 Approve Remuneration Policy of For For Management
Directors
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize Filing of Required For For Management
Documents/Other Formalities
15 Reelect Bernard Fontana as Director For Against Management
16 Elect Delphine Geny-Stephann as For Against Management
Director
17 Elect Anne Rigail as Director For Against Management
18 Reelect Philippe Lepinay as For For Management
Representative of Employee
Shareholders to the Board
--------------------------------------------------------------------------------
TIM SA
Ticker: TIMS3 Security ID: P9153B104
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For Did Not Vote Management
Dividends
3 Fix Number of Directors at Ten For Did Not Vote Management
4 Approve Classification of Flavia Maria For Did Not Vote Management
Bittencourt, Gesner Jose de Oliveira
Filho, Herculano Anibal Alves and
Nicandro Durante as Independent
Directors
5 Elect Directors For Did Not Vote Management
6 In Case There is Any Change to the None Did Not Vote Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Did Not Vote Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Did Not Vote Management
Elect Agostino Nuzzolo as Director
8.2 Percentage of Votes to Be Assigned - None Did Not Vote Management
Elect Carlo Nardello as Director
8.3 Percentage of Votes to Be Assigned - None Did Not Vote Management
Elect Elisabetta Paola Romano as
Director
8.4 Percentage of Votes to Be Assigned - None Did Not Vote Management
Elect Flavia Maria Bittencourt as
Independent Director
8.5 Percentage of Votes to Be Assigned - None Did Not Vote Management
Elect Gesner Jose de Oliveira Filho as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Did Not Vote Management
Elect Herculano Anibal Alves as
Independent Director
8.7 Percentage of Votes to Be Assigned - None Did Not Vote Management
Elect Michele Valensise as Director
8.8 Percentage of Votes to Be Assigned - None Did Not Vote Management
Elect Nicandro Durante as Independent
Director
8.9 Percentage of Votes to Be Assigned - None Did Not Vote Management
Elect Pietro Labriola as Director
8.10 Percentage of Votes to Be Assigned - None Did Not Vote Management
Elect Sabrina Di Bartolomeo as Director
9 Fix Number of Fiscal Council Members For Did Not Vote Management
at Three
10 Elect Fiscal Council Members For Did Not Vote Management
11 In Case One of the Nominees Leaves the None Did Not Vote Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
12 Approve Remuneration of Company's For Did Not Vote Management
Management and Fiscal Council
--------------------------------------------------------------------------------
TIM SA
Ticker: TIMS3 Security ID: P9153B104
Meeting Date: MAR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Prolonging of Cooperation and For For Management
Support Agreement between Telecom
Italia S.p.A and TIM S.A.
2 Approve Long-Term Incentive Plan For Against Management
3 Amend Articles and Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY LIMITED
Ticker: 696 Security ID: Y8972V101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
4 Approve Allocation of Profit and For For Management
Distribution of Final Dividend
5 Approve BDO China Shu Lun Pan For For Management
(Certified Public Accountants LLP) as
Auditor and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warner L. Baxter For For Management
1b Elect Director Dorothy J. Bridges For For Management
1c Elect Director Elizabeth L. Buse For For Management
1d Elect Director Andrew Cecere For For Management
1e Elect Director Kimberly N. For For Management
Ellison-Taylor
1f Elect Director Kimberly J. Harris For For Management
1g Elect Director Roland A. Hernandez For For Management
1h Elect Director Olivia F. Kirtley For For Management
1i Elect Director Karen S. Lynch For For Management
1j Elect Director Richard P. McKenney For For Management
1k Elect Director Yusuf I. Mehdi For For Management
1l Elect Director John P. Wiehoff For For Management
1m Elect Director Scott W. Wine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shellye L. Archambeau For For Management
1b Elect Director Roxanne S. Austin For For Management
1c Elect Director Mark T. Bertolini For For Management
1d Elect Director Melanie L. Healey For For Management
1e Elect Director Clarence Otis, Jr. For For Management
1f Elect Director Daniel H. Schulman For For Management
1g Elect Director Rodney E. Slater For For Management
1h Elect Director Hans E. Vestberg For For Management
1i Elect Director Gregory G. Weaver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Lower Ownership Threshold for Action Against For Shareholder
by Written Consent
5 Amend Senior Executive Compensation Against For Shareholder
Clawback Policy
6 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
VIVENDI SA
Ticker: VIV Security ID: F97982106
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 20 of Bylaws Re: For For Management
Allocation of Income and Dividends
2 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VIVENDI SE
Ticker: VIV Security ID: F97982106
Meeting Date: JUN 22, 2021 Meeting Type: Annual/Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
5 Advisory Vote on Exceptional For For Management
Distribution Project in kind of a
Majority of the Capital of Universal
Music Group N.V. to the Shareholders
of Vivendi SE
6 Exceptional Distribution in kind of For For Management
Shares of Universal Music Group N.V.
to the Shareholders of Vivendi SE
7 Approve Compensation Report For Against Management
8 Approve Compensation of Yannick For Against Management
Bollore, Chairman of the Supervisory
Board
9 Approve Compensation of Arnaud de For Against Management
Puyfontaine, Chairman of the
Management Board
10 Approve Compensation of Gilles Alix, For Against Management
Management Board Member
11 Approve Compensation of Cedric de For Against Management
Bailliencourt, Management Board Member
12 Approve Compensation of Frederic For Against Management
Crepin, Management Board Member
13 Approve Compensation of Simon Gillham, For Against Management
Management Board Member
14 Approve Compensation of Herve For Against Management
Philippe, Management Board Member
15 Approve Compensation of Stephane For Against Management
Roussel, Management Board Member
16 Approve Remuneration Policy of For Against Management
Supervisory Board Members and Chairman
17 Approve Remuneration Policy of For Against Management
Chairman of the Management Board
18 Approve Remuneration Policy of For Against Management
Management Board Members
19 Reelect Veronique Driot-Argentin as For For Management
Supervisory Board Member
20 Reelect Sandrine Le Bihan as For For Management
Representative of Employee
Shareholders to the Board
21 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
22 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
23 Authorize Specific Buyback Program and For Against Management
Cancellation of Repurchased Share
24 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 655 Million
25 Authorize Capitalization of Reserves For For Management
of Up to EUR 327,5 Million for Bonus
Issue or Increase in Par Value
26 Authorize Capital Increase of up to 5 For For Management
Percent of Issued Capital for
Contributions in Kind
27 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
29 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
Employees of International Subsidiaries
30 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882192
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Jean-Francois van Boxmeer as For For Management
Director
3 Re-elect Gerard Kleisterlee as Director For For Management
4 Re-elect Nick Read as Director For For Management
5 Re-elect Margherita Della Valle as For For Management
Director
6 Re-elect Sir Crispin Davis as Director For For Management
7 Re-elect Michel Demare as Director For For Management
8 Re-elect Dame Clara Furse as Director For For Management
9 Re-elect Valerie Gooding as Director For For Management
10 Re-elect Renee James as Director For For Management
11 Re-elect Maria Amparo Moraleda For For Management
Martinez as Director
12 Re-elect Sanjiv Ahuja as Director For For Management
13 Re-elect David Thodey as Director For Against Management
14 Re-elect David Nish as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Policy For For Management
17 Approve Remuneration Report For For Management
18 Reappoint Ernst & Young LLP as Auditors For For Management
19 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
20 Authorise Issue of Equity For For Management
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise EU Political Donations and For For Management
Expenditure
25 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
26 Approve Share Incentive Plan For For Management
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W308
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Jean-Francois van Boxmeer as For For Management
Director
3 Re-elect Gerard Kleisterlee as Director For For Management
4 Re-elect Nick Read as Director For For Management
5 Re-elect Margherita Della Valle as For For Management
Director
6 Re-elect Sir Crispin Davis as Director For For Management
7 Re-elect Michel Demare as Director For For Management
8 Re-elect Dame Clara Furse as Director For For Management
9 Re-elect Valerie Gooding as Director For For Management
10 Re-elect Renee James as Director For For Management
11 Re-elect Maria Amparo Moraleda For For Management
Martinez as Director
12 Re-elect Sanjiv Ahuja as Director For For Management
13 Re-elect David Thodey as Director For Against Management
14 Re-elect David Nish as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Policy For For Management
17 Approve Remuneration Report For For Management
18 Reappoint Ernst & Young LLP as Auditors For For Management
19 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
20 Authorise Issue of Equity For For Management
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise EU Political Donations and For For Management
Expenditure
25 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
26 Approve Share Incentive Plan For For Management
--------------------------------------------------------------------------------
WAL-MART DE MEXICO SAB DE CV
Ticker: WALMEX Security ID: P98180188
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Report of Audit and Corporate For For Management
Practices Committees
1b Approve CEO's Report and Board Opinion For For Management
on CEO's Report
1c Approve Board of Directors' Report For For Management
2 Approve Consolidated Financial For For Management
Statements
3 Approve Allocation of Income and For For Management
Dividends of MXN 1.63 Per Share
4 Approve Report and Resolutions Re: For Against Management
Employee Stock Purchase Plan
5 Approve Report on Share Repurchase For For Management
Reserves
6a1 Elect or Ratify Enrique Ostale as For For Management
Director
6a2 Elect or Ratify Richard Mayfield as For For Management
Director
6a3 Elect or Ratify Amanda Whalen as For For Management
Director
6a4 Elect or Ratify Tom Ward as Director For For Management
6a5 Elect or Ratify Kirsten Evans as For For Management
Director
6a6 Elect or Ratify Guilherme Loureiro as For For Management
Director
6a7 Elect or Ratify Adolfo Cerezo as For For Management
Director
6a8 Elect or Ratify Blanca Trevino as For For Management
Director
6a9 Elect or Ratify Roberto Newell as For For Management
Director
6a10 Elect or Ratify Ernesto Cervera as For For Management
Director
6a11 Elect or Ratify Eric Perez Grovas as For For Management
Director
6b1 Elect or Ratify Adolfo Cerezo as For For Management
Chairman of Audit and Corporate
Practices Committees
6b2 Approve Discharge of Board of For For Management
Directors and Officers
6b3 Approve Directors and Officers For For Management
Liability
6c1 Approve Remuneration of Board Chairman For For Management
6c2 Approve Remuneration of Director For For Management
6c3 Approve Remuneration of Chairman of For For Management
Audit and Corporate Practices
Committees
6c4 Approve Remuneration of Member of For For Management
Audit and Corporate Practices
Committees
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
WAL-MART DE MEXICO SAB DE CV
Ticker: WALMEX Security ID: P98180188
Meeting Date: JUN 22, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 3 Re: Corporate Purpose For For Management
2 Approve Report and Resolutions Re: For Against Management
Employee Stock Purchase Plan
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
=========================== Ariel International Fund ===========================
ASTRAZENECA PLC
Ticker: AZN Security ID: 046353108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5a Re-elect Leif Johansson as Director For For Management
5b Re-elect Pascal Soriot as Director For For Management
5c Re-elect Marc Dunoyer as Director For For Management
5d Re-elect Philip Broadley as Director For For Management
5e Elect Euan Ashley as Director For For Management
5f Re-elect Michel Demare as Director For For Management
5g Re-elect Deborah DiSanzo as Director For For Management
5h Elect Diana Layfield as Director For For Management
5i Re-elect Sheri McCoy as Director For For Management
5j Re-elect Tony Mok as Director For For Management
5k Re-elect Nazneen Rahman as Director For For Management
5l Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Approve Remuneration Policy For Against Management
8 Authorise UK Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity For For Management
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
12 Authorise Market Purchase of Ordinary For For Management
Shares
13 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
14 Amend Performance Share Plan For Against Management
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: 046353108
Meeting Date: MAY 11, 2021 Meeting Type: Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Alexion For For Management
Pharmaceuticals, Inc.
--------------------------------------------------------------------------------
BAIDU, INC.
Ticker: BIDU Security ID: 056752108
Meeting Date: MAR 01, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve One-to-Eighty Stock Split For For Management
--------------------------------------------------------------------------------
BANCA MEDIOLANUM SPA
Ticker: BMED Security ID: T1R88K108
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Allocation of Income For For Management
2.1 Approve Remuneration Policy For Against Management
2.2 Approve Second Section of the For For Management
Remuneration Report
2.3 Approve Severance Payments Policy For Against Management
3 Approve Executive Incentive Bonus Plan For Against Management
4.1 Fix Number of Directors None For Shareholder
4.2 Fix Board Terms for Directors None For Shareholder
4.3.1 Slate 1 Submitted by Ennio Doris, Lina None Against Shareholder
Tombolato, Massimo Doris, Annalisa
Doris, and FINPROG ITALIA SpA
4.3.2 Slate 2 Submitted by Institutional None For Shareholder
Investors (Assogestioni)
4.4 Approve Remuneration of Directors None Against Shareholder
5.1.1 Slate 1 Submitted by Ennio Doris, Lina None Against Shareholder
Tombolato, Massimo Doris, Annalisa
Doris, and FINPROG ITALIA SpA
5.1.2 Slate 2 Submitted by Institutional None For Shareholder
Investors (Assogestioni)
5.2 Approve Internal Auditors' Remuneration None Against Shareholder
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
BEIERSDORF AG
Ticker: BEI Security ID: D08792109
Meeting Date: APR 01, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.70 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
BNP PARIBAS SA
Ticker: BNP Security ID: F1058Q238
Meeting Date: MAY 18, 2021 Meeting Type: Annual/Special
Record Date: MAY 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.11 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Pierre Andre de Chalendar as For For Management
Director
7 Reelect Rajna Gibson Brandon as For For Management
Director
8 Elect Christian Noyer as Director For For Management
9 Elect Juliette Brisac as For For Management
Representative of Employee
Shareholders to the Board
A Elect Isabelle Coron as Representative Against Against Management
of Employee Shareholders to the Board
B Elect Cecile Besse Advani as Against Against Management
Representative of Employee
Shareholders to the Board
C Elect Dominique Potier as Against Against Management
Representative of Employee
Shareholders to the Board
10 Approve Remuneration Policy of For For Management
Directors
11 Approve Remuneration Policy of For For Management
Chairman of the Board
12 Approve Remuneration Policy of CEO and For For Management
Vice-CEO
13 Approve Compensation of Corporate For For Management
Officers
14 Approve Compensation of Jean Lemierre, For For Management
Chairman of the Board
15 Approve Compensation of Jean-Laurent For For Management
Bonnafe, CEO
16 Approve Compensation of Philippe For For Management
Bordenave, Vice-CEO
17 Approve the Overall Envelope of For For Management
Compensation of Certain Senior
Management, Responsible Officers and
the Risk-takers
18 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.4 Million
19 Set Limit for the Variable For For Management
Remuneration of Executives and
Specific Employees
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BRIDGESTONE CORP.
Ticker: 5108 Security ID: J04578126
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2 Amend Articles to Clarify Director For For Management
Authority on Shareholder Meetings -
Amend Provisions on Director Titles -
Clarify Director Authority on Board
Meetings
3.1 Elect Director Ishibashi, Shuichi For For Management
3.2 Elect Director Higashi, Masahiro For For Management
3.3 Elect Director Scott Trevor Davis For For Management
3.4 Elect Director Okina, Yuri For For Management
3.5 Elect Director Masuda, Kenichi For For Management
3.6 Elect Director Yamamoto, Kenzo For For Management
3.7 Elect Director Terui, Keiko For For Management
3.8 Elect Director Sasa, Seiichi For For Management
3.9 Elect Director Shiba, Yojiro For For Management
3.10 Elect Director Suzuki, Yoko For For Management
3.11 Elect Director Hara, Hideo For For Management
3.12 Elect Director Yoshimi, Tsuyoshi For For Management
--------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Ticker: CHKP Security ID: M22465104
Meeting Date: AUG 03, 2020 Meeting Type: Annual
Record Date: JUN 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.a Elect Gil Shwed as Director For For Management
1.b Elect Jerry Ungerman as Director For For Management
1.c Elect Dan Propper as Director For For Management
1.d Elect Tal Shavit as Director For For Management
1.e Elect Eyal Waldman as Director For For Management
1.f Elect Shai Weiss as Director For For Management
2a Elect Irwin Federman as External For For Management
Director
2b Elect Ray Rothrock as External Director For For Management
3 Reappoint Kost, Forer, Gabbay & For For Management
Kasierer as Auditors and Authorize
Board to Fix Their Remuneration
4 Approve Compensation Terms of Check For For Management
Point's CEO
5 Approve Amended Compensation of Non- For For Management
Executive Directors
A Vote FOR if you are NOT a controlling None For Management
shareholder and do NOT have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. If you
vote AGAINST, please provide an
explanation to your account manager
--------------------------------------------------------------------------------
CLOSE BROTHERS GROUP PLC
Ticker: CBG Security ID: G22120102
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Mike Biggs as Director For For Management
6 Elect Adrian Sainsbury as Director For For Management
7 Re-elect Mike Morgan as Director For For Management
8 Re-elect Oliver Corbett as Director For For Management
9 Re-elect Peter Duffy as Director For For Management
10 Re-elect Lesley Jones as Director For For Management
11 Re-elect Bridget Macaskill as Director For For Management
12 Elect Sally Williams as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity in Relation For For Management
to the Issue of AT1 Securities
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to the
Issue of AT1 Securities
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Adopt New Articles of Association For For Management
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
CLP HOLDINGS LTD.
Ticker: 2 Security ID: Y1660Q104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Christina Gaw as Director For For Management
2b Elect Chunyuan Gu as Director For For Management
2c Elect John Andrew Harry Leigh as For For Management
Director
2d Elect Andrew Clifford Winawer Brandler For For Management
as Director
2e Elect Nicholas Charles Allen as For For Management
Director
2f Elect Law Fan Chiu Fun Fanny as For For Management
Director
2g Elect Richard Kendall Lancaster as For For Management
Director
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Adopt New Articles of Association For For Management
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN SCA
Ticker: ML Security ID: F61824144
Meeting Date: MAY 21, 2021 Meeting Type: Annual/Special
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.30 per Share
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentionning
the Absence of New Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Remuneration Policy of General For For Management
Managers
7 Approve Remuneration Policy of For For Management
Supervisory Board Members
8 Approve Compensation Report of For For Management
Corporate Officers
9 Approve Compensation of Florent For For Management
Menegaux, General Manager
10 Approve Compensation of Yves Chapo, For For Management
Manager
11 Approve Compensation of Michel For For Management
Rollier, Chairman of Supervisory Board
12 Ratify Appointment of Jean-Michel For For Management
Severino as Supervisory Board Member
13 Elect Wolf-Henning Scheider as For For Management
Supervisory Board Member
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Amend Article 30 of Bylaws Re: For For Management
Financial Rights of General Partners
16 Amend Article 12 of Bylaws Re: Manager For For Management
Remuneration
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CREDICORP LTD.
Ticker: BAP Security ID: G2519Y108
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Leslie Pierce Diez Canseco as For For Management
Director
--------------------------------------------------------------------------------
CREDICORP LTD.
Ticker: BAP Security ID: G2519Y108
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Present 2020 Annual Report None None Management
2 Present Audited Consolidated Financial None None Management
Statements of Credicorp and its
Subsidiaries for FY 2020, Including
External Auditors' Report
3 Ratify PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
DAITO TRUST CONSTRUCTION CO., LTD.
Ticker: 1878 Security ID: J11151107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 251
2.1 Elect Director Kobayashi, Katsuma For For Management
2.2 Elect Director Kawai, Shuji For For Management
2.3 Elect Director Takeuchi, Kei For For Management
2.4 Elect Director Sato, Koji For For Management
2.5 Elect Director Uchida, Kanitsu For For Management
2.6 Elect Director Tate, Masafumi For For Management
2.7 Elect Director Mori, Yoshihiro For For Management
2.8 Elect Director Yamaguchi, Toshiaki For For Management
2.9 Elect Director Sasaki, Mami For For Management
2.10 Elect Director Shoda, Takashi For For Management
2.11 Elect Director Iritani, Atsushi For For Management
3.1 Appoint Statutory Auditor Uno, Masayasu For For Management
3.2 Appoint Statutory Auditor Matsushita, For For Management
Masa
3.3 Appoint Statutory Auditor Kobayashi, For For Management
Kenji
4 Appoint Ernst & Young ShinNihon LLC as For For Management
New External Audit Firm
--------------------------------------------------------------------------------
DEUTSCHE BOERSE AG
Ticker: DB1 Security ID: D1882G119
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Elect Karl-Heinz Floether to the For For Management
Supervisory Board
5.2 Elect Andreas Gottschling to the For Against Management
Supervisory Board
5.3 Elect Martin Jetter to the Supervisory For Against Management
Board
5.4 Elect Barbara Lambert to the For For Management
Supervisory Board
5.5 Elect Michael Ruediger to the For For Management
Supervisory Board
5.6 Elect Charles Stonehill to the For Against Management
Supervisory Board
5.7 Elect Clara-Christina Streit to the For Against Management
Supervisory Board
5.8 Elect Chong Lee Tan to the Supervisory For For Management
Board
6 Approve Creation of EUR 19 Million For For Management
Pool of Capital with Preemptive Rights
7 Approve Remuneration Policy For Against Management
8 Amend Articles Re: AGM Location For For Management
9 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
--------------------------------------------------------------------------------
DIRECT LINE INSURANCE GROUP PLC
Ticker: DLG Security ID: G2871V114
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Danuta Gray as Director For For Management
5 Re-elect Mark Gregory as Director For For Management
6 Re-elect Tim Harris as Director For For Management
7 Re-elect Penny James as Director For For Management
8 Re-elect Sebastian James as Director For For Management
9 Elect Adrian Joseph as Director For For Management
10 Re-elect Fiona McBain as Director For For Management
11 Re-elect Gregor Stewart as Director For For Management
12 Re-elect Richard Ward as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise UK Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Authorise Issue of Equity in Relation For For Management
to an Issue of RT1 Instruments
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to an
Issue of RT1 Instruments
--------------------------------------------------------------------------------
ELEMENT FLEET MANAGEMENT CORP.
Ticker: EFN Security ID: 286181201
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David F. Denison For For Management
1.2 Elect Director Virginia Addicott For For Management
1.3 Elect Director Jay Forbes For For Management
1.4 Elect Director G. Keith Graham For For Management
1.5 Elect Director Joan Lamm-Tennant For For Management
1.6 Elect Director Rubin J. McDougal For For Management
1.7 Elect Director Andrew Clarke For For Management
1.8 Elect Director Alexander D. Greene For For Management
1.9 Elect Director Andrea Rosen For For Management
1.10 Elect Director Arielle Meloul-Wechsler For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ENDESA SA
Ticker: ELE Security ID: E41222113
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Consolidated and Standalone For For Management
Management Reports
3 Approve Non-Financial Information For For Management
Statement
4 Approve Discharge of Board For For Management
5 Approve Allocation of Income and For For Management
Dividends
6.1 Add Article 26 ter Re: Allow For For Management
Shareholder Meetings to be Held in
Virtual-Only Format
6.2 Amend Articles Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
6.3 Amend Article 40 Re: Director For For Management
Remuneration
6.4 Amend Article 43 Re: Board Meetings to For For Management
be Held in Virtual-Only Format
7.1 Add Article 10 ter of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
7.2 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
8 Fix Number of Directors at 11 For For Management
9 Approve Remuneration Report For For Management
10 Approve Remuneration Policy For For Management
11 Approve Strategic Incentive Plan For For Management
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA
Ticker: FME Security ID: D2734Z107
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2019
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.20 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2020
6 Approve Remuneration Policy for the For For Management
Management Board
7 Approve Remuneration Policy for the For For Management
Supervisory Board
8 Approve Creation of Two Pools of For For Management
Capital with Partial Exclusion of
Preemptive Rights
9 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA
Ticker: FME Security ID: D2734Z107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year 2020
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.34 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6.1 Elect Dieter Schenk to the Supervisory For For Management
Board
6.2 Elect Rolf Classon to the Supervisory For For Management
Board and to the Joint Committee
6.3 Elect Gregory Sorensen to the For For Management
Supervisory Board
6.4 Elect Dorothea Wenzel to the For For Management
Supervisory Board and to the Joint
Committee
6.5 Elect Pascale Witz to the Supervisory For For Management
Board
6.6 Elect Gregor Zuend to the Supervisory For For Management
Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: G3910J112
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Sir Jonathan Symonds as For For Management
Director
4 Re-elect Dame Emma Walmsley as Director For For Management
5 Re-elect Charles Bancroft as Director For For Management
6 Re-elect Vindi Banga as Director For For Management
7 Re-elect Dr Hal Barron as Director For For Management
8 Re-elect Dr Vivienne Cox as Director For For Management
9 Re-elect Lynn Elsenhans as Director For For Management
10 Re-elect Dr Laurie Glimcher as Director For For Management
11 Re-elect Dr Jesse Goodman as Director For For Management
12 Re-elect Iain Mackay as Director For For Management
13 Re-elect Urs Rohner as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise UK Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve the Exemption from Statement For For Management
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
IGM FINANCIAL INC.
Ticker: IGM Security ID: 449586106
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc A. Bibeau For For Management
1.2 Elect Director Marcel R. Coutu For For Management
1.3 Elect Director Andre Desmarais For For Management
1.4 Elect Director Paul Desmarais, Jr. For For Management
1.5 Elect Director Gary Doer For For Management
1.6 Elect Director Susan Doniz For For Management
1.7 Elect Director Claude Genereux For For Management
1.8 Elect Director Sharon Hodgson For For Management
1.9 Elect Director Sharon MacLeod For For Management
1.10 Elect Director Susan J. McArthur For For Management
1.11 Elect Director John S. McCallum For For Management
1.12 Elect Director R. Jeffrey Orr For For Management
1.13 Elect Director James O'Sullivan For For Management
1.14 Elect Director Gregory D. Tretiak For For Management
1.15 Elect Director Beth Wilson For For Management
2 Ratify Deloitte LLP as Auditors For For Management
--------------------------------------------------------------------------------
ITALGAS SPA
Ticker: IG Security ID: T6R89Z103
Meeting Date: APR 20, 2021 Meeting Type: Annual/Special
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3.1 Approve Remuneration Policy For For Management
3.2 Approve Second Section of the For For Management
Remuneration Report
4 Approve Co-Investment Plan For For Management
1 Authorize Board to Increase Capital to For For Management
Service Co-Investment Plan
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
JAPAN TOBACCO INC.
Ticker: 2914 Security ID: J27869106
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 77
2 Elect Director Kitera, Masato For For Management
--------------------------------------------------------------------------------
JERONIMO MARTINS SGPS SA
Ticker: JMT Security ID: X40338109
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Partial Distribution of Free For For Management
Reserves
--------------------------------------------------------------------------------
JERONIMO MARTINS SGPS SA
Ticker: JMT Security ID: X40338109
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports
2 Approve Allocation of Income For For Management
3 Appraise Management and Supervision of For For Management
Company and Approve Vote of Confidence
to Corporate Bodies
4 Approve Statement on Remuneration For For Management
Policy
--------------------------------------------------------------------------------
KBC GROUP SA/NV
Ticker: KBC Security ID: B5337G162
Meeting Date: MAY 06, 2021 Meeting Type: Annual/Special
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Adopt Financial Statements For For Management
5a Approve Allocation of Income For For Management
5b Approve Allocation of Income and For For Management
Dividends of EUR 0.44 per Share
6 Approve Remuneration Report For For Management
7 Approve Remuneration Policy For For Management
8 Approve Discharge of Directors For For Management
9 Approve Discharge of Auditors For For Management
10 Approve Auditors' Remuneration For For Management
11a Elect Luc Popelier as Director For Against Management
11b Elect Katelijn Callewaert as Director For Against Management
11c Elect Philippe Vlerick as Director For Against Management
12 Transact Other Business None None Management
1 Receive Special Board Report Re: None None Management
Article 7:154 of the Code of Companies
and Associations
2 Amend Articles Re: Replace Article 2, For For Management
Paragraphs 1 to 4
3 Amend Articles Re: Delete Last For For Management
Sentence of Article 3, Paragraph 1
4 Amend Articles Re: Delete Article 4, For For Management
Paragraph 2
5 Amend Articles Re: Replace Article 8, For For Management
Paragraph 3
6 Amend Articles Re: Replace Article 10 For For Management
7 Amend Articles Re: Replace Article 12, For For Management
Paragraphs 2 and 3
8 Amend Articles Re: Replace Article 13 For For Management
9 Amend Articles Re: Add to Article 15, For For Management
Last Paragraph
10 Amend Articles Re: Replace Last For For Management
Sentence of Article 16, Paragraph 1
11 Amend Articles Re: Add to Article 16, For For Management
Last Paragraph
12 Amend Articles Re: Replace Article 20, For For Management
Paragraphs 2 to 4
13 Amend Articles Re: Replace Article 22 For For Management
and Delete Last Paragraph
14 Amend Articles Re: Add Sentence to For For Management
Article 27, Paragraph 1
15 Amend Articles Re: Complete the First For For Management
Sentence of Article 27, Paragraph 2
16 Amend Articles Re: Insert New Article For For Management
28bis
1 Amend Articles Re: Add Sentence to For For Management
Article 30
18 Amend Articles Re: Delete Article 32, For For Management
Paragraph 3
19 Amend Articles Re: Completion of the For For Management
First Sentence of Article 35
20 Amend Articles Re: Textual Change and For For Management
Deletion of Article 36, Paragraphs 2
to 4
21 Amend Articles Re: Replace Article 41 For For Management
22 Cancellation of Repurchased Shares For For Management
23 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
24 Authorize Implementation of Approved For For Management
Resolutions
25 Authorize Filing of Required For For Management
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
KDDI CORP.
Ticker: 9433 Security ID: J31843105
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Tanaka, Takashi For For Management
2.2 Elect Director Takahashi, Makoto For For Management
2.3 Elect Director Shoji, Takashi For For Management
2.4 Elect Director Muramoto, Shinichi For For Management
2.5 Elect Director Mori, Keiichi For For Management
2.6 Elect Director Morita, Kei For For Management
2.7 Elect Director Amamiya, Toshitake For For Management
2.8 Elect Director Takeyama, Hirokuni For For Management
2.9 Elect Director Yoshimura, Kazuyuki For For Management
2.10 Elect Director Yamaguchi, Goro For For Management
2.11 Elect Director Yamamoto, Keiji For For Management
2.12 Elect Director Oyagi, Shigeo For For Management
2.13 Elect Director Kano, Riyo For For Management
2.14 Elect Director Goto, Shigeki For For Management
3 Appoint Statutory Auditor Asahina, For For Management
Yukihiro
--------------------------------------------------------------------------------
KONINKLIJKE AHOLD DELHAIZE NV
Ticker: AD Security ID: N0074E105
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4 Adopt Financial Statements For For Management
5 Approve Dividends of EUR 0.90 Per Share For For Management
6 Approve Remuneration Report For For Management
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Elect Jan Zijderveld to Supervisory For For Management
Board
10 Elect Bala Subramanian to Supervisory For For Management
Board
11 Ratify PricewaterhouseCoopers For For Management
Accountants N.V as Auditors
12 Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
13 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
14 Authorize Board to Acquire Common For For Management
Shares
15 Approve Cancellation of Repurchased For For Management
Shares
16 Close Meeting None None Management
--------------------------------------------------------------------------------
KUEHNE + NAGEL INTERNATIONAL AG
Ticker: KNIN Security ID: H4673L145
Meeting Date: SEP 02, 2020 Meeting Type: Special
Record Date: AUG 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income and For For Management
Dividends of CHF 4.00 per Share
2 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: MUV2 Security ID: D55535104
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 9.80 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Elect Carinne Knoche-Brouillon to the For For Management
Supervisory Board
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Creation of EUR 117.5 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9.1 Approve Affiliation Agreement with MR For For Management
Beteiligungen 20. GmbH
9.2 Approve Affiliation Agreement with MR For For Management
Beteiligungen 21. GmbH
9.3 Approve Affiliation Agreement with MR For For Management
Beteiligungen 22. GmbH
--------------------------------------------------------------------------------
NATIONAL GRID PLC
Ticker: NG Security ID: G6S9A7120
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Sir Peter Gershon as Director For For Management
4 Re-elect John Pettigrew as Director For For Management
5 Re-elect Andy Agg as Director For For Management
6 Re-elect Nicola Shaw as Director For For Management
7 Re-elect Mark Williamson as Director For For Management
8 Re-elect Jonathan Dawson as Director For For Management
9 Re-elect Therese Esperdy as Director For For Management
10 Re-elect Paul Golby as Director For For Management
11 Elect Liz Hewitt as Director For For Management
12 Re-elect Amanda Mesler as Director For For Management
13 Re-elect Earl Shipp as Director For For Management
14 Re-elect Jonathan Silver as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Approve Remuneration Report For For Management
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity For For Management
20 Reapprove Share Incentive Plan For For Management
21 Reapprove Sharesave Plan For For Management
22 Approve Increase in Borrowing Limit For For Management
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
25 Authorise Market Purchase of Ordinary For For Management
Shares
26 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
NATIONAL GRID PLC
Ticker: NG Security ID: G6S9A7120
Meeting Date: APR 22, 2021 Meeting Type: Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of PPL WPD For For Management
Investments Limited
2 Approve Increase in Borrowing Limit For For Management
Under the Company's Articles of
Association
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.75 per Share
4.1.a Reelect Paul Bulcke as Director and For For Management
Board Chairman
4.1.b Reelect Ulf Schneider as Director For For Management
4.1.c Reelect Henri de Castries as Director For For Management
4.1.d Reelect Renato Fassbind as Director For For Management
4.1.e Reelect Pablo Isla as Director For For Management
4.1.f Reelect Ann Veneman as Director For For Management
4.1.g Reelect Eva Cheng as Director For For Management
4.1.h Reelect Patrick Aebischer as Director For For Management
4.1.i Reelect Kasper Rorsted as Director For For Management
4.1.j Reelect Kimberly Ross as Director For For Management
4.1.k Reelect Dick Boer as Director For For Management
4.1.l Reelect Dinesh Paliwal as Director For For Management
4.1.m Reelect Hanne Jimenez de Mora as For For Management
Director
4.2 Elect Lindiwe Sibanda as Director For For Management
4.3.1 Appoint Pablo Isla as Member of the For For Management
Compensation Committee
4.3.2 Appoint Patrick Aebischer as Member of For For Management
the Compensation Committee
4.3.3 Appoint Dick Boer as Member of the For For Management
Compensation Committee
4.3.4 Appoint Kasper Rorsted as Member of For For Management
the Compensation Committee
4.4 Ratify Ernst & Young AG as Auditors For For Management
4.5 Designate Hartmann Dreyer as For For Management
Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 10 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 57.5
Million
6 Approve CHF 6.6 Million Reduction in For For Management
Share Capital as Part of the Share
Buyback Program via Cancellation of
Repurchased Shares
7 Approve Climate Action Plan For For Management
8 Transact Other Business (Voting) Against Against Management
--------------------------------------------------------------------------------
NINTENDO CO., LTD.
Ticker: 7974 Security ID: J51699106
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 1410
2.1 Elect Director Furukawa, Shuntaro For For Management
2.2 Elect Director Miyamoto, Shigeru For For Management
2.3 Elect Director Takahashi, Shinya For For Management
2.4 Elect Director Shiota, Ko For For Management
2.5 Elect Director Shibata, Satoru For For Management
2.6 Elect Director Chris Meledandri For For Management
--------------------------------------------------------------------------------
NIPPON TELEGRAPH & TELEPHONE CORP.
Ticker: 9432 Security ID: J59396101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55
2 Approve Trust-Type Equity Compensation For For Management
Plan
3 Approve Cash Compensation Ceiling for For For Management
Directors and Compensation Ceiling Set
Aside for Board Members Shareholding
Association
4 Remove Incumbent Director Shibutani, Against Against Shareholder
Naoki
--------------------------------------------------------------------------------
NOKIA OYJ
Ticker: NOKIA Security ID: X61873133
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Treatment of Net Loss For For Management
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For For Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 440,000 to Chair,
EUR 185,000 to Vice Chair and EUR
160,000 to Other Directors; Approve
Remuneration for Committee Work;
Approve Meeting Fees
12 Fix Number of Directors at Eight For For Management
13 Reelect Sari Baldauf, Bruce Brown, For Against Management
Thomas Dannenfeldt, Jeanette Horan,
Edward Kozel, Soren Skou, Carla
Smits-Nusteling, and Kari Stadigh as
Directors
14 Approve Remuneration of Auditors For For Management
15 Ratify Deloitte as Auditors For For Management
16 Authorize Share Repurchase Program For For Management
17 Approve Issuance of up to 550 Million For For Management
Shares without Preemptive Rights
18 Close Meeting None None Management
--------------------------------------------------------------------------------
NOKIA OYJ
Ticker: NOKIA Security ID: 654902204
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Treatment of Net Loss For For Management
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For For Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 440,000 to Chair,
EUR 185,000 to Vice Chair and EUR
160,000 to Other Directors; Approve
Remuneration for Committee Work;
Approve Meeting Fees
12 Fix Number of Directors at Eight For For Management
13.1 Reelect Sari Baldauf as Director For For Management
13.2 Reelect Bruce Brown as Director For For Management
13.3 Reelect Thomas Dannenfeldt as Director For For Management
13.4 Reelect Jeanette Horan as Director For For Management
13.5 Reelect Edward Kozel as Director For For Management
13.6 Reelect Soren Skou as Director For For Management
13.7 Reelect Carla Smits-Nusteling as For For Management
Director
13.8 Reelect Kari Stadigh as Director For Withhold Management
14 Approve Remuneration of Auditors For For Management
15 Ratify Deloitte as Auditors For For Management
16 Authorize Share Repurchase Program For For Management
17 Approve Issuance of up to 550 Million For For Management
Shares without Preemptive Rights
18 Close Meeting None None Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 3.00 per Share
4 Approve CHF 16.3 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5 Authorize Repurchase of up to CHF 10 For For Management
Billion in Issued Share Capital
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 8.6 Million
6.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 91 Million
6.3 Approve Remuneration Report For For Management
7.1 Reelect Joerg Reinhardt as Director For For Management
and Board Chairman
7.2 Reelect Nancy Andrews as Director For For Management
7.3 Reelect Ton Buechner as Director For For Management
7.4 Reelect Patrice Bula as Director For For Management
7.5 Reelect Elizabeth Doherty as Director For For Management
7.6 Reelect Ann Fudge as Director For For Management
7.7 Reelect Bridgette Heller as Director For For Management
7.8 Reelect Frans van Houten as Director For For Management
7.9 Reelect Simon Moroney as Director For For Management
7.10 Reelect Andreas von Planta as Director For For Management
7.11 Reelect Charles Sawyers as Director For For Management
7.12 Elect Enrico Vanni as Director For For Management
7.13 Reelect William Winters as Director For For Management
8.1 Reappoint Patrice Bula as Member of For For Management
the Compensation Committee
8.2 Reappoint Bridgette Heller as Member For For Management
of the Compensation Committee
8.3 Reappoint Enrico Vanni as Member of For For Management
the Compensation Committee
8.4 Reappoint William Winters as Member of For For Management
the Compensation Committee
8.5 Appoint Simon Moroney as Member of the For For Management
Compensation Committee
9 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
10 Designate Peter Zahn as Independent For For Management
Proxy
11 Amend Articles Re: Board of Directors For For Management
Tenure
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: 66987V109
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 3.00 per Share
4 Approve CHF 16.3 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5 Authorize Repurchase of up to CHF 10 For For Management
Billion in Issued Share Capital
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 8.6 Million
6.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 91 Million
6.3 Approve Remuneration Report For For Management
7.1 Reelect Joerg Reinhardt as Director For For Management
and Board Chairman
7.2 Reelect Nancy Andrews as Director For For Management
7.3 Reelect Ton Buechner as Director For For Management
7.4 Reelect Patrice Bula as Director For For Management
7.5 Reelect Elizabeth Doherty as Director For For Management
7.6 Reelect Ann Fudge as Director For For Management
7.7 Reelect Bridgette Heller as Director For For Management
7.8 Reelect Frans van Houten as Director For For Management
7.9 Reelect Simon Moroney as Director For For Management
7.10 Reelect Andreas von Planta as Director For For Management
7.11 Reelect Charles Sawyers as Director For For Management
7.12 Elect Enrico Vanni as Director For For Management
7.13 Reelect William Winters as Director For For Management
8.1 Reappoint Patrice Bula as Member of For For Management
the Compensation Committee
8.2 Reappoint Bridgette Heller as Member For For Management
of the Compensation Committee
8.3 Reappoint Enrico Vanni as Member of For For Management
the Compensation Committee
8.4 Reappoint William Winters as Member of For For Management
the Compensation Committee
8.5 Appoint Simon Moroney as Member of the For For Management
Compensation Committee
9 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
10 Designate Peter Zahn as Independent For For Management
Proxy
11 Amend Articles Re: Board of Directors For For Management
Tenure
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
NOVO NORDISK A/S
Ticker: NOVO.B Security ID: K72807132
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 5.85 Per Share
4 Approve Remuneration Report (Advisory For For Management
Vote)
5.1 Approve Remuneration of Directors for For For Management
2020 in the Aggregate Amount of DKK 17
Million
5.2 Approve Remuneration of Directors for For For Management
2021 in the Amount of DKK 2.2 Million
for the Chairman, DKK 1.47 Million for
the Vice Chairman, and DKK 736,000 for
Other Directors; Approve Remuneration
for Committee Work
6.1 Reelect Helge Lund as Director and For For Management
Board Chairman
6.2 Reelect Jeppe Christiansen as Director For For Management
and Vice Chairman
6.3a Reelect Laurence Debroux as Director For For Management
6.3b Reelect Andreas Fibig as Director For For Management
6.3c Reelect Sylvie Gregoire as Director For For Management
6.3d Reelect Kasim Kutay as Director For For Management
6.3e Reelect Martin Mackay as Director For For Management
6.3f Elect Henrik Poulsen as New Director For For Management
7 Ratify Deloitte as Auditors For For Management
8.1 Approve DKK 8 Million Reduction in For For Management
Share Capital via B Share Cancellation
8.2 Authorize Share Repurchase Program For For Management
8.3a Amend Articles Re: Delete For For Management
Authorization to Increase Share Capital
8.3b Approve Creation of DKK 46.2 Million For For Management
Pool of Capital with Preemptive
Rights; Approve Creation of DKK 46.2
Million Pool of Capital without
Preemptive Rights; Maximum Increase in
Share Capital under Both
Authorizations up to DKK 46.2 Million
8.4a Approve Indemnification of Members of For For Management
the Board of Directors
8.4b Approve Indemnification of Members of For For Management
Executive Management
8.5 Amend Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
8.6a Allow Shareholder Meetings to be Held For Against Management
Partially or Fully by Electronic Means
8.6b Allow Electronic Distribution of For For Management
Company Communication
8.6c Amend Articles Re: Differentiation of For For Management
Votes
8.7 Initiate Plan for Changed Ownership Against Against Shareholder
9 Other Business None None Management
--------------------------------------------------------------------------------
ONO PHARMACEUTICAL CO., LTD.
Ticker: 4528 Security ID: J61546115
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27.5
2.1 Elect Director Sagara, Gyo For For Management
2.2 Elect Director Tsujinaka, Toshihiro For For Management
2.3 Elect Director Takino, Toichi For For Management
2.4 Elect Director Ono, Isao For For Management
2.5 Elect Director Idemitsu, Kiyoaki For For Management
2.6 Elect Director Nomura, Masao For For Management
2.7 Elect Director Okuno, Akiko For For Management
2.8 Elect Director Nagae, Shusaku For For Management
3 Appoint Statutory Auditor Tanisaka, For For Management
Hironobu
4 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brant Bonin Bough For For Management
1b Elect Director Andre Calantzopoulos For For Management
1c Elect Director Michel Combes For For Management
1d Elect Director Juan Jose Daboub For For Management
1e Elect Director Werner Geissler For For Management
1f Elect Director Lisa A. Hook For For Management
1g Elect Director Jun Makihara For For Management
1h Elect Director Kalpana Morparia For For Management
1i Elect Director Lucio A. Noto For For Management
1j Elect Director Jacek Olczak For For Management
1k Elect Director Frederik Paulsen For For Management
1l Elect Director Robert B. Polet For For Management
1m Elect Director Shlomo Yanai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers SA as For For Management
Auditor
--------------------------------------------------------------------------------
ROCKET INTERNET SE
Ticker: RKET Security ID: D6S914104
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve EUR 69.4 Million Reduction in For Against Management
Share Capital via Redemption of Shares
to Be Acquired; Authorize Acquisition
of Treasury Shares
2 Authorize Share Repurchase Program and For Against Management
Reissuance or Cancellation of
Repurchased Shares; Authorize Share
Capital Reduction
--------------------------------------------------------------------------------
RTL GROUP SA
Ticker: RRTL Security ID: L80326108
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's and Auditor's Reports None None Management
2.1 Approve Financial Statements For For Management
2.2 Approve Consolidated Financial For For Management
Statements
3 Approve Allocation of Income and For For Management
Dividends of EUR 3.00 Per Share
4.1 Approve Remuneration Report For Against Management
4.2 Approve Remuneration of Directors For For Management
5.1 Approve Discharge of Directors For For Management
5.2 Approve Discharge of Auditors For For Management
6.1 Elect Rolf Hellermann as Non-Executive For For Management
Director
6.2 Elect Pernille Erenbjerg as For For Management
Non-Executive Director
6.3 Reelect Thomas Rabe and Elmar Heggen For Against Management
as Executive Directors
6.4 Reelect Non-Executive Directors For Against Management
6.5 Reelect James Singh as Non-Executive For For Management
Director
6.6 Renew Appointment of KPMG Luxembourg For For Management
as Auditor
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
SAFRAN SA
Ticker: SAF Security ID: F4035A557
Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.43 per Share
4 Approve Transaction with BNP Paribas For For Management
5 Ratify Appointment of Olivier Andries For For Management
as Director
6 Reelect Helene Auriol Potier as For For Management
Director
7 Reelect Sophie Zurquiyah as Director For For Management
8 Reelect Patrick Pelata as Director For For Management
9 Elect Fabienne Lecorvaisier as Director For For Management
10 Approve Compensation of Ross McInnes, For For Management
Chairman of the Board
11 Approve Compensation of Philippe For For Management
Petitcolin, CEO
12 Approve Compensation Report of For For Management
Corporate Officers
13 Approve Remuneration Policy of For For Management
Chairman of the Board
14 Approve Remuneration Policy of CEO For For Management
15 Approve Remuneration Policy of For For Management
Directors
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Amend Article 7,9,11 and 12 of Bylaws For For Management
Re: Preferred Shares A
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 20 Million
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 8 Million
20 Authorize Capital Increase of Up to For For Management
EUR 8 Million for Future Exchange
Offers
21 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 8 Million
22 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 18-21
23 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 8 Million, Only
In the Event of a Public Tender Offer
24 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 8 Million, Only
In the Event of a Public Tender Offer
25 Authorize Capital Increase of Up to For Against Management
EUR 8 Million for Future Exchange
Offers, Only In the Event of a Public
Tender Offer
26 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 8 Million, Only In the
Event of a Public Tender Offer
27 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 23-26, Only In the
Event of a Public Tender Offer
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
29 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
30 Authorize up to 0.4 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
31 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SANKYO CO., LTD.
Ticker: 6417 Security ID: J67844100
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 75
2.1 Elect Director Busujima, Hideyuki For For Management
2.2 Elect Director Ishihara, Akihiko For For Management
2.3 Elect Director Tomiyama, Ichiro For For Management
2.4 Elect Director Kitani, Taro For For Management
2.5 Elect Director Yamasaki, Hiroyuki For For Management
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: APR 30, 2021 Meeting Type: Annual/Special
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 3.20 per Share
4 Ratify Appointment of Gilles Schnepp For For Management
as Director
5 Reelect Fabienne Lecorvaisier as For For Management
Director
6 Reelect Melanie Lee as Director For For Management
7 Elect Barbara Lavernos as Director For For Management
8 Approve Compensation Report of For For Management
Corporate Officers
9 Approve Compensation of Serge For For Management
Weinberg, Chairman of the Board
10 Approve Compensation of Paul Hudson, For For Management
CEO
11 Approve Remuneration Policy of For For Management
Directors
12 Approve Remuneration Policy of For For Management
Chairman of the Board
13 Approve Remuneration Policy of CEO For For Management
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 997 Million
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 240 Million
18 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 240 Million
19 Approve Issuance of Debt Securities For For Management
Giving Access to New Shares of
Subsidiaries and/or Debt Securities,
up to Aggregate Amount of EUR 7 Billion
20 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
21 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
22 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
24 Authorize up to 5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
25 Amend Article 13 of Bylaws Re: Written For For Management
Consultation
26 Amend Articles 14 and 17 of Bylaws Re: For For Management
Board Powers and Censors
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SECOM CO., LTD.
Ticker: 9735 Security ID: J69972107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 85
2.1 Elect Director Iida, Makoto For For Management
2.2 Elect Director Nakayama, Yasuo For For Management
2.3 Elect Director Ozeki, Ichiro For For Management
2.4 Elect Director Yoshida, Yasuyuki For For Management
2.5 Elect Director Fuse, Tatsuro For For Management
2.6 Elect Director Izumida, Tatsuya For For Management
2.7 Elect Director Kurihara, Tatsushi For For Management
2.8 Elect Director Hirose, Takaharu For For Management
2.9 Elect Director Kawano, Hirobumi For For Management
2.10 Elect Director Watanabe, Hajime For For Management
2.11 Elect Director Hara, Miri For For Management
3 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
SINGAPORE EXCHANGE LIMITED
Ticker: S68 Security ID: Y79946102
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3a Elect Kwa Chong Seng as Director For For Management
3b Elect Kevin Kwok as Director For For Management
3c Elect Lim Chin Hu as Director For For Management
4 Elect Beh Swan Gin as Director For For Management
5 Approve Directors' Fees to be Paid to For For Management
the Chairman
6 Approve Directors' Fees to be Paid to For For Management
All Directors (Other than the Chief
Executive Officer)
7 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Elect Mark Makepeace as Director For For Management
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
SNAM SPA
Ticker: SRG Security ID: T8578N103
Meeting Date: FEB 02, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Company Bylaws Re: Article 2 For For Management
2 Amend Company Bylaws Re: Article 12 For For Management
3 Amend Company Bylaws Re: Articles 13 For For Management
and 24
--------------------------------------------------------------------------------
SNAM SPA
Ticker: SRG Security ID: T8578N103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4.1 Approve Remuneration Policy For For Management
4.2 Approve Second Section of the For For Management
Remuneration Report
5 Approve Proposed Changes to the For For Management
2020-2022 Long Term Share Incentive
Plan
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
SOCIETE BIC SA
Ticker: BB Security ID: F10080103
Meeting Date: MAY 19, 2021 Meeting Type: Annual/Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.80 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Marie-Aimee Bich as Director For Against Management
6 Reelect MBD as Director For Against Management
7 Reelect John Glen as Director For For Management
8 Approve Compensation Report of For For Management
Corporate Officers
9 Approve Compensation of Pierre For For Management
Vareille, Chairman of the Board
10 Approve Compensation of Gonzalve Bich, For Against Management
CEO
11 Approve Compensation of James For Against Management
DiPietro, Vice-CEO
12 Approve Remuneration Policy of For For Management
Chairman of the Board
13 Approve Remuneration Policy of For Against Management
Executive Corporate Officers
14 Approve Remuneration Policy of For For Management
Directors
15 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 600,000
16 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
17 Authorize up to 4 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
18 Authorize up to 4 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
19 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 17-18 at 7 Percent of Issued
Share Capital
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
22 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Item 21 of Current Meeting and Under
Items 17-18 of 20 May 2020 Meeting at
10 Percent of Issued Share Capital
23 Amend Article 16 of Bylaws Re: For For Management
Shareholders Identification
24 Amend Article 10 of Bylaws Re: For For Management
Shareholder Board Members
25 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ST. JAMES'S PLACE PLC
Ticker: STJ Security ID: G5005D124
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Andrew Croft as Director For For Management
4 Re-elect Ian Gascoigne as Director For For Management
5 Re-elect Craig Gentle as Director For For Management
6 Re-elect Emma Griffin as Director For For Management
7 Re-elect Rosemary Hilary as Director For For Management
8 Re-elect Simon Jeffreys as Director For For Management
9 Re-elect Roger Yates as Director For For Management
10 Elect Lesley-Ann Nash as Director For For Management
11 Elect Paul Manduca as Director For For Management
12 Approve Remuneration Report For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
(PwC) as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SUBARU CORP.
Ticker: 7270 Security ID: J7676H100
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 28
2.1 Elect Director Nakamura, Tomomi For For Management
2.2 Elect Director Hosoya, Kazuo For For Management
2.3 Elect Director Mizuma, Katsuyuki For For Management
2.4 Elect Director Onuki, Tetsuo For For Management
2.5 Elect Director Osaki, Atsushi For For Management
2.6 Elect Director Hayata, Fumiaki For For Management
2.7 Elect Director Abe, Yasuyuki For For Management
2.8 Elect Director Yago, Natsunosuke For For Management
2.9 Elect Director Doi, Miwako For For Management
3 Appoint Statutory Auditor Kato, Yoichi For For Management
4 Appoint Alternate Statutory Auditor For For Management
Ryu, Hirohisa
--------------------------------------------------------------------------------
SWISSCOM AG
Ticker: SCMN Security ID: H8398N104
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 22 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Roland Abt as Director For For Management
4.2 Reelect Alain Carrupt as Director For For Management
4.3 Elect Guus Dekkers as Director For For Management
4.4 Reelect Frank Esser as Director For For Management
4.5 Reelect Barbara Frei as Director For For Management
4.6 Reelect Sandra Lathion-Zweifel as For For Management
Director
4.7 Reelect Anna Mossberg as Director For For Management
4.8 Reelect Michael Rechsteiner as Director For For Management
4.9 Elect Michael Rechsteiner as Board For For Management
Chairman
5.1 Reappoint Roland Abt as Member of the For For Management
Compensation Committee
5.2 Reappoint Frank Esser as Member of the For For Management
Compensation Committee
5.3 Reappoint Barbara Frei as Member of For For Management
the Compensation Committee
5.4 Appoint Michael Rechsteiner as Member For For Management
of the Compensation Committee
5.5 Reappoint Renzo Simoni as Member of For For Management
the Compensation Committee
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 2.5 Million
6.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 8.7
Million
7 Designate Reber Rechtsanwaelte as For For Management
Independent Proxy
8 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
TECNICAS REUNIDAS SA
Ticker: TRE Security ID: E9055J108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Allocation of Income For For Management
4 Approve Discharge of Board For For Management
5 Renew Appointment of For For Management
PricewaterhouseCoopers as Auditor
6.1 Amend Articles Re: Share Capital and For For Management
Shares
6.2 Amend Articles Re: General Meetings For For Management
6.3 Add New Article 17 bis Re: Allow For For Management
Shareholder Meetings to be Held in
Virtual-Only Format
6.4 Amend Articles Re: Board of Directors For For Management
6.5 Amend Articles Re: Balance and For For Management
Allocation of Income
7.1 Amend Article 7 of General Meeting For For Management
Regulations Re: Competences
7.2 Amend Articles of General Meeting For For Management
Regulations Re: Information Available
from the Convening of the Meeting and
Right to Information Prior to the
Meeting
7.3 Amend Articles of General Meeting For For Management
Regulations Re: Holding of the General
Meeting
7.4 Amend Article 33 of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
8 Authorize Increase in Capital up to 50 For Against Management
Percent via Issuance of Equity or
Equity-Linked Securities, Excluding
Preemptive Rights of up to 20 Percent
9 Approve Annual Maximum Remuneration For For Management
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
11 Advisory Vote on Remuneration Report For For Management
12 Receive Amendments to Board of None None Management
Directors Regulations
--------------------------------------------------------------------------------
TELEFONICA BRASIL SA
Ticker: VIVT3 Security ID: 87936R205
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3.1 Elect Cremenio Medola Netto as Fiscal For For Management
Council Member and Juarez Rosa da
Silva as Alternate
3.2 Elect Charles Edwards Allen as Fiscal For For Management
Council Member and Stael Prata Silva
Filho as Alternate
4 Approve Remuneration of Company's For For Management
Management and Fiscal Council
--------------------------------------------------------------------------------
TELEFONICA DEUTSCHLAND HOLDING AG
Ticker: O2D Security ID: D8T9CK101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.18 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
5.2 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for the 2022 Interim
Financial Statements Until the 2022 AGM
6 Approve Remuneration Policy For Against Management
7 Approve Remuneration of Supervisory For For Management
Board
8.1 Elect Stefanie Oeschger to the For For Management
Supervisory Board
8.2 Elect Ernesto Gardelliano to the For Against Management
Supervisory Board
9 Approve Creation of EUR 1.5 Billion For Against Management
Pool of Capital without Preemptive
Rights
--------------------------------------------------------------------------------
THALES SA
Ticker: HO Security ID: F9156M108
Meeting Date: MAY 06, 2021 Meeting Type: Annual/Special
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.76 per Share
4 Reelect French State as Director For For Management
5 Renew Appointment Ernst & Young Audit For For Management
as Auditor
6 Approve Amendment of Remuneration For For Management
Policy of Chairman and CEO Re: FY 2019
7 Approve Amendment of Remuneration For For Management
Policy of Chairman and CEO Re: FY 2020
8 Approve Compensation of Patrice Caine, For For Management
Chairman and CEO
9 Approve Compensation Report of For For Management
Corporate Officers
10 Approve Remuneration Policy of For For Management
Chairman and CEO
11 Approve Remuneration Policy of For For Management
Directors
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize Filing of Required For For Management
Documents/Other Formalities
15 Reelect Bernard Fontana as Director For Against Management
16 Elect Delphine Geny-Stephann as For Against Management
Director
17 Elect Anne Rigail as Director For Against Management
18 Reelect Philippe Lepinay as For For Management
Representative of Employee
Shareholders to the Board
--------------------------------------------------------------------------------
VIVENDI SA
Ticker: VIV Security ID: F97982106
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 20 of Bylaws Re: For For Management
Allocation of Income and Dividends
2 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VIVENDI SE
Ticker: VIV Security ID: F97982106
Meeting Date: JUN 22, 2021 Meeting Type: Annual/Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
5 Advisory Vote on Exceptional For For Management
Distribution Project in kind of a
Majority of the Capital of Universal
Music Group N.V. to the Shareholders
of Vivendi SE
6 Exceptional Distribution in kind of For For Management
Shares of Universal Music Group N.V.
to the Shareholders of Vivendi SE
7 Approve Compensation Report For Against Management
8 Approve Compensation of Yannick For Against Management
Bollore, Chairman of the Supervisory
Board
9 Approve Compensation of Arnaud de For Against Management
Puyfontaine, Chairman of the
Management Board
10 Approve Compensation of Gilles Alix, For Against Management
Management Board Member
11 Approve Compensation of Cedric de For Against Management
Bailliencourt, Management Board Member
12 Approve Compensation of Frederic For Against Management
Crepin, Management Board Member
13 Approve Compensation of Simon Gillham, For Against Management
Management Board Member
14 Approve Compensation of Herve For Against Management
Philippe, Management Board Member
15 Approve Compensation of Stephane For Against Management
Roussel, Management Board Member
16 Approve Remuneration Policy of For Against Management
Supervisory Board Members and Chairman
17 Approve Remuneration Policy of For Against Management
Chairman of the Management Board
18 Approve Remuneration Policy of For Against Management
Management Board Members
19 Reelect Veronique Driot-Argentin as For For Management
Supervisory Board Member
20 Reelect Sandrine Le Bihan as For For Management
Representative of Employee
Shareholders to the Board
21 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
22 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
23 Authorize Specific Buyback Program and For Against Management
Cancellation of Repurchased Share
24 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 655 Million
25 Authorize Capitalization of Reserves For For Management
of Up to EUR 327,5 Million for Bonus
Issue or Increase in Par Value
26 Authorize Capital Increase of up to 5 For For Management
Percent of Issued Capital for
Contributions in Kind
27 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
29 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
Employees of International Subsidiaries
30 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882192
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Jean-Francois van Boxmeer as For For Management
Director
3 Re-elect Gerard Kleisterlee as Director For For Management
4 Re-elect Nick Read as Director For For Management
5 Re-elect Margherita Della Valle as For For Management
Director
6 Re-elect Sir Crispin Davis as Director For For Management
7 Re-elect Michel Demare as Director For For Management
8 Re-elect Dame Clara Furse as Director For For Management
9 Re-elect Valerie Gooding as Director For For Management
10 Re-elect Renee James as Director For For Management
11 Re-elect Maria Amparo Moraleda For For Management
Martinez as Director
12 Re-elect Sanjiv Ahuja as Director For For Management
13 Re-elect David Thodey as Director For Against Management
14 Re-elect David Nish as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Policy For For Management
17 Approve Remuneration Report For For Management
18 Reappoint Ernst & Young LLP as Auditors For For Management
19 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
20 Authorise Issue of Equity For For Management
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise EU Political Donations and For For Management
Expenditure
25 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
26 Approve Share Incentive Plan For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Ariel Investment Trust
----------------------
By: /s/ Mellody L. Hobson
---------------------
Mellody L. Hobson, President
(Principal Executive Officer)
Date: August 18, 2021