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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
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FORM N-PX
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22819
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ETFis Series Trust I
(exact name of registrant as specified in charter)
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1540 Broadway, Suite 1610, New York, NY 10036
(Address of principal executive offices)
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ETFis Series Trust I
c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, DE 19808
(Name and Address of agent for service)
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Registrant's telephone number, including area code: 212-593-4383
Date of Fiscal Year End:
October 31
InfraCap MLP ETF
InfraCap REIT Preferred ETF
Virtus Glovista Emerging Markets ETF
Virtus InfraCap U.S. Preferred Stock ETF
Virtus LifeSci Biotech Clinical Trials ETF
Virtus LifeSci Biotech Products ETF
Virtus Newfleet Multi-Sector Bond ETF
Virtus WMC International Dividend ETF
Virtus Private Credit Strategy ETF
Virtus Real Asset Income ETF
July 31
Virtus Reaves Utilities ETF
Date of Reporting Period: 07/01/2020 - 06/30/2021
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******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-22819
Reporting Period: 07/01/2020 - 06/30/2021
ETFis Series Trust I
=============================== InfraCap MLP ETF ===============================
CHENIERE ENERGY, INC.
Ticker: LNG Security ID: 16411R208
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: G. Andrea Botta For For Management
1B. Election of Director: Jack A. Fusco For For Management
1C. Election of Director: Vicky A. Bailey For For Management
1D. Election of Director: Nuno Brandolini For For Management
1E. Election of Director: David B. For For Management
Kilpatrick
1F. Election of Director: Sean T. Klimczak For For Management
1G. Election of Director: Andrew Langham For For Management
1H. Election of Director: Donald F. For For Management
Robillard, Jr
1I. Election of Director: Neal A. Shear For For Management
1J. Election of Director: Andrew J. Teno For For Management
2. Approve, on an advisory and For For Management
non-binding basis, the compensation of
the Company's named executive officers
for 2020.
3. Ratification of the appointment of For For Management
KPMG LLP as the Company's independent
registered public accounting firm for
2021.
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KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director for a one year For For Management
term expiring in 2022: Richard D.
Kinder
1B. Election of Director for a one year For For Management
term expiring in 2022: Steven J. Kean
1C. Election of Director for a one year For For Management
term expiring in 2022: Kimberly A. Dang
1D. Election of Director for a one year For For Management
term expiring in 2022: Ted A. Gardner
1E. Election of Director for a one year For For Management
term expiring in 2022: Anthony W.
Hall, Jr.
1F. Election of Director for a one year For For Management
term expiring in 2022: Gary L.
Hultquist
1G. Election of Director for a one year For For Management
term expiring in 2022: Ronald L.
Kuehn, Jr.
1H. Election of Director for a one year For For Management
term expiring in 2022: Deborah A.
Macdonald
1I. Election of Director for a one year For For Management
term expiring in 2022: Michael C.
Morgan
1J. Election of Director for a one year For For Management
term expiring in 2022: Arthur C.
Reichstetter
1K. Election of Director for a one year For For Management
term expiring in 2022: C. Park Shaper
1L. Election of Director for a one year For For Management
term expiring in 2022: William A. Smith
1M. Election of Director for a one year For For Management
term expiring in 2022: Joel V. Staff
1N. Election of Director for a one year For For Management
term expiring in 2022: Robert F. Vagt
1O. Election of Director for a one year For For Management
term expiring in 2022: Perry M.
Waughtal
2. Approval of the Kinder Morgan, Inc. For For Management
2021 Amended and Restated Stock
Incentive Plan.
3. Ratification of the selection of For For Management
PricewaterhouseCoopers LLP as our
independent registered public
accounting firm for 2021.
4. Approval, on an advisory basis, of the For For Management
compensation of our named executive
officers.
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MAGELLAN MIDSTREAM PARTNERS,L.P.
Ticker: MMP Security ID: 559080106
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Robert G. Croyle For For Management
1..2 DIRECTOR-Stacy P. Methvin For For Management
1..3 DIRECTOR-Barry R. Pearl For For Management
2. Amendment of Long-Term Incentive Plan. For For Management
3. Advisory Resolution to Approve For For Management
Executive Compensation.
4. Ratification of Appointment of For For Management
Independent Registered Public
Accounting Firm for 2021.
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MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Class I Director: For For Management
Abdulaziz F. Alkhayyal
1B. Election of Class I Director: Jonathan For For Management
Z. Cohen
1C. Election of Class I Director: Michael For For Management
J. Hennigan
1D. Election of Class I Director: Frank M. For For Management
Semple
2. Ratification of the selection of For For Management
PricewaterhouseCoopers LLP as the
company's independent auditor for 2021.
3. Approval, on an advisory basis, of the For For Management
company's named executive officer
compensation.
4. Approval of the Marathon Petroleum For For Management
Corporation 2021 Incentive
Compensation Plan.
5. Approval of an amendment to the For For Management
company's Restated Certificate of
Incorporation to eliminate the
supermajority provisions.
6. Approval of an amendment to the For For Management
company's Restated Certificate of
Incorporation to declassify the Board
of Directors.
7. Shareholder proposal seeking to Against For Shareholder
prohibit accelerated vesting of equity
awards in connection with a change in
control.
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NUSTAR ENERGY L.P.
Ticker: NS Security ID: 67058H102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Bradley C. Barron For For Management
1..2 DIRECTOR-William B. Burnett For For Management
1..3 DIRECTOR-W. Grady Rosier For For Management
2. To approve the Amended and Restated For For Management
NuStar Energy L.P. 2019 Long-Term
Incentive Plan.
3. To ratify the appointment of KPMG LLP For For Management
as NuStar Energy L.P.'s independent
registered public accounting firm for
2021.
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ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Brian L. Derksen For For Management
1B. Election of Director: Julie H. Edwards For For Management
1C. Election of Director: John W. Gibson For For Management
1D. Election of Director: Mark W. Helderman For For Management
1E. Election of Director: Randall J. Larson For For Management
1F. Election of Director: Steven J. Malcolm For For Management
1G. Election of Director: Jim W. Mogg For For Management
1H. Election of Director: Pattye L. Moore For For Management
1I. Election of Director: Eduardo A. For For Management
Rodriguez
1J. Election of Director: Gerald B. Smith For For Management
1K. Election of Director: Terry K. Spencer For For Management
2. Ratification of the selection of For For Management
PricewaterhouseCoopers LLP as the
independent registered public
accounting firm of ONEOK, Inc. for the
year ending December 31, 2021.
3. An advisory vote to approve ONEOK, Inc. For For Management
's executive compensation.
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PLAINS ALL AMERICAN PIPELINE, L.P.
Ticker: PAA Security ID: 726503105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Greg L. Armstrong For For Management
1..2 DIRECTOR-John T. Raymond For For Management
1..3 DIRECTOR-Bobby S. Shackouls For For Management
1..4 DIRECTOR-Christopher M. Temple For For Management
2. Ratification of the appointment of For For Management
PricewaterhouseCoopers LLP as our
independent registered public
accounting firm for 2021.
3. The approval, on a non-binding For For Management
advisory basis, of our named executive
officer compensation.
4. The approval of the Plains All For For Management
American 2021 Long-Term Incentive Plan.
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TC ENERGY CORPORATION
Ticker: TRP Security ID: 87807B107
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR-Stephan Cretier For For Management
01.2 DIRECTOR-Michael R. Culbert For For Management
01.3 DIRECTOR-Susan C. Jones For For Management
01.4 DIRECTOR-Randy Limbacher For For Management
01.5 DIRECTOR-John E. Lowe For For Management
01.6 DIRECTOR-David MacNaughton For For Management
01.7 DIRECTOR-Francois L. Poirier For For Management
01.8 DIRECTOR-Una Power For For Management
01.9 DIRECTOR-Mary Pat Salomone For For Management
01.10 DIRECTOR-Indira V. Samarasekera For For Management
01.11 DIRECTOR-D. Michael G. Stewart For For Management
01.12 DIRECTOR-Siim A. Vanaselja For For Management
01.13 DIRECTOR-Thierry Vandal For For Management
02 Resolution to appoint KPMG LLP, For For Management
Chartered Professional Accountants as
auditors and authorize the directors
to fix their remuneration.
03 Resolution to accept TC Energy's For For Management
approach to executive compensation, as
described in the Management
information circular.
4 Resolution to approve amendments to TC For For Management
Energy's By-law Number 1, as described
in the Management information circular.
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TC PIPELINES, LP
Ticker: TCP Security ID: 87233Q108
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1. To approve the Agreement and Plan of For For Management
Merger, dated as of December 14, 2020,
by and among TC PipeLines, LP, TC
PipeLines GP, Inc., TC Energy
Corporation, TransCan Northern Ltd.,
TransCanada PipeLine USA Ltd., and TCP
Merger Sub, LLC and the transactions co
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THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Alan S. Armstrong For For Management
1B. Election of Director: Stephen W. For For Management
Bergstrom
1C. Election of Director: Nancy K. Buese For For Management
1D. Election of Director: Stephen I. Chazen For For Management
1E. Election of Director: Charles I. Cogut For For Management
1F. Election of Director: Michael A. Creel For For Management
1G. Election of Director: Stacey H. Dore For For Management
1H. Election of Director: Vicki L. Fuller For For Management
1I. Election of Director: Peter A. Ragauss For For Management
1J. Election of Director: Rose M. Robeson For For Management
1K. Election of Director: Scott D. For For Management
Sheffield
1L. Election of Director: Murray D. Smith For For Management
1M. Election of Director: William H. Spence For For Management
2. Approval, by nonbinding advisory vote, For For Management
of the Company's executive
compensation.
3. Ratification of Ernst & Young LLP as For For Management
independent auditors for 2021.
========================= InfraCap REIT Preferred ETF ==========================
IRET DBA CENTERSPACE
Ticker: CSRPRC Security ID: 15202L206
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Jeffrey P. Caira For For Management
1B. Election of Director: Michael T. Dance For For Management
1C. Election of Director: Mark O. Decker, For For Management
Jr.
1D. Election of Director: Emily Nagle Green For For Management
1E. Election of Director: Linda J. Hall For For Management
1F. Election of Director: John A. Schissel For For Management
1G. Election of Director: Mary J. Twinem For For Management
2. ADVISORY VOTE ON EXECUTIVE For For Management
COMPENSATION.
3. APPROVAL OF AMENDMENT TO ARTICLES OF For For Management
AMENDMENT AND THIRD RESTATED
DECLARATION OF TRUST OF INVESTORS REAL
ESTATE TRUST, AS AMENDED, TO CHANGE
THE NAME OF THE COMPANY FROM INVESTORS
REAL ESTATE TRUST TO CENTERSPACE.
4. APPROVAL OF AMENDMENT TO THE AMENDED For For Management
AND RESTATED 2015 INCENTIVE PLAN.
5. RATIFICATION OF SELECTION OF GRANT For For Management
THORNTON AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2021.
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ISTAR INC.
Ticker: STARPR Security ID: 45031U408
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Clifford De Souza For For Management
1..2 DIRECTOR-David Eisenberg For For Management
1..3 DIRECTOR-Robin Josephs For For Management
1..4 DIRECTOR-Richard Lieb For For Management
1..5 DIRECTOR-Barry Ridings For For Management
1..6 DIRECTOR-Jay Sugarman For For Management
2. Approval of proposed amendment and For For Management
restatement of iStar Inc. 2009 Long
Term Incentive Plan.
3. Non-binding advisory vote to approve For For Management
executive compensation ("say on pay").
4. Ratification of the appointment of For For Management
Deloitte & Touche LLP as our
independent registered public
accounting firm for the fiscal year
ending December 31, 2021.
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PS BUSINESS PARKS, INC.
Ticker: PSBPRZ Security ID: 69360J552
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
3. Approval of the reincorporation of the For For Management
Company from the State of California
to the State of Maryland.
====================== InfraCap U.S. Preferred Stock ETF =======================
GCI LIBERTY, INC.
Ticker: GLIBP Security ID: 36164V503
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1. A proposal to approve the adoption of For For Management
the Agreement and Plan of Merger,
dated August 6, 2020 (as may be
amended from time to time), by and
among Liberty Broadband Corporation,
GCI Liberty, Inc., Grizzly Merger Sub
1, LLC and Grizzly Merger Sub 2, Inc.
2. A proposal to approve the adjournment For For Management
of the GCI Liberty, Inc. special
meeting from time to time to solicit
additional proxies in favor of
Proposal 1 if there are insufficient
votes at the time of such adjournment
to approve that proposal or if
otherwise
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ISTAR INC.
Ticker: STARPR Security ID: 45031U408
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Clifford De Souza For For Management
1..2 DIRECTOR-David Eisenberg For For Management
1..3 DIRECTOR-Robin Josephs For For Management
1..4 DIRECTOR-Richard Lieb For For Management
1..5 DIRECTOR-Barry Ridings For For Management
1..6 DIRECTOR-Jay Sugarman For For Management
2. Approval of proposed amendment and For For Management
restatement of iStar Inc. 2009 Long
Term Incentive Plan.
3. Non-binding advisory vote to approve For For Management
executive compensation ("say on pay").
4. Ratification of the appointment of For For Management
Deloitte & Touche LLP as our
independent registered public
accounting firm for the fiscal year
ending December 31, 2021.
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LIBERTY BROADBAND CORPORATION
Ticker: LBRDP Security ID: 530307503
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Julie D. Frist For For Management
1..2 DIRECTOR-J. David Wargo For For Management
2. The auditors ratification proposal, to For For Management
ratify the selection of KPMG LLP as
our independent auditors for the
fiscal year ending December 31, 2021.
3. The say-on-pay proposal, to approve, For For Management
on an advisory basis, the compensation
of our named executive officers as
described in the proxy statement under
the heading "Executive Compensation."
4. The say-on-frequency proposal, to 3 Years 1 Year Management
approve, on an advisory basis, the
frequency at which future say-on-pay
votes will be held.
5. The stockholder proposal, requesting Against For Shareholder
that our board of directors provides
for a majority vote standard in
uncontested director elections, if
properly presented at the meeting.
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SIGNATURE BANK
Ticker: SBNYP Security ID: 82669G203
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1. To approve the Bank's share repurchase For For Management
plan, which allows the Bank to
repurchase from the Bank's
stockholders from time to time in open
market transactions, shares of the
Bank's common stock in an aggregate
purchase amount of up to $500 million
under the
2. To approve an amendment to the Amended For For Management
and Restated 2004 Long- Term Incentive
Plan (the "2004 Equity Plan") to
increase the number of shares for
issuance under the 2004 Equity Plan by
1,225,000 shares.
================== Virtus LifeSci Biotech Clinical Trials ETF ==================
89BIO, INC.
Ticker: ETNB Security ID: 282559103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven M. Altschuler For Withhold Management
1.2 Elect Director Michael Hayden For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
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ADAPTIMMUNE THERAPEUTICS PLC
Ticker: ADAP Security ID: 00653A107
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Lawrence M. Alleva as Director For For Management
2 Re-elect David M. Mott as Director For Against Management
3 Re-elect Elliott Sigal as Director For For Management
4 Re-appoint KPMG LLP as Auditors For For Management
5 Authorize the Audit Committee to Fix For For Management
Remuneration of Auditors
6 Accept Financial Statements and For For Management
Statutory Reports
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Approve Director's Remuneration Report For For Management
9 Approve Remuneration Policy For For Management
10 Authorize Issue of Equity For For Management
11 Authorise Issue of Equity without For Against Management
Pre-emptive Rights
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ADC THERAPEUTICS SA
Ticker: ADCT Security ID: H0036K147
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Treatment of Net Loss For For Management
4 Approve Creation of CHF 3.1 Million For Against Management
Pool of Capital without Preemptive
Rights
5 Approve Increase in Size of Board to For For Management
Twelve Members
6.1 Reelect Ron Squarer as Director and For Against Management
Board Chairman
6.2 Reelect Peter Corr as Director For Against Management
6.3 Reelect Stephen Evans-Freke as Director For Against Management
6.4 Reelect Michael Forer as Director For Against Management
6.5 Reelect Peter Hug as Director For Against Management
6.6 Reelect Christopher Martin as Director For For Management
6.7 Reelect Thomas Pfisterer as Director For Against Management
6.8 Reelect Thomas Rinderknecht as Director For For Management
6.9 Reelect Tyrell Rivers as Director For Against Management
6.10 Reelect Victor Sandor as Director For Against Management
6.11 Reelect Jacques Theurillat as Director For For Management
6.12 Elect Viviane Monges as Director For Against Management
7.1 Reappoint Peter Corr as Member of the For Against Management
Compensation Committee
7.2 Reappoint Stephen Evans-Freke as For Against Management
Member of the Compensation Committee
7.3 Reappoint Peter Hug as Member of the For Against Management
Compensation Committee
8 Designate Martin Habs as Independent For For Management
Proxy
9 Ratify PricewaterhouseCoopers SA as For For Management
Auditors
10.1 Approve Remuneration of Directors in For Against Management
the Amount of USD 5 Million
10.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
USD 7.1 Million
10.3 Approve Variable Remuneration of For Against Management
Executive Committee in the Amount of
USD 26.5 Million
11 Transact Other Business (Voting) For Against Management
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ADVERUM BIOTECHNOLOGIES, INC.
Ticker: ADVM Security ID: 00773U108
Meeting Date: MAY 12, 2021 Meeting Type: Proxy Contest
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1.1 Elect Director Dawn Svoronos For Did Not Vote Management
1.2 Elect Director Reed V. Tuckson For Did Not Vote Management
1.3 Elect Director Thomas Woiwode For Did Not Vote Management
2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Proxy Card)
1.1 Elect Director Jean Bennet For For Shareholder
1.2 Elect Director Jodi Cook For For Shareholder
1.3 Elect Director Herbert Hughes For For Shareholder
2 Ratify Ernst & Young LLP as Auditors None For Management
3 Advisory Vote to Ratify Named Against Against Management
Executive Officers' Compensation
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AFFIMED NV
Ticker: AFMD Security ID: N01045108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Elect Denise Mueller to Management For For Management
Board
7a Reelect Ulrich Grau to Supervisory For For Management
Board
7b Reelect Mathieu Simon to Supervisory For For Management
Board
7c Elect Uta Kemmerich-Keil to For For Management
Supervisory Board
8 Ratify KPMG N.V. as Auditors For For Management
9 Authorize Repurchase of Shares For For Management
10 Other Business (Non-Voting) None None Management
11 Close Meeting None None Management
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AGENUS INC.
Ticker: AGEN Security ID: 00847G705
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allison M. Jeynes-Ellis For For Management
1.2 Elect Director Wadih Jordan For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
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AKEBIA THERAPEUTICS, INC.
Ticker: AKBA Security ID: 00972D105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Gilman For Withhold Management
1.2 Elect Director Cynthia Smith For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
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AKERO THERAPEUTICS, INC.
Ticker: AKRO Security ID: 00973Y108
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seth L. Harrison For Withhold Management
1.2 Elect Director Graham Walmsley For Withhold Management
1.3 Elect Director Yuan Xu For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
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ALBIREO PHARMA, INC.
Ticker: ALBO Security ID: 01345P106
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald H.W. Cooper For For Management
1.2 Elect Director Anne Klibanski For For Management
1.3 Elect Director Stephanie S. Okey For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Ernst & Young LLP as Auditors For For Management
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ALECTOR, INC.
Ticker: ALEC Security ID: 014442107
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tillman Gerngross For Withhold Management
1.2 Elect Director Richard Scheller For Withhold Management
1.3 Elect Director Louis J. Lavigne, Jr. For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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ALLAKOS INC.
Ticker: ALLK Security ID: 01671P100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Janney For Withhold Management
1.2 Elect Director Robert E. Andreatta For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLOGENE THERAPEUTICS, INC.
Ticker: ALLO Security ID: 019770106
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John DeYoung For Withhold Management
1b Elect Director Franz Humer For Withhold Management
1c Elect Director Joshua Kazam For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALLOVIR, INC.
Ticker: ALVR Security ID: 019818103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Juan Vera For Withhold Management
1b Elect Director Ansbert Gadicke For Withhold Management
1c Elect Director Morana Jovan-Embiricos For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALX ONCOLOGY HOLDINGS, INC.
Ticker: ALXO Security ID: 00166B105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Corey Goodman For Withhold Management
1.2 Elect Director Jason Lettmann For Withhold Management
1.3 Elect Director Sophia Randolph For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMYRIS, INC.
Ticker: AMRS Security ID: 03236M200
Meeting Date: AUG 14, 2020 Meeting Type: Special
Record Date: JUN 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Common Stock Upon For For Management
Exercise by Foris Ventures, LLC of Its
Option to Convert All or Portion of
Its Outstanding Secured Indebtedness
Under the Loan Agreement Amendment
2 Approve Issuance of Common Stock Upon For For Management
Conversion of Series E Convertible
Preferred Stock
--------------------------------------------------------------------------------
AMYRIS, INC.
Ticker: AMRS Security ID: 03236M200
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip Eykerman For Withhold Management
1.2 Elect Director Frank Kung For Withhold Management
1.3 Elect Director John Melo For For Management
1.4 Elect Director Julie Spencer Washington For For Management
2 Ratify Macias Gini & O'Connell LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ANAPTYSBIO, INC.
Ticker: ANAB Security ID: 032724106
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis Fenton For Withhold Management
1.2 Elect Director James N. Topper For Withhold Management
1.3 Elect Director Oleg Nodelman For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANNEXON, INC.
Ticker: ANNX Security ID: 03589W102
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Carson For For Management
1.2 Elect Director Muneer A. Satter For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
APELLIS PHARMACEUTICALS, INC.
Ticker: APLS Security ID: 03753U106
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Fonteyne For Withhold Management
1.2 Elect Director Stephanie Monaghan For Withhold Management
O'Brien
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APPLIED MOLECULAR TRANSPORT INC.
Ticker: AMTI Security ID: 03824M109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall Mrsny For Withhold Management
1.2 Elect Director Aaron VanDevender For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APPLIED THERAPEUTICS, INC.
Ticker: APLT Security ID: 03828A101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For Withhold Management
1.2 Elect Director Jay S. Skyler For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
APREA THERAPEUTICS, INC.
Ticker: APRE Security ID: 03836J102
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Johan Christenson For Withhold Management
1b Elect Director Fouad Namouni For Withhold Management
1c Elect Director Richard Peters For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS HOLDINGS INC.
Ticker: ARCT Security ID: 03969T109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Farrell For Withhold Management
1.2 Elect Director Joseph E. Payne For For Management
1.3 Elect Director Andy Sassine For For Management
1.4 Elect Director James Barlow For Withhold Management
1.5 Elect Director Edward W. Holmes For For Management
1.6 Elect Director Magda Marquet For Withhold Management
1.7 Elect Director Karah Parschauer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARCUS BIOSCIENCES, INC.
Ticker: RCUS Security ID: 03969F109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terry Rosen For Withhold Management
1b Elect Director Kathryn Falberg For Withhold Management
1c Elect Director Jennifer Jarrett For Withhold Management
1d Elect Director Michael Quigley For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ARCUTIS BIOTHERAPEUTICS, INC.
Ticker: ARQT Security ID: 03969K108
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrie Curran For For Management
1b Elect Director Halley Gilbert For For Management
1c Elect Director Ricky Sun For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARDELYX, INC.
Ticker: ARDX Security ID: 039697107
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Bertrand, Jr. For Withhold Management
1.2 Elect Director Onaiza Cadoret-Manier For Withhold Management
1.3 Elect Director Jan Lundberg For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARENA PHARMACEUTICALS, INC.
Ticker: ARNA Security ID: 040047607
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jayson Dallas For For Management
1.2 Elect Director Oliver Fetzer For For Management
1.3 Elect Director Kieran T. Gallahue For For Management
1.4 Elect Director Jennifer Jarrett For For Management
1.5 Elect Director Katharine Knobil For For Management
1.6 Elect Director Amit D. Munshi For For Management
1.7 Elect Director Garry A. Neil For For Management
1.8 Elect Director Tina S. Nova For For Management
1.9 Elect Director Nawal Ouzren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARROWHEAD PHARMACEUTICALS, INC.
Ticker: ARWR Security ID: 04280A100
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Anzalone For For Management
1.2 Elect Director Marianne De Backer For For Management
1.3 Elect Director Mauro Ferrari For For Management
1.4 Elect Director Douglass Given For For Management
1.5 Elect Director Oye Olukotun For For Management
1.6 Elect Director Michael S. Perry For For Management
1.7 Elect Director William Waddill For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Rose, Snyder & Jacobs LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARVINAS, INC.
Ticker: ARVN Security ID: 04335A105
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendy Dixon For Withhold Management
1.2 Elect Director Edward Kennedy, Jr. For Withhold Management
1.3 Elect Director Bradley Margus For Withhold Management
1.4 Elect Director Briggs Morrison For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ASCENDIS PHARMA A/S
Ticker: ASND Security ID: 04351P101
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Receive Company Activity Report For For Management
3 Accept Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Management and Board
4 Approve Treatment of Net Loss For For Management
5a Reelect James I Healy as Director For Against Management
5b Reelect Jan Moller Mikkelsen as For For Management
Director
5c Reelect Lisa Morrison as Director For For Management
6 Ratify Deloitte as Auditors For For Management
7a Approve Creation of DKK 9 Million Pool For Against Management
of Capital without Preemptive Rights
7b Approve Warrant Plan For Against Management
7c Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
ATARA BIOTHERAPEUTICS, INC.
Ticker: ATRA Security ID: 046513107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric L. Dobmeier For Withhold Management
1.2 Elect Director William K. Heiden For Withhold Management
1.3 Elect Director Beth Seidenberg For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATHENEX, INC.
Ticker: ATNX Security ID: 04685N103
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephanie Davis For Withhold Management
1.2 Elect Director Benson Kwan Hung Tsang For Withhold Management
1.3 Elect Director Jinn Wu For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATRECA, INC.
Ticker: BCEL Security ID: 04965G109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Atwood For Withhold Management
1.2 Elect Director William H. Robinson For Withhold Management
1.3 Elect Director Tito A. Serafini For Withhold Management
2 Ratify OUM & Co. LLP as Auditors For For Management
--------------------------------------------------------------------------------
AVIDITY BIOSCIENCES, INC.
Ticker: RNA Security ID: 05370A108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carsten Boess For Withhold Management
1.2 Elect Director Sarah Boyce For Withhold Management
1.3 Elect Director Troy Wilson For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
AVROBIO, INC.
Ticker: AVRO Security ID: 05455M100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Booth For Withhold Management
1.2 Elect Director Phillip B. Donenberg For Withhold Management
1.3 Elect Director Geoff MacKay For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AXSOME THERAPEUTICS, INC.
Ticker: AXSM Security ID: 05464T104
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herriot Tabuteau For Withhold Management
1.2 Elect Director Mark Coleman For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BIOCRYST PHARMACEUTICALS, INC.
Ticker: BCRX Security ID: 09058V103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy J. Hutson For For Management
1.2 Elect Director Robert A. Ingram For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
BIOXCEL THERAPEUTICS, INC.
Ticker: BTAI Security ID: 09075P105
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vimal Mehta For For Management
1.2 Elect Director Peter Mueller For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BLACK DIAMOND THERAPEUTICS, INC.
Ticker: BDTX Security ID: 09203E105
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander Mayweg For Withhold Management
1.2 Elect Director Rajeev Shah For Withhold Management
1.3 Elect Director Robert A. Ingram For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BLUEBIRD BIO, INC.
Ticker: BLUE Security ID: 09609G100
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John O. Agwunobi For Against Management
1b Elect Director Daniel S. Lynch For For Management
1c Elect Director William R. Sellers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BRIDGEBIO PHARMA, INC.
Ticker: BBIO Security ID: 10806X102
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date: DEC 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with the For For Management
Merger
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BRIDGEBIO PHARMA, INC.
Ticker: BBIO Security ID: 10806X102
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Aguiar For Withhold Management
1.2 Elect Director Ali Satvat For Withhold Management
1.3 Elect Director Jennifer E. Cook For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CALITHERA BIOSCIENCES, INC.
Ticker: CALA Security ID: 13089P101
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sunil Agarwal For Withhold Management
1.2 Elect Director Scott Garland For For Management
1.3 Elect Director Jean M. George For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARA THERAPEUTICS, INC.
Ticker: CARA Security ID: 140755109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harrison M. Bains, Jr. For For Management
1.2 Elect Director Susan Shiff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CARDIFF ONCOLOGY, INC.
Ticker: CRDF Security ID: 14147L108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James O. Armitage For For Management
1.2 Elect Director John Brancaccio For For Management
1.3 Elect Director Mark Erlander For For Management
1.4 Elect Director Rodney S. Markin For For Management
1.5 Elect Director Mani Mohindru For For Management
1.6 Elect Director Gary W. Pace For For Management
1.7 Elect Director Renee P. Tannenbaum For For Management
1.8 Elect Director Lale White For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CELLDEX THERAPEUTICS, INC.
Ticker: CLDX Security ID: 15117B202
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karen L. Shoos For For Management
1.2 Elect Director Anthony S. Marucci For For Management
1.3 Elect Director Keith L. Brownlie For For Management
1.4 Elect Director Herbert J. Conrad For For Management
1.5 Elect Director James J. Marino For For Management
1.6 Elect Director Harry H. Penner, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHEMOCENTRYX, INC.
Ticker: CCXI Security ID: 16383L106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Schall For For Management
1b Elect Director Joseph M. Feczko For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CODEXIS, INC.
Ticker: CDXS Security ID: 192005106
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer Aaker For For Management
1.2 Elect Director Esther Martinborough For For Management
1.3 Elect Director John J. Nicols For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
COGENT BIOSCIENCES, INC.
Ticker: COGT Security ID: 19240Q201
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Robbins For For Management
1.2 Elect Director Peter Harwin For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COMPUGEN LTD.
Ticker: CGEN Security ID: M25722105
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Paul Sekhri as Director For For Management
1.2 Reelect Anat Cohen-Dayag as Director For For Management
1.3 Reelect Eran Perry as Director For For Management
1.4 Reelect Gilead Halevy as Director For For Management
1.5 Reelect Jean-Pierre Bizzari as Director For For Management
1.6 Reelect Kinneret Livnat Savitzky as For For Management
Director
1.7 Reelect Sanford (Sandy) Zweifach as For For Management
Director
2 Approve Amended Compensation Policy For For Management
for the Directors and Officers of the
Company
3.1 Approve Monthly Compensation of Anat For For Management
Cohen-Dayag, CEO
3.2 Approve Special Bonus Payment to Anat For For Management
Cohen-Dayag, CEO
3.3 Approve Annual Bonus Plan for For For Management
2021-2023 to Anat Cohen-Dayag, CEO
3.4 Approve Equity Awards to Plan for For For Management
2021-2023 to Anat Cohen-Dayag, CEO
4 Approve Annual Equity Award Plan to For For Management
Non-Executive Directors
5 Reappoint Kost Forer Gabbay & Kasierer For For Management
as Auditors
6 Discuss Financial Statements and the None None Management
Report of the Board
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
CONSTELLATION PHARMACEUTICALS, INC.
Ticker: CNST Security ID: 210373106
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott N. Braunstein For Withhold Management
1.2 Elect Director Mark A. Goldsmith For Withhold Management
1.3 Elect Director Jigar Raythatha For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CORTEXYME, INC.
Ticker: CRTX Security ID: 22053A107
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen S. Dominy For Withhold Management
1.2 Elect Director David A. Lamond For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CRINETICS PHARMACEUTICALS, INC.
Ticker: CRNX Security ID: 22663K107
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Camille Bedrosian For For Management
1.2 Elect Director Wendell Wierenga For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG
Ticker: CRSP Security ID: H17182108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Treatment of Net Loss For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4a Reelect Director Rodger Novak For For Management
4b Reelect Director Samarth Kulkarni For For Management
4c Reelect Director Ali Behbahani For Against Management
4d Reelect Director Bradley Bolzon For For Management
4e Reelect Director Simeon J. George For For Management
4f Reelect Director John T. Greene For For Management
4g Reelect Director Katherine A. High For For Management
4h Reelect Director Douglas A. Treco For For Management
4i Elect Director H Edward Fleming, Jr. For For Management
5a Reelect Ali Behbahani as Member of the For Against Management
Compensation Committee
5b Reelect Simeon J. George as Member of For For Management
the Compensation Committee
5c Reelect John T. Greene as Member of For For Management
the Compensation Committee
6a Approve Remuneration of Directors in For For Management
the Amount of USD 507,000
6b Approve Remuneration of Directors in For Against Management
the Amount of USD 11,738,100
6c Approve Remuneration of Executive For Against Management
Committee in the Amount of USD
3,514,207
6d Approve Remuneration of Executive For Against Management
Committee in the Amount of USD
2,693,933
6e Approve Remuneration of Executive For Against Management
Committee in the Amount of USD
55,827,593
7 Approve Increase in Conditional Share For Against Management
Capital for Employee Equity Plans
8 Approve Increase in Size of Board For For Management
9 Approve CHF 1,179,509 Increase in For Against Management
Authorized Capital
10 Designate Marius Meier as Independent For For Management
Proxy
11 Ratify Ernst & Young LLP as Auditor For For Management
and Ernst & Young AG as Statutory
Auditor
--------------------------------------------------------------------------------
CUE BIOPHARMA, INC.
Ticker: CUE Security ID: 22978P106
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel R. Passeri For For Management
1.2 Elect Director Frank Morich For Withhold Management
1.3 Elect Director Frederick Driscoll For Withhold Management
1.4 Elect Director Aaron Fletcher For For Management
1.5 Elect Director Cameron Gray For For Management
1.6 Elect Director Tamar Howson For For Management
1.7 Elect Director Peter A. Kiener For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
CUREVAC NV
Ticker: CVAC Security ID: N2451R105
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Elect Antony Blanc to Management Board For For Management
3 Elect Klaus Edvardsen to Management For For Management
Board
4 Reelect Pierre Kemula to Management For For Management
Board
5 Elect Ingmar Hoerr to Supervisory Board For For Management
6 Approve Equity Award to Jean Sttphenne For Against Management
as Compensation for His Services as
Supervisory Director
7 Approve Equity Award to Ralf Clemens For Against Management
as Compensation for His Services as
Supervisory Director
8 Approve Discharge of Management Board For For Management
9 Approve Discharge of Supervisory Board For For Management
10 Authorize Repurchase of Shares For Against Management
11 Approve Remuneration of Supervisory For For Management
Board
12 Ratify Auditors for FY 2022 For For Management
--------------------------------------------------------------------------------
CYTOKINETICS, INCORPORATED
Ticker: CYTK Security ID: 23282W605
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert I. Blum For For Management
1.2 Elect Director Robert M. Califf For For Management
1.3 Elect Director Sandford D. Smith For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CYTOMX THERAPEUTICS, INC.
Ticker: CTMX Security ID: 23284F105
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James R. Meyers For Against Management
1b Elect Director Halley Gilbert For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DENALI THERAPEUTICS INC.
Ticker: DNLI Security ID: 24823R105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas Cole For Withhold Management
1.2 Elect Director Jay Flatley For Withhold Management
1.3 Elect Director Marc Tessier-Lavigne For Withhold Management
1.4 Elect Director Nancy A. Thornberry For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DICERNA PHARMACEUTICALS, INC.
Ticker: DRNA Security ID: 253031108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Fambrough, For For Management
III
1b Elect Director J. Kevin Buchi For For Management
1c Elect Director Stephen Doberstein For For Management
1d Elect Director Martin Freed For For Management
1e Elect Director Patrick M. Gray For For Management
1f Elect Director Stephen J. Hoffman For For Management
1g Elect Director Adam M. Koppel For Against Management
1h Elect Director Marc D. Kozin For For Management
1i Elect Director Cynthia Smith For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DYNAVAX TECHNOLOGIES CORPORATION
Ticker: DVAX Security ID: 268158201
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francis R. Cano For For Management
1.2 Elect Director Peter Paradiso For For Management
1.3 Elect Director Peggy V. Phillips For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EDITAS MEDICINE, INC.
Ticker: EDIT Security ID: 28106W103
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Meeta Chatterjee For For Management
1.2 Elect Director Andrew Hirsch For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EIDOS THERAPEUTICS, INC.
Ticker: EIDX Security ID: 28249H104
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date: DEC 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FATE THERAPEUTICS, INC.
Ticker: FATE Security ID: 31189P102
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Hershberg For For Management
1.2 Elect Director Michael Lee For For Management
1.3 Elect Director William H. Rastetter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
FIBROGEN, INC.
Ticker: FGEN Security ID: 31572Q808
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Schoeneck For For Management
1b Elect Director Jeffrey W. Henderson For For Management
1c Elect Director Maykin Ho For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FORMA THERAPEUTICS HOLDINGS, INC.
Ticker: FMTX Security ID: 34633R104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Selwyn M. Vickers For For Management
1.2 Elect Director Wayne A.I. Frederick For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FREQUENCY THERAPEUTICS, INC.
Ticker: FREQ Security ID: 35803L108
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cynthia L. Feldmann For For Management
1.2 Elect Director Michael Huang For Withhold Management
1.3 Elect Director Joel S. Marcus For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
G1 THERAPEUTICS, INC.
Ticker: GTHX Security ID: 3621LQ109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. (Jack) Bailey, For Withhold Management
Jr.
1.2 Elect Director Willie A. Deese For Withhold Management
1.3 Elect Director Cynthia L. Schwalm For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GERON CORPORATION
Ticker: GERN Security ID: 374163103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Scarlett For For Management
1.2 Elect Director Robert J. Spiegel For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GOSSAMER BIO, INC.
Ticker: GOSS Security ID: 38341P102
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell Cox For Withhold Management
1.2 Elect Director Renee Gala For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HARPOON THERAPEUTICS, INC.
Ticker: HARP Security ID: 41358P106
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jonathan Drachman For Withhold Management
1b Elect Director Joseph Bailes For Withhold Management
1c Elect Director Ron Hunt For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HOMOLOGY MEDICINES, INC.
Ticker: FIXX Security ID: 438083107
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew R. Patterson For Withhold Management
1.2 Elect Director Mary Thistle For Withhold Management
1.3 Elect Director Arthur O. Tzianabos For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HUMANIGEN, INC.
Ticker: HGEN Security ID: 444863203
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cameron Durrant For For Management
1.2 Elect Director Ronald Barliant For For Management
1.3 Elect Director Rainer Boehm For For Management
1.4 Elect Director Cheryl Buxton For For Management
1.5 Elect Director Dale Chappell For For Management
2 Ratify HORNE LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
IGM BIOSCIENCES, INC.
Ticker: IGMS Security ID: 449585108
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUN 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Qualified Employee Stock For Against Management
Purchase Plan
2 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
IGM BIOSCIENCES, INC.
Ticker: IGMS Security ID: 449585108
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen Behrens For Withhold Management
1.2 Elect Director Michael Loberg For Withhold Management
1.3 Elect Director Christina Teng Topsoe For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Increase Authorized Common Stock For Against Management
--------------------------------------------------------------------------------
IMMATICS N.V.
Ticker: IMTX Security ID: N44445109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year 2020
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4 Elect Eliot R. Forster to Supervisory For For Management
Board
5 Elect Friedrich H. von Bohlen to For For Management
Supervisory Board
6 Reelect Paul R. Carter to Supervisory For For Management
Board
7 Reelect Michael G. Atieh to For For Management
Supervisory Board
8 Approve Extension of the Authorisation For Against Management
of the Management Board to Acquire
Ordinary Shares or Depositary Receipts
9 Approve Extension of the Authorisation For Against Management
of the Management Board to Acquire
Preferred Shares or Depositary Receipts
10 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
--------------------------------------------------------------------------------
IMMUNITYBIO, INC.
Ticker: IBRX Security ID: 45256X103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick Soon-Shiong For Withhold Management
1.2 Elect Director Richard Adcock For For Management
1.3 Elect Director Michael D. Blaszyk For For Management
1.4 Elect Director John Owen Brennan For For Management
1.5 Elect Director Wesley Clark For For Management
1.6 Elect Director Cheryl L. Cohen For Withhold Management
1.7 Elect Director Linda Maxwell For For Management
1.8 Elect Director Christobel Selecky For For Management
1.9 Elect Director Barry J. Simon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
IMMUNOGEN, INC.
Ticker: IMGN Security ID: 45253H101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Stephen C. McCluski For For Management
2.2 Elect Director Richard J. Wallace For For Management
2.3 Elect Director Mark Goldberg For For Management
2.4 Elect Director Dean J. Mitchell For For Management
2.5 Elect Director Kristine Peterson For For Management
2.6 Elect Director Mark J. Enyedy For For Management
2.7 Elect Director Stuart A. Arbuckle For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INHIBRX, INC.
Ticker: INBX Security ID: 45720L107
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jon Faiz Kayyem For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
INOVIO PHARMACEUTICALS, INC.
Ticker: INO Security ID: 45773H201
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Joseph Kim For For Management
1.2 Elect Director Simon X. Benito For For Management
1.3 Elect Director Ann C. Miller For For Management
1.4 Elect Director Jay P. Shepard For For Management
1.5 Elect Director David B. Weiner For For Management
1.6 Elect Director Wendy L. Yarno For For Management
1.7 Elect Director Lota S. Zoth For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTELLIA THERAPEUTICS, INC.
Ticker: NTLA Security ID: 45826J105
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred Cohen For Withhold Management
1.2 Elect Director Jean-Francois Formela For Withhold Management
1.3 Elect Director Frank Verwiel For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IOVANCE BIOTHERAPEUTICS, INC.
Ticker: IOVA Security ID: 462260100
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Iain Dukes For For Management
1.2 Elect Director Maria Fardis For For Management
1.3 Elect Director Athena Countouriotis For For Management
1.4 Elect Director Ryan Maynard For For Management
1.5 Elect Director Merrill A. McPeak For For Management
1.6 Elect Director Wayne P. Rothbaum For For Management
1.7 Elect Director Michael Weiser For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ITEOS THERAPEUTICS, INC.
Ticker: ITOS Security ID: 46565G104
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Detlev Biniszkiewicz For Against Management
1b Elect Director Derek DiRocco For Against Management
2 Ratify Deloitte Bedrijfsrevisoren / For For Management
Reviseurs d'Entreprises BV/SRL as
Auditors
--------------------------------------------------------------------------------
IVERIC BIO, INC.
Ticker: ISEE Security ID: 46583P102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark S. Blumenkranz For For Management
1.2 Elect Director Axel Bolte For For Management
1.3 Elect Director Calvin W. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
KADMON HOLDINGS, INC.
Ticker: KDMN Security ID: 48283N106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harlan W. Waksal For For Management
1.2 Elect Director Tasos G. Konidaris For Withhold Management
1.3 Elect Director Eugene Bauer For Withhold Management
1.4 Elect Director Cynthia Schwalm For Withhold Management
1.5 Elect Director David E. Cohen For Withhold Management
1.6 Elect Director Arthur Kirsch For For Management
1.7 Elect Director Nancy Miller-Rich For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
KARUNA THERAPEUTICS, INC.
Ticker: KRTX Security ID: 48576A100
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher J. Coughlin For Withhold Management
1b Elect Director James Healy For Withhold Management
1c Elect Director Jeffrey Jonas For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KEROS THERAPEUTICS, INC.
Ticker: KROS Security ID: 492327101
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jasbir Seehra For Withhold Management
1.2 Elect Director Nima Farzan For Withhold Management
1.3 Elect Director Julius Knowles For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KEZAR LIFE SCIENCES, INC.
Ticker: KZR Security ID: 49372L100
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean-Pierre Sommadossi For Withhold Management
1b Elect Director John Fowler For Withhold Management
1c Elect Director Christopher Kirk For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KINIKSA PHARMACEUTICALS, LTD.
Ticker: KNSA Security ID: G5269C101
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Felix J. Baker For Withhold Management
1b Elect Director Tracey L. McCain For Withhold Management
1c Elect Director Kimberly J. Popovits For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
KODIAK SCIENCES INC.
Ticker: KOD Security ID: 50015M109
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Felix J. Baker For Withhold Management
1.2 Elect Director Victor Perlroth For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KRYSTAL BIOTECH, INC.
Ticker: KRYS Security ID: 501147102
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Suma M. Krishnan For Withhold Management
1.2 Elect Director Julian S. Gangolli For Withhold Management
2 Ratify Mayer Hoffman McCann P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
KURA ONCOLOGY, INC.
Ticker: KURA Security ID: 50127T109
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Troy E. Wilson For Withhold Management
1.2 Elect Director Faheem Hasnain For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEGEND BIOTECH CORP.
Ticker: LEGN Security ID: 52490G102
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Ratify Ernst & Young Hua Ming LLP as For For Management
Auditors
3 Elect Director Ye Wang For Against Management
4 Elect Director Darren Xiaohui Ji For For Management
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
MACROGENICS, INC.
Ticker: MGNX Security ID: 556099109
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth Galbraith For For Management
1.2 Elect Director Scott Jackson For For Management
1.3 Elect Director David Stump For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MADRIGAL PHARMACEUTICALS, INC.
Ticker: MDGL Security ID: 558868105
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rebecca Taub For For Management
1.2 Elect Director Fred B. Craves For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Other Business For Against Management
--------------------------------------------------------------------------------
MARINUS PHARMACEUTICALS, INC.
Ticker: MRNS Security ID: 56854Q200
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Austin For For Management
1.2 Elect Director Michael R. Dougherty For For Management
1.3 Elect Director Elan Ezickson For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEI PHARMA, INC.
Ticker: MEIP Security ID: 55279B202
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevan E. Clemens For For Management
1.2 Elect Director Daniel P. Gold For For Management
1.3 Elect Director Tamar D. Howson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
MEIRAGTX HOLDINGS PLC
Ticker: MGTX Security ID: G59665102
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexandria Forbes For For Management
1.2 Elect Director Keith R. Harris For Withhold Management
1.3 Elect Director Lord Mendoza For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
--------------------------------------------------------------------------------
MERSANA THERAPEUTICS, INC.
Ticker: MRSN Security ID: 59045L106
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willard H. Dere For Withhold Management
1.2 Elect Director Martin H. Huber For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MIRATI THERAPEUTICS, INC.
Ticker: MRTX Security ID: 60468T105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Baum For For Management
1.2 Elect Director Bruce L.A. Carter For For Management
1.3 Elect Director Julie M. Cherrington For For Management
1.4 Elect Director Aaron I. Davis For Withhold Management
1.5 Elect Director Henry J. Fuchs For For Management
1.6 Elect Director Michael Grey For Withhold Management
1.7 Elect Director Faheem Hasnain For For Management
1.8 Elect Director Craig Johnson For For Management
1.9 Elect Director Maya Martinez-Davis For For Management
1.10 Elect Director Shalini Sharp For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MIRUM PHARMACEUTICALS, INC.
Ticker: MIRM Security ID: 604749101
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurent Fischer For Withhold Management
1.2 Elect Director Patrick Heron For Withhold Management
1.3 Elect Director Niall O'Donnell For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MOLECULAR TEMPLATES, INC.
Ticker: MTEM Security ID: 608550109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Lanfear For Against Management
1.2 Elect Director Scott Morenstein For Against Management
1.3 Elect Director Corsee Sanders For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MORPHIC HOLDING, INC.
Ticker: MORF Security ID: 61775R105
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gustav Christensen For Withhold Management
1.2 Elect Director Martin Edwards For For Management
1.3 Elect Director Susannah Gray For For Management
1.4 Elect Director Amir Nashat For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MYOVANT SCIENCES LTD.
Ticker: MYOV Security ID: G637AM102
Meeting Date: SEP 15, 2020 Meeting Type: Annual
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrie Curran For Against Management
1b Elect Director Mark Guinan For For Management
1c Elect Director Adele Gulfo For Against Management
1d Elect Director Hiroshi Nomura For Against Management
1e Elect Director Myrtle Potter For Against Management
1f Elect Director Kathleen Sebelius For Against Management
1g Elect Director Lynn Seely For Against Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NANTKWEST, INC.
Ticker: NK Security ID: 63016Q102
Meeting Date: MAR 08, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with the For For Management
Merger
2 Approve Merger Agreement For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NEXTCURE, INC.
Ticker: NXTC Security ID: 65343E108
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elaine V. Jones For Against Management
1b Elect Director Chau Q. Khuong For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NGM BIOPHARMACEUTICALS, INC.
Ticker: NGM Security ID: 62921N105
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jin-Long Chen For Withhold Management
1b Elect Director Roger M. Perlmutter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NKARTA, INC.
Ticker: NKTX Security ID: 65487U108
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tiba Aynechi For Withhold Management
1.2 Elect Director Fouad Azzam For Withhold Management
1.3 Elect Director Paul Hastings For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NOVAVAX, INC.
Ticker: NVAX Security ID: 670002401
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Douglas For For Management
1b Elect Director Margaret G. McGlynn For For Management
1c Elect Director David M. Mott For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify April 2020 Equity Awards For For Management
5 Ratify June 2020 Equity Awards For For Management
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ODONATE THERAPEUTICS, INC.
Ticker: ODT Security ID: 676079106
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Tang For For Management
1.2 Elect Director Aaron Davis For Against Management
1.3 Elect Director Craig Johnson For For Management
1.4 Elect Director Laura Johnson For For Management
1.5 Elect Director Robert Rosen For For Management
2 Ratify Baker Tilly US, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORCHARD THERAPEUTICS PLC
Ticker: ORTX Security ID: 68570P101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Charles A. Rowland, Jr. as For Against Management
Director
2 Elect Joanne T. Beck as Director For Against Management
3 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
4 Ratify the Appointment of For For Management
PricewaterhouseCoopers LLP as the
Company's Independent Registered
Public Accounting Firm for the Fiscal
Year Ending 31 December 2021
5 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
6 Accept Financial Statements and For For Management
Statutory Reports
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Approve Remuneration Report For For Management
9 Authorise Issue of Equity For Against Management
10 Authorise Issue of Equity without For Against Management
Pre-emptive Rights
--------------------------------------------------------------------------------
ORIC PHARMACEUTICALS, INC.
Ticker: ORIC Security ID: 68622P109
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Heyman For Withhold Management
1.2 Elect Director Lori Kunkel For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OYSTER POINT PHARMA, INC.
Ticker: OYST Security ID: 69242L106
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ali Behbahani For Withhold Management
1.2 Elect Director Benjamin Tsai For Withhold Management
1.3 Elect Director Aimee Weisner For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PHATHOM PHARMACEUTICALS, INC.
Ticker: PHAT Security ID: 71722W107
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael F. Cola For Withhold Management
1b Elect Director Asit Parikh For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PLIANT THERAPEUTICS, INC.
Ticker: PLRX Security ID: 729139105
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hoyoung Huh For Withhold Management
1b Elect Director Neil Exter For Withhold Management
1c Elect Director David Pyott For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PRECIGEN, INC.
Ticker: PGEN Security ID: 74017N105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Randal Kirk For For Management
1b Elect Director Cesar Alvarez For Against Management
1c Elect Director Steven Frank For For Management
1d Elect Director Vinita Gupta For For Management
1e Elect Director Fred Hassan For For Management
1f Elect Director Jeffrey Kindler For For Management
1g Elect Director Dean Mitchell For For Management
1h Elect Director Helen Sabzevari For For Management
1i Elect Director Robert Shapiro For For Management
1j Elect Director James Turley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PRECISION BIOSCIENCES, INC.
Ticker: DTIL Security ID: 74019P108
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley R. Frankel For For Management
1.2 Elect Director Derek Jantz For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PROTAGONIST THERAPEUTICS, INC.
Ticker: PTGX Security ID: 74366E102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah A. O'Dowd For For Management
1.2 Elect Director William D. Waddill For Withhold Management
1.3 Elect Director Lewis T. "Rusty" For Withhold Management
Williams
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PROTHENA CORPORATION PLC
Ticker: PRTA Security ID: G72800108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard T. Collier For For Management
1b Elect Director Shane M. Cooke For For Management
1c Elect Director K. Anders O. Harfstrand For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Approve Reduction in Capital and For For Management
Creation of Distributable Reserves
--------------------------------------------------------------------------------
PROVENTION BIO, INC.
Ticker: PRVB Security ID: 74374N102
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ashleigh Palmer For For Management
1.2 Elect Director Jeffrey Bluestone For For Management
1.3 Elect Director Avery Catlin For For Management
1.4 Elect Director Sean Doherty For For Management
1.5 Elect Director Wayne Pisano For Withhold Management
1.6 Elect Director Nancy Wysenski For For Management
2 Ratify EisnerAmper LLP as Auditor For For Management
--------------------------------------------------------------------------------
PROVENTION BIO, INC.
Ticker: PRVB Security ID: 74374N102
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ashleigh Palmer For For Management
1.2 Elect Director Jeffrey Bluestone For For Management
1.3 Elect Director Avery Catlin For For Management
1.4 Elect Director Sean Doherty For Withhold Management
1.5 Elect Director Wayne Pisano For Withhold Management
1.6 Elect Director Nancy Wysenski For Withhold Management
1.7 Elect Director John Jenkins For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Increase Authorized Common Stock For For Management
5 Ratify EisnerAmper LLP as Auditors For For Management
--------------------------------------------------------------------------------
RAPT THERAPEUTICS, INC
Ticker: RAPT Security ID: 75382E109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda Kozick For Withhold Management
1.2 Elect Director William J. Rieflin For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
REATA PHARMACEUTICALS, INC.
Ticker: RETA Security ID: 75615P103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. McClellan, For Withhold Management
Jr.
1.2 Elect Director William E. Rose For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
REGENXBIO INC.
Ticker: RGNX Security ID: 75901B107
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Luke M. Beshar For Withhold Management
1.2 Elect Director Kenneth T. Mills For Withhold Management
1.3 Elect Director David C. Stump For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to For For Management
Add Federal Forum Selection Provision
--------------------------------------------------------------------------------
RELAY THERAPEUTICS, INC.
Ticker: RLAY Security ID: 75943R102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sanjiv K. Patel For Withhold Management
1.2 Elect Director Linda A. Hill For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RELMADA THERAPEUTICS, INC.
Ticker: RLMD Security ID: 75955J402
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Glasspool For Withhold Management
1.2 Elect Director Paul Kelly For For Management
2 Ratify Marcum LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
REPARE THERAPEUTICS, INC.
Ticker: RPTX Security ID: 760273102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerel Davis For Withhold Management
1.2 Elect Director Todd Foley For Withhold Management
1.3 Elect Director Ann D. Rhoads For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
REVOLUTION MEDICINES, INC.
Ticker: RVMD Security ID: 76155X100
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth McKee Anderson For Withhold Management
1.2 Elect Director Neil Exter For Withhold Management
1.3 Elect Director Flavia Borellini For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RHYTHM PHARMACEUTICALS, INC.
Ticker: RYTM Security ID: 76243J105
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart A. Arbuckle For Withhold Management
1.2 Elect Director Christophe R. Jean For Withhold Management
1.3 Elect Director Lynn A. Tetrault For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
RIGEL PHARMACEUTICALS, INC.
Ticker: RIGL Security ID: 766559603
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregg A. Lapointe For For Management
1.2 Elect Director Brian L. Kotzin For For Management
1.3 Elect Director Gary A. Lyons For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ROCKET PHARMACEUTICALS, INC.
Ticker: RCKT Security ID: 77313F106
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roderick Wong For Withhold Management
1b Elect Director Carsten Boess For For Management
1c Elect Director Pedro Granadillo For Withhold Management
1d Elect Director Gotham Makker For Withhold Management
1e Elect Director Gaurav Shah For Withhold Management
1f Elect Director David P. Southwell For Withhold Management
1g Elect Director Naveen Yalamanchi For Withhold Management
1h Elect Director Elisabeth Bjork For For Management
2 Ratify EisnerAmper LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
RUBIUS THERAPEUTICS, INC.
Ticker: RUBY Security ID: 78116T103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pablo J. Cagnoni For Withhold Management
1.2 Elect Director Francis Cuss For Withhold Management
1.3 Elect Director Jonathan R. Symonds For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SANGAMO THERAPEUTICS, INC.
Ticker: SGMO Security ID: 800677106
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Carey For For Management
1.2 Elect Director Kenneth J. Hillan For For Management
1.3 Elect Director Alexander D. Macrae For For Management
1.4 Elect Director John H. Markels For For Management
1.5 Elect Director James R. Meyers For For Management
1.6 Elect Director H. Stewart Parker For For Management
1.7 Elect Director Saira Ramasastry For For Management
1.8 Elect Director Karen L. Smith For For Management
1.9 Elect Director Joseph S. Zakrzewski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SCHOLAR ROCK HOLDING CORPORATION
Ticker: SRRK Security ID: 80706P103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Flier For Withhold Management
1.2 Elect Director Amir Nashat For Withhold Management
1.3 Elect Director Akshay Vaishnaw For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SELECTA BIOSCIENCES, INC.
Ticker: SELB Security ID: 816212104
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Goran Ando For Withhold Management
1.2 Elect Director Carrie S. Cox For Withhold Management
1.3 Elect Director Aymeric Sallin For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SERES THERAPEUTICS, INC.
Ticker: MCRB Security ID: 81750R102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory Behar For Withhold Management
1.2 Elect Director Paul R. Biondi For Withhold Management
1.3 Elect Director Kurt C. Graves For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SORRENTO THERAPEUTICS, INC.
Ticker: SRNE Security ID: 83587F202
Meeting Date: OCT 16, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Henry Ji For For Management
1b Elect Director Dorman Followwill For Withhold Management
1c Elect Director Kim D. Janda For For Management
1d Elect Director David Lemus For For Management
1e Elect Director Jaisim Shah For For Management
1f Elect Director Robin L. Smith For For Management
1g Elect Director Yue Alexander Wu For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Amend Omnibus Stock Plan For Against Management
5 Approve Grant of Stock Options to For Against Management
Henry Ji
--------------------------------------------------------------------------------
SPRINGWORKS THERAPEUTICS, INC.
Ticker: SWTX Security ID: 85205L107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Freda Lewis-Hall For Withhold Management
1.2 Elect Director Jeffrey Schwartz For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
STOKE THERAPEUTICS, INC.
Ticker: STOK Security ID: 86150R107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur A. Levin For Withhold Management
1.2 Elect Director Jennifer C. Burstein For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SUTRO BIOPHARMA, INC.
Ticker: STRO Security ID: 869367102
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Lobacki For Withhold Management
1.2 Elect Director Daniel H. Petree For Withhold Management
1.3 Elect Director Shalini Sharp For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SYNDAX PHARMACEUTICALS, INC.
Ticker: SNDX Security ID: 87164F105
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer Jarrett For Withhold Management
1.2 Elect Director William Meury For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SYROS PHARMACEUTICALS, INC.
Ticker: SYRS Security ID: 87184Q107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Srinivas Akkaraju For Withhold Management
1.2 Elect Director Phillip A. Sharp For Withhold Management
1.3 Elect Director Richard A. Young For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TG THERAPEUTICS, INC.
Ticker: TGTX Security ID: 88322Q108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurence N. Charney For Withhold Management
1.2 Elect Director Yann Echelard For Withhold Management
1.3 Elect Director William J. Kennedy For Withhold Management
1.4 Elect Director Kenneth Hoberman For Withhold Management
1.5 Elect Director Daniel Hume For Withhold Management
1.6 Elect Director Sagar Lonial For Withhold Management
1.7 Elect Director Michael S. Weiss For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRANSLATE BIO, INC.
Ticker: TBIO Security ID: 89374L104
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Owen Hughes For Withhold Management
1.2 Elect Director Ronald C. Renaud, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TRICIDA, INC.
Ticker: TCDA Security ID: 89610F101
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathryn Falberg For Withhold Management
1.2 Elect Director Gerrit Klaerner For Withhold Management
1.3 Elect Director Klaus R. Veitinger For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Stock Option Exchange Program For Against Management
--------------------------------------------------------------------------------
TURNING POINT THERAPEUTICS, INC.
Ticker: TPTX Security ID: 90041T108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Simeon J. George For Withhold Management
1.2 Elect Director Carol Gallagher For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNIQURE N.V.
Ticker: QURE Security ID: N90064101
Meeting Date: DEC 01, 2020 Meeting Type: Special
Record Date: NOV 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert Gut as Non-Executive For For Management
Director
--------------------------------------------------------------------------------
UNIQURE N.V.
Ticker: QURE Security ID: N90064101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Management Board For For Management
3 Elect Director David Meek For For Management
4 Elect Director Paula Soteropoulos For For Management
5 Amend Omnibus Stock Plan For Against Management
6 Grant Board Authority to Issue Shares For Against Management
and Options
7 Grant Board Authority to Issue Shares For Against Management
and Restrict/Exclude Preemptive Rights
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Ratify KPMG Accountants N.V. as For For Management
Auditors
10 Increase Authorized Common Stock For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UROVANT SCIENCES LTD.
Ticker: UROV Security ID: G9381B108
Meeting Date: MAR 23, 2021 Meeting Type: Special
Record Date: JAN 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VAXART, INC.
Ticker: VXRT Security ID: 92243A200
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Wheadon For For Management
1.2 Elect Director Karen J. Wilson For For Management
1.3 Elect Director Todd C. Davis For For Management
1.4 Elect Director Michael J. Finney For Withhold Management
1.5 Elect Director Andrei Floroiu For For Management
1.6 Elect Director Robert A. Yedid For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify OUM & Co. LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERASTEM, INC.
Ticker: VSTM Security ID: 92337C104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gina Consylman For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VIKING THERAPEUTICS, INC.
Ticker: VKTX Security ID: 92686J106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Lian For Withhold Management
1.2 Elect Director Lawson Macartney For Withhold Management
2 Ratify Marcum LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
VIR BIOTECHNOLOGY, INC.
Ticker: VIR Security ID: 92764N102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert Nelsen For Withhold Management
1b Elect Director Robert Perez For Withhold Management
1c Elect Director Phillip Sharp For Withhold Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
VOYAGER THERAPEUTICS, INC.
Ticker: VYGR Security ID: 92915B106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Higgins For Withhold Management
1.2 Elect Director Nancy Vitale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WAVE LIFE SCIENCES LTD.
Ticker: WVE Security ID: Y95308105
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: JUN 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul B. Bolno For For Management
1b Elect Director Mark H.N. Corrigan For For Management
1c Elect Director Christian O. Henry For For Management
1d Elect Director Peter Kolchinsky For For Management
1e Elect Director Amy Pott For For Management
1f Elect Director Adrian Rawcliffe For For Management
1g Elect Director Ken Takanashi For For Management
1h Elect Director Aik Na Tan For For Management
1i Elect Director Gregory L. Verdine For For Management
1j Elect Director Heidi L. Wagner For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Audit Committee to Fix Their
Remuneration
3 Approve Non-Employee Directors' For For Management
Compensation
4 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
XBIOTECH INC.
Ticker: XBIT Security ID: 98400H102
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Simard For For Management
1.2 Elect Director W. Thorpe McKenzie For For Management
1.3 Elect Director Jan-Paul Waldin For Withhold Management
1.4 Elect Director Donald H. MacAdam For For Management
1.5 Elect Director Peter Libby For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
XENCOR, INC.
Ticker: XNCR Security ID: 98401F105
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bassil I. Dahiyat For For Management
1.2 Elect Director Ellen G. Feigal For For Management
1.3 Elect Director Kevin C. Gorman For For Management
1.4 Elect Director Kurt A. Gustafson For For Management
1.5 Elect Director Yujiro S. Hata For For Management
1.6 Elect Director A. Bruce Montgomery For For Management
1.7 Elect Director Richard J. Ranieri For For Management
1.8 Elect Director Dagmar Rosa-Bjorkeson For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
XENON PHARMACEUTICALS INC.
Ticker: XENE Security ID: 98420N105
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Simon N. Pimstone For For Management
1.2 Elect Director Mohammad Azab For For Management
1.3 Elect Director Steven Gannon For For Management
1.4 Elect Director Elizabeth Garofalo For For Management
1.5 Elect Director Michael Hayden For Withhold Management
1.6 Elect Director Patrick Machado For For Management
1.7 Elect Director Ian Mortimer For For Management
1.8 Elect Director Gary Patou For For Management
1.9 Elect Director Dawn Svoronos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
--------------------------------------------------------------------------------
ZENTALIS PHARMACEUTICALS, INC.
Ticker: ZNTL Security ID: 98943L107
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimberly Blackwell For For Management
1.2 Elect Director Enoch Kariuki For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ZIOPHARM ONCOLOGY, INC.
Ticker: ZIOP Security ID: 98973P101
Meeting Date: DEC 15, 2020 Meeting Type: Proxy Contest
Record Date: OCT 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Green Proxy Card)
1 Revoke Consent to Approve the Bylaw For Did Not Vote Shareholder
Restoration
2.1 Revoke Consent to Remove Scott For Did Not Vote Shareholder
Braunstein as Director
2.2 Revoke Consent to Remove J. Kevin For Did Not Vote Shareholder
Buchi as Director
2.3 Revoke Consent to Remove Elan Z. For Did Not Vote Shareholder
Ezickson as Director
2.4 Revoke Consent to Remove Scott Tarriff For Did Not Vote Shareholder
as Director
2.5 Revoke Consent to Remove Any Person For Did Not Vote Shareholder
Elected or Appointed to the Board
During the Consent Solicitation
3 Revoke Consent to Amend Bylaws to For Did Not Vote Shareholder
Provide Stockholders the Exclusive
Ability to Fill Any Newly Created
Vacancies on the Board
4 Revoke Consent to Amend Bylaws to For Did Not Vote Shareholder
Provide Stockholders the Exclusive
Ability to Fix Size of the Board at
Seven Directors
5.1 Revoke Consent to Elect Robert Postma For Did Not Vote Shareholder
as Director
5.2 Revoke Consent to Elect Jaime Vieser For Did Not Vote Shareholder
as Director
5.3 Revoke Consent to Elect Holger Weis as For Did Not Vote Shareholder
Director
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card)
1 Consent to Approve the Bylaw For For Shareholder
Restoration
2.1 Consent to Remove Scott Braunstein as For Abstain Shareholder
Director
2.2 Consent to Remove J. Kevin Buchi as For Against Shareholder
Director
2.3 Consent to Remove Elan Z. Ezickson as For For Shareholder
Director
2.4 Consent to Remove Scott Tarriff as For For Shareholder
Director
2.5 Consent to Remove Any Person Elected For Against Shareholder
or Appointed to the Board During the
Consent Solicitation
3 Consent to Amend Bylaws to Provide For Against Shareholder
Stockholders the Exclusive Ability to
Fill Any Newly Created Vacancies on
the Board
4 Consent to Amend Bylaws to Provide For Against Shareholder
Stockholders the Exclusive Ability to
Fix Size of the Board at Seven
Directors
5.1 Consent to Elect Robert Postma as For Against Shareholder
Director
5.2 Consent to Elect Jaime Vieser as For For Shareholder
Director
5.3 Consent to Elect Holger Weis as For For Shareholder
Director
--------------------------------------------------------------------------------
ZIOPHARM ONCOLOGY, INC.
Ticker: ZIOP Security ID: 98973P101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Bowden For For Management
1.2 Elect Director Heidi Hagen For For Management
1.3 Elect Director James Huang For For Management
1.4 Elect Director Robert W. Postma For For Management
1.5 Elect Director Mary Thistle For For Management
1.6 Elect Director Jaime Vieser For For Management
1.7 Elect Director Holger Weis For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ZYMEWORKS INC.
Ticker: ZYME Security ID: 98985W102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan Mahony For Withhold Management
1.2 Elect Director Kelvin Neu For Withhold Management
1.3 Elect Director Ali Tehrani For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
===================== Virtus LifeSci Biotech Products ETF ======================
ACADIA PHARMACEUTICALS INC.
Ticker: ACAD Security ID: 004225108
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Biggar For For Management
1.2 Elect Director Julian C. Baker For For Management
1.3 Elect Director Daniel B. Soland For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACCELERON PHARMA INC.
Ticker: XLRN Security ID: 00434H108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Habib J. Dable For For Management
1b Elect Director Terrence C. Kearney For For Management
1c Elect Director Karen L. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC.
Ticker: AGIO Security ID: 00847X104
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Company Assets For For Management
--------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC.
Ticker: AGIO Security ID: 00847X104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kaye Foster For For Management
1.2 Elect Director Maykin Ho For For Management
1.3 Elect Director John M. Maraganore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 11, 2021 Meeting Type: Special
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALNYLAM PHARMACEUTICALS, INC.
Ticker: ALNY Security ID: 02043Q107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dennis A. Ausiello For For Management
1b Elect Director Olivier Brandicourt For For Management
1c Elect Director Marsha H. Fanucci For For Management
1d Elect Director David E.I. Pyott For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director Robert A. Bradway For For Management
1c Elect Director Brian J. Druker For For Management
1d Elect Director Robert A. Eckert For For Management
1e Elect Director Greg C. Garland For For Management
1f Elect Director Charles M. Holley, Jr. For For Management
1g Elect Director Tyler Jacks For For Management
1h Elect Director Ellen J. Kullman For For Management
1i Elect Director Amy E. Miles For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMICUS THERAPEUTICS, INC.
Ticker: FOLD Security ID: 03152W109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Wheeler For For Management
1.2 Elect Director Burke W. Whitman For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BEIGENE, LTD.
Ticker: 6160 Security ID: 07725L102
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of Option to Acquire For For Management
Shares Pursuant to the Share Purchase
Agreement
--------------------------------------------------------------------------------
BEIGENE, LTD.
Ticker: 6160 Security ID: 07725L102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Donald W. Glazer For For Management
2 Elect Director Michael Goller For For Management
3 Elect Director Thomas Malley For For Management
4 Elect Director Corazon (Corsee) D. For For Management
Sanders
5 Ratify Ernst & Young Hua Ming LLP and For For Management
Ernst & Young as Auditors
6 Authorize the Board of Directors to For For Management
Issue, Allot, or Deal with Unissued
Ordinary Shares and/or American
Depositary Shares
7 Approve Connected Person Placing For For Management
Authorization I
8 Approve Connected Person Placing For For Management
Authorization IA
9 Approve Connected Person Placing For For Management
Authorization II
10 Approve Connected Person Placing For For Management
Authorization IIA
11 Approve Direct Purchase Option For For Management
12 Approve Grant of Restricted Shares For Against Management
Unit to John V. Oyler
13 Approve Grant of Restricted Shares For Against Management
Unit to Xiaodong Wang
14 Approve Grant of Restricted Shares For Against Management
Unit to Other Non-Executive and
Independent Non-Executive Directors
15 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
16 Amend Articles For For Management
17 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
BIOGEN INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alexander J. Denner For For Management
1b Elect Director Caroline D. Dorsa For For Management
1c Elect Director Maria C. Freire For For Management
1d Elect Director William A. Hawkins For For Management
1e Elect Director William D. Jones For For Management
1f Elect Director Nancy L. Leaming For For Management
1g Elect Director Jesus B. Mantas For For Management
1h Elect Director Richard C. Mulligan For For Management
1i Elect Director Stelios Papadopoulos For For Management
1j Elect Director Brian S. Posner For For Management
1k Elect Director Eric K. Rowinsky For For Management
1l Elect Director Stephen A. Sherwin For For Management
1m Elect Director Michel Vounatsos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to For For Management
Add Federal Forum Selection Provision
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
BIOHAVEN PHARMACEUTICAL HOLDING COMPANY LTD.
Ticker: BHVN Security ID: G11196105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julia P. Gregory For Against Management
1b Elect Director Michael T. Heffernan For Against Management
1c Elect Director Robert J. Hugin For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC.
Ticker: BMRN Security ID: 09061G101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Jacques Bienaime For For Management
1.2 Elect Director Elizabeth McKee Anderson For For Management
1.3 Elect Director Willard Dere For For Management
1.4 Elect Director Michael Grey For Withhold Management
1.5 Elect Director Elaine J. Heron For For Management
1.6 Elect Director Maykin Ho For For Management
1.7 Elect Director Robert J. Hombach For For Management
1.8 Elect Director V. Bryan Lawlis For For Management
1.9 Elect Director Richard A. Meier For For Management
1.10 Elect Director David E.I. Pyott For For Management
1.11 Elect Director Dennis J. Slamon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BIONTECH SE
Ticker: BNTX Security ID: 09075V102
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
5 Approve Creation of EUR 123.2 Million For Against Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
6 Amend Stock Option Plan 2017/2019 For For Management
7 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 8.4
Million Pool of Conditional Capital to
Guarantee Conversion Rights
8 Amend 2019 Resolution on the For For Management
Repurchase and Reissuance of Shares
9 Amend 2019 Resolution on the For For Management
Repurchase and Reissuance of Shares
10 Approve Remuneration Policy For For Management
11 Approve Remuneration of Supervisory For For Management
Board
12 Cancel Affiliation Agreement with JPT For For Management
Peptide Technologies GmbH
13.a Approve Affiliation Agreements with For For Management
JPT Peptide Technologies GmbH
13.b Approve Affiliation Agreements with For For Management
BioNTech Manufacturing Marburg GmbH
13.c Approve Affiliation Agreements with For For Management
reSano GmbH
--------------------------------------------------------------------------------
BLUEPRINT MEDICINES CORPORATION
Ticker: BPMC Security ID: 09627Y109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George D. Demetri For Withhold Management
1.2 Elect Director Lynn Seely For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DECIPHERA PHARMACEUTICALS, INC.
Ticker: DCPH Security ID: 24344T101
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Bristol For Withhold Management
1.2 Elect Director Frank S. Friedman For Withhold Management
1.3 Elect Director Ron Squarer For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ENANTA PHARMACEUTICALS, INC.
Ticker: ENTA Security ID: 29251M106
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kristine Peterson For For Management
1.2 Elect Director Terry C. Vance For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EPIZYME, INC.
Ticker: EPZM Security ID: 29428V104
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Grant Bogle For For Management
1.2 Elect Director Kevin T. Conroy For Withhold Management
1.3 Elect Director Carl Goldfischer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ESPERION THERAPEUTICS, INC.
Ticker: ESPR Security ID: 29664W105
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey Berkowitz For For Management
1b Elect Director Antonio M. Gotto, Jr. For For Management
1c Elect Director Nicole Vitullo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EXELIXIS, INC.
Ticker: EXEL Security ID: 30161Q104
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles Cohen For For Management
1b Elect Director Carl B. Feldbaum For For Management
1c Elect Director Maria C. Freire For For Management
1d Elect Director Alan M. Garber For For Management
1e Elect Director Vincent T. Marchesi For For Management
1f Elect Director Michael M. Morrissey For For Management
1g Elect Director Stelios Papadopoulos For For Management
1h Elect Director George Poste For For Management
1i Elect Director Julie Anne Smith For For Management
1j Elect Director Lance Willsey For For Management
1k Elect Director Jack L. Wyszomierski For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacqueline K. Barton For For Management
1b Elect Director Jeffrey A. Bluestone For For Management
1c Elect Director Sandra J. Horning For For Management
1d Elect Director Kelly A. Kramer For For Management
1e Elect Director Kevin E. Lofton For For Management
1f Elect Director Harish Manwani For For Management
1g Elect Director Daniel P. O'Day For For Management
1h Elect Director Javier J. Rodriguez For For Management
1i Elect Director Anthony Welters For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
GLOBAL BLOOD THERAPEUTICS, INC.
Ticker: GBT Security ID: 37890U108
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott W. Morrison For Withhold Management
1.2 Elect Director Deval L. Patrick For Withhold Management
1.3 Elect Director Mark L. Perry For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HALOZYME THERAPEUTICS, INC.
Ticker: HALO Security ID: 40637H109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Pierre Bizzari For For Management
1.2 Elect Director James M. Daly For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HARMONY BIOSCIENCES HOLDINGS, INC.
Ticker: HRMY Security ID: 413197104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For Withhold Management
1.2 Elect Director R. Mark Graf For For Management
1.3 Elect Director John C. Jacobs For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INCYTE CORPORATION
Ticker: INCY Security ID: 45337C102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian C. Baker For For Management
1.2 Elect Director Jean-Jacques Bienaime For For Management
1.3 Elect Director Paul J. Clancy For For Management
1.4 Elect Director Wendy L. Dixon For For Management
1.5 Elect Director Jacqualyn A. Fouse For For Management
1.6 Elect Director Edmund P. Harrigan For For Management
1.7 Elect Director Katherine A. High For For Management
1.8 Elect Director Herve Hoppenot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INSMED INCORPORATED
Ticker: INSM Security ID: 457669307
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Brennan For For Management
1.2 Elect Director Leo Lee For For Management
1.3 Elect Director Carol A. Schafer For For Management
1.4 Elect Director Melvin Sharoky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INTERCEPT PHARMACEUTICALS, INC.
Ticker: ICPT Security ID: 45845P108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paolo Fundaro For For Management
1b Elect Director Jerome Durso For For Management
1c Elect Director Srinivas Akkaraju For For Management
1d Elect Director Luca Benatti For For Management
1e Elect Director Daniel Bradbury For For Management
1f Elect Director Keith Gottesdiener For For Management
1g Elect Director Nancy Miller-Rich For For Management
1h Elect Director Mark Pruzanski For For Management
1i Elect Director Dagmar Rosa-Bjorkeson For For Management
1j Elect Director Gino Santini For For Management
1k Elect Director Glenn Sblendorio For For Management
2 Approve Stock Option Exchange Program For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTRA-CELLULAR THERAPIES, INC.
Ticker: ITCI Security ID: 46116X101
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Rawlins For For Management
1.2 Elect Director Joel S. Marcus For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IONIS PHARMACEUTICALS, INC.
Ticker: IONS Security ID: 462222100
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brett Monia For For Management
1.2 Elect Director Frederick T. Muto For Withhold Management
1.3 Elect Director Peter N. Reikes For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
IRONWOOD PHARMACEUTICALS, INC.
Ticker: IRWD Security ID: 46333X108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark G. Currie For For Management
1.2 Elect Director Alexander J. Denner For For Management
1.3 Elect Director Jon R. Duane For For Management
1.4 Elect Director Marla L. Kessler For For Management
1.5 Elect Director Catherine Moukheibir For For Management
1.6 Elect Director Lawrence S. Olanoff For For Management
1.7 Elect Director Jay P. Shepard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
KARYOPHARM THERAPEUTICS INC.
Ticker: KPTI Security ID: 48576U106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deepika R. Pakianathan For For Management
1.2 Elect Director Richard Paulson For For Management
1.3 Elect Director Chen Schor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED
Ticker: LGND Security ID: 53220K504
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED
Ticker: LGND Security ID: 53220K504
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason M. Aryeh For For Management
1.2 Elect Director Sarah Boyce For For Management
1.3 Elect Director Todd C. Davis For For Management
1.4 Elect Director Nancy R. Gray For For Management
1.5 Elect Director John L. Higgins For For Management
1.6 Elect Director John W. Kozarich For For Management
1.7 Elect Director John L. LaMattina For For Management
1.8 Elect Director Sunil Patel For For Management
1.9 Elect Director Stephen L. Sabba For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MODERNA, INC.
Ticker: MRNA Security ID: 60770K107
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Langer For Withhold Management
1.2 Elect Director Elizabeth Nabel For Withhold Management
1.3 Elect Director Elizabeth Tallett For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEKTAR THERAPEUTICS
Ticker: NKTR Security ID: 640268108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeff Ajer For For Management
1b Elect Director Robert B. Chess For For Management
1c Elect Director Roy A. Whitfield For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC.
Ticker: NBIX Security ID: 64125C109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Rastetter For For Management
1.2 Elect Director George J. Morrow For For Management
1.3 Elect Director Leslie V. Norwalk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OMEROS CORPORATION
Ticker: OMER Security ID: 682143102
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Bumol For For Management
1b Elect Director Gregory A. Demopulos For For Management
1c Elect Director Leroy E. Hood For Against Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PTC THERAPEUTICS, INC.
Ticker: PTCT Security ID: 69366J200
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emma Reeve For For Management
1.2 Elect Director Michael Schmertzler For For Management
1.3 Elect Director Glenn D. Steele, Jr. For For Management
1.4 Elect Director Mary Smith For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RADIUS HEALTH, INC.
Ticker: RDUS Security ID: 750469207
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Owen Hughes For Against Management
1b Elect Director G. Kelly Martin For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director N. Anthony Coles For For Management
1b Elect Director Arthur F. Ryan For For Management
1c Elect Director George L. Sing For Against Management
1d Elect Director Marc Tessier-Lavigne For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SAGE THERAPEUTICS, INC.
Ticker: SAGE Security ID: 78667J108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth (Liz) Barrett For Withhold Management
1.2 Elect Director Geno Germano For Withhold Management
1.3 Elect Director Steven Paul For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SAREPTA THERAPEUTICS, INC.
Ticker: SRPT Security ID: 803607100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Barry For For Management
1.2 Elect Director M. Kathleen Behrens For For Management
1.3 Elect Director Claude Nicaise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEAGEN INC.
Ticker: SGEN Security ID: 81181C104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Felix J. Baker For For Management
1b Elect Director Clay B. Siegall For For Management
1c Elect Director Nancy A. Simonian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THERAVANCE BIOPHARMA, INC.
Ticker: TBPH Security ID: G8807B106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eran Broshy For For Management
1.2 Elect Director Laurie Smaldone Alsup For For Management
1.3 Elect Director Burton G. Malkiel For For Management
2 Ratify Appointment of Deepika R. For For Management
Pakianathan as Director
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRAVERE THERAPEUTICS, INC.
Ticker: TVTX Security ID: 89422G107
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Aselage For For Management
1.2 Elect Director Roy D. Baynes For For Management
1.3 Elect Director Suzanne Bruhn For For Management
1.4 Elect Director Tim Coughlin For For Management
1.5 Elect Director Eric Dube For For Management
1.6 Elect Director Gary Lyons For For Management
1.7 Elect Director Jeffrey Meckler For For Management
1.8 Elect Director John A. Orwin For For Management
1.9 Elect Director Sandra Poole For For Management
1.10 Elect Director Ron Squarer For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
ULTRAGENYX PHARMACEUTICAL INC.
Ticker: RARE Security ID: 90400D108
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Deborah Dunsire For For Management
1b Elect Director Michael Narachi For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION
Ticker: UTHR Security ID: 91307C102
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katherine Klein For For Management
1b Elect Director Ray Kurzweil For For Management
1c Elect Director Linda Maxwell For For Management
1d Elect Director Martine Rothblatt For For Management
1e Elect Director Louis Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
VANDA PHARMACEUTICALS INC.
Ticker: VNDA Security ID: 921659108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mihael H. Polymeropoulos For For Management
1b Elect Director Phaedra S. Chrousos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sangeeta Bhatia For For Management
1.2 Elect Director Lloyd Carney For For Management
1.3 Elect Director Alan Garber For For Management
1.4 Elect Director Terrence Kearney For For Management
1.5 Elect Director Reshma Kewalramani For For Management
1.6 Elect Director Yuchun Lee For For Management
1.7 Elect Director Jeffrey Leiden For For Management
1.8 Elect Director Margaret McGlynn For For Management
1.9 Elect Director Diana McKenzie For For Management
1.10 Elect Director Bruce Sachs For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Report on Political Contributions and Against For Shareholder
Expenditures
--------------------------------------------------------------------------------
Y-MABS THERAPEUTICS, INC.
Ticker: YMAB Security ID: 984241109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Gad For Withhold Management
1.2 Elect Director Claus Juan Moller-San For Withhold Management
Pedro
1.3 Elect Director Johan Wedell-Wedellsborg For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
==================== Virtus Newfleet Multi-Sector Bond ETF =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== Virtus Private Credit Strategy ETF ======================
APOLLO INVESTMENT CORPORATION
Ticker: AINV Security ID: 03761U502
Meeting Date: AUG 11, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeanette W. Loeb For Withhold Management
1.2 Elect Director Frank C. Puleo For Withhold Management
1.3 Elect Director Howard T. Widra For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: AUG 13, 2020 Meeting Type: Special
Record Date: JUN 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael K. Parks For Against Management
1b Elect Director Robert L. Rosen For Against Management
1c Elect Director Bennett Rosenthal For Against Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BAIN CAPITAL SPECIALTY FINANCE, INC.
Ticker: BCSF Security ID: 05684B107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Ewald For For Management
1b Elect Director Jay Margolis For Against Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
BARINGS BDC, INC.
Ticker: BBDC Security ID: 06759L103
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: OCT 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
3 Amend Investment Advisory Agreement For For Management
between Barings BDC and Barings
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BARINGS BDC, INC.
Ticker: BBDC Security ID: 06759L103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David Mihalick For For Management
1b Elect Director Thomas W. Okel For Against Management
1c Elect Director Jill Olmstead For Against Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
BARINGS CORPORATE INVESTORS
Ticker: MCI Security ID: 06759X107
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward P. Grace, III For For Management
1.2 Elect Director Clifford M. Noreen For For Management
1.3 Elect Director Eric J. Lloyd For For Management
--------------------------------------------------------------------------------
BLACKROCK CAPITAL INVESTMENT CORPORATION
Ticker: BKCC Security ID: 092533108
Meeting Date: MAY 03, 2021 Meeting Type: Special
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
BLACKROCK CAPITAL INVESTMENT CORPORATION
Ticker: BKCC Security ID: 092533108
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Meridee A. Moore For Withhold Management
1.2 Elect Director William E. Mayer For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BLACKROCK DEBT STRATEGIES FUND, INC.
Ticker: DSU Security ID: 09255R202
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cynthia L. Egan For For Management
1.2 Elect Director Michael J. Castellano For For Management
1.3 Elect Director Catherine A. Lynch For For Management
--------------------------------------------------------------------------------
BLACKROCK FLOATING RATE INCOME TRUST
Ticker: BGT Security ID: 091941104
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director R. Glenn Hubbard For For Management
1.3 Elect Director John M. Perlowski For For Management
1.4 Elect Director W. Carl Kester For For Management
--------------------------------------------------------------------------------
BLACKROCK LIMITED DURATION INCOME TRUST
Ticker: BLW Security ID: 09249W101
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director R. Glenn Hubbard For For Management
1.3 Elect Director John M. Perlowski For For Management
1.4 Elect Director W. Carl Kester For For Management
--------------------------------------------------------------------------------
BLACKROCK TCP CAPITAL CORP.
Ticker: TCPC Security ID: 09259E108
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen A. Corbet For For Management
1.2 Elect Director Eric J. Draut For For Management
1.3 Elect Director Andrea L. Petro For For Management
1.4 Elect Director M. Freddie Reiss For For Management
1.5 Elect Director Peter E. Schwab For For Management
1.6 Elect Director Karyn L. Williams For For Management
1.7 Elect Director Howard M. Levkowitz For For Management
1.8 Elect Director Rajneesh Vig For For Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
BLACKSTONE LONG-SHORT CREDIT INCOME FUND
Ticker: BGX Security ID: 09257D102
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Director Gary S. Schpero For For Management
--------------------------------------------------------------------------------
BLACKSTONE SENIOR FLOATING RATE TERM FUND
Ticker: BSL Security ID: 09256U105
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Jasper For For Management
1.2 Elect Director Gary S. Schpero For For Management
--------------------------------------------------------------------------------
BLACKSTONE STRATEGIC CREDIT FUND
Ticker: BGB Security ID: 09257R101
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
3 Elect Director Gary S. Schpero For For Management
--------------------------------------------------------------------------------
BNY MELLON ALCENTRA GLOBAL CREDIT INCOME 2024 TARGET TERM FUND, INC.
Ticker: DCF Security ID: 05588N108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph S. DiMartino For For Management
1.2 Elect Director Kenneth A. Himmel For Withhold Management
--------------------------------------------------------------------------------
CAPITAL SOUTHWEST CORPORATION
Ticker: CSWC Security ID: 140501107
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine S. Battist For For Management
1.2 Elect Director David R. Brooks For For Management
1.3 Elect Director Bowen S. Diehl For For Management
1.4 Elect Director Jack D. Furst For For Management
1.5 Elect Director T. Duane Morgan For For Management
1.6 Elect Director William R. Thomas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
CRESCENT CAPITAL BDC, INC.
Ticker: CCAP Security ID: 225655109
Meeting Date: DEC 17, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
between Crescent Capital BDC, Inc. and
Crescent Capital Advisors, LLC
2 Other Business For Against Management
--------------------------------------------------------------------------------
CRESCENT CAPITAL BDC, INC.
Ticker: CCAP Security ID: 225655109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven F. Strandberg For For Management
1b Elect Director Christopher G. Wright For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EAGLE POINT CREDIT COMPANY INC.
Ticker: ECC Security ID: 269808101
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott W. Appleby For For Management
1.2 Elect Director Jeffrey L. Weiss For For Management
--------------------------------------------------------------------------------
EATON VANCE FLOATING-RATE INCOME PLUS FUND
Ticker: EFF Security ID: 278284104
Meeting Date: MAR 19, 2021 Meeting Type: Proxy Contest
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1 Approve Investment Advisory and For For Management
Administrative Agreement with Eaton
Vance Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card)
1 Approve Investment Advisory and Against Did Not Vote Management
Administrative Agreement with Eaton
Vance Management
2 Authorize the Proxyholders to Decline For Did Not Vote Management
to Attend the Special Meeting
--------------------------------------------------------------------------------
EATON VANCE FLOATING-RATE INCOME PLUS FUND
Ticker: EFF Security ID: 278284104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan of Liquidation and For For Management
Termination
2a.1 Elect Director William H. Park For For Management
2a.2 Elect Director Keith Quinton For For Management
2a.3 Elect Director Susan J. Sutherland For For Management
--------------------------------------------------------------------------------
EATON VANCE SENIOR FLOATING-RATE TRUST
Ticker: EFR Security ID: 27828Q105
Meeting Date: AUG 13, 2020 Meeting Type: Annual
Record Date: JUN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For For Management
1b Elect Director Mark R. Fetting For For Management
1c Elect Director William H. Park For For Management
--------------------------------------------------------------------------------
EATON VANCE SENIOR FLOATING-RATE TRUST
Ticker: EFR Security ID: 27828Q105
Meeting Date: MAY 12, 2021 Meeting Type: Proxy Contest
Record Date: OCT 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1A Approve Investment Advisory Agreement For For Management
with Eaton Vance Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card)
1 Approve Investment Advisory Agreement Against Did Not Vote Management
with Eaton Vance Management
2 Authorize the Proxyholders to Decline None Did Not Vote Management
to Attend the Special Meeting
--------------------------------------------------------------------------------
EATON VANCE SENIOR INCOME TRUST
Ticker: EVF Security ID: 27826S103
Meeting Date: NOV 12, 2020 Meeting Type: Proxy Contest
Record Date: SEP 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1a.1 Elect Director Thomas E. Faust, Jr. For For Management
1a.2 Elect Director Cynthia E. Frost For Withhold Management
1a.3 Elect Director Susan J. Sutherland For Withhold Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card)
1.1 Elect Director Stephen G. Flanagan For Did Not Vote Shareholder
1.2 Elect Director Frederic Gabriel For Did Not Vote Shareholder
1.3 Elect Director Christopher A. Klepps For Did Not Vote Shareholder
--------------------------------------------------------------------------------
EATON VANCE SENIOR INCOME TRUST
Ticker: EVF Security ID: 27826S103
Meeting Date: JAN 12, 2021 Meeting Type: Proxy Contest
Record Date: OCT 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1A Approve Investment Advisory Agreement For For Management
with Eaton Vance Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card)
1 Approve Investment Advisory Agreement Against Did Not Vote Management
with Eaton Vance Management
2 Authorize the Proxyholders to Decline None Did Not Vote Management
to Attend the Special Meeting
--------------------------------------------------------------------------------
EATON VANCE SENIOR INCOME TRUST
Ticker: EVF Security ID: 27826S103
Meeting Date: JUN 24, 2021 Meeting Type: Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
with Eaton Vance Management
--------------------------------------------------------------------------------
FIRST EAGLE ALTERNATIVE CAPITAL BDC, INC.
Ticker: FCRD Security ID: 26943B100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Flynn For For Management
1.2 Elect Director Edmund P. Giambastiani, For For Management
Jr.
1.3 Elect Director Nancy Hawthorne For For Management
1.4 Elect Director James D. Kern For For Management
1.5 Elect Director Deborah McAneny For For Management
1.6 Elect Director Jane Musser Nelson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Certificate of Incorporation to For For Management
Provide Directors May Be Removed With
or Without Cause
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND
Ticker: FIV Security ID: 33740K101
Meeting Date: SEP 14, 2020 Meeting Type: Annual
Record Date: JUN 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Bowen For Withhold Management
1.2 Elect Director Robert F. Keith For For Management
--------------------------------------------------------------------------------
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
Ticker: FCT Security ID: 33733U108
Meeting Date: SEP 14, 2020 Meeting Type: Annual
Record Date: JUN 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Erickson For For Management
1.2 Elect Director Thomas R. Kadlec For For Management
--------------------------------------------------------------------------------
FS KKR CAPITAL CORP.
Ticker: FSK Security ID: 302635107
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth J. Sandler For For Management
1.2 Elect Director Michael J. Hagan For Withhold Management
1.3 Elect Director Jeffrey K. Harrow For Withhold Management
1.4 Elect Director James H. Kropp For For Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
FS KKR CAPITAL CORP.
Ticker: FSK Security ID: 302635206
Meeting Date: MAY 21, 2021 Meeting Type: Special
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Issue Shares in Connection with Merger For For Management
3 Amend Investment Advisory Agreement For For Management
with FS/KKR Advisor, LLC
--------------------------------------------------------------------------------
GARRISON CAPITAL INC.
Ticker: GARS Security ID: 366554103
Meeting Date: JUL 02, 2020 Meeting Type: Annual
Record Date: MAY 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew Westwood For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
GARRISON CAPITAL INC.
Ticker: GARS Security ID: 366554103
Meeting Date: OCT 19, 2020 Meeting Type: Special
Record Date: AUG 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GLADSTONE CAPITAL CORPORATION
Ticker: GLAD Security ID: 376535100
Meeting Date: FEB 04, 2021 Meeting Type: Annual
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry Lee Brubaker For For Management
1.2 Elect Director Caren D. Merrick For For Management
1.3 Elect Director Walter H. Wilkinson, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GLADSTONE INVESTMENT CORPORATION
Ticker: GAIN Security ID: 376546107
Meeting Date: AUG 20, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Anthony W. Parker For For Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
GOLDMAN SACHS BDC, INC.
Ticker: GSBD Security ID: 38147U107
Meeting Date: OCT 02, 2020 Meeting Type: Special
Record Date: AUG 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Securities Transfer For For Management
Restrictions
3 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
GOLDMAN SACHS BDC, INC.
Ticker: GSBD Security ID: 38147U107
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carlos E. Evans For For Management
1.2 Elect Director Timothy J. Leach For For Management
1.3 Elect Director Susan B. McGee For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GOLUB CAPITAL BDC, INC.
Ticker: GBDC Security ID: 38173M102
Meeting Date: FEB 05, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John T. Baily For For Management
1b Elect Director Kenneth F. Bernstein For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HERCULES CAPITAL, INC.
Ticker: HTGC Security ID: 427096508
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gayle Crowell For For Management
1.2 Elect Director Thomas J. Fallon For Withhold Management
1.3 Elect Director Brad Koenig For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HORIZON TECHNOLOGY FINANCE CORPORATION
Ticker: HRZN Security ID: 44045A102
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edmund V. Mahoney For For Management
1.2 Elect Director Elaine A. Sarsynski For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
Ticker: VTA Security ID: 46132R104
Meeting Date: AUG 07, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Beth Ann Brown For For Management
1a.2 Elect Director Anthony J. LaCava, Jr. For For Management
1a.3 Elect Director Joel W. Motley For For Management
1a.4 Elect Director Teresa M. Ressel For For Management
1a.5 Elect Director Christopher L. Wilson For For Management
--------------------------------------------------------------------------------
INVESCO SENIOR INCOME TRUST
Ticker: VVR Security ID: 46131H107
Meeting Date: AUG 07, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Beth Ann Brown For For Management
1a.2 Elect Director Anthony J. LaCava, Jr. For For Management
1a.3 Elect Director Joel W. Motley For For Management
1a.4 Elect Director Teresa M. Ressel For For Management
1a.5 Elect Director Christopher L. Wilson For For Management
--------------------------------------------------------------------------------
KKR INCOME OPPORTUNITIES FUND
Ticker: KIO Security ID: 48249T106
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael E. Cahill For For Management
--------------------------------------------------------------------------------
MAIN STREET CAPITAL CORPORATION
Ticker: MAIN Security ID: 56035L104
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur L. French For For Management
1.2 Elect Director J. Kevin Griffin For For Management
1.3 Elect Director John E. Jackson For For Management
1.4 Elect Director Brian E. Lane For For Management
1.5 Elect Director Kay Matthews For For Management
1.6 Elect Director Dunia A. Shive For For Management
1.7 Elect Director Stephen B. Solcher For For Management
1.8 Elect Director Vincent D. Foster For For Management
1.9 Elect Director Dwayne L. Hyzak For For Management
2 Ratify Grant Thornton LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Charter to Allow Shareholders to For For Management
Amend Bylaws
--------------------------------------------------------------------------------
MONROE CAPITAL CORPORATION
Ticker: MRCC Security ID: 610335101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore L. Koenig For Withhold Management
1.2 Elect Director Jeffrey D. Steele For Withhold Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
MVC CAPITAL, INC.
Ticker: MVC Security ID: 553829102
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: OCT 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NEW MOUNTAIN FINANCE CORPORATION
Ticker: NMFC Security ID: 647551100
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Kline For For Management
1.2 Elect Director David Ogens For For Management
1.3 Elect Director Adam B. Weinstein For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NUVEEN CREDIT STRATEGIES INCOME FUND
Ticker: JQC Security ID: 67073D102
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Jack B. Evans For Withhold Management
1b.2 Elect Director Albin F. Moschner For Withhold Management
1b.3 Elect Director Matthew Thornton, III For For Management
--------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME FUND
Ticker: JFR Security ID: 67072T108
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A.1 Elect Director Jack B. Evans For Withhold Management
1A.2 Elect Director Matthew Thornton, III For For Management
--------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND
Ticker: JRO Security ID: 6706EN100
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A.1 Elect Director Jack B. Evans For Withhold Management
1A.2 Elect Director Matthew Thornton, III For For Management
--------------------------------------------------------------------------------
NUVEEN SENIOR INCOME FUND
Ticker: NSL Security ID: 67067Y104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Jack B. Evans For Withhold Management
1a.2 Elect Director Matthew Thornton, III For For Management
--------------------------------------------------------------------------------
OAKTREE SPECIALTY LENDING CORPORATION
Ticker: OCSL Security ID: 67401P108
Meeting Date: MAR 15, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deborah A. Gero For For Management
1.2 Elect Director Craig Jacobson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
OAKTREE STRATEGIC INCOME CORPORATION
Ticker: OCSI Security ID: 67402D104
Meeting Date: MAR 15, 2021 Meeting Type: Special
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
--------------------------------------------------------------------------------
OXFORD SQUARE CAPITAL CORP.
Ticker: OXSQ Security ID: 69181V107
Meeting Date: AUG 24, 2020 Meeting Type: Annual
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven P. Novak For Withhold Management
1.2 Elect Director Charles M. Royce For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PENNANTPARK FLOATING RATE CAPITAL LTD.
Ticker: PFLT Security ID: 70806A106
Meeting Date: FEB 09, 2021 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marshall Brozost For Against Management
1b Elect Director Samuel L. Katz For Against Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
PENNANTPARK INVESTMENT CORPORATION
Ticker: PNNT Security ID: 708062104
Meeting Date: FEB 09, 2021 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marshall Brozost For Against Management
1b Elect Director Adam K. Bernstein For Against Management
1c Elect Director Jeffrey Flug For Against Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
PIONEER FLOATING RATE TRUST
Ticker: PHD Security ID: 72369J102
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: JUN 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diane P. Durnin For For Management
1.2 Elect Director Benjamin M. Friedman For For Management
1.3 Elect Director Kenneth J. Taubes For For Management
--------------------------------------------------------------------------------
PORTMAN RIDGE FINANCE CORPORATION
Ticker: PTMN Security ID: 73688F102
Meeting Date: OCT 19, 2020 Meeting Type: Special
Record Date: AUG 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PROSPECT CAPITAL CORPORATION
Ticker: PSEC Security ID: 74348T102
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William J. Gremp For Against Management
2 Declassify the Board of Directors Against For Shareholder
3 Request Board to Negotiate with Against Against Shareholder
Prospect Capital Management LP
Regarding Fee and Incentive Structure
--------------------------------------------------------------------------------
PROSPECT CAPITAL CORPORATION
Ticker: PSEC Security ID: 74348T102
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
SARATOGA INVESTMENT CORP.
Ticker: SAR Security ID: 80349A208
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Grisius For For Management
1.2 Elect Director G. Cabell Williams For Withhold Management
--------------------------------------------------------------------------------
SIXTH STREET SPECIALTY LENDING, INC.
Ticker: TSLX Security ID: 83012A109
Meeting Date: MAY 26, 2021 Meeting Type: Special
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
SIXTH STREET SPECIALTY LENDING, INC.
Ticker: TSLX Security ID: 83012A109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Higginbotham For For Management
1.2 Elect Director David Stiepleman For For Management
1.3 Elect Director Ronald Tanemura For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SOLAR CAPITAL LTD.
Ticker: SLRC Security ID: 83413U100
Meeting Date: OCT 06, 2020 Meeting Type: Annual
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Spohler For For Management
1.2 Elect Director Steven Hochberg For Withhold Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
SOLAR SENIOR CAPITAL LTD.
Ticker: SUNS Security ID: 83416M105
Meeting Date: OCT 06, 2020 Meeting Type: Annual
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Gross For For Management
1.2 Elect Director Leonard A. Potter For Withhold Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
STELLUS CAPITAL INVESTMENT CORPORATION
Ticker: SCM Security ID: 858568108
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert T. Ladd For For Management
1.2 Elect Director J. Tim Arnoult For Withhold Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
TCG BDC, INC.
Ticker: CGBD Security ID: 872280102
Meeting Date: OCT 28, 2020 Meeting Type: Special
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
TCG BDC, INC.
Ticker: CGBD Security ID: 872280102
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nigel D.T. Andrews For Withhold Management
1b Elect Director Aren C. LeeKong For For Management
1c Elect Director William H. Wright, II For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRIPLEPOINT VENTURE GROWTH BDC CORP.
Ticker: TPVG Security ID: 89677Y100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sajal K. Srivastava For For Management
1b Elect Director Stephen A. Cassani For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VOYA PRIME RATE TRUST
Ticker: PPR Security ID: 92913A100
Meeting Date: JUL 09, 2020 Meeting Type: Proxy Contest
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1.1 Elect Director Colleen D. Baldwin For For Management
1.2 Elect Director John V. Boyer For For Management
1.3 Elect Director Patricia W. Chadwick For For Management
1.4 Elect Director Martin J. Gavin For For Management
1.5 Elect Director Joseph E. Obermeyer For For Management
1.6 Elect Director Sheryl K. Pressler For For Management
1.7 Elect Director Dina Santoro For For Management
1.8 Elect Director Christopher P. Sullivan For For Management
2 Authorize a Self-Tender Offer for 40% Against Against Shareholder
of the Outstanding Shares at or Close
to Net Asset Value
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card)
1.1 Elect Director Aditya Bindal For Did Not Vote Shareholder
1.2 Elect Director Peter Borish For Did Not Vote Shareholder
1.3 Elect Director Karen Caldwell For Did Not Vote Shareholder
1.4 Elect Director Charles I. Clarvit For Did Not Vote Shareholder
1.5 Elect Director Ketu Desai For Did Not Vote Shareholder
1.6 Elect Director Kieran Goodwin For Did Not Vote Shareholder
1.7 Elect Director Andrew Kellerman For Did Not Vote Shareholder
1.8 Elect Director Neal Nellinger For Did Not Vote Shareholder
2 Terminate All Advisory and Management For Did Not Vote Shareholder
Agreements between Voya Prime Rate
Trust and Voya Investments, LLC
3 Authorize a Self-Tender Offer for 40% For Did Not Vote Shareholder
of the Outstanding Shares at or Close
to Net Asset Value
--------------------------------------------------------------------------------
VOYA PRIME RATE TRUST
Ticker: PPR Security ID: 92913A100
Meeting Date: MAY 21, 2021 Meeting Type: Special
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Management For For Management
Agreement between Voya Prime Rate
Trust and Saba Capital Management, L.P.
2 Approve Elimination of Fundamental For For Management
Investment Restriction Relating to
Investing in Warrants
3 Approve Elimination of Fundamental For For Management
Investment Restriction Relating to
Purchasing or Selling Equity
Securities, Engaging in Short-Selling
and the Use of Certain Option
Arrangements
4 Approve Elimination of Fundamental For For Management
Investment Restriction Relating to
Investing in Other Investment Companies
5 Approve Change in the For For Management
Sub-Classification of the Fund from
"Diversified" to "Non-Diversified" Fund
6 Approve Change of the Investment For Against Management
Objective and Make the Investment
Objective Non-Fundamental
7 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
WHITEHORSE FINANCE, INC.
Ticker: WHF Security ID: 96524V106
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stuart Aronson For For Management
1b Elect Director Jay Carvell For For Management
1c Elect Director Rick P. Frier For For Management
2 Ratify Crowe LLP as Auditors For For Management
========================= Virtus Real Asset Income ETF =========================
AGNICO EAGLE MINES LIMITED
Ticker: AEM Security ID: 008474108
Meeting Date: APR 30, 2021 Meeting Type: Annual/Special
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leona Aglukkaq For For Management
1.2 Elect Director Sean Boyd For For Management
1.3 Elect Director Martine A. Celej For For Management
1.4 Elect Director Robert J. Gemmell For For Management
1.5 Elect Director Mel Leiderman For For Management
1.6 Elect Director Deborah McCombe For For Management
1.7 Elect Director James D. Nasso For For Management
1.8 Elect Director Sean Riley For For Management
1.9 Elect Director J. Merfyn Roberts For For Management
1.10 Elect Director Jamie C. Sokalsky For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Amend Stock Option Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
AGREE REALTY CORPORATION
Ticker: ADC Security ID: 008492100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Agree For For Management
1.2 Elect Director Karen Dearing For For Management
1.3 Elect Director Michael Hollman For For Management
1.4 Elect Director John Rakolta, Jr. For For Management
1.5 Elect Director Jerome Rossi For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For For Management
1.2 Elect Director Steven R. Hash For For Management
1.3 Elect Director James P. Cain For Against Management
1.4 Elect Director Maria C. Freire For Against Management
1.5 Elect Director Jennifer Friel Goldstein For For Management
1.6 Elect Director Richard H. Klein For For Management
1.7 Elect Director Michael A. Woronoff For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALGONQUIN POWER & UTILITIES CORP.
Ticker: AQN Security ID: 015857105
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Ernst & Young LLP as Auditors For For Management
2.1 Elect Director Christopher Ball For For Management
2.2 Elect Director Arun Banskota For For Management
2.3 Elect Director Melissa Stapleton Barnes For For Management
2.4 Elect Director Christopher Huskilson For For Management
2.5 Elect Director D. Randy Laney For For Management
2.6 Elect Director Carol Leaman For For Management
2.7 Elect Director Kenneth Moore For For Management
2.8 Elect Director Masheed Saidi For For Management
2.9 Elect Director Dilek Samil For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ALLIANT ENERGY CORPORATION
Ticker: LNT Security ID: 018802108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger K. Newport For For Management
1.2 Elect Director Dean C. Oestreich For For Management
1.3 Elect Director Carol P. Sanders For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Costs and Benefits of Against Against Shareholder
Environmental Related Expenditures
--------------------------------------------------------------------------------
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
Ticker: AIV Security ID: 03748R754
Meeting Date: NOV 20, 2020 Meeting Type: Proxy Contest
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1 Revoke Consent to Call a Special For Did Not Vote Shareholder
Meeting to Approve a Non-Binding
Resolution Urging the Board to Put Any
Proposed Separation or Spin-Off To a
Vote At a Meeting of Stockholders
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card)
1 Consent to Call a Special Meeting to For For Shareholder
Approve a Non-Binding Resolution
Urging the Board to Put Any Proposed
Separation or Spin-Off To a Vote At a
Meeting of Stockholders
2 Consent to Exercise All Rights of For For Shareholder
Common Shareholders Incidental to
Calling the Special Meeting and
Causing the Purposes of the Authority
Expressly Granted Pursuant to the
Written Requests to the Designated
Agents to be Carried into Effect
--------------------------------------------------------------------------------
AVIENT CORPORATION
Ticker: AVNT Security ID: 05368V106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Abernathy For For Management
1.2 Elect Director Richard H. Fearon For For Management
1.3 Elect Director Gregory J. Goff For For Management
1.4 Elect Director William R. Jellison For For Management
1.5 Elect Director Sandra Beach Lin For For Management
1.6 Elect Director Kim Ann Mink For For Management
1.7 Elect Director Robert M. Patterson For For Management
1.8 Elect Director Kerry J. Preete For For Management
1.9 Elect Director Patricia Verduin For For Management
1.10 Elect Director William A. Wulfsohn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BARRICK GOLD CORPORATION
Ticker: GOLD Security ID: 067901108
Meeting Date: MAY 04, 2021 Meeting Type: Annual/Special
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Mark Bristow For For Management
1.2 Elect Director Gustavo A. Cisneros For For Management
1.3 Elect Director Christopher L. Coleman For For Management
1.4 Elect Director J. Michael Evans For For Management
1.5 Elect Director Brian L. Greenspun For For Management
1.6 Elect Director J. Brett Harvey For For Management
1.7 Elect Director Anne N. Kabagambe For For Management
1.8 Elect Director Andrew J. Quinn For For Management
1.9 Elect Director M. Loreto Silva For For Management
1.10 Elect Director John L. Thornton For For Management
2 Approve Pricewaterhousecoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Approve Reduction in Stated Capital For For Management
--------------------------------------------------------------------------------
BHP GROUP LIMITED
Ticker: BHP Security ID: 088606108
Meeting Date: OCT 14, 2020 Meeting Type: Annual
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Appoint Ernst & Young as Auditor of For For Management
the Company
3 Authorize the Risk and Audit Committee For For Management
to Fix Remuneration of the Auditors
4 Approve General Authority to Issue For For Management
Shares in BHP Group Plc
5 Approve General Authority to Issue For For Management
Shares in BHP Group Plc for Cash
6 Approve the Repurchase of Shares in For For Management
BHP Group Plc
7 Approve Remuneration Report for UK Law For For Management
Purposes
8 Approve Remuneration Report for For For Management
Australian Law Purposes
9 Approve Grant of Awards to Mike Henry For For Management
10 Approve Leaving Entitlements For For Management
11 Elect Xiaoqun Clever as Director For For Management
12 Elect Gary Goldberg as Director For For Management
13 Elect Mike Henry as Director For For Management
14 Elect Christine O'Reilly as Director For For Management
15 Elect Dion Weisler as Director For For Management
16 Elect Terry Bowen as Director For For Management
17 Elect Malcolm Broomhead as Director For For Management
18 Elect Ian Cockerill as Director For For Management
19 Elect Anita Frew as Director For For Management
20 Elect Susan Kilsby as Director For For Management
21 Elect John Mogford as Director For For Management
22 Elect Ken MacKenzie as Director For For Management
23 Amend Constitution of BHP Group Limited Against Against Shareholder
24 Adopt Interim Cultural Heritage Against Against Shareholder
Protection Measures
25 Approve Suspension of Memberships of Against Against Shareholder
Industry Associations where COVID-19
Related Advocacy is Inconsistent with
Paris Agreement Goals
--------------------------------------------------------------------------------
BLACK HILLS CORPORATION
Ticker: BKH Security ID: 092113109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linden R. Evans For For Management
1.2 Elect Director Barry M. Granger For For Management
1.3 Elect Director Tony A. Jensen For For Management
1.4 Elect Director Steven R. Mills For For Management
1.5 Elect Director Scott M. Prochazka For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BOISE CASCADE COMPANY
Ticker: BCC Security ID: 09739D100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nate Jorgensen For For Management
1b Elect Director Richard Fleming For For Management
1c Elect Director Mack Hogans For For Management
1d Elect Director Christopher McGowan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BRANDYWINE REALTY TRUST
Ticker: BDN Security ID: 105368203
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James C. Diggs For For Management
1b Elect Director Reginald DesRoches For For Management
1c Elect Director H. Richard Haverstick, For For Management
Jr.
1d Elect Director Terri A. Herubin For For Management
1e Elect Director Michael J. Joyce For For Management
1f Elect Director Charles P. Pizzi For For Management
1g Elect Director Gerard H. Sweeney For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION
Ticker: COG Security ID: 127097103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dorothy M. Ables For For Management
1.2 Elect Director Rhys J. Best For For Management
1.3 Elect Director Robert S. Boswell For For Management
1.4 Elect Director Amanda M. Brock For For Management
1.5 Elect Director Peter B. Delaney For For Management
1.6 Elect Director Dan O. Dinges For For Management
1.7 Elect Director W. Matt Ralls For For Management
1.8 Elect Director Marcus A. Watts For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director M. Elizabeth Cannon For For Management
1.3 Elect Director N. Murray Edwards For For Management
1.4 Elect Director Christopher L. Fong For For Management
1.5 Elect Director Gordon D. Giffin For For Management
1.6 Elect Director Wilfred A. Gobert For For Management
1.7 Elect Director Steve W. Laut For For Management
1.8 Elect Director Tim S. McKay For For Management
1.9 Elect Director Frank J. McKenna For For Management
1.10 Elect Director David A. Tuer For For Management
1.11 Elect Director Annette M. Verschuren For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CARETRUST REIT, INC.
Ticker: CTRE Security ID: 14174T107
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Allen C. Barbieri For For Management
1b Elect Director Jon D. Kline For For Management
1c Elect Director Diana M. Laing For For Management
1d Elect Director Spencer G. Plumb For For Management
1e Elect Director Gregory K. Stapley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CELANESE CORPORATION
Ticker: CE Security ID: 150870103
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean S. Blackwell For For Management
1b Elect Director William M. Brown For For Management
1c Elect Director Edward G. Galante For For Management
1d Elect Director Kathryn M. Hill For For Management
1e Elect Director David F. Hoffmeister For For Management
1f Elect Director Jay V. Ihlenfeld For For Management
1g Elect Director Deborah J. Kissire For For Management
1h Elect Director Kim K. W. Rucker For For Management
1i Elect Director Lori J. Ryerkerk For For Management
1j Elect Director John K. Wulff For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 386 Security ID: 16941R108
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of Assets and For For Management
External Investment
2 Approve Special Interim Dividend For For Shareholder
Distribution Plan for 2020
--------------------------------------------------------------------------------
CMS ENERGY CORPORATION
Ticker: CMS Security ID: 125896100
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jon E. Barfield For For Management
1b Elect Director Deborah H. Butler For For Management
1c Elect Director Kurt L. Darrow For For Management
1d Elect Director William D. Harvey For For Management
1e Elect Director Garrick J. Rochow For For Management
1f Elect Director John G. Russell For For Management
1g Elect Director Suzanne F. Shank For For Management
1h Elect Director Myrna M. Soto For For Management
1i Elect Director John G. Sznewajs For For Management
1j Elect Director Ronald J. Tanski For For Management
1k Elect Director Laura H. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Costs and Benefits of Against Against Shareholder
Environmental Related Expenditures
--------------------------------------------------------------------------------
CNOOC LIMITED
Ticker: 883 Security ID: 126132109
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Agreement and For For Management
Amendments to the Existing Non-Compete
Undertaking and Related Transactions
--------------------------------------------------------------------------------
COGENT COMMUNICATIONS HOLDINGS, INC.
Ticker: CCOI Security ID: 19239V302
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dave Schaeffer For For Management
1.2 Elect Director D. Blake Bath For For Management
1.3 Elect Director Steven D. Brooks For For Management
1.4 Elect Director Lewis H. Ferguson, III For Withhold Management
1.5 Elect Director Carolyn Katz For For Management
1.6 Elect Director Sheryl Kennedy For Withhold Management
1.7 Elect Director Marc Montagner For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles E. Bunch For For Management
1b Elect Director Caroline Maury Devine For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jody Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Jeffrey A. Joerres For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director Timothy A. Leach For For Management
1i Elect Director William H. McRaven For For Management
1j Elect Director Sharmila Mulligan For For Management
1k Elect Director Eric D. Mullins For For Management
1l Elect Director Arjun N. Murti For For Management
1m Elect Director Robert A. Niblock For For Management
1n Elect Director David T. Seaton For For Management
1o Elect Director R.A. Walker For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote For For Shareholder
5 Emission Reduction Targets Against For Shareholder
--------------------------------------------------------------------------------
CORESITE REALTY CORPORATION
Ticker: COR Security ID: 21870Q105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Stuckey For For Management
1.2 Elect Director Paul E. Szurek For For Management
1.3 Elect Director Jean A. Bua For For Management
1.4 Elect Director Kelly C. Chambliss For For Management
1.5 Elect Director Patricia L. Higgins For For Management
1.6 Elect Director Michael R. Koehler For For Management
1.7 Elect Director Michael H. Millegan For For Management
1.8 Elect Director David A. Wilson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COUSINS PROPERTIES INCORPORATED
Ticker: CUZ Security ID: 222795502
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles T. Cannada For For Management
1b Elect Director Robert M. Chapman For For Management
1c Elect Director M. Colin Connolly For For Management
1d Elect Director Scott W. Fordham For For Management
1e Elect Director Lillian C. Giornelli For For Management
1f Elect Director R. Kent Griffin, Jr. For For Management
1g Elect Director Donna W. Hyland For For Management
1h Elect Director R. Dary Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 22822V101
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director P. Robert Bartolo For For Management
1b Elect Director Jay A. Brown For For Management
1c Elect Director Cindy Christy For For Management
1d Elect Director Ari Q. Fitzgerald For For Management
1e Elect Director Andrea J. Goldsmith For For Management
1f Elect Director Lee W. Hogan For For Management
1g Elect Director Tammy K. Jones For For Management
1h Elect Director J. Landis Martin For For Management
1i Elect Director Anthony J. Melone For For Management
1j Elect Director W. Benjamin Moreland For For Management
1k Elect Director Kevin A. Stephens For For Management
1l Elect Director Matthew Thornton, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CUBESMART
Ticker: CUBE Security ID: 229663109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Piero Bussani For For Management
1.2 Elect Director Dorothy Dowling For For Management
1.3 Elect Director John W. Fain For For Management
1.4 Elect Director Marianne M. Keler For For Management
1.5 Elect Director Christopher P. Marr For For Management
1.6 Elect Director Deborah R. Salzberg For For Management
1.7 Elect Director John F. Remondi For For Management
1.8 Elect Director Jeffrey F. Rogatz For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CYRUSONE INC.
Ticker: CONE Security ID: 23283R100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce W. Duncan For For Management
1.2 Elect Director David H. Ferdman For For Management
1.3 Elect Director John W. Gamble, Jr. For For Management
1.4 Elect Director T. Tod Nielsen For For Management
1.5 Elect Director Denise Olsen For For Management
1.6 Elect Director Alex Shumate For For Management
1.7 Elect Director William E. Sullivan For For Management
1.8 Elect Director Lynn A. Wentworth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DELEK US HOLDINGS, INC.
Ticker: DK Security ID: 24665A103
Meeting Date: MAY 06, 2021 Meeting Type: Proxy Contest
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1.1 Elect Director Ezra Uzi Yemin For For Management
1.2 Elect Director William J. Finnerty For For Management
1.3 Elect Director Richard J. Marcogliese For For Management
1.4 Elect Director Gary M. Sullivan, Jr. For For Management
1.5 Elect Director Vicky Sutil For For Management
1.6 Elect Director Laurie Z. Tolson For For Management
1.7 Elect Director David Wiessman For For Management
1.8 Elect Director Shlomo Zohar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card)
1A Elect Directors Randall D. Balhorn For Did Not Vote Shareholder
1B Elect Director George J. Damiris For Did Not Vote Shareholder
1C Elect Director Robert Edward Kent, Jr. For Did Not Vote Shareholder
1D Management Nominee Ezra Uzi Yemin For Did Not Vote Shareholder
1E Management Nominee Richard J. For Did Not Vote Shareholder
Marcogliese
1F Management Nominee Gary M. Sullivan, For Did Not Vote Shareholder
Jr.
1G Management Nominee Vicky Sutil For Did Not Vote Shareholder
1H Management Nominee Laurie Z. Tolson For Did Not Vote Shareholder
2 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
4 Amend Omnibus Stock Plan Abstain Did Not Vote Management
5 Approve Qualified Employee Stock For Did Not Vote Management
Purchase Plan
--------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC.
Ticker: DLR Security ID: 253868103
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Laurence A. Chapman For Against Management
1b Elect Director Alexis Black Bjorlin For For Management
1c Elect Director VeraLinn "Dash" Jamieson For For Management
1d Elect Director Kevin J. Kennedy For For Management
1e Elect Director William G. LaPerch For Against Management
1f Elect Director Jean F.H.P. Mandeville For For Management
1g Elect Director Afshin Mohebbi For For Management
1h Elect Director Mark R. Patterson For Against Management
1i Elect Director Mary Hogan Preusse For Against Management
1j Elect Director Dennis E. Singleton For For Management
1k Elect Director A. William Stein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOMINION ENERGY, INC.
Ticker: D Security ID: 25746U109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director James A. Bennett For For Management
1B Elect Director Robert M. Blue For For Management
1C Elect Director Helen E. Dragas For For Management
1D Elect Director James O. Ellis, Jr. For For Management
1E Elect Director D. Maybank Hagood For For Management
1F Elect Director Ronald W. Jibson For For Management
1G Elect Director Mark J. Kington For For Management
1H Elect Director Joseph M. Rigby For For Management
1I Elect Director Pamela J. Royal For For Management
1J Elect Director Robert H. Spilman, Jr. For For Management
1K Elect Director Susan N. Story For For Management
1L Elect Director Michael E. Szymanczyk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Require Independent Board Chair Against For Shareholder
6 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
DOUGLAS EMMETT, INC.
Ticker: DEI Security ID: 25960P109
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan A. Emmett For For Management
1.2 Elect Director Jordan L. Kaplan For For Management
1.3 Elect Director Kenneth M. Panzer For For Management
1.4 Elect Director Leslie E. Bider For For Management
1.5 Elect Director Dorene C. Dominguez For For Management
1.6 Elect Director David T. Feinberg For For Management
1.7 Elect Director Virginia A. McFerran For Withhold Management
1.8 Elect Director Thomas E. O'Hern For For Management
1.9 Elect Director William E. Simon, Jr. For For Management
1.10 Elect Director Johnese M. Spisso For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DTE ENERGY COMPANY
Ticker: DTE Security ID: 233331107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard M. Anderson For For Management
1.2 Elect Director David A. Brandon For For Management
1.3 Elect Director Charles G. McClure, Jr. For For Management
1.4 Elect Director Gail J. McGovern For For Management
1.5 Elect Director Mark A. Murray For For Management
1.6 Elect Director Gerardo Norcia For For Management
1.7 Elect Director Ruth G. Shaw For For Management
1.8 Elect Director Robert C. Skaggs, Jr. For For Management
1.9 Elect Director David A. Thomas For For Management
1.10 Elect Director Gary H. Torgow For For Management
1.11 Elect Director James H. Vandenberghe For For Management
1.12 Elect Director Valerie M. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Political Contributions Against For Shareholder
6 Report on Costs and Benefits of Against Against Shareholder
Environmental Related Expenditures
--------------------------------------------------------------------------------
ECOPETROL SA
Ticker: ECOPETROL Security ID: 279158109
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Safety Guidelines None None Management
2 Verify Quorum None None Management
3 Opening by Chief Executive Officer None None Management
4 Approve Meeting Agenda For For Management
5 Elect Chairman of Meeting For For Management
6 Appoint Committee in Charge of For For Management
Scrutinizing Elections and Polling
7 Elect Meeting Approval Committee For For Management
8 Amend Articles For For Management
9 Present Board of Directors' Report on None None Management
its Operation, Development and
Compliance with the Corporate
Governance Code
10 Present Board of Directors and None None Management
Chairman's Report
11 Present Individual and Consolidated None None Management
Financial Statements
12 Present Auditor's Report None None Management
13 Approve Board of Directors' Report on For For Management
its Operation, Development and
Compliance with the Corporate
Governance Code
14 Approve Management Reports For For Management
15 Approve Individual and Consolidated For For Management
Financial Statements
16 Approve Allocation of Income For For Management
17 Elect Directors For For Management
18 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
19 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela L. Carter For For Management
1.2 Elect Director Marcel R. Coutu For For Management
1.3 Elect Director Susan M. Cunningham For For Management
1.4 Elect Director Gregory L. Ebel For For Management
1.5 Elect Director J. Herb England For For Management
1.6 Elect Director Gregory J. Goff For For Management
1.7 Elect Director V. Maureen Kempston For For Management
Darkes
1.8 Elect Director Teresa S. Madden For For Management
1.9 Elect Director Al Monaco For For Management
1.10 Elect Director Stephen S. Poloz For For Management
1.11 Elect Director Dan C. Tutcher For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ENEL AMERICAS SA
Ticker: ENELAM Security ID: 29274F104
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption of EGP For For Management
Americas SpA
2 Approve Related-Party Transaction Re: For For Management
Merger by Absorption of EGP Americas
SpA
3 Amend Articles; Consolidate Bylaws For For Management
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
5 Receive Report Regarding Related-Party None None Management
Transactions
--------------------------------------------------------------------------------
ENEL AMERICAS SA
Ticker: ENELAM Security ID: 29274F104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends
3.A Elect Borja Acha B. as Director For For Management
Nominated by Enel S.p.A.
3.B Elect Domingo Cruzat A. as Director For For Management
Nominated by Enel S.p.A.
3.C Elect Giulia Genuardi as Director For Withhold Management
Nominated by Enel S.p.A.
3.D Elect Patricio Gomez S. as Director For For Management
Nominated by Enel S.p.A.
3.E Elect Francesca Gostinelli as Director For Withhold Management
Nominated by Enel S.p.A.
3.F Elect Hernan Somerville S. as Director For Withhold Management
Nominated by Enel S.p.A.
3.G Elect Jose Antonio Vargas as Director For Withhold Management
Nominated by Enel S.p.A.
4 Approve Remuneration of Directors For For Management
5 Approve Remuneration of Directors' For For Management
Committee and Approve Their Budget for
FY 2021
6 Present Board's Report on Expenses; None None Management
Present Directors' Committee Report on
Activities and Expenses
7 Appoint Auditors For For Management
8 Designate Risk Assessment Companies For For Management
9 Approve Investment and Financing Policy For For Management
10 Present Dividend Policy and None None Management
Distribution Procedures
11 Receive Report Regarding Related-Party None None Management
Transactions
12 Present Report on Processing, None None Management
Printing, and Mailing Information
Required by Chilean Law
13 Other Business For Against Management
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENEL CHILE SA
Ticker: ENELCHILE Security ID: 29278D105
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends
3.A Elect Herman Chadwick Pinera as For For Management
Director Nominated by Enel S.p.A.
3.B Elect Isabella Alessio as Director For For Management
Nominated by Enel S.p.A.
3.C Elect Salvatore Bernabei as Director For For Management
Nominated by Enel S.p.A.
3.D Elect Monica Girardi as Director For For Management
Nominated by Enel S.p.A.
3.E Elect Fernan Gazmuri Plaza as Director For For Management
Nominated by Enel S.p.A.
3.F Elect Pablo Cabrera Gaete as Director For For Management
Nominated by Enel S.p.A.
4 Approve Remuneration of Directors For For Management
5 Approve Remuneration of Directors' For For Management
Committee and Approve Their Budget
6 Present Board's Report on Expenses; None None Management
Present Directors' Committee Report on
Activities and Expenses
7 Appoint Auditors For For Management
8 Elect Two Supervisory Account For For Management
Inspectors and their Alternates;
Approve their Remuneration
9 Designate Risk Assessment Companies For For Management
10 Approve Investment and Financing Policy For For Management
11 Present Dividend Policy and None None Management
Distribution Procedures
12 Receive Report Regarding Related-Party None None Management
Transactions
13 Present Report on Processing, None None Management
Printing, and Mailing Information
Required by Chilean Law
14 Other Business For Against Management
15 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director Robert P. Daniels For For Management
1d Elect Director James C. Day For For Management
1e Elect Director C. Christopher Gaut For For Management
1f Elect Director Michael T. Kerr For For Management
1g Elect Director Julie J. Robertson For For Management
1h Elect Director Donald F. Textor For For Management
1i Elect Director William R. Thomas For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angela M. Aman For For Management
1.2 Elect Director Raymond Bennett For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Connie K. Duckworth For For Management
1.5 Elect Director Mary Kay Haben For For Management
1.6 Elect Director Tahsinul Zia Huque For For Management
1.7 Elect Director John E. Neal For For Management
1.8 Elect Director David J. Neithercut For For Management
1.9 Elect Director Mark J. Parrell For For Management
1.10 Elect Director Mark S. Shapiro For For Management
1.11 Elect Director Stephen E. Sterrett For For Management
1.12 Elect Director Samuel Zell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC.
Ticker: ESS Security ID: 297178105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith R. Guericke For For Management
1.2 Elect Director Maria R. Hawthorne For For Management
1.3 Elect Director Amal M. Johnson For For Management
1.4 Elect Director Mary Kasaris For For Management
1.5 Elect Director Irving F. Lyons, III For For Management
1.6 Elect Director George M. Marcus For For Management
1.7 Elect Director Thomas E. Robinson For For Management
1.8 Elect Director Michael J. Schall For For Management
1.9 Elect Director Byron A. Scordelis For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVERGY, INC.
Ticker: EVRG Security ID: 30034W106
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David A. Campbell For For Management
1b Elect Director Mollie Hale Carter For For Management
1c Elect Director Thomas D. Hyde For For Management
1d Elect Director B. Anthony Isaac For For Management
1e Elect Director Paul M. Keglevic For For Management
1f Elect Director Mary L. Landrieu For For Management
1g Elect Director Sandra A.J. Lawrence For For Management
1h Elect Director Ann D. Murtlow For For Management
1i Elect Director Sandra J. Price For For Management
1j Elect Director Mark A. Ruelle For For Management
1k Elect Director S. Carl Soderstrom, Jr. For For Management
1l Elect Director John Arthur Stall For For Management
1m Elect Director C. John Wilder For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EVERSOURCE ENERGY
Ticker: ES Security ID: 30040W108
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cotton M. Cleveland For For Management
1.2 Elect Director James S. DiStasio For For Management
1.3 Elect Director Francis A. Doyle For For Management
1.4 Elect Director Linda Dorcena Forry For For Management
1.5 Elect Director Gregory M. Jones For For Management
1.6 Elect Director James J. Judge For For Management
1.7 Elect Director John Y. Kim For For Management
1.8 Elect Director Kenneth R. Leibler For For Management
1.9 Elect Director David H. Long For For Management
1.10 Elect Director William C. Van Faasen For For Management
1.11 Elect Director Frederica M. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche as Auditors For For Management
--------------------------------------------------------------------------------
EXTRA SPACE STORAGE INC.
Ticker: EXR Security ID: 30225T102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth M. Woolley For For Management
1.2 Elect Director Joseph D. Margolis For For Management
1.3 Elect Director Roger B. Porter For For Management
1.4 Elect Director Joseph J. Bonner For For Management
1.5 Elect Director Gary L. Crittenden For For Management
1.6 Elect Director Spencer F. Kirk For For Management
1.7 Elect Director Dennis J. Letham For For Management
1.8 Elect Director Diane Olmstead For For Management
1.9 Elect Director Julia Vander Ploeg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FMC CORPORATION
Ticker: FMC Security ID: 302491303
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre Brondeau For For Management
1b Elect Director Eduardo E. Cordeiro For For Management
1c Elect Director Carol Anthony (John) For For Management
Davidson
1d Elect Director Mark Douglas For For Management
1e Elect Director C. Scott Greer For For Management
1f Elect Director K'Lynne Johnson For For Management
1g Elect Director Dirk A. Kempthorne For For Management
1h Elect Director Paul J. Norris For For Management
1i Elect Director Margareth Ovrum For For Management
1j Elect Director Robert C. Pallash For For Management
1k Elect Director Vincent R. Volpe, Jr. For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FOUR CORNERS PROPERTY TRUST, INC.
Ticker: FCPT Security ID: 35086T109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William H. Lenehan For For Management
1b Elect Director John S. Moody For For Management
1c Elect Director Douglas B. Hansen For For Management
1d Elect Director Eric S. Hirschhorn For For Management
1e Elect Director Charles L. Jemley For For Management
1f Elect Director Marran H. Ogilvie For For Management
1g Elect Director Toni Steele For For Management
1h Elect Director Liz Tennican For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC.
Ticker: GLPI Security ID: 36467J108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter M. Carlino For For Management
1b Elect Director Carol (Lili) Lynton For For Management
1c Elect Director Joseph W. Marshall, III For For Management
1d Elect Director James B. Perry For For Management
1e Elect Director Barry F. Schwartz For For Management
1f Elect Director Earl C. Shanks For For Management
1g Elect Director E. Scott Urdang For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GETTY REALTY CORP.
Ticker: GTY Security ID: 374297109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher J. Constant For For Management
1b Elect Director Milton Cooper For Withhold Management
1c Elect Director Philip E. Coviello For Withhold Management
1d Elect Director Mary Lou Malanoski For For Management
1e Elect Director Richard E. Montag For For Management
1f Elect Director Howard B. Safenowitz For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Restricted Stock Plan For Against Management
--------------------------------------------------------------------------------
GLOBAL MEDICAL REIT INC.
Ticker: GMRE Security ID: 37954A204
Meeting Date: SEP 02, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey M. Busch For For Management
1.2 Elect Director Matthew L. Cypher For For Management
1.3 Elect Director Zhang Jingguo For Against Management
1.4 Elect Director Ronald Marston For For Management
1.5 Elect Director Roscoe M. Moore, Jr. For For Management
1.6 Elect Director Henry E. Cole For For Management
1.7 Elect Director Zhang Huiqi For For Management
1.8 Elect Director Paula R. Crowley For For Management
1.9 Elect Director Lori Wittman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GOLD FIELDS LTD.
Ticker: GFI Security ID: 38059T106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company
2.1 Elect Chris Griffith as Director For For Management
2.2 Elect Philisiwe Sibiya as Director For For Management
2.3 Re-elect Cheryl Carolus as Director For For Management
2.4 Re-elect Steven Reid as Director For For Management
2.5 Re-elect Carmen Letton as Director For For Management
3.1 Re-elect Yunus Suleman as Chairperson For For Management
of the Audit Committee
3.2 Re-elect Alhassan Andani as Member of For For Management
the Audit Committee
3.3 Re-elect Peter Bacchus as Member of For For Management
the Audit Committee
3.4 Elect Philisiwe Sibiya as Member of For For Management
the Audit Committee
4 Place Authorised but Unissued Shares For For Management
under Control of Directors
1 Authorise Board to Issue Shares for For For Management
Cash
1 Approve Remuneration Policy For For Management
2 Approve Remuneration Implementation For For Management
Report
2 Approve Remuneration of Non-Executive For For Management
Directors
3 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
4 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV
Ticker: GAPB Security ID: 400506101
Meeting Date: JUL 01, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reports in Compliance with For For Management
Article 28, Section IV of Mexican
Securities Market Law
2 Approve Discharge of Directors and For For Management
Officers
3 Approve Individual and Consolidated For For Management
Financial Statements and Approve
External Auditors' Report on Financial
Statements
4 Approve Allocation of Income in the For For Management
Amount of MXN 5.25 Billion
5 Cancel Pending Amount of MXN 1.55 For For Management
Billion of Share Repurchase Approved
at AGM on April 23, 2019; Set Share
Repurchase Maximum Amount of MXN 1.55
Billion
6 Information on Election or None None Management
Ratification of Four Directors and
Their Alternates of Series BB
Shareholders
7 Elect or Ratify Directors of Series B None None Management
Shareholders that Hold 10 Percent of
Share Capital
8 Elect or Ratify Directors of Series B For For Management
Shareholders
9 Elect or Ratify Board Chairman For For Management
10 Approve Remuneration of Directors for For For Management
Years 2019 and 2020
11 Elect or Ratify Director of Series B For For Management
Shareholders and Member of Nominations
and Compensation Committee
12 Elect or Ratify Chairman of Audit and For For Management
Corporate Practices Committee
13 Present Report Regarding Individual or None None Management
Accumulated Operations Greater Than
USD 3 Million
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ICL GROUP LTD.
Ticker: ICL Security ID: M53213100
Meeting Date: OCT 14, 2020 Meeting Type: Special
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approval Bridge Supply Agreement with For For Management
Tamar Reservoir for the Purchase of
Natural Gas by the Company Enable
Editing
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
ICL GROUP LTD.
Ticker: ICL Security ID: M53213100
Meeting Date: JAN 05, 2021 Meeting Type: Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Ruth Ralbag as External For Abstain Management
Director
2 Approve Renewal of Management Services For Abstain Management
Agreement with Israel Corporation Ltd.
3 Extend Exemption of Liability For Abstain Management
Insurance Policy and Indemnification
Agreements to Directors/Officers Who
Are Controllers.
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
IDACORP, INC.
Ticker: IDA Security ID: 451107106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darrel T. Anderson For For Management
1.2 Elect Director Odette C. Bolano For For Management
1.3 Elect Director Thomas Carlile For For Management
1.4 Elect Director Richard J. Dahl For For Management
1.5 Elect Director Annette G. Elg For For Management
1.6 Elect Director Lisa A. Grow For For Management
1.7 Elect Director Ronald W. Jibson For For Management
1.8 Elect Director Judith A. Johansen For For Management
1.9 Elect Director Dennis L. Johnson For For Management
1.10 Elect Director Richard J. Navarro For For Management
1.11 Elect Director Mark T. Peters For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
IMPERIAL OIL LIMITED
Ticker: IMO Security ID: 453038408
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director D.W. (David) Cornhill For For Management
1B Elect Director B.W. (Bradley) Corson For For Management
1C Elect Director M.R. (Matthew) Crocker For For Management
1D Elect Director K.T. (Krystyna) Hoeg For For Management
1E Elect Director M.C. (Miranda) Hubbs For For Management
1F Elect Director J.M. (Jack) Mintz For For Management
1G Elect Director D.S. (David) Sutherland For For Management
2 Ratify PricewaterhouseCoopers LLP be For For Management
as Auditors
3 Adopt a Corporate Wide Ambition to Against For Shareholder
Achieve Net Zero Carbon Emissions
--------------------------------------------------------------------------------
INNOVATIVE INDUSTRIAL PROPERTIES, INC.
Ticker: IIPR Security ID: 45781V101
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Gold For For Management
1.2 Elect Director Gary Kreitzer For For Management
1.3 Elect Director Mary Curran For For Management
1.4 Elect Director Scott Shoemaker For For Management
1.5 Elect Director Paul Smithers For For Management
1.6 Elect Director David Stecher For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED
Ticker: IRM Security ID: 46284V101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jennifer Allerton For For Management
1b Elect Director Pamela M. Arway For For Management
1c Elect Director Clarke H. Bailey For For Management
1d Elect Director Kent P. Dauten For For Management
1e Elect Director Monte Ford For For Management
1f Elect Director Per-Kristian Halvorsen For For Management
1g Elect Director Robin L. Matlock For For Management
1h Elect Director William L. Meaney For For Management
1i Elect Director Wendy J. Murdock For For Management
1j Elect Director Walter C. Rakowich For For Management
1k Elect Director Doyle R. Simons For For Management
1l Elect Director Alfred J. Verrecchia For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
JBG SMITH PROPERTIES
Ticker: JBGS Security ID: 46590V100
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Phyllis R. Caldwell For For Management
1b Elect Director Scott A. Estes For For Management
1c Elect Director Alan S. Forman For For Management
1d Elect Director Michael J. Glosserman For For Management
1e Elect Director Charles E. Haldeman, Jr. For For Management
1f Elect Director W. Matthew Kelly For For Management
1g Elect Director Alisa M. Mall For For Management
1h Elect Director Carol A. Melton For For Management
1i Elect Director William J. Mulrow For For Management
1j Elect Director Steven Roth For Against Management
1k Elect Director D. Ellen Shuman For For Management
1l Elect Director Robert A. Stewart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Kimberly A. Dang For For Management
1.4 Elect Director Ted A. Gardner For For Management
1.5 Elect Director Anthony W. Hall, Jr. For For Management
1.6 Elect Director Gary L. Hultquist For For Management
1.7 Elect Director Ronald L. Kuehn, Jr. For For Management
1.8 Elect Director Deborah A. Macdonald For For Management
1.9 Elect Director Michael C. Morgan For For Management
1.10 Elect Director Arthur C. Reichstetter For For Management
1.11 Elect Director C. Park Shaper For For Management
1.12 Elect Director William A. Smith For For Management
1.13 Elect Director Joel V. Staff For For Management
1.14 Elect Director Robert F. Vagt For For Management
1.15 Elect Director Perry M. Waughtal For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KT CORP.
Ticker: 030200 Security ID: 48268K101
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Amend Articles of Incorporation (Add For For Management
Business Objectives)
2.2 Amend Articles of Incorporation For For Management
(Amendments Relating to Changes in
Legislation)
2.3 Amend Articles of Incorporation For For Management
(Clarify Stock Options Grantees)
3.1 Elect Park Jong-ook as Inside Director For For Management
3.2 Elect Kang Guk-hyeon as Inside Director For For Management
3.3 Elect Lee Gang-cheol as Outside For For Management
Director
4 Elect Kim Dae-you as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V.
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacques Aigrain For For Management
1b Elect Director Lincoln Benet For For Management
1c Elect Director Jagjeet (Jeet) Bindra For For Management
1d Elect Director Robin Buchanan For For Management
1e Elect Director Anthony (Tony) Chase For For Management
1f Elect Director Stephen Cooper For For Management
1g Elect Director Nance Dicciani For For Management
1h Elect Director Robert (Bob) Dudley For For Management
1i Elect Director Claire Farley For For Management
1j Elect Director Michael Hanley For For Management
1k Elect Director Albert Manifold For For Management
1l Elect Director Bhavesh (Bob) Patel For For Management
2 Approve Discharge of Directors For For Management
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Approve Cancellation of Shares For For Management
9 Amend Omnibus Stock Plan For For Management
10 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abdulaziz F. Alkhayyal For For Management
1b Elect Director Jonathan Z. Cohen For For Management
1c Elect Director Michael J. Hennigan For For Management
1d Elect Director Frank M. Semple For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Declassify the Board of Directors For For Management
7 Limit Accelerated Vesting of Equity Against For Shareholder
Awards Upon a Change in Control
--------------------------------------------------------------------------------
MGM GROWTH PROPERTIES LLC
Ticker: MGP Security ID: 55303A105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathryn Coleman For For Management
1b Elect Director Charles Irving For For Management
1c Elect Director Paul Salem For Against Management
1d Elect Director Thomas Roberts For Against Management
1e Elect Director Daniel J. Taylor For Against Management
1f Elect Director Corey Sanders For Against Management
1g Elect Director John M. McManus For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC.
Ticker: MAA Security ID: 59522J103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. Eric Bolton, Jr. For For Management
1b Elect Director Alan B. Graf, Jr. For For Management
1c Elect Director Toni Jennings For For Management
1d Elect Director Edith Kelly-Green For For Management
1e Elect Director James K. Lowder For For Management
1f Elect Director Thomas H. Lowder For For Management
1g Elect Director Monica McGurk For For Management
1h Elect Director Claude B. Nielsen For For Management
1i Elect Director Philip W. Norwood For For Management
1j Elect Director W. Reid Sanders For For Management
1k Elect Director Gary Shorb For For Management
1l Elect Director David P. Stockert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC
Ticker: MTSS Security ID: 607409109
Meeting Date: FEB 15, 2021 Meeting Type: Special
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Reorganization via Acquisition For For Management
of OOO Stv
1.2 Approve Reorganization via Acquisition For For Management
of OOO Stream
1.3 Approve Reorganization via Acquisition For For Management
of OOO Oblachnyi Riteil
1.4 Approve Reorganization via Acquisition For For Management
of OOO Oblachnyi Riteil Plius
1.5 Approve Reorganization via Acquisition For For Management
of OOO MKS Balashikha
1.6 Approve Reorganization via Acquisition For For Management
of AO NPO Progtekh
2.1 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.1
2.2 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.2
2.3 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.3
2.4 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.4
2.5 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.5
2.6 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.6
3.1 Approve Company's Membership in For For Management
StroySvyazTelecom
3.2 Approve Company's Membership in For For Management
ProektSvyazTelecom
4 Approve New Edition of Regulations on For For Management
Board of Directors
5 Approve New Edition of Regulations on For For Management
Management
6 Approve New Edition of Regulations on For For Management
CEO
7 Approve New Edition of Regulations on For For Management
Audit Commission
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC
Ticker: MTSS Security ID: 607409109
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Annual Report and Financial For For Management
Statements
1.2 Approve Allocation of Income and For For Management
Dividends of RUB 26.51 per Share
2.1 Elect Feliks Evtushenkov as Director None Against Management
2.2 Elect Artem Zasurskii as Director None Against Management
2.3 Elect Viacheslav Nikolaev as Director None Against Management
2.4 Elect Regina Dagmar Benedicta von None For Management
Flemming as Director
2.5 Elect Shaygan Kheradpir as Director None For Management
2.6 Elect Thomas Holtrop as Director None Against Management
2.7 Elect Nadia Shouraboura as Director None For Management
2.8 Elect Konstantin Ernst as Director None For Management
2.9 Elect Valentin Iumashev as Director None For Management
3.1 Elect Irina Borisenkova as Member of For For Management
Audit Commission
3.2 Elect Evgenii Madorskii as Member of For For Management
Audit Commission
3.3 Elect Natalia Mikheeva as Member of For For Management
Audit Commission
4 Ratify Auditor For For Management
5 Approve New Edition of Charter For For Management
--------------------------------------------------------------------------------
NATIONAL HEALTH INVESTORS, INC.
Ticker: NHI Security ID: 63633D104
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert T. Webb For For Management
1b Elect Director Charlotte A. Swafford For For Management
1c Elect Director D. Eric Mendelsohn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEWMONT CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick G. Awuah, Jr. For For Management
1.2 Elect Director Gregory H. Boyce For For Management
1.3 Elect Director Bruce R. Brook For For Management
1.4 Elect Director Maura Clark For For Management
1.5 Elect Director Matthew Coon Come For For Management
1.6 Elect Director Jose Manuel Madero For For Management
1.7 Elect Director Rene Medori For For Management
1.8 Elect Director Jane Nelson For For Management
1.9 Elect Director Thomas Palmer For For Management
1.10 Elect Director Julio M. Quintana For For Management
1.11 Elect Director Susan N. Story For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NORBORD INC.
Ticker: OSB Security ID: 65548P403
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by West Fraser For For Management
Timber Co. Ltd.
--------------------------------------------------------------------------------
NORTH AMERICAN CONSTRUCTION GROUP LTD.
Ticker: NOA Security ID: 656811106
Meeting Date: MAY 05, 2021 Meeting Type: Annual/Special
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin R. Ferron For For Management
1.2 Elect Director Ronald A. McIntosh For For Management
1.3 Elect Director Bryan D. Pinney For For Management
1.4 Elect Director John J. Pollesel For For Management
1.5 Elect Director Thomas P. Stan For For Management
1.6 Elect Director Kristina E. Williams For For Management
1.7 Elect Director Maryse C. Saint-Laurent For For Management
1.8 Elect Director Joseph C. Lambert For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Re-approve Share Option Plan For Against Management
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director E. Spencer Abraham For For Management
1b Elect Director Antonio Carrillo For For Management
1c Elect Director Matthew Carter, Jr. For For Management
1d Elect Director Lawrence S. Coben For For Management
1e Elect Director Heather Cox For For Management
1f Elect Director Elisabeth B. Donohue For For Management
1g Elect Director Mauricio Gutierrez For For Management
1h Elect Director Paul W. Hobby For For Management
1i Elect Director Alexandra Pruner For For Management
1j Elect Director Anne C. Schaumburg For For Management
1k Elect Director Thomas H. Weidemeyer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OGE ENERGY CORP.
Ticker: OGE Security ID: 670837103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank A. Bozich For For Management
1b Elect Director Peter D. Clarke For For Management
1c Elect Director Luke R. Corbett For For Management
1d Elect Director David L. Hauser For For Management
1e Elect Director Luther (Luke) C. For For Management
Kissam, IV
1f Elect Director Judy R. McReynolds For For Management
1g Elect Director David E. Rainbolt For For Management
1h Elect Director J. Michael Sanner For For Management
1i Elect Director Sheila G. Talton For For Management
1j Elect Director Sean Trauschke For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian L. Derksen For For Management
1.2 Elect Director Julie H. Edwards For For Management
1.3 Elect Director John W. Gibson For For Management
1.4 Elect Director Mark W. Helderman For For Management
1.5 Elect Director Randall J. Larson For For Management
1.6 Elect Director Steven J. Malcolm For For Management
1.7 Elect Director Jim W. Mogg For For Management
1.8 Elect Director Pattye L. Moore For For Management
1.9 Elect Director Eduardo A. Rodriguez For For Management
1.10 Elect Director Gerald B. Smith For For Management
1.11 Elect Director Terry K. Spencer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: 857 Security ID: 71646E100
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transactions and Authorize the For For Management
Chairman to Deal with All Related
Matters
2 Elect Huang Yongzhang as Director For For Management
--------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: 857 Security ID: 71646E100
Meeting Date: NOV 05, 2020 Meeting Type: Special
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Comprehensive Agreement, For Against Management
Non-Exempt Continuing Connected
Transactions, Proposed Annual Caps and
Related Transactions
2 Elect Lv Bo as Supervisor For For Shareholder
--------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION
Ticker: PNW Security ID: 723484101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glynis A. Bryan For For Management
1.2 Elect Director Denis A. Cortese For For Management
1.3 Elect Director Richard P. Fox For For Management
1.4 Elect Director Jeffrey B. Guldner For For Management
1.5 Elect Director Dale E. Klein For For Management
1.6 Elect Director Kathryn L. Munro For For Management
1.7 Elect Director Bruce J. Nordstrom For For Management
1.8 Elect Director Paula J. Sims For For Management
1.9 Elect Director William H. Spence For For Management
1.10 Elect Director James E. Trevathan, Jr. For For Management
1.11 Elect Director David P. Wagener For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director A.R. Alameddine For For Management
1b Elect Director Edison C. Buchanan For For Management
1c Elect Director Matt Gallagher For For Management
1d Elect Director Phillip A. Gobe For For Management
1e Elect Director Larry R. Grillot For For Management
1f Elect Director Stacy P. Methvin For For Management
1g Elect Director Royce W. Mitchell For For Management
1h Elect Director Frank A. Risch For For Management
1i Elect Director Scott D. Sheffield For For Management
1j Elect Director J. Kenneth Thompson For For Management
1k Elect Director Phoebe A. Wood For For Management
1l Elect Director Michael D. Wortley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
PNM RESOURCES, INC.
Ticker: PNM Security ID: 69349H107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Vicky A. Bailey For For Management
1B Elect Director Norman P. Becker For For Management
1C Elect Director Patricia K. Collawn For For Management
1D Elect Director E. Renae Conley For For Management
1E Elect Director Alan J. Fohrer For For Management
1F Elect Director Sidney M. Gutierrez For For Management
1G Elect Director James A. Hughes For For Management
1H Elect Director Maureen T. Mullarkey For For Management
1I Elect Director Donald K. Schwanz For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Costs and Benefits of Against Against Shareholder
Environmental Related Expenditures
--------------------------------------------------------------------------------
PS BUSINESS PARKS, INC.
Ticker: PSB Security ID: 69360J107
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Maria R. Hawthorne For For Management
1.3 Elect Director Jennifer Holden Dunbar For For Management
1.4 Elect Director Kristy M. Pipes For For Management
1.5 Elect Director Gary E. Pruitt For For Management
1.6 Elect Director Robert S. Rollo For For Management
1.7 Elect Director Joseph D. Russell, Jr. For For Management
1.8 Elect Director Peter Schultz For For Management
1.9 Elect Director Stephen W. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Change State of Incorporation from For For Management
California to Maryland
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RE/MAX HOLDINGS, INC.
Ticker: RMAX Security ID: 75524W108
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam M. Contos For For Management
1.2 Elect Director Kathleen J. Cunningham For For Management
1.3 Elect Director Gail A. Liniger For For Management
1.4 Elect Director Christine M. Riordan For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO.
Ticker: RS Security ID: 759509102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sarah J. Anderson For For Management
1b Elect Director Lisa L. Baldwin For For Management
1c Elect Director Karen W. Colonias For For Management
1d Elect Director John G. Figueroa For For Management
1e Elect Director James D. Hoffman For For Management
1f Elect Director Mark V. Kaminski For For Management
1g Elect Director Karla R. Lewis For For Management
1h Elect Director Robert A. McEvoy For For Management
1i Elect Director Andrew G. Sharkey, III For For Management
1j Elect Director Douglas W. Stotlar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SCHWEITZER-MAUDUIT INTERNATIONAL, INC.
Ticker: SWM Security ID: 808541106
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimberly E. Ritrievi For For Management
1.2 Elect Director John D. Rogers For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SL GREEN REALTY CORP.
Ticker: SLG Security ID: 78440X804
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John H. Alschuler For For Management
1b Elect Director Betsy S. Atkins For For Management
1c Elect Director Edwin T. Burton, III For For Management
1d Elect Director Lauren B. Dillard For For Management
1e Elect Director Stephen L. Green For For Management
1f Elect Director Craig M. Hatkoff For For Management
1g Elect Director Marc Holliday For For Management
1h Elect Director John S. Levy For For Management
1i Elect Director Andrew W. Mathias For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker: SCCO Security ID: 84265V105
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director German Larrea For Withhold Management
Mota-Velasco
1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management
1.3 Elect Director Vicente Ariztegui For Withhold Management
Andreve
1.4 Elect Director Alfredo Casar Perez For Withhold Management
1.5 Elect Director Enrique Castillo For Withhold Management
Sanchez Mejorada
1.6 Elect Director Xavier Garcia de For Withhold Management
Quevedo Topete
1.7 Elect Director Rafael Mac Gregor For Withhold Management
Anciola
1.8 Elect Director Luis Miguel Palomino For Withhold Management
Bonilla
1.9 Elect Director Gilberto Perezalonso For Withhold Management
Cifuentes
1.10 Elect Director Carlos Ruiz Sacristan For Withhold Management
2 Ratify Galaz,Yamazaki, Ruiz Urquiza S. For For Management
C. as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker: SCCO Security ID: 84265V105
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director German Larrea For Withhold Management
Mota-Velasco
1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management
1.3 Elect Director Vicente Ariztegui For For Management
Andreve
1.4 Elect Director Enrique Castillo For For Management
Sanchez Mejorada
1.5 Elect Director Leonardo Contreras For For Management
Lerdo de Tejada
1.6 Elect Director Xavier Garcia de For Withhold Management
Quevedo Topete
1.7 Elect Director Rafael A. Mac Gregor For For Management
Anciola
1.8 Elect Director Luis Miguel Palomino For Withhold Management
Bonilla
1.9 Elect Director Gilberto Perezalonso For For Management
Cifuentes
1.10 Elect Director Carlos Ruiz Sacristan For Withhold Management
2 Ratify Galaz,Yamazaki, Ruiz Urquiza S. For For Management
C. as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
STEEL DYNAMICS, INC.
Ticker: STLD Security ID: 858119100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark D. Millett For For Management
1.2 Elect Director Sheree L. Bargabos For For Management
1.3 Elect Director Keith E. Busse For For Management
1.4 Elect Director Frank D. Byrne For For Management
1.5 Elect Director Kenneth W. Cornew For For Management
1.6 Elect Director Traci M. Dolan For For Management
1.7 Elect Director James C. Marcuccilli For For Management
1.8 Elect Director Bradley S. Seaman For For Management
1.9 Elect Director Gabriel L. Shaheen For For Management
1.10 Elect Director Steven A. Sonnenberg For For Management
1.11 Elect Director Richard P. Teets, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STORE CAPITAL CORPORATION
Ticker: STOR Security ID: 862121100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Donovan For For Management
1.2 Elect Director Mary B. Fedewa For For Management
1.3 Elect Director Morton H. Fleischer For For Management
1.4 Elect Director William F. Hipp For For Management
1.5 Elect Director Tawn Kelley For For Management
1.6 Elect Director Catherine D. Rice For For Management
1.7 Elect Director Einar A. Seadler For For Management
1.8 Elect Director Quentin P. Smith, Jr. For For Management
1.9 Elect Director Christopher H. Volk For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TC ENERGY CORPORATION
Ticker: TRP Security ID: 87807B107
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephan Cretier For For Management
1.2 Elect Director Michael R. Culbert For For Management
1.3 Elect Director Susan C. Jones For For Management
1.4 Elect Director Randy Limbacher For For Management
1.5 Elect Director John E. Lowe For For Management
1.6 Elect Director David MacNaughton For For Management
1.7 Elect Director Francois L. Poirier For For Management
1.8 Elect Director Una Power For For Management
1.9 Elect Director Mary Pat Salomone For For Management
1.10 Elect Director Indira V. Samarasekera For For Management
1.11 Elect Director D. Michael G. Stewart For For Management
1.12 Elect Director Siim A. Vanaselja For For Management
1.13 Elect Director Thierry Vandal For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend By-law Number 1 For For Management
--------------------------------------------------------------------------------
TELECOM ARGENTINA SA
Ticker: TECO2 Security ID: 879273209
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: OCT 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Approve Total or Partial Decrease of None Against Shareholder
Discretionary Reserve for Future Cash
Dividends and or Discretionary Reserve
to Maintain Investment and Solvency
Levels; Approve Distribution of
Dividends in Cash and or Kind
--------------------------------------------------------------------------------
TELECOM ARGENTINA SA
Ticker: TECO2 Security ID: 879273209
Meeting Date: DEC 11, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Amend Article 10 Re: Representatives For For Management
to Carry out Approval and Registration
of this Amendment
--------------------------------------------------------------------------------
TELEFONICA BRASIL SA
Ticker: VIVT4 Security ID: 87936R106
Meeting Date: OCT 01, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of All Preferred For For Management
Shares into Common Shares at Ratio of
1:1
2 Ratify Amendment of Article 9 For For Management
--------------------------------------------------------------------------------
TELEFONICA SA
Ticker: TEF Security ID: 879382208
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Consolidated and Standalone For For Management
Financial Statements
1.2 Approve Non-Financial Information For For Management
Statement
1.3 Approve Discharge of Board For For Management
2 Approve Treatment of Net Loss For For Management
3 Renew Appointment of For For Management
PricewaterhouseCoopers as Auditor
4.1 Reelect Jose Maria Alvarez-Pallete For Against Management
Lopez as Director
4.2 Reelect Carmen Garcia de Andres as For For Management
Director
4.3 Reelect Ignacio Moreno Martinez as For For Management
Director
4.4 Reelect Francisco Jose Riberas Mera as For Against Management
Director
5 Approve Reduction in Share Capital via For For Management
Amortization of Treasury Shares
6.1 Approve Scrip Dividends For For Management
6.2 Approve Scrip Dividends For For Management
7.1 Amend Articles Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
7.2 Amend Articles Re: Possibility of For For Management
Granting Proxies and Casting Votes
Prior to the Meeting by Telephone
8.1 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
8.2 Amend Articles of General Meeting For For Management
Regulations Re: Possibility of
Granting Proxies and Casting Votes
Prior to the Meeting by Telephone
9 Approve Remuneration Policy For For Management
10 Approve Restricted Stock Plan For For Management
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12 Advisory Vote on Remuneration Report For For Management
--------------------------------------------------------------------------------
THE AES CORPORATION
Ticker: AES Security ID: 00130H105
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet G. Davidson For For Management
1.2 Elect Director Andres R. Gluski For For Management
1.3 Elect Director Tarun Khanna For For Management
1.4 Elect Director Holly K. Koeppel For For Management
1.5 Elect Director Julia M. Laulis For For Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director Alain Monie For For Management
1.8 Elect Director John B. Morse, Jr. For For Management
1.9 Elect Director Moises Naim For For Management
1.10 Elect Director Teresa M. Sebastian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Shareholder Approval of Bylaw Against Against Shareholder
and Charter Amendments Adopted by the
Board of Directors
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director Stephen W. Bergstrom For For Management
1.3 Elect Director Nancy K. Buese For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Charles I. Cogut For For Management
1.6 Elect Director Michael A. Creel For For Management
1.7 Elect Director Stacey H. Dore For For Management
1.8 Elect Director Vicki L. Fuller For For Management
1.9 Elect Director Peter A. Ragauss For For Management
1.10 Elect Director Rose M. Robeson For For Management
1.11 Elect Director Scott D. Sheffield For For Management
1.12 Elect Director Murray D. Smith For For Management
1.13 Elect Director William H. Spence For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRANSPORTADORA DE GAS DEL SUR SA
Ticker: TGSU2 Security ID: 893870204
Meeting Date: AUG 21, 2020 Meeting Type: Special
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Holding of Shareholders' For For Management
Meeting Remotely
2 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
3 Consider Discharge of Directors and For For Management
Members of Internal Statutory Auditors
Committee Elected by AGM on April 21,
2020 Who Resigned from their Positions
4 Elect Director and Four Alternate For Against Management
Directors
5 Elect Member and Alternate of Internal For For Management
Statutory Auditors Committee
--------------------------------------------------------------------------------
UDR, INC.
Ticker: UDR Security ID: 902653104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katherine A. Cattanach For For Management
1b Elect Director Jon A. Grove For For Management
1c Elect Director Mary Ann King For For Management
1d Elect Director James D. Klingbeil For For Management
1e Elect Director Clint D. McDonnough For For Management
1f Elect Director Diane M. Morefield For For Management
1g Elect Director Robert A. McNamara For For Management
1h Elect Director Mark R. Patterson For For Management
1i Elect Director Thomas W. Toomey For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. Paulett Eberhart For For Management
1b Elect Director Joseph W. Gorder For For Management
1c Elect Director Kimberly S. Greene For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Eric D. Mullins For For Management
1f Elect Director Donald L. Nickles For For Management
1g Elect Director Philip J. Pfeiffer For For Management
1h Elect Director Robert A. Profusek For For Management
1i Elect Director Stephen M. Waters For For Management
1j Elect Director Randall J. Weisenburger For For Management
1k Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VORNADO REALTY TRUST
Ticker: VNO Security ID: 929042109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven Roth For For Management
1.2 Elect Director Candace K. Beinecke For For Management
1.3 Elect Director Michael D. Fascitelli For For Management
1.4 Elect Director Beatrice Hamza Bassey For For Management
1.5 Elect Director William W. Helman, IV For For Management
1.6 Elect Director David M. Mandelbaum For For Management
1.7 Elect Director Mandakini Puri For For Management
1.8 Elect Director Daniel R. Tisch For For Management
1.9 Elect Director Richard R. West For For Management
1.10 Elect Director Russell B. Wight, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WASHINGTON PRIME GROUP INC.
Ticker: WPG Security ID: 93964W108
Meeting Date: DEC 17, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
WEC ENERGY GROUP, INC.
Ticker: WEC Security ID: 92939U106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Curt S. Culver For For Management
1.2 Elect Director Danny L. Cunningham For For Management
1.3 Elect Director William M. Farrow, III For For Management
1.4 Elect Director J. Kevin Fletcher For For Management
1.5 Elect Director Cristina A. For For Management
Garcia-Thomas
1.6 Elect Director Maria C. Green For For Management
1.7 Elect Director Gale E. Klappa For For Management
1.8 Elect Director Thomas K. Lane For For Management
1.9 Elect Director Ulice Payne, Jr. For For Management
1.10 Elect Director Mary Ellen Stanek For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WHEATON PRECIOUS METALS CORP.
Ticker: WPM Security ID: 962879102
Meeting Date: MAY 14, 2021 Meeting Type: Annual/Special
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
a1 Elect Director George L. Brack For For Management
a2 Elect Director John A. Brough For For Management
a3 Elect Director R. Peter Gillin For For Management
a4 Elect Director Chantal Gosselin For For Management
a5 Elect Director Douglas M. Holtby For For Management
a6 Elect Director Glenn Antony Ives For For Management
a7 Elect Director Charles A. Jeannes For For Management
a8 Elect Director Eduardo Luna For For Management
a9 Elect Director Marilyn Schonberner For For Management
a10 Elect Director Randy V.J. Smallwood For For Management
b Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
c Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
XCEL ENERGY INC.
Ticker: XEL Security ID: 98389B100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lynn Casey For For Management
1b Elect Director Ben Fowke For For Management
1c Elect Director Robert Frenzel For For Management
1d Elect Director Netha Johnson For For Management
1e Elect Director Patricia Kampling For For Management
1f Elect Director George Kehl For For Management
1g Elect Director Richard O'Brien For For Management
1h Elect Director Charles Pardee For For Management
1i Elect Director Christopher Policinski For For Management
1j Elect Director James Prokopanko For For Management
1k Elect Director David Westerlund For For Management
1l Elect Director Kim Williams For For Management
1m Elect Director Timothy Wolf For For Management
1n Elect Director Daniel Yohannes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Costs and Benefits of Against Against Shareholder
Climate-Related Activities
========================= Virtus Reaves Utilities ETF ==========================
ALLIANT ENERGY CORPORATION
Ticker: LNT Security ID: 018802108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Roger K. Newport For For Management
1..2 DIRECTOR-Dean C. Oestreich For For Management
1..3 DIRECTOR-Carol P. Sanders For For Management
2. Advisory vote to approve the For For Management
compensation of our named executive
officers.
3. Ratification of the appointment of For For Management
Deloitte & Touche LLP as the Company's
independent registered public
accounting firm for 2021.
4. Shareowner proposal regarding a report Against Against Shareholder
on the costs and benefits of Alliant
Energy's voluntary climate-related
activities.
--------------------------------------------------------------------------------
AMEREN CORPORATION
Ticker: AEE Security ID: 023608102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: WARNER L. BAXTER For For Management
1B. ELECTION OF DIRECTOR: CYNTHIA J. For For Management
BRINKLEY
1C. ELECTION OF DIRECTOR: CATHERINE S. For For Management
BRUNE
1D. ELECTION OF DIRECTOR: J. EDWARD COLEMAN For For Management
1E. ELECTION OF DIRECTOR: WARD H. DICKSON For For Management
1F. ELECTION OF DIRECTOR: NOELLE K. EDER For For Management
1G. ELECTION OF DIRECTOR: ELLEN M. For For Management
FITZSIMMONS
1H. ELECTION OF DIRECTOR: RAFAEL FLORES For For Management
1I. ELECTION OF DIRECTOR: RICHARD J. For For Management
HARSHMAN
1J. ELECTION OF DIRECTOR: CRAIG S. IVEY For For Management
1K. ELECTION OF DIRECTOR: JAMES C. JOHNSON For For Management
1L. ELECTION OF DIRECTOR: STEVEN H. For For Management
LIPSTEIN
1M. ELECTION OF DIRECTOR: LEO S. MACKAY, For For Management
JR.
2. COMPANY PROPOSAL - ADVISORY APPROVAL For For Management
OF COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS DISCLOSED IN THE PROXY
STATEMENT.
3. COMPANY PROPOSAL - RATIFICATION OF THE For For Management
APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2021.
--------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK Security ID: 030420103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Jeffrey N. For For Management
Edwards
1B. Election of Director: Martha Clark Goss For For Management
1C. Election of Director: Veronica M. Hagen For For Management
1D. Election of Director: Kimberly J. For For Management
Harris
1E. Election of Director: Julia L. Johnson For For Management
1F. Election of Director: Patricia L. For For Management
Kampling
1G. Election of Director: Karl F. Kurz For For Management
1H. Election of Director: Walter J. Lynch For For Management
1I. Election of Director: George MacKenzie For For Management
1J. Election of Director: James G. For For Management
Stavridis
1K. Election of Director: Lloyd M. Yates For For Management
2. Approval, on an advisory basis, of the For For Management
compensation of the Company's named
executive officers.
3. Ratification of the appointment, by For For Management
the Audit, Finance and Risk Committee
of the Board of Directors, of
PricewaterhouseCoopers LLP as the
Company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------
ATMOS ENERGY CORPORATION
Ticker: ATO Security ID: 049560105
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election Of Director: J. Kevin Akers For For Management
1B. Election Of Director: Robert W. Best For For Management
1C. Election Of Director: Kim R. Cocklin For For Management
1D. Election Of Director: Kelly H. Compton For For Management
1E. Election Of Director: Sean Donohue For For Management
1F. Election Of Director: Rafael G. Garza For For Management
1G. Election Of Director: Richard K. Gordon For For Management
1H. Election Of Director: Robert C. Grable For For Management
1I. Election Of Director: Nancy K. Quinn For For Management
1J. Election Of Director: Richard A. For For Management
Sampson
1K. Election Of Director: Stephen R. For For Management
Springer
1L. Election Of Director: Diana J. Walters For For Management
1M. Election Of Director: Richard Ware II For For Management
1N. Election Of Director: Frank Yoho For For Management
2. Proposal to amend the Company's 1998 For For Management
Long-Term Incentive Plan.
3. Proposal to ratify the appointment of For For Management
Ernst & Young LLP as the Company's
independent registered public
accounting firm for fiscal 2021.
4. Proposal for an advisory vote by For For Management
shareholders to approve the
compensation of the Company's named
executive officers for fiscal 2020
("Say-on-Pay").
--------------------------------------------------------------------------------
CMS ENERGY CORPORATION
Ticker: CMS Security ID: 125896100
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: Jon E. Barfield For For Management
1b. Election of Director: Deborah H. Butler For For Management
1c. Election of Director: Kurt L. Darrow For For Management
1d. Election of Director: William D. Harvey For For Management
1e. Election of Director: Garrick J. Rochow For For Management
1f. Election of Director: John G. Russell For For Management
1g. Election of Director: Suzanne F. Shank For For Management
1h. Election of Director: Myrna M. Soto For For Management
1i. Election of Director: John G. Sznewajs For For Management
1j. Election of Director: Ronald J. Tanski For For Management
1k. Election of Director: Laura H. Wright For For Management
2. Approve, on an advisory basis, the For For Management
Company's executive compensation.
3. Ratify the appointment of independent For For Management
registered public accounting firm
(PricewaterhouseCoopers LLP).
4. Shareholder Proposal - Greenwashing Against Against Shareholder
Audit.
--------------------------------------------------------------------------------
DTE ENERGY COMPANY
Ticker: DTE Security ID: 233331107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Gerard M. Anderson For For Management
1..2 DIRECTOR-David A. Brandon For For Management
1..3 DIRECTOR-Charles G. McClure, Jr. For For Management
1..4 DIRECTOR-Gail J. McGovern For For Management
1..5 DIRECTOR-Mark A. Murray For For Management
1..6 DIRECTOR-Gerardo Norcia For For Management
1..7 DIRECTOR-Ruth G. Shaw For For Management
1..8 DIRECTOR-Robert C. Skaggs, Jr. For For Management
1..9 DIRECTOR-David A. Thomas For For Management
1..10 DIRECTOR-Gary H. Torgow For For Management
1..11 DIRECTOR-James H. Vandenberghe For For Management
1..12 DIRECTOR-Valerie M. Williams For For Management
2. Ratify the appointment of For For Management
PricewaterhouseCoopers LLP as our
independent auditors.
3. Provide a nonbinding vote to approve For For Management
the Company's executive compensation.
4. Vote on a management proposal to amend For For Management
and restate the Long-Term Incentive
Plan to authorize additional shares.
5. Vote on a shareholder proposal to make Against Against Shareholder
additional disclosure of political
contributions.
6. Vote on a shareholder proposal to Against Against Shareholder
publish a greenwashing audit.
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Michael G. Browning For For Management
1..2 DIRECTOR-Annette K. Clayton For For Management
1..3 DIRECTOR-Theodore F. Craver, Jr. For For Management
1..4 DIRECTOR-Robert M. Davis For For Management
1..5 DIRECTOR-Caroline Dorsa For For Management
1..6 DIRECTOR-W. Roy Dunbar For For Management
1..7 DIRECTOR-Nicholas C. Fanandakis For For Management
1..8 DIRECTOR-Lynn J. Good For For Management
1..9 DIRECTOR-John T. Herron For For Management
1..10 DIRECTOR-E. Marie McKee For For Management
1..11 DIRECTOR-Michael J. Pacilio For For Management
1..12 DIRECTOR-Thomas E. Skains For For Management
1..13 DIRECTOR-William E. Webster, Jr. For For Management
2. Ratification of Deloitte & Touche LLP For For Management
as Duke Energy's independent
registered public accounting firm for
2021
3. Advisory vote to approve Duke Energy's For For Management
named executive officer compensation
4. Amendment to the Amended and Restated For For Management
Certificate of Incorporation of Duke
Energy Corporation to eliminate
supermajority requirements
5. Shareholder proposal regarding Against Against Shareholder
independent board chair
6. Shareholder proposal regarding Against Against Shareholder
providing a semiannual report on Duke
Energy's political contributions and
expenditures
--------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Jeanne For For Management
Beliveau-Dunn
1B. Election of Director: Michael C. For For Management
Camunez
1C. Election of Director: Vanessa C.L. For For Management
Chang
1D. Election of Director: James T. Morris For For Management
1E. Election of Director: Timothy T. For For Management
O'Toole
1F. Election of Director: Pedro J. Pizarro For For Management
1G. Election of Director: Carey A. Smith For For Management
1H. Election of Director: Linda G. Stuntz For For Management
1I. Election of Director: William P. For For Management
Sullivan
1J. Election of Director: Peter J. Taylor For For Management
1K. Election of Director: Keith Trent For For Management
2. Ratification of the Independent For For Management
Registered Public Accounting Firm.
3. Advisory Vote to Approve Executive For For Management
Compensation.
4. Approval of the Edison International For For Management
Employee Stock Purchase Plan.
5. Shareholder Proposal Regarding Proxy Against Against Shareholder
Access.
--------------------------------------------------------------------------------
ENTERGY CORPORATION
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: J. R. Burbank For For Management
1B. Election of Director: P. J. Condon For For Management
1C. Election of Director: L. P. Denault For For Management
1D. Election of Director: K. H. Donald For For Management
1E. Election of Director: B. W. Ellis For For Management
1F. Election of Director: P. L. For For Management
Frederickson
1G. Election of Director: A. M. Herman For For Management
1H. Election of Director: M. E. Hyland For For Management
1I. Election of Director: S. L. Levenick For For Management
1J. Election of Director: B. L. Lincoln For For Management
1K. Election of Director: K. A. Puckett For For Management
2. Ratification of the Appointment of For For Management
Deloitte & Touche LLP as Entergy's
Independent Registered Public
Accountants for 2021.
3. Advisory Vote to Approve Named For For Management
Executive Officer Compensation.
4. Vote to Approve an Amendment to For For Management
Entergy's Restated Certificate of
Incorporation Authorizing the Issuance
of Preferred Stock.
--------------------------------------------------------------------------------
EVERSOURCE ENERGY
Ticker: ES Security ID: 30040W108
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Trustee: Cotton M. For For Management
Cleveland
1B. Election of Trustee: James S. DiStasio For For Management
1C. Election of Trustee: Francis A. Doyle For For Management
1D. Election of Trustee: Linda Dorcena For For Management
Forry
1E. Election of Trustee: Gregory M. Jones For For Management
1F. Election of Trustee: James J. Judge For For Management
1G. Election of Trustee: John Y. Kim For For Management
1H. Election of Trustee: Kenneth R. Leibler For For Management
1I. Election of Trustee: David H. Long For For Management
1J. Election of Trustee: William C. Van For For Management
Faasen
1K. Election of Trustee: Frederica M. For For Management
Williams
2. Consider an advisory proposal For For Management
approving the compensation of our
Named Executive Officers.
3. Ratify the selection of Deloitte & For For Management
Touche LLP as our independent
registered public accounting firm for
2021.
--------------------------------------------------------------------------------
FORTIS INC.
Ticker: FTS Security ID: 349553107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR-Tracey C. Ball For For Management
1.2 DIRECTOR-Pierre J. Blouin For For Management
1.3 DIRECTOR-Paul J. Bonavia For For Management
1.4 DIRECTOR-Lawrence T. Borgard For For Management
1.5 DIRECTOR-Maura J. Clark For For Management
1.6 DIRECTOR-Margarita K. Dilley For For Management
1.7 DIRECTOR-Julie A. Dobson For For Management
1.8 DIRECTOR-Lisa L. Durocher For For Management
1.9 DIRECTOR-Douglas J. Haughey For For Management
1.10 DIRECTOR-David G. Hutchens For For Management
1.11 DIRECTOR-Gianna M. Manes For For Management
1.12 DIRECTOR-Jo Mark Zurel For For Management
2 Appointment of auditors and For For Management
authorization of directors to fix the
auditors' remuneration as described in
the Management Information Circular.
3 Approval of the Advisory and For For Management
Non-Binding Resolution on the Approach
to Executive Compensation as described
in the Management Information Circular.
--------------------------------------------------------------------------------
NEW JERSEY RESOURCES CORPORATION
Ticker: NJR Security ID: 646025106
Meeting Date: JAN 20, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-M. William Howard, Jr.# For For Management
1..2 DIRECTOR-Donald L. Correll* For For Management
1..3 DIRECTOR-J.H. DeGraffenreidt Jr* For For Management
1..4 DIRECTOR-M. Susan Hardwick* For For Management
1..5 DIRECTOR-George R. Zoffinger* For For Management
2. To approve a non-binding advisory For For Management
resolution approving the compensation
of our named executive officers.
3. To ratify the appointment by the Audit For For Management
Committee of Deloitte & Touche LLP as
our independent registered public
accounting firm for the fiscal year
ending September 30, 2021.
--------------------------------------------------------------------------------
NEXTERA ENERGY PARTNERS, LP
Ticker: NEP Security ID: 65341B106
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Susan D. Austin For For Management
1B. Election of Director: Robert J. Byrne For For Management
1C. Election of Director: Peter H. Kind For For Management
1D. Election of Director: James L. Robo For For Management
2. Ratification of appointment of For For Management
Deloitte & Touche LLP as NextEra
Energy Partners' independent
registered public accounting firm for
2021.
3. Approval, by non-binding advisory For For Management
vote, of the compensation of NextEra
Energy Partners' named executive
officers as disclosed in the proxy
statement.
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Sherry S. Barrat For For Management
1B. Election of Director: James L. Camaren For For Management
1C. Election of Director: Kenneth B. Dunn For For Management
1D. Election of Director: Naren K. For For Management
Gursahaney
1E. Election of Director: Kirk S. Hachigian For For Management
1F. Election of Director: Amy B. Lane For For Management
1G. Election of Director: David L. Porges For For Management
1H. Election of Director: James L. Robo For For Management
1I. Election of Director: Rudy E. Schupp For For Management
1J. Election of Director: John L. Skolds For For Management
1K. Election of Director: Lynn M. Utter For For Management
1L. Election of Director: Darryl L. Wilson For For Management
2. Ratification of appointment of For For Management
Deloitte & Touche LLP as NextEra
Energy's independent registered public
accounting firm for 2021.
3. Approval, by non-binding advisory For For Management
vote, of NextEra Energy's compensation
of its named executive officers as
disclosed in the proxy statement.
4. Approval of the NextEra Energy, Inc. For For Management
2021 Long Term Incentive Plan.
5. A proposal entitled "Right to Act by Against Against Shareholder
Written Consent" to request action by
written consent of shareholders.
--------------------------------------------------------------------------------
NISOURCE INC.
Ticker: NI Security ID: 65473P105
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director to hold office For For Management
until the next Annual Meeting: Peter A.
Altabef
1B. Election of Director to hold office For For Management
until the next Annual Meeting:
Theodore H. Bunting, Jr.
1C. Election of Director to hold office For For Management
until the next Annual Meeting: Eric L.
Butler
1D. Election of Director to hold office For For Management
until the next Annual Meeting:
Aristides S. Candris
1E. Election of Director to hold office For For Management
until the next Annual Meeting: Wayne S.
DeVeydt
1F. Election of Director to hold office For For Management
until the next Annual Meeting: Joseph
Hamrock
1G. Election of Director to hold office For For Management
until the next Annual Meeting: Deborah
A. Henretta
1H. Election of Director to hold office For For Management
until the next Annual Meeting: Deborah
A. P. Hersman
1I. Election of Director to hold office For For Management
until the next Annual Meeting: Michael
E. Jesanis
1J. Election of Director to hold office For For Management
until the next Annual Meeting: Kevin T.
Kabat
1K. Election of Director to hold office For For Management
until the next Annual Meeting: Carolyn
Y. Woo
1L. Election of Director to hold office For For Management
until the next Annual Meeting: Lloyd M.
Yates
2. To approve named executive officer For For Management
compensation on an advisory basis.
3. To ratify the appointment of Deloitte For For Management
& Touche LLP as the Company's
independent registered public
accounting firm for 2021.
4. To consider a stockholder proposal Against Against Shareholder
regarding proxy access.
--------------------------------------------------------------------------------
PG&E CORPORATION
Ticker: PCG Security ID: 69331C108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Cheryl F. For For Management
Campbell
1B. Election of Director: Kerry W. Cooper For For Management
1C. Election of Director: Arno L. Harris For For Management
1D. Election of Director: Michael R. Niggli For For Management
1E. Election of Director: Oluwadara J. For For Management
Treseder
1F. Election of Director: Benjamin F. For For Management
Wilson
2. Ratification of Deloitte and Touche, For For Management
LLP as the Independent Public
Accounting Firm.
3. Advisory Vote on Executive For For Management
Compensation.
4. Management Proposal to Approve the For For Management
PG&E Corporation 2021 Long- Term
Incentive Plan.
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC.
Ticker: PEG Security ID: 744573106
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Ralph Izzo For For Management
1B. Election of Director: Shirley Ann For For Management
Jackson
1C. Election of Director: Willie A. Deese For For Management
1D. Election of Director: David Lilley For For Management
1E. Election of Director: Barry H. For For Management
Ostrowsky
1F. Election of Director: Scott G. For For Management
Stephenson
1G. Election of Director: Laura A. Sugg For For Management
1H. Election of Director: John P. Surma For For Management
1I. Election of Director: Susan Tomasky For For Management
1J. Election of Director: Alfred W. Zollar For For Management
2. Advisory vote on the approval of For For Management
executive compensation.
3. Ratification of the appointment of For For Management
Deloitte & Touche LLP as Independent
Auditor for the year 2021.
4. Approval of the 2021 Equity For For Management
Compensation Plan for Outside
Directors.
5. Approval of the 2021 Long-Term For For Management
Incentive Plan.
--------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Alan L. Boeckmann For For Management
1B. Election of Director: Andres Conesa For For Management
1C. Election of Director: Maria For For Management
Contreras-Sweet
1D. Election of Director: Pablo A. Ferrero For For Management
1E. Election of Director: William D. Jones For For Management
1F. Election of Director: Jeffrey W. Martin For For Management
1G. Election of Director: Bethany J. Mayer For For Management
1H. Election of Director: Michael N. Mears For For Management
1I. Election of Director: Jack T. Taylor For For Management
1J. Election of Director: Cynthia L. Walker For For Management
1K. Election of Director: Cynthia J. Warner For For Management
1L. Election of Director: James C. Yardley For For Management
2. Ratification of Appointment of For For Management
Independent Registered Public
Accounting Firm.
3. Advisory Approval of Our Executive For For Management
Compensation.
4. Shareholder Proposal Requesting an Against Against Shareholder
Amendment to Our Proxy Access Bylaw to
Eliminate the Shareholder Nominating
Group Limit.
5. Shareholder Proposal Requesting a Against Against Shareholder
Report on Alignment of Our Lobbying
Activities with the Paris Agreement.
--------------------------------------------------------------------------------
SOUTHWEST GAS HOLDINGS, INC.
Ticker: SWX Security ID: 844895102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Robert L. Boughner For For Management
1..2 DIRECTOR-Jose A. Cardenas For For Management
1..3 DIRECTOR-Stephen C. Comer For For Management
1..4 DIRECTOR-John P. Hester For For Management
1..5 DIRECTOR-Jane Lewis-Raymond For For Management
1..6 DIRECTOR-Anne L. Mariucci For For Management
1..7 DIRECTOR-Michael J. Melarkey For For Management
1..8 DIRECTOR-A. Randall Thoman For For Management
1..9 DIRECTOR-Thomas A. Thomas For For Management
1..10 DIRECTOR-Leslie T. Thornton For For Management
2. To APPROVE, on a non-binding, advisory For For Management
basis, the Company's Executive
Compensation.
3. To RATIFY the selection of For For Management
PricewaterhouseCoopers LLP as the
independent registered public
accounting firm for the Company for
fiscal year 2021.
--------------------------------------------------------------------------------
WEC ENERGY GROUP, INC.
Ticker: WEC Security ID: 92939U106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Curt S. Culver For For Management
1B. Election of Director: Danny L. For For Management
Cunningham
1C. Election of Director: William M. For For Management
Farrow III
1D. Election of Director: J. Kevin For For Management
Fletcher
1E. Election of Director: Cristina A. For For Management
Garcia- Thomas
1F. Election of Director: Maria C. Green For For Management
1G. Election of Director: Gale E. Klappa For For Management
1H. Election of Director: Thomas K. Lane For For Management
1I. Election of Director: Ulice Payne, Jr. For For Management
1J. Election of Director: Mary Ellen For For Management
Stanek
2. Ratification of Deloitte & Touche LLP For For Management
as Independent Auditors for 2021.
3. Approval of the Amendment and For For Management
Restatement of the WEC Energy Group
Omnibus Stock Incentive Plan.
4. Advisory Vote to Approve Executive For For Management
Compensation of the Named Executive
Officers.
--------------------------------------------------------------------------------
XCEL ENERGY INC.
Ticker: XEL Security ID: 98389B100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Lynn Casey For For Management
1B. Election of Director: Ben Fowke For For Management
1C. Election of Director: Robert Frenzel For For Management
1D. Election of Director: Netha Johnson For For Management
1E. Election of Director: Patricia Kampling For For Management
1F. Election of Director: George Kehl For For Management
1G. Election of Director: Richard O'Brien For For Management
1H. Election of Director: Charles Pardee For For Management
1I. Election of Director: Christopher For For Management
Policinski
1J. Election of Director: James Prokopanko For For Management
1K. Election of Director: David Westerlund For For Management
1L. Election of Director: Kim Williams For For Management
1M. Election of Director: Timothy Wolf For For Management
1N. Election of Director: Daniel Yohannes For For Management
2. Company proposal to approve, on an For For Management
advisory basis, executive compensation.
3. Company proposal to ratify the For For Management
appointment of Deloitte & Touche LLP
as Xcel Energy Inc.'s independent
registered public accounting firm for
2021.
4. Shareholder proposal regarding a Against Against Shareholder
report on the costs and benefits of
Xcel Energy's voluntary
climate-related activities.
============ Virtus WMC International Dividend ETF (fka Virtus WMC ============
============ Global Factor Opportunities ETF) ============
ABB LTD.
Ticker: ABBN Security ID: H0010V101
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Accounts and Reports For TNA Management
3 Compensation Report For TNA Management
4 Ratification of Board Acts For TNA Management
5 Allocation of Profits/Dividends For TNA Management
6 Cancellation of Shares and Reduction For TNA Management
in Share Capital
7 Increase in Authorised Capital For TNA Management
8 Board Compensation For TNA Management
9 Executive Compensation For TNA Management
10 Elect Gunnar Brock For TNA Management
11 Elect David E. Constable For TNA Management
12 Elect Frederico Fleury Curado For TNA Management
13 Elect Lars Forberg For TNA Management
14 Elect Jennifer Xin-Zhe Li For TNA Management
15 Elect Geraldine Matchett For TNA Management
16 Elect David Meline For TNA Management
17 Elect Satish Pai For TNA Management
18 Elect Jacob Wallenberg For TNA Management
19 Elect Peter R. Voser as Board Chair For TNA Management
20 Elect David E. Constable as For TNA Management
Compensation Committee Member
21 Elect Frederico Fleury Curado as For TNA Management
Compensation Committee Member
22 Elect Jennifer Xin-Zhe Li as For TNA Management
Compensation Committee Member
23 Appointment of Independent Proxy For TNA Management
24 Appointment of Auditor For TNA Management
25 Non-Voting Meeting Note N/A TNA Management
--------------------------------------------------------------------------------
ABC-MART, INC.
Ticker: 2670 Security ID: J00056101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Allocation of Profits/Dividends For For Management
2 Elect Minoru Noguchi For For Management
3 Elect Kiyoshi Katsunuma For For Management
4 Elect Jo Kojima For For Management
5 Elect Takashi Kikuchi For For Management
6 Elect Kiichiro Hattori For For Management
7 Elect Tadashi Matsuoka For For Management
8 Elect Taio Sugahara For For Management
9 Elect Ko Toyoda For For Management
--------------------------------------------------------------------------------
ABIOMED, INC.
Ticker: ABMD Security ID: 003654100
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Dorothy E. Puhy For For Management
1.2 Elect Paul G. Thomas For For Management
1.3 Elect Christopher D. Van Gorder For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ACS, ACTIVIDADES DE CONSTRUCCION Y SERVICIOS, S.A.
Ticker: ACS Security ID: E7813W163
Meeting Date: MAY 06, 2021 Meeting Type: Ordinary
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Accounts and Reports For For Management
3 Allocation of Profits/Dividends For For Management
4 Report on Non-Financial Information For For Management
5 Ratification of Board Acts For For Management
6 Elect Carmen Fernandez Rozado For For Management
7 Elect Jose Eladio Seco Dominguez For For Management
8 Remuneration Report (Advisory) For Against Management
9 Scrip Dividend; Authority to Cancel For For Management
Shares and Reduce Share Capital
10 Authority to Repurchase and Reissue For For Management
Shares
11 Authorisation of Legal Formalities For For Management
12 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
ADECCO GROUP AG
Ticker: ADEN Security ID: H00392318
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Non-Voting Meeting Note N/A TNA Management
3 Accounts and Reports For TNA Management
4 Compensation Report For TNA Management
5 Allocation of Profits/Dividends For TNA Management
6 Ratification of Board and Management For TNA Management
Acts
7 Board Compensation For TNA Management
8 Executive Compensation For TNA Management
9 Elect Jean-Christophe Deslarzes as For TNA Management
Board Chair
10 Elect Ariane Gorin For TNA Management
11 Elect Alexander Gut For TNA Management
12 Elect Didier Lamouche For TNA Management
13 Elect David N. Prince For TNA Management
14 Elect Kathleen Taylor For TNA Management
15 Elect Regula Wallimann For TNA Management
16 Elect Rachel Duan For TNA Management
17 Elect Kathleen Taylor as Compensation For TNA Management
Committee Member
18 Elect Didier Lamouche as Compensation For TNA Management
Committee Member
19 Elect Rachel Duan as Compensation For TNA Management
Committee Member
20 Appointment of Independent Proxy For TNA Management
21 Appointment of Auditor For TNA Management
22 Increase in Authorised Capital For TNA Management
--------------------------------------------------------------------------------
ADMIRAL GROUP PLC
Ticker: ADM Security ID: G0110T106
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report (Advisory) For For Management
3 Remuneration Policy (Binding) For For Management
4 Final Dividend For For Management
5 Elect Jayaprakasa Rangaswami For For Management
6 Elect Milena Mondini-De-Focatiis For For Management
7 Elect Geraint Jones For For Management
8 Elect Annette Court For For Management
9 Elect Jean Park For For Management
10 Elect G. Manning Rountree For For Management
11 Elect Owen Clarke For For Management
12 Elect Justine Roberts For For Management
13 Elect Andrew Crossley For For Management
14 Elect Michael Brierley For For Management
15 Elect Karen Green For For Management
16 Appointment of Auditor For For Management
17 Authority to Set Auditor's Fees For For Management
18 Amendment to the Company's For For Management
Discretionary Free Share Scheme
19 Authorisation of Political Donations For For Management
20 Authority to Issue Shares w/ For For Management
Preemptive Rights
21 Authority to Issue Shares w/o For For Management
Preemptive Rights
22 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
23 Deeds of Release Regarding Relevant For For Management
Distributions and Related Party
Transaction
24 Authority to Repurchase Shares For For Management
25 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
AGEAS SA/NV
Ticker: AGS Security ID: B0148L138
Meeting Date: OCT 22, 2020 Meeting Type: Special
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Allocation of Profits/Dividends For For Management
4 Elect Hans De Cuyper to the Board of For For Management
Directors
5 Remuneration Policy for Hans De For For Management
Cuyper, CEO
6 Approval of Transition Fee for Jozef For For Management
De Mey
--------------------------------------------------------------------------------
AGEAS SA/NV
Ticker: AGS Security ID: B0148L138
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Accounts and Reports; Allocation of For For Management
Profits
9 Non-Voting Agenda Item N/A N/A Management
10 Allocation of Dividends For For Management
11 Ratification of Board Acts For For Management
12 Ratification of Auditor's Acts For For Management
13 Remuneration Report For For Management
14 Elect Jean-Michel Chatagny to the For For Management
Board of Directors
15 Elect Katleen Vandeweyer to the Board For For Management
of Directors
16 Elect Bart De Smet to the Board of For For Management
Directors
17 Appointment of Auditor and Authority For For Management
to Set Fees
18 Amendment to Article 1 For For Management
19 Non-Voting Agenda Item N/A N/A Management
20 Amendments to Articles Regarding For For Management
Corporate Purpose
21 Cancellation of Shares For For Management
22 Non-Voting Agenda Item N/A N/A Management
23 Increase in Authorised Capital For For Management
24 Amendments to Articles Regarding For For Management
Management of the Company
25 Authority to Repurchase Shares For For Management
26 Non-Voting Agenda Item N/A N/A Management
27 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
ALLIANZ SE
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Allocation of Profits/Dividends For For Management
8 Ratification of Management Board Acts For For Management
9 Ratification of Supervisory Board Acts For For Management
10 Management Board Remuneration Policy For For Management
11 Supervisory Board Remuneration Policy For For Management
12 Amendments to Articles (Supervisory For For Management
Board Election Term)
13 Non-Voting Meeting Note N/A N/A Management
14 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
ALSTOM
Ticker: ALO Security ID: F0259M475
Meeting Date: JUL 08, 2020 Meeting Type: Mix
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Accounts and Reports For For Management
5 Consolidated Accounts and Reports For For Management
6 Allocation of Profits For For Management
7 Related Party Transactions (Bouygues For For Management
SA)
8 Elect Yann Delabriere For For Management
9 Elect Frank Mastiaux For For Management
10 Remuneration Report For For Management
11 Remuneration of Henri Poupart-Lafarge, For For Management
Chair and CEO
12 Remuneration Policy (Chair and CEO) For For Management
13 Remuneration Policy (Board of For For Management
Directors)
14 Relocation of Corporate Headquarters For For Management
15 Authority to Repurchase and Reissue For For Management
Shares
16 Authority to Issue Shares and/or For For Management
Convertible Debt w/ Preemptive Rights
and/or to Increase Capital Through
Capitalisations
17 Authority to Issue Shares and For For Management
Convertible Debt w/o Preemptive Rights
18 Authority to Issue Shares and For For Management
Convertible Debt Through Private
Placement
19 Authority to Increase Capital in For For Management
Consideration for Contributions In Kind
20 Greenshoe For For Management
21 Authority to Set Offering Price of For For Management
Shares
22 Authority to Increase Capital in Case For For Management
of Exchange Offers
23 Authority to Issue Shares w/o For For Management
Preemptive Rights in Consideration for
Securities Issued by Subsidiaries
24 Authority to Cancel Shares and Reduce For For Management
Capital
25 Employee Stock Purchase Plan For For Management
26 Stock Purchase Plan for Overseas For For Management
Employees
27 Amendments to Articles Regarding For For Management
Employee Representatives
28 Amendments to Articles Regarding For For Management
Written Consultation
29 Amendments to Articles For For Management
30 Authorisation of Legal Formalities For For Management
--------------------------------------------------------------------------------
AMUNDI
Ticker: AMUN Security ID: F0300Q103
Meeting Date: MAY 10, 2021 Meeting Type: Mix
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Accounts and Reports For For Management
7 Consolidated Accounts and Reports For For Management
8 Allocation of Profits/Dividends For For Management
9 Special Auditors Report on Regulated For For Management
Agreements
10 2020 Remuneration Report For For Management
11 2020 Remuneration of Yves Perrier, CEO For For Management
12 2021 Remuneration Policy (Board) For For Management
13 2021 Remuneration Policy, CEO (Until For For Management
May 10, 2021)
14 2021 Remuneration Policy, CEO (From For For Management
May 11, 2021)
15 2021 Remuneration Policy, Chair (Until For For Management
May 10, 2021)
16 2021 Remuneration Policy, Chair (From For For Management
May 11, 2021)
17 2020 Remuneration for Identified Staff For For Management
18 Ratification of Co-Option of Michele For For Management
Guibert
19 Elect Michele Guibert For For Management
20 Elect William Kadouch-Chassaing For Against Management
21 Elect Michel Mathieu For Against Management
22 Non-Renewal of Henri Buecher as For For Management
Director
23 Elect Patrice Gentie For For Management
24 Non-Renewal of Auditor (Ernst & Young) For For Management
25 Appointment of Auditor (Mazars) For For Management
26 Non-Renewal of Alternate Auditor For For Management
(Picarle)
27 Authority to Repurchase and Reissue For For Management
Shares
28 Authority to Issue Shares and For For Management
Convertible Debt w/ Preemptive Rights
29 Authority to Increase Capital in For For Management
Consideration for Contributions In Kind
30 Employee Stock Purchase Plan For For Management
31 Authority to Issue Performance Shares For For Management
32 Authority to Cancel Shares and Reduce For For Management
Capital
33 Amendments to Articles Regarding For For Management
Shareholders Meetings
34 Amendments to Articles Regarding For For Management
Update of Legal Provisions
35 Authorisation of Legal Formalities For For Management
36 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
ANGLO AMERICAN PLC
Ticker: AAL Security ID: G03764134
Meeting Date: MAY 05, 2021 Meeting Type: Court
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Scheme of Arrangement For For Management
(Demerger/Spin-off)
2 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
ANGLO AMERICAN PLC
Ticker: AAL Security ID: G03764134
Meeting Date: MAY 05, 2021 Meeting Type: Ordinary
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Ancillary Matters Related to For For Management
the Demerger
--------------------------------------------------------------------------------
ANGLO AMERICAN PLC
Ticker: AAL Security ID: G03764134
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Final Dividend For For Management
3 Elect Elisabeth Brinton For For Management
4 Elect Hilary Maxson For For Management
5 Elect Ian R. Ashby For For Management
6 Elect Marcelo H. Bastos For For Management
7 Elect Stuart Chambers For For Management
8 Elect Mark Cutifani For For Management
9 Elect Byron Grote For For Management
10 Elect Hixonia Nyasulu For For Management
11 Elect Nonkululeko M.C. Nyembezi For For Management
12 Elect Tony O'Neill For For Management
13 Elect Stephen T. Pearce For For Management
14 Elect Anne Stevens For For Management
15 Appointment of Auditor For For Management
16 Authority to Set Auditor's Fees For For Management
17 Remuneration Report (Advisory) For For Management
18 Authority to Issue Shares w/ For For Management
Preemptive Rights
19 Authority to Issue Shares w/o For For Management
Preemptive Rights
20 Authority to Repurchase Shares For For Management
21 Adoption of New Articles For For Management
22 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
AROUNDTOWN S.A
Ticker: AT1 Security ID: L0269F109
Meeting Date: DEC 15, 2020 Meeting Type: Ordinary
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
AROUNDTOWN S.A.
Ticker: AT1 Security ID: L0269F109
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Agenda Item N/A N/A Management
3 Non-Voting Agenda Item N/A N/A Management
4 Accounts and Reports For For Management
5 Consolidated Accounts and Reports For For Management
6 Allocation of Profits For For Management
7 Ratification of Board Acts For For Management
8 Appointment of Auditor For For Management
9 Distribution of a Dividend For For Management
10 Remuneration Report For Against Management
11 Remuneration Policy For Against Management
12 Amendment to Authority to Repurchase For For Management
and Reissue Shares
--------------------------------------------------------------------------------
ASCENDAS REAL ESTATE INVESTMENT TRUST
Ticker: A17U Security ID: Y0205X103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Appointment of Auditor and Authority For For Management
to Set Fees
3 Authority to Issue Units w/ or w/o For For Management
Preemptive Rights
4 Authority to Repurchase Units For For Management
--------------------------------------------------------------------------------
ASCENDAS REAL ESTATE INVESTMENT TRUST
Ticker: A17U Security ID: Y0205X103
Meeting Date: JUN 16, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Acquisition For For Management
2 Issuance of Consideration Units For For Management
--------------------------------------------------------------------------------
ASML HOLDING N.V.
Ticker: ASML Security ID: N07059202
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Agenda Item N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Remuneration Report For For Management
7 Accounts and Reports For For Management
8 Non-Voting Agenda Item N/A N/A Management
9 Allocation of Profits/Dividends For For Management
10 Non-Voting Agenda Item N/A N/A Management
11 Ratification of Management Board Acts For For Management
12 Ratification of Supervisory Board Acts For For Management
13 Long-Term Incentive Plan; Authority to For For Management
Issue Shares
14 Management Board Remuneration Policy For For Management
15 Supervisory Board Remuneration Policy For For Management
16 Non-Voting Agenda Item N/A N/A Management
17 Non-Voting Agenda Item N/A N/A Management
18 Elect Birgit Conix to the Supervisory For For Management
Board
19 Non-Voting Agenda Item N/A N/A Management
20 Appointment of Auditor For For Management
21 Non-Voting Agenda Item N/A N/A Management
22 Authority to Issue Shares w/ For For Management
Preemptive Rights
23 Authority to Suppress Preemptive Rights For For Management
24 Authority to Issue Shares w/ For For Management
Preemptive Rights in Connection with
Mergers and Acquisitions
25 Authority to Suppress Preemptive For For Management
Rights in Connection with Mergers and
Acquisitions
26 Non-Voting Agenda Item N/A N/A Management
27 Authority to Repurchase Shares For For Management
28 Authority to Repurchase Additional For For Management
Shares
29 Authority to Cancel Repurchased Shares For For Management
30 Non-Voting Agenda Item N/A N/A Management
31 Non-Voting Agenda Item N/A N/A Management
32 Non-Voting Meeting Note N/A N/A Management
33 Non-Voting Meeting Note N/A N/A Management
34 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
ASSICURAZIONI GENERALI S.P.A.
Ticker: G Security ID: T05040109
Meeting Date: APR 26, 2021 Meeting Type: Mix
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Amendments to Article 8 For For Management
6 Amendments to Article 9(1) For For Management
7 Remuneration Policy (Binding) For For Management
8 Remuneration Report (Advisory) For For Management
9 Group Long-Term Incentive Plan For For Management
2021-2023
10 Authority to Repurchase and Reissue For For Management
Shares to Service Incentive Plans
11 Authority to Issue Shares w/o For For Management
Preemptive Rights to Service Incentive
Plans
12 Non-Voting Meeting Note N/A N/A Management
13 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
ASTELLAS PHARMA INC.
Ticker: 4503 Security ID: J03393105
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Yoshihiko Hatanaka For For Management
3 Elect Kenji Yasukawa For For Management
4 Elect Naoki Okamura For For Management
5 Elect Mamoru Sekiyama For For Management
6 Elect Hiroshi Kawabe For For Management
7 Elect Tatsuro Ishizuka For For Management
8 Elect Takashi Tanaka For For Management
9 Elect Haruko Shibumura as Audit For For Management
Committee Director
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: G0593M107
Meeting Date: MAY 11, 2021 Meeting Type: Ordinary
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Alexion Transaction For For Management
2 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: G0593M107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Final Dividend For For Management
3 Appointment of Auditor For For Management
4 Authority to Set Auditor's Fees For For Management
5 Elect Leif Johansson For For Management
6 Elect Pascal Soriot For For Management
7 Elect Marc Dunoyer For For Management
8 Elect Philip Broadley For For Management
9 Elect Euan Ashley For For Management
10 Elect Michel Demare For For Management
11 Elect Deborah DiSanzo For For Management
12 Elect Diana Layfield For For Management
13 Elect Sheri McCoy For For Management
14 Elect Tony SK MOK For For Management
15 Elect Nazneen Rahman For For Management
16 Elect Marcus Wallenberg For For Management
17 Remuneration Report (Advisory) For For Management
18 Remuneration Policy (Binding) For For Management
19 Authorisation of Political Donations For For Management
20 Authority to Issue Shares w/ For For Management
Preemptive Rights
21 Authority to Issue Shares w/o For For Management
Preemptive Rights
22 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
23 Authority to Repurchase Shares For For Management
24 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
25 AstraZeneca Performance Share Plan 2020 For For Management
--------------------------------------------------------------------------------
AURIZON HOLDINGS LIMITED
Ticker: AZJ Security ID: Q0695Q104
Meeting Date: OCT 14, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Sarah E. Ryan For For Management
3 Elect Lyell Strambi For For Management
4 Equity Grant (MD/CEO Andrew T. Harding) For For Management
5 Approve Termination Payments For For Management
6 Remuneration Report For For Management
--------------------------------------------------------------------------------
AVIVA PLC
Ticker: AV Security ID: G0683Q109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report (Advisory) For For Management
3 Remuneration Policy (Binding) For For Management
4 Approval of the Company's For For Management
Climate-related Financial Disclosure
5 Final Dividend For For Management
6 Elect Mohit Joshi For For Management
7 Elect Pippa Lambert For For Management
8 Elect Jim McConville For For Management
9 Elect Amanda J. Blanc For For Management
10 Elect Patricia Cross For For Management
11 Elect George Culmer For For Management
12 Elect Patrick Flynn For For Management
13 Elect Belen Romana Garcia For For Management
14 Elect Michael Mire For For Management
15 Elect Jason M. Windsor For For Management
16 Appointment of Auditor For For Management
17 Authority to Set Auditor's Fees For For Management
18 Authorisation of Political Donations For For Management
19 Authority to Issue Shares w/ For For Management
Preemptive Rights
20 Authority to Issue Shares w/o For For Management
Preemptive Rights
21 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
22 Authority to Issue Solvency II For For Management
Securities w/ Preemptive Rights
23 Authority to Issue Solvency II For For Management
Securities w/o Preemptive Rights
24 Approval of Short Term Incentive Plans For For Management
('Bonus Plans')
25 Long-term Incentive Plan For For Management
26 All Employee Share Ownership Plan For For Management
27 Authority to Repurchase Shares For For Management
28 Authority to Repurchase 8 3/4% For For Management
Preference Shares
29 Authority to Repurchase 8 3/8% For For Management
Preference Shares
30 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
31 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
AXA
Ticker: CS Security ID: F06106102
Meeting Date: APR 29, 2021 Meeting Type: Mix
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Accounts and Reports For For Management
7 Consolidated Accounts and Reports For For Management
8 Allocation of Profits/Dividends For For Management
9 2020 Remuneration Report For For Management
10 2020 Remuneration of Denis Duverne, For For Management
Chair
11 2020 Remuneration of Thomas Buberl, CEO For For Management
12 Amendment to the 2019 and 2020 LTI For For Management
plans (CEO)
13 2021 Remuneration Policy (CEO) For For Management
14 2021 Remuneration Policy (Chair) For For Management
15 2021 Remuneration Policy (Board of For For Management
Directors)
16 Special Auditors Report on Regulated For For Management
Agreements
17 Elect Ramon de Oliveira For For Management
18 Elect Guillaume Faury For For Management
19 Elect Ramon Fernandez For For Management
20 Authority to Repurchase and Reissue For For Management
Shares
21 Authority to Increase Capital Through For For Management
Capitalisations
22 Authority to Issue Shares and For For Management
Convertible Debt w/ Preemptive Rights
23 Authority to Issue Shares and For For Management
Convertible Debt w/o Preemptive Rights
24 Authority to Issue Shares and For For Management
Convertible Debt Through Private
Placement
25 Authority to Set Offering Price of For For Management
Shares
26 Authority to Increase Capital in Case For For Management
of Exchange Offers
27 Authority to Increase Capital in For For Management
Consideration for Contributions In Kind
28 Authority to Issue Shares w/o For For Management
Preemptive Rights in Consideration for
Securities Issued by Subsidiaries
29 Authority to Issue Shares w/ For For Management
Preemptive Rights in Consideration for
Securities Issued by Subsidiaries
30 Employee Stock Purchase Plan For For Management
31 Stock Purchase Plan for Overseas For For Management
Employees
32 Authority to Cancel Shares and Reduce For For Management
Capital
33 Authorisation of Legal Formalities For For Management
--------------------------------------------------------------------------------
BANDAI NAMCO HOLDINGS INC
Ticker: 7832 Security ID: Y0606D102
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Mitsuaki Taguchi For For Management
4 Elect Masaru Kawaguchi For For Management
5 Elect Shuji Otsu For For Management
6 Elect Yuji Asako For For Management
7 Elect Yasuo Miyakawa For For Management
8 Elect Satoshi Kono For For Management
9 Elect Makoto Asanuma For For Management
10 Elect Hiroshi Kawasaki For For Management
11 Elect Koichi Kawana For For Management
12 Elect Satoko Kuwabara For For Management
13 Elect Mikiharu Noma For For Management
14 Elect Toshio Shimada For For Management
15 Performance Linked Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
BANGKOK BANK PUBLIC COMPANY LIMITED
Ticker: BBL Security ID: Y0606R119
Meeting Date: JUL 10, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Results of Operations For For Management
2 Audit Committee Report For For Management
3 Accounts and Reports For For Management
4 Acknowledge Interim Dividends For For Management
5 Elect Arun Chirachavala For For Management
6 Elect Singh Tangtatswas For Against Management
7 Elect Amorn Chandarasomboon For For Management
8 Elect Chartsiri Sophonpanich For For Management
9 Elect Thaweelap Rittapirom For For Management
10 Elect Siri Jirapongphan For For Management
11 Elect Pichet Durongkaveroj For For Management
12 Directors' Fees For The Fiscal Year For For Management
2019
13 Appointment of Auditor and Authority For For Management
to Set Fees
14 Transaction of Other Business For Against Management
15 Non-Voting Meeting Note N/A N/A Management
16 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
BASF SE
Ticker: BAS Security ID: D06216317
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Allocation of Profits/Dividends For For Management
9 Ratification of Supervisory Board Acts For For Management
10 Ratification of Management Board Acts For For Management
11 Appointment of Auditor For For Management
12 Elect Liming Chen as Supervisory Board For For Management
Member
13 Non-Voting Meeting Note N/A N/A Management
14 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Presentation of Accounts and Reports; For For Management
Allocation of Profits/Dividends
8 Ratification of Management Board Acts For For Management
9 Ratification of Supervisory Board Acts For For Management
10 Elect Fei-Fei Li For For Management
11 Elect Alberto Weisser For For Management
12 Supervisory Board Remuneration Policy For For Management
13 Appointment of Auditor For For Management
14 Non-Voting Meeting Note N/A N/A Management
15 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
BCE INC.
Ticker: BCE Security ID: 05534B760
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Mirko Bibic For For Management
3 Elect David F. Denison For For Management
4 Elect Robert P. Dexter For For Management
5 Elect Ian Greenberg For For Management
6 Elect Katherine Lee For For Management
7 Elect Monique F. Leroux For For Management
8 Elect Sheila A. Murray For For Management
9 Elect Gordon M. Nixon For For Management
10 Elect Louis P. Pagnutti For For Management
11 Elect Calin Rovinescu For For Management
12 Elect Karen Sheriff For For Management
13 Elect Robert C. Simmonds For For Management
14 Elect Jennifer Tory For For Management
15 Elect Cornell Wright For For Management
16 Appointment of Auditor For For Management
17 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD
Ticker: 2388 Security ID: Y0920U103
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect LIN Jingzhen For Against Management
6 Elect CHOI Koon Shum For For Management
7 Elect Quinn LAW Yee Kwan For For Management
8 Appointment of Auditor and Authority For For Management
to Set Fees
9 Authority to Issue Shares w/o For Against Management
Preemptive Rights
10 Authority to Repurchase Shares For For Management
11 Authority to Issue Repurchased Shares For Against Management
12 Adoption of New Articles of Association For For Management
--------------------------------------------------------------------------------
BOUYGUES
Ticker: EN Security ID: F11487125
Meeting Date: SEP 04, 2020 Meeting Type: Ordinary
Record Date: SEP 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Allocation of Profits/Dividends For For Management
5 Amendment to the 2020 Remuneration For For Management
Policy (Executives)
6 Authorisation of Legal Formalities For For Management
--------------------------------------------------------------------------------
BOUYGUES
Ticker: EN Security ID: F11487125
Meeting Date: APR 22, 2021 Meeting Type: Mix
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Accounts and Reports For For Management
7 Consolidated Accounts and Reports For For Management
8 Allocation of Profits/Dividends For For Management
9 Special Auditors Report on Regulated For Against Management
Agreements
10 2021 Remuneration Policy (Corporate For Against Management
Officers)
11 2021 Remuneration Policy (Board) For For Management
12 2020 Remuneration Report For For Management
13 2020 Remuneration of Martin Bouygues, For For Management
Chair and CEO (Until February 17, 2021)
14 2020 Remuneration of Olivier Bouygues, For For Management
Deputy CEO (Until August 31, 2020)
15 2020 Remuneration of Philippe Marien, For For Management
Deputy CEO (Until February 19, 2020)
16 2020 Remuneration of Olivier Roussat, For Against Management
Deputy CEO (Until February 17, 2021)
17 Elect Martin Bouygues For For Management
18 Elect Pascaline de Dreuzy For For Management
19 Appointment of Auditor For For Management
20 Authority to Repurchase and Reissue For Against Management
Shares
21 Authority to Cancel Shares and Reduce For For Management
Capital
22 Authority to Issue Shares and For Against Management
Convertible Debt w/ Preemptive Rights
23 Authority to Increase Capital Through For Against Management
Capitalisations
24 Authority to Issue Shares and For Against Management
Convertible Debt w/o Preemptive Rights
25 Authority to Issue Shares and For Against Management
Convertible Debt Through Private
Placement
26 Authority to Set Offering Price of For Against Management
Shares
27 Greenshoe For Against Management
28 Authority to Increase Capital in For Against Management
Consideration for Contributions In Kind
29 Authority to Increase Capital in Case For Against Management
of Exchange Offers
30 Authority to Issue Shares w/o For Against Management
Preemptive Rights in Consideration for
Securities Issued by Subsidiaries
31 Employee Stock Purchase Plan For Against Management
32 Authority to Grant Stock Options For Against Management
33 Authority to Issue Restricted Shares For For Management
34 Authority to Issue Restricted Shares For For Management
(Pension Scheme)
35 Authority to Issue Warrants as a For Against Management
Takeover Defense
36 Amendments to Articles Regarding Chair For For Management
Age Limits
37 Authorisation of Legal Formalities For For Management
--------------------------------------------------------------------------------
BRIDGESTONE CORPORATION
Ticker: 5108 Security ID: J04578126
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Shuichi Ishibashi For For Management
5 Elect Masahiro Higashi For For Management
6 Elect Scott T. Davis For For Management
7 Elect Yuri Okina For For Management
8 Elect Kenichi Masuda For For Management
9 Elect Kenzo Yamamoto For For Management
10 Elect Keiko Terui For For Management
11 Elect Seiichi Sasa For For Management
12 Elect Yojiro Shiba For For Management
13 Elect Yoko Suzuki For For Management
14 Elect Hideo Hara For For Management
15 Elect Tsuyoshi Yoshimi For For Management
--------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: G1510J102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Accounts and Reports For For Management
3 Remuneration Report (Advisory) For Against Management
4 Appointment of Auditor For For Management
5 Authority to Set Auditor's Fees For For Management
6 Elect Luc Jobin For For Management
7 Elect Jack M. Bowles For For Management
8 Elect Tadeu Marroco For For Management
9 Elect Susan J. Farr For For Management
10 Non-Voting Agenda Item N/A N/A Management
11 Elect Marion Helmes For For Management
12 Elect Holly K. Koeppel For For Management
13 Elect Savio Kwan For For Management
14 Elect Dimitri Panayotopoulos For Against Management
15 Elect Karen Guerra For For Management
16 Elect Darrell Thomas For For Management
17 Authority to Issue Shares w/ For For Management
Preemptive Rights
18 Authority to Issue Shares w/o For For Management
Preemptive Rights
19 Authority to Repurchase Shares For For Management
20 Authorisation of Political Donations For For Management
21 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
CANADIAN IMPERIAL BANK OF COMMERCE
Ticker: CM Security ID: 136069101
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Charles J.G. Brindamour For For Management
3 Elect Nanci E. Caldwell For For Management
4 Elect Michelle L. Collins For For Management
5 Elect Patrick D. Daniel For For Management
6 Elect Luc Desjardins For For Management
7 Elect Victor G. Dodig For For Management
8 Elect Kevin J. Kelly For For Management
9 Elect Christine E. Larsen For For Management
10 Elect Nicholas D. Le Pan For For Management
11 Elect Mary Lou Maher For For Management
12 Elect Jane L. Peverett For For Management
13 Elect Katharine B. Stevenson For For Management
14 Elect Martine Turcotte For For Management
15 Elect Barry L. Zubrow For For Management
16 Appointment of Auditor For For Management
17 Advisory Vote on Executive Compensation For For Management
18 Shareholder Proposal Regarding Against Against Shareholder
Reporting Circular Economy Loans
--------------------------------------------------------------------------------
CANON INC.
Ticker: 7751 Security ID: J05124144
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Fujio Mitarai For Against Management
4 Elect Toshizo Tanaka For For Management
5 Elect Toshio Homma For For Management
6 Elect Kunitaro Saida For For Management
7 Elect Yusuke Kawamura For For Management
8 Elect Hiroshi Yoshida as Statutory For For Management
Auditor
9 Equity Compensation Plan For For Management
--------------------------------------------------------------------------------
CAPITALAND INTEGRATED COMMERCIAL TRUST
Ticker: C38U Security ID: Y1100L160
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Appointment of Auditor and Authority For For Management
to Set Fees
3 Authority to Issue Units w/ or w/o For For Management
Preemptive Rights
4 Authority to Repurchase Units For For Management
--------------------------------------------------------------------------------
CARREFOUR SA
Ticker: CA Security ID: F13923119
Meeting Date: MAY 21, 2021 Meeting Type: Mix
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Non-Voting Meeting Note N/A N/A Management
8 Accounts and Reports For For Management
9 Consolidated Accounts and Reports For For Management
10 Allocation of Profits/Dividends For For Management
11 Special Auditors Report on Regulated For For Management
Agreements
12 Elect Alexandre Bompard For For Management
13 Elect Phillipe Houze For For Management
14 Elect Stephane Israel For For Management
15 Elect Claudia Almeida e Silva For For Management
16 Elect Nicolas Bazire For For Management
17 Elect Stephane Courbit For For Management
18 Elect Aurore Domont For For Management
19 Elect Mathilde Lemoine For For Management
20 Elect Patricia Moulin Lemoine For For Management
21 Appointment of Auditor (Deloitte); For For Management
Non-Renewal of Alternative Auditor
(BEAS)
22 Non-Renewal of Auditor (KPMG); For For Management
Non-Renewal of Alternate Auditor
(Salustro)
23 2020 Remuneration Report For For Management
24 2020 Remuneration of Alexandre For Against Management
Bompard, Chair and CEO
25 2021 Remuneration Policy (Chair and For Against Management
CEO)
26 2021 Remuneration Policy (Board) For For Management
27 Authority to Repurchase and Reissue For For Management
Shares
28 Authority to Cancel Shares and Reduce For For Management
Capital
29 Authority to Issue Shares and For For Management
Convertible Debt w/ Preemptive Rights
30 Authority to Issue Shares and For For Management
Convertible Debt w/o Preemptive Rights
31 Authority to Issue Shares Through For For Management
Private Placement
32 Greenshoe For For Management
33 Authority to Increase Capital in For For Management
Consideration for Contributions In Kind
34 Authority to Increase Capital Through For For Management
Capitalisations
35 Employee Stock Purchase Plan For For Management
36 Authority to Issue Performance Shares For Against Management
37 Authorisation of Legal Formalities For For Management
--------------------------------------------------------------------------------
CHUGAI PHARMACEUTICAL CO.,LTD.
Ticker: 4519 Security ID: J06930101
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Masayuki Oku For For Management
4 Elect Yoichiro Ichimaru For For Management
5 Elect Christoph Franz For For Management
6 Elect William N. Anderson For For Management
7 Elect James H. Sabry For For Management
8 Elect Yoshiaki Ohashi as Statutory For For Management
Auditor
--------------------------------------------------------------------------------
CK INFRASTRUCTURE HOLDINGS LIMITED
Ticker: 1038 Security ID: G2178K100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect Edmond IP Tak Chuen For Against Management
6 Elect Canning FOK Kin Ning For Against Management
7 Elect Andrew J. Hunter For For Management
8 Elect Henry CHEONG Ying Chew For Against Management
9 Elect Barrie Cook For For Management
10 Elect Angelina LEE Pui Ling For For Management
11 Appointment of Auditor and Authority For Against Management
to Set Fees
12 Authority to Issue Shares w/o For For Management
Preemptive Rights
13 Authority to Repurchase Shares For For Management
--------------------------------------------------------------------------------
CLP HOLDINGS LIMITED
Ticker: 0002 Security ID: Y1660Q104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Elect Christina Gaw For For Management
5 Elect Chunyuan Gu For For Management
6 Elect John Andrew Harry Leigh For For Management
7 Elect Andrew Clifford Winawer Brandler For For Management
8 Elect Nicholas Charles Allen For For Management
9 Elect Fanny LAW Fan Chiu Fun For Against Management
10 Elect Richard Kendall Lancaster For For Management
11 Appointment of Auditor and Authority For For Management
to Set Fees
12 Adoption of New Articles of Association For For Management
13 Authority to Issue Shares w/o For For Management
Preemptive Rights
14 Authority to Repurchase Shares For For Management
--------------------------------------------------------------------------------
COLES GROUP LTD
Ticker: COL Security ID: Q26203408
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: NOV 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Paul F. O'Malley For For Management
3 Re-elect David Cheesewright For For Management
4 Re-elect Wendy Stops For For Management
5 Remuneration Report For For Management
6 Equity Grant (MD/CEO Steven Cain - For For Management
FY2020 STI)
7 Equity Grant (MD/CEO Steven Cain - For For Management
FY2021 LTI)
8 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
COLOPLAST AS
Ticker: COLOB Security ID: K16018192
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: NOV 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Presentation of Accounts and Reports For For Management
7 Allocation of Profits/Dividends For For Management
8 Remuneration Report For For Management
9 Directors' Fees For For Management
10 Remuneration Policy For For Management
11 Amendments to Articles (Company For For Management
Objective)
12 Amendments to Articles (Electronic For For Management
General Meetings)
13 Shareholder Proposal Regarding Tax For For Shareholder
Reporting
14 Non-Voting Agenda Item N/A N/A Management
15 Elect Lars Soren Rasmussen For For Management
16 Elect Niels Peter Louis-Hansen For For Management
17 Elect Birgitte Nielsen For For Management
18 Elect Carsten Hellmann For For Management
19 Elect Jette Nygaard-Andersen For For Management
20 Elect Marianne Wiinholt For For Management
21 Appointment of Auditor For For Management
22 Non-Voting Agenda Item N/A N/A Management
23 Non-Voting Meeting Note N/A N/A Management
24 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
CONTINENTAL AG
Ticker: CON Security ID: D16212140
Meeting Date: JUL 14, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Allocation of Profits/Dividends For For Management
6 Ratify Elmar Degenhart For For Management
7 Ratify Hans-Jurgen Duensing For For Management
8 Ratify Frank Jourdan For For Management
9 Ratify Christian Kotz For For Management
10 Ratify Helmut Matschi For For Management
11 Ratify Ariane Reinhart For For Management
12 Ratify Wolfgang Schafer For For Management
13 Ratify Nikolai Setzer For For Management
14 Ratify Wolfgang Reitzle For For Management
15 Ratify Hasan Allak For For Management
16 Ratify Christiane Benner For For Management
17 Ratify Gunter Dunkel For For Management
18 Ratify Francesco Grioli For For Management
19 Ratify Peter Gutzmer For For Management
20 Ratify Michael Iglhaut For For Management
21 Ratify Satish Khatu For For Management
22 Ratify Isabel Corinna Knauf For For Management
23 Ratify Klaus Mangold For For Management
24 Ratify Sabine Neu For For Management
25 Ratify Rolf Nonnenmacher For For Management
26 Ratify Dirk Nordmann For For Management
27 Ratify Lorenz Pfau For For Management
28 Ratify Klaus Rosenfeld For For Management
29 Ratify Georg F. W. Schaeffler For For Management
30 Ratify Maria-Elisabeth For For Management
Schaeffler-Thumann
31 Ratify Jorg Schonfelder For For Management
32 Ratify Stefan Scholz For For Management
33 Ratify Gudrun Valten For For Management
34 Ratify Kirsten Vorkel For For Management
35 Ratify Elke Volkmann For For Management
36 Ratify Erwin Worle For For Management
37 Ratify Siegfried Wolf For For Management
38 Appointment of Auditor For For Management
39 Management Board Remuneration Policy For For Management
40 Supervisory Board Remuneration Policy For For Management
--------------------------------------------------------------------------------
CSL LTD.
Ticker: CSL Security ID: Q3018U109
Meeting Date: OCT 14, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Re-elect Bruce Brook For For Management
3 Elect Carolyn Hewson For For Management
4 Elect Pascal Soriot For For Management
5 Remuneration Report For For Management
6 Equity Grants (MD/CEO Paul Perreault) For For Management
7 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
DAIMLER AG
Ticker: DAI Security ID: D1668R123
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Ratification of Management Board Acts For For Management
9 Ratification of Supervisory Board Acts For Abstain Management
10 Appointment of Auditor For 2021 For Abstain Management
Financial Statements
11 Appointment of Auditor for Interim For For Management
Statements
12 Appointment of Auditor for Statements For For Management
under the Transformational Act
13 Elect Elizabeth Centoni For For Management
14 Elect Ben Van Beurden For For Management
15 Supervisory Board Remuneration Policy For For Management
16 Ratify Mikael Sallstrom (Employee For For Management
Representative)
17 Amendments to Articles (Supervisory For For Management
Board Resolutions)
18 Amendments to Articles (Place of For For Management
Jurisdiction)
19 Accounts and Reports For Against Management
20 Non-Voting Meeting Note N/A N/A Management
21 Non-Voting Meeting Note N/A N/A Management
22 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
DAITO TRUST CONSTRUCTION CO.,LTD
Ticker: 1878 Security ID: J11151107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Katsuma Kobayashi For For Management
4 Elect Shuji Kawai For For Management
5 Elect Kei Takeuchi For For Management
6 Elect Koji Sato For For Management
7 Elect Kanitsu Uchida For For Management
8 Elect Masafumi Tate For For Management
9 Elect Yoshihiro Mori For For Management
10 Elect Toshiaki Yamaguchi For For Management
11 Elect Mami Sasaki For For Management
12 Elect Takashi Shoda For For Management
13 Elect Atsushi Iritani For For Management
14 Elect Masayasu Uno For For Management
15 Elect Masa Matsushita For For Management
16 Elect Kenji Kobayashi For For Management
17 Appointment of Auditor For For Management
--------------------------------------------------------------------------------
DANONE
Ticker: BN Security ID: F12033134
Meeting Date: APR 29, 2021 Meeting Type: Mix
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Non-Voting Meeting Note N/A N/A Management
8 Accounts and Reports For For Management
9 Consolidated Accounts and Reports For For Management
10 Allocation of Profits/Dividends For For Management
11 Elect Guido Barilla For For Management
12 Elect Cecile Cabanis For For Management
13 Elect Michel Landel For For Management
14 Elect Serpil Timuray For For Management
15 Ratification of the Co-Option of For For Management
Gilles Schnepp
16 Special Auditors Report on Regulated For For Management
Agreements
17 2020 Remuneration Report For For Management
18 2020 Remuneration of Emmanuel Faber, For For Management
Chair and CEO
19 2021 Remuneration Policy (Corporate For For Management
Officers)
20 2021 Directors' Fees For For Management
21 2021 Remuneration Policy (Board of For For Management
Directors)
22 Authority to Repurchase and Reissue For For Management
Shares
23 Authority to Issue Shares and For For Management
Convertible Debt w/ Preemptive Rights
24 Authority to Issue Shares and For For Management
Convertible Debt w/o Preemptive Rights
and w/ Priority Subscription
25 Greenshoe For For Management
26 Authority to Increase Capital in Case For For Management
of Exchange Offers
27 Authority to Increase Capital in For For Management
Consideration for Contributions In Kind
28 Authority to Increase Capital Through For For Management
Capitalisations
29 Employee Stock Purchase Plan For For Management
30 Stock Purchase Plan for Overseas For For Management
Employees
31 Authority to Issue Performance Shares For For Management
32 Authority to Cancel Shares and Reduce For For Management
Capital
33 Authorisation of Legal Formalities For For Management
34 2021 Remuneration Policy (Interim For For Management
Corporate Officers)
35 2021 Remuneration of Emmanuel Faber, For For Management
Chair and CEO (Until March 14, 2021)
--------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD
Ticker: D05 Security ID: Y20246107
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Allocation of Profits/Dividends For For Management
2 Directors' Fees For For Management
3 Appointment of Auditor and Authority For For Management
to Set Fees
4 Elect Piyush Gupta For For Management
5 Elect Punita Lal For For Management
6 Elect Anthony LIM Weng Kin For For Management
7 Authority to Issues Share under The For For Management
California Sub-Plan
8 Authority To Grant Awards And Issue For For Management
Shares Under The Dbsh Share Plan
9 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
10 Authority to Repurchase and Reissue For For Management
Shares
11 Authority To Issue Shares Pursuant To For For Management
The Dbsh Scrip Dividend Scheme
12 Election of Presiding Chair; Minutes For For Management
--------------------------------------------------------------------------------
DENSO CORPORATION
Ticker: 6902 Security ID: J12075107
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Koji Arima For For Management
3 Elect Yukihiro Shinohara For For Management
4 Elect Kenichiro Ito For For Management
5 Elect Yasushi Matsui For For Management
6 Elect Akio Toyoda For For Management
7 Elect George Olcott For For Management
8 Elect Shigeki Kushida For For Management
9 Elect Yuko Mitsuya For For Management
10 Elect Shingo Kuwamura For Against Management
11 Elect Motomi Niwa For For Management
12 Elect Hiromi Kitagawa as Alternate For For Management
Statutory Auditor
--------------------------------------------------------------------------------
DEUTSCHE POST AG
Ticker: DPW Security ID: D19225107
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Allocation of Profits/Dividends For For Management
8 Ratification of Management Board Acts For For Management
9 Ratification of Supervisory Board Acts For For Management
10 Appointment of Auditor For For Management
11 Elect Jorg Kukies For For Management
12 Elect Lawrence A. Rosen For For Management
13 Equity Incentive Plan; Increase in For For Management
Conditional Capital
14 Authority to Issue Convertible Debt For For Management
Instruments; Increase in Conditional
Capital
15 Amendments to Articles (Virtual AGM For For Management
Participation)
16 Amendments to Articles (Interim For For Management
Dividend)
17 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
DEUTSCHE POST AG
Ticker: DPW Security ID: D19225107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Allocation of Profits/Dividends For For Management
9 Ratification of Management Board Acts For For Management
10 Ratification of Supervisory Board Acts For For Management
11 Appointment of Auditor For For Management
12 Elect Ingrid Deltenre For For Management
13 Elect Katja Windt For For Management
14 Elect Nikolaus von Bomhard For For Management
15 Increase in Authorised Capital For For Management
16 Authority to Repurchase and Reissue For For Management
Shares
17 Authority to Repurchase Shares Using For For Management
Equity Derivatives
18 Management Board Remuneration Policy For For Management
19 Supervisory Board Remuneration Policy For For Management
20 Non-Voting Meeting Note N/A N/A Management
21 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
DIRECT LINE INSURANCE GROUP PLC
Ticker: DLG Security ID: G2871V114
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report (Advisory) For For Management
3 Final Dividend For For Management
4 Elect Danuta Gray For For Management
5 Elect Mark Gregory For For Management
6 Elect Tim W. Harris For For Management
7 Elect Penny J. James For For Management
8 Elect Sebastian R. James For For Management
9 Elect Adrian Joseph For For Management
10 Elect Fiona McBain For For Management
11 Elect Gregor Stewart For For Management
12 Elect Richard C. Ward For For Management
13 Appointment of Auditor For For Management
14 Authority to Set Auditor's Fees For For Management
15 Authorisation of Political Donations For For Management
16 Authority to Issue Shares w/ For For Management
Preemptive Rights
17 Authority to Issue Shares w/o For For Management
Preemptive Rights
18 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
19 Authority to Repurchase Shares For For Management
20 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
21 Authority to Issue Restricted Tier 1 For For Management
Capital Instruments w/ Preemptive
Rights
22 Authority to Issue Restricted Tier 1 For For Management
Capital Instruments w/o Preemptive
Rights
--------------------------------------------------------------------------------
DISCO CORPORATION
Ticker: 6146 Security ID: J12327102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Kazuma Sekiya For For Management
4 Elect Noboru Yoshinaga For For Management
5 Elect Takao Tamura For For Management
6 Elect Ichiro Inasaki For For Management
7 Elect Shinichi Tamura For For Management
8 Elect Tsutomu Mimata as Statutory For For Management
Auditor
9 Amendment to the Equity Compensation For Against Management
Plan
--------------------------------------------------------------------------------
E.ON SE
Ticker: EOAN Security ID: D24914133
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Agenda Item N/A N/A Management
3 Allocation of Profits/Dividends For For Management
4 Ratification of Management Board Acts For For Management
5 Ratification of Supervisory Board Acts For For Management
6 Appointment of Auditor For For Management
7 Appointment of Auditor for Interim For For Management
Statements in 2021
8 Appointment of Auditor for Interim For For Management
Statements For First Quarter of 2022
9 Management Board Remuneration Policy For For Management
10 Supervisory Board Remuneration Policy For For Management
11 Elect Erich Clementi For For Management
12 Elect Andreas Schmitz For For Management
13 Elect Ewald Woste For For Management
14 Approval of Profit-and-Loss Transfer For For Management
Agreements E.ON 45. Verwaltungs GmbH
15 Approval of Profit-and-Loss Transfer For For Management
Agreements E.ON 46. Verwaltungs GmbH
16 Non-Voting Meeting Note N/A N/A Management
17 Non-Voting Meeting Note N/A N/A Management
18 Non-Voting Meeting Note N/A N/A Management
19 Non-Voting Meeting Note N/A N/A Management
20 Non-Voting Meeting Note N/A N/A Management
21 Non-Voting Meeting Note N/A N/A Management
22 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTUGAL SA
Ticker: EDP Security ID: X67925119
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Amendments to Remuneration Policy For For Management
4 Shareholder Proposal Regarding For For Management
Election of Executive Board
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTUGAL SA
Ticker: EDP Security ID: X67925119
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Accounts and Reports; Remuneration For For Management
Report
6 Allocation of Profits/Dividends For For Management
7 Ratification of Executive Board Acts For For Management
8 Ratification of General and For For Management
Supervisory Board Acts
9 Ratification of Auditor Acts For For Management
10 Authority to Repurchase and Reissue For For Management
Shares
11 Authority to Repurchase and Reissue For For Management
Debt Instruments
12 Authority to Issue Shares w/ For For Management
Preemptive Rights
13 Shareholder Proposal Regarding For For Shareholder
Amendments to Articles
14 Authority to Waive Preemptive Rights For For Management
15 Remuneration Policy For For Management
16 Directors' Fees For For Management
17 Election of General and Supervisory For Abstain Management
Board
18 Appointment of Auditor For For Management
19 Election of Board of the General For For Management
Shareholders' Meeting
20 Election of Remuneration Committee For For Management
21 Remuneration Committee Fees For For Management
22 Election of Environment and For For Management
Sustainability Board
--------------------------------------------------------------------------------
EISAI CO.,LTD.
Ticker: 4523 Security ID: J12852117
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Haruo Naito For For Management
3 Elect Yasuhiko Katoh For For Management
4 Elect Bruce Aronson For For Management
5 Elect Yutaka Tsuchiya For For Management
6 Elect Shuzo Kaihori For For Management
7 Elect Ryuichi Murata For For Management
8 Elect Hideyo Uchiyama For For Management
9 Elect Hideki Hayashi For For Management
10 Elect Yumiko Miwa For For Management
11 Elect Fumihiko Ike For For Management
12 Elect Yoshiteru Kato For For Management
13 Elect Ryota Miura For For Management
--------------------------------------------------------------------------------
EMS-CHEMIE HOLDING AG
Ticker: EMSN Security ID: H22206199
Meeting Date: AUG 08, 2020 Meeting Type: Annual
Record Date: JUL 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Accounts and Reports For TNA Management
3 Board Compensation For TNA Management
4 Executive Compensation For TNA Management
5 Allocation of Profits/Dividends For TNA Management
6 Ratification of Board and Management For TNA Management
Acts
7 Elect Bernhard Merki as Board Chair For TNA Management
and Compensation Committee Member
8 Elect Magdalena Martullo-Blocher For TNA Management
9 Elect Joachim Streu as Director and For TNA Management
Compensation Committee Member
10 Elect Christoph Mader as Director and For TNA Management
Compensation Committee Member
11 Appointment of Auditor For TNA Management
12 Appointment of Independent Proxy For TNA Management
13 Non-Voting Meeting Note N/A TNA Management
--------------------------------------------------------------------------------
ENAGAS SA
Ticker: ENG Security ID: E41759106
Meeting Date: MAY 26, 2021 Meeting Type: Ordinary
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Accounts and Reports For For Management
5 Report on Non-Financial Information For For Management
6 Allocation of Profits/Dividends For For Management
7 Ratification of Board Acts For For Management
8 Elect Natalia Fabra Portela For For Management
9 Elect Maria Teresa Arcos Sanchez For For Management
10 Amendments to Articles (Accounting For For Management
Records and Identity of Shareholders)
11 Amendments to Articles (General For For Management
Meeting, Attendance Proxies and Voting)
12 Amendments to Articles (Attendance by For For Management
Remote Only)
13 Amendments to Articles (Remuneration, For For Management
Board Meetings, Delegation of Powers)
14 Amendments to Articles (Annual For For Management
Accounts)
15 Amendments to General Meeting For For Management
Regulations (Powers)
16 Amendments to General Meeting For For Management
Regulations (Remote Attendance)
17 Amendments to General Meeting For For Management
Regulations (Publicity)
18 Authority to Issue Debt Instruments For For Management
19 Authority to Issue Convertible Debt For For Management
Instruments
20 Remuneration Policy (Binding) For For Management
21 Remuneration Report (Advisory) For For Management
22 Non-Voting Agenda Item N/A N/A Management
23 Authorisation of Legal Formalities For For Management
24 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Pamela L. Carter For Against Management
3 Elect Marcel R. Coutu For Against Management
4 Elect Susan M. Cunningham For For Management
5 Elect Gregory L. Ebel For For Management
6 Elect J. Herb England For For Management
7 Elect Gregory J. Goff For For Management
8 Elect V. Maureen Kempston Darkes For For Management
9 Elect Teresa S. Madden For For Management
10 Elect Al Monaco For For Management
11 Elect Stephen S. Poloz For For Management
12 Elect Dan C. Tutcher For For Management
13 Appointment of Auditor and Authority For For Management
to Set Fees
14 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
ENDESA SA
Ticker: ELE Security ID: E41222113
Meeting Date: APR 30, 2021 Meeting Type: Ordinary
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Accounts For For Management
3 Management Reports For For Management
4 Report on Non-Financial Information For For Management
5 Ratification of Board Acts For For Management
6 Allocation of Profits/Dividends For For Management
7 Amendments to Articles (Remote-Only For For Management
Attendance)
8 Amendments to Articles (Remote For For Management
Attendance)
9 Amendments to Articles (Compensation) For For Management
10 Amendments to Articles (Board Meetings) For For Management
11 Amendments to General Meeting For For Management
Regulations (Remote-Only Meeting)
12 Amendments to General Meeting For For Management
Regulations (Remote Attendance)
13 Board Size For For Management
14 Remuneration Report (Advisory) For For Management
15 Remuneration Policy (Binding) For For Management
16 Strategic Incentive Plan 2021-2023 For For Management
17 Authorisation of Legal Formalities For For Management
--------------------------------------------------------------------------------
ENEL S.P.A.
Ticker: ENEL Security ID: T3679P115
Meeting Date: MAY 20, 2021 Meeting Type: Ordinary
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Authority to Repurchase and Reissue For For Management
Shares
6 Long-Term Incentive Plan 2021 For For Management
7 Remuneration Policy (Binding) For For Management
8 Remuneration Report (Advisory) For For Management
9 Non-Voting Meeting Note N/A N/A Management
10 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
ENGIE
Ticker: ENGI Security ID: F7629A107
Meeting Date: MAY 20, 2021 Meeting Type: Mix
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Non-Voting Meeting Note N/A N/A Management
8 Non-Voting Meeting Note N/A N/A Management
9 Accounts and Reports; Non For For Management
Tax-Deductible Expenses
10 Consolidated Accounts and Reports For For Management
11 Allocation of Profits/Dividends For For Management
12 Special Auditors Report on Regulated For For Management
Agreements
13 Authority to Repurchase and Reissue For For Management
Shares
14 Elect Catherine MacGregor For For Management
15 Elect Jacinthe Delage N/A Against Management
16 Elect Steven Lambert N/A For Management
17 2020 Remuneration Report For For Management
18 2020 Remuneration of Jean-Pierre For For Management
Clamadieu, Chair
19 2020 Remuneration of Isabelle Kocher, For For Management
Former CEO
20 2020 Remuneration of Claire Waysand, For For Management
Acting CEO
21 2021 Remuneration Policy (Board) For For Management
22 2021 Remuneration Policy (Chair) For For Management
23 2021 Remuneration Policy (CEO) For For Management
24 Employee Stock Purchase Plan For For Management
25 Stock Purchase Plan for Overseas For For Management
Employees
26 Authority to Issue Restricted Shares For For Management
27 Authority to Issue Performance Shares For For Management
28 Authorisation of Legal Formalities For For Management
29 Shareholder Proposal A to Amend the Against Against Shareholder
Company's Allocation/Dividend Policy
--------------------------------------------------------------------------------
ENGIE BRASIL ENERGIA S.A.
Ticker: EGIE3 Security ID: P37625103
Meeting Date: JUL 17, 2020 Meeting Type: Special
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Manoel Eduardo Lima Lopes For For Management
3 Proportional Allocation of Cumulative N/A Abstain Management
Votes
4 Allocate Cumulative Votes to Manoel N/A Abstain Management
Eduardo Lima Lopes
5 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
ENI S.P.A.
Ticker: ENI Security ID: T3643A145
Meeting Date: MAY 12, 2021 Meeting Type: Ordinary
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Use/Transfer of Reserves For For Management
6 Elect Marcella Caradonna as Effective For For Management
Statutory Auditor
7 Elect Roberto Maglio as Alternate For For Management
Statutory Auditor
8 Authority to Repurchase Shares For For Management
9 Remuneration Report For Against Management
10 Non-Voting Meeting Note N/A N/A Management
11 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
EVOLUTION GAMING GROUP AB
Ticker: EVO Security ID: W3287P115
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Non-Voting Agenda Item N/A N/A Management
11 Accounts and Reports For For Management
12 Allocation of Profits/Dividends For For Management
13 Ratification of Jens von Bahr For For Management
14 Ratification of Joel Citron For For Management
15 Ratification of Jonas Engwall For For Management
16 Ratification of Cecilia Lager For For Management
17 Ratification of Ian Livingstone For For Management
18 Ratification of Fredrik Osterberg For For Management
19 Ratification of Martin Carlesund For For Management
20 Board Size For For Management
21 Directors' Fees For For Management
22 Elect Jens von Bahr For Against Management
23 Elect Joel Citron For For Management
24 Elect Jonas Engwall For For Management
25 Elect Ian Livingstone For For Management
26 Elect Fredrik Osterberg For For Management
27 Elect Jens von Bahr as Chair For For Management
28 Authority to Set Auditor's Fees For For Management
29 Appointment of Auditor For For Management
30 Approval of Nominating Committee For Against Management
Guidelines
31 Remuneration Report For Against Management
32 Amendments to Articles For For Management
33 Authority to Repurchase Shares For For Management
34 Issuance of Treasury Shares For For Management
35 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
36 Repurchase of Warrants For For Management
37 Non-Voting Agenda Item N/A N/A Management
38 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
EVOLUTION MINING LIMITED
Ticker: EVN Security ID: Q3647R147
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Remuneration Report Abstain For Management
2 Non-Voting Agenda Item N/A N/A Management
3 Board Spill Against Against Management
4 Elect Jason Attew For For Management
5 Elect Peter A. Smith For For Management
6 Elect Victoria Binns For For Management
7 Re-elect James E. Askew For For Management
8 Re-elect Thomas McKeith For Against Management
9 Re-elect Andrea Hall For For Management
10 Equity Grant (Executive Chair Jacob For For Management
Klein)
11 Equity Grant (Finance Director and CFO For For Management
Lawrence Conway)
12 Approve Employee Share Option and For For Management
Performance Rights Plan
13 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
EVONIK INDUSTRIES AG
Ticker: EVK Security ID: D2R90Y117
Meeting Date: AUG 31, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Allocation of Profits/Dividends For For Management
8 Ratification of Management Board Acts For For Management
9 Ratification of Supervisory Board Acts For For Management
10 Appointment of Auditor For For Management
11 Authority to Repurchase and Reissue For For Management
Shares
12 Management Board Remuneration Policy For For Management
13 Supervisory Board Remuneration Policy For For Management
14 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
EVONIK INDUSTRIES AG
Ticker: EVK Security ID: D2R90Y117
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Allocation of Profits/Dividends For For Management
9 Ratification of Management Board Acts For For Management
10 Ratification of Supervisory Board Acts For For Management
11 Appointment of Auditor For For Management
12 Elect Werner Fuhrmann For For Management
13 Elect Cedrik Neike For For Management
14 Non-Voting Meeting Note N/A N/A Management
15 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
EVRAZ PLC
Ticker: EVR Security ID: G33090104
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report (Advisory) For For Management
3 Elect Alexander G. Abramov For For Management
4 Elect Alexander Frolov For For Management
5 Elect Eugene Shvidler For For Management
6 Elect Eugene Tenenbaum For For Management
7 Elect James Karl Gruber For For Management
8 Elect Deborah Gudgeon For For Management
9 Elect Alexander Izosimov For For Management
10 Elect Sir Michael Peat For Against Management
11 Elect Stephen T. Odell For For Management
12 Elect James E. Rutherford For For Management
13 Elect Sandra Stash For For Management
14 Appointment of Auditor For For Management
15 Authority to Set Auditor's Fees For For Management
16 Authority to Issue Shares w/ For For Management
Preemptive Rights
17 Authority to Issue Shares w/o For For Management
Preemptive Rights
18 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
19 Authority to Repurchase Shares For For Management
20 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
FANUC CORPORATION
Ticker: 6954 Security ID: J13440102
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Yoshiharu Inaba For For Management
5 Elect Kenji Yamaguchi For For Management
6 Elect Michael J Cicco For For Management
7 Elect Kazuo Tsukuda For For Management
8 Elect Masaharu Sumikawa For For Management
9 Elect Naoko Yamazaki For For Management
10 Elect Katsuo Kohari For For Management
11 Elect Katsuya Mitsumura For For Management
12 Elect Yasuo Imai For For Management
13 Elect Hidetoshi Yokoi For For Management
14 Elect Mieko Tomita For For Management
15 Non-Audit Committee Directors' Fees For For Management
16 Audit Committee Directors' Fees For For Management
17 Adoption of Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
FORTESCUE METALS GROUP LTD
Ticker: FMG Security ID: Q39360104
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Remuneration Report For For Management
3 Re- Elect Andrew Forrest For For Management
4 Re- Elect Mark Barnaba For For Management
5 Re- Elect Penelope (Penny) Bingham-Hall For For Management
6 Re- Elect Jennifer (Jenn) Morris For For Management
7 Equity Grant (MD/CEO Elizabeth Gaines) For For Management
8 Non-Voting Agenda Item N/A N/A Management
9 Renew Proportional Takeover Provisions For For Management
--------------------------------------------------------------------------------
FORTUM OYJ
Ticker: FORTUM Security ID: X2978Z118
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Non-Voting Agenda Item N/A N/A Management
11 Accounts and Reports For For Management
12 Allocation of Profits/Dividends For For Management
13 Ratification of Board and CEO Acts For For Management
14 Remuneration Report For Against Management
15 Directors' Fees For For Management
16 Board Size For For Management
17 Election of Directors For For Management
18 Authority to Set Auditor's Fees For For Management
19 Appointment of Auditor For For Management
20 Authority to Repurchase Shares For For Management
21 Authority to Issue Treasury Shares For For Management
22 Charitable Donations For For Management
23 Non-Voting Agenda Item N/A N/A Management
--------------------------------------------------------------------------------
FUJITSU LIMITED
Ticker: 6702 Security ID: J15708159
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Takahito Tokita For For Management
3 Elect Hidenori Furuta For For Management
4 Elect Takeshi Isobe For For Management
5 Elect Masami Yamamoto For For Management
6 Elect Chiaki Mukai For For Management
7 Elect Atsushi Abe For For Management
8 Elect Yoshiko Kojo @ Yoshiko Kugu For For Management
9 Elect Scott Callon For Against Management
10 Elect Kenichiro Sasae For For Management
11 Elect Yoichi Hirose as Statutory For Against Management
Auditor
12 Elect Koichi Namba as Alternate For For Management
Statutory Auditor
13 Directors' Fees For For Management
14 Amendment to the Performance Linked For For Management
Equity Compensation Plan
--------------------------------------------------------------------------------
GALP ENERGIA, SGPS, S.A.
Ticker: GALP Security ID: X3078L108
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Ratify Co-Option of Andrew R.D. Brown For For Management
4 Accounts and Reports; Remuneration For For Management
Report
5 Allocation of Profits/Dividends For For Management
6 Ratification of Board Acts For For Management
7 Ratification of the Supervisory For For Management
Council Acts
8 Ratification of Statutory Auditors Acts For For Management
9 Remuneration Policy (Binding) For For Management
10 Authority to Repurchase and Reissue For For Management
Shares
11 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
GIVAUDAN S.A.
Ticker: GIVN Security ID: H3238Q102
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Compensation Report For For Management
5 Allocation of Profits/Dividends For For Management
6 Ratification of Board and Management For For Management
Acts
7 Elect Victor Balli For For Management
8 Elect Werner J. Bauer For For Management
9 Elect Lilian Fossum Biner For For Management
10 Elect Michael Carlos For For Management
11 Elect Ingrid Deltenre For For Management
12 Elect Olivier A. Filliol For For Management
13 Elect Sophie Gasperment For Against Management
14 Elect Calvin Grieder as Board Chair For For Management
15 Elect Werner J. Bauer as Compensation For For Management
Committee Member
16 Elect Ingrid Deltenre as Compensation For For Management
Committee Member
17 Elect Victor Balli as Compensation For For Management
Committee Member
18 Appointment of Independent Proxy For For Management
19 Appointment of Auditor For For Management
20 Board Compensation For For Management
21 Executive Compensation (Short-Term) For For Management
22 Executive Compensation (Fixed and For For Management
Long-Term)
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: G3910J112
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report (Advisory) For For Management
3 Elect Jonathan R. Symonds For For Management
4 Elect Emma N. Walmsley For For Management
5 Elect Charles A. Bancroft For For Management
6 Elect Manvinder S. Banga For For Management
7 Elect Hal V. Barron For For Management
8 Elect Vivienne Cox For For Management
9 Elect Lynn L. Elsenhans For For Management
10 Elect Laurie H. Glimcher For For Management
11 Elect Jesse Goodman For For Management
12 Elect Iain J. Mackay For For Management
13 Elect Urs Rohner For For Management
14 Appointment of Auditor For For Management
15 Authority to Set Auditor's Fees For For Management
16 Authorisation of Political Donations For For Management
17 Authority to Issue Shares w/ For For Management
Preemptive Rights
18 Authority to Issue Shares w/o For For Management
Preemptive Rights
19 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
20 Authority to Repurchase Shares For For Management
21 Approve exemption from statement of For For Management
the senior statutory auditor's name in
published auditors' reports
22 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
GMO PAYMENT GATEWAY INC
Ticker: 3769 Security ID: J18229104
Meeting Date: DEC 20, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Masatoshi Kumagai For For Management
4 Elect Issei Ainoura For For Management
5 Elect Ryu Muramatsu For For Management
6 Elect Satoru Isozaki For For Management
7 Elect Yuichi Hisada For For Management
8 Elect Masashi Yasuda For For Management
9 Elect Hirofumi Yamashita For For Management
10 Elect Takehito Kaneko For For Management
11 Elect Masaya Onagi For For Management
12 Elect Akio Sato For For Management
13 Elect Yuki Kawasaki For For Management
14 Elect Kazutaka Yoshida as Statutory For For Management
Auditor
--------------------------------------------------------------------------------
GREAT-WEST LIFECO INC.
Ticker: GWO Security ID: 39138C106
Meeting Date: MAY 06, 2021 Meeting Type: Mix
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Amendments to Articles Regarding For For Management
Maximum Board Size
3 Elect Michael R. Amend For For Management
4 Elect Deborah J. Barrett For For Management
5 Elect Robin Bienfait For For Management
6 Elect Heather E. Conway For For Management
7 Elect Marcel R. Coutu For Against Management
8 Elect Andre Desmarais For For Management
9 Elect Paul Desmarais, Jr. For Against Management
10 Elect Gary A. Doer For For Management
11 Elect David G. Fuller For For Management
12 Elect Claude Genereux For Against Management
13 Elect Elizabeth C. Lempres For For Management
14 Elect Paula B. Madoff For Against Management
15 Elect Paul A. Mahon For For Management
16 Elect Susan J. McArthur For For Management
17 Elect R. Jeffrey Orr For Against Management
18 Elect T. Timothy Ryan, Jr. For For Management
19 Elect Gregory D. Tretiak For For Management
20 Elect Siim A. Vanaselja For For Management
21 Elect Brian E. Walsh For For Management
22 Appointment of Auditor For For Management
23 Advisory Vote on Executive Compensation For For Management
24 Amendment to the Stock Option Plan For For Management
25 Amendments to By-Laws For For Management
26 Transaction of Other Business For Against Management
--------------------------------------------------------------------------------
HANG SENG BANK LIMITED
Ticker: 0011 Security ID: Y30327103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Elect Louisa CHEANG For For Management
5 Elect Margaret KWAN Wing Han For For Management
6 Elect Irene LEE Yun Lien For Against Management
7 Elect Peter WONG Tung Shun For Against Management
8 Appointment of Auditor and Authority For For Management
to Set Fees
9 Authority to Repurchase Shares For For Management
10 Authority to Issue Shares w/o For Against Management
Preemptive Rights
11 Amendments to Articles of Association For For Management
--------------------------------------------------------------------------------
HELLOFRESH SE
Ticker: HFG Security ID: D3R2MA100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Allocation of Profits For For Management
7 Ratification of Management Board Acts For For Management
8 Ratification of Supervisory Board Acts For For Management
9 Appointment of Auditor For For Management
10 Elect John H. Rittenhouse For For Management
11 Elect Ursula Radeke-Pietsch For For Management
12 Elect Derek Zissman For For Management
13 Elect Susanne Schroter-Crossan For For Management
14 Elect Stefan Smalla For For Management
15 Amendment to Corporate Purpose For For Management
16 Management Board Remuneration Policy For Against Management
17 Supervisory Board Remuneration Policy For For Management
18 Increase in Authorised Capital For For Management
19 Authority to Issue Convertible Debt For For Management
Instruments; Increase in Conditional
Capital
20 Authority to Repurchase and Reissue For For Management
Shares
--------------------------------------------------------------------------------
HENDERSON LAND DEVELOPMENT COMPANY LIMITED
Ticker: 0012 Security ID: Y31476107
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect Colin LAM Ko Yin For Against Management
6 Elect LEE Shau Kee For Against Management
7 Elect John YIP Ying Chee For For Management
8 Elect Andrew FUNG Hau Chung For For Management
9 Elect KO Ping Keung For For Management
10 Elect Jackson WOO Ka Biu For For Management
11 Elect POON Chung Kwong For For Management
12 Appointment of Auditor and Authority For For Management
to Set Fees
13 Authority to Repurchase Shares For For Management
14 Authority to Issue Shares w/o For Against Management
Preemptive Rights
15 Authority to Issue Repurchased Shares For Against Management
16 Adoption of New Articles of Association For For Management
17 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
HK ELECTRIC INVESTMENTS LIMITED
Ticker: 2638 Security ID: Y32359104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Elect Victor LI Tzar Kuoi For Against Management
5 Elect WAN Chi Tin For For Management
6 Elect Fahad Hamad Al Mohannadi For Against Management
7 Elect CHAN Loi Shun For Against Management
8 Elect KWAN Kai Cheong For Against Management
9 Elect ZHU Guangchao For Against Management
10 Appointment of Auditor and Authority For For Management
to Set Fees
11 Authority to Issue Shares w/o For For Management
Preemptive Rights
--------------------------------------------------------------------------------
HKT TRUST AND HKT LIMITED
Ticker: 6823 Security ID: Y3R29Z107
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect Susanna HUI Hon Hing For For Management
6 Elect CHANG Hsin Kang For For Management
7 Elect Sunil Varma For Against Management
8 Elect Frances WONG Waikwun For For Management
9 Directors' Fees For For Management
10 Appointment of Auditor and Authority For For Management
to Set Fees
11 Authority to Issue Share Stapled Units For Against Management
w/o Preemptive Rights
12 Termination of Existing Share Stapled For Against Management
Units Option Scheme and the Adoption
of New Share Stapled Units Option
Scheme
13 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LIMITED
Ticker: 0388 Security ID: Y3506N139
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Elect Nicholas Charles Allen For For Management
5 Elect Anna CHEUNG Ming Ming For For Management
6 Elect ZHANG Yichen For Against Management
7 Appointment of Auditor and Authority For For Management
to Set Fees
8 Authority to Repurchase Shares For For Management
9 Authority to Issue Shares w/o For For Management
Preemptive Rights
--------------------------------------------------------------------------------
HOYA CORPORATION
Ticker: 7741 Security ID: J22848105
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Yukako Uchinaga For For Management
3 Elect Mitsudo Urano For For Management
4 Elect Shuzo Kaihori For For Management
5 Elect Hiroaki Yoshihara For For Management
6 Elect Yasuyuki Abe For For Management
7 Elect Hiroshi Suzuki For For Management
--------------------------------------------------------------------------------
IGM FINANCIAL INC.
Ticker: IGM Security ID: 449586106
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Marc A. Bibeau For For Management
3 Elect Marcel R. Coutu For Against Management
4 Elect Andre Desmarais For For Management
5 Elect Paul Desmarais, Jr. For Against Management
6 Elect Gary Doer For For Management
7 Elect Susan Doniz For For Management
8 Elect Claude Genereux For Against Management
9 Elect Sharon Hodgson For For Management
10 Elect Sharon MacLeod For For Management
11 Elect Susan J. McArthur For For Management
12 Elect John McCallum For For Management
13 Elect R. Jeffrey Orr For Against Management
14 Elect James O' Sullivan For For Management
15 Elect Gregory D. Tretiak For For Management
16 Elect Beth Wilson For For Management
17 Appointment of Auditor For For Management
--------------------------------------------------------------------------------
IMPERIAL BRANDS PLC
Ticker: IMB Security ID: G4720C107
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report (Advisory) For Against Management
3 Remuneration Policy (Binding) For For Management
4 Sharesave Plan For For Management
5 Long-Term Incentive Plan For For Management
6 Deferred Bonus Plan For For Management
7 Final Dividend For For Management
8 Elect Stefan Bomhard For For Management
9 Elect Susan M. Clark For For Management
10 Elect Therese Esperdy For For Management
11 Elect Alan Johnson For For Management
12 Elect Robert Kunze-Concewitz For For Management
13 Elect Simon Langelier For For Management
14 Elect Pierre-Jean Sivignon For For Management
15 Elect Steven P. Stanbrook For For Management
16 Elect Jon Stanton For For Management
17 Elect Oliver Tant For For Management
18 Appointment of Auditor For For Management
19 Authority to Set Auditor's Fees For For Management
20 Authorisation of Political Donations For For Management
21 Authority to Issue Shares w/ For For Management
Preemptive Rights
22 Authority to Issue Shares w/o For For Management
Preemptive Rights
23 Authority to Repurchase Shares For For Management
24 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
ITOCHU CORPORATION
Ticker: 8001 Security ID: J2501P104
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Masahiro Okafuji For For Management
4 Elect Yoshihisa Suzuki For For Management
5 Elect Keita Ishii For For Management
6 Elect Tomofumi Yoshida For For Management
7 Elect Yuji Fukuda For For Management
8 Elect Fumihiko Kobayashi For For Management
9 Elect Tsuyoshi Hachimura For For Management
10 Elect Atsuko Muraki For For Management
11 Elect Masatoshi Kawana For For Management
12 Elect Makiko Nakamori For For Management
13 Elect Kunio Ishizuka For For Management
14 Elect Shingo Majima For For Management
15 Elect Masumi Kikuchi For For Management
--------------------------------------------------------------------------------
ITOCHU TECHNO-SOLUTIONS CORPORATION
Ticker: 4739 Security ID: J25022104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Ichiro Tsuge For For Management
5 Elect Hisashi Eda For For Management
6 Elect Mamoru Seki For For Management
7 Elect Naoko Iwasaki @ Naoko Yamagiwa For For Management
8 Elect Aya Motomura For For Management
9 Elect Hiroshi Kajiwara For Against Management
--------------------------------------------------------------------------------
JAPAN EXCHANGE GROUP, INC.
Ticker: 8697 Security ID: J2740B106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Hiroki Tsuda For For Management
3 Elect Akira Kiyota For For Management
4 Elect Hiromi Yamaji For For Management
5 Elect Moriyuki Iwanaga For For Management
6 Elect Masaki Shizuka For For Management
7 Elect Christina Ahmadjian For For Management
8 Elect Nobuhiro Endo For For Management
9 Elect Hitoshi Ogita For For Management
10 Elect Main Koda For For Management
11 Elect Eizo Kobayashi For For Management
12 Elect Yasuzo Takeno For For Management
13 Elect Makoto Minoguchi For For Management
14 Elect Kimitaka Mori For For Management
15 Elect Tsuyoshi Yoneda For For Management
--------------------------------------------------------------------------------
JAPAN POST BANK CO., LTD.
Ticker: 7182 Security ID: J2800C101
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Norito Ikeda For For Management
3 Elect Susumu Tanaka For For Management
4 Elect Hiroya Masuda For Against Management
5 Elect Atsuko Onodera For For Management
6 Elect Katsuaki Ikeda For For Management
7 Elect Ryoji Chubachi For For Management
8 Elect Keisuke Takeuchi For For Management
9 Elect Makoto Kaiwa For For Management
10 Elect Risa Aihara @ Risa Shiraishi For For Management
11 Elect Hiroshi Kawamura For For Management
12 Elect Kenzo Yamamoto For For Management
13 Elect Shihoko Urushi @ Shihoko Abe For For Management
--------------------------------------------------------------------------------
JAPAN TOBACCO INC.
Ticker: 2914 Security ID: J27869106
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Masato Kitera as Director For For Management
--------------------------------------------------------------------------------
JAZZ PHARMACEUTICALS PUBLIC LIMITED COMPANY
Ticker: JAZZ Security ID: G50871105
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Bruce C. Cozadd For For Management
2 Elect Heather Ann McSharry For For Management
3 Elect Anne O'Riordan For For Management
4 Elect Rick E. Winningham For For Management
5 Appointment of Auditor and Authority For For Management
to Set Fees
6 Advisory Vote on Executive Compensation For For Management
7 Amendment to the 2007 Non-Employee For Against Management
Directors Stock Award Plan
8 Reduction in Share Premium Account For For Management
--------------------------------------------------------------------------------
JOHNSON MATTHEY PLC
Ticker: JMAT Security ID: G51604166
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report (Advisory) For For Management
3 Remuneration Policy (Binding) For For Management
4 Amendment to Performance Share Plan For For Management
5 Final Dividend For For Management
6 Elect Doug Webb For For Management
7 Elect Jane Griffiths For For Management
8 Elect Xiaozhi Liu For For Management
9 Elect Robert J. MacLeod For For Management
10 Elect Anna Manz For For Management
11 Elect Chris Mottershead For For Management
12 Elect John O'Higgins For For Management
13 Elect Patrick W. Thomas For For Management
14 Appointment of Auditor For For Management
15 Authority to Set Auditor's Fees For For Management
16 Authorisation of Political Donations For For Management
17 Authority to Issue Shares w/ For For Management
Preemptive Rights
18 Authority to Issue Shares w/o For For Management
Preemptive Rights
19 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
20 Authority to Repurchase Shares For For Management
21 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
KESKO OYJ
Ticker: KESKOB Security ID: X44874109
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Non-Voting Agenda Item N/A N/A Management
11 Accounts and Reports For For Management
12 Allocation of Profits/Dividends For For Management
13 Ratification of Board and CEO Acts For For Management
14 Remuneration Report For For Management
15 Non-Voting Agenda Item N/A N/A Management
16 Directors' Fees For For Management
17 Board Size For For Management
18 Election of Directors For For Management
19 Authority to Set Auditor's Fees For For Management
20 Appointment of Auditor For For Management
21 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
22 Charitable Donations For For Management
23 Non-Voting Agenda Item N/A N/A Management
24 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
KIRIN HOLDINGS COMPANY, LIMITED
Ticker: 2503 Security ID: 497350108
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Yoshinori Isozaki For For Management
4 Elect Keisuke Nishimura For For Management
5 Elect Toshiya Miyoshi For For Management
6 Elect Noriya Yokota For For Management
7 Elect Noriaki Kobayashi For For Management
8 Elect Masakatsu Mori For For Management
9 Elect Hiroyuki Yanagi For Against Management
10 Elect Chieko Matsuda For For Management
11 Elect Noriko Shiono For For Management
12 Elect Rod Eddington For For Management
13 Elect George Olcott For For Management
14 Elect Kaoru Kato For For Management
--------------------------------------------------------------------------------
KOMATSU LTD.
Ticker: 6301 Security ID: J35759125
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Tetsuji Ohashi For Against Management
4 Elect Hiroyuki Ogawa For For Management
5 Elect Masayuki Moriyama For For Management
6 Elect Kiyoshi Mizuhara For For Management
7 Elect Makoto Kigawa For For Management
8 Elect Takeshi Kunibe For For Management
9 Elect Arthur M. Mitchell For For Management
10 Elect Takeshi Horikoshi For For Management
11 Elect Naoko Saiki For For Management
12 Elect Kotaro Ono For For Management
13 Elect Yasuhiro Inagaki For For Management
--------------------------------------------------------------------------------
KONE CORP.
Ticker: KNEBV Security ID: X4551T105
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Accounts and Reports For For Management
11 Allocation of Profits/Dividends For For Management
12 Ratification of Board and CEO Acts For For Management
13 Remuneration Report For For Management
14 Non-Voting Agenda Item N/A N/A Management
15 Directors' Fees For Against Management
16 Board Size For For Management
17 Election of Directors For Against Management
18 Authority to Set Auditor's Fees For For Management
19 Number of Auditors For For Management
20 Appointment of Auditor For For Management
21 Authority to Repurchase Shares For For Management
22 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
23 Non-Voting Agenda Item N/A N/A Management
24 Non-Voting Meeting Note N/A N/A Management
25 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
KONINKLIJKE AHOLD DELHAIZE N.V.
Ticker: AD Security ID: N0074E105
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Agenda Item N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Accounts and Reports For For Management
7 Allocation of Profits/Dividends For For Management
8 Remuneration Report For For Management
9 Ratification of Management Board Acts For For Management
10 Ratification of Supervisory Board Acts For For Management
11 Election of Jan Zijderveld to the For For Management
Supervisory Board
12 Election of Bala Subramanian to the For For Management
Supervisory Board
13 Appointment of Auditor For For Management
14 Authority to Issue Shares w/ For For Management
Preemptive Rights
15 Authority to Suppress Preemptive Rights For For Management
16 Authority to Repurchase Shares For For Management
17 Cancellation Of Shares For For Management
18 Non-Voting Agenda Item N/A N/A Management
19 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
KONINKLIJKE KPN N.V.
Ticker: KPN Security ID: N4297B146
Meeting Date: SEP 10, 2020 Meeting Type: Special
Record Date: AUG 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Agenda Item N/A N/A Management
3 Non-Voting Agenda Item N/A N/A Management
4 Elect Alejandro Douglass Plater to the For For Management
Supervisory Board
5 Non-Voting Agenda Item N/A N/A Management
--------------------------------------------------------------------------------
KONINKLIJKE KPN N.V.
Ticker: KPN Security ID: N4297B146
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Accounts and Reports For For Management
7 Remuneration Report For For Management
8 Non-Voting Agenda Item N/A N/A Management
9 Allocation of Profits/Dividends For For Management
10 Ratification of Management Board Acts For For Management
11 Ratification of Supervisory Board Acts For For Management
12 Appointment of Auditor For For Management
13 Non-Voting Agenda Item N/A N/A Management
14 Elect Edzard J.C. Overbeek to the For For Management
Supervisory Board
15 Elect Gerard J.A. van de Aast to the For For Management
Supervisory Board
16 Non-Voting Agenda Item N/A N/A Management
17 Authority to Repurchase Shares For For Management
18 Cancellation of Shares For For Management
19 Authority to Issue Shares w/ For For Management
Preemptive Rights
20 Authority to Suppress Preemptive Rights For For Management
21 Non-Voting Agenda Item N/A N/A Management
22 Non-Voting Agenda Item N/A N/A Management
23 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
KUEHNE & NAGEL INTERNATIONAL AG
Ticker: KNIN Security ID: H4673L145
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Non-Voting Meeting Note N/A TNA Management
3 Accounts and Reports For TNA Management
4 Allocation of Profits/Dividends For TNA Management
5 Ratification of Board and Management For TNA Management
Acts
6 Elect Dominik Burgy For TNA Management
7 Elect Renato Fassbind For TNA Management
8 Elect Karl Gernandt For TNA Management
9 Elect David Kamenetzky For TNA Management
10 Elect Klaus-Michael Kuhne For TNA Management
11 Elect Hauke Stars For TNA Management
12 Elect Martin Wittig For TNA Management
13 Elect Joerg Wolle For TNA Management
14 Elect Tobias Staehelin For TNA Management
15 Appoint Joerg Wolle as Board Chair For TNA Management
16 Elect Karl Gernandt as Nominating and For TNA Management
Compensation Committee Member
17 Elect Klaus-Michael Kuhne as For TNA Management
Nominating and Compensation Committee
Member
18 Elect Hauke Stars as Nominating and For TNA Management
Compensation Committee Member
19 Appointment of Independent Proxy For TNA Management
20 Appointment of Auditor For TNA Management
21 Compensation Report For TNA Management
22 Board Compensation For TNA Management
23 Executive Compensation For TNA Management
--------------------------------------------------------------------------------
KYUSHU RAILWAY COMPANY
Ticker: 9142 Security ID: J41079104
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Koji Karaike For For Management
4 Elect Toshihiko Aoyagi For For Management
5 Elect Ryuji Tanaka For For Management
6 Elect Yoji Furumiya For For Management
7 Elect Toshihiro Mori For For Management
8 Elect Hiroyuki Fukunaga For For Management
9 Elect Izumi Kuwano For For Management
10 Elect Toshihide Ichikawa For For Management
11 Elect Shinji Asatsuma For For Management
12 Elect Kuniko Muramatsu For For Management
13 Elect Michiaki Uriu For Against Management
14 Elect Hiromi Fujita as Audit Committee For For Management
Director
--------------------------------------------------------------------------------
LA FRANCAISE DES JEUX S.A.
Ticker: FDJ Security ID: F55896108
Meeting Date: JUN 16, 2021 Meeting Type: Mix
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Non-Voting Meeting Note N/A N/A Management
8 Accounts and Reports; Ratification of For For Management
Acts; Non Tax-Deductible Expenses
9 Consolidated Accounts and Reports For For Management
10 Allocation of Profits/Dividends For For Management
11 Special Auditors Report on Regulated For For Management
Agreements
12 Ratification of Co-Option of Francoise For For Management
Gri
13 Appointment of Auditor (Deloitte) For For Management
14 Non-Renewal of Alternate Auditor For For Management
15 2020 Remuneration Report For For Management
16 2020 Remuneration of Stephane Pallez, For For Management
Chair and CEO
17 2020 Remuneration of Charles Lantieri, For For Management
Deputy CEO
18 2021 Remuneration Policy (Corporate For For Management
Officers)
19 Authority to Repurchase and Reissue For For Management
Shares
20 Amendments to Articles Regarding For For Management
Written Consultations
21 Authority to Issue Shares and For For Management
Convertible Debt w/ Preemptive Rights
22 Authority to Issue Shares and For For Management
Convertible Debt w/o Preemptive Rights
23 Authority to Issue Shares and For For Management
Convertible Debt Through Private
Placement (Qualified Investors)
24 Authority to Set Offering Price of For For Management
Shares
25 Greenshoe For For Management
26 Authority to Increase Capital Through For For Management
Capitalisations
27 Authority to Increase Capital in For For Management
Consideration for Contributions In Kind
28 Authority to Increase Capital in Case For For Management
of Exchange Offers
29 Employee Stock Purchase Plan For For Management
30 Authority to Cancel Shares and Reduce For For Management
Capital
31 Authorisation of Legal Formalities For For Management
--------------------------------------------------------------------------------
LEGAL & GENERAL GROUP PLC
Ticker: LGEN Security ID: G54404127
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Final Dividend For For Management
3 Elect Ric Lewis For For Management
4 Elect Nilufer von Bismarck For For Management
5 Elect Henrietta Baldock For For Management
6 Elect Philip Broadley For For Management
7 Elect Stuart Jeffrey Davies For For Management
8 Elect John Kingman For For Management
9 Elect Lesley Knox For For Management
10 Elect M. George Lewis For For Management
11 Elect Toby Strauss For For Management
12 Elect Nigel Wilson For For Management
13 Appointment of Auditor For For Management
14 Authority to Set Auditor's Fees For For Management
15 Remuneration Report (Advisory) For For Management
16 Authority to Issue Shares w/ For For Management
Preemptive Rights
17 Authority to Issue Contingent For For Management
Convertible Securities w/ Preemptive
Rights
18 Authorisation of Political Donations For For Management
19 Authority to Issue Shares w/o For For Management
Preemptive Rights
20 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
21 Authority to Issue Contingent For For Management
Convertible Securities w/o Preemptive
Rights
22 Authority to Repurchase Shares For For Management
23 Adoption of New Articles For For Management
24 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
LIXIL CORPORATION
Ticker: 5938 Security ID: J3893W103
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Amendments to Articles For For Management
3 Elect Kinya Seto For For Management
4 Elect Sachio Matsumoto For For Management
5 Elect Hwa Jin Song Montesano For For Management
6 Elect Tamio Uchibori For For Management
7 Elect Teruo Suzuki For For Management
8 Elect Yuji Nishiura For For Management
9 Elect Daisuke Hamaguchi For For Management
10 Elect Masatoshi Matsuzaki For For Management
11 Elect Shiho Konno For For Management
12 Elect Mariko Watahiki For For Management
--------------------------------------------------------------------------------
M&G PLC
Ticker: MNG Security ID: G6107R102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report (Advisory) For For Management
3 Elect Clare M. Chapman For For Management
4 Elect Fiona Clutterbuck For For Management
5 Elect John Foley For For Management
6 Elect Clare Bousfield For For Management
7 Elect Clive Adamson For For Management
8 Elect Clare Thompson For For Management
9 Elect Massimo Tosato For For Management
10 Appointment of Auditor For For Management
11 Authority to Set Auditor's Fees For For Management
12 Authorisation of Political Donations For For Management
13 Authority to Issue Shares w/ For For Management
Preemptive Rights
14 Authority to allot Mandatory For For Management
Convertible Securities ('MCS')
15 Authority to Issue Shares w/o For For Management
Preemptive Rights
16 Authority to Issue Mandatory For For Management
Convertible Securities w/o Preemptive
Rights
17 Authority to Repurchase Shares For For Management
18 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
MAPLETREE LOGISTICS TRUST
Ticker: M44U Security ID: Y5759Q107
Meeting Date: NOV 23, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Acquisition of Assets For For Management
2 Authority to Issue Units w/o For For Management
Preemptive Rights
3 Whitewash Waiver For For Management
--------------------------------------------------------------------------------
MERIDIAN ENERGY LIMITED
Ticker: MEL Security ID: Q5997E121
Meeting Date: OCT 01, 2020 Meeting Type: Annual
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Mark J. Verbiest N/A For Management
--------------------------------------------------------------------------------
MITSUBISHI CORPORATION
Ticker: 8058 Security ID: J43830116
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Ken Kobayashi For For Management
4 Elect Takehiko Kakiuchi For For Management
5 Elect Kazuyuki Masu For For Management
6 Elect Akira Murakoshi For For Management
7 Elect Yasuteru Hirai For For Management
8 Elect Yutaka Kashiwagi For For Management
9 Elect Akihiko Nishiyama For For Management
10 Elect Akitaka Saiki For For Management
11 Elect Tsuneyoshi Tatsuoka For For Management
12 Elect Shunichi Miyanaga For For Management
13 Elect Sakie Akiyama For For Management
--------------------------------------------------------------------------------
MITSUBISHI GAS CHEMICAL COMPANY INC.
Ticker: 4182 Security ID: J43959113
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Toshikiyo Kurai For For Management
3 Elect Masashi Fujii For For Management
4 Elect Masato Inari For For Management
5 Elect Nobuhisa Ariyoshi For For Management
6 Elect Kenji Kato For For Management
7 Elect Yasushi Kosaka For For Management
8 Elect Naruyuki Nagaoka For For Management
9 Elect Motoyasu Kitagawa For For Management
10 Elect Tsugio Sato For For Management
11 Elect Haruko Hirose @Haruko Makinouchi For For Management
12 Elect Toru Suzuki For For Management
13 Elect Yasushi Manabe For For Management
14 Elect Kenji Inamasa as Statutory For Against Management
Auditor
15 Elect Hiroaki Kanzaki as Alternate For For Management
Statutory Auditor
--------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP INC.
Ticker: 8306 Security ID: J44497105
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Mariko Fujii For For Management
4 Elect Keiko Honda For For Management
5 Elect Kaoru Kato For For Management
6 Elect Satoko Kuwabara For For Management
7 Elect Toby S. Myerson For For Management
8 Elect Hirofumi Nomoto For For Management
9 Elect Yasushi Shingai For For Management
10 Elect Koichi Tsuji For For Management
11 Elect Tarisa Watanagase For For Management
12 Elect Ritsuo Ogura For For Management
13 Elect Kenichi Miyanaga For For Management
14 Elect Kanetsugu Mike For For Management
15 Elect Saburo Araki For For Management
16 Elect Iwao Nagashima For For Management
17 Elect Junichi Hanzawa For For Management
18 Elect Hironori Kamezawa For For Management
19 Shareholder Proposal Regarding Against Against Shareholder
Aligning Business Strategy to the
Paris Agreement
20 Shareholder Proposal Regarding Against Against Shareholder
Disclosure of Securities Report Prior
to the Annual Meeting
21 Shareholder Proposal Regarding Against Against Shareholder
Parental Child Abduction
22 Shareholder Proposal Regarding Against Against Shareholder
Prohibiting Relationships with
Anti-Social Forces
23 Shareholder Proposal Regarding Against Against Shareholder
Establishing a Helpline for
Whistle-Blowing
24 Shareholder Proposal Regarding Against Against Shareholder
Election of Dissident Board Member
--------------------------------------------------------------------------------
MITSUI & CO LTD.
Ticker: 8031 Security ID: J44690139
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Tatsuo Yasunaga For For Management
4 Elect Kenichi Hori For For Management
5 Elect Takakazu Uchida For For Management
6 Elect Hirotatsu Fujiwara For For Management
7 Elect Shinichiro Omachi For For Management
8 Elect Yoshio Kometani For For Management
9 Elect Miki Yoshikawa For For Management
10 Elect Motoaki Uno For For Management
11 Elect Yoshiaki Takemasu For For Management
12 Elect Izumi Kobayashi For For Management
13 Elect Jenifer Rogers For For Management
14 Elect Samuel Walsh For For Management
15 Elect Takeshi Uchiyamada For Against Management
16 Elect Masako Egawa For For Management
17 Elect Kimitaka Mori as Statutory For For Management
Auditor
--------------------------------------------------------------------------------
MIZUHO FINANCIAL GROUP, INC.
Ticker: 8411 Security ID: J4599L102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Tatsufumi Sakai For For Management
3 Elect Seiji Imai For For Management
4 Elect Makoto Umemiya For For Management
5 Elect Motonori Wakabayashi For Against Management
6 Elect Nobuhiro Kaminoyama For For Management
7 Elect Yasuhiro Sato For For Management
8 Elect Hisaaki Hirama For For Management
9 Elect Tatsuo Kainaka For For Management
10 Elect Yoshimitsu Kobayashi For For Management
11 Elect Ryoji Sato For For Management
12 Elect Takashi Tsukioka For For Management
13 Elect Masami Yamamoto For For Management
14 Elect Izumi Kobayashi For For Management
--------------------------------------------------------------------------------
MS&AD INSURANCE GROUP HOLDINGS, INC.
Ticker: 8725 Security ID: J4687C105
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Yasuyoshi Karasawa For For Management
4 Elect Yasuzo Kanasugi For For Management
5 Elect Noriyuki Hara For For Management
6 Elect Tetsuji Higuchi For For Management
7 Elect Masahito Fukuda For For Management
8 Elect Takaoki Endo For For Management
9 Elect Mariko Bando For For Management
10 Elect Akira Arima For For Management
11 Elect Junichi Tobimatsu For For Management
12 Elect Rochelle Kopp For For Management
13 Elect Atsuko Suto For For Management
14 Elect Kyoko Uemura For For Management
15 Elect Kozo Meguro as Alternate For For Management
Statutory Auditor
16 Condolence Payment For For Management
--------------------------------------------------------------------------------
MTR CORPORATION LIMITED
Ticker: 0066 Security ID: Y6146T101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect Eddy FONG Ching For For Management
6 Elect Rose LEE Wai Mun For For Management
7 Elect Benjamin TANG Kwok-bun For For Management
8 Elect Christopher HUI Ching-yu For For Management
9 Elect HIU Siu-wai For For Management
10 Elect Adrian WONG Koon-man For For Management
11 Appointment of Auditor and Authority For For Management
to Set Fees
12 Authority to Issue Shares w/o For For Management
Preemptive Rights
13 Authority to Repurchase Shares For For Management
14 Amendments to Articles For For Management
--------------------------------------------------------------------------------
NATIONAL GRID PLC
Ticker: NG. Security ID: G6S9A7120
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Final Dividend For For Management
3 Elect Sir Peter Gershon For For Management
4 Elect John Pettigrew For For Management
5 Elect Andy Agg For For Management
6 Elect Nicola Shaw For For Management
7 Elect Mark Williamson For For Management
8 Elect Jonathan Dawson For For Management
9 Elect Therese Esperdy For For Management
10 Elect Paul Golby For For Management
11 Elect Liz Hewitt For For Management
12 Elect Amanda Mesler For For Management
13 Elect Earl L. Shipp For For Management
14 Elect Jonathan SIlver For For Management
15 Appointment of Auditor For For Management
16 Authority to Set Auditor's Fees For For Management
17 Remuneration Report (Advisory) For For Management
18 Authorisation of Political Donations For For Management
19 Authority to Issue Shares w/ For For Management
Preemptive Rights
20 Share Incentive Plan For For Management
21 Sharesave Plan For For Management
22 Amendment to Borrowing Powers For For Management
23 Authority to Issue Shares w/o For For Management
Preemptive Rights
24 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
25 Authority to Repurchase Shares For For Management
26 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
NATIONAL GRID PLC
Ticker: NG. Security ID: G6S9A7120
Meeting Date: APR 22, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 WPDIL Acquisition For For Management
2 Amendment to Borrowing Powers For For Management
--------------------------------------------------------------------------------
NATURGY ENERGY GROUP, S.A.
Ticker: NTGY Security ID: E7S90S109
Meeting Date: MAR 09, 2021 Meeting Type: Ordinary
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Individual Accounts and Reports For For Management
4 Consolidated Accounts and Reports For For Management
5 Report on Non-Financial Information For For Management
6 Allocation of Profits/Dividends For For Management
7 Ratification of Board Acts For For Management
8 Remuneration Policy (Binding) For Against Management
9 Remuneration Report (Advisory) For Against Management
10 Appointment of Auditor For For Management
11 Non-Voting Agenda Item N/A N/A Management
12 Authorisation of Legal Formalities For For Management
13 Non-Voting Meeting Note N/A N/A Management
14 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
NEC CORPORATION
Ticker: 6701 Security ID: J48818207
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Nobuhiro Endo For For Management
3 Elect Takashi Niino For For Management
4 Elect Takayuki Morita For For Management
5 Elect Norihiko Ishiguro For For Management
6 Elect Hajime Matsukura For For Management
7 Elect Motoo Nishihara For For Management
8 Elect Kaoru Seto For For Management
9 Elect Noriko Iki For For Management
10 Elect Masatoshi Ito For For Management
11 Elect Kuniharu Nakamura For For Management
12 Elect Jun Ota For For Management
13 Elect Christina Ahmadjian For For Management
14 Elect Nobuhiro Odake as Statutory For For Management
Auditor
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Non-Voting Meeting Note N/A TNA Management
3 Non-Voting Meeting Note N/A TNA Management
4 Accounts and Reports For TNA Management
5 Compensation Report For TNA Management
6 Ratification of Board and Management For TNA Management
Acts
7 Allocation of Profits/Dividends For TNA Management
8 Elect Paul Bulcke as Board Chair For TNA Management
9 Elect Ulf Mark Schneider For TNA Management
10 Elect Henri de Castries For TNA Management
11 Elect Renato Fassbind For TNA Management
12 Elect Pablo Isla Alvarez de Tejera For TNA Management
13 Elect Ann Veneman For TNA Management
14 Elect Eva Cheng Li Kam Fun For TNA Management
15 Elect Patrick Aebischer For TNA Management
16 Elect Kasper Rorsted For TNA Management
17 Elect Kimberly A. Ross For TNA Management
18 Elect Dick Boer For TNA Management
19 Elect Dinesh C. Paliwal For TNA Management
20 Elect Hanne Jimenez de Mora For TNA Management
21 Elect Lindiwe Majele Sibanda For TNA Management
22 Elect Pablo Isla Alvarez de Tejera as For TNA Management
Compensation Committee Member
23 Elect Patrick Aebischer as For TNA Management
Compensation Committee Member
24 Elect Dick Boer as Compensation For TNA Management
Committee Member
25 Elect Kasper Rorsted as Compensation For TNA Management
Committee Member
26 Appointment of Auditor For TNA Management
27 Appointment of Independent Proxy For TNA Management
28 Board Compensation For TNA Management
29 Executive Compensation For TNA Management
30 Cancellation of Shares and Reduction For TNA Management
in Share Capital
31 Advisory Vote on Climate Roadmap For TNA Management
32 Additional or Amended Shareholder Against TNA Shareholder
Proposals
--------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO. LTD.
Ticker: 0017 Security ID: Y6266R109
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect Henry CHENG Kar Shun For Against Management
6 Elect William DOO Wai Hoi For For Management
7 Elect Peter CHENG Kar Shing For For Management
8 Elect Thomas LIANG Cheung Biu For For Management
9 Elect Sonia CHENG Chi Man For For Management
10 Elect Echo HUANG Shaomei For For Management
11 Elect Jenny CHIU Wai-Han For For Management
12 Directors' Fees For For Management
13 Appointment of Auditor and Authority For For Management
to Set Fees
14 Authority to Repurchase Shares For For Management
15 Authority to Issue Shares w/o For For Management
Preemptive Rights
16 Authority to Grant Options under the For Against Management
Share Option Scheme
17 Amendments to Articles of Association For For Management
--------------------------------------------------------------------------------
NINTENDO CO LTD
Ticker: 7974 Security ID: J51699106
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Shuntaro Furukawa For For Management
4 Elect Shigeru Miyamoto For For Management
5 Elect Shinya Takahashi For For Management
6 Elect Ko Shiota For For Management
7 Elect Satoru Shibata For For Management
8 Elect Chris Meledandri For For Management
--------------------------------------------------------------------------------
NIPPON YUSEN KABUSHIKI KAISHA
Ticker: 9101 Security ID: J56515232
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Tadaaki Naito For For Management
5 Elect Hitoshi Nagasawa For For Management
6 Elect Hiroki Harada For For Management
7 Elect Yutaka Higurashi For For Management
8 Elect Hiroshi Kubota For For Management
9 Elect Yoshihiro Katayama For For Management
10 Elect Hiroko Kuniya For For Management
11 Elect Eiichi Tanabe For For Management
12 Elect Eiichi Takahashi as Statutory For Against Management
Auditor
--------------------------------------------------------------------------------
NITTO DENKO CORPORATION
Ticker: 6988 Security ID: J58472119
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Bonus For For Management
4 Elect Hideo Takasaki For For Management
5 Elect Nobuhiro Todokoro For For Management
6 Elect Yosuke Miki For For Management
7 Elect Yasuhiro Iseyama For For Management
8 Elect Yoichiro Furuse For For Management
9 Elect Takashi Hatchoji For For Management
10 Elect Tamio Fukuda For For Management
11 Elect Lai Yong Wong For For Management
12 Elect Michitaka Sawada For For Management
13 Directors' and Statutory Auditors' Fees For For Management
--------------------------------------------------------------------------------
NN GROUP NV
Ticker: NN Security ID: N64038107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Agenda Item N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Remuneration Report For For Management
6 Accounts and Reports For For Management
7 Non-Voting Agenda Item N/A N/A Management
8 Allocation of Profits/Dividends For For Management
9 Ratification of Management Board Acts For For Management
10 Ratification of Supervisory Board Acts For For Management
11 Elect Cecilia Reyes to the Supervisory For For Management
Board
12 Elect Rob Lelieveld to the Supervisory For For Management
Board
13 Elect Inga K. Beale to the Supervisory For For Management
Board
14 Maximum Variable Pay Ratio For For Management
15 Authority to Issue Shares w/ For For Management
Preemptive Rights
16 Authority to Suppress Preemptive Rights For For Management
17 Authority to Issue Shares w/ For For Management
Preemptive Rights (Rights Issue)
18 Authority to Repurchase Shares For For Management
19 Cancellation of Shares For For Management
20 Non-Voting Agenda Item N/A N/A Management
21 Non-Voting Meeting Note N/A N/A Management
22 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
NOMURA RESEARCH INSTITUTE, LTD.
Ticker: 4307 Security ID: J5900F106
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Shingo Konomoto For For Management
3 Elect Yasuo Fukami For For Management
4 Elect Hironori Momose For For Management
5 Elect Hidenori Anzai For For Management
6 Elect Ken Ebato For For Management
7 Elect Hiroshi Funakura For For Management
8 Elect Hideaki Omiya For For Management
9 Elect Shinoi Sakata For For Management
10 Elect Tetsuji Ohashi For Against Management
11 Elect Kenkichi Kosakai as Statutory For For Management
Auditor
--------------------------------------------------------------------------------
NORDEA BANK ABP
Ticker: NDAFI Security ID: X5S8VL105
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Agenda Item N/A N/A Management
2 Non-Voting Agenda Item N/A N/A Management
3 Non-Voting Agenda Item N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Accounts and Reports For For Management
8 Allocation of Profits/Dividends For For Management
9 Ratification of Board and CEO Acts For For Management
10 Remuneration Report For For Management
11 Non-Voting Agenda Item N/A N/A Management
12 Directors' Fees For For Management
13 Board Size For For Management
14 Election of Directors For For Management
15 Authority to Set Auditor's Fees For For Management
16 Appointment of Auditor For For Management
17 Authority to Issue Contingent For For Management
Convertible Securities w/ or w/o
Preemptive Rights
18 Authority to Trade in Company Stock For For Management
(Repurchase)
19 Authority to Trade in Company Stock For For Management
(Issuance)
20 Authority to Repurchase Shares For For Management
21 Issuance of Treasury Shares For For Management
22 Non-Voting Agenda Item N/A N/A Management
23 Non-Voting Meeting Note N/A N/A Management
24 Non-Voting Meeting Note N/A N/A Management
25 Non-Voting Meeting Note N/A N/A Management
26 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Non-Voting Meeting Note N/A TNA Management
3 Accounts and Reports For TNA Management
4 Ratification of Board and Management For TNA Management
Acts
5 Allocation of Profits/Dividends For TNA Management
6 Cancellation of Shares and Reduction For TNA Management
in Share Capital
7 Authority to Repurchase Shares For TNA Management
8 Board Compensation For TNA Management
9 Executive Compensation For TNA Management
10 Compensation Report For TNA Management
11 Elect Jorg Reinhardt as Board Chair For TNA Management
12 Elect Nancy C. Andrews For TNA Management
13 Elect Ton Buchner For TNA Management
14 Elect Patrice Bula For TNA Management
15 Elect Elizabeth Doherty For TNA Management
16 Elect Ann M. Fudge For TNA Management
17 Elect Bridgette P. Heller For TNA Management
18 Elect Frans van Houten For TNA Management
19 Elect Simon Moroney For TNA Management
20 Elect Andreas von Planta For TNA Management
21 Elect Charles L. Sawyers For TNA Management
22 Elect Enrico Vanni For TNA Management
23 Elect William T. Winters For TNA Management
24 Elect Patrice Bula as Compensation For TNA Management
Committee Member
25 Elect Bridgette P. Heller as For TNA Management
Compensation Committee Member
26 Elect Enrico Vanni as Compensation For TNA Management
Committee Member
27 Elect William T. Winters as For TNA Management
Compensation Committee Member
28 Elect Simon Moroney as Compensation For TNA Management
Committee Member
29 Appointment of Auditor For TNA Management
30 Appointment of Independent Proxy For TNA Management
31 Amendments to Articles (Term of Office) For TNA Management
32 Additional or Amended Proposals N/A TNA Management
--------------------------------------------------------------------------------
NOVO NORDISK A/S
Ticker: NOVOB Security ID: K72807132
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Accounts and Reports For For Management
7 Allocation of Profits/Dividends For For Management
8 Remuneration Report For For Management
9 Directors' Fees 2020 For For Management
10 Directors' Fees 2021 For For Management
11 Elect Helge Lund as chair For For Management
12 Elect Jeppe Christiansen as vice chair For For Management
13 Elect Laurence Debroux For For Management
14 Elect Andreas Fibig For For Management
15 Elect Sylvie Gregoire For For Management
16 Elect Kasim Kutay For For Management
17 Elect Martin Mackay For For Management
18 Elect Henrik Poulsen For For Management
19 Appointment of Auditor For For Management
20 Authority to Reduce Share Capital For For Management
21 Authority to Repurchase Shares For For Management
22 Amendments to Articles (Share Capital) For For Management
23 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights for Existing
Shareholders
24 Indemnification of the Board of For For Management
Directors and Executive Management
25 Indemnification of the Executive For For Management
Management
26 Amendments to Remuneration Policy For For Management
27 Amendments to Articles (Virtual For For Management
Meetings)
28 Amendments to Articles (Language in For For Management
documents prepared for General
Meetings)
29 Amendments to Articles For For Management
(Differentiation of votes)
30 Shareholder's Proposal Regarding Against Against Shareholder
Allocation of Profits
31 Non-Voting Agenda Item N/A N/A Management
32 Non-Voting Meeting Note N/A N/A Management
33 Non-Voting Meeting Note N/A N/A Management
34 Non-Voting Meeting Note N/A N/A Management
35 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
NUTRIEN LTD.
Ticker: NTR Security ID: 67077M108
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Christopher M. Burley For For Management
3 Elect Maura J. Clark For For Management
4 Elect Russell K. Girling For For Management
5 Elect Miranda C. Hubbs For For Management
6 Elect Raj S. Kushwaha For For Management
7 Elect Alice D. Laberge For For Management
8 Elect Consuelo E. Madere For For Management
9 Elect Charles V. Magro Abstain Abstain Management
10 Elect Keith G. Martell For For Management
11 Elect Aaron W. Regent For For Management
12 Elect Mayo M. Schmidt For For Management
13 Elect Nelson Luiz Costa Silva For For Management
14 Appointment of Auditor For For Management
15 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
OBIC CO.,LTD.
Ticker: 4684 Security ID: J5946V107
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Masahiro Noda For For Management
4 Elect Shoichi Tachibana For For Management
5 Elect Atsushi Kawanishi For For Management
6 Elect Takao Fujimoto For For Management
7 Elect Yasumasa Gomi For For Management
8 Elect Takashi Ejiri For For Management
9 Elect Akira Koyamachi For For Management
10 Elect Takeo Tanaka For Against Management
11 Elect Shigetsugu Yamada For For Management
12 Directors' Fees For For Management
--------------------------------------------------------------------------------
ONO PHARMACEUTICAL CO.,LTD.
Ticker: 4528 Security ID: J61546115
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Gyo Sagara For For Management
4 Elect Toshihiro Tsujinaka For For Management
5 Elect Toichi Takino For For Management
6 Elect Isao Ono For For Management
7 Elect Kiyoaki Idemitsu For For Management
8 Elect Masao Nomura For For Management
9 Elect Akiko Okuno For For Management
10 Elect Shusaku Nagae For For Management
11 Elect Hironobu Tanisaka as Statutory For For Management
Auditor
12 Equity Compensation Plan For For Management
--------------------------------------------------------------------------------
ORANGE
Ticker: ORA Security ID: F6866T100
Meeting Date: MAY 18, 2021 Meeting Type: Mix
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Accounts and Reports For For Management
7 Consolidated Accounts and Reports For For Management
8 Allocation of Profits/Dividends For For Management
9 Special Auditors Report on Regulated For For Management
Agreements
10 Elect Thierry Sommelet For For Management
11 Appointment of Auditor (KPMG) For For Management
12 Appointment of Alternate Auditor For For Management
(Salustro Reydel)
13 Appointment of Auditor (Deloitte) For For Management
14 Appointment of Alternate Auditor (BEAS) For For Management
15 Relocation of Corporate Headquarters For For Management
16 2020 Remuneration Report For For Management
17 2020 Remuneration of Stephane Richard, For For Management
Chair and CEO
18 2020 Remuneration of Ramon Fernandez, For For Management
Deputy CEO
19 2020 Remuneration of Gervais For For Management
Pellissier, Deputy CEO
20 2021 Remuneration Policy (Chair and For For Management
CEO)
21 2021 Remuneration Policy (Deputy CEOs) For For Management
22 2021 Remuneration Policy (Board of For For Management
Directors)
23 Authority to Repurchase and Reissue For For Management
Shares
24 Authority to Issue Shares and For For Management
Convertible Debt w/ Preemptive Rights
25 Authority to Issue Shares and/or For Against Management
Convertible Debt w/ Preemptive Rights
(During Public Takeover)
26 Authority to Issue Shares and For For Management
Convertible Debt w/o Preemptive Rights
27 Authority to Issue Shares and For Against Management
Convertible Debt w/o Preemptive Rights
(During Public Takeover)
28 Authority to Issue Shares and For For Management
Convertible Debt Through Private
Placement
29 Authority to Issue Shares and For Against Management
Convertible Debt Through Private
Placement (During Public Takeover)
30 Greenshoe For For Management
31 Authority to Increase Capital in Case For For Management
of Exchange Offers
32 Authority to Increase Capital in Case For Against Management
of Exchange Offer (During Public
Takeover)
33 Authority to Increase Capital in For For Management
Consideration for Contributions In Kind
34 Authority to Increase Capital in For Against Management
Consideration for Contributions in
Kind (During Public Takeover)
35 Global Ceiling on Capital Increases For For Management
36 Authority to Issue Performance Shares For For Management
37 Employee Stock Purchase Plan For For Management
38 Authority to Increase Capital Through For For Management
Capitalisations
39 Authority to Cancel Shares and Reduce For For Management
Capital
40 Authorisation of Legal Formalities For For Management
41 Shareholder Proposal A Regarding Against Against Shareholder
Equity Remuneration for Employee
42 Shareholder Proposal B Regarding Limit Against Against Shareholder
on Board Memberships
43 Non-Voting Meeting Note N/A N/A Management
44 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
ORION CORPORATION
Ticker: ORNBV Security ID: X6002Y112
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Accounts and Reports For For Management
11 Allocation of Profits/Dividends For For Management
12 Ratification of Board and the For For Management
President and CEO Acts
13 Remuneration Report For For Management
14 Non-Voting Agenda Item N/A N/A Management
15 Directors' Fees For For Management
16 Board Size For For Management
17 Election of Directors and Chair For For Management
18 Authority to Set Auditor's Fees For For Management
19 Appointment of Auditor For For Management
20 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
21 Non-Voting Agenda Item N/A N/A Management
22 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
ORIX CORPORATION
Ticker: 8591 Security ID: J61933123
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Amendments to Articles For For Management
3 Elect Makoto Inoue For For Management
4 Elect Shuji Irie For For Management
5 Elect Shoji Taniguchi For For Management
6 Elect Satoru Matsuzaki For For Management
7 Elect Yoshiteru Suzuki For For Management
8 Elect Stan Koyanagi For For Management
9 Elect Heizo Takenaka For For Management
10 Elect Michael A. Cusumano For For Management
11 Elect Sakie Akiyama For For Management
12 Elect Hiroshi Watanabe For For Management
13 Elect Aiko Sekine @ Aiko Sano For For Management
14 Elect Chikatomo Hodo For For Management
--------------------------------------------------------------------------------
OTSUKA CORPORATION
Ticker: 4768 Security ID: J6243L115
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Yuji Otsuka For For Management
4 Elect Kazuyuki Katakura For For Management
5 Elect Toshiyasu Takahashi For Against Management
6 Elect Hironobu Tsurumi For For Management
7 Elect Hironobu Saito For For Management
8 Elect Katsuhiro Yano For For Management
9 Elect Minoru Sakurai For For Management
10 Elect Jiro Makino For For Management
11 Elect Tetsuo Saito For For Management
12 Elect Makiko Hamabe For For Management
13 Elect Tatsumi Murata as Statutory For For Management
Auditor
14 Retirement Allowances for Directors For Against Management
15 Retirement Allowances for Statutory For Against Management
Auditor
--------------------------------------------------------------------------------
OTSUKA HOLDINGS CO.,LTD.
Ticker: 4578 Security ID: J63117105
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Ichiro Otsuka For Against Management
3 Elect Tatsuo Higuchi For For Management
4 Elect Yoshiro Matsuo For For Management
5 Elect Yuko Makino For For Management
6 Elect Shuichi Takagi For For Management
7 Elect Sadanobu Tobe For Against Management
8 Elect Masayuki Kobayashi For For Management
9 Elect Noriko Tojo For For Management
10 Elect Makoto Inoue For For Management
11 Elect Yukio Matsutani For For Management
12 Elect Ko Sekiguchi For For Management
13 Elect Yoshihisa Aoki For For Management
14 Elect Mayo Mita For For Management
15 Appointment of Auditor For For Management
--------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Ticker: O39 Security ID: Y64248209
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Elect CHUA Kim Chiu For For Management
3 Elect Pramukti Surjaudaja For For Management
4 Elect TAN Ngiap Joo For For Management
5 Elect Andrew Khoo Cheng Hoe For For Management
6 Allocation of Profits/Dividends For For Management
7 Directors' Fees in Cash For Against Management
8 Authority to Issue Ordinary Shares to For For Management
Non-Executive Directors
9 Appointment of Auditor and Authority For For Management
to Set Fees
10 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
11 Authority to Grant Awards and Issue For For Management
Shares under the OCBC Share Option
Scheme 2001 and OCBC Employee Share
Purchase Plan
12 Scrip Dividend For For Management
13 Authority to Repurchase and Reissue For For Management
Shares
14 Authority to Adopt the OCBC Deferred For For Management
Share Plan 2021
--------------------------------------------------------------------------------
PANASONIC CORPORATION
Ticker: 6752 Security ID: J6354Y104
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Absorption-Type Company Split Agreement For For Management
3 Amendments to Articles For For Management
4 Elect Kazuhiro Tsuga For For Management
5 Elect Mototsugu Sato For For Management
6 Elect Yasuyuki Higuchi For For Management
7 Elect Tetsuro Homma For For Management
8 Elect Yoshinobu Tsutsui For For Management
9 Elect Hiroko Ota For For Management
10 Elect Kazuhiko Toyama For For Management
11 Elect Kunio Noji For For Management
12 Elect Michitaka Sawada For For Management
13 Elect Hirokazu Umeda For For Management
14 Elect Laurence W. Bates For For Management
15 Elect Yuki Kusumi For For Management
16 Elect Shinobu Matsui For For Management
17 Outside Directors' Fees For For Management
--------------------------------------------------------------------------------
PCCW LIMITED
Ticker: 0008 Security ID: Y6802P120
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect Edmund TSE Sze Wing For For Management
6 Elect Aman S. Mehta For Against Management
7 Elect Frances WONG Waikwun For For Management
8 Elect Bryce Wayne Lee For For Management
9 Elect David L. Herzog For For Management
10 Directors' Fees For For Management
11 Appointment of Auditor and Authority For For Management
to Set Fees
12 Authority to Issue Shares w/o For Against Management
Preemptive Rights
13 Authority to Repurchase Shares For For Management
14 Authority to Issue Repurchased Shares For Against Management
15 Termination of Existing Share Stapled For Against Management
Units Option Scheme and the Adoption
of New Share Stapled Units Option
Scheme of HKT Trust and HKT Limited
--------------------------------------------------------------------------------
PERSIMMON PLC
Ticker: PSN Security ID: G70202109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report (Advisory) For For Management
3 Elect Roger Devlin For For Management
4 Elect Dean Finch For For Management
5 Elect Mike Killoran For For Management
6 Elect Nigel Mills For For Management
7 Elect Rachel Kentleton For For Management
8 Elect Simon Litherland For For Management
9 Elect Joanna Place For For Management
10 Elect Annemarie Durbin For For Management
11 Elect Andrew Wyllie For For Management
12 Appointment of Auditor For For Management
13 Authority to Set Auditor's Fees For For Management
14 Authority to Issue Shares w/ For For Management
Preemptive Rights
15 Authority to Issue Shares w/o For For Management
Preemptive Rights
16 Authority to Repurchase Shares For For Management
17 Adoption of New Articles For For Management
18 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
PINDUODUO INC.
Ticker: PDD Security ID: 722304102
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zheng Huang For Against Management
2 Elect Haifeng Lin For For Management
3 Elect Nanpeng Shen For Against Management
4 Elect Qi Lu For Against Management
5 Elect George Yong-Boon Yeo For Against Management
6 Elect Anthony Kam Ping Leung For For Management
7 Elect Lei Chen For For Management
--------------------------------------------------------------------------------
POSTE ITALIANE
Ticker: PST Security ID: T7S697106
Meeting Date: MAY 28, 2021 Meeting Type: Mix
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Remuneration Policy (Binding) For For Management
6 Remuneration Report (Advisory) For For Management
7 Equity Incentive Plans For For Management
8 Maximum Variable Pay Ratio For For Management
(BancoPosta's RFC)
9 Removal of Limitation of Purpose from For For Management
BancoPosta's RFC
10 Non-Voting Meeting Note N/A N/A Management
11 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
POWER ASSETS HOLDINGS LIMITED
Ticker: 0006 Security ID: Y7092Q109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect Neil D. McGee For For Management
6 Elect Ralph Raymond SHEA For For Management
7 Elect WAN Chi Tin For For Management
8 Elect Anthony WU Ting Yuk For Against Management
9 Appointment of Auditor and Authority For For Management
to Set Fees
10 Authority to Issue Shares w/o For For Management
Preemptive Rights
11 Authority to Repurchase Shares For For Management
--------------------------------------------------------------------------------
POWER CORPORATION OF CANADA
Ticker: POW Security ID: 739239101
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Pierre Beaudoin For For Management
3 Elect Marcel R. Coutu For Against Management
4 Elect Andre Desmarais For For Management
5 Elect Paul Desmarais, Jr. For Against Management
6 Elect Gary A. Doer For For Management
7 Elect Anthony R. Graham For For Management
8 Elect J. David A. Jackson For For Management
9 Elect Sharon MacLeod For For Management
10 Elect Paula B. Madoff For For Management
11 Elect Isabelle Marcoux For For Management
12 Elect Christian Noyer For For Management
13 Elect R. Jeffrey Orr For Against Management
14 Elect T. Timothy Ryan, Jr. For For Management
15 Elect Siim A. Vanaselja For For Management
16 Appointment of Auditor For For Management
17 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
PROXIMUS SA DE DROIT PUBLIC
Ticker: PROX Security ID: B6951K109
Meeting Date: APR 21, 2021 Meeting Type: Special
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Increase in Authorised Capital For For Management
5 Authority to Repurchase Shares For For Management
6 Authority to Coordinate Articles For For Management
--------------------------------------------------------------------------------
PROXIMUS SA DE DROIT PUBLIC
Ticker: PROX Security ID: B6951K109
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Accounts and Reports; Allocation of For For Management
Profits and Dividends
10 Remuneration Policy For For Management
11 Remuneration Report For For Management
12 Ratification of Board Acts For For Management
13 Ratification of Board of Auditors' Acts For For Management
14 Ratification of Auditor's Acts For For Management
15 Elect Pierre Demuelenaere to the Board For For Management
of Directors
16 Elect Karel De Gucht to the Board of For For Management
Directors
17 Elect Ibrahim Ouassari to the Board of For For Management
Directors
18 Non-Voting Agenda Item N/A N/A Management
19 Non-Voting Agenda Item N/A N/A Management
--------------------------------------------------------------------------------
PT BANK CENTRAL ASIA TBK
Ticker: BBCA Security ID: Y7123P138
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Acquisition For For Management
2 Amendments to Articles Bundled For For Management
--------------------------------------------------------------------------------
RED ELECTRICA CORPORACION S.A.
Ticker: REE Security ID: E42807110
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Individual Accounts and Reports For For Management
3 Consolidated Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Report on Non-Financial Information For For Management
6 Ratification of Board Acts For For Management
7 Elect Marcos Vaquer Caballeria For For Management
8 Elect Elisenda Malaret Garcia For For Management
9 Elect Jose Maria Abad Hernandez For For Management
10 Ratify Co-Option and Elect Ricardo For For Management
Garcia Herrera
11 Amendments to Articles (Registered For For Management
Office)
12 Amendments to Articles (Share Capital) For For Management
13 Amendments to Articles (General For For Management
Meeting)
14 Amendments to Articles (Remote For For Management
Attendance)
15 Amendments to Articles (Board of For For Management
Directors)
16 Amendments to Articles (Accounts) For For Management
17 Amendments to General Meeting For For Management
Regulations (Regulations)
18 Amendments to General Meeting For For Management
Regulations (Website)
19 Amendments to General Meeting For For Management
Regulations (Competencies)
20 Amendments to General Meeting For For Management
Regulations (Shareholder Rights)
21 Amendments to General Meeting For For Management
Regulations (Meeting Procedures)
22 Remuneration Report (Advisory) For For Management
23 Directors' Fees For For Management
24 2020 Long-Term Incentive Plan For For Management
25 Remuneration Policy For For Management
26 Appointment of Auditor For For Management
27 Authorisation of Legal Formalities For For Management
28 Non-Voting Agenda Item N/A N/A Management
29 Non-Voting Agenda Item N/A N/A Management
30 Non-Voting Meeting Note N/A N/A Management
31 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
REPSOL, S.A.
Ticker: REP Security ID: E8471S130
Meeting Date: MAR 25, 2021 Meeting Type: Ordinary
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Accounts and Reports For For Management
3 Allocation of Profits/Dividends For For Management
4 Report on Non-Financial Information For For Management
5 Ratification of Board Acts For For Management
6 Appointment of Auditor For For Management
7 Special Dividend For For Management
8 Authority to Reduce Share Capital and For For Management
Cancel Treasury Shares
9 Authority to Issue Convertible Debt For For Management
Instruments
10 Elect Manuel Manrique Cecilia For For Management
11 Elect Mariano Marzo Carpio For For Management
12 Elect Isabel Torremocha Ferrezuelo For For Management
13 Elect Luis Suarez de Lezo Mantilla For For Management
14 Ratify Co-Option and Elect Rene Dahan For For Management
15 Elect Aurora Cata Sala For For Management
16 Amendments to Articles (Remote For For Management
Attendance)
17 Amendments to General Meeting For For Management
Regulations (Remote Attendance)
18 Remuneration Report (Advisory) For For Management
19 Remuneration Policy (Binding) For For Management
20 Authorisation of Legal Formalities For For Management
21 Non-Voting Meeting Note N/A N/A Management
22 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
RIO TINTO LIMITED
Ticker: RIO Security ID: Q81437107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Remuneration Policy (Binding) For For Management
5 Remuneration Report (UK Advisory) For For Management
6 Remuneration Report (AUS Advisory) For For Management
7 Elect Megan E. Clark For For Management
8 Elect Hinda Gharbi For For Management
9 Elect Simon P. Henry For For Management
10 Elect Sam H. Laidlaw For For Management
11 Elect Simon McKeon For For Management
12 Elect Jennifer Nason For For Management
13 Elect Jakob Stausholm For For Management
14 Elect Simon R. Thompson For For Management
15 Elect Ngaire Woods For For Management
16 Appointment of Auditor For For Management
17 Authority to Set Auditor's Fees For For Management
18 Authorisation of Political Donations For For Management
19 Global Employee Share Plan For For Management
20 Authority to Repurchase Shares For For Management
21 Shareholder Proposal Regarding For For Shareholder
Paris-Aligned Greenhouse Gas Emissions
Reduction Targets
22 Shareholder Proposal Regarding For For Shareholder
Lobbying Activity Alignment with the
Paris Agreement
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Policy (Binding) For For Management
3 Remuneration Report (UK Advisory) For For Management
4 Remuneration Report (AUS Advisory) For For Management
5 Elect Megan E. Clark For For Management
6 Elect Hinda Gharbi For For Management
7 Elect Simon P. Henry For For Management
8 Elect Sam H. Laidlaw For For Management
9 Elect Simon McKeon For For Management
10 Elect Jennifer Nason For For Management
11 Elect Jakob Stausholm For For Management
12 Elect Simon R. Thompson For For Management
13 Elect Ngaire Woods For For Management
14 Appointment of Auditor For For Management
15 Authority to Set Auditor's Fees For For Management
16 Authorisation of Political Donations For For Management
17 Global Employee Share Plan For For Management
18 UK Share Plan For For Management
19 Authority to Issue Shares w/ For For Management
Preemptive Rights
20 Authority to Issue Shares w/o For For Management
Preemptive Rights
21 Authority to Repurchase Shares For For Management
22 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
ROYAL BANK OF CANADA
Ticker: RY Security ID: 780087102
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: FEB 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Andrew A. Chisholm For For Management
3 Elect Jacynthe Cote For For Management
4 Elect Toos N. Daruvala For For Management
5 Elect David F. Denison For For Management
6 Elect Cynthia Devine For For Management
7 Elect David I. McKay For For Management
8 Elect Kathleen P. Taylor For For Management
9 Elect Maryann Turcke For For Management
10 Elect Thierry Vandal For For Management
11 Elect Bridget A. van Kralingen For For Management
12 Elect Frank Vettese For For Management
13 Elect Jeffery W. Yabuki For For Management
14 Appointment of Auditor For For Management
15 Advisory Vote on Executive Compensation For For Management
16 Shareholder Proposal Regarding Against For Shareholder
Greenhouse Gas Reduction Targets
17 Shareholder Proposal Regarding Against Against Shareholder
Statement of Purpose
18 Shareholder Proposal Regarding Against Against Shareholder
Reporting Circular Economy Loans
19 Shareholder Proposal Regarding Board Against Against Shareholder
Diversity Target
20 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SAMPO PLC
Ticker: SAMPO Security ID: X75653109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Accounts and Reports For For Management
11 Allocation of Profits/Dividends For For Management
12 Ratification of Board and CEO Acts For For Management
13 Remuneration Report For For Management
14 Non-Voting Agenda Item N/A N/A Management
15 Directors' Fees For For Management
16 Board Size For For Management
17 Election of Directors For For Management
18 Authority to Set Auditor's Fees For For Management
19 Appointment of Auditor For For Management
20 Authority to Repurchase Shares For For Management
21 Non-Voting Agenda Item N/A N/A Management
22 Non-Voting Meeting Note N/A N/A Management
23 Non-Voting Meeting Note N/A N/A Management
24 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: APR 30, 2021 Meeting Type: Mix
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Non-Voting Meeting Note N/A N/A Management
8 Accounts and Reports; Non For For Management
Tax-Deductible Expenses
9 Consolidated Accounts and Reports For For Management
10 Allocation of Profits/Dividends For For Management
11 Ratification of Co-Option of Gilles For For Management
Schnepp
12 Elect Fabienne Lecorvaisier For For Management
13 Elect Melanie G Lee For For Management
14 Elect Barbara Lavernos For For Management
15 2020 Remuneration Report For For Management
16 2020 Remuneration of Serge Weinberg, For For Management
Chair
17 2020 Remuneration of Paul Hudson, CEO For For Management
18 2021 Remuneration Policy (Board) For For Management
19 2021 Remuneration Policy (Chair) For For Management
20 2021 Remuneration Policy (CEO) For For Management
21 Authority to Repurchase and Reissue For For Management
Shares
22 Authority to Cancel Shares and Reduce For For Management
Capital
23 Authority to Issue Shares and For For Management
Convertible Debt w/ Preemptive Rights
24 Authority to Issue Shares and For For Management
Convertible Debt w/o Preemptive Rights
25 Authority to Issue Shares and For For Management
Convertible Debt Through Private
Placement
26 Authority to Issue Debt Instruments For For Management
27 Greenshoe For For Management
28 Authority to Increase Capital in For For Management
Consideration for Contributions In Kind
29 Authority to Increase Capital Through For For Management
Capitalisations
30 Employee Stock Purchase Plan For For Management
31 Authority to Issue Performance Shares For For Management
32 Amendments to Articles Regarding For For Management
Written Consultations
33 Amendments to Articles to Comply with For For Management
"PACTE" Law
34 Authorisation of Legal Formalities For For Management
--------------------------------------------------------------------------------
SAP SE
Ticker: SAP Security ID: D66992104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Allocation of Profits/Dividends For For Management
7 Ratification of Management Board Acts For For Management
8 Ratification of Supervisory Board Acts For For Management
9 Appointment of Auditor For For Management
10 Elect Qi Lu For For Management
11 Elect Rouven Westphal For For Management
12 Authority to Issue Convertible Debt For For Management
Instruments; Increase in Conditional
Capital
13 Amendment to Corporate Purpose For For Management
14 Amendments to Articles (SRD II) For For Management
--------------------------------------------------------------------------------
SBI HOLDINGS, INC.
Ticker: 8473 Security ID: J6991H100
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Yoshitaka Kitao For For Management
3 Elect Katsuya Kawashima For For Management
4 Elect Takashi Nakagawa For For Management
5 Elect Masato Takamura For Against Management
6 Elect Shumpei Morita For For Management
7 Elect Masayuki Yamada For For Management
8 Elect Satoe Kusakabe For For Management
9 Elect Masaki Yoshida For For Management
10 Elect Teruhide Sato For For Management
11 Elect Heizo Takenaka For For Management
12 Elect Yasuhiro Suzuki For For Management
13 Elect Hiroshi Ito For For Management
14 Elect Kanae Takeuchi @ Kanae Kusakari For For Management
15 Elect Junichi Fukuda For For Management
16 Elect Hiroyuki Suematsu For For Management
17 Elect Tetsutaro Wakatsuki as Alternate For For Management
Statutory Auditor
--------------------------------------------------------------------------------
SCSK CORPORATION
Ticker: 9719 Security ID: J70081104
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Amendments to Articles For For Management
3 Elect Masao Tabuchi For For Management
4 Elect Toru Tanihara For For Management
5 Elect Koji Tamefusa For For Management
6 Elect Tetsuya Fukunaga For For Management
7 Elect Kei Kato For For Management
8 Elect Bin Haga For For Management
9 Elect Kiyoto Matsuda For For Management
10 Elect Tetsuya Kubo For For Management
11 Elect Yasunori Anzai For Against Management
12 Elect Kimitoshi Yabuki For For Management
13 Elect Masaichi Nakamura For For Management
--------------------------------------------------------------------------------
SEGA SAMMY HOLDINGS INC.
Ticker: 6460 Security ID: J7028D104
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Hajime Satomi For Against Management
3 Elect Haruki Satomi For For Management
4 Elect Koichi Fukazawa For For Management
5 Elect Hideo Yoshizawa For For Management
6 Elect Kohei Katsukawa For For Management
7 Elect Melanie Brock For For Management
8 Elect Naoko Murasaki For For Management
9 Elect Fujiyo Ishiguro For Against Management
10 Elect Yukito Sakaue For For Management
11 Elect Kazutaka Okubo For Against Management
12 Elect Shione Kinoshita For For Management
13 Elect Kazuaki Inaoka as Alternate For For Management
Statutory Auditor
14 Amendment to the Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
SEIKO EPSON CORPORATION
Ticker: 6724 Security ID: J7030F105
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Minoru Usui For For Management
4 Elect Yasunori Ogawa For For Management
5 Elect Koichi Kubota For For Management
6 Elect Tatsuaki Seki For For Management
7 Elect Taro Shigemoto For For Management
8 Elect Hideaki Omiya For For Management
9 Elect Mari Matsunaga For For Management
10 Elect Masayuki Kawana as Audit For For Management
Committee Director
11 Non-Audit Committee Directors' Bonus For For Management
--------------------------------------------------------------------------------
SEKISUI HOUSE, LTD.
Ticker: 1928 Security ID: J70746136
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: JAN 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles - Board Size For For Management
4 Elect Yoshihiro Nakai For For Management
5 Elect Yosuke Horiuchi For For Management
6 Elect Kunpei Nishida For For Management
7 Elect Satoshi Tanaka For For Management
8 Elect Toshiharu Miura For For Management
9 Elect Toru Ishii For For Management
10 Elect Yukiko Yoshimaru For For Management
11 Elect Toshifumi Kitazawa For For Management
12 Elect Yoshimi Nakajima For For Management
13 Elect Keiko Takegawa For For Management
14 Elect Midori Ito For For Management
15 Elect Takashi Kobayashi For For Management
--------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO., LTD.
Ticker: 3382 Security ID: J7165H108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Ryuichi Isaka For For Management
4 Elect Katsuhiro Goto For For Management
5 Elect Junro Ito For For Management
6 Elect Kimiyoshi Yamaguchi For For Management
7 Elect Yoshimichi Maruyama For For Management
8 Elect Fumihiko Nagamatsu For For Management
9 Elect Shigeki Kimura For For Management
10 Elect Joseph M. DePinto For For Management
11 Elect Yoshio Tsukio For For Management
12 Elect Kunio Ito For For Management
13 Elect Toshiro Yonemura For For Management
14 Elect Tetsuro Higashi For For Management
15 Elect Kazuko Rudy @ Kazuko Kiriyama For For Management
16 Elect Noriyuki Habano as Statutory For For Management
Auditor
--------------------------------------------------------------------------------
SG HOLDINGS CO., LTD.
Ticker: 9143 Security ID: J7134P108
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Eiichi Kuriwada For For Management
3 Elect Hidekazu Matsumoto For For Management
4 Elect Masahide Motomura For For Management
5 Elect Shunichi Nakajima For For Management
6 Elect Katsuhiro Kawanago For For Management
7 Elect Mika Takaoka For For Management
8 Elect Osami Sagisaka For For Management
9 Elect Masato Akiyama For For Management
10 Elect Takashi Nakanishi For For Management
11 Elect Satoshi Tajima For For Management
12 Elect Kenichiro Okamura For For Management
13 Elect Yoshitaka Oshima For For Management
--------------------------------------------------------------------------------
SGS SA
Ticker: SGSN Security ID: H7485A108
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Non-Voting Meeting Note N/A TNA Management
3 Accounts and Reports For TNA Management
4 Compensation Report For TNA Management
5 Ratification of Board and Management For TNA Management
Acts
6 Allocation of Profits/Dividends For TNA Management
7 Elect Calvin Grieder For TNA Management
8 Elect Sami Atiya For TNA Management
9 Elect Paul Desmarais, Jr. For TNA Management
10 Elect Ian Gallienne For TNA Management
11 Elect Shelby R. du Pasquier For TNA Management
12 Elect Kory Sorenson For TNA Management
13 Elect Tobias Hartmann For TNA Management
14 Elect Janet S. Vergis For TNA Management
15 Appoint Calvin Grieder as Board Chair For TNA Management
16 Elect Ian Gallienne as Compensation For TNA Management
Committee Member
17 Elect Shelby R. du Pasquier as For TNA Management
Compensation Committee Member
18 Elect Kory Sorenson as Compensation For TNA Management
Committee Member
19 Appointment of Auditor For TNA Management
20 Appointment of Independent Proxy For TNA Management
21 Board Compensation For TNA Management
22 Executive Compensation (Fixed) For TNA Management
23 Executive Compensation (Short-Term For TNA Management
Variable)
24 Executive Compensation (Long-Term For TNA Management
Variable)
25 Cancellation of Shares and Reduction For TNA Management
in Share Capital
26 Increase in Authorised Capital For TNA Management
--------------------------------------------------------------------------------
SIEMENS AG
Ticker: SIE Security ID: D69671218
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Spin-Off and Transfer Agreement For For Management
--------------------------------------------------------------------------------
SIEMENS AG
Ticker: SIE Security ID: D69671218
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Non-Voting Meeting Note N/A N/A Management
8 Non-Voting Meeting Note N/A N/A Management
9 Non-Voting Meeting Note N/A N/A Management
10 Non-Voting Agenda Item N/A N/A Management
11 Allocation of Profits/Dividends For For Management
12 Ratify Joe Kaeser For For Management
13 Ratify Roland Busch For For Management
14 Ratify Lisa Davis For For Management
15 Ratify Klaus Helmrich For For Management
16 Ratify Janina Kugel For For Management
17 Ratify Cedrik Neike For For Management
18 Ratify Michael Sen For For Management
19 Ratify Ralph P. Thomas For For Management
20 Ratify Jim Hagemann Snabe For For Management
21 Ratify Birgit Steinborn For For Management
22 Ratify Werner Wenning For For Management
23 Ratify Werner Brandt For For Management
24 Ratify Michael Diekmann For For Management
25 Ratify Andrea Fehrmann For For Management
26 Ratify Bettina Haller For For Management
27 Ratify Robert Kensbock For For Management
28 Ratify Harald Kern For For Management
29 Ratify Jurgen Kerner For For Management
30 Ratify Nicola Leibinger-Kammuller For For Management
31 Ratify Benoit Potier For For Management
32 Ratify Hagen Reimer For For Management
33 Ratify Norbert Reithofer For For Management
34 Ratify Nemat Talaat Shafik For For Management
35 Ratify Nathalie von Siemens For For Management
36 Ratify Michael Sigmund For For Management
37 Ratify Dorothea Simon For For Management
38 Ratify Matthias Zachert For For Management
39 Ratify Gunnar Zukunft For For Management
40 Appointment of Auditor For For Management
41 Elect Grazia Vittadini For For Management
42 Elect Kasper Rorsted For For Management
43 Elect Jim Hagemann Snabe For For Management
44 Supervisory Board Remuneration Policy For For Management
45 Increase in Authorised Capital for For For Management
Employee Share Purchase Plan
46 Amendments to Previously Approved For For Management
Profit-and-Loss Transfer Agreement
with Siemens Bank GmbH
47 Shareholder Proposal Regarding Against For Shareholder
Shareholder Rights at Virtual General
Meetings
--------------------------------------------------------------------------------
SIEMENS HEALTHINEERS AG
Ticker: SHL Security ID: D6T479107
Meeting Date: FEB 12, 2021 Meeting Type: Annual
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Allocation of Profits/Dividends For For Management
9 Ratify Bernhard Montag For For Management
10 Ratify Jochen Schmitz For For Management
11 Ratify Christoph Zindel For For Management
12 Ratify Ralf P. Thomas For For Management
13 Ratify Norbert Gaus For For Management
14 Ratify Roland Busch For For Management
15 Ratify Marion Helmes For For Management
16 Ratify Andreas C. Hoffmann For For Management
17 Ratify Philipp Rosler For For Management
18 Ratify Nathalie von Siemens For For Management
19 Ratify Gregory Sorensen For For Management
20 Ratify Karl-Heinz Streibich For For Management
21 Ratify Michael Sen For For Management
22 Appointment of Auditor For For Management
23 Amendments to Articles (SRD II) For For Management
24 Supervisory Board Size For For Management
25 Elect Peer M. Schatz as Supervisory For For Management
Board Member
26 Management Board Remuneration Policy For For Management
27 Supervisory Board Remuneration Policy For For Management
28 Increase in Authorised Capital For For Management
29 Authority to Issue Convertible Debt For For Management
Instruments; Increase in Conditional
Capital
30 Authority to Repurchase and Reissue For For Management
Shares
31 Non-Voting Meeting Note N/A N/A Management
32 Non-Voting Meeting Note N/A N/A Management
33 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SINGAPORE EXCHANGE LIMITED
Ticker: S68 Security ID: Y79946102
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect KWA Chong Seng For For Management
4 Elect Kevin KWOK Khien For For Management
5 Elect LIM Chin Hu For For Management
6 Elect BEH Swan Gin For For Management
7 Chairman's Fees For For Management
8 Directors' Fees For For Management
9 Appointment of Auditor and Authority For For Management
to Set Fees
10 Elect Mark Makepeace For For Management
11 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
12 Authority to Repurchase and Reissue For For Management
Shares
--------------------------------------------------------------------------------
SINGAPORE TECHNOLOGIES ENGINEERING
Ticker: S63 Security ID: Y7996W103
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Vincent CHONG SY Feng For For Management
4 Elect LIM Ah Doo For For Management
5 Elect LIM Sim Seng For For Management
6 Elect Melvyn ONG Su Kiat For For Management
7 Elect NG Bee Bee For Against Management
8 Directors' Fees For For Management
9 Appointment of Auditor and Authority For For Management
to Set Fees
10 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
11 Authority to Grant Awards and Issue For For Management
Shares under Equity Compensation Plans
12 Related Party Transactions For For Management
13 Authority to Repurchase and Reissue For For Management
Shares
14 Retention of KWA Chong Seng as For Against Management
Independent Director
15 Retention of KWA Chong Seng as For Against Management
Independent Director
--------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LIMITED
Ticker: Z74 Security ID: Y79985209
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect CHUA Sock Koong For For Management
4 Elect LOW Check Kian For For Management
5 Elect LEE Theng Kiat For For Management
6 Directors' Fees For For Management
7 Appointment of Auditor and Authority For For Management
to Set Fees
8 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
9 Authority to Grant Awards and Issue For For Management
Shares under the Singtel Performance
Share Plan 2012
10 Authority to Repurchase and Reissue For For Management
Shares
11 Amendments to Constitution For For Management
--------------------------------------------------------------------------------
SINO LAND CO. LTD.
Ticker: 0083 Security ID: Y80267126
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: OCT 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect Robert NG Chee Siong For Against Management
6 Elect Adrian David LI Man Kiu For Against Management
7 Elect Thomas TANG Wing Yung For Against Management
8 Directors' Fees For For Management
9 Appointment of Auditor and Authority For For Management
to Set Fees
10 Authority to Repurchase Shares For For Management
11 Authority to Issue Shares w/o For Against Management
Preemptive Rights
12 Authority to Issue Repurchased Shares For Against Management
13 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SKANDINAVISKA ENSKILDA BANKEN
Ticker: SEBA Security ID: W25381141
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Non-Voting Agenda Item N/A N/A Management
11 Non-Voting Agenda Item N/A N/A Management
12 Allocation of Profits/Dividends For For Management
13 Ratify Johan H. Andresen For For Management
14 Ratify Anne-Catherine Berner For For Management
15 Ratify Signhild Arnegard Hansen For For Management
16 Ratify Samir Brikho For For Management
17 Ratify Winnie Fok For For Management
18 Ratify Annika Dahlberg For For Management
19 Ratify Anna-Karin Glimstrom For For Management
20 Ratify Charlotta Lindholm For For Management
21 Ratify Sven Nyman For For Management
22 Ratify Magnus Olsson For For Management
23 Ratify Jesper Ovesen For For Management
24 Ratify Lars Ottersgard For For Management
25 Ratify Helena Saxon For For Management
26 Ratify Johan Torgeby For For Management
27 Ratify Marcus Wallenberg For For Management
28 Ratify Johan Torgeby (President) For For Management
29 Ratify Hakan Westerberg For For Management
30 Board Size For For Management
31 Number of Auditors For For Management
32 Directors' Fees For For Management
33 Authority to Set Auditor's Fees For For Management
34 Elect Anne Catherine Berner For For Management
35 Elect Signhild Arnegard Hansen For For Management
36 Elect Winnie Kin Wah Fok For For Management
37 Elect Sven Nyman For For Management
38 Elect Jesper Ovesen For For Management
39 Elect Lars Ottersgard For For Management
40 Elect Helena Saxon For For Management
41 Elect Johan Torgeby For For Management
42 Elect Marcus Wallenberg For For Management
43 Elect Marcus Wallenberg as Board Chair For For Management
44 Appointment of Auditor For For Management
45 Remuneration Report For For Management
46 SEB All Employee Programme 2021 (AEP) For For Management
47 SEB Share Deferral Programme 2021 (SDP) For For Management
48 SEB Restricted Share Programme 2021 For For Management
(RSP)
49 Authority to Trade in Company Stock For For Management
50 Authority to Repurchase and Issue For For Management
Treasury Shares
51 Transfer of Shares Pursuant of Equity For For Management
Plans
52 Authority to Issue Shares and For For Management
Convertible Debt w or w/o Preemptive
Rights
53 Appointment of Auditors in Foundations For For Management
54 Amendments to Articles For For Management
55 Shareholder Proposal Regarding For For Management
Exclusion of Fossil Companies as
Borrowers in the Bank
56 Shareholder Proposal Regarding N/A Against Shareholder
Exclusion of Fossil Fuels as
Investment Objects
57 Shareholder Proposal Regarding N/A Against Shareholder
Reporting on Implementation of
Financing Restrictions
58 Shareholder Proposal Regarding N/A Against Shareholder
Exclusively Financing 1.5C-Aligned
Companies and Projects
59 Accounts and Reports N/A Against Shareholder
60 Non-Voting Agenda Item N/A N/A Management
61 Non-Voting Meeting Note N/A N/A Management
62 Non-Voting Meeting Note N/A N/A Management
63 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SNAM S.P.A.
Ticker: SRG Security ID: T8578N103
Meeting Date: FEB 02, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Amendments to Article 2 For For Management
4 Amendments to Article 12 For Against Management
5 Amendments to Articles For For Management
6 Non-Voting Meeting Note N/A N/A Management
7 Non-Voting Meeting Note N/A N/A Management
8 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SNAM S.P.A.
Ticker: SRG Security ID: T8578N103
Meeting Date: APR 28, 2021 Meeting Type: Ordinary
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Authority to Repurchase and Reissue For For Management
Shares
6 Remuneration Policy (Binding) For For Management
7 Remuneration Report (Advisory) For For Management
8 Amendment to the 2020-2022 Long-Term For For Management
Incentive Plan
9 Non-Voting Meeting Note N/A N/A Management
10 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SOFTBANK CORP.
Ticker: 9434 Security ID: J75963132
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Amendments to Articles For For Management
3 Elect Ken Miyauchi For For Management
4 Elect Junichi Miyakawa For For Management
5 Elect Jun Shinba For For Management
6 Elect Yasuyuki Imai For For Management
7 Elect Kazuhiko Fujiwara For For Management
8 Elect Masayoshi Son For For Management
9 Elect Kentaro Kawabe For Against Management
10 Elect Atsushi Horiba For For Management
11 Elect Takehiro Kamigama For For Management
12 Elect Kazuaki Oki For For Management
13 Elect Kyoko Uemura For For Management
14 Elect Reiko Hishiyama For For Management
15 Elect Naomi Koshi For For Management
16 Revision to Directors' Fees and For For Management
Restricted Share Plan and Adoption of
Stock Option Plan
--------------------------------------------------------------------------------
SOFTBANK GROUP CORP.
Ticker: 9984 Security ID: J7596P109
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Masayoshi Son For For Management
5 Elect Yoshimitsu Goto For For Management
6 Elect Ken Miyauchi For For Management
7 Elect Kentaro Kawabe For Against Management
8 Elect Masami Iijima For For Management
9 Elect Yutaka Matsuo For For Management
10 Elect Lip-Bu Tan For Against Management
11 Elect Keiko Erikawa For For Management
12 Elect Ken Siegel For Against Management
13 Elect Yuji Nakata For For Management
14 Elect Soichiro Uno For Against Management
15 Elect Keiichi Otsuka For For Management
16 Statutory Auditors' Fees For For Management
--------------------------------------------------------------------------------
SONY GROUP CORPORATION
Ticker: 6758 Security ID: J76379106
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Kenichiro Yoshida For For Management
3 Elect Hiroki Totoki For For Management
4 Elect Shuzo Sumi For For Management
5 Elect Tim Schaaff For For Management
6 Elect Toshiko Oka For For Management
7 Elect Sakie Akiyama For For Management
8 Elect Wendy Becker For For Management
9 Elect Yoshihiko Hatanaka For For Management
10 Elect Adam Crozier For For Management
11 Elect Keiko Kishigami For For Management
12 Elect Joseph A. Kraft Jr. For For Management
13 Equity Compensation Plan For For Management
--------------------------------------------------------------------------------
SPARK NEW ZEALAND LIMITED
Ticker: SPK Security ID: Q8619N107
Meeting Date: NOV 06, 2020 Meeting Type: Annual
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Appointment of Auditor and Authority For For Management
to Set Fees
2 Re-elect Paul Berriman For For Management
3 Re-elect Charles T. Sitch For For Management
--------------------------------------------------------------------------------
SSE PLC
Ticker: SSE Security ID: G8842P102
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report (Advisory) For For Management
3 Final Dividend For For Management
4 Elect Gregor Alexander For For Management
5 Elect Sue Bruce For For Management
6 Elect Tony Cocker For For Management
7 Elect Crawford Gillies For For Management
8 Elect Richard Gillingwater For For Management
9 Elect Peter Lynas For For Management
10 Elect Helen Mahy For For Management
11 Elect Alistair Phillips-Davies For For Management
12 Elect Martin Pibworth For For Management
13 Elect Melanie Smith For For Management
14 Elect Angela Strank For Against Management
15 Appointment of Auditor For For Management
16 Authority to Set Auditor's Fees For For Management
17 Authority to Issue Shares w/ For For Management
Preemptive Rights
18 Authority to Issue Shares w/o For For Management
Preemptive Rights
19 Authority to Repurchase Shares For For Management
20 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
STANDARD LIFE ABERDEEN PLC
Ticker: SLA Security ID: G84246118
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Final Dividend For For Management
3 Appointment of Auditor For For Management
4 Authority to Set Auditor's Fees For For Management
5 Remuneration Report (Advisory) For For Management
6 Elect Douglas (Sir) J. Flint For For Management
7 Elect Jonathan Asquith For For Management
8 Elect Stephanie Bruce For For Management
9 Elect John Devine For For Management
10 Elect Melanie Gee For For Management
11 Elect Brian McBride For For Management
12 Elect Martin Pike For For Management
13 Elect Cathleen Raffaeli For For Management
14 Elect Cecilia Reyes For For Management
15 Elect Jutta af Rosenborg For Against Management
16 Elect Stephen Bird For For Management
17 Authorisation of Political Donations For For Management
18 Authority to Issue Shares w/ For For Management
Preemptive Rights
19 Authority to Issue Shares w/o For For Management
Preemptive Rights
20 Authority to Repurchase Shares For For Management
21 Authority to Issue Convertible Bonds For For Management
w/ Preemptive Rights
22 Authority to Issue Convertible Bonds For For Management
w/o Preemptive Rights
23 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
24 Adoption of New Articles For For Management
--------------------------------------------------------------------------------
SUMITOMO CORPORATION
Ticker: 8053 Security ID: J77282119
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Kuniharu Nakamura For For Management
4 Elect Masayuki Hyodo For For Management
5 Elect Toshikazu Nambu For For Management
6 Elect Hideki Yamano For For Management
7 Elect Takayuki Seishima For For Management
8 Elect Masaru Shiomi For For Management
9 Elect Nobuyoshi Ehara For For Management
10 Elect Koji Ishida For For Management
11 Elect Kimie Iwata For For Management
12 Elect Hisashi Yamazaki For For Management
13 Elect Akiko Ide For For Management
14 Elect Yukiko Nagashima @ Yukiko For For Management
Watanabe as Statutory Auditor
15 Adoption of Restricted Performance For For Management
Stock Plan
16 Shareholder Proposal Regarding Against For Shareholder
Reporting on Paris-aligned Targets for
Coal, Oil, and Gas Assets
--------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Ticker: 8316 Security ID: J7771X109
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Takeshi Kunibe For For Management
4 Elect Jun Ota For For Management
5 Elect Makoto Takashima For For Management
6 Elect Toru Nakashima For For Management
7 Elect Teiko Kudo For For Management
8 Elect Atsuhiko Inoue For For Management
9 Elect Toshihiro Isshiki For For Management
10 Elect Yasuyuki Kawasaki For For Management
11 Elect Masayuki Matsumoto For For Management
12 Elect Arthur M. Mitchell For For Management
13 Elect Shozo Yamazaki For For Management
14 Elect Masaharu Kono For For Management
15 Elect Yoshinobu Tsutsui For For Management
16 Elect Katsuyoshi Shimbo For For Management
17 Elect Eriko Sakurai For For Management
18 Amendments to Articles For For Management
--------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD.
Ticker: 0016 Security ID: Y82594121
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Dicky Peter YIP For For Management
4 Elect Richard WONG Yue Chim For For Management
5 Elect William FUNG Kwok Lun For Against Management
6 Elect Norman LEUNG Nai Pang For For Management
7 Elect Henry FAN Hung Ling For For Management
8 Elect William KWAN Cheuk Yin For Against Management
9 Elect Victor LUI Ting For For Management
10 Elect Allen FUNG Yuk-Lun For Against Management
11 Directors' Fees For For Management
12 Appointment of Auditor and Authority For For Management
to Set Fees
13 Authority to Repurchase Shares For For Management
14 Authority to Issue Shares w/o For Against Management
Preemptive Rights
15 Authority to Issue Repurchased Shares For Against Management
16 Non-Voting Meeting Note N/A N/A Management
17 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SUNTEC REAL ESTATE INVESTMENT TRUST
Ticker: T82U Security ID: Y82954101
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Appointment of Auditor and Authority For For Management
to Set Fees
3 Authority to Issue Units w/ or w/o For For Management
Preemptive Rights
4 Authority to Repurchase and Reissue For For Management
Units
--------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN
Ticker: SHBA Security ID: W9112U104
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Non-Voting Agenda Item N/A N/A Management
11 Non-Voting Agenda Item N/A N/A Management
12 Accounts and Reports For For Management
13 Allocation of Profits/Dividends For For Management
14 Remuneration Report For For Management
15 Ratify Jon Fredrik Baksaas For For Management
16 Ratify Hans Biorck For For Management
17 Ratify Par Boman For For Management
18 Ratify Kerstin Hessius For For Management
19 Ratify Lisa Kaae For For Management
20 Ratify Fredrik Lundberg For For Management
21 Ratify Ulf Riese For For Management
22 Ratify Arja Taaveniku For For Management
23 Ratify Carina Akerstrom For For Management
24 Ratify Jan-Erik Hoog For For Management
25 Ratify Ole Johansson For For Management
26 Ratify Bente Rathe For For Management
27 Ratify Charlotte Skog For For Management
28 Ratify Anna Hjelmberg For For Management
29 Ratify Lena Renstrom For For Management
30 Ratify Stefan Henricson For For Management
31 Ratify Charlotte Uriz For For Management
32 Ratify Carina Akerstrom (CEO) For For Management
33 Authority to Repurchase and Reissue For For Management
Shares
34 Authority to Trade in Company Stock For For Management
35 Authority to Issue Shares w or w/o For For Management
Preemptive Rights (Contingent
Convertible Securities)
36 Amendments to Articles For For Management
37 Non-Voting Agenda Item N/A N/A Management
38 Board Size For For Management
39 Number of Auditors For For Management
40 Directors' Fees For For Management
41 Authority to Set Auditor's Fees For For Management
42 Elect Jon Fredrik Baksaas For For Management
43 Elect Stina Bergfors For For Management
44 Elect Hans Biorck For For Management
45 Elect Par Boman For For Management
46 Elect Kerstin Hessius For For Management
47 Elect Fredrik Lundberg For For Management
48 Elect Ulf Riese For For Management
49 Elect Arja Taaveniku For For Management
50 Elect Carina Akerstrom For For Management
51 Elect Par Boman For For Management
52 Appointment of Ernst & Young AB For For Management
53 Appointment of PricewaterhouseCoopers For For Management
AB
54 Amendments to Director Remuneration For Against Management
Policy
55 Appointment of Special Auditor For For Management
56 Non-Voting Agenda Item N/A N/A Management
57 Non-Voting Meeting Note N/A N/A Management
58 Non-Voting Meeting Note N/A N/A Management
59 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SWEDBANK AB
Ticker: SWEDA Security ID: W94232100
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Non-Voting Agenda Item N/A N/A Management
11 Non-Voting Agenda Item N/A N/A Management
12 Accounts and Reports For For Management
13 Allocation of Profits/Dividends For For Management
14 Ratify Bodil Eriksson For For Management
15 Ratify Mats Granryd For For Management
16 Ratify Bo Johansson For For Management
17 Ratify Magnus Uggla For For Management
18 Ratify Kerstin Hermansson For For Management
19 Ratify Josefin Lindstrand For For Management
20 Ratify Bo Magnusson For For Management
21 Ratify Anna Mossberg For For Management
22 Ratify Goran Persson For For Management
23 Ratify Bo Bengtsson For For Management
24 Ratify Goran Bengtsson For For Management
25 Ratify Hans Eckerstrom For For Management
26 Ratify Bengt Erik Lindgren For For Management
27 Ratify Biljana Pehrsson For For Management
28 Ratify Jens Henriksson For For Management
29 Ratify Camilla Linder For For Management
30 Ratify Roger Ljung For For Management
31 Ratify Henrik Joelsson For For Management
32 Ratify Ake Skoglund For For Management
33 Amendments to Articles For For Management
34 Non-Voting Agenda Item N/A N/A Management
35 Board Size For For Management
36 Directors and Auditors' Fees For For Management
37 Elect Annika Creutzer For For Management
38 Elect Per Olof Nyman For For Management
39 Elect Bo Bengtsson For For Management
40 Elect Goran Bengtsson For For Management
41 Elect Hans Eckerstrom For For Management
42 Elect Kerstin Hermansson For For Management
43 Elect Bengt-Erik Lindgren For For Management
44 Elect Josefin Lindstrand For For Management
45 Elect Bo Magnusson For For Management
46 Elect Anna Mossberg For For Management
47 Elect Biljana Pehrsson For For Management
48 Elect Goran Persson For For Management
49 Elect Goran Persson as Chair of the For For Management
Board
50 Nomination Committee Guidelines For For Management
51 Authority to Repurchase Shares Related For For Management
to Securities Operations
52 Authority to Repurchase Shares For For Management
53 Authority to Issue Convertible Debt For For Management
Instruments
54 Eken 2021 For For Management
55 Individual Program 2021 For For Management
56 Authority to Issue Treasury Shares for For For Management
Equity Remuneration Plans
57 Remuneration Report For For Management
58 Shareholder Proposal Regarding Against Against Shareholder
Investigating Preconditions for an
Action against Representatives
59 Shareholder Proposal Regarding Against Abstain Shareholder
Initiating an Action for Damages
Against Representatives
60 Shareholder Proposal Regarding Against Abstain Shareholder
Engaging with Lawyers to Represent
Swedbank
61 Shareholder Proposal Regarding Against Abstain Shareholder
Engaging with Therium Capital
Management to Finance Legal Costs
62 Shareholder Proposal Regarding Against Against Shareholder
Declining Loans to Projects Aimed at
Extracting Fossil Fuels
63 Shareholder Proposal Regarding Against Against Shareholder
Declining Loans to Companies whose
Main Activity is to Extract Fossil
Fuels
64 Shareholder Proposal Regarding Against Against Shareholder
Reporting Exposure in Loans to
Companies Whose Main Activity is
Fossil Fuels Extraction
65 Non-Voting Agenda Item N/A N/A Management
66 Non-Voting Meeting Note N/A N/A Management
67 Non-Voting Meeting Note N/A N/A Management
68 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SWISS LIFE HOLDING
Ticker: SLHN Security ID: H8404J162
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Non-Voting Meeting Note N/A TNA Management
3 Accounts and Reports For TNA Management
4 Compensation Report For TNA Management
5 Allocation of Profits/Dividends For TNA Management
6 Ratification of Board Acts For TNA Management
7 Board Compensation For TNA Management
8 Executive Compensation (Short-term For TNA Management
Variable)
9 Executive Compensation (Fixed and For TNA Management
Long-term Variable)
10 Elect Rolf Dorig as Board Chair For TNA Management
11 Elect Thomas Buess For TNA Management
12 Elect Adrienne Corboud Fumagalli For TNA Management
13 Elect Ueli Dietiker For TNA Management
14 Elect Damir Filipovic For TNA Management
15 Elect Frank W. Keuper For TNA Management
16 Elect Stefan Loacker For TNA Management
17 Elect Henry Peter For TNA Management
18 Elect Martin Schmid For TNA Management
19 Elect Franziska Tschudi Sauber For TNA Management
20 Elect Klaus Tschutscher For TNA Management
21 Elect Martin Schmid as Compensation For TNA Management
Committee Member
22 Elect Franziska Tschudi Sauber as For TNA Management
Compensation Committee Member
23 Elect Klaus Tschutscher as For TNA Management
Compensation Committee Member
24 Appointment of Independent Proxy For TNA Management
25 Appointment of Auditor For TNA Management
26 Cancellation of Shares and Reduction For TNA Management
in Share Capital
--------------------------------------------------------------------------------
SWISS RE LTD.
Ticker: SREN Security ID: H8431B109
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Non-Voting Meeting Note N/A TNA Management
3 Compensation Report For TNA Management
4 Accounts and Reports For TNA Management
5 Allocation of Profits/Dividends For TNA Management
6 Executive Compensation (Variable For TNA Management
Short-term)
7 Ratification of Board Acts For TNA Management
8 Elect Sergio Ermotti as Board Chair For TNA Management
9 Elect Raymond K.F. Ch'ien For TNA Management
10 Elect Renato Fassbind For TNA Management
11 Elect Karen Gavan For TNA Management
12 Elect Joachim Oechslin For TNA Management
13 Elect Deanna Ong For TNA Management
14 Elect Jay Ralph For TNA Management
15 Elect Jorg Reinhardt For TNA Management
16 Elect Phillip K. Ryan For TNA Management
17 Elect Paul Tucker For TNA Management
18 Elect Jacques de Vaucleroy For TNA Management
19 Elect Susan L. Wagner For TNA Management
20 Elect Larry D. Zimpleman For TNA Management
21 Elect Raymond K.F. Ch'ien as For TNA Management
Compensation Committee Member
22 Elect Renato Fassbind as Compensation For TNA Management
Committee Member
23 Elect Karen Gavan as Compensation For TNA Management
Committee Member
24 Elect Jorg Reinhardt as Compensation For TNA Management
Committee Member
25 Elect Jacques de Vaucleroy as For TNA Management
Compensation Committee Member
26 Appointment of Independent Proxy For TNA Management
27 Appointment of Auditor For TNA Management
28 Board Compensation For TNA Management
29 Executive Compensation (Fixed and For TNA Management
Variable Long-term)
30 Increase in Authorised Capital For TNA Management
31 Non-Voting Meeting Note N/A TNA Management
--------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL COMPANY LIMITED
Ticker: 4502 Security ID: J8129E108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Christophe Weber For For Management
5 Elect Masato Iwasaki For For Management
6 Elect Andrew Plump For For Management
7 Elect Constantine Saroukos For For Management
8 Elect Masahiro Sakane For For Management
9 Elect Olivier Bohuon For For Management
10 Elect Jean-Luc Butel For For Management
11 Elect Ian T. Clark For Against Management
12 Elect Yoshiaki Fujimori For For Management
13 Elect Steven Gillis For For Management
14 Elect Shiro Kuniya For For Management
15 Elect Toshiyuki Shiga For For Management
16 Elect Masami Iijima as Audit Committee For For Management
Director
17 Bonus For For Management
--------------------------------------------------------------------------------
TC ENERGY CORPORATION
Ticker: TRP Security ID: 87807B107
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Stephan Cretier For For Management
3 Elect Michael R. Culbert For For Management
4 Elect Susan C. Jones For For Management
5 Elect Randy Limbacher For For Management
6 Elect John E. Lowe For For Management
7 Elect David MacNaughton For For Management
8 Elect Francois L. Poirier For For Management
9 Elect Una Power For For Management
10 Elect Mary Pat Salomone For For Management
11 Elect Indira V. Samarasekera For For Management
12 Elect D. Michael G. Stewart For For Management
13 Elect Siim A. Vanaselja For For Management
14 Elect Thierry Vandal For For Management
15 Appointment of Auditor and Authority For For Management
to Set Fees
16 Advisory Vote on Executive Compensation For For Management
17 Amendments to By-Law No. 1 For For Management
--------------------------------------------------------------------------------
TELE2 AB
Ticker: TEL2B Security ID: W95878166
Meeting Date: SEP 11, 2020 Meeting Type: Special
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Authority to Distribute Extraordinary For For Management
Dividend
10 Transfer of Class B Shares Pursuant to For For Management
LTIP
11 Equity Swap Agreement For For Management
12 Transfer of Shares Pursuant to LTI 2020 For For Management
--------------------------------------------------------------------------------
TELE2 AB
Ticker: TEL2B Security ID: W95878166
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Non-Voting Agenda Item N/A N/A Management
11 Non-Voting Agenda Item N/A N/A Management
12 Accounts and Reports For For Management
13 Allocation of Profits/Dividends For For Management
14 Ratify Carla Smits-Nusteling For For Management
15 Ratify Andrew Barron For For Management
16 Ratify Anders Bjorkman For For Management
17 Ratify Georgi Ganev For For Management
18 Ratify Cynthia Gordon For For Management
19 Ratify Eva Lindqvist For For Management
20 Ratify Lars-Ake Norling For For Management
21 Ratify Anders Nilsson (Former CEO) For For Management
22 Ratify Kjell Johnsen (CEO) For For Management
23 Board Size For For Management
24 Directors' Fees For For Management
25 Authority to Set Auditor's Fees For For Management
26 Elect Andrew G. Barron For For Management
27 Elect Stina Bergfors For For Management
28 Elect Georgi Ganev For For Management
29 Elect Sam Kini For For Management
30 Elect Eva Lindqvist For For Management
31 Elect Lars-Ake Norling For For Management
32 Elect Carla Smits-Nusteling For For Management
33 Elect Carla Smits-Nusteling as Chair For For Management
34 Number of Auditors For For Management
35 Appointment of Auditor For For Management
36 Remuneration Report For For Management
37 Long-term Incentive Plan For For Management
38 Authority to Issue Shares w/o For For Management
Preemptive Rights Pursuant to LTI 2021
39 Authority to Repurchase Class C Shares For For Management
Pursuant to LTI 2021
40 Transfer of Class B Shares Pursuant to For For Management
LTI 2021
41 Issuance of Treasury Class B Shares For For Management
Pursuant to LTI 2021
42 Approve Equity Swap Agreement (LTI For For Management
2021)
43 Authority to Repurchase Shares For For Management
44 Shareholder Proposal Regarding N/A Against Shareholder
Investigation of Director and
Management Qualifications
45 Shareholder Proposal Regarding N/A Against Shareholder
Fulfillment of Requirements
46 Shareholder Proposal Regarding N/A Against Shareholder
Presentation of Investigation
47 Shareholder Proposal Regarding N/A Against Shareholder
Customer Reimbursement
48 Shareholder Proposal Regarding N/A Against Shareholder
Preparing a Code of Conduct for
Customer Service Department
49 Non-Voting Agenda Item N/A N/A Management
50 Non-Voting Meeting Note N/A N/A Management
51 Non-Voting Meeting Note N/A N/A Management
52 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
TELE2 AB
Ticker: TEL2B Security ID: W95878166
Meeting Date: JUN 28, 2021 Meeting Type: Special
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Non-Voting Agenda Item N/A N/A Management
11 Extraordinary Dividend For For Management
12 Non-Voting Meeting Note N/A N/A Management
13 Non-Voting Meeting Note N/A N/A Management
14 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
TELEFONICA DEUTSCHLAND HOLDING AG
Ticker: O2D Security ID: D8T9CK101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Allocation of Profits/Dividends For For Management
9 Ratification of Management Board Acts For For Management
10 Ratification of Supervisory Board Acts For For Management
11 Appointment of Auditor For For Management
12 Appointment of Auditor for Interim For For Management
Statements in 2022
13 Management Board Remuneration Policy For For Management
14 Supervisory Board Remuneration Policy For For Management
15 Elect Stefanie Oeschger For For Management
16 Elect Ernesto Gardelliano For For Management
17 Increase in Authorised Capital For Against Management
18 Non-Voting Meeting Note N/A N/A Management
19 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
TELENET GROUP HLDGS NV
Ticker: TNET Security ID: B89957110
Meeting Date: DEC 03, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Allocation of Profits/Dividends For For Management
5 Authorisation of Legal Formalities For For Management
6 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
TELENOR ASA
Ticker: TEL Security ID: R21882106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Non-Voting Meeting Note N/A TNA Management
3 Non-Voting Meeting Note N/A TNA Management
4 Non-Voting Meeting Note N/A TNA Management
5 Non-Voting Agenda Item N/A TNA Management
6 Non-Voting Agenda Item N/A TNA Management
7 Agenda For TNA Management
8 Non-Voting Agenda Item N/A TNA Management
9 Non-Voting Agenda Item N/A TNA Management
10 Accounts and Reports; Allocation of For TNA Management
Profits and Dividends
11 Authority to Set Auditor's Fees For TNA Management
12 Corporate Governance Report For TNA Management
13 Remuneration Policy For TNA Management
14 Authority to Repurchase Shares (LTI) For TNA Management
15 Elect Bjorn Erik Naess For TNA Management
16 Elect John Gordon Bernander For TNA Management
17 Elect Heidi Finskas For TNA Management
18 Elect Widar Salbuvik For TNA Management
19 Elect Silvija Seres For TNA Management
20 Elect Lisbeth Karin Naero For TNA Management
21 Elect Trine Saether Romuld For TNA Management
22 Elect Marianne Bergmann Roren For TNA Management
23 Elect Maalfrid Brath For TNA Management
24 Elect Kjetil Houg For TNA Management
25 Elect Elin Myrmel-Johansen (1st deputy) For TNA Management
26 Elect Randi Marjamaa (2nd deputy) For TNA Management
27 Lars Tronsgaard (3rd Deputy) For TNA Management
28 Appointment of Jan Tore Fosund to the For TNA Management
Nominating Committee
29 Corporate Assembly and Nomination For TNA Management
Committee Fees
30 Non-Voting Agenda Item N/A TNA Management
31 Non-Voting Meeting Note N/A TNA Management
32 Non-Voting Meeting Note N/A TNA Management
--------------------------------------------------------------------------------
TELIA COMPANY AB
Ticker: TELIA Security ID: W95890104
Meeting Date: DEC 02, 2020 Meeting Type: Special
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Authority to Distribute Extraordinary For For Management
Dividend
11 Non-Voting Meeting Note N/A N/A Management
12 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
TELIA COMPANY AB
Ticker: TELIA Security ID: W95890104
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Non-Voting Agenda Item N/A N/A Management
11 Accounts and Reports For For Management
12 Allocation of Profits/Dividends For For Management
13 Ratify Ingrid Bonde For For Management
14 Ratify Rickard Gustafson For For Management
15 Ratify Lars-Johan Jarnheimer For For Management
16 Ratify Jeanette Jager For For Management
17 Ratify Olli-Pekka Kallasvuo For For Management
18 Ratify Nina Linander For For Management
19 Ratify Jimmy Maymann For For Management
20 Ratify Anna Settman For For Management
21 Ratify Olaf Swantee For For Management
22 Ratify Martin Tiveus For For Management
23 Ratify Agneta Ahlstrom (Employee For For Management
Representative)
24 Ratify Stefan Carlsson (Employee For For Management
Representative)
25 Ratify Hans Gustavsson (Employee For For Management
Representative)
26 Ratify Martin Saaf (Deputy Employee For For Management
Representative)
27 Ratify Allison Kirkby (CEO) For For Management
28 Ratify Christian Luiga (Deputy CEO) For For Management
29 Remuneration Report For Against Management
30 Board Size For For Management
31 Directors' Fees For For Management
32 Elect Ingrid Bonde For For Management
33 Elect Luisa Delgado For For Management
34 Elect Rickard Gustafson For For Management
35 Elect Lars-Johan Jarnheimer For For Management
36 Elect Jeanette Christensen Jager For For Management
37 Elect Nina Linander For For Management
38 Elect Jimmy Maymann For For Management
39 Elect Martin Folke Tiveus For For Management
40 Elect Lars-Johan Jarnheimer as Chair For For Management
41 Elect Ingrid Bonde as Vice-Chair For For Management
42 Number of Auditors For For Management
43 Authority to Set Auditor's Fees For For Management
44 Appointment of Auditor For For Management
45 Approval of Nominating Committee For For Management
Guidelines
46 Authority to Repurchase and Reissue For For Management
Shares
47 Long-Term Incentive Programme 2021-2024 For For Management
48 Transfer of Shares Pursuant to LTIP For For Management
2021/2024
49 Shareholder Proposal Regarding Against Against Shareholder
Resolution on Reversed Split of the
Shares
50 Shareholder Proposal Regarding Replies Against Against Shareholder
of Letters to the Company
51 Non-Voting Meeting Note N/A N/A Management
52 Non-Voting Meeting Note N/A N/A Management
53 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
TELUS CORPORATION
Ticker: T Security ID: 87971M103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect R.H. (Dick) Auchinleck For For Management
3 Elect Raymond T. Chan For For Management
4 Elect Hazel Claxton For For Management
5 Elect Lisa de Wilde For For Management
6 Elect Darren Entwistle For For Management
7 Elect Thomas E. Flynn For For Management
8 Elect Mary Jo Haddad For For Management
9 Elect Kathy Kinloch For For Management
10 Elect Christine Magee For For Management
11 Elect John Manley For For Management
12 Elect David Mowat For For Management
13 Elect Marc Parent For For Management
14 Elect Denise Pickett For For Management
15 Elect W. Sean Willy For For Management
16 Appointment of Auditor and Authority For For Management
to Set Fees
17 Advisory Vote on Executive Compensation For For Management
18 Renewal of the Deferred Share Unit Plan For For Management
--------------------------------------------------------------------------------
TERNA - TRASMISSIONE ELETTRICITA RETE NAZIONALE
Ticker: TRN Security ID: T9471R100
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 2021-2025 Performance Share Plan For For Management
6 Authority to Repurchase and Reissue For For Management
Shares
7 Remuneration Policy (Binding) For For Management
8 Remuneration Report (Advisory) For Against Management
9 Non-Voting Meeting Note N/A N/A Management
10 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
TESCO PLC
Ticker: TSCO Security ID: G87621101
Meeting Date: FEB 11, 2021 Meeting Type: Ordinary
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Special Dividend For For Management
2 Share Consolidation For For Management
3 Authority to Issue Shares w/ For For Management
Preemptive Rights
4 Authority to Issue Shares w/o For For Management
Preemptive Rights
5 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
6 Authority to Repurchase Shares For For Management
7 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
THE BANK OF NOVA SCOTIA
Ticker: BNS Security ID: 064149107
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Elect Nora A. Aufreiter For For Management
4 Elect Guillermo E. Babatz For For Management
5 Elect Scott B. Bonham For For Management
6 Elect Lynn K. Patterson For For Management
7 Elect Michael D. Penner For For Management
8 Elect Brian J. Porter For For Management
9 Elect Una M. Power For For Management
10 Elect Aaron W. Regent For For Management
11 Elect Calin Rovinescu For For Management
12 Elect Susan L. Segal For For Management
13 Elect L. Scott Thomson For For Management
14 Elect Benita M. Warmbold For For Management
15 Appointment of Auditor For For Management
16 Advisory Vote on Executive Compensation For Against Management
17 Shareholder Proposal Regarding Against Against Shareholder
Reporting Circular Economy Loans
18 Shareholder Proposal Regarding Equity Against Against Shareholder
Ratio
19 Shareholder Proposal Regarding Board Against Against Shareholder
Diversity Target
--------------------------------------------------------------------------------
THE TORONTO-DOMINION BANK
Ticker: TD Security ID: 891160509
Meeting Date: APR 01, 2021 Meeting Type: Annual
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Amy W. Brinkley For For Management
3 Elect Brian C. Ferguson For For Management
4 Elect Colleen A. Goggins For For Management
5 Elect Jean-Rene Halde For For Management
6 Elect David E. Kepler For For Management
7 Elect Brian M. Levitt For For Management
8 Elect Alan N. MacGibbon For For Management
9 Elect Karen E. Maidment For For Management
10 Elect Bharat B. Masrani For For Management
11 Elect Irene R. Miller For For Management
12 Elect Nadir H. Mohamed For For Management
13 Elect Claude Mongeau For For Management
14 Elect Joe Natale For For Management
15 Elect S. Jane Rowe For For Management
16 Appointment of Auditor For For Management
17 Advisory Vote on Executive Compensation For For Management
18 Shareholder Proposal Regarding Against Against Shareholder
Reporting Circular Economy Loans
19 Shareholder Proposal Regarding Board Against Against Shareholder
Composition
20 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
TOKYO ELECTRON LIMITED
Ticker: 8035 Security ID: J86957115
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Tetsuo Tsuneishi For For Management
3 Elect Toshiki Kawai For For Management
4 Elect Sadao Sasaki For For Management
5 Elect Yoshikazu Nunokawa For For Management
6 Elect Tatsuya Nagakubo For For Management
7 Elect Kiyoshi Sunohara For For Management
8 Elect Seisu Ikeda For For Management
9 Elect Yoshinobu Mitano For For Management
10 Elect Charles D. Lake, II For For Management
11 Elect Michio Sasaki For Against Management
12 Elect Makiko Eda For For Management
13 Elect Sachiko Ichikawa For For Management
14 Elect Kyosuke Wagai as Statutory For For Management
Auditor
15 Bonus For For Management
16 Equity Compensation Plan for Inside For For Management
Directors
17 Equity Compensation Plan for Executive For For Management
Officers
18 Outside Directors' Fees For For Management
--------------------------------------------------------------------------------
TOPPAN PRINTING CO., LTD.
Ticker: 7911 Security ID: 890747108
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: MAY 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Shingo Kaneko For For Management
3 Elect Hideharu Maro For Against Management
4 Elect Yukio Maeda For For Management
5 Elect Shinichi Okubo For For Management
6 Elect Makoto Arai For For Management
7 Elect Sumio Ezaki For For Management
8 Elect Tetsuro Ueki For For Management
9 Elect Yasuhiko Yamano For For Management
10 Elect Mitsuhiro Nakao For For Management
11 Elect Yuichiro Kotani For For Management
12 Elect Kazunori Sakai For For Management
13 Elect Masanori Saito For For Management
14 Elect Takashi Kurobe For For Management
15 Elect Yoshinobu Noma For For Management
16 Elect Ryoko Toyama For For Management
17 Elect Mieko Nakabayashi For For Management
18 Elect Keiko Kakiuchi as Statutory For For Management
Auditor
--------------------------------------------------------------------------------
TOSHIBA CORPORATION
Ticker: 6502 Security ID: J89752117
Meeting Date: JUL 31, 2020 Meeting Type: Special
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Amendments to Articles For For Management
3 Elect Satoshi Tsunakawa For For Management
4 Elect Nobuaki Kurumatani For For Management
5 Elect Yuki Furuta For For Management
6 Elect Junji Ota For For Management
7 Elect Nobuyuki Kobayashi For For Management
8 Elect Takashi Yamauchi For For Management
9 Elect Yoshiaki Fujimori For Against Management
10 Elect Paul J. Brough For For Management
11 Elect Ayako Hirota Weissman For For Management
12 Elect Jerome Thomas Black For For Management
13 Elect George Raymond Zage III For For Management
14 Elect Osamu Nagayama For For Management
15 Elect Allen Chu Against Against Shareholder
16 Elect Yuya Shimizu Against Against Shareholder
17 Elect Akira Takeuchi Against Against Shareholder
18 Elect Tadaaki Sugiyama Against Against Shareholder
19 Elect Yoichiro Imai Against Against Shareholder
--------------------------------------------------------------------------------
TOTAL SE
Ticker: FP Security ID: F92124100
Meeting Date: MAY 28, 2021 Meeting Type: Mix
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Accounts and Reports For For Management
8 Consolidated Accounts and Reports For For Management
9 Allocation of Profits/Dividends For For Management
10 Authority to Repurchase and Reissue For For Management
Shares
11 Special Auditors Report on Regulated For For Management
Agreements
12 Elect Patrick Pouyanne For For Management
13 Elect Anne-Marie Idrac For For Management
14 Elect Jacques Aschenbroich For For Management
15 Elect R. Glenn Hubbard For For Management
16 2020 Remuneration Report For For Management
17 2021 Remuneration Policy (Board of For For Management
Directors)
18 2020 Remuneration of Patrick Pouyanne, For For Management
Chair and CEO
19 2021 Remuneration Policy (Chair and For For Management
CEO)
20 Shareholder Approval of For For Management
Decarbonisation Ambition
21 Change of Company Name For For Management
22 Authority to Issue Performance Shares For For Management
23 Employee Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION
Ticker: 7203 Security ID: J92676113
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Takeshi Uchiyamada For Against Management
3 Elect Shigeru Hayakawa For For Management
4 Elect Akio Toyoda For For Management
5 Elect Koji Kobayashi For For Management
6 Elect James Kuffner For For Management
7 Elect Kenta Kon For For Management
8 Elect Ikuro Sugawara For For Management
9 Elect Philip Craven For For Management
10 Elect Teiko Kudo For For Management
11 Elect Ryuji Sakai as Alternate For For Management
Statutory Auditor
12 Amendments to Articles For For Management
--------------------------------------------------------------------------------
TREND MICRO INCORPORATED
Ticker: 4704 Security ID: J9298Q104
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect CHANG Ming-Jang For For Management
5 Elect Eva Chen For For Management
6 Elect Mahendra Negi For For Management
7 Elect Akihiko Omikawa For For Management
8 Elect Ikujiro Nonaka For For Management
9 Elect Tetsuo Koga For For Management
10 Elect Masaru Sempo For For Management
11 Elect Fumio Hasegawa For For Management
12 Elect Yasuo Kameoka For For Management
13 Elect Koji Fujita For For Management
14 Equity Compensation Plan For Against Management
--------------------------------------------------------------------------------
TRYG AS
Ticker: TRYG Security ID: K9640A110
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Accounts and Reports; Ratification of For For Management
the Board And Management
8 Allocation of Profits/Dividends For For Management
9 Remuneration Report For For Management
10 Supervisory Board's Fees For For Management
11 Authority to Repurchase Shares For For Management
12 Amendments to Articles (Share For For Management
Ownership)
13 Amendments to Articles (Virtual-only For For Management
meetings)
14 Amendments to Articles (Agenda) For For Management
15 Amendments to Articles (Publishing For For Management
Company Announcements in English Only)
16 Remuneration Policy For For Management
17 Elect Jukka Pertola For Against Management
18 Elect Torben Nielsen For For Management
19 Elect Lene Skole For Against Management
20 Elect Mari Thjomoe For For Management
21 Elect Carl-Viggo Ostlund For For Management
22 Elect Lone Moller Olsen For For Management
23 Elect Ida Sofie Jensen For For Management
24 Elect Claus Wistoft For For Management
25 Elect Karen Bladt For For Management
26 Appointment of Auditor For For Management
27 Authorization of Legal Formalities For For Management
28 Non-Voting Agenda Item N/A N/A Management
29 Non-Voting Meeting Note N/A N/A Management
30 Non-Voting Meeting Note N/A N/A Management
31 Non-Voting Meeting Note N/A N/A Management
32 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
UNILEVER NV
Ticker: UNA Security ID: N8981F289
Meeting Date: SEP 21, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Amendments to Articles Regarding For For Management
Unification
3 Unification For For Management
4 Ratification of Executive Directors' For For Management
Acts
5 Ratification of Non-Executive For For Management
Directors' Acts
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: G92087165
Meeting Date: OCT 12, 2020 Meeting Type: Ordinary
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Cross-Border Merger For For Management
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: G92087165
Meeting Date: OCT 12, 2020 Meeting Type: Court
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Cross-Border Merger For For Management
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: G92087165
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report (Advisory) For For Management
3 Remuneration Policy (Binding) For For Management
4 Advisory Vote on Climate Transition For For Management
Action Plan
5 Elect Nils Andersen For For Management
6 Elect Laura M.L. Cha For For Management
7 Elect Judith Hartmann For For Management
8 Elect Alan Jope For For Management
9 Elect Andrea Jung For For Management
10 Elect Susan Kilsby For For Management
11 Elect Strive T. Masiyiwa For For Management
12 Elect Youngme E. Moon For For Management
13 Elect Graeme D. Pitkethly For For Management
14 Elect John Rishton For For Management
15 Elect Feike Sijbesma For For Management
16 Appointment of Auditor For For Management
17 Authority to Set Auditor's Fees For For Management
18 Authorisation of Political Donations For For Management
19 Approval of Performance Share Plan For For Management
20 Authority to Issue Shares w/ For For Management
Preemptive Rights
21 Authority to Issue Shares w/o For For Management
Preemptive Rights
22 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
23 Authority to Repurchase Shares For For Management
24 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
25 Adoption of New Articles For For Management
26 Reduction in Share Premium Account For For Management
27 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
UNIPER SE
Ticker: UN01 Security ID: D8530Z100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Non-Voting Meeting Note N/A N/A Management
8 Non-Voting Meeting Note N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Allocation of Profits/Dividends For For Management
11 Ratification of Management Board Acts For For Management
12 Ratification of Supervisory Board Acts For Against Management
13 Appointment of Auditor For For Management
14 Elect Judith Buss For For Management
15 Elect Esa Hyvarinen For For Management
16 Supervisory Board Members' Fees For For Management
17 Management Board Remuneration Policy For For Management
18 Authority to Issue Convertible Debt For For Management
Instruments; Increase in Conditional
Capital
19 Increase in Authorised Capital For For Management
20 Authority to Repurchase and Reissue For For Management
Shares
21 Amendments to Articles (Supervisory For For Management
Board Terms)
22 Amendments to Articles (Online For For Management
Participation)
23 Shareholder Proposal Regarding For For Shareholder
Election of Nora Steiner-Forsberg
--------------------------------------------------------------------------------
UNITED OVERSEAS BANK LIMITED
Ticker: U11 Security ID: Y9T10P105
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Directors' Fees For For Management
4 Appointment of Auditor and Authority For For Management
to Set Fees
5 Elect WONG Kan Seng For For Management
6 Elect Alvin YEO Khirn Hai For For Management
7 Elect CHIA Tai Tee For For Management
8 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
9 Authority to Issue Shares under the For For Management
UOB Scrip Dividend Scheme
10 Authority to Repurchase and Reissue For For Management
Shares
--------------------------------------------------------------------------------
UPM-KYMMENE OYJ
Ticker: UPM Security ID: X9518S108
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Allocation of Profits/Dividends For For Management
11 Ratification of Board and the For For Management
President and CEO Acts
12 Remuneration Report For For Management
13 Directors' Fees For For Management
14 Board Size For For Management
15 Election of Directors For For Management
16 Authority to Set Auditor's Fees For For Management
17 Appointment of Auditor For For Management
18 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
19 Authority to Repurchase Shares For For Management
20 Charitable Donations For For Management
21 Financial Statements and Allocation of For For Management
Profits/Dividends
22 Non-Voting Agenda Item N/A N/A Management
23 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
USS CO., LTD.
Ticker: 4732 Security ID: J9446Z105
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Yukihiro Ando For For Management
4 Elect Dai Seta For For Management
5 Elect Masafumi Yamanaka For For Management
6 Elect Masayuki Akase For For Management
7 Elect Hiromitsu Ikeda For For Management
8 Elect Hitoshi Tamura For For Management
9 Elect Akihiko Kato For For Management
10 Elect Nobuko Takagi @ Nobuko Teraoka For For Management
11 Elect Kenichi Goto For For Management
12 Elect Keiji Miyake For For Management
13 Elect Jun Ogawa For For Management
--------------------------------------------------------------------------------
VENTURE CORPORATION LIMITED
Ticker: V03 Security ID: Y9361F111
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect GOON Kok Loon For For Management
4 Elect WONG Yew Meng For For Management
5 Elect Kay KUOK Oon Kwong For Against Management
6 Elect WONG-YEO Siew Eng For For Management
7 Directors' Fees For For Management
8 Appointment of Auditor and Authority For For Management
to Set Fees
9 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
10 Authority to Issue Shares under the For Against Management
Venture Corporation Executives' Share
Option Scheme 2015
11 Authority to Repurchase and Reissue For For Management
Shares
12 Adoption of Venture Corporation For For Management
Restricted Share Plan 2021
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882192
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Elect Jean-Francois van Boxmeer For For Management
3 Elect Gerard Kleisterlee For For Management
4 Elect Nicholas J. Read For For Management
5 Elect Margherita Della Valle For For Management
6 Elect Sir Crispin H. Davis For For Management
7 Elect Michel Demare For For Management
8 Elect Clara Furse For For Management
9 Elect Valerie F. Gooding For For Management
10 Elect Renee J. James For Against Management
11 Elect Maria Amparo Moraleda Martinez For For Management
12 Elect Sanjiv Ahuja For For Management
13 Elect David I. Thodey For For Management
14 Elect David T. Nish For For Management
15 Final Dividend For For Management
16 Remuneration Policy (Binding) For For Management
17 Remuneration Report (Advisory) For For Management
18 Appointment of Auditor For For Management
19 Authority to Set Auditor's Fees For For Management
20 Authority to Issue Shares w/ For For Management
Preemptive Rights
21 Authority to Issue Shares w/o For For Management
Preemptive Rights
22 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
23 Authority to Repurchase Shares For For Management
24 Authorisation of Political Donations For For Management
25 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
26 Share Incentive Plan For For Management
--------------------------------------------------------------------------------
WESFARMERS LIMITED
Ticker: WES Security ID: Q95870103
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Agenda Item N/A N/A Management
3 Re-elect Michael A. Chaney For For Management
4 Remuneration Report For For Management
5 Equity Grant - KEEPP (Group MD Rob For For Management
Scott)
6 Equity Grant - Performance Shares For For Management
(Group MD Rob Scott)
--------------------------------------------------------------------------------
WH GROUP LIMITED
Ticker: 0288 Security ID: G96007102
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Elect WAN Long For Against Management
5 Elect WAN Hongjian For For Management
6 Elect MA Xiangjie For For Management
7 Elect Dennis Pat Rick ORGAN For For Management
8 Directors' Fees For For Management
9 Appointment of Auditor and Authority For For Management
to Set Fees
10 Allocation of Profits/Dividends For For Management
11 Authority to Repurchase Shares For For Management
12 Authority to Issue Shares w/o For Against Management
Preemptive Rights
13 Authority to Issue Repurchased Shares For Against Management
--------------------------------------------------------------------------------
WHARF REAL ESTATE INVESTMENT CO LTD
Ticker: 01997 Security ID: G9593A104
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Elect Paul TSUI Yiu Cheung For For Management
5 Elect Tak CHAU Hay For For Management
6 Elect Andrew LEUNG Kwan Yuen For For Management
7 Elect Glenn YEE Sekkemn For For Management
8 Appointment of Auditor and Authority For For Management
to Set Fees
9 Authority to Repurchase Shares For For Management
10 Authority to Issue Shares w/o For Against Management
Preemptive Rights
11 Authority to Issue Repurchased Shares For Against Management
12 Adoption of New Articles of Association For For Management
--------------------------------------------------------------------------------
XINYI GLASS HOLDINGS LIMITED
Ticker: 0868 Security ID: G9828G108
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect TUNG Ching Bor For For Management
6 Elect SZE Nang Sze For For Management
7 Elect NG Ngan Ho For For Management
8 Elect WONG Ying Wai For For Management
9 Elect TRAN Chuen Wah John For For Management
10 Directors' Fees For For Management
11 Appointment of Auditor and Authority For For Management
to Set Fees
12 Authority to Repurchase Shares For For Management
13 Authority to Issue Shares w/o For For Management
Preemptive Rights
14 Authority to Issue Repurchased Shares For Against Management
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Non-Voting Meeting Note N/A TNA Management
3 Accounts and Reports For TNA Management
4 Compensation Report For TNA Management
5 Allocation of Profits/Dividends For TNA Management
6 Ratification of Board and Management For TNA Management
Acts
7 Appoint Michel M. Lies as board chair For TNA Management
8 Elect Joan Lordi C. Amble For TNA Management
9 Elect Catherine P. Bessant For TNA Management
10 Elect Dame Alison J. Carnwath For TNA Management
11 Elect Christoph Franz For TNA Management
12 Elect Michael Halbherr For TNA Management
13 Elect Jeffrey L. Hayman For TNA Management
14 Elect Monica Machler For TNA Management
15 Elect Kishore Mahbubani For TNA Management
16 Elect Jasmin Staiblin For TNA Management
17 Elect Barry Stowe For TNA Management
18 Elect Sabine Keller-Busse For TNA Management
19 Elect Michel M. Lies as Compensation For TNA Management
Committee Member
20 Elect Catherine P. Bessant as For TNA Management
Compensation Committee Member
21 Elect Christoph Franz as Compensation For TNA Management
Committee Member
22 Elect Kishore Mahbubani as For TNA Management
Compensation Committee Member
23 Elect Jasmin Staiblin as Compensation For TNA Management
Committee Member
24 Elect Sabine Keller-Busse as For TNA Management
Compensation Committee Member
25 Appointment of Independent Proxy For TNA Management
26 Appointment of Auditor For TNA Management
27 Board Compensation For TNA Management
28 Executive Compensation For TNA Management
29 Renewal of Authorised and Conditional For TNA Management
Capital
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ETFis Series Trust I
By: /s/ William Smalley
--------------------------
William Smalley, President
Date: August 27, 2021