Delisting Determination, The Nasdaq Stock Market, LLC, November 20, 2023,
Ontrak, Inc.
The Nasdaq Stock Market LLC (the Exchange) has determined to remove
from listing the 9.50% Series A Cumulative Perpetual Preferred Stock
of Ontrak, Inc., effective at the opening of the trading session on
November 30, 2023.
Based on review of information provided by the Company, Nasdaq
Staff determined that the Company no longer qualified for listing
on the Exchange pursuant to Listing Rule 5555(a)(1).
The Company was notified of the Staff determination on October 11, 2023.
The Company did not appeal the Staff determination to the Hearings Panel.
The Company securities were suspended on October 20, 2023. The Staff
determination to delist the Company securities became final on
October 20, 2023.