UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22099
NAME OF REGISTRANT: Gateway Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 399 Boylston St.
12th Floor
Boston, MA 02116
NAME AND ADDRESS OF AGENT FOR SERVICE: Coleen Downs Dinneen, Esq.
399 Boylston St.
12th Floor
Boston, MA 02116
REGISTRANT'S TELEPHONE NUMBER: 617-449-2810
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2011 - 06/30/2012
Gateway Fund
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3M COMPANY Agenda Number: 933562185
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Security: 88579Y101
Meeting Type: Annual
Meeting Date: 08-May-2012
Ticker: MMM
ISIN: US88579Y1010
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1D. ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For For
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1H. ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For
1I. ELECTION OF DIRECTOR: INGE G. THULIN Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. TO APPROVE THE 2012 AMENDED AND RESTATED Mgmt For For
GENERAL EMPLOYEES STOCK PURCHASE PLAN.
5. TO APPROVE THE AMENDED 2008 LONG-TERM Mgmt For For
INCENTIVE PLAN.
6. STOCKHOLDER PROPOSAL ON LOBBYING. Shr For Against
7. STOCKHOLDER PROPOSAL TO PROHIBIT POLITICAL Shr Against For
SPENDING FROM CORPORATE TREASURY FUNDS.
8. STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD Shr Against For
CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 933560408
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 27-Apr-2012
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
S.E. BLOUNT Mgmt For For
W.J. FARRELL Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt Withheld Against
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL - TRANSPARENCY IN Shr Against For
ANIMAL RESEARCH
5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shr For Against
6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For
CHAIR
7. SHAREHOLDER PROPOSAL - TAX GROSS-UPS Shr For Against
8. SHAREHOLDER PROPOSAL - EQUITY RETENTION AND Shr For Against
HEDGING
9. SHAREHOLDER PROPOSAL - INCENTIVE Shr For Against
COMPENSATION
10. SHAREHOLDER PROPOSAL - BAN ACCELERATED Shr For Against
VESTING OF AWARDS UPON A CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
ABERCROMBIE & FITCH CO. Agenda Number: 933637069
--------------------------------------------------------------------------------------------------------------------------
Security: 002896207
Meeting Type: Annual
Meeting Date: 14-Jun-2012
Ticker: ANF
ISIN: US0028962076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES B. BACHMANN Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL S. JEFFRIES Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN W. KESSLER Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 2,
2013.
4. RE-APPROVE THE ABERCROMBIE & FITCH CO. Mgmt For For
INCENTIVE COMPENSATION PERFORMANCE PLAN.
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ACTIVISION BLIZZARD, INC. Agenda Number: 933620317
--------------------------------------------------------------------------------------------------------------------------
Security: 00507V109
Meeting Type: Annual
Meeting Date: 07-Jun-2012
Ticker: ATVI
ISIN: US00507V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PHILIPPE G.H. CAPRON Mgmt Against Against
1B ELECTION OF DIRECTOR: ROBERT J. CORTI Mgmt For For
1C ELECTION OF DIRECTOR: FREDERIC R. CREPIN Mgmt Against Against
1D ELECTION OF DIRECTOR: LUCIAN GRAINGE Mgmt Against Against
1E ELECTION OF DIRECTOR: BRIAN G. KELLY Mgmt Against Against
1F ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt Against Against
1G ELECTION OF DIRECTOR: JEAN-BERNARD LEVY Mgmt Against Against
1H ELECTION OF DIRECTOR: ROBERT J. MORGADO Mgmt For For
1I ELECTION OF DIRECTOR: STEPHANE ROUSSEL Mgmt Against Against
1J ELECTION OF DIRECTOR: RICHARD SARNOFF Mgmt For For
1K ELECTION OF DIRECTOR: REGIS TURRINI Mgmt Against Against
2 APPROVE AMENDMENT AND RESTATEMENT OF 2008 Mgmt Against Against
INCENTIVE PLAN TO AMEND LIMITATIONS WITH
RESPECT TO GRANTING OF AWARDS UNDER PLAN
3 APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt Against Against
COMPENSATION
4 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012
--------------------------------------------------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED Agenda Number: 933554291
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 12-Apr-2012
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EDWARD W. BARNHOLT Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL R. CANNON Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES E. DALEY Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES M. GESCHKE Mgmt For For
1E. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
2. APPROVAL OF THE AMENDMENT OF THE 2003 Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE THE
AVAILABLE SHARE RESERVE BY 12.39 MILLION
SHARES, INCREASE THE MAXIMUM NUMBER OF
SHARES THAT MAY BE GRANTED AS INCENTIVE
STOCK OPTIONS, AND APPROVE NEW PERFORMANCE
METRICS AS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING ON NOVEMBER 30, 2012.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
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ADVANCED MICRO DEVICES, INC. Agenda Number: 933568846
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 10-May-2012
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: BRUCE L. CLAFLIN Mgmt For For
1B) ELECTION OF DIRECTOR: W. MICHAEL BARNES Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN E. CALDWELL Mgmt For For
1D) ELECTION OF DIRECTOR: HENRY WK CHOW Mgmt For For
1E) ELECTION OF DIRECTOR: CRAIG A. CONWAY Mgmt For For
1F) ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
1G) ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1H) ELECTION OF DIRECTOR: WALEED AL MUHAIRI Mgmt For For
1I) ELECTION OF DIRECTOR: ROBERT B. PALMER Mgmt For For
1J) ELECTION OF DIRECTOR: RORY P. READ Mgmt For For
2 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AMD'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
3 APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 2004 EQUITY INCENTIVE PLAN.
4 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AEGON N.V. Agenda Number: 933615897
--------------------------------------------------------------------------------------------------------------------------
Security: 007924103
Meeting Type: Annual
Meeting Date: 16-May-2012
Ticker: AEG
ISIN: US0079241032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3.2 ANNUAL ACCOUNTS 2011: PROPOSAL TO ADOPT THE Mgmt For For
ANNUAL ACCOUNTS 2011
4. PROPOSAL TO APPROVE THE DIVIDEND 2011 Mgmt For For
5. PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt For For
EXECUTIVE BOARD FROM LIABILITY FOR THEIR
DUTIES
6. PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY FOR THEIR
DUTIES
7. PROPOSAL TO APPOINT THE INDEPENDENT AUDITOR Mgmt For For
8. PROPOSAL TO REAPPOINT MR. I.W. BAILEY, II Mgmt For For
TO THE SUPERVISORY BOARD
9. PROPOSAL TO REAPPOINT MR. R.J. ROUTS TO THE Mgmt For For
SUPERVISORY BOARD
10. PROPOSAL TO REAPPOINT MR. B. VAN DER VEER Mgmt For For
TO THE SUPERVISORY BOARD
11. PROPOSAL TO REAPPOINT MR. D.P.M. VERBEEK TO Mgmt For For
THE SUPERVISORY BOARD
12. PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO ISSUE COMMON SHARES
13. PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS
UPON ISSUING COMMON SHARES
14. PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO ISSUE COMMON SHARES UNDER INCENTIVE
PLANS
15. PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO ACQUIRE SHARES IN THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
AETNA INC. Agenda Number: 933600149
--------------------------------------------------------------------------------------------------------------------------
Security: 00817Y108
Meeting Type: Annual
Meeting Date: 18-May-2012
Ticker: AET
ISIN: US00817Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FERNANDO AGUIRRE Mgmt For For
1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK M. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: BETSY Z. COHEN Mgmt For For
1E. ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. Mgmt For For
1F. ELECTION OF DIRECTOR: ROGER N. FARAH Mgmt For For
1G. ELECTION OF DIRECTOR: BARBARA HACKMAN Mgmt For For
FRANKLIN
1H. ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt For For
1I. ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1L. ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION ON A NON-BINDING ADVISORY
BASIS.
4. SHAREHOLDER PROPOSAL ON CUMULATIVE VOTING. Shr For Against
5. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS.
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AFLAC INCORPORATED Agenda Number: 933570358
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 07-May-2012
Ticker: AFL
ISIN: US0010551028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL P. AMOS Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN SHELBY AMOS II Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL S. AMOS II Mgmt For For
1D. ELECTION OF DIRECTOR: KRISS CLONINGER III Mgmt For For
1E. ELECTION OF DIRECTOR: ELIZABETH J. HUDSON Mgmt For For
1F. ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT B. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES B. KNAPP Mgmt For For
1I. ELECTION OF DIRECTOR: E. STEPHEN PURDOM, Mgmt For For
M.D.
1J. ELECTION OF DIRECTOR: BARBARA K. RIMER, Mgmt For For
DRPH
1K. ELECTION OF DIRECTOR: MARVIN R. SCHUSTER Mgmt For For
1L. ELECTION OF DIRECTOR: MELVIN T. STITH Mgmt For For
1M. ELECTION OF DIRECTOR: DAVID GARY THOMPSON Mgmt For For
1N. ELECTION OF DIRECTOR: TAKURO YOSHIDA Mgmt Against Against
2. TO CONSIDER THE FOLLOWING NON-BINDING Mgmt For For
ADVISORY PROPOSAL: "RESOLVED, THAT THE
SHAREHOLDERS APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFI CERS, AS
DESCRIBED N THE COMPENSATION DISCUSSION AND
ANALYSIS, EXECUTIVE COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE DISCLOSURE IN THE
PROXY STATEMENT.
3. TO CONSIDER AND ADOPT AN AMENDED AND Mgmt For For
RESTATED 2004 AFLAC INCORPORATED LONG-TERM
INCENTIVE PLAN ("LTIP"), WITH NO ADDITIONAL
SHARES AUTHORIZED UNDER THE LTIP.
4. TO CONSIDER AND ADOPT AN AMENDED AND Mgmt For For
RESTATED 2013 MANAGEMENT INCENTIVE PLAN.
5. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2012.
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AGL RESOURCES INC. Agenda Number: 933558819
--------------------------------------------------------------------------------------------------------------------------
Security: 001204106
Meeting Type: Annual
Meeting Date: 01-May-2012
Ticker: GAS
ISIN: US0012041069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SANDRA N. BANE Mgmt For For
THOMAS D. BELL, JR. Mgmt For For
NORMAN R. BOBINS Mgmt For For
CHARLES R. CRISP Mgmt For For
BRENDA J. GAINES Mgmt For For
ARTHUR E. JOHNSON Mgmt For For
WYCK A. KNOX, JR. Mgmt For For
DENNIS M. LOVE Mgmt For For
C.H. "PETE" MCTIER Mgmt For For
DEAN R. O'HARE Mgmt For For
ARMANDO J. OLIVERA Mgmt For For
JOHN E. RAN Mgmt For For
JAMES A. RUBRIGHT Mgmt For For
JOHN W. SOMERHALDER II Mgmt For For
BETTINA M. WHYTE Mgmt For For
HENRY C. WOLF Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
3. THE APPROVAL OF A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
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AKAMAI TECHNOLOGIES, INC. Agenda Number: 933591136
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 16-May-2012
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GEORGE H. CONRADES Mgmt For For
1B ELECTION OF DIRECTOR: MARTIN M. COYNE II Mgmt For For
1C ELECTION OF DIRECTOR: JILL A. GREENTHAL Mgmt For For
1D ELECTION OF DIRECTOR: GEOFFREY A. MOORE Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF AKAMAI TECHNOLOGIES, INC'S
NAMED EXECUTIVE OFFICERS.
3 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITORS OF AKAMAI
TECHNOLOGIES, INC FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012.
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ALCOA INC. Agenda Number: 933562298
--------------------------------------------------------------------------------------------------------------------------
Security: 013817101
Meeting Type: Annual
Meeting Date: 04-May-2012
Ticker: AA
ISIN: US0138171014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KATHRYN S. FULLER Mgmt For For
1B ELECTION OF DIRECTOR: JUDITH M. GUERON Mgmt For For
1C ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1D ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
02 RATIFY THE INDEPENDENT AUDITOR Mgmt For For
03 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
04 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT Mgmt For For
IN THE ARTICLES OF INCORPORATION - ARTICLE
SEVENTH (FAIR PRICE PROTECTION)
05 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT Mgmt For For
IN THE ARTICLES OF INCORPORATION - ARTICLE
EIGHTH (DIRECTOR ELECTIONS)
06 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT Mgmt For For
IN THE ARTICLES OF INCORPORATION - ARTICLE
EIGHTH (REMOVAL OF DIRECTORS)
07 PHASE OUT THE CLASSIFIED BOARD BY APPROVING Mgmt For For
AMENDMENTS TO THE ARTICLES OF INCORPORATION
08 PERMIT SHAREHOLDER ACTION BY WRITTEN Mgmt For For
CONSENT BY APPROVING AMENDMENTS TO THE
ARTICLES OF INCORPORATION AND BY-LAWS
--------------------------------------------------------------------------------------------------------------------------
ALTERA CORPORATION Agenda Number: 933574849
--------------------------------------------------------------------------------------------------------------------------
Security: 021441100
Meeting Type: Annual
Meeting Date: 08-May-2012
Ticker: ALTR
ISIN: US0214411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN P. DAANE Mgmt For For
1B. ELECTION OF DIRECTOR: T. MICHAEL NEVENS Mgmt For For
1C. ELECTION OF DIRECTOR: ELISHA W. FINNEY Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN MCGARITY Mgmt For For
1E. ELECTION OF DIRECTOR: KRISH A. PRABHU Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN SHOEMAKER Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS H. WAECHTER Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN WANG Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE 2005 EQUITY Mgmt For For
INCENTIVE PLAN TO INCREASE BY 7,000,000 THE
NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
3. TO APPROVE A SECOND AMENDMENT TO THE 2005 Mgmt For For
EQUITY INCENTIVE PLAN REGARDING
NON-EMPLOYEE DIRECTOR EQUITY AWARDS.
4. TO APPROVE AN AMENDMENT TO THE 1987 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY
1,000,000 THE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN.
5. TO APPROVE AMENDMENTS TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION AND
BYLAWS TO ALLOW ACTION BY WRITTEN CONSENT
OF STOCKHOLDERS.
6. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION.
7. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2012.
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 933581161
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 17-May-2012
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ELIZABETH E. BAILEY Mgmt For For
1B. ELECTION OF DIRECTOR: GERALD L. BALILES Mgmt For For
1C. ELECTION OF DIRECTOR: MARTIN J. BARRINGTON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN T. CASTEEN III Mgmt For For
1E. ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS W. JONES Mgmt For For
1H. ELECTION OF DIRECTOR: W. LEO KIELY III Mgmt For For
1I. ELECTION OF DIRECTOR: KATHRYN B. MCQUADE Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1K. ELECTION OF DIRECTOR: NABIL Y. SAKKAB Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
4. SHAREHOLDER PROPOSAL - DISCLOSURE OF Shr For Against
LOBBYING POLICIES AND PRACTICES
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933600113
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 24-May-2012
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1F. ELECTION OF DIRECTOR: BLAKE G. KRIKORIAN Mgmt For For
1G. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1H. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1I. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1J. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS, AS AMENDED, PURSUANT TO
SECTION 162(M) OF THE INTERNAL REVENUE CODE
IN OUR 1997 STOCK INCENTIVE PLAN
4. SHAREHOLDER PROPOSAL REGARDING AN Shr For Against
ASSESSMENT AND REPORT ON CLIMATE CHANGE
5. SHAREHOLDER PROPOSAL CALLING FOR CERTAIN Shr For Against
DISCLOSURES REGARDING CORPORATE POLITICAL
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
AMEREN CORPORATION Agenda Number: 933561424
--------------------------------------------------------------------------------------------------------------------------
Security: 023608102
Meeting Type: Annual
Meeting Date: 24-Apr-2012
Ticker: AEE
ISIN: US0236081024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN F. BRAUER Mgmt For For
CATHERINE S. BRUNE Mgmt For For
ELLEN M. FITZSIMMONS Mgmt For For
WALTER J. GALVIN Mgmt For For
GAYLE P.W. JACKSON Mgmt For For
JAMES C. JOHNSON Mgmt For For
STEVEN H. LIPSTEIN Mgmt For For
PATRICK T. STOKES Mgmt For For
THOMAS R. VOSS Mgmt For For
STEPHEN R. WILSON Mgmt For For
JACK D. WOODARD Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012.
4. SHAREHOLDER PROPOSAL RELATING TO REPORT ON Shr Against For
COAL COMBUSTION WASTE.
5. SHAREHOLDER PROPOSAL RELATING TO REPORT ON Shr Against For
COAL-RELATED COSTS AND RISK.
6. SHAREHOLDER PROPOSAL RELATING TO ASSESSMENT Shr Against For
AND REPORT ON GREENHOUSE GAS AND OTHER AIR
EMISSIONS REDUCTIONS.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC. Agenda Number: 933613615
--------------------------------------------------------------------------------------------------------------------------
Security: 02553E106
Meeting Type: Annual
Meeting Date: 06-Jun-2012
Ticker: AEO
ISIN: US02553E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JANICE E. PAGE Mgmt For For
1B ELECTION OF DIRECTOR: NOEL J. SPIEGEL Mgmt For For
1C ELECTION OF DIRECTOR: GERALD E. WEDREN Mgmt For For
2 PROPOSAL TWO. RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 2,
2013.
3 PROPOSAL THREE. HOLD AN ADVISORY VOTE ON Mgmt Against Against
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 933566094
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 30-Apr-2012
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. BARSHEFSKY Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P. CHERNIN Mgmt For For
T.J. LEONSIS Mgmt For For
J. LESCHLY Mgmt For For
R.C. LEVIN Mgmt For For
R.A. MCGINN Mgmt For For
E.D. MILLER Mgmt For For
S.S REINEMUND Mgmt For For
R.D. WALTER Mgmt For For
R.A. WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF PERFORMANCE GOALS AND AWARD Mgmt For For
LIMITS UNDER 2007 INCENTIVE COMPENSATION
PLAN.
5. SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shr For Against
VOTING FOR DIRECTORS.
6. SHAREHOLDER PROPOSAL RELATING TO SEPARATION Shr Against For
OF CHAIRMAN AND CEO ROLES.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933588901
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 16-May-2012
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1D. ELECTION OF DIRECTOR: LAURETTE T. KOELLNER Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD H. LAYTON Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1K. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1M. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
2. TO VOTE UPON A NON-BINDING SHAREHOLDER Mgmt For For
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AIG'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933583937
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 23-May-2012
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B. ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E. ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F. ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1G. ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1H. ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1I. ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
1J. ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For
1K. ELECTION OF DIRECTOR: ADM. J. PAUL REASON, Mgmt For For
USN (RETIRED)
1L. ELECTION OF DIRECTOR: MR. LEONARD D. Mgmt For For
SCHAEFFER
1M. ELECTION OF DIRECTOR: MR. KEVIN W. SHARER Mgmt For For
1N. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. TO APPROVE AN AMENDMENT TO OUR RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
STOCKHOLDER ACTION BY WRITTEN CONSENT.
5A. STOCKHOLDER PROPOSAL #1 (INDEPENDENT Shr For Against
CHAIRMAN OF THE BOARD).
5B. STOCKHOLDER PROPOSAL #2 (TRANSPARENCY IN Shr Against For
ANIMAL USE).
5C. STOCKHOLDER PROPOSAL #3 (REQUEST FOR Shr For Against
DISCLOSURE OF LOBBYING POLICIES AND
PRACTICES).
5D. STOCKHOLDER PROPOSAL #4 (CEO TO SERVE ON A Shr Against For
MAXIMUM OF ONE OTHER BOARD).
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 933549795
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 13-Mar-2012
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RAY STATA Mgmt For For
1B ELECTION OF DIRECTOR: JERALD G. FISHMAN Mgmt For For
1C ELECTION OF DIRECTOR: JAMES A. CHAMPY Mgmt For For
1D ELECTION OF DIRECTOR: JOHN C. HODGSON Mgmt For For
1E ELECTION OF DIRECTOR: YVES-ANDRE ISTEL Mgmt For For
1F ELECTION OF DIRECTOR: NEIL NOVICH Mgmt For For
1G ELECTION OF DIRECTOR: F. GRANT SAVIERS Mgmt For For
1H ELECTION OF DIRECTOR: PAUL J. SEVERINO Mgmt For For
1I ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
02 TO CONSIDER A NON-BINDING "SAY ON PAY" VOTE Mgmt For For
REGARDING THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE DISCLOSURES IN OUR
PROXY STATEMENT.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
NOVEMBER 3, 2012.
--------------------------------------------------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC. Agenda Number: 933598774
--------------------------------------------------------------------------------------------------------------------------
Security: 035710409
Meeting Type: Annual
Meeting Date: 24-May-2012
Ticker: NLY
ISIN: US0357104092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: W. DENAHAN-NORRIS Mgmt For For
1.2 ELECTION OF DIRECTOR: MICHAEL HAYLON Mgmt For For
1.3 ELECTION OF DIRECTOR: DONNELL A. SEGALAS Mgmt Against Against
1.4 ELECTION OF DIRECTOR: JONATHAN D. GREEN Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
2012 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
AOL INC. Agenda Number: 933623755
--------------------------------------------------------------------------------------------------------------------------
Security: 00184X105
Meeting Type: Annual
Meeting Date: 14-Jun-2012
Ticker: AOL
ISIN: US00184X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DENNIS A. MILLER Mgmt For *
JEFFREY C. SMITH Mgmt For *
JAMES A. WARNER Mgmt Withheld *
MGT NOM: TIM ARMSTRONG Mgmt For *
MGT NOM: R. DALZELL Mgmt For *
MGT NOM: KAREN DYKSTRA Mgmt For *
MGT NOM: SUSAN LYNE Mgmt For *
MGT NOM: F. REYNOLDS Mgmt For *
02 THE COMPANY'S PROPOSAL TO RATIFY THE Mgmt For *
APPOINTMENT OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED ACCOUNTING
FIRM FOR 2012.
03 THE COMPANY'S PROPOSAL TO APPROVE, ON AN Mgmt For *
ADVISORY BASIS. AOL INC.'S EXECUTIVE
COMPENSATION.
04 THE COMPANY'S PROPOSAL TO APPROVE THE Mgmt For *
AMENDED AND RESTATED AOL INC. 2010 STOCK
INCENTIVE PLAN.
05 THE COMPANY'S PROPOSAL TO APPROVE THE AOL Mgmt Against *
INC. 2012 EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
AON CORPORATION Agenda Number: 933551221
--------------------------------------------------------------------------------------------------------------------------
Security: 037389103
Meeting Type: Special
Meeting Date: 16-Mar-2012
Ticker: AON
ISIN: US0373891037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER Mgmt For For
AND REORGANIZATION, DATED AS OF JANUARY 12,
2012, BY AND BETWEEN AON CORPORATION AND
MARKET MERGECO INC.
2. TO APPROVE THE IMPLEMENTATION OF A Mgmt For For
REDUCTION OF CAPITAL OF AON UK THROUGH A
CUSTOMARY COURT-APPROVED PROCESS SO THAT IT
WILL HAVE SUFFICIENT DISTRIBUTABLE RESERVES
UNDER U.K. LAW.
3. TO APPROVE, ON AN ADVISORY AND NON-BINDING Mgmt For For
BASIS, COMPENSATION THAT MAY BE PAYABLE TO
CERTAIN NAMED EXECUTIVE OFFICERS OF AON
CORPORATION IN CONNECTION WITH THE MERGER
AND THEIR RELOCATION TO THE U.K.
4. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF
PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 933610075
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 18-May-2012
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESTER B. KNIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1C. ELECTION OF DIRECTOR: FULVIO CONTI Mgmt For For
1D. ELECTION OF DIRECTOR: CHERYL A. FRANCIS Mgmt For For
1E. ELECTION OF DIRECTOR: EDGAR D. JANNOTTA Mgmt For For
1F. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1J. ELECTION OF DIRECTOR: GLORIA SANTONA Mgmt For For
1K. ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AON'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933542474
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2012
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
TIMOTHY D. COOK Mgmt For For
MILLARD S. DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT A. IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
RONALD D. SUGAR Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 A SHAREHOLDER PROPOSAL ENTITLED "CONFLICT Shr Against For
OF INTEREST REPORT"
05 A SHAREHOLDER PROPOSAL ENTITLED Shr Against For
"SHAREHOLDER SAY ON DIRECTOR PAY"
06 A SHAREHOLDER PROPOSAL ENTITLED "REPORT ON Shr Against For
POLITICAL CONTRIBUTIONS AND EXPENDITURES"
07 A SHAREHOLDER PROPOSAL ENTITLED "ADOPT A Shr For Against
MAJORITY VOTING STANDARD FOR DIRECTOR
ELECTIONS"
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 933545975
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 06-Mar-2012
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AART J. DE GEUS Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN R. FORREST Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS J. IANNOTTI Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1E ELECTION OF DIRECTOR: ALEXANDER A. KARSNER Mgmt For For
1F ELECTION OF DIRECTOR: GERHARD H. PARKER Mgmt For For
1G ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1H ELECTION OF DIRECTOR: WILLEM P. ROELANDTS Mgmt For For
1I ELECTION OF DIRECTOR: JAMES E. ROGERS Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT H. SWAN Mgmt For For
02 TO APPROVE THE AMENDED & RESTATED EMPLOYEE Mgmt For For
STOCK INCENTIVE PLAN.
03 TO APPROVE THE AMENDED AND RESTATED SENIOR Mgmt For For
EXECUTIVE BONUS PLAN.
04 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF APPLIED MATERIALS' NAMED
EXECUTIVE OFFICERS.
05 RATIFY APPOINTMENT OF KPMG LLP AS APPLIED Mgmt For For
MATERIALS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2012.
--------------------------------------------------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO. Agenda Number: 933569088
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109
Meeting Type: Annual
Meeting Date: 08-May-2012
Ticker: AJG
ISIN: US3635761097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM L. BAX Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: J. PATRICK GALLAGHER, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: ILENE S. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: ELBERT O. HAND Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID S. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: KAY W. MCCURDY Mgmt For For
1H. ELECTION OF DIRECTOR: NORMAN L. ROSENTHAL Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES R. WIMMER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ASSOCIATED BANC-CORP Agenda Number: 933558718
--------------------------------------------------------------------------------------------------------------------------
Security: 045487105
Meeting Type: Annual
Meeting Date: 24-Apr-2012
Ticker: ASBC
ISIN: US0454871056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. BERGSTROM Mgmt For For
RUTH M. CROWLEY Mgmt For For
PHILIP B. FLYNN Mgmt For For
RONALD R. HARDER Mgmt For For
WILLIAM R. HUTCHINSON Mgmt For For
ROBERT A. JEFFE Mgmt For For
EILEEN A. KAMERICK Mgmt For For
RICHARD T. LOMMEN Mgmt For For
J. DOUGLAS QUICK Mgmt For For
JOHN C. SERAMUR Mgmt For For
KAREN T. VAN LITH Mgmt For For
JOHN (JAY) B. WILLIAMS Mgmt For For
2. THE AMENDMENT OF THE AMENDED AND RESTATED Mgmt For For
ARTICLES OF INCORPORATION OF ASSOCIATED
BANC-CORP REGARDING THE RIGHTS AND
PREFERENCES OF PREFERRED STOCK.
3. ADVISORY APPROVAL OF ASSOCIATED BANC-CORP'S Mgmt Against Against
NAMED EXECUTIVE OFFICER COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt 1 Year For
APPROVAL OF ASSOCIATED BANC-CORP'S NAMED
EXECUTIVE OFFICER COMPENSATION.
5. THE RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ASSOCIATED BANC-CORP
FOR THE YEAR ENDING DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933559049
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 27-Apr-2012
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1G. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1I. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1J. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1K. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. AMEND CERTIFICATE OF INCORPORATION. Mgmt For For
5. POLITICAL CONTRIBUTIONS REPORT. Shr For Against
6. LIMIT WIRELESS NETWORK MANAGEMENT. Shr Against For
7. INDEPENDENT BOARD CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 933529022
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Special
Meeting Date: 06-Jan-2012
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE AUTODESK, INC. 2012 EMPLOYEE Mgmt For For
STOCK PLAN.
02 APPROVE THE AUTODESK, INC. 2012 OUTSIDE Mgmt For For
DIRECTORS' STOCK PLAN.
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 933616786
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 07-Jun-2012
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CARL BASS Mgmt For For
1B. ELECTION OF DIRECTOR: CRAWFORD W. BEVERIDGE Mgmt For For
1C. ELECTION OF DIRECTOR: J. HALLAM DAWSON Mgmt For For
1D. ELECTION OF DIRECTOR: PER-KRISTIAN Mgmt For For
HALVORSEN
1E. ELECTION OF DIRECTOR: MARY T. MCDOWELL Mgmt For For
1F. ELECTION OF DIRECTOR: LORRIE M. NORRINGTON Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES J. ROBEL Mgmt For For
1H. ELECTION OF DIRECTOR: STACY J. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS AUTODESK, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2013.
3. APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt Against Against
BASIS, THE COMPENSATION OF AUTODESK, INC.'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 933510364
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 08-Nov-2011
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREGORY D. BRENNEMAN Mgmt For For
LESLIE A. BRUN Mgmt For For
GARY C. BUTLER Mgmt For For
RICHARD T. CLARK Mgmt For For
ERIC C. FAST Mgmt For For
LINDA R. GOODEN Mgmt For For
R. GLENN HUBBARD Mgmt For For
JOHN P. JONES Mgmt For For
ENRIQUE T. SALEM Mgmt For For
GREGORY L. SUMME Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP. Mgmt For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AVERY DENNISON CORPORATION Agenda Number: 933560321
--------------------------------------------------------------------------------------------------------------------------
Security: 053611109
Meeting Type: Annual
Meeting Date: 26-Apr-2012
Ticker: AVY
ISIN: US0536111091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN T. CARDIS Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For
1C. ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For
1D. ELECTION OF DIRECTOR: JULIA A. STEWART Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. APPROVAL OF THE COMPANY'S AMENDED AND Mgmt For For
RESTATED STOCK OPTION AND INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE 2012 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. Agenda Number: 933593786
--------------------------------------------------------------------------------------------------------------------------
Security: 054303102
Meeting Type: Annual
Meeting Date: 03-May-2012
Ticker: AVP
ISIN: US0543031027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS R. CONANT Mgmt For For
W. DON CORNWELL Mgmt For For
V. ANN HAILEY Mgmt For For
FRED HASSAN Mgmt For For
ANDREA JUNG Mgmt For For
MARIA ELENA LAGOMASINO Mgmt For For
ANN S. MOORE Mgmt For For
GARY M. RODKIN Mgmt For For
PAULA STERN Mgmt For For
LAWRENCE A. WEINBACH Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Agenda Number: 933558148
--------------------------------------------------------------------------------------------------------------------------
Security: 057224107
Meeting Type: Annual
Meeting Date: 26-Apr-2012
Ticker: BHI
ISIN: US0572241075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LARRY D. BRADY Mgmt For For
CLARENCE P. CAZALOT,JR. Mgmt For For
MARTIN S. CRAIGHEAD Mgmt For For
CHAD C. DEATON Mgmt For For
ANTHONY G. FERNANDES Mgmt For For
CLAIRE W. GARGALLI Mgmt For For
PIERRE H. JUNGELS Mgmt For For
JAMES A. LASH Mgmt For For
J. LARRY NICHOLS Mgmt For For
H. JOHN RILEY, JR. Mgmt For For
JAMES W. STEWART Mgmt For For
CHARLES L. WATSON Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2012.
3. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATED TO
EXECUTIVE COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING A MAJORITY Shr For Against
VOTE STANDARD FOR DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933571665
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 09-May-2012
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MUKESH D. AMBANI Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1D. ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1I. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1J. ELECTION OF DIRECTOR: DONALD E. POWELL Mgmt For For
1K. ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt Against Against
1L. ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt For For
2. AN ADVISORY (NON-BINDING) "SAY ON PAY" VOTE Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2012.
4. STOCKHOLDER PROPOSAL - DISCLOSURE OF Shr Against For
GOVERNMENT EMPLOYMENT.
5. STOCKHOLDER PROPOSAL - GRASSROOTS AND OTHER Shr For Against
LOBBYING.
6. STOCKHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr For Against
SIGNIFICANT STOCK.
7. STOCKHOLDER PROPOSAL - MORTGAGE SERVICING Shr Against For
OPERATIONS.
8. STOCKHOLDER PROPOSAL - PROHIBITION ON Shr Against For
POLITICAL SPENDING.
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 933574736
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 08-May-2012
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES R. GAVIN III, Mgmt For For
M.D., PH.D.
1B. ELECTION OF DIRECTOR: PETER S. HELLMAN Mgmt For For
1C. ELECTION OF DIRECTOR: K.J. STORM Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL TO REPEAL CLASSIFIED Shr For For
BOARD
5. SHAREHOLDER PROPOSAL TO ADOPT SIMPLE Shr For For
MAJORITY VOTE
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 933565092
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 05-May-2012
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WARREN E. BUFFETT Mgmt For For
CHARLES T. MUNGER Mgmt For For
HOWARD G. BUFFETT Mgmt For For
STEPHEN B. BURKE Mgmt For For
SUSAN L. DECKER Mgmt For For
WILLIAM H. GATES III Mgmt For For
DAVID S. GOTTESMAN Mgmt For For
CHARLOTTE GUYMAN Mgmt For For
DONALD R. KEOUGH Mgmt For For
THOMAS S. MURPHY Mgmt For For
RONALD L. OLSON Mgmt For For
WALTER SCOTT, JR. Mgmt For For
2. SHAREHOLDER PROPOSAL REGARDING SUCCESSION Shr For Against
PLANNING.
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 933631699
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 21-Jun-2012
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LISA M. CAPUTO Mgmt For For
KATHY J. HIGGINS VICTOR Mgmt For For
GERARD R. VITTECOQ Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 2, 2013.
3. TO CONDUCT AN ADVISORY VOTE TO APPROVE OUR Mgmt Against Against
NAMED EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE AN INCREASE IN THE AVAILABLE Mgmt For For
NUMBER OF SHARES UNDER THE BEST BUY CO.,
INC. 2008 EMPLOYEE STOCK PURCHASE PLAN.
5. TO VOTE ON A SHAREHOLDER PROPOSAL Shr For For
RECOMMENDING DECLASSIFICATION OF OUR BOARD
OF DIRECTORS, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 933618843
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 08-Jun-2012
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1B. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1I. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM D. YOUNG Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2012.
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO APPROVE AN AMENDMENT TO BIOGEN IDEC'S Mgmt Against Against
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION ESTABLISHING DELAWARE AS
EXCLUSIVE FORUM FOR CERTAIN DISPUTES.
5. TO APPROVE AN AMENDMENT TO BIOGEN IDEC'S Mgmt For For
SECOND AMENDED AND RESTATED BYLAWS
PERMITTING HOLDERS OF AT LEAST 25% OF
COMMON STOCK TO CALL SPECIAL MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 933577326
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 08-May-2012
Ticker: BSX
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KATHARINE T. BARTLETT Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE L. BYRNES Mgmt For For
1C. ELECTION OF DIRECTOR: NELDA J. CONNORS Mgmt For For
1D. ELECTION OF DIRECTOR: KRISTINA M. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM H. KUCHEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: ERNEST MARIO Mgmt For For
1G. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: PETE M. NICHOLAS Mgmt For For
1I. ELECTION OF DIRECTOR: UWE E. REINHARDT Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2. TO CONSIDER AND VOTE UPON AN ADVISORY VOTE Mgmt Against Against
TO APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
3. TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2012 FISCAL YEAR.
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR BY-LAWS TO PROVIDE FOR A MAJORITY VOTE
STANDARD IN UNCONTESTED DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933567274
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 01-May-2012
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D. ELECTION OF DIRECTOR: L.J. FREEH Mgmt For For
1E. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt For For
1F. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1G. ELECTION OF DIRECTOR: A.J. LACY Mgmt For For
1H. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1I. ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Mgmt For For
1J. ELECTION OF DIRECTOR: G.L. STORCH Mgmt For For
1K. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For
1L. ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
4. PROPOSAL ON THE APPROVAL OF THE 2012 STOCK Mgmt For For
AWARD AND INCENTIVE PLAN
5. CUMULATIVE VOTING Shr For Against
6. TRANSPARENCY IN ANIMAL RESEARCH Shr Against For
7. SHAREHOLDER ACTION BY WRITTEN CONSENT Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC. Agenda Number: 933513295
--------------------------------------------------------------------------------------------------------------------------
Security: 11133T103
Meeting Type: Annual
Meeting Date: 16-Nov-2011
Ticker: BR
ISIN: US11133T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD J. DALY Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT N. DUELKS Mgmt For For
1D ELECTION OF DIRECTOR: RICHARD J. HAVILAND Mgmt For For
1E ELECTION OF DIRECTOR: SANDRA S. JAFFEE Mgmt For For
1F ELECTION OF DIRECTOR: ALEXANDRA LEBENTHAL Mgmt For For
1G ELECTION OF DIRECTOR: STUART R. LEVINE Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS J. PERNA Mgmt For For
1I ELECTION OF DIRECTOR: ALAN J. WEBER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING JUNE 30, 2012
03 ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION (THE SAY ON PAY VOTE)
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
CAPITOL FEDERAL FINANCIAL INC Agenda Number: 933538615
--------------------------------------------------------------------------------------------------------------------------
Security: 14057J101
Meeting Type: Annual
Meeting Date: 24-Jan-2012
Ticker: CFFN
ISIN: US14057J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
MORRIS J. HUEY, II Mgmt For For
REGINALD L. ROBINSON Mgmt For For
II ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
III APPROVAL OF THE CAPITOL FEDERAL FINANCIAL, Mgmt For For
INC. 2012 EQUITY INCENTIVE PLAN.
IV THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS CAPITOL FEDERAL
FINANCIAL, INC'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING SEPTEMBER 30, 2012.
--------------------------------------------------------------------------------------------------------------------------
CARBO CERAMICS INC. Agenda Number: 933602080
--------------------------------------------------------------------------------------------------------------------------
Security: 140781105
Meeting Type: Annual
Meeting Date: 22-May-2012
Ticker: CRR
ISIN: US1407811058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SIGMUND L. CORNELIUS Mgmt For For
JAMES B. JENNINGS Mgmt For For
GARY A. KOLSTAD Mgmt For For
H.E. LENTZ, JR. Mgmt For For
RANDY L. LIMBACHER Mgmt For For
WILLIAM C. MORRIS Mgmt For For
ROBERT S. RUBIN Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS,
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012.
3. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION.
4. PROPOSAL TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 933623933
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 13-Jun-2012
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DAVID L. CALHOUN Mgmt For For
DANIEL M. DICKINSON Mgmt For For
EUGENE V. FIFE Mgmt For For
JUAN GALLARDO Mgmt For For
DAVID R. GOODE Mgmt For For
JESSE J. GREENE, JR. Mgmt For For
JON M. HUNTSMAN, JR. Mgmt For For
PETER A. MAGOWAN Mgmt For For
DENNIS A. MUILENBURG Mgmt For For
DOUGLAS R. OBERHELMAN Mgmt For For
WILLIAM A. OSBORN Mgmt For For
CHARLES D. POWELL Mgmt For For
EDWARD B. RUST, JR. Mgmt For For
SUSAN C. SCHWAB Mgmt For For
JOSHUA I. SMITH Mgmt For For
MILES D. WHITE Mgmt For For
2 RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 AMEND RESTATED CERTIFICATE OF INCORPORATION Mgmt For For
AND BYLAWS TO PROVIDE STOCKHOLDERS THE
RIGHT TO CALL SPECIAL MEETINGS.
5 AMEND BYLAW ADVANCE NOTICE PROVISIONS. Mgmt For For
6 STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENSES.
7 STOCKHOLDER PROPOSAL - DIRECTOR ELECTION Shr For Against
MAJORITY VOTE STANDARD.
8 STOCKHOLDER PROPOSAL - REVIEW GLOBAL Shr For Against
CORPORATE STANDARDS.
9 STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC. Agenda Number: 933559594
--------------------------------------------------------------------------------------------------------------------------
Security: 15189T107
Meeting Type: Annual
Meeting Date: 26-Apr-2012
Ticker: CNP
ISIN: US15189T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DONALD R. CAMPBELL Mgmt For For
1B. ELECTION OF DIRECTOR: MILTON CARROLL Mgmt For For
1C. ELECTION OF DIRECTOR: O. HOLCOMBE CROSSWELL Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL P. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: JANIECE M. LONGORIA Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID M. MCCLANAHAN Mgmt For For
1G. ELECTION OF DIRECTOR: SUSAN O. RHENEY Mgmt For For
1H. ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
1I. ELECTION OF DIRECTOR: PETER S. WAREING Mgmt For For
1J. ELECTION OF DIRECTOR: SHERMAN M. WOLFF Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2012.
3. APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CEPHALON, INC. Agenda Number: 933482072
--------------------------------------------------------------------------------------------------------------------------
Security: 156708109
Meeting Type: Special
Meeting Date: 14-Jul-2011
Ticker: CEPH
ISIN: US1567081096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER BY AND AMONG CEPHALON, INC., TEVA
PHARMACEUTICAL INDUSTRIES LTD. AND COPPER
ACQUISITION CORP. AS IT MAY BE AMENDED FROM
TIME TO TIME.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING TO Mgmt For For
A LATER DATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES TO APPROVE
PROPOSAL NUMBER 1 AT THE TIME OF THE
SPECIAL MEETING.
03 NON-BINDING PROPOSAL TO APPROVE CERTAIN Mgmt For For
COMPENSATION ARRANGEMENTS FOR CEPHALON,
INC.'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER CONTEMPLATED IN
THE AGREEMENT AND PLAN OF MERGER BY AND
AMONG CEPHALON, INC., TEVA PHARMACEUTICAL
INDUSTRIES LTD. AND COPPER ACQUISITION
CORP. AS IT MAY BE AMENDED FROM TIME TO
TIME.
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda Number: 933636978
--------------------------------------------------------------------------------------------------------------------------
Security: 165167107
Meeting Type: Annual
Meeting Date: 08-Jun-2012
Ticker: CHK
ISIN: US1651671075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD K. DAVIDSON Mgmt Withheld Against
V. BURNS HARGIS Mgmt Withheld Against
2. TO APPROVE AN AMENDMENT TO OUR BYLAWS TO Mgmt For For
IMPLEMENT MAJORITY VOTING IN DIRECTOR
ELECTIONS.
3. AN ADVISORY VOTE TO APPROVE OUR NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE AN AMENDMENT TO OUR LONG TERM Mgmt For For
INCENTIVE PLAN.
5. TO APPROVE THE ANNUAL INCENTIVE PLAN. Mgmt Against Against
6. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31,
2012.
7. SHAREHOLDER PROPOSAL RELATING TO Shr For Against
RE-INCORPORATION IN DELAWARE.
8. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr For Against
LOBBYING EXPENDITURES.
9. SHAREHOLDER PROPOSAL RELATING TO THE Shr For Against
SUPERMAJORITY VOTING STANDARD.
10. SHAREHOLDER PROPOSAL RELATING TO PROXY Shr For Against
ACCESS.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933601913
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 30-May-2012
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: C. HAGEL Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1F. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1G. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. EXCLUSIVE FORUM PROVISIONS Shr For Against
5. INDEPENDENT CHAIRMAN Shr For Against
6. LOBBYING DISCLOSURE Shr For Against
7. COUNTRY SELECTION GUIDELINES Shr For Against
8. HYDRAULIC FRACTURING Shr For Against
9. ACCIDENT RISK OVERSIGHT Shr Against For
10. SPECIAL MEETINGS Shr For Against
11. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr For Against
EXPERTISE
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933516885
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 07-Dec-2011
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1E ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1F ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1G ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1I ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1J ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1K ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
1L ELECTION OF DIRECTOR: JERRY YANG Mgmt For For
2 APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE CISCO 2005 STOCK INCENTIVE PLAN.
3 APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4 RECOMMENDATION, ON AN ADVISORY BASIS, ON Mgmt 1 Year For
THE FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
5 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2012.
6 APPROVAL TO AMEND CISCO'S BYLAWS TO Shr Against For
ESTABLISH A BOARD COMMITTEE ON
ENVIRONMENTAL SUSTAINABILITY.
7 APPROVAL TO REQUIRE THE BOARD TO PUBLISH Shr For Against
INTERNET FRAGMENTATION REPORT TO
SHAREHOLDERS WITHIN SIX MONTHS.
8 APPROVAL TO REQUIRE THAT CISCO EXECUTIVES Shr For Against
RETAIN A SIGNIFICANT PERCENTAGE OF STOCK
UNTIL TWO YEARS FOLLOWING TERMINATION.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933557069
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 17-Apr-2012
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1D ELECTION OF DIRECTOR: VIKRAM S. PANDIT Mgmt For For
1E ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Mgmt For For
1F ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1G ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1H ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1I ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1J ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1L ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
CITIGROUP 2009 STOCK INCENTIVE PLAN.
04 ADVISORY APPROVAL OF CITI'S 2011 EXECUTIVE Mgmt Against Against
COMPENSATION.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PRIOR GOVERNMENTAL SERVICE OF CERTAIN
INDIVIDUALS.
06 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND POLITICAL CONTRIBUTIONS.
07 STOCKHOLDER PROPOSAL REQUESTING THAT Shr For Against
EXECUTIVES RETAIN 25% OF THEIR STOCK FOR
ONE YEAR FOLLOWING TERMINATION.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
AUDIT COMMITTEE CONDUCT AN INDEPENDENT
REVIEW AND REPORT ON CONTROLS RELATED TO
LOANS, FORECLOSURES, AND SECURITIZATIONS.
--------------------------------------------------------------------------------------------------------------------------
CLEARWIRE CORPORATION Agenda Number: 933623820
--------------------------------------------------------------------------------------------------------------------------
Security: 18538Q105
Meeting Type: Annual
Meeting Date: 14-Jun-2012
Ticker: CLWR
ISIN: US18538Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOHN W. STANTON Mgmt For For
WILLIAM R. BLESSING Mgmt For For
BRUCE A. CHATTERLEY Mgmt For For
MUFIT CINALI Mgmt For For
JOSE A. COLLAZO Mgmt For For
HOSSEIN ESLAMBOLCHI Mgmt For For
DENNIS S. HERSCH Mgmt For For
BRIAN P. MCANDREWS Mgmt For For
ERIK E. PRUSCH Mgmt For For
KATHLEEN H. RAE Mgmt For For
THEODORE H. SCHELL Mgmt For For
JENNIFER L. VOGEL Mgmt For For
2 RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For
TOUCHE AS CLEARWIRE CORPORATION'S
INDEPENDENT REGISTERED ACCOUNTING FIRM FOR
THE FISCAL YEAR 2012.
3 ADVISORY VOTE APPROVING THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 933597758
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 13-Jun-2012
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DENNIS H. CHOOKASZIAN Mgmt Withheld Against
LARRY G. GERDES Mgmt For For
DANIEL R. GLICKMAN Mgmt For For
JAMES E. OLIFF Mgmt For For
EDEMIR PINTO Mgmt For For
ALEX J. POLLOCK Mgmt For For
WILLIAM R. SHEPARD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF THE FOURTH AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION OF CME GROUP
INC.
5. APPROVAL OF THE CME GROUP INC. AMENDED AND Mgmt For For
RESTATED OMNIBUS STOCK PLAN.
6. APPROVAL OF THE CME GROUP INC. AMENDED AND Mgmt For For
RESTATED EMPLOYEE STOCK PURCHASE PLAN.
7. SHAREHOLDER PROPOSAL REGARDING PROXY Shr For Against
ACCESS.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LIMITED Agenda Number: 933622727
--------------------------------------------------------------------------------------------------------------------------
Security: 126132109
Meeting Type: Annual
Meeting Date: 25-May-2012
Ticker: CEO
ISIN: US1261321095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1. TO RECEIVE AND CONSIDER THE AUDITED Mgmt For Against
STATEMENT OF ACCOUNTS TOGETHER WITH THE
REPORT OF THE DIRECTORS AND INDEPENDENT
AUDITORS' REPORT THEREON FOR THE YEAR ENDED
31 DECEMBER 2011.
A2. TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For Against
ENDED 31 DECEMBER 2011.
A3. TO RE-ELECT MR. WU GUANGQI AS AN EXECUTIVE Mgmt For Against
DIRECTOR OF THE COMPANY.
A4. TO RE-ELECT MR. WU ZHENFANG AS A Mgmt For Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY.
A5. TO RE-ELECT MR. TSE HAU YIN, ALOYSIUS AS AN Mgmt For Against
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY.
A6. TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For Against
THE REMUNERATION OF EACH OF THE DIRECTORS.
A7. TO RE-APPOINT THE COMPANY'S INDEPENDENT Mgmt For Against
AUDITORS AND TO AUTHORISE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION.
B1. TO GRANT A GENERAL MANDATE TO DIRECTORS TO Mgmt For Against
REPURCHASE SHARES IN THE CAPITAL, ALL AS
MORE FULLY DESCRIBED IN PROXY STATEMENT.
B2. GRANT A GENERAL MANDATE TO DIRECTORS TO Mgmt Against Against
ISSUE, ALLOT & DEAL WITH ADDITIONAL SHARES
IN CAPITAL OF COMPANY NOT EXCEEDING 20% OF
THE SHARE CAPITAL IN ISSUE AS AT DATE OF
PASSING OF THIS RESOLUTION.
B3. TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
SHARES IN THE CAPITAL OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933614390
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 05-Jun-2012
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
1B ELECTION OF DIRECTOR: JOHN N. FOX, JR. Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS M. WENDEL Mgmt For For
2 APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS, DISCLOSED PURSUANT TO
ITEM 402 OF REGULATION S-K.
3 TO AMEND OUR RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION, AS AMENDED AND TO AMEND AND
RESTATE OUR AMENDED AND RESTATED BY-LAWS,
AS AMENDED, TO PROVIDE HOLDERS OF
TWENTY-FIVE PERCENT (25%) OF THE COMPANY'S
OUTSTANDING SHARES OF CLASS A COMMON STOCK,
PAR VALUE $0.01 PER SHARE, UPON
SATISFACTION OF CERTAIN CONDITIONS, THE
POWER TO CALL A SPECIAL MEETING OF
STOCKHOLDERS.
4 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2012.
5 TO ACT ON A STOCKHOLDER PROPOSAL TO Shr For Against
DECLASSIFY THE COMPANY'S BOARD OF DIRECTORS
AND PROVIDE FOR THE ANNUAL ELECTION OF ALL
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda Number: 933571689
--------------------------------------------------------------------------------------------------------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 11-May-2012
Ticker: CL
ISIN: US1941621039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NIKESH ARORA Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For
1C. ELECTION OF DIRECTOR: IAN COOK Mgmt For For
1D. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1E. ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH JIMENEZ Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1H. ELECTION OF DIRECTOR: DELANO E. LEWIS Mgmt For For
1I. ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt For For
2. RATIFY SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS COLGATE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD Shr Against For
CHAIR.
--------------------------------------------------------------------------------------------------------------------------
CONAGRA FOODS, INC. Agenda Number: 933495637
--------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 23-Sep-2011
Ticker: CAG
ISIN: US2058871029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MOGENS C. BAY Mgmt For For
STEPHEN G. BUTLER Mgmt For For
STEVEN F. GOLDSTONE Mgmt For For
JOIE A. GREGOR Mgmt For For
RAJIVE JOHRI Mgmt For For
W.G. JURGENSEN Mgmt For For
RICHARD H. LENNY Mgmt For For
RUTH ANN MARSHALL Mgmt For For
GARY M. RODKIN Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
KENNETH E. STINSON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
04 ADVISORY VOTE ON FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933579659
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 09-May-2012
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: RUTH R. HARKIN Mgmt For For
1F. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1G. ELECTION OF DIRECTOR: MOHD H. MARICAN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1K. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
1M. ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Mgmt For For
1N. ELECTION OF DIRECTOR: KATHRYN C. TURNER Mgmt For For
1O. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. PROPOSAL TO RATIFY APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. COMPANY ENVIRONMENTAL POLICY (LOUISIANA Shr Against For
WETLANDS).
5. ACCIDENT RISK MITIGATION. Shr Against For
6. REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr For Against
7. GREENHOUSE GAS REDUCTION TARGETS. Shr For Against
8. GENDER EXPRESSION NON-DISCRIMINATION. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CONSOL ENERGY INC. Agenda Number: 933579356
--------------------------------------------------------------------------------------------------------------------------
Security: 20854P109
Meeting Type: Annual
Meeting Date: 01-May-2012
Ticker: CNX
ISIN: US20854P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
J. BRETT HARVEY Mgmt For For
PHILIP W. BAXTER Mgmt For For
JAMES E. ALTMEYER, SR. Mgmt For For
WILLIAM E. DAVIS Mgmt For For
RAJ K. GUPTA Mgmt For For
PATRICIA A. HAMMICK Mgmt For For
DAVID C. HARDESTY, JR. Mgmt For For
JOHN T. MILLS Mgmt For For
WILLIAM P. POWELL Mgmt For For
JOSEPH T. WILLIAMS Mgmt For For
2 APPROVAL OF THE AMENDED AND RESTATED CONSOL Mgmt For For
ENERGY INC. EQUITY INCENTIVE PLAN.
3 RATIFICATION OF ANTICIPATED SELECTION OF Mgmt For For
INDEPENDENT AUDITOR: ERNST & YOUNG LLP.
4 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC. Agenda Number: 933591061
--------------------------------------------------------------------------------------------------------------------------
Security: 209115104
Meeting Type: Annual
Meeting Date: 21-May-2012
Ticker: ED
ISIN: US2091151041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1B. ELECTION OF DIRECTOR: VINCENT A. CALARCO Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE CAMPBELL, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: GORDON J. DAVIS Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL J. DEL Mgmt For For
GIUDICE
1F. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN F. HENNESSY III Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN F. KILLIAN Mgmt For For
1I. ELECTION OF DIRECTOR: EUGENE R. MCGRATH Mgmt For For
1J. ELECTION OF DIRECTOR: SALLY H. PINERO Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL W. RANGER Mgmt For For
1L. ELECTION OF DIRECTOR: L. FREDERICK Mgmt For For
SUTHERLAND
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
ACCOUNTANTS.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. ADDITIONAL COMPENSATION INFORMATION. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COOPER TIRE & RUBBER COMPANY Agenda Number: 933573277
--------------------------------------------------------------------------------------------------------------------------
Security: 216831107
Meeting Type: Annual
Meeting Date: 11-May-2012
Ticker: CTB
ISIN: US2168311072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN M. CHAPMAN Mgmt For For
JOHN J. HOLLAND Mgmt For For
JOHN F. MEIER Mgmt For For
CYNTHIA A. NIEKAMP Mgmt For For
JOHN H. SHUEY Mgmt For For
RICHARD L. WAMBOLD Mgmt For For
2. TO RATIFY THE SELECTION OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2012.
3. TO APPROVE, BY NON-BINDING VOTE, NAMED Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 933560446
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 26-Apr-2012
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHANIE A. BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES B. FLAWS Mgmt For For
1F. ELECTION OF DIRECTOR: GORDON GUND Mgmt For For
1G. ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For
1H. ELECTION OF DIRECTOR: DEBORAH D. RIEMAN Mgmt For For
1I. ELECTION OF DIRECTOR: H. ONNO RUDING Mgmt For For
1J. ELECTION OF DIRECTOR: MARK S. WRIGHTON Mgmt For For
2. APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CORNING'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
4. APPROVAL OF CORNING INCORPORATED 2012 Mgmt For For
LONG-TERM INCENTIVE PLAN.
5. AMENDMENT AND RESTATEMENT OF CERTIFICATE OF Mgmt For For
INCORPORATION TO REMOVE PROVISIONS
REQUIRING SUPERMAJORITY VOTE OF
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
COVENTRY HEALTH CARE, INC. Agenda Number: 933588951
--------------------------------------------------------------------------------------------------------------------------
Security: 222862104
Meeting Type: Annual
Meeting Date: 17-May-2012
Ticker: CVH
ISIN: US2228621049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL N. MENDELSON Mgmt Against Against
1B. ELECTION OF DIRECTOR: RODMAN W. MOOREHEAD, Mgmt For For
III
1C. ELECTION OF DIRECTOR: TIMOTHY T. WEGLICKI Mgmt For For
2A. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
2B. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REDUCE THE SUPERMAJORITY VOTING REQUIREMENT
FOR AMENDING CERTAIN PROVISIONS OF THE
RESTATED CERTIFICATE OF INCORPORATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICERS' COMPENSATION.
5. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTIONS DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933546004
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Annual
Meeting Date: 13-Mar-2012
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1B ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1D ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1F ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Mgmt For For
1G ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1H ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt For For
1I ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1J ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
02 APPOINT THE INDEPENDENT AUDITORS AND Mgmt For For
AUTHORIZE THE AUDIT COMMITTEE TO SET THE
AUDITORS' REMUNERATION.
03 AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
04 AUTHORIZE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF COMPANY SHARES.
S5 AUTHORIZE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES. (SPECIAL RESOLUTION)
S6 AMEND ARTICLES OF ASSOCIATION TO PROVIDE Mgmt For For
FOR ESCHEATMENT IN ACCORDANCE WITH U.S.
LAWS. (SPECIAL RESOLUTION)
S7 AMEND ARTICLES OF ASSOCIATION TO GIVE THE Mgmt For For
BOARD OF DIRECTORS AUTHORITY TO DECLARE
NON-CASH DIVIDENDS. (SPECIAL RESOLUTION)
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 933570194
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 09-May-2012
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: D.M. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: J.B. BREAUX Mgmt For For
1C. ELECTION OF DIRECTOR: P.L. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: S.T. HALVERSON Mgmt For For
1E. ELECTION OF DIRECTOR: E.J. KELLY, III Mgmt For For
1F. ELECTION OF DIRECTOR: G.H. LAMPHERE Mgmt For For
1G. ELECTION OF DIRECTOR: J.D. MCPHERSON Mgmt For For
1H. ELECTION OF DIRECTOR: T.T. O'TOOLE Mgmt For For
1I. ELECTION OF DIRECTOR: D.M. RATCLIFFE Mgmt For For
1J. ELECTION OF DIRECTOR: D.J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: M.J. WARD Mgmt For For
1L. ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For
1M. ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
3. TO CONSIDER AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE COMPENSATION FOR THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 933569456
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 08-May-2012
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Mgmt For For
2. ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt For For
3. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
4. ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt For For
5. ELECTION OF DIRECTOR: CARL WARE Mgmt For For
6. ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For
7. ELECTION OF DIRECTOR: ROBERT J. BERNHARD Mgmt For For
8. ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG Mgmt For For
DIAZ
9. ELECTION OF DIRECTOR: STEPHEN B. DOBBS Mgmt For For
10. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
11. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR
2012.
12. PROPOSAL TO APPROVE THE CUMMINS INC. 2012 Mgmt For For
OMNIBUS INCENTIVE PLAN.
13. PROPOSAL TO APPROVE THE CUMMINS INC. Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
14. PROPOSAL TO AMEND CUMMINS INC.'S BY-LAWS TO Mgmt For For
ALLOW SHAREHOLDERS WHO HAVE A 25% NET LONG
POSITION IN THE COMMON STOCK TO CALL
SPECIAL SHAREHOLDER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933577011
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 10-May-2012
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1.B ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1.C ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1.D ELECTION OF DIRECTOR: KRISTEN GIBNEY Mgmt For For
WILLIAMS
1.E ELECTION OF DIRECTOR: MARIAN L. HEARD Mgmt For For
1.F ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1.G ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1.H ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Mgmt For For
1.I ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1.J ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012.
3. PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION AS DISCLOSED IN THE PROXY
STATEMENT.
4. MANAGEMENT PROPOSAL REGARDING STOCKHOLDER Mgmt For For
ACTION BY WRITTEN CONSENT.
5. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTIONS AND EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 933543692
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 29-Feb-2012
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1B ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1C ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1D ELECTION OF DIRECTOR: DIPAK C. JAIN Mgmt For For
1E ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1F ELECTION OF DIRECTOR: JOACHIM MILBERG Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS H. PATRICK Mgmt For For
1I ELECTION OF DIRECTOR: SHERRY M. SMITH Mgmt For For
02 NON-BINDING VOTE ON EXECUTIVE COMPENSATION Mgmt For For
03 APPROVAL OF THE NONEMPLOYEE DIRECTOR STOCK Mgmt For For
OWNERSHIP PLAN
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS DEERE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2012
--------------------------------------------------------------------------------------------------------------------------
DELL INC. Agenda Number: 933470700
--------------------------------------------------------------------------------------------------------------------------
Security: 24702R101
Meeting Type: Annual
Meeting Date: 15-Jul-2011
Ticker: DELL
ISIN: US24702R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES W. BREYER Mgmt Withheld Against
DONALD J. CARTY Mgmt For For
MICHAEL S. DELL Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
GERARD J. KLEISTERLEE Mgmt For For
THOMAS W. LUCE, III Mgmt For For
KLAUS S. LUFT Mgmt For For
ALEX J. MANDL Mgmt For For
SHANTANU NARAYEN Mgmt For For
H. ROSS PEROT, JR. Mgmt For For
02 RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS DELL'S
INDEPENDENT AUDITOR FOR FISCAL 2012
03 APPROVAL, ON AN ADVISORY BASIS, OF DELL'S Mgmt For For
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
04 ADVISORY VOTE ON WHETHER FUTURE ADVISORY Mgmt 1 Year For
VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION SHOULD OCCUR EVERY 1 YEAR,
EVERY 2 YEARS OR EVERY 3 YEARS
SH1 INDEPENDENT CHAIRMAN Shr For Against
SH2 STOCKHOLDER ACTION BY WRITTEN CONSENT Shr For Against
SH3 DECLARATION OF DIVIDENDS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
DELUXE CORPORATION Agenda Number: 933560319
--------------------------------------------------------------------------------------------------------------------------
Security: 248019101
Meeting Type: Annual
Meeting Date: 02-May-2012
Ticker: DLX
ISIN: US2480191012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD C. BALDWIN Mgmt For For
CHARLES A. HAGGERTY Mgmt For For
DON J. MCGRATH Mgmt For For
C.E. MAYBERRY MCKISSACK Mgmt For For
NEIL J. METVINER Mgmt For For
STEPHEN P. NACHTSHEIM Mgmt For For
MARY ANN O'DWYER Mgmt For For
MARTYN R. REDGRAVE Mgmt For For
LEE J. SCHRAM Mgmt For For
2. RESOLVED, THAT THE SHAREHOLDERS APPROVE, ON Mgmt For For
AN ADVISORY BASIS, THE COMPENSATION OF
DELUXE'S NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE COMPENSATION DISCUSSION
AND ANALYSIS SECTION, THE COMPENSATION
TABLES AND THE NARRATIVE DISCLOSURES THAT
ACCOMPANY THE COMPENSATION TABLES SET FORTH
IN THE PROXY STATEMENT.
3. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
APPROVE THE DELUXE CORPORATION 2012 ANNUAL
INCENTIVE PLAN SO THAT DELUXE CAN TREAT
PAYMENTS UNDER THIS PLAN AS TAX-DEDUCTIBLE
PERFORMANCE-BASED COMPENSATION FOR U.S.
FEDERAL INCOME TAX PURPOSES.
4. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
APPROVE THE DELUXE CORPORATION 2012
LONG-TERM INCENTIVE PLAN.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS DELUXE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC. Agenda Number: 933589282
--------------------------------------------------------------------------------------------------------------------------
Security: 25271C102
Meeting Type: Annual
Meeting Date: 22-May-2012
Ticker: DO
ISIN: US25271C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt Against Against
1B. ELECTION OF DIRECTOR: LAWRENCE R. DICKERSON Mgmt Against Against
1C. ELECTION OF DIRECTOR: JOHN R. BOLTON Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES L. FABRIKANT Mgmt Against Against
1E. ELECTION OF DIRECTOR: PAUL G. GAFFNEY II Mgmt For For
1F. ELECTION OF DIRECTOR: EDWARD GREBOW Mgmt For For
1G. ELECTION OF DIRECTOR: HERBERT C. HOFMANN Mgmt Against Against
1H. ELECTION OF DIRECTOR: CLIFFORD M. SOBEL Mgmt For For
1I. ELECTION OF DIRECTOR: ANDREW H. TISCH Mgmt Against Against
1J. ELECTION OF DIRECTOR: RAYMOND S. TROUBH Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR FISCAL YEAR 2012.
3. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION.
4. TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED INCENTIVE COMPENSATION PLAN FOR
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 933557247
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 18-Apr-2012
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JEFFREY S. ARONIN Mgmt For For
1B ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1C ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT M. DEVLIN Mgmt For For
1E ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS G. MAHERAS Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Mgmt For For
1I ELECTION OF DIRECTOR: DAVID W. NELMS Mgmt For For
1J ELECTION OF DIRECTOR: E. FOLLIN SMITH Mgmt For For
1K ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH Mgmt For For
2 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3 RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 933488707
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C105
Meeting Type: Special
Meeting Date: 23-Aug-2011
Ticker: DUK
ISIN: US26441C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 REVERSE STOCK SPLIT PROPOSAL - A PROPOSAL Mgmt For For
TO APPROVE THE AMENDMENT OF THE AMENDED AND
RESTATED CERTIFICATE OF INCORPORATION OF
DUKE ENERGY CORPORATION TO PROVIDE FOR A
1-FOR-3 REVERSE STOCK SPLIT WITH RESPECT TO
THE ISSUED AND OUTSTANDING DUKE ENERGY
COMMON STOCK IN CONNECTION WITH THE MERGER
CONTEMPLATED BY THE MERGER AGREEMENT.
02 SHARE ISSUANCE PROPOSAL - A PROPOSAL TO Mgmt For For
APPROVE THE ISSUANCE OF DUKE ENERGY COMMON
STOCK, PAR VALUE $0.001 PER SHARE, TO
PROGRESS ENERGY, INC. SHAREHOLDERS IN
CONNECTION WITH THE MERGER CONTEMPLATED BY
THE MERGER AGREEMENT.
03 ADJOURNMENT PROPOSAL - A PROPOSAL TO Mgmt For For
ADJOURN THE SPECIAL MEETING OF THE
SHAREHOLDERS OF DUKE ENERGY, IF NECESSARY,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
NOT SUFFICIENT VOTES TO APPROVE EITHER OF
THE PROPOSALS ABOVE.
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 933564901
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C105
Meeting Type: Annual
Meeting Date: 03-May-2012
Ticker: DUK
ISIN: US26441C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM BARNET, III Mgmt For For
G. ALEX BERNHARDT, SR. Mgmt For For
MICHAEL G. BROWNING Mgmt For For
DANIEL R. DIMICCO Mgmt For For
JOHN H. FORSGREN Mgmt For For
ANN MAYNARD GRAY Mgmt For For
JAMES H. HANCE, JR. Mgmt For For
E. JAMES REINSCH Mgmt For For
JAMES T. RHODES Mgmt For For
JAMES E. ROGERS Mgmt For For
PHILIP R. SHARP Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
DUKE ENERGY CORPORATION'S INDEPENDENT
PUBLIC ACCOUNTANT FOR 2012
3. ADVISORY VOTE TO APPROVE DUKE ENERGY Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICER
COMPENSATION
4. AMENDMENT OF THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION OF DUKE ENERGY
CORPORATION
5. SHAREHOLDER PROPOSAL REGARDING THE ISSUANCE Shr Against For
OF A REPORT ON THE FINANCIAL RISKS OF
CONTINUED RELIANCE ON COAL
6. SHAREHOLDER PROPOSAL REGARDING AN AMENDMENT Shr For Against
TO OUR ORGANIZATIONAL DOCUMENTS TO REQUIRE
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
DUKE REALTY CORPORATION Agenda Number: 933561157
--------------------------------------------------------------------------------------------------------------------------
Security: 264411505
Meeting Type: Annual
Meeting Date: 25-Apr-2012
Ticker: DRE
ISIN: US2644115055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, Mgmt Against Against
JR
1B. ELECTION OF DIRECTOR: WILLIAM CAVANAUGH III Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN H. COHEN Mgmt For For
1D. ELECTION OF DIRECTOR: NGAIRE E. CUNEO Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES R. EITEL Mgmt For For
1F. ELECTION OF DIRECTOR: MARTIN C. JISCHKE, Mgmt For For
PHD
1G. ELECTION OF DIRECTOR: DENNIS D. OKLAK Mgmt For For
1H. ELECTION OF DIRECTOR: MELANIE R. SABELHAUS Mgmt For For
1I. ELECTION OF DIRECTOR: PETER M. SCOTT, III Mgmt For For
1J. ELECTION OF DIRECTOR: JACK R. SHAW Mgmt For For
1K. ELECTION OF DIRECTOR: LYNN C. THURBER Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT J. WOODWARD, Mgmt For For
JR.
2. APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
3. TO RATIFY THE REAPPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR 2012.
--------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 933562731
--------------------------------------------------------------------------------------------------------------------------
Security: 263534109
Meeting Type: Annual
Meeting Date: 25-Apr-2012
Ticker: DD
ISIN: US2635341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For
1E. ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For
1F. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1G. ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For
1H. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1I. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1J. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1K. ELECTION OF DIRECTOR: LEE M. THOMAS Mgmt For For
2. ON RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION
4. ON INDEPENDENT CHAIR Shr For Against
5. ON EXECUTIVE COMPENSATION REPORT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY Agenda Number: 933573479
--------------------------------------------------------------------------------------------------------------------------
Security: 277432100
Meeting Type: Annual
Meeting Date: 03-May-2012
Ticker: EMN
ISIN: US2774321002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STEPHEN R. DEMERITT Mgmt For For
1.2 ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
1.3 ELECTION OF DIRECTOR: JULIE F. HOLDER Mgmt For For
1.4 ELECTION OF DIRECTOR: LEWIS M. KLING Mgmt For For
1.5 ELECTION OF DIRECTOR: DAVID W. RAISBECK Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
AS DISCLOSED IN PROXY STATEMENT
3. APPROVAL OF 2012 OMNIBUS STOCK COMPENSATION Mgmt For For
PLAN
4. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS
5. APPROVAL OF AMENDMENT TO CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE CERTAIN
SUPERMAJORITY STOCKHOLDER VOTING PROVISIONS
6. ADVISORY VOTE ON STOCKHOLDER PROPOSAL Shr For Against
REQUESTING THAT THE BOARD OF DIRECTORS TAKE
STEPS NECESSARY TO PERMIT STOCKHOLDERS TO
ACT BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION Agenda Number: 933565167
--------------------------------------------------------------------------------------------------------------------------
Security: 278058102
Meeting Type: Annual
Meeting Date: 25-Apr-2012
Ticker: ETN
ISIN: US2780581029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1C. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
2. APPROVING THE PROPOSED 2012 STOCK PLAN. Mgmt For For
3. RATIFYING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2012.
4. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933573760
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 26-Apr-2012
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARC L. ANDREESSEN Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM C. FORD, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: DAWN G. LEPORE Mgmt For For
1D. ELECTION OF DIRECTOR: KATHLEEN C. MITIC Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE M. OMIDYAR Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
3. APPROVE AMENDMENT & RESTATEMENT OF 2008 Mgmt For For
EQUITY INCENTIVE AWARD PLAN, INCLUDING AN
AMENDMENT TO INCREASE THE AGGREGATE NUMBER
OF SHARES AUTHORIZED FOR ISSUANCE UNDER
PLAN BY 16.5 MILLION SHARES
4. TO APPROVE OUR EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
5. TO ADOPT AND APPROVE AN AMENDMENT TO OUR Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO DECLASSIFY OUR BOARD OF
DIRECTORS AND PROVIDE FOR THE ANNUAL
ELECTION OF DIRECTORS.
6. AMENDMENT TO OUR AMENDED & RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO PROVIDE
STOCKHOLDERS WITH THE RIGHT TO CALL A
SPECIAL MEETING
7. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2012
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 933555394
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 16-Apr-2012
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: K. BAICKER Mgmt For For
1B ELECTION OF DIRECTOR: J.E. FYRWALD Mgmt For For
1C ELECTION OF DIRECTOR: E.R. MARRAM Mgmt For For
1D ELECTION OF DIRECTOR: D.R. OBERHELMAN Mgmt For For
2 RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR 2012.
3 APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4 APPROVE AMENDMENTS TO THE ARTICLES OF Mgmt For For
INCORPORATION TO PROVIDE FOR ANNUAL
ELECTION OF ALL DIRECTORS.
5 APPROVE AMENDMENTS TO THE ARTICLES OF Mgmt For For
INCORPORATION TO ELIMINATE ALL
SUPERMAJORITY VOTING REQUIREMENTS.
6 PROPOSAL BY SHAREHOLDERS REQUESTING THAT Shr For Against
THE COMPANY ESTABLISH A MAJORITY VOTE
COMMITTEE.
7 PROPOSAL BY SHAREHOLDERS ON TRANSPARENCY IN Shr Against For
ANIMAL RESEARCH.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933561501
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 01-May-2012
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1F ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1G ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1H ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1I ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1J ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
02 RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2012, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
03 ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 933535695
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 07-Feb-2012
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. FERNANDEZ G.* Mgmt For For
A.F. GOLDEN* Mgmt For For
W.R. JOHNSON* Mgmt For For
J.B. MENZER* Mgmt For For
A.A. BUSCH III** Mgmt For For
R.L. RIDGWAY** Mgmt For For
02 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
EMERSON ELECTRIC CO. EXECUTIVE
COMPENSATION.
03 RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
04 APPROVAL OF THE STOCKHOLDER PROPOSAL Shr For Against
REQUESTING THE ISSUANCE OF A SUSTAINABILITY
REPORT AS DESCRIBED IN THE PROXY STATEMENT.
05 APPROVAL OF THE STOCKHOLDER PROPOSAL Shr For Against
REGARDING DECLASSIFICATION OF THE BOARD OF
DIRECTORS AS DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 933610001
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 30-May-2012
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For
1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1H. ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: MYRTLE S. POTTER Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1L. ELECTION OF DIRECTOR: SAMUEL K. SKINNER Mgmt For For
1M. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE COMPANY'S CURRENT FISCAL YEAR.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING REPORT ON Shr For Against
POLITICAL CONTRIBUTIONS.
5. STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER Shr For Against
ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933600086
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 30-May-2012
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt For For
61)
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION (PAGE 62)
4. INDEPENDENT CHAIRMAN (PAGE 64) Shr For Against
5. MAJORITY VOTE FOR DIRECTORS (PAGE 65) Shr For Against
6. REPORT ON POLITICAL CONTRIBUTIONS (PAGE 66) Shr For Against
7. AMENDMENT OF EEO POLICY (PAGE 67) Shr Against For
8. REPORT ON NATURAL GAS PRODUCTION (PAGE 69) Shr For Against
9. GREENHOUSE GAS EMISSIONS GOALS (PAGE 71) Shr For Against
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES INC Agenda Number: 933589648
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 30-May-2012
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM P. FOLEY, II Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS M. HAGERTY Mgmt For For
1C. ELECTION OF DIRECTOR: KEITH W. HUGHES Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2012 FISCAL YEAR.
3. ADVISORY VOTE ON FIDELITY NATIONAL Mgmt For For
INFORMATION SERVICES, INC. 2011 EXECUTIVE
COMPENSATION.
4. TO AMEND THE ARTICLES OF INCORPORATION AND Mgmt For For
THE BYLAWS OF FIDELITY NATIONAL INFORMATION
SERVICES, INC. TO DECLASSIFY THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC Agenda Number: 933598180
--------------------------------------------------------------------------------------------------------------------------
Security: 31620R105
Meeting Type: Annual
Meeting Date: 23-May-2012
Ticker: FNF
ISIN: US31620R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK P. WILLEY Mgmt For For
WILLIE D. DAVIS Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ON THE COMPENSATION PAID TO OUR
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2012 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
FIRST SOLAR, INC. Agenda Number: 933602319
--------------------------------------------------------------------------------------------------------------------------
Security: 336433107
Meeting Type: Annual
Meeting Date: 23-May-2012
Ticker: FSLR
ISIN: US3364331070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. AHEARN Mgmt For For
RICHARD D. CHAPMAN Mgmt For For
GEORGE A. HAMBRO Mgmt For For
CRAIG KENNEDY Mgmt For For
JAMES F. NOLAN Mgmt For For
WILLIAM J. POST Mgmt For For
J. THOMAS PRESBY Mgmt For For
PAUL H. STEBBINS Mgmt For For
MICHAEL SWEENEY Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2012.
3. STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING STANDARD.
4. STOCKHOLDER PROPOSAL REGARDING BOARD Shr For Against
DIVERSITY.
--------------------------------------------------------------------------------------------------------------------------
FIRSTMERIT CORPORATION Agenda Number: 933560597
--------------------------------------------------------------------------------------------------------------------------
Security: 337915102
Meeting Type: Annual
Meeting Date: 18-Apr-2012
Ticker: FMER
ISIN: US3379151026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN H. BAER Mgmt For For
KAREN S. BELDEN Mgmt For For
R. CARY BLAIR Mgmt For For
JOHN C. BLICKLE Mgmt For For
ROBERT W. BRIGGS Mgmt For For
RICHARD COLELLA Mgmt For For
GINA D. FRANCE Mgmt For For
PAUL G. GREIG Mgmt For For
TERRY L. HAINES Mgmt For For
J.M. HOCHSCHWENDER Mgmt For For
CLIFFORD J. ISROFF Mgmt For For
PHILIP A. LLOYD II Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2012.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF FIRSTMERIT'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC. Agenda Number: 933585133
--------------------------------------------------------------------------------------------------------------------------
Security: 344849104
Meeting Type: Annual
Meeting Date: 16-May-2012
Ticker: FL
ISIN: US3448491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ALAN D. FELDMAN Mgmt For For
JAROBIN GILBERT JR. Mgmt For For
DAVID Y. SCHWARTZ Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3 REAPPROVAL OF THE PERFORMANCE GOALS UNDER Mgmt For For
THE FOOT LOCKER ANNUAL INCENTIVE
COMPENSATION PLAN, AS AMENDED AND RESTATED
4 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 933571499
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 10-May-2012
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For
1B. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1C. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM CLAY FORD, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV Mgmt For For
1I. ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, Mgmt For For
JR.
1J. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: RICHARD A. MANOOGIAN Mgmt Against Against
1L. ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt For For
1M. ELECTION OF DIRECTOR: ALAN MULALLY Mgmt For For
1N. ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For
1O. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1P. ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVES.
4. RELATING TO CUMULATIVE VOTING FOR THE Shr For Against
ELECTION OF DIRECTORS.
5. RELATING TO CONSIDERATION OF A Shr For Against
RECAPITALIZATION PLAN TO PROVIDE THAT ALL
OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE
VOTE PER SHARE.
6. RELATING TO ALLOWING HOLDERS OF 10% OF Shr For Against
OUTSTANDING COMMON STOCK TO CALL SPECIAL
MEETINGS OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933621989
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 14-Jun-2012
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ROBERT A. DAY Mgmt For For
GERALD J. FORD Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
B. M. RANKIN, JR. Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
SELECTION OF A CANDIDATE WITH ENVIRONMENTAL
EXPERTISE TO BE RECOMMENDED FOR ELECTION TO
THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORP Agenda Number: 933572249
--------------------------------------------------------------------------------------------------------------------------
Security: 35906A108
Meeting Type: Annual
Meeting Date: 09-May-2012
Ticker: FTR
ISIN: US35906A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEROY T. BARNES, JR. Mgmt For For
PETER C.B. BYNOE Mgmt For For
JERI B. FINARD Mgmt For For
EDWARD FRAIOLI Mgmt For For
JAMES S. KAHAN Mgmt For For
PAMELA D.A. REEVE Mgmt For For
HOWARD L. SCHROTT Mgmt For For
LARRAINE D. SEGIL Mgmt For For
MARK SHAPIRO Mgmt For For
MYRON A. WICK, III Mgmt For For
MARY AGNES WILDEROTTER Mgmt For For
2. TO CONSIDER AND VOTE UPON AN ADVISORY Mgmt For For
PROPOSAL TO APPROVE EXECUTIVE COMPENSATION.
3. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr For Against
PROPOSAL REGARDING INDEPENDENT CHAIRMAN, IF
PRESENTED AT THE MEETING.
4. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr Against For
PROPOSAL REGARDING ARBITRATION OF
STOCKHOLDER SUITS, IF PRESENTED AT THE
MEETING.
5. TO RATIFY THE SELECTION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
GAP INC. Agenda Number: 933583999
--------------------------------------------------------------------------------------------------------------------------
Security: 364760108
Meeting Type: Annual
Meeting Date: 15-May-2012
Ticker: GPS
ISIN: US3647601083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ADRIAN D. P. BELLAMY Mgmt For For
1B ELECTION OF DIRECTOR: DOMENICO DE SOLE Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT J. FISHER Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM S. FISHER Mgmt For For
1E ELECTION OF DIRECTOR: ISABELLA D. GOREN Mgmt For For
1F ELECTION OF DIRECTOR: BOB L. MARTIN Mgmt For For
1G ELECTION OF DIRECTOR: JORGE P. MONTOYA Mgmt For For
1H ELECTION OF DIRECTOR: GLENN K. MURPHY Mgmt For For
1I ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1J ELECTION OF DIRECTOR: KATHERINE TSANG Mgmt For For
2 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 2, 2013.
3 ADVISORY VOTE TO APPROVE THE OVERALL Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 SHAREHOLDER PROPOSAL REGARDING ENDING TRADE Shr Against For
PARTNERSHIPS WITH SRI LANKA.
--------------------------------------------------------------------------------------------------------------------------
GATX CORPORATION Agenda Number: 933566107
--------------------------------------------------------------------------------------------------------------------------
Security: 361448103
Meeting Type: Annual
Meeting Date: 27-Apr-2012
Ticker: GMT
ISIN: US3614481030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ANNE L. ARVIA Mgmt For For
1.2 ELECTION OF DIRECTOR: ERNST A. HABERLI Mgmt For For
1.3 ELECTION OF DIRECTOR: BRIAN A. KENNEY Mgmt For For
1.4 ELECTION OF DIRECTOR: MARK G. MCGRATH Mgmt For For
1.5 ELECTION OF DIRECTOR: JAMES B. REAM Mgmt For For
1.6 ELECTION OF DIRECTOR: ROBERT J. RITCHIE Mgmt For For
1.7 ELECTION OF DIRECTOR: DAVID S. SUTHERLAND Mgmt For For
1.8 ELECTION OF DIRECTOR: CASEY J. SYLLA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2012
3. APPROVAL OF THE GATX CORPORATION 2012 Mgmt For For
INCENTIVE AWARD PLAN
4. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933564951
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 25-Apr-2012
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Mgmt For For
A8 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A9 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A11 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
A13 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For For
A14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A15 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
B2 ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
B3 APPROVAL OF AN AMENDMENT TO THE GE 2007 Mgmt For For
LONG-TERM INCENTIVE PLAN TO INCREASE THE
NUMBER OF AUTHORIZED SHARES
B4 APPROVAL OF THE MATERIAL TERMS OF SENIOR Mgmt For For
OFFICER PERFORMANCE GOALS
C1 CUMULATIVE VOTING Shr For Against
C2 NUCLEAR ACTIVITIES Shr Against For
C3 INDEPENDENT BOARD CHAIRMAN Shr Against For
C4 SHAREOWNER ACTION BY WRITTEN CONSENT Shr For Against
--------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY Agenda Number: 933555421
--------------------------------------------------------------------------------------------------------------------------
Security: 372460105
Meeting Type: Annual
Meeting Date: 23-Apr-2012
Ticker: GPC
ISIN: US3724601055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. MARY B. BULLOCK Mgmt For For
PAUL D. DONAHUE Mgmt For For
JEAN DOUVILLE Mgmt For For
THOMAS C. GALLAGHER Mgmt For For
GEORGE C. 'JACK' GUYNN Mgmt For For
JOHN R. HOLDER Mgmt For For
JOHN D. JOHNS Mgmt For For
MICHAEL M.E. JOHNS, MD Mgmt For For
J. HICKS LANIER Mgmt For For
R.C. LOUDERMILK, JR. Mgmt For For
WENDY B. NEEDHAM Mgmt For For
JERRY W. NIX Mgmt For For
GARY W. ROLLINS Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933574483
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 10-May-2012
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. COGAN Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
JAMES M. DENNY Mgmt For For
CARLA A. HILLS Mgmt For For
KEVIN E. LOFTON Mgmt For For
JOHN W. MADIGAN Mgmt For For
JOHN C. MARTIN Mgmt For For
GORDON E. MOORE Mgmt For For
NICHOLAS G. MOORE Mgmt For For
RICHARD J. WHITLEY Mgmt For For
GAYLE E. WILSON Mgmt For For
PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF GILEAD'S NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
4. IF PROPERLY PRESENTED AT THE MEETING, TO Shr For Against
VOTE ON A STOCKHOLDER PROPOSAL REQUESTING
THAT THE BOARD TAKE STEPS TO PERMIT
STOCKHOLDER ACTION BY WRITTEN CONSENT.
5. IF PROPERLY PRESENTED AT THE MEETING, TO Shr For Against
VOTE ON A STOCKHOLDER PROPOSAL REQUESTING
THAT THE BOARD TAKE STEPS TO REDEEM
GILEAD'S POISON PILL UNLESS THE PLAN IS
SUBJECT TO A STOCKHOLDER VOTE.
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 933573645
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W105
Meeting Type: Annual
Meeting Date: 03-May-2012
Ticker: GSK
ISIN: US37733W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' REPORT Mgmt For For
AND THE FINANCIAL STATEMENTS
2 TO APPROVE THE REMUNERATION REPORT Mgmt For For
3 TO RE-ELECT SIR CHRISTOPHER GENT AS A Mgmt For For
DIRECTOR
4 TO RE-ELECT SIR ANDREW WITTY AS A DIRECTOR Mgmt For For
5 TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A Mgmt For For
DIRECTOR
6 TO RE-ELECT DR STEPHANIE BURNS AS A Mgmt For For
DIRECTOR
7 TO RE-ELECT STACEY CARTWRIGHT AS A DIRECTOR Mgmt For For
8 TO RE-ELECT LARRY CULP AS A DIRECTOR Mgmt For For
9 TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR Mgmt For For
10 TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR Mgmt For For
11 TO RE-ELECT JUDY LEWENT AS A DIRECTOR Mgmt For For
12 TO RE-ELECT SIR DERYCK MAUGHAN AS A Mgmt For For
DIRECTOR
13 TO RE-ELECT DR DANIEL PODOLSKY AS A Mgmt For For
DIRECTOR
14 TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR Mgmt For For
15 TO RE-ELECT TOM DE SWAAN AS A DIRECTOR Mgmt For For
16 TO RE-ELECT SIR ROBERT WILSON AS A DIRECTOR Mgmt For For
17 TO RE-APPOINT AUDITORS Mgmt For For
18 TO DETERMINE REMUNERATION OF AUDITORS Mgmt For For
19 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL
ORGANISATIONS AND INCUR POLITICAL
EXPENDITURE
20 TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For
S21 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
S22 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
23 TO AUTHORISE EXEMPTION FROM STATEMENT OF Mgmt For For
NAME OF SENIOR STATUTORY AUDITOR
S24 TO AUTHORISE REDUCED NOTICE OF A GENERAL Mgmt For For
MEETING OTHER THAN AN AGM
25 TO RENEW THE GSK SHARESAVE PLAN Mgmt For For
26 TO RENEW THE GSK SHAREREWARD PLAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GOODRICH CORPORATION Agenda Number: 933551283
--------------------------------------------------------------------------------------------------------------------------
Security: 382388106
Meeting Type: Special
Meeting Date: 13-Mar-2012
Ticker: GR
ISIN: US3823881061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF SEPTEMBER 21, 2011, AS SUCH
AGREEMENT MAY BE AMENDED FROM TIME TO TIME
IN ACCORDANCE WITH ITS TERMS, BY AND AMONG
UNITED TECHNOLOGIES CORPORATION, CHARLOTTE
LUCAS CORPORATION, A WHOLLY OWNED
SUBSIDIARY OF UNITED TECHNOLOGIES
CORPORATION, AND GOODRICH CORPORATION.
2. APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE COMPENSATION TO BE PAID TO GOODRICH'S
NAMED EXECUTIVE OFFICERS THAT IS BASED ON
OR OTHERWISE RELATES TO THE MERGER.
3. APPROVE ADJOURNMENTS OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933632968
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 21-Jun-2012
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012.
3A. THE APPROVAL OF THE ADOPTION OF GOOGLE'S Mgmt Against Against
FOURTH AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION: THE APPROVAL OF THE ADOPTION
OF AMENDMENTS TO GOOGLE'S THIRD AMENDED AND
RESTATED CERTIFICATE OF INCORPORATION TO
ESTABLISH THE CLASS C CAPITAL STOCK AND TO
MAKE CERTAIN CLARIFYING CHANGES.
3B. THE APPROVAL OF THE ADOPTION OF GOOGLE'S Mgmt Against Against
FOURTH AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION: THE APPROVAL OF THE ADOPTION
OF AMENDMENTS TO GOOGLE'S THIRD AMENDED AND
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
CLASS A COMMON STOCK FROM 6 BILLION TO 9
BILLION.
3C. THE APPROVAL OF THE ADOPTION OF GOOGLE'S Mgmt For For
FOURTH AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION: THE APPROVAL OF THE ADOPTION
OF AMENDMENTS TO GOOGLE'S THIRD AMENDED AND
RESTATED CERTIFICATE OF INCORPORATION TO
PROVIDE FOR THE TREATMENT OF SHARES OF
CLASS A COMMON STOCK IN A MANNER THAT IS AT
LEAST AS FAVORABLE AS THE SHARES OF CLASS B
COMMON STOCK.
4. THE APPROVAL OF GOOGLE'S 2012 STOCK PLAN. Mgmt Against Against
5. THE APPROVAL OF GOOGLE'S 2012 INCENTIVE Mgmt Against Against
COMPENSATION PLAN FOR EMPLOYEES AND
CONSULTANTS OF MOTOROLA MOBILITY.
6. A STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
ADVISORY VOTE ON POLITICAL CONTRIBUTIONS,
IF PROPERLY PRESENTED AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING MANDATORY Shr Against For
ARBITRATION OF CERTAIN SHAREHOLDER CLAIMS,
IF PROPERLY PRESENTED AT THE MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933585082
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 16-May-2012
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1F ELECTION OF DIRECTOR: S.M. GILLIS Mgmt For For
1G ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1H ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1I ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1K ELECTION OF DIRECTOR: D.L. REED Mgmt For For
2 PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For
OF AUDITORS.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 PROPOSAL TO AMEND AND RESTATE THE Mgmt For For
HALLIBURTON COMPANY STOCK AND INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
HATTERAS FINANCIAL CORP. Agenda Number: 933570409
--------------------------------------------------------------------------------------------------------------------------
Security: 41902R103
Meeting Type: Annual
Meeting Date: 02-May-2012
Ticker: HTS
ISIN: US41902R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL R. HOUGH Mgmt For For
BENJAMIN M. HOUGH Mgmt For For
DAVID W. BERSON Mgmt For For
IRA G. KAWALLER Mgmt For For
JEFFREY D. MILLER Mgmt For For
THOMAS D. WREN Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2012.
3 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HAWAIIAN ELECTRIC INDUSTRIES, INC. Agenda Number: 933570562
--------------------------------------------------------------------------------------------------------------------------
Security: 419870100
Meeting Type: Annual
Meeting Date: 09-May-2012
Ticker: HE
ISIN: US4198701009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CONSTANCE H. LAU Mgmt For For
A. MAURICE MYERS Mgmt For For
JAMES K. SCOTT, ED.D. Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE HEI'S Mgmt For For
EXECUTIVE COMPENSATION
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS HEI'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012
--------------------------------------------------------------------------------------------------------------------------
HCA HOLDINGS, INC Agenda Number: 933563012
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101
Meeting Type: Annual
Meeting Date: 26-Apr-2012
Ticker: HCA
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD M. BRACKEN Mgmt Withheld Against
R. MILTON JOHNSON Mgmt Withheld Against
JOHN P. CONNAUGHTON Mgmt Withheld Against
KENNETH W. FREEMAN Mgmt Withheld Against
THOMAS F. FRIST III Mgmt Withheld Against
WILLIAM R. FRIST Mgmt Withheld Against
CHRISTOPHER R. GORDON Mgmt Withheld Against
JAY O. LIGHT Mgmt For For
GEOFFREY G. MEYERS Mgmt For For
MICHAEL W. MICHELSON Mgmt Withheld Against
JAMES C. MOMTAZEE Mgmt Withheld Against
STEPHEN G. PAGLIUCA Mgmt Withheld Against
WAYNE J. RILEY, M.D. Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2012
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4 ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
HEALTHCARE REALTY TRUST INCORPORATED Agenda Number: 933579231
--------------------------------------------------------------------------------------------------------------------------
Security: 421946104
Meeting Type: Annual
Meeting Date: 15-May-2012
Ticker: HR
ISIN: US4219461047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ERROL L. BIGGS, PH.D. Mgmt For For
C. RAYMOND FERNANDEZ Mgmt For For
BRUCE D. SULLIVAN, CPA Mgmt For For
2 RATIFY THE APPOINTMENT OF BDO USA, LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 TO APPROVE THE FOLLOWING RESOLUTION: Mgmt For For
RESOLVED, THAT THE SHAREHOLDERS OF
HEALTHCARE REALTY TRUST INCORPORATED
APPROVE, ON A NON-BINDING ADVISORY BASIS,
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED PURSUANT TO ITEM 402
OF REGULATION S-K IN THE COMPANY'S PROXY
STATEMENT FOR THE 2012 ANNUAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 933549834
--------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 21-Mar-2012
Ticker: HPQ
ISIN: US4282361033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: M. L. ANDREESSEN Mgmt For For
1B ELECTION OF DIRECTOR: S. BANERJI Mgmt For For
1C ELECTION OF DIRECTOR: R. L. GUPTA Mgmt For For
1D ELECTION OF DIRECTOR: J. H. HAMMERGREN Mgmt For For
1E ELECTION OF DIRECTOR: R. J. LANE Mgmt For For
1F ELECTION OF DIRECTOR: A. M. LIVERMORE Mgmt For For
1G ELECTION OF DIRECTOR: G. M. REINER Mgmt For For
1H ELECTION OF DIRECTOR: P. F. RUSSO Mgmt For For
1I ELECTION OF DIRECTOR: G. K. THOMPSON Mgmt For For
1J ELECTION OF DIRECTOR: M. C. WHITMAN Mgmt For For
1K ELECTION OF DIRECTOR: R. V. WHITWORTH Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2012.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 STOCKHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr For Against
TO RETAIN SIGNIFICANT STOCK."
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933558631
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 23-Apr-2012
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H. ELECTION OF DIRECTOR: CLIVE R. HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. INDEPENDENT BOARD CHAIRMAN. Shr For Against
5. POLITICAL CONTRIBUTIONS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 933569975
--------------------------------------------------------------------------------------------------------------------------
Security: 443510201
Meeting Type: Annual
Meeting Date: 08-May-2012
Ticker: HUBB
ISIN: US4435102011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LYNN J. GOOD Mgmt For For
ANTHONY J. GUZZI Mgmt For For
NEAL J. KEATING Mgmt For For
JOHN F. MALLOY Mgmt For For
ANDREW MCNALLY IV Mgmt For For
TIMOTHY H. POWERS Mgmt For For
G. JACKSON RATCLIFFE Mgmt For For
CARLOS A. RODRIGUEZ Mgmt For For
JOHN G. RUSSELL Mgmt For For
RICHARD J. SWIFT Mgmt For For
DANIEL S. VAN RIPER Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2012.
--------------------------------------------------------------------------------------------------------------------------
HUMAN GENOME SCIENCES, INC. Agenda Number: 933584698
--------------------------------------------------------------------------------------------------------------------------
Security: 444903108
Meeting Type: Annual
Meeting Date: 16-May-2012
Ticker: HGSI
ISIN: US4449031081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALLAN BAXTER, PH.D. Mgmt For For
RICHARD J. DANZIG Mgmt For For
COLIN GODDARD, PH.D. Mgmt For For
MAXINE GOWEN, PH.D. Mgmt For For
TUAN HA-NGOC Mgmt For For
JERRY KARABELAS, PH.D. Mgmt For For
J.L. LAMATTINA, PH.D. Mgmt For For
AUGUSTINE LAWLOR Mgmt For For
GEORGE J. MORROW Mgmt For For
GREGORY NORDEN Mgmt For For
H. THOMAS WATKINS Mgmt For For
ROBERT C. YOUNG, M.D. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
INTEGRYS ENERGY GROUP INC Agenda Number: 933571487
--------------------------------------------------------------------------------------------------------------------------
Security: 45822P105
Meeting Type: Annual
Meeting Date: 10-May-2012
Ticker: TEG
ISIN: US45822P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEITH E. BAILEY Mgmt For For
WILLIAM J. BRODSKY Mgmt For For
ALBERT J. BUDNEY, JR. Mgmt For For
P. SAN JUAN CAFFERTY Mgmt For For
ELLEN CARNAHAN Mgmt For For
MICHELLE L. COLLINS Mgmt For For
K.M. HASSELBLAD-PASCALE Mgmt For For
JOHN W. HIGGINS Mgmt For For
PAUL W. JONES Mgmt For For
HOLLY K. KOEPPEL Mgmt For For
MICHAEL E. LAVIN Mgmt For For
WILLIAM F. PROTZ, JR. Mgmt For For
CHARLES A. SCHROCK Mgmt For For
2. THE APPROVAL OF A NON-BINDING ADVISORY Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
3. THE APPROVAL OF AN AMENDMENT TO OUR Mgmt For For
ARTICLES OF INCORPORATION TO ADOPT A
MAJORITY VOTING STANDARD FOR FUTURE
DIRECTOR ELECTIONS.
4. THE RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
INTEGRYS ENERGY GROUP AND ITS SUBSIDIARIES
FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933577061
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 17-May-2012
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1C. ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1E. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1I. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR CURRENT YEAR
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. STOCKHOLDER PROPOSAL: WHETHER TO HOLD AN Shr Against For
ADVISORY VOTE ON POLITICAL CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933564204
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 24-Apr-2012
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A. J. P. BELDA Mgmt For For
1B ELECTION OF DIRECTOR: W. R. BRODY Mgmt For For
1C ELECTION OF DIRECTOR: K. I. CHENAULT Mgmt For For
1D ELECTION OF DIRECTOR: M. L. ESKEW Mgmt For For
1E ELECTION OF DIRECTOR: D. N. FARR Mgmt For For
1F ELECTION OF DIRECTOR: S. A. JACKSON Mgmt For For
1G ELECTION OF DIRECTOR: A. N. LIVERIS Mgmt For For
1H ELECTION OF DIRECTOR: W. J. MCNERNEY, JR. Mgmt For For
1I ELECTION OF DIRECTOR: J. W. OWENS Mgmt For For
1J ELECTION OF DIRECTOR: S. J. PALMISANO Mgmt For For
1K ELECTION OF DIRECTOR: V. M. ROMETTY Mgmt For For
1L ELECTION OF DIRECTOR: J. E. SPERO Mgmt For For
1M ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1N ELECTION OF DIRECTOR: L. H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(PAGE 72)
04 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING Shr For Against
(PAGE 73)
05 STOCKHOLDER PROPOSAL TO REVIEW POLITICAL Shr Against For
CONTRIBUTIONS - TRADE ASSOCIATIONS POLICY
(PAGE 74)
06 STOCKHOLDER PROPOSAL FOR DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES (PAGE 75)
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY Agenda Number: 933544567
--------------------------------------------------------------------------------------------------------------------------
Security: 459902102
Meeting Type: Annual
Meeting Date: 05-Mar-2012
Ticker: IGT
ISIN: US4599021023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAGET L. ALVES Mgmt For For
JANICE CHAFFIN Mgmt For For
GREG CREED Mgmt For For
PATTI S. HART Mgmt For For
ROBERT J. MILLER Mgmt For For
DAVID E. ROBERSON Mgmt For For
VINCENT L. SADUSKY Mgmt For For
PHILIP G. SATRE Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt Against Against
COMPENSATION.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS IGT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2012.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 933558326
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 19-Apr-2012
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: GARY S. GUTHART, Mgmt For For
PH.D.
1.2 ELECTION OF DIRECTOR: MARK J. RUBASH Mgmt For For
1.3 ELECTION OF DIRECTOR: LONNIE M. SMITH Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2010 INCENTIVE AWARD PLAN
3. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
4. TO APPROVE THE AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE THE
CLASSIFIED STRUCTURE OF THE BOARD AND TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS
5. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2012
--------------------------------------------------------------------------------------------------------------------------
J. C. PENNEY COMPANY, INC. Agenda Number: 933578986
--------------------------------------------------------------------------------------------------------------------------
Security: 708160106
Meeting Type: Annual
Meeting Date: 18-May-2012
Ticker: JCP
ISIN: US7081601061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM A. ACKMAN Mgmt For For
1B. ELECTION OF DIRECTOR: COLLEEN C. BARRETT Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS J. ENGIBOUS Mgmt For For
1D. ELECTION OF DIRECTOR: KENT B. FOSTER Mgmt For For
1E. ELECTION OF DIRECTOR: RONALD B. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: GERALDINE B. Mgmt For For
LAYBOURNE
1G. ELECTION OF DIRECTOR: BURL OSBORNE Mgmt For For
1H. ELECTION OF DIRECTOR: LEONARD H. ROBERTS Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN ROTH Mgmt For For
1J. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1K. ELECTION OF DIRECTOR: R. GERALD TURNER Mgmt For For
1L. ELECTION OF DIRECTOR: MARY BETH WEST Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING FEBRUARY 2, 2013.
3. TO APPROVE THE 2012 LONG-TERM INCENTIVE Mgmt Against Against
PLAN.
4. TO APPROVE THE MANAGEMENT INCENTIVE Mgmt For For
COMPENSATION PROGRAM.
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933562301
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 26-Apr-2012
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1F. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1M. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
3. APPROVAL OF THE COMPANY'S 2012 LONG-TERM Mgmt For For
INCENTIVE PLAN
4. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012
5. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr For Against
CHAIRMAN
6. SHAREHOLDER PROPOSAL ON BINDING VOTE ON Shr Against For
POLITICAL CONTRIBUTIONS
7. SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL Shr Against For
METHODS FOR TRAINING
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933581301
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 15-May-2012
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. POLITICAL NON-PARTISANSHIP Shr Against For
5. INDEPENDENT DIRECTOR AS CHAIRMAN Shr For Against
6. LOAN SERVICING Shr Against For
7. CORPORATE POLITICAL CONTRIBUTIONS REPORT Shr Against For
8. GENOCIDE-FREE INVESTING Shr Against For
9. SHAREHOLDER ACTION BY WRITTEN CONSENT Shr For Against
10. STOCK RETENTION Shr For Against
--------------------------------------------------------------------------------------------------------------------------
KEMPER CORPORATION Agenda Number: 933569216
--------------------------------------------------------------------------------------------------------------------------
Security: 488401100
Meeting Type: Annual
Meeting Date: 02-May-2012
Ticker: KMPR
ISIN: US4884011002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES E. ANNABLE Mgmt For For
1B. ELECTION OF DIRECTOR: DOUGLAS G. GEOGA Mgmt For For
1C. ELECTION OF DIRECTOR: REUBEN L. HEDLUND Mgmt For For
1D. ELECTION OF DIRECTOR: JULIE M. HOWARD Mgmt For For
1E. ELECTION OF DIRECTOR: WAYNE KAUTH Mgmt For For
1F. ELECTION OF DIRECTOR: FAYEZ S. SAROFIM Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD G. SOUTHWELL Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID P. STORCH Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD C. VIE Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 933559657
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 03-May-2012
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN F. BERGSTROM Mgmt For For
1C. ELECTION OF DIRECTOR: ABELARDO E. BRU Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. DECHERD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1F. ELECTION OF DIRECTOR: FABIAN T. GARCIA Mgmt For For
1G. ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. JENNESS Mgmt For For
1I. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1L. ELECTION OF DIRECTOR: MARC J. SHAPIRO Mgmt For For
2. RATIFICATION OF AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS INC. Agenda Number: 933593609
--------------------------------------------------------------------------------------------------------------------------
Security: 50075N104
Meeting Type: Annual
Meeting Date: 23-May-2012
Ticker: KFT
ISIN: US50075N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MYRA M. HART Mgmt For For
1B. ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1F. ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For
1G. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1I. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1J. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1K. ELECTION OF DIRECTOR: J.F. VAN BOXMEER Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF AMENDMENT TO CHANGE COMPANY Mgmt For For
NAME.
4. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS.
5. SHAREHOLDER PROPOSAL: SUSTAINABLE FORESTRY Shr Against For
REPORT.
6. SHAREHOLDER PROPOSAL:REPORT ON EXTENDED Shr For Against
PRODUCER RESPONSIBILITY.
7. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 933621016
--------------------------------------------------------------------------------------------------------------------------
Security: 517834107
Meeting Type: Annual
Meeting Date: 07-Jun-2012
Ticker: LVS
ISIN: US5178341070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JASON N. ADER Mgmt For For
MICHAEL A. LEVEN Mgmt For For
JEFFREY H. SCHWARTZ Mgmt For For
2. TO CONSIDER AND ACT UPON THE RATIFICATION Mgmt For For
OF THE SELECTION OF PRICEWATERHOUSECOOPERS
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. TO CONSIDER AND ACT UPON AN ADVISORY Mgmt Against Against
(NON-BINDING) PROPOSAL ON THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON, INC. Agenda Number: 933479847
--------------------------------------------------------------------------------------------------------------------------
Security: 524901105
Meeting Type: Annual
Meeting Date: 26-Jul-2011
Ticker: LM
ISIN: US5249011058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
HAROLD L. ADAMS Mgmt For For
JOHN T. CAHILL Mgmt For For
MARK R. FETTING Mgmt For For
MARGARET M. RICHARDSON Mgmt For For
KURT L. SCHMOKE Mgmt For For
2 AMENDMENT AND RE-APPROVAL OF THE LEGG Mgmt For For
MASON, INC. 1996 EQUITY INCENTIVE PLAN;
3 AMENDMENT OF THE LEGG MASON, INC. ARTICLES Mgmt For For
OF INCORPORATION TO PROVIDE FOR THE ANNUAL
ELECTION OF DIRECTORS;
4 AN ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS;
5 AN ADVISORY VOTE ON FREQUENCY OF ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS;
6 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM;
--------------------------------------------------------------------------------------------------------------------------
LEGGETT & PLATT, INCORPORATED Agenda Number: 933577059
--------------------------------------------------------------------------------------------------------------------------
Security: 524660107
Meeting Type: Annual
Meeting Date: 10-May-2012
Ticker: LEG
ISIN: US5246601075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT E. BRUNNER Mgmt For For
1B. ELECTION OF DIRECTOR: RALPH W. CLARK Mgmt For For
1C. ELECTION OF DIRECTOR: R. TED ENLOE, III Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD T. FISHER Mgmt For For
1E. ELECTION OF DIRECTOR: MATTHEW C. FLANIGAN Mgmt For For
1F. ELECTION OF DIRECTOR: KARL G. GLASSMAN Mgmt For For
1G. ELECTION OF DIRECTOR: RAY A. GRIFFITH Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID S. HAFFNER Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH W. MCCLANATHAN Mgmt For For
1J. ELECTION OF DIRECTOR: JUDY C. ODOM Mgmt For For
1K. ELECTION OF DIRECTOR: MAURICE E. PURNELL, Mgmt For For
JR.
1L. ELECTION OF DIRECTOR: PHOEBE A. WOOD Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2012.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY'S FLEXIBLE STOCK PLAN.
4. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT.
5. A SHAREHOLDER PROPOSAL REQUESTING THE Shr For Against
ADDITION OF SEXUAL ORIENTATION AND GENDER
IDENTITY TO THE COMPANY'S WRITTEN
NON-DISCRIMINATION POLICY.
--------------------------------------------------------------------------------------------------------------------------
LENDER PROCESSING SERVICES, INC. Agenda Number: 933589206
--------------------------------------------------------------------------------------------------------------------------
Security: 52602E102
Meeting Type: Annual
Meeting Date: 24-May-2012
Ticker: LPS
ISIN: US52602E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID K. HUNT Mgmt For For
JAMES K. HUNT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2012 FISCAL YEAR.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY PROPERTY TRUST Agenda Number: 933593801
--------------------------------------------------------------------------------------------------------------------------
Security: 531172104
Meeting Type: Annual
Meeting Date: 22-May-2012
Ticker: LRY
ISIN: US5311721048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FREDERICK F. BUCHHOLZ Mgmt For For
THOMAS C. DELOACH, JR. Mgmt For For
KATHERINE E. DIETZE Mgmt For For
DANIEL P. GARTON Mgmt For For
WILLIAM P. HANKOWSKY Mgmt For For
M. LEANNE LACHMAN Mgmt For For
DAVID L. LINGERFELT Mgmt For For
STEPHEN B. SIEGEL Mgmt For For
STEPHEN D. STEINOUR Mgmt For For
2. ADVISORY VOTE TO APPROVE THE TRUST'S NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. APPROVAL OF THE PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF ERNST & YOUNG LLP AS THE
TRUST'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
4. APPROVAL OF THE PROPOSAL TO ADOPT THE Mgmt For For
LIBERTY PROPERTY TRUST AMENDED AND RESTATED
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
LIMITED BRANDS, INC. Agenda Number: 933599221
--------------------------------------------------------------------------------------------------------------------------
Security: 532716107
Meeting Type: Annual
Meeting Date: 24-May-2012
Ticker: LTD
ISIN: US5327161072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JAMES L. HESKETT Mgmt For For
1.2 ELECTION OF DIRECTOR: ALLAN R. TESSLER Mgmt For For
1.3 ELECTION OF DIRECTOR: ABIGAIL S. WEXNER Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4 PROPOSAL TO AMEND OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO REMOVE SUPERMAJORITY
VOTING REQUIREMENTS
5 STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN
6 STOCKHOLDER PROPOSAL REGARDING OUR Shr For Against
CLASSIFIED BOARD
7 STOCKHOLDER PROPOSAL REGARDING SPECIAL Shr For Against
MEETINGS OF STOCKHOLDERS
8 STOCKHOLDER PROPOSAL REGARDING SHARE Shr For Against
RETENTION POLICY
--------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 933600226
--------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 24-May-2012
Ticker: LNC
ISIN: US5341871094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GEORGE W. HENDERSON Mgmt For For
III
1B ELECTION OF DIRECTOR: ERIC G. JOHNSON Mgmt For For
1C ELECTION OF DIRECTOR: M. LEANNE LACHMAN Mgmt For For
1D ELECTION OF DIRECTOR: ISAIAH TIDWELL Mgmt For For
2 TO RATIFY ERNST AND YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012
3 TO APPROVE AN ADVISORY RESOLUTION ON THE Mgmt For For
COMPANY'S 2011 EXECUTIVE COMPENSATION AS
DISCLOSED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION Agenda Number: 933508472
--------------------------------------------------------------------------------------------------------------------------
Security: 535678106
Meeting Type: Annual
Meeting Date: 02-Nov-2011
Ticker: LLTC
ISIN: US5356781063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT H. SWANSON, JR. Mgmt For For
LOTHAR MAIER Mgmt For For
ARTHUR C. AGNOS Mgmt For For
JOHN J. GORDON Mgmt For For
DAVID S. LEE Mgmt For For
RICHARD M. MOLEY Mgmt For For
THOMAS S. VOLPE Mgmt For For
02 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING JULY 1, 2012.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933605911
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 01-Jun-2012
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
PETER C. BROWNING Mgmt For For
RICHARD W. DREILING Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT L. JOHNSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2012.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF AN AMENDMENT TO THE LOWE'S Mgmt For For
COMPANIES EMPLOYEE STOCK PURCHASE PLAN -
STOCK OPTIONS FOR EVERYONE - TO INCREASE
THE NUMBER OF SHARES AUTHORIZED FOR
ISSUANCE UNDER THE PLAN. LOWE'S
BOARD OF DIRECTORS RECOMMENDS YOU VOTE
AGAINST THE FOLLOWING PROPOSALS
5. SHAREHOLDER PROPOSAL REGARDING REPORT ON Shr For Against
POLITICAL SPENDING.
6. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr For Against
SEVERANCE AGREEMENTS.
7. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr For Against
STOCK RETENTION REQUIREMENTS.
--------------------------------------------------------------------------------------------------------------------------
MACK-CALI REALTY CORPORATION Agenda Number: 933613425
--------------------------------------------------------------------------------------------------------------------------
Security: 554489104
Meeting Type: Annual
Meeting Date: 05-Jun-2012
Ticker: CLI
ISIN: US5544891048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MITCHELL E. HERSH Mgmt For For
ALAN S. BERNIKOW Mgmt For For
IRVIN D. REID Mgmt For For
2. ADVISORY VOTE APPROVING THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS, AS SUCH
COMPENSATION IS DESCRIBED UNDER THE
"COMPENSATION DISCUSSION AND ANALYSIS" AND
"EXECUTIVE COMPENSATION" SECTIONS OF THE
ACCOMPANYING PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
MACY'S INC. Agenda Number: 933591441
--------------------------------------------------------------------------------------------------------------------------
Security: 55616P104
Meeting Type: Annual
Meeting Date: 18-May-2012
Ticker: M
ISIN: US55616P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: DEIRDRE P. CONNELLY Mgmt For For
1C. ELECTION OF DIRECTOR: MEYER FELDBERG Mgmt For For
1D. ELECTION OF DIRECTOR: SARA LEVINSON Mgmt For For
1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1G. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1H. ELECTION OF DIRECTOR: PAUL C. VARGA Mgmt For For
1I. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
1J. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. THE PROPOSED RATIFICATION OF THE Mgmt For For
APPOINTMENT OF KPMG LLP AS MACY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 2,
2013.
3. APPROVAL OF MACY'S SENIOR EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
5. SHAREHOLDER PROPOSAL REGARDING RACCOON DOG Shr Against For
FUR.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 933581313
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 17-May-2012
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ZACHARY W. CARTER Mgmt For For
1B. ELECTION OF DIRECTOR: BRIAN DUPERREAULT Mgmt For For
1C. ELECTION OF DIRECTOR: OSCAR FANJUL Mgmt For For
1D. ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For
1E. ELECTION OF DIRECTOR: LORD LANG OF MONKTON Mgmt For For
1F. ELECTION OF DIRECTOR: ELAINE LA ROCHE Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN A. MILLS Mgmt For For
1H. ELECTION OF DIRECTOR: BRUCE P. NOLOP Mgmt For For
1I. ELECTION OF DIRECTOR: MARC D. OKEN Mgmt For For
1J. ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Mgmt For For
1K. ELECTION OF DIRECTOR: ADELE SIMMONS Mgmt For For
1L. ELECTION OF DIRECTOR: LLOYD M. YATES Mgmt For For
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY (NONBINDING) VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda Number: 933574522
--------------------------------------------------------------------------------------------------------------------------
Security: 577081102
Meeting Type: Annual
Meeting Date: 10-May-2012
Ticker: MAT
ISIN: US5770811025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT A. ECKERT Mgmt For For
1C. ELECTION OF DIRECTOR: TREVOR A. EDWARDS Mgmt For For
1D. ELECTION OF DIRECTOR: DR. FRANCES D. Mgmt For For
FERGUSSON
1E. ELECTION OF DIRECTOR: DOMINIC NG Mgmt For For
1F. ELECTION OF DIRECTOR: VASANT M. PRABHU Mgmt For For
1G. ELECTION OF DIRECTOR: DR. ANDREA L. RICH Mgmt For For
1H. ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For
1I. ELECTION OF DIRECTOR: CHRISTOPHER A. Mgmt For For
SINCLAIR
1J. ELECTION OF DIRECTOR: BRYAN G. STOCKTON Mgmt For For
1K. ELECTION OF DIRECTOR: DIRK VAN DE PUT Mgmt For For
1L. ELECTION OF DIRECTOR: KATHY WHITE LOYD Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION, AS DESCRIBED IN THE
MATTEL, INC. PROXY STATEMENT.
3. APPROVAL OF THE NEW MATTEL INCENTIVE PLAN Mgmt For For
AND THE MATERIAL TERMS OF ITS PERFORMANCE
GOALS.
4. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MATTEL,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. Agenda Number: 933513233
--------------------------------------------------------------------------------------------------------------------------
Security: 57772K101
Meeting Type: Annual
Meeting Date: 16-Nov-2011
Ticker: MXIM
ISIN: US57772K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TUNC DOLUCA Mgmt For For
B. KIPLING HAGOPIAN Mgmt For For
JAMES R. BERGMAN Mgmt For For
JOSEPH R. BRONSON Mgmt For For
ROBERT E. GRADY Mgmt For For
WILLIAM D. WATKINS Mgmt Withheld Against
A.R. FRANK WAZZAN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS MAXIM'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2012.
03 TO RATIFY AND APPROVE AN AMENDMENT TO Mgmt For For
MAXIM'S 2008 EMPLOYEE STOCK PURCHASE PLAN
TO INCREASE THE NUMBER OF SHARES AVAILABLE
FOR ISSUANCE THEREUNDER BY 2,000,000
SHARES.
04 TO RATIFY AND APPROVE AN AMENDMENT TO Mgmt For For
MAXIM'S AMENDED AND RESTATED 1996 STOCK
INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY
7,000,000 SHARES.
05 TO APPROVE THE COMPENSATION OF MAXIM'S Mgmt For For
NAMED EXECUTIVE OFFICERS PURSUANT TO AN
ADVISORY VOTE THEREON.
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPENSATION OF
MAXIM'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933595247
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 24-May-2012
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT A. ECKERT Mgmt For For
1B. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: JEANNE P. JACKSON Mgmt For For
1D. ELECTION OF DIRECTOR: ANDREW J. MCKENNA Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD THOMPSON Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF THE 2012 OMNIBUS STOCK Mgmt For For
OWNERSHIP PLAN.
4. APPROVAL OF DECLASSIFICATION OF THE BOARD Mgmt For For
OF DIRECTORS.
5. APPROVAL OF SHAREHOLDERS' RIGHT TO CALL Mgmt For For
SPECIAL MEETINGS.
6. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2012.
7. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING A NUTRITION REPORT.
--------------------------------------------------------------------------------------------------------------------------
MEADWESTVACO CORPORATION Agenda Number: 933571766
--------------------------------------------------------------------------------------------------------------------------
Security: 583334107
Meeting Type: Annual
Meeting Date: 23-Apr-2012
Ticker: MWV
ISIN: US5833341077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A ELECTION OF DIRECTOR: MICHAEL E. CAMPBELL Mgmt For For
1.B ELECTION OF DIRECTOR: DR. THOMAS W. COLE, Mgmt For For
JR.
1.C ELECTION OF DIRECTOR: JAMES G. KAISER Mgmt For For
1.D ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1.E ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1.F ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For
1.G ELECTION OF DIRECTOR: DOUGLAS S. LUKE Mgmt For For
1.H ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Mgmt For For
1.I ELECTION OF DIRECTOR: GRACIA C. MARTORE Mgmt For For
1.J ELECTION OF DIRECTOR: TIMOTHY H. POWERS Mgmt For For
1.K ELECTION OF DIRECTOR: JANE L. WARNER Mgmt For For
1.L ELECTION OF DIRECTOR: ALAN D. WILSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS, INC. Agenda Number: 933528385
--------------------------------------------------------------------------------------------------------------------------
Security: 58405U102
Meeting Type: Special
Meeting Date: 21-Dec-2011
Ticker: MHS
ISIN: US58405U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JULY 20, 2011, AS AMENDED ON
NOVEMBER 7, 2011 AND AS IT MAY BE AMENDED
FROM TIME TO TIME (THE "MERGER AGREEMENT"),
BY AND AMONG EXPRESS SCRIPTS, INC., MEDCO
HEALTH SOLUTIONS, INC., ARISTOTLE HOLDING,
INC., ARISTOTLE MERGER SUB, INC., AND PLATO
MERGER SUB, INC.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT.
03 TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION ARRANGEMENTS FOR THE
COMPANY'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGERS CONTEMPLATED BY
THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 933486931
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 25-Aug-2011
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD H. ANDERSON Mgmt For For
DAVID L. CALHOUN Mgmt Withheld Against
VICTOR J. DZAU, M.D. Mgmt For For
OMAR ISHRAK Mgmt For For
SHIRLEY ANN JACKSON PHD Mgmt For For
JAMES T. LENEHAN Mgmt For For
DENISE M. O'LEARY Mgmt For For
KENDALL J. POWELL Mgmt For For
ROBERT C. POZEN Mgmt For For
JEAN-PIERRE ROSSO Mgmt For For
JACK W. SCHULER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION (A "SAY-ON-PAY" VOTE).
04 A NON-BINDING ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF SAY-ON-PAY VOTES.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933595158
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 22-May-2012
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDER Shr For Against
ACTION BY WRITTEN CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr For Against
SHAREHOLDER MEETINGS.
6. SHAREHOLDER PROPOSAL CONCERNING REPORT ON Shr Against For
CHARITABLE AND POLITICAL CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
MERCURY GENERAL CORPORATION Agenda Number: 933573493
--------------------------------------------------------------------------------------------------------------------------
Security: 589400100
Meeting Type: Annual
Meeting Date: 09-May-2012
Ticker: MCY
ISIN: US5894001008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE JOSEPH Mgmt For For
MARTHA E. MARCON Mgmt For For
DONALD R. SPUEHLER Mgmt For For
RICHARD E. GRAYSON Mgmt For For
DONALD P. NEWELL Mgmt For For
BRUCE A. BUNNER Mgmt For For
CHRISTOPHER GRAVES Mgmt For For
MICHAEL D. CURTIUS Mgmt For For
GABRIEL TIRADOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 933488454
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 19-Aug-2011
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVE SANGHI Mgmt For For
ALBERT J. HUGO-MARTINEZ Mgmt For For
L.B. DAY Mgmt For For
MATTHEW W. CHAPMAN Mgmt For For
WADE F. MEYERCORD Mgmt For For
02 PROPOSAL TO AMEND AND RESTATE OUR EXECUTIVE Mgmt For For
MANAGEMENT INCENTIVE COMPENSATION PLAN TO
REVISE THE DEFINITION OF "PERFORMANCE
GOALS" FOR PURPOSES OF SECTION 162(M) OF
THE INTERNAL REVENUE CODE.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE
FISCAL YEAR ENDING MARCH 31, 2012.
04 PROPOSAL TO APPROVE AN ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVES.
05 PROPOSAL REGARDING THE FREQUENCY OF HOLDING Mgmt 1 Year Against
AN ADVISORY VOTE ON THE COMPENSATION OF OUR
NAMED EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933510706
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 15-Nov-2011
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
5 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For
6 ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
7 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
8 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
9 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
10 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
11 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON NAMED EXECUTIVE OFFICER COMPENSATION.
12 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR.
13 SHAREHOLDER PROPOSAL 1. ESTABLISHMENT OF A Shr Against For
BOARD COMMITTEE ON ENVIRONMENTAL
SUSTAINABILITY.
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933535429
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 24-Jan-2012
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JANICE L. FIELDS Mgmt For For
1B ELECTION OF DIRECTOR: HUGH GRANT Mgmt For For
1C ELECTION OF DIRECTOR: C. STEVEN MCMILLAN Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2012.
03 ADVISORY (NON-BINDING) VOTE APPROVING Mgmt For For
EXECUTIVE COMPENSATION.
04 APPROVAL OF THE MONSANTO COMPANY 2005 Mgmt For For
LONG-TERM INCENTIVE PLAN (AS AMENDED AND
RESTATED AS OF JANUARY 24, 2012).
05 SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933589840
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 15-May-2012
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For For
1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1D ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1F ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1I ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1J ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1K ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Mgmt For For
1L ELECTION OF DIRECTOR: MASAAKI TANAKA Mgmt For For
1M ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR
3 TO AMEND THE 2007 EQUITY INCENTIVE Mgmt Against Against
COMPENSATION PLAN
4 TO AMEND THE DIRECTORS' EQUITY CAPITAL Mgmt For For
ACCUMULATION PLAN
5 TO APPROVE THE COMPENSATION OF EXECUTIVES Mgmt For For
AS DISCLOSED IN THE PROXY STATEMENT
(NON-BINDING ADVISORY RESOLUTION)
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 933558895
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 30-Apr-2012
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM J. BRATTON Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. DAHLBERG Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL V. HAYDEN Mgmt For For
1F. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1G. ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN A. WHITE Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012.
4. STOCKHOLDER PROPOSAL RE: ENCOURAGE Shr Against For
SUPPLIER(S) TO PUBLISH AN ANNUAL
SUSTAINABILITY REPORT.
5. STOCKHOLDER PROPOSAL RE: EXECUTIVES TO Shr For Against
RETAIN SIGNIFICANT STOCK.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL FUEL GAS COMPANY Agenda Number: 933545393
--------------------------------------------------------------------------------------------------------------------------
Security: 636180101
Meeting Type: Annual
Meeting Date: 08-Mar-2012
Ticker: NFG
ISIN: US6361801011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PHILIP C. ACKERMAN Mgmt For For
R. DON CASH Mgmt For For
STEPHEN E. EWING Mgmt For For
02 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR REGISTERED PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt Against Against
EXECUTIVES.
04 VOTE TO APPROVE THE 2012 ANNUAL AT RISK Mgmt For For
COMPENSATION INCENTIVE PLAN.
05 VOTE TO APPROVE THE 2012 PERFORMANCE Mgmt For For
INCENTIVE PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
NATIONWIDE HEALTH PROPERTIES, INC. Agenda Number: 933462006
--------------------------------------------------------------------------------------------------------------------------
Security: 638620104
Meeting Type: Special
Meeting Date: 01-Jul-2011
Ticker: NHP
ISIN: US6386201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF FEBRUARY 27, 2011, BY AND AMONG
VENTAS, INC., ITS WHOLLY OWNED SUBSIDIARY,
NEEDLES ACQUISITION LLC, AND NATIONWIDE
HEALTH PROPERTIES, INC. (NHP), AND APPROVE
THE MERGER OF NHP WITH AND INTO NEEDLES
ACQUISITION LLC AND THE OTHER TRANSACTIONS
CONTEMPLATED BY THE AGREEMENT AND PLAN OF
MERGER.
--------------------------------------------------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC. Agenda Number: 933616798
--------------------------------------------------------------------------------------------------------------------------
Security: 649445103
Meeting Type: Annual
Meeting Date: 07-Jun-2012
Ticker: NYB
ISIN: US6494451031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MAUREEN E. CLANCY Mgmt Withheld Against
HANIF DAHYA Mgmt For For
JOSEPH R. FICALORA Mgmt For For
JAMES J. O'DONOVAN Mgmt For For
2. APPROVAL OF THE NEW YORK COMMUNITY BANCORP, Mgmt For For
INC. 2012 STOCK INCENTIVE PLAN.
3. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF NEW YORK COMMUNITY
BANCORP, INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
4. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
NEWELL RUBBERMAID INC. Agenda Number: 933574952
--------------------------------------------------------------------------------------------------------------------------
Security: 651229106
Meeting Type: Annual
Meeting Date: 08-May-2012
Ticker: NWL
ISIN: US6512291062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS E. CLARKE Mgmt For For
1B. ELECTION OF DIRECTOR: ELIZABETH Mgmt For For
CUTHBERT-MILLETT
1C. ELECTION OF DIRECTOR: DOMENICO DE SOLE Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN J. STROBEL Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2012.
3. APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
IMPLEMENT THE ANNUAL ELECTION OF DIRECTORS.
4. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NEWS CORPORATION Agenda Number: 933503941
--------------------------------------------------------------------------------------------------------------------------
Security: 65248E203
Meeting Type: Annual
Meeting Date: 21-Oct-2011
Ticker: NWS
ISIN: US65248E2037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOSE MARIA AZNAR Mgmt Against Against
1B ELECTION OF DIRECTOR: NATALIE BANCROFT Mgmt Against Against
1C ELECTION OF DIRECTOR: PETER L. BARNES Mgmt Against Against
1D ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For For
1E ELECTION OF DIRECTOR: CHASE CAREY Mgmt Against Against
1F ELECTION OF DIRECTOR: DAVID F. DEVOE Mgmt Against Against
1G ELECTION OF DIRECTOR: VIET DINH Mgmt Against Against
1H ELECTION OF DIRECTOR: SIR RODERICK I. Mgmt Against Against
EDDINGTON
1I ELECTION OF DIRECTOR: JOEL I. KLEIN Mgmt For For
1J ELECTION OF DIRECTOR: ANDREW S.B. KNIGHT Mgmt Against Against
1K ELECTION OF DIRECTOR: JAMES R. MURDOCH Mgmt Against Against
1L ELECTION OF DIRECTOR: K. RUPERT MURDOCH Mgmt Against Against
1M ELECTION OF DIRECTOR: LACHLAN K. MURDOCH Mgmt Against Against
1N ELECTION OF DIRECTOR: ARTHUR M. SISKIND Mgmt Against Against
1O ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt Against Against
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2012.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda Number: 933572934
--------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 09-May-2012
Ticker: JWN
ISIN: US6556641008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL Mgmt For For
1B. ELECTION OF DIRECTOR: MICHELLE M. EBANKS Mgmt For For
1C. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: ROBERT G. MILLER Mgmt For For
1E. ELECTION OF DIRECTOR: BLAKE W. NORDSTROM Mgmt For For
1F. ELECTION OF DIRECTOR: ERIK B. NORDSTROM Mgmt For For
1G. ELECTION OF DIRECTOR: PETER E. NORDSTROM Mgmt For For
1H. ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt For For
1I. ELECTION OF DIRECTOR: B. KEVIN TURNER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
1K. ELECTION OF DIRECTOR: ALISON A. WINTER Mgmt For For
2. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
NORDSTROM, INC. EXECUTIVE MANAGEMENT BONUS
PLAN.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 933573544
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 10-May-2012
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CLAYTON C. DALEY, JR. Mgmt For For
JOHN J. FERRIOLA Mgmt For For
HARVEY B. GANTT Mgmt For For
BERNARD L. KASRIEL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NUCOR'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2012
3. STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTE
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 933587872
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 17-May-2012
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TENCH COXE Mgmt For For
1B. ELECTION OF DIRECTOR: MARK L. PERRY Mgmt For For
1C. ELECTION OF DIRECTOR: MARK A. STEVENS Mgmt For For
2. TO APPROVE THE AMENDED AND RESTATED 2007 Mgmt For For
EQUITY INCENTIVE PLAN.
3. TO APPROVE THE 2012 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
4. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
5. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 27,
2013.
--------------------------------------------------------------------------------------------------------------------------
NYSE EURONEXT Agenda Number: 933456837
--------------------------------------------------------------------------------------------------------------------------
Security: 629491101
Meeting Type: Special
Meeting Date: 07-Jul-2011
Ticker: NYX
ISIN: US6294911010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE BUSINESS COMBINATION Mgmt For For
AGREEMENT, DATED AS OF FEBRUARY 15, 2011,
AS AMENDED, BY AND AMONG DEUTSCHE BORSE AG,
NYSE EURONEXT, ALPHA BETA NETHERLANDS
HOLDING N.V. ("HOLDCO") AND POMME MERGER
CORPORATION, AND APPROVE THE TRANSACTIONS
CONTEMPLATED BY THE BUSINESS COMBINATION
AGREEMENT.
2A TO INCLUDE PROVISIONS IN THE HOLDCO Mgmt For For
ARTICLES OF ASSOCIATION TO AMEND THE HOLDCO
ARTICLES OF ASSOCIATION AND TO APPROVE
CERTAIN EXTRAORDINARY TRANSACTIONS OF
HOLDCO.
2B TO INCLUDE PROVISIONS IN THE HOLDCO Mgmt For For
ARTICLES OF ASSOCIATION TO ELECT DIRECTORS
IN CERTAIN CIRCUMSTANCES AND REMOVE
DIRECTORS.
2C TO INCLUDE PROVISIONS IN THE HOLDCO Mgmt For For
ARTICLES OF ASSOCIATION PROVIDING FOR THE
APPOINTMENT OF DIRECTORS TO THE HOLDCO
BOARD, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
03 APPROVE ANY PROPOSAL, IF MADE BY CHAIRMAN Mgmt For For
OF THE NYSE EURONEXT BOARD, TO ADJOURN OR
POSTPONE THE SPECIAL MEETING IN ORDER TO
(1) SOLICIT ADDITIONAL PROXIES WITH RESPECT
TO ABOVE-MENTIONED PROPOSALS &/OR (2) HOLD
SPECIAL MEETING ON A DATE THAT IS ON OR
ABOUT DATE OF EXPIRATION OF OFFER
ACCEPTANCE PERIOD FOR EXCHANGE OFFER, IN
EVENT THAT SUCH DATE OF EXPIRATION IS
EXTENDED.
--------------------------------------------------------------------------------------------------------------------------
NYSE EURONEXT Agenda Number: 933582757
--------------------------------------------------------------------------------------------------------------------------
Security: 629491101
Meeting Type: Annual
Meeting Date: 26-Apr-2012
Ticker: NYX
ISIN: US6294911010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANDRE BERGEN Mgmt For For
1B. ELECTION OF DIRECTOR: ELLYN L. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: MARSHALL N. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: DOMINIQUE CERUTTI Mgmt For For
1E. ELECTION OF DIRECTOR: PATRICIA M. CLOHERTY Mgmt For For
1F. ELECTION OF DIRECTOR: SIR GEORGE COX Mgmt For For
1G. ELECTION OF DIRECTOR: SYLVAIN HEFES Mgmt For For
1H. ELECTION OF DIRECTOR: JAN-MICHIEL HESSELS Mgmt For For
1I. ELECTION OF DIRECTOR: DUNCAN M. MCFARLAND Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. MCNULTY Mgmt For For
1K. ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER Mgmt For For
1L. ELECTION OF DIRECTOR: RICARDO SALGADO Mgmt Against Against
1M. ELECTION OF DIRECTOR: ROBERT G. SCOTT Mgmt For For
1N. ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For
1O. ELECTION OF DIRECTOR: RIJNHARD VAN TETS Mgmt For For
1P. ELECTION OF DIRECTOR: SIR BRIAN WILLIAMSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NYSE
EURONEXT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION (THE "SAY-ON-PAY"
PROPOSAL).
4. THE STOCKHOLDER PROPOSAL TO GIVE HOLDERS OF Shr For Against
10% OF THE OUTSTANDING COMMON STOCK THE
POWER TO CALL A SPECIAL STOCKHOLDER MEETING
(THE STEINER PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933577768
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 04-May-2012
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1F. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1G. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1H. ELECTION OF DIRECTOR: RAY R. IRANI Mgmt For For
1I. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1J. ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt For For
1K. ELECTION OF DIRECTOR: ROSEMARY TOMICH Mgmt For For
2. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF SELECTION OF KPMG AS Mgmt For For
INDEPENDENT AUDITORS.
4. REQUIRED NOMINATION OF DIRECTOR WITH Shr Against For
ENVIRONMENTAL EXPERTISE.
--------------------------------------------------------------------------------------------------------------------------
OGE ENERGY CORP. Agenda Number: 933582252
--------------------------------------------------------------------------------------------------------------------------
Security: 670837103
Meeting Type: Annual
Meeting Date: 17-May-2012
Ticker: OGE
ISIN: US6708371033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WAYNE H. BRUNETTI Mgmt For For
JOHN D. GROENDYKE Mgmt For For
KIRK HUMPHREYS Mgmt For For
ROBERT KELLEY Mgmt For For
ROBERT O. LORENZ Mgmt For For
JUDY R. MCREYNOLDS Mgmt For For
LEROY C. RICHIE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S PRINCIPAL
INDEPENDENT ACCOUNTANTS FOR 2012.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4 SHAREHOLDER PROPOSAL REGARDING SIMPLE Shr For Against
MAJORITY VOTE.
--------------------------------------------------------------------------------------------------------------------------
OLD NATIONAL BANCORP Agenda Number: 933571778
--------------------------------------------------------------------------------------------------------------------------
Security: 680033107
Meeting Type: Annual
Meeting Date: 10-May-2012
Ticker: ONB
ISIN: US6800331075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
ALAN W. BRAUN Mgmt For For
LARRY E. DUNIGAN Mgmt For For
NIEL C. ELLERBROOK Mgmt For For
ANDREW E. GOEBEL Mgmt For For
ROBERT G. JONES Mgmt For For
PHELPS L. LAMBERT Mgmt For For
ARTHUR H. MCELWEE, JR. Mgmt For For
JAMES T. MORRIS Mgmt For For
MARJORIE Z. SOYUGENC Mgmt For For
KELLY N. STANLEY Mgmt For For
LINDA E. WHITE Mgmt For For
2) APPROVAL OF THE OLD NATIONAL BANCORP Mgmt For For
AMENDED AND RESTATED 2008 INCENTIVE
COMPENSATION PLAN.
3) ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4) RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
OLD REPUBLIC INTERNATIONAL CORPORATION Agenda Number: 933623832
--------------------------------------------------------------------------------------------------------------------------
Security: 680223104
Meeting Type: Annual
Meeting Date: 25-May-2012
Ticker: ORI
ISIN: US6802231042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
HARRINGTON BISCHOF Mgmt For For
LEO E. KNIGHT, JR. Mgmt For For
CHARLES F. TITTERTON Mgmt For For
STEVEN R. WALKER Mgmt For For
2 TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S AUDITORS FOR 2012
3 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
OLIN CORPORATION Agenda Number: 933562349
--------------------------------------------------------------------------------------------------------------------------
Security: 680665205
Meeting Type: Annual
Meeting Date: 26-Apr-2012
Ticker: OLN
ISIN: US6806652052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD W. BOGUS Mgmt For For
PHILIP J. SCHULZ Mgmt For For
VINCENT J. SMITH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933598344
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 22-May-2012
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For
1D. ELECTION OF DIRECTOR: MARY C. CHOKSI Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: LEONARD S. COLEMAN, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For
1L. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1M. ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE 2012
FISCAL YEAR.
3. COMPANY PROPOSAL TO APPROVE THE AMENDMENT Mgmt For For
TO OUR BY-LAWS TO PROVIDE THAT HOLDERS OF
AT LEAST 25% OF THE COMBINED VOTING POWER
OF THE COMPANY'S OUTSTANDING CAPITAL STOCK
MAY REQUEST A SPECIAL MEETING OF
SHAREHOLDERS.
4. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
5. SHAREHOLDER PROPOSAL REGARDING ANNUAL Shr For Against
DISCLOSURE OF EEO-1 DATA.
--------------------------------------------------------------------------------------------------------------------------
ONEOK, INC. Agenda Number: 933591655
--------------------------------------------------------------------------------------------------------------------------
Security: 682680103
Meeting Type: Annual
Meeting Date: 23-May-2012
Ticker: OKE
ISIN: US6826801036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1B. ELECTION OF DIRECTOR: JULIE H. EDWARDS Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM L. FORD Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN W. GIBSON Mgmt For For
1E. ELECTION OF DIRECTOR: BERT H. MACKIE Mgmt For For
1F. ELECTION OF DIRECTOR: STEVEN J. MALCOLM Mgmt For For
1G. ELECTION OF DIRECTOR: JIM W. MOGG Mgmt For For
1H. ELECTION OF DIRECTOR: PATTYE L. MOORE Mgmt For For
1I. ELECTION OF DIRECTOR: GARY D. PARKER Mgmt For For
1J. ELECTION OF DIRECTOR: EDUARDO A. RODRIGUEZ Mgmt For For
1K. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
1L. ELECTION OF DIRECTOR: DAVID J. TIPPECONNIC Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ONEOK, INC. FOR THE YEAR ENDING
DECEMBER 31, 2012.
3. A PROPOSAL TO APPROVE ADDITIONAL SHARES FOR Mgmt Against Against
ISSUANCE UNDER THE ONEOK, INC. EMPLOYEE
STOCK AWARD PROGRAM.
4. A PROPOSAL TO AMEND AND RESTATE THE ONEOK, Mgmt For For
INC. EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE UNDER THE PLAN.
5. A PROPOSAL TO AMEND THE ONEOK, INC. Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK.
6. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933499813
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 12-Oct-2011
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year
VOTES RELATING TO EXECUTIVE COMPENSATION.
4 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG AS THE INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR FISCAL 2012.
5 ACT ON A STOCKHOLDER PROPOSAL REGARDING Shr For Against
EQUITY RETENTION.
--------------------------------------------------------------------------------------------------------------------------
ORCHARD SUPPLY HARDWARE STORES CORP. Agenda Number: 933622056
--------------------------------------------------------------------------------------------------------------------------
Security: 685691404
Meeting Type: Annual
Meeting Date: 21-Jun-2012
Ticker: OSH
ISIN: US6856914048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MARK R. BAKER Mgmt Withheld Against
MARK A. BUSSARD Mgmt Withheld Against
WILLIAM C. CROWLEY Mgmt Withheld Against
KEVIN R. CZINGER Mgmt For For
SUSAN L. HEALY Mgmt Withheld Against
STEVEN L. MAHURIN Mgmt Withheld Against
KAREN M. ROSE Mgmt For For
BRYANT W. SCOTT Mgmt For For
2 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 2,
2013.
3 TO VOTE ON A NON-BINDING ADVISORY Mgmt For For
RESOLUTION REGARDING EXECUTIVE
COMPENSATION.
4 TO VOTE ON HOW FREQUENTLY A NON-BINDING Mgmt 1 Year Against
ADVISORY RESOLUTION REGARDING EXECUTIVE
COMPENSATION WILL BE SUBMITTED TO
STOCKHOLDERS IN THE FUTURE.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 933511063
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 26-Oct-2011
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT G. BOHN Mgmt For For
LINDA S. HARTY Mgmt For For
WILLIAM E. KASSLING Mgmt For For
ROBERT J. KOHLHEPP Mgmt For For
KLAUS-PETER MULLER Mgmt For For
CANDY M. OBOURN Mgmt For For
JOSEPH M. SCAMINACE Mgmt For For
WOLFGANG R. SCHMITT Mgmt For For
AKE SVENSSON Mgmt For For
JAMES L. WAINSCOTT Mgmt For For
DONALD E. WASHKEWICZ Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2012.
03 APPROVAL OF, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
04 DETERMINATION OF, ON A NON-BINDING, Mgmt 1 Year For
ADVISORY BASIS, WHETHER AN ADVISORY
SHAREHOLDER VOTE ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS WILL OCCUR EVERY.
05 SHAREHOLDER PROPOSAL TO AMEND THE CODE OF Shr Against For
REGULATIONS TO SEPARATE THE ROLES OF
CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE
OFFICER.
--------------------------------------------------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC. Agenda Number: 933617055
--------------------------------------------------------------------------------------------------------------------------
Security: 703481101
Meeting Type: Annual
Meeting Date: 07-Jun-2012
Ticker: PTEN
ISIN: US7034811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MARK S. SIEGEL Mgmt For For
KENNETH N. BERNS Mgmt For For
CHARLES O. BUCKNER Mgmt For For
CURTIS W. HUFF Mgmt For For
TERRY H. HUNT Mgmt For For
KENNETH R. PEAK Mgmt For For
CLOYCE A. TALBOTT Mgmt For For
2 APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
3 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF PATTERSON-UTI FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
PAYCHEX, INC. Agenda Number: 933502127
--------------------------------------------------------------------------------------------------------------------------
Security: 704326107
Meeting Type: Annual
Meeting Date: 11-Oct-2011
Ticker: PAYX
ISIN: US7043261079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: B. THOMAS GOLISANO Mgmt For For
1B ELECTION OF DIRECTOR: JOSEPH G. DOODY Mgmt For For
1C ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN Mgmt For For
1D ELECTION OF DIRECTOR: PHILLIP HORSLEY Mgmt For For
1E ELECTION OF DIRECTOR: GRANT M. INMAN Mgmt For For
1F ELECTION OF DIRECTOR: PAMELA A. JOSEPH Mgmt For For
1G ELECTION OF DIRECTOR: MARTIN MUCCI Mgmt For For
1H ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
1I ELECTION OF DIRECTOR: JOSEPH M. VELLI Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
PDL BIOPHARMA, INC. Agenda Number: 933609731
--------------------------------------------------------------------------------------------------------------------------
Security: 69329Y104
Meeting Type: Annual
Meeting Date: 05-Jun-2012
Ticker: PDLI
ISIN: US69329Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JODY S. LINDELL Mgmt For For
JOHN P. MCLAUGHLIN Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
PENTAIR, INC. Agenda Number: 933557071
--------------------------------------------------------------------------------------------------------------------------
Security: 709631105
Meeting Type: Annual
Meeting Date: 25-Apr-2012
Ticker: PNR
ISIN: US7096311052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLES A. HAGGERTY Mgmt For For
1B ELECTION OF DIRECTOR: RANDALL J. HOGAN Mgmt For For
1C ELECTION OF DIRECTOR: DAVID A. JONES Mgmt For For
2 TO APPROVE BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
PEPCO HOLDINGS, INC. Agenda Number: 933589218
--------------------------------------------------------------------------------------------------------------------------
Security: 713291102
Meeting Type: Annual
Meeting Date: 18-May-2012
Ticker: POM
ISIN: US7132911022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACK B. DUNN, IV Mgmt For For
TERENCE C. GOLDEN Mgmt For For
PATRICK T. HARKER Mgmt For For
FRANK O. HEINTZ Mgmt For For
BARBARA J. KRUMSIEK Mgmt For For
GEORGE F. MACCORMACK Mgmt For For
LAWRENCE C. NUSSDORF Mgmt For For
PATRICIA A. OELRICH Mgmt For For
JOSEPH M. RIGBY Mgmt For For
FRANK K. ROSS Mgmt For For
PAULINE A. SCHNEIDER Mgmt For For
LESTER P. SILVERMAN Mgmt For For
2. A PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
BASIS, THE COMPANY'S EXECUTIVE
COMPENSATION.
3. A PROPOSAL TO APPROVE THE PEPCO HOLDINGS, Mgmt For For
INC. 2012 LONG-TERM INCENTIVE PLAN.
4. A PROPOSAL TO APPROVE THE PERFORMANCE GOAL Mgmt For For
CRITERIA UNDER THE PEPCO HOLDINGS, INC.
LONG-TERM INCENTIVE PLAN.
5. A PROPOSAL TO APPROVE THE PEPCO HOLDINGS, Mgmt For For
INC. AMENDED AND RESTATED ANNUAL EXECUTIVE
INCENTIVE COMPENSATION PLAN.
6. A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933566842
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 02-May-2012
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1C. ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1D. ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1E. ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1F. ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1G. ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1H. ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1I. ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1J. ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1K. ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
1L. ELECTION OF DIRECTOR: A. WEISSER Mgmt For For
2. RATIFY THE APPOINTMENT KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2012.
3. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
4. RE-APPROVAL OF THE PERFORMANCE MEASURES Mgmt For For
UNDER OUR 2007 LONG-TERM INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL - LOBBYING PRACTICES Shr Against For
REPORT.
6. SHAREHOLDER PROPOSAL - FORMATION OF RISK Shr Against For
OVERSIGHT COMMITTEE.
7. SHAREHOLDER PROPOSAL - CHAIRMAN OF THE Shr For Against
BOARD SHALL BE AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933560472
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 26-Apr-2012
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1D. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1F. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1G. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt For For
1K. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1N. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING PUBLICATION Shr Against For
OF POLITICAL CONTRIBUTIONS.
5. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against
WRITTEN CONSENT.
6. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr For Against
SHAREHOLDER MEETINGS.
7. SHAREHOLDER PROPOSAL REGARDING ADVISORY Shr Against For
VOTE ON DIRECTOR PAY.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933572136
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 09-May-2012
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1E. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1F. ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1G. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1H. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1I. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1K. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1L. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF THE PHILIP MORRIS INTERNATIONAL Mgmt For For
INC. 2012 PERFORMANCE INCENTIVE PLAN
5. STOCKHOLDER PROPOSAL 1 - INDEPENDENT BOARD Shr Against For
CHAIR
6. STOCKHOLDER PROPOSAL 2 - CREATE AN Shr Against For
INDEPENDENT ETHICS COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
PLANTRONICS, INC. Agenda Number: 933483529
--------------------------------------------------------------------------------------------------------------------------
Security: 727493108
Meeting Type: Annual
Meeting Date: 05-Aug-2011
Ticker: PLT
ISIN: US7274931085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARV TSEU Mgmt For For
KEN KANNAPPAN Mgmt For For
BRIAN DEXHEIMER Mgmt For For
GREGG HAMMANN Mgmt For For
JOHN HART Mgmt For For
MARSHALL MOHR Mgmt For For
ROGER WERY Mgmt For For
02 RATIFY AND APPROVE AMENDMENTS TO THE 2003 Mgmt For For
STOCK PLAN, INCLUDING, AMONG OTHER THINGS,
AN INCREASE OF 1,700,000 SHARES OF COMMON
STOCK ISSUABLE THEREUNDER.
03 RATIFY AND APPROVE PLANTRONICS' 2012 Mgmt For For
EXECUTIVE INCENTIVE PLAN.
04 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF PLANTRONICS FOR FISCAL YEAR 2012.
05 NON-BINDING ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF PLANTRONICS' NAMED
EXECUTIVE OFFICERS.
06 NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF THE ADVISORY VOTE ON THE COMPENSATION OF
PLANTRONICS' NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC. Agenda Number: 933597859
--------------------------------------------------------------------------------------------------------------------------
Security: 74251V102
Meeting Type: Annual
Meeting Date: 22-May-2012
Ticker: PFG
ISIN: US74251V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RICHARD L. KEYSER Mgmt For For
1.2 ELECTION OF DIRECTOR: LUCA MAESTRI Mgmt For For
1.3 ELECTION OF DIRECTOR: ELIZABETH E. TALLETT Mgmt For For
2. ELIMINATION OF SUPERMAJORITY VOTING Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PROGRESS ENERGY, INC. Agenda Number: 933488682
--------------------------------------------------------------------------------------------------------------------------
Security: 743263105
Meeting Type: Special
Meeting Date: 23-Aug-2011
Ticker: PGN
ISIN: US7432631056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE PLAN OF MERGER CONTAINED IN Mgmt For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF JANUARY 8, 2011, BY AND AMONG DUKE
ENERGY CORPORATION, DIAMOND ACQUISITION
CORPORATION AND PROGRESS ENERGY, INC., AS
IT MAY BE AMENDED FROM TIME TO TIME, AND
THE MERGER DESCRIBED THEREIN.
02 TO ADJOURN THE PROGRESS ENERGY, INC. Mgmt For For
SPECIAL MEETING OF SHAREHOLDERS, IF
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda Number: 933559669
--------------------------------------------------------------------------------------------------------------------------
Security: 744573106
Meeting Type: Annual
Meeting Date: 17-Apr-2012
Ticker: PEG
ISIN: US7445731067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTORS: ALBERT R. GAMPER, Mgmt For For
JR.
1B ELECTION OF DIRECTORS: CONRAD K. HARPER Mgmt For For
1C ELECTION OF DIRECTORS: WILLIAM V. HICKEY Mgmt For For
1D ELECTION OF DIRECTORS: RALPH IZZO Mgmt For For
1E ELECTION OF DIRECTORS: SHIRLEY ANN JACKSON Mgmt For For
1F ELECTION OF DIRECTORS: DAVID LILLEY Mgmt For For
1G ELECTION OF DIRECTORS: THOMAS A. RENYI Mgmt For For
1H ELECTION OF DIRECTORS: HAK CHEOL SHIN Mgmt For For
1I ELECTION OF DIRECTORS: RICHARD J. SWIFT Mgmt For For
1J ELECTION OF DIRECTORS: SUSAN TOMASKY Mgmt For For
02 ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE
YEAR 2012.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933543933
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 06-Mar-2012
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
STEPHEN M. BENNETT Mgmt For For
DONALD G. CRUICKSHANK Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
THOMAS W. HORTON Mgmt For For
PAUL E. JACOBS Mgmt For For
ROBERT E. KAHN Mgmt For For
SHERRY LANSING Mgmt For For
DUANE A. NELLES Mgmt For For
FRANCISCO ROS Mgmt For For
BRENT SCOWCROFT Mgmt For For
MARC I. STERN Mgmt For For
02 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 30, 2012.
03 TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE THE PLURALITY VOTING PROVISION.
--------------------------------------------------------------------------------------------------------------------------
QUALITY SYSTEMS, INC. Agenda Number: 933484204
--------------------------------------------------------------------------------------------------------------------------
Security: 747582104
Meeting Type: Annual
Meeting Date: 11-Aug-2011
Ticker: QSII
ISIN: US7475821044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CRAIG A. BARBAROSH Mgmt For For
MURRAY F. BRENNAN, M.D. Mgmt For For
GEORGE H. BRISTOL Mgmt For For
PATRICK B. CLINE Mgmt For For
AHMED D. HUSSEIN Mgmt For For
D. RUSSELL PFLUEGER Mgmt For For
STEVEN T. PLOCHOCKI Mgmt For For
SHELDON RAZIN Mgmt For For
MAUREEN A. SPIVACK Mgmt For For
02 APPROVE SECOND AMENDED AND RESTATED 2005 Mgmt For For
STOCK OPTION AND INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS QSI'S
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING MARCH 31, 2012.
04 ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF AN Mgmt 1 Year For
ADVISORY VOTE ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
R.R. DONNELLEY & SONS COMPANY Agenda Number: 933604298
--------------------------------------------------------------------------------------------------------------------------
Security: 257867101
Meeting Type: Annual
Meeting Date: 17-May-2012
Ticker: RRD
ISIN: US2578671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. QUINLAN III Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
1C. ELECTION OF DIRECTOR: SUSAN M. CAMERON Mgmt For For
1D. ELECTION OF DIRECTOR: LEE A. CHADEN Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD L. CRANDALL Mgmt For For
1F. ELECTION OF DIRECTOR: JUDITH H. HAMILTON Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS S. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL T. RIORDAN Mgmt For For
1J. ELECTION OF DIRECTOR: OLIVER R. SOCKWELL Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. APPROVAL OF 2012 PERFORMANCE INCENTIVE Mgmt For For
PLAN.
4. RATIFICATION OF THE COMPANY'S INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
5. STOCKHOLDER PROPOSAL WITH RESPECT TO A Shr For Against
SUSTAINABLE PAPER PURCHASING REPORT.
--------------------------------------------------------------------------------------------------------------------------
RADIOSHACK CORPORATION Agenda Number: 933606141
--------------------------------------------------------------------------------------------------------------------------
Security: 750438103
Meeting Type: Annual
Meeting Date: 17-May-2012
Ticker: RSH
ISIN: US7504381036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT E. ABERNATHY Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK J. BELATTI Mgmt For For
1C. ELECTION OF DIRECTOR: JULIE A. DOBSON Mgmt For For
1D. ELECTION OF DIRECTOR: DANIEL R. FEEHAN Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES F. GOOCH Mgmt For For
1F. ELECTION OF DIRECTOR: H. EUGENE LOCKHART Mgmt For For
1G. ELECTION OF DIRECTOR: JACK L. MESSMAN Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS G. PLASKETT Mgmt For For
1I. ELECTION OF DIRECTOR: EDWINA D. WOODBURY Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
RADIOSHACK CORPORATION TO SERVE FOR THE
2012 FISCAL YEAR.
3. NON-BINDING, ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY Agenda Number: 933620343
--------------------------------------------------------------------------------------------------------------------------
Security: 755111507
Meeting Type: Annual
Meeting Date: 31-May-2012
Ticker: RTN
ISIN: US7551115071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES E. CARTWRIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: VERNON E. CLARK Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN J. HADLEY Mgmt For For
1E. ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS Mgmt For For
1G. ELECTION OF DIRECTOR: RONALD L. SKATES Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Mgmt For For
1I. ELECTION OF DIRECTOR: LINDA G. STUNTZ Mgmt Against Against
1J. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr For Against
STOCK RETENTION
5. SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL Shr For Against
EXECUTIVE RETIREMENT PLANS
6. SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shr For Against
ACTION BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
REYNOLDS AMERICAN INC. Agenda Number: 933565181
--------------------------------------------------------------------------------------------------------------------------
Security: 761713106
Meeting Type: Annual
Meeting Date: 03-May-2012
Ticker: RAI
ISIN: US7617131062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN P. DALY* Mgmt For For
HOLLY K. KOEPPEL* Mgmt For For
H.G.L. (HUGO) POWELL* Mgmt Withheld Against
RICHARD E. THORNBURGH* Mgmt For For
THOMAS C. WAJNERT* Mgmt For For
H. RICHARD KAHLER# Mgmt Withheld Against
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS
3. AMENDMENT TO THE ARTICLES OF INCORPORATION Mgmt For For
TO IMPLEMENT MAJORITY VOTING IN UNCONTESTED
DIRECTOR ELECTIONS
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS
5. SHAREHOLDER PROPOSAL FOR THE CREATION OF AN Shr Against For
ETHICS COMMITTEE TO REVIEW MARKETING
ACTIVITIES
--------------------------------------------------------------------------------------------------------------------------
RPM INTERNATIONAL INC. Agenda Number: 933502064
--------------------------------------------------------------------------------------------------------------------------
Security: 749685103
Meeting Type: Annual
Meeting Date: 06-Oct-2011
Ticker: RPM
ISIN: US7496851038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FREDERICK R. NANCE Mgmt Withheld Against
CHARLES A. RATNER Mgmt For For
WILLIAM B. SUMMERS, JR. Mgmt For For
JERRY SUE THORNTON Mgmt For For
02 APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
03 VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE Mgmt 1 Year
COMPENSATION VOTES.
04 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
SARA LEE CORPORATION Agenda Number: 933506214
--------------------------------------------------------------------------------------------------------------------------
Security: 803111103
Meeting Type: Annual
Meeting Date: 27-Oct-2011
Ticker: SLE
ISIN: US8031111037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Mgmt For For
1B ELECTION OF DIRECTOR: JAN BENNINK Mgmt For For
1C ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For
1E ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F ELECTION OF DIRECTOR: LAURETTE T. KOELLNER Mgmt For For
1G ELECTION OF DIRECTOR: CORNELIS J.A. VAN Mgmt For For
LEDE
1H ELECTION OF DIRECTOR: DR. JOHN MCADAM Mgmt For For
1I ELECTION OF DIRECTOR: SIR IAN PROSSER Mgmt For For
1J ELECTION OF DIRECTOR: NORMAN R. SORENSEN Mgmt For For
1K ELECTION OF DIRECTOR: JEFFREY W. UBBEN Mgmt For For
1L ELECTION OF DIRECTOR: JONATHAN P. WARD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
2012.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
05 VOTE ON A STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
REPORT ON POLITICAL CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933556827
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 11-Apr-2012
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: ADRIAN LAJOUS Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: ELIZABETH A. MOLER Mgmt For For
1I. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1J. ELECTION OF DIRECTOR: L. RAFAEL REIF Mgmt For For
1K. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1L. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE AN ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2011 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. TO APPROVE AMENDMENTS TO THE COMPANY'S 2004 Mgmt For For
STOCK AND DEFERRAL PLAN FOR NON-EMPLOYEE
DIRECTORS TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE AND MAKE CERTAIN
TECHNICAL CHANGES.
--------------------------------------------------------------------------------------------------------------------------
SEARS HOLDINGS CORPORATION Agenda Number: 933570752
--------------------------------------------------------------------------------------------------------------------------
Security: 812350106
Meeting Type: Annual
Meeting Date: 02-May-2012
Ticker: SHLD
ISIN: US8123501061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LOUIS J. D'AMBROSIO Mgmt For For
WILLIAM C. KUNKLER, III Mgmt For For
EDWARD S. LAMPERT Mgmt For For
STEVEN T. MNUCHIN Mgmt For For
ANN N. REESE Mgmt For For
EMILY SCOTT Mgmt For For
THOMAS J. TISCH Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. APPROVE THE AMENDED AND RESTATED SEARS Mgmt For For
HOLDINGS CORPORATION UMBRELLA INCENTIVE
PROGRAM.
4. RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2012.
--------------------------------------------------------------------------------------------------------------------------
SENIOR HOUSING PROPERTIES TRUST Agenda Number: 933555457
--------------------------------------------------------------------------------------------------------------------------
Security: 81721M109
Meeting Type: Annual
Meeting Date: 17-May-2012
Ticker: SNH
ISIN: US81721M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ELECT THE NOMINEE NAMED IN OUR PROXY Mgmt Abstain Against
STATEMENT TO OUR BOARD OF TRUSTEES AS THE
INDEPENDENT TRUSTEE IN GROUP I: JEFFREY P.
SOMERS
2. TO ELECT THE NOMINEE NAMED IN OUR PROXY Mgmt Abstain Against
STATEMENT TO OUR BOARD OF TRUSTEES AS THE
MANAGING TRUSTEE IN GROUP I: BARRY M.
PORTNOY
3. TO APPROVE THE ADOPTION OF THE 2012 SENIOR Mgmt For For
HOUSING PROPERTIES TRUST EQUITY
COMPENSATION PLAN.
4. TO APPROVE A NONBINDING ADVISORY RESOLUTION Mgmt For For
ON OUR EXECUTIVE COMPENSATION.
5. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
SNAP-ON INCORPORATED Agenda Number: 933564115
--------------------------------------------------------------------------------------------------------------------------
Security: 833034101
Meeting Type: Annual
Meeting Date: 26-Apr-2012
Ticker: SNA
ISIN: US8330341012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: KAREN L. DANIEL Mgmt For For
1.2 ELECTION OF DIRECTOR: NATHAN J. JONES Mgmt For For
1.3 ELECTION OF DIRECTOR: HENRY W. KNUEPPEL Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF SNAP-ON INCORPORATED'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN "COMPENSATION
DISCUSSION AND ANALYSIS" AND "EXECUTIVE
COMPENSATION" IN THE PROXY STATEMENT.
4. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr For Against
REGARDING DECLASSIFICATION OF THE BOARD OF
DIRECTORS, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY Agenda Number: 933565852
--------------------------------------------------------------------------------------------------------------------------
Security: 835495102
Meeting Type: Annual
Meeting Date: 18-Apr-2012
Ticker: SON
ISIN: US8354951027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P.L. DAVIES* Mgmt For For
H.E. DELOACH, JR.* Mgmt For For
E.H. LAWTON, III* Mgmt For For
J.E. LINVILLE* Mgmt For For
J.R. HALEY** Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS, LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR ENDED
DECEMBER 31, 2012.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE THE 2012 LONG-TERM INCENTIVE Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION Agenda Number: 933582531
--------------------------------------------------------------------------------------------------------------------------
Security: 84265V105
Meeting Type: Annual
Meeting Date: 26-Apr-2012
Ticker: SCCO
ISIN: US84265V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GERMAN LARREA MOTA-V. Mgmt Withheld Against
OSCAR GONZALEZ ROCHA Mgmt Withheld Against
EMILIO CARRILLO GAMBOA Mgmt For For
ALFREDO CASAR PEREZ Mgmt Withheld Against
LUIS CASTELAZO MORALES Mgmt Withheld Against
E.C. SANCHEZ MEJORADA Mgmt For For
A. DE LA PARRA ZAVALA Mgmt Withheld Against
X. GARCIA DE QUEVEDO T. Mgmt Withheld Against
G. LARREA MOTA-VELASCO Mgmt Withheld Against
D. MUNIZ QUINTANILLA Mgmt Withheld Against
L.M. PALOMINO BONILLA Mgmt Withheld Against
G.PEREZALONSO CIFUENTES Mgmt Withheld Against
JUAN REBOLLEDO GOUT Mgmt Withheld Against
CARLOS RUIZ SACRISTAN Mgmt Withheld Against
2. RATIFY THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For
GALAZ, YAMAZAKI, RUIZ URQUIZA, S.C., MEMBER
FIRM OF DELOITTE TOUCHE TOHMATSU LIMITED AS
INDEPENDENT ACCOUNTANTS FOR 2012.
3. APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY Agenda Number: 933596302
--------------------------------------------------------------------------------------------------------------------------
Security: 845467109
Meeting Type: Annual
Meeting Date: 22-May-2012
Ticker: SWN
ISIN: US8454671095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LEWIS E. EPLEY, JR. Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT L. HOWARD Mgmt For For
1C ELECTION OF DIRECTOR: CATHERINE A. KEHR Mgmt For For
1D ELECTION OF DIRECTOR: GREG D. KERLEY Mgmt For For
1E ELECTION OF DIRECTOR: HAROLD M. KORELL Mgmt For For
1F ELECTION OF DIRECTOR: VELLO A. KUUSKRAA Mgmt For For
1G ELECTION OF DIRECTOR: KENNETH R. MOURTON Mgmt For For
1H ELECTION OF DIRECTOR: STEVEN L. MUELLER Mgmt For For
1I ELECTION OF DIRECTOR: CHARLES E. SCHARLAU Mgmt For For
1J ELECTION OF DIRECTOR: ALAN H. STEVENS Mgmt For For
2 PROPOSAL TO RATIFY INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2012.
3 ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4 STOCKHOLDER PROPOSAL FOR AN EXECUTIVE Shr For Against
EQUITY RETENTION POLICY.
--------------------------------------------------------------------------------------------------------------------------
SPX CORPORATION Agenda Number: 933570586
--------------------------------------------------------------------------------------------------------------------------
Security: 784635104
Meeting Type: Annual
Meeting Date: 03-May-2012
Ticker: SPW
ISIN: US7846351044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
KEARNEY
1B ELECTION OF DIRECTOR: MARTHA B. WYRSCH Mgmt For For
1C ELECTION OF DIRECTOR: PETER VOLANAKIS Mgmt For For
2 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE SPX 2002 STOCK COMPENSATION PLAN.
3 TO APPROVE, BY NON-BINDING VOTE, SPX'S Mgmt Against Against
EXECUTIVE COMPENSATION PRACTICES.
4 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTANTS FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC Agenda Number: 933561385
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 17-Apr-2012
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICK D. CAMPBELL Mgmt For For
B.H. GRISWOLD, IV Mgmt For For
EILEEN S. KRAUS Mgmt For For
ROBERT L. RYAN Mgmt For For
2. APPROVE AMENDMENT TO RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
3. APPROVE 2012 MANAGEMENT INCENTIVE Mgmt For For
COMPENSATION PLAN.
4. APPROVE ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR THE COMPANY'S 2012
FISCAL YEAR.
5. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STATOIL ASA Agenda Number: 933626597
--------------------------------------------------------------------------------------------------------------------------
Security: 85771P102
Meeting Type: Annual
Meeting Date: 15-May-2012
Ticker: STO
ISIN: US85771P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3 ELECTION OF OLAUG SVARVA AS CHAIR OF THE Mgmt No vote
MEETING
4 APPROVAL OF THE NOTICE AND THE AGENDA Mgmt No vote
5 ELECTION OF TWO PERSONS TO CO-SIGN THE Mgmt No vote
MINUTES TOGETHER WITH THE CHAIR OF THE
MEETING
6 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS Mgmt No vote
FOR STATOIL ASA AND THE STATOIL GROUP FOR
2011 INCLUDING THE BOARD OF DIRECTORS'
PROPOSAL FOR DISTRIBUTION OF DIVIDEND
7 PROPOSAL FROM A SHAREHOLDER Shr No vote
8 DECLARATION ON STIPULATION OF SALARY AND Mgmt No vote
OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT
9 DETERMINATION OF REMUNERATION FOR THE Mgmt No vote
COMPANY'S EXTERNAL AUDITOR FOR 2011
10 ELECTION OF EXTERNAL AUDITOR Mgmt No vote
11A RE-ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER OLAUG SVARVA
11B RE-ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER IDAR KREUTZER
11C RE-ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER KARIN ASLAKSEN
11D RE-ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER GREGER MANNSVERK
11E RE-ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER STEINAR OLSEN
11F RE-ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER INGVALD STROMMEN
11G RE-ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER RUNE BJERKE
11H RE-ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER TORE ULSTEIN
11I RE-ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER LIVE HAUKVIK AKER
11J RE-ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER SIRI KALVIG
11K RE-ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER THOR OSCAR BOLSTAD
11L RE-ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER BARBRO LILL HAETTA
11M RE-ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER ARTHUR SLETTEBERG
11N ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER BASSIM HAJ
11O RE-ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER ANNE-MARGRETHE
FIRING
11P RE-ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER LINDA LITLEKALSOY
AASE
12 DETERMINATION OF REMUNERATION FOR THE Mgmt No vote
CORPORATE ASSEMBLY
13A RE-ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: CHAIR OLAUG SVARVA
13B RE-ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: MEMBER TOM RATHKE
13C RE-ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: MEMBER LIVE HAUKVIK AKER
13D RE-ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: MEMBER INGRID DRAMDAL RASMUSSEN
14 DETERMINATION OF REMUNERATION FOR THE Mgmt No vote
NOMINATION COMMITTEE
15 AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt No vote
IN THE MARKET IN ORDER TO CONTINUE
OPERATION OF THE SHARE SAVING PLAN FOR
EMPLOYEES
16 AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt No vote
IN THE MARKET FOR SUBSEQUENT ANNULMENT
--------------------------------------------------------------------------------------------------------------------------
STEEL DYNAMICS, INC. Agenda Number: 933593685
--------------------------------------------------------------------------------------------------------------------------
Security: 858119100
Meeting Type: Annual
Meeting Date: 17-May-2012
Ticker: STLD
ISIN: US8581191009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MARK D. MILLETT Mgmt For For
RICHARD P. TEETS, JR. Mgmt For For
JOHN C. BATES Mgmt For For
KEITH E. BUSSE Mgmt For For
FRANK D. BYRNE, M.D. Mgmt For For
PAUL B. EDGERLEY Mgmt For For
RICHARD J. FREELAND Mgmt For For
DR. JURGEN KOLB Mgmt For For
JAMES C. MARCUCCILLI Mgmt For For
GABRIEL L. SHAHEEN Mgmt For For
2 TO APPROVE THE AMENDED AND RESTATED STEEL Mgmt For For
DYNAMICS, INC.'S 2006 EQUITY INCENTIVE
PLAN, INCLUDING AN INCREASE IN THE NUMBER
OF AUTHORIZED SHARES.
3 TO APPROVE THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS STEEL
DYNAMICS INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2012.
4 TO APPROVE, BY AN ADVISORY VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
5 TO GIVE PROXIES DISCRETION TO VOTE ON ANY Mgmt Against Against
MATTERS THAT MAY PROPERLY COME BEFORE THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
SUPERVALU INC. Agenda Number: 933479063
--------------------------------------------------------------------------------------------------------------------------
Security: 868536103
Meeting Type: Annual
Meeting Date: 26-Jul-2011
Ticker: SVU
ISIN: US8685361037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DONALD R. CHAPPEL Mgmt For For
1B ELECTION OF DIRECTOR: IRWIN S. COHEN Mgmt For For
1C ELECTION OF DIRECTOR: RONALD E. DALY Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1E ELECTION OF DIRECTOR: PHILIP L. FRANCIS Mgmt For For
1F ELECTION OF DIRECTOR: EDWIN C. GAGE Mgmt For For
1G ELECTION OF DIRECTOR: CRAIG R. HERKERT Mgmt For For
1H ELECTION OF DIRECTOR: STEVEN S. ROGERS Mgmt For For
1I ELECTION OF DIRECTOR: MATTHEW E. RUBEL Mgmt For For
1J ELECTION OF DIRECTOR: WAYNE C. SALES Mgmt For For
1K ELECTION OF DIRECTOR: KATHI P. SEIFERT Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
03 TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
PROXY STATEMENT.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda Number: 933504448
--------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 25-Oct-2011
Ticker: SYMC
ISIN: US8715031089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEPHEN M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL A. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: FRANK E. DANGEARD Mgmt For For
1D ELECTION OF DIRECTOR: GERALDINE B. Mgmt For For
LAYBOURNE
1E ELECTION OF DIRECTOR: DAVID L. MAHONEY Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1G ELECTION OF DIRECTOR: ENRIQUE SALEM Mgmt For For
1H ELECTION OF DIRECTOR: DANIEL H. SCHULMAN Mgmt For For
1I ELECTION OF DIRECTOR: V. PAUL UNRUH Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2012 FISCAL YEAR.
03 AMENDMENT TO 2000 DIRECTOR EQUITY INCENTIVE Mgmt For For
PLAN, AS AMENDED, TO INCREASE NUMBER OF
AUTHORIZED SHARES ISSUABLE BY 50,000
SHARES.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING SPECIAL Shr For Against
STOCKHOLDER MEETINGS, IF PROPERLY PRESENTED
AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 933623539
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 13-Jun-2012
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROXANNE S. AUSTIN Mgmt For For
1B. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1C. ELECTION OF DIRECTOR: MARY N. DILLON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: MARY E. MINNICK Mgmt For For
1F. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1G. ELECTION OF DIRECTOR: DERICA W. RICE Mgmt For For
1H. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1I. ELECTION OF DIRECTOR: GREGG W. STEINHAFEL Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1K. ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO Mgmt For For
2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. COMPANY PROPOSAL TO APPROVE THE TARGET Mgmt For For
CORPORATION OFFICER SHORT-TERM INCENTIVE
PLAN.
4. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
BASIS,OUR EXECUTIVE COMPENSATION
("SAY-ON-PAY").
5. SHAREHOLDER PROPOSAL ON ELECTRONICS Shr Against For
RECYCLING.
6. SHAREHOLDER PROPOSAL ON PROHIBITING USE OF Shr Against For
CORPORATE FUNDS FOR POLITICAL ELECTIONS OR
CAMPAIGNS.
--------------------------------------------------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORPORATION Agenda Number: 933540761
--------------------------------------------------------------------------------------------------------------------------
Security: 87236Y108
Meeting Type: Annual
Meeting Date: 14-Feb-2012
Ticker: AMTD
ISIN: US87236Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W. EDMUND CLARK Mgmt Withheld Against
KAREN E. MAIDMENT Mgmt For For
MARK L. MITCHELL Mgmt For For
FREDRIC J. TOMCZYK Mgmt Withheld Against
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM. RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2012.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 933554239
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 07-Mar-2012
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PIERRE R. BRONDEAU Mgmt For For
1B. ELECTION OF DIRECTOR: JUERGEN W. GROMER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM A. JEFFREY Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1E. ELECTION OF DIRECTOR: YONG NAM Mgmt For For
1F. ELECTION OF DIRECTOR: DANIEL J. PHELAN Mgmt For For
1G. ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1H. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: PAULA A. SNEED Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN C. VAN SCOTER Mgmt For For
2.1 TO APPROVE THE 2011 ANNUAL REPORT OF TE Mgmt For For
CONNECTIVITY LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 30, 2011 AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED SEPTEMBER 30, 2011)
2.2 TO APPROVE THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 30, 2011
2.3 TO APPROVE THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 30, 2011
3. TO RELEASE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND EXECUTIVE OFFICERS OF TE
CONNECTIVITY FOR ACTIVITIES DURING THE
FISCAL YEAR ENDED SEPTEMBER 30, 2011
4.1 TO ELECT DELOITTE & TOUCHE LLP AS TE Mgmt For For
CONNECTIVITY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012
4.2 TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, Mgmt For For
AS TE CONNECTIVITY'S SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING
4.3 TO ELECT PRICEWATERHOUSECOOPERS, AG, Mgmt For For
ZURICH, SWITZERLAND, AS TE CONNECTIVITY'S
SPECIAL AUDITOR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF TE CONNECTIVITY
5. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
6. TO APPROVE AN INCREASE IN THE NUMBER OF Mgmt For For
SHARES AVAILABLE FOR AWARDS UNDER THE TE
CONNECTIVITY LTD. 2007 STOCK AND INCENTIVE
PLAN
7. TO APPROVE A REDUCTION OF SHARE CAPITAL FOR Mgmt For For
SHARES ACQUIRED UNDER TE CONNECTIVITY'S
SHARE REPURCHASE PROGRAM AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
8. TO APPROVE AN AUTHORIZATION RELATING TO TE Mgmt Against Against
CONNECTIVITY'S SHARE REPURCHASE PROGRAM
9. TO APPROVE THE EQUIVALENT OF A DIVIDEND Mgmt For For
PAYMENT IN THE FORM OF A DISTRIBUTION TO
SHAREHOLDERS THROUGH A REDUCTION OF THE PAR
VALUE OF TE CONNECTIVITY SHARES, SUCH
PAYMENT TO BE MADE IN FOUR EQUAL QUARTERLY
INSTALLMENTS ON JUNE 15, 2012, SEPTEMBER
14, 2012, DECEMBER 14, 2012 AND MARCH 15,
2013
10. TO APPROVE THE REALLOCATION OF ALL FREE Mgmt For For
RESERVES (CONTRIBUTED SURPLUS) AS OF
SEPTEMBER 30, 2011 TO LEGAL RESERVES
(RESERVES FROM CAPITAL CONTRIBUTIONS)
11. TO APPROVE ANY ADJOURNMENTS OR Mgmt Against Against
POSTPONEMENTS OF THE ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933556245
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 19-Apr-2012
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.W. BABB, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: D.A. CARP Mgmt For For
1C. ELECTION OF DIRECTOR: C.S. COX Mgmt For For
1D. ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For
1E. ELECTION OF DIRECTOR: R.E. SANCHEZ Mgmt For For
1F. ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For
1G. ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For
1H. ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For
1I. ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 933597479
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 22-May-2012
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1C. ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For For
1D. ELECTION OF DIRECTOR: JACK M. GREENBERG Mgmt For For
1E. ELECTION OF DIRECTOR: RONALD T. LEMAY Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREA REDMOND Mgmt For For
1G. ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For
1I. ELECTION OF DIRECTOR: JOSHUA I. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For For
1K. ELECTION OF DIRECTOR: MARY ALICE TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: THOMAS J. WILSON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE EXECUTIVE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. APPROVE THE PROPOSED AMENDMENT TO THE Mgmt For For
CERTIFICATE OF INCORPORATION GRANTING THE
RIGHT TO ACT BY WRITTEN CONSENT.
4. APPROVE THE PROPOSED AMENDMENT TO THE Mgmt For For
CERTIFICATE OF INCORPORATION GRANTING
STOCKHOLDERS OWNING NOT LESS THAN 10% OF
THE CORPORATION'S SHARES THE RIGHT TO CALL
A SPECIAL MEETING OF STOCKHOLDERS.
5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ALLSTATE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT FOR 2012.
6. STOCKHOLDER PROPOSAL ON REPORTING POLITICAL Shr Against For
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 933565977
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 30-Apr-2012
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For
GIAMBASTIANI, JR.
1F. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2012.
4. REPORT ON POLITICAL AND TRADE ASSOCIATION Shr For Against
CONTRIBUTIONS.
5. ACTION BY WRITTEN CONSENT. Shr For Against
6. RETENTION OF SIGNIFICANT STOCK BY FORMER Shr For Against
EXECUTIVES.
7. EXTRAORDINARY RETIREMENT BENEFITS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 933582199
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 17-May-2012
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NANCY H. BECHTLE Mgmt For For
1B ELECTION OF DIRECTOR: WALTER W. BETTINGER Mgmt For For
II
1C ELECTION OF DIRECTOR: C. PRESTON BUTCHER Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY APPROVAL OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF AMENDMENT TO THE CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS TO DECLASSIFY THE
BOARD
5. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTIONS
6. STOCKHOLDER PROPOSAL TO AMEND BYLAWS Shr For Against
REGARDING PROXY ACCESS
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933558035
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 25-Apr-2012
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt Against Against
1C. ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For
1E. ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1F. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1G. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1H. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1I. ELECTION OF DIRECTOR: DONALD R. KEOUGH Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1K. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1L. ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
1M. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1N. ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1O. ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
1P. ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For
1Q. ELECTION OF DIRECTOR: JAMES B. WILLIAMS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933578758
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 10-May-2012
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1D. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN B. HESS Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE 2012 STOCK INCENTIVE PLAN. Mgmt For For
5. APPROVAL OF THE 2012 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
6. STOCKHOLDER PROPOSAL ON SHAREHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
7. STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD Shr Against For
CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
THE DUN & BRADSTREET CORPORATION Agenda Number: 933575207
--------------------------------------------------------------------------------------------------------------------------
Security: 26483E100
Meeting Type: Annual
Meeting Date: 09-May-2012
Ticker: DNB
ISIN: US26483E1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AUSTIN A. ADAMS Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. ALDEN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1D. ELECTION OF DIRECTOR: JAMES N. FERNANDEZ Mgmt For For
1E. ELECTION OF DIRECTOR: PAUL R. GARCIA Mgmt For For
1F. ELECTION OF DIRECTOR: DOUGLAS A. KEHRING Mgmt For For
1G. ELECTION OF DIRECTOR: SARA MATHEW Mgmt For For
1H. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL J. WINKLER Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION (SAY ON PAY).
4. APPROVE AMENDMENTS TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION AND
FOURTH AMENDED AND RESTATED BY-LAWS TO
PERMIT SHAREHOLDERS TO CALL SPECIAL
MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933600125
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 24-May-2012
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D. ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012
4. SHAREHOLDER PROPOSAL REGARDING CUMULATIVE Shr For Against
VOTING
5. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr For Against
COMPENSATION AND LONG-TERM PERFORMANCE
6. SHAREHOLDER PROPOSAL REGARDING REPORT ON Shr Against For
LOBBYING EXPENDITURES
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933575752
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 17-May-2012
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1I. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE NUMBER OF RESERVED SHARES
5. SHAREHOLDER PROPOSAL REGARDING ADVISORY Shr Against For
VOTE ON POLITICAL CONTRIBUTIONS
6. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr For Against
DIVERSITY REPORT
7. SHAREHOLDER PROPOSAL REGARDING REMOVAL OF Shr For Against
PROCEDURAL SAFEGUARDS FROM SHAREHOLDER
WRITTEN CONSENT RIGHT
8. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr For Against
SHAREHOLDER MEETINGS
9. SHAREHOLDER PROPOSAL REGARDING CHARITABLE Shr Against For
CONTRIBUTIONS
10. SHAREHOLDER PROPOSAL REGARDING STORMWATER Shr Against For
MANAGEMENT POLICY
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933500705
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 11-Oct-2011
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN Mgmt For For
DESMOND-HELLMANN
1E ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt For For
1F ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1G ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS Mgmt For For
1H ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1I ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
1J ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1K ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
02 RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 65
OF PROXY STATEMENT)
03 ADVISORY VOTE TO APPROVE THE COMPANY'S SAY Mgmt For For
ON PAY VOTE (PAGES 65-66 OF PROXY
STATEMENT)
04 ADVISORY VOTE TO RECOMMEND THE FREQUENCY OF Mgmt 1 Year For
THE SAY ON PAY VOTE (PAGES 66-67 OF PROXY
STATEMENT)
05 AMEND THE COMPANY'S AMENDED ARTICLES OF Mgmt For For
INCORPORATION (PAGE 67 OF PROXY STATEMENT)
06 SHAREHOLDER PROPOSAL #1 - CUMULATIVE VOTING Shr For Against
(PAGE 68 OF PROXY STATEMENT)
07 SHAREHOLDER PROPOSAL #2 - ANIMAL TESTING Shr Against For
(PAGES 69-70 OF PROXY STATEMENT)
08 SHAREHOLDER PROPOSAL #3 - ELECTIONEERING Shr Against For
CONTRIBUTIONS (PAGES 70-72 OF PROXY
STATEMENT)
--------------------------------------------------------------------------------------------------------------------------
THE TIMKEN COMPANY Agenda Number: 933576879
--------------------------------------------------------------------------------------------------------------------------
Security: 887389104
Meeting Type: Annual
Meeting Date: 08-May-2012
Ticker: TKR
ISIN: US8873891043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOSEPH W. RALSTON Mgmt For For
JOHN P. REILLY Mgmt For For
JOHN M. TIMKEN, JR. Mgmt For For
JACQUELINE F. WOODS Mgmt For For
2 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012.
3 TO APPROVE, ON AN ADVISORY BASIS, A Mgmt For For
RESOLUTION REGARDING NAMED EXECUTIVE
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 933628995
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 13-Jun-2012
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ZEIN ABDALLA Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1D. ELECTION OF DIRECTOR: BERNARD CAMMARATA Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID T. CHING Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL F. HINES Mgmt For For
1G. ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1H. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1J. ELECTION OF DIRECTOR: WILLOW B. SHIRE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. APPROVAL OF MATERIAL TERMS OF EXECUTIVE Mgmt For For
OFFICER PERFORMANCE GOALS UNDER CASH
INCENTIVE PLANS.
4. ADVISORY APPROVAL OF TJX'S EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE TORONTO-DOMINION BANK Agenda Number: 933552475
--------------------------------------------------------------------------------------------------------------------------
Security: 891160509
Meeting Type: Annual
Meeting Date: 29-Mar-2012
Ticker: TD
ISIN: CA8911605092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
WILLIAM E. BENNETT Mgmt For For
HUGH J. BOLTON Mgmt For For
JOHN L. BRAGG Mgmt For For
AMY W. BRINKLEY Mgmt For For
W. EDMUND CLARK Mgmt For For
COLLEEN A. GOGGINS Mgmt For For
HENRY H. KETCHAM Mgmt For For
BRIAN M. LEVITT Mgmt For For
HAROLD H. MACKAY Mgmt For For
KAREN E. MAIDMENT Mgmt For For
IRENE R. MILLER Mgmt For For
NADIR H. MOHAMED Mgmt For For
WILBUR J. PREZZANO Mgmt For For
HELEN K. SINCLAIR Mgmt For For
JOHN M. THOMPSON Mgmt For For
B APPOINTMENT OF AUDITOR NAMED IN THE Mgmt For For
MANAGEMENT PROXY CIRCULAR
C APPROACH TO EXECUTIVE COMPENSATION Mgmt For For
DISCLOSED IN THE REPORT OF THE HUMAN
RESOURCES COMMITTEE AND APPROACH TO
COMPENSATION SECTIONS OF THE MANAGEMENT
PROXY CIRCULAR "ADVISORY VOTE"
D FIRST AMENDMENT TO THE 2000 STOCK INCENTIVE Mgmt For For
PLAN
E SECOND AMENDMENT TO THE 2000 STOCK Mgmt For For
INCENTIVE PLAN
F SHAREHOLDER PROPOSAL A Shr Against For
G SHAREHOLDER PROPOSAL B Shr Against For
H SHAREHOLDER PROPOSAL C Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933596009
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 23-May-2012
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F. ELECTION OF DIRECTOR: LAWRENCE G. GRAEV Mgmt For For
1G. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For
1J. ELECTION OF DIRECTOR: CLEVE L. Mgmt For For
KILLINGSWORTH JR.
1K. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
3. NON-BINDING VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr For Against
CONTRIBUTIONS AND EXPENDITURES, IF
PRESENTED AT THE ANNUAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933546434
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 13-Mar-2012
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt Against Against
1D ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt Against Against
1G ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt Against Against
1I ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt Against Against
1J ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2012.
03 TO APPROVE AN AMENDMENT TO THE 2011 STOCK Mgmt For For
INCENTIVE PLAN.
04 TO APPROVE THE ADVISORY RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE WENDY'S COMPANY Agenda Number: 933597811
--------------------------------------------------------------------------------------------------------------------------
Security: 95058W100
Meeting Type: Annual
Meeting Date: 24-May-2012
Ticker: WEN
ISIN: US95058W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NELSON PELTZ Mgmt For For
PETER W. MAY Mgmt For For
EMIL J. BROLICK Mgmt For For
CLIVE CHAJET Mgmt For For
EDWARD P. GARDEN Mgmt For For
JANET HILL Mgmt For For
JOSEPH A. LEVATO Mgmt For For
J. RANDOLPH LEWIS Mgmt For For
PETER H. ROTHSCHILD Mgmt For For
DAVID E. SCHWAB II Mgmt For For
ROLAND C. SMITH Mgmt For For
RAYMOND S. TROUBH Mgmt For For
JACK G. WASSERMAN Mgmt For For
2. TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt Against Against
CERTIFICATE OF INCORPORATION TO GIVE
STOCKHOLDERS THE ABILITY TO CALL SPECIAL
MEETINGS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
4. TO APPROVE AN ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE WESTERN UNION COMPANY Agenda Number: 933582175
--------------------------------------------------------------------------------------------------------------------------
Security: 959802109
Meeting Type: Annual
Meeting Date: 23-May-2012
Ticker: WU
ISIN: US9598021098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD A. GOODMAN Mgmt For For
1B ELECTION OF DIRECTOR: ROBERTO G. MENDOZA Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL A. MILES, JR. Mgmt For For
2 AMENDMENTS TO THE COMPANY'S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE CLASSIFICATION OF THE BOARD OF
DIRECTORS
3 RATIFICATION OF SELECTION OF AUDITORS Mgmt For For
4 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
5 APPROVAL OF MATERIAL TERMS OF THE EXPANDED Mgmt For For
PERFORMANCE MEASURES UNDER THE COMPANY'S
2006 LONG-TERM INCENTIVE PLAN
6 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER Shr For Against
PROXY ACCESS
7 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY Shr Against For
VOTE ON POLITICAL CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
TIDEWATER INC. Agenda Number: 933476562
--------------------------------------------------------------------------------------------------------------------------
Security: 886423102
Meeting Type: Annual
Meeting Date: 14-Jul-2011
Ticker: TDW
ISIN: US8864231027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M. JAY ALLISON Mgmt For For
JAMES C. DAY Mgmt For For
RICHARD T. DU MOULIN Mgmt For For
MORRIS E. FOSTER Mgmt For For
J. WAYNE LEONARD Mgmt For For
JON C. MADONNA Mgmt For For
JOSEPH H. NETHERLAND Mgmt For For
RICHARD A. PATTAROZZI Mgmt For For
NICHOLAS J. SUTTON Mgmt For For
CINDY B. TAYLOR Mgmt For For
DEAN E. TAYLOR Mgmt For For
JACK E. THOMPSON Mgmt For For
02 SAY ON PAY VOTE - AN ADVISORY VOTE TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION (AS
DISCLOSED IN THE PROXY STATEMENT).
03 FREQUENCY VOTE - AN ADVISORY VOTE ON HOW Mgmt 1 Year For
OFTEN THE COMPANY SHOULD HOLD THE SAY ON
PAY VOTE.
04 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
TIFFANY & CO. Agenda Number: 933584333
--------------------------------------------------------------------------------------------------------------------------
Security: 886547108
Meeting Type: Annual
Meeting Date: 17-May-2012
Ticker: TIF
ISIN: US8865471085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1B ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
1C ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt For For
1D ELECTION OF DIRECTOR: LAWRENCE K. FISH Mgmt For For
1E ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES K. MARQUIS Mgmt For For
1G ELECTION OF DIRECTOR: PETER W. MAY Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Mgmt For For
1I ELECTION OF DIRECTOR: ROBERT S. SINGER Mgmt For For
2 APPROVAL OF THE APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2013.
3 APPROVAL OF THE COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TIM HORTONS INC. Agenda Number: 933572578
--------------------------------------------------------------------------------------------------------------------------
Security: 88706M103
Meeting Type: Special
Meeting Date: 10-May-2012
Ticker: THI
ISIN: CA88706M1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M. SHAN ATKINS Mgmt For For
MICHAEL J. ENDRES Mgmt For For
MOYA M. GREENE Mgmt For For
PAUL D. HOUSE Mgmt For For
FRANK IACOBUCCI Mgmt For For
JOHN A. LEDERER Mgmt For For
DAVID H. LEES Mgmt For For
RONALD W. OSBORNE Mgmt For For
WAYNE C. SALES Mgmt For For
02 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE INDEPENDENT AUDITOR, FOR THE FISCAL
YEAR ENDING DECEMBER 30, 2012.
03 TO RECONFIRM THE SHAREHOLDER RIGHTS PLAN, Mgmt For For
AS DESCRIBED IN THE PROXY CIRCULAR.
04 TO APPROVE THE 2012 STOCK INCENTIVE PLAN, Mgmt For For
AS DESCRIBED IN THE PROXY CIRCULAR.
05 SHAREHOLDER PROPOSAL, AS SET OUT IN Shr Against For
SCHEDULE A OF THE PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER CABLE INC Agenda Number: 933583949
--------------------------------------------------------------------------------------------------------------------------
Security: 88732J207
Meeting Type: Annual
Meeting Date: 17-May-2012
Ticker: TWC
ISIN: US88732J2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAROLE BLACK Mgmt For For
1B ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS H. CASTRO Mgmt For For
1D ELECTION OF DIRECTOR: DAVID C. CHANG Mgmt For For
1E ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1F ELECTION OF DIRECTOR: PETER R. HAJE Mgmt For For
1G ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For
1H ELECTION OF DIRECTOR: DON LOGAN Mgmt For For
1I ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1J ELECTION OF DIRECTOR: WAYNE H. PACE Mgmt For For
1K ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Mgmt For For
1L ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3 APPROVAL OF THE TIME WARNER CABLE INC. 2012 Mgmt For For
ANNUAL BONUS PLAN.
4 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
5 STOCKHOLDER PROPOSAL ON SPECIAL STOCKHOLDER Shr For Against
MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933572213
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Annual
Meeting Date: 15-May-2012
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt For For
1G. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1H. ELECTION OF DIRECTOR: FRED HASSAN Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt For For
1J. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt For For
1K. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
TOLL BROTHERS, INC. Agenda Number: 933549377
--------------------------------------------------------------------------------------------------------------------------
Security: 889478103
Meeting Type: Annual
Meeting Date: 14-Mar-2012
Ticker: TOL
ISIN: US8894781033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS C. YEARLEY, JR. Mgmt For For
ROBERT S. BLANK Mgmt For For
STEPHEN A. NOVICK Mgmt For For
PAUL E. SHAPIRO Mgmt For For
2. THE RATIFICATION, IN A NON-BINDING VOTE, OF Mgmt For For
THE RE-APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2012 FISCAL YEAR.
3. THE APPROVAL, IN AN ADVISORY AND Mgmt For For
NON-BINDING VOTE, OF THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. Agenda Number: 933601038
--------------------------------------------------------------------------------------------------------------------------
Security: 89151E109
Meeting Type: Annual
Meeting Date: 11-May-2012
Ticker: TOT
ISIN: US89151E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF PARENT COMPANY FINANCIAL Mgmt For For
STATEMENTS DATED DECEMBER 31, 2011
O2 APPROVAL OF CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS DATED DECEMBER 31, 2011
O3 ALLOCATION OF EARNINGS, DECLARATION OF Mgmt For For
DIVIDEND
O4 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
TRADE IN SHARES OF THE COMPANY
O5 RENEWAL OF THE APPOINTMENT OF MR. Mgmt Against Against
CHRISTOPHE DE MARGERIE AS A DIRECTOR
O6 RENEWAL OF THE APPOINTMENT OF MR. PATRICK Mgmt For For
ARTUS AS A DIRECTOR
O7 RENEWAL OF THE APPOINTMENT OF MR. BERTRAND Mgmt For For
COLLOMB AS A DIRECTOR
O8 RENEWAL OF THE APPOINTMENT OF MS. ANNE Mgmt For For
LAUVERGEON AS A DIRECTOR
O9 RENEWAL OF THE APPOINTMENT OF MR. MICHEL Mgmt Against Against
PEBEREAU AS A DIRECTOR
O10 RATIFICATION OF THE APPOINTMENT OF MR. Mgmt For For
GERARD LAMARCHE AS A DIRECTOR TO SUCCEED A
DIRECTOR WHO HAS RESIGNED
O11 APPOINTMENT OF MS. ANNE-MARIE IDRAC AS A Mgmt For For
DIRECTOR
O12 COMMITMENTS UNDER ARTICLE L. 225-42-1 OF Mgmt Against Against
THE FRENCH COMMERCIAL CODE
E13 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE SHARE
CAPITAL BY ISSUING COMMON SHARES OR ANY
SECURITIES PROVIDING ACCESS TO SHARE
CAPITAL, WHILE MAINTAINING SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS, OR BY
CAPITALIZING PREMIUMS, RESERVES, SURPLUSES
OR OTHER LINE ITEMS
E14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE SHARE
CAPITAL BY ISSUING COMMON SHARES OR ANY
SECURITIES PROVIDING ACCESS TO SHARE
CAPITAL, WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHTS
E15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES TO BE ISSUED, IN THE EVENT OF
SURPLUS DEMAND IN CASE OF INCREASE SHARE
CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHTS
E16 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY SECURITIES
PROVIDING ACCESS TO SHARE CAPITAL, IN
PAYMENT OF SECURITIES THAT WOULD BE
CONTRIBUTED TO THE COMPANY
E17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE SHARE
CAPITAL UNDER THE CONDITIONS PROVIDED FOR
IN ARTICLES L. 3332-18 AND FOLLOWING OF THE
FRENCH LABOUR CODE
E18 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE SHARE CAPITAL
RESERVED FOR CATEGORIES OF BENEFICIARIES IN
A TRANSACTION RESERVED FOR EMPLOYEES
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS
E19 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE CAPITAL BY CANCELLING SHARES
EA THE FIRST IS INTENDED TO FILL IN THE Shr Against For
INFORMATION LISTED IN THE REGISTRATION
DOCUMENT WITH BENCHMARKS TO COMPARE THE
COMPENSATION FOR EXECUTIVE DIRECTORS WITH
VARIOUS COMPENSATION FOR VARIOUS EMPLOYEES
EB THE OTHER CONCERNS THE ESTABLISHMENT OF A Shr Against For
LOYALTY DIVIDEND FOR SHAREHOLDERS HOLDING
REGISTERED SHARES FOR AT LEAST TWO YEARS
--------------------------------------------------------------------------------------------------------------------------
TUPPERWARE BRANDS CORPORATION Agenda Number: 933591251
--------------------------------------------------------------------------------------------------------------------------
Security: 899896104
Meeting Type: Annual
Meeting Date: 22-May-2012
Ticker: TUP
ISIN: US8998961044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CATHERINE A. BERTINI Mgmt For For
1B ELECTION OF DIRECTOR: SUSAN M. CAMERON Mgmt For For
1C ELECTION OF DIRECTOR: KRISS CLONINGER, III Mgmt For For
1D ELECTION OF DIRECTOR: E. V. GOINGS Mgmt For For
1E ELECTION OF DIRECTOR: JOE R. LEE Mgmt For For
1F ELECTION OF DIRECTOR: ANGEL R. MARTINEZ Mgmt For For
1G ELECTION OF DIRECTOR: A. MONTEIRO DE CASTRO Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT J. MURRAY Mgmt For For
1I ELECTION OF DIRECTOR: DAVID R. PARKER Mgmt For For
1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K ELECTION OF DIRECTOR: M. ANNE SZOSTAK Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3 ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM
--------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. Agenda Number: 933544593
--------------------------------------------------------------------------------------------------------------------------
Security: H89128104
Meeting Type: Annual
Meeting Date: 07-Mar-2012
Ticker: TYC
ISIN: CH0100383485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE ANNUAL REPORT, THE PARENT COMPANY Mgmt For For
FINANCIAL STATEMENTS OF TYCO INTERNATIONAL
LTD AND THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDED
SEPTEMBER 30, 2011.
02 TO DISCHARGE THE BOARD OF DIRECTORS FROM Mgmt For For
LIABILITY FOR THE FINANCIAL YEAR ENDED
SEPTEMBER 30, 2011.
03 DIRECTOR
EDWARD D. BREEN Mgmt For For
MICHAEL E. DANIELS Mgmt For For
TIMOTHY M. DONAHUE Mgmt For For
BRIAN DUPERREAULT Mgmt For For
BRUCE S. GORDON Mgmt For For
RAJIV L. GUPTA Mgmt For For
JOHN A. KROL Mgmt For For
BRENDAN R. O'NEILL Mgmt For For
DINESH PALIWAL Mgmt For For
WILLIAM S. STAVROPOULOS Mgmt For For
SANDRA S. WIJNBERG Mgmt For For
R. DAVID YOST Mgmt For For
4A TO ELECT DELOITTE AG (ZURICH) AS STATUTORY Mgmt For For
AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING.
4B TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR PURPOSES OF UNITED
STATES SECURITIES LAW REPORTING FOR THE
YEAR ENDING SEPTEMBER 28, 2012.
4C TO ELECT PRICEWATERHOUSECOOPERS AG (ZURICH) Mgmt For For
AS SPECIAL AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING.
5A TO APPROVE THE ALLOCATION OF FISCAL YEAR Mgmt For For
2011 RESULTS.
5B TO APPROVE THE CONSOLIDATION OF RESERVES. Mgmt For For
5C TO APPROVE THE PAYMENT OF AN ORDINARY CASH Mgmt For For
DIVIDEND IN AN AMOUNT OF UP TO $1.00 PER
SHARE OUT OF TYCO'S CAPITAL CONTRIBUTION
RESERVE IN ITS STATUTORY ACCOUNTS.
06 TO CAST A NON-BINDING ADVISORY VOTE TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION WITH RESPECT
TO FISCAL 2011.
07 TO APPROVE AMENDMENTS TO OUR ARTICLES OF Mgmt For For
ASSOCIATION REGARDING BOOK ENTRY SECURITIES
AND TO REFLECT THE TRANSFER OF THE
REGISTERED SEAT OF TYCO INTERNATIONAL LTD.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933561169
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 17-Apr-2012
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI Mgmt For For
GLUCKMAN
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1K. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1L. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1M. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
1N. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2012
FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933564913
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 03-May-2012
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B) ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1C) ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1D) ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For
1E) ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1F) ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1G) ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For
1H) ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1I) ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1J) ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1K) ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1L) ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2012.
3. TO APPROVE THE 2012 OMNIBUS INCENTIVE Mgmt For For
COMPENSATION PLAN.
4. TO APPROVE THE AMENDMENT TO THE DISCOUNTED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
5. THE SHAREOWNER PROPOSAL REGARDING LOBBYING Shr Against For
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933554253
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 11-Apr-2012
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF THE FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933608967
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 04-Jun-2012
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1E. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1F. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1H. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1J. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2012.
4. CONSIDERATION OF THE SHAREHOLDER PROPOSAL Shr For Against
SET FORTH IN THE PROXY STATEMENT, IF
PROPERLY PRESENTED AT THE 2012 ANNUAL
MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC. Agenda Number: 933587416
--------------------------------------------------------------------------------------------------------------------------
Security: 913903100
Meeting Type: Annual
Meeting Date: 16-May-2012
Ticker: UHS
ISIN: US9139031002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DISCRETIONARY AUTHORITY IS HEREBY GRANTED Mgmt Against Against
WITH RESPECT TO SUCH OTHER BUSINESS AS MAY
PROPERLY COME BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
VECTOR GROUP LTD. Agenda Number: 933603272
--------------------------------------------------------------------------------------------------------------------------
Security: 92240M108
Meeting Type: Annual
Meeting Date: 22-May-2012
Ticker: VGR
ISIN: US92240M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BENNETT S. LEBOW Mgmt Withheld Against
HOWARD M. LORBER Mgmt Withheld Against
RONALD J. BERNSTEIN Mgmt Withheld Against
STANLEY S. ARKIN Mgmt Withheld Against
HENRY C. BEINSTEIN Mgmt For For
JEFFREY S. PODELL Mgmt For For
JEAN E. SHARPE Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt Against Against
(SAY ON PAY).
3. APPROVAL OF RATIFICATION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
VENTAS, INC. Agenda Number: 933586767
--------------------------------------------------------------------------------------------------------------------------
Security: 92276F100
Meeting Type: Annual
Meeting Date: 17-May-2012
Ticker: VTR
ISIN: US92276F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DEBRA A. CAFARO Mgmt For For
1B. ELECTION OF DIRECTOR: DOUGLAS CROCKER II Mgmt For For
1C. ELECTION OF DIRECTOR: RONALD G. GEARY Mgmt For For
1D. ELECTION OF DIRECTOR: JAY M. GELLERT Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD I. GILCHRIST Mgmt For For
1F. ELECTION OF DIRECTOR: MATTHEW J. LUSTIG Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS M. PASQUALE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT D. REED Mgmt For For
1I. ELECTION OF DIRECTOR: SHELI Z. ROSENBERG Mgmt For For
1J. ELECTION OF DIRECTOR: GLENN J. RUFRANO Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES D. SHELTON Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2012.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
4. ADOPTION OF THE VENTAS, INC. 2012 INCENTIVE Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda Number: 933603359
--------------------------------------------------------------------------------------------------------------------------
Security: 92343E102
Meeting Type: Annual
Meeting Date: 24-May-2012
Ticker: VRSN
ISIN: US92343E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: D. JAMES BIDZOS Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM L. CHENEVICH Mgmt For For
1C ELECTION OF DIRECTOR: KATHLEEN A. COTE Mgmt For For
1D ELECTION OF DIRECTOR: ROGER H. MOORE Mgmt For For
1E ELECTION OF DIRECTOR: JOHN D. ROACH Mgmt For For
1F ELECTION OF DIRECTOR: LOUIS A. SIMPSON Mgmt For For
1G ELECTION OF DIRECTOR: TIMOTHY TOMLINSON Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, VERISIGN, Mgmt For For
INC.'S EXECUTIVE COMPENSATION.
3 TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
VERISIGN, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933561739
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 03-May-2012
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1B. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1C. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1E. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1F. ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt For For
1G. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1K. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. DISCLOSURE OF PRIOR GOVERNMENT SERVICE Shr Against For
5. DISCLOSURE OF LOBBYING ACTIVITIES Shr For Against
6. VESTING OF PERFORMANCE STOCK UNITS Shr For Against
7. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against
8. SHAREHOLDER ACTION BY WRITTEN CONSENT Shr For Against
9. NETWORK NEUTRALITY FOR WIRELESS BROADBAND Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VIRGIN MEDIA INC Agenda Number: 933624315
--------------------------------------------------------------------------------------------------------------------------
Security: 92769L101
Meeting Type: Annual
Meeting Date: 12-Jun-2012
Ticker: VMED
ISIN: US92769L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
NEIL BERKETT Mgmt For For
STEVEN SIMMONS Mgmt For For
DOREEN TOBEN Mgmt For For
GEORGE ZOFFINGER Mgmt For For
2 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 AN ADVISORY VOTE ON COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933536205
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 31-Jan-2012
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GARY P. COUGHLAN Mgmt For For
1B ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1C ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1D ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H ELECTION OF DIRECTOR: JOSEPH W. SAUNDERS Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1J ELECTION OF DIRECTOR: JOHN A. SWAINSON Mgmt For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
03 TO APPROVE THE VISA INC. 2007 EQUITY Mgmt For For
INCENTIVE COMPENSATION PLAN, AS AMENDED AND
RESTATED.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2012.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 933480648
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W209
Meeting Type: Annual
Meeting Date: 26-Jul-2011
Ticker: VOD
ISIN: US92857W2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE COMPANY'S ACCOUNTS AND Mgmt For For
REPORTS OF THE DIRECTORS AND THE AUDITOR
FOR THE YEAR ENDED 31 MARCH 2011 MGMT
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
02 TO ELECT GERARD KLEISTERLEE AS A DIRECTOR Mgmt For For
MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
03 TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR Mgmt For For
(MEMBER OF THE AUDIT COMMITTEE) (MEMBER OF
THE NOMINATIONS AND GOVERNANCE COMMITTEE)
MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
04 TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For For
MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
05 TO RE-ELECT MICHEL COMBES AS A DIRECTOR Mgmt For For
MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
06 TO RE-ELECT ANDY HALFORD AS A DIRECTOR MGMT Mgmt For For
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
07 TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR Mgmt For For
MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
08 TO ELECT RENEE JAMES AS A DIRECTOR MGMT Mgmt For For
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
09 TO RE-ELECT ALAN JEBSON AS A DIRECTOR Mgmt For For
(MEMBER OF THE AUDIT COMMITTEE) MGMT
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
10 TO RE-ELECT SAMUEL JONAH AS A DIRECTOR Mgmt For For
(MEMBER OF THE REMUNERATION COMMITTEE) MGMT
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
11 TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER Mgmt For For
OF THE AUDIT COMMITTEE) MGMT RECOMMENDATION
= FOR, UNINSTRUCTED PROPOSAL WILL NOT BE
VOTED
12 TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR Mgmt For For
(MEMBER OF THE AUDIT COMMITTEE) MGMT
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
13 TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR Mgmt For For
(MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE) (MEMBER OF THE REMUNERATION
COMMITTEE) MGMT RECOMMENDATION = FOR,
UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
14 TO RE-ELECT ANTHONY WATSON AS A DIRECTOR Mgmt For For
(MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE) (MEMBER OF THE REMUNERATION
COMMITTEE) MGMT RECOMMENDATION = FOR,
UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
15 TO RE-ELECT PHILIP YEA AS A DIRECTOR Mgmt For For
(MEMBER OF THE REMUNERATION COMMITTEE) MGMT
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
16 TO APPROVE A FINAL DIVIDEND OF 6.05P PER Mgmt For For
ORDINARY SHARE MGMT RECOMMENDATION = FOR,
UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
17 TO APPROVE THE REMUNERATION REPORT OF THE Mgmt For For
BOARD FOR THE YEAR ENDED 31 MARCH 2011 MGMT
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
18 TO RE-APPOINT DELOITTE LLP AS AUDITOR MGMT Mgmt For For
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
19 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE REMUNERATION OF THE AUDITOR
MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
20 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
S21 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS MGMT RECOMMENDATION =
FOR, UNINSTRUCTED PROPOSAL WILL NOT BE
VOTED
S22 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES (SECTION 701, COMPANIES ACT
2006) MGMT RECOMMENDATION = FOR,
UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
S23 TO AUTHORISE THE CALLING OF A GENERAL Mgmt For For
MEETING OTHER THAN AN ANNUAL GENERAL
MEETING ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE MGMT RECOMMENDATION = FOR,
UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
--------------------------------------------------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC. Agenda Number: 933560422
--------------------------------------------------------------------------------------------------------------------------
Security: 930059100
Meeting Type: Annual
Meeting Date: 18-Apr-2012
Ticker: WDR
ISIN: US9300591008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS C. GODLASKY Mgmt For For
DENNIS E. LOGUE Mgmt For For
MICHAEL F. MORRISSEY Mgmt For For
RONALD C. REIMER Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. APPROVAL OF AMENDMENT & RESTATEMENT OF Mgmt For For
WADDELL & REED FINANCIAL, INC. 2003
EXECUTIVE INCENTIVE PLAN, AS AMENDED &
RESTATED, TO (A) EXTEND TERM OF THE PLAN TO
DECEMBER 31, 2017, & (B) RESUBMIT FOR
STOCKHOLDER APPROVAL ELIGIBLE EMPLOYEES &
BUSINESS CRITERIA UNDER THE PLAN FOR
PURPOSES OF COMPLYING WITH THE REQUIREMENTS
OF SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2012.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933607408
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 01-Jun-2012
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For For
1C ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1E ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1G ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt Against Against
1H ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1I ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1J ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1K ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt Against Against
1L ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For
1M ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1N ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt Against Against
1O ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt Against Against
WILLIAMS
1P ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS
03 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
04 POLITICAL CONTRIBUTIONS REPORT Shr For Against
05 DIRECTOR NOMINATION POLICY Shr Against For
06 REPORT REGARDING INCENTIVE COMPENSATION Shr For Against
PROGRAMS
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 933577441
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 10-May-2012
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: PASTORA SAN JUAN Mgmt For For
CAFFERTY
1C. ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1F. ELECTION OF DIRECTOR: W. ROBERT REUM Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG, Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
3. TO APPROVE OUR EXECUTIVE COMPENSATION. Mgmt For For
4. TO AMEND OUR EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
TO INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE.
5. STOCKHOLDER PROPOSAL RELATING TO A STOCK Shr For Against
RETENTION POLICY REQUIRING SENIOR
EXECUTIVES TO RETAIN A SIGNIFICANT
PERCENTAGE OF STOCK ACQUIRED THROUGH EQUITY
PAY PROGRAMS UNTIL ONE YEAR FOLLOWING
TERMINATION OF EMPLOYMENT, IF PROPERLY
PRESENTED AT THE MEETING.
6. STOCKHOLDER PROPOSAL TO AMEND OUR BY-LAWS Shr Against For
AND OTHER GOVERNING DOCUMENTS TO GIVE
STOCKHOLDERS OF THE LOWEST PERCENTAGE OF
OUR OUTSTANDING COMMON STOCK PERMITTED BY
STATE LAW THE POWER TO CALL SPECIAL
STOCKHOLDER MEETINGS, IF PROPERLY PRESENTED
AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
WELLPOINT, INC. Agenda Number: 933579445
--------------------------------------------------------------------------------------------------------------------------
Security: 94973V107
Meeting Type: Annual
Meeting Date: 16-May-2012
Ticker: WLP
ISIN: US94973V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LENOX D. BAKER, JR., Mgmt For For
M.D.
1B. ELECTION OF DIRECTOR: SUSAN B. BAYH Mgmt For For
1C. ELECTION OF DIRECTOR: JULIE A. HILL Mgmt For For
1D. ELECTION OF DIRECTOR: RAMIRO G. PERU Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. IF PROPERLY PRESENTED AT THE MEETING, TO Shr Against For
VOTE ON A SHAREHOLDER PROPOSAL TO REQUIRE
SEMI-ANNUAL REPORTING ON POLITICAL
CONTRIBUTIONS AND EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933560369
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 24-Apr-2012
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1J) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1K) ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt Against Against
1L) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1M) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1N) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1O) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. PROPOSAL TO APPROVE AN ADVISORY RESOLUTION Mgmt For For
TO APPROVE THE NAMED EXECUTIVES'
COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2012.
4. STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr For Against
OF A POLICY TO REQUIRE AN INDEPENDENT
CHAIRMAN.
5. STOCKHOLDER PROPOSAL TO PROVIDE FOR Shr For Against
CUMULATIVE VOTING IN CONTESTED DIRECTOR
ELECTIONS.
6. STOCKHOLDER PROPOSAL TO AMEND THE COMPANY'S Shr For Against
BY-LAWS TO ALLOW STOCKHOLDERS TO NOMINATE
DIRECTOR CANDIDATES FOR INCLUSION IN THE
COMPANY'S PROXY MATERIALS.
7. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INVESTIGATION AND REPORT ON INTERNAL
CONTROLS FOR MORTGAGE SERVICING OPERATIONS.
--------------------------------------------------------------------------------------------------------------------------
WGL HOLDINGS, INC. Agenda Number: 933543945
--------------------------------------------------------------------------------------------------------------------------
Security: 92924F106
Meeting Type: Annual
Meeting Date: 01-Mar-2012
Ticker: WGL
ISIN: US92924F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL D. BARNES Mgmt For For
GEORGE P. CLANCY, JR. Mgmt For For
JAMES W. DYKE, JR. Mgmt For For
MELVYN J. ESTRIN Mgmt For For
NANCY C. FLOYD Mgmt For For
JAMES F. LAFOND Mgmt For For
DEBRA L. LEE Mgmt For For
TERRY D. MCCALLISTER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2012.
03 PROPOSAL TO RE-APPROVE THE WGL HOLDINGS, Mgmt For For
INC. OMNIBUS INCENTIVE COMPENSATION PLAN.
04 PROPOSAL TO APPROVE, BY NON-BINDING VOTE, Mgmt For For
COMPENSATION PAID TO CERTAIN EXECUTIVE
OFFICERS.
05 PROPOSAL TO PROVIDE CUMULATIVE VOTING IN Shr For Against
THE ELECTION OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION Agenda Number: 933556916
--------------------------------------------------------------------------------------------------------------------------
Security: 963320106
Meeting Type: Annual
Meeting Date: 17-Apr-2012
Ticker: WHR
ISIN: US9633201069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: GARY T. DICAMILLO Mgmt For For
1C. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1D. ELECTION OF DIRECTOR: KATHLEEN J. HEMPEL Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL F. JOHNSTON Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM T. KERR Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN D. LIU Mgmt For For
1H. ELECTION OF DIRECTOR: HARISH MANWANI Mgmt For For
1I. ELECTION OF DIRECTOR: MILES L. MARSH Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE WHIRLPOOL'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS WHIRLPOOL'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REQUIRING SHAREHOLDER
APPROVAL OF FUTURE BENEFITS PAYABLE UPON
THE DEATH OF A SENIOR EXECUTIVE.
--------------------------------------------------------------------------------------------------------------------------
WORTHINGTON INDUSTRIES, INC. Agenda Number: 933498417
--------------------------------------------------------------------------------------------------------------------------
Security: 981811102
Meeting Type: Annual
Meeting Date: 29-Sep-2011
Ticker: WOR
ISIN: US9818111026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL J. ENDRES Mgmt For For
1B ELECTION OF DIRECTOR: OZEY K. HORTON, JR. Mgmt For For
1C ELECTION OF DIRECTOR: PETER KARMANOS, JR. Mgmt Against Against
1D ELECTION OF DIRECTOR: CARL A. NELSON, JR. Mgmt For For
02 PROPOSAL TO APPROVE THE ADVISORY RESOLUTION Mgmt For For
ON EXECUTIVE COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 APPROVAL OF THE FIRST AMENDMENT TO THE Mgmt Against Against
WORTHINGTON INDUSTRIES, INC. AMENDED AND
RESTATED 2006 EQUITY INCENTIVE PLAN FOR
NON-EMPLOYEE DIRECTORS.
05 RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING MAY 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 933481715
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 10-Aug-2011
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PHILIP T. GIANOS Mgmt For For
1B ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV Mgmt For For
1C ELECTION OF DIRECTOR: JOHN L. DOYLE Mgmt For For
1D ELECTION OF DIRECTOR: JERALD G. FISHMAN Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM G. HOWARD, Mgmt For For
JR.
1F ELECTION OF DIRECTOR: J. MICHAEL PATTERSON Mgmt For For
1G ELECTION OF DIRECTOR: ALBERT A. PIMENTEL Mgmt For For
1H ELECTION OF DIRECTOR: MARSHALL C. TURNER Mgmt For For
1I ELECTION OF DIRECTOR: ELIZABETH W. Mgmt For For
VANDERSLICE
02 APPROVE AN AMENDMENT TO 1990 EMPLOYEE Mgmt For For
QUALIFIED STOCK PURCHASE PLAN, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
03 APPROVE AN AMENDMENT TO THE 2007 EQUITY Mgmt For For
INCENTIVE PLAN, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
04 APPROVE CERTAIN PROVISIONS OF 2007 EQUITY Mgmt For For
INCENTIVE PLAN FOR PURPOSES OF COMPLYING
WITH THE INTERNAL REVENUE CODE OF 1986.
05 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
06 PROPOSAL TO RECOMMEND, ON AN ADVISORY Mgmt 1 Year For
BASIS, THE FREQUENCY OF VOTES ON EXECUTIVE
COMPENSATION.
07 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S EXTERNAL
AUDITORS FOR FISCAL 2012.
--------------------------------------------------------------------------------------------------------------------------
XL GROUP PLC Agenda Number: 933562921
--------------------------------------------------------------------------------------------------------------------------
Security: G98290102
Meeting Type: Annual
Meeting Date: 27-Apr-2012
Ticker: XL
ISIN: IE00B5LRLL25
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RAMANI AYER Mgmt For For
1B ELECTION OF DIRECTOR: DALE R. COMEY Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT R. GLAUBER Mgmt For For
1D ELECTION OF DIRECTOR: SUZANNE B. LABARGE Mgmt For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO ACT AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2012, AND THE AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO FIX THE REMUNERATION OF
PRICEWATERHOUSECOOPERS LLP.
3 TO PROVIDE A NON-BINDING, ADVISORY VOTE Mgmt For For
APPROVING THE COMPANY'S EXECUTIVE
COMPENSATION.
Gateway International Fund
--------------------------------------------------------------------------------------------------------------------------
ACCOR SA, COURCOURONNES Agenda Number: 703696166
--------------------------------------------------------------------------------------------------------------------------
Security: F00189120
Meeting Type: MIX
Meeting Date: 10-May-2012
Ticker:
ISIN: FR0000120404
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to
the Global Custodians that have become
Registered Intermediaries, on the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
012/0402/201204021201183.pdf AND ht
tps://balo.journal-officiel.gouv.fr/pdf/201
2/0420/201204201201480.pdf
O.1 Approval of corporate financial statements Mgmt For For
for the financial year 2011
O.2 Approval of consolidated financial Mgmt For For
statements for the financial year 2011
O.3 Allocation of income and distribution of Mgmt For For
the dividend
O.4 Renewal of term of Mrs. Mercedes Erra as Mgmt For For
Board member
O.5 Renewal of term of Mr. Jean-Paul Bailly as Mgmt For For
Board member
O.6 Renewal of term of Mr. Philippe Citerne as Mgmt For For
Board member
O.7 Renewal of term of Mr. Bertrand Meheut as Mgmt For For
Board member
O.8 Approval of a regulated Agreement: Hotel Mgmt For For
management contract concluded between the
Company and ColSpa SAS
O.9 Approval of a regulated Agreement: Mgmt For For
Agreement concluded with Edenred Group
O.10 Authorization to the Board of Directors to Mgmt For For
trade Company's shares
E.11 Authorization to the Board of Directors to Mgmt For For
reduce share capital by cancellation of
shares
E.12 Powers to the Board of Directors to Mgmt For For
acknowledge capital increases
E.13 Powers to carry out all legal formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLE SS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ACTELION LTD., ALLSCHWIL Agenda Number: 703705143
--------------------------------------------------------------------------------------------------------------------------
Security: H0032X135
Meeting Type: AGM
Meeting Date: 04-May-2012
Ticker:
ISIN: CH0010532478
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 935491,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1 Approval of the business report consisting Mgmt No vote
of the annual report, the annual statutory
accounts and the consolidated accounts as
of 31 December 2011
2 Appropriation of available earnings and Mgmt No vote
distribution against reserve from capital
contribution
3 Consultative vote on compensation report Mgmt No vote
4 Discharge of the board of directors and of Mgmt No vote
the senior management
5 Reduction of share capital by cancellation Mgmt No vote
of repurchase shares
6.1 Re-election of Mr. Michael Jacobi as a Mgmt No vote
board of director
6.2 Election of Prof. Dr. Peter Gruss as new Mgmt No vote
board member
7 Election of the statutory auditors: Ernst Mgmt No vote
and Young AG, Basel
8 Ad hoc Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
AEGIS GROUP PLC, LONDON Agenda Number: 703708264
--------------------------------------------------------------------------------------------------------------------------
Security: G0105D215
Meeting Type: AGM
Meeting Date: 10-May-2012
Ticker:
ISIN: GB00B4JV1B90
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Company's Mgmt For For
financial statements for the year ended 31
December 2011 and the reports of the
directors and auditors
2 To approve the remuneration report for the Mgmt For For
year ended 31 December 2011
3 To authorise the payment of a final Mgmt For For
dividend of 2.01p per ordinary share for
the year ended 31 December 2011
4 To re-elect John Napier, who is retiring Mgmt For For
and offering himself for re-election, as a
director of the Company
5 To re-elect Jerry Buhlmann, who is retiring Mgmt For For
and offering himself for re-election, as a
director of the Company
6 To re-elect Nick Priday, who is retiring Mgmt For For
and offering himself for re-election, as a
director of the Company
7 To appoint Ernst & Young LLP as auditors of Mgmt For For
the Company to hold office until the
conclusion of the next general meeting at
which the Company's annual accounts and
reports are laid
8 To authorise the directors to fix the Mgmt For For
remuneration of the auditors
9 That in accordance with Sections 366 and Mgmt For For
367 of the Companies Act 2006, the Company
and all companies that are its subsidiaries
at any time during the period for which
this resolution is effective be and are
hereby generally and unconditionally
authorised to make political donations to
political parties and/or independent
election candidates, make political
donations to political organisations other
than political parties and incur political
expenditure (as such terms are defined in
sections 363 to 365 of the Companies Act
2006) up to a maximum aggregate sum of GBP
100,000 and such authority shall, unless
renewed, varied or revoked by the Company
in a general meeting prior to such time,
expire on the earlier of 10 August 2013 or
the date of the next AGM
10 To authorise the directors generally and Mgmt For For
unconditionally to exercise all the powers
of the Company to allot shares in the
Company and to grant rights to subscribe
for or convert any security into shares in
the Company up to an aggregate nominal
amount of GBP 21,494,152 provided that this
authority shall apply (unless previously
revoked or varied by the Company in general
meeting) until the conclusion of the next
AGM of the Company (or, if earlier, until
the close of business on 10 August 2013),
but, in each case, during this period the
Company may make offers and enter into
agreements which would, or might, require
shares to be allotted or rights to
subscribe for or convert any security into
shares to be granted after the authority
ends and the directors may allot shares or
grant rights to subscribe for or convert
CONTD
CONT CONTD securities into shares in pursuance Non-Voting
of any such offer or agreement as if the
authority conferred hereby had not ended
11 To authorise the Company to call general Mgmt For For
meetings, other than annual general
meetings, on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
AEGON NV, DEN HAAG Agenda Number: 703699910
--------------------------------------------------------------------------------------------------------------------------
Security: N00927298
Meeting Type: AGM
Meeting Date: 16-May-2012
Ticker:
ISIN: NL0000303709
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Presentation on the course of business in Non-Voting
2011
3.1 Annual Report 2011 Non-Voting
3.2 Annual accounts 2011: Proposal to adopt the Mgmt For For
annual Accounts 2011
4 Proposal to approve the dividend 2011 Mgmt For For
5 Proposal to release the members of the Mgmt For For
Executive Board from liability for their
duties
6 Proposal to release the members of the Mgmt For For
Supervisory Board from liability for their
duties
7 Proposal to appoint the independent Mgmt For For
auditor: Ernst and Young
8 Proposal to reappoint Mr. I.W. Bailey, II Mgmt For For
to the supervisory Board
9 Proposal to reappoint Mr. R.J. Routs to the Mgmt For For
supervisory Board
10 Proposal to reappoint Mr. B. van der Veer Mgmt For For
to the supervisory Board
11 Proposal to reappoint Mr. D.P.M. Verbeek to Mgmt For For
the supervisory Board
12 Proposal to authorize the executive Board Mgmt For For
to issue common shares
13 Proposal to authorize the Executive Board Mgmt For For
to restrict or exclude pre-emptive rights
upon issuing common shares
14 Proposal to authorize the executive Board Mgmt For For
to issue common shares under incentive
plans
15 Proposal to authorize the Executive Board Mgmt For For
to acquire shares in the company
16 Any other business Non-Voting
17 Close of the meeting Non-Voting
CMMt PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AUDITOR NAME. IF YOU HAV E
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD Agenda Number: 703675681
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 08-May-2012
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0323/LTN20120323589.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive and consider the audited Mgmt For For
consolidated financial statements of the
Company, the Report of the Directors and
the Independent Auditor's Report for the
year ended 30 November 2011
2 To declare a final dividend of 22 Hong Kong Mgmt For For
cents per share for the year ended 30
November 2011
3 To re-elect Mr. Jack Chak-Kwong So as Mgmt For For
Non-executive Director of the Company
4 To re-elect Sir Chung-Kong Chow as Mgmt For For
Independent Non-executive Director of the
Company
5 To re-elect Mr. John Barrie Harrison as Mgmt For For
Independent Non-executive Director of the
Company
6 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor of the Company for the term from
passing of this resolution until the
conclusion of the next annual general
meeting and to authorise the board of
directors of the Company to fix their
remuneration
7.A To grant a general mandate to the Directors Mgmt Against Against
to allot, issue, grant and deal with
additional shares of the Company, not
exceeding ten per cent (10%) of the
issued share capital of the Company at the
date of this Resolution, and the discount
for any shares to be issued shall not
exceed 15% to the benchmarked
price
7.B To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company,
not exceeding ten per cent (10%) of the
issued share capital of the Company at the
date of this Resolution
7.C Conditional on the passing of Resolutions Mgmt Against Against
7(A) and 7(B), to authorise the
Directors to exercise the powers to allot,
issue, grant and deal with
additional shares of the Company under
Resolution 7(A), subject to a discount not
exceeding 15% to the benchmarked price in
respect of the aggregate nominal
amount of the shares repurchased by the
Company
7.D To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with
additional shares of the Company under the
restricted share unit scheme adopted
by the Company on 28 September 2010
8 To approve the amendments to the Articles Mgmt For For
of Association of the Company
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE, MUENCHEN Agenda Number: 703701892
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 09-May-2012
Ticker:
ISIN: DE0008404005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT PURSUANT TO THE ARTICLES Non-Voting
OF ASSOCIATION OF THE ISSUER THE DISCLOSURE
OF THE BENEFICIAL OWNER DATA WILL BE
REQUIRED WHEN EXCEEDING A CERTAIN LIMIT OF
SHARE HOLDINGS OF THE STATUTORY SHARE
CAPITAL. THEREFORE BROADRIDGE WILL BE
DISCLOSING THE BENEFICIAL OWNER DATA FOR
ALL VOTED ACCOUNTS TO THE RESPECTIVE LOCAL
SUB CUSTODIAN. PLEASE NOTE THAT DEPENDING
ON THE PROCESSING OF THE LOCAL SUB
CUSTODIAN BLOCKING MAY APPLY. THE VOTE
DEADLINE AS DISPLAYED ON PROXYEDGE IS
SUBJECT TO CHANGE AND WILL BE UPDATED AS
SOON AS BROADRIDGE HAS OBTAINED ALL LOCAL
SUB CUSTODIANS' CONFIRMATIONS REGARDING
THEIR DEADLINE FOR INSTRUCTIONS. FOR ANY
QUERIES PLEASE CONTACT YOUR CLIENT SERVICES
REPRESENTATIVE. THANK YOU.
ACCORDING TO GERMAN LAW YOU ARE NOT Non-Voting
ENTITLED TO EXERCISE YOUR VOTING RIGHTS IN
CASE OF SPECIFIC CONFLICTS OF INTEREST WITH
REGARD TO SPECIFIC ITEMS OF THE GENERAL
MEETING'S AGENDA. FURTHER, YOUR VOTING
RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN
VOTING RIGHTS HAS REACHED CERTAIN
THRESHOLDS AND YOU HAVE NOT COMPLIED WITH
ANY OF YOUR MANDATORY VOTING RIGHTS
NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
For German registered shares, the shares Non-Voting
have to be registered within the company's
shareholder book. Depending on the
processing of the local sub custodian if a
client wishes to withdraw its voting
instruction due to intentions to trade/lend
their stock, a Take No Action vote must be
received by the vote deadline as displayed
on ProxyEdge to facilitate de-registration
of shares from the company's shareholder
book. Any Take No Action votes received
after the vote deadline will only be
forwarded and processed on a best effort
basis. Please contact your client services
representative if you require further
information. Thank you.
SHAREHOLDER PROPOSALS AND ELECTION Non-Voting
NOMINATIONS MAY BE SUBMITTED UNTIL
24.04.2012. FURTHER INFORMATION ON
SHAREHOLDER PROPOSALS AND ELECTION
NOMINATIONS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. SHAREHOLDER PROPOSALS AND ELECTION
NOMINATIONS CANNOT BE REFLECTED IN THE
BALLOT ON PROXYEDGE.
1. Presentation of the approved Annual Non-Voting
Financial Statements and the approved
Consolidated Financial Statements as of
December 31, 2011, and of the Management
Reports for Allianz SE and for the Group,
the Explanatory Reports on the information
pursuant to sec. 289 (4), 315 (4) and sec.
289 (5) of the German Commercial Code
(HGB), as well as the Report of the
Supervisory Board for fiscal year 2011
2. Appropriation of net earnings Mgmt For For
3. Approval of the actions of the members of Mgmt For For
the Management Board
4. Approval of the actions of the members of Mgmt For For
the Supervisory Board
5.a1 Election to the Supervisory Board: Mgmt For For
Shareholder representatives: Dr.Wulf H.
Bernotat
5.a2 Election to the Supervisory Board: Mgmt For For
Shareholder representatives: Dr. Gerhard
Cromme
5.a3 Election to the Supervisory Board: Mgmt For For
Shareholder representatives: Prof. Dr.
Renate Koecher
5.a4 Election to the Supervisory Board: Mgmt For For
Shareholder representatives: Igor Landau
5.a5 Election to the Supervisory Board: Mgmt For For
Shareholder representatives: Dr. Helmut
Perlet
5.a6 Election to the Supervisory Board: Mgmt For For
Shareholder representatives: Peter Denis
Sutherland
5.b1 Election to the Supervisory Board: Employee Mgmt For For
representatives: Dante Barban
5.b2 Election to the Supervisory Board: Employee Mgmt For For
representatives: Gabriele Burkhardt-Berg
5.b3 Election to the Supervisory Board: Employee Mgmt For For
representatives: Jean-Jacques Cette
5.b4 Election to the Supervisory Board: Employee Mgmt For For
representatives: Ira Gloe-Semler
5.b5 Election to the Supervisory Board: Employee Mgmt For For
representatives: Franz Heiss
5.b6 Election to the Supervisory Board: Employee Mgmt For For
representatives: Rolf Zimmermann
5.b1e Election to the Supervisory Board: Mgmt For For
Substitute Members Employee
representatives: Giovanni Casiroli,
Substitute member for Dante Barban
5.b2e Election to the Supervisory Board: Mgmt For For
Substitute Members Employee
representatives: Josef Hochburger,
Substitute member for Gabriele
Burkhardt-Berg
5.b3e Election to the Supervisory Board: Mgmt For For
Substitute Members Employee
representatives: Jean-Claude Le Goaer,
Substitute member for Jean-Jacques Cette
5.b4e Election to the Supervisory Board: Mgmt For For
Substitute Members Employee
representatives: Joerg Reinbrecht,
Substitute member for Ira Gloe-Semler
5.b5e Election to the Supervisory Board: Mgmt For For
Substitute Members Employee
representatives: Juergen Lawrenz,
Substitute member for Franz Heiss
5.b6e Election to the Supervisory Board: Mgmt For For
Substitute Members Employee
representatives: Frank Kirsch, Substitute
member for Rolf Zimmermann
6. Amendment of the Statutes regarding the Mgmt For For
term of office of the Supervisory Board
7. Authorization for a further exclusion of Mgmt For For
subscription rights for the issuance of
shares out of the Authorized Capital 2010/I
in connection with a listing of Allianz
shares on a stock exchange in the People's
Republic of China and respective amendment
of the Statutes
--------------------------------------------------------------------------------------------------------------------------
ALSTOM, PARIS Agenda Number: 703813457
--------------------------------------------------------------------------------------------------------------------------
Security: F0259M475
Meeting Type: MIX
Meeting Date: 26-Jun-2012
Ticker:
ISIN: FR0010220475
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to
the Global Custodians that have become
Registered Intermediaries, on the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
012/0509/201205091202339.pdf AND ht
tps://balo.journal-officiel.gouv.fr/pdf/201
2/0608/201206081203751.pdf
O.1 Approval of the corporate financial Mgmt For For
statements and operations for the financial
year ended March 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements and operations for the financial
year ended March 31, 2012
O.3 Allocation of income Mgmt For For
O.4 Regulated agreement relating to commitments Mgmt For For
pursuant to Article L. 225-42-1 of the
Commercial Code made in favor of Mr.
Patrick Kron
O.5 Renewal of term of Mr. Jean-Paul Bechat as Mgmt For For
Board member
O.6 Renewal of term of Mr. Pascal Colombani as Mgmt For For
Board member
O.7 Renewal of term of Mr. Gerard Hauser as Mgmt For For
Board member
O.8 Authorization to be granted to the Board of Mgmt For For
Directors to trade shares of the Company
E.9 Delegation of authority to the Board of Mgmt For For
Directors to increase share capital via
issuance of shares and any securities
giving access to shares of the Company or
one of its subsidiaries, with preferential
subscription right and/or via incorporation
of premiums, reserves, profits, or others,
for a maximum capital increase nominal
amount of EUR 600 million, or approximately
29.1% of the capital on March 31, 2012,
with allocation of the amounts that may be
issued pursuant to the tenth through
fifteenth resolutions of this meeting on
this overall limitation
E.10 Delegation of authority to the Board of Mgmt For For
Directors to increase the share capital via
issuance of shares and any securities
giving access to shares of the Company or
one of its subsidiaries, with cancellation
of preferential subscription right by
public offer, for a maximum capital
increase nominal amount of EUR 300 million,
or approximately 14.6% of the capital on
March 31, 2012 (overall limitation for the
issuances without preferential subscription
right), with allocation of this amount on
the overall limitation set at the ninth
resolution of this meeting and allocation
of the amounts that may be issued pursuant
to the eleventh, twelfth and thirteenth
resolutions of this meeting on this amount
E.11 Delegation of authority to the Board of Mgmt For For
Directors to increase share capital via
issuance of shares and any securities
giving access to shares of the Company or
one of its subsidiaries, with cancellation
of preferential subscription right by
private placement pursuant to Article L.
411-2, II of the Monetary and Financial
Code, for a maximum capital increase
nominal amount of EUR 300 million, or
approximately 14.6% of the capital on March
31, 2012 (overall limitation for the
issuances without preferential subscription
right), with allocation of this amount on
the overall limitation set at the ninth
resolution of this meeting and allocation
of the amounts that may be issued pursuant
to the eleventh, twelfth and thirteenth
resolutions of this meeting on this amount
E.12 Delegation of authority to the Board of Mgmt For For
Directors to increase the number of
issuable securities in case of capital
increase, with or without preferential
subscription right, limited to 15% of the
initial issuance and to the capital
increase limitations applicable to the
initial issuance
E.13 Delegation of powers to the Board of Mgmt For For
Directors to increase capital, limited to
10%, in consideration for contributions in
kind of equity securities or securities
giving access to the capital, with
allocation of this amount on the overall
limitation set at the ninth resolution of
this meeting and on the amounts that may be
issued pursuant to the tenth and eleventh
resolutions of this meeting
E.14 Delegation granted to the Board of Mgmt For For
Directors to increase share capital via
issuance of equity securities or securities
giving access to the capital of the Company
reserved for members of a corporate savings
plan, limited to 2% of the capital, with
allocation of this amount on the amount set
at the ninth resolution
E.15 Delegation of authority to the Board of Mgmt For For
Directors to increase share capital with
cancellation of shareholders' preferential
subscription right, in favor of a given
category of beneficiaries allowing
employees of the foreign subsidiaries of
the Group to benefit from an employee
savings operation similar to the one
offered under the previous resolution,
limited to 0.5% of the capital, with
allocation of this amount on the amounts
set in the fourteenth and ninth resolutions
E.16 Powers for the implementation of the Mgmt For For
decisions of the General meeting and to
carry out all legal formalities
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL URL LINKS. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNL ESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AMP LTD Agenda Number: 703686292
--------------------------------------------------------------------------------------------------------------------------
Security: Q0344G101
Meeting Type: AGM
Meeting Date: 10-May-2012
Ticker:
ISIN: AU000000AMP6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4, 5, 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3, 4, 5 AND 6), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2(a) To re-elect Paul Fegan as a Director Mgmt For For
2(b) To re-elect John Palmer as a Director Mgmt For For
2(c) To re-elect Dr Nora Scheinkestel as a Mgmt For For
Director
3 Adoption of Remuneration Report Mgmt For For
4 Approval of Managing Director's long-term Mgmt For For
incentive for 2012
5 Approval of issue of equity securities Mgmt For For
6 Adoption of new Constitution Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC, LONDON Agenda Number: 703666327
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: AGM
Meeting Date: 19-Apr-2012
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report and accounts Mgmt For For
2 To declare a final dividend Mgmt For For
3 To re-elect Cynthia Carroll Mgmt For For
4 To re-elect David Challen Mgmt For For
5 To re-elect Sir CK Chow Mgmt For For
6 To re-elect Sir Philip Hampton Mgmt For For
7 To re-elect Rene Medori Mgmt For For
8 To re-elect Phuthuma Nhleko Mgmt For For
9 To re-elect Ray O'Rourke Mgmt For For
10 To re-elect Sir John Parker Mgmt For For
11 To re-elect Mamphela Ramphele Mgmt For For
12 To re-elect Jack Thompson Mgmt For For
13 To re-elect Peter Woicke Mgmt For For
14 To re-appoint the auditors: Deloitte LLP Mgmt For For
15 To authorise the directors to determine the Mgmt For For
auditors' remuneration
16 To approve the remuneration report Mgmt For For
17 To authorise the directors to allot shares Mgmt For For
18 To disapply pre-emption rights Mgmt For For
19 To authorise the purchase of own shares Mgmt For For
20 To authorise the directors to call general Mgmt For For
meetings (other than an AGM) on not less
than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC, LONDON Agenda Number: 703681608
--------------------------------------------------------------------------------------------------------------------------
Security: G0593M107
Meeting Type: AGM
Meeting Date: 26-Apr-2012
Ticker:
ISIN: GB0009895292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Companys Accounts and the Mgmt For For
Reports of the Directors and Auditor for
the year ended 31 December 2011
2 To confirm dividends Mgmt For For
3 To re-appoint KPMG Audit Plc London as Mgmt For For
Auditor
4 To authorise the Directors to agree the Mgmt For For
remuneration of the Auditor
5.A To elect or re-elect the following as a Mgmt For For
Director: Louis Schweitzer
5.B To elect or re-elect the following as a Mgmt For For
Director: David Brennan
5.C To elect or re-elect the following as a Mgmt For For
Director: Simon Lowth
5.D To elect or re-elect the following as a Mgmt For For
Director: Genevieve Berger
5.E To elect or re-elect the following as a Mgmt For For
Director: Bruce Burlington
5.F To elect or re-elect the following as a Mgmt For For
Director: Graham Chipchase
5.G To elect or re-elect the following as a Mgmt For For
Director: Jean-Philippe Courtois
5.H To elect or re-elect the following as a Mgmt For For
Director: Leif Johansson
5.I To elect or re-elect the following as a Mgmt For For
Director: Rudy Markham
5.J To elect or re-elect the following as a Mgmt For For
Director: Nancy Rothwell
5.K To elect or re-elect the following as a Mgmt For For
Director: Shriti Vadera
5.L To elect or re-elect the following as a Mgmt For For
Director: John Varley
5.M To elect or re-elect the following as a Mgmt For For
Director: Marcus Wallenberg
6 To approve the Directors Remuneration Mgmt For For
Report for the year ended 31 December
2011
7 To authorise limited EU political donations Mgmt For For
8 To authorise the Directors to allot shares Mgmt For For
9 To approve the New SAYE Scheme Mgmt For For
10 To authorise the Directors to disapply Mgmt For For
pre-emption rights
11 To authorise the Company to purchase its Mgmt For For
own shares
12 To reduce the notice period for general Mgmt For For
meetings
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RESOLUTION
1 AND 5.IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BALFOUR BEATTY PLC Agenda Number: 703707945
--------------------------------------------------------------------------------------------------------------------------
Security: G3224V108
Meeting Type: AGM
Meeting Date: 10-May-2012
Ticker:
ISIN: GB0000961622
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To adopt the Directors' report and accounts Mgmt For For
for the year ended 31-Dec-11
2 To approve the Directors' remuneration Mgmt For For
report for the year ended 31 December 2011
3 To declare a final dividend on the ordinary Mgmt For For
shares of the Company
4 To re-elect Mr S Marshall as a Director Mgmt For For
5 To re-elect Mr R M Amen as a Director Mgmt For For
6 To re-elect Mr M J Donovan as a Director Mgmt For For
7 To re-elect Mr I G T Ferguson CBE as a Mgmt For For
Director
8 To re-elect Mr G E H Krossa as a Director Mgmt For For
9 To re-elect Mr D J Magrath as a Director Mgmt For For
10 To re-elect Mr A J McNaughton as a Director Mgmt For For
11 To re-elect Mr A L P Rabin as a Director Mgmt For For
12 To re-elect Mr G C Roberts as a Director Mgmt For For
13 To re-elect Mr I P Tyler as a Director Mgmt For For
14 To re-elect Mr R J W Walvis as a Director Mgmt For For
15 To re-elect Mr P J L Zinkin as a Director Mgmt For For
16 To re-appoint Deloitte LLP as auditor Mgmt For For
17 To authorise the Company and its UK Mgmt For For
subsidiaries to incur political expenditure
18 To authorise the Directors to allot shares Mgmt For For
19 To authorise the Directors to allot shares Mgmt For For
for cash
20 To renew the authority for the Company to Mgmt For For
purchase its own ordinary and preference
shares
21 To authorise the Company to hold general Mgmt For For
meetings, other than an Annual General
Meeting, on 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
BALOISE-HOLDING AG, BASEL Agenda Number: 703688121
--------------------------------------------------------------------------------------------------------------------------
Security: H04530202
Meeting Type: AGM
Meeting Date: 27-Apr-2012
Ticker:
ISIN: CH0012410517
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 934212,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 Approval of the business review, 2011 Mgmt No vote
annual financial statements and of the 2011
consolidated financial statements
2 Granting discharge to the board of Mgmt No vote
director's and the management
3 Appropriation of retained earnings Mgmt No vote
4.1 Election to the board of director: Mr Dr. Mgmt No vote
Andreas Burckhardt
4.2 Election to the board of director: Mr Dr. Mgmt No vote
Hansjoerg Frei
4.3 Election to the board of director: Mr Mgmt No vote
Thomas Pleines
5 Appointment of auditing firm / Mgmt No vote
Pricewaterhouse Coopers AG, Basel
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 703675706
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 27-Apr-2012
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Reports of the Directors and Mgmt For For
Auditors and the audited accounts of the
Company for the year ended 31 December
2011, now laid before the meeting, be
received
2 That the Remuneration Report for the year Mgmt For For
ended 31 December 2011, now laid before the
meeting, be approved
3 That Marcus Agius be re-elected a Director Mgmt For For
of the Company
4 That David Booth be re-elected a Director Mgmt For For
of the Company
5 That Alison Carnwath be re-elected a Mgmt For For
Director of the Company
6 That Fulvio Conti be re-elected a Director Mgmt For For
of the Company
7 That Bob Diamond be re-elected a Director Mgmt For For
of the Company
8 That Simon Fraser be re-elected a Director Mgmt For For
of the Company
9 That Reuben Jeffery III be re-elected a Mgmt For For
Director of the Company
10 That Sir Andrew Likierman be re-elected a Mgmt For For
Director of the Company
11 That Chris Lucas be re-elected a Director Mgmt For For
of the Company
12 That Dambisa Moyo be re-elected a Director Mgmt For For
of the Company
13 That Sir Michael Rake be re-elected a Mgmt For For
Director of the Company
14 That Sir John Sunderland be re-elected a Mgmt For For
Director of the Company
15 That PricewaterhouseCoopers LLP, Chartered Mgmt For For
Accountants and Statutory Auditors, be
reappointed as auditors of the Company to
hold office from the conclusion of this
meeting until the conclusion of the next
Annual General Meeting at which accounts
are laid before the Company
16 That the Directors be authorised to set the Mgmt For For
remuneration of the auditors
17 That, in accordance with section 366 of the Mgmt For For
Companies Act 2006 (the 'Act') the Company
and any company which, at any time during
the period for which this resolution has
effect, is a subsidiary of the Company, be
and are hereby authorised to: (a) make
political donations to political
organisations not exceeding GBP 25,000 in
total; and (b) incur political expenditure
not exceeding GBP 100,000 in total, in each
case during the period commencing on the
date of this resolution and ending on the
date of the Annual General Meeting of the
Company to be held in 2013 or on 30 June
2013, whichever is the earlier, provided
that the maximum amounts referred to in (a)
and (b) may consist of sums in any currency
converted into Sterling at such rate as the
Board may in its absolute discretion
determine. For the purposes of this
resolution, the terms 'political
donations', 'political organisations' and
'political expenditure' shall have the
meanings given to them in sections 363 to
365 of the Act
18 That, in substitution for all existing Mgmt For For
authorities, the Directors be and are
hereby generally and unconditionally
authorised pursuant to section 551 of the
Act to exercise all the powers of the
Company to: (a) allot shares (as defined in
section 540 of the Act) in the Company or
grant rights to subscribe for or to convert
any security into shares in the Company up
to an aggregate nominal amount of GBP
1,056,812,142, USD 77,500,000, EUR
40,000,000 and YEN 4,000,000,000; and (b)
allot equity securities (as defined in
section 560 of the Act) up to an aggregate
nominal amount of GBP 2,033,624,284 (such
amount to be reduced by the aggregate
nominal amount of ordinary shares allotted
or rights to subscribe for or to convert
any securities into ordinary shares in the
Company granted under paragraph (a) of this
resolution 18) in connection with an offer
by way of a rights issue: (i) to ordinary
shareholders in proportion (as nearly as
may be practicable) to their existing
holdings; and (ii) to holders of other
equity securities (as defined in section
560 of the Act) as required by the rights
of those securities, or subject to such
rights, as the Directors otherwise consider
necessary, and so that the Directors may
impose any limits or restrictions and make
any arrangements which they consider
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter, such
authorities to apply (unless previously
renewed, varied or revoked by the Company
in General Meeting) for the period expiring
at the end of the AGM of the Company to be
held in 2013 or until the close of business
on 30 June 2013, whichever is the earlier
but, in each case, so that the Company may
make offers and enter into agreements
before the authority expires which would,
or might require shares to be allotted or
rights to subscribe for or to convert any
security into shares to be granted after
the authority expires and the Directors may
allot shares or grant such rights under any
such offer or agreement as if the authority
had not expired
19 That, in substitution for all existing Mgmt For For
powers, and subject to the passing of
resolution 18, the Directors be generally
empowered pursuant to section 570 of the
Act to allot equity securities (as defined
in section 560 of the Act) for cash,
pursuant to the authority granted by
resolution 18 and/or where the allotment
constitutes an allotment of equity
securities by virtue of section 560(3) of
the Act, in each case free of the
restriction in section 561 of the Act, such
power to be limited: (a) to the allotment
of equity securities in connection with an
offer of equity securities (but in the case
of an allotment pursuant to the authority
granted by paragraph (b) of resolution 18,
such power shall be limited to the
allotment of equity securities in
connection with an offer by way of a rights
issue only): (i) to ordinary shareholders
in proportion (as nearly as may be
practicable) to their existing holdings;
and (ii) to holders of other equity
securities (as defined in section 560 of
the Act), as required by the rights of
those securities or, subject to such
rights, as the Directors otherwise consider
necessary, and so that the Directors may
impose any limits or restrictions and make
any arrangements which they consider
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter; and
(b) to the allotment of equity securities,
pursuant to the authority granted by
paragraph (a) of resolution 18 and/or an
allotment which constitutes an allotment of
equity securities by virtue of section
560(3) of the Act (in each case otherwise
than in the circumstances set out in
paragraph (a) of this resolution) up to a
nominal amount of GBP 152,521,821
representing no more than 5% of the issued
ordinary share capital as at 2 March 2012;
compliance with that limit shall be
calculated, in the case of equity
securities, into ordinary shares (as
defined in section 560 of the Act) by
reference to the aggregate nominal amount
of relevant shares which may be allotted
pursuant to such rights, such power to
apply (unless previously renewed, varied or
revoked by the Company in General Meeting)
until the end of the Company's next AGM
after this resolution is passed (or, if
earlier, until the close of business on 30
June 2013) but so that the Company may make
offers and enter into agreements before the
power expires which would, or might,
require equity securities to be allotted
after the power expires and the Directors
may allot equity securities under any such
offer or agreement as if the power had not
expired
20 That the Company be generally and Mgmt For For
unconditionally authorised for the purposes
of section 701 of the Act to make market
purchases (within the meaning of section
693 of the Act) on the London Stock
Exchange of up to an aggregate of
1,220,174,570 ordinary shares of 25p each
in its capital, and may hold such shares as
treasury shares, provided that: (a) the
minimum price (exclusive of expenses) which
may be paid for each ordinary share is not
less than 25p; (b) the maximum price
(exclusive of expenses) which may be paid
for each ordinary share shall not be more
than the higher of (i) 105% of the average
of the market values of the ordinary shares
(as derived from the Daily Official List of
the London Stock Exchange) for the five
business days immediately preceding the
date on which the purchase is made and (ii)
that stipulated by Article 5(1) of the
Buy-back and Stabilisation Regulation (EC
2273/2003); and (c) unless previously
renewed, varied or revoked by the Company
in General Meeting, the authority conferred
by this resolution shall expire at the end
of the AGM of the Company to be held in
2013 or the close of business on 30 June
2013, whichever is the earlier (except in
relation to any purchase of shares the
contract for which was concluded before
such date and which would or might be
executed wholly or partly after such date)
21 That the Directors be and are hereby Mgmt For For
authorised to call general meetings (other
than an AGM) on not less than 14 clear
days' notice, such authority to expire at
the end of the AGM of the Company to be
held in 2013 or the close of business on 30
June 2013, whichever is the earlier
--------------------------------------------------------------------------------------------------------------------------
BASF SE, LUDWIGSHAFEN/RHEIN Agenda Number: 703669195
--------------------------------------------------------------------------------------------------------------------------
Security: D06216317
Meeting Type: AGM
Meeting Date: 27-Apr-2012
Ticker:
ISIN: DE000BASF111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
For German registered shares, the shares Non-Voting
have to be registered within the company's
shareholder book. Depending on the
processing of the local sub custodian if a
client wishes to withdraw its voting
instruction due to intentions to trade/lend
their stock, a Take No Action vote must be
received by the vote deadline as displayed
on ProxyEdge to facilitate de-registration
of shares from the company's shareholder
book. Any Take No Action votes received
after the vote deadline will only be
forwarded and processed on a best effort
basis. Please contact your client services
representative if you require further
information. Thank you.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
12.04.2012. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Financial Non-Voting
Statements of BASF SE and the approved
Consolidated Financial Statements of the
BASF Group for the financial year 2011;
presentation of the Management's Analyses
of BASF SE and the BASF Group for the
financial year 2011 including the
explanatory reports on the data according
to Section 289 (4) and Section 315 (4) of
the German Commercial Code; presentation of
the Report of the Supervisory Board.
2. Adoption of a resolution on the Mgmt For For
appropriation of profit
3. Adoption of a resolution giving formal Mgmt For For
approval to the actions of the members of
the Supervisory Board
4. Adoption of a resolution giving formal Mgmt For For
approval to the actions of the members of
the Board of Executive Directors
5. Election of the auditor for the financial Mgmt For For
year 2012
6. Authorization to buy back shares and put Mgmt For For
them to further use including the
authorization to redeem bought-back shares
and reduce capital
7. Resolution on the amendment of Article 17 Mgmt For For
of the Statutes
--------------------------------------------------------------------------------------------------------------------------
BAYER AG, LEVERKUSEN Agenda Number: 703639801
--------------------------------------------------------------------------------------------------------------------------
Security: D0712D163
Meeting Type: AGM
Meeting Date: 27-Apr-2012
Ticker:
ISIN: DE000BAY0017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
For German registered shares, the shares Non-Voting
have to be registered within the company's
shareholder book. Depending on the
processing of the local sub custodian if a
client wishes to withdraw its voting
instruction due to intentions to trade/lend
their stock, a Take No Action vote must be
received by the vote deadline as displayed
on ProxyEdge to facilitate de-registration
of shares from the company's shareholder
book. Any Take No Action votes received
after the vote deadline will only be
forwarded and processed on a best effort
basis. Please contact your client services
representative if you require further
information. Thank you.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
12.04.2012. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Mgmt For For
financial statements and the approved
consolidated financial statements, the
Combined Management Report, the report of
the Supervisory Board, the explanatory
report by the Board of Management on
takeover-related disclosures, and the
proposal by the Board of Management on the
appropriation of distributable profit for
the fiscal year 2011. Resolution on the
appropriation of distributable profit.
2. Ratification of the actions of the members Mgmt For For
of the Board of Management
3. Ratification of the actions of the members Mgmt For For
of the Supervisory Board
4.A Supervisory Board elections: Dr. Manfred Mgmt For For
Schneider, (until September 30, 2012)
4.B Supervisory Board elections: Werner Mgmt For For
Wenning, (from October 1, 2012)
4.C Supervisory Board elections: Dr. Paul Mgmt For For
Achleitner
4.D Supervisory Board elections: Dr. Clemens Mgmt For For
Boersig
4.E Supervisory Board elections: Thomas Ebeling Mgmt For For
4.F Supervisory Board elections: Dr. rer. pol. Mgmt For For
Klaus Kleinfeld
4.G Supervisory Board elections: Dr. rer. nat. Mgmt For For
Helmut Panke
4.H Supervisory Board elections: Sue H. Rataj Mgmt For For
4.I Supervisory Board elections: Prof. Dr.-Ing. Mgmt For For
Ekkehard D. Schulz, (until AGM 2014)
4.J Supervisory Board elections: Dr. Klaus Mgmt For For
Sturany
4.K Supervisory Board elections: Prof. Dr. Dr. Mgmt For For
h. c. mult. Ernst-Ludwig Winnacker, (until
AGM 2014)
5. Amendment to the Articles of Incorporation Mgmt For For
concerning compensation of the Supervisory
Board (Article 12 of the Articles of
Incorporation)
6. Election of the auditor of the financial Mgmt For For
statements and for the review of the
half-yearly financial report
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTORENWERKE AG BMW, MUENCHEN Agenda Number: 703687496
--------------------------------------------------------------------------------------------------------------------------
Security: D12096109
Meeting Type: AGM
Meeting Date: 16-May-2012
Ticker:
ISIN: DE0005190003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 25.04.2012, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
01.05.2012. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the Company Financial Non-Voting
Statements and the Group Financial
Statements for the financial year ended 31
December 2011, as approved by the
Supervisory Board, together with the
Combined Company and Group Management
Report, the Explanatory Report of the Board
of Management on the information required
pursuant to section 289 (4) and section 315
(4) and section 289 and section 315 (2) no.
5 HGB (German Commercial Code) and the
Report of the Supervisory Board
2. Resolution on the utilisation of Mgmt For For
unappropriated profit
3. Ratification of the acts of the Board of Mgmt For For
Management
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Election of the auditor: KPMG AG Mgmt For For
Wirtschaftspr fungsgesellschaft, Berlin
6. Resolution on the approval of the Mgmt For For
compensation system for members of the
Board of Management for financial years
from 1 January 2011 onwards
--------------------------------------------------------------------------------------------------------------------------
BG GROUP PLC Agenda Number: 703702957
--------------------------------------------------------------------------------------------------------------------------
Security: G1245Z108
Meeting Type: AGM
Meeting Date: 16-May-2012
Ticker:
ISIN: GB0008762899
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept Financial Statements and Statutory Mgmt For For
Reports
2 Approve Remuneration Report Mgmt For For
3 Approve Final Dividend Mgmt For For
4 Elect Vivienne Cox as Director Mgmt For For
5 Elect Chris Finlayson as Director Mgmt For For
6 Elect Andrew Gould as Director Mgmt For For
7 Re-elect Peter Backhouse as Director Mgmt For For
8 Re-elect Fabio Barbosa as Director Mgmt For For
9 Re-elect Sir Frank Chapman as Director Mgmt For For
10 Re-elect Baroness Hogg as Director Mgmt For For
11 Re-elect Dr John Hood as Director Mgmt For For
12 Re-elect Martin Houston as Director Mgmt For For
13 Re-elect Caio Koch-Weser as Director Mgmt For For
14 Re-elect Sir David Manning as Director Mgmt For For
15 Re-elect Mark Seligman as Director Mgmt For For
16 Re-elect Patrick Thomas as Director Mgmt For For
17 Re-elect Philippe Varin as Director Mgmt For For
18 Re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors
19 Authorise the Audit Committee to Fix Mgmt For For
Remuneration of Auditors
20 Approve EU Political Donations and Mgmt For For
Expenditure
21 Authorise Issue of Equity with Pre-emptive Mgmt For For
Rights
22 Authorise Issue of Equity without Mgmt For For
Pre-emptive Rights
23 Authorise Market Purchase Mgmt For For
24 Authorise the Company to Call EGM with Two Mgmt For For
Weeks' Notice
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS, PARIS Agenda Number: 703650665
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 23-May-2012
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to
the Global Custodians that have become
Registered Intermediaries, on the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
http://www.journal-officiel.gouv.fr//pdf/20
12/0312/201203121200812.pdf AND htt
ps://balo.journal-officiel.gouv.fr/pdf/2012
/0420/201204201201582.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2011
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2011
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2011 and distribution of
the dividend
O.4 Special report of the Statutory Auditors on Mgmt For For
the agreements and commitments pursuant to
Articles L.225-38 et seq. of the Commercial
Code, and approval of the agreements and
commitments therein, including those
concluded between a company and its
corporate officers and also between
companies of a group with common corporate
officers
O.5 Authorization for BNP Paribas to repurchase Mgmt For For
its own shares
O.6 Renewal of terms of Deloitte & Associes as Mgmt For For
principal Statutory Auditor and BEAS as
deputy Statutory Auditor
O.7 Renewal of terms of Mazars as principal Mgmt For For
Statutory Auditor and Michel Barbet-Massin
as deputy Statutory Auditor
O.8 Renewal of terms of PricewaterhouseCoopers Mgmt For For
Audit as principal Statutory Auditor and
appointment of Anik Chaumartin as deputy
Statutory Auditor
O.9 Renewal of term of Mr. Denis Kessler as Mgmt Against Against
Board member
O.10 Renewal of term of Mrs. Laurence Parisot as Mgmt For For
Board member
O.11 Renewal of term of Mr. Michel Pebereau as Mgmt Against Against
Board member
O.12 Appointment of Mr. Pierre-Andre de Mgmt For For
Chalendar as Board member
E.13 Issuance while maintaining preferential Mgmt For For
subscription rights of common share and
securities providing access to capital or
entitling to the allotment of debt
securities
E.14 Issuance with cancellation of preferential Mgmt For For
subscription rights of common share and
securities providing access to capital or
entitling to the allotment of debt
securities
E.15 Issuance with cancellation of preferential Mgmt For For
subscription rights of common share and
securities providing access to capital, in
consideration for share contributions from
public exchange offers
E.16 Issuance with cancellation of preferential Mgmt For For
subscription rights of common share or
securities providing access to capital, in
consideration for share contributions
within the limit of 10% of capital
E.17 Overall limitation of authorizations to Mgmt For For
issue shares with cancellation of
preferential subscription rights
E.18 Capital increase by incorporation of Mgmt For For
reserves or profits, issuance or
contribution premiums
E.19 Overall limitation of authorizations to Mgmt For For
issue shares while maintaining or
cancelling preferential subscription rights
E.20 Authorization to be granted to the Board of Mgmt For For
Directors to carry out operations reserved
for members of a Company Savings Plan of
the BNP Paribas Group which may take the
form of capital increase and/or transfer of
reserved shares
E.21 Authorization to be granted to the Board of Mgmt For For
Directors to reduce capital by cancellation
of shares
E.22 Powers to the bearer of an original, a copy Mgmt For For
or an extract of the minutes of this
Combined General Meeting to carry out all
legal formalities
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLE SS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
BOUYGUES, PARIS Agenda Number: 703636083
--------------------------------------------------------------------------------------------------------------------------
Security: F11487125
Meeting Type: MIX
Meeting Date: 26-Apr-2012
Ticker:
ISIN: FR0000120503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly
to the sub custodian. Please contact your
Client Service Representative
to obtain the necessary card, account
details and directions. The following
applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that
have become Registered Intermediaries,
on the Vote Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global
Custodian acts as Registered Intermediary,
please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINKS:
https://balo.journal-officiel.gouv.fr/pdf/2
012/0302/201203021200687.pdf,
https://balo.journal-officiel.gouv.fr/pdf/2
012/0330/201203301201197.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
012/0406/201204061201129.pdf
O.1 Approval of the annual corporate financial Mgmt For For
statements and operations for the
financial year 2011
O.2 Approval of the consolidated financial Mgmt For For
statements and operations for the
financial year 2011
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Approval of regulated agreements and Mgmt Against Against
commitments
O.5 Renewal of term of Mr. Martin Bouygues as Mgmt Against Against
Board member
O.6 Renewal of term of Mrs. Francis Bouygues as Mgmt Against Against
Board member
O.7 Renewal of term of Mr. Francois Bertiere as Mgmt Against Against
Board member
O.8 Renewal of term of Mr. Georges Chodron de Mgmt Against Against
Courcel as Board member
O.9 Appointment of Mrs. Anne-Marie Idrac as Mgmt Against Against
Board member
O.10 Authorization granted to the Board of Mgmt Against Against
Directors to allow the Company to trade its
own shares
E.11 Authorization granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares
E.12 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue share
subscription warrants during a period of
public offer involving shares of the
Company
E.13 Authorization granted to the Board of Mgmt Against Against
Directors to increase share capital
during a period of public offer involving
shares of the Company
E.14 Amendment to Article 19.4 of the Statutes Mgmt For For
to authorize electronic voting during
General Meetings
E.15 Powers to carry out all legal formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
BP PLC, LONDON Agenda Number: 703642682
--------------------------------------------------------------------------------------------------------------------------
Security: G12793108
Meeting Type: AGM
Meeting Date: 12-Apr-2012
Ticker:
ISIN: GB0007980591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and Accounts Mgmt For For
2 Directors' Remuneration Report Mgmt For For
3 To re-elect Mr R W Dudley as a Director Mgmt For For
4 To re-elect Mr I C Conn as a Director Mgmt For For
5 To elect Dr B Gilvary as a Director Mgmt For For
6 To re-elect Dr B E Grote as a Director Mgmt For For
7 To re-elect Mr P M Anderson as a Director Mgmt For For
8 To re-elect Mr F L Bowman as a Director Mgmt For For
9 To re-elect Mr A Burgmans as a Director Mgmt For For
10 To re-elect Mrs C B Carroll as a Director Mgmt For For
11 To re-elect Mr G David as a Director Mgmt For For
12 To re-elect Mr I E L Davis as a Director Mgmt For For
13 To elect Professor Dame Ann Dowling as a Mgmt For For
Director
14 To re-elect Mr B R Nelson as a Director Mgmt For For
15 To re-elect Mr F P Nhleko as a Director Mgmt For For
16 To elect Mr A B Shilston as a Director Mgmt For For
17 To re-elect Mr C-H Svanberg as a Director Mgmt For For
18 To reappoint Ernst & Young LLP as auditors Mgmt For For
from the conclusion of this meeting
until the conclusion of the next general
meeting before which accounts are
laid and to authorize the Directors to fix
the auditors' remuneration
19 Share buyback Mgmt For For
20 Directors' authority to allot shares Mgmt For For
(Section 551)
21 Directors' authority to allot shares Mgmt For For
(Section 561)
22 Notice of general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC, LONDON Agenda Number: 703679095
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 26-Apr-2012
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 Receipt of the 2011 Report and Accounts Mgmt For For
2.O.2 Approval of the 2011 Remuneration Report Mgmt For For
3.O.3 Declaration of the final dividend for 2011 Mgmt For For
4.O.4 Re-appointment of the Auditors: Mgmt For For
PricewaterhouseCoopers LLP
5.O.5 Authority for the Directors to agree the Mgmt For For
Auditors' remuneration
6.O.6 Re-election of Richard Burrows as a Mgmt For For
Director (N)
7.O.7 Re-election of John Daly as a Director Mgmt For For
8.O.8 Re-election of Karen de Segundo as a Mgmt For For
Director (C, N, R)
9.O.9 Re-election of Nicandro Durante as a Mgmt For For
Director
10O10 Re-election of Robert Lerwill as a Director Mgmt For For
(A, N, R)
11O11 Re-election of Christine Morin-Postel as a Mgmt For For
Director (N, R)
12O12 Re-election of Gerry Murphy as a Director Mgmt For For
(C, N, R)
13O13 Re-election of Kieran Poynter as a Director Mgmt For For
(C, N, R)
14O14 Re-election of Anthony Ruys as a Director Mgmt For For
(A, N, R)
15O15 Re-election of Sir Nicholas Scheele as a Mgmt For For
Director (A, N, R)
16O16 Re-election of Ben Stevens as a Director Mgmt For For
17O17 Election of Ann Godbehere as a Director (C, Mgmt For For
N, R) who has been appointed since the last
Annual General Meeting
18O18 Renewal of the Directors' authority to Mgmt For For
allot shares
19S.1 Renewal of the Directors' authority to Mgmt For For
disapply pre-emption rights
20S.2 Authority for the Company to purchase its Mgmt For For
own shares
21S.3 Notice period for General Meetings, may be Mgmt For For
called on not less than 14 days notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RESOLUTION
8 AND 20 AND RECEIPT OF AUDITOR NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BUNZL PLC Agenda Number: 703662583
--------------------------------------------------------------------------------------------------------------------------
Security: G16968110
Meeting Type: AGM
Meeting Date: 18-Apr-2012
Ticker:
ISIN: GB00B0744B38
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Consideration of accounts Mgmt For For
2 Declaration of a final dividend Mgmt For For
3 Re-appointment of Mr P G Rogerson as a Mgmt For For
director
4 Re-appointment of Mr M J Roney as a Mgmt For For
director
5 Re-appointment of Mr P L Larmon as a Mgmt For For
director
6 Re-appointment of Mr B M May as a director Mgmt For For
7 Re-appointment of Dr U Wolters as a Mgmt For For
director
8 Re-appointment of Mr P W Johnson as a Mgmt For For
director
9 Re-appointment of Mr D J R Sleath as a Mgmt For For
director
10 Re-appointment of Ms E M Ulasewicz as a Mgmt For For
director
11 Re-appointment of auditor: KPMG Audit Plc Mgmt For For
12 Remuneration of auditor Mgmt For For
13 Approval of the remuneration report Mgmt Abstain Against
14 Authority to allot shares Mgmt For For
15 Authority to allot shares for cash Mgmt For For
16 Authority for the company to purchase its Mgmt For For
own shares
17 Notice of general meetings Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RESOLUTION
5. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL & COUNTIES PROPERTIES PLC, LONDON Agenda Number: 703660147
--------------------------------------------------------------------------------------------------------------------------
Security: G19406100
Meeting Type: AGM
Meeting Date: 20-Apr-2012
Ticker:
ISIN: GB00B62G9D36
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the accounts and the reports of Mgmt For For
the Directors and the Auditors for the year
ended 31 December 2011
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2011 of 1 pence per
ordinary share
3 To re-elect Mr I.C. Durant as a Director Mgmt For For
(Chairman)
4 To re-elect Mr I.D. Hawksworth as a Mgmt For For
Director (Executive)
5 To re-elect Mr S. Das as a Director Mgmt For For
(Executive)
6 To re-elect Mr G.J. Yardley as a Director Mgmt For For
(Executive)
7 To re-elect Mr G.J. Gordon as a Director Mgmt For For
(Non-executive)
8 To re-elect Mr I.J. Henderson as a Director Mgmt For For
(Non-executive)
9 To re-elect Mr A.J.M. Huntley as a Director Mgmt For For
(Non-executive)
10 To re-elect Mr H.E. Staunton as a Director Mgmt For For
(Non-executive)
11 To re-elect Mr A.D. Strang as a Director Mgmt For For
(Non-executive)
12 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors of the Company to hold office
until the conclusion of the next general
meeting at which accounts are laid before
the Company and to authorise the Audit
Committee of the Board to determine their
remuneration
13 That the Directors' Remuneration Report for Mgmt Against Against
the year ended 31 December 2011 be
approved
14 Directors' authority to allot new shares Mgmt For For
15 Disapplication of pre-emption rights Mgmt For For
16 Purchase of own shares Mgmt For For
17 Notice of general meetings Mgmt For For
18 Amendment to Articles of Association for Mgmt For For
Proposed Scrip Dividend
19 Authority to offer a Scrip Dividend Scheme Mgmt For For
20 Amendment to Articles of Association for Mgmt For For
Proposed Odd-lot Offer
21 Authority to make the Odd-lot Offer Mgmt For For
22 Authority to make an off-market purchase of Mgmt For For
shares
--------------------------------------------------------------------------------------------------------------------------
CARILLION PLC, WOLVERHAMPTON Agenda Number: 703670340
--------------------------------------------------------------------------------------------------------------------------
Security: G1900N101
Meeting Type: AGM
Meeting Date: 02-May-2012
Ticker:
ISIN: GB0007365546
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the accounts for the year ended Mgmt For For
31 December 2011 together with the
Directors' and the auditor's reports
2 To approve the remuneration report for the Mgmt For For
year ended 31 December 2011
3 To elect Philip Nevill Green as a Director Mgmt For For
4 To elect Andrew James Harrower Dougal as a Mgmt For For
Director
5 To re-elect Richard John Adam as a Director Mgmt For For
6 To re-elect Richard John Howson as a Mgmt For For
Director
7 To re-elect Steven Lewis Mogford as a Mgmt For For
Director
8 To re-elect Vanda Murray as a Director Mgmt For For
9 To re-elect Philip Graham Rogerson as a Mgmt For For
Director
10 To re-appoint KPMG Audit Plc as auditor of Mgmt For For
the Company
11 To authorise the Directors to determine the Mgmt For For
remuneration of the auditor
12 To declare a final dividend of 11.6 pence Mgmt For For
per share
13 To authorise the Board to allot shares Mgmt For For
14 To authorise political Mgmt For For
donations/expenditure under the Companies
Act 2006
15 To approve the Carillion plc Sharesave Mgmt For For
Scheme 2012
16 To dis-apply pre-emption rights Mgmt For For
17 To authorise the Company to make limited Mgmt For For
market purchases of its own shares
18 To allow a general meeting other than an Mgmt For For
Annual General Meeting to be held on not
less than 14 clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RESOLUTION
3. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CASINO GUICHARD PERRACHON, SAINT ETIENNE Agenda Number: 703704622
--------------------------------------------------------------------------------------------------------------------------
Security: F14133106
Meeting Type: AGM
Meeting Date: 11-May-2012
Ticker:
ISIN: FR0000125585
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to
the Global Custodians that have become
Registered Intermediaries, on the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
012/0404/201204041201270.pdf AND ht
tps://balo.journal-officiel.gouv.fr/pdf/201
2/0423/201204231201752.pdf
1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2011
2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2011
3 Allocation of income and setting the Mgmt For For
dividend
4 Payment of the dividend in shares Mgmt For For
5 Regulated agreements Mgmt For For
6 Renewal of term of Mr. Henri Giscard Mgmt For For
d'Estaing as Board member
7 Renewal of term of Mr. Marc Ladreit de Mgmt Against Against
Lacharriere as Board member
8 Renewal of term of Mrs. Catherine Lucet as Mgmt For For
Board member
9 Renewal of term of Mr. Jean-Charles Naouri Mgmt Against Against
as Board member
10 Renewal of term of Mr. Gilles Pinoncely as Mgmt For For
Board member
11 Renewal of term of Mr. Gerald de Mgmt For For
Roquemaurel as Board member
12 Renewal of term of Mr. David de Rothschild Mgmt For For
as Board member
13 Renewal of term of Mr. Frederic Mgmt For For
Saint-Geours as Board member
14 Renewal of term of Mrs. Rose-Marie Van Mgmt For For
Lerberghe as Board member
15 Renewal of term of the company Euris as Mgmt For For
Board member
16 Renewal of term of the company Finatis as Mgmt For For
Board member
17 Renewal of term of the company Fonciere Mgmt For For
Euris as Board member
18 Renewal of term of the company Mgmt For For
Matignon-Diderot as Board member
19 Appointment of Lady Sylvia Jay as new Board Mgmt For For
member
20 Vacancy of a position of Board member Mgmt For For
21 Authorization for the Company to purchase Mgmt Against Against
its own shares
22 Powers to carry out all legal formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLE SS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
CATLIN GROUP LTD, HAMILTON Agenda Number: 703665781
--------------------------------------------------------------------------------------------------------------------------
Security: G196F1100
Meeting Type: AGM
Meeting Date: 10-May-2012
Ticker:
ISIN: BMG196F11004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
for the year ended 31 December 2011
2 To approve the Directors' Remuneration Mgmt For For
Report
3 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors
4 To authorise the Board to establish the Mgmt For For
auditors' remuneration
5 To appoint Mr. Bruce Carnegie-Brown as a Mgmt For For
Director
6 To appoint Mr Stephen Catlin as a Director Mgmt For For
7 To appoint Mr. Benjamin Meuli as a Director Mgmt For For
8 To appoint Mr. Kenneth Goldstein as a Mgmt For For
director
9 To appoint Mr. Robert Gowdy as a Director Mgmt For For
10 To appoint Mr. Nicholas Lyons as a Director Mgmt For For
11 To appoint Mr. John Barton as a Director Mgmt For For
12 To authorise the Board to allot shares Mgmt For For
13 To disapply pre-emption rights in limited Mgmt For For
circumstances
14 To authorise the Company to make market Mgmt For For
purchases of the Company's shares in
limited circumstances
--------------------------------------------------------------------------------------------------------------------------
CHEUNG KONG (HOLDINGS) LTD, CENTRAL DISTRICT Agenda Number: 703716071
--------------------------------------------------------------------------------------------------------------------------
Security: Y13213106
Meeting Type: AGM
Meeting Date: 25-May-2012
Ticker:
ISIN: HK0001000014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0410/LTN20120410831.pdf
1 To receive the audited Financial Mgmt For For
Statements, the Report of the Directors and
the Independent Auditor's Report for the
year ended 31st December, 2011
2 To declare a final dividend Mgmt For For
3.1 To elect Mr. Kam Hing Lam as Director Mgmt For For
3.2 To elect Ms. Woo Chia Ching, Grace as Mgmt For For
Director
3.3 To elect Mr. Fok Kin Ning, Canning as Mgmt For For
Director
3.4 To elect Mr. Frank John Sixt as Director Mgmt For For
3.5 To elect Mr. Kwok Tun-li, Stanley as Mgmt For For
Director
3.6 To elect Mr. Chow Nin Mow, Albert as Mgmt For For
Director
3.7 To elect Ms. Hung Siu-lin, Katherine as Mgmt For For
Director
4 To appoint Messrs. PricewaterhouseCoopers Mgmt For For
as the auditor of the Company and its
subsidiaries, to hold office until the
conclusion of the next annual general
meeting, and to authorise the Directors to
fix their remuneration
5.1 To give a general mandate to the Directors Mgmt Against Against
to issue additional shares of the Company
5.2 To give a general mandate to the Directors Mgmt For For
to repurchase shares of the Company
5.3 To extend the general mandate granted to Mgmt Against Against
the Directors pursuant to Ordinary
Resolution No. 5(1) to issue additional
shares of the Company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ACTUAL RECORD DATE. IF Y OU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLES S YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION, BEIJING Agenda Number: 703747329
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: AGM
Meeting Date: 07-Jun-2012
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0422/LTN20120422048.pdf
1 2011 report of Board of Directors Mgmt For For
2 2011 report of Board of Supervisors Mgmt For For
3 2011 final financial accounts Mgmt For For
4 2011 profit distribution plan Mgmt For For
5 2011 final emoluments distribution plan for Mgmt For For
Directors and Supervisors
6 Budget of 2012 fixed assets investment Mgmt For For
7 Appointment of auditors for 2012 Mgmt For For
8 Re-election of Mr. Chen Zuofu as Executive Mgmt For For
Director
9 Election of Ms. Elaine La Roche as Mgmt For For
Independent Non-executive Director
10 Revisions to the Articles of Association of Mgmt For For
the Bank
11 Revisions to the Procedural Rules for the Mgmt For For
Shareholders' General Meeting of the Bank
12 Revisions to the Procedural Rules for the Mgmt For For
Board of Directors of the Bank
13 Revisions to the Procedural Rules for the Mgmt For For
Board of Supervisors of the Bank
--------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO LTD Agenda Number: 703773653
--------------------------------------------------------------------------------------------------------------------------
Security: Y1477R204
Meeting Type: AGM
Meeting Date: 22-May-2012
Ticker:
ISIN: CNE1000002L3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 966938 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0404/LTN20120404016.pdf A ND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0426/LTN20120426384.pd f
1 To consider and approve the Report of the Mgmt For For
Board of Directors of the Company fo r the
Year 2011
2 To consider and approve the Report of the Mgmt For For
Supervisory Committee of the Company for
the Year 2011
3 To consider and approve the Financial Mgmt For For
Report of the Company for the Year 2011
4 To consider and approve the Profit Mgmt For For
Distribution Plan of the Company for the Ye
ar 2011
5 To consider and approve the Remuneration of Mgmt For For
Directors and Supervisors of the C ompany
6 To consider and approve the Remuneration of Mgmt For For
Auditors of the Company for the Ye ar 2011
and the Appointment of
PricewaterhouseCoopers Zhong Tian Certified
Pub lic Accountants Limited Company and
PricewaterhouseCoopers as its PRC auditor
and international auditor, respectively,
for the year 2012
7 To consider and approve the Issue of Debt Mgmt For For
Financing Instruments
8 To consider and approve the Proposed Mgmt For For
Amendments to Articles 157 and 158 of the
Articles of Association
9 To consider and approve the Proposed Mgmt For For
Amendments to the Procedural Rules for th e
Board of Directors Meetings
10 To consider and approve the Proposed Mgmt For For
Amendments to the Procedural Rules for th e
Supervisory Committee Meetings
11 To consider and approve the election of Mr. Mgmt For For
Yang Mingsheng as an Executive Dir ector of
the Company
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE LIMITED, HONG KONG Agenda Number: 703690013
--------------------------------------------------------------------------------------------------------------------------
Security: Y14965100
Meeting Type: AGM
Meeting Date: 16-May-2012
Ticker:
ISIN: HK0941009539
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0329/LTN201203291977.pdf
1 To receive and consider the audited Mgmt For For
financial statements and the Reports of the
Directors and Auditors of the Company and
its subsidiaries for the year ended 31
December 2011
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2011
3.i To re-elect Mr. Xi Guohua as director of Mgmt For For
the Company
3.ii To re-elect Mr. Sha Yuejia as director of Mgmt Against Against
the Company
3.iii To re-elect Mr. Liu Aili as director of the Mgmt For For
Company
3.iv To re-elect Mr. Frank Wong Kwong Shing as Mgmt For For
director of the Company
3.v To re-elect Dr. Moses Cheng Mo Chi as Mgmt For For
director of the Company
4 To re-appoint Messrs. KPMG as auditors and Mgmt For For
to authorise the directors of the Company
to fix their remuneration
5 To give a general mandate to the directors Mgmt For For
of the Company to repurchase shares in the
Company not exceeding 10% of the aggregate
nominal amount of the existing issued share
capital in accordance with ordinary
resolution number 5 as set out in the AGM
Notice
6 To give a general mandate to the directors Mgmt Against Against
of the Company to issue, allot and deal
with additional shares in the Company not
exceeding 20% of the aggregate nominal
amount of the existing issued share capital
in accordance with ordinary resolution
number 6 as set out in the AGM Notice
7 To extend the general mandate granted to Mgmt Against Against
the directors of the Company to issue,
allot and deal with shares by the number of
shares repurchased in accordance with
ordinary resolution number 7 as set out in
the AGM Notice
--------------------------------------------------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP SINOPEC, BEIJING Agenda Number: 703679475
--------------------------------------------------------------------------------------------------------------------------
Security: Y15010104
Meeting Type: AGM
Meeting Date: 11-May-2012
Ticker:
ISIN: CNE1000002Q2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider and approve the Report of the Mgmt For For
Fourth Session of the Board of Directors of
Sinopec Corp. (including the report of the
Board of Directors of Sinopec Corp. for the
year 2011)
2 To consider and approve the Report of the Mgmt For For
Fourth Session of the Board of Supervisors
of Sinopec Corp. (including the report of
the Board of Supervisors of Sinopec Corp.
for the year 2011)
3 To consider and approve the audited Mgmt For For
financial reports and audited consolidated
financial reports of Sinopec Corp. for the
year ended 31 December 2011
4 To consider and approve the plan for Mgmt For For
allocating any surplus common reserve funds
at the amount of RMB 30 billion from the
after-tax profits
5 To consider and approve the profit Mgmt For For
distribution plan of Sinopec Corp. for the
year ended 31 December 2011
6 To authorise the Board of Directors of Mgmt For For
Sinopec Corp. (the "Board") to determine
the interim profit distribution plan of
Sinopec Corp. for the year 2012
7 To consider and approve the re-appointment Mgmt For For
of KPMG Huazhen and KPMG as the domestic
and overseas auditors of Sinopec Corp. for
the year 2012, respectively, and to
authorise the Board to determine their
remunerations
8.A To elect Fu Chengyu as director of the Mgmt For For
fifth session of the board
8.B To elect Wang Tianpu as director of the Mgmt For For
fifth session of the board
8.C To elect Zhang Yaocang as director of the Mgmt For For
fifth session of the board
8.D To elect Zhang Jianhua as director of the Mgmt For For
fifth session of the board
8.E To elect Wang Zhigang as director of the Mgmt For For
fifth session of the board
8.F To elect Cai Xiyou as director of the fifth Mgmt For For
session of the board
8.G To elect Cao Yaofeng as director of the Mgmt For For
fifth session of the board
8.H To elect Li Chunguang as director of the Mgmt For For
fifth session of the board
8.I To elect Dai Houliang as director of the Mgmt For For
fifth session of the board
8.J To elect Liu Yun as director of the fifth Mgmt For For
session of the board
8.K To elect Chen Xiaojin as independent Mgmt For For
non-executive director
8.L To elect Ma Weihua as independent Mgmt For For
non-executive director
8.M To elect Jiang Xiaoming as independent Mgmt For For
non-executive director
8.N To elect Yanyan as independent Mgmt For For
non-executive director
8.O To elect Bao Guoming as independent Mgmt For For
non-executive director
9.A To elect Xu Bin as supervisor assumed by Mgmt For For
non-employee representatives of the fifth
session of the board of supervisors of Sin
Opec Corp
9.B To elect Geng Limin as supervisor assumed Mgmt For For
by non-employee representatives of the
fifth session of the board of supervisors
of Sinopec Corp
9.C To elect Li Xinjian as supervisor assumed Mgmt For For
by non-employee representatives of the
fifth session of the board of supervisors
of Sinopec Corp
9.D To elect Zou Huiping as supervisor assumed Mgmt For For
by non-employee representatives of the
fifth session of the board of supervisors
of Sinopec Corp
9.E To elect Kang Mingde as supervisor assumed Mgmt For For
by non-employee representatives of the
fifth session of the board of supervisors
of Sinopec Corp
10 To consider and approve service contracts Mgmt For For
between Sinopec Corp. and directors of the
fifth session of the board (including
emoluments provisions), and service
contracts between Sinopec Corp. and
supervisors of the fifth session of the
board of supervisors (including emoluments
provisions)
11 To authorise the secretary to the Board to, Mgmt For For
on behalf of Sinopec Corp., deal with all
procedural requirements in relation to the
election and re-election of directors and
supervisors of Sinopec Corp. such as
applications, approval, registrations and
filings
12 To approve the proposed amendments to the Mgmt For For
articles of association of Sinopec Corp
13 To authorise the secretary to the Board to, Mgmt For For
on behalf of Sinopec Corp., deal with all
procedural requirements such as
applications, approvals, registrations and
filings in relation to the proposed
amendments to the articles of association
(including cosmetic amendments as requested
by the regulatory authorities)
14 To authorise the Board to determine the Mgmt Against Against
proposed plan for the issuance of debt
financing instrument(s)
15 To grant to the Board a general mandate to Mgmt Against Against
issue new domestic shares and/or overseas
listed foreign shares
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0325/LTN20120325184.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF VOTING OPTION COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM U NLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD Agenda Number: 703719065
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: AGM
Meeting Date: 25-May-2012
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0412/LTN20120412018.pdf
A.1 To receive and consider the audited Mgmt For For
Statement of Accounts together with the
Report of the Directors and Independent
Auditors' Report thereon for the year ended
31 December 2011
A.2 To declare a final dividend for the year Mgmt For For
ended 31 December 2011
A.3 To re-elect Mr. Wu Guangqi as an executive Mgmt For For
director of the Company
A.4 To re-elect Mr. Wu Zhenfang as a non- Mgmt For For
executive director of the Company
A.5 To re-elect Mr. Tse Hau Yin, Aloysius as an Mgmt For For
independent non- executive director of the
Company
A.6 To authorise the Board of Directors to fix Mgmt For For
the remuneration of each of the Directors
A.7 To re-appoint the Company's independent Mgmt For For
auditors and to authorise the Board of
Directors to fix their remuneration
B.1 To grant a general mandate to the Directors Mgmt For For
to repurchase shares in the capital of the
Company not exceeding 10% of the share
capital of the Company in issue as at the
date of passing of this resolution
B.2 To grant a general mandate to the Directors Mgmt Against Against
to issue, allot and deal with additional
shares in the capital of the Company not
exceeding 20% of the share capital of the
Company in issue as at the date of passing
of this resolution
B.3 To extend the general mandate granted to Mgmt Against Against
the Directors to issue, allot and deal with
shares in the capital of the Company by the
aggregate number of shares repurchased,
which shall not exceed 10% of the share
capital of the Company in issue as at the
date of passing of this resolution
--------------------------------------------------------------------------------------------------------------------------
CRODA INTERNATIONAL PLC, GOOLE, EAST YORKSHIRE Agenda Number: 703677875
--------------------------------------------------------------------------------------------------------------------------
Security: G25536106
Meeting Type: AGM
Meeting Date: 26-Apr-2012
Ticker:
ISIN: GB0002335270
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report of the directors and Mgmt For For
the financial statements
2 To approve the directors' remuneration Mgmt For For
report
3 To declare a final dividend Mgmt For For
4 To elect A M Ferguson as a director Mgmt For For
5 To elect K Layden as a director Mgmt For For
6 To re-elect M C Flower as a director Mgmt For For
7 To re-elect S E Foots as a director Mgmt For For
8 To re-elect M S Christie as a director Mgmt For For
9 To re-elect S Musesengwa as a director Mgmt For For
10 To re-elect P N N Turner as a director Mgmt For For
11 To re-elect S G Williams as a director Mgmt For For
12 To re-appoint the auditors: Mgmt For For
PricewaterhouseCoopers LLP
13 To determine the auditors' remuneration Mgmt For For
14 Authority to allot shares Mgmt For For
15 Allotment of shares for cash Mgmt For For
16 General authority to make market purchases Mgmt For For
of its own shares
17 Notice period for shareholders' meetings Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AUDITOR'S NAME. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
DANONE, PARIS Agenda Number: 703633809
--------------------------------------------------------------------------------------------------------------------------
Security: F12033134
Meeting Type: MIX
Meeting Date: 26-Apr-2012
Ticker:
ISIN: FR0000120644
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly
to the sub custodian. Please contact your
Client Service Representative
to obtain the necessary card, account
details and directions. The following
applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that
have become Registered Intermediaries,
on the Vote Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global
Custodian acts as Registered Intermediary,
please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL
LINK:https://balo.journal-officiel.gouv.fr/
pdf/2012/0302/201203021200680.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
012/0404/201204041201259.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2011
O.2 Approval of the consolidated statements for Mgmt For For
the financial year ended December 31, 2011
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2011, and setting
the dividend at EUR 1.39 per share
O.4 Renewal of term of Mr. Richard Goblet Mgmt Against Against
D'Alviella as Board member
O.5 Renewal of term of Mr. Jean Laurent as Mgmt For For
Board member pursuant to Article 15-II of
the Statutes
O.6 Renewal of term of Mr. Benoit Potier as Mgmt For For
Board member
O.7 Appointment of Mr. Jacques-Antoine Granjon Mgmt For For
as Board member
O.8 Appointment of Mrs. Mouna Sepehri as Board Mgmt For For
member
O.9 Appointment of Mrs. Virginia Stallings as Mgmt For For
Board member
O.10 Approval of the Agreements pursuant to Mgmt For For
Articles L.225-38 et seq. of the
Commercial Code
O.11 Approval of the Agreements pursuant to Mgmt Against Against
Articles L.225-38 et seq. of the
Commercial Code concluded by the Company
with J.P. Morgan Group
O.12 Authorization to be granted to the Board of Mgmt For For
Directors to purchase, hold or transfer
shares of the Company
E.13 Authorization granted to the Board of Mgmt For For
Directors to carry out allocations of
shares of the Company existing or to be
issued
E.14 Powers to carry out all legal formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
DERWENT LONDON PLC Agenda Number: 703738382
--------------------------------------------------------------------------------------------------------------------------
Security: G27300105
Meeting Type: AGM
Meeting Date: 16-May-2012
Ticker:
ISIN: GB0002652740
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report and accounts year Mgmt For For
ended 31 December 2011
2 To approve the report of the remuneration Mgmt For For
committee for the year ended 31 December
2011
3 To declare a final dividend of 21.90p per Mgmt For For
ordinary share for the year ended 31
December 2011
4 To re-elect Mr R.A. Rayne as a director Mgmt For For
5 To re-elect Mr J.C. Ivey as a director Mgmt For For
6 To re-elect Mr J.D. Burns as a director Mgmt For For
7 To re-elect Mr S.P Silver as a director Mgmt For For
8 To re-elect Mr D.M.A. Wisniewski as a Mgmt For For
director
9 To re-elect Mr N.Q. George as a director Mgmt For For
10 To re-elect Mr D.G. Silverman as a director Mgmt For For
11 To re-elect Mr P.M. Williams as a director Mgmt For For
12 To re-elect Mr S.A. Corbyn as a director Mgmt For For
13 To re-elect Mr R.A. Farnes as a director Mgmt For For
14 To re-elect Mrs J. de Moller as a director Mgmt For For
15 To re-elect Mr S.J. Neathercoat as a Mgmt For For
director
16 To re-elect Mr S. G. Young as a director Mgmt For For
17 To re-appoint BDO LLP as independent Mgmt For For
auditor
18 To authorise the directors to determine the Mgmt For For
independent auditor's remuneration
19 To authorise the allotment of relevant Mgmt For For
securities
20 To authorise the limited disapplication of Mgmt For For
pre-emption rights
21 To authorise the company to exercise its Mgmt For For
power to purchase its own shares
22 To authorise the reduction of the notice Mgmt For For
period for General Meetings other than an
Annual General Meeting
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG, FRANKFURT AM MAIN Agenda Number: 703716499
--------------------------------------------------------------------------------------------------------------------------
Security: D18190898
Meeting Type: AGM
Meeting Date: 31-May-2012
Ticker:
ISIN: DE0005140008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
For German registered shares, the shares Non-Voting
have to be registered within the company's
shareholder book. Depending on the
processing of the local sub custodian if a
client wishes to withdraw its voting
instruction due to intentions to trade/lend
their stock, a Take No Action vote must be
received by the vote deadline as displayed
on ProxyEdge to facilitate de-registration
of shares from the company's shareholder
book. Any Take No Action votes received
after the vote deadline will only be
forwarded and processed on a best effort
basis. Please contact your client services
representative if you require further
information. Thank you.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
16.05.2012. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the established Annual Non-Voting
Financial Statements and Management Report
(including the explanatory report on
disclosures pursuant to sec. 289 (4) German
Commercial Code) for the 2011 financial
year, the approved Consolidated Financial
Statements and Management Report (including
the explanatory report on disclosures
pursuant to sec. 315 (4) German Commercial
Code) for the 2011 financial year as well
as the Report of the Supervisory Board
2. Appropriation of distributable profit Mgmt For For
3. Ratification of the acts of management of Mgmt For For
the members of the Management Board for the
2011 financial year
4. Ratification of the acts of management of Mgmt For For
the members of the Supervisory Board for
the 2011 financial year
5. Election of the auditor for the 2012 Mgmt For For
financial year, interim accounts
6. Authorization to acquire own shares Mgmt For For
pursuant to article 71 (1) No. 8 Stock
Corporation Act as well as for their use
with the possible exclusion of pre-emptive
rights
7. Authorization to use derivatives within the Mgmt For For
framework of the purchase of own shares
pursuant to article 71 (1) No. 8 Stock
Corporation Act
8. Approval of the compensation system for the Mgmt For For
Management Board members
9.1 Election to the Supervisory Board: Dr. Paul Mgmt For For
Achleitner
9.2 Election to the Supervisory Board: Mr. Mgmt For For
Peter Loescher
9.3 Election to the Supervisory Board: Prof. Mgmt For For
Dr. Klaus Ruediger Truetzschler
10. Authorization to issue participatory notes Mgmt For For
with warrants and / or convertible
participatory notes, bonds with warrants
and convertible bonds (with the possibility
of excluding preemptive rights), creation
of conditional capital and amendment to the
Articles of Association
--------------------------------------------------------------------------------------------------------------------------
DUFRY AG, BASEL Agenda Number: 703705078
--------------------------------------------------------------------------------------------------------------------------
Security: H2082J107
Meeting Type: OGM
Meeting Date: 02-May-2012
Ticker:
ISIN: CH0023405456
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 935519,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1 Approval of the Annual Report, the Mgmt No vote
Consolidated Financial Statements and the
Annual Financial Statements 2011
2 Appropriation of Available Earnings Mgmt No vote
3 Discharge of the Board of Directors and the Mgmt No vote
Persons entrusted with Management
4 Election of the Auditors: Ernst And Young Mgmt No vote
Ltd.
5 Creation of Additional Conditional Share Mgmt No vote
Capital
6 Creation of Authorized Share Capital Mgmt No vote
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RESOLUTION
4. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
E ON AKTIENGESELLSCHAFT EON DUESSELDORF Agenda Number: 703690556
--------------------------------------------------------------------------------------------------------------------------
Security: D24914133
Meeting Type: AGM
Meeting Date: 03-May-2012
Ticker:
ISIN: DE000ENAG999
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
For German registered shares, the shares Non-Voting
have to be registered within the company's
shareholder book. Depending on the
processing of the local sub custodian if a
client wishes to withdraw its voting
instruction due to intentions to trade/lend
their stock, a Take No Action vote must be
received by the vote deadline as displayed
on ProxyEdge to facilitate de-registration
of shares from the company's shareholder
book. Any Take No Action votes received
after the vote deadline will only be
forwarded and processed on a best effort
basis. Please contact your client services
representative if you require further
information. Thank you.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
18.04.2012. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE COUNTER
PROPOSALS, IF ANY, YOU WILL NEED TO REQUEST
A MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED IN THE BALLOT
ON PROXYEDGE.
1. Presentation of the adopted Annual Non-Voting
Financial Statements and the approved
Consolidated Financial Statements for the
2011 financial year, along with the
Management Report Summary for E.ON AG and
the E.ON Group and the Report of the
Supervisory Board as well as the
Explanatory Report of the Board of
Management regarding the statements
pursuant to Sections 289 para. 4, 315 para.
4 and Section 289 para. 5 German Commercial
Code (Handelsgesetzbuch - HGB)
2. Appropriation of balance sheet profits from Mgmt For For
the 2011 financial year
3. Discharge of the Board of Management for Mgmt For For
the 2011 financial year
4. Discharge of the Supervisory Board for the Mgmt For For
2011 financial year
5.a Election of the auditor for the 2012 Mgmt For For
financial year as well as for the
inspection of financial statements:
Election of PricewaterhouseCoopers
Aktiengesellschaft Wirtschaftspr
fungsgesellschaft, D sseldorf, as the
auditor for the annual as well as the
consolidated financial statements for the
2012 financial year
5.b Election of the auditor for the 2012 Mgmt For For
financial year as well as for the
inspection of financial statements:
Election of PricewaterhouseCoopers
Aktiengesellschaft Wirtschaftspr
fungsgesellschaft, D sseldorf, as the
auditor for the inspection of the
abbreviated financial statements and the
interim management report for the first
half of the 2012 financial year
6. Conversion of E.ON AG into a European Mgmt For For
company (Societas Europaea - SE)
7. Creation of a new authorized capital and Mgmt For For
cancellation of the existing authorized
capital
8. Authorization for the issue of option or Mgmt For For
convertible bonds, profit participation
rights or participating bonds and creation
of a conditional capital as well as
cancellation of the existing authorization
9. Authorization for the acquisition and use Mgmt For For
of treasury shares and cancellation of the
existing authorization
--------------------------------------------------------------------------------------------------------------------------
ELECTRICITE DE FRANCE, PARIS Agenda Number: 703638265
--------------------------------------------------------------------------------------------------------------------------
Security: F2940H113
Meeting Type: MIX
Meeting Date: 24-May-2012
Ticker:
ISIN: FR0010242511
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to
the Global Custodians that have become
Registered Intermediaries, on the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
012/0305/201203051200657.pdf
O.1 Approval of the reports and corporate Mgmt For For
financial statements for the financial year
ended December 31, 2011
O.2 Approval of the reports and consolidated Mgmt For For
financial statements for the financial year
ended December 31, 2011
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2011, as it is reflected
in the corporate financial statements, and
setting the dividend
O.4 Agreements pursuant to Article L.225-38 of Mgmt For For
the Commercial Code
O.5 Authorization granted to the Board of Mgmt For For
Directors to trade Company's shares
E.6 Delegation of authority to the Board of Mgmt For For
Directors to carry out the issuance of
shares or securities while maintaining
shareholders' preferential subscription
rights
E.7 Delegation of authority to the Board of Mgmt For For
Directors to carry out the issuance of
shares or securities through public offers
with cancellation of shareholders'
preferential subscription rights
E.8 Delegation of authority to the Board of Mgmt For For
Directors to carry out the issuance of
shares or securities through an offer
pursuant to Article L.411-2, II of the
Monetary and Financial Code with
cancellation of shareholders' preferential
subscription rights
E.9 Authorization to the Board of Directors to Mgmt For For
increase the number of issuable securities
in case of capital increase with or without
preferential subscription rights
E.10 Delegation of authority to the Board of Mgmt For For
Directors to increase share capital by
incorporation of reserves, profits,
premiums or other amounts which may be
capitalized
E.11 Delegation of authority to the Board of Mgmt For For
Directors to increase share capital, in
consideration for contributions from a
public exchange offer initiated by the
Company
E.12 Authorization to the Board of Directors to Mgmt For For
increase share capital, in consideration
for in-kind contributions granted to the
Company
E.13 Delegation of powers to the Board of Mgmt For For
Directors to increase share capital in
favor of members of savings plans
E.14 Authorization to the Board of Directors to Mgmt For For
reduce share capital by cancellation of
treasury shares
E.15 Amendment to Article 18 of the Statutes Mgmt For For
E.16 Amendment to Article 20 of the Statutes Mgmt For For
OE.17 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ENI SPA, ROMA Agenda Number: 703696748
--------------------------------------------------------------------------------------------------------------------------
Security: T3643A145
Meeting Type: MIX
Meeting Date: 30-Apr-2012
Ticker:
ISIN: IT0003132476
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 07 MAY 2012 (AND A THIRD CALL ON 08
MAY 2012). CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED. THANK
YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_120041.PDF
O.1 Balance sheet as of 31-Dec-2011, Mgmt For For
resolutions related thereto, consolidated
balance sheet as of 31-Dec-2011. Board of
directors, internal and external
auditors reports
O.2 To allocate profit Mgmt For For
O.3 Rewarding report: rewarding policy Mgmt For For
E.1 To amend the bylaw: article 17 (board of Mgmt For For
directors), 28 (internal auditors) and
add new article 34
cmmt PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ERAMET SA, PARIS Agenda Number: 703695140
--------------------------------------------------------------------------------------------------------------------------
Security: F3145H130
Meeting Type: MIX
Meeting Date: 15-May-2012
Ticker:
ISIN: FR0000131757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AN D
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card dir ectly
to the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following ap plies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be fo rwarded to
the Global Custodians that have become
Registered Intermediaries, o n the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global C ustodian will
sign the Proxy Card and forward to the
local custodian. If you a re unsure whether
your Global Custodian acts as Registered
Intermediary, pleas e contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY CLIC
KING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
012/ 0330/201203301201177.pdf
O.1 Annual corporate financial statements for Mgmt For For
the financial year 2011
O.2 Consolidated financial statements for the Mgmt For For
financial year 2011
O.3 Regulated agreements Mgmt For For
O.4 Commitments pursuant to Article L.225-42-1 Mgmt Against Against
of the Commercial Code
O.5 Allocation of income and setting the Mgmt For For
dividend
O.6 Ratification of the cooptation of Mrs. Mgmt Against Against
Claire Cheremetinski as Board member
O.7 Authorization to trade Company's shares Mgmt For For
O.8 Authorization to trade Company's shares Mgmt Against Against
during periods of public offer
E.9 Option to use the authorizations during Mgmt Against Against
periods of public offer
E.10 Free allocation of shares Mgmt Against Against
E.11 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GATEGROUP HOLDING AG, KLOTEN Agenda Number: 703676049
--------------------------------------------------------------------------------------------------------------------------
Security: H30145108
Meeting Type: AGM
Meeting Date: 18-Apr-2012
Ticker:
ISIN: CH0100185955
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 935403,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1 Presentation of the business report Non-Voting
consisting of the annual report, the
consolidated financial statements and the
annual financial statements as at December
31, 2011
2 Presentation of the reports of the auditors Non-Voting
as at December 31, 2011
3.1 Approval of the annual report and the Mgmt No vote
consolidated financial statements as at
December 31, 2011
3.2 Approval of the annual financial statements Mgmt No vote
as at December 31, 2011
3.3 Consultative vote on the compensation Mgmt No vote
report 2011 (non-binding)
4.1 Withdrawal from reserve from capital Mgmt No vote
contribution
4.2 Distribution of a dividend Mgmt No vote
4.3 Appropriation of available earnings Mgmt No vote
5 Granting of discharge to the members of the Mgmt No vote
board of directors and of the executive
management board
6.1.1 Re-election to the board of directors: Mr. Mgmt No vote
Neil Brown
6.1.2 Re-election to the board of directors: Mr. Mgmt No vote
Brian Larcombe
6.1.3 Re-election to the board of directors: Mr. Mgmt No vote
Andreas Schmid
6.1.4 Re-election to the board of directors: Mr. Mgmt No vote
David Siegel
6.1.5 Re-election to the board of directors: Mr. Mgmt No vote
Anthonie Stal
6.2.1 Election of new member to the board of Mgmt No vote
directors: Mr. Remo Brunschwiler
6.2.2 Election of new member to the board of Mgmt No vote
directors: Mr. Andrew Gibson
7 Election of the auditors Mgmt No vote
PricewaterhouseCoopers AG, Zurich
8 Amendment to the articles of incorporation Mgmt No vote
concerning share transfer restrictions and
limitations of voting rights (article 5
para. 4 and 5)
9 Ad hoc Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
GDF SUEZ, PARIS Agenda Number: 703701967
--------------------------------------------------------------------------------------------------------------------------
Security: F42768105
Meeting Type: MIX
Meeting Date: 23-Apr-2012
Ticker:
ISIN: FR0010208488
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 960535 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to
the Global Custodians that have become
Registered Intermediaries, on the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your
representative.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
012/0404/201204041201292.pdf
O.1 Approval of the operations and annual Mgmt For For
corporate financial statements for the
financial year 2011
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2011
O.3 Allocation of income and setting the Mgmt For For
dividend for the financial year 2011
O.4 Approval of the regulated Agreements Mgmt For For
pursuant to Article L.225-38 of the
Commercial Code
O.5 Authorization to be granted to the Board of Mgmt For For
Directors to trade Company's shares
O.6 Renewal of term of Mr. Gerard Mestrallet as Mgmt Against Against
Board member
O.7 Renewal of term of Mr. Jean-Francois Mgmt Against Against
Cirelli as Board member
O.8 Renewal of term of Mr. Jean-Louis Beffa as Mgmt For For
Board member
O.9 Renewal of term of Mr. Paul Desmarais Jr as Mgmt Against Against
Board member
O.10 Renewal of term of Lord Simon of Highbury Mgmt For For
as Board member
O.11 Appointment of Mr. Gerard Lamarche as Mgmt Against Against
Censor
E.12 Delegation of authority to the Board of Mgmt For For
Directors to decide, while maintaining
preferential subscription rights to (i)
issue common shares and/or any securities
providing access to capital of the Company
and/or subsidiaries of the Company, and/or
(ii) issue securities entitling to the
allotment of debt securities
E.13 Delegation of authority to the Board of Mgmt For For
Directors to decide, with cancellation of
preferential subscription rights to (i)
issue common shares and/or securities
providing access to capital of the Company
and/or subsidiaries of the Company, and/or
(ii) issue securities entitling to the
allotment of debt securities
E.14 Delegation of authority to the Board of Mgmt For For
Directors to decide to issue common shares
or various securities with cancellation of
preferential subscription rights through an
offer pursuant to Article L.411-2, II of
the Monetary and Financial Code
E.15 Delegation of authority to the Board of Mgmt For For
Directors to increase the number of
issuable securities in case issuances with
or without preferential subscription rights
carried out under the 12th, 13th and 14th
resolutions within the limit of 15% of the
original issuance
E.16 Delegation of authority to the Board of Mgmt For For
Directors to carry out the issuance of
common shares and/or various securities, in
consideration for contributions of shares
granted to the Company within the limit of
10% of share capital
E.17 Delegation of authority to the Board of Mgmt For For
Directors to decide to increase share
capital by issuing shares with cancellation
of preferential subscription rights in
favor of employees who are members of GDF
SUEZ Group savings plans
E.18 Delegation of authority to the Board of Mgmt For For
Directors to decide to increase share
capital with cancellation of preferential
subscription rights in favor of any
entities established in connection with the
implementation of the International
employee stock ownership plan of GDF SUEZ
Group
E.19 Overall limitation of the nominal amount of Mgmt For For
immediate and/or future capital increases
that may be carried out pursuant to the
delegations granted under the 12th, 13th,
14th, 15th, 16th, 17th and 18th resolutions
E.20 Delegation of authority to the Board of Mgmt For For
Directors to decide to increase share
capital by incorporation of reserves,
profits, premiums or otherwise
E.21 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares
E.22 Authorization to be granted to the Board of Mgmt Against Against
Directors to carry out free allocation of
shares to employees and/or corporate
officers of the Company and /or Group
companies
E.23 Updating and amendment to Article 13 of the Mgmt For For
Statutes (Composition of the Board of
Directors)
E.24 Amendment to Articles 16 (Chairman and Mgmt For For
Vice-Chairman of the Board of Directors)
and 17 (Executive Management) of the
Statutes
E.25 Powers to implement decisions of the Mgmt For For
General Meeting and carry out all legal
formalities
O.26 Option for payment of interim dividend in Mgmt For For
shares
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: (Non-approved by the
Board of Directors)-Setting the amount of
dividends for the financial year 2011 at
0.83 Euro per share, including the interim
dividend of 0.83 Euro per share paid on
November 15, 2011
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 703680860
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: AGM
Meeting Date: 03-May-2012
Ticker:
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' Report Mgmt For For
and the Financial Statements
2 To approve the Remuneration Report Mgmt For For
3 To re-elect Sir Christopher Gent as a Mgmt For For
Director
4 To re-elect Sir Andrew Witty as a Director Mgmt For For
5 To re-elect Professor Sir Roy Anderson as a Mgmt For For
Director
6 To re-elect Dr Stephanie Burns as a Mgmt For For
Director
7 To re-elect Stacey Cartwright as a Director Mgmt For For
8 To re-elect Larry Culp as a Director Mgmt For For
9 To re-elect Sir Crispin Davis as a Director Mgmt For For
10 To re-elect Simon Dingemans as a Director Mgmt For For
11 To re-elect Judy Lewent as a Director Mgmt For For
12 To re-elect Sir Deryck Maughan as a Mgmt For For
Director
13 To re-elect Dr Daniel Podolsky as a Mgmt For For
Director
14 To re-elect Dr Moncef Slaoui as a Director Mgmt For For
15 To re-elect Tom de Swaan as a Director Mgmt For For
16 To re-elect Sir Robert Wilson as a Director Mgmt For For
17 Re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors
18 To determine remuneration of auditors Mgmt For For
19 To authorise the company and its Mgmt For For
subsidiaries to make donations to political
organisations and incur political
expenditure
20 To authorise allotment of shares Mgmt For For
21 To disapply pre-emption rights Mgmt For For
22 To authorise the company to purchase its Mgmt For For
own shares
23 To authorise exemption from statement of Mgmt For For
name of senior statutory auditor
24 To authorise reduced notice of a general Mgmt For For
meeting other than an AGM
25 To renew the GSK Share Save Plan Mgmt For For
26 To renew the GSK Share Reward Plan Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AUDITOR NAME IN RESOLUTION 17.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GRANGE RESOURCES LTD Agenda Number: 703702630
--------------------------------------------------------------------------------------------------------------------------
Security: Q4268H129
Meeting Type: AGM
Meeting Date: 09-May-2012
Ticker:
ISIN: AU000000GRR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1,4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE
PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (1 AND 4), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE
PASSING OF THE RELEVANT PROPOSAL/S AND YOU
COMPLY WITH THE VOTING EXCLUSION.
1 Adoption of Remuneration Report Mgmt Against Against
2 Re-election of Mr Zhiqiang Xi as Director Mgmt Against Against
3 Re-election of Mr John Hoon as Director Mgmt For For
4 Approval of Grant of Performance Rights to Mgmt Against Against
the Managing Director, Mr Russell Clark
--------------------------------------------------------------------------------------------------------------------------
GROUPE BRUXELLES LAMBERT SA, BRUXELLES Agenda Number: 703690215
--------------------------------------------------------------------------------------------------------------------------
Security: B4746J115
Meeting Type: OGM
Meeting Date: 24-Apr-2012
Ticker:
ISIN: BE0003797140
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO
PROVIDE THE BREAKDOWN OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE
POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS
REQUIRED IN ORDER FOR YOUR VOTE TO BE
LODGED
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY
FOR RESOLUTION NUMBERS "B.1 AND B.2". THANK
YOU.
A.1 Management report of the Board of Directors Non-Voting
and reports of the Statutory Auditor
on the financial year 2011
A.2.1 Financial Statements for the year ended 31 Non-Voting
December 2011 : Presentation of the
consolidated financial statements for the
year ended 31 December 2011
A.2.2 Financial Statements for the year ended 31 Mgmt For For
December 2011 : Approval of annual accounts
for the year ended 31 December 2011
A.3 Proposal for the discharge to be granted to Mgmt For For
the Directors for duties performed
during the year ended 31 December 2011
A.4 Proposal for the discharge to be granted to Mgmt For For
the Statutory Auditor for duties performed
during the year ended 31 December 2011
A.5.1 Resignations and appointments: Take note of Non-Voting
the resignation of Gerald Frere and
Thierry de Rudder as Managing Directors at
the end of 2011 (without prejudice of
their capacity as Directors)
A.521 Resignations and appointments: Renewal of Mgmt Against Against
Directors' terms of office:
Proposal to re-elect for a four-year term,
in their capacity as Director: Georges
Chodron de Courcel
A.522 Resignations and appointments: Renewal of Mgmt For For
Directors' terms of office:
Proposal to re-elect for a four-year term,
in their capacity as Director: Ian
Gallienne
A.523 Resignations and appointments: Renewal of Mgmt Against Against
Directors' terms of office:
Proposal to re-elect for a four-year term,
in their capacity as Director: Thierry
de Rudder
A.6 Proposal to approve the Board of Director's Mgmt For For
remuneration report for the year 2011
A.7 Proposal to set fees for non-executive Mgmt For For
Directors for the performance of their
duties in the Board of Directors and in
Committees set up from amongst its
members, at a maximum total of EUR
1,400,000 per year, to be allocated on a
decision of the Board of Directors
A.8 In accordance with the decisions on the Mgmt For For
establishment of a stock option plan by
the General Meeting of 24 April 2007,
proposal to set up at EUR 13.5
million the maximum value of the shares in
relation to the options to be granted
in 2012
A.9 Miscellaneous Non-Voting
B.1 If, after the date of this proxy form, new Mgmt Abstain For
items are added to the agenda of the
meeting
B.2 If, after the date of this proxy form, Mgmt Abstain For
new/alternative decisions are proposed
regarding items on the agenda
--------------------------------------------------------------------------------------------------------------------------
HISCOX LTD, LONDON Agenda Number: 703656035
--------------------------------------------------------------------------------------------------------------------------
Security: G4593F104
Meeting Type: AGM
Meeting Date: 30-May-2012
Ticker:
ISIN: BMG4593F1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the annual report and accounts Mgmt For For
for the year ended 31 December 2011
2 To approve the 2011 remuneration report Mgmt For For
3 To declare a final dividends of 11.9 pence Mgmt For For
per ordinary share
4 To re-appoint Robert Hiscox as a Director Mgmt For For
5 To re-appoint Bronislaw Masojada as a Mgmt For For
Director
6 To re-appoint Robert Childs as a Director Mgmt For For
7 To re-appoint Stuart Bridges as a Director Mgmt For For
8 To re-appoint Richard Gillingwater as a Mgmt For For
Director
9 To re-appoint Daniel Healy as a Director Mgmt For For
10 To re-appoint Ernst Jansen as a Director Mgmt For For
11 To re-appoint Dr James King as a Director Mgmt For For
12 To re-appoint Robert McMillan as a Director Mgmt For For
13 To re-appoint Andrea Rosen as a Director Mgmt For For
14 To re-appoint Gunnar Stokholm as a Director Mgmt For For
15 To re-appoint KPMG as auditors Mgmt For For
16 To authorise the Directors to set the Mgmt For For
auditors' remuneration
17 To authorise the directors to allot shares Mgmt For For
18 To increase the authorized share capital Mgmt For For
19 To dis-apply pre-emption rights Mgmt For For
20 To authorise the company to purchase its Mgmt For For
own shares
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RES OLUTION
3,17, 18 and 19.IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HSBC HLDGS PLC Agenda Number: 703827343
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: OTH
Meeting Date: 21-May-2012
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THIS AN INFORMATION ONLY MEETING FOR HK Non-Voting
REGISTERED HOLDERS.
1 To discuss the 2011 results and other Non-Voting
matters of interest
--------------------------------------------------------------------------------------------------------------------------
HSBC HLDGS PLC Agenda Number: 703681925
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 25-May-2012
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
2011
2 To approve the Directors' Remuneration Mgmt For For
Report for 2011
3.a To re-elect S A Catz a Director Mgmt For For
3.b To re-elect L M L Cha a Director Mgmt For For
3.c To re-elect M K T Cheung a Director Mgmt For For
3.d To re-elect J D Coombe a Director Mgmt For For
3.e To elect J Faber a Director Mgmt For For
3.f To re-elect R A Fairhead a Director Mgmt For For
3.g To re-elect D J Flint a Director Mgmt For For
3.h To re-elect A A Flockhart a Director Mgmt For For
3.i To re-elect S T Gulliver a Director Mgmt For For
3.j To re-elect J W J Hughes-Hallett a Director Mgmt For For
3.k To re-elect W S H Laidlaw a Director Mgmt For For
3.l To elect J P Lipsky a Director Mgmt For For
3.m To re-elect J R Lomax a Director Mgmt For For
3.n To re-elect I J Mackay a Director Mgmt For For
3.o To re-elect N R N Murthy a Director Mgmt For For
3.p To re-elect Sir Simon Robertson a Director Mgmt For For
3.q To re-elect J L Thornton a Director Mgmt For For
4 To reappoint KPMG Audit Plc as Auditor at Mgmt For For
remuneration to be determined by the Group
Audit Committee
5 To authorise the Directors to allot shares Mgmt For For
6 To disapply pre-emption rights Mgmt For For
7 To authorise the Company to purchase its Mgmt For For
own ordinary shares
8 To authorise the Directors to offer a scrip Mgmt For For
dividend alternative
9 To approve general meetings (other than Mgmt For For
annual general meetings) being called on 14
clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RES OLUTION
3N AND RECEIPT OF AUDITOR NAME FOR
RESOLUTION 4. IF YOU HAVE ALREADY S ENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO A MEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HUTCHISON WHAMPOA LTD, HONG KONG Agenda Number: 703716057
--------------------------------------------------------------------------------------------------------------------------
Security: Y38024108
Meeting Type: AGM
Meeting Date: 25-May-2012
Ticker:
ISIN: HK0013000119
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0410/LTN20120410509.pdf
1 To receive and adopt the Statement of Mgmt For For
Audited Accounts and Reports of the
Directors and Auditor for the year ended 31
December 2011
2 To declare a final dividend Mgmt For For
3.1 To re-elect Mr Li Ka-shing as a Director Mgmt For For
3.2 To re-elect Mrs Chow Woo Mo Fong, Susan as Mgmt Against Against
a Director
3.3 To re-elect Mr Lai Kai Ming, Dominic as a Mgmt Against Against
Director
3.4 To re-elect The Hon Sir Michael David Mgmt For For
Kadoorie as a Director
3.5 To re-elect Mrs Margaret Leung Ko May Yee Mgmt Against Against
as a Director
4 To appoint Auditor and authorise the Mgmt For For
Directors to fix the Auditor's remuneration
5.1 To give a general mandate to the Directors Mgmt Against Against
to issue additional shares
5.2 To approve the purchase by the Company of Mgmt For For
its own shares
5.3 To extend the general mandate in Ordinary Mgmt Against Against
Resolution No 5(1)
6 That the Articles of Association of the Mgmt For For
Company be altered in the following manner:
by deleting the existing Article 93 in its
entirety and substituting the following
therefor: 93. Subject to the provisions of
these presents, the Directors may meet
together for the despatch of business,
adjourn and otherwise regulate their
meetings and proceedings as they think fit.
At any time any Director may, and the
Secretary on the requisition of a Director
shall, summon a meeting of the Directors.
It shall not be necessary to give notice of
a meeting of Directors to any Director for
the time being absent from Hong Kong (and
for this purpose CONTD
CONT CONTD a Director shall be deemed absent Non-Voting
from Hong Kong on any day if he has given
to the Secretary notice of his intention to
be absent from Hong Kong for any period
including such day and has not revoked such
notice). Any Director may waive notice of
any meeting and any such waiver may be
retrospective. The Directors may
participate in a meeting of Directors by
telephone, video or other electronic means
at which the Directors participating in the
meeting are capable of hearing each other
--------------------------------------------------------------------------------------------------------------------------
ILUKA RESOURCES LTD Agenda Number: 703685024
--------------------------------------------------------------------------------------------------------------------------
Security: Q4875J104
Meeting Type: AGM
Meeting Date: 23-May-2012
Ticker:
ISIN: AU000000ILU1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
1 Re-election of Director Mr John Pizzey Mgmt For For
2 Re-election of Director Mr Gavin Rezos Mgmt For For
3 Adoption of Remuneration Report Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 703825921
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: AGM
Meeting Date: 31-May-2012
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 969259 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AN D
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0415/LTN20120415028.pdf a nd
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0515/LTN20120515349.pd f
1 To consider and approve the 2011 Work Mgmt For For
Report of the Board of Directors of the
Bank
2 To consider and approve the 2011 Work Mgmt For For
Report of the Board of Supervisors of th e
Bank
3 To consider and approve the Bank's 2011 Mgmt For For
audited accounts
4 To consider and approve the Bank's 2011 Mgmt For For
profit distribution plan
5 To consider and approve the re-appointment Mgmt For For
of Ernst & Young and Ernst & Young Hua Ming
as external auditors of the Bank for 2012
for the term from the passi ng of this
resolution until the conclusion of the next
annual general meeting and to fix the
aggregate audit fees for 2012 at RMB165.6
million
6 To consider and approve the appointment of Mgmt For For
Ms. Dong Juan as external superviso r of
the Bank
7 To consider and approve the appointment of Mgmt For For
Mr. Meng Yan as external supervisor of the
Bank
8 To consider and approve the appointment of Mgmt For For
Mr. Hong Yongmiao as an independent
non-executive director of the Bank
9 To consider and approve the payment of Mgmt For For
remuneration to directors and superviso rs
of the Bank for 2011
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RES OLUTION
2.IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PR OXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INFORMA PLC, ST HELIER Agenda Number: 703709305
--------------------------------------------------------------------------------------------------------------------------
Security: G4770C106
Meeting Type: AGM
Meeting Date: 17-May-2012
Ticker:
ISIN: JE00B3WJHK45
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Report of the Directors and Mgmt For For
the Accounts for the year ended 31 December
2011 end the Report of the Auditors on the
Accounts
2 To re-elect Mr Derek Mapp as a Director Mgmt For For
3 To re-elect Mr Peter Rigby as a Director Mgmt For For
4 To re-elect Mr Adam Walker as a Director Mgmt For For
5 To re-elect Dr Pamela Kirby as a Director Mgmt For For
6 To re-elect Mr John Davis as a Director Mgmt For For
7 To re-elect Dr Brendan O'Neill as a Mgmt For For
Director
8 To re-elect Mr Stephen A. Carter CBE as a Mgmt For For
Director
9 To approve the Directors' Remuneration Mgmt For For
Report for the year ended 31 December 2011
10 To re-appoint Deloitte LLP as auditors of Mgmt For For
the Company
11 To authorise the Directors to determine the Mgmt For For
remuneration of the auditors
12 To authorise the Directors to allot shares Mgmt For For
13 To authorise the Directors to allot shares Mgmt For For
(and sell treasury shares) for cash without
making a pre-emptive offer to shareholders
14 To authorise the Company to purchase the Mgmt For For
Company's own shares
--------------------------------------------------------------------------------------------------------------------------
ING GROEP NV, AMSTERDAM Agenda Number: 703686456
--------------------------------------------------------------------------------------------------------------------------
Security: N4578E413
Meeting Type: AGM
Meeting Date: 14-May-2012
Ticker:
ISIN: NL0000303600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening remarks and announcements Non-Voting
2.A Report of the Executive Board for 2011 Non-Voting
2.B Report of the Supervisory Board for 2011 Non-Voting
2.C Annual Accounts for 2011 Mgmt For For
3 Profit retention and distribution policy Non-Voting
4 Remuneration report Non-Voting
5.A Corporate governance Non-Voting
5.B Amendment to the Articles of Association Mgmt For For
6 Sustainability Non-Voting
7.A Discharge of the members of the Executive Mgmt For For
Board in respect of their duties per formed
during the year 2011
7.B Discharge of the members of the Supervisory Mgmt For For
Board in respect of their duties p erformed
during the year 2011
8 Appointment of the auditors: Ernst and Mgmt For For
Young
9 Composition of the Executive Board: Mgmt For For
Appointment of Wilfred Nagel
10.A Composition of the Supervisory Board: Mgmt Against Against
Reappointment of Aman Mehta
10.B Composition of the Supervisory Board: Mgmt For For
Appointment of Jan Holsboer
10.C Composition of the Supervisory Board: Mgmt For For
Appointment of Yvonne van Rooy
10.D Composition of the Supervisory Board: Mgmt For For
Appointment of Robert Reibestein
11.A Authorization to issue ordinary shares with Mgmt For For
or without pre-emptive rights
11.B Authorization to issue ordinary shares with Mgmt For For
or without pre-emptive rights in c
onnection with a merger, a takeover of a
business or a company, or, if necessa ry in
the opinion of the Executive Board and the
Supervisory Board, for the sa feguarding or
conservation of the Company's capital
position
12.A Authorization to acquire ordinary shares or Mgmt For For
depositary receipts for ordinary s hares in
the Company's own capital
12.B Authorization to acquire ordinary shares or Mgmt For For
depositary receipts for ordinary s hares in
the Company's own capital in connection
with a major capital restruct uring
13 Any other business and conclusion Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AUDITORS NAME. IF YOU HA VE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
IVANHOE AUSTRALIA LTD, MELBOURNE VIC Agenda Number: 703777435
--------------------------------------------------------------------------------------------------------------------------
Security: Q4980B103
Meeting Type: AGM
Meeting Date: 29-May-2012
Ticker:
ISIN: AU000000IVA2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 966086 DUE TO POSTPONEMENT OF
MEETING DATE FROM 17 MAY TO 29 MAY 2012 AND
ADDITION OF RESOLUTIONS. ALL V OTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 4, 5, 8 AND 9 AND VOT ES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BE NEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN ") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PR OPOSAL/S. BY VOTING (FOR
OR AGAINST) ON PROPOSALS (2, 4, 5, 8 AND
9), YOU ACKN OWLEDGE THAT YOU HAVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S AND YOU COMPLY WITH THE VOTING
EXCLUSI ON.
2 Remuneration Report Mgmt Against Against
3.a Re-elect Ines Scotland as a Director of the Mgmt For For
Company
3.b Re-elect James E. Askew as a Director of Mgmt For For
the Company
3.c Re-elect Kyle Wightman as a Director of the Mgmt For For
Company
3.d Re-elect Professor Ian R. Plimer as a Mgmt For For
Director of the Company
4 Approval of acquisitions under the Share Mgmt Against Against
Plan by Directors
5 Approval of increase in maximum aggregate Mgmt Against Against
remuneration for Non-Executive Direc tors
6 Appointment of Mgmt For For
Auditors-PricewaterhouseCoopers
7 Changes to Company's Constitution Mgmt Against Against
8 Approval of termination benefits given by Mgmt Against Against
holding company-specified relevant o
fficers
9 Approval of termination benefits given by Mgmt Against Against
holding company-other relevant offic ers
--------------------------------------------------------------------------------------------------------------------------
JARDINE LLOYD THOMPSON GROUP PLC, LONDON Agenda Number: 703677801
--------------------------------------------------------------------------------------------------------------------------
Security: G55440104
Meeting Type: AGM
Meeting Date: 26-Apr-2012
Ticker:
ISIN: GB0005203376
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
2 To approve the final dividend of 14.8p net Mgmt For For
per Ordinary Share
3 To re-elect Mr G M T Howe as a director Mgmt For For
4 To re-elect Lord Leach as a director Mgmt Against Against
5 To re-elect Mr D J Burke as a director Mgmt For For
6 To re-elect Mr M F G Drummond Brady as a Mgmt For For
director
7 To re-elect Mr R J Harvey as a director Mgmt For For
8 To re-elect Mr S L Keswick as a director Mgmt Against Against
9 To re-elect Mr N R MacAndrew as a director Mgmt For For
10 To re-elect Mr S J Mawson as a director Mgmt For For
11 To re-elect Mr J G H Paynter as a director Mgmt For For
12 To re-elect Mrs V Y A C Wade as a director Mgmt For For
13 To approve the Remuneration Report Mgmt Against Against
14 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors
15 Seeking general authority for the Company Mgmt For For
to purchase up to 21,817,387
Ordinary Shares in the market
16 To approve the waiver by the Panel of any Mgmt Against Against
obligation under rule 9 of the Code to make
a takeover bid for the company
17 To renew the authority of the Directors to Mgmt For For
allot securities up to 33 per cent of the
issued share capital
18 To disapply statutory pre-emption rights in Mgmt For For
relation to the allotment of
securities
19 Providing that a general meeting other than Mgmt For For
an annual general meeting may be called on
not less than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
JOHN WOOD GROUP PLC, ABERDEEN Agenda Number: 703713190
--------------------------------------------------------------------------------------------------------------------------
Security: G9745T118
Meeting Type: AGM
Meeting Date: 10-May-2012
Ticker:
ISIN: GB00B5N0P849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Financial Mgmt For For
Statements
2 To declare a final dividend Mgmt For For
3 To approve the Directors' Remuneration Mgmt For For
Report
4 To re-elect Sir Ian Wood as a director Mgmt For For
5 To re-elect Allister Langlands as a Mgmt For For
director
6 To re-elect Alan Semple as a director Mgmt For For
7 To re-elect Bob Keiller as a director Mgmt For For
8 To re-elect Mike Straughen as a director Mgmt For For
9 To re-elect Ian Marchant as a director Mgmt For For
10 To re-elect Michel Contie as a director Mgmt For For
11 To re-elect Neil Smith as a director Mgmt For For
12 To re-elect David Woodward as a director Mgmt For For
13 To elect Jeremy Wilson as a director Mgmt For For
14 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors
15 To authorise the directors to fix the Mgmt For For
auditors remuneration
16 To authorise the directors to allot shares Mgmt For For
17 To renew the Executive Share Option Schemes Mgmt For For
18 To disapply pre-emption rights Mgmt For For
19 To permit the Company to purchase its own Mgmt For For
shares
20 To authorise the Company to call general Mgmt For For
meetings on giving 14 days' notice to its
shareholders
--------------------------------------------------------------------------------------------------------------------------
KERRY GROUP PLC Agenda Number: 703708947
--------------------------------------------------------------------------------------------------------------------------
Security: G52416107
Meeting Type: AGM
Meeting Date: 02-May-2012
Ticker:
ISIN: IE0004906560
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Reports & Accounts Mgmt For For
2 Declaration of Dividend Mgmt For For
3.A To re-elect the following director (in Mgmt For For
accordance with article 102): Ms. Joan
Garahy
3.B To re-elect the following director (in Mgmt For For
accordance with article 102): Mr.
James C. Kenny
3.C To re-elect the following director (in Mgmt Against Against
accordance with article 102): Mr.
Michael Teahan
3.D To re-elect the following director (in Mgmt For For
accordance with article 102): Mr.
Philip Toomey
4.A To re-elect the following director (in Mgmt Against Against
accordance with Combined Code): Mr.
Denis Buckley
4.B To re-elect the following director (in Mgmt For For
accordance with Combined Code): Mr.
Gerry Behan
4.C To re-elect the following director (in Mgmt For For
accordance with Combined Code): Mr.
Kieran Breen
4.D To re-elect the following director (in Mgmt Against Against
accordance with Combined Code): Mr.
Denis Carroll
4.E To re-elect the following director (in Mgmt Against Against
accordance with Combined Code): Mr.
Michael Dowling
4.F To re-elect the following director (in Mgmt For For
accordance with Combined Code): Mr.
Patrick Flahive
4.G To re-elect the following director (in Mgmt For For
accordance with Combined Code): Mr. Noel
Greene
4.H To re-elect the following director (in Mgmt For For
accordance with Combined Code): Mr. Flor
Healy
4.I To re-elect the following director (in Mgmt For For
accordance with Combined Code): Mr. Stan
McCarthy
4.J To re-elect the following director (in Mgmt For For
accordance with Combined Code): Mr.
Brian Mehigan
4.K To re-elect the following director (in Mgmt For For
accordance with Combined Code): Mr.
Gerard O'Hanlon
4.L To re-elect the following director (in Mgmt Against Against
accordance with Combined Code): Mr.
Denis Wallis
5 Remuneration of Auditors Mgmt For For
6 Remuneration report Mgmt For For
7 Section 20 Authority Mgmt For For
8 Disapplication of Section 23 Mgmt For For
9 To authorise the company to make market Mgmt For For
purchases of its own shares
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RESOLUTION
4. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KUEHNE + NAGEL INTERNATIONAL AG, NAGEL INTERNATIONAL AG Agenda Number: 703731756
--------------------------------------------------------------------------------------------------------------------------
Security: H4673L145
Meeting Type: AGM
Meeting Date: 08-May-2012
Ticker:
ISIN: CH0025238863
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 935825,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1 Approval of the annual report, the business Mgmt No vote
report and the consolidated financial
statements for the business year 2011
2 Resolution Regarding the Appropriation of Mgmt No vote
the Balance Sheet Profit
3 Discharge of the members of the Board of Mgmt No vote
Directors and the members of the Management
Board
4.a The Board of Directors proposes to re-elect Mgmt No vote
Dr. Renato Fassbind for a new tenure of one
year to the Board of Directors
4.b The Board of Directors proposes to re-elect Mgmt No vote
Juergen Fitschen for a new tenure of one
year to the Board of Directors
4.c The Board of Directors proposes to re-elect Mgmt No vote
Karl Gernandt for a new tenure of one year
to the Board of Directors
4.d The Board of Directors proposes to re-elect Mgmt No vote
Hans-Joerg Hager for a new tenure of one
year to the Board of Directors
4.e The Board of Directors proposes to re-elect Mgmt No vote
Klaus-Michael Kuehne for a new tenure of
one year to the Board of Directors
4.f The Board of Directors proposes to re-elect Mgmt No vote
Hans Lerch for a new tenure of one year to
the Board of Directors
4.g The Board of Directors proposes to re-elect Mgmt No vote
Dr. Thomas Staehelin for a new tenure of
one year to the Board of Directors
4.h The Board of Directors proposes to re-elect Mgmt No vote
Dr. Joerg Wolle for a new tenure of one
year to the Board of Directors
4.i The Board of Directors proposes to re-elect Mgmt No vote
Bernd Wrede for a new tenure of one year to
the Board of Directors
5 The Board of Directors proposes to re-elect Mgmt No vote
KPMG AG, Zurich, as auditors for the
business year 2012
6.a The Board of Directors proposes to maintain Mgmt No vote
the authorized share capital by renewing
article 3.3 of the Articles of Association
as specified
6.b The Board of Directors proposes to add the Mgmt No vote
following new article 3.5 to the Articles
of Association as specified
6.c The Board of Directors proposes to amend Mgmt No vote
article 4 of the Articles of Association as
specified
6.d The Board of Directors proposes article Mgmt No vote
17.4 of the Articles of Association to be
reworded as specified
6.e The Board of Directors proposes deletion of Mgmt No vote
Article 24 of the Articles of Association
--------------------------------------------------------------------------------------------------------------------------
LADBROKES PLC, HARROW Agenda Number: 703645068
--------------------------------------------------------------------------------------------------------------------------
Security: G5337D107
Meeting Type: AGM
Meeting Date: 19-Apr-2012
Ticker:
ISIN: GB00B0ZSH635
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the accounts Mgmt For For
2 Approval of the final dividend Mgmt For For
3 Appointment of I A Bull as a director Mgmt For For
4 Re-appointment of P Erskine as a director Mgmt For For
5 Re-appointment of R I Glynn as a director Mgmt For For
6 Re-appointment of R J Ames as a director Mgmt For For
7 Re-appointment of S Bailey as a director Mgmt For For
8 Re-appointment of J F Jarvis as a director Mgmt For For
9 Re-appointment of J M Kelly as a director Mgmt For For
10 Re-appointment of C J Rodrigues as a Mgmt For For
director
11 Re-appointment of D M Shapland as a Mgmt For For
director
12 That Ernst & Young LLP be and is hereby Mgmt For For
re-appointed as auditor to the
company
13 That the directors be and are hereby Mgmt For For
authorised to agree the remuneration of
the auditor
14 Approval of the remuneration report Mgmt For For
15 Political donations Mgmt For For
16 Purchase of own shares Mgmt For For
17 Authority to allot shares Mgmt For For
18 Disapplication of shareholders' statutory Mgmt For For
pre-emption rights
19 Notice of shareholder meetings Mgmt For For
20 Amendment to the SAYE share option scheme Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LAFARGE SA, PARIS Agenda Number: 703665527
--------------------------------------------------------------------------------------------------------------------------
Security: F54432111
Meeting Type: OGM
Meeting Date: 15-May-2012
Ticker:
ISIN: FR0000120537
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to
the Global Custodians that have become
Registered Intermediaries, on the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL
LINK:https://balo.journal-officiel.gouv.fr/
pdf/2012/0319/201203191200994.pdf A ND
https://balo.journal-officiel.gouv.fr/pdf/2
012/0418/201204181201618.pdf
1 Approval of the annual corporate financial Mgmt For For
statements and transactions for the
financial year 2011
2 Approval of the consolidated financial Mgmt For For
statements and transactions for the
financial year 2011
3 Allocation of income and setting the Mgmt For For
dividend
4 Approval of a new regulated Agreement: Mgmt Against Against
amendment to the work contract of Mr. Bruno
Lafont
5 Approval of a new regulated Agreement: Mgmt For For
amendment to the shareholders' Agreement
with NNS Holding Sarl
6 Ratification of the cooptation of Mr. Ian Mgmt Against Against
Gallienne as Board member
7 Renewal of term of Mr. Ian Gallienne as Mgmt Against Against
Board member
8 Appointment of Mr. Gerard Lamarche as Board Mgmt Against Against
member
9 Renewal of term of Mr. Paul Desmarais Jr. Mgmt Against Against
as Board member
10 Renewal of term of Mr. Jerome Guiraud as Mgmt Against Against
Board member
11 Renewal of term of Mr. Michel Rollier as Mgmt For For
Board member
12 Renewal of term of Mr. Nassef Sawiris as Mgmt Against Against
Board member
13 Renewal of term of Deloitte et Associes as Mgmt For For
principal Statutory Auditor
14 Appointment of Ernst et Young et Autres as Mgmt For For
principal Statutory Auditor
15 Renewal of term of BEAS as deputy Statutory Mgmt For For
Auditor
16 Renewal of term of Auditex as deputy Mgmt For For
Statutory Auditor
17 Authorization for the Company to purchase Mgmt For For
and sale its own shares
18 Powers to carry out all legal formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLE SS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
LEGRAND SA, LIMOGES Agenda Number: 703692776
--------------------------------------------------------------------------------------------------------------------------
Security: F56196185
Meeting Type: MIX
Meeting Date: 25-May-2012
Ticker:
ISIN: FR0010307819
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to
the Global Custodians that have become
Registered Intermediaries, on the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
012/0330/201203301201225.pdf AND ht
tps://balo.journal-officiel.gouv.fr/pdf/201
2/0509/201205091202143.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2011
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2011
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Approval of a regulated Agreement: approval Mgmt For For
of the assignment contract concluded
between the Company and Mr. Olivier Bazil
following the termination of his duties as
Vice President Chief Operating Officer
O.5 Approval of a regulated Agreement: approval Mgmt For For
of the credit agreement entered into
between the Company, some of its
subsidiaries and banks
O.6 Renewal of term of Mr. Gerard Lamarche as Mgmt For For
Board member
O.7 Renewal of term of Mr. Thierry de La Tour Mgmt Against Against
d'Artaise as Board member
O.8 Appointment of Mrs. Christel Bories as Mgmt For For
Board member
O.9 Appointment of Mrs. Angeles Garcia-Poveda Mgmt For For
as Board member
O.10 Authorization granted to the Board of Mgmt For For
Directors to allow the Company to trade its
own shares
E.11 Authorization granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of shares
E.12 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to issue
shares or securities providing access to
capital or entitling to the allotment of
debt securities while maintaining
preferential subscription rights
E.13 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to issue
shares or securities providing access to
capital or entitling to the allotment of
debt securities through a public offer with
cancellation of preferential subscription
rights
E.14 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to issue
shares or securities providing access to
capital or entitling to the allotment of
debt securities through an offer pursuant
to Article L.411-2, II of the Monetary and
Financial Code (private investment) with
cancellation of preferential subscription
rights
E.15 Option to increase the amount of issuances Mgmt For For
conducted while maintaining or cancelling
preferential subscription rights in case of
surplus demands
E.16 Authorization granted to the Board of Mgmt Against Against
Directors to set the issue price according
to terms established by the General Meeting
in case of issuance of shares or securities
providing access to capital without
preferential subscription rights
E.17 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to increase
capital by incorporation of reserves,
profits, premiums or other amount which may
be capitalized
E.18 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to issue
shares or securities providing access to
capital reserved for members of a company
savings plan of the Company or the Group
E.19 Delegation granted to the Board of Mgmt For For
Directors to carry out the issuance of
shares or securities providing access to
shares, in consideration for in-kind
contributions granted to the Company
E.20 Overall limitation of delegations of Mgmt For For
authority resulting from the twelfth,
thirteenth, fourteenth, fifteenth,
sixteenth, eighteenth and nineteenth
resolutions
E.21 Amendment to the third Paragraph of Article Mgmt For For
12.1 of the Statutes of the Company
E.22 Powers to carry out all legal formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLE SS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
LEIGHTON HOLDINGS LTD Agenda Number: 703752685
--------------------------------------------------------------------------------------------------------------------------
Security: Q55190104
Meeting Type: AGM
Meeting Date: 22-May-2012
Ticker:
ISIN: AU000000LEI5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 5, 6.1 AND 6.2 AND VO TES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF TH E PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED B ENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAI N") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT P ROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON PROPOSALS (2, 5, 6.1 AND
6.2), YOU AC KNOWLEDGE THAT YOU HAVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S AND YOU COMPLY WITH THE VOTING
EXCLU SION.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 969005 DUE TO CHANGE IN VO TING
STATUS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AN D YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
2 To adopt the Remuneration Report for the Mgmt For For
December 2011 Transitional Financial Year
3.1 To elect Ms Paula Dwyer as a Director Mgmt For For
3.2 To re-elect Mr Wayne Osborn as a Director Mgmt For For
3.3 To elect Mr Peter Sassenfeld as a Director Mgmt Against Against
3.4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL:To elect Dr Michael
Llewellyn-Smith as a Director
4 Appointment of Deloitte Touche Tohmatsu as Mgmt For For
auditor of the Company
5 Approval of the Leighton Holdings Equity Mgmt For For
Incentive Plan
6.1 Approval of incentive grants to Mr Hamish Mgmt For For
Tyrwhitt
6.2 Approval of incentive grants to Mr Peter Mgmt For For
Gregg
--------------------------------------------------------------------------------------------------------------------------
MEGGITT PLC, CHRISTCHURCH Agenda Number: 703677863
--------------------------------------------------------------------------------------------------------------------------
Security: G59640105
Meeting Type: AGM
Meeting Date: 26-Apr-2012
Ticker:
ISIN: GB0005758098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the annual report and accounts Mgmt For For
2 To approve the remuneration report Mgmt Against Against
3 To declare a final dividend Mgmt For For
4 To re-elect Sir Colin Terry as a director Mgmt For For
5 To re-elect Mr T Twigger as a director Mgmt For For
6 To re-elect Mr P E Green as a director Mgmt For For
7 To re-elect Mr P Heiden as a director Mgmt For For
8 To re-elect Mr D A Robins as a director Mgmt For For
9 To re-elect Mr D M Williams as a director Mgmt For For
10 To re-elect Mr S G Young as a director Mgmt For For
11 To elect Ms B L Reichelderfer as a director Mgmt For For
12 To reappoint the auditors: Mgmt For For
PricewaterhouseCoopers LLP
13 To authorise the directors to determine the Mgmt For For
auditors' fees
14 To renew the authority to allot Shares Mgmt For For
15 To disapply pre-emption rights Mgmt For For
16 To authorise donations to political Mgmt For For
organisations
17 To permit the holding of general meetings Mgmt For For
at 14 days notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AUDITORS NAME. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
MELROSE PLC, LONDON Agenda Number: 703678081
--------------------------------------------------------------------------------------------------------------------------
Security: G5973B209
Meeting Type: OGM
Meeting Date: 11-Apr-2012
Ticker:
ISIN: GB00B464F978
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the early crystallisation of the Mgmt Against Against
Existing Incentive Shares as described
in the circular
2 To amend the Company's articles of Mgmt Against Against
association
3 To authorise the Directors to grant options Mgmt Against Against
over and allot the 2012 Incentive Shares
--------------------------------------------------------------------------------------------------------------------------
MELROSE PLC, LONDON Agenda Number: 703714899
--------------------------------------------------------------------------------------------------------------------------
Security: G5973B209
Meeting Type: AGM
Meeting Date: 09-May-2012
Ticker:
ISIN: GB00B464F978
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the annual report and financial Mgmt For For
statements for the year ended 31 December
2011
2 To approve the 2011 Directors' Remuneration Mgmt For For
report
3 To declare a final dividend of 8.4p per Mgmt For For
ordinary share
4 To re-elect Mr. Christopher Miller as a Mgmt For For
Director
5 To re-elect Mr. David Roper as a Director Mgmt For For
6 To re-elect Mr. Simon Peckham as a Director Mgmt For For
7 To re-elect Mr. Geoffrey Martin as a Mgmt For For
Director
8 To re-elect Mr. Miles Templeman as a Mgmt For For
Director
9 To re-elect Mr. Perry Crosthwaite as a Mgmt For For
Director
10 To re-elect Mr. John Grant as a Director Mgmt For For
11 To elect Mr. Justin Dowley as a Director Mgmt For For
12 To reappoint Deloitte LLP as auditor and to Mgmt Abstain Against
authorise the Directors to set the
auditor's remuneration
13 To renew the authority given to Directors Mgmt For For
to allot shares
14 To give the Directors authority to allot Mgmt For For
equity securities without
application of pre-emption rights
15 To authorise market purchases of shares Mgmt For For
16 To approve the calling of a general meeting Mgmt For For
other than an Annual General Meeting
on not less than 14 clear days' notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTION 4. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MONDI PLC, LONDON Agenda Number: 703681761
--------------------------------------------------------------------------------------------------------------------------
Security: G6258S107
Meeting Type: AGM
Meeting Date: 03-May-2012
Ticker:
ISIN: GB00B1CRLC47
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT RESOLUTIONS 1 TO 12 Non-Voting
PERTAINS TO COMMON BUSINESS MONDI
LIMITED AND MONDI PLC. THANK YOU.
1 To re-elect Stephen Harris as a director Mgmt For For
2 To re-elect David Hathorn as a director Mgmt For For
3 To re-elect Andrew King as a director Mgmt For For
4 To re-elect Imogen Mkhize as a director Mgmt For For
5 To re-elect John Nicholas as a director Mgmt For For
6 To re-elect Peter Oswald as a director Mgmt For For
7 To re-elect Anne Quinn as a director Mgmt For For
8 To re-elect Cyril Ramaphosa as a director Mgmt For For
9 To re-elect David Williams as a director Mgmt For For
10 To elect Stephen Harris as a member of the Mgmt For For
DLC audit committee
11 To elect John Nicholas as a member of the Mgmt For For
DLC audit committee
12 To elect Anne Quinn as a member of the DLC Mgmt For For
audit committee
CMMT PLEASE NOTE THAT RESOLUTIONS 13 TO 25 Non-Voting
PERTAINS TO MONDI LIMITED BUSINESS.
THANK YOU.
13 To receive the report and accounts Mgmt For For
14 To approve the remuneration policy Mgmt For For
15 To Confirm the director fees' Mgmt For For
16 To declare a final dividend Mgmt For For
17 To reappoint Deloitte & Touche as auditors, Mgmt For For
and Bronwyn Kilpatrick as the registered
auditor responsible for the audit, of Mondi
Limited to hold office until the conclusion
of the Annual General Meeting of Mondi
Limited to be held in 2013
18 To authorise the DLC Audit committee to Mgmt For For
Determine the auditors' remuneration
19 To authorise the directors to provide Mgmt For For
direct or indirect financial assistance
20 To place 5% of the issued ordinary shares Mgmt For For
of Mondi Limited under the control of the
directors of Mondi Limited
21 To place 5% of the issued special Mgmt For For
converting shares of Mondi Limited under
the control of the directors of Mondi
Limited
22 To authorise the directors to allot and Mgmt For For
issue ordinary shares of Mondi
Limited for cash
23 To authorise Mondi Limited to purchase its Mgmt For For
own shares
24 To adopt a new Memorandum of Incorporation Mgmt For For
of Mondi Limited
25 To amend the borrowing powers in the Mgmt For For
Memorandum of Incorporation of Mondi
Limited
CMMT PLEASE NOTE THAT RESOLUTIONS 26 TO 35 Non-Voting
PERTAINS TO MONDI PLC BUSINESS. THANK
YOU.
26 To receive the report and accounts Mgmt For For
27 To approve the remuneration report Mgmt For For
28 To declare a final dividend Mgmt For For
29 To reappoint Deloitte LLP as auditors of Mgmt For For
Mondi plc to hold office until the
conclusion of the Annual General Meeting of
Mondi plc to be held in 2013
30 To authorise the DLC audit committee to Mgmt For For
determine the auditors remuneration
31 To authorise the directors to allot Mgmt For For
relevant securities
32 To authorise the directors to disapply Mgmt For For
pre-emption rights
33 To authorise Mondi plc to purchase its own Mgmt For For
shares
34 To adopt new Articles of Association of Mgmt For For
Mondi plc
35 To amend the borrowing powers in the Mgmt For For
Article of Association of Mondi plc
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RESOLUTION
17 AND RECEIPT OF AUDITORS NAME. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 703674108
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 19-Apr-2012
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 959078 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTION 6. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 935399,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1.1 Approval of the annual report, the Mgmt No vote
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2011
1.2 Acceptance of the compensation report 2011 Mgmt No vote
(advisory vote)
2 Release of the members of the board of Mgmt No vote
directors and of the management
3 Appropriation of profits resulting from the Mgmt No vote
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2011
4.1 Re-election to the board of directors of Mgmt No vote
Mr. Daniel Borel
4.2 Election to the board of directors of Mr. Mgmt No vote
Henri De Castries
4.3 Re-election of the statutory auditors KPMG Mgmt No vote
SA, Geneva Branch
5 Capital reduction (by cancellation of Mgmt No vote
shares)
6 In the event of a new or modified proposal Mgmt No vote
by a shareholder during the General
Meeting, I instruct the independent
representative to vote in favour of the
proposal of the Board of Directors
--------------------------------------------------------------------------------------------------------------------------
NEXANS, PARIS Agenda Number: 703702945
--------------------------------------------------------------------------------------------------------------------------
Security: F65277109
Meeting Type: MIX
Meeting Date: 15-May-2012
Ticker:
ISIN: FR0000044448
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to
the Global Custodians that have become
Registered Intermediaries, on the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
012/0404/201204041201301.pdf AND ht
tps://balo.journal-officiel.gouv.fr/pdf/201
2/0427/201204271201932.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2011 - Management
report-Discharge of duties to Board members
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2011
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Renewal of term of Mr. Frederic Vincent as Mgmt Against Against
Board member
O.5 Renewal of term of Mrs. Colette Lewiner as Mgmt For For
Board member
O.6 Renewal of term of Mr. Guillermo Luksic Mgmt For For
Craig as Board member
O.7 Appointment of Mrs. Lena Wujek as Board Mgmt For For
member representing employee shareholders
O.8 Approval of regulated commitments regarding Mgmt For For
retirement and pension plans benefiting Mr.
Frederic Vincent, Chairman and CEO of the
Company
O.9 Approval of regulated commitments regarding Mgmt For For
termination of term and non-competition
benefits benefiting Mr. Frederic Vincent,
Chairman and CEO of the Company
O.10 Setting the amount of attendance allowances Mgmt For For
allocated to the Board members
O.11 Renewal of terms of the firm Mgmt For For
PricewaterhouseCoopers Audit as principal
Statutory Auditor and Mr. Etienne Boris as
deputy Statutory Auditor
O.12 Authorization to be granted to the Board of Mgmt For For
Directors to trade Company's shares
E.13 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares
E.14 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital by issuing common
shares while maintaining preferential
subscription rights
E.15 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
securities representing debt providing
access to capital of the Company without
preferential subscription rights through a
public offer, subject to an overall
limitation of a nominal amount of 4 million
Euros with the 16th, 17th and 21st
resolutions
E.16 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
securities representing debt providing
access to capital of the Company without
preferential subscription rights through
private investment pursuant to Article
L.411-2, II of the Monetary and Financial
Code, subject to an overall limitation of a
nominal amount of 4 million Euros with the
15th, 17th and 21st resolutions
E.17 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase the number of issuable securities
in case of capital increase with or without
preferential subscription rights within the
overall limits set under the 14th, 15th and
16th resolutions
E.18 Option to issue common shares or securities Mgmt For For
providing access to capital without
preferential subscription rights within the
limit of 5% of shares capital, in
consideration for in-kind contributions of
equity securities or securities providing
access to capital
E.19 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital by incorporation of
reserves, profits, premiums or otherwise
E.20 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital by issuing shares or
securities providing access to capital
reserved for members of savings plans with
cancellation of preferential subscription
rights in favor of the latter within the
limit of Euros 400,000
E.21 Delegation of authority to be granted to Mgmt For For
the Board of Directors to carry out the
share capital increase reserved for a class
of beneficiaries to provide to employees of
some foreign subsidiaries of the Group a
savings plan on terms similar to those
referred to in the 16th resolution adopted
by the Combined General Meeting on May 31,
2011 or the 20th resolution of this General
Meeting
E.22 Delegation of authority to be granted to Mgmt For For
the Board of Directors to carry out free
allocations of shares existing or to be
issued to employees of the staff and
corporate officers of the Group or some of
them within the limit of a nominal amount
of Euros 160,000, subject to performance
conditions established by the Board
E.23 Approval of the amendment to the reference Mgmt For For
panel for the assessment of performance
criteria for the final purchase of
performance shares granted under the 14th
resolution adopted by the Combined General
Meeting on May 31, 2011
E.24 Delegation of authority to be granted to Mgmt For For
the Board of Directors to carry out fee
allocations of shares existing or to be
issued to employees of the staff or to some
of them within the limit of a nominal
amount of Euros 15,000
E.25 Addition of Article 12 BIS to the Statutes Mgmt Against Against
of the Company to ensure the representation
of employee shareholders to the Board of
Directors
E.26 Amendment to Article 13; Paragraph 2 of the Mgmt For For
Statutes of the Company enabling the
convening of the Board of Directors by the
Chairmen of the Committees
O.27 Powers to carry out all legal formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLE SS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
PETROCHINA CO LTD, BEIJING Agenda Number: 703819738
--------------------------------------------------------------------------------------------------------------------------
Security: Y6883Q104
Meeting Type: AGM
Meeting Date: 23-May-2012
Ticker:
ISIN: CNE1000003W8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 968556 DUE TO RECEIPT OF A CTUAL
PAST RECORD DATE. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DIS REGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0405/LTN201204051168.pdf
1 To consider and approve the Report of the Mgmt For For
Board of Directors of the Company fo r the
year 2011
2 To consider and approve the Report of the Mgmt For For
Supervisory Committee of the Company for
the year 2011
3 To consider and approve the Audited Mgmt For For
Financial Statements of the Company for th
e year 2011
4 To consider and approve the declaration and Mgmt For For
payment of the final dividend for the year
ended 31 December 2011 in the amount and in
the manner recommended by the Board of
Directors
5 To consider and approve the authorisation Mgmt For For
of the Board of Directors to determi ne the
distribution of interim dividends for the
year 2012
6 To consider and approve the continuation of Mgmt For For
appointment of PricewaterhouseCoop ers,
Certified Public Accountants, as the
international auditors of the Compan y and
PricewaterhouseCoopers Zhong Tian CPAs
Company Limited, Certified Public
Accountants, as the domestic auditors of
the Company, for the year 2012 and t o
authorise the Board of Directors to
determine their remuneration
7 To consider and approve, by way of special Mgmt Against Against
resolution, to grant a general mand ate to
the Board of Directors to separately or
concurrently issue, allot and d eal with
additional domestic shares and overseas
listed foreign shares in the Company not
exceeding 20% of each of its existing
domestic shares and overseas listed
foreign shares of the Company in issue
--------------------------------------------------------------------------------------------------------------------------
PETROPAVLOVSK PLC Agenda Number: 703780228
--------------------------------------------------------------------------------------------------------------------------
Security: G7053A101
Meeting Type: AGM
Meeting Date: 31-May-2012
Ticker:
ISIN: GB0031544546
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the accounts and the Mgmt For For
reports of the Directors and auditors
thereon
2 To receive and approve the Directors' Mgmt For For
Remuneration Report
3 To declare a final dividend Mgmt For For
4 To re-appoint Deloitte LLP as auditors of Mgmt For For
the Company
5 To authorise the Directors to determine the Mgmt For For
remuneration of the auditors
6 To re-appoint Dr David Humphreys as a Mgmt For For
Director of the Company
7 To re-appoint Mr Sergey Ermolenko as a Mgmt For For
Director of the Company
8 To re-appoint Ms Rachel English as a Mgmt For For
Director of the Company
9 To re-elect Mr Peter Hambro as a Director Mgmt For For
of the Company
10 To re-elect Dr Alfiya Samokhvalova as a Mgmt For For
Director of the Company
11 To re-elect Mr Andy Maruta as a Director of Mgmt For For
the Company
12 To re-elect Mr Martin Smith as a Director Mgmt For For
of the Company
13 To re-elect Dr Graham Birch as a Director Mgmt For For
of the Company
14 To re-elect Sir Malcolm Field as a Director Mgmt For For
of the Company
15 To re-elect Lord Guthrie as a Director of Mgmt For For
the Company
16 To re-elect Sir Roderic Lyne as a Director Mgmt For For
of the Company
17 To re-elect Mr Charles McVeigh as a Mgmt For For
Director of the Company
18 To increase the Company's borrowing powers Mgmt For For
19 To authorise the Directors to allot shares Mgmt For For
20 To disapply statutory pre-emption rights Mgmt For For
21 To authorise the Company to purchase shares Mgmt For For
22 To allow general meetings to be called on Mgmt For For
14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC, LONDON Agenda Number: 703723608
--------------------------------------------------------------------------------------------------------------------------
Security: G72899100
Meeting Type: AGM
Meeting Date: 17-May-2012
Ticker:
ISIN: GB0007099541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Directors' Mgmt For For
Report and the Financial Statements for the
year ended 31 December 2011 with the
related Auditor's Report
2 To approve the Directors' Remuneration Mgmt Against Against
Report for the year ended 31 December 2011
3 To declare a final dividend of 17.24 pence Mgmt For For
per ordinary share of the Company for the
year ended 31 December 2011, which shall be
payable on 24 May 2012 to shareholders who
were on the register of members at the
close of business on 30 March 2012
4 To elect Mr Alexander Johnston as a Mgmt For For
director
5 To elect Mr Kaikhushru Nargolwala as a Mgmt For For
director
6 To re-elect Mr Keki Dadiseth as a director Mgmt For For
7 To re-elect Sir Howard Davies as a director Mgmt For For
8 To re-elect Mr Robert Devey as a director Mgmt For For
9 To re-elect Mr John Foley as a director Mgmt For For
10 To re-elect Mr Michael Garrett as a Mgmt For For
director
11 To re-elect Ms Ann Godbehere as a director Mgmt For For
12 To re-elect Mr Paul Manduca as a director Mgmt For For
13 To re-elect Mr Harvey McGrath as a director Mgmt For For
14 To re-elect Mr Michael McLintock as a Mgmt For For
director
15 To re-elect Mr Nicolaos Nicandrou as a Mgmt For For
director
16 To re-elect Mr Barry Stowe as a director Mgmt For For
17 To re-elect Mr Tidjane Thiam as a director Mgmt For For
18 To re-elect Lord Turnbull as a director Mgmt For For
19 To re-elect Mr Michael Wells as a director Mgmt For For
20 To re-appoint KPMG Audit Plc as the Mgmt For For
Company's auditor until the conclusion of
the next general meeting at which the
Company's accounts are laid
21 To authorise the directors to determine the Mgmt For For
amount of the auditor's remuneration
22 Political donations Mgmt For For
23 Renewal of authority to allot ordinary Mgmt For For
shares
24 Extension of authority to allot ordinary Mgmt For For
shares to include repurchased shares
25 That the Prudential International Mgmt For For
Savings-Related Share Option Scheme for
Non-Employees 2012 summarised in Appendix 2
to this Notice of Meeting, the rules of
which are produced by the Chairman for the
purpose of identification, be and is hereby
approved
26 Renewal of authority for disapplication of Mgmt For For
pre-emption rights
27 Renewal of authority for purchase of own Mgmt For For
shares
28 That a general meeting other than an Annual Mgmt For For
General Meeting may be called on not less
than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC, SLOUGH Agenda Number: 703694667
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107
Meeting Type: AGM
Meeting Date: 03-May-2012
Ticker:
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Company's accounts and the reports Mgmt For For
of the Directors and the Auditors for the
year ended 31 December 2011 be received
2 That the Directors' Remuneration Report for Mgmt For For
the year ended 31 December 2011 be
approved
3 That the final dividend recommended by the Mgmt For For
Directors of 70p per ordinary share
for the year ended 31 December 2011 be
declared payable and paid on 31 May 2012
to all ordinary Shareholders on the
register at the close of business
on 24 February 2012
4 That Adrian Bellamy (member of the Mgmt For For
Nomination and Remuneration Committees) be
re-elected as a Director
5 That Peter Harf (member of the Nomination Mgmt For For
Committee) be re-elected as a
Director
6 That Richard Cousins (member of the Mgmt For For
Remuneration Committee) be re-elected as a
Director
7 That Liz Doherty be re-elected as a Mgmt For For
Director
8 That Ken Hydon (member of the Audit and Mgmt For For
Nomination Committees) be re-elected as a
Director
9 That Andre Lacroix (member of the Audit Mgmt For For
Committee) be re-elected as a
Director
10 That Graham Mackay (member of the Mgmt For For
Nomination and Remuneration Committees) be
re-elected as a Director
11 That Judith Sprieser (member of the Mgmt For For
Nomination and Remuneration Committees)
be re-elected as a Director
12 That Warren Tucker (member of the Audit Mgmt For For
Committee) be re-elected as a
Director
13 That Rakesh Kapoor (member of the Mgmt For For
Nomination Committee), who was appointed to
the Board since the date of the last AGM,
be elected as a Director
14 That PricewaterhouseCoopers LLP be Mgmt For For
re-appointed Auditors of the Company to
hold office until the conclusion of the
next general meeting at which
accounts are laid before the Company
15 That the Directors be authorised to fix the Mgmt For For
remuneration of the Auditors
16 That in accordance with sections 366 and Mgmt For For
367 of the 2006 Act the Company and any UK
registered company which is or becomes a
subsidiary of the Company during the
period to which this resolution relates be
authorised to: a) make political donations
to political parties and/or independent
election candidates up to a total
aggregate amount of GBP 50,000; b) make
political donations to political
organisations other than political parties
up to a total aggregate amount of GBP
50,000; and c) incur political expenditure
up to a total aggregate amount of GBP
50,000 during the period from the date of
this resolution until the conclusion of the
next AGM of the Company in 2013, provided
that the total aggregate amount of all such
donations and expenditure
incurred by the Company and its UK
subsidiaries in such period shall not
CONTD
CONT CONTD exceed GBP 50,000. For the purpose of Non-Voting
this resolution, the terms
'political donations', 'political parties',
'independent election
candidates', 'political organisations' and
'political expenditure' have the meanings
set out in sections 363 to 365 of the 2006
Act
17 That the Directors be generally and Mgmt For For
unconditionally authorised to exercise
all the powers of the Company to allot
shares or grant rights to subscribe for
or convert any security into shares of the
Company: a) up to a nominal amount of
GBP 21,559,809 (such amount to be reduced
by the nominal amount allotted or
granted under paragraph (b) below in excess
of such sum; and b) comprising equity
securities (as defined in section 560(1) of
the 2006 Act) up to a nominal amount of
GBP 48,660,000 (such amount to be reduced
by any allotments or grants made under
paragraph (a) above) in connection with an
offer by way of a rights issue: i) to
ordinary Shareholders in proportion (as
nearly as may be practicable) to their
existing holdings; and ii) to holders of
other equity securities as required by the
rights of those securities or CONTD
CONT CONTD as the Directors otherwise consider Non-Voting
necessary, and so that the
Directors may impose any limits or
restrictions and make any arrangements
which it considers necessary or appropriate
to deal with treasury shares,
fractional entitlements, record dates,
legal, regulatory or practical
problems in, or under the laws of, any
territory or any other matter, such
authorities to apply until the end of next
year's AGM (or, if earlier, until the
close of business on 30 June 2013), but, in
each case, so that the Company may
make offers and enter into agreements
during the relevant period which would, or
might, require shares to be allotted or
rights to subscribe for or convert
securities into shares to be granted after
the authority ends and the Directors may
allot shares or grant rights to subscribe
for or convert securities CONTD
CONT CONTD into shares under any such offer or Non-Voting
agreement as if the authority had not
ended
18 That if resolution 17 is passed, the Mgmt For For
Directors be given power to allot equity
securities (as defined in the 2006 Act) for
cash under the authority given by that
resolution and/or to sell ordinary shares
held by the Company as treasury
shares for cash as if section 561 of the
2006 Act did not apply to any such
allotment or sale, such power to be
limited: a) to the allotment of equity
securities and sale of treasury shares for
cash in connection with an offer of, or
invitation to apply for, equity securities
(but in the case of the authority granted
under paragraph (b) of resolution 17, by
way of a rights issue only): i) to
ordinary Shareholders in proportion (as
nearly as may be practicable) to their
existing holdings; and ii) to holders of
other equity securities, as required by
the rights of those securities or, as the
CONTD
CONT CONTD Directors otherwise consider Non-Voting
necessary, and so that the Directors may
impose any limits or restrictions and make
any arrangements which they consider
necessary or appropriate to deal with
treasury shares, fractional
entitlements, record dates, legal,
regulatory or practical problems in, or
under the laws of, any territory or any
other matter; and b) in the case of the
authority granted under paragraph (a) of
this resolution and/or in the case of
any transfer of treasury shares which is
treated as an allotment of equity
securities under section 560(3) of the 2006
Act, to the allotment (otherwise than
under paragraph (a) above) of equity
securities up to a nominal amount of
GBP 3,649,000 such power to apply until the
end of next year's AGM (or, if earlier,
until the close of business on 30 June
2013) but during this CONTD
CONT CONTD period the Company may make offers, Non-Voting
and enter into agreements, which would,
or might, require equity securities to be
allotted (and treasury shares to be
sold) after the power ends and the
Directors may allot equity securities
under any such offer or agreement as if the
power had not expired
19 That the Company be and it is hereby Mgmt For For
generally and unconditionally authorised
for the purposes of Section 701 of the 2006
Act to make market purchases (within
the meaning of Section 693(4) of the 2006
Act) of ordinary shares of 10p each in the
capital of the Company ('ordinary shares')
provided that: a) the maximum number of
ordinary shares which may be purchased is
72,900,000 ordinary shares (representing
less than 10% of the Company's issued
ordinary share capital as at 9 March
2012); b) the maximum price at which
ordinary shares may be purchased is an
amount equal to the higher of (i) 5% above
the average of the middle market
quotations for the ordinary shares as taken
from the London Stock Exchange Daily
Official List for the five business days
preceding the date of purchase; and (ii)
that stipulated by article 5(1) CONTD
CONT CONTD of the EU Buybackand Stabilisation Non-Voting
Regulations 2003 (No. 2273/2003); and
the minimum price is 10p per ordinary
share, in both cases exclusive of
expenses; c) the authority to purchase
conferred by this resolution shall
expire on the earlier of 30 June 2013 or on
the date of the AGM of the Company
in 2013 save that the Company may, before
such expiry, enter into a contract to
purchase ordinary shares under which such
purchase will or may be completed or
executed wholly or partly after the
expiration of this authority and may make a
purchase of ordinary shares in pursuance of
any such contract; and d) all ordinary
shares purchased pursuant to the said
authority shall be either: i) cancelled
immediately upon completion of the
purchase; or ii) held, sold,
transferred or otherwise dealt with as
treasury shares in CONTD
CONT CONTD accordance with the provisions of the Non-Voting
2006 Act
20 That in accordance with Article 86(ii) of Mgmt For For
the Company's Articles of
Association, Article 86(i) be amended by
deleting the words 'GBP 1,000,000 a year'
relating to the aggregate annual limit on
the fees payable to Directors who do not
hold executive office and replacing them
with the words 'GBP 1,500,000 a year
21 That a general meeting other than an AGM Mgmt For For
may be called on not less than 14 clear
days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RESOLUTION
10.IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO LTD Agenda Number: 703662228
--------------------------------------------------------------------------------------------------------------------------
Security: Q81437107
Meeting Type: AGM
Meeting Date: 10-May-2012
Ticker:
ISIN: AU000000RIO1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2, AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (2), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
1 Receipt of the 2011 Annual report Mgmt For For
2 Approval of the Remuneration report Mgmt For For
3 To elect Chris Lynch as a director Mgmt For For
4 To elect John Varley as a director Mgmt For For
5 To re-elect Tom Albanese as a director Mgmt For For
6 To re-elect Robert Brown as a director Mgmt For For
7 To re-elect Vivienne Cox as a director Mgmt For For
8 To re-elect Jan du Plessis as a director Mgmt For For
9 To re-elect Guy Elliott as a director Mgmt For For
10 To re-elect Michael Fitzpatrick as a Mgmt For For
director
11 To re-elect Ann Godbehere as a director Mgmt For For
12 To re-elect Richard Goodmanson as a Mgmt For For
director
13 To re-elect Lord Kerr as a director Mgmt For For
14 To re-elect Paul Tellier as a director Mgmt For For
15 To re-elect Sam Walsh as a director Mgmt For For
16 Re-appointment and remuneration of auditors Mgmt For For
of Rio Tinto plc: PricewaterhouseC oopers
LLP
17 Renewal of off-market and on-market share Mgmt For For
buyback authorities
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AUDITORS NAME. IF YOU HA VE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 703661579
--------------------------------------------------------------------------------------------------------------------------
Security: G75754104
Meeting Type: AGM
Meeting Date: 19-Apr-2012
Ticker:
ISIN: GB0007188757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's financial Mgmt For For
statements and the reports of the
directors and auditors for the year ended
31 December 2011
2 To approve the Remuneration report for the Mgmt For For
year ended 31 December 2011 as set out in
the 2011 Annual report
3 To elect Chris Lynch as a director Mgmt For For
4 To elect John Varley as a director Mgmt For For
5 To re-elect Tom Albanese as a director Mgmt For For
6 To re-elect Robert Brown as a director Mgmt For For
7 To re-elect Vivienne Cox as a director Mgmt For For
8 To re-elect Jan du Plessis as a director Mgmt For For
9 To re-elect Guy Elliott as a director Mgmt For For
10 To re-elect Michael Fitzpatrick as a Mgmt For For
director
11 To re-elect Ann Godbehere as a director Mgmt For For
12 To re-elect Richard Goodmanson as a Mgmt For For
director
13 To re-elect Lord Kerr as a director Mgmt For For
14 To re-elect Paul Tellier as a director Mgmt For For
15 To re-elect Sam Walsh as a director Mgmt For For
16 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors of the Company to hold office
until the conclusion of the next annual
general meeting at which accounts are
laid before the Company and to authorise
the Audit committee to determine the
auditors' remuneration
17 Approval of the Rio Tinto Global Employee Mgmt For For
Share Plan
18 Renewal of the Rio Tinto Share Savings Plan Mgmt For For
19 General authority to allot shares Mgmt For For
20 Disapplication of pre-emption rights Mgmt For For
21 Authority to purchase Rio Tinto plc shares Mgmt For For
22 Notice period for general meetings other Mgmt For For
than annual general meetings
CMMT PLEASE NOTE THAT RESOLUTIONS 1 TO 16 WILL Non-Voting
BE VOTED ON BY RIO TINTO PLC AND RIO TINTO
LIMITED SHAREHOLDERS AS A JOINT ELECTORATE.
THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ROTORK PLC, BATH Agenda Number: 703670061
--------------------------------------------------------------------------------------------------------------------------
Security: G76717126
Meeting Type: AGM
Meeting Date: 20-Apr-2012
Ticker:
ISIN: GB0007506958
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors Report Mgmt For For
and Accounts and the Auditors Report
thereon for 2011
2 To declare a final dividend Mgmt For For
3 To re elect IG King as a director Mgmt For For
4 To re elect PI France as a director Mgmt For For
5 To re elect JM Davis as a director Mgmt For For
6 To re elect RH Arnold as a director Mgmt For For
7 To re elect GM Ogden as a director Mgmt For For
8 To re elect JE Nicholas as a director Mgmt For For
9 To re elect RC Lockwood as a director Mgmt For For
10 To re elect G Bullard as a director Mgmt For For
11 To re appoint KPMG Audit Plc as Auditors of Mgmt For For
the Company
12 To authorise the directors to fix the Mgmt For For
remuneration of the Auditors
13 To approve the Directors Remuneration Mgmt For For
Report
14 To authorise the directors to allot shares Mgmt For For
15 To empower the directors to allot shares Mgmt For For
for cash without first offering them to
existing shareholders
16 To authorise the Company to purchase Mgmt For For
ordinary shares
17 To authorise the Company to preference Mgmt For For
shares
18 To fix the notice period for general Mgmt For For
meetings
19 To authorise the extension of the Rotork Mgmt For For
plc Share Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC, LONDON Agenda Number: 703740399
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A100
Meeting Type: AGM
Meeting Date: 22-May-2012
Ticker:
ISIN: GB00B03MLX29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adoption of Annual Report & Accounts Mgmt For For
2 Approval of Remuneration Report Mgmt For For
3 Appointment of Sir Nigel Sheinwald as a Mgmt For For
Director of the Company
4 Re-appointment of Josef Ackermann as a Mgmt For For
Director of the Company
5 Re-appointment of Guy Elliott as a Mgmt For For
Director of the Company
6 Re-appointment of Simon Henry as a Director Mgmt For For
of the Company
7 Re-appointment of Charles O. Holliday as a Mgmt For For
Director of the Company
8 Re-appointment of Gerard Kleisterlee as a Mgmt For For
Director of the Company
9 Re-appointment of Christine Morin-Postel Mgmt For For
as a Director of the Company
10 Re-appointment of Jorma Ollila as a Mgmt For For
Director of the Company
11 Re-appointment of Linda G. Stuntz as a Mgmt For For
Director of the Company
12 Re-appointment of Jeroen van der Veer as a Mgmt For For
Director of the Company
13 Re-appointment of Peter Voser as a Mgmt For For
Director of the Company
14 Re-appointment of HansWijers as a Director Mgmt For For
of the Company
15 Reappointment of Auditors - Mgmt For For
PricewaterhouseCoopers LLP
16 Remuneration of Auditors Mgmt For For
17 Authority to allot shares Mgmt For For
18 Disapplication of pre-emption rights Mgmt For For
19 Authority to purchase own shares Mgmt For For
20 Authority for certain donations and Mgmt For For
expenditure
--------------------------------------------------------------------------------------------------------------------------
SANOFI, PARIS Agenda Number: 703651023
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: MIX
Meeting Date: 04-May-2012
Ticker:
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly
to the sub custodian. Please contact your
Client Service Representative
to obtain the necessary card, account
details and directions. The following
applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that
have become Registered Intermediaries,
on the Vote Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global
Custodian acts as Registered Intermediary,
please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
012/0312/201203121200823.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
012/0413/201204131201488.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2011
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2011
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Appointment of Mr. Laurent Attal as Board Mgmt For For
member
O.5 Renewal of term of Mr. Uwe Bicker as Board Mgmt For For
member
O.6 Renewal of term of Mr. Jean-Rene Fourtou as Mgmt For For
Board member
O.7 Renewal of term of Mrs. Claudie Haignere as Mgmt For For
Board member
O.8 Renewal of term of Mrs. Carole Piwnica as Mgmt For For
Board member
O.9 Renewal of term of Mr. Klaus Pohle as Board Mgmt For For
member
O.10 Appointment of the company Ernst & Young et Mgmt For For
Autres as principal Statutory Auditor
O.11 Appointment of the company Auditex as Mgmt For For
deputy Statutory Auditor
O.12 Ratification of the change of location of Mgmt For For
the registered office
O.13 Authorization to be granted to the Board of Mgmt For For
Directors to trade Company's shares
E.14 Delegation of authority to be granted to Mgmt For For
the Board of Directors to carry out free
allocations of shares existing or to be
issued to employees of the staff and
corporate officers of the Group or to some
of them
E.15 Powers to carry out all legal formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
SANTOS LTD, ADELAIDE SA Agenda Number: 703699895
--------------------------------------------------------------------------------------------------------------------------
Security: Q82869118
Meeting Type: AGM
Meeting Date: 03-May-2012
Ticker:
ISIN: AU000000STO6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3,4,5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE
PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3,4 AND 5), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE
PASSING OF THE RELEVANT PROPOSAL/S AND YOU
COMPLY WITH THE VOTING EXCLUSION.
2.a To re-elect Mr Kenneth Charles Borda as a Mgmt For For
director
2.b To re-elect Mr Roy Alexander Franklin as a Mgmt For For
director
3 To adopt the Remuneration Report Mgmt For For
4 To approve the Strategy grant of Share Mgmt For For
Acquisition Rights to Mr David Knox
5 To approve termination benefits for Mr Mgmt For For
David Knox
6 To approve amendments to the Constitution Mgmt For For
of Santos Limited
7 To approve renewal of the Proportional Mgmt For For
Takeover Provision
--------------------------------------------------------------------------------------------------------------------------
SAP AG, WALLDORF/BADEN Agenda Number: 703727430
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 23-May-2012
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN CONNECTI
ON WITH SPECIFIC ITEMS OF THE AGENDA FOR
THE GENERAL MEETING YOU ARE NOT ENTIT LED
TO EXERCISE YOUR VOTING RIGHTS. FURTHER,
YOUR VOTING RIGHT MIGHT BE EXCLUD ED WHEN
YOUR SHARE IN VOTING RIGHTS HAS REACHED
CERTAIN THRESHOLDS AND YOU HAV E NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLE ASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NO T HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSIO N FROM
VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL.
THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 02 MAY 2012, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERM AN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 08 Non-Voting
MAY 2012. FURTHER INFORMATION ON C OUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER T O THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE IT EMS, YOU
WILL NEED TO REQUEST A MEETING ATTEND AND
VOTE YOUR SHARES DIRECTLY A T THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT O N PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements and the approved group
financial statements, the combined
management report and group management rep
ort of SAP AG, including the Executive
Board's explanatory notes relating to t he
information provided pursuant to Sections
289 (4) and (5) and 315 (4) of th e
Commercial Code (HGB), and the Supervisory
Board's report, each for fiscal y ear 2011
2. Resolution on the appropriation of the Mgmt For For
retained earnings of fiscal year 2011
3. Resolution on the formal approval of the Mgmt For For
acts of the Executive Board in fiscal year
2011
4. Resolution on the formal approval of the Mgmt For For
acts of the Supervisory Board in fisc al
year 2011
5. Resolution on the approval of the system of Mgmt Against Against
Executive Board compensation
6. Appointment of the auditors of the Mgmt For For
financial statements and group financial st
atements for fiscal year 2012 : Following a
corresponding recommendation by th e audit
committee, the Supervisory Board proposes
that KPMG AG Wirtschaftspruf
ungsgesellschaft, Berlin, Germany, be
appointed auditors of the financial stat
ements and group financial statements for
fiscal year 2012
7.a Election of new member to the Supervisory Mgmt Against Against
Board: Prof. Dr. h. c. mult. Hasso P
lattner
7.b Election of new member to the Supervisory Mgmt For For
Board: Pekka Ala-Pietila
7.c Election of new member to the Supervisory Mgmt For For
Board: Prof. Anja Feldmann, Ph.D
7.d Election of new member to the Supervisory Mgmt Against Against
Board: Prof. Dr. Wilhelm Haarmann
7.e Election of new member to the Supervisory Mgmt Against Against
Board: Bernard Liautaud
7.f Election of new member to the Supervisory Mgmt Against Against
Board: Dr. h. c. Hartmut Mehdorn
7.g Election of new member to the Supervisory Mgmt For For
Board: Dr. Erhard Schipporeit
7.h Election of new member to the Supervisory Mgmt For For
Board: Prof. Dr.-Ing. Dr.-Ing. E. h. Klaus
Wucherer
8. Resolution on the cancellation of Mgmt For For
Contingent Capital III and Contingent
Capita l IIIa and the corresponding
amendment of Section 4 of the Articles of
Incorpo ration, as well as other amendments
to Sections 4, 19 and 23 of the Articles o
f Incorporation
--------------------------------------------------------------------------------------------------------------------------
SCOR SE, PUTEAUX Agenda Number: 703685719
--------------------------------------------------------------------------------------------------------------------------
Security: F15561677
Meeting Type: MIX
Meeting Date: 03-May-2012
Ticker:
ISIN: FR0010411983
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly
to the sub custodian. Please contact your
Client Service Representative
to obtain the necessary card, account
details and directions. The following
applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that
have become Registered Intermediaries,
on the Vote Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global
Custodian acts as Registered Intermediary,
please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
012/0328/201203281201121.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
012/0418/201204181201571.pdf
O.1 Approval of the rapports and corporate Mgmt For For
financial statements for the financial year
ended December 31, 2011
O.2 Allocation of income and setting the Mgmt For For
dividend for the financial year ended
December 31, 2011
O.3 Approval of the rapports and consolidated Mgmt For For
financial statements for the
financial year ended December 31, 2011
O.4 Approval of the Agreements referred to in Mgmt For For
the special report of the Statutory
Auditors pursuant to Article L.225-38 of
the Commercial Code
O.5 Approval of the Agreement concluded between Mgmt Against Against
the Company and Mr. Denis Kessler
referred to in the special report of the
Statutory Auditors pursuant to Article
L.225-42-1 of the Commercial Code
O.6 Ratification of change of location of the Mgmt For For
registered office
O.7 Appointment of Mr. Kevin J. Knoer as Board Mgmt For For
member of the Company
O.8 Authorization granted to the Board of Mgmt For For
Directors to trade Company's shares
O.9 Powers to carry out all legal formalities Mgmt For For
E.10 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to
incorporate reserves, profits or premiums
E.11 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to issue
shares and/or securities providing access
to capital or entitling to a debt
security while maintaining preferential
subscription rights
E.12 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to issue
shares and/or securities providing access
to capital or entitling to a debt
security with cancellation of preferential
subscription rights through a public
offer
E.13 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to issue
shares and/or securities providing access
to capital or entitling to a debt
security with cancellation of preferential
subscription rights through an offer
pursuant to Article L.411-2, II of the
Monetary and Financial Code
E.14 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to issue
shares and/or securities providing access
to capital of the Company or
entitling to a debt security with
cancellation of preferential subscription
rights, in consideration for securities
brought to the Company as part of any
public exchange offer initiated by the
Company
E.15 Delegation of powers granted to the Board Mgmt For For
of Directors to issue shares and/or
securities providing access to capital of
the Company or entitling to a debt
security, in consideration for securities
brought to the Company through in-kind
contributions within the limit of 10% of
capital
E.16 Authority granted to the Board of Directors Mgmt For For
to increase the number of
securities in case of capital increase with
or without preferential
subscription rights
E.17 Authorization granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares
E.18 Authorization granted to the Board of Mgmt Against Against
Directors to grant share subscription
and/or purchase options to employees of the
staff and executive corporate officers
E.19 Authorization granted to the Board of Mgmt Against Against
Directors to allocate free common
shares of the Company to employees of the
staff and executive corporate
officers
E.20 Delegation of authority granted to the Mgmt For For
Board of Directors to carry out share
capital increase by issuing shares reserved
for members of savings plans with
cancellation of preferential subscription
rights in favor of the latter
E.21 Overall limitation of capital increases Mgmt For For
E.22 Powers to carry out all legal formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
SNAM RETE GAS SPA, SAN DONATO MILANESE Agenda Number: 703677635
--------------------------------------------------------------------------------------------------------------------------
Security: T8578L107
Meeting Type: MIX
Meeting Date: 26-Apr-2012
Ticker:
ISIN: IT0003153415
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 27 APR 2012. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID
FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
E.1 Amendments to art.13, 20 of the company Mgmt For For
by-laws
O.1 Individual and consolidated financial Mgmt For For
statements as of 31.12.2011 reports of:
board of directors, board of statutory
auditors and independent auditing company
O.2 Distribution of net income and dividends Mgmt For For
O.3 Remuneration policy as per art. 123 ter of Mgmt For For
law decree 98 58
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_120683.pdf
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SOCIETE GENERALE, PARIS Agenda Number: 703745060
--------------------------------------------------------------------------------------------------------------------------
Security: F43638141
Meeting Type: MIX
Meeting Date: 22-May-2012
Ticker:
ISIN: FR0000130809
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 961557 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AN D
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card dir ectly
to the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following ap plies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be fo rwarded to
the Global Custodians that have become
Registered Intermediaries, o n the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global C ustodian will
sign the Proxy Card and forward to the
local custodian. If you a re unsure whether
your Global Custodian acts as Registered
Intermediary, pleas e contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY CLIC
KING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
012/ 0420/201204201201667.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2011
O.2 Allocation of income for the financial year Mgmt For For
2011
O.3 Approval of the consolidated financial Mgmt For For
statements for the financial year 2011
O.4 Regulated agreements and commitments Mgmt Against Against
O.5 Renewal of term of Mr. Michel Cicurel as Mgmt For For
Board member
O.6 Renewal of term of Mrs. Nathalie Rachou as Mgmt For For
Board member
O.7 Appointment of Mr. Yann Delabriere as Board Mgmt For For
member
O.8 Appointment of Mr. Thierry Martel as Board Mgmt For For
member
O.9 Appointment of the company Ernst & Young et Mgmt For For
Autres as principal Statutory Audi tor
O.10 Renewal of term of the company Deloitte et Mgmt For For
Associes as principal Statutory Aud itor
O.11 Appointment of the company Picarle et Mgmt For For
Associes as deputy Statutory Auditor
O.12 Appointment of the company BEAS as deputy Mgmt For For
Statutory Auditor
O.13 Authorization granted to the Board of Mgmt For For
Directors to trade Company's shares with in
the limit of 5% of capital
E.14 Delegation of authority to the Board of Mgmt For For
Directors for a 26-month period to car ry
out share capital increase while
maintaining preferential subscription righ
ts (i) by issuing common shares or any
securities providing access to capital of
the Company or its subsidiaries for a
maximum nominal amount of share issua nce
of EUR 485 million, or 49.99% of capital
with the amounts set in the 15th, 16th,
17th , 19th and 20th resolutions being
deducted from this amount, (ii) and/or by
incorporation for a maximum nominal amount
of EUR 550 million
E.15 Delegation of authority to the Board of Mgmt For For
Directors for a 26-month period to car ry
out share capital increase with
cancellation of preferential subscription r
ights by issuing common shares or any
securities providing access to capital o f
the Company or its subsidiaries for a
maximum nominal amount of share issuan ce
of EUR 145 million, or 14.95% of capital
with the amount set in the 14th re solution
being deducted from this amount, and the
amounts set in the 16th and 17th
resolutions being deducted from this amount
E.16 Authorization granted to the Board of Mgmt For For
Directors for a 26-month period to incre
ase the number of issuable securities in
case of surplus demand following a ca pital
increase with or without preferential
subscription rights within the lim its of
15% of the original issuance and overall
limitations established under the 14th and
15th resolutions
E.17 Delegation of authority to the Board of Mgmt For For
Directors for a 26-month period to car ry
out share capital increase within the
limits of 10% of capital and overall
limitations established under the 14th and
15th resolutions, in consideration for
in-kind contributions granted to the
Company and composed of equity securi ties
or securities providing access to capital,
outside of a public exchange o ffer
E.18 Delegation of authority to the Board of Mgmt For For
Directors for a 26-month period to car ry
out the issuance of securities other than
shares, entitling to the allotmen t of debt
securities and shall not giving rise to the
Company's capital increa se
E.19 Delegation granted to the Board of Mgmt Against Against
Directors for a 26-month period to carry ou
t a capital increase or sale of shares
reserved for members of a Company or Gr oup
Savings Plan within the limits of 3% of
capital and the overall limitation
established under the 14th resolution
E.20 Authorization granted to the Board of Mgmt Against Against
Directors for a 26-month period to carry
out free allocations of performance shares
existing or to be issued within th e limits
of 2% of capital and the overall limitation
established under the 14t h
resolution-including a maximum of 0.1% for
corporate officers
E.21 Authorization granted to the Board of Mgmt For For
Directors to replace the financial perfo
rmance condition of the Plan of November 2,
2010 for free allocation of shares to all
employees
E.22 Authorization granted to the Board of Mgmt For For
Directors to cancel treasury shares of t he
Company within the limit of 5% per 24-month
period
E.23 Powers to carry out all legal formalities Mgmt For For
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: (Not approved by t he
Board of Directors): Changing the
governance and management structure of th e
company into a Supervisory Board and
Executive Board
--------------------------------------------------------------------------------------------------------------------------
SPIRAX-SARCO ENGINEERING PLC, CHELTENHAM GLOUCESTE Agenda Number: 703706602
--------------------------------------------------------------------------------------------------------------------------
Security: G83561103
Meeting Type: AGM
Meeting Date: 15-May-2012
Ticker:
ISIN: GB0008347048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Directors' Report and Mgmt For For
Accounts
2 To approve the Directors' Remuneration Mgmt Against Against
Report
3 To declare a final dividend Mgmt For For
4 To re elect Mr W H Whiteley as a Director Mgmt Abstain Against
5 To re elect Mr M E Vernon as a Director Mgmt For For
6 To elect Mr N J Anderson as a Director Mgmt For For
7 To re elect Mr N H Daws as a Director Mgmt For For
8 To re elect Mr D J Meredith as a Director Mgmt For For
9 To elect Mr J L Whalen as a Director Mgmt For For
10 To re elect Mr G Bullock as a Director Mgmt For For
11 To re elect Dr K Rajagopal as a Director Mgmt For For
12 To re elect Mr C G Watson as a Director Mgmt For For
13 To re appoint KPMG Audit Plc as auditor of Mgmt For For
the Company and to authorise the Directors
to determine their remuneration
14 To authorise the Directors to allot shares Mgmt For For
15 To disapply statutory pre emption rights Mgmt For For
16 To authorise the Directors to approve the Mgmt For For
issue of shares in lieu of cash dividends
in respect of the period up to and
including the date of the Annual General
Meeting to be held in 2017 or, if earlier,
14th May 2017
17 To authorise the Company to purchase its Mgmt For For
own shares
18 To authorise the increase of the maximum Mgmt For For
aggregate remuneration which may be paid to
the Non-Executive Directors collectively
from GBP 400,000 to GBP 750,000 per annum
19 To authorise the Company to call general Mgmt For For
meetings other than Annual General Meetings
on not less than 14 clear days notice
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 703674829
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 09-May-2012
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's annual report and Mgmt For For
accounts for the financial year ended 31
December 2011 together with the reports of
the directors and auditors
2 To declare a final dividend of 51.25 US Mgmt For For
cents per ordinary share for the year ended
31 December 2011
3 To approve the directors' remuneration Mgmt For For
report for the year ended 31 December
2011, as set out on pages 126 to 151 of the
annual report and accounts
4 To elect Mr V Shankar, who has been Mgmt For For
appointed as an executive director by the
Board since the last AGM of the Company
5 To re-elect Mr S P Bertamini, an executive Mgmt For For
director
6 To re-elect Mr J S Bindra, an executive Mgmt For For
director
7 To re-elect Mr R Delbridge, a non-executive Mgmt For For
director
8 To re-elect Mr J F T Dundas, a Mgmt For For
non-executive director
9 To re-elect Miss V F Gooding CBE, a Mgmt For For
non-executive director
10 To re-elect Dr Han Seung-soo KBE, a Mgmt For For
non-executive director
11 To re-elect Mr S J Lowth, a non-executive Mgmt For For
director
12 To re-elect Mr R H P Markham, a Mgmt Against Against
non-executive director
13 To re-elect Ms R Markland, a non-executive Mgmt For For
director
14 To re-elect Mr R H Meddings, an executive Mgmt For For
director
15 To re-elect Mr J G H Paynter, a Mgmt For For
non-executive director
16 To re-elect Sir John Peace, as Chairman Mgmt For For
17 To re-elect Mr A M G Rees, an executive Mgmt For For
director
18 To re-elect Mr P A Sands, an executive Mgmt For For
director
19 To re-elect Mr P D Skinner, a non-executive Mgmt For For
director
20 To re-elect Mr O H J Stocken, a Mgmt For For
non-executive director
21 To re-appoint KPMG Audit Plc as auditor to Mgmt For For
the Company from the end of the AGM
until the end of next year's AGM
22 To authorise the Board to set the auditor's Mgmt For For
fees
23 That in accordance with sections 366 and Mgmt For For
367 of the Companies Act 2006, the
Company and all companies that are its
subsidiaries during the period for
which this resolution has effect are
authorised to: (A) make donations to
political parties and/or independent
election candidates not exceeding GBP
100,000 in total; (B) make donations to
political organisations other than
political parties not exceeding GBP 100,000
in total; and (C) incur political
expenditure not exceeding GBP 100,000 in
total, (as such terms are defined in
sections 363 to 365 of the Companies Act
2006) provided that the aggregate amount
of any such donations and expenditure shall
not exceed GBP 100,000 during the
period beginning with the date of passing
this resolution and expiring at the
end of the next year's AGM, unless such
authority has been CONTD
CONT CONTD previously renewed, revoked or varied Non-Voting
by the Company in a general meeting
24 That the Board be authorised to allot Mgmt For For
shares in the Company and to grant
rights to subscribe for or convert any
security into shares in the Company: (A)
up to a nominal amount of USD 238,461,246
(such amount to be restricted to the
extent that any allotments or grants are
made under paragraphs (B) or (C) so that
in total no more than USD 397,435,410 can
be allotted under paragraphs (A) and
(B) and no more than USD 794,870,820 can be
allotted under paragraphs (A), (B) and
(C)); (B) up to a nominal amount of USD
397,435,410 (such amount to be restricted
to the extent that any allotments or grants
are made under paragraphs (A) or (C) so
that in total no more than USD
397,435,410 can be allotted under
paragraphs (A) and (B) and no more than USD
794,870,820 can be allotted under
paragraphs (A), (B) and (C)) in connection
with CONTD
CONT CONTD : (i) an offer or invitation: (a) to Non-Voting
ordinary shareholders in
proportion (as nearly as may be
practicable) to their existing holdings;
and (b) to holders of other equity
securities as required by the rights of
those securities or as the Board otherwise
considers necessary, and so that the
Board may impose any limits or restrictions
and make any arrangements which it
considers necessary or appropriate to deal
with treasury shares, fractional
entitlements, record dates, legal,
regulatory or practical problems
in, or under the laws of, any territory or
any other matter; and (ii) a scrip
dividend scheme or similar arrangement
implemented in accordance with the articles
of association of the Company; (C)
comprising equity securities (as
defined in section 560(1) of the Companies
Act 2006) up to a nominal amount of USD
CONTD
CONT CONTD 794,870,820 (such amount to be Non-Voting
restricted to the extent that any
allotments or grants are made under
paragraphs (A) or (B) so that in total no
more than USD 794,870,820 can be allotted)
in connection with an offer by way of a
rights issue: (i) to ordinary shareholders
in proportion (as nearly as may be
practicable) to their existing holdings;
and (ii) to holders of other equity
securities as required by the rights of
those securities or as the Board
otherwise considers necessary, and so that
the Board may impose any limits or
restrictions and make any arrangements
which it considers necessary or appropriate
to deal with treasury shares, fractional
entitlements, record dates, legal,
regulatory or practical problems in, or
under the laws of, any territory or any
other matter; and (D) pursuant to the terms
of any CONTD
CONT CONTD existing share scheme of the Company Non-Voting
or any of its subsidiary
undertakings adopted prior to the date of
this meeting, such authorities to apply
until the end of next year's AGM (or, if
earlier, until the close of business on
8 August 2013) but, in each such case,
during this period the Company may make
offers and enter into agreements which
would, or might, require shares to be
allotted or rights to subscribe for or
convert securities into shares to
be granted after the authority ends and the
Board may allot shares or grant rights to
subscribe for or convert securities into
shares under any such offer or agreement as
if the authority had not ended
25 That the authority granted to the Board to Mgmt For For
allot shares or grant rights to
subscribe for or convert securities into
shares up to a nominal amount of USD
238,461,246 pursuant to paragraph (A) of
resolution 24 be extended by the
addition of such number of ordinary shares
of USD 0.50 each representing the nominal
amount of the Company's share capital
repurchased by the Company under the
authority granted pursuant to resolution
27, to the extent that such extension
would not result in the authority to allot
shares or grant rights to subscribe for
or convert securities into shares pursuant
to resolution 24 exceeding USD
794,870,820
26 That if resolution 24 is passed, the Board Mgmt For For
be given power to allot equity
securities (as defined in the Companies Act
2006) for cash under the authority
given by that resolution and/or sell
ordinary shares held by the Company as
treasury shares for cash as if section 561
of the Companies Act 2006 did not apply
to such allotment or sale, such power to be
limited: (A) to the allotment of equity
securities and sale of treasury shares for
cash in connection with an offer of, or
invitation to apply for, equity securities
(but in the case of the authority granted
under paragraph (C) of resolution 24, by
way of a rights issue only): (i) to
ordinary shareholders in
proportion (as nearly as may be
practicable) to their existing holdings;
and (ii) to holders of other equity
securities as required by the rights of
those securities CONTD
CONT CONTD or, as the Board otherwise considers Non-Voting
necessary, and so that the Board may
impose any limits or restrictions and make
any arrangements which it considers
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter; and
(B) in the case of the authority granted
under paragraph (A) of resolution 24 and/or
in the case of any sale of treasury shares
for cash, to the allotment (otherwise than
under paragraph (A) above) of equity
securities or sale of treasury shares up to
a nominal amount of USD 59,615,311, such
power to apply until the end of next
year's AGM (or, if earlier, until the close
of business on 8 August 2013) but, in
each case, during this period the Company
may make offers, and CONTD
CONT CONTD enter into agreements, which would, Non-Voting
or might, require equity securities to be
allotted (and treasury shares to be sold)
after the power ends and the Board may
allot equity securities (and sell treasury
shares) under any such offer or agreement
as if the power had not ended
27 That the Company be authorised to make Mgmt For For
market purchases (as defined in the
Companies Act 2006) of its ordinary shares
of USD 0.50 each provided that: (A) the
Company does not purchase more than
238,461,246 shares under this
authority; (B) the Company does not pay
less for each share (before expenses) than
USD 0.50 (or the equivalent in the currency
in which the purchase is made,
calculated by reference to a spot exchange
rate for the purchase of US dollars with
such other currency as displayed on the
appropriate page of the Reuters screen at
or around 11.00am London time on the
business day before the day the Company
agrees to buy the shares); and (C) the
Company does not pay more for each share
(before expenses) than five per cent over
the average of the middle market prices of
the ordinary shares according to the CONTD
CONT CONTD Daily Official List of the London Non-Voting
Stock Exchange for the five business days
immediately before the date on which the
Company agrees to buy the shares,
such authority to apply until the end of
next year's AGM (or, if earlier, until
the close of business on 8 August 2013) but
during this period the Company may agree to
purchase shares where the purchase may not
be completed (fully or partly) until
after the authority ends and the Company
may make a purchase of ordinary shares in
accordance with any such agreement as if
the authority had not ended
28 That the Company be authorised, to make Mgmt For For
market purchases (as defined in the
Companies Act 2006) of up to 477,500
preference shares of USD 5.00 each and up
to 195,285,000 preference shares of GBP
1.00 each provided that: (A) the Company
does not pay less for each share (before
expenses) than the nominal value of the
share (or the equivalent in the currency in
which the purchase is made, calculated by
reference to the spot exchange rate for the
purchase of the currency in which the
relevant share is denominated with such
other currency as displayed on the
appropriate page of the Reuters screen at
or around 11.00am London time on the
business day before the day the Company
agrees to buy the shares); and (B) the
Company does not pay more for each
share (before expenses) than 25 per cent
over the average of the middle market
CONTD
CONT CONTD prices of such shares according to Non-Voting
the Daily Official List of the London
Stock Exchange for the ten business days
immediately before the date on which the
Company agrees to buy the shares, such
authority to apply until the end of next
year's AGM (or, if earlier, until the close
of business on 8 August 2013) but during
this period the Company may agree to
purchase shares where the purchase may not
be completed (fully or partly) until after
the authority ends and the Company may
make a purchase of shares in accordance
with any such agreement as if the authority
had not ended
29 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA SA, MADRID Agenda Number: 703734346
--------------------------------------------------------------------------------------------------------------------------
Security: 879382109
Meeting Type: OGM
Meeting Date: 14-May-2012
Ticker:
ISIN: ES0178430E18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Examination and approval, if applicable, of Mgmt For For
the Individual Annual Accounts, th e
Consolidated Financial Statements
(Consolidated Annual Accounts) and the Man
agement Report of Telefonica, S.A. and of
its Consolidated Group of Companies, as
well as of the proposed allocation of the
profits/losses of Telefonica, S. A. and the
management of its Board of Directors, all
with respect to Fiscal Ye ar 2011
II.1 Re-election of Mr. Cesar Alierta Izuel as Mgmt Against Against
an Executive Director
II.2 Re-election of Mr. Jose Maria Alvarez Mgmt Against Against
Pallete Lopez as an Executive Director
II.3 Re-election of Mr. Gonzalo Hinojosa Mgmt Against Against
Fernandez de Angulo as an Independent Dire
ctor
II.4 Re-election of Mr. Pablo Isla Alvarez de Mgmt Against Against
Tejera as an Independent Director
II.5 Ratification of Mr. Ignacio Moreno Martinez Mgmt Against Against
as a Director
III To re-elect as Auditor of Telefonica, S.A. Mgmt For For
and its Consolidated Group of Compa nies
for fiscal year 2012 the firm Ernst &
Young, S.L., with registered office in
Madrid, at Plaza Pablo Ruiz Picasso, 1, and
Tax Identification Code (C.I.F .)
B-78970506
IV Amendment of Articles 15, 16, 18, 27, 34 Mgmt For For
and 35 of the By-Laws of the Company and
inclusion of a new Article 18 BIS
V Amendment of Articles 3, 7, 8, 9, 10, 11, Mgmt For For
13 and 27 of the Regulations for the
General Shareholders' Meeting
VI.1 Shareholder Compensation: Distribution of Mgmt For For
dividends with a charge to unrestric ted
reserves
VI.2 Shareholder Compensation: Shareholder Mgmt For For
compensation by means of a scrip dividen d.
Increase in share capital by such amount as
may be determined pursuant to t he terms
and conditions of the resolution through
the issuance of new ordinary shares having
a par value of one (1) euro each, with no
share premium, of the same class and
series as those that are currently
outstanding, with a charge to reserves.
Offer to purchase free-of-charge allocation
rights at a guarantee d price. Express
provision for the possibility of incomplete
allocation. Deleg ation of powers to the
Board of Directors, which may, in turn,
delegate such p owers to the Executive
Commission, to set the terms and conditions
of the incr ease as to all matters not
provided for by the shareholders at this
General Sh areholders' Meeting, to take
such actions as may be required for the
implement ation thereof, to amend the text
of sub-section 1 of Article 5 of the
By-Laws to reflect the new amount of the
share capital and to execute such public
and private documents as may be necessary
for the implementation of the capital in
crease. Application to the appropriate
domestic and foreign authorities for ad
mission to trading of the new shares on the
Madrid, Barcelona, Bilbao and Vale ncia
Stock Exchanges through the Automated
Quotation System [Sistema de Interc onexion
Bursatil] (Continuous Market) and on the
foreign Stock Exchanges on wh ich the
shares of Telefonica are listed (London and
Buenos Aires and, through ADSs, New York
and Lima) in the manner required by each of
such Stock Exchange s
VII Reduction in share capital by means of the Mgmt For For
cancellation of shares of the Compa ny's
own stock, excluding the right of creditors
to oppose the reduction, and amendment of
Article 5 of the By-Laws concerning the
share capital
VIII Approval of the corporate website Mgmt For For
IX Delegation of powers to formalize, Mgmt For For
interpret, correct and implement the resolu
tions adopted by the shareholders at the
General Shareholders' Meeting
X Consultative vote on the Report on Director Mgmt Against Against
Compensation Policy of Telefonica, S.A
CMMT IF YOU WISH TO ATTEND THE MEETING PLEASE Non-Voting
NOTE THAT A MINIMUM HOLDING OF 300 SH ARES
IS REQUIRED ON YOUR ACCOUNT. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TEMENOS GROUP AG, GENF Agenda Number: 703793011
--------------------------------------------------------------------------------------------------------------------------
Security: H8547Q107
Meeting Type: AGM
Meeting Date: 13-Jun-2012
Ticker:
ISIN: CH0012453913
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T
HE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHAR ES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU H
AVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE REPRE
SENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 935386,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTR
ATION DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER T HE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1 2011 Annual Report, 2011 annual financial Mgmt No vote
statements (including the remunerati on
report), 2011 consolidated financial
statements and the auditors' reports
2 Allocation of the Balance Sheet Result Mgmt No vote
3 Discharge of members of the Board of Mgmt No vote
Directors and Senior Management
4 Conditional capital Mgmt No vote
5.1 The Board of Directors proposes the Mgmt No vote
election of Mr. Ian Robert Cookson as a me
mber of the Board of Directors for a term
of office of three (3) years
5.2 The Board of Directors proposes the Mgmt No vote
election of Mr. Thibault de Tersant as a m
ember of the Board of Directors for a term
of office of three (3) years
5.3 The Board of Directors proposes the Mgmt No vote
election of Mr. Sergio Giacoletto-Roggio a
s a member of the Board of Directors for a
term of office of three (3) years
6 The Board of Directors proposes the Mgmt No vote
re-election of PricewaterhouseCoopers SA,
Geneva, as Auditors for a new term of
office of one (1) year
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD, GEORGE TOWN Agenda Number: 703693944
--------------------------------------------------------------------------------------------------------------------------
Security: G87572148
Meeting Type: AGM
Meeting Date: 16-May-2012
Ticker:
ISIN: KYG875721485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0401/LTN20120401206.pdf
1 To receive and consider the audited Mgmt For For
Financial Statements and the Reports of the
Directors and Auditor for the year ended 31
December 2011
2 To declare a final dividend Mgmt For For
3.i.a To re-elect Mr Li Dong Sheng as director Mgmt For For
3.i.b To re-elect Mr Iain Ferguson Bruce as Mgmt For For
director
3.ii To authorise the Board of Directors to fix Mgmt For For
the Directors' remuneration
4 To re-appoint Auditor and to authorise the Mgmt For For
Board of Directors to fix their
remuneration
5 To grant a general mandate to the Directors Mgmt Against Against
to issue new shares (Ordinary Resolution 5
as set out in the notice of the AGM)
6 To grant a general mandate to the Directors Mgmt For For
to repurchase shares (Ordinary Resolution 6
as set out in the notice of the AGM)
7 To extend the general mandate to issue new Mgmt Against Against
shares by adding the number of shares
repurchased (Ordinary Resolution 7 as set
out in the notice of the AGM)
--------------------------------------------------------------------------------------------------------------------------
TESCO PLC, CHESHUNT Agenda Number: 703840290
--------------------------------------------------------------------------------------------------------------------------
Security: G87621101
Meeting Type: AGM
Meeting Date: 29-Jun-2012
Ticker:
ISIN: GB0008847096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Directors' Report and Mgmt For For
Accounts
2 To approve the Directors' Remuneration Mgmt For For
Report
3 To declare a final dividend Mgmt For For
4 To elect Sir Richard Broadbent as a Mgmt For For
director
5 To elect Ms Deanna Oppenheimer as a Mgmt For For
director
6 To re-elect Mr Philip Clarke as a director Mgmt For For
7 To re-elect Mr Gareth Bullock as a director Mgmt For For
8 To re-elect Mr Patrick Cescau as a director Mgmt For For
9 To re-elect Mr Stuart Chambers as a Mgmt For For
director
10 To re-elect Ms Karen Cook as a director Mgmt For For
11 To re-elect Mr Ken Hanna as a director Mgmt For For
12 To re-elect Mr Andrew Higginson as a Mgmt For For
director
13 To re-elect Mr Ken Hydon as a director Mgmt For For
14 To re-elect Mr Tim Mason as a director Mgmt For For
15 To re-elect Mr Laurie Mcllwee as a director Mgmt For For
16 To re-elect Ms Lucy Neville-Rolfe as a Mgmt For For
director
17 To re-elect Ms Jacqueline Tammenoms Bakker Mgmt For For
as a director
18 To re-appoint the auditors: Mgmt For For
PricewaterhouseCoopers LLP
19 To set the auditors' remuneration Mgmt For For
20 To authorise the directors to allot shares Mgmt For For
21 To disapply pre-emption rights Mgmt For For
22 To authorise the Company to purchase its Mgmt For For
own shares
23 To authorise political donations by the Mgmt For For
Company and its subsidiaries
24 To authorise short notice general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE RESTAURANT GROUP PLC, GLASGOW Agenda Number: 703715132
--------------------------------------------------------------------------------------------------------------------------
Security: G7535J118
Meeting Type: AGM
Meeting Date: 17-May-2012
Ticker:
ISIN: GB00B0YG1K06
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Accounts for the year ended Mgmt For For
1 January 2012
2 To approve the Director's remuneration Mgmt For For
report for the year ended 1 January 2012
3 To declare a final dividend of 6.5 pence Mgmt For For
per share for the year ended 1 January 2012
4 To re-elect Alan Jackson as Director Mgmt For For
5 To re-elect Andrew Page as Director Mgmt For For
6 To re-elect Stephen Critoph as Director Mgmt For For
7 To re-elect Trish Corzine as Director Mgmt For For
8 To re-elect Tony Hughes as Director Mgmt For For
9 To re-elect Simon Cloke as Director Mgmt For For
10 To re-appoint the Auditor and to authorise Mgmt For For
the Directors to determine their r
emuneration
11 To authorise the Directors to allot shares Mgmt For For
up to a maximum nominal amount of
GBP18,773,553
12 To waive pre emption rights in certain Mgmt For For
circumstances
13 To authorise the Company to purchase its Mgmt For For
own shares
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RES OLUTION
3 AND 11.IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK Y OU.
--------------------------------------------------------------------------------------------------------------------------
THE SWATCH GROUP AG, NEUENBURG Agenda Number: 703719560
--------------------------------------------------------------------------------------------------------------------------
Security: H83949133
Meeting Type: OGM
Meeting Date: 16-May-2012
Ticker:
ISIN: CH0012255144
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T
HE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHAR ES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU H
AVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE REPRE
SENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 935831,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTR
ATION DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER T HE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1 Annual report 2011: 2011 Annual report of Mgmt No vote
the board of directors - 2011 financ ial
statements (balance sheet, income statement
and notes) and 2011 consolidat ed financial
statements - statutory auditor's report -
approval of the reports and the financial
statements
2 Discharge of the board of directors Mgmt No vote
3 Resolution for the appropriation of the net Mgmt No vote
income
4 Nomination of the statutory Mgmt No vote
auditors/PricewaterhouseCoopers Ltd
5 Ad Hoc Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
TOTAL SA, COURBEVOIE Agenda Number: 703702224
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 11-May-2012
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 951647 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AN D
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card dir ectly
to the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following ap plies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be fo rwarded to
the Global Custodians that have become
Registered Intermediaries, o n the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global C ustodian will
sign the Proxy Card and forward to the
local custodian. If you a re unsure whether
your Global Custodian acts as Registered
Intermediary, pleas e contact your
representative
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AN D
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY CLIC
KING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
012/ 0404/201204041201206.pdf
O.1 Approval of the corporate financial Mgmt For For
statements of the Company
O.2 Approval of the consolidated financial Mgmt For For
statements
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Authorization granted to the Board of Mgmt For For
Directors to trade Company's shares
O.5 Renewal of term of Mr. Christophe de Mgmt Against Against
Margerie as Board member
O.6 Renewal of term of Mr. Patrick Artus as Mgmt For For
Board member
O.7 Renewal of term of Mr. Bertrand Collomb as Mgmt For For
Board member
O.8 Renewal of term of Mrs. Anne Lauvergeon as Mgmt For For
Board member
O.9 Renewal of term of Mr. Michel Pebereau as Mgmt Against Against
Board member
O.10 Ratification of the appointment of Mr. Mgmt For For
Gerard Lamarche as Board member, in sub
stitution of Mr. Thierry de Rudder, who
resigned
O.11 Appointment of Mrs. Anne-Marie Idrac as Mgmt For For
Board member
O.12 Commitments pursuant to Article L.225-42-1 Mgmt Against Against
of the Commercial Code
E.13 Delegation of authority granted to the Mgmt For For
Board of Directors to increase capital
while maintaining shareholders'
preferential subscription rights either by
iss uing common shares and/or any
securities providing access to the capital
of th e Company, or by incorporation of
premiums, reserves, profits or otherwise
E.14 Delegation of authority granted to the Mgmt For For
Board of Directors to increase capital by
issuing common shares or any securities
providing access to capital with ca
ncellation of preferential subscription
rights
E.15 Delegation of authority granted to the Mgmt For For
Board of Directors to increase the numb er
of issuable securities in case of capital
increase with cancellation of sha
reholders' preferential subscription rights
E.16 Delegation of powers granted to the Board Mgmt For For
of Directors to increase capital by issuing
common shares or any securities providing
access to capital, in consid eration for
in-kind contributions granted to the
Company
E.17 Delegation of authority granted to the Mgmt For For
Board of Directors to increase capital
under the conditions provided in Articles
L.3332-18 et seq. of the Code of Lab or
E.18 Delegation of powers granted to the Board Mgmt For For
of Directors to carry out capital in
creases reserved for categories of
beneficiaries as part of a transaction rese
rved for employees with cancellation of
preferential subscription rights
E.19 Authorization granted to the Board of Mgmt For For
Directors to reduce capital by cancellat
ion of shares
A. PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Resolution present ed
pursuant to Articles L.2323-67 and
R/2323-14 of the Code of Labor: Remunera
tion of executive corporate officers.
(Non-approved by the Board of Directors)
B. PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Resolution present ed
pursuant to Articles L.2323-67 and
R/2323-14 of the Code of Labor: Increase d
dividend for shareholders of registered
shares for at least 2 years. (Non-ap proved
by the Board of Directors.)
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN LTD, STEINHAUSEN Agenda Number: 703738356
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: AGM
Meeting Date: 18-May-2012
Ticker:
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
DELETION OF COMMENT. IF YOU HAVE AL READY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECI DE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T
HE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHAR ES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU H
AVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE REPRE
SENTATIVE.
1 Approval of the 2011 annual report, Mgmt No vote
including the consolidated financial state
ments of Transocean Ltd. for fiscal year
2011 and the statutory financial stat
ements of Transocean Ltd. for fiscal year
2011
2 Appropriation of the available earnings for Mgmt No vote
fiscal year 2011
3.1.1 Election of Mr. Glyn Barker as a Director Mgmt No vote
3.1.2 Election of Mrs. Vanessa C.L. Chang as a Mgmt No vote
Director
3.1.3 Election of Mr. Chad Deaton as a Director Mgmt No vote
3.2.1 Re-election of Mr. Edward R. Muller as a Mgmt No vote
Director
3.2.2 Re-election of Mr. Tan Ek Kia as a Director Mgmt No vote
4 Appointment of Ernst and Young LLP as the Mgmt No vote
company's independent registered pub lic
accounting firm for fiscal year 2012 and
reelection of Ernst and Young Ltd .,
Zurich, as the company's auditor for a
further one-year term
5 Advisory vote on executive compensation Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
TRAVIS PERKINS PLC, NORTHAMPTON Agenda Number: 703749905
--------------------------------------------------------------------------------------------------------------------------
Security: G90202105
Meeting Type: AGM
Meeting Date: 22-May-2012
Ticker:
ISIN: GB0007739609
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's annual accounts Mgmt For For
for the financial year ended 31 December
2011, together with the directors' report,
the directors' remuneration report and the
auditors' report on those accounts and on
the auditable part of the directors'
remuneration report
2 To declare a final dividend for the Mgmt For For
financial year ended 31 December 2011 of
13.5 pence per ordinary share, payable to
shareholders on the register at the close
of business on 4 May 2012
3 To appoint Ruth Anderson as a non-executive Mgmt For For
director of the Company
4 To re-appoint Robert Walker as a director Mgmt For For
of the Company
5 To re-appoint Chris Bunker as a Mgmt For For
non-executive director of the Company
6 To re-appoint John Coleman as a Mgmt For For
non-executive director of the Company
7 To re-appoint Philip Jansen as a Mgmt For For
non-executive director of the Company
8 To re-appoint Andrew Simon as a Mgmt For For
non-executive director of the Company
9 To re-appoint Geoff Cooper as a director of Mgmt For For
the Company
10 To re-appoint Paul Hampden Smith as a Mgmt For For
director of the Company
11 To re-appoint John Carter as a director of Mgmt For For
the Company
12 To re-appoint Deloitte LLP, Chartered Mgmt For For
Accountants, as auditors of the Company to
hold office from the conclusion of this
meeting until the conclusion of the next
general meeting of the Company at which
accounts are laid
13 To authorise the Directors to fix the Mgmt For For
remuneration of Deloitte LLP
14 That the directors' remuneration report for Mgmt For For
the financial year ended 31 December 2011
15 To approve the rules of the Travis Perkins Mgmt For For
Sharesave Scheme 2012 and to authorise the
directors to make modifications to the
scheme and to establish further schemes
based on the scheme
16 To authorise the directors to allot Mgmt For For
securities
17 To authorise the Directors to allot Mgmt For For
securities for cash free from pre-emption
18 To call a general meeting other than an AGM Mgmt For For
on not less than 14 clear day's notice
19 To authorise the Company to make market Mgmt For For
purchases of its own ordinary shares
--------------------------------------------------------------------------------------------------------------------------
UBM PLC, ST. HELIER Agenda Number: 703727288
--------------------------------------------------------------------------------------------------------------------------
Security: G91709108
Meeting Type: AGM
Meeting Date: 11-May-2012
Ticker:
ISIN: JE00B2R84W06
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt report and accounts Mgmt For For
2 To approve the directors remuneration Mgmt Against Against
report
3 To re-appoint Ernst and Young LLP as Mgmt For For
auditors
4 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
5 To re-elect Dame Helen Alexander as a Mgmt For For
director
6 To re-elect David Levin as a director Mgmt For For
7 To re-elect Robert Gray as a director Mgmt For For
8 To re-elect Alan Gillespie as a director Mgmt For For
9 To re-elect Pardeep Kar as a director Mgmt For For
10 To re-elect Greg Lock as a director Mgmt For For
11 To re-elect Terry Neill as a director Mgmt For For
12 To re-elect Jonathan Newcomb as a director Mgmt For For
13 To re-elect Karen Thomson as a director Mgmt For For
14 To authorise the directors to allot Mgmt For For
relevant securities
15 Special resolution to allow general Mgmt For For
meetings to be called on 14 days notice
16 Special resolution to disapply pre-emption Mgmt For For
rights
17 Special resolution to authorise the Mgmt For For
purchase by the company of ordinary shares
in the market
--------------------------------------------------------------------------------------------------------------------------
UBS AG, ZUERICH UND BASEL Agenda Number: 703690594
--------------------------------------------------------------------------------------------------------------------------
Security: H89231338
Meeting Type: AGM
Meeting Date: 03-May-2012
Ticker:
ISIN: CH0024899483
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 935500,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1.1 Approval of annual report, group and parent Mgmt No vote
bank accounts
1.2 Advisory vote on the compensation report Mgmt No vote
2011
2 Appropriation of retained earnings and Mgmt No vote
distribution
3 Discharge of the members of the board of Mgmt No vote
directors and the group executive board for
the financial year 2011
4.1.1 Re-election of members of the board of Mgmt No vote
directors: Mr Michel Demare
4.1.2 Re-election of members of the board of Mgmt No vote
directors: Mr David Sidwell
4.1.3 Re-election of members of the board of Mgmt No vote
directors: Mr Rainer Marc Frey
4.1.4 Re-election of members of the board of Mgmt No vote
directors: Mrs Ann F. Godbehere
4.1.5 Re-election of members of the board of Mgmt No vote
directors: Mr Axel P. Lehmann
4.1.6 Re-election of members of the board of Mgmt No vote
directors: Mr Wolfgang Mayrhuber
4.1.7 Re-election of members of the board of Mgmt No vote
directors: Mr Helmut Panke
4.1.8 Re-election of members of the board of Mgmt No vote
directors: Mr William G. Parrett
4.1.9 Re-election of members of the board of Mgmt No vote
directors: Mr Joseph Yam
4.2.1 Election of new candidates for the board of Mgmt No vote
directors: Mrs Isabelle Romy
4.2.2 Election of new candidates for the board of Mgmt No vote
directors: Mrs Beatrice Weder di Mauro
4.2.3 Election of new candidates for the board of Mgmt No vote
directors: Mr Axel A. Weber
4.3 Re-election of the auditors Ernst and Young Mgmt No vote
Ltd., Basel
4.4 Re-election of the special auditors BDO AG, Mgmt No vote
Zurich
5 Increase of conditional capital and Mgmt No vote
approval of amended article 4A para. 1 of
the articles of association
6.1 Amendments of the articles of association: Mgmt No vote
deletion of Article 37 of the articles of
association
6.2 Amendments of the articles of association: Mgmt No vote
deletion of Article 38 of the articles of
association
7 Ad hoc Mgmt No vote
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTION 4.4. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ULTRA ELECTRONICS HOLDINGS PLC, GREENFORD MIDDLESEX Agenda Number: 703687636
--------------------------------------------------------------------------------------------------------------------------
Security: G9187G103
Meeting Type: AGM
Meeting Date: 27-Apr-2012
Ticker:
ISIN: GB0009123323
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's annual accounts Mgmt For For
for the financial year ended 31
December 2011
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2011 of 26.8p per
ordinary share
3 To approve the Remuneration report for the Mgmt For For
financial year ended 31 December 2011
4 To re-elect Mr. D. Caster as a Director Mgmt For For
5 To re-elect Mr. C. Bailey as a Director Mgmt For For
(member of the Audit, Nominations and
Remuneration Committees)
6 To re-elect Mr. I. Griffiths as a Director Mgmt For For
(member of the Audit, Nominations and
Remuneration Committees)
7 To re-elect Sir Robert Walmsley as a Mgmt For For
Director (member of the Audit,
Nominations and Remuneration Committees)
8 To re-elect Mr. P. Dean as a Director Mgmt For For
9 To re-elect Mr. R. Sharma as a Director Mgmt For For
10 To re-elect Mr. M. Anderson as a Director Mgmt For For
11 To re-appoint Deloitte LLP as auditors Mgmt For For
12 To authorise the Directors to fix the Mgmt For For
auditors remuneration
13 To authorise the Directors to allot Shares Mgmt For For
14 To disapply pre-emption rights Mgmt For For
15 To authorise the Company to purchase its Mgmt For For
own shares
16 To permit General Meetings to be held on 14 Mgmt For For
days' notice
--------------------------------------------------------------------------------------------------------------------------
UMICORE SA, BRUXELLES Agenda Number: 703679843
--------------------------------------------------------------------------------------------------------------------------
Security: B95505168
Meeting Type: MIX
Meeting Date: 24-Apr-2012
Ticker:
ISIN: BE0003884047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 965832 DUE TO RECEIPT OF
ADDITION OF RESOLUTIONS AND CHANGE IN
VOTING STATUS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
O.2 Approving the remuneration report for the Mgmt For For
financial year ended on 31 December 2011
O.3 Approval of the statutory annual accounts Mgmt For For
of the company for the financial year ended
on 31 December 2011, and of the proposed
allocation of the result
O.5 Granting discharge to the directors for the Mgmt For For
performance of their mandate during the
2011 financial year
O.6 Granting discharge to the statutory auditor Mgmt For For
for the performance of his mandate during
the 2011 financial year
O.7.1 Re-electing Mr. Thomas Leysen as director Mgmt For For
for a period of three years expiring at the
end of the 2015 ordinary shareholders'
meeting
O.7.2 Re-electing Mr. Marc Grynberg as director Mgmt For For
for a period of three years expiring at the
end of the 2015 ordinary shareholders'
meeting
O.7.3 Re-electing Mr. Klaus Wendel as director Mgmt For For
for a period of two years expiring at the
end of the 2014 ordinary shareholders'
meeting
O.7.4 Electing Mr. Rudi Thomaes as independent Mgmt For For
director for a period of three years
expiring at the end of the 2015 ordinary
shareholders' meeting
O.7.5 Approving the board members' remuneration Mgmt For For
proposed for the financial year 2012
consisting of: at the level of the board of
directors: (1) a fixed fee of EUR 40,000
for the chairman and EUR 20,000 for each
non-executive director, (2) a fee per
attended meeting of EUR 5,000 for the
chairman and EUR 2,500 for each
non-executive director, and (3) by way of
additional fixed remuneration a grant of
300 Umicore shares to the chairman and each
non-executive director; at the level of the
audit committee: (1) a fixed fee of EUR
10,000 for the chairman of the committee
and EUR 5,000 for each other member, and
(2) a fee per attended meeting of EUR 5,000
for the chairman and EUR 3,000 for each
other member; at the level of the
nomination & remuneration committee: a fee
per attended meeting of EUR 5,000 for the
chairman of the committee and EUR 3,000 for
each other member
S.8 Approval of change of control provisions Mgmt For For
E.1 Authorising the company to acquire own Mgmt Abstain Against
shares in the company on a regulated
market, from 24 April 2012 until 23 October
2013 (included), within a limit of 10% of
the subscribed capital, at a price per
share comprised between four Euros (EUR
4.00) and seventy-five Euros (EUR 75.00).
Authorising the company's direct
subsidiaries to acquire shares in the
company on a regulated market within the
same limits as indicated above
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF NON-VOTABLE RESOLUTIONS, CHANGE
IN NUMBERING OF RESOLUTIONS AND
MODIFICATION IN TEXT OF RESOLUTION E.1. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
0 Annual report of the board of directors and Non-Voting
report of the statutory auditor on the
statutory annual accounts for the financial
year ended on 31 December 2011
0 Communication of the consolidated annual Non-Voting
accounts of the company for the financial
year ended on 31 December 2011 as well as
the annual report of the board of directors
and the statutory auditor's report on those
consolidated annual accounts
--------------------------------------------------------------------------------------------------------------------------
UMICORE SA, BRUXELLES Agenda Number: 703779314
--------------------------------------------------------------------------------------------------------------------------
Security: B95505168
Meeting Type: EGM
Meeting Date: 31-May-2012
Ticker:
ISIN: BE0003884047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Authorising the company to acquire own Mgmt For For
shares in the company on a regulated
market, from 31 May 2012 until 30 November
2013 (included), within a limit of 10% of
the subscribed capital, at a price per
share comprised between four euros (EUR
4.00) and seventy-five euros (EUR 75.00).
Authorising the company's direct
subsidiaries to acquire shares in the
company on a regulated market within the
same limits as indicated above
CMMT PLEASE NOTE THAT THIS IS SECOND CALL TO THE Non-Voting
EGM MEETING SCHEDULED FOR 24 APR 2 012.
ALSO VOTING SUBMITTED ON FIRST CALL WILL BE
CARRIED OVER UNLESS CLIENTS C HOOSE TO
RESUBMIT A NEW INSTRUCTION. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF Y OU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLES S YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
UNICREDIT SPA, ROMA Agenda Number: 703754374
--------------------------------------------------------------------------------------------------------------------------
Security: T960AS101
Meeting Type: MIX
Meeting Date: 11-May-2012
Ticker:
ISIN: IT0004781412
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 968782 DUE TO RECEIPT OF D
IRECTORS NAMES AND APPLICATION OF SPIN
CONTROL. ALL VOTES RECEIVED ON THE PREV
IOUS MEETING WILL BE DISREGARDED AND YOU
WILL NEED TO REINSTRUCT ON THIS MEETI NG
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE U RL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_121718.P DF
O.1 Approval of the UniCredit S.p.A. financial Mgmt For For
statement as at December 31 2011, a
ccompanied by the Reports of the Directors
and of the Auditing Company; Board of
Statutory Auditors Report. Presentation of
the consolidated financial State ment
O.2 Allocation of the UniCredit S.p.A. Mgmt For For
operating result of the year
O.3 Approval of the UniCredit Real Estate Mgmt For For
S.c.p.A. financial statement as at Decem
ber 31 2011
O.4 Allotment of the UniCredit Real Estate Mgmt For For
S.c.p.A. active management surplus
O.5 Approval of the Medioinvest S.r.l. Mgmt For For
financial statement as at December 31 2011
O.6 Deferment to a new financial year of the Mgmt For For
Medioinvest S.r.l. loss
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS DIRECORS, THERE IS
ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIO NS FOR
THIS MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO V OTE FOR ONLY
1 SLATE OF THE 2 SLATES. THANK YOU.
O.7.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: Appointment of the
Directors, after deciding their number,
together with the determination on th e
length of their office: List presented by
Fondazione Cassa di Risparmio di T orino,
Fondazione Cassa di Risparmio di Verona,
Vicenza, Belluno e Ancona, Fon dazione
Cassa di Risparmio di Modena and Fondazione
Monte di Bologna e Ravenna representing
6.331% of company stock capital: Khadem
Abdualla Al Qubaisi, Man fred Bischoff,
Henryka Bochniarz, Vincenzo Calandra
Buonaura, Alessandro Calta girone, Luca
Cordero di Montezemolo, Candido Fois,
Federico Ghizzoni, Francesc o Giacomin,
Helga Jung, Friedrich Kadrnoska, Marianna
Li Calzi, Luigi Maramott i, Antonio Maria
Marocco, Fabrizio Palenzona, Lorenzo
Sassoli de Bianchi, Gius eppe Vita, Anthony
Wyand and Giovanni Belluzzi
O.7.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Appointment of the
Directors, after deciding their number,
together with the determination on th e
length of their office : List presented by
Aletti Gestielle SGR S.p.A., Alli anz
Global Investors Italia SGR S.p.A., Anima
SGR S.p.A., APG Algemene Pensioe n Groep
N.V., Arca SGR S.p.A., Az Fund Management
S.A., BNP Paribas Investment Partners SGR
S.p.A., Ersel Asset Management SGR S.p.A.,
Eurizon Capital SGR S .p.A., Eurizon
Capital SA, FIL Investments International,
Fideuram Investiment i SGR S.p.A., Fideuram
Gestions SA, Interfund Sicav, Mediolanum
International Funds Limited, Mediolanum
Gestione Fondi SGRp.A., Pioneer Investment
Managemen t SGRpA and Pioneer Asset
Management SA representing 1.121% of
company stock c apital: Lucrezia Reichlin
O.8 Authorization for competing activities Mgmt For For
pursuant to sec. 2390 of the Italian Ci vil
Code
O.9 Determination, in accordance with clause 26 Mgmt Against Against
of the Articles of Association, of the
remuneration due to the Directors for the
activities they carry out withi n the Board
of Directors, the Board Committees and
other bodies in existence w ithin the
Company, for each year in office
O.10 Insurance policy to counteract the civil Mgmt For For
liability of the UniCredit Directors and
Statutory Auditors; inherent and consequent
resolutions
O.11 Assignment of the audit services mandate Mgmt For For
required by law for UniCredit S.p.A.
financial statements for fiscal years
2013-2021
O.12 2012 Group Compensation Policy Mgmt For For
O.13 2012 Group Incentive System Mgmt For For
O.14 2012 UniCredit Group Employee Share Mgmt For For
Ownership Plan
E.1 Amendments to clauses 20, 29 and 30 of the Mgmt For For
Articles of Association
E.2 Delegation to the Board of Directors, under Mgmt For For
the provisions of sec. 2443 of the Italian
Civil Code, of the authority to resolve, on
one or more occasions for a maximum period
of five years starting from the date of the
shareholders' re solution, to carry out a
free capital increase, as allowed by sec.
2349 of the Italian Civil Code, for a
maximum amount of EUR 202,603,978.15
corresponding to up to 59,700,000 UniCredit
ordinary shares, to be granted to the
personnel of the Holding Company and of
Group banks and companies, who hold
positions of particular importance for the
purposes of achieving the Group's overall
objec tives; consequent amendments to the
Articles of Association
--------------------------------------------------------------------------------------------------------------------------
UNILEVER NV, ROTTERDAM Agenda Number: 703673966
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F271
Meeting Type: AGM
Meeting Date: 09-May-2012
Ticker:
ISIN: NL0000009355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive report of management board Non-Voting
2 Approve financial statements and allocation Mgmt For For
of income
3 Approve discharge of management board Mgmt For For
4 Approve discharge of supervisory board Mgmt For For
5 Reelect P.G.J.M. Polman as CEO to board of Mgmt For For
directors
6 Reelect R.J.M.S. Huet as CFO to board of Mgmt For For
directors
7 Reelect L.O. Fresco to board of directors Mgmt For For
8 Reelect A.M. Fudge to board of directors Mgmt For For
9 Reelect C.E. Golden to board of directors Mgmt For For
10 Reelect B.E. Grote to board of directors Mgmt For For
11 Reelect S.B. Mittal to board of directors Mgmt For For
12 Reelect H. Nyasulu to board of directors Mgmt For For
13 Reelect M. Rifkind to board of directors Mgmt For For
14 Reelect K.J. Storm to board of directors Mgmt For For
15 Reelect M. Treschow to board of directors Mgmt For For
16 Reelect P.S. Walsh to board of directors Mgmt For For
17 Amend articles of association Mgmt For For
18 Authorize repurchase of up to 10 percent of Mgmt For For
issued share capital
19 Approve authorization to cancel ordinary Mgmt For For
shares
20 Grant board authority to issue shares up to Mgmt For For
10 percent of issued capital plus
additional 10 percent in case of takeover
merger and restricting/excluding
preemptive rights
21 Ratify PricewaterhouseCoopers as auditors Mgmt For For
22 Allow questions and close meeting Non-Voting
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RESOLUTION
11. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC, LONDON Agenda Number: 703698463
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 09-May-2012
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Report and Accounts for the Mgmt For For
year ended 31 December 2011
2 To approve the Directors' Remuneration Mgmt For For
Report for the year ended 31 December 2011
3 To re-elect Mr P G J M Potman as a Director Mgmt For For
4 To re-elect Mr R J-M S Huet as a Director Mgmt For For
5 To re-elect Professor L O Fresco as a Mgmt For For
Director
6 To re-elect Ms A M Fudge as a Director Mgmt For For
7 To re-elect Mr C E Golden as a Director Mgmt For For
8 To re-elect Dr B E Grote as a Director Mgmt For For
9 To re-elect Mr S B Mittal as a Director Mgmt For For
10 To re-elect Ms H Nyasulu as a Director Mgmt For For
11 To re-elect The Rt Hon Sir Malcolm Rifkind Mgmt For For
MP as a Director
12 To re-elect Mr K J Storm as a Director Mgmt For For
13 To re-elect Mr M Treschow as a Director Mgmt For For
14 To re-elect Mr P Walsh as a Director Mgmt For For
15 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors of the Company
16 To authorise the Directors to fix the Mgmt For For
remuneration of the Auditors
17 To renew the authority to Directors to Mgmt For For
issue shares
18 To renew the authority to Directors to Mgmt For For
disapply pre-emption rights
19 To renew the authority to the Company to Mgmt For For
purchase its own shares
20 To authorise Political Donations and Mgmt For For
Expenditure
21 To shorten the Notice period for General Mgmt For For
Meetings
22 To adopt the new Articles of Association of Mgmt For For
the company
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RESOLUTION
11.IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
WENDEL, PARIS Agenda Number: 703727858
--------------------------------------------------------------------------------------------------------------------------
Security: F98370103
Meeting Type: MIX
Meeting Date: 04-Jun-2012
Ticker:
ISIN: FR0000121204
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to
the Global Custodians that have become
Registered Intermediaries, on the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
012/0413/201204131201441.pdf
O.1 Approval of corporate financial statements Mgmt For For
for the financial year 2011
O.2 Approval of consolidated financial Mgmt For For
statements for the financial year 2011
O.3 Allocation of income, setting the dividend Mgmt For For
and distribution of dividend
O.4 Exceptional distribution in kind of Mgmt For For
portfolio securities, subject to the
condition precedent of amending the
statutes
O.5 Approval of the agreements pursuant to Mgmt Against Against
Articles L.225-38 et seq. and L.225-86 et
seq. of the Commercial Code
O.6 Renewal of term of Mr. Francois de Wendel Mgmt Against Against
as Supervisory Board member
O.7 Renewal of term of Mr. Francois de Mitry as Mgmt Against Against
Supervisory Board member
O.8 Authorization to the Executive Board to Mgmt For For
trade Company's shares: maximum purchase
price of EUR 150
E.9 Amendment to Article 27 of the Statutes Mgmt For For
E.10 Delegation of authority to the Executive Mgmt For For
Board to increase share capital while
maintaining preferential subscription
rights within the limit of a maximum
nominal amount of one hundred million Euros
E.11 Delegation of authority to the Executive Mgmt Against Against
Board to increase share capital with
cancellation of preferential subscription
rights and with the right to provide a
priority period to shareholders, within the
limit of a maximum nominal amount of
seventy-five million Euros
E.12 Delegation of authority to the Executive Mgmt Against Against
Board to increase the number of issuable
securities in case of surplus demand within
the limit of 15% of the original issuance
E.13 Delegation of authority to the Executive Mgmt Against Against
Board to increase capital, in consideration
for contributions of securities within the
limit of one hundred million Euros
E.14 Delegation of authority to the Executive Mgmt For For
Board to increase share capital by
incorporation of reserves, profits or
premiums within the limit of one hundred
million Euros
E.15 Overall limitation of capital increases Mgmt Against Against
E.16 Delegation of authority to the Executive Mgmt For For
Board to increase capital by issuing shares
reserved for members of the Group Savings
Plan within the limit of a maximum nominal
amount of two hundred fifty thousand Euros
E.17 Authorization to the Executive Board to Mgmt Against Against
grant share subscription and/or purchase
options to corporate officers and employees
within the overall limit of 0.9% of share
capital
E.18 Authorization to the Executive Board to Mgmt Against Against
carry out an allocation of performance
shares to corporate officers and employees
within an overall limit of 0.3% of share
capital; this amount being deducted from
the overall limit of 0.9% established under
the seventeenth resolution
E.19 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WESTFIELD GROUP, SYDNEY NSW Agenda Number: 703685454
--------------------------------------------------------------------------------------------------------------------------
Security: Q97062105
Meeting Type: AGM
Meeting Date: 16-May-2012
Ticker:
ISIN: AU000000WDC7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (2), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 That the Company's Remuneration Report for Mgmt For For
the year ended 31 December 2011 be approved
3 That Lord (Peter) Goldsmith QC PC is Mgmt For For
re-elected as a Director of the Company
4 That Mr Mark Johnson AO is re-elected as Mgmt For For
Director of the Company
5 That Mr John McFarlane is re-elected as Mgmt For For
Director of the Company
6 That professor Judith Sloan is re-elected Mgmt For For
as Director of the Company
--------------------------------------------------------------------------------------------------------------------------
WESTFIELD RETAIL TRUST, SYDNEY NSW Agenda Number: 703782385
--------------------------------------------------------------------------------------------------------------------------
Security: Q97145108
Meeting Type: AGM
Meeting Date: 16-May-2012
Ticker:
ISIN: AU000000WRT1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATION Non-Voting
MEETING. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY APPLY FOR AN
ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
WOODSIDE PETE LTD Agenda Number: 703672243
--------------------------------------------------------------------------------------------------------------------------
Security: 980228100
Meeting Type: AGM
Meeting Date: 02-May-2012
Ticker:
ISIN: AU000000WPL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL
BE DISREGARDED BY THE COMPANY. HENCE, IF
YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE
PASSING OF THE RELEVANT PROPOSAL/S. BY
VOTING (FOR OR AGAINST) ON PROPOSAL (3),
YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
2.a Re-election of Ms. Melinda Cilento Mgmt For For
2.b Election of Mr. Robert Cole Mgmt For For
2.c Re-election of Mr. Erich Fraunschiel Mgmt For For
2.d Election of Dr. Christopher Haynes Mgmt For For
2.e Re-election of Dr Pierre Jungels Mgmt For For
3 Remuneration Report Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WPP PLC, ST HELIER Agenda Number: 703793768
--------------------------------------------------------------------------------------------------------------------------
Security: G9787K108
Meeting Type: AGM
Meeting Date: 13-Jun-2012
Ticker:
ISIN: JE00B3DMTY01
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and approve the audited accounts Mgmt For For
2 To approve the remuneration report of the Mgmt Against Against
directors
3 To approve the sustainability report of the Mgmt For For
directors
4 To re-elect Colin Day as a director Mgmt For For
5 To re-elect Esther Dyson as a director Mgmt For For
6 To re-elect Orit Gadiesh as a director Mgmt For For
7 To re-elect Philip Lader as a director Mgmt For For
8 To re-elect Ruigang Li as a director Mgmt For For
9 To re-elect Stanley (Bud) Morten as a Mgmt For For
director
10 To re-elect Koichiro Naganuma as a director Mgmt For For
11 To re-elect John Quelch as a director Mgmt For For
12 To re-elect Mark Read as a director Mgmt For For
13 To re-elect Paul Richardson as a director Mgmt For For
14 To re-elect Jeffrey Rosen as a director Mgmt For For
15 To re-elect Timothy Shriver as a director Mgmt For For
16 To re-elect Sir Martin Sorrell as a Mgmt For For
director
17 To re-elect Paul Spencer as a director Mgmt For For
18 To re-elect Solomon Trujillo as a director Mgmt For For
19 To re-appoint Deloitte LLP as the auditors Mgmt For For
and authorise the directors to determine
their remuneration
20 To authorise the directors to allot Mgmt For For
relevant securities
21 To authorise the company to purchase its Mgmt For For
own shares
22 To authorise the disapplication of Mgmt For For
pre-emption rights
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RES OLUTION
4.IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PR OXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 703694592
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: AGM
Meeting Date: 01-May-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Annual Report Mgmt For For
and Financial Statements of the Company
for the year ended 31 December 2011
2 To declare a final dividend of US27.0 cents Mgmt For For
per Ordinary Share in respect of the year
ended 31 December 2011
3 To receive and consider and, if thought Mgmt Against Against
fit, to approve the directors'
Remuneration Report for the year ended 31
December 2011
4 To re-elect Sir John Bond as a director Mgmt For For
5 To re-elect Mick Davis as a director Mgmt For For
6 To re-elect Dr Con Fauconnier as a director Mgmt For For
7 To re-elect Ivan Glasenberg as a director Mgmt For For
8 To re-elect Peter Hooley as a director Mgmt For For
9 To re-elect Claude Lamoureux as a director Mgmt For For
10 To re-elect Aristotelis Mistakidis as a Mgmt For For
director
11 To re-elect Tor Peterson as a director Mgmt For For
12 To re-elect Trevor Reid as a director Mgmt For For
13 To re-elect Sir Steve Robson as a director Mgmt For For
14 To re-elect David Rough as a director Mgmt For For
15 To re-elect Ian Strachan as a director Mgmt For For
16 To re-elect Santiago Zaldumbide as a Mgmt For For
director
17 To re-appoint Ernst & Young LLP as auditors Mgmt For For
and to authorise the directors to determine
their remuneration
18 To authorise the directors to allot shares, Mgmt For For
as provided in Resolution 18 as set out
in the AGM Notice
19 Disapplication of pre-emption rights Mgmt For For
20 Reduction of share premium account Mgmt For For
21 To authorise the Company to hold Mgmt For For
extraordinary general meetings on 20 clear
days' notice
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Gateway Trust
By (Signature) /s/ David L. Giunta
Name David L. Giunta
Title President
Date 08/24/2012