UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22099
NAME OF REGISTRANT: Gateway Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 399 Boylston St.
12th Floor
Boston, MA 02116
NAME AND ADDRESS OF AGENT FOR SERVICE: Coleen Downs Dinneen, Esq.
399 Boylston St.
12th Floor
Boston, MA 02116
REGISTRANT'S TELEPHONE NUMBER: 617-449-2810
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013
Gateway Fund
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3M COMPANY Agenda Number: 933754966
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Security: 88579Y101
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: MMM
ISIN: US88579Y1010
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1D. ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For For
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I. ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For
1J. ELECTION OF DIRECTOR: INGE G. THULIN Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN Shr For Against
CONSENT.
5. STOCKHOLDER PROPOSAL ON PROHIBITING Shr Against For
POLITICAL SPENDING FROM CORPORATE TREASURY
FUNDS.
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ABBOTT LABORATORIES Agenda Number: 933743672
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
S.E. BLOUNT Mgmt For For
W.J. FARRELL Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED Shr Against For
INGREDIENTS
5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shr For Against
6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For
CHAIR
7. SHAREHOLDER PROPOSAL - EQUITY RETENTION AND Shr For Against
HEDGING
8. SHAREHOLDER PROPOSAL - INCENTIVE Shr For Against
COMPENSATION
9. SHAREHOLDER PROPOSAL - ACCELERATED VESTING Shr For Against
OF AWARDS UPON CHANGE IN CONTROL
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ABBVIE INC. Agenda Number: 933751869
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Security: 00287Y109
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: ABBV
ISIN: US00287Y1091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM H.L. BURNSIDE Mgmt For For
EDWARD J. RAPP Mgmt For For
ROY S. ROBERTS Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS OF ABBVIE FOR 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY STOCKHOLDER VOTE
TO APPROVE EXECUTIVE COMPENSATION.
5. APPROVAL OF THE ABBVIE 2013 INCENTIVE STOCK Mgmt For For
PROGRAM.
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ABERCROMBIE & FITCH CO. Agenda Number: 933827808
--------------------------------------------------------------------------------------------------------------------------
Security: 002896207
Meeting Type: Annual
Meeting Date: 20-Jun-2013
Ticker: ANF
ISIN: US0028962076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES B. BACHMANN Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL E. GREENLEES Mgmt For For
1C. ELECTION OF DIRECTOR: KEVIN S. HUVANE Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL S. JEFFRIES Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. KESSLER Mgmt For For
1F. ELECTION OF DIRECTOR: CRAIG R. STAPLETON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 1,
2014.
4. STOCKHOLDER PROPOSAL ON A POLICY REGARDING Shr For Against
ACCELERATED VESTING OF EQUITY AWARDS OF
SENIOR EXECUTIVES UPON A CHANGE OF CONTROL,
IF STOCKHOLDER PROPOSAL IS PROPERLY
PRESENTED AT THE ANNUAL MEETING.
5. STOCKHOLDER PROPOSAL REGARDING ADOPTION OF Shr For Against
A "SPECIFIC PERFORMANCE POLICY", IF
STOCKHOLDER PROPOSAL IS PROPERLY PRESENTED
AT THE ANNUAL MEETING.
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ACTIVISION BLIZZARD, INC. Agenda Number: 933805624
--------------------------------------------------------------------------------------------------------------------------
Security: 00507V109
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: ATVI
ISIN: US00507V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PHILIPPE G.H. CAPRON Mgmt Against Against
1B ELECTION OF DIRECTOR: JEAN-YVES CHARLIER Mgmt Against Against
1C ELECTION OF DIRECTOR: ROBERT J. CORTI Mgmt For For
1D ELECTION OF DIRECTOR: FREDERIC R. CREPIN Mgmt Against Against
1E ELECTION OF DIRECTOR: JEAN-FRANCOIS DUBOS Mgmt Against Against
1F ELECTION OF DIRECTOR: LUCIAN GRAINGE Mgmt Against Against
1G ELECTION OF DIRECTOR: BRIAN G. KELLY Mgmt Against Against
1H ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt Against Against
1I ELECTION OF DIRECTOR: ROBERT J. MORGADO Mgmt For For
1J ELECTION OF DIRECTOR: RICHARD SARNOFF Mgmt For For
1K ELECTION OF DIRECTOR: REGIS TURRINI Mgmt Against Against
2 TO REQUEST ADVISORY APPROVAL OF OUR Mgmt Against Against
EXECUTIVE COMPENSATION.
3 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
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ADOBE SYSTEMS INCORPORATED Agenda Number: 933736730
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 11-Apr-2013
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AMY L. BANSE Mgmt For For
1B. ELECTION OF DIRECTOR: KELLY J. BARLOW Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD W. BARNHOLT Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT K. BURGESS Mgmt For For
1E. ELECTION OF DIRECTOR: FRANK A. CALDERONI Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL R. CANNON Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES E. DALEY Mgmt For For
1H. ELECTION OF DIRECTOR: LAURA B. DESMOND Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES M. GESCHKE Mgmt For For
1J. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1K. ELECTION OF DIRECTOR: DANIEL L. ROSENSWEIG Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT SEDGEWICK Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN E. WARNOCK Mgmt For For
2. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 2003 EQUITY INCENTIVE PLAN TO
INCREASE THE AVAILABLE SHARE RESERVE BY
17.5 MILLION SHARES, INCREASE THE AGGREGATE
STOCK AWARD AND PERFORMANCE SHARE LIMITS,
APPROVE NEW PERFORMANCE MEASURES AND AN
ADJUSTMENT, AND MAKE OTHER MODIFICATIONS AS
DESCRIBED IN THE PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING ON NOVEMBER 29, 2013.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
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AEGON N.V. Agenda Number: 933804088
--------------------------------------------------------------------------------------------------------------------------
Security: 007924103
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: AEG
ISIN: US0079241032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3.2 ANNUAL ACCOUNTS 2012: PROPOSAL TO ADOPT THE Mgmt For For
ANNUAL ACCOUNTS 2012
4 PROPOSAL TO APPROVE THE FINAL DIVIDEND 2012 Mgmt For For
5 PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt For For
EXECUTIVE BOARD FROM LIABILITY FOR THEIR
DUTIES
6 PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY FOR THEIR
DUTIES
7.1 PROPOSAL TO APPOINT THE INDEPENDENT AUDITOR Mgmt For For
FOR THE ANNUAL ACCOUNTS 2013
7.2 PROPOSAL TO APPOINT THE INDEPENDENT AUDITOR Mgmt For For
FOR THE ANNUAL ACCOUNTS 2014-2016
8 PROPOSAL TO ADOPT AMENDMENTS TO THE CAPITAL Mgmt For For
STRUCTURE, INCLUDING A PROPOSAL TO AMEND
THE ARTICLES OF ASSOCIATION
9 PROPOSAL TO ADOPT AMENDMENTS TO THE Mgmt For For
SUPERVISORY BOARD REMUNERATION POLICY
10 PROPOSAL TO APPOINT MR. DARRYL D. BUTTON TO Mgmt For For
THE EXECUTIVE BOARD
11 PROPOSAL TO REAPPOINT MR. SHEMAYA LEVY TO Mgmt For For
THE SUPERVISORY BOARD
12 PROPOSAL TO APPOINT MRS. DONA D. YOUNG TO Mgmt For For
THE SUPERVISORY BOARD
13 PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO ISSUE COMMON SHARES
14 PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS
UPON ISSUING COMMON SHARES
15 PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO ISSUE COMMON SHARES UNDER INCENTIVE
PLANS
16 PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO ACQUIRE SHARES IN THE COMPANY
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AETNA INC. Agenda Number: 933769260
--------------------------------------------------------------------------------------------------------------------------
Security: 00817Y108
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: AET
ISIN: US00817Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FERNANDO AGUIRRE Mgmt For For
1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK M. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: BETSY Z. COHEN Mgmt For For
1E. ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. Mgmt For For
1F. ELECTION OF DIRECTOR: ROGER N. FARAH Mgmt For For
1G. ELECTION OF DIRECTOR: BARBARA HACKMAN Mgmt For For
FRANKLIN
1H. ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt For For
1I. ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1L. ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. APPROVAL OF THE PROPOSED AMENDMENT TO THE Mgmt For For
AMENDED AETNA INC. 2010 STOCK INCENTIVE
PLAN
4. APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION ON A NON-BINDING ADVISORY
BASIS
5. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr Against For
CHAIR
6. SHAREHOLDER PROPOSAL ON SIMPLE MAJORITY Shr For Against
VOTE
7. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS - BOARD OVERSIGHT
--------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda Number: 933751833
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: AFL
ISIN: US0010551028
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL P. AMOS Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN SHELBY AMOS II Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL S. AMOS II Mgmt For For
1D. ELECTION OF DIRECTOR: W. PAUL BOWERS Mgmt For For
1E. ELECTION OF DIRECTOR: KRISS CLONINGER III Mgmt For For
1F. ELECTION OF DIRECTOR: ELIZABETH J. HUDSON Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES B. KNAPP Mgmt For For
1J. ELECTION OF DIRECTOR: E. STEPHEN PURDOM, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: BARBARA K. RIMER, Mgmt For For
DRPH
1L. ELECTION OF DIRECTOR: MELVIN T. STITH Mgmt For For
1M. ELECTION OF DIRECTOR: DAVID GARY THOMPSON Mgmt For For
1N. ELECTION OF DIRECTOR: TAKURO YOSHIDA Mgmt For For
2. TO CONSIDER THE FOLLOWING NON-BINDING Mgmt For For
ADVISORY PROPOSAL: "RESOLVED, THAT THE
SHAREHOLDERS APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS,
PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING AS DISCLOSED IN THE
COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE DISCUSSION IN THE
PROXY STATEMENT"
3. TO CONSIDER AND ACT UPON THE RATIFICATION Mgmt For For
OF THE APPOINTMENT OF KPMG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2013
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AGL RESOURCES INC. Agenda Number: 933748785
--------------------------------------------------------------------------------------------------------------------------
Security: 001204106
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: GAS
ISIN: US0012041069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SANDRA N. BANE Mgmt For For
THOMAS D. BELL, JR. Mgmt For For
NORMAN R. BOBINS Mgmt For For
CHARLES R. CRISP Mgmt For For
BRENDA J. GAINES Mgmt For For
ARTHUR E. JOHNSON Mgmt For For
WYCK A. KNOX, JR. Mgmt For For
DENNIS M. LOVE Mgmt For For
CHARLES H."PETE" MCTIER Mgmt For For
DEAN R. O'HARE Mgmt For For
ARMANDO J. OLIVERA Mgmt For For
JOHN E. RAU Mgmt For For
JAMES A. RUBRIGHT Mgmt For For
JOHN W. SOMERHALDER II Mgmt For For
BETTINA M. WHYTE Mgmt For For
HENRY C. WOLF Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. THE APPROVAL OF A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL REGARDING GENDER Shr For Against
IDENTITY.
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AKAMAI TECHNOLOGIES, INC. Agenda Number: 933770706
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAMELA J. CRAIG Mgmt For For
1B. ELECTION OF DIRECTOR: F. THOMSON LEIGHTON Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1D. ELECTION OF DIRECTOR: NAOMI O. SELIGMAN Mgmt For For
2. TO ADOPT THE AKAMAI TECHNOLOGIES, INC. 2013 Mgmt For For
STOCK INCENTIVE PLAN.
3A. TO ADOPT AND APPROVE AMENDMENTS TO OUR Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
OUR BOARD OF DIRECTORS.
3B. TO ADOPT AND APPROVE AMENDMENTS TO OUR Mgmt For For
CERTIFICATE OF INCORPORATION TO PROVIDE FOR
DIRECTOR REMOVAL WITH OR WITHOUT CAUSE
FOLLOWING DECLASSIFICATION OF OUR BOARD OF
DIRECTORS.
3C. TO ADOPT AND APPROVE AMENDMENTS TO OUR Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE
THE SUPERMAJORITY VOTING REQUIREMENT FOR
AMENDING OR REPEALING ARTICLE TENTH OF OUR
CERTIFICATE OF INCORPORATION.
4. TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
5. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITORS OF AKAMAI
TECHNOLOGIES, INC. FOR THE FISCAL YEAR
ENDING DECEMBER 31. 2013.
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ALCOA INC. Agenda Number: 933751643
--------------------------------------------------------------------------------------------------------------------------
Security: 013817101
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: AA
ISIN: US0138171014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1.2 ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1.3 ELECTION OF DIRECTOR: E. STANLEY O'NEAL Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVE THE 2013 ALCOA STOCK INCENTIVE PLAN Mgmt For For
5. APPROVE AMENDMENTS TO THE ARTICLES OF Mgmt For For
INCORPORATION AND BY-LAWS TO PERMIT THE
CALLING OF SPECIAL MEETINGS, INCLUDING BY
SHAREHOLDERS OF 25% OF THE COMPANY'S
OUTSTANDING COMMON STOCK
--------------------------------------------------------------------------------------------------------------------------
ALTERA CORPORATION Agenda Number: 933758700
--------------------------------------------------------------------------------------------------------------------------
Security: 021441100
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: ALTR
ISIN: US0214411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN P. DAANE Mgmt For For
1B. ELECTION OF DIRECTOR: T. MICHAEL NEVENS Mgmt For For
1C. ELECTION OF DIRECTOR: A. BLAINE BOWMAN Mgmt For For
1D. ELECTION OF DIRECTOR: ELISHA W. FINNEY Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN MCGARITY Mgmt For For
1F. ELECTION OF DIRECTOR: SHANE V. ROBISON Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN SHOEMAKER Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS H. WAECHTER Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE 2005 EQUITY Mgmt For For
INCENTIVE PLAN TO INCREASE BY 3,000,000 THE
NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
3. TO APPROVE AN AMENDMENT TO THE 2005 EQUITY Mgmt For For
INCENTIVE PLAN REGARDING NON-EMPLOYEE
DIRECTOR EQUITY AWARDS.
4. TO APPROVE AN AMENDMENT TO THE 1987 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY
1,000,000 THE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN.
5. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
6. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 933764979
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERALD L. BALILES Mgmt For For
1B. ELECTION OF DIRECTOR: MARTIN J. BARRINGTON Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. CASTEEN III Mgmt For For
1D. ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS W. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS Mgmt For For
1H. ELECTION OF DIRECTOR: W. LEO KIELY III Mgmt For For
1I. ELECTION OF DIRECTOR: KATHRYN B. MCQUADE Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1K. ELECTION OF DIRECTOR: NABIL Y. SAKKAB Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
4. SHAREHOLDER PROPOSAL - DISCLOSURE OF Shr For Against
LOBBYING POLICIES AND PRACTICES
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933782612
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1F. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. SHAREHOLDER PROPOSAL REGARDING A REPORT Shr For Against
CONCERNING CORPORATE POLITICAL
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
AMEREN CORPORATION Agenda Number: 933744600
--------------------------------------------------------------------------------------------------------------------------
Security: 023608102
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: AEE
ISIN: US0236081024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN F. BRAUER Mgmt Withheld Against
CATHERINE S. BRUNE Mgmt For For
ELLEN M. FITZSIMMONS Mgmt For For
WALTER J. GALVIN Mgmt For For
GAYLE P.W. JACKSON Mgmt For For
JAMES C. JOHNSON Mgmt For For
STEVEN H. LIPSTEIN Mgmt For For
PATRICK T. STOKES Mgmt For For
THOMAS R. VOSS Mgmt For For
STEPHEN R. WILSON Mgmt For For
JACK D. WOODARD Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
4. SHAREHOLDER PROPOSAL RELATING TO REPORT ON Shr Against For
REDUCING RISK IN ENERGY PORTFOLIO THROUGH
INCREASED ENERGY EFFICIENCY AND RENEWABLE
ENERGY RESOURCES.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN CAPITAL AGENCY CORP. Agenda Number: 933749206
--------------------------------------------------------------------------------------------------------------------------
Security: 02503X105
Meeting Type: Annual
Meeting Date: 28-Jun-2013
Ticker: AGNC
ISIN: US02503X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBERT M. COUCH Mgmt For For
1.2 ELECTION OF DIRECTOR: MORRIS A. DAVIS Mgmt For For
1.3 ELECTION OF DIRECTOR: RANDY E. DOBBS Mgmt For For
1.4 ELECTION OF DIRECTOR: LARRY K. HARVEY Mgmt For For
1.5 ELECTION OF DIRECTOR: PRUE B. LAROCCA Mgmt For For
1.6 ELECTION OF DIRECTOR: ALVIN N. PURYEAR Mgmt For For
1.7 ELECTION OF DIRECTOR: MALON WILKUS Mgmt For For
1.8 ELECTION OF DIRECTOR: JOHN R. ERICKSON Mgmt For For
1.9 ELECTION OF DIRECTOR: SAMUEL A. FLAX Mgmt For For
2. TO APPROVE AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE TOTAL AUTHORIZED SHARES OF OUR
PREFERRED STOCK FROM 10,000,000 TO
20,000,000.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTANT FOR THE YEAR ENDING DECEMBER 31,
2013.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC. Agenda Number: 933792118
--------------------------------------------------------------------------------------------------------------------------
Security: 02553E106
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: AEO
ISIN: US02553E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT L. HANSON Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS R. KETTELER Mgmt For For
1C ELECTION OF DIRECTOR: CARY D. MCMILLAN Mgmt For For
1D ELECTION OF DIRECTOR: DAVID M. SABLE Mgmt For For
2. PROPOSAL TWO. HOLD AN ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. PROPOSAL THREE. RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 1,
2014.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 933746402
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. BARSHEFSKY Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P. CHERNIN Mgmt For For
A. LAUVERGEON Mgmt For For
T.J. LEONSIS Mgmt For For
R.C. LEVIN Mgmt For For
R.A. MCGINN Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
D.L. VASELLA Mgmt For For
R.D. WALTER Mgmt For For
R.A. WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL RELATING TO SEPARATION Shr Against For
OF CHAIRMAN AND CEO ROLES.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933772560
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1E. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1F. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1K. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1L. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1M. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO APPROVE THE AMERICAN INTERNATIONAL Mgmt For For
GROUP, INC. 2013 OMNIBUS INCENTIVE PLAN.
3. TO VOTE UPON A NON-BINDING SHAREHOLDER Mgmt For For
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF FUTURE EXECUTIVE COMPENSATION
VOTES.
5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
6. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO RESTRICTING SERVICE ON OTHER BOARDS BY
DIRECTORS OF AIG.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933774968
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B. ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E. ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F. ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1G. ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1H. ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1I. ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1J. ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
1K. ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For
1L. ELECTION OF DIRECTOR: MR. LEONARD D. Mgmt For For
SCHAEFFER
1M. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF OUR PROPOSED AMENDED AND Mgmt For For
RESTATED 2009 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 933730322
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 13-Mar-2013
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAY STATA Mgmt For For
1B. ELECTION OF DIRECTOR: JERALD G. FISHMAN Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES A. CHAMPY Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN C. HODGSON Mgmt For For
1E. ELECTION OF DIRECTOR: YVES-ANDRE ISTEL Mgmt For For
1F. ELECTION OF DIRECTOR: NEIL NOVICH Mgmt For For
1G. ELECTION OF DIRECTOR: F. GRANT SAVIERS Mgmt For For
1H. ELECTION OF DIRECTOR: PAUL J. SEVERINO Mgmt For For
1I. ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
1J. ELECTION OF DIRECTOR: LISA T. SU Mgmt For For
2. TO APPROVE, BY NON-BINDING "SAY-ON-PAY" Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
3. TO APPROVE THE ANALOG DEVICES, INC. Mgmt For For
EXECUTIVE SECTION 162(M) PLAN.
4. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
NOVEMBER 2, 2013.
--------------------------------------------------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC. Agenda Number: 933788258
--------------------------------------------------------------------------------------------------------------------------
Security: 035710409
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: NLY
ISIN: US0357104092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN P. BRADY Mgmt For For
1B. ELECTION OF DIRECTOR: E. WAYNE NORDBERG Mgmt For For
1C. ELECTION OF DIRECTOR: KEVIN G. KEYES Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN H. SCHAEFER Mgmt For For
2. THE MANAGEMENT EXTERNALIZATION PROPOSAL TO Mgmt For For
APPROVE OUR ENTERING INTO A MANAGEMENT
AGREEMENT WITH THE MANAGER.
3. THE PROPOSAL TO APPROVE A NON-BINDING Mgmt Against Against
ADVISORY RESOLUTION ON EXECUTIVE
COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 933775833
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESTER B. KNIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1C. ELECTION OF DIRECTOR: FULVIO CONTI Mgmt Against Against
1D. ELECTION OF DIRECTOR: CHERYL A. FRANCIS Mgmt For For
1E. ELECTION OF DIRECTOR: EDGAR D. JANNOTTA Mgmt For For
1F. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1J. ELECTION OF DIRECTOR: GLORIA SANTONA Mgmt For For
1K. ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
2. RECEIPT OF AON'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
DECEMBER 31, 2012.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AON'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4. RE-APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AON'S U.K. STATUTORY AUDITOR UNDER THE
COMPANIES ACT 2006.
5. AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE THE REMUNERATION OF ERNST & YOUNG
LLP.
6. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
7. ADVISORY VOTE TO APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT.
8. APPROVAL OF THE AON PLC GLOBAL SHARE Mgmt For For
PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933725042
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO (I) ELIMINATE CERTAIN
LANGUAGE RELATING TO TERM OF OFFICE OF
DIRECTORS IN ORDER TO FACILITATE THE
ADOPTION OF MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK OF
$0.00001 PER SHARE AND (IV) MAKE OTHER
CHANGES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt Against Against
APPROVE EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr For Against
TO RETAIN SIGNIFICANT STOCK."
6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS."
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 933727577
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AART J. DE GEUS Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN R. FORREST Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS J. IANNOTTI Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER A. KARSNER Mgmt For For
1F. ELECTION OF DIRECTOR: GERHARD H. PARKER Mgmt For For
1G. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1H. ELECTION OF DIRECTOR: WILLEM P. ROELANDTS Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES E. ROGERS Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT H. SWAN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF APPLIED MATERIALS' NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
APPLIED MATERIALS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2013.
--------------------------------------------------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO. Agenda Number: 933761113
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: AJG
ISIN: US3635761097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM L. BAX Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: J. PATRICK GALLAGHER, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: ELBERT O. HAND Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID S. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: KAY W. MCCURDY Mgmt For For
1G. ELECTION OF DIRECTOR: NORMAN L. ROSENTHAL Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES R. WIMMER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
ASSOCIATED BANC-CORP Agenda Number: 933743040
--------------------------------------------------------------------------------------------------------------------------
Security: 045487105
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: ASBC
ISIN: US0454871056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. BERGSTROM Mgmt For For
RUTH M. CROWLEY Mgmt For For
PHILIP B. FLYNN Mgmt For For
RONALD R. HARDER Mgmt For For
WILLIAM R. HUTCHINSON Mgmt For For
ROBERT A. JEFFE Mgmt For For
EILEEN A. KAMERICK Mgmt For For
RICHARD T. LOMMEN Mgmt For For
J. DOUGLAS QUICK Mgmt For For
KAREN T. VAN LITH Mgmt For For
JOHN (JAY) B. WILLIAMS Mgmt For For
2. THE APPROVAL OF THE ASSOCIATED BANC-CORP Mgmt For For
2013 INCENTIVE COMPENSATION PLAN.
3. ADVISORY APPROVAL OF ASSOCIATED BANC-CORP'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. THE RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ASSOCIATED BANC-CORP
FOR THE YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933744016
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1J. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1L. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1M. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE STOCK PURCHASE AND DEFERRAL PLAN. Mgmt For For
5. POLITICAL CONTRIBUTIONS REPORT. Shr For Against
6. LEAD BATTERIES REPORT. Shr For Against
7. COMPENSATION PACKAGES. Shr For Against
8. INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 933805218
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CARL BASS Mgmt For For
1B. ELECTION OF DIRECTOR: CRAWFORD W. BEVERIDGE Mgmt For For
1C. ELECTION OF DIRECTOR: J. HALLAM DAWSON Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS GEORGENS Mgmt For For
1E. ELECTION OF DIRECTOR: PER-KRISTIAN Mgmt Against Against
HALVORSEN
1F. ELECTION OF DIRECTOR: MARY T. MCDOWELL Mgmt For For
1G. ELECTION OF DIRECTOR: LORRIE M. NORRINGTON Mgmt For For
1H. ELECTION OF DIRECTOR: STACY J. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS AUTODESK, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2014.
3. APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt Against Against
BASIS, THE COMPENSATION OF AUTODESK, INC.'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 933691291
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 13-Nov-2012
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELLEN R. ALEMANY Mgmt For For
GREGORY D. BRENNEMAN Mgmt For For
LESLIE A. BRUN Mgmt For For
RICHARD T. CLARK Mgmt For For
ERIC C. FAST Mgmt For For
LINDA R. GOODEN Mgmt For For
R. GLENN HUBBARD Mgmt For For
JOHN P. JONES Mgmt For For
CARLOS A. RODRIGUEZ Mgmt For For
ENRIQUE T. SALEM Mgmt For For
GREGORY L. SUMME Mgmt For For
2. APPOINTMENT OF DELOITTE & TOUCHE LLP. Mgmt For For
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AVERY DENNISON CORPORATION Agenda Number: 933742808
--------------------------------------------------------------------------------------------------------------------------
Security: 053611109
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: AVY
ISIN: US0536111091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADLEY A. ALFORD Mgmt For For
1B. ELECTION OF DIRECTOR: ANTHONY K. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: ROLF L. BORJESSON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN T. CARDIS Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For
1F. ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For
1G. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For
1H. ELECTION OF DIRECTOR: JULIA A. STEWART Mgmt For For
1I. ELECTION OF DIRECTOR: MARTHA N. SULLIVAN Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S 2012 EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. Agenda Number: 933779146
--------------------------------------------------------------------------------------------------------------------------
Security: 054303102
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: AVP
ISIN: US0543031027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS R. CONANT Mgmt For For
W. DON CORNWELL Mgmt For For
V. ANN HAILEY Mgmt For For
FRED HASSAN Mgmt For For
MARIA ELENA LAGOMASINO Mgmt For For
SHERI S. MCCOY Mgmt For For
ANN S. MOORE Mgmt For For
CHARLES H. NOSKI Mgmt For For
GARY M. RODKIN Mgmt For For
PAULA STERN Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. APPROVAL OF 2013 STOCK INCENTIVE PLAN. Mgmt For For
4. APPROVAL OF 2013 - 2017 EXECUTIVE INCENTIVE Mgmt For For
PLAN.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
6. RESOLUTION REQUESTING A REPORT ON Shr For Against
SUBSTITUTING SAFER ALTERNATIVES IN PERSONAL
CARE PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Agenda Number: 933745032
--------------------------------------------------------------------------------------------------------------------------
Security: 057224107
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: BHI
ISIN: US0572241075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY D. BRADY Mgmt For For
CLARENCE P. CAZALOT,JR. Mgmt For For
MARTIN S. CRAIGHEAD Mgmt For For
LYNN L. ELSENHANS Mgmt For For
ANTHONY G. FERNANDES Mgmt For For
CLAIRE W. GARGALLI Mgmt For For
PIERRE H. JUNGELS Mgmt For For
JAMES A. LASH Mgmt For For
J. LARRY NICHOLS Mgmt For For
JAMES W. STEWART Mgmt For For
CHARLES L. WATSON Mgmt For For
2. AN ADVISORY VOTE RELATED TO THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
4. AN AMENDMENT TO THE BAKER HUGHES Mgmt For For
INCORPORATED EMPLOYEE STOCK PURCHASE PLAN.
5. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE CRITERIA FOR AWARDS UNDER THE
2002 DIRECTOR & OFFICER LONG-TERM INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933759017
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1I. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1K. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1L. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. AN ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION (SAY ON PAY).
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2013.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr For Against
CONTRIBUTIONS.
5. STOCKHOLDER PROPOSAL - PROXY ACCESS. Shr Against For
6. STOCKHOLDER PROPOSAL - MULTIPLE BOARD Shr Against For
SERVICE.
7. STOCKHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS.
8. STOCKHOLDER PROPOSAL - MORTGAGE SERVICING. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 933754916
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS F. CHEN Mgmt For For
1B. ELECTION OF DIRECTOR: BLAKE E. DEVITT Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN D. FORSYTH Mgmt For For
1D. ELECTION OF DIRECTOR: GAIL D. FOSLER Mgmt For For
1E. ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
4. AMENDMENT OF ARTICLE SIXTH OF THE AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION
ELIMINATING THE CLASSIFIED STRUCTURE OF THE
BOARD OF DIRECTORS
5. AMENDMENT OF THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION GRANTING
HOLDERS OF AT LEAST 25% OF OUTSTANDING
COMMON STOCK THE RIGHT TO CALL A SPECIAL
MEETING OF SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 933747529
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 04-May-2013
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WARREN E. BUFFETT Mgmt For For
CHARLES T. MUNGER Mgmt For For
HOWARD G. BUFFETT Mgmt For For
STEPHEN B. BURKE Mgmt For For
SUSAN L. DECKER Mgmt For For
WILLIAM H. GATES III Mgmt For For
DAVID S. GOTTESMAN Mgmt For For
CHARLOTTE GUYMAN Mgmt For For
DONALD R. KEOUGH Mgmt For For
THOMAS S. MURPHY Mgmt For For
RONALD L. OLSON Mgmt For For
WALTER SCOTT, JR. Mgmt For For
MERYL B. WITMER Mgmt For For
2. SHAREHOLDER PROPOSAL REGARDING GREENHOUSE Shr For Against
GAS AND OTHER AIR EMISSIONS.
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 933816879
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 20-Jun-2013
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: BRADBURY H. Mgmt For For
ANDERSON
1B. ELECTION OF CLASS II DIRECTOR: SANJAY Mgmt For For
KHOSLA
1C. ELECTION OF CLASS II DIRECTOR: ALLEN U. Mgmt Against Against
LENZMEIER
1D. ELECTION OF CLASS II DIRECTOR: HATIM A. Mgmt For For
TYABJI
1E. RATIFICATION OF CLASS I DIRECTOR: RUSSELL Mgmt For For
P. FRADIN
1F. RATIFICATION OF CLASS I DIRECTOR: HUBERT Mgmt For For
JOLY
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 1, 2014.
3. TO CONDUCT AN ADVISORY VOTE TO APPROVE OUR Mgmt Against Against
NAMED EXECUTIVE OFFICER COMPENSATION.
4. TO VOTE ON MANAGEMENT'S PROPOSAL TO AMEND Mgmt For For
AND RESTATE OUR AMENDED AND RESTATED
BY-LAWS IN ORDER TO IMPLEMENT
DECLASSIFICATION OF OUR BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 933814243
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1B. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1I. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM D. YOUNG Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE BIOGEN IDEC
INC. 2008 PERFORMANCE-BASED MANAGEMENT
INCENTIVE PLAN FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
5. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE BIOGEN IDEC
INC. 2008 OMNIBUS EQUITY PLAN FOR PURPOSES
OF SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
6. SHAREHOLDER PROPOSAL REGARDING ADOPTION OF Shr For Against
A SHARE RETENTION POLICY.
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 933757304
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: BSX
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KATHARINE T. BARTLETT Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE L. BYRNES Mgmt For For
1C. ELECTION OF DIRECTOR: NELDA J. CONNORS Mgmt For For
1D. ELECTION OF DIRECTOR: KRISTINA M. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL F. MAHONEY Mgmt For For
1F. ELECTION OF DIRECTOR: ERNEST MARIO Mgmt For For
1G. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: PETE M. NICHOLAS Mgmt For For
1I. ELECTION OF DIRECTOR: UWE E. REINHARDT Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2. TO CONSIDER AND VOTE UPON AN ADVISORY VOTE Mgmt For For
TO APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933756794
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt For For
1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt For For
1G. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1H. ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Mgmt For For
1I. ELECTION OF DIRECTOR: G.L. STORCH Mgmt For For
1J. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC. Agenda Number: 933694590
--------------------------------------------------------------------------------------------------------------------------
Security: 11133T103
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: BR
ISIN: US11133T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD J. DALY Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT N. DUELKS Mgmt For For
1D ELECTION OF DIRECTOR: RICHARD J. HAVILAND Mgmt For For
1E ELECTION OF DIRECTOR: SANDRA S. JAFFEE Mgmt For For
1F ELECTION OF DIRECTOR: STUART R. LEVINE Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS J. PERNA Mgmt For For
1H ELECTION OF DIRECTOR: ALAN J. WEBER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING JUNE 30, 2013.
3 ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION (THE SAY ON PAY VOTE).
--------------------------------------------------------------------------------------------------------------------------
CARBO CERAMICS INC. Agenda Number: 933782282
--------------------------------------------------------------------------------------------------------------------------
Security: 140781105
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: CRR
ISIN: US1407811058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SIGMUND L. CORNELIUS Mgmt For For
JAMES B. JENNINGS Mgmt For For
GARY A. KOLSTAD Mgmt For For
H.E. LENTZ, JR. Mgmt For For
RANDY L. LIMBACHER Mgmt For For
WILLIAM C. MORRIS Mgmt For For
ROBERT S. RUBIN Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS,
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. PROPOSAL TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 933809937
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID L. CALHOUN Mgmt For For
DANIEL M. DICKINSON Mgmt For For
JUAN GALLARDO Mgmt For For
DAVID R. GOODE Mgmt For For
JESSE J. GREENE, JR. Mgmt For For
JON M. HUNTSMAN, JR. Mgmt For For
PETER A. MAGOWAN Mgmt For For
DENNIS A. MUILENBURG Mgmt For For
DOUGLAS R. OBERHELMAN Mgmt For For
WILLIAM A. OSBORN Mgmt For For
CHARLES D. POWELL Mgmt For For
EDWARD B. RUST, JR. Mgmt For For
SUSAN C. SCHWAB Mgmt For For
JOSHUA I. SMITH Mgmt For For
MILES D. WHITE Mgmt For For
2. RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. STOCKHOLDER PROPOSAL - DIRECTOR ELECTION Shr For Against
MAJORITY VOTE STANDARD.
5. STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
6. STOCKHOLDER PROPOSAL - EXECUTIVE STOCK Shr For Against
RETENTION.
7. STOCKHOLDER PROPOSAL - SUSTAINABILITY Shr Against For
MEASURE IN EXECUTIVE COMPENSATION.
8. STOCKHOLDER PROPOSAL - REVIEW OF GLOBAL Shr For Against
CORPORATE STANDARDS.
9. STOCKHOLDER PROPOSAL - SALES TO SUDAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC. Agenda Number: 933743569
--------------------------------------------------------------------------------------------------------------------------
Security: 15189T107
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: CNP
ISIN: US15189T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MILTON CARROLL Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL P. JOHNSON Mgmt For For
1C. ELECTION OF DIRECTOR: JANIECE M. LONGORIA Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. MCCLANAHAN Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN O. RHENEY Mgmt For For
1F. ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
1G. ELECTION OF DIRECTOR: PETER S. WAREING Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2013.
3. APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda Number: 933808315
--------------------------------------------------------------------------------------------------------------------------
Security: 165167107
Meeting Type: Annual
Meeting Date: 14-Jun-2013
Ticker: CHK
ISIN: US1651671075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BOB G. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: MERRILL A. "PETE" Mgmt For For
MILLER, JR.
1C. ELECTION OF DIRECTOR: THOMAS L. RYAN Mgmt For For
1D. ELECTION OF DIRECTOR: VINCENT J. INTRIERI Mgmt For For
1E. ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1F. ELECTION OF DIRECTOR: ARCHIE W. DUNHAM Mgmt For For
1G. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1H. ELECTION OF DIRECTOR: LOUIS A. RASPINO Mgmt For For
2. TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY OUR BOARD OF
DIRECTORS.
3. TO APPROVE AN AMENDMENT TO OUR BYLAWS TO Mgmt For For
IMPLEMENT PROXY ACCESS.
4. TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTING REQUIREMENTS.
5. TO APPROVE AN AMENDMENT TO OUR 2003 STOCK Mgmt For For
AWARD PLAN FOR NON-EMPLOYEE DIRECTORS.
6. AN ADVISORY VOTE TO APPROVE OUR NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION.
7. TO APPROVE AN AMENDMENT TO OUR LONG TERM Mgmt For For
INCENTIVE PLAN.
8. TO APPROVE THE ADOPTION OF OUR ANNUAL Mgmt For For
INCENTIVE PLAN.
9. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
10. SHAREHOLDER PROPOSAL RELATING TO CREATION Shr Against For
OF RISK OVERSIGHT COMMITTEE.
11. SHAREHOLDER PROPOSAL RELATING TO Shr Against For
RE-INCORPORATION IN DELAWARE.
12. SHAREHOLDER PROPOSAL RELATING TO Shr For Against
ACCELERATED VESTING OF SENIOR EXECUTIVES'
EQUITY AWARDS UPON A CHANGE OF CONTROL.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933786874
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1F. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1G. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF AMENDMENTS TO LONG-TERM Mgmt For For
INCENTIVE PLAN
5. SHALE ENERGY OPERATIONS Shr For Against
6. OFFSHORE OIL WELLS Shr Against For
7. CLIMATE RISK Shr Against For
8. LOBBYING DISCLOSURE Shr For Against
9. CESSATION OF USE OF CORPORATE FUNDS FOR Shr Against For
POLITICAL PURPOSES
10. CUMULATIVE VOTING Shr For Against
11. SPECIAL MEETINGS Shr For Against
12. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr For Against
EXPERTISE
13. COUNTRY SELECTION GUIDELINES Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933691708
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1I ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1J. ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1K. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1L. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1M. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EXECUTIVE INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
5. APPROVAL TO HAVE CISCO'S BOARD ADOPT A Shr Against For
POLICY TO HAVE AN INDEPENDENT BOARD
CHAIRMAN WHENEVER POSSIBLE.
6. APPROVAL TO REQUEST CISCO MANAGEMENT TO Shr Against For
PREPARE A REPORT ON "CONFLICT MINERALS" IN
CISCO'S SUPPLY CHAIN.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933746375
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1E. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1H. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1I. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF CITI'S 2012 EXECUTIVE Mgmt For For
COMPENSATION.
4. AMENDMENT TO THE CITIGROUP 2009 STOCK Mgmt For For
INCENTIVE PLAN (RELATING TO DIVIDEND
EQUIVALENTS).
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr For Against
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 933784781
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRENCE A. DUFFY Mgmt For For
CHARLES P. CAREY Mgmt For For
MARK E. CERMAK Mgmt For For
MARTIN J. GEPSMAN Mgmt For For
LEO MELAMED Mgmt For For
JOSEPH NICIFORO Mgmt For For
C.C. ODOM II Mgmt For For
JOHN F. SANDNER Mgmt For For
DENNIS A. SUSKIND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL REGARDING PROXY Shr For Against
ACCESS.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LIMITED Agenda Number: 933674865
--------------------------------------------------------------------------------------------------------------------------
Security: 126132109
Meeting Type: Special
Meeting Date: 21-Aug-2012
Ticker: CEO
ISIN: US1261321095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE AGREEMENT AND THE Mgmt For For
TRANSACTIONS CONTEMPLATED THEREUNDER AS
DESCRIBED IN THE NOTICE OF EXTRAORDINARY
GENERAL MEETING DATED AUGUST 3, 2012.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LIMITED Agenda Number: 933701078
--------------------------------------------------------------------------------------------------------------------------
Security: 126132109
Meeting Type: Special
Meeting Date: 21-Nov-2012
Ticker: CEO
ISIN: US1261321095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO APPROVE, RATIFY AND CONFIRM THE Mgmt For For
NON-EXEMPT REVISED CAPS, AS DESCRIBED IN
THE CIRCULAR OF THE COMPANY DATED OCTOBER
24, 2012.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LIMITED Agenda Number: 933808884
--------------------------------------------------------------------------------------------------------------------------
Security: 126132109
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: CEO
ISIN: US1261321095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1. TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
STATEMENT OF ACCOUNTS TOGETHER WITH REPORT
OF THE DIRECTORS AND INDEPENDENT AUDITORS.
A2. TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2012.
A3. TO RE-ELECT MR. YANG HUA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY.
A4. TO RE-ELECT MR. ZHOU SHOUWEI AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY.
A5. TO RE-ELECT MR. CHIU SUNG HONG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY.
A6. TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF EACH OF THE DIRECTORS.
A7. TO APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
INDEPENDENT AUDITORS AND TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION.
B1. GRANT A GENERAL MANDATE TO THE DIRECTORS TO Mgmt For For
REPURCHASE SHARES IN THE CAPITAL OF THE
COMPANY NOT EXCEEDING 10% OF THE SHARE
CAPITAL IN ISSUE AS AT THE DATE OF PASSING
OF THIS RESOLUTION.
B2. TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES IN THE CAPITAL OF THE COMPANY.
B3. TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
SHARES IN THE CAPITAL OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933793045
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MAUREEN Mgmt For For
BREAKIRON-EVANS
1B. ELECTION OF DIRECTOR: JOHN E. KLEIN Mgmt For For
1C. ELECTION OF DIRECTOR: LAKSHMI NARAYANAN Mgmt For For
2. APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS, DISCLOSED PURSUANT TO
ITEM 402 OF REGULATION S-K.
3. AMENDMENT OF OUR RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION, AS AMENDED, TO PROVIDE THAT
ALL DIRECTORS ELECTED AT OR AFTER THE 2014
ANNUAL MEETING OF STOCKHOLDERS BE ELECTED
ON AN ANNUAL BASIS.
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 2004 EMPLOYEE STOCK PURCHASE PLAN.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
6. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr For Against
BOARD OF DIRECTORS TAKE THE STEPS NECESSARY
TO PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
--------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda Number: 933756477
--------------------------------------------------------------------------------------------------------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: CL
ISIN: US1941621039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NIKESH ARORA Mgmt For For
1B ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For
1C ELECTION OF DIRECTOR: IAN COOK Mgmt For For
1D ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1E ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1F ELECTION OF DIRECTOR: JOSEPH JIMENEZ Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1H ELECTION OF DIRECTOR: DELANO E. LEWIS Mgmt For For
1I ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For
1J ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt For For
2. RATIFY SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS COLGATE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVE THE COLGATE-PALMOLIVE COMPANY 2013 Mgmt For For
INCENTIVE COMPENSATION PLAN.
5. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr For Against
RETENTION REQUIREMENT.
--------------------------------------------------------------------------------------------------------------------------
CONAGRA FOODS, INC. Agenda Number: 933675576
--------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 21-Sep-2012
Ticker: CAG
ISIN: US2058871029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MOGENS C. BAY Mgmt For For
STEPHEN G. BUTLER Mgmt For For
STEVEN F. GOLDSTONE Mgmt For For
JOIE A. GREGOR Mgmt For For
RAJIVE JOHRI Mgmt For For
W.G. JURGENSEN Mgmt For For
RICHARD H. LENNY Mgmt For For
RUTH ANN MARSHALL Mgmt For For
GARY M. RODKIN Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
KENNETH E. STINSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933764842
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1F. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1G. ELECTION OF DIRECTOR: MOHD H. MARICAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr For Against
5. GREENHOUSE GAS REDUCTION TARGETS. Shr For Against
6. GENDER IDENTITY NON-DISCRIMINATION. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CONSOL ENERGY INC. Agenda Number: 933769335
--------------------------------------------------------------------------------------------------------------------------
Security: 20854P109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: CNX
ISIN: US20854P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. BRETT HARVEY Mgmt For For
PHILIP W. BAXTER Mgmt For For
JAMES E. ALTMEYER, SR. Mgmt For For
WILLIAM E. DAVIS Mgmt For For
RAJ K. GUPTA Mgmt For For
DAVID C. HARDESTY, JR. Mgmt For For
JOHN T. MILLS Mgmt For For
WILLIAM P. POWELL Mgmt For For
JOSEPH T. WILLIAMS Mgmt For For
2. APPROVAL OF THE AMENDED AND RESTATED CONSOL Mgmt For For
ENERGY INC. EXECUTIVE ANNUAL INCENTIVE
PLAN.
3. RATIFICATION OF ANTICIPATED SELECTION OF Mgmt For For
INDEPENDENT AUDITOR: ERNST & YOUNG LLP.
4. APPROVAL OF COMPENSATION PAID TO CONSOL Mgmt Against Against
ENERGY INC.'S NAMED EXECUTIVES.
5. A SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTIONS.
6. A SHAREHOLDER PROPOSAL REGARDING A CLIMATE Shr For Against
CHANGE REPORT.
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC. Agenda Number: 933770732
--------------------------------------------------------------------------------------------------------------------------
Security: 209115104
Meeting Type: Annual
Meeting Date: 20-May-2013
Ticker: ED
ISIN: US2091151041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1B. ELECTION OF DIRECTOR: VINCENT A. CALARCO Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE CAMPBELL, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: GORDON J. DAVIS Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL J. DEL Mgmt For For
GIUDICE
1F. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN F. HENNESSY III Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN F. KILLIAN Mgmt For For
1I. ELECTION OF DIRECTOR: EUGENE R. MCGRATH Mgmt For For
1J. ELECTION OF DIRECTOR: SALLY H. PINERO Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL W. RANGER Mgmt For For
1L. ELECTION OF DIRECTOR: L. FREDERICK Mgmt For For
SUTHERLAND
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
ACCOUNTANTS.
3. APPROVAL OF THE COMPANY'S LONG TERM Mgmt For For
INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
5. END PRACTICE OF BENCHMARKING THE CEOS TOTAL Shr Against For
COMPENSATION TO THAT OF CEOS OF PEER
COMPANIES.
--------------------------------------------------------------------------------------------------------------------------
COOPER TIRE & RUBBER COMPANY Agenda Number: 933754928
--------------------------------------------------------------------------------------------------------------------------
Security: 216831107
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: CTB
ISIN: US2168311072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROY V. ARMES Mgmt For For
THOMAS P. CAPO Mgmt For For
STEVEN M. CHAPMAN Mgmt For For
JOHN J. HOLLAND Mgmt For For
JOHN F. MEIER Mgmt For For
CYNTHIA A. NIEKAMP Mgmt For For
JOHN H. SHUEY Mgmt For For
RICHARD L. WAMBOLD Mgmt For For
ROBERT D. WELDING Mgmt For For
2. TO RATIFY THE SELECTION OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE, BY NON-BINDING VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 933742911
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHANIE A. BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT F. CUMMINGS Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES B. FLAWS Mgmt For For
1G. ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For
1H. ELECTION OF DIRECTOR: KEVIN J. MARTIN Mgmt For For
1I. ELECTION OF DIRECTOR: DEBORAH D. RIEMAN Mgmt For For
1J. ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: MARK S. WRIGHTON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CORNING'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
COVENTRY HEALTH CARE, INC. Agenda Number: 933700329
--------------------------------------------------------------------------------------------------------------------------
Security: 222862104
Meeting Type: Special
Meeting Date: 21-Nov-2012
Ticker: CVH
ISIN: US2228621049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF AUGUST 19, 2012, AS
AMENDED, AND AS MAY BE FURTHER AMENDED,
AMONG AETNA INC., JAGUAR MERGER SUBSIDIARY,
INC. AND COVENTRY HEALTH CARE, INC.
2. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
COVENTRY SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE COVENTRY
SPECIAL MEETING.
3. PROPOSAL TO APPROVE ON AN ADVISORY, Mgmt Against Against
(NON-BINDING) BASIS, THE "GOLDEN PARACHUTE"
COMPENSATION PAYMENTS THAT WILL OR MAY BE
PAID BY COVENTRY TO ITS NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933727779
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1B) ELECTION OF DIRECTOR: JOY A. AMUNDSON Mgmt For For
1C) ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1D) ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1E) ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Mgmt For For
1F) ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1G) ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1H) ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt For For
1I) ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1J) ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
2 APPOINT THE INDEPENDENT AUDITORS AND Mgmt For For
AUTHORIZE THE AUDIT COMMITTEE TO SET THE
AUDITORS' REMUNERATION.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 APPROVE THE AMENDED AND RESTATED COVIDIEN Mgmt For For
STOCK AND INCENTIVE PLAN.
5 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
TO MAKE MARKET PURCHASES OF COMPANY SHARES.
S6 AUTHORIZE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES.
S7 AMEND ARTICLES OF ASSOCIATION TO EXPAND THE Mgmt For For
AUTHORITY TO EXECUTE INSTRUMENTS OF
TRANSFER.
8 ADVISORY VOTE ON THE CREATION OF Mgmt For For
MALLINCKRODT DISTRIBUTABLE RESERVES.
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 933753306
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: D.M. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: J.B. BREAUX Mgmt For For
1C. ELECTION OF DIRECTOR: P.L. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: S.T. HALVERSON Mgmt For For
1E. ELECTION OF DIRECTOR: E.J. KELLY, III Mgmt For For
1F. ELECTION OF DIRECTOR: G.H. LAMPHERE Mgmt For For
1G. ELECTION OF DIRECTOR: J.D. MCPHERSON Mgmt For For
1H. ELECTION OF DIRECTOR: T.T. O'TOOLE Mgmt For For
1I. ELECTION OF DIRECTOR: D.M. RATCLIFFE Mgmt For For
1J. ELECTION OF DIRECTOR: D.J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: M.J. WARD Mgmt For For
1L. ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For
1M. ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. TO CONSIDER AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE COMPENSATION FOR THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 933753382
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Mgmt For For
2. ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt For For
3. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
4. ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt For For
5. ELECTION OF DIRECTOR: CARL WARE Mgmt For For
6. ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For
7. ELECTION OF DIRECTOR: ROBERT J. BERNHARD Mgmt For For
8. ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG Mgmt For For
DIAZ
9. ELECTION OF DIRECTOR: STEPHEN B. DOBBS Mgmt For For
10. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
11. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR
2013.
12. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933763509
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1C. ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1D. ELECTION OF DIRECTOR: KRISTEN GIBNEY Mgmt For For
WILLIAMS
1E. ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1F. ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1I. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. AMEND THE COMPANY'S 2007 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO ADD SHARES TO THE PLAN.
5. AMEND THE COMPANY'S CHARTER TO REDUCE Mgmt For For
VOTING THRESHOLDS IN THE FAIR PRICE
PROVISION.
6. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTIONS AND EXPENDITURES.
7. STOCKHOLDER PROPOSAL REGARDING POLICY ON Shr For Against
ACCELERATED VESTING OF EQUITY AWARDS UPON A
CHANGE IN CONTROL.
8. STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr For Against
EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 933725270
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: DIPAK C. JAIN Mgmt For For
1F. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: JOACHIM MILBERG Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS H. PATRICK Mgmt For For
1J. ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For
1K. ELECTION OF DIRECTOR: SHERRY M. SMITH Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RE-APPROVAL OF THE JOHN DEERE MID-TERM Mgmt For For
INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS DEERE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
DELL INC. Agenda Number: 933646119
--------------------------------------------------------------------------------------------------------------------------
Security: 24702R101
Meeting Type: Annual
Meeting Date: 13-Jul-2012
Ticker: DELL
ISIN: US24702R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD J. CARTY Mgmt For For
1C. ELECTION OF DIRECTOR: JANET F. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: LAURA CONIGLIARO Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL S. DELL Mgmt For For
1F. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H. ELECTION OF DIRECTOR: GERARD J. KLEISTERLEE Mgmt For For
1I. ELECTION OF DIRECTOR: KLAUS S. LUFT Mgmt For For
1J. ELECTION OF DIRECTOR: ALEX J. MANDL Mgmt For For
1K. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1L. ELECTION OF DIRECTOR: H. ROSS PEROT, JR. Mgmt For For
2. RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS DELL'S
INDEPENDENT AUDITOR FOR FISCAL 2013
3. APPROVAL, ON AN ADVISORY BASIS, OF DELL'S Mgmt For For
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
4. APPROVAL OF THE DELL INC. 2012 LONG-TERM Mgmt For For
INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC. Agenda Number: 933772902
--------------------------------------------------------------------------------------------------------------------------
Security: 25271C102
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: DO
ISIN: US25271C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt Against Against
1B ELECTION OF DIRECTOR: LAWRENCE R. DICKERSON Mgmt Against Against
1C ELECTION OF DIRECTOR: JOHN R. BOLTON Mgmt For For
1D ELECTION OF DIRECTOR: CHARLES L. FABRIKANT Mgmt For For
1E ELECTION OF DIRECTOR: PAUL G. GAFFNEY II Mgmt For For
1F ELECTION OF DIRECTOR: EDWARD GREBOW Mgmt For For
1G ELECTION OF DIRECTOR: HERBERT C. HOFMANN Mgmt Against Against
1H ELECTION OF DIRECTOR: CLIFFORD M. SOBEL Mgmt For For
1I ELECTION OF DIRECTOR: ANDREW H. TISCH Mgmt Against Against
1J ELECTION OF DIRECTOR: RAYMOND S. TROUBH Mgmt For For
2 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR FISCAL YEAR 2013.
3 TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 933737097
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY S. ARONIN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1D. ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS G. MAHERAS Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID W. NELMS Mgmt For For
1I. ELECTION OF DIRECTOR: E. FOLLIN SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: MARK A. THIERER Mgmt For For
1K. ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 933746705
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: DUK
ISIN: US26441C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM BARNET, III Mgmt For For
G. ALEX BERNHARDT, SR. Mgmt For For
MICHAEL G. BROWNING Mgmt For For
HARRIS E. DELOACH, JR. Mgmt For For
DANIEL R. DIMICCO Mgmt For For
JOHN H. FORSGREN Mgmt For For
ANN M. GRAY Mgmt For For
JAMES H. HANCE, JR. Mgmt For For
JOHN T. HERRON Mgmt For For
JAMES B. HYLER, JR. Mgmt For For
E. MARIE MCKEE Mgmt For For
E. JAMES REINSCH Mgmt For For
JAMES T. RHODES Mgmt For For
JAMES E. ROGERS Mgmt For For
CARLOS A. SALADRIGAS Mgmt For For
PHILIP R. SHARP Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
DUKE ENERGY CORPORATION'S INDEPENDENT
PUBLIC ACCOUNTANT FOR 2013
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF THE AMENDED DUKE ENERGY Mgmt For For
CORPORATION EXECUTIVE SHORT-TERM INCENTIVE
PLAN
5. SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shr For Against
ACTION BY WRITTEN CONSENT
6. SHAREHOLDER PROPOSAL REGARDING AN AMENDMENT Shr For Against
TO OUR ORGANIZATIONAL DOCUMENTS TO REQUIRE
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
DUKE REALTY CORPORATION Agenda Number: 933743533
--------------------------------------------------------------------------------------------------------------------------
Security: 264411505
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: DRE
ISIN: US2644115055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: WILLIAM CAVANAUGH III Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN H. COHEN Mgmt For For
1D. ELECTION OF DIRECTOR: NGAIRE E. CUNEO Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES R. EITEL Mgmt For For
1F. ELECTION OF DIRECTOR: MARTIN C. JISCHKE, Mgmt For For
PHD.
1G. ELECTION OF DIRECTOR: DENNIS D. OKLAK Mgmt For For
1H. ELECTION OF DIRECTOR: MELANIE R. SABELHAUS Mgmt For For
1I. ELECTION OF DIRECTOR: PETER M. SCOTT, III Mgmt For For
1J. ELECTION OF DIRECTOR: JACK R. SHAW Mgmt For For
1K. ELECTION OF DIRECTOR: LYNN C. THURBER Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT J. WOODWARD Mgmt For For
JR.
2. RESOLVED, THAT SHAREHOLDERS APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE REAPPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 933745145
--------------------------------------------------------------------------------------------------------------------------
Security: 263534109
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: DD
ISIN: US2635341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For
1E. ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For
1F. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1G. ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For
1H. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1I. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1J. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1K. ELECTION OF DIRECTOR: LEE M. THOMAS Mgmt For For
2. ON RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION
4. ON INDEPENDENT BOARD CHAIR Shr For Against
5. ON LOBBYING REPORT Shr For Against
6. ON GENETICALLY ENGINEERED SEED Shr Against For
7. ON EXECUTIVE COMPENSATION REPORT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY Agenda Number: 933763573
--------------------------------------------------------------------------------------------------------------------------
Security: 277432100
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: EMN
ISIN: US2774321002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: GARY E. ANDERSON Mgmt For For
1.2 ELECTION OF DIRECTOR: BRETT D. BEGEMANN Mgmt For For
1.3 ELECTION OF DIRECTOR: STEPHEN R. DEMERITT Mgmt For For
1.4 ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
1.5 ELECTION OF DIRECTOR: JULIE F. HOLDER Mgmt For For
1.6 ELECTION OF DIRECTOR: RENEE J. HORNBAKER Mgmt For For
1.7 ELECTION OF DIRECTOR: LEWIS M. KLING Mgmt For For
1.8 ELECTION OF DIRECTOR: DAVID W. RAISBECK Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
AS DISCLOSED IN PROXY STATEMENT
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS
4. ADVISORY VOTE ON STOCKHOLDER PROPOSAL Shr For Against
REQUESTING THAT THE BOARD OF DIRECTORS TAKE
STEPS NECESSARY TO PERMIT STOCKHOLDERS TO
ACT BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION Agenda Number: 933689575
--------------------------------------------------------------------------------------------------------------------------
Security: 278058102
Meeting Type: Special
Meeting Date: 26-Oct-2012
Ticker: ETN
ISIN: US2780581029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTING THE TRANSACTION AGREEMENT, DATED Mgmt For For
MAY 21, 2012, AMONG EATON CORPORATION,
COOPER INDUSTRIES PLC, NEW EATON
CORPORATION (F/K/A ABEIRON LIMITED),
ABEIRON II LIMITED (F/K/A COMDELL LIMITED),
TURLOCK B.V. AND TURLOCK CORPORATION, AS
AMENDED BY AMENDMENT NO. 1 TO THE
TRANSACTION AGREEMENT, DATED JUNE 22, 2012,
AND APPROVING THE MERGER.
2. APPROVING THE REDUCTION OF CAPITAL OF NEW Mgmt For For
EATON TO ALLOW THE CREATION OF
DISTRIBUTABLE RESERVES OF NEW EATON WHICH
ARE REQUIRED UNDER IRISH LAW IN ORDER TO
ALLOW NEW EATON TO MAKE DISTRIBUTIONS AND
TO PAY DIVIDENDS AND REPURCHASE OR REDEEM
SHARES FOLLOWING COMPLETION OF THE
TRANSACTION.
3. APPROVING, ON AN ADVISORY BASIS, SPECIFIED Mgmt Against Against
COMPENSATORY ARRANGEMENTS BETWEEN EATON AND
ITS NAMED EXECUTIVE OFFICERS RELATING TO
THE TRANSACTION AGREEMENT.
4. APPROVING ANY MOTION TO ADJOURN THE SPECIAL Mgmt For For
MEETING, OR ANY ADJOURNMENTS THEREOF, TO
ANOTHER TIME OR PLACE IF NECESSARY OR
APPROPRIATE, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 933749143
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
2. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2013 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
3. APPROVING THE SENIOR EXECUTIVE INCENTIVE Mgmt For For
COMPENSATION PLAN.
4. APPROVING THE EXECUTIVE STRATEGIC INCENTIVE Mgmt For For
PLAN.
5. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
6. AUTHORIZING THE COMPANY AND OR ANY Mgmt For For
SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS
MARKET PURCHASES OF COMPANY SHARES.
7. AUTHORIZING THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES THAT IT HOLDS AS
TREASURY SHARES.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933756934
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD T. Mgmt For For
SCHLOSBERG, III
1C. ELECTION OF DIRECTOR: THOMAS J. TIERNEY Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. STOCKHOLDER PROPOSAL REGARDING CORPORATE Shr For Against
LOBBYING DISCLOSURE.
4. STOCKHOLDER PROPOSAL REGARDING PRIVACY AND Shr Against For
DATA SECURITY.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 933750057
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R. ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: W. BISCHOFF Mgmt For For
1C. ELECTION OF DIRECTOR: R.D. HOOVER Mgmt For For
1D. ELECTION OF DIRECTOR: F.G. PRENDERGAST Mgmt For For
1E. ELECTION OF DIRECTOR: K.P. SEIFERT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR 2013.
3. APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4. REAPPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS FOR THE 2002 LILLY STOCK PLAN.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933748747
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1F. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1G. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1H. ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 2003 STOCK PLAN, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
5. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 1989 EMPLOYEE STOCK PURCHASE PLAN,
AS DESCRIBED IN EMC'S PROXY STATEMENT.
6. APPROVAL OF AMENDMENTS TO EMC'S ARTICLES OF Mgmt For For
ORGANIZATION AND BYLAWS TO ALLOW
SHAREHOLDERS TO ACT BY WRITTEN CONSENT BY
LESS THAN UNANIMOUS APPROVAL, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
7. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 933717261
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 05-Feb-2013
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C.A.H. BOERSIG* Mgmt For For
J.B. BOLTEN* Mgmt For For
M.S. LEVATICH* Mgmt For For
R.L. STEPHENSON* Mgmt For For
A.A. BUSCH III# Mgmt For For
2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
EMERSON ELECTRIC CO. EXECUTIVE
COMPENSATION.
3. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
4. APPROVAL OF AN AMENDMENT TO THE RESTATED Mgmt For For
ARTICLES OF INCORPORATION TO DECLASSIFY THE
BOARD OF DIRECTORS.
5. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr For Against
REQUESTING THE ISSUANCE OF A SUSTAINABILITY
REPORT AS DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 933758306
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For
1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1H. ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1K. ELECTION OF DIRECTOR: SAMUEL K. SKINNER Mgmt For For
1L. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933791243
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt For For
60)
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION (PAGE 61)
4. INDEPENDENT CHAIRMAN (PAGE 63) Shr For Against
5. MAJORITY VOTE FOR DIRECTORS (PAGE 64) Shr For Against
6. LIMIT DIRECTORSHIPS (PAGE 65) Shr Against For
7. REPORT ON LOBBYING (PAGE 66) Shr For Against
8. POLITICAL CONTRIBUTIONS POLICY (PAGE 67) Shr Against For
9. AMENDMENT OF EEO POLICY (PAGE 69) Shr Against For
10. REPORT ON NATURAL GAS PRODUCTION (PAGE 70) Shr For Against
11. GREENHOUSE GAS EMISSIONS GOALS (PAGE 72) Shr For Against
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES INC Agenda Number: 933784565
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHAN A. JAMES Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK R. MARTIRE Mgmt For For
1C. ELECTION OF DIRECTOR: GARY A. NORCROSS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES B. STALLINGS, Mgmt For For
JR.
2. ADVISORY VOTE ON FIDELITY NATIONAL Mgmt For For
INFORMATION SERVICES, INC. EXECUTIVE
COMPENSATION.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE FIS 2008 OMNIBUS INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC Agenda Number: 933772938
--------------------------------------------------------------------------------------------------------------------------
Security: 31620R105
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: FNF
ISIN: US31620R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL D. (RON) LANE* Mgmt For For
RICHARD N. MASSEY* Mgmt For For
JOHN D. ROOD# Mgmt For For
CARY H. THOMPSON* Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ON THE COMPENSATION PAID TO OUR
NAMED EXECUTIVE OFFICERS.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR AMENDED AND RESTATED 2005 OMNIBUS
INCENTIVE PLAN TO INCREASE THE AUTHORIZED
SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY
5,500,000 SHARES.
4. TO APPROVE AMENDMENTS TO OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO PERMIT SHAREHOLDERS TO ACT
BY WRITTEN CONSENT UPON A MAJORITY VOTE.
5. TO APPROVE AMENDMENTS TO OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE ALL
SUPERMAJORITY VOTING PROVISIONS.
6. TO RATIFY THE APPOINTMENT OF KPMG, LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
FIRST SOLAR, INC. Agenda Number: 933781987
--------------------------------------------------------------------------------------------------------------------------
Security: 336433107
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: FSLR
ISIN: US3364331070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. AHEARN Mgmt For For
RICHARD D. CHAPMAN Mgmt For For
GEORGE A. HAMBRO Mgmt For For
JAMES A. HUGHES Mgmt For For
CRAIG KENNEDY Mgmt For For
JAMES F. NOLAN Mgmt For For
WILLIAM J. POST Mgmt For For
J. THOMAS PRESBY Mgmt For For
PAUL H. STEBBINS Mgmt For For
MICHAEL SWEENEY Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3. STOCKHOLDER PROPOSAL REGARDING ACCELERATED Shr For Against
VESTING OF EQUITY AWARDS UPON CHANGE IN
CONTROL.
4. STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING STANDARD IN UNCONTESTED DIRECTOR
ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
FIRSTMERIT CORPORATION Agenda Number: 933740397
--------------------------------------------------------------------------------------------------------------------------
Security: 337915102
Meeting Type: Annual
Meeting Date: 05-Apr-2013
Ticker: FMER
ISIN: US3379151026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT THE MERGER AGREEMENT, DATED AS OF Mgmt For For
SEPTEMBER 12, 2012, BY AND BETWEEN
FIRSTMERIT AND CITIZENS REPUBLIC BANCORP,
INC., AS SUCH AGREEMENT MAY BE AMENDED FROM
TIME TO TIME.
2. APPROVE THE ISSUANCE OF THE SHARES OF Mgmt For For
FIRSTMERIT COMMON STOCK TO CITIZENS
SHAREHOLDERS PURSUANT TO THE MERGER
AGREEMENT.
3. APPROVE, ON AN ADVISORY BASIS ONLY, THE Mgmt For For
MERGER-RELATED COMPENSATION AND POTENTIAL
PAYMENTS FOR THE NAMED EXECUTIVE OFFICERS
OF FIRSTMERIT.
4. APPROVE THE ADJOURNMENT OF THE ANNUAL Mgmt For For
MEETING, ON ONE OR MORE OCCASIONS, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES, IN THE EVENT THAT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
ANNUAL MEETING TO ADOPT THE MERGER
AGREEMENT.
5. DIRECTOR
STEVEN H. BAER Mgmt For For
KAREN S. BELDEN Mgmt For For
R. CARY BLAIR Mgmt For For
JOHN C. BLICKLE Mgmt For For
ROBERT W. BRIGGS Mgmt For For
RICHARD COLELLA Mgmt For For
GINA D. FRANCE Mgmt For For
PAUL G. GREIG Mgmt For For
TERRY L. HAINES Mgmt For For
J.M. HOCHSCHWENDER Mgmt For For
CLIFFORD J. ISROFF Mgmt For For
PHILIP A. LLOYD II Mgmt For For
RUSS M. STROBEL Mgmt For For
6. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
7. APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF FIRSTMERIT'S NAMED
EXECUTIVE OFFICERS.
8. APPROVE THE FIRSTMERIT CORPORATION 2013 Mgmt For For
ANNUAL INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC. Agenda Number: 933775009
--------------------------------------------------------------------------------------------------------------------------
Security: 344849104
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: FL
ISIN: US3448491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEN C. HICKS* Mgmt For For
GUILLERMO MARMOL* Mgmt For For
DONA D. YOUNG* Mgmt For For
MAXINE CLARK# Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL OF THE 2013 FOOT LOCKER EMPLOYEES Mgmt For For
STOCK PURCHASE PLAN.
4. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
5. SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, TO REPEAL CLASSIFIED BOARD.
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 933751720
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For
1B. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1C. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM CLAY FORD, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV Mgmt For For
1I. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD A. MANOOGIAN Mgmt Against Against
1K. ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt For For
1L. ELECTION OF DIRECTOR: ALAN MULALLY Mgmt For For
1M. ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For
1N. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1O. ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVES.
4. APPROVAL OF THE TERMS OF THE COMPANY'S Mgmt Against Against
ANNUAL INCENTIVE COMPENSATION PLAN.
5. APPROVAL OF THE TERMS OF THE COMPANY'S 2008 Mgmt Against Against
LONG-TERM INCENTIVE PLAN.
6. APPROVAL OF THE TAX BENEFIT PRESERVATION Mgmt For For
PLAN.
7. RELATING TO CONSIDERATION OF A Shr For Against
RECAPITALIZATION PLAN TO PROVIDE THAT ALL
OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE
VOTE PER SHARE.
8. RELATING TO ALLOWING HOLDERS OF 10% OF Shr For Against
OUTSTANDING COMMON STOCK TO CALL SPECIAL
MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORP Agenda Number: 933758116
--------------------------------------------------------------------------------------------------------------------------
Security: 35906A108
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: FTR
ISIN: US35906A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEROY T. BARNES, JR. Mgmt For For
PETER C.B. BYNOE Mgmt For For
JERI B. FINARD Mgmt For For
EDWARD FRAIOLI Mgmt For For
JAMES S. KAHAN Mgmt For For
PAMELA D.A. REEVE Mgmt For For
HOWARD L. SCHROTT Mgmt For For
LARRAINE D. SEGIL Mgmt For For
MARK SHAPIRO Mgmt For For
MYRON A. WICK, III Mgmt For For
MARY AGNES WILDEROTTER Mgmt For For
2. TO CONSIDER AND VOTE UPON AN ADVISORY Mgmt For For
PROPOSAL ON EXECUTIVE COMPENSATION.
3. TO ADOPT THE 2013 FRONTIER BONUS PLAN. Mgmt For For
4. TO ADOPT THE 2013 EQUITY INCENTIVE PLAN. Mgmt For For
5. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr For Against
PROPOSAL, IF PRESENTED AT THE MEETING.
6. TO RATIFY THE SELECTION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
GAP INC. Agenda Number: 933779665
--------------------------------------------------------------------------------------------------------------------------
Security: 364760108
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: GPS
ISIN: US3647601083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ADRIAN D.P. BELLAMY Mgmt For For
1B. ELECTION OF DIRECTOR: DOMENICO DE SOLE Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT J. FISHER Mgmt Against Against
1D. ELECTION OF DIRECTOR: WILLIAM S. FISHER Mgmt For For
1E. ELECTION OF DIRECTOR: ISABELLA D. GOREN Mgmt For For
1F. ELECTION OF DIRECTOR: BOB L. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: JORGE P. MONTOYA Mgmt For For
1H. ELECTION OF DIRECTOR: GLENN K. MURPHY Mgmt For For
1I. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1J. ELECTION OF DIRECTOR: KATHERINE TSANG Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
FEBRUARY 1, 2014.
3. ADVISORY VOTE TO APPROVE THE OVERALL Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GATX CORPORATION Agenda Number: 933750576
--------------------------------------------------------------------------------------------------------------------------
Security: 361448103
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: GMT
ISIN: US3614481030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ANNE L. ARVIA Mgmt For For
1.2 ELECTION OF DIRECTOR: ERNST A. HABERLI Mgmt For For
1.3 ELECTION OF DIRECTOR: BRIAN A. KENNEY Mgmt For For
1.4 ELECTION OF DIRECTOR: MARK G. MCGRATH Mgmt For For
1.5 ELECTION OF DIRECTOR: JAMES B. REAM Mgmt For For
1.6 ELECTION OF DIRECTOR: ROBERT J. RITCHIE Mgmt For For
1.7 ELECTION OF DIRECTOR: DAVID S. SUTHERLAND Mgmt For For
1.8 ELECTION OF DIRECTOR: CASEY J. SYLLA Mgmt For For
1.9 ELECTION OF DIRECTOR: PAUL G. YOVOVICH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933750196
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A13 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
C1 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For
C2 DIRECTOR TERM LIMITS Shr Against For
C3 INDEPENDENT CHAIRMAN Shr Against For
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr Against For
C5 EXECUTIVES TO RETAIN SIGNIFICANT STOCK Shr For Against
C6 MULTIPLE CANDIDATE ELECTIONS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY Agenda Number: 933737554
--------------------------------------------------------------------------------------------------------------------------
Security: 372460105
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: GPC
ISIN: US3724601055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. MARY B. BULLOCK Mgmt For For
PAUL D. DONAHUE Mgmt For For
JEAN DOUVILLE Mgmt For For
THOMAS C. GALLAGHER Mgmt For For
GEORGE C. "JACK" GUYNN Mgmt For For
JOHN R. HOLDER Mgmt For For
JOHN D. JOHNS Mgmt For For
MICHAEL M.E. JOHNS, MD Mgmt For For
R.C. LOUDERMILK, JR. Mgmt For For
WENDY B. NEEDHAM Mgmt For For
JERRY W. NIX Mgmt For For
GARY W. ROLLINS Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933759031
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. COGAN Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
CARLA A. HILLS Mgmt For For
KEVIN E. LOFTON Mgmt For For
JOHN W. MADIGAN Mgmt For For
JOHN C. MARTIN Mgmt For For
NICHOLAS G. MOORE Mgmt For For
RICHARD J. WHITLEY Mgmt For For
GAYLE E. WILSON Mgmt For For
PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE A RESTATEMENT OF GILEAD Mgmt For For
SCIENCES, INC.'S 2004 EQUITY INCENTIVE
PLAN.
4. TO APPROVE AN AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE, ON THE ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF GILEAD'S NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
6. TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR, IF PROPERLY
PRESENTED AT THE MEETING.
7. TO VOTE ON A STOCKHOLDER PROPOSAL Shr For Against
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 933755716
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W105
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: GSK
ISIN: US37733W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' REPORT Mgmt For For
AND THE FINANCIAL STATEMENTS
2 TO APPROVE THE REMUNERATION REPORT Mgmt For For
3 TO ELECT LYNN ELSENHANS AS A DIRECTOR Mgmt For For
4 TO ELECT JING ULRICH AS A DIRECTOR Mgmt For For
5 TO ELECT HANS WIJERS AS A DIRECTOR Mgmt For For
6 TO RE-ELECT SIR CHRISTOPHER GENT AS A Mgmt For For
DIRECTOR
7 TO RE-ELECT SIR ANDREW WITTY AS A DIRECTOR Mgmt For For
8 TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A Mgmt For For
DIRECTOR
9 TO RE-ELECT DR STEPHANIE BURNS AS A Mgmt For For
DIRECTOR
10 TO RE-ELECT STACEY CARTWRIGHT AS A DIRECTOR Mgmt For For
11 TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR Mgmt For For
12 TO RE-ELECT JUDY LEWENT AS A DIRECTOR Mgmt For For
13 TO RE-ELECT SIR DERYCK MAUGHAN AS A Mgmt For For
DIRECTOR
14 TO RE-ELECT DR DANIEL PODOLSKY AS A Mgmt For For
DIRECTOR
15 TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR Mgmt For For
16 TO RE-ELECT TOM DE SWAAN AS A DIRECTOR Mgmt For For
17 TO RE-ELECT SIR ROBERT WILSON AS A DIRECTOR Mgmt For For
18 TO RE-APPOINT AUDITORS Mgmt For For
19 TO DETERMINE REMUNERATION OF AUDITORS Mgmt For For
20 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL
ORGANISATIONS AND INCUR POLITICAL
EXPENDITURE
21 TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For
S22 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
S23 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
24 TO AUTHORISE EXEMPTION FROM STATEMENT OF Mgmt For For
NAME OF SENIOR STATUTORY AUDITOR
S25 TO AUTHORISE REDUCED NOTICE OF A GENERAL Mgmt For For
MEETING OTHER THAN AN AGM
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933801905
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr For Against
ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN,
IF PROPERLY PRESENTED AT THE MEETING.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr For Against
STOCK RETENTION, IF PROPERLY PRESENTED AT
THE MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING SUCCESSION Shr For Against
PLANNING, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933767317
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B. ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C. ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D. ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E. ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1F. ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For
1G. ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1H. ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1I. ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1J. ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1K. ELECTION OF DIRECTOR: D.L. REED Mgmt For For
2. PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For
OF AUDITORS.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. PROPOSAL TO AMEND AND RESTATE THE Mgmt For For
HALLIBURTON COMPANY STOCK AND INCENTIVE
PLAN.
5. PROPOSAL ON HUMAN RIGHTS POLICY. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
HATTERAS FINANCIAL CORP. Agenda Number: 933784604
--------------------------------------------------------------------------------------------------------------------------
Security: 41902R103
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: HTS
ISIN: US41902R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL R. HOUGH Mgmt For For
BENJAMIN M. HOUGH Mgmt For For
DAVID W. BERSON Mgmt For For
IRA G. KAWALLER Mgmt For For
JEFFREY D. MILLER Mgmt For For
THOMAS D. WREN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING IN DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
HAWAIIAN ELECTRIC INDUSTRIES, INC. Agenda Number: 933748672
--------------------------------------------------------------------------------------------------------------------------
Security: 419870100
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: HE
ISIN: US4198701009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
THOMAS B. FARGO Mgmt For For
KELVIN H. TAKETA Mgmt For For
JEFFREY N. WATANABE Mgmt For For
2 ADVISORY VOTE TO APPROVE HEI'S EXECUTIVE Mgmt For For
COMPENSATION.
3 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS HEI'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
HCA HOLDINGS, INC Agenda Number: 933743999
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: HCA
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD M. BRACKEN Mgmt Withheld Against
R. MILTON JOHNSON Mgmt Withheld Against
JOHN P. CONNAUGHTON Mgmt Withheld Against
KENNETH W. FREEMAN Mgmt Withheld Against
THOMAS F. FRIST III Mgmt Withheld Against
WILLIAM R. FRIST Mgmt Withheld Against
CHRISTOPHER R. GORDON Mgmt Withheld Against
JAY O. LIGHT Mgmt For For
GEOFFREY G. MEYERS Mgmt For For
MICHAEL W. MICHELSON Mgmt Withheld Against
JAMES C. MOMTAZEE Mgmt Withheld Against
STEPHEN G. PAGLIUCA Mgmt Withheld Against
WAYNE J. RILEY, M.D. Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
HEALTHCARE REALTY TRUST INCORPORATED Agenda Number: 933752417
--------------------------------------------------------------------------------------------------------------------------
Security: 421946104
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: HR
ISIN: US4219461047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDWIN B. MORRIS III Mgmt For For
JOHN KNOX SINGLETON Mgmt For For
ROGER O. WEST Mgmt For For
2 RATIFY THE APPOINTMENT OF BDO USA, LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 TO APPROVE THE FOLLOWING Mgmt For For
RESOLUTION:RESOLVED, THAT THE SHAREHOLDERS
OF HEALTHCARE REALTY TRUST INCORPORATED
APPROVE, ON A NON-BINDING ADVISORY BASIS,
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED PURSUANT TO ITEM 402
OF REGULATION S-K IN THE COMPANY'S PROXY
STATEMENT FOR THE 2013 ANNUAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
HERBALIFE LTD. Agenda Number: 933775388
--------------------------------------------------------------------------------------------------------------------------
Security: G4412G101
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: HLF
ISIN: KYG4412G1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JONATHAN CHRISTODORO Mgmt For For
KEITH COZZA Mgmt For For
LEROY T. BARNES, JR. Mgmt For For
RICHARD P. BERMINGHAM Mgmt For For
JEFFREY T. DUNN Mgmt For For
2 VOTE TO ADVISE AS TO THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3 VOTE TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED MEMORANDUM
AND ARTICLES OF ASSOCIATION TO IMPLEMENT
THE ANNUAL ELECTION OF DIRECTORS.
04 VOTE TO RATIFY THE APPOINTMENT OF THE Mgmt Against Against
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS, INC. Agenda Number: 933769436
--------------------------------------------------------------------------------------------------------------------------
Security: 42805T105
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: HTZ
ISIN: US42805T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BARRY H. BERACHA Mgmt For For
1.2 ELECTION OF DIRECTOR: BRIAN A. BERNASEK Mgmt For For
1.3 ELECTION OF DIRECTOR: GEORGE W. TAMKE Mgmt For For
02 APPROVAL, BY A NON-BINDING VOTE, OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS' COMPENSATION
03 APPROVAL OF THE AMENDED AND RESTATED HERTZ Mgmt For For
GLOBAL HOLDINGS, INC. EMPLOYEE STOCK
PURCHASE PLAN
04 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2013
--------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 933731615
--------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: HPQ
ISIN: US4282361033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M.L. ANDREESSEN Mgmt For For
1B. ELECTION OF DIRECTOR: S. BANERJI Mgmt For For
1C. ELECTION OF DIRECTOR: R.L. GUPTA Mgmt For For
1D. ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt Against Against
1E. ELECTION OF DIRECTOR: R.J. LANE Mgmt Against Against
1F. ELECTION OF DIRECTOR: A.M. LIVERMORE Mgmt For For
1G. ELECTION OF DIRECTOR: G.M. REINER Mgmt For For
1H. ELECTION OF DIRECTOR: P.F. RUSSO Mgmt For For
1I. ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt Against Against
1J. ELECTION OF DIRECTOR: M.C. WHITMAN Mgmt For For
1K. ELECTION OF DIRECTOR: R.V. WHITWORTH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. AMEND HP'S AMENDED AND RESTATED BYLAWS TO Mgmt For For
PERMIT STOCKHOLDER PROXY ACCESS.
5. APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt For For
HEWLETT-PACKARD COMPANY 2004 STOCK
INCENTIVE PLAN.
6. STOCKHOLDER PROPOSAL RELATING TO THE Shr Against For
FORMATION OF A HUMAN RIGHTS COMMITTEE.
7. STOCKHOLDER PROPOSAL ENTITLED "2013 Shr Against For
HEWLETT-PACKARD RESOLUTION ON HUMAN RIGHTS
POLICY."
8. STOCKHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr For Against
TO RETAIN SIGNIFICANT STOCK."
--------------------------------------------------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION Agenda Number: 933765476
--------------------------------------------------------------------------------------------------------------------------
Security: 436106108
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: HFC
ISIN: US4361061082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS Y. BECH Mgmt For For
1B. ELECTION OF DIRECTOR: BUFORD P. BERRY Mgmt For For
1C. ELECTION OF DIRECTOR: LELDON E. ECHOLS Mgmt For For
1D. ELECTION OF DIRECTOR: R. KEVIN HARDAGE Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL C. JENNINGS Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT J. KOSTELNIK Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES H. LEE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT G. MCKENZIE Mgmt For For
1I. ELECTION OF DIRECTOR: FRANKLIN MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL E. ROSE Mgmt For For
1K. ELECTION OF DIRECTOR: TOMMY A. VALENTA Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933739368
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1K. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1L. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. INDEPENDENT BOARD CHAIRMAN. Shr For Against
5. RIGHT TO ACT BY WRITTEN CONSENT. Shr For Against
6. ELIMINATE ACCELERATED VESTING IN A CHANGE Shr For Against
IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 933754978
--------------------------------------------------------------------------------------------------------------------------
Security: 443510201
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: HUBB
ISIN: US4435102011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARLOS M. CARDOSO Mgmt For For
LYNN J. GOOD Mgmt For For
ANTHONY J. GUZZI Mgmt For For
NEAL J. KEATING Mgmt For For
JOHN F. MALLOY Mgmt For For
ANDREW MCNALLY IV Mgmt For For
DAVID G. NORD Mgmt For For
TIMOTHY H. POWERS Mgmt For For
G. JACKSON RATCLIFFE Mgmt For For
CARLOS A. RODRIGUEZ Mgmt For For
JOHN G. RUSSELL Mgmt For For
RICHARD J. SWIFT Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR
2013.
--------------------------------------------------------------------------------------------------------------------------
INTEGRYS ENERGY GROUP INC Agenda Number: 933764602
--------------------------------------------------------------------------------------------------------------------------
Security: 45822P105
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: TEG
ISIN: US45822P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. BRODSKY Mgmt For For
ALBERT J. BUDNEY, JR. Mgmt For For
ELLEN CARNAHAN Mgmt For For
MICHELLE L. COLLINS Mgmt For For
K.M. HASSELBLAD-PASCALE Mgmt For For
JOHN W. HIGGINS Mgmt For For
PAUL W. JONES Mgmt For For
HOLLY KELLER KOEPPEL Mgmt For For
MICHAEL E. LAVIN Mgmt For For
WILLIAM F. PROTZ, JR. Mgmt For For
CHARLES A. SCHROCK Mgmt For For
2. THE APPROVAL OF A NON-BINDING ADVISORY Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
INTEGRYS ENERGY GROUP AND ITS SUBSIDIARIES
FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933758611
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1C. ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1E. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1H. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT YEAR
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
4. APPROVAL OF AMENDMENT AND EXTENSION OF THE Mgmt For For
2006 EQUITY INCENTIVE PLAN
5. STOCKHOLDER PROPOSAL TITLED "EXECUTIVES TO Shr For Against
RETAIN SIGNIFICANT STOCK"
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933744004
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For
1B. ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1C. ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For
1E. ELECTION OF DIRECTOR: D.N. FARR Mgmt For For
1F. ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For
1G. ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt For For
1H. ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1J. ELECTION OF DIRECTOR: V.M. ROMETTY Mgmt For For
1K. ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1L. ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1M. ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(PAGE 72)
4. STOCKHOLDER PROPOSAL FOR DISCLOSURE OF Shr For Against
LOBBYING POLICIES AND PRACTICES (PAGE 73)
5. STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT (PAGE 74)
6. STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD Shr For Against
CHAIR (PAGE 75)
7. STOCKHOLDER PROPOSAL FOR EXECUTIVES TO Shr For Against
RETAIN SIGNIFICANT STOCK (PAGE 76)
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY Agenda Number: 933729850
--------------------------------------------------------------------------------------------------------------------------
Security: 459902102
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: IGT
ISIN: US4599021023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RAYMOND J. BROOKS, JR. Mgmt Withheld *
CHARLES N. MATHEWSON Mgmt Withheld *
DANIEL B. SILVERS Mgmt For *
MGT NOM J. CHAFFIN Mgmt For *
MGT NOM GREG CREED Mgmt For *
MGT NOM PATTI S. HART Mgmt For *
MGT NOM R. J. MILLER Mgmt For *
MGT NOM P. G. SATRE Mgmt For *
02 THE COMPANY'S PROPOSAL TO AMEND THE Mgmt For *
INTERNATIONAL GAME TECHNOLOGY 2002 STOCK
INCENTIVE PLAN.
03 THE COMPANY'S PROPOSAL FOR AN ADVISORY VOTE Mgmt For *
TO APPROVE THE COMPANY'S EXECUTIVE
COMPENSATION.
04 THE COMPANY'S PROPOSAL TO RATIFY THE Mgmt For *
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING SEPTEMBER 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 933742125
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: AMAL M. JOHNSON Mgmt For For
1.2 ELECTION OF DIRECTOR: ERIC H. HALVORSON Mgmt For For
1.3 ELECTION OF DIRECTOR: ALAN J. LEVY, PH.D. Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE COMPANY'S 2010 INCENTIVE AWARD PLAN
3. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
4. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013
--------------------------------------------------------------------------------------------------------------------------
J. C. PENNEY COMPANY, INC. Agenda Number: 933792865
--------------------------------------------------------------------------------------------------------------------------
Security: 708160106
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: JCP
ISIN: US7081601061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM A. ACKMAN Mgmt For For
1B. ELECTION OF DIRECTOR: COLLEEN C. BARRETT Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS J. ENGIBOUS Mgmt For For
1D. ELECTION OF DIRECTOR: KENT B. FOSTER Mgmt For For
1E. ELECTION OF DIRECTOR: GERALDINE B. Mgmt For For
LAYBOURNE
1F. ELECTION OF DIRECTOR: LEONARD H. ROBERTS Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN ROTH Mgmt For For
1H. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1I. ELECTION OF DIRECTOR: R. GERALD TURNER Mgmt For For
1J. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1K. ELECTION OF DIRECTOR: MARY BETH WEST Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING FEBRUARY 1, 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933745068
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1F. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr For Against
SIGNIFICANT STOCK
5. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS AND CORPORATE VALUES
6. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr Against For
CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933779728
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt Against Against
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt Against Against
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. AMENDMENT TO THE FIRM'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY WRITTEN CONSENT
5. REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For
PLAN
6. REQUIRE SEPARATION OF CHAIRMAN AND CEO Shr For Against
7. REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT Shr Against For
STOCK UNTIL REACHING NORMAL RETIREMENT AGE
8. ADOPT PROCEDURES TO AVOID HOLDING OR Shr Against For
RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO
HUMAN RIGHTS VIOLATIONS
9. DISCLOSE FIRM PAYMENTS USED DIRECTLY OR Shr Against For
INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC
AMOUNTS AND RECIPIENTS' NAMES
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 933742214
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN F. BERGSTROM Mgmt For For
1C. ELECTION OF DIRECTOR: ABELARDO E. BRU Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. DECHERD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1F. ELECTION OF DIRECTOR: FABIAN T. GARCIA Mgmt For For
1G. ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. JENNESS Mgmt For For
1I. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1L. ELECTION OF DIRECTOR: MARC J. SHAPIRO Mgmt For For
2. RATIFICATION OF AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC. Agenda Number: 933755499
--------------------------------------------------------------------------------------------------------------------------
Security: 50076Q106
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: KRFT
ISIN: US50076Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABELARDO E. BRU Mgmt For For
1B. ELECTION OF DIRECTOR: JEANNE P. JACKSON Mgmt For For
1C. ELECTION OF DIRECTOR: E. FOLLIN SMITH Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF AN Mgmt 1 Year For
EXECUTIVE COMPENSATION VOTE.
4. APPROVAL OF THE MATERIAL TERMS FOR Mgmt For For
PERFORMANCE-BASED AWARDS UNDER THE KRAFT
FOODS GROUP, INC. 2012 PERFORMANCE
INCENTIVE PLAN.
5. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 28, 2013.
6. SHAREHOLDER PROPOSAL: LABEL GENETICALLY Shr Against For
ENGINEERED PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
L BRANDS, INC. Agenda Number: 933797043
--------------------------------------------------------------------------------------------------------------------------
Security: 501797104
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: LTD
ISIN: US5017971046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS S. HERSCH Mgmt For For
1B ELECTION OF DIRECTOR: DAVID T. KOLLAT Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, Mgmt For For
JR.
1D ELECTION OF DIRECTOR: LESLIE H. WEXNER Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4 PROPOSAL TO AMEND THE CERTIFICATE OF Mgmt For For
INCORPORATION TO PROVIDE FOR THE ANNUAL
ELECTION OF DIRECTORS
5 STOCKHOLDER PROPOSAL REGARDING ACCELERATED Shr For Against
VESTING OF EQUITY AWARDS
--------------------------------------------------------------------------------------------------------------------------
L M ERICSSON TELEPHONE CO Agenda Number: 933751516
--------------------------------------------------------------------------------------------------------------------------
Security: 294821608
Meeting Type: Annual
Meeting Date: 09-Apr-2013
Ticker: ERIC
ISIN: US2948216088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF THE CHAIRMAN OF THE ANNUAL Mgmt No vote
GENERAL MEETING.
8A ADOPTION OF THE INCOME STATEMENT AND THE Mgmt No vote
BALANCE SHEET, THE CONSOLIDATED INCOME
STATEMENT AND THE CONSOLIDATED BALANCE
SHEET.
8B DISCHARGE OF LIABILITY FOR THE MEMBERS OF Mgmt No vote
THE BOARD OF DIRECTORS AND THE PRESIDENT.
8C THE APPROPRIATION OF THE PROFIT IN Mgmt No vote
ACCORDANCE WITH THE APPROVED BALANCE SHEET
AND DETERMINATION OF THE RECORD DATE FOR
DIVIDEND.
9A DETERMINATION OF THE NUMBER OF BOARD Mgmt No vote
MEMBERS AND DEPUTIES OF THE BOARD OF
DIRECTORS TO BE ELECTED BY THE ANNUAL
GENERAL MEETING.
9B DETERMINATION OF THE FEES PAYABLE TO Mgmt No vote
NON-EMPLOYED MEMBERS OF THE BOARD OF
DIRECTORS ELECTED BY THE ANNUAL GENERAL
MEETING AND NON-EMPLOYED MEMBERS OF THE
COMMITTEES OF THE BOARD OF DIRECTORS
ELECTED BY THE ANNUAL GENERAL MEETING.
9C ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt No vote
DIRECTORS, OTHER BOARD MEMBERS AND DEPUTIES
OF THE BOARD OF DIRECTORS.
9D DETERMINATION OF THE FEES PAYABLE TO THE Mgmt No vote
AUDITOR.
9E ELECTION OF AUDITOR. Mgmt No vote
10 RESOLUTION ON THE GUIDELINES FOR Mgmt No vote
REMUNERATION TO GROUP MANAGEMENT.
11A RESOLUTION ON IMPLEMENTATION OF THE STOCK Mgmt No vote
PURCHASE PLAN.
11B RESOLUTION ON TRANSFER OF TREASURY STOCK Mgmt No vote
FOR THE STOCK PURCHASE PLAN.
11C RESOLUTION ON EQUITY SWAP AGREEMENT WITH Mgmt No vote
THIRD PARTY IN RELATION TO THE STOCK
PURCHASE PLAN.
11D RESOLUTION ON IMPLEMENTATION OF THE KEY Mgmt No vote
CONTRIBUTOR RETENTION PLAN.
11E RESOLUTION ON TRANSFER OF TREASURY STOCK Mgmt No vote
FOR THE KEY CONTRIBUTOR RETENTION PLAN.
11F RESOLUTION ON EQUITY SWAP AGREEMENT WITH Mgmt No vote
THIRD PARTY IN RELATION TO THE KEY
CONTRIBUTOR RETENTION PLAN.
11G RESOLUTION ON IMPLEMENTATION OF THE Mgmt No vote
EXECUTIVE PERFORMANCE STOCK PLAN.
11H RESOLUTION ON TRANSFER OF TREASURY STOCK Mgmt No vote
FOR THE EXECUTIVE PERFORMANCE STOCK PLAN.
11I RESOLUTION ON EQUITY SWAP AGREEMENT WITH Mgmt No vote
THIRD PARTY IN RELATION TO THE EXECUTIVE
PERFORMANCE STOCK PLAN.
12 RESOLUTION ON TRANSFER OF TREASURY STOCK IN Mgmt No vote
RELATION TO THE RESOLUTIONS ON THE
LONG-TERM VARIABLE REMUNERATION PROGRAMS
2009, 2010, 2011 AND 2012.
13 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt No vote
CARL AXEL BRUNO TO AMEND THE ARTICLES OF
ASSOCIATION BY ADDING THE FOLLOWING WORDING
TO THE SECTION ON THE BOARD OF DIRECTORS IN
THE ARTICLES OF ASSOCIATION: "AT LEAST ONE
FOURTH OF THE DIRECTORS ON THE BOARD OF
DIRECTORS SHALL BE MEN AND AT LEAST ONE
FOURTH OF THE DIRECTORS SHALL BE WOMEN. THE
MINIMUM NUMBER OF PROPOSED MEN AND THE
MINIMUM NUMBER OF PROPOSED WOMEN SHALL BE
INCREASED TO THE NEXT HIGHER WHOLE NUMBER."
14 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt No vote
EINAR HELLBOM THAT THE ANNUAL GENERAL
MEETING RESOLVE TO DELEGATE TO THE BOARD OF
DIRECTORS TO REVIEW HOW SHARES ARE TO BE
GIVEN EQUAL VOTING RIGHTS AND TO PRESENT A
PROPOSAL TO THAT EFFECT AT THE ANNUAL
GENERAL MEETING 2014.
15A TO TAKE NECESSARY ACTION TO CREATE A Mgmt No vote
SHAREHOLDERS' ASSOCIATION IN THE COMPANY.
15B TO WRITE TO THE GOVERNMENT OF SWEDEN, Mgmt No vote
REQUESTING A PROMPT APPOINTMENT OF A
COMMISSION INSTRUCTED TO PROPOSE
LEGISLATION ON THE ABOLISHMENT OF VOTING
POWER DIFFERENCES IN SWEDISH LIMITED
LIABILITY COMPANIES.
15C TO PREPARE A PROPOSAL REGARDING BOARD Mgmt No vote
REPRESENTATION FOR THE SMALL AND MIDSIZE
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 933807387
--------------------------------------------------------------------------------------------------------------------------
Security: 517834107
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: LVS
ISIN: US5178341070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHELDON G. ADELSON Mgmt For For
IRWIN CHAFETZ Mgmt For For
VICTOR CHALTIEL Mgmt For For
CHARLES A. KOPPELMAN Mgmt For For
2. TO APPROVE THE PERFORMANCE-BASED PROVISIONS Mgmt For For
OF THE COMPANY'S 2004 EQUITY AWARD PLAN.
3. TO APPROVE THE PERFORMANCE-BASED PROVISIONS Mgmt For For
OF THE COMPANY'S EXECUTIVE CASH INCENTIVE
PLAN.
4. TO CONSIDER AND ACT UPON AN ADVISORY Mgmt Against Against
(NON-BINDING) PROPOSAL ON THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON, INC. Agenda Number: 933657287
--------------------------------------------------------------------------------------------------------------------------
Security: 524901105
Meeting Type: Annual
Meeting Date: 24-Jul-2012
Ticker: LM
ISIN: US5249011058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT E. ANGELICA Mgmt For For
BARRY W. HUFF Mgmt For For
JOHN E. KOERNER III Mgmt For For
CHERYL GORDON KRONGARD Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31,
2013.
--------------------------------------------------------------------------------------------------------------------------
LEGGETT & PLATT, INCORPORATED Agenda Number: 933758192
--------------------------------------------------------------------------------------------------------------------------
Security: 524660107
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: LEG
ISIN: US5246601075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT E. BRUNNER Mgmt For For
1B. ELECTION OF DIRECTOR: RALPH W. CLARK Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT G. CULP, III Mgmt For For
1D. ELECTION OF DIRECTOR: R. TED ENLOE, III Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD T. FISHER Mgmt For For
1F. ELECTION OF DIRECTOR: MATTHEW C. FLANIGAN Mgmt For For
1G. ELECTION OF DIRECTOR: KARL G. GLASSMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID S. HAFFNER Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH W. MCCLANATHAN Mgmt For For
1J. ELECTION OF DIRECTOR: JUDY C. ODOM Mgmt For For
1K. ELECTION OF DIRECTOR: PHOEBE A. WOOD Mgmt For For
2. RATIFICATION OF THE AUDIT SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT.
4. A SHAREHOLDER PROPOSAL REQUESTING ADDITION Shr For Against
OF SEXUAL ORIENTATION AND GENDER IDENTITY
TO THE WRITTEN NON-DISCRIMINATION POLICY.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY PROPERTY TRUST Agenda Number: 933757227
--------------------------------------------------------------------------------------------------------------------------
Security: 531172104
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: LRY
ISIN: US5311721048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FREDERICK F. BUCHHOLZ Mgmt For For
THOMAS C. DELOACH, JR. Mgmt For For
KATHERINE E. DIETZE Mgmt For For
DANIEL P. GARTON Mgmt For For
WILLIAM P. HANKOWSKY Mgmt For For
M. LEANNE LACHMAN Mgmt For For
DAVID L. LINGERFELT Mgmt For For
STEPHEN D. STEINOUR Mgmt For For
2. ADVISORY VOTE TO APPROVE THE TRUST'S NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. APPROVAL OF THE PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF ERNST & YOUNG LLP AS THE
TRUST'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 933781608
--------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: LNC
ISIN: US5341871094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM J. AVERY Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM PORTER PAYNE Mgmt For For
1D. ELECTION OF DIRECTOR: PATRICK S. PITTARD Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. TO APPROVE AN ADVISORY RESOLUTION ON THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION AS
DISCLOSED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION Agenda Number: 933690756
--------------------------------------------------------------------------------------------------------------------------
Security: 535678106
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: LLTC
ISIN: US5356781063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT H. SWANSON, JR. Mgmt For For
LOTHAR MAIER Mgmt For For
ARTHUR C. AGNOS Mgmt For For
JOHN J. GORDON Mgmt For For
DAVID S. LEE Mgmt For For
RICHARD M. MOLEY Mgmt For For
THOMAS S. VOLPE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING JUNE 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
LINKEDIN CORPORATION Agenda Number: 933814065
--------------------------------------------------------------------------------------------------------------------------
Security: 53578A108
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: LNKD
ISIN: US53578A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. GEORGE "SKIP" BATTLE Mgmt For For
MICHAEL J. MORITZ Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS OF LINKEDIN CORPORATION
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2013.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933791546
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 31-May-2013
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
PETER C. BROWNING Mgmt For For
RICHARD W. DREILING Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT L. JOHNSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2013.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr For Against
STOCK RETENTION REQUIREMENTS.
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 933817011
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACQUES AIGRAIN Mgmt For For
SCOTT M. KLEINMAN Mgmt For For
BRUCE A. SMITH Mgmt For For
2. ADOPTION OF ANNUAL ACCOUNTS FOR 2012 Mgmt For For
3. DISCHARGE FROM LIABILITY OF SOLE MEMBER OF Mgmt For For
THE MANAGEMENT BOARD
4. DISCHARGE FROM LIABILITY OF MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD
5. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
6. APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE
DUTCH ANNUAL ACCOUNTS
7. APPROVAL OF COMPENSATION OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD
8. RATIFICATION AND APPROVAL OF DIVIDENDS IN Mgmt For For
RESPECT OF THE 2012 FISCAL YEAR
9. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
10. APPROVAL TO REPURCHASE UP TO 10% OF ISSUED Mgmt For For
SHARE CAPITAL
11. APPROVAL TO CANCEL UP TO 10% OF SHARE Mgmt For For
CAPITAL HELD IN TREASURY
12. APPROVAL TO AMEND ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MACK-CALI REALTY CORPORATION Agenda Number: 933787434
--------------------------------------------------------------------------------------------------------------------------
Security: 554489104
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: CLI
ISIN: US5544891048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH M. DUBERSTEIN Mgmt For For
VINCENT TESE Mgmt For For
ROY J. ZUCKERBERG Mgmt For For
2. ADVISORY VOTE APPROVING THE COMPENSATION OF Mgmt Against Against
OUR NAMED EXECUTIVE OFFICERS, AS SUCH
COMPENSATION IS DESCRIBED UNDER THE
"COMPENSATION DISCUSSION AND ANALYSIS" AND
"EXECUTIVE COMPENSATION" SECTIONS OF THE
ACCOMPANYING PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
4. APPROVAL AND ADOPTION OF MACK-CALI REALTY Mgmt Against Against
CORPORATION 2013 INCENTIVE STOCK PLAN.
--------------------------------------------------------------------------------------------------------------------------
MACY'S INC. Agenda Number: 933789591
--------------------------------------------------------------------------------------------------------------------------
Security: 55616P104
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: M
ISIN: US55616P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: DEIRDRE P. CONNELLY Mgmt For For
1C. ELECTION OF DIRECTOR: MEYER FELDBERG Mgmt For For
1D. ELECTION OF DIRECTOR: SARA LEVINSON Mgmt For For
1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1G. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1H. ELECTION OF DIRECTOR: PAUL C. VARGA Mgmt For For
1I. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
1J. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. THE PROPOSED RATIFICATION OF THE Mgmt For For
APPOINTMENT OF KPMG LLP AS MACY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 1,
2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 933768989
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ZACHARY W. CARTER Mgmt For For
1B. ELECTION OF DIRECTOR: OSCAR FANJUL Mgmt For For
1C. ELECTION OF DIRECTOR: DANIEL S. GLASER Mgmt For For
1D. ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For
1E. ELECTION OF DIRECTOR: LORD LANG OF MONKTON Mgmt For For
1F. ELECTION OF DIRECTOR: ELAINE LA ROCHE Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN A. MILLS Mgmt For For
1H. ELECTION OF DIRECTOR: BRUCE P. NOLOP Mgmt For For
1I. ELECTION OF DIRECTOR: MARC D. OKEN Mgmt For For
1J. ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Mgmt For For
1K. ELECTION OF DIRECTOR: ADELE SIMMONS Mgmt For For
1L. ELECTION OF DIRECTOR: LLOYD M. YATES Mgmt For For
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. ADVISORY (NONBINDING) VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda Number: 933753635
--------------------------------------------------------------------------------------------------------------------------
Security: 577081102
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: MAT
ISIN: US5770811025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: TREVOR A. EDWARDS Mgmt For For
1C. ELECTION OF DIRECTOR: DR. FRANCES D. Mgmt For For
FERGUSSON
1D. ELECTION OF DIRECTOR: DOMINIC NG Mgmt For For
1E. ELECTION OF DIRECTOR: VASANT M. PRABHU Mgmt For For
1F. ELECTION OF DIRECTOR: DR. ANDREA L. RICH Mgmt For For
1G. ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For
1H. ELECTION OF DIRECTOR: CHRISTOPHER A. Mgmt For For
SINCLAIR
1I. ELECTION OF DIRECTOR: BRYAN G. STOCKTON Mgmt For For
1J. ELECTION OF DIRECTOR: DIRK VAN DE PUT Mgmt For For
1K. ELECTION OF DIRECTOR: KATHY WHITE LOYD Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION, AS DESCRIBED IN THE
MATTEL, INC. PROXY STATEMENT.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MATTEL,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
4. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933781999
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER W. STONE Mgmt For For
1D. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2013.
4. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING AN ANNUAL REPORT ON EXECUTIVE
COMPENSATION, IF PRESENTED.
5. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr For Against
REQUESTING AN EXECUTIVE STOCK RETENTION
POLICY, IF PRESENTED.
6. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr For Against
REQUESTING A HUMAN RIGHTS REPORT, IF
PRESENTED.
7. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING A NUTRITION REPORT, IF
PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
MEADWESTVACO CORPORATION Agenda Number: 933755413
--------------------------------------------------------------------------------------------------------------------------
Security: 583334107
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: MWV
ISIN: US5833341077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL E. CAMPBELL Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. KAISER Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For
1F. ELECTION OF DIRECTOR: DOUGLAS S. LUKE Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: GRACIA C. MARTORE Mgmt For For
1I. ELECTION OF DIRECTOR: TIMOTHY H. POWERS Mgmt For For
1J. ELECTION OF DIRECTOR: JANE L. WARNER Mgmt For For
1K. ELECTION OF DIRECTOR: ALAN D. WILSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADOPTION OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE MEADWESTVACO CORPORATION 2005
PERFORMANCE INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 933668040
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 23-Aug-2012
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD H. ANDERSON Mgmt For For
VICTOR J. DZAU, M.D. Mgmt For For
OMAR ISHRAK Mgmt For For
SHIRLEY ANN JACKSON PHD Mgmt For For
MICHAEL O. LEAVITT Mgmt For For
JAMES T. LENEHAN Mgmt For For
DENISE M. O'LEARY Mgmt For For
KENDALL J. POWELL Mgmt For For
ROBERT C. POZEN Mgmt For For
JACK W. SCHULER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 A NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION (A "SAY-ON-PAY"
VOTE).
4 TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
INCORPORATION TO PROVIDE FOR MAJORITY VOTE
IN UNCONTESTED ELECTIONS OF DIRECTORS.
5 TO APPROVE THE PROXY ACCESS SHAREHOLDER Shr Against For
PROPOSAL.
6 TO APPROVE ADOPTION OF A SIMPLE MAJORITY Shr For Against
SHAREHOLDER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
MELCO CROWN ENTERTAINMENT LTD Agenda Number: 933800826
--------------------------------------------------------------------------------------------------------------------------
Security: 585464100
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: MPEL
ISIN: US5854641009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) TO RATIFY THE ANNUAL REPORT ON FORM 20-F Mgmt For
FILED WITH THE U.S. SECURITIES AND EXCHANGE
COMMISSION, AND TO RECEIVE AND ADOPT THE
AUDITED CONSOLIDATED FINANCIAL STATEMENTS
AND THE DIRECTORS' AND AUDITORS' REPORTS,
FOR THE YEAR ENDED DECEMBER 31, 2012.
2A) TO RE-ELECT MR. JOHN PETER BEN WANG AS A Mgmt For
DIRECTOR.
2B) TO RE-ELECT MR. ROWEN BRUCE CRAIGIE AS A Mgmt For
DIRECTOR.
2C) TO RE-ELECT MR. YIU WA ALEC TSUI AS A Mgmt Against
DIRECTOR.
2D) TO RE-ELECT MR. ROBERT WASON MACTIER AS A Mgmt For
DIRECTOR.
3) TO AUTHORIZE THE BOARD (THE "BOARD") OF Mgmt For
DIRECTORS ("DIRECTORS") OF THE COMPANY TO
FIX THE REMUNERATION OF THE DIRECTORS.
4) TO RATIFY THE APPOINTMENT OF AND TO Mgmt For
RE-APPOINT DELOITTE TOUCHE TOHMATSU AND TO
AUTHORIZE THE BOARD TO FIX THEIR
REMUNERATION.
5) GRANT A GENERAL AND UNCONDITIONAL MANDATE Mgmt Against
TO DIRECTORS TO ISSUE NEW SHARES NOT
EXCEEDING 20% OF ISSUED SHARE CAPITAL OF
COMPANY.
6) TO GRANT A GENERAL AND UNCONDITIONAL Mgmt For
MANDATE TO THE DIRECTORS TO REPURCHASE
SHARES OF THE COMPANY NOT EXCEEDING 10% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY.
7) EXTEND GENERAL MANDATE GRANTED TO DIRECTORS Mgmt Against
TO ISSUE NEW SHARES BY AGGREGATE NOMINAL
AMOUNT OF SHARES REPURCHASED BY COMPANY.
--------------------------------------------------------------------------------------------------------------------------
MELCO CROWN ENTERTAINMENT LTD Agenda Number: 933845832
--------------------------------------------------------------------------------------------------------------------------
Security: 585464100
Meeting Type: Special
Meeting Date: 21-Jun-2013
Ticker: MPEL
ISIN: US5854641009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT (A) THE RULES OF THE PROPOSED SHARE Mgmt Against
INCENTIVE PLAN OF MELCO CROWN (PHILIPPINES)
RESORTS CORPORATION ("MCP SHARE INCENTIVE
PLAN"), (B) THE GRANT OF OPTIONS AND ISSUE
OF SHARES IN MELCO CROWN (PHILIPPINES)
RESORTS CORPORATION BE AND ARE HEREBY
APPROVED, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933782319
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 28-May-2013
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL CONCERNING Shr For Against
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr For Against
SHAREOWNER MEETINGS.
6. SHAREHOLDER PROPOSAL CONCERNING A REPORT ON Shr Against For
CHARITABLE AND POLITICAL CONTRIBUTIONS.
7. SHAREHOLDER PROPOSAL CONCERNING A REPORT ON Shr Against For
LOBBYING ACTIVITIES.
--------------------------------------------------------------------------------------------------------------------------
MERCURY GENERAL CORPORATION Agenda Number: 933761618
--------------------------------------------------------------------------------------------------------------------------
Security: 589400100
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: MCY
ISIN: US5894001008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE JOSEPH Mgmt For For
MARTHA E. MARCON Mgmt For For
DONALD R. SPUEHLER Mgmt For For
RICHARD E. GRAYSON Mgmt For For
DONALD P. NEWELL Mgmt For For
BRUCE A. BUNNER Mgmt For For
CHRISTOPHER GRAVES Mgmt For For
MICHAEL D. CURTIUS Mgmt For For
GABRIEL TIRADOR Mgmt For For
2. TO APPROVE THE MERCURY GENERAL CORPORATION Mgmt For For
SENIOR EXECUTIVE INCENTIVE BONUS PLAN.
--------------------------------------------------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL Agenda Number: 933810257
--------------------------------------------------------------------------------------------------------------------------
Security: 552953101
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: MGM
ISIN: US5529531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT H. BALDWIN Mgmt For For
WILLIAM A. BIBLE Mgmt For For
BURTON M. COHEN Mgmt For For
WILLIE D. DAVIS Mgmt For For
WILLIAM W. GROUNDS Mgmt For For
ALEXIS M. HERMAN Mgmt For For
ROLAND HERNANDEZ Mgmt For For
ANTHONY MANDEKIC Mgmt For For
ROSE MCKINNEY JAMES Mgmt For For
JAMES J. MURREN Mgmt For For
GREGORY M. SPIERKEL Mgmt For For
DANIEL J. TAYLOR Mgmt For For
2. TO RATIFY THE SELECTION OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO RE-APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE AMENDED AND
RESTATED 2005 OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 933667997
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 17-Aug-2012
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVE SANGHI Mgmt For For
ALBERT J. HUGO-MARTINEZ Mgmt For For
L.B. DAY Mgmt For For
MATTHEW W. CHAPMAN Mgmt For For
WADE F. MEYERCORD Mgmt For For
2. AMEND AND RESTATE OUR 2004 EQUITY INCENTIVE Mgmt For For
PLAN TO (I) INCREASE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE
THEREUNDER BY 9,900,000, (II) EXTEND THE
TERM OF THE PLAN THROUGH MAY 22, 2022,
(III) RE-APPROVE MATERIAL TERMS OF PLAN,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
3. PROPOSAL TO APPROVE THE ISSUANCE OF SHARES Mgmt For For
OF OUR COMMON STOCK UPON CONVERSION OF OUR
CONVERTIBLE DEBENTURES AS REQUIRED BY THE
NASDAQ LISTING RULES, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE
FISCAL YEAR ENDING MARCH 31, 2013.
5. PROPOSAL TO APPROVE AN ADVISORY Mgmt For For
(NON-BINDING) VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr For Against
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTL, INC Agenda Number: 933759625
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1F. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1G. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1H. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For
1I. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1J ELECTION OF DIRECTOR: RATAN N. TATA Mgmt For For
1K ELECTION OF DIRECTOR: J.F. VAN BOXMEER Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR 2013
4. SHAREHOLDER PROPOSAL: REPORT ON EXTENDED Shr Against For
PRODUCER RESPONSIBILITY
5 SHAREHOLDER PROPOSAL: SUSTAINABILITY REPORT Shr Abstain Against
ON GENDER EQUALITY IN THE COMPANY'S SUPPLY
CHAIN
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933717920
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 31-Jan-2013
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CHICOINE, Mgmt For For
PH.D.
1B. ELECTION OF DIRECTOR: ARTHUR H. HARPER Mgmt For For
1C. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1D. ELECTION OF DIRECTOR: JON R. MOELLER Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
3. ADVISORY, (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
THE COMPANY TO DECLASSIFY THE BOARD.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 933797839
--------------------------------------------------------------------------------------------------------------------------
Security: 611740101
Meeting Type: Annual
Meeting Date: 03-Jun-2013
Ticker: MNST
ISIN: US6117401017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RODNEY C. SACKS Mgmt For For
HILTON H. SCHLOSBERG Mgmt For For
NORMAN C. EPSTEIN Mgmt For For
BENJAMIN M. POLK Mgmt For For
SYDNEY SELATI Mgmt For For
HAROLD C. TABER, JR. Mgmt For For
MARK S. VIDERGAUZ Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2012.
3 PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933767228
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT H. HERZ Mgmt For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I. ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1K. ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1L. ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Mgmt For For
1M. ELECTION OF DIRECTOR: MASAAKI TANAKA Mgmt For For
1N. ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR
3. TO APPROVE THE COMPENSATION OF EXECUTIVES Mgmt For For
AS DISCLOSED IN THE PROXY STATEMENT
(NON-BINDING ADVISORY RESOLUTION)
4. TO AMEND THE 2007 EQUITY INCENTIVE Mgmt Against Against
COMPENSATION PLAN TO INCREASE SHARES
AVAILABLE FOR GRANT
5. TO AMEND THE 2007 EQUITY INCENTIVE Mgmt For For
COMPENSATION PLAN TO PROVIDE FOR QUALIFYING
PERFORMANCE-BASED LONG-TERM INCENTIVE
AWARDS UNDER SECTION 162(M)
6. TO AMEND THE SECTION 162(M) PERFORMANCE Mgmt For For
FORMULA GOVERNING ANNUAL INCENTIVE
COMPENSATION FOR CERTAIN OFFICERS
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 933746440
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM J. BRATTON Mgmt Against Against
1C. ELECTION OF DIRECTOR: KENNETH C. DAHLBERG Mgmt Against Against
1D. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt Against Against
1E. ELECTION OF DIRECTOR: MICHAEL V. HAYDEN Mgmt For For
1F. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE R. PRAMAGGIORE Mgmt For For
1H. ELECTION OF DIRECTOR: SAMUEL C. SCOTT, III Mgmt For For
1I. ELECTION OF DIRECTOR: BRADLEY E. SINGER Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN A. WHITE Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
4. STOCKHOLDER PROPOSAL RE: ENCOURAGE Shr Against For
SUPPLIER(S) TO PUBLISH AN ANNUAL
SUSTAINABILITY REPORT.
5. STOCKHOLDER PROPOSAL RE: POLITICAL Shr For Against
DISCLOSURE AND ACCOUNTABILITY.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL FUEL GAS COMPANY Agenda Number: 933726498
--------------------------------------------------------------------------------------------------------------------------
Security: 636180101
Meeting Type: Annual
Meeting Date: 07-Mar-2013
Ticker: NFG
ISIN: US6361801011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID C. CARROLL Mgmt For For
CRAIG G. MATTHEWS Mgmt For For
DAVID F. SMITH Mgmt For For
2. VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC. Agenda Number: 933803303
--------------------------------------------------------------------------------------------------------------------------
Security: 649445103
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: NYCB
ISIN: US6494451031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. LEVINE Mgmt Against Against
1B. ELECTION OF DIRECTOR: JOHN M. TSIMBINOS Mgmt For For
1C. ELECTION OF DIRECTOR: RONALD A. ROSENFELD Mgmt For For
1D. ELECTION OF DIRECTOR: LAWRENCE J. SAVARESE Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF NEW YORK COMMUNITY
BANCORP, INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
NEWELL RUBBERMAID INC. Agenda Number: 933755045
--------------------------------------------------------------------------------------------------------------------------
Security: 651229106
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: NWL
ISIN: US6512291062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SCOTT S. COWEN Mgmt For For
1B. ELECTION OF DIRECTOR: CYNTHIA A. MONTGOMERY Mgmt For For
1C. ELECTION OF DIRECTOR: JOSE IGNACIO Mgmt For For
PEREZ-LIZAUR
1D. ELECTION OF DIRECTOR: MICHAEL B. POLK Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2013.
3. APPROVE THE NEWELL RUBBERMAID INC. 2013 Mgmt For For
INCENTIVE PLAN.
4. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NEWS CORPORATION Agenda Number: 933693904
--------------------------------------------------------------------------------------------------------------------------
Security: 65248E203
Meeting Type: Annual
Meeting Date: 16-Oct-2012
Ticker: NWS
ISIN: US65248E2037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSE MARIA AZNAR Mgmt For For
1B. ELECTION OF DIRECTOR: NATALIE BANCROFT Mgmt For For
1C. ELECTION OF DIRECTOR: PETER L. BARNES Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For For
1E. ELECTION OF DIRECTOR: CHASE CAREY Mgmt For For
1F. ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID F. DEVOE Mgmt For For
1H. ELECTION OF DIRECTOR: VIET DINH Mgmt For For
1I. ELECTION OF DIRECTOR: SIR RODERICK I. Mgmt For For
EDDINGTON
1J. ELECTION OF DIRECTOR: JOEL I. KLEIN Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES R. MURDOCH Mgmt For For
1L. ELECTION OF DIRECTOR: K. RUPERT MURDOCH Mgmt For For
1M. ELECTION OF DIRECTOR: LACHLAN K. MURDOCH Mgmt For For
1N. ELECTION OF DIRECTOR: ALVARO URIBE Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
4. STOCKHOLDER PROPOSAL - ADOPT A POLICY THAT Shr For Against
THE CHAIRMAN OF THE BOARD OF DIRECTORS BE
AN INDEPENDENT DIRECTOR.
5. STOCKHOLDER PROPOSAL - ADOPT SIMPLE Shr Against For
MAJORITY VOTE.
6. STOCKHOLDER PROPOSAL - ELIMINATE THE Shr For Against
COMPANY'S DUAL CLASS CAPITAL STRUCTURE.
7. CITIZENSHIP CERTIFICATION - PLEASE MARK Mgmt For
"YES" IF THE STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A U.S. STOCKHOLDER, OR MARK
"NO" IF SUCH STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A NON-U.S. STOCKHOLDER.
--------------------------------------------------------------------------------------------------------------------------
NEWS CORPORATION Agenda Number: 933811019
--------------------------------------------------------------------------------------------------------------------------
Security: 65248E203
Meeting Type: Special
Meeting Date: 11-Jun-2013
Ticker: NWS
ISIN: US65248E2037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AMENDMENT TO PARENT'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION CLARIFYING OUR ABILITY TO
MAKE DISTRIBUTIONS IN COMPARABLE SECURITIES
IN CONNECTION WITH SEPARATION TRANSACTIONS,
INCLUDING THE SEPARATION.
2. AMENDMENT TO PARENT'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO ALLOW US TO MAKE
CERTAIN DISTRIBUTIONS ON SUBSIDIARY-OWNED
SHARES AND CREATE ADDITIONAL
SUBSIDIARY-OWNED SHARES.
3. AMENDMENT TO PARENT'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO CHANGE OUR NAME.
4. CITIZENSHIP CERTIFICATION - PLEASE MARK Mgmt For
"YES" IF THE STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A U.S. STOCKHOLDER, OR MARK
"NO" IF SUCH STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A NON-U.S. STOCKHOLDER.
(PLEASE REFER TO APPENDIX B OF THE PROXY
STATEMENT FOR ADDITIONAL GUIDANCE.)
--------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda Number: 933764955
--------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: JWN
ISIN: US6556641008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL Mgmt For For
1B. ELECTION OF DIRECTOR: MICHELLE M. EBANKS Mgmt For For
1C. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: ROBERT G. MILLER Mgmt For For
1E. ELECTION OF DIRECTOR: BLAKE W. NORDSTROM Mgmt For For
1F. ELECTION OF DIRECTOR: ERIK B. NORDSTROM Mgmt For For
1G. ELECTION OF DIRECTOR: PETER E. NORDSTROM Mgmt For For
1H. ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt For For
1I. ELECTION OF DIRECTOR: B. KEVIN TURNER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
1K. ELECTION OF DIRECTOR: ALISON A. WINTER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF AN AMENDMENT TO THE NORDSTROM, Mgmt For For
INC. 2010 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. Agenda Number: 933717677
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Y100
Meeting Type: Annual
Meeting Date: 25-Jan-2013
Ticker: NUAN
ISIN: US67020Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL A. RICCI Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT G. TERESI Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT J. FRANKENBERG Mgmt For For
1D. ELECTION OF DIRECTOR: KATHARINE A. MARTIN Mgmt For For
1E. ELECTION OF DIRECTOR: PATRICK T. HACKETT Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM H. JANEWAY Mgmt For For
1G. ELECTION OF DIRECTOR: MARK B. MYERS Mgmt For For
1H. ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For For
1I. ELECTION OF DIRECTOR: MARK R. LARET Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED 2000 STOCK PLAN.
3. TO APPROVE NON-BINDING ADVISORY RESOLUTION Mgmt Against Against
REGARDING EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 933765399
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER C. BROWNING Mgmt For For
CLAYTON C. DALEY, JR. Mgmt For For
DANIEL R. DIMICCO Mgmt For For
JOHN J. FERRIOLA Mgmt For For
HARVEY B. GANTT Mgmt For For
VICTORIA F. HAYNES, PHD Mgmt For For
BERNARD L. KASRIEL Mgmt For For
CHRISTOPHER J. KEARNEY Mgmt For For
RAYMOND J. MILCHOVICH Mgmt For For
JOHN H. WALKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NUCOR'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013
3. APPROVAL OF THE SENIOR OFFICERS ANNUAL AND Mgmt For For
LONG-TERM INCENTIVE PLANS
4. APPROVAL OF THE AMENDMENT OF NUCOR'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REDUCE THE SUPERMAJORITY VOTING THRESHOLDS
5. APPROVAL OF THE AMENDMENT OF NUCOR'S BYLAWS Mgmt For For
TO REDUCE THE SUPERMAJORITY VOTING
THRESHOLDS
6. STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTE
7. STOCKHOLDER PROPOSAL REGARDING REPORT ON Shr For Against
LOBBYING ACTIVITIES
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 933768965
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TENCH COXE Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES C. GAITHER Mgmt For For
1C. ELECTION OF DIRECTOR: JEN-HSUN HUANG Mgmt For For
1D. ELECTION OF DIRECTOR: MARK L. PERRY Mgmt For For
1E. ELECTION OF DIRECTOR: A. BROOKE SEAWELL Mgmt For For
1F. ELECTION OF DIRECTOR: MARK A. STEVENS Mgmt For For
2. TO APPROVE THE AMENDED AND RESTATED 2007 Mgmt For For
EQUITY INCENTIVE PLAN.
3. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
4. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 26,
2014.
--------------------------------------------------------------------------------------------------------------------------
NYSE EURONEXT Agenda Number: 933756718
--------------------------------------------------------------------------------------------------------------------------
Security: 629491101
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: NYX
ISIN: US6294911010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANDRE BERGEN Mgmt For For
1B. ELECTION OF DIRECTOR: ELLYN L. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: MARSHALL N. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: DOMINIQUE CERUTTI Mgmt For For
1E. ELECTION OF DIRECTOR: SIR GEORGE COX Mgmt For For
1F. ELECTION OF DIRECTOR: SYLVAIN HEFES Mgmt For For
1G. ELECTION OF DIRECTOR: JAN-MICHIEL HESSELS Mgmt For For
1H. ELECTION OF DIRECTOR: LAWRENCE E. LEIBOWITZ Mgmt For For
1I. ELECTION OF DIRECTOR: DUNCAN M. MCFARLAND Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. MCNULTY Mgmt For For
1K. ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER Mgmt For For
1L. ELECTION OF DIRECTOR: LUIS MARIA VIANA Mgmt For For
PALHA DA SILVA
1M. ELECTION OF DIRECTOR: ROBERT G. SCOTT Mgmt For For
1N. ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For
1O. ELECTION OF DIRECTOR: RIJNHARD VAN TETS Mgmt For For
1P. ELECTION OF DIRECTOR: SIR BRIAN WILLIAMSON Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION (THE "SAY-ON-PAY"
PROPOSAL).
4. TO APPROVE THE AMENDED AND RESTATED NYSE Mgmt For For
EURONEXT OMNIBUS INCENTIVE PLAN.
5. TO REAPPROVE THE PERFORMANCE GOALS UNDER Mgmt For For
THE NYSE EURONEXT OMNIBUS INCENTIVE PLAN.
6. TO AMEND CERTAIN PROVISIONS IN OUR CHARTER Mgmt For For
TO ALLOW STOCKHOLDERS TO CALL SPECIAL
MEETINGS.
7. TO AMEND CERTAIN PROVISIONS IN OUR CHARTER Mgmt For For
TO ALLOW STOCKHOLDERS TO ACT BY WRITTEN
CONSENT.
--------------------------------------------------------------------------------------------------------------------------
NYSE EURONEXT Agenda Number: 933816362
--------------------------------------------------------------------------------------------------------------------------
Security: 629491101
Meeting Type: Special
Meeting Date: 03-Jun-2013
Ticker: NYX
ISIN: US6294911010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AMENDED AND RESTATED AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF MARCH 19,
2013, BY AND AMONG INTERCONTINENTAL
EXCHANGE, INC., INTERCONTINENTAL EXCHANGE
GROUP, INC., NYSE EURONEXT, BRAVES MERGER
SUB, INC. AND BASEBALL MERGER SUB, LLC.
APPROVAL OF THIS PROPOSAL IS REQUIRED TO
COMPLETE THE MERGER.
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION TO BE PAID TO NYSE
EURONEXT'S NAMED EXECUTIVE OFFICERS THAT IS
BASED ON OR OTHERWISE RELATES TO THE
MERGER.
3. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
NYSE EURONEXT SPECIAL MEETING, IF NECESSARY
OR APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF PROPOSAL NO. 1.
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933771063
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1F. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1G. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1H. ELECTION OF DIRECTOR: RAY R. IRANI Mgmt Against Against
1I. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1J. ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt Against Against
2. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS
4. STOCKHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
--------------------------------------------------------------------------------------------------------------------------
OGE ENERGY CORP. Agenda Number: 933763220
--------------------------------------------------------------------------------------------------------------------------
Security: 670837103
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: OGE
ISIN: US6708371033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JAMES H. BRANDI Mgmt For For
WAYNE H. BRUNETTI Mgmt For For
LUKE R. CORBETT Mgmt For For
PETER B. DELANEY Mgmt For For
JOHN D. GROENDYKE Mgmt For For
KIRK HUMPHREYS Mgmt For For
ROBERT KELLEY Mgmt For For
ROBERT O. LORENZ Mgmt For For
JUDY R. MCREYNOLDS Mgmt For For
LEROY C. RICHIE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S PRINCIPAL
INDEPENDENT ACCOUNTANTS FOR 2013.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4 AMENDMENT OF RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTING PROVISIONS.
5 APPROVAL OF THE OGE ENERGY CORP. 2013 STOCK Mgmt For For
INCENTIVE PLAN.
6 APPROVAL OF THE OGE ENERGY CORP. 2013 Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN.
7 AMENDMENT OF THE RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM
225,000,000 TO 450,000,000.
8 SHAREHOLDER PROPOSAL REGARDING Shr Against For
REINCORPORATION IN DELAWARE.
--------------------------------------------------------------------------------------------------------------------------
OLD NATIONAL BANCORP Agenda Number: 933746464
--------------------------------------------------------------------------------------------------------------------------
Security: 680033107
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: ONB
ISIN: US6800331075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN W. BRAUN Mgmt For For
LARRY E. DUNIGAN Mgmt For For
NIEL C. ELLERBROOK Mgmt For For
ANDREW E. GOEBEL Mgmt For For
ROBERT G. JONES Mgmt For For
PHELPS L. LAMBERT Mgmt For For
ARTHUR H. MCELWEE, JR. Mgmt For For
JAMES T. MORRIS Mgmt For For
RANDALL T. SHEPARD Mgmt For For
KELLY N. STANLEY Mgmt For For
LINDA E. WHITE Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
OLD REPUBLIC INTERNATIONAL CORPORATION Agenda Number: 933808240
--------------------------------------------------------------------------------------------------------------------------
Security: 680223104
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: ORI
ISIN: US6802231042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JIMMY A. DEW Mgmt For For
JOHN M. DIXON Mgmt For For
DENNIS P. VAN MIEGHEM Mgmt For For
2 TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S AUDITORS FOR 2013
3 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
OLIN CORPORATION Agenda Number: 933743658
--------------------------------------------------------------------------------------------------------------------------
Security: 680665205
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: OLN
ISIN: US6806652052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: C. ROBERT BUNCH Mgmt For For
1.2 ELECTION OF DIRECTOR: RANDALL W. LARRIMORE Mgmt For For
1.3 ELECTION OF DIRECTOR: JOHN M.B. O'CONNOR Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933785531
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For
1D. ELECTION OF DIRECTOR: MARY C. CHOKSI Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: LEONARD S. COLEMAN, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For
1L. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1M. ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE 2013
FISCAL YEAR.
3. COMPANY PROPOSAL TO APPROVE THE OMNICOM Mgmt For For
GROUP INC. 2013 INCENTIVE AWARD PLAN.
4. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
5. SHAREHOLDER PROPOSAL REGARDING ANNUAL Shr For Against
DISCLOSURE OF EEO-1 DATA.
6. SHAREHOLDER PROPOSAL REGARDING STOCK Shr For Against
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
ONEOK, INC. Agenda Number: 933777902
--------------------------------------------------------------------------------------------------------------------------
Security: 682680103
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: OKE
ISIN: US6826801036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1B. ELECTION OF DIRECTOR: JULIE H. EDWARDS Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM L. FORD Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN W. GIBSON Mgmt For For
1E. ELECTION OF DIRECTOR: BERT H. MACKIE Mgmt For For
1F. ELECTION OF DIRECTOR: STEVEN J. MALCOLM Mgmt For For
1G. ELECTION OF DIRECTOR: JIM W. MOGG Mgmt For For
1H. ELECTION OF DIRECTOR: PATTYE L. MOORE Mgmt For For
1I. ELECTION OF DIRECTOR: GARY D. PARKER Mgmt For For
1J. ELECTION OF DIRECTOR: EDUARDO A. RODRIGUEZ Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ONEOK, INC.
3. A PROPOSAL TO APPROVE THE MATERIAL TERMS OF Mgmt For For
THE PERFORMANCE GOALS FOR OUR EQUITY
COMPENSATION PLAN.
4. AN ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL REGARDING Shr For Against
PUBLICATION OF A REPORT ON METHANE
EMISSIONS.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933690302
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt Withheld Against
GEORGE H. CONRADES Mgmt Withheld Against
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt Withheld Against
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3 APPROVAL OF INCREASE IN SHARES UNDER THE Mgmt For For
DIRECTORS' STOCK PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
5 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr For Against
PERFORMANCE METRICS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr For Against
RETENTION POLICY.
8 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr For Against
ACCELERATION UPON A CHANGE IN CONTROL OF
ORACLE.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 933691683
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 24-Oct-2012
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT G. BOHN Mgmt For For
LINDA S. HARTY Mgmt For For
WILLIAM E. KASSLING Mgmt For For
ROBERT J. KOHLHEPP Mgmt For For
KLAUS-PETER MULLER Mgmt For For
CANDY M. OBOURN Mgmt For For
JOSEPH M. SCAMINACE Mgmt For For
WOLFGANG R. SCHMITT Mgmt For For
AKE SVENSSON Mgmt For For
JAMES L. WAINSCOTT Mgmt For For
DONALD E. WASHKEWICZ Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2013.
3. APPROVAL OF, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
PARKER-HANNIFIN CORPORATION 2009 OMNIBUS
STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL TO AMEND OUR CODE OF Shr Against For
REGULATIONS TO SEPARATE THE ROLES OF
CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE
OFFICER.
--------------------------------------------------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC. Agenda Number: 933795847
--------------------------------------------------------------------------------------------------------------------------
Security: 703481101
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: PTEN
ISIN: US7034811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK S. SIEGEL Mgmt For For
KENNETH N. BERNS Mgmt For For
CHARLES O. BUCKNER Mgmt For For
MICHAEL W. CONLON Mgmt For For
CURTIS W. HUFF Mgmt For For
TERRY H. HUNT Mgmt For For
CLOYCE A. TALBOTT Mgmt For For
2. APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
PATTERSON-UTI'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF PATTERSON-UTI FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
PAYCHEX, INC. Agenda Number: 933687406
--------------------------------------------------------------------------------------------------------------------------
Security: 704326107
Meeting Type: Annual
Meeting Date: 23-Oct-2012
Ticker: PAYX
ISIN: US7043261079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: B. THOMAS GOLISANO Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH G. DOODY Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID J. S. FLASCHEN Mgmt For For
1D. ELECTION OF DIRECTOR: PHILLIP HORSLEY Mgmt For For
1E. ELECTION OF DIRECTOR: GRANT M. INMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA A. JOSEPH Mgmt For For
1G. ELECTION OF DIRECTOR: MARTIN MUCCI Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH M. VELLI Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
PENTAIR LTD Agenda Number: 933786711
--------------------------------------------------------------------------------------------------------------------------
Security: H6169Q108
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: PNR
ISIN: CH0193880173
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: T. MICHAEL GLENN Mgmt For For
1B. RE-ELECTION OF DIRECTOR: DAVID H.Y. HO Mgmt For For
1C. RE-ELECTION OF DIRECTOR: RONALD L. MERRIMAN Mgmt For For
2. TO APPROVE THE 2012 ANNUAL REPORT OF Mgmt For For
PENTAIR LTD., THE STATUTORY FINANCIAL
STATEMENTS AND THE CONSOLIDATED FINANCIAL
STATEMENTS OF PENTAIR LTD. FOR THE YEAR
ENDED DECEMBER 31, 2012.
3. TO DISCHARGE THE BOARD OF DIRECTORS AND Mgmt For For
EXECUTIVE OFFICERS FROM LIABILITY FOR THE
YEAR ENDED DECEMBER 31, 2012.
4A. TO RE-ELECT DELOITTE AG AS STATUTORY Mgmt For For
AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING.
4B. APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
4C. TO ELECT PRICEWATERHOUSECOOPERS AG AS Mgmt For For
SPECIAL AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING.
5A. THE APPROPRIATION OF RESULTS FOR THE YEAR Mgmt For For
ENDED DECEMBER 31, 2012.
5B. THE CONVERSION AND APPROPRIATION OF Mgmt For For
RESERVES FROM CAPITAL CONTRIBUTIONS TO
DISTRIBUTE AN ORDINARY CASH DIVIDEND.
6. TO APPROVE BY ADVISORY VOTE THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
7. TO APPROVE PERFORMANCE GOALS AND RELATED Mgmt For For
MATTERS UNDER THE PENTAIR LTD. 2012 STOCK
AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PENTAIR, INC. Agenda Number: 933675817
--------------------------------------------------------------------------------------------------------------------------
Security: 709631105
Meeting Type: Special
Meeting Date: 14-Sep-2012
Ticker: PNR
ISIN: US7096311052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE MERGER AGREEMENT, DATED AS Mgmt For For
OF MARCH 27, 2012, AMONG TYCO INTERNATIONAL
LTD., TYCO FLOW CONTROL INTERNATIONAL LTD.,
PANTHRO ACQUISITION CO., PANTHRO MERGER
SUB, INC. AND PENTAIR, INC. AND THE
TRANSACTIONS CONTEMPLATED THEREBY AND ALL
OTHER ACTIONS OR MATTERS NECESSARY OR
APPROPRIATE TO GIVE EFFECT TO THE MERGER
AGREEMENT AND TRANSACTIONS CONTEMPLATED
THEREBY.
2. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt Against Against
TO APPROVE THE COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO PENTAIR, INC.'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
3. TO ADJOURN OR POSTPONE THE SPECIAL MEETING Mgmt For For
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1
AT THE TIME OF THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
PEPCO HOLDINGS, INC. Agenda Number: 933772825
--------------------------------------------------------------------------------------------------------------------------
Security: 713291102
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: POM
ISIN: US7132911022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACK B. DUNN, IV Mgmt For For
H. RUSSELL FRISBY, JR. Mgmt For For
TERENCE C. GOLDEN Mgmt For For
PATRICK T. HARKER Mgmt For For
FRANK O. HEINTZ Mgmt For For
BARBARA J. KRUMSIEK Mgmt For For
GEORGE F. MACCORMACK Mgmt For For
LAWRENCE C. NUSSDORF Mgmt For For
PATRICIA A. OELRICH Mgmt For For
JOSEPH M. RIGBY Mgmt For For
FRANK K. ROSS Mgmt For For
PAULINE A. SCHNEIDER Mgmt For For
LESTER P. SILVERMAN Mgmt For For
2. A PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt Against Against
BASIS, THE COMPANY'S EXECUTIVE
COMPENSATION.
3. A PROPOSAL TO RATIFY THE APPOINTMENT, BY Mgmt For For
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS, OF PRICEWATERHOUSECOOPERS LLP AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933748521
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1F. ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1G. ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J. ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L. ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: A. WEISSER Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933743090
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1C ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1D ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1F ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1J ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1K ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2 RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013
3 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr For Against
EQUITY RETENTION
5 SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933754182
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1D. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1E. ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1F. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1G. ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1H. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1I. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1J. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1L. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY RESOLUTION APPROVING EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 933753560
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREG C. GARLAND Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN E. LOWE Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR
2013.
3. PROPOSAL TO APPROVE ADOPTION OF THE 2013 Mgmt For For
OMNIBUS STOCK AND PERFORMANCE INCENTIVE
PLAN OF PHILLIPS 66.
4. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
5. SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC. Agenda Number: 933756198
--------------------------------------------------------------------------------------------------------------------------
Security: 73755L107
Meeting Type: Annual and Special
Meeting Date: 16-May-2013
Ticker: POT
ISIN: CA73755L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C.M. BURLEY Mgmt For For
D.G. CHYNOWETH Mgmt For For
D. CLAUW Mgmt For For
W.J. DOYLE Mgmt For For
J.W. ESTEY Mgmt For For
G.W. GRANDEY Mgmt For For
C.S. HOFFMAN Mgmt For For
D.J. HOWE Mgmt For For
A.D. LABERGE Mgmt For For
K.G. MARTELL Mgmt For For
J.J. MCCAIG Mgmt For For
M. MOGFORD Mgmt For For
E. VIYELLA DE PALIZA Mgmt For For
02 THE APPOINTMENT OF DELOITTE LLP AS AUDITORS Mgmt For For
OF THE CORPORATION.
03 THE RESOLUTION (ATTACHED AS APPENDIX B TO Mgmt For For
THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR)
APPROVING THE ADOPTION OF A NEW PERFORMANCE
OPTION PLAN, THE FULL TEXT OF WHICH IS
ATTACHED AS APPENDIX C TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
04 THE ADVISORY RESOLUTION ACCEPTING THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC. Agenda Number: 933781622
--------------------------------------------------------------------------------------------------------------------------
Security: 74251V102
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: PFG
ISIN: US74251V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL T. DAN Mgmt For For
1B ELECTION OF DIRECTOR: C. DANIEL GELATT Mgmt For For
1C ELECTION OF DIRECTOR: SANDRA L. HELTON Mgmt For For
1D ELECTION OF DIRECTOR: LARRY D. ZIMPLEMAN Mgmt For For
2 ANNUAL ELECTION OF DIRECTORS Mgmt For For
3 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda Number: 933740195
--------------------------------------------------------------------------------------------------------------------------
Security: 744573106
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: PEG
ISIN: US7445731067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM V. HICKEY Mgmt For For
1C. ELECTION OF DIRECTOR: RALPH IZZO Mgmt For For
1D. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID LILLEY Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt For For
1G. ELECTION OF DIRECTOR: HAK CHEOL SHIN Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1I. ELECTION OF DIRECTOR: SUSAN TOMASKY Mgmt For For
1J. ELECTION OF DIRECTOR: ALFRED W. ZOLLAR Mgmt For For
2. ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
2004 LONG-TERM INCENTIVE PLAN.
4. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE
YEAR 2013.
6. STOCKHOLDER PROPOSAL ON SIMPLE MAJORITY Shr For Against
VOTE REQUIREMENT.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933726397
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN, AS AMENDED, WHICH INCLUDES AN
INCREASE IN THE SHARE RESERVE BY 90,000,000
SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 29, 2013.
04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
R.R. DONNELLEY & SONS COMPANY Agenda Number: 933795809
--------------------------------------------------------------------------------------------------------------------------
Security: 257867101
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: RRD
ISIN: US2578671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. QUINLAN III Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
1C. ELECTION OF DIRECTOR: SUSAN M. CAMERON Mgmt For For
1D. ELECTION OF DIRECTOR: LEE A. CHADEN Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD L. CRANDALL Mgmt For For
1F. ELECTION OF DIRECTOR: JUDITH H. HAMILTON Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD K. PALMER Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL T. RIORDAN Mgmt For For
1J. ELECTION OF DIRECTOR: OLIVER R. SOCKWELL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY Agenda Number: 933806967
--------------------------------------------------------------------------------------------------------------------------
Security: 755111507
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: RTN
ISIN: US7551115071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES E. CARTWRIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: VERNON E. CLARK Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN J. HADLEY Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS Mgmt For For
1E. ELECTION OF DIRECTOR: RONALD L. SKATES Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA G. STUNTZ Mgmt Against Against
1H. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
4. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
EXPENDITURES
5. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against
WRITTEN CONSENT
6. SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL Shr For Against
EXECUTIVE RETIREMENT PLANS
7. SHAREHOLDER PROPOSAL REGARDING ACCELERATED Shr For Against
VESTING OF EQUITY AWARDS UPON A CHANGE IN
CONTROL
--------------------------------------------------------------------------------------------------------------------------
REYNOLDS AMERICAN INC. Agenda Number: 933750932
--------------------------------------------------------------------------------------------------------------------------
Security: 761713106
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: RAI
ISIN: US7617131062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL M. DELEN Mgmt For For
1B. ELECTION OF DIRECTOR: MARTIN D. FEINSTEIN Mgmt Against Against
1C. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1D. ELECTION OF DIRECTOR: NEIL R. WITHINGTON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS
4. SHAREHOLDER PROPOSAL ON ELIMINATION OF Shr For Against
CLASSIFIED BOARD
--------------------------------------------------------------------------------------------------------------------------
RPM INTERNATIONAL INC. Agenda Number: 933682331
--------------------------------------------------------------------------------------------------------------------------
Security: 749685103
Meeting Type: Annual
Meeting Date: 04-Oct-2012
Ticker: RPM
ISIN: US7496851038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN P. ABIZAID Mgmt For For
BRUCE A. CARBONARI Mgmt For For
THOMAS S. GROSS Mgmt For For
JOSEPH P. VIVIANO Mgmt For For
2. APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4. CONSIDER A STOCKHOLDER PROPOSAL TO Shr For Against
ELIMINATE CLASSIFICATION OF THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933739382
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: ADRIAN LAJOUS Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: L. RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2012 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. TO APPROVE THE ADOPTION OF THE 2013 Mgmt For For
SCHLUMBERGER OMNIBUS INCENTIVE PLAN.
6. TO APPROVE THE ADOPTION OF AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE SCHLUMBERGER DISCOUNT
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 933686618
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Annual
Meeting Date: 24-Oct-2012
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK J. BIONDI, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL R. CANNON Mgmt For For
1D. ELECTION OF DIRECTOR: MEI-WEI CHENG Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM T. COLEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: JAY L. GELDMACHER Mgmt For For
1G. ELECTION OF DIRECTOR: DR. SEH-WOONG JEONG Mgmt For For
1H. ELECTION OF DIRECTOR: LYDIA M. MARSHALL Mgmt For For
1I. ELECTION OF DIRECTOR: KRISTEN M. ONKEN Mgmt For For
1J. ELECTION OF DIRECTOR: DR. CHONG SUP PARK Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORIO REYES Mgmt For For
1L. ELECTION OF DIRECTOR: EDWARD J. ZANDER Mgmt For For
2. TO APPROVE THE SEAGATE TECHNOLOGY PLC Mgmt For For
AMENDED AND RESTATED EMPLOYEE STOCK
PURCHASE PLAN.
3. TO DETERMINE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN RE-ISSUE TREASURY SHARES
OFF-MARKET.
4. TO AUTHORIZE HOLDING THE 2013 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF THE
COMPANY AT A LOCATION OUTSIDE OF IRELAND.
5. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
6. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS THE
INDEPENDENT AUDITORS FOR FISCAL YEAR 2013
AND TO AUTHORIZE, IN A BINDING VOTE, THE
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO SET THE AUDITORS' REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
SEARS HOLDINGS CORPORATION Agenda Number: 933775338
--------------------------------------------------------------------------------------------------------------------------
Security: 812350106
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: SHLD
ISIN: US8123501061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL G. DEPODESTA Mgmt For For
WILLIAM C. KUNKLER, III Mgmt For For
EDWARD S. LAMPERT Mgmt For For
STEVEN T. MNUCHIN Mgmt For For
ANN N. REESE Mgmt For For
THOMAS J. TISCH Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. APPROVE THE SEARS HOLDINGS CORPORATION 2013 Mgmt For For
STOCK PLAN.
4. APPROVE AN AMENDMENT TO THE PERFORMANCE Mgmt For For
MEASURES UNDER THE AMENDED AND RESTATED
SEARS HOLDINGS CORPORATION UMBRELLA
INCENTIVE PROGRAM.
5. RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
SENIOR HOUSING PROPERTIES TRUST Agenda Number: 933737314
--------------------------------------------------------------------------------------------------------------------------
Security: 81721M109
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: SNH
ISIN: US81721M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ELECT THE NOMINEE NAMED IN OUR PROXY Mgmt Abstain Against
STATEMENT TO OUR BOARD OF TRUSTEES AS THE
INDEPENDENT TRUSTEE IN GROUP II: JOHN L.
HARRINGTON
2. TO ELECT THE NOMINEE NAMED IN OUR PROXY Mgmt Abstain Against
STATEMENT TO OUR BOARD OF TRUSTEES AS THE
MANAGING TRUSTEE IN GROUP II: ADAM D.
PORTNOY
3. TO APPROVE A NONBINDING ADVISORY RESOLUTION Mgmt For For
ON OUR EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
SILVER WHEATON CORP. Agenda Number: 933778358
--------------------------------------------------------------------------------------------------------------------------
Security: 828336107
Meeting Type: Annual and Special
Meeting Date: 21-May-2013
Ticker: SLW
ISIN: CA8283361076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
LAWRENCE I. BELL Mgmt For For
GEORGE L. BRACK Mgmt For For
JOHN A. BROUGH Mgmt For For
R. PETER GILLIN Mgmt For For
DOUGLAS M. HOLTBY Mgmt For For
EDUARDO LUNA Mgmt For For
WADE D. NESMITH Mgmt For For
RANDY V.J. SMALLWOOD Mgmt For For
B IN RESPECT OF THE APPOINTMENT OF DELOITTE Mgmt For For
LLP, INDEPENDENT REGISTERED CHARTERED
ACCOUNTANTS, AS AUDITORS OF THE COMPANY AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION;
C A NON-BINDING ADVISORY RESOLUTION ACCEPTING Mgmt For For
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SIRIUS XM RADIO INC. Agenda Number: 933780113
--------------------------------------------------------------------------------------------------------------------------
Security: 82967N108
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: SIRI
ISIN: US82967N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOAN L. AMBLE Mgmt For For
MARK D. CARLETON Mgmt For For
DAVID J.A. FLOWERS Mgmt Withheld Against
EDDY W. HARTENSTEIN Mgmt For For
JAMES P. HOLDEN Mgmt For For
GREGORY B. MAFFEI Mgmt Withheld Against
EVAN D. MALONE Mgmt For For
JAMES E. MEYER Mgmt For For
JAMES F. MOONEY Mgmt For For
ROBIN S. PRINGLE Mgmt For For
CARL E. VOGEL Mgmt For For
VANESSA A. WITTMAN Mgmt For For
DAVID ZASLAV Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2013
03 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr For Against
OF A SUCCESSION PLANNING POLICY.
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 933775415
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID J. MCLACHLAN Mgmt For For
DAVID J. ALDRICH Mgmt For For
KEVIN L. BEEBE Mgmt For For
TIMOTHY R. FUREY Mgmt For For
BALAKRISHNAN S. IYER Mgmt For For
THOMAS C. LEONARD Mgmt For For
DAVID P. MCGLADE Mgmt For For
ROBERT A. SCHRIESHEIM Mgmt For For
2. TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED 2005 LONG-TERM INCENTIVE PLAN, AS
AMENDED.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT.
4. TO RATIFY THE SELECTION BY THE COMPANY'S Mgmt For For
AUDIT COMMITTEE OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
SNAP-ON INCORPORATED Agenda Number: 933747694
--------------------------------------------------------------------------------------------------------------------------
Security: 833034101
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: SNA
ISIN: US8330341012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN F. FIEDLER Mgmt For For
1.2 ELECTION OF DIRECTOR: JAMES P. HOLDEN Mgmt For For
1.3 ELECTION OF DIRECTOR: W. DUDLEY LEHMAN Mgmt For For
1.4 ELECTION OF DIRECTOR: EDWARD H. RENSI Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF SNAP-ON INCORPORATED'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN "COMPENSATION
DISCUSSION AND ANALYSIS" AND "EXECUTIVE
COMPENSATION INFORMATION" IN THE PROXY
STATEMENT.
4. PROPOSAL TO AMEND THE COMPANY'S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ALLOW DECLASSIFICATION OF THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY Agenda Number: 933747620
--------------------------------------------------------------------------------------------------------------------------
Security: 835495102
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: SON
ISIN: US8354951027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J.R. HALEY Mgmt For For
J.H. MULLIN, III Mgmt For For
P.R. ROLLIER Mgmt For For
M.J. SANDERS Mgmt For For
T.E. WHIDDON Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS, LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION Agenda Number: 933768763
--------------------------------------------------------------------------------------------------------------------------
Security: 84265V105
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: SCCO
ISIN: US84265V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. LARREA MOTA-VELASCO Mgmt Withheld Against
OSCAR GONZALEZ ROCHA Mgmt Withheld Against
EMILIO CARRILLO GAMBOA Mgmt For For
ALFREDO CASAR PEREZ Mgmt Withheld Against
LUIS CASTELAZO MORALES Mgmt Withheld Against
E.C. SANCHEZ MEJORADA Mgmt Withheld Against
X.G. DE QUEVEDO TOPETE Mgmt Withheld Against
D. MUNIZ QUINTANILLA Mgmt Withheld Against
L.M. PALOMINO BONILLA Mgmt For For
G.P. CIFUENTES Mgmt Withheld Against
JUAN REBOLLEDO GOUT Mgmt Withheld Against
CARLOS RUIZ SACRISTAN Mgmt For For
2. RATIFY THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For
GALAZ, YAMAZAKI, RUIZ URQUIZA, S.C., MEMBER
FIRM OF DELOITTE TOUCHE TOHMATSU LIMITED,
AS INDEPENDENT ACCOUNTANTS FOR 2013.
3. APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY Agenda Number: 933783082
--------------------------------------------------------------------------------------------------------------------------
Security: 845467109
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: SWN
ISIN: US8454671095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN D. GASS Mgmt For For
1.2 ELECTION OF DIRECTOR: CATHERINE A. KEHR Mgmt For For
1.3 ELECTION OF DIRECTOR: GREG D. KERLEY Mgmt For For
1.4 ELECTION OF DIRECTOR: HAROLD M. KORELL Mgmt For For
1.5 ELECTION OF DIRECTOR: VELLO A. KUUSKRAA Mgmt For For
1.6 ELECTION OF DIRECTOR: KENNETH R. MOURTON Mgmt For For
1.7 ELECTION OF DIRECTOR: STEVEN L. MUELLER Mgmt For For
1.8 ELECTION OF DIRECTOR: ELLIOTT PEW Mgmt For For
1.9 ELECTION OF DIRECTOR: ALAN H. STEVENS Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. PROPOSAL TO APPROVE OUR 2013 INCENTIVE Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
SPX CORPORATION Agenda Number: 933755906
--------------------------------------------------------------------------------------------------------------------------
Security: 784635104
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: SPW
ISIN: US7846351044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TERRY S. LISENBY Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID V. SINGER Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, SPX'S Mgmt For For
EXECUTIVE COMPENSATION PRACTICES.
3. TO AMEND AND RESTATE OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO DECLASSIFY OUR BOARD OF
DIRECTORS.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTANTS FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC Agenda Number: 933750920
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE W. BUCKLEY Mgmt For For
PATRICK D. CAMPBELL Mgmt For For
CARLOS M. CARDOSO Mgmt For For
ROBERT B. COUTTS Mgmt For For
B.H. GRISWOLD, IV Mgmt For For
JOHN F. LUNDGREN Mgmt For For
ANTHONY LUISO Mgmt For For
MARIANNE M. PARRS Mgmt For For
ROBERT L. RYAN Mgmt For For
2. APPROVE THE STANLEY BLACK & DECKER 2013 Mgmt For For
LONG-TERM INCENTIVE PLAN.
3. APPROVE THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE COMPANY'S 2013 FISCAL YEAR.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STATOIL ASA Agenda Number: 933810803
--------------------------------------------------------------------------------------------------------------------------
Security: 85771P102
Meeting Type: Special
Meeting Date: 14-May-2013
Ticker: STO
ISIN: US85771P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. ELECTION OF CHAIR FOR THE MEETING Mgmt For
4. APPROVAL OF THE NOTICE AND THE AGENDA Mgmt For
5. ELECTION OF TWO PERSONS TO CO-SIGN THE Mgmt For
MINUTES TOGETHER WITH THE CHAIR OF THE
MEETING
6. APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS Mgmt For
FOR STATOIL ASA AND THE STATOIL GROUP FOR
2012 INCLUDING THE BOARD OF DIRECTORS'
PROPOSAL FOR DISTRIBUTION OF DIVIDEND
7. PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against
REGARDING STATOIL'S ACTIVITIES IN CANADA
8. PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against
REGARDING STATOIL'S ACTIVITIES IN THE
ARCTIC
9. REPORT ON CORPORATE GOVERNANCE Mgmt For
10. DECLARATION ON STIPULATION OF SALARY AND Mgmt Against
OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT
11. DETERMINATION OF REMUNERATION FOR THE Mgmt For
COMPANY'S EXTERNAL AUDITOR FOR 2012
12. AMENDMENT OF ARTICLES OF ASSOCIATION Mgmt For
13. DETERMINATION OF REMUNERATION FOR THE Mgmt For
CORPORATE ASSEMBLY
14. ELECTION OF MEMBER TO THE NOMINATION Mgmt For
COMMITTEE
15. DETERMINATION OF REMUNERATION FOR THE Mgmt For
NOMINATION COMMITTEE
16. AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt Against
IN THE MARKET IN ORDER TO CONTINUE
OPERATION OF THE SHARE SAVING PLAN FOR
EMPLOYEES
17. AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt For
IN THE MARKET FOR SUBSEQUENT ANNULMENT
--------------------------------------------------------------------------------------------------------------------------
STEEL DYNAMICS, INC. Agenda Number: 933768749
--------------------------------------------------------------------------------------------------------------------------
Security: 858119100
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: STLD
ISIN: US8581191009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MARK D. MILLETT Mgmt For For
RICHARD P. TEETS, JR. Mgmt For For
JOHN C. BATES Mgmt For For
KEITH E. BUSSE Mgmt For For
FRANK D. BYRNE, M.D. Mgmt For For
TRACI M. DOLAN Mgmt For For
PAUL B. EDGERLEY Mgmt For For
DR. JURGEN KOLB Mgmt For For
JAMES C. MARCUCCILLI Mgmt For For
GABRIEL L. SHAHEEN Mgmt For For
JAMES A. TRETHEWEY Mgmt For For
2 TO APPROVE THE STEEL DYNAMICS, INC. 2013 Mgmt For For
EXECUTIVE INCENTIVE COMPENSATION PLAN.
3 TO APPROVE THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS STEEL
DYNAMICS INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2013.
4 TO APPROVE, BY AN ADVISORY VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
5 TO GIVE PROXIES DISCRETION TO VOTE ON ANY Mgmt Against Against
MATTERS THAT MAY PROPERLY COME BEFORE THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
SUPERVALU INC. Agenda Number: 933653075
--------------------------------------------------------------------------------------------------------------------------
Security: 868536103
Meeting Type: Annual
Meeting Date: 17-Jul-2012
Ticker: SVU
ISIN: US8685361037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DONALD R. CHAPPEL Mgmt For For
1B. ELECTION OF DIRECTOR: IRWIN S. COHEN Mgmt For For
1C. ELECTION OF DIRECTOR: RONALD E. DALY Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1E. ELECTION OF DIRECTOR: PHILIP L. FRANCIS Mgmt For For
1F. ELECTION OF DIRECTOR: EDWIN C. GAGE Mgmt For For
1G. ELECTION OF DIRECTOR: CRAIG R. HERKERT Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN S. ROGERS Mgmt For For
1I. ELECTION OF DIRECTOR: MATTHEW E. RUBEL Mgmt For For
1J. ELECTION OF DIRECTOR: WAYNE C. SALES Mgmt For For
1K. ELECTION OF DIRECTOR: KATHI P. SEIFERT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
PROXY STATEMENT
4. TO APPROVE THE SUPERVALU INC. 2012 STOCK Mgmt For For
PLAN
5. TO APPROVE THE AMENDMENT OF THE DIRECTORS' Mgmt For For
DEFERRED COMPENSATION PLAN
6. TO APPROVE THE AMENDMENT TO THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO REDUCE THE
SUPERMAJORITY VOTING THRESHOLDS
7. TO APPROVE THE AMENDMENT TO THE RESTATED Mgmt For For
BYLAWS TO REDUCE THE SUPERMAJORITY VOTING
THRESHOLDS
8. TO APPROVE THE AMENDMENT TO THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO CHANGE THE
PAR VALUE OF THE COMMON STOCK
--------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda Number: 933683054
--------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 23-Oct-2012
Ticker: SYMC
ISIN: US8715031089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN M. BENNETT Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL A. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK E. DANGEARD Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN E. GILLETT Mgmt For For
1E. ELECTION OF DIRECTOR: GERALDINE B. Mgmt For For
LAYBOURNE
1F. ELECTION OF DIRECTOR: DAVID L. MAHONEY Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL H. SCHULMAN Mgmt For For
1I. ELECTION OF DIRECTOR: V. PAUL UNRUH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING EXECUTIVES Shr For Against
TO RETAIN SIGNIFICANT STOCK, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 933808163
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROXANNE S. AUSTIN Mgmt For For
1B. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: HENRIQUE DE CASTRO Mgmt For For
1D. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1E. ELECTION OF DIRECTOR: MARY N. DILLON Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: MARY E. MINNICK Mgmt For For
1H. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1I. ELECTION OF DIRECTOR: DERICA W. RICE Mgmt For For
1J. ELECTION OF DIRECTOR: GREGG W. STEINHAFEL Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1L. ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO Mgmt For For
2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt Against Against
BASIS, OUR EXECUTIVE COMPENSATION
("SAY-ON-PAY").
4. SHAREHOLDER PROPOSAL TO ADOPT A POLICY FOR Shr For Against
AN INDEPENDENT CHAIRMAN.
5. SHAREHOLDER PROPOSAL ON ELECTRONICS Shr Against For
RECYCLING.
--------------------------------------------------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORPORATION Agenda Number: 933722755
--------------------------------------------------------------------------------------------------------------------------
Security: 87236Y108
Meeting Type: Annual
Meeting Date: 13-Feb-2013
Ticker: AMTD
ISIN: US87236Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARSHALL A. COHEN Mgmt For For
KERRY A. PEACOCK Mgmt Withheld Against
J. PETER RICKETTS Mgmt Withheld Against
ALLAN R. TESSLER Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM. RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2013.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 933668141
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Special
Meeting Date: 25-Jul-2012
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE REALLOCATION OF LEGAL Mgmt For For
RESERVES (FROM CAPITAL CONTRIBUTIONS) (CHF
9,745 MILLION) TO FREE RESERVES
2. TO APPROVE ANY ADJOURNMENTS OR Mgmt For For
POSTPONEMENTS OF THE EXTRAORDINARY GENERAL
MEETING
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 933735738
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PIERRE R. BRONDEAU Mgmt For For
1B. ELECTION OF DIRECTOR: JUERGEN W. GROMER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM A. JEFFREY Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1E. ELECTION OF DIRECTOR: YONG NAM Mgmt For For
1F. ELECTION OF DIRECTOR: DANIEL J. PHELAN Mgmt For For
1G. ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1H. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: PAULA A. SNEED Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN C. VAN SCOTER Mgmt For For
2.1 TO APPROVE THE 2012 ANNUAL REPORT OF TE Mgmt For For
CONNECTIVITY LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 28, 2012 AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED SEPTEMBER 28, 2012)
2.2 TO APPROVE THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 28, 2012
2.3 TO APPROVE THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 28, 2012
3. TO RELEASE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND EXECUTIVE OFFICERS OF TE
CONNECTIVITY FOR ACTIVITIES DURING THE
FISCAL YEAR ENDED SEPTEMBER 28, 2012
4.1 TO ELECT DELOITTE & TOUCHE LLP AS TE Mgmt For For
CONNECTIVITY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013
4.2 TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, Mgmt For For
AS TE CONNECTIVITY'S SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
4.3 TO ELECT PRICEWATERHOUSECOOPERS, AG, Mgmt For For
ZURICH, SWITZERLAND, AS TE CONNECTIVITY'S
SPECIAL AUDITOR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF TE CONNECTIVITY
5. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
6. TO APPROVE A DIVIDEND PAYMENT TO Mgmt For For
SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL
TO US$1.00 PER ISSUED SHARE TO BE PAID IN
FOUR EQUAL QUARTERLY INSTALLMENTS OF
US$0.25 STARTING WITH THE THIRD FISCAL
QUARTER OF 2013 AND ENDING IN THE SECOND
FISCAL QUARTER OF 2014 PURSUANT TO THE
TERMS OF THE DIVIDEND RESOLUTION
7. TO APPROVE THE RENEWAL OF AUTHORIZED Mgmt For For
CAPITAL AND RELATED AMENDMENT TO THE
ARTICLES OF ASSOCIATION
8. TO APPROVE A REDUCTION OF SHARE CAPITAL FOR Mgmt For For
SHARES ACQUIRED UNDER TE CONNECTIVITY'S
SHARE REPURCHASE PROGRAM AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
9. TO APPROVE ANY ADJOURNMENTS OR Mgmt For For
POSTPONEMENTS OF THE ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933737693
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.W. BABB, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: M.A. BLINN Mgmt For For
1C. ELECTION OF DIRECTOR: D.A. CARP Mgmt For For
1D. ELECTION OF DIRECTOR: C.S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: R.E. SANCHEZ Mgmt For For
1G. ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For
1H. ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For
1I. ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For
1J. ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
THE ADT CORPORATION Agenda Number: 933729432
--------------------------------------------------------------------------------------------------------------------------
Security: 00101J106
Meeting Type: Annual
Meeting Date: 14-Mar-2013
Ticker: ADT
ISIN: US00101J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS COLLIGAN Mgmt For For
TIMOTHY DONAHUE Mgmt For For
ROBERT DUTKOWSKY Mgmt For For
BRUCE GORDON Mgmt For For
NAREN GURSAHANEY Mgmt For For
BRIDGETTE HELLER Mgmt For For
KATHLEEN HYLE Mgmt For For
KEITH MEISTER Mgmt For For
DINESH PALIWAL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS ADT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2013.
3. TO APPROVE, BY NON-BINDING VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF NAMED EXECUTIVE OFFICER
COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 933779540
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1C. ELECTION OF DIRECTOR: KERMIT R. CRAWFORD Mgmt For For
1D. ELECTION OF DIRECTOR: JACK M. GREENBERG Mgmt For For
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: RONALD T. LEMAY Mgmt For For
1G. ELECTION OF DIRECTOR: ANDREA REDMOND Mgmt For For
1H. ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For
1J. ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For For
1K. ELECTION OF DIRECTOR: MARY ALICE TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: THOMAS J. WILSON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE EXECUTIVE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. APPROVE THE 2013 EQUITY INCENTIVE PLAN. Mgmt For For
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ALLSTATE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT FOR 2013.
5. STOCKHOLDER PROPOSAL ON EQUITY RETENTION BY Shr For Against
SENIOR EXECUTIVES.
6. STOCKHOLDER PROPOSAL ON REPORTING LOBBYING Shr Against For
EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 933747315
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For
GIAMBASTIANI, JR.
1F. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2013.
4. FUTURE EXTRAORDINARY RETIREMENT BENEFITS. Shr For Against
5. ACTION BY WRITTEN CONSENT. Shr For Against
6. EXECUTIVES TO RETAIN SIGNIFICANT STOCK. Shr For Against
7. INDEPENDENT BOARD CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 933766719
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN A. ELLIS Mgmt For For
1B. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES R. SCHWAB Mgmt For For
1D. ELECTION OF DIRECTOR: PAULA A. SNEED Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY APPROVAL OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF 2013 STOCK INCENTIVE PLAN Mgmt For For
5. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTIONS
6. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933646385
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Special
Meeting Date: 10-Jul-2012
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO AMEND ARTICLE FOURTH OF THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED, TO INCREASE THE AUTHORIZED COMMON
STOCK OF THE COMPANY FROM 5,600,000,000
SHARES, PAR VALUE $.25 PER SHARE, TO
11,200,000,000 SHARES, PAR VALUE $.25 PER
SHARE, AND TO EFFECT A SPLIT OF THE ISSUED
COMMON STOCK OF THE COMPANY BY CHANGING
EACH ISSUED SHARE OF COMMON STOCK INTO TWO
SHARES OF COMMON STOCK.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933739596
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt Against Against
1C. ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For
1E. ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1F. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1G. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1H. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1K. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1L. ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
1M. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1N. ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1O. ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
1P. ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS TO PERMIT SHAREOWNERS TO CALL
SPECIAL MEETINGS.
5. SHAREOWNER PROPOSAL REGARDING A BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933758609
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr For Against
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
THE DUN & BRADSTREET CORPORATION Agenda Number: 933754904
--------------------------------------------------------------------------------------------------------------------------
Security: 26483E100
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: DNB
ISIN: US26483E1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AUSTIN A. ADAMS Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. ALDEN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1D. ELECTION OF DIRECTOR: JAMES N. FERNANDEZ Mgmt For For
1E. ELECTION OF DIRECTOR: PAUL R. GARCIA Mgmt For For
1F. ELECTION OF DIRECTOR: SARA MATHEW Mgmt For For
1G. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION (SAY ON PAY).
4. APPROVE AMENDMENTS TO THE COMPANY'S AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION,
AS AMENDED, AND FOURTH AMENDED AND RESTATED
BY-LAWS, AS AMENDED, TO PERMIT SHAREHOLDERS
TO ACT BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933779754
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1J ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1K ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1L ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
03 APPROVAL OF THE GOLDMAN SACHS AMENDED AND Mgmt Against Against
RESTATED STOCK INCENTIVE PLAN (2013)
04 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
05 SHAREHOLDER PROPOSAL REGARDING HUMAN RIGHTS Shr Against For
COMMITTEE
06 SHAREHOLDER PROPOSAL REGARDING GOLDMAN Shr Against For
SACHS LOBBYING DISCLOSURE
07 SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
08 SHAREHOLDER PROPOSAL REGARDING MAXIMIZATION Shr Against For
OF VALUE FOR SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933779259
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1I. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1J. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF THE MATERIAL TERMS OF OFFICER Mgmt For For
PERFORMANCE GOALS UNDER THE MANAGEMENT
INCENTIVE PLAN
5. APPROVAL OF THE AMENDED AND RESTATED 2005 Mgmt For For
OMNIBUS STOCK INCENTIVE PLAN
6. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr For Against
DIVERSITY REPORT
7. SHAREHOLDER PROPOSAL REGARDING STORMWATER Shr Against For
MANAGEMENT POLICY
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933681062
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 09-Oct-2012
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN Mgmt For For
DESMOND-HELLMANN
1E. ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt For For
1F. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS Mgmt For For
1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
1J. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(THE SAY ON PAY VOTE)
4. SHAREHOLDER PROPOSAL #1 - SAY ON POLITICAL Shr Against For
CONTRIBUTION (PAGE 67 OF PROXY STATEMENT)
5. SHAREHOLDER PROPOSAL #2 - PRODUCER Shr Against For
RESPONSIBILITY FOR PACKAGING (PAGE 70 OF
PROXY STATEMENT)
6. SHAREHOLDER PROPOSAL #3 - ADOPT SIMPLE Shr For Against
MAJORITY VOTE (PAGE 72 OF PROXY STATEMENT)
--------------------------------------------------------------------------------------------------------------------------
THE TIMKEN COMPANY Agenda Number: 933770869
--------------------------------------------------------------------------------------------------------------------------
Security: 887389104
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: TKR
ISIN: US8873891043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN M. BALLBACH Mgmt For For
PHILLIP R. COX Mgmt For For
DIANE C. CREEL Mgmt For For
JAMES W. GRIFFITH Mgmt For For
JOHN A. LUKE, JR. Mgmt For For
JOSEPH W. RALSTON Mgmt For For
JOHN P. REILLY Mgmt For For
FRANK C. SULLIVAN Mgmt For For
JOHN M. TIMKEN, JR. Mgmt For For
WARD J. TIMKEN Mgmt For For
WARD J. TIMKEN, JR. Mgmt For For
JACQUELINE F. WOODS Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT AUDITOR FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2013.
3. AN ADVISORY RESOLUTION REGARDING NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. AMENDMENTS TO THE COMPANY'S AMENDED Mgmt For For
ARTICLES OF INCORPORATION TO REDUCE CERTAIN
SHAREHOLDER VOTING REQUIREMENTS.
5. AMENDMENTS TO THE COMPANY'S AMENDED Mgmt For For
REGULATIONS TO REDUCE CERTAIN SHAREHOLDER
VOTING REQUIREMENTS.
6. A SHAREHOLDER PROPOSAL RECOMMENDING THAT Shr For Against
THE BOARD OF DIRECTORS ENGAGE AN INVESTMENT
BANKING FIRM TO EFFECTUATE A SPIN-OFF OF
THE COMPANY'S STEEL BUSINESS SEGMENT INTO A
SEPARATELY-TRADED PUBLIC COMPANY.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 933810625
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ZEIN ABDALLA Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1D. ELECTION OF DIRECTOR: BERNARD CAMMARATA Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID T. CHING Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL F. HINES Mgmt For For
1G. ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1H. ELECTION OF DIRECTOR: DAWN G. LEPORE Mgmt For For
1I. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1K. ELECTION OF DIRECTOR: WILLOW B. SHIRE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
3. APPROVAL OF STOCK INCENTIVE PLAN AMENDMENTS Mgmt For For
AND MATERIAL TERMS OF PERFORMANCE GOALS
UNDER THE PLAN.
4. SAY ON PAY: ADVISORY APPROVAL OF TJX'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933777887
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For
1I. ELECTION OF DIRECTOR: CLEVE L. Mgmt For For
KILLINGSWORTH JR.
1J. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. NON-BINDING VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. AMENDMENT TO ARTICLES OF INCORPORATION TO Mgmt For For
PROVIDE ADDITIONAL AUTHORITY TO ISSUE
PREFERRED STOCK.
5. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr For Against
CONTRIBUTIONS AND EXPENDITURES, IF
PRESENTED AT THE ANNUAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933727109
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2013.
3. TO APPROVE THE TERMS OF THE COMPANY'S Mgmt For For
AMENDED AND RESTATED 2002 EXECUTIVE
PERFORMANCE PLAN, AS AMENDED.
4. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr For Against
RELATING TO PROXY ACCESS.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr For Against
RELATING TO FUTURE SEPARATION OF CHAIRMAN
AND CHIEF EXECUTIVE OFFICER.
--------------------------------------------------------------------------------------------------------------------------
THE WENDY'S COMPANY Agenda Number: 933779552
--------------------------------------------------------------------------------------------------------------------------
Security: 95058W100
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: WEN
ISIN: US95058W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NELSON PELTZ Mgmt For For
PETER W. MAY Mgmt For For
EMIL J. BROLICK Mgmt For For
CLIVE CHAJET Mgmt For For
EDWARD P. GARDEN Mgmt Withheld Against
JANET HILL Mgmt For For
JOSEPH A. LEVATO Mgmt For For
J. RANDOLPH LEWIS Mgmt For For
PETER H. ROTHSCHILD Mgmt For For
DAVID E. SCHWAB II Mgmt For For
ROLAND C. SMITH Mgmt For For
RAYMOND S. TROUBH Mgmt For For
JACK G. WASSERMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. TO APPROVE AN ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
4. TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING Shr For Against
ACCELERATED VESTING OF EQUITY AWARDS, IF
PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
THE WESTERN UNION COMPANY Agenda Number: 933793867
--------------------------------------------------------------------------------------------------------------------------
Security: 959802109
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: WU
ISIN: US9598021098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt For For
1B. ELECTION OF DIRECTOR: BETSY D. HOLDEN Mgmt For For
1C. ELECTION OF DIRECTOR: WULF VON SCHIMMELMANN Mgmt For For
1D. ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF SELECTION OF AUDITORS Mgmt For For
4. APPROVAL OF AMENDMENTS TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO PROVIDE STOCKHOLDERS THE
RIGHT TO CALL SPECIAL MEETINGS OF
STOCKHOLDERS
5. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
TIBCO SOFTWARE INC. Agenda Number: 933755247
--------------------------------------------------------------------------------------------------------------------------
Security: 88632Q103
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: TIBX
ISIN: US88632Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VIVEK Y. RANADIVE Mgmt For For
NANCI E. CALDWELL Mgmt For For
ERIC C.W. DUNN Mgmt For For
NARENDRA K. GUPTA Mgmt For For
PETER J. JOB Mgmt For For
PHILIP K. WOOD Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS TIBCO
SOFTWARE INC.'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING NOVEMBER 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
TIDEWATER INC. Agenda Number: 933659370
--------------------------------------------------------------------------------------------------------------------------
Security: 886423102
Meeting Type: Annual
Meeting Date: 19-Jul-2012
Ticker: TDW
ISIN: US8864231027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. JAY ALLISON Mgmt For For
JAMES C. DAY Mgmt For For
RICHARD T. DU MOULIN Mgmt For For
MORRIS E. FOSTER Mgmt For For
J. WAYNE LEONARD Mgmt For For
JON C. MADONNA Mgmt For For
JOSEPH H. NETHERLAND Mgmt For For
RICHARD A. PATTAROZZI Mgmt For For
JEFFREY M. PLATT Mgmt For For
NICHOLAS J. SUTTON Mgmt For For
CINDY B. TAYLOR Mgmt For For
DEAN E. TAYLOR Mgmt For For
JACK E. THOMPSON Mgmt For For
2. SAY ON PAY VOTE - AN ADVISORY VOTE TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION (AS
DISCLOSED IN THE PROXY STATEMENT).
3. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
TIFFANY & CO. Agenda Number: 933770681
--------------------------------------------------------------------------------------------------------------------------
Security: 886547108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: TIF
ISIN: US8865471085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1B ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
1C ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt For For
1D ELECTION OF DIRECTOR: LAWRENCE K. FISH Mgmt For For
1E ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES K. MARQUIS Mgmt For For
1G ELECTION OF DIRECTOR: PETER W. MAY Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Mgmt For For
1I ELECTION OF DIRECTOR: ROBERT S. SINGER Mgmt For For
2 APPROVAL OF THE APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2014.
3 APPROVAL OF THE COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TIM HORTONS INC. Agenda Number: 933762040
--------------------------------------------------------------------------------------------------------------------------
Security: 88706M103
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: THI
ISIN: CA88706M1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M. SHAN ATKINS Mgmt For For
MICHAEL J. ENDRES Mgmt For For
MOYA M. GREENE Mgmt For For
PAUL D. HOUSE Mgmt For For
FRANK IACOBUCCI Mgmt For For
JOHN A. LEDERER Mgmt For For
DAVID H. LEES Mgmt For For
RONALD W. OSBORNE Mgmt For For
WAYNE C. SALES Mgmt For For
02 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE INDEPENDENT AUDITOR, FOR THE FISCAL
YEAR ENDING DECEMBER 29, 2013.
03 TO APPROVE A NON-BINDING, ADVISORY Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER CABLE INC Agenda Number: 933770643
--------------------------------------------------------------------------------------------------------------------------
Security: 88732J207
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: TWC
ISIN: US88732J2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLE BLACK Mgmt For For
1B. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. CASTRO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID C. CHANG Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: PETER R. HAJE Mgmt For For
1G. ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For
1H. ELECTION OF DIRECTOR: DON LOGAN Mgmt For For
1I. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: WAYNE H. PACE Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL ON DISCLOSURE OF Shr Against For
LOBBYING ACTIVITIES.
5. STOCKHOLDER PROPOSAL ON ACCELERATED VESTING Shr For Against
OF EQUITY AWARDS IN A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933774956
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt For For
1G. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1H. ELECTION OF DIRECTOR: FRED HASSAN Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt For For
1J. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt For For
1K. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF THE TIME WARNER INC. 2013 STOCK Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
TOLL BROTHERS, INC. Agenda Number: 933733506
--------------------------------------------------------------------------------------------------------------------------
Security: 889478103
Meeting Type: Annual
Meeting Date: 13-Mar-2013
Ticker: TOL
ISIN: US8894781033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS C. YEARLEY, JR. Mgmt For For
ROBERT S. BLANK Mgmt For For
EDWARD G. BOEHNE Mgmt For For
RICHARD J. BRAEMER Mgmt For For
CARL E. MARBACH Mgmt For For
STEPHEN A. NOVICK Mgmt For For
PAUL E. SHAPIRO Mgmt For For
2. THE RATIFICATION OF THE RE-APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2013 FISCAL YEAR.
3. THE APPROVAL, IN AN ADVISORY AND Mgmt For For
NON-BINDING VOTE, OF THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. THE RE-APPROVAL OF THE MATERIAL TERMS OF Mgmt For For
THE PERFORMANCE GOALS UNDER THE TOLL
BROTHERS, INC. AMENDED AND RESTATED STOCK
INCENTIVE PLAN FOR EMPLOYEES (2007).
5. A STOCKHOLDER PROPOSAL RELATING TO A Shr For Against
MAJORITY VOTING STANDARD IN THE ELECTION OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. Agenda Number: 933802387
--------------------------------------------------------------------------------------------------------------------------
Security: 89151E109
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: TOT
ISIN: US89151E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF PARENT COMPANY FINANCIAL Mgmt For For
STATEMENTS DATED DECEMBER 31, 2012.
O2 APPROVAL OF CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS DATED DECEMBER 31, 2012.
O3 ALLOCATION OF EARNINGS, DECLARATION OF Mgmt For For
DIVIDEND.
O4 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
TRADE IN SHARES OF THE COMPANY.
O5 RENEWAL OF THE APPOINTMENT OF MR. THIERRY Mgmt For For
DESMAREST AS A DIRECTOR.
O6 RENEWAL OF THE APPOINTMENT OF MR. GUNNAR Mgmt For For
BROCK AS A DIRECTOR.
O7 RENEWAL OF THE APPOINTMENT OF MR. GERARD Mgmt For For
LAMARCHE AS A DIRECTOR.
Z APPOINTMENT OF A DIRECTOR REPRESENTING Mgmt For For
EMPLOYEE SHAREHOLDERS: TO VOTE FOR
CANDIDATE: MR. CHARLES KELLER*-ELECT FOR TO
VOTE FOR CANDIDATE: MR. PHILIPPE
MARCHANDISE*-ELECT AGAINST
O10 DETERMINATION OF THE TOTAL AMOUNT OF Mgmt For For
DIRECTORS COMPENSATION.
E11 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt Against Against
GRANT SUBSCRIPTION OR PURCHASE OPTIONS FOR
THE COMPANY'S SHARES TO CERTAIN EMPLOYEES
OF THE GROUP AS WELL AS TO THE MANAGEMENT
OF THE COMPANY OR OF OTHER GROUP COMPANIES,
ENTAILING SHAREHOLDERS' WAIVER OF THEIR
PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES
ISSUED AS A RESULT OF THE EXERCISE OF
SUBSCRIPTION OPTIONS.
E12 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE SHARE
CAPITAL UNDER THE CONDITIONS PROVIDED IN
ARTICLES L. 3332-18 AND FOLLOWING THE
FRENCH LABOUR CODE, WHICH ENTAILS
SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE
RIGHT TO SUBSCRIBE THE SHARES ISSUED DUE TO
THE SUBSCRIPTION OF SHARES BY GROUP
EMPLOYEES.
O13 ESTABLISHMENT OF AN INDEPENDENT ETHICS Shr Against For
COMMITTEE.
O14 COMPONENTS OF THE COMPENSATION OF CORPORATE Shr Against For
OFFICERS AND EMPLOYEES THAT ARE LINKED TO
INDUSTRIAL SAFETY INDICATORS.
O15 TOTAL'S COMMITMENT TO THE DIVERSITY LABEL. Shr Against For
O16 EMPLOYEE REPRESENTATIVE ON THE COMPENSATION Shr Against For
COMMITTEE.
E17 EXPANSION OF INDIVIDUAL SHARE OWNERSHIP Shr Against For
(LOYALTY DIVIDEND).
--------------------------------------------------------------------------------------------------------------------------
TUPPERWARE BRANDS CORPORATION Agenda Number: 933775023
--------------------------------------------------------------------------------------------------------------------------
Security: 899896104
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: TUP
ISIN: US8998961044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CATHERINE A. BERTINI Mgmt For For
1B ELECTION OF DIRECTOR: SUSAN M. CAMERON Mgmt For For
1C ELECTION OF DIRECTOR: KRISS CLONINGER, III Mgmt For For
1D ELECTION OF DIRECTOR: E. V. GOINGS Mgmt For For
1E ELECTION OF DIRECTOR: JOE R. LEE Mgmt For For
1F ELECTION OF DIRECTOR: ANGEL R. MARTINEZ Mgmt For For
1G ELECTION OF DIRECTOR: A. MONTEIRO DE CASTRO Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT J. MURRAY Mgmt For For
1I ELECTION OF DIRECTOR: DAVID R. PARKER Mgmt For For
1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K ELECTION OF DIRECTOR: M. ANNE SZOSTAK Mgmt For For
2 ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION PROGRAM
3 PROPOSAL TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. Agenda Number: 933676580
--------------------------------------------------------------------------------------------------------------------------
Security: H89128104
Meeting Type: Special
Meeting Date: 17-Sep-2012
Ticker: TYC
ISIN: CH0100383485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE APPROVAL OF THE DISTRIBUTION OF SHARES Mgmt For For
OF ADT COMMON STOCK TO BE MADE IN THE FORM
OF A SPECIAL DIVIDEND IN KIND OUT OF
QUALIFYING CONTRIBUTED SURPLUS.
2. THE APPROVAL OF THE DISTRIBUTION OF TYCO Mgmt For For
FLOW CONTROL COMMON SHARES TO BE MADE IN
THE FORM OF A SPECIAL DIVIDEND IN KIND OUT
OF QUALIFYING CONTRIBUTED SURPLUS.
3. DIRECTOR
GEORGE R. OLIVER Mgmt For For
FRANK M. DRENDEL Mgmt For For
4. THE APPROVAL OF THE PAYMENT OF AN ORDINARY Mgmt For For
CASH DIVIDEND OUT OF QUALIFYING CONTRIBUTED
SURPLUS IN THE AGGREGATE AMOUNT OF UP TO
$0.30 PER SHARE.
5. THE APPROVAL OF THE TYCO INTERNATIONAL LTD. Mgmt For For
2012 STOCK AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. Agenda Number: 933727084
--------------------------------------------------------------------------------------------------------------------------
Security: H89128104
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: TYC
ISIN: CH0100383485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ANNUAL REPORT, THE PARENT Mgmt For For
COMPANY FINANCIAL STATEMENTS OF TYCO
INTERNATIONAL LTD AND THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 28, 2012.
2. TO DISCHARGE THE BOARD OF DIRECTORS FROM Mgmt For For
LIABILITY FOR THE FINANCIAL YEAR ENDED
SEPTEMBER 28, 2012.
3. DIRECTOR
EDWARD D. BREEN Mgmt For For
MICHAEL E. DANIELS Mgmt For For
FRANK M. DRENDEL Mgmt For For
BRIAN DUPERREAULT Mgmt For For
RAJIV L. GUPTA Mgmt For For
JOHN A. KROL Mgmt For For
GEORGE OLIVER Mgmt For For
BRENDAN R. O'NEILL Mgmt For For
SANDRA S. WIJNBERG Mgmt For For
R. DAVID YOST Mgmt For For
4A. TO ELECT DELOITTE AG (ZURICH) AS STATUTORY Mgmt For For
AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING.
4B. TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR PURPOSES OF UNITED
STATES SECURITIES LAW REPORTING FOR THE
YEAR ENDING SEPTEMBER 27, 2013.
4C. TO ELECT PRICEWATERHOUSECOOPERS AG (ZURICH) Mgmt For For
AS SPECIAL AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING.
5A. APPROVE THE ALLOCATION OF FISCAL YEAR 2012 Mgmt For For
RESULTS.
5B. APPROVE THE PAYMENT OF AN ORDINARY CASH Mgmt For For
DIVIDEND IN AN AMOUNT OF UP TO $0.64 PER
SHARE OUT OF TYCO'S CAPITAL CONTRIBUTION
RESERVE IN ITS STATUTORY ACCOUNTS.
6. TO CAST A NON-BINDING ADVISORY VOTE TO Mgmt Against Against
APPROVE EXECUTIVE COMPENSATION.
7. TO AMEND OUR ARTICLES OF ASSOCIATION IN Mgmt For For
ORDER TO RENEW THE AUTHORIZED SHARE CAPITAL
AVAILABLE FOR NEW ISSUANCE.
8. TO APPROVE A REDUCTION IN THE REGISTERED Mgmt For For
SHARE CAPITAL.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933744460
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI Mgmt For For
GLUCKMAN
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1L. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1M. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1N. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2013
FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
4. SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY Shr Against For
REQUIRING THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933754548
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For
1H. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1I. ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
1L. ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. Shr Against For
4. SHAREOWNER PROPOSAL TO REDUCE THE VOTING Shr For Against
POWER OF CLASS A STOCK FROM 10 VOTES PER
SHARE TO ONE VOTE PER SHARE.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933743684
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF THE FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR FOR 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933799390
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 03-Jun-2013
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2013.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr For Against
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2013 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC. Agenda Number: 933765604
--------------------------------------------------------------------------------------------------------------------------
Security: 913903100
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: UHS
ISIN: US9139031002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT H. HOTZ Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VECTOR GROUP LTD. Agenda Number: 933798285
--------------------------------------------------------------------------------------------------------------------------
Security: 92240M108
Meeting Type: Annual
Meeting Date: 28-May-2013
Ticker: VGR
ISIN: US92240M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BENNETT S. LEBOW Mgmt For For
HOWARD M. LORBER Mgmt For For
RONALD J. BERNSTEIN Mgmt For For
STANLEY S. ARKIN Mgmt For For
HENRY C. BEINSTEIN Mgmt Withheld Against
JEFFREY S. PODELL Mgmt Withheld Against
JEAN E. SHARPE Mgmt Withheld Against
2. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt Against Against
(SAY ON PAY).
3. APPROVAL OF RATIFICATION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
VENTAS, INC. Agenda Number: 933768496
--------------------------------------------------------------------------------------------------------------------------
Security: 92276F100
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: VTR
ISIN: US92276F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DEBRA A. CAFARO Mgmt For For
1B. ELECTION OF DIRECTOR: DOUGLAS CROCKER II Mgmt For For
1C. ELECTION OF DIRECTOR: RONALD G. GEARY Mgmt For For
1D. ELECTION OF DIRECTOR: JAY M. GELLERT Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD I. GILCHRIST Mgmt For For
1F. ELECTION OF DIRECTOR: MATTHEW J. LUSTIG Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS M. PASQUALE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT D. REED Mgmt For For
1I. ELECTION OF DIRECTOR: SHELI Z. ROSENBERG Mgmt For For
1J. ELECTION OF DIRECTOR: GLENN J. RUFRANO Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES D. SHELTON Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING AN EQUITY Shr For Against
RETENTION POLICY.
5. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIRMAN.
6. STOCKHOLDER PROPOSAL REGARDING ACCELERATION Shr For Against
OF EQUITY AWARD VESTING.
7. STOCKHOLDER PROPOSAL REGARDING TAX GROSS-UP Shr For Against
PAYMENTS.
--------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda Number: 933787535
--------------------------------------------------------------------------------------------------------------------------
Security: 92343E102
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: VRSN
ISIN: US92343E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: D. JAMES BIDZOS Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM L. CHENEVICH Mgmt For For
1C. ELECTION OF DIRECTOR: KATHLEEN A. COTE Mgmt For For
1D. ELECTION OF DIRECTOR: ROGER H. MOORE Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN D. ROACH Mgmt For For
1F. ELECTION OF DIRECTOR: LOUIS A. SIMPSON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY TOMLINSON Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, VERISIGN, Mgmt For For
INC.'S EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
VERISIGN, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933747872
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1B ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1C ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1E ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1F ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt For For
1G ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1H ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1J ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1K ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1L ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1M ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
04 APPROVAL OF LONG-TERM INCENTIVE PLAN Mgmt For For
05 NETWORK NEUTRALITY Shr For Against
06 LOBBYING ACTIVITIES Shr For Against
07 PROXY ACCESS BYLAWS Shr For Against
08 SEVERANCE APPROVAL POLICY Shr For Against
09 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against
10 SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 933784779
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSHUA BOGER Mgmt For For
TERRENCE C. KEARNEY Mgmt For For
YUCHUN LEE Mgmt For For
ELAINE S. ULLIAN Mgmt For For
2. APPROVAL OF OUR 2013 STOCK AND OPTION PLAN. Mgmt For For
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
4. ADVISORY VOTE ON OUR NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VIRGIN MEDIA INC Agenda Number: 933821678
--------------------------------------------------------------------------------------------------------------------------
Security: 92769L101
Meeting Type: Special
Meeting Date: 04-Jun-2013
Ticker: VMED
ISIN: US92769L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE MERGER AGREEMENT, Mgmt For For
DATED AS OF FEBRUARY 5, 2013, AS AMENDED
FROM TIME TO TIME, WITH LIBERTY GLOBAL,
INC. AND CERTAIN AFFILIATES.
2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
NON-BINDING BASIS, THE COMPENSATION THAT
MAY BE PAID OR BECOME PAYABLE TO VIRGIN
MEDIA'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE VIRGIN MEDIA MERGERS
PROVIDED FOR IN THE MERGER AGREEMENT.
3. PROPOSAL TO ADJOURN THE SPECIAL MEETING TO Mgmt For For
A LATER DATE IF THERE ARE INSUFFICIENT
VOTES TO APPROVE PROPOSAL 1 AT THE TIME OF
THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933718895
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 30-Jan-2013
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY P. COUGHLAN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH W. SAUNDERS Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN A. SWAINSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
4. STOCKHOLDER PROPOSAL ON LOBBYING PRACTICES Shr For Against
AND EXPENDITURES, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC. Agenda Number: 933743709
--------------------------------------------------------------------------------------------------------------------------
Security: 930059100
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: WDR
ISIN: US9300591008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HENRY J. HERRMANN Mgmt For For
JAMES M. RAINES Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933799364
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 07-Jun-2013
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1D. ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt Against Against
1F. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1G. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1H. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1J. ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1L. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt Against Against
1M. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt Against Against
WILLIAMS
1N. ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF THE WAL-MART STORES, INC. Mgmt For For
MANAGEMENT INCENTIVE PLAN, AS AMENDED
5. SPECIAL SHAREOWNER MEETING RIGHT Shr For Against
6. EQUITY RETENTION REQUIREMENT Shr For Against
7. INDEPENDENT CHAIRMAN Shr For Against
8. REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF Shr For Against
EXECUTIVE PAY
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 933750209
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For
1D. ELECTION OF DIRECTOR: VICTORIA M. HOLT Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1F. ELECTION OF DIRECTOR: W. ROBERT REUM Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. APPROVAL OF OUR EXECUTIVE COMPENSATION. Mgmt For For
4. STOCKHOLDER PROPOSAL REGARDING A Shr For Against
REQUIREMENT FOR SENIOR EXECUTIVES TO HOLD A
SIGNIFICANT PERCENTAGE OF EQUITY AWARDS
UNTIL RETIREMENT, IF PROPERLY PRESENTED AT
THE MEETING.
5. STOCKHOLDER PROPOSAL REGARDING DISCLOSURE Shr For Against
OF POLITICAL CONTRIBUTIONS, IF PROPERLY
PRESENTED AT THE MEETING.
6. STOCKHOLDER PROPOSAL REGARDING COMPENSATION Shr For Against
BENCHMARKING CAP, IF PROPERLY PRESENTED AT
THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
WELLPOINT, INC. Agenda Number: 933767038
--------------------------------------------------------------------------------------------------------------------------
Security: 94973V107
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: WLP
ISIN: US94973V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SHEILA P. BURKE Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE A. SCHAEFER, Mgmt For For
JR.
1C ELECTION OF DIRECTOR: JOSEPH R. SWEDISH Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3 ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4 IF PROPERLY PRESENTED AT THE MEETING, TO Shr Against For
VOTE ON A SHAREHOLDER PROPOSAL TO REQUIRE
SEMI-ANNUAL REPORTING ON POLITICAL
CONTRIBUTIONS AND EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933743696
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO APPROVE THE COMPANY'S AMENDED Mgmt For For
AND RESTATED LONG-TERM INCENTIVE
COMPENSATION PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
5. STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
REQUIRING AN INDEPENDENT CHAIRMAN.
6. STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON Shr Against For
THE COMPANY'S LOBBYING POLICIES AND
PRACTICES.
7. STOCKHOLDER PROPOSAL TO REVIEW AND REPORT Shr For Against
ON INTERNAL CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WGL HOLDINGS, INC. Agenda Number: 933727402
--------------------------------------------------------------------------------------------------------------------------
Security: 92924F106
Meeting Type: Annual
Meeting Date: 07-Mar-2013
Ticker: WGL
ISIN: US92924F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL D. BARNES Mgmt For For
GEORGE P. CLANCY, JR. Mgmt For For
JAMES W. DYKE, JR. Mgmt For For
MELVYN J. ESTRIN Mgmt For For
NANCY C. FLOYD Mgmt For For
JAMES F. LAFOND Mgmt For For
DEBRA L. LEE Mgmt For For
TERRY D. MCCALLISTER Mgmt For For
2. PROPOSAL TO APPROVE, BY NON-BINDING VOTE, Mgmt For For
COMPENSATION PAID TO CERTAIN EXECUTIVE
OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION Agenda Number: 933738051
--------------------------------------------------------------------------------------------------------------------------
Security: 963320106
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: WHR
ISIN: US9633201069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: GARY T. DICAMILLO Mgmt For For
1C. ELECTION OF DIRECTOR: DIANE M. DIETZ Mgmt For For
1D. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL F. JOHNSTON Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM T. KERR Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN D. LIU Mgmt For For
1H. ELECTION OF DIRECTOR: HARISH MANWANI Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE WHIRLPOOL'S Mgmt For For
EXECUTIVE COMPENSATION.
3. APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
WHIRLPOOL'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
4. APPROVAL OF THE WHIRLPOOL CORPORATION Mgmt For For
AMENDED AND RESTATED 2010 OMNIBUS STOCK AND
INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REQUIRING SHAREHOLDER
APPROVAL OF CERTAIN EXECUTIVE AGREEMENTS.
--------------------------------------------------------------------------------------------------------------------------
WORTHINGTON INDUSTRIES, INC. Agenda Number: 933678130
--------------------------------------------------------------------------------------------------------------------------
Security: 981811102
Meeting Type: Annual
Meeting Date: 27-Sep-2012
Ticker: WOR
ISIN: US9818111026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN B. BLYSTONE Mgmt For For
1B. ELECTION OF DIRECTOR: MARK C. DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: SIDNEY A. RIBEAU Mgmt Against Against
2. APPROVAL OF THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING MAY 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933689979
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 02-Nov-2012
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LINDA CHEN Mgmt For For
MARC D. SCHORR Mgmt For For
J. EDWARD (TED) VIRTUE Mgmt For For
ELAINE P. WYNN Mgmt For For
2 TO APPROVE THE AMENDED AND RESTATED ANNUAL Mgmt For For
PERFORMANCE BASED INCENTIVE PLAN.
3 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG, LLP AS THE INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY AND ALL
OF ITS SUBSIDIARIES FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933727224
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Special
Meeting Date: 22-Feb-2013
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO REMOVE MR. KAZUO OKADA AS A DIRECTOR OF Mgmt For For
THE COMPANY.
2. TO ADJOURN THE SPECIAL MEETING TO A LATER Mgmt For For
DATE, IF NECESSARY OR APPROPRIATE IN THE
VIEW OF THE BOARD OR THE EXECUTIVE
COMMITTEE OF THE BOARD, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE REMOVAL
PROPOSAL IF THERE ARE INSUFFICIENT PROXIES
AT THE TIME OF SUCH ADJOURNMENT TO APPROVE
THE REMOVAL PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933761783
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAY R. IRANI Mgmt Withheld Against
ALVIN V. SHOEMAKER Mgmt Withheld Against
D. BOONE WAYSON Mgmt Withheld Against
STEPHEN A. WYNN Mgmt For For
2. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG, LLP AS THE INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY AND ALL
OF ITS SUBSIDIARIES FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 933661414
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 08-Aug-2012
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PHILIP T. GIANOS Mgmt For For
1B ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV Mgmt For For
1C ELECTION OF DIRECTOR: JOHN L. DOYLE Mgmt For For
1D ELECTION OF DIRECTOR: JERALD G. FISHMAN Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM G. HOWARD, Mgmt For For
JR.
1F ELECTION OF DIRECTOR: J. MICHAEL PATTERSON Mgmt For For
1G ELECTION OF DIRECTOR: ALBERT A. PIMENTEL Mgmt For For
1H ELECTION OF DIRECTOR: MARSHALL C. TURNER Mgmt For For
1I ELECTION OF DIRECTOR: ELIZABETH W Mgmt For For
VANDERSLICE
2 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S 1990 EMPLOYEE QUALIFIED STOCK
PURCHASE PLAN.
3 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S 2007 EQUITY INCENTIVE PLAN.
4 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S EXTERNAL
AUDITORS FOR FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
XL GROUP PLC Agenda Number: 933744105
--------------------------------------------------------------------------------------------------------------------------
Security: G98290102
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: XL
ISIN: IE00B5LRLL25
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOSEPH MAURIELLO Mgmt For For
1.2 ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For
1.3 ELECTION OF DIRECTOR: CLAYTON S. ROSE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO ACT AS THE
INDEPENDENT AUDITOR OF XL GROUP PLC FOR THE
YEAR ENDING DECEMBER 31, 2013, AND TO
AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS TO DETERMINE
PRICEWATERHOUSECOOPERS LLP'S REMUNERATION.
3. TO PROVIDE A NON-BINDING, ADVISORY VOTE Mgmt For For
APPROVING XL GROUP PLC'S EXECUTIVE
COMPENSATION.
Gateway International Fund
--------------------------------------------------------------------------------------------------------------------------
ACCOR SA, COURCOURONNES Agenda Number: 704330478
--------------------------------------------------------------------------------------------------------------------------
Security: F00189120
Meeting Type: MIX
Meeting Date: 25-Apr-2013
Ticker:
ISIN: FR0000120404
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0318/201303181300797.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0405/201304051301125.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year, 2012
O.3 Allocation of income and distribution of Mgmt For For
the dividend
O.4 Renewal of term of Mrs. Sophie Gasperment Mgmt For For
as Board member
O.5 Renewal of term of Mr. Patrick Sayer as Mgmt Against Against
Board member
O.6 Appointment of Mr. Nadra Moussalem as Board Mgmt For For
member
O.7 Renewal of term of Deloitte & Associes as Mgmt For For
principal Statutory Auditor
O.8 Renewal of term of Ernst & Young et Autres Mgmt For For
as principal Statutory Auditor
O.9 Renewal of term of Beas SARL as deputy Mgmt For For
Statutory Auditor
O.10 Renewal of term of Auditex as deputy Mgmt For For
Statutory Auditor
O.11 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.12 Authorization to the Board of Directors to Mgmt For For
reduce capital by cancellation of shares
E.13 Delegation of authority to the Board of Mgmt For For
Directors to carry out capital increases by
issuing shares or securities giving access
to share capital while maintaining
preferential subscription rights
E.14 Delegation of authority to the Board of Mgmt For For
Directors to carry out capital increases by
issuing shares or securities giving access
to share capital with cancellation of
preferential subscription rights by public
offering
E.15 Delegation of authority to the Board of Mgmt For For
Directors to carry out capital increases by
issuing shares or securities giving access
to share capital with cancellation of
preferential subscription rights through
reserved offer
E.16 Delegation of authority to the Board of Mgmt For For
Directors to increase the number of
issuable securities in case of capital
increase with or without preferential
subscription rights
E.17 Delegation of powers to the Board of Mgmt For For
Directors to carry out capital increases by
issuing shares or securities, in
consideration for in-kind contributions
granted to the Company
E.18 Delegation of powers to the Board of Mgmt For For
Directors to carry out capital increases by
incorporation of reserves, profits or
premiums
E.19 Limitation of the total amount of capital Mgmt For For
increases that may be carried out pursuant
to previous delegations
E.20 Delegation of authority to the Board of Mgmt For For
Directors to issue shares or securities
giving access to share capital in favor of
employees who are members of a Company
Savings Plan
E.21 Authorization to the Board of Directors to Mgmt Against Against
grant share subscription or purchase
options to employees and corporate officers
E.22 Authorization to the Board of Directors to Mgmt Against Against
carry out free allocations of shares to
employees and corporate officers
E.23 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ADVANTEST CORPORATION Agenda Number: 704573612
--------------------------------------------------------------------------------------------------------------------------
Security: J00210104
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3122400009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Expand Business Lines Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AFRICAN BARRICK GOLD LIMITED, LONDON Agenda Number: 704332597
--------------------------------------------------------------------------------------------------------------------------
Security: G0128R100
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: GB00B61D2N63
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the audited annual accounts for the Mgmt For For
Company for the financial year ended 31
December 2012, together with the Directors'
Report and the Auditors' Reports thereon be
received, adopted and approved
2 That the Directors' Remuneration Report for Mgmt Against Against
the financial year ended 31 December 2012
be approved
3 That a final dividend of US12.3 cents per Mgmt For For
Ordinary Share, for the year ended 31
December 2012, be approved
4 That Kelvin Dushnisky be elected as a Mgmt For For
Director of the Company
5 That Gregory ('Greg') Hawkins be re-elected Mgmt For For
as a Director of the Company
6 That Ambassador Juma V. Mwapachu be Mgmt For For
re-elected as a Director of the Company
7 That Andre Falzon be re-elected as a Mgmt For For
Director of the Company
8 That Stephen Galbraith be re-elected as a Mgmt For For
Director of the Company
9 That David Hodgson be re-elected as a Mgmt For For
Director of the Company
10 That Michael Kenyon be re-elected as a Mgmt For For
Director of the Company
11 That Richard ('Rick') McCreary be elected Mgmt For For
as a Director of the Company
12 That PricewaterhouseCoopers LLP be Mgmt For For
re-appointed as auditors of the Company
13 That the Audit Committee of the Company be Mgmt For For
authorised to agree the remuneration of the
Auditors
14 That the Directors of the Company be Mgmt For For
authorised to allot shares in the Company
15 That the Directors of the Company be Mgmt For For
empowered to allot equity securities for
cash
16 That the Company be authorised to make Mgmt For For
market purchases of Ordinary shares
17 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD, HONG KONG Agenda Number: 704345152
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 10-May-2013
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0325/LTN20130325281.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0325/LTN20130325275.pdf
1 To receive the audited consolidated Mgmt For For
financial statements of the Company, the
Report of the Directors and the Independent
Auditor's Report for the year ended 30
November 2012
2 To declare a final dividend of 24.67 Hong Mgmt For For
Kong cents per share for the year ended 30
November 2012
3 To re-elect Mr. Barry Chun-Yuen Cheung as Mgmt For For
Independent Non-executive Director of the
Company
4 To re-elect Mr. George Yong-Boon Yeo as Mgmt For For
Independent Non-executive Director of the
Company
5 To re-elect Dr. Narongchai Akrasanee as Mgmt For For
Independent Non-executive Director of the
Company
6 To re-elect Dr. Qin Xiao as Independent Mgmt Against Against
Non-executive Director of the Company
7 To re-elect Mr. Mark Edward Tucker as Mgmt For For
Executive Director of the Company
8 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor of the Company for the term from
passing of this resolution until the
conclusion of the next annual general
meeting and to authorise the board of
directors of the Company to fix its
remuneration
9.A To grant a general mandate to the Directors Mgmt For For
to allot, issue, grant and deal with
additional shares of the Company, not
exceeding 10 per cent of the issued share
capital of the Company at the date of this
Resolution, and the discount for any shares
to be issued shall not exceed 10 per cent
to the Benchmarked Price
9.B To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company, not
exceeding 10 per cent of the issued share
capital of the Company at the date of this
Resolution
9.C To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of the Company under the restricted
share unit scheme adopted by the Company on
28 September 2010 (as amended)
10 To approve the amendments to the Articles Mgmt For For
of Association of the Company: Articles 101
and 105
--------------------------------------------------------------------------------------------------------------------------
AIR WATER INC. Agenda Number: 704587279
--------------------------------------------------------------------------------------------------------------------------
Security: J00662114
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3160670000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Expand Business Lines Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
2.17 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE, MUENCHEN Agenda Number: 704355076
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 07-May-2013
Ticker:
ISIN: DE0008404005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information. Please also note the
following link:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_160726.PDF
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 22 Non-Voting
APR 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Annual Non-Voting
Financial Statements and the approved
Consolidated Financial Statements as of
December 31, 2012, and of the Management
Reports for Allianz SE and for the Group,
the Explanatory Reports on the information
pursuant to Section 289(4), 315(4) and
Section 289 (5) of the German Commercial
Code (HGB), as well as the Report of the
Supervisory Board for fiscal year 2012
2. Appropriation of net earnings Mgmt No vote
3. Approval of the actions of the members of Mgmt No vote
the Management Board
4. Approval of actions of the members of the Mgmt No vote
Supervisory Board
5. By-election to the Supervisory Board Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
ALPS ELECTRIC CO.,LTD. Agenda Number: 704561530
--------------------------------------------------------------------------------------------------------------------------
Security: J01176114
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3126400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Expand Business Lines, Mgmt For For
Adopt Reduction of Liability System for
Outside Directors and Outside Corporate
Auditors
2 Decrease in Amount of Capital Reserves and Mgmt For For
Approval of the Proposed Appropriation of
Surplus
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt Against Against
5 Appoint a Substitute Corporate Auditor Mgmt For For
6 Approve Provision of Retirement Allowance Mgmt For For
for Retiring Directors
--------------------------------------------------------------------------------------------------------------------------
AMCOR LTD Agenda Number: 704062544
--------------------------------------------------------------------------------------------------------------------------
Security: Q03080100
Meeting Type: AGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: AU000000AMC4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3 AND 4), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2.a Election of Director - Mr Graeme Liebelt Mgmt For For
2.b Re-election of Director - Mr John Pizzey Mgmt For For
2.c Re-election of Director - Mr Jeremy Mgmt For For
Sutcliffe
3 Grant of Performance Rights and Options to Mgmt For For
Managing Director
4 Adoption of Remuneration Report Mgmt For For
5 Alterations to Constitution Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC, LONDON Agenda Number: 704325958
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: AGM
Meeting Date: 19-Apr-2013
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the financial statements of the Mgmt For For
Company and the Group and the reports of
the directors and auditors for the year
ended 31 December 2012
2 To declare a final dividend of 53 US cents Mgmt For For
per ordinary share, payable on 25 April
2013 to those shareholders registered at
the close of business on 22 March 2013
3 To elect Mark Cutifani as a director of the Mgmt For For
Company
4 To elect Byron Grote as a director of the Mgmt For For
Company
5 To elect Anne Stevens as a director of the Mgmt For For
Company
6 To re-elect David Challen as a director of Mgmt For For
the Company
7 To re-elect Sir CK Chow as a director of Mgmt For For
the Company
8 To re-elect Sir Philip Hampton as a Mgmt For For
director of the Company
9 To re-elect Rene Medori as a director of Mgmt For For
the Company
10 To re-elect Phuthuma Nhleko as a director Mgmt For For
of the Company
11 To re-elect Ray O'Rourke as a director of Mgmt For For
the Company
12 To re-elect Sir John Parker as a director Mgmt For For
of the Company
13 To re-elect Jack Thompson as a director of Mgmt For For
the Company
14 To re-appoint Deloitte LLP as auditors of Mgmt For For
the Company for the ensuing year
15 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
16 To approve the directors' remuneration Mgmt For For
report for the year ended 31 December 2012
set out in the Annual Report
17 To resolve that the authority conferred on Mgmt For For
the directors by Article 9.2 of the
Company's Articles of Association be
renewed for the period ending at the
conclusion of the Annual General Meeting in
2014 or on 30 June 2014, whichever is the
earlier, and for such period the Section
551 Amount shall be USD 76.4 million. Such
authority shall be in substitution for all
previous authorities pursuant to Section
551 of the Companies Act 2006
18 To resolve that subject to the passing of Mgmt For For
Resolution 17 above, the power conferred on
the directors by Article 9.3 of the
Company's Articles of Association be
renewed for the period referred to in
Resolution 17 and for such period the
Section 561 Amount shall be USD 38.2
million. Such authority shall be in
substitution for all previous powers
pursuant to Section 561 of the Companies
Act 2006
19 To resolve that the Company be and is Mgmt For For
generally and unconditionally authorised
for the purpose of Section 701 of the
Companies Act 2006 to make market purchases
(within the meaning of Section693 of the
Companies Act 2006) of ordinary shares of
54 86/91 US cents each in the capital of
the Company provided that: a) the maximum
number of ordinary shares of 54 86/91 US
cents each in the capital of the Company
authorised to be acquired is 208.5 million)
b) the minimum price which may be paid for
an ordinary share is 54 86/91 US cents,
which amount shall be exclusive of
expenses; c) the maximum price which may
be paid for an ordinary share is an amount
(exclusive of expenses) equal to the
higher of 105% of the average of the middle
market quotation for an ordinary share,
as derived from the London Stock Exchange
Daily Official CONTD
CONT CONTD List, for the five business days Non-Voting
immediately preceding the day on which such
ordinary share is contracted to be
purchased and the highest current bid as
stipulated by Article 5(1) of the Buy-back
and Stabilisation Regulations 2003; and d)
the authority hereby conferred shall expire
at the conclusion of the Annual General
Meeting of the Company to be held in 2014
(except in relation to the purchase of
ordinary shares the contract for which was
concluded before the expiry of such
authority and which might be executed
wholly or partly after such expiry) unless
such authority is renewed prior to such
time
20 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 19. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 704375383
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: EGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
A.1.a Issuance of 185,000 subscription rights and Non-Voting
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Special report
by the Board of Directors on the issuance
of subscription rights and the exclusion of
the preference right of the existing
shareholders in favour of specific persons,
drawn up in accordance with Articles 583,
596 and 598 of the Companies Code
A.1.b Issuance of 185,000 subscription rights and Non-Voting
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Special report
by the statutory auditor on the exclusion
of the preference right of the existing
shareholders in favour of specific persons,
drawn up in accordance with Articles 596
and 598 of the Companies Code
A.1.c Issuance of 185,000 subscription rights and Mgmt Against Against
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Excluding the
preference right of the existing
shareholders in relation to the issuance of
subscription rights in favour of all
current Directors of the Company, as
identified in the report referred under
item (a) above
A.1.d Issuance of 185,000 subscription rights and Mgmt Against Against
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Approving the
issuance of 185,000 subscription rights and
determining their terms and conditions (as
such terms and conditions are appended to
the report referred under item (a) above).
The main provisions of these terms and
conditions can be summarised as follows:
each subscription right confers the right
to subscribe in cash to one ordinary share
in the Company, with the same rights
(including dividend rights) as the existing
shares. Each subscription right is granted
for no consideration. Its exercise price
equals the average price of the Company
share on Euronext Brussels over the 30
calendar days preceding the issuance of the
subscription rights by the Shareholders'
Meeting. All subscription rights have a
term of five years as from their issuance
and become exercisable as follows: a first
third may be exercised from 1 January 2015
up to and including 23 April 2018, a second
third may be exercised from 1 January 2016
up to and including 23 April 2018 and the
last third may be exercised from 1 January
2017 up to and including 23 April 2018. At
the end of the exercise period, the
subscription rights that have not been
exercised automatically become null and
void
A.1.e Issuance of 185,000 subscription rights and Mgmt Against Against
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Increasing the
capital of the Company, under the condition
precedent and to the extent of the exercise
of the subscription rights, for a maximum
amount equal to the number of subscription
rights issued multiplied by their exercise
price and allocation of the issuance
premium to an account not available for
distribution
A.1.f Issuance of 185,000 subscription rights and Mgmt Against Against
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Expressly
approving the granting of the
above-mentioned subscription rights to the
non-executive Directors of the Company
A.1.g Issuance of 185,000 subscription rights and Mgmt Against Against
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Granting powers
to two Directors acting jointly to have
recorded by notarial deed the exercise of
the subscription rights, the corresponding
increase of the capital, the number of new
shares issued, the resulting modification
to the articles of association and the
allocation of the issuance premium to an
account not available for distribution
C Powers: Granting powers to Mr. Benoit Mgmt Against Against
Loore, VP Legal Corporate, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for the filing with the clerk's
office of the Commercial Court of Brussels
of the resolutions referred under item B.11
above and any other filings and publication
formalities in relation to the above
resolutions
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 704376385
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: OGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 177169 DUE TO CHANGE IN VOTING
STATUS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
B.1 Management report by the board of directors Non-Voting
on the accounting year ended on 31 December
2012
B.2 Report by the statutory auditor on the Non-Voting
accounting year ended on 31 December 2012
B.3 Communication of the consolidated annual Non-Voting
accounts relating to the accounting year
ended on 31 December 2012, as well as the
management report by the board of directors
and the report by the statutory auditor on
the consolidated annual accounts
B.4 Approving the statutory annual accounts Mgmt For For
relating to the accounting year ended on 31
December 2012, including the allocation of
the result: EUR 2,725,176,000 -On a per
share basis, this represents a gross
dividend of EUR 1.70 giving right to a
dividend net of Belgian withholding tax of
EUR 1.275 per share (in case of 25% Belgian
withholding tax) and of EUR 1.70 per share
(in case of exemption from Belgian
withholding tax)
B.5 Discharge to the Directors Mgmt For For
B.6 Discharge to the statutory auditor Mgmt For For
B.7 Appointment of Directors: Renewing the Mgmt For For
appointment as independent director of Mr.
Kees Storm, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2013
B.8 Appointment of statutory auditor and Mgmt For For
remuneration: PricewaterhouseCoopers,
"PWC", Woluwe Garden, Woluwedal 18, B-1932
Sint-Stevens-Woluwe
B.9.a Remuneration policy and remuneration report Mgmt Against Against
of the Company
B.9.b Confirming the grants of stock options and Mgmt Against Against
restricted stock units to executives
B.10 Approval of increased fixed annual fee of Mgmt For For
directors
B.11a Change of control provisions relating to Mgmt For For
the EMTN programme
B.11b Change of control provisions relating to Mgmt For For
the Senior Facilities Agreement
C Filings: Granting powers to Mr. Benoit Mgmt For For
Loore, VP Legal Corporate, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for the filing with the clerk's
office of the Commercial Court of Brussels
of the resolutions referred under item
B.11 above and any other filings and
publication formalities in relation to the
above resolutions
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTIONS B.7, B.11a
AND B.11b. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ARYZTA AG, ZUERICH Agenda Number: 704150642
--------------------------------------------------------------------------------------------------------------------------
Security: H0336B110
Meeting Type: AGM
Meeting Date: 11-Dec-2012
Ticker:
ISIN: CH0043238366
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING ID
935347, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU
1.1 Approval of the annual report 2012 Mgmt For For
1.2 Advisory vote on the compensation report Mgmt For For
2012
2.1 Appropriation of available earnings 2012 Mgmt For For
2.2 Release of legal reserves from capital Mgmt For For
contribution and distribution as a dividend
3 Discharge of the members of the board of Mgmt For For
directors
4 The Board of Directors proposes the Mgmt For For
re-election of Mr. Denis Lucey as a member
of the Board of Director for a further
three-year term of office
5 The Board of Directors proposes the Mgmt For For
election of Mr. Wolfgang Werle as a member
of the Board of Directors for a three-year
term of office
6 The Board of Directors proposes that Mgmt For For
PricewaterhouseCoopers AG, Zurich, be
re-elected as auditors for the 2013
business year
7 Ad-Hoc Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
ASAHI GROUP HOLDINGS,LTD. Agenda Number: 704294913
--------------------------------------------------------------------------------------------------------------------------
Security: J02100113
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: JP3116000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASTELLAS PHARMA INC. Agenda Number: 704538101
--------------------------------------------------------------------------------------------------------------------------
Security: J03393105
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3942400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Provision of Remuneration to Directors for Mgmt For For
Stock Option Scheme as Stock-Linked
Compensation Plan
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC, LONDON Agenda Number: 704386211
--------------------------------------------------------------------------------------------------------------------------
Security: G0593M107
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB0009895292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's Accounts and the Mgmt For For
Reports of the Directors and Auditor for
the year ended 31 December 2012
2 To confirm the first interim dividend of Mgmt For For
USD0.90 (58.1 pence, SEK 6.26) per ordinary
share and to confirm as the final dividend
for 2012 the second interim dividend of
USD1.90 (120.5 pence, SEK 12.08) per
ordinary share
3 To reappoint KPMG Audit Plc London as Mgmt For For
Auditor
4 To authorise the Directors to agree the Mgmt For For
remuneration of the Auditor
5A To re-elect Leif Johansson as a Director Mgmt For For
5B To elect Pascal Soriot as a Director Mgmt For For
5C To re-elect Simon Lowth as a Director Mgmt For For
5D To re-elect Genevieve Berger as a Director Mgmt For For
5E To re-elect Bruce Burlington as a Director Mgmt For For
5F To re-elect Graham Chipchase as a Director Mgmt For For
5G To re-elect Jean-Philippe Courtois as a Mgmt For For
Director
5H To re-elect Rudy Markham as a Director Mgmt For For
5I To re-elect Nancy Rothwell as a Director Mgmt For For
5J To re-elect Shriti Vadera as a Director Mgmt For For
5K To re-elect John Varley as a Director Mgmt For For
5L To re-elect Marcus Wallenberg as a Director Mgmt For For
6 To approve the Directors' Remuneration Mgmt For For
Report for the year ended 31 December 2012
7 To authorise limited EU political donations Mgmt For For
8 To authorise the Directors to allot shares Mgmt For For
9 To authorise the Directors to disapply pre Mgmt For For
emption rights
10 To authorise the Company to purchase its Mgmt For For
own shares
11 To reduce the notice period for general Mgmt For For
meetings
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
REMOVAL OF RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD, MELBOUR Agenda Number: 704167471
--------------------------------------------------------------------------------------------------------------------------
Security: Q09504137
Meeting Type: AGM
Meeting Date: 19-Dec-2012
Ticker:
ISIN: AU000000ANZ3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2,3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (2,3 AND 4), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Adoption of the Remuneration Report Mgmt For For
3 Grant of Performance Rights to Mr Michael Mgmt For For
Smith
4 Increase in Non-Executive Directors' Fee Mgmt For For
Cap
5.a To elect Ms P. J. Dwyer as a Board - Mgmt For For
Endorsed Candidate
5.b To re-elect Mr J. P. Morschel as a Board - Mgmt For For
Endorsed Candidate
5.c To re-elect Mr Lee Hsien Yang as a Board - Mgmt For For
Endorsed Candidate
6 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Election of
Non-Board-Endorsed Candidate - Mr R. J.
Reeves
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION NUMBER 5.C. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BABCOCK INTERNATIONAL GROUP PLC, LONDON Agenda Number: 703900820
--------------------------------------------------------------------------------------------------------------------------
Security: G0689Q152
Meeting Type: AGM
Meeting Date: 05-Jul-2012
Ticker:
ISIN: GB0009697037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and approve the audited Mgmt For For
financial statements of the Group and the
Company for the year ended 31 March 2012,
together with the reports of the Directors
and Auditors thereon
2 To receive and approve the Directors' Mgmt For For
Remuneration report for the year ended 31
March 2012
3 To declare a final dividend for the year Mgmt For For
ended 31 March 2012 of 17.0 pence per
ordinary share in the capital of the
Company
4 To re-elect Mike Turner as a Director of Mgmt For For
the Company
5 To re-elect Peter Rogers as a Director of Mgmt For For
the Company
6 To re-elect Bill Tame as a Director of the Mgmt For For
Company
7 To re-elect Archie Bethel as a Director of Mgmt For For
the Company
8 To re-elect Kevin Thomas as a Director of Mgmt For For
the Company
9 To re-elect Sir Nigel Essenhigh as a Mgmt For For
Director of the Company
10 To re-elect Justin Crookenden as a Director Mgmt For For
of the Company
11 To re-elect Sir David Omand as a Director Mgmt For For
of the Company
12 To re-elect Ian Duncan as a Director of the Mgmt For For
Company
13 To re-elect Kate Swann as a Director of the Mgmt For For
Company
14 Amendment to the Company's 2009 Performance Mgmt For For
Share Plan
15 Introduction of a Deferred Bonus Matching Mgmt Against Against
Plan
16 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
independent auditors of the Company
17 To authorise the Directors to set the Mgmt For For
remuneration of the independent auditors,
as they shall in their discretion see fit
18 Political Donations Mgmt For For
19 Authority to Allot Mgmt For For
20 Disapplication of Pre-emption Rights Mgmt For For
21 Authority to Purchase own Shares Mgmt For For
22 That a General Meeting of the Company Mgmt For For
(other than an Annual General Meeting) may
be called on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
BALFOUR BEATTY PLC Agenda Number: 704388099
--------------------------------------------------------------------------------------------------------------------------
Security: G3224V108
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: GB0000961622
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To adopt the Directors' report and accounts Mgmt For For
for the year ended 31 December 2012
2 To approve the Directors' remuneration Mgmt For For
report for the year ended 31 December 2012
3 To declare a final dividend on the ordinary Mgmt For For
shares of the Company
4 To re-elect Mr. S Marshall as a Director Mgmt For For
5 To re-elect Mr. R M Amen as a Director Mgmt For For
6 To re-elect Mr. M J Donovan as a Director Mgmt For For
7 To re-elect Mr. I G T Ferguson CBE as a Mgmt For For
Director
8 To elect Mrs. V M Kempston Darkes as a Mgmt For For
Director
9 To re-elect Mr. D J Magrath as a Director Mgmt For For
10 To re-elect Mr. A J McNaughton as a Mgmt For For
Director
11 To re-elect Mr. G C Roberts as a Director Mgmt For For
12 To re-elect Mr. P J L Zinkin as a Director Mgmt For For
13 To re-appoint Deloitte LLP as auditor Mgmt For For
14 To authorise the Directors to determine the Mgmt For For
remuneration of the auditor
15 To authorise the Company and its UK Mgmt For For
subsidiaries to incur political expenditure
16 To authorise the Directors to allot shares Mgmt For For
17 To authorise the Directors to allot shares Mgmt For For
for cash
18 To renew the authority for the Company to Mgmt For For
purchase its own ordinary and preference
shares
19 To authorise the Company to hold general Mgmt For For
meetings, other than an Annual General
Meeting, on 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
BALOISE-HOLDING AG, BASEL Agenda Number: 704399105
--------------------------------------------------------------------------------------------------------------------------
Security: H04530202
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: CH0012410517
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 149861,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.shab.ch/DOWNLOADPART/N7007272/N
2013.00870569.pdf
1 Approve the 2012 annual report, the annual Mgmt For For
financial statements and the consolidated
annual financial statements 2012
2 Grant discharge to the board of directors Mgmt For For
and the persons entrusted with the
management of the company
3 Approve the appropriation of distributable Mgmt For For
profit
4 Approve the amendment to the articles of Mgmt For For
incorporation
5.1 Re-election of Dr. Georg F. Krayer as the Mgmt For For
board of directors
5.2 Re-election of Dr. Michael Becker as the Mgmt For For
board of directors
5.3 Re-election of Werner Kummer as the board Mgmt For For
of directors
5.4 Election of Karin Keller-Sutter as the Mgmt For For
board of directors
6 Re-election of the statutory auditors Mgmt For For
PricewaterhouseCoopers AG, Basel
7 Ad-hoc Mgmt Abstain For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 5.4. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA SA, BILBAO Agenda Number: 704267322
--------------------------------------------------------------------------------------------------------------------------
Security: E11805103
Meeting Type: OGM
Meeting Date: 14-Mar-2013
Ticker:
ISIN: ES0113211835
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 15 MAR 2013. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Examination and approval of financial Mgmt For For
statements (balance sheet, income
statement, statement of changes in equity,
cash flow statement and notes) and
Management Reports of Banco Bilbao Vizcaya
Argentaria, SA and its consolidated group.
Implementation of the outcome. Approval of
corporate management. All for the year
ended December 31, 2011
2.1 Reappointment of D. Francisco Gonzalez Mgmt Against Against
Rodriguez as a Board of Director
2.2 Reappointment of D. Angel Cano Fernandez as Mgmt For For
a Board of Director
2.3 Reappointment of D. Ramon Bustamante y de Mgmt For For
la Mora as a Board of Director
2.4 Reappointment of D. Ignacio Ferrero Jordi Mgmt For For
as a Board of Director
3 Adoption of Common Merger of societies Mgmt For For
Banco Bilbao Vizcaya Argentaria, SA
(acquiring company) and Unnim Banc, SA,
Sole Society (acquired company). Approval
as the merger balance sheet balance Banco
Bilbao Vizcaya Argentaria, SA ended
December 31, 2012, verified by the auditor
of the Company. Approval of the merger
between Banco Bilbao Vizcaya Argentaria, SA
(acquiring company) and Unnim Banc, SA,
Sole Society (acquired company) in
accordance with the provisions of the said
common merger project approved and signed
by the boards of the companies involved.
Foster fusion of special tax regime under
Chapter VIII of Title VII of the
Consolidated Corporation Tax Law, approved
by Legislative Royal Decree 4/2004, of
March 5
4.1 Approve two capital increases against Mgmt For For
reserves in order to attend the shareholder
compensation scheme: Increased capital by
the amount determined under the terms of
the agreement, by issuing new ordinary
shares of forty nine (0.49) cents nominal
value each, without premium, in the same
class and series that are currently
outstanding, charged to reserves from
retained earnings. Express provision for
the possibility of incomplete subscription
of the capital. Delegation of powers to the
Board of Directors to fix the conditions
the increase in all matters not covered by
this General Meeting, perform the acts
required for implementation, adapt the
wording of Article 5 of the Bylaws to the
new share capital. Application to the
competent bodies, national and
international, for admission to trading of
the new shares on the Stock CONTD
CONT CONTD Exchanges of Madrid, Barcelona, Non-Voting
Bilbao and Valencia, through the Automated
Quotation System (Continuous Market) and
the Stock foreign securities that are
listed in the shares of Banco Bilbao
Vizcaya Argentaria, SA, in the manner
required by each one of them
4.2 Approve two capital increases against Mgmt For For
reserves in order to attend the shareholder
compensation scheme: Increased capital by
the amount determined under the terms of
the agreement, by issuing new ordinary
shares of forty nine (0.49) cents nominal
value each, without premium, in the same
class and series that are currently
outstanding, charged to reserves from
retained earnings. Express provision for
the possibility of incomplete subscription
of the capital. Delegation of powers to the
Board of Directors to fix the conditions
the increase in all matters not covered by
this General Meeting, perform the acts
required for implementation, adapt the
wording of Article 5 of the Bylaws to the
new share capital. Application to the
competent bodies, national and
international, for admission to trading of
the new shares on the Stock CONTD
CONT CONTD Exchanges of Madrid, Barcelona, Non-Voting
Bilbao and Valencia, through the Automated
Quotation System (Continuous Market) and
the Stock foreign securities that are
listed in the shares of Banco Bilbao
Vizcaya Argentaria, SA, in the manner
required by each one of them
5 Approve a system of variable remuneration Mgmt For For
in shares for the year 2013, for the
members of its management team, including
executive directors and members of senior
management
6 Reappointment of Banco Bilbao Vizcaya Mgmt For For
Argentaria, SA auditors and its
consolidated group for the year 2013
7 Approval of the corporate website Mgmt For For
(www.bbva.com)
8 Delegation of powers to the Board of Mgmt For For
Directors, with power of substitution, to
execute, correct, interpret and implement
the resolutions adopted by the General
Meeting
9 Report advisory vote on the remuneration Mgmt For For
policy of the Board of Directors of BBVA
CMMT THE SHAREHOLDERS HOLDING LESS THAN 500 Non-Voting
SHARES (MINIMUM AMOUNT TO ATTEND THE
MEETING) MAY GRANT A PROXY TO ANOTHER
SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR
GROUP THEM TO REACH AT LEAST THAT NUMBER,
GIVING REPRESENTATION TO A SHAREHOLDER OF
THE GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT AND
MODIFICATION IN TEXT OF RES. 2.1 TO 2.4. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER SA, SANTANDER Agenda Number: 704280445
--------------------------------------------------------------------------------------------------------------------------
Security: E19790109
Meeting Type: OGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: ES0113900J37
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A Examination and, if appropriate, approval Mgmt For For
of the annual accounts (balance sheet,
profit and loss statement, statement of
recognised income and expense, statement of
changes in total equity, cash flow
statement, and notes) of Banco Santander,
S.A. and its consolidated Group, all with
respect to the Financial Year ended 31
December 2012
1.B Examination and, if appropriate, approval Mgmt For For
of the corporate management for Financial
Year 2012
2 Application of results obtained during Mgmt For For
Financial Year 2012
3.A Re-election of Mr Guillermo de la Dehesa Mgmt For For
Romero
3.B Re-election of Mr Abel Matutes Juan Mgmt For For
3.C Re-election of Mr Angel Jado Becerro de Mgmt For For
Bengoa
3.D Re-election of Mr Javier Botin-Sanz de Mgmt Against Against
Sautuola y O'Shea
3.E Re-election of Ms Isabel Tocino Mgmt For For
Biscarolasaga
3.F Re-election of Mr Fernando de Asua Alvarez Mgmt Against Against
4 Re-election of the Auditor for Financial Mgmt For For
Year 2013: Deloitte, S.L., with a
registered office in Madrid, at Plaza Pablo
Ruiz Picasso, 1, Torre Picasso, and Tax ID
Code B-79104469
5 Approval of the corporate website Mgmt For For
(www.santander.com) for purposes of section
11 bis of the Spanish Capital Corporations
Law (Ley de Sociedades de Capital)
6 Merger of Banco Santander, S.A. and Banco Mgmt For For
Espanol de Credito, S.A. ("Banesto").
Approval of the merger by absorption of
Banesto by Banco Santander, with
termination of the absorbed company and the
en bloc transfer of its assets and
liabilities, by universal succession, to
the absorbing company, with the express
provision that the exchange be covered by
the delivery of treasury shares by Banco
Santander in accordance with the draft
terms of merger formulated by the
respective Boards of Directors of such
companies as included on their respective
websites, and for such purpose: (a)
Approval of the common draft terms of
merger between Banco Santander and Banesto,
and approval of the balance sheet of Banco
Santander ended as of 31 December 2012 as
the merger balance sheet. (b) Approval of
the resolution on the merger by absorption
of Banesto by Banco Santander, with
termination of the former by means of
dissolution without liquidation and the en
bloc transfer of all of its assets and
liabilities to the latter, which shall
acquire them by universal succession,
expressly providing that the exchange shall
be covered by means of the delivery of
treasury shares of Banco Santander, all in
compliance with the provisions of the
common draft terms of merger. (c) Adherence
of the transaction to the tax regime
established in chapter VIII of title VII of
the Restated Text of the Company Income Tax
Act (Ley del Impuesto sobre Sociedades) and
section 3 of additional provision two
thereof, as well as in section 45,
paragraph 1. B.) 10. of the Restated Text
of the Asset Transfer and Documentary Stamp
Tax Act (Ley del Impuesto sobre
Transmisiones Patrimoniales y Actos
Juridicos Documentados)
7 Merger of Banco Santander, S.A. and Banco Mgmt For For
Banif, S.A. Unipersonal ("Banif"). Approval
of the merger by absorption of Banif by
Banco Santander, with termination of the
absorbed company and the en bloc transfer
of its assets and liabilities, by universal
succession, to the absorbing company, in
accordance with the draft terms of merger
formulated by the respective Boards of
Directors of such companies as included on
the website of Banco Santander and
deposited with the Commercial Registry of
Madrid, and for such purpose: (a) Approval
of the common terms of merger between Banco
Santander and Banif, and approval of the
balance sheet of Banco Santander ended as
of 31 December 2012 as the merger balance
sheet. (b) Approval of the merger by
absorption of Banif by Banco Santander,
with termination of the former by means of
dissolution without liquidation and the en
bloc transfer of all of its assets and
liabilities to the latter, which shall
acquire them by universal succession, all
in compliance with the provisions of the
common draft terms of merger. (c) Adherence
of the transaction to the tax regime
established in chapter VIII of title VII of
the Restated Text of the Company Income Tax
Act and section 3 of additional provision
two thereof, as well as in section 45,
paragraph 1. B.) 10. of the Restated Text
of the Asset Transfer and Documentary Stamp
Tax Act
8.A Director remuneration system: amendment of Mgmt For For
article 58 concerning compensation of
directors and determination of its amount
by the General Shareholders' Meeting
8.B Amendment of article 61 (website) Mgmt For For
9 Delegation to the Board of Directors of the Mgmt For For
power to carry out the resolution to be
adopted by the shareholders at the Meeting
to increase the share capital pursuant to
the provisions of section 297.1.a) of the
Spanish Capital Corporations Law, depriving
of effect the authorisation granted by
means of resolution Seven II) adopted by
the shareholders at the Ordinary General
Shareholders' Meeting of 30 March 2012
10 Authorisation to the Board of Directors Mgmt For For
such that, pursuant to the provisions of
section 297.1.b) of the Spanish Capital
Corporations Law, it may increase the share
capital on one or more occasions and at any
time, within a period of three years, by
means of cash contributions and by a
maximum nominal amount of 2,634,670,786
Euros, all upon such terms and conditions
as it deems appropriate, depriving of
effect, to the extent of the unused amount,
the authorisation granted under resolution
Eight II) adopted at the Ordinary General
Shareholders' Meeting of 30 March 2012.
Delegation of the power to exclude
pre-emptive rights, as provided by section
506 of the Spanish Capital Corporations Law
11.A Increase in share capital by such amount as Mgmt For For
may be determined pursuant to the terms of
the resolution, by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights (derechos de asignacion
gratuita) at a guaranteed price and power
to use voluntary reserves from retained
earnings for such purpose. Express
provision for the possibility of less than
full allotment. Delegation of powers to the
Board of Directors, which may in turn
delegate such powers to the Executive
Committee, to establish the terms and
conditions of the increase as to all
matters not provided for by the
shareholders at this General Shareholders'
Meeting, to take such actions as may be
required for implementation thereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital, and to execute
such public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(Lisbon, London, Milan, Buenos Aires,
Mexico and, through ADSs, on the New York
Stock Exchange) in the manner required by
each of such Stock Exchanges
11.B Increase in share capital by such amount as Mgmt For For
may be determined pursuant to the terms of
the resolution by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights at a guaranteed price.
Express provision for the possibility of
less than full allotment. Delegation of
powers to the Board of Directors, which may
in turn delegate such powers to the
Executive Committee, to establish the terms
and conditions of the increase as to all
matters not provided for by the
shareholders at this General Shareholders'
Meeting, to take such actions as may be
required for implementation hereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital, and to execute
such public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(Lisbon, London, Milan, Buenos Aires,
Mexico and, through ADSs, on the New York
Stock Exchange) in the manner required by
each of such Stock Exchanges
11.C Increase in share capital by such amount as Mgmt For For
may be determined pursuant to the terms of
the resolution by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights at a guaranteed price.
Express provision for the possibility of
less than full allotment. Delegation of
powers to the Board of Directors, which may
in turn delegate such powers to the
Executive Committee, to establish the terms
and conditions of the increase as to all
matters not provided for by the
shareholders at this General Shareholders'
Meeting, to take such actions as may be
required for implementation hereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital and to execute such
public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(Lisbon, London, Milan, Buenos Aires,
Mexico and, through ADSs, on the New York
Stock Exchange) in the manner required by
each of such Stock Exchanges
11.D Increase in share capital by such amount as Mgmt For For
may be determined pursuant to the terms of
the resolution by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights at a guaranteed price.
Express provision for the possibility of
less than full allotment. Delegation of
powers to the Board of Directors, which may
in turn delegate such powers to the
Executive Committee, to establish the terms
and conditions of the increase as to all
matters not provided for by the
shareholders at this General Shareholders'
Meeting, to take such actions as may be
required for implementation hereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital and to execute such
public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(Lisbon, London, Milan, Buenos Aires,
Mexico and, through ADSs, on the New York
Stock Exchange) in the manner required by
each of such Stock Exchanges
12.A Delegation to the Board of Directors of the Mgmt For For
power to issue fixed-income securities,
preferred interests or debt instruments of
a similar nature (including warrants) that
are convertible into and/or exchangeable
for shares of the Company. Establishment of
the standards for determining the basis and
methods for the conversion and/or exchange
and grant to the Board of Directors of the
power to increase share capital by the
required amount, as well as to exclude the
pre-emptive rights of shareholders. To
deprive of effect, to the extent not used,
the delegation of powers approved by
resolution Ten A II) of the shareholders
acting at the Ordinary General
Shareholders' Meeting of 30 March 2012
12.B Delegation to the Board of Directors of the Mgmt For For
power to issue fixed-income securities,
preferred interests or debt instruments of
a similar nature (including certificates,
promissory notes and warrants) that are not
convertible into shares
13.A Approval, under items Thirteen A and Mgmt For For
Thirteen B, of the application of new plans
or cycles for the delivery of Santander
shares for implementation by the Bank and
by companies of the Santander Group and
linked to certain continuity requirements
and the progress of the Group, and, under
item Thirteen C, of the application of a
plan for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom: Third cycle of the Deferred and
Conditional Variable Remuneration Plan
(Plan de Retribucion Variable Diferida y
Condicionada)
13.B Approval, under items Thirteen A and Mgmt For For
Thirteen B, of the application of new plans
or cycles for the delivery of Santander
shares for implementation by the Bank and
by companies of the Santander Group and
linked to certain continuity requirements
and the progress of the Group, and, under
item Thirteen C, of the application of a
plan for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom: Fourth cycle of the Deferred and
Conditional Delivery Share Plan (Plan de
Acciones de Entrega Diferida y
Condicionada)
13.C Approval, under items Thirteen A and Mgmt For For
Thirteen B, of the application of new plans
or cycles for the delivery of Santander
shares for implementation by the Bank and
by companies of the Santander Group and
linked to certain continuity requirements
and the progress of the Group, and, under
item Thirteen C, of the application of a
plan for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom: Plan for employees of Santander UK
plc. and other companies of the Group in
the United Kingdom by means of options on
shares of the Bank linked to the
contribution of periodic monetary amounts
and to certain continuity requirements
14 Authorisation to the Board of Directors to Mgmt For For
interpret, remedy, supplement, carry out
and further develop the resolutions adopted
by the shareholders at the Meeting, as well
as to delegate the powers received from the
shareholders at the Meeting, and grant of
powers to convert such resolutions into
notarial instruments
15 Annual report on director remuneration Mgmt For For
policy
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704049813
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0907/LTN20120907671.pdf
1 To consider and approve the Remuneration Mgmt For For
Plan for the Chairman, Executive Directors,
Chairman of Board of Supervisors and
Shareholder Representative Supervisors of
2011
2 To consider and approve the Proposal Mgmt For For
regarding the Appointment of Ernst & Young
Hua Ming as the Bank's External Auditor for
2013
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704265114
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0207/LTN20130207604.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0207/LTN20130207602.pdf
1 To consider and approve the proposal on the Mgmt For For
election of Mr. Wang Shiqiang as
Non-executive Director of the Bank
2 To consider and approve the proposal on Mgmt For For
downward adjustment to the conversion price
of the A share convertible bonds of the
Bank
3 To consider and approve the proposal in Mgmt For For
relation to the amendments of the Articles
of Association of the Bank
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704502841
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 177102 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411805.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411793.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0510/LTN20130510235.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0510/LTN20130510230.pdf
1 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Directors of the
Bank
2 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Supervisors of the
Bank
3 To consider and approve the 2012 Annual Mgmt For For
Financial Statements of the Bank
4 To consider and approve the 2012 Profit Mgmt For For
Distribution Plan of the Bank
5 To consider and approve the 2013 Annual Mgmt For For
Budget of the Bank
6 To consider and approve the Proposal Mgmt For For
regarding the Appointment of Ernst & Young
Hua Ming as the Bank's External Auditor for
2013
7.1 To consider and approve the Re-election of Mgmt For For
Mr. Li Lihui as Executive Director of the
Bank
7.2 To consider and approve the Re-election of Mgmt Against Against
Mr. Li Zaohang as Executive Director of the
Bank
7.3 To consider and approve the Re-election of Mgmt Against Against
Ms. Jiang Yansong as Non-executive Director
of the Bank
7.4 To consider and approve the Re-election of Mgmt For For
Mr. Chow Man Yiu, Paul as Independent
Non-executive Director of the Bank
8.1 To consider and approve the Election of Mr. Mgmt For For
Lu Zhengfei as Independent Non-executive
Director of the Bank
8.2 To consider and approve the Election of Mr. Mgmt For For
Leung Cheuk Yan as Independent
Non-executive Director of the Bank
9.1 To consider and approve the Re-election of Mgmt For For
Mr. Li Jun as Shareholders' Representative
Supervisor of the Bank
9.2 To consider and approve the Re-election of Mgmt For For
Mr. Wang Xueqiang as Shareholders'
Representative Supervisor of the Bank
9.3 To consider and approve the Re-election of Mgmt For For
Mr. Liu Wanming as Shareholders'
Representative Supervisor of the Bank
10.1 To consider and approve the Election of Mr. Mgmt Against Against
Tian Guoli as Executive Director of the
Bank
10.2 To consider and approve the Election of Mr. Mgmt Against Against
Wang Yong as Non-executive Director of the
Bank
11.1 To consider and approve the Re-election of Mgmt Against Against
Ms. Sun Zhijun as Non-executive Director of
the Bank
11.2 To consider and approve the Re-election of Mgmt Against Against
Ms. Liu Lina as Non-executive Director of
the Bank
12 To consider and approve the Proposal on the Mgmt For For
Issuance of the Qualified Write-down Tier-2
Capital Instruments
--------------------------------------------------------------------------------------------------------------------------
BANK SARASIN & CIE AG, BASEL Agenda Number: 703962440
--------------------------------------------------------------------------------------------------------------------------
Security: H3822H286
Meeting Type: EGM
Meeting Date: 31-Jul-2012
Ticker:
ISIN: CH0038389307
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 105305,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1.1 Election of Mr Pierre-Alain Bracher as a Mgmt No vote
board of director
1.2 Election of Mr Sergio Penchas as a board of Mgmt No vote
director
1.3 Election of Mr Marcelo Szerman as a board Mgmt No vote
of director
1.4 Election of Mr Philippe Dupont as a board Mgmt No vote
of director
1.5 Election of Mr Jacob J. Safra as a board of Mgmt No vote
director
1.6 Re-election of Mr Sipko Schat as a board of Mgmt No vote
director
1.7 Re-election of Mrs Dagmar Woehrl as a board Mgmt No vote
of director
1.8 Re-election of Mr Hans-Rudolf Hufschmid as Mgmt No vote
a board of director
2 Discharge of the directors who have retired Mgmt No vote
3 Miscellaneous Mgmt No vote
4 Ad-hoc Mgmt No vote
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING TYPE FROM AGM TO EGM. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 704338462
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Reports of the Directors and Mgmt For For
Auditors and the audited accounts of the
Company for the year ended 31 December
2012, now laid before the meeting, be
received
2 That the Remuneration Report for the year Mgmt For For
ended 31 December 2012, now laid before the
meeting, be approved
3 That Sir David Walker be appointed a Mgmt For For
Director of the Company
4 That Tim Breedon be appointed a Director of Mgmt For For
the Company
5 That Antony Jenkins be appointed a Director Mgmt For For
of the Company
6 That Diane de Saint Victor be appointed a Mgmt For For
Director of the Company
7 That David Booth be reappointed a Director Mgmt For For
of the Company
8 That Fulvio Conti be reappointed a Director Mgmt For For
of the Company
9 That Simon Fraser be reappointed a Director Mgmt For For
of the Company
10 That Reuben Jeffery III be reappointed a Mgmt For For
Director of the Company
11 That Chris Lucas be reappointed a Director Mgmt For For
of the Company
12 That Dambisa Moyo be reappointed a Director Mgmt For For
of the Company
13 That Sir Michael Rake be reappointed a Mgmt For For
Director of the Company
14 That Sir John Sunderland be reappointed a Mgmt For For
Director of the Company
15 That PricewaterhouseCoopers LLP, Chartered Mgmt For For
Accountants and Statutory Auditors, be
reappointed as auditors of the Company to
hold office from the conclusion of this
meeting until the conclusion of the next
AGM at which accounts are laid before the
Company
16 That the Directors be authorised to set the Mgmt For For
remuneration of the auditors
17 That, in accordance with section 366 of the Mgmt For For
Companies Act 2006 (the 'Act') the Company
and any company which, at any time during
the period for which this resolution has
effect, is a subsidiary of the Company, be
and are hereby authorised to: (a) make
political donations to political
organisations not exceeding GBP 25,000 in
total; and (b) incur political expenditure
not exceeding GBP 100,000 in total, in each
case during the period commencing on the
date of this resolution and ending on the
date of the AGM of the Company to be held
in 2014 or on 30 June 2014, whichever is
the earlier, provided that the maximum
amounts referred to in (a) and (b) may
consist of sums in any currency converted
into Sterling at such rate as the Board may
in its absolute discretion determine. For
the purposes of this resolution, the terms
'political donations', 'political
organisations' and 'political expenditure'
shall have the meanings given to them in
sections 363 to 365 of the Act
18 That, in substitution for all existing Mgmt For For
authorities but without prejudice to any
authority granted pursuant to resolution 20
(if passed), the Directors be and are
hereby generally and unconditionally
authorised pursuant to section 551 of the
Act to exercise all the powers of the
Company to: (a) allot shares (as defined in
section 540 of the Act) in the Company or
grant rights to subscribe for or to convert
any security into shares in the Company up
to an aggregate nominal amount of GBP
1,111,721,894, USD 77,500,000, EUR
40,000,000 and YEN 4,000,000,000; and (b)
allot equity securities (as defined in
section 560 of the Act) up to an aggregate
nominal amount of GBP 2,143,443,788 (such
amount to be reduced by the aggregate
nominal amount of ordinary shares allotted
or rights to subscribe for or to convert
any securities into ordinary shares in the
Company granted under paragraph (a) of this
resolution 18) in connection with an offer
by way of a rights issue: (i) to ordinary
shareholders in proportion (as nearly as
may be practicable) to their existing
holdings; and (ii) to holders of other
equity securities (as defined in section
560 of the Act) as required by the rights
of those securities, or subject to such
rights, as the Directors otherwise consider
necessary, and so that the Directors may
impose any limits or restrictions and make
any arrangements which they consider
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter, such
authorities to apply (unless previously
renewed, varied or revoked by the Company
in General Meeting) for the period expiring
at the end of the AGM of the Company to be
held in 2014 or until the close of business
on 30 June 2014, whichever is the earlier
but, in each case, so that the Company may
make offers and enter into agreements
before the authority expires which would,
or might require shares to be allotted or
rights to subscribe for or to convert any
security into shares to be granted after
the authority expires and the Directors may
allot shares or grant such rights under any
such offer or agreement as if the authority
had not expired
19 That, in substitution for all existing Mgmt For For
powers but without prejudice to any power
granted pursuant to resolution 21 (if
passed), and subject to the passing of
resolution 18, the Directors be generally
empowered pursuant to section 570 of the
Act to allot equity securities (as defined
in section 560 of the Act) for cash,
pursuant to the authority granted by
resolution 18 and/or where the allotment
constitutes an allotment of equity
securities by virtue of section 560(3) of
the Act, in each case free of the
restriction in section 561 of the Act, such
power to be limited: (a) to the allotment
of equity securities in connection with an
offer of equity securities (but in the case
of an allotment pursuant to the authority
granted by paragraph (b) of resolution 18,
such power shall be limited to the
allotment of equity securities in
connection with an offer by way of a rights
issue only): (i) to ordinary shareholders
in proportion (as nearly as may be
practicable) to their existing holdings;
and (ii) to holders of other equity
securities (as defined in section 560 of
the Act), as required by the rights of
those securities or, subject to such
rights, as the Directors otherwise consider
necessary, and so that the Directors may
impose any limits or restrictions and make
any arrangements which they consider
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter; and
(b) to the allotment of equity securities,
pursuant to the authority granted by
paragraph (a) of resolution 18 and/or an
allotment which constitutes an allotment of
equity securities by virtue of section
560(3) of the Act (in each case otherwise
than in the circumstances set out in
paragraph (a) of this resolution) up to a
nominal amount of GBP 160,758,284
representing no more than 5% of the issued
ordinary share capital as at 28 February
2013; compliance with that limit shall be
calculated, in the case of equity
securities which are rights to subscribe
for, or to convert securities into,
ordinary shares (as defined in section 560
of the Act) by reference to the aggregate
nominal amount of relevant shares which may
be allotted pursuant to such rights, such
power to apply (unless previously renewed,
varied or revoked by the Company in General
Meeting) until the end of the Company's
next AGM after this resolution is passed
(or, if earlier, until the close of
business on 30 June 2014) but so that the
Company may make offers and enter into
agreements before the power expires which
would, or might, require equity securities
to be allotted after the power expires and
the Directors may allot equity securities
under any such offer or agreement as if the
power had not expired
20 That, in addition to any authority granted Mgmt For For
pursuant to resolution 18 (if passed), the
Directors be and are hereby generally and
unconditionally authorised pursuant to
section 551 of the Act to exercise all the
powers of the Company to allot shares (as
defined in section 540 of the Act) in the
Company or grant rights to subscribe for or
to convert any security into shares in the
Company up to an aggregate nominal amount
of GBP 825,000,000 in relation to any issue
by the Company or any member of the
Barclays Group of contingent equity
conversion notes that automatically convert
into or are exchanged for ordinary shares
in the Company in prescribed circumstances
('ECNs') where the Directors consider that
such an issuance of ECNs would be desirable
in connection with, or for the purposes of,
complying with or maintaining compliance
with the regulatory capital requirements or
targets applicable to the Barclays Group
from time to time, such authority to apply
(unless previously renewed, varied or
revoked by the Company in General Meeting)
until the end of the AGM of the Company to
be held in 2014 (or, if earlier, until the
close of business on 30 June 2014) but so
that the Company may make offers and enter
into agreements before the authority
expires which would, or might require
shares to be allotted or rights to
subscribe for or to convert any security
into shares to be granted after the
authority expires and the Directors may
allot shares or grant such rights under any
such offer or agreement as if the authority
had not expired
21 That, in addition to the power granted Mgmt For For
pursuant to resolution 19 (if passed), and
subject to the passing of resolution 20,
the Directors be generally empowered
pursuant to section 570 of the Act to allot
equity securities (as defined in section
560 of the Act) for cash pursuant to the
authority granted by resolution 20, free of
the restriction in section 561 of the Act,
such power to apply (unless previously
renewed, varied or revoked by the Company
in General Meeting) until the end of the
AGM of the Company to be held in 2014 (or,
if earlier, until the close of business on
30 June 2014) but so that the Company may
make offers and enter into agreements
before the power expires which would, or
might, require equity securities to be
allotted after the power expires and the
Directors may allot equity securities under
any such offer or agreement as if the power
had not expired
22 That the Company be generally and Mgmt For For
unconditionally authorised for the purposes
of section 701 of the Act to make market
purchases (within the meaning of section
693 of the Act) on the London Stock
Exchange of up to an aggregate of
1,286,066,272 ordinary shares of 25p each
in its capital, and may hold such shares as
treasury shares, provided that: (a) the
minimum price (exclusive of expenses) which
may be paid for each ordinary share is not
less than 25p; (b) the maximum price
(exclusive of expenses) which may be paid
for each ordinary share shall not be more
than the higher of: (i) 105% of the average
of the market values of the ordinary shares
(as derived from the Daily Official List of
the London Stock Exchange) for the five
business days immediately preceding the
date on which the purchase is made; and
(ii) that stipulated by Article 5(1) of the
Buy-back and Stabilisation Regulation (EC
2273/2003); and (c) unless previously
renewed, varied or revoked by the Company
in General Meeting, the authority conferred
by this resolution shall expire at the end
of the AGM of the Company to be held in
2014 or the close of business on 30 June
2014, whichever is the earlier (except in
relation to any purchase of shares the
contract for which was concluded before
such date and which would or might be
executed wholly or partly after such date)
23 That the Directors be and are hereby Mgmt For For
authorised to call general meetings (other
than an AGM) on not less than 14 clear
days' notice, such authority to expire at
the end of the AGM of the Company to be
held in 2014 or the close of business on 30
June 2014, whichever is the earlier
24 That the Directors be authorised to Mgmt For For
exercise the power contained in Article 132
of the Company's Articles of Association so
that, to the extent and on such terms and
conditions determined by the Directors, the
holders of ordinary shares be permitted to
elect to receive new ordinary shares
credited as fully paid instead of cash in
respect of all or part of any future
dividend (including any interim dividend),
declared or paid by the Directors or
declared by the Company in general meeting
(as the case may be), during the period
commencing on the date of this resolution
and ending on the earlier of 24 April 2018
and the beginning of the fifth AGM of the
Company following the date of this
resolution to the extent that the Directors
decide, at their discretion, to offer a
scrip dividend alternative in respect of
such dividend
25 That, subject to the passing of resolution Mgmt For For
24, article 132 of the Articles of
Association of the Company be and is hereby
altered by inserting the following as a new
article 132.10 immediately after the
full-stop at the end of article 132.9.2:
"For the purposes of this article 132, each
participant in the Company's dividend
reinvestment plan for holders of ordinary
shares (a "DRIP participant" and the "DRIP"
respectively) at midnight (UK time) on an
effective date to be determined at the
discretion of the board in connection with
the commencement of the Company's scrip
dividend programme (the "effective time")
(and whether or not the DRIP shall
subsequently be terminated or suspended)
shall be deemed to have elected to receive
ordinary shares, credited as fully paid,
instead of cash, on the terms and subject
to the conditions of the Company's scrip
dividend programme as from time to time in
force, in respect of the whole of each
dividend payable (but for such election)
after the effective time (and whether such
dividend is declared before, at or after
such an effective time) in respect of which
the right to receive such ordinary shares
instead of cash is made available, until
such time as such deemed election mandate
is revoked or deemed to be revoked in
accordance with the procedure established
by the board. The deemed election provided
for in the foregoing provision of this
article 132.10 shall not apply if and to
the extent that the board so determines at
any time and from time to time either for
all cases or in relation to any person or
class of persons or any holding of any
person or class of persons."
--------------------------------------------------------------------------------------------------------------------------
BASF SE, LUDWIGSHAFEN/RHEIN Agenda Number: 704328548
--------------------------------------------------------------------------------------------------------------------------
Security: D06216317
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: DE000BASF111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodians accounts,
please contact your CSR for more
information. Please consider the following
link:
https://materials.proxyvote.com/Approved/99
999Z/19840101/OTHER_153994.PDF
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
11.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Financial Non-Voting
Statements of BASF SE and the approved
Consolidated Financial Statements of the
BASF Group for the financial year 2012;
presentation of the Managements Analyses of
BASF SE and the BASF Group for the
financial year 2012 including the
explanatory reports on the data according
to Section 289 (4) and Section 315 (4) of
the German Commercial Code; presentation of
the Report of the Supervisory Board
2. Adoption of a resolution on the Mgmt No vote
appropriation of profit
3. Adoption of a resolution giving formal Mgmt No vote
approval to the actions of the members of
the Supervisory Board
4. Adoption of a resolution giving formal Mgmt No vote
approval to the actions of the members of
the Board of Executive Directors
5. Election of the auditor for the financial Mgmt No vote
year 2013: KPMG AG
--------------------------------------------------------------------------------------------------------------------------
BAYER AG, LEVERKUSEN Agenda Number: 704304031
--------------------------------------------------------------------------------------------------------------------------
Security: D0712D163
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: DE000BAY0017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodians accounts,
please contact your CSR for more
information. Please also have a look at the
following link:
https://materials.proxyvote.com/Approved/99
999Z/19840101/OTHER_153994.PDF
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
11.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Mgmt No vote
financial statements and the approved
consolidated financial statements, the
Combined Management Report, the report of
the Supervisory Board, the explanatory
report by the Board of Management on
takeover-related information and the
proposal by the Board of Management on the
use of the distributable profit for the
fiscal year 2012. Resolution on the use of
the distributable profit.
2. Ratification of the actions of the members Mgmt No vote
of the Board of Management
3. Ratification of the actions of the members Mgmt No vote
of the Supervisory Board
4. Approval of the Control and Profit and Loss Mgmt No vote
Transfer Agreement between the Company and
Bayer Beteiligungsverwaltung Goslar GmbH
5. Election of the auditor of the financial Mgmt No vote
statements and for the review of the
half-yearly financial report
--------------------------------------------------------------------------------------------------------------------------
BELGACOM SA DE DROIT PUBLIC, BRUXELLES Agenda Number: 704330531
--------------------------------------------------------------------------------------------------------------------------
Security: B10414116
Meeting Type: AGM
Meeting Date: 17-Apr-2013
Ticker:
ISIN: BE0003810273
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Examination of the annual reports of the Non-Voting
Board of Directors of Belgacom SA under
public law with regard to the annual
accounts and the consolidated annual
accounts at 31 December 2012
2 Examination of the reports of the Board of Non-Voting
Auditors of Belgacom SA under public law
with regard to the annual accounts and of
the Independent Auditors with regard to the
consolidated annual accounts at 31 December
2012
3 Examination of the information provided by Non-Voting
the Joint Committee
4 Examination of the consolidated annual Non-Voting
accounts at 31 December 2012
5 Ratification of the decisions of the Board Mgmt Against Against
of Directors dated 25 October 2012 and 28
February 2013 to recognize for the future,
but suspend the dividend rights that were
cancelled up to then, for the total amount
of shares needed to cover the long-term
incentive plans for employees, tranches
2012 and 2013
6 approval of the annual accounts with regard Mgmt For For
to the financial year closed on 31 December
2012, including the following allocation of
the results as specified, For 2012, the
gross dividend amounts to EUR 2.49 per
share, entitling shareholders to a dividend
net of withholding tax of EUR 1.8675 per
share, of which an interim dividend of EUR
0.81 (EUR 0.6075 per share net of
withholding tax) was already paid out on 14
December 2012; this means that a gross
dividend of EUR 1.68 per share (EUR 1.26
per share net of withholding tax) will be
paid on 26 April 2013. The ex-dividend date
is fixed on 23 April 2013, the record date
is 25 April 2013
7 Approval of the remuneration report Mgmt Against Against
8 Granting of a discharge to the members of Mgmt For For
the Board of Directors for the exercise of
their mandate during the financial year
closed on 31 December 2012
9 Granting of a discharge to the members of Mgmt For For
the Board of Auditors for the exercise of
their mandate during the financial year
closed on 31 December 2012
10 Granting of a discharge to the Independent Mgmt For For
Auditors Deloitte Statutory Auditors SC sfd
SCRL, represented by Mr. Geert Verstraeten
and Mr. Luc Van Coppenolle, for the
exercise of their mandate during the
financial year closed on 31 December 2012
11 To appoint, on nomination by the Board of Mgmt Against Against
Directors after recommendation of the
Nomination and Remuneration Committee, Mr.
Guido J.M. Demuynck as Board Member for a
period which will expire at the annual
general meeting of 2019
12 To appoint, on nomination by the Board of Mgmt For For
Directors after recommendation of the
Nomination and Remuneration Committee, Mrs.
Carine Doutrelepont as Board Member for a
period which will expire at the annual
general meeting of 2016
13 To appoint, on nomination by the Board of Mgmt For For
Directors after recommendation of the
Nomination and Remuneration Committee, Mr.
Oren G. Shaffer as Board Member for a
period which will expire at the annual
general meeting of 2014
14 To set the remuneration for the mandate of Mgmt For For
Mr. Guido J.M. Demuynck, Mrs. Carine
Doutrelepont and Mr. Oren G. Shaffer as
follows: Fixed annual remuneration of EUR
25,000; Attendance fee of EUR 5,000 per
Board meeting attended; Attendance fee of
EUR 2,500 per Board advisory committee
meeting attended; EUR 2,000 per year to
cover communication costs
15 To appoint Deloitte Mgmt For For
Bedrijfsrevisoren/Reviseurs d'Entreprises
SC sfd SCRL, represented by Mr. Geert
Verstraeten and Mr. Nico Houthaeve, for a
period of three years for an annual audit
fee of 298,061 EUR (to be indexed annually)
16 Miscellaneous Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTION 15. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BG GROUP PLC, READING BERKSHIRE Agenda Number: 704385461
--------------------------------------------------------------------------------------------------------------------------
Security: G1245Z108
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: GB0008762899
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Accounts and Reports of the Mgmt For For
Directors and the auditors for the year
ended 31 December 2012
2 To approve the Directors' Remuneration Mgmt For For
report as set out on pages 60 to 75 of the
Company's Annual Report and Accounts for
the year ended 31 December 2012
3 To declare a final dividend in respect of Mgmt For For
the year ended 31 December 2012 of 14.26
cents per share payable on 31 May 2013 to
holders of ordinary shares on the register
of shareholders of the Company at the close
of business on 19 April 2013
4 To elect Den Jones as a Director of the Mgmt For For
Company
5 To elect Lim Haw-Kuang as a Director of the Mgmt For For
Company
6 To re-elect Peter Backhouse as a Director Mgmt For For
of the Company
7 To re-elect Vivienne Cox as a Director of Mgmt For For
the Company
8 To re-elect Chris Finlayson as a Director Mgmt For For
of the Company
9 To re-elect Andrew Gould as a Director of Mgmt For For
the Company
10 To re-elect Baroness Hogg as a Director of Mgmt For For
the Company
11 To re-elect Dr John Hood as a Director of Mgmt For For
the Company
12 To re-elect Martin Houston as a Director of Mgmt For For
the Company
13 To re-elect Caio Koch-Weser as a Director Mgmt For For
of the Company
14 To re-elect Sir David Manning as a Director Mgmt For For
of the Company
15 To re-elect Mark Seligman as a Director of Mgmt For For
the Company
16 To re-elect Patrick Thomas as a Director of Mgmt For For
the Company
17 To re-appoint Ernst & Young LLP as auditors Mgmt For For
of the Company, to hold office until the
conclusion of the next general meeting at
which annual accounts are laid before the
Company
18 To authorise the Audit Committee of the Mgmt For For
Board to approve the remuneration of the
auditors
19 That, in accordance with Sections 366 and Mgmt For For
367 of the Companies Act 2006 (the Act),
the Company, and all companies which are
subsidiaries of the Company during the
period when this Resolution has effect, be
and are hereby authorised to: (a) make
political donations to political parties or
independent election candidates up to a
total aggregate amount of GBP15 000; (b)
make political donations to political
organisations other than political parties
up to a total aggregate amount of GBP15
000; and (c) incur political expenditure up
to a total aggregate amount of GBP20 000,
during the period beginning with the date
of the passing of this Resolution and
ending at the conclusion of the next annual
general meeting of the Company, provided
that, in any event, the total aggregate
amount of all political donations and
political expenditure incurred by the
Company and its subsidiaries in such period
shall not exceed GBP50 000. For the
purposes of this Resolution, 'political
donations', 'political organisations',
'political parties' and 'political
expenditure' have the meanings given to
them in Sections 363 to 365 of the Act
20 That the Directors be and are hereby Mgmt For For
generally and unconditionally authorised in
accordance with Section 551 of the Act to
exercise all the powers of the Company to
allot ordinary shares in the Company and to
grant rights to subscribe for, or to
convert any security into, ordinary shares
in the Company (Rights) up to an aggregate
nominal amount of GBP113,424,772 provided
that this authority shall expire at the
conclusion of the next annual general
meeting of the Company, save that the
Directors shall be entitled to exercise all
the powers of the Company to make offers or
agreements before the expiry of such
authority which would or might require
ordinary shares to be allotted or Rights to
be granted after such expiry and the
Directors shall be entitled to allot
ordinary shares and grant Rights pursuant
to any such offer or agreement as if this
authority had not expired; and all
unexercised authorities previously granted
to the Directors to allot ordinary shares
and grant Rights be and are hereby revoked
21 That the Directors be and are hereby Mgmt For For
empowered pursuant to Sections 570 and 573
of the Act to allot equity securities
(within the meaning of Section 560 of the
Act) for cash either pursuant to the
authority conferred by Resolution 20 above
or by way of a sale of treasury shares as
if Section 561(1) of the Act did not apply
to any such allotment, provided that this
power shall be limited to: (a) the
allotment of equity securities in
connection with an offer of securities in
favour of the holders of ordinary shares on
the register of members at such record date
as the Directors may determine and other
persons entitled to participate therein
where the equity securities respectively
attributable to the interests of the
ordinary shareholders are proportionate (as
nearly as may be practicable) to the
respective number of ordinary shares held
or deemed to be held by them on any such
record date, subject to such exclusions or
other arrangements as the Directors may
deem necessary or expedient to deal with
treasury shares, fractional entitlements or
legal or practical problems arising under
the laws of any overseas territory or the
requirements of any regulatory body or
stock exchange or by virtue of ordinary
shares being represented by depositary
receipts or any other matter; and (b) the
allotment (otherwise than pursuant to
sub-paragraph (a) of this Resolution 21) to
any person or persons of equity securities
up to an aggregate nominal amount of
GBP18,074,352, and shall expire upon the
expiry of the general authority conferred
by Resolution 20 above, save that the
Directors shall be entitled to exercise all
the powers of the Company to make offers or
agreements before the expiry of such power
which would or might require equity
securities to be allotted after such expiry
and the Directors shall be entitled to
allot equity securities pursuant to any
such offer or agreement as if the power
conferred hereby had not expired
22 That the Company be generally and Mgmt For For
unconditionally authorised to make market
purchases (within the meaning of Section
693(4) of the Act) of ordinary shares of 10
pence each of the Company on such terms and
in such manner as the Directors may from
time to time determine, provided that: (a)
the maximum number of ordinary shares
hereby authorised to be acquired is
340,374,317, representing approximately 10%
of the issued ordinary share capital of the
Company as at 28 March 2013; (b) the
minimum price that may be paid for any such
ordinary share is 10 pence, the nominal
value of that share; (c) the maximum price
that may be paid for any such ordinary
share is an amount equal to 105% of the
average of the middle market quotations for
an ordinary share in the Company as derived
from the London Stock Exchange Daily
Official List for the five business days
immediately preceding the day on which the
share is contracted to be purchased; (d)
the authority hereby conferred shall expire
at the conclusion of the next annual
general meeting of the Company, unless
previously renewed, varied or revoked by
the Company in general meeting; and (e) the
Company may make a contract to purchase its
ordinary shares under the authority hereby
conferred prior to the expiry of such
authority, which contract will or may be
executed wholly or partly after the expiry
of such authority, and may purchase its
ordinary shares pursuant to any such
contract as if the power conferred hereby
had not expired
23 That a general meeting of the Company, Mgmt For For
other than an annual general meeting, may
be called on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LTD, MELBOURNE VIC Agenda Number: 704060766
--------------------------------------------------------------------------------------------------------------------------
Security: Q1498M100
Meeting Type: AGM
Meeting Date: 29-Nov-2012
Ticker:
ISIN: AU000000BHP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the financial statements for BHP Mgmt For For
Billiton Limited and BHP Billiton Plc for
the year ended 30 June 2012, together with
the Directors' Report and the Auditor's
Report, as set out in the Annual Report
2 To elect Pat Davies as a Director of each Mgmt For For
of BHP Billiton Limited and BHP Billiton
Plc
3 To re-elect Malcolm Broomhead as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
4 To re-elect Sir John Buchanan as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
5 To re-elect Carlos Cordeiro as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
6 To re-elect David Crawford as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
7 To re-elect Carolyn Hewson as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
8 To re-elect Marius Kloppers as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
9 To re-elect Lindsay Maxsted as a Director Mgmt For For
of each of BHP Billiton Limited and BHP
Billiton Plc
10 To re-elect Wayne Murdy as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
11 To re-elect Keith Rumble as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
12 To re-elect John Schubert as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
13 To re-elect Shriti Vadera as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
14 To re-elect Jac Nasser as a Director of Mgmt For For
each of BHP Billiton Limited and BHP
Billiton Plc
15 That KPMG Audit Plc be reappointed as the Mgmt For For
auditor of BHP Billiton Plc and that the
Directors be authorised to agree their
remuneration
16 General authority to issue shares in BHP Mgmt For For
Billiton Plc
17 Issuing shares in BHP Billiton Plc for cash Mgmt For For
18 Repurchase of shares in BHP Billiton Plc Mgmt For For
(and cancellation of shares in BHP Billiton
Plc purchased by BHP Billiton Limited)
19 Remuneration Report Mgmt For For
20 Approval of grant of Long-Term Incentive Mgmt For For
Performance Shares to Executive Director
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 19, 20 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (19 AND 20), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON PLC, LONDON Agenda Number: 704060754
--------------------------------------------------------------------------------------------------------------------------
Security: G10877101
Meeting Type: AGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: GB0000566504
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Financial statements and reports Mgmt For For
2 To elect Pat Davies as a Director of each Mgmt For For
of BHP Billiton Plc and BHP Billiton
Limited
3 To re-elect Malcolm Broomhead as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
4 To re-elect Sir John Buchanan as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
5 To re-elect Carlos Cordeiro as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
6 To re-elect David Crawford as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
7 To re-elect Carolyn Hewson as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
8 To re-elect Marius Kloppers as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
9 To re-elect Lindsay Maxsted as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
10 To re-elect Wayne Murdy as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
11 To re-elect Keith Rumble as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
12 To re-elect John Schubert as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
13 To re-elect Shriti Vadera as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
14 To re-elect Jac Nasser as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
15 That KPMG Audit Plc be reappointed as the Mgmt For For
auditor of BHP Billiton Plc and that the
Directors be authorised to agree their
remuneration
16 General authority to issue shares in BHP Mgmt For For
Billiton Plc
17 Issuing shares in BHP Billiton Plc for cash Mgmt For For
18 Repurchase of shares in BHP Billiton Plc Mgmt For For
(and cancellation of shares in BHP Billiton
Plc purchased by BHP Billiton Limited)
19 Remuneration Report Mgmt For For
20 Approval of grant of Long-Term Incentive Mgmt For For
Performance Shares to Executive Director -
Marius Kloppers
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA, PARIS Agenda Number: 704322748
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 15-May-2013
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0313/201303131300703.pdf . PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING OF RESOLUTION TO O.2 AND ADDITION
OF URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0412/201304121301275.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2012 and distribution of
the dividend
O.4 Special report of the Statutory Auditors on Mgmt For For
the agreements and commitments pursuant to
Articles L.225-38 et seq. of the Commercial
Code
O.5 Agreement entered in between BNP Paribas Mgmt Against Against
and Mr. Jean-Laurent Bonnafe, Managing
Director
O.6 Authorization for BNP Paribas to repurchase Mgmt For For
its own shares
O.7 Renewal of term of Mr. Jean-Laurent Bonnafe Mgmt For For
as Board member
O.8 Renewal of term of Mr. Michel Tilmant as Mgmt For For
Board member
O.9 Renewal of term of Mr. Emiel Van Broekhoven Mgmt For For
as Board member
O.10 Appointment of Mr. Christophe de Margerie Mgmt For For
as Board member
O.11 Appointment of Mrs. Marion Guillou as Board Mgmt For For
member
O.12 Legal filing of reports and documents by Mgmt For For
the Statutory Auditors at the court
registry
E.13 Simplifying, adapting and harmonizing the Mgmt Against Against
bylaws with the law
E.14 Authorization to be granted to the Board of Mgmt For For
Directors to reduce capital by cancellation
of shares
E.15 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BOUYGUES, PARIS Agenda Number: 704300499
--------------------------------------------------------------------------------------------------------------------------
Security: F11487125
Meeting Type: MIX
Meeting Date: 25-Apr-2013
Ticker:
ISIN: FR0000120503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0304/201303041300554.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0405/201304051301103.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Approval of the regulated agreements and Mgmt Against Against
commitments
O.5 Renewal of term of Mr. Yves Gabriel as Mgmt Against Against
Board member
O.6 Renewal of term of Mr. Patrick Kron as Mgmt Against Against
Board member
O.7 Renewal of term of Mrs. Colette Lewiner as Mgmt Against Against
Board member
O.8 Renewal of term of Mr. Jean Peyrelevade as Mgmt Against Against
Board member
O.9 Renewal of term of Mr. Francois-Henri Mgmt Against Against
Pinault as Board member
O.10 Renewal of term of the company SCDM as Mgmt Against Against
Board member
O.11 Appointment of Mrs. Rose-Marie Van Mgmt For For
Lerberghe as Board member
O.12 Appointment of Mr. Jean-Paul Chifflet as Mgmt Against Against
Board member
O.13 Election of Mrs. Sandra Nombret as Board Mgmt Against Against
member representing employee shareholders
O.14 Election of Mrs. Michele Vilain as Board Mgmt Against Against
member representing employee shareholders
O.15 Authorization granted to the Board of Mgmt Against Against
Directors to allow the Company to trade its
own shares
E.16 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares of the
Company
E.17 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital while maintaining preferential
subscription rights by issuing shares and
any securities giving immediate and/or
future access to shares of the Company or
of one of its subsidiaries
E.18 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by incorporation of reserves,
profits, premiums or other amounts
E.19 Delegation of authority granted to the Mgmt Against Against
Board of Directors to increase share
capital by public offering with
cancellation of preferential subscription
rights by issuing shares and any securities
giving immediate and/or future access to
shares of the Company or of one of its
subsidiaries
E.20 Delegation of authority granted to the Mgmt Against Against
Board of Directors to increase share
capital through private placement pursuant
to Article L.411-2, II of the Monetary and
Financial Code with cancellation of
preferential subscription rights by issuing
shares and any securities giving immediate
and/or future access to shares of the
Company or of one of its subsidiaries
E.21 Authorization granted to the Board of Mgmt Against Against
Directors to set the issue price of equity
securities to be issued immediately or in
the future according to the terms
established by the General Meeting, without
preferential subscription rights, by public
offering or through private placement
pursuant to Article L.411-2, II of the
Monetary and Financial Code
E.22 Authorization granted to the Board of Mgmt Against Against
Directors to increase the number of
issuable securities in case of capital
increase with or without preferential
subscription rights
E.23 Delegation of powers granted to the Board Mgmt For For
of Directors to increase share capital with
cancellation of preferential subscription
rights, in consideration for in-kind
contributions granted to the Company and
comprised of equity securities or
securities giving access to capital of
another company outside of public exchange
offer
E.24 Delegation of authority granted to the Mgmt Against Against
Board of Directors to increase share
capital with cancellation of preferential
subscription rights, in consideration for
contributions securities in case of public
exchange offer initiated by the Company
E.25 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue shares with
cancellation of preferential subscription
rights as a result of the issuance by a
subsidiary of securities giving access to
shares of the Company
E.26 Delegation of authority granted to the Mgmt For For
Board of Directors to issue any securities
entitling to the allotment of debt
securities
E.27 Delegation of authority granted to the Mgmt Against Against
Board of Directors to increase share
capital with cancellation of preferential
subscription rights in favor of employees
or corporate officers of the Company or
affiliated companies who are members of a
company savings plan
E.28 Authorization granted to the Board of Mgmt Against Against
Directors to carry out free allocations of
shares existing or to be issued with
cancellation of preferential subscription
rights to employees or corporate officers
of the Company or affiliated companies
E.29 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue share
subscription warrants during period of
public offer on shares of the Company
E.30 Authorization granted to the Board of Mgmt Against Against
Directors to use the various delegations of
authority and authorizations for share
capital increase during period of public
offer on shares of the Company
E.31 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BP PLC, LONDON Agenda Number: 704310870
--------------------------------------------------------------------------------------------------------------------------
Security: G12793108
Meeting Type: AGM
Meeting Date: 11-Apr-2013
Ticker:
ISIN: GB0007980591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Directors' Annual Report and Mgmt For For
Accounts
2 To approve the Directors' Remuneration Mgmt For For
Report
3 To re-elect Mr R W Dudley as a Director Mgmt For For
4 To re-elect Mr I C Conn as a Director Mgmt For For
5 To re-elect Dr B Gilvary as a Director Mgmt For For
6 To re-elect Mr P M Anderson as a Director Mgmt For For
7 To re-elect Admiral F L Bowman as a Mgmt For For
Director
8 To re-elect Mr A Burgmans as a Director Mgmt For For
9 To re-elect Mrs C B Carroll as a Director Mgmt For For
10 To re-elect Mr G David as a Director Mgmt For For
11 To re-elect Mr I E L Davis as a Director Mgmt For For
12 To re-elect Professor Dame Ann Dowling as a Mgmt For For
Director
13 To re-elect Mr B R Nelson as a Director Mgmt For For
14 To re-elect Mr F P Nhleko as a Director Mgmt For For
15 To re-elect Mr A B Shilston as a Director Mgmt For For
16 To re-elect Mr C-H Svanberg as a Director Mgmt For For
17 To reappoint Ernst and Young LLP as Mgmt For For
auditors and authorize the Board to fix
their remuneration
18 Special Resolution: to give limited Mgmt For For
authority for the purchase of its own
shares by the Company
19 To give limited authority to allot shares Mgmt For For
up to a specified amount
20 Special Resolution: to give authority to Mgmt For For
allot a limited number of shares for cash
free of pre-emption rights
21 Special Resolution: to authorize the Mgmt For For
calling of general meetings (excluding
Annual General Meetings) by notice of at
least 14 clear days
--------------------------------------------------------------------------------------------------------------------------
BRAMBLES LTD, SYDNEY NSW Agenda Number: 704044255
--------------------------------------------------------------------------------------------------------------------------
Security: Q6634U106
Meeting Type: AGM
Meeting Date: 11-Oct-2012
Ticker:
ISIN: AU000000BXB1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND 10 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (2 AND 10), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Remuneration Report Mgmt For For
3 To elect Mr. Douglas Gordon Duncan to the Mgmt For For
Board of Brambles
4 To elect Mr. David Peter Gosnell to the Mgmt For For
Board of Brambles
5 To elect Ms. Tahira Hassan to the Board of Mgmt For For
Brambles
6 To re-elect Mr. Graham John Kraehe AO to Mgmt For For
the Board of Brambles
7 To re-elect Mr. Stephen Paul Johns to the Mgmt For For
Board of Brambles
8 To re-elect Ms. Sarah Carolyn Hailes Kay to Mgmt For For
the Board of Brambles
9 To re-elect Mr. Brian Martin Schwartz AM to Mgmt For For
the Board of Brambles
10 To increase the Non-executive Directors' Mgmt For For
fee pool
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRIDGESTONE CORPORATION Agenda Number: 704294937
--------------------------------------------------------------------------------------------------------------------------
Security: J04578126
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: JP3830800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Presentation of Remuneration by Stock Mgmt For For
Options to the Members of the Board
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC Agenda Number: 704346976
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2012 Report and Accounts Mgmt For For
2 Approval of the 2012 Remuneration Report Mgmt For For
3 To declare a final dividend of 92.7p per Mgmt For For
ordinary share in respect of the year ended
31 December 2012, payable on 8 May 2013 to
shareholders on the register at the close
of business on 15 March 2013
4 Re-appointment of the Auditors: Mgmt For For
PricewaterhouseCoopers LLP
5 Authority for the Directors to agree the Mgmt For For
Auditor's remuneration
6 Re-election of Richard Burrows as a Mgmt For For
Director (N)
7 Re-election of John Daly as a Director Mgmt For For
8 Re-election of Karen de Segundo as a Mgmt For For
Director (C, N)
9 Re-election of Nicandro Durante as a Mgmt For For
Director
10 Re-election of Ann Godbehere as a Director Mgmt For For
(A, N, R)
11 Re-election of Christine Morin-Postel as a Mgmt For For
Director (C, N, R)
12 Re-election of Gerry Murphy as a Director Mgmt For For
(N, R)
13 Re-election of Kieran Poynter as a Director Mgmt For For
(A N R)
14 Re-election of Anthony Ruys as a Director Mgmt For For
(A, N)
15 Re-election of Ben Stevens as a Director Mgmt For For
16 Election of Richard Tubb as a Director (C, Mgmt For For
N) who has been appointed since the last
Annual General Meeting
17 Renewal of the Director's authority to Mgmt For For
allot shares
18 Renewal of the Director's authority to Mgmt For For
disapply pre-emption rights
19 Authority for the Company to purchase its Mgmt For For
own shares
20 Authority to make donations to political Mgmt For For
organisations and to incur political
expenditure
21 Notice period for General Meetings Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTIONS NO. 3 AND 16.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BT GROUP PLC, LONDON Agenda Number: 703845620
--------------------------------------------------------------------------------------------------------------------------
Security: G16612106
Meeting Type: AGM
Meeting Date: 11-Jul-2012
Ticker:
ISIN: GB0030913577
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the accounts and reports of the Mgmt For For
directors and the auditors for the year
ended 31 March 2012 be received
2 That the directors' remuneration report for Mgmt For For
the year ended 31 March 2012 be approved
3 That the final dividend of 5.7 pence per Mgmt For For
share recommended by the directors be
declared to be payable on 3 September 2012
to holders of ordinary shares registered at
the close of business on 10 August 2012
4 That Sir Michael Rake be re-elected as a Mgmt For For
director
5 That Ian Livingston be re-elected as a Mgmt For For
director
6 That Tony Chanmugam be re-elected as a Mgmt For For
director
7 That Gavin Patterson be re-elected as a Mgmt For For
director
8 That Tony Ball be re-elected as a director Mgmt For For
9 That the Rt Hon Patricia Hewitt be Mgmt For For
re-elected as a director
10 That Phil Hodkinson be re-elected as a Mgmt For For
director
11 That Nick Rose be re-elected as a director Mgmt For For
12 That Jasmine Whitbread be re-elected as a Mgmt For For
director
13 That Karen Richardson be elected as a Mgmt For For
director
14 That PricewaterhouseCoopers LLP be Mgmt For For
re-appointed auditors of the Company, to
hold office until the end of the next
general meeting at which accounts are laid
before the Company
15 That the directors be authorised to decide Mgmt For For
the auditors' remuneration
16 Authority to allot shares Mgmt For For
17 Authority to allot shares for cash Mgmt For For
18 Authority to purchase own shares Mgmt For For
19 Authority to call a general meeting on 14 Mgmt For For
days' notice
20 Authority for political donations Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BUNZL PLC, LONDON Agenda Number: 704327902
--------------------------------------------------------------------------------------------------------------------------
Security: G16968110
Meeting Type: AGM
Meeting Date: 17-Apr-2013
Ticker:
ISIN: GB00B0744B38
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the accounts for Mgmt For For
the year ended 31 December 2012 together
with the reports of the directors and
auditors
2 To declare a final dividend Mgmt For For
3 To re-appoint Mr P G Rogerson as a director Mgmt For For
4 To re-appoint Mr M J Roney as a director Mgmt For For
5 To re-appoint Mr P L Larmon as a director Mgmt For For
6 To re-appoint Mr B M May as a director Mgmt For For
7 To re-appoint Mr P W Johnson as a director Mgmt For For
8 To re-appoint Mr D J R Sleath as a director Mgmt For For
9 To re-appoint Ms E M Ulasewicz as a Mgmt For For
director
10 To re-appoint Mr J-C Pauze as a director Mgmt For For
11 To re-appoint Mr M Oldersma as a director Mgmt For For
12 To re-appoint KPMG Audit PLC as auditor to Mgmt For For
hold office from the conclusion of this
year's AGM until the conclusion of the next
general meeting at which accounts are laid
before the Company
13 To authorise the directors to determine the Mgmt For For
remuneration of the auditor
14 To approve the directors' remuneration Mgmt For For
report as set out on pages 38 to 50 of the
Annual Report for the year ended 31
December 2012
15 Authority to allot ordinary shares Mgmt For For
16 Allotment of ordinary shares for cash Mgmt For For
17 Purchase of own ordinary shares Mgmt For For
18 That a general meeting other than an AGM Mgmt For For
may be called on not less than 14 clear
days' notice
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 704289962
--------------------------------------------------------------------------------------------------------------------------
Security: J05124144
Meeting Type: AGM
Meeting Date: 28-Mar-2013
Ticker:
ISIN: JP3242800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
2.17 Appoint a Director Mgmt For For
2.18 Appoint a Director Mgmt For For
2.19 Appoint a Director Mgmt For For
2.20 Appoint a Director Mgmt For For
2.21 Appoint a Director Mgmt For For
3 Approve Payment of Accrued Benefits Mgmt Against Against
associated with Abolition of Retirement
Benefit System for Current Directors
4 Amend the Compensation to be received by Mgmt For For
Directors
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CAPITAL & COUNTIES PROPERTIES PLC, LONDON Agenda Number: 704364962
--------------------------------------------------------------------------------------------------------------------------
Security: G19406100
Meeting Type: AGM
Meeting Date: 03-May-2013
Ticker:
ISIN: GB00B62G9D36
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the accounts and the reports of Mgmt For For
the Directors and the Auditors for the year
ended 31 December 2012
2 To declare a final dividend of 1.0 pence Mgmt For For
per ordinary share
3 To re-elect Ian Durant as a Director Mgmt For For
(Chairman)
4 To re-elect Ian Hawksworth as a Director Mgmt For For
(Executive)
5 To re-elect Soumen Das as a Director Mgmt For For
(Executive)
6 To re-elect Gary Yardley as a Director Mgmt For For
(Executive)
7 To re-elect Graeme Gordon as a Director Mgmt For For
(Non-executive)
8 To re-elect Ian Henderson as a Director Mgmt For For
(Non-executive)
9 To re-elect Andrew Huntley as a Director Mgmt For For
(Non-executive)
10 To elect Demetra Pinsent as a Director Mgmt For For
(Non-executive)
11 To re-elect Henry Staunton as a Director Mgmt For For
(Non-executive)
12 To re-elect Andrew Strang as a Director Mgmt For For
(Non-executive)
13 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors
14 To authorise the Audit Committee to Mgmt For For
determine the Auditors' remuneration
15 To approve the Directors' Remuneration Mgmt Against Against
Report for the year ended 31 December 2012
16 To authorise the Directors to allot shares Mgmt For For
(S.551)
17 To disapply the preemption provisions of Mgmt For For
Section 561(1) of the Companies Act 2006,
to the extent specified
18 To authorise the Company to purchase its Mgmt For For
own shares
19 To allow General meetings (other than AGMs) Mgmt For For
to be held on 14 days' notice
--------------------------------------------------------------------------------------------------------------------------
CARDNO LTD Agenda Number: 704062823
--------------------------------------------------------------------------------------------------------------------------
Security: Q2097C105
Meeting Type: AGM
Meeting Date: 18-Oct-2012
Ticker:
ISIN: AU000000CDD7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 123688 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 8.A TO 8.N, 9, 10, 11.A AND
11.B AND VOTES CAST BY ANY INDIVIDUAL OR
RELATED PARTY WHO BENEFIT FROM THE PASSING
OF THE PROPOSAL/S WILL BE DISREGARDED BY
THE COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON
THE RELEVANT PROPOSAL ITEMS. BY DOING SO,
YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE
PASSING OF THE RELEVANT PROPOSAL/S. BY
VOTING (FOR OR AGAINST) ON PROPOSALS (2,
8.A TO 8.N, 9, 10, 11.A AND 11.B), YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
2 Remuneration Report Mgmt For For
3 Election of Anthony Barnes Mgmt For For
4 Election of Jeffrey Forbes Mgmt For For
5 Election of Trevor Johnson Mgmt For For
6 Election of John Marlay Mgmt For For
7 Election of Tonianne Dwyer Mgmt For For
8.A Ratify and approve the issue of fully paid Mgmt For For
ordinary shares in relation to the
acquisition of Lane & Piper Pty Ltd
8.B Ratify and approve the issue of fully paid Mgmt For For
ordinary shares in relation to the
acquisition of Geotech Solutions Pty Ltd
8.C Ratify and approve the issue of fully paid Mgmt For For
ordinary shares in relation to the
acquisition of Humphrey Reynolds Perkins
Group
8.D Ratify and approve the issue of fully paid Mgmt For For
ordinary shares in relation to the
acquisition of Entrix, Inc
8.E Ratify and approve the issue of fully paid Mgmt For For
ordinary shares in relation to the
acquisition of Locom Australia Pty Ltd
8.F Ratify and approve the issue of fully paid Mgmt For For
ordinary shares in relation to the
acquisition of TEC inc
8.G Ratify and approve the issue of fully paid Mgmt For For
ordinary shares in relation to the
acquisition of ATC Group Holdings Inc
8.H Ratify and approve the Issue of fully paid Mgmt For For
ordinary shares in relation to the
acquisition of J F New & Associates
8.I Ratify and approve the issue of fully paid Mgmt For For
ordinary shares in relation to the
acquisition of Australian Underground
Services Pty Ltd
8.J Ratify and approve the issue of fully paid Mgmt For For
ordinary shares in relation to the
acquisition of Environmental Resolutions,
Inc
8.K Ratify and approve the issue of fully paid Mgmt For For
ordinary shares in relation to the
acquisition of EM-Assist LLC
8.L Ratify and approve the issue of fully paid Mgmt For For
ordinary shares in relation to the
acquisition of Marshall Miller & Associates
Inc
8.M Ratify and approve the issue of fully paid Mgmt For For
ordinary shares in relation to the
acquisition of Better Technical Options
8.N Ratify and approve the issue of fully paid Mgmt For For
ordinary shares in relation to the
placement to institutional and
sophisticated investors
9 Approval of Issue of Shares Under the Mgmt For For
Australian Resident and Non-Australian
Resident Employee Share Acquisition Plans
10 Approval of Issue of Performance Rights Mgmt For For
Under the Performance Equity Plan
11.A Approve the granting of Rights to Andrew Mgmt For For
Buckley, Executive Director
11.B Approve the granting of Rights to Trevor Mgmt For For
Johnson, Executive Director
--------------------------------------------------------------------------------------------------------------------------
CASINO GUICHARD PERRACHON, SAINT ETIENNE Agenda Number: 704330454
--------------------------------------------------------------------------------------------------------------------------
Security: F14133106
Meeting Type: MIX
Meeting Date: 22-Apr-2013
Ticker:
ISIN: FR0000125585
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0318/201303181300789.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0401/201304011301068.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0405/201304051301064.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Regulated agreement: Partnership agreement Mgmt For For
entered in with Mercialys
O.5 Regulated agreement: current account Mgmt For For
overdraft agreement entered in with
Mercialys
O.6 Regulated agreement: addendum to the loan Mgmt For For
and current account overdraft agreement
entered in with Monoprix
O.7 Renewal of term of Mr. Henri Giscard Mgmt For For
d'Estaing as Board member
O.8 Renewal of term of Mr. Marc Ladreit de Mgmt Against Against
Lacharriere as Board member
O.9 Renewal of term of Mr. Jean-Charles Naouri Mgmt Against Against
as Board member
O.10 Renewal of term of Mr. Gilles Pinoncely as Mgmt For For
Board member
O.11 Renewal of term of the company Matignon Mgmt For For
Diderot as Board member
O.12 Renewal of term of Mr. Pierre Giacometti as Mgmt Against Against
Censor
O.13 Authorization for the Company to repurchase Mgmt For For
its own shares
E.14 Delegation of authority granted to the Mgmt For For
Board of Directors to issue shares or
securities entitling to the allotment of
new or existing shares of the Company or
existing shares of any company in which it
owns directly or indirectly more than 50%
of the capital or debt securities while
maintaining preferential subscription
rights
E.15 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue shares or
securities entitling to the allotment of
new or existing shares of the Company or
existing shares of any company in which it
owns directly or indirectly more than 50%
of the capital or debt securities with
cancellation of preferential subscription
rights in case of public offers
E.16 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue shares or
securities entitling to the allotment of
new or existing shares of the Company or
existing shares of any company in which it
owns directly or indirectly more than 50%
of the capital or debt securities with
cancellation of preferential subscription
rights through an offer pursuant to Article
L.411-2, II of the Monetary and Financial
Code
E.17 Authorization granted to the Board of Mgmt Against Against
Directors to set the issue price for
issuances carried out without preferential
subscription rights according to the terms
established by the General Meeting pursuant
to Article L.225-136 of the Commercial Code
E.18 Authorization granted to the Board of Mgmt Against Against
Directors to increase the amount of the
initial issuance in case of capital
increases carried out with or without
preferential subscription rights
E.19 Delegation of authority granted to the Mgmt For For
Board of Directors to increase capital by
incorporation of reserves, profits,
premiums or other amounts which may be
capitalized
E.20 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue shares or
securities giving access to capital in case
of public offer initiated by Casino,
Guichard-Perrachon on shares of another
listed company with cancellation of
preferential subscription rights
E.21 Delegation of powers granted to the Board Mgmt For For
of Directors within the limit of 10% of
capital of the Company to issue shares or
securities giving access to capital, in
consideration for in-kind contributions
granted to the Company and comprised of
equity securities or securities giving
access to capital
E.22 Overall limitation of financial Mgmt For For
authorization granted to the Board of
Directors
E.23 Authorization for any company which owns Mgmt Against Against
more than 50% of capital of the company
Casino, Guichard-Perrachon to issue
securities of the issuing company entitling
to the allotment of existing shares of the
Company
E.24 Authorization to grant share purchase Mgmt Against Against
options to staff members of the Company and
to staff members, and corporate officers of
affiliated companies
E.25 Authorization to grant share subscription Mgmt Against Against
options to staff members of the Company,
and to staff members and corporate officers
of affiliated companies
E.26 Authorization granted to the Board of Mgmt Against Against
Directors to allocate free shares of the
Company to staff members of the Company,
and to staff members and corporate officers
of affiliated companies
E.27 Authorization granted to the Board of Mgmt For For
Directors to increase capital or sell
treasury shares to employees
E.28 Merger by absorption of the company Chamer Mgmt For For
E.29 Merger by absorption of the company Mgmt For For
Minahouet
E.30 Merger by absorption of the company Mgmt For For
Orgecourt
E.31 Acknowledgement of the capital increase as Mgmt For For
a result of the aforementioned mergers and
amendment to Article 6 of the bylaws
E.32 Authorization to reduce share capital by Mgmt For For
cancellation of treasury shares
E.33 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CATLIN GROUP LTD, HAMILTON Agenda Number: 704390323
--------------------------------------------------------------------------------------------------------------------------
Security: G196F1100
Meeting Type: AGM
Meeting Date: 09-May-2013
Ticker:
ISIN: BMG196F11004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_162345.PDF
1 To receive the Annual Report and Accounts Mgmt For For
for the year ended 31 December 2012
2 To approve the Directors' Remuneration Mgmt For For
Report
3 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors
4 To authorise the Board to establish the Mgmt For For
auditors' remuneration
5 To appoint Mr John Barton as a Director Mgmt For For
6 To appoint Mr Bruce Carnegie-Brown as a Mgmt For For
Director
7 To appoint Mr Stephen Catlin as a Director Mgmt For For
8 To appoint Mr Benjamin Meuli as a Director Mgmt For For
9 To appoint Mr Robert Gowdy as a Director Mgmt For For
10 To appoint Mr Nicholas Lyons as a Director Mgmt For For
11 To appoint Ms Fiona Luck as a Director Mgmt For For
12 To authorise the Board to allot shares Mgmt For For
13 To approve the Catlin Performance Share Mgmt Against Against
Plan
14 To disapply pre-emption rights in limited Mgmt For For
circumstances
15 To authorise the Company to make market Mgmt For For
purchases of the Company's shares in
limited circumstances
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION, BEIJING Agenda Number: 704502788
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: AGM
Meeting Date: 06-Jun-2013
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 175851 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0421/LTN20130421083.pdf;
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0421/LTN20130421073.pdf;
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0510/LTN20130510720.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0510/LTN20130510694.pdf
1 The 2012 report of Board of Directors Mgmt For For
2 The 2012 report of Board of Supervisors Mgmt For For
3 The 2012 final financial accounts Mgmt For For
4 The 2012 profit distribution plan Mgmt For For
5 Budget of 2013 fixed assets investment Mgmt For For
6 The appointment of external auditors for Mgmt For For
2013
7.1 Re-appointment of Mr. Zhang Jianguo as an Mgmt For For
Executive Director of the Bank
7.2 Re-appointment of Mr. Zhao Xijun as an Mgmt For For
Independent Non-executive Director of the
Bank
7.3 Re-appointment of Ms. Chen Yuanling as a Mgmt For For
Non-executive Director of the Bank
7.4 Appointment of Mr. Zhu Hongbo as an Mgmt For For
Executive Director of the Bank
7.5 Appointment of Mr. Hu Zheyi as an Executive Mgmt For For
Director of the Bank
7.6 Appointment of Mr. Chung Shui Ming Timpson Mgmt Against Against
as an Independent Non-executive Director of
the Bank
7.7 Appointment of Ms. Margaret Leung Ko May Mgmt For For
Yee as an Independent Non-executive
Director of the Bank
7.8 Appointment of Mr. Wim Kok as an Mgmt For For
Independent Non-executive Director of the
Bank
7.9 Appointment of Mr. Murray Horn as an Mgmt For For
Independent Non-executive Director of the
Bank
7.10 Appointment of Mr. Xu Tie as a Mgmt For For
Non-executive Director of the Bank
7.11 Appointment of Mr. Qi Shouyin as a Mgmt For For
Non-executive Director of the Bank
7.12 Terms of office of proposed Directors Mgmt For For
8.1 Re-appointment of Mr. Zhang Furong as a Mgmt For For
shareholder representative Supervisor of
the Bank
8.2 Re-appointment of Ms. Liu Jin as a Mgmt For For
shareholder representative Supervisor of
the Bank
8.3 Appointment of Ms. Li Xiaoling as a Mgmt For For
shareholder representative Supervisor of
the Bank
8.4 Appointment of Mr. Bai Jianjun as an Mgmt For For
external Supervisor of the Bank
8.5 Appointment of Mr. Wang Xinmin as an Mgmt For For
External Supervisor of the Bank
9 Issuance of write-down type eligible Mgmt For For
capital instruments in the amount of up to
RMB60 billion by the end of 2015
10 Revisions to the Articles of Association Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO LTD Agenda Number: 703943109
--------------------------------------------------------------------------------------------------------------------------
Security: Y1477R204
Meeting Type: EGM
Meeting Date: 10-Jul-2012
Ticker:
ISIN: CNE1000002L3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 992492 DUE TO RECEIPT OF
ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0524/LTN20120524197.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0620/LTN20120620191.pdf
1 To consider and approve the election of Mr. Mgmt For For
Yang Mingsheng as an executive director of
the fourth session of the board of
directors of the company
2 To consider and approve the election of Mr. Mgmt For For
Wan Feng as an executive director of the
fourth session of the board of directors of
the company
3 To consider and approve the election of Mr. Mgmt For For
Lin Dairen as an executive director of the
fourth session of the board of directors of
the company
4 To consider and approve the election of Ms. Mgmt For For
Liu Yingqi as an executive director of the
fourth session of the board of directors of
the company
5 To consider and approve the election of Mr. Mgmt For For
Miao Jianmin as a non-executive director of
the fourth session of the board of
directors of the company
6 To consider and approve the election of Mr. Mgmt For For
Zhang Xiangxian as a non-executive director
of the fourth session of the board of
directors of the company
7 To consider and approve the election of Mr. Mgmt For For
Wang Sidong as a non-executive director of
the fourth session of the board of
directors of the company
8 To consider and approve the election of Mr. Mgmt For For
Sun Changji as an independent director of
the fourth session of the board of
directors of the company
9 To consider and approve the election of Mr. Mgmt For For
Bruce Douglas Moore as an independent
director of the fourth session of the board
of directors of the company
10 To consider and approve the election of Mr. Mgmt For For
Anthony Francis Neoh as an independent
director of the fourth session of the board
of directors of the company
11 To consider and approve the election of Ms. Mgmt For For
Xia Zhihua as a shareholder representative
supervisor of the fourth session of the
supervisory committee of the company
12 To consider and approve the election of Mr. Mgmt For For
Shi Xiangming as a shareholder
representative supervisor of the fourth
session of the supervisory committee of the
company
13 To consider and approve the election of Mr. Mgmt For For
Tang Jianbang as an Independent Director of
the fourth session of the Board of
Directors of the Company
14 To consider and approve the election of Mr. Mgmt For For
Luo Zhongmin as an External Supervisor of
the fourth session of the Supervisory
Committee of the Company
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE LIMITED, HONG KONG Agenda Number: 704353008
--------------------------------------------------------------------------------------------------------------------------
Security: Y14965100
Meeting Type: AGM
Meeting Date: 30-May-2013
Ticker:
ISIN: HK0941009539
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0327/LTN20130327435.PDF AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0327/LTN20130327425.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive and consider the audited Mgmt For For
financial statements and the Reports of the
Directors and Auditors of the Company and
its subsidiaries for the year ended 31
December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3.i To re-elect Mr. Li Yue as director of the Mgmt For For
Company
3.ii To re-elect Mr. Xue Taohai as director of Mgmt For For
the Company
3.iii To re-elect Madam Huang Wenlin as director Mgmt For For
of the Company
4 To appoint Messrs. PricewaterhouseCoopers Mgmt For For
and PricewaterhouseCoopers Zhong Tian CPAs
Limited (to be renamed as
PricewaterhouseCoopers Zhong Tian LLP) as
the auditors of the Company and its
subsidiaries for Hong Kong financial
reporting and U.S. financial reporting
purposes, respectively, and to authorize
the directors of the Company to fix their
remuneration
5 To give a general mandate to the directors Mgmt For For
of the Company to repurchase shares in the
Company not exceeding 10% of the aggregate
nominal amount of the existing issued share
capital in accordance with ordinary
resolution number 5 as set out in the AGM
Notice
6 To give a general mandate to the directors Mgmt Against Against
of the Company to issue, allot and deal
with additional shares in the Company not
exceeding 20% of the aggregate nominal
amount of the existing issued share capital
in accordance with ordinary resolution
number 6 as set out in the AGM Notice
7 To extend the general mandate granted to Mgmt Against Against
the directors of the Company to issue,
allot and deal with shares by the number of
shares repurchased in accordance with
ordinary resolution number 7 as set out in
the AGM Notice
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD Agenda Number: 704462124
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:http://www.hkexnews.hk/listedco/listc
onews/sehk/2013/0426/LTN201304261416.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN201304261412.pdf
1 To consider and, if thought fit, to approve Mgmt For For
the report of the board of directors of the
Company for the year ended 31 December 2012
2 To consider and, if thought fit, to approve Mgmt For For
the report of the board of supervisors of
the Company for the year ended 31 December
2012
3 To consider and, if thought fit, to approve Mgmt For For
the audited financial statements of the
Company for the year ended 31 December 2012
4 To consider and, if thought fit, to approve Mgmt For For
the Company's profit distribution plan for
the year ended 31 December 2012: i.e. final
dividend for the year ended 31 December
2012 in the amount of RMB0.96 per share
(inclusive of tax) be declared and
distributed, the aggregate amount of which
is approximately RMB19,094 billion, and to
authorise a committee comprising of Dr.
Zhang Xiwu, Dr. Zhang Yuzhuo and Dr. Ling
Wen to implement the above mentioned profit
distribution plan and to deal with matters
in relation to tax with-holding as required
by relevant laws, regulations and
regulatory authorities
5 To consider and, if thought fit, to approve Mgmt For For
the remuneration of the directors and
supervisors of the Company for the year
ended 31 December 2012: i.e. aggregate
remuneration of the executive directors is
in the amount of RMB1,950,975.55; aggregate
remuneration of the non-executive directors
is in the amount of RMB1,350,000, of which
the aggregate remuneration of the
independent nonexecutive directors is in
the amount of RMB1,350,000, the
nonexecutive directors (other than the
independent non-executive directors) are
remunerated by Shenhua Group Corporation
Limited and are not remunerated by the
Company in cash; remuneration of the
supervisors is in the amount of
RMB2,032,514.92
6 To consider and, if thought fit, to approve Mgmt For For
the appointment of Deloitte Touche Tohmatsu
and Deloitte Touche Tohmatsu CPA Ltd. as
the international and PRC auditors
respectively of the Company and to
authorise a committee comprising of Mr.
Zhang Xiwu, Mr. Zhang Yuzhuo, Mr. Ling Wen
and Mr. Gong Huazhang, all being directors
of the Company, to determine their 2013
remuneration
7 To consider and, if thought fit, to approve Mgmt For For
the revision of annual cap under the
Current Mutual Coal Supply Agreement for
the year ending 31 December 2013
8 To consider and, if thought fit, to approve Mgmt Against Against
the Supplementary Agreement to the Current
Financial Services Agreement and the
revision of certain annual caps under the
Current Financial Services Agreement for
the year ending 31 December 2013
9 To consider and, if thought fit, to approve Mgmt For For
the Mutual Coal Supply Agreement, the
proposed annual caps in relation thereto
and the transactions contemplated
thereunder
10 To consider and, if thought fit, to approve Mgmt For For
the Mutual Supplies and Services Agreement,
the proposed annual caps in relation
thereto and the transactions contemplated
thereunder
11 To consider and, if thought fit, to approve Mgmt Against Against
the Financial Services Agreement, the
proposed annual caps in relation hereto and
the transactions contemplated thereunder
12 To consider and, if thought fit, to approve Mgmt For For
the change of use of a portion of the
proceeds from the A Share offering
13 To consider and, if thought fit, to approve Mgmt For For
the amendments to the Articles of
Association of the Company (details of
which are set out in the announcement dated
24 August 2012 and the circular dated 9
April 2013 and to authorise a committee
comprising of Dr. Zhang Xiwu, Dr. Zhang
Yuzhuo and Dr. Ling Wen, all being
Directors of the Company, to, after passing
of this resolution, carry out further
amendments to the Articles of Association
of the Company as they may consider
necessary and appropriate at the request of
relevant regulatory authorities from time
to time in the course of filing the
Articles of Association with such
regulatory authorities
14 To consider and, if thought fit, to:- (1) Mgmt Against Against
approve a general mandate to the board of
directors to, by reference to market
conditions and in accordance with needs of
the Company, to allot, issue and deal with,
either separately or concurrently,
additional domestic shares (A shares) and
overseas-listed foreign invested shares (H
shares) not exceeding 20% of each of the
number of domestic shares (A shares) and
the number of overseas-listed foreign
invested shares (H shares) in issue at the
time of passing this resolution at annual
general meeting. Pursuant to PRC laws and
regulations, the Company will seek further
approval from its shareholders in general
meeting for each issuance of domestic
shares (A shares) even where this general
mandate is approved. (2) the board of
directors be authorised to (including but
not limited CONTD
CONT CONTD to the following):- (i) formulate and Non-Voting
implement detailed issuance plan, including
but not limited to the class of shares to
be issued, pricing mechanism and/or
issuance price (including price range),
number of shares to be issued, allottees
and use of proceeds, time of issuance,
period of issuance and whether to issue
shares to existing shareholders; (ii)
approve and execute, on behalf of the
Company, agreements related to share
issuance, including but not limited to
underwriting agreement and engagement
agreements of professional advisers; (iii)
approve and execute, on behalf of the
Company, documents related to share
issuance for submission to regulatory
authorities, and to carry out approval
procedures required by regulatory
authorities and venues in which the Company
is listed; (iv) amend, as required by CONTD
CONT CONTD regulatory authorities within or Non-Voting
outside China, agreements and statutory
documents referred to in (ii) and (iii)
above; (v) engage the services of
professional advisers for share issuance
related matters, and to approve and execute
all acts, deeds, documents or other matters
necessary, appropriate or required for
share issuance; (vi) increase the
registered capital of the Company after
share issuance, and to make corresponding
amendments to the articles of association
of the Company relating to share capital
and shareholdings etc, and to carry out
statutory registrations and filings within
and outside China. The above general
mandate will expire on the earlier of
("Relevant Period"):- (a) the conclusion of
the annual general meeting of the Company
for 2013; (b) the expiration of a period of
twelve months following CONTD
CONT CONTD the passing of this special Non-Voting
resolution at the annual general meeting
for 2012; or (c) the date on which the
authority conferred by this special
resolution is revoked or varied by a
special resolution of shareholders at a
general meeting, except where the board of
directors has resolved to issue domestic
shares (A shares) or overseas-listed
foreign invested shares (H shares) during
the Relevant Period and the share issuance
is to be continued or implemented after the
Relevant Period
15 To consider and, if thought fit, to approve Mgmt For For
the following general mandate to repurchase
domestic shares (A shares) and
overseaslisted foreign invested shares (H
shares):- (1) approve a general mandate to
the board of directors to, by reference to
market conditions and in accordance with
needs of the Company, to repurchase
domestic shares (A shares) not exceeding
10% of the number of domestic shares (A
shares) in issue at the time when this
resolution is passed at annual general
meeting and the relevant resolutions are
passed at class meetings of shareholders.
Pursuant to PRC laws and regulations, and
for repurchases of domestic shares (A
shares), the Company will seek further
approval from its shareholders in general
meeting for each repurchase of domestic
shares (A shares) even where the general
mandate is granted, but CONTD
CONT CONTD will not be required to seek Non-Voting
shareholders' approval at class meetings of
domestic share (A share) shareholders or
overseas-listed foreign invested share (H
share) shareholders. (2) approve a general
mandate to the board of directors to, by
reference to market conditions and in
accordance with needs of the Company, to
repurchase overseas-listed foreign invested
shares (H shares) not exceeding 10% of the
number of overseas-listed foreign invested
shares (H shares) in issue at the time when
this resolution is passed at annual general
meeting and the relevant resolutions are
passed at class meetings of shareholders.
(3) the board of directors be authorised to
(including but not limited to the
following):- (i) formulate and implement
detailed repurchase plan, including but not
limited to repurchase price, number of
CONTD
CONT CONTD shares to repurchase, time of Non-Voting
repurchase and period of repurchase etc;
(ii) notify creditors in accordance with
the PRC Company Law and articles of
association of the Company; (iii) open
overseas share accounts and to carry out
related change of foreign exchange
registration procedures; (iv) carry out
relevant approval procedures required by
regulatory authorities and venues in which
the Company is listed, and to carry out
filings with the China Securities
Regulatory Commission; (v) carry out
cancelation procedures for repurchased
shares, decrease registered capital, and to
make corresponding amendments to the
articles of association of the Company
relating to share capital and shareholdings
etc, and to carry out statutory
registrations and filings within and
outside China; (vi) approve and execute, on
behalf of CONTD
CONT CONTD the Company, documents and matters Non-Voting
related to share repurchase. The above
general mandate will expire on the earlier
of ("Relevant Period"):- (a) the conclusion
of the annual general meeting of the
Company for 2013; (b) the expiration of a
period of twelve months following the
passing of this special resolution at the
annual general meeting for 2012, the first
A shareholders' class meeting in 2013 and
the first H shareholders' class meeting in
2013; or (c) the date on which the
authority conferred by this special
resolution is revoked or varied by a
special resolution of shareholders at a
general meeting, or a special resolution of
shareholders at a class meeting of domestic
share (A share) shareholders or a class
meeting of overseas-listed foreign invested
share (H share) shareholders, except where
the board of CONTD
CONT CONTD directors has resolved to repurchase Non-Voting
domestic shares (A shares) or
overseas-listed foreign invested shares (H
shares) during the Relevant Period and the
share repurchase is to be continued or
implemented after the Relevant Period
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD Agenda Number: 704466792
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: CLS
Meeting Date: 21-Jun-2013
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN201304261428.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN201304261424.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 To consider and, if thought fit, to approve Mgmt For For
the following general mandate to repurchase
domestic shares (A shares) and
overseas-listed foreign invested shares (H
shares):- (1) approve a general mandate to
the board of directors to, by reference to
market conditions and in accordance with
needs of the Company, to repurchase
domestic shares (A shares) not exceeding
10% of the number of domestic shares (A
shares) in issue at the time when this
resolution is passed at annual general
meeting and the relevant resolutions are
passed at class meetings of shareholders.
Pursuant to PRC laws and regulations, and
for repurchases of domestic shares (A
shares), the Company will seek further
approval from its shareholders in general
meeting for each repurchase of domestic
shares (A shares) even where the general
mandate is granted, but CONTD
CONT CONTD will not be required to seek Non-Voting
shareholders' approval at class meetings of
domestic share (A share) shareholders or
overseas-listed foreign invested share (H
share) shareholders. (2) approve a general
mandate to the board of directors to, by
reference to market conditions and in
accordance with needs of the Company, to
repurchase overseas-listed foreign invested
shares (H shares) not exceeding 10% of the
number of overseas-listed foreign invested
shares (H shares) in issue at the time when
this resolution is passed at annual general
meeting and the relevant resolutions are
passed at class meetings of shareholders.
(3) the board of directors be authorised to
(including but not limited to the
following):- (i) formulate and implement
detailed repurchase plan, including but not
limited to repurchase price, number of
CONTD
CONT CONTD shares to repurchase, time of Non-Voting
repurchase and period of repurchase etc;
(ii) notify creditors in accordance with
the PRC Company Law and articles of
association of the Company; (iii) open
overseas share accounts and to carry out
related change of foreign exchange
registration procedures; (iv) carry out
relevant approval procedures required by
regulatory authorities and venues in which
the Company is listed, and to carry out
filings with the China Securities
Regulatory Commission; (v) carry out
cancelation procedures for repurchased
shares, decrease registered capital, and to
make corresponding amendments to the
articles of association of the Company
relating to share capital and shareholdings
etc, and to carry out statutory
registrations and filings within and
outside China; (vi) approve and execute, on
behalf of CONTD
CONT CONTD the Company, documents and matters Non-Voting
related to share repurchase. The above
general mandate will expire on the earlier
of ("Relevant Period"):- (a) the conclusion
of the annual general meeting of the
Company for 2013; (b) the expiration of a
period of twelve months following the
passing of this special resolution at the
annual general meeting for 2012, the first
A shareholders' class meeting in 2013 and
the first H shareholders' class meeting in
2013; or (c) the date on which the
authority conferred by this special
resolution is revoked or varied by a
special resolution of shareholders at a
general meeting, or a special resolution of
shareholders at a class meeting of domestic
share (A share) shareholders or a class
meeting of overseas-listed foreign invested
share (H share) shareholders, except where
the board of CONTD
CONT CONTD directors has resolved to repurchase Non-Voting
domestic shares (A shares) or
overseas-listed foreign invested shares (H
shares) during the Relevant Period and the
share repurchase is to be continued or
implemented after the Relevant Period
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD, BEIJING Agenda Number: 703987151
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: EGM
Meeting Date: 14-Sep-2012
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION "1". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0729/LTN20120729006.pdf and
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0729/LTN20120729008.pdf
1 To consider and, if thought fit, to approve Mgmt Against Against
the following mandate and authorise the
board of directors of the Company to carry
out the following:-(1) To determine the
proposed issue of debt financing
instruments of the Company within the limit
of issuance, including but not limited to
short-term debentures, medium-term notes,
super short-term commercial papers,
corporate bonds and enterprise bonds in
domestic market as well as Renminbi
denominated bonds and foreign currency
denominated bonds, etc. in overseas market
(excluding convertible bonds that may be
converted into equity securities). (2) To
determine and finalise, based on the
Company's needs and market conditions, the
specific terms and conditions of and CONTD
CONT CONTD all relevant matters in connection Non-Voting
with the proposed issue of debt financing
instruments, including but not limited to
type, principal, interest rate, term,
issuance timing, targets and use of
proceeds of such debt financing instruments
to be issued within the aforesaid limit and
the production, execution and disclosure of
all necessary documents. (3) To ensure the
gearing ratio (total liabilities/total
assets) based on the Company's consolidated
financial statements upon completion of
each issuance not exceeding 50%, in
addition to the compliance with the
restrictions by the government and relevant
regulatory authorities on the issuance size
of the debt financing instruments to be
issued by the Company under CONTD
CONT CONTD these authorisations. The gearing Non-Voting
ratio is calculated based on the latest
published (quarterly, interim or annual)
financial statements of the Company prior
to the proposed issue, taking into
consideration the amount of debt financing
instruments issued or repaid at the end of
the reporting period up to the date of the
proposed issue as well as the size of the
proposed issuance. (4) To satisfy the
following criteria for any corporate bonds
to be issued through a domestic exchange:
the principal shall not exceed RMB50
billion; the term shall not exceed 10
years; and such corporate bonds may be
issued to the Company's shareholders by way
of placing, arrangement details of which
(availability of placing, CONTD
CONT CONTD placing ratio, etc.) shall be Non-Voting
determined by the board of directors
according to market conditions and the
terms and conditions of the proposed issue.
(5) To delegate the mandate to Dr. Ling
Wen, the executive director and president
of the Company, and Ms. Zhang Kehui, the
chief financial officer, within the scope
of this mandate for determining other
matters related to such issuance and
implementing specific measures upon
determining the type, principal, term and
use of proceeds of each issuance of the
debt financing instruments by the board of
directors of the Company. (6) The mandate
and the authorisations set out in this
resolution shall remain effective within 24
months commencing from the date on which
this resolution is approved by shareholders
at the general meeting
--------------------------------------------------------------------------------------------------------------------------
CHIYODA CORPORATION Agenda Number: 704595769
--------------------------------------------------------------------------------------------------------------------------
Security: J06237101
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3528600004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to:Streamline Business Mgmt For For
Lines, Adopt Reduction of Liability System
for All Directors and All Corporate
Auditors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CLARIANT AG, MUTTENZ Agenda Number: 704304500
--------------------------------------------------------------------------------------------------------------------------
Security: H14843165
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: CH0012142631
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 152891,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1.1 Approval of Annual Report Financial Mgmt For For
Statements and Consolidated Financial
Statements of Clariant Ltd for financial
year 2012, and acknowledgment of the
reports of the statutory auditor
1.2 Advisory vote on the 2012 Compensation Mgmt Against Against
Report
2 Discharge of the members of the Board of Mgmt For For
Directors and the Board of Management
3.1 Appropriation of 2012 accumulated profit Mgmt For For
3.2 Distribution of reserves from capital Mgmt For For
contributions
4 Re-election of Prof. Peter Chen to the Mgmt For For
Board of Directors
5 Re-election of the auditors Mgmt For For
PricewaterhouseCoopers AG for 2013
CMMT SHOULD APPLICATION BE MADE AT THE GENERAL Non-Voting
MEETING FOR SUPPLEMENTARY OR AMENDED
RESOLUTION, I/WE HEREBY AUTHORIZE THE
INDEPENDENT PROXY TO PROCEED AS FOLLOW: 1
OPTION EITHER 6.A, 6.B OR 6.C NEED TO BE
INSTRUCTED (WITH YES) TO SHOW, WHICH
VOTING OPTION INVESTOR CHOSE IN THE EVENT
OF SUPPLEMENTARY OR AMENDED RESOLUTIONS
6.A Should application be made at the General Shr No vote
Meeting for supplementary or amended
resolution, I/we hereby authorize the
independent proxy to proceed as follow:
According to the proposals of the board of
directors to supplementary or amended
resolutions
6.B Should application be made at the General Shr No vote
Meeting for supplementary or amended
resolution, I/we hereby authorize the
independent proxy to proceed as follow: To
disapprove any proposals for supplementary
or amended resolutions
6.C Not to represent my vote(s) Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
CLOSE BROTHERS GROUP PLC, LONDON Agenda Number: 704112820
--------------------------------------------------------------------------------------------------------------------------
Security: G22120102
Meeting Type: AGM
Meeting Date: 22-Nov-2012
Ticker:
ISIN: GB0007668071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the 2012 Annual Report and Mgmt For For
Accounts
2 To approve the Directors' Remuneration Mgmt For For
Report for the financial year ended 31 July
2012
3 To authorise the payment of a final Mgmt For For
dividend on the ordinary shares of 27.5p
per share for the year ended 31 July 2012
4 To re-elect Strone Macpherson as a director Mgmt For For
5 To re-elect Preben Prebensen as a director Mgmt For For
6 To re-elect Stephen Hodges as a director Mgmt For For
7 To re-elect Jonathan Howell as a director Mgmt For For
8 To re-elect Bruce Carnegie - Brown as a Mgmt For For
director
9 To re-elect Jamie Cayzer - Colvin as a Mgmt For For
director
10 To re-elect Ray Greenshields as a director Mgmt For For
11 To re-elect Geoffrey Howe as a director Mgmt For For
12 To re-elect Douglas Paterson as a director Mgmt For For
13 To re-elect Shonaid Jemmett - Page as a Mgmt For For
director
14 To re-elect Elizabeth Lee as a director Mgmt For For
15 To reappoint Deloitte LLP as auditors Mgmt For For
16 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
17 To authorise the Board to allot shares and Mgmt For For
to grant rights to subscribe for or convert
any security into shares (within prescribed
limits)
18 That, if resolution 17 is passed, Mgmt For For
pre-emption rights are disapplied in
relation to allotments of equity securities
(within prescribed limits)
19 That the Company be generally and Mgmt For For
unconditionally authorised to make market
purchases of its own shares (within
prescribed limits)
20 That a general meeting except an AGM may be Mgmt For For
called on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
CLP HOLDINGS LTD Agenda Number: 704345102
--------------------------------------------------------------------------------------------------------------------------
Security: Y1660Q104
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: HK0002007356
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0325/LTN20130325263.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0325/LTN20130325257.pdf
1 To adopt the audited Financial Statements Mgmt For For
for the year ended 31 December 2012 and the
Reports of the Directors and Independent
Auditor thereon
2a To elect Mrs. Law Fan Chiu Fun Fanny as Mgmt For For
Director
2b To elect Ms. Lee Yun Lien Irene as Director Mgmt For For
2c To re-elect The Honourable Sir Michael Mgmt For For
Kadoorie as Director
2d To re-elect Mr. Paul Arthur Theys as Mgmt For For
Director
2e To re-elect Mr. Andrew Clifford Winawer Mgmt For For
Brandler as Director
2f To re-elect Mr. Nicholas Charles Allen as Mgmt For For
Director
3 To re-appoint PricewaterhouseCoopers as Mgmt For For
Independent Auditor of the Company and
authorise the Directors to fix Auditor's
remuneration for the year ended 31 December
2013
4 To approve the revised levels of Mgmt For For
remuneration payable to the Non-executive
Directors including Independent
Non-executive Directors who serve on the
Board and Board Committees of the Company
for each of the financial year of 2013,
2014 and 2015, effective from 1 May in
respect of each year
5 To give a general mandate to the Directors Mgmt Against Against
to issue and dispose of additional shares
in the Company; not exceeding five per cent
of the issued share capital at the date of
this Resolution
6 To give a general mandate to the Directors Mgmt For For
to exercise all the powers of the Company
to purchase or otherwise acquire shares of
HKD 5.00 each in the capital of the
Company; not exceeding ten per cent of the
issued share capital at the date of this
Resolution
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 703994752
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 21-Aug-2012
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0803/LTN201208031072.pdf and
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0803/LTN201208031098.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To approve the Agreement and the Mgmt For For
transactions contemplated thereunder, as
described in the Notice of Extraordinary
General Meeting dated 3 August 2012
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 704120447
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 21-Nov-2012
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY ARE AVAILABLE BY CLICKING ON THE URL
LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1024/LTN20121024278.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1024/LTN20121024289.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To approve, ratify and confirm the Mgmt For For
Non-exempt Revised Caps, as described in
the Circular of the Company dated 24
October 2012
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 704471945
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0408/LTN20130408011.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0408/LTN20130408005.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE
A1 To receive and consider the audited Mgmt For For
Statement of Accounts together with the
Report of the Directors and Independent
Auditors' Report thereon for the year ended
31 December 2012
A2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
A3 To re-elect Mr. Yang Hua as a Non-executive Mgmt For For
Director of the Company
A4 To re-elect Mr. Zhou Shouwei as a Mgmt For For
Non-executive Director of the Company
A5 To re-elect Mr. Chiu Sung Hong as an Mgmt For For
Independent Non-executive Director of the
Company
A6 To authorise the Board of Directors to fix Mgmt For For
the remuneration of each of the Directors
A7 To appoint Deloitte Touche Tohmatsu as the Mgmt For For
Company and its subsidiaries' independent
auditors and to authorise the Board of
Directors to fix their remuneration
B1 To grant a general mandate to the Directors Mgmt For For
to repurchase shares in the capital of the
Company not exceeding 10% of the share
capital of the Company in issue as at the
date of passing of this resolution
B2 To grant a general mandate to the Directors Mgmt Against Against
to issue, allot and deal with additional
shares in the capital of the Company not
exceeding 20% of the share capital of the
Company in issue as at the date of passing
of this resolution
B3 To extend the general mandate granted to Mgmt Against Against
the Directors to issue, allot and deal with
shares in the capital of the Company by the
aggregate number of shares repurchased,
which shall not exceed 10% of the share
capital of the Company in issue as at the
date of passing of this resolution
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA WEST COMPANY,LIMITED Agenda Number: 704306491
--------------------------------------------------------------------------------------------------------------------------
Security: J0814U109
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: JP3293200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve the Share Exchange Agreement Mgmt For For
between the Company and Minami Kyushu
Coca-Cola Bottling Co.,Ltd.
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH BANK OF AUSTRALIA, SYDNEY NSW Agenda Number: 704063104
--------------------------------------------------------------------------------------------------------------------------
Security: Q26915100
Meeting Type: AGM
Meeting Date: 30-Oct-2012
Ticker:
ISIN: AU000000CBA7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3, 4 AND 5), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
2.a Re-election of Director, Mr David Turner Mgmt For For
2.b Re-election of Director, Ms Carolyn Kay Mgmt For For
2.c Re-election of Director, Mr Harrison Young Mgmt For For
3 Remuneration Report (non-binding Mgmt For For
resolution)
4 Grant of Securities to Ian Mark Narev under Mgmt For For
the Group Leadership Reward Plan
5 Approval of Selective Buy-Back Agreement Mgmt For For
for PERLS IV
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED MEDIA HOLDINGS LTD Agenda Number: 704064942
--------------------------------------------------------------------------------------------------------------------------
Security: Q2784N109
Meeting Type: SCH
Meeting Date: 31-Oct-2012
Ticker:
ISIN: AU000000CMJ5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, pursuant to and in accordance with Mgmt For For
section 411 of the Corporations Act 2001
(Cth), the proposed scheme of arrangement
between CMH and the holders of its fully
paid ordinary shares, the terms of which
are contained and more particularly
described in the Booklet of which the
Notice of Scheme Meeting forms part, is
agreed to (with or without modification as
approved by the Federal Court of Australia)
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED MEDIA HOLDINGS LTD Agenda Number: 704064877
--------------------------------------------------------------------------------------------------------------------------
Security: Q2784N109
Meeting Type: AGM
Meeting Date: 31-Oct-2012
Ticker:
ISIN: AU000000CMJ5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2.a To re-elect Mr Christopher D Corrigan as a Mgmt For For
director of CMH
2.b To re-elect Mr Peter J T Gammell as a Mgmt For For
director of CMH
2.c To re-elect Mr Ashok Jacob as a director of Mgmt For For
CMH
2.d To re-elect Mr Guy Jalland as a director of Mgmt For For
CMH
2.e To re-elect Mr Christopher J Mackay as a Mgmt For For
director of CMH
2.f To re-elect Mr Ryan K Stokes as a director Mgmt For For
of CMH
3 To adopt the Remuneration Report for the Mgmt For For
year ended 30 June 2012
--------------------------------------------------------------------------------------------------------------------------
CREDIT SAISON CO.,LTD. Agenda Number: 704574878
--------------------------------------------------------------------------------------------------------------------------
Security: J7007M109
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3271400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CRODA INTERNATIONAL PLC, GOOLE, EAST YORKSHIRE Agenda Number: 704346483
--------------------------------------------------------------------------------------------------------------------------
Security: G25536106
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB0002335270
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive financial statements and the Mgmt For For
reports of the directors and auditors
2 To approve the directors' remuneration Mgmt For For
report
3 To declare a final dividend Mgmt For For
4 To re-elect M S Christie as a director Mgmt For For
5 To re-elect A M Ferguson as a director Mgmt For For
6 To re-elect M C Flower as a director Mgmt For For
7 To re-elect S E Foots as a director Mgmt For For
8 To re-elect K Layden as a director Mgmt For For
9 To re-elect S Musesengwa as a director Mgmt For For
10 To re-elect P N N Turner as a director Mgmt For For
11 To re-elect S G Williams as a director Mgmt For For
12 To re-appoint the auditors Mgmt For For
13 To determine the auditors' remuneration Mgmt For For
14 Political donations Mgmt For For
15 Authority to allot shares Mgmt For For
16 Disapplication of pre-emption rights Mgmt For For
17 Authority to make market purchases of own Mgmt For For
shares
18 Notice period for shareholders' meetings Mgmt For For
19 Amendment to the Articles of Association Mgmt For For
20 Adoption of new Sharesave Scheme rules Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CSL LTD, PARKVILLE VIC Agenda Number: 704059206
--------------------------------------------------------------------------------------------------------------------------
Security: Q3018U109
Meeting Type: AGM
Meeting Date: 17-Oct-2012
Ticker:
ISIN: AU000000CSL8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2A AND 3 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (2A AND 3), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2.a To re-elect Mr Maurice Renshaw as a Mgmt For For
Director
2.b To re-elect Mr David Anstice as a Director Mgmt For For
3 Adoption of the Remuneration Report Mgmt For For
4 Adoption of New Constitution Mgmt For For
5.a Insertion of Proportional Takeover Approval Mgmt For For
Provisions in New Constitution (if item 4
is passed)
5.b Insertion of Proportional Takeover Approval Mgmt For For
Provisions in existing Constitution (if
item 4 is not passed)
--------------------------------------------------------------------------------------------------------------------------
DAIICHI SANKYO COMPANY,LIMITED Agenda Number: 704561465
--------------------------------------------------------------------------------------------------------------------------
Security: J11257102
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3475350009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAIKIN INDUSTRIES,LTD. Agenda Number: 704573662
--------------------------------------------------------------------------------------------------------------------------
Security: J10038115
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3481800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG, STUTTGART Agenda Number: 704293238
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 10-Apr-2013
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodians accounts,
please contact your CSR for more
information. Please also have a look at the
following link:
https://materials.proxyvote.com/Approved/99
999Z/19840101/OTHER_153994.PDF
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain blocked up until meeting date.
If you are considering settling a traded
voted position prior to the meeting date of
this event, please contact your CSR or
custodian to ensure your shares have been
deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
26.03.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted financial Non-Voting
statements of Daimler AG, the approved
consolidated financial statements, the
combined management report for Daimler AG
and the Group with the explanatory reports
on the information required pursuant to
Section 289, Subsections 4 and 5, Section
315, Subsection 4 of the German Commercial
Code (Handelsgesetzbuch), and the report of
the Supervisory Board for the financial
year 2012
2. Resolution on the allocation of Mgmt No vote
distributable profit
3. Resolution on ratification of Board of Mgmt No vote
Management members actions in the 2012
financial year
4. Resolution on ratification of Supervisory Mgmt No vote
Board members actions in the 2012 financial
year
5. Resolution on the appointment of auditors Mgmt No vote
for the Company and the Group for the 2013
financial year
6.a Resolution on the election of new members Mgmt No vote
of the Supervisory Board: Sari Baldauf
6.b Resolution on the election of new members Mgmt No vote
of the Supervisory Board: Dr. Juergen
Hambrecht
6.c Resolution on the election of new members Mgmt No vote
of the Supervisory Board: Andrea Jung
--------------------------------------------------------------------------------------------------------------------------
DAINIPPON SCREEN MFG.CO.,LTD. Agenda Number: 704573802
--------------------------------------------------------------------------------------------------------------------------
Security: J10626109
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3494600004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DANONE SA, PARIS Agenda Number: 704294355
--------------------------------------------------------------------------------------------------------------------------
Security: F12033134
Meeting Type: MIX
Meeting Date: 25-Apr-2013
Ticker:
ISIN: FR0000120644
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0301/201303011300526.pdf . PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINKS:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0311/201303111300672.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0403/201304031301056.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2012 and setting the
dividend at EUR 1.45 per share
O.4 Renewal of term of Mr. Franck Riboud as Mgmt Against Against
Board member
O.5 Renewal of term of Mr. Emmanuel Faber as Mgmt For For
Board member
O.6 Approval of the agreements pursuant to Mgmt For For
Articles L.225-38 et seq. of the Commercial
Code
O.7 Approval of the agreements pursuant to Mgmt Against Against
Articles L.225-38 et seq. of the Commercial
Code entered in by the Company with J.P.
Morgan Group
O.8 Approval of the agreements and commitments Mgmt For For
pursuant to Articles L.225-38 and
L.225-42-1 of the Commercial Code regarding
Mr. Franck Riboud
O.9 Approval of the agreements and commitments Mgmt For For
pursuant to Articles L.225-38 and
L.225-42-1 of the Commercial Code regarding
Mr. Emmanuel Faber
O.10 Setting the amount of attendance allowances Mgmt For For
O.11 Authorization to be granted to the Board of Mgmt For For
Directors to purchase, hold or transfer
shares of the Company
E.12 Delegation of authority to the Board of Mgmt For For
Directors to issue ordinary shares and
securities giving access to capital of the
Company while maintaining shareholders'
preferential subscription rights
E.13 Delegation of authority to the Board of Mgmt For For
Directors to issue ordinary shares of the
Company and securities giving access to
capital of the Company with cancellation of
shareholders' preferential subscription
rights, but with obligation to grant a
priority right
E.14 Delegation of authority to the Board of Mgmt For For
Directors to increase the number of
issuable securities in case of capital
increase with cancellation of shareholders'
preferential subscription rights
E.15 Delegation of authority to the Board of Mgmt For For
Directors to issue ordinary shares and
securities giving access to capital of the
Company with cancellation of shareholders'
preferential subscription rights in case of
public exchange offer initiated by the
Company
E.16 Delegation of powers to the Board of Mgmt For For
Directors to issue ordinary shares with
cancellation of shareholders' preferential
subscription rights, in consideration for
in-kind contributions granted to the
Company and comprised of equity securities
or securities giving access to capital
E.17 Delegation of authority to the Board of Mgmt For For
Directors to increase capital of the
Company by incorporation of reserves,
profits, premiums or other amounts which
may be capitalized
E.18 Delegation of authority to the Board of Mgmt For For
Directors to decide to carry out capital
increases reserved for employees who are
members of a company savings plan and/or
reserved share transfers with cancellation
of shareholders' preferential subscription
rights
E.19 Authorization granted to the Board of Mgmt For For
Directors to carry out allocations of
Company's shares existing or to be issued
with cancellation of shareholders'
preferential subscription rights
E.20 Authorization granted to the Board of Mgmt For For
Directors to reduce capital by cancellation
of shares
E.21 Amendment to Article 5 of the Bylaws of the Mgmt For For
Company in order to extend the term of the
Company
E.22 Amendment to Article 22.II of the Bylaws of Mgmt For For
the Company regarding shareholders
representation
E.23 Amendment to Article 24.I of the Bylaws of Mgmt For For
the Company regarding shareholders
convening
E.24 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DENSO CORPORATION Agenda Number: 704573648
--------------------------------------------------------------------------------------------------------------------------
Security: J12075107
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3551500006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
DENTSU INC. Agenda Number: 704583168
--------------------------------------------------------------------------------------------------------------------------
Security: J1207N108
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3551520004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
6 Amend the Compensation to be received by Mgmt Against Against
Directors and Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
DERWENT LONDON PLC Agenda Number: 704441726
--------------------------------------------------------------------------------------------------------------------------
Security: G27300105
Meeting Type: AGM
Meeting Date: 17-May-2013
Ticker:
ISIN: GB0002652740
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report and accounts year Mgmt For For
ended 31 December 2012
2 To approve the report of the Remuneration Mgmt For For
Committee for the year ended 31 December
2012
3 To declare a final dividend of 23.75p per Mgmt For For
ordinary share for the year ended 31
December 2012
4 To re-elect Mr R A Rayne as a Director Mgmt For For
5 To re-elect Mr J C Ivey as a Director Mgmt For For
6 To re-elect Mr J D Burns as a Director Mgmt For For
7 To re-elect Mr S P Silver as a Director Mgmt For For
8 To re-elect Mr D M A Wisniewski as a Mgmt For For
Director
9 To re-elect Mr N Q George as a Director Mgmt For For
10 To re-elect Mr D G Silverman as a Director Mgmt For For
11 To re-elect Mr P M Williams as a Director Mgmt For For
12 To re-elect Mr S A Corbyn as a Director Mgmt For For
13 To re-elect Mr R A Farnes as a Director Mgmt For For
14 To re-elect Mrs J de Moller as a Director Mgmt For For
15 To re-elect Mr S G Young as a Director Mgmt For For
16 To re-elect Mr S Fraser as a Director Mgmt For For
17 To re-appoint BDO LLP as independent Mgmt For For
auditor
18 To authorise the Directors to determine the Mgmt For For
independent auditors remuneration
19 To authorise the allotment of relevant Mgmt For For
securities
20 To authorise the limited disapplication of Mgmt For For
pre-emption rights
21 To authorise the Company to exercise its Mgmt For For
power to purchase its own shares
22 To authorise the reduction of the notice Mgmt For For
period for general meetings other than an
Annual General Meeting
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG, FRANKFURT AM MAIN Agenda Number: 704312874
--------------------------------------------------------------------------------------------------------------------------
Security: D18190898
Meeting Type: EGM
Meeting Date: 11-Apr-2013
Ticker:
ISIN: DE0005140008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodians accounts,
please contact your CSR for more
information. Please note the following
link:
https://materials.proxyvote.com/Approved/99
999Z/19840101/OTHER_153994.PDF
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain blocked up until meeting date.
If you are considering settling a traded
voted position prior to the meeting date of
this event, please contact your CSR or
custodian to ensure your shares have been
deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
27.03.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Resolution pursuant to paragraph 244 Stock Mgmt No vote
Corporation Act confirming the resolution
on Agenda Item 2 (Appropriation of
distributable profit) taken by the General
Meeting on May 31, 2012
2. Resolution pursuant to paragraph 244 Stock Mgmt No vote
Corporation Act confirming the resolution
on Agenda Item 5 (Election of the auditor
for the 2012 financial year, interim
accounts) taken by the General Meeting on
May 31, 2012
3.1 Resolution pursuant to paragraph 244 Stock Mgmt No vote
Corporation Act confirming the resolution
on Agenda Item 9 (Election to the
Supervisory Board) taken by the General
Meeting on May 31, 2012: Dr. Paul
Achleitner
3.2 Resolution pursuant to paragraph 244 Stock Mgmt No vote
Corporation Act confirming the resolution
on Agenda Item 9 (Election to the
Supervisory Board) taken by the General
Meeting on May 31, 2012: Peter Loescher
3.3 Resolution pursuant to paragraph 244 Stock Mgmt No vote
Corporation Act confirming the resolution
on Agenda Item 9 (Election to the
Supervisory Board) taken by the General
Meeting on May 31, 2012: Prof. Dr. Klaus
Ruediger Truetzschler
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG, FRANKFURT AM MAIN Agenda Number: 704443504
--------------------------------------------------------------------------------------------------------------------------
Security: D18190898
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: DE0005140008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodians accounts,
please contact your CSR for more
information. Please note the following
link:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_160726.PDF
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
08.05.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the established Annual Non-Voting
Financial Statements and Management Report
(including the explanatory report on
disclosures pursuant to Paragraph 289 (4)
German Commercial Code) for the 2012
financial year, the approved Consolidated
Financial Statements and Management Report
(including the explanatory report on
disclosures pursuant to Paragraph 315 (4)
German Commercial Code)
2. Appropriation of distributable profit Mgmt No vote
3. Ratification of the acts of management of Mgmt No vote
the members of the Management Board for the
2012 financial year
4. Ratification of the acts of management of Mgmt No vote
the members of the Supervisory Board for
the 2012 financial year
5. Election of the auditor for the 2013 Mgmt No vote
financial year, interim accounts: KPMG AG
6. Authorization to acquire own shares for Mgmt No vote
trading purposes pursuant to Paragraph 71
(1) No. 7 Stock Corporation Act
7. Authorization to acquire own shares Mgmt No vote
pursuant to Paragraph 71 (1) No. 8 Stock
Corporation Act as well as for their use
with the possible exclusion of pre-emptive
rights
8. Authorization to use derivatives within the Mgmt No vote
framework of the purchase of own shares
pursuant to Paragraph 71 (1) No. 8 Stock
Corporation Act
9. Approval of the compensation system for the Mgmt No vote
Management Board members
10. Amendments to the Articles of Association Mgmt No vote
regarding the new regulation on Supervisory
Board compensation
11.1 Election to the Supervisory Board: Mr. John Mgmt No vote
Cryan
11.2 Election to the Supervisory Board: Mr Mgmt No vote
Professor Dr. Henning Kagermann
11.3 Election to the Supervisory Board: Ms. Mgmt No vote
Suzanne Labarge
11.4 Election to the Supervisory Board: Mr Dr. Mgmt No vote
Johannes Teyssen
11.5 Election to the Supervisory Board: Mr. Mgmt No vote
Georg F. Thoma
11.6 Election to the Supervisory Board: Mr Mgmt No vote
Tilman Todenhoefer
11.7 Election to the Supervisory Board: Ms. Dina Mgmt No vote
Dublon
12. Cancellation of an existing authorized Mgmt No vote
capital, creation of new authorized capital
for capital increases in cash and/or in
kind (with the possibility of excluding
shareholders pre-emptive rights, also in
accordance with Paragraph 186 (3) sentence
4 Stock Corporation Act) and amendment to
the Articles of Association
13. Approval to conclude a domination agreement Mgmt No vote
between Deutsche Bank Aktiengesellschaft
(as the parent company) and RREEF
Management GmbH
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC, LONDON Agenda Number: 704050006
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 17-Oct-2012
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and accounts 2012 Mgmt For For
2 Directors' remuneration report 2012 Mgmt For For
3 Declaration of final dividend Mgmt For For
4 Re-election of PB Bruzelius as a director Mgmt For For
5 Re-election of LM Danon as a director Mgmt For For
6 Re-election of Lord Davies as a director Mgmt For For
7 Re-election of BD Holden as a director Mgmt For For
8 Re-election of Dr FB Humer as a director Mgmt For For
9 Re-election of D Mahlan as a director Mgmt For For
10 Re-election of PG Scott as a director Mgmt For For
11 Re-election of HT Stitzer as a director Mgmt For For
12 Re-election of PS Walsh as a director Mgmt For For
13 Election of Ho KwonPing as a director Mgmt For For
14 Election of IM Menezes as a director Mgmt For For
15 Re-appointment of auditor Mgmt For For
16 Remuneration of auditor Mgmt For For
17 Authority to allot shares Mgmt For For
18 Disapplication of pre-emption rights Mgmt For For
19 Authority to purchase own ordinary shares Mgmt For For
20 Authority to make political donations Mgmt For For
and/or to incur political expenditure in
the EU
21 Reduced notice of a general meeting other Mgmt For For
than an annual general meeting
--------------------------------------------------------------------------------------------------------------------------
DUFRY AG, BASEL Agenda Number: 704383859
--------------------------------------------------------------------------------------------------------------------------
Security: H2082J107
Meeting Type: OGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: CH0023405456
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 150288,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1 Approval of the Annual Report, the Mgmt For For
Consolidated Financial Statements and the
Annual Financial Statements for 2012
2 Appropriation of Available Earnings Mgmt Against Against
3 Discharge of the Board of Directors and the Mgmt For For
Persons entrusted with Management
4 Amendment to Article 13 para. 1 of the Mgmt For For
Articles of Incorporation
5.a Re-election of Mr. Jorge Born as Board of Mgmt For For
Directors
5.b Re-election of Mr. Luis Andres Holzer Mgmt For For
Neumann as Board of Directors
5.c Re-election of Mr. Jose Lucas Ferreira de Mgmt For For
Melo as Board of Directors
5.d Re-election of Mr. Joaquin Moya-Angeler Mgmt For For
Cabrera as Board of Directors
5.e Election of Mr. Julian Diaz Gonzalez as Mgmt For For
Board of Directors
6 Election of the Auditors: The Board of Mgmt For For
Directors proposes that Ernst & Young Ltd
be elected as the Auditors for the fiscal
year 2013
CMMT IN CASE OF ADDITIONAL MOTIONS MADE DURING Non-Voting
THE ORDINARY GENERAL MEETING, THE
INDEPENDENT PROXY HOLDER SHALL: CHOOSE 1
OPTION EITHER 7.A OR 7.B NEED TO BE
INSTRUCTED (WITH YES) TO SHOW, WHICH VOTING
OPTION INVESTOR CHOSES IN THE EVENT OF NEW
PROPOSALS
7.A Exercise the voting rights in accordance Mgmt No vote
with the proposals of the Board of
Directors
7.B Abstain from voting Shr For Against
--------------------------------------------------------------------------------------------------------------------------
E.ON SE, DUESSELDORF Agenda Number: 704344922
--------------------------------------------------------------------------------------------------------------------------
Security: D24914133
Meeting Type: AGM
Meeting Date: 03-May-2013
Ticker:
ISIN: DE000ENAG999
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information.
https://materials.proxyvote.com/Approved/99
999Z/19840101/OTHER_153994.PDF
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
18.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted Annual Non-Voting
Financial Statements and the approved
Consolidated Financial Statements for the
2012 financial year, along with the
Management Report Summary for E.ON SE and
the E.ON Group and the Report of the
Supervisory Board as well as the
Explanatory Report of the Board of
Management regarding the statements
pursuant to Sections 289 para. 4, 315 para.
4 and Section 289 para. 5 German Commercial
Code (Handelsgesetzbuch-HGB)
2. Appropriation of balance sheet profits from Mgmt No vote
the 2012 financial year
3. Discharge of the Board of Management for Mgmt No vote
the 2012 financial year
4. Discharge of the Supervisory Board for the Mgmt No vote
2012 financial year
5.a Election of the auditor for the 2013 Mgmt No vote
financial year as well as for the
inspection of financial statements:
Election of PricewaterhouseCoopers
Aktiengesellschaft
Wirtschaftspruefungsgesellschaft,
Duesseldorf, as the auditor for the annual
as well as the consolidated financial
statements for the 2013 financial year.
5.b Election of the auditor for the 2013 Mgmt No vote
financial year as well as for the
inspection of financial statements:
Election of PricewaterhouseCoopers
Aktiengesellschaft
Wirtschaftspruefungsgesellschaft,
Duesseldorf, as the auditor for the
inspection of the abbreviated financial
statements and the interim management
report for the first half of the 2013
financial year
6.a Election of the Supervisory Board: Ms Mgmt No vote
Baroness Denise Kingsmill CBE
6.b Election of the Supervisory Board: Mr Prof. Mgmt No vote
Dr. Ulrich Lehner
6.c Election of the Supervisory Board: Mr Rene Mgmt No vote
Obermann
6.d Election of the Supervisory Board: Ms Dr. Mgmt No vote
Karen de Segundo
6.e Election of the Supervisory Board: Mr Dr. Mgmt No vote
Theo Siegert
6.f Election of the Supervisory Board: Mr Mgmt No vote
Werner Wenning
7. Approval of the compensation system Mgmt No vote
applying to the members of the Board of
Management
8. Remuneration of the first Supervisory Board Mgmt No vote
of E.ON SE
--------------------------------------------------------------------------------------------------------------------------
EFG INTERNATIONAL AG, ZUERICH Agenda Number: 704381336
--------------------------------------------------------------------------------------------------------------------------
Security: H2078C108
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: CH0022268228
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 150286,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 Annual report, annual accounts and Mgmt For For
consolidated financial statements for 2012,
reports of the auditors
2 Approval of the distribution of the Mgmt For For
preferred dividend by EFG Finance
(Guernsey) Limited in favour of the holders
of class B shares of EFG Finance (Guernsey)
Limited
3.1 Allocation of profit Mgmt For For
3.2 Dividend by way of distribution out of Mgmt For For
reserves from capital contributions
4 Discharge of the board of directors and of Mgmt For For
the management
5 Amendment of the articles of association / Mgmt Against Against
amendment of conditional capital for
employee share option plan
6 Reduction of participation capital Mgmt For For
7.1 Re-election of board of director: Mr. Mgmt Against Against
Emmanuel Leonhard Bussetil
7.2 Re-election of board of director: Mr. Erwin Mgmt For For
Richard Caduff
7.3 Re-election of board of director: Mr. Mgmt For For
Michael Norland Higgin
7.4 Re-election of board of director: Mr. Spiro Mgmt For For
J. Latsis
7.5 Re-election of board of director: Mr. Hugh Mgmt For For
Napier Matthews
7.6 Re-election of board of director: Mr. Hans Mgmt Against Against
Niederer
7.7 Re-election of board of director: Mr. Mgmt Against Against
Pericles-Paul Petalas
7.8 Re-election of board of director: Mr. Jean Mgmt Against Against
Pierre Cuoni
7.9 Election of board of director: Mr. Nico H. Mgmt For For
Burki
7.10 Election of board of director: Mr. Bernd-A. Mgmt For For
Von Maltzan
8 Election of the auditors: Mgmt For For
PricewaterhouseCoopers SA, Geneva
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 5. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
EISAI CO.,LTD. Agenda Number: 704515103
--------------------------------------------------------------------------------------------------------------------------
Security: J12852117
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3160400002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Allow Use of Treasury Mgmt For For
Shares for Odd-Lot Purchases
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ELECTRICITE DE FRANCE SA, PARIS Agenda Number: 704444998
--------------------------------------------------------------------------------------------------------------------------
Security: F2940H113
Meeting Type: MIX
Meeting Date: 30-May-2013
Ticker:
ISIN: FR0010242511
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 161319 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINKS:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0304/201303041300553.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0419/201304191301421.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
IN COMMENT. THANK YOU.
O.1 Approval of the reports and annual Mgmt For For
corporate financial statements for the
financial year ended December 31, 2012
O.2 Approval of the reports and consolidated Mgmt For For
financial statements for the financial year
ended December 31, 2012
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2012 and setting the
dividend
O.4 Option for the payment of a percentage of Mgmt For For
the dividend in shares
O.5 Payment of interim dividends in shares - Mgmt For For
Delegation of powers to the Board of
Directors
O.6 Agreements pursuant to Article L.225-38 of Mgmt For For
the Commercial Code
O.7 Authorization granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.8 Updating the bylaws of the Company Mgmt For For
E.9 Amendment to the bylaws - Resolution Mgmt Against Against
proposed by the Supervisory Board of FCPE
Actions EDF, reviewed and approved by the
Board of Directors of EDF during the
meeting held on April 3, 2013
O.E10 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ENI SPA, ROMA Agenda Number: 703951271
--------------------------------------------------------------------------------------------------------------------------
Security: T3643A145
Meeting Type: MIX
Meeting Date: 16-Jul-2012
Ticker:
ISIN: IT0003132476
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING IDS 100002 AND 101648 DUE TO OGM
AND EGM CHANGED TO MIX MEETING. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_133197.PDF
E.1 Cancellation of Eni treasury shares, Mgmt For For
without reduction of the share capital,
subject to elimination of the par value of
the shares and consequent amendments to
article 5.1 of the By-laws; related and
consequent resolutions
O.1 New buy-back plan of Eni shares; related Mgmt For For
and consequent resolutions
--------------------------------------------------------------------------------------------------------------------------
ENI SPA, ROMA Agenda Number: 704380031
--------------------------------------------------------------------------------------------------------------------------
Security: T3643A145
Meeting Type: OGM
Meeting Date: 10-May-2013
Ticker:
ISIN: IT0003132476
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Eni S.P.A. Financial Statements at December Mgmt For For
31, 2012 related resolutions Eni
Consolidated Financial Statements at
December 31, 2012 reports of the directors,
of the board of statutory auditors and of
the audit firm
2 Allocation of net profit Mgmt For For
3 Remuneration report: Policy on remuneration Mgmt For For
4 Authorisation of buy-back plan of Eni Mgmt For For
shares after first cancelling the previous
buy-back plan authorised by the
shareholders' meeting on July 16, 2012,
with respect to that portion not
implemented related and consequent
resolutions
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_161709.PDF
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL URL LINKS. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 704583221
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Streamline Business Mgmt For For
Lines, Allow Use of Electronic Systems for
Public Notifications, Increase Board Size
to 18, Adopt Reduction of Liability System
for Outside Directors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
3.16 Appoint a Director Mgmt For For
3.17 Appoint a Director Mgmt For For
3.18 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FAST RETAILING CO.,LTD. Agenda Number: 704154208
--------------------------------------------------------------------------------------------------------------------------
Security: J1346E100
Meeting Type: AGM
Meeting Date: 22-Nov-2012
Ticker:
ISIN: JP3802300008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
2.3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FERREXPO PLC, LONDON Agenda Number: 704377589
--------------------------------------------------------------------------------------------------------------------------
Security: G3435Y107
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: GB00B1XH2C03
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the accounts and reports of the Mgmt For For
Directors and the auditors for the year
ended 31 December 2012
2 To approve the Remuneration Report for the Mgmt For For
year ended 31 December 2012
3 To declare a dividend of 3.3 US cents per Mgmt For For
Ordinary Share
4 To re-appoint Ernst and Young LLP as Mgmt For For
auditors of the Company
5 To authorise the Directors to determine the Mgmt For For
auditors remuneration
6 To re-elect Michael Abrahams as a Director Mgmt For For
7 To re-elect Oliver Baring as a Director Mgmt For For
8 To re-elect Raffaele Lucio Genovese as a Mgmt For For
Director
9 To re-elect Wolfram Kuoni as a Director Mgmt Against Against
10 To re-elect Christopher Mawe as a Director Mgmt For For
11 To re-elect Ihor Mitiukov as a Director Mgmt For For
12 To re-elect Miklos Salamon as a Director Mgmt For For
13 To re-elect Kostyantin Zhevago as a Mgmt For For
Director
14 To renew the Directors authority to allot Mgmt For For
shares
15 To renew the Directors authority to Mgmt For For
disapply pre-emption rights
16 To renew the authority for the Company to Mgmt For For
purchase its own shares
17 To renew the authority for general meetings Mgmt For For
to be called on 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM SA, PARIS Agenda Number: 704354769
--------------------------------------------------------------------------------------------------------------------------
Security: F4113C103
Meeting Type: MIX
Meeting Date: 28-May-2013
Ticker:
ISIN: FR0000133308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0327/201303271300944.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
RECORD DATE FROM 22 APR TO 22 MAY 2013 AND
RECEIPT OF ADDITIONAL URL:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0503/201305031301684.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2012 as shown in the
financial statements
O.4 Agreements pursuant to Article L.225-38 of Mgmt For For
the Commercial Code - Approval of the
agreement entered in with Thales and Caisse
des Depots et Consignations regarding
Cloudwatt
O.5 Appointment of Fonds Strategique Mgmt Against Against
d'Investissement as new Board member
O.6 Authorization to be granted to the Board of Mgmt For For
Directors to purchase or transfer shares of
the Company
E.7 Changing the corporate name and Mgmt For For
consequential amendment to Articles 1 and 3
of the bylaws
E.8 Amendment to Article 13 of the bylaws, Mgmt For For
deleting obsolete provisions
E.9 Amendment to point 2 of Article 13 of the Mgmt For For
bylaws, terms for the election of Board
members representing personnel
E.10 Amendment to point 3 of Article 13 of the Mgmt For For
bylaws, terms for the election of the Board
member representing employee shareholders
E.11 Delegation of authority to the Board of Mgmt For For
Directors to issue shares of the Company
and securities giving access to shares of
the Company or of one of its subsidiaries
while maintaining shareholders'
preferential subscription rights
E.12 Delegation of authority to the Board of Mgmt For For
Directors to issue shares of the Company
and securities giving access to shares of
the Company or of one of its subsidiaries
with cancellation of shareholders'
preferential subscription rights through
public offering
E.13 Delegation of authority to the Board of Mgmt For For
Directors to issue shares of the Company
and securities giving access to shares of
the Company or of one of its subsidiaries
with cancellation of shareholders'
preferential subscription rights through an
offer pursuant to Article L.411-2, II of
the Monetary and Financial Code
E.14 Authorization to the Board of Directors to Mgmt For For
increase the number of issuable securities
in case of capital increase
E.15 Delegation of authority to the Board of Mgmt For For
Directors to issue shares and securities
giving access to shares with cancellation
of shareholders' preferential subscription
rights, in case of public exchange offer
initiated by the Company
E.16 Delegation of powers to the Board of Mgmt For For
Directors to issue shares and securities
giving access to shares with cancellation
of shareholders' preferential subscription
rights, in consideration for in-kind
contributions granted to the Company and
comprised of equity securities or
securities giving access to capital
E.17 Delegation of powers to the Board of Mgmt For For
Directors to issue shares reserved for
persons having signed a liquidity contract
with the Company as holders of shares or
options to subscribe for shares of the
company Orange Holding S.A, previously
Orange S.A., with cancellation of
shareholders' preferential subscription
rights
E.18 Overall limitation on authorizations Mgmt For For
E.19 Delegation of authority to the Board of Mgmt For For
Directors to increase capital of the
Company by incorporation of reserves,
profits or premiums
E.20 Delegation of authority to the Board of Mgmt For For
Directors to carry out capital increases
reserved for members of savings plans with
cancellation of shareholders' preferential
subscription rights
E.21 Authorization to the Board of Directors to Mgmt For For
reduce capital by cancellation of shares
E.22 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FUJIFILM HOLDINGS CORPORATION Agenda Number: 704573547
--------------------------------------------------------------------------------------------------------------------------
Security: J14208102
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3814000000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Renewal of Countermeasures to Mgmt Against Against
Large-Scale Acquisitions of the Company's
Shares
--------------------------------------------------------------------------------------------------------------------------
GAM HOLDING AG, ZUERICH Agenda Number: 704344580
--------------------------------------------------------------------------------------------------------------------------
Security: H2878E106
Meeting Type: AGM
Meeting Date: 17-Apr-2013
Ticker:
ISIN: CH0102659627
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 154701,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1 Approval of annual report, parent companys Mgmt For For
and consolidated financial statements for
the year 2011, notice of report of the
statutory auditors
2 Appropriation of retained earnings and of Mgmt For For
capital contribution reserve
3 Discharge of the board of directors and Mgmt For For
executive board members
4 Capital reduction by cancellation of shares Mgmt For For
and related amendment of the articles of
incorporation
5.1 Re-election of Mr. Johannes A. De Gier to Mgmt For For
the board of directors
5.2 Re-election of Mr. Dieter A. Enkelmann to Mgmt For For
the board of directors
5.3 Re-election of Mr. Hugh Scott-Barrett to Mgmt For For
the board of directors
5.4 New election of Ms. Tanja Weiher to the Mgmt For For
board of directors
6 Appointment of the statutory auditors: KPMG Mgmt For For
AG, Zurich
7 Additional and/or counter-proposals Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
GATEGROUP HOLDING AG, KLOTEN Agenda Number: 704345467
--------------------------------------------------------------------------------------------------------------------------
Security: H30145108
Meeting Type: AGM
Meeting Date: 17-Apr-2013
Ticker:
ISIN: CH0100185955
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 154655,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
3.1 Approval of the annual report and the Mgmt For For
consolidated financial statements as at 31
December 2012
3.2 Approval of the annual financial statements Mgmt For For
as at 31 December 2012
3.3 Consultative vote on the compensation Mgmt For For
report 2012 (non-binding)
4 Appropriation of available earnings Mgmt For For
5 Granting of discharge to the current Mgmt For For
members of the board of directors and
executive management board
6.1 Re-election to the board of directors: Neil Mgmt For For
Brown
6.2 Re-election to the board of directors: Remo Mgmt For For
Brunschwiler
6.3 Re-election to the board of directors: Mgmt For For
Andrew Gibson
6.4 Re-election to the board of directors: Mgmt For For
Brian Larcombe
6.5 Re-election to the board of directors: Mgmt For For
Andreas Schmid
6.6 Re-election to the board of directors: Mgmt For For
David Siegel
6.7 Re-election to the board of directors: Mgmt For For
Anthonie Stal
7 Re-election of the auditors: Mgmt For For
PricewaterhouseCoopers AG, Zurich
8 Amendment to the articles of incorporation Mgmt Against Against
concerning authorized share capital
(Article 3ter para. 1)
9 Ad-hoc Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
GDR SES S.A. BR FDR Agenda Number: 704307328
--------------------------------------------------------------------------------------------------------------------------
Security: L8300G135
Meeting Type: AGM
Meeting Date: 04-Apr-2013
Ticker:
ISIN: LU0088087324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Attendance list, quorum and adoption of the Non-Voting
agenda
2 Nomination of a secretary and of two Non-Voting
scrutinizers
3 Presentation by the Chairman of the Board Non-Voting
of Directors of the 2012 activities report
of the Board
4 Presentation on the main developments Non-Voting
during 2012 and perspectives
5 Presentation of the 2012 financial results Non-Voting
6 Presentation of the audit report Non-Voting
7 Approval of the balance sheet and of the Mgmt For For
profit and loss accounts as of December 31,
2012
8 Decision on allocation of 2012 profits Mgmt For For
9 Transfers between reserve accounts Mgmt For For
10 Discharge of the members of the Board of Mgmt For For
Directors
11 Discharge of the auditor Mgmt For For
12 Appointment of the auditor for the year Mgmt For For
2013 and determination of its remuneration:
PricewaterhouseCoopers
13 Resolution on company acquiring own FDRs Mgmt For For
and/or own A- or B-shares
CMMT ELECTION OF DIRECTORS FOR A THREE-YEAR TERM Non-Voting
: CANDIDATES REPRESENTING SHAREHOLDERS OF
CATEGORY A
14.1 Election of Director for a three-year term: Mgmt For For
Mr. Romain Bausch
14.2 Election of Director for a three-year term: Mgmt For For
Mr. Jacques Espinasse
14.3 Election of Director for a three-year term: Mgmt For For
Mrs. Tsega Gebreyes
14.4 Election of Director for a three-year term: Mgmt Against Against
Mr. Francois Tesch
CMMT ELECTION OF DIRECTORS FOR A THREE-YEAR TERM Non-Voting
: CANDIDATES REPRESENTING SHAREHOLDERS OF
CATEGORY B
14.5 Election of Director for a three-year term: Mgmt For For
Mr. Marc Colas
14.6 Election of Director for a three-year term: Mgmt For For
Mr. Jean-Claude Finck
15 Determination of the remuneration of Board Mgmt For For
members
16 Miscellaneous Non-Voting
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_156670.PDF,
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_156671.PDF
CMMT PLEASE NOTE THE FOLLOWING ADDITIONAL Non-Voting
REQUIREMENTS FOR THIS MEETING. A VOTING
CERTIFICATE IS REQUIRED TO BE COMPLETED.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK AND COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC, BRENTFORD MIDDLESEX Agenda Number: 704337597
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: AGM
Meeting Date: 01-May-2013
Ticker:
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' Report Mgmt For For
and the Financial Statements for the year
ended 31 December 2012
2 To approve the Remuneration Report for the Mgmt For For
year ended 31 December 2012
3 To elect Lynn Elsenhans as a Director Mgmt For For
4 To elect Jing Ulrich as a Director Mgmt For For
5 To elect Hans Wijers as a Director Mgmt For For
6 To re-elect Sir Christopher Gent as a Mgmt For For
Director
7 To re-elect Sir Andrew Witty as a Director Mgmt For For
8 To re-elect Professor Sir Roy Anderson as a Mgmt For For
Director
9 To re-elect Dr Stephanie Burns as a Mgmt For For
Director
10 To re-elect Stacey Cartwright as a Director Mgmt For For
11 To re-elect Simon Dingemans as a Director Mgmt For For
12 To re-elect Judy Lewent as a Director Mgmt For For
13 To re-elect Sir Deryck Maughan as a Mgmt For For
Director
14 To re-elect Dr Daniel Podolsky as a Mgmt For For
Director
15 To re-elect Dr Moncef Slaoui as a Director Mgmt For For
16 To re-elect Tom de Swaan as a Director Mgmt For For
17 To re-elect Sir Robert Wilson as a Director Mgmt For For
18 To authorise the Audit & Risk Committee to Mgmt For For
re-appoint PricewaterhouseCoopers LLP as
the auditors to the company to hold office
from the end of the meeting to the end of
the next meeting at which accounts are laid
before the company
19 To authorise the Audit & Risk Committee to Mgmt For For
determine the remuneration of the auditors
20 Donations to political organizations and Mgmt For For
political expenditure
21 Authority to allot shares Mgmt For For
22 Disapplication of pre-emption rights Mgmt For For
23 Purchase of own shares by the company Mgmt For For
24 Exemption from statement of the name of the Mgmt For For
senior statutory auditor in published
copies of the auditors' reports
25 Reduced notice of a general meeting other Mgmt For For
than an Annual General Meeting
--------------------------------------------------------------------------------------------------------------------------
GLENCORE INTERNATIONAL PLC, ST HELIER Agenda Number: 704452642
--------------------------------------------------------------------------------------------------------------------------
Security: G39420107
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: JE00B4T3BW64
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's accounts and the Mgmt For For
reports of the Directors and auditors for
the year ended 31 December 2012 (the "2012
Annual Report")
2 To declare a final dividend of USD0.1035 Mgmt For For
per ordinary share for the year ended 31
December 2012 which the Directors propose,
and the shareholders resolve, is to be paid
only from the capital contribution reserves
of the Company
3 To re-elect Ivan Glasenberg (Chief Mgmt For For
Executive Officer) as a Director
4 To re-elect Anthony Hayward (Senior Mgmt For For
Independent Non-Executive Director) as a
Director
5 To re-elect Leonhard Fischer (Independent Mgmt For For
Non-Executive Director) as a Director
6 To re-elect William Macaulay (Independent Mgmt Against Against
Non-Executive Director) as a Director
7 Subject to the Company's merger with Mgmt Abstain Against
Xstrata plc (the "Merger") becoming
effective and Sir John Bond being appointed
as a Director, to elect Sir John Bond
(Independent Non-Executive Chairman) as a
Director
8 Subject to the Merger becoming effective Mgmt Against Against
and Sir Steve Robson being appointed as a
Director, to elect Sir Steve Robson
(Independent Non-Executive Director) as a
Director
9 Subject to the Merger becoming effective Mgmt For For
and Ian Strachan being appointed as a
Director, to elect Ian Strachan
(Independent Non-Executive Director) as a
Director
10 Subject to the Merger becoming effective Mgmt Abstain Against
and Con Fauconnier being appointed as a
Director, to elect Con Fauconnier
(Independent Non-Executive Director) as a
Director
11 Subject to the Merger becoming effective Mgmt For For
and Peter Hooley being appointed as a
Director, to elect Peter Hooley
(Independent Non-Executive Director) as a
Director
12 Subject to the Merger having not become Mgmt Abstain Against
effective, to re-elect Simon Murray
(Independent Non-Executive Chairman) as a
Director
13 Subject to the Merger having not become Mgmt Abstain Against
effective, to re-elect Steven Kalmin (Chief
Financial Officer) as a Director
14 Subject to the Merger having not become Mgmt Abstain Against
effective, to re-elect Peter Coates
(Director) as a Director
15 Subject to the Merger having not become Mgmt Abstain Against
effective, to re-elect Li Ning (Independent
Non-Executive Director) as a Director
16 To approve the Directors' Remuneration Mgmt Against Against
Report on pages 93 to 100 of the 2012
Annual Report
17 To reappoint Deloitte LLP as the Company's Mgmt For For
auditors to hold office until the
conclusion of the next general meeting at
which accounts are laid
18 To authorise the audit committee to fix the Mgmt For For
remuneration of the auditors
19 To renew the authority conferred on the Mgmt For For
Directors to allot shares or grant rights
to subscribe for or to convert any security
into shares
20 Subject to and conditionally upon the Mgmt For For
passing of resolution 19, to empower the
Directors to allot equity securities
21 The Company be and is hereby generally and Mgmt For For
unconditionally authorised pursuant to
Article 57 of the Companies (Jersey) Law
1991 (the "Companies Law") to make market
purchases of ordinary shares
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0423/LTN20130423193.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0423/LTN20130423183.pdf
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GREAT PORTLAND ESTATES PLC R.E.I.T., LONDON Agenda Number: 703896932
--------------------------------------------------------------------------------------------------------------------------
Security: G40712179
Meeting Type: AGM
Meeting Date: 05-Jul-2012
Ticker:
ISIN: GB00B01FLL16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the audited financial Mgmt For For
statements together with the directors' and
auditors' reports for the year ended 31
March 2012
2 To authorise the payment of a final Mgmt For For
dividend for the year ended 31 March 2012
3 To approve the Directors' remuneration Mgmt For For
report
4 To elect Nick Sanderson as a director Mgmt For For
5 To re-elect Toby Courtauld as a director of Mgmt For For
the Company
6 To re-elect Neil Thompson as a director of Mgmt For For
the Company
7 To re-elect Martin Scicluna as a director Mgmt For For
of the Company
8 To re-elect Charles Irby as a director of Mgmt For For
the Company
9 To re-elect Jonathan Nicholls as a director Mgmt For For
of the Company
10 To re-elect Jonathan Short as a director of Mgmt For For
the Company
11 To reappoint Deloitte LLP as auditors Mgmt For For
12 To authorise the directors to agree the Mgmt For For
remuneration of the auditors
13 To renew the directors' authority to allot Mgmt For For
shares
14 To renew the directors' limited authority Mgmt For For
to allot shares for cash
15 To renew the authority enabling the Company Mgmt For For
to buy its own shares
16 To authorise the calling of general Mgmt For For
meetings (Other than an annual general
meeting) on not less than 14 clear days'
notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTION 12 AND
16.IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GREENE KING PLC, BURY ST EDMUNDS SUFFOLK Agenda Number: 703993584
--------------------------------------------------------------------------------------------------------------------------
Security: G40880133
Meeting Type: AGM
Meeting Date: 04-Sep-2012
Ticker:
ISIN: GB00B0HZP136
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report of the directors and Mgmt For For
the accounts for the fifty-two weeks ended
29 April 2012 and the auditors' report
thereon
2 To approve the directors' remuneration Mgmt For For
report (as set out in the annual report)
for the fifty-two weeks ended 29 April 2012
3 To declare a final dividend of 18.1p per Mgmt For For
ordinary share
4 To re-elect Rooney Anand as a director of Mgmt For For
the company
5 To re-elect Norman Murray as a director of Mgmt For For
the company
6 To re-elect Ian Durant as a director of the Mgmt For For
company
7 To re-appoint Ernst and Young LLP as Mgmt For For
auditors of the company until the
conclusion of the next annual general
meeting
8 To authorise the directors to determine the Mgmt For For
remuneration of the auditors of the company
9 To authorise the directors to allot shares Mgmt For For
10 To authorise the directors to dis-apply Mgmt For For
pre-emption rights
11 To authorise the purchase of own shares Mgmt For For
12 To allow the company to hold general Mgmt For For
meetings on 14 days' notice
--------------------------------------------------------------------------------------------------------------------------
HALMA PLC, AMERSHAM Agenda Number: 703945533
--------------------------------------------------------------------------------------------------------------------------
Security: G42504103
Meeting Type: AGM
Meeting Date: 24-Jul-2012
Ticker:
ISIN: GB0004052071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Accounts and the Reports of Mgmt For For
the Directors and the Auditors for the
period of 52 weeks to 31 March 2012
2 That a final dividend of 5.95p per share be Mgmt For For
paid on 22 August 2012 to shareholders on
the Register of Members at the close of
business on 20 July 2012
3 To approve the Remuneration Report for the Mgmt For For
52 weeks to 31 March 2012
4 That Geoff Unwin be re-elected as a Mgmt For For
Director of the Company
5 That Andrew Williams be re-elected as a Mgmt For For
Director of the Company
6 That Kevin Thompson be re-elected as a Mgmt For For
Director of the Company
7 That Stephen Pettit be re-elected as a Mgmt For For
Director of the Company
8 That Neil Quinn be re-elected as a Director Mgmt For For
of the Company
9 That Jane Aikman be re-elected as a Mgmt For For
Director of the Company
10 That Adam Meyers be re-elected as a Mgmt For For
Director of the Company
11 That Lord Blackwell be re-elected as a Mgmt For For
Director of the Company
12 That Steve Marshall be re-elected as a Mgmt For For
Director of the Company
13 That Daniela Barone Soares be elected as a Mgmt For For
Director of the Company
14 That Deloitte LLP be reappointed as Mgmt For For
Auditors of the Company
15 That the Directors be authorised to Mgmt For For
determine the remuneration of the Auditors
16 That the Directors be and are hereby Mgmt For For
generally and unconditionally authorised
pursuant to Section 551 of the Companies
Act 2006 to exercise all the powers of the
Company to allot shares, or grant rights to
subscribe for or to convert securities into
shares, up to an aggregate nominal amount
of GBP 12,500,000 and that this authority
shall expire on the earlier of the
conclusion of the annual general meeting of
the Company to be held in 2013 and the
first anniversary of the passing of this
resolution (unless previously renewed,
varied or revoked by the Company), save
that the Company may before such expiry
make any offer or agreement which would or
might require shares to be allotted or such
rights to be granted after such expiry and
the Directors may allot shares or grant
such rights in pursuance of such offer or
CONTD
CONT CONTD agreement as if the authority Non-Voting
conferred hereby had not expired
17 That, subject to the passing of resolution Mgmt For For
16, the Directors be and are hereby
empowered pursuant to Section 570 of the
Companies Act 2006 to allot or to make any
offer or agreement to allot equity
securities (as defined in Section 560 of
the Companies Act 2006) of the Company
pursuant to the authority contained in
resolution 16 and/or sell equity securities
held as treasury shares for cash pursuant
to Section 727 of the Companies Act 2006,
in each case as if Section 561 of the
Companies Act 2006 did not apply to any
such allotment or sale, provided that such
power shall be limited to: (a) any such
allotment, offer, agreement and/or sale
pursuant to the terms of any share scheme
for employees approved by the Company in
general meeting; (b) any such allotment,
offer, agreement and/or sale in connection
with an issue or CONTD
CONT CONTD offer (whether by way of a rights Non-Voting
issue, open offer or otherwise) in favour
of ordinary shareholders (other than the
Company) on a fixed record date where the
equity securities attributable to such
ordinary shareholders are proportionate (as
nearly as may be) to the respective number
of ordinary shares held by them on such
record date, but subject to such exclusions
or other arrangements as the Directors may
deem necessary or expedient to deal with
fractional entitlements, legal or practical
problems arising in any overseas territory,
the requirements of any regulatory body or
stock exchange or any other matter
whatsoever; and (c) otherwise than pursuant
to sub-paragraph (a) or (b) above, any such
allotment, offer, agreement and/or sale up
to an aggregate nominal amount of GBP
1,890,000; and shall expire (unless CONTD
CONT CONTD previously renewed, revoked or Non-Voting
varied) when the authority contained in
resolution 16 expires, save that the
Company may make any offer or agreement
before such expiry which would or might
require equity securities to be allotted or
equity securities held as treasury shares
to be sold after such expiry
18 That the Company be and is hereby generally Mgmt For For
and unconditionally authorised to make
market purchases (within the meaning of
Section 693 of the Companies Act 2006) of
its ordinary shares of 10p each ('ordinary
shares') provided that: (a) the maximum
number of ordinary shares hereby authorised
to be acquired is 37,800,000 ordinary
shares, having an aggregate nominal value
of GBP 3,780,000; (b) the maximum price
(excluding expenses) which may be paid for
each ordinary share is an amount equal to
the higher of (i) 105% of the average of
the closing mid-market prices for the
ordinary shares (derived from the London
Stock Exchange Daily Official List) for the
five business days immediately preceding
the date of purchase and (ii) the price
stipulated by Article 5(1) of the Buy-back
and Stabilisation Regulation; and (c) the
CONTD
CONT CONTD minimum price per ordinary share Non-Voting
(excluding expenses) is its nominal value;
and the authority hereby conferred shall
expire at the conclusion of the Company's
next annual general meeting (except in
relation to the purchase of ordinary shares
the contract for which was concluded before
such date and which would or might be
executed wholly or partly after such date),
unless such authority is renewed prior to
such time
19 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
HAMAMATSU PHOTONICS K.K. Agenda Number: 704184681
--------------------------------------------------------------------------------------------------------------------------
Security: J18270108
Meeting Type: AGM
Meeting Date: 20-Dec-2012
Ticker:
ISIN: JP3771800004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
2.3 Appoint a Corporate Auditor Mgmt Against Against
2.4 Appoint a Corporate Auditor Mgmt Against Against
3 Approve Retirement Allowance for Retiring Mgmt For For
Corporate Auditors, and Payment of Accrued
Benefits associated with Abolition of
Retirement Benefit System for Current
Directors and Current Corporate Auditors
4 Amend the Compensation to be received by Mgmt For For
Directors and Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
HANG SENG BANK LTD, HONG KONG Agenda Number: 704354860
--------------------------------------------------------------------------------------------------------------------------
Security: Y30327103
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: HK0011000095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0327/LTN20130327443.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0327/LTN20130327389.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To adopt the reports and audited financial Mgmt For For
statements for 2012
2(a) To re-elect Dr John C C Chan as Director Mgmt For For
2(b) To re-elect Dr Marvin K T Cheung as Mgmt For For
Director
2(c) To re-elect Dr Eric K C Li as Director Mgmt Against Against
2(d) To re-elect Dr Vincent H S Lo as Director Mgmt For For
3 To fix the remuneration of the Directors Mgmt For For
4 To re-appoint KPMG as Auditor and to Mgmt For For
authorise the Directors to fix their
remuneration
5 To grant a general mandate to the Directors Mgmt For For
to repurchase shares not exceeding 10% of
the issued share capital
6 To grant a general mandate to the Directors Mgmt Against Against
to issue additional shares which shall not
in aggregate exceed, except in certain
specific circumstances such as pursuant to
a rights issue or any scrip dividend
scheme, 20%, or 5% where the shares are to
be allotted wholly for cash, of the issued
share capital
--------------------------------------------------------------------------------------------------------------------------
HANKYU HANSHIN HOLDINGS,INC. Agenda Number: 704530559
--------------------------------------------------------------------------------------------------------------------------
Security: J18439109
Meeting Type: AGM
Meeting Date: 14-Jun-2013
Ticker:
ISIN: JP3774200004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HANWA CO.,LTD. Agenda Number: 704578410
--------------------------------------------------------------------------------------------------------------------------
Security: J18774166
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3777800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
2.17 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HAYS PLC Agenda Number: 704070541
--------------------------------------------------------------------------------------------------------------------------
Security: G4361D109
Meeting Type: AGM
Meeting Date: 07-Nov-2012
Ticker:
ISIN: GB0004161021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Directors' and Auditor's Report Mgmt For For
and the Company's financial statements for
the year ended 30 June 2012 be received and
adopted
2 That a final dividend of 1.67 pence per Mgmt For For
Ordinary share recommended by the directors
for the year ended 30 June 2012 be
declared, which will be paid on 16 November
2012 to shareholders whose names are
recorded on the register of members at the
close of business on 12 October 2012
3 That the Directors' Remuneration Report for Mgmt For For
the year ended 30 June 2012, as set out on
pages 54 to 65 of the Company's Annual
Report & Financial Statements 2012, be
approved
4 That Pippa Wicks be reappointed as a Mgmt For For
director of the Company
5 That Alan Thomson be reappointed as a Mgmt For For
director of the Company
6 That Alistair Cox be reappointed as a Mgmt For For
director of the Company
7 That Paul Venables be reappointed as a Mgmt For For
director of the Company
8 That William Eccleshare be reappointed as a Mgmt For For
director of the Company
9 That Paul Harrison be reappointed as a Mgmt For For
director of the Company
10 That Victoria Jarman be reappointed as a Mgmt For For
director of the Company
11 That Richard Smelt be reappointed as a Mgmt For For
director of the Company
12 That Deloitte LLP be reappointed as Auditor Mgmt For For
of the Company to hold office until the
conclusion of the next general meeting at
which annual accounts are laid
13 That the directors of the Company be Mgmt For For
authorised to determine the Auditor's
remuneration
14 That the directors of the Company be Mgmt For For
generally and unconditionally authorised
pursuant to section 551 of the Companies
Act 2006 (the Act) to allot shares in the
Company and to grant rights to subscribe
for or to convert any security into shares
in the Company up to an aggregate nominal
amount of GBP 4,631,860 until the
conclusion of the next annual general
meeting of the Company after the date of
the passing of this resolution (or at the
close of business on the date falling 15
months after the passing of this
resolution, whichever is earlier), unless
previously renewed, varied or revoked by
the Company in general meeting but, in each
case, so that the Company may make offers
and enter into agreements before this
authority expires which would or might
require shares to be allotted, or rights to
subscribe for or convert CONTD
CONT CONTD any securities into shares to be Non-Voting
granted after the expiry of this authority
and the directors of the Company may allot
shares and grant rights to subscribe for or
convert any securities into shares in
pursuance of any such offer or agreement as
if the authority conferred hereby had not
expired; (b) THAT, subject to paragraph
(c), all existing authorities given to the
directors pursuant to section 551 of the
Act be revoked by this resolution; and (c)
THAT paragraph (b) shall be without
prejudice to the continuing authority of
the directors to allot shares, or grant
rights to subscribe for or convert any
securities into shares pursuant to an offer
or agreement made by the Company before the
expiry of the authority pursuant to which
such offer or agreement was made
15 That, subject to the passing of Resolution Mgmt For For
14 in the Notice, and in place of all
existing powers, to the extent unused
(other than in respect of any allotments
made pursuant to offers or agreements made
prior to the passing of this resolution)
the directors of the Company be generally
empowered pursuant to section 570 and 573
of the Act to allot equity securities
(within the meaning of section 560 of the
Act) for cash, pursuant to the authority
conferred by Resolution 14 in the Notice,
as if section 561(1) of the Act did not
apply to such allotment. This power: (a)
expires at the conclusion of the next
annual general meeting of the Company after
the date of the passing of this resolution,
(or at the close of business on the date
falling 15 months after the passing of this
resolution, whichever is earlier), unless
CONTD
CONT CONTD previously renewed, varied or revoked Non-Voting
by the Company in general meeting but so
that the Company may make offers and enter
into agreements before this power expires
which would or might require equity
securities to be allotted after this power
expires and the directors of the Company
may allot equity securities in pursuance of
any such offer or agreement as if the power
conferred hereby had not expired; and (b)
shall be limited to: i) the allotment of
equity securities in connection with an
offer of equity securities to ordinary
shareholders in proportion (as nearly as
may be practicable) to their existing
shareholding, and to people who hold other
equity securities if this is required by
the rights of those securities or, if the
directors consider it necessary, as
permitted by the rights of those
securities, and so CONTD
CONT CONTD that the directors may impose any Non-Voting
limits or restrictions and make any
arrangements which they consider necessary
or appropriate to deal with treasury
shares, fractional entitlements, record
dates, legal, regulatory or practical
problems in, or under the laws of, any
territory or any other matter; and ii) the
allotment of equity securities for cash
otherwise than pursuant to paragraph (i) up
to an aggregate nominal amount of GBP
732,048. This power applies in relation to
a sale of shares which is an allotment of
equity securities by virtue of section
560(3) of the Act as if in the first
paragraph of this resolution the words
"pursuant to the authority conferred by
Resolution 14 in the Notice" were omitted
16 That the Company be and is hereby generally Mgmt For For
and unconditionally authorised to make
market purchases (within the meaning of
section 693(4) of the Act) of Ordinary
shares of 1 pence each in the capital of
the Company (Ordinary Shares) provided
that: (a) the maximum number of Ordinary
Shares hereby authorised to be purchased is
138,955,815; (b) the minimum price
(exclusive of expenses) which may be paid
for each Ordinary Share is 1 pence; (c) the
maximum price (exclusive of expenses) which
may be paid for each Ordinary Share is the
higher of: i) an amount equal to 105% of
the average of the middle market quotations
for an Ordinary Share as derived from the
London Stock Exchange Daily Official List
of the UK Listing Authority for the five
business days immediately preceding the day
on which the Ordinary Share is contracted
CONTD
CONT CONTD to be purchased; and ii) an amount Non-Voting
equal to the higher of the price of the
last independent trade of an Ordinary Share
and the current highest independent bid for
an Ordinary Share as derived from the
London Stock Exchange Trading System
(SETS); (d) the authority hereby conferred
shall expire at the conclusion of the next
annual general meeting of the Company or 18
months from the date of the passing of this
resolution, whichever is earlier; and (e) a
contract to purchase shares under this
authority may be made prior to the expiry
of this authority, and concluded in whole
or part after the expiry of this authority
17 That a general meeting of the Company, Mgmt For For
other than an annual general meeting, may
be called on not less than 14 clear days'
notice, provided this authority expires at
the conclusion of the next annual general
meeting of the Company after the date of
the passing of this resolution
18 That the 2012 Performance Share Plan, the Mgmt For For
main provisions of which are summarised in
Appendix 2 of the Circular and a copy of
the rules of which is produced to the
meeting and initialled by the Chairman for
the purposes of identification, be and is
hereby approved and the directors be and
they are hereby authorised to do all acts
and things as may be necessary or desirable
to carry the same into effect
--------------------------------------------------------------------------------------------------------------------------
HISCOX LTD, HAMILTON Agenda Number: 704409033
--------------------------------------------------------------------------------------------------------------------------
Security: G4593F112
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: BMG4593F1124
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
for the year ended 12.31.2012
2 To approve the 2012 remuneration report Mgmt For For
3 To increase the maximum number of Directors Mgmt For For
4 To increase the aggregate limit on Mgmt For For
Directors' fees
5 To re-appoint Caroline Foulger as a Mgmt For For
Director
6 To re-appoint Bronislaw Masojada as a Mgmt For For
Director
7 To re-appoint Robert Childs as a Director Mgmt For For
8 To re-appoint Stuart Bridges as a Director Mgmt For For
9 To re-appoint Richard Gillingwater as a Mgmt For For
Director
10 To re-appoint Daniel Healy as a Director Mgmt For For
11 To re-appoint Ernst Jansen as a Director Mgmt For For
12 To re-appoint Dr James King as a Director Mgmt For For
13 To re-appoint Robert McMillan as a Director Mgmt For For
14 To re-appoint Andrea Rosen as a Director Mgmt For For
15 To re-appoint Gunnar Stokholm as a Director Mgmt For For
16 To re-appoint KPMG as auditors Mgmt For For
17 To authorise the Directors to set the Mgmt For For
auditors' remuneration
18 To authorise the Directors to allot shares Mgmt For For
19 To dis-apply pre-emption rights Mgmt For For
20 To authorise the Company to purchase its Mgmt For For
own shares
--------------------------------------------------------------------------------------------------------------------------
HISCOX LTD, LONDON Agenda Number: 704293543
--------------------------------------------------------------------------------------------------------------------------
Security: G4593F104
Meeting Type: EGM
Meeting Date: 28-Mar-2013
Ticker:
ISIN: BMG4593F1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Subject to Admission, the Return of Capital Mgmt For For
be approved including the B Share Issue,
the Share Capital Consolidation and the
adoption of new Bye-Laws
2 Subject to passing Res 1, Directors be Mgmt For For
authorised to allot an aggregate nominal
amount of 6,573,120 GBP Relevant Securities
and a further 6,573,120 GBP for a Rights
Issue
3 Subject to passing Resolution 2, the Mgmt For For
Directors be given power to allot Equity
Securities
4 Subject to passing Resolution 1 the Company Mgmt For For
be generally and unconditionally authorised
to make market purchases of up to
35,100,461 New Ordinary Shares
--------------------------------------------------------------------------------------------------------------------------
HITACHI CONSTRUCTION MACHINERY CO.,LTD. Agenda Number: 704573650
--------------------------------------------------------------------------------------------------------------------------
Security: J20244109
Meeting Type: AGM
Meeting Date: 24-Jun-2013
Ticker:
ISIN: JP3787000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt Against Against
1.2 Appoint a Director Mgmt Against Against
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt Against Against
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt Against Against
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HONDA MOTOR CO.,LTD. Agenda Number: 704541526
--------------------------------------------------------------------------------------------------------------------------
Security: J22302111
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3854600008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD, HONG KONG Agenda Number: 704326203
--------------------------------------------------------------------------------------------------------------------------
Security: Y3506N139
Meeting Type: AGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: HK0388045442
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0313/LTN20130313361.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0313/LTN20130313351.pdf
1 To receive the audited Financial Statements Mgmt For For
for the year ended 31 December 2012
together with the Reports of the Directors
and Auditor thereon
2 To declare a final dividend of HKD 1.46 per Mgmt For For
share
3.a To elect Mr John Estmond Strickland as Mgmt For For
Director
3.b To elect Mr Wong Sai Hung, Oscar as Mgmt For For
Director
4 To re-appoint PricewaterhouseCoopers as the Mgmt For For
Auditor and to authorise the Directors to
fix its remuneration
5 To grant a general mandate to the Directors Mgmt For For
to repurchase shares of HKEx, not exceeding
10% of the issued share capital of HKEx as
at the date of this Resolution
6 To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of HKEx, not exceeding 10% of the
issued share capital of HKEx as at the date
of this Resolution, and the discount for
any shares to be issued shall not exceed
10%
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 704375080
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021682.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021651.pdf
1 To receive the Annual Report and Accounts Mgmt For For
2012
2 To approve the Directors' Remuneration Mgmt For For
Report for 2012
3.a To re-elect S A Catz a Director Mgmt For For
3.b To re-elect L M L Cha a Director Mgmt For For
3.c To re-elect M K T Cheung a Director Mgmt For For
3.d To elect J B Comey a Director Mgmt For For
3.e To re-elect J D Coombe a Director Mgmt For For
3.f To re-elect J Faber a Director Mgmt For For
3.g To re-elect R A Fairhead a Director Mgmt For For
3.h To elect R Fassbind a Director Mgmt For For
3.i To re-elect D J Flint a Director Mgmt For For
3.j To re-elect S T Gulliver a Director Mgmt For For
3.k To re-elect J W J Hughes-Hallett a Director Mgmt For For
3.l To re-elect W S H Laidlaw a Director Mgmt For For
3.m To re-elect J P Lipsky a Director Mgmt For For
3.n To re-elect J R Lomax a Director Mgmt For For
3.o To re-elect I J Mackay a Director Mgmt For For
3.p To re-elect Sir Simon Robertson a Director Mgmt For For
3.q To re-elect J L Thornton a Director Mgmt For For
4 To reappoint the Auditor at remuneration to Mgmt For For
be determined by the Group Audit Committee:
KPMG Audit Plc
5 To authorise the Directors to allot shares Mgmt For For
6 To disapply pre-emption rights Mgmt For For
7 To authorise the Company to purchase its Mgmt For For
own ordinary shares
8 To approve general meetings (other than Mgmt For For
annual general meetings) being called on 14
clear days' notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTIONS 6, 8,
COMMENT AND RECEIPT OF AUDITOR NAME. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
IDEMITSU KOSAN CO.,LTD. Agenda Number: 704578268
--------------------------------------------------------------------------------------------------------------------------
Security: J2388K103
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3142500002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt Against Against
1.2 Appoint a Director Mgmt Against Against
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
2 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
IG GROUP HOLDINGS PLC, LONDON Agenda Number: 704061605
--------------------------------------------------------------------------------------------------------------------------
Security: G4753Q106
Meeting Type: AGM
Meeting Date: 18-Oct-2012
Ticker:
ISIN: GB00B06QFB75
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the accounts for the year ended Mgmt For For
31 May 2012 and accompanying reports
2 To approve the Directors' Remuneration Mgmt For For
Report
3 To declare a final dividend of 16.75 pence Mgmt For For
per share
4 To re-elect Jonathan Davie as a Director Mgmt For For
5 To re-elect Peter Hetherington as a Mgmt For For
Director
6 To re-elect Christopher Hill as a Director Mgmt For For
7 To re-elect Stephen Hill as a Director Mgmt For For
8 To re-elect Timothy Howkins as a Director Mgmt For For
9 To re-elect Martin Jackson as a Director Mgmt For For
10 To re-elect Roger Yates as a Director Mgmt For For
11 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors of the Company
12 To authorise the Audit Committee to Mgmt For For
determine the auditors' remuneration
13 To authorise the Directors to allot shares Mgmt For For
pursuant to section 551 of the Act
14 To disapply statutory pre-emption rights Mgmt For For
pursuant to section 570 of the Act
15 To renew the Company's authority to make Mgmt For For
market purchases of its own shares
16 That a general meeting (other than an AGM) Mgmt For For
may be called on not less than 14 clear
days' notice
--------------------------------------------------------------------------------------------------------------------------
INCHCAPE PLC, LONDON Agenda Number: 704414084
--------------------------------------------------------------------------------------------------------------------------
Security: G47320208
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: GB00B61TVQ02
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the accounts for the financial Mgmt For For
year ended 31 December 2012 and the
directors' and auditors' reports thereon
2 To approve the directors' report on Mgmt For For
remuneration as set out in the annual
report
3 To declare a final dividend of 10,5 pence Mgmt For For
per ordinary share of 10 pence
4 To re-elect Ken Hanna as a director of the Mgmt For For
Company
5 To re-elect Andre Lacroix as a director of Mgmt For For
the Company
6 To re-elect John McConnell as a director of Mgmt For For
the Company
7 To re-elect Simon Borrows as a director of Mgmt For For
the Company
8 To re-elect Alison Cooper as a director of Mgmt For For
the Company
9 To re-elect Nigel Northridge as a director Mgmt For For
of the Company
10 To re-elect Vicky Bindra as a director of Mgmt For For
the Company
11 To re-elect Till Vestring as a director of Mgmt For For
the Company
12 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors of the Company
13 To authorise the directors of the Company Mgmt For For
to determine the auditors' remuneration
14 To authorise the directors generally and Mgmt For For
unconditionally to exercise all powers of
the Company to allot relevant securities
15 To empower the directors to allot equity Mgmt For For
securities for cash pursuant to the
authority conferred by resolution 14
16 To authorise the Company generally and Mgmt For For
unconditionally to make market purchases of
its own ordinary shares
17 To approve that a General Meeting other Mgmt For For
than an Annual General Meeting may be
called on not less than 14 clear days'
notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 12. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704059369
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 05-Nov-2012
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY NOTICE ARE AVAILABLE BY CLICKING ON
THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0913/LTN20120913631.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0913/LTN20120913639.pdf
1 To consider and approve the proposed Mgmt For For
amendments to the Articles of Association
of Industrial and Commercial Bank of China
Limited as set out in Appendix I to the
circular of the Bank dated 14 September
2012 and to authorize the Chairman and the
President to make further adjustments or
amendments according to the regulators'
recommendations on amendments
2 To consider and approve the 2012-2014 Mgmt For For
Capital Planning of Industrial and
Commercial Bank of China as set out in
Appendix II to the circular of the Bank
dated 14 September 2012
3 To consider and approve the appointment of Mgmt For For
KPMG Huazhen as external auditors of the
Bank for 2013 and to fix the aggregate
audit fees for 2013 at RMB133.6 million,
among which RMB77.51 million will be paid
for annual audit, RMB35.48 million for
interim review, RMB4.64 million each for
agreed-upon procedures of financial
information of the first and third quarters
and RMB11.33 million for internal control
audit
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK AND POSTPONEMENT OF
MEETING DATE FROM 2 NOV 2012 TO 5 NOV 2012.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704249425
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0128/LTN20130128352.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0128/LTN20130128343.pdf
1 To consider and approve the election of Sir Mgmt For For
Malcolm Christopher McCarthy as an
independent non-executive director of the
Bank
2 To consider and approve the election of Mr. Mgmt For For
Kenneth Patrick Chung as an independent
non-executive director of the Bank
3 To consider and approve the Bank's 2013 Mgmt For For
fixed assets investment budget
4 To approve the issue of eligible tier-2 Mgmt For For
capital instruments on the terms and
conditions as set out in the circular dated
29 January 2013
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704530105
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 191480 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422685.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422652.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0522/LTN20130522542.pdf and
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0522/LTN20130522548.pdf
1 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Directors of the
Bank
2 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Supervisors of the
Bank
3 To consider and approve the Bank's 2012 Mgmt For For
audited accounts
4 To consider and approve the Bank's 2012 Mgmt For For
profit distribution plan
5 To consider and approve the proposal on Mgmt For For
launching the engagement of accounting firm
for 2013
6 To consider and approve the appointment of Mgmt For For
Mr. Yi Huiman as an executive director of
the Bank
7 To consider and approve the appointment of Mgmt For For
Mr. Luo Xi as an executive director of the
Bank
8 To consider and approve the appointment of Mgmt For For
Mr. Liu Lixian as an executive director of
the Bank
--------------------------------------------------------------------------------------------------------------------------
INTERMEDIATE CAPITAL GROUP PLC, LONDON Agenda Number: 703913207
--------------------------------------------------------------------------------------------------------------------------
Security: G4807D101
Meeting Type: AGM
Meeting Date: 10-Jul-2012
Ticker:
ISIN: GB0004564430
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the financial statements and Mgmt For For
reports of the directors and auditors for
the financial year ended 31 March 2012
2 To approve the Directors' Remuneration Mgmt For For
Report for the financial year ended 31
March 2012
3 To declare a final dividend of 13 pence per Mgmt For For
ordinary share for the financial year ended
31 March 2012 payable on 13 July 2012 to
all holders of ordinary shares on the
register of members of the Company at the
close of business on 1 June 2012 in respect
of all ordinary shares then registered in
their names
4 To reappoint Deloitte LLP as auditors of Mgmt For For
the Company to hold office as the Company's
auditors until the conclusion of the
Company's Annual General Meeting in 2013
5 To authorise the directors to set the Mgmt For For
remuneration of the auditors
6 To reappoint Justin Dowley as a director Mgmt For For
7 To reappoint Christophe Evain as a director Mgmt For For
8 To reappoint Philip Keller as a director Mgmt For For
9 To reappoint Peter Gibbs as a director Mgmt For For
10 To reappoint Kevin Parry as a director Mgmt For For
11 To reappoint Benoit Durteste as a director Mgmt For For
12 That the directors be generally and Mgmt For For
unconditionally authorised for the purposes
of section 551 of the Companies Act 2006
(the "Act"), to exercise all the powers of
the Company to allot shares and grant
rights to subscribe for, or convert any
security into, shares: (a) up to an
aggregate nominal amount (within the
meaning of section 551(3) and (6) of the
Act) of GBP 26,679,347 (such amount to be
reduced by the nominal amount allotted or
granted under (b) below in excess of such
sum); and (b) comprising equity securities
(as defined in section 560 of the Act) up
to an aggregate nominal amount (within the
meaning of section 551(3) and (6) of the
Act) of GBP 53,358,694 (such amount to be
reduced by any allotments or grants made
under (a) above) in connection with or
pursuant to an offer by way of a rights
issue in favour of CONTD
CONT CONTD holders of ordinary shares in Non-Voting
proportion (as nearly as practicable) to
the respective number of ordinary shares
held by them on the record date for such
allotment (and holders of any other class
of equity securities entitled to
participate therein or if the directors
consider it necessary, as permitted by the
rights of those securities), but subject to
such exclusions or other arrangements as
the directors may consider necessary or
appropriate to deal with fractional
entitlements, treasury shares, record dates
or legal, regulatory or practical
difficulties which may arise under the laws
of, or the requirements of any regulatory
body or stock exchange in any territory or
any other matter whatsoever, these
authorisations to expire at the conclusion
of the next Annual General Meeting of the
Company (or, if earlier, on CONTD
CONT CONTD 30 September 2013), (save that the Non-Voting
Company may before such expiry make any
offer or agreement which would or might
require shares to be allotted or rights to
be granted, after such expiry and the
directors may allot shares, or grant rights
to subscribe for or to convert any security
into shares, in pursuance of any such offer
or agreement as if the authorisations
conferred hereby had not expired)
13 That, subject to the passing of Resolution Mgmt For For
12 set out in this Notice of the 2012
Annual General Meeting, the directors be
given the power pursuant to sections 570
(1) and 573 of the Companies Act 2006 (the
"Act") to: (a) allot equity securities (as
defined in section 560 of the Act) of the
Company for cash pursuant to the
authorisation conferred by that resolution;
and (b) sell ordinary shares (as defined in
section 560(1) of the Act) held by the
Company as treasury shares for cash, as if
section 561 of the Act did not apply to any
such allotment or sale, provided that this
power shall be limited to the allotment of
equity securities for cash and the sale of
treasury shares: (i) in connection with or
pursuant to an offer of or invitation to
acquire equity securities (but in the case
of the authorisation granted under CONTD
CONT CONTD Resolution 12(b), by way of a rights Non-Voting
issue only) in favour of holders of
ordinary shares in proportion (as nearly as
practicable) to the respective number of
ordinary shares held by them on the record
date for such allotment or sale (and
holders of any other class of equity
securities entitled to participate therein
or if the directors consider it necessary,
as permitted by the rights of those
securities) but subject to such exclusions
or other arrangements as the directors may
consider necessary or appropriate to deal
with fractional entitlements, treasury
shares, record dates or legal regulatory or
practical difficulties which may arise
under the laws of or the requirements of
any regulatory body or stock exchange in
any territory or any other matter
whatsoever; and (ii) in the case of the
authorisation granted CONTD
CONT CONTD under Resolution 12(a) above (or in Non-Voting
the case of any transfer of treasury
shares), and otherwise than pursuant to
paragraph (i) of this resolution, up to an
aggregate nominal amount of GBP 4,001,902,
and shall expire at the conclusion of the
next Annual General Meeting of the Company
(or, if earlier, on 30 September 2013),
save that the Company may before such
expiry make any offer or agreement that
would or might require equity securities to
be allotted, or treasury shares to be sold,
after such expiry and the directors may
allot equity securities, or sell treasury
shares in pursuance of any such offer or
agreement as if the power conferred hereby
had not expired
14 That the Company is generally and Mgmt For For
unconditionally authorised for the purposes
of section 701 of the Act to make market
purchases (within the meaning of section
693(4) of the Act) of any of its ordinary
shares of 20 pence each in the capital of
the Company on such terms and in such
manner as the directors may from time to
time determine provided that: (a) the
maximum number of ordinary shares which may
be purchased is 40,019,020 representing
approximately 10 per cent. of the issued
ordinary share capital at 22 May 2012; (b)
the minimum price that may be paid for each
ordinary share is 20 pence which amount
shall be exclusive of expenses, if any; (c)
the maximum price (exclusive of expenses)
that may be paid for each ordinary share is
an amount equal to 105 per cent. of the
average of the middle market quotations for
the CONTD
CONT CONTD ordinary shares of the Company as Non-Voting
derived from the Daily Official List of the
London Stock Exchange plc for the five
business days immediately preceding the day
on which such share is contracted to be
purchased; (d) unless previously renewed,
revoked or varied, this authority shall
expire at the conclusion of the next Annual
General Meeting of the Company (or, if
earlier, on 30 September 2013); and (e) the
Company may, before this authority expires,
make a contract to purchase ordinary shares
that would or might be executed wholly or
partly after the expiry of this authority,
and may make purchases of ordinary shares
pursuant to it as if this authority had not
expired
15 That a general meeting of the Company Mgmt For For
(other than an Annual General Meeting) may
be called on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
INVENSYS PLC Agenda Number: 703906884
--------------------------------------------------------------------------------------------------------------------------
Security: G49133161
Meeting Type: AGM
Meeting Date: 13-Jul-2012
Ticker:
ISIN: GB00B19DVX61
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the accounts of the Company for Mgmt For For
the year ended 31 March 2012 and the report
of the directors and auditor thereon
2 To approve the Remuneration Report Mgmt For For
contained in the Annual Report and Accounts
for the year ended 31 March 2012
3 To re-elect Mr Francesco Caio as a director Mgmt For For
of the Company
4 To re-elect Mr Wayne Edmunds as a director Mgmt For For
of the Company
5 To re-elect Mr Bay Green as a director of Mgmt For For
the Company
6 To elect Ms Victoria Hull as a director of Mgmt For For
the Company
7 To re-elect Mr Paul Lester as a director of Mgmt For For
the Company
8 To re-elect Ms Deena Mattar as a director Mgmt For For
of the Company
9 To re-elect Mr Michael Parker as a director Mgmt For For
of the Company
10 To re-elect Dr Martin Read as a director of Mgmt For For
the Company
11 To re-elect Sir Nigel Rudd as a director of Mgmt For For
the Company
12 To elect Mr David Thomas as a director of Mgmt For For
the Company
13 To re-elect Mr Pat Zito as a director of Mgmt For For
the Company
14 To reappoint Ernst & Young LLP as auditor Mgmt For For
until the conclusion of the next general
meeting of the Company at which accounts
are laid
15 To authorise the directors to determine the Mgmt For For
auditor's remuneration
16 To approve the proposed final dividend of Mgmt For For
2.75 pence per share
17 To authorise the directors generally and Mgmt For For
unconditionally (in substitution for all
subsisting authorities to the extent unused
other than in respect of any allotments
made pursuant to offers or agreements made
prior to the expiry of the authority
pursuant to which such offers or agreements
were made), in accordance with Section 551
of the Companies Act 2006, to exercise all
powers of the Company to allot shares in
the Company and grant rights to subscribe
for, or convert any security into, shares
in the Company: (a) up to an aggregate
nominal amount of GBP 26,805,594; and (b)
comprising equity securities (as defined in
Section 560 of the Companies Act 2006) up
to an aggregate nominal amount of GBP
53,611,189 (including within such limit any
shares issued or rights granted under
paragraph (a) above) in connection with an
CONTD
CONT CONTD offer by way of a rights issue: (i) Non-Voting
to holders of ordinary shares in proportion
(as nearly as may be practicable) to their
existing holdings; and (ii) to holders of
other equity securities if this is required
by the rights of those securities or, if
the directors consider it necessary, as
permitted by the rights of those
securities; and so that the directors may
impose any limits or restrictions and make
any arrangements as they consider necessary
or appropriate to deal with treasury
shares, fractional entitlements, record
dates, shares represented by depositary
receipts, legal, regulatory or practical
problems in or under the laws of any
territory or any other matter; this
authority shall expire at the conclusion of
the next Annual General Meeting of the
Company after the passing of this
resolution (or, if earlier CONTD
CONT CONTD , at the close of business on 12 Non-Voting
October 2013) (unless previously renewed,
varied or revoked by the Company in a
general meeting) and the Company may,
before this authority expires, make an
offer or agreement which would or might
require shares to be allotted, or rights to
subscribe for or convert any security into
shares to be granted, after such expiry and
the directors may allot equity securities
and grant rights in pursuance of such offer
or agreement as if this authority had not
expired
18 Subject to the passing of Resolution 17 (in Mgmt For For
substitution for all subsisting authorities
to the extent unused other than in respect
of any allotments made pursuant to offers
or agreements made prior to the passing of
this resolution), to generally empower the
directors pursuant to Section 570 and
Section 573 of the Companies Act 2006 to
allot equity securities (as defined in
Section 560 of the Companies Act 2006) for
cash pursuant to the authority conferred on
them by Resolution 17 as if Section 561(1)
of the Companies Act 2006 did not apply to
the allotment but this power shall be
limited: (a) to the allotment of equity
securities in connection with an offer or
issue of equity securities (but in the case
of the authority granted under Resolution
17(b), by way of a rights issue only), to
holders of ordinary shares in CONTD
CONT CONTD proportion (as nearly as may be Non-Voting
practicable) to their existing holdings and
holders of other equity securities if this
is required by the rights of those
securities or, if the directors consider it
necessary, as permitted by the rights of
those securities; and so that the directors
may impose any limits or restrictions and
make any arrangements as they consider
necessary or appropriate in relation to
treasury shares, fractional entitlements,
record dates, shares represented by
depositary receipts, legal, regulatory or
practical problems in or under the laws of
any territory or any other matter; and (b)
to the allotment of equity securities
pursuant to the authority granted under
Resolution 17(a) (otherwise than under (a)
above) up to an aggregate nominal amount of
GBP 4,063,750; such power to expire at the
CONTD
CONT CONTD conclusion of the next Annual General Non-Voting
Meeting of the Company after the passing of
this resolution (or, if earlier, at the
close of business on 12 October 2013)
(unless previously renewed, varied or
revoked by the Company in a general
meeting) but provided that the Company may,
before this power expires, make an offer or
agreement which would or might require
equity securities to be allotted after it
expires and the directors may allot equity
securities in pursuance of such offer or
agreement as if this power had not expired.
This power applies in relation to a sale of
shares which is an allotment of equity
shares by virtue of Section 560(3) of the
Companies Act 2006 as if in the first
paragraph of this resolution the words
"pursuant to the authority conferred on
them by Resolution 17" were omitted
19 To confirm that, in accordance with the Mgmt For For
Articles of Association, a general meeting
other than an Annual General Meeting may be
called on not less than 14 clear days'
notice
20 To authorise the directors generally and Mgmt For For
unconditionally to make market purchases
(within the meaning of Section 693(4) of
the Companies Act 2006) of ordinary shares
of 10 pence each in the capital of the
Company ("ordinary shares") on such terms
as the directors think fit, provided that:
(a) the maximum aggregate number of
ordinary shares hereby authorised to be
purchased is 81,229,074; (b) the minimum
price (exclusive of expenses) which may be
paid for each ordinary share is 10 pence
per share; (c) the maximum price (exclusive
of expenses) which may be paid for each
ordinary share is an amount equal to the
higher of: (i) 105% of the average of the
middle market quotation for an ordinary
share, as derived from the London Stock
Exchange Daily Official List, for the five
business days immediately before the day on
which CONTD
CONT CONTD such ordinary share is contracted to Non-Voting
be purchased; and (ii) an amount equal to
the higher of the price of the last
independent trade of an ordinary share and
the highest current independent bid for an
ordinary share as derived from the London
Stock Exchange Trading System; and (d) the
authority hereby conferred shall expire at
the conclusion of the next Annual General
Meeting of the Company after the passing of
this resolution (or 18 months from the date
of this resolution (whichever is the
earlier)) (except in relation to the
purchase of ordinary shares the contract
for which was concluded before such time
and which is executed wholly or partly
after such time), unless such authority is
renewed prior to such time
21 To authorise, in accordance with Section Mgmt For For
366 of the Companies Act 2006, the Company
and all companies which are subsidiaries of
the Company at any time during the period
for which this resolution has effect to:
(a) make political donations to political
parties and independent election
candidates; (b) make political donations to
political organisations other than
political parties; and (c) incur political
expenditure. in each case during the period
commencing on the date of this resolution
and ending on the date of the Company's
next Annual General Meeting after the
passing of this resolution, provided that
in each case any such donations and
expenditure made by the Company or any such
subsidiary shall not exceed GBP 25,000 per
company and together with those made by any
such subsidiary and the Company shall not
exceed in CONTD
CONT CONTD aggregate GBP 25,000. Any terms used Non-Voting
in this resolution which are defined in
Part 14 of the Companies Act 2006 have the
same meaning for the purposes of this
resolution
--------------------------------------------------------------------------------------------------------------------------
INVENSYS PLC Agenda Number: 704191030
--------------------------------------------------------------------------------------------------------------------------
Security: G49133161
Meeting Type: OGM
Meeting Date: 19-Dec-2012
Ticker:
ISIN: GB00B19DVX61
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the Rail Disposal Mgmt For For
2 To amend the rules of the Invensys 2007 Mgmt For For
Long Term Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
INVENSYS PLC Agenda Number: 704532731
--------------------------------------------------------------------------------------------------------------------------
Security: G49133161
Meeting Type: OGM
Meeting Date: 10-Jun-2013
Ticker:
ISIN: GB00B19DVX61
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the New Articles of Association Mgmt For For
2 To disapply pre-emption rights Mgmt For For
3 To capitalise reserves and grant directors Mgmt For For
authority to allot B Shares and C Shares
4 To grant directors authority to allot Mgmt For For
equity securities
CMMT THE MEETING HAS BEEN CODED AS PER Non-Voting
REGISTRARS REQUEST IN LINE WITH THE PROXY
CARD AS THERE WAS A DISCREPANCY WITH THE
MEETING NOTICE.
--------------------------------------------------------------------------------------------------------------------------
JAPAN TOBACCO INC. Agenda Number: 704545776
--------------------------------------------------------------------------------------------------------------------------
Security: J27869106
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3726800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Shareholder Proposal:Dividend Proposal Shr For Against
5 Shareholder Proposal:Share Buy-back Shr For Against
6 Shareholder Proposal:Partial Amendments to Shr For Against
the Articles of Incorporation
7 Shareholder Proposal:Cancellation of All Shr For Against
Existing Treasury Shares
--------------------------------------------------------------------------------------------------------------------------
JARDINE LLOYD THOMPSON GROUP PLC, LONDON Agenda Number: 704354644
--------------------------------------------------------------------------------------------------------------------------
Security: G55440104
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: GB0005203376
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 An ordinary resolution to receive the Mgmt For For
Annual Report and Accounts
2 An ordinary resolution to approve the final Mgmt For For
dividend of 15.9p net per Ordinary Share
3 An ordinary resolution to re-elect Mr G M T Mgmt For For
Howe as a director of the Company
4 An ordinary resolution to re-elect Lord Mgmt Against Against
Leach as a director of the Company
5 An ordinary resolution to re-elect Mr D J Mgmt For For
Burke as a director of the Company
6 An ordinary resolution to elect Ms A E Mgmt For For
Court as a director of the Company
7 An ordinary resolution to elect Mr J D S Mgmt For For
Dawson as a director of the Company
8 An ordinary resolution to re-elect Mr M F G Mgmt For For
Drummond Brady as a director of the Company
9 An ordinary resolution to re-elect Mr R J Mgmt For For
Harvey as a director of the Company
10 An ordinary resolution to re-elect Mr N R Mgmt For For
MacAndrew as a director of the Company
11 An ordinary resolution to elect Mr M T Mgmt For For
Reynolds as a director of the Company
12 An ordinary resolution to elect Mr J D R Mgmt For For
Twining as a director of the Company
13 An ordinary resolution to re-elect Mrs V Y Mgmt For For
A C Wade as a director of the Company
14 An ordinary resolution to approve the Mgmt For For
Remuneration Report
15 An ordinary resolution to re appoint Mgmt For For
PricewaterhouseCoopers LLP, Chartered
Accountants and Registered Auditors, as
auditors to the Company until the
conclusion of the next general meeting at
which accounts are laid before shareholders
and to authorise the Directors to determine
the remuneration of the auditors
16 An ordinary resolution to approve the new Mgmt Against Against
Jardine Lloyd Thompson Group plc Long-term
incentive plan
17 A special resolution seeking general Mgmt For For
authority for the Company to purchase up to
21,887,583 Ordinary Shares in the market
18 An ordinary resolution to renew the Mgmt For For
authority of the Directors to allot
securities up to an aggregate nominal value
of GBP 3,611,451 representing 72,229,026
Ordinary shares and representing 33 per
cent. of the total ordinary share capital
of the Company in issue as at 14th March
2013, excluding treasury shares
19 A Special resolution to dis-apply statutory Mgmt For For
pre-emption rights in relation to the
allotment of securities
20 A special resolution providing that a Mgmt For For
general meeting other than an annual
general meeting may be called on not less
than 14 clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 20. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
JGC CORPORATION Agenda Number: 704578117
--------------------------------------------------------------------------------------------------------------------------
Security: J26945105
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3667600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JOHN WOOD GROUP PLC, ABERDEEN Agenda Number: 704423312
--------------------------------------------------------------------------------------------------------------------------
Security: G9745T118
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: GB00B5N0P849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Financial Mgmt For For
Statements
2 To declare a final dividend Mgmt For For
3 To approve the Directors' Remuneration Mgmt For For
Report
4 To re-elect Allister Langlands as a Mgmt Abstain Against
director
5 To re-elect Bob Keiller as a director Mgmt For For
6 To re-elect Alan Semple as a director Mgmt For For
7 To re-elect Mike Straughen as a director Mgmt For For
8 To elect Mark Dobler as a director Mgmt For For
9 To elect Robin Watson as a director Mgmt For For
10 To re-elect Ian Marchant as a director Mgmt For For
11 To re-elect Michel Contie as a director Mgmt For For
12 To re-elect Neil Smith as a director Mgmt For For
13 To re-elect Jeremy Wilson as a director Mgmt For For
14 To re-elect David Woodward as a director Mgmt For For
15 To elect Thomas Botts as a director Mgmt For For
16 To elect Mary Shafer-Malicki as a director Mgmt For For
17 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors
18 To authorise the directors to fix the Mgmt For For
auditors' remuneration
19 To authorise the directors to allot shares Mgmt For For
20 To approve the Long Term Plan Mgmt For For
21 To disapply pre-emption rights Mgmt For For
22 To permit the Company to purchase its own Mgmt For For
shares
23 To authorise the Company to call general Mgmt For For
meetings on giving 14 days' notice to its
shareholders
--------------------------------------------------------------------------------------------------------------------------
JTEKT CORPORATION Agenda Number: 704587534
--------------------------------------------------------------------------------------------------------------------------
Security: J2946V104
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3292200007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
KAMIGUMI CO.,LTD. Agenda Number: 704587495
--------------------------------------------------------------------------------------------------------------------------
Security: J29438116
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3219000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines, Mgmt For For
Adopt Reduction of Liability System for
Outside Directors, Establish Record Date
for Interim Dividends, Chairperson to
Convene and Chair a Board Meeting
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KANEKA CORPORATION Agenda Number: 704574486
--------------------------------------------------------------------------------------------------------------------------
Security: J2975N106
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3215800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
3 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
4 Approve Continuance of the Policy Regarding Mgmt Against Against
Large-scale Purchases of the Company's
Shares
--------------------------------------------------------------------------------------------------------------------------
KAO CORPORATION Agenda Number: 704289998
--------------------------------------------------------------------------------------------------------------------------
Security: J30642169
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: JP3205800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KDDI CORPORATION Agenda Number: 704538238
--------------------------------------------------------------------------------------------------------------------------
Security: J31843105
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3496400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KEIKYU CORPORATION Agenda Number: 704578636
--------------------------------------------------------------------------------------------------------------------------
Security: J32104119
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3280200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
3 Approve Provision of Retirement Allowance Mgmt For For
for Retiring Directors
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
KERRY GROUP PLC Agenda Number: 704383708
--------------------------------------------------------------------------------------------------------------------------
Security: G52416107
Meeting Type: AGM
Meeting Date: 01-May-2013
Ticker:
ISIN: IE0004906560
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and Accounts Mgmt For For
2 Declaration of Dividend Mgmt For For
3 To re-elect Mr Sean Bugler Mgmt Against Against
4.A To re-elect Mr Denis Buckley Mgmt Against Against
4.B To re-elect Mr Gerry Behan Mgmt For For
4.C To re-elect Mr Kieran Breen Mgmt For For
4.D To re-elect Mr Denis Carroll Mgmt Against Against
4.E To re-elect Mr Michael Dowling Mgmt Against Against
4.F To re-elect Mr Patrick Flahive Mgmt For For
4.G To re-elect Ms Joan Garahy Mgmt For For
4.H To re-elect Mr Flor Healy Mgmt For For
4.I To re-elect Mr James Kenny Mgmt For For
4.J To re-elect Mr Stan McCarthy Mgmt For For
4.K To re-elect Mr Brian Mehigan Mgmt For For
4.L To re-elect Mr Gerard O'Hanlon Mgmt For For
4.M To re-elect Mr Michael Teahan Mgmt For For
4.N To re-elect Mr Philip Toomey Mgmt For For
4.O To re-elect Mr Denis Wallis Mgmt Against Against
5 Remuneration of Auditors Mgmt For For
6 Remuneration Report Mgmt For For
7 Section 20 Authority Mgmt For For
8 Disapplication of Section 23 Mgmt For For
9 To authorise company to make market Mgmt For For
purchases of its own shares
10 Adoption of Kerry Group plc 2013 Long Term Mgmt For For
Incentive Plan
11 To approve the proposed amendment to the Mgmt For For
Articles of Association
--------------------------------------------------------------------------------------------------------------------------
KOKUYO CO.,LTD. Agenda Number: 704303976
--------------------------------------------------------------------------------------------------------------------------
Security: J35544105
Meeting Type: AGM
Meeting Date: 28-Mar-2013
Ticker:
ISIN: JP3297000006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KOMATSU LTD. Agenda Number: 704538149
--------------------------------------------------------------------------------------------------------------------------
Security: J35759125
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3304200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt Against Against
3.2 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Giving the Board of Directors the Authority Mgmt For For
to Issue Stock Acquisition Rights as
Stock-Based Remuneration to Employees of
the Company and Directors of Major
Subsidiaries of the Company
--------------------------------------------------------------------------------------------------------------------------
KONAMI CORPORATION Agenda Number: 704578624
--------------------------------------------------------------------------------------------------------------------------
Security: J35996107
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3300200007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
3 Continuation and Partial Revision of the Mgmt Against Against
Countermeasures to Large-Scale Acquisitions
of KONAMI CORPORATION Shares (Takeover
Defense Measures)
--------------------------------------------------------------------------------------------------------------------------
KONE OYJ, HELSINKI Agenda Number: 704069548
--------------------------------------------------------------------------------------------------------------------------
Security: X4551T105
Meeting Type: EGM
Meeting Date: 24-Oct-2012
Ticker:
ISIN: FI0009013403
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Opening of the meeting Non-Voting
2 Calling the meeting to order Non-Voting
3 Election of persons to scrutinize the Non-Voting
minutes and to supervise the counting of
votes
4 Recording the legality of the meeting Non-Voting
5 Recording the attendance at the meeting and Non-Voting
adoption of the list of votes
6 Resolution on the payment of extra dividend Mgmt For For
the board proposes that an extra dividend
of EUR 1.495 be paid for each class a share
and EUR 1.50 for each class b share
7 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
KONE OYJ, HELSINKI Agenda Number: 704247697
--------------------------------------------------------------------------------------------------------------------------
Security: X4551T105
Meeting Type: AGM
Meeting Date: 25-Feb-2013
Ticker:
ISIN: FI0009013403
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Opening of the meeting Non-Voting
2 Calling the meeting to order Non-Voting
3 Election of persons to scrutinize the Non-Voting
minutes and to supervise the counting of
votes
4 Recording the legality of the meeting Non-Voting
5 Recording the attendance at the meeting and Non-Voting
adoption of the list of votes
6 Presentation of the annual accounts, the Non-Voting
report of the board of directors and the
auditor's report for year 2012
7 Adoption of the annual accounts Mgmt For For
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and payment of
dividends. the board of directors proposes
that a dividend of EUR 1,745 is paid for
each a share and a dividend of EUR 1,75 is
paid for each B share
9 Resolution on the discharge of the members Mgmt For For
of the board of directors and the CEO and
president from the liability
10 Resolution on the remuneration of the Mgmt For For
members and deputy members of the board of
directors
11 Resolution on the number of members and Mgmt For For
deputy members of the board of directors.
The nomination and compensation committee
of the board of directors proposes that
eight (8) board members and one (1) deputy
member are elected
12 Election of members and deputy member of Mgmt Against Against
the board of directors. The nomination and
compensation committee of the board of
directors proposes that S.Akiba,
M.Alahuhta, A.Brunila, A.Herlin, J.Herlin,
S.Hamalainen-Lindfors, J.Kaskeala and
S.Pietikainen are re-elected to the board
and I.Herlin is elected as a new
deputy member
13 Resolution on the remuneration of the Mgmt For For
auditors
14 Resolution on the number of auditors. The Mgmt For For
audit committee of the board of Directors
proposes that two (2) auditors are elected
15 Election of auditor. the audit committee of Mgmt For For
the board of Directors proposes that
authorized public accountants
PricewaterhouseCoopers Oy and H.Lassila are
elected as auditors
16 Authorizing the board of directors to Mgmt For For
decide on the repurchase of the company's
own shares
17 Closing of the meeting Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN SPELLING OF DIRECTOR'S NAME IN
RES. 12. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE DSM NV, HEERLEN Agenda Number: 704327837
--------------------------------------------------------------------------------------------------------------------------
Security: N5017D122
Meeting Type: AGM
Meeting Date: 03-May-2013
Ticker:
ISIN: NL0000009827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3 Financial Statements for 2012 Mgmt For For
4.b. It is proposed to declare a dividend over Mgmt For For
the fiscal year 2012 of EUR 1,50 gross per
share, an interim dividend of EUR 0,48 has
been paid in august 2012, remains a final
dividend of EUR 1,02 gross per share, which
can be taken up at the choice of
shareholders entirely in cash or in new
shares of the company
5.a. Release from liability of the members of Mgmt For For
the Managing Board
5.b. Release from liability of the members of Mgmt For For
the Supervisory Board
6 Appointment of Mr. D. de Vreeze as a member Mgmt For For
of the Managing Board
7 Re-appointment of Mr. P. Hochuli as a Mgmt For For
member of the Supervisory Board
8 Remuneration policy of the Managing Board Mgmt For For
10.a. Extension of the period during which the Mgmt For For
Managing Board is authorized to issue
ordinary shares
10.b. Extension of the period during which the Mgmt For For
Managing Board is authorized to limit or
exclude the preferential right when issuing
ordinary shares
11 Authorization of the Managing Board to have Mgmt For For
the company repurchase shares
12 Reduction of the issued capital by Mgmt For For
cancelling shares
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AMOUNTS IN RESOLUTION 4B. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KUEHNE + NAGEL INTERNATIONAL AG, NAGEL INTERNATIO Agenda Number: 704422322
--------------------------------------------------------------------------------------------------------------------------
Security: H4673L145
Meeting Type: AGM
Meeting Date: 07-May-2013
Ticker:
ISIN: CH0025238863
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 1 OF THIS MEETING IS FOR REGISTRATION Non-Voting
ONLY. IF YOU WISH TO SUBMIT A VOTE OR A
MEETING ATTENDANCE ON PART 2 OF THE
MEETING, THIS CAN ONLY BE PROCESSED BY THE
SUB-CUSTODIAN IF YOU FIRST VOTE IN FAVOUR
OF THE REGISTRATION IN PART 1 BELOW BY
VOTING IN FAVOUR OF THE BELOW RESOLUTION,
YOU ARE AUTHORISING BROADRIDGE TO ASK YOUR
SUB-CUSTODIAN TO REGISTER THE SHARES.
ALTHOUGH BLOCKING OF REGISTERED SHARES IS
NOT A LEGAL REQUIREMENT IN THE SWISS
MARKET, SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. DEPENDING ON
SUB-CUSTODIAN PRACTICES, SHARES MAY REMAIN
REGISTERED UNTIL MEETING DATE+1.
DE-REGISTRATION PROCEDURES MAY VARY AND
THEREFORE SHARES MAY NOT ALWAYS BE
AVAILABLE FOR TRADING. PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE
ANY CONCERNS.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. ALTHOUGH
BLOCKING OF REGISTERED SHARES IS NOT A
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT REPRESENTATIVE.
1 Approval of the annual report, financial Mgmt For For
statements and consolidated financial
statements 2012
2 Resolution on the appropriation of the Mgmt For For
balance sheet profit
3 Discharge to the board of directors and the Mgmt For For
management
4.A Re-election of the board of director: Mr. Mgmt For For
Dr. Renato Fassbind
4.B Re-election of the board of director: Mr. Mgmt For For
Juergen Fitschen
4.C Re-election of the board of director: Mr. Mgmt Against Against
Karl Gernandt
4.D Re-election of the board of director: Mr. Mgmt Against Against
Klaus-Michael Kuehne
4.E Re-election of the board of director: Mr. Mgmt For For
Hans Lerch
4.F Re-election of the board of director: Mr. Mgmt Against Against
Dr. Thomas Staehelin
4.G Re-election of the board of director: Mr. Mgmt For For
Dr. Joerg Wolle
4.H Re-election of the board of director: Mr. Mgmt Against Against
Bernd Wrede
5 Election of the auditors / Ernst and Young Mgmt For For
Ag, Zurich
6 In the case of ad-hoc shareholder motions Mgmt Abstain Against
proposed during the general meeting, I
authorize my proxy to act as follows in
accordance with the board of directors
--------------------------------------------------------------------------------------------------------------------------
KURITA WATER INDUSTRIES LTD. Agenda Number: 704587318
--------------------------------------------------------------------------------------------------------------------------
Security: J37221116
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3270000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Reduce Term of Office of Mgmt For For
Directors to One Year, Adopt Reduction of
Liability System for Outside Directors and
Outside Corporate Auditors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KYOCERA CORPORATION Agenda Number: 704583245
--------------------------------------------------------------------------------------------------------------------------
Security: J37479110
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3249600002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LADBROKES PLC, HARROW Agenda Number: 704322762
--------------------------------------------------------------------------------------------------------------------------
Security: G5337D107
Meeting Type: AGM
Meeting Date: 01-May-2013
Ticker:
ISIN: GB00B0ZSH635
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the reports of the directors and Mgmt For For
auditor and the accounts of the company for
the year ended 31 December 2012 be and are
hereby received and adopted
2 That a final dividend of 4.60p on each of Mgmt For For
the ordinary shares entitled thereto in
respect of the year ended 31 December 2012
be and is hereby declared
3 That C M Hodgson be and is hereby appointed Mgmt For For
a director of the company
4 That R Moross be and is hereby appointed a Mgmt For For
director of the company
5 That P Erskine be and is hereby Mgmt For For
re-appointed a director of the company
6 That R I Glynn be and is hereby Mgmt For For
re-appointed a director of the company
7 That I A Bull be and is hereby re-appointed Mgmt For For
a director of the company
8 That S Bailey be and is hereby re-appointed Mgmt For For
a director of the company
9 That J F Jarvis be and is hereby Mgmt For For
re-appointed a director of the company
10 That J M Kelly be and is hereby Mgmt For For
re-appointed a director of the company
11 That D M Shapland be and is hereby Mgmt For For
re-appointed a director of the company
12 That Ernst & Young LLP be and is hereby Mgmt For For
re-appointed as auditor to the company
13 That the directors be and are hereby Mgmt For For
authorised to agree the remuneration of the
auditor
14 That the 2012 directors' remuneration Mgmt For For
report be and is hereby approved
15 That for the purposes of section 366 of the Mgmt For For
Companies Act 2006 (authorisations required
for donations or expenditure) the company
and all companies that are subsidiaries of
the company at any time during the period
for which this resolution has effect be and
are hereby authorised to: (i) make
political donations to political parties or
independent election candidates not
exceeding GBP 50,000 in total; (ii) make
political donations to political
organisations other than political parties
not exceeding GBP 50,000 in total; and
(iii) incur political expenditure not
exceeding GBP 50,000 in total, provided
that the aggregate amount of any such
donations and expenditure shall not exceed
GBP 50,000 during the period beginning with
the date of the passing of this resolution
and ending on the date of the annual
general meeting of CONTD
CONT CONTD the company to be held in 2014 or, if Non-Voting
earlier, on 30 June 2014. For the purpose
of this resolution the terms 'political
donations', 'independent election
candidates', 'political organisations' and
'political expenditure' have the meanings
set out in sections 363 to 365 of the
Companies Act 2006
16 That the company be and is hereby generally Mgmt For For
and unconditionally authorised to make
market purchases (within the meaning of
section 693(4) of the Companies Act 2006)
of ordinary shares of 281/3p each of the
company provided that: (a) the maximum
number of ordinary shares hereby authorised
to be purchased shall be 91,759,548; (b)
the minimum price (excluding expenses)
which may be paid for an ordinary share
shall be 281/3p; (c) the maximum price
(excluding expenses) which may be paid for
an ordinary share shall be the higher of:
(i) an amount equal to 105% of the average
market value of an ordinary share for the 5
business days immediately preceding the day
the ordinary share is purchased; and (ii)
the higher of the price of the last
independent trade and the highest current
independent bid on the trading venue where
the CONTD
CONT CONTD purchase is carried out at the Non-Voting
relevant time; (d) the authority hereby
conferred shall expire at the conclusion of
the annual general meeting of the company
to be held in 2014 or, if earlier, on 30
June 2014, unless such authority is renewed
prior to such time; and (e) the company may
enter into contracts to purchase ordinary
shares under the authority hereby conferred
prior to the expiry of such authority,
which contracts will or may be executed
wholly or partly after the expiry of such
authority, and may make purchases of
ordinary shares pursuant to any such
contracts
17 That , in substitution for all previous Mgmt For For
authorities to allot shares in the company
and to grant rights to subscribe for, or to
convert any security into, shares in the
company conferred upon the directors (save
to the extent relied upon prior to the
passing of this resolution), the directors
be and they are hereby generally and
unconditionally authorised: (a) for the
purposes of section 551 of the Companies
Act 2006 ('the Act') to allot shares in the
company and to grant rights to subscribe
for, or to convert any security into,
shares in the company up to a maximum
nominal amount of GBP 86,661,796; and (b)
to exercise all the powers of the company
to allot equity securities (within the
meaning in section 560 of the Act) and to
sell equity securities which immediately
before the sale are held by the company as
treasury CONTD
CONT CONTD shares in connection with a rights Non-Voting
issue (being for the purposes of this
resolution a rights issue in favour of (i)
holders of ordinary shares (not being
treasury shares) where the equity
securities respectively attributable to the
interests of all holders of ordinary shares
(not being treasury shares) are
proportionate (or as nearly as may be) to
the respective numbers of ordinary shares
(not being treasury shares) held by them
and (ii) holders of securities, bonds,
debentures or warrants which, in accordance
with the rights attaching thereto, are
entitled to participate in such a rights
issue, but in either case subject to such
exclusions or other arrangements as the
directors may deem fit to deal with
fractional entitlements or problems which
may arise in any overseas territory or
under the requirements of any CONTD
CONT CONTD regulatory body or any stock exchange Non-Voting
or otherwise howsoever) up to a maximum
nominal amount of GBP 86,661,796, provided
that this authorisation shall expire at the
conclusion of the annual general meeting of
the company to be held in 2014, or, if
earlier, on 30 June 2014, save that the
company may before this authorisation
expires make an offer or agreement which
would or might require shares to be
allotted or sold, or rights to subscribe
for, or to convert any security into,
shares in the company to be granted, after
this authorisation expires
18 That, conditional upon resolution 17 being Mgmt For For
passed, the directors be and they are
hereby empowered to allot equity securities
(within the meaning in section 560 of the
Companies Act 2006 ('the Act')) for cash
pursuant to the authority conferred by
resolution 17 and to sell equity securities
which immediately before the sale are held
by the company as treasury shares for cash
in each case as if section 561(1) of the
Act (existing shareholders' right of
pre-emption) did not apply to such
allotment or sale provided that this power
shall be limited to: (a) in the case of the
authority granted under paragraph (a) of
resolution 17 and/or in the case of any
sale of treasury shares for cash, the
allotment of equity securities or sale of
treasury shares for cash (otherwise than
pursuant to paragraph (b) of this
resolution) up to CONTD
CONT CONTD an aggregate nominal amount of GBP Non-Voting
13,449,211; and (b) the allotment of equity
securities or sale of treasury shares for
cash in connection with an offer of, or
invitation to apply for, equity securities
(but in the case of the authority granted
under paragraph (b) of resolution 17, by
way of a rights issue only) to: (i) holders
of ordinary shares (not being treasury
shares) where the equity securities
respectively attributable to the interests
of all holders of ordinary shares (not
being treasury shares) are proportionate
(or as nearly as may be practicable) to the
respective numbers of ordinary shares (not
being treasury shares) held by them; and
(ii) holders of securities, bonds,
debentures or warrants which, in accordance
with the rights attaching thereto, are
entitled to participate in such a rights
issue or CONTD
CONT CONTD other issue, but in either case Non-Voting
subject to such exclusions or other
arrangements as the directors may deem fit
to deal with fractional entitlements or
problems which may arise in any overseas
territory or under the requirements of any
regulatory body or any stock exchange or
otherwise howsoever, and that this power
shall expire at the conclusion of the
annual general meeting of the company to be
held in 2014, or, if earlier, on 30 June
2014, save that the company may before this
power expires make any offer or agreement
which would or might require equity
securities of the company to be allotted
after the power expires
19 That a general meeting of the company other Mgmt For For
than an annual general meeting may be
called on not less than 14 clear days'
notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 17. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
LAWSON,INC. Agenda Number: 704461817
--------------------------------------------------------------------------------------------------------------------------
Security: J3871L103
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: JP3982100004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LEGRAND SA, LIMOGES Agenda Number: 704366118
--------------------------------------------------------------------------------------------------------------------------
Security: F56196185
Meeting Type: MIX
Meeting Date: 24-May-2013
Ticker:
ISIN: FR0010307819
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0329/201303291301032.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0506/201305061301895.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Ratification of the temporary appointment Mgmt For For
of Mr. Dongsheng Li as Board member, in
substitution for Mr. Mattia Caprioli who
was resigning
O.5 Appointment of Mrs. Annalisa Loustau Elia Mgmt For For
as Board member
O.6 Authorization granted to the Board of Mgmt For For
Directors to allow the Company to trade its
own shares
E.7 Authorization granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of shares
E.8 Authorization granted to the Board of Mgmt For For
Directors to decide on granting share
subscription or purchase options to staff
members and/or corporate officer of the
Company or affiliated companies or to some
of them, carrying waiver by shareholders of
their preferential subscription rights to
shares to be issued due to exercising of
subscription options
E.9 Authorization granted to the Board of Mgmt For For
Directors to decide granting free shares to
staff members and/or corporate officer of
the Company or affiliated companies or to
some of them, carrying waiver by
shareholders of their preferential
subscription rights to shares to be issued
due to allocations of free shares
E.10 Delegation of authority granted to the Mgmt For For
Board of Directors to decide on issuing
shares or securities giving access to
capital with cancellation of shareholders'
preferential subscription rights in favor
of members of a Company or Group savings
plan
E.11 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LINDE AG, MUENCHEN Agenda Number: 704513870
--------------------------------------------------------------------------------------------------------------------------
Security: D50348107
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: DE0006483001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 08.05.2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
14.05.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the financial statements Non-Voting
and annual report for the 2012 financial
year with the report of the Supervisory
Board, the group financial statements, the
group annual report, and the report
pursuant to Sections 289(4) and 315(4) of
the German Commercial Code
2. Resolution on the appropriation of the Mgmt For For
distributable profit of EUR 500,010,213.60
as follows: Payment of a dividend of EUR
2.70 per no-par share Ex-dividend and
payable date: May 30, 2013
3. Ratification of the acts of the Board of Mgmt For For
MDs
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Appointment of auditors for the 2013 Mgmt For For
financial year: KPMG AG
Wirtschaftsprufungsgesellschaft, Berlin
6. Resolution on the revocation of the Mgmt For For
existing authorized capital I, the creation
of a new authorized capital I, and the
corresponding amendment to the articles of
association. The existing authorized
capital I shall be revoked. The Board of
MDs shall be authorized, with the consent
of the Supervisory Board, to increase the
share capital by up to EUR 47,000,000
through the issue of up to 18,359.375 new
bearer no-par shares against contributions
in cash and/or kind, on or before May 28,
2018 (authorized capital I). Shareholders
shall be granted subscription rights except
for residual amounts, for the granting of
such rights to holders of option or
conversion rights, for a capital increase
of up to 10 pct. of the share capital
against contributions in cash if the shares
are issued at a price not materially below
their market price, for the issue of shares
against contributions in kind, and for the
issue of employee shares of up to EUR
3,500,000
7. Resolution on the authorization to issue Mgmt For For
convertible and/or warrant bonds, the
creation of contingent capital, and the
corresponding amendment to the articles of
association. The existing authorization
given by the shareholder's meeting of May
4, 2010, to issue bonds and create
contingent capital shall be revoked. The
Board of MDs shall be authorized, with the
consent of the Supervisory Board, to issue
bearer or registered bonds of up to EUR
3,500,000,000 conferring conversion and/or
option rights for shares of the company, on
or before May 28, 2018. Shareholders shall
be granted subscription rights except for
residual amounts, for the issue of bonds
conferring conversion and/or option rights
for shares of the company of up to 10 pct.
of the share capital at a price not
materially below their theoretical market
value, and for the granting of such rights
to holders of conversion or option rights.
The company's share capital shall be
increased accordingly by up to EUR
47,000,000 through the issue of up to
18,359,375 new no-par shares, insofar as
conversion and/or option rights are
exercised (contingent capital 2013)
8. Resolution on the revocation of the Mgmt For For
existing contingent capital 2002 and the
corresponding amendment to the articles of
association
9.1 Elections to the Supervisory Board: Mgmt For For
Ann-Kristin Achleitner
9.2 Elections to the Supervisory Board: Clemens Mgmt For For
Boersig
9.3 Elections to the Supervisory Board: Michael Mgmt Against Against
Diekmann
9.4 Elections to the Supervisory Board: Franz Mgmt For For
Fehrenbach
9.5 Elections to the Supervisory Board: Mgmt For For
Klaus-Peter Mueller
9.6 Elections to the Supervisory Board: Manfred Mgmt For For
Schneider
9.7 Elections to the Supervisory Board, Mgmt For For
Substitute member: Mathias Otto
9.8 Elections to the Supervisory Board, Mgmt For For
Substitute member: Guenter Hugger
10.1 Resolution on further amendments of the Mgmt For For
Articles of Association: Resolution on the
amendment of number 2.1 of the Articles of
Association (Object of the Company)
10.2 Resolution on further amendments of the Mgmt For For
Articles of Association: Resolution on the
amendment of number 7.1 of the Articles of
Association (Composition of the Supervisory
Board)
10.3 Resolution on further amendments of the Mgmt For For
Articles of Association: Resolution on the
amendment of number 11 of the Articles of
Association (Remuneration of the
Supervisory Board)
10.4 Resolution on further amendments of the Mgmt For For
Articles of Association: Resolution on the
amendment of number 17.1 of the Articles of
Association (Announcements of the Company)
--------------------------------------------------------------------------------------------------------------------------
LOGITECH INTERNATIONAL SA, APPLES Agenda Number: 703988266
--------------------------------------------------------------------------------------------------------------------------
Security: H50430232
Meeting Type: AGM
Meeting Date: 05-Sep-2012
Ticker:
ISIN: CH0025751329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 935359,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1 Accept financial statements and statutory Mgmt No vote
reports
2 Advisory vote to ratify named executive Mgmt No vote
officers compensation
3.1 Appropriation of retained earnings Mgmt No vote
3.2 Approve dividends of CHF 0.81 per share Mgmt No vote
from capital contribution reserves
4 Approve cancellation of capital Mgmt No vote
authorization
5 Amend Omnibus Stock Plan Mgmt No vote
6 Authorize repurchase of more than ten Mgmt No vote
percent of issued share capital
7 Approve discharge of board and senior Mgmt No vote
management
8 Declassify the board of directors Mgmt No vote
9.1 Re-elect Erh-Hsun Chang as director Mgmt No vote
9.2 Re-elect Kee-Lock Chua as director Mgmt No vote
9.3 Re-elect Didier Hirsch as director Mgmt No vote
10 Ratify PricewaterhouseCoopers SA as Mgmt No vote
auditors
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTIONS 9.2 AND
10. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SA, PARIS Agenda Number: 704323118
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: MIX
Meeting Date: 18-Apr-2013
Ticker:
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0313/201303131300596.pdf PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ARTICLE NUMBER IN RESOLUTION E.24 AND
ADDITION OF URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0329/201303291300933.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Approval of the regulated agreements Mgmt Against Against
O.4 Allocation of income and distribution of Mgmt For For
the dividend
O.5 Renewal of term of Mr. Bernard Arnault as Mgmt Against Against
Board member
O.6 Renewal of term of Mrs. Bernadette Chirac Mgmt For For
as Board member
O.7 Renewal of term of Mr. Nicholas Clive Worms Mgmt For For
as Board member
O.8 Renewal of term of Mr. Charles de Croisset Mgmt For For
as Board member
O.9 Renewal of term of Mr. Francesco Trapani as Mgmt For For
Board member
O.10 Renewal of term of Mr. Hubert Vedrine as Mgmt For For
Board member
O.11 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.12 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of shares
E.13 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital
by incorporation of reserves, profits,
premiums or other amounts
E.14 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase share
capital while maintaining preferential
subscription rights
E.15 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase share
capital without preferential subscription
rights by public offering
E.16 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase share
capital without preferential subscription
rights through an offer as private
placement to qualified investors or a
limited group of investors
E.17 Authorization to be granted to the Board of Mgmt Against Against
Directors to set the issue price of shares
and/or securities giving access to capital
according to specific terms within the
limit of 10% of capital per year, in case
of share capital increase via an issuance
without preferential subscription rights to
shares
E.18 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase the
amount of issuances in case of surplus
demands
E.19 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase capital
in the context of a public exchange offer
E.20 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital,
in consideration for in-kind contributions
E.21 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital
with cancellation of preferential
subscription rights in favor of employees
of the Group
E.22 Setting an overall ceiling for capital Mgmt For For
increases decided in accordance with the
delegations of authority
E.23 Authorization to be granted to the Board of Mgmt Against Against
Directors to allocate free shares to
employees and corporate officers of the
Group
E.24 Amendment to the Bylaws: 18 and 19 Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
MARSTON'S PLC, WOLVERHAMPTON Agenda Number: 704214725
--------------------------------------------------------------------------------------------------------------------------
Security: G5852L104
Meeting Type: AGM
Meeting Date: 22-Jan-2013
Ticker:
ISIN: GB00B1JQDM80
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Company's accounts Mgmt For For
and the reports of the Directors and
Independent Auditors
2 To declare the final dividend Mgmt For For
3 To re-elect David Thompson Mgmt For For
4 To re-elect Andrew Andrea Mgmt For For
5 To re-elect Rosalind Cuschieri Mgmt For For
6 To re-elect Ralph Findlay Mgmt For For
7 To re-elect Neil Goulden Mgmt For For
8 To re-elect Robin Hodgson Mgmt For For
9 To re-elect Robin Rowland Mgmt For For
10 To elect Nicholas Backhouse Mgmt For For
11 To elect Peter Dalzell Mgmt For For
12 To re-appoint PricewaterhouseCooper LLP as Mgmt For For
Independent Auditors
13 To authorise the Directors to agree the Mgmt For For
Independent Auditors remuneration
14 To approve the Directors Remuneration Mgmt For For
Report
15 To authorise the Directors to allot Mgmt For For
unissued shares
16 To empower the Directors to issue ordinary Mgmt For For
shares without offering them first to
existing shareholders
17 To authorise the Company to purchase its Mgmt For For
own shares
18 To authorise general meetings to be called Mgmt For For
with 14 clear days notice
--------------------------------------------------------------------------------------------------------------------------
MCMILLAN SHAKESPEARE LTD Agenda Number: 704056490
--------------------------------------------------------------------------------------------------------------------------
Security: Q58998107
Meeting Type: AGM
Meeting Date: 22-Oct-2012
Ticker:
ISIN: AU000000MMS5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (2), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 Adoption of the Remuneration Report Mgmt For For
3 Re-election of Mr Ron Pitcher as a Director Mgmt For For
4 Re-election of Mr Ross Chessari as a Mgmt For For
Director
--------------------------------------------------------------------------------------------------------------------------
MEGGITT PLC Agenda Number: 704373670
--------------------------------------------------------------------------------------------------------------------------
Security: G59640105
Meeting Type: AGM
Meeting Date: 01-May-2013
Ticker:
ISIN: GB0005758098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the audited accounts of the Company Mgmt For For
for the year ended 31 December 2012 and the
Directors' Report and Auditors' Report
thereon now laid before this meeting be and
are hereby received
2 That the Directors' Remuneration Report for Mgmt For For
the year ended 31 December 2012 be and is
hereby approved
3 That the final dividend for the year ended Mgmt For For
31 December 2012 of 8.20 pence per ordinary
share be and is hereby declared payable on
10 May 2013 to ordinary Shareholders whose
names appeared on the Register of Members
at the close of business on 15 March 2013
4 That Sir Colin Terry be and is hereby Mgmt For For
re-elected a director of the Company
5 That Mr S G Young be and is hereby Mgmt For For
re-elected a director of the Company
6 That Mr P E Green be and is hereby Mgmt For For
re-elected a director of the Company
7 That Mr P Heiden be and is hereby Mgmt For For
re-elected a director of the Company
8 That Ms B L Reichelderfer be and is hereby Mgmt For For
re-elected a director of the Company
9 That Mr D A Robins be and is hereby Mgmt For For
re-elected a director of the Company
10 That Mr D M Williams be and is hereby Mgmt For For
re-elected a director of the Company
11 That Mr G S Berruyer be and is hereby Mgmt For For
elected a director of the Company
12 That Mr P G Cox be and is hereby elected a Mgmt For For
director of the Company
13 That PricewaterhouseCoopers LLP be Mgmt For For
reappointed as auditors of the Company to
hold office from the conclusion of this
meeting until the conclusion of the next
general meeting at which accounts are laid
before the Company
14 That the directors be authorised to set the Mgmt For For
fees paid to the auditors
15 Authority to allot shares Mgmt For For
16 Disapplication of pre-emption rights Mgmt For For
17 Political donations and political Mgmt For For
expenditure
18 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
19 That in accordance with Article 83 of the Mgmt For For
Company's Articles of Association, the
maximum aggregate amount of fees the
Company may pay to the directors for their
services as directors be increased to GBP
1,000,000 per annum
--------------------------------------------------------------------------------------------------------------------------
MELROSE INDUSTRIES PLC, WARWICKSHIRE Agenda Number: 704384926
--------------------------------------------------------------------------------------------------------------------------
Security: G6491Z108
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: GB00B8L59D51
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and financial Mgmt For For
statements for the year ended 31 December
2012
2 To approve the 2012 Directors Remuneration Mgmt For For
report
3 To declare a final dividend of 5p per Mgmt For For
ordinary share
4 To re-elect Mr Christopher Miller a Mgmt For For
Director
5 To re-elect Mr David Roper as a Director Mgmt For For
6 To re-elect Mr Simon Peckham as a Director Mgmt For For
7 To re-elect Mr Geoffrey Martin as a Mgmt For For
Director
8 To re-elect Mr Miles Templeman as a Mgmt For For
Director
9 To re-elect Mr Perry Crosthwaite as a Mgmt For For
Director
10 To re-elect Mr John Grant as a Director Mgmt For For
11 To re-elect Mr Justin Dowley as a Director Mgmt For For
12 To reappoint Deloitte LLP as auditor Mgmt For For
13 To authorise the Directors to set the Mgmt For For
auditors remuneration
14 To renew the authority given to Directors Mgmt For For
to allot shares
15 To give the Directors authority to allot Mgmt For For
equity securities without application of
pre-emption rights
16 To authorise market purchases of shares Mgmt For For
17 To approve the calling of a general meeting Mgmt For For
other than an Annual General Meeting on not
less than 14 clear days notice
--------------------------------------------------------------------------------------------------------------------------
MELROSE PLC, LONDON Agenda Number: 703951726
--------------------------------------------------------------------------------------------------------------------------
Security: G5973B209
Meeting Type: OGM
Meeting Date: 16-Jul-2012
Ticker:
ISIN: GB00B464F978
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the proposed acquisition by the Mgmt For For
Company (or a wholly owned subsidiary of
the Company) of all or any part of the
issued share capital of Elster Group SE
(''Elster'') (the ''Acquisition'') by way
of (i) a tender offer for all of the issued
American Depository Shares registered by
Elster on the New York Stock Exchange (the
''NYSE'') (each an ''Elster ADS'') and all
of the issued ordinary shares in the
capital of Elster (each an ''Elster
Share''), on the terms and subject to the
conditions set out in the circular sent to
shareholders of the Company (the
''Circular'') dated 29 June 2012 and,
following the completion of such tender
offer, (ii) any further offer or offers
required to be made by applicable law,
arising from or in connection with steps
taken by the Company to delist the Elster
ADSs from the NYSE, to CONTD
CONT CONTD implement a domination agreement with Non-Voting
Elster or to implement a squeeze-out or a
merger squeeze-out under German corporate
law (at such price or prices as may be
necessary to comply with any applicable
law) and/or (iii) any further tender offer
or purchases of Elster ADSs and/or Elster
Shares, in the case of each of (ii) and
(iii), on terms not materially different
from those set out in the Circular
(including the aggregate increase in the
consideration payable for the Acquisition
of all of the Elster ADSs and Elster Shares
as a result of acquisitions of Elster ADSs
or Elster Shares pursuant to (ii) and (iii)
not being material in the context of the
Acquisition taken as a whole), be and is
approved and the Directors of the Company
(the ''Directors'') (or any duly
constituted committee thereof) be
authorised, as they CONTD
CONT CONTD may in their absolute discretion Non-Voting
think fit: (1) to take all such steps as
may be necessary or desirable in connection
with, or to implement, the Acquisition,
including for the avoidance of doubt, the
waiver of any condition to such tender
offer or any subsequent tender offer or
offers; and (2) to agree such
modifications, variations, revisions,
extensions, waivers or amendments to the
terms and conditions of the Acquisition,
and to any documents relating thereto
provided such modifications, variations,
revisions, extensions, waivers or
amendments are not material
2 That subject to and conditional on the Mgmt For For
passing of Resolution 1, and in accordance
with Article 10 of the Company's articles
of association, in addition and without
prejudice to all existing authorities
conferred on the Directors, the Directors
be and are generally and unconditionally
authorised for the purposes of section 551
of the Companies Act 2006 (the ''2006
Act'') to exercise all the powers of the
Company to allot ordinary shares in the
Company (''Ordinary Shares'') or grant
rights to subscribe for or to convert any
securities into Ordinary Shares up to an
aggregate nominal amount of GBP
2,149,427.70, provided that: (i) such
authority will expire (unless previously
renewed, varied or revoked by the Company
in general meeting) 15 months after the
passing of this resolution or, if earlier,
at the conclusion of the CONTD
CONT CONTD next annual general meeting of the Non-Voting
Company following the passing of this
resolution; and (ii) the Company may before
the expiry of this authority make an offer
or agreement which would or might require
shares in the Company to be allotted or
rights to subscribe for or to convert any
security into shares in the Company to be
granted after such expiry and the Directors
may allot such shares or grant such rights
in pursuance of that offer or agreement as
if the authority conferred hereby had not
expired
3 That subject to and conditional on the up Mgmt For For
to 844,418,024 Ordinary Shares to be issued
pursuant to the rights issue described in
the Circular being admitted (nil paid) to
the premium segment of the Official List of
the UK Listing Authority and admitted to
trading on the main market for listed
securities of the London Stock Exchange
(''Admission''), in addition to the
authorities granted pursuant to resolution
2 but in substitution for the authority
granted pursuant to resolution 13 passed at
the Melrose annual general meeting held on
9 May 2011 (the ''2012 AGM''), the
Directors be and are generally and
unconditionally authorised pursuant to
section 551 of the 2006 Act to exercise all
the powers of the Company to allot shares
in the Company or grant rights to subscribe
for, or to convert any security into,
shares in the CONTD
CONT CONTD Company: A. up to an aggregate Non-Voting
nominal amount of GBP 1,074,713.85; and B.
comprising equity securities (as defined in
section 560(1) of the 2006 Act) up to an
aggregate nominal amount of GBP
2,149,427.70 (such amount to be reduced by
the aggregate nominal amount of any
allotments or grants made under paragraph
(A) of this resolution 3) in connection
with an offer by way of a rights issue: (i)
to holders of Ordinary Shares in proportion
(as nearly as may be practicable) to their
existing holdings; and (ii) to holders of
other equity securities as required by the
rights of those securities or, subject to
such rights, as the Directors otherwise
consider necessary, and so that the
Directors may impose any limits or
restrictions and make any arrangements
which they consider necessary or
appropriate to deal with treasury CONTD
CONT CONTD shares, fractional entitlements, Non-Voting
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter,
provided that such authorities will expire
(unless previously renewed, varied or
revoked by the Company in general meeting)
15 months after the passing of this
resolution or, if earlier, at the
conclusion of the next annual general
meeting of the Company following the
passing of this resolution but in each
case, the Company may before the expiry of
this authority make offers or agreements
which would or might require shares of the
Company to be allotted, or rights to
subscribe for or to convert securities into
shares in the Company to be granted, after
such expiry and the Directors of the
Company may allot such shares or grant such
rights in pursuance of any such offer CONTD
CONT CONTD or agreement as if the authority Non-Voting
conferred hereby had not expired
4 That, in substitution for the authority Mgmt For For
granted pursuant to resolution 14 passed at
the 2012 AGM and subject to and conditional
on Admission and the passing of resolution
3, the Directors be and are generally
empowered to allot equity securities (as
defined in the 2006 Act) for cash pursuant
to the authority conferred by resolution 3
and/or to sell Ordinary Shares held by the
Company as treasury shares for cash, in
each case free of the restriction in
section 561(1) of the 2006 Act, such power
to be limited: A. to the allotment of
equity securities and sale of treasury
shares for cash in connection with an offer
of equity securities (but in the case of an
allotment pursuant to the authority granted
by paragraph (B) of resolution 3, such
power shall be limited to the allotment of
equity securities in connection with an
CONTD
CONT CONTD offer by way of a rights issue only): Non-Voting
(i) to holders of Ordinary Shares in
proportion (as nearly as may be
practicable) to their existing holdings;
and (ii) to holders of other equity
securities, as required by the rights of
those securities or, subject to such
rights, as the Directors otherwise consider
necessary, and so that the Directors may
impose any limits or restrictions and make
any arrangements which they consider
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter; and
B. to the allotment (otherwise than in the
circumstances set out in paragraph (A) of
this resolution 4) of equity securities
pursuant to the authority granted by
paragraph (A) of resolution 3 and/or CONTD
CONT CONTD the sale of treasury shares for cash Non-Voting
up to a nominal amount of GBP 161,207.08,
provided that such power will expire
(unless previously renewed, varied or
revoked by the Company in general meeting)
15 months after the passing of this
resolution or, if earlier, at the
conclusion of the next annual general
meeting of the Company following the
passing of this resolution, provided that
the Company may before such expiry make
offers or agreements which would or might
require equity securities to be allotted
(and/or treasury shares to be sold) after
such expiry and the Directors may allot
equity securities (and/or sell treasury
shares) in pursuance of such offer or
agreement as if the power conferred hereby
had not expired
5 That, in substitution for the authority Mgmt For For
granted pursuant to resolution 15 passed at
the 2012 AGM and subject to and conditional
on Admission, the Company be and is
generally and unconditionally authorised to
make one or more market purchases (within
the meaning of section 693 of the 2006 Act)
of Ordinary Shares provided that: A. the
maximum aggregate number of Ordinary Shares
authorised to be purchased is 162,662,703
(representing 10 per cent. of the issued
ordinary share capital immediately
following Admission); B. the minimum price
which may be paid for an Ordinary Share
shall not be less than the nominal value of
an Ordinary Share at the time of such
purchase; C. the maximum price which may be
paid for an Ordinary Share is not more than
the higher of: (i) 105 per cent. of the
average of the middle market quotation for
CONTD
CONT CONTD an Ordinary Share as derived from the Non-Voting
London Stock Exchange plc's Daily Official
List for the five business days immediately
preceding the day on which the Ordinary
Share is purchased; and (ii) the higher of
the price of the last independent trade and
the highest current independent bid on the
trading venue where the purchase is carried
out, in each case, exclusive of expenses;
D. this authority will expire (unless
previously renewed, varied or revoked by
the Company in general meeting) 15 months
after the passing of this resolution or, if
earlier, at the conclusion of the next
annual general meeting of the Company
following the passing of this resolution;
E. the Company may make a contract to
purchase Ordinary Shares under this
authority before expiry of the authority
which will or may be executed wholly or
partly CONTD
CONT CONTD after the expiry of that authority, Non-Voting
and may make a purchase of Ordinary Shares
in pursuance of any such contract; and F.
any Ordinary Shares purchased pursuant to
this authority may either be held as
treasury shares or cancelled by the
Company, depending on which course of
action is considered by the Directors to be
in the best interests of shareholders at
the time
--------------------------------------------------------------------------------------------------------------------------
MELROSE PLC, LONDON Agenda Number: 704089158
--------------------------------------------------------------------------------------------------------------------------
Security: G5973B209
Meeting Type: CRT
Meeting Date: 05-Nov-2012
Ticker:
ISIN: GB00B464F978
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the Scheme of Arrangement Mgmt For For
contained in the circular dated 12th
October 2012
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MELROSE PLC, LONDON Agenda Number: 704089160
--------------------------------------------------------------------------------------------------------------------------
Security: G5973B209
Meeting Type: OGM
Meeting Date: 05-Nov-2012
Ticker:
ISIN: GB00B464F978
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To implement the Scheme of Arrangement Mgmt For For
2 To approve the New Melrose Reduction of Mgmt For For
Capital
--------------------------------------------------------------------------------------------------------------------------
MEYER BURGER TECHNOLOGY AG, THUN Agenda Number: 704381348
--------------------------------------------------------------------------------------------------------------------------
Security: H5498Z128
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: CH0108503795
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THE NOTICE FOR THIS Non-Voting
MEETING WAS RECEIVED AFTER THE REGISTRATION
DEADLINE. IF YOUR SHARES WERE REGISTERED
PRIOR TO THE DEADLINE OF 26 MAR 2013 [BOOK
CLOSING/REGISTRATION DEADLINE DATE], YOUR
VOTING INSTRUCTIONS WILL BE ACCEPTED FOR
THIS MEETING. HOWEVER, VOTING INSTRUCTIONS
FOR SHARES THAT WERE NOT REGISTERED PRIOR
TO THE REGISTRATION DEADLINE WILL NOT BE
ACCEPTED.
1 Approval of the annual report 2012, the Mgmt For For
annual financial statements 2012 and the
consolidated financial statements 2012,
presentation of the reports of the auditors
2 Use of balance sheet profit Mgmt For For
3 Release of the members of the board of Mgmt For For
directors and management board
4.1 Re-election of Rudolf Samuel Guedel as a Mgmt Against Against
member of the board of directors for a
period of three years
4.2 Re-election of Prof. Dr. Konrad Wegener as Mgmt For For
a member of the board of directors for a
period of three years
5 Election of the auditors / Mgmt For For
Pricewaterhousecoopers Ltd, Bern
6 Ordinary capital increase Mgmt For For
7 Ad hoc Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
MISUMI GROUP INC. Agenda Number: 704546108
--------------------------------------------------------------------------------------------------------------------------
Security: J43293109
Meeting Type: AGM
Meeting Date: 14-Jun-2013
Ticker:
ISIN: JP3885400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI CORPORATION Agenda Number: 704545978
--------------------------------------------------------------------------------------------------------------------------
Security: J43830116
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3898400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI ESTATE COMPANY,LIMITED Agenda Number: 704578600
--------------------------------------------------------------------------------------------------------------------------
Security: J43916113
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3899600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3 Approve Renewal of Countermeasures to Mgmt Against Against
Large-Scale Acquisitions of the Company's
Shares
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI UFJ LEASE & FINANCE COMPANY LIMITED Agenda Number: 704589588
--------------------------------------------------------------------------------------------------------------------------
Security: J4706D100
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3499800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
1.14 Appoint a Director Mgmt Against Against
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
2.3 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
MITSUI & CO.,LTD. Agenda Number: 704545942
--------------------------------------------------------------------------------------------------------------------------
Security: J44690139
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3893600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUI FUDOSAN CO.,LTD. Agenda Number: 704578597
--------------------------------------------------------------------------------------------------------------------------
Security: J4509L101
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3893200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Presentation of Condolence Money to a Mgmt For For
Retired Director
--------------------------------------------------------------------------------------------------------------------------
MTR CORP LTD Agenda Number: 704393355
--------------------------------------------------------------------------------------------------------------------------
Security: Y6146T101
Meeting Type: AGM
Meeting Date: 09-May-2013
Ticker:
ISIN: HK0066009694
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0408/LTN20130408745.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0408/LTN20130408725.pdf
1 To receive and consider the audited Mgmt For For
Statement of Accounts and the Reports of
the Directors and the Auditors of the
Company for the year ended 31st December,
2012
2 To declare a final dividend for the year Mgmt For For
ended 31st December, 2012
3.a To re-elect Vincent Cheng Hoi-chuen as a Mgmt For For
member of the Board of Directors of the
Company
3.b To re-elect Christine Fang Meng-sang as a Mgmt For For
member of the Board of Directors of the
Company
3.c To re-elect Edward Ho Sing-tin as a member Mgmt For For
of the Board of Directors of the Company
4 To re-appoint KPMG as Auditors of the Mgmt For For
Company and authorise the Board of
Directors to determine their remuneration
5 Special business: To grant a general Mgmt Against Against
mandate to the Board of Directors to allot,
issue, grant, distribute and otherwise deal
with additional shares in the Company, not
exceeding ten per cent. of the issued share
capital of the Company at the date of this
Resolution (as adjusted)
6 Special business: To grant a general Mgmt For For
mandate to the Board of Directors to
purchase shares in the Company, not
exceeding ten per cent. of the issued share
capital of the Company at the date of this
Resolution
7 Special business: Conditional on the Mgmt Against Against
passing of Resolutions 5 and 6, to
authorise the Board of Directors to
exercise the powers to allot, issue, grant,
distribute and otherwise deal with
additional shares in the Company under
Resolution 5 in respect of the aggregate
nominal amount of share capital in the
Company purchased by the Company
--------------------------------------------------------------------------------------------------------------------------
NAGASE & CO.,LTD. Agenda Number: 704574854
--------------------------------------------------------------------------------------------------------------------------
Security: J47270103
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3647800006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Approve Renewal of Countermeasures to Mgmt Against Against
Large-Scale Acquisitions of the Company's
Shares
--------------------------------------------------------------------------------------------------------------------------
NAGOYA RAILROAD CO., LTD. Agenda Number: 704598816
--------------------------------------------------------------------------------------------------------------------------
Security: J47399118
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3649800004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
4 Approve Provision of Retirement Allowance Mgmt Against Against
for Directors
--------------------------------------------------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LTD Agenda Number: 704161291
--------------------------------------------------------------------------------------------------------------------------
Security: Q65336119
Meeting Type: AGM
Meeting Date: 13-Dec-2012
Ticker:
ISIN: AU000000NAB4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3.a, 3.b AND 4 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3.a, 3.b AND 4), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2.a Re-election of Director: Mr Michael Chaney Mgmt For For
2.b Re-election of Director: Mr Mark Joiner Mgmt For For
2.c Re-election of Director: Mr Paul Rizzo Mgmt For For
2.d Re-election of Director: Mr John Waller Mgmt For For
3.a Performance Rights - Group Chief Executive Mgmt For For
Officer and Executive Director Finance: Mr
Cameron Clyne
3.b Performance Rights - Group Chief Executive Mgmt For For
Officer and Executive Director Finance: Mr
Mark Joiner
4 Remuneration Report Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC, LONDON Agenda Number: 703914196
--------------------------------------------------------------------------------------------------------------------------
Security: G6375K151
Meeting Type: AGM
Meeting Date: 30-Jul-2012
Ticker:
ISIN: GB00B08SNH34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
2 To declare a final dividend Mgmt For For
3 To elect Sir Peter Gershon Mgmt For For
4 To re-elect Steve Holliday Mgmt For For
5 To re-elect Andrew Bonfield Mgmt For For
6 To re-elect Tom King Mgmt For For
7 To re-elect Nick Winser Mgmt For For
8 To re-elect Ken Harvey Mgmt For For
9 To re-elect Linda Adamany Mgmt For For
10 To re-elect Philip Aiken Mgmt For For
11 To elect Nora Brownell Mgmt For For
12 To elect Paul Golby Mgmt For For
13 To elect Ruth Kelly Mgmt For For
14 To re-elect Maria Richter Mgmt For For
15 To re-elect George Rose Mgmt For For
16 To reappoint the auditors Mgmt For For
PricewaterhouseCoopers LLP
17 To authorise the Directors to set the Mgmt For For
auditors' remuneration
18 To approve the Directors Remuneration Mgmt For For
Report
19 To authorise the Directors to allot Mgmt For For
ordinary shares
20 To disapply pre-emption rights Mgmt For For
21 To authorise the Company to purchase its Mgmt For For
own ordinary shares
22 To authorise the Directors to hold general Mgmt For For
meetings on 14 clear days' notice
23 To amend the existing Articles of Mgmt For For
Association
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 704321532
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 11-Apr-2013
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 151749,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1.1 Approval of the Annual Report, the Mgmt For For
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2012
1.2 Acceptance of the Compensation Report 2012 Mgmt For For
(advisory vote)
2 Release of the members of the Board of Mgmt For For
Directors and of the Management
3 Appropriation of profits resulting from the Mgmt For For
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2012
4.1.1 Re-elections to the Board of Directors: Mr. Mgmt For For
Peter Brabeck-Letmathe
4.1.2 Re-elections to the Board of Directors: Mr. Mgmt For For
Steven G. Hoch
4.1.3 Re-elections to the Board of Directors: Ms. Mgmt For For
Titia de Lange
4.1.4 Re-elections to the Board of Directors: Mr. Mgmt For For
Jean-Pierre Roth
4.2 Election to the Board of Directors Ms. Eva Mgmt For For
Cheng
4.3 Re-election of the statutory auditors KPMG Mgmt For For
SA, Geneva branch
CMMT IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Non-Voting
BY A SHAREHOLDER DURING THE GENERAL
MEETING, I INSTRUCT THE INDEPENDENT
REPRESENTATIVE TO VOTE ACCORDING TO THE
FOLLOWING INSTRUCTION: 1 OPTION EITHER 5.A,
5.B OR 5.C NEED TO BE INSTRUCTED (WITH YES)
TO SHOW, WHICH VOTING OPTION INVESTOR CHOSE
IN THE EVENT OF NEW OR MODIFIED PROPOSALS
5.A MANAGEMENT RECOMMENDS A FOR VOTE ON THIS Shr No vote
PROPOSAL: Vote in accordance with the
proposal of the Board of Directors
5.B Vote against the proposal of the Board of Shr No vote
Directors
5.C Abstain Shr For Against
--------------------------------------------------------------------------------------------------------------------------
NEW HOPE CORPORATION LTD Agenda Number: 704084766
--------------------------------------------------------------------------------------------------------------------------
Security: Q66635105
Meeting Type: AGM
Meeting Date: 15-Nov-2012
Ticker:
ISIN: AU000000NHC7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 6 AND 7 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (1, 6 AND 7), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 Remuneration Report Mgmt Against Against
2 Re-election of Mr David Fairfull as a Mgmt For For
Director
3 Re-election of Mr Peter Robinson as a Mgmt For For
Director
4 Election of Ms Susan Palmer as a Director Mgmt For For
5 Election of Mr Ian Williams as a Director Mgmt For For
6 Issue of Performance Rights to Mr R. C. Mgmt Against Against
Neale
7 Increase of Directors' Fee Pool Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NEWCREST MINING LTD, MELBOURNE VIC Agenda Number: 704062912
--------------------------------------------------------------------------------------------------------------------------
Security: Q6651B114
Meeting Type: AGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: AU000000NCM7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2.a Election of Mr Gerard Michael Bond as a Mgmt For For
Director
2.b Re-election of Mr Vince Gauci as a Director Mgmt For For
3 Adoption of Remuneration Report (advisory Mgmt For For
only)
--------------------------------------------------------------------------------------------------------------------------
NIKON CORPORATION Agenda Number: 704583283
--------------------------------------------------------------------------------------------------------------------------
Security: 654111103
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3657400002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOBEL BIOCARE HOLDING AG, KLOTEN Agenda Number: 704282867
--------------------------------------------------------------------------------------------------------------------------
Security: H5783Q130
Meeting Type: AGM
Meeting Date: 28-Mar-2013
Ticker:
ISIN: CH0037851646
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 151752,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 Approval of the annual report 2012 Mgmt For For
consisting of the business report, the
statutory financial statements and the
consolidated financial statements of Nobel
Biocare Holding Ltd
2 Consultative vote: Ratification of the Mgmt For For
remuneration report for 2012
3.1 Appropriation of the balance sheet result Mgmt For For
2012 and distribution of dividend: Carry
forward of the Accumulated deficit 2012
3.2 Appropriation of the balance sheet result Mgmt For For
2012 and distribution of dividend:
Allocation of reserves from capital
contributions to free reserves and
distribution of dividend of CHF 0.20 per
registered share
4 Discharge of the board of directors Mgmt For For
5.1 Re-election of member of the board of Mgmt For For
directors: Ms.Daniela Bosshardt-Hengartner
5.2 Re-election of member of the board of Mgmt For For
directors: Mr.Raymund Breu
5.3 Re-election of member of the board of Mgmt For For
directors: Mr.Edgar Fluri
5.4 Re-election of member of the board of Mgmt For For
directors: Mr.Michel Orsinger
5.5 Re-election of member of the board of Mgmt For For
directors: Mr.Juha Raeisaenen
5.6 Re-election of member of the board of Mgmt For For
directors: Mr.Oern Stuge
5.7 Re-election of member of the board of Mgmt For For
directors: Mr.Rolf Watter
5.8 Re-election of member of the board of Mgmt For For
directors: Mr.Georg Watzek
6 Election of one new member to the board of Mgmt For For
directors: Mr.Franz Maier
7 Re-election of the auditors: KPMG Ag, Mgmt For For
Zurich
8 Additional and/or counter-proposals Mgmt Abstain For
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.shab.ch/DOWNLOADPART/N6996034/N
2013.00872061.pdf
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NOMURA HOLDINGS, INC. Agenda Number: 704561807
--------------------------------------------------------------------------------------------------------------------------
Security: J59009159
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3762600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt Against Against
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 704248803
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 22-Feb-2013
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 151755,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
A.1 Approval of the Annual Report, the Mgmt For For
Financial Statements of Novartis AG and the
Group Consolidated Financial Statements for
the Business Year 2012: Under this item,
the Board of Directors proposes approval of
the Annual Report the Financial Statements
of Novartis AG and the Group Consolidated
Financial Statements for the Business Year
2012
A.2 Discharge from Liability of the Members of Mgmt For For
the Board of Directors and the Executive
Committee: Under this item, the Board of
Directors proposes discharge from liability
of its members and those of the Executive
Committee for the business year 2012
A.3 Appropriation of Available Earnings of Mgmt For For
Novartis AG and Declaration of Dividend:
Under this item, the Board of Directors
proposes to use the available earnings of
Novartis AG of 2012 for the purpose of
distributing a gross dividend of CHF 2.30
per share as follows This will result in a
payout ratio of 65% of the Group's
consolidated net income expressed in
USD.(as specified) Payout ratio is
calculated by converting into USD the
proposed total gross dividend amount in CHF
at the CHF-USD exchange rate of December
31, 2012 based on an estimated number of
shares outstanding on dividend payment date
and dividing it by the USD consolidated net
income attributable to shareholders of
Novartis AG based on the 2012 Novartis
Group consolidated financial statements. No
dividend will be declared on treasury
shares held by Novartis AG and certain
other treasury shares held by other Group
companies
A.4 Consultative Vote on the Compensation Mgmt For For
System: Under this item, the Board of
Directors proposes that the newly proposed
Compensation System of Novartis be endorsed
(non-binding consultative vote)
A.5.1 Election of Verena A. Briner, M.D: Under Mgmt For For
this item, the Board of Directors proposes
the election of Verena A. Briner, M.D., for
a three-year term
A.5.2 Election of Joerg Reinhardt, Ph.D: Under Mgmt For For
this item, the Board of Directors proposes
the election of Joerg Reinhardt Ph.D., for
a term of office beginning on August 1,
2013 and ending on the day of the Annual
General Meeting in 2016
A.5.3 Election of Charles L. Sawyers, M.D: Under Mgmt For For
this item, the Board of Directors proposes
the election of Charles L. Sawyers, M.D.,
for a three-year term
A.5.4 Election of William T. Winters: Under this Mgmt For For
item, the Board of Directors proposes the
election of William T. Winters for a
three-year term
A.6 Appointment of the Auditor: Under this Mgmt For For
item, the Board of Directors proposes the
re-election of PricewaterhouseCoopers AG as
auditor of Novartis AG for one year
B If additional and/or counter-proposals are Mgmt Abstain For
proposed at the Annual General Meeting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION A.3. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
NTT DATA CORPORATION Agenda Number: 704546122
--------------------------------------------------------------------------------------------------------------------------
Security: J59386102
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3165700000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Consolidate Trading Unit Mgmt For For
under Regulatory Requirements
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OC OERLIKON CORPORATION AG, PFAEFFIKON, FREIENBACH Agenda Number: 704390688
--------------------------------------------------------------------------------------------------------------------------
Security: H59187106
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: CH0000816824
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 151746,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1.1 Approval of the annual report, the annual Mgmt For For
financial statements of OC Oerlikon
Corporation AG, Pfaeffikon and the
consolidated financial statements 2012
1.2 Consultative vote on the remuneration Mgmt Against Against
report 2012
2.1 Allocation of the 2012 available earnings Mgmt For For
2.2 Distribution of dividend from reserves from Mgmt For For
capital contributions
3 Discharge of the members of the board of Mgmt For For
directors for the financial year 2012
4.1.1 Re-election of Tim Summers to the board of Mgmt Against Against
directors
4.1.2 Re-election of Kurt J. Hausheer to the Mgmt For For
board of directors
4.1.3 Re-election of Gerhard Pegam to the board Mgmt For For
of directors
4.1.4 Re-election of Carl Stadelhofer to the Mgmt Against Against
board of directors
4.1.5 Re-election of Hans Ziegler to the board of Mgmt Against Against
directors
4.2 Election of Mikhail Lifshitz to the board Mgmt Against Against
of directors
5 Re-election of the auditors KPMG AG, Zurich Mgmt For For
6 Ad-Hoc Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
OIL SEARCH LTD Agenda Number: 704385269
--------------------------------------------------------------------------------------------------------------------------
Security: Y64695110
Meeting Type: AGM
Meeting Date: 10-May-2013
Ticker:
ISIN: PG0008579883
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS S.1 TO S.5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (S.1 TO S.5), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
O.2 To re-elect Gerea Aopi as a director of the Mgmt For For
Company
O.3 To elect Rick Lee as a director of the Mgmt For For
Company
O.4 To elect Keith Spence as a director of the Mgmt For For
Company
O.5 To elect Bart Philemon as a director of the Mgmt For For
Company
O.6 To elect Fiona Harris as a director of the Mgmt For For
Company
O.7 To appoint an auditor: Deloitte Touche Mgmt For For
Tohmatsu
S.1 To approve the issue of 240,000 Performance Mgmt For For
Rights to the Managing Director, Peter
Botten
S.2 To approve the issue of 52,300 Performance Mgmt For For
Rights to Executive Director, Gerea Aopi
S.3 To approve the issue of 136,761 Restricted Mgmt For For
Shares to the Managing Director, Peter
Botten
S.4 To approve the issue of 36,464 Restricted Mgmt For For
Shares to the Executive Director, Gerea
Aopi
S.5 To approve the increase by AUD 550,000, to Mgmt For For
AUD 2,500,000, in the maximum aggregate
amount that may be paid to Non-Executive
Directors
--------------------------------------------------------------------------------------------------------------------------
OKUMA CORPORATION Agenda Number: 704588031
--------------------------------------------------------------------------------------------------------------------------
Security: J60966116
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3172100004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt Against Against
3 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ORICA LTD Agenda Number: 704207554
--------------------------------------------------------------------------------------------------------------------------
Security: Q7160T109
Meeting Type: AGM
Meeting Date: 31-Jan-2013
Ticker:
ISIN: AU000000ORI1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3, 4 AND 5), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2.1 Re-election of Michael Tilley as a Director Mgmt For For
2.2 Re-election of Nora Scheinkestel as a Mgmt For For
Director
3 Adoption of the Remuneration Report Mgmt For For
4 Grant of shares to Managing Director under Mgmt Abstain Against
the Long Term Equity Incentive Plan
5 Grant of shares to Finance Director under Mgmt Abstain Against
the Long Term Equity Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
ORIGIN ENERGY LTD Agenda Number: 704064067
--------------------------------------------------------------------------------------------------------------------------
Security: Q71610101
Meeting Type: AGM
Meeting Date: 12-Nov-2012
Ticker:
ISIN: AU000000ORG5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 6, 7, 8 AND 9 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (6, 7, 8 AND 9), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Election of Sir Ralph J Norris KNZM Mgmt For For
3 Re-election of Mr John H Akehurst Mgmt For For
4 Re-election of Ms Karen A Moses Mgmt For For
5 Re-election of Dr Helen M Nugent AO Mgmt For For
6 Adoption of Remuneration Report Mgmt For For
(Non-binding advisory vote)
7 Grant of long term incentives to Mr Grant A Mgmt For For
King-Managing Director
8 Grant of long term incentives to Ms Karen A Mgmt For For
Moses-Executive Director
9 Approval of potential termination benefits Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING DATE FROM 24 OCT 2012 TO
12 NOV 2012 AND CHANGE IN MEETING TIME FROM
10:30 TO 10:00. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PENNON GROUP PLC, EXETER Agenda Number: 703948399
--------------------------------------------------------------------------------------------------------------------------
Security: G8295T213
Meeting Type: AGM
Meeting Date: 26-Jul-2012
Ticker:
ISIN: GB00B18V8630
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Directors' Report and the Mgmt For For
financial statements for the year ended 31
March 2012 be received and adopted,
together with the report of the auditors
2 That a final dividend of 18.30 pence per Mgmt For For
Ordinary share recommended by the Directors
for the year ended 31 March 2012 be
declared for payment on 5 October 2012
3 That the Directors' remuneration report for Mgmt For For
the financial year 2011/12, as contained in
the Company's Annual Report 2012, be
approved
4 That Mr K G Harvey who is retiring in Mgmt For For
accordance with the recommendations of the
UK Corporate Governance Code be re-elected
as a Director
5 That Mr M D Angle who is retiring in Mgmt For For
accordance with the Company's Articles of
Association and the recommendations of the
UK Corporate Governance Code be re-elected
as a Director
6 That Mr G D Connell who is retiring in Mgmt For For
accordance with the recommendations of the
UK Corporate Governance Code be re-elected
as a Director
7 That Mr C I J H Drummond who is retiring in Mgmt For For
accordance with the Company's Articles of
Association and the recommendations of the
UK Corporate Governance Code be re-elected
as a Director
8 That Mr D J Dupont who is retiring in Mgmt For For
accordance with the recommendations of the
UK Corporate Governance Code be re-elected
as a Director
9 That Mr C Loughlin who is retiring in Mgmt For For
accordance with the recommendations of the
UK Corporate Governance Code be re-elected
as a Director
10 That Ms D A Nichols who is retiring in Mgmt For For
accordance with the Company's Articles of
Association and the recommendations of the
UK Corporate Governance Code be re-elected
as a Director
11 That PricewaterhouseCoopers LLP be Mgmt For For
appointed auditors of the Company to hold
office until the conclusion of the next
Annual General Meeting at which accounts
are laid before the Company
12 That the Directors be authorised to fix the Mgmt Abstain Against
remuneration of the auditors
13 That in accordance with Section 366 of the Mgmt For For
Companies Act 2006 the Company, and all
companies that are subsidiaries of the
Company at any time during the period for
which the resolution has effect, be
generally and unconditionally authorised
to: (a) make political donations to
political parties and/or independent
election candidates not exceeding GBP
75,000 in total; (b) make political
donations to political organisations other
than political parties not exceeding GBP
75,000 in total: and (c) incur political
expenditure not exceeding GBP 75,000 in
total, during the period from the date of
this resolution to the date of the next
Annual General Meeting of the Company in
2013, provided that the aggregate amount of
any such donations and expenditure shall
not exceed GBP 75,000 and that for the
purpose of this resolution the CONTD
CONT CONTD terms 'political donations', Non-Voting
'political parties', 'independent election
candidates', 'political organisations' and
'political expenditure' have the meanings
set out in Sections 363 to 365 of the
Companies Act 2006. It continues to be the
policy of the Company and its subsidiaries
not to make political donations, but as
explained in more detail under the
'Political donations' section of the
Explanatory notes on page 8 of this Notice,
it is considered to be necessary to obtain
such authorisation to avoid any possible
technical breach of the Companies Act 2006
due to the uncertainty created by the wide
definitions in the Act of what can be
regarded as a political donation or
political expenditure
14 Authority to allot shares Mgmt For For
15 Authority to disapply pre-emption rights Mgmt For For
16 Authority to purchase own shares Mgmt For For
17 That a general meeting, other than an Mgmt For For
Annual General Meeting, may be called on
not less than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
PERNOD-RICARD, PARIS Agenda Number: 704074234
--------------------------------------------------------------------------------------------------------------------------
Security: F72027109
Meeting Type: MIX
Meeting Date: 09-Nov-2012
Ticker:
ISIN: FR0000120693
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to
the Global Custodians that have become
Registered Intermediaries, on the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
http://www.journal-officiel.gouv.fr//pdf/20
12/1003/201210031205905.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
012/1019/201210191206055.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
June 30, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
June 30, 2012
O.3 Allocation of income for the financial year Mgmt For For
ended June 30, 2012 and setting the
dividend
O.4 Approval of the regulated Agreements Mgmt For For
pursuant to Articles L.225-38 et seq. of
the Commercial Code
O.5 Approval of the commitments pursuant to Mgmt For For
Article L. 225-42-1 of the Commercial Code
regarding Mr. Pierre Pringuet
O.6 Approval of the commitments pursuant to Mgmt Against Against
Article L. 225-42-1 of the Commercial Code
regarding Mr. Alexandre Ricard
O.7 Ratification of the cooptation of Mrs. Mgmt For For
Martina Gonzalez-Gallarza as Board member.
O.8 Ratification of the cooptation of Mr. Mgmt For For
Alexandre Ricard as Board member
O.9 Renewal of term of Mr. Alexandre Ricard as Mgmt For For
Board member
O.10 Renewal of term of Mr. Pierre Pringuet as Mgmt For For
Board member
O.11 Renewal of term of Mr. Wolfgang Colberg as Mgmt For For
Board member
O.12 Renewal of term of Mr. Cesar Giron as Board Mgmt For For
member
O.13 Renewal of term of Mrs. Martina Mgmt For For
Gonzalez-Gallarza as Board member
O.14 Appointment of Mr. Ian Gallienne as Board Mgmt For For
member
O.15 Setting the annual amount of attendance Mgmt For For
allowances allocated to the Board members
O.16 Authorization to be granted to the Board of Mgmt Against Against
Directors to trade in Company's shares
E.17 Authorization to be granted to the Board of Mgmt Against Against
Directors to carry out free allocation of
performance shares to employees and
corporate Executives of the Company and
Group companies
E.18 Authorization to be granted to the Board of Mgmt For For
Directors to grant options entitling to the
subscription for shares of the Company to
be issued or to purchase existing shares of
the Company to employees and corporate
Executives of the Company and Group
companies
E.19 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital by issuing shares or
securities giving access to capital
reserved for members of a company savings
plan with cancellation of preferential
subscription rights in favor of the latter
E.20 Amendment to Article 5 of the bylaws Mgmt For For
regarding the duration of the Company
E.21 Amendment to Article 20 of the bylaws Mgmt For For
regarding the age limit of the Chairman of
the Board of Directors
E.22 Alignment of Article 27 of the bylaws with Mgmt Against Against
legal and regulatory provisions
E.23 Alignment of Article 32 of the bylaws with Mgmt For For
legal and regulatory provisions
E.24 Alignment of Article 33 of the bylaws with Mgmt For For
legal and regulatory provisions
E.25 Powers to carry out all required legal Mgmt For For
formalities
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PETROCHINA CO LTD, BEIJING Agenda Number: 704451094
--------------------------------------------------------------------------------------------------------------------------
Security: Y6883Q104
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: CNE1000003W8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 174630 DUE TO RECEIPT OF PAST
RECORD DATE. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021116.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021152.pdf
1 To consider and approve the Report of the Mgmt For For
Board of Directors of the Company for the
year 2012
2 To consider and approve the Report of the Mgmt For For
Supervisory Committee of the Company for
the year 2012
3 To consider and approve the Audited Mgmt For For
Financial Statements of the Company for the
year 2012
4 To consider and approve the declaration and Mgmt For For
payment of the final dividend for the year
ended 31 December 2012 in the amount and in
the manner recommended by the Board of
Directors
5 To consider and approve the authorisation Mgmt For For
of the Board of Directors to determine the
distribution of interim dividends for the
year 2013
6 To consider and approve the appointment of Mgmt For For
KPMG Huazhen and KPMG as the domestic and
international auditors of the Company,
respectively, for the year 2013 and to
authorise the Board of Directors to
determine their remuneration
7(a) To consider and approve the election of Mr. Mgmt For For
Li Qingyi as the Supervisor of the Company
7(b) To consider and approve the election of Mr. Mgmt For For
Fan Fuchun as the independent Supervisor of
the Company
8 To consider and approve, by way of special Mgmt For For
resolution, certain amendments to the
articles of association of the Company:
article 10, 162
9 To consider and approve, by way of special Mgmt For For
resolution, to unconditionally grant a
general mandate to determine and handle the
issue of debt financing instruments of the
Company with the outstanding balance amount
of up to RMB100 billion, upon such terms
and conditions to be determined by the
Board of Directors
10 To consider and approve, by way of special Mgmt Against Against
resolution, to grant a general mandate to
the Board of Directors to separately or
concurrently issue, allot and deal with
additional domestic shares and overseas
listed foreign shares in the Company not
exceeding 20% of each of its existing
domestic shares and overseas listed foreign
shares of the Company in issue
--------------------------------------------------------------------------------------------------------------------------
PETROPAVLOVSK PLC Agenda Number: 704276004
--------------------------------------------------------------------------------------------------------------------------
Security: G7053A101
Meeting Type: OGM
Meeting Date: 07-Mar-2013
Ticker:
ISIN: GB0031544546
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the proposed issue by IRC of: (i) up Mgmt For For
to 1,962,500,000 new shares of IRC (IRC
Shares) and the related transactions (the
Transaction) on the terms and subject to
the conditions of the General Nice
Subscription Agreement and Minmetals
Cheerglory Subscription Agreement each as
defined and described in the circular to
shareholders of the Company dated 18
February 2013 of which this Notice forms
part (the Circular), and (ii) if
1,962,500,000 IRC Shares are not issued
pursuant to the Transaction, up to the
number of IRC Shares equal to 1,962,500,000
less the number of IRC Shares issued
pursuant to the Transaction to such persons
and on such terms as IRC may determine be
approved and that each and any of the
Directors and the Secretary of the Company,
be authorised to conclude and implement the
Transaction in accordance CONTD
CONT CONTD with such terms and conditions and Non-Voting
the related documentation and to make such
non-material modifications, variations,
waivers and extensions of any of the terms
of the Transaction and be further
authorised to approve the issue of any such
additional IRC Shares whose issue is
authorised in (ii) above
--------------------------------------------------------------------------------------------------------------------------
PETROPAVLOVSK PLC Agenda Number: 704471060
--------------------------------------------------------------------------------------------------------------------------
Security: G7053A101
Meeting Type: AGM
Meeting Date: 11-Jun-2013
Ticker:
ISIN: GB0031544546
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the accounts and the Mgmt For For
reports of the Directors and auditors
thereon
2 To receive and approve the Directors' Mgmt For For
Remuneration Report
3 To declare a final dividend and to approve Mgmt For For
the related arrangements
4 To re-appoint Deloitte LLP as auditors of Mgmt For For
the Company
5 To authorise the Directors to determine the Mgmt For For
remuneration of the auditors
6 To re-elect Mr Peter Hambro as a Director Mgmt For For
of the Company
7 To re-elect Mr Sergey Ermolenko as a Mgmt For For
Director of the Company
8 To re-elect Mr Andrey Maruta as a Director Mgmt For For
of the Company
9 To re-elect Dr Alfiya Samokhvalova as a Mgmt For For
Director of the Company
10 To re-elect Mr Martin Smith as a Director Mgmt For For
of the Company
11 To re-elect Dr Graham Birch as a Director Mgmt For For
of the Company
12 To re-elect Ms Rachel English as a Director Mgmt For For
of the Company
13 To re-elect Sir Malcolm Field as a Director Mgmt For For
of the Company
14 To re-elect Lord Guthrie as a Director of Mgmt For For
the Company
15 To re-elect Dr David Humphreys as a Mgmt For For
Director of the Company
16 To re-elect Sir Roderic Lyne as a Director Mgmt For For
of the Company
17 To re-elect Mr Charles McVeigh III as a Mgmt For For
Director of the Company
18 To authorise the Directors to allot shares Mgmt For For
19 To disapply statutory pre-emption rights Mgmt For For
20 To authorise the Company to purchase shares Mgmt For For
21 To allow general meetings to be called on Mgmt For For
14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
PREMIER INVESTMENTS LTD Agenda Number: 704148205
--------------------------------------------------------------------------------------------------------------------------
Security: Q7743D100
Meeting Type: AGM
Meeting Date: 04-Dec-2012
Ticker:
ISIN: AU000000PMV2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (2), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 Remuneration Report Mgmt For For
3.a Re-election of Dr. Gary Weiss as a Director Mgmt For For
of the Company
3.b Election of Ms. Sally Herman as a Director Mgmt For For
of the Company
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC, LONDON Agenda Number: 704408978
--------------------------------------------------------------------------------------------------------------------------
Security: G72899100
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: GB0007099541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Directors' Report and the Mgmt For For
Financial Statements
2 To approve the Directors' Remuneration Mgmt For For
Report
3 To declare a final dividend of 20.79 pence Mgmt For For
per ordinary share of the Company
4 To elect Mr Philip Remnant as a director Mgmt For For
5 To re-elect Sir Howard Davies as a director Mgmt For For
6 To re-elect Mr Robert Devey as a director Mgmt For For
7 To re-elect Mr John Foley as a director Mgmt For For
8 To re-elect Mr Michael Garrett as a Mgmt For For
director
9 To re-elect Ms Ann Godbehere as a director Mgmt For For
10 To re-elect Mr Alexander Johnston as a Mgmt For For
director
11 To re-elect Mr Paul Manduca as a director Mgmt For For
12 To re-elect Mr Michael McLintock as a Mgmt For For
director
13 To re-elect Mr Kaikhushru Nargolwala as a Mgmt For For
director
14 To re-elect Mr Nicolaos Nicandrou as a Mgmt For For
director
15 To re-elect Mr Barry Stowe as a director Mgmt For For
16 To re-elect Mr Tidjane Thiam as a director Mgmt For For
17 To re-elect Lord Turnbull as a director Mgmt For For
18 To re-elect Mr Michael Wells as a director Mgmt For For
19 To re-appoint KPMG Audit Plc as auditor Mgmt For For
20 To authorise the directors to determine the Mgmt For For
amount of the auditor's remuneration
21 Renewal of authority to make political Mgmt For For
donations
22 Renewal of authority to allot ordinary Mgmt For For
shares
23 Extension of authority to allot ordinary Mgmt For For
shares to include repurchased shares
24 Adoption of the rules of the Prudential Mgmt For For
2013 Savings-Related Share Option Scheme
25 Adoption of the Prudential Long Term Mgmt For For
Incentive Plan
26 Renewal of authority for disapplication of Mgmt For For
pre-emption rights
27 Renewal of authority for purchase of own Mgmt For For
shares
28 Renewal of authority in respect of notice Mgmt For For
for general meetings
--------------------------------------------------------------------------------------------------------------------------
QBE INSURANCE GROUP LTD Agenda Number: 704282982
--------------------------------------------------------------------------------------------------------------------------
Security: Q78063114
Meeting Type: AGM
Meeting Date: 27-Mar-2013
Ticker:
ISIN: AU000000QBE9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4, 5, 6 AND 7 AND VOTES
CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSALS
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSALS. BY VOTING (FOR
OR AGAINST) ON PROPOSALS (2, 3, 4, 5, 6 AND
7), YOU ACKNOWLEDGE THAT YOU HAVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSALS AND YOU COMPLY WITH THE VOTING
EXCLUSION
2 To adopt the remuneration report Mgmt For For
3 To approve the grant of conditional rights Mgmt For For
over the Company's ordinary shares under
the 2011 and 2012 QBE Long Term Incentive
plans to the former Group Chief Executive
Officer
4 To pay the former Group Chief Executive Mgmt For For
Officer a retirement allowance
5 To approve the grant of conditional rights Mgmt For For
over the Company's ordinary shares as an
Appointment Performance Incentive to the
Group Chief Executive Officer
6 To approve the grant of conditional rights Mgmt For For
over the Company's ordinary shares under
the 2012 QBE Long Term Incentive plan to
the Group Chief Executive Officer
7 To increase the maximum aggregate fees Mgmt For For
payable to non-executive directors
8 To elect Mr J A Graf as a director of the Mgmt For For
Company
9a To re-elect Mr D M Boyle as a director of Mgmt For For
the Company
9b To re-elect Mr J M Green as a director of Mgmt For For
the Company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF RECORD DATE OF 25 MAR 2013. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
QR NATIONAL LTD, BRISBANE QLD Agenda Number: 704060449
--------------------------------------------------------------------------------------------------------------------------
Security: Q778A4103
Meeting Type: AGM
Meeting Date: 21-Nov-2012
Ticker:
ISIN: AU000000QRN6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (4 AND 5), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Appointment of PricewaterhouseCoopers as Mgmt For For
auditor
3(a) Election of Karen Field Mgmt For For
3(b) Election of John Cooper Mgmt For For
3(c) Re-election of Graeme John AO Mgmt For For
4 Grant of Performance Rights to Managing Mgmt For For
Director & CEO
5 Remuneration Report (non-binding ordinary Mgmt For For
resolution)
6 Change of Company Name: Aurizon Holdings Mgmt For For
Limited
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING DATE FROM 7 NOV 2012 TO
21 NOV 2012. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
QR NATIONAL LTD, BRISBANE QLD Agenda Number: 704085643
--------------------------------------------------------------------------------------------------------------------------
Security: Q778A4103
Meeting Type: EGM
Meeting Date: 21-Nov-2012
Ticker:
ISIN: AU000000QRN6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (1), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
1 Selective Share Buy-back Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC, SLOUGH Agenda Number: 704365813
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Company's accounts and the reports Mgmt For For
of the Directors and the Auditors for the
year ended 31 December 2012 be received
2 That the Directors' Remuneration Report for Mgmt For For
the year ended 31 December 2012 be approved
3 That the final dividend recommended by the Mgmt For For
Directors of 78p per ordinary share for the
year ended 31 December 2012 be declared
payable and paid on 30 May 2013 to all
Shareholders on the register at the close
of business on 22 February 2013
4 That Adrian Bellamy (member of the Mgmt For For
Nomination and Remuneration Committees) be
re-elected as a Director
5 That Peter Harf (member of the Nomination Mgmt For For
Committee) be re-elected as a Director
6 That Richard Cousins (member of the Mgmt For For
Remuneration Committee) be re-elected as a
Director
7 That Kenneth Hydon (member of the Audit and Mgmt For For
Nomination Committees) be re-elected as a
Director
8 That Rakesh Kapoor (member of the Mgmt For For
Nomination Committee) be re-elected as a
Director
9 That Andre Lacroix (member of the Audit Mgmt For For
Committee) be re-elected as a Director
10 That Graham MacKay (member of the Mgmt For For
Nomination and Remuneration Committees) be
re-elected as a Director
11 That Judith Sprieser (member of the Mgmt For For
Nomination and Remuneration Committees) be
re-elected as a Director
12 That Warren Tucker (member of the Audit Mgmt For For
Committee) be re-elected as a Director
13 That Adrian Hennah, who was appointed to Mgmt For For
the Board since the date of the last AGM,
be elected as a Director
14 That PricewaterhouseCoopers LLP be Mgmt For For
re-appointed Auditors of the Company to
hold office until the conclusion of the
next general meeting at which accounts are
laid before the Company
15 That the Directors be authorised to fix the Mgmt For For
remuneration of the Auditors
16 That in accordance with s366 and s367 of Mgmt For For
the Companies Act 2006 (the 2006 Act) the
Company and any UK registered company which
is or becomes a subsidiary of the Company
during the period to which this resolution
relates be authorised to: a) make political
donations to political parties and/or
independent election candidates up to a
total aggregate amount of GBP 50,000; b)
make political donations to political
organisations other than political parties
up to a total aggregate amount of GBP
50,000; and c) incur political expenditure
up to a total aggregate amount of GBP
50,000 during the period from the date of
this resolution until the conclusion of the
next AGM of the Company in 2014, provided
that the total aggregate amount of all such
donations and expenditure incurred by the
Company and its UK subsidiaries in such
period shall not exceed GBP 50,000. For the
purpose of this resolution, the terms
'political donations', 'political parties',
'independent election candidates',
'political organisations' and 'political
expenditure' have the meanings set out in
s363 to s365 of the 2006 Act
17 That the Directors be generally and Mgmt For For
unconditionally authorised to exercise all
the powers of the Company to allot shares
or grant rights to subscribe for or convert
any security into shares of the Company: a)
up to a nominal amount of GBP 21,000,000
(such amount to be reduced by the nominal
amount allotted or granted under paragraph
(b) below in excess of such sum); and b)
comprising equity securities (as defined in
s560(1) of the 2006 Act) up to a nominal
amount of GBP 47,800,000 (such amount to be
reduced by any allotments or grants made
under paragraph (a) above) in connection
with an offer by way of a rights issue: i)
to Shareholders in proportion (as nearly as
may be practicable) to their existing
holdings; and ii) to holders of other
equity securities as required by the rights
of those securities or as the Directors
otherwise consider necessary, and so that
the Directors may impose any limits or
restrictions and make any arrangements
which it considers necessary or appropriate
to deal with treasury shares, fractional
entitlements, record dates, legal,
regulatory or practical problems in, or
under the laws of, any territory or any
other matter, such authorities to apply
until the end of next year's AGM (or, if
earlier, until the close of business on 30
June 2014), but, in each case, so that the
Company may make offers and enter into
agreements during the relevant period which
would, or might, require shares to be
allotted or rights to subscribe for or
convert securities into shares to be
granted after the authority ends and the
Directors may allot shares or grant rights
to subscribe for or convert securities into
shares under any such offer or agreement as
if the authority had not ended
18 That if resolution 17 is passed, the Mgmt For For
Directors be given power to allot equity
securities (as defined in the 2006 Act) for
cash under the authority given by that
resolution and/or to sell ordinary shares
held by the Company as treasury shares for
cash as if s561 of the 2006 Act did not
apply to any such allotment or sale, such
power to be limited: a) to the allotment of
equity securities and sale of treasury
shares for cash in connection with an offer
of, or invitation to apply for, equity
securities (but in the case of the
authority granted under paragraph (b) of
resolution 17, by way of a rights issue
only): i) to Shareholders in proportion (as
nearly as may be practicable) to their
existing holdings; and ii ) to holders of
other equity securities, as required by the
rights of those securities or, as the
Directors otherwise consider necessary, and
so that the Directors may impose any limits
or restrictions and make any arrangements
which they consider necessary or
appropriate to deal with treasury shares,
fractional entitlements, record dates,
legal, regulatory or practical problems in,
or under the laws of, any territory or any
other matter; and b) in the case of the
authority granted under paragraph (a) of
this resolution and/or in the case of any
transfer of treasury shares which is
treated as an allotment of equity
securities under s560(3) of the 2006 Act,
to the allotment (otherwise than under
paragraph (a) above) of equity securities
up to a nominal amount of GBP 3,500,000
such power to apply until the end of next
year's AGM (or, if earlier, until the close
of business on 30 June 2014) but during
this period the Company may make offers,
and enter into agreements, which would, or
might, require equity securities to be
allotted (and treasury shares to be sold)
after the power ends and the Directors may
allot equity securities under any such
offer or agreement as if the power had not
expired
19 That the Company be and it is hereby Mgmt For For
generally and unconditionally authorised
for the purposes of s701 of the 2006 Act to
make market purchases (within the meaning
of s693(4) of the 2006 Act) of ordinary
shares of 10p each in the capital of the
Company (ordinary shares) provided that: a)
the maximum number of ordinary shares which
may be purchased is 73,000,000 ordinary
shares (representing less than 10% of the
Company's issued ordinary share capital as
at 8 March 2013); b) the maximum price at
which ordinary shares may be purchased is
an amount equal to the higher of (i) 5%
above the average of the middle market
quotations for the ordinary shares as taken
from the London Stock Exchange Daily
Official List for the five business days
preceding the date of purchase; and (ii)
that stipulated by article 5(1) of the EU
Buyback and Stabilisation Regulations 2003
(No. 2273/2003); and the minimum price is
10p per ordinary share, in both cases
exclusive of expenses; c) the authority to
purchase conferred by this resolution shall
expire on the earlier of 30 June 2014 or on
the date of the AGM of the Company in 2014
save that the Company may, before such
expiry, enter into a contract to purchase
ordinary shares under which such purchase
will or may be completed or executed wholly
or partly after the expiration of this
authority and may make a purchase of
ordinary shares in pursuance of any such
contract; and d) all ordinary shares
purchased pursuant to the said authority
shall be either: i) cancelled immediately
upon completion of the purchase; or ii)
held, sold, transferred or otherwise dealt
with as treasury shares in accordance with
the provisions of the 2006 Act
20 That a general meeting other than an AGM Mgmt For For
may be called on not less than 14 clear
days' notice
--------------------------------------------------------------------------------------------------------------------------
RENTOKIL INITIAL PLC, LONDON Agenda Number: 704437145
--------------------------------------------------------------------------------------------------------------------------
Security: G7494G105
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: GB00B082RF11
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the directors' report and Mgmt For For
accounts
2 To approve the directors' remuneration Mgmt For For
report
3 To declare a final dividend Mgmt For For
4 To re-elect John McAdam as a director Mgmt For For
5 To re-elect Alan Brown as a director Mgmt For For
6 To re-elect Peter Bamford as a director Mgmt For For
7 To re-elect Richard Burrows as a director Mgmt For For
8 To re-elect Alan Giles as a director Mgmt For For
9 To re-elect Peter Long as a director Mgmt For For
10 To re-elect Andy Ransom as a director Mgmt For For
11 To re-elect Angela Seymour-Jackson as a Mgmt For For
director
12 To re-elect Duncan Tatton-Brown as a Mgmt For For
director
13 To re-elect Jeremy Townsend as a director Mgmt For For
14 To re-appoint KPMG Audit Plc as auditors Mgmt For For
15 To authorise the directors to agree the Mgmt For For
auditors' remuneration
16 To authorise the calling of a general Mgmt For For
meeting (other than an AGM) on 14 days'
clear notice
17 To authorise the directors to allot shares Mgmt For For
18 To disapply statutory pre-emption rights Mgmt For For
19 To authorise the board to make market Mgmt For For
purchases of the Company's own shares
20 To authorise the making of political Mgmt For For
donations
--------------------------------------------------------------------------------------------------------------------------
RICOH COMPANY,LTD. Agenda Number: 704573814
--------------------------------------------------------------------------------------------------------------------------
Security: J64683105
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3973400009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO LTD Agenda Number: 704326950
--------------------------------------------------------------------------------------------------------------------------
Security: Q81437107
Meeting Type: AGM
Meeting Date: 09-May-2013
Ticker:
ISIN: AU000000RIO1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND 17 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (2 AND 17), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 Receipt of the 2012 Annual report Mgmt For For
2 Approval of the Remuneration report Mgmt For For
3 To re-elect Robert Brown as a director Mgmt For For
4 To re-elect Vivienne Cox as a director Mgmt For For
5 To re-elect Jan du Plessis as a director Mgmt For For
6 To re-elect Guy Elliott as a director Mgmt For For
7 To re-elect Michael Fitzpatrick as a Mgmt For For
director
8 To re-elect Ann Godbehere as a director Mgmt For For
9 To re-elect Richard Goodmanson as a Mgmt For For
director
10 To re-elect Lord Kerr as a director Mgmt For For
11 To re-elect Chris Lynch as a director Mgmt For For
12 To re-elect Paul Tellier as a director Mgmt For For
13 To re-elect John Varley as a director Mgmt For For
14 To re-elect Sam Walsh as a director Mgmt For For
15 Re-appointment of PricewaterhouseCoopers Mgmt For For
LLP as auditors of Rio Tinto plc
16 Remuneration of auditors of Rio Tinto plc Mgmt For For
17 Approval of the Performance Share Plan 2013 Mgmt For For
18 Renewal of off-market and on-market share Mgmt For For
buyback authorities
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AUDITOR NAME, RECORD DATE AND
CHANGE IN TEXT OF RESOLUTION 10. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC, LONDON Agenda Number: 704326998
--------------------------------------------------------------------------------------------------------------------------
Security: G75754104
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: GB0007188757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2012 Annual report Mgmt For For
2 Approval of the Remuneration report Mgmt For For
3 To re-elect Robert Brown as a director Mgmt For For
4 To re-elect Vivienne Cox as a director Mgmt For For
5 To re-elect Jan du Plessis as a director Mgmt For For
6 To re-elect Guy Elliott as a director Mgmt For For
7 To re-elect Michael Fitzpatrick as a Mgmt For For
director
8 To re-elect Ann Godbehere as a director Mgmt For For
9 To re-elect Richard Goodmanson as a Mgmt For For
director
10 To re-elect Lord Kerr as a director Mgmt For For
11 To re-elect Chris Lynch as a director Mgmt For For
12 To re-elect Paul Tellier as a director Mgmt For For
13 To re-elect John Varley as a director Mgmt For For
14 To re-elect Sam Walsh as a director Mgmt For For
15 Re-appointment of auditors: To re-appoint Mgmt For For
PricewaterhouseCoopers LLP as auditors of
the Company to hold office until the
conclusion of the next annual general
meeting at which accounts are laid before
the Company
16 Remuneration of auditors Mgmt For For
17 Approval of the Performance Share Plan 2013 Mgmt For For
18 General authority to allot shares Mgmt For For
19 Disapplication of pre-emption rights Mgmt For For
20 Authority to purchase Rio Tinto plc shares Mgmt For For
21 Notice period for general meetings other Mgmt For For
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
ROCHE HOLDING AG, BASEL Agenda Number: 704258537
--------------------------------------------------------------------------------------------------------------------------
Security: H69293217
Meeting Type: AGM
Meeting Date: 05-Mar-2013
Ticker:
ISIN: CH0012032048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1.1 Accept Financial Statements and Statutory Non-Voting
Reports
1.2 Approve Remuneration Report Non-Voting
2 Approve Discharge of Board and Senior Non-Voting
Management
3 Approve Allocation of Income and Dividends Non-Voting
of CHF 7.35 per Share and Non-Voting Equity
Security
4.1 Re-elect Andreas Oeri as Director Non-Voting
4.2 Re-elect Pius Baschera as Director Non-Voting
4.3 Re-elect Paul Bulcke as Director Non-Voting
4.4 Re-elect William Burns as Director Non-Voting
4.5 Re-elect Christoph Franz as Director Non-Voting
4.6 Re-elect De Anne Julius as Director Non-Voting
4.7 Re-elect Arthur Levinson as Director Non-Voting
4.8 Re-elect Peter Voser as Director Non-Voting
4.9 Re-elect Beatrice Weder di Mauro as Non-Voting
Director
4.10 Elect Severin Schwan as Director Non-Voting
5 Ratify KPMG Ltd. as Auditors Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ROTORK PLC, BATH Agenda Number: 704351775
--------------------------------------------------------------------------------------------------------------------------
Security: G76717126
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: GB0007506958
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors Report Mgmt For For
and Accounts and the Auditors Report
thereon for 2012
2 To declare a final dividend Mgmt For For
3 To re-elect IG King as a director Mgmt For For
4 To re-elect PI France as a director Mgmt For For
5 To re-elect JM Davis as a director Mgmt For For
6 To re-elect RH Arnold as a director Mgmt For For
7 To re-elect GM Ogden as a director Mgmt For For
8 To re-elect JE Nicholas as a director Mgmt For For
9 That RC Lockwood be re-elected a director Mgmt For For
10 To re-elect GB Bullard as a director Mgmt For For
11 To elect SA James as a director Mgmt For For
12 To re-appoint KPMG Audit Plc as Auditor of Mgmt For For
the Company
13 To authorise the directors to fix the Mgmt For For
remuneration of the Auditor
14 To approve the Directors Remuneration Mgmt For For
Report
15 To authorise the directors to allot shares Mgmt For For
16 To empower the directors to allot shares Mgmt For For
for cash without first offering them to
existing shareholders
17 To authorise the Company to purchase Mgmt For For
ordinary shares
18 To authorise the Company to purchase Mgmt For For
preference shares
19 To fix the notice period for general Mgmt For For
meetings
20 To authorise the extension of the Rotork Mgmt For For
Sharesave Scheme
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC, LONDON Agenda Number: 704450535
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A100
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: GB00B03MLX29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adoption of Annual Report and Accounts Mgmt For For
2 Approval of Remuneration Report Mgmt For For
3 Re-appointment of Josef Ackermann as a Mgmt For For
Director of the Company
4 Re-appointment of Guy Elliott as a Director Mgmt For For
of the Company
5 Re-appointment of Simon Henry as a Director Mgmt For For
of the Company
6 Re-appointment of Charles O Holliday as a Mgmt For For
Director of the Company
7 Re-appointment of Gerard Kleisterlee as a Mgmt For For
Director of the Company
8 Re-appointment of Jorma Ollila as a Mgmt For For
Director of the Company
9 Re-appointment of Sir Nigel Sheinwald as a Mgmt For For
Director of the Company
10 Re-appointment of Linda G Stuntz as a Mgmt For For
Director of the Company
11 Re-appointment of Peter Voser as a Director Mgmt For For
of the Company
12 Re-appointment of Hans Wijers as a Director Mgmt For For
of the Company
13 Re-appointment of Gerrit Zalm as a Director Mgmt For For
of the Company
14 Re-appointment of Auditors: Mgmt For For
PricewaterhouseCoopers LLP
15 Remuneration of Auditors Mgmt For For
16 Authority to allot shares Mgmt For For
17 Disapplication of pre-emption rights Mgmt For For
18 Authority to purchase own shares Mgmt For For
19 Authority for certain donations and Mgmt For For
expenditure
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AUDITOR NAME AND CHANGE IN
MEETING TIME FROM 0900HRS TO 10.00HRS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SABMILLER PLC, WOKING SURREY Agenda Number: 703947929
--------------------------------------------------------------------------------------------------------------------------
Security: G77395104
Meeting Type: AGM
Meeting Date: 26-Jul-2012
Ticker:
ISIN: GB0004835483
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the financial Mgmt For For
statements for the year ended 31 March
2012, together with the reports of the
directors and auditors therein
2 To receive and, if thought fit, to approve Mgmt Against Against
the Directors' Remuneration Report 2012
contained in the Annual Report for the year
ended 31 March 2012
3 To elect Dr A J Clark as a director of the Mgmt For For
Company
4 To re-elect Mr M H Armour as a director of Mgmt For For
the Company
5 To re-elect Mr G C Bible as a director of Mgmt For For
the Company
6 To re-elect Mr D S Devitre as a director of Mgmt For For
the Company
7 To re-elect Mrs L M S Knox as a director of Mgmt For For
the Company
8 To re-elect Mr E A G Mackay as a director Mgmt Abstain Against
of the Company
9 To re-elect Mr P J Manser as a director of Mgmt Against Against
the Company
10 To re-elect Mr J A Manzoni as a director of Mgmt For For
the Company
11 To re-elect Mr M Q Morland as a director of Mgmt Against Against
the Company
12 To re-elect Dr D F Moyo as a director of Mgmt For For
the Company
13 To re-elect Mr C A Perez Davila as a Mgmt For For
director of the Company
14 To re-elect Mr M C Ramaphosa as a director Mgmt Against Against
of the Company
15 To re-elect Mr A Santo Domingo Davila as a Mgmt For For
director of the Company
16 To re-elect Ms H A Weir as director of the Mgmt For For
Company
17 To re-elect Mr H A Willard as a director of Mgmt For For
the Company
18 To re-elect Mr J S Wilson as a director of Mgmt For For
the Company
19 To declare a final dividend of 69.5 US Mgmt For For
cents per share
20 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors of the Company
21 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
22 To give a general power and authority to Mgmt For For
the directors to allot shares
23 To give a general power and authority to Mgmt For For
the directors to allot shares for cash
otherwise than pro rata to all shareholders
24 To give a general authority to the Mgmt For For
directors to make market purchases of
ordinary shares of USD 0.10 each in the
capital of the Company
25 To approve the calling of general meetings, Mgmt For For
other than an annual general meeting, on
not less than 14 clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION 8.IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAI GLOBAL LTD Agenda Number: 704063914
--------------------------------------------------------------------------------------------------------------------------
Security: Q8227J100
Meeting Type: AGM
Meeting Date: 30-Oct-2012
Ticker:
ISIN: AU000000SAI8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (1 AND 5), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 Remuneration Report Mgmt For For
2 Re-election of Non-Executive Director: Ms Mgmt For For
Anna Buduls
3 Re-election of Non-Executive Director: Mr W Mgmt For For
Peter Day
4 Election of Non-Executive Director: Mr Mgmt For For
Robert Aitken
5 Approval of issue of Performance Share Mgmt For For
Rights and Options to Anthony Scotton,
Chief Executive Officer
--------------------------------------------------------------------------------------------------------------------------
SAMPO PLC, SAMPO Agenda Number: 704270494
--------------------------------------------------------------------------------------------------------------------------
Security: X75653109
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: FI0009003305
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Opening of the meeting Non-Voting
2 Calling the meeting to order Non-Voting
3 Election of persons to scrutinize the Non-Voting
minutes and to supervise the counting of
votes
4 Recording the legality of the meeting Non-Voting
5 Recording the attendance at the meeting and Non-Voting
adoption of the list of votes
6 Presentation of the annual accounts, the Non-Voting
report of the board of directors and the
auditor's report for the year 2012
7 Adoption of the annual accounts Mgmt For For
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and the payment of
dividend the board proposes to pay a
dividend of EUR 1,35 per share
9 Resolution on the discharge of the members Mgmt For For
of the board of directors and the CEO from
liability
10 Resolution on the remuneration of the Mgmt For For
members of the board of directors
11 Resolution on the number of members of the Mgmt For For
board of directors the nomination and
compensation committee proposes that the
number of board members be eight (8)
12 Election of members of the board of Mgmt For For
directors the nomination and compensation
committee proposes to re-elect A.Brunila,
A.Grate Axen,V-M.Mattila, E.Palin-Lehtinen,
P.A.Sorlie, M.Vuoria, B.Wahlroos and to
elect J.Fagerholm as new board member
13 Resolution on the remuneration of the Mgmt For For
auditor
14 Election of the auditor the audit committee Mgmt For For
proposes to elect ERNST and Young OY as
company's auditor
15 Authorizing the board of directors to Mgmt For For
decide on the repurchase of the company's
own shares
16 Closing of the meeting Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 14. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SANOFI SA, PARIS Agenda Number: 704317684
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: MIX
Meeting Date: 03-May-2013
Ticker:
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0311/201303111300671.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0412/201304121301265.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Appointment of Mrs. Fabienne Lecorvaisier Mgmt For For
as Board member
O.5 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.6 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares and/or securities giving access to
capital of the Company and/or entitling to
the allotment of debts securities while
maintaining preferential subscription
rights
E.7 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares and/or securities giving access to
capital of the Company and/or entitling to
the allotment of debts securities with
cancellation of preferential subscription
rights by public offering
E.8 Authorization to the Board of Directors to Mgmt For For
issue shares or securities giving access to
capital without preferential subscription
rights, in consideration for in-kind
contributions of equity securities or
securities giving access to capital
E.9 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase the
number of issuable securities in case of
capital increase with or without
preferential subscription rights
E.10 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital by incorporation of
reserves, profits, premiums or other
amounts
E.11 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares or securities giving access to
capital reserved for members of savings
plans with cancellation of preferential
subscription rights in favor of the latter
E.12 Delegation of authority to be granted to Mgmt For For
the Board of Directors to carry out free
allocations of shares existing or to be
issued without preferential subscription
rights in favor of employees and corporate
officers of the Company or affiliated
companies or groups
E.13 Delegation of authority to be granted to Mgmt For For
the Board of Directors to grant share
subscription or purchase options without
preferential subscription rights
E.14 Delegation to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares
E.15 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAP AG, WALLDORF/BADEN Agenda Number: 704462946
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 04-Jun-2013
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 14 MAY 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 20 Non-Voting
MAY 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements and the approved group
financial statements, the combined
management report and group management
report of SAP AG, including the Executive
Board's explanatory notes relating to the
information provided pursuant to Sections
289 (4) and (5) and 315 (4) of the
Commercial Code (HGB), and the Supervisory
Board's report, each for fiscal year 2012
2. Resolution on the appropriation of the Mgmt For For
retained earnings of fiscal year 2012
3. Resolution on the formal approval of the Mgmt For For
acts of the Executive Board in fiscal year
2012
4. Resolution on the formal approval of the Mgmt For For
acts of the Supervisory Board in fiscal
year 2012
5. Resolution on the authorization to acquire Mgmt For For
and use treasury shares pursuant to Section
71 (1) no. 8 AktG, with possible exclusion
of the shareholders' subscription rights
and potential rights to offer shares
6. Appointment of the auditors of the Mgmt For For
financial statements and group financial
statements for fiscal year 2013: KPMG AG
--------------------------------------------------------------------------------------------------------------------------
SCHINDLER HOLDING AG, HERGISWIL Agenda Number: 704277195
--------------------------------------------------------------------------------------------------------------------------
Security: H7258G209
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: CH0024638196
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1.A Approval of the 85th annual report, the Non-Voting
financial statements and the consolidated
group financial statements 2012, and
receipt of the reports of the statutory
auditors. The board of directors proposes
that the general meeting approves the
annual report, the financial statements and
the consolidated group financial statements
1.B Compensation report 2012. The board of Non-Voting
directors proposes that the general meeting
acknowledges the compensation report
2 Appropriation of profits as per balance Non-Voting
sheet. The board of directors proposes that
the general meeting approves the following
appropriation of the 2012 profits as per
balance sheet
3 Discharge of the members of the board of Non-Voting
directors and of the management. The board
of directors proposes that the general
meeting grants discharge to all members of
the board of directors and of the
management for the expired financial year
2012
4.1.1 Election of new members of the board of Non-Voting
directors. The board of directors proposes
that the general meeting elects the
following person as new member of the board
of directors for a term of office of 3
years until the annual general meeting
2016: Prof. Dr. Monika Butler, Zurich.
Monika Butler, born in 1961, has worked
since 2008 as director of the institute for
Empirical Economic Research of the
University of St. Gallen and since 2009
also as dean of the school of economics and
political science. Furthermore she has been
full professor of economics and public
policy since 2004. Since 2010 she has been
a member of the bank council of the Swiss
National Bank. Mrs. Butler graduated in
mathematics with a major in physics at the
University of Zurich. After gaining
practical experience she obtained a Ph.D.
in economics of the University of St.
Gallen
4.1.2 Election of new members of the board of Non-Voting
directors. The board of directors proposes
that the general meeting elects the
following person as new member of the board
of directors for a term of office of 3
years until the annual general meeting
2016: Anthony Nightingale, Hong Kong.
Anthony Nightingale, born in 1947, is a
British citizen. In 1969 he joined the
Jardine Matheson Group. From 2006 to March
2012 he was its managing director (CEO).
Currently Mr. Nightingale has several
directorships with Jardine Matheson
Holdings, Jardine Cycle & Carriage, Jardine
Strategic, Dairy Farm International, Hong
Kong land und mandarin oriental
international. He is an advisor of academic
partnerships international and of Dickson
concepts as well as a commissioner of Astra
International. In Hong Kong Mr. Nightingale
holds further offices and functions, e.g.
as chairman of the Hong Kong-APEC trade
policy study group. He is a past chairman
of the Hong Kong general chamber of
commerce
4.1.3 Election of new members of the board of Non-Voting
directors. The board of directors proposes
that the general meeting elects the
following person as new member of the board
of directors for a term of office of 3
years until the annual general meeting
2016: Carole Vischer, Hergiswil. Carole
Vischer, born in 1971, graduated from the
University of Basel with a Master of Law
(lic. iur.) in 1996. Since 2002 she has
managed the charitable foundation Dr.
Robert und Lina Thyll-Durr, Stansstad,,
currently as its president. Since 2010,
Mrs. Vischer has been a member of the board
of directors of Schindler Elevators Ltd.,
Ebikon. Mrs. Vischer is a member of the 5th
generation of the family Schindler-Bonnard
4.2 Re-election of the statutory auditors for Non-Voting
the financial year 2013. The board of
directors proposes that the general meeting
re-elects Ernst & Young Ltd., Basel, as
statutory auditors for the financial year
2013
5.1 Capital reduction: Reduction of the share Non-Voting
capital as a consequence of the repurchase
program launched on 4 January 2010 and
terminated as per 31 December 2012 for a
maximum of 10 % of the nominal capital, and
of the registered shares repurchased under
this repurchase program, the board of
directors proposes that the general meeting
reduces the share capital of currently CHF
7144 005.60 by way of elimination of 552
411 treasury registered shares by CHF
55241.10 to CHF 7088764.50, and confirms
that according to the result of the report
of the auditors Ernst & Young Ltd. The
claims of the creditors are fully covered
despite the reduction of the share capital,
and amends paragraph 1 of article 4 of the
articles of association as follows
(amendments in bold) the share capital
amounts to CHF 7088764.50. it is divided
into 70887645 fully paid-up registered
shares with a par value of CHF 0.10 (10
cents) each
5.2 Capital reduction: Reduction of the Non-Voting
participation capital as a consequence of
the Repurchase program launched on 4
January 2010 and terminated as per 31
December 2012 for a maximum of 10 % of the
nominal capital, and of the participation
certificates repurchased under this
repurchase program, the board of directors
proposes that the general meeting reduces
the participation capital of currently CHF
4689480. by way of elimination of 722891
treasury participation certificates by CHF
72 289.10 to CHF 4 617 190.90, and confirms
that according to the result of the report
of the auditors Ernst Young Ltd. The claims
of the creditors are fully covered despite
the reduction of the participation capital,
and amends paragraph 1 of article 7 of the
articles of association as follows
(amendments in bold) the participation
capital amounts to CHF 4617190.90. it is
divided into 46171909 fully paid-up bearer
participation certificates with a par value
of CHF 0.10 (10 cents) each
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF RESOLUTIONS 4.1.1 TO 4.1.3,
4.2, 5.1 AND 5.2. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SCHMOLZ + BICKENBACH AG, BICKENBACH AG Agenda Number: 704613745
--------------------------------------------------------------------------------------------------------------------------
Security: H7321K104
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: CH0005795668
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 1 OF THIS MEETING IS FOR REGISTRATION Non-Voting
ONLY. IF YOU WISH TO SUBMIT A VOTE OR A
MEETING ATTENDANCE ON PART 2 OF THE
MEETING, THIS CAN ONLY BE PROCESSED BY THE
SUB-CUSTODIAN IF YOU FIRST VOTE IN FAVOUR
OF THE REGISTRATION IN PART 1 BELOW BY
VOTING IN FAVOUR OF THE BELOW RESOLUTION,
YOU ARE AUTHORISING BROADRIDGE TO ASK YOUR
SUB-CUSTODIAN TO REGISTER THE SHARES.
ALTHOUGH BLOCKING OF REGISTERED SHARES IS
NOT A LEGAL REQUIREMENT IN THE SWISS
MARKET, SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. DEPENDING ON
SUB-CUSTODIAN PRACTICES, SHARES MAY REMAIN
REGISTERED UNTIL MEETING DATE+1.
DE-REGISTRATION PROCEDURES MAY VARY AND
THEREFORE SHARES MAY NOT ALWAYS BE
AVAILABLE FOR TRADING. PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE
ANY CONCERNS.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. ALTHOUGH
BLOCKING OF REGISTERED SHARES IS NOT A
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT REPRESENTATIVE.`
1 Annual Report, Financial Statements and Mgmt For For
Consolidated Financial Statements for 2012
2 Appropriation of available earnings Mgmt For For
3 Discharge the Board of Directors as well as Mgmt For For
to the Executive Board and Executive
Committee of the Group
4 Capital reduction with immediate capital Mgmt For For
re-increase
5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Capital reduction
through a nominal value reduction and
ordinary capital increase by Granting
subscription right and with a simultaneous
trading of subscription rights
4/5 Item 4/5) will only come to a vote if the Mgmt For For
capital resolutions under Items 4 and 5 are
both approved at the AGM. It is effectively
a tie-breaking resolution, since the
company will only execute one of the
capital proposals. On the actual proxy
card, shareholders are asked to choose
between Item 4 and Item 5 in the event that
both items are approved. Shareholders that
wish to support Item 4 in a tie-breaking
scenario should vote FOR this item, and
shareholders that wish to support Item 5 in
a tie-breaking scenario should vote AGAINST
this item
6.1.1 Re-election of Dr. Hans-Peter Zehnder to Mgmt For For
the Board of Directors
6.1.2 Re-election of Manfred Breuer to the Board Mgmt For For
of Directors
6.2.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Dismissal of Dr. Marc
Feiler from the Board of Directors
622.1 Election of Mr. Carl Michael Eichler to the Mgmt For For
Board of Directors
622.2 Election of Dr. Heinz Schumacher to the Mgmt For For
Board of Directors
622.3 Election of Dr. Roger Schaak to the Board Mgmt For For
of Directors
622.4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Election of Dr.
Oliver Thum to the Board of Directors
6.3 Re-election of Ernst & Young AG, 8022 Mgmt For For
Zurich, as auditors for a term of one year
until the Annual General Meeting 2014
7 In the case of ad-hoc/Miscellaneous Mgmt Abstain Against
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors; FOR vote is counted in line
with management. AGAINST vote is counted
against management and an ABSTAIN vote is
factually a vote against management due to
the voting mechanism
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA, RUEIL MALMAISON Agenda Number: 704397416
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 25-Apr-2013
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0306/201303061300569.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0408/201304081301065.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income for the financial year Mgmt For For
and setting the dividend
O.4 Approval of the regulated agreements Mgmt For For
entered in during the financial year 2012
regarding the supplemental defined benefit
pension plan applicable to Executive Board
members and the Chairman of the Supervisory
Board
O.5 Approval of the amendment to the Mgmt For For
compensation plan payable to Mr.
Jean-Pascal Tricoire in case of termination
of his duties
O.6 Renewal of term of Mr. Gerard de La Mgmt For For
Martiniere as Supervisory Board member
O.7 Authorization granted to the Executive Mgmt For For
Board to purchase shares of the
Company-Maximum purchase price of Euros
75.00 per share
E.8 Changing the mode of administration and Mgmt Against Against
management of the Company by establishing a
Board of Directors
E.9 Continuation of (i) the 22d resolution Mgmt For For
adopted by the Extraordinary General
Meeting held on April 21, 2011 (Capital
increase reserved for employees who are
members of the Company Savings Plan with
cancellation of shareholders' preferential
subscription rights) and of (ii) the 17th
resolution adopted by the Extraordinary
General Meeting held on May 3, 2012
(Capital increase reserved for a class of
beneficiaries: employees of foreign
companies of the Group, either directly or
through entities acting on their behalf
with cancellation of shareholders'
preferential subscription rights); renewal
of the authorizations and delegations
previously granted to the Executive Board
under the aforementioned resolutions for
the benefit of the Board of Directors
E.10 Delegation of authority granted to the Mgmt For For
Board of Directors to (i) increase share
capital within the limit of a nominal
amount of Euros 800 million by issuing
ordinary shares or any securities giving
access to capital while maintaining
shareholders' preferential subscription
rights or to (ii) issue securities
entitling to the allotment of debt
securities while maintaining preferential
subscription rights.)
E.11 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by incorporation of reserves,
profits, premiums or other amounts which
may be capitalized
E.12 Delegation of authority granted to the Mgmt For For
Board of Directors to (i) increase share
capital within the limit of a nominal
amount of Euros 220 million by issuing
ordinary shares or any securities giving
access to capital of the Company or one of
its subsidiaries with cancellation of
shareholders' preferential subscription
rights or to (ii) issue securities
entitling to the allotment of debt
securities with cancellation of
shareholders' preferential subscription
rights, in both case through a public
offer. This delegation may be used in
consideration for contributions of
securities through a public exchange offer
initiated by the Company
E.13 Delegation of authority granted to the Mgmt For For
Board of Directors to increase the initial
issuance amount with or without
shareholders' preferential subscription
rights which was decided under the tenth
and twelfth resolutions respectively
E.14 Delegation of powers granted to the Board Mgmt For For
of Directors to increase share capital
within the limit of 9.9% of share capital,
in consideration for in-kind contributions
E.15 Delegation of authority granted to the Mgmt For For
Board of Directors to decide, with
cancellation of shareholders' preferential
subscription rights and through an offer
pursuant to Article L.411-2, II of the
Monetary and Financial Code to (i) increase
share capital within the limit of the
nominal amount of Euros 110 million (or for
information, 4.95% of capital), by issuing
ordinary shares or any securities giving
access to capital of the Company or one of
its subsidiaries, whose issue price will be
set by the Board of Directors according to
the terms established by the General
Meeting or to (ii) issue securities
entitling to the allotment of debt
securities
E.16 Authorization granted to the Board of Mgmt Against Against
Directors to carry out free allocations of
shares (on the basis of shares existing or
to be issued) under performance conditions,
if appropriate, to corporate officers and
employees of the Company and affiliated
companies within the limit of 1.8% of share
capital carrying waiver by shareholders of
their preferential subscription rights
E.17 Authorization granted to the Board of Mgmt Against Against
Directors to grant share subscription or
purchase options to corporate officers and
employees of the Company and affiliated
companies within the limit of 0.5% of share
capital carrying waiver by shareholders of
their preferential subscription rights
E.18 Delegation of authority granted to the Mgmt For For
Board of Directors to carry out capital
increases reserved for members of the
Company Savings Plan within the limit of 2%
of share capital with cancellation of
shareholders' preferential subscription
rights
E.19 Authorization granted to the Board of Mgmt For For
Directors to carry out capital increases
reserved for a class of beneficiaries:
employees of foreign companies of the
Group, either directly or through entities
acting on their behalf or entities acting
to offer employees of foreign companies of
the Group similar benefits to those offered
to members of the Company Savings Plan
within the limit of 1% of share capital
with cancellation of shareholders'
preferential subscription rights
E.20 Authorization granted to the Board of Mgmt For For
Directors to cancel shares of the Company,
if appropriate, repurchased under the
conditions established by the General
Meeting up to 10% of share capital
O.21 Appointment of Mr. Jean-Pascal Tricoire as Mgmt Against Against
Board member
O.22 Appointment of Mr. Henri Lachmann as Board Mgmt For For
member
O.23 Appointment of Mr. Leo Apotheker as Board Mgmt For For
member
O.24 Appointment of Mrs. Betsy Atkins as Board Mgmt For For
member
O.25 Appointment of Mr. Gerard de La Martiniere Mgmt For For
as Board member
O.26 Appointment of Mr. Xavier Fontanet as Board Mgmt For For
member
O.27 Appointment of Mr. Noel Forgeard as Board Mgmt For For
member
O.28 Appointment of Mr. Antoine Mgmt For For
Gosset-Grainville as Board member
O.29 Appointment of Mr. Willy R. Kissling as Mgmt For For
Board member
O.30 Appointment of Mrs. Cathy Kopp as Board Mgmt For For
member
O.31 Appointment of Mrs. Dominique Senequier as Mgmt For For
Board member
O.32 Appointment of Mr. G. Richard Thoman as Mgmt For For
Board member
O.33 Appointment of Mr. Serge Weinberg as Board Mgmt For For
member
CMMT RESOLUTIONS THIRTY-FOURTH TO Non-Voting
THIRTY-SEVENTH: PURSUANT TO ARTICLE 11-3 OF
THE BYLAWS OF THE COMPANY, ONLY ONE SEAT AS
SUPERVISORY BOARD MEMBER REPRESENTING
EMPLOYEE SHAREHOLDERS NEEDS TO BE FILLED,
AND ONLY THE APPLICANT WITH THE HIGHEST
NUMBER OF VOTES OF SHAREHOLDERS PRESENT AND
REPRESENTED WILL BE APPOINTED. THE
EXECUTIVE BOARD ON THE RECOMMENDATION OF
THE SUPERVISORY BOARD HAS APPROVED THE 35TH
RESOLUTION, THEREFORE, YOU ARE INVITED TO
VOTE IN FAVOR OF THIS RESOLUTION AND TO
ABSTAIN FROM VOTING ON THE 34TH, 36TH AND
37TH RESOLUTIONS
O.34 PLEASE NOTE THAT MANAGEMENT RECOMMENDS TO Mgmt Against Against
VOTE ABSTAIN ON THIS RESOLUTION:
Appointment of Mr. Claude Briquet as Board
member representing employee shareholders
O.35 Appointment of Mrs. Magali Herbaut as Board Mgmt For For
member representing employee shareholders
O.36 PLEASE NOTE THAT MANAGEMENT RECOMMENDS TO Mgmt Against Against
VOTE ABSTAIN ON THIS RESOLUTION:
Appointment of Mr. Thierry Jacquet as Board
member representing employee shareholders
O.37 PLEASE NOTE THAT MANAGEMENT RECOMMENDS TO Mgmt Against Against
VOTE ABSTAIN ON THIS RESOLUTION:
Appointment of Mr. Jean-Michel Vedrine as
Board member representing employee
shareholders
O.38 Setting the amount of attendance allowances Mgmt For For
allocated to the Board of Directors
O.39 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SCOR SE, PUTEAUX Agenda Number: 704337369
--------------------------------------------------------------------------------------------------------------------------
Security: F15561677
Meeting Type: MIX
Meeting Date: 25-Apr-2013
Ticker:
ISIN: FR0010411983
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0320/201303201300839.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0329/201303291300997.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0410/201304101301236.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the reports and corporate Mgmt For For
financial statements for the financial year
ended December 31, 2012
O.2 Allocation of income and setting the Mgmt For For
dividend for the financial year ended
December 31, 2012
O.3 Approval of the reports and consolidated Mgmt For For
financial statements for the financial year
ended December 31, 2012
O.4 Approval of the agreements referred to in Mgmt Against Against
the special report of the Statutory
Auditors pursuant to Article L.225-86 of
the Commercial Code
O.5 Renewal of term of Mr. Gerard Andreck as Mgmt For For
Board member
O.6 Renewal of term of Mr. Charles Gave as Mgmt For For
Board member
O.7 Appointment of Mr. Thierry Derez as Board Mgmt For For
member
O.8 Appointment of Mrs. Fields Wicker-Miurin as Mgmt For For
Board member
O.9 Appointment of Mrs. Kory Sorenson as Board Mgmt For For
member
O.10 Appointment of Mr. Andreas Brandstetter as Mgmt For For
Board member
O.11 Authorization granted to the Board of Mgmt For For
Directors to trade in Company's shares
O.12 Powers to carry out all legal formalities Mgmt For For
E.13 Delegation of authority granted to the Mgmt For For
Board of Directors to decide on
incorporating reserves, profits or premiums
to capital
E.14 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to issue
shares and/or securities giving access to
capital or entitling to a debt security
while maintaining preferential subscription
rights
E.15 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to issue
shares and/or securities giving access to
capital or entitling to a debt security
with cancellation of preferential
subscription rights by public offering
E.16 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to issue
shares and/or securities giving access to
capital or entitling to a debt security
with cancellation of preferential
subscription rights as part of an offer
pursuant to Article L.411-2, II of the
Monetary and Financial Code
E.17 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to issue
shares and/or securities giving access to
capital of the Company or entitling to a
debt security with cancellation of
preferential subscription rights, in
consideration for securities brought to the
Company in case of any public exchange
offer initiated by the Company
E.18 Delegation of powers granted to the Board Mgmt For For
of Directors to issue shares and/or
securities giving access to capital of the
Company or entitling to a debt security
within the limit of 10% of share capital
without preferential subscription rights,
in consideration for in-kind contributions
granted to the Company and comprised of
equity securities or securities giving
access to capital
E.19 Authorization granted to the Board of Mgmt For For
Directors to increase the number of
issuable securities in case of capital
increase with or without preferential
subscription rights
E.20 Delegation of authority granted to the Mgmt For For
Board of Directors to securities giving
access to capital of the Company with
cancellation of preferential subscription
rights in favor of a category of persons
ensuring the underwriting of equity
securities of the Company
E.21 Authorization granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares
E.22 Authorization granted to the Board of Mgmt Against Against
Directors to grant share subscription
and/or purchase options with cancellation
of preferential subscription rights in
favor of employees and executive corporate
officers
E.23 Authorization granted to the Board of Mgmt Against Against
Directors to allocate free ordinary shares
of the Company with cancellation of
preferential subscription rights in favor
of employees and executive corporate
officers
E.24 Delegation of authority to the Board of Mgmt For For
Directors to carry out share capital
increase by issuing shares reserved for
members of savings plans with cancellation
of preferential subscription rights in
favor of the latter
E.25 Overall ceiling of capital increases Mgmt For For
E.26 Extending the life of the Company and Mgmt For For
consequential amendment to Article 5 of the
bylaws of the Company
E.27 Changing the expiration rules of Board Mgmt For For
members' terms and consequential amendment
to Article 10-I of the bylaws of the
Company
E.28 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SECOM CO.,LTD. Agenda Number: 704573939
--------------------------------------------------------------------------------------------------------------------------
Security: J69972107
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3421800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Approve Provision of Retirement Allowance Mgmt For For
for Retiring Directors
6 Approve Provision of Retirement Allowance Mgmt For For
for Retiring Corporate Auditors
7 Approve Payment of Accrued Benefits Mgmt For For
associated with Abolition of Retirement
Benefit System for Current Directors
8 Approve Payment of Accrued Benefits Mgmt For For
associated with Abolition of Retirement
Benefit System for Current Corporate
Auditors
--------------------------------------------------------------------------------------------------------------------------
SEINO HOLDINGS CO.,LTD. Agenda Number: 704584829
--------------------------------------------------------------------------------------------------------------------------
Security: J70316138
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3415400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
3 Approve Provision of Retirement Allowance Mgmt Against Against
for Directors
--------------------------------------------------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO.,LTD. Agenda Number: 704468289
--------------------------------------------------------------------------------------------------------------------------
Security: J7165H108
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: JP3422950000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
3 Entrusting to the Company's Board of Mgmt For For
Directors determination of the subscription
requirements for the share subscription
rights, as stock options for stock-linked
compensation issued to the executive
officers of the Company, as well as the
directors and executive officers of the
Company's subsidiaries.
--------------------------------------------------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO.,LTD. Agenda Number: 704583574
--------------------------------------------------------------------------------------------------------------------------
Security: J72810120
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3371200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
4 Approve Extension of Anti-Takeover Defense Mgmt Against Against
Measures
--------------------------------------------------------------------------------------------------------------------------
SHIONOGI & CO.,LTD. Agenda Number: 704574501
--------------------------------------------------------------------------------------------------------------------------
Security: J74229105
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3347200002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG, MUENCHEN Agenda Number: 704206855
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 23-Jan-2013
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
This is a general meeting for registered Non-Voting
shares. For German registered shares, the
shares have to be registered within the
company's shareholder book. Depending on
the processing of the local sub custodian
if a client wishes to withdraw its voting
instruction due to intentions to trade/lend
their stock, a Take No Action vote must be
received by the vote deadline as displayed
on ProxyEdge to facilitate de-registration
of shares from the company's shareholder
book. Any Take No Action votes received
after the vote deadline will only be
forwarded and processed on a best effort
basis. Please contact your client services
representative if you require further
information. Thank you.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
08.01.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. To receive and consider the adopted Annual Non-Voting
Financial Statements of Siemens AG and the
approved Consolidated Financial Statements,
together with the Combined Management
Report of Siemens AG and the Siemens Group,
including the Explanatory Report on the
information required pursuant to Section
289 (4) and (5) and Section 315 (4) of the
German Commercial Code (HGB) as of
September 30, 2012, as well as the Report
of the Supervisory Board, the Corporate
Governance Report, the Compensation Report,
and the Compliance Report for fiscal year
2012
2. To resolve on the appropriation of net Mgmt Take No Action
income of Siemens AG to pay a dividend
3. To ratify the acts of the members of the Mgmt Take No Action
Managing Board
4. To ratify the acts of the members of the Mgmt Take No Action
Supervisory Board
5. To resolve on the appointment of Ernst & Mgmt Take No Action
Young GmbH Wirtschaftsprufungsgesellschaft,
Stuttgart as the independent auditors for
the audit of the Annual Financial
Statements and the Consolidated Financial
Statements and for the review of the
Interim Financial Statements
6 A. To resolve on the election of new member to Mgmt Take No Action
the Supervisory Board: Dr. Josef Ackermann
6 B. To resolve on the election of new member to Mgmt Take No Action
the Supervisory Board: Gerd von
Brandenstein
6 C. To resolve on the election of new member to Mgmt Take No Action
the Supervisory Board: Dr. Gerhard Cromme
6 D. To resolve on the election of new member to Mgmt Take No Action
the Supervisory Board: Michael Diekmann
6 E. To resolve on the election of new member to Mgmt Take No Action
the Supervisory Board: Dr. Hans Michael
Gaul
6 F. To resolve on the election of new member to Mgmt Take No Action
the Supervisory Board: Prof. Dr. Peter
Gruss
6 G. To resolve on the election of new member to Mgmt Take No Action
the Supervisory Board: Dr. Nicola
Leibinger-Kammueller
6 H. To resolve on the election of new member to Mgmt Take No Action
the Supervisory Board: Gerard Mestrallet
6 I. To resolve on the election of new member to Mgmt Take No Action
the Supervisory Board: Gueler Sabanci
6 J. To resolve on the election of new member to Mgmt Take No Action
the Supervisory Board: Werner Wenning
7. To resolve on the approval of a settlement Mgmt Take No Action
agreement with a former member of the
Managing Board
8. To resolve on the approval of the Spin-off Mgmt Take No Action
and Transfer Agreement between Siemens AG
and OSRAM Licht AG, Munich, dated November
28, 2012
PLEASE NOTE THAT THE DISCLOSURE OF THE Non-Voting
BENEFICIAL OWNER DATA WILL BE REQUIRED WHEN
EXCEEDING A CERTAIN LIMIT OF SHARE HOLDINGS
OF THE STATUTORY SHARE CAPITAL. THEREFORE
BROADRIDGE WILL BE DISCLOSING THE
BENEFICIAL OWNER DATA FOR ALL VOTED
ACCOUNTS TO THE RESPECTIVE LOCAL SUB
CUSTODIAN. PLEASE NOTE THAT DEPENDING ON
THE PROCESSING OF THE LOCAL SUB CUSTODIAN
BLOCKING MAY APPLY. THE VOTE DEADLINE AS
DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE
AND WILL BE UPDATED AS SOON AS BROADRIDGE
HAS OBTAINED ALL LOCAL SUB CUSTODIANS'
CONFIRMATIONS REGARDING THEIR DEADLINE FOR
INSTRUCTIONS. FOR ANY QUERIES PLEASE
CONTACT YOUR CLIENT SERVICES
REPRESENTATIVE. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT AND CHANGE IN
BLOCKING INDICATOR FROM "N" TO "Y". IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
Please be advised that the major German Non-Voting
custodian banks - BNP Paribas, Bank of New
York Mellon, Citi and Deutsche Bank - as
well as Siemens AG should like to clarify
that voted shares are NOT blocked for
trading purposes i.e. they are only
unavailable for settlement. In order to
deliver/settle a voted position before the
17 January 2013 start of business, a voting
instruction cancellation and de-register
request simply needs to be sent to your
Custodian.
--------------------------------------------------------------------------------------------------------------------------
SNAM S.P.A., SAN DONATO MILANESE Agenda Number: 703949911
--------------------------------------------------------------------------------------------------------------------------
Security: T8578L107
Meeting Type: EGM
Meeting Date: 30-Jul-2012
Ticker:
ISIN: IT0003153415
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_134772.PDF
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 31 JUL 2012 (AND A THIRD CALL ON 01
AUG 2012). CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED. THANK
YOU.
1 Proposal to withdraw own shares with Mgmt For For
previous cancellation of their par value.
Amendments to art. 5.1 of the company
by-laws
--------------------------------------------------------------------------------------------------------------------------
SNAM S.P.A., SAN DONATO MILANESE Agenda Number: 704293935
--------------------------------------------------------------------------------------------------------------------------
Security: T8578L107
Meeting Type: MIX
Meeting Date: 25-Mar-2013
Ticker:
ISIN: IT0003153415
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 160559 DUE TO RECEIPT OF SLATES
FOR DIRECTOR AND AUDITORS NAMES. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 26 MAR 2013 (AND A THIRD CALL ON 27
MAR 2013 ONLY FOR EGM). CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_154269.PDF
E.1 Amendments of Articles 2, 5, 6 and 17 of Mgmt For For
the Bylaws
E.2 Amendments of Articles 9 and 12 of the Mgmt For For
Bylaws
E.3 Amendments of Articles 13, 16, and 20 of Mgmt For For
the Bylaws
O.1 Separate financial statements of Snam Mgmt For For
S.p.A. as at 31 December 2012. Consolidated
financial statements as at 31 December
2012. Reports from the Directors, the Board
of Statutory Auditors and the External
Auditors. Related resolutions
O.2 Allocation of the period profits and Mgmt For For
dividend distribution
O.3 Compensation policy pursuant to Article Mgmt For For
123-ter of Legislative Decree No. 58 of 24
February 1998
O.4 Determination of the number of members of Mgmt For For
the Board of Directors
O.5 Determination of the term of office of the Mgmt For For
Directors
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS DIRECTORS, THERE IS
ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1
SLATE OF THE 2 SLATES. THANK YOU.
O.6.1 Appointment of the Directors: List Shr No vote
presented by CDP RETI SRL representing 30%
of company stock capital: 1. Lorenzo Bini
Smaghi 2. Calro Malacarne 3.Roberta Melfa
4.Andrea Novelli 5. Alberto Clo'
(Independent) 6. Pia Saraceno (Independent)
O.6.2 Appointment of the Directors: List Shr For Against
presented by Aletti Gestielle SGR S.p.A;
Anima SGR S.p.A.; APG Algemene Pensioen
Groep NV; Arca SGR S.p.A.; BNP Paribas
Investment Partners SGR S.p.A.; Ersel Asset
Management SGR S.p.A; Eurizon Capital SGR
S.p.A.; Eurizon Capital SA; Fideuram
Investimenti SGR S.p.A; Fideuram Gestions
SA; Interfund Sicav; Mediolanum Gestioni
Fondi SGR S.p.A.; Mediolanum International
Funds Limited; Pioneer Asset Management SA;
Pioneer Investment Management SGRp.A.
representing 1.055% of company stock
capital: 1. Elisabetta Olivieri
(Independent) 2. Sabrina Bruno
(Independent) 3. Francesco Gori
(Independent)
O.7 Appointment of the Chairman of the Board of Mgmt For For
Directors
O.8 Determination of the remuneration of the Mgmt For For
Directors
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS AUDITORS, THERE IS
ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1
SLATE OF THE 2 SLATES. THANK YOU.
O.9.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Appointment of the
Statutory Auditors: List presented by CDP
RETI SRL representing 30% of company stock
capital: Effective Auditors 1. Leo Amato 2.
Stefania Chiaruttini Alternate Auditor 1.
Maria Gimigliano
O.9.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Appointment of the
Statutory Auditors: List presented by
Aletti Gestielle SGR S.p.A; Anima SGR
S.p.A.; APG Algemene Pensioen Groep NV;
Arca SGR S.p.A.; BNP Paribas Investment
Partners SGR S.p.A.; Ersel Asset Management
SGR S.p.A; Eurizon Capital SGR S.p.A.;
Eurizon Capital SA; Fideuram Investimenti
SGR S.p.A; Fideuram Gestions SA; Interfund
Sicav; Mediolanum Gestioni Fondi SGR
S.p.A.; Mediolanum International Funds
Limited; Pioneer Asset Management SA;
Pioneer Investment Management SGRp.A.
representing 1.055% of company stock
capital: Effective Auditors 1.Massimo Gatto
Alternate Auditor 1. Luigi Rinaldi
O.10 Appointment of the Chairman of the Board of Mgmt For For
Statutory Auditors
O.11 Determination of the remuneration of the Mgmt For For
Chairman of the Board of Statutory Auditors
and of the effective auditors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RES. O.9.2. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
SOCIETE GENERALE SA, PARIS Agenda Number: 704288845
--------------------------------------------------------------------------------------------------------------------------
Security: F43638141
Meeting Type: OGM
Meeting Date: 22-May-2013
Ticker:
ISIN: FR0000130809
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0227/201302271300467.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0422/201304221301445.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
1 Approval of the annual corporate financial Mgmt For For
statements for the financial year 2012
2 Allocation of income 2012 and setting the Mgmt For For
dividend
3 Option to pay the dividend in new shares Mgmt For For
4 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
5 Regulated agreements and commitments Mgmt For For
6 Renewal of term of Mr. Jean-Bernard LEVY as Mgmt For For
Board member
7 Appointment of Mrs. Alexandra SCHAAPVELD as Mgmt For For
Board member
8 Authorization granted to the Board of Mgmt For For
Directors to trade in Company's shares
within the limit of 5% of capital
9 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SODEXO, SAINT QUENTIN EN YVELINES Agenda Number: 704195761
--------------------------------------------------------------------------------------------------------------------------
Security: F84941123
Meeting Type: AGM
Meeting Date: 21-Jan-2013
Ticker:
ISIN: FR0000121220
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
O.1 Approve financial statements and discharge Mgmt For For
directors
O.2 Approve allocation of income and dividends Mgmt For For
of EUR 1.59 per share
O.3 Acknowledge auditors special report on Mgmt Against Against
related-party transactions mentioning the
absence of new transactions
O.4 Reelect Pierre Bellon as director Mgmt For For
O.5 Reelect Robert Baconnier as director Mgmt For For
O.6 Reelect Astrid Bellon as director Mgmt For For
O.7 Reelect Francois-Xavier Bellon as director Mgmt For For
O.8 Reelect Paul Jeanbart as director Mgmt For For
O.9 Reelect Alain Marcheteau as director Mgmt For For
O.10 Appoint Anik Chaumartin as alternate Mgmt For For
auditor
O.11 Authorize repurchase of up to 10 percent of Mgmt For For
issued share capital extraordinary business
E.12 Authorize up to 2.5 percent of issued Mgmt Against Against
capital for use in restricted stock plan
E.13 Authorize issuance of warrants (BSA) Mgmt Against Against
without. preemptive rights up to 0.5
percent of issued capital reserved for
employees and corporate officers
E.14 Approve employee stock purchase plan Mgmt For For
E.15 Amend article 11-2 of bylaws re directors Mgmt For For
length of term ordinary business
O.16 Authorize filing of required Mgmt For For
documents/other formalities
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
012/1214/201212141206785.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0104/201301041206884.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINKS AND CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK CORP. Agenda Number: 704573903
--------------------------------------------------------------------------------------------------------------------------
Security: J75963108
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3436100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Streamline Business Mgmt For For
Lines
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt Against Against
4.4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SONOVA HOLDING AG, STAEFA Agenda Number: 704528833
--------------------------------------------------------------------------------------------------------------------------
Security: H8024W106
Meeting Type: AGM
Meeting Date: 18-Jun-2013
Ticker:
ISIN: CH0012549785
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 1 OF THIS MEETING IS FOR REGISTRATION Non-Voting
ONLY. IF YOU WISH TO SUBMIT A VOTE OR A
MEETING ATTENDANCE ON PART 2 OF THE
MEETING, THIS CAN ONLY BE PROCESSED BY THE
SUB-CUSTODIAN IF YOU FIRST VOTE IN FAVOUR
OF THE REGISTRATION IN PART 1 BELOW BY
VOTING IN FAVOUR OF THE BELOW RESOLUTION,
YOU ARE AUTHORISING BROADRIDGE TO ASK YOUR
SUB-CUSTODIAN TO REGISTER THE SHARES.
ALTHOUGH BLOCKING OF REGISTERED SHARES IS
NOT A LEGAL REQUIREMENT IN THE SWISS
MARKET, SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. DEPENDING ON
SUB-CUSTODIAN PRACTICES, SHARES MAY REMAIN
REGISTERED UNTIL MEETING DATE+1.
DE-REGISTRATION PROCEDURES MAY VARY AND
THEREFORE SHARES MAY NOT ALWAYS BE
AVAILABLE FOR TRADING. PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE
ANY CONCERNS.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. ALTHOUGH
BLOCKING OF REGISTERED SHARES IS NOT A
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT REPRESENTATIVE.
1.1 Approval of the annual report, of the Mgmt For For
financial statements of Sonova Holding AG
and of the consolidated financial
statements for 2012/13, acknowledgement of
the auditor's report
1.2 Advisory vote on the compensation report Mgmt For For
2012/13
2.1 Appropriation of retained earnings Mgmt For For
2.2 Approve dividends of CHF 1.60 per share Mgmt For For
from capital contribution reserves
3 Discharge of the members of the board of Mgmt For For
directors and of the management board
4.1.1 Re-election to the board of directors: Mr. Mgmt For For
Beat Hess
4.1.2 Re-election to the board of directors: Mr. Mgmt For For
John J. Zei
4.2.1 Election to the board of directors: Mr. Mgmt For For
Jinlong Wang
4.3 Re-election of the auditor: Mgmt For For
PricewaterhouseCoopers AG, Zurich
5 In the case of ad-hoc/Miscellaneous Mgmt Abstain Against
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 2.2. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SPIRAX-SARCO ENGINEERING PLC, CHELTENHAM GLOUCESTE Agenda Number: 704344011
--------------------------------------------------------------------------------------------------------------------------
Security: G83561103
Meeting Type: AGM
Meeting Date: 09-May-2013
Ticker:
ISIN: GB0008347048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
2 To approve the Remuneration Report Mgmt For For
3 To declare a final dividend Mgmt For For
4 To re-appoint KPMG Audit Plc as auditor of Mgmt For For
the Company
5 To authorise the Directors to determine the Mgmt For For
auditor's remuneration
6 To re-elect Mr W H whiteley as a Director Mgmt For For
7 To re-elect Mr M E Vernon as a Director Mgmt For For
8 To re-elect Mr G R Bullock as a Director Mgmt For For
9 To re-elect Mr D J Meredith as a Director Mgmt For For
10 To re-elect Dr K Rajagopal as a Director Mgmt For For
11 To elect Dr G E Schoolenberg as a Director Mgmt For For
12 To re-elect Mr C G Watson as a Director Mgmt For For
13 To re-elect Mr N H Daws as a Director Mgmt For For
14 To re-elect Mr N J Anderson as a Director Mgmt For For
15 To re-elect Mr J L Whalen as a Director Mgmt For For
16 To authorise the Directors to allot shares Mgmt For For
17 To authorise the Directors to approve the Mgmt For For
issue of shares in lieu of cash dividends
in respect of the period up to and
including the date of the Annual General
Meeting to be held in 2018 or, if earlier,
8th May 2018
18 To declare a special dividend and approve a Mgmt For For
share consolidation
19 To disapply statutory pre-emption rights Mgmt For For
20 To authorise the Company to purchase its Mgmt For For
own shares
21 To authorise the Company to call general Mgmt For For
meetings, other than Annual General
Meetings, on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 704375092
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the company's annual report and Mgmt For For
accounts for the financial year ended
31Dec2012 together with the reports of the
directors and auditors
2 To Declare a final dividend of 56.77 US Mgmt For For
cents per ordinary share for the year ended
31Dec2012
3 To approve the directors' remuneration Mgmt For For
report for the year ended 31Dec2012, as set
out on pages 160 to 185 of the annual
report and accounts
4 To elect, Mr O P Bhatt who has been Mgmt For For
appointed as a non-executive director by
the board since the last AGM of the company
5 To elect, Dr L C Y Cheung who has been Mgmt For For
appointed as a nonexecutive director by the
board since the last AGM of the company
6 To elect, Mrs M Ewing who has been Mgmt For For
appointed as a non-executive director by
the board since the last AGM of the company
7 To elect, Dr L H Thunell who has been Mgmt For For
appointed as a nonexecutive director by the
board since the last AGM of the company
8 To re-elect Mr S P Bertamini, an executive Mgmt For For
director
9 To re-elect Mr J S Bindra, an executive Mgmt For For
director
10 To re-elect Mr J F T Dundas, a Mgmt For For
non-executive director
11 To re-elect Dr Han Seung-soo KBE, a Mgmt For For
non-executive director
12 To re-elect Mr S J Lowth, a non-executive Mgmt For For
director
13 To re-elect Mr R H P Markham, a Mgmt For For
non-executive director
14 To re-elect Ms R Markland, a non-executive Mgmt For For
director
15 To re-elect Mr R H Meddings, an executive Mgmt For For
director
16 To re-elect Mr J G H Paynter, a Mgmt For For
non-executive director
17 To re-elect Sir John Peace, as chairman Mgmt For For
18 To re-elect Mr A M G Rees, an executive Mgmt For For
director
19 To re-elect Mr P A Sands, an executive Mgmt For For
director
20 To re-elect Mr V Shankar, an executive Mgmt For For
director
21 To re-elect Mr P D Skinner, a non-executive Mgmt For For
director
22 To re-elect Mr O H J Stocken, a Mgmt For For
non-executive director
23 To re-appoint KPMG Audit Plc as auditor to Mgmt For For
the company from the end of the AGM until
the end of next year's AGM
24 To authorise the board to set the auditor's Mgmt For For
fees
25 To authorise the company and its Mgmt For For
subsidiaries to make political donations
26 To authorise the board to allot shares Mgmt For For
27 To extend the authority to allot shares Mgmt For For
28 To authorise the board to allot equity Mgmt For For
securities
29 To authorise the company to buy back its Mgmt For For
ordinary shares
30 To authorise the company to buy back its Mgmt For For
preference shares
31 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
32 That the rules of the standard chartered Mgmt For For
2013 sharesave plan
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
MODIFICATION OF TEXT IN RESOLUTION NO'S 2
AND 23. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
STICHTING ADMINISTRATIEKANTOOR UNILEVER,ROTTERDAM Agenda Number: 704055436
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F271
Meeting Type: AGM
Meeting Date: 24-Oct-2012
Ticker:
ISIN: NL0000009355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATION Non-Voting
MEETING. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY APPLY FOR AN
ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1 Open Meeting Non-Voting
2 Receive Report of Management Board Non-Voting
3 Receive Information on Board Composition Non-Voting
4 Allow Questions Non-Voting
5 Close Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SULZER AG, WINTERTHUR Agenda Number: 704291246
--------------------------------------------------------------------------------------------------------------------------
Security: H83580284
Meeting Type: AGM
Meeting Date: 27-Mar-2013
Ticker:
ISIN: CH0038388911
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 152248,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1.1 Annual report, annual accounts and Mgmt For For
consolidated financial statements 2012
reports of the company's auditors the board
of directors proposes that the annual
report, the annual accounts and the
consolidated financial statements 2012 be
approved
1.2 Advisory vote on the compensation report Mgmt For For
2012 the board of directors proposes to
approve the compensation report 2012
according to pages 62, 68 of the annual
report
2 Appropriation of net profits the board of Mgmt For For
directors proposes to distribute the total
balance of CHF 363,230,184, comprising the
net profits for the year 2012 of CHF
349,300,000 and retained profits of CHF
13,930,184, as follows dividend payment CHF
109,639,584 allocation to free reserves CHF
240,000,000 carried forward to new account
CHF 13,590,600 if this proposal is
approved, the gross dividend (before
deduction of the Swiss withholding tax of
35) will amount to CHF 3.20 per share.
Dividends will be paid out on April 5,
2013. Any shares held by Sulzer Ltd and its
subsidiaries on the dividend payment date
shall not be eligible to dividends
3 Discharge the board of directors proposes Mgmt For For
that discharge be granted to its members
and the corporate executive management for
the business year 2012
4.1.1 To re-elect Messrs. Thomas Glanzmann for a Mgmt For For
further one-year term of office
4.1.2 To re-elect Vladimir V. Kuznetsov for a Mgmt For For
further one-year term of office
4.1.3 To re-elect Mrs. Jill Lee for a further Mgmt For For
one-year term of office
4.1.4 To re-elect Messrs. Marco Musetti for a Mgmt For For
further one-year term of office
4.1.5 To re-elect Luciano Respini for a further Mgmt For For
one-year term of office
4.1.6 To re-elect Klaus Sturany for a further Mgmt For For
one-year term of office
4.2 Election of one new member, the board of Mgmt For For
directors proposes to elect Mr. Manfred
Wennemer for a one-year term as new member
to the board
5 Election of auditors, the board of Mgmt For For
directors proposes to elect KPMG Ltd for a
one-year term as auditors for the
designated legal duties
6 Ad Hoc Mgmt Abstain For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RESOLUTION TEXT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.) Agenda Number: 704545966
--------------------------------------------------------------------------------------------------------------------------
Security: J77282119
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3404600003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt Against Against
4.3 Appoint a Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
6 Amend the Compensation to be received by Mgmt For For
Directors
7 Amend the Compensation to be received by Mgmt For For
Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO METAL MINING CO.,LTD. Agenda Number: 704561554
--------------------------------------------------------------------------------------------------------------------------
Security: J77712123
Meeting Type: AGM
Meeting Date: 24-Jun-2013
Ticker:
ISIN: JP3402600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
4 Approve Renewal of Countermeasures to Mgmt Against Against
Large-Scale Acquisitions of the Company's
Shares
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO REALTY & DEVELOPMENT CO.,LTD. Agenda Number: 704579828
--------------------------------------------------------------------------------------------------------------------------
Security: J77841112
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3409000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt Against Against
3.2 Appoint a Corporate Auditor Mgmt Against Against
3.3 Appoint a Corporate Auditor Mgmt For For
4 Approve Renewal of Countermeasures to Mgmt Against Against
Large-Scale Acquisitions of the Company's
Shares
--------------------------------------------------------------------------------------------------------------------------
SUNCORP GROUP LIMITED, SPRING HILL QLD Agenda Number: 704065045
--------------------------------------------------------------------------------------------------------------------------
Security: Q8802S103
Meeting Type: AGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: AU000000SUN6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 2 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (1 AND 2), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 Adoption of the Remuneration report Mgmt For For
2 Approval of grant of performance rights to Mgmt For For
the Managing Director/Group CEO
3A Re-election of Dr Z Switkowski as a Mgmt For For
director
3B Re-election of Mr E Kulk as a director Mgmt For For
3C Election of Mr M Cameron as a director Mgmt For For
3D Election of Dr D McTaggart as a director Mgmt For For
3E Election of Ms A Exel as a director Mgmt For For
4 Approval of amendment to the Company's Mgmt For For
Constitution
--------------------------------------------------------------------------------------------------------------------------
SUZUKI MOTOR CORPORATION Agenda Number: 704561629
--------------------------------------------------------------------------------------------------------------------------
Security: J78529138
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3397200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt Against Against
3 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
4 Grant of Stock Options as Compensation Mgmt For For
(Stock Acquisition Rights) to Directors
--------------------------------------------------------------------------------------------------------------------------
SWISS LIFE HOLDING AG, ZUERICH Agenda Number: 704368910
--------------------------------------------------------------------------------------------------------------------------
Security: H7354Q135
Meeting Type: AGM
Meeting Date: 23-Apr-2013
Ticker:
ISIN: CH0014852781
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 171815 DUE TO AN ADDITIONAL
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING ID
152233, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1.1 Annual Report 2012 (Review of Operations, Mgmt For For
Consolidated Financial Statements and
Annual Financial Statements)
1.2 Compensation Report Mgmt For For
2.1 Appropriation of profit 2012 Mgmt For For
2.2 Distribution out of the capital Mgmt For For
contribution reserves
3 Discharge of the members of the Board of Mgmt For For
Directors
4 Amendment of the Articles of Association Mgmt For For
relating to the increase in conditional
capital: Article 4.9
5.1 Re-election to the Board of Directors: Mgmt For For
Peter Quadri
5.2 Election to the Board of Directors: Ueli Mgmt For For
Dietiker
5.3 Election to the Board of Directors: Frank Mgmt For For
W. Keuper
5.4 Election to the Board of Directors: Klaus Mgmt For For
Tschutscher
6 Election of the Statutory Auditor: Mgmt For For
PricewaterhouseCoopers Ltd
7 Additional and/or Counter-Proposals Mgmt Abstain For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 4. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
TAIYO NIPPON SANSO CORPORATION Agenda Number: 704574474
--------------------------------------------------------------------------------------------------------------------------
Security: J55440119
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3711600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
TAIYO YUDEN CO.,LTD. Agenda Number: 704578369
--------------------------------------------------------------------------------------------------------------------------
Security: J80206113
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3452000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL COMPANY LIMITED Agenda Number: 704574498
--------------------------------------------------------------------------------------------------------------------------
Security: J8129E108
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3463000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TDK CORPORATION Agenda Number: 704574599
--------------------------------------------------------------------------------------------------------------------------
Security: J82141136
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3538800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TELECITY GROUP PLC, MANCHESTER Agenda Number: 704317711
--------------------------------------------------------------------------------------------------------------------------
Security: G87403112
Meeting Type: AGM
Meeting Date: 16-Apr-2013
Ticker:
ISIN: GB00B282YM11
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Financial Mgmt For For
Statements and the Directors' and Auditors'
Reports for the year ended 31 December 2012
2 To declare a final dividend of 5p per share Mgmt For For
3 To approve the Directors' Remuneration Mgmt For For
Report
4 To re-appoint John Hughes as a Director Mgmt For For
5 To re-appoint Michael Tobin as a Director Mgmt For For
6 To re-appoint Brian McArthur-Muscroft as a Mgmt For For
Director
7 To re-appoint Simon Batey as a Director, Mgmt For For
who is a member of the Remuneration
Committee
8 To re-appoint Maurizio Carli as a Director, Mgmt For For
who is a member of the Remuneration
Committee
9 To re-appoint John O'Reilly as a Director, Mgmt For For
who is a member of the Remuneration
Committee
10 To re-appoint Claudia Arney as a Director Mgmt For For
11 To re-appoint Nancy Cruickshank as a Mgmt For For
Director
12 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors
13 To authorise the Director to set the Mgmt For For
remuneration of the Auditors
14 To authorise the Directors to allot Mgmt For For
relevant securities (Section 551 of the
Companies Act 2006)
15 To disapply pre-emption rights (Section 561 Mgmt For For
of the Companies Act 2006)
16 To authorise the Company to repurchase its Mgmt For For
own shares (Section 701 of the Companies
Act 2006)
17 To authorise the calling of a general Mgmt For For
meeting on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA SPA, MILANO Agenda Number: 704448340
--------------------------------------------------------------------------------------------------------------------------
Security: T92778124
Meeting Type: SGM
Meeting Date: 22-May-2013
Ticker:
ISIN: IT0003497176
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report on the reserve set up for the Mgmt For For
expenses necessary to safeguard the common
interests of the holders of savings shares
2 Appointment of the common Mgmt For For
representative-related and consequent
resolutions
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA SA, MADRID Agenda Number: 704482594
--------------------------------------------------------------------------------------------------------------------------
Security: 879382109
Meeting Type: OGM
Meeting Date: 30-May-2013
Ticker:
ISIN: ES0178430E18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 31 MAY 2013. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
I Examination and approval, if applicable, of Mgmt For For
the Individual Annual Accounts, the
Consolidated Financial Statements
(Consolidated Annual Accounts) and the
Management Report of Telefonica, S.A. and
of its Consolidated Group of Companies, as
well as of the proposed allocation of the
profits/losses of Telefonica, S.A. and the
management of its Board of Directors, all
with respect to Fiscal Year 2012
II.1 Re-election of Mr. Jose Maria Abril Perez Mgmt Against Against
as a Director
II.2 Re-election of Mr. Jose Fernando de Almansa Mgmt Against Against
Moreno-Barreda as a Director
II.3 Re-election of Ms. Eva Castillo Sanz as a Mgmt Against Against
Director
II.4 Re-election of Mr. Luiz Fernando Furlan as Mgmt Against Against
a Director
II.5 Re-election of Mr. Francisco Javier de Paz Mgmt Against Against
Mancho as a Director
II.6 Ratification of Mr. Santiago Fernandez Mgmt Against Against
Valbuena as a Director
III To re-elect as Auditor of Telefonica, S.A. Mgmt For For
and its Consolidated Group of Companies for
fiscal year 2013 the firm Ernst & Young,
S.L., with registered office in Madrid, at
Plaza Pablo Ruiz Picasso, 1, and Tax
Identification Code (C.I.F.) B-78970506
IV.1 Amendment of Articles 17 (in connection Mgmt For For
with a part of its content which will
become a new Article 20), and 20 bis of the
By-Laws (which becomes the new Article 25),
and addition of two new Articles, numbered
32 and 40, to improve the regulations of
the governing bodies of Telefonica S.A
IV.2 Amendment of Articles 16, 18, 18 bis and 21 Mgmt For For
of the By-Laws (which become Articles 17,
22, 4 and 26, respectively) and addition of
two new Articles, numbered 43 and 44, with
a view to bringing the provisions of the
By-Laws into line with the latest
legislative changes
IV.3 Approval of a consolidated text of the Mgmt For For
By-Laws with a view to systematizing and
standardizing its content, incorporating
the amendments approved, and renumbering
sequentially the titles, sections, and
articles into which it is divided
V Amendment and approval of the Consolidated Mgmt For For
Regulations for the General Shareholders'
Meeting
VI Shareholder Compensation. Distribution of Mgmt For For
dividends with a charge to unrestricted
reserves
VII Delegation to the Board of Directors of the Mgmt Against Against
power to issue debentures, bonds, notes and
other fixed-income securities, be they
simple, exchangeable and/or convertible,
granting the Board, in the last case, the
power to exclude the pre-emptive rights of
shareholders, as well as the power to issue
preferred shares and the power to guarantee
issuances by companies of the Group
VIII Delegation of powers to formalize, Mgmt For For
interpret, correct and implement the
resolutions adopted by the shareholders at
the General Shareholders' Meeting
IX Consultative vote on the Report on Director Mgmt Against Against
Compensation Policy of Telefonica, S.A.
--------------------------------------------------------------------------------------------------------------------------
TELSTRA CORPORATION LTD, MELBOURNE VIC Agenda Number: 704046615
--------------------------------------------------------------------------------------------------------------------------
Security: Q8975N105
Meeting Type: AGM
Meeting Date: 16-Oct-2012
Ticker:
ISIN: AU000000TLS2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4, 5 AND 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (4, 5 AND 6), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
3.a That Mr. Timothy Chen, being eligible, be Mgmt For For
elected as a Director
3.b That Mr. Geoffrey Cousins, being eligible, Mgmt For For
be re-elected as a Director
3.c That Mr. Russell Higgins, being eligible, Mgmt For For
be re-elected as a Director
3.d That Ms. Margaret Seale, being eligible, be Mgmt For For
elected as a Director
3.e That Mr. Steven Vamos, being eligible, be Mgmt For For
re-elected as a Director
3.f That Mr. John Zeglis, being eligible, be Mgmt For For
re-elected as a Director
4 Increase in Directors' Fee Pool Mgmt For For
5 Grant of Performance Rights Mgmt For For
6 Remuneration Report Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TEMENOS GROUP AG, GENF Agenda Number: 704448011
--------------------------------------------------------------------------------------------------------------------------
Security: H8547Q107
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: CH0012453913
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 1 OF THIS MEETING IS FOR REGISTRATION Non-Voting
ONLY. IF YOU WISH TO SUBMIT A VOTE OR A
MEETING ATTENDANCE ON PART 2 OF THE
MEETING, THIS CAN ONLY BE PROCESSED BY THE
SUB-CUSTODIAN IF YOU FIRST VOTE IN FAVOUR
OF THE REGISTRATION IN PART 1 BELOW BY
VOTING IN FAVOUR OF THE BELOW RESOLUTION,
YOU ARE AUTHORISING BROADRIDGE TO ASK YOUR
SUB-CUSTODIAN TO REGISTER THE SHARES.
ALTHOUGH BLOCKING OF REGISTERED SHARES IS
NOT A LEGAL REQUIREMENT IN THE SWISS
MARKET, SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. DEPENDING ON
SUB-CUSTODIAN PRACTICES, SHARES MAY REMAIN
REGISTERED UNTIL MEETING DATE+1.
DE-REGISTRATION PROCEDURES MAY VARY AND
THEREFORE SHARES MAY NOT ALWAYS BE
AVAILABLE FOR TRADING. PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE
ANY CONCERNS.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. ALTHOUGH
BLOCKING OF REGISTERED SHARES IS NOT A
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT REPRESENTATIVE.
1 2012 Annual Report, 2012 annual financial Mgmt For For
statements (including the compensation
report), 2012 consolidated financial
statements and the auditors' reports
2 Allocation of the available earnings Mgmt For For
3 Distribution of General reserve from Mgmt For For
capital contributions
4 Discharge of the members of the Board of Mgmt For For
Directors and Senior Management
5 Authorized Capital: Proposed new article Mgmt For For
3ter Para.1
6.1 Amendments of the Articles of Association: Mgmt For For
Deletion of Article 3bis and Article 11
para.6
6.2 Amendments of the Articles of Association: Mgmt For For
Amendment to Article 16 of the Articles of
Association
7.1 The Board of Directors proposes the Mgmt For For
re-election of Mr. Andreas Andreades as a
member of the Board of Directors for a new
term of office of one (1) year
7.2 The Board of Directors proposes the Mgmt For For
election of Mr. Erik Hansen as a member of
the Board of Directors for a term of office
of one (1) year
8 The Board of Directors proposes the Mgmt For For
re-election of PricewaterhouseCoopers SA,
Geneva, as Auditors for a new term of
office of one (1) year
9 In the case of ad-hoc shareholder motions Mgmt Abstain Against
proposed during the general meeting, I
authorize my proxy to act as follows in
accordance with the board of directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT OF RESOLUTION NO. 9.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD, GEORGE TOWN Agenda Number: 704355797
--------------------------------------------------------------------------------------------------------------------------
Security: G87572148
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: KYG875721485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0328/LTN201303281202.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0328/LTN201303281196.pdf
1 To receive and consider the audited Mgmt For For
Financial Statements and the Reports of the
Directors and Auditor for the year ended 31
December 2012
2 To declare a final dividend Mgmt For For
3.i.a To re-elect Mr Zhang Zhidong as director Mgmt For For
3.i.b To re-elect Mr Ian Charles Stone as Mgmt For For
director
3.i.c To re-elect Mr Jacobus Petrus Bekker as Mgmt For For
director
3.ii To authorise the Board of Directors to fix Mgmt For For
the Directors' remuneration
4 To re-appoint Auditor and to authorise the Mgmt For For
Board of Directors to fix their
remuneration
5 To grant a general mandate to the Directors Mgmt Against Against
to issue new shares (Ordinary Resolution 5
as set out in the notice of the AGM)
6 To grant a general mandate to the Directors Mgmt For For
to repurchase shares (Ordinary Resolution 6
as set out in the notice of the AGM)
7 To extend the general mandate to issue new Mgmt Against Against
shares by adding the number of shares
repurchased (Ordinary Resolution 7 as set
out in the notice of the AGM)
--------------------------------------------------------------------------------------------------------------------------
TERUMO CORPORATION Agenda Number: 704574513
--------------------------------------------------------------------------------------------------------------------------
Security: J83173104
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3546800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
6 Approve Details of Compensation as Stock Mgmt For For
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
TESCO PLC, CHESHUNT Agenda Number: 704532767
--------------------------------------------------------------------------------------------------------------------------
Security: G87621101
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: GB0008847096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Report and Accounts for the Mgmt For For
year ended 23 February 2013
2 To approve the Directors Remuneration Mgmt For For
Report
3 To declare a final dividend Mgmt For For
4 To elect Olivia Garfield as a director Mgmt For For
5 To re-elect Sir Richard Broadbent as a Mgmt For For
director
6 To re-elect Philip Clarke as a director Mgmt For For
7 To re-elect Gareth Bullock as a director Mgmt For For
8 To re-elect Patrick Cescau as a director Mgmt For For
9 To re-elect Stuart Chambers as a director Mgmt For For
10 To re-elect Ken Hanna as a director Mgmt For For
11 To re-elect Laurie McIlwee as a director Mgmt For For
12 To re-elect Deanna Oppenheimer as a Mgmt For For
director
13 To re-elect Jacqueline Tammenoms Bakker as Mgmt For For
a director
14 To re-appoint the auditors Mgmt For For
15 To set the auditors remuneration Mgmt For For
16 To authorise the directors to allot shares Mgmt For For
17 To disapply pre-emption rights Mgmt For For
18 To authorise the Company to purchase its Mgmt For For
own shares
19 To authorise political donations by the Mgmt For For
Company and its subsidiaries
20 To authorise short notice general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THALES, NEUILLY SUR SEINE Agenda Number: 704369140
--------------------------------------------------------------------------------------------------------------------------
Security: F9156M108
Meeting Type: MIX
Meeting Date: 24-May-2013
Ticker:
ISIN: FR0000121329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0401/201304011301060.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0501/201305011301656.pdf AND
MODIFICATION IN RESOLUTION O.8. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income of the parent company Mgmt For For
and setting the dividend
O.4 Approval of a regulated agreement Mgmt Against Against
authorized by the Boards of Directors held
on December 20, 2012 and February 1, 2013
pursuant to Article L.225-38 of the
Commercial Code on maintaining share
subscription options granted to Mr. Luc
Vigneron
O.5 Approval of a regulated commitment Mgmt Against Against
authorized by the Board of Directors held
on February 1, 2013 pursuant to Article
L.225-42-1 of the Commercial Code on
granting a possible severance payment to
the CEO
O.6 Approval of a regulated commitment Mgmt Against Against
authorized by the Board of Directors held
on February 1, 2013 pursuant to Article
L.225-42-1 of the Commercial Code on
granting private unemployment insurance to
the CEO
O.7 Approval of a regulated commitment Mgmt Against Against
authorized by the Board of Directors held
on February 1, 2013 pursuant to Article
L.225-42-1 of the Commercial Code on
granting additional pension benefit to the
CEO
O.8 Ratification of the cooptation of Mr. Mgmt Against Against
Jean-Bernard Levy as Board member on
proposal of the "Public sector"
O.9 Ratification of the cooptation of Mr. David Mgmt Against Against
Azema as Board member representing the
State on proposal of the "Public sector"
O.10 Renewing Mazars' term as principal Mgmt For For
Statutory Auditor
O.11 Appointment of Mr. Herve Helias as deputy Mgmt For For
Statutory Auditor
O.12 Authorization granted to the Board of Mgmt For For
Directors to allow the Company to trade its
own shares, except during period of public
offering, as part of a share repurchase
program with a maximum purchase price of
EUROS 50.00 per share
E.13 Authorization granted to the Board of Mgmt For For
Directors to cancel shares acquired under a
share repurchase program
E.14 Extending the life of the Company for Mgmt For For
another 99 years - Amendment to Article 5
of the bylaws, "LIFE OF THE COMPANY"
E.15 Reducing the length of term of Board Mgmt For For
members from six years to four years -
Amendment to paragraph 10.4 of Article 10
of the bylaws, "ADMINISTRATION"
O.16 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE BERKELEY GROUP HOLDINGS PLC, COBHAM Agenda Number: 704008576
--------------------------------------------------------------------------------------------------------------------------
Security: G1191G120
Meeting Type: AGM
Meeting Date: 05-Sep-2012
Ticker:
ISIN: GB00B02L3W35
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the accounts for the year ended Mgmt For For
30 April 2012, together with the reports of
the Directors and auditors thereon
2 To approve the Remuneration report for the Mgmt For For
financial year ended 30 April 2012
3 To reappoint G J Fry as a Director of the Mgmt For For
Company who was appointed since the last
annual general meeting
4 To reappoint A Nimmo as a Director of the Mgmt For For
Company who was appointed since the last
annual general meeting
5 To reappoint V Wadley as a Director of the Mgmt For For
Company who was appointed since the last
annual general meeting
6 To reappoint G Barker as a Director of the Mgmt For For
Company who was appointed since the last
annual general meeting
7 To re-elect A W Pidgley as a Director of Mgmt For For
the Company
8 To re-elect R C Perrins as a Director of Mgmt For For
the Company
9 To re-elect N G Simpkin as a Director of Mgmt For For
the Company
10 To re-elect K Whiteman as a Director of the Mgmt For For
Company
11 To re-elect S Ellis as a Director of the Mgmt For For
Company
12 To re-elect D Howell as a Director of the Mgmt For For
Company
13 To re-elect A C Coppin as a Director of the Mgmt For For
Company
14 To re-elect Sir J A Armitt as a Director of Mgmt For For
the Company
15 To reappoint PricewaterhouseCoopers LLP as Mgmt For For
auditors of the Company
16 To authorise the Directors to determine the Mgmt Abstain Against
auditors' remuneration
17 To authorise the Directors to allot Mgmt For For
relevant securities
18 To dis-apply pre-emption rights Mgmt For For
19 To authorise the Company to make market Mgmt For For
purchase of its own shares
20 To authorise the Company to make political Mgmt For For
donations
21 To permit extraordinary general meetings to Mgmt For For
be called by notice of not less than 14
days
22 To approve the transaction involving A W Mgmt For For
Pidgley, a Director of the Company
23 To approve the transaction involving G J Mgmt For For
Fry, a Director of the Company
24 To amend the rules of The Berkeley Group Mgmt For For
Holdings Plc 2011 Long Term Incentive Plan
('2011 LTIP')
--------------------------------------------------------------------------------------------------------------------------
THE RESTAURANT GROUP PLC, GLASGOW Agenda Number: 704409146
--------------------------------------------------------------------------------------------------------------------------
Security: G7535J118
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: GB00B0YG1K06
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Accounts for the year ended Mgmt For For
30 December 2012
2 To approve the Directors remuneration Mgmt For For
report for the year ended 30 December 2012
3 To declare a final dividend of 7.3 pence Mgmt For For
per share for the year ended 30 Dec 12
4 To re-elect Alan Jackson as Director Mgmt For For
5 To re-elect Andrew Page as Director Mgmt For For
6 To re-elect Stephen Critoph as Director Mgmt For For
7 To re-elect Tony Hughes as Director Mgmt For For
8 To re-elect Simon Cloke as Director Mgmt For For
9 To re-appoint the Auditor and to authorise Mgmt For For
the Directors to determine their
remuneration
10 To adopt the Savings Related Share Option Mgmt For For
Scheme 2013
11 To authorise the Directors to allot shares Mgmt For For
up to a maximum nominal amount of 18777950
pounds
12 To waive pre-emption rights in certain Mgmt For For
circumstances
13 To authorise the Company to purchase its Mgmt For For
own shares
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION 3.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
THE SWATCH GROUP AG, NEUENBURG Agenda Number: 704444897
--------------------------------------------------------------------------------------------------------------------------
Security: H83949133
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: CH0012255144
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. ALTHOUGH
BLOCKING OF REGISTERED SHARES IS NOT A
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT REPRESENTATIVE.
1 Annual report 2012. 2012 annual report of Mgmt For For
the board of directors. 2012 financial
statements (balance sheet, income statement
and notes) and 2012 consolidated financial
statements. Statutory auditor's report
.Approval of the reports and the financial
statements
2 Discharge of the board of directors Mgmt For For
3 Resolution for the appropriation of the net Mgmt Against Against
income
4 Re-election to the board of directors Mgmt Against Against
(Esther Grether, Nayla Hayek, Georges N.
Hayek, Ernst Tanner, Claude Nicollier and
Jean-Pierre Roth)
5 Nomination of the statutory auditors / Mgmt For For
PricewaterhouseCoopers Ltd
6 In the case of ad-hoc shareholder motions Mgmt Abstain Against
proposed during the general meeting, I
authorize my proxy to act as follows in
accordance with the board of directors
CMMT PART 1 OF THIS MEETING IS FOR REGISTRATION Non-Voting
ONLY. IF YOU WISH TO SUBMIT A VOTE OR A
MEETING ATTENDANCE ON PART 2 OF THE
MEETING, THIS CAN ONLY BE PROCESSED BY THE
SUB-CUSTODIAN IF YOU FIRST VOTE IN FAVOUR
OF THE REGISTRATION IN PART 1 BELOW BY
VOTING IN FAVOUR OF THE BELOW RESOLUTION,
YOU ARE AUTHORISING BROADRIDGE TO ASK YOUR
SUB-CUSTODIAN TO REGISTER THE SHARES.
ALTHOUGH BLOCKING OF REGISTERED SHARES IS
NOT A LEGAL REQUIREMENT IN THE SWISS
MARKET, SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. DEPENDING ON
SUB-CUSTODIAN PRACTICES, SHARES MAY REMAIN
REGISTERED UNTIL MEETING DATE+1.
DE-REGISTRATION PROCEDURES MAY VARY AND
THEREFORE SHARES MAY NOT ALWAYS BE
AVAILABLE FOR TRADING. PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE
ANY CONCERNS.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
THE WHARF (HOLDINGS) LTD Agenda Number: 704462186
--------------------------------------------------------------------------------------------------------------------------
Security: Y8800U127
Meeting Type: AGM
Meeting Date: 06-Jun-2013
Ticker:
ISIN: HK0004000045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0429/LTN20130429544.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0429/LTN20130429582.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To adopt the Financial Statements and the Mgmt For For
Reports of the Directors and Auditors for
the financial year ended 31 December 2012
2.A To re-elect Mr. T. Y. Ng, a retiring Mgmt Against Against
Director, as a Director
2.B To re-elect Mr. Alexander S. K. Au, a Mgmt For For
retiring Director, as a Director
2.C To re-elect Prof. Edward K. Y. Chen, a Mgmt For For
retiring Director, as a Director
2.D To re-elect Dr. Raymond K. F. Ch'ien, a Mgmt Against Against
retiring Director, as a Director
2.E To re-elect Ms. Y. T. Leng, a retiring Mgmt For For
Director, as a Director
2.F To re-elect Prof. the Hon. Arthur K. C. Li, Mgmt For For
a retiring Director, as a Director
3 To re-appoint KPMG as Auditors of the Mgmt For For
Company and to authorise the Directors to
fix their remuneration
4.A To approve an increase in the rate of fee Mgmt For For
payable to the Chairman of the Company
4.B To approve an increase in the rate of fee Mgmt For For
payable to the Directors (other than the
Chairman of the Company)
4.C To approve an increase in the rate of fee Mgmt For For
payable to the Audit Committee Members
5 To give a general mandate to the Directors Mgmt For For
for share repurchases by the Company
6 To give a general mandate to the Directors Mgmt Against Against
for issue of shares
7 To approve the addition of repurchased Mgmt Against Against
securities to the share issue general
mandate stated under Resolution No. 6
--------------------------------------------------------------------------------------------------------------------------
THYSSENKRUPP AG, DUISBURG/ESSEN Agenda Number: 704207794
--------------------------------------------------------------------------------------------------------------------------
Security: D8398Q119
Meeting Type: AGM
Meeting Date: 18-Jan-2013
Ticker:
ISIN: DE0007500001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 28 DEC 12, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
03.01.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted financial Non-Voting
statements of ThyssenKrupp AG and the
consolidated financial statements for the
period ended September 30, 2012, the
management reports on ThyssenKrupp AG and
the Group for the 2011/2012 fiscal year,
the report by the Supervisory Board and the
explanatory report by the Executive Board
on the information pursuant to Art. 289
par. 4, Art. 315 par. 4 German Commercial
Code (HGB)
2. Resolution on the ratification of the acts Mgmt Against Against
of the members of the Executive Board
3. Resolution on the ratification of the acts Mgmt Against Against
of the members of the Supervisory Board
4. Resolution on the election of a Supervisory Mgmt For For
Board member: Carola Graefin v. Schmettow
5. Resolution on the election of the auditors: Mgmt For For
PricewaterhouseCoopers Aktien-gesellschaft,
Wirtschaftsprufungsgesellschaft, Essen
--------------------------------------------------------------------------------------------------------------------------
TOKYO ELECTRON LIMITED Agenda Number: 704545954
--------------------------------------------------------------------------------------------------------------------------
Security: J86957115
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3571400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Allow Disclosure of Mgmt For For
Shareholder Meeting Materials on the
Internet
2 Amend Articles to: Increase Auditors Board Mgmt For For
Size to 5
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOTAL SA, COURBEVOIE Agenda Number: 704387477
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 17-May-2013
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 170136 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0408/201304081301115.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
TEXT OF RESOLUTIONS O.7, E.11 AND E.12.
THANK YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
O.5 Renewal of term of Mr. Thierry Desmarest as Mgmt For For
Board member
O.6 Renewal of term of Mr. Gunnar Brock as Mgmt For For
Board member
O.7 Renewal of term of Mr. Gerard Lamarche as Mgmt For For
Board member
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
CANDIDATES TO BE ELECTED AS DIRECTORS,
THERE IS ONLY 1 VACANCY AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
DIRECTORS. THANK YOU.
O.8 Appointment of Mr. Charles Keller as Board Mgmt For For
member representing employee shareholders
pursuant to Article 11 of the bylaws
O.9 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: Appointment of Mr. Philippe
Marchandise as Board member representing
employee shareholders pursuant to Article
11 of the bylaws
O.10 Attendance allowances allocated to the Mgmt For For
Board of Directors
E.11 Authorization to grant Company's share Mgmt Against Against
subscription and/or purchase options to
some employees of the Group and corporate
officers of the company or Group companies
with cancellation of shareholders'
preferential subscription rights to shares
issued following the exercise of share
subscription options
E.12 Delegation of authority granted to the Mgmt For For
Board of Directors to increase capital
under the conditions provided in Articles
L.3332-18 et seq. of the Code of Labor with
cancellation of shareholders' preferential
subscription rights to shares issued due to
the subscription of shares by employees of
the Group
A PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Creation of an Independent Ethics Committee
B PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Corporate officers and employees
compensation components related to
industrial safety indicators
C PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Total's commitment in favor of the
Diversity Label
D PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Presence of an Employees' Representative in
the compensation Committee
E PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Developing individual shareholding
--------------------------------------------------------------------------------------------------------------------------
TOYO INK SC HOLDINGS CO.,LTD. Agenda Number: 704589021
--------------------------------------------------------------------------------------------------------------------------
Security: J91515106
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3606600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOYO SUISAN KAISHA,LTD. Agenda Number: 704588613
--------------------------------------------------------------------------------------------------------------------------
Security: 892306101
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3613000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
2.17 Appoint a Director Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 704538012
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 14-Jun-2013
Ticker:
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
3 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors,
Revision Reduction of Liability System for
Outside Corporate Auditors
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
TOYOTA TSUSHO CORPORATION Agenda Number: 704574866
--------------------------------------------------------------------------------------------------------------------------
Security: J92719111
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3635000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN LTD, STEINHAUSEN Agenda Number: 704432107
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: AGM
Meeting Date: 17-May-2013
Ticker:
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the 2012 Annual Report, Mgmt For For
including the Consolidated Financial
Statements of Transocean Ltd. for Fiscal
Year 2012 and the Statutory Financial
Statements of Transocean Ltd. for Fiscal
Year 2012
2 Appropriation of the Available Earnings for Mgmt For For
Fiscal Year 2012
3.A Payment of a Distribution in Principle Mgmt For For
CMMT PLEASE NOTE THAT YOU CAN ONLY ELECT TO VOTE Non-Voting
FOR 1 OUT OF THE BELOW 2 PROPOSALS (3.B.1)
COMPANY PROPOSAL WHICH THE MANAGEMENT
SUPPORTS OR YOU CAN VOTE FOR THE 3.B.2
WHICH IS THE ICAHAN PROPOSAL (SHAREHOLDER'S
PROPOSAL).
3.B.1 The Board of Directors Distribution Mgmt For For
Proposal: The Board of Directors proposes
that (A) CHF 1,595,054,382 of general legal
reserves from capital contribution be
released and allocated to ''dividend
reserve from capital contributions" (the
"Dividend Reserve"), (B) a dividend in the
amount of USD 2.24 per outstanding share of
the Company be distributed out of, and
limited at a maximum to the amount of, such
Dividend Reserve and paid in installments
at such times and at such record dates as
shall be determined by the Board of
Directors in its discretion, and (C) any
amount of the Dividend Reserve remaining
after payment of the final installment be
automatically reallocated to "general legal
reserves from capital contribution."
Dividend payments shall be made with
respect to the outstanding share capital of
the Company on the record date for the
applicable installment, which amount will
exclude any shares held by the Company or
any of its direct or indirect subsidiaries.
The Board of Directors' proposed
shareholder resolution is included in Annex
A
3.B.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Icahn Group
Distribution Proposal: The Icahn Group has
requested the inclusion of the following
item and proposal on the agenda of the 2013
annual general meeting: (A) CHF
2,110,000,000 shall be released from
''legal reserve, reserve from capital
contributions,'' and such amount shall be
allocated to ''free reserve, dividend
reserve from capital contributions,'' and
(B) a dividend in the amount of USD 4.00
per share of the Company be distributed out
of such ''legal reserve, reserve from
capital contributions'' and paid in four
equal quarterly installments. Dividend
payments shall be made with respect to the
outstanding share capital of the Company on
the record date for the applicable
installment, which amount will exclude any
shares held by the Company or any of its
direct or indirect subsidiaries. The Icahn
Group's proposed shareholder resolution is
included in Annex B
4 Re-adoption of the Authorized Share Capital Mgmt For For
CMMT PLEASE NOTE THAT THIS IS SHAREHOLDER Non-Voting
PROPOSAL AND BOARD MAKES NO RECOMMENDATION
FOR RESOLUTION.5
5 Shareholder proposal regarding the repeal Mgmt For For
of the Company's staggered board by
amendment to Article 23 of the Company's
Articles of Association
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 8 Non-Voting
CANDIDATES TO BE ELECTED AS DIRECTORS,
THERE ARE ONLY 5 VACANCIES AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 5 OF THE 8
DIRECTORS. THANK YOU.
6.A Election of Frederico F. Curado as a Mgmt For For
Director
6.B Re-election of Steven L. Newman as a Mgmt For For
Director
6.C Re-election of Thomas W. Cason as a Mgmt For For
Director
6.D Re-election of Robert M. Sprague as a Mgmt No vote
Director
6.E Re-election of J. Michael Talbert as a Mgmt No vote
Director
6.F PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: Election of John J.
Lipinski as a Director
6.G PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Election of Jose
Maria Alapont as a Director
6.H PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Election of Samuel
Merksamer as a Director
7 Appointment of Ernst & Young LLP as the Mgmt For For
Company's Independent Registered Public
Accounting Firm for Fiscal Year 2013 and
Reelection of Ernst & Young Ltd, Zurich, as
the Company's Auditor for a Further
One-Year Term
8 Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION 6 C
TO 6 E. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TREND MICRO INCORPORATED Agenda Number: 704294925
--------------------------------------------------------------------------------------------------------------------------
Security: J9298Q104
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: JP3637300009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
3.3 Appoint a Corporate Auditor Mgmt For For
3.4 Appoint a Corporate Auditor Mgmt For For
4 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
UBS AG, ZUERICH UND BASEL Agenda Number: 704374545
--------------------------------------------------------------------------------------------------------------------------
Security: H89231338
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: CH0024899483
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 152227,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1.1 Approval of the annual report and group and Mgmt For For
parent bank accounts
1.2 Advisory vote on the compensation report Mgmt For For
2012
2 Appropriation of retained earnings and Mgmt For For
distribution
3 Discharge of the members of the board of Mgmt For For
directors and the group executive board for
the financial year 2012
4.1.1 Re-election of member of the board of Mgmt For For
directors: Axel A. Weber
4.1.2 Re-election of member of the board of Mgmt For For
directors: Michel Demare
4.1.3 Re-election of member of the board of Mgmt For For
directors: David Sidwell
4.1.4 Re-election of member of the board of Mgmt For For
directors: Rainer-Marc Frey
4.1.5 Re-election of member of the board of Mgmt For For
directors: Ann F. Godbehere
4.1.6 Re-election of member of the board of Mgmt For For
directors: Axel P. Lehmann
4.1.7 Re-election of member of the board of Mgmt For For
directors: Helmut Panke
4.1.8 Re-election of member of the board of Mgmt For For
directors: William G. Parrett
4.1.9 Re-election of member of the board of Mgmt For For
directors: Isabelle Romy
41.10 Re-election of member of the board of Mgmt For For
directors: Beatrice Weder Di Mauro
41.11 Re-election of member of the board of Mgmt For For
directors: Joseph Yam
4.2 Election of Reto Francioni to the board of Mgmt For For
directors
4.3 Re-election of the auditors, Ernst and Mgmt For For
Young Ltd., Basel
5 Ad hoc Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
ULTRA ELECTRONICS HOLDINGS PLC, GREENFORD MIDDLESE Agenda Number: 704351749
--------------------------------------------------------------------------------------------------------------------------
Security: G9187G103
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: GB0009123323
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's annual accounts Mgmt For For
for the financial year ended 31 December
2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012 of 27.8p per
ordinary share
3 To approve the Remuneration report for the Mgmt For For
financial year ended 31 December 2012
4 To re-elect Mr. D. Caster as a Director Mgmt For For
5 To re-elect Mr. C. Bailey as a Director Mgmt For For
6 To re-elect Sir Robert Walmsley as a Mgmt For For
Director
7 To elect Mr. M. Broadhurst as a Director Mgmt For For
8 To re-elect Mr. M. Anderson as a Director Mgmt For For
9 To re-elect Mr. R. Sharma as a Director Mgmt For For
10 To re-appoint Deloitte LLP as auditors Mgmt For For
11 To authorise the Directors to fix the Mgmt For For
auditors remuneration
12 To amend the rules of the Ultra Electronics Mgmt For For
Long Term Incentive Plan 2007
13 To increase the limit on Directors fees Mgmt For For
14 To authorise the Directors to allot shares Mgmt For For
15 To disapply pre-emption rights Mgmt For For
16 To authorise the Company to purchase its Mgmt For For
own shares
17 To permit General Meetings to be held on 14 Mgmt For For
days' notice
--------------------------------------------------------------------------------------------------------------------------
UMICORE SA, BRUXELLES Agenda Number: 704383114
--------------------------------------------------------------------------------------------------------------------------
Security: B95505168
Meeting Type: MIX
Meeting Date: 30-Apr-2013
Ticker:
ISIN: BE0003884047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
O.1 Receive directors and auditors reports Non-Voting
O.2 Approve remuneration report Mgmt For For
O.3 Approve financial statements, allocation of Mgmt For For
income, and dividends of EUR 1.00 per share
O.4 Receive consolidated financial statements Non-Voting
and statutory reports
O.5 Approve discharge of directors Mgmt For For
O.6 Approve discharge of auditors Mgmt For For
O.7.1 Re-elect Isabelle Bouillot as director Mgmt For For
O.7.2 Re-elect Shohei Naito as director Mgmt For For
O.7.3 Elect Frans Van Daele as independent Mgmt For For
director
O.7.4 Elect Barabara Kux as independent director Mgmt For For
O.7.5 Approve remuneration of directors Mgmt For For
E.1 Authorize repurchase of up to 10 percent of Mgmt For For
issued share capital
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL FOR EGM RESOLUTION ON 23 MAY 2013 AT
15:00. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER NV, ROTTERDAM Agenda Number: 704379064
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F271
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: NL0000009355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive Report of Management Board Non-Voting
2 Approve Financial Statements and Allocation Mgmt For For
of Income
3 Approve Discharge of Executive Board Mgmt For For
Members
4 Approve Discharge of Non Executive Board Mgmt For For
Members
5 Re-elect P.G.J.M. Polman as CEO to Board of Mgmt For For
Directors
6 Re-elect R.J.M.S. Huet as CFO to Board of Mgmt For For
Directors
7 Re-elect L.O. Fresco to Board of Directors Mgmt For For
8 Re-elect A.M. Fudge to Board of Directors Mgmt For For
9 Re-elect C.E. Golden to Board of Directors Mgmt For For
10 Re-elect B.E. Grote to Board of Directors Mgmt For For
11 Re-elect H. Nyasulu to Board of Directors Mgmt For For
12 Re-elect M. Rifkind to Board of Directors Mgmt For For
13 Re-elect K.J. Storm to Board of Directors Mgmt For For
14 Re-elect M. Treschow to Board of Directors Mgmt For For
15 Re-elect P.S. Walsh to Board of Directors Mgmt For For
16 Elect L. M. Cha to Board of Directors Mgmt For For
17 Elect M. Ma to Board of Directors Mgmt For For
18 Elect J. Rishton to Board of Directors Mgmt For For
19 Ratify PricewaterhouseCoopers Accountants Mgmt For For
NV as Auditors
20 Grant Board authority to issue shares up to Mgmt For For
10 percent of Issued Capital Plus
additional 10 percent in case of
takeover/merger and restricting/excluding
preemptive rights
21 Authorize Repurchase of up to 10 Percent of Mgmt For For
Issued Share Capital
22 Approve authorization to cancel Ordinary Mgmt For For
Shares
23 Allow Questions and Close Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC, LONDON Agenda Number: 704383140
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Accounts and Mgmt For For
Balance Sheet for the year ended 31
December 2012, together with the Directors'
Report and the Auditor's Report
2 To consider and, if thought fit, approve Mgmt For For
the Directors' Remuneration Report for the
year ended 31 December 2012 included within
the Annual Report and Accounts 2012
3 To re-elect as Executive Director: Mr P G J Mgmt For For
M Polman
4 To re-elect as Executive Director: Mr R J-M Mgmt For For
S Huet
5 To re-elect as Non-Executive Director: Mgmt For For
Professor L O Fresco
6 To re-elect as Non-Executive Director: Ms A Mgmt For For
M Fudge
7 To re-elect as Non-Executive Director: Mr C Mgmt For For
E Golden
8 To re-elect as Non-Executive Director: Dr B Mgmt For For
E Grote
9 To re-elect as Non-Executive Director: Ms H Mgmt For For
Nyasulu
10 To re-elect as Non-Executive Director: The Mgmt For For
Rt Hon Sir Malcolm Rifkind MP
11 To re-elect as Non-Executive Director: Mr K Mgmt For For
J Storm
12 To re-elect as Non-Executive Director: Mr M Mgmt For For
Treschow
13 To re-elect as Non-Executive Director: Mr P Mgmt For For
S Walsh
14 To elect as Non-Executive Director: Mrs L M Mgmt For For
Cha
15 To elect as Non-Executive Director: Ms M Ma Mgmt For For
16 To elect as Non-Executive Director: Mr J Mgmt For For
Rishton
17 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditor of the Company, to hold office
until the conclusion of the next general
meeting at which Accounts are laid before
the members
18 To authorise the Directors to fix the Mgmt For For
remuneration of the Auditor
19 Directors' authority to issue shares Mgmt For For
20 Disapplication of pre-emption rights Mgmt For For
21 Company's authority to purchase its own Mgmt For For
shares
22 Political Donations and Expenditure Mgmt For For
23 Notice period for General Meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VINCI SA, RUEIL MALMAISON Agenda Number: 704313686
--------------------------------------------------------------------------------------------------------------------------
Security: F5879X108
Meeting Type: MIX
Meeting Date: 16-Apr-2013
Ticker:
ISIN: FR0000125486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0308/201303081300520.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0327/201303271300861.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2012
O.4 Option for the payment of dividend in Mgmt For For
shares
O.5 Renewal of term of Mr. Michael Pragnell as Mgmt For For
Board member for a four-year period
O.6 Appointment of Mrs. Yannick Assouad as Mgmt For For
Board member for a four-year period
O.7 Appointment of Mrs. Graziella Gavezotti as Mgmt For For
Board member for a four-year period
O.8 Renewal of term of Deloitte & Associes as Mgmt For For
principal Statutory Auditor for six
financial years
O.9 Appointment of KPMG Audit IS as principal Mgmt For For
Statutory Auditor for six financial years
O.10 Renewal of term of BEAS as deputy Statutory Mgmt For For
Auditor for six financial years
O.11 Appointment of KPMG Audit ID as deputy Mgmt For For
Statutory Auditor for six financial years
O.12 Renewal of the delegation of powers to the Mgmt For For
Board of Directors to allow the Company to
repurchase its own shares
O.13 Approving the transfer by VINCI of its Mgmt For For
shareholding in Cegelec Entreprise to VINCI
Energies
O.14 Approving the renewals of the agreement Mgmt Against Against
entered in on March 3, 2010 between VINCI
and YTSeuropaconsultants
O.15 Approving the renewals of the agreement Mgmt For For
entered in on December 22, 2003 between
VINCI and VINCI Deutschland
E.16 Renewing the authorization granted to the Mgmt For For
Board of Directors to reduce share capital
by cancellation of VINCI shares held by the
Company
E.17 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by incorporation of reserves,
profits or share premiums
E.18 Delegation of authority granted to the Mgmt For For
Board of Directors to issue any shares and
securities giving access to capital of the
Company and/or its subsidiaries while
maintaining shareholders' preferential
subscription rights
E.19 Delegation of authority granted to the Mgmt For For
Board of Directors to issue bonds
convertible and/or exchangeable for new
and/or existing shares (Oceane) of the
Company and/or its subsidiaries with
cancellation of preferential subscription
rights
E.20 Delegation of authority granted to the Mgmt For For
Board of Directors to issue any securities
representing debts and giving access to the
share capital of the Company and/or its
subsidiaries, other than bonds convertible
and/or exchangeable for new and/or existing
shares (Oceane) with cancellation of
preferential subscription rights
E.21 Authorization to be granted to the Board of Mgmt For For
Directors to increase the number of
issuable securities in case of surplus
demands
E.22 Delegation granted to the Board of Mgmt For For
Directors to issue any shares and
securities giving access to share capital,
in consideration for in-kind contributions
of equity securities or securities granted
to the Company
E.23 Delegation of authority granted to the Mgmt Against Against
Board of Directors to carry out capital
increases reserved for a category of
beneficiaries in order to provide employees
of certain foreign subsidiaries benefits
similar to those offered to employees
participating directly or indirectly in an
Employee shareholding funds (FCPE) through
a savings plan with cancellation of
preferential subscription rights
E.24 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC, NEWBURY BERKSHIRE Agenda Number: 703887729
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: AGM
Meeting Date: 24-Jul-2012
Ticker:
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept Financial Statements and Statutory Mgmt For For
Reports
2 Re-elect Gerard Kleisterlee as Director Mgmt For For
3 Re-elect Vittorio Colao as Director Mgmt For For
4 Re-elect Andy Halford as Director Mgmt For For
5 Re-elect Stephen Pusey as Director Mgmt For For
6 Re-elect Renee James as Director Mgmt For For
7 Re-elect Alan Jebson as Director Mgmt For For
8 Re-elect Samuel Jonah as Director Mgmt For For
9 Re-elect Nick Land as Director Mgmt For For
10 Re-elect Anne Lauvergeon as Director Mgmt For For
11 Re-elect Luc Vandevelde as Director Mgmt For For
12 Re-elect Anthony Watson as Director Mgmt For For
13 Re-elect Philip Yea as Director Mgmt For For
14 Approve Final Dividend Mgmt For For
15 Approve Remuneration Report Mgmt For For
16 Reappoint Deloitte LLP as Auditors Mgmt For For
17 Authorise the Audit and Risk Committee to Mgmt For For
Fix Remuneration of Auditors
18 Authorise Issue of Equity with Pre-emptive Mgmt For For
Rights
19 Authorise Issue of Equity without Mgmt For For
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary Mgmt For For
Shares
21 Authorise EU Political Donations and Mgmt For For
Expenditure
22 Authorise the Company to Call EGM with Two Mgmt For For
Weeks' Notice
--------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG, WOLFSBURG Agenda Number: 704328992
--------------------------------------------------------------------------------------------------------------------------
Security: D94523145
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: DE0007664005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
NOTE THAT VOTING INSTRUCTIONS HAVE TO BE Non-Voting
RECEIVED IN WRITTEN FORM FOR VOTING RIGHTS
TO BE EXERCISED AT THIS MEETING. IF YOU
WISH TO VOTE, PLEASE EMAIL
GERMANMARKET.QUERIES@BROADRIDGE.COM TO
REQUEST THE NECESSARY FORMS. WHEN
REQUESTING FORMS, PLEASE STATE YOUR
PROXYEDGE INSTITUTION ID TO MAKE SURE YOU
RECEIVE THE CORRECT DOCUMENTATION FOR YOUR
ACCOUNTS. IF YOU ONLY WANT TO VOTE A SUBSET
OF YOUR ACCOUNTS, PLEASE LIST ALL ACCOUNTS
TO BE VOTED IN ADDITION TO YOUR PROXYEDGE
ID. VOTES INPUT INTO PROXYEDGE WILL BE
RECORDED FOR RECORD KEEPING PURPOSES BUT
WILL NOT BE PROCESSED. PLEASE NOTE THAT THE
ORIGINAL COMPLETED PROXY FORM MUST BE
RETURNED TO THE RESPECTIVE SUB CUSTODIAN BY
THE DEADLINE AS INDICATED ON THE PROXY
FORM. PLEASE NOTE THAT THE VOTE ENTITLEMENT
IS DETERMINED BY THE RECORD DATE. PLEASE
NOTE THAT BROADRIDGE WILL PROVIDE THE PROXY
FORMS VIA EMAIL AS EARLY AS RECORD DATE,
04.04.2013, TO ENABLE YOU TO LIST ONLY THE
VOTE ENTITLED SHARE AMOUNT ON THE PROXY
FORM.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 04.04.2013 , WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
10.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements, the approved
consolidated financial statements, the
management report and the Group management
report for the year ended December 31,
2012, together with the report of the
Supervisory Board on fiscal year 2012 as
well as the explanatory report by the Board
of Management on the information in
accordance with sections 289(4) and 315(4)
of the Handelsgesetzbuch (HGB - German
Commercial Code) and the report in
accordance with section 289(5) of the HGB.
2. Resolution on the appropriation of the net Mgmt For For
profit of Volkswagen Aktiengesellschaft
3.1 Resolution on formal approval of the Mgmt For For
actions of the members of the Board of
Management for fiscal year 2012: Mr Martin
Winterkorn
3.2 Resolution on formal approval of the Mgmt For For
actions of the members of the Board of
Management for fiscal year 2012: Mr
Francisco Javier Garcia Sanz
3.3 Resolution on formal approval of the Mgmt For For
actions of the members of the Board of
Management for fiscal year 2012: Mr Jochem
Heizmann
3.4 Resolution on formal approval of the Mgmt For For
actions of the members of the Board of
Management for fiscal year 2012: Mr
Christian Klingler
3.5 Resolution on formal approval of the Mgmt For For
actions of the members of the Board of
Management for fiscal year 2012: Mr Michael
Macht
3.6 Resolution on formal approval of the Mgmt For For
actions of the members of the Board of
Management for fiscal year 2012: Mr Horst
Neumann
3.7 Resolution on formal approval of the Mgmt For For
actions of the members of the Board of
Management for fiscal year 2012: Mr Leif
Oestling (beginning 01.09.2012)
3.8 Resolution on formal approval of the Mgmt For For
actions of the members of the Board of
Management for fiscal year 2012: Mr Hans
Dieter Poetsch
3.9 Resolution on formal approval of the Mgmt For For
actions of the members of the Board of
Management for fiscal year 2012: Mr Rupert
Stadler
4.1 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Ferdinand K.
Piech
4.2 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Berthold
Huber
4.3 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Hussain Ali
Al-Abdulla
4.4 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Khalifa
Jassim Al-Kuwari
4.5 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Joerg Bode
4.6 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2012: Ms Annika
Falkengren
4.7 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Michael
Frenzel (until 19.04.2012)
4.8 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Uwe Fritsch
(beginning 19.04.2012)
4.9 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2012: Ms Babette
Froehlich
4.10 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Peter Jacobs
(until 19.04.2012)
4.11 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2012: Mr David
McAllister
4.12 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Hartmut
Meine
4.13 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Peter Mosch
4.14 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Bernd
Osterloh
4.15 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Hans Michel
Piech
4.16 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2012: Ms Ursula Piech
(beginning 19.04.2012)
4.17 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Ferdinand
Oliver Porsche
4.18 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Wolfgang
Porsche
4.19 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Wolfgang
Ritmeier (until 31.12.2012)
4.20 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Juergen
Stumpf (until 31.12.2012)
4.21 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Bernd
Wehlauer (until 31.12.2012)
4.22 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2012: Mr Thomas
Zwiebler
5.1 Election of a member of the Supervisory Mgmt Against Against
Board: Mr Wolfgang Porsche
6. Resolution on the approval of intercompany Mgmt For For
agreements
7. Election of the auditors and Group auditors Mgmt For For
for fiscal year 2013 as well as of the
auditors to review the condensed
consolidated financial statements and
interim management report for the first six
months of 2013: PricewaterhouseCoopers
Aktiengesellschaft
--------------------------------------------------------------------------------------------------------------------------
WERELDHAVE NV, DEN HAAG Agenda Number: 704317494
--------------------------------------------------------------------------------------------------------------------------
Security: N95060120
Meeting Type: AGM
Meeting Date: 22-Apr-2013
Ticker:
ISIN: NL0000289213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
6 Adoption of the Annual Accounts for 2012 Mgmt For For
and of the proposal of a dividend per
ordinary share of EUR 3.30 in cash
8 Proposal to discharge the members of the Mgmt For For
Board of Management
9 Proposal to discharge the members of the Mgmt For For
Supervisory Board
10 Proposal to re-appoint D.J. Anbeek as Mgmt For For
member of the Board of Management
11 Proposal to appoint P.Roozenboom as member Mgmt For For
of the Board of Management
12 Proposal to appoint F.C. Weijtens as member Mgmt For For
of the Supervisory Board
13 Proposal to appoint J.A. Bomhoff as member Mgmt For For
of the Supervisory Board
14 Proposal to appoint PwC as Auditor Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN NUMBERING OF RESOLUTION 11. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
WESFARMERS LTD, PERTH WA Agenda Number: 704067936
--------------------------------------------------------------------------------------------------------------------------
Security: Q95870103
Meeting Type: AGM
Meeting Date: 14-Nov-2012
Ticker:
ISIN: AU000000WES1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 5, 6 AND 7 AND VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE
PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN")
ON THE RELEVANT PROPOSAL ITEMS. BY DOING
SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE
PASSING OF THE RELEVANT PROPOSAL/S. BY
VOTING (FOR OR AGAINST) ON PROPOSALS (3, 5,
6 AND 7), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 Proposal to Set a Board Limit Mgmt For For
3 Increase in Remuneration Pool for the Mgmt For For
Non-Executive Directors
4.a Re-election of Mr C B Carter Mgmt For For
4.b Re-election of Mr J P Graham Mgmt For For
4.c Re-election of Ms D L Smith-Gander Mgmt For For
4.d Election of Mr P M Bassat Mgmt For For
5 Adoption of the Remuneration Report Mgmt For For
6 Grant of Performance Rights to the Group Mgmt For For
Managing Director
7 Grant of Performance Rights to the Finance Mgmt For For
Director
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
WESTFIELD GROUP, SYDNEY NSW Agenda Number: 704460423
--------------------------------------------------------------------------------------------------------------------------
Security: Q97062105
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: AU000000WDC7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS "2" AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL. BY VOTING (FOR OR AGAINST) ON
PROPOSAL ("2"), YOU ACKNOWLEDGE THAT YOU
HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 That the Company's Remuneration Report for Mgmt For For
the year ended 31 December 2012 be approved
3 That Mr Frank Lowy AC is re-elected as a Mgmt For For
Director of the Company
4 That Mr Brian Schwartz AM is re-elected as Mgmt For For
a Director of the Company
5 That Mr Roy Furman is re-elected as a Mgmt For For
Director of the Company
6 That Mr Peter Allen is re-elected as a Mgmt For For
Director of the Company
7 That Mr Mark G. Johnson is elected as a Mgmt For For
Director of the Company
8 That an extension to the on-market buy-back Mgmt For For
be approved
--------------------------------------------------------------------------------------------------------------------------
WESTPAC BANKING CORP, SYDNEY NSW Agenda Number: 704164451
--------------------------------------------------------------------------------------------------------------------------
Security: Q97417101
Meeting Type: AGM
Meeting Date: 13-Dec-2012
Ticker:
ISIN: AU000000WBC1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (2), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 Remuneration Report Mgmt For For
3(a) Re-election of Gordon Cairns Mgmt For For
3(b) Election of Robert Elstone Mgmt For For
4(a) Changes to the Westpac Constitution Mgmt For For
relating to preference shares
4(b) Other Changes to the Westpac Constitution Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WH SMITH PLC, SWINDON Agenda Number: 704206487
--------------------------------------------------------------------------------------------------------------------------
Security: G8927V149
Meeting Type: AGM
Meeting Date: 23-Jan-2013
Ticker:
ISIN: GB00B2PDGW16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the reports and accounts of the Mgmt For For
directors and auditors for the year ended
31 August 2012
2 To approve the directors' remuneration Mgmt For For
report for the year ended 31 August 2012
3 To declare a final dividend of 18.6p per Mgmt For For
share
4 To re-elect Walker Boyd Mgmt For For
5 To elect Steve Clarke Mgmt For For
6 To elect Annemarie Durbin Mgmt For For
7 To re-elect Drummond Hall Mgmt For For
8 To re-elect Robert Moorhead Mgmt For For
9 To re-elect Henry Staunton Mgmt For For
10 To re-elect Kate Swann Mgmt For For
11 To re-appoint the auditors Mgmt For For
12 To authorise the Board to determine the Mgmt For For
auditors' remuneration
13 Authority to make political donations Mgmt For For
14 Authority to allot shares Mgmt For For
15 Authority to disapply pre-emption rights Mgmt For For
16 Authority to make market purchases of the Mgmt For For
ordinary shares
17 Authority to call general meetings other Mgmt For For
than the AGM on 14 clear days' notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 5. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
WOODSIDE PETROLEUM LTD, PERTH WA Agenda Number: 704329603
--------------------------------------------------------------------------------------------------------------------------
Security: 980228100
Meeting Type: AGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: AU000000WPL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2.a Election of Mr Frank Cooper Mgmt For For
2.b Re-election of Dr Andrew Jamieson Mgmt For For
2.c Election of Dr Sarah Ryan Mgmt For For
3 Remuneration Report Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
APPLICATION OF RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
WOOLWORTHS LTD, BAULKHAM HILLS NSW Agenda Number: 704092080
--------------------------------------------------------------------------------------------------------------------------
Security: Q98418108
Meeting Type: AGM
Meeting Date: 22-Nov-2012
Ticker:
ISIN: AU000000WOW2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3.A, 3.B AND 5 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3.A, 3.B AND 5), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2.a To re-elect as a Director Mr. John Mgmt For For
Frederick Astbury
2.b To re-elect as a Director Mr. Thomas Mgmt For For
William Pockett
2.c To elect as a Director Ms. Christine Cross Mgmt For For
2.d To elect as a Director Mr. Allan Douglas Mgmt For For
(David) Mackay
2.e To elect as a Director Mr. Michael James Mgmt For For
Ullmer
3.a Long Term Incentive Plan Issues - Mr. Grant Mgmt For For
O'Brien
3.b Long Term Incentive Plan Issues - Mr. Tom Mgmt For For
Pockett
4 That, pursuant to sections 136(2) and 648G Mgmt For For
of the Corporations Act 2001 (Cth), the
proportional takeover approval provisions
in Articles 6.9 to 6.14 of the Constitution
of the Company are renewed for a period of
three years from the date of this meeting
5 Adoption of Remuneration Report Mgmt For For
6 Capital Reduction Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WOOLWORTHS LTD, BAULKHAM HILLS NSW Agenda Number: 704110840
--------------------------------------------------------------------------------------------------------------------------
Security: Q98418108
Meeting Type: EGM
Meeting Date: 22-Nov-2012
Ticker:
ISIN: AU000000WOW2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: That the Company's
Constitution be altered by inserting the
new clause 1A as outlined in the Notice of
Meeting
--------------------------------------------------------------------------------------------------------------------------
WPP PLC Agenda Number: 704511775
--------------------------------------------------------------------------------------------------------------------------
Security: G9788D103
Meeting Type: AGM
Meeting Date: 12-Jun-2013
Ticker:
ISIN: JE00B8KF9B49
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Ordinary Resolution to receive and approve Mgmt For For
the audited accounts
2 Ordinary Resolution to declare a final Mgmt For For
dividend
3 Ordinary Resolution to approve the Mgmt For For
remuneration report of the directors
4 Ordinary Resolution to approve the Mgmt For For
sustainability report of the directors
5 Ordinary Resolution to re-elect Colin Day Mgmt For For
as a director
6 Ordinary Resolution to re-elect Esther Mgmt For For
Dyson as a director
7 Ordinary Resolution to re-elect Orit Mgmt For For
Gadiesh as a director
8 Ordinary Resolution to re-elect Philip Mgmt For For
Lader as a director
9 Ordinary Resolution to re-elect Ruigang Li Mgmt For For
as a director
10 Ordinary Resolution to re-elect Mark Read Mgmt For For
as a director
11 Ordinary Resolution to re-elect Paul Mgmt For For
Richardson as a director
12 Ordinary Resolution to re-elect Jeffrey Mgmt For For
Rosen as a director
13 Ordinary Resolution to re-elect Timothy Mgmt For For
Shriver as a director
14 Ordinary Resolution to re-elect Sir Martin Mgmt For For
Sorrell as a director
15 Ordinary Resolution to re-elect Solomon Mgmt For For
Trujillo as a director
16 Ordinary Resolution to elect Roger Agnelli Mgmt For For
as a director
17 Ordinary Resolution to elect Dr Jacques Mgmt For For
Aigrain as a director
18 Ordinary Resolution to elect Hugo Shong as Mgmt For For
a director
19 Ordinary Resolution to elect Sally Susman Mgmt For For
as a director
20 Ordinary Resolution to re-appoint the Mgmt For For
auditors and authorise the directors to
determine their remuneration
21 Ordinary Resolution to authorise the Mgmt For For
directors to allot relevant securities
22 Ordinary Resolution to approve the Mgmt For For
Executive Performance Share plan
23 Special Resolution to authorise the Company Mgmt For For
to purchase its own shares
24 Special Resolution to authorise the Mgmt For For
disapplication of pre-emption rights
--------------------------------------------------------------------------------------------------------------------------
WPP PLC, ST HELIER Agenda Number: 704166683
--------------------------------------------------------------------------------------------------------------------------
Security: G9787K108
Meeting Type: CRT
Meeting Date: 11-Dec-2012
Ticker:
ISIN: JE00B3DMTY01
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
1 For the purpose of considering and, if Mgmt For For
thought fit, approving (with or without
modification) the proposed scheme of
arrangement referred to in the Notice
convening the Court Meeting (the Scheme)
--------------------------------------------------------------------------------------------------------------------------
WPP PLC, ST HELIER Agenda Number: 704166695
--------------------------------------------------------------------------------------------------------------------------
Security: G9787K108
Meeting Type: OGM
Meeting Date: 11-Dec-2012
Ticker:
ISIN: JE00B3DMTY01
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the Scheme of Arrangement dated Mgmt For For
13 November 2012 and related matters
2 To approve the New WPP Reduction of Capital Mgmt For For
3 To change the name of the Company Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 704126730
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: CRT
Meeting Date: 20-Nov-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
1 To approve the said New Scheme subject to Mgmt For For
the Revised Management Incentive
Arrangements Resolution to be proposed at
the Further Xstrata General Meeting being
passed
2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: To approve the said New Scheme
subject to the Revised Management Incentive
Arrangements Resolution to be proposed at
the Further Xstrata General Meeting not
being passed
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 704123443
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: OGM
Meeting Date: 20-Nov-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, for the purposes of giving effect to Mgmt For For
the New Scheme:(a) the directors of the
Company be authorised to take all such
actions as they may consider necessary or
appropriate for carrying the New Scheme
into full effect; (b) the re-classification
of the ordinary shares of the Company and
the Reduction of Capital (including any
reversals or contingencies associated
therewith) be approved; (c) the
capitalisation of the reserve arising from
the Reduction of Capital in paying up the
Further Xstrata Shares to be allotted to
Glencore International plc (or its
nominee(s)) be approved; (d) the directors
of the Company be authorised to allot the
New Xstrata Shares to Glencore
International plc (or its nominee(s)) as
referred to in paragraph (c) above; and (e)
the amendments to the articles of
association of the Company be approved
2 That: 2.1 the Revised Management Incentive Mgmt Against Against
Arrangements, as defined in the New Scheme
Circular, be approved and the directors of
the Company be authorised to do or procure
to be done all such acts and things on
behalf of the Company as they consider
necessary or expedient for the purpose of
giving effect to such arrangements; and
2.2 the Revised New Xstrata 2012 Plan, as
defined in the New Scheme Circular, be
adopted and that the directors of the
Company be authorised to do or procure to
be done all such acts and things on behalf
of the Company as they consider necessary
or expedient for the purpose of giving
effect to the Revised New Xstrata 2012 Plan
--------------------------------------------------------------------------------------------------------------------------
YAMATO HOLDINGS CO.,LTD. Agenda Number: 704573953
--------------------------------------------------------------------------------------------------------------------------
Security: J96612114
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3940000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
2 Appoint a Corporate Auditor Mgmt For For
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Gateway Trust
By (Signature) /s/ David L. Giunta
Name David L. Giunta
Title President
Date 08/23/2013