UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22099
NAME OF REGISTRANT: Gateway Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 399 Boylston St.
12th Floor
Boston, MA 02116
NAME AND ADDRESS OF AGENT FOR SERVICE: Coleen Downs Dinneen, Esq.
399 Boylston St.
12th Floor
Boston, MA 02116
REGISTRANT'S TELEPHONE NUMBER: 617-449-2810
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
Gateway Fund
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3M COMPANY Agenda Number: 933944008
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Security: 88579Y101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: MMM
ISIN: US88579Y1010
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS "TONY" K. Mgmt For For
BROWN
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: INGE G. THULIN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT.
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ABBOTT LABORATORIES Agenda Number: 933934641
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
S.E. BLOUNT Mgmt For For
W.J. FARRELL Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED Shr Against For
INGREDIENTS
5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shr Against For
6. SHAREHOLDER PROPOSAL - INCENTIVE Shr For Against
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 933942725
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ABBV
ISIN: US00287Y1091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ALPERN Mgmt For For
EDWARD M. LIDDY Mgmt For For
FREDERICK H. WADDELL Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
ABBVIE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
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ABERCROMBIE & FITCH CO. Agenda Number: 934020758
--------------------------------------------------------------------------------------------------------------------------
Security: 002896207
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: ANF
ISIN: US0028962076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES B. BACHMANN Mgmt For For
1B. ELECTION OF DIRECTOR: BONNIE R. BROOKS Mgmt For For
1C. ELECTION OF DIRECTOR: TERRY L. BURMAN Mgmt For For
1D. ELECTION OF DIRECTOR: SARAH M. GALLAGHER Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL E. GREENLEES Mgmt For For
1F. ELECTION OF DIRECTOR: ARCHIE M. GRIFFIN Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL S. JEFFRIES Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For
1I. ELECTION OF DIRECTOR: DIANE L. NEAL Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES R. PERRIN Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHANIE M. SHERN Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG R. STAPLETON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 31,
2015.
4. STOCKHOLDER PROPOSAL ON ADOPTION OF A Shr For Against
POLICY REGARDING ACCELERATED VESTING OF
EQUITY AWARDS OF NAMED EXECUTIVE OFFICERS
UPON A CHANGE OF CONTROL, IF THE
STOCKHOLDER PROPOSAL IS PROPERLY PRESENTED
AT THE ANNUAL MEETING.
5. STOCKHOLDER PROPOSAL REGARDING ADOPTION OF Shr Against For
A "SPECIFIC PERFORMANCE POLICY", IF THE
STOCKHOLDER PROPOSAL IS PROPERLY PRESENTED
AT THE ANNUAL MEETING.
6. STOCKHOLDER PROPOSAL REGARDING "PROXY Shr For Against
ACCESS", IF THE STOCKHOLDER PROPOSAL IS
PROPERLY PRESENTED AT THE ANNUAL MEETING.
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ACTIVISION BLIZZARD, INC. Agenda Number: 933998001
--------------------------------------------------------------------------------------------------------------------------
Security: 00507V109
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: ATVI
ISIN: US00507V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBERT J. CORTI Mgmt For For
1.2 ELECTION OF DIRECTOR: BRIAN G. KELLY Mgmt For For
1.3 ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1.4 ELECTION OF DIRECTOR: BARRY MEYER Mgmt For For
1.5 ELECTION OF DIRECTOR: ROBERT J. MORGADO Mgmt For For
1.6 ELECTION OF DIRECTOR: PETER NOLAN Mgmt For For
1.7 ELECTION OF DIRECTOR: RICHARD SARNOFF Mgmt For For
1.8 ELECTION OF DIRECTOR: ELAINE WYNN Mgmt For For
2. TO REQUEST APPROVAL OF A NEW INCENTIVE Mgmt Against Against
PLAN.
3A. TO AMEND PROVISIONS RELATED TO THE Mgmt For For
COMPANY'S RELATIONSHIP WITH VIVENDI, S.A.
3B. TO AMEND PROVISIONS RELATED TO THE ABILITY Mgmt For For
TO AMEND OUR CERTIFICATE OF INCORPORATION.
3C. TO AMEND PROVISIONS RELATED TO THE ABILITY Mgmt For For
TO AMEND OUR BYLAWS.
4. TO REQUEST ADVISORY APPROVAL OF OUR Mgmt Against Against
EXECUTIVE COMPENSATION.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
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ADOBE SYSTEMS INCORPORATED Agenda Number: 933925921
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AMY L. BANSE Mgmt For For
1B. ELECTION OF DIRECTOR: KELLY J. BARLOW Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD W. BARNHOLT Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT K. BURGESS Mgmt For For
1E. ELECTION OF DIRECTOR: FRANK A. CALDERONI Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL R. CANNON Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES E. DALEY Mgmt For For
1H. ELECTION OF DIRECTOR: LAURA B. DESMOND Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES M. GESCHKE Mgmt For For
1J. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1K. ELECTION OF DIRECTOR: DANIEL L. ROSENSWEIG Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT SEDGEWICK Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN E. WARNOCK Mgmt For For
2. APPROVAL OF THE AMENDMENT OF THE 2003 Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE THE
AVAILABLE SHARE RESERVE BY 8.85 MILLION
SHARES.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING ON NOVEMBER 28, 2014.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
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ADVANCED MICRO DEVICES, INC. Agenda Number: 933768787
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 12-Jul-2013
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BRUCE L. CLAFLIN Mgmt For For
1B ELECTION OF DIRECTOR: W. MICHAEL BARNES Mgmt For For
1C ELECTION OF DIRECTOR: JOHN E. CALDWELL Mgmt For For
1D ELECTION OF DIRECTOR: HENRY WK CHOW Mgmt For For
1E ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
1F ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1G ELECTION OF DIRECTOR: MARTIN L. EDELMAN Mgmt For For
1H ELECTION OF DIRECTOR: JOHN R. HARDING Mgmt For For
1I ELECTION OF DIRECTOR: RORY P. READ Mgmt For For
1J ELECTION OF DIRECTOR: AHMED YAHIA Mgmt For For
2 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AMD'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
3 APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 2004 EQUITY INCENTIVE PLAN.
4 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 933951457
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRUCE L. CLAFLIN Mgmt For For
1B. ELECTION OF DIRECTOR: W. MICHAEL BARNES Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN E. CALDWELL Mgmt For For
1D. ELECTION OF DIRECTOR: HENRY WK CHOW Mgmt For For
1E. ELECTION OF DIRECTOR: NORA M. DENZEL Mgmt For For
1F. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
1G. ELECTION OF DIRECTOR: MARTIN L. EDELMAN Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN R. HARDING Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL J. INGLIS Mgmt For For
1J. ELECTION OF DIRECTOR: RORY P. READ Mgmt For For
1K. ELECTION OF DIRECTOR: AHMED YAHIA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AMD'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE ADVANCED MICRO DEVICES, INC. 2004
EQUITY INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF AMD'S NAMED EXECUTIVE OFFICERS.
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AEGON N.V. Agenda Number: 934004069
--------------------------------------------------------------------------------------------------------------------------
Security: 007924103
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AEG
ISIN: US0079241032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3.3 ANNUAL ACCOUNTS 2013: PROPOSAL TO ADOPT THE Mgmt For For
ANNUAL ACCOUNTS 2013
4. PROPOSAL TO APPROVE THE FINAL DIVIDEND 2013 Mgmt For For
5. PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt For For
EXECUTIVE BOARD FROM LIABILITY FOR THEIR
DUTIES
6. PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY FOR THEIR
DUTIES
7. PROPOSAL TO APPOINT MR. ROBERT W. DINEEN TO Mgmt For For
THE SUPERVISORY BOARD
8. PROPOSAL TO APPOINT MRS. CORIEN M. Mgmt For For
WORTMANN-KOOL TO THE SUPERVISORY BOARD
9. PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO ISSUE COMMON SHARES
10. PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS
UPON ISSUING COMMON SHARES
11. PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO ISSUE COMMON SHARES UNDER INCENTIVE
PLANS
12. PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO ACQUIRE SHARES IN THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
AETNA INC. Agenda Number: 933980650
--------------------------------------------------------------------------------------------------------------------------
Security: 00817Y108
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: AET
ISIN: US00817Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FERNANDO AGUIRRE Mgmt For For
1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK M. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: BETSY Z. COHEN Mgmt For For
1E. ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. Mgmt For For
1F. ELECTION OF DIRECTOR: ROGER N. FARAH Mgmt For For
1G. ELECTION OF DIRECTOR: BARBARA HACKMAN Mgmt For For
FRANKLIN
1H. ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt For For
1I. ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1L. ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. TO APPROVE AMENDMENTS TO AETNA'S ARTICLES Mgmt For For
OF INCORPORATION AND BY-LAWS TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS
4. TO APPROVE AN AMENDMENT TO AETNA'S ARTICLES Mgmt For For
OF INCORPORATION TO PROVIDE HOLDERS OF AT
LEAST 25% OF THE VOTING POWER OF ALL
OUTSTANDING SHARES THE RIGHT TO CALL A
SPECIAL MEETING OF SHAREHOLDERS
5. APPROVAL OF THE PROPOSED AMENDMENT TO THE Mgmt For For
AMENDED AETNA INC. 2010 STOCK INCENTIVE
PLAN
6. APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION ON A NON-BINDING ADVISORY
BASIS
7A. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr Against For
CHAIR
7B. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS - BOARD OVERSIGHT
7C. SHAREHOLDER PROPOSAL ON POLITICAL Shr For Against
CONTRIBUTION DISCLOSURE
--------------------------------------------------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC. Agenda Number: 934005477
--------------------------------------------------------------------------------------------------------------------------
Security: 008252108
Meeting Type: Annual
Meeting Date: 16-Jun-2014
Ticker: AMG
ISIN: US0082521081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL T. BYRNE Mgmt For For
1B. ELECTION OF DIRECTOR: DWIGHT D. CHURCHILL Mgmt For For
1C. ELECTION OF DIRECTOR: NIALL FERGUSON Mgmt For For
1D. ELECTION OF DIRECTOR: SEAN M. HEALEY Mgmt For For
1E. ELECTION OF DIRECTOR: HAROLD J. MEYERMAN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM J. NUTT Mgmt For For
1G. ELECTION OF DIRECTOR: TRACY P. PALANDJIAN Mgmt For For
1H. ELECTION OF DIRECTOR: RITA M. RODRIGUEZ Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK T. RYAN Mgmt For For
1J. ELECTION OF DIRECTOR: JIDE J. ZEITLIN Mgmt For For
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
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AFLAC INCORPORATED Agenda Number: 933939956
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: AFL
ISIN: US0010551028
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL P. AMOS Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN SHELBY AMOS II Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL S. AMOS II Mgmt For For
1D. ELECTION OF DIRECTOR: W. PAUL BOWERS Mgmt For For
1E. ELECTION OF DIRECTOR: KRISS CLONINGER III Mgmt For For
1F. ELECTION OF DIRECTOR: ELIZABETH J. HUDSON Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES B. KNAPP Mgmt For For
1J. ELECTION OF DIRECTOR: BARBARA K. RIMER, Mgmt For For
DRPH
1K. ELECTION OF DIRECTOR: MELVIN T. STITH Mgmt For For
1L. ELECTION OF DIRECTOR: DAVID GARY THOMPSON Mgmt For For
1M. ELECTION OF DIRECTOR: TAKURO YOSHIDA Mgmt For For
2. TO CONSIDER THE FOLLOWING NON-BINDING Mgmt Against Against
ADVISORY PROPOSAL: "RESOLVED, THAT THE
SHAREHOLDERS APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS,
PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING AS DISCLOSED IN THE
COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE DISCUSSION IN THE
PROXY STATEMENT"
3. TO CONSIDER AND ACT UPON THE RATIFICATION Mgmt For For
OF THE APPOINTMENT OF KPMG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2014
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AGL RESOURCES INC. Agenda Number: 933938500
--------------------------------------------------------------------------------------------------------------------------
Security: 001204106
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: GAS
ISIN: US0012041069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SANDRA N. BANE Mgmt For For
THOMAS D. BELL, JR. Mgmt For For
NORMAN R. BOBINS Mgmt For For
CHARLES R. CRISP Mgmt For For
BRENDA J. GAINES Mgmt For For
ARTHUR E. JOHNSON Mgmt For For
WYCK A. KNOX, JR. Mgmt For For
DENNIS M. LOVE Mgmt For For
DEAN R. O'HARE Mgmt For For
ARMANDO J. OLIVERA Mgmt For For
JOHN E. RAU Mgmt For For
JAMES A. RUBRIGHT Mgmt For For
JOHN W. SOMERHALDER II Mgmt For For
BETTINA M. WHYTE Mgmt For For
HENRY C. WOLF Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. THE APPROVAL OF A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4. THE ADOPTION OF AN AMENDMENT AND Mgmt For For
RESTATEMENT OF OUR AMENDED AND RESTATED
EMPLOYEE STOCK PURCHASE PLAN.
5. SHAREHOLDER PROPOSAL REGARDING GENDER Shr For Against
IDENTITY.
6. SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTE STANDARD FOR DIRECTOR ELECTIONS.
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AKAMAI TECHNOLOGIES, INC. Agenda Number: 933959439
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MONTE FORD Mgmt For For
1.2 ELECTION OF DIRECTOR: FREDERIC SALERNO Mgmt For For
1.3 ELECTION OF DIRECTOR: STEVEN SCOPELLITE Mgmt For For
1.4 ELECTION OF DIRECTOR: BERNARDUS VERWAAYEN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. TO VOTE ON A NON-BINDING SHAREHOLDER Shr For
PROPOSAL TO REPEAL OUR CLASSIFIED BOARD OF
DIRECTORS, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
ALCOA INC. Agenda Number: 933932572
--------------------------------------------------------------------------------------------------------------------------
Security: 013817101
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: AA
ISIN: US0138171014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1.2 ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1.3 ELECTION OF DIRECTOR: MARTIN S. SORRELL Mgmt For For
1.4 ELECTION OF DIRECTOR: RATAN N. TATA Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL (EXECUTIVES TO RETAIN Shr For Against
SIGNIFICANT STOCK).
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 933999584
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: LEONARD BELL Mgmt For For
1.2 ELECTION OF DIRECTOR: MAX LINK Mgmt For For
1.3 ELECTION OF DIRECTOR: WILLIAM R. KELLER Mgmt For For
1.4 ELECTION OF DIRECTOR: JOHN T. MOLLEN Mgmt For For
1.5 ELECTION OF DIRECTOR: R. DOUGLAS NORBY Mgmt For For
1.6 ELECTION OF DIRECTOR: ALVIN S. PARVEN Mgmt For For
1.7 ELECTION OF DIRECTOR: ANDREAS RUMMELT Mgmt For For
1.8 ELECTION OF DIRECTOR: ANN M. VENEMAN Mgmt For For
02. APPROVAL OF A NON-BINDING ADVISORY VOTE OF Mgmt For For
THE 2013 COMPENSATION PAID TO ALEXION'S
NAMED EXECUTIVE OFFICERS.
03. RATIFICATION OF APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
ALEXION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
04. TO ACT ON A SHAREHOLDER PROPOSAL REQUESTING Shr For Against
THE BOARD TO ADOPT A RULE TO REDEEM ANY
CURRENT OR FUTURE SHAREHOLDER RIGHTS PLAN
OR AMENDMENT UNLESS SUCH PLAN IS SUBMITTED
TO A SHAREHOLDER VOTE WITHIN 12 MONTHS.
--------------------------------------------------------------------------------------------------------------------------
ALTERA CORPORATION Agenda Number: 933956685
--------------------------------------------------------------------------------------------------------------------------
Security: 021441100
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: ALTR
ISIN: US0214411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN P. DAANE Mgmt For For
1B. ELECTION OF DIRECTOR: T. MICHAEL NEVENS Mgmt For For
1C. ELECTION OF DIRECTOR: A. BLAINE BOWMAN Mgmt For For
1D. ELECTION OF DIRECTOR: ELISHA W. FINNEY Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN MCGARITY Mgmt For For
1F. ELECTION OF DIRECTOR: KRISH A. PRABHU Mgmt For For
1G. ELECTION OF DIRECTOR: SHANE V. ROBISON Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN SHOEMAKER Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS H. WAECHTER Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE 2005 EQUITY Mgmt For For
INCENTIVE PLAN TO (I) EXTEND THE TERM OF
THE PLAN, (II) INCREASE BY 3,000,000 THE
NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN AND (III) MAKE
CERTAIN OTHER CHANGES AS DESCRIBED IN MORE
DETAIL IN THE PROXY STATEMENT.
3. TO APPROVE AN AMENDMENT TO THE 1987 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY
1,000,000 THE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
6. IF PROPERLY PRESENTED AT THE ANNUAL Shr For Against
MEETING, TO CONSIDER A STOCKHOLDER PROPOSAL
REGARDING AN INDEPENDENT CHAIR OF THE
BOARD.
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 933956801
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERALD L. BALILES Mgmt For For
1B. ELECTION OF DIRECTOR: MARTIN J. BARRINGTON Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. CASTEEN III Mgmt For For
1D. ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS W. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS Mgmt For For
1H. ELECTION OF DIRECTOR: W. LEO KIELY III Mgmt For For
1I. ELECTION OF DIRECTOR: KATHRYN B. MCQUADE Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1K. ELECTION OF DIRECTOR: NABIL Y. SAKKAB Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
4. SHAREHOLDER PROPOSAL - PREPARATION OF Shr Against For
HEALTH EFFECT AND CESSATION MATERIALS FOR
POOR AND LESS FORMALLY EDUCATED TOBACCO
CONSUMERS
5. SHAREHOLDER PROPOSAL - DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933970510
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1F. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING A REPORT Shr For Against
CONCERNING CORPORATE POLITICAL
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
AMEREN CORPORATION Agenda Number: 933933485
--------------------------------------------------------------------------------------------------------------------------
Security: 023608102
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: AEE
ISIN: US0236081024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WARNER L. BAXTER Mgmt For For
CATHERINE S. BRUNE Mgmt For For
ELLEN M. FITZSIMMONS Mgmt For For
WALTER J. GALVIN Mgmt For For
RICHARD J. HARSHMAN Mgmt For For
GAYLE P.W. JACKSON Mgmt For For
JAMES C. JOHNSON Mgmt For For
STEVEN H. LIPSTEIN Mgmt For For
PATRICK T. STOKES Mgmt For For
THOMAS R. VOSS Mgmt For For
STEPHEN R. WILSON Mgmt For For
JACK D. WOODARD Mgmt For For
2 NON-BINDING ADVISORY APPROVAL OF Mgmt For For
COMPENSATION OF THE EXECUTIVES DISCLOSED IN
THE PROXY STATEMENT.
3 APPROVAL OF THE 2014 OMNIBUS INCENTIVE Mgmt For For
COMPENSATION PLAN.
4 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
5 SHAREHOLDER PROPOSAL REGARDING HAVING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
6 SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr For Against
LOBBYING.
7 SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr Against For
GREENHOUSE GAS EMISSIONS.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN CAPITAL AGENCY CORP. Agenda Number: 933929880
--------------------------------------------------------------------------------------------------------------------------
Security: 02503X105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: AGNC
ISIN: US02503X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBERT M. COUCH Mgmt For For
1.2 ELECTION OF DIRECTOR: MORRIS A. DAVIS Mgmt For For
1.3 ELECTION OF DIRECTOR: RANDY E. DOBBS Mgmt For For
1.4 ELECTION OF DIRECTOR: LARRY K. HARVEY Mgmt For For
1.5 ELECTION OF DIRECTOR: PRUE B. LAROCCA Mgmt For For
1.6 ELECTION OF DIRECTOR: ALVIN N. PURYEAR Mgmt For For
1.7 ELECTION OF DIRECTOR: MALON WILKUS Mgmt For For
1.8 ELECTION OF DIRECTOR: JOHN R. ERICKSON Mgmt For For
1.9 ELECTION OF DIRECTOR: SAMUEL A. FLAX Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTANT FOR THE YEAR ENDING DECEMBER 31,
2014.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC. Agenda Number: 933983618
--------------------------------------------------------------------------------------------------------------------------
Security: 02553E106
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: AEO
ISIN: US02553E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL G. JESSELSON Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER S. MARKFIELD Mgmt For For
1.3 ELECTION OF DIRECTOR: JAY L. SCHOTTENSTEIN Mgmt For For
2. HOLD AN ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. APPROVE THE COMPANY'S 2014 STOCK AWARD AND Mgmt For For
INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 933929537
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS K. AKINS Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: J. BARNIE BEASLEY, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: LINDA A. GOODSPEED Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS E. HOAGLIN Mgmt For For
1G. ELECTION OF DIRECTOR: SANDRA BEACH LIN Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1I. ELECTION OF DIRECTOR: LIONEL L. NOWELL III Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN S. RASMUSSEN Mgmt For For
1K. ELECTION OF DIRECTOR: OLIVER G. RICHARD III Mgmt For For
1L. ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 933945872
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: URSULA BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: PETER CHERNIN Mgmt For For
1E. ELECTION OF DIRECTOR: ANNE LAUVERGEON Mgmt For For
1F. ELECTION OF DIRECTOR: THEODORE LEONSIS Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD LEVIN Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD MCGINN Mgmt For For
1I. ELECTION OF DIRECTOR: SAMUEL PALMISANO Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN REINEMUND Mgmt For For
1K. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT WALTER Mgmt For For
1M. ELECTION OF DIRECTOR: RONALD WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL RELATING TO ANNUAL Shr For Against
DISCLOSURE OF EEO-1 DATA.
5. SHAREHOLDER PROPOSAL RELATING TO REPORT ON Shr For Against
PRIVACY, DATA SECURITY AND GOVERNMENT
REQUESTS.
6. SHAREHOLDER PROPOSAL RELATING TO ACTION BY Shr For Against
WRITTEN CONSENT.
7. SHAREHOLDER PROPOSAL FOR EXECUTIVES TO Shr For Against
RETAIN SIGNIFICANT STOCK.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933956217
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: PETER R. FISHER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1K. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1M. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1N. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
3. TO ACT UPON A PROPOSAL TO AMEND AND RESTATE Mgmt For For
AIG'S RESTATED CERTIFICATE OF INCORPORATION
TO CONTINUE TO RESTRICT CERTAIN TRANSFERS
OF AIG COMMON STOCK IN ORDER TO PROTECT
AIG'S TAX ATTRIBUTES.
4. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
AMENDMENT TO EXTEND THE EXPIRATION OF THE
AMERICAN INTERNATIONAL GROUP, INC. TAX
ASSET PROTECTION PLAN.
5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933956306
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For
JR.
1C ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1G ELECTION OF DIRECTOR: MR. GREG C. GARLAND Mgmt For For
1H ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1I ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1J ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1K ELECTION OF DIRECTOR: MS. JUDTIH C. PELHAM Mgmt For For
1L ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3 ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4 STOCKHOLDER PROPOSAL #1 (VOTE TABULATION) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 933920072
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 12-Mar-2014
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: RAY STATA Mgmt For For
1B) ELECTION OF DIRECTOR: VINCENT T. ROCHE Mgmt For For
1C) ELECTION OF DIRECTOR: RICHARD M. BEYER Mgmt For For
1D) ELECTION OF DIRECTOR: JAMES A. CHAMPY Mgmt For For
1E) ELECTION OF DIRECTOR: JOHN C. HODGSON Mgmt For For
1F) ELECTION OF DIRECTOR: YVES-ANDRE ISTEL Mgmt For For
1G) ELECTION OF DIRECTOR: NEIL NOVICH Mgmt For For
1H) ELECTION OF DIRECTOR: F. GRANT SAVIERS Mgmt For For
1I) ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
1J) ELECTION OF DIRECTOR: LISA T. SU Mgmt For For
2) TO APPROVE, BY NON-BINDING "SAY-ON-PAY" Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3) TO APPROVE THE AMENDED AND RESTATED ANALOG Mgmt For For
DEVICES, INC. 2006 STOCK INCENTIVE PLAN.
4) TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC. Agenda Number: 933971310
--------------------------------------------------------------------------------------------------------------------------
Security: 035710409
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: NLY
ISIN: US0357104092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JONATHAN D. GREEN Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN H. SCHAEFER Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCINE J. BOVICH Mgmt For For
2. THE PROPOSAL TO APPROVE A NON-BINDING Mgmt For For
ADVISORY RESOLUTION ON EXECUTIVE
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 934007445
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESTER B. KNIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1C. ELECTION OF DIRECTOR: FULVIO CONTI Mgmt For For
1D. ELECTION OF DIRECTOR: CHERYL A. FRANCIS Mgmt For For
1E. ELECTION OF DIRECTOR: EDGAR D. JANNOTTA Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES W. LENG Mgmt For For
1G. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1K. ELECTION OF DIRECTOR: GLORIA SANTONA Mgmt For For
1L. ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
2. RECEIPT OF AON'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
DECEMBER 31, 2013.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AON'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4. RE-APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AON'S U.K. STATUTORY AUDITOR UNDER THE
COMPANIES ACT 2006.
5. AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE THE REMUNERATION OF ERNST & YOUNG
LLP.
6. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
7. APPROVAL OF DIRECTORS' REMUNERATION POLICY. Mgmt For For
8. ADVISORY VOTE TO APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT (OTHER THAN THE
DIRECTORS' REMUNERATION POLICY).
9. APPROVAL OF THE AON PLC 2011 INCENTIVE Mgmt Against Against
COMPENSATION PLAN.
10 APPROVAL OF FORMS OF SHARE REPURCHASE Mgmt For For
CONTRACT AND REPURCHASE COUNTERPARTIES.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933915564
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Against For
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr Against For
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 933917140
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AART J. DE GEUS Mgmt For For
1B. ELECTION OF DIRECTOR: GARY E. DICKERSON Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN R. FORREST Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. IANNOTTI Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1F. ELECTION OF DIRECTOR: ALEXANDER A. KARSNER Mgmt For For
1G. ELECTION OF DIRECTOR: GERHARD H. PARKER Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1I. ELECTION OF DIRECTOR: WILLEM P. ROELANDTS Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES E. ROGERS Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT H. SWAN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF APPLIED MATERIALS' NAMED
EXECUTIVE OFFICERS
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
APPLIED MATERIALS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
4. STOCKHOLDER PROPOSAL TITLED "SPECIAL Shr For Against
SHAREOWNER MEETINGS."
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 934026320
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Special
Meeting Date: 23-Jun-2014
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE BUSINESS COMBINATION Mgmt For For
AGREEMENT, DATED AS OF SEPTEMBER 24, 2013,
AS AMENDED, BY AND AMONG APPLIED MATERIALS,
INC., TOKYO ELECTRON LIMITED, AND
TEL-APPLIED HOLDINGS B.V.
2. APPROVAL, ON AN ADVISORY BASIS, OF CERTAIN Mgmt For For
COMPENSATORY ARRANGEMENTS BETWEEN APPLIED
MATERIALS AND ITS NAMED EXECUTIVE OFFICERS
BASED ON OR OTHERWISE RELATING TO THE
BUSINESS COMBINATION
3. APPROVAL OF ANY PROPOSAL THAT MAY BE MADE Mgmt For For
BY THE EXECUTIVE CHAIRMAN OF THE BOARD OF
DIRECTORS TO ADJOURN THE SPECIAL MEETING
(1) TO THE EXTENT NECESSARY TO ENSURE THAT
ANY SUPPLEMENT OR AMENDMENT TO THE PROXY
STATEMENT THAT IS REQUIRED BY APPLICABLE
LEGAL REQUIREMENTS IS TIMELY PROVIDED TO
... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO. Agenda Number: 933955950
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: AJG
ISIN: US3635761097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM L. BAX Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: J. PATRICK GALLAGHER, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: ELBERT O. HAND Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID S. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: KAY W. MCCURDY Mgmt For For
1H. ELECTION OF DIRECTOR: NORMAN L. ROSENTHAL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR
3. APPROVAL OF ARTHUR J. GALLAGHER & CO. 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
ASSOCIATED BANC-CORP Agenda Number: 933936431
--------------------------------------------------------------------------------------------------------------------------
Security: 045487105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: ASBC
ISIN: US0454871056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOHN F. BERGSTROM Mgmt For For
RUTH M. CROWLEY Mgmt For For
PHILIP B. FLYNN Mgmt For For
RONALD R. HARDER Mgmt For For
WILLIAM R. HUTCHINSON Mgmt For For
ROBERT A. JEFFE Mgmt For For
EILEEN A. KAMERICK Mgmt For For
RICHARD T. LOMMEN Mgmt For For
CORY L. NETTLES Mgmt For For
J. DOUGLAS QUICK Mgmt For For
KAREN T. VAN LITH Mgmt For For
JOHN (JAY) B. WILLIAMS Mgmt For For
2 ADVISORY APPROVAL OF ASSOCIATED BANC-CORP'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
3 THE RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ASSOCIATED BANC-CORP
FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933930807
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1F. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1H. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1I. ELECTION OF DIRECTOR: BETH E. MOONEY Mgmt For For
1J. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1L. ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR Mgmt For For
1M. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE SEVERANCE POLICY. Mgmt For For
5. POLITICAL REPORT. Shr For Against
6. LOBBYING REPORT. Shr For Against
7. WRITTEN CONSENT. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 933904674
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Special
Meeting Date: 14-Jan-2014
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE AN AMENDMENT TO THE AUTODESK, INC. Mgmt For For
2012 EMPLOYEE STOCK PLAN TO INCREASE THE
NUMBER OF SHARES RESERVED FOR ISSUANCE BY
11,350,000 AND ADD NEW PERFORMANCE GOALS.
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 933993568
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CARL BASS Mgmt For For
1B. ELECTION OF DIRECTOR: CRAWFORD W. BEVERIDGE Mgmt For For
1C. ELECTION OF DIRECTOR: J. HALLAM DAWSON Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS GEORGENS Mgmt For For
1E. ELECTION OF DIRECTOR: PER-KRISTIAN Mgmt For For
HALVORSEN
1F. ELECTION OF DIRECTOR: MARY T. MCDOWELL Mgmt For For
1G. ELECTION OF DIRECTOR: LORRIE M. NORRINGTON Mgmt For For
1H. ELECTION OF DIRECTOR: BETSY RAFAEL Mgmt For For
1I. ELECTION OF DIRECTOR: STACY J. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS AUTODESK, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
3 APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION OF AUTODESK, INC.'S
NAMED EXECUTIVE OFFICERS.
4 APPROVE THE AUTODESK, INC. EXECUTIVE Mgmt For For
INCENTIVE PLAN, AS AMENDED, PURSUANT TO
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 933881080
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 12-Nov-2013
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELLEN R. ALEMANY Mgmt For For
GREGORY D. BRENNEMAN Mgmt For For
LESLIE A. BRUN Mgmt For For
RICHARD T. CLARK Mgmt For For
ERIC C. FAST Mgmt For For
LINDA R. GOODEN Mgmt For For
R. GLENN HUBBARD Mgmt For For
JOHN P. JONES Mgmt For For
CARLOS A. RODRIGUEZ Mgmt For For
GREGORY L. SUMME Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. APPOINTMENT OF DELOITTE & TOUCHE LLP. Mgmt For For
4. RE-APPROVAL OF PERFORMANCE-BASED PROVISIONS Mgmt For For
OF THE AUTOMATIC DATA PROCESSING, INC. 2008
OMNIBUS AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC. Agenda Number: 933891093
--------------------------------------------------------------------------------------------------------------------------
Security: 053332102
Meeting Type: Annual
Meeting Date: 18-Dec-2013
Ticker: AZO
ISIN: US0533321024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS H. BROOKS Mgmt For For
1B. ELECTION OF DIRECTOR: LINDA A. GOODSPEED Mgmt For For
1C. ELECTION OF DIRECTOR: SUE E. GOVE Mgmt For For
1D. ELECTION OF DIRECTOR: EARL G. GRAVES, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: ENDERSON GUIMARAES Mgmt For For
1F. ELECTION OF DIRECTOR: J.R. HYDE, III Mgmt For For
1G. ELECTION OF DIRECTOR: D. BRYAN JORDAN Mgmt For For
1H. ELECTION OF DIRECTOR: W. ANDREW MCKENNA Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE R. MRKONIC, Mgmt For For
JR.
1J. ELECTION OF DIRECTOR: LUIS P. NIETO Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. RHODES, Mgmt For For
III
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
3. APPROVAL OF ADVISORY PROPOSAL ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AVERY DENNISON CORPORATION Agenda Number: 933933384
--------------------------------------------------------------------------------------------------------------------------
Security: 053611109
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: AVY
ISIN: US0536111091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADLEY ALFORD Mgmt For For
1B. ELECTION OF DIRECTOR: ANTHONY ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: PETER BARKER Mgmt For For
1D. ELECTION OF DIRECTOR: ROLF BORJESSON Mgmt For For
1E. ELECTION OF DIRECTOR: KEN HICKS Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES NOSKI Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID PYOTT Mgmt For For
1H. ELECTION OF DIRECTOR: DEAN SCARBOROUGH Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK SIEWERT Mgmt For For
1J. ELECTION OF DIRECTOR: JULIA STEWART Mgmt For For
1K. ELECTION OF DIRECTOR: MARTHA SULLIVAN Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt Against Against
EXECUTIVE COMPENSATION.
3. APPROVAL OF OUR AMENDED AND RESTATED SENIOR Mgmt For For
EXECUTIVE ANNUAL INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. Agenda Number: 933945884
--------------------------------------------------------------------------------------------------------------------------
Security: 054303102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: AVP
ISIN: US0543031027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS R. CONANT Mgmt For For
W. DON CORNWELL Mgmt For For
V. ANN HAILEY Mgmt For For
NANCY KILLEFER Mgmt For For
MARIA ELENA LAGOMASINO Mgmt For For
SARA MATHEW Mgmt For For
SHERI MCCOY Mgmt For For
CHARLES H. NOSKI Mgmt For For
GARY M. RODKIN Mgmt For For
PAULA STERN Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. SHAREHOLDER PROPOSAL REGARDING PROHIBITION Shr For Against
OF ACCELERATED VESTING OF EQUITY AWARDS
UPON A CHANGE OF CONTROL.
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
SUBSTITUTING SAFER ALTERNATIVES IN PERSONAL
CARE PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Agenda Number: 933936241
--------------------------------------------------------------------------------------------------------------------------
Security: 057224107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: BHI
ISIN: US0572241075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LARRY D. BRADY Mgmt For For
1B. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MARTIN S. CRAIGHEAD Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN L. ELSENHANS Mgmt For For
1E. ELECTION OF DIRECTOR: ANTHONY G. FERNANDES Mgmt For For
1F. ELECTION OF DIRECTOR: CLAIRE W. GARGALLI Mgmt For For
1G. ELECTION OF DIRECTOR: PIERRE H. JUNGELS Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES A. LASH Mgmt For For
1I. ELECTION OF DIRECTOR: J. LARRY NICHOLS Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES W. STEWART Mgmt Abstain Against
1K. ELECTION OF DIRECTOR: CHARLES L. WATSON Mgmt For For
2. AN ADVISORY VOTE RELATED TO THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
4. THE APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
BAKER HUGHES INCORPORATED 2002 DIRECTOR &
OFFICER LONG-TERM INCENTIVE PLAN.
5. THE APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
BAKER HUGHES INCORPORATED 2002 EMPLOYEE
LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933948070
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1J. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1L. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1M. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1N. ELECTION OF DIRECTOR: CLAYTON S. ROSE Mgmt For For
1O. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. AN ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION (SAY ON
PAY).
3. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2014.
4. APPROVAL OF AMENDMENT TO THE SERIES T Mgmt For For
PREFERRED STOCK.
5. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shr For Against
DIRECTOR ELECTIONS.
6. STOCKHOLDER PROPOSAL - PROXY ACCESS. Shr Against For
7. STOCKHOLDER PROPOSAL - CLIMATE CHANGE Shr For Against
REPORT.
8. STOCKHOLDER PROPOSAL - LOBBYING REPORT. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 933939487
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WAYNE T. HOCKMEYER Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT L. PARKINSON, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: THOMAS T. STALLKAMP Mgmt For For
1D. ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL - RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT.
5. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr For Against
SIGNIFICANT STOCK.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 933937320
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 03-May-2014
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WARREN E. BUFFETT Mgmt For For
CHARLES T. MUNGER Mgmt For For
HOWARD G. BUFFETT Mgmt For For
STEPHEN B. BURKE Mgmt For For
SUSAN L. DECKER Mgmt For For
WILLIAM H. GATES III Mgmt For For
DAVID S. GOTTESMAN Mgmt For For
CHARLOTTE GUYMAN Mgmt For For
DONALD R. KEOUGH Mgmt For For
THOMAS S. MURPHY Mgmt For For
RONALD L. OLSON Mgmt For For
WALTER SCOTT, JR. Mgmt For For
MERYL B. WITMER Mgmt For For
2 NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
2014 PROXY STATEMENT.
3 NON-BINDING RESOLUTION TO DETERMINE THE Mgmt 1 Year Against
FREQUENCY (WHETHER ANNUAL, BIENNIAL OR
TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE
COMPANY SHALL BE ENTITLED TO HAVE AN
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4 SHAREHOLDER PROPOSAL REGARDING GREENHOUSE Shr For Against
GAS AND OTHER AIR EMISSIONS.
5 SHAREHOLDER PROPOSAL REGARDING DIVIDENDS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 934000857
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LISA M. CAPUTO Mgmt For For
1B. ELECTION OF DIRECTOR: RUSSELL P. FRADIN Mgmt For For
1C. ELECTION OF DIRECTOR: KATHY J. HIGGINS Mgmt For For
VICTOR
1D. ELECTION OF DIRECTOR: HUBERT JOLY Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID W. KENNY Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS L. MILLNER Mgmt For For
1G. ELECTION OF DIRECTOR: GERARD R. VITTECOQ Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
3. TO APPROVE IN A NON-BINDING ADVISORY VOTE Mgmt For For
OUR NAMED EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE THE 2014 OMNIBUS INCENTIVE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 933996247
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1B. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1I. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 933950277
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BSX
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRUCE L. BYRNES Mgmt For For
1B. ELECTION OF DIRECTOR: NELDA J. CONNORS Mgmt For For
1C. ELECTION OF DIRECTOR: KRISTINA M. JOHNSON Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL F. MAHONEY Mgmt For For
1F. ELECTION OF DIRECTOR: ERNEST MARIO Mgmt For For
1G. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: PETE M. NICHOLAS Mgmt For For
1I. ELECTION OF DIRECTOR: UWE E. REINHARDT Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID J. ROUX Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2. TO CONSIDER AND VOTE UPON AN ADVISORY VOTE Mgmt For For
TO APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
3. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2006 GLOBAL EMPLOYEE STOCK OWNERSHIP
PLAN.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
5. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr Against For
PROPOSAL SUBMITTED BY THE PEOPLE FOR THE
ETHICAL TREATMENT OF ANIMALS CONCERNING
ACCOUNTABILITY IN ANIMAL EXPERIMENTATION.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933943462
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt For For
1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt For For
1G. ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: D.C. PALIWAL Mgmt For For
1I. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1J. ELECTION OF DIRECTOR: G.L. STORCH Mgmt For For
1K. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. SIMPLE MAJORITY VOTE. Shr For
--------------------------------------------------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC. Agenda Number: 933883515
--------------------------------------------------------------------------------------------------------------------------
Security: 11133T103
Meeting Type: Annual
Meeting Date: 14-Nov-2013
Ticker: BR
ISIN: US11133T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD J. DALY Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT N. DUELKS Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD J. HAVILAND Mgmt For For
1E. ELECTION OF DIRECTOR: SANDRA S. JAFFEE Mgmt For For
1F. ELECTION OF DIRECTOR: STUART R. LEVINE Mgmt For For
1G. ELECTION OF DIRECTOR: MAURA A. MARKUS Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS J. PERNA Mgmt For For
1I. ELECTION OF DIRECTOR: ALAN J. WEBER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING JUNE 30, 2014.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE BROADRIDGE 2007 OMNIBUS AWARD PLAN.
4. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION (THE SAY ON PAY VOTE).
--------------------------------------------------------------------------------------------------------------------------
CARBO CERAMICS INC. Agenda Number: 933972754
--------------------------------------------------------------------------------------------------------------------------
Security: 140781105
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: CRR
ISIN: US1407811058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SIGMUND L. CORNELIUS Mgmt For For
CHAD C. DEATON Mgmt For For
JAMES B. JENNINGS Mgmt For For
GARY A. KOLSTAD Mgmt For For
H.E. LENTZ, JR. Mgmt For For
RANDY L. LIMBACHER Mgmt For For
WILLIAM C. MORRIS Mgmt For For
ROBERT S. RUBIN Mgmt For For
2. PROPOSAL TO APPROVE THE 2014 CARBO CERAMICS Mgmt For For
INC. OMNIBUS INCENTIVE PLAN.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS,
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. PROPOSAL TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 934004805
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL M. DICKINSON Mgmt For For
1C. ELECTION OF DIRECTOR: JUAN GALLARDO Mgmt For For
1D. ELECTION OF DIRECTOR: JESSE J. GREENE, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: PETER A. MAGOWAN Mgmt For For
1G. ELECTION OF DIRECTOR: DENNIS A. MUILENBURG Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS R. OBERHELMAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1J. ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1L. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For
2. RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVE THE CATERPILLAR INC. 2014 LONG-TERM Mgmt For For
INCENTIVE PLAN.
5. APPROVE THE CATERPILLAR INC. EXECUTIVE Mgmt For For
SHORT-TERM INCENTIVE PLAN.
6. STOCKHOLDER PROPOSAL - REVIEW OF GLOBAL Shr For Against
CORPORATE STANDARDS.
7. STOCKHOLDER PROPOSAL - SALES TO SUDAN. Shr For Against
8. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 934002837
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
R.W. BARKER, D. PHIL. Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
RODMAN L. DRAKE Mgmt For For
M.A. FRIEDMAN, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. AMENDMENT OF THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK AND TO
EFFECT A STOCK SPLIT.
4. APPROVAL OF AN AMENDMENT OF THE COMPANY'S Mgmt Against Against
2008 STOCK INCENTIVE PLAN.
5. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. STOCKHOLDER PROPOSAL DESCRIBED IN MORE Shr For Against
DETAIL IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC. Agenda Number: 933934728
--------------------------------------------------------------------------------------------------------------------------
Security: 15189T107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: CNP
ISIN: US15189T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MILTON CARROLL Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL P. JOHNSON Mgmt For For
1C. ELECTION OF DIRECTOR: JANIECE M. LONGORIA Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT J. MCLEAN Mgmt For For
1E. ELECTION OF DIRECTOR: SCOTT M. PROCHAZKA Mgmt For For
1F. ELECTION OF DIRECTOR: SUSAN O. RHENEY Mgmt For For
1G. ELECTION OF DIRECTOR: PHILLIP R. SMITH Mgmt For For
1H. ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
1I. ELECTION OF DIRECTOR: PETER S. WAREING Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2014.
3. APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda Number: 934004956
--------------------------------------------------------------------------------------------------------------------------
Security: 165167107
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: CHK
ISIN: US1651671075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: VINCENT J. INTRIERI Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. LAWLER Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN J. LIPINSKI Mgmt For For
1D. ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1E. ELECTION OF DIRECTOR: ARCHIE W. DUNHAM Mgmt For For
1F. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: LOUIS A. RASPINO Mgmt For For
1H. ELECTION OF DIRECTOR: MERRILL A. "PETE" Mgmt For For
MILLER, JR.
1I. ELECTION OF DIRECTOR: THOMAS L. RYAN Mgmt Against Against
2. TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY OUR BOARD OF
DIRECTORS.
3. TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE MAXIMUM
NUMBER OF DIRECTORS THAT MAY CONSTITUTE OUR
BOARD.
4. TO APPROVE AN AMENDMENT TO OUR BYLAWS TO Mgmt For For
IMPLEMENT PROXY ACCESS.
5. TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTING REQUIREMENTS.
6. AN ADVISORY VOTE TO APPROVE OUR NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
7. TO ADOPT A NEW LONG TERM INCENTIVE PLAN. Mgmt For For
8. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933978011
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: J.M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1H. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1J. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1K. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1L. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. CHARITABLE CONTRIBUTIONS DISCLOSURE Shr Against For
5. LOBBYING DISCLOSURE Shr For Against
6. SHALE ENERGY OPERATIONS Shr For Against
7. INDEPENDENT CHAIRMAN Shr Against For
8. SPECIAL MEETINGS Shr For Against
9. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr For Against
EXPERTISE
10. COUNTRY SELECTION GUIDELINES Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933882157
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1I. ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1J. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1K. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1L. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2005 STOCK INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
5. APPROVAL TO HAVE CISCO HOLD A COMPETITION Shr Against For
FOR GIVING PUBLIC ADVICE ON THE VOTING
ITEMS IN THE PROXY FILING FOR CISCO'S 2014
ANNUAL SHAREOWNERS MEETING.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933933637
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For
1C. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1D. ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1F. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1G. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1I. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1J. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1K. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1M. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
1N. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF CITI'S 2013 EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE CITIGROUP 2014 STOCK Mgmt For For
INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
8. STOCKHOLDER PROPOSAL REQUESTING PROXY Shr Against For
ACCESS FOR SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 933975673
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TERRENCE A. DUFFY Mgmt For For
1B. ELECTION OF DIRECTOR: PHUPINDER S. GILL Mgmt For For
1C. ELECTION OF DIRECTOR: TIMOTHY S. BITSBERGER Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES P. CAREY Mgmt For For
1E. ELECTION OF DIRECTOR: DENNIS H. CHOOKASZIAN Mgmt For For
1F. ELECTION OF DIRECTOR: MARTIN J. GEPSMAN Mgmt For For
1G. ELECTION OF DIRECTOR: LARRY G. GERDES Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL R. GLICKMAN Mgmt For For
1I. ELECTION OF DIRECTOR: J. DENNIS HASTERT Mgmt For For
1J. ELECTION OF DIRECTOR: LEO MELAMED Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM P. MILLER II Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES E. OLIFF Mgmt For For
1M. ELECTION OF DIRECTOR: EDEMIR PINTO Mgmt For For
1N. ELECTION OF DIRECTOR: ALEX J. POLLOCK Mgmt For For
1O. ELECTION OF DIRECTOR: JOHN F. SANDNER Mgmt For For
1P. ELECTION OF DIRECTOR: TERRY L. SAVAGE Mgmt For For
1Q. ELECTION OF DIRECTOR: WILLIAM R. SHEPARD Mgmt For For
1R. ELECTION OF DIRECTOR: DENNIS A. SUSKIND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. DIRECTOR STOCK PLAN.
5. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. INCENTIVE PLAN FOR OUR NAMED EXECUTIVE
OFFICERS.
6. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. CERTIFICATE OF INCORPORATION TO MODIFY
THE DIRECTOR ELECTION RIGHTS OF CERTAIN
CLASS B SHAREHOLDERS RESULTING IN A
REDUCTION IN THE NUMBER OF "CLASS B
DIRECTORS" FROM SIX TO THREE.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LIMITED Agenda Number: 933895104
--------------------------------------------------------------------------------------------------------------------------
Security: 126132109
Meeting Type: Special
Meeting Date: 27-Nov-2013
Ticker: CEO
ISIN: US1261321095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE NON-EXEMPT CONTINUING Mgmt For For
CONNECTED TRANSACTIONS
2. TO APPROVE THE PROPOSED CAPS FOR EACH Mgmt For For
CATEGORY OF THE NON-EXEMPT CONTINUING
CONNECTED TRANSACTIONS
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933989696
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL PATSALOS-FOX Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT E. WEISSMAN Mgmt For For
2. APPROVAL OF THE FIRST AMENDMENT TO THE Mgmt For For
COMPANY'S 2009 INCENTIVE COMPENSATION PLAN.
3. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda Number: 933943993
--------------------------------------------------------------------------------------------------------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: CL
ISIN: US1941621039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NIKESH ARORA Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For
1C. ELECTION OF DIRECTOR: IAN COOK Mgmt For For
1D. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1E. ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH JIMENEZ Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1H. ELECTION OF DIRECTOR: DELANO E. LEWIS Mgmt For For
1I. ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt For For
2. RATIFY SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS COLGATE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr For Against
RETENTION REQUIREMENT.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933967563
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO G. MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
DR. JUDITH RODIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
EXECUTIVE COMPENSATION
4. TO PREPARE AN ANNUAL REPORT ON LOBBYING Shr For Against
ACTIVITIES
5. TO PROHIBIT ACCELERATED VESTING UPON A Shr For Against
CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
CONAGRA FOODS, INC. Agenda Number: 933864832
--------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 27-Sep-2013
Ticker: CAG
ISIN: US2058871029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MOGENS C. BAY Mgmt For For
STEPHEN G. BUTLER Mgmt For For
STEVEN F. GOLDSTONE Mgmt For For
JOIE A. GREGOR Mgmt For For
RAJIVE JOHRI Mgmt For For
W.G. JURGENSEN Mgmt For For
RICHARD H. LENNY Mgmt For For
RUTH ANN MARSHALL Mgmt For For
GARY M. RODKIN Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
KENNETH E. STINSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING BYLAW CHANGE Shr Against For
IN REGARD TO VOTE-COUNTING
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933946305
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1G. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF 2014 OMNIBUS STOCK AND Mgmt For For
PERFORMANCE INCENTIVE PLAN OF
CONOCOPHILLIPS.
5. REPORT ON LOBBYING EXPENDITURES. Shr For Against
6. GREENHOUSE GAS REDUCTION TARGETS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CONSOL ENERGY INC. Agenda Number: 933958526
--------------------------------------------------------------------------------------------------------------------------
Security: 20854P109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: CNX
ISIN: US20854P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. BRETT HARVEY Mgmt For For
NICHOLAS J. DEIULIIS Mgmt For For
PHILIP W. BAXTER Mgmt Withheld Against
JAMES E. ALTMEYER, SR. Mgmt For For
ALVIN R. CARPENTER Mgmt For For
WILLIAM E. DAVIS Mgmt For For
RAJ K. GUPTA Mgmt For For
DAVID C. HARDESTY, JR. Mgmt For For
MAUREEN E. LALLY-GREEN Mgmt For For
JOHN T. MILLS Mgmt Withheld Against
WILLIAM P. POWELL Mgmt For For
JOSEPH T. WILLIAMS Mgmt Withheld Against
2 RATIFICATION OF ANTICIPATED SELECTION OF Mgmt For For
INDEPENDENT AUDITOR: ERNST & YOUNG LLP.
3 APPROVAL OF COMPENSATION PAID IN 2013 TO Mgmt Against Against
CONSOL ENERGY INC.'S NAMED EXECUTIVES.
4 A SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTIONS.
5 A SHAREHOLDER PROPOSAL REGARDING A CLIMATE Shr For Against
CHANGE REPORT.
6 A SHAREHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC. Agenda Number: 933963969
--------------------------------------------------------------------------------------------------------------------------
Security: 209115104
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: ED
ISIN: US2091151041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1B. ELECTION OF DIRECTOR: VINCENT A. CALARCO Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE CAMPBELL, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. DEL Mgmt For For
GIUDICE
1E. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN F. HENNESSY III Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN F. KILLIAN Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN MCAVOY Mgmt For For
1I. ELECTION OF DIRECTOR: ARMANDO J. OLIVERA Mgmt For For
1J. ELECTION OF DIRECTOR: SALLY H. PINERO Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL W. RANGER Mgmt For For
1L. ELECTION OF DIRECTOR: L. FREDERICK Mgmt For For
SUTHERLAND
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
ACCOUNTANTS
3. APPROVAL OF THE COMPANY'S STOCK PURCHASE Mgmt For For
PLAN
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
COOPER TIRE & RUBBER COMPANY Agenda Number: 933875811
--------------------------------------------------------------------------------------------------------------------------
Security: 216831107
Meeting Type: Special
Meeting Date: 30-Sep-2013
Ticker: CTB
ISIN: US2168311072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JUNE 12, 2013, BY AND AMONG
COOPER TIRE & RUBBER COMPANY, APOLLO
(MAURITIUS) HOLDINGS PVT. LTD., APOLLO
TYRES B.V., A WHOLLY OWNED SUBSIDIARY OF
APOLLO (MAURITIUS) HOLDINGS PVT. LTD., AND
APOLLO ACQUISITION CORP., A WHOLLY OWNED
SUBSIDIARY OF APOLLO TYRES B.V.
2. APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE COMPENSATION TO BE PAID TO COOPER TIRE
& RUBBER COMPANY'S NAMED EXECUTIVE OFFICERS
THAT IS BASED ON OR OTHERWISE RELATES TO
THE MERGER.
3. APPROVE ADJOURNMENTS OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
COOPER TIRE & RUBBER COMPANY Agenda Number: 933976601
--------------------------------------------------------------------------------------------------------------------------
Security: 216831107
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: CTB
ISIN: US2168311072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROY V. ARMES Mgmt For For
THOMAS P. CAPO Mgmt For For
STEVEN M. CHAPMAN Mgmt For For
JOHN J. HOLLAND Mgmt For For
JOHN F. MEIER Mgmt For For
JOHN H. SHUEY Mgmt For For
RICHARD L. WAMBOLD Mgmt For For
ROBERT D. WELDING Mgmt For For
2. TO RATIFY THE SELECTION OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE THE COOPER TIRE & RUBBER COMPANY Mgmt For For
2014 INCENTIVE COMPENSATION PLAN.
4. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 933931215
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHANIE A. BURNS Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: JAMES B. FLAWS Mgmt For For
1F. ELECTION OF DIRECTOR: DEBORAH A. HENRETTA Mgmt For For
1G. ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For
1H. ELECTION OF DIRECTOR: KEVIN J. MARTIN Mgmt For For
1I. ELECTION OF DIRECTOR: DEBORAH D. RIEMAN Mgmt For For
1J. ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: MARK S. WRIGHTON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE ADOPTION OF THE 2014 Mgmt For For
VARIABLE COMPENSATION PLAN.
4. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CORNING'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933918128
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1B) ELECTION OF DIRECTOR: JOY A. AMUNDSON Mgmt For For
1C) ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1D) ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1E) ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1F) ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1G) ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt For For
1H) ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I) ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI Mgmt For For
1J) ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
2) APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE APPOINTMENT OF THE INDEPENDENT AUDITORS
AND AUTHORIZE, IN A BINDING VOTE, THE AUDIT
COMMITTEE TO SET THE AUDITORS'
REMUNERATION.
3) APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
4) AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
TO MAKE MARKET PURCHASES OF COMPANY SHARES.
S5) DETERMINE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES.
6) RENEW THE DIRECTORS' AUTHORITY TO ISSUE Mgmt Against Against
SHARES.
S7) RENEW THE DIRECTORS' AUTHORITY TO ISSUE Mgmt Against Against
SHARES FOR CASH WITHOUT FIRST OFFERING THEM
TO EXISTING SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 933951914
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: D.M. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: J.B. BREAUX Mgmt For For
1C. ELECTION OF DIRECTOR: P.L. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: S.T. HALVERSON Mgmt For For
1E. ELECTION OF DIRECTOR: E.J. KELLY, III Mgmt For For
1F. ELECTION OF DIRECTOR: G.H. LAMPHERE Mgmt For For
1G. ELECTION OF DIRECTOR: J.D. MCPHERSON Mgmt For For
1H. ELECTION OF DIRECTOR: T.T. O'TOOLE Mgmt For For
1I. ELECTION OF DIRECTOR: D.M. RATCLIFFE Mgmt For For
1J. ELECTION OF DIRECTOR: D.J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: M.J. WARD Mgmt For For
1L. ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For
1M. ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY RESOLUTION TO APPROVE COMPENSATION Mgmt For For
FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL REQUESTING ACTION BY Shr For Against
THE BOARD OF DIRECTORS TO ALLOW
SHAREHOLDERS TO ACT BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 933949349
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Mgmt For For
2) ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt For For
3) ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
4) ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt For For
5) ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For
6) ELECTION OF DIRECTOR: ROBERT J. BERNHARD Mgmt For For
7) ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG Mgmt For For
DIAZ
8) ELECTION OF DIRECTOR: STEPHEN B. DOBBS Mgmt For For
9) ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
10) PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR
2014.
11) SHAREHOLDER PROPOSAL REGARDING CONFIDENTIAL Shr For Against
VOTING.
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933947953
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1.2 ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1.4 ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1.5 ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1.6 ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1.7 ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1.8 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1.9 ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2 PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2014.
3 SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt Against Against
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 933914586
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 26-Feb-2014
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: DIPAK C. JAIN Mgmt For For
1F. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: JOACHIM MILBERG Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS H. PATRICK Mgmt For For
1K. ELECTION OF DIRECTOR: SHERRY M. SMITH Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS DEERE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
DELL INC. Agenda Number: 933868373
--------------------------------------------------------------------------------------------------------------------------
Security: 24702R101
Meeting Type: Special
Meeting Date: 12-Sep-2013
Ticker: DELL
ISIN: US24702R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF FEBRUARY 5, 2013, AS
AMENDED ON AUGUST 2, 2013, BY AND AMONG
DENALI HOLDING INC., DENALI INTERMEDIATE
INC., DENALI ACQUIROR INC. AND DELL INC.,
AS IT MAY BE FURTHER AMENDED FROM TIME TO
TIME.
2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION THAT
MAY BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF DELL INC. IN CONNECTION WITH
THE MERGER, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC. Agenda Number: 933974063
--------------------------------------------------------------------------------------------------------------------------
Security: 25271C102
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: DO
ISIN: US25271C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt Against Against
1B. ELECTION OF DIRECTOR: MARC EDWARDS Mgmt Against Against
1C. ELECTION OF DIRECTOR: JOHN R. BOLTON Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES L. FABRIKANT Mgmt For For
1E. ELECTION OF DIRECTOR: PAUL G. GAFFNEY II Mgmt For For
1F. ELECTION OF DIRECTOR: EDWARD GREBOW Mgmt For For
1G. ELECTION OF DIRECTOR: HERBERT C. HOFMANN Mgmt Against Against
1H. ELECTION OF DIRECTOR: KENNETH I. SIEGEL Mgmt Against Against
1I. ELECTION OF DIRECTOR: CLIFFORD M. SOBEL Mgmt For For
1J. ELECTION OF DIRECTOR: ANDREW H. TISCH Mgmt Against Against
1K. ELECTION OF DIRECTOR: RAYMOND S. TROUBH Mgmt For For
2 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR FISCAL YEAR 2014.
3 TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION.
4 TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED INCENTIVE COMPENSATION PLAN FOR
EXECUTIVE OFFICERS.
5 TO APPROVE THE COMPANY'S EQUITY INCENTIVE Mgmt For For
COMPENSATION PLAN.
6 SHAREHOLDER PROPOSAL: BOARD DIVERSITY. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 933944250
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY S. ARONIN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1D. ELECTION OF DIRECTOR: CANDACE H. DUNCAN Mgmt For For
1E. ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS G. MAHERAS Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID W. NELMS Mgmt For For
1J. ELECTION OF DIRECTOR: MARK A. THIERER Mgmt For For
1K. ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR OMNIBUS INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 933932926
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: DUK
ISIN: US26441C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. ALEX BERNHARDT, SR. Mgmt For For
MICHAEL G. BROWNING Mgmt For For
HARRIS E. DELOACH, JR. Mgmt For For
DANIEL R. DIMICCO Mgmt For For
JOHN H. FORSGREN Mgmt For For
LYNN J. GOOD Mgmt For For
ANN M. GRAY Mgmt For For
JAMES H. HANCE, JR. Mgmt For For
JOHN T. HERRON Mgmt For For
JAMES B. HYLER, JR. Mgmt For For
WILLIAM E. KENNARD Mgmt For For
E. MARIE MCKEE Mgmt For For
E. JAMES REINSCH Mgmt For For
JAMES T. RHODES Mgmt For For
CARLOS A. SALADRIGAS Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
DUKE ENERGY CORPORATION'S INDEPENDENT
PUBLIC ACCOUNTANT FOR 2014
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF THE AMENDMENT TO DUKE ENERGY Mgmt For For
CORPORATION'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY LESS THAN UNANIMOUS
WRITTEN CONSENT
5. SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shr For Against
RIGHT TO CALL A SPECIAL SHAREHOLDER MEETING
6. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTION DISCLOSURE
--------------------------------------------------------------------------------------------------------------------------
DUKE REALTY CORPORATION Agenda Number: 933927622
--------------------------------------------------------------------------------------------------------------------------
Security: 264411505
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: DRE
ISIN: US2644115055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: WILLIAM CAVANAUGH, Mgmt For For
III
1C. ELECTION OF DIRECTOR: ALAN H. COHEN Mgmt For For
1D. ELECTION OF DIRECTOR: NGAIRE E. CUNEO Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES R. EITEL Mgmt For For
1F. ELECTION OF DIRECTOR: MARTIN C. JISCHKE, Mgmt For For
PHD.
1G. ELECTION OF DIRECTOR: DENNIS D. OKLAK Mgmt For For
1H. ELECTION OF DIRECTOR: MELANIE R. SABELHAUS Mgmt For For
1I. ELECTION OF DIRECTOR: PETER M. SCOTT, III Mgmt For For
1J. ELECTION OF DIRECTOR: JACK R. SHAW Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK Mgmt For For
1L. ELECTION OF DIRECTOR: LYNN C. THURBER Mgmt For For
1M. ELECTION OF DIRECTOR: ROBERT J. WOODWARD Mgmt For For
JR.
2. TO VOTE ON A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS FOR 2013
3. TO RATIFY THE REAPPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR 2014
4A. TO APPROVE TO AMEND OUR ARTICLES OF Mgmt For For
INCORPORATION, INCLUDING TO: INCREASE THE
NUMBER OF SHARES OF COMMON STOCK THAT WE
ARE AUTHORIZED TO ISSUE
4B. TO APPROVE TO AMEND OUR ARTICLES OF Mgmt For For
INCORPORATION, INCLUDING TO: ESTABLISH
CERTAIN DETAILED STOCK OWNERSHIP AND
TRANSFER RESTRICTIONS INTENDED TO ENABLE
THE COMPANY TO BETTER PROTECT OUR STATUS AS
A REAL ESTATE INVESTMENT TRUST
4C. TO APPROVE TO AMEND OUR ARTICLES OF Mgmt For For
INCORPORATION, INCLUDING TO: ELIMINATE
CERTAIN REFERENCES OR SECTIONS THAT ARE NO
LONGER APPLICABLE AND MAKE OTHER
MINISTERIAL CHANGES
5. TO APPROVE AN ADJOURNMENT OF THE ANNUAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE
FOREGOING PROPOSALS IF THERE ARE NOT
SUFFICIENT VOTES FOR THE PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 933935338
--------------------------------------------------------------------------------------------------------------------------
Security: 263534109
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: DD
ISIN: US2635341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For
1E. ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For
1F. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1G. ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For
1H. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1I. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1J. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1K. ELECTION OF DIRECTOR: LEE M. THOMAS Mgmt For For
1L. ELECTION OF DIRECTOR: PATRICK J. WARD Mgmt For For
2. ON RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION
4. ON POLITICAL SPENDING Shr Against For
5. ON HERBICIDE USE Shr Against For
6. ON PLANT CLOSURE Shr Against For
7. ON ACCELERATION OF EQUITY AWARDS Shr For Against
--------------------------------------------------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY Agenda Number: 933950140
--------------------------------------------------------------------------------------------------------------------------
Security: 277432100
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: EMN
ISIN: US2774321002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HUMBERTO P. ALFONSO Mgmt For For
1B. ELECTION OF DIRECTOR: GARY E. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: BRETT D. BEGEMANN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL P. CONNORS Mgmt For For
1E. ELECTION OF DIRECTOR: MARK J. COSTA Mgmt For For
1F. ELECTION OF DIRECTOR: STEPHEN R. DEMERITT Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
1H. ELECTION OF DIRECTOR: JULIE F. HOLDER Mgmt For For
1I. ELECTION OF DIRECTOR: RENEE J. HORNBAKER Mgmt For For
1J. ELECTION OF DIRECTOR: LEWIS M. KLING Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID W. RAISBECK Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES P. ROGERS Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
AS DISCLOSED IN PROXY STATEMENT
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 933937243
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
2. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2014 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. AUTHORIZING THE COMPANY OR ANY SUBSIDIARY Mgmt For For
OF THE COMPANY TO MAKE OVERSEAS MARKET
PURCHASES OF COMPANY SHARES.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933949919
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FRED D. ANDERSON Mgmt For For
EDWARD W. BARNHOLT Mgmt For For
SCOTT D. COOK Mgmt For For
JOHN J. DONAHOE Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2008 EQUITY INCENTIVE AWARD PLAN.
4 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2014.
5 TO CONSIDER A STOCKHOLDER PROPOSAL Shr For Against
SUBMITTED BY JOHN CHEVEDDEN REGARDING
STOCKHOLDER ACTION BY WRITTEN CONSENT
WITHOUT A MEETING, IF PROPERLY PRESENTED
BEFORE THE MEETING.
6 PROPOSAL WITHDRAWN Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 933931227
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M. L. ESKEW Mgmt For For
1B. ELECTION OF DIRECTOR: K. N. HORN Mgmt For For
1C. ELECTION OF DIRECTOR: W. G. KAELIN Mgmt For For
1D. ELECTION OF DIRECTOR: J. C. LECHLEITER Mgmt For For
1E. ELECTION OF DIRECTOR: M. S. RUNGE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR 2014.
3. APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933944159
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1G. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr For Against
TO AN INDEPENDENT BOARD CHAIRMAN, AS
DESCRIBED IN EMC'S PROXY STATEMENT.
5. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 933908292
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 04-Feb-2014
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
D.N. FARR* Mgmt For For
H. GREEN* Mgmt For For
C.A. PETERS* Mgmt For For
J.W. PRUEHER* Mgmt For For
A.A. BUSCH III# Mgmt For For
J.S. TURLEY# Mgmt For For
2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
EMERSON ELECTRIC CO. EXECUTIVE
COMPENSATION.
3. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
4. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr For Against
REQUESTING ISSUANCE OF A SUSTAINABILITY
REPORT AS DESCRIBED IN THE PROXY STATEMENT.
5. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr For Against
REQUESTING ISSUANCE OF A POLITICAL
CONTRIBUTIONS REPORT AS DESCRIBED IN THE
PROXY STATEMENT.
6. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr For Against
REQUESTING ISSUANCE OF A LOBBYING REPORT AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 933941139
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For
1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1H. ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1K. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933975154
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. MAJORITY VOTE FOR DIRECTORS Shr For Against
5. LIMIT DIRECTORSHIPS Shr Against For
6. AMENDMENT OF EEO POLICY Shr Against For
7. REPORT ON LOBBYING Shr For Against
8. GREENHOUSE GAS EMISSIONS GOALS Shr For Against
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 933958324
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt For For
ERSKINE B. BOWLES Mgmt For For
S.D. DESMOND-HELLMANN Mgmt For For
DONALD E. GRAHAM Mgmt For For
REED HASTINGS Mgmt For For
SHERYL K. SANDBERG Mgmt Withheld Against
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr For Against
STOCKHOLDER VOTING.
4. A STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr For Against
EXPENDITURES.
5. A STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
6. A STOCKHOLDER PROPOSAL REGARDING CHILDHOOD Shr Against For
OBESITY AND FOOD MARKETING TO YOUTH.
7. A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL Shr For Against
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 933967791
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID K. HUNT Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD N. MASSEY Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE M. MUMA Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES B. STALLINGS, Mgmt For For
JR.
2. ADVISORY VOTE ON FIDELITY NATIONAL Mgmt For For
INFORMATION SERVICES, INC. EXECUTIVE
COMPENSATION.
3. TO APPROVE THE ELIMINATION OF THE Mgmt For For
SUPERMAJORITY VOTING REQUIREMENT IN ARTICLE
IV OF THE CORPORATION'S ARTICLES OF
INCORPORATION.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC. Agenda Number: 934024376
--------------------------------------------------------------------------------------------------------------------------
Security: 31620R105
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: FNF
ISIN: US31620R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AMEND AND RESTATE FIDELITY NATIONAL Mgmt Against Against
FINANCIAL, INC.'S (FNF) CERTIFICATE OF
INCORPORATION TO (I) RECLASSIFY EXISTING
FNF CLASS A COMMON STOCK (OLD FNF COMMON
STOCK) INTO TWO NEW TRACKING STOCKS, AN FNF
GROUP COMMON STOCK AND AN FNFV GROUP COMMON
STOCK, AND (II) PROVIDE FOR THE ATTRIBUTION
OF THE BUSINESSES, ASSETS AND LIABILITIES
OF FNF BETWEEN ITS CORE TITLE INSURANCE,
REAL ESTATE, TECHNOLOGY AND MORTGAGE
RELATED BUSINESSES (THE FNF GROUP) AND ITS
PORTFOLIO COMPANY INVESTMENTS (THE FNFV
GROUP)
2. TO APPROVE THE RECLASSIFICATION PROPOSAL, A Mgmt Against Against
PROPOSAL TO CHANGE EACH OUTSTANDING SHARE
OF OLD FNF COMMON STOCK INTO ONE SHARE OF
FNF COMMON STOCK AND 0.3333 OF A SHARE OF
FNFV COMMON STOCK
3. TO APPROVE THE OPTIONAL CONVERSION Mgmt Against Against
PROPOSAL, A PROPOSAL TO AMEND AND RESTATE
FNF'S CERTIFICATE OF INCORPORATION, IN
CONNECTION WITH THE RECAPITALIZATION OF THE
OLD FNF COMMON STOCK INTO TWO NEW TRACKING
STOCKS, TO PROVIDE THE FNF BOARD OF
DIRECTORS WITH DISCRETION TO CONVERT SHARES
OF THE COMMON STOCK INTENDED TO TRACK THE
PERFORMANCE OF EITHER OF THE FNF GROUP OR
THE FNFV GROUP INTO COMMON STOCK INTENDED
TO TRACK THE PERFORMANCE OF FNF AS A WHOLE
4. TO AMEND AND RESTATE FNF'S CERTIFICATE OF Mgmt Against Against
INCORPORATION, IN CONNECTION WITH THE
RECAPITALIZATION OF OLD FNF COMMON STOCK
INTO TWO NEW TRACKING STOCKS, TO PROVIDE
THE FNF BOARD WITH DISCRETION TO PERMIT THE
SALE OF ALL OR SUBSTANTIALLY ALL OF THE
ASSETS ATTRIBUTED TO THE FNF GROUP AND/OR
THE FNFV GROUP WITHOUT THE VOTE OF THE
STOCKHOLDERS OF THAT GROUP, IF THE NET
PROCEEDS OF SUCH SALE ARE DISTRIBUTED TO
HOLDERS OF THAT STOCK BY MEANS OF A
DIVIDEND OR REDEMPTION, THAT STOCK IS
CONVERTED INTO STOCK OF THE OTHER GROUP OR
A COMBINATION OF THE FOREGOING IS EFFECTED
5. TO APPROVE THE ADJOURNMENT PROPOSAL, A Mgmt Against Against
PROPOSAL TO AUTHORIZE THE ADJOURNMENT OF
THE ANNUAL MEETING BY FNF TO PERMIT FURTHER
SOLICITATION OF PROXIES, IF NECESSARY OR
APPROPRIATE, IF SUFFICIENT VOTES ARE NOT
REPRESENTED AT THE ANNUAL MEETING TO
APPROVE THE RECAPITALIZATION PROPOSALS
6. DIRECTOR
WILLIAM P. FOLEY, II Mgmt For For
DOUGLAS K. AMMERMAN Mgmt For For
THOMAS M. HAGERTY Mgmt For For
PETER O. SHEA, JR. Mgmt For For
7. TO APPROVE THE SAY ON PAY PROPOSAL, A Mgmt Against Against
PROPOSAL TO APPROVE A NON-BINDING ADVISORY
RESOLUTION ON THE COMPENSATION PAID TO
FNF'S NAMED EXECUTIVE OFFICERS
8. TO APPROVE THE FNF EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN PROPOSAL, A PROPOSAL TO AMEND AND
RESTATE THE FIDELITY NATIONAL FINANCIAL,
INC. 2013 EMPLOYEE STOCK PURCHASE PLAN TO
ADD A CASH MATCHING FEATURE AND TO LIMIT
THE TOTAL NUMBER OF SHARES OF OLD FNF
COMMON STOCK THAT MAY BE PURCHASED ON THE
OPEN MARKET WITH CASH CONTRIBUTED INTO THE
PLAN
9. TO APPROVE THE AUDITORS RATIFICATION Mgmt For For
PROPOSAL, A PROPOSAL TO RATIFY THE
APPOINTMENT OF KPMG LLP AS FNF'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
FIRST SOLAR, INC. Agenda Number: 933971118
--------------------------------------------------------------------------------------------------------------------------
Security: 336433107
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: FSLR
ISIN: US3364331070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. AHEARN Mgmt For For
SHARON L. ALLEN Mgmt For For
RICHARD D. CHAPMAN Mgmt For For
GEORGE A. HAMBRO Mgmt For For
JAMES A. HUGHES Mgmt For For
CRAIG KENNEDY Mgmt For For
JAMES F. NOLAN Mgmt For For
WILLIAM J. POST Mgmt For For
J. THOMAS PRESBY Mgmt For For
PAUL H. STEBBINS Mgmt For For
MICHAEL SWEENEY Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. STOCKHOLDER PROPOSAL REGARDING ACCELERATED Shr For Against
VESTING OF EQUITY AWARDS UPON CHANGE IN
CONTROL.
5. STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING STANDARD IN UNCONTESTED DIRECTOR
ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
FIRSTMERIT CORPORATION Agenda Number: 933928939
--------------------------------------------------------------------------------------------------------------------------
Security: 337915102
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: FMER
ISIN: US3379151026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LIZABETH A. ARDISANA Mgmt For For
STEVEN H. BAER Mgmt For For
KAREN S. BELDEN Mgmt For For
R. CARY BLAIR Mgmt For For
JOHN C. BLICKLE Mgmt For For
ROBERT W. BRIGGS Mgmt For For
RICHARD COLELLA Mgmt For For
ROBERT S. CUBBIN Mgmt For For
GINA D. FRANCE Mgmt For For
PAUL G. GREIG Mgmt For For
TERRY L. HAINES Mgmt For For
J.M. HOCHSCHWENDER Mgmt For For
CLIFFORD J. ISROFF Mgmt For For
PHILIP A. LLOYD II Mgmt For For
RUSS M. STROBEL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF FIRSTMERIT'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC. Agenda Number: 933972273
--------------------------------------------------------------------------------------------------------------------------
Security: 344849104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: FL
ISIN: US3448491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS DIPAOLO Mgmt For For
1B. ELECTION OF DIRECTOR: MATTHEW M. MCKENNA Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN OAKLAND Mgmt For For
1D. ELECTION OF DIRECTOR: CHERYL NIDO TURPIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL OF AN AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION.
4. APPROVAL OF THE SECOND AMENDMENT AND Mgmt For For
RESTATEMENT OF THE FOOT LOCKER 2007 STOCK
INCENTIVE PLAN.
5. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 933946026
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For
1B. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1C. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM CLAY FORD, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV Mgmt For For
1J. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN C. LECHLEITER Mgmt For For
1L. ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt For For
1M. ELECTION OF DIRECTOR: ALAN MULALLY Mgmt For For
1N. ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For
1O. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1P. ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt Against Against
THE COMPENSATION OF THE NAMED EXECUTIVES.
4. APPROVAL OF THE 2014 STOCK PLAN FOR Mgmt For For
NON-EMPLOYEE DIRECTORS.
5. RELATING TO CONSIDERATION OF A Shr For Against
RECAPITALIZATION PLAN TO PROVIDE THAT ALL
OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE
VOTE PER SHARE.
6. RELATING TO ALLOWING HOLDERS OF 10% OF Shr For Against
OUTSTANDING COMMON STOCK TO CALL SPECIAL
MEETINGS OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933842230
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 16-Jul-2013
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ALAN R. BUCKWALTER, III Mgmt For For
ROBERT A. DAY Mgmt For For
JAMES C. FLORES Mgmt For For
GERALD J. FORD Mgmt For For
THOMAS A. FRY, III Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
B.M. RANKIN, JR. Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4 STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
SELECTION OF A CANDIDATE WITH ENVIRONMENTAL
EXPERTISE TO BE RECOMMENDED FOR ELECTION TO
THE BOARD OF DIRECTORS.
5 STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
REQUIREMENT THAT OUR CHAIRMAN OF THE BOARD
OF DIRECTORS BE AN INDEPENDENT MEMBER OF
THE BOARD OF DIRECTORS.
6 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr For Against
BY THE BOARD OF DIRECTORS OF A POLICY ON
BOARD DIVERSITY.
7 STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
AMENDMENT OF OUR BYLAWS TO PERMIT
STOCKHOLDERS HOLDING 15% OF OUR OUTSTANDING
COMMON STOCK TO CALL A SPECIAL MEETING OF
STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933999180
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ALAN R. BUCKWALTER, III Mgmt For For
ROBERT A. DAY Mgmt For For
JAMES C. FLORES Mgmt For For
GERALD J. FORD Mgmt For For
THOMAS A. FRY, III Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
LYDIA H. KENNARD Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
FRANCES FRAGOS TOWNSEND Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4 APPROVAL OF THE FREEPORT-MCMORAN COPPER & Mgmt For For
GOLD INC. ANNUAL INCENTIVE PLAN.
5 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
SELECTION OF A CANDIDATE WITH ENVIRONMENTAL
EXPERTISE TO BE RECOMMENDED FOR ELECTION TO
THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORP Agenda Number: 933947511
--------------------------------------------------------------------------------------------------------------------------
Security: 35906A108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: FTR
ISIN: US35906A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEROY T. BARNES, JR. Mgmt For For
PETER C.B. BYNOE Mgmt For For
EDWARD FRAIOLI Mgmt For For
DANIEL J. MCCARTHY Mgmt For For
PAMELA D.A. REEVE Mgmt For For
VIRGINIA P. RUESTERHOLZ Mgmt For For
HOWARD L. SCHROTT Mgmt For For
LARRAINE D. SEGIL Mgmt For For
MARK SHAPIRO Mgmt For For
MYRON A. WICK, III Mgmt For For
MARY AGNES WILDEROTTER Mgmt For For
2. TO CONSIDER AND VOTE UPON AN ADVISORY Mgmt For For
PROPOSAL ON EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
GAP INC. Agenda Number: 933970279
--------------------------------------------------------------------------------------------------------------------------
Security: 364760108
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: GPS
ISIN: US3647601083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOMENICO DE SOLE Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT J. FISHER Mgmt Against Against
1C. ELECTION OF DIRECTOR: WILLIAM S. FISHER Mgmt For For
1D. ELECTION OF DIRECTOR: ISABELLA D. GOREN Mgmt For For
1E. ELECTION OF DIRECTOR: BOB L. MARTIN Mgmt For For
1F. ELECTION OF DIRECTOR: JORGE P. MONTOYA Mgmt For For
1G. ELECTION OF DIRECTOR: GLENN K. MURPHY Mgmt For For
1H. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1I. ELECTION OF DIRECTOR: KATHERINE TSANG Mgmt For For
1J. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt For For
2. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
ON JANUARY 31, 2015.
3. HOLD AN ADVISORY VOTE TO APPROVE THE Mgmt For For
OVERALL COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GATX CORPORATION Agenda Number: 933937510
--------------------------------------------------------------------------------------------------------------------------
Security: 361448103
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: GMT
ISIN: US3614481030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ANNE L. ARVIA Mgmt For For
1.2 ELECTION OF DIRECTOR: ERNST A. HABERLI Mgmt For For
1.3 ELECTION OF DIRECTOR: BRIAN A. KENNEY Mgmt For For
1.4 ELECTION OF DIRECTOR: JAMES B. REAM Mgmt For For
1.5 ELECTION OF DIRECTOR: ROBERT J. RITCHIE Mgmt For For
1.6 ELECTION OF DIRECTOR: DAVID S. SUTHERLAND Mgmt For For
1.7 ELECTION OF DIRECTOR: CASEY J. SYLLA Mgmt For For
1.8 ELECTION OF DIRECTOR: PAUL G. YOVOVICH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933932534
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A12 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A13 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITOR FOR 2014
C1 CUMULATIVE VOTING Shr For Against
C2 SENIOR EXECUTIVES HOLD OPTION SHARES FOR Shr Against For
LIFE
C3 MULTIPLE CANDIDATE ELECTIONS Shr Against For
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr Against For
C5 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For
C6 SELL THE COMPANY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY Agenda Number: 933928725
--------------------------------------------------------------------------------------------------------------------------
Security: 372460105
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: GPC
ISIN: US3724601055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. MARY B. BULLOCK Mgmt For For
PAUL D. DONAHUE Mgmt For For
JEAN DOUVILLE Mgmt For For
GARY P. FAYARD Mgmt For For
THOMAS C. GALLAGHER Mgmt For For
GEORGE C. "JACK" GUYNN Mgmt For For
JOHN R. HOLDER Mgmt For For
JOHN D. JOHNS Mgmt For For
MICHAEL M.E. JOHNS, M.D Mgmt For For
R.C. LOUDERMILK, JR. Mgmt For For
WENDY B. NEEDHAM Mgmt For For
JERRY W. NIX Mgmt For For
GARY W. ROLLINS Mgmt Withheld Against
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933943006
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN Mgmt For For
1B. ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON Mgmt For For
1C. ELECTION OF DIRECTOR: CARLA A. HILLS Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. MADIGAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN C. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD J. WHITLEY Mgmt For For
1I. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO VOTE ON A PROPOSED AMENDMENT TO GILEAD'S Mgmt Against Against
RESTATED CERTIFICATE OF INCORPORATION TO
DESIGNATE DELAWARE CHANCERY COURT AS THE
EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
5. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR.
6. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
7. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT INCENTIVE COMPENSATION FOR THE CHIEF
EXECUTIVE OFFICER INCLUDE NON-FINANCIAL
MEASURES BASED ON PATIENT ACCESS TO
GILEAD'S MEDICINES.
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 933948335
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W105
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GSK
ISIN: US37733W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE 2013 ANNUAL REPORT Mgmt For For
2. TO APPROVE THE ANNUAL REMUNERATION REPORT Mgmt For For
3. TO APPROVE THE REMUNERATION POLICY Mgmt For For
4. TO RE-ELECT SIR CHRISTOPHER GENT AS A Mgmt For For
DIRECTOR
5. TO RE-ELECT SIR ANDREW WITTY AS A DIRECTOR Mgmt For For
6. TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A Mgmt For For
DIRECTOR
7. TO RE-ELECT DR STEPHANIE BURNS AS A Mgmt For For
DIRECTOR
8. TO RE-ELECT STACEY CARTWRIGHT AS A DIRECTOR Mgmt For For
9. TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR Mgmt For For
10. TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR Mgmt For For
11. TO RE-ELECT JUDY LEWENT AS A DIRECTOR Mgmt For For
12. TO RE-ELECT SIR DERYCK MAUGHAN AS A Mgmt For For
DIRECTOR
13. TO RE-ELECT DR DANIEL PODOLSKY AS A Mgmt For For
DIRECTOR
14. TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR Mgmt For For
15. TO RE-ELECT TOM DE SWAAN AS A DIRECTOR Mgmt For For
16. TO RE-ELECT JING ULRICH AS A DIRECTOR Mgmt For For
17. TO RE-ELECT HANS WIJERS AS A DIRECTOR Mgmt For For
18. TO RE-APPOINT AUDITORS Mgmt For For
19. TO DETERMINE REMUNERATION OF AUDITORS Mgmt For For
20. TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL
ORGANISATIONS AND INCUR POLITICAL
EXPENDITURE
21. TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For
22. TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL Mgmt For For
RESOLUTION)
23. TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES (SPECIAL RESOLUTION)
24. TO AUTHORISE EXEMPTION FROM STATEMENT OF Mgmt For For
NAME OF SENIOR STATUTORY AUDITOR
25. TO AUTHORISE REDUCED NOTICE OF A GENERAL Mgmt For For
MEETING OTHER THAN AN AGM (SPECIAL
RESOLUTION)
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933948359
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt Withheld Against
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. THE APPROVAL OF 2013 COMPENSATION AWARDED Mgmt For For
TO NAMED EXECUTIVE OFFICERS.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr For Against
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING TAX POLICY Shr Against For
PRINCIPLES, IF PROPERLY PRESENTED AT THE
MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT CHAIRMAN OF THE BOARD POLICY,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933970786
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1F ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For
1G ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1H ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1I ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1K ELECTION OF DIRECTOR: D.L. REED Mgmt For For
2 PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For
OF AUDITORS.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 PROPOSAL ON HUMAN RIGHTS POLICY. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
HATTERAS FINANCIAL CORP. Agenda Number: 933946189
--------------------------------------------------------------------------------------------------------------------------
Security: 41902R103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: HTS
ISIN: US41902R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL R. HOUGH Mgmt Withheld Against
BENJAMIN M. HOUGH Mgmt Withheld Against
DAVID W. BERSON Mgmt Withheld Against
IRA G. KAWALLER Mgmt Withheld Against
JEFFREY D. MILLER Mgmt Withheld Against
THOMAS D. WREN Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HAWAIIAN ELECTRIC INDUSTRIES, INC. Agenda Number: 933934716
--------------------------------------------------------------------------------------------------------------------------
Security: 419870100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: HE
ISIN: US4198701009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PEGGY Y. FOWLER Mgmt For For
KEITH P. RUSSELL Mgmt For For
BARRY K. TANIGUCHI Mgmt For For
2. ADVISORY VOTE TO APPROVE HEI'S EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVE THE 2010 EQUITY AND INCENTIVE PLAN Mgmt For For
AS AMENDED AND RESTATED (EIP)
4. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS HEI'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
--------------------------------------------------------------------------------------------------------------------------
HCA HOLDINGS, INC Agenda Number: 933935201
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: HCA
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. BRACKEN Mgmt For For
R. MILTON JOHNSON Mgmt For For
ROBERT J. DENNIS Mgmt For For
NANCY-ANN DEPARLE Mgmt For For
THOMAS F. FRIST III Mgmt For For
WILLIAM R. FRIST Mgmt For For
ANN H. LAMONT Mgmt For For
JAY O. LIGHT Mgmt For For
GEOFFREY G. MEYERS Mgmt For For
MICHAEL W. MICHELSON Mgmt For For
STEPHEN G. PAGLIUCA Mgmt For For
WAYNE J. RILEY, M.D. Mgmt For For
JOHN W. ROWE, M.D. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014
3. TO APPROVE THE HCA HOLDINGS, INC. EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
HEALTHCARE REALTY TRUST INCORPORATED Agenda Number: 933941519
--------------------------------------------------------------------------------------------------------------------------
Security: 421946104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: HR
ISIN: US4219461047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID R. EMERY Mgmt For For
BATEY M. GRESHAM, JR. Mgmt For For
DAN S. WILFORD Mgmt For For
2. RATIFY THE APPOINTMENT OF BDO USA, LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. RESOLVED, THAT THE SHAREHOLDERS OF Mgmt For For
HEALTHCARE REALTY TRUST INCORPORATED
APPROVE, ON A NON-BINDING ADVISORY BASIS,
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED PURSUANT TO ITEM 402
OF REGULATION S-K IN THE COMPANY'S PROXY
STATEMENT FOR THE 2014 ANNUAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
HERBALIFE LTD. Agenda Number: 933959984
--------------------------------------------------------------------------------------------------------------------------
Security: G4412G101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: HLF
ISIN: KYG4412G1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL O. JOHNSON Mgmt For For
JOHN TARTOL Mgmt For For
HUNTER C. GARY Mgmt Withheld Against
JESSE A. LYNN Mgmt For For
JAMES L. NELSON Mgmt For For
2. VOTE TO ADVISE AS TO THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. VOTE TO ADOPT THE HERBALIFE LTD. 2014 STOCK Mgmt For For
INCENTIVE PLAN.
4. VOTE TO RATIFY THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS, INC. Agenda Number: 933992655
--------------------------------------------------------------------------------------------------------------------------
Security: 42805T105
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: HTZ
ISIN: US42805T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL J. DURHAM Mgmt For For
1.2 ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
1.3 ELECTION OF DIRECTOR: HENRY C. WOLF Mgmt For For
2. APPROVAL, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS'
COMPENSATION
3. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS
4. APPROVAL OF A POTENTIAL AMENDMENT TO OUR Mgmt Against Against
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO EFFECT A REVERSE STOCK
SPLIT AND AUTHORIZE OUR BOARD OF DIRECTORS
TO SELECT THE RATIO OF THE REVERSE STOCK
SPLIT AS SET FORTH IN THE AMENDMENT
5. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2014
--------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 933921098
--------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: HPQ
ISIN: US4282361033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M.L. ANDREESSEN Mgmt For For
1B. ELECTION OF DIRECTOR: S. BANERJI Mgmt For For
1C. ELECTION OF DIRECTOR: R.R. BENNETT Mgmt For For
1D. ELECTION OF DIRECTOR: R.L. GUPTA Mgmt For For
1E. ELECTION OF DIRECTOR: R.J. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: A.M. LIVERMORE Mgmt For For
1G. ELECTION OF DIRECTOR: R.E. OZZIE Mgmt For For
1H. ELECTION OF DIRECTOR: G.M. REINER Mgmt For For
1I. ELECTION OF DIRECTOR: P.F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: J.A. SKINNER Mgmt For For
1K. ELECTION OF DIRECTOR: M.C. WHITMAN Mgmt For For
1L. ELECTION OF DIRECTOR: R.V. WHITWORTH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL RELATED TO THE Shr Against For
FORMATION OF A HUMAN RIGHTS COMMITTEE.
--------------------------------------------------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION Agenda Number: 933954299
--------------------------------------------------------------------------------------------------------------------------
Security: 436106108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: HFC
ISIN: US4361061082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS Y. BECH Mgmt For For
1B. ELECTION OF DIRECTOR: LELDON E. ECHOLS Mgmt For For
1C. ELECTION OF DIRECTOR: R. KEVIN HARDAGE Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL C. JENNINGS Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT J. KOSTELNIK Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES H. LEE Mgmt For For
1G. ELECTION OF DIRECTOR: FRANKLIN MYERS Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL E. ROSE Mgmt For For
1I. ELECTION OF DIRECTOR: TOMMY A. VALENTA Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
4. STOCKHOLDER PROPOSAL - GREENHOUSE GAS Shr For Against
EMISSIONS.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933934526
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1K. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1L. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. INDEPENDENT BOARD CHAIRMAN. Shr For Against
5. RIGHT TO ACT BY WRITTEN CONSENT. Shr For Against
6. ELIMINATE ACCELERATED VESTING IN A CHANGE Shr For Against
IN CONTROL.
7. POLITICAL LOBBYING AND CONTRIBUTIONS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 933944084
--------------------------------------------------------------------------------------------------------------------------
Security: 443510201
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: HUBB
ISIN: US4435102011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARLOS M. CARDOSO Mgmt For For
LYNN J. GOOD Mgmt For For
ANTHONY J. GUZZI Mgmt For For
NEAL J. KEATING Mgmt For For
JOHN F. MALLOY Mgmt For For
ANDREW MCNALLY IV Mgmt For For
DAVID G. NORD Mgmt For For
G. JACKSON RATCLIFFE Mgmt For For
CARLOS A. RODRIGUEZ Mgmt For For
JOHN G. RUSSELL Mgmt For For
STEVEN R. SHAWLEY Mgmt For For
RICHARD J. SWIFT Mgmt For For
2 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR
2014.
3 APPROVAL, ON AN ADVISORY, NON-BINDING Mgmt For For
BASIS, OF THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS AS PRESENTED IN THE
COMPANY'S PROXY STATEMENT FOR THE ANNUAL
MEETING OF SHAREHOLDERS TO BE HELD ON MAY
6, 2014.
--------------------------------------------------------------------------------------------------------------------------
INTEGRYS ENERGY GROUP, INC. Agenda Number: 933937421
--------------------------------------------------------------------------------------------------------------------------
Security: 45822P105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: TEG
ISIN: US45822P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. BRODSKY Mgmt For For
ALBERT J. BUDNEY, JR. Mgmt For For
ELLEN CARNAHAN Mgmt For For
MICHELLE L. COLLINS Mgmt For For
K.M. HASSELBLAD-PASCALE Mgmt For For
JOHN W. HIGGINS Mgmt For For
PAUL W. JONES Mgmt For For
HOLLY KELLER KOEPPEL Mgmt For For
MICHAEL E. LAVIN Mgmt For For
WILLIAM F. PROTZ, JR. Mgmt For For
CHARLES A. SCHROCK Mgmt For For
2. THE APPROVAL OF A NON-BINDING ADVISORY Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
3. THE APPROVAL OF THE INTEGRYS ENERGY GROUP Mgmt For For
2014 OMNIBUS INCENTIVE COMPENSATION PLAN.
4. THE RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
INTEGRYS ENERGY GROUP AND ITS SUBSIDIARIES
FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933962854
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1C. ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1E. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1F. ELECTION OF DIRECTOR: BRIAN M. KRZANICH Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1I. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT YEAR
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE GROUP, INC. Agenda Number: 933961357
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1B. ELECTION OF DIRECTOR: JEAN-MARC FORNERI Mgmt For For
1C. ELECTION OF DIRECTOR: FRED W. HATFIELD Mgmt For For
1D. ELECTION OF DIRECTOR: SYLVAIN HEFES Mgmt For For
1E. ELECTION OF DIRECTOR: JAN-MICHIEL HESSELS Mgmt For For
1F. ELECTION OF DIRECTOR: TERRENCE F. MARTELL Mgmt For For
1G. ELECTION OF DIRECTOR: SIR CALLUM MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MCNULTY Mgmt For For
1I. ELECTION OF DIRECTOR: SIR ROBERT REID Mgmt For For
1J. ELECTION OF DIRECTOR: FREDERIC V. SALERNO Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT G. SCOTT Mgmt For For
1L. ELECTION OF DIRECTOR: JEFFREY C. SPRECHER Mgmt For For
1M. ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For For
1N. ELECTION OF DIRECTOR: VINCENT TESE Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
ADVISORY RESOLUTION ON EXECUTIVE
COMPENSATION FOR NAMED EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
4. TO APPROVE THE AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
CHANGE OUR NAME FROM
"INTERCONTINENTALEXCHANGE GROUP, INC." TO
"INTERCONTINENTAL EXCHANGE, INC."
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933935237
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For
1B. ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1C. ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For
1E. ELECTION OF DIRECTOR: D.N. FARR Mgmt For For
1F. ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For
1G. ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt For For
1H. ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1J. ELECTION OF DIRECTOR: V.M. ROMETTY Mgmt For For
1K. ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1L. ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1M. ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(PAGE 72)
4. APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE Mgmt For For
TERMS FOR CERTAIN EXECUTIVES PURSUANT TO
SECTION 162(M) OF THE INTERNAL REVENUE CODE
(PAGE 73)
5. ADOPTION OF THE IBM 2014 EMPLOYEES STOCK Mgmt For For
PURCHASE PLAN (PAGE 76)
6. STOCKHOLDER PROPOSAL FOR DISCLOSURE OF Shr For Against
LOBBYING POLICIES AND PRACTICES (PAGE 78)
7. STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT (PAGE 79)
8. STOCKHOLDER PROPOSAL TO LIMIT ACCELERATED Shr For Against
EXECUTIVE PAY (PAGE 80)
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY Agenda Number: 933917669
--------------------------------------------------------------------------------------------------------------------------
Security: 459902102
Meeting Type: Annual
Meeting Date: 10-Mar-2014
Ticker: IGT
ISIN: US4599021023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAGET L. ALVES Mgmt For For
1B. ELECTION OF DIRECTOR: ERIC F. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: JANICE D. CHAFFIN Mgmt For For
1D. ELECTION OF DIRECTOR: GREG CREED Mgmt For For
1E. ELECTION OF DIRECTOR: PATTI S. HART Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT J. MILLER Mgmt For For
1G. ELECTION OF DIRECTOR: VINCENT L. SADUSKY Mgmt For For
1H. ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt For For
1I. ELECTION OF DIRECTOR: TRACEY D. WEBER Mgmt For For
2. AN ADVISORY VOTE TO APPROVE INTERNATIONAL Mgmt For For
GAME TECHNOLOGY'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INTERNATIONAL
GAME TECHNOLOGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2014.
4. STOCKHOLDER PROPOSAL REGARDING PROXY Shr For Against
ACCESS.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 933934994
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
AMAL M. JOHNSON Mgmt For For
ERIC H. HALVORSON Mgmt For For
ALAN J. LEVY, PH.D. Mgmt For For
CRAIG H. BARRATT, PH.D. Mgmt For For
FLOYD D. LOOP, M.D. Mgmt For For
GEORGE STALK JR. Mgmt For For
2. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. THE RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP ("PWC") AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
J.C. PENNEY COMPANY, INC. Agenda Number: 933954162
--------------------------------------------------------------------------------------------------------------------------
Security: 708160106
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: JCP
ISIN: US7081601061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: COLLEEN C. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS J. ENGIBOUS Mgmt For For
1C. ELECTION OF DIRECTOR: KENT B. FOSTER Mgmt For For
1D. ELECTION OF DIRECTOR: LEONARD H. ROBERTS Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt For For
1F. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1G. ELECTION OF DIRECTOR: R. GERALD TURNER Mgmt For For
1H. ELECTION OF DIRECTOR: RONALD W. TYSOE Mgmt For For
1I. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1J. ELECTION OF DIRECTOR: MARY BETH WEST Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
3. TO APPROVE THE 2014 LONG-TERM INCENTIVE Mgmt For For
PLAN.
4. TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED.
5. TO APPROVE THE AMENDED RIGHTS AGREEMENT IN Mgmt For For
ORDER TO PROTECT THE TAX BENEFITS OF THE
COMPANY'S NET OPERATING LOSS CARRY
FORWARDS.
6. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933933548
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr For Against
SIGNIFICANT STOCK
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933970089
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. LOBBYING REPORT - REQUIRE ANNUAL REPORT ON Shr Against For
LOBBYING
5. SPECIAL SHAREOWNER MEETINGS - REDUCE Shr For Against
THRESHOLD TO 15% RATHER THAN 20% AND REMOVE
PROCEDURAL PROVISIONS
6. CUMULATIVE VOTING - REQUIRE CUMULATIVE Shr For Against
VOTING FOR DIRECTORS RATHER THAN ONE-SHARE
ONE-VOTE
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 933931253
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN F. BERGSTROM Mgmt For For
1C. ELECTION OF DIRECTOR: ABELARDO E. BRU Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. DECHERD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1F. ELECTION OF DIRECTOR: FABIAN T. GARCIA Mgmt For For
1G. ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. JENNESS Mgmt For For
1I. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1L. ELECTION OF DIRECTOR: MARC J. SHAPIRO Mgmt For For
2. RATIFICATION OF AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING THE RIGHT TO Shr For Against
ACT BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC. Agenda Number: 933938170
--------------------------------------------------------------------------------------------------------------------------
Security: 50076Q106
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: KRFT
ISIN: US50076Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. KEVIN COX Mgmt For For
1B. ELECTION OF DIRECTOR: MYRA M. HART Mgmt For For
1C. ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1D. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR 2014.
4. SHAREHOLDER PROPOSAL: CESSATION OF USE OF Shr Against For
CORPORATE FUNDS FOR POLITICAL PURPOSES.
5. SHAREHOLDER PROPOSAL: APPLICATION OF Shr Against For
CORPORATE VALUES IN POLITICAL
CONTRIBUTIONS.
6. SHAREHOLDER PROPOSAL: NON-RECYCLABLE BRAND Shr For Against
PACKAGING REPORT.
7. SHAREHOLDER PROPOSAL: SUSTAINABLE FORESTRY Shr For Against
REPORT.
8. SHAREHOLDER PROPOSAL: PROPOSAL REGARDING Shr Against For
CATTLE DEHORNING.
9. SHAREHOLDER PROPOSAL: LAUDATORY RESOLUTION Mgmt For For
SUPPORTING KRAFT'S ANIMAL WELFARE ACTIONS.
--------------------------------------------------------------------------------------------------------------------------
L BRANDS, INC. Agenda Number: 933959679
--------------------------------------------------------------------------------------------------------------------------
Security: 501797104
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: LB
ISIN: US5017971046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For
1.2 ELECTION OF DIRECTOR: JEFFREY H. MIRO Mgmt For For
1.3 ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1.4 ELECTION OF DIRECTOR: RAYMOND ZIMMERMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER Shr For Against
ACTION BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 933999661
--------------------------------------------------------------------------------------------------------------------------
Security: 517834107
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: LVS
ISIN: US5178341070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES D. FORMAN Mgmt For For
GEORGE JAMIESON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLC AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED DECEMBER 31, 2014
3. TO APPROVE THE EXTENSION OF THE TERM OF THE Mgmt For For
LAS VEGAS SANDS CORP. 2004 EQUITY AWARD
PLAN
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON, INC. Agenda Number: 933847329
--------------------------------------------------------------------------------------------------------------------------
Security: 524901105
Meeting Type: Annual
Meeting Date: 23-Jul-2013
Ticker: LM
ISIN: US5249011058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DENNIS M. KASS Mgmt For For
JOHN V. MURPHY Mgmt For For
JOHN H. MYERS Mgmt For For
NELSON PELTZ Mgmt For For
W. ALLEN REED Mgmt For For
JOSEPH A. SULLIVAN Mgmt For For
2. AMENDMENT TO THE LEGG MASON, INC. Mgmt Against Against
NON-EMPLOYEE DIRECTOR EQUITY PLAN
3. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31,
2014
--------------------------------------------------------------------------------------------------------------------------
LEGGETT & PLATT, INCORPORATED Agenda Number: 933947701
--------------------------------------------------------------------------------------------------------------------------
Security: 524660107
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: LEG
ISIN: US5246601075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT E. BRUNNER Mgmt For For
1B. ELECTION OF DIRECTOR: RALPH W. CLARK Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT G. CULP, III Mgmt For For
1D. ELECTION OF DIRECTOR: R. TED ENLOE, III Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD T. FISHER Mgmt For For
1F. ELECTION OF DIRECTOR: MATTHEW C. FLANIGAN Mgmt For For
1G. ELECTION OF DIRECTOR: KARL G. GLASSMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID S. HAFFNER Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH W. MCCLANATHAN Mgmt For For
1J. ELECTION OF DIRECTOR: JUDY C. ODOM Mgmt For For
1K. ELECTION OF DIRECTOR: PHOEBE A. WOOD Mgmt For For
2. RATIFICATION OF THE AUDIT SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT.
4. APPROVAL OF THE 2014 KEY OFFICERS INCENTIVE Mgmt For For
PLAN.
5. A SHAREHOLDER PROPOSAL REQUESTING ADDITION Shr For Against
OF SEXUAL ORIENTATION AND GENDER IDENTITY
TO THE WRITTEN NON-DISCRIMINATION POLICY.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY GLOBAL PLC. Agenda Number: 933910499
--------------------------------------------------------------------------------------------------------------------------
Security: G5480U104
Meeting Type: Special
Meeting Date: 30-Jan-2014
Ticker: LBTYA
ISIN: GB00B8W67662
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ORDINARY RESOLUTION TO APPROVE THE LIBERTY Mgmt Against Against
GLOBAL 2014 INCENTIVE PLAN.
2. ORDINARY RESOLUTION TO APPROVE THE LIBERTY Mgmt Against Against
GLOBAL 2014 NONEMPLOYEE DIRECTOR INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY GLOBAL PLC. Agenda Number: 934017155
--------------------------------------------------------------------------------------------------------------------------
Security: G5480U104
Meeting Type: Annual
Meeting Date: 26-Jun-2014
Ticker: LBTYA
ISIN: GB00B8W67662
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ELECT MIRANDA CURTIS AS A DIRECTOR OF Mgmt Against Against
LIBERTY GLOBAL FOR A TERM EXPIRING AT THE
ANNUAL GENERAL MEETING TO BE HELD IN 2017.
2. TO ELECT JOHN W. DICK AS A DIRECTOR OF Mgmt For For
LIBERTY GLOBAL FOR A TERM EXPIRING AT THE
ANNUAL GENERAL MEETING TO BE HELD IN 2017.
3. TO ELECT J.C. SPARKMAN AS A DIRECTOR OF Mgmt For For
LIBERTY GLOBAL FOR A TERM EXPIRING AT THE
ANNUAL GENERAL MEETING TO BE HELD IN 2017.
4. TO ELECT J. DAVID WARGO AS A DIRECTOR OF Mgmt For For
LIBERTY GLOBAL FOR A TERM EXPIRING AT THE
ANNUAL GENERAL MEETING TO BE HELD IN 2017.
5. TO APPROVE THE DIRECTORS' COMPENSATION Mgmt Against Against
POLICY CONTAINED IN APPENDIX A OF LIBERTY
GLOBAL'S PROXY STATEMENT FOR THE 2014
ANNUAL GENERAL MEETING OF SHAREHOLDERS (IN
ACCORDANCE WITH REQUIREMENTS APPLICABLE TO
UNITED KINGDOM (U.K.) COMPANIES) TO BE
EFFECTIVE AS OF THE DATE OF THE 2014 ANNUAL
GENERAL MEETING OF SHAREHOLDERS.
6. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN LIBERTY GLOBAL'S
PROXY STATEMENT FOR THE 2014 ANNUAL GENERAL
MEETING OF SHAREHOLDERS PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION,
INCLUDING THE COMPENSATION DISCUSSION AND
ANALYSIS SECTION, THE SUMMARY COMPENSATION
TABLE AND OTHER RELATED TABLES AND
DISCLOSURE.
7. THE OPTION OF ONCE EVERY ONE YEAR, TWO Mgmt 1 Year Against
YEARS, OR THREE YEARS THAT RECEIVES A
MAJORITY OF THE AFFIRMATIVE VOTES CAST FOR
THIS RESOLUTION WILL BE DETERMINED TO BE
THE FREQUENCY FOR THE ADVISORY VOTE ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED PURSUANT TO THE
SECURITIES AND EXCHANGE COMMISSION'S
COMPENSATION DISCLOSURE RULES.
8. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
ANNUAL REPORT ON THE IMPLEMENTATION OF THE
DIRECTORS' COMPENSATION POLICY FOR THE YEAR
ENDED DECEMBER 31, 2013, CONTAINED IN
APPENDIX A OF THE PROXY STATEMENT (IN
ACCORDANCE WITH REQUIREMENTS APPLICABLE TO
U.K. COMPANIES).
9. TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
(U.S.) AS LIBERTY GLOBAL'S INDEPENDENT
AUDITOR FOR THE YEAR ENDING DECEMBER 31,
2014.
10. TO APPOINT KPMG LLP (U.K.) AS LIBERTY Mgmt For For
GLOBAL'S U.K. STATUTORY AUDITOR UNDER THE
U.K. COMPANIES ACT 2006 (TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING AT WHICH ACCOUNTS ARE LAID
BEFORE LIBERTY GLOBAL).
11. TO AUTHORIZE THE AUDIT COMMITTEE OF LIBERTY Mgmt For For
GLOBAL'S BOARD OF DIRECTORS TO DETERMINE
THE U.K. STATUTORY AUDITOR'S COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY PROPERTY TRUST Agenda Number: 933973491
--------------------------------------------------------------------------------------------------------------------------
Security: 531172104
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: LPT
ISIN: US5311721048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FREDERICK F. BUCHHOLZ Mgmt For For
THOMAS C. DELOACH, JR. Mgmt For For
KATHERINE E. DIETZE Mgmt For For
DANIEL P. GARTON Mgmt For For
WILLIAM P. HANKOWSKY Mgmt For For
M. LEANNE LACHMAN Mgmt For For
DAVID L. LINGERFELT Mgmt For For
2. APPROVAL OF THE PROPOSAL TO AMEND THE Mgmt For For
DECLARATION OF TRUST TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF BENEFICIAL INTEREST
FROM 200,000,000 TO 300,000,000.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE TRUST'S NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF THE PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF ERNST & YOUNG LLP AS THE
TRUST'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
5. APPROVAL OF THE PROPOSAL TO AMEND AND Mgmt For For
RESTATE THE LIBERTY PROPERTY TRUST AMENDED
AND RESTATED SHARE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 933967727
--------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: LNC
ISIN: US5341871094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DENNIS R. GLASS Mgmt For For
1.2 ELECTION OF DIRECTOR: GARY C. KELLY Mgmt For For
1.3 ELECTION OF DIRECTOR: MICHAEL F. MEE Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
3. THE APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
4. THE APPROVAL OF THE LINCOLN NATIONAL Mgmt For For
CORPORATION 2014 INCENTIVE COMPENSATION
PLAN
--------------------------------------------------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION Agenda Number: 933879744
--------------------------------------------------------------------------------------------------------------------------
Security: 535678106
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: LLTC
ISIN: US5356781063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT H. SWANSON, JR. Mgmt For For
LOTHAR MAIER Mgmt For For
ARTHUR C. AGNOS Mgmt For For
JOHN J. GORDON Mgmt For For
DAVID S. LEE Mgmt For For
RICHARD M. MOLEY Mgmt For For
THOMAS S. VOLPE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING JUNE 29, 2014.
--------------------------------------------------------------------------------------------------------------------------
LINKEDIN CORPORATION Agenda Number: 934004932
--------------------------------------------------------------------------------------------------------------------------
Security: 53578A108
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: LNKD
ISIN: US53578A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
REID HOFFMAN Mgmt For For
STANLEY J. MERESMAN Mgmt Withheld Against
DAVID SZE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS OF LINKEDIN CORPORATION
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
3 APPROVAL OF THE ADOPTION OF THE LINKEDIN Mgmt For For
CORPORATION EXECUTIVE BONUS COMPENSATION
PLAN FOR PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933978059
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
ANGELA F. BRALY Mgmt For For
RICHARD W. DREILING Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT L. JOHNSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. APPROVAL OF THE COMPANY'S AMENDED AND Mgmt For For
RESTATED 2006 LONG TERM INCENTIVE PLAN.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
5. SHAREHOLDER PROPOSAL REGARDING REPORT ON Shr Against For
IMPACT OF SUSTAINABILITY POLICY.
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 933954287
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. TO ELECT JAGJEET S. BINDRA, CLASS I Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2017
1B. TO ELECT MILTON CARROLL, CLASS I DIRECTOR, Mgmt For For
TO SERVE UNTIL THE ANNUAL GENERAL MEETING
IN 2017
1C. TO ELECT CLAIRE S. FARLEY, CLASS I Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2017
1D. TO ELECT RUDY VAN DER MEER, CLASS I Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2017
1E. TO ELECT ISABELLA D. GOREN, CLASS II Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2015
1F. TO ELECT NANCE K. DICCIANI, CLASS III Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2016
2A. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: KARYN F. OVELMEN
2B. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: CRAIG B. GLIDDEN
2C. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: BHAVESH V. PATEL
2D. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: PATRICK D. QUARLES
2E. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: TIMOTHY D. ROBERTS
3. ADOPTION OF ANNUAL ACCOUNTS FOR 2013 Mgmt For For
4. DISCHARGE FROM LIABILITY OF SOLE MEMBER OF Mgmt For For
THE MANAGEMENT BOARD
5. DISCHARGE FROM LIABILITY OF MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD
6. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
7. APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE
DUTCH ANNUAL ACCOUNTS
8. RATIFICATION AND APPROVAL OF DIVIDENDS IN Mgmt For For
RESPECT OF THE 2013 FISCAL YEAR
9. ADVISORY (NON-BINDING) VOTE APPROVING Mgmt For For
EXECUTIVE COMPENSATION
10. APPROVAL TO REPURCHASE UP TO 10% OF ISSUED Mgmt For For
SHARE CAPITAL
11. APPROVAL TO CANCEL UP TO 10% OF ISSUED Mgmt For For
SHARE CAPITAL HELD IN TREASURY
--------------------------------------------------------------------------------------------------------------------------
MACK-CALI REALTY CORPORATION Agenda Number: 933985725
--------------------------------------------------------------------------------------------------------------------------
Security: 554489104
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: CLI
ISIN: US5544891048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NATHAN GANTCHER Mgmt For For
DAVID S. MACK Mgmt For For
WILLIAM L. MACK Mgmt For For
ALAN G. PHILIBOSIAN Mgmt For For
2. APPROVAL AND ADOPTION TO AMEND THE Mgmt For For
COMPANY'S CHARTER TO DECLASSIFY THE BOARD
OF DIRECTORS AND ADOPTION OF CONCURRENT
ANNUAL TERMS FOR ALL MEMBERS OF THE BOARD
OF DIRECTORS.
3. ADVISORY VOTE APPROVING THE COMPENSATION OF Mgmt Against Against
OUR NAMED EXECUTIVE OFFICERS, AS SUCH
COMPENSATION IS DESCRIBED UNDER THE
"COMPENSATION DISCUSSION AND ANALYSIS" AND
"EXECUTIVE COMPENSATION" SECTIONS OF THE
ACCOMPANYING PROXY STATEMENT.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MACY'S INC. Agenda Number: 933983125
--------------------------------------------------------------------------------------------------------------------------
Security: 55616P104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: M
ISIN: US55616P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: DEIRDRE P. CONNELLY Mgmt For For
1C. ELECTION OF DIRECTOR: MEYER FELDBERG Mgmt For For
1D. ELECTION OF DIRECTOR: SARA LEVINSON Mgmt For For
1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1G. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1H. ELECTION OF DIRECTOR: PAUL C. VARGA Mgmt For For
1I. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
1J. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. THE PROPOSED RATIFICATION OF THE Mgmt For For
APPOINTMENT OF KPMG LLP AS MACY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 31,
2015.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF MACY'S AMENDED AND RESTATED Mgmt For For
2009 OMNIBUS INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
MALLINCKRODT PLC Agenda Number: 933920286
--------------------------------------------------------------------------------------------------------------------------
Security: G5785G107
Meeting Type: Annual
Meeting Date: 20-Mar-2014
Ticker: MNK
ISIN: IE00BBGT3753
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MELVIN D. BOOTH Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID R. CARLUCCI Mgmt For For
1C. ELECTION OF DIRECTOR: J. MARTIN CARROLL Mgmt For For
1D. ELECTION OF DIRECTOR: DIANE H. GULYAS Mgmt For For
1E. ELECTION OF DIRECTOR: NANCY S. LURKER Mgmt For For
1F. ELECTION OF DIRECTOR: JOANN A. REED Mgmt For For
1G. ELECTION OF DIRECTOR: MARK C. TRUDEAU Mgmt For For
1H. ELECTION OF DIRECTOR: KNEELAND C. Mgmt For For
YOUNGBLOOD, M.D.
1I. ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
2. ADVISORY NON-BINDING VOTE TO APPROVE THE Mgmt For For
APPOINTMENT OF THE INDEPENDENT AUDITORS AND
A BINDING VOTE TO AUTHORIZE THE AUDIT
COMMITTEE TO SET THE AUDITORS'
REMUNERATION.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
5. AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
TO MAKE MARKET PURCHASES OF COMPANY SHARES.
S6. AUTHORIZE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES. (SPECIAL RESOLUTION)
4. AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 933954629
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: OSCAR FANJUL Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL S. GLASER Mgmt For For
1C. ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For
1D. ELECTION OF DIRECTOR: LORD LANG OF MONKTON Mgmt For For
1E. ELECTION OF DIRECTOR: ELAINE LA ROCHE Mgmt For For
1F. ELECTION OF DIRECTOR: STEVEN A. MILLS Mgmt For For
1G. ELECTION OF DIRECTOR: BRUCE P. NOLOP Mgmt For For
1H. ELECTION OF DIRECTOR: MARC D. OKEN Mgmt For For
1I. ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Mgmt For For
1J. ELECTION OF DIRECTOR: ADELE SIMMONS Mgmt For For
1K. ELECTION OF DIRECTOR: LLOYD M. YATES Mgmt For For
1L. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. ADVISORY (NONBINDING) VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda Number: 933955897
--------------------------------------------------------------------------------------------------------------------------
Security: 577081102
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: MAT
ISIN: US5770811025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: TREVOR A. EDWARDS Mgmt For For
1C. ELECTION OF DIRECTOR: DR. FRANCES D. Mgmt For For
FERGUSSON
1D. ELECTION OF DIRECTOR: DOMINIC NG Mgmt For For
1E. ELECTION OF DIRECTOR: VASANT M. PRABHU Mgmt For For
1F. ELECTION OF DIRECTOR: DR. ANDREA L. RICH Mgmt For For
1G. ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For
1H. ELECTION OF DIRECTOR: CHRISTOPHER A. Mgmt For For
SINCLAIR
1I. ELECTION OF DIRECTOR: BRYAN G. STOCKTON Mgmt For For
1J. ELECTION OF DIRECTOR: DIRK VAN DE PUT Mgmt For For
1K. ELECTION OF DIRECTOR: KATHY WHITE LOYD Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION, AS DESCRIBED IN THE
MATTEL, INC. PROXY STATEMENT.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MATTEL,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933967854
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1C. ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For
1D. ELECTION OF DIRECTOR: CARY D. MCMILLAN Mgmt For For
1E. ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: ROGER W. STONE Mgmt For For
1H. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF PERFORMANCE GOALS FOR AWARDS Mgmt For For
UNDER THE MCDONALD'S CORPORATION 2009 CASH
INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2014.
5. ADVISORY VOTE REQUESTING THE ABILITY FOR Shr For Against
SHAREHOLDERS TO ACT BY WRITTEN CONSENT, IF
PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
MEADWESTVACO CORPORATION Agenda Number: 933949553
--------------------------------------------------------------------------------------------------------------------------
Security: 583334107
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: MWV
ISIN: US5833341077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL E. CAMPBELL Mgmt For For
1.2 ELECTION OF DIRECTOR: JAMES G. KAISER Mgmt For For
1.3 ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1.4 ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Mgmt For For
1.6 ELECTION OF DIRECTOR: GRACIA C. MARTORE Mgmt For For
1.7 ELECTION OF DIRECTOR: TIMOTHY H. POWERS Mgmt For For
1.8 ELECTION OF DIRECTOR: JANE L. WARNER Mgmt For For
1.9 ELECTION OF DIRECTOR: ALAN D. WILSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 933856291
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 22-Aug-2013
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD H. ANDERSON Mgmt For For
SCOTT C. DONNELLY Mgmt For For
VICTOR J. DZAU, M.D. Mgmt For For
OMAR ISHRAK Mgmt For For
SHIRLEY ANN JACKSON PHD Mgmt For For
MICHAEL O. LEAVITT Mgmt For For
JAMES T. LENEHAN Mgmt For For
DENISE M. O'LEARY Mgmt For For
KENDALL J. POWELL Mgmt For For
ROBERT C. POZEN Mgmt For For
PREETHA REDDY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
NAMED EXECUTIVE COMPENSATION (A
"SAY-ON-PAY" VOTE).
4. TO APPROVE THE MEDTRONIC, INC. 2013 STOCK Mgmt For For
AWARD AND INCENTIVE PLAN.
5. TO AMEND AND RESTATE THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO PROVIDE THAT DIRECTORS
WILL BE ELECTED BY A MAJORITY VOTE IN
UNCONTESTED ELECTIONS.
6. TO AMEND AND RESTATE THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO ALLOW CHANGES TO THE
SIZE OF THE BOARD OF DIRECTORS UPON THE
AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF
SHARES.
7. TO AMEND AND RESTATE THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO ALLOW REMOVAL OF A
DIRECTOR UPON THE AFFIRMATIVE VOTE OF A
SIMPLE MAJORITY OF SHARES.
8. TO AMEND AND RESTATE THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO ALLOW AMENDMENTS TO
SECTION 5.3 OF ARTICLE 5 UPON THE
AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF
SHARES.
9. TO AMEND AND RESTATE THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO ELIMINATE THE "FAIR
PRICE PROVISION.
--------------------------------------------------------------------------------------------------------------------------
MELCO CROWN ENTERTAINMENT LTD. Agenda Number: 933927850
--------------------------------------------------------------------------------------------------------------------------
Security: 585464100
Meeting Type: Special
Meeting Date: 26-Mar-2014
Ticker: MPEL
ISIN: US5854641009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT (A) THE DECLARATION AND PAYMENT OF A Mgmt For
SPECIAL DIVIDEND OF US$0.1147 PER ORDINARY
SHARE OF THE COMPANY OUT OF THE SHARE
PREMIUM ACCOUNT OF THE COMPANY PURSUANT TO
ARTICLE 147 OF THE ARTICLES OF ASSOCIATION
OF THE COMPANY AND IN ACCORDANCE WITH THE
CAYMAN COMPANIES LAW (AS AMENDED) OF THE
CAYMAN ISLANDS (THE ... (DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MELCO CROWN ENTERTAINMENT LTD. Agenda Number: 933984139
--------------------------------------------------------------------------------------------------------------------------
Security: 585464100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: MPEL
ISIN: US5854641009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) TO RATIFY THE ANNUAL REPORT ON FORM 20-F Mgmt For
FILED WITH THE U.S. SECURITIES AND EXCHANGE
COMMISSION, AND TO RECEIVE AND ADOPT THE
AUDITED CONSOLIDATED FINANCIAL STATEMENTS
AND THE DIRECTORS' AND AUDITORS' REPORTS,
FOR THE YEAR ENDED DECEMBER 31, 2013.
2A) TO RE-ELECT MR. CLARENCE YUK MAN CHUNG AS A Mgmt For
NON-EXECUTIVE DIRECTOR OF THE COMPANY.
2B) TO RE-ELECT MR. WILLIAM TODD NISBET AS A Mgmt For
NON-EXECUTIVE DIRECTOR OF THE COMPANY.
2C) TO RE-ELECT MR. JAMES ANDREW CHARLES Mgmt For
MACKENZIE AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE COMPANY.
2D) TO RE-ELECT MR. THOMAS JEFFERSON WU AS AN Mgmt For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY.
3) TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt For
THE REMUNERATION OF THE DIRECTORS OF THE
COMPANY.
4) TO RATIFY THE APPOINTMENT OF AND RE-APPOINT Mgmt For
THE INDEPENDENT AUDITORS OF THE COMPANY,
DELOITTE TOUCHE TOHMATSU, AND TO AUTHORIZE
THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION.
5) TO GRANT A GENERAL AND UNCONDITIONAL Mgmt Against
MANDATE TO THE BOARD OF DIRECTORS TO ISSUE
NEW SHARES OF THE COMPANY
6) TO GRANT A GENERAL AND UNCONDITIONAL Mgmt For
MANDATE TO THE BOARD OF DIRECTORS TO
REPURCHASE SHARES OF THE COMPANY
7) TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against
THE BOARD OF DIRECTORS TO ISSUE NEW SHARES
OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933975180
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. SHAREHOLDER PROPOSAL CONCERNING Shr For Against
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr For Against
SHAREOWNER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
MERCURY GENERAL CORPORATION Agenda Number: 933949729
--------------------------------------------------------------------------------------------------------------------------
Security: 589400100
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: MCY
ISIN: US5894001008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE JOSEPH Mgmt For For
MARTHA E. MARCON Mgmt For For
DONALD R. SPUEHLER Mgmt For For
RICHARD E. GRAYSON Mgmt For For
DONALD P. NEWELL Mgmt For For
BRUCE A. BUNNER Mgmt Withheld Against
CHRISTOPHER GRAVES Mgmt For For
MICHAEL D. CURTIUS Mgmt For For
GABRIEL TIRADOR Mgmt For For
JAMES G. ELLIS Mgmt For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL Agenda Number: 933995396
--------------------------------------------------------------------------------------------------------------------------
Security: 552953101
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: MGM
ISIN: US5529531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT H. BALDWIN Mgmt For For
WILLIAM A. BIBLE Mgmt For For
BURTON M. COHEN Mgmt For For
MARY CHRIS GAY Mgmt For For
WILLIAM W. GROUNDS Mgmt For For
ALEXIS M. HERMAN Mgmt For For
ROLAND HERNANDEZ Mgmt For For
ANTHONY MANDEKIC Mgmt For For
ROSE MCKINNEY JAMES Mgmt For For
JAMES J. MURREN Mgmt For For
GREGORY M. SPIERKEL Mgmt For For
DANIEL J. TAYLOR Mgmt For For
2 TO RATIFY THE SELECTION OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 TO APPROVE AMENDMENTS TO THE AMENDED AND Mgmt For For
RESTATED 2005 OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 933856936
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 16-Aug-2013
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVE SANGHI Mgmt For For
MATTHEW W. CHAPMAN Mgmt For For
L.B. DAY Mgmt For For
ALBERT J. HUGO-MARTINEZ Mgmt For For
WADE F. MEYERCORD Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE
FISCAL YEAR ENDING MARCH 31, 2014.
3. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION OF
OUR NAMED EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933883185
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. APPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
CRITERIA UNDER THE EXECUTIVE OFFICER
INCENTIVE PLAN
11. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2014
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 933952360
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1F. ELECTION OF DIRECTOR: NELSON PELTZ Mgmt For For
1G. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1H. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1K. ELECTION OF DIRECTOR: RATAN N. TATA Mgmt For For
1L. ELECTION OF DIRECTOR: JEAN-FRANCOIS M.L. Mgmt For For
VAN BOXMEER
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVE MONDELEZ INTERNATIONAL, INC. Mgmt For For
AMENDED AND RESTATED 2005 PERFORMANCE
INCENTIVE PLAN
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER
31, 2014
5. SHAREHOLDER PROPOSAL: REPORT ON PACKAGING Shr For Against
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933907959
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1D. ELECTION OF DIRECTOR: GEORGE H. POSTE, Mgmt For For
PH.D., D.V.M.
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
3. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREOWNER PROPOSAL REQUESTING A REPORT Shr Against For
RELATED TO LABELING OF FOOD PRODUCED WITH
GENETIC ENGINEERING.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 933994089
--------------------------------------------------------------------------------------------------------------------------
Security: 611740101
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: MNST
ISIN: US6117401017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RODNEY C. SACKS Mgmt For For
HILTON H. SCHLOSBERG Mgmt For For
MARK J. HALL Mgmt For For
NORMAN C. EPSTEIN Mgmt For For
BENJAMIN M. POLK Mgmt For For
SYDNEY SELATI Mgmt For For
HAROLD C. TABER, JR. Mgmt For For
MARK S. VIDERGAUZ Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3 PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4 STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
AMENDMENT OF OUR ORGANIZATIONAL DOCUMENTS
TO REQUIRE MAJORITY VOTING FOR THE ELECTION
OF DIRECTORS.
5 STOCKHOLDER PROPOSAL REGARDING BOARD Shr For Against
NOMINEE REQUIREMENTS.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933952497
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT H. HERZ Mgmt For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I. ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1K. ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1L. ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Mgmt For For
1M. ELECTION OF DIRECTOR: MASAAKI TANAKA Mgmt For For
1N. ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For
1O. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR
3. TO APPROVE THE COMPENSATION OF EXECUTIVES Mgmt For For
AS DISCLOSED IN THE PROXY STATEMENT
(NON-BINDING ADVISORY RESOLUTION)
4. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr For Against
LOBBYING
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 933937647
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH C. DAHLBERG Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL V. HAYDEN Mgmt For For
1E. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1F. ELECTION OF DIRECTOR: ANNE R. PRAMAGGIORE Mgmt For For
1G. ELECTION OF DIRECTOR: SAMUEL C. SCOTT, III Mgmt For For
1H. ELECTION OF DIRECTOR: BRADLEY E. SINGER Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
4. STOCKHOLDER PROPOSAL RE: HUMAN RIGHTS Shr Against For
POLICY.
5. STOCKHOLDER PROPOSAL RE: POLITICAL Shr For Against
CONTRIBUTION DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL FUEL GAS COMPANY Agenda Number: 933918104
--------------------------------------------------------------------------------------------------------------------------
Security: 636180101
Meeting Type: Annual
Meeting Date: 13-Mar-2014
Ticker: NFG
ISIN: US6361801011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD W. JIBSON Mgmt No vote
JEFFREY W. SHAW Mgmt No vote
RONALD J. TANSKI Mgmt No vote
2. VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. STOCKHOLDER PROPOSAL Shr For Against
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 933995889
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 09-Jun-2014
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
REED HASTINGS Mgmt Withheld Against
JAY C. HOAG Mgmt Withheld Against
A. GEORGE (SKIP) BATTLE Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE THE COMPANY'S PERFORMANCE BONUS Mgmt For For
PLAN.
5. CONSIDERATION OF A STOCKHOLDER PROPOSAL TO Shr For Against
REPEAL THE COMPANY'S CLASSIFIED BOARD, IF
PROPERLY PRESENTED AT THE MEETING.
6. CONSIDERATION OF A STOCKHOLDER PROPOSAL Shr For Against
REGARDING MAJORITY VOTE STANDARD IN
DIRECTOR ELECTIONS, IF PROPERLY PRESENTED
AT THE MEETING.
7. CONSIDERATION OF A STOCKHOLDER PROPOSAL Shr For Against
REGARDING RIGHT TO VOTE REGARDING POISON
PILLS, IF PROPERLY PRESENTED AT THE
MEETING.
8. CONSIDERATION OF A STOCKHOLDER PROPOSAL Shr For Against
REGARDING CONFIDENTIAL VOTING, IF PROPERLY
PRESENTED AT THE MEETING.
9. CONSIDERATION OF A STOCKHOLDER PROPOSAL Shr For Against
REGARDING AN INDEPENDENT BOARD CHAIR, IF
PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC. Agenda Number: 933991970
--------------------------------------------------------------------------------------------------------------------------
Security: 649445103
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: NYCB
ISIN: US6494451031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOMINICK CIAMPA Mgmt For For
1B. ELECTION OF DIRECTOR: MAX L. KUPFERBERG Mgmt For For
1C. ELECTION OF DIRECTOR: SPIROS J. VOUTSINAS Mgmt Abstain Against
1D. ELECTION OF DIRECTOR: ROBERT WANN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF NEW YORK COMMUNITY
BANCORP, INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, AN Mgmt Against Against
ADVISORY PROPOSAL ON COMPENSATION FOR
CERTAIN OF OUR EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NEWELL RUBBERMAID INC. Agenda Number: 933953817
--------------------------------------------------------------------------------------------------------------------------
Security: 651229106
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: NWL
ISIN: US6512291062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN C. CONROY Mgmt For For
1B. ELECTION OF DIRECTOR: SCOTT S. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL T. COWHIG Mgmt For For
1D. ELECTION OF DIRECTOR: CYNTHIA A. MONTGOMERY Mgmt For For
1E. ELECTION OF DIRECTOR: JOSE IGNACIO Mgmt For For
PEREZ-LIZAUR
1F. ELECTION OF DIRECTOR: MICHAEL B. POLK Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
1H. ELECTION OF DIRECTOR: RAYMOND G. VIAULT Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda Number: 933944185
--------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: JWN
ISIN: US6556641008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL Mgmt For For
1B. ELECTION OF DIRECTOR: MICHELLE M. EBANKS Mgmt For For
1C. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: ROBERT G. MILLER Mgmt For For
1E. ELECTION OF DIRECTOR: BLAKE W. NORDSTROM Mgmt For For
1F. ELECTION OF DIRECTOR: ERIK B. NORDSTROM Mgmt For For
1G. ELECTION OF DIRECTOR: PETER E. NORDSTROM Mgmt For For
1H. ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt For For
1I. ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: B. KEVIN TURNER Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
1L. ELECTION OF DIRECTOR: ALISON A. WINTER Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 ADVISORY VOTE REGARDING EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. Agenda Number: 933910247
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Y100
Meeting Type: Annual
Meeting Date: 03-Feb-2014
Ticker: NUAN
ISIN: US67020Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL A. RICCI Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT J. FRANKENBERG Mgmt For For
1C. ELECTION OF DIRECTOR: PATRICK T. HACKETT Mgmt For For
1D. ELECTION OF DIRECTOR: BRETT ICAHN Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM H. JANEWAY Mgmt For For
1F. ELECTION OF DIRECTOR: MARK R. LARET Mgmt For For
1G. ELECTION OF DIRECTOR: KATHARINE A. MARTIN Mgmt For For
1H. ELECTION OF DIRECTOR: MARK B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID S. SCHECHTER Mgmt For For
2. TO APPROVE THE AMENDED AND RESTATED 2000 Mgmt For For
STOCK PLAN.
3. TO APPROVE NON-BINDING ADVISORY RESOLUTION Mgmt For For
REGARDING EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 933952815
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER C. BROWNING Mgmt For For
JOHN J. FERRIOLA Mgmt For For
HARVEY B. GANTT Mgmt For For
GREGORY J. HAYES Mgmt For For
VICTORIA F. HAYNES, PHD Mgmt For For
BERNARD L. KASRIEL Mgmt For For
CHRISTOPHER J. KEARNEY Mgmt For For
RAYMOND J. MILCHOVICH Mgmt For For
JOHN H. WALKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NUCOR'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014
3. APPROVAL, ON AN ADVISORY BASIS, OF NUCOR'S Mgmt For For
EXECUTIVE COMPENSATION
4. APPROVAL OF THE NUCOR CORPORATION 2014 Mgmt For For
OMNIBUS INCENTIVE COMPENSATION PLAN
5. STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTE
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 933970217
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT K. BURGESS Mgmt For For
1B. ELECTION OF DIRECTOR: TENCH COXE Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES C. GAITHER Mgmt For For
1D. ELECTION OF DIRECTOR: JEN-HSUN HUANG Mgmt For For
1E. ELECTION OF DIRECTOR: DAWN HUDSON Mgmt For For
1F. ELECTION OF DIRECTOR: HARVEY C. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM J. MILLER Mgmt For For
1H. ELECTION OF DIRECTOR: MARK L. PERRY Mgmt For For
1I. ELECTION OF DIRECTOR: A. BROOKE SEAWELL Mgmt For For
1J. ELECTION OF DIRECTOR: MARK A. STEVENS Mgmt For For
2. TO APPROVE OUR EXECUTIVE COMPENSATION. Mgmt For For
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR AMENDED AND RESTATED 2007 EQUITY
INCENTIVE PLAN.
5. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2012 EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933956724
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C. ELECTION OF DIRECTOR: EUGENE L. BATCHELDER Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1G. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For
1J. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1K. ELECTION OF DIRECTOR: ELISSE B. WALTER Mgmt For For
2. ONE-YEAR WAIVER OF DIRECTOR AGE RESTRICTION Mgmt For For
FOR EDWARD P.DJEREJIAN, AN INDEPENDENT
DIRECTOR.
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION.
4. ABILITY OF STOCKHOLDERS TO ACT BY WRITTEN Mgmt For For
CONSENT.
5. SEPARATION OF THE ROLES OF THE CHAIRMAN OF Mgmt For For
THE BOARD AND THE CHIEF EXECUTIVE OFFICER.
6. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
7. EXECUTIVES TO RETAIN SIGNIFICANT STOCK. Shr For Against
8. REVIEW LOBBYING AT FEDERAL, STATE, LOCAL Shr For Against
LEVELS.
9. QUANTITATIVE RISK MANAGEMENT REPORTING FOR Shr For Against
HYDRAULIC FRACTURING OPERATIONS.
10. FUGITIVE METHANE EMISSIONS AND FLARING Shr For Against
REPORT.
--------------------------------------------------------------------------------------------------------------------------
OGE ENERGY CORP. Agenda Number: 933954403
--------------------------------------------------------------------------------------------------------------------------
Security: 670837103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: OGE
ISIN: US6708371033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES H. BRANDI Mgmt For For
WAYNE H. BRUNETTI Mgmt For For
LUKE R. CORBETT Mgmt For For
PETER B. DELANEY Mgmt For For
JOHN D. GROENDYKE Mgmt For For
KIRK HUMPHREYS Mgmt For For
ROBERT KELLEY Mgmt For For
ROBERT O. LORENZ Mgmt For For
JUDY R. MCREYNOLDS Mgmt For For
SHEILA G. TALTON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S PRINCIPAL
INDEPENDENT ACCOUNTANTS FOR 2014.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4 SHAREHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
OLD NATIONAL BANCORP Agenda Number: 933951887
--------------------------------------------------------------------------------------------------------------------------
Security: 680033107
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: ONB
ISIN: US6800331075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ALAN W BRAUN Mgmt For For
LARRY E DUNIGAN Mgmt For For
NIEL C ELLERBROOK Mgmt For For
ANDREW E GOEBEL Mgmt For For
ROBERT G JONES Mgmt For For
PHELPS L LAMBERT Mgmt For For
ARTHUR H MCELWEE JR Mgmt For For
JAMES T MORRIS Mgmt For For
RANDALL T SHEPARD Mgmt For For
REBECCA S SKILLMAN Mgmt For For
KELLY N STANLEY Mgmt For For
LINDA E WHITE Mgmt For For
2 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
OLD REPUBLIC INTERNATIONAL CORPORATION Agenda Number: 934003081
--------------------------------------------------------------------------------------------------------------------------
Security: 680223104
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: ORI
ISIN: US6802231042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES C. HELLAUER Mgmt For For
ARNOLD L. STEINER Mgmt For For
FREDRICKA TAUBITZ Mgmt For For
ALDO C. ZUCARO Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S AUDITORS FOR 2014
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
OLIN CORPORATION Agenda Number: 933936291
--------------------------------------------------------------------------------------------------------------------------
Security: 680665205
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: OLN
ISIN: US6806652052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: GRAY G. BENOIST Mgmt For For
1.2 ELECTION OF DIRECTOR: RICHARD M. ROMPALA Mgmt For For
1.3 ELECTION OF DIRECTOR: JOSEPH D. RUPP Mgmt For For
2. APPROVAL OF THE 2014 LONG TERM INCENTIVE Mgmt For For
PLAN AND PERFORMANCE MEASURES PURSUANT TO
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
5. SHAREHOLDER PROPOSAL REGARDING DISCLOSURE Shr For Against
OF LOBBYING AND POLITICAL SPENDING.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933968046
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For
1D. ELECTION OF DIRECTOR: MARY C. CHOKSI Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: LEONARD S. COLEMAN, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For
1L. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1M. ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE 2014 FISCAL YEAR.
3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ONEOK, INC. Agenda Number: 933966078
--------------------------------------------------------------------------------------------------------------------------
Security: 682680103
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: OKE
ISIN: US6826801036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1B. ELECTION OF DIRECTOR: JULIE H. EDWARDS Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM L. FORD Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN W. GIBSON Mgmt For For
1E. ELECTION OF DIRECTOR: BERT H. MACKIE Mgmt For For
1F. ELECTION OF DIRECTOR: STEVEN J. MALCOLM Mgmt For For
1G. ELECTION OF DIRECTOR: JIM W. MOGG Mgmt For For
1H. ELECTION OF DIRECTOR: PATTYE L. MOORE Mgmt For For
1I. ELECTION OF DIRECTOR: GARY D. PARKER Mgmt For For
1J. ELECTION OF DIRECTOR: EDUARDO A. RODRIGUEZ Mgmt For For
1K. ELECTION OF DIRECTOR: TERRY K. SPENCER Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ONEOK, INC.
3. AN ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. A SHAREHOLDER PROPOSAL REGARDING Shr For Against
PUBLICATION OF A REPORT ON METHANE
EMISSIONS.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933878300
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 31-Oct-2013
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt Withheld Against
H. RAYMOND BINGHAM Mgmt Withheld Against
MICHAEL J. BOSKIN Mgmt Withheld Against
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt Withheld Against
GEORGE H. CONRADES Mgmt Withheld Against
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt Withheld Against
JEFFREY O. HENLEY Mgmt Withheld Against
MARK V. HURD Mgmt For For
NAOMI O. SELIGMAN Mgmt Withheld Against
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION. `
3 APPROVAL OF AMENDMENT TO THE LONG-TERM Mgmt Against Against
EQUITY INCENTIVE PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
5 STOCKHOLDER PROPOSAL REGARDING ESTABLISHING Shr Against For
A BOARD COMMITTEE ON HUMAN RIGHTS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING VOTE Shr Against For
TABULATION.
8 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr For Against
PERFORMANCE METRICS.
9 STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE Shr For Against
PERFORMANCE METRICS.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 933881028
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 23-Oct-2013
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT G. BOHN Mgmt For For
LINDA S. HARTY Mgmt For For
WILLIAM E. KASSLING Mgmt For For
ROBERT J. KOHLHEPP Mgmt For For
KEVIN A. LOBO Mgmt For For
KLAUS-PETER MULLER Mgmt Withheld Against
CANDY M. OBOURN Mgmt For For
JOSEPH M. SCAMINACE Mgmt For For
WOLFGANG R. SCHMITT Mgmt For For
AKE SVENSSON Mgmt For For
JAMES L. WAINSCOTT Mgmt For For
DONALD E. WASHKEWICZ Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
3. APPROVAL OF, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC. Agenda Number: 933928117
--------------------------------------------------------------------------------------------------------------------------
Security: 703481101
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: PTEN
ISIN: US7034811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK S. SIEGEL Mgmt For For
KENNETH N. BERNS Mgmt For For
CHARLES O. BUCKNER Mgmt For For
MICHAEL W. CONLON Mgmt For For
CURTIS W. HUFF Mgmt For For
TERRY H. HUNT Mgmt For For
CLOYCE A. TALBOTT Mgmt For For
2. APPROVAL OF THE PATTERSON-UTI ENERGY, INC. Mgmt For For
2014 LONG-TERM INCENTIVE PLAN.
3. APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
PATTERSON-UTI'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS.
4. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF PATTERSON-UTI FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PAYCHEX, INC. Agenda Number: 933875671
--------------------------------------------------------------------------------------------------------------------------
Security: 704326107
Meeting Type: Annual
Meeting Date: 16-Oct-2013
Ticker: PAYX
ISIN: US7043261079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: B. THOMAS GOLISANO Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH G. DOODY Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN Mgmt For For
1D. ELECTION OF DIRECTOR: PHILLIP HORSLEY Mgmt For For
1E. ELECTION OF DIRECTOR: GRANT M. INMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA A. JOSEPH Mgmt For For
1G. ELECTION OF DIRECTOR: MARTIN MUCCI Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH M. VELLI Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
PENTAIR LTD. Agenda Number: 933971853
--------------------------------------------------------------------------------------------------------------------------
Security: H6169Q108
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: PNR
ISIN: CH0193880173
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GLYNIS A. BRYAN Mgmt For For
1B. ELECTION OF DIRECTOR: JERRY W. BURRIS Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL ANTHONY (JOHN) Mgmt For For
DAVIDSON
1D. ELECTION OF DIRECTOR: T. MICHAEL GLENN Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID H.Y. HO Mgmt For For
1F. ELECTION OF DIRECTOR: RANDALL J. HOGAN Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID A. JONES Mgmt For For
1H. ELECTION OF DIRECTOR: RONALD L. MERRIMAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. MONAHAN Mgmt For For
1J. ELECTION OF DIRECTOR: BILLIE I. WILLIAMSON Mgmt For For
2. TO ELECT RANDALL J. HOGAN AS THE CHAIRMAN Mgmt Against Against
OF THE BOARD OF DIRECTORS
3A. TO ELECT THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: DAVID A. JONES
3B. TO ELECT THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: GLYNIS A. BRYAN
3C. TO ELECT THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: T. MICHAEL GLENN
3D. TO ELECT THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: WILLIAM T. MONAHAN
4. TO ELECT PROXY VOTING SERVICES GMBH AS THE Mgmt For For
INDEPENDENT PROXY
5. TO APPROVE THE 2013 ANNUAL REPORT OF Mgmt For For
PENTAIR LTD., THE STATUTORY FINANCIAL
STATEMENTS OF PENTAIR LTD. FOR THE YEAR
ENDED DECEMBER 31, 2013 AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF
PENTAIR LTD. FOR THE YEAR ENDED DECEMBER
31, 2013
6. TO DISCHARGE THE BOARD OF DIRECTORS AND Mgmt For For
EXECUTIVE OFFICERS OF PENTAIR LTD. FROM
LIABILITY FOR THE YEAR ENDED DECEMBER 31,
2013
7A. TO RE-ELECT DELOITTE AG AS STATUTORY Mgmt For For
AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING
7B. TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014
7C. TO ELECT PRICEWATERHOUSECOOPERS AG AS Mgmt For For
SPECIAL AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING
8A. TO APPROVE THE APPROPRIATION OF RESULTS FOR Mgmt For For
THE YEAR ENDED DECEMBER 31, 2013 AS
PROPOSED BY THE BOARD OF DIRECTORS
8B. TO APPROVE THE CONVERSION AND APPROPRIATION Mgmt For For
OF RESERVES FROM CAPITAL CONTRIBUTIONS TO
DISTRIBUTE AN ORDINARY CASH DIVIDEND AS
PROPOSED BY THE BOARD OF DIRECTORS
9. TO APPROVE BY ADVISORY VOTE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
10. TO APPROVE THE RENEWAL OF THE AUTHORIZED Mgmt Against Against
CAPITAL OF PENTAIR LTD.
--------------------------------------------------------------------------------------------------------------------------
PENTAIR LTD. Agenda Number: 933971865
--------------------------------------------------------------------------------------------------------------------------
Security: H6169Q111
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE MERGER AGREEMENT BY AND Mgmt For For
BETWEEN PENTAIR LTD. AND PENTAIR PLC.
2. TO APPROVE THE VOTING CAP ELIMINATION Mgmt For For
PROPOSAL AS DESCRIBED IN THE PROXY
STATEMENT.
3. TO APPROVE THE RESERVES PROPOSAL AS Mgmt For For
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
PEPCO HOLDINGS, INC. Agenda Number: 933947636
--------------------------------------------------------------------------------------------------------------------------
Security: 713291102
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: POM
ISIN: US7132911022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL M. BARBAS Mgmt For For
1B. ELECTION OF DIRECTOR: JACK B. DUNN, IV Mgmt For For
1C. ELECTION OF DIRECTOR: H. RUSSELL FRISBY, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: TERENCE C. GOLDEN Mgmt For For
1E. ELECTION OF DIRECTOR: PATRICK T. HARKER Mgmt For For
1F. ELECTION OF DIRECTOR: BARBARA J. KRUMSIEK Mgmt For For
1G. ELECTION OF DIRECTOR: LAWRENCE C. NUSSDORF Mgmt For For
1H. ELECTION OF DIRECTOR: PATRICIA A. OELRICH Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH M. RIGBY Mgmt For For
1J. ELECTION OF DIRECTOR: LESTER P. SILVERMAN Mgmt For For
2. A PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt Against Against
BASIS, PEPCO HOLDINGS, INC.'S EXECUTIVE
COMPENSATION.
3. A PROPOSAL TO RATIFY THE APPOINTMENT, BY Mgmt For For
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS, OF PRICEWATERHOUSECOOPERS LLP AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF PEPCO HOLDINGS, INC. FOR
2014.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933945860
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt For For
1F. ELECTION OF DIRECTOR: RAY L. HUNT Mgmt For For
1G. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: SHARON PERCY Mgmt For For
ROCKEFELLER
1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: LLOYD G. TROTTER Mgmt For For
1L. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS OF THE PEPSICO, INC.
EXECUTIVE INCENTIVE COMPENSATION PLAN.
5. POLICY REGARDING APPROVAL OF POLITICAL Shr Against For
CONTRIBUTIONS.
6. POLICY REGARDING EXECUTIVE RETENTION OF Shr For Against
STOCK.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933933738
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1D. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1E. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1L. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF PFIZER INC. 2014 STOCK PLAN Mgmt For For
5. SHAREHOLDER PROPOSAL REGARDING APPROVAL OF Shr Against For
POLITICAL CONTRIBUTIONS POLICY
6. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES
7. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933946444
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1E. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt Against Against
1F. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1G. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1I. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL 1 - LOBBYING Shr For Against
5. SHAREHOLDER PROPOSAL 2 - ANIMAL TESTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 933944010
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GLENN F. TILTON Mgmt For For
1C. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR
2014.
3. SAY ON PAY - AN ADVISORY (NON-BINDING) VOTE Mgmt For For
ON THE APPROVAL OF EXECUTIVE COMPENSATION.
4. GREENHOUSE GAS REDUCTION GOALS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC. Agenda Number: 933945377
--------------------------------------------------------------------------------------------------------------------------
Security: 73755L107
Meeting Type: Annual and Special
Meeting Date: 15-May-2014
Ticker: POT
ISIN: CA73755L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C.M. BURLEY Mgmt For For
D.G. CHYNOWETH Mgmt For For
W.J. DOYLE Mgmt For For
J.W. ESTEY Mgmt For For
G.W. GRANDEY Mgmt For For
C.S. HOFFMAN Mgmt For For
D.J. HOWE Mgmt For For
A.D. LABERGE Mgmt For For
C.E. MADERE Mgmt For For
K.G. MARTELL Mgmt For For
J.J. MCCAIG Mgmt For For
M. MOGFORD Mgmt For For
E. VIYELLA DE PALIZA Mgmt For For
02 THE APPOINTMENT OF DELOITTE LLP AS AUDITORS Mgmt For For
OF THE CORPORATION.
03 THE RESOLUTION (ATTACHED AS APPENDIX B TO Mgmt For For
THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR)
APPROVING THE ADOPTION OF A NEW PERFORMANCE
OPTION PLAN, THE FULL TEXT OF WHICH IS
ATTACHED AS APPENDIX C TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
04 THE ADVISORY RESOLUTION ACCEPTING THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC. Agenda Number: 933972235
--------------------------------------------------------------------------------------------------------------------------
Security: 74251V102
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: PFG
ISIN: US74251V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BETSY J. BERNARD Mgmt For For
1.2 ELECTION OF DIRECTOR: JOCELYN CARTER-MILLER Mgmt For For
1.3 ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt For For
1.4 ELECTION OF DIRECTOR: DENNIS H. FERRO Mgmt For For
2. APPROVAL OF 2014 DIRECTORS STOCK PLAN Mgmt For For
3. APPROVAL OF 2014 STOCK INCENTIVE PLAN Mgmt For For
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
5. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda Number: 933933740
--------------------------------------------------------------------------------------------------------------------------
Security: 744573106
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: PEG
ISIN: US7445731067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR. Mgmt For For
NOMINEE FOR TERM EXPIRING IN 2015
1B. ELECTION OF DIRECTOR: WILLIAM V. HICKEY Mgmt For For
NOMINEE FOR TERM EXPIRING IN 2015
1C. ELECTION OF DIRECTOR: RALPH IZZO NOMINEE Mgmt For For
FOR TERM EXPIRING IN 2015
1D. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
NOMINEE FOR TERM EXPIRING IN 2015
1E. ELECTION OF DIRECTOR: DAVID LILLEY NOMINEE Mgmt For For
FOR TERM EXPIRING IN 2015
1F. ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt For For
NOMINEE FOR TERM EXPIRING IN 2015
1G. ELECTION OF DIRECTOR: HAK CHEOL SHIN Mgmt For For
NOMINEE FOR TERM EXPIRING IN 2015
1H. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
NOMINEE FOR TERM EXPIRING IN 2015
1I. ELECTION OF DIRECTOR: SUSAN TOMASKY NOMINEE Mgmt For For
FOR TERM EXPIRING IN 2015
1J. ELECTION OF DIRECTOR: ALFRED W. ZOLLAR Mgmt For For
NOMINEE FOR TERM EXPIRING IN 2015
2. ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION
3A. APPROVAL OF AMENDMENTS TO CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTING REQUIREMENTS FOR CERTAIN BUSINESS
COMBINATIONS
3B. APPROVAL OF AMENDMENTS TO CERTIFICATE OF Mgmt For For
INCORPORATION & BY-LAWS TO ELIMINATE
SUPERMAJORITY VOTING REQUIREMENTS TO REMOVE
A DIRECTOR WITHOUT CAUSE
3C. APPROVAL OF AMENDMENT TO CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTING REQUIREMENT TO MAKE CERTAIN
AMENDMENTS TO BY-LAWS
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE
YEAR 2014
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933916150
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G. ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For
1I. ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1L. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1M. ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1N. ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 28, 2014.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 933961167
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: TIMOTHY L. MAIN Mgmt For For
1.2 ELECTION OF DIRECTOR: TIMOTHY M. RING Mgmt For For
1.3 ELECTION OF DIRECTOR: DANIEL C. STANZIONE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
3. AMENDING CERTIFICATE OF INCORPORATION TO Mgmt For For
REMOVE SUPER MAJORITY VOTING REQUIREMENTS
4. AMENDING CERTIFICATE OF INCORPORATION TO Mgmt For For
PERMIT STOCKHOLDERS TO CAUSE THE COMPANY TO
CALL SPECIAL MEETINGS OF STOCKHOLDERS
5. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
R.R. DONNELLEY & SONS COMPANY Agenda Number: 933985674
--------------------------------------------------------------------------------------------------------------------------
Security: 257867101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: RRD
ISIN: US2578671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. QUINLAN III Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN M. CAMERON Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD L. CRANDALL Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN M. GIANINNO Mgmt For For
1E. ELECTION OF DIRECTOR: JUDITH H. HAMILTON Mgmt For For
1F. ELECTION OF DIRECTOR: JEFFREY M. KATZ Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD K. PALMER Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL T. RIORDAN Mgmt For For
1J. ELECTION OF DIRECTOR: OLIVER R. SOCKWELL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY Agenda Number: 934000984
--------------------------------------------------------------------------------------------------------------------------
Security: 755111507
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: RTN
ISIN: US7551115071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES E. CARTWRIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: VERNON E. CLARK Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN J. HADLEY Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS A. KENNEDY Mgmt For For
1E. ELECTION OF DIRECTOR: GEORGE R. OLIVER Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS Mgmt For For
1G. ELECTION OF DIRECTOR: RONALD L. SKATES Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Mgmt For For
1I. ELECTION OF DIRECTOR: LINDA G. STUNTZ Mgmt Against Against
1J. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
4 APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY WRITTEN CONSENT
5 SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
EXPENDITURES
6 SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr For Against
ACTIVITIES
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 933998986
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALFRED G. GILMAN Mgmt For For
JOSEPH L. GOLDSTEIN Mgmt For For
ROBERT A. INGRAM Mgmt For For
CHRISTINE A. POON Mgmt For For
P. ROY VAGELOS Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt Against Against
EXECUTIVE COMPENSATION.
4. PROPOSAL TO APPROVE THE REGENERON Mgmt Against Against
PHARMACEUTICALS, INC. 2014 LONG-TERM
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
REYNOLDS AMERICAN INC. Agenda Number: 933941759
--------------------------------------------------------------------------------------------------------------------------
Security: 761713106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: RAI
ISIN: US7617131062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR: SUSAN M. Mgmt For For
CAMERON
1B. ELECTION OF CLASS I DIRECTOR: LUC JOBIN Mgmt For For
1C. ELECTION OF CLASS I DIRECTOR: NANA MENSAH Mgmt For For
1D. ELECTION OF CLASS I DIRECTOR: RONALD S. Mgmt For For
ROLFE
1E. ELECTION OF CLASS I DIRECTOR: JOHN J. Mgmt For For
ZILLMER
1F. ELECTION OF CLASS II DIRECTOR: SIR NICHOLAS Mgmt For For
SCHEELE
2. APPROVAL OF THE REYNOLDS AMERICAN INC. Mgmt For For
AMENDED AND RESTATED 2009 OMNIBUS INCENTIVE
COMPENSATION PLAN
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS
5. SHAREHOLDER PROPOSAL ON DISCLOSURE OF Shr For Against
LOBBYING POLICIES AND PRACTICES
6. SHAREHOLDER PROPOSAL ON ANIMAL TESTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ROWAN COMPANIES PLC Agenda Number: 933935314
--------------------------------------------------------------------------------------------------------------------------
Security: G7665A101
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: RDC
ISIN: GB00B6SLMV12
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AN ORDINARY RESOLUTION TO ELECT THOMAS P. Mgmt For For
BURKE AS A CLASS I DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
2. AN ORDINARY RESOLUTION TO ELECT WILLIAM T. Mgmt For For
FOX III AS A CLASS I DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
3. AN ORDINARY RESOLUTION TO ELECT SIR GRAHAM Mgmt For For
HEARNE AS A CLASS I DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
4. AN ORDINARY RESOLUTION TO ELECT LORD Mgmt For For
MOYNIHAN AS A CLASS II DIRECTOR FOR A TERM
TO EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
5. AN ORDINARY RESOLUTION TO ELECT JOHN J. Mgmt For For
QUICKE AS A CLASS II DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
6. AN ORDINARY RESOLUTION TO ELECT W. MATT Mgmt For For
RALLS AS A CLASS II DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
7. AN ORDINARY RESOLUTION TO ELECT TORE I. Mgmt For For
SANDVOLD AS A CLASS II DIRECTOR FOR A TERM
TO EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
8. AN ORDINARY RESOLUTION TO RATIFY THE AUDIT Mgmt For For
COMMITTEE'S APPOINTMENT OF DELOITTE &
TOUCHE LLP AS OUR U.S. INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
9. AN ORDINARY RESOLUTION TO RE-APPOINT Mgmt For For
DELOITTE LLP AS OUR U.K. STATUTORY AUDITOR
UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD
OFFICE UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING AT WHICH ACCOUNTS
ARE LAID BEFORE THE COMPANY).
10. AN ORDINARY RESOLUTION TO AUTHORIZE THE Mgmt For For
AUDIT COMMITTEE TO DETERMINE OUR U.K.
STATUTORY AUDITORS' REMUNERATION.
11. AN ORDINARY RESOLUTION OF A BINDING VOTE TO Mgmt For For
APPROVE ROWAN COMPANIES PLC'S DIRECTORS'
REMUNERATION POLICY (IN ACCORDANCE WITH
REQUIREMENTS APPLICABLE TO U.K. COMPANIES).
12. AN ORDINARY RESOLUTION OF A NON-BINDING Mgmt For For
ADVISORY VOTE TO APPROVE ROWAN COMPANIES
PLC'S U.K. STATUTORY IMPLEMENTATION REPORT
FOR THE YEAR ENDED DECEMBER 31, 2013 (IN
ACCORDANCE WITH REQUIREMENTS APPLICABLE TO
U.K. COMPANIES).
13. AN ORDINARY RESOLUTION OF A NON-BINDING Mgmt For For
ADVISORY VOTE TO APPROVE ROWAN COMPANIES
PLC'S NAMED EXECUTIVE OFFICER COMPENSATION
AS REPORTED IN THIS PROXY STATEMENT (IN
ACCORDANCE WITH REQUIREMENTS APPLICABLE TO
COMPANIES SUBJECT TO SEC REPORTING
REQUIREMENTS UNDER THE SECURITIES AND
EXCHANGE ACT OF 1934, AS AMENDED).
--------------------------------------------------------------------------------------------------------------------------
RPM INTERNATIONAL INC. Agenda Number: 933871419
--------------------------------------------------------------------------------------------------------------------------
Security: 749685103
Meeting Type: Annual
Meeting Date: 10-Oct-2013
Ticker: RPM
ISIN: US7496851038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID A. DABERKO Mgmt Withheld Against
CRAIG S. MORFORD Mgmt For For
FRANK C. SULLIVAN Mgmt Withheld Against
THOMAS C. SULLIVAN Mgmt Withheld Against
2. APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933927040
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: MAUREEN KEMPSTON Mgmt For For
DARKES
1E. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1F. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2013 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 933877803
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Annual
Meeting Date: 30-Oct-2013
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK J. BIONDI, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL R. CANNON Mgmt For For
1D. ELECTION OF DIRECTOR: MEI-WEI CHENG Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM T. COLEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: JAY L. GELDMACHER Mgmt For For
1G. ELECTION OF DIRECTOR: DR. SEH-WOONG JEONG Mgmt For For
1H. ELECTION OF DIRECTOR: LYDIA M. MARSHALL Mgmt For For
1I. ELECTION OF DIRECTOR: KRISTEN M. ONKEN Mgmt For For
1J. ELECTION OF DIRECTOR: DR. CHONG SUP PARK Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORIO REYES Mgmt For For
1L. ELECTION OF DIRECTOR: EDWARD J. ZANDER Mgmt For For
2. TO APPROVE THE SEAGATE TECHNOLOGY PLC Mgmt For For
AMENDED AND RESTATED EXECUTIVE OFFICER
PERFORMANCE BONUS PLAN.
3. TO DETERMINE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN RE-ISSUE TREASURY SHARES
OFF-MARKET.
4. TO AUTHORIZE HOLDING THE 2014 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF THE
COMPANY AT A LOCATION OUTSIDE OF IRELAND.
5. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
6A. TO APPROVE THE AMENDMENTS TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION: REMOVE
RESTRICTIONS ON HOLDING GENERAL MEETINGS
OUTSIDE OF THE U.S.
6B. TO APPROVE THE AMENDMENTS TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION: CLARIFY THE RIGHT
OF MEMBERS TO APPOINT ONE OR MORE PROXIES.
6C. TO APPROVE THE AMENDMENTS TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION: PROVIDE FOR
ESCHEATMENT IN ACCORDANCE WITH U.S. LAW.
6D. TO APPROVE THE AMENDMENTS TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION: CLARIFY THE
MECHANISM USED BY THE COMPANY TO EFFECT
SHARE REPURCHASES.
7. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG AS THE
INDEPENDENT AUDITORS OF THE COMPANY FOR THE
2014 FISCAL YEAR AND TO AUTHORIZE, IN A
BINDING VOTE, THE AUDIT COMMITTEE OF THE
BOARD TO SET THE AUDITORS' REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
SEARS HOLDINGS CORPORATION Agenda Number: 933946432
--------------------------------------------------------------------------------------------------------------------------
Security: 812350106
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: SHLD
ISIN: US8123501061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CESAR L. ALVAREZ Mgmt For For
PAUL G. DEPODESTA Mgmt For For
WILLIAM C. KUNKLER, III Mgmt For For
EDWARD S. LAMPERT Mgmt For For
STEVEN T. MNUCHIN Mgmt For For
ANN N. REESE Mgmt For For
THOMAS J. TISCH Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
4. STOCKHOLDER PROPOSAL CONCERNING ANNUAL Shr Against For
REPORTING ON ENVIRONMENTAL GOALS AND
SUSTAINABILITY POLICY.
--------------------------------------------------------------------------------------------------------------------------
SENIOR HOUSING PROPERTIES TRUST Agenda Number: 933997504
--------------------------------------------------------------------------------------------------------------------------
Security: 81721M109
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: SNH
ISIN: US81721M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF TRUSTEE: FREDERICK N. Mgmt For For
ZEYTOONJIAN (FOR INDEPENDENT TRUSTEE IN
GROUP III)
2. APPROVAL OF THE AMENDMENT TO THE Mgmt For For
DECLARATION OF TRUST TO PERMIT THE ANNUAL
ELECTION OF TRUSTEES.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS TO SERVE
FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
SILVER WHEATON CORP. Agenda Number: 933964581
--------------------------------------------------------------------------------------------------------------------------
Security: 828336107
Meeting Type: Annual and Special
Meeting Date: 09-May-2014
Ticker: SLW
ISIN: CA8283361076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
LAWRENCE I. BELL Mgmt For For
GEORGE L. BRACK Mgmt For For
JOHN A. BROUGH Mgmt For For
R. PETER GILLIN Mgmt For For
CHANTAL GOSSELIN Mgmt For For
DOUGLAS M. HOLTBY Mgmt For For
EDUARDO LUNA Mgmt For For
WADE D. NESMITH Mgmt For For
RANDY V.J. SMALLWOOD Mgmt For For
B IN RESPECT OF THE APPOINTMENT OF DELOITTE Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS AUDITORS OF THE COMPANY
AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION;
C A NON-BINDING ADVISORY RESOLUTION ACCEPTING Mgmt For For
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION;
D A RESOLUTION APPROVING AN AMENDMENT TO THE Mgmt For For
COMPANY'S SHARE OPTION PLAN;
E A RESOLUTION CONFIRMING THE ADOPTION OF A Mgmt For For
BY-LAW PROVIDING FOR ADVANCE NOTICE
REQUIREMENTS FOR THE NOMINATION OF
DIRECTORS;
F A RESOLUTION CONFIRMING THE ADOPTION OF Mgmt For For
AMENDMENTS TO THE EXISTING BY-LAWS TO
INCREASE THE QUORUM AT A MEETING OF
SHAREHOLDERS FROM 10% TO 25%;
G A RESOLUTION CONFIRMING THE ADOPTION OF Mgmt For For
AMENDMENTS TO THE EXISTING BY-LAWS TO
MODERNIZE AND ENHANCE NOTICE AND SIGNATURE
PROVISIONS.
--------------------------------------------------------------------------------------------------------------------------
SIRIUS XM HOLDINGS INC. Agenda Number: 933965557
--------------------------------------------------------------------------------------------------------------------------
Security: 82968B103
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: SIRI
ISIN: US82968B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOAN L. AMBLE Mgmt For For
ANTHONY J. BATES Mgmt For For
GEORGE W. BODENHEIMER Mgmt For For
DAVID J.A. FLOWERS Mgmt Withheld Against
EDDY W. HARTENSTEIN Mgmt For For
JAMES P. HOLDEN Mgmt For For
GREGORY B. MAFFEI Mgmt Withheld Against
EVAN D. MALONE Mgmt For For
JAMES E. MEYER Mgmt For For
JAMES F. MOONEY Mgmt For For
CARL E. VOGEL Mgmt For For
VANESSA A. WITTMAN Mgmt For For
DAVID M. ZASLAV Mgmt For For
2. ADVISORY VOTE TO APPROVE THE NAMED Mgmt Against Against
EXECUTIVE OFFICERS' COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 933963298
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DAVID J. MCLACHLAN Mgmt For For
1.2 ELECTION OF DIRECTOR: DAVID J. ALDRICH Mgmt For For
1.3 ELECTION OF DIRECTOR: KEVIN L. BEEBE Mgmt For For
1.4 ELECTION OF DIRECTOR: TIMOTHY R. FUREY Mgmt For For
1.5 ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER Mgmt For For
1.6 ELECTION OF DIRECTOR: CHRISTINE KING Mgmt For For
1.7 ELECTION OF DIRECTOR: DAVID P. MCGLADE Mgmt For For
1.8 ELECTION OF DIRECTOR: ROBERT A. SCHRIESHEIM Mgmt For For
2. TO RATIFY THE SELECTION BY THE COMPANY'S Mgmt For For
AUDIT COMMITTEE OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR FISCAL YEAR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SNAP-ON INCORPORATED Agenda Number: 933937508
--------------------------------------------------------------------------------------------------------------------------
Security: 833034101
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: SNA
ISIN: US8330341012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROXANNE J. DECYK Mgmt For For
1.2 ELECTION OF DIRECTOR: NICHOLAS T. PINCHUK Mgmt For For
1.3 ELECTION OF DIRECTOR: GREGG M. SHERRILL Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF SNAP-ON INCORPORATED'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN "COMPENSATION
DISCUSSION AND ANALYSIS" AND "EXECUTIVE
COMPENSATION INFORMATION" IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY Agenda Number: 933937231
--------------------------------------------------------------------------------------------------------------------------
Security: 835495102
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: SON
ISIN: US8354951027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
H.A. COCKRELL Mgmt For For
B.J. MCGARVIE Mgmt For For
J.M. MICALI Mgmt For For
L.W. NEWTON Mgmt For For
M.D. OKEN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS, LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE THE 2014 LONG-TERM INCENTIVE Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION Agenda Number: 933965672
--------------------------------------------------------------------------------------------------------------------------
Security: 84265V105
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: SCCO
ISIN: US84265V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. LARREA MOTA-VELASCO Mgmt Withheld Against
OSCAR GONZALEZ ROCHA Mgmt Withheld Against
EMILIO CARRILLO GAMBOA Mgmt Withheld Against
ALFREDO CASAR PEREZ Mgmt Withheld Against
LUIS CASTELAZO MORALES Mgmt Withheld Against
E.C. SANCHEZ MEJORADA Mgmt For For
X.G. DE QUEVEDO TOPETE Mgmt Withheld Against
D. MUNIZ QUINTANILLA Mgmt Withheld Against
L.M. PALOMINO BONILLA Mgmt For For
G.P. CIFUENTES Mgmt For For
JUAN REBOLLEDO GOUT Mgmt Withheld Against
CARLOS RUIZ SACRISTAN Mgmt For For
2. RATIFY THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For
GALAZ, YAMAZAKI, RUIZ URQUIZA, S.C., MEMBER
FIRM OF DELOITTE TOUCHE TOHMATSU LIMITED,
AS INDEPENDENT ACCOUNTANTS FOR 2014.
3. APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY Agenda Number: 933966395
--------------------------------------------------------------------------------------------------------------------------
Security: 845467109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: SWN
ISIN: US8454671095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN D. GASS Mgmt For For
1.2 ELECTION OF DIRECTOR: CATHERINE A. KEHR Mgmt For For
1.3 ELECTION OF DIRECTOR: GREG D. KERLEY Mgmt For For
1.4 ELECTION OF DIRECTOR: VELLO A. KUUSKRAA Mgmt For For
1.5 ELECTION OF DIRECTOR: KENNETH R. MOURTON Mgmt For For
1.6 ELECTION OF DIRECTOR: STEVEN L. MUELLER Mgmt For For
1.7 ELECTION OF DIRECTOR: ELLIOTT PEW Mgmt For For
1.8 ELECTION OF DIRECTOR: ALAN H. STEVENS Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. PROPOSAL FROM STOCKHOLDER REGARDING SPECIAL Shr For Against
MEETINGS.
5. PROPOSAL FROM STOCKHOLDER REGARDING METHANE Shr For Against
EMISSIONS REPORT.
--------------------------------------------------------------------------------------------------------------------------
SPX CORPORATION Agenda Number: 933948513
--------------------------------------------------------------------------------------------------------------------------
Security: 784635104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: SPW
ISIN: US7846351044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: PATRICK D. CAMPBELL Mgmt For For
1.2 ELECTION OF DIRECTOR: EMERSON U. FULLWOOD Mgmt For For
1.3 ELECTION OF DIRECTOR: MICHAEL J. MANCUSO Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, SPX'S Mgmt For For
EXECUTIVE COMPENSATION PRACTICES.
3. TO AMEND AND RESTATE OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO DECLASSIFY OUR BOARD OF
DIRECTORS.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTANTS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC Agenda Number: 933939033
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE W. BUCKLEY Mgmt For For
PATRICK D. CAMPBELL Mgmt For For
CARLOS M. CARDOSO Mgmt For For
ROBERT B. COUTTS Mgmt For For
DEBRA A. CREW Mgmt For For
B.H. GRISWOLD, IV Mgmt For For
JOHN F. LUNDGREN Mgmt For For
ANTHONY LUISO Mgmt For For
MARIANNE M. PARRS Mgmt For For
ROBERT L. RYAN Mgmt For For
2. APPROVE THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE COMPANY'S 2014 FISCAL YEAR.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STATOIL ASA Agenda Number: 933994546
--------------------------------------------------------------------------------------------------------------------------
Security: 85771P102
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: STO
ISIN: US85771P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3 ELECTION OF CHAIR FOR THE MEETING Mgmt For
4 APPROVAL OF THE NOTICE AND THE AGENDA Mgmt For
5 ELECTION OF TWO PERSONS TO CO-SIGN THE Mgmt For
MINUTES TOGETHER WITH THE CHAIR OF THE
MEETING
6 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS Mgmt For
FOR STATOIL ASA AND THE STATOIL GROUP FOR
2013, INCLUDING THE BOARD OF DIRECTORS'
PROPOSAL FOR DISTRIBUTION OF DIVIDEND
7 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against
REGARDING STATOIL'S ACTIVITIES IN CANADA
8 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against
REGARDING STATOIL'S ACTIVITIES IN THE
ARCTIC
9 REPORT ON CORPORATE GOVERNANCE Mgmt For
10 DECLARATION ON STIPULATION OF SALARY AND Mgmt Against
OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT
11 APPROVAL OF REMUNERATION FOR THE COMPANY'S Mgmt For
EXTERNAL AUDITOR FOR 2013
12 NOMINATION COMMITTEE'S JOINT PROPOSAL Mgmt Abstain
12A ELECTION OF MEMBER TO THE CORPORATE Mgmt For
ASSEMBLY: MEMBER OLAUG SVARVA (RE-ELECTION,
NOMINATED AS CHAIR)
12B ELECTION OF MEMBER TO THE CORPORATE Mgmt For
ASSEMBLY: MEMBER IDAR KREUTZER
(RE-ELECTION, NOMINATED AS DEPUTY CHAIR)
12C ELECTION OF MEMBER TO THE CORPORATE Mgmt For
ASSEMBLY: MEMBER KARIN ASLAKSEN
(RE-ELECTION)
12D ELECTION OF MEMBER TO THE CORPORATE Mgmt For
ASSEMBLY: MEMBER GREGER MANNSVERK
(RE-ELECTION)
12E ELECTION OF MEMBER TO THE CORPORATE Mgmt For
ASSEMBLY: MEMBER STEINAR OLSEN
(RE-ELECTION)
12F ELECTION OF MEMBER TO THE CORPORATE Mgmt For
ASSEMBLY: MEMBER INGVALD STROMMEN
(RE-ELECTION)
12G ELECTION OF MEMBER TO THE CORPORATE Mgmt For
ASSEMBLY: MEMBER RUNE BJERKE (RE-ELECTION)
12H ELECTION OF MEMBER TO THE CORPORATE Mgmt For
ASSEMBLY: MEMBER SIRI KALVIG (RE-ELECTION)
12I ELECTION OF MEMBER TO THE CORPORATE Mgmt For
ASSEMBLY: MEMBER BARBRO HAETTA
(RE-ELECTION)
12J ELECTION OF MEMBER TO THE CORPORATE Mgmt For
ASSEMBLY: MEMBER TERJE VENOLD (NEW
ELECTION)
12K ELECTION OF MEMBER TO THE CORPORATE Mgmt For
ASSEMBLY: MEMBER TONE LUNDE BAKKER (NEW
ELECTION)
12L ELECTION OF MEMBER TO THE CORPORATE Mgmt For
ASSEMBLY: MEMBER LINDA LITLEKALSOY AASE
(NEW ELECTION, FORMER 4. DEPUTY MEMBER)
12M ELECTION OF MEMBER TO THE CORPORATE Mgmt For
ASSEMBLY: DEPUTY MEMBER: ARTHUR SLETTEBERG
(RE-ELECTION)
12N ELECTION OF MEMBER TO THE CORPORATE Mgmt For
ASSEMBLY: DEPUTY MEMBER: BASSIM HAJ
(RE-ELECTION)
12O ELECTION OF MEMBER TO THE CORPORATE Mgmt For
ASSEMBLY: DEPUTY MEMBER: NINA KIVIJERVI
JONASSEN (NEW ELECTION)
12P ELECTION OF MEMBERS TO THE CORPORATE Mgmt For
ASSEMBLY: DEPUTY MEMBER: BIRGITTE VARTDAL
(NEW ELECTION)
13 DETERMINATION OF REMUNERATION FOR THE Mgmt For
CORPORATE ASSEMBLY
14 NOMINATION COMMITTEE'S JOINT PROPOSAL Mgmt Abstain
14A ELECTION OF MEMBER TO THE NOMINATION Mgmt For
COMMITTEE: CHAIR OLAUG SVARVA (RE-ELECTION)
14B ELECTION OF MEMBER TO THE NOMINATION Mgmt For
COMMITTEE: MEMBER TOM RATHKE (RE-ELECTION)
14C ELECTION OF MEMBER TO THE NOMINATION Mgmt For
COMMITTEE: MEMBER ELISABETH BERGE WITH
PERSONAL DEPUTY MEMBER JOHAN A. ALSTAD
(RE-ELECTION)
14D ELECTION OF MEMBER TO THE NOMINATION Mgmt For
COMMITTEE: MEMBER TONE LUNDE BAKKER (NEW
ELECTION)
15 DETERMINATION OF REMUNERATION FOR THE Mgmt For
NOMINATION COMMITTEE
16 AUTHORISATION TO DISTRIBUTE DIVIDEND BASED Mgmt For
ON APPROVED ANNUAL ACCOUNTS FOR 2013
17 AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt Against
IN THE MARKET IN ORDER TO CONTINUE
OPERATION OF THE SHARE SAVING PLAN FOR
EMPLOYEES
18 AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt For
IN THE MARKET FOR SUBSEQUENT ANNULMENT
19 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against
REGARDING STATOIL'S ACTIVITIES
--------------------------------------------------------------------------------------------------------------------------
STEEL DYNAMICS, INC. Agenda Number: 933957271
--------------------------------------------------------------------------------------------------------------------------
Security: 858119100
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: STLD
ISIN: US8581191009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK D. MILLETT Mgmt For For
RICHARD P. TEETS, JR. Mgmt For For
JOHN C. BATES Mgmt For For
KEITH E. BUSSE Mgmt For For
FRANK D. BYRNE, M.D. Mgmt For For
TRACI M. DOLAN Mgmt For For
PAUL B. EDGERLEY Mgmt For For
DR. JURGEN KOLB Mgmt For For
JAMES C. MARCUCCILLI Mgmt For For
BRADLEY S. SEAMAN Mgmt For For
GABRIEL L. SHAHEEN Mgmt For For
2 TO APPROVE THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS STEEL DYNAMICS INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR 2014.
3 TO APPROVE THE STEEL DYNAMICS, INC. 2014 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
4 TO APPROVE, BY AN ADVISORY VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda Number: 933875025
--------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 22-Oct-2013
Ticker: SYMC
ISIN: US8715031089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEPHEN M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL A. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: FRANK E. DANGEARD Mgmt For For
1D ELECTION OF DIRECTOR: GERALDINE B. Mgmt For For
LAYBOURNE
1E ELECTION OF DIRECTOR: DAVID L. MAHONEY Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1G ELECTION OF DIRECTOR: ANITA M. SANDS Mgmt For For
1H ELECTION OF DIRECTOR: DANIEL H. SCHULMAN Mgmt For For
1I ELECTION OF DIRECTOR: V. PAUL UNRUH Mgmt For For
1J ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR
3 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4 APPROVAL OF OUR 2013 EQUITY INCENTIVE PLAN Mgmt For For
5 APPROVAL OF AN AMENDMENT TO OUR 2008 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
6 APPROVAL OF OUR AMENDED AND RESTATED SENIOR Mgmt For For
EXECUTIVE INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 934026433
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROXANNE S. AUSTIN Mgmt Against Against
1B. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt Against Against
1D. ELECTION OF DIRECTOR: HENRIQUE DE CASTRO Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt Against Against
1F. ELECTION OF DIRECTOR: MARY E. MINNICK Mgmt Against Against
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt Against Against
1H. ELECTION OF DIRECTOR: DERICA W. RICE Mgmt Against Against
1I. ELECTION OF DIRECTOR: KENNETH L. SALAZAR Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
BASIS, OUR EXECUTIVE COMPENSATION
("SAY-ON-PAY").
4. SHAREHOLDER PROPOSAL TO ELIMINATE Shr Against For
PERQUISITES.
5. SHAREHOLDER PROPOSAL TO ADOPT A POLICY FOR Shr For Against
AN INDEPENDENT CHAIRMAN.
6. SHAREHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
PROHIBITING DISCRIMINATION "AGAINST" OR
"FOR" PERSONS.
--------------------------------------------------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORPORATION Agenda Number: 933913344
--------------------------------------------------------------------------------------------------------------------------
Security: 87236Y108
Meeting Type: Annual
Meeting Date: 12-Feb-2014
Ticker: AMTD
ISIN: US87236Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAN W. COOK III Mgmt For For
JOSEPH H. MOGLIA Mgmt For For
WILBUR J. PREZZANO Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 933924804
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PIERRE R. BRONDEAU Mgmt For For
1B. ELECTION OF DIRECTOR: JUERGEN W. GROMER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM A. JEFFREY Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1E. ELECTION OF DIRECTOR: YONG NAM Mgmt For For
1F. ELECTION OF DIRECTOR: DANIEL J. PHELAN Mgmt For For
1G. ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1H. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: PAULA A. SNEED Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN C. VAN SCOTER Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For
2. TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF Mgmt Against Against
THE BOARD OF DIRECTORS
3A. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: DANIEL J. PHELAN
3B. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: PAULA A. SNEED
3C. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: DAVID P. STEINER
4. TO ELECT DR. JVO GRUNDLER, OF ERNST & YOUNG Mgmt For For
LTD., OR ANOTHER INDIVIDUAL REPRESENTATIVE
OF ERNST & YOUNG LTD. IF DR. GRUNDLER IS
UNABLE TO SERVE AT THE MEETING, AS THE
INDEPENDENT PROXY
5.1 TO APPROVE THE 2013 ANNUAL REPORT OF TE Mgmt For For
CONNECTIVITY LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 27, 2013 AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013)
5.2 TO APPROVE THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
5.3 TO APPROVE THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
6. TO RELEASE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND EXECUTIVE OFFICERS OF TE
CONNECTIVITY FOR ACTIVITIES DURING THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
7.1 TO ELECT DELOITTE & TOUCHE LLP AS TE Mgmt For For
CONNECTIVITY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014
7.2 TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, Mgmt For For
AS TE CONNECTIVITY'S SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
7.3 TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, Mgmt For For
SWITZERLAND, AS TE CONNECTIVITY'S SPECIAL
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
8. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
9. TO APPROVE THE APPROPRIATION OF AVAILABLE Mgmt For For
EARNINGS FOR FISCAL YEAR 2013
10. TO APPROVE A DIVIDEND PAYMENT TO Mgmt For For
SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL
TO US 1.16 PER ISSUED SHARE TO BE PAID IN
FOUR EQUAL QUARTERLY INSTALLMENTS OF US
0.29 STARTING WITH THE THIRD FISCAL QUARTER
OF 2014 AND ENDING IN THE SECOND FISCAL
QUARTER OF 2015 PURSUANT TO THE TERMS OF
THE DIVIDEND RESOLUTION
11. TO APPROVE AN AUTHORIZATION RELATING TO TE Mgmt Against Against
CONNECTIVITY'S SHARE REPURCHASE PROGRAM
12. TO APPROVE A REDUCTION OF SHARE CAPITAL FOR Mgmt For For
SHARES ACQUIRED UNDER TE CONNECTIVITY'S
SHARE REPURCHASE PROGRAM AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
13. TO APPROVE ANY ADJOURNMENTS OR Mgmt Against Against
POSTPONEMENTS OF THE ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
TELEFONAKTIEBOLAGET LM ERICSSON Agenda Number: 933942509
--------------------------------------------------------------------------------------------------------------------------
Security: 294821608
Meeting Type: Annual
Meeting Date: 11-Apr-2014
Ticker: ERIC
ISIN: US2948216088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF THE CHAIRMAN OF THE ANNUAL Mgmt No vote
GENERAL MEETING.
8A ADOPTION OF THE INCOME STATEMENT AND THE Mgmt No vote
BALANCE SHEET, THE CONSOLIDATED INCOME
STATEMENT AND THE CONSOLIDATED BALANCE
SHEET.
8B DISCHARGE OF LIABILITY FOR THE MEMBERS OF Mgmt No vote
THE BOARD OF DIRECTORS AND THE PRESIDENT.
8C THE APPROPRIATION OF THE PROFIT IN Mgmt No vote
ACCORDANCE WITH THE APPROVED BALANCE SHEET
AND DETERMINATION OF THE RECORD DATE FOR
DIVIDEND.
9A DETERMINATION OF THE NUMBER OF BOARD Mgmt No vote
MEMBERS AND DEPUTIES OF THE BOARD OF
DIRECTORS TO BE ELECTED BY THE ANNUAL
GENERAL MEETING.
9B DETERMINATION OF THE FEES PAYABLE TO Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS ELECTED
BY THE ANNUAL GENERAL MEETING AND MEMBERS
OF THE COMMITTEES OF THE BOARD OF DIRECTORS
ELECTED BY THE ANNUAL GENERAL MEETING.
9C ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt No vote
DIRECTORS, OTHER BOARD MEMBERS AND DEPUTIES
OF THE BOARD OF DIRECTORS.
9D DETERMINATION OF THE FEES PAYABLE TO THE Mgmt No vote
AUDITOR.
9E DETERMINATION OF THE NUMBER OF AUDITORS. Mgmt No vote
9F ELECTION OF AUDITOR. Mgmt No vote
10 RESOLUTION ON THE GUIDELINES FOR Mgmt No vote
REMUNERATION TO GROUP MANAGEMENT.
11A LONG-TERM VARIABLE COMPENSATION PROGRAM Mgmt No vote
2014: RESOLUTION ON IMPLEMENTATION OF THE
STOCK PURCHASE PLAN.
11B LONG-TERM VARIABLE COMPENSATION PROGRAM Mgmt No vote
2014: RESOLUTION ON TRANSFER OF TREASURY
STOCK FOR THE STOCK PURCHASE PLAN.
11C LONG-TERM VARIABLE COMPENSATION PROGRAM Mgmt No vote
2014: RESOLUTION ON EQUITY SWAP AGREEMENT
WITH THIRD PARTY IN RELATION TO THE STOCK
PURCHASE PLAN.
11D LONG-TERM VARIABLE COMPENSATION PROGRAM Mgmt No vote
2014: RESOLUTION ON IMPLEMENTATION OF THE
KEY CONTRIBUTOR RETENTION PLAN.
11E LONG-TERM VARIABLE COMPENSATION PROGRAM Mgmt No vote
2014: RESOLUTION ON TRANSFER OF TREASURY
STOCK FOR THE KEY CONTRIBUTOR RETENTION
PLAN.
11F LONG-TERM VARIABLE COMPENSATION PROGRAM Mgmt No vote
2014: RESOLUTION ON EQUITY SWAP AGREEMENT
WITH THIRD PARTY IN RELATION TO THE KEY
CONTRIBUTOR RETENTION PLAN.
11G LONG-TERM VARIABLE COMPENSATION PROGRAM Mgmt No vote
2014: RESOLUTION ON IMPLEMENTATION OF THE
EXECUTIVE PERFORMANCE STOCK PLAN.
11H LONG-TERM VARIABLE COMPENSATION PROGRAM Mgmt No vote
2014: RESOLUTION ON TRANSFER OF TREASURY
STOCK FOR THE EXECUTIVE PERFORMANCE STOCK
PLAN.
11I LONG-TERM VARIABLE COMPENSATION PROGRAM Mgmt No vote
2014: RESOLUTION ON EQUITY SWAP AGREEMENT
WITH THIRD PARTY IN RELATION TO THE
EXECUTIVE PERFORMANCE STOCK PLAN.
12 RESOLUTION ON TRANSFER OF TREASURY STOCK IN Mgmt No vote
RELATION TO THE RESOLUTIONS ON THE
LONG-TERM VARIABLE REMUNERATION PROGRAMS
2010, 2011, 2012 AND 2013.
13 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Shr No vote
EINAR HELLBOM THAT THE ANNUAL GENERAL
MEETING RESOLVE TO DELEGATE TO THE BOARD OF
DIRECTORS TO REVIEW HOW SHARES ARE TO BE
GIVEN EQUAL VOTING RIGHTS AND TO PRESENT A
PROPOSAL TO THAT EFFECT AT THE ANNUAL
GENERAL MEETING 2015.
14A RESOLUTION ON PROPOSALS FROM THE Shr No vote
SHAREHOLDER THORWALD ARVIDSSON THAT THE
ANNUAL GENERAL MEETING RESOLVE TO DELEGATE
TO THE BOARD OF DIRECTORS: TO TAKE
NECESSARY ACTION TO CREATE A SHAREHOLDERS'
ASSOCIATION IN THE COMPANY.
14B RESOLUTION ON PROPOSALS FROM THE Shr No vote
SHAREHOLDER THORWALD ARVIDSSON THAT THE
ANNUAL GENERAL MEETING RESOLVE TO DELEGATE
TO THE BOARD OF DIRECTORS: TO WRITE TO THE
GOVERNMENT OF SWEDEN, REQUESTING A PROMPT
APPOINTMENT OF A COMMISSION INSTRUCTED TO
PROPOSE LEGISLATION ON THE ABOLISHMENT OF
VOTING POWER DIFFERENCES IN SWEDISH LIMITED
LIABILITY COMPANIES.
14C RESOLUTION ON PROPOSALS FROM THE Shr No vote
SHAREHOLDER THORWALD ARVIDSSON THAT THE
ANNUAL GENERAL MEETING RESOLVE TO DELEGATE
TO THE BOARD OF DIRECTORS: TO PREPARE A
PROPOSAL REGARDING BOARD REPRESENTATION FOR
THE SMALL AND MIDSIZE SHAREHOLDERS.
15 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Shr No vote
THORWALD ARVIDSSON TO AMEND THE ARTICLES OF
ASSOCIATION.
16 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Shr No vote
THORWALD ARVIDSSON FOR AN EXAMINATION
THROUGH A SPECIAL EXAMINER UNDER THE
SWEDISH COMPANIES ACT (2005:551), CHAPTER
10, SECTION 21 (SW. SARSKILD GRANSKNING) TO
MAKE CLEAR WHETHER THE COMPANY HAS ACTED
CONTRARY TO SANCTIONS RESOLVED BY RELEVANT
INTERNATIONAL BODIES. THE AUDIT SHOULD
PRIMARILY CONCERN THE COMPANY'S EXPORTS TO
IRAN.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933927103
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.W. BABB, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: M.A. BLINN Mgmt For For
1C. ELECTION OF DIRECTOR: D.A. CARP Mgmt For For
1D. ELECTION OF DIRECTOR: C.S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: R. KIRK Mgmt For For
1F. ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For
1G. ELECTION OF DIRECTOR: R.E. SANCHEZ Mgmt For For
1H. ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For
1I. ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For
1J. ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For
1K. ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
4. BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES Mgmt For For
2014 STOCK PURCHASE PLAN.
5. BOARD PROPOSAL TO REAPPROVE THE MATERIAL Mgmt For For
TERMS OF THE PERFORMANCE GOALS UNDER THE
TEXAS INSTRUMENTS 2009 LONG-TERM INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE ADT CORPORATION Agenda Number: 933918142
--------------------------------------------------------------------------------------------------------------------------
Security: 00101J106
Meeting Type: Annual
Meeting Date: 13-Mar-2014
Ticker: ADT
ISIN: US00101J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS COLLIGAN Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD DALY Mgmt For For
1C. ELECTION OF DIRECTOR: TIMOTHY DONAHUE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT DUTKOWSKY Mgmt For For
1E. ELECTION OF DIRECTOR: BRUCE GORDON Mgmt For For
1F. ELECTION OF DIRECTOR: NAREN GURSAHANEY Mgmt For For
1G. ELECTION OF DIRECTOR: BRIDGETTE HELLER Mgmt For For
1H. ELECTION OF DIRECTOR: KATHLEEN HYLE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS ADT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF ADT'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 933962878
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1C. ELECTION OF DIRECTOR: KERMIT R. CRAWFORD Mgmt For For
1D. ELECTION OF DIRECTOR: JACK M. GREENBERG Mgmt For For
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: SIDDHARTH N. MEHTA Mgmt For For
1G. ELECTION OF DIRECTOR: ANDREA REDMOND Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For
1I. ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For For
1J. ELECTION OF DIRECTOR: MARY ALICE TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS J. WILSON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE EXECUTIVE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. APPROVE THE ANNUAL EXECUTIVE INCENTIVE PLAN Mgmt For For
MATERIAL TERMS.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ALLSTATE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT FOR 2014.
5. STOCKHOLDER PROPOSAL ON EQUITY RETENTION BY Shr For Against
SENIOR EXECUTIVES.
6. STOCKHOLDER PROPOSAL ON REPORTING LOBBYING Shr Against For
EXPENDITURES.
7. STOCKHOLDER PROPOSAL ON REPORTING POLITICAL Shr Against For
EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 933932368
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For
GIAMBASTIANI, JR.
1F. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE BOEING COMPANY 2003 INCENTIVE STOCK
PLAN.
4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2014.
5. REPORT TO DISCLOSE LOBBYING. Shr For Against
6. RIGHT TO ACT BY WRITTEN CONSENT. Shr For Against
7. INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 933958209
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRANK C. HERRINGER Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN T. MCLIN Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER O. WALTHER Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT N. WILSON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY APPROVAL OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTIONS
5. STOCKHOLDER PROPOSAL REGARDING ANNUAL Shr For Against
DISCLOSURE OF EEO-1 DATA
6. STOCKHOLDER PROPOSAL REGARDING ACCELERATED Shr For Against
VESTING UPON CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933928256
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
1C. ELECTION OF DIRECTOR: ANA BOTIN Mgmt For For
1D. ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For
1F. ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1G. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1H. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1I. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1J. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1L. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1M. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1N. ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1O. ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVAL OF THE COCA-COLA COMPANY 2014 Mgmt For For
EQUITY PLAN
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
5. SHAREOWNER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT BOARD CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933951786
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED 2012 Mgmt For For
STOCK INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
6. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr For Against
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
THE DUN & BRADSTREET CORPORATION Agenda Number: 933949844
--------------------------------------------------------------------------------------------------------------------------
Security: 26483E100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: DNB
ISIN: US26483E1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AUSTIN A. ADAMS Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT P. CARRIGAN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1D. ELECTION OF DIRECTOR: JAMES N. FERNANDEZ Mgmt For For
1E. ELECTION OF DIRECTOR: PAUL R. GARCIA Mgmt For For
1F. ELECTION OF DIRECTOR: ANASTASSIA LAUTERBACH Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS J. MANNING Mgmt For For
1H. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For
1I. ELECTION OF DIRECTOR: JUDITH A. REINSDORF Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION (SAY ON PAY).
4. VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Shr For Against
THE BOARD TO ADOPT A POLICY REQUIRING AN
INDEPENDENT CHAIRMAN OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933961078
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D. ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H. ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I. ELECTION OF DIRECTOR: PETER OPPENHEIMER Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1L. ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1M. ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933970382
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: HELENA B. FOULKES Mgmt For For
1I. ELECTION OF DIRECTOR: WAYNE M. HEWETT Mgmt For For
1J. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1K. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr For Against
SHAREHOLDER MEETINGS
5. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr For Against
DIVERSITY REPORT
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933868525
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 08-Oct-2013
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN Mgmt For For
DESMOND-HELLMANN
1E. ELECTION OF DIRECTOR: A.G. LAFLEY Mgmt For For
1F. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1G. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
1J. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. AMEND THE COMPANY'S CODE OF REGULATIONS TO Mgmt For For
REDUCE CERTAIN SUPERMAJORITY VOTING
REQUIREMENTS
4. APPROVE THE 2013 NON-EMPLOYEE DIRECTORS' Mgmt For For
STOCK PLAN
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(THE SAY ON PAY VOTE)
--------------------------------------------------------------------------------------------------------------------------
THE TIMKEN COMPANY Agenda Number: 933951863
--------------------------------------------------------------------------------------------------------------------------
Security: 887389104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: TKR
ISIN: US8873891043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PHILLIP R. COX Mgmt For For
DIANE C. CREEL Mgmt For For
RICHARD G. KYLE Mgmt For For
JOHN A. LUKE, JR. Mgmt For For
CHRISTOPHER L. MAPES Mgmt For For
JOSEPH W. RALSTON Mgmt For For
JOHN P. REILLY Mgmt For For
FRANK C. SULLIVAN Mgmt For For
JOHN M. TIMKEN, JR. Mgmt For For
WARD J. TIMKEN, JR. Mgmt For For
JACQUELINE F. WOODS Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT AUDITOR FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
3. AN ADVISORY RESOLUTION REGARDING NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. A SHAREHOLDER PROPOSAL REQUESTING THE Shr For Against
COMPANY ADOPT A POLICY REQUIRING THAT THE
CHAIRMAN OF THE BOARD BE AN INDEPENDENT
DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 934003194
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ZEIN ABDALLA Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1D. ELECTION OF DIRECTOR: BERNARD CAMMARATA Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID T. CHING Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL F. HINES Mgmt For For
1G. ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1H. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1J. ELECTION OF DIRECTOR: WILLOW B. SHIRE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2015.
3. SAY ON PAY: ADVISORY APPROVAL OF TJX'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933978299
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For
1I. ELECTION OF DIRECTOR: CLEVE L. Mgmt For For
KILLINGSWORTH JR.
1J. ELECTION OF DIRECTOR: PHILIP T. RUEGGER III Mgmt For For
1K. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. NON-BINDING VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE THE TRAVELERS COMPANIES, INC. 2014 Mgmt For For
STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr For Against
CONTRIBUTIONS AND EXPENDITURES, IF
PRESENTED AT THE ANNUAL MEETING OF
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933918736
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 18-Mar-2014
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2014.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr For Against
RELATING TO PROXY ACCESS.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr For Against
RELATING TO ACCELERATION OF EQUITY AWARDS.
--------------------------------------------------------------------------------------------------------------------------
THE WENDY'S COMPANY Agenda Number: 933981501
--------------------------------------------------------------------------------------------------------------------------
Security: 95058W100
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: WEN
ISIN: US95058W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NELSON PELTZ Mgmt For For
PETER W. MAY Mgmt For For
EMIL J. BROLICK Mgmt For For
EDWARD P. GARDEN Mgmt For For
JANET HILL Mgmt For For
JOSEPH A. LEVATO Mgmt For For
J. RANDOLPH LEWIS Mgmt For For
PETER H. ROTHSCHILD Mgmt For For
DAVID E. SCHWAB II Mgmt For For
JACK G. WASSERMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT BOARD CHAIRMAN, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
THE WESTERN UNION COMPANY Agenda Number: 933960393
--------------------------------------------------------------------------------------------------------------------------
Security: 959802109
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: WU
ISIN: US9598021098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt For For
1B ELECTION OF DIRECTOR: HIKMET ERSEK Mgmt For For
1C ELECTION OF DIRECTOR: JACK M. GREENBERG Mgmt For For
1D ELECTION OF DIRECTOR: BETSY D. HOLDEN Mgmt For For
1E ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON Mgmt For For
1F ELECTION OF DIRECTOR: FRANCES FRAGOS Mgmt For For
TOWNSEND
1G ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO Mgmt For For
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
4 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER Shr Against For
ACTION BY WRITTEN CONSENT
5 STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTIONS
6 STOCKHOLDER PROPOSAL REGARDING NEW BOARD Shr Against For
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
TIBCO SOFTWARE INC. Agenda Number: 933933536
--------------------------------------------------------------------------------------------------------------------------
Security: 88632Q103
Meeting Type: Annual
Meeting Date: 03-Apr-2014
Ticker: TIBX
ISIN: US88632Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VIVEK Y. RANADIVE Mgmt For For
NANCI E. CALDWELL Mgmt For For
ERIC C.W. DUNN Mgmt For For
PETER J. JOB Mgmt For For
DAVID J. WEST Mgmt For For
PHILIP K. WOOD Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT TO Mgmt For For
TIBCO SOFTWARE INC.'S 2008 EQUITY INCENTIVE
PLAN.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS TIBCO
SOFTWARE INC.'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING NOVEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
TIDEWATER INC. Agenda Number: 933852344
--------------------------------------------------------------------------------------------------------------------------
Security: 886423102
Meeting Type: Annual
Meeting Date: 01-Aug-2013
Ticker: TDW
ISIN: US8864231027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. JAY ALLISON Mgmt For For
JAMES C. DAY Mgmt For For
RICHARD T. DU MOULIN Mgmt For For
MORRIS E. FOSTER Mgmt For For
J. WAYNE LEONARD Mgmt For For
JON C. MADONNA Mgmt For For
RICHARD A. PATTAROZZI Mgmt For For
JEFFREY M. PLATT Mgmt For For
NICHOLAS J. SUTTON Mgmt For For
CINDY B. TAYLOR Mgmt For For
DEAN E. TAYLOR Mgmt For For
JACK E. THOMPSON Mgmt For For
2. SAY ON PAY VOTE - AN ADVISORY VOTE TO Mgmt Against Against
APPROVE EXECUTIVE COMPENSATION (AS
DISCLOSED IN THE PROXY STATEMENT).
3. APPROVAL OF THE TIDEWATER INC. EXECUTIVE Mgmt For For
OFFICER ANNUAL INCENTIVE PLAN.
4. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
TIFFANY & CO. Agenda Number: 933967587
--------------------------------------------------------------------------------------------------------------------------
Security: 886547108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: TIF
ISIN: US8865471085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1B. ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
1C. ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt For For
1D. ELECTION OF DIRECTOR: FREDERIC P. CUMENAL Mgmt For For
1E. ELECTION OF DIRECTOR: LAWRENCE K. FISH Mgmt For For
1F. ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. MARQUIS Mgmt For For
1H. ELECTION OF DIRECTOR: PETER W. MAY Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. SINGER Mgmt For For
2. APPROVAL OF THE APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2015.
3. APPROVAL OF THE COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS IN
FISCAL 2013.
4. APPROVAL OF THE 2014 TIFFANY & CO. EMPLOYEE Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
TIM HORTONS INC. Agenda Number: 933948917
--------------------------------------------------------------------------------------------------------------------------
Security: 88706M103
Meeting Type: Annual and Special
Meeting Date: 08-May-2014
Ticker: THI
ISIN: CA88706M1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M. SHAN ATKINS Mgmt For For
SHERRI A. BRILLON Mgmt For For
MARC CAIRA Mgmt For For
MICHAEL J. ENDRES Mgmt For For
MOYA M. GREENE Mgmt For For
PAUL D. HOUSE Mgmt For For
FRANK IACOBUCCI Mgmt For For
JOHN A. LEDERER Mgmt For For
DAVID H. LEES Mgmt For For
THOMAS V. MILROY Mgmt For For
CHRISTOPHER R. O'NEILL Mgmt For For
WAYNE C. SALES Mgmt For For
02 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE INDEPENDENT AUDITOR, FOR THE FISCAL
YEAR ENDING DECEMBER 28, 2014.
03 TO APPROVE AMENDMENTS TO OUR BY-LAWS AS Mgmt Against Against
MORE PARTICULARLY SET OUT IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
04 TO APPROVE A NON-BINDING, ADVISORY Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER CABLE INC Agenda Number: 934011610
--------------------------------------------------------------------------------------------------------------------------
Security: 88732J207
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: TWC
ISIN: US88732J2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLE BLACK Mgmt For For
1B. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. CASTRO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID C. CHANG Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: PETER R. HAJE Mgmt Against Against
1G. ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For
1H. ELECTION OF DIRECTOR: DON LOGAN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT D. MARCUS Mgmt For For
1J. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: WAYNE H. PACE Mgmt For For
1L. ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL ON DISCLOSURE OF Shr For Against
LOBBYING ACTIVITIES.
5. STOCKHOLDER PROPOSAL ON ACCELERATED VESTING Shr For Against
OF EQUITY AWARDS IN A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933995891
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt For For
1G. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1I. ELECTION OF DIRECTOR: FRED HASSAN Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt For For
1L. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL ON INDEPENDENT Shr Against For
CHAIRMAN OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
TOLL BROTHERS, INC. Agenda Number: 933922519
--------------------------------------------------------------------------------------------------------------------------
Security: 889478103
Meeting Type: Annual
Meeting Date: 12-Mar-2014
Ticker: TOL
ISIN: US8894781033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT I. TOLL Mgmt For For
BRUCE E. TOLL Mgmt For For
DOUGLAS C. YEARLEY, JR. Mgmt For For
ROBERT S. BLANK Mgmt For For
EDWARD G. BOEHNE Mgmt For For
RICHARD J. BRAEMER Mgmt For For
CHRISTINE N. GARVEY Mgmt For For
CARL B. MARBACH Mgmt For For
STEPHEN A. NOVICK Mgmt For For
PAUL E. SHAPIRO Mgmt For For
2. THE RATIFICATION OF THE RE-APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
3. THE APPROVAL, IN AN ADVISORY AND Mgmt For For
NON-BINDING VOTE, OF THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS (SAY
ON PAY).
4. THE APPROVAL OF THE TOLL BROTHERS, INC. Mgmt For For
STOCK INCENTIVE PLAN FOR EMPLOYEES (2014).
--------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. Agenda Number: 933988707
--------------------------------------------------------------------------------------------------------------------------
Security: 89151E109
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: TOT
ISIN: US89151E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF FINANCIAL STATEMENTS OF THE Mgmt For For
PARENT COMPANY FOR THE 2013 FISCAL YEAR.
O2 APPROVAL OF CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE 2013 FISCAL YEAR.
O3 ALLOCATION OF EARNINGS, DECLARATION OF Mgmt For For
DIVIDEND.
O4 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
TRADE IN SHARES OF THE COMPANY.
O5 RENEWAL OF THE APPOINTMENT OF MS. PATRICIA Mgmt For For
BARBIZET AS A DIRECTOR.
O6 RENEWAL OF THE APPOINTMENT OF MS. Mgmt For For
MARIE-CHRISTINE COISNE-ROQUETTE AS A
DIRECTOR.
O7 RENEWAL OF THE APPOINTMENT OF MR. PAUL Mgmt Against Against
DESMARAIS, JR AS A DIRECTOR.
O8 RENEWAL OF THE APPOINTMENT OF MS. BARBARA Mgmt For For
KUX AS A DIRECTOR.
O9 ADVISORY OPINION ON THE ELEMENTS OF Mgmt For For
COMPENSATION DUE OR GRANTED FOR FISCAL YEAR
ENDED DECEMBER 31, 2013 TO MR. CHRISTOPHE
DE MARGERIE, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER.
E10 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE SHARE
CAPITAL BY ISSUING COMMON SHARES AND/OR ANY
SECURITIES PROVIDING ACCESS TO THE
COMPANY'S SHARE CAPITAL WHILE MAINTAINING
SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION
RIGHTS OR BY CAPITALIZING PREMIUMS,
RESERVES, SURPLUSES OR OTHER LINE ITEMS.
E11 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE SHARE
CAPITAL BY ISSUING COMMON SHARES OR ANY
SECURITIES PROVIDING ACCESS TO SHARE
CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHTS.
E12 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES TO BE ISSUED, IN THE EVENT OF
SURPLUS DEMAND IN CASE OF SHARE CAPITAL
INCREASE WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHTS.
E13 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY SECURITIES
PROVIDING ACCESS TO SHARE CAPITAL, IN
PAYMENT OF SECURITIES THAT WOULD BE
CONTRIBUTED TO THE COMPANY, WHICH ENTAILS
SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE
RIGHT TO SUBSCRIBE THE SHARES ISSUED TO
REMUNERATE IN-KIND CONTRIBUTIONS.
E14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE SHARE
CAPITAL UNDER THE CONDITIONS PROVIDED IN
ARTICLES L. 3332-18 AND FOLLOWING OF THE
FRENCH LABOUR CODE, WHICH ENTAILS
SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE
RIGHT TO SUBSCRIBE THE SHARES ISSUED DUE TO
THE SUBSCRIPTION OF SHARES BY GROUP
EMPLOYEES.
E15 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE SHARE CAPITAL
RESERVED FOR CATEGORIES OF BENEFICIARIES IN
A TRANSACTION RESERVED FOR EMPLOYEES
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS.
E16 AUTHORIZATION TO GRANT RESTRICTED SHARES OF Mgmt Against Against
THE COMPANY TO EMPLOYEES OF THE GROUP AS
WELL AS TO EXECUTIVE DIRECTORS OF THE
COMPANY OR OTHER COMPANIES OF THE GROUP,
WHICH ENTAILS SHAREHOLDERS' WAIVER OF THEIR
PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES
ISSUED IN FAVOR OF THE BENEFICIARIES OF
SUCH SHARE ALLOCATIONS.
E17 AMENDMENT OF ARTICLE 11 OF THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION TO DETERMINE THE
APPOINTMENT PROCEDURES OF THE DIRECTOR(S)
REPRESENTING EMPLOYEES PURSUANT TO THE
FRENCH LAW OF JUNE 14, 2013, ON THE
PROTECTION OF EMPLOYMENT AND TO INTEGRATE
TECHNICAL CHANGES CONCERNING CERTAIN
PROVISIONS REGARDING THE DIRECTORS
REPRESENTING EMPLOYEE SHAREHOLDERS.
E18 AMENDMENT OF ARTICLE 12 OF THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION IN ORDER TO SET THE
LIMIT ON THE AGE OF THE CHAIRMAN OF THE
BOARD AT 70 YEARS.
E19 AMENDMENT OF ARTICLE 15 OF THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION IN ORDER TO SET THE
LIMIT ON THE AGE OF THE PRESIDENT AT 67
YEARS.
E20 AMENDMENT OF ARTICLE 17 OF THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION FOR HARMONIZATION
PURPOSES WITH THE FRENCH ORDER OF DECEMBER
9, 2010, IMPLEMENTING INTO FRENCH
LEGISLATION THE EUROPEAN DIRECTIVE
REGARDING THE RIGHT OF SHAREHOLDERS TO BE
REPRESENTED AT SHAREHOLDERS' MEETINGS BY
ANY PERSON OF THEIR CHOICE.
O21 CIRCULATION OF A QUARTERLY NEWSLETTER BY Mgmt Against For
THE EMPLOYEE DIRECTORS AND THE DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS.
O22 COMPONENTS OF THE COMPENSATION OF EXECUTIVE Mgmt Against For
DIRECTORS AND EMPLOYEES LINKED TO
INDUSTRIAL SAFETY INDICATORS.
E23 EXPANSION OF INDIVIDUAL SHARE OWNERSHIP Mgmt Against For
(LOYALTY DIVIDEND).
E24 INCLUSION OF EMPLOYEE DIRECTOR(S) IN THE Mgmt Against For
BOARD OF DIRECTORS' ORGANIZATION (AMENDMENT
OF PARAGRAPH 5, ARTICLE 12 OF THE ARTICLES
OF ASSOCIATION TO PROVIDE FOR THE
PARTICIPATION OF EMPLOYEE DIRECTORS IN ALL
THE BOARD'S COMMITTEES).
E25 DISTRIBUTION OF ATTENDANCE FEES (AMENDMENT Mgmt Against For
OF PARAGRAPH 7, ARTICLE 12 OF THE ARTICLES
OF ASSOCIATION TO PROVIDE FOR A
DISTRIBUTION OF ATTENDANCE FEES BASED ON
THE ACTUAL TIME SPENT BY DIRECTORS AT BOARD
MEETINGS).
--------------------------------------------------------------------------------------------------------------------------
TUPPERWARE BRANDS CORPORATION Agenda Number: 933944200
--------------------------------------------------------------------------------------------------------------------------
Security: 899896104
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: TUP
ISIN: US8998961044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CATHERINE A. BERTINI Mgmt For For
1B ELECTION OF DIRECTOR: SUSAN M. CAMERON Mgmt For For
1C ELECTION OF DIRECTOR: KRISS CLONINGER, III Mgmt For For
1D ELECTION OF DIRECTOR: E.V. GOINGS Mgmt For For
1E ELECTION OF DIRECTOR: JOE R. LEE Mgmt For For
1F ELECTION OF DIRECTOR: ANGEL R. MARTINEZ Mgmt For For
1G ELECTION OF DIRECTOR: ANTONIO MONTEIRO DE Mgmt For For
CASTRO
1H ELECTION OF DIRECTOR: ROBERT J. MURRAY Mgmt For For
1I ELECTION OF DIRECTOR: DAVID R. PARKER Mgmt For For
1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K ELECTION OF DIRECTOR: M. ANNE SZOSTAK Mgmt For For
2 ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM
3 PROPOSAL TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
TWENTY-FIRST CENTURY FOX, INC. Agenda Number: 933873057
--------------------------------------------------------------------------------------------------------------------------
Security: 90130A200
Meeting Type: Annual
Meeting Date: 18-Oct-2013
Ticker: FOX
ISIN: US90130A2006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: K. RUPERT MURDOCH Mgmt Against Against
1B. ELECTION OF DIRECTOR: DELPHINE ARNAULT Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt Against Against
1D. ELECTION OF DIRECTOR: CHASE CAREY Mgmt Against Against
1E. ELECTION OF DIRECTOR: DAVID F. DEVOE Mgmt Against Against
1F. ELECTION OF DIRECTOR: VIET DINH Mgmt Against Against
1G. ELECTION OF DIRECTOR: SIR RODERICK I. Mgmt Against Against
EDDINGTON
1H. ELECTION OF DIRECTOR: JAMES R. MURDOCH Mgmt Against Against
1I. ELECTION OF DIRECTOR: LACHLAN K. MURDOCH Mgmt Against Against
1J. ELECTION OF DIRECTOR: JACQUES NASSER Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT S. SILBERMAN Mgmt For For
1L. ELECTION OF DIRECTOR: ALVARO URIBE Mgmt Against Against
2. PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVAL OF THE TWENTY-FIRST CENTURY FOX, Mgmt For For
INC. 2013 LONG-TERM INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL - ADOPT A POLICY THAT Shr For Against
THE CHAIRMAN OF THE BOARD OF DIRECTORS BE
AN INDEPENDENT DIRECTOR.
6. STOCKHOLDER PROPOSAL - ELIMINATE THE Shr For Against
COMPANY'S DUAL CLASS CAPITAL STRUCTURE.
7. CITIZENSHIP CERTIFICATION - PLEASE MARK Mgmt For
"YES" IF THE STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A U.S. STOCKHOLDER, OR MARK
"NO" IF SUCH STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A NON-U.S. STOCKHOLDER. IF
YOU DO NOT PROVIDE A RESPONSE TO THIS ITEM
7, YOU WILL BE DEEMED TO BE A NON-U.S.
STOCKHOLDER AND THE SHARES WILL BE SUBJECT
TO THE SUSPENSION OF VOTING RIGHTS UNLESS
YOU ARE A STOCKHOLDER OF RECORD AS OF THE
RECORD DATE AND YOU PREVIOUSLY SUBMITTED A
U.S. CITIZENSHIP CERTIFICATION TO THE
COMPANY'S TRANSFER AGENT OR AUSTRALIAN
SHARE REGISTRAR.
--------------------------------------------------------------------------------------------------------------------------
TWENTY-FIRST CENTURY FOX, INC. Agenda Number: 933920894
--------------------------------------------------------------------------------------------------------------------------
Security: 90130A200
Meeting Type: Special
Meeting Date: 21-Mar-2014
Ticker: FOX
ISIN: US90130A2006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE COMPANY MAKING A Mgmt Against Against
REQUEST FOR REMOVAL OF ITS FULL FOREIGN
LISTING FROM THE AUSTRALIAN SECURITIES
EXCHANGE.
2. CITIZENSHIP CERTIFICATION - PLEASE MARK Mgmt For
"YES" IF THE STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A U.S. STOCKHOLDER, OR MARK
"NO" IF SUCH STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A NON-U.S. STOCKHOLDER.
(PLEASE REFER TO APPENDIX A OF THE PROXY
STATEMENT FOR ADDITIONAL GUIDANCE.) IF YOU
DO NOT PROVIDE A RESPONSE TO THIS ITEM 2,
YOU WILL BE DEEMED TO BE A NON-U.S.
STOCKHOLDER AND THE SHARES WILL BE SUBJECT
TO THE SUSPENSION OF VOTING RIGHTS UNLESS
YOU ARE A STOCKHOLDER OF RECORD AS OF THE
... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. Agenda Number: 933916491
--------------------------------------------------------------------------------------------------------------------------
Security: H89128104
Meeting Type: Annual
Meeting Date: 05-Mar-2014
Ticker: TYC
ISIN: CH0100383485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ANNUAL REPORT, THE PARENT Mgmt For For
COMPANY FINANCIAL STATEMENTS OF TYCO
INTERNATIONAL LTD AND THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 27, 2013
2. TO DISCHARGE THE BOARD OF DIRECTORS FROM Mgmt For For
LIABILITY FOR THE FINANCIAL YEAR ENDED
SEPTEMBER 27, 2013
3A. ELECTION OF DIRECTOR: EDWARD D. BREEN Mgmt For For
3B. ELECTION OF DIRECTOR: HERMAN E. BULLS Mgmt For For
3C. ELECTION OF DIRECTOR: MICHAEL E. DANIELS Mgmt For For
3D. ELECTION OF DIRECTOR: FRANK M. DRENDEL Mgmt For For
3E. ELECTION OF DIRECTOR: BRIAN DUPERREAULT Mgmt For For
3F. ELECTION OF DIRECTOR: RAJIV L. GUPTA Mgmt For For
3G. ELECTION OF DIRECTOR: GEORGE OLIVER Mgmt For For
3H. ELECTION OF DIRECTOR: BRENDAN R. O'NEILL Mgmt For For
3I. ELECTION OF DIRECTOR: JURGEN TINGGREN Mgmt For For
3J. ELECTION OF DIRECTOR: SANDRA S. WIJNBERG Mgmt For For
3K. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
4. TO ELECT EDWARD D. BREEN AS CHAIR OF THE Mgmt For For
BOARD OF DIRECTORS
5A. TO ELECT RAJIV L. GUPTA AS MEMBER OF THE Mgmt For For
COMPENSATION AND HUMAN RESOURCES COMMITTEE
5B. TO ELECT SANDRA S. WIJNBERG AS MEMBER OF Mgmt For For
THE COMPENSATION AND HUMAN RESOURCES
COMMITTEE
5C. TO ELECT R. DAVID YOST AS MEMBER OF THE Mgmt For For
COMPENSATION AND HUMAN RESOURCES COMMITTEE
6A. TO ELECT DELOITTE AG (ZURICH) AS STATUTORY Mgmt For For
AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING
6B. TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR PURPOSES OF UNITED
STATES SECURITIES LAW REPORTING FOR THE
YEAR ENDING SEPTEMBER 26, 2014
6C. TO ELECT PRICEWATERHOUSECOOPERS AG (ZURICH) Mgmt For For
AS SPECIAL AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING
7. TO ELECT BRATSCHI, WIEDERKEHR & BUOB AS THE Mgmt For For
INDEPENDENT PROXY
8. TO APPROVE THE ALLOCATION OF FISCAL YEAR Mgmt For For
2013 RESULTS
9. TO APPROVE THE PAYMENT OF AN ORDINARY CASH Mgmt For For
DIVIDEND IN AN AMOUNT OF UP TO $0.72 PER
SHARE OUT OF TYCO'S CAPITAL CONTRIBUTION
RESERVE IN ITS STATUTORY ACCOUNTS
10. TO CAST A NON-BINDING ADVISORY VOTE TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933926593
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI Mgmt For For
GLUCKMAN
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1L. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1M. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1N. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2014
FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
4. SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY Shr Against For
REQUIRING THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933940024
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B) ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt For For
1C) ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1D) ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1E) ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For
1F) ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1G) ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1H) ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For
1I) ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1J) ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1K) ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1L) ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
1M) ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. Shr For Against
5. SHAREOWNER PROPOSAL TO REDUCE THE VOTING Shr For Against
POWER OF CLASS A STOCK FROM 10 VOTES PER
SHARE TO ONE VOTE PER SHARE.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933936378
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITOR FOR 2014
3. APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
2005 LONG-TERM INCENTIVE PLAN, INCLUDING
APPROVAL OF ADDITIONAL SHARES FOR FUTURE
AWARDS
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933993455
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr For Against
PROXY STATEMENT REQUESTING CUMULATIVE
VOTING, IF PROPERLY PRESENTED AT THE 2014
ANNUAL MEETING OF SHAREHOLDERS.
5. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr For Against
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC. Agenda Number: 933972665
--------------------------------------------------------------------------------------------------------------------------
Security: 913903100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: UHS
ISIN: US9139031002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAWRENCE S. GIBBS Mgmt For For
2. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 933938524
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JERRY D. CHOATE Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH W. GORDER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For
1D. ELECTION OF DIRECTOR: DEBORAH P. MAJORAS Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD L. NICKLES Mgmt For For
1F. ELECTION OF DIRECTOR: PHILIP J. PFEIFFER Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT A. PROFUSEK Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL Mgmt For For
1I. ELECTION OF DIRECTOR: STEPHEN M. WATERS Mgmt For For
1J. ELECTION OF DIRECTOR: RANDALL J. Mgmt For For
WEISENBURGER
1K. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
VALERO ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVE, BY NON-BINDING VOTE, THE 2013 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr For Against
"ACCELERATED VESTING OF PERFORMANCE
SHARES."
5. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr For Against
"CLIMATE CHANGE MANAGEMENT PLAN."
6. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr For Against
"CORPORATE LOBBYING."
--------------------------------------------------------------------------------------------------------------------------
VECTOR GROUP LTD. Agenda Number: 933976853
--------------------------------------------------------------------------------------------------------------------------
Security: 92240M108
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: VGR
ISIN: US92240M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BENNETT S. LEBOW Mgmt For For
HOWARD M. LORBER Mgmt For For
RONALD J. BERNSTEIN Mgmt For For
STANLEY S. ARKIN Mgmt For For
HENRY C. BEINSTEIN Mgmt Withheld Against
JEFFREY S. PODELL Mgmt Withheld Against
JEAN E. SHARPE Mgmt Withheld Against
2. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt Against Against
(SAY ON PAY)
3. APPROVAL OF 2014 MANAGEMENT INCENTIVE PLAN Mgmt Against Against
4. APPROVAL TO AMEND THE COMPANY'S CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM
150,000,000 TO 250,000,000
5. APPROVAL OF RATIFICATION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
VENTAS, INC. Agenda Number: 933951938
--------------------------------------------------------------------------------------------------------------------------
Security: 92276F100
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: VTR
ISIN: US92276F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DEBRA A. CAFARO Mgmt For For
1B. ELECTION OF DIRECTOR: DOUGLAS CROCKER II Mgmt For For
1C. ELECTION OF DIRECTOR: RONALD G. GEARY Mgmt For For
1D. ELECTION OF DIRECTOR: JAY M. GELLERT Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD I. GILCHRIST Mgmt For For
1F. ELECTION OF DIRECTOR: MATTHEW J. LUSTIG Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS M. PASQUALE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT D. REED Mgmt For For
1I. ELECTION OF DIRECTOR: GLENN J. RUFRANO Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES D. SHELTON Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda Number: 933971219
--------------------------------------------------------------------------------------------------------------------------
Security: 92343E102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: VRSN
ISIN: US92343E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: D. JAMES BIDZOS Mgmt For For
1.2 ELECTION OF DIRECTOR: WILLIAM L. CHENEVICH Mgmt For For
1.3 ELECTION OF DIRECTOR: KATHLEEN A. COTE Mgmt For For
1.4 ELECTION OF DIRECTOR: ROGER H. MOORE Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN D. ROACH Mgmt For For
1.6 ELECTION OF DIRECTOR: LOUIS A. SIMPSON Mgmt For For
1.7 ELECTION OF DIRECTOR: TIMOTHY TOMLINSON Mgmt For For
2. TO APPROVE AN AMENDMENT TO VERISIGN, INC.'S Mgmt For For
FOURTH AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION AND SIXTH AMENDED AND
RESTATED BYLAWS TO PERMIT STOCKHOLDERS TO
CALL SPECIAL MEETINGS.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, VERISIGN, INC.'S EXECUTIVE
COMPENSATION.
4. TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
VERISIGN, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933908735
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE ISSUANCE OF UP TO APPROXIMATELY Mgmt For For
1.28 BILLION SHARES OF VERIZON COMMON STOCK
TO VODAFONE ORDINARY SHAREHOLDERS IN
CONNECTION WITH VERIZON'S ACQUISITION OF
VODAFONE'S INDIRECT 45% INTEREST IN VERIZON
WIRELESS
2. APPROVE AN AMENDMENT TO ARTICLE 4(A) OF Mgmt For For
VERIZON'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE VERIZON'S
AUTHORIZED SHARES OF COMMON STOCK BY 2
BILLION SHARES TO AN AGGREGATE OF 6.25
BILLION AUTHORIZED SHARES OF COMMON STOCK
3. APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO SOLICIT ADDITIONAL VOTES AND
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE ABOVE PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933936607
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1C. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1D. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. PROPOSAL TO IMPLEMENT PROXY ACCESS Mgmt For For
5. NETWORK NEUTRALITY Shr For Against
6. LOBBYING ACTIVITIES Shr For Against
7. SEVERANCE APPROVAL POLICY Shr For Against
8. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against
9. SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
10. PROXY VOTING AUTHORITY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 933970469
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARGARET G. MCGLYNN Mgmt For For
WAYNE J. RILEY Mgmt For For
WILLIAM D. YOUNG Mgmt For For
2. AMENDMENT TO OUR 2013 STOCK AND OPTION PLAN Mgmt For For
THAT INCREASES THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY
9.5 MILLION SHARES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. ADVISORY VOTE ON OUR NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933909066
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 29-Jan-2014
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1C. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt For For
1K. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC. Agenda Number: 933934564
--------------------------------------------------------------------------------------------------------------------------
Security: 930059100
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: WDR
ISIN: US9300591008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHARILYN S. GASAWAY Mgmt For For
ALAN W. KOSLOFF Mgmt For For
JERRY W. WALTON Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE WADDELL & REED FINANCIAL, INC. 2003
EXECUTIVE INCENTIVE PLAN, AS AMENDED AND
RESTATED, TO (A) INCREASE THE ANNUAL
INDIVIDUAL LIMITS WITH RESPECT TO AWARDS,
(B) EXTEND THE TERM OF THE PLAN TO DECEMBER
31, 2019, AND (C) RESUBMIT FOR STOCKHOLDER
APPROVAL THE ... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933993479
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1D. ELECTION OF DIRECTOR: PAMELA J. CRAIG Mgmt For For
1E. ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt Against Against
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1I. ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON Mgmt For For
1J. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1K. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1L. ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1M. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt Against Against
1N. ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
4. REQUEST FOR INDEPENDENT CHAIRMAN POLICY Shr For Against
5. REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF Shr For Against
EXECUTIVE PAY
6. REQUEST FOR ANNUAL REPORT ON LOBBYING Shr For Against
--------------------------------------------------------------------------------------------------------------------------
WALGREEN CO. Agenda Number: 933901894
--------------------------------------------------------------------------------------------------------------------------
Security: 931422109
Meeting Type: Annual
Meeting Date: 08-Jan-2014
Ticker: WAG
ISIN: US9314221097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANICE M. BABIAK Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. BRAILER Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN A. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM C. FOOTE Mgmt For For
1E. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
1F. ELECTION OF DIRECTOR: GINGER L. GRAHAM Mgmt For For
1G. ELECTION OF DIRECTOR: ALAN G. MCNALLY Mgmt For For
1H. ELECTION OF DIRECTOR: DOMINIC P. MURPHY Mgmt For For
1I. ELECTION OF DIRECTOR: STEFANO PESSINA Mgmt For For
1J. ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Mgmt For For
1K. ELECTION OF DIRECTOR: ALEJANDRO SILVA Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1M. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS WALGREEN CO.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4. SHAREHOLDER PROPOSAL REGARDING AN EXECUTIVE Shr For Against
EQUITY RETENTION POLICY.
5. SHAREHOLDER PROPOSAL REGARDING PROXY Shr For Against
ACCESS.
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 933944476
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For
1D. ELECTION OF DIRECTOR: VICTORIA M. HOLT Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1F. ELECTION OF DIRECTOR: W. ROBERT REUM Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVAL OF OUR EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVAL OF OUR 2014 STOCK INCENTIVE PLAN. Mgmt For For
5. STOCKHOLDER PROPOSAL REGARDING DISCLOSURE Shr For Against
OF POLITICAL CONTRIBUTIONS, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
WELLPOINT, INC. Agenda Number: 933954439
--------------------------------------------------------------------------------------------------------------------------
Security: 94973V107
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: WLP
ISIN: US94973V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT L. DIXON, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM J. RYAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. IF PROPERLY PRESENTED AT THE MEETING, TO Shr Against For
VOTE ON A SHAREHOLDER PROPOSAL TO REQUEST
THE BOARD OF DIRECTORS TO AMEND THE BY-LAWS
OF WELLPOINT, INC. TO PROHIBIT POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933937089
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT Shr Against For
CHAIRMAN.
5. REVIEW AND REPORT ON INTERNAL CONTROLS OVER Shr For Against
THE COMPANY'S MORTGAGE SERVICING AND
FORECLOSURE PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WGL HOLDINGS, INC. Agenda Number: 933916112
--------------------------------------------------------------------------------------------------------------------------
Security: 92924F106
Meeting Type: Annual
Meeting Date: 06-Mar-2014
Ticker: WGL
ISIN: US92924F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL D. BARNES Mgmt For For
GEORGE P. CLANCY, JR. Mgmt For For
JAMES W. DYKE, JR. Mgmt For For
MELVYN J. ESTRIN Mgmt For For
NANCY C. FLOYD Mgmt For For
LINDA R. GOODEN Mgmt For For
JAMES F. LAFOND Mgmt For For
DEBRA L. LEE Mgmt For For
TERRY D. MCCALLISTER Mgmt For For
2. PROPOSAL TO APPROVE, BY NON-BINDING VOTE, Mgmt For For
COMPENSATION PAID TO CERTAIN EXECUTIVE
OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION Agenda Number: 933927672
--------------------------------------------------------------------------------------------------------------------------
Security: 963320106
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: WHR
ISIN: US9633201069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: GARY T. DICAMILLO Mgmt For For
1C. ELECTION OF DIRECTOR: DIANE M. DIETZ Mgmt For For
1D. ELECTION OF DIRECTOR: GERALDINE T. ELLIOTT Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL F. JOHNSTON Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM T. KERR Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN D. LIU Mgmt For For
1I. ELECTION OF DIRECTOR: HARISH MANWANI Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE WHIRLPOOL'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS WHIRLPOOL'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4. APPROVAL OF THE WHIRLPOOL CORPORATION 2014 Mgmt For For
EXECUTIVE PERFORMANCE EXCELLENCE PLAN.
--------------------------------------------------------------------------------------------------------------------------
WORTHINGTON INDUSTRIES, INC. Agenda Number: 933867787
--------------------------------------------------------------------------------------------------------------------------
Security: 981811102
Meeting Type: Annual
Meeting Date: 26-Sep-2013
Ticker: WOR
ISIN: US9818111026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KERRII B. ANDERSON Mgmt Against Against
1B. ELECTION OF DIRECTOR: JOHN P. MCCONNELL Mgmt For For
1C. ELECTION OF DIRECTOR: MARY SCHIAVO Mgmt Against Against
2. APPROVAL OF THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS SET FORTH IN THE FIRST
AMENDMENT TO THE WORTHINGTON INDUSTRIES,
INC. AMENDED AND RESTATED 1997 LONG-TERM
INCENTIVE PLAN.
4. APPROVAL OF THE SECOND AMENDMENT TO THE Mgmt Against Against
WORTHINGTON INDUSTRIES, INC. AMENDED AND
RESTATED 1997 LONG-TERM INCENTIVE PLAN.
5. APPROVAL OF THE FIRST AMENDMENT TO, AND THE Mgmt For For
MATERIAL TERMS OF THE PERFORMANCE CRITERIA
UNDER, THE WORTHINGTON INDUSTRIES, INC.
ANNUAL INCENTIVE PLAN FOR EXECUTIVES.
6. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING MAY 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933958970
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. MILLER Mgmt For For
D. BOONE WAYSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE THE WYNN RESORTS, LIMITED 2014 Mgmt For For
OMNIBUS INCENTIVE PLAN.
5. TO RATIFY, ON AN ADVISORY BASIS, THE Mgmt Against Against
DIRECTOR QUALIFICATION BYLAW AMENDMENT.
6. TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING Shr For Against
A POLITICAL CONTRIBUTIONS REPORT, IF
PROPERLY PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 933851645
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 14-Aug-2013
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PHILIP T. GIANOS Mgmt For For
1B. ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN L. DOYLE Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM G. HOWARD, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: J. MICHAEL PATTERSON Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT A. PIMENTEL Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL C. TURNER Mgmt For For
1H. ELECTION OF DIRECTOR: ELIZABETH W. Mgmt For For
VANDERSLICE
2. APPROVE AN AMENDMENT TO 1990 EMPLOYEE Mgmt For For
QUALIFIED STOCK PURCHASE PLAN, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
3. APPROVE AN AMENDMENT TO THE COMPANY'S 2007 Mgmt For For
EQUITY INCENTIVE PLAN TO EXTEND THE TERM BY
TEN YEARS TO DECEMBER 31, 2023.
4. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S 2007 EQUITY INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES RESERVED FOR
ISSUANCE THEREUNDER BY 2,000,000 SHARES.
5. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S EXTERNAL
AUDITORS FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
XL GROUP PLC Agenda Number: 933933889
--------------------------------------------------------------------------------------------------------------------------
Security: G98290102
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: XL
ISIN: IE00B5LRLL25
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AMENDMENTS TO OUR ARTICLES OF Mgmt For For
ASSOCIATION TO PROVIDE FOR THE
DECLASSIFICATION OF THE BOARD OF DIRECTORS.
2A. TO ELECT MICHAEL MCGAVICK AS CLASS I Mgmt For For
DIRECTOR TO HOLD OFFICE UNTIL 2015 OR, IF
PROPOSAL 1 IS NOT APPROVED, TO HOLD OFFICE
UNTIL 2017.
2B. TO ELECT ANNE STEVENS AS CLASS I DIRECTOR Mgmt For For
TO HOLD OFFICE UNTIL 2015 OR, IF PROPOSAL 1
IS NOT APPROVED, TO HOLD OFFICE UNTIL 2017.
2C. TO ELECT JOHN M. VEREKER AS CLASS I Mgmt For For
DIRECTOR TO HOLD OFFICE UNTIL 2015 OR, IF
PROPOSAL 1 IS NOT APPROVED, TO HOLD OFFICE
UNTIL 2017.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO ACT AS THE
INDEPENDENT AUDITOR OF XL GROUP PLC FOR THE
YEAR ENDING DECEMBER 31, 2014, AND TO
AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS TO DETERMINE
PRICEWATERHOUSECOOPERS LLP'S REMUNERATION.
4. TO PROVIDE A NON-BINDING, ADVISORY VOTE Mgmt For For
APPROVING XL GROUP PLC'S EXECUTIVE
COMPENSATION.
5. TO RENEW THE BOARD OF DIRECTORS' AUTHORITY Mgmt Against Against
TO ISSUE SHARES, WARRANTS AND OPTIONS UNDER
IRISH LAW.
6. TO RENEW THE BOARD OF DIRECTORS' AUTHORITY Mgmt Against Against
TO ISSUE SHARES FOR CASH WITHOUT FIRST
OFFERING SHARES TO EXISTING SHAREHOLDERS
UNDER IRISH LAW.
7. TO APPROVE AMENDMENTS TO OUR ARTICLES OF Mgmt Against Against
ASSOCIATION (I) IF PROPOSAL 5 IS APPROVED,
TO REFLECT THE RENEWAL OF AUTHORITY TO
ISSUE SHARES, WARRANTS, CONVERTIBLE
INSTRUMENTS AND OPTIONS UNDER IRISH LAW AND
(II) TO GRANT THE BOARD OF DIRECTORS
AUTHORITY TO CAPITALIZE COMPANY RESERVES
WITHOUT REQUIRING SHAREHOLDER APPROVAL.
8. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE DIRECTORS STOCK & OPTION PLAN TO EXTEND
ITS EXPIRATION DATE TO JUNE 14, 2024.
--------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. Agenda Number: 934015365
--------------------------------------------------------------------------------------------------------------------------
Security: 984332106
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: YHOO
ISIN: US9843321061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID FILO Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1C. ELECTION OF DIRECTOR: MAX R. LEVCHIN Mgmt For For
1D. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. MCINERNEY Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES R. SCHWAB Mgmt For For
1G. ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. Mgmt For For
1I. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 1995 STOCK PLAN, INCLUDING AN
INCREASE IN THE NUMBER OF SHARES AVAILABLE
FOR GRANT UNDER THE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
BYLAWS TO PROVIDE SHAREHOLDERS WITH THE
RIGHT TO CALL SPECIAL MEETINGS.
6. SHAREHOLDER PROPOSAL REGARDING A BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
7. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr For Against
DISCLOSURE, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
8. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTION DISCLOSURE, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
Gateway International Fund
--------------------------------------------------------------------------------------------------------------------------
ACCOR SA, COURCOURONNES Agenda Number: 705057823
--------------------------------------------------------------------------------------------------------------------------
Security: F00189120
Meeting Type: MIX
Meeting Date: 29-Apr-2014
Ticker:
ISIN: FR0000120404
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 09 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0324/201403241400762.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0409/201404091401005.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31, 2013
2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
3 Allocation of income and dividend Mgmt For For
distribution EUR 0.80 per Share
4 Option for payment of the dividend in Mgmt For For
shares
5 Approval of regulated commitments Mgmt Against Against
benefiting Mr. Sebastien Bazin
6 Approval of regulated agreements and Mgmt Against Against
commitments benefiting Mr. Sven Boinet
7 Approval of a regulated commitment Mgmt Against Against
benefiting Mr. Denis Hennequin
8 Approval of a regulated agreement Mgmt Against Against
benefiting Mr. Yann Caillere
9 Approval of a regulated agreement Mgmt For For
benefiting Institut Paul Bocuse
10 Renewal of term of Mr. Sebastien Bazin as Mgmt Against Against
Board member
11 Renewal of term of Mrs. Iris Knobloch as Mgmt For For
Board member
12 Renewal of term of Mrs. Virginie Morgon as Mgmt For For
Board member
13 Appointment of Mr. Jonathan Grunzweig as Mgmt For For
Board member
14 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
15 Authorization to the Board of Directors to Mgmt For For
reduce share capital by cancellation of
shares
16 Amendment to Article 12 of the bylaws to Mgmt For For
determine the terms of appointment of Board
members representing employees and to
increase the minimum number of shares to be
held by the Board members
17 Notice on the compensation owed or paid to Mgmt For For
Mr. Denis Hennequin for the financial year
ended on December 31, 2013
18 Notice on the compensation owed or paid to Mgmt For For
Mr. Yann Caillere for the financial year
ended on December 31, 2013
19 Notice on the compensation owed or paid to Mgmt For For
Mr. Sebastien Bazin for the financial year
ended on December 31, 2013
20 Notice on the compensation owed or paid to Mgmt For For
Mr. Sven Boinet for the financial year
ended on December 31, 2013
21 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ADVANTEST CORPORATION Agenda Number: 705343084
--------------------------------------------------------------------------------------------------------------------------
Security: J00210104
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: JP3122400009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD, HONG KONG Agenda Number: 705060793
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0324/LTN20140324697.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0324/LTN20140324655.pdf
1 To receive the audited consolidated Mgmt For For
financial statements of the Company, the
Report of the Directors and the Independent
Auditor's Report for the year ended 30
November 2013
2 To declare a final dividend of 28.62 Hong Mgmt For For
Kong cents per share for the year ended 30
November 2013
3 To re-elect Mr. Mohamed Azman Yahya as Mgmt For For
Independent Non-executive Director of the
Company
4 To re-elect Mr. Edmund Sze-Wing Tse as Mgmt For For
Non-executive Director of the Company
5 To re-elect Mr. Jack Chak-Kwong So as Mgmt For For
Independent Non-executive Director of the
Company
6 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor of the Company for the term from
passing of this resolution until the
conclusion of the next annual general
meeting and to authorise the board of
directors of the Company to fix its
remuneration
7.A To grant a general mandate to the Directors Mgmt For For
to allot, issue, grant and deal with
additional shares of the Company, to grant
rights to subscribe for, or convert any
security into, shares in the Company
(including the issue of any securities
convertible into shares, or options,
warrants or similar rights to subscribe for
any shares) and to make or grant offers,
agreements and options which might require
the exercise of such powers, not exceeding
10 per cent of the aggregate number of
shares in the Company in issue at the date
of this Resolution, and the discount for
any shares to be issued shall not exceed 10
per cent to the Benchmarked Price
7.B To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company, not
exceeding 10 per cent of the aggregate
number of shares in the Company in issue at
the date of this Resolution
7.C To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of the Company under the restricted
share unit scheme adopted by the Company on
28 September 2010 (as amended)
8 To approve the adoption of the new articles Mgmt For For
of association of the Company in
substitution for, and to the exclusion of,
the existing articles of association of the
Company
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE, MUENCHEN Agenda Number: 705077623
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: DE0008404005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
22.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Annual Non-Voting
Financial Statements and the approved
Consolidated Financial Statements as of
December 31, 2013, and of the Management
Reports for Allianz SE and for the Group,
the Explanatory Reports on the information
pursuant to section 289 (4), 315 (4) and
section 289 (5) of the German Commercial
Code (HGB), as well as the Report of the
Supervisory Board for fiscal year 2013
2. Appropriation of net earnings Mgmt For For
3. Approval of the actions of the members of Mgmt For For
the Management Board
4. Approval of the actions of the members of Mgmt For For
the Supervisory Board
5. By- Election to the Supervisory Board: Jim Mgmt For For
Hagemann Snabe
6. Creation of an Authorized Capital 2014/I, Mgmt For For
cancellation of the Authorized Capital
2010/I and corresponding amendment to the
Statutes
7. Creation of an Authorized Capital 2014/II Mgmt For For
for the issuance of shares to employees,
cancellation of the Authorized Capital
2010/II and corresponding amendment to the
Statutes
8. Approval of a new authorization to issue Mgmt For For
bonds carrying conversion and/or option
rights as well as convertible participation
rights, cancellation of the current
authorization to issue bonds carrying
conversion and/or option rights, unless
fully utilized, amendment of the existing
Conditional Capital 2010 and corresponding
amendment of the Statutes
9. Authorization to acquire treasury shares Mgmt For For
for trading purposes
10. Authorization to acquire and utilize Mgmt For For
treasury shares for other purposes
11. Authorization to use derivatives in Mgmt For For
connection with the acquisition of treasury
shares pursuant to Section 71 (1) no. 8
AktG
12. Approval to amend existing company Mgmt For For
agreements
--------------------------------------------------------------------------------------------------------------------------
ALSTOM SA, PARIS Agenda Number: 704503778
--------------------------------------------------------------------------------------------------------------------------
Security: F0259M475
Meeting Type: MIX
Meeting Date: 02-Jul-2013
Ticker:
ISIN: FR0010220475
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0513/201305131302162.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URLS:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0520/201305201302559.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0612/201306121303256.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements and transactions for the
financial year ended March 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements and transactions for the
financial year ended March 31, 2013
O.3 Allocation of income Mgmt For For
O.4 Special report of the Statutory Auditors on Mgmt For For
the regulated agreements and commitments
O.5 Appointment of Mrs. Amparo Moraleda as Mgmt For For
Director
O.6 Setting attendance allowances amount Mgmt For For
O.7 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.8 Authorization to be granted to the Board of Mgmt For For
Directors to reduce capital by cancellation
of shares
E.9 Authorization to be granted to the Board of Mgmt Against Against
Directors to carry out free allocations of
shares existing or to be issued within the
limit of 1% of capital by deducting the
total number of shares from the one set
under the tenth resolution, including a
maximum of 0.02% of capital to employees
and eligible corporate officers of the
Company and affiliated companies
E.10 Authorization to be granted to the Board of Mgmt Against Against
Directors to grant share subscription or
purchase options within the limit of 2.5%
of capital minus any amount allocated under
the ninth resolution, including a maximum
of 0.10% of share capital to employees and
corporate officers of the Company and
affiliated companies
E.11 Powers to implement all decisions and carry Mgmt For For
out all legal formalities
--------------------------------------------------------------------------------------------------------------------------
AMCOR LTD Agenda Number: 704739462
--------------------------------------------------------------------------------------------------------------------------
Security: Q03080100
Meeting Type: AGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: AU000000AMC4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3, 4 AND 5), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2a Re-election of Director - Mr Chris Roberts Mgmt For For
2b Re-election of Director - Dr Armin Meyer Mgmt For For
2c Re-election of Director - Mrs Karen Guerra Mgmt For For
3 Grant of Share Rights to Managing Director Mgmt For For
(Management Incentive Plan-Equity)
4 Grant of Options and Performance Rights to Mgmt For For
Managing Director (Long Term Incentive
Plan)
5 Adoption of Remuneration Report Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AMCOR LTD Agenda Number: 704843677
--------------------------------------------------------------------------------------------------------------------------
Security: Q03080100
Meeting Type: OGM
Meeting Date: 09-Dec-2013
Ticker:
ISIN: AU000000AMC4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, pursuant to and in accordance with Mgmt For For
section 256C(1) of the Corporations Act,
subject to and conditional on the Scheme
becoming Effective, the share capital of
Amcor be reduced by an amount of AUD908
million with the reduction being effected
and satisfied by applying such amount
equally against each Amcor Share on issue
at the Scheme Record Date and in accordance
with the Scheme
--------------------------------------------------------------------------------------------------------------------------
AMCOR LTD Agenda Number: 704844516
--------------------------------------------------------------------------------------------------------------------------
Security: Q03080100
Meeting Type: SCH
Meeting Date: 09-Dec-2013
Ticker:
ISIN: AU000000AMC4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, pursuant to, and in accordance with, Mgmt For For
section 411 of the Corporations Act, the
scheme of arrangement proposed to be made
between Amcor and the holders of its fully
paid ordinary shares, as more particularly
described in the Scheme of Arrangement
which is contained in the Booklet (of which
the notice convening this meeting forms
part), is approved (with or without such
modifications or conditions as may be
approved by the Federal Court of Australia)
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC, LONDON Agenda Number: 705056516
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report and accounts Mgmt For For
2 To declare a final dividend Mgmt For For
3 To elect Judy Dlamini as a director the Mgmt For For
Company
4 To elect Mphu Ramatlapeng as a director of Mgmt For For
the Company
5 To elect Jim Rutherford as a director of Mgmt For For
the Company
6 To re-elect Mark Cutifani as a director of Mgmt For For
the Company
7 To re-elect Byron Grote as a director of Mgmt For For
the Company
8 To re-elect Sir Philip Hampton as a Mgmt For For
director of the Company
9 To re-elect Rene Medori as a director of Mgmt For For
the Company
10 To re-elect Phuthuma Nhleko as a director Mgmt For For
of the Company
11 To re-elect Ray ORourke as a director of Mgmt For For
the Company
12 To re-elect Sir John Parker as a director Mgmt For For
of the Company
13 To re-elect Anne Stevens as a director of Mgmt For For
the Company
14 To re-elect Jack Thompson as a director of Mgmt For For
the Company
15 To re-appoint Deloitte LLP as auditors of Mgmt For For
the Company for the year
16 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
17 To approve the remuneration policy Mgmt For For
18 To approve the implementation report Mgmt For For
contained in the Director's remuneration
report
19 To approve the rules of the Share Plan 2014 Mgmt For For
20 To authorise the directors to allot shares Mgmt For For
21 To disapply pre-emption rights Mgmt For For
22 To authorise the purchase of own shares Mgmt For For
23 To authorise the directors to call general Mgmt For For
meetings other than an AGM on not less than
14 clear days notice
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 705080947
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: MIX
Meeting Date: 30-Apr-2014
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
A.1 Deciding that all outstanding subscription Mgmt For For
rights granted to Directors (including
former Directors) of the Company and
certain executives (including former
executives) will be automatically converted
into stock options, so that, upon exercise,
existing shares instead of new shares will
be delivered, with effect on 1 May 2014;
accordingly, acknowledging that all
subscription rights outstanding on 1 May
2014 will become without object, with
effect on the same date; confirming that
the terms and conditions of such
replacement stock options will be identical
to those of such subscription rights,
including regarding the exercise price and
the exercise conditions and periods, except
to the extent strictly needed to take into
account that existing shares instead of new
shares will be delivered; deciding that
such replacement CONTD
CONT CONTD stock options will continue to grant Non-Voting
their holders a right of early exercise in
the event contemplated by Article 501,
second indent, of the Companies Code (i.e.,
in relation to certain capital increases),
in the same manner as the subscription
rights did
A.2.a Special report by the Board of Directors on Non-Voting
the authorised capital, drawn up in
accordance with Article 604 of the
Companies Code
A.2.b Cancelling the unused portion of the Mgmt For For
existing authorised capital, granting a
renewed authorisation to the Board of
Directors to increase the capital in
accordance with Article 6 of the articles
of association, in one or more
transactions, by the issuance of a number
of shares, or financial instruments giving
right to a number of shares, which will
represent not more than 3% of the shares
issued as at 30 April 2014, and modifying
Article 6 of the articles of association
accordingly. Such authorisation is granted
for a period of five years as from the date
of publication of this modification to the
articles of association in the Belgian
State Gazette (Moniteur Belge /Belgisch
Staatsblad)
B.1.a Renewing, for a period of five years as Mgmt Against Against
from 30 April 2014, the authorisation to
the Board of Directors to purchase the
Company's own shares up to maximum 20 per
cent of the issued shares for a unitary
price which will not be lower than one euro
(EUR 1,-) and not higher than 20 % above
the highest closing price in the last
twenty trading days of the shares on
Euronext Brussels preceding the
acquisition. The previous authorization
expired on 28 April 2014
B.1.b Replacing Article 10 of the articles of Mgmt Against Against
association by the following text: "Article
10.-ACQUISITION AND DISPOSAL OF OWN SHARES
The company may, without any prior
authorisation of the Shareholders' Meeting,
in accordance with article 620 of the
Companies Code and under the conditions
provided for by law, acquire, on or outside
the stock exchange, its own shares up to a
maximum of 20% of the issued shares of the
company for a unitary price which will not
be lower than one euro (EUR 1,-) and not
higher than 20 % above the highest closing
price on Euronext Brussels in the last
twenty trading days preceding the
acquisition. The company may, without any
prior authorisation of the Shareholders'
Meeting, in accordance with article 622,
section 2, 1 of the Companies Code,
dispose, on or outside the stock exchange,
of the shares CONTD
CONT CONTD of the company which were acquired by Non-Voting
the company under the conditions determined
by the Board of Directors. The
authorisations set forth in the preceding
paragraphs also extend to acquisitions and
disposals of shares of the company by
direct subsidiaries of the company made in
accordance with article 627 of the
Companies Code. The authorisations set
forth in this article were granted for a
period of five (5) years as from the
extraordinary shareholders' meeting of
thirty April two thousand and fourteen
C.1 Management report by the Board of Directors Non-Voting
on the accounting year ended on 31 December
2013
C.2 Report by the statutory auditor on the Non-Voting
accounting year ended on 31 December 2013
C.3 Communication of the consolidated annual Non-Voting
accounts relating to the accounting year
ended on 31 December 2013, as well as the
management report by the Board of Directors
and the report by the statutory auditor on
the consolidated annual accounts
C.4 Approving the statutory annual accounts Mgmt For For
relating to the accounting year ended on 31
December 2013, including the following
allocation of the result: (as specified) On
a per share basis, this represents a gross
dividend for 2013 of EUR 2.05 giving right
to a dividend net of Belgian withholding
tax of EUR 1.5375 per share (in case of 25%
Belgian withholding tax) and of EUR 2.05
per share (in case of exemption from
Belgian withholding tax). Taking into
account the gross interim dividend of EUR
0.60 per share paid in November 2013, a
balance gross amount of EUR 1.45 will be
payable as from 8 May 2014, i.e. a balance
dividend net of Belgian withholding tax of
EUR 1.0875 per share (in case of 25%
Belgian withholding tax) and of EUR 1.45
per share (in case of exemption from
Belgian withholding tax). The actual gross
CONTD
CONT CONTD dividend amount (and, subsequently, Non-Voting
the balance amount) may fluctuate depending
on possible changes in the number of own
shares held by the Company on the dividend
payment date
C.5 Granting discharge to the Directors for the Mgmt For For
performance of their duties during the
accounting year ended on 31 December 2013
C.6 Granting discharge to the statutory auditor Mgmt For For
for the performance of his duties during
the accounting year ended on 31 December
2013
C.7.a Renewing the appointment as independent Mgmt Against Against
director of Mr. Kees Storm, for a period of
one year ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2014. The Company's
Corporate Governance Charter provides that
the term of office of directors shall end
immediately after the annual shareholders'
meeting following their 70th birthday,
except as provided by the Board of
Directors in special cases. The Board
considers that an exception to such age
limit is justified for Mr. Storm
considering the key role that he has played
and continues to play as independent
director. Mr. Storm complies with the
functional, family and financial criteria
of independence as provided for in Article
526ter of the Companies Code and in the
Company's Corporate Governance Charter,
except for the requirement CONTD
CONT CONTD not to have been a non-executive Non-Voting
director of the company for more than three
successive terms (Article 526ter, par. 1,
2). Except when legally required to apply
the definition of Article 526ter, par. 1,
2, the Board proposes to consider that Mr.
Storm continues to qualify as independent
director. The Board is of the opinion that
the quality and independence of the
contribution of Mr. Storm to the
functioning of the Board has not been
influenced by the length of his tenure. Mr.
Storm has acquired a superior understanding
of the Company's business, its underlying
strategy and specific culture, in
particular in his capacity of chairman of
the Board, and in light of his particular
experience, reputation and background it is
in the Company's best interests to renew
him as an independent director for an
additional term CONTD
CONT CONTD of one year. Moreover, Mr. Storm Non-Voting
expressly stated and the Board is of the
opinion that he does not have any
relationship with any company which could
compromise his independence
C.7.b Renewing the appointment as independent Mgmt For For
director of Mr. Mark Winkelman, for a
period of 1 year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2014.
Mr. Winkelman complies with the functional,
family and financial criteria of
independence as provided for in Article
526ter of the Companies Code and in the
Company's Corporate Governance Charter,
except for the requirement not to have been
a non-executive director of the company for
more than three successive terms (Article
526ter, par. 1, 2). Except when legally
required to apply the definition of Article
526ter, par. 1, 2, the Board proposes to
consider that Mr. Winkelman continues to
qualify as independent director. The Board
is of the opinion that the quality and
independence of the contribution of Mr.
Winkelman to the CONTD
CONT CONTD functioning of the Board has not been Non-Voting
influenced by the length of his tenure. Mr.
Winkelman has acquired a superior
understanding of the Company's business,
its underlying strategy and specific
culture, and in light of his particular
experience, reputation and background it is
in the Company's best interests to renew
him as an independent director for an
additional term of one year. Moreover, Mr.
Winkelman expressly stated and the Board is
of the opinion that he does not have any
relationship with any company which could
compromise his independence
C.7.c Renewing the appointment as director of Mr. Mgmt Against Against
Alexandre Van Damme, for a period of four
years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.d Renewing the appointment as director of Mr. Mgmt Against Against
Gregoire de Spoelberch, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.e Renewing the appointment as director of Mr. Mgmt Against Against
Carlos Alberto da Veiga Sicupira, for a
period of four years ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2017
C.7.f Renewing the appointment as director of Mr. Mgmt Against Against
Marcel Herrmann Telles, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.g Acknowledging the end of mandate as Mgmt Against Against
director of Mr. Jorge Paulo Lemann and
appointing as director Mr. Paulo Lemann as
his successor, for a period of four years
ending after the shareholders meeting which
will be asked to approve the accounts for
the year 2017. Mr. Paulo Lemann, a
Brazilian citizen, graduated from Faculdade
Candido Mendes in Rio de Janeiro, Brazil
with a B.A. in Economics. Mr. Lemann
interned at PriceWaterhouse in 1989 and was
employed as an Analyst at Andersen
Consulting from 1990 to 1991. From 1992 to
1995, he performed equity analysis while at
Banco Marka (Rio de Janeiro). Mr. Lemann
performed equity analysis for Dynamo Asset
Management (Rio de Janeiro) from 1995 to
1996. From 1997 to 2004, he started the
hedge fund investment effort at Tinicum
Inc., a New York based investment office
that advised the CONTD
CONT CONTD Synergy Fund of Funds where he served Non-Voting
as Portfolio Manager. In May 2005, Mr.
Lemann founded Pollux Capital and is
currently the Portfolio Manager. Mr. Lemann
is a board member of Lojas Americanas, the
Lemann Foundation and Ambev
C.7.h Acknowledging the end of mandate as Mgmt Against Against
director of Mr. Roberto Moses Thompson
Motta and appointing as director Mr.
Alexandre Behring as his successor, for a
period of four years ending after the
shareholders meeting which will be asked to
approve the accounts for the year 2017. Mr.
Behring, a Brazilian citizen, received a BS
in Electric Engineering from Pontificia
Universidade Catolica in Rio de Janeiro and
an MBA from Harvard Graduate School of
Business, having graduated as a Baker
Scholar and a Loeb Scholar. He is a
co-founder and the Managing Partner of 3G
Capital, a global investment firm with
offices in New York and Rio de Janeiro,
since 2004. Mr. Behring serves on Burger
King's Board as Chairman since October
2010, following Burger King's acquisition
by 3G Capital, and has become Chairman of
H.J. Heinz, following the CONTD
CONT CONTD closing of such company's acquisition Non-Voting
by Berkshire Hathaway and 3G Capital in
June 2013. Additionally, Mr. Behring served
as a Director, and member of the
Compensation and Operations Committees of
the Board of CSX Corporation, a leading
U.S. rail-based transportation company,
from 2008 to 2011. Previously, Mr. Behring
spent approximately 10 years at GP
Investments, one of Latin America's premier
private-equity firms, including eight years
as a partner and member of the firm's
Investment Committee. He served for seven
years, from 1998 through 2004, as a
Director and CEO of Latin America's largest
railroad, ALL (America Latina Logistica).
Mr. Behring was a co-founder and partner in
Modus OSI Technologies, a technology firm
with offices in Florida and Sao Paulo, from
1989 to 1993
C.7.i Appointing as independent director Mr. Elio Mgmt For For
Leoni Sceti, for a period of four years
ending after the shareholders' meeting
which will be asked to approve the accounts
for the year 2017. Mr Leoni Sceti is an
Italian citizen, living in the UK. He
graduated Magma Cum Laude in Economics from
LUISS in Rome, where he passed the Dottore
Commercialista post graduate bar exam. Mr.
Sceti is currently CEO of Iglo Group, a
European food business whose brands are
Birds Eye, Findus (in Italy) and Iglo. He
has over 20 years' experience in the FMCG
and media sectors. He served as CEO of EMI
Music from 2008 to 2010. Prior to EMI, Mr.
Sceti had an international career in
marketing and held senior leadership roles
at Procter & Gamble and Reckitt Benckiser.
Mr. Sceti is also a private investor in
technology start-ups, and is currently
CONTD
CONT CONTD Chairman of Zeebox Ltd, Chairman of Non-Voting
LSG holdings, and a Counsellor at One Young
World. Mr. Elio Leoni Sceti complies with
the functional, family and financial
criteria of independence as provided for in
Article 526ter of the Companies Code and in
the Company's Corporate Governance Charter.
Moreover, Mr. Elio Leoni Sceti expressly
stated and the Board is of the opinion that
he does not have any relationship with any
company which could compromise his
independence
C.7.j Appointing as director Mrs. Maria Asuncion Mgmt Against Against
Aramburuzabala Larregui, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017. Mrs.
Aramburuzabala was proposed for appointment
as director in accordance with the terms of
the combination of ABI with Grupo Modelo.
Mrs. Aramburuzabala is a citizen of Mexico
and holds a degree in Accounting from ITAM
(Instituto Tecnologico Autonomo de Mexico).
She has served as CEO of Tresalia Capital
since 1996. She is also on the Boards of
KIO Networks, Abilia, Red Universalia,
Grupo Modelo, Grupo Financiero Banamex,
Banco Nacional de Mexico, non-executive
Director of Fresnillo plc, Medica Sur,
Latin America Conservation Council, Calidad
de Vida, Progreso y Desarrollo para la
Ciudad de Mexico and an Advisory Board
member CONTD
CONT CONTD of the Instituto Tecnologico Autonomo Non-Voting
de Mexico, School of Business
C.7.k Appointing as director Mr. Valentin Diez Mgmt Against Against
Morodo, for a period of four years ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2017. Mr. Diez was proposed for
appointment as director in accordance with
the terms of the combination of ABI with
Grupo Modelo. Born in 1940, Mr. Valentin
Diez has exceeded the age limit of 70 years
for directors as set forth in the Company's
Corporate Governance Charter. The Board
considers however that an exception to this
age limit is justified for Mr. Diez
considering the key role that he has played
and continues to play within Grupo Modelo
as well as his exceptional business
experience and reputation, amongst others
in the beer sector and industry at large.
Mr. Diez is a citizen of Mexico and holds a
degree in Business Administration from the
CONTD
CONT CONTD Universidad Iberoamericana and Non-Voting
participated in postgraduate courses at the
University of Michigan. He is currently
President of Grupo Nevadi International,
Chairman of the Consejo Empresarial
Mexicano de Comercio Exterior, Inversion y
Tecnologia, AC (COMCE) and Chairman of that
organization's Mexico-Spain Bilateral
Committee. He is a member of the Board of
Directors of Grupo Modelo, Vice President
of Kimberly Clark de Mexico and Grupo
Aeromexico. He is member of the Board of
Grupo Financiero Banamex, Acciones y
Valores Banamex, Grupo Dine, Mexichem, OHL
Mexico, Zara Mexico, Telefonica Moviles
Mexico, Banco Nacional de Comercio
Exterior, S.N.C. (Bancomext), ProMexico and
the Instituto de Empresa, Madrid. He is
member of the Consejo Mexicano de Hombres
de Negocios and Chairman of the Instituto
Mexicano para la CONTD
CONT CONTD Competitividad, IMCO. He is Chairman Non-Voting
of the Assembly of Associates of the
Universidad Iberoamericana, and Founder and
Chairman of the Diez Morodo Foundation,
which encourages social, sporting,
educational and philanthropic causes. Mr.
Diez is also a member of the Board of the
Museo Nacional de las Artes, MUNAL in
Mexico and member of the International
Trustees of the Museo del Prado in Madrid,
Spain
C.8.a Approving the remuneration report for the Mgmt Against Against
financial year 2013 as set out in the 2013
annual report, including the executive
remuneration policy. The 2013 annual report
and remuneration report containing the
executive remuneration policy can be
reviewed as indicated at the end of this
notice
C.8.b Deciding to grant and, pursuant to Article Mgmt Against Against
554, indent 7, of the Companies Code, to
expressly approve the grant of 15,000 stock
options to each of the current Directors of
the Company, being all non-executive
Directors, for the performance of their
mandate during the financial year 2013.
However, the number of stock options
amounts to 20,000 for the Chairman of the
Audit Committee and to 30,000 for the
Chairman of the Board of Directors. The
main features of these stock options can be
summarised as follows: each stock option
confers the right to purchase one existing
ordinary share of the Company, with the
same rights (including dividend rights) as
the other existing shares. Each stock
option is granted for no consideration. Its
exercise price equals the closing price of
the Company share on Euronext Brussels on
29 April CONTD
CONT CONTD 2014. All stock options have a term Non-Voting
of ten years as from their granting and
become exercisable five years after their
granting. At the end of the ten year term,
the stock options that have not been
exercised will automatically become null
and void
D.1 Granting powers to Mr. Benoit Loore, VP Mgmt For For
Corporate Governance, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for (i) the implementation of
resolution A.1 regarding the change in
relation to outstanding subscription
rights, (ii) the restatements of the
articles of association as a result of all
changes referred to above, the signing of
the restated articles of association and
their filings with the clerk's office of
the Commercial Court of Brussels, and (iii)
any other filings and publication
formalities in relation to the above
resolutions
--------------------------------------------------------------------------------------------------------------------------
ARYZTA AG, ZUERICH Agenda Number: 704825465
--------------------------------------------------------------------------------------------------------------------------
Security: H0336B110
Meeting Type: AGM
Meeting Date: 10-Dec-2013
Ticker:
ISIN: CH0043238366
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 1 OF THIS MEETING IS FOR REGISTRATION Non-Voting
ONLY. IF YOU WISH TO SUBMIT A VOTE OR A
MEETING ATTENDANCE ON PART 2 OF THE
MEETING, THIS CAN ONLY BE PROCESSED BY THE
SUB-CUSTODIAN IF YOU FIRST VOTE IN FAVOUR
OF THE REGISTRATION IN PART 1 BELOW. BY
VOTING IN FAVOUR OF THE BELOW RESOLUTION,
YOU ARE AUTHORISING BROADRIDGE TO ASK YOUR
SUB-CUSTODIAN TO REGISTER THE SHARES. IT IS
A MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE
CENTRAL SECURITIES DEPOSITORY . DEPENDING
ON SUB-CUSTODIAN PRACTICES, SHARES MAY
REMAIN REGISTERED UNTIL MEETING DATE+1.
DE-REGISTRATION PROCEDURES MAY VARY AND
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DE-REGISTERED IF REQUIRED FOR
SETTLEMENT. DE-REGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY CONCERNS.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Approval of the annual report 2013 Mgmt For For
1.2 Advisory vote on the compensation report Mgmt For For
2013
2.1 Appropriation of available earnings 2013 Mgmt For For
2.2 Release of legal reserves from capital Mgmt For For
contribution and distribution as a dividend
3 Discharge of the members of the board of Mgmt For For
directors
4.1 Re-election of Mr. Charles (Chuck) Adair as Mgmt For For
member of the board of directors
4.2 Re-election of Mr. Owen Killian as member Mgmt For For
of the board of directors
5.1 Election of Mr. Andrew Morgan as member of Mgmt For For
the board of directors
5.2 Election of Mr. John Yamin as member of the Mgmt For For
board of directors
6 Amendment of article 5 of articles of Mgmt For For
association (relating to authorized share
capital)
7 Re-election of the Auditors / Mgmt For For
PricewaterhouseCoopers AG, Zurich
8 In the case of ad-hoc/Miscellaneous Mgmt Abstain Against
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors.
--------------------------------------------------------------------------------------------------------------------------
ASAHI GROUP HOLDINGS,LTD. Agenda Number: 704992583
--------------------------------------------------------------------------------------------------------------------------
Security: J02100113
Meeting Type: AGM
Meeting Date: 26-Mar-2014
Ticker:
ISIN: JP3116000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ASTELLAS PHARMA INC. Agenda Number: 705323981
--------------------------------------------------------------------------------------------------------------------------
Security: J03393105
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: JP3942400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Approve Details of Compensation as Mgmt For For
Stock-Linked Compensation Type Stock
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC, LONDON Agenda Number: 705053407
--------------------------------------------------------------------------------------------------------------------------
Security: G0593M107
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB0009895292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Companys Accounts and the Mgmt For For
Reports of the Directors and Auditor for
the year ended 31 December 2013
2 To confirm dividends Mgmt For For
3 To appoint KPMG LLP London as Auditor Mgmt For For
4 To authorise the Directors to agree the Mgmt For For
remuneration of the Auditor
5A To elect or re-elect Leif Johansson as a Mgmt For For
Director
5B To elect or re-elect Pascal Soriot as a Mgmt For For
Director
5C To elect or re-elect Marc Dunoyer as a Mgmt For For
Director
5D To elect or re-elect Genevieve Berger as a Mgmt For For
Director
5E To elect or re-elect Bruce Burlington as a Mgmt For For
Director
5F To elect or re-elect Ann Cairns as a Mgmt For For
Director
5G To elect or re-elect Graham Chipchase as a Mgmt For For
Director
5H To elect or re-elect Jean-Philippe Courtois Mgmt Against Against
as a Director
5I To elect or re-elect Rudy Markham as a Mgmt For For
Director
5J To elect or re-elect Nancy Rothwell as a Mgmt For For
Director
5K To elect or re-elect Shriti Vadera as a Mgmt For For
Director
5L To elect or re-elect John Varley as a Mgmt For For
Director
5M To elect or re-elect Marcus Wallenberg as a Mgmt For For
Director
6 To approve the Annual Report on Mgmt Against Against
Remuneration for the year ended 31 December
2013
7 To approve the Directors Remuneration Mgmt Abstain Against
Policy
8 To authorise limited EU political donations Mgmt For For
9 To authorise the Directors to allot shares Mgmt For For
10 To authorise the Directors to disapply Mgmt For For
pre-emption rights
11 To authorise the Company to purchase its Mgmt For For
own shares
12 To reduce the notice period for general Mgmt For For
meetings
13 To approve the AstraZeneca 2014 Performance Mgmt For For
Share Plan
--------------------------------------------------------------------------------------------------------------------------
ATLAS COPCO AB, NACKA Agenda Number: 705057075
--------------------------------------------------------------------------------------------------------------------------
Security: W10020118
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: SE0000101032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
1 Opening of the Meeting and election of Non-Voting
Chair: Sune Carlsson
2 Preparation and approval of voting list Non-Voting
3 Approval of agenda Non-Voting
4 Election of one or two persons to approve Non-Voting
the minutes
5 Determination whether the Meeting has been Non-Voting
properly convened
6 Presentation of the Annual Report and the Non-Voting
Auditors Report as well as the Consolidated
Annual Report and the Consolidated Auditors
Report
7 The President and CEOs speech and questions Non-Voting
from shareholders to the Board of Directors
and the Management
8a Regarding approval of the Profit and Loss Mgmt For For
Account and the Balance Sheet and the
consolidated Profit and Loss Account and
the Consolidated Balance Sheet
8b Regarding discharge from liability of the Mgmt For For
Board members and the President and CEO
8c Regarding the allocation of the Company's Mgmt For For
profit according to the approved Balance
Sheet: the dividend for 2013 is decided to
be SEK 5.50 per share
8d Regarding record date for receiving Mgmt For For
dividend
9 Determination of the number of Board Mgmt For For
members and deputy members and auditors and
deputy auditors or registered auditing
company
10 That the following Board members are Mgmt Against Against
re-elected: Staffan Bohman, Johan Forssell,
Ronnie Leten, Ulla Litzen, Gunilla
Nordstrom, Hans Straberg, Anders Ullberg,
Peter Wallenberg Jr and Margareth Ovrum.
That Hans Straberg is elected Chair of the
Board. That Deloitte AB is re-elected as
the auditing company with Jan Berntsson as
responsible auditor
11 Determining the remuneration, in cash or Mgmt For For
partially in the form of synthetic shares,
to the Board of Directors and the
remuneration to its committees and
remuneration to the auditors or registered
auditing company
12a The Board's proposal regarding: guiding Mgmt For For
principles for the remuneration of senior
executives
12b The Board's proposal regarding :a Mgmt For For
performance related personnel option plan
for 2014
13a The Board's proposal regarding mandates to: Mgmt For For
Acquire series A shares related to
personnel option plan for 2014
13b The Board's proposal regarding mandates to: Mgmt For For
acquire series A shares related to
remuneration in the form of synthetic
shares
13c The Board's proposal regarding mandates to: Mgmt For For
transfer series A shares related to
personnel option plan for 2014
13d The Board's proposal regarding mandates to: Mgmt For For
sell series A shares to cover costs related
to synthetic shares to the Board
13e The Board's proposal regarding mandates to: Mgmt For For
sell series A and B shares to cover costs
in relation to the performance related
personnel option plans for 2009, 2010 and
2011
14 Closing of the Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
AURIZON HOLDINGS LTD, BRISBANE QLD Agenda Number: 704731555
--------------------------------------------------------------------------------------------------------------------------
Security: Q0695Q104
Meeting Type: AGM
Meeting Date: 13-Nov-2013
Ticker:
ISIN: AU000000AZJ1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3 AND 4), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION
2a Re-election of Mr Russell Caplan Mgmt For For
2b Re-election of Ms Andrea Staines Mgmt For For
2c Re-election of Mr Gene Tilbrook Mgmt For For
3 Grant of Performance Rights to Managing Mgmt Abstain Against
Director & CEO
4 Remuneration Report Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD, MELBOUR Agenda Number: 704846231
--------------------------------------------------------------------------------------------------------------------------
Security: Q09504137
Meeting Type: AGM
Meeting Date: 18-Dec-2013
Ticker:
ISIN: AU000000ANZ3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4, 5.A, 5.B AND 6 AND VOTES
CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 Adoption of the Remuneration Report Mgmt For For
3 Grant of Performance Rights to Mr Michael Mgmt For For
Smith
4 Approval of Euro Preference Shares Buy-Back Mgmt For For
Scheme
5.a Approval of CPS1 First Buy-Back Scheme Mgmt For For
5.b Approval of CPS1 Second Buy-Back Scheme Mgmt For For
6 Approval of Securities Issued (ANZ Capital Mgmt For For
Notes)
7.a To elect Mr G. R. Liebelt as a Mgmt For For
Board-Endorsed Candidate
7.b To re-elect Mr I. J. Macfarlane as a Mgmt For For
Board-Endorsed Candidate
8 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Election of
Non-Board-Endorsed Candidate - Mr D.C.
Barrow
--------------------------------------------------------------------------------------------------------------------------
BABCOCK INTERNATIONAL GROUP PLC Agenda Number: 704591165
--------------------------------------------------------------------------------------------------------------------------
Security: G0689Q152
Meeting Type: AGM
Meeting Date: 11-Jul-2013
Ticker:
ISIN: GB0009697037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Financial Statements, Mgmt For For
together with the Reports of the Directors
and auditors
2 To approve the Directors' Remuneration Mgmt For For
Report
3 To declare final dividend of 20.0p per Mgmt For For
share
4 To re-elect Mike Turner as a Director Mgmt For For
5 To re-elect Peter Rogers as a Director Mgmt For For
6 To re-elect Bill Tame as a Director Mgmt For For
7 To re-elect Archie Bethel as a Director Mgmt For For
8 To re-elect Kevin Thomas as a Director Mgmt For For
9 To re-elect Kate Swann as a Director Mgmt For For
10 To re-elect Justin Crookenden as a Director Mgmt For For
11 To re-elect Sir David Omand as a Director Mgmt For For
12 To re-elect Ian Duncan as a Director Mgmt For For
13 To elect John Davies as a Director Mgmt For For
14 To elect Anna Stewart as a Director Mgmt For For
15 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
independent auditors of the Company
16 To authorise the Directors to set the Mgmt For For
remuneration of the independent auditors
17 To authorise political donations within the Mgmt For For
meaning of the Companies Act 2006 (the
'Act')
18 To authorise the Directors to allot shares Mgmt For For
pursuant to section 551 of the Act
19 To disapply statutory pre-emption rights Mgmt For For
pursuant to section 570 of the Act
20 To renew the Company's authority to make Mgmt For For
market purchases of its own shares
21 That a general meeting (other than an AGM) Mgmt For For
notice period may be not less than 14 clear
days
--------------------------------------------------------------------------------------------------------------------------
BABCOCK INTERNATIONAL GROUP PLC Agenda Number: 705089678
--------------------------------------------------------------------------------------------------------------------------
Security: G0689Q152
Meeting Type: OGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: GB0009697037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The proposed acquisition of Avincis Mission Mgmt For For
Critical Services Topco Limited, as set out
in the circular to the shareholders
outlining the Acquisition dated 27 March
2014
--------------------------------------------------------------------------------------------------------------------------
BALOISE-HOLDING AG, BASEL Agenda Number: 705077736
--------------------------------------------------------------------------------------------------------------------------
Security: H04530202
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: CH0012410517
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 Annual Report, annual financial statements Mgmt For For
2013 and consolidated annual financial
statements 2013
2 Grant discharge to the Board of Directors Mgmt For For
and the persons entrusted with the
management of the Company
3 Appropriation of distributable profit Mgmt For For
4.1 Amendment to the Articles of Association: Mgmt For For
Election of the Chairman of the Board of
Directors, the Remuneration Committee and
the independent proxy (Art. 13)
4.2 Amendment to the Articles of Association: Mgmt For For
Increase in the maximum number of members
of the Board of Directors (Art. 19)
4.3 Amendment to the Articles of Association: Mgmt For For
Introduction of the one-year term of office
for members of the Board of Directors (Art.
19, Art. 17)
4.4 Amendment to the Articles of Association: Mgmt For For
Remuneration Committee and other committees
of the Board of Directors (Art. 21, Art.
22)
4.5 Amendment to the Articles of Association: Mgmt For For
Corporate Executive Committee (Art. 22
resp. 23, new Art. 29)
4.6 Amendment to the Articles of Association: Mgmt For For
Remuneration (Art. 13, Art. 27, new Art.
30, new Art. 31, new Art. 32)
4.7 Amendment to the Articles of Association: Mgmt For For
Remuneration report (Art. 29 resp. 33)
4.8 Amendment to the Articles of Association: Mgmt For For
Voting rights (Art. 16)
4.9 Amendment to the Articles of Association: Mgmt For For
Term of office of the Auditors (Art. 28)
5.1.1 Election of Dr Michael Becker to the board Mgmt For For
of directors
5.1.2 Election of Dr Andreas Beerli to the board Mgmt For For
of directors
5.1.3 Election of Dr Georges-Antoine de Boccard Mgmt For For
to the board of directors
5.1.4 Election of Dr Andreas Burckhardt to the Mgmt For For
board of directors
5.1.5 Election of Karin Keller-Sutter to the Mgmt For For
board of directors
5.1.6 Election of Werner Kummer to the board of Mgmt For For
directors
5.1.7 Election of Thomas Pleines to the board of Mgmt For For
directors
5.1.8 Election of Dr Eveline Saupper to the board Mgmt For For
of directors
5.1.9 Election of Christoph B. Gloor to the board Mgmt For For
of directors
5.2 Election of Dr Andreas Burckhardt as Mgmt For For
Chairman of the Board of Directors
5.3.1 Election of Dr Georges-Antoine de Boccard Mgmt For For
to the Remuneration Committee
5.3.2 Election of Karin Keller-Sutter to the Mgmt For For
Remuneration Committee
5.3.3 Election of Thomas Pleines to the Mgmt For For
Remuneration Committee
5.3.4 Election of Dr Eveline Saupper to the Mgmt For For
Remuneration Committee
5.4 Election of Dr Christophe Sarasin to the Mgmt For For
Independent proxy
5.5 Election of Statutory auditors: Mgmt For For
PricewaterhouseCoopers AG, Basel
6.1 Remuneration of the Board of Directors Mgmt For For
6.2.1 Remuneration of the Corporate Executive Mgmt For For
Committee: Fixed remuneration
6.2.2 Remuneration of the Corporate Executive Mgmt For For
Committee: Variable remuneration
7 If at the time of the Annual General Mgmt Abstain Against
Meeting, the Board of Directors or
shareholders make unannounced proposals
with respect to those agenda items set
forth above, or new agenda items are put
forth before the Annual General Meeting,
I/we instruct the independent proxy to vote
my/our shares as follows (YES=in accordance
with the proposal of the Board of Director,
AGAINST=Rejection, ABSTAIN=Abstention)
--------------------------------------------------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA SA, BILBAO Agenda Number: 704966641
--------------------------------------------------------------------------------------------------------------------------
Security: E11805103
Meeting Type: AGM
Meeting Date: 13-Mar-2014
Ticker:
ISIN: ES0113211835
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 14 MARCH 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Examination and approval of the Annual Mgmt For For
Financial Statements (balance sheet, income
statement, statement of changes in net
equity, cash flow statement and annual
report) and the Management Reports for
Banco Bilbao Vizcaya Argentaria, S.A. and
its consolidated Group. Allocation of
profits or losses. Approval of corporate
management. All these refer to the year
ending 31st December 2013
2.1 Re-election of Mr. Tomas Alfaro Drake, Mgmt For For
Pursuant to paragraph 2 of article 34 of
the Company Bylaws, determination of the
number of directors at the number resulting
from the resolutions adopted under this
agenda item, which will be reported to the
General Meeting for all due effects
2.2 Re-election of Mr. Carlos Loring Martinez Mgmt For For
de Irujo, Pursuant to paragraph 2 of
article 34 of the Company Bylaws,
determination of the number of directors at
the number resulting from the resolutions
adopted under this agenda item, which will
be reported to the General Meeting for all
due effects
2.3 Re-election of Mr. Jose Luis Palao Mgmt For For
Garcia-Suelto, Pursuant to paragraph 2 of
article 34 of the Company Bylaws,
determination of the number of directors at
the number resulting from the resolutions
adopted under this agenda item, which will
be reported to the General Meeting for all
due effects
2.4 Re-election of Ms. Susana Rodriguez Mgmt For For
Vidarte, Pursuant to paragraph 2 of article
34 of the Company Bylaws, determination of
the number of directors at the number
resulting from the resolutions adopted
under this agenda item, which will be
reported to the General Meeting for all due
effects
2.5 Ratification and appointment of Mr. Jose Mgmt For For
Manuel Gonzalez-Paramo Martinez-Murillo,
Pursuant to paragraph 2 of article 34 of
the Company Bylaws, determination of the
number of directors at the number resulting
from the resolutions adopted under this
agenda item, which will be reported to the
General Meeting for all due effects
2.6 Appointment of Ms. Lourdes Maiz Carro, Mgmt For For
Pursuant to paragraph 2 of article 34 of
the Company Bylaws, determination of the
number of directors at the number resulting
from the resolutions adopted under this
agenda item, which will be reported to the
General Meeting for all due effects
3 Authorisation for the Company to acquire Mgmt For For
treasury stock directly or through Group
companies, establishing the limits or
requirements for such acquisition, and
conferring the powers to the Board of
Directors necessary for its execution,
repealing, insofar as not executed, the
authorisation granted by the General
Meeting held 12th March 2010
4.1 Increase the share capital by issuance of Mgmt For For
new ordinary shares each with a nominal
value of EUR 0.49, without an issue premium
and of the same class and series as the
shares currently outstanding, to be charged
to voluntary reserves. Possibility of under
subscription. Commitment to purchase
shareholders free allocation rights at a
guaranteed price. Request for listing.
Conferral of powers
4.2 Increase the share capital by issuance of Mgmt For For
new ordinary shares each with a nominal
value of EUR 0.49, without an issue premium
and of the same class and series as the
shares currently outstanding, to be charged
to voluntary reserves. Possibility of under
subscription. Commitment to purchase
shareholders free allocation rights at a
guaranteed price. Request for listing.
Conferral of powers
4.3 Increase the share capital by issuance of Mgmt For For
new ordinary shares each with a nominal
value of EUR 0.49, without an issue premium
and of the same class and series as the
shares currently outstanding, to be charged
to voluntary reserves. Possibility of under
subscription. Commitment to purchase
shareholders free allocation rights at a
guaranteed price. Request for listing.
Conferral of powers
4.4 Increase the share capital by issuance of Mgmt For For
new ordinary shares each with a nominal
value of EUR 0.49, without an issue premium
and of the same class and series as the
shares currently outstanding, to be charged
to voluntary reserves. Possibility of under
subscription. Commitment to purchase
shareholders free allocation rights at a
guaranteed price. Request for listing.
Conferral of powers
5 Approve the conditions of the system of Mgmt For For
variable remuneration in shares of Banco
Bilbao Vizcaya Argentaria, S.A. for 2014,
targeted at its management team, including
the executive directors and members of the
senior management
6 Approve the maximum variable component of Mgmt For For
the remuneration of the executive
directors, senior managers and certain
employees whose professional activities
have a significant impact on the Company's
risk profile or who perform control
functions
7 Re-election of the firm to audit the Mgmt For For
accounts of Banco Bilbao Vizcaya
Argentaria, S.A. and its consolidated Group
in 2014: Deloitte
8 Conferral of authority on the Board of Mgmt For For
Directors, which may in turn delegate such
authority, to formalise, correct, interpret
and implement the resolutions adopted by
the General Meeting
9 Consultative vote on the Annual Report on Mgmt For For
Directors' Remuneration of Banco Bilbao
Vizcaya Argentaria, S.A
CMMT 19 FEB 2014: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
NEED TO HOLD MINIMUM OF 500 SHARES TO VOTE.
THANK YOU.
CMMT 19 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ADDITIONAL
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER SA, SANTANDER Agenda Number: 704996567
--------------------------------------------------------------------------------------------------------------------------
Security: E19790109
Meeting Type: OGM
Meeting Date: 28-Mar-2014
Ticker:
ISIN: ES0113900J37
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A Examination and, if appropriate, approval Mgmt For For
of the annual accounts (balance sheet,
profit and loss statement, statement of
recognised income and expense, statement of
changes in total equity, cash flow
statement, and notes) of Banco Santander,
S.A. and its consolidated Group, all with
respect to the Financial Year ended 31
December 2013
1.B Examination and, if appropriate, approval Mgmt For For
of the corporate management for Financial
Year 2013
2 Application of results obtained during Mgmt For For
Financial Year 2013
3.A Ratification of appointment and re-election Mgmt For For
of Mr Jose Javier Marin Romano as a
director
3.B Ratification of appointment of Mr Juan Mgmt For For
Miguel Villar Mir as a director
3.C Ratification of appointment and re-election Mgmt For For
of Ms Sheila Bair as a director
3.D Re-election of Ms Ana Patricia Botin-Sanz Mgmt Against Against
de Sautuola y O'Shea as a director
3.E Re-election of Mr Rodrigo Echenique Mgmt Against Against
Gordillo as a director
3.F Re-election of Ms Esther Gimenez-Salinas i Mgmt For For
Colomer as a director
3.G Re-election of Mr Vittorio Corbo Lioi as a Mgmt Against Against
director
4 To re-elect the firm Deloitte, S.L., with a Mgmt For For
registered office in Madrid, at Plaza Pablo
Ruiz Picasso, 1, Torre Picasso, and Tax ID
Code B-79104469, as Auditor of Accounts for
verification of the annual accounts and
management report of the Bank and of the
consolidated Group for Financial Year 2014
5 Authorisation for the Bank and its Mgmt For For
subsidiary companies to acquire treasury
shares under the provisions of articles 146
and 509 of the Spanish Capital Corporations
Law (Ley de Sociedades de Capital),
depriving the authorisation granted by the
ordinary general shareholders' meeting of
11 June 2010 of effect in the portion
unused
6.A Adaptation of Bylaws to Order ECC/461/2013 Mgmt For For
and to Royal Decree-Law 14/2013: amendment
of articles 42 (qualitative composition of
the board), 58 (compensation of directors)
and 59 (transparency of the director
compensation system)
6.B Other amendments as regards corporate Mgmt For For
governance fundamentally arising out of the
requirements of Capital Requirements
Directive IV (Directive 2013/36/EU):
amendments of articles 48 (the executive
chairman), 49 (other managing directors),
50 (committees of the board of directors),
53 (audit and compliance committee), 54
(appointments and remuneration committee),
and 62 (submission of the annual accounts),
in addition to inclusion of two new
articles 49bis (coordinating director) and
54bis (risk supervision, regulation and
compliance committee)
7 Rules and Regulations for the General Mgmt For For
Shareholders' Meeting. Amendment of article
18 (information)
8 Delegation to the board of directors of the Mgmt For For
power to carry out the resolution to be
adopted by the shareholders at the meeting
to increase the share capital pursuant to
the provisions of section 297.1.a) of the
Spanish Capital Corporations Law
9 Authorisation to the board of directors Mgmt For For
such that, pursuant to the provisions of
section 297.1.b) of the Spanish Capital
Corporations Law, it may increase the share
capital on one or more occasions and at any
time, within a period of three years, by
means of cash contributions and by a
maximum nominal amount of 2,890,266,786.50
euros, all upon such terms and conditions
as it deems appropriate, depriving of
effect, to the extent of the unused amount,
the authorisation granted under resolution
Ten II) adopted at the ordinary general
shareholders' meeting of 22 March 2013.
Delegation of the power to exclude
pre-emptive rights, as provided by section
506 of the Spanish Capital Corporations Law
10.A Increase in share capital by such amount as Mgmt For For
may be determined pursuant to the terms of
the resolution, by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights (derechos de asignacion
gratuita) at a guaranteed price and power
to use voluntary reserves from retained
earnings for such purpose. Express
provision for the possibility of less than
full allotment. Delegation of powers to the
board of directors, which may in turn
delegate such powers to the executive
committee, to establish the terms and
conditions of the increase as to all
matters not provided for by the
shareholders at this general shareholders'
meeting, to take such actions as may be
required for implementation thereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital, and to execute
such public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(currently Lisbon, London, Milan, Buenos
Aires, Mexico and, through ADSs, on the New
York Stock Exchange) in the manner required
by each of such Stock Exchanges
10.B Increase in share capital by such amount as Mgmt For For
may be determined pursuant to the terms of
the resolution by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights at a guaranteed price.
Express provision for the possibility of
less than full allotment. Delegation of
powers to the board of directors, which may
in turn delegate such powers to the
executive committee, to establish the terms
and conditions of the increase as to all
matters not provided for by the
shareholders at this general shareholders'
meeting, to take such actions as may be
required for implementation hereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital, and to execute
such public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(currently Lisbon, London, Milan, Buenos
Aires, Mexico and, through ADSs, on the New
York Stock Exchange) in the manner required
by each of such Stock Exchanges
10.C Increase in share capital by such amount as Mgmt For For
may be determined pursuant to the terms of
the resolution by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights at a guaranteed price.
Express provision for the possibility of
less than full allotment. Delegation of
powers to the board of directors, which may
in turn delegate such powers to the
executive committee, to establish the terms
and conditions of the increase as to all
matters not provided for by the
shareholders at this general shareholders'
meeting, to take such actions as may be
required for implementation hereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital and to execute such
public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(currently Lisbon, London, Milan, Buenos
Aires, Mexico and, through ADSs, on the New
York Stock Exchange) in the manner required
by each of such Stock Exchanges
10.D Increase in share capital by such amount as Mgmt For For
may be determined pursuant to the terms of
the resolution by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights at a guaranteed price.
Express provision for the possibility of
less than full allotment. Delegation of
powers to the board of directors, which may
in turn delegate such powers to the
executive committee, to establish the terms
and conditions of the increase as to all
matters not provided for by the
shareholders at this general shareholders'
meeting, to take such actions as may be
required for implementation hereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital and to execute such
public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(currently Lisbon, London, Milan, Buenos
Aires, Mexico and, through ADSs, on the New
York Stock Exchange) in the manner required
by each of such Stock Exchanges
11.A Delegation to the board of directors of the Mgmt For For
power to issue fixed-income securities,
preferred interests or debt instruments of
a similar nature (including warrants) that
are convertible into and/or exchangeable
for shares of the Company. Establishment of
the standards for determining the basis and
methods for the conversion and/or exchange
and grant to the board of directors of the
power to increase share capital by the
required amount, as well as to exclude the
pre-emptive rights of shareholders. To
deprive of effect, to the extent not used,
the delegation of powers approved by
resolution Twelve A II) of the shareholders
acting at the ordinary general
shareholders' meeting of 22 March 2013
11.B Delegation to the board of directors of the Mgmt For For
power to issue fixed-income securities,
preferred interests or debt instruments of
a similar nature (including certificates,
promissory notes and warrants) that are not
convertible into shares
12 Remuneration system: approval of maximum Mgmt For For
ratio between fixed and variable components
of total remuneration of executive
directors and other employees belonging to
categories which professional activities
impact significantly on the risk profile
13.A Approval, under items Thirteen A and Mgmt For For
Thirteen B, of the application of new plans
or cycles for the delivery of Santander
shares for implementation by the Bank and
by companies of the Santander Group and
linked to certain continuity requirements
and the progress of the Group; under item
Thirteen C, of the application of a plan
for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom; and, under item Thirteen D, of the
application of a plan for employees of
Santander Insurance Services Limited and
other companies of the Group in Ireland:
Fourth cycle of the Deferred and
Conditional Variable Remuneration Plan
(Plan de Retribucion Variable Diferida y
Condicionada)
13.B Approval, under items Thirteen A and Mgmt For For
Thirteen B, of the application of new plans
or cycles for the delivery of Santander
shares for implementation by the Bank and
by companies of the Santander Group and
linked to certain continuity requirements
and the progress of the Group; under item
Thirteen C, of the application of a plan
for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom; and, under item Thirteen D, of the
application of a plan for employees of
Santander Insurance Services Limited and
other companies of the Group in Ireland:
First cycle of the Performance Shares plan
13.C Approval, under items Thirteen A and Mgmt For For
Thirteen B, of the application of new plans
or cycles for the delivery of Santander
shares for implementation by the Bank and
by companies of the Santander Group and
linked to certain continuity requirements
and the progress of the Group; under item
Thirteen C, of the application of a plan
for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom; and, under item Thirteen D, of the
application of a plan for employees of
Santander Insurance Services Limited and
other companies of the Group in Ireland:
Plan for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom by means of options on shares of
the Bank linked to the contribution of
periodic monetary amounts and to certain
continuity requirements
13.D Approval, under items Thirteen A and Mgmt For For
Thirteen B, of the application of new plans
or cycles for the delivery of Santander
shares for implementation by the Bank and
by companies of the Santander Group and
linked to certain continuity requirements
and the progress of the Group; under item
Thirteen C, of the application of a plan
for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom; and, under item Thirteen D, of the
application of a plan for employees of
Santander Insurance Services Limited and
other companies of the Group in Ireland:
Plan for employees of Santander Insurance
Services Limited and other companies of the
Group in Ireland linked to the investment
in shares of the Bank
14 Authorisation to the board of directors to Mgmt For For
interpret, remedy, supplement, carry out
and further develop the resolutions adopted
by the shareholders at the meeting, as well
as to delegate the powers received from the
shareholders at the meeting, and grant of
powers to convert such resolutions into
notarial instruments
15 Annual report on directors' remuneration Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704957832
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 25-Mar-2014
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0207/LTN20140207760.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0207/LTN20140207747.pdf
1 To consider and approve the proposal on the Mgmt For For
election of Mr. Chen Siqing as executive
director of the bank
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 705321836
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 303120 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0425/LTN20140425742.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0425/LTN20140425816.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0522/LTN20140522283.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0522/LTN20140522267.pdf
1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 WORK REPORT OF THE BOARD
OF DIRECTORS
2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 WORK REPORT OF THE BOARD
OF SUPERVISORS
3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 ANNUAL FINANCIAL
STATEMENTS
4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 PROFIT DISTRIBUTION PLAN
5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2014 ANNUAL BUDGET FOR FIXED
ASSETS INVESTMENT
6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE APPOINTMENT OF ERNST & YOUNG
HUA MING AS THE BANK'S EXTERNAL AUDITOR FOR
2014
7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE CAPITAL MANAGEMENT PLAN OF
BANK OF CHINA FOR 2013-2016
8.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. ZHANG XIANGDONG AS NON-EXECUTIVE
DIRECTOR OF THE BANK
8.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. ZHANG QI AS NON-EXECUTIVE DIRECTOR OF
THE BANK
8.3 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. JACKSON TAI AS INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE BANK
8.4 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
LIU XIANGHUI AS NON-EXECUTIVE DIRECTOR OF
THE BANK
9.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. MEI XINGBAO AS EXTERNAL SUPERVISOR OF
THE BANK
9.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. BAO GUOMING AS EXTERNAL SUPERVISOR OF
THE BANK
10 TO CONSIDER AND APPROVE THE REMUNERATION Mgmt For For
PLAN FOR THE CHAIRMAN, EXECUTIVE DIRECTORS,
CHAIRMAN OF BOARD OF SUPERVISORS AND
SHAREHOLDER REPRESENTATIVE SUPERVISORS OF
2012
11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION
12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt Against Against
REGARDING THE GENERAL MANDATE TO ISSUE NEW
SHARES IN THE TERMS AS FOLLOWS: 12.1
SUBJECT TO THE CONDITIONS IN PARAGRAPHS
(I), (II) AND (III) BELOW, THE BOARD BE AND
IS HEREBY UNCONDITIONALLY AUTHORIZED, AND
BE APPROVED TO DELEGATE THE AUTHORITY TO
THE CHAIRMAN OR THE PRESIDENT OF THE BANK,
TO EXERCISE, DURING THE RELEVANT PERIOD (AS
DEFINED BELOW), ALL POWERS OF THE BANK TO
ALLOT, ISSUE AND/OR DEAL IN SEPARATELY OR
CONCURRENTLY ADDITIONAL A SHARES AND/OR H
SHARES (INCLUDING THOSE ADDITIONAL A SHARES
AND/OR H SHARES CONVERTED FROM PREFERENCE
SHARES WITH PROVISIONS FOR CONVERSION)
AND/OR PREFERENCE SHARES AND TO MAKE, GRANT
OR ENTER INTO OFFERS, AGREEMENTS, OPTIONS,
CONVERSION RIGHTS OR OTHER RIGHTS
(INCLUDING RIGHTS TO RECOVER VOTING RIGHTS)
FOR SUCH A SHARES, H SHARES AND/OR
PREFERENCE SHARES; (I) SUCH APPROVAL SHALL
NOT EXTEND BEYOND THE RELEVANT PERIOD SAVE
THAT THE BOARD BE AND IS HEREBY AUTHORIZED,
DURING THE RELEVANT PERIOD, TO MAKE, GRANT
OR ENTER INTO OFFERS, AGREEMENTS, OPTIONS,
CONVERSION RIGHTS OR OTHER RIGHTS
(INCLUDING, BUT NOT LIMITED TO, THE RIGHTS
TO RECOVER VOTING RIGHTS) FOR SUCH A
SHARES, H SHARES AND/OR PREFERENCE SHARES,
WHICH REQUIRE OR MAY REQUIRE THE EXERCISE
OF SUCH POWERS AFTER THE END OF THE
RELEVANT PERIOD; (II) THE NUMBER OF (A) A
SHARES AND/OR H SHARES, AND/OR (B)
PREFERENCE SHARES (BASED ON THE A SHARES
AND/OR H SHARES TO BE FULLY CONVERTED FROM
PREFERENCE SHARES AT THE INITIAL COMPULSORY
CONVERSION PRICE, OR THE EQUIVALENT NUMBER
OF A SHARES AND/OR H SHARES WHICH WOULD
RESULT FROM THE SIMULATED CONVERSION OF THE
RECOVERED VOTING RIGHTS OF PREFERENCE
SHARES AT THE INITIAL SIMULATED CONVERSION
PRICE), TO BE ALLOTTED, ISSUED AND/OR DEALT
IN OR AGREED CONDITIONALLY OR
UNCONDITIONALLY TO BE ALLOTTED, ISSUED
AND/OR DEALT IN BY THE BOARD SHALL NOT
EXCEED 20% OF THE AGGREGATE NUMBER OF EACH
OF THE EXISTING A SHARES AND/OR H SHARES AS
AT THE DATE OF THE PASSING OF THIS SPECIAL
RESOLUTION; AND (III) THE BOARD SHALL ONLY
EXERCISE ITS POWERS GIVEN TO IT BY THIS
SPECIAL RESOLUTION IN ACCORDANCE WITH THE
COMPANY LAW OF THE PRC AND THE LISTING
RULES OF THE PLACES WHERE THE BANK'S
SECURITIES ARE LISTED (AS AMENDED FROM TIME
TO TIME) AND APPLICABLE LAWS, RULES AND
REGULATIONS OF GOVERNMENTAL OR REGULATORY
BODIES AND ONLY IF ALL NECESSARY APPROVALS
FROM THE CSRC AND OTHER RELEVANT PRC
GOVERNMENTAL AUTHORITIES ARE OBTAINED 12.2
FOR THE PURPOSE OF THIS SPECIAL RESOLUTION,
"RELEVANT PERIOD" MEANS THE PERIOD FROM THE
DATE OF PASSING OF THIS SPECIAL RESOLUTION
UNTIL THE EARLIEST OF: (I) THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING OF THE
BANK FOLLOWING THE PASSING OF THIS SPECIAL
RESOLUTION; (II) THE EXPIRATION OF THE
12-MONTH PERIOD FOLLOWING THE PASSING OF
THIS SPECIAL RESOLUTION; AND (III) THE DATE
ON WHICH THE AUTHORITY GRANTED TO THE BOARD
SET OUT IN THIS SPECIAL RESOLUTION IS
REVOKED OR VARIED BY A SPECIAL RESOLUTION
OF THE SHAREHOLDERS IN A SHAREHOLDERS'
MEETING 12.3 BASED ON THE ACTUAL CONDITIONS
SUCH AS THE METHOD, CLASS AND NUMBER OF
SHARES ISSUED AND THE BANK'S CAPITAL
STRUCTURE AFTER SUCH ISSUANCE, THE BOARD
SHALL BE AUTHORIZED TO DELEGATE THE
AUTHORITY TO THE BOARD SECRETARY TO MAKE,
AT THE APPROPRIATE TIME, SUCH AMENDMENTS TO
THE ARTICLES OF ASSOCIATION AS APPROPRIATE
AND NECESSARY TO REFLECT THE NEW CAPITAL
STRUCTURE AND THE REGISTERED CAPITAL (IF
APPLICABLE) OF THE BANK, AND TO TAKE ANY
OTHER ACTION AND COMPLETE ANY FORMALITY
REQUIRED (INCLUDING BUT NOT LIMITED TO THE
OBTAINING OF APPROVALS FROM THE RELEVANT
REGULATORY AUTHORITIES AND THE HANDLING OF
INDUSTRIAL AND COMMERCIAL REGISTRATION AND
FILING PROCEDURES) TO GIVE EFFECT TO THE
ISSUANCE OF SHARES PURSUANT TO THIS SPECIAL
RESOLUTION
13.1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TYPE OF SECURITIES TO BE ISSUED AND ISSUE
SIZE
13.2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK: PAR
VALUE AND ISSUE PRICE
13.3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERM
13.4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
METHOD OF ISSUANCE AND TARGET INVESTORS
13.5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
MECHANISM OF PARTICIPATION BY HOLDERS OF
PREFERENCE SHARES IN DIVIDEND DISTRIBUTION
13.6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
COMPULSORY CONVERSION
13.7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERMS OF CONDITIONAL REDEMPTION
13.8 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
RESTRICTIONS ON VOTING RIGHTS OF HOLDERS OF
PREFERENCE SHARES AND RECOVERY OF VOTING
RIGHTS
13.9 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
ORDER OF PRIORITY AND METHOD OF LIQUIDATION
13.10 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
RATING ARRANGEMENT
13.11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
SECURITY FOR THE ISSUANCE OF PREFERENCE
SHARES
13.12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERM OF RESTRICTIONS ON TRADE AND TRANSFER
OF PREFERENCE SHARES
13.13 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
VALIDITY PERIOD OF THE RESOLUTION IN
RESPECT OF THE ISSUANCE OF PREFERENCE
SHARES
13.14 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TRADING ARRANGEMENT
13.15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK: USE
OF PROCEEDS FROM THE ISSUANCE OF PREFERENCE
SHARES
13.16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
MATTERS RELATING TO AUTHORIZATION OF THE
ISSUANCE OF PREFERENCE SHARES
14.1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TYPE OF SECURITIES TO BE ISSUED AND ISSUE
SIZE
14.2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK: PAR
VALUE AND ISSUE PRICE
14.3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TERM
14.4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
METHOD OF ISSUANCE AND TARGET INVESTORS
14.5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
MECHANISM OF PARTICIPATION BY HOLDERS OF
PREFERENCE SHARES IN DIVIDEND DISTRIBUTION
14.6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
COMPULSORY CONVERSION
14.7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TERMS OF CONDITIONAL REDEMPTION
14.8 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
RESTRICTIONS ON VOTING RIGHTS OF HOLDERS OF
PREFERENCE SHARES AND RECOVERY OF VOTING
RIGHTS
14.9 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
ORDER OF PRIORITY AND METHOD OF LIQUIDATION
14.10 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
RATING ARRANGEMENT
14.11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
SECURITY FOR THE ISSUANCE OF PREFERENCE
SHARES
14.12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
LOCK-UP PERIOD
14.13 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
VALIDITY PERIOD OF THE RESOLUTION IN
RESPECT OF THE ISSUANCE OF PREFERENCE
SHARES
14.14 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TRADING/LISTING ARRANGEMENT
14.15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK: USE
OF PROCEEDS FROM THE ISSUANCE OF PREFERENCE
SHARES
14.16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
MATTERS RELATING TO AUTHORIZATION OF THE
ISSUANCE OF PREFERENCE SHARES
15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE FORMULATING OF THE BANK OF
CHINA LIMITED SHAREHOLDER RETURN PLAN FOR
2014 TO 2016
16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING DILUTION OF CURRENT RETURNS AND
REMEDIAL MEASURES UPON THE ISSUANCE OF
PREFERENCE SHARES
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 705056491
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Reports of the Directors and Mgmt For For
Auditors and the audited accounts for the
year ended 31 December 2013
2 To approve the Directors Remuneration Mgmt Abstain Against
Report other than the part containing the
Directors Remuneration Policy for the year
ended 31 December 2013
3 To approve the Directors Remuneration Mgmt For For
Policy
4 To approve a fixed to variable remuneration Mgmt For For
ratio of 1:2 for Remuneration Code Staff
5 To appoint Mike Ashley as a Director of the Mgmt For For
Company
6 To appoint Wendy Lucas-Bull as a Director Mgmt For For
of the Company
7 To appoint Tushar Morzaria as a Director of Mgmt For For
the Company
8 To appoint Frits van Paasschen as a Mgmt For For
Director of the Company
9 To appoint Steve Thieke as a Director of Mgmt For For
the Company
10 To reappoint Tim Breedon as a Director of Mgmt For For
the Company
11 To reappoint Reuben Jeffery III as a Mgmt For For
Director of the Company
12 To reappoint Antony Jenkins as a Director Mgmt For For
of the Company
13 To reappoint Dambisa Moyo as a Director of Mgmt For For
the Company
14 To reappoint Sir Michael Rake as a Director Mgmt For For
of the Company
15 To reappoint Diane de Saint Victor as a Mgmt For For
Director of the Company
16 To reappoint Sir John Sunderland as a Mgmt For For
Director of the Company
17 To reappoint Sir David Walker as a Director Mgmt For For
of the Company
18 To reappoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors of the Company
19 To authorise the Directors to set the Mgmt For For
remuneration of the Auditors
20 To authorise the Company and its Mgmt For For
subsidiaries to make political donations
and incur political expenditure
21 To authorise the Directors to allot Mgmt For For
securities
22 To authorise the Directors to allot equity Mgmt For For
securities for cash or to sell treasury
shares other than on a pro rata basis to
shareholders
23 To authorise the Directors to allot equity Mgmt For For
securities in relation to the issuance of
contingent Equity Conversion Notes
24 To authorise the Directors to allot equity Mgmt For For
securities for cash other than on a pro
rata basis to shareholders in relation to
the issuance of contingent ECNs
25 To authorise the Company to purchase its Mgmt For For
own shares
26 To authorise the Directors to call general Mgmt For For
meetings other than an AGM on not less than
14 clear days notice
--------------------------------------------------------------------------------------------------------------------------
BASF SE, LUDWIGSHAFEN/RHEIN Agenda Number: 705064145
--------------------------------------------------------------------------------------------------------------------------
Security: D06216317
Meeting Type: AGM
Meeting Date: 02-May-2014
Ticker:
ISIN: DE000BASF111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
17.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Financial Non-Voting
Statements of BASF SE and the approved
Consolidated Financial Statements of the
BASF Group for the financial year 2013;
presentation of the Management's Analyses
of BASF SE and the BASF Group for the
financial year 2013 including the
explanatory reports on the data according
to Section 289 (4) and Section 315 (4) of
the German Commercial Code; presentation of
the Report of the Supervisory Board
2. Adoption of a resolution on the Mgmt For For
appropriation of profit
3. Adoption of a resolution giving formal Mgmt For For
approval to the actions of the members of
the Supervisory Board
4. Adoption of a resolution giving formal Mgmt For For
approval to the actions of the members of
the Board of Executive Directors
5. Election of the auditor for the financial Mgmt For For
year 2014: KPMG AG
6.1 Election of Supervisory Board members: Dame Mgmt For For
Alison J. Carnwath
6.2 Election of Supervisory Board members: Mgmt For For
Prof. Dr. Francois Diederich
6.3 Election of Supervisory Board members: Mgmt Against Against
Michael Diekmann
6.4 Election of Supervisory Board members: Mgmt For For
Franz Fehrenbach
6.5 Election of Supervisory Board members: Dr. Mgmt For For
Juergen Hambrecht
6.6 Election of Supervisory Board members: Anke Mgmt For For
Schaeferkordt
7. Resolution on the creation of new Mgmt For For
authorized capital and amendment of the
Statutes
8.1 Resolution on the approval of the Mgmt For For
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Plant Science Company GmbH on December 13,
2013, will be approved
8.2 Resolution on the approval of the Mgmt For For
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Pigment GmbH on December 13, 2013, will be
approved
8.3 Resolution on the approval of the Mgmt For For
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and BASF Immobilien-Gesellschaft mbH on
December 13, 2013, will be approved
8.4 Resolution on the approval of the Mgmt For For
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and BASF Handels- und Exportgesellschaft
mbH on December 13, 2013, will be approved
8.5 Resolution on the approval of the Mgmt For For
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and LUWOGE GmbH on December 6, 2013,
will be approved
8.6 Resolution on the approval of the Mgmt For For
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and BASF Schwarzheide GmbH on November
28, 2013/December 13, 2013, will be
approved
8.7 Resolution on the approval of the Mgmt For For
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Coatings GmbH on October 24, 2013/ December
13, 2013, will be approved
8.8 Resolution on the approval of the Mgmt For For
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Polyurethanes GmbH on October 29, 2013/
December 13, 2013, will be approved
8.9 Resolution on the approval of the Mgmt For For
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF New
Business GmbH on December 13, 2013, will be
approved
--------------------------------------------------------------------------------------------------------------------------
BAYER AG, LEVERKUSEN Agenda Number: 704996668
--------------------------------------------------------------------------------------------------------------------------
Security: D0712D163
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: DE000BAY0017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
14.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Mgmt For For
financial statements and the approved
consolidated financial statements, the
Combined Management Report, the report of
the Supervisory Board, the explanatory
report by the Board of Management on
takeover- related information,and the
proposal by the Board of Management on the
use of the distributable profit for the
fiscal year 2013, and resolution on the use
of the distributable profit
2. Ratification of the actions of the members Mgmt For For
of the Board of Management
3. Ratification of the actions of the members Mgmt For For
of the Supervisory Board
4.1 Supervisory Board elections: Dr. rer. nat. Mgmt For For
Simone Bagel-Trah
4.2 Supervisory Board elections: Prof. Dr. Dr. Mgmt For For
h. c. mult. Ernst-Ludwig Winnacker
5. Cancellation of the existing Authorized Mgmt For For
Capital I, creation of new Authorized
Capital I with the option to disapply
subscription rights and amendment of
Article 4(2) of the Articles of
Incorporation
6. Cancellation of the existing Authorized Mgmt For For
Capital II, creation of new Authorized
Capital II with the option to disapply
subscription rights and amendment of
Article 4(3) of the Articles of
Incorporation
7. Authorization to issue bonds with warrants Mgmt For For
or convertible bonds, profit participation
certificates or income bonds (or a
combination of these instruments) and to
disapply subscription rights, creation of
new conditional capital while canceling the
existing conditional capital and amendment
of Article 4(4) of the Articles of
Incorporation
8.1 Authorization to acquire and use own shares Mgmt For For
with the potential disapplication of
subscription and other tender rights; use
of derivatives in the course of the
acquisition: Acquisition of own Shares
8.2 Authorization to acquire and use own shares Mgmt For For
with the potential disapplication of
subscription and other tender rights; use
of derivatives in the course of the
acquisition: Use of Derivatives
9.1 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Business Services GmbH
9.2 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Technology Services GmbH
9.3 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer US IP GmbH
9.4 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Bitterfeld GmbH
9.5 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Innovation GmbH
9.6 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Real Estate GmbH
9.7 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Erste K-W-A Beteiligungsgesellschaft mbH
9.8 Approval of the control and profit and loss Mgmt For For
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Zweite K-W-A Beteiligungsgesellschaft mbH
10. Election of the auditor of the financial Mgmt For For
statements and for the review of the
half-yearly financial report:
PricewaterhouseCoopers Aktiengesellschaft
--------------------------------------------------------------------------------------------------------------------------
BELGACOM SA DE DROIT PUBLIC, BRUXELLES Agenda Number: 705034306
--------------------------------------------------------------------------------------------------------------------------
Security: B10414116
Meeting Type: EGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: BE0003810273
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Renew Authorization to Increase Share Mgmt For For
Capital within the Framework of Authorized
Capital and Amend Articles Accordingly :
Article 5
2.a Authorize Board to Issue Shares in the Mgmt Against Against
Event of a Public Tender Offer or Share
Exchange Offer and Amend Articles
Accordingly : Article 5
2.b Amend Article 5 Re: References to FSMA Mgmt For For
3 Amend Article10 Re: Dematerialization of Mgmt For For
Bearer Shares
4 Amend Article 11 Re: References to FSMA Mgmt For For
5 Authorize Repurchase of Up to 20 Percent of Mgmt Against Against
Issued Share Capital
6 Authorize Board to Repurchase Shares in the Mgmt Against Against
Event of a Serious and Imminent Harm
7 Amend Article 14 Re: Dematerialization of Mgmt For For
Bearer Shares
8 Amend Article 34 Re: Dematerialization of Mgmt For For
Bearer Shares
9.a Authorize Coordination of Articles of Mgmt For For
Association
9.b Authorize Filing of Required Mgmt For For
Documents/Other Formalities
CMMT 18 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING TYPE TO
EGM AND MODIFICATION TO THE TEXT OF
RESOLUTIONS 1 AND 2A. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BELGACOM SA DE DROIT PUBLIC, BRUXELLES Agenda Number: 705044725
--------------------------------------------------------------------------------------------------------------------------
Security: B10414116
Meeting Type: AGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: BE0003810273
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 295339 DUE TO COMBINING THE
RESOLUTIONS 11.1 AND 11.2 AND CHANGE IN THE
VOTING STATUS OF RESOLUTIONS 3, 4 AND 12.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Examination of the annual reports of the Non-Voting
Board of Directors of Belgacom SA under
public law with regard to the annual
accounts and the consolidated annual
accounts at 31 December 2013
2 Examination of the reports of the Board of Non-Voting
Auditors of Belgacom SA under public law
with regard to the annual accounts and of
the Independent Auditors with regard to the
consolidated annual accounts at 31 December
2013
3 Examination of the information provided by Non-Voting
the Joint Committee
4 Examination of the consolidated annual Non-Voting
accounts at 31 December 2013
5 Approval of the annual accounts with regard Mgmt For For
to the financial year closed on 31 December
2013, including as specified allocation of
the results: For 2013, the gross dividend
amounts to EUR 2.18 per share, entitling
shareholders to a dividend net of
withholding tax of EUR 1.635 per share, of
which an interim dividend of EUR 0.50 (EUR
0.375 per share net of withholding tax) was
already paid out on 6 December 2013; this
means that a gross dividend of EUR 1.68 per
share (EUR 1.26 per share net of
withholding tax) will be paid on 25 April
2014. The ex-dividend date is fixed on 22
April 2014, the record date is 24 April
2014
6 Approval of the remuneration report Mgmt For For
7 Granting of a discharge to the members of Mgmt For For
the Board of Directors for the exercise of
their mandate during the financial year
closed on 31 December 2013
8 Granting of a special discharge to Mr. M. Mgmt For For
Moll, Mrs. M. Lamote and Mrs. M. Sioen for
the exercise of their mandate which ended
on 27 September 2013 and to Mr. D. Bellens
for the exercise of his mandate which ended
on 15 November 2013
9 Granting of a discharge to the members of Mgmt For For
the Board of Auditors for the exercise of
their mandate during the financial year
closed on 31 December 2013
10 Granting of a discharge to the Independent Mgmt For For
Auditors Deloitte Statutory Auditors SC sfd
SCRL, represented by Mr. G. Verstraeten and
Mr. N. Houthaeve, for the exercise of their
mandate during the financial year closed on
31 December 2013
11 To appoint Mrs. Agnes Touraine and Mrs. Mgmt For For
Catherine Vandenborre on nomination by the
Board of Directors after recommendation of
the Nomination and Remuneration Committee,
as Board Members for a period which will
expire at the annual general meeting of
2018
12 Miscellaneous Non-Voting
--------------------------------------------------------------------------------------------------------------------------
BG GROUP PLC Agenda Number: 705116285
--------------------------------------------------------------------------------------------------------------------------
Security: G1245Z108
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: GB0008762899
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 REMUNERATION POLICY Mgmt For For
3 REMUNERATION REPORT Mgmt Against Against
4 DECLARATION OF DIVIDEND : 15.68 CENTS PER Mgmt For For
SHARE IN RESPECT OF THE YEAR ENDED 31
DECEMBER 2013. THE FINAL DIVIDEND IS
PAYABLE ON 30 MAY 2014 TO HOLDERS OF
ORDINARY SHARES OF 10 PENCE EACH IN THE
COMPANY (ORDINARY SHARES) ON THE REGISTER
OF MEMBERS AT THE CLOSE OF BUSINESS ON 25
APRIL 2014, AS RECOMMENDED BY THE DIRECTORS
5 ELECTION OF SIMON LOWTH Mgmt For For
6 ELECTION OF PAM DALEY Mgmt For For
7 ELECTION OF MARTIN FERGUSON Mgmt For For
8 RE-ELECTION OF VIVIENNE COX Mgmt For For
9 RE-ELECTION OF CHRIS FINLAYSON Mgmt Abstain Against
10 RE-ELECTION OF ANDREW GOULD Mgmt For For
11 RE-ELECTION OF BARONESS HOGG Mgmt For For
12 RE-ELECTION OF DR JOHN HOOD Mgmt For For
13 RE-ELECTION OF CAIO KOCH-WESER Mgmt For For
14 RE-ELECTION OF LIM HAW-KUANG Mgmt For For
15 RE-ELECTION OF SIR DAVID MANNING Mgmt For For
16 RE-ELECTION OF MARK SELIGMAN Mgmt For For
17 RE-ELECTION OF PATRICK THOMAS Mgmt For For
18 RE-APPOINTMENT OF AUDITORS :ERNST & YOUNG Mgmt For For
LLP
19 REMUNERATION OF AUDITORS Mgmt For For
20 POLITICAL DONATIONS Mgmt For For
21 AUTHORITY TO ALLOT SHARES Mgmt For For
22 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
23 AUTHORITY TO MAKE MARKET PURCHASES OF OWN Mgmt For For
SHARES
24 NOTICE PERIODS FOR GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LTD, MELBOURNE VIC Agenda Number: 704745756
--------------------------------------------------------------------------------------------------------------------------
Security: Q1498M100
Meeting Type: AGM
Meeting Date: 21-Nov-2013
Ticker:
ISIN: AU000000BHP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 7, 8 AND 9 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (7, 8 AND 9), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 To receive the 2013 Financial Statements Mgmt For For
and Reports for BHP Billiton
2 To appoint KPMG LLP as the auditor of BHP Mgmt For For
Billiton Plc
3 To authorise the Risk and Audit Committee Mgmt For For
to agree the remuneration of the auditor of
BHP Billiton Plc
4 To renew the general authority to issue Mgmt For For
shares in BHP Billiton Plc
5 To approve the authority to issue shares in Mgmt For For
BHP Billiton Plc for cash
6 To approve the repurchase of shares in BHP Mgmt For For
Billiton Plc
7 To approve the 2013 Remuneration Report Mgmt For For
8 To adopt new Long Term Incentive Plan Rules Mgmt For For
9 To approve grants to Andrew Mackenzie Mgmt For For
10 To elect Andrew Mackenzie as a Director of Mgmt For For
BHP Billiton
11 To re-elect Malcolm Broomhead as a Director Mgmt For For
of BHP Billiton
12 To re-elect Sir John Buchanan as a Director Mgmt For For
of BHP Billiton
13 To re-elect Carlos Cordeiro as a Director Mgmt For For
of BHP Billiton
14 To re-elect David Crawford as a Director of Mgmt For For
BHP Billiton
15 To re-elect Pat Davies as a Director of BHP Mgmt For For
Billiton
16 To re-elect Carolyn Hewson as a Director of Mgmt For For
BHP Billiton
17 To re-elect Lindsay Maxsted as a Director Mgmt For For
of BHP Billiton
18 To re-elect Wayne Murdy as a Director of Mgmt For For
BHP Billiton
19 To re-elect Keith Rumble as a Director of Mgmt For For
BHP Billiton
20 To re-elect John Schubert as a Director of Mgmt For For
BHP Billiton
21 To re-elect Shriti Vadera as a Director of Mgmt For For
BHP Billiton
22 To re-elect Jac Nasser as a Director of BHP Mgmt For For
Billiton
23 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: To elect Ian Dunlop
as a Director of BHP Billiton
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON PLC, LONDON Agenda Number: 704746657
--------------------------------------------------------------------------------------------------------------------------
Security: G10877101
Meeting Type: AGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: GB0000566504
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the 2013 Financial Statements Mgmt For For
and Reports for BHP Billiton
2 To appoint KPMG LLP as the auditor of BHP Mgmt For For
Billiton Plc
3 To authorise the Risk and Audit Committee Mgmt For For
to agree the remuneration of the auditor of
BHP Billiton Plc
4 To renew the general authority to issue Mgmt For For
shares in BHP Billiton Plc
5 To approve the authority to issue shares in Mgmt For For
BHP Billiton Plc for cash
6 To approve the repurchase of shares in BHP Mgmt For For
Billiton Plc
7 To approve the 2013 Remuneration Report Mgmt For For
8 To adopt new Long Term Incentive Plan Rules Mgmt For For
9 To approve grants to Andrew Mackenzie Mgmt For For
10 To elect Andrew Mackenzie as a Director of Mgmt For For
BHP Billiton
11 To re-elect Malcolm Broomhead as a Director Mgmt For For
of BHP Billiton
12 To re-elect Sir John Buchanan as a Director Mgmt For For
of BHP Billiton
13 To re-elect Carlos Cordeiro as a Director Mgmt For For
of BHP Billiton
14 To re-elect David Crawford as a Director of Mgmt For For
BHP Billiton
15 To re-elect Pat Davies as a Director of BHP Mgmt For For
Billiton
16 To re-elect Carolyn Hewson as a Director of Mgmt For For
BHP Billiton
17 To re-elect Lindsay Maxsted as a Director Mgmt For For
of BHP Billiton
18 To re-elect Wayne Murdy as a Director of Mgmt For For
BHP Billiton
19 To re-elect Keith Rumble as a Director of Mgmt For For
BHP Billiton
20 To re-elect John Schubert as a Director of Mgmt For For
BHP Billiton
21 To re-elect Shriti Vadera as a Director of Mgmt For For
BHP Billiton
22 To re-elect Jac Nasser as a Director of BHP Mgmt For For
Billiton
23 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: To elect Ian Dunlop
as a Director of BHP Billiton
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA, PARIS Agenda Number: 705027604
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 14-May-2014
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 11 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0312/201403121400612.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0411/201404111401069.pdf, CHANGE IN
RECORD DATE FROM 07 MAY TO 08 MAY 2014 AND
MODIFICATION TO THE TEXT OF RESOLUTION
O.13. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the 2013 financial year
O.2 Approval of the consolidated financial Mgmt For For
statements for the 2013 financial year
O.3 Allocation of income for the financial year Mgmt For For
ended on December 31th, 2013 and dividend
distribution
O.4 Special report of the statutory auditors on Mgmt For For
the agreements and commitments pursuant to
articles l.225-38 et seq. Of the commercial
code
O.5 Authorization granted to BNP Paribas to Mgmt For For
repurchase its own shares
O.6 Renewal of term of Mr. Jean-Francois Mgmt For For
Lepetit as board member
O.7 Renewal of term of Mr. Baudouin Prot as Mgmt For For
board member
O.8 Renewal of term of Mrs. Fields Mgmt For For
Wicker-Miurin as board member
O.9 Ratification of the cooptation of Mrs. Mgmt For For
Monique Cohen as board member and renewal
of her term
O.10 Appointment of Mrs. Daniela Schwarzer as Mgmt For For
board member
O.11 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Baudouin Prot, chairman of the
board of directors for the 2013 financial
year - recommendation referred to in to
paragraph 24.3 of the code AFEP-MEDEF
O.12 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Jean-Laurent Bonnafe, CEO, for
the 2013 financial year - recommendation
referred to in to paragraph 24.3 of the
code AFEP-MEDEF
O.13 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Georges Chodron de Courcel, Mr.
Philippe Bordenave and Mr. Francois
Villeroy de Galhau, managing directors for
the 2013 financial year - recommendation
referred to in paragraph 24.3 of the code
AFEP-MEDEF
O.14 Advisory vote on the total amount of Mgmt For For
compensation of any kind paid to executive
officers and certain categories of staff
during the 2013 financial year-article
l.511-73 of the monetary and financial code
O.15 Setting the limitation on the variable part Mgmt For For
of the compensation of executive officers
and certain categories of staff-article
l.511-78 of the monetary and financial code
E.16 Issuance of common shares and securities Mgmt For For
giving access to capital or entitling to
debt securities while maintaining
preferential subscription rights
E.17 Issuance of common shares and securities Mgmt For For
giving access to capital or entitling to
debt securities with the cancellation of
preferential subscription rights
E.18 Issuance of common shares and securities Mgmt For For
giving access to capital with the
cancellation of preferential subscription
rights, in consideration for stocks
contributed within the framework of public
exchange offers
E.19 Issuance of common shares or securities Mgmt For For
giving access to capital with the
cancellation of preferential subscription
rights, in consideration for stock
contribution up to 10% of capital
E.20 Overall limitation on issuance Mgmt For For
authorizations with the cancellation of
preferential subscription rights
E.21 Capital increase by incorporation of Mgmt For For
reserves or profits, share or contribution
premiums
E.22 Overall limitation on issuance Mgmt For For
authorizations with or without preferential
subscription rights
E.23 Authorization to be granted to the board of Mgmt For For
directors to carry out transactions
reserved for members of the company savings
plan of BNP Paribas group which may take
the form of capital increases and/or sales
of reserved stocks
E.24 Authorization to be granted to the board of Mgmt For For
directors to reduce capital by cancellation
of shares
E.25 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BOUYGUES, PARIS Agenda Number: 705003806
--------------------------------------------------------------------------------------------------------------------------
Security: F11487125
Meeting Type: MIX
Meeting Date: 24-Apr-2014
Ticker:
ISIN: FR0000120503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 09 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0305/201403051400518.pdf.PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0409/201404091401041.pdf AND CHANGE IN
RECORD DATE FROM 17 APR 14 TO 16 APR 14. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements and transactions for the
financial year ended on December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements and transactions for the
financial year ended on December 31, 2013
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Approval of the regulated agreements and Mgmt Against Against
commitments
O.5 Renewal of term of Mr. Herve Le Bouc as Mgmt Against Against
Board member
O.6 Renewal of term of Mr. Helman le Pas de Mgmt For For
Secheval as Board member
O.7 Renewal of term of Mr. Nonce Paolini as Mgmt Against Against
Board member
O.8 Review and approval of the components of Mgmt For For
the compensation owed or paid to Mr. Martin
Bouygues for the 2013 financial year
O.9 Review and approval of the components of Mgmt For For
the compensation owed or paid to Mr.
Olivier Bouygues for the 2013 financial
year
O.10 Authorization granted to the Board of Mgmt Against Against
Directors to allow the Company to trade in
its own shares
E.11 Authorization granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares of the
Company
E.12 Authorization granted to the Board of Mgmt Against Against
Directors to grant share subscription or
purchase options
E.13 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue share
subscription warrants during public
offering period involving shares of the
Company
E.14 Authorization granted to the Board of Mgmt Against Against
Directors to use the delegations and
authorizations to increase share capital
during public offering period involving
shares of the Company
E.15 Amendment to Article 13 of the bylaws to Mgmt For For
authorizing the appointment of Board
members representing employees
E.16 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BP PLC, LONDON Agenda Number: 705009719
--------------------------------------------------------------------------------------------------------------------------
Security: G12793108
Meeting Type: AGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: GB0007980591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the annual report and accounts Mgmt For For
for the year ended 31 December 2013
2 To receive and approve the directors' Mgmt Abstain Against
remuneration report (other than the part
containing the directors' remuneration
policy referred to in resolution 3)
contained within the annual report and
accounts for the financial year ended 31
December 2013
3 To receive and approve the directors' Mgmt For For
remuneration policy in the directors'
remuneration report contained within the
annual report and accounts for the
financial year ended 31 December 2013
4 To re-elect Mr R W Dudley as a director Mgmt For For
5 To re-elect Mr I C Conn as a director Mgmt For For
6 To re-elect Dr B Gilvary as a director Mgmt For For
7 To re-elect Mr P M Anderson as a director Mgmt For For
8 To re-elect Admiral F L Bowman as a Mgmt For For
director
9 To re-elect Mr A Burgmans as a director Mgmt For For
10 To re-elect Mrs C B Carroll as a director Mgmt For For
11 To re-elect Mr G David as a director Mgmt For For
12 To re-elect Mr I E L Davis as a director Mgmt For For
13 To re-elect Professor Dame Ann Dowling as a Mgmt For For
director
14 To re-elect Mr B R Nelson as a director Mgmt For For
15 To re-elect Mr F P Nhleko as a director Mgmt For For
16 To re-elect Mr A B Shilston as a director Mgmt For For
17 To re-elect Mr C-H Svanberg as a director Mgmt For For
18 To reappoint Ernst & Young LLP as auditors Mgmt For For
from the conclusion of the meeting until
the conclusion of the next general meeting
before which accounts are laid and to
authorize the directors to fix the
auditors' remuneration
19 To approve the renewal of the BP Executive Mgmt For For
Directors' Incentive Plan (the 'plan'), the
principal terms of which are summarised in
the appendix to this notice of meeting and
a copy of which is produced to the meeting
initialled by the chairman for the purpose
of identification, for a further ten years,
and to authorize the directors to do all
acts and things that they may consider
necessary or expedient to carry the plan
into effect
20 To determine, in accordance with Article 93 Mgmt For For
of the company's articles of association,
that the remuneration of the directors
shall be such amount as the directors shall
decide not exceeding in aggregate GBP
5,000,000 per annum
21 To renew, for the period ending on the date Mgmt For For
of the annual general meeting in 2015 or 10
July 2015, whichever is the earlier, the
authority and power conferred on the
directors by the company's articles of
association to allot relevant securities up
to an aggregate nominal amount equal to the
Section 551 amount of USD3,076 million
22 To renew, for the period ending on the date Mgmt For For
of the annual general meeting in 2015 or 10
July 2015, whichever is the earlier, the
authority and power conferred on the
directors by the company's articles of
association to allot equity securities
wholly for cash: a. In connection with a
rights issue; and b. Otherwise than in
connection with a rights issue up to an
aggregate nominal amount equal to the
Section 561 amount of USD 231 million
23 To authorize the company generally and Mgmt For For
unconditionally to make market purchases
(as defined in Section 693(4) of the
Companies Act 2006) of ordinary shares with
nominal value of USD 0.25 each in the
company, provided that: a. The company
does not purchase under this authority more
than 1.8 billion ordinary shares; b. The
company does not pay less than USD 0.25 for
each share; and c. The company does not
pay more for each share than 5% over the
average of the middle market price of the
ordinary shares for the five business days
immediately preceding the date on which the
company agrees to buy the shares
concerned, based on share prices and
currency exchange rates published in the
Daily Official List of the London Stock
Exchange. In executing this authority, the
company may purchase shares using any
currency, including pounds CONTD
CONT CONTD sterling, US dollars and euros. This Non-Voting
authority shall continue for the period
ending on the date of the annual general
meeting in 2015 or 10 July 2015, whichever
is the earlier, provided that, if the
company has agreed before this date to
purchase ordinary shares where these
purchases will or may be executed after the
authority terminates (either wholly or in
part), the company may complete such
purchases
24 To authorize the calling of general Mgmt For For
meetings of the company (not being an
annual general meeting) by notice of at
least 14 clear days
CMMT 10 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTIONS 21, 22 AND 23. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
BRAMBLES LTD, SYDNEY NSW Agenda Number: 704724079
--------------------------------------------------------------------------------------------------------------------------
Security: Q6634U106
Meeting Type: AGM
Meeting Date: 22-Oct-2013
Ticker:
ISIN: AU000000BXB1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL "2" AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (2), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 Remuneration Report Mgmt For For
3 To re-elect Mr Anthony Grant Froggatt to Mgmt For For
the Board of Brambles
4 To re-elect Mr David Peter Gosnell to the Mgmt For For
Board of Brambles
5 To re-elect Mr Christopher Luke Mayhew to Mgmt For For
the Board of Brambles
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRAMBLES LTD, SYDNEY NSW Agenda Number: 704832612
--------------------------------------------------------------------------------------------------------------------------
Security: Q6634U106
Meeting Type: OGM
Meeting Date: 03-Dec-2013
Ticker:
ISIN: AU000000BXB1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 Capital Reduction Resolution Mgmt For For
2 Executive Benefits Resolution Mgmt Against Against
CMMT 11 NOV 2013: PLEASE NOTE THAT THE CAPITAL Non-Voting
REDUCTION AND THE GIVING OF BENEFITS AS
CONTEMPLATED BY THE EXECUTIVE BENEFITS
RESOLUTION ARE SUBJECT TO AND CONDITIONAL
ON THE SCHEME BECOMING EFFECTIVE. FURTHER,
THE SCHEME IS CONDITIONAL ON THE SCHEME
RESOLUTION BEING APPROVED AT THE SCHEME
MEETING AND THE CAPITAL REDUCTION
RESOLUTION BEING APPROVED AT THE GENERAL
MEETING, COURT APPROVAL AND SATISFACTION OR
WAIVER OF THE OTHER CONDITIONS PRECEDENT TO
THE SCHEME. IF ALL THE CONDITIONS PRECEDENT
TO THE SCHEME ARE NOT SATISFIED OR WAIVED
BY 30 APRIL 2014 (OR SUCH OTHER DATE
DETERMINED BY BRAMBLES), THEN THE SCHEME
WILL LAPSE AND BE OF NO EFFECT AND THE
DEMERGER WILL NOT PROCEED.THANK YOU
CMMT 11 NOV 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT.IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRAMBLES LTD, SYDNEY NSW Agenda Number: 704837725
--------------------------------------------------------------------------------------------------------------------------
Security: Q6634U106
Meeting Type: SCH
Meeting Date: 03-Dec-2013
Ticker:
ISIN: AU000000BXB1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That pursuant to, and in accordance with, Mgmt For For
section 411 of the Corporations Act 2001
(Cth), the scheme of arrangement proposed
between Brambles and the holders of its
ordinary shares as contained in and more
precisely described in the Scheme Book of
which the notice convening this meeting
forms part, is approved (with or without
modification as approved by the Federal
Court of Australia)
--------------------------------------------------------------------------------------------------------------------------
BRIDGESTONE CORPORATION Agenda Number: 704992622
--------------------------------------------------------------------------------------------------------------------------
Security: J04578126
Meeting Type: AGM
Meeting Date: 25-Mar-2014
Ticker:
ISIN: JP3830800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Details of Compensation as Stock Mgmt For For
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC, LONDON Agenda Number: 705060503
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept Financial Statements and Statutory Mgmt For For
Reports
2 Approve Remuneration Policy Mgmt For For
3 Approve Remuneration Report Mgmt For For
4 Approve Final Dividend Mgmt For For
5 Re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors
6 Authorise Board to Fix Remuneration of Mgmt For For
Auditors
7 Re-elect Richard Burrows as Director Mgmt For For
8 Re-elect Karen de Segundo as Director Mgmt For For
9 Re-elect Nicandro Durante as Director Mgmt For For
10 Re-elect Ann Godbehere as Director Mgmt For For
11 Re-elect Christine Morin-Postel as Director Mgmt For For
12 Re-elect Gerry Murphy as Director Mgmt For For
13 Re-elect Kieran Poynter as Director Mgmt For For
14 Re-elect Ben Stevens as Director Mgmt For For
15 Re-elect Richard Tubb as Director Mgmt For For
16 Elect Savio Kwan as Director Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Mgmt For For
Rights
18 Authorise Issue of Equity without Mgmt For For
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary Mgmt For For
Shares
20 Approve EU Political Donations and Mgmt For For
Expenditure
21 Authorise the Company to Call EGM with Two Mgmt For For
Weeks' Notice
--------------------------------------------------------------------------------------------------------------------------
BT GROUP PLC, LONDON Agenda Number: 704532856
--------------------------------------------------------------------------------------------------------------------------
Security: G16612106
Meeting Type: AGM
Meeting Date: 17-Jul-2013
Ticker:
ISIN: GB0030913577
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and accounts Mgmt For For
2 Remuneration report Mgmt For For
3 Final dividend Mgmt For For
4 Re-elect Sir Michael Rake Mgmt For For
5 Re-elect Ian Livingston Mgmt For For
6 Re-elect Tony Chanmugam Mgmt For For
7 Re-elect Gavin Patterson Mgmt For For
8 Re-elect Tony Ball Mgmt For For
9 Re-elect the Rt Hon Patricia Hewitt Mgmt For For
10 Re-elect Phil Hodkinson Mgmt For For
11 Re-elect Karen Richardson Mgmt For For
12 Re-elect Nick Rose Mgmt For For
13 Re-elect Jasmine Whitbread Mgmt For For
14 Auditors re-appointment: Mgmt For For
PricewaterhouseCoopers LLP
15 Auditors remuneration Mgmt For For
16 Authority to allot shares Mgmt For For
17 Authority to allot shares for cash Mgmt For For
18 Authority to purchase own shares Mgmt For For
19 14 days notice of meetings Mgmt For For
20 Political donations Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AUDITOR NAME. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
BUNZL PLC, LONDON Agenda Number: 705039635
--------------------------------------------------------------------------------------------------------------------------
Security: G16968110
Meeting Type: AGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: GB00B0744B38
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Consideration of accounts Mgmt For For
2 Declaration of a final dividend Mgmt For For
3 Re-appointment of Mr P G Rogerson as a Mgmt For For
director
4 Re-appointment of Mr M J Roney as a Mgmt For For
director
5 Re-appointment of Mr P L Larmon as a Mgmt For For
director
6 Re-appointment of Mr B M May as a director Mgmt For For
7 Re-appointment of Mr P W Johnson as a Mgmt For For
director
8 Re-appointment of Mr D J R Sleath as a Mgmt For For
director
9 Re-appointment of Ms E M Ulasewicz as a Mgmt For For
director
10 Re-Appointment of Mr J-C Pauze as a Mgmt For For
director
11 Re-appointment of Mr M Oldersma as a Mgmt For For
director
12 Re-appointment of auditors Mgmt For For
13 Remuneration of auditors Mgmt For For
14 Approval of the remuneration policy Mgmt For For
15 Approval of the remuneration report Mgmt For For
16 Authority to allot ordinary shares Mgmt For For
17 Authority to allot shares for cash Mgmt For For
18 Authority for the company to purchase its Mgmt For For
own shares
19 Notice of general meetings Mgmt For For
20 Approval of the long term incentive plan Mgmt For For
(2014)
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 704992482
--------------------------------------------------------------------------------------------------------------------------
Security: J05124144
Meeting Type: AGM
Meeting Date: 28-Mar-2014
Ticker:
ISIN: JP3242800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
3.16 Appoint a Director Mgmt For For
3.17 Appoint a Director Mgmt For For
3.18 Appoint a Director Mgmt For For
3.19 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt Against Against
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CARDNO LTD Agenda Number: 704731719
--------------------------------------------------------------------------------------------------------------------------
Security: Q2097C105
Meeting Type: AGM
Meeting Date: 17-Oct-2013
Ticker:
ISIN: AU000000CDD7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 7A, 7B, 7C, 7D, 7E, 8A AND 8B
AND VOTES CAST BY ANY INDIVIDUAL OR RELATED
PARTY WHO BENEFIT FROM THE PASSING OF THE
PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON
THE RELEVANT PROPOSAL ITEMS. BY DOING SO,
YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE
PASSING OF THE RELEVANT PROPOSAL/S. BY
VOTING (FOR OR AGAINST) ON PROPOSALS (2,
7A, 7B, 7C, 7D, 7E, 8A AND 8B), YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
2 Remuneration Report Mgmt For For
3 Re-election of Ian Johnston Mgmt For For
4 Re-election of Peter Cosgrove Mgmt For For
5 Re-election of Anthony Barnes Mgmt For For
6 Election of Grant Murdoch Mgmt For For
7A Ratification and approval of previous Mgmt For For
allotment and issue of securities in
relation to the acquisition of Hard &
Forester Pty Ltd
7B Ratification and approval of previous Mgmt For For
allotment and issue of securities in
relation to the acquisition of Lane & Piper
Pty Ltd
7C Ratification and approval of previous Mgmt For For
allotment and issue of securities in
relation to the acquisition of ChemRisk LLC
7D Ratification and approval of previous Mgmt For For
allotment and issue of securities in
relation to the acquisition of Geotech
Solutions Pty Ltd
7E Ratification and approval of previous Mgmt For For
allotment and issue of securities in
relation to the acquisition of Geotech
Material Testing Services Pty Ltd
8A Approve the granting of Rights to Andrew Mgmt For For
Buckley
8B Approve the granting of Rights to Trevor Mgmt For For
Johnson
--------------------------------------------------------------------------------------------------------------------------
CASINO GUICHARD PERRACHON, SAINT ETIENNE Agenda Number: 705086393
--------------------------------------------------------------------------------------------------------------------------
Security: F14133106
Meeting Type: MIX
Meeting Date: 06-May-2014
Ticker:
ISIN: FR0000125585
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 16 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0328/201403281400799.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0416/201404161401152.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31st, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31st, 2013
O.3 Allocation of income for the financial Mgmt For For
year-Setting the dividend
O.4 Review of the compensation owed or paid to Mgmt For For
Mr. Jean-Charles Naouri, President and CEO
during the financial year ended on December
31st, 2013
O.5 Renewal of term of Mr. Gerald de Mgmt For For
Roquemaurel as Board member
O.6 Renewal of term of Mr. David de Rothschild Mgmt Against Against
as Board member
O.7 Renewal of term of Mr. Frederic Mgmt For For
Saint-Geours as Board member
O.8 Renewal of term of the company Euris as Mgmt Against Against
Board member
O.9 Renewal of term of the company Fonciere Mgmt Against Against
Euris as Board member
O.10 Authorization to allow the Company to Mgmt For For
purchase its own shares
E.11 Merger by absorption of the company Chalin Mgmt For For
E.12 Merger by absorption of the company Codival Mgmt For For
E.13 Merger by absorption of the company Damap's Mgmt For For
E.14 Merger by absorption of the company Faclair Mgmt For For
E.15 Merger by absorption of the company Keran Mgmt For For
E.16 Merger by absorption of the company Mapic Mgmt For For
E.17 Merger by absorption of the company Matal Mgmt For For
E.18 Acknowledgement of the capital increase as Mgmt For For
a result of the aforementioned mergers and
amendment to Article 6 of the bylaws
E.19 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CENTRICA PLC, WINDSOR BERKSHIRE Agenda Number: 705076342
--------------------------------------------------------------------------------------------------------------------------
Security: G2018Z143
Meeting Type: AGM
Meeting Date: 12-May-2014
Ticker:
ISIN: GB00B033F229
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Report and Accounts Mgmt For For
2 To approve the Remuneration Policy Mgmt For For
3 To approve the Directors Annual Mgmt For For
Remuneration Report
4 To declare a final dividend Mgmt For For
5 To re-appoint Rick Haythornthwaite Mgmt For For
6 To re-appoint Sam Laidlaw Mgmt For For
7 To re-appoint Margherita Della Valle Mgmt For For
8 To re-appoint Mary Francis Mgmt For For
9 To re-appoint Mark Hanafin Mgmt For For
10 To re-appoint Lesley Knox Mgmt For For
11 To re-appoint Mike Linn Mgmt For For
12 To re-appoint Nick Luff Mgmt For For
13 To re-appoint Ian Meakins Mgmt For For
14 To re-appoint Paul Rayner Mgmt For For
15 To re-appoint Chris Weston Mgmt For For
16 To re-appoint the Auditors Mgmt For For
17 To authorise the Directors to determine the Mgmt For For
Auditors remuneration
18 Authority for political donations and Mgmt For For
political expenditure in the European Union
19 Authority to allot shares Mgmt For For
20 Authority to disapply pre-emption rights Mgmt For For
21 Authority to purchase own shares Mgmt For For
22 Notice of general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION, BEIJING Agenda Number: 704724245
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: EGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0908/LTN20130908065.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0908/LTN20130908017.pdf
1 The remuneration distribution and Mgmt For For
settlement plan for Directors and
Supervisors in 2012
2 Election of Mr. Zhang Long as an Mgmt For For
independent non-executive Director of the
Bank
3 Election of Ms. Zhang Yanling as a Mgmt For For
non-executive Director of the Bank
4 Election of Mr. Guo Yanpeng as a Mgmt For For
non-executive Director of the Bank
--------------------------------------------------------------------------------------------------------------------------
CHIYODA CORPORATION Agenda Number: 705378431
--------------------------------------------------------------------------------------------------------------------------
Security: J06237101
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: JP3528600004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
4 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CLP HOLDINGS LTD, HONG KONG Agenda Number: 704886069
--------------------------------------------------------------------------------------------------------------------------
Security: Y1660Q104
Meeting Type: EGM
Meeting Date: 22-Jan-2014
Ticker:
ISIN: HK0002007356
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1210/LTN20131210085.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1210/LTN20131210087.pdf
1 To approve, confirm and ratify the CAPCO Mgmt For For
Acquisition Agreement and the PSDC
Acquisition Agreement and the transactions
contemplated therein (including, without
limitation, the CAPCO Acquisition and the
PSDC Acquisition) and to authorise the
Directors of the Company on behalf of the
Company to do such things or acts as they
may consider necessary, desirable or
expedient to give effect to such
transactions
2 To elect Mr. Richard Kendall Lancaster as Mgmt For For
Director
3 To elect Dr. Rajiv Behari Lall as Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CLP HOLDINGS LTD, HONG KONG Agenda Number: 705070441
--------------------------------------------------------------------------------------------------------------------------
Security: Y1660Q104
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: HK0002007356
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0327/LTN20140327484.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0327/LTN20140327492.pdf
1 To adopt the audited Financial Statements Mgmt For For
for the year ended 31 December 2013 and the
Reports of the Directors and Independent
Auditor thereon
2.a To re-elect Mr John Andrew Harry Leigh as Mgmt For For
Director
2.b To re-elect Sir Roderick Ian Eddington as Mgmt Against Against
Director
2.c To re-elect Mr Ronald James McAulay as Mgmt Against Against
Director
2.d To re-elect Dr Lee Yui Bor as Director Mgmt For For
3 To re-appoint PricewaterhouseCoopers as Mgmt For For
Independent Auditor of the Company and
authorise the Directors to fix Auditor's
remuneration for the year ended 31 December
2014
4 To give a general mandate to the Directors Mgmt For For
to issue and dispose of additional shares
in the Company; not exceeding five per cent
of the total number of shares in issue at
the date of this Resolution and such shares
shall not be issued at a discount of more
than ten per cent to the Benchmarked Price
of such shares
5 To give a general mandate to the Directors Mgmt For For
to exercise all the powers of the Company
to buy back or otherwise acquire shares of
the Company in issue; not exceeding ten per
cent of the total number of shares in issue
at the date of this Resolution
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 704838513
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 27-Nov-2013
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1107/LTN20131107226.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1107/LTN20131107190.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To approve the Non-exempt Continuing Mgmt For For
Connected Transactions
2 To approve the Proposed Caps for each Mgmt For For
category of the Non-exempt Continuing
Connected Transactions
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 705141606
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409027.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409023.pdf
A.1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
STATEMENT OF ACCOUNTS TOGETHER WITH THE
REPORT OF THE DIRECTORS AND INDEPENDENT
AUDITORS' REPORT THEREON FOR THE YEAR ENDED
31 DECEMBER 2013
A.2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
A.3 TO RE-ELECT MR. LI FANRONG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
A.4 TO RE-ELECT MR. WANG YILIN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
A.5 TO RE-ELECT MR. LV BO AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
A.6 TO RE-ELECT MR. ZHANG JIANWEI AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
A.7 TO RE-ELECT MR. WANG JIAXIANG AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
A.8 TO RE-ELECT MR. LAWRENCE J. LAU AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
A.9 TO RE-ELECT MR. KEVIN G. LYNCH AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
A.10 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF EACH OF THE DIRECTORS
A.11 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
THE INDEPENDENT AUDITORS OF THE COMPANY AND
ITS SUBSIDIARIES, AND TO AUTHORIZE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
B.1 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES IN THE CAPITAL OF THE
COMPANY NOT EXCEEDING 10% OF THE AGGREGATE
NUMBER OF SHARES OF THE COMPANY IN ISSUE AS
AT THE DATE OF PASSING OF THIS RESOLUTION
B.2 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES IN THE CAPITAL OF THE COMPANY AND TO
MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS
AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR
CONVERT ANY SECURITY INTO SHARES IN THE
COMPANY WHICH WOULD OR MIGHT REQUIRE THE
EXERCISE OF SUCH POWER, WHICH SHALL NOT
EXCEEDING 20% OF THE AGGREGATE NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF PASSING OF THIS RESOLUTION
B.3 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES OF THE COMPANY AND TO
MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS
AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR
CONVERT ANY SECURITY INTO SHARES IN THE
COMPANY BY THE AGGREGATE NUMBER OF SHARES
REPURCHASED, WHICH SHALL NOT EXCEED 10% OF
THE AGGREGATE NUMBER OF SHARES OF THE
COMPANY IN ISSUE AS AT THE DATE OF PASSING
OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA WEST COMPANY,LIMITED Agenda Number: 704992420
--------------------------------------------------------------------------------------------------------------------------
Security: J0814U109
Meeting Type: AGM
Meeting Date: 25-Mar-2014
Ticker:
ISIN: JP3293200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH BANK OF AUSTRALIA, SYDNEY NSW Agenda Number: 704753842
--------------------------------------------------------------------------------------------------------------------------
Security: Q26915100
Meeting Type: AGM
Meeting Date: 08-Nov-2013
Ticker:
ISIN: AU000000CBA7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4, 5.a AND 5.b AND VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSALS
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSALS. BY VOTING (FOR
OR AGAINST) ON PROPOSALS (3, 4, 5.a AND
5.b), YOU ACKNOWLEDGE THAT YOU HAVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSALS AND YOU COMPLY WITH THE VOTING
EXCLUSION.
2.a Re-election of Director, Sir John Anderson Mgmt For For
2.b Re-election of Director, Mr Brian Long Mgmt For For
2.c Re-election of Director, Ms Jane Hemstritch Mgmt For For
3 Remuneration Report Mgmt For For
4 Grant of Securities to Ian Mark Narev under Mgmt For For
the Group Leadership Reward Plan
5.a Approval of Selective Buy-Back Agreements - Mgmt For For
PERLS V
5.b Approval of Selective Capital Reduction - Mgmt For For
PERLS V
CMMT 30 OCT 13: PLEASE NOTE THAT ANY HOLDERS OF Non-Voting
PERLS V AND ITS ASSOCIATE ARE EXCLUDED TO
VOTE ON RESOLUTION 5A. THANK YOU.
CMMT 30 OCT 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CONTINENTAL AG, HANNOVER Agenda Number: 705120169
--------------------------------------------------------------------------------------------------------------------------
Security: D16212140
Meeting Type: AGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: DE0005439004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 04 APR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 10 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2013 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS, THE
GROUP ANNUAL REPORT, AND THE REPORT
PURSUANT TO SECTIONS 289(4) AND 315(4) OF
THE GERMAN COMMERCIAL CODE
2. RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT OF EUR 913,394,311.54 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 2.50 PER NO-PAR SHARE EUR
413,379,354.04 SHALL BE CARRIED FORWARD
EX-DIVIDEND AND PAYABLE DATE: APRIL 28,
2014
3.1 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: JOSE A. AVILA
3.2 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: RALF CRAMER
3.3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: ELMAR DEGENHART
3.4 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: FRANK JOURDAN
3.5 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: HELMUT MATSCHI
3.6 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: WOLFGANG SCHAEFER
3.7 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: NIKOLAI SETZER
3.8 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: ELKE STRATHMANN
3.9 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: HEINZ-GERHARD WENTE
4.1 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: WOLFGANG REITZLE
4.2 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: WERNER BISCHOFF
4.3 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: MICHAEL DEISTER
4.4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: GUNTER DUNKEL
4.5 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: HANS FISCHL
4.6 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: JUERGEN GEISSINGER
4.7 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: PETER GUTZMER
4.8 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: PETER HAUSMANN
4.9 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: HANS-OLAF HENKEL
4.10 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: MICHAEL IGLHAUT
4.11 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: JOERG KOEHLINGER
4.12 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: KLAUS MANGOLD
4.13 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: HARTMUT MEINE
4.14 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: DIRK NORDMANN
4.15 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: ARTUR OTTO
4.16 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: KLAUS ROSENFELD
4.17 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: GEORG F.W. SCHAEFFLER
4.18 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: MARIA ELISABETH SCHAEFFLER
4.19 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: JOERG SCHOENFELDER
4.20 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: BERND W. VOSS
4.21 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: SIEGFRIED WOLF
4.22 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: ERWIN WOERLE
5. APPOINTMENT OF AUDITORS FOR THE 2014 Mgmt For For
FINANCIAL YEAR: KPMG AG, HANOVER, AND FOR
THE REVIEW OF THE 2014 INTERIM REPORT: KPMG
AG, HANOVER
6.1 ELECTION TO THE SUPERVISORY BOARD: GUNTER Mgmt For For
DUNKEL
6.2 ELECTION TO THE SUPERVISORY BOARD: PETER Mgmt Against Against
GUTZMER
6.3 ELECTION TO THE SUPERVISORY BOARD: KLAUS Mgmt For For
MANGOLD
6.4 ELECTION TO THE SUPERVISORY BOARD: SABINE Mgmt For For
NEUSS
6.5 ELECTION TO THE SUPERVISORY BOARD: WOLFGANG Mgmt For For
REITZLE
6.6 ELECTION TO THE SUPERVISORY BOARD: KLAUS Mgmt Against Against
ROSENFELD
6.7 ELECTION TO THE SUPERVISORY BOARD: GEORG Mgmt Against Against
F.W. SCHAEFFLER
6.8 ELECTION TO THE SUPERVISORY BOARD: Mgmt Against Against
MARIA-ELISABETH SCHAEFFLER
6.9 ELECTION TO THE SUPERVISORY BOARD: Mgmt For For
SIEGFRIED WOLF
6.10 ELECTION TO THE SUPERVISORY BOARD: BERND W. Mgmt For For
VOSS (FOR THE PERIOD UNTIL SEPTEMBER 30,
2014)
6.11 ELECTION TO THE SUPERVISORY BOARD: ROLF Mgmt For For
NONNENMACHER (FOR THE PERIOD FROM OCTOBER
1, 2014 UNTIL THE CLOSE OF THE AGM WHICH
WILL DECIDE ON THE RATIFICATION FOR THE
2018 FINANCIAL YEAR)
7. RESOLUTION ON THE COMPENSATION SYSTEM FOR Mgmt For For
THE MEMBERS OF THE BOARD OF MDS THE
COMPENSATION SYSTEM FOR THE MEMBERS OF THE
BOARD OF MDS SHALL BE APPROVED
8. RESOLUTION ON THE ADJUSTMENT OF EXISTING Mgmt For For
CONTROL AND PROFIT TRANSFER AGREEMENTS. THE
AGREEMENT WITH CONTINENTAL AUTOMOTIVE GMBH
ON AN AMENDMENT TO THE EXISTING CONTROL AND
PROFIT TRANSFER AGREEMENT SHALL BE
APPROVED. THE AGREEMENT WITH CONTINENTAL
CAOUTCHOUC EXPORT GMBH ON AN AMENDMENT TO
THE EXISTING CONTROL AND PROFIT TRANSFER
AGREEMENT SHALL BE APPROVED. THE AGREEMENT
WITH CONTI VERSICHERUNGSDIENT
VERSICHERUNGSVERMITTLUNGSGESELLSCHAFT MBH
ON AN AMENDMENT TO THE EXISTING CONTROL AND
PROFIT TRANSFER AGREEMENT SHALL BE
APPROVED. THE AGREEMENT WITH FORMPOLSTER
GMBH ON AN AMENDMENT TO THE EXISTING
CONTROL AND PROFIT TRANSFER AGREEMENT SHALL
BE APPROVED. THE AGREEMENT WITH UMG
BETEILIGUNGSGESELLSCHAFT MBH ON AN
AMENDMENT TO THE EXISTING CONTROL AND
PROFIT TRANSFER AGREEMENT SHALL BE APPROVED
--------------------------------------------------------------------------------------------------------------------------
CREDIT SAISON CO.,LTD. Agenda Number: 705347385
--------------------------------------------------------------------------------------------------------------------------
Security: J7007M109
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3271400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG, ZUERICH Agenda Number: 705120359
--------------------------------------------------------------------------------------------------------------------------
Security: H3698D419
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: CH0012138530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 PRESENTATION OF THE 2013 ANNUAL REPORT, THE Non-Voting
PARENT COMPANY'S 2013 FINANCIAL STATEMENTS,
THE GROUP'S 2013 CONSOLIDATED FINANCIAL
STATEMENTS, THE CORRESPONDING AUDITORS'
REPORTS, AND THE 2013 COMPENSATION REPORT
1.2 CONSULTATIVE VOTE ON THE 2013 COMPENSATION Mgmt For For
REPORT
1.3 APPROVAL OF THE 2013 ANNUAL REPORT, THE Mgmt For For
PARENT COMPANY'S 2013 FINANCIAL STATEMENTS,
AND THE GROUP'S 2013 CONSOLIDATED FINANCIAL
STATEMENTS
2 DISCHARGE OF THE ACTIONS OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
BOARD
3.1 RESOLUTION ON THE APPROPRIATION OF RETAINED Mgmt For For
EARNINGS
3.2 RESOLUTION ON THE DISTRIBUTION AGAINST Mgmt For For
RESERVES FROM CAPITAL CONTRIBUTIONS
4 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
TO ADAPT TO CHANGES IN COMPANY LAW
5 INCREASE IN CONDITIONAL CAPITAL FOR Mgmt Against Against
EMPLOYEE SHARES
6.1.1 RE-ELECTION OF URS ROHNER AS MEMBER AND Mgmt For For
ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS
6.1.2 RE-ELECTION OF JASSIM BIN HAMAD J.J. AL Mgmt For For
THANI AS MEMBER OF THE BOARD OF DIRECTORS
6.1.3 RE-ELECTION OF IRIS BOHNET AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.1.4 RE-ELECTION OF NOREEN DOYLE AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.1.5 RE-ELECTION OF JEANDANIEL GERBER AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.1.6 RE-ELECTION OF ANDREAS N. KOOPMANN AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6.1.7 RE-ELECTION OF JEAN LANIER AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.1.8 RE-ELECTION OF KAI S. NARGOLWALA AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.1.9 RE-ELECTION OF ANTON VAN ROSSUM AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.110 RE-ELECTION OF RICHARD E. THORNBURGH AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6.111 RE-ELECTION OF JOHN TINER AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.112 ELECTION OF SEVERIN SCHWAN AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.113 ELECTION OF SEBASTIAN THRUN AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.2.1 ELECTION OF IRIS BOHNET AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.2.2 ELECTION OF ANDREAS N. KOOPMANN AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
6.2.3 ELECTION OF JEAN LANIER AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.2.4 ELECTION OF KAI S. NARGOLWALA AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
6.3 ELECTION OF THE INDEPENDENT AUDITORS: KPMG Mgmt For For
AG, ZURICH
6.4 ELECTION OF THE SPECIAL AUDITORS: BDO AG, Mgmt For For
ZURICH
6.5 ELECTION OF THE INDEPENDENT PROXY: ANDREAS Mgmt For For
G. KELLER LIC. IUR.
7 IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Mgmt Against Against
DURING THE ANNUAL GENERAL MEETING, I
INSTRUCT THE INDEPENDENT PROXY TO VOTE
ACCORDING TO THE FOLLOWING INSTRUCTION: YES
= VOTE IN ACCORDANCE WITH THE PROPOSAL OF
THE BOARD OF DIRECTORS; NO = VOTE AGAINST
THE PROPOSAL OF THE BOARD OF DIRECTORS;
ABSTAIN = ABSTENTION
--------------------------------------------------------------------------------------------------------------------------
CRODA INTERNATIONAL PLC, GOOLE, EAST YORKSHIRE Agenda Number: 705062343
--------------------------------------------------------------------------------------------------------------------------
Security: G25536106
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB0002335270
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive financial statements and the Mgmt For For
reports of the directors and auditors
2 To approve the directors' remuneration Mgmt For For
policy
3 To approve the directors' remuneration Mgmt For For
report
4 To declare a final dividend Mgmt For For
5 To re-elect M S Christie as a director Mgmt For For
6 To re-elect A M Ferguson as a director Mgmt For For
7 To re-elect M C Flower as a director Mgmt For For
8 To re-elect S E Foots as a director Mgmt For For
9 To elect H L Ganczakowski as a director Mgmt For For
10 To re-elect K Layden as a director Mgmt For For
11 To re-elect P N N Turner as a director Mgmt For For
12 To re-elect S G Williams as a director Mgmt For For
13 To re-appoint the auditors Mgmt For For
14 To determine the auditors' remuneration Mgmt For For
15 Political donations Mgmt For For
16 Authority to allot shares Mgmt For For
17 Disapplication of pre-emption rights Mgmt For For
18 Authority to make market purchases of own Mgmt For For
shares
19 Notice period for shareholders' meetings Mgmt For For
20 Adoption of the new Performance Share Plan Mgmt For For
rules
--------------------------------------------------------------------------------------------------------------------------
CSL LTD, PARKVILLE VIC Agenda Number: 704731567
--------------------------------------------------------------------------------------------------------------------------
Security: Q3018U109
Meeting Type: AGM
Meeting Date: 16-Oct-2013
Ticker:
ISIN: AU000000CSL8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2a, 2b, 3, 4 AND 5 AND VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON PROPOSALS (2a, 2b, 3, 4 AND
5), YOU ACKNOWLEDGE THAT YOU HAVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S AND YOU COMPLY WITH THE VOTING
EXCLUSION
2a To re-elect Mr John Akehurst as a Director Mgmt For For
2b To elect Ms Marie McDonald as a Director Mgmt For For
3 Adoption of the Remuneration Report Mgmt For For
4 Grant of Performance Rights to Managing Mgmt For For
Director
5 Approval of termination benefits for Dr Mgmt For For
Brian McNamee
--------------------------------------------------------------------------------------------------------------------------
DAIICHI SANKYO COMPANY,LIMITED Agenda Number: 705335582
--------------------------------------------------------------------------------------------------------------------------
Security: J11257102
Meeting Type: AGM
Meeting Date: 23-Jun-2014
Ticker:
ISIN: JP3475350009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAIKIN INDUSTRIES,LTD. Agenda Number: 705343034
--------------------------------------------------------------------------------------------------------------------------
Security: J10038115
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3481800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Purchase of Own Shares Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
6 Amend the Compensation to be received by Mgmt For For
Corporate Officers
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG, STUTTGART Agenda Number: 704986035
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 09-Apr-2014
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WPHG) may prevent
the shareholder from voting at the general
meeting. Therefore, your custodian may
request that Broadridge registers
beneficial owner data for all voted
accounts with the respective sub-custodian.
If you require further information whether
or not such BO registration will be
conducted for your custodians’
accounts, please contact your CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require any flagging or blocking.
These optimized processes avoid any
settlement conflicts. The sub custodians
have advised that voted shares are not
blocked for trading purposes i.e. they are
only unavailable for settlement.
Registered shares will be deregistered at
the deregistration date by the sub
custodians. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub-custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
According to German law, in case of Non-Voting
specific conflicts of interest in
connection with specific items of the
agenda for the general meeting you are not
entitled to exercise your voting rights.
Further, your voting right might be
excluded when your share in voting rights
has reached certain thresholds and you have
not complied with any of your mandatory
voting rights notifications pursuant to the
German Securities Trading Act (WHPG). For
questions in this regard please contact
your Client Service Representative for
clarification. If you do not have any
indication regarding such conflict of
interest, or another exclusion from voting,
please submit your vote as usual.
Counter proposals may be submitted until Non-Voting
25.03.2014. Further information on counter
proposals can be found directly on the
issuer’s website (please refer to the
material URL section of the application. If
you wish to act on these items, you will
need to request a Meeting Attend and vote
your shares directly at the company’s
meeting. Counter proposals cannot be
reflected in the ballot on ProxyEdge.
1. Presentation of the adopted financial Non-Voting
statements of Daimler AG, the approved
consolidated financial statements, the
combined management report for Daimler AG
and the Group with the explanatory reports
on the information required pursuant to
Section 289, Subsections 4 and 5, Section
315, Subsection 4 of the German Commercial
Code (Handelsgesetzbuch), and the report of
the Supervisory Board for the 2013
financial year
2. Resolution on the allocation of Mgmt For For
distributable profit
3. Resolution on ratification of Board of Mgmt For For
Management members' actions in the 2013
financial year
4. Resolution on ratification of Supervisory Mgmt For For
Board members' actions in the 2013
financial year
5. Resolution on the appointment of auditors Mgmt For For
for the Company and the Group for the 2014
financial year
6. Resolution on the approval of the Mgmt For For
remuneration system for the members of the
Board of Management
7.1 Resolution on the election of new members Mgmt For For
of the Supervisory Board: Dr.-Ing. Bernd
Bohr
7.2 Resolution on the election of new members Mgmt For For
of the Supervisory Board: Joe Kaeser
7.3 Resolution on the election of new members Mgmt For For
of the Supervisory Board: Dr. Ing. e.h.
Dipl.-Ing. Bernd Pischetsrieder
8. Resolution on the creation of a new Mgmt For For
Approved Capital 2014 (Genehmigtes Kapital
2014) and a related amendment to the
Articles of Incorporation
9. Resolution on the adjustment of the Mgmt For For
Supervisory Board remuneration and a
related amendment to the Articles of
Incorporation
10. Resolution on the approval of the Mgmt For For
conclusion of amendment agreements to
existing control and profit transfer
agreements with subsidiaries
11. Resolution on the approval of agreements on Mgmt For For
the termination of existing control and
profit transfer agreements and conclusion
of new control and profit transfer
agreements with subsidiaries
--------------------------------------------------------------------------------------------------------------------------
DANONE SA, PARIS Agenda Number: 704995806
--------------------------------------------------------------------------------------------------------------------------
Security: F12033134
Meeting Type: MIX
Meeting Date: 29-Apr-2014
Ticker:
ISIN: FR0000120644
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.3 Allocation of income for the financial year Mgmt For For
ended on December 31, 2013 and setting the
dividend at Euros 1.45 per share
O.4 Option for payment of the dividend in Mgmt For For
shares
O.5 Renewal of term of Mr. Bruno BONNELL as Mgmt For For
board member
O.6 Renewal of term of Mr. Bernard HOURS as Mgmt For For
board member
O.7 Renewal of term of Mrs. Isabelle SEILLIER Mgmt For For
as board member
O.8 Renewal of term of Mr. Jean-Michel SEVERINO Mgmt For For
as board member
O.9 Appointment of Mrs. Gaelle OLIVIER as board Mgmt For For
member
O.10 Appointment of Mr. Lionel ZINSOU-DERLIN as Mgmt For For
board member
O.11 Approval of the agreements pursuant to the Mgmt For For
provisions of articles L.225-38 et seq. of
the commercial code
O.12 Approval of the agreements pursuant to the Mgmt For For
provisions of articles L.225-38 et seq. of
the commercial code entered into by the
company with the JP Morgan group
O.13 Approval of the executive officer Mgmt For For
employment agreement between Mr. Bernard
HOURS and Danone trading B.V. and
consequential amendments to the agreements
and commitments pursuant to articles
L.225-38 and L.225-42-1 of the commercial
code relating to Mr. Bernard HOURS in the
event of termination of his duties as
corporate officer
O.14 Approval of the renewal of the agreements Mgmt For For
and commitments pursuant to articles
L.225-38 and L.225-42-1 of the commercial
code relating to Mr. Bernard HOURS made by
the company and Danone trading B.V
O.15 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Franck RIBOUD, CEO for the
financial year ended on December 31, 2013
O.16 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Emmanuel FABER, deputy chief
executive officer, for the financial year
ended on December 31, 2013
O.17 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Bernard HOURS, deputy chief
executive officer, for the financial year
ended on December 31, 2013
O.18 Authorization to be granted to the board of Mgmt For For
directors to purchase, keep or transfer
shares of the company
E.19 Authorization granted to the board of Mgmt For For
directors to allocate existing shares of
the company or shares to be issued with the
cancellation of shareholders' preferential
subscription rights
E.20 Amendment to the bylaws regarding the Mgmt For For
appointment of directors representing
employees within the board of directors
E.21 Powers to carry out all legal formalities Mgmt For For
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0303/201403031400473.pdf
--------------------------------------------------------------------------------------------------------------------------
DENSO CORPORATION Agenda Number: 705343654
--------------------------------------------------------------------------------------------------------------------------
Security: J12075107
Meeting Type: AGM
Meeting Date: 19-Jun-2014
Ticker:
ISIN: JP3551500006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow the Board of Mgmt For For
Directors to Appoint Representative
Directors among Directors, Allow the Board
of Directors to Appoint a Chairperson, a
President, a number of Vice-Chairpersons,
Executive Vice Presidents and Directors
with Title
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
6 Amend the Compensation to be received by Mgmt For For
Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
DENTSU INC. Agenda Number: 705357223
--------------------------------------------------------------------------------------------------------------------------
Security: J1207N108
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3551520004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG, FRANKFURT AM MAIN Agenda Number: 705153005
--------------------------------------------------------------------------------------------------------------------------
Security: D18190898
Meeting Type: AGM
Meeting Date: 22-May-2014
Ticker:
ISIN: DE0005140008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
07.05.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the established Annual Non-Voting
Financial Statements and Management Report
(including the explanatory report on
disclosures pursuant to Section 289 (4)
German Commercial Code) for the 2013
financial year, the approved Consolidated
Financial Statements and Management Report
(including the explanatory report on
disclosures pursuant to Section 315 (4)
German Commercial Code) for the 2013
financial year as well as the Report of the
Supervisory Board
2. Appropriation of distributable profit Mgmt For For
3. Ratification of the acts of management of Mgmt For For
the members of the Management Board for the
2013 financial year
4. Ratification of the acts of management of Mgmt For For
the members of the Supervisory Board for
the 2013 financial year
5. Election of the auditor for the 2014 Mgmt For For
financial year, interim accounts : KPMG AG
6. Authorization to acquire own shares Mgmt For For
pursuant to Section 71 (1) No. 8 Stock
Corporation Act as well as for their use
with the possible exclusion of pre-emptive
rights
7. Authorization to use derivatives within the Mgmt For For
framework of the purchase of own shares
pursuant to Section 71 (1) No. 8 Stock
Corporation Act
8. Increase in the limit for variable Mgmt For For
compensation components for the Management
Board members
9. Increase in the limit for variable Mgmt For For
compensation components for employees and
for management body members of subsidiaries
10. Amendment to the Articles of Association to Mgmt For For
adjust the provision on Supervisory Board
compensation
11. Creation of new authorized capital for Mgmt For For
capital increases in cash (with the
possibility of excluding shareholders'
pre-emptive rights, also in accordance with
Section 186 (3) sentence 4 Stock
Corporation Act) and amendment to the
Articles of Association
12. Authorization to issue participatory notes Mgmt For For
with warrants and/or convertible
participatory notes and other hybrid debt
securities that fulfill the regulatory
requirements to qualify as Additional Tier
1 Capital (AT1 Capital), bonds with
warrants and convertible bonds (with the
possibility of excluding pre-emptive
rights), creation of conditional capital
and amendment to the Articles of
Association
13. Authorization to issue participatory notes Mgmt For For
and other Hybrid Debt Securities that
fulfill the regulatory requirements to
qualify as Additional Tier 1 Capital (AT1
Capital)
14. Approval to conclude a domination agreement Mgmt For For
between Deutsche Bank Aktiengesellschaft
(as the parent company) and Deutsche
Immobilien Leasing GmbH
15. Approval to newly conclude a domination and Mgmt For For
profit and loss transfer agreement between
Deutsche Bank Aktiengesellschaft (as the
parent company) and Deutsche Bank (Europe)
GmbH
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG, BONN Agenda Number: 705123684
--------------------------------------------------------------------------------------------------------------------------
Security: D2035M136
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: DE0005557508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT BY JUDGEMENT OF OLG Non-Voting
COLOGNE RENDERED ON JUNE 6, 2012, ANY
SHAREHOLDER WHO HOLDS AN AGGREGATE TOTAL OF
3 PERCENT OR MORE OF THE OUTSTANDING SHARE
CAPITAL MUST REGISTER UNDER THEIR
BENEFICIAL OWNER DETAILS BEFORE THE
APPROPRIATE DEADLINE TO BE ABLE TO VOTE.
FAILURE TO COMPLY WITH THE DECLARATION
REQUIREMENTS AS STIPULATED IN SECTION 21 OF
THE SECURITIES TRADE ACT (WPHG) MAY PREVENT
THE SHAREHOLDER FROM VOTING AT THE GENERAL
MEETINGS. THEREFORE, YOUR CUSTODIAN MAY
REQUEST THAT WE REGISTER BENEFICIAL OWNER
DATA FOR ALL VOTED ACCOUNTS WITH THE
RESPECTIVE SUB CUSTODIAN. IF YOU REQUIRE
FURTHER INFORMATION WHETHER OR NOT SUCH BO
REGISTRATION WILL BE CONDUCTED FOR YOUR
CUSTODIANS ACCOUNTS, PLEASE CONTACT YOUR
CSR.
THE SUB CUSTODIANS HAVE ADVISED THAT VOTED Non-Voting
SHARES ARE NOT BLOCKED FOR TRADING PURPOSES
I.E. THEY ARE ONLY UNAVAILABLE FOR
SETTLEMENT. REGISTERED SHARES WILL BE
DEREGISTERED AT THE DEREGISTRATION DATE BY
THE SUB CUSTODIANS. IN ORDER TO
DELIVER/SETTLE A VOTED POSITION BEFORE THE
DEREGISTRATION DATE A VOTING INSTRUCTION
CANCELLATION AND DE-REGISTRATION REQUEST
NEEDS TO BE SENT TO YOUR CSR OR CUSTODIAN.
PLEASE CONTACT YOUR CSR FOR FURTHER
INFORMATION.
THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
30042014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. SUBMISSIONS TO THE SHAREHOLDERS' MEETING Non-Voting
PURSUANT TO SECTION 176 (1) SENTENCE 1 OF
THE GERMAN STOCK CORPORATION ACT
(AKTIENGESETZ - AKTG)
2. RESOLUTION ON THE APPROPRIATION OF NET Mgmt For For
INCOME
3. RESOLUTION ON THE APPROVAL OF THE ACTIONS Mgmt For For
OF THE MEMBERS OF THE BOARD OF MANAGEMENT
FOR THE 2013 FINANCIAL YEAR
4. RESOLUTION ON THE APPROVAL OF THE ACTIONS Mgmt For For
OF THE MEMBERS OF THE SUPERVISORY BOARD FOR
THE 2013 FINANCIAL YEAR
5. RESOLUTION ON THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT AUDITOR AND THE GROUP AUDITOR
FOR THE 2014 FINANCIAL YEAR AS WELL AS THE
INDEPENDENT AUDITOR TO REVIEW THE CONDENSED
FINANCIAL STATEMENTS AND THE INTERIM
MANAGEMENT REPORT (SECTION 37W, SECTION 37Y
NO. 2 GERMAN SECURITIES TRADING ACT
(WERTPAPIERHANDELSGESETZ - WPHG)) IN THE
2014 FINANCIAL YEAR: PRICEWATERHOUSECOOPERS
6. ELECTION OF A SUPERVISORY BOARD MEMBER: MR. Mgmt Against Against
JOHANNES GEISMANN
7. ELECTION OF A SUPERVISORY BOARD MEMBER: MR. Mgmt For For
LARS HINRICHS
8. ELECTION OF A SUPERVISORY BOARD MEMBER: MR. Mgmt Against Against
DR. ULRICH SCHROEDER
9. ELECTION OF A SUPERVISORY BOARD MEMBER: MR. Mgmt For For
KARL-HEINZ STREIBICH
10. AUTHORIZATION TO ISSUE BONDS WITH WARRANTS, Mgmt For For
CONVERTIBLE BONDS, PROFIT PARTICIPATION
RIGHTS AND/OR PARTICIPATING BONDS (OR
COMBINATIONS OF THESE INSTRUMENTS) WITH THE
OPTION OF EXCLUDING SUBSCRIPTION RIGHTS,
CREATION OF NEW CONTINGENT CAPITAL WITH THE
CANCELATION OF THE CONTINGENT CAPITAL
PURSUANT TO SECTION 5 (4) OF THE ARTICLES
OF INCORPORATION AND CORRESPONDING
AMENDMENT TO SECTION 5 OF THE ARTICLES OF
INCORPORATION (CONTINGENT CAPITAL 2014)
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC, LONDON Agenda Number: 704697070
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 19-Sep-2013
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and accounts 2013 Mgmt For For
2 Directors' remuneration report 2013 Mgmt For For
3 Declaration of final dividend. That a final Mgmt For For
dividend be declared on the ordinary shares
of 28101/108 pence each ('Ordinary
Share(s)') of 29.30 pence per share for the
year ended 30 June 2013
4 That PB Bruzelius be re-elected as a Mgmt For For
director
5 That LM Danon be re-elected as a director Mgmt For For
6 That Lord Davies be re-elected as a Mgmt For For
director
7 That Ho KwonPing be re-elected as a Mgmt For For
director
8 That BD Holden be re-elected as a director Mgmt For For
9 That Dr FB Humer be re-elected as a Mgmt For For
director
10 That D Mahlan be re-elected as a director Mgmt For For
11 That IM Menezes be re-elected as a director Mgmt For For
12 That PG Scott be re-elected as a director Mgmt For For
13 Appointment of auditor: That KPMG LLP be Mgmt For For
appointed as auditor of the company to hold
office from the conclusion of this AGM
until the conclusion of the next general
meeting at which accounts are laid before
the company
14 Remuneration of auditor Mgmt For For
15 Authority to allot shares Mgmt For For
16 Disapplication of pre-emption rights Mgmt For For
17 Authority to purchase own Ordinary Shares Mgmt For For
18 Authority to make political donations Mgmt For For
and/or to incur political expenditure in
the European Union ('EU'): That, in
accordance with sections 366 and 367 of the
Act, the company and all companies that are
at any time during the period for which
this resolution has effect subsidiaries of
the company be authorised to: a) make
political donations (as defined in section
364 of the Act) to political parties (as
defined in section 363 of the Act) or
independent election candidates (as defined
in section 363 of the Act), not exceeding
GBP 200,000 in total; and b) make political
donations (as defined in section 364 of the
Act) to political organisations other than
political parties (as defined in section
363 of the Act) not exceeding GBP 200,000
in total; and c) incur political
expenditure (as defined in section 365 of
the Act) CONTD
CONT CONTD not exceeding GBP 200,000 in total; Non-Voting
in each case during the period beginning
with the date of passing this resolution
and ending at the end of next year's AGM or
on 18 December 2014, whichever is the
sooner, and provided that the aggregate
amount of political donations and political
expenditure so made and incurred by the
company and its subsidiaries pursuant to
this resolution shall not exceed GBP
200,000
19 Reduced notice of a general meeting other Mgmt For For
than an annual general meeting
--------------------------------------------------------------------------------------------------------------------------
E.ON SE, DUESSELDORF Agenda Number: 705046995
--------------------------------------------------------------------------------------------------------------------------
Security: D24914133
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: DE000ENAG999
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. Registered shares will be
deregistered at the deregistration date by
the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent to your CSR or Custodian.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 15 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted Annual Non-Voting
Financial Statements and the approved
Consolidated Financial Statements for the
2013 financial year, along with the
Combined Management Report for E.ON SE and
the E.ON Group and the Report of the
Supervisory Board as well as the
Explanatory Report of the Board of
Management regarding the statements
pursuant to Sections 289 para. 4, 315 para.
4 and Section 289 para. 5 German Commercial
Code (Handelsgesetzbuch-HGB)
2. Appropriation of balance sheet profits from Mgmt For For
the 2013 financial year
3. Discharge of the Board of Management for Mgmt For For
the 2013 financial year
4. Discharge of the Supervisory Board for the Mgmt For For
2013 financial year
5.1 PricewaterhouseCoopers AG, Duesseldorf, was Mgmt For For
appointed as auditors and group auditors
for Fiscal Year 2014
5.2 PricewaterhouseCoopers AG, Duesseldorf is Mgmt For For
also appointed as auditors for the review
of the condensed financial statements and
the interim management report of purchases
for the first six months of fiscal year
2014
6. Approval of the amendment of the control Mgmt For For
and profit and loss transfer agreement
between E.ON SE and E.ON US Holding GmbH
--------------------------------------------------------------------------------------------------------------------------
EISAI CO.,LTD. Agenda Number: 705305464
--------------------------------------------------------------------------------------------------------------------------
Security: J12852117
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3160400002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ELECTRICITE DE FRANCE SA, PARIS Agenda Number: 705183553
--------------------------------------------------------------------------------------------------------------------------
Security: F2940H113
Meeting Type: MIX
Meeting Date: 15-May-2014
Ticker:
ISIN: FR0010242511
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 282636 DUE TO ADDITION OF
RESOLUTIONS A, O.19. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0418/201404181401205.pdf
O.1 APPROVAL OF THE ANNUAL CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED ON DECEMBER 31, 2013 AND SETTING THE
DIVIDEND
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: ALLOCATION OF INCOME
FOR THE FINANCIAL YEAR ENDED ON DECEMBER
31ST, 2013 AND SETTING THE DIVIDEND -
RESOLUTION SUBMITTED BY THE SUPERVISORY
BOARD OF FCPE ACTIONS EDF AND REVIEWED BY
THE BOARD OF DIRECTORS OF EDF DURING ITS
MEETING OF APRIL 1ST, 2014 AND DID NOT
APPROVE IT
O.4 PAYMENT OF INTERIM DIVIDEND IN SHARES - Mgmt For For
DELEGATION OF POWERS TO THE BOARD OF
DIRECTORS
O.5 AGREEMENTS PURSUANT TO ARTICLE L.225-38 OF Mgmt For For
THE COMMERCIAL CODE
O.6 REVIEWING THE ELEMENTS OF COMPENSATION OWED Mgmt For For
OR PAID TO HENRI PROGLIO, CEO FOR THE 2013
FINANCIAL YEAR
O.7 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN COMPANY'S SHARES
E.8 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES OR SECURITIES
WHILE MAINTAINING SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS
E.9 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES OR SECURITIES
WITH THE CANCELLATION OF SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS VIA PUBLIC
OFFERINGS
E.10 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES OR SECURITIES
WITH THE CANCELLATION OF SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS VIA OFFERS
PURSUANT TO ARTICLE L.411-2, II OF THE
MONETARY AND FINANCIAL CODE
E.11 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE NUMBER OF SECURITIES TO BE
ISSUED IN CASE OF CAPITAL INCREASE WITH OR
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS
E.12 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE SHARE CAPITAL BY
INCORPORATION OF RESERVES, PROFITS,
PREMIUMS OR OTHER AMOUNTS FOR WHICH
CAPITALIZATION IS ALLOWED
E.13 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE SHARE CAPITAL, IN
CONSIDERATION FOR SECURITIES TENDERED IN A
PUBLIC EXCHANGE OFFER INITIATED BY THE
COMPANY
E.14 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE SHARE CAPITAL, IN CONSIDERATION
FOR IN-KIND CONTRIBUTIONS GRANTED TO THE
COMPANY
E.15 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE SHARE CAPITAL IN
FAVOR OF MEMBERS OF SAVINGS PLANS WITH THE
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS IN FAVOR OF THE LATTER
E.16 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE CAPITAL BY CANCELLATION OF TREASURY
SHARES.
E.17 AMENDMENT TO ARTICLE 10 OF THE BYLAWS Mgmt Against Against
OE.18 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
O.19 RATIFICATION OF THE APPOINTMENT OF MRS. Mgmt Against Against
COLETTE LEWINER AS DIRECTOR, REPLACING MRS.
MIREILLE FAUGERE
--------------------------------------------------------------------------------------------------------------------------
ENEL S.P.A., ROMA Agenda Number: 705238031
--------------------------------------------------------------------------------------------------------------------------
Security: T3679P115
Meeting Type: MIX
Meeting Date: 22-May-2014
Ticker:
ISIN: IT0003128367
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 316476 DUE TO RECEIPT OF SLATES
FOR DIRECTOR NAMES. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_203825.PDF
O.1 FINANCIAL STATEMENTS AT 31/12/2013. BOARD Mgmt For For
OF DIRECTORS, BOARD OF AUDITORS AND
INDEPENDENT AUDITORS REPORTS. ANY
ADJOURNMENT THEREOF. CONSOLIDATED FINANCIAL
STATEMENTS AT 31/12/2013
O.2 DESTINATION OF PROFIT Mgmt For For
E.1 PROPOSAL OF INSERTION INTO THE STATUTE OF A Mgmt Against Against
CLAUSE CONCERNING HONOURABILITY
REQUIREMENTS, INELIGIBILITY CAUSES AND
EXPIRATION OF TERM OF THE BOARD OF
DIRECTORS MEMBERS. INSERTION OF ART. 14-BIS
AND AMENDMENT OF ART. 14.3 OF THE STATUTE
E.2 AMENDMENT OF ART. 13.2 OF THE STATUTE Mgmt For For
O.3 DETERMINATION OF THE BOARD OF DIRECTORS Mgmt For For
MEMBERS NUMBER
O.4 DETERMINATION OF THE BOARD OF DIRECTORS Mgmt For For
DURATION
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS BOARD OF DIRECTORS,
THERE IS ONLY 1 SLATE AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2
SLATES. THANK YOU.
O.5.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr No vote
PROPOSAL: APPOINTMENT OF THE BOARD OF
DIRECTORS MEMBERS: LIST PRESENTED BY THE
ITALIAN MINISTRY OF ECONOMY AND FINANCE,
REPRESENTING 31.2PCT OF COMPANY STOCK
CAPITAL: 1. MARIA PATRIZIA GRIECO 2.
FRANCESCO STARACE 3. SALVATORE MANCUSO 4.
PAOLA GIRDINIO 5. ALBERTO BIANCHI 6.
ALBERTO PERA
O.5.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: APPOINTMENT OF THE BOARD OF
DIRECTORS MEMBERS: LIST PRESENTED BY ACOMEA
SGR SPA, ALETTI GESTIELLE SGR SPA, ANIMA
SGR SPA, APG ASSET MANAGEMENT NV, ARCA SGR
SPA, ERSEL ASSET MANAGEMENT SGR SPA,
EURIZON CAPITAL SA, EURIZON CAPITAL SGR
SPA, FIL INVESTMENTS INTERNATIONAL,
FIDEURAM INVESTIMENTI SGR SPA, FIDEURAM
ASSET MANAGEMENT (IRELAND) LIMITED,
INTERFUND SICAV, GENERALI INVESTMENTS
EUROPE SGR SPA, GENERALI INVESTMENTS SICAV,
MEDIOLANUM INTERNATIONAL FUNDS LIMITED,
MEDIOLANUM GESTIONE FONDI SGR SPA, PIONEER
ASSET MANAGEMENT SA, PIONEER INVESTMENT
MANAGEMENT SGR SPA AND UBI PRAMERICA SGR
SPA, REPRESENTING 1.255PCT OF COMPANY STOCK
CAPITAL: 1. ANGELO TARABORRELLI 2. ANNA
CHIARA SVELTO 3. ALESSANDRO BANCHI
O.6 APPOINTMENT OF THE BOARD OF DIRECTORS Mgmt For For
CHAIRMAN
O.7 DETERMINATION OF THE BOARD OF DIRECTORS Mgmt Against Against
MEMBERS EMOLUMENTS
O.8 LIMITS TO THE REMUNERATION OF DIRECTORS Mgmt For For
O.9 REPORT CONCERNING REMUNERATION POLICIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ENI SPA, ROMA Agenda Number: 705186573
--------------------------------------------------------------------------------------------------------------------------
Security: T3643A145
Meeting Type: MIX
Meeting Date: 08-May-2014
Ticker:
ISIN: IT0003132476
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 303662 DUE TO RECEIPT OF SLATES
FOR DIRECTOR AND AUDITOR NAMES. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_199411.PDF
CMMT PLEASE NOTE THAT THE BOARD OF DIRECTORS Non-Voting
DOES NOT MAKE ANY RECOMMENDATIONS OF
RESOLUTION 4. THANK YOU
O.1 FINANCIAL STATEMENTS AT 31/12/2013. ANY Mgmt For For
ADJOURNMENT THEREOF. CONSOLIDATED FINANCIAL
STATEMENTS AT 31/12/2013. BOARD OF
DIRECTORS, BOARD OF AUDITORS AND
INDEPENDENT AUDITORS REPORT
O.2 TO ALLOCATE THE NET PROFIT FOR THE PERIOD Mgmt For For
OF 4,409,777,928.34 EURO, OF WHICH
2,417,239,554.69 EURO REMAINS FOLLOWING THE
DISTRIBUTION OF THE 2013 INTERIM DIVIDEND
OF 0.55 EURO PER SHARE, RESOLVED BY THE
BOARD OF DIRECTORS ON SEPTEMBER 19, 2013,
AS SPECIFIED
O.3 AUTHORIZATION TO BUY AND SELL OWN SHARES. Mgmt For For
ANY ADJOURNMENT THEREOF
E.4 AMENDMENT OF ART. 17 OF THE STATUTE AND Mgmt Against Against
INSERTION OF NEW ART. 17-BIS
E.5 AMENDMENT OF ART. 16 OF THE STATUTE Mgmt For For
O.6 DETERMINATION OF DIRECTORS NUMBER Mgmt For For
O.7 DETERMINATION OF DIRECTORS DURATION Mgmt For For
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS DIRECTORS, THERE IS
ONLY ONE SLATE AVAILABLE TO BE FILLED AT
THE MEETING. THE STANDING INSTRUCTIONS FOR
THIS MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1
OF THE 2 SLATES. THANK YOU.
O.8.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr No vote
PROPOSAL: LISTS FILED BY THE ITALIAN
MINISTRY OF ECONOMY AND FINANCE: TO APPOINT
DIRECTORS: 1. EMMA MARCEGAGLIA (PRESIDENT),
2. CLAUDIO DESCALZI, 3.ANDREA GEMMA,
4.LUIGI ZINGALES, 5.DIVA MORIANI, 6.
FABRIZIO PAGANI
O.8.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: LISTS FILED BY THE ITALIAN AND
FOREIGN INSTITUTIONAL INVESTORS: 1. LORENZI
ALESSANDRO, 2. LITVACK KARINA, 3.GUINDANI
PIETRO
O.9 APPOINTMENT OF THE BOARD OF DIRECTORS Mgmt For For
CHAIRMAN
O.10 DETERMINATION OF THE BOARD OF DIRECTORS AND Mgmt Against Against
CHAIRMAN EMOLUMENTS
O.11 RESOLUTIONS IN CONFORMITY WITH LAW 9 AUGUST Mgmt For For
2013 N.98
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY ONE CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN. THANK YOU.
O12.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: LISTS FILED BY THE ITALIAN
MINISTRY OF ECONOMY AND FINANCE: COLLEGIO
SINDACALE: EFFECTIVE AUDITORS: 1. MARCO
SERACINI, 2. ALBERTO FALINI, 3. PAOLA
CAMAGNI. ALTERNATE AUDITORS: 1.STEFANIA
BETTONI 2. MASSIMILIANO GALLI
O12.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: LISTS FILED BY THE ITALIAN AND
FOREIGN INSTITUTIONAL INVESTORS: EFFECTIVE
AUDITORS:1. CARATOZZOLO MATTEO, 2. LACCHINI
MARCO. ALTERNATE AUDITORS: 1.LONARDO MAURO,
2. VITALI PIERA
O.13 APPOINTMENT OF THE BOARD OF AUDITORS Mgmt For For
CHAIRMAN
O.14 DETERMINATION OF THE BOARD OF AUDITORS Mgmt For For
CHAIRMAN AND REGULAR AUDITORS EMOLUMENTS
O.15 DETERMINATION OF THE MEDAL OF PRESENCE OF Mgmt For For
THE JUDGE OF THE NATIONAL AUDIT OFFICE
CONTROLLING THE FINANCIAL MANAGEMENT
O.16 LONG-TERM 2014-2016 CASH INCENTIVE PLAN Mgmt For For
O.17 REPORT CONCERNING REMUNERATION POLICIES Mgmt For For
CMMT 22 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTION O12.1. IF YOU HAVE ALREADY SENT
IN YOUR VOTES FOR MID: 320874 PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EUROPEAN AERONAUTIC DEFENCE AND SPACE NV, SCHIPHOL Agenda Number: 705156998
--------------------------------------------------------------------------------------------------------------------------
Security: N0280E105
Meeting Type: AGM
Meeting Date: 27-May-2014
Ticker:
ISIN: NL0000235190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING AND GENERAL INTRODUCTORY STATEMENTS Non-Voting
2 PRESENTATION BY THE CHAIRMAN AND THE CHIEF Non-Voting
EXECUTIVE OFFICER, INCLUDING REPORT BY THE
BOARD OF DIRECTORS IN RESPECT OF THE: 1.
CORPORATE GOVERNANCE STATEMENT, 2. REPORT
ON THE BUSINESS AND FINANCIAL RESULTS OF
2013, 3. APPLICATION OF THE REMUNERATION
POLICY IN 2013, 4. POLICY ON DIVIDEND
3 DISCUSSION OF ALL AGENDA ITEMS Non-Voting
4.1 ADOPTION OF THE AUDITED ACCOUNTS FOR THE Mgmt For For
FINANCIAL YEAR OF 2013
4.2 APPROVAL OF THE RESULT ALLOCATION AND Mgmt For For
DISTRIBUTION
4.3 RELEASE FROM LIABILITY OF THE NON-EXECUTIVE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
4.4 RELEASE FROM LIABILITY OF THE EXECUTIVE Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.5 APPOINTMENT OF KPMG ACCOUNTANTS N.V. AS Mgmt For For
AUDITOR FOR THE FINANCIAL YEAR 2014
4.6 ADOPTION OF THE AMENDMENTS TO THE Mgmt For For
COMPENSATION AND REMUNERATION POLICY OF THE
BOARD OF DIRECTORS
4.7 AMENDMENT OF ARTICLE 2 PARAGRAPH 1 OF THE Mgmt For For
COMPANY'S ARTICLES OF ASSOCIATION
4.8 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND TO LIMIT OR
EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS FOR THE PURPOSE OF
EMPLOYEE SHARE OWNERSHIP PLANS AND
SHARE-RELATED LONG-TERM INCENTIVE PLANS
4.9 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND TO LIMIT OR
EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS FOR THE PURPOSE OF
FUNDING THE COMPANY AND ITS GROUP COMPANIES
4.10 RENEWAL OF THE AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO REPURCHASE SHARES OF THE
COMPANY
5 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 705357487
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Amend the Compensation to be received by Mgmt For For
Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
FAST RETAILING CO.,LTD. Agenda Number: 704832547
--------------------------------------------------------------------------------------------------------------------------
Security: J1346E100
Meeting Type: AGM
Meeting Date: 21-Nov-2013
Ticker:
ISIN: JP3802300008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FUJIFILM HOLDINGS CORPORATION Agenda Number: 705343399
--------------------------------------------------------------------------------------------------------------------------
Security: J14208102
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3814000000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC, BRENTFORD MIDDLESEX Agenda Number: 705069664
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the 2013 Annual Report Mgmt For For
2 To approve the Annual Remuneration Report Mgmt For For
3 To approve the Remuneration Policy Mgmt For For
4 To re-elect Sir Christopher Gent as a Mgmt For For
Director
5 To re-elect Sir Andrew Witty as a Director Mgmt For For
6 To re-elect Professor Sir Roy Anderson as a Mgmt For For
Director
7 To re-elect Dr Stephanie Burns as a Mgmt For For
Director
8 To re-elect Stacey Cartwright as a Director Mgmt For For
9 To re-elect Simon Dingemans as a Director Mgmt For For
10 To re-elect Lynn Elsenhans as a Director Mgmt For For
11 To re-elect Judy Lewent as a Director Mgmt For For
12 To re-elect Sir Deryck Maughan as a Mgmt For For
Director
13 To re-elect Dr Daniel Podolsky as a Mgmt For For
Director
14 To re-elect Dr Moncef Slaoui as a Director Mgmt For For
15 To re-elect Tom de Swaan as a Director Mgmt For For
16 To re-elect Jing Ulrich as a Director Mgmt For For
17 To re-elect Hans Wijers as a Director Mgmt For For
18 To re-appoint auditors: Mgmt For For
PricewaterhouseCoopers LLP
19 To determine remuneration of auditors Mgmt For For
20 To authorise the company and its Mgmt For For
subsidiaries to make donations to political
organisations and incur political
expenditure
21 To authorise allotment of shares Mgmt For For
22 To disapply pre-emption rights Mgmt For For
23 To authorise the company to purchase its Mgmt For For
own shares
24 To authorise exemption from statement of Mgmt For For
name of senior statutory auditor
25 To authorise reduced notice of a general Mgmt For For
meeting other than an AGM
--------------------------------------------------------------------------------------------------------------------------
GLENCORE XSTRATA PLC, ST HELIER Agenda Number: 705175900
--------------------------------------------------------------------------------------------------------------------------
Security: G39420107
Meeting Type: AGM
Meeting Date: 20-May-2014
Ticker:
ISIN: JE00B4T3BW64
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE COMPANY'S NAME BE CHANGED TO Mgmt For For
GLENCORE PLC AND THAT THE MEMORANDUM OF
ASSOCIATION OF THE COMPANY BE AMENDED BY
THE DELETION OF THE FIRST PARAGRAPH THEREOF
AND THE INSERTION IN ITS PLACE OF THE
FOLLOWING: THE NAME OF THE COMPANY IS
GLENCORE PLC
2 THAT THE ARTICLES OF ASSOCIATION PRODUCED Mgmt For For
TO THE MEETING AND INITIALLED BY THE
CHAIRMAN OF THE MEETING FOR PURPOSES OF
IDENTIFICATION BE ADOPTED AS THE ARTICLES
OF ASSOCIATION OF THE COMPANY IN
SUBSTITUTION FOR, AND TO THE EXCLUSION OF,
THE EXISTING ARTICLES OF ASSOCIATION
3 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED 31DEC2013 (2013 ANNUAL
REPORT)
4 TO APPROVE A FINAL DISTRIBUTION OF USD0.111 Mgmt For For
PER ORDINARY SHARE FOR THE YEAR ENDED
31DEC2013 WHICH THE DIRECTORS PROPOSE, AND
THE SHAREHOLDERS RESOLVE, IS TO BE PAID
ONLY FROM THE CAPITAL CONTRIBUTION RESERVES
OF THE COMPANY
5 TO RE-ELECT ANTHONY HAYWARD (INTERIM Mgmt For For
CHAIRMAN) AS A DIRECTOR
6 TO RE-ELECT LEONHARD FISCHER (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
7 TO RE-ELECT WILLIAM MACAULAY (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
8 TO RE-ELECT IVAN GLASENBERG (CHIEF Mgmt For For
EXECUTIVE OFFICER) AS A DIRECTOR
9 TO ELECT PETER COATES (NON-EXECUTIVE Mgmt For For
DIRECTOR) AS A DIRECTOR
10 TO ELECT JOHN MACK (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
11 TO ELECT PETER GRAUER (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
12 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT IN THE 2013 ANNUAL REPORT (EXCLUDING
THE DIRECTORS' REMUNERATION POLICY AS SET
OUT IN PART A OF THE DIRECTORS'
REMUNERATION REPORT)
13 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY AS SET OUT IN PART A OF THE
DIRECTORS' REMUNERATION REPORT IN THE 2013
ANNUAL REPORT
14 TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S Mgmt For For
AUDITORS TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID
15 TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
16 TO RENEW THE AUTHORITY CONFERRED ON THE Mgmt For For
DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE
COMPANY'S ARTICLES OF ASSOCIATION (THE
ARTICLES) TO ALLOT SHARES OR GRANT RIGHTS
TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY
INTO SHARES FOR AN ALLOTMENT PERIOD (AS
DEFINED IN THE ARTICLES) COMMENCING ON THE
DATE OF THE PASSING OF THIS RESOLUTION AND
ENDING ON THE EARLIER OF 30 JUNE 2015 AND
THE CONCLUSION OF THE COMPANYS AGM IN 2015,
AND FOR THAT PURPOSE THE AUTHORISED
ALLOTMENT AMOUNT (AS DEFINED IN THE
ARTICLES) SHALL BE U.S.D44,261,351
17 THAT SUBJECT TO THE PASSING OF RESOLUTION 2 Mgmt For For
THE DIRECTORS BE AND ARE HEREBY AUTHORISED
TO OFFER AND ALLOT ORDINARY SHARES TO
ORDINARY SHAREHOLDERS IN LIEU OF A CASH
DISTRIBUTION FROM TIME TO TIME OR FOR SUCH
PERIOD AS THEY MAY DETERMINE PURSUANT TO
THE TERMS OF ARTICLE 142 OF THE ARTICLES
PROVIDED THAT THE AUTHORITY CONFERRED BY
THIS RESOLUTION SHALL EXPIRE ON 20 MAY 2019
18 SUBJECT TO AND CONDITIONALLY UPON THE Mgmt For For
PASSING OF RESOLUTION 16, TO EMPOWER THE
DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE
ARTICLES TO ALLOT EQUITY SECURITIES FOR AN
ALLOTMENT PERIOD (EACH AS DEFINED IN THE
ARTICLES) COMMENCING ON THE DATE OF THE
PASSING OF THIS RESOLUTION AND ENDING ON
THE EARLIER OF 30 JUNE 2015 AND THE
CONCLUSION OF THE COMPANY'S AGM IN 2015
WHOLLY FOR CASH AS IF ARTICLE 11 OF THE
ARTICLES DID NOT APPLY TO SUCH ALLOTMENT
AND, FOR THE PURPOSES OF ARTICLE PARAGRAPH
10.3(C), THE NON-PRE-EMPTIVE AMOUNT (AS
DEFINED IN THE ARTICLES) SHALL BE
U.S.D6,639,203
19 THAT: (I) THE COMPANY BE AND IS HEREBY Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
PURSUANT TO ARTICLE 57 OF THE COMPANIES
(JERSEY) LAW 1991 (THE COMPANIES LAW) TO
MAKE MARKET PURCHASES OF ORDINARY SHARES,
PROVIDED THAT: (A) THE MAXIMUM NUMBER OF
ORDINARY SHARES AUTHORISED TO BE PURCHASED
IS 1,327,840,547 (B) THE MINIMUM PRICE,
EXCLUSIVE OF ANY EXPENSES, WHICH MAY BE
PAID FOR AN ORDINARY SHARE IS U.S.D0.01;
(C) THE MAXIMUM PRICE, EXCLUSIVE OF ANY
EXPENSES, WHICH MAY BE PAID FOR AN ORDINARY
SHARE SHALL BE THE HIGHER OF: 1. AN AMOUNT
EQUAL TO 5 PER CENT, ABOVE THE AVERAGE OF
THE MIDDLE MARKET QUOTATIONS FOR ORDINARY
SHARES CONTD
CONT CONTD TAKEN FROM THE LONDON STOCK EXCHANGE Non-Voting
DAILY OFFICIAL LIST FOR THE FIVE BUSINESS
DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH
SUCH SHARES ARE CONTRACTED TO BE PURCHASED;
AND 2. THE HIGHER OF THE PRICE OF THE LAST
INDEPENDENT TRADE AND THE HIGHEST CURRENT
INDEPENDENT BID ON THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST AT THE TIME
THAT THE PURCHASE IS CARRIED OUT; AND (D)
THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE
ON THE EARLIER OF THE CONCLUSION OF THE
COMPANY'S AGM CONTD
CONT CONTD IN 2015 OR ON 30 JUNE 2015 (EXCEPT Non-Voting
THAT THE COMPANY MAY MAKE A CONTRACT TO
PURCHASE ORDINARY SHARES UNDER THIS
AUTHORITY BEFORE SUCH AUTHORITY EXPIRES,
WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER THE EXPIRY OF SUCH AUTHORITY,
AND MAY MAKE PURCHASES OF ORDINARY SHARES
IN PURSUANCE OF ANY SUCH CONTRACT AS IF
SUCH AUTHORITY HAD NOT EXPIRED); AND (II)
THE COMPANY BE AND IS HEREBY GENERALLY AND
UNCONDITIONALLY CONTD
CONT CONTD AUTHORISED PURSUANT TO ARTICLE 58A OF Non-Voting
THE COMPANIES LAW, TO HOLD, IF THE
DIRECTORS SO DESIRE, AS TREASURY SHARES,
ANY ORDINARY SHARES PURCHASED PURSUANT TO
THE AUTHORITY CONFERRED BY PARAGRAPH (I) OF
THIS RESOLUTION
CMMT 06 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO APPLICATION OF RECORD DATE.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
GREAT PORTLAND ESTATES PLC R.E.I.T., LONDON Agenda Number: 704577432
--------------------------------------------------------------------------------------------------------------------------
Security: G40712179
Meeting Type: AGM
Meeting Date: 04-Jul-2013
Ticker:
ISIN: GB00B01FLL16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the audited financial Mgmt For For
statements together with the directors' and
auditors' reports for the year ended 31
March 2013
2 To authorise the payment of a final Mgmt For For
dividend for the year ended 31 March 2013
3 To approve the Directors' remuneration Mgmt For For
report
4 To re-elect Toby Courtauld as a director of Mgmt For For
the Company
5 To re-elect Nick Sanderson as a director of Mgmt For For
the Company
6 To re-elect Neil Thompson as a director of Mgmt For For
the Company
7 To re-elect Martin Scicluna as a director Mgmt For For
of the Company
8 To re-elect Charles Irby as a director of Mgmt For For
the Company
9 To re-elect Jonathan Nicholls as a director Mgmt For For
of the Company
10 To re-elect Jonathan Short as a director of Mgmt For For
the Company
11 To elect Elizabeth Holden as a director of Mgmt For For
the Company
12 To reappoint Deloitte LLP as auditors Mgmt For For
13 To authorise the directors to agree the Mgmt For For
remuneration of the auditors
14 To renew the directors' authority to allot Mgmt For For
shares
15 To renew the directors' limited authority Mgmt For For
to allot shares for cash
16 To renew the authority enabling the Company Mgmt For For
to buy its own shares
17 To authorise the calling of general Mgmt For For
meetings (other than an annual general
meeting) on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
GREENE KING PLC, BURY ST EDMUNDS SUFFOLK Agenda Number: 704675959
--------------------------------------------------------------------------------------------------------------------------
Security: G40880133
Meeting Type: AGM
Meeting Date: 03-Sep-2013
Ticker:
ISIN: GB00B0HZP136
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report of the directors and Mgmt For For
the accounts for the fifty-two weeks ended
28 April 2013 and the auditors' report
thereon
2 To approve the directors' remuneration Mgmt For For
report (as set out in the annual report)
for the fifty-two weeks ended 28 April 2013
3 To declare a final dividend of 19.45p per Mgmt For For
ordinary share
4 To re-elect Tim Bridge as a director of the Mgmt For For
company
5 To re-elect Rooney Anand as a director of Mgmt For For
the company
6 To re-elect John Brady as a director of the Mgmt For For
company
7 To re-elect Mike Coupe as a director of the Mgmt For For
company
8 To re-elect Ian Durant as a director of the Mgmt For For
company
9 To re-elect Matthew Fearn as a director of Mgmt For For
the company
10 To elect Lynne Weedall as a director of the Mgmt For For
company
11 To re-appoint Ernst and Young LLP as Mgmt For For
auditors of the company until the
conclusion of the next annual general
meeting
12 To authorise the directors to determine the Mgmt For For
remuneration of the auditors of the company
13 To approve and adopt the Greene King plc Mgmt For For
Performance Share Plan 2013
14 To authorise the directors to allot shares Mgmt For For
15 To authorise the directors to dis-apply Mgmt For For
pre-emption rights
16 To authorise the purchase of own shares Mgmt For For
17 To allow the company to hold general Mgmt For For
meetings on 14 days' notice
--------------------------------------------------------------------------------------------------------------------------
H & M HENNES & MAURITZ AB, STOCKHOLM Agenda Number: 705094631
--------------------------------------------------------------------------------------------------------------------------
Security: W41422101
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: SE0000106270
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
1 OPENING OF THE AGM Non-Voting
2 ELECTION OF A CHAIRMAN FOR THE AGM: THE Non-Voting
LAWYER SVEN UNGER
3 ADDRESS BY CEO KARL-JOHAN PERSSON FOLLOWED Non-Voting
BY AN OPPORTUNITY TO ASK QUESTIONS ABOUT
THE COMPANY
4 ESTABLISHMENT AND APPROVAL OF VOTING LIST Non-Voting
5 APPROVAL OF THE AGENDA Non-Voting
6 ELECTION OF PEOPLE TO CHECK THE MINUTES Non-Voting
7 EXAMINATION OF WHETHER THE MEETING WAS DULY Non-Voting
CONVENED
8.a PRESENTATION OF THE ANNUAL ACCOUNTS AND Non-Voting
AUDITOR'S REPORT AS WELL AS THE
CONSOLIDATED ACCOUNTS AND CONSOLIDATED
AUDITOR'S REPORT, AND AUDITOR'S STATEMENT
ON WHETHER THE GUIDELINES FOR REMUNERATION
TO SENIOR EXECUTIVES APPLICABLE SINCE THE
LAST AGM HAVE BEEN FOLLOWED
8.b STATEMENT BY THE COMPANY'S AUDITOR AND THE Non-Voting
CHAIRMAN OF THE AUDITING COMMITTEE
8.c STATEMENT BY THE CHAIRMAN OF THE BOARD ON Non-Voting
THE WORK OF THE BOARD
8.d STATEMENT BY THE CHAIRMAN OF THE ELECTION Non-Voting
COMMITTEE ON THE WORK OF THE ELECTION
COMMITTEE
9.a ADOPTION OF THE INCOME STATEMENT AND Mgmt For For
BALANCE SHEET AS WELL AS THE CONSOLIDATED
INCOME STATEMENT AND CONSOLIDATED BALANCE
SHEET
9.b DISPOSAL OF THE COMPANY'S EARNINGS IN Mgmt For For
ACCORDANCE WITH THE ADOPTED BALANCE SHEETS,
AND RECORD DATE: THE BOARD HAS PROPOSED A
DIVIDEND TO THE SHAREHOLDERS OF SEK 9.50
PER SHARE
9.c DISCHARGE OF THE MEMBERS OF THE BOARD AND Mgmt For For
CEO FROM LIABILITY TO THE COMPANY
10 ESTABLISHMENT OF THE NUMBER OF BOARD Mgmt For For
MEMBERS AND DEPUTY BOARD MEMBERS: THE
ELECTION COMMITTEE PROPOSES EIGHT BOARD
MEMBERS WITH NO DEPUTIES
11 ESTABLISHMENT OF FEES TO THE BOARD AND Mgmt For For
AUDITORS
12 ELECTION OF BOARD MEMBERS AND CHAIRMAN OF Mgmt For For
THE BOARD: THE ELECTION COMMITTEE PROPOSES
THE FOLLOWING BOARD OF DIRECTORS. NEW
MEMBERS: LENA PATRIKSSON KELLER AND NIKLAS
ZENNSTROM. RE-ELECTION OF THE FOLLOWING
CURRENT BOARD MEMBERS: ANDERS DAHLVIG,
LOTTIE KNUTSON, SUSSI KVART, STEFAN
PERSSON, MELKER SCHORLING AND CHRISTIAN
SIEVERT. BO LUNDQUIST HAS DECLINED
RE-ELECTION. MIA BRUNELL-LIVFORS LEFT THE
BOARD OF H&M AT HER OWN REQUEST AS OF THE
END OF 2013. CHAIRMAN OF THE BOARD:
RE-ELECTION OF STEFAN PERSSON
13 ESTABLISHMENT OF PRINCIPLES FOR THE Mgmt Against Against
ELECTION COMMITTEE AND ELECTION OF MEMBERS
OF THE ELECTION COMMITTEE
14 RESOLUTION ON GUIDELINES FOR REMUNERATION Mgmt For For
TO SENIOR EXECUTIVES
15 CLOSING OF THE AGM Non-Voting
--------------------------------------------------------------------------------------------------------------------------
HALMA PLC, AMERSHAM Agenda Number: 704626172
--------------------------------------------------------------------------------------------------------------------------
Security: G42504103
Meeting Type: AGM
Meeting Date: 25-Jul-2013
Ticker:
ISIN: GB0004052071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Accounts and the Reports of Mgmt For For
the Directors and the Auditors
2 To declare a final dividend Mgmt For For
3 To approve the Remuneration Report Mgmt For For
4 To re-elect Andrew Williams as a Director Mgmt For For
5 To re-elect Kevin Thompson as a Director Mgmt For For
6 To re-elect Stephen Pettit as a Director Mgmt For For
7 To re-elect Neil Quinn as a Director Mgmt For For
8 To re-elect Jane Aikman as a Director Mgmt For For
9 To re-elect Adam Meyers as a Director Mgmt For For
10 To re-elect Lord Blackwell as a Director Mgmt For For
11 To re-elect Steve Marshall as a Director Mgmt For For
12 To re-elect Daniela Barone Soares as a Mgmt For For
Director
13 To elect Paul Walker as a Director Mgmt For For
14 To reappoint Deloitte LLP as Auditor Mgmt For For
15 To authorise the Directors to determine the Mgmt For For
remuneration of the Auditor
16 Authority to allot shares Mgmt For For
17 Disapplication of pre-emption rights Mgmt For For
18 Authority to purchase own shares Mgmt For For
19 Notice of general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HAMAMATSU PHOTONICS K.K. Agenda Number: 704866740
--------------------------------------------------------------------------------------------------------------------------
Security: J18270108
Meeting Type: AGM
Meeting Date: 20-Dec-2013
Ticker:
ISIN: JP3771800004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HANG SENG BANK LTD, HONG KONG Agenda Number: 705063826
--------------------------------------------------------------------------------------------------------------------------
Security: Y30327103
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: HK0011000095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0326/LTN20140326419.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0326/LTN20140326431.pdf
1 To adopt the reports and audited financial Mgmt For For
statements for 2013
2.a To re-elect Dr Raymond K F Ch'ien as Mgmt Against Against
Director
2.b To elect Mr Nixon L S Chan as Director Mgmt For For
2.c To re-elect Ms L Y Chiang as Director Mgmt For For
2.d To re-elect Ms Sarah C Legg as Director Mgmt For For
2.e To elect Mr Kenneth S Y Ng as Director Mgmt For For
2.f To re-elect Mr Michael W K Wu as Director Mgmt For For
3 To re-appoint KPMG as Auditor and to Mgmt For For
authorise the Directors to fix their
remuneration
4 To grant a general mandate to the Directors Mgmt For For
to buy-back shares not exceeding 10% of the
number of shares in issue
5 To grant a general mandate to the Directors Mgmt Against Against
to issue additional shares which shall not
in aggregate exceed, except in certain
specific circumstances such as pursuant to
a rights issue or any scrip dividend
scheme, 20%, or 5% where the shares are to
be allotted wholly for cash, of the number
of shares in issue
6 To adopt the new Articles of Association Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HANKYU HANSHIN HOLDINGS,INC. Agenda Number: 705317053
--------------------------------------------------------------------------------------------------------------------------
Security: J18439109
Meeting Type: AGM
Meeting Date: 13-Jun-2014
Ticker:
ISIN: JP3774200004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HEXAGON AB, NACKA STRAND Agenda Number: 705105270
--------------------------------------------------------------------------------------------------------------------------
Security: W40063104
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: SE0000103699
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: MELKER Non-Voting
SCHORLING
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF TWO PERSONS TO CHECK THE Non-Voting
MINUTES
6 DETERMINATION OF COMPLIANCE WITH THE RULES Non-Voting
OF CONVOCATION
7 THE MANAGING DIRECTORS REPORT Non-Voting
8.a PRESENTATION OF: THE ANNUAL REPORT, THE Non-Voting
AUDITOR'S REPORT AND THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE GROUP AUDITORS
REPORT FOR THE FINANCIAL YEAR 2013
8.b PRESENTATION OF: STATEMENT BY THE AUDITOR Non-Voting
REGARDING WHETHER THE GUIDELINES FOR
REMUNERATION TO SENIOR EXECUTIVES, WHICH
HAVE BEEN IN EFFECT SINCE THE LAST ANNUAL
GENERAL MEETING, HAVE BEEN OBSERVED
8.c PRESENTATION OF: THE PROPOSAL OF THE BOARD Non-Voting
OF DIRECTORS FOR DIVIDEND AND STATEMENT
THERETO
9.a RESOLUTION REGARDING: ADOPTION OF THE Mgmt For For
STATEMENT OF INCOME AND THE BALANCE SHEET
AND THE CONSOLIDATED STATEMENT OF INCOME
AND THE CONSOLIDATED BALANCE SHEET, AS PER
31 DECEMBER 2013
9.b RESOLUTION REGARDING: APPROPRIATION OF THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE ADOPTED
BALANCE SHEET AND RESOLUTION REGARDING
RECORD DAY: EUR 0.31
9.c RESOLUTION REGARDING: DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR
10 ESTABLISHMENT OF THE NUMBER OF MEMBERS AND Mgmt For For
DEPUTY MEMBERS OF THE BOARD OF DIRECTORS:
THE NUMBER OF BOARD MEMBERS SHALL BE SIX,
WITHOUT ANY DEPUTY MEMBERS
11 ESTABLISHMENT OF FEE TO THE BOARD MEMBERS Mgmt For For
AND AUDITORS
12 ELECTION OF BOARD MEMBERS AND AUDITORS: Mgmt For For
RE-ELECTION OF THE BOARD MEMBERS MELKER
SCHORLING, OLA ROLLEN, GUN NILSSON, ULRIK
SVENSSON, ULRIKA FRANCKE AND JILL SMITH AS
ORDINARY MEMBERS OF THE BOARD. ELECTION OF
MELKER SCHORLING AS CHAIRMAN OF THE BOARD.
RE-ELECTION OF THE ACCOUNTING COMPANY ERNST
& YOUNG AB AS AUDITORS OF THE COMPANY, FOR
A ONE YEAR PERIOD OF MANDATE, CONSEQUENTLY
UP TO AND INCLUDING THE AGM 2015, WHEREBY
IT IS NOTED THAT THE ACCOUNTING COMPANY HAS
STATED THAT AUTHORISED PUBLIC ACCOUNTANT
RICKARD ANDERSSON WILL BE APPOINTED AUDITOR
IN CHARGE
13 ELECTION OF MEMBERS OF THE NOMINATION Mgmt For For
COMMITTEE: THE NOMINATION COMMITTEE SHALL
HAVE FOUR MEMBERS. RE-ELECTION OF MIKAEL
EKDAHL (MELKER SCHORLING AB), JAN ANDERSSON
(SWEDBANK ROBUR FONDER), ANDERS OSCARSSON
(AMF FONDER) AND BENGT BELFRAGE (NORDEA
FONDER), AS MEMBERS OF THE NOMINATION
COMMITTEE IN RESPECT OF THE ANNUAL GENERAL
MEETING 2015. ELECTION OF MIKAEL EKDAHL AS
CHAIRMAN OF THE NOMINATION COMMITTEE
14 GUIDELINES FOR REMUNERATION TO SENIOR Mgmt For For
EXECUTIVES
15 AUTHORISATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
RESOLVE ON THE ACQUISITION AND TRANSFER OF
THE COMPANYS OWN SHARES
16 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
HITACHI CONSTRUCTION MACHINERY CO.,LTD. Agenda Number: 705343022
--------------------------------------------------------------------------------------------------------------------------
Security: J20244109
Meeting Type: AGM
Meeting Date: 23-Jun-2014
Ticker:
ISIN: JP3787000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to:Expand Business Lines Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HONDA MOTOR CO.,LTD. Agenda Number: 705324022
--------------------------------------------------------------------------------------------------------------------------
Security: J22302111
Meeting Type: AGM
Meeting Date: 13-Jun-2014
Ticker:
ISIN: JP3854600008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD, HONG KONG Agenda Number: 705040462
--------------------------------------------------------------------------------------------------------------------------
Security: Y3506N139
Meeting Type: AGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: HK0388045442
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 19 MAR 2014: PLEASE NOTE IN THE HONG KONG Non-Voting
MARKET THAT A VOTE OF "ABSTAIN" WILL BE
TREATED THE SAME AS A "TAKE NO ACTION" VOTE
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0314/LTN20140314642.pdf And
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0314/LTN20140314630.pdf
1 To receive the audited Financial Statements Mgmt For For
for the year ended 31 December 2013
together with the Reports of the Directors
and Auditor thereon
2 To declare a final dividend of HKD 1.72 per Mgmt For For
share
3.a To elect Dr Kwok Chi Piu, Bill as Director Mgmt For For
3.b To elect Mr Lee Kwan Ho, Vincent Marshall Mgmt For For
as Director
4 To re-appoint PricewaterhouseCoopers as the Mgmt For For
Auditor and to authorise the Directors to
fix its remuneration
5 To grant a general mandate to the Directors Mgmt For For
to repurchase shares of HKEx, not exceeding
10% of the number of shares of HKEx in
issue as at the date of this Resolution
6 To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of HKEx, not exceeding 10% of the
number of shares of HKEx in issue as at the
date of this Resolution, and the discount
for any shares to be issued shall not
exceed 10%
7.a To approve the remuneration of HKD Mgmt For For
1,500,000 and HKD 700,000 per annum
respectively be payable to the Chairman and
each of the other non-executive Directors
7.b To approve, in addition to the attendance Mgmt For For
fee of HKD 3,000 per meeting, the
remuneration of HKD 180,000 and HKD 100,000
per annum respectively be payable to the
chairman and each of the other members of
Audit Committee, and the remuneration of
HKD 150,000 and HKD 100,000 per annum
respectively be payable to the chairman and
each of the other members (excluding
executive Director, if any) of Executive
Committee, Investment Advisory Committee
and Remuneration Committee
8 To approve the adoption of the new Articles Mgmt For For
of Association in substitution for, and to
the exclusion of, the existing Memorandum
and Articles of Association of HKEx
CMMT 19 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 705152875
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: SGM
Meeting Date: 19-May-2014
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 17 APR 2014: PLEASE NOT THAT THIS IS AN Non-Voting
INFORMATION MEETING ONLY FOR HONG KONG
SHAREHOLDERS. THERE ARE NO VOTEABLE
RESOLUTIONS. IF YOU WISH TO ATTEND PLEASE
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE
CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1 TO DISCUSS THE 2013 RESULTS AND OTHER Non-Voting
MATTERS OF INTEREST
CMMT 17 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
COMMENT.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 705077433
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
2013
2 To approve the Directors' remuneration Mgmt For For
policy
3 To approve the Directors' Remuneration Mgmt For For
Report
4 To approve the Variable pay cap (see Mgmt For For
section 4 of the Explanatory Notes in the
Notice of AGM for voting threshold
applicable to this resolution)
5.a To elect Kathleen Casey as a Director Mgmt For For
5.b To elect Sir Jonathan Evans as a Director Mgmt For For
5.c To elect Marc Moses as a Director Mgmt For For
5.d To elect Jonathan Symonds as a Director Mgmt For For
5.e To re-elect Safra Catz as a Director Mgmt For For
5.f To re-elect Laura Cha as a Director Mgmt For For
5.g To re-elect Marvin Cheung as a Director Mgmt For For
5.h To re-elect Joachim Faber as a Director Mgmt For For
5.i To re-elect Rona Fairhead as a Director Mgmt For For
5.j To re-elect Renato Fassbind as a Director Mgmt For For
5.k To re-elect Douglas Flint as a Director Mgmt For For
5.l To re-elect Stuart Gulliver as a Director Mgmt For For
5.m To re-elect Sam Laidlaw as a Director Mgmt For For
5.n To re-elect John Lipsky as a Director Mgmt For For
5.o To re-elect Rachel Lomax as a Director Mgmt For For
5.p To re-elect Iain MacKay as a Director Mgmt For For
5.q To re-elect Sir Simon Robertson as a Mgmt For For
Director
6 To re-appoint KPMG Audit Plc as auditor of Mgmt For For
the Company to hold office until completion
of the audit of the consolidated accounts
for the year ending 31 December 2014
7 To authorise the Group Audit Committee to Mgmt For For
determine the auditor's remuneration
8 To authorise the Directors to allot shares Mgmt For For
9 To disapply pre-emption rights Mgmt For For
10 To authorise the Directors to allot any Mgmt For For
repurchased shares
11 To authorise the Company to purchase its Mgmt For For
own ordinary shares
12 To authorise the Directors to allot equity Mgmt For For
securities in relation to Contingent
Convertible Securities
13 To disapply pre-emption rights in relation Mgmt For For
to the issue of Contingent Convertible
Securities
14 To approve general meetings (other than Mgmt For For
annual general meetings) being called on 14
clear days' notice
--------------------------------------------------------------------------------------------------------------------------
HUTCHISON WHAMPOA LTD, HONG KONG Agenda Number: 705123040
--------------------------------------------------------------------------------------------------------------------------
Security: Y38024108
Meeting Type: AGM
Meeting Date: 16-May-2014
Ticker:
ISIN: HK0013000119
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0407/LTN20140407723.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0407/LTN20140407727.pdf
1 TO RECEIVE AND ADOPT THE STATEMENT OF Mgmt For For
AUDITED ACCOUNTS, REPORT OF THE DIRECTORS
AND REPORT OF THE AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.a TO RE-ELECT MR FOK KIN NING, CANNING AS A Mgmt For For
DIRECTOR
3.b TO RE-ELECT MR LAI KAI MING, DOMINIC AS A Mgmt Against Against
DIRECTOR
3.c TO RE-ELECT MR KAM HING LAM AS A DIRECTOR Mgmt Against Against
3.d TO RE-ELECT MR WILLIAM SHURNIAK AS A Mgmt For For
DIRECTOR
3.e TO RE-ELECT MR WONG CHUNG HIN AS A DIRECTOR Mgmt For For
4 TO APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
5.1 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE ADDITIONAL SHARES
5.2 TO APPROVE THE BUY-BACK BY THE COMPANY OF Mgmt For For
ITS OWN SHARES
5.3 TO EXTEND THE GENERAL MANDATE IN ORDINARY Mgmt Against Against
RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL
SHARES
6 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
7.1 TO ADD THE CHINESE NAME OF THE COMPANY TO Mgmt For For
ITS EXISTING NAME: THE CHINESE NAME OF THE
COMPANY "AS SPECIFIED" BE ADDED TO ITS
EXISTING COMPANY NAME "HUTCHISON WHAMPOA
LIMITED" SUCH THAT THE NAME OF THE COMPANY
BECOMES "HUTCHISON WHAMPOA LIMITED "AS
SPECIFIED"
7.2 TO AMEND THE ARTICLES OF ASSOCIATION UPON Mgmt For For
THE NEW COMPANY NAME IS EFFECTIVE: ARTICLE
3
--------------------------------------------------------------------------------------------------------------------------
IDEMITSU KOSAN CO.,LTD. Agenda Number: 705347169
--------------------------------------------------------------------------------------------------------------------------
Security: J2388K103
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: JP3142500002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
IG GROUP HOLDINGS PLC, LONDON Agenda Number: 704738232
--------------------------------------------------------------------------------------------------------------------------
Security: G4753Q106
Meeting Type: AGM
Meeting Date: 17-Oct-2013
Ticker:
ISIN: GB00B06QFB75
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the accounts for the year ended Mgmt For For
31 May 2013 and accompanying reports
2 To approve the Directors' Remuneration Mgmt For For
Report
3 To declare a final dividend of 17.50 pence Mgmt For For
per share
4 To re-elect Jonathan Davie as a Director Mgmt For For
5 To re-elect Peter Hetherington as a Mgmt For For
Director
6 To re-elect Chris Hill as a Director Mgmt For For
7 To re-elect Stephen Hill as a Director Mgmt For For
8 To re-elect Tim Howkins as a Director Mgmt For For
9 To re-elect Martin Jackson as a Director Mgmt For For
10 To re-elect Roger Yates as a Director Mgmt For For
11 To elect Jim Newman as a Director Mgmt For For
12 To elect Sam Tymms as a Director Mgmt For For
13 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors of the Company
14 To authorise the Audit Committee to Mgmt Abstain Against
determine the auditors' remuneration
15 To authorise the Directors to allot shares Mgmt For For
pursuant to section 551 of the Act
16 To approve IG Group Sustained Performance Mgmt For For
Plan
17 To disapply statutory pre-emption rights Mgmt For For
pursuant to section 570 of the Act
18 To renew the Company's authority to make Mgmt For For
market purchases of its own shares
19 That a general meeting (other than an AGM) Mgmt For For
may be called on not less than 14 clear
days' notice
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704670480
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 10-Sep-2013
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0725/LTN20130725134.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0725/LTN20130725190.pdf
1 To consider and approve the payment of Mgmt For For
remuneration to directors and supervisors
of the Bank for 2012
2 To consider and approve the election Mr. Yi Mgmt For For
Xiqun as an independent non-executive
director of the Bank
3 To consider and approve the election Mr. Fu Mgmt For For
Zhongjun as a non-executive director of the
Bank
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704980754
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 15-Apr-2014
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0226/LTN20140226318.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0226/LTN20140226289.pdf
1 To consider and approve the election of Mr. Mgmt For For
Zhang Hongli as an executive director of
the Bank
2 To consider and approve the fixed assets Mgmt For For
investment budget for 2014 of the Bank
cmmt 27 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ACTUAL RECORD
DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ING GROUP NV, AMSTERDAM Agenda Number: 705081317
--------------------------------------------------------------------------------------------------------------------------
Security: N4578E413
Meeting Type: AGM
Meeting Date: 12-May-2014
Ticker:
ISIN: NL0000303600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening remarks and announcements Non-Voting
2.A Report of the Executive Board for 2013 Non-Voting
2.B Report of the Supervisory Board for 2013 Non-Voting
2.C Remuneration report Non-Voting
2.D Amendment to the remuneration policy Mgmt For For
2.E Annual Accounts for 2013 Mgmt For For
3 Profit retention and distribution policy Non-Voting
4.A Corporate governance Non-Voting
4.B Increase of the issued share capital and Mgmt For For
amendment to the Articles of Association
4.C Decrease of the issued share capital and Mgmt For For
amendment to the Articles of Association
4.D Amendment to the Articles of Association Mgmt For For
with respect to the representing authority
5 Sustainability Non-Voting
6.A Discharge of the members of the Executive Mgmt For For
Board in respect of their duties performed
during the year 2013
6.B Discharge of the members of the Supervisory Mgmt For For
Board in respect of their duties performed
during the year 2013
7 Composition of the Supervisory Board: Mgmt For For
Appointment of Eric Boyer de la Giroday
8.A Authorisation to issue ordinary shares with Mgmt For For
or without pre-emptive rights
8.B Authorisation to issue ordinary shares with Mgmt For For
or without pre-emptive rights in connection
with a merger, a takeover of a business or
a company, or, if necessary in the opinion
of the Executive Board and the Supervisory
Board, for the safeguarding or conservation
of the Company's capital position
9.A Authorisation to acquire ordinary shares or Mgmt For For
depositary receipts for ordinary shares in
the Company's own capital
9.B Authorisation to acquire ordinary shares or Mgmt For For
depositary receipts for ordinary shares in
the Company's own capital in connection
with a major capital restructuring
10 Any other business and conclusion Non-Voting
--------------------------------------------------------------------------------------------------------------------------
INTESA SANPAOLO SPA, TORINO/MILANO Agenda Number: 705131439
--------------------------------------------------------------------------------------------------------------------------
Security: T55067101
Meeting Type: MIX
Meeting Date: 08-May-2014
Ticker:
ISIN: IT0000072618
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_201859.PDF
O.1 INTEGRATION OF THE LEGAL RESERVE; COVERAGE Mgmt For For
OF THE LOSS FOR 2013; DISTRIBUTION OF PART
OF THE EXTRAORDINARY RESERVE TO THE
SHAREHOLDERS
O.2.a REMUNERATION, INVESTMENT PLAN AND OWN Mgmt For For
SHARES: REPORT ON REMUNERATION: RESOLUTION
PURSUANT TO ART. 123-TER, PARAGRAPH 6 OF
LEGISLATIVE DECREE NO. 58/1998
O.2.b REMUNERATION, INVESTMENT PLAN AND OWN Mgmt Against Against
SHARES: PROPOSAL FOR APPROVAL OF THE
DISCLOSURE DOCUMENT DRAWN UP IN ACCORDANCE
WITH ARTICLE 84-BIS OF CONSOB REGULATION
NO. 11971 OF 14 MAY 1999, AS SUBSEQUENTLY
AMENDED AND INTEGRATED, CONCERNING THE
INVESTMENT PLAN BASED ON FINANCIAL
INSTRUMENTS OF INTESA SANPAOLO S.P.A.
O.2.c REMUNERATION, INVESTMENT PLAN AND OWN Mgmt Against Against
SHARES: PURCHASE AND DISPOSAL OF OWN SHARES
E.1 PROPOSAL FOR AMENDMENT OF ARTICLE 5 (SHARE Mgmt Against Against
CAPITAL) OF THE ARTICLES OF ASSOCIATION, IN
RELATION TO THE INVESTMENT PLAN BASED ON
FINANCIAL INSTRUMENTS REFERRED TO UNDER
ORDINARY PART 2 B) ABOVE
E.2 PROPOSAL TO AUTHORISE THE MANAGEMENT BOARD Mgmt Against Against
TO INCREASE THE SHARE CAPITAL PURSUANT TO
ART. 2349, PARAGRAPH 1, AND ART. 2441,
PARAGRAPH 8, OF THE ITALIAN CIVIL CODE FOR
THE PURPOSES OF IMPLEMENTING THE INVESTMENT
PLAN BASED ON FINANCIAL INSTRUMENTS
REFERRED TO UNDER ORDINARY PART 2 B) ABOVE,
AND CONSEQUENT AMENDMENT OF ARTICLE 5
(SHARE CAPITAL) OF THE ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
INVENSYS PLC, LONDON Agenda Number: 704617589
--------------------------------------------------------------------------------------------------------------------------
Security: G49133203
Meeting Type: AGM
Meeting Date: 25-Jul-2013
Ticker:
ISIN: GB00B979H674
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report and accounts for the Mgmt For For
year ended 31 March 2013
2 To approve the Remuneration Report Mgmt For For
3 To re-elect Mr Wayne Edmunds as a director Mgmt For For
4 To re-elect Mr Bay Green as a director Mgmt For For
5 To re-elect Ms Victoria Hull as a director Mgmt For For
6 To re-elect Mr Paul Lester as a director Mgmt For For
7 To re-elect Ms Deena Mattar as a director Mgmt For For
8 To re-elect Mr Michael Parker as a director Mgmt For For
9 To re-elect Dr Martin Read as a director Mgmt For For
10 To re-elect Sir Nigel Rudd as a director Mgmt For For
11 To re-elect Mr David Thomas as a director Mgmt For For
12 To re-appoint Ernst and Young LLP as Mgmt For For
auditor
13 To authorise the directors to determine the Mgmt For For
auditors remuneration
14 To approve the proposed final dividend Mgmt For For
15 To authorise allotment of relevant Mgmt For For
securities
16 To authorise disapplication of pre-emption Mgmt For For
rights
17 To amend notice period for general meetings Mgmt For For
18 To approve political donations Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INVENSYS PLC, LONDON Agenda Number: 704731846
--------------------------------------------------------------------------------------------------------------------------
Security: G49133203
Meeting Type: CRT
Meeting Date: 10-Oct-2013
Ticker:
ISIN: GB00B979H674
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
1 To approve the Scheme of Arrangement dated Mgmt For For
10 September 2013
--------------------------------------------------------------------------------------------------------------------------
INVENSYS PLC, LONDON Agenda Number: 704731858
--------------------------------------------------------------------------------------------------------------------------
Security: G49133203
Meeting Type: OGM
Meeting Date: 10-Oct-2013
Ticker:
ISIN: GB00B979H674
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To give effect to the Scheme, as set out in Mgmt For For
the Notice of General Meeting, including
the subdivision and reclassification of
Scheme Shares, amendments to the Articles
of Association, the reduction of capital,
the capitalisation of reserves and
authority to allot and the amendment to the
rules of share schemes
--------------------------------------------------------------------------------------------------------------------------
ITO EN,LTD. Agenda Number: 704637086
--------------------------------------------------------------------------------------------------------------------------
Security: J25027103
Meeting Type: AGM
Meeting Date: 25-Jul-2013
Ticker:
ISIN: JP3143000002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
JAPAN TOBACCO INC. Agenda Number: 705335594
--------------------------------------------------------------------------------------------------------------------------
Security: J27869106
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3726800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Change Fiscal Year End Mgmt For For
to December 31, Change Record Date for
Interim Dividends to June 30
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Shareholder Proposal: Approve Appropriation Shr Against For
of Surplus
6 Shareholder Proposal: Approve Purchase of Shr For Against
Own Shares
7 Shareholder Proposal: Amend Articles of Shr For Against
Incorporation
8 Shareholder Proposal: Cancellation of all Shr For Against
existing Treasury Shares
9 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation
--------------------------------------------------------------------------------------------------------------------------
JGC CORPORATION Agenda Number: 705351865
--------------------------------------------------------------------------------------------------------------------------
Security: J26945105
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3667600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JTEKT CORPORATION Agenda Number: 705357499
--------------------------------------------------------------------------------------------------------------------------
Security: J2946V104
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: JP3292200007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt Against Against
3.3 Appoint a Corporate Auditor Mgmt For For
3.4 Appoint a Corporate Auditor Mgmt Against Against
3.5 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KANEKA CORPORATION Agenda Number: 705347094
--------------------------------------------------------------------------------------------------------------------------
Security: J2975N106
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3215800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt Against Against
3 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KAO CORPORATION Agenda Number: 704992456
--------------------------------------------------------------------------------------------------------------------------
Security: J30642169
Meeting Type: AGM
Meeting Date: 28-Mar-2014
Ticker:
ISIN: JP3205800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
KDDI CORPORATION Agenda Number: 705324072
--------------------------------------------------------------------------------------------------------------------------
Security: J31843105
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: JP3496400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
KEIKYU CORPORATION Agenda Number: 705352312
--------------------------------------------------------------------------------------------------------------------------
Security: J3217R103
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3280200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt Against Against
3.2 Appoint a Corporate Auditor Mgmt Against Against
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Approve Retirement Allowance for Retiring Mgmt For For
Corporate Auditors, and Payment of Accrued
Benefits associated with Abolition of
Retirement Benefit System for Current
Corporate Officers
6 Amend the Compensation to be received by Mgmt For For
Corporate Officers
--------------------------------------------------------------------------------------------------------------------------
KOMATSU LTD. Agenda Number: 705324008
--------------------------------------------------------------------------------------------------------------------------
Security: J35759125
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: JP3304200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Approve Delegation of Authority to the Mgmt For For
Board of Directors to Determine Details of
Share Acquisition Rights Issued as
Stock-Linked Compensation Type Stock
Options for Employees of the Company and
Directors of Company's Major Subsidiaries
--------------------------------------------------------------------------------------------------------------------------
KONAMI CORPORATION Agenda Number: 705395362
--------------------------------------------------------------------------------------------------------------------------
Security: J35996107
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3300200007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KONE OYJ, HELSINKI Agenda Number: 704811036
--------------------------------------------------------------------------------------------------------------------------
Security: X4551T105
Meeting Type: EGM
Meeting Date: 02-Dec-2013
Ticker:
ISIN: FI0009013403
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Opening of the meeting Non-Voting
2 Calling the meeting to order Non-Voting
3 Election of persons to scrutinize the Non-Voting
minutes and to supervise the counting of
votes
4 Recording the legality of the meeting Non-Voting
5 Recording the attendance at the meeting and Non-Voting
adoption of the list of votes
6 Resolution on the payment of extra dividend Mgmt For For
the board of directors proposes that an
extra dividend of EUR 1.295 be paid for
each A share and EUR 1.30 be paid for each
B share
7 Share split, i.e increasing the number of Mgmt For For
shares through a share issue without
payment the board of directors proposes
that the number of shares in the company be
increased by issuing new shares to the
shareholders without payment in proportion
to their holdings so that one (1) class A
share will be given for each class A share
and one (1) class B share will be given for
each class B share
8 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
KONE OYJ, HELSINKI Agenda Number: 704944239
--------------------------------------------------------------------------------------------------------------------------
Security: X4551T105
Meeting Type: AGM
Meeting Date: 24-Feb-2014
Ticker:
ISIN: FI0009013403
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Opening of the meeting Non-Voting
2 Calling the meeting to order Non-Voting
3 Election of person to scrutinize the Non-Voting
minutes and persons to supervise the
counting of votes
4 Recording the legality of the meeting Non-Voting
5 Recording the attendance at the meeting and Non-Voting
adoption of the list of votes
6 Presentation of the annual accounts, the Non-Voting
report of the Board of Directors and the
auditor's report for the year 2013
7 Adoption of the annual accounts Mgmt For For
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and the payment of
dividends the board proposes that for the
financial year 2013 a dividend of EUR
0,9975 is paid for each class a share and
EUR 1,00 is paid for each class B share
9 Resolution on the discharge of the members Mgmt For For
of the Board of Directors and the president
and CEO from liability
10 Resolution on the remuneration of the Mgmt For For
members and deputy members of the Board of
Directors
11 Resolution on the number of members and Mgmt For For
deputy members of the Board of Directors
the nomination and compensation committee
of the Board of Directors proposes that
nine (9) board members and one (1) deputy
member are elected
12 Election of members and deputy member of Mgmt Against Against
the Board of Directors the nomination and
compensation committee proposes that
S.Akiba, M.Alahuhta, A.Brunila, A.Herlin,
J.Her-Lin, S.Hamalainen-Lindfors,
J.Kaskeala and S.Pieti-Kainen are
re-elected and that R.Kant is elected as a
new member and that I.Herlin is re-elected
as a deputy member
13 Resolution on the remuneration of the Mgmt For For
auditors
14 Resolution on the number of auditors the Mgmt For For
audit committee of the Board of Directors
proposes that two (2) auditors are elected
15 Election of auditor the audit committee Mgmt For For
proposes that authorized public accountants
PricewaterhouseCoopers OY and Heikki
Lassila are elected as auditors
16 Authorizing the Board of Directors to Mgmt For For
decide on the repurchase of the company's
own shares
17 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE DSM NV, HEERLEN Agenda Number: 705051946
--------------------------------------------------------------------------------------------------------------------------
Security: N5017D122
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: NL0000009827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Annual Report for 2013 by the Managing Non-Voting
Board
3 Implementation Managing Board Remuneration Non-Voting
in 2013
4 Financial Statements for 2013 Mgmt For For
5a Reserve policy and dividend policy Non-Voting
5b Approve dividends of EUR 1.65 Per Share Mgmt For For
6a Release from liability of the members of Mgmt For For
the Managing Board
6b Release from liability of the members of Mgmt For For
the Supervisory Board
7a Reappointment of Mr. R-D. Schwalb as a Mgmt For For
member of the Managing Board
7b Appointment of Mrs. G. Matchett as a member Mgmt For For
of the Managing Board
8a Reappointment of Mr. R. Routs as a member Mgmt For For
of the Supervisory Board
8b Reappointment of Mr. T. de Swaan as a Mgmt Against Against
member of the Supervisory Board
9 Appointment of external Auditor: KPMG Mgmt For For
Accountants NV
10a Extension of the period during which the Mgmt For For
Managing Board is authorized to issue
ordinary shares: in Article 10 of the
Articles of Association
10b Extension of the period during which the Mgmt For For
Managing Board is authorized to limit or
exclude the preferential right when issuing
ordinary shares: in Article 11 of the
Articles of Association
11 Authorization of the Managing Board to have Mgmt For For
the company repurchase shares: in
accordance with Article 13 of the Articles
of Association
12 Reduction of the issued capital by Mgmt For For
cancelling shares
13 Any other business Non-Voting
14 Closure Non-Voting
CMMT 21 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT
FOR RESOLUTION 5B. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KUEHNE + NAGEL INTERNATIONAL AG, NAGEL INTERNATIO Agenda Number: 705183515
--------------------------------------------------------------------------------------------------------------------------
Security: H4673L145
Meeting Type: AGM
Meeting Date: 06-May-2014
Ticker:
ISIN: CH0025238863
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 317170 DUE TO ADDITION OF
RESOLUTION "6". ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE ANNUAL REPORT, THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS AND THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE BUSINESS YEAR
2013
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF CHF 3.85 PER SHARE AND SPECIAL DIVIDENDS
OF CHF 2 PER SHARE
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE MEMBERS OF THE MANAGEMENT
BOARD
4.1.A THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT Mgmt For For
DR. RENATO FASSBIND TO THE BOARD OF
DIRECTORS FOR A NEW TENURE OF ONE YEAR
UNTIL THE END OF THE NEXT ANNUAL GENERAL
MEETING
4.1.B THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT Mgmt For For
JUERGEN FITSCHEN TO THE BOARD OF DIRECTORS
FOR A NEW TENURE OF ONE YEAR UNTIL THE END
OF THE NEXT ORDINARY ANNUAL GENERAL MEETING
4.1.C THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT Mgmt Against Against
KARL GERNANDT TO THE BOARD OF DIRECTORS FOR
A NEW TENURE OF ONE YEAR UNTIL THE END OF
THE NEXT ANNUAL GENERAL MEETING
4.1.D THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT Mgmt For For
KLAUS-MICHAEL KUEHNE TO THE BOARD OF
DIRECTORS FOR A NEW TENURE OF ONE YEAR
UNTIL THE END OF THE NEXT ANNUAL GENERAL
MEETING
4.1.E THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT Mgmt For For
HANS LERCH TO THE BOARD OF DIRECTORS FOR A
NEW TENURE OF ONE YEAR UNTIL THE END OF THE
NEXT ANNUAL GENERAL MEETING
4.1.F THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT Mgmt Against Against
DR. THOMAS STAEHELIN TO THE BOARD OF
DIRECTORS FOR A NEW TENURE OF ONE YEAR
UNTIL THE END OF THE NEXT ANNUAL GENERAL
MEETING
4.1.G THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT Mgmt For For
DR. JOERG WOLLE TO THE BOARD OF DIRECTORS
FOR A NEW TENURE OF ONE YEAR UNTIL THE END
OF THE NEXT ANNUAL GENERAL MEETING
4.1.H THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT Mgmt Against Against
BERND WREDE TO THE BOARD OF DIRECTORS FOR A
NEW TENURE OF ONE YEAR UNTIL THE END OF THE
NEXT ANNUAL GENERAL MEETING
4.2 THE BOARD OF DIRECTORS PROPOSES TO ELECT Mgmt For For
DR. MARTIN WITTIG, GERMAN CITIZEN, BORN
1964, TO THE BOARD OF DIRECTORS FOR A
TENURE OF ONE YEAR UNTIL THE END OF THE
NEXT ANNUAL GENERAL MEETING
4.3 THE BOARD OF DIRECTORS PROPOSES TO ELECT Mgmt Against Against
KARL GERNANDT AS CHAIRMAN OF THE BOARD OF
DIRECTORS FOR A NEW TENURE OF ONE YEAR
UNTIL THE END OF THE NEXT ORDINARY ANNUAL
GENERAL MEETING
4.4.A THE BOARD OF DIRECTORS PROPOSES TO ELECT Mgmt Against Against
KARL GERNANDT AS MEMBER OF THE REMUNERATION
COMMITTEE FOR A NEW TENURE OF ONE YEAR
UNTIL THE END OF THE NEXT ANNUAL GENERAL
MEETING
4.4.B THE BOARD OF DIRECTORS PROPOSES TO ELECT Mgmt Against Against
KLAUS-MICHAEL KUEHNE AS MEMBER OF THE
REMUNERATION COMMITTEE FOR A NEW TENURE OF
ONE YEAR UNTIL THE END OF THE NEXT ANNUAL
GENERAL MEETING
4.4.C THE BOARD OF DIRECTORS PROPOSES TO ELECT Mgmt For For
HANS LERCH AS MEMBER OF THE REMUNERATION
COMMITTEE FOR A NEW TENURE OF ONE YEAR
UNTIL THE END OF THE NEXT ANNUAL GENERAL
MEETING
4.4.D THE BOARD OF DIRECTORS PROPOSES TO ELECT Mgmt For For
DR. JOERG WOLLE AS MEMBER OF THE
REMUNERATION COMMITTEE FOR A NEW TENURE OF
ONE YEAR UNTIL THE END OF THE NEXT ANNUAL
GENERAL MEETING
4.4.E THE BOARD OF DIRECTORS PROPOSES TO ELECT Mgmt Against Against
BERND WREDE AS MEMBER OF THE REMUNERATION
COMMITTEE FOR A NEW TENURE OF ONE YEAR
UNTIL THE END OF THE NEXT ANNUAL GENERAL
MEETING
4.5 THE BOARD OF DIRECTORS PROPOSES TO ELECT Mgmt For For
KURT GUBLER, INVESTARIT AG, ZURICH, AS
INDEPENDENT PROXY FOR A TENURE OF ONE YEAR
UNTIL THE END OF THE NEXT ORDINARY ANNUAL
GENERAL MEETING
4.6 THE BOARD OF DIRECTORS PROPOSES TO ELECT Mgmt For For
ERNST & YOUNG AG, ZURICH, AS STATUTORY
AUDITORS FOR THE BUSINESS YEAR 2014
5 MAINTENANCE OF AUTHORIZED SHARE CAPITAL Mgmt For For
(CHANGE OF ARTICLES OF ASSOCIATION):
ARTICLE 3.3 (1)
6 AD HOC Mgmt Against Against
CMMT 29 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AMOUNT FOR
RESOLUTION NO. 2. IF YOU HAVE ALREADY SENT
IN YOUR VOTES FOR MID: 320331 PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KURITA WATER INDUSTRIES LTD. Agenda Number: 705357449
--------------------------------------------------------------------------------------------------------------------------
Security: J37221116
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3270000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KYOCERA CORPORATION Agenda Number: 705347296
--------------------------------------------------------------------------------------------------------------------------
Security: J37479110
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: JP3249600002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LAWSON,INC. Agenda Number: 705240240
--------------------------------------------------------------------------------------------------------------------------
Security: J3871L103
Meeting Type: AGM
Meeting Date: 27-May-2014
Ticker:
ISIN: JP3982100004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3 Approve Details of Compensation as Stock Mgmt For For
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
LEGRAND SA, LIMOGES Agenda Number: 705115574
--------------------------------------------------------------------------------------------------------------------------
Security: F56196185
Meeting Type: MIX
Meeting Date: 27-May-2014
Ticker:
ISIN: FR0010307819
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 05 MAY 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0404/201404041400965.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0505/201405051401594.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013
O.3 ALLOCATION OF INCOME AND SETTING THE Mgmt For For
DIVIDEND
O.4 RENEWAL OF TERM OF MR. OLIVIER BAZIL AS Mgmt For For
BOARD MEMBER
O.5 RENEWAL OF TERM OF MR. FRANCOIS GRAPPOTTE Mgmt For For
AS BOARD MEMBER
O.6 RENEWAL OF TERM OF MR. DONGSHENG LI AS Mgmt For For
BOARD MEMBER
O.7 RENEWAL OF TERM OF MR. GILLES SCHNEPP AS Mgmt Against Against
BOARD MEMBER
O.8 ADVISORY REVIEW OF THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. GILLES SCHNEPP, PRESIDENT AND
CEO FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013
O.9 SETTING THE AMOUNT OF ATTENDANCE ALLOWANCES Mgmt For For
TO BE ALLOCATED TO THE BOARD OF DIRECTORS
O.10 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOW THE COMPANY TO TRADE IN
ITS OWN SHARES
E.11 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE CAPITAL BY CANCELLATION
OF TREASURY SHARES
E.12 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE TO ISSUE
COMMON SHARES OR SECURITIES GIVING ACCESS
TO CAPITAL OR ENTITLING TO THE ALLOTMENT OF
DEBT SECURITIES WHILE MAINTAINING
PREFERENTIAL SUBSCRIPTION RIGHTS
E.13 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE TO ISSUE
COMMON SHARES OR SECURITIES GIVING ACCESS
TO CAPITAL OR ENTITLING TO THE ALLOTMENT OF
DEBT SECURITIES VIA PUBLIC OFFERING WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS
E.14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE TO ISSUE
COMMON SHARES OR SECURITIES GIVING ACCESS
TO CAPITAL OR ENTITLING TO THE ALLOTMENT OF
DEBT SECURITIES VIA AN OFFER PURSUANT TO
ARTICLE L.411-2, II OF THE MONETARY AND
FINANCIAL CODE (PRIVATE PLACEMENT) WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS
E.15 OPTION TO INCREASE THE AMOUNT OF ISSUANCES Mgmt For For
CARRIED OUT WITH OR WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS, IN CASE OF
OVERSUBSCRIPTION
E.16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE TO INCREASE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS, PREMIUMS OR OTHER AMOUNTS FOR
WHICH CAPITALIZATION IS ALLOWED
E.17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE TO ISSUE
SHARES OR SECURITIES GIVING ACCESS TO
CAPITAL WITH CANCELLATION OF SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR
OF MEMBERS OF A COMPANY'S OR GROUP'S
SAVINGS PLAN
E.18 DELEGATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMMON SHARES OR
SECURITIES ENTITLING TO SHARES, IN
CONSIDERATION FOR IN-KIND CONTRIBUTIONS
GRANTED TO THE COMPANY AND COMPRISED OF
EQUITY SECURITIES OR SECURITIES GIVING
ACCESS TO CAPITAL, WITH CANCELLATION OF
SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION
RIGHTS IN FAVOR OF HOLDERS OF EQUITY
SECURITIES OR SECURITIES OF THE IN-KIND
CONTRIBUTIONS
E.19 AGGREGATE CEILING ON THE DELEGATIONS OF Mgmt For For
AUTHORITY REFERRED TO IN THE TWELFTH,
THIRTEENTH, FOURTEENTH, FIFTEENTH,
SEVENTEENTH AND EIGHTEENTH RESOLUTIONS
E.20 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LINDE AG, MUENCHEN Agenda Number: 705120323
--------------------------------------------------------------------------------------------------------------------------
Security: D50348107
Meeting Type: AGM
Meeting Date: 20-May-2014
Ticker:
ISIN: DE0006483001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 29 APR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
05052014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS OF LINDE
AKTIENGESELLSCHAFT AND THE APPROVED
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
YEAR ENDED 31 DECEMBER 2013, THE COMBINED
MANAGEMENT REPORT FOR LINDE
AKTIENGESELLSCHAFT AND THE GROUP INCLUDING
THE EXPLANATORY REPORT ON THE INFORMATION
PURSUANT TO SECTION 289 PARA. 4 AND SECTION
315 PARA. 4 GERMAN COMMERCIAL CODE AS WELL
AS THE REPORT OF THE SUPERVISORY BOARD
2. RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
BALANCE SHEET PROFIT (DIVIDEND PAYMENT):
PAYMENT OF A DIVIDEND OF EUR 3.00 PER
NO-PAR-VALUE SHARE ENTITLED TO A DIVIDEND
3. RESOLUTION ON THE DISCHARGE OF THE ACTIONS Mgmt For For
OF THE EXECUTIVE BOARD MEMBERS
4. RESOLUTION ON THE DISCHARGE OF THE ACTIONS Mgmt For For
OF THE SUPERVISORY BOARD MEMBERS
5. RESOLUTION ON THE APPOINTMENT OF PUBLIC Mgmt For For
AUDITORS: KPMG AG
--------------------------------------------------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC, EDINBURGH Agenda Number: 705122252
--------------------------------------------------------------------------------------------------------------------------
Security: G5533W248
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: GB0008706128
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND OF THE
AUDITORS FOR THE YEAR ENDED 31 DECEMBER
2013
2 TO ELECT MR J COLOMBAS AS A DIRECTOR OF THE Mgmt For For
COMPANY
3 TO ELECT MR D D J JOHN AS A DIRECTOR OF THE Mgmt For For
COMPANY
4 TO RE-ELECT LORD BLACKWELL AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT MR M G CULMER AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT MS C J FAIRBAIRN AS A DIRECTOR Mgmt For For
OF THE COMPANY
7 TO RE-ELECT MS A M FREW AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT MR A HORTA-OSORIO AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 TO RE-ELECT MR N L LUFF AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT MR D L ROBERTS AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT MR A WATSON AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-ELECT MS S V WELLER AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY, TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT GENERAL
MEETING AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY
14 TO AUTHORISE THE AUDIT COMMITTEE TO SET THE Mgmt For For
REMUNERATION OF THE COMPANY'S AUDITORS
15 AUTHORITY FOR THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS OR
INCUR POLITICAL EXPENDITURE
16 DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt For For
17 DIRECTORS' AUTHORITY TO ALLOT SHARES IN Mgmt For For
RELATION TO THE ISSUE OF REGULATORY CAPITAL
CONVERTIBLE INSTRUMENTS
18 AUTHORITY TO INTRODUCE A SCRIP DIVIDEND Mgmt For For
PROGRAMME
19 REMUNERATION POLICY SECTION OF THE Mgmt For For
DIRECTORS' REMUNERATION REPORT
20 IMPLEMENTATION REPORT SECTION OF THE Mgmt Against Against
DIRECTORS' REMUNERATION REPORT
21 VARIABLE COMPONENT OF REMUNERATION FOR CODE Mgmt For For
STAFF
22 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
23 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
24 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS IN RELATION TO THE ISSUE OF
REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS
25 AUTHORITY TO PURCHASE ORDINARY SHARES Mgmt For For
26 AUTHORITY TO PURCHASE PREFERENCE SHARES Mgmt For For
27 NOTICE PERIOD Mgmt For For
28 RELATED PARTY AND CLASS 1 TRANSACTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LOGITECH INTERNATIONAL SA, APPLES Agenda Number: 704679957
--------------------------------------------------------------------------------------------------------------------------
Security: H50430232
Meeting Type: AGM
Meeting Date: 04-Sep-2013
Ticker:
ISIN: CH0025751329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 225296 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PART 1 OF THIS MEETING IS FOR REGISTRATION Non-Voting
ONLY. IF YOU WISH TO SUBMIT A VOTE OR A
MEETING ATTENDANCE ON PART 2 OF THE
MEETING, THIS CAN ONLY BE PROCESSED BY THE
SUB-CUSTODIAN IF YOU FIRST VOTE IN FAVOUR
OF THE REGISTRATION IN PART 1 BELOW BY
VOTING IN FAVOUR OF THE BELOW RESOLUTION,
YOU ARE AUTHORISING BROADRIDGE TO ASK YOUR
SUB-CUSTODIAN TO REGISTER THE SHARES.
ALTHOUGH BLOCKING OF REGISTERED SHARES IS
NOT A LEGAL REQUIREMENT IN THE SWISS
MARKET, SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. DEPENDING ON
SUB-CUSTODIAN PRACTICES, SHARES MAY REMAIN
REGISTERED UNTIL MEETING DATE+1.
DE-REGISTRATION PROCEDURES MAY VARY AND
THEREFORE SHARES MAY NOT ALWAYS BE
AVAILABLE FOR TRADING. PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE
ANY CONCERNS.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. ALTHOUGH
BLOCKING OF REGISTERED SHARES IS NOT A
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT REPRESENTATIVE.
1 Approval of the annual report, the Mgmt For For
compensation report, the consolidated
financial statements and the statutory
financial statements of Logitech
International S.A. for fiscal year 2013
2 Advisory vote on executive compensation Mgmt For For
3 Appropriation of retained earnings and Mgmt For For
declaration of dividend
4 Amendment and restatement of the company's Mgmt For For
1996 employee share purchase plan (U.S.)
and 2006 employee share purchase plan
(Non-U.S.), including an increase of 8
million shares to the number of shares
available for purchase under the employee
share purchase plans
5 Amendment and restatement of the Logitech Mgmt For For
Management performance bonus plan
6 Authorization to exceed 10 PCT holding of Mgmt Against Against
own share capital
7 Release of the board of directors and Mgmt For For
executive officers from liability for
activities during fiscal year 2013
8.1 Re-election of Mr. Daniel Borel to the Mgmt For For
board of directors
8.2 Re-election of Mr. Kee-Lock Chua to the Mgmt For For
board of directors
8.3 Re-election of Ms. Sally Davis to the board Mgmt For For
of directors
8.4 Re-election of Mr. Guerrino De Luca to the Mgmt Against Against
board of directors
8.5 Re-election of Mr. Didier Hirsch to the Mgmt For For
board of directors
8.6 Re-election of Mr. Neil Hunt to the board Mgmt For For
of directors
8.7 Re-election of Ms. Monika Ribar to the Mgmt For For
board of directors
8.8 Election of Mr. Bracken P. Darrell to the Mgmt For For
board of directors
9 Re-election of PricewaterhouseCoopers S.A. Mgmt For For
as Logitech's auditors and ratification of
the appointment of PricewaterhouseCoopers
LLP as Logitech's independent registered
public accounting firm for fiscal year 2014
10 In the case of ad-hoc/Miscellaneous Mgmt Abstain Against
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 8.2. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SA, PARIS Agenda Number: 705000571
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: MIX
Meeting Date: 10-Apr-2014
Ticker:
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 24 MAR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0305/201403051400479.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0321/201403211400714.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.3 Approval of the regulated agreements Mgmt Against Against
O.4 Allocation of income and setting the Mgmt For For
dividend
O.5 Renewal of term of Mrs. Delphine Arnault as Mgmt Against Against
Board member
O.6 Renewal of term of Mr. Nicolas Bazire as Mgmt Against Against
Board member
O.7 Renewal of term of Mr. Antonio Belloni as Mgmt Against Against
Board member
O.8 Renewal of term of Mr. Diego Della Valle as Mgmt For For
Board member
O.9 Renewal of term of Mr. Pierre Gode as Board Mgmt Against Against
member
O.10 Renewal of term of Mrs. Marie-Josee Kravis Mgmt For For
as Board member
O.11 Renewal of term of Mr. Paolo Bulgari as Mgmt Against Against
Censor
O.12 Renewal of term of Mr. Patrick Houel as Mgmt Against Against
Censor
O.13 Renewal of term of Mr. Felix G. Rohatyn as Mgmt Against Against
Censor
O.14 Appointment of Mrs. Marie-Laure Sauty De Mgmt For For
Chalon as Board member
O.15 Reviewing the elements of compensation owed Mgmt Against Against
or paid to Mr. Bernard Arnault, Chairman of
the Board of Directors and CEO
O.16 Reviewing the elements of compensation owed Mgmt Against Against
or paid to Mr. Antonio Belloni, Managing
Director
O.17 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.18 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of shares
E.19 Approval of the transformation of the legal Mgmt For For
form of the company by adopting the form of
a European company and approval of the
terms of the proposed transformation
E.20 Approval of the amendments to the bylaws of Mgmt For For
the Company as a European Company
--------------------------------------------------------------------------------------------------------------------------
MCMILLAN SHAKESPEARE LTD Agenda Number: 704739931
--------------------------------------------------------------------------------------------------------------------------
Security: Q58998107
Meeting Type: AGM
Meeting Date: 22-Oct-2013
Ticker:
ISIN: AU000000MMS5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL WILL BE DISREGARDED
BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON
THE RELEVANT PROPOSAL ITEMS. BY DOING SO,
YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE
PASSING OF THE RELEVANT PROPOSAL. BY VOTING
(FOR OR AGAINST) ON PROPOSAL (2) YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL AND
YOU COMPLY WITH THE VOTING EXCLUSION
2 Adoption of the Remuneration Report Mgmt For For
3 Re-election of Mr Graeme McMahon as a Mgmt For For
Director
4 Re-election of Mr Anthony Podesta as a Mgmt For For
Director
--------------------------------------------------------------------------------------------------------------------------
MEGGITT PLC Agenda Number: 705080466
--------------------------------------------------------------------------------------------------------------------------
Security: G59640105
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: GB0005758098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the annual report and accounts Mgmt For For
2 To approve the remuneration policy as Mgmt For For
contained within the remuneration report
3 To approve the remuneration report Mgmt For For
4 To declare a final dividend Mgmt For For
5 To re-elect Sir Colin Terry as a director Mgmt For For
6 To re-elect Mr. S G Young as a director Mgmt For For
7 To re-elect Mr. G S Berruyer as a director Mgmt For For
8 To re-elect Mr. P G Cox as a director Mgmt For For
9 To re-elect Mr P E Green as a director Mgmt For For
10 To re-elect Mr P Heiden as a director Mgmt For For
11 To re-elect Ms. B L Reichelderfer as a Mgmt For For
director
12 To re-elect Mr. D M Williams as a director Mgmt For For
13 To elect Mr. D R Webb as a director Mgmt For For
14 To reappoint the auditors Mgmt For For
15 To authorise the directors to determine the Mgmt For For
auditors' fees
16 To renew the authority to allot shares Mgmt For For
17 To disapply pre-emption rights Mgmt For For
18 To authorise donations to political Mgmt For For
organisations
19 To authorise the directors to purchase Mgmt For For
shares in the Company
20 To permit the holding of general meetings Mgmt For For
at 14 days' notice
21 To approve the Long Term Incentive Plan Mgmt For For
2014
22 To approve the creation of overseas share Mgmt For For
plans, based on the Long Term Incentive
Plan 2014
--------------------------------------------------------------------------------------------------------------------------
MELROSE INDUSTRIES PLC Agenda Number: 705255568
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV24824
Meeting Type: AGM
Meeting Date: 13-May-2014
Ticker:
ISIN: GB00BHY3ZD12
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE FINANCIAL STATEMENTS FOR THE Mgmt For For
YEAR ENDED 31 DECEMBER 2013 TOGETHER WITH
THE REPORTS THEREON
2 TO APPROVE THE 2013 DIRECTORS REMUNERATION Mgmt For For
REPORT (OTHER THAN THE PART CONTAINING THE
DIRECTORS REMUNERATION POLICY)
3 TO APPROVE THE DIRECTORS REMUNERATION Mgmt Against Against
POLICY
4 TO DECLARE A FINAL DIVIDEND OF 5.0P Mgmt For For
ORDINARY SHARE
5 TO RE-ELECT MR CHRISTOPHER MILLER AS A Mgmt For For
DIRECTOR
6 TO RE-ELECT MR DAVID ROPER AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MR SIMON PECKHAM AS A DIRECTOR Mgmt For For
8 TO RE-ELECT MR GEOFFREY MARTIN AS A Mgmt For For
DIRECTOR
9 TO RE-ELECT MR PERRY CROSTHWAITE AS A Mgmt For For
DIRECTOR
10 TO RE-ELECT MR JOHN GRANT AS A DIRECTOR Mgmt For For
11 TO RE-ELECT MR JUSTIN DOWLEY AS A DIRECTOR Mgmt For For
12 TO ELECT MS LIZ HEWITT AS A DIRECTOR Mgmt For For
13 TO RE-APPOINT DELOITTE LLP AS AUDITOR Mgmt For For
14 TO AUTHORISE THE DIRECTORS TO SET THE Mgmt For For
AUDITORS REMUNERATION
15 TO RENEW THE AUTHORITY GIVEN TO DIRECTORS Mgmt For For
TO ALLOT SHARES
16 TO GIVE THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For
EQUITY SECURITIES WITHOUT APPLICATION OF
PRE-EMPTION RIGHTS
17 TO AUTHORISE MARKET PURCHASES OF SHARES Mgmt For For
18 TO APPROVE THE CALLING OF A GENERAL MEETING Mgmt For For
OTHER THAN AN ANNUAL GENERAL MEETING ON NOT
LESS THAN 14 CLEAR DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
MELROSE INDUSTRIES PLC, WARWICKSHIRE Agenda Number: 704940039
--------------------------------------------------------------------------------------------------------------------------
Security: G5973J103
Meeting Type: OGM
Meeting Date: 07-Feb-2014
Ticker:
ISIN: GB00B8L59D51
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the proposed Return of Capital Mgmt For For
and associated Share Capital Consolidation
as described in the Circular
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI CORPORATION Agenda Number: 705331457
--------------------------------------------------------------------------------------------------------------------------
Security: J43830116
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3898400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow the Board of Mgmt For For
Directors to Appoint a President among
Executive Officers
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI ESTATE COMPANY,LIMITED Agenda Number: 705352297
--------------------------------------------------------------------------------------------------------------------------
Security: J43916113
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3899600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP,INC. Agenda Number: 705378304
--------------------------------------------------------------------------------------------------------------------------
Security: J44497105
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3902900004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
4 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI UFJ LEASE & FINANCE COMPANY LIMITED Agenda Number: 705373063
--------------------------------------------------------------------------------------------------------------------------
Security: J4706D100
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3499800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
1.14 Appoint a Director Mgmt For For
1.15 Appoint a Director Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
2.3 Appoint a Corporate Auditor Mgmt Against Against
2.4 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
MITSUI & CO.,LTD. Agenda Number: 705331421
--------------------------------------------------------------------------------------------------------------------------
Security: J44690139
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3893600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow the Board of Mgmt For For
Directors to Appoint a President among
Representative Directors or Executive
Officers
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Amend the Compensation including Stock Mgmt For For
Options to be received by Directors
6 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Expand Business Lines)
7 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Streamline Business Lines)
8 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Streamline Business Lines)
9 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Streamline Business Lines)
10 Shareholder Proposal: Amend Articles of Shr For Against
Incorporation (Eliminate the Articles
Related to Allowing the Board of Directors
to Authorize the Company to Purchase Own
Shares)
11 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Eliminate the Articles
Related to Appoint a Director )
12 Shareholder Proposal: Remove a Director Shr Against For
13 Shareholder Proposal: Approve Purchase of Shr For Against
Own Shares
--------------------------------------------------------------------------------------------------------------------------
MITSUI FUDOSAN CO.,LTD. Agenda Number: 705352285
--------------------------------------------------------------------------------------------------------------------------
Security: J4509L101
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3893200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LTD Agenda Number: 704852094
--------------------------------------------------------------------------------------------------------------------------
Security: Q65336119
Meeting Type: AGM
Meeting Date: 19-Dec-2013
Ticker:
ISIN: AU000000NAB4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
2 Approval of Securities Issued Mgmt For For
3 Remuneration Report Mgmt For For
4 Performance Rights-Group Chief Executive Mgmt For For
Officer, Mr Cameron Clyne
5.a Re-election of Director: Mr Daniel Gilbert Mgmt For For
5.b Re-election of Director: Ms Jillian Segal Mgmt For For
5.c Re-election of Director: Mr Anthony Yuen Mgmt For For
5.d PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Election of Director:
Mr David Barrow
CMMT 19 NOV 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTIONS 5.A TO 5.D. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC, LONDON Agenda Number: 704601081
--------------------------------------------------------------------------------------------------------------------------
Security: G6375K151
Meeting Type: AGM
Meeting Date: 29-Jul-2013
Ticker:
ISIN: GB00B08SNH34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
2 To declare a final dividend Mgmt For For
3 To re-elect Sir Peter Gershon Mgmt For For
4 To re-elect Steve Holliday Mgmt For For
5 To re-elect Andrew Bonfield Mgmt For For
6 To re-elect Tom King Mgmt For For
7 To re-elect Nick Winser Mgmt For For
8 To re-elect Philip Aiken Mgmt For For
9 To re-elect Nora Mead Brownell Mgmt For For
10 To elect Jonathan Dawson Mgmt For For
11 To re-elect Paul Golby Mgmt For For
12 To re-elect Ruth Kelly Mgmt For For
13 To re-elect Maria Richter Mgmt For For
14 To elect Mark Williamson Mgmt For For
15 To re-appoint the auditors Mgmt For For
PricewaterhouseCoopers LLP
16 To authorise the Directors to set the Mgmt For For
auditors' remuneration
17 To approve the Directors' Remuneration Mgmt For For
Report
18 To authorise the Directors to allot Mgmt For For
ordinary shares
19 To disapply pre-emption rights Mgmt For For
20 To authorise the Company to purchase its Mgmt For For
own ordinary shares
21 To authorise the Directors to hold general Mgmt For For
meetings on 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 705020763
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Approval of the Annual Report, the Mgmt For For
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2013
1.2 Acceptance of the Compensation Report 2013 Mgmt For For
(advisory vote)
2 Release of the members of the Board of Mgmt For For
Directors and of the Management
3 Appropriation of profits resulting from the Mgmt For For
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2013
4 Revision of the Articles of Association. Mgmt For For
Adaptation to new Swiss Company Law
5.1.1 Re-election to the Board of Directors: Mr Mgmt For For
Peter Brabeck-Letmathe
5.1.2 Re-election to the Board of Directors: Mr Mgmt For For
Paul Bulcke
5.1.3 Re-election to the Board of Directors: Mr Mgmt For For
Andreas Koopmann
5.1.4 Re-election to the Board of Directors: Mr Mgmt For For
Rolf Hanggi
5.1.5 Re-election to the Board of Directors: Mr Mgmt For For
Beat Hess
5.1.6 Re-election to the Board of Directors: Mr Mgmt For For
Daniel Borel
5.1.7 Re-election to the Board of Directors: Mr Mgmt For For
Steven G. Hoch
5.1.8 Re-election to the Board of Directors: Ms Mgmt For For
Naina Lal Kidwai
5.1.9 Re-election to the Board of Directors: Ms Mgmt For For
Titia de Lange
5.110 Re-election to the Board of Directors: Mr Mgmt For For
Jean-Pierre Roth
5.111 Re-election to the Board of Directors: Ms Mgmt For For
Ann M. Veneman
5.112 Re-election to the Board of Directors: Mr Mgmt For For
Henri de Castries
5.113 Re-election to the Board of Directors: Ms Mgmt For For
Eva Cheng
5.2 Election of the Chairman of the Board of Mgmt For For
Directors: Mr Peter Brabeck-Letmathe
5.3.1 Election of the member of the Compensation Mgmt For For
Committee: Mr Beat Hess
5.3.2 Election of the member of the Compensation Mgmt For For
Committee: Mr Daniel Borel
5.3.3 Election of the member of the Compensation Mgmt For For
Committee: Mr Andreas Koopmann
5.3.4 Election of the member of the Compensation Mgmt For For
Committee: Mr Jean-Pierre Roth
5.4 Re-election of the statutory auditors KPMG Mgmt For For
SA, Geneva branch
5.5 Election of the Independent Representative Mgmt For For
Hartmann Dreyer, Attorneys-at-Law
CMMT In the event of a new or modified proposal Non-Voting
by a shareholder during the General
Meeting, I instruct the independent
representative to vote according to the
following instruction: INSTRUCT "FOR" ON
ONE RESOLUTION AMONG 6.1, 6.2 AND 6.3 TO
SHOW WHICH VOTING OPTION YOU CHOOSE IN THE
EVENT OF NEW OR MODIFIED PROPOSALS.
INSTRUCT "CLEAR" ON THE REMAINING TWO
RESOLUTIONS
6.1 Vote in accordance with the proposal of the Mgmt No vote
Board of Directors
6.2 Vote against the proposal of the Board of Shr No vote
Directors
6.3 Abstain Shr For Against
--------------------------------------------------------------------------------------------------------------------------
NEWCREST MINING LTD, MELBOURNE VIC Agenda Number: 704741506
--------------------------------------------------------------------------------------------------------------------------
Security: Q6651B114
Meeting Type: AGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: AU000000NCM7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2.a Election of Philip Aiken AM as a Director Mgmt For For
2.b Election of Peter Hay as a Director Mgmt For For
2.c Re-election of Richard Lee as a Director Mgmt Against Against
2.d Re-election of Tim Poole as a Director Mgmt Against Against
2.e Re-election of John Spark as a Director Mgmt Against Against
3 Adoption of Remuneration Report Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEXT PLC, LEICESTER Agenda Number: 705156126
--------------------------------------------------------------------------------------------------------------------------
Security: G6500M106
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: GB0032089863
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE ACCOUNTS AND Mgmt For For
REPORTS
2 TO APPROVE THE REMUNERATION POLICY Mgmt For For
3 TO APPROVE THE REMUNERATION REPORT Mgmt For For
4 TO DECLARE A FINAL DIVIDEND OF 93P PER Mgmt For For
SHARE
5 TO RE-ELECT JOHN BARTON AS A DIRECTOR Mgmt For For
6 TO RE-ELECT CHRISTOS ANGELIDES AS A Mgmt For For
DIRECTOR
7 TO RE-ELECT STEVE BARBER AS A DIRECTOR Mgmt For For
8 TO RE-ELECT JONATHAN DAWSON AS A DIRECTOR Mgmt For For
9 TO RE-ELECT CAROLINE GOODALL AS A DIRECTOR Mgmt For For
10 TO RE-ELECT DAVID KEENS AS A DIRECTOR Mgmt For For
11 TO ELECT MICHAEL LAW AS A DIRECTOR Mgmt For For
12 TO RE-ELECT FRANCIS SALWAY AS A DIRECTOR Mgmt For For
13 TO ELECT JANE SHIELDS AS A DIRECTOR Mgmt For For
14 TO RE-ELECT LORD WOLFSON AS A DIRECTOR Mgmt For For
15 TO REAPPOINT ERNST AND YOUNG LLP AS Mgmt For For
AUDITORS AND AUTHORISE THE DIRECTORS TO SET
THEIR REMUNERATION
16 DIRECTORS AUTHORITY TO ALLOT SHARES Mgmt For For
17 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
18 AUTHORITY FOR ON-MARKET PURCHASE OF OWN Mgmt For For
SHARES
19 AUTHORITY FOR OFF-MARKET PURCHASE OF OWN Mgmt For For
SHARES
20 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NIKON CORPORATION Agenda Number: 705378467
--------------------------------------------------------------------------------------------------------------------------
Security: 654111103
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3657400002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORP, ESPOO Agenda Number: 705276839
--------------------------------------------------------------------------------------------------------------------------
Security: X61873133
Meeting Type: AGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: FI0009000681
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 312177 DUE TO RECEIPT OF
DIRECTOR NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTIONS 8, 10, 11, 12.1 TO 12.9, 13 AND
14. THANK YOU.
1 OPENING OF THE MEETING Non-Voting
2 MATTERS OF ORDER FOR THE MEETING Non-Voting
3 ELECTION OF THE PERSONS TO CONFIRM THE Non-Voting
MINUTES AND TO VERIFY THE COUNTING OF VOTES
4 RECORDING THE LEGAL CONVENING OF THE Non-Voting
MEETING AND QUORUM
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE ANNUAL ACCOUNTS, THE Non-Voting
REVIEW BY THE BOARD OF DIRECTORS AND THE
AUDITOR'S REPORT FOR THE YEAR 2013
7 ADOPTION OF THE ANNUAL ACCOUNTS Mgmt For For
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: THE BOARD PROPOSES TO THE ANNUAL
GENERAL MEETING THAT AN ORDINARY DIVIDEND
OF EUR 0.11 PER SHARE BE PAID FOR THE
FISCAL YEAR 2013. IN ADDITION THE BOARD
PROPOSES THAT IN LINE WITH THE CAPITAL
STRUCTURE OPTIMIZATION PROGRAM DECIDED BY
THE BOARD A SPECIAL DIVIDEND OF EUR 0.26
PER SHARE BE PAID. THE AGGREGATE DIVIDEND
WOULD BE PAID TO SHAREHOLDERS REGISTERED IN
THE REGISTER OF SHAREHOLDERS OF THE COMPANY
ON THE RECORD DATE OF THE DIVIDEND PAYMENT,
JUNE 23, 2014. THE BOARD PROPOSES THAT THE
DIVIDEND WILL BE PAID ON OR ABOUT JULY 3,
2014
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY
10 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
11 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS. THE BOARD'S CORPORATE
GOVERNANCE AND NOMINATION COMMITTEE
PROPOSES TO THE ANNUAL GENERAL MEETING THAT
THE NUMBER OF BOARD MEMBERS BE NINE
12.1 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: VIVEK BADRINATH
12.2 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: BRUCE BROWN
12.3 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ELIZABETH DOHERTY
12.4 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JOUKO KARVINEN
12.5 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MARTEN MICKOS
12.6 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ELIZABETH NELSON
12.7 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: RISTO SIILASMAA
12.8 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: KARI STADIGH
12.9 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DENNIS STRIGL
13 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR
14 ELECTION OF AUDITOR. THE BOARD'S AUDIT Mgmt For For
COMMITTEE PROPOSES TO THE ANNUAL GENERAL
MEETING THAT PRICEWATERHOUSECOOPERS OY BE
RE-ELECTED AS THE AUDITOR OF THE COMPANY
FOR THE FISCAL YEAR 2014
15 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
RESOLVE TO REPURCHASE THE COMPANY'S OWN
SHARES
16 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
RESOLVE ON THE ISSUANCE OF SHARES AND
SPECIAL RIGHTS ENTITLING TO SHARES
17 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
NOMURA HOLDINGS, INC. Agenda Number: 705335847
--------------------------------------------------------------------------------------------------------------------------
Security: J59009159
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: JP3762600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt Against Against
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 704953238
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 25-Feb-2014
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 Approval of the Annual Report, the Mgmt For For
Financial Statements of Novartis AG and the
Group Consolidated Financial Statements for
the Business Year 2013
2 Discharge from Liability of the Members of Mgmt Against Against
the Board of Directors and the Executive
Committee
3 Appropriation of Available Earnings of Mgmt For For
Novartis AG and Declaration of Dividend:
CHF 2.45 per share
4.1 Advisory Vote on Total Compensation for Mgmt Against Against
Members of the Board of Directors from the
Annual General Meeting 2014 to the Annual
General Meeting 2015
4.2 Advisory Vote on Total Compensation for Mgmt For For
Members of the Executive Committee for the
Performance Cycle Ending in 2013
5.1 Re-election of Joerg Reinhardt, Ph.D., and Mgmt For For
election as Chairman of the Board of
Directors
5.2 Re-election of Dimitri Azar, M.D., MBA Mgmt For For
5.3 Re-election of Verena A. Briner, M.D. Mgmt For For
5.4 Re-election of Srikant Datar, Ph.D. Mgmt For For
5.5 Re-election of Ann Fudge Mgmt For For
5.6 Re-election of Pierre Landolt, Ph.D. Mgmt For For
5.7 Re-election of Ulrich Lehner, Ph.D. Mgmt For For
5.8 Re-election of Andreas von Planta, Ph.D. Mgmt For For
5.9 Re-election of Charles L. Sawyers, M.D. Mgmt For For
5.10 Re-election of Enrico Vanni, Ph.D. Mgmt For For
5.11 Re-election of William T. Winters Mgmt For For
6.1 Election of Srikant Datar, Ph.D., as member Mgmt Against Against
of the Compensation Committee
6.2 Election of Ann Fudge as member of the Mgmt For For
Compensation Committee
6.3 Election of Ulrich Lehner, Ph.D., as member Mgmt Against Against
of the Compensation Committee
6.4 Election of Enrico Vanni, Ph.D., as member Mgmt Against Against
of the Compensation Committee
7 Re-election of the Auditor: Mgmt For For
PricewaterhouseCoopers AG
8 Election of lic. iur. Peter Andreas Zahn, Mgmt For For
Advokat, Basel, as the Independent Proxy
9 In the case of ad-hoc/Miscellaneous Mgmt Abstain Against
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors
--------------------------------------------------------------------------------------------------------------------------
NTT DATA CORPORATION Agenda Number: 705331584
--------------------------------------------------------------------------------------------------------------------------
Security: J59386102
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: JP3165700000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NTT DOCOMO,INC. Agenda Number: 705328258
--------------------------------------------------------------------------------------------------------------------------
Security: J59399121
Meeting Type: AGM
Meeting Date: 19-Jun-2014
Ticker:
ISIN: JP3165650007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ORANGE, PARIS Agenda Number: 705111021
--------------------------------------------------------------------------------------------------------------------------
Security: F6866T100
Meeting Type: MIX
Meeting Date: 27-May-2014
Ticker:
ISIN: FR0000133308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 05 MAY 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0402/201404021400893.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0505/201405051401514.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE ANNUAL CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED ON DECEMBER 31ST, 2013AS REFLECTED IN
THE ANNUAL FINANCIAL STATEMENTS
O.4 AGREEMENT PURSUANT TO ARTICLE L.225-38 OF Mgmt For For
THE COMMERCIAL CODE - COMPENSATION PAID TO
MR. BERNARD DUFAU
O.5 RENEWAL OF TERM OF MR. STEPHANE RICHARD AS Mgmt Against Against
DIRECTOR
CMMT ELECTION OF THE DIRECTOR REPRESENTING Non-Voting
EMPLOYEE SHAREHOLDERS: PURSUANT TO ARTICLE
13.3 OF THE BYLAWS OF THE COMPANY, ONLY ONE
OF THE TWO CANDIDATES TO THE POSITION OF
DIRECTOR REPRESENTING EMPLOYEES
SHAREHOLDERS MAY BE ELECTED BY THIS GENERAL
MEETING. EACH CANDIDATE IS PRESENTED IN A
SPECIAL RESOLUTION. THE CANDIDATE WHO
RECEIVES THE LARGEST NUMBER OF VOTES, IN
ADDITION TO THE REQUIRED MAJORITY WILL BE
ELECTED
O.6 ELECTION OF MR. PATRICE BRUNET AS DIRECTOR Mgmt Against Against
REPRESENTING EMPLOYEE SHAREHOLDERS
O.7 ELECTION OF MR. JEAN-LUC BURGAIN AS Mgmt Against Against
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
O.8 ATTENDANCE ALLOWANCES ALLOCATED TO THE Mgmt For For
BOARD OF DIRECTORS
O.9 ADVISORY REVIEW OF THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. STEPHANE RICHARD, PRESIDENT AND
CEO FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013
O.10 ADVISORY REVIEW OF THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. GERVAIS PELLISSIER, MANAGING
DIRECTOR FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013
O.11 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE OR TRANSFER SHARES OF
THE COMPANY
E.12 AMENDMENT TO ITEM 1 OF ARTICLE 15 OF THE Mgmt For For
BYLAWS, DELIBERATIONS OF THE BOARD
E.13 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE CAPITAL BY CANCELLATION OF SHARES
E.14 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ORICA LTD Agenda Number: 704885992
--------------------------------------------------------------------------------------------------------------------------
Security: Q7160T109
Meeting Type: AGM
Meeting Date: 30-Jan-2014
Ticker:
ISIN: AU000000ORI1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 12 DEC 2013: VOTING EXCLUSIONS APPLY TO Non-Voting
THIS MEETING FOR PROPOSALS 3, 4 AND 5 AND
VOTES CAST BY ANY INDIVIDUAL OR RELATED
PARTY WHO BENEFIT FROM THE PASSING OF THE
PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
2.1 Re-election of Russell Caplan as a Director Mgmt For For
2.2 Re-election of Ian Cockerill as a Director Mgmt For For
2.3 Re-election of Lim Chee Onn as a Director Mgmt For For
2.4 Election of Maxine Brenner as a Director Mgmt For For
2.5 Election of Alberto Calderon as a Director Mgmt For For
2.6 Election of Gene Tilbrook as a Director Mgmt For For
3 Adoption of the Remuneration Report Mgmt For For
4 Grant of shares to Managing Director under Mgmt For For
the Long Term Equity Incentive Plan: That
approval be given to the issue to, or
acquisition by or on behalf of the Managing
Director, Mr Ian Smith, of up to 380,000
fully paid ordinary shares in Orica Limited
under Orica's Long Term Equity Incentive
Plan, on the terms summarized in the
Explanatory Notes
5 That the Company reinstate the partial Mgmt For For
takeover provisions as Rule 86 of the
Constitution in the form set out in
Attachment A in the Explanatory Notes with
effect from 30 January 2014 for a period of
three years
CMMT 20 DEC 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION IN VOTING
EXCLUSION COMMENT, MODIFICATION OF COMMENT
AND MODIFICATION OF TEXT IN RESOLUTION 4.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ORIGIN ENERGY LTD Agenda Number: 704739498
--------------------------------------------------------------------------------------------------------------------------
Security: Q71610101
Meeting Type: AGM
Meeting Date: 23-Oct-2013
Ticker:
ISIN: AU000000ORG5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 4 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL WILL BE DISREGARDED
BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON
THE RELEVANT PROPOSAL ITEMS. BY DOING SO,
YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE
PASSING OF THE RELEVANT PROPOSAL. BY VOTING
(FOR OR AGAINST) ON PROPOSAL (4), YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL AND
YOU COMPLY WITH THE VOTING EXCLUSION.
2 Election of Mr Bruce W D Morgan Mgmt For For
3 Re-election of Mr Gordon M Cairns Mgmt For For
4 Adoption of Remuneration Report Mgmt For For
5 Renewal of proportional takeover provisions Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OSRAM LICHT AG, MUENCHEN Agenda Number: 704926508
--------------------------------------------------------------------------------------------------------------------------
Security: D5963B113
Meeting Type: AGM
Meeting Date: 27-Feb-2014
Ticker:
ISIN: DE000LED4000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
12.02.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements, the approved
consolidated financial statements, and the
combined management report for OSRAM Licht
AG and the Group for fiscal year 2012/2013,
including the explanatory report on the
information in accordance with sections
289(4) and (5) and 315(4) of the
Handelsgesetzbuch (HGB- German Commercial
Code) as per September 30.2013, plus the
report of the Supervisory Board, the
corporate governance report, and the
remuneration report for fiscal year
2012/2013.
2. Resolution on the appropriation of OSRAM Mgmt For For
Licht AG's net retained profits
3. Resolution on the approval of the actions Mgmt For For
of the members of the Managing Board for
fiscal year 2012/2013
4. Resolution on the approval of the actions Mgmt For For
of the members of the Supervisory Board for
fiscal year 2012/2013
5. Resolution on the appointment of the Mgmt For For
auditor of the annual financial statements
and consolidated financial statements as
well as the auditor to review the interim
financial statements: Ernst & Young GmbH
6.1 Resolution on the election of new members Mgmt For For
of the Supervisory Board: Peter Bauer
6.2 Resolution on the election of new members Mgmt For For
of the Supervisory Board: Dr. Christine
Bortenlaenger
6.3 Resolution on the election of new members Mgmt For For
of the Supervisory Board: Dr. Roland Busch
6.4 Resolution on the election of new members Mgmt For For
of the Supervisory Board: Dr. Joachim Faber
6.5 Resolution on the election of new members Mgmt For For
of the Supervisory Board: Prof. Lothar Frey
6.6 Resolution on the election of new members Mgmt For For
of the Supervisory Board: Frank
(Franciscus) H. Lakerveld
7. Approval of the system for the compensation Mgmt For For
of members of the Managing Board
8. Amendment of the provision in the Articles Mgmt For For
of Association giving Supervisory Board
compensation
--------------------------------------------------------------------------------------------------------------------------
PENNON GROUP PLC, EXETER Agenda Number: 704637909
--------------------------------------------------------------------------------------------------------------------------
Security: G8295T213
Meeting Type: AGM
Meeting Date: 01-Aug-2013
Ticker:
ISIN: GB00B18V8630
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Directors' Report and the Mgmt For For
financial statements for the year ended 31
March 2013
2 To declare a final dividend of 19.70p per Mgmt For For
Ordinary share for the year ended 31 March
2013
3 To approve the Directors' remuneration Mgmt For For
report
4 To re-elect Mr K G Harvey as a Director Mgmt For For
5 To re-elect Mr M D Angle as a Director Mgmt For For
6 To re-elect Mr G D Connell as a Director Mgmt For For
7 To re-elect Mr C I J H Drummond as a Mgmt For For
Director
8 To re-elect Mr D J Dupont as a Director Mgmt For For
9 To re-elect Mr C Loughlin as a Director Mgmt For For
10 To elect Ms G A Rider as a Director Mgmt For For
11 To appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors
12 To authorise the Directors to fix the Mgmt Against Against
remuneration of the auditors
13 To authorise the Company and its Mgmt For For
subsidiaries to make EU political donations
up to a specific limit
14 To grant the Directors authority to allot Mgmt For For
shares
15 To authorise the partial exclusion of Mgmt For For
pre-emption rights
16 To authorise the purchase of the Company's Mgmt For For
own shares
17 To authorise a general meeting other than Mgmt For For
an Annual General Meeting to be called on
not less than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
PERNOD-RICARD, PARIS Agenda Number: 704752220
--------------------------------------------------------------------------------------------------------------------------
Security: F72027109
Meeting Type: MIX
Meeting Date: 06-Nov-2013
Ticker:
ISIN: FR0000120693
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT 16 OCT 13: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/1002/201310021305066.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
https://balo.journal-officiel.gouv.fr/pdf/2
013/1016/201310161305162.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
June 30, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
June 30, 2013
O.3 Allocation of income for the financial year Mgmt For For
ended June 30, 2013 and setting the
dividend
O.4 Approval of the regulated agreements and Mgmt For For
commitments pursuant to Articles L.225-38
et seq. of the Commercial Code
O.5 Renewal of term of Mrs. Daniele Ricard as Mgmt For For
Director
O.6 Renewal of term of Mr. Laurent Burelle as Mgmt For For
Director
O.7 Renewal of term of Mr. Michel Chambaud as Mgmt For For
Director
O.8 Renewal of term of Societe Paul Ricard as Mgmt For For
Director
O.9 Renewal of term of Mr. Anders Narvinger as Mgmt For For
Director
O.10 Setting the amount of attendance allowances Mgmt For For
to be allocated to the Board of Directors
O.11 Reviewing the components of payable or Mgmt For For
awarded compensation for the 2012/2013
financial year to Mrs. Daniele Ricard,
Chairman of the Board of Directors
O.12 Reviewing the components of payable or Mgmt For For
awarded compensation for the 2012/2013
financial year to Mr. Pierre Pringuet,
Vice-Chairman of the Board of Directors and
Chief Executive Officer
O.13 Reviewing the components of payable or Mgmt For For
awarded compensation for the 2012/2013
financial year to Mr. Alexandre Ricard,
Managing Director
O.14 Authorization to be granted to the Board of Mgmt Against Against
Directors to trade in Company's shares
E.15 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares up to 10%
of share capital
E.16 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital for a maximum
nominal amount of Euros 205 million by
issuing common shares and/or any securities
giving access to capital of the Company
while maintaining preferential subscription
rights
E.17 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital for a maximum
nominal amount of Euros 41 million by
issuing common shares and/or any securities
giving access to capital of the Company
with cancellation of preferential
subscription rights as part of a public
offer
E.18 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase the
number of securities to be issued in case
of share capital increase with or without
preferential subscription rights up to 15%
of the initial issuance carried out
pursuant to the 16th and 17th resolutions
E.19 Delegation of authority to be granted to Mgmt For For
the Board of Directors to issue common
shares and/or securities giving access to
capital of the Company, in consideration
for in-kind contributions granted to the
Company up to 10% of share capital
E.20 Delegation of authority to be granted to Mgmt For For
the Board of Directors to issue common
shares and/or securities giving access to
capital of the Company up to 10% of share
capital with cancellation of preferential
subscription rights in case of public
exchange offer initiated by the Company
E.21 Delegation of authority to be granted to Mgmt For For
the Board of Directors to issue securities
representing debts entitling to the
allotment of debt securities up to Euros 5
billion
E.22 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital for a maximum
nominal amount of Euros 205 million by
incorporation of premiums, reserves,
profits or otherwise
E.23 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital up to 2% of share
capital by issuing shares or securities
giving access to capital reserved for
members of company savings plans with
cancellation of preferential subscription
rights in favor of the latter
E.24 Amendment to Article 16 of the bylaws to Mgmt For For
establish the terms for appointing
Directors representing employees pursuant
to the provisions of the Act of June 14,
2013 on employment security
E.25 Powers to carry out all required legal Mgmt For For
formalities
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC, LONDON Agenda Number: 705233815
--------------------------------------------------------------------------------------------------------------------------
Security: G72899100
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: GB0007099541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 312974 DUE TO CHANGE IN DIRECTOR
NAMES AND SEQUENCE OF DIRECTOR NAMES. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
1 TO RECEIVE AND CONSIDER THE ACCOUNTS, Mgmt For For
STRATEGIC REPORT, DIRECTORS' REMUNERATION
REPORT, DIRECTORS' REPORT AND THE AUDITORS'
REPORT (THE ANNUAL REPORT)
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (OTHER THAN THE DIRECTORS'
REMUNERATION POLICY)
4 TO DECLARE A FINAL DIVIDEND OF 23.84 PENCE Mgmt For For
PER ORDINARY SHARE OF THE COMPANY
5 TO ELECT MR PIERRE-OLIVIER BOUEE AS A Mgmt For For
DIRECTOR
6 TO ELECT MS JACQUELINE HUNT AS A DIRECTOR Mgmt For For
7 TO ELECT MR ANTHONY NIGHTINGALE AS A Mgmt For For
DIRECTOR
8 TO ELECT MS ALICE SCHROEDER AS A DIRECTOR Mgmt For For
9 TO RE-ELECT SIR HOWARD DAVIES AS A DIRECTOR Mgmt For For
10 TO RE-ELECT MS ANN GODBEHERE AS A DIRECTOR Mgmt For For
11 TO RE-ELECT MR ALEXANDER JOHNSTON AS A Mgmt For For
DIRECTOR
12 TO RE-ELECT MR PAUL MANDUCA AS A DIRECTOR Mgmt For For
13 TO RE-ELECT MR MICHAEL MCLINTOCK AS A Mgmt For For
DIRECTOR
14 TO RE-ELECT MR KAIKHUSHRU NARGOLWALA AS A Mgmt For For
DIRECTOR
15 TO RE-ELECT MR NICOLAOS NICANDROU AS A Mgmt For For
DIRECTOR
16 TO RE-ELECT MR PHILIP REMNANT AS A DIRECTOR Mgmt For For
17 TO RE-ELECT MR BARRY STOWE AS A DIRECTOR Mgmt For For
18 TO RE-ELECT MR TIDJANE THIAM AS A DIRECTOR Mgmt For For
19 TO RE-ELECT LORD TURNBULL AS A DIRECTOR Mgmt For For
20 TO RE-ELECT MR MICHAEL WELLS AS A DIRECTOR Mgmt For For
21 TO APPOINT KPMG LLP AS THE COMPANY'S Mgmt For For
AUDITOR
22 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AMOUNT OF THE AUDITOR'S REMUNERATION
23 RENEWAL OF THE AUTHORITY TO MAKE POLITICAL Mgmt For For
DONATIONS
24 RENEWAL OF AUTHORITY TO ALLOT ORDINARY Mgmt For For
SHARES
25 RENEWAL OF EXTENSION OF AUTHORITY TO ALLOT Mgmt For For
ORDINARY SHARES TO INCLUDE REPURCHASED
SHARES
26 RENEWAL OF AUTHORITY TO ALLOT PREFERENCE Mgmt For For
SHARES
27 RENEWAL OF AUTHORITY FOR DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS
28 RENEWAL OF AUTHORITY FOR PURCHASE OF OWN Mgmt For For
SHARES
29 RENEWAL OF AUTHORITY IN RESPECT OF NOTICE Mgmt For For
FOR GENERAL MEETINGS
--------------------------------------------------------------------------------------------------------------------------
QBE INSURANCE GROUP LTD, SYDNEY NSW Agenda Number: 704990034
--------------------------------------------------------------------------------------------------------------------------
Security: Q78063114
Meeting Type: AGM
Meeting Date: 02-Apr-2014
Ticker:
ISIN: AU000000QBE9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND 3 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (as referred in the company
announcement) YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEM.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL. BY VOTING (FOR OR AGAINST) ON THE
ABOVE MENTIONED PROPOSAL, YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Adopt the Remuneration Report Mgmt For For
3 Approve grant of Conditional Rights to Mgmt For For
Group Chief Executive Officer
4.a To elect Mr W M Becker as a director of the Mgmt For For
company
4.b To elect Ms M Y Leung as a director of the Mgmt Against Against
company
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC, SLOUGH Agenda Number: 705110257
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE COMPANY'S ACCOUNTS AND THE REPORTS Mgmt For For
OF THE DIRECTORS AND THE AUDITORS FOR THE
YEAR ENDED 31 DECEMBER 2013 BE RECEIVED
2 THAT THE DIRECTORS' REMUNERATION POLICY AS Mgmt For For
SET OUT ON PAGES 35 TO 40 OF THE ANNUAL
REPORT FOR THE YEAR ENDED 31 DECEMBER 2013
BE APPROVED
3 THAT THE DIRECTORS' REMUNERATION REPORT Mgmt Abstain Against
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY) FOR THE YEAR ENDED 31 DECEMBER 2013
BE APPROVED
4 THAT THE FINAL DIVIDEND RECOMMENDED BY THE Mgmt For For
DIRECTORS OF 77P PER ORDINARY SHARE FOR THE
YEAR ENDED 31 DECEMBER 2013 BE DECLARED
PAYABLE AND PAID ON 29 MAY 2014 TO ALL
SHAREHOLDERS ON THE REGISTER AT THE CLOSE
OF BUSINESS ON 21 FEBRUARY 2014
5 THAT ADRIAN BELLAMY (MEMBER OF THE Mgmt For For
NOMINATION AND REMUNERATION COMMITTEES) BE
RE-ELECTED AS A DIRECTOR
6 THAT PETER HARF (MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE) BE RE-ELECTED AS A DIRECTOR
7 THAT ADRIAN HENNAH BE RE-ELECTED AS A Mgmt For For
DIRECTOR
8 THAT KENNETH HYDON (MEMBER OF THE AUDIT AND Mgmt For For
NOMINATION COMMITTEES) BE RE-ELECTED AS A
DIRECTOR
9 THAT RAKESH KAPOOR (MEMBER OF THE Mgmt For For
NOMINATION COMMITTEE) BE RE-ELECTED AS A
DIRECTOR
10 THAT ANDRE LACROIX (MEMBER OF THE AUDIT AND Mgmt For For
NOMINATION COMMITTEES) BE RE-ELECTED AS A
DIRECTOR
11 THAT JUDITH SPRIESER (MEMBER OF THE Mgmt For For
NOMINATION AND REMUNERATION COMMITTEES) BE
RE-ELECTED AS A DIRECTOR
12 THAT WARREN TUCKER (MEMBER OF THE AUDIT AND Mgmt For For
NOMINATION COMMITTEES) BE RE-ELECTED AS A
DIRECTOR
13 THAT NICANDRO DURANTE (MEMBER OF THE Mgmt For For
NOMINATION COMMITTEE), WHO WAS APPOINTED TO
THE BOARD SINCE THE DATE OF THE LAST AGM,
BE ELECTED AS A DIRECTOR
14 THAT PRICEWATERHOUSECOOPERS LLP BE Mgmt For For
RE-APPOINTED AUDITORS OF THE COMPANY TO
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE
LAID BEFORE THE COMPANY
15 THAT THE DIRECTORS BE AUTHORISED TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
16 THAT IN ACCORDANCE WITH S366 AND S367 OF Mgmt For For
THE COMPANIES ACT 2006 (THE 2006 ACT) THE
COMPANY AND ANY UK REGISTERED COMPANY WHICH
IS OR BECOMES A SUBSIDIARY OF THE COMPANY
DURING THE PERIOD TO WHICH THIS RESOLUTION
RELATES BE AUTHORISED TO: A) MAKE POLITICAL
DONATIONS TO POLITICAL PARTIES AND/OR
INDEPENDENT ELECTION CANDIDATES UP TO A
TOTAL AGGREGATE AMOUNT OF GBP 50,000; B)
MAKE POLITICAL DONATIONS TO POLITICAL
ORGANISATIONS OTHER THAN POLITICAL PARTIES
UP TO A TOTAL AGGREGATE AMOUNT OF GBP
50,000; AND C) INCUR POLITICAL EXPENDITURE
UP TO A TOTAL AGGREGATE AMOUNT OF GBP
50,000 DURING THE PERIOD FROM THE DATE OF
THIS RESOLUTION UNTIL THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY IN 2015, PROVIDED
THAT THE TOTAL AGGREGATE AMOUNT OF ALL SUCH
DONATIONS AND EXPENDITURE INCURRED BY THE
COMPANY AND ITS UK SUBSIDIARIES IN SUCH
CONTD
CONT CONTD PERIOD SHALL NOT EXCEED GBP 50,000. Non-Voting
FOR THE PURPOSE OF THIS RESOLUTION, THE
TERMS 'POLITICAL DONATIONS', 'POLITICAL
PARTIES', 'INDEPENDENT ELECTION
CANDIDATES', 'POLITICAL ORGANISATIONS' AND
'POLITICAL EXPENDITURE' HAVE THE MEANINGS
SET OUT IN S363 TO S365 OF THE 2006 ACT
17 THAT THE DIRECTORS BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED TO EXERCISE ALL
THE POWERS OF THE COMPANY TO ALLOT SHARES
OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT
ANY SECURITY INTO SHARES OF THE COMPANY UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP
20,800,000 AND SO THAT THE DIRECTORS MAY
IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE
ANY ARRANGEMENTS WHICH IT CONSIDERS
NECESSARY OR APPROPRIATE TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES, LEGAL, REGULATORY OR
PRACTICAL PROBLEMS IN, OR UNDER THE LAWS
OF, ANY TERRITORY OR ANY OTHER MATTER, SUCH
AUTHORITIES TO APPLY UNTIL THE END OF NEXT
YEAR'S AGM (OR, IF EARLIER, UNTIL THE CLOSE
OF BUSINESS ON 30 JUNE 2015), SAVE THAT
UNDER SUCH AUTHORITY THE COMPANY MAY MAKE
OFFERS AND ENTER INTO AGREEMENTS DURING THE
RELEVANT PERIOD WHICH WOULD, OR MIGHT,
REQUIRE SHARES CONTD
CONT CONTD TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE Non-Voting
FOR OR CONVERT SECURITIES INTO SHARES TO BE
GRANTED AFTER THE AUTHORITY ENDS AND THE
DIRECTORS MAY ALLOT SHARES OR GRANT RIGHTS
TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO
SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS
IF THE AUTHORITY HAD NOT ENDED
18 THAT IF RESOLUTION 17 IS PASSED, THE Mgmt For For
DIRECTORS BE GIVEN POWER TO ALLOT EQUITY
SECURITIES (AS DEFINED IN THE 2006 ACT) FOR
CASH UNDER THE AUTHORITY GIVEN BY THAT
RESOLUTION AND/OR TO SELL ORDINARY SHARES
HELD BY THE COMPANY AS TREASURY SHARES FOR
CASH AS IF S561 OF THE 2006 ACT DID NOT
APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH
POWER TO BE LIMITED: A) TO THE ALLOTMENT OF
EQUITY SECURITIES AND SALE OF TREASURY
SHARES FOR CASH IN CONNECTION WITH AN OFFER
OF, OR INVITATION TO APPLY FOR, EQUITY
SECURITIES TO SHAREHOLDERS IN PROPORTION
(AS NEARLY AS MAY BE PRACTICABLE) TO THEIR
EXISTING HOLDINGS AND THAT THE DIRECTORS
MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND
MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER
NECESSARY OR APPROPRIATE TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES, LEGAL, REGULATORY OR
PRACTICAL CONTD
CONT CONTD PROBLEMS IN, OR UNDER THE LAWS OF, Non-Voting
ANY TERRITORY OR ANY OTHER MATTER; AND B)
IN THE CASE OF THE AUTHORITY GRANTED UNDER
PARAGRAPH (A) OF THIS RESOLUTION AND/OR IN
THE CASE OF ANY TRANSFER OF TREASURY SHARES
WHICH IS TREATED AS AN ALLOTMENT OF EQUITY
SECURITIES UNDER S560(3) OF THE 2006 ACT,
TO THE ALLOTMENT (OTHERWISE THAN UNDER
PARAGRAPH (A) ABOVE) OF EQUITY SECURITIES
UP TO A NOMINAL AMOUNT OF GBP 3,500,000
SUCH POWER TO APPLY UNTIL THE END OF NEXT
YEAR'S AGM (OR, IF EARLIER, UNTIL THE CLOSE
OF BUSINESS ON 30 JUNE 2015) BUT DURING
THIS PERIOD THE COMPANY MAY MAKE OFFERS,
AND ENTER INTO AGREEMENTS, WHICH WOULD, OR
MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND TREASURY SHARES TO BE SOLD)
AFTER THE POWER ENDS AND THE DIRECTORS MAY
ALLOT EQUITY SECURITIES UNDER ANY SUCH
OFFER OR AGREEMENT AS IF THE POWER HAD
CONTD
CONT CONTD NOT EXPIRED Non-Voting
19 THAT THE COMPANY BE AND IT IS HEREBY Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
FOR THE PURPOSES OF S701 OF THE 2006 ACT TO
MAKE MARKET PURCHASES (WITHIN THE MEANING
OF S693(4) OF THE 2006 ACT) OF ORDINARY
SHARES OF 10P EACH IN THE CAPITAL OF THE
COMPANY (ORDINARY SHARES) PROVIDED THAT: A)
THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH
MAY BE PURCHASED IS 73,000,000 ORDINARY
SHARES (REPRESENTING LESS THAN 10% OF THE
COMPANY'S ISSUED ORDINARY SHARE CAPITAL AS
AT 7 MARCH 2014); B) THE MAXIMUM PRICE AT
WHICH ORDINARY SHARES MAY BE PURCHASED IS
AN AMOUNT EQUAL TO THE HIGHER OF (I) 5%
ABOVE THE AVERAGE OF THE MIDDLE MARKET
QUOTATIONS FOR THE ORDINARY SHARES AS TAKEN
FROM THE LONDON STOCK EXCHANGE DAILY
OFFICIAL LIST FOR THE FIVE BUSINESS DAYS
PRECEDING THE DATE OF PURCHASE; AND (II)
THAT STIPULATED BY ARTICLE 5(1) OF THE EU
CONTD
CONT CONTD BUYBACK AND STABILISATION REGULATIONS Non-Voting
2003 (NO. 2273/2003); AND THE MINIMUM PRICE
IS 10P PER ORDINARY SHARE, IN BOTH CASES
EXCLUSIVE OF EXPENSES; C) THE AUTHORITY TO
PURCHASE CONFERRED BY THIS RESOLUTION SHALL
EXPIRE ON THE EARLIER OF 30 JUNE 2015 OR ON
THE DATE OF THE AGM OF THE COMPANY IN 2015
SAVE THAT THE COMPANY MAY, BEFORE SUCH
EXPIRY, ENTER INTO A CONTRACT TO PURCHASE
ORDINARY SHARES UNDER WHICH SUCH PURCHASE
WILL OR MAY BE COMPLETED OR EXECUTED WHOLLY
OR PARTLY AFTER THE EXPIRATION OF THIS
AUTHORITY AND MAY MAKE A PURCHASE OF
ORDINARY SHARES IN PURSUANCE OF ANY SUCH
CONTRACT; AND D) ALL ORDINARY SHARES
PURCHASED PURSUANT TO THE SAID AUTHORITY
SHALL BE EITHER: I) CANCELLED IMMEDIATELY
UPON COMPLETION OF THE PURCHASE; OR II)
HELD, SOLD, TRANSFERRED OR OTHERWISE DEALT
WITH AS TREASURY SHARES IN ACCORDANCE WITH
CONTD
CONT CONTD THE PROVISIONS OF THE 2006 ACT Non-Voting
20 THAT A GENERAL MEETING OTHER THAN AN AGM Mgmt For For
MAY BE CALLED ON NOT LESS THAN 14 CLEAR
DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
RICOH COMPANY,LTD. Agenda Number: 705343159
--------------------------------------------------------------------------------------------------------------------------
Security: J64683105
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3973400009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO LTD, MELBOURNE VIC Agenda Number: 705034952
--------------------------------------------------------------------------------------------------------------------------
Security: Q81437107
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: AU000000RIO1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 Receipt of the 2013 Annual report Mgmt For For
2 Approval of the Remuneration policy report Mgmt For For
3 Approval of the Directors' report on Mgmt For For
remuneration
4 Approval of the Remuneration report Mgmt For For
5 Approval of potential termination benefits Mgmt For For
6 To elect Anne Lauvergeon as a director Mgmt For For
7 To elect Simon Thompson as a director Mgmt For For
8 To re-elect Robert Brown as a director Mgmt For For
9 To re-elect Jan du Plessis as a director Mgmt For For
10 To re-elect Michael Fitzpatrick as a Mgmt For For
director
11 To re-elect Ann Godbehere as a director Mgmt For For
12 To re-elect Richard Goodmanson as a Mgmt For For
director
13 To re-elect Lord Kerr as a director Mgmt For For
14 To re-elect Chris Lynch as a director Mgmt For For
15 To re-elect Paul Tellier as a director Mgmt For For
16 To re-elect John Varley as a director Mgmt For For
17 To re-elect Sam Walsh as a director Mgmt For For
18 Re-appointment of auditors of Rio Tinto Mgmt For For
plc: PricewaterhouseCoopers LLP
19 Remuneration of auditors of Rio Tinto plc Mgmt For For
20 Renewal of off-market and on-market share Mgmt For For
buyback authorities
CMMT 18 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT AUDITOR NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC, LONDON Agenda Number: 705034483
--------------------------------------------------------------------------------------------------------------------------
Security: G75754104
Meeting Type: AGM
Meeting Date: 15-Apr-2014
Ticker:
ISIN: GB0007188757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2013 annual report Mgmt For For
2 Approval of the remuneration Policy Report Mgmt For For
3 Approval of the directors' report on Mgmt For For
remuneration and remuneration committee
chairman's letter
4 Approval of the remuneration report Mgmt For For
5 Approval of potential termination benefits Mgmt For For
6 To elect Anne Lauvergeon as a director Mgmt For For
7 To elect Simon Thompson as a director Mgmt For For
8 To re-elect Robert Brown as a director Mgmt For For
9 To re-elect Jan du Plessis as a director Mgmt For For
10 To re-elect Michael Fitzpatrick as a Mgmt For For
director
11 To re-elect Ann Godbehere as a director Mgmt For For
12 To re-elect Richard Goodmanson as a Mgmt For For
director
13 To re-elect Lord Kerr as a director Mgmt For For
14 To re-elect Chris Lynch as a director Mgmt For For
15 To re-elect Paul Tellier as a director Mgmt For For
16 To re-elect John Varley as a director Mgmt For For
17 To re-elect Sam Walsh as a director Mgmt For For
18 Re-appointment of auditors: Mgmt For For
PricewaterhouseCoopers LLP
19 Remuneration of auditors Mgmt For For
20 General authority to allot shares Mgmt For For
21 Disapplication of pre-emption rights Mgmt For For
22 Authority to purchase Rio Tinto plc shares Mgmt For For
23 Notice period for general meetings other Mgmt For For
than annual general meetings
24 Scrip dividend authority Mgmt For For
CMMT PLEASE NOTE THAT RESOLUTIONS 1 TO 19 WILL Non-Voting
BE VOTED ON BY RIO TINTO PLC AND RIO TINTO
LIMITED SHAREHOLDERS AS A JOINT ELECTORATE
AND RESOLUTIONS 20 TO 24 WILL BE VOTED ON
BY RIO TINTO PLC SHAREHOLDERS ONLY.
CMMT 10 APR 2014: VOTING EXCLUSIONS APPLY TO Non-Voting
THIS MEETING FOR PROPOSALS 2, 3, 4, 5 AND
VOTES CAST BY ANY INDIVIDUAL OR RELATED
PARTY WHO BENEFIT FROM THE PASSING OF THE
PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
(AS REFERRED IN THE COMPANY ANNOUNCEMENT)
YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON
THE RELEVANT PROPOSAL ITEMS. BY DOING SO,
YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE
PASSING OF THE RELEVANT PROPOSAL/S. BY
VOTING (FOR OR AGAINST) ON THE ABOVE
MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
CMMT 10 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ADDITIONAL
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC, LONDON Agenda Number: 705053104
--------------------------------------------------------------------------------------------------------------------------
Security: G76225104
Meeting Type: AGM
Meeting Date: 01-May-2014
Ticker:
ISIN: GB00B63H8491
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the strategic report, the Mgmt For For
directors' report and the audited financial
statements for the year ended 31 December
2013
2 To approve the directors' remuneration Mgmt For For
policy (effective from the conclusion of
the meeting)
3 To approve the directors' remuneration Mgmt For For
report for the year ended 31 December 2013
4 To elect Lee Hsien Yang as a director of Mgmt For For
the Company
5 To elect Warren East CBE as a director of Mgmt For For
the Company
6 To re-elect Ian Davis as a director of the Mgmt For For
Company
7 To re-elect John Rishton as a director of Mgmt For For
the Company
8 To re-elect Dame Helen Alexander as a Mgmt For For
director of the Company
9 To re-elect Lewis Booth CBE as a director Mgmt For For
of the Company
10 To re-elect Sir Frank Chapman as a director Mgmt For For
of the Company
11 To re-elect James Guyette as a director of Mgmt For For
the Company
12 To re-elect John McAdam as a director of Mgmt For For
the Company
13 To re-elect Mark Morris as a director of Mgmt For For
the Company
14 To re-elect John Neill CBE as a director of Mgmt For For
the Company
15 To re-elect Colin Smith CBE as a director Mgmt For For
of the Company
16 To re-elect Jasmin Staiblin as a director Mgmt For For
of the Company
17 To appoint KPMG LLP as the Company's Mgmt For For
auditor
18 To authorise the directors to determine the Mgmt For For
auditor's remuneration
19 To authorise payment to shareholders Mgmt For For
20 To authorise political donations and Mgmt For For
political expenditure
21 To approve the Rolls-Royce plc Performance Mgmt For For
Share Plan (PSP)
22 To approve the Rolls-Royce plc Deferred Mgmt For For
Share Bonus Plan
23 To approve the maximum aggregate Mgmt For For
remuneration payable to non-executive
directors
24 To authorise the directors to allot shares Mgmt For For
(s.551)
25 To disapply pre-emption rights (s.561) Mgmt For For
26 To authorise the Company to purchase its Mgmt For For
own ordinary shares
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC, LONDON Agenda Number: 705152988
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A100
Meeting Type: AGM
Meeting Date: 20-May-2014
Ticker:
ISIN: GB00B03MLX29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIPT OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2 APPROVAL OF DIRECTORS' REMUNERATION POLICY Mgmt For For
3 APPROVAL OF DIRECTORS' REMUNERATION REPORT Mgmt For For
4 APPOINTMENT OF EULEEN GOH AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 APPOINTMENT OF PATRICIA A. WOERTZ AS A Mgmt For For
DIRECTOR OF THE COMPANY
6 RE-APPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: BEN VAN BEURDEN
7 RE-APPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: GUY ELLIOTT
8 RE-APPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: SIMON HENRY
9 RE-APPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: CHARLES O.
HOLLIDAY
10 RE-APPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: GERARD KLEISTERLEE
11 RE-APPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: JORMA OLLILA
12 RE-APPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: SIR NIGEL
SHEINWALD
13 RE-APPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: LINDA G. STUNTZ
14 RE-APPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: HANS WIJERS
15 RE-APPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: GERRIT ZALM
16 THAT PRICEWATERHOUSECOOPERS LLP IS Mgmt For For
RE-APPOINTED AS AUDITORS OF THE COMPANY TO
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY
17 REMUNERATION OF AUDITORS Mgmt For For
18 AUTHORITY TO ALLOT SHARES Mgmt For For
19 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
20 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
21 APPROVAL OF LONG TERM INCENTIVE PLAN Mgmt For For
22 APPROVAL OF DEFERRED BONUS PLAN Mgmt For For
23 APPROVAL OF RESTRICTED SHARE PLAN Mgmt For For
24 AUTHORITY FOR CERTAIN DONATIONS AND Mgmt For For
EXPENDITURE
CMMT 05 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF RECORD DATE AND
AUDITORS' NAMES. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ROYAL PHILIPS NV, EINDHOVEN Agenda Number: 704976832
--------------------------------------------------------------------------------------------------------------------------
Security: N6817P109
Meeting Type: AGM
Meeting Date: 01-May-2014
Ticker:
ISIN: NL0000009538
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 President's Speech Non-Voting
2a Receive explanation on the implementation Non-Voting
of the remuneration policy
2b Receive explanation on policy on additions Non-Voting
to reserves and dividends
2c Proposal to adopt financial statements Mgmt For For
2d Proposal to adopt a dividend of EUR 0.80 Mgmt For For
per share
2e Proposal to discharge the members of the Mgmt For For
Board of Management for their
responsibilities
2f Proposal to discharge the members of the Mgmt For For
Supervisory Board for their
responsibilities
3 Proposal to appoint Ms Orit Gadiesh as Mgmt For For
member the Supervisory Board
4 Proposal to re-appoint KPMG as external Mgmt For For
auditor for an interim period of one year
5a Proposal to authorize the Board of Mgmt For For
Management for a period of 18 months, per
May 1, 2014, as the body which is
authorized, with the approval of the
Supervisory Board, to issue shares or grant
rights to acquire shares, up to a maximum
of 10% of the number of issued shares as of
May 1, 2014, plus 10% of the issued capital
as of that same date in connection with or
on the occasion of mergers, acquisitions
and/or strategic alliances
5b Proposal to authorize the Board of Mgmt For For
Management for a period of 18 months, per
May 1, 2014, as the body which is
authorized, with the approval of the
Supervisory Board, to restrict or exclude
the pre-emption rights accruing to
Shareholders
6 Proposal to authorize the Board of Mgmt For For
Management for a period of 18 months,
effective May 1, 2014, within the limits of
the law and the Articles of Association, to
acquire, with the approval of the
Supervisory Board, for valuable
consideration, on the stock exchange or
otherwise, shares in the company, not
exceeding 10% of the issued share capital
as of May 1, 2014, which number may be
increased by 10% of the issued capital as
of that same date in connection with the
execution of share repurchase programs for
capital reduction purposes
7 Proposal to cancel common shares in the Mgmt For For
share capital of the company held or to be
acquired by the company
8 Any other business Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SABMILLER PLC, WOKING SURREY Agenda Number: 704626247
--------------------------------------------------------------------------------------------------------------------------
Security: G77395104
Meeting Type: AGM
Meeting Date: 25-Jul-2013
Ticker:
ISIN: GB0004835483
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the financial Mgmt For For
statements for the year ended 31 March
2013, together with the reports of the
directors and auditors therein
2 To receive and, if thought fit, to approve Mgmt For For
the Directors' Remuneration Report 2013
contained in the Annual Report for the year
ended 31 March 2013
3 To elect Mr G R Elliott as a director of Mgmt For For
the Company
4 To re-elect Mr M H Armour as a director of Mgmt For For
the Company
5 To re-elect Mr G C Bible as a director of Mgmt For For
the Company
6 To re-elect Mr A J Clark as a director of Mgmt For For
the Company
7 To re-elect Mr D S Devitre as a director of Mgmt For For
the Company
8 To re-elect Ms L M S Knox as a director of Mgmt For For
the Company
9 To re-elect Mr E A G MacKay as a director Mgmt For For
of the Company
10 To re-elect Mr P J Manser as a director of Mgmt For For
the Company
11 To re-elect Mr J A Manzoni as a director of Mgmt For For
the Company
12 To re-elect Mr M Q Morland as a director of Mgmt For For
the Company
13 To re-elect Dr D F Moyo as a director of Mgmt For For
the Company
14 To re-elect Mr C A Perez Davila as a Mgmt For For
director of the Company
15 To re-elect Mr A Santo Domingo Davila as a Mgmt For For
director of the Company
16 To re-elect Ms H A Weir as a director of Mgmt For For
the Company
17 To re-elect Mr H A Willard as a director of Mgmt For For
the Company
18 To re-elect Mr J S Wilson as a director of Mgmt For For
the Company
19 To declare a final dividend of 77 US cents Mgmt For For
per share
20 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors of the Company
21 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
22 To give a general power and authority to Mgmt For For
the directors to allot shares
23 To give a general power and authority to Mgmt For For
the directors to allot shares for cash
otherwise than pro rata to all shareholders
24 To give a general authority to the Mgmt For For
directors to make market purchases of
ordinary shares of USD0.10 each in the
capital of the Company
25 To approve the calling of general meetings, Mgmt For For
other than an annual general meeting, on
not less than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
SAMPO PLC, SAMPO Agenda Number: 704962186
--------------------------------------------------------------------------------------------------------------------------
Security: X75653109
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: FI0009003305
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Opening of the meeting Non-Voting
2 Calling the meeting to order Non-Voting
3 Election of persons to scrutinize the Non-Voting
minutes and to supervise the counting of
votes
4 Recording the legality of the meeting Non-Voting
5 Recording the attendance at the meeting and Non-Voting
adoption of the list of votes
6 Presentation of the annual accounts, the Non-Voting
report of the board of directors and the
auditor's report for the year 2013
7 Adoption of the annual accounts Mgmt For For
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and the payment of
dividend the board proposes to pay a
dividend of EUR 1.65 per share
9 Resolution on the discharge of the members Mgmt For For
of the board of directors and the CEO from
liability
10 Resolution on the remuneration of the Mgmt For For
members of the board of directors
11 Resolution on the number of members of the Mgmt For For
board of directors the nomination and
compensation committee proposes that number
of members remains unchanged and eight
members be elected to the board
12 Election of members of the board of Mgmt For For
directors the nomination and compensation
committee proposes that A.Brunila,
J.Fagerholm, A.Grate Axen, V-M.Mattila,
E.Palin-Lehtinen, P.Sorlie, M.Vuoria and
B.Wahlroos are re-elected as members of the
board of directors
13 Resolution on the remuneration of the Mgmt For For
auditor
14 Election of the auditor the audit committee Mgmt For For
proposes to elect Ernst and Young Oy as
company's auditor
15 Authorizing the board of directors to Mgmt For For
decide on the repurchase of the company's
own shares
16 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SANOFI SA, PARIS Agenda Number: 705027654
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: OGM
Meeting Date: 05-May-2014
Ticker:
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 14 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0312/201403121400621.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0414/201404141401110.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
1 Approval of the annual corporate financial Mgmt For For
statements for the 2013 financial year
2 Approval of the consolidated financial Mgmt For For
statements for the 2013 financial year
3 Allocation of income and setting the Mgmt For For
dividend
4 Agreements and commitments pursuant to Mgmt For For
Articles L.225-38 et seq. of the Commercial
Code
5 Renewal of term of Mr. Christopher Mgmt For For
Viehbacher as Board member
6 Renewal of term of Mr. Robert Castaigne as Mgmt For For
Board member
7 Renewal of term of Mr. Christian Mulliez as Mgmt For For
Board member
8 Appointment of Mr. Patrick Kron as Board Mgmt For For
member
9 Review of the compensation owed or paid to Mgmt For For
Mr. Serge Weinberg, Chairman of the Board
of Directors for the financial year ended
on December 31st, 2013
10 Review of the compensation owed or paid to Mgmt For For
Mr. Christopher Viehbacher, CEO for the
financial year ended on December 31st, 2013
11 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
12 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAP AG, WALLDORF/BADEN Agenda Number: 705161103
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 21-May-2014
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 30 APR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 06 Non-Voting
MAY 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND THE APPROVED GROUP
ANNUAL FINANCIAL STATEMENTS, THE COMBINED
MANAGEMENT REPORT AND GROUP MANAGEMENT
REPORT OF SAP AG, INCLUDING THE EXECUTIVE
BOARD'S EXPLANATORY NOTES RELATING TO THE
INFORMATION PROVIDED PURSUANT TO SECTIONS
289 (4) AND (5) AND 315 (4) OF THE GERMAN
COMMERCIAL CODE (HANDELSGESETZBUCH; "HGB"),
AND THE SUPERVISORY BOARD'S REPORT, EACH
FOR FISCAL YEAR 2013
2. RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
RETAINED EARNINGS OF FISCAL YEAR 2013: THE
DISTRIBUTABLE PROFIT IN THE AMOUNT OF EUR
7,595,363,764.58 SHALL BE APPROPRIATED AS
FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1 PER
NO-PAR SHARE EUR 6,001,620,574.58 SHALL BE
CARRIED FORWARD EUR 400,000,000 EX-DIVIDEND
AND PAYABLE DATE: MAY 22, 2014
3. RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For For
ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR
2013
4. RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For For
ACTS OF THE SUPERVISORY BOARD IN FISCAL
YEAR 2013
5. APPOINTMENT OF THE AUDITORS OF THE Mgmt For For
FINANCIAL STATEMENTS AND GROUP ANNUAL
FINANCIAL STATEMENTS FOR FISCAL YEAR 2014:
KPMG AG
6.1 RESOLUTION ON THE APPROVAL OF TWO AMENDMENT Mgmt For For
AGREEMENTS TO EXISTING CONTROL AND PROFIT
AND LOSS TRANSFER AGREEMENTS BETWEEN SAP AG
AND TWO SUBSIDIARIES: THE AMENDMENT
AGREEMENT TO THE CONTROL AND PROFIT AND
LOSS TRANSFER AGREEMENT WITH SAP ERSTE
BETEILIGUNGS-UND VERMOGENSVERWALTUNGS GMBH
DATED MARCH 18, 2014 IS APPROVED
6.2 RESOLUTION ON THE APPROVAL OF TWO AMENDMENT Mgmt For For
AGREEMENTS TO EXISTING CONTROL AND PROFIT
AND LOSS TRANSFER AGREEMENTS BETWEEN SAP AG
AND TWO SUBSIDIARIES: THE AMENDMENT
AGREEMENT TO THE CONTROL AND PROFIT AND
LOSS TRANSFER AGREEMENT WITH SAP ZWEITE
BETEILIGUNGS-UND VERMOGENSVERWALTUNGS GMBH
DATED MARCH 18, 2014 IS APPROVED
7. RESOLUTION ON THE APPROVAL OF A CONTROL AND Mgmt For For
PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN
SAP AG AND A SUBSIDIARY
8.1 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt For For
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: THE CONVERSION PLAN DATED MARCH 21,
2014 (DEEDS OF NOTARY PUBLIC DR
HOFFMANN-REMY, WITH OFFICE IN HEIDELBERG,
NOTARY'S OFFICE 5 OF HEIDELBERG, ROLL OF
DEEDS NO. 5 UR 493/2014 AND 500/2014)
CONCERNING THE CONVERSION OF SAP AG TO A
EUROPEAN COMPANY (SOCIETAS EUROPAEA, SE) IS
APPROVED; THE ARTICLES OF INCORPORATION OF
SAP SE ATTACHED TO THE CONVERSION PLAN AS
AN ANNEX ARE ADOPTED; WITH REGARD TO
SECTION 4 (1) AND (5) THROUGH (8) OF THE
ARTICLES OF INCORPORATION OF SAP SE,
SECTION 3.5 OF THE CONVERSION PLAN SHALL
APPLY
8.2.1 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt Against Against
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: PROF. DR. H. C. MULT. HASSO
PLATTNER
8.2.2 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt Against Against
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: PEKKA ALA-PIETILAE
8.2.3 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt For For
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: PROF. ANJA FELDMANN
8.2.4 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt Against Against
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: PROF. DR. WILHELM HAARMANN
8.2.5 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt For For
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: BERNARD LIAUTAUD
8.2.6 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt Against Against
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: DR. H. C. HARTMUT MEHDORN
8.2.7 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt Against Against
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: DR. ERHARD SCHIPPOREIT
8.2.8 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt Against Against
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: JIM HAGEMANN SNABE
8.2.9 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt For For
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: PROF. DR-ING. E. H. KLAUS WUCHERER
--------------------------------------------------------------------------------------------------------------------------
SCHINDLER HOLDING AG, HERGISWIL Agenda Number: 705004113
--------------------------------------------------------------------------------------------------------------------------
Security: H7258G209
Meeting Type: AGM
Meeting Date: 17-Mar-2014
Ticker:
ISIN: CH0024638196
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THE ISIN DOES NOT HOLD VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU.
1.1 Approval of the 86th management report, the Non-Voting
financial statements and the consolidated
group financial statements 2013, and
receipt of the audit reports: The Board of
Directors proposes that the General Meeting
approves the management report, the
financial statements and the consolidated
group financial statements
1.2 Compensation Report: The Board of Directors Non-Voting
proposes that the General Meeting
acknowledges the compensation report 2013
2 Appropriation of profit as per balance Non-Voting
sheet: The Board of Directors proposes that
the General Meeting approves the
appropriation of the 2013 balance sheet
profit as specified
3 Discharge of the members of the Board of Non-Voting
Directors and of the Group Executive
Committee: The Board of Directors proposes
that the General Meeting grants discharge
to all members of the Board of Directors
and of the Group Executive Committee for
the expired financial year 2013
4 Revision of the Articles of Association: Non-Voting
Articles 13, 15, 17, 18, 21, 23, 24, 25,
26, 27, 28, 29, 30, 31, 32, 33, 34, 35, 36,
37, 38 and 39
5.1 Fixed compensation of the Board of Non-Voting
Directors for the financial year 2014: The
Board of Directors proposes to the General
Meeting to approve an aggregate amount of
CHF 8'200'000 as fixed compensation of the
members of the Board of Directors for the
financial year 2014
5.2 Fixed compensation of the Group Executive Non-Voting
Committee for the financial year 2014: The
Board of Directors proposes to the General
Meeting to approve an aggregate amount of
CHF 8'800'000 as fixed compensation of the
members of the Group Executive Committee
for the financial year 2014
6.1 Election of Jurgen Tinggren as new member Non-Voting
of the Board of Director
6.2 Re-election of Alfred N. Schindler as Non-Voting
member and Chairman of the Board of
Director
6.3 Re-election of Luc Bonnard as member of the Non-Voting
Board of Director
6.4.1 Election of Dr. Hubertus von Grunberg as Non-Voting
member of the Board of Director and member
of the Compensation Committee
6.4.2 Election of Prof. Dr. Pius Baschera as Non-Voting
member of the Board of Director and member
of the Compensation Committee
6.4.3 Election of Dr. Rudolf Fischer as member of Non-Voting
the Board of Director and member of the
Compensation Committee
6.5.1 Re-election of Prof. Dr. Monika Butler as Non-Voting
member of the Board of Director
6.5.2 Re-election of Carole Vischer as member of Non-Voting
the Board of Director
6.5.3 Re-election of Prof. Dr. Karl Hofstetter as Non-Voting
member of the Board of Director
6.5.4 Re-election of Anthony Nightingale as Non-Voting
member of the Board of Director
6.5.5 Re-election of Rolf Schweiger as member of Non-Voting
the Board of Director
6.5.6 Re-election of Prof. Dr. Klaus Wellershoff Non-Voting
as member of the Board of Director
6.6 Election of the Independent Proxy: The Non-Voting
Board of Directors proposes that the
General Meeting elects Dr. iur. Adrian von
Segesser, attorney-at-law and notary
public, Lucerne, as Independent Proxy until
the end of the next Annual General Meeting
6.7 Re-election of the Statutory Auditors for Non-Voting
the financial year 2014: The Board of
Directors proposes that the General Meeting
re-elects Ernst & Young Ltd., Basel, as
Statutory Auditors for the financial year
2014
7.1 Reduction of the share capital Non-Voting
7.2 Reduction of the participation capital Non-Voting
8 Ad-hoc Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SCHMOLZ + BICKENBACH AG, BICKENBACH AG Agenda Number: 704721275
--------------------------------------------------------------------------------------------------------------------------
Security: H7321K104
Meeting Type: EGM
Meeting Date: 26-Sep-2013
Ticker:
ISIN: CH0005795668
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 1 OF THIS MEETING IS FOR REGISTRATION Non-Voting
ONLY. IF YOU WISH TO SUBMIT A VOTE OR A
MEETING ATTENDANCE ON PART 2 OF THE
MEETING, THIS CAN ONLY BE PROCESSED BY THE
SUB-CUSTODIAN IF YOU FIRST VOTE IN FAVOUR
OF THE REGISTRATION IN PART 1 BELOW BY
VOTING IN FAVOUR OF THE BELOW RESOLUTION,
YOU ARE AUTHORISING BROADRIDGE TO ASK YOUR
SUB-CUSTODIAN TO REGISTER THE SHARES. IT IS
A MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD .
DEPENDING ON SUB-CUSTODIAN PRACTICES,
SHARES MAY REMAIN REGISTERED UNTIL MEETING
DATE+1. DE-REGISTRATION PROCEDURES MAY VARY
AND THEREFORE WHILST THIS DOES NOT PREVENT
THE TRADING OF SHARES, ANY THAT ARE
REGISTERED MUST BE FIRST DEREGISTERED IF
REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN
AFFECT THE VOTING RIGHTS OF THOSE SHARES.
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IF YOU HAVE ANY CONCERNS
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 Withdrawal of the capital increase Mgmt For For
resolution from 28th June 2013
2 Reduction of share capital with Mgmt For For
simultaneous re-increase of the share
capital
3.1 Election of the new board of director: Dr Mgmt For For
Vladimir Kuznetsov
3.2 Election of the new board of director: Mgmt For For
Marco Musetti
3.3 Election of the new board of director: Dr Mgmt For For
Oliver Thum
3.4 Election of the new board of director: Mgmt For For
Edwin Eichler
3.5 Election of the new board of director: Mgmt For For
Michael Buechter
3.6 Election of the new board of director: Hans Mgmt For For
Ziegler
3.7 Election of the new board of director: Dr Mgmt For For
Heinz Schumacher
4 In the case of ad-hoc/Miscellaneous Mgmt Abstain Against
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors.
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA, RUEIL MALMAISON Agenda Number: 705169351
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 06-May-2014
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
THE MID 289344 DUE TO ADDITION OF
RESOLUTION O.23. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 17 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0416/201404161401172.pdf,
http://www.journal-officiel.gouv.fr//pdf/20
14/0416/201404161401173.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0305/201403051400512.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR MID: 317432
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 APPROVAL OF THE ANNUAL CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE 2013 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE 2013 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL Mgmt For For
YEAR, AMOUNT TAKEN OUT FROM THE SHARE
PREMIUMS AND SETTING THE DIVIDEND OF EUR
1.87 PER SHARE
O.4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt Against Against
ENTERED INTO DURING 2013-COMPENSATION OF
THE VICE-CHAIRMAN AND SENIOR DIRECTOR,
AMENDMENTS TO ARTICLE 39 AND CHANGE IN
NON-COMPETITION COMMITMENTS OF EXECUTIVE
MANAGERS WHO ARE NOT CORPORATE
OFFICERS-INFORMATION ON THE AGREEMENTS AND
COMMITMENTS MADE DURING PREVIOUS FINANCIAL
YEARS
O.5 APPROVAL OF THE REGULATED AGREEMENTS AND Mgmt Against Against
COMMITMENTS REGARDING THE STATUS OF MR.
JEAN-PASCAL TRICOIRE
O.6 APPROVAL OF THE REGULATED AGREEMENTS AND Mgmt Against Against
COMMITMENTS REGARDING THE STATUS OF MR.
EMMANUEL BABEAU
O.7 REVIEWING THE ELEMENTS OF COMPENSATION OWED Mgmt For For
OR PAID TO MR. JEAN-PASCAL TRICOIRE FOR THE
2013 FINANCIAL YEAR
O.8 REVIEWING THE ELEMENTS OF COMPENSATION OWED Mgmt For For
OR PAID TO MR. EMMANUEL BABEAU FOR THE 2013
FINANCIAL YEAR
O.9 APPOINTMENT OF MRS. LINDA KNOLL AS BOARD Mgmt For For
MEMBER
O.10 RENEWAL OF TERM OF MR. NOEL FORGEARD AS Mgmt For For
BOARD MEMBER
O.11 RENEWAL OF TERM OF MR. WILLY KISSLING AS Mgmt For For
BOARD MEMBER
O.12 RENEWAL OF TERM OF MRS. CATHY KOPP AS BOARD Mgmt For For
MEMBER
O.13 RENEWAL OF TERM OF MR. HENRI LACHMANN AS Mgmt For For
BOARD MEMBER
O.14 RENEWAL OF TERM OF MR. RICHARD THOMAN AS Mgmt For For
BOARD MEMBER
O.15 RATIFICATION OF THE COOPTATION AND Mgmt For For
APPOINTMENT OF MR. JEONG KIM AS BOARD
MEMBER
O.16 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE SHARES OF THE
COMPANY-MAXIMUM PURCHASE PRICE OF EUROS 80
PER SHARE
E.17 APPROVAL OF THE TRANSFORMATION OF THE LEGAL Mgmt For For
FORM OF THE COMPANY BY ADOPTING THE FORM OF
A EUROPEAN COMPANY "SOCIETAS EUROPAEA";
APPROVAL OF THE TERMS OF THE PROPOSED
TRANSFORMATION AND ACKNOWLEDGEMENT OF THE
UNCHANGED BOARD OF DIRECTORS, STATUTORY
AUDITORS AND AUTHORIZATIONS GRANTED TO THE
BOARD OF DIRECTORS BY THE GENERAL MEETING
E.18 APPROVAL OF THE LEGAL NAME OF THE COMPANY Mgmt For For
IN ITS NEW FORM AS A EUROPEAN COMPANY -
SCHNEIDER ELECTRIC SE
E.19 APPROVAL OF THE AMENDMENTS TO ARTICLES 1 Mgmt For For
AND 3 OF BYLAWS OF THE COMPANY AS A
EUROPEAN COMPANY
E.20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO CARRY OUT CAPITAL
INCREASES RESERVED FOR MEMBERS OF THE
COMPANY SAVINGS PLAN UP TO 2% OF THE SHARE
CAPITAL WITH THE CANCELLATION OF
SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION
RIGHTS
E.21 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO CARRY OUT CAPITAL INCREASES
RESERVED FOR A CATEGORY OF BENEFICIARIES:
EMPLOYEES OF FOREIGN COMPANIES OF THE
GROUP, EITHER DIRECTLY OR THROUGH ENTITIES
ACTING ON THEIR BEHALF OR ENTITIES OFFERING
EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP
SIMILAR BENEFITS AS THOSE OFFERED TO
MEMBERS OF THE COMPANY SAVINGS PLAN UP TO
1% OF THE SHARE CAPITAL WITH THE
CANCELLATION OF SHAREHOLDERS' PREFERENTIAL
SUBSCRIPTION RIGHTS
O.22 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
O.23 APPOINTMENT OF MRS.LONE FONSS SCHRODER AS Mgmt For For
BOARD MEMBER
--------------------------------------------------------------------------------------------------------------------------
SCOR SE, PUTEAUX Agenda Number: 705089553
--------------------------------------------------------------------------------------------------------------------------
Security: F15561677
Meeting Type: MIX
Meeting Date: 06-May-2014
Ticker:
ISIN: FR0010411983
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 18 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL
LINK:https://balo.journal-officiel.gouv.fr/
pdf/2014/0331/201403311400865.pdf. PLEASE
NOTE THAT THIS IS A REVISION DUE TO RECEIPT
OF ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0418/201404181401197.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the reports and corporate Mgmt For For
financial statements for the financial year
ended on December 31st, 2013
O.2 Allocation of income and setting the Mgmt For For
dividend for the financial year ended on
December 31st, 2013
O.3 Approval of the reports and consolidated Mgmt For For
financial statements for the financial year
ended on December 31st, 2013
O.4 Approval of the agreements referred to in Mgmt For For
the Statutory Auditors' special report
pursuant to Articles L.225-38 et seq. of
the Commercial Code
O.5 Review of the compensation owed or paid to Mgmt Against Against
Mr. Denis Kessler, CEO for the financial
year ended on December 31st, 2013
O.6 Setting the total amount of attendance Mgmt For For
allowances to be allocated to directors
O.7 Renewal of term of Mr. Kevin J. Knoer as Mgmt For For
Director
O.8 Renewal of term of the company EY Audit as Mgmt For For
principal Statutory Auditor
O.9 Renewal of term of the company Mazars as Mgmt For For
principal Statutory Auditor
O.10 Appointment of Mr. Pierre Planchon as Mgmt For For
deputy Statutory Auditor
O.11 Appointment of Mr. Lionel Gotlieb as deputy Mgmt For For
Statutory Auditor
O.12 Authorization granted to the Board of Mgmt For For
Directors to trade in Company's shares
O.13 Powers to carry out all legal formalities Mgmt For For
E.14 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to incorporate
reserves, profits or premiums into the
capital
E.15 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to issue
shares and/or securities giving access to
capital or entitling to a debt security
while maintaining preferential subscription
rights
E.16 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to issue
shares and/or securities giving access to
capital or entitling to a debt security via
public offering with cancellation of
preferential subscription rights
E.17 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to issue
shares and/or securities giving access to
capital or entitling to a debt security via
an offer pursuant to Article L.411-2, II of
the Monetary and Financial Code with
cancellation of preferential subscription
rights
E.18 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to issue
shares and/or securities giving access to
capital or entitling to a debt security
with cancellation of preferential
subscription rights, in consideration for
shares contributed to the Company in the
context of any public exchange offer
launched by the Company
E.19 Delegation of powers granted to the Board Mgmt For For
of Directors to decide to issue shares
and/or securities giving access to capital
of the Company or entitling to a debt
security, in consideration for in-kind
contributions of securities granted to the
Company limited to 10% of its capital
without preferential subscription rights
E.20 Authorization granted to the Board of Mgmt For For
Directors to increase the number of
securities, in case of capital increase
with or without preferential subscription
rights
E.21 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue securities
giving access to capital of the Company
with cancellation of shareholders'
preferential subscription rights in favor
of a category of beneficiaries ensuring the
underwriting of equity securities of the
Company
E.22 Authorization granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares
E.23 Authorization granted to the Board of Mgmt Against Against
Directors to grant share subscription
and/or purchase options with cancellation
of shareholders' preferential subscription
rights to employees and executive corporate
officers
E.24 Authorization granted to the Board of Mgmt Against Against
Directors to allocate free common shares of
the Company with cancellation of
shareholders' preferential subscription
rights to employees and executive corporate
officers
E.25 Delegation of authority to the Board of Mgmt For For
Directors to carry out a share capital
increase by issuing shares reserved for
members of savings plans with cancellation
of preferential subscription rights in
favor of the latter
E.26 Aggregate ceiling on capital increases Mgmt For For
E.27 Powers to carry out all legal formalities. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SECOM CO.,LTD. Agenda Number: 705343919
--------------------------------------------------------------------------------------------------------------------------
Security: J69972107
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: JP3421800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow Chairperson or Mgmt For For
President to Convene and Chair a
Shareholders Meeting and/or a Board
Meeting, Approve Minor Revisions, Establish
the Articles Related to Record Date for
Interim Dividends as of 30th September
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SES S.A., LUXEMBOURG Agenda Number: 705010938
--------------------------------------------------------------------------------------------------------------------------
Security: L8300G135
Meeting Type: AGM
Meeting Date: 03-Apr-2014
Ticker:
ISIN: LU0088087324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Attendance list, quorum and adoption of the Non-Voting
agenda
2 Nomination of a secretary and of two Non-Voting
scrutineers
3 Presentation by the Chairman of the Board Non-Voting
of Directors of the 2013 activities report
of the Board
4 Presentation on the main developments Non-Voting
during 2013 and perspectives
5 Presentation of the 2013 financial results Non-Voting
6 Presentation of the audit report Non-Voting
7 Approval of the balance sheet and of the Mgmt For For
profit and loss accounts as of December 31,
2013
8 Decision on allocation of 2013 profits Mgmt For For
9 Transfers between reserve accounts Mgmt For For
10 Discharge of the members of the Board of Mgmt For For
Directors
11 Discharge of the auditor Mgmt For For
12 Appointment of the auditor for the year Mgmt For For
2014 and determination of its remuneration:
PricewaterhouseCoopers
13 Resolution on company acquiring own FDRs Mgmt For For
and/or own A- or B-shares
CMMT ELECTION OF DIRECTORS FOR A THREE-YEAR TERM Non-Voting
: CANDIDATES REPRESENTING SHAREHOLDERS OF
CATEGORY A
14.1 Election of Director for a three-year term: Mgmt For For
Mr. Marc Beuls
14.2 Election of Director for a three-year term: Mgmt For For
Mr. Marcus Bicknell
14.3 Election of Director for a three-year term: Mgmt For For
Mrs. Bridget Cosgrave
14.4 Election of Director for a three-year term: Mgmt For For
Mr. Ramu Potarazu
CMMT ELECTION OF DIRECTORS FOR A THREE-YEAR TERM Non-Voting
: CANDIDATES REPRESENTING SHAREHOLDERS OF
CATEGORY B
14.5 Election of Director for a three-year term: Mgmt For For
Mr. Rene Steichen
14.6 Election of Director for a three-year term: Mgmt For For
Mr. Jean-Paul Zens
15 Determination of the remuneration of Board Mgmt For For
members
16 Miscellaneous Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO.,LTD. Agenda Number: 705232560
--------------------------------------------------------------------------------------------------------------------------
Security: J7165H108
Meeting Type: AGM
Meeting Date: 22-May-2014
Ticker:
ISIN: JP3422950000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
3.3 Appoint a Corporate Auditor Mgmt For For
3.4 Appoint a Corporate Auditor Mgmt For For
3.5 Appoint a Corporate Auditor Mgmt For For
4 Approve Delegation of Authority to the Mgmt For For
Board of Directors to Determine Details of
Share Acquisition Rights Issued as
Stock-Linked Compensation Type Stock
Options for Executive Officers of the
Company, as well as Directors and Executive
Officers of the Company's subsidiaries
--------------------------------------------------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO.,LTD. Agenda Number: 705358821
--------------------------------------------------------------------------------------------------------------------------
Security: J72810120
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3371200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Continuance of Policy regarding Mgmt Against Against
Large-scale Purchases of Company Shares
--------------------------------------------------------------------------------------------------------------------------
SHIONOGI & CO.,LTD. Agenda Number: 705343539
--------------------------------------------------------------------------------------------------------------------------
Security: J74229105
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: JP3347200002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHIRE PLC, ST HELIER Agenda Number: 705076772
--------------------------------------------------------------------------------------------------------------------------
Security: G8124V108
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: JE00B2QKY057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's Annual Report and Mgmt For For
Accounts for the year ended December 31,
2013
2 To approve the Remuneration Report Mgmt For For
3 To approve the Remuneration Policy Mgmt For For
4 To elect Dominic Blakemore Mgmt For For
5 To re-elect William Burns Mgmt For For
6 To re-elect Dr. Steven Gillis Mgmt For For
7 To re-elect Dr. David Ginsburg Mgmt For For
8 To re-elect David Kappler Mgmt For For
9 To re-elect Susan Kilsby Mgmt For For
10 To re-elect Anne Minto Mgmt For For
11 To re-elect Dr. Flemming Ornskov Mgmt For For
12 To re-elect David Stout Mgmt For For
13 To re-appoint Deloitte LLP as the Company's Mgmt For For
Auditor
14 To authorize the Audit, Compliance & Risk Mgmt For For
Committee to determine the remuneration of
the Auditor
15 To approve the increase in the Company's Mgmt For For
borrowing powers
16 To authorize the allotment of shares Mgmt For For
17 To authorize the disapplication of Mgmt For For
pre-emption rights
18 To authorize market purchases Mgmt For For
19 To approve the notice period for general Mgmt For For
meetings
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG, MUENCHEN Agenda Number: 704888859
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 28-Jan-2014
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require any flagging or blocking.
These optimized processes avoid any
settlement conflicts. The sub custodians
have advised that voted shares are not
blocked for trading purposes i.e. they are
only unavailable for settlement.
Registered shares will be deregistered at
the deregistration date by the sub
custodians. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
13.01.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. To receive and consider the adopted Annual Non-Voting
Financial Statements of Siemens AG and the
approved Consolidated Financial Statements,
together with the Combined Management
Report of Siemens AG and the Siemens Group,
including the Explanatory Report on the
information required pursuant to Section
289 (4) and (5) and Section 315 (4) of the
German Commercial Code (HGB) as of
September 30, 2013, as well as the Report
of the Supervisory Board, the Corporate
Governance Report, the Compensation Report
and the Compliance Report for fiscal year
2013
2. Resolution on the Appropriation of the Mgmt For For
Distributable Profit The distributable
profit of EUR 2,643,000,000.00 as follows:
Payment of a dividend of EUR 3.00 per
no-par share for the 2012/2014 financial
year. EUR 109,961,760.00 shall be carried
forward. Ex-dividend and payable date:
January 29, 2014
3. To ratify the acts of the members of the Mgmt For For
Managing Board
4. To ratify the acts of the members of the Mgmt For For
Supervisory Board
5. To resolve on the approval of the system of Mgmt For For
Managing Board compensation
6. To resolve on the appointment of Mgmt For For
independent auditors for the audit of the
Annual Financial Statements and the
Consolidated Financial Statements and for
the review of the Interim Financial
Statements: Ernst & Young GmbH
7. To resolve on a by-election to the Mgmt For For
Supervisory Board: Jim Hagemann Snabe
8. To resolve on the creation of an Authorized Mgmt For For
Capital 2014 against contributions in cash
and / or contributions in kind with the
option of excluding subscription rights,
and related amendments to the Articles of
Association
9. To resolve on the cancelation of the Mgmt For For
authorization to issue convertible bonds
and / or warrant bonds dated January 25,
2011 and of the Conditional Capital 2011 as
well as on the creation of a new
authorization of the Managing Board to
issue convertible bonds and / or warrant
bonds and to exclude shareholders
subscription rights, and on the creation of
a Conditional Capital 2014 and related
amendments to the Articles of Association
10. To resolve on the cancelation of Mgmt For For
Conditional Capital no longer required and
related amendments to the Articles of
Association
11. To resolve on the adjustment of Supervisory Mgmt For For
Board compensation and related amendments
to the Articles of Association
--------------------------------------------------------------------------------------------------------------------------
SNAM S.P.A., SAN DONATO MILANESE Agenda Number: 705034510
--------------------------------------------------------------------------------------------------------------------------
Security: T8578L107
Meeting Type: OGM
Meeting Date: 15-Apr-2014
Ticker:
ISIN: IT0003153415
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Balance Sheet as of 31 December 2013. Mgmt For For
Consolidated Balance Sheet as of 31
December 2013. Board of Directors' report,
Internal and External Auditors' reports.
Resolutions related thereto
2 Profit allocation and dividend payment Mgmt For For
3 Rewarding policy as per art. 123-ter of the Mgmt For For
Legislative Decree no. 58 of 24 February
1998
CMMT 18 MAR 2014: PLEASE NOTE THAT THE ITALIAN Non-Voting
LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON
THE URL LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_196825.PDF
CMMT 18 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF URL COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SOCIETE GENERALE SA, PARIS Agenda Number: 705040094
--------------------------------------------------------------------------------------------------------------------------
Security: F43638141
Meeting Type: MIX
Meeting Date: 20-May-2014
Ticker:
ISIN: FR0000130809
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 18 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0317/201403171400671.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0418/201404181401211.pdf AND CHANGE IN
MEETING TYPE FROM EGM TO MIX. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 Approval of the consolidated financial Mgmt For For
statements for the 2013 financial year
O.2 Approval of the annual corporate financial Mgmt For For
statements for the 2013 financial year
O.3 Allocation of the 2013 income-Setting the Mgmt For For
dividend
O.4 Regulated agreements and commitments Mgmt For For
O.5 Review of the compensation owed or paid to Mgmt For For
Mr. Frederic Oudea, Chairman and CEO for
the 2013 financial year
O.6 Review of the compensation owed or paid to Mgmt For For
Mr. Severin Cabannes, Mr. Jean-Francois
Sammarcelli and Mr. Bernardo Sanchez
Incera, Managing Directors for the 2013
financial year
O.7 Review on the compensation paid to the Mgmt For For
persons referred to in Article L.511-71 of
the Monetary and Financial Code
O.8 Authorization to bring the variable part of Mgmt For For
the total compensation of the persons
referred to Article L.511-71 of the
Monetary and Financial Code up to twice the
fixed compensation
O.9 Renewal of term of Mr. Robert Castaigne as Mgmt For For
Board member
O.10 Appointment of Mr. Lorenzo Bini Smaghi as Mgmt For For
Board member
O.11 Authorization granted to the Board of Mgmt For For
Directors to trade in Company's shares up
to 5% of the capital
E.12 Delegation of authority granted to the Mgmt For For
Board of Directors for a 26-month period to
increase share capital while maintaining
preferential subscription rights (i) by
issuing common shares or any securities
giving access to capital of the Company or
subsidiaries for a maximum share issue
nominal amount of Euros 399 million, or
39.97% of capital, with the amounts set in
the 13th to 18th resolutions being deducted
from this amount, (ii) and/or by
incorporation for a maximum nominal amount
of Euros 550 million
E.13 Delegation of authority granted to the Mgmt For For
Board of Directors for a 26-month period to
increase share capital with cancellation of
preferential subscription rights via public
offering by issuing common shares or any
securities giving access to capital of the
Company or subsidiaries for a maximum share
issue nominal amount of Euros 99.839
million, or 10% of capital, with deduction
of this amount from the amount set in the
12th resolution and the amounts sets in the
14th and 16th resolutions being deducted
from this amount
E.14 Authorization granted to the Board of Mgmt For For
Directors for a 26-month period to increase
the number of securities to be issued in
case of oversubscription during a capital
increase carried out with or without
preferential subscription rights up to 15%
of the initial issue and within the
ceilings set under the 12th and 13th
resolutions
E.15 Delegation of authority granted to the Mgmt For For
Board of Directors for a 26-month period to
increase share capital up to 10% of capital
and within the ceilings set under the 12th
and 13th resolutions, in consideration for
in-kind contributions granted to the
Company and comprised of equity securities
or securities giving access to capital,
outside of a public exchange offer
initiated by the Company
E.16 Delegation of authority granted to the Mgmt For For
Board of Directors for a 26-month period to
issue subordinated bonds convertible into
shares of the Company, in case the Common
EquityTier 1 ( CET1 ) ratio of the Group
would be less than 5.125% ("obligations
convertibles contingents"-Contingent
convertible bonds) with cancellation of
preferential subscription rights via
private placement pursuant to Article
L.411-2, II of the Monetary and Financial
Code, up to 10% of capital and within the
ceilings set under the 12th and 13th
resolutions
E.17 Delegation of authority granted to the Mgmt Against Against
Board of Directors for a 26-month period to
carry out capital increases or sales of
shares with cancellation of preferential
subscription rights reserved for members of
a Company Savings Plan or Group Savings
Plan up to 2% of the capital and within the
ceiling set under the 12th resolution
E.18 Authorization granted to the Board of Mgmt Against Against
Directors for a 26-month period to allocate
free performance shares existing or to be
issued, with cancellation of preferential
subscription rights, to employees up to 2%
of the capital and within the ceiling set
under the 12th resolution
E.19 Authorization granted to the Board of Mgmt For For
Directors to cancel treasury shares of the
Company up to 5% per 24-month period
E.20 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SODEXO, SAINT QUENTIN EN YVELINES Agenda Number: 704854529
--------------------------------------------------------------------------------------------------------------------------
Security: F84941123
Meeting Type: MIX
Meeting Date: 21-Jan-2014
Ticker:
ISIN: FR0000121220
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT 21 NOV 13: THE FOLLOWING APPLIES TO Non-Voting
SHAREHOLDERS THAT DO NOT HOLD SHARES
DIRECTLY WITH A FRENCH CUSTODIAN: PROXY
CARDS: VOTING INSTRUCTIONS WILL BE
FORWARDED TO THE GLOBAL CUSTODIANS ON THE
VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
O.1 Approve Financial Statements and Mgmt For For
Consolidated Financial Statements
O.2 Approve Allocation of Income and Dividends Mgmt For For
of EUR 1.62 per Share
O.3 Approve Transaction with Bellon SA Re: Mgmt Against Against
Provision of Services
O.4 Re-elect Michel Landel as Director Mgmt For For
O.5 Re-elect Paul Jeanbart as Director Mgmt For For
O.6 Re-elect Patricia Bellinger as Director Mgmt For For
O.7 Re-elect Mr. Peter Thompson as Director Mgmt For For
O.8 Approve Remuneration of Directors in the Mgmt For For
Aggregate Amount of EUR 630,000
O.9 Advisory Vote on Compensation of Pierre Mgmt For For
Bellon
O.10 Advisory Vote on Compensation of Michel Mgmt Against Against
Landel
O.11 Authorize Repurchase of Up to 10 Percent of Mgmt For For
Issued Share Capital
E.12 Authorize Decrease in Share Capital via Mgmt For For
Cancellation of Repurchased Shares
E.13 Authorize Issuance of Equity or Mgmt For For
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 100 Million
E.14 Authorize Capitalization of Reserves of Up Mgmt For For
to EUR 200 Million for Bonus Issue or
Increase in Par Value
E.15 Approve Employee Stock Purchase Plan Mgmt For For
E.16 Amend Articles 11 and 11-4 of Bylaws Re: Mgmt For For
Employee Representative
O.17 Authorize Filing of Required Mgmt For For
Documents/Other Formalities
CMMT 03 JAN 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/1213/201312131305852.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
TEXT OF O.7 AND RECEIPT OF URL LINK:
http://www.journal-officiel.gouv.fr//pdf/20
14/0103/201401031305958.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK CORP. Agenda Number: 705343224
--------------------------------------------------------------------------------------------------------------------------
Security: J75963108
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3436100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SONOVA HOLDING AG, STAEFA Agenda Number: 705308775
--------------------------------------------------------------------------------------------------------------------------
Security: H8024W106
Meeting Type: AGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: CH0012549785
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE BUSINESS REPORT THE Mgmt For For
CONSOLIDATED ACCOUNTS AND THE ANNUAL
ACCOUNTS OF SONOVA HOLDING AG FOR THE
2013/14 FINANCIAL YEAR, ACKNOWLEDGEMENT OF
THE REPORTS OF THE AUDITOR
1.2 CONSULTATIVE VOTE ON THE REMUNERATION Mgmt For For
REPORT 2013/14
2 APPROPRIATION OF THE NET PROFIT : DIVIDENDS Mgmt For For
OF CHF 1.90 PER SHARE
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE BOARD
4.1.1 RE-ELECTION OF ROBERT F. SPOERRY AS Mgmt For For
CHAIRMAN AND MEMBER OF THE BOARD OF
DIRECTORS
4.1.2 RE-ELECTION OF BEAT HESS AS A MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
4.1.3 RE-ELECTION OF MICHAEL JACOBI AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.4 RE-ELECTION OF ANDY RIHS AS A MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
4.1.5 RE-ELECTION OF ANSSI VANJOKI AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.1.6 RE-ELECTION OF RONALD VAN DER VIS AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.1.7 RE-ELECTION OF JINLONG WANG AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.1.8 RE-ELECTION OF JOHN J. ZEI AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.2 ELECTION OF STACY ENXING SENG AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.3.1 ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For
AND REMUNERATION COMMITTEE: ROBERT F.
SPOERRY
4.3.2 ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For
AND REMUNERATION COMMITTEE: BEAT HESS
4.3.3 ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For
AND REMUNERATION COMMITTEE: JOHN J. ZEI
4.4 RE-ELECTION OF THE AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS AG, ZURICH
4.5 ELECTION OF THE INDEPENDENT VOTING PROXY: Mgmt For For
ANDREAS G. KELLER, LAWYER, GEHRENHOLZPARK
2G, CH-8055 ZURICH
5.1 AMENDMENTS OF THE ARTICLES OF ASSOCIATION Mgmt For For
TO CONFORM TO THE NEW SWISS COMPANY LAW:
AMENDMENTS OF THE ARTICLES OF ASSOCIATION
IN LINE WITH THE COMPENSATION PROVISIONS OF
THE ORDINANCE AGAINST EXCESSIVE
COMPENSATION IN LISTED STOCK COMPANIES
5.2 AMENDMENTS OF THE ARTICLES OF ASSOCIATION Mgmt For For
TO CONFORM TO THE NEW SWISS COMPANY LAW:
AMENDMENTS OF THE ARTICLES OF ASSOCIATION
IN LINE WITH FURTHER PROVISIONS OF THE
ORDINANCE AGAINST EXCESSIVE COMPENSATION IN
LISTED STOCK COMPANIES, OTHER AMENDMENTS OF
THE SWISS COMPANY LAW, THE MODE OF VOTING
AND OTHER ASPECTS
CMMT 09 JUN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 705077255
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's annual report and Mgmt For For
accounts for the financial year ended 31
December 2013 together with the reports of
the directors and auditors
2 To declare a final dividend of 57.20 US Mgmt For For
cents per ordinary share for the year ended
31 December 2013
3 To approve the directors remuneration Mgmt Against Against
policy for the year ended 31 December 2013
4 To approve the annual report on Mgmt For For
remuneration for the year ended 31 December
2013
5 To elect Dr K M Campbell who has been Mgmt For For
appointed as a non-executive director by
the Board since the last AGM of the Company
6 To elect Mrs C M Hodgson who has been Mgmt For For
appointed as a non-executive director by
the Board since the last AGM of the Company
7 To elect Mr N Kheraj who has been appointed Mgmt For For
as a non-executive director by the Board
since the last AGM of the Company
8 To re-elect Mr O P Bhatt, a non-executive Mgmt For For
director
9 To re-elect Mr J S Bindra, an executive Mgmt For For
director
10 To re-elect Dr L C Y Cheung, a Mgmt For For
non-executive director
11 To re-elect Dr Han Seung-soo KBE, a Mgmt For For
non-executive director
12 To re-elect Mr S J Lowth, a non-executive Mgmt For For
director
13 To re-elect Ms R Markland, a non-executive Mgmt For For
director
14 To re-elect Mr J G H Paynter, a Mgmt For For
non-executive director
15 To re-elect Sir John Peace, as Chairman Mgmt For For
16 To re-elect Mr A M G Rees, an executive Mgmt For For
director
17 To re-elect Mr P A Sands, an executive Mgmt For For
director
18 To re-elect Mr V Shankar, an executive Mgmt For For
director
19 To re-elect Mr P D Skinner CBE, a Mgmt For For
non-executive director
20 To re-elect Dr L H Thunell, a non-executive Mgmt For For
director
21 To disapply the shareholding qualification Mgmt For For
contained in article 79 of the Company's
Articles of Association for Dr K M Campbell
22 To re-appoint KPMG Audit Plc as auditor to Mgmt For For
the Company from the end of the AGM until
the end of next year's AGM
23 To authorise the Board to set the auditor's Mgmt For For
fees
24 To authorise the Company and its Mgmt For For
subsidiaries to make political donations
25 To authorise the Board to allot shares Mgmt For For
26 To extend the authority to allot shares by Mgmt For For
such number of shares repurchased by the
Company under the authority granted
pursuant to resolution 31
27 To authorise the Board to allot shares and Mgmt For For
grant rights to subscribe for or to convert
any security into shares in relation to any
issue of Equity Convertible Additional Tier
1 Securities
28 To authorise the Board to make an offer to Mgmt For For
the holders of ordinary shares to elect to
receive new ordinary shares in the capital
of the Company in lieu of dividends
29 To authorise the Board to disapply Mgmt For For
pre-emption rights in relation to authority
granted pursuant to resolution 25
30 To authorise the Board to disapply Mgmt For For
pre-emption rights in relation to authority
granted pursuant to resolution 27
31 To authorise the Company to purchase its Mgmt For For
own ordinary shares
32 To authorise the Company to purchase its Mgmt For For
own preference shares
33 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
34 To authorise the Board to increase the Mgmt For For
maximum ratio of variable to fixed
remuneration for relevant employees to a
ratio not exceeding 2:1
CMMT 08 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SULZER AG, WINTERTHUR Agenda Number: 704980362
--------------------------------------------------------------------------------------------------------------------------
Security: H83580284
Meeting Type: AGM
Meeting Date: 20-Mar-2014
Ticker:
ISIN: CH0038388911
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE.
1.1 Annual report, annual accounts and Mgmt For For
consolidated financial statements 2013,
reports of the auditors
1.2 Advisory vote on the compensation report Mgmt For For
2013
2 Approve allocation of income and dividends Mgmt For For
of 3.20 CHF per share
3 Approve discharge of board and senior Mgmt For For
management
4 Revision of the articles of association Mgmt Against Against
(amendments due to changes of Swiss
Corporate Law)
5.1 Re-election of Mr. Thomas Glanzmann as Mgmt For For
member of the board of directors
5.2 Re-election of Mrs. Jill Lee as member of Mgmt For For
the board of directors
5.3 Re-election of Mr. Marco Musetti as member Mgmt For For
of the board of directors
5.4 Re-election of Mr. Luciano Respini as Mgmt For For
member of the board of directors
5.5 Re-election of Mr. Klaus Sturany as member Mgmt For For
of the board of directors
5.6 Election of Mr. Peter Loescher as new Mgmt For For
member and chairman of the board of
directors
5.7 Election of Mr. Matthias Bichsel as new Mgmt For For
member of the board of directors
6.1 Election of Mr. Thomas Glanzmann as member Mgmt For For
of the remuneration committee
6.2 Election of Mr. Marco Musetti as member of Mgmt For For
the remuneration committee
6.3 Election of Mr. Luciano Respini as member Mgmt For For
of the remuneration committee
7 Re-election of the auditors KPMG AG, Zurich Mgmt For For
8 Election of the Independent Proxy: Proxy Mgmt For For
Voting Services GmbH, Zurich
9 In the case of ad-hoc/Miscellaneous Mgmt Abstain Against
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.) Agenda Number: 705331445
--------------------------------------------------------------------------------------------------------------------------
Security: J77282119
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3404600003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO METAL MINING CO.,LTD. Agenda Number: 705335671
--------------------------------------------------------------------------------------------------------------------------
Security: J77712123
Meeting Type: AGM
Meeting Date: 23-Jun-2014
Ticker:
ISIN: JP3402600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO REALTY & DEVELOPMENT CO.,LTD. Agenda Number: 705353592
--------------------------------------------------------------------------------------------------------------------------
Security: J77841112
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3409000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUNCORP GROUP LTD Agenda Number: 704738143
--------------------------------------------------------------------------------------------------------------------------
Security: Q88040110
Meeting Type: AGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: AU000000SUN6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 2 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (1 AND 2), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 Adoption of the Remuneration Report Mgmt For For
2 Approval of grant of performance rights to Mgmt For For
the Managing Director/Group CEO
3.a Re-election of Ms Ilana R Atlas as a Mgmt For For
director
3.b Re-election of Mr Geoffrey T Ricketts as a Mgmt For For
director
4 Approval of amendment to the Company's Mgmt Against Against
Constitution
5 Approval of amendment to the Company's Mgmt For For
Constitution to include proportional
takeover provisions
--------------------------------------------------------------------------------------------------------------------------
SUZUKI MOTOR CORPORATION Agenda Number: 705335861
--------------------------------------------------------------------------------------------------------------------------
Security: J78529138
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3397200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
5 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock-Linked Compensation Type
Stock Options for Directors
--------------------------------------------------------------------------------------------------------------------------
SVENSKA CELLULOSA SCA AB, STOCKHOLM Agenda Number: 705007195
--------------------------------------------------------------------------------------------------------------------------
Security: W90152120
Meeting Type: AGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: SE0000112724
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
1 Opening of the meeting and election of Sven Non-Voting
Unger, attorney at law, as chairman of the
meeting
2 Preparation and approval of the voting list Non-Voting
3 Election of two persons to check the Non-Voting
minutes
4 Determination of whether the meeting has Non-Voting
been duly convened
5 Approval of the agenda Non-Voting
6 Presentation of the annual report and the Non-Voting
auditor's report and the consolidated
financial statements and the auditor's
report on the consolidated financial
statements
7 Speeches by the chairman of the board of Non-Voting
directors and the president
8.a Resolution on: Adoption of the income Mgmt For For
statement and balance sheet, and of the
consolidated income statement and the
consolidated balance sheet
8.b Resolution on: Appropriations of the Mgmt For For
company's earnings under the adopted
balance sheet and record date for dividend:
The board of directors proposes a dividend
of SEK 4.75 per share and that the record
date for the dividend be Tuesday, 15 April
2014
8.c Resolution on: Discharge from personal Mgmt For For
liability of the directors and the
president
9 Resolution on the number of directors shall Mgmt For For
be nine and no deputy directors
10 Resolution on the number of auditors shall Mgmt For For
be one and no deputy auditors
11 Resolution on the remuneration to be paid Mgmt Against Against
to the board of directors and the Auditors
12 Election of directors, deputy directors and Mgmt For For
chairman of the board of directors:
Re-election of Par Boman, Rolf Borjesson,
Jan Johansson, Leif Johansson, Sverker
Martin-Lof, Bert Nordberg, Anders Nyren,
Louise Julian Svanberg and Barbara Milian
Thoralfsson as directors and Sverker
Martin-Lof as a chairman of the board of
directors
13 Election of auditors and deputy auditors: Mgmt For For
PricewaterhouseCoopers AB
14 Resolution on guidelines for remuneration Mgmt Against Against
for the senior management
15 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SWISS LIFE HOLDING AG, ZUERICH Agenda Number: 705068270
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV20745
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: CH0014852781
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 298376 DUE TO ADDITION OF
RESOLUTION 8. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Annual Report 2013 (Review of Operations, Mgmt For For
Consolidated Financial Statements and
Annual Financial Statements)
1.2 Compensation Report 2013 Mgmt For For
2.1 Appropriation of profit 2013 Mgmt For For
2.2 Distribution out of the capital Mgmt For For
contribution reserves: The Board of
Directors proposes to allocate CHF 5.50 per
registered share from the capital
contribution reserves to the free reserves
and to distribute an amount for the 2013
financial year of CHF 5.50 per registered
share. Swiss Life Holding Ltd waives
distribution from the capital contribution
reserves in respect of treasury shares it
holds at the time of distribution
3 Discharge of the members of the Board of Mgmt For For
Directors
4.1 Amendments to the Articles of Association Mgmt For For
relating to corporate governance and
editorial changes: The Board of Directors
is proposing to delete the provisions under
Clauses 4.8, 4.10 and 10.7 of the current
Articles of Association, to amend Clauses
6, 8.2, 8.3, 9.3, 10.2, 10.3, 10.4, 11,
12.1 (now 13.1) and 12.2 (now 13.2) and to
add Clauses 8.4, 12 and 26 to the Articles
of Association, as well as to approve the
proposed editorial changes
4.2 Amendment to the Articles of Association Mgmt Against Against
concerning compensation: The Board of
Directors is proposing to add Clauses 14 to
21 (section IV) to the revised Articles of
Association on the subject of compensation
to the Board of Directors and the Corporate
Executive Board
5.1 Re-election of Rolf Dorig and election as Mgmt For For
Chairman of the Board of Directors
5.2 Re-election of Wolf Becke to the Board of Mgmt For For
Directors
5.3 Re-election of Gerold Buhrer to the Board Mgmt For For
of Directors
5.4 Re-election of Ueli Dietiker to the Board Mgmt For For
of Directors
5.5 Re-election of Damir Filipovic to the Board Mgmt For For
of Directors
5.6 Re-election of Frank W. Keuper to the Board Mgmt For For
of Directors
5.7 Re-election of Henry Peter to the Board of Mgmt For For
Directors
5.8 Re-election of Frank Schnewlin to the Board Mgmt For For
of Directors
5.9 Re-election of Franziska Tschudi Sauber to Mgmt For For
the Board of Directors
5.10 Re-election of Klaus Tschutscher to the Mgmt For For
Board of Directors
5.11 Election of Adrienne Corboud Fumagalli to Mgmt For For
the Board of Directors
5.12 Election of Gerold Buhrer as member of the Mgmt For For
Compensation Committee
5.13 Election of Frank Schnewlin as member of Mgmt For For
the Compensation Committee
5.14 Election of Franziska Tschudi Sauber as Mgmt For For
member of the Compensation Committee
6 Election of the independent voting Mgmt For For
representative: The Board of Directors
proposes that the attorney Andreas Zurcher,
Zurich, be elected as independent voting
representative until completion of the next
Annual General Meeting of Shareholders
7 Election of the Statutory Auditor: Mgmt For For
PricewaterhouseCoopers Ltd
8 Additional and/or counterproposals Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
TAIYO NIPPON SANSO CORPORATION Agenda Number: 705347056
--------------------------------------------------------------------------------------------------------------------------
Security: J55440119
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3711600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
2.17 Appoint a Director Mgmt For For
3 Approve Renewal of Policy regarding Mgmt Against Against
Large-scale Purchases of Company Shares
(Anti-Takeover Defense Measures)
--------------------------------------------------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL COMPANY LIMITED Agenda Number: 705351954
--------------------------------------------------------------------------------------------------------------------------
Security: J8129E108
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3463000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow Representative Mgmt For For
Director to Convene and Chair a
Shareholders Meeting, Approve Minor
Revisions
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Amend the Compensation to be received by Mgmt For For
Directors
6 Approve Payment of Bonuses to Directors Mgmt For For
7 Amend the Compensation including Stock Mgmt For For
Options to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
TDK CORPORATION Agenda Number: 705347309
--------------------------------------------------------------------------------------------------------------------------
Security: J82141136
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3538800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TELEFON AB L.M.ERICSSON, KISTA Agenda Number: 705029331
--------------------------------------------------------------------------------------------------------------------------
Security: W26049119
Meeting Type: AGM
Meeting Date: 11-Apr-2014
Ticker:
ISIN: SE0000108656
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 279825 DUE TO CHANGE IN THE
VOTING STATUS OF RESOLUTIONS "13 TO 16".
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION
1 Election of the Chairman Advokat Sven Unger Non-Voting
of the Annual General Meeting
2 Preparation and approval of the voting list Non-Voting
3 Approval of the agenda of the Annual Non-Voting
General Meeting
4 Determination whether the Annual General Non-Voting
Meeting has been properly convened
5 Election of two persons approving the Non-Voting
minutes
6 Presentation of the annual report, the Non-Voting
Auditors' report, the consolidated
accounts, the Auditors' report on the
consolidated accounts and the Auditors
report whether the guidelines for
remuneration to group management have been
complied with, as well as the auditors'
presentation of the audit work during 2013
7 The President's speech and questions from Non-Voting
the shareholders to the Board of Directors
and the management
8.1 Resolution with respect to: Adoption of the Mgmt For For
income statement and the balance sheet, the
consolidated income statement and the
consolidated balance sheet
8.2 Resolution with respect to: Discharge of Mgmt For For
liability for the members of the Board of
Directors and the President
8.3 Resolution with respect to: The Mgmt For For
appropriation of the profit in accordance
with the approved balance sheet and
determination of the record date for
dividend: The Board of Directors proposes a
dividend of SEK 3 per share and Wednesday,
April 16, 2014, as record date for
dividend. Assuming this date will be the
record day, Euroclear Sweden AB is expected
to disburse dividends on Wednesday, April
23, 2014
9.1 Presentation of the proposals of the Mgmt For For
Nomination Committee, election of the Board
of Directors etc: Determination of the
number of Board members and deputies of the
Board of Directors to be elected by the
Annual General Meeting According to the
articles of association, the Board shall
consist of no less than five and no more
than twelve Board members, with no more
than six deputies. The Nomination Committee
proposes that the number of Board members
elected by the Annual General Meeting of
shareholders remain twelve and that no
deputies be elected
9.2 Presentation of the proposals of the Mgmt For For
Nomination Committee, election of the Board
of Directors etc: Determination of the fees
payable to members of the Board of
Directors elected by the Annual General
Meeting and members of the Committees of
the Board of Directors elected by the
Annual General Meeting
9.3 Presentation of the proposals of the Mgmt For For
Nomination Committee, election of the Board
of Directors etc: Election of the Chairman
of the Board of Directors, other Board
members and deputies of the Board of
Directors: The Nomination Committee
proposes that the following persons be
elected Board members: Chairman of the
Board: re-election: Leif Johansson. Other
Board members: re-election: Roxanne S.
Austin, Sir Peter L. Bonfield, Nora Denzel,
Borje Ekholm, Alexander Izosimov, Ulf J.
Johansson, Sverker Martin-Lof, Kristin
Skogen Lund, Hans Vestberg, Jacob
Wallenberg and Par Ostberg
9.4 Presentation of the proposals of the Mgmt For For
Nomination Committee, election of the Board
of Directors etc: Determination of the fees
payable to the auditor The Nomination
Committee proposes, like previous years,
that the auditor fees be paid against
approved account
9.5 Presentation of the proposals of the Mgmt For For
Nomination Committee, election of the Board
of Directors etc: Determination of the
number of auditors According to the
articles of association, the company shall
have no less than one and no more than
three registered public accounting firms as
auditor. The Nomination Committee proposes
that the company should have one registered
public accounting firm as auditor
9.6 Presentation of the proposals of the Mgmt For For
Nomination Committee, election of the Board
of Directors etc: Election of auditor The
Nomination Committee proposes that
PricewaterhouseCoopers AB be appointed
auditor for the period as of the end of the
Annual General Meeting 2014 until the end
of the Annual General Meeting 2015
10 Resolution on the Guidelines for Mgmt For For
remuneration to Group management
11.1 Long-Term Variable Compensation Program Mgmt For For
2014: Resolution on implementation of the
Stock Purchase Plan
11.2 Long-Term Variable Compensation Program Mgmt For For
2014: Resolution on transfer of treasury
stock for the Stock Purchase Plan
11.3 Long-Term Variable Compensation Program Mgmt Against Against
2014: Resolution on Equity Swap Agreement
with third party in relation to the Stock
Purchase Plan
11.4 Long-Term Variable Compensation Program Mgmt For For
2014: Resolution on implementation of the
Key Contributor Retention Plan
11.5 Long-Term Variable Compensation Program Mgmt For For
2014: Resolution on transfer of treasury
stock for the Key Contributor Retention
Plan
11.6 Long-Term Variable Compensation Program Mgmt Against Against
2014: Resolution on Equity Swap Agreement
with third party in relation to the Key
Contributor Retention Plan
11.7 Long-Term Variable Compensation Program Mgmt For For
2014: Resolution on implementation of the
Executive Performance Stock Plan
11.8 Long-Term Variable Compensation Program Mgmt For For
2014: Resolution on transfer of treasury
stock for the Executive Performance Stock
Plan
11.9 Long-Term Variable Compensation Program Mgmt Against Against
2014:Resolution on Equity Swap Agreement
with third party in relation to the
Executive Performance Stock Plan
12 Resolution on transfer of treasury stock in Mgmt For For
relation to the resolutions on the
Long-Term Variable Remuneration Programs
2010, 2011, 2012 and 2013
CMMT PLEASE NOTE THAT THE RESOLUTIONS "13 TO 16" Non-Voting
ARE THE SHAREHOLDER PROPOSALS. HOWEVER,
MANAGEMENT MAKES NO RECOMMENDATION
13 Resolution on proposal from the Shareholder Mgmt For For
Einar Hellbom that the Annual General
Meeting resolve to delegate to the Board of
Directors to review how shares are to be
given equal voting rights and to present a
proposal to that effect at the Annual
General Meeting 2015
14.1 Resolution on proposal from the Shareholder Mgmt Against Against
Thorwald Arvidsson that the Annual General
Meeting resolve to delegate to the Board of
Directors: To take necessary action to
create a shareholders' association in the
company
14.2 Resolution on proposal from the Shareholder Mgmt Against Against
Thorwald Arvidsson that the Annual General
Meeting resolve to delegate to the Board of
Directors: To write to the Government of
Sweden, requesting a prompt appointment of
a commission instructed to propose
legislation on the abolishment of voting
power differences in Swedish limited
liability companies
14.3 Resolution on proposal from the Shareholder Mgmt Against Against
Thorwald Arvidsson that the Annual General
Meeting resolve to delegate to the Board of
Directors: To prepare a proposal regarding
board representation for the small and
midsize shareholders
15 Resolution on proposal from the Shareholder Mgmt Against Against
Thorwald Arvidsson to amend the articles of
association
16 Resolution on proposal from the Shareholder Mgmt Against Against
Thorwald Arvidsson for an examination
through a special examiner under the
Swedish Companies Act (2005:551), chapter
10, section 21, (Sw. sarskild granskning)
to make clear whether the company has acted
contrary to sanctions resolved by relevant
international bodies. The audit should
primarily concern the company's exports to
Iran
17 Closing of the Annual General Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA SA, MADRID Agenda Number: 705237039
--------------------------------------------------------------------------------------------------------------------------
Security: 879382109
Meeting Type: OGM
Meeting Date: 30-May-2014
Ticker:
ISIN: ES0178430E18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For For
THE INDIVIDUAL ANNUAL ACCOUNTS, THE
CONSOLIDATED FINANCIAL STATEMENTS
(CONSOLIDATED ANNUAL ACCOUNTS) AND THE
MANAGEMENT REPORT OF TELEFONICA, S.A. AND
OF ITS CONSOLIDATED GROUP OF COMPANIES, AS
WELL AS OF THE PROPOSED ALLOCATION OF THE
PROFITS/LOSSES OF TELEFONICA, S.A. AND THE
MANAGEMENT OF ITS BOARD OF DIRECTORS, ALL
WITH RESPECT TO FISCAL YEAR 2013
II RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR Mgmt For For
2014: ERNST YOUNG
III SHAREHOLDER COMPENSATION BY MEANS OF A Mgmt For For
SCRIP DIVIDEND. INCREASE IN SHARE CAPITAL
BY SUCH AMOUNT AS MAY BE DETERMINED
PURSUANT TO THE TERMS AND CONDITIONS OF THE
RESOLUTION, THROUGH THE ISSUANCE OF NEW
COMMON SHARES HAVING A PAR VALUE OF ONE (1)
EURO EACH, WITH NO SHARE PREMIUM, OF THE
SAME CLASS AND SERIES AS THOSE THAT ARE
CURRENTLY OUTSTANDING, WITH A CHARGE TO
RESERVES. OFFER TO PURCHASE FREE-OF-CHARGE
ALLOTMENT RIGHTS AT A GUARANTEED PRICE.
EXPRESS PROVISION FOR THE POSSIBILITY OF
LESS THAN FULL ALLOTMENT. DELEGATION OF
POWERS TO THE BOARD OF DIRECTORS, WHICH
MAY, IN TURN, DELEGATE SUCH POWERS TO THE
EXECUTIVE COMMISSION, TO SET THE TERMS AND
CONDITIONS OF THE INCREASE AS TO ALL
MATTERS NOT PROVIDED FOR BY THE
SHAREHOLDERS AT THIS GENERAL SHAREHOLDERS'
MEETING, TO TAKE SUCH ACTIONS AS MAY BE
REQUIRED FOR THE IMPLEMENTATION THEREOF, TO
AMEND THE TEXT OF SECTION 1 OF ARTICLE 5 OF
THE BY-LAWS TO REFLECT THE NEW AMOUNT OF
THE SHARE CAPITAL AND TO EXECUTE SUCH
PUBLIC AND PRIVATE DOCUMENTS AS MAY BE
NECESSARY FOR THE IMPLEMENTATION OF THE
CAPITAL INCREASE. APPLICATION TO THE
APPROPRIATE DOMESTIC AND FOREIGN
AUTHORITIES FOR ADMISSION TO TRADING OF THE
NEW SHARES ON THE MADRID, BARCELONA, BILBAO
AND VALENCIA STOCK EXCHANGES THROUGH THE
AUTOMATED QUOTATION SYSTEM (SISTEMA DE
INTERCONEXION BURSATIL) (CONTINUOUS MARKET)
AND ON THE FOREIGN STOCK EXCHANGES ON WHICH
THE SHARES OF TELEFONICA, S.A. ARE LISTED
(CURRENTLY LONDON AND BUENOS AIRES AND,
THROUGH ADSS, NEW YORK AND LIMA) IN THE
MANNER REQUIRED BY EACH OF SUCH STOCK
EXCHANGES
IV DELEGATION TO THE BOARD OF DIRECTORS OF THE Mgmt For For
POWER TO ISSUE DEBENTURES, BONDS, NOTES AND
OTHER FIXED-INCOME SECURITIES AND HYBRID
INSTRUMENTS, INCLUDING PREFERRED SHARES, BE
THEY SIMPLE, EXCHANGEABLE AND/OR
CONVERTIBLE, GRANTING THE BOARD, IN THE
LAST CASE, THE POWER TO EXCLUDE THE
PRE-EMPTIVE RIGHTS OF SHAREHOLDERS AND THE
POWER TO GUARANTEE ISSUANCES BY COMPANIES
OF THE GROUP
V AUTHORIZATION FOR THE ACQUISITION OF THE Mgmt For For
COMPANY'S OWN SHARES DIRECTLY OR THROUGH
COMPANIES OF THE GROUP
VI APPROVAL OF A LONG-TERM INCENTIVE PLAN Mgmt For For
CONSISTING OF THE DELIVERY OF SHARES OF
TELEFONICA, S.A. FOR THE EXECUTIVES OF THE
TELEFONICA GROUP
VII APPROVAL OF A GLOBAL INCENTIVE TELEFONICA, Mgmt For For
S.A. SHARES PURCHASE PLAN FOR THE EMPLOYEES
OF THE TELEFONICA GROUP
VIII DELEGATION OF POWERS TO FORMALIZE, Mgmt For For
INTERPRET, CORRECT AND IMPLEMENT THE
RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT
THE GENERAL SHAREHOLDERS' MEETING
IX CONSULTATIVE VOTE ON THE ANNUAL REPORT ON Mgmt For For
THE REMUNERATION OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
TELSTRA CORPORATION LTD, MELBOURNE VIC Agenda Number: 704706603
--------------------------------------------------------------------------------------------------------------------------
Security: Q8975N105
Meeting Type: AGM
Meeting Date: 15-Oct-2013
Ticker:
ISIN: AU000000TLS2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSALS. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (4 AND 5), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSALS AND YOU COMPLY WITH
THE VOTING EXCLUSION.
3.a Election of Director: Mr Chin Hu Lim Mgmt For For
3.b Re-election of Director: Dr Nora Mgmt For For
Scheinkestel
4 Grant of Performance Rights Mgmt For For
5 Remuneration Report Mgmt For For
CMMT 09 OCT 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN THE RECORD DATE
FROM 13 OCT 13 TO 11 OCT 13. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD, GEORGE TOWN Agenda Number: 705105636
--------------------------------------------------------------------------------------------------------------------------
Security: G87572148
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: KYG875721485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN201404021681.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN201404021689.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.i.a TO RE-ELECT MR LAU CHI PING MARTIN AS Mgmt For For
DIRECTOR
3.i.b TO RE-ELECT MR CHARLES ST LEGER SEARLE AS Mgmt For For
DIRECTOR
3.ii TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND TO AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5
AS SET OUT IN THE NOTICE OF THE AGM)
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES (ORDINARY RESOLUTION 6
AS SET OUT IN THE NOTICE OF THE AGM)
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED (ORDINARY RESOLUTION 7 AS SET
OUT IN THE NOTICE OF THE AGM)
8 TO APPROVE THE SHARE SUBDIVISION (ORDINARY Mgmt For For
RESOLUTION 8 AS SET OUT IN THE NOTICE OF
AGM)
9 TO ADOPT THE OPTION SCHEME OF RIOT GAMES, Mgmt Against Against
INC. (ORDINARY RESOLUTION 9 AS SET OUT IN
THE NOTICE OF AGM)
10 TO AMEND THE EXISTING MEMORANDUM OF Mgmt For For
ASSOCIATION AND ARTICLES OF ASSOCIATION AND
TO ADOPT THE AMENDED AND RESTATED
MEMORANDUM OF ASSOCIATION AND ARTICLES OF
ASSOCIATION (SPECIAL RESOLUTION 10 AS SET
OUT IN THE NOTICE OF AGM)
--------------------------------------------------------------------------------------------------------------------------
TERUMO CORPORATION Agenda Number: 705342866
--------------------------------------------------------------------------------------------------------------------------
Security: J83173104
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3546800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Approve Renewal of Policy regarding Mgmt Against Against
Large-scale Purchases of Company Shares
(Anti-Takeover Defense Measures)
--------------------------------------------------------------------------------------------------------------------------
TESCO PLC, CHESHUNT Agenda Number: 705321634
--------------------------------------------------------------------------------------------------------------------------
Security: G87621101
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: GB0008847096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE REPORTS AND ACCOUNTS Mgmt For For
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
4 TO DECLARE A FINAL DIVIDEND: 10.13 PENCE Mgmt For For
PER ORDINARY SHARE
5 TO ELECT MARK ARMOUR AS A DIRECTOR Mgmt For For
6 TO RE-ELECT SIR RICHARD BROADBENT AS A Mgmt For For
DIRECTOR
7 TO RE-ELECT PHILIP CLARKE AS A DIRECTOR Mgmt For For
8 TO RE-ELECT GARETH BULLOCK AS A DIRECTOR Mgmt For For
9 TO RE-ELECT PATRICK CESCAU AS A DIRECTOR Mgmt For For
10 TO RE-ELECT STUART CHAMBERS AS A DIRECTOR Mgmt For For
11 TO RE-ELECT OLIVIA GARFIELD AS A DIRECTOR Mgmt For For
12 TO RE-ELECT KEN HANNA AS A DIRECTOR Mgmt For For
13 TO RE-ELECT DEANNA OPPENHEIMER AS A Mgmt For For
DIRECTOR
14 TO RE-ELECT JACQUELINE TAMMENOMS BAKKER AS Mgmt For For
A DIRECTOR
15 TO RE-APPOINT THE AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS LLP
16 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITORS' REMUNERATION
17 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
18 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
19 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
20 TO AUTHORISE POLITICAL DONATIONS BY THE Mgmt For For
COMPANY AND ITS SUBSIDIARIES
21 TO AUTHORISE SHORT NOTICE GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THALES, NEUILLY SUR SEINE Agenda Number: 704995793
--------------------------------------------------------------------------------------------------------------------------
Security: F9156M108
Meeting Type: MIX
Meeting Date: 14-May-2014
Ticker:
ISIN: FR0000121329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 07 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0303/201403031400489.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0407/201404071400977.pdf AND RECEIPT OF
BOARD MEMBER NAME IN RESOLUTION O.7 AND
CHANGE IN RECORD DATE FROM 07 MAY 14 TO 08
MAY 14. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
O.1 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.2 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.3 Allocation of income of the parent company Mgmt For For
and setting the dividend
O.4 Renewal of term of Mr. Jean-Bernard Levy as Mgmt Against Against
Board member proposed by the "Public
Sector"
O.5 Renewal of term of Mr. Charles Edelstenne Mgmt Against Against
as Board member proposed by the "Industrial
Partner"
O.6 Ratification of the cooptation of Mrs. Mgmt Against Against
Marie-Francoise Walbaum as Board member and
renewal of her term proposed by the
"Industrial Partner"
O.7 Appointment of a Board member 'Ms.Laurence Mgmt Against Against
Broseta' proposed by the "Public Sector",
in substitution for Mr. Didier
Lombard whose term ended
O.8 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Jean-Bernard Levy, CEO, for
the 2013 financial year
O.9 Approval of a regulated agreement Mgmt Against Against
authorized by the Board of Directors on
February 19th, 2014 pursuant to Article
L.225-42-1 of the Commercial Code regarding
any CEO severance payments, under the
condition precedent
O.10 Approval of a regulated agreement Mgmt Against Against
authorized by the Board of Directors on
February 19th, 2014 pursuant to Article
L.225-42-1 of the Commercial Code regarding
CEO private unemployment insurance, under
the condition precedent
O.11 Approval of a regulated agreement Mgmt Against Against
authorized by the Board of Directors on
February 19th, 2014 pursuant to Article
L.225-42-1 of the Commercial Code regarding
CEO supplemental pension plan, under the
condition precedent
O.12 Approval of a regulated agreement Mgmt For For
authorized by the Board of Directors on
September 17th, 2013 pursuant to Article
L.225-38 of the Commercial Code regarding
assignments of patents to Technicolor
O.13 Authorization to be granted to the Board of Mgmt For For
Directors to allow the Company to trade in
its own shares under a share buyback
program, except during public offering,
with a maximum purchase price of Euros 60
per share
E.14 Delegation of authority to the Board of Mgmt For For
Directors to issue shares or securities
giving access to capital while maintaining
preferential subscription rights for a
26-month period with a ceiling of 30
million shares with a nominal of value of
Euros 3 and a debt security ceiling of a
nominal amount of Euros 2.5 billion
E.15 Delegation of authority to the Board of Mgmt For For
Directors to issue shares or securities
giving access to capital with the
cancellation of preferential subscription
rights and the option of a priority period,
for a 26-month period with a ceiling of 20
million shares with a nominal of value of
Euros 3 and a debt security ceiling of a
nominal amount of Euros 1.7 billion
E.16 Delegation of authority to the Board of Mgmt For For
Directors to issue shares or securities
giving access to capital with the
cancellation of preferential subscription
rights via private placement pursuant to
Article L.411-2, II of the Monetary and
Financial Code, for a 26-month period with
a ceiling of 20 million shares with a
nominal of value of Euros 3 and a debt
security ceiling of a nominal amount of
Euros 1.7 billion
E.17 Authorization to be granted to the Board of Mgmt For For
Directors to increase the number of
securities to be issued decided pursuant to
the 14th, 15th and 26th resolutions, within
the legal limit of 15% of such issuances
and within the limits respectively referred
to under resolutions 14th, 15th and 16th
E.18 Delegation to the Board of Directors to Mgmt For For
issue shares, in consideration for
contributions of equity securities or
securities giving access to capital of
third-party companies for a 26-month period
within the legal limit of 10% of capital at
the date of this General Meeting
E.19 Setting the total limits on issuances Mgmt For For
carried out under resolutions 15th, 16th,
and 17th to 20 million shares of Euros 3
nominal value and to Euros 1.7 billion
nominal amount in debt securities
E.20 Delegation of powers granted to the Board Mgmt For For
of Directors to issue shares reserved for
members of the Group Savings Plan as
provided by Law, with a ceiling of 2
million shares of Euros 3 nominal value
O.21 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE BERKELEY GROUP HOLDINGS PLC, COBHAM Agenda Number: 704677989
--------------------------------------------------------------------------------------------------------------------------
Security: G1191G120
Meeting Type: AGM
Meeting Date: 02-Sep-2013
Ticker:
ISIN: GB00B02L3W35
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the accounts for the year ended Mgmt For For
30 April 2013, together with the reports of
the Directors and auditors thereon
2 To approve the Remuneration report for the Mgmt For For
financial year ended 30 April 2013
3 To re-elect A W Pidgley as a Director of Mgmt For For
the Company
4 To re-elect R C Perrins as a Director of Mgmt For For
the Company
5 To re-elect N G Simpkin as a Director of Mgmt For For
the Company
6 To re-elect K Whiteman as a Director of the Mgmt For For
Company
7 To re-elect S Ellis as a Director of the Mgmt For For
Company
8 To re-elect G J Fry as a Director of the Mgmt For For
Company
9 To re-elect D Howell as a Director of the Mgmt For For
Company
10 To re-elect Sir J A Armitt as a Director of Mgmt For For
the Company
11 To re-elect A Nimmo as a Director of the Mgmt For For
Company
12 To re-elect V Wadley as a Director of the Mgmt For For
Company
13 To re-elect G Barker as a Director of the Mgmt For For
Company
14 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors of the Company
15 To authorise the Directors to determine the Mgmt For For
auditors' remuneration
16 To authorise the directors to allot Mgmt For For
relevant securities
17 To dis-apply pre-emption rights Mgmt For For
18 To authorise the Company to make market Mgmt For For
purchases of its own shares
19 To authorise the company to make political Mgmt For For
donations
20 To permit extraordinary general meetings to Mgmt For For
be called by notice of not less than 14
days
21 To approve the transaction involving A W Mgmt For For
Pidgley, a Director of the Company
22 To approve the transaction involving R C Mgmt For For
Perrins, a Director of the Company
--------------------------------------------------------------------------------------------------------------------------
THE SWATCH GROUP AG, NEUCHATEL Agenda Number: 705114457
--------------------------------------------------------------------------------------------------------------------------
Security: H83949133
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: CH0012255144
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE ANNUAL REPORT 2013 Mgmt For For
2 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt For For
GROUP MANAGEMENT BOARD
3 RESOLUTION FOR THE APPROPRIATION OF THE Mgmt Against Against
AVAILABLE EARNINGS
4.1 RE-ELECTION OF MRS. NAYLA HAYEK TO THE Mgmt Against Against
BOARD OF DIRECTORS
4.2 RE-ELECTION OF MRS. ESTHER GRETHER TO THE Mgmt Against Against
BOARD OF DIRECTORS
4.3 RE-ELECTION OF MR. ERNST TANNER TO THE Mgmt Against Against
BOARD OF DIRECTORS
4.4 RE-ELECTION OF MR. GEORGES N. HAYEK TO THE Mgmt Against Against
BOARD OF DIRECTORS
4.5 RE-ELECTION OF MR. CLAUDE NICOLLIER TO THE Mgmt For For
BOARD OF DIRECTORS
4.6 RE-ELECTION OF MR. JEAN-PIERRE ROTH TO THE Mgmt For For
BOARD OF DIRECTORS
4.7 RE-ELECTION OF MRS. NAYLA HAYEK AS CHAIR OF Mgmt Against Against
THE BOARD OF DIRECTORS
5.1 ELECTION OF MRS. NAYLA HAYEK TO THE Mgmt Against Against
COMPENSATION COMMITTEE
5.2 ELECTION OF MRS. ESTHER GRETHER TO THE Mgmt Against Against
COMPENSATION COMMITTEE
5.3 ELECTION OF MR. ERNST TANNER TO THE Mgmt Against Against
COMPENSATION COMMITTEE
5.4 ELECTION OF MR. GEORGES N. HAYEK TO THE Mgmt Against Against
COMPENSATION COMMITTEE
5.5 ELECTION OF MR. CLAUDE NICOLLIER TO THE Mgmt For For
COMPENSATION COMMITTEE
5.6 ELECTION OF MR. JEAN-PIERRE ROTH TO THE Mgmt For For
COMPENSATION COMMITTEE
6 ELECTION OF THE INDEPENDENT REPRESENTATIVE Mgmt For For
(MR. BERNHARD LEHMANN)
7 ELECTION OF THE STATUTORY AUDITORS Mgmt For For
(PRICEWATERHOUSECOOPERS LTD)
8 AD HOC Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
THE WHARF (HOLDINGS) LTD Agenda Number: 705226860
--------------------------------------------------------------------------------------------------------------------------
Security: Y8800U127
Meeting Type: AGM
Meeting Date: 09-Jun-2014
Ticker:
ISIN: HK0004000045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN20140428626.pdf ,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN20140428669.pdf
1 TO ADOPT THE FINANCIAL STATEMENTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2013
2.a TO RE-ELECT HON. VINCENT K. FANG, A Mgmt For For
RETIRING DIRECTOR, AS A DIRECTOR
2.b TO RE-ELECT MR. HANS MICHAEL JEBSEN, A Mgmt For For
RETIRING DIRECTOR, AS A DIRECTOR
2.c TO RE-ELECT MR. WYMAN LI, A RETIRING Mgmt For For
DIRECTOR, AS A DIRECTOR
2.d TO RE-ELECT MR. DAVID M. TURNBULL, A Mgmt For For
RETIRING DIRECTOR, AS A DIRECTOR
3 TO RE-APPOINT KPMG AS AUDITORS OF THE Mgmt For For
COMPANY AND TO AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
4 TO APPROVE THE ADOPTION OF OFFICIAL CHINESE Mgmt For For
COMPANY NAME: THE WHARF (HOLDINGS) LIMITED
5 TO APPROVE THE ADOPTION OF THE NEW ARTICLES Mgmt For For
OF ASSOCIATION IN SUBSTITUTION FOR AND TO
THE EXCLUSION OF THE EXISTING ARTICLES OF
ASSOCIATION
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
FOR SHARE REPURCHASES BY THE COMPANY
7 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
FOR ISSUE OF SHARES
8 TO APPROVE THE ADDITION OF REPURCHASED Mgmt Against Against
SECURITIES TO THE SHARE ISSUE GENERAL
MANDATE STATED UNDER RESOLUTION NO. 7
--------------------------------------------------------------------------------------------------------------------------
THYSSENKRUPP AG, DUISBURG/ESSEN Agenda Number: 704888936
--------------------------------------------------------------------------------------------------------------------------
Security: D8398Q119
Meeting Type: AGM
Meeting Date: 17-Jan-2014
Ticker:
ISIN: DE0007500001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 27 DEC 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 02 Non-Voting
JAN 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted financial Non-Voting
statements of ThyssenKrupp AG and the
consolidated financial statements for the
year ended September 30, 2013, the combined
management report on ThyssenKrupp AG and
the Group for the 2012/2013 fiscal year,
the report by the Supervisory Board and the
explanatory report by the Executive Board
on the information pursuant to section 289
(4), section 315 (4) German Commercial Code
(HGB)
2. Resolution on the disposition of Mgmt For For
unappropriated net income: Transfer to
other retained earnings: EUR 366,492,199.50
3.1 Resolution on the ratification of the acts Mgmt For For
of the member of the Executive Board: Dr.
Hiesinger
3.2 Resolution on the ratification of the acts Mgmt For For
of the member of the Executive Board: Dr.
Berlien (to 31.12.2012)
3.3 Resolution on the ratification of the acts Mgmt For For
of the member of the Executive Board: Mr.
Burkhard (since 01.02.2013)
3.4 Resolution on the ratification of the acts Mgmt Against Against
of the member of the Executive Board: Dr.
Claassen (to 31.12.2012)
3.5 Resolution on the ratification of the acts Mgmt For For
of the member of the Executive Board: Mr.
Eichler (to 31.12.2012)
3.6 Resolution on the ratification of the acts Mgmt For For
of the member of the Executive Board: Mr.
Kerkhoff
3.7 Resolution on the ratification of the acts Mgmt For For
of the member of the Executive Board: Mr.
Labonte (to 31.03.2013)
4.1 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Dr.
Cromme (to 31.03.2013)
4.2 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board:
Prof. Dr. Lehner (Pre. since 01.04.2013)
4.3 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Eichler
4.4 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Dreher
4.5 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Grolms
4.6 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board:
Mrs. Herberger
4.7 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Kalwa (to 28.12.2012)
4.8 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board:
Prof. Dr. Keitel
4.9 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Kiel
4.10 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Dr.
Maassen
4.11 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Dr.
Nentwig (since 01.01.2013)
4.12 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board:
Prof. Dr. Pellens
4.13 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Remmler
4.14 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Dr.
V. Schenck (to 19.04.2013)
4.15 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board:
Mrs. V. Schmettow
4.16 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Segerath
4.17 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Spohr (since 19.04.2013)
4.18 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Steinbrueck (to 31.12.2012)
4.19 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Dr.
Steinebach (since 19.04.2013)
4.20 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Streiff
4.21 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Thumann
4.22 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Weber (since 15.01.2013)
4.23 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board:
Prof. Dr. Weder di Mauro
4.24 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Wiercimok
5. Resolution on the election of a Supervisory Mgmt For For
Board member: Mr. Rene Obermann
6. Resolution on the election of the auditor: Mgmt For For
PricewaterhouseCoopers Aktiengesellschaft,
Wirtschaftsprufungsgesellschaft, Essen
7. Resolution on the amendment of Supervisory Mgmt For For
Board compensation and corresponding
rewording of section 14 of the Articles of
Association
8. Resolution on the cancelation of the Mgmt For For
authorized capital pursuant to section 5
(5) of the Articles of Association and the
creation of new authorized capital with the
option of excluding subscription rights,
and corresponding amendment of the Articles
of Association
9. Authorization to issue warrant and Mgmt For For
convertible bonds and to exclude
subscription rights to these warrant or
convertible bonds and at the same time to
create conditional capital and amend the
Articles of Association
10. Resolution on approval for the conclusion Mgmt For For
of a domination and profit and loss
transfer agreement
11. Resolution on approval for the conclusion Mgmt For For
of nine amendment agreements to existing
domination and profit and loss transfer
agreements
--------------------------------------------------------------------------------------------------------------------------
TOKYO ELECTRON LIMITED Agenda Number: 705331433
--------------------------------------------------------------------------------------------------------------------------
Security: J86957115
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3571400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Stock-for-stock Exchange Agreement Mgmt For For
between the Company and Applied Materials,
Inc. regarding the Execution of the Share
Exchange Agreement between the Company and
TEL Japan GK
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOTAL SA, COURBEVOIE Agenda Number: 705121197
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 16-May-2014
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 282282 DUE TO ADDITION OF
RESOLUTIONS A, B, C, D AND E. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
http://www.journal-officiel.gouv.fr//pdf/20
14/0407/201404071400940.pdf
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.3 ALLOCATION OF INCOME AND SETTING THE Mgmt For For
DIVIDEND
O.4 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
O.5 RENEWAL OF TERM OF MRS. PATRICIA BARBIZET Mgmt For For
AS BOARD MEMBER
O.6 RENEWAL OF TERM OF MRS. MARIE-CHRISTINE Mgmt For For
COISNE-ROQUETTE AS BOARD MEMBER
O.7 RENEWAL OF TERM OF MR. PAUL DESMARAIS, JR. Mgmt Against Against
AS BOARD MEMBER
O.8 RENEWAL OF TERM OF MRS. BARBARA KUX AS Mgmt For For
BOARD MEMBER
O.9 REVIEWING THE ELEMENTS OF COMPENSATION OWED Mgmt For For
OR PAID TO MR. CHRISTOPHE DE MARGERIE, CEO,
FOR THE FINANCIAL YEAR ENDED ON DECEMBER
31, 2013
E.10 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE CAPITAL
WHILE MAINTAINING THE SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS EITHER BY
ISSUING COMMON SHARES AND/OR ANY SECURITIES
GIVING ACCESS TO CAPITAL OF THE COMPANY, OR
BY INCORPORATING RESERVES, PROFITS,
PREMIUMS OR OTHERWISE
E.11 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE CAPITAL
EITHER BY ISSUING COMMON SHARES OR ANY
SECURITIES GIVING ACCESS TO CAPITAL WITH
THE CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS
E.12 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES TO BE ISSUED, IN CASE OF
CAPITAL INCREASE WITHOUT SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS
E.13 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE CAPITAL EITHER BY
ISSUING COMMON SHARES OR ANY SECURITIES
GIVING ACCESS TO CAPITAL, IN CONSIDERATION
FOR IN-KIND CONTRIBUTIONS GRANTED TO THE
COMPANY, WITH THE WAIVER BY SHAREHOLDERS OF
THEIR PREFERENTIAL SUBSCRIPTION RIGHT TO
SHARES ISSUED AS CONSIDERATION FOR
CONTRIBUTIONS IN KIND
E.14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE CAPITAL
PURSUANT TO ARTICLES L.3332-18 ET SEQ. OF
THE CODE OF LABOR, WITH THE WAIVER BY
SHAREHOLDERS OF THEIR PREFERENTIAL
SUBSCRIPTION RIGHT TO SHARES ISSUED DUE TO
THE SUBSCRIPTION FOR SHARES BY EMPLOYEES OF
THE GROUP
E.15 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO CARRY OUT CAPITAL INCREASES
RESERVED FOR CATEGORIES OF BENEFICIARIES AS
PART OF A TRANSACTION RESERVED FOR
EMPLOYEES WITH THE CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS
E.16 AUTHORIZATION TO ALLOCATE BONUS SHARES OF Mgmt Against Against
THE COMPANY TO EMPLOYEES OF THE GROUP AND
CORPORATE OFFICERS OF THE COMPANY OR
COMPANIES OF THE GROUP, WITH THE WAIVER BY
SHAREHOLDERS OF THEIR PREFERENTIAL
SUBSCRIPTION RIGHT TO SHARES ISSUED IN
FAVOR OF BENEFICIARIES OF SHARE ALLOCATIONS
E.17 AMENDMENT TO ARTICLE 11 OF THE BYLAWS FOR Mgmt For For
THE PURPOSE OF ESTABLISHING THE TERMS OF
APPOINTMENT OF THE BOARD
MEMBER(S)REPRESENTING EMPLOYEES UNDER THE
ACT OF JUNE 14TH, 2013 ON SECURING
EMPLOYMENT, AND INTEGRATING TECHNICAL
AMENDMENTS ON SOME PROVISIONS RELATING TO
BOARD MEMBERS REPRESENTING EMPLOYEE
SHAREHOLDERS
E.18 AMENDMENT TO ARTICLE 12 OF THE BYLAWS TO Mgmt For For
BRING THE AGE LIMIT OF THE CHAIRMAN OF THE
BOARD OF DIRECTORS TO 70
E.19 AMENDMENT TO ARTICLE 15 OF THE BYLAWS TO Mgmt For For
BRING THE AGE LIMIT OF THE GENERAL MANAGER
TO 67
E.20 AMENDMENT TO ARTICLE 17 OF THE BYLAWS TO Mgmt For For
COMPLY WITH THE ORDINANCE OF DECEMBER 9TH,
2010 TRANSPOSING THE EUROPEAN DIRECTIVE ON
SHAREHOLDERS' RIGHTS TO BE REPRESENTED BY
ANY PERSON OF THEIR CHOICE AT GENERAL
MEETINGS
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: DISTRIBUTION OF A
QUARTERLY NEWSLETTER BY EMPLOYEES DIRECTORS
AND DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS
B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: COMPONENTS OF
REMUNERATION OF CORPORATE OFFICERS AND
EMPLOYEES RELATED TO INDUSTRIAL SAFETY
INDICATORS
C PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: ESTABLISHING
INDIVIDUAL SHAREHOLDING
D PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: INCLUDING THE
EMPLOYEE DIRECTOR OR EMPLOYEES DIRECTORS IN
THE ORGANIZATION OF THE BOARD OF DIRECTORS
E PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: DISTRIBUTION OF
ATTENDANCE ALLOWANCES
--------------------------------------------------------------------------------------------------------------------------
TOYO SUISAN KAISHA,LTD. Agenda Number: 705377972
--------------------------------------------------------------------------------------------------------------------------
Security: 892306101
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3613000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors and
Outside Corporate Auditors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Appoint a Substitute Corporate Auditor Mgmt For For
6 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 705323880
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt Against Against
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt Against Against
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
6 Approve Delegation of Authority to the Mgmt For For
Board of Directors to Determine Details of
Disposition of Own Shares through a Third
Party Allotment
--------------------------------------------------------------------------------------------------------------------------
TOYOTA TSUSHO CORPORATION Agenda Number: 705335900
--------------------------------------------------------------------------------------------------------------------------
Security: J92719111
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3635000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
3.16 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
6 Amend the Compensation to be received by Mgmt For For
Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN LTD, STEINHAUSEN Agenda Number: 705174908
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: AGM
Meeting Date: 16-May-2014
Ticker:
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 22 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For
MANAGEMENT
3 APPROPRIATION OF AVAILABLE EARNINGS FOR Mgmt For For
FISCAL YEAR 2013
4 APPROVE DIVIDENDS OF USD 3.00 PER SHARE Mgmt For For
FROM CAPITAL CONTRIBUTION RESERVES
5 APPROVE RENEWAL OF THE AUTHORIZED SHARE Mgmt For For
CAPITAL
6 APPROVE DECREASE IN SIZE OF BOARD Mgmt For For
7.A DECLASSIFY THE BOARD OF DIRECTORS Mgmt For For
7.B AMEND ARTICLES RE: BINDING SHAREHOLDER Mgmt For For
RATIFICATION OF THE COMPENSATION OF THE
BOARD OF DIRECTORS AND THE EXECUTIVE
MANAGEMENT TEAM
7.C AMEND ARTICLES RE: SUPPLEMENTARY AMOUNT FOR Mgmt For For
PERSONS ASSUMING EXECUTIVE MANAGEMENT TEAM
POSITIONS DURING A COMPENSATION PERIOD FOR
WHICH SHAREHOLDER RATIFICATION HAS ALREADY
BEEN GRANTED
7.D AMEND ARTICLES RE: PRINCIPLES APPLICABLE TO Mgmt For For
THE COMPENSATION OF THE MEMBERS OF THE
BOARD OF DIRECTORS AND THE EXECUTIVE
MANAGEMENT TEAM
7.E AMEND ARTICLES RE: MAXIMUM TERM AND Mgmt For For
TERMINATION NOTICE PERIOD OF MEMBERS OF THE
BOARD OF DIRECTORS AND THE EXECUTIVE
MANAGEMENT TEAM AND NON-COMPETITION
AGREEMENTS WITH MEMBERS OF THE EXECUTIVE
MANAGEMENT TEAM
7.F AMEND ARTICLES RE: PERMISSIBLE MANDATES OF Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
EXECUTIVE MANAGEMENT TEAM
7.G AMEND ARTICLES RE: LOANS AND Mgmt For For
POST-RETIREMENT BENEFITS
8 REQUIRE MAJORITY VOTE FOR THE ELECTION OF Mgmt For For
DIRECTORS
9 AMEND ARTICLES RE: SHAREHOLDER AGENDA ITEM Mgmt For For
REQUESTS PURSUANT TO SWISS LAW
10.A ELECT IAN C. STRACHAN AS DIRECTOR Mgmt For For
10.B ELECT GLYN A. BARKER AS DIRECTOR Mgmt For For
10.C ELECT VANESSA C. L. CHANG AS DIRECTOR Mgmt For For
10.D ELECT FREDERICO F. CURADO AS DIRECTOR Mgmt For For
10.E ELECT CHAD DEATON AS DIRECTOR Mgmt For For
10.F ELECT MARTIN B. MCNAMARA AS DIRECTOR Mgmt For For
10.G ELECT SAMUEL MERKSAMER AS DIRECTOR Mgmt For For
10.H ELECT EDWARD R. MULLER AS DIRECTOR Mgmt For For
10.I ELECT STEVEN L. NEWMAN AS DIRECTOR Mgmt For For
10.J ELECT TAN EK KIA AS DIRECTOR Mgmt For For
10.K ELECT VINCENT J. INTRIERI AS DIRECTOR Mgmt For For
11 ELECT IAN C. STRACHAN AS BOARD CHAIRMAN Mgmt For For
12.A APPOINT FREDERICO F. CURADO AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
12.B APPOINT MARTIN B. MCNAMARA AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
12.C APPOINT TAN EK KIA AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
12.D APPOINT VINCENT J. INTRIERI AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
13 DESIGNATE SCHWEIGER ADVOKATUR/NOTARIAT AS Mgmt For For
INDEPENDENT PROXY
14 APPOINTMENT OF ERNST YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014 AND RE-ELECTION
OF ERNST YOUNG LTD, ZURICH AS THE COMPANY'S
AUDITOR FOR A FURTHER ONE-YEAR TERM
15 ADVISORY VOTE TO RATIFY NAMED EXECUTIVE Mgmt For For
OFFICERS' COMPENSATION
16 AMEND OMNIBUS STOCK PLAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TREND MICRO INCORPORATED Agenda Number: 704992610
--------------------------------------------------------------------------------------------------------------------------
Security: J9298Q104
Meeting Type: AGM
Meeting Date: 26-Mar-2014
Ticker:
ISIN: JP3637300009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UBS AG, ZUERICH UND BASEL Agenda Number: 705092978
--------------------------------------------------------------------------------------------------------------------------
Security: H89231338
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: CH0024899483
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1. APPROVAL OF ANNUAL REPORT AND GROUP AND Mgmt For For
PARENT BANK FINANCIAL STATEMENTS
1.2. ADVISORY VOTE ON THE COMPENSATION REPORT Mgmt For For
2013
2. APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF CHF 0.25 PER SHARE FROM CAPITAL
CONTRIBUTION RESERVE
3. DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE GROUP EXECUTIVE BOARD FOR
THE FINANCIAL YEAR 2013
4. AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt Against Against
IN ACCORDANCE WITH THE NEW ORDINANCE
AGAINST EXCESSIVE COMPENSATION IN LISTED
STOCK CORPORATIONS
5. ADVISORY VOTE ON THE EU CAPITAL Mgmt For For
REQUIREMENTS DIRECTIVE OF 2013 (CRD IV)
6.1.1 RE-ELECTION OF AXEL A. WEBER AS CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
6.1.2 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MICHEL DEMARE
6.1.3 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DAVID SIDWELL
6.1.4 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: RETO FRANCIONI
6.1.5 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ANN F. GODBEHERE
6.1.6 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: AXEL P. LEHMANN
6.1.7 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HELMUT PANKE
6.1.8 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: WILLIAM G. PARRETT
6.1.9 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ISABELLE ROMY
6.110 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: BEATRICE WEDER DI MAURO
6.111 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JOSEPH YAM
6.2.1 ELECTION OF MEMBER OF THE HUMAN RESOURCES Mgmt For For
AND COMPENSATION COMMITTEE: ANN F.
GODBEHERE
6.2.2 ELECTION OF MEMBER OF THE HUMAN RESOURCES Mgmt For For
AND COMPENSATION COMMITTEE: MICHEL DEMARE
6.2.3 ELECTION OF MEMBER OF THE HUMAN RESOURCES Mgmt For For
AND COMPENSATION COMMITTEE: HELMUT PANKE
6.2.4 ELECTION OF MEMBER OF THE HUMAN RESOURCES Mgmt For For
AND COMPENSATION COMMITTEE: RETO FRANCIONI
6.3 ELECTION OF THE INDEPENDENT PROXY: ADB Mgmt For For
ALTORFER DUSS AND BEILSTEIN AG, ZURICH
6.4 RE-ELECTION OF THE AUDITORS: ERNST AND Mgmt For For
YOUNG LTD, BASEL
7. AD-HOC Mgmt Against Against
CMMT 30 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO NUMBERING
OF RESOLUTIONS 6.1.1 TO 6.4 AND CHANGE IN
TEXT OF RESOLUTION 2. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
UMICORE SA, BRUXELLES Agenda Number: 705090734
--------------------------------------------------------------------------------------------------------------------------
Security: B95505168
Meeting Type: MIX
Meeting Date: 29-Apr-2014
Ticker:
ISIN: BE0003884047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
O.2 APPROVING THE REMUNERATION REPORT FOR THE Mgmt For For
FINANCIAL YEAR ENDED ON 31 DECEMBER 2013
O.3 APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt For For
OF THE COMPANY FOR THE FINANCIAL YEAR ENDED
ON 31 DECEMBER 2013 INCLUDING THE PROPOSED
ALLOCATION OF THE RESULT INCLUDING THE
PAYMENT OF A GROSS DIVIDEND OF EUR 1.00 PER
SHARE
O.5 GRANTING DISCHARGE TO THE DIRECTORS FOR THE Mgmt For For
PERFORMANCE OF THEIR MANDATE DURING THE
2013 FINANCIAL YEAR
O.6 GRANTING DISCHARGE TO THE STATUTORY AUDITOR Mgmt For For
FOR THE PERFORMANCE OF ITS MANDATE DURING
THE 2013 FINANCIAL YEAR
O.7.1 RE-ELECTING MRS INES KOLMSEE AS INDEPENDENT Mgmt For For
DIRECTOR FOR A PERIOD OF THREE YEARS
EXPIRING AT THE END OF THE 2017 ORDINARY
SHAREHOLDERS' MEETING
O.7.2 RE-ELECTING MR UWE-ERNST BUFE AS DIRECTOR Mgmt Against Against
FOR A PERIOD OF ONE YEAR EXPIRING AT THE
END OF THE 2015 ORDINARY SHAREHOLDERS'
MEETING
O.7.3 RE-ELECTING MR ARNOUD DE PRET AS DIRECTOR Mgmt Against Against
FOR A PERIOD OF ONE YEAR EXPIRING AT THE
END OF THE 2015 ORDINARY SHAREHOLDERS'
MEETING
O.7.4 RE-ELECTING MR JONATHAN OPPENHEIMER AS Mgmt Against Against
DIRECTOR FOR A PERIOD OF THREE YEARS
EXPIRING AT THE END OF THE 2017 ORDINARY
SHAREHOLDERS' MEETING
O.7.5 APPROVING THE BOARD MEMBERS' REMUNERATION Mgmt For For
PROPOSED FOR THE FINANCIAL YEAR 2014
CONSISTING OF: AT THE LEVEL OF THE BOARD OF
DIRECTORS: (1) A FIXED FEE OF EUR 40,000
FOR THE CHAIRMAN AND EUR 20,000 FOR EACH
NON-EXECUTIVE DIRECTOR, (2) A FEE PER
ATTENDED MEETING OF EUR 5,000 FOR THE
CHAIRMAN AND EUR 2,500 FOR EACH
NON-EXECUTIVE DIRECTOR, AND (3) BY WAY OF
ADDITIONAL FIXED REMUNERATION, A GRANT OF
1,000 UMICORE SHARES TO THE CHAIRMAN AND
500 UMICORE SHARES TO EACH NON-EXECUTIVE
DIRECTOR; AT THE LEVEL OF THE AUDIT
COMMITTEE: (1) A FIXED FEE OF EUR 10,000
FOR THE CHAIRMAN OF THE COMMITTEE AND EUR
5,000 FOR EACH OTHER MEMBER, AND (2) A FEE
PER ATTENDED MEETING OF EUR 5,000 FOR THE
CHAIRMAN AND EUR 3,000 FOR EACH OTHER
MEMBER; AT THE LEVEL OF THE NOMINATION &
REMUNERATION COMMITTEE: A FEE PER ATTENDED
MEETING OF EUR 5,000 FOR CONTD
CONT CONTD THE CHAIRMAN OF THE COMMITTEE AND EUR Non-Voting
3,000 FOR EACH OTHER MEMBER
O.8.1 RE-ELECTION OF THE STATUTORY AUDITOR AND Mgmt For For
REMUNERATION: ON MOTION BY THE BOARD OF
DIRECTORS, ACTING UPON RECOMMENDATION OF
THE AUDIT COMMITTEE AND UPON NOMINATION BY
THE WORKS' COUNCIL, THE SHAREHOLDERS'
MEETING RESOLVES TO RENEW THE MANDATE OF
THE STATUTORY AUDITOR,
PRICEWATERHOUSECOOPERS BCVBA/SCCRL, WITH
REGISTERED OFFICE AT 1932
SINT-STEVENS-WOLUWE, WOLUWE GARDEN,
WOLUWEDAL 18, WHICH EXPIRES TODAY, FOR A
DURATION OF THREE YEARS, UP TO AND
INCLUDING THE ORDINARY SHAREHOLDERS'
MEETING OF 2017. THE STATUTORY AUDITOR WILL
BE REPRESENTED BY THE BVBA/SPRL MARC
DAELMAN, REPRESENTED BY MR MARC DAELMAN AND
IS ENTRUSTED WITH THE AUDIT OF THE
STATUTORY AND THE CONSOLIDATED ANNUAL
ACCOUNTS
O.8.2 RE-ELECTION OF THE STATUTORY AUDITOR AND Mgmt For For
REMUNERATION: THE SHAREHOLDERS' MEETING
RESOLVES TO FIX THE ANNUAL REMUNERATION OF
THE STATUTORY AUDITOR FOR THE FINANCIAL
YEARS 2014 THROUGH 2016 AT EUR 484,750.
THIS AMOUNT WILL BE INDEXED EACH YEAR BASED
ON THE EVOLUTION OF THE CONSUMER PRICE
INDEX (HEALTH INDEX)
S.1 APPROVAL OF CHANGE OF CONTROL PROVISIONS: Mgmt For For
APPROVING, IN ACCORDANCE WITH ARTICLE 556
OF THE COMPANIES CODE, CLAUSE 7.2 OF THE
REVOLVING FACILITY AGREEMENT DATED 16
SEPTEMBER 2013 BETWEEN UMICORE (AS
BORROWER) AND SEVERAL FINANCIAL
INSTITUTIONS (AS LENDERS), WHICH EXEMPTS
THE LENDERS FROM FURTHER FUNDING (EXCEPT
UNDER ROLLOVER LOANS) AND ALSO, UNDER
CERTAIN CONDITIONS, ENTITLES THEM TO CANCEL
THEIR COMMITMENT UNDER SAID AGREEMENT,
CAUSING THEIR PARTICIPATION IN ALL AMOUNTS
(OUTSTANDING LOANS, ACCRUED INTERESTS AND
ANY OTHER AMOUNTS) TO BE IMMEDIATELY DUE
AND PAYABLE, IN THE EVENT THAT ANY PERSON
OR GROUP OF PERSONS ACTING IN CONCERT
GAIN(S) CONTROL OVER UMICORE
--------------------------------------------------------------------------------------------------------------------------
UNICREDIT SPA, ROMA Agenda Number: 705172308
--------------------------------------------------------------------------------------------------------------------------
Security: T960AS101
Meeting Type: MIX
Meeting Date: 13-May-2014
Ticker:
ISIN: IT0004781412
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 APPROVAL OF THE UNICREDIT S.P.A. INDIVIDUAL Mgmt For For
FINANCIAL STATEMENTS AS AT DECEMBER 31,
2013, ACCOMPANIED BY THE REPORTS OF THE
DIRECTORS AND OF THE AUDITING COMPANY;
BOARD OF STATUTORY AUDITORS REPORT.
PRESENTATION OF THE CONSOLIDATED FINANCIAL
STATEMENTS
O.2.A ALLOCATION OF THE UNICREDIT S.P.A. 2013 Mgmt For For
OPERATING RESULT OF THE YEAR
O.2.B DISTRIBUTION OF A DIVIDEND FROM COMPANY Mgmt For For
PROFITS RESERVES IN THE FORM OF A SCRIP
DIVIDEND
O.2.C INCREASE OF THE LEGAL RESERVE BY USING THE Mgmt For For
SHARE PREMIUM RESERVE
O.3 APPOINTMENT OF A SUBSTITUTE STATUTORY Mgmt For For
AUDITOR : PROF. PIERPAOLO SINGER
O.4 UNICREDIT TAKING ON OF THE COST OF THE Mgmt For For
REMUNERATION DUE TO THE COMMON
REPRESENTATIVE OF THE SAVINGS SHAREHOLDERS
O.5 APPROVAL OF THE RATIO BETWEEN THE VARIABLE Mgmt Against Against
AND FIXED COMPONENTS OF THE PERSONNEL
COMPENSATION
O.6 2014 GROUP COMPENSATION POLICY Mgmt Against Against
O.7 2014 GROUP INCENTIVE SYSTEM Mgmt Against Against
O.8 UNICREDIT GROUP EMPLOYEE SHARE OWNERSHIP Mgmt For For
PLAN 2014 (PLAN "LET'S SHARE FOR 2015")
E.1 CAPITAL INCREASE FOR NO CONSIDERATION Mgmt For For
PURSUANT TO ARTICLE 2442 OF THE ITALIAN
CIVIL CODE TO SERVICE THE PAYMENT OF A
DIVIDEND FROM PROFIT RESERVES, WITH VALUE
OF EURO 570,332,795.10, IN THE FORM OF A
SCRIP DIVIDEND, TO BE IMPLEMENTED THROUGH
THE ISSUE OF ORDINARY SHARES AND SAVINGS
SHARES; CONSEQUENT AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
E.2 AMENDMENTS TO CLAUSE 8 OF THE ARTICLES OF Mgmt Against Against
ASSOCIATION REGARDING THE COMPETENCE OF THE
SHAREHOLDERS' MEETING ON REMUNERATION AND
INCENTIVE POLICIES AND PRACTICES
E.3 DELEGATION TO THE BOARD OF DIRECTORS, UNDER Mgmt Against Against
THE PROVISIONS OF ARTICLE 2443 OF THE
ITALIAN CIVIL CODE, OF THE AUTHORITY TO
RESOLVE, ON ONE OR MORE OCCASIONS FOR A
MAXIMUM PERIOD OF FIVE YEARS STARTING FROM
THE DATE OF THE SHAREHOLDERS' RESOLUTION,
TO CARRY OUT A FREE CAPITAL INCREASE, AS
ALLOWED BY ARTICLE 2349 OF THE ITALIAN
CIVIL CODE, FOR A MAXIMUM AMOUNT OF EURO
98,294,742.05 CORRESPONDING TO UP TO
28,964,197 UNICREDIT ORDINARY SHARES, TO BE
GRANTED TO THE PERSONNEL OF THE HOLDING
COMPANY AND OF GROUP BANKS AND COMPANIES IN
CARRYING OUT THE 2014 GROUP INCENTIVE
SYSTEM; CONSEQUENT AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
CMMT 18 APR 2014: PLEASE NOTE THAT THE ITALIAN Non-Voting
LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON
THE URL LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_204241.PDF
--------------------------------------------------------------------------------------------------------------------------
UNILEVER NV, ROTTERDAM Agenda Number: 704725994
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F271
Meeting Type: OGM
Meeting Date: 23-Oct-2013
Ticker:
ISIN: NL0000009355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening and announcements Non-Voting
2 Report and annual accounts for the period 1 Non-Voting
July 2012 - 30 June 2013
3 Composition board Non-Voting
4 Any other business Non-Voting
5 Closing Non-Voting
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THERE ARE NO PROPOSALS TO BE
VOTED ON. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST AN
ENTRANCE CARD. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF COMMENT.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER NV, ROTTERDAM Agenda Number: 705094390
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F271
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: NL0000009355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE REPORT OF MANAGEMENT BOARD Non-Voting
2 DISCUSS REMUNERATION REPORT CONTAINING Non-Voting
REMUNERATION POLICY FOR MANAGEMENT BOARD
MEMBERS
3 APPROVE REMUNERATION POLICY Mgmt For For
4 APPROVE FINANCIAL STATEMENTS AND ALLOCATION Mgmt For For
OF INCOME
5 APPROVE DISCHARGE OF EXECUTIVE BOARD Mgmt For For
MEMBERS
6 APPROVE DISCHARGE OF NON-EXECUTIVE BOARD Mgmt For For
MEMBERS
7 RE-ELECT P.G.J.M. POLMAN AS AN EXECUTIVE Mgmt For For
DIRECTOR
8 RE-ELECT R.J-M.S. HUET AS AN EXECUTIVE Mgmt For For
DIRECTOR
9 RE-ELECT L.M. CHA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
10 RE-ELECT L.O. FRESCO AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
11 RE-ELECT A.M. FUDGE AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
12 RE-ELECT B.E. GROTE AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
13 RE-ELECT M.MA AS A NON-EXECUTIVE DIRECTOR Mgmt For For
14 RE-ELECT H. NYASULU AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
15 RE-ELECT M. RIFKIND AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
16 RE-ELECT J. RISHTON AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
17 RE-ELECT K.J. STORM AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
18 RE-ELECT M. TRESCHOW AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
19 RE-ELECT P.S. WALSH AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
20 ELECT F SIJBESMA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
21 RATIFY KPMG AS AUDITORS Mgmt For For
22 GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt For For
10 PERCENT OF ISSUED CAPITAL PLUS
ADDITIONAL 10 PERCENT IN CASE OF
TAKEOVER/MERGER AND RESTRICTING/EXCLUDING
PREEMPTIVE RIGHTS
23 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
24 APPROVE CANCELLATION OF REPURCHASED SHARES Mgmt For For
25 ALLOW QUESTIONS AND CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC, LONDON Agenda Number: 705094491
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 Mgmt For For
DECEMBER 2013
2 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
3 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (EXCLUDING THE DIRECTORS'
REMUNERATION POLICY)
4 RE-ELECTION OF EXECUTIVE DIRECTOR: MR P G J Mgmt For For
M POLMAN
5 RE-ELECTION OF EXECUTIVE DIRECTOR: MR R J-M Mgmt For For
S HUET
6 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MRS Mgmt For For
L M CHA
7 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: Mgmt For For
PROFESSOR L O FRESCO
8 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MS A Mgmt For For
M FUDGE
9 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: DR B Mgmt For For
E GROTE
10 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MS M Mgmt For For
MA
11 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MS H Mgmt For For
NYASULU
12 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: THE Mgmt For For
RT HON SIR MALCOLM RIFKIND MP
13 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR J Mgmt For For
RISHTON
14 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR K Mgmt For For
J STORM
15 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR M Mgmt For For
TRESCHOW
16 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR P Mgmt For For
S WALSH
17 ELECTION OF NON-EXECUTIVE DIRECTOR: MR F Mgmt For For
SIJBESMA
18 TO APPOINT KPMG LLP AS AUDITOR OF THE Mgmt For For
COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT GENERAL MEETING AT WHICH
ACCOUNTS ARE LAID BEFORE THE MEMBERS
19 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITOR
20 DIRECTORS' AUTHORITY TO ISSUE SHARES Mgmt For For
21 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
22 COMPANY'S AUTHORITY TO PURCHASE ITS OWN Mgmt For For
SHARES
23 POLITICAL DONATIONS AND EXPENDITURE Mgmt For For
24 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC, NEW YORK, NY Agenda Number: 705041971
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: AGM
Meeting Date: 01-May-2014
Ticker:
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Elect Director Shellye L. Archambeau Mgmt For For
1.2 Elect Director Richard L. Carrion Mgmt For For
1.3 Elect Director Melanie L. Healey Mgmt For For
1.4 Elect Director M. Frances Keeth Mgmt For For
1.5 Elect Director Robert W. Lane Mgmt For For
1.6 Elect Director Lowell C. McAdam Mgmt For For
1.7 Elect Director Donald T. Nicolaisen Mgmt For For
1.8 Elect Director Clarence Otis, Jr. Mgmt For For
1.9 Elect Director Rodney E. Slater Mgmt For For
1.10 Elect Director Kathryn A. Tesija Mgmt For For
1.11 Elect Director Gregory D. Wasson Mgmt For For
2 Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
3 Advisory Vote to Approve Executive Mgmt For For
Compensation
4 Proposal to Implement Proxy Access Mgmt For For
5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Network Neutrally
6 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Lobbying Activities
7 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Severance Approval
Policy
8 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Shareholder Right to
Call a Special Meeting
9 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Shareholder Right to
Act by Written Consent
10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Proxy Voting
Authority
CMMT 26 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE MODIFICATION OF TEXT OF
RESOLUTION 6. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
VINCI SA, RUEIL MALMAISON Agenda Number: 705009834
--------------------------------------------------------------------------------------------------------------------------
Security: F5879X108
Meeting Type: MIX
Meeting Date: 15-Apr-2014
Ticker:
ISIN: FR0000125486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 26 MAR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0307/201403071400438.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0326/201403261400737.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.2 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.3 Allocation of income for the financial year Mgmt For For
ended on December 31, 2013
O.4 Renewal of term of Mr. Xavier Huillard as Mgmt Against Against
board member for a four-year period
O.5 Renewal of term of Mr. Yves-Thibault de Mgmt For For
Silguy as board member for a four-year
period
O.6 Renewal of term of Mr. Henri Saint Olive as Mgmt For For
board member for a four-year period
O.7 Renewal of term of Qatari Diar Real Estate Mgmt For For
Investment Company as board member for a
four-year period
O.8 Appointment of Mrs. Marie-Christine Mgmt For For
Lombardas board member for a four-year
period
O.9 Renewing the delegation of powers to the Mgmt For For
board of directors to allow the company to
purchase its own shares
O.10 Approval of the commitments made by the Mgmt For For
company in favor of Mr. Xavier Huillard
regarding retirement
O.11 Approval of the commitment made by the Mgmt Against Against
company in favor of Mr. Xavier Huillard
regarding compensation for termination of
his term of office
O.12 Approval of the service agreement entered Mgmt Against Against
into between VINCI and the company
YTSeuropaconsultants
O.13 Review of the components of the Mgmt For For
compensation owed or paid to the
Chairman-CEO for the 2013 financial year
E.14 Renewing the authorization granted to the Mgmt For For
board of directors to reduce share capital
by cancellation of VINCI shares by the
company
E.15 Delegation of authority to the board of Mgmt Against Against
directors to carry out capital increases
reserved for employees of the company and
companies of the VINCI group as part of
savings plans
E.16 Delegation of authority granted to the Mgmt Against Against
board of directors to carry out capital
increases reserved for a category of
beneficiaries in order to provide employees
of certain foreign subsidiaries benefits
similar to those offered to employees
directly or indirectly participating in an
employee shareholding funds (FCPE) through
a savings plan with cancellation of
preferential subscription rights
E.17 Amendment to article 11 of the bylaws Mgmt For For
"board of directors" in order to establish
the terms to appoint directors representing
employees pursuant to the provisions of
June 14, 2013 act regarding employment
security
E.18 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC, NEWBURY BERKSHIRE Agenda Number: 704601512
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: AGM
Meeting Date: 23-Jul-2013
Ticker:
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept Financial Statements and Statutory Mgmt For For
Reports
2 Re-elect Gerard Kleisterlee as Director Mgmt For For
3 Re-elect Vittorio Colao as Director Mgmt For For
4 Re-elect Andy Halford as Director Mgmt For For
5 Re-elect Stephen Pusey as Director Mgmt For For
6 Re-elect Renee James as Director Mgmt For For
7 Re-elect Alan Jebson as Director Mgmt For For
8 Re-elect Samuel Jonah as Director Mgmt For For
9 Elect Omid Kordestani as Director Mgmt For For
10 Re-elect Nick Land as Director Mgmt For For
11 Re-elect Anne Lauvergeon as Director Mgmt For For
12 Re-elect Luc Vandevelde as Director Mgmt For For
13 Re-elect Anthony Watson as Director Mgmt For For
14 Re-elect Philip Yea as Director Mgmt For For
15 Approve Final Dividend Mgmt For For
16 Approve Remuneration Report Mgmt For For
17 Reappoint Deloitte LLP as Auditors Mgmt For For
18 Authorise the Audit and Risk Committee to Mgmt For For
Fix Remuneration of Auditors
19 Authorise Issue of Equity with Pre-emptive Mgmt For For
Rights
20 Authorise Issue of Equity without Mgmt For For
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary Mgmt For For
Shares
22 Authorise EU Political Donations and Mgmt For For
Expenditure
23 Authorise the Company to Call EGM with Two Mgmt For For
Weeks' Notice
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC, NEWBURY BERKSHIRE Agenda Number: 704896565
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: CRT
Meeting Date: 28-Jan-2014
Ticker:
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
1 To approve the proposed Scheme referred to Mgmt For For
in the Circular dated on or about 10
December 2013
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC, NEWBURY BERKSHIRE Agenda Number: 704896541
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: OGM
Meeting Date: 28-Jan-2014
Ticker:
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the Verizon Wireless Transaction Mgmt For For
and the Vodafone Italy Transaction
2 To approve the New Articles of Association, Mgmt For For
the Capital Reductions, the Return of Value
and the Share Consolidation and certain
related matters pursuant to the Scheme
3 To authorise the Company to purchase Its Mgmt For For
own shares
4 To authorise the Directors to take all Mgmt For For
necessary and appropriate actions in
relation to Resolutions 1-3
--------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG, WOLFSBURG Agenda Number: 705057621
--------------------------------------------------------------------------------------------------------------------------
Security: D94523145
Meeting Type: AGM
Meeting Date: 13-May-2014
Ticker:
ISIN: DE0007664005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT VOTING INSTRUCTIONS HAVE Non-Voting
TO BE RECEIVED IN WRITTEN FORM FOR VOTING
RIGHTS TO BE EXERCISED AT THIS MEETING. IF
YOU WISH TO VOTE, PLEASE EMAIL
GERMANMARKET.QUERIES@BROADRIDGE.COM TO
REQUEST THE NECESSARY FORMS. WHEN
REQUESTING FORMS, PLEASE STATE YOUR
PROXYEDGE INSTITUTION ID TO MAKE SURE YOU
RECEIVE THE CORRECT DOCUMENTATION FOR YOUR
ACCOUNTS. IF YOU ONLY WANT TO VOTE A SUBSET
OF YOUR ACCOUNTS, PLEASE LIST ALL ACCOUNTS
TO BE VOTED IN ADDITION TO YOUR PROXYEDGE
ID. VOTES INPUT INTO PROXYEDGE WILL BE
RECORDED FOR RECORD KEEPING PURPOSES BUT
WILL NOT BE PROCESSED. PLEASE NOTE THAT THE
ORIGINAL COMPLETED PROXY FORM MUST BE
RETURNED TO THE RESPECTIVE SUB CUSTODIAN BY
THE DEADLINE AS INDICATED ON THE PROXY
FORM. PLEASE NOTE THAT THE VOTE ENTITLEMENT
IS DETERMINED BY THE RECORD DATE. PLEASE
NOTE THAT BROADRIDGE WILL PROVIDE THE PROXY
FORMS VIA EMAIL AS EARLY AS RECORD DATE,
29.03.2012, TO ENABLE YOU TO LIST ONLY THE
VOTE ENTITLED SHARE AMOUNT ON THE PROXY
FORM.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 22.04.2014 , WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
28.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements, the approved
consolidated financial statements, the
management report and the Group management
report for the year ended December 31,
2013, together with the report of the
Supervisory Board on fiscal year 2013 as
well as the explanatory report by the Board
of Management on the information in
accordance with sections 289(4) and 315(4)
of the Handelsgesetzbuch (HGB German
Commercial Code) and the report in
accordance with section 289(5) of the HGB
2. Resolution on the appropriation of the net Mgmt For For
profit of Volkswagen Aktiengesellschaft
3.1 Resolution on formal approval of the Mgmt For For
actions of the members of the Board of
Management for fiscal year 2013: M.
Winterkorn
3.2 Resolution on formal approval of the Mgmt For For
actions of the members of the Board of
Management for fiscal year 2013: F. J.
Garcia Sanz
3.3 Resolution on formal approval of the Mgmt For For
actions of the members of the Board of
Management for fiscal year 2013: J.
Heizmann
3.4 Resolution on formal approval of the Mgmt For For
actions of the members of the Board of
Management for fiscal year 2013: C.
Klingler
3.5 Resolution on formal approval of the Mgmt For For
actions of the members of the Board of
Management for fiscal year 2013: M. Macht
3.6 Resolution on formal approval of the Mgmt For For
actions of the members of the Board of
Management for fiscal year 2013: H. Neumann
3.7 Resolution on formal approval of the Mgmt For For
actions of the members of the Board of
Management for fiscal year 2013: L.
Oestling
3.8 Resolution on formal approval of the Mgmt For For
actions of the members of the Board of
Management for fiscal year 2013: H.D.
Poetsch
3.9 Resolution on formal approval of the Mgmt For For
actions of the members of the Board of
Management for fiscal year 2013: R. Stadler
4.1 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: F. K. Piech
4.2 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: B. Huber
4.3 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: H.A. Al-Abdulla
4.4 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: K. J. Al-Kuwari
(until April 25, 2013)
4.5 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: A. Al-Sayed
(beginning June 28, 2013)
4.6 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: J. Bode (until
February 19, 2013)
4.7 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: J. Dorn
4.8 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: A. Falkengren
4.9 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: H.-P. Fischer
4.10 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: U. Fritsch
4.11 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: B. Froehlich
4.12 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: O. Lies
(beginning February 19, 2013)
4.13 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: D. McAllister
(until February 19, 2013)
4.14 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: H. Meine
4.15 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: P. Mosch
4.16 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: B. Osterloh
4.17 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: H. M. Piech
4.18 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: U. Piech
4.19 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: F. O. Porsche
4.20 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: W. Porsche
4.21 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: S. Weil
(beginning February 19, 2013)
4.22 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: S. Wolf
4.23 Resolution on formal approval of the Mgmt For For
actions of the members of the Supervisory
Board for fiscal year 2013: T. Zwiebler
5.1 Election of members of the Supervisory Mgmt Against Against
Board: A. Al-Sayed
5.2 Election of members of the Supervisory Mgmt Against Against
Board: H. M. Piech
5.3 Election of members of the Supervisory Mgmt Against Against
Board: F. O. Porsche
6. Resolution on the authorization to issue Mgmt For For
bonds with warrants and/or convertible
bonds, the creation of contingent capital
and the corresponding amendment to the
Articles of Association
7.1.1 Resolution on the approval of intercompany Mgmt For For
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Autostadt GmbH
7.1.2 Resolution on the approval of intercompany Mgmt For For
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: AutoVision GmbH
7.1.3 Resolution on the approval of intercompany Mgmt For For
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: MMI Marketing
Management Institut GmbH
7.1.4 Resolution on the approval of intercompany Mgmt For For
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Truck & Bus GmbH
7.1.5 Resolution on the approval of intercompany Mgmt For For
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Volkswagen Group
Partner Services GmbH
7.1.6 Resolution on the approval of intercompany Mgmt For For
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Volkswagen
Immobilien GmbH
7.1.7 Resolution on the approval of intercompany Mgmt For For
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Volkswagen Sachsen
GmbH
7.1.8 Resolution on the approval of intercompany Mgmt For For
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Volkswagen Zubehoer
GmbH
7.1.9 Resolution on the approval of intercompany Mgmt For For
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: VW Kraftwerk GmbH
7.2.1 Resolution on the approval of intercompany Mgmt For For
agreements: the modification and complete
revision of a profit transfer agreement
between Volkswagen Aktiengesellschaft and
VGRD GmbH, and the addition of an element
of control
8. Election of the auditors and Group auditors Mgmt For For
for fiscal year 2014 as well as of the
auditors to review the condensed
consolidated financial statements and
interim management report for the first six
months of 2014: PricewaterhouseCoopers
Aktiengesellschaft
--------------------------------------------------------------------------------------------------------------------------
VOLVO AB, GOTEBORG Agenda Number: 704996226
--------------------------------------------------------------------------------------------------------------------------
Security: 928856301
Meeting Type: AGM
Meeting Date: 02-Apr-2014
Ticker:
ISIN: SE0000115446
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
1 Opening of the Meeting Non-Voting
2 Election of Chairman of the Meeting: The Non-Voting
Election Committee proposes Sven Unger,
Attorney at law, to be the Chairman of the
Meeting
3 Verification of the voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of minutes-checkers and vote Non-Voting
controllers
6 Determination of whether the Meeting has Non-Voting
been duly convened
7 Presentation of the work of the Board and Non-Voting
Board committees
8 Presentation of the Annual Report and the Non-Voting
Auditors' Report as well as the
Consolidated Accounts and the Auditors'
Report on the Consolidated Accounts. In
connection therewith, speech by the
President
9 Adoption of the Income Statement and Mgmt For For
Balance Sheet and the Consolidated Income
Statement and Consolidated Balance Sheet
10 Resolution in respect of the disposition to Mgmt For For
be made of the Company's profits: The Board
of Directors proposes payment of a dividend
of SEK 3.00 per share. Monday, April 7,
2014, is proposed as the record date to
receive the dividend. If the Annual General
Meeting resolves in accordance with the
proposal, payment of the dividend is
expected to be performed through Euroclear
Sweden AB on Thursday, April 10, 2014
11 Resolution regarding discharge from Mgmt For For
liability of the members of the Board and
of the President
12 Determination of the number of members and Mgmt For For
deputy members of the Board of Directors to
be elected by the Meeting: The Election
Committee proposes nine members and no
deputy members
13 Determination of the remuneration to be Mgmt Against Against
paid to the Board members
14 Determination of the remuneration to be Mgmt For For
paid to the Auditors
15 Election of the Board members and Chairman Mgmt For For
of the Board: Peter Bijur, Ravi Venkatesan
and Ying Yeh will not stand for
re-election. The Election Committee
proposes re-election of Jean-Baptiste
Duzan, Hanne de Mora, Anders Nyren, Olof
Persson, Carl-Henric Svanberg and Lars
Westerberg and new election of Matti
Alahuhta, James W. Griffith and Kathryn V.
Marinello. The Election Committee further
proposes re-election of Carl-Henric
Svanberg as Chairman of the Board
16 Election of Auditors and Deputy Auditors: Mgmt For For
The Election Committee proposes that the
registered firm of auditors
PricewaterhouseCoopers AB is elected as
Auditor for a period of four years - until
the close of the Annual General Meeting
held during the fourth financial year after
the appointment of the auditor
17 Election of members of the Election Mgmt For For
Committee: The Election Committee proposes
that Carl-Olof By, representing AB
Industrivarden, Lars Forberg, representing
Cevian Capital, Yngve Slyngstad,
representing Norges Bank Investment
Management, Hakan Sandberg, representing
Svenska Handelsbanken, SHB Pension Fund,
SHB Employee Fund, SHB Pensionskassa and
Oktogonen, and the Chairman of the Board of
Directors are elected members of the
Election Committee and that no fees are
paid to the members of the Election
Committee
18 Resolution regarding amendment of the Mgmt For For
Instructions for the AB Volvo Election
Committee
19 Resolution on the adoption of a Mgmt For For
Remuneration Policy for senior executives
20.A Resolution on the Board of Directors' Mgmt For For
proposal for a long-term share-based
incentive plan for senior executives
comprising the years 2014-2016 including
resolutions regarding: adoption of a
share-based incentive plan
20.B Resolution on the Board of Directors' Mgmt For For
proposal for a long-term share-based
incentive plan for senior executives
comprising the years 2014-2016 including
resolutions regarding: transfer of treasury
shares to participants in the plan
--------------------------------------------------------------------------------------------------------------------------
WESFARMERS LTD, PERTH WA Agenda Number: 704747142
--------------------------------------------------------------------------------------------------------------------------
Security: Q95870103
Meeting Type: AGM
Meeting Date: 07-Nov-2013
Ticker:
ISIN: AU000000WES1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3, 4 AND 5), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2.a Re-election of Mr A J Howarth Mgmt For For
2.b Re-election of Mr W G Osborn Mgmt For For
2.c Re-election of Ms V M Wallace Mgmt For For
2.d Election of Ms J A Westacott Mgmt For For
3 Adoption of the Remuneration Report Mgmt For For
4 Grant of Performance Rights to the Group Mgmt For For
Managing Director
5 Grant of Performance Rights to the Finance Mgmt For For
Director
6 Return of Capital to Shareholders Mgmt For For
7 Consolidation of Shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WESTFIELD GROUP, SYDNEY NSW Agenda Number: 705161420
--------------------------------------------------------------------------------------------------------------------------
Security: Q97062105
Meeting Type: AGM
Meeting Date: 29-May-2014
Ticker:
ISIN: AU000000WDC7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (as referred in the company
announcement) YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
2 THAT THE COMPANY'S REMUNERATION REPORT FOR Mgmt For For
THE YEAR ENDED 31 DECEMBER 2013 BE APPROVED
3 THAT MR FRANK P. LOWY AC IS RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
4 THAT MR BRIAN M. SCHWARTZ AM IS RE-ELECTED Mgmt For For
AS A DIRECTOR OF THE COMPANY
5 THAT MR STEVEN M. LOWY AM IS RE-ELECTED AS Mgmt For For
A DIRECTOR OF THE COMPANY
6 THAT MS ILANA R. ATLAS IS RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
WESTFIELD GROUP, SYDNEY NSW Agenda Number: 705173336
--------------------------------------------------------------------------------------------------------------------------
Security: Q97062105
Meeting Type: SGM
Meeting Date: 29-May-2014
Ticker:
ISIN: AU000000WDC7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE THE CAPITAL REDUCTION Mgmt For For
2 APPROVE THE CAPITAL CONVERSION RESOLUTION Mgmt For For
3 APPROVE THE WESTFIELD TRUST CONSTITUTION Mgmt For For
AMENDMENTS
4 APPROVE THE WESTFIELD AMERICA TRUST Mgmt For For
CONSTITUTION AMENDMENTS
5 AUTHORIZE THE BOARD TO RATIFY AND EXECUTE Mgmt For For
APPROVED RESOLUTIONS
6 APPROVE THE WESTFIELD HOLDINGS CONSTITUTION Mgmt For For
AMENDMENTS
7 APPROVE THE STAPLING DEED RESOLUTION Mgmt For For
8 APPROVE THE CHANGE OF COMPANY NAME TO Mgmt For For
SCENTRE GROUP LIMITED
CMMT 18 APR 2014: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM EGM TO SGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
WESTFIELD GROUP, SYDNEY NSW Agenda Number: 705230148
--------------------------------------------------------------------------------------------------------------------------
Security: Q97062105
Meeting Type: SCH
Meeting Date: 29-May-2014
Ticker:
ISIN: AU000000WDC7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT, PURSUANT TO, AND IN ACCORDANCE WITH Mgmt For For
SECTION 411 OF THE CORPORATIONS ACT 2001
(CTH), THE SCHEME OF ARRANGEMENT PROPOSED
BETWEEN WESTFIELD HOLDINGS AND THE HOLDERS
OF ITS ORDINARY SHARES AS CONTAINED IN AND
MORE PRECISELY DESCRIBED IN THE
SECURITYHOLDER BOOKLET OF WHICH THE NOTICE
CONVENING THIS MEETING FORMS PART IS
APPROVED (WITH OR WITHOUT MODIFICATION AS
APPROVED BY THE SUPREME COURT OF NEW SOUTH
WALES)
--------------------------------------------------------------------------------------------------------------------------
WOODSIDE PETROLEUM LTD, PERTH WA Agenda Number: 705042719
--------------------------------------------------------------------------------------------------------------------------
Security: 980228100
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: AU000000WPL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
2.a Re-election of Mr Michael Chaney Mgmt For For
2.b Re-election of Mr David McEvoy Mgmt For For
3 Remuneration Report Mgmt For For
4 Non-Executive Directors' Remuneration Mgmt Against Against
5 Amendment to Constitution Mgmt For For
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WOOLWORTHS LTD, BAULKHAM HILLS NSW Agenda Number: 704806388
--------------------------------------------------------------------------------------------------------------------------
Security: Q98418108
Meeting Type: AGM
Meeting Date: 26-Nov-2013
Ticker:
ISIN: AU000000WOW2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4.a, 4.b, 5 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
2.a To re-elect as a Director Ms Carla (Jayne) Mgmt For For
Hrdlicka
2.b To re-elect as a Director Mr Ian John Mgmt For For
Macfarlane
3 Approval of Woolworths Long Term Incentive Mgmt For For
Plan
4.a Long Term Incentive Plan Issues - Mr Grant Mgmt For For
O'Brien
4.b Long Term Incentive Plan Issues - Mr Tom Mgmt For For
Pockett
5 Adoption of Remuneration Report Mgmt For For
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WPP PLC, ST HELIER Agenda Number: 705411611
--------------------------------------------------------------------------------------------------------------------------
Security: G9788D103
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: JE00B8KF9B49
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 329223 DUE TO CHANGE IN SEQUENCE
OF RESOLUTION 6, 7 & 8. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
1 ORDINARY RESOLUTION TO RECEIVE AND APPROVE Mgmt For For
THE AUDITED ACCOUNTS
2 ORDINARY RESOLUTION TO DECLARE A FINAL Mgmt For For
DIVIDEND
3 ORDINARY RESOLUTION TO APPROVE THE Mgmt For For
IMPLEMENTATION REPORT OF THE COMPENSATION
COMMITTEE
4 ORDINARY RESOLUTION TO APPROVE THE Mgmt For For
EXECUTIVE REMUNERATION POLICY
5 ORDINARY RESOLUTION TO APPROVE THE Mgmt For For
SUSTAINABILITY REPORT OF THE DIRECTORS
6 ORDINARY RESOLUTION TO RE-ELECT ROGER Mgmt For For
AGNELLI AS A DIRECTOR
7 ORDINARY RESOLUTION TO RE-ELECT DR JACQUES Mgmt For For
AIGRAIN AS A DIRECTOR
8 ORDINARY RESOLUTION TO RE-ELECT COLIN DAY Mgmt For For
AS A DIRECTOR
9 ORDINARY RESOLUTION TO RE-ELECT PHILIP Mgmt For For
LADER AS A DIRECTOR
10 ORDINARY RESOLUTION TO RE-ELECT RUIGANG LI Mgmt For For
AS A DIRECTOR
11 ORDINARY RESOLUTION TO RE-ELECT MARK READ Mgmt For For
AS A DIRECTOR
12 ORDINARY RESOLUTION TO RE-ELECT PAUL Mgmt For For
RICHARDSON AS A DIRECTOR
13 ORDINARY RESOLUTION TO RE-ELECT JEFFREY Mgmt For For
ROSEN AS A DIRECTOR
14 ORDINARY RESOLUTION TO RE-ELECT HUGO SHONG Mgmt For For
AS A DIRECTOR
15 ORDINARY RESOLUTION TO RE-ELECT TIMOTHY Mgmt For For
SHRIVER AS A DIRECTOR
16 ORDINARY RESOLUTION TO RE-ELECT SIR MARTIN Mgmt For For
SORRELL AS A DIRECTOR
17 ORDINARY RESOLUTION TO RE-ELECT SALLY Mgmt For For
SUSMAN AS A DIRECTOR
18 ORDINARY RESOLUTION TO RE-ELECT SOLOMON Mgmt For For
TRUJILLO AS A DIRECTOR
19 ORDINARY RESOLUTION TO ELECT DR JOHN HOOD Mgmt For For
AS A DIRECTOR
20 ORDINARY RESOLUTION TO ELECT CHARLENE Mgmt For For
BEGLEY AS A DIRECTOR
21 ORDINARY RESOLUTION TO ELECT NICOLE Mgmt For For
SELIGMAN AS A DIRECTOR
22 ORDINARY RESOLUTION TO ELECT DANIELA Mgmt For For
RICCARDI AS A DIRECTOR
23 ORDINARY RESOLUTION TO RE-APPOINT THE Mgmt For For
AUDITORS AND AUTHORISE THE DIRECTORS TO
DETERMINE THEIR REMUNERATION
24 ORDINARY RESOLUTION TO AUTHORISE THE Mgmt For For
DIRECTORS TO ALLOT RELEVANT SECURITIES
25 ORDINARY RESOLUTION TO APPROVE AN INCREASE Mgmt For For
IN THE NON-EXECUTIVE DIRECTORS' FEES TO GBP
3M
26 SPECIAL RESOLUTION TO AUTHORISE THE COMPANY Mgmt For For
TO PURCHASE ITS OWN SHARES
27 SPECIAL RESOLUTION TO AUTHORISE THE Mgmt For For
DISAPPLICATION OF PRE-EMPTION RIGHTS
--------------------------------------------------------------------------------------------------------------------------
YAMATO HOLDINGS CO.,LTD. Agenda Number: 705343236
--------------------------------------------------------------------------------------------------------------------------
Security: J96612114
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3940000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
2 Appoint a Corporate Auditor Mgmt For For
3.1 Appoint a Substitute Corporate Auditor Mgmt For For
3.2 Appoint a Substitute Corporate Auditor Mgmt Against Against
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Gateway Trust
By (Signature) /s/ David L. Giunta
Name David L. Giunta
Title President
Date 08/29/2014