UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-3445
NAME OF REGISTRANT: The Merger Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Westchester Capital Management,
LLC
100 Summit Lake Drive
Valhalla, NY 10595
NAME AND ADDRESS OF AGENT FOR SERVICE: Bruce Rubin
The Merger Fund
100 Summit Lake Drive
Valhalla, NY 10595
REGISTRANT'S TELEPHONE NUMBER: (914)741-5600
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2015 - 06/30/2016
THE MERGER FUND
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AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 934311034
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 28-Jan-2016
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN K. CARTER Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES I. COGUT Mgmt For For
1C. ELECTION OF DIRECTOR: SEIFI GHASEMI Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID H.Y. HO Mgmt For For
1E. ELECTION OF DIRECTOR: MARGARET G. MCGLYNN Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE OFFICER Mgmt For For
COMPENSATION. TO APPROVE THE COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
3. APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS. RATIFICATION OF
APPOINTMENT OF KPMG LLP, AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2016.
4. APPROVAL OF ANNUAL INCENTIVE PLAN TERMS. TO Mgmt For For
APPROVE ANNUAL INCENTIVE PLAN TERMS TO
ALLOW CONTINUED TAX DEDUCTIBILITY.
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AIRGAS, INC. Agenda Number: 934324384
--------------------------------------------------------------------------------------------------------------------------
Security: 009363102
Meeting Type: Special
Meeting Date: 23-Feb-2016
Ticker: ARG
ISIN: US0093631028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER (AS IT MAY BE AMENDED FROM TIME
TO TIME, "THE MERGER AGREEMENT"), DATED AS
OF NOVEMBER 17, 2015, BY AND AMONG AIRGAS,
INC., A CORPORATION ORGANIZED UNDER THE
LAWS OF DELAWARE (THE "COMPANY"), L'AIR
LIQUIDE, S.A., A SOCIETE ANONYME ORGANIZED
... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
2. A PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, SPECIFIED COMPENSATION
THAT MAY BE PAID OR BECOME PAYABLE TO THE
COMPANY'S PRINCIPAL EXECUTIVE OFFICERS,
PRINCIPAL FINANCIAL OFFICER AND THREE MOST
HIGHLY COMPENSATED EXECUTIVE OFFICERS OTHER
THAN THE PRINCIPAL EXECUTIVE OFFICERS AND
PRINCIPAL FINANCIAL OFFICER IN CONNECTION
WITH THE MERGER.
3. A PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT.
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ALCOA INC. Agenda Number: 934350226
--------------------------------------------------------------------------------------------------------------------------
Security: 013817101
Meeting Type: Annual
Meeting Date: 06-May-2016
Ticker: AA
ISIN: US0138171014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ARTHUR D. COLLINS Mgmt For For
1.2 ELECTION OF DIRECTOR: SEAN O. MAHONEY Mgmt For For
1.3 ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1.4 ELECTION OF DIRECTOR: E. STANLEY O'NEAL Mgmt For For
1.5 ELECTION OF DIRECTOR: CAROL L. ROBERTS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF 2013 ALCOA STOCK INCENTIVE Mgmt For For
PLAN, AS AMENDED AND RESTATED, INCLUDING
APPROVAL OF MATERIAL TERMS UNDER CODE
SECTION 162(M).
5. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE ALCOA INC.
162(M) COMPLIANT ANNUAL CASH INCENTIVE
PLAN, AS AMENDED AND RESTATED
6. SHAREHOLDER PROPOSAL (INDEPENDENT BOARD Shr Against For
CHAIRMAN)
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ALLERGAN PLC Agenda Number: 934354565
--------------------------------------------------------------------------------------------------------------------------
Security: G0177J108
Meeting Type: Annual
Meeting Date: 05-May-2016
Ticker: AGN
ISIN: IE00BY9D5467
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NESLI BASGOZ, M.D. Mgmt For For
PAUL M. BISARO Mgmt For For
JAMES H. BLOEM Mgmt For For
CHRISTOPHER W. BODINE Mgmt For For
CHRISTOPHER J. COUGHLIN Mgmt For For
MICHAEL R. GALLAGHER Mgmt For For
CATHERINE M. KLEMA Mgmt For For
PETER J. MCDONNELL, M.D Mgmt For For
PATRICK J. O'SULLIVAN Mgmt For For
BRENTON L. SAUNDERS Mgmt For For
RONALD R. TAYLOR Mgmt For For
FRED G. WEISS Mgmt For For
2. TO APPROVE, IN A NON-BINDING VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
3. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS THE COMPANY'S INDEPENDENT AUDITOR FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2016
AND TO AUTHORIZE, IN A BINDING VOTE, THE
BOARD OF DIRECTORS, ACTING THROUGH THE
AUDIT AND COMPLIANCE COMMITTEE, TO
DETERMINE PRICEWATERHOUSECOOPERS LLP'S
REMUNERATION
4A. TO APPROVE THE AMENDMENT OF THE COMPANY'S: Mgmt For For
MEMORANDUM OF ASSOCIATION TO MAKE CERTAIN
ADMINISTRATIVE AMENDMENTS
4B. TO APPROVE THE AMENDMENT OF THE COMPANY'S: Mgmt For For
ARTICLES OF ASSOCIATION TO MAKE CERTAIN
ADMINISTRATIVE AMENDMENTS
5A. TO APPROVE THE AMENDMENT OF THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION IN ORDER TO:
PROVIDE FOR A PLURALITY VOTING STANDARD IN
THE EVENT OF A CONTESTED ELECTION
5B. TO APPROVE THE AMENDMENT OF THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION IN ORDER TO: GRANT
THE BOARD OF DIRECTORS SOLE AUTHORITY TO
DETERMINE ITS SIZE
6. TO APPROVE THE REDUCTION OF COMPANY CAPITAL Mgmt For For
7. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING AN ANNUAL REPORT ON LOBBYING
ACTIVITIES, IF PROPERLY PRESENTED AT THE
MEETING
8. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING AN INDEPENDENT BOARD CHAIRMAN, IF
PROPERLY PRESENTED AT THE MEETING
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ALTERA CORPORATION Agenda Number: 934273133
--------------------------------------------------------------------------------------------------------------------------
Security: 021441100
Meeting Type: Special
Meeting Date: 06-Oct-2015
Ticker: ALTR
ISIN: US0214411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MAY 31, 2015, BY AND AMONG
INTEL CORPORATION, 615 CORPORATION AND
ALTERA CORPORATION, AS IT MAY BE AMENDED
FROM TIME TO TIME.
2. TO APPROVE ANY PROPOSAL TO ADJOURN THE Mgmt For For
SPECIAL MEETING TO A LATER DATE OR DATES IF
NECESSARY OR APPROPRIATE TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
3. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt For For
COMPENSATION THAT WILL OR MAY BECOME
PAYABLE BY ALTERA CORPORATION TO ITS NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER CONTEMPLATED BY THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 934356735
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 11-May-2016
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1B. ELECTION OF DIRECTOR: PETER R. FISHER Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1D. ELECTION OF DIRECTOR: PETER D. HANCOCK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1K. ELECTION OF DIRECTOR: LINDA A. MILLS Mgmt For For
1L. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN A. PAULSON Mgmt For For
1N. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1O. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1P. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
3. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 934356343
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 10-May-2016
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY R. CHASE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH W. GORDER Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1H. ELECTION OF DIRECTOR: SEAN GOURLEY Mgmt For For
1I. ELECTION OF DIRECTOR: MARK C. MCKINLEY Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For
1K. ELECTION OF DIRECTOR: R. A. WALKER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR.
3. APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
ANADARKO PETROLEUM CORPORATION 2012 OMNIBUS
INCENTIVE COMPENSATION PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
5. STOCKHOLDER PROPOSAL - REPORT ON CARBON Shr Against For
RISK.
--------------------------------------------------------------------------------------------------------------------------
ANN INC. Agenda Number: 934263675
--------------------------------------------------------------------------------------------------------------------------
Security: 035623107
Meeting Type: Special
Meeting Date: 19-Aug-2015
Ticker: ANN
ISIN: US0356231078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF MAY 17, 2015, BY AND
AMONG ANN INC., ASCENA RETAIL GROUP, INC.
AND AVIAN ACQUISITION CORP. (THE "MERGER
AGREEMENT").
2. PROPOSAL TO APPROVE, BY ADVISORY Mgmt For For
(NON-BINDING) VOTE, CERTAIN COMPENSATION
ARRANGEMENTS FOR ANN'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER
CONTEMPLATED BY THE MERGER AGREEMENT.
3. PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
ATMEL CORPORATION Agenda Number: 934332761
--------------------------------------------------------------------------------------------------------------------------
Security: 049513104
Meeting Type: Special
Meeting Date: 01-Apr-2016
Ticker: ATML
ISIN: US0495131049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JANUARY 19, 2016, AMONG
ATMEL CORPORATION, MICROCHIP TECHNOLOGY
INCORPORATED AND HERO ACQUISITION
CORPORATION.
2. THE APPROVAL, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, OF THE COMPENSATION PAYMENTS THAT
WILL OR MAY BE MADE TO ATMEL'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
3. THE ADJOURNMENT OF THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
BAXALTA INCORPORATED Agenda Number: 934402986
--------------------------------------------------------------------------------------------------------------------------
Security: 07177M103
Meeting Type: Special
Meeting Date: 27-May-2016
Ticker: BXLT
ISIN: US07177M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE MERGER AGREEMENT. PROPOSAL Mgmt For For
TO ADOPT THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF JANUARY 11, 2016, BY AND AMONG
BAXALTA INCORPORATED, SHIRE PLC AND
BEARTRACKS, INC.
2. ADVISORY VOTE ON MERGER-RELATED Mgmt For For
COMPENSATION FOR BAXALTA'S NAMED EXECUTIVE
OFFICERS. PROPOSAL TO APPROVE, ON A
NON-BINDING ADVISORY BASIS, COMPENSATION
THAT MAY BE PAID OR BECOME PAYABLE TO
BAXALTA'S NAMED EXECUTIVE OFFICERS THAT IS
BASED ON OR OTHERWISE RELATES TO THE
MERGER.
3. ADJOURNMENT OF THE SPECIAL MEETING OF Mgmt For For
BAXALTA. PROPOSAL TO APPROVE ANY MOTION TO
ADJOURN THE SPECIAL MEETING, OR ANY
ADJOURNMENTS THEREOF, TO ANOTHER TIME OR
PLACE, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
BG GROUP PLC Agenda Number: 934319434
--------------------------------------------------------------------------------------------------------------------------
Security: 055434203
Meeting Type: Special
Meeting Date: 28-Jan-2016
Ticker: BRGYY
ISIN: US0554342032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1. TO APPROVE THE SCHEME. Mgmt For For
S1. TO GIVE EFFECT TO THE SCHEME, INCLUDING THE Mgmt For For
AMENDMENTS TO BG'S ARTICLES OF ASSOCIATION.
--------------------------------------------------------------------------------------------------------------------------
BIOMED REALTY TRUST, INC. Agenda Number: 934312884
--------------------------------------------------------------------------------------------------------------------------
Security: 09063H107
Meeting Type: Special
Meeting Date: 21-Jan-2016
Ticker: BMR
ISIN: US09063H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE MERGER OF BIOMED REALTY Mgmt For For
TRUST, INC. WITH AND INTO BRE EDISON L.P.
AND THE OTHER TRANSACTIONS CONTEMPLATED BY
THAT CERTAIN AGREEMENT AND PLAN OF MERGER,
DATED AS OF OCTOBER 7, 2015 (AS MAY BE
AMENDED FROM TIME TO TIME, THE " MERGER
AGREEMENT"), BY AND AMONG BIOMED REALTY
TRUST, INC., ... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO OUR NAMED EXECUTIVE
OFFICERS THAT IS BASED ON OR OTHERWISE
RELATES TO THE MERGER.
3. TO APPROVE ANY ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING FOR THE PURPOSE OF SOLICITING
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE SPECIAL MEETING TO
APPROVE THE MERGER AND THE OTHER
TRANSACTIONS CONTEMPLATED BY THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK LIQUIDITY FUNDS Agenda Number: 934316135
--------------------------------------------------------------------------------------------------------------------------
Security: 09248U619
Meeting Type: Special
Meeting Date: 07-Mar-2016
Ticker: TMPXX
ISIN: US09248U6192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID O. BEIM Mgmt For For
SUSAN J. CARTER Mgmt For For
COLLETTE CHILTON Mgmt For For
NEIL A. COTTY Mgmt For For
MATINA S. HORNER Mgmt For For
RODNEY D. JOHNSON Mgmt For For
CYNTHIA A. MONTGOMERY Mgmt For For
JOSEPH P. PLATT Mgmt For For
ROBERT C. ROBB, JR. Mgmt For For
MARK STALNECKER Mgmt For For
KENNETH L. URISH Mgmt For For
CLAIRE A. WALTON Mgmt For For
FREDERICK W. WINTER Mgmt For For
BARBARA G. NOVICK Mgmt For For
JOHN M. PERLOWSKI Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 934285328
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Special
Meeting Date: 10-Nov-2015
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE MERGER OF EACH OF BROADCOM Mgmt For For
CS MERGER SUB, INC. AND BROADCOM UT MERGER
SUB, INC. WITH AND INTO THE COMPANY, WITH
THE COMPANY CONTINUING AS THE SURVIVING
CORPORATION OF EACH SUCH MERGER (SUCH
MERGERS, THE "BROADCOM MERGER"), THE
AGREEMENT AND PLAN OF MERGER (AS IT MAY BE
AMENDED FROM TIME TO TIME, THE "MERGER
AGREEMENT"), DATED AS OF MAY 28, 2015, BY
AND AMONG PAVONIA LIMITED, AVAGO
TECHNOLOGIES LIMITED, SAFARI CAYMAN L.P.,
AVAGO TECHNOLOGIES CAYMAN HOLDINGS LTD.,
AVAGO .. (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL).
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE PROPOSAL 1.
3. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt For For
COMPENSATION THAT WILL OR MAY BE PAID OR
BECOME PAYABLE BY THE COMPANY TO ITS NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
BROADCOM MERGER.
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BROADCOM LIMITED Agenda Number: 934330248
--------------------------------------------------------------------------------------------------------------------------
Security: Y09827109
Meeting Type: Annual
Meeting Date: 06-Apr-2016
Ticker: AVGO
ISIN: SG9999014823
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MR. HOCK E. TAN Mgmt For For
1B. ELECTION OF DIRECTOR: MR. JAMES V. DILLER Mgmt For For
1C. ELECTION OF DIRECTOR: MR. LEWIS C. Mgmt For For
EGGEBRECHT
1D. ELECTION OF DIRECTOR: MR. KENNETH Y. HAO Mgmt For For
1E. ELECTION OF DIRECTOR: MR. EDDY W. Mgmt For For
HARTENSTEIN
1F. ELECTION OF DIRECTOR: MS. JUSTINE F. LIEN Mgmt For For
1G. ELECTION OF DIRECTOR: MR. DONALD MACLEOD Mgmt For For
1H. ELECTION OF DIRECTOR: MR. PETER J. MARKS Mgmt For For
1I. ELECTION OF DIRECTOR: DR. HENRY S. SAMUELI Mgmt For For
1J. ELECTION OF DIRECTOR: MR. LUCIEN Y.K. WONG Mgmt For For
2. TO APPROVE THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BROADCOM'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND INDEPENDENT SINGAPORE AUDITOR FOR
THE FISCAL YEAR ENDING OCTOBER 30, 2016 AND
TO AUTHORIZE THE AUDIT COMMITTEE TO FIX ITS
REMUNERATION, AS SET FORTH IN BROADCOM'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2016 ANNUAL GENERAL MEETING.
3. TO APPROVE THE GENERAL AUTHORIZATION FOR Mgmt For For
THE DIRECTORS OF BROADCOM TO ALLOT AND
ISSUE SHARES IN ITS CAPITAL, AS SET FORTH
IN BROADCOM'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2016 ANNUAL
GENERAL MEETING.
4. TO APPROVE THE CASH COMPENSATION FOR Mgmt For For
BROADCOM'S NON-EMPLOYEE DIRECTORS FOR
SERVICES RENDERED BY THEM THROUGH THE DATE
OF BROADCOM'S 2017 ANNUAL GENERAL MEETING
OF SHAREHOLDERS AND FOR EACH APPROXIMATELY
12-MONTH PERIOD THEREAFTER, AS SET FORTH IN
BROADCOM'S NOTICE OF, AND PROXY STATEMENT
RELATING TO, ITS 2016 ANNUAL GENERAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION Agenda Number: 934304318
--------------------------------------------------------------------------------------------------------------------------
Security: 13342B105
Meeting Type: Special
Meeting Date: 17-Dec-2015
Ticker: CAM
ISIN: US13342B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF AUGUST 25, 2015, AMONG
SCHLUMBERGER HOLDINGS CORPORATION, AN
INDIRECT WHOLLY-OWNED SUBSIDIARY OF
SCHLUMBERGER LIMITED, RAIN MERGER SUB LLC,
A DIRECT WHOLLY-OWNED SUBSIDIARY OF
SCHLUMBERGER HOLDINGS CORP., SCHLUMBERGER
LIMITED AND CAMERON INTERNATIONAL
CORPORATION, AS SUCH AGREEMENT MAY BE
AMENDED FROM TIME TO TIME.
2. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt For For
THE COMPENSATION THAT MAY BECOME PAYABLE TO
CAMERON INTERNATIONAL CORPORATION'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING OF STOCKHOLDERS, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT AT THE TIME OF
THE SPECIAL MEETING OF STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
CATAMARAN CORPORATION Agenda Number: 934250553
--------------------------------------------------------------------------------------------------------------------------
Security: 148887102
Meeting Type: Special
Meeting Date: 14-Jul-2015
Ticker: CTRX
ISIN: CA1488871023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
APPROVE THE SPECIAL RESOLUTION SET FORTH IN
THE PROXY CIRCULAR AND PROXY STATEMENT (THE
"ARRANGEMENT RESOLUTION") APPROVING AN
ARRANGEMENT UNDER SECTION 195 OF THE
BUSINESS CORPORATIONS ACT (YUKON) (THE
"ARRANGEMENT"), CONTEMPLATED BY THE
ARRANGEMENT AGREEMENT, DATED AS OF MARCH
29, 2015, BY AND AMONG CATAMARAN
CORPORATION ("CATAMARAN"), UNITEDHEALTH
GROUP INCORPORATED, A CORPORATION
INCORPORATED UNDER THE LAWS OF THE STATE OF
MINNESOTA, USA ...(DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL).
2. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
APPROVE, ON A NON-BINDING, ADVISORY BASIS,
CERTAIN COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO CATAMARAN'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE ARRANGEMENT.
3. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
ADJOURN THE SPECIAL MEETING TO ANOTHER
PLACE, DATE OR TIME IF NECESSARY OR
APPROPRIATE, TO THE EXTENT PERMITTED BY THE
ARRANGEMENT AGREEMENT, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL
TO APPROVE THE ARRANGEMENT RESOLUTION IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE THE
ARRANGEMENT RESOLUTION.
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 934297044
--------------------------------------------------------------------------------------------------------------------------
Security: 125509109
Meeting Type: Special
Meeting Date: 03-Dec-2015
Ticker: CI
ISIN: US1255091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JULY 23, 2015 (AS IT
MAY BE AMENDED FROM TIME TO TIME, THE
"MERGER AGREEMENT"), AMONG ANTHEM, INC., AN
INDIANA CORPORATION ("ANTHEM"), ANTHEM
MERGER SUB CORP., A DELAWARE CORPORATION
("MERGER SUB"), AND CIGNA CORPORATION, A
DELAWARE CORPORATION ("CIGNA").
2. APPROVAL ON AN ADVISORY (NON-BINDING) BASIS Mgmt For For
OF THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO CIGNA'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE COMPLETION
OF THE MERGER.
3. ADJOURNMENT OF THE CIGNA SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA PIPELINE GROUP, INC. Agenda Number: 934435000
--------------------------------------------------------------------------------------------------------------------------
Security: 198280109
Meeting Type: Special
Meeting Date: 22-Jun-2016
Ticker: CPGX
ISIN: US1982801094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt Abstain Against
MERGER, DATED MARCH 17, 2016, BY AND AMONG
TRANSCANADA PIPELINES LIMITED, TRANSCANADA
PIPELINE USA LTD., TAURUS MERGER SUB INC.,
COLUMBIA PIPELINE GROUP, INC. ("CPG") AND,
SOLELY FOR PURPOSES OF SECTION 3.02,
SECTION 5.02, SECTION 5.09 AND ARTICLE
VIII, TRANSCANADA CORPORATION.
2. PROPOSAL TO APPROVE, BY NON-BINDING, Mgmt Abstain Against
ADVISORY VOTE, CERTAIN COMPENSATION
ARRANGEMENTS FOR CPG'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER,
WHICH ARE DISCLOSED IN THE SECTION ENTITLED
"ADVISORY VOTE ON MERGER-RELATED
COMPENSATION FOR CPG'S NAMED EXECUTIVE
OFFICERS" OF THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION Agenda Number: 934254424
--------------------------------------------------------------------------------------------------------------------------
Security: 205363104
Meeting Type: Annual
Meeting Date: 14-Aug-2015
Ticker: CSC
ISIN: US2053631048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID J. BARRAM Mgmt For For
1B. ELECTION OF DIRECTOR: ERIK BRYNJOLFSSON Mgmt For For
1C. ELECTION OF DIRECTOR: RODNEY F. CHASE Mgmt For For
1D. ELECTION OF DIRECTOR: BRUCE B. CHURCHILL Mgmt For For
1E. ELECTION OF DIRECTOR: MARK FOSTER Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY KILLEFER Mgmt For For
1G. ELECTION OF DIRECTOR: SACHIN LAWANDE Mgmt For For
1H. ELECTION OF DIRECTOR: J. MICHAEL LAWRIE Mgmt For For
1I. ELECTION OF DIRECTOR: BRIAN P. MACDONALD Mgmt For For
1J. ELECTION OF DIRECTOR: SEAN O'KEEFE Mgmt For For
2. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
--------------------------------------------------------------------------------------------------------------------------
CYTEC INDUSTRIES INC. Agenda Number: 934293870
--------------------------------------------------------------------------------------------------------------------------
Security: 232820100
Meeting Type: Special
Meeting Date: 24-Nov-2015
Ticker: CYT
ISIN: US2328201007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JULY 28, 2015, AS IT MAY BE
AMENDED FROM TIME TO TIME, AMONG CYTEC
INDUSTRIES INC., A DELAWARE CORPORATION,
SOLVAY SA, A PUBLIC LIMITED COMPANY
ORGANIZED UNDER THE LAWS OF BELGIUM, AND
TULIP ACQUISITION INC., A DELAWARE
CORPORATION AND WHOLLY OWNED SUBSIDIARY OF
SOLVAY SA.
2. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt For For
CERTAIN COMPENSATION ARRANGEMENTS FOR THE
COMPANY'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
3. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT OR IF A QUORUM
IS NOT PRESENT AT THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
DISH NETWORK CORPORATION Agenda Number: 934279844
--------------------------------------------------------------------------------------------------------------------------
Security: 25470M109
Meeting Type: Annual
Meeting Date: 03-Nov-2015
Ticker: DISH
ISIN: US25470M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE R. BROKAW Mgmt For For
JAMES DEFRANCO Mgmt For For
CANTEY M. ERGEN Mgmt For For
CHARLES W. ERGEN Mgmt For For
STEVEN R. GOODBARN Mgmt For For
CHARLES M. LILLIS Mgmt For For
AFSHIN MOHEBBI Mgmt For For
DAVID K. MOSKOWITZ Mgmt For For
TOM A. ORTOLF Mgmt For For
CARL E. VOGEL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015.
3. TO AMEND OUR AMENDED AND RESTATED ARTICLES Mgmt For For
OF INCORPORATION TO DESIGNATE AN EXCLUSIVE
FORUM FOR CERTAIN LEGAL ACTIONS.
--------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 934345833
--------------------------------------------------------------------------------------------------------------------------
Security: 263534109
Meeting Type: Annual
Meeting Date: 27-Apr-2016
Ticker: DD
ISIN: US2635341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD D. BREEN Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1E. ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES L. GALLOGLY Mgmt For For
1G. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1H. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1I. ELECTION OF DIRECTOR: ULF M. SCHNEIDER Mgmt For For
1J. ELECTION OF DIRECTOR: LEE M. THOMAS Mgmt For For
1K. ELECTION OF DIRECTOR: PATRICK J. WARD Mgmt For For
2. TO APPROVE AN AMENDMENT TO, AND PERFORMANCE Mgmt For For
GOALS UNDER, THE E. I. DU PONT DE NEMOURS
AND COMPANY EQUITY AND INCENTIVE PLAN
3. ON RATIFICATION OF INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM
4. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION
5. ON EMPLOYEE BOARD ADVISORY POSITION Shr Against For
6. ON SUPPLY CHAIN DEFORESTATION IMPACT Shr Against For
7. ON ACCIDENT RISK REDUCTION REPORT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 934354630
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 12-May-2016
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DONALD J. CARTY Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1H. ELECTION OF DIRECTOR: LAURA J. SEN Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2016, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EQUITY COMMONWEALTH Agenda Number: 934404500
--------------------------------------------------------------------------------------------------------------------------
Security: 294628102
Meeting Type: Annual
Meeting Date: 15-Jun-2016
Ticker: EQC
ISIN: US2946281027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SAM ZELL Mgmt For For
JAMES S. CORL Mgmt For For
MARTIN L. EDELMAN Mgmt For For
EDWARD A. GLICKMAN Mgmt For For
DAVID HELFAND Mgmt For For
PETER LINNEMAN Mgmt For For
JAMES L. LOZIER, JR. Mgmt For For
MARY JANE ROBERTSON Mgmt For For
KENNETH SHEA Mgmt For For
GERALD A. SPECTOR Mgmt For For
JAMES A. STAR Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
EXCEL TRUST INC. Agenda Number: 934247253
--------------------------------------------------------------------------------------------------------------------------
Security: 30068C109
Meeting Type: Special
Meeting Date: 28-Jul-2015
Ticker: EXL
ISIN: US30068C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE MERGER OF EXCEL TRUST, INC. Mgmt For For
WITH AND INTO BRE RETAIL CENTERS CORP, AND
THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF APRIL 9, 2015 AND AS MAY BE AMENDED FROM
TIME TO TIME, AMONG EXCEL TRUST, INC., BRE
RETAIL CENTERS HOLDINGS LP, BRE RETAIL
CENTERS CORP, BRE RETAIL CENTERS LP AND
EXCEL TRUST, L.P.
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO OUR NAMED EXECUTIVE
OFFICERS THAT IS BASED ON OR OTHERWISE
RELATES TO THE MERGER.
3. TO APPROVE ANY ADJOURNMENTS OF THE SPECIAL Mgmt For For
MEETING FOR THE PURPOSE OF SOLICITING
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE SPECIAL MEETING TO
APPROVE THE MERGER AND THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
EZCHIP SEMICONDUCTOR LTD. Agenda Number: 934316185
--------------------------------------------------------------------------------------------------------------------------
Security: M4146Y108
Meeting Type: Special
Meeting Date: 19-Jan-2016
Ticker: EZCH
ISIN: IL0010825441
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. (A) THE APPROVAL OF (I) THE AGREEMENT OF Mgmt For For
MERGER DATED AS OF SEPTEMBER 30, 2015 BY
AND AMONG THE COMPANY, MELLANOX
TECHNOLOGIES, LTD., AN ISRAELI COMPANY
("PARENT"), AND MONDIAL EUROPE SUB LTD., AN
ISRAELI COMPANY AND A WHOLLY-OWNED
SUBSIDIARY OF PARENT ("MERGER SUB") AS
AMENDED BY AMENDMENT NO .. (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
2. BY FILLING OUT AND RETURNING THIS PROXY Mgmt Take No Action
CARD AND MARKING YES, THE UNDERSIGNED
CONFIRMS THAT HE, SHE OR IT IS NOT MERGER
SUB AND IS NOT A DIRECT OR INDIRECT HOLDER
OF 25% OR MORE OF THE VOTING POWER OF
MELLANOX TECHNOLOGIES LTD. OR MERGER SUB
(I.E., A SHAREHOLDER REFERENCED IN SECTION
320(C) OF THE COMPANIES LAW) MARK "FOR" =
YES OR "AGAINST" = NO.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY INSTL CASH PORTFOLIOS Agenda Number: 934286421
--------------------------------------------------------------------------------------------------------------------------
Security: 316175108
Meeting Type: Special
Meeting Date: 12-Feb-2016
Ticker: FIGXX
ISIN: US3161751082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELIZABETH S. ACTON Mgmt For For
JOHN ENGLER Mgmt For For
ALBERT R. GAMPER, JR. Mgmt For For
ROBERT F. GARTLAND Mgmt For For
ABIGAIL P. JOHNSON Mgmt For For
ARTHUR E. JOHNSON Mgmt For For
MICHAEL E. KENNEALLY Mgmt For For
JAMES H. KEYES Mgmt For For
MARIE L. KNOWLES Mgmt For For
GEOFFREY A. VON KUHN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIRST NIAGARA FINANCIAL GROUP, INC. Agenda Number: 934327431
--------------------------------------------------------------------------------------------------------------------------
Security: 33582V108
Meeting Type: Special
Meeting Date: 23-Mar-2016
Ticker: FNFG
ISIN: US33582V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF OCTOBER 30, 2015, BY AND
BETWEEN KEYCORP AND FIRST NIAGARA (THE
"MERGER PROPOSAL").
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION TO BE PAID TO FIRST
NIAGARA'S NAMED EXECUTIVE OFFICERS THAT IS
BASED ON OR OTHERWISE RELATES TO THE
MERGER.
3. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
FIRST NIAGARA SPECIAL MEETING, IF NECESSARY
OR APPROPRIATE TO PERMIT FURTHER
SOLICITATION OF PROXIES IN FAVOR OF THE
MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
FIRSTMERIT CORPORATION Agenda Number: 934419703
--------------------------------------------------------------------------------------------------------------------------
Security: 337915102
Meeting Type: Special
Meeting Date: 13-Jun-2016
Ticker: FMER
ISIN: US3379151026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JANUARY 25, 2016, BY AND AMONG
FIRSTMERIT, HUNTINGTON BANCSHARES
INCORPORATED AND WEST SUBSIDIARY
CORPORATION, AS SUCH AGREEMENT MAY BE
AMENDED FROM TIME TO TIME (THE "FIRSTMERIT
MERGER PROPOSAL").
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION THAT CERTAIN
EXECUTIVE OFFICERS OF FIRSTMERIT MAY
RECEIVE IN CONNECTION WITH THE MERGER
PURSUANT TO EXISTING AGREEMENTS OR
ARRANGEMENTS WITH FIRSTMERIT.
3. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF THE FIRSTMERIT MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 934341532
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 27-Apr-2016
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN Mgmt For For
A2 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A3 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A12 ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
A13 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A14 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
A15 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF KPMG AS INDEPENDENT AUDITOR Mgmt For For
FOR 2016
C1 LOBBYING REPORT Shr Against For
C2 INDEPENDENT CHAIR Shr Against For
C3 HOLY LAND PRINCIPLES Shr Against For
C4 CUMULATIVE VOTING Shr Against For
C5 PERFORMANCE-BASED OPTIONS Shr Against For
C6 HUMAN RIGHTS REPORT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934404257
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 07-Jun-2016
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSEPH J. ASHTON Mgmt For For
1B. ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1C. ELECTION OF DIRECTOR: LINDA R. GOODEN Mgmt For For
1D. ELECTION OF DIRECTOR: JOSEPH JIMENEZ Mgmt For For
1E. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For
1F. ELECTION OF DIRECTOR: JANE L. MENDILLO Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1K. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1L. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
3. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2016
4. IMPLEMENTATION OF HOLY LAND PRINCIPLES FOR Shr Against For
EMPLOYMENT IN PALESTINE-ISRAEL
--------------------------------------------------------------------------------------------------------------------------
HCC INSURANCE HOLDINGS, INC. Agenda Number: 934272600
--------------------------------------------------------------------------------------------------------------------------
Security: 404132102
Meeting Type: Special
Meeting Date: 18-Sep-2015
Ticker: HCC
ISIN: US4041321021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JUNE 10, 2015, BY AND AMONG HCC
INSURANCE HOLDINGS, INC. (THE "COMPANY"),
TOKIO MARINE HOLDINGS, INC. ("TOKIO
MARINE") AND TMGC INVESTMENT (DELAWARE)
INC., AN INDIRECT WHOLLY OWNED SUBSIDIARY
OF TOKIO MARINE ("MERGER SUB"), AND APPROVE
THE MERGER OF MERGER SUB WITH AND INTO THE
COMPANY.
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING OF STOCKHOLDERS (THE "SPECIAL
MEETING OF STOCKHOLDERS"), IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT AND
APPROVE THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
HEALTH NET, INC. Agenda Number: 934283716
--------------------------------------------------------------------------------------------------------------------------
Security: 42222G108
Meeting Type: Special
Meeting Date: 23-Oct-2015
Ticker: HNT
ISIN: US42222G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JULY 2, 2015, BY AND AMONG
CENTENE CORPORATION, CHOPIN MERGER SUB I,
INC., CHOPIN MERGER SUB II, INC. AND HEALTH
NET, INC. ("HEALTH NET"), AS AMENDED FROM
TIME TO TIME (THE "MERGER AGREEMENT").
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO HEALTH NET'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATED TO THE MERGER
CONTEMPLATED BY THE MERGER AGREEMENT.
3. TO APPROVE THE ADJOURNMENT FROM TIME TO Mgmt For For
TIME OF THE SPECIAL MEETING TO A LATER DATE
OR DATES, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN THE EVENT
THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING OR ANY ADJOURNMENT
OR POSTPONEMENT THEREOF TO APPROVE PROPOSAL
1 ABOVE.
--------------------------------------------------------------------------------------------------------------------------
HEARTLAND PAYMENT SYSTEMS, INC. Agenda Number: 934365671
--------------------------------------------------------------------------------------------------------------------------
Security: 42235N108
Meeting Type: Special
Meeting Date: 21-Apr-2016
Ticker: HPY
ISIN: US42235N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF DECEMBER
15, 2015, BY AND AMONG HEARTLAND PAYMENT
SYSTEMS, INC., GLOBAL PAYMENTS INC., DATA
MERGER SUB ONE, INC., AND DATA MERGER SUB
TWO, LLC.
2. PROPOSAL TO APPROVE, BY ADVISORY Mgmt For For
(NON-BINDING) VOTE, CERTAIN COMPENSATION
ARRANGEMENTS FOR HEARTLAND'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGERS.
3. PROPOSAL FOR ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS, INC. Agenda Number: 934274072
--------------------------------------------------------------------------------------------------------------------------
Security: 42805T105
Meeting Type: Annual
Meeting Date: 15-Oct-2015
Ticker: HTZ
ISIN: US42805T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CARL T. BERQUIST Mgmt For For
1B. ELECTION OF DIRECTOR: HENRY R. KEIZER Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL F. KOEHLER Mgmt For For
1D. ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN P. TAGUE Mgmt For For
2. APPROVAL, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS'
COMPENSATION.
3. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE OBJECTIVES UNDER THE COMPANY'S
2008 OMNIBUS PLAN.
4. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2015.
5. SHAREHOLDER PROPOSAL ON A POLICY REGARDING Shr Against For
ACCELERATED VESTING OF EQUITY AWARDS OF
SENIOR EXECUTIVES UPON A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS, INC. Agenda Number: 934367942
--------------------------------------------------------------------------------------------------------------------------
Security: 42805T105
Meeting Type: Annual
Meeting Date: 18-May-2016
Ticker: HTZ
ISIN: US42805T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLYN N. EVERSON Mgmt For For
1B. ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER Mgmt For For
1C. ELECTION OF DIRECTOR: DANIEL A. NINIVAGGI Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID A. BARNES Mgmt For For
1E. ELECTION OF DIRECTOR: CARL T. BERQUIST Mgmt For For
1F. ELECTION OF DIRECTOR: HENRY R. KEIZER Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN P. TAGUE Mgmt For For
2. APPROVAL, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS'
COMPENSATION.
3. APPROVAL OF A POTENTIAL AMENDMENT TO OUR Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO EFFECT A REVERSE STOCK
SPLIT AND AUTHORIZE OUR BOARD OF DIRECTORS
TO SELECT THE RATIO OF THE REVERSE STOCK
SPLIT AS SET FORTH IN THE AMENDMENT.
4. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2016.
--------------------------------------------------------------------------------------------------------------------------
HOME PROPERTIES, INC. Agenda Number: 934276014
--------------------------------------------------------------------------------------------------------------------------
Security: 437306103
Meeting Type: Special
Meeting Date: 01-Oct-2015
Ticker: HME
ISIN: US4373061039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE MERGER OF HOME PROPERTIES, Mgmt For For
INC. WITH AND INTO LSREF4 LIGHTHOUSE
CORPORATE ACQUISITIONS, LLC, AN AFFILIATE
OF LONE STAR FUNDS (THE "REIT MERGER"), AND
THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF JUNE 22, 2015 AND AS MAY BE AMENDED FROM
TIME TO TIME, AMONG HOME PROPERTIES, INC.,
HOME PROPERTIES, ...(DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL).
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION THAT MAY BECOME
PAYABLE TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE REIT
MERGER.
3. TO APPROVE ANY ADJOURNMENTS OF THE SPECIAL Mgmt For For
MEETING FOR THE PURPOSE OF SOLICITING
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE SPECIAL MEETING TO
APPROVE THE REIT MERGER AND THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 934281990
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Special
Meeting Date: 19-Oct-2015
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JULY 2, 2015, AMONG
AETNA INC. ("AETNA"), ECHO MERGER SUB,
INC., A DELAWARE CORPORATION AND WHOLLY
OWNED SUBSIDIARY OF AETNA, ECHO MERGER SUB,
LLC, A DELAWARE LIMITED LIABILITY COMPANY
AND WHOLLY OWNED SUBSIDIARY OF AETNA, AND
HUMANA INC., AS IT MAY BE ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
2. ADJOURNMENT FROM TIME TO TIME OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING OR ANY ADJOURNMENT OR POSTPONEMENT
THEREOF.
3. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF COMPENSATION THAT WILL OR MAY BE
PAID OR PROVIDED BY HUMANA TO ITS NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER CONTEMPLATED BY THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 934335022
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 21-Apr-2016
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: KURT J. HILZINGER Mgmt For For
1B) ELECTION OF DIRECTOR: BRUCE D. BROUSSARD Mgmt For For
1C) ELECTION OF DIRECTOR: FRANK A. D'AMELIO Mgmt For For
1D) ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For
1E) ELECTION OF DIRECTOR: DAVID A. JONES, JR. Mgmt For For
1F) ELECTION OF DIRECTOR: WILLIAM J. MCDONALD Mgmt For For
1G) ELECTION OF DIRECTOR: WILLIAM E. MITCHELL Mgmt For For
1H) ELECTION OF DIRECTOR: DAVID B. NASH, M.D. Mgmt For For
1I) ELECTION OF DIRECTOR: JAMES J. O'BRIEN Mgmt For For
1J) ELECTION OF DIRECTOR: MARISSA T. PETERSON Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. THE APPROVAL OF THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE 2016 PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
HUNTSMAN CORPORATION Agenda Number: 934347368
--------------------------------------------------------------------------------------------------------------------------
Security: 447011107
Meeting Type: Annual
Meeting Date: 05-May-2016
Ticker: HUN
ISIN: US4470111075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NOLAN D. ARCHIBALD Mgmt For For
M. ANTHONY BURNS Mgmt For For
PETER R. HUNTSMAN Mgmt For For
SIR ROBERT J. MARGETTS Mgmt For For
WAYNE A. REAUD Mgmt For For
ALVIN V. SHOEMAKER Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS HUNTSMAN CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2016.
4. APPROVAL OF THE HUNTSMAN 2016 STOCK Mgmt For For
INCENTIVE PLAN.
5. APPROVAL OF THE BOARD'S PROPOSAL TO ALLOW Mgmt For For
STOCKHOLDERS TO REQUEST SPECIAL MEETINGS OF
STOCKHOLDERS.
6. VOTE ON A PROPOSAL SUBMITTED BY A Shr For Against
STOCKHOLDER REGARDING SPECIAL MEETINGS OF
STOCKHOLDERS.
7. VOTE ON A PROPOSAL SUBMITTED BY A Shr Against For
STOCKHOLDER REGARDING MAJORITY VOTING FOR
THE ELECTION OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
INGRAM MICRO, INC. Agenda Number: 934408370
--------------------------------------------------------------------------------------------------------------------------
Security: 457153104
Meeting Type: Annual
Meeting Date: 08-Jun-2016
Ticker: IM
ISIN: US4571531049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID A. BARNES Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE STONE HEISZ Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN R. INGRAM Mgmt For For
1E. ELECTION OF DIRECTOR: DALE R. LAURANCE Mgmt For For
1F. ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON Mgmt For For
1G. ELECTION OF DIRECTOR: SCOTT A. MCGREGOR Mgmt For For
1H. ELECTION OF DIRECTOR: CAROL G. MILLS Mgmt For For
1I. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1J. ELECTION OF DIRECTOR: WADE OOSTERMAN Mgmt For For
2. APPROVAL OF EXECUTIVE COMPENSATION IN Mgmt For For
ADVISORY VOTE.
3. APPROVAL OF THE SECOND AMENDMENT TO THE Mgmt For For
INGRAM MICRO INC. 2011 INCENTIVE PLAN.
4. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
INGRAM MICRO, INC. Agenda Number: 934438397
--------------------------------------------------------------------------------------------------------------------------
Security: 457153104
Meeting Type: Special
Meeting Date: 21-Jun-2016
Ticker: IM
ISIN: US4571531049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE PROPOSAL TO ADOPT AND APPROVE: (A) THE Mgmt For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF
FEBRUARY 17, 2016, AMONG INGRAM MICRO INC.
("INGRAM MICRO"), TIANJIN TIANHAI
INVESTMENT COMPANY, LTD. ("TIANJIN
TIANHAI"), AND GCL ACQUISITION, INC., AN
INDIRECT, CONTROLLED SUBSIDIARY OF TIANJIN
TIANHAI ("MERGER SUB"), AS IT ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
2. THE PROPOSAL TO APPROVE THE ADJOURNMENT OR Mgmt For For
POSTPONEMENT OF THE SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THAT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT AND APPROVE THE
MERGER AGREEMENT AND THE TRANSACTIONS
CONTEMPLATED ... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
3. THE NON-BINDING ADVISORY PROPOSAL TO Mgmt For For
APPROVE THE COMPENSATION THAT MAY BE PAID
OR BECOME PAYABLE TO INGRAM MICRO'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER, AND THE AGREEMENTS AND
UNDERSTANDINGS PURSUANT TO WHICH SUCH
COMPENSATION MAY BE PAID OR BECOME PAYABLE.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY PLC Agenda Number: 934263423
--------------------------------------------------------------------------------------------------------------------------
Security: G4863A108
Meeting Type: Annual
Meeting Date: 28-Jul-2015
Ticker: IGT
ISIN: GB00BVG7F061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE COMPANY'S ANNUAL ACCOUNTS Mgmt For For
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2014, TOGETHER WITH THE DIRECTORS' REPORT,
STRATEGIC REPORT AND THE AUDITORS' REPORT
ON THOSE ACCOUNTS.
2. TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS TO HOLD OFFICE FROM THE CONCLUSION
OF THIS MEETING UNTIL THE CONCLUSION OF THE
NEXT GENERAL MEETING OF THE COMPANY AT
WHICH ACCOUNTS ARE LAID.
3. TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS.
4. TO AUTHORISE THE TERMS OF SHARE REPURCHASE Mgmt For For
CONTRACTS AND APPROVE SHARE REPURCHASE
COUNTERPARTIES.
--------------------------------------------------------------------------------------------------------------------------
JARDEN CORPORATION Agenda Number: 934353563
--------------------------------------------------------------------------------------------------------------------------
Security: 471109108
Meeting Type: Special
Meeting Date: 15-Apr-2016
Ticker: JAH
ISIN: US4711091086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt Against Against
DATED AS OF DECEMBER 13, 2015 BY AND AMONG
NEWELL RUBBERMAID INC., A DELAWARE
CORPORATION, AND JARDEN CORPORATION, A
DELAWARE CORPORATION (AS IT MAY BE AMENDED
FROM TIME TO TIME)
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt Abstain Against
BASIS THE MERGER-RELATED COMPENSATION
PROPOSAL
3. TO CONSIDER AND VOTE ON THE PROPOSAL TO Mgmt Against Against
APPROVE ONE OR MORE ADJOURNMENTS OF THE
SPECIAL MEETING TO A LATER DATE OR DATES,
IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING
--------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. Agenda Number: 934310703
--------------------------------------------------------------------------------------------------------------------------
Security: 478366107
Meeting Type: Annual
Meeting Date: 27-Jan-2016
Ticker: JCI
ISIN: US4783661071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID P. ABNEY Mgmt For For
NATALIE A. BLACK Mgmt For For
JULIE L. BUSHMAN Mgmt For For
RAYMOND L. CONNER Mgmt For For
RICHARD GOODMAN Mgmt For For
JEFFREY A. JOERRES Mgmt For For
WILLIAM H. LACY Mgmt For For
ALEX A. MOLINAROLI Mgmt For For
J.P.DEL VALLE PEROCHENA Mgmt For For
MARK P. VERGNANO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2016.
3. TO APPROVE ON AN ADVISORY BASIS OUR NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. CONSIDERATION OF A SHAREHOLDER PROPOSAL Shr Against For
REGARDING PROXY ACCESS, IF PROPERLY
PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
KEURIG GREEN MOUNTAIN, INC. Agenda Number: 934321542
--------------------------------------------------------------------------------------------------------------------------
Security: 49271M100
Meeting Type: Special
Meeting Date: 24-Feb-2016
Ticker: GMCR
ISIN: US49271M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I THE PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF DECEMBER 6,
2015 AND AS AMENDED FROM TIME TO TIME (THE
"MERGER AGREEMENT"), BY AND AMONG KEURIG,
ACORN HOLDINGS B.V., MAPLE HOLDINGS
ACQUISITION CORP. AND JAB HOLDINGS B.V.
(DUE TO SPACE LIMITS, SEE PROXY STATEMENT
FOR FULL PROPOSAL)
II THE PROPOSAL TO APPROVE, BY A NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO KEURIG'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER
CONTEMPLATED BY THE MERGER AGREEMENT.
III THE PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt For For
TO A LATER DATE OR TIME IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL
TO ADOPT THE MERGER AGREEMENT IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION Agenda Number: 934322152
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Special
Meeting Date: 19-Feb-2016
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER AND REORGANIZATION BY AND AMONG LAM
RESEARCH CORPORATION, TOPEKA MERGER SUB 1,
INC., TOPEKA MERGER SUB 2, INC. AND
KLA-TENCOR CORPORATION.
2. ADJOURNMENT OF THE SPECIAL MEETING, IF Mgmt For For
NECESSARY AND APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE PROPOSAL 1.
3. APPROVAL, BY A NON-BINDING, ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF KLA-TENCOR
CORPORATION'S NAMED EXECUTIVE OFFICERS THAT
IS BASED ON OR OTHERWISE RELATES TO THE
MERGERS.
4. APPROVAL OF AN EXTENSION OF THE Mgmt For For
APPLICABILITY OF KLA-TENCOR'S OUTSIDE
DIRECTOR VESTING ACCELERATION POLICY TO
OUTSIDE MEMBERS OF THE KLA-TENCOR BOARD WHO
HAVE SERVED ON THE KLA- TENCOR BOARD FOR
LESS THAN SIX YEARS AS OF THEIR TERMINATION
DATE, SUCH THAT THE VESTING OF ALL
RESTRICTED STOCK UNITS HELD ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC. Agenda Number: 934242265
--------------------------------------------------------------------------------------------------------------------------
Security: 50076Q106
Meeting Type: Special
Meeting Date: 01-Jul-2015
Ticker: KRFT
ISIN: US50076Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO APPROVE THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF MARCH 24, 2015,
AMONG H.J. HEINZ HOLDING CORPORATION, KITE
MERGER SUB CORP., KITE MERGER SUB LLC AND
KRAFT FOODS GROUP, INC. (THE "MERGER
AGREEMENT").
2. A PROPOSAL TO APPROVE, BY NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION THAT MAY
BECOME PAYABLE TO KRAFT FOODS GROUP, INC.'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER OF KITE MERGER SUB CORP. WITH
AND INTO KRAFT FOODS GROUP, INC.
3. A PROPOSAL TO APPROVE ONE OR MORE Mgmt For For
ADJOURNMENTS OF THE SPECIAL MEETING OF
SHAREHOLDERS OF KRAFT FOODS GROUP, INC., IF
NECESSARY OR APPROPRIATE, INCLUDING
ADJOURNMENTS TO PERMIT FURTHER SOLICITATION
OF PROXIES IN FAVOR OF THE PROPOSAL RELATED
TO THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
MEDIA GENERAL, INC. Agenda Number: 934424019
--------------------------------------------------------------------------------------------------------------------------
Security: 58441K100
Meeting Type: Special
Meeting Date: 08-Jun-2016
Ticker: MEG
ISIN: US58441K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JANUARY 27, 2016, BY
AND AMONG MEDIA GENERAL, INC. ("MEDIA
GENERAL"), NEXSTAR BROADCASTING GROUP, INC.
("NEXSTAR") AND NEPTUNE MERGER SUB, INC.
("MERGER SUB"), AND RELATED PLAN OF MERGER,
PURSUANT TO WHICH MERGER SUB WILL BE MERGED
WITH AND ... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
2. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF COMPENSATION THAT WILL OR MAY BE
PAID OR PROVIDED BY MEDIA GENERAL TO ITS
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER CONTEMPLATED BY THE MERGER
AGREEMENT.
3. APPROVAL OF ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
MEDIA GENERAL SPECIAL MEETING, IF NECESSARY
OR APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF THE PROPOSAL TO APPROVE THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL Agenda Number: 934393214
--------------------------------------------------------------------------------------------------------------------------
Security: 552953101
Meeting Type: Annual
Meeting Date: 01-Jun-2016
Ticker: MGM
ISIN: US5529531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT H. BALDWIN Mgmt For For
WILLIAM A. BIBLE Mgmt For For
MARY CHRIS GAY Mgmt For For
WILLIAM W. GROUNDS Mgmt For For
ALEXIS M. HERMAN Mgmt For For
ROLAND HERNANDEZ Mgmt For For
ANTHONY MANDEKIC Mgmt For For
ROSE MCKINNEY JAMES Mgmt For For
JAMES J. MURREN Mgmt For For
GREGORY M. SPIERKEL Mgmt For For
DANIEL J. TAYLOR Mgmt For For
2. TO RATIFY THE SELECTION OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2016.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO RE-APPROVE THE PERFORMANCE GOALS UNDER Mgmt For For
THE COMPANY'S SECOND AMENDED AND RESTATED
ANNUAL PERFORMANCE-BASED INCENTIVE PLAN FOR
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MICREL, INCORPORATED Agenda Number: 934257696
--------------------------------------------------------------------------------------------------------------------------
Security: 594793101
Meeting Type: Special
Meeting Date: 03-Aug-2015
Ticker: MCRL
ISIN: US5947931011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MAY 7, 2015, AS IT MAY BE
AMENDED FROM TIME TO TIME (THE "MERGER
AGREEMENT"), BY AND AMONG MICROCHIP
TECHNOLOGY INCORPORATED, MAMBO ACQUISITION
CORP., MAMBO ACQUISITION LLC AND MICREL,
INCORPORATED.
2. TO ADJOURN THE MICREL SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL
TO ADOPT THE MERGER AGREEMENT IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF SUCH
ADJOURNMENT TO APPROVE SUCH PROPOSAL.
3. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO MICREL'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER, AND
THE AGREEMENTS AND UNDERSTANDINGS PURSUANT
TO WHICH SUCH COMPENSATION MAY BE PAID OR
BECOME PAYABLE.
--------------------------------------------------------------------------------------------------------------------------
MYLAN N.V. Agenda Number: 934267508
--------------------------------------------------------------------------------------------------------------------------
Security: N59465109
Meeting Type: Special
Meeting Date: 28-Aug-2015
Ticker: MYL
ISIN: NL0011031208
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL UNDER ARTICLE 2:107A OF THE DUTCH Mgmt For For
CIVIL CODE OF THE ACQUISITION, DIRECTLY OR
INDIRECTLY (WHETHER BY WAY OF AN OFFER (AND
SUBSEQUENT COMPULSORY ACQUISITION) OR ANY
OTHER LEGAL ARRANGEMENT) OF ALL OR ANY
PORTION OF THE ORDINARY SHARES OF PERRIGO
COMPANY PLC ("PERRIGO") OUTSTANDING (ON A
FULLY DILUTED ...(DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
MYLAN N.V. Agenda Number: 934443603
--------------------------------------------------------------------------------------------------------------------------
Security: N59465109
Meeting Type: Annual
Meeting Date: 24-Jun-2016
Ticker: MYL
ISIN: NL0011031208
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HEATHER BRESCH Mgmt For For
1B. ELECTION OF DIRECTOR: WENDY CAMERON Mgmt For For
1C. ELECTION OF DIRECTOR: HON. ROBERT J. Mgmt For For
CINDRICH
1D. ELECTION OF DIRECTOR: ROBERT J. COURY Mgmt For For
1E. ELECTION OF DIRECTOR: JOELLEN LYONS DILLON Mgmt For For
1F. ELECTION OF DIRECTOR: NEIL DIMICK, C.P.A. Mgmt For For
1G. ELECTION OF DIRECTOR: MELINA HIGGINS Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS J. LEECH, Mgmt For For
C.P.A.
1I. ELECTION OF DIRECTOR: RAJIV MALIK Mgmt For For
1J. ELECTION OF DIRECTOR: JOSEPH C. MAROON, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: MARK W. PARRISH Mgmt For For
1L. ELECTION OF DIRECTOR: RODNEY L. PIATT, Mgmt For For
C.P.A.
1M. ELECTION OF DIRECTOR: RANDALL L. (PETE) Mgmt For For
VANDERVEEN, PH.D., R.PH.
2. ADOPTION OF THE DUTCH ANNUAL ACCOUNTS FOR Mgmt For For
FISCAL YEAR 2015
3. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2016
4. INSTRUCTION TO DELOITTE ACCOUNTANTS B.V. Mgmt For For
FOR THE AUDIT OF THE COMPANY'S DUTCH ANNUAL
ACCOUNTS FOR FISCAL YEAR 2016
5. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY
6. RE-APPROVAL OF THE PERFORMANCE GOALS SET Mgmt For For
FORTH IN THE COMPANY'S 2003 LONG-TERM
INCENTIVE PLAN
7. AUTHORIZATION OF THE MYLAN BOARD TO ACQUIRE Mgmt For For
ORDINARY SHARES AND PREFERRED SHARES IN THE
CAPITAL OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TIER ENERGY LP Agenda Number: 934437066
--------------------------------------------------------------------------------------------------------------------------
Security: 665826103
Meeting Type: Special
Meeting Date: 23-Jun-2016
Ticker: NTI
ISIN: US6658261036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF MERGER Mgmt For For
DATED AS OF DECEMBER 21, 2015, BY AND AMONG
WESTERN REFINING, INC. ("WNR"), WESTERN
ACQUISITION CO, LLC, AN INDIRECT
WHOLLY-OWNED SUBSIDIARY OF WNR
("MERGERCO"), NORTHERN TIER ENERGY LP
("NTI") AND NORTHERN TIER ENERGY GP LLC, AN
INDIRECT WHOLLY-OWNED SUBSIDIARY ... (DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL)
2. TO APPROVE, ON AN ADVISORY, NON-BINDING Mgmt For For
BASIS, THE COMPENSATION PAYMENTS THAT MAY
BE PAID OR BECOME PAYABLE TO NTI'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER (THE "NTI COMPENSATION PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
OMNICARE, INC. Agenda Number: 934263702
--------------------------------------------------------------------------------------------------------------------------
Security: 681904108
Meeting Type: Special
Meeting Date: 18-Aug-2015
Ticker: OCR
ISIN: US6819041087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MAY 20, 2015, AS IT MAY BE
AMENDED FROM TIME TO TIME, BY AND AMONG
OMNICARE, INC., A DELAWARE CORPORATION, CVS
PHARMACY, INC., A RHODE ISLAND CORPORATION,
AND TREE MERGER SUB, INC., A DELAWARE
CORPORATION AND WHOLLY OWNED SUBSIDIARY OF
CVS ...(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL).
2. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR ADVISABLE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT.
3. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE "GOLDEN PARACHUTE" COMPENSATION
THAT MAY BE PAYABLE TO OMNICARE'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
CONSUMMATION OF THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
PALL CORPORATION Agenda Number: 934256884
--------------------------------------------------------------------------------------------------------------------------
Security: 696429307
Meeting Type: Special
Meeting Date: 28-Jul-2015
Ticker: PLL
ISIN: US6964293079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF 5/12/15 (AS IT
MAY BE AMENDED FROM TIME TO TIME, THE
"MERGER AGREEMENT"), AMONG PALL
CORPORATION, A NEW YORK CORP- ORATION
("PALL"), DANAHER CORPORATION, A DELAWARE
CORPORATION ("DANAHER"), AND PENTAGON
MERGER SUB, INC., A NEW YORK CORPORATION
AND AN INDIRECT WHOLLY OWNED SUBSIDIARY OF
DANAHER.
02 THE PROPOSAL TO APPROVE, BY A NON-BINDING Mgmt For For
ADVISORY VOTE, THE SPECIFIED COMPENSATION
ARRANGEMENTS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT THAT WILL OR MAY BECOME
PAYABLE TO PALL'S NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE CONSUMMATION OF THE
MERGER CONTEMPLATED BY THE MERGER
AGREEMENT.
03 THE PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
THE SPECIAL MEETING IF NECESSARY OR
APPROPRIATE IN THE VIEW OF THE PALL BOARD
OF DIRECTORS, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
PARTNERRE LTD. Agenda Number: 934284352
--------------------------------------------------------------------------------------------------------------------------
Security: G6852T105
Meeting Type: Special
Meeting Date: 19-Nov-2015
Ticker: PRE
ISIN: BMG6852T1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AMENDING THE PARTNERRE BYE-LAWS Mgmt For For
BY INSERTING IN BYE-LAW 45 "AND MERGERS" IN
THE TITLE AND AFTER "AMALGAMATION" THE
WORDS "OR MERGER"
2. TO APPROVE AND ADOPT THE MERGER AGREEMENT, Mgmt For For
THE STATUTORY MERGER AGREEMENT REQUIRED IN
ACCORDANCE WITH SECTION 105 OF THE
COMPANIES ACT AND THE MERGER
3. ON AN ADVISORY (NONBINDING) BASIS, TO Mgmt For For
APPROVE THE COMPENSATION THAT MAY BE PAID
OR BECOME PAYABLE TO PARTNERRE'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER
4. TO APPROVE AN ADJOURNMENT OF THE SPECIAL Mgmt For For
GENERAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES,
IN THE EVENT THAT THERE ARE INSUFFICIENT
VOTES TO APPROVE THE MERGER PROPOSAL AT THE
SPECIAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
PARTNERRE LTD. Agenda Number: 934298111
--------------------------------------------------------------------------------------------------------------------------
Security: G6852T105
Meeting Type: Annual
Meeting Date: 18-Dec-2015
Ticker: PRE
ISIN: BMG6852T1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAN H. HOLSBOER Mgmt For For
ROBERTO MENDOZA Mgmt For For
KEVIN M. TWOMEY Mgmt For For
DAVID ZWIENER Mgmt For For
2. TO RATIFY THE APPOINTMENT BY OUR AUDIT Mgmt For For
COMMITTEE OF DELOITTE LTD. AS OUR
INDEPENDENT AUDITORS, TO SERVE UNTIL THE
2016 ANNUAL GENERAL MEETING, AND TO REFER
DECISIONS ABOUT THE AUDITORS' COMPENSATION
TO THE BOARD OF DIRECTORS.
3. TO APPROVE THE EXECUTIVE COMPENSATION Mgmt For For
DISCLOSED PURSUANT TO ITEM 402 REGULATION
S-K (NON-BINDING ADVISORY VOTE).
--------------------------------------------------------------------------------------------------------------------------
PERRIGO COMPANY PLC Agenda Number: 934280924
--------------------------------------------------------------------------------------------------------------------------
Security: G97822103
Meeting Type: Annual
Meeting Date: 04-Nov-2015
Ticker: PRGO
ISIN: IE00BGH1M568
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAURIE BRLAS Mgmt For For
1B. ELECTION OF DIRECTOR: GARY M. COHEN Mgmt For For
1C. ELECTION OF DIRECTOR: MARC COUCKE Mgmt For For
1D. ELECTION OF DIRECTOR: JACQUALYN A. FOUSE Mgmt For For
1E. ELECTION OF DIRECTOR: ELLEN R. HOFFING Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL J. JANDERNOA Mgmt For For
1G. ELECTION OF DIRECTOR: GERARD K. KUNKLE, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: HERMAN MORRIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: DONAL O'CONNOR Mgmt For For
1J. ELECTION OF DIRECTOR: JOSEPH C. PAPA Mgmt For For
1K. ELECTION OF DIRECTOR: SHLOMO YANAI Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE PERIOD ENDING
DECEMBER 31, 2015, AND AUTHORIZE THE BOARD
OF DIRECTORS, ACTING THROUGH THE AUDIT
COMMITTEE, TO FIX THE REMUNERATION OF THE
AUDITORS.
3. AN ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. AUTHORIZE PERRIGO COMPANY PLC AND/OR ANY Mgmt For For
SUBSIDIARY OF PERRIGO COMPANY PLC TO MAKE
MARKET PURCHASES OF PERRIGO COMPANY PLC'S
ORDINARY SHARES.
5. DETERMINE THE REISSUE PRICE RANGE FOR Mgmt For For
PERRIGO COMPANY PLC TREASURY SHARES.
6. APPROVE AMENDMENTS TO THE MEMORANDUM OF Mgmt For For
ASSOCIATION OF THE COMPANY.
7. ADOPT REVISED ARTICLES OF ASSOCIATION OF Mgmt For For
THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
PERRIGO COMPANY PLC Agenda Number: 934339018
--------------------------------------------------------------------------------------------------------------------------
Security: G97822103
Meeting Type: Annual
Meeting Date: 26-Apr-2016
Ticker: PRGO
ISIN: IE00BGH1M568
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAURIE BRLAS Mgmt For For
1B. ELECTION OF DIRECTOR: GARY M. COHEN Mgmt For For
1C. ELECTION OF DIRECTOR: MARC COUCKE Mgmt For For
1D. ELECTION OF DIRECTOR: ELLEN R. HOFFING Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL J. JANDERNOA Mgmt For For
1F. ELECTION OF DIRECTOR: GERALD K. KUNKLE, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: HERMAN MORRIS, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: DONAL O'CONNOR Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH C. PAPA Mgmt For For
1J. ELECTION OF DIRECTOR: SHLOMO YANAI Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITOR FOR THE PERIOD
ENDING DECEMBER 31, 2016, AND AUTHORIZE THE
BOARD OF DIRECTORS, ACTING THROUGH THE
AUDIT COMMITTEE, TO FIX THE REMUNERATION OF
THE AUDITOR
3. APPROVE IN AN ADVISORY VOTE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
4. AUTHORIZE PERRIGO COMPANY PLC AND/OR ANY Mgmt For For
SUBSIDIARY TO MAKE MARKET PURCHASES OF
PERRIGO COMPANY PLC'S ORDINARY SHARES
5. DETERMINE THE REISSUE PRICE RANGE FOR Mgmt For For
PERRIGO COMPANY PLC TREASURY SHARES
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 934341203
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 28-Apr-2016
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA Mgmt For For
1D. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1E. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1G. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1H. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES C. SMITH Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. SHAREHOLDER PROPOSAL REGARDING REPORT ON Shr Against For
LOBBYING ACTIVITIES
5. SHAREHOLDER PROPOSAL REGARDING POLICY ON Shr Against For
DIRECTOR ELECTIONS
6. SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT Shr Against For
BY WRITTEN CONSENT
7. SHAREHOLDER PROPOSAL REGARDING CERTAIN Shr Against For
TAXABLE EVENTS
--------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 934290204
--------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Special
Meeting Date: 19-Nov-2015
Ticker: PCP
ISIN: US7401891053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF AUGUST 8, 2015, BY AND AMONG
BERKSHIRE HATHAWAY INC., NW MERGER SUB
INC., AND PRECISION CASTPARTS CORP.
2. APPROVE ON A NON-BINDING, ADVISORY BASIS Mgmt For For
THE COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH, OR FOLLOWING,
THE CONSUMMATION OF THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
PROGRESSIVE WASTE SOLUTIONS LTD. Agenda Number: 934412836
--------------------------------------------------------------------------------------------------------------------------
Security: 74339G101
Meeting Type: Annual and Special
Meeting Date: 26-May-2016
Ticker: BIN
ISIN: CA74339G1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF AN ORDINARY RESOLUTION, THE Mgmt For For
FULL TEXT OF WHICH IS SET FORTH IN SCHEDULE
A TO THE ACCOMPANYING CIRCULAR, AUTHORIZING
AND APPROVING THE MERGER AGREEMENT (AS
DEFINED IN THE CIRCULAR), A COPY OF WHICH
IS INCLUDED AS SCHEDULE B TO THE CIRCULAR,
AND THE TRANSACTIONS CONTEMPLATED BY THE
MERGER AGREEMENT, ALL AS MORE PARTICULARLY
DESCRIBED IN THE INFORMATION CIRCULAR.
02 CONDITIONAL UPON THE APPROVAL OF THE Mgmt For For
TRANSACTION RESOLUTION, APPROVAL OF A
SPECIAL RESOLUTION, THE FULL TEXT OF WHICH
IS SET FORTH IN SCHEDULE A TO THE
ACCOMPANYING CIRCULAR, APPROVING A
CONSOLIDATION OF THE ISSUED AND OUTSTANDING
PROGRESSIVE COMMON SHARES ON THE BASIS OF
ONE (1) PROGRESSIVE COMMON SHARES ON A
POST-CONSOLIDATION BASIS FOR EVERY 2.076843
PROGRESSIVE COMMON SHARES OUTSTANDING ON A
PRE-CONSOLIDATION BASIS, SUBJECT TO, AND
IMMEDIATELY FOLLOWING, THE COMPLETION OF
THE MERGER.
03 CONDITIONAL UPON THE APPROVAL OF THE Mgmt For For
TRANSACTION RESOLUTION, APPROVAL OF AN
ORDINARY RESOLUTION, THE FULL TEXT OF WHICH
IS SET FORTH IN SCHEDULE A TO THE
ACCOMPANYING CIRCULAR, AUTHORIZING AND
APPROVING THE ADOPTION BY THE CORPORATION
OF THE NEW INCENTIVE PLAN (AS DEFINED IN
THE CIRCULAR), A COPY OF WHICH IS ATTACHED
AS SCHEDULE J TO THE CIRCULAR, AND THE
RESERVATION FOR ISSUANCE OF PROGRESSIVE
COMMON SHARES UNDER THE NEW INCENTIVE PLAN,
IN EACH CASE SUBJECT TO, AND IMMEDIATELY
FOLLOWING, THE COMPLETION OF THE MERGER.
04 APPOINTMENT OF DELOITTE LLP, INDEPENDENT Mgmt For For
REGISTERED CHARTERED ACCOUNTANTS, AS
AUDITORS OF THE CORPORATION UNTIL THE NEXT
ANNUAL MEETING OF THE CORPORATION OR UNTIL
THEIR SUCCESSOR IS APPOINTED AND
AUTHORIZING THE DIRECTORS TO FIX THE
REMUNERATION OF THE AUDITORS.
05 DIRECTOR
JOHN T. DILLON Mgmt For For
JAMES J. FORESE Mgmt For For
LARRY S. HUGHES Mgmt For For
JEFFREY L. KEEFER Mgmt For For
DOUGLAS W. KNIGHT Mgmt For For
SUSAN LEE Mgmt For For
DANIEL R. MILLIARD Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
QIHOO 360 TECHNOLOGY CO LTD Agenda Number: 934342065
--------------------------------------------------------------------------------------------------------------------------
Security: 74734M109
Meeting Type: Special
Meeting Date: 30-Mar-2016
Ticker: QIHU
ISIN: US74734M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AS A SPECIAL RESOLUTION: THAT THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF DECEMBER
18, 2015 (THE "MERGER AGREEMENT"), BY AND
AMONG TIANJIN QIXIN ZHICHENG TECHNOLOGY
CO., LTD., A LIMITED LIABILITY COMPANY
INCORPORATED UNDER THE LAWS OF THE PRC
("HOLDCO"), TIANJIN QIXIN TONGDA TECHNOLOGY
CO., LTD., A LIMITED LIABILITY COMPANY
INCORPORATED UNDER THE LAWS OF THE PRC
("PARENT"), TRUE THRIVE LIMITED, AN
EXEMPTED COMPANY INCORPORATED WITH LIMITED
LIABILITY UNDER THE LAWS OF THE ... (DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL)
2. AS AN ORDINARY RESOLUTION: THAT EACH OF THE Mgmt For For
MEMBERS OF THE SPECIAL COMMITTEE OF THE
BOARD OF DIRECTORS OF THE COMPANY, THE
CHIEF EXECUTIVE OFFICER OF THE COMPANY, THE
CHIEF FINANCIAL OFFICER OF THE COMPANY AND
THE CO-CHIEF FINANCIAL OFFICER OF THE
COMPANY BE AUTHORIZED TO DO ALL THINGS
NECESSARY TO GIVE EFFECT TO THE MERGER
AGREEMENT, THE PLAN OF MERGER, AND THE
TRANSACTIONS CONTEMPLATED THEREBY,
INCLUDING (I) THE MERGER, (II) THE
VARIATION OF CAPITAL AND (III) THE ADOPTION
OF AMENDED M&A.
3. AS AN ORDINARY RESOLUTION: THAT THE Mgmt For For
EXTRAORDINARY GENERAL MEETING BE ADJOURNED
IN ORDER TO ALLOW THE COMPANY TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THAT THERE
ARE INSUFFICIENT PROXIES RECEIVED AT THE
TIME OF THE EXTRAORDINARY GENERAL MEETING
TO PASS THE RESOLUTIONS TO BE PROPOSED AT
THE EXTRAORDINARY GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
ROSETTA RESOURCES, INC. Agenda Number: 934254119
--------------------------------------------------------------------------------------------------------------------------
Security: 777779307
Meeting Type: Special
Meeting Date: 20-Jul-2015
Ticker: ROSE
ISIN: US7777793073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MAY 10, 2015 (THE "MERGER
AGREEMENT"), BY AND AMONG NOBLE ENERGY,
INC., BLUEBONNET MERGER SUB INC. AND
ROSETTA RESOURCES INC. ("ROSETTA").
2. TO APPROVE THE ADJOURNMENT OF THE ROSETTA Mgmt For For
SPECIAL MEETING, IF NECESSARY TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE ROSETTA
SPECIAL MEETING.
3. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, PAYMENTS THAT WILL OR MAY BE PAID BY
ROSETTA TO ITS NAMED EXECUTIVES IN
CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
RTI INTERNATIONAL METALS, INC. Agenda Number: 934254626
--------------------------------------------------------------------------------------------------------------------------
Security: 74973W107
Meeting Type: Annual
Meeting Date: 21-Jul-2015
Ticker: RTI
ISIN: US74973W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL I. BOOKER Mgmt For For
RONALD L. GALLATIN Mgmt For For
ROBERT M. HERNANDEZ Mgmt For For
DAVID P. HESS Mgmt For For
DAWNE S. HICKTON Mgmt For For
EDITH E. HOLIDAY Mgmt For For
JERRY HOWARD Mgmt For For
JAMES A. WILLIAMS Mgmt For For
ARTHUR B. WINKLEBLACK Mgmt For For
2. ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF MARCH 8, 2015, BY AND
AMONG RTI INTERNATIONAL METALS, INC., ALCOA
INC. AND RANGER OHIO CORPORATION AND
THEREBY APPROVE THE MERGER.
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR 2015.
4. ADVISORY APPROVAL OF COMPENSATION OF NAMED Mgmt For For
EXECUTIVE OFFICERS.
5. ADVISORY APPROVAL OF THE MERGER-RELATED Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
6. ADJOURNMENT OF THE ANNUAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE ADOPTION
OF THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
SFX ENTERTAINMENT, INC. Agenda Number: 934312694
--------------------------------------------------------------------------------------------------------------------------
Security: 784178303
Meeting Type: Annual
Meeting Date: 28-Dec-2015
Ticker: SFXE
ISIN: US7841783035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT F.X. SILLERMAN Mgmt Withheld Against
FRANK E. BARNES III Mgmt Withheld Against
DR. ANDREW BAZOS Mgmt Withheld Against
TIMOTHY H. BISHOP Mgmt Withheld Against
PASQUALE MANOCCHIA Mgmt Withheld Against
MICHAEL MEYER Mgmt Withheld Against
JOHN MILLER Mgmt Withheld Against
MITCHELL SLATER Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF BDO USA LLP AS Mgmt Against Against
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
SIRIUS XM HOLDINGS INC. Agenda Number: 934368259
--------------------------------------------------------------------------------------------------------------------------
Security: 82968B103
Meeting Type: Annual
Meeting Date: 24-May-2016
Ticker: SIRI
ISIN: US82968B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOAN L. AMBLE Mgmt For For
GEORGE W. BODENHEIMER Mgmt For For
MARK D. CARLETON Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
JAMES P. HOLDEN Mgmt For For
GREGORY B. MAFFEI Mgmt For For
EVAN D. MALONE Mgmt For For
JAMES E. MEYER Mgmt For For
JAMES F. MOONEY Mgmt For For
CARL E. VOGEL Mgmt For For
VANESSA A. WITTMAN Mgmt For For
DAVID M. ZASLAV Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
SOLERA HOLDINGS, INC. Agenda Number: 934296648
--------------------------------------------------------------------------------------------------------------------------
Security: 83421A104
Meeting Type: Special
Meeting Date: 08-Dec-2015
Ticker: SLH
ISIN: US83421A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF SEPTEMBER 13, 2015, BY AND
AMONG SOLERA HOLDINGS, INC., SUMMERTIME
HOLDING CORP. AND SUMMERTIME ACQUISITION
CORP. (THE "MERGER AGREEMENT"), PURSUANT TO
WHICH SUMMERTIME ACQUISITION CORP. WILL BE
MERGED WITH AND INTO SOLERA HOLDINGS, INC.
(THE " MERGER").
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, CERTAIN COMPENSATION ARRANGEMENTS
FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
SQUARE 1 FINANCIAL INC. Agenda Number: 934255060
--------------------------------------------------------------------------------------------------------------------------
Security: 85223W101
Meeting Type: Special
Meeting Date: 29-Jul-2015
Ticker: SQBK
ISIN: US85223W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MARCH 1, 2015, BY AND BETWEEN
SQUARE 1 FINANCIAL, INC. AND PACWEST
BANCORP (THE "MERGER PROPOSAL").
2. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF THE MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
STANCORP FINANCIAL GROUP, INC. Agenda Number: 934283742
--------------------------------------------------------------------------------------------------------------------------
Security: 852891100
Meeting Type: Special
Meeting Date: 09-Nov-2015
Ticker: SFG
ISIN: US8528911006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER DATED AS OF JULY 23, 2015, AMONG
MEIJI YASUDA LIFE INSURANCE COMPANY, MYL
INVESTMENTS (DELAWARE) INC. AND STANCORP
FINANCIAL GROUP, INC., AS IT MAY BE AMENDED
FROM TIME TO TIME.
2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION THAT
MAY BE PAID OR BECOME PAYABLE TO STANCORP
FINANCIAL GROUP, INC.'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER AS
DISCLOSED IN ITS PROXY STATEMENT.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING TO A LATER DATE OR TIME, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT THEREOF TO APPROVE THE MERGER
AGREEMENT (AND TO CONSIDER SUCH .. (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE,INC. Agenda Number: 934331187
--------------------------------------------------------------------------------------------------------------------------
Security: 85590A401
Meeting Type: Special
Meeting Date: 08-Apr-2016
Ticker: HOT
ISIN: US85590A4013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE TRANSACTIONS CONTEMPLATED BY Mgmt For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF NOVEMBER 15, 2015, BY AND AMONG
STARWOOD, MARRIOTT INTERNATIONAL, INC., A
DELAWARE CORPORATION ("MARRIOTT"), SOLAR
MERGER SUB 1, INC., A WHOLLY OWNED DIRECT
SUBSIDIARY OF STARWOOD ("HOLDCO"), SOLAR
MERGER SUB 2, INC., ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO STARWOOD'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
COMBINATION TRANSACTIONS.
--------------------------------------------------------------------------------------------------------------------------
STARWOOD PROPERTY TRUST INC Agenda Number: 934366938
--------------------------------------------------------------------------------------------------------------------------
Security: 85571B105
Meeting Type: Annual
Meeting Date: 27-Apr-2016
Ticker: STWD
ISIN: US85571B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. BRONSON Mgmt For For
JEFFREY G. DISHNER Mgmt For For
CAMILLE J. DOUGLAS Mgmt For For
SOLOMON J. KUMIN Mgmt For For
BARRY S. STERNLICHT Mgmt For For
STRAUSS ZELNICK Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CALENDAR YEAR ENDING DECEMBER
31, 2016.
--------------------------------------------------------------------------------------------------------------------------
STRATEGIC HOTELS & RESORTS, INC. Agenda Number: 934293868
--------------------------------------------------------------------------------------------------------------------------
Security: 86272T106
Meeting Type: Special
Meeting Date: 08-Dec-2015
Ticker: BEE
ISIN: US86272T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE PROPOSAL TO APPROVE THE MERGER (THE Mgmt For For
"MERGER") OF STRATEGIC HOTELS & RESORTS,
INC., A MARYLAND CORPORATION ("SHR"), WITH
AND INTO BRE DIAMOND HOTEL LLC, A DELAWARE
LIMITED LIABILITY COMPANY ("MERGER SUB"),
CONTEMPLATED BY THAT CERTAIN AGREEMENT AND
PLAN OF MERGER, DATED AS OF SEPTEMBER 4,
2015 (AS MAY BE ...(DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL).
2. THE PROPOSAL TO APPROVE, BY A NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO SHR'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER.
3. THE PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt For For
TO A LATER DATE OR TIME IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL
TO APPROVE THE MERGER AND THE OTHER
TRANSACTIONS CONTEMPLATED BY THE MERGER
AGREEMENT IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE ...(DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
SYMETRA FINANCIAL CORPORATION Agenda Number: 934286471
--------------------------------------------------------------------------------------------------------------------------
Security: 87151Q106
Meeting Type: Special
Meeting Date: 05-Nov-2015
Ticker: SYA
ISIN: US87151Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER DATED AS OF AUGUST 11, 2015, BY AND
AMONG SYMETRA FINANCIAL CORPORATION
("SYMETRA"), SUMITOMO LIFE INSURANCE
COMPANY AND SLIC FINANCIAL CORPORATION, AS
IT MAY BE AMENDED, SUPPLEMENTED OR
OTHERWISE MODIFIED FROM TIME TO TIME.
2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION THAT
MAY BE PAID OR BECOME PAYABLE TO SYMETRA'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER, AS DISCLOSED IN ITS PROXY
STATEMENT.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING TO A LATER TIME AND DATE,
IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT THEREOF TO ADOPT THE MERGER
AGREEMENT (AND TO ...(DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
SYNGENTA AG Agenda Number: 934362841
--------------------------------------------------------------------------------------------------------------------------
Security: 87160A100
Meeting Type: Annual
Meeting Date: 26-Apr-2016
Ticker: SYT
ISIN: US87160A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ANNUAL REPORT 2015: APPROVAL OF THE ANNUAL Mgmt For For
REPORT, INCLUDING THE ANNUAL FINANCIAL
STATEMENTS AND THE GROUP CONSOLIDATED
FINANCIAL STATEMENTS FOR THE YEAR 2015
2. CONSULTATIVE VOTE ON THE COMPENSATION Mgmt For For
REPORT FOR THE YEAR 2015
3. DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE COMMITTEE
4. REDUCTION OF SHARE CAPITAL BY CANCELLATION Mgmt For For
OF REPURCHASED SHARES
5A. APPROPRIATION OF THE AVAILABLE EARNINGS AS Mgmt For For
PER BALANCE SHEET 2015 AND DIVIDEND
DECISIONS: RESOLUTION ON THE ORDINARY
DIVIDEND
5B. APPROPRIATION OF THE AVAILABLE EARNINGS AS Mgmt For For
PER BALANCE SHEET 2015 AND DIVIDEND
DECISIONS: RESOLUTION ON A SPECIAL DIVIDEND
(CONDITIONAL RESOLUTION)
6A. RE-ELECTION OF VINITA BALI TO THE BOARD OF Mgmt For For
DIRECTORS
6B. RE-ELECTION OF STEFAN BORGAS TO THE BOARD Mgmt For For
OF DIRECTORS
6C. RE-ELECTION OF GUNNAR BROCK TO THE BOARD OF Mgmt For For
DIRECTORS
6D. RE-ELECTION OF MICHEL DEMARE TO THE BOARD Mgmt For For
OF DIRECTORS
6E. RE-ELECTION OF ELENI GABRE-MADHIN TO THE Mgmt For For
BOARD OF DIRECTORS
6F. RE-ELECTION OF DAVID LAWRENCE TO THE BOARD Mgmt For For
OF DIRECTORS
6G. RE-ELECTION OF EVELINE SAUPPER TO THE BOARD Mgmt For For
OF DIRECTORS
6H. RE-ELECTION OF JURG WITMER TO THE BOARD OF Mgmt For For
DIRECTORS
7. RE-ELECTION OF MICHEL DEMARE AS CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
8A. RE-ELECTION OF EVELINE SAUPPER TO THE Mgmt For For
COMPENSATION COMMITTEE
8B. RE-ELECTION OF JURG WITMER TO THE Mgmt For For
COMPENSATION COMMITTEE
8C. ELECTION OF STEFAN BORGAS TO THE Mgmt For For
COMPENSATION COMMITTEE
9. MAXIMUM TOTAL COMPENSATION OF THE BOARD OF Mgmt For For
DIRECTORS
10. MAXIMUM TOTAL COMPENSATION OF THE EXECUTIVE Mgmt For For
COMMITTEE
11. ELECTION OF THE INDEPENDENT PROXY Mgmt For For
12. ELECTION OF THE EXTERNAL AUDITOR Mgmt For For
13. PROPOSALS OF SHAREHOLDERS IN CASE Shr For For
ADDITIONAL AND/OR COUNTER- PROPOSALS ARE
PRESENTED AT THE MEETING
--------------------------------------------------------------------------------------------------------------------------
T-MOBILE US, INC. Agenda Number: 934407722
--------------------------------------------------------------------------------------------------------------------------
Security: 872590104
Meeting Type: Annual
Meeting Date: 16-Jun-2016
Ticker: TMUS
ISIN: US8725901040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. MICHAEL BARNES Mgmt For For
THOMAS DANNENFELDT Mgmt For For
SRIKANT M. DATAR Mgmt For For
LAWRENCE H. GUFFEY Mgmt For For
TIMOTHEUS HOTTGES Mgmt For For
BRUNO JACOBFEUERBORN Mgmt For For
RAPHAEL KUBLER Mgmt For For
THORSTEN LANGHEIM Mgmt For For
JOHN J. LEGERE Mgmt For For
TERESA A. TAYLOR Mgmt For For
KELVIN R. WESTBROOK Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2016.
3. STOCKHOLDER PROPOSAL FOR IMPLEMENTATION OF Shr Against For
PROXY ACCESS.
4. STOCKHOLDER PROPOSAL FOR LIMITATIONS ON Shr Against For
ACCELERATED VESTING OF EQUITY AWARDS IN THE
EVENT OF A CHANGE OF CONTROL.
5. STOCKHOLDER PROPOSAL FOR AN AMENDMENT OF Shr Against For
THE COMPANY'S CLAWBACK POLICY.
--------------------------------------------------------------------------------------------------------------------------
THE ADT CORPORATION Agenda Number: 934365758
--------------------------------------------------------------------------------------------------------------------------
Security: 00101J106
Meeting Type: Special
Meeting Date: 22-Apr-2016
Ticker: ADT
ISIN: US00101J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF FEBRUARY 14, 2016, AMONG THE
ADT CORPORATION, PRIME SECURITY SERVICES
BORROWER, LLC, PRIME SECURITY ONE MS, INC.,
AND SOLELY FOR THE PURPOSES OF ARTICLE IX
THEREOF, PRIME SECURITY SERVICES PARENT,
INC. AND PRIME SECURITY SERVICES TOPCO
PARENT, L.P., AS AMENDED OR MODIFIED FROM
TIME TO TIME.
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, CERTAIN COMPENSATION THAT WILL OR
MAY BE PAID BY THE ADT CORPORATION TO ITS
NAMED EXECUTIVE OFFICERS THAT IS BASED ON
OR OTHERWISE RELATES TO THE MERGER.
3. TO APPROVE AN ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING OF STOCKHOLDERS OF THE ADT
CORPORATION FROM TIME TO TIME, IF NECESSARY
OR APPROPRIATE, FOR THE PURPOSE OF
SOLICITING ADDITIONAL VOTES FOR THE
APPROVAL OF THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
THE CHUBB CORPORATION Agenda Number: 934280037
--------------------------------------------------------------------------------------------------------------------------
Security: 171232101
Meeting Type: Special
Meeting Date: 22-Oct-2015
Ticker: CB
ISIN: US1712321017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO APPROVE THE AGREEMENT AND Mgmt For For
PLAN OF MERGER (AS IT MAY BE AMENDED FROM
TIME TO TIME, THE "MERGER AGREEMENT") BY
AND AMONG ACE LIMITED, WILLIAM INVESTMENT
HOLDINGS CORPORATION AND THE CHUBB
CORPORATION ("CHUBB").
2. A PROPOSAL TO APPROVE, BY ADVISORY Mgmt For For
(NON-BINDING) VOTE, CERTAIN COMPENSATION
ARRANGEMENTS FOR CHUBB'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
3. A PROPOSAL TO APPROVE ONE OR MORE Mgmt For For
ADJOURNMENTS OF THE CHUBB SPECIAL MEETING,
IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO APPROVE THE MERGER
AGREEMENT AT THE TIME OF THE CHUBB SPECIAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 934362485
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 12-May-2016
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1B. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: MARK LOUGHRIDGE Mgmt For For
1H. ELECTION OF DIRECTOR: RAYMOND J. MILCHOVICH Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1K. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1M. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL TO ADOPT PROXY ACCESS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 934272787
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 13-Oct-2015
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1B. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN Mgmt For For
DESMOND-HELLMANN
1F. ELECTION OF DIRECTOR: A.G. LAFLEY Mgmt For For
1G. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: DAVID S. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1K. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
1L. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1M. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION (THE "SAY ON PAY" VOTE)
4. SHAREHOLDER PROPOSAL - PROXY ACCESS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE VALSPAR CORPORATION Agenda Number: 934438575
--------------------------------------------------------------------------------------------------------------------------
Security: 920355104
Meeting Type: Special
Meeting Date: 29-Jun-2016
Ticker: VAL
ISIN: US9203551042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF MARCH 19, 2016, BY
AND AMONG THE VALSPAR CORPORATION, A
DELAWARE CORPORATION (THE "COMPANY"), THE
SHERWIN-WILLIAMS COMPANY, AN OHIO
CORPORATION, AND VIKING MERGER SUB, INC., A
DELAWARE CORPORATION AND A WHOLLY OWNED
SUBSIDIARY OF SHERWIN-WILLIAMS (THE
"MERGER").
2. A PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, CERTAIN COMPENSATION
THAT MAY BE PAID OR BECOME PAYABLE TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
3. A PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT OR IN THE
ABSENCE OF A QUORUM.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 934441623
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Special
Meeting Date: 27-Jun-2016
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ADOPTION OF THE AGREEMENT Mgmt For For
AND PLAN OF MERGER (THE "MERGER AGREEMENT")
AMONG ENERGY TRANSFER EQUITY, L.P., ENERGY
TRANSFER CORP LP ("ETC"), ENERGY TRANSFER
CORP GP, LLC, LE GP, LLC, ENERGY TRANSFER
EQUITY GP, LLC AND THE WILLIAMS COMPANIES,
INC. ("WMB"), AND THE TRANSACTIONS
CONTEMPLATED THEREBY, INCLUDING THE MERGER
OF WMB WITH AND INTO ETC.
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, SPECIFIED COMPENSATORY ARRANGEMENTS
BETWEEN WMB AND ITS NAMED EXECUTIVE
OFFICERS RELATING TO THE TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING FROM TIME TO TIME, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
THORATEC CORPORATION Agenda Number: 934278931
--------------------------------------------------------------------------------------------------------------------------
Security: 885175307
Meeting Type: Special
Meeting Date: 07-Oct-2015
Ticker: THOR
ISIN: US8851753074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JULY 21, 2015, BY AND
AMONG SJM INTERNATIONAL, INC., SPYDER
MERGER CORPORATION, THORATEC CORPORATION,
AND, SOLELY WITH RESPECT TO SPECIFIED
PROVISIONS, ST. JUDE MEDICAL, INC., AND THE
MERGER OF SPYDER MERGER CORPORATION WITH
AND INTO THORATEC ...(DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL)
2. APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO SOLICIT ADDITIONAL VOTES TO
APPROVE THE MERGER PROPOSAL, IF NECESSARY
OR APPROPRIATE
3. APPROVAL OF, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, CERTAIN COMPENSATION THAT WILL OR
MAY BECOME PAYABLE TO THORATEC
CORPORATION'S NAMED EXECUTIVE OFFICERS THAT
IS BASED ON OR OTHERWISE RELATES TO THE
MERGER
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER CABLE INC Agenda Number: 934229750
--------------------------------------------------------------------------------------------------------------------------
Security: 88732J207
Meeting Type: Annual
Meeting Date: 01-Jul-2015
Ticker: TWC
ISIN: US88732J2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLE BLACK Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS H. CASTRO Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID C. CHANG Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: PETER R. HAJE Mgmt For For
1F. ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: DON LOGAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT D. MARCUS Mgmt For For
1I. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: WAYNE H. PACE Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL ON DISCLOSURE OF Shr Against For
LOBBYING ACTIVITIES.
5. STOCKHOLDER PROPOSAL ON ACCELERATED VESTING Shr Against For
OF EQUITY AWARDS IN A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER CABLE INC Agenda Number: 934272612
--------------------------------------------------------------------------------------------------------------------------
Security: 88732J207
Meeting Type: Special
Meeting Date: 21-Sep-2015
Ticker: TWC
ISIN: US88732J2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGERS, Mgmt For For
DATED AS OF MAY 23, 2015, AS MAY BE
AMENDED, AMONG CHARTER COMMUNICATIONS,
INC., TIME WARNER CABLE INC. ("TWC"), CCH
I, LLC, NINA CORPORATION I, INC., NINA
COMPANY II, LLC AND NINA COMPANY III, LLC.
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, CERTAIN SPECIFIED COMPENSATION THAT
WILL OR MAY BE PAID BY TWC TO ITS NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGERS.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 934256024
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W308
Meeting Type: Annual
Meeting Date: 28-Jul-2015
Ticker: VOD
ISIN: US92857W3088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt For For
STRATEGIC REPORT AND REPORTS OF THE
DIRECTORS AND THE AUDITOR FOR THE YEAR
ENDED 31 MARCH 2015
2. TO RE-ELECT GERARD KLEISTERLEE AS A Mgmt For For
DIRECTOR
3. TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For For
4. TO RE-ELECT NICK READ AS A DIRECTOR Mgmt For For
5. TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR Mgmt For For
6. TO ELECT DR MATHIAS DOPFNER AS A DIRECTOR Mgmt For For
IN ACCORDANCE WITH THE COMPANY'S ARTICLES
OF ASSOCIATION
7. TO RE-ELECT DAME CLARA FURSE AS A DIRECTOR Mgmt For For
8. TO RE-ELECT VALERIE GOODING AS A DIRECTOR Mgmt For For
9. TO RE-ELECT RENEE JAMES AS A DIRECTOR Mgmt For For
10. TO RE-ELECT SAMUEL JONAH AS A DIRECTOR Mgmt For For
11. TO RE-ELECT NICK LAND AS A DIRECTOR Mgmt For For
12. TO RE-ELECT PHILIP YEA AS A DIRECTOR Mgmt For For
13. TO DECLARE A FINAL DIVIDEND OF 7.62 PENCE Mgmt For For
PER ORDINARY SHARE FOR THE YEAR ENDED 31
MARCH 2015
14. TO APPROVE THE REMUNERATION REPORT OF THE Mgmt For For
BOARD FOR THE YEAR ENDED 31 MARCH 2015
15. TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE AUDITOR TO THE COMPANY UNTIL THE END OF
THE NEXT GENERAL MEETING AT WHICH ACCOUNTS
ARE LAID BEFORE THE COMPANY
16. TO AUTHORISE THE AUDIT AND RISK COMMITTEE Mgmt For For
TO DETERMINE THE REMUNERATION OF THE
AUDITOR
17. TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
18. TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS (SPECIAL RESOLUTION)
19. TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES (SPECIAL RESOLUTION)
20. TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
21. TO AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETINGS (OTHER THAN AGMS) ON 14 CLEAR
DAYS' NOTICE (SPECIAL RESOLUTION)
--------------------------------------------------------------------------------------------------------------------------
W.R. GRACE & CO. Agenda Number: 934348992
--------------------------------------------------------------------------------------------------------------------------
Security: 38388F108
Meeting Type: Annual
Meeting Date: 05-May-2016
Ticker: GRA
ISIN: US38388F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS II DIRECTOR: DIANE H. Mgmt For For
GULYAS
1.2 ELECTION OF CLASS II DIRECTOR: JEFFRY N. Mgmt For For
QUINN
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION AS DESCRIBED IN OUR
PROXY MATERIALS
--------------------------------------------------------------------------------------------------------------------------
WEST CHINA CEMENT LTD, ST HELIER Agenda Number: 706971240
--------------------------------------------------------------------------------------------------------------------------
Security: G9550B111
Meeting Type: AGM
Meeting Date: 13-May-2016
Ticker:
ISIN: JE00B3MW7P88
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2016/0413/LTN20160413025.pdf ;
http://www.hkexnews.hk/listedco/listconews/
SEHK/2016/0413/LTN20160413023.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS OF THE COMPANY
(THE ''DIRECTORS'') AND AUDITORS OF THE
COMPANY AND ITS SUBSIDIARIES FOR THE YEAR
ENDED 31 DECEMBER 2015
2.A TO RE-ELECT MR. ZHANG JIMIN AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.B TO RE-ELECT DR. MA WEIPING AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.C TO RE-ELECT MS. LIU YAN AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
2.D TO RE-ELECT MR. QIN HONGJI AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.E TO RE-ELECT MR. TAM KING CHING KENNY AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT DELOITTE & TOUCHE TOHMATSU AS Mgmt For For
AUDITORS OF THE COMPANY AND AUTHORISE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH SHARES OF THE
COMPANY NOT EXCEEDING 20% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF PASSING
THIS RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO PURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE AGGREGATE NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY AS AT THE DATE OF PASSING THIS
RESOLUTION
7 TO EXTEND THE GENERAL MANDATE GRANTED UNDER Mgmt For For
RESOLUTION NO. 5 BY ADDING THE SHARES
PURCHASED PURSUANT TO THE GENERAL MANDATE
GRANTED BY RESOLUTION NO. 6
--------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. Agenda Number: 934438020
--------------------------------------------------------------------------------------------------------------------------
Security: 984332106
Meeting Type: Annual
Meeting Date: 30-Jun-2016
Ticker: YHOO
ISIN: US9843321061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TOR R. BRAHAM Mgmt Abstain Against
1B. ELECTION OF DIRECTOR: ERIC K. BRANDT Mgmt Abstain Against
1C. ELECTION OF DIRECTOR: DAVID FILO Mgmt Abstain Against
1D. ELECTION OF DIRECTOR: CATHERINE J. FRIEDMAN Mgmt Abstain Against
1E. ELECTION OF DIRECTOR: EDDY W. HARTENSTEIN Mgmt Abstain Against
1F. ELECTION OF DIRECTOR: RICHARD S. HILL Mgmt Abstain Against
1G. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt Abstain Against
1H. ELECTION OF DIRECTOR: THOMAS J. MCINERNEY Mgmt Abstain Against
1I. ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. Mgmt Abstain Against
1J. ELECTION OF DIRECTOR: JEFFREY C. SMITH Mgmt Abstain Against
1K. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt Abstain Against
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Abstain Against
COMPANY'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt Abstain Against
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
YOUKU TUDOU, INC. Agenda Number: 934329473
--------------------------------------------------------------------------------------------------------------------------
Security: 98742U100
Meeting Type: Special
Meeting Date: 14-Mar-2016
Ticker: YOKU
ISIN: US98742U1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AS A SPECIAL RESOLUTION: THAT THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF NOVEMBER 6,
2015 (THE "MERGER AGREEMENT"), BY AND AMONG
ALI YK INVESTMENT HOLDING LIMITED, AN
EXEMPTED COMPANY WITH LIMITED LIABILITY
INCORPORATED UNDER THE LAWS OF THE CAYMAN
ISLANDS ("PARENT"), ALI YK SUBSIDIARY
HOLDING LIMITED, AN EXEMPTED COMPANY WITH
LIMITED LIABILITY INCORPORATED UNDER THE
LAWS OF THE CAYMAN ISLANDS AND A WHOLLY
OWNED SUBSIDIARY OF PARENT ("MERGER SUB"),
THE COMPANY AND, SOLELY FOR PURPOSES ...
(DUE TO SPACE LIMITS, SEE PROXY MATERIAL
FOR FULL PROPOSAL)
2. AS A SPECIAL RESOLUTION: THAT EACH OF THE Mgmt For For
MEMBERS OF THE SPECIAL COMMITTEE OF THE
BOARD OF DIRECTORS OF THE COMPANY AND ANY
OTHER DIRECTOR OR OFFICER OF THE COMPANY BE
AUTHORIZED TO DO ALL THINGS NECESSARY TO
GIVE EFFECT TO THE MERGER AGREEMENT, THE
PLAN OF MERGER AND THE TRANSACTIONS,
INCLUDING THE MERGER.
3. AS AN ORDINARY RESOLUTION: THAT THE Mgmt For For
CHAIRMAN OF THE EXTRAORDINARY GENERAL
MEETING BE INSTRUCTED TO ADJOURN THE
EXTRAORDINARY GENERAL MEETING IN ORDER TO
ALLOW THE COMPANY TO SOLICIT ADDITIONAL
PROXIES IN THE EVENT THAT THERE ARE
INSUFFICIENT PROXIES RECEIVED AT THE TIME
OF THE EXTRAORDINARY GENERAL MEETING TO
PASS THE SPECIAL RESOLUTIONS TO BE PROPOSED
AT THE EXTRAORDINARY GENERAL MEETING.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Merger Fund
By (Signature) /s/ Bruce Rubin
Name Bruce Rubin
Title Chief Compliance Officer
Date 08/15/2016