UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22424
NAME OF REGISTRANT: Global Macro Absolute Return
Advantage Portfolio
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place
Boston, MA 02110
NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq.
Two International Place
Boston, MA 02110
REGISTRANT'S TELEPHONE NUMBER: 617-482-8260
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2016 - 06/30/2017
Global Macro Absolute Return Advantage Portfolio
--------------------------------------------------------------------------------------------------------------------------
BAOVIET HOLDINGS, HA NOI Agenda Number: 708206950
--------------------------------------------------------------------------------------------------------------------------
Security: Y0704L105
Meeting Type: AGM
Meeting Date: 26-May-2017
Ticker:
ISIN: VN000000BVH3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION.
1 APPROVAL OF BOD REPORT ON OPERATIONAL Mgmt For For
RESULT OF BOD
2 APPROVAL OF GENERAL DIRECTOR REPORT ON Mgmt For For
BUSINESS PERFORMANCE AND RESULT OF MAIN
SOLUTIONS FOR 2016
3 APPROVAL OF BUSINESS PLAN FOR 2017 OF Mgmt For For
MOTHER COMPANY, BAO VIET CORPORATION
4 APPROVAL OF BOS REPORT Mgmt For For
5 APPROVAL OF AUDITED CONSOLIDATION FINANCIAL Mgmt For For
REPORT YEAR 2016 OF BAO VIET CORPORATION
6 APPROVAL OF AUDITED SOLE FINANCIAL REPORT Mgmt For For
YEAR 2016 OF BAO VIET CORPORATION
7 APPROVAL OF BOD AND BOS REMUNERATION YEAR Mgmt For For
2016
8 APPROVAL OF BOD AND BOS REMUNERATION PLAN Mgmt Against Against
FOR 2017
9 APPROVAL THE PLAN OF UTILIZING PROFIT AFTER Mgmt For For
TAX FOR FISCAL YEAR 2016 OF BAO VIET
CORPORATION
10 APPROVAL THE PLAN OF UTILIZING PROFIT AFTER Mgmt For For
TAX FOR FISCAL YEAR 2017 OF BAO VIET
CORPORATION
11 APPROVAL THE REPORT OF INCREASING CHARTER Mgmt Against Against
CAPITAL THROUGH SHARES ISSUANCE BASED ON
ESOP OF BAO VIET CORPORATION
12 APPROVAL OF PURCHASING LIABILITY INSURANCE Mgmt Against Against
TO D AND O MANAGER BASED ON BOD STATEMENT
OF BAO VIET CORPORATION
13 APPROVAL OF CHANGING THE ADDRESS OF HEAD Mgmt For For
OFFICE OF BAO VIET CORPORATION
14 APPROVAL OF SUPPLEMENTING AND AMENDING Mgmt For For
CHARTER OF BAO VIET CORPORATION AT THE
EIGHTH TIME IN REGARDING TO THE REGISTER
MAIN OFFICE OF BAO VIET CORPORATION
15 APPROVAL OF SELECTING INDEPENDENT AUDIT Mgmt For For
COMPANY FOR FINANCIAL YEARS 2018, 2019,
2020
16 ANY OTHER ISSUES WITHIN THE JURISDICTION OF Mgmt Against Against
THE AGM
--------------------------------------------------------------------------------------------------------------------------
COTECCONS CONSTRUCTION JOINT STOCK COMPANY Agenda Number: 708312070
--------------------------------------------------------------------------------------------------------------------------
Security: Y1769Y107
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: VN000000CTD4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 788240 DUE TO RECEIPT OF UPDATED
AGENDA WITH 14 RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 REPORT OF BOD ON BUSINESS RESULTS FOR 2016 Mgmt For For
AND PLAN FOR 2017
2 REPORT OF BOM ON BUSINESS RESULTS FOR 2016 Mgmt For For
AND PLAN FOR 2017
3 REPORT OF BOS ON BUSINESS ACTIVITIES OF THE Mgmt For For
COMPANY IN 2016
4 AUDITED FINANCIAL STATEMENTS FOR THE YEAR Mgmt For For
ENDED 31DEC2016
5 DISTRIBUTION NET PROFIT AND DIVIDEND OF THE Mgmt For For
YEAR 2016
6 REPORT ON BOD AND BOS REMUNERATION OF THE Mgmt For For
YEAR 2016
7 BUSINESS TARGET FOR THE YEAR 2017 Mgmt For For
8 SELECTION OF INDEPENDENT AUDITOR FOR Mgmt For For
FINANCIAL STATEMENTS 2017
9 PROPOSAL FOR THE BOD AND BOS REMUNERATION Mgmt For For
FOR THE YEAR 2017
10 EMPLOYEE STOCK OWNERSHIP PLAN IN 2017, Mgmt For For
ADJUSTMENT OF INCENTIVE POLICY 2016 2020
11 ADJUSTMENT FOR REGISTERED BUSINESS Mgmt For For
ACTIVITIES, COMPANY CHARTER AMENDMENT,
INCREASING OF FOREIGN OWNERSHIP LIMIT
12 ANY OTHER ISSUES WITHIN THE JURISDICTION OF Mgmt Against Against
THE AGM
13 ELECTION OF BOD MEMBERS FOR TERM 2017 2022 Mgmt Against Against
14 ELECTION OF BOS MEMBERS FOR TERM 2017 2022 Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
DOMESCO MEDICAL IMPORT EXPORT JSC, CAO LANH CITY Agenda Number: 708003760
--------------------------------------------------------------------------------------------------------------------------
Security: Y20930106
Meeting Type: AGM
Meeting Date: 21-Apr-2017
Ticker:
ISIN: VN000000DMC9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION.
1 REPORT ON BOD ACTIVITIES IN 2016 AND PLAN Mgmt For For
FOR 2017
2 REPORT ON BOARD OF SUPERVISORS' ACTIVITIES Mgmt For For
IN 2016 AND PLAN FOR 2017
3 REPORT ON 2016 AUDITED FINANCIAL STATEMENT Mgmt For For
4 PROPOSAL OF 2016 PROFIT ALLOCATION AND PLAN Mgmt For For
FOR 2017
5 PROPOSAL OF INDEPENDENT AUDITOR SELECTION Mgmt For For
FOR FISCAL YEAR 2017
6 OTHER ISSUES (IF ANY) Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
HATIEN 1 CEMENT JOINT STOCK COMPANY, HO CHI MINH C Agenda Number: 708038648
--------------------------------------------------------------------------------------------------------------------------
Security: Y3114Z102
Meeting Type: AGM
Meeting Date: 27-Apr-2017
Ticker:
ISIN: VN000000HT12
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 740488 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
1 OPERATION REPORT OF BOD FOR 2016 Mgmt For For
2 BUSINESS ACTIVITIES REPORT FOR 2016 Mgmt For For
3 BUSINESS PLAN FOR 2017 Mgmt For For
4 REPORT ON DEPLOYING THE PLAN TO MOVING AND Mgmt For For
CONSTRUCTING INVESTMENT AT THU DUC GRINDING
STATION
5 BOS REPORT FOR 2016 Mgmt For For
6 REPORT ON BOD AND BOS AND SECRETARY Mgmt For For
REMUNERATION YEAR 2016 AND ITS PLAN FOR
2017
7 APPROVAL OF AUDITED FINANCIAL REPORT YEAR Mgmt For For
2016
8 APPROVAL OF PROFIT DISTRIBUTION AND Mgmt For For
DIVIDEND YEAR 2016 AND ITS PLAN FOR 2017
9 APPROVAL OF SELECTING AUDIT COMPANY FOR Mgmt For For
2017
10 ANY OTHER ISSUES WITHIN THE JURISDICTION OF Mgmt Against Against
THE AGM
--------------------------------------------------------------------------------------------------------------------------
KIDO GROUP CORPORATION, HO CHI MINH CITY Agenda Number: 708285211
--------------------------------------------------------------------------------------------------------------------------
Security: Y4788V104
Meeting Type: AGM
Meeting Date: 16-Jun-2017
Ticker:
ISIN: VN000000KDC3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 781790 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
1 2016 BOS REPORT Mgmt For For
2 2016 REPORTS Mgmt For For
3 2016 PROFIT ALLOCATION Mgmt For For
4 2017 BUSINESS PLAN Mgmt For For
5 2017 DIVIDEND PLAN Mgmt For For
6 SELECTION OF AUDIT ENTITY Mgmt For For
7 AMENDMENT OF FOREIGN OWNERSHIP RATIO Mgmt For For
8 CHANGE IN BUSINESS LICENSE Mgmt For For
9 ANY OTHER ISSUES WITHIN THE JURISDICTION OF Mgmt Against Against
THE AGM
--------------------------------------------------------------------------------------------------------------------------
MA SAN GROUP CORP Agenda Number: 708024649
--------------------------------------------------------------------------------------------------------------------------
Security: Y5825M106
Meeting Type: AGM
Meeting Date: 24-Apr-2017
Ticker:
ISIN: VN000000MSN4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION.
1 OPERATION REPORT OF BOD Mgmt For For
2 OPERATION REPORT OF BOS Mgmt For For
3 AUDITED FINANCIAL REPORT YEAR 2016 Mgmt For For
4 BUSINESS PLAN FOR 2017 Mgmt For For
5 PROFIT DISTRIBUTION PLAN YEAR 2016 Mgmt For For
6 SELECTING AUDIT COMPANY FOR 2017 Mgmt For For
7 BOD AND BOS REMUNERATION FOR 2017 Mgmt Against Against
8 BOD CHAIRMAN CONCURRENTLY ACTING AS GENERAL Mgmt Against Against
DIRECTOR
9 NEW SHARES ISSUANCE PLAN REGARDING TO Mgmt For For
CONVERTIBLE LOAN
10 NEW SHARES ISSUANCE PLAN BASED ON ESOP Mgmt Against Against
11 INTERNAL TRANSACTION Mgmt For For
12 ANY OTHER ISSUES WITHIN THE JURISDICTION OF Mgmt Against Against
THE AGM
--------------------------------------------------------------------------------------------------------------------------
PETROVIETNAM DRILLING AND WELL SERVICES JSC, HO CH Agenda Number: 708026631
--------------------------------------------------------------------------------------------------------------------------
Security: Y6825E102
Meeting Type: AGM
Meeting Date: 27-Apr-2017
Ticker:
ISIN: VN000000PVD2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 739731 DUE TO CHANGE IN MEETING
DATE FROM 28 APR 2017 TO 27 APRIL 2017 WITH
UPDATED AGENDA. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION.
1 BOD REPORT ON MANAGEMENT AND OPERATION OF Mgmt For For
BOD AND EACH BOD MEMBER YEAR 2016 AND ITS
PLAN FOR 2017
2 REPORT ON BUSINESS PERFORMANCE YEAR 2016 Mgmt For For
AND ITS PLAN FOR 2017 OF CORPORATION
3 AUDITED FINANCIAL REPORT FOR 2016 Mgmt For For
4 PROFIT DISTRIBUTION PLAN FOR 2016 Mgmt For For
5 BOS REPORT ON BUSINESS PERFORMANCE OF Mgmt For For
CORPORATION, OPERATION RESULT OF BOD AND
GENERAL DIRECTOR YEAR 2016
6 ASSESSMENT ON OPERATION RESULT OF BOS AND Mgmt For For
EVERY SINGLE BOS MEMBER YEAR 2016 AND ITS
PLAN FOR 2017
7 MODIFYING SOME CONTENTS OF COMPANY TO Mgmt Against Against
COMPLY WITH NEW REGULATION
8 BOD AND BOS REMUNERATION YEAR 2017 Mgmt Against Against
9 LIST OF AUDIT COMPANIES YEAR 2017 Mgmt For For
10 OTHER ISSUES WITHIN THE JURISDICTION OF THE Mgmt Against Against
AGM
--------------------------------------------------------------------------------------------------------------------------
PETROVIETNAM GAS JOINT STOCK COMPANY, HO CHI MINH Agenda Number: 707994946
--------------------------------------------------------------------------------------------------------------------------
Security: Y6383G101
Meeting Type: AGM
Meeting Date: 17-Apr-2017
Ticker:
ISIN: VN000000GAS3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 738746 DUE TO RECEIPT OF UPDATED
AGENDA WITH 9 RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 STATEMENT OF SUPPLEMENTING COMPANY CHARTER Mgmt Against Against
2 REPORT ON BUSINESS PERFORMANCE FOR YEAR Mgmt For For
2016 AND ITS PLAN FOR 2017
3 STATEMENT OF AUDITED FINANCIAL REPORT FOR Mgmt For For
YEAR 2016
4 STATEMENT OF PROFIT ALLOCATION PLAN FOR Mgmt For For
2016 AND IT PLAN FOR 2017
5 OPERATION REPORT OF BOD FOR 2016 AND ITS Mgmt For For
PLAN FOR 2017
6 OPERATION REPORT OF BOS FOR 2016 AND ITS Mgmt For For
PLAN FOR 2017
7 STATEMENT OF SELECTING AUDIT COMPANY FOR Mgmt For For
FINANCIAL REPORT YEAR 2017
8 REPORT ON BOS AND BOD REMUNERATION YEAR Mgmt Against Against
2016 AND ITS PLAN FOR 2017
9 ANY OTHER ISSUES WITHIN THE JURISDICTION OF Mgmt Against Against
THE AGM
--------------------------------------------------------------------------------------------------------------------------
PETROVIETNAM POWER NHON TRACH 2 JOINT STOCK COMPAN Agenda Number: 708026679
--------------------------------------------------------------------------------------------------------------------------
Security: Y6S25V102
Meeting Type: AGM
Meeting Date: 27-Apr-2017
Ticker:
ISIN: VN000000NT22
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 740295 DUE TO CHANGE IN MEETING
DATE FROM 30 JUN 2017 TO 27 APR 2017 WITH
RECEIPT OF UPDATED AGENDA. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION.
1 REPORT ON OPERATION RESULT OF BOD FOR 2016 Mgmt For For
AND ITS PLAN FOR 2017
2 REPORT ON BUSINESS PERFORMANCE OF THE Mgmt For For
COMPANY FOR 2016
3 BUSINESS PLAN FOR 2017 Mgmt For For
4 REPORT ON MONITORING RESULT YEAR 2016 AND Mgmt For For
ITS PLAN FOR 2017 OF BOS
5 AUDITED FINANCIAL REPORT YEAR 2016 Mgmt For For
6 PROFIT DISTRIBUTION PLAN YEAR 2016 AND ITS Mgmt For For
PLAN FOR 2017
7 LIST OF AUDIT COMPANIES FOR FINANCIAL Mgmt For For
REPORT YEAR 2017
8 MODIFYING COMPANY CHARTER Mgmt For For
9 MODIFYING THE ORGANIZATIONAL AND Mgmt Against Against
OPERATIONAL REGULATION OF SCIENT AND
TECHNOLOGY DEVELOPMENT FUND
10 OTHER ISSUES WITHIN THE JURISDICTION OF THE Mgmt Against Against
AGM
11 ELECTION OF BOD MEMBER FOR TERM III Mgmt Against Against
2017-2022
12 ELECTION OF BOS MEMBER FOR TERM III Mgmt Against Against
2017-2022
--------------------------------------------------------------------------------------------------------------------------
PHA LAI THERMAL POWER JOINT-STOCK COMPANY, HAI DUO Agenda Number: 708029194
--------------------------------------------------------------------------------------------------------------------------
Security: Y68268104
Meeting Type: AGM
Meeting Date: 25-Apr-2017
Ticker:
ISIN: VN000000PPC6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 739752 DUE TO RECEIPT OF UPDATED
AGENDA WITH 6 RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION.
1 APPROVAL OF 2016 FINANCIAL REPORT Mgmt For For
2 APPROVAL OF 2016 BUSINESS PERFORMANCE AND Mgmt For For
2017 PLAN
3 APPROVAL OF 2016 DIVIDEND PAYMENT AND Mgmt For For
PROFIT ALLOCATION, 2017 PLAN
4 APPROVAL OF 2016 BOD AND BOS REMUNERATION Mgmt For For
AND 2017 PLAN
5 APPROVAL OF SELECTING AUDIT COMPANY IN 2017 Mgmt For For
6 ANY OTHER ISSUES WITHIN THE JURISDICTION OF Mgmt Against Against
THE AGM
--------------------------------------------------------------------------------------------------------------------------
TAN TAO INVESTMENT INDUSTRY CORPORATION Agenda Number: 708310230
--------------------------------------------------------------------------------------------------------------------------
Security: Y84914103
Meeting Type: AGM
Meeting Date: 24-Jun-2017
Ticker:
ISIN: VN000000ITA7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 784473 DUE TO RECEIPT OF UPDATED
AGENDA ALONG WITH THE CHANGE IN MEETING
DATE FROM 30 JUN 2017 TO 24 JUN 2017. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED IF VOTE DEADLINE EXTENSIONS
ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 RATIFICATION OF THE BUSINESS OPERATIONS OF Mgmt For For
THE COMPANY AND THE COMPANY AUDIT REPORT OF
E AND Y FOR 2016
2 APPROVAL OF THE NOMINATION MR DANG QUANG Mgmt For For
HANH - BE GENERAL DIRECTOR AND LEGAL
REPRESENTATIVE OF THE COMPANY
3 RATIFICATION OF THE AMENDMENTS AND Mgmt Against Against
SUPPLEMENTS TO THE CHARTER ON ORGANIZATION
AND OPERATION OF THE COMPANY
4 TO ENTRUST THE 2017 PLAN TO ATTAIN A Mgmt For For
REVENUE, INCOME OF VND 880 BILLION, A NET
PROFIT OF VND 309 BILLION AND THE PAYMENT
OF STOCK DIVIDEND AND BONUS SHARES OF 5 PCT
IN SHARE OR CASH DEPENDS ON THE OPERATION
OF THE COMPANY AND APPROVED BY THE BOARD OF
MANAGEMENT
5 THE SHAREHOLDERS MEETING APPROVES AND Mgmt For For
AUTHORIZES THE BOARD OF MANAGEMENT TO
CONSIDER FOR INVESTMENT OR DISINVESTMENT OF
THE COMPANY PROJECTS
6 BASIC CONSTRUCTION PLAN: TO ALLOCATE OF Mgmt For For
CONSTRUCTION PLAN OF 20.000M2 FACTORIES IN
TAN DUC INDUSTRIAL PARK PHASE 01 AND 40.000
M2 TRAFFIC AND INFRASTRUCTURE SYSTEMS OF
TAN DUC INDUSTRIAL PARK PHASE 2 TO ATTRACT
FOREIGN AND DOMESTIC INVESTORS. TO PERFORM
BACKFILLING AMOUNT 50.000 M 3 AT TAN DUC
RESIDENTIAL PHASE 02 TO HANDOVER THE LAND
LOTS AND COLLECT THE REMAINING MONEY FROM
LOCAL PEOPLE. AND COMPLETING OF TOWNHOUSES,
HANH PHUC AND TAI LOC DUPLEXES AND HIGH-END
VILLAS IN TAN DUC E.CITY FOR LAUNCHING PLAN
IN 2017
7 THE GENERAL SHAREHOLDERS MEETING HAS Mgmt Against Against
RATIFIED THE CAPITAL MOBILIZATION PLAN IN
2017
8 THE SHAREHOLDERS MEETING APPROVES AND Mgmt For For
AUTHORIZES CHAIRMAN OF THE BOARD OF
MANAGEMENT TO FULFILL ALL NECESSARY LEGAL
FORMALITIES IN COMPLIANCE WITH ALL
DECISIONS AND REGULATIONS OF THE STATE
SECURITIES COMMISSION AND ALSO OF OTHER
DOMESTIC AND FOREIGN ADMINISTRATIVE
AUTHORITIES IN ORDER TO SUCCESSFULLY
IMPLEMENT THE SHAREHOLDERS MEETING
RESOLUTIONS
9 THE SHAREHOLDERS MEETING APPROVES AND Mgmt For For
AUTHORIZES THE BOARD OF MANAGEMENT TO
CHOOSE A DOMESTIC AND/OR PRESTIGIOUS
INTERNATIONAL AUDIT COMPANY IN THE LIST OF
APPROVED COMPANIES WHICH ARE QUALIFIED TO
AUDIT LISTED COMPANIES BY THE STATE
SECURITIES COMMITTEE IN ORDER TO AUDIT THE
COMPANY'S ACCOUNTING IN 2077
10 ANY OTHER ISSUES WITHIN THE JURISDICTION OF Mgmt Against Against
THE AGM
--------------------------------------------------------------------------------------------------------------------------
VIETNAM CONSTRUCTION AND IMPORT-EXPORT JOINT ST Agenda Number: 707994922
--------------------------------------------------------------------------------------------------------------------------
Security: Y9366E101
Meeting Type: AGM
Meeting Date: 20-Apr-2017
Ticker:
ISIN: VN000000VCG3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 743781 DUE TO RECEIPT OF UPDATED
AGENDA WITH CHANGE IN GPS CODE FOR
RESOLUTION 12. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU.
1 APPROVAL OF BOM REPORT ON 2016 BUSINESS Mgmt For For
RESULT AND 2017 BUSINESS PLAN
2 APPROVAL OF 2016 AUDITED SEPARATE AND Mgmt For For
CONSOLIDATED FINANCIAL REPORT
3 APPROVAL OF BOM REPORT ON BUSINESS RESULT Mgmt For For
FOR TERM 2012 2016
4 APPROVAL OF STRATEGY ORIENTATION AND Mgmt For For
BUSINESS MISSION FOR TERM 2017-2022
5 APPROVAL OF BOD REPORT ON MANAGEMENT AND Mgmt For For
ACTIVITY RESULT OF BOD AND EACH BOD MEMBER
IN 2016
6 APPROVAL OF BOD REPORT ON TERM ENDING OF Mgmt For For
BOD (TERM 2012-2016)
7 APPROVAL OF BOS REPORT AT AGM 2017 Mgmt For For
8 APPROVAL OF BOS REPORT FOR TERM 2012-2016 Mgmt For For
AT GENERAL MEETING FOR TERM 2017-2022
9 APPROVAL OF BOD STATEMENT OF 2016 PROFIT Mgmt For For
AFTER TAX ALLOCATION PLAN
10 APPROVAL OF BOD STATEMENT OF REMUNERATION Mgmt For For
FOR BOD, BOS IN 2016 AND 2017 PLAN
11 APPROVAL OF BOS STATEMENT OF SELECTING Mgmt For For
INDEPENDENT AUDIT ENTITY FOR 2017 FINANCIAL
REPORT
12 ANY OTHER ISSUES WITHIN THE JURISDICTION OF Mgmt Against Against
THE AGM
13 ELECTION OF BOD AND BOS FOR TERM 2017-2022 Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
VINGROUP JOINT STOCK COMPANY, HANOI Agenda Number: 708024714
--------------------------------------------------------------------------------------------------------------------------
Security: Y9375L104
Meeting Type: AGM
Meeting Date: 26-Apr-2017
Ticker:
ISIN: VN000000VIC9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION.
1 BOD REPORT ON MANAGEMENT AND OPERATION Mgmt For For
RESULT OF BOD YEAR 2016
2 BOM REPORT ON BUSINESS PERFORMANCE YEAR Mgmt For For
2016 AND ITS PLAN FOR 2017
3 BOS REPORT ON BUSINESS PERFORMANCE OF THE Mgmt For For
COMPANY AND OPERATION RESULT OF BOD AND BOM
YEAR 2016
4 AUDITED FINANCIAL REPORT YEAR 2016 Mgmt For For
5 PROFIT AFTER TAX USING PLAN YEAR 2016 BASED Mgmt For For
ON STATEMENT OF BOD AT AGM
6 REAPPROVAL OF SHARES ISSUANCE PLAN AND Mgmt Against Against
SHARES CONVERTIBLE BASED ON STATEMENT OF
BOD AT AGM
7 BOD AND BOS REMUNERATION BASED ON BOD AND Mgmt For For
BOS STATEMENT AT AGM
8 APPROVAL OF MODIFYING VINGROUP CORPORATION Mgmt For For
CHARTER BASED ON STATEMENT OF BOD AT AGM
9 ANY OTHER ISSUES WITHIN THE JURISDICTION OF Mgmt Against Against
THE AGM
10 ELECTION OF BOS MEMBERS FOR TERM 2017-2022 Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
YOMA STRATEGIC HOLDINGS LTD Agenda Number: 707261082
--------------------------------------------------------------------------------------------------------------------------
Security: Y9841J113
Meeting Type: AGM
Meeting Date: 26-Jul-2016
Ticker:
ISIN: SG1T74931364
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For
STATEMENT AND AUDITED FINANCIAL STATEMENTS
OF THE COMPANY FOR THE FINANCIAL YEAR ENDED
31 MARCH 2016 TOGETHER WITH THE INDEPENDENT
AUDITORS' REPORT THEREON
2 TO DECLARE A FINAL ONE-TIER TAX EXEMPT Mgmt For For
DIVIDEND OF 0.25 CENTS PER ORDINARY SHARE
FOR THE FINANCIAL YEAR ENDED 31 MARCH 2016
3.A TO APPROVE THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS FOR THE FINANCIAL
YEAR ENDING 31 MARCH 2017 AS FOLLOWS:
DIRECTORS' FEES OF UP TO AN AGGREGATE OF
SGD 380,000 PAYABLE BY THE COMPANY
3.B TO APPROVE THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS FOR THE FINANCIAL
YEAR ENDING 31 MARCH 2017 AS FOLLOWS: AN
AGGREGATE OF 600,000 ORDINARY SHARES OF THE
COMPANY (THE "REMUNERATION SHARES") TO BE
AWARDED TO ELIGIBLE NON-EXECUTIVE
INDEPENDENT DIRECTORS UNDER THE YOMA
PERFORMANCE SHARE PLAN (THE "YOMA PSP"),
AND FOR THIS PURPOSE TO PASS THE FOLLOWING
RESOLUTION WITH OR WITHOUT AMENDMENTS AS AN
ORDINARY RESOLUTION: THAT: (I) THE
DIRECTORS BE AND ARE HEREBY AUTHORISED TO
ISSUE AND ALLOT THE REMUNERATION SHARES TO
THE ACCOUNT OF: A. MR. ADRIAN CHAN PENGEE
IN RESPECT OF 150,000 REMUNERATION SHARES;
B. MR. BASIL CHAN IN RESPECT OF 150,000
REMUNERATION SHARES; C. MS. WONG SU YEN IN
RESPECT OF 150,000 REMUNERATION SHARES; AND
D. DATO TIMOTHY ONG TECK MONG IN RESPECT OF
150,000 REMUNERATION SHARES. (II) ANY
DIRECTOR AND/OR THE COMPANY SECRETARY BE
AUTHORISED TO DO ALL THINGS NECESSARY OR
DESIRABLE TO GIVE EFFECT TO THE ABOVE
4 TO RE-ELECT MR. ADRIAN CHAN PENGEE AS A Mgmt For For
DIRECTOR OF THE COMPANY, WHO IS RETIRING
PURSUANT TO ARTICLE 104 OF THE CONSTITUTION
OF THE COMPANY AND WHO, BEING ELIGIBLE,
WILL OFFER HIMSELF FOR RE-ELECTION
5 TO RE-ELECT MS. WONG SU YEN AS A DIRECTOR Mgmt For For
OF THE COMPANY, WHO IS RETIRING PURSUANT TO
ARTICLE 114 OF THE CONSTITUTION OF THE
COMPANY AND WHO, BEING ELIGIBLE, WILL OFFER
HERSELF FOR RE-ELECTION
6 TO RE-ELECT DATO TIMOTHY ONG TECK MONG AS A Mgmt For For
DIRECTOR OF THE COMPANY, WHO IS RETIRING
PURSUANT TO ARTICLE 114 OF THE CONSTITUTION
OF THE COMPANY AND WHO, BEING ELIGIBLE,
WILL OFFER HIMSELF FOR RE-ELECTION
7 TO RE-APPOINT NEXIA TS PUBLIC ACCOUNTING Mgmt For For
CORPORATION AS AUDITORS OF THE COMPANY FOR
THE FINANCIAL YEAR ENDING 31 MARCH 2017 AND
TO AUTHORISE THE DIRECTORS OF THE COMPANY
TO FIX THEIR REMUNERATION
8 THAT PURSUANT TO SECTION 161 OF THE Mgmt Against Against
COMPANIES ACT (CAP. 50) AND THE RULES,
GUIDELINES AND MEASURES ISSUED BY THE
SINGAPORE EXCHANGE SECURITIES TRADING
LIMITED (THE "SGX-ST"), THE DIRECTORS OF
THE COMPANY BE AND ARE HEREBY AUTHORISED
AND EMPOWERED TO ISSUE: (I) SHARES IN THE
CAPITAL OF THE COMPANY ("SHARES"); OR (II)
CONVERTIBLE SECURITIES; OR (III) ADDITIONAL
CONVERTIBLE SECURITIES ISSUED PURSUANT TO
ADJUSTMENTS; OR (IV) SHARES ARISING FROM
THE CONVERSION OF THE SECURITIES IN (II)
AND (III) ABOVE, (WHETHER BY WAY OF RIGHTS,
BONUS OR OTHERWISE OR IN PURSUANCE OF ANY
OFFER, AGREEMENT OR OPTION MADE OR GRANTED
BY THE DIRECTORS DURING THE CONTINUANCE OF
THIS AUTHORITY OR THEREAFTER) AT ANY TIME
AND UPON SUCH TERMS AND CONDITIONS AND FOR
SUCH PURPOSES AND TO SUCH PERSONS AS THE
DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION
DEEM FIT (NOTWITHSTANDING THE AUTHORITY
CONFERRED BY THIS RESOLUTION MAY HAVE
CEASED TO BE IN FORCE), PROVIDED THAT: (1)
THE AGGREGATE NUMBER OF SHARES TO BE ISSUED
PURSUANT TO THIS RESOLUTION (INCLUDING
SHARES TO BE ISSUED IN PURSUANCE OF
CONVERTIBLE SECURITIES MADE OR GRANTED
PURSUANT TO THIS RESOLUTION) DOES NOT
EXCEED FIFTY PER CENT. (50%) OF THE TOTAL
NUMBER OF ISSUED SHARES (EXCLUDING TREASURY
SHARES) IN THE CAPITAL OF THE COMPANY (AS
CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH
(2) BELOW) ("ISSUED SHARES"), PROVIDED THAT
THE AGGREGATE NUMBER OF SHARES TO BE ISSUED
OTHER THAN ON A PRO-RATA BASIS TO
SHAREHOLDERS OF THE COMPANY (INCLUDING
SHARES TO BE ISSUED IN PURSUANCE OF
CONVERTIBLE SECURITIES MADE OR GRANTED
PURSUANT TO THIS RESOLUTION) DOES NOT
EXCEED TWENTY PER CENT. (20%) OF THE TOTAL
NUMBER OF ISSUED SHARES; (2) (SUBJECT TO
SUCH MANNER OF CALCULATION AS MAY BE
PRESCRIBED BY THE SGX-ST) FOR THE PURPOSE
OF DETERMINING THE AGGREGATE NUMBER OF
SHARES THAT MAY BE ISSUED UNDER
SUB-PARAGRAPH (1) ABOVE, THE PERCENTAGE OF
ISSUED SHARES SHALL BE BASED ON THE TOTAL
NUMBER OF ISSUED SHARES (EXCLUDING TREASURY
SHARES) IN THE CAPITAL OF THE COMPANY AT
THE TIME THIS RESOLUTION IS PASSED, AFTER
ADJUSTING FOR: (I) NEW SHARES ARISING FROM
THE CONVERSION OR EXERCISE OF ANY
CONVERTIBLE SECURITIES; (II) (WHERE
APPLICABLE) NEW SHARES ARISING FROM
EXERCISING SHARE OPTIONS OR VESTING OF
SHARE AWARDS OUTSTANDING OR SUBSISTING AT
THE TIME OF THE PASSING OF THIS RESOLUTION,
PROVIDED THE OPTIONS OR AWARDS WERE GRANTED
IN COMPLIANCE WITH THE LISTING MANUAL OF
THE SGX-ST (THE "LISTING MANUAL"); AND
(III) ANY SUBSEQUENT BONUS ISSUE,
CONSOLIDATION OR SUBDIVISION OF SHARES; (3)
IN EXERCISING THE AUTHORITY CONFERRED BY
THIS RESOLUTION, THE COMPANY SHALL COMPLY
WITH THE RULES, GUIDELINES AND MEASURES
ISSUED BY THE SGX-ST FOR THE TIME BEING IN
FORCE (UNLESS SUCH COMPLIANCE HAS BEEN
WAIVED BY THE SGX-ST) AND THE CONSTITUTION
OF THE COMPANY FOR THE TIME BEING IN FORCE;
AND (4) (UNLESS REVOKED OR VARIED BY THE
COMPANY IN A GENERAL MEETING), THE
AUTHORITY CONFERRED BY THIS RESOLUTION
SHALL CONTINUE IN FORCE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY OR THE DATE BY WHICH
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY IS REQUIRED BY LAW TO BE HELD,
WHICHEVER IS THE EARLIER
9 THAT FOR THE PURPOSES OF CHAPTER 9 OF THE Mgmt For For
LISTING MANUAL: (A) APPROVAL BE AND IS
HEREBY GIVEN FOR THE COMPANY AND ITS
SUBSIDIARY COMPANIES (THE "GROUP") OR ANY
OF THEM TO ENTER INTO ANY OF THE
TRANSACTIONS FALLING WITHIN THE CATEGORIES
OF INTERESTED PERSON TRANSACTIONS,
PARTICULARS OF WHICH ARE SET OUT IN THE
COMPANY'S ADDENDUM TO SHAREHOLDERS DATED 11
JULY 2016 DETAILING THE PROPOSED
MODIFICATIONS TO, AND RENEWAL OF, THE
SHAREHOLDERS MANDATE (THE "ADDENDUM"), WITH
ANY PARTY WHO IS OF THE CLASS OR CLASSES OF
INTERESTED PERSONS DESCRIBED IN THE
ADDENDUM, PROVIDED THAT SUCH TRANSACTIONS
ARE MADE ON NORMAL COMMERCIAL TERMS IN
ACCORDANCE WITH THE REVIEW PROCEDURES FOR
INTERESTED PERSON TRANSACTIONS AS DESCRIBED
IN THE ADDENDUM (THE "SHAREHOLDERS'
MANDATE"); (B) THE SHAREHOLDERS' MANDATE
SHALL, UNLESS REVOKED OR VARIED BY THE
COMPANY IN A GENERAL MEETING, CONTINUE IN
FORCE UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY, OR
THE DATE BY WHICH THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY IS REQUIRED BY LAW
TO BE HELD, WHICHEVER IS EARLIER; (C) THE
AUDIT AND RISK MANAGEMENT COMMITTEE OF THE
COMPANY BE AND IS HEREBY AUTHORISED TO TAKE
SUCH ACTION AS IT DEEMS PROPER IN RESPECT
OF PROCEDURES AND/OR TO MODIFY OR IMPLEMENT
SUCH PROCEDURES AS MAY BE NECESSARY TO TAKE
INTO CONSIDERATION ANY AMENDMENT TO CHAPTER
9 OF THE LISTING MANUAL WHICH MAY BE
PRESCRIBED BY THE SGX-ST FROM TIME TO TIME;
AND (D) THE DIRECTORS OF THE COMPANY BE AND
ARE HEREBY AUTHORISED TO DO ALL SUCH ACTS
AND THINGS (INCLUDING, WITHOUT LIMITATION,
EXECUTING ALL SUCH DOCUMENTS AS MAY BE
REQUIRED) AS THEY MAY CONSIDER NECESSARY,
DESIRABLE, EXPEDIENT OR IN THE INTEREST OF
THE COMPANY TO GIVE EFFECT TO THE
SHAREHOLDERS' MANDATE AND/OR THIS
RESOLUTION
10 THAT PURSUANT TO SECTION 161 OF THE Mgmt Against Against
COMPANIES ACT (CAP. 50), THE DIRECTORS OF
THE COMPANY BE AND ARE HEREBY AUTHORISED TO
OFFER AND GRANT OPTIONS IN ACCORDANCE WITH
THE PROVISIONS OF THE YOMA STRATEGIC
HOLDINGS EMPLOYEE SHARE OPTION SCHEME 2012
(THE "YSH ESOS 2012") AND TO ISSUE AND
ALLOT FROM TIME TO TIME SUCH NUMBER OF
SHARES IN THE CAPITAL OF THE COMPANY AS MAY
BE REQUIRED TO BE ISSUED PURSUANT TO THE
EXERCISE OF THE OPTIONS UNDER THE YSH ESOS
2012, NOTWITHSTANDING THAT THE APPROVAL HAS
CEASED TO BE IN FORCE IF THE SHARES ARE
ISSUED PURSUANT TO THE EXERCISE OF AN
OPTION GRANTED WHILE THE APPROVAL TO OFFER
AND GRANT THE OPTION WAS IN FORCE, PROVIDED
THAT THE AGGREGATE NUMBER OF NEW SHARES TO
BE ISSUED PURSUANT TO YSH ESOS 2012 SHALL
NOT EXCEED TEN PER CENT. (10%) OF THE
ISSUED SHARE CAPITAL OF THE COMPANY
(EXCLUDING TREASURY SHARES) FROM TIME TO
TIME
11 THAT PURSUANT TO SECTION 161 OF THE Mgmt Against Against
COMPANIES ACT (CAP. 50), THE DIRECTORS OF
THE COMPANY BE AND ARE HEREBY AUTHORISED TO
ISSUE AND ALLOT FROM TIME TO TIME SUCH
NUMBER OF SHARES AS MAY BE REQUIRED TO BE
ISSUED PURSUANT TO THE VESTING OF A
CONTINGENT AWARD OF SHARES GRANTED UNDER
THE YOMA PSP ("AWARDS"), PROVIDED ALWAYS
THAT THE TOTAL NUMBER OF NEW SHARES WHICH
MAY BE ISSUED PURSUANT TO AWARDS GRANTED
UNDER THE YOMA PSP WHEN AGGREGATED WITH THE
AGGREGATE NUMBER OF SHARES WHICH MAY BE
GRANTED UNDER THE YSH ESOS 2012 AND ANY
OTHER SHARE-BASED INCENTIVE SCHEME SHALL
NOT EXCEED TEN PER CENT. (10%) OF THE TOTAL
ISSUED SHARE CAPITAL OF THE COMPANY
(EXCLUDING TREASURY SHARES) FROM TIME TO
TIME
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Global Macro Absolute Return Advantage Portfolio
By (Signature) /s/ Payson F. Swaffield
Name Payson F. Swaffield
Title President
Date 08/15/2017