UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-01677
NAME OF REGISTRANT: John Hancock Capital Series
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 200 Berkeley Street
Boston, MA 02116
NAME AND ADDRESS OF AGENT FOR SERVICE: Charles A. Rizzo
197 Clarendon Street
Boston, MA 02116
REGISTRANT'S TELEPHONE NUMBER: 6176633000
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019
2X26 John Hancock Funds U.S. Global Leaders Growth Fund
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ABBOTT LABORATORIES Agenda Number: 934941736
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Security: 002824100
Meeting Type: Annual
Meeting Date: 26-Apr-2019
Ticker: ABT
ISIN: US0028241000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. Alpern Mgmt For For
R.S. Austin Mgmt For For
S.E. Blount Mgmt For For
M.A. Kumbier Mgmt For For
E.M. Liddy Mgmt For For
N. McKinstry Mgmt For For
P.N. Novakovic Mgmt For For
W.A. Osborn Mgmt For For
S.C. Scott III Mgmt For For
D.J. Starks Mgmt For For
J.G. Stratton Mgmt For For
G.F. Tilton Mgmt For For
M.D. White Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Auditors
3. Say on Pay - An Advisory Vote to Approve Mgmt For For
Executive Compensation
4. Shareholder Proposal - Independent Board Shr Against For
Chairman
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AMAZON.COM, INC. Agenda Number: 934985954
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Security: 023135106
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: AMZN
ISIN: US0231351067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Rosalind G. Brewer Mgmt For For
1c. Election of Director: Jamie S. Gorelick Mgmt For For
1d. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1e. Election of Director: Judith A. McGrath Mgmt For For
1f. Election of Director: Indra K. Nooyi Mgmt For For
1g. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1h. Election of Director: Thomas O. Ryder Mgmt For For
1i. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1j. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL Shr Against For
REPORT ON MANAGEMENT OF FOOD WASTE.
5. SHAREHOLDER PROPOSAL REQUESTING A REDUCTION Shr Against For
IN THE OWNERSHIP THRESHOLD FOR CALLING
SPECIAL SHAREHOLDER MEETINGS.
6. SHAREHOLDER PROPOSAL REQUESTING A BAN ON Shr Against For
GOVERNMENT USE OF CERTAIN TECHNOLOGIES.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
THE IMPACT OF GOVERNMENT USE OF CERTAIN
TECHNOLOGIES.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN PRODUCTS.
9. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
10. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN EMPLOYMENT POLICIES.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CLIMATE CHANGE TOPICS.
12. SHAREHOLDER PROPOSAL REQUESTING A BOARD Shr Against For
IDEOLOGY DISCLOSURE POLICY.
13. SHAREHOLDER PROPOSAL REQUESTING CHANGES TO Shr Against For
THE COMPANY'S GENDER PAY REPORTING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
INTEGRATING CERTAIN METRICS INTO EXECUTIVE
COMPENSATION.
15. SHAREHOLDER PROPOSAL REGARDING Shr Against For
VOTE-COUNTING PRACTICES FOR SHAREHOLDER
PROPOSALS.
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AUTODESK, INC. Agenda Number: 935010140
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Security: 052769106
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: ADSK
ISIN: US0527691069
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew Anagnost Mgmt For For
1b. Election of Director: Karen Blasing Mgmt For For
1c. Election of Director: Reid French Mgmt For For
1d. Election of Director: Blake Irving Mgmt For For
1e. Election of Director: Mary T. McDowell Mgmt For For
1f. Election of Director: Stephen Milligan Mgmt For For
1g. Election of Director: Lorrie M. Norrington Mgmt For For
1h. Election of Director: Betsy Rafael Mgmt For For
1i. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2020.
3. Approve, on an advisory (non-binding) Mgmt For For
basis,the compensation of Autodesk, Inc.'s
named executive officers.
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AUTOMATIC DATA PROCESSING, INC. Agenda Number: 934879187
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Security: 053015103
Meeting Type: Annual
Meeting Date: 06-Nov-2018
Ticker: ADP
ISIN: US0530151036
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter Bisson Mgmt For For
1b. Election of Director: Richard T. Clark Mgmt For For
1c. Election of Director: Eric C. Fast Mgmt For For
1d. Election of Director: Linda R. Gooden Mgmt For For
1e. Election of Director: Michael P. Gregoire Mgmt For For
1f. Election of Director: R. Glenn Hubbard Mgmt For For
1g. Election of Director: John P. Jones Mgmt For For
1h. Election of Director: Thomas J. Lynch Mgmt For For
1i. Election of Director: Scott F. Powers Mgmt For For
1j. Election of Director: William J. Ready Mgmt For For
1k. Election of Director: Carlos A. Rodriguez Mgmt For For
1l. Election of Director: Sandra S. Wijnberg Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Approval of the 2018 Omnibus Award Plan. Mgmt For For
4. Ratification of the Appointment of Mgmt For For
Auditors.
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BECTON, DICKINSON AND COMPANY Agenda Number: 934913117
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Security: 075887109
Meeting Type: Annual
Meeting Date: 22-Jan-2019
Ticker: BDX
ISIN: US0758871091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Catherine M. Burzik Mgmt For For
1b. Election of Director: R. Andrew Eckert Mgmt For For
1c. Election of Director: Vincent A. Forlenza Mgmt For For
1d. Election of Director: Claire M. Fraser Mgmt For For
1e. Election of Director: Jeffrey W. Henderson Mgmt For For
1f. Election of Director: Christopher Jones Mgmt For For
1g. Election of Director: Marshall O. Larsen Mgmt For For
1h. Election of Director: David F. Melcher Mgmt For For
1i. Election of Director: Claire Pomeroy Mgmt For For
1j. Election of Director: Rebecca W. Rimel Mgmt For For
1k. Election of Director: Timothy M. Ring Mgmt For For
1l. Election of Director: Bertram L. Scott Mgmt For For
2. Ratification of selection of independent Mgmt For For
registered public accounting firm.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Amendment to BD's Restated Certificate of Mgmt For For
Incorporation.
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BOOKING HOLDINGS INC. Agenda Number: 935004957
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Security: 09857L108
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: BKNG
ISIN: US09857L1089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Jeffery H. Boyd Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian Graddick-Weir Mgmt For For
James M. Guyette Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nancy B. Peretsman Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
3. Advisory Vote to Approve 2018 Executive Mgmt For For
Compensation.
4. Stockholder Proposal requesting that the Shr Against For
Company amend its proxy access bylaw.
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ECOLAB INC. Agenda Number: 934949124
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Security: 278865100
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: ECL
ISIN: US2788651006
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1b. Election of Director: Shari L. Ballard Mgmt For For
1c. Election of Director: Barbara J. Beck Mgmt For For
1d. Election of Director: Leslie S. Biller Mgmt For For
1e. Election of Director: Jeffrey M. Ettinger Mgmt For For
1f. Election of Director: Arthur J. Higgins Mgmt For For
1g. Election of Director: Michael Larson Mgmt For For
1h. Election of Director: David W. MacLennan Mgmt For For
1i. Election of Director: Tracy B. McKibben Mgmt For For
1j. Election of Director: Lionel L. Nowell, III Mgmt For For
1k. Election of Director: Victoria J. Reich Mgmt For For
1l. Election of Director: Suzanne M. Vautrinot Mgmt For For
1m. Election of Director: John J. Zillmer Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
current year ending December 31, 2019.
3. Advisory vote to approve the compensation Mgmt For For
of executives disclosed in the Proxy
Statement.
4. Stockholder proposal requesting an Shr Against For
independent board chair, if properly
presented.
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EQUINIX, INC. Agenda Number: 935002270
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Security: 29444U700
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: EQIX
ISIN: US29444U7000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Bartlett Mgmt For For
Nanci Caldwell Mgmt For For
Gary Hromadko Mgmt For For
Scott Kriens Mgmt For For
William Luby Mgmt For For
Irving Lyons, III Mgmt For For
Charles Meyers Mgmt For For
Christopher Paisley Mgmt For For
Peter Van Camp Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of Equinix's named
executive officers.
3. To approve the Equinix French Sub-plan Mgmt For For
under Equinix's 2000 Equity Incentive Plan.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Equinix's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
5. Stockholder proposal related to political Shr Against For
contributions.
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FACEBOOK, INC. Agenda Number: 934995082
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: FB
ISIN: US30303M1027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Kenneth I. Chenault Mgmt For For
S. D. Desmond-Hellmann Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Jeffrey D. Zients Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation program for
Facebook, Inc.'s named executive officers
as disclosed in Facebook, Inc.'s proxy
statement.
4. To vote, on a non-binding advisory basis, Mgmt 1 Year Against
whether a non-binding advisory vote on the
compensation program for Facebook, Inc.'s
named executive officers should be held
every one, two or three years.
5. A stockholder proposal regarding change in Shr Against For
stockholder voting.
6. A stockholder proposal regarding an Shr For Against
independent chair.
7. A stockholder proposal regarding majority Shr Against For
voting for directors.
8. A stockholder proposal regarding true Shr Against For
diversity board policy.
9. A stockholder proposal regarding a content Shr Against For
governance report.
10. A stockholder proposal regarding median Shr Against For
gender pay gap.
11. A stockholder proposal regarding workforce Shr Against For
diversity.
12. A stockholder proposal regarding strategic Shr Against For
alternatives.
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FLEETCOR TECHNOLOGIES INC. Agenda Number: 935004072
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Security: 339041105
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: FLT
ISIN: US3390411052
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Ronald F. Mgmt For For
Clarke
1.2 Election of Class III Director: Joseph W. Mgmt For For
Farrelly
1.3 Election of Class III Director: Richard Mgmt For For
Macchia
2. Ratify the selection of Ernst & Young LLP Mgmt For For
as FLEETCOR's independent auditor for 2019
3. Advisory vote to approve named executive Mgmt For For
officer compensation
4. Approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to declassify the Board of
Directors
5. Stockholder proposal to adopt a clawback Shr Against For
policy
6. Stockholder proposal to exclude the impact Shr Against For
of share repurchases when determining
incentive grants and awards
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INTUIT INC. Agenda Number: 934908471
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Security: 461202103
Meeting Type: Annual
Meeting Date: 17-Jan-2019
Ticker: INTU
ISIN: US4612021034
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eve Burton Mgmt For For
1b. Election of Director: Scott D. Cook Mgmt For For
1c. Election of Director: Richard L. Dalzell Mgmt For For
1d. Election of Director: Sasan Goodarzi Mgmt For For
1e. Election of Director: Deborah Liu Mgmt For For
1f. Election of Director: Suzanne Nora Johnson Mgmt For For
1g. Election of Director: Dennis D. Powell Mgmt For For
1h. Election of Director: Brad D. Smith Mgmt For For
1i. Election of Director: Thomas Szkutak Mgmt For For
1j. Election of Director: Raul Vazquez Mgmt For For
1k. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit Inc.'s Mgmt For For
executive compensation (say-on-pay)
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending July 31, 2019
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LOWE'S COMPANIES, INC. Agenda Number: 934988493
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Security: 548661107
Meeting Type: Annual
Meeting Date: 31-May-2019
Ticker: LOW
ISIN: US5486611073
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
James H. Morgan Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Lisa W. Wardell Mgmt For For
Eric C. Wiseman Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2018.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2019.
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MICROSOFT CORPORATION Agenda Number: 934884544
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2018
Ticker: MSFT
ISIN: US5949181045
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William H. Gates lll Mgmt For For
1b. Election of Director: Reid G. Hoffman Mgmt For For
1c. Election of Director: Hugh F. Johnston Mgmt For For
1d. Election of Director: Teri L. List-Stoll Mgmt For For
1e. Election of Director: Satya Nadella Mgmt For For
1f. Election of Director: Charles H. Noski Mgmt For For
1g. Election of Director: Helmut Panke Mgmt For For
1h. Election of Director: Sandra E. Peterson Mgmt For For
1i. Election of Director: Penny S. Pritzker Mgmt For For
1j. Election of Director: Charles W. Scharf Mgmt For For
1k. Election of Director: Arne M. Sorenson Mgmt For For
1l. Election of Director: John W. Stanton Mgmt For For
1m. Election of Director: John W. Thompson Mgmt For For
1n. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2019
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MONDELEZ INTERNATIONAL, INC. Agenda Number: 934959404
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Security: 609207105
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: MDLZ
ISIN: US6092071058
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lewis W.K. Booth Mgmt For For
1b. Election of Director: Charles E. Bunch Mgmt For For
1c. Election of Director: Debra A. Crew Mgmt For For
1d. Election of Director: Lois D. Juliber Mgmt For For
1e. Election of Director: Mark D. Ketchum Mgmt For For
1f. Election of Director: Peter W. May Mgmt For For
1g. Election of Director: Jorge S. Mesquita Mgmt For For
1h. Election of Director: Joseph Neubauer Mgmt For For
1i. Election of Director: Fredric G. Reynolds Mgmt For For
1j. Election of Director: Christiana S. Shi Mgmt For For
1k. Election of Director: Patrick T. Siewert Mgmt For For
1l. Election of Director: Jean-FranCois M. L. Mgmt For For
van Boxmeer
1m. Election of Director: Dirk Van de Put Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Independent Registered Public
Accountants for Fiscal Year Ending December
31, 2019.
4. Report on Environmental Impact of Cocoa Shr Against For
Supply Chain.
5. Consider Employee Pay in Setting Chief Shr Against For
Executive Officer Pay.
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NIKE, INC. Agenda Number: 934864237
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 20-Sep-2018
Ticker: NKE
ISIN: US6541061031
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan B. Graf, Jr. Mgmt For For
John C. Lechleiter Mgmt For For
Michelle A. Peluso Mgmt For For
2. To approve executive compensation by an Mgmt For For
advisory vote.
3. To consider a shareholder proposal Shr Against For
regarding political contributions
disclosure.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
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PAYPAL HOLDINGS, INC. Agenda Number: 934983316
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: PYPL
ISIN: US70450Y1038
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rodney C. Adkins Mgmt For For
1b. Election of Director: Wences Casares Mgmt For For
1c. Election of Director: Jonathan Christodoro Mgmt For For
1d. Election of Director: John J. Donahoe Mgmt For For
1e. Election of Director: David W. Dorman Mgmt For For
1f. Election of Director: Belinda J. Johnson Mgmt For For
1g. Election of Director: Gail J. McGovern Mgmt For For
1h. Election of Director: Deborah M. Messemer Mgmt For For
1i. Election of Director: David M. Moffett Mgmt For For
1j. Election of Director: Ann M. Sarnoff Mgmt For For
1k. Election of Director: Daniel H. Schulman Mgmt For For
1l. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2019.
4. Stockholder proposal regarding political Shr Against For
disclosure.
5. Stockholder proposal regarding human and Shr Against For
indigenous peoples' rights.
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RED HAT, INC. Agenda Number: 934851076
--------------------------------------------------------------------------------------------------------------------------
Security: 756577102
Meeting Type: Annual
Meeting Date: 09-Aug-2018
Ticker: RHT
ISIN: US7565771026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sohaib Abbasi Mgmt For For
1.2 Election of Director: W. Steve Albrecht Mgmt For For
1.3 Election of Director: Charlene T. Begley Mgmt For For
1.4 Election of Director: Narendra K. Gupta Mgmt For For
1.5 Election of Director: Kimberly L. Hammonds Mgmt For For
1.6 Election of Director: William S. Kaiser Mgmt For For
1.7 Election of Director: James M. Whitehurst Mgmt For For
1.8 Election of Director: Alfred W. Zollar Mgmt For For
2. To approve, on an advisory basis, a Mgmt For For
resolution relating to Red Hat's executive
compensation
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Red Hat's
independent registered public accounting
firm for the fiscal year ending February
28, 2019
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REGENERON PHARMACEUTICALS, INC. Agenda Number: 935006432
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 14-Jun-2019
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bonnie L. Bassler, Mgmt For For
Ph.D.
1b. Election of Director: Michael S. Brown, Mgmt For For
M.D.
1c. Election of Director: Leonard S. Schleifer, Mgmt For For
M.D., Ph.D.
1d. Election of Director: George D. Mgmt For For
Yancopoulos, M.D., Ph.D.
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
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SALESFORCE.COM, INC. Agenda Number: 935003878
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marc Benioff Mgmt For For
1b. Election of Director: Keith Block Mgmt For For
1c. Election of Director: Parker Harris Mgmt For For
1d. Election of Director: Craig Conway Mgmt For For
1e. Election of Director: Alan Hassenfeld Mgmt For For
1f. Election of Director: Neelie Kroes Mgmt For For
1g. Election of Director: Colin Powell Mgmt For For
1h. Election of Director: Sanford Robertson Mgmt For For
1i. Election of Director: John V. Roos Mgmt For For
1j. Election of Director: Bernard Tyson Mgmt For For
1k. Election of Director: Robin Washington Mgmt For For
1l. Election of Director: Maynard Webb Mgmt For For
1m. Election of Director: Susan Wojcicki Mgmt For For
2a. Amendment and restatement of our Mgmt For For
Certificate of Incorporation to remove
supermajority voting provisions relating
to: Amendments to the Certificate of
Incorporation and Bylaws.
2b. Amendment and restatement of our Mgmt For For
Certificate of Incorporation to remove
supermajority voting provisions relating
to: Removal of directors.
3. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan to, among other
things, increase the number of shares
authorized for issuance by 35.5 million
shares.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2020.
5. An advisory vote to approve the fiscal 2019 Mgmt For For
compensation of our named executive
officers.
6. A stockholder proposal regarding a "true Shr Against For
diversity" board policy.
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SSGA FUNDS Agenda Number: 934897123
--------------------------------------------------------------------------------------------------------------------------
Security: 857492706
Meeting Type: Special
Meeting Date: 18-Dec-2018
Ticker: GVMXX
ISIN: US8574927062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. DIRECTOR
John R. Costantino Mgmt For For
Michael A. Jessee Mgmt For For
Ellen M. Needham Mgmt For For
Donna M. Rapaccioli Mgmt For For
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THE ESTEE LAUDER COMPANIES INC. Agenda Number: 934879581
--------------------------------------------------------------------------------------------------------------------------
Security: 518439104
Meeting Type: Annual
Meeting Date: 13-Nov-2018
Ticker: EL
ISIN: US5184391044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Rose Marie Mgmt For For
Bravo Please note an Abstain Vote means a
Withhold vote against this director.
1b. Election of Class I Director: Paul J. Mgmt For For
Fribourg Please note an Abstain Vote means
a Withhold vote against this director.
1c. Election of Class I Director: Irvine O. Mgmt For For
Hockaday, Jr. Please note an Abstain Vote
means a Withhold vote against this
director.
1d. Election of Class I Director: Jennifer Mgmt For For
Hyman Please note an Abstain Vote means a
Withhold vote against this director.
1e. Election of Class I Director: Barry S. Mgmt For For
Sternlicht Please note an Abstain Vote
means a Withhold vote against this
director.
2. Ratification of appointment of KPMG LLP as Mgmt For For
independent auditors for the 2019 fiscal
year.
3. Advisory vote to approve executive Mgmt For For
compensation.
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THE TJX COMPANIES, INC. Agenda Number: 934884594
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Special
Meeting Date: 22-Oct-2018
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. An amendment to the Company's Fourth Mgmt For For
Restated Certificate of Incorporation to
increase the number of authorized shares of
common stock, par value $1.00 per share,
from 1,200,000,000 shares to 1,800,000,000
shares.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935015342
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Alan M. Bennett Mgmt For For
1C. Election of Director: Rosemary T. Berkery Mgmt For For
1D. Election of Director: David T. Ching Mgmt For For
1E. Election of Director: Ernie Herrman Mgmt For For
1F. Election of Director: Michael F. Hines Mgmt For For
1G. Election of Director: Amy B. Lane Mgmt For For
1H. Election of Director: Carol Meyrowitz Mgmt For For
1I. Election of Director: Jackwyn L. Nemerov Mgmt For For
1J. Election of Director: John F. O'Brien Mgmt For For
1K. Election of Director: Willow B. Shire Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2020
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on-pay vote)
4. Shareholder proposal for a report on Shr Against For
compensation disparities based on race,
gender, or ethnicity
5. Shareholder proposal for a report on prison Shr Against For
labor
6. Shareholder proposal for a report on human Shr Against For
rights risks
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934841506
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Special
Meeting Date: 10-Jul-2018
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. IMPORTANT: The special meeting of Mgmt For For
stockholders scheduled for July 10, 2018
has been postponed and voting will no
longer be processed. A new proxy with a
July 27, 2018 meeting date will be sent to
stockholders as soon as it is available and
a NEW VOTE will be required. If you have
already voted the July 10, 2018 proxy, you
will need to vote again using the new
ballot(s) you will receive for the July 27,
2018 meeting. Your vote is important.
Please make sure you vote your new proxy.
Thank you.
2. IMPORTANT: The special meeting of Mgmt For For
stockholders scheduled for July 10, 2018
has been postponed and voting will no
longer be processed. A new proxy with a
July 27, 2018 meeting date will be sent to
stockholders as soon as it is available and
a NEW VOTE will be required. If you have
already voted the July 10, 2018 proxy, you
will need to vote again using the new
ballot(s) you will receive for the July 27,
2018 meeting. Your vote is important.
Please make sure you vote your new proxy.
Thank you.
3. IMPORTANT: The special meeting of Mgmt For For
stockholders scheduled for July 10, 2018
has been postponed and voting will no
longer be processed. A new proxy with a
July 27, 2018 meeting date will be sent to
stockholders as soon as it is available and
a NEW VOTE will be required. If you have
already voted the July 10, 2018 proxy, you
will need to vote again using the new
ballot(s) you will receive for the July 27,
2018 meeting. Your vote is important.
Please make sure you vote your new proxy.
Thank you.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934854197
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Special
Meeting Date: 27-Jul-2018
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of common stock, Mgmt For For
par value $0.01 per share, of TWDC Holdco
613 Corp. ("New Disney"), to stockholders
of Twenty-First Century Fox, Inc. ("21CF")
contemplated by the Amended and Restated
Agreement and Plan of Merger, dated as of
June 20, 2018, as it may be amended from
time to time, by and among 21CF, a Delaware
corporation, Disney, a Delaware
corporation, New Disney, a Delaware
corporation and a wholly owned subsidiary
of Disney, WDC Merger Enterprises I, Inc.,
a ...(due to space limits, see proxy
statement for full proposal).
2. To approve adjournments of the Disney Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes at the time
of the Disney special meeting to approve
the share issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934921099
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 07-Mar-2019
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan E. Arnold Mgmt For For
1b. Election of Director: Mary T. Barra Mgmt For For
1c. Election of Director: Safra A. Catz Mgmt For For
1d. Election of Director: Francis A. deSouza Mgmt For For
1e. Election of Director: Michael Froman Mgmt For For
1f. Election of Director: Robert A. Iger Mgmt For For
1g. Election of Director: Maria Elena Mgmt For For
Lagomasino
1h. Election of Director: Mark G. Parker Mgmt For For
1i. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2019.
3. To approve the advisory resolution on Mgmt For For
executive compensation.
4. Shareholder proposal requesting an annual Shr Against For
report disclosing information regarding the
Company's lobbying policies and activities.
5. Shareholder proposal requesting a report on Shr Against For
use of additional cyber security and data
privacy metrics in determining compensation
of senior executives.
--------------------------------------------------------------------------------------------------------------------------
ULTA BEAUTY, INC. Agenda Number: 935004666
--------------------------------------------------------------------------------------------------------------------------
Security: 90384S303
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: ULTA
ISIN: US90384S3031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sally E. Blount Mgmt For For
Mary N. Dillon Mgmt For For
Charles Heilbronn Mgmt For For
Michael R. MacDonald Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year 2019,
ending February 1, 2020
3. To vote on an advisory resolution to Mgmt For For
approve the Company's executive
compensation
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 934998963
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 03-Jun-2019
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William C. Ballard, Mgmt For For
Jr.
1b. Election of Director: Richard T. Burke Mgmt For For
1c. Election of Director: Timothy P. Flynn Mgmt For For
1d. Election of Director: Stephen J. Hemsley Mgmt For For
1e. Election of Director: Michele J. Hooper Mgmt For For
1f. Election of Director: F. William McNabb III Mgmt For For
1g. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1h. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1i. Election of Director: Glenn M. Renwick Mgmt For For
1j. Election of Director: David S. Wichmann Mgmt For For
1k. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2019.
4. The shareholder proposal set forth in the Shr Against For
proxy statement requesting an amendment to
the proxy access bylaw, if properly
presented at the 2019 Annual Meeting of
Shareholders.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 934911074
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 29-Jan-2019
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd A. Carney Mgmt For For
1b. Election of Director: Mary B. Cranston Mgmt For For
1c. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1d. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1e. Election of Director: John F. Lundgren Mgmt For For
1f. Election of Director: Robert W. Matschullat Mgmt For For
1g. Election of Director: Denise M. Morrison Mgmt For For
1h. Election of Director: Suzanne Nora Johnson Mgmt For For
1i. Election of Director: John A. C. Swainson Mgmt For For
1j. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2019 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
YUM! BRANDS, INC. Agenda Number: 934971664
--------------------------------------------------------------------------------------------------------------------------
Security: 988498101
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: YUM
ISIN: US9884981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Paget L. Alves Mgmt For For
1b. Election of Director: Michael J. Cavanagh Mgmt For For
1c. Election of Director: Christopher M. Connor Mgmt For For
1d. Election of Director: Brian C. Cornell Mgmt For For
1e. Election of Director: Greg Creed Mgmt For For
1f. Election of Director: Tanya L. Domier Mgmt For For
1g. Election of Director: Mirian M. Mgmt For For
Graddick-Weir
1h. Election of Director: Thomas C. Nelson Mgmt For For
1i. Election of Director: P. Justin Skala Mgmt For For
1j. Election of Director: Elane B. Stock Mgmt For For
1k. Election of Director: Robert D. Walter Mgmt For For
2. Ratification of Independent Auditors. Mgmt For For
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Shareholder Proposal Regarding the Issuance Shr Against For
of a Report on Renewable Energy.
5. Shareholder Proposal Regarding Issuance of Shr Against For
Annual Reports on Efforts to Reduce
Deforestation.
6. Shareholder Proposal Regarding the Issuance Shr Against For
of a Report on Sustainable Packaging.
2X32 John Hancock Funds Classic Value Fund
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 934973606
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: W. DON CORNWELL Mgmt For For
1b. Election of Director: BRIAN DUPERREAULT Mgmt For For
1c. Election of Director: JOHN H. FITZPATRICK Mgmt For For
1d. Election of Director: WILLIAM G. JURGENSEN Mgmt For For
1e. Election of Director: CHRISTOPHER S. LYNCH Mgmt For For
1f. Election of Director: HENRY S. MILLER Mgmt For For
1g. Election of Director: LINDA A. MILLS Mgmt For For
1h. Election of Director: THOMAS F. MOTAMED Mgmt For For
1i. Election of Director: SUZANNE NORA JOHNSON Mgmt For For
1j. Election of Director: PETER R. PORRINO Mgmt For For
1k. Election of Director: AMY L. SCHIOLDAGER Mgmt For For
1l. Election of Director: DOUGLAS M. STEENLAND Mgmt For For
1m. Election of Director: THERESE M. VAUGHAN Mgmt For For
2. To vote, on a non-binding advisory basis, Mgmt For For
to approve executive compensation.
3. To vote, on a non-binding advisory basis, Mgmt 1 Year For
on the frequency of future executive
compensation votes.
4. To act upon a proposal to ratify the Mgmt For For
selection of PricewaterhouseCoopers LLP as
AIG's independent registered public
accounting firm for 2019.
5. To vote on a shareholder proposal to give Shr Against For
shareholders who hold at least 10 percent
of AIG's outstanding common stock the right
to call special meetings.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 934979266
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Dr. Wanda M. Austin Mgmt For For
1b. Election of Director: Mr. Robert A. Bradway Mgmt For For
1c. Election of Director: Dr. Brian J. Druker Mgmt For For
1d. Election of Director: Mr. Robert A. Eckert Mgmt For For
1e. Election of Director: Mr. Greg C. Garland Mgmt For For
1f. Election of Director: Mr. Fred Hassan Mgmt For For
1g. Election of Director: Dr. Rebecca M. Mgmt For For
Henderson
1h. Election of Director: Mr. Charles M. Mgmt For For
Holley, Jr.
1i. Election of Director: Dr. Tyler Jacks Mgmt For For
1j. Election of Director: Ms. Ellen J. Kullman Mgmt For For
1k. Election of Director: Dr. Ronald D. Sugar Mgmt For For
1l. Election of Director: Dr. R. Sanders Mgmt For For
Williams
2. Advisory vote to approve our executive Mgmt For For
compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
AXA EQUITABLE HOLDINGS, INC Agenda Number: 934982441
--------------------------------------------------------------------------------------------------------------------------
Security: 054561105
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: EQH
ISIN: US0545611057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Buberl Mgmt For For
GErald Harlin Mgmt For For
Daniel G. Kaye Mgmt For For
Kristi A. Matus Mgmt For For
Ramon de Oliveira Mgmt Withheld Against
Mark Pearson Mgmt For For
Bertram L. Scott Mgmt For For
George Stansfield Mgmt For For
Charles G.T. Stonehill Mgmt Withheld Against
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2019.
3. Advisory vote to approve the compensation Mgmt For For
paid to the Company's named executive
officers.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve the compensation
paid to the Company's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED Agenda Number: 934966435
--------------------------------------------------------------------------------------------------------------------------
Security: G0692U109
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: AXS
ISIN: BMG0692U1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Albert A. Benchimol Mgmt For For
Christopher V. Greetham Mgmt For For
Maurice A. Keane Mgmt For For
Henry B. Smith Mgmt For For
2. To approve, by non-binding vote, the Mgmt For For
compensation paid to our named executive
officers.
3. To appoint Deloitte Ltd., Hamilton, Mgmt For For
Bermuda, to act as our independent
registered public accounting firm for the
fiscal year ending December 31, 2019 and to
authorize the Board of Directors, acting
through the Audit Committee, to set the
fees for the independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES, A GE COMPANY Agenda Number: 934959276
--------------------------------------------------------------------------------------------------------------------------
Security: 05722G100
Meeting Type: Annual
Meeting Date: 10-May-2019
Ticker: BHGE
ISIN: US05722G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. Geoffrey Beattie Mgmt For For
Gregory D. Brenneman Mgmt For For
Clarence P. Cazalot,Jr. Mgmt For For
Gregory L. Ebel Mgmt For For
Lynn L. Elsenhans Mgmt For For
Jamie S. Miller Mgmt For For
James J. Mulva Mgmt For For
John G. Rice Mgmt For For
Lorenzo Simonelli Mgmt For For
2. An advisory vote related to the Company's Mgmt For For
executive compensation program
3. The ratification of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for fiscal year 2019
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934942360
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sharon L. Allen Mgmt For For
1b. Election of Director: Susan S. Bies Mgmt For For
1c. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1d. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1e. Election of Director: Pierre J.P. de Weck Mgmt For For
1f. Election of Director: Arnold W. Donald Mgmt For For
1g. Election of Director: Linda P. Hudson Mgmt For For
1h. Election of Director: Monica C. Lozano Mgmt For For
1i. Election of Director: Thomas J. May Mgmt For For
1j. Election of Director: Brian T. Moynihan Mgmt For For
1k. Election of Director: Lionel L. Nowell III Mgmt For For
1l. Election of Director: Clayton S. Rose Mgmt For For
1m. Election of Director: Michael D. White Mgmt For For
1n. Election of Director: Thomas D. Woods Mgmt For For
1o. Election of Director: R. David Yost Mgmt For For
1p. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Mgmt For For
Advisory, Non- binding "Say on Pay"
Resolution)
3. Ratifying the Appointment of Our Mgmt For For
Independent Registered Public Accounting
Firm for 2019.
4. Amending the Bank of America Corporation Mgmt For For
Key Employee Equity Plan.
5. Report Concerning Gender Pay Equity. Shr Against For
6. Right to Act by Written Consent. Shr Against For
7. Enhance Shareholder Proxy Access. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 934941596
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt For For
1B. Election of Director: Aparna Chennapragada Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt For For
1D. Election of Director: Peter Thomas Killalea Mgmt For For
1E. Election of Director: Cornelis "Eli" Mgmt For For
Leenaars
1F. Election of Director: Pierre E. Leroy Mgmt For For
1G. Election of Director: Francois Locoh-Donou Mgmt For For
1H. Election of Director: Peter E. Raskind Mgmt For For
1I. Election of Director: Mayo A. Shattuck III Mgmt For For
1J. Election of Director: Bradford H. Warner Mgmt For For
1K. Election of Director: Catherine G. West Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm of Capital One for 2019.
3. Advisory approval of Capital One's 2018 Mgmt For For
Named Executive Officer compensation.
4. Approval and adoption of the Capital One Mgmt For For
Financial Corporation Fifth Amended and
Restated 2004 Stock Incentive Plan.
5. Stockholder proposal requesting Shr Against For
stockholders' right to act by written
consent, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
CARDINAL HEALTH, INC. Agenda Number: 934881156
--------------------------------------------------------------------------------------------------------------------------
Security: 14149Y108
Meeting Type: Annual
Meeting Date: 07-Nov-2018
Ticker: CAH
ISIN: US14149Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: Colleen F. Arnold Mgmt For For
1b. Election of director: Carrie S. Cox Mgmt For For
1c. Election of director: Calvin Darden Mgmt For For
1d. Election of director: Bruce L. Downey Mgmt For For
1e. Election of director: Patricia A. Hemingway Mgmt For For
Hall
1f. Election of director: Akhil Johri Mgmt For For
1g. Election of director: Michael C. Kaufmann Mgmt For For
1h. Election of director: Gregory B. Kenny Mgmt For For
1i. Election of director: Nancy Killefer Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as our independent auditor for
the fiscal year ending June 30, 2019.
3. Proposal to approve, on a non-binding Mgmt For For
advisory basis, the compensation of our
named executive officers.
4. Shareholder proposal, if properly Shr Against For
presented, on a policy to not exclude legal
and compliance costs for purposes of
determining executive compensation.
5. Shareholder proposal, if properly Shr For Against
presented, on the ownership threshold for
calling a special meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
CENOVUS ENERGY INC. Agenda Number: 934952056
--------------------------------------------------------------------------------------------------------------------------
Security: 15135U109
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: CVE
ISIN: CA15135U1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Appoint PricewaterhouseCoopers LLP, Mgmt For For
Chartered Professional Accountants, as
auditors of the Corporation.
2 DIRECTOR
Susan F. Dabarno Mgmt For For
Patrick D. Daniel Mgmt For For
Jane E. Kinney Mgmt For For
Harold (Hal) N. Kvisle Mgmt For For
Steven F. Leer Mgmt For For
Keith A. MacPhail Mgmt For For
Richard J. Marcogliese Mgmt For For
Claude Mongeau Mgmt For For
Alexander J. Pourbaix Mgmt For For
Wayne G. Thomson Mgmt For For
Rhonda I. Zygocki Mgmt For For
3 Accept the Corporation's approach to Mgmt For For
executive compensation as described in the
accompanying management information
circular.
4 To consider the shareholder proposal as Shr Against For
described as Schedule A in the accompanying
management information circular. The Board
recommends voting AGAINST the shareholder
proposal.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 934935808
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 16-Apr-2019
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael L. Corbat Mgmt For For
1b. Election of Director: Ellen M. Costello Mgmt For For
1c. Election of Director: Barbara J. Desoer Mgmt For For
1d. Election of Director: John C. Dugan Mgmt For For
1e. Election of Director: Duncan P. Hennes Mgmt For For
1f. Election of Director: Peter B. Henry Mgmt For For
1g. Election of Director: S. Leslie Ireland Mgmt For For
1h. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1i. Election of Director: Renee J. James Mgmt For For
1j. Election of Director: Eugene M. McQuade Mgmt For For
1k. Election of Director: Gary M. Reiner Mgmt For For
1l. Election of Director: Diana L. Taylor Mgmt For For
1m. Election of Director: James S. Turley Mgmt For For
1n. Election of Director: Deborah C. Wright Mgmt For For
1o. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2019.
3. Advisory vote to approve Citi's 2018 Mgmt For For
executive compensation.
4. Approval of the Citigroup 2019 Stock Mgmt For For
Incentive Plan.
5. Shareholder proposal requesting Shareholder Shr Against For
Proxy Access Enhancement to Citi's proxy
access bylaw provisions.
6. Shareholder proposal requesting that the Shr Against For
Board adopt a policy prohibiting the
vesting of equity-based awards for senior
executives due to a voluntary resignation
to enter government service.
7. Shareholder proposal requesting that the Shr For Against
Board amend Citi's bylaws to give holders
in the aggregate of 15% of Citi's
outstanding common stock the power to call
a special meeting.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 934997214
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director to serve until the Mgmt For For
2020 annual meeting: Zein Abdalla
1b. Election of director to serve until the Mgmt For For
2020 annual meeting: Maureen
Breakiron-Evans
1c. Election of director to serve until the Mgmt For For
2020 annual meeting: Jonathan Chadwick
1d. Election of director to serve until the Mgmt For For
2020 annual meeting: John M. Dineen
1e. Election of director to serve until the Mgmt For For
2020 annual meeting: Francisco D'Souza
1f. Election of director to serve until the Mgmt For For
2020 annual meeting: John N. Fox, Jr.
1g. Election of director to serve until the Mgmt For For
2020 annual meeting: Brian Humphries
1h. Election of director to serve until the Mgmt For For
2020 annual meeting: John E. Klein
1i. Election of director to serve until the Mgmt For For
2020 annual meeting: Leo S. Mackay, Jr.
1j. Election of director to serve until the Mgmt For For
2020 annual meeting: Michael Patsalos-Fox
1k. Election of director to serve until the Mgmt For For
2020 annual meeting: Joseph M. Velli
2. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of the company's
named executive officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent registered public accounting
firm for the year ending December 31, 2019.
4. Shareholder proposal requesting that the Shr Against For
company provide a report disclosing its
political spending and related company
policies.
5. Shareholder proposal requesting that the Shr Against For
board of directors adopt a policy and amend
the company's governing documents to
require that the chairman of the board be
an independent director.
--------------------------------------------------------------------------------------------------------------------------
DOVER CORPORATION Agenda Number: 934949251
--------------------------------------------------------------------------------------------------------------------------
Security: 260003108
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: DOV
ISIN: US2600031080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: H.J. Gilbertson, Jr. Mgmt For For
1b. Election of Director: K.C. Graham Mgmt For For
1c. Election of Director: M.F. Johnston Mgmt For For
1d. Election of Director: E.A. Spiegel Mgmt For For
1e. Election of Director: R.J. Tobin Mgmt For For
1f. Election of Director: S.M. Todd Mgmt For For
1g. Election of Director: S.K. Wagner Mgmt For For
1h. Election of Director: K.E. Wandell Mgmt For For
1i. Election of Director: M.A. Winston Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2019.
3. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
4. To approve amendments to Article 15 of our Mgmt For For
Restated Certificate of Incorporation to
eliminate the super-majority voting
requirement.
5. To approve amendments to Article 16 of our Mgmt For For
Restated Certificate of Incorporation to
eliminate the super-majority voting
requirement.
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 934940176
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: EIX
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeanne Beliveau-Dunn Mgmt For For
1b. Election of Director: Michael C. Camunez Mgmt For For
1c. Election of Director: Vanessa C.L. Chang Mgmt For For
1d. Election of Director: James T. Morris Mgmt For For
1e. Election of Director: Timothy T. O'Toole Mgmt For For
1f. Election of Director: Pedro J. Pizarro Mgmt For For
1g. Election of Director: Linda G. Stuntz Mgmt For For
1h. Election of Director: William P. Sullivan Mgmt For For
1i. Election of Director: Ellen O. Tauscher Mgmt For For
1j. Election of Director: Peter J. Taylor Mgmt For For
1k. Election of Director: Keith Trent Mgmt For For
1l. Election of Director: Brett White Mgmt Abstain Against
2. Ratification of the Appointment of the Mgmt For For
Independent Registered Public Accounting
Firm.
3. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation.
4. Shareholder Proposal Regarding Proxy Shr Against For
Access.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 934858309
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Special
Meeting Date: 24-Aug-2018
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal to adopt the Agreement and Plan Mgmt For For
of Merger, dated as of March 8, 2018, as
amended by Amendment No. 1, dated as of
June 27, 2018, and as it may be further
amended from time to time (the "Merger
Agreement"), by and among Cigna
Corporation, Express Scripts Holding
Company ("Express Scripts"), Halfmoon
Parent, Inc., Halfmoon I, Inc. and Halfmoon
II, Inc.
2. A proposal to approve the adjournment of Mgmt For For
the Express Scripts special meeting, if
necessary or appropriate, to solicit
additional proxies if there are not
sufficient votes to approve the proposal to
adopt the Merger Agreement.
3. A proposal to approve, by a non-binding Mgmt For For
advisory vote, certain compensation
arrangements that may be paid or become
payable to Express Scripts' named executive
officers in connection with the mergers
contemplated by the Merger Agreement.
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 934949150
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Stephen G. Butler Mgmt For For
1b. Election of Director: Kimberly A. Casiano Mgmt For For
1c. Election of Director: Anthony F. Earley, Mgmt For For
Jr.
1d. Election of Director: Edsel B. Ford II Mgmt For For
1e. Election of Director: William Clay Ford, Mgmt For For
Jr.
1f. Election of Director: James P. Hackett Mgmt For For
1g. Election of Director: William W. Helman IV Mgmt For For
1h. Election of Director: William E. Kennard Mgmt For For
1i. Election of Director: John C. Lechleiter Mgmt For For
1j. Election of Director: John L. Thornton Mgmt For For
1k. Election of Director: John B. Veihmeyer Mgmt For For
1l. Election of Director: Lynn M. Vojvodich Mgmt For For
1m. Election of Director: John S. Weinberg Mgmt For For
2. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
3. Say-on-Pay - An Advisory Vote to Approve Mgmt For For
the Compensation of the Named Executives.
4. Approval of the Tax Benefit Preservation Mgmt For For
Plan.
5. Relating to Consideration of a Shr For Against
Recapitalization Plan to Provide That All
of the Company's Outstanding Stock Have One
Vote Per Share.
6. Relating to Disclosure of the Company's Shr For Against
Lobbying Activities and Expenditures.
7. Relating to Disclosure of the Company's Shr For Against
Political Activities and Expenditures.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. Agenda Number: 934915438
--------------------------------------------------------------------------------------------------------------------------
Security: 354613101
Meeting Type: Annual
Meeting Date: 12-Feb-2019
Ticker: BEN
ISIN: US3546131018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter K. Barker Mgmt For For
1b. Election of Director: Mariann Byerwalter Mgmt For For
1c. Election of Director: Charles E. Johnson Mgmt For For
1d. Election of Director: Gregory E. Johnson Mgmt For For
1e. Election of Director: Rupert H. Johnson, Mgmt For For
Jr.
1f. Election of Director: Mark C. Pigott Mgmt For For
1g. Election of Director: Chutta Ratnathicam Mgmt For For
1h. Election of Director: Laura Stein Mgmt For For
1i. Election of Director: Seth H. Waugh Mgmt For For
1j. Election of Director: Geoffrey Y. Yang Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending September
30, 2019.
3. To ratify the special meeting amendment in Mgmt For For
the Company's bylaws.
4. Stockholder proposal requesting that the Shr Against For
Board institute procedures on genocide-free
investing, if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 934946192
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: SEbastien Bazin Mgmt For For
2. Election of Director: H. Lawrence Culp, Jr. Mgmt For For
3. Election of Director: Francisco D'Souza Mgmt For For
4. Election of Director: Edward Garden Mgmt For For
5. Election of Director: Thomas Horton Mgmt For For
6. Election of Director: Risa Lavizzo-Mourey Mgmt For For
7. Election of Director: Catherine Lesjak Mgmt For For
8. Election of Director: Paula Rosput Reynolds Mgmt For For
9 Election of Director: Leslie Seidman Mgmt For For
10. Election of Director: James Tisch Mgmt For For
11. Advisory Approval of Our Named Executives' Mgmt For For
Compensation
12. Approval of a Reduction of Minimum Number Mgmt For For
of Directors from 10 to 7
13. Ratification of KPMG as Independent Auditor Mgmt For For
for 2019
14. Require the Chairman of the Board to be Shr Against For
Independent
15. Adopt Cumulative Voting for Director Shr Against For
Elections
--------------------------------------------------------------------------------------------------------------------------
GILDAN ACTIVEWEAR INC. Agenda Number: 934969239
--------------------------------------------------------------------------------------------------------------------------
Security: 375916103
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: GIL
ISIN: CA3759161035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
William D. Anderson Mgmt For For
Donald C. Berg Mgmt For For
Maryse Bertrand Mgmt For For
Marc Caira Mgmt For For
Glenn J. Chamandy Mgmt For For
Shirley E. Cunningham Mgmt For For
Russell Goodman Mgmt For For
Charles M. Herington Mgmt For For
Craig A. Leavitt Mgmt For For
Anne Martin-Vachon Mgmt For For
2 Confirming the adoption of By-Law No. 2 Mgmt For For
relating to the advance nomination of
directors of the Company; See Schedule "D"
of the Management Proxy Circular.
3 Approving an advisory resolution on the Mgmt For For
Corporation's approach to executive
compensation; See Schedule "E" to the
Management Proxy Circular.
4 The appointment of KPMG LLP, Chartered Mgmt For For
Professional Accountants, as auditors for
the ensuing year.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 934966651
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Abdulaziz F. Al Mgmt For For
Khayyal
1b. Election of Director: William E. Albrecht Mgmt For For
1c. Election of Director: M. Katherine Banks Mgmt For For
1d. Election of Director: Alan M. Bennett Mgmt For For
1e. Election of Director: Milton Carroll Mgmt For For
1f. Election of Director: Nance K. Dicciani Mgmt For For
1g. Election of Director: Murry S. Gerber Mgmt For For
1h. Election of Director: Patricia Hemingway Mgmt For For
Hall
1i. Election of Director: Robert A. Malone Mgmt For For
1j. Election of Director: Jeffrey A. Miller Mgmt For For
2. Ratification of Selection of Principal Mgmt For For
Independent Public Accountants.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Proposal to Amend and Restate the Mgmt For For
Halliburton Company Stock and Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY Agenda Number: 934927522
--------------------------------------------------------------------------------------------------------------------------
Security: 42824C109
Meeting Type: Annual
Meeting Date: 03-Apr-2019
Ticker: HPE
ISIN: US42824C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel Ammann Mgmt For For
1b. Election of Director: Michael J. Angelakis Mgmt For For
1c. Election of Director: Pamela L. Carter Mgmt For For
1d. Election of Director: Jean M. Hobby Mgmt For For
1e. Election of Director: Raymond J. Lane Mgmt For For
1f. Election of Director: Ann M. Livermore Mgmt For For
1g. Election of Director: Antonio F. Neri Mgmt For For
1h. Election of Director: Raymond E. Ozzie Mgmt For For
1i. Election of Director: Gary M. Reiner Mgmt For For
1j. Election of Director: Patricia F. Russo Mgmt For For
1k. Election of Director: Lip-Bu Tan Mgmt For For
1l. Election of Director: Mary Agnes Mgmt For For
Wilderotter
2. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 31,
2019
3. Advisory vote to approve executive Mgmt For For
compensation
4. Stockholder proposal related to action by Shr Against For
Written Consent of Stockholders
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934979088
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Linda B. Bammann Mgmt For For
1b. Election of Director: James A. Bell Mgmt For For
1c. Election of Director: Stephen B. Burke Mgmt For For
1d. Election of Director: Todd A. Combs Mgmt For For
1e. Election of Director: James S. Crown Mgmt For For
1f. Election of Director: James Dimon Mgmt For For
1g. Election of Director: Timothy P. Flynn Mgmt For For
1h. Election of Director: Mellody Hobson Mgmt For For
1i. Election of Director: Laban P. Jackson, Jr. Mgmt For For
1j. Election of Director: Michael A. Neal Mgmt For For
1k. Election of Director: Lee R. Raymond Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
4. Gender pay equity report Shr Against For
5. Enhance shareholder proxy access Shr For Against
6. Cumulative voting Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KKR & CO. INC. Agenda Number: 934911985
--------------------------------------------------------------------------------------------------------------------------
Security: 48251W104
Meeting Type: Special
Meeting Date: 28-Jan-2019
Ticker: KKR
ISIN: US48251W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the KKR & Co. Inc. 2019 Equity Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
LEAR CORPORATION Agenda Number: 934961966
--------------------------------------------------------------------------------------------------------------------------
Security: 521865204
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: LEA
ISIN: US5218652049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas P. Capo Mgmt For For
1b. Election of Director: Mei-Wei Cheng Mgmt For For
1c. Election of Director: Jonathan F. Foster Mgmt For For
1d. Election of Director: Mary Lou Jepsen Mgmt For For
1e. Election of Director: Kathleen A. Ligocki Mgmt For For
1f. Election of Director: Conrad L. Mallett, Mgmt For For
Jr.
1g. Election of Director: Raymond E. Scott Mgmt For For
1h. Election of Director: Gregory C. Smith Mgmt For For
1i. Election of Director: Henry D.G. Wallace Mgmt For For
2. Ratification of the retention of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2019.
3. Advisory vote to approve Lear Corporation's Mgmt For For
executive compensation.
4. Vote to approve Lear Corporation's 2019 Mgmt For For
Long-Term Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION Agenda Number: 934848411
--------------------------------------------------------------------------------------------------------------------------
Security: 58155Q103
Meeting Type: Annual
Meeting Date: 25-Jul-2018
Ticker: MCK
ISIN: US58155Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: N. Anthony Coles, Mgmt For For
M.D.
1b. Election of Director: John H. Hammergren Mgmt For For
1c. Election of Director: M. Christine Jacobs Mgmt For For
1d. Election of Director: Donald R. Knauss Mgmt For For
1e. Election of Director: Marie L. Knowles Mgmt For For
1f. Election of Director: Bradley E. Lerman Mgmt For For
1g. Election of Director: Edward A. Mueller Mgmt For For
1h. Election of Director: Susan R. Salka Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the company's independent
registered public accounting firm for the
fiscal year ending March 31, 2019.
3. Advisory vote on executive compensation. Mgmt For For
4. Shareholder proposal on disclosure of Shr Against For
lobbying activities and expenditures.
5. Shareholder proposal on accelerated vesting Shr Against For
of equity awards.
6. Shareholder proposal on policy to use GAAP Shr Against For
financial metrics for purposes of
determining executive compensation.
7. Shareholder proposal on the ownership Shr For Against
threshold for calling special meetings of
shareholders.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 934988328
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 28-May-2019
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leslie A. Brun Mgmt For For
1b. Election of Director: Thomas R. Cech Mgmt For For
1c. Election of Director: Mary Ellen Coe Mgmt For For
1d. Election of Director: Pamela J. Craig Mgmt For For
1e. Election of Director: Kenneth C. Frazier Mgmt For For
1f. Election of Director: Thomas H. Glocer Mgmt For For
1g. Election of Director: Rochelle B. Lazarus Mgmt For For
1h. Election of Director: Paul B. Rothman Mgmt For For
1i. Election of Director: Patricia F. Russo Mgmt For For
1j. Election of Director: Inge G. Thulin Mgmt For For
1k. Election of Director: Wendell P. Weeks Mgmt For For
1l. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Proposal to adopt the 2019 Incentive Stock Mgmt For For
Plan.
4. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2019.
5. Shareholder proposal concerning an Shr Against For
independent board chairman.
6. Shareholder proposal concerning executive Shr Against For
incentives and stock buybacks.
7. Shareholder proposal concerning drug Shr Against For
pricing.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 935015277
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cheryl W. GrisE Mgmt For For
1b. Election of Director: Carlos M. Gutierrez Mgmt For For
1c. Election of Director: Gerald L. Hassell Mgmt For For
1d. Election of Director: David L. Herzog Mgmt For For
1e. Election of Director: R. Glenn Hubbard, Mgmt For For
Ph.D.
1f. Election of Director: Edward J. Kelly, III Mgmt For For
1g. Election of Director: William E. Kennard Mgmt For For
1h. Election of Director: Michel A. Khalaf Mgmt For For
1i. Election of Director: James M. Kilts Mgmt For For
1j. Election of Director: Catherine R. Kinney Mgmt For For
1k. Election of Director: Diana McKenzie Mgmt For For
1l. Election of Director: Denise M. Morrison Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as MetLife, Inc.'s Independent
Auditor for 2019
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation paid to MetLife, Inc.'s Named
Executive Officers
--------------------------------------------------------------------------------------------------------------------------
MICRO FOCUS INTERNATIONAL PLC Agenda Number: 934862663
--------------------------------------------------------------------------------------------------------------------------
Security: 594837304
Meeting Type: Annual
Meeting Date: 21-Aug-2018
Ticker: MFGP
ISIN: US5948373049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the disposal by the Company of Mgmt For
the SUSE business segment of the Company's
group and authorise the Directors to give
effect to the disposal
--------------------------------------------------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC. Agenda Number: 934976854
--------------------------------------------------------------------------------------------------------------------------
Security: 608190104
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: MHK
ISIN: US6081901042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director for a term of three Mgmt For For
years: Joseph A. Onorato
1B Election of Director for a term of three Mgmt For For
years: William H. Runge, III
1C Election of Director for a term of three Mgmt For For
years: W. Christopher Wellborn
2. The ratification of the selection of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm
3. Advisory vote to approve executive Mgmt For For
compensation, as disclosed in the Company's
Proxy Statement for the 2019 Annual Meeting
of Stockholders
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 934980423
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Elizabeth Corley Mgmt For For
1b. Election of Director: Alistair Darling Mgmt For For
1c. Election of Director: Thomas H. Glocer Mgmt For For
1d. Election of Director: James P. Gorman Mgmt For For
1e. Election of Director: Robert H. Herz Mgmt For For
1f. Election of Director: Nobuyuki Hirano Mgmt For For
1g. Election of Director: Jami Miscik Mgmt For For
1h. Election of Director: Dennis M. Nally Mgmt For For
1i. Election of Director: Takeshi Ogasawara Mgmt For For
1j. Election of Director: Hutham S. Olayan Mgmt For For
1k. Election of Director: Mary L. Schapiro Mgmt For For
1l. Election of Director: Perry M. Traquina Mgmt For For
1m. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as independent auditor
3. To approve the compensation of executives Mgmt For For
as disclosed in the proxy statement
(non-binding advisory vote)
4. Shareholder proposal regarding an annual Shr Against For
report on lobbying expenses
--------------------------------------------------------------------------------------------------------------------------
MYLAN N.V. Agenda Number: 935044317
--------------------------------------------------------------------------------------------------------------------------
Security: N59465109
Meeting Type: Annual
Meeting Date: 21-Jun-2019
Ticker: MYL
ISIN: NL0011031208
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Appointment of Director: Heather Bresch Mgmt For For
1B. Appointment of Director: Hon. Robert J. Mgmt For For
Cindrich
1C. Appointment of Director: Robert J. Coury Mgmt For For
1D. Appointment of Director: JoEllen Lyons Mgmt For For
Dillon
1E. Appointment of Director: Neil Dimick, Mgmt For For
C.P.A.
1F. Appointment of Director: Melina Higgins Mgmt For For
1G. Appointment of Director: Harry A. Korman Mgmt For For
1H. Appointment of Director: Rajiv Malik Mgmt For For
1I. Appointment of Director: Richard Mark, Mgmt For For
C.P.A.
1J. Appointment of Director: Mark W. Parrish Mgmt For For
1K. Appointment of Director: Pauline van der Mgmt For For
Meer Mohr
1L. Appointment of Director: Randall L. (Pete) Mgmt For For
Vanderveen, Ph.D.
1M. Appointment of Director: Sjoerd S. Mgmt For For
Vollebregt
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers of the Company
3. Adoption of the Dutch annual accounts for Mgmt For For
fiscal year 2018
4. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
fiscal year 2019
5. Instruction to Deloitte Accountants B.V. Mgmt For For
for the audit of the Company's Dutch
statutory annual accounts for fiscal year
2019
6. Authorization of the Board to acquire Mgmt For For
shares in the capital of the Company
7. Delegation to the Board of the authority to Mgmt For For
issue ordinary shares and grant rights to
subscribe for ordinary shares in the
capital of the Company and to exclude or
restrict pre-emptive rights
8. SHAREHOLDER VIEW ON DISCUSSION ITEM ONLY - Shr For
indication of support for amending Company
clawback policy similar to that suggested
in the shareholder proposal(Agenda Item 10)
--------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 934985827
--------------------------------------------------------------------------------------------------------------------------
Security: 637071101
Meeting Type: Annual
Meeting Date: 28-May-2019
Ticker: NOV
ISIN: US6370711011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Clay C. Williams Mgmt For For
1B. Election of Director: Greg L. Armstrong Mgmt For For
1C. Election of Director: Marcela E. Donadio Mgmt For For
1D. Election of Director: Ben A. Guill Mgmt For For
1E. Election of Director: James T. Hackett Mgmt For For
1F. Election of Director: David D. Harrison Mgmt For For
1G. Election of Director: Eric L. Mattson Mgmt For For
1H. Election of Director: Melody B. Meyer Mgmt For For
1I. Election of Director: William R. Thomas Mgmt For For
2. Ratification of Independent Auditors. Mgmt For For
3. Approve, by non-binding vote, the Mgmt For For
compensation of our named executive
officers.
4. Approve amendments to the National Oilwell Mgmt For For
Varco, Inc. 2018 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
NEWELL BRANDS INC. Agenda Number: 934983126
--------------------------------------------------------------------------------------------------------------------------
Security: 651229106
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: NWL
ISIN: US6512291062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bridget Ryan Berman Mgmt For For
1b. Election of Director: Patrick D. Campbell Mgmt For For
1c. Election of Director: James R. Craigie Mgmt For For
1d. Election of Director: Debra A. Crew Mgmt For For
1e. Election of Director: Brett M. Icahn Mgmt For For
1f. Election of Director: Gerardo I. Lopez Mgmt For For
1g. Election of Director: Courtney R. Mather Mgmt For For
1h. Election of Director: Michael B. Polk Mgmt For For
1i. Election of Director: Judith A. Sprieser Mgmt For For
1j. Election of Director: Robert A. Steele Mgmt For For
1k. Election of Director: Steven J. Strobel Mgmt For For
1l. Election of Director: Michael A. Todman Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. Advisory resolution to approve executive Mgmt For For
compensation.
4. Board proposal to amend the Company's Mgmt For For
Restated Certificate of Incorporation to
allow stockholder action by written
consent.
5. Shareholder proposal modifying proxy Shr Against For
access.
6. Shareholder proposal to prepare a diversity Shr For Against
report.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 934982528
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 20-May-2019
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John D. Wren Mgmt For For
1b. Election of Director: Alan R. Batkin Mgmt For For
1c. Election of Director: Mary C. Choksi Mgmt For For
1d. Election of Director: Robert Charles Clark Mgmt For For
1e. Election of Director: Leonard S. Coleman, Mgmt For For
Jr.
1f. Election of Director: Susan S. Denison Mgmt For For
1g. Election of Director: Ronnie S. Hawkins Mgmt For For
1h. Election of Director: Deborah J. Kissire Mgmt For For
1i. Election of Director: Gracia C. Martore Mgmt For For
1j. Election of Director: Linda Johnson Rice Mgmt For For
1k. Election of Director: Valerie M. Williams Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent auditors for
the 2019 fiscal year.
4. Shareholder proposal requiring an Shr Against For
independent Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 934879656
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 14-Nov-2018
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt For For
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt For For
George H. Conrades Mgmt For For
Lawrence J. Ellison Mgmt For For
Hector Garcia-Molina Mgmt For For
Jeffrey O. Henley Mgmt For For
Mark V. Hurd Mgmt For For
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt For For
Leon E. Panetta Mgmt For For
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt Against Against
of the Named Executive Officers.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm for Fiscal Year 2019.
4. Stockholder Proposal Regarding Pay Equity Shr For Against
Report.
5. Stockholder Proposal Regarding Political Shr For Against
Contributions Report.
6. Stockholder Proposal Regarding Lobbying Shr Against For
Report.
7. Stockholder Proposal Regarding Independent Shr For Against
Board Chair.
--------------------------------------------------------------------------------------------------------------------------
PVH CORP. Agenda Number: 935025367
--------------------------------------------------------------------------------------------------------------------------
Security: 693656100
Meeting Type: Annual
Meeting Date: 20-Jun-2019
Ticker: PVH
ISIN: US6936561009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a ELECTION OF DIRECTOR: MARY BAGLIVO Mgmt For For
1b ELECTION OF DIRECTOR: BRENT CALLINICOS Mgmt For For
1c ELECTION OF DIRECTOR: EMANUEL CHIRICO Mgmt For For
1d ELECTION OF DIRECTOR: JUAN R. FIGUEREO Mgmt For For
1e ELECTION OF DIRECTOR: JOSEPH B. FULLER Mgmt For For
1f ELECTION OF DIRECTOR: V. JAMES MARINO Mgmt For For
1g ELECTION OF DIRECTOR: G. PENNY McINTYRE Mgmt For For
1h ELECTION OF DIRECTOR: AMY McPHERSON Mgmt For For
1i ELECTION OF DIRECTOR: HENRY NASELLA Mgmt For For
1j ELECTION OF DIRECTOR: EDWARD R. ROSENFELD Mgmt For For
1k ELECTION OF DIRECTOR: CRAIG RYDIN Mgmt For For
1l ELECTION OF DIRECTOR: JUDITH AMANDA SOURRY Mgmt For For
KNOX
2. Approval of the advisory resolution on Mgmt For For
executive compensation.
3. Approval of the amendment to our Mgmt For For
Certificate of Incorporation to eliminate
the requirement of an 80% supermajority
vote for stockholders to approve certain
transactions with certain stockholders.
4. Approval of the amendment to our Mgmt For For
Certificate of Incorporation to eliminate
the requirement of an 80% supermajority
vote for stockholders to amend our By-Laws.
5. Ratification of auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 935000416
--------------------------------------------------------------------------------------------------------------------------
Security: 780259206
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: RDSA
ISIN: US7802592060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of Annual Report & Accounts Mgmt For For
2. Approval of Directors' Remuneration Report Mgmt For For
3. Appointment of Neil Carson as a Director of Mgmt For For
the Company
4. Reappointment of Director: Ben van Beurden Mgmt For For
5. Reappointment of Director: Ann Godbehere Mgmt For For
6. Reappointment of Director: Euleen Goh Mgmt For For
7. Reappointment of Director: Charles O. Mgmt For For
Holliday
8. Reappointment of Director: Catherine Hughes Mgmt For For
9. Reappointment of Director: Gerard Mgmt For For
Kleisterlee
10. Reappointment of Director: Roberto Setubal Mgmt For For
11. Reappointment of Director: Sir Nigel Mgmt For For
Sheinwald
12. Reappointment of Director: Linda G. Stuntz Mgmt For For
13. Reappointment of Director: Jessica Uhl Mgmt For For
14. Reappointment of Director: Gerrit Zalm Mgmt For For
15. Reappointment of Auditors Mgmt For For
16. Remuneration of Auditors Mgmt For For
17. Authority to allot shares Mgmt For For
18. Disapplication of pre-emption rights Mgmt For For
(Special Resolution)
19. Adoption of new Articles of Association Mgmt For For
(Special Resolution)
20. Authority to purchase own shares (Special Mgmt For For
Resolution)
21. Authority to make certain donations and Mgmt For For
incur expenditure
22. Shareholder resolution (Special Resolution) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC. Agenda Number: 934936925
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 17-Apr-2019
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrea J. Ayers Mgmt For For
1b. Election of Director: George W. Buckley Mgmt For For
1c. Election of Director: Patrick D. Campbell Mgmt For For
1d. Election of Director: Carlos M. Cardoso Mgmt For For
1e. Election of Director: Robert B. Coutts Mgmt For For
1f. Election of Director: Debra A. Crew Mgmt For For
1g. Election of Director: Michael D. Hankin Mgmt For For
1h. Election of Director: James M. Loree Mgmt For For
1i. Election of Director: James H. Scholefield Mgmt For For
1j. Election of Director: Dmitri L. Stockton Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. Approve the selection of Ernst & Young LLP Mgmt For For
as the Company's independent auditors for
the Company's 2019 fiscal year.
4. Approve Global Omnibus Employee Stock Mgmt For For
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 934949225
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Drew G. Faust Mgmt For For
1c. Election of Director: Mark A. Flaherty Mgmt For For
1d. Election of Director: Ellen J. Kullman Mgmt For For
1e. Election of Director: Lakshmi N. Mittal Mgmt For For
1f. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1g. Election of Director: Peter Oppenheimer Mgmt For For
1h. Election of Director: David M. Solomon Mgmt For For
1i. Election of Director: Jan E. Tighe Mgmt For For
1j. Election of Director: David A. Viniar Mgmt For For
1k. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation (Say on Pay)
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm for 2019
4. Shareholder Proposal Regarding Right to Act Shr Against For
by Written Consent
--------------------------------------------------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC. Agenda Number: 934989279
--------------------------------------------------------------------------------------------------------------------------
Security: 460690100
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: IPG
ISIN: US4606901001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jocelyn Carter-Miller Mgmt For For
1b. Election of Director: H. John Greeniaus Mgmt For For
1c. Election of Director: Mary J. Steele Mgmt For For
Guilfoile
1d. Election of Director: Dawn Hudson Mgmt For For
1e. Election of Director: William T. Kerr Mgmt For For
1f. Election of Director: Henry S. Miller Mgmt For For
1g. Election of Director: Jonathan F. Miller Mgmt For For
1h. Election of Director: Patrick Q. Moore Mgmt For For
1i. Election of Director: Michael I. Roth Mgmt For For
1j. Election of Director: David M. Thomas Mgmt For For
1k. Election of Director: E. Lee Wyatt Jr. Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Interpublic's
Independent registered public accounting
firm for 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of The Interpublic Group of Mgmt For For
Companies, Inc. 2019 Performance Incentive
Plan.
5. Stockholder proposal entitled "Independent Shr Against For
Board Chairman."
--------------------------------------------------------------------------------------------------------------------------
UBS GROUP AG Agenda Number: 935006494
--------------------------------------------------------------------------------------------------------------------------
Security: H42097107
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: UBS
ISIN: CH0244767585
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the UBS Group AG management Mgmt For For
report and consolidated and standalone
financial statements for the financial year
2018
2. Advisory vote on the UBS Group AG Mgmt For For
Compensation Report 2018
3a. Appropriation of total profit Mgmt For For
3b. Distribution of ordinary dividend out of Mgmt For For
capital contribution reserve
4. Discharge of the members of the Board of Mgmt Against Against
Directors and the Group Executive Board for
the financial year 2018
5a. Re-elect Axel A. Weber as Chairman of the Mgmt For For
Board of Directors
5b. Re-elect as a member of Board of Director: Mgmt For For
David Sidwell
5c. Re-elect as a member of Board of Director: Mgmt For For
Jeremy Anderson
5d. Re-elect as a member of Board of Director: Mgmt For For
Reto Francioni
5e. Re-elect as a member of Board of Director: Mgmt For For
Fred Hu
5f. Re-elect as a member of Board of Director: Mgmt For For
Julie G. Richardson
5g. Re-elect as a member of Board of Director: Mgmt For For
Isabelle Romy
5h. Re-elect as a member of Board of Director: Mgmt For For
Robert W. Scully
5i. Re-elect as a member of Board of Director: Mgmt For For
Beatrice Weder di Mauro
5j. Re-elect as a member of Board of Director: Mgmt For For
Dieter Wemmer
6a. Election of new member to the Board of Mgmt For For
Director: William C. Dudley
6b. Election of new member to the Board of Mgmt For For
Director: Jeanette Wong
7a. Election of the member of the Compensation Mgmt For For
Committee: Julie G. Richardson
7b. Election of the member of the Compensation Mgmt For For
Committee: Dieter Wemmer
7c. Election of the member of the Compensation Mgmt For For
Committee: Reto Francioni
7d. Election of the member of the Compensation Mgmt For For
Committee: Fred Hu
8a. Approval of the maximum aggregate amount of Mgmt For For
compensation for the members of the Board
of Directors from the Annual General
Meeting 2019 to the Annual General Meeting
2020
8b. Approval of the aggregate amount of Mgmt For For
variable compensation for the members of
the Group Executive Board for the financial
year 2018
8c. Approval of the maximum aggregate amount of Mgmt For For
fixed compensation for the members of the
Group Executive Board for the financial
year 2020
9. Re-election of the independent proxy, ADB Mgmt For For
Altorfer Duss & Beilstein AG, Zurich
10. Re-election of the auditors, Ernst & Young Mgmt For For
Ltd, Basel
11. Instruction for the exercise of voting Mgmt Against Against
rights for motions not published In the
event that, at the Annual General Meeting,
shareholders or the Board of Directors make
additional or amending motions to the
published agenda items and / or put forward
new motions pursuant to Article 700 (3) of
the Swiss Code of Obligations, I / we
instruct the independent proxy to act as
follows: vote in accordance with the
recommendation of the Board of Directors,
vote against the motion, abstain
--------------------------------------------------------------------------------------------------------------------------
VOYA FINANCIAL, INC. Agenda Number: 934971157
--------------------------------------------------------------------------------------------------------------------------
Security: 929089100
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: VOYA
ISIN: US9290891004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Curtis Arledge Mgmt Abstain Against
1b. Election of Director: Lynne Biggar Mgmt For For
1c. Election of Director: Jane P. Chwick Mgmt For For
1d. Election of Director: Ruth Ann M. Gillis Mgmt For For
1e. Election of Director: J. Barry Griswell Mgmt For For
1f. Election of Director: Rodney O. Martin, Jr. Mgmt For For
1g. Election of Director: Byron H. Pollitt, Jr. Mgmt For For
1h. Election of Director: Joseph V. Tripodi Mgmt For For
1i. Election of Director: David Zwiener Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation paid to the named
executive officers, as disclosed and
discussed in the Proxy Statement
3. Approval of the adoption of the Voya Mgmt For For
Financial, Inc. 2019 Omnibus Employee
Incentive Plan
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for
fiscal year 2019
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 934941584
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John D. Baker II Mgmt For For
1b. Election of Director: Celeste A. Clark Mgmt For For
1c. Election of Director: Theodore F. Craver, Mgmt For For
Jr.
1d. Election of Director: Elizabeth A. Duke Mgmt For For
1e. Election of Director: Wayne M. Hewett Mgmt For For
1f. Election of Director: Donald M. James Mgmt For For
1g. Election of Director: Maria R. Morris Mgmt For For
1h. Election of Director: Juan A. Pujadas Mgmt For For
1i. Election of Director: James H. Quigley Mgmt For For
1j. Election of Director: Ronald L. Sargent Mgmt For For
1k. Election of Director: C. Allen Parker Mgmt For For
1l. Election of Director: Suzanne M. Vautrinot Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Approve the Company's Amended and Restated Mgmt For For
Long-Term Incentive Compensation Plan.
4. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for 2019.
5. Shareholder Proposal - Report on Shr For Against
Incentive-Based Compensation and Risks of
Material Losses.
6. Shareholder Proposal - Report on Global Shr For Against
Median Gender Pay Gap.
--------------------------------------------------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP Agenda Number: 934976208
--------------------------------------------------------------------------------------------------------------------------
Security: 929740108
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: WAB
ISIN: US9297401088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William E. Kassling Mgmt For For
Albert J. Neupaver Mgmt For For
2. Approve an advisory (non-binding) Mgmt For For
resolution relating to the approval of 2018
named executive officer compensation.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the 2019 fiscal year.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) John Hancock Capital Series
By (Signature) /s/ Andrew G. Arnott
Name Andrew G. Arnott
Title President
Date 08/28/2019