UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-07142
NAME OF REGISTRANT: Highland Funds II
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2515 McKinney Avenue
Suite 1100
Dallas, TX 75201
NAME AND ADDRESS OF AGENT FOR SERVICE: Highland Capital Management
Fund Advisors, L.P.
2515 McKinney Avenue
Suite 1100
Dallas, TX 75201
REGISTRANT'S TELEPHONE NUMBER: 833-697-6246
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
Highland Energy MLP Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Highland Fixed Income Fund
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BLACKROCK INCOME TRUST INC. Agenda Number: 935237823
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Security: 09247F100
Meeting Type: Annual
Meeting Date: 27-Jul-2020
Ticker: BKT
ISIN: US09247F1003
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt For For
R. Glenn Hubbard Mgmt For For
John M. Perlowski Mgmt For For
W. Carl Kester Mgmt For For
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BLACKROCK MUNIHOLDINGS FA INSD FD INC Agenda Number: 935238572
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Security: 09254P108
Meeting Type: Annual
Meeting Date: 27-Jul-2020
Ticker: MFL
ISIN: US09254P1084
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J. Castellano Mgmt For For
1B. Election of Director: Richard E. Cavanagh Mgmt For For
1C. Election of Director: Cynthia L. Egan Mgmt For For
1D. Election of Director: Robert Fairbairn Mgmt For For
1E. Election of Director: R. Glenn Hubbard Mgmt For For
1F. Election of Director: Catherine A. Lynch Mgmt For For
1G. Election of Director: John M. Perlowski Mgmt For For
1H. Election of Director: Karen P. Robards Mgmt For For
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DOUBLELINE INCOME SOLUTIONS FUND Agenda Number: 935327608
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Security: 258622109
Meeting Type: Annual
Meeting Date: 17-Feb-2021
Ticker: DSL
ISIN: US2586221093
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raymond B. Woolson Mgmt For For
Ronald R. Redell Mgmt For For
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DOUBLELINE OPPORTUNISTIC CREDIT FUND Agenda Number: 935327595
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Security: 258623107
Meeting Type: Annual
Meeting Date: 17-Feb-2021
Ticker: DBL
ISIN: US2586231076
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raymond B. Woolson Mgmt For For
Ronald R. Redell Mgmt For For
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NUVEEN BUILD AMERICA BOND FUND Agenda Number: 935245553
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Security: 67074C103
Meeting Type: Annual
Meeting Date: 05-Aug-2020
Ticker: NBB
ISIN: US67074C1036
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
John K. Nelson Mgmt For For
Terence J. Toth Mgmt For For
Robert L. Young Mgmt For For
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PGIM INVESTMENTS Agenda Number: 935329664
--------------------------------------------------------------------------------------------------------------------------
Security: 69346H100
Meeting Type: Annual
Meeting Date: 16-Apr-2021
Ticker: ISD
ISIN: US69346H1005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott E. Benjamin Mgmt For For
Linda W. Bynoe Mgmt For For
Laurie Simon Hodrick Mgmt For For
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RIVERNORTH DOUBLELINE STRATEGIC Agenda Number: 935275722
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Security: 76882G107
Meeting Type: Annual
Meeting Date: 15-Oct-2020
Ticker: OPP
ISIN: US76882G1076
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. DIRECTOR
Patrick W. Galley Mgmt For For
Jerry R. Raio Mgmt For For
Highland Small-Cap Equity Fund
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ALTERYX, INC. Agenda Number: 935363084
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Security: 02156B103
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: AYX
ISIN: US02156B1035
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anjali Joshi Mgmt For For
Timothy I. Maudlin Mgmt For For
Eileen M. Schloss Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
3. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of our named executive
officers.
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AMICUS THERAPEUTICS, INC. Agenda Number: 935410679
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Security: 03152W109
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: FOLD
ISIN: US03152W1099
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Craig A. Wheeler Mgmt For For
Burke W. Whitman Mgmt For For
2. Approval of the Amended and Restated 2007 Mgmt For For
Equity Incentive Plan to add 7,000,000
shares to the equity pool.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
4. Approval, on an advisory basis, the Mgmt For For
Company's executive compensation.
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ASHFORD HOSPITALITY TRUST, INC. Agenda Number: 935272473
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Security: 044103877
Meeting Type: Special
Meeting Date: 30-Oct-2020
Ticker: AHT
ISIN: US0441038777
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve a proposal to amend our corporate Mgmt For For
charter, as currently in effect, to (i)
reclassify any share of our preferred stock
that has not been tendered into our offers
to exchange each series of preferred stock
for our common stock into 1.74 shares of
common stock and (ii) eliminate any series
of our preferred stock, in each of cases
(i) and (ii) only with respect to any
series of preferred stock for which at
least 66 2/3% of the shares of such series
are tendered and validly exchanged for our
common stock or cash pursuant to our
exchange offers.
2. Approve, in accordance with Rule 312.03(c) Mgmt For For
of the NYSE Listed Company Manual, the
issuance of up to 126,048,813 shares of our
common stock in connection with our offer
to exchange all outstanding shares of our
outstanding preferred stock.
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ASHFORD HOSPITALITY TRUST, INC. Agenda Number: 935367599
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Security: 044103877
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: AHT
ISIN: US0441038777
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Monty J. Bennett Mgmt For For
Benjamin J. Ansell, MD Mgmt For For
Amish Gupta Mgmt For For
Kamal Jafarnia Mgmt For For
Frederick J. Kleisner Mgmt For For
Sheri L. Pantermuehl Mgmt For For
Alan L. Tallis Mgmt For For
J. Robison Hays, III Mgmt For For
2. To obtain advisory approval of the Mgmt For For
Company's executive compensation.
3. To ratify the appointment of BDO USA, LLP, Mgmt For For
a national public accounting firm, as the
Company's independent auditors for the
fiscal year ending December 31, 2021.
4. To approve the Ashford Hospitality Trust, Mgmt For For
Inc. 2021 Stock Incentive Plan.
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ASHFORD INC. Agenda Number: 935365862
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Security: 044104107
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: AINC
ISIN: US0441041078
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Monty J. Bennett Mgmt For For
Dinesh P. Chandiramani Mgmt For For
Darrell T. Hail Mgmt For For
Uno Immanivong Mgmt For For
W. Michael Murphy Mgmt For For
Brian Wheeler Mgmt For For
2. To obtain advisory approval of the Mgmt For For
Company's executive compensation.
3. To ratify the appointment of BDO USA, LLP, Mgmt For For
a national public accounting firm, as the
Company's independent auditors for the
fiscal year ending December 31, 2021.
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AVAYA HOLDINGS CORP. Agenda Number: 935326555
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Security: 05351X101
Meeting Type: Annual
Meeting Date: 03-Mar-2021
Ticker: AVYA
ISIN: US05351X1019
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James M. Chirico, Jr. Mgmt For For
Stephan Scholl Mgmt For For
Susan L. Spradley Mgmt For For
Stanley J. Sutula, III Mgmt For For
Robert Theis Mgmt For For
Scott D. Vogel Mgmt For For
William D. Watkins Mgmt For For
Jacqueline E. Yeaney Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending September
30, 2021.
3. Advisory approval of the Company's named Mgmt For For
executive officers' compensation.
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CENTRAL PUERTO S.A. Agenda Number: 935249183
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Security: 155038201
Meeting Type: Special
Meeting Date: 31-Jul-2020
Ticker: CEPU
ISIN: US1550382014
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of two shareholders to sign the Mgmt For
minutes.
2. Consideration of the extension of the Mgmt For
validity term of the Global Issuance
Program of Simple Corporate Bonds (not
convertible into Shares) for up to
US$1,000,000,000 (or a higher or lower
amount as approved at the Shareholders'
Meeting) or its equivalent in other
currency or the creation of a new Global
Issuance Program of Simple Corporate Bonds
(not convertible into Shares) for up to
US$1,000,000,000 (or a higher or lower
amount as approved at the Shareholders'
...(due to space limits, see proxy material
for full proposal).
3. Authorization to perform the relevant Mgmt For
procedures to comply with the Shareholders'
Meeting decision.
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CENTRAL PUERTO S.A. Agenda Number: 935384381
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Security: 155038201
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: CEPU
ISIN: US1550382014
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Consideration of holding the remote Mgmt For
Shareholder's Meeting, as per the terms of
RG CNV No. 830/2020.
2. Appointment of two shareholders to sign the Mgmt For
minutes.
3. Consideration of the Annual Report and its Mgmt For
exhibit, the Consolidated Statement of
Income, the Consolidated Statement of
Comprehensive Income, the Consolidated
Statement of Financial Position, the
Consolidated Statement of Changes in
Equity, the Consolidated Statement of Cash
Flow, the Notes to the Consolidated
Financial Statements and Exhibits, the
Separate Statement of Income, the Separate
Statement of Comprehensive Income, the
Separate Statement of Financial Position,
the ...(due to space limits, see proxy
material for full proposal).
4. Consideration of the income (loss) for the Mgmt For
period and the Board of Director's proposal
that consists on assigning: a) the amount
of ARS 344,596 to the statutory reserve;
and b) the amount of ARS 6,547,325 from
remaining balance of the income for the
period to the increase of the Optional
Reserve under Article 70 of the Business
Entity Act (Law no. 19550), which can be
destined to the following: (i) the
investment projects that are already
committed and/or (ii) future investments to
be made by ...(due to space limits, see
proxy material for full proposal).
5. Consideration of the Board of Directors Mgmt For
performance during the period ended
December 31, 2020.
6. Consideration of the Statutory Audit Mgmt For
Committee performance during the period
ended December 31, 2020.
7. Consideration of the remuneration of the Mgmt For
Company's Board of Directors for the period
ended December 31, 2020 within the limit of
profits in accordance with article 261 of
Law no. 19550 and CNV Regulations.
Consideration of the advanced payment of
fees to the Board of Directors for the
period closing next December 31, 2021.
8. Consideration of the remuneration of the Mgmt For
members of the Statutory Audit Committee
for the period ended December 31, 2020; and
the fee scheme for the period closing next
December 31, 2021.
9. Fixing of the number of Deputy Directors Mgmt Abstain
and appointment of Directors and Deputy
Directors. Continuity of the current
Chairman until the appointment by the Board
of Directors of the Company.
10. Appointment of the Statutory Audit Mgmt Abstain
Committee members and deputy members for
the period closing next December 31, 2021.
11. Consideration of the remuneration of the Mgmt For
external accountant of the Company
regarding the annual accounting documents
for the period 2020.
12. Appointment of the external accountant and Mgmt For
of the deputy external accountant for the
period closing next December 31, 2021 and
the fixing of its remuneration.
13. Approval of the Annual Budget for the Mgmt Abstain
functioning of the Audit Committee.
14. Consideration of the amendment of Section Mgmt Abstain
14 of the Bylaws referring to Shareholders'
Meeting so as to include the possibility of
them being held remotely.
15. Granting of authorizations. Mgmt For
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CHARLES RIVER LABORATORIES INTL., INC. Agenda Number: 935370483
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Security: 159864107
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: CRL
ISIN: US1598641074
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James C. Foster Mgmt For For
1B. Election of Director: Nancy C. Andrews Mgmt For For
1C. Election of Director: Robert Bertolini Mgmt For For
1D. Election of Director: Deborah T. Kochevar Mgmt For For
1E. Election of Director: George Llado, Sr. Mgmt For For
1F. Election of Director: Martin W. MacKay Mgmt For For
1G. Election of Director: George E. Massaro Mgmt For For
1H. Election of Director: George M. Milne, Jr. Mgmt For For
1I. Election of Director: C. Richard Reese Mgmt For For
1J. Election of Director: Richard F. Wallman Mgmt For For
1K. Election of Director: Virginia M. Wilson Mgmt For For
2. Say on Pay. Mgmt For For
3. Ratification of Auditors. Mgmt For For
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CIT GROUP INC. Agenda Number: 935323030
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Security: 125581801
Meeting Type: Special
Meeting Date: 09-Feb-2021
Ticker: CIT
ISIN: US1255818015
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The CIT merger proposal: The Board of Mgmt For For
Directors recommends you vote FOR the
proposal to adopt the Agreement and Plan of
Merger (the "Merger Agreement"), dated as
of October 15, 2020, by and among CIT Group
Inc. ("CIT"), First Citizens BancShares,
Inc., First-Citizens Bank & Trust Company
and FC Merger Subsidiary IX, Inc.
2. The CIT compensation proposal: The Board of Mgmt For For
Directors recommends that you vote FOR the
proposal to approve, on an advisory (non-
binding) basis, the executive officer
compensation that will or may be paid to
CIT's named executive officers in
connection with the transactions
contemplated by the Merger Agreement.
3. The CIT adjournment proposal: The Board of Mgmt For For
Directors recommends that you vote FOR the
proposal to adjourn the CIT special
meeting, if necessary or appropriate, to
solicit additional proxies if, immediately
prior to such adjournment, there are not
sufficient votes to approve the CIT merger
proposal or to ensure that any supplement
or amendment to the accompanying joint
proxy statement/prospectus is timely
provided to holders of CIT common stock.
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COLLEGIUM PHARMACEUTICAL, INC. Agenda Number: 935386450
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Security: 19459J104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: COLL
ISIN: US19459J1043
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rita Balice-Gordon, Mgmt For For
Ph.D.
1b. Election of Director: Garen Bohlin Mgmt For For
1c. Election of Director: Gwen Melincoff Mgmt For For
1d. Election of Director: Theodore Schroeder Mgmt For For
2. Approval of, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
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CORELOGIC, INC. Agenda Number: 935382046
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Security: 21871D103
Meeting Type: Special
Meeting Date: 28-Apr-2021
Ticker: CLGX
ISIN: US21871D1037
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to adopt the Agreement and Plan of Mgmt For For
Merger, dated as of February 4, 2021 (as it
may be amended from time to time, the
"Merger Agreement"), by and among
Celestial-Saturn Parent Inc.,
Celestial-Saturn Merger Sub Inc., and
CoreLogic, Inc.
2. Non-binding, advisory proposal to approve Mgmt For For
compensation that will or may become
payable by CoreLogic, Inc. to its named
executive officers in connection with the
merger contemplated by the Merger
Agreement.
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CORNERSTONE ONDEMAND, INC. Agenda Number: 935410910
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Security: 21925Y103
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: CSOD
ISIN: US21925Y1038
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nancy Altobello Mgmt For For
Felicia Alvaro Mgmt For For
Robert Cavanaugh Mgmt For For
Dean Carter Mgmt For For
Richard Haddrill Mgmt For For
Adam L. Miller Mgmt For For
Joseph Osnoss Mgmt For For
Philip S. Saunders Mgmt For For
Steffan C. Tomlinson Mgmt For For
Sara Martinez Tucker Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Cornerstone
OnDemand, Inc.'s independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
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DRIL-QUIP, INC. Agenda Number: 935367652
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Security: 262037104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: DRQ
ISIN: US2620371045
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Steven L. Newman Mgmt For For
1.2 Election of Director: Amy B. Schwetz Mgmt For For
2. Approval of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory vote to approve compensation of Mgmt For For
the Company's named executive officers.
4. Amendment of 2017 Omnibus Incentive Plan of Mgmt For For
Dril-Quip, Inc. to increase the number of
shares authorized for issuance.
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FIRST HORIZON CORPORATION Agenda Number: 935349907
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Security: 320517105
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: FHN
ISIN: US3205171057
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Harry V. Barton, Jr.
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Kenneth A. Burdick
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Daryl G. Byrd
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: John N. Casbon
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: John C. Compton
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Wendy P. Davidson
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: William H.
Fenstermaker
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: D. Bryan Jordan
1I. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: J. Michael Kemp, Sr.
1J. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Rick E. Maples
1K. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Vicki R. Palmer
1L. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Colin V. Reed
1M. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: E. Stewart Shea, III
1N. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Cecelia D. Stewart
1O. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Rajesh Subramaniam
1P. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Rosa Sugranes
1Q. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: R. Eugene Taylor
2. Approval of the First Horizon Corporation Mgmt For For
2021 Incentive Plan.
3. Approval of an advisory resolution to Mgmt For For
approve executive compensation.
4. Ratification of appointment of KPMG LLP as Mgmt For For
auditors.
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HIGHLAND FUNDS Agenda Number: 935431558
--------------------------------------------------------------------------------------------------------------------------
Security: 43010T104
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: HGLB
ISIN: US43010T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Honis Mgmt For For
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INDEPENDENCE REALTY TRUST, INC. Agenda Number: 935373100
--------------------------------------------------------------------------------------------------------------------------
Security: 45378A106
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: IRT
ISIN: US45378A1060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Scott F. Schaeffer Mgmt For For
1B. ELECTION OF DIRECTOR: William C. Dunkelberg Mgmt For For
1C. ELECTION OF DIRECTOR: Richard D. Gebert Mgmt For For
1D. ELECTION OF DIRECTOR: Melinda H. McClure Mgmt For For
1E. ELECTION OF DIRECTOR: Mack D. Pridgen III Mgmt For For
1F. ELECTION OF DIRECTOR: DeForest B. Soaries, Mgmt For For
Jr.
1G. ELECTION OF DIRECTOR: Lisa Washington Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2021.
3. THE ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
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INTERSECT ENT, INC. Agenda Number: 935399320
--------------------------------------------------------------------------------------------------------------------------
Security: 46071F103
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: XENT
ISIN: US46071F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kieran T. Gallahue Mgmt For For
Thomas A. West Mgmt For For
Teresa L. Kline Mgmt For For
Cynthia L. Lucchese Mgmt For For
Dana G. Mead, Jr. Mgmt For For
Neil A. Hattangadi, M.D Mgmt For For
Elisabeth S. Little Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To provide an advisory vote on executive Mgmt Against Against
compensation, as described in the Proxy
Statement accompanying this Proxy Card.
--------------------------------------------------------------------------------------------------------------------------
JETBLUE AIRWAYS CORPORATION Agenda Number: 935372451
--------------------------------------------------------------------------------------------------------------------------
Security: 477143101
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: JBLU
ISIN: US4771431016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: B. Ben Baldanza
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Peter Boneparth
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Monte Ford
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Robin Hayes
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Ellen Jewett
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Robert Leduc
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Teri McClure
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Sarah Robb O'Hagan
1I. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Vivek Sharma
1J. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Thomas Winkelmann
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
4. To vote on the stockholder proposal to Shr Against For
reduce the special meeting threshold, if
properly presented at the annual meeting.
--------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 935362878
--------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: LKQ
ISIN: US5018892084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Berard Mgmt For For
1B. Election of Director: Meg A. Divitto Mgmt For For
1C. Election of Director: Robert M. Hanser Mgmt For For
1D. Election of Director: Joseph M. Holsten Mgmt For For
1E. Election of Director: Blythe J. McGarvie Mgmt For For
1F. Election of Director: John W. Mendel Mgmt For For
1G. Election of Director: Jody G. Miller Mgmt For For
1H. Election of Director: Guhan Subramanian Mgmt For For
1I. Election of Director: Xavier Urbain Mgmt For For
1J. Election of Director: Jacob H. Welch Mgmt For For
1K. Election of Director: Dominick Zarcone Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
LOMA NEGRA CIA INDUSTRIAL ARGENTINA SA Agenda Number: 935374188
--------------------------------------------------------------------------------------------------------------------------
Security: 54150E104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: LOMA
ISIN: US54150E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of the persons in charge of Mgmt For For
subscribing the minute.
2. Consideration of the documents to which Mgmt For For
paragraph 1) of Section 234 of the
Argentine Corporations Act refers to, that
correspond to the regular financial year No
96 ended on December 31st, 2020.
3. Consideration of the modification of the Mgmt For For
allocation of the Optional Reserve and
change of name to "Optional Reserve for
Future Dividends".
4. Consideration of the positive unallocated Mgmt For For
earnings of the year ended on December
31st, 2020 of the amount of ARS
11,351,024,000. Consideration of the
proposal of the Board of Directors to
allocate said sum to the "Optional Reserve
for Future Dividends". Delegation of the
power to completely or partially use such
reserve one or more times to the Board of
Directors, depending on the evolution of
the business and until the next
shareholders' meeting at which the
financial statements as of December 31st,
2021 are considered.
5. Consideration of the performance of the Mgmt For
members of the Board of Directors for the
year ended December 31st, 2020.
6. Consideration of the performance of the Mgmt For
members of the Supervisory Committee for
the year ended on December 31st, 2020.
7. Consideration of the remuneration of the Mgmt For
Board of Directors that corresponds to the
year that ended on December 31st, 2020 of
ARS 99,020,464.96 (total amount of
remunerations).
8. Consideration of the remuneration of the Mgmt For
members of the Supervisory Committee for
the year ended on December 31st, 2020.
9. Setting of the number of directors and Mgmt For
appointment of the full and alternate
members for year 2021. Approval of a policy
aimed at maintaining a proportion of at
least 20% independent members over the
total number of members of the Board during
the year in course.
10. Appointment of the full and alternate Mgmt For
members of the Supervisory Committee for
year 2021.
11. Appointment of External Auditors and of the Mgmt For For
main partner and alternate partner of the
respective accounting firm for the year of
2021.
12. Approval of the fees of the External Mgmt For For
Auditors for the year ended on December
31st, 2020.
13. Consideration of the fees of the External Mgmt Abstain Against
Auditors for the year 2021.
14. Approval of the budget of the Audit Mgmt For For
Committee for 2021.
15. Exemption from the preferential offer of Mgmt For For
shares to shareholders under section 67 of
Argentine Law No. 26,831 in relation to the
implementation of the Stock Incentive
Programs approved at the Board meeting held
on February 12, 2021.
16. Granting of the relevant authorizations for Mgmt For For
the carrying out of paperwork and to make
the necessary filings.
--------------------------------------------------------------------------------------------------------------------------
LUXFER HOLDINGS PLC Agenda Number: 935417281
--------------------------------------------------------------------------------------------------------------------------
Security: G5698W116
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: LXFR
ISIN: GB00BNK03D49
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Alok Maskara as a Director of Mgmt For For
the Company.
2. To re-elect David Landless as a Director of Mgmt For For
the Company.
3. To re-elect Clive Snowdon as a Director of Mgmt For For
the Company.
4. To re-elect Richard Hipple as a Director of Mgmt For For
the Company.
5. To re-elect Allisha Elliott as a Director Mgmt For For
of the Company.
6. To re-elect Lisa Trimberger as a Director Mgmt For For
of the Company.
7. To approve the Directors' Remuneration Mgmt For For
Policy (the "Directors' Remuneration
Policy").
8. To approve, by non-binding advisory vote, Mgmt For For
the Directors' Remuneration Report for the
year ended December 31, 2020 (the
"Directors' Remuneration Report"),
excluding the part containing the
Directors' Remuneration Policy.
9. To approve, by non-binding advisory vote, Mgmt For For
the compensation of Luxfer's Named
Executive Officers (the "Named Executive
Officers").
10. To approve, by non-binding advisory vote, Mgmt 1 Year For
the frequency of "Say-On-Pay" votes.
11. To ratify the re-appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent auditors (the "Independent
Auditors") of Luxfer Holdings PLC until
conclusion of the 2022 Annual General
Meeting.
12. To authorize the Audit Committee of the Mgmt For For
Board of Directors to set the Independent
Auditors' remuneration.
--------------------------------------------------------------------------------------------------------------------------
MEDNAX, INC. Agenda Number: 935254211
--------------------------------------------------------------------------------------------------------------------------
Security: 58502B106
Meeting Type: Annual
Meeting Date: 09-Sep-2020
Ticker: MD
ISIN: US58502B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Karey D. Barker Mgmt For For
Waldemar A. Carlo, M.D. Mgmt For For
Paul G. Gabos Mgmt For For
Manuel Kadre Mgmt For For
Thomas A. McEachin Mgmt For For
Roger J. Medel, M.D. Mgmt For For
Mark S. Ordan Mgmt For For
Michael A. Rucker Mgmt For For
Guy P. Sansone Mgmt For For
John M. Starcher, Jr. Mgmt For For
Shirley A. Weis Mgmt For For
2. Proposal to approve the Articles of Mgmt For For
Amendment to the Amended and Restated
Articles of Incorporation, as amended, of
MEDNAX, Inc. to change the Company's name
to "Pediatrix Medical Group, Inc."
3. Proposal to approve the Articles of Mgmt For For
Amendment to the Amended and Restated
Articles of Incorporation, as amended, of
MEDNAX Services, Inc., a subsidiary of the
Company, to change its name to "PMG
Services, Inc."
4. Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2020 fiscal year.
5. Proposal to approve, by non-binding Mgmt Against Against
advisory vote, the compensation of our
named executive officers for the 2019
fiscal year.
--------------------------------------------------------------------------------------------------------------------------
MEDNAX, INC. Agenda Number: 935365266
--------------------------------------------------------------------------------------------------------------------------
Security: 58502B106
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: MD
ISIN: US58502B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Karey D. Barker Mgmt For For
Waldemar A. Carlo, M.D. Mgmt For For
Paul G. Gabos Mgmt For For
Manuel Kadre Mgmt For For
Thomas A. McEachin Mgmt For For
Roger J. Medel, M.D. Mgmt For For
Mark S. Ordan Mgmt For For
Michael A. Rucker Mgmt For For
Guy P. Sansone Mgmt For For
John M. Starcher, Jr. Mgmt For For
Shirley A. Weis Mgmt For For
2. Proposal to approve the amendment and Mgmt For For
restatement of the Mednax, Inc. Amended and
Restated 2008 Incentive Compensation Plan.
3. Proposal to approve the amendment and Mgmt For For
restatement of the Mednax, Inc. 1996
Non-Qualified Employee Stock Purchase Plan,
as amended.
4. Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2021 fiscal year.
5. Proposal to approve, by non-binding Mgmt Against Against
advisory vote, the compensation of our
named executive officers for the 2020
fiscal year.
--------------------------------------------------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC. Agenda Number: 935349452
--------------------------------------------------------------------------------------------------------------------------
Security: 60855R100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: MOH
ISIN: US60855R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Daniel Cooperman
(Class I)
1B. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Stephen H.
Lockhart (Class I)
1C. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Richard M.
Schapiro (Class I)
1D. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Ronna E. Romney
(Class III)
1E. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Dale B. Wolf
(Class III)
1F. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Joseph M.
Zubretsky (Class III)
2. To consider and approve, on a non-binding, Mgmt For For
advisory basis, the compensation of our
named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
NEXPOINT FUNDS Agenda Number: 935242836
--------------------------------------------------------------------------------------------------------------------------
Security: 65340G205
Meeting Type: Annual
Meeting Date: 14-Jul-2020
Ticker: NHF
ISIN: US65340G2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Bob Froehlich Mgmt For For
Edward Constantino Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEXPOINT FUNDS Agenda Number: 935250388
--------------------------------------------------------------------------------------------------------------------------
Security: 65340G205
Meeting Type: Special
Meeting Date: 28-Aug-2020
Ticker: NHF
ISIN: US65340G2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a change in the Fund's business Mgmt For For
from a registered investment company that
invests primarily in debt and equity
securities to a diversified REIT and to
amend the Fund's fundamental investment
restrictions to permit the Fund to engage
in its new business (the "Business Change
Proposal").
2. To approve the amendment and restatement of Mgmt For For
the Fund's Agreement and Declaration of
Trust (the "Amendment Proposal").
--------------------------------------------------------------------------------------------------------------------------
NEXPOINT FUNDS Agenda Number: 935432459
--------------------------------------------------------------------------------------------------------------------------
Security: 65340G205
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: NHF
ISIN: US65340G2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Trustee to serve for Mgmt For For
a three year term expiring at the 2024
Annual Meeting: John Honis
--------------------------------------------------------------------------------------------------------------------------
NEXPOINT RESIDENTIAL TRUST, INC. Agenda Number: 935404664
--------------------------------------------------------------------------------------------------------------------------
Security: 65341D102
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: NXRT
ISIN: US65341D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual meeting: James Dondero
1B. Election of Director to serve until the Mgmt For For
2022 Annual meeting: Brian Mitts
1C. Election of Director to serve until the Mgmt For For
2022 Annual meeting: Edward Constantino
1D. Election of Director to serve until the Mgmt For For
2022 Annual meeting: Scott Kavanaugh
1E. Election of Director to serve until the Mgmt For For
2022 Annual meeting: Arthur Laffer
1F. Election of Director to serve until the Mgmt For For
2022 Annual meeting: Catherine Wood
2. Advisory Vote on Executive Compensation: to Mgmt For For
approve, on an advisory basis, the
compensation of our named executive
officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
NEXTIER OILFIELD SOLUTIONS INC Agenda Number: 935415023
--------------------------------------------------------------------------------------------------------------------------
Security: 65290C105
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: NEX
ISIN: US65290C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Robert W. Drummond
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Stuart M. Brightman
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Gary M. Halverson
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Patrick M. Murray
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Amy H. Nelson
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Melvin G. Riggs
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Michael Roemer
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: James C. Stewart
1I. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Scott R. Wille
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent auditor for the fiscal year
ending December 31, 2021.
3. To approve, in an advisory vote, the Mgmt For For
compensation of our named executive
officers.
4. To approve the amendment and restatement of Mgmt For For
the NexTier Oilfield Solutions Inc. Equity
and Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 935347446
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: E. Spencer Abraham Mgmt For For
1B. Election of Director: Antonio Carrillo Mgmt For For
1C. Election of Director: Matthew Carter, Jr. Mgmt For For
1D. Election of Director: Lawrence S. Coben Mgmt For For
1E. Election of Director: Heather Cox Mgmt For For
1F. Election of Director: Elisabeth B. Donohue Mgmt For For
1G. Election of Director: Mauricio Gutierrez Mgmt For For
1H. Election of Director: Paul W. Hobby Mgmt For For
1I. Election of Director: Alexandra Pruner Mgmt For For
1J. Election of Director: Anne C. Schaumburg Mgmt For For
1K. Election of Director: Thomas H. Weidemeyer Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC. Agenda Number: 935253966
--------------------------------------------------------------------------------------------------------------------------
Security: 670704105
Meeting Type: Special
Meeting Date: 10-Sep-2020
Ticker: NUVA
ISIN: US6707041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
increase the number of shares of our common
stock authorized for issuance from
120,000,000 shares to 150,000,000 shares
2. To approve the adjournment of the Special Mgmt For For
Meeting to a later date or dates, if
necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to adopt Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC. Agenda Number: 935377704
--------------------------------------------------------------------------------------------------------------------------
Security: 670704105
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: NUVA
ISIN: US6707041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Vickie L. Mgmt For For
Capps
1.2 Election of Class II Director: John A. Mgmt For For
DeFord, Ph.D
1.3 Election of Class II Director: R. Scott Mgmt For For
Huennekens
1.4 Election of Class II Director: Siddhartha Mgmt For For
C. Kadia, Ph.D.
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of a non-binding advisory Mgmt For For
resolution regarding the compensation of
the Company's named executive officers for
the fiscal year ended December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
OXFORD INDUSTRIES, INC. Agenda Number: 935426622
--------------------------------------------------------------------------------------------------------------------------
Security: 691497309
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: OXM
ISIN: US6914973093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Thomas C. Mgmt For For
Chubb III
1.2 Election of Class II Director: John R. Mgmt For For
Holder
1.3 Election of Class II Director: Stephen S. Mgmt For For
Lanier
1.4 Election of Class II Director: Clarence H. Mgmt For For
Smith
1.5 Election of Class III Director: Milford W. Mgmt For For
McGuirt
2. Ratify the selection of Ernst & Young LLP Mgmt For For
to serve as the Company's independent
registered public accounting firm for
fiscal 2021.
3. Proposal to approve, by a non-binding, Mgmt For For
advisory vote, the compensation of the
Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
PARATEK PHARMACEUTICALS, INC. Agenda Number: 935410516
--------------------------------------------------------------------------------------------------------------------------
Security: 699374302
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: PRTK
ISIN: US6993743029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rolf K. Hoffmann Mgmt For For
Kristine Peterson Mgmt For For
Jeffrey Stein, Ph.D. Mgmt For For
2. To approve an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation, as
amended, to increase the number of
authorized shares of our common stock from
100,000,000 shares to 200,000,000 shares.
3. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PLAINS ALL AMERICAN PIPELINE, L.P. Agenda Number: 935398417
--------------------------------------------------------------------------------------------------------------------------
Security: 726503105
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: PAA
ISIN: US7265031051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg L. Armstrong Mgmt For For
John T. Raymond Mgmt For For
Bobby S. Shackouls Mgmt For For
Christopher M. Temple Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. The approval, on a non-binding advisory Mgmt For For
basis, of our named executive officer
compensation.
4. The approval of the Plains All American Mgmt For For
2021 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PRA HEALTH SCIENCES, INC. Agenda Number: 935427650
--------------------------------------------------------------------------------------------------------------------------
Security: 69354M108
Meeting Type: Special
Meeting Date: 15-Jun-2021
Ticker: PRAH
ISIN: US69354M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of February 24, 2021, by and among
ICON plc ("ICON"), PRA Health Sciences,
Inc. ("PRA"), ICON US Holdings Inc., a
wholly owned subsidiary of ICON ("US
HoldCo"), and Indigo Merger Sub, Inc., a
wholly owned subsidiary of ICON and US
HoldCo (such agreement, as it may be
amended from time to time, the "merger
agreement" and such proposal, the "PRA
merger agreement proposal").
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the executive officer compensation
that will or may be paid to PRA's named
executive officers that is based on or
otherwise relates to the transactions
contemplated by the merger agreement (the
"PRA compensation proposal").
3. To approve the adjournment of the PRA Mgmt For For
stockholder meeting to solicit additional
proxies if there are not sufficient votes
at the time of the PRA stockholder meeting
to approve the PRA merger agreement
proposal or to ensure that any supplement
or amendment to the accompanying joint
proxy statement/prospectus is timely
provided to PRA stockholders (the "PRA
adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
RLJ LODGING TRUST Agenda Number: 935379455
--------------------------------------------------------------------------------------------------------------------------
Security: 74965L101
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: RLJ
ISIN: US74965L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Robert L. Johnson
1.2 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Leslie D. Hale
1.3 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Evan Bayh
1.4 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Arthur R. Collins
1.5 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Nathaniel A. Davis
1.6 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Patricia L. Gibson
1.7 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Robert M. La Forgia
1.8 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Robert J. McCarthy
1.9 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Glenda G. McNeal
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
3. To approve on a non-binding basis the Mgmt For For
compensation of our named executive
officers.
4. To approve the 2021 RLJ Lodging Trust Mgmt For For
Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
SCIENCE APPLICATIONS INTERNATIONAL CORP Agenda Number: 935394837
--------------------------------------------------------------------------------------------------------------------------
Security: 808625107
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: SAIC
ISIN: US8086251076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Nominee: Robert A. Bedingfield Mgmt For For
1B. Election of Nominee: Carol A. Goode Mgmt For For
1C. Election of Nominee: Garth N. Graham Mgmt For For
1D. Election of Nominee: John J. Hamre Mgmt For For
1E. Election of Nominee: Yvette M. Kanouff Mgmt For For
1F. Election of Nominee: Nazzic S. Keene Mgmt For For
1G. Election of Nominee: Timothy J. Mayopoulos Mgmt For For
1H. Election of Nominee: Katharina G. McFarland Mgmt For For
1I. Election of Nominee: Donna S. Morea Mgmt For For
1J. Election of Nominee: Steven R. Shane Mgmt For For
2. The approval of a non-binding, advisory Mgmt For For
vote on executive compensation.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending January 28, 2022.
--------------------------------------------------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION Agenda Number: 935342458
--------------------------------------------------------------------------------------------------------------------------
Security: 81725T100
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: SXT
ISIN: US81725T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph Carleone Mgmt For For
1B. Election of Director: Edward H. Cichurski Mgmt For For
1C. Election of Director: Mario Ferruzzi Mgmt For For
1D. Election of Director: Carol R. Jackson Mgmt For For
1E. Election of Director: Donald W. Landry Mgmt For For
1F. Election of Director: Paul Manning Mgmt For For
1G. Election of Director: Deborah Mgmt For For
McKeithan-Gebhardt
1H. Election of Director: Scott C. Morrison Mgmt For For
1I. Election of Director: Elaine R. Wedral Mgmt For For
1J. Election of Director: Essie Whitelaw Mgmt For For
2. Proposal to approve the compensation paid Mgmt Against Against
to Sensient's named executive officers, as
disclosed pursuant to Item 402 of
Regulation S-K, including the Compensation
Discussion and Analysis, compensation
tables, and narrative discussion in the
accompanying proxy statement.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP, certified public accountants,
as the independent auditors of Sensient for
2021.
--------------------------------------------------------------------------------------------------------------------------
SM ENERGY COMPANY Agenda Number: 935395930
--------------------------------------------------------------------------------------------------------------------------
Security: 78454L100
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: SM
ISIN: US78454L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director until the next annual Mgmt For For
meeting: Carla J. Bailo
1.2 Election of Director until the next annual Mgmt For For
meeting: Stephen R. Brand
1.3 Election of Director until the next annual Mgmt For For
meeting: Ramiro G. Peru
1.4 Election of Director until the next annual Mgmt For For
meeting: Julio M. Quintana
1.5 Election of Director until the next annual Mgmt For For
meeting: Rose M. Robeson
1.6 Election of Director until the next annual Mgmt For For
meeting: William D. Sullivan
1.7 Election of Director until the next annual Mgmt For For
meeting: Herbert S. Vogel
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation philosophy,
policies and procedures, and the
compensation of our Company's named
executive officers, as disclosed in the
accompanying Proxy Statement.
3. To ratify the appointment by the Audit Mgmt For For
Committee of Ernst & Young LLP as our
independent registered public accounting
firm for 2021.
4. To approve our 2021 Employee Stock Purchase Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL, INC. Agenda Number: 935366573
--------------------------------------------------------------------------------------------------------------------------
Security: 84860W300
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: SRC
ISIN: US84860W3007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jackson Hsieh Mgmt For For
1B. Election of Director: Kevin M. Charlton Mgmt For For
1C. Election of Director: Todd A. Dunn Mgmt For For
1D. Election of Director: Elizabeth F. Frank Mgmt For For
1E. Election of Director: Michelle M. Frymire Mgmt For For
1F. Election of Director: Kristian M. Gathright Mgmt For For
1G. Election of Director: Richard I. Gilchrist Mgmt For For
1H. Election of Director: Diana M. Laing Mgmt For For
1I. Election of Director: Nicholas P. Shepherd Mgmt For For
1J. Election of Director: Thomas J. Sullivan Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. A non-binding, advisory resolution to Mgmt Against Against
approve the compensation of our named
executive officers as described in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
SS&C TECHNOLOGIES HOLDINGS, INC. Agenda Number: 935382717
--------------------------------------------------------------------------------------------------------------------------
Security: 78467J100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: SSNC
ISIN: US78467J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan E. Michael Mgmt For For
2. The approval of the compensation of the Mgmt For For
named executive officers.
3. The ratification of PricewaterhouseCoopers Mgmt For For
LLP as SS&C's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SURGERY PARTNERS INC. Agenda Number: 935399178
--------------------------------------------------------------------------------------------------------------------------
Security: 86881A100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SGRY
ISIN: US86881A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Clifford G. Adlerz Mgmt For For
J. Eric Evans Mgmt For For
Andrew T. Kaplan Mgmt For For
Blair E. Hendrix Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid by the Company to its
named executive officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
4. Approval of an amendment to the Company's Mgmt Against Against
2015 Omnibus Incentive Plan, as amended and
restated effective January 1, 2020.
--------------------------------------------------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES INCORPORATED Agenda Number: 935345593
--------------------------------------------------------------------------------------------------------------------------
Security: 879360105
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: TDY
ISIN: US8793601050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Denise R. Cade Mgmt For For
Simon M. Lorne Mgmt For For
Wesley W. von Schack Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for
fiscal year 2021.
3. Approval of a non-binding advisory Mgmt For For
resolution on the Company's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES INCORPORATED Agenda Number: 935401834
--------------------------------------------------------------------------------------------------------------------------
Security: 879360105
Meeting Type: Special
Meeting Date: 13-May-2021
Ticker: TDY
ISIN: US8793601050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance (the "Teledyne Mgmt For For
Share Issuance Proposal") of Teledyne
Technologies Incorporated ("Teledyne")
common stock, $0.01 par value per share, in
connection with the transactions
contemplated by the Agreement and Plan of
Merger, dated as of January 4, 2021, by and
among Teledyne, Firework Merger Sub I,
Inc., a Delaware corporation and a wholly
owned subsidiary of Teledyne, Firework
Merger Sub II, LLC, and FLIR Systems, Inc.
2. To approve one or more adjournments of the Mgmt For For
Teledyne Special Meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes to approve
the Teledyne Share Issuance Proposal at the
time of the Teledyne Special Meeting.
--------------------------------------------------------------------------------------------------------------------------
TERADATA CORPORATION Agenda Number: 935350847
--------------------------------------------------------------------------------------------------------------------------
Security: 88076W103
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: TDC
ISIN: US88076W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Lisa R. Mgmt For For
Bacus
1B. Election of Class II Director: Timothy C.K. Mgmt For For
Chou
1C. Election of Class II Director: John G. Mgmt For For
Schwarz
1D. Election of Class I Director: Stephen Mgmt For For
McMillan
2. An advisory (non-binding) vote to approve Mgmt For For
executive compensation.
3. Approval of the amended and restated Mgmt For For
Teradata 2012 Stock Incentive Plan.
4. Approval of the amended and restated Mgmt For For
Teradata Employee Stock Purchase Plan.
5. Approval of the ratification of the Mgmt For For
appointment of the independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
VISTRA CORP. Agenda Number: 935375344
--------------------------------------------------------------------------------------------------------------------------
Security: 92840M102
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: VST
ISIN: US92840M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott B. Helm Mgmt For For
1B. Election of Director: Hilary E. Ackermann Mgmt For For
1C. Election of Director: Arcilia C. Acosta Mgmt For For
1D. Election of Director: Gavin R. Baiera Mgmt For For
1E. Election of Director: Paul M. Barbas Mgmt For For
1F. Election of Director: Lisa Crutchfield Mgmt For For
1G. Election of Director: Brian K. Ferraioli Mgmt For For
1H. Election of Director: Jeff D. Hunter Mgmt For For
1I. Election of Director: Curtis A. Morgan Mgmt For For
1J. Election of Director: John R. Sult Mgmt For For
2. Approve, on an advisory basis, the 2020 Mgmt For For
compensation of the Company's named
executive officers.
3. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
Highland Socially Responsible Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ACREAGE HOLDINGS, INC. Agenda Number: 935238205
--------------------------------------------------------------------------------------------------------------------------
Security: 00489Y402
Meeting Type: Annual
Meeting Date: 23-Jul-2020
Ticker: ACRGF
ISIN: CA00489Y4022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of directors to be Mgmt For For
elected at the Meeting to five.
2 DIRECTOR
John Boehner Mgmt For For
Kevin P. Murphy Mgmt For For
Douglas Maine Mgmt For For
Brian Mulroney Mgmt For For
William C. Van Faasen Mgmt For For
3 Appointment of Marcum LLP as the new Mgmt Abstain Against
auditors of Acreage Holdings, Inc. for the
ensuing year and authorization of the Board
of Directors to fix the remuneration of
Marcum LLP.
--------------------------------------------------------------------------------------------------------------------------
ACREAGE HOLDINGS, INC. Agenda Number: 935264705
--------------------------------------------------------------------------------------------------------------------------
Security: 00489Y402
Meeting Type: Special
Meeting Date: 16-Sep-2020
Ticker: ACRGF
ISIN: CA00489Y4022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider pursuant to an interim order of Mgmt For For
the Supreme Court of British Columbia dated
August 11, 2020, and, if thought advisable,
to pass, with or without variation, a
special resolution, the full text of which
is set forth in Appendix "A" to the
accompanying proxy statement and management
information circular (the "Circular"),
approving: a. an amended arrangement under
Section 288 of the Business Corporations
Act (British Columbia) to be implemented
pursuant to an amended and restated plan of
arrangement (the "Amended and Restated Plan
of Arrangement"), which amends and restates
the plan of arrangement implemented by the
Corporation on June 27, 2019, as more
particularly described in the information
circular.
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC Agenda Number: 935343412
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Amy Banse
1B. Election of Director for a term of one Mgmt For For
year: Melanie Boulden
1C. Election of Director for a term of one Mgmt For For
year: Frank Calderoni
1D. Election of Director for a term of one Mgmt For For
year: James Daley
1E. Election of Director for a term of one Mgmt For For
year: Laura Desmond
1F. Election of Director for a term of one Mgmt For For
year: Shantanu Narayen
1G. Election of Director for a term of one Mgmt For For
year: Kathleen Oberg
1H. Election of Director for a term of one Mgmt For For
year: Dheeraj Pandey
1I. Election of Director for a term of one Mgmt For For
year: David Ricks
1J. Election of Director for a term of one Mgmt For For
year: Daniel Rosensweig
1K. Election of Director for a term of one Mgmt For For
year: John Warnock
2. Approve the Adobe Inc. 2019 Equity Mgmt For For
Incentive Plan, as amended, to increase the
available share reserve by 6 million
shares.
3. Ratify the appointment of KPMG LLP as our Mgmt Against Against
independent registered public accounting
firm for our fiscal year ending on December
3, 2021.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935287498
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2020
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Wesley G. Bush Mgmt For For
1c. Election of Director: Michael D. Capellas Mgmt For For
1d. Election of Director: Mark Garrett Mgmt For For
1e. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1f. Election of Director: Roderick C. McGeary Mgmt For For
1g. Election of Director: Charles H. Robbins Mgmt For For
1h. Election of Director: Arun Sarin Mgmt Abstain Against
1i. Election of Director: Brenton L. Saunders Mgmt Against Against
1j. Election of Director: Dr. Lisa T. Su Mgmt For For
2. Approval of the reincorporation of Cisco Mgmt For For
from California to Delaware.
3. Approval of amendment and restatement of Mgmt For For
the 2005 Stock Incentive Plan.
4. Approval, on an advisory basis, of Mgmt For For
executive compensation.
5. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as Cisco's independent registered public
accounting firm for fiscal 2021.
6. Approval to have Cisco's Board adopt a Shr For Against
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION Agenda Number: 935252635
--------------------------------------------------------------------------------------------------------------------------
Security: 243537107
Meeting Type: Annual
Meeting Date: 11-Sep-2020
Ticker: DECK
ISIN: US2435371073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael F. Devine, III Mgmt For For
Nelson C. Chan Mgmt For For
Cynthia (Cindy) L Davis Mgmt For For
Juan R. Figuereo Mgmt For For
Victor Luis Mgmt For For
Dave Powers Mgmt For For
Lauri M. Shanahan Mgmt For For
Brian A. Spaly Mgmt For For
Bonita C. Stewart Mgmt For For
2. To ratify the selection of KPMG LLP as our Mgmt Against Against
independent registered public accounting
firm for fiscal year 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our Named
Executive Officers, as disclosed in the
Compensation Discussion and Analysis
section of the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. Agenda Number: 935257976
--------------------------------------------------------------------------------------------------------------------------
Security: 370334104
Meeting Type: Annual
Meeting Date: 22-Sep-2020
Ticker: GIS
ISIN: US3703341046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: R. Kerry Clark Mgmt For For
1B. Election of Director: David M. Cordani Mgmt For For
1C. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1D. Election of Director: Jeffrey L. Harmening Mgmt For For
1E. Election of Director: Maria G. Henry Mgmt For For
1F. Election of Director: Jo Ann Jenkins Mgmt For For
1G. Election of Director: Elizabeth C. Lempres Mgmt For For
1H. Election of Director: Diane L. Neal Mgmt For For
1I. Election of Director: Steve Odland Mgmt For For
1J. Election of Director: Maria A. Sastre Mgmt For For
1K. Election of Director: Eric D. Sprunk Mgmt For For
1L. Election of Director: Jorge A. Uribe Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratify Appointment of the Independent Mgmt Against Against
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935313217
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eve Burton Mgmt For For
1b. Election of Director: Scott D. Cook Mgmt For For
1c. Election of Director: Richard L. Dalzell Mgmt For For
1d. Election of Director: Sasan K. Goodarzi Mgmt For For
1e. Election of Director: Deborah Liu Mgmt For For
1f. Election of Director: Tekedra Mawakana Mgmt For For
1g. Election of Director: Suzanne Nora Johnson Mgmt For For
1h. Election of Director: Dennis D. Powell Mgmt For For
1i. Election of Director: Brad D. Smith Mgmt Against Against
1j. Election of Director: Thomas Szkutak Mgmt For For
1k. Election of Director: Raul Vazquez Mgmt For For
1l. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt Against Against
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LINDE PLC Agenda Number: 935214065
--------------------------------------------------------------------------------------------------------------------------
Security: G5494J103
Meeting Type: Annual
Meeting Date: 27-Jul-2020
Ticker: LIN
ISIN: IE00BZ12WP82
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Prof. Dr. Wolfgang Mgmt For For
Reitzle
1B. Election of Director: Stephen F. Angel Mgmt For For
1C. Election of Director: Prof. DDr. Mgmt For For
Ann-Kristin Achleitner
1D. Election of Director: Prof. Dr. Clemens Mgmt Against Against
Borsig
1E. Election of Director: Dr. Nance K. Dicciani Mgmt For For
1F. Election of Director: Dr. Thomas Enders Mgmt For For
1G. Election of Director: Franz Fehrenbach Mgmt Against Against
1H. Election of Director: Edward G. Galante Mgmt For For
1I. Election of Director: Larry D. McVay Mgmt Against Against
1J. Election of Director: Dr. Victoria Ossadnik Mgmt For For
1K. Election of Director: Prof. Dr. Martin H. Mgmt Against Against
Richenhagen
1L. Election of Director: Robert L. Wood Mgmt Against Against
2A. To ratify, on an advisory and non-binding Mgmt Against Against
basis, the appointment of
PricewaterhouseCoopers ("PWC") as the
independent auditor.
2B. To authorize the Board, acting through the Mgmt For For
Audit Committee, to determine PWC's
remuneration.
3. To determine the price range at which Linde Mgmt For For
plc can re-allot shares that it acquires as
treasury shares under Irish law.
4. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of Linde plc's
Named Executive Officers, as disclosed in
the 2020 Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
MCCORMICK & COMPANY, INCORPORATED Agenda Number: 935333586
--------------------------------------------------------------------------------------------------------------------------
Security: 579780206
Meeting Type: Annual
Meeting Date: 31-Mar-2021
Ticker: MKC
ISIN: US5797802064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. YOU ARE CORDIALLY INVITED TO ATTEND THE Mgmt No vote
ANNUAL MEETING OF STOCKHOLDERS OF McCORMICK
& COMPANY, INCORPORATED (THE "COMPANY") TO
BE HELD VIA A VIRTUAL SHAREHOLDER MEETING
ON WEDNESDAY, MARCH 31, 2021 AT 10:00 AM
EDT. PLEASE USE THE FOLLOWING URL TO ACCESS
THE MEETING
(WWW.VIRTUALSHAREHOLDERMEETING.COM/MKC2021)
.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt Against Against
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
NEWMONT CORPORATION Agenda Number: 935348183
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Awuah. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1B. Election of Director: Gregory Boyce. Mgmt Against Against
(Please note that an Against vote is
treated as a Withhold)
1C. Election of Director: Bruce Brook. (Please Mgmt Against Against
note that an Against vote is treated as a
Withhold)
1D. Election of Director: Maura Clark. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1E. Election of Director: Matthew Coon Come. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1F. Election of Director: Jose Manuel Madero. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1G. Election of Director: Rene Medori. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1H. Election of Director: Jane Nelson. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1I. Election of Director: Thomas Palmer. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1J. Election of Director: Julio Quintana. Mgmt Against Against
(Please note that an Against vote is
treated as a Withhold)
1K. Election of Director: Susan Story. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify Appointment of Independent Mgmt For For
Registered Public Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
NEXPOINT FUNDS Agenda Number: 935242836
--------------------------------------------------------------------------------------------------------------------------
Security: 65340G205
Meeting Type: Annual
Meeting Date: 14-Jul-2020
Ticker: NHF
ISIN: US65340G2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Bob Froehlich Mgmt For For
Edward Constantino Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEXPOINT FUNDS Agenda Number: 935250388
--------------------------------------------------------------------------------------------------------------------------
Security: 65340G205
Meeting Type: Special
Meeting Date: 28-Aug-2020
Ticker: NHF
ISIN: US65340G2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a change in the Fund's business Mgmt For For
from a registered investment company that
invests primarily in debt and equity
securities to a diversified REIT and to
amend the Fund's fundamental investment
restrictions to permit the Fund to engage
in its new business (the "Business Change
Proposal").
2. To approve the amendment and restatement of Mgmt For For
the Fund's Agreement and Declaration of
Trust (the "Amendment Proposal").
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 935326935
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 17-Mar-2021
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard E. Allison, Mgmt For For
Jr.
1B. Election of Director: Rosalind G. Brewer Mgmt Abstain Against
(Withdrawn)
1C. Election of Director: Andrew Campion Mgmt For For
1D. Election of Director: Mary N. Dillon Mgmt Against Against
1E. Election of Director: Isabel Ge Mahe Mgmt For For
1F. Election of Director: Mellody Hobson Mgmt For For
1G. Election of Director: Kevin R. Johnson Mgmt For For
1H. Election of Director: Jorgen Vig Knudstorp Mgmt For For
1I. Election of Director: Satya Nadella Mgmt For For
1J. Election of Director: Joshua Cooper Ramo Mgmt For For
1K. Election of Director: Clara Shih Mgmt For For
1L. Election of Director: Javier G. Teruel Mgmt For For
2. Advisory resolution to approve our Mgmt Against Against
executive officer compensation.
3. Ratification of selection of Deloitte & Mgmt Against Against
Touche LLP as our independent registered
public accounting firm for fiscal 2021.
4. Employee Board Representation. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935259514
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 22-Sep-2020
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve for a Mgmt For For
term of three years: Elon Musk
1.2 Election of Class I Director to serve for a Mgmt For For
term of three years: Robyn Denholm
1.3 Election of Class I Director to serve for a Mgmt For For
term of three years: Hiromichi Mizuno
2. Tesla proposal to approve executive Mgmt Against Against
compensation on a non-binding advisory
basis.
3. Tesla proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Tesla's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. Stockholder proposal regarding paid Shr Against For
advertising.
5. Stockholder proposal regarding simple Shr For Against
majority voting provisions in our governing
documents.
6. Stockholder proposal regarding reporting on Shr For Against
employee arbitration.
7. Stockholder proposal regarding additional Shr For Against
reporting on human rights.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 935342547
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Herbert A. Allen Mgmt For For
1B. Election of Director: Marc Bolland Mgmt For For
1C. Election of Director: Ana Botin Mgmt For For
1D. Election of Director: Christopher C. Davis Mgmt For For
1E. Election of Director: Barry Diller Mgmt Against Against
1F. Election of Director: Helene D. Gayle Mgmt For For
1G. Election of Director: Alexis M. Herman Mgmt For For
1H. Election of Director: Robert A. Kotick Mgmt For For
1I. Election of Director: Maria Elena Mgmt For For
Lagomasino
1J. Election of Director: James Quincey Mgmt For For
1K. Election of Director: Caroline J. Tsay Mgmt For For
1L. Election of Director: David B. Weinberg Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as Independent Auditors.
4. Shareowner proposal on sugar and public Shr Against For
health.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935264969
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 13-Oct-2020
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Francis S. Blake Mgmt For For
1B. ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For
1C. ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For
1D. ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For
1E. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1F. ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For
1G. ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For
1H. ELECTION OF DIRECTOR: W. James McNerney, Mgmt For For
Jr.
1I. ELECTION OF DIRECTOR: Nelson Peltz Mgmt For For
1J. ELECTION OF DIRECTOR: David S. Taylor Mgmt For For
1K. ELECTION OF DIRECTOR: Margaret C. Whitman Mgmt For For
1L. ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt Against Against
Registered Public Accounting Firm.
3. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation (the "Say on Pay"
vote).
4. Approval of The Procter & Gamble Company Mgmt For For
International Stock Ownership Plan, As
Amended and Restated.
5. Shareholder Proposal - Report on Efforts to Shr For Against
Eliminate Deforestation.
6. Shareholder Proposal - Annual Report on Shr For Against
Diversity.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935328206
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 09-Mar-2021
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Robert A. Chapek Mgmt For For
1E. Election of Director: Francis A. deSouza Mgmt For For
1F. Election of Director: Michael B.G. Froman Mgmt For For
1G. Election of Director: Robert A. Iger Mgmt For For
1H. Election of Director: Maria Elena Mgmt For For
Lagomasino
1I. Election of Director: Mark G. Parker Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2021.
3. To approve the advisory resolution on Mgmt For For
executive compensation.
4. Shareholder proposal requesting an annual Shr For Against
report disclosing information regarding the
Company's lobbying policies and activities.
5. Shareholder proposal requesting Shr Against For
non-management employees on director
nominee candidate lists.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935315576
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt Against Against
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: Linda J. Rendle Mgmt For For
1K. Election of Director: John A. C. Swainson Mgmt For For
1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
4. Approval of the Visa Inc. 2007 Equity Mgmt For For
Incentive Compensation Plan, as amended and
restated.
5. Approval of an amendment to our Certificate Mgmt For For
of Incorporation to enable the adoption of
a special meeting right for Class A common
stockholders.
6. To vote on a stockholder proposal Shr Against For
requesting stockholders' right to act by
written consent, if properly presented.
7. To vote on a stockholder proposal to amend Shr Against For
our principles of executive compensation
program, if properly presented.
Highland Total Return Fund
--------------------------------------------------------------------------------------------------------------------------
AMREP CORPORATION Agenda Number: 935256342
--------------------------------------------------------------------------------------------------------------------------
Security: 032159105
Meeting Type: Annual
Meeting Date: 10-Sep-2020
Ticker: AXR
ISIN: US0321591051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Theodore J. Gaasche Mgmt For For
Albert V. Russo Mgmt For For
2. The approval, on an advisory basis, of the Mgmt Against Against
compensation paid to the Company's named
executive officers as disclosed in the
accompanying proxy statement.
3. Ratify the appointment of Marcum LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending April
30, 2021.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CORE BOND TRUST Agenda Number: 935237823
--------------------------------------------------------------------------------------------------------------------------
Security: 09249E101
Meeting Type: Annual
Meeting Date: 27-Jul-2020
Ticker: BHK
ISIN: US09249E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt For For
R. Glenn Hubbard Mgmt For For
John M. Perlowski Mgmt For For
W. Carl Kester Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK TAXABLE MUNICIPAL BOND TRUST Agenda Number: 935237823
--------------------------------------------------------------------------------------------------------------------------
Security: 09248X100
Meeting Type: Annual
Meeting Date: 27-Jul-2020
Ticker: BBN
ISIN: US09248X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt For For
R. Glenn Hubbard Mgmt For For
John M. Perlowski Mgmt For For
W. Carl Kester Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DOUBLELINE INCOME SOLUTIONS FUND Agenda Number: 935327608
--------------------------------------------------------------------------------------------------------------------------
Security: 258622109
Meeting Type: Annual
Meeting Date: 17-Feb-2021
Ticker: DSL
ISIN: US2586221093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raymond B. Woolson Mgmt For For
Ronald R. Redell Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DOUBLELINE OPPORTUNISTIC CREDIT FUND Agenda Number: 935327595
--------------------------------------------------------------------------------------------------------------------------
Security: 258623107
Meeting Type: Annual
Meeting Date: 17-Feb-2021
Ticker: DBL
ISIN: US2586231076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raymond B. Woolson Mgmt For For
Ronald R. Redell Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GCI LIBERTY, INC. Agenda Number: 935296194
--------------------------------------------------------------------------------------------------------------------------
Security: 36164V305
Meeting Type: Special
Meeting Date: 15-Dec-2020
Ticker: GLIBA
ISIN: US36164V3050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal to approve the adoption of the Mgmt For For
Agreement and Plan of Merger, dated August
6, 2020 (as may be amended from time to
time), by and among Liberty Broadband
Corporation, GCI Liberty, Inc., Grizzly
Merger Sub 1, LLC and Grizzly Merger Sub 2,
Inc.
2. A proposal to approve the adjournment of Mgmt For For
the GCI Liberty, Inc. special meeting from
time to time to solicit additional proxies
in favor of Proposal 1 if there are
insufficient votes at the time of such
adjournment to approve that proposal or if
otherwise determined by the chairperson of
the meeting to be necessary or appropriate.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935288286
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 11-Dec-2020
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Michael O. Leavitt Mgmt For For
1G. Election of Director: James T. Lenehan Mgmt For For
1H. Election of Director: Kevin E. Lofton Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt For For
2. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as the Company's independent auditor for
fiscal year 2021 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt For For
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
PURE CYCLE CORPORATION Agenda Number: 935309004
--------------------------------------------------------------------------------------------------------------------------
Security: 746228303
Meeting Type: Annual
Meeting Date: 13-Jan-2021
Ticker: PCYO
ISIN: US7462283034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark W. Harding Mgmt For For
Patrick J. Beirne Mgmt For For
Arthur G. Epker III Mgmt For For
Frederick A. Fendel III Mgmt For For
Peter C. Howell Mgmt For For
Daniel R. Kozlowski Mgmt For For
Jeffrey G. Sheets Mgmt For For
2. Ratification of appointment of Plante & Mgmt For For
Moran PLLC as the independent registered
public accounting firm for the fiscal year
ending August 31, 2021.
3. Approval, on an advisory basis, of Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
RIVERNORTH DOUBLELINE STRATEGIC Agenda Number: 935275722
--------------------------------------------------------------------------------------------------------------------------
Security: 76882G107
Meeting Type: Annual
Meeting Date: 15-Oct-2020
Ticker: OPP
ISIN: US76882G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. DIRECTOR
Patrick W. Galley Mgmt For For
Jerry R. Raio Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TCW STRATEGIC INCOME FUND, INC. Agenda Number: 935262662
--------------------------------------------------------------------------------------------------------------------------
Security: 872340104
Meeting Type: Annual
Meeting Date: 15-Sep-2020
Ticker: TSI
ISIN: US8723401043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Samuel P. Bell Mgmt For For
Patrick C. Haden Mgmt For For
Peter McMillan Mgmt For For
Victoria B. Rogers Mgmt For For
Andrew Tarica Mgmt For For
David S. DeVito Mgmt For For
David B. Lippman Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche, LLP as the independent registered
public accounting firm for the Company for
the fiscal year ending December 31, 2020
3. Such other matters as may properly come Mgmt Against Against
before the Annual Meeting or any
adjournments or postponements thereof.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Highland Funds II
By (Signature) /s/ Stephanie Vitiello
Name Stephanie Vitiello
Title Secretary
Date 08/11/2021