UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23117
NAME OF REGISTRANT: JPMorgan Trust IV
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 277 Park Avenue
New York City, NY 10172
NAME AND ADDRESS OF AGENT FOR SERVICE: J.P. Morgan Investment Management
Inc.
383 Madison Ave
New York City, NY 10179
REGISTRANT'S TELEPHONE NUMBER: 800-480-4311
DATE OF FISCAL YEAR END: 02/28
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
..0001pt;text-align:justify;text-justify:inter-ideograph;line-height:normal"
"Times New Roman""February 28
line-height:normal"
mso-fareast-font-family:"Times New Roman""JPMorgan Core Focus SMA
Fund, JPMorgan High Yield Opportunities Fund, JPMorgan
Institutional Tax Free Money Market Fund, JPMorgan Securities Lending
Money Market Fund, JPMorgan Ultra-Short Municipal Fund
line-height:normal"
mso-fareast-font-family:"Times New Roman""June 30
line-height:normal"
mso-fareast-font-family:"Times New Roman""JPMorgan Equity Premium Income
Fund, JPMorgan SmartSpending 2015 Fund, JPMorgan Value Plus Fund
line-height:normal"
mso-fareast-font-family:"Times New Roman""October 31
line-height:normal"
mso-fareast-font-family:"Times New Roman""JPMorgan Emerging Markets Research
Enhanced Equity Fund, JPMorgan International Equity Plus
Fund, JPMorgan International Hedged Equity Fund, JPMorgan Macro
Opportunities Fund
line-height:normal"
mso-fareast-font-family:"Times New Roman""Additional Information:
line-height:normal"
mso-fareast-font-family:"Times New Roman""JPMorgan Macro Opportunities Fund
commenced operations on April 15, 2020
line-height:normal"
mso-fareast-font-family:"Times New Roman""JPMorgan Value Plus Fund ceased
operations on October 10, 2019
normal"
line-height:normal"
mso-fareast-font-family:"Times New Roman""JPMorgan High Yield Opportunities
Fund ceased operations on December 20, 2019
JPMorgan Core Focus SMA Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
JPMorgan Emerging Markets Research Enhanced Equity Fund
--------------------------------------------------------------------------------------------------------------------------
51JOB, INC. Agenda Number: 935311465
--------------------------------------------------------------------------------------------------------------------------
Security: 316827104
Meeting Type: Annual
Meeting Date: 23-Dec-2020
Ticker: JOBS
ISIN: US3168271043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Mr. Junichi Arai as a director Mgmt For For
of the Company.
2. To re-elect Mr. David K. Chao as a director Mgmt Against Against
of the Company.
3. To re-elect Mr. Li-Lan Cheng as a director Mgmt Against Against
of the Company.
4. To re-elect Mr. Eric He as a director of Mgmt Against Against
the Company.
5. To re-elect Mr. Rick Yan as a director of Mgmt For For
the Company.
6. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP as
the Company's independent auditors for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ABSA GROUP LIMITED Agenda Number: 713795992
--------------------------------------------------------------------------------------------------------------------------
Security: S0270C106
Meeting Type: AGM
Meeting Date: 04-Jun-2021
Ticker:
ISIN: ZAE000255915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O11 REAPPOINT ERNST YOUNG INC AS AUDITORS WITH Mgmt For For
RANESH HARIPARSAD AS THE DESIGNATED AUDITOR
2.O21 APPOINT KPMG INC AS AUDITORS WITH HEATHER Mgmt For For
BERRANGE AS THE DESIGNATED AUDITOR
3.O31 RE-ELECT ALEX DARKO AS DIRECTOR Mgmt For For
3.O32 RE-ELECT DAISY NAIDOO AS DIRECTOR Mgmt For For
3.O33 RE-ELECT FRANCIS OKOMO-OKELLO AS DIRECTOR Mgmt For For
3.O34 RE-ELECT SIPHO PITYANA AS DIRECTOR Mgmt For For
3.O35 RE-ELECT TASNEEM ABDOOL-SAMAD AS DIRECTOR Mgmt For For
4.O41 ELECT FULVIO TONELLI AS DIRECTOR Mgmt For For
4.O42 RE-ELECT RENE VAN WYK AS DIRECTOR Mgmt For For
4.O43 ELECT NONHLANHLA MJOLI-MNCUBE AS DIRECTOR Mgmt For For
5.O51 RE-ELECT ALEX DARKO AS MEMBER OF THE GROUP Mgmt For For
AUDIT AND COMPLIANCE COMMITTEE
5.O52 RE-ELECT DAISY NAIDOO AS MEMBER OF THE Mgmt For For
GROUP AUDIT AND COMPLIANCE COMMITTEE
5.O53 RE-ELECT TASNEEM ABDOOL-SAMAD AS MEMBER OF Mgmt For For
THE GROUP AUDIT AND COMPLIANCE COMMITTEE
5.O54 RE-ELECT SWITHIN MUNYANTWALI AS MEMBER OF Mgmt For For
THE GROUP AUDIT AND COMPLIANCE COMMITTEE
6.O.6 PLACE AUTHORISED BUT UNISSUED SHARES UNDER Mgmt For For
CONTROL OF DIRECTORS
7.NB1 APPROVE REMUNERATION POLICY Mgmt For For
8.NB2 APPROVE REMUNERATION IMPLEMENTATION REPORT Mgmt For For
9.S.1 APPROVE REMUNERATION OF NON EXECUTIVE Mgmt For For
DIRECTORS
10.S2 AUTHORISE REPURCHASE OF ISSUED SHARE Mgmt For For
CAPITAL
11.S3 APPROVE FINANCIAL ASSISTANCE IN TERMS OF Mgmt For For
SECTION 45 OF THE COMPANIES ACT
CMMT 13 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
RESOLUTIONS 4.O41 TO 4.O43 AND 5.O51. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ACCTON TECHNOLOGY CORPORATION Agenda Number: 714171876
--------------------------------------------------------------------------------------------------------------------------
Security: Y0002S109
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: TW0002345006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENT.
2 2020 PROFIT DISTRIBUTION PROPOSAL. PROPOSED Mgmt For For
CASH DIVIDEND: TWD 6.5 PER SHARE.
3.1 THE ELECTION OF THE DIRECTOR.:KUAN XIN Mgmt For For
INVESTMENT CORP,SHAREHOLDER NO.0248318
3.2 THE ELECTION OF THE DIRECTOR.:HUANG Mgmt For For
KUO-HSIU,SHAREHOLDER NO.0000712
3.3 THE ELECTION OF THE DIRECTOR.:TING SING CO. Mgmt For For
LTD. ,SHAREHOLDER NO.0192084,DU HENG-YI AS
REPRESENTATIVE
3.4 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:HUANG SHU-CHIEH,SHAREHOLDER
NO.B120322XXX
3.5 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:LEE FA-YAUH,SHAREHOLDER
NO.A104398XXX
3.6 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:KUO MING-JIAN,SHAREHOLDER
NO.F122181XXX
3.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:EIZO KOBAYASHI,SHAREHOLDER
NO.1949010XXX
3.8 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:ANKUR SINGLA,SHAREHOLDER
NO.1977032XXX
3.9 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:AVIGDOR WILLENZ,SHAREHOLDER
NO.1956061XXX
4 CANCELLATION OF THE NON-COMPETITION Mgmt For For
RESTRICTION ON THE COMPANYS NEW DIRECTORS
AND THEIR REPRESENTATIVES.
--------------------------------------------------------------------------------------------------------------------------
ADVANTECH CO LTD Agenda Number: 713988028
--------------------------------------------------------------------------------------------------------------------------
Security: Y0017P108
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: TW0002395001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 ADOPTION OF THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2020 PROFITS. CASH DIVIDEND OF NT 7.10
PER SHARE.
3 AMENDMENT TO THE COMPANYS ARTICLES OF Mgmt For For
INCORPORATION.
4 APPROVE OF AMENDMENT TO THE RULES AND Mgmt For For
PROCEDURES OF SHAREHOLDERS MEETING.
5 LNC TECHNOLOGY CO., LTD., A SUBSIDIARY OF Mgmt For For
THE COMPANY, IS PLANNING TO APPLY FOR
LISTING AND OTC LISTING. IN ORDER TO COMPLY
WITH RELEVANT LAWS AND REGULATIONS, SUCH A
PLAN WILL BE PROPOSED AT THE SHAREHOLDERS
MEETING TO REACH A RESOLUTION WHETHER TO OR
NOT TO AUTHORIZE THE BOARD OF DIRECTORS TO
IMPLEMENT MATTERS RELATED TO THE ISSUANCE
OF SHARES TO LNC PRIOR TO THE FILING OF THE
APPLICATION.
--------------------------------------------------------------------------------------------------------------------------
AIER EYE HOSPITAL GROUP CO LTD Agenda Number: 713065921
--------------------------------------------------------------------------------------------------------------------------
Security: Y0029J108
Meeting Type: EGM
Meeting Date: 14-Sep-2020
Ticker:
ISIN: CNE100000GR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CHANGE OF THE COMPANY'S DOMICILE AND Mgmt For For
AMENDMENTS TO THE COMPANY'S ARTICLES OF
ASSOCIATION AND HANDLING THE INDUSTRIAL AND
COMMERCIAL REGISTRATION AMENDMENT
--------------------------------------------------------------------------------------------------------------------------
AIRPORTS OF THAILAND PUBLIC CO LTD Agenda Number: 713422311
--------------------------------------------------------------------------------------------------------------------------
Security: Y0028Q137
Meeting Type: AGM
Meeting Date: 22-Jan-2021
Ticker:
ISIN: TH0765010Z16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN.
1 MATTERS TO BE INFORMED TO THE SHAREHOLDERS Mgmt Abstain Against
2 TO ACKNOWLEDGE THE 2020 OPERATING RESULTS Mgmt Abstain Against
3 TO APPROVE THE FINANCIAL STATEMENTS FOR THE Mgmt For For
FISCAL YEAR 2020 ENDED 30 SEPTEMBER 2020
4 TO APPROVE THE DISTRIBUTION OF DIVIDENDS Mgmt For For
FOR THE FISCAL YEAR 2020 OPERATING RESULTS
5.A TO CONSIDER AND ELECT MISS SUTTIRAT Mgmt For For
RATTANACHOT AS INDEPENDENT DIRECTOR
5.B TO CONSIDER AND ELECT MR. THANIN PA-EM AS Mgmt For For
INDEPENDENT DIRECTOR
5.C TO CONSIDER AND ELECT AIR CHIEF MARSHAL Mgmt For For
BHANUPONG SEYAYONGKA AS INDEPENDENT
DIRECTOR
5.D TO CONSIDER AND ELECT MR. KRIT SESAVEJ AS Mgmt For For
INDEPENDENT DIRECTOR
5.E TO CONSIDER AND ELECT MISS SUPAWAN Mgmt For For
TANOMKIEATIPUME AS INDEPENDENT DIRECTOR
6 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
7 TO APPOINT AN AUDITOR AND DETERMINE THE Mgmt For For
AUDITORS AUDIT FEE: EY COMPANY LIMITED
8 OTHER MATTERS (IF ANY) Mgmt Against Against
CMMT 10 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 7. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AL RAJHI BANK Agenda Number: 713249743
--------------------------------------------------------------------------------------------------------------------------
Security: M0R60D105
Meeting Type: OGM
Meeting Date: 09-Nov-2020
Ticker:
ISIN: SA0007879113
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 16 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 16
DIRECTORS ARE TO BE ELECTED. BROADRIDGE
WILL APPLY CUMULATIVE VOTING EVENLY AMONG
ONLY DIRECTORS FOR WHOM YOU VOTE 'FOR,' AND
WILL SUBMIT INSTRUCTION TO THE LOCAL AGENT
IN THIS MANNER. CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
1.1 VOTING ON THE ELECTION OF THE MEMBERS OF Mgmt Abstain Against
THE BOARD OF DIRECTOR AMONG NOMINEES FOR
THE NEXT THREE YEARS STARTING ON 14/11/2020
ENDING ON 13/11/2023, NOTING THAT IF THE
VOTING RESULTS DO NOT ENABLE THE BANK TO
APPOINT A MINIMUM NUMBER OF INDEPENDENT
MEMBERS IN THE BOARD ACCORDING TO THE
REGULATORY REQUIREMENTS, INDEPENDENT
MEMBERS WILL BE REPLACED BY NON-INDEPENDENT
MEMBERS ACCORDING TO THE NUMBER OF VOTES
THEY WILL OBTAIN: MR. - ABDULLAH BIN
SULEIMAN BIN ABDUL-AZIZ AL-RAJHI
1.2 VOTING ON THE ELECTION OF THE MEMBERS OF Mgmt Abstain Against
THE BOARD OF DIRECTOR AMONG NOMINEES FOR
THE NEXT THREE YEARS STARTING ON 14/11/2020
ENDING ON 13/11/2023, NOTING THAT IF THE
VOTING RESULTS DO NOT ENABLE THE BANK TO
APPOINT A MINIMUM NUMBER OF INDEPENDENT
MEMBERS IN THE BOARD ACCORDING TO THE
REGULATORY REQUIREMENTS, INDEPENDENT
MEMBERS WILL BE REPLACED BY NON-INDEPENDENT
MEMBERS ACCORDING TO THE NUMBER OF VOTES
THEY WILL OBTAIN: MR. - ALAA BIN SHAKIB BIN
MURAD AL JABRI
1.3 VOTING ON THE ELECTION OF THE MEMBERS OF Mgmt Abstain Against
THE BOARD OF DIRECTOR AMONG NOMINEES FOR
THE NEXT THREE YEARS STARTING ON 14/11/2020
ENDING ON 13/11/2023, NOTING THAT IF THE
VOTING RESULTS DO NOT ENABLE THE BANK TO
APPOINT A MINIMUM NUMBER OF INDEPENDENT
MEMBERS IN THE BOARD ACCORDING TO THE
REGULATORY REQUIREMENTS, INDEPENDENT
MEMBERS WILL BE REPLACED BY NON-INDEPENDENT
MEMBERS ACCORDING TO THE NUMBER OF VOTES
THEY WILL OBTAIN: MR. - RAID BIN ABDULLAH
BIN SALEH ATAMIMI
1.4 VOTING ON THE ELECTION OF THE MEMBERS OF Mgmt Abstain Against
THE BOARD OF DIRECTOR AMONG NOMINEES FOR
THE NEXT THREE YEARS STARTING ON 14/11/2020
ENDING ON 13/11/2023, NOTING THAT IF THE
VOTING RESULTS DO NOT ENABLE THE BANK TO
APPOINT A MINIMUM NUMBER OF INDEPENDENT
MEMBERS IN THE BOARD ACCORDING TO THE
REGULATORY REQUIREMENTS, INDEPENDENT
MEMBERS WILL BE REPLACED BY NON-INDEPENDENT
MEMBERS ACCORDING TO THE NUMBER OF VOTES
THEY WILL OBTAIN: MR. - KHALID BIN ABDUL
RAHMAN BIN ABDULLAH BIN ABDUL-AZIZ AL-QUWIZ
1.5 VOTING ON THE ELECTION OF THE MEMBERS OF Mgmt Abstain Against
THE BOARD OF DIRECTOR AMONG NOMINEES FOR
THE NEXT THREE YEARS STARTING ON 14/11/2020
ENDING ON 13/11/2023, NOTING THAT IF THE
VOTING RESULTS DO NOT ENABLE THE BANK TO
APPOINT A MINIMUM NUMBER OF INDEPENDENT
MEMBERS IN THE BOARD ACCORDING TO THE
REGULATORY REQUIREMENTS, INDEPENDENT
MEMBERS WILL BE REPLACED BY NON-INDEPENDENT
MEMBERS ACCORDING TO THE NUMBER OF VOTES
THEY WILL OBTAIN: MR. - IBRAHIM BIN FAHD
BIN IBRAHIM AL-GHUFAILI
1.6 VOTING ON THE ELECTION OF THE MEMBERS OF Mgmt Abstain Against
THE BOARD OF DIRECTOR AMONG NOMINEES FOR
THE NEXT THREE YEARS STARTING ON 14/11/2020
ENDING ON 13/11/2023, NOTING THAT IF THE
VOTING RESULTS DO NOT ENABLE THE BANK TO
APPOINT A MINIMUM NUMBER OF INDEPENDENT
MEMBERS IN THE BOARD ACCORDING TO THE
REGULATORY REQUIREMENTS, INDEPENDENT
MEMBERS WILL BE REPLACED BY NON-INDEPENDENT
MEMBERS ACCORDING TO THE NUMBER OF VOTES
THEY WILL OBTAIN: MR. - ABDUL-LATIF BIN ALI
BIN ABDUL-LATIF ASAYF
1.7 VOTING ON THE ELECTION OF THE MEMBERS OF Mgmt Abstain Against
THE BOARD OF DIRECTOR AMONG NOMINEES FOR
THE NEXT THREE YEARS STARTING ON 14/11/2020
ENDING ON 13/11/2023, NOTING THAT IF THE
VOTING RESULTS DO NOT ENABLE THE BANK TO
APPOINT A MINIMUM NUMBER OF INDEPENDENT
MEMBERS IN THE BOARD ACCORDING TO THE
REGULATORY REQUIREMENTS, INDEPENDENT
MEMBERS WILL BE REPLACED BY NON-INDEPENDENT
MEMBERS ACCORDING TO THE NUMBER OF VOTES
THEY WILL OBTAIN: MR. - HAMZA BIN OTHMAN
BIN HAMZA KHUSHAIM
1.8 VOTING ON THE ELECTION OF THE MEMBERS OF Mgmt Abstain Against
THE BOARD OF DIRECTOR AMONG NOMINEES FOR
THE NEXT THREE YEARS STARTING ON 14/11/2020
ENDING ON 13/11/2023, NOTING THAT IF THE
VOTING RESULTS DO NOT ENABLE THE BANK TO
APPOINT A MINIMUM NUMBER OF INDEPENDENT
MEMBERS IN THE BOARD ACCORDING TO THE
REGULATORY REQUIREMENTS, INDEPENDENT
MEMBERS WILL BE REPLACED BY NON-INDEPENDENT
MEMBERS ACCORDING TO THE NUMBER OF VOTES
THEY WILL OBTAIN: MR. - ABDUL-AZIZ BIN
KHALID BIN ALI AL-GHUFAILI
1.9 VOTING ON THE ELECTION OF THE MEMBERS OF Mgmt Abstain Against
THE BOARD OF DIRECTOR AMONG NOMINEES FOR
THE NEXT THREE YEARS STARTING ON 14/11/2020
ENDING ON 13/11/2023, NOTING THAT IF THE
VOTING RESULTS DO NOT ENABLE THE BANK TO
APPOINT A MINIMUM NUMBER OF INDEPENDENT
MEMBERS IN THE BOARD ACCORDING TO THE
REGULATORY REQUIREMENTS, INDEPENDENT
MEMBERS WILL BE REPLACED BY NON-INDEPENDENT
MEMBERS ACCORDING TO THE NUMBER OF VOTES
THEY WILL OBTAIN: MR. - BADR BIN MOHAMMED
BIN ABDUL-AZIZ AL-RAJHI
1.10 VOTING ON THE ELECTION OF THE MEMBERS OF Mgmt Abstain Against
THE BOARD OF DIRECTOR AMONG NOMINEES FOR
THE NEXT THREE YEARS STARTING ON 14/11/2020
ENDING ON 13/11/2023, NOTING THAT IF THE
VOTING RESULTS DO NOT ENABLE THE BANK TO
APPOINT A MINIMUM NUMBER OF INDEPENDENT
MEMBERS IN THE BOARD ACCORDING TO THE
REGULATORY REQUIREMENTS, INDEPENDENT
MEMBERS WILL BE REPLACED BY NON-INDEPENDENT
MEMBERS ACCORDING TO THE NUMBER OF VOTES
THEY WILL OBTAIN: MR. - STEFANO PAOLO
BERTAMINI
1.11 VOTING ON THE ELECTION OF THE MEMBERS OF Mgmt Abstain Against
THE BOARD OF DIRECTOR AMONG NOMINEES FOR
THE NEXT THREE YEARS STARTING ON 14/11/2020
ENDING ON 13/11/2023, NOTING THAT IF THE
VOTING RESULTS DO NOT ENABLE THE BANK TO
APPOINT A MINIMUM NUMBER OF INDEPENDENT
MEMBERS IN THE BOARD ACCORDING TO THE
REGULATORY REQUIREMENTS, INDEPENDENT
MEMBERS WILL BE REPLACED BY NON-INDEPENDENT
MEMBERS ACCORDING TO THE NUMBER OF VOTES
THEY WILL OBTAIN: MR. - IBRAHIM BIN
MOHAMMED BIN ABDUL-AZIZ AL-RUMAIH
1.12 VOTING ON THE ELECTION OF THE MEMBERS OF Mgmt Abstain Against
THE BOARD OF DIRECTOR AMONG NOMINEES FOR
THE NEXT THREE YEARS STARTING ON 14/11/2020
ENDING ON 13/11/2023, NOTING THAT IF THE
VOTING RESULTS DO NOT ENABLE THE BANK TO
APPOINT A MINIMUM NUMBER OF INDEPENDENT
MEMBERS IN THE BOARD ACCORDING TO THE
REGULATORY REQUIREMENTS, INDEPENDENT
MEMBERS WILL BE REPLACED BY NON-INDEPENDENT
MEMBERS ACCORDING TO THE NUMBER OF VOTES
THEY WILL OBTAIN: MR. - TARIQ BIN HUSSEIN
BIN ABDULLAH LINJAWI
1.13 VOTING ON THE ELECTION OF THE MEMBERS OF Mgmt Abstain Against
THE BOARD OF DIRECTOR AMONG NOMINEES FOR
THE NEXT THREE YEARS STARTING ON 14/11/2020
ENDING ON 13/11/2023, NOTING THAT IF THE
VOTING RESULTS DO NOT ENABLE THE BANK TO
APPOINT A MINIMUM NUMBER OF INDEPENDENT
MEMBERS IN THE BOARD ACCORDING TO THE
REGULATORY REQUIREMENTS, INDEPENDENT
MEMBERS WILL BE REPLACED BY NON-INDEPENDENT
MEMBERS ACCORDING TO THE NUMBER OF VOTES
THEY WILL OBTAIN: MR. - ABDUL ILAH BIN
SALEH BIN MOHAMMED AL SHEIKH
1.14 VOTING ON THE ELECTION OF THE MEMBERS OF Mgmt Abstain Against
THE BOARD OF DIRECTOR AMONG NOMINEES FOR
THE NEXT THREE YEARS STARTING ON 14/11/2020
ENDING ON 13/11/2023, NOTING THAT IF THE
VOTING RESULTS DO NOT ENABLE THE BANK TO
APPOINT A MINIMUM NUMBER OF INDEPENDENT
MEMBERS IN THE BOARD ACCORDING TO THE
REGULATORY REQUIREMENTS, INDEPENDENT
MEMBERS WILL BE REPLACED BY NON-INDEPENDENT
MEMBERS ACCORDING TO THE NUMBER OF VOTES
THEY WILL OBTAIN: MR. - BASEM BIN ADNAN BIN
JALAL ABU AL-FARAJ
1.15 VOTING ON THE ELECTION OF THE MEMBERS OF Mgmt Abstain Against
THE BOARD OF DIRECTOR AMONG NOMINEES FOR
THE NEXT THREE YEARS STARTING ON 14/11/2020
ENDING ON 13/11/2023, NOTING THAT IF THE
VOTING RESULTS DO NOT ENABLE THE BANK TO
APPOINT A MINIMUM NUMBER OF INDEPENDENT
MEMBERS IN THE BOARD ACCORDING TO THE
REGULATORY REQUIREMENTS, INDEPENDENT
MEMBERS WILL BE REPLACED BY NON-INDEPENDENT
MEMBERS ACCORDING TO THE NUMBER OF VOTES
THEY WILL OBTAIN: MR. - SAAD BIN ABDUL-AZIZ
BIN SULEIMAN AL-HOGAIL
1.16 VOTING ON THE ELECTION OF THE MEMBERS OF Mgmt Abstain Against
THE BOARD OF DIRECTOR AMONG NOMINEES FOR
THE NEXT THREE YEARS STARTING ON 14/11/2020
ENDING ON 13/11/2023, NOTING THAT IF THE
VOTING RESULTS DO NOT ENABLE THE BANK TO
APPOINT A MINIMUM NUMBER OF INDEPENDENT
MEMBERS IN THE BOARD ACCORDING TO THE
REGULATORY REQUIREMENTS, INDEPENDENT
MEMBERS WILL BE REPLACED BY NON-INDEPENDENT
MEMBERS ACCORDING TO THE NUMBER OF VOTES
THEY WILL OBTAIN: MR. - ABDUL RAHMAN BIN
IBRAHIM BIN ABDUL RAHMAN AL-KHAYYAL
2 VOTING ON THE FORMATION OF AUDIT COMMITTEE Mgmt Against Against
FOR THE NEXT THREE YEARS SESSION STARTING
ON 14/11/2020 ENDING ON 13/11/2023 ALONG
WITH ITS TASKS, CONTROLS AND MEMBERS'
REMUNERATIONS. THE ELECTED CANDIDATES ARE
AS FOLLOWS: MR. ABDULLAH ALI MUHAMMAD AL
MUNIF, MR. WALID ABDULLAH AHMED TAMERK AND
MR. FARAJ MANSOUR MOTLAQ ABOTHINEN
3 VOTING ON THE AMENDMENT TO SHARIAH BOARD Mgmt For For
CHARTER
CMMT 21 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 2. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AL RAJHI BANK Agenda Number: 713665214
--------------------------------------------------------------------------------------------------------------------------
Security: M0R60D105
Meeting Type: OGM
Meeting Date: 29-Mar-2021
Ticker:
ISIN: SA0007879113
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 VOTING ON THE BOARD OF DIRECTORS REPORT FOR Mgmt For For
THE FINANCIAL YEAR ENDED 31/12/2020
2 VOTING ON THE COMPANY FINANCIAL STATEMENTS Mgmt For For
FOR THE FINANCIAL YEAR ENDED 31/12/2020
3 VOTING ON THE COMPANY'S EXTERNAL AUDITORS Mgmt For For
REPORT FOR THE FINANCIAL YEAR ENDED
31/12/2020
4 VOTING ON THE DISCHARGE OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS FROM LIABILITY FOR
THE FINANCIAL YEAR ENDED 31/12/2020
5 VOTING ON THE RECOMMENDATION OF THE BOARD Mgmt For For
OF DIRECTORS OF DISTRIBUTION OF CASH
DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL
YEAR ENDED 31/12/2020 WITH TOTAL AMOUNT SAR
(2,500) MILLION, ESTIMATED AT SAR (1.00)
PER SHARE, REPRESENTING (10%) OF THE
NOMINAL VALUE OF SHARE. THE ELIGIBILITY OF
DIVIDENDS SHALL BE FOR THE BANK'S
SHAREHOLDERS WHO OWN SHARES AT THE END OF
TRADING DAY IN WHICH THE GENERAL ASSEMBLY
MEETING IS CONVENED AND REGISTERED IN THE
BANK'S SHARE REGISTRY AT SECURITIES
DEPOSITORY CENTER (EDAA) AT THE END OF THE
SECOND TRADING DAY FOLLOWING THE DUE DATE
NOTING THAT DIVIDENDS DISTRIBUTION WILL
START ON (06/04/2021)
6 VOTING ON AUTHORIZING THE BOARD OF Mgmt For For
DIRECTORS TO DISTRIBUTE INTERIM CASH
DIVIDEND TO THE BANK'S SHAREHOLDERS ON
BIANNUALLY OR QUARTERLY BASIS FOR THE
FINANCIAL YEAR 2021
7 VOTING ON THE APPOINTMENT OF THE BANK'S Mgmt For For
EXTERNAL AUDITORS, FROM AMONG NOMINEES
BASED ON AUDIT COMMITTEE RECOMMENDATION, TO
EXAMINE, REVIEW AND AUDIT THE PRIMARY
FINANCIAL STATEMENTS FOR THE FIRST, SECOND
AND THIRD QUARTER'S FINANCIAL STATEMENTS
AND ANNUAL FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR 2021, AND DETERMINING THEIR
FEES
8 VOTING ON THE PAYMENT AN AMOUNT OF SAR Mgmt For For
(5,148,125) AS REMUNERATION AND
COMPENSATIONS TO THE MEMBERS OF THE BOARD
OF DIRECTORS FOR THE PERIOD FROM 01/01/2020
TO 31/12/2020
9 VOTING ON THE PAYMENT AN AMOUNT OF SAR Mgmt For For
(860,656) AS REMUNERATION AND COMPENSATIONS
TO THE MEMBERS OF THE AUDIT COMMITTEE FOR
THE PERIOD FROM 01/01/2020 TO 31/12/2020
10 VOTING ON DELEGATING THE ORDINARY GENERAL Mgmt For For
ASSEMBLY AUTHORIZATION POWERS STIPULATED IN
PARAGRAPH (1) OF ARTICLE (71) OF THE
COMPANIES LAW TO THE BANK'S BOARD OF
DIRECTORS, FOR A MAXIMUM PERIOD OF ONE YEAR
FROM THE DATE OF APPROVAL BY THE GENERAL
ASSEMBLY TO DELEGATE ITS POWERS, OR UNTIL
THE END OF THE TERM OF THE DELEGATED BOARD
OF DIRECTORS, WHICHEVER IS EARLIER, IN
ACCORDANCE WITH THE CONDITIONS CONTAINED IN
THE REGULATORY RULES AND PROCEDURES ISSUED
PURSUANT TO THE COMPANIES LAW RELATING TO
LISTED JOIN STOCK COMPANIES
11 VOTING ON INCREASING THE SEATS OF AUDIT Mgmt For For
COMMITTEE MEMBERS FROM THREE TO FIVE SEATS
AND NUMBER OF AUDIT COMMITTEE MEMBERS
BECOMES FIVE MEMBERS THROUGH APPOINTING: A)
MR. ABDULATIF BIN ALI AL SEIF (INDEPENDENT
BOARD MEMBER) - CHAIRMAN B) MR. RAEED BIN
ABDULLAH AL TAMIMI (NON-EXECUTIVE BOARD
MEMBER) - MEMBER AS MEMBERS OF AUDIT
COMMITTEE EFFECTIVE FROM THE DATE OF THE
GENERAL ASSEMBLY APPROVAL UNTIL END OF THE
CURRENT COMMITTEE TERM ON 13/11/2023
12.A VOTING ON THE FORMATION OF THE BANK'S Mgmt For For
SHARIAH BOARD FOR A TERM OF THREE YEARS
EFFECTIVE FROM THE DATE OF GENERAL ASSEMBLY
MEETING AND ENDING ON 28/03/2024: SHEIKH/
SULEIMAN BIN ABDULLAH AL-MAJID
12.B VOTING ON THE FORMATION OF THE BANK'S Mgmt For For
SHARIAH BOARD FOR A TERM OF THREE YEARS
EFFECTIVE FROM THE DATE OF GENERAL ASSEMBLY
MEETING AND ENDING ON 28/03/2024: SHEIKH/
SAAD BIN TURKI AL-KHATHLAN
12.C VOTING ON THE FORMATION OF THE BANK'S Mgmt For For
SHARIAH BOARD FOR A TERM OF THREE YEARS
EFFECTIVE FROM THE DATE OF GENERAL ASSEMBLY
MEETING AND ENDING ON 28/03/2024: SHEIKH/
ABDUL AZIZ BIN HAMIN AL HAMIN
12.D VOTING ON THE FORMATION OF THE BANK'S Mgmt For For
SHARIAH BOARD FOR A TERM OF THREE YEARS
EFFECTIVE FROM THE DATE OF GENERAL ASSEMBLY
MEETING AND ENDING ON 28/03/2024: SHEIKH/
SALEH BIN ABDULLAH AL -LAHIDAN
12.E VOTING ON THE FORMATION OF THE BANK'S Mgmt For For
SHARIAH BOARD FOR A TERM OF THREE YEARS
EFFECTIVE FROM THE DATE OF GENERAL ASSEMBLY
MEETING AND ENDING ON 28/03/2024: SHEIKH/
ABDULLAH BIN NASSER AL-SALAMI
13 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND BERAIN
COMPANY, IN WHICH THE BOARD MEMBER MR. BADR
BIN MOHAMMED AL RAJHI HAS AN INDIRECT
INTEREST, BEING A BOARD DIRECTOR OF THE
COMPANY AND AUTHORIZE THE SAME FOR THE
UPCOMING YEAR. THE TRANSACTIONS CONTAIN A
CONTRACT TO SUPPLY BOTTLED WATER, AT ARM'S
LENGTH BASIS, FOR A PERIOD OF ONE YEAR WITH
A VALUE OF SAR 356,850 FOR 2020, WITHOUT
PREFERENTIAL TERMS
14 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND MOHAMMED BIN
ABDULAZIZ AL RAJHI & SONS INVESTMENT
COMPANY, IN WHICH THE BOARD MEMBER MR. BADR
BIN MOHAMMED AL RAJHI HAS AN INDIRECT
INTEREST, BEING A BOARD DIRECTOR OF THE
COMPANY, AND AUTHORIZE THE SAME FOR THE
UPCOMING YEAR. THE TRANSACTIONS CONTAIN A
CONTRACT TO LEASE SOUTH REGION MANAGEMENT
BUILDING, AT ARM'S LENGTH BASIS, FOR A
PERIOD OF SEVEN YEARS WITH A VALUE OF SAR
282,373 FOR 2020, WITHOUT PREFERENTIAL
TERMS
15 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND MOHAMMED BIN
ABDULAZIZ AL RAJHI & SONS INVESTMENT
COMPANY, IN WHICH THE BOARD MEMBER MR. BADR
BIN MOHAMMED AL RAJHI HAS AN INDIRECT
INTEREST, BEING A BOARD DIRECTOR OF THE
COMPANY, AND AUTHORIZE THE SAME FOR THE
UPCOMING YEAR. THE TRANSACTIONS CONTAIN A
CONTRACT TO LEASE DIRECT SALES OFFICE IN
ABHA, AT ARM'S LENGTH BASIS, FOR A PERIOD
OF SEVEN YEARS WITH A VALUE OF SAR 46,000
FOR 2020, WITHOUT PREFERENTIAL TERMS
16 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND MOHAMMED BIN
ABDULAZIZ AL RAJHI & SONS INVESTMENT
COMPANY, IN WHICH THE BOARD MEMBER MR. BADR
BIN MOHAMMED AL RAJHI HAS AN INDIRECT
INTEREST, BEING A BOARD DIRECTOR OF THE
COMPANY, AND AUTHORIZE THE SAME FOR THE
UPCOMING YEAR. THE TRANSACTIONS CONTAIN A
CONTRACT TO LEASE ATM SITE, AT ARM'S LENGTH
BASIS, FOR A PERIOD OF FIVE YEARS WITH A
VALUE OF SAR 40,250 FOR 2020, WITHOUT
PREFERENTIAL TERMS
17 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND NATIONAL GAS
AND INDUSTRIALIZATION COMPANY, IN WHICH THE
BOARD MEMBER MR. RAEED BIN ABDULLAH AL
TAMIMI HAS AN INDIRECT INTEREST, BEING A
BOARD DIRECTOR OF THE COMPANY, AND
AUTHORIZE THE SAME FOR THE UPCOMING YEAR.
THE TRANSACTIONS CONTAIN A CONTRACT TO
LEASE ATM SITE, AT ARM'S LENGTH BASIS, FOR
A PERIOD OF ONE YEAR WITH A VALUE OF SAR
126,500 FOR 2020, WITHOUT PREFERENTIAL
TERMS
18 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND FURSAN
TRAVEL AND TOURISM COMPANY, IN WHICH THE
BOARD CHAIRMAN MR. ABDULLAH BIN SULAIMAN AL
RAJHI HAS A DIRECT INTEREST, BEING THE
OWNER OF THE COMPANY, AND AUTHORIZE THE
SAME FOR THE UPCOMING YEAR. THE
TRANSACTIONS CONTAIN A CONTRACT TO PROVIDE
TRAVEL AND TOURISM SERVICES, AT ARM'S
LENGTH BASIS, FOR A PERIOD OF ONE YEAR WITH
A VALUE OF SAR 978,821 FOR 2020, WITHOUT
PREFERENTIAL TERMS
19 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND THE BOARD
CHAIRMAN MR. ABDULLAH BIN SULAIMAN AL
RAJHI. THE TRANSACTIONS CONTAIN A CONTRACT
TO LEASE AL BATHA'A EXCHANGE & REMITTANCE
CENTER, AT ARM'S LENGTH BASIS, FOR A PERIOD
OF ONE YEAR WITH A VALUE OF SAR 632,500 FOR
2020, WITHOUT PREFERENTIAL TERMS
20 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND AL RAJHI
COOPERATIVE INSURANCE COMPANY, IN WHICH THE
BOARD CHAIRMAN MR. ABDULLAH BIN SULAIMAN AL
RAJHI HAS AN INDIRECT INTEREST, BEING A
BOARD DIRECTOR OF THE COMPANY, AND
AUTHORIZE THE SAME FOR THE UPCOMING YEAR.
THE TRANSACTIONS CONTAIN RENEWING A
CONTRACT OF COMPREHENSIVE INSURANCE
POLICIES FOR BANKS, PROPERTIES, BUSINESS
DISRUPTION AND EXECUTIVE MANAGERS'
COVERAGE, AT ARM'S LENGTH BASIS, FOR A
PERIOD OF ONE YEAR WITH A VALUE OF SAR
99,466,000 FOR 2020, WITHOUT PREFERENTIAL
TERMS
21 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND AL RAJHI
COOPERATIVE INSURANCE COMPANY, IN WHICH THE
BOARD CHAIRMAN MR. ABDULLAH BIN SULAIMAN AL
RAJHI HAS AN INDIRECT INTEREST, BEING A
BOARD DIRECTOR OF THE COMPANY, AND
AUTHORIZE THE SAME FOR THE UPCOMING YEAR.
THE TRANSACTIONS CONTAIN RENEWING A
CONTRACT OF COMPREHENSIVE INSURANCE
POLICIES FOR VEHICLES, AT ARM'S LENGTH
BASIS, FOR A PERIOD OF ONE YEAR WITH A
VALUE OF SAR 621,144,000 FOR 2020, WITHOUT
PREFERENTIAL TERMS
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum Mgmt For For
and Articles of Association to expressly
permit completely virtual shareholders'
meetings and reflect such updates as are
detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To Mgmt For For
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve Mgmt For For
for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK Mgmt For For
(To serve for a three year term or until
such director's successor is elected or
appointed and duly qualified).
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company for the fiscal year ending March
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA HEALTH INFORMATION TECHNOLOGY LTD Agenda Number: 712906253
--------------------------------------------------------------------------------------------------------------------------
Security: G0171K101
Meeting Type: AGM
Meeting Date: 30-Jul-2020
Ticker:
ISIN: BMG0171K1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0629/2020062901973.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0629/2020062901993.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND AUDITOR FOR
THE YEAR ENDED MARCH 31, 2020
2.A.I TO RE-ELECT THE FOLLOWING RETIRING Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY: MR. ZHU
SHUNYAN
2A.II TO RE-ELECT THE FOLLOWING RETIRING Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY: MR. WANG
QIANG
2AIII TO RE-ELECT THE FOLLOWING RETIRING Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY: MR.
WU YONGMING
2.B TO AUTHORIZE THE BOARD (THE "BOARD") OF Mgmt For For
DIRECTORS (THE "DIRECTORS") OF THE COMPANY
TO FIX THE DIRECTOR'S REMUNERATION
3 TO RE-APPOINT ERNST & YOUNG AS THE AUDITOR Mgmt For For
OF THE COMPANY AND TO AUTHORIZE THE BOARD
TO FIX ITS REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE AND ALLOT SHARES
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
6 TO APPROVE THE ADDITION OF THE AGGREGATE Mgmt Against Against
AMOUNT OF SHARES REPURCHASED AS MENTIONED
IN ORDINARY RESOLUTION NO. 5 TO THE
AGGREGATE AMOUNT THAT MAY BE ISSUED AND
ALLOTTED PURSUANT TO ORDINARY RESOLUTION
NO. 4
7 TO APPROVE THE GRANT OF A MANDATE Mgmt Against Against
AUTHORIZING THE DIRECTORS TO GRANT AWARDS
OF OPTIONS AND/ OR RESTRICTED SHARE UNITS
("THE RSUS") PURSUANT TO THE SHARE AWARD
SCHEME ADOPTED BY THE COMPANY ON NOVEMBER
24, 2014 (THE "SHARE AWARD SCHEME") IN
RESPECT OF A MAXIMUM NUMBER OF THE
UNDERLYING NEW SHARES THAT IS EQUIVALENT TO
3 PER CENT. OF THE SHARES IN ISSUE AS AT
THE DATE OF PASSING OF THIS RESOLUTION
DURING THE PERIOD FROM THE DATE OF PASSING
THIS RESOLUTION UNTIL THE EARLIER OF (A)
THE CONCLUSION OF THE COMPANY'S NEXT ANNUAL
GENERAL MEETING, (B) THE END OF THE PERIOD
WITHIN WHICH THE COMPANY IS REQUIRED BY ANY
APPLICABLE LAW OR ITS BYE-LAWS TO HOLD ITS
NEXT ANNUAL GENERAL MEETING, AND (C) THE
DATE ON WHICH THIS RESOLUTION IS VARIED OR
REVOKED BY AN ORDINARY RESOLUTION OF THE
SHAREHOLDERS OF THE COMPANY IN GENERAL
MEETING (THE "APPLICABLE PERIOD") AND TO
ALLOT, ISSUE AND DEAL WITH SHARES
UNDERLYING THE OPTIONS AND/OR RSUS GRANTED
PURSUANT TO THE SHARE AWARD SCHEME DURING
THE APPLICABLE PERIOD AS AND WHEN SUCH
OPTIONS AND/OR RSUS VEST
8 TO APPROVE AND ADOPT THE NEW BYE-LAWS OF Mgmt For For
THE COMPANY AS THE BYE-LAWS OF THE COMPANY
IN SUBSTITUTION FOR, AND TO THE EXCLUSION
OF, THE EXISTING BYE-LAWS OF THE COMPANY
WITH IMMEDIATE EFFECT AFTER THE CLOSE OF
THE MEETING AND THAT ANY DIRECTOR OR
COMPANY SECRETARY OF THE COMPANY BE
AUTHORIZED TO DO ALL THINGS NECESSARY TO
IMPLEMENT THE ADOPTION OF THE NEW BYE-LAWS
OF THE COMPANY
CMMT 01 JUL 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION AND CHANGE IN NUMBERING OF
RESOLUTION 2AIII. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ALINMA BANK Agenda Number: 713687309
--------------------------------------------------------------------------------------------------------------------------
Security: M0R35G100
Meeting Type: EGM
Meeting Date: 07-Apr-2021
Ticker:
ISIN: SA122050HV19
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 VOTING ON THE FINANCIAL STATEMENTS FOR THE Mgmt For For
FINANCIAL YEAR ENDED 31/12/2020
2 VOTING ON THE REPORT OF THE BOARD OF Mgmt For For
DIRECTORS FOR THE FINANCIAL YEAR ENDED
31/12/2020
3 VOTING ON THE REPORT OF THE BANK'S EXTERNAL Mgmt For For
AUDITORS FOR THE FINANCIAL YEAR ENDED
31/12/2020
4 VOTING ON THE DISCHARGE OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS FROM LIABILITY FOR
THE FINANCIAL YEAR ENDED 31/12/2020
5 VOTING ON THE RECOMMENDATION OF THE BOARD Mgmt For For
OF DIRECTORS TO DISTRIBUTE CASH DIVIDENDS
TO SHAREHOLDERS FOR THE FINANCIAL YEAR 2020
AMOUNTING TO SAR (596,122,889) ESTIMATED AT
THIRTY HALALAH SAR (0.30) PER SHARE;
PROVIDED THAT ELIGIBILITY WILL BE FOR
SHAREHOLDERS OWNING THE SHARES AT THE END
OF THE TRADING DAY OF THE GENERAL ASSEMBLY
MEETING AND WHO ARE REGISTERED IN THE
BANK'S SHAREHOLDERS 'REGISTER AT (EDAA)
CENTER AT THE END OF THE SECOND TRADING DAY
FOLLOWING THE ELIGIBILITY DATE. DIVIDEND
DISTRIBUTION BEGINS ON 21/04/2021
6 VOTING ON APPOINTING EXTERNAL AUDITORS FOR Mgmt For For
THE BANK AMONG THOSE NOMINEES BASED ON THE
RECOMMENDATION OF THE AUDIT COMMITTEE TO
EXAMINE, REVIEW AND AUDIT THE FIRST,
SECOND, THIRD QUARTERS AND ANNUAL AUDIT
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
2021, AND DETERMINE THEIR FEES
7 VOTING ON THE PAYMENT OF SAR (6,508,000) AS Mgmt For For
REMUNERATION FOR THE MEMBERS OF THE BOARD
OF DIRECTORS FOR THE FINANCIAL YEAR ENDED
31/12/2020
8 VOTING ON AUTHORIZING THE BOARD OF Mgmt For For
DIRECTORS TO DISTRIBUTE INTERIM DIVIDENDS
TO THE BANK'S SHAREHOLDERS ON BIANNUAL OR
QUARTERLY BASIS FOR THE FINANCIAL YEAR 2021
9 VOTING ON THE AMENDMENT OF THE SUCCESSION Mgmt For For
POLICY FOR THE MEMBERSHIP OF THE BOARD OF
DIRECTORS AND ITS COMMITTEES
10 VOTING ON THE AMENDMENT OF THE NOMINATION Mgmt For For
AND REMUNERATIONS CHARTER
11 VOTING ON THE AMENDMENT OF THE CHARTER OF Mgmt For For
CANDIDACY TO THE MEMBERSHIP OF THE BOARD OF
DIRECTORS
12 VOTING ON THE AMENDMENT OF THE POLICY OF Mgmt For For
COMPENSATIONS AND ALLOWANCES OF THE MEMBERS
OF THE BOARD OF DIRECTORS, ITS COMMITTEES,
SECRETARIAT AND EXECUTIVE COMMITTEE
13 VOTING ON THE AMENDMENT OF THE SHARIAH Mgmt For For
COMMITTEE CHARTER
14 VOTING ON THE AMENDMENT OF THE AUDIT Mgmt For For
COMMITTEE CHARTER
15 VOTING ON THE FORMATION OF THE BANK'S Mgmt For For
SHARIA COMMITTEE FOR A PERIOD OF THREE
YEARS EFFECTIVE FROM THE GENERAL ASSEMBLY
CONVENING DATE AND EXPIRES ON 06/04/2024,
AS FOLLOWS: A) DR. ABDUL RAHMAN BIN SALEH
AL ATRAM (CHAIRMAN) B) DR. ABDULLAH BIN
WIAKAYYIL ALSHEIKH (MEMBER) C) DR. SULAIMAN
BIN TURKEY AL-TURKEY (MEMBER) D) DR. YOUSEF
BIN ABDULLAH AL-SHUBAILI (MEMBER)
16 VOTING ON THE PARTICIPATION OF BOARD OF Mgmt For For
DIRECTOR ENG. MUTLAQ BIN HAMAD AL-MIRAISHID
IN A COMPETITIVE BUSINESS OF THE BANK
17 VOTING ON THE AMENDMENT TO ARTICLE (3) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING THE COMPANY'S
PURPOSE
18 VOTING ON THE AMENDMENT TO ARTICLE (4) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING ESTABLISHMENT
OF COMPANIES
19 VOTING ON THE AMENDMENT TO ARTICLE (6) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING COMPANY
HEADQUARTERS
20 VOTING ON THE AMENDMENT TO ARTICLE (9) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING SHARES
21 VOTING ON THE AMENDMENT TO ARTICLE (11) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING TRADING
METHOD
22 VOTING ON THE AMENDMENT TO ARTICLE (12) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING SHARE LIEN
23 VOTING ON THE AMENDMENT TO ARTICLE (13) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING CAPITAL
INCREASE
24 VOTING ON THE AMENDMENT TO ARTICLE (14) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING CAPITAL
REDUCTION
25 VOTING ON THE AMENDMENT TO ARTICLE (15) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING SHARE
PURCHASE
26 VOTING ON THE AMENDMENT TO ARTICLE (16) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING SUKUK
ISSUANCE
27 VOTING ON THE AMENDMENT TO ARTICLE (18) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING MANAGEMENT
28 VOTING ON THE AMENDMENT TO ARTICLE (19) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING MEMBERSHIP
EXPIRY
29 VOTING ON THE AMENDMENT TO ARTICLE (20) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING AUTHORITIES
30 VOTING ON THE AMENDMENT TO ARTICLE (21) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING THE BOARD
COMMITTEES
31 VOTING ON THE AMENDMENT TO ARTICLE (22) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING THE EXECUTIVE
COMMITTEE
32 VOTING ON THE AMENDMENT TO ARTICLE (23) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING THE AUDIT
COMMITTEE
33 VOTING ON THE AMENDMENT TO ARTICLE (24) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING REMUNERATIONS
34 VOTING ON THE AMENDMENT TO ARTICLE (25) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING CHAIRMAN OF
THE BOARD OF DIRECTORS
35 VOTING ON THE AMENDMENT TO ARTICLE (26) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING MEETING
36 VOTING ON THE AMENDMENT TO ARTICLE (27) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING MEETING
QUORUM
37 VOTING ON THE AMENDMENT TO ARTICLE (28) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING RESOLUTION OF
THE BOARD OF DIRECTORS
38 VOTING ON THE AMENDMENT TO ARTICLE (32) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING EXTRAORDINARY
GENERAL ASSEMBLY
39 VOTING ON THE AMENDMENT TO ARTICLE (33) OF Mgmt Against Against
THE BANK'S BY-LAWS RELATING TO THE
CONVENING OF SHAREHOLDERS' GENERAL
ASSEMBLIES
40 VOTING ON THE AMENDMENT TO ARTICLE (35) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING THE QUORUM
FOR ORDINARY GENERAL ASSEMBLIES
41 VOTING ON THE AMENDMENT TO ARTICLE (36) OF Mgmt Against Against
THE BANK'S BY-LAWS CONCERNING THE QUORUM
FOR EXTRAORDINARY GENERAL ASSEMBLIES
42 VOTING ON THE AMENDMENT TO ARTICLE (40) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING GENERAL
ASSEMBLIES CHAIRMANSHIP
43 VOTING ON THE AMENDMENT TO ARTICLE (42) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING ACCESS TO
RECORDS
44 VOTING ON THE AMENDMENT TO ARTICLE (44) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING ANNUAL BUDGET
AND BOARD OF DIRECTORS' REPORT
45 VOTING ON THE AMENDMENT TO ARTICLE (45) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING DIVIDENDS
DISTRIBUTION
46 VOTING ON THE AMENDMENT TO ARTICLE (48) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING LOSSES OF THE
COMPANY
47 VOTING ON THE DELETION OF ARTICLE (50) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING COMPANY'S
STAMP
48 VOTING ON THE AMENDMENT TO ARTICLE (51) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING COMPANIES LAW
49 VOTING ON THE AMENDMENT TO ARTICLE (53) OF Mgmt For For
THE BANK'S BY-LAWS CONCERNING FILING OF THE
BYLAWS
50 VOTING ON REORDERING AND RENUMBERING Mgmt For For
ARTICLES OF THE BANK'S BY-LAWS TO COMPLY
WITH THE PROPOSED AMENDMENTS TO THE ITEMS
ABOVE (47, 48, AND 49) IF IT IS APPROVED
51 VOTING ON AUTHORIZING THE BOARD OF Mgmt For For
DIRECTORS WITH THE AUTHORITY OF AN ORDINARY
GENERAL ASSEMBLY WITH THE LICENSE PROVIDED
FOR IN PARAGRAPH (1) OF ARTICLE (71) OF THE
COMPANIES LAW FOR ONE (1) YEAR FOLLOWING
THE APPROVAL OF THE GENERAL ASSEMBLY OR
UNTIL THE END OF THE BOARD OF DIRECTORS
SESSION, WHICHEVER IS EARLIER. IN
ACCORDANCE WITH THE CONDITIONS SET FORTH IN
THE REGULATORY RULES AND PROCEDURES ISSUED
PURSUANT TO THE COMPANIES LAW RELATING TO
LISTED JOINT STOCK COMPANIES
52 VOTING ON THE BUSINESSES AND CONTRACTS THAT Mgmt For For
WILL BE CONCLUDED BETWEEN ALINMA BANK AND
ALINMA TOKYO MARINE COMPANY, IN WHICH MR.
ABDUL MOHSEN BIN ABDUL AZIZ AL-FARES AND
MEMBERS OF THE BOARD OF DIRECTORS OF ALINMA
BANK ENG. MUTLAQ BIN HAMAD AL-MURAISHID,
HAVE AN INDIRECT INTEREST, INCLUDING THE
ISSUANCE AND RENEWAL OF INSURANCE POLICIES
FOR THE BANK FOR ONE (1) YEAR WITHOUT
PREFERENTIAL CONDITIONS, WITH A TOTAL
ANNUAL PREMIUM OF SAR (45,000) AS THE BANK
OWNS 28.75% OF THE SHARES IN ALINMA TOKYO
MARINE COMPANY. THE BUSINESS AND CONTRACTS
MADE IN 2020 AMOUNTED TO SAR (38,416)
CMMT 16 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 15 AND 37. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ALLEGRO.EU Agenda Number: 714184811
--------------------------------------------------------------------------------------------------------------------------
Security: L0R67D109
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: LU2237380790
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RECEIVE BOARD'S AND AUDITOR'S REPORTS ON Non-Voting
FINANCIAL STATEMENTS
2 APPROVE FINANCIAL STATEMENTS Mgmt For For
3 RECEIVE BOARD'S AND AUDITOR'S REPORTS ON Non-Voting
CONSOLIDATED FINANCIAL STATEMENTS
4 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
5 APPROVE ALLOCATION OF LOSS Mgmt For For
6 APPROVE REMUNERATION REPORT Mgmt For For
7 APPROVE DISCHARGE OF DANIELLE (DIT DANIELE) Mgmt For For
ARENDT-MICHELS AS DIRECTOR
8 APPROVE DISCHARGE OF GAUTIER LAURENT AS Mgmt For For
DIRECTOR
9 APPROVE DISCHARGE OF SEVERINE MICHEL AS Mgmt For For
DIRECTOR
10 APPROVE DISCHARGE OF CEDRIC PEDONI AS Mgmt For For
DIRECTOR
11 APPROVE DISCHARGE OF GILLES WILLY DUROY AS Mgmt For For
DIRECTOR
12 APPROVE DISCHARGE OF FRANCOIS NUYTS AS Mgmt For For
DIRECTOR
13 APPROVE DISCHARGE OF JONATHAN EASTICK AS Mgmt For For
DIRECTOR
14 APPROVE DISCHARGE OF DARREN RICHARD HUSTON Mgmt For For
AS DIRECTOR
15 APPROVE DISCHARGE OF DAVID BARKER AS Mgmt For For
DIRECTOR
16 APPROVE DISCHARGE OF CARLA SMITS-NUSTELING Mgmt For For
AS DIRECTOR
17 APPROVE DISCHARGE OF PAWEL PADUSINSKI AS Mgmt For For
DIRECTOR
18 APPROVE DISCHARGE OF NANCY CRUICKSHANK AS Mgmt For For
DIRECTOR
19 APPROVE DISCHARGE OF RICHARD SANDERS AS Mgmt For For
DIRECTOR
20 APPROVE DISCHARGE OF AUDITORS Mgmt For For
21 RENEW APPOINTMENT OF PWC AS AUDITOR Mgmt For For
22 TRANSACT OTHER BUSINESS Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 20 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
03 JUN 2021 TO 02 JUN 2021. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ALMARAI CO LTD Agenda Number: 713717479
--------------------------------------------------------------------------------------------------------------------------
Security: M0855N101
Meeting Type: EGM
Meeting Date: 13-Apr-2021
Ticker:
ISIN: SA000A0ETHT1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 VOTING ON THE COMPANY'S EXTERNAL AUDITOR Mgmt For For
REPORT FOR THE FINANCIAL YEAR ENDED
31/12/2020
2 VOTING ON THE COMPANY'S FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
31/12/2020
3 VOTING ON THE REPORT OF THE BOARD OF Mgmt For For
DIRECTORS FOR THE FINANCIAL YEAR ENDED
31/12/2020
4 VOTING ON THE RECOMMENDATION OF THE BOARD Mgmt For For
OF DIRECTORS TO DISTRIBUTE CASH DIVIDENDS
TO SHAREHOLDERS FOR THE FINANCIAL YEAR
ENDED 31/12/2020, BY SAR (1) PER SHARE,
WITH TOTAL AMOUNT OF SAR (1,000) MILLION
(THIS PROPOSED CASH DIVIDEND REPRESENTS
10.0% OF THE CAPITAL SHARE, BASED ON 1,000
MILLION SHARES). THE ELIGIBILITY WILL BE
FOR SHAREHOLDERS THAT OWN SHARES AT THE END
OF TRADING OF THE MEETING DATE AND
REGISTERED IN THE COMPANY'S SHARE REGISTRY
AT THE DEPOSITORY CENTER AT THE END OF THE
SECOND TRADING DAY FOLLOWING THE
ENTITLEMENT DATE. THE DIVIDENDS WILL BE
DISTRIBUTED ON 03/05/2021. THE DIVIDEND
DISTRIBUTION DATE WILL BE ANNOUNCED LATER
5 VOTING ON THE DISCHARGE OF BOARD OF Mgmt For For
DIRECTORS MEMBERS FROM LIABILITY FOR THE
FINANCIAL YEAR ENDED 31/12/2020
6 VOTING ON THE PAYMENT AN AMOUNT OF SAR Mgmt For For
(1,800,000) AS REMUNERATION TO THE MEMBERS
OF THE BOARD OF DIRECTORS WHERE SAR
(200,000) WILL BE DISTRIBUTED TO EACH
MEMBER FOR THE FINANCIAL YEAR ENDED
31/12/2020
7 VOTING ON APPOINTING AN EXTERNAL AUDITOR Mgmt For For
FOR THE COMPANY AMONG THOSE NOMINEES BASED
ON THE RECOMMENDATION OF THE AUDIT
COMMITTEE TO EXAMINE, REVIEW AND AUDIT THE
FINANCIAL STATEMENTS FOR THE SECOND, THIRD
AND FOURTH QUARTERS AND AUDIT ANNUAL
FINANCIAL YEAR 2021 AND AUDIT THE FINANCIAL
STATEMENTS FOR THE FIRST, SECOND, THIRD AND
FOURTH QUARTERS AND AUDIT ANNUAL FINANCIAL
YEAR 2022, AND THE FIRST QUARTER FOR THE
YEAR 2023, AND DETERMINE THEIR FEES
8 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
HAVE BEEN CONCLUDED BETWEEN THE COMPANY AND
AL NAFOURA CATERING, IN WHICH THE FORMER
CHAIRMAN OF THE BOARD OF DIRECTORS HH
PRINCE SULTAN BIN MOHAMMED BIN SAUD AL
KABEER HAS A DIRECT INTEREST. IT IS A
CATERING SERVICES CONTRACT THAT WAS DONE IN
2020, WITH A VALUE OF SAR (38) THOUSAND
UNDER THE PREVAILING COMMERCIAL TERMS
9 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
HAVE BEEN CONCLUDED BETWEEN THE COMPANY AND
ARABIAN SHIELD INSURANCE CO., IN WHICH THE
FORMER CHAIRMAN OF THE BOARD OF DIRECTORS
HH PRINCE SULTAN BIN MOHAMMED BIN SAUD AL
KABEER HAS A DIRECT INTEREST. IT IS AN
INSURANCE CONTRACT THAT WAS DONE IN 2020,
WITH A VALUE OF SAR (153,791) THOUSAND
UNDER THE PREVAILING COMMERCIAL TERMS
10 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
HAVE BEEN CONCLUDED BETWEEN THE COMPANY AND
MOBILE TELECOMMUNICATION COMPANY SAUDI
ARABIA (ZAIN), IN WHICH THE CHAIRMAN OF THE
BOARD OF DIRECTORS HH PRINCE SULTAN BIN
MOHAMMED BIN SAUD AL KABEER HAS A DIRECT
INTEREST. IT IS TELECOMMUNICATION SERVICES
CONTRACTS THAT WERE DONE IN 2020, WITH A
VALUE OF SAR (4,901) THOUSAND UNDER THE
PREVAILING COMMERCIAL TERMS
11 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
HAVE BEEN CONCLUDED BETWEEN THE COMPANY AND
PANDA RETAIL COMPANY, IN WHICH SAVOLA
GROUP, ONE OF ALMARAI'S MAIN SHAREHOLDERS
AND WHO IS REPRESENTED IN THE BOARD OF
DIRECTORS, HOLDS SIGNIFICANT SHARES. SAVOLA
BOARD REPRESENTATIVES AT ALMARAI INCLUDE:
MR. SULIMAN BIN ABDULKADER AL-MUHAIDEB,
ENG. ANEES BIN AHMED BIN MOHAMMED MOUMINA
AND MR. BADER BIN ABDULLAH AL-ISSA. IT IS
SALES CONTRACT THAT WAS DONE IN 2020, WITH
A VALUE OF SAR (730,416) THOUSAND UNDER THE
PREVAILING TERMS AND CONDITIONS
12 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
HAVE BEEN CONCLUDED BETWEEN THE COMPANY AND
UNITED SUGAR CO., IN WHICH SAVOLA GROUP,
ONE OF ALMARAI'S MAIN SHAREHOLDERS AND WHO
IS REPRESENTED IN THE BOARD OF DIRECTORS,
HOLDS SIGNIFICANT SHARES. SAVOLA BOARD
REPRESENTATIVES AT ALMARAI INCLUDE: MR.
SULIMAN BIN ABDULKADER AL-MUHAIDEB, ENG.
ANEES BIN AHMED BIN MOHAMMED MOUMINA AND
MR. BADER BIN ABDULLAH AL-ISSA. IT IS A
SUGAR PURCHASE CONTRACT THAT WAS DONE IN
2020, WITH A VALUE OF SAR (38,373) THOUSAND
UNDER THE PREVAILING COMMERCIAL TERMS AND
CONDITIONS
13 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
HAVE BEEN CONCLUDED BETWEEN THE COMPANY AND
AFIA INTERNATIONAL COMPANY, IN WHICH SAVOLA
GROUP, ONE OF ALMARAI'S MAIN SHAREHOLDERS
AND WHO IS REPRESENTED IN THE BOARD OF
DIRECTORS, HOLDS SIGNIFICANT SHARES. SAVOLA
BOARD REPRESENTATIVES AT ALMARAI INCLUDE:
MR. SULIMAN BIN ABDULKADER AL-MUHAIDEB,
ENG. ANEES BIN AHMED BIN MOHAMMED MOUMINA
AND MR. BADER BIN ABDULLAH AL-ISSA. IT IS
AN OIL PURCHASE CONTRACT THAT WAS DONE IN
2020, WITH A VALUE OF SAR (7,947) THOUSAND
UNDER THE PREVAILING COMMERCIAL TERMS AND
CONDITIONS
14 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
HAVE BEEN CONCLUDED BETWEEN THE COMPANY AND
HERFY FOOD SERVICES, IN WHICH ENG. ANEES
BIN AHMED BIN MOHAMMED MOUMINA HAS A DIRECT
INTEREST. IT IS SALES CONTRACT THAT WAS
DONE IN 2020, WITH A VALUE OF SAR (3,799)
THOUSAND UNDER THE PREVAILING TERMS AND
CONDITIONS
15 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
HAVE BEEN CONCLUDED BETWEEN THE COMPANY AND
NATIONAL COMMERCIAL BANK, IN WHICH ENG.
ANEES BIN AHMED BIN MOHAMMED MOUMINA HAS A
DIRECT INTEREST. IT IS A FINANCIAL SERVICES
CONTRACT THAT WAS DONE IN 2020, WITH A
VALUE OF SAR (4,291) THOUSAND UNDER THE
PREVAILING TERMS AND CONDITIONS
16 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
HAVE BEEN CONCLUDED BETWEEN THE COMPANY AND
NATIONAL COMMERCIAL BANK, IN WHICH ENG.
ANEES BIN AHMED BIN MOHAMMED MOUMINA HAS A
DIRECT INTEREST. IT IS SUKUK DIVIDENDS
PAYMENT TOTALLED SAR (7,286) THOUSAND FOR
2020, NATIONAL COMMERCIAL BANK HOLDS UNDER
THE PREVAILING TERMS AND CONDITIONS SUKUK
AS FOLLOWS: NATIONAL COMMERCIAL BANK HOLDS
SAR (190,000,000), FOR THE PERIOD (2013 TO
2020) AN AMOUNT OF SAR (200,000,000), OF
SUKUK ISSUED FOR THE PERIOD (2015 TO 2022)
17 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
HAVE BEEN CONCLUDED BETWEEN THE COMPANY AND
SAUDI BRITISH BANK (SABB), IN WHICH THE
BOARD MEMBER MR. SAAD BIN ABDUL MOHSEN
AL-FADLY HAS A DIRECT INTEREST. IT IS A
BANKING SERVICES CONTRACT THAT WAS DONE IN
2020, WITH A VALUE OF SAR (34,482) THOUSAND
UNDER THE PREVAILING COMMERCIAL TERMS AND
CONDITIONS
18 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
HAVE BEEN CONCLUDED BETWEEN THE COMPANY AND
SAUDI BRITISH BANK (SABB), IN WHICH THE
BOARD MEMBER MR. SAAD BIN ABDUL MOHSEN
AL-FADLY HAS A DIRECT INTEREST. IT IS SUKUK
DIVIDENDS PAYMENT TOTALLED SAR (8,969)
THOUSAND FOR 2020, SAUDI BRITISH BANK
(SABB) HOLDS UNDER THE PREVAILING TERMS AND
CONDITIONS SUKUK AS FOLLOWS: NATIONAL
COMMERCIAL BANK HOLDS SAR (167,000,000),
FOR THE PERIOD (2013 TO 2020) AN AMOUNT OF
SAR (270,000,000) OF SUKUK ISSUED FOR THE
PERIOD (2015 TO 2022)
19 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
HAVE BEEN CONCLUDED BETWEEN THE COMPANY AND
BANQUE SAUDI FRANSI, IN WHICH THE BOARD
MEMBER MR. BADER BIN ABDULLAH AL-ISSA HAS A
DIRECT INTEREST. IT IS A BANKING FINANCING
CONTRACT THAT WAS DONE IN 2020, WITH A
VALUE OF SAR (3,456) THOUSAND UNDER THE
PREVAILING COMMERCIAL TERMS AND CONDITIONS
20 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
HAVE BEEN CONCLUDED BETWEEN THE COMPANY AND
BANQUE SAUDI FRANSI, IN WHICH THE BOARD
MEMBER MR. BADER BIN ABDULLAH AL-ISSA HAS A
DIRECT INTEREST. IT IS SUKUK DIVIDENDS
PAYMENT TOTALLED SAR (3,207) THOUSAND FOR
2020, BANQUE SAUDI FRANSI HOLDS UNDER THE
PREVAILING TERMS AND CONDITIONS SUKUK AS
FOLLOWS: NATIONAL COMMERCIAL BANK HOLDS SAR
(50,000,000), FOR THE PERIOD (2013 TO 2020)
AN AMOUNT OF SAR (100,000,000) OF SUKUK
ISSUED FOR THE PERIOD (2015 TO 2022)
21 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
HAVE BEEN CONCLUDED BETWEEN THE COMPANY AND
SAUDI TELECOM COMPANY (STC), IN WHICH THE
BOARD MEMBER MR. SULTAN AL-SHEIKH HAS A
DIRECT INTEREST. IT IS TELECOMMUNICATION
SERVICES CONTRACT THAT WAS DONE IN 2020,
WITH A VALUE OF SAR (17,075) THOUSAND UNDER
THE PREVAILING COMMERCIAL TERMS AND
CONDITIONS
22 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
HAVE BEEN CONCLUDED BETWEEN THE COMPANY AND
SAMBA FINANCIAL GROUP (SAMBA), IN WHICH THE
BOARD MEMBER MR. AMMAR AL-KHODAIRI HAS A
DIRECT INTEREST. IT IS A BANKING FINANCING
CONTRACT THAT WAS DONE IN 2020, WITH A
VALUE OF SAR (19,707) THOUSAND UNDER THE
PREVAILING COMMERCIAL TERMS AND CONDITIONS
23 VOTING ON BOARD'S RESOLUTION TO APPOINT MR. Mgmt For For
WALEED BIN KHALID FATANI AS (NON-EXECUTIVE
MEMBER) IN COMPANY'S BOARD OF DIRECTORS AS
OF 01/01/2021 TO COMPLETE THE BOARD CURRENT
SESSION WHICH WILL BE OVER BY 06/08/2022
REPLACING THE FORMER BOARD MEMBER ENG.
ANEES BIN AHMED BIN MOHAMMED MOUMINA
(NON-EXECUTIVE MEMBER)
24 VOTING ON THE PARTICIPATION OF BOARD OF Mgmt For For
DIRECTORS MEMBER MR. SULAIMAN BIN ABDUL
KADER AL-MUHAIDEB IN A BUSINESS THAT
COMPETES WITH THE BUSINESS OF THE COMPANY
25 VOTING ON THE PARTICIPATION OF BOARD OF Mgmt For For
DIRECTORS MEMBER MR. BADER BIN ABDULLAH
AL-ISSA IN A BUSINESS THAT COMPETES WITH
THE BUSINESS OF THE COMPANY
26 VOTING ON THE PARTICIPATION OF BOARD OF Mgmt For For
DIRECTORS MEMBER MR. WALEED BIN KHALID
FATANI IN A BUSINESS THAT COMPETES WITH THE
BUSINESS OF THE COMPANY
27 VOTING ON THE PURCHASE OF UP TO 10 MILLION Mgmt Against Against
SHARES AND TO ALLOCATE THEM WITHIN THE
EMPLOYEE SHARE PARTICIPATION PROGRAM
(ESOP). THIS IS TO BE FINANCED BY THE
COMPANY'S OWN RESOURCES, AND TO AUTHORIZE
THE BOARD OF DIRECTORS TO COMPLETE THE
PURCHASE IN ONE OR SEVERAL TRANCHES OVER A
MAXIMUM PERIOD OF TWELVE MONTHS FROM THE
DATE OF THE EXTRAORDINARY GENERAL ASSEMBLY
RESOLUTION, AS WELL AS TO AUTHORIZE THE
BOARD OF DIRECTORS TO DETERMINE THE
CONDITIONS OF THIS PROGRAM, INCLUDING THE
ALLOCATION PRICE FOR EACH SHARE OFFERED TO
THE DESIGNATED EMPLOYEES, AND TO BE KEPT NO
LONGER THAN 10 YEARS FROM THE DATE OF
APPROVAL
28 VOTING ON DELEGATING THE BOARD OF DIRECTORS Mgmt For For
WITH THE AUTHORITY OF THE ORDINARY GENERAL
ASSEMBLY RELATING TO THE PERMISSION
MENTIONED IN PARAGRAPH (1) OF ARTICLE (71)
OF THE COMPANIES LAW, FOR ONE YEAR FROM THE
DATE OF APPROVAL OF THE ORDINARY GENERAL
MEETING OR UNTIL THE END OF THE BOARD OF
DIRECTORS SESSION, WHICHEVER IS PROCEEDS,
IN ACCORDANCE WITH THE REGULATORY RULES AND
PROCEDURES ISSUED AND PURSUANT TO THE
COMPANIES LAW RELATING TO LISTED JOINT
STOCK COMPANIES
29 VOTING ON THE DELETION TO THE ARTICLE (27) Mgmt For For
OF THE COMPANY'S BY-LAWS RELATED TO
EXECUTIVE COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
ALROSA PJSC Agenda Number: 714111868
--------------------------------------------------------------------------------------------------------------------------
Security: X0085A109
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: RU0007252813
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 568080 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1.1 APPROVAL OF THE ANNUAL REPORT OF PJSC Mgmt For For
ALROSA
2.1 APPROVAL OF THE ANNUAL ACCOUNTING Mgmt For For
(FINANCIAL) STATEMENTS OF PJSC ALROSA
3.1 APPROVAL OF THE DISTRIBUTION OF PROFIT OF Mgmt For For
PJSC ALROSA BASED ON THE RESULTS OF 2020
4.1 APPROVAL OF THE DISTRIBUTION OF RETAINED Mgmt For For
EARNINGS FROM PREVIOUS YEARS
5.1 ON THE AMOUNT OF DIVIDENDS, THE TIMING AND Mgmt For For
FORM OF THEIR PAYMENT BASED ON THE RESULTS
OF WORK FOR 2020 AND THE ESTABLISHMENT OF
THE DATE ON WHICH THE PERSONS ENTITLED TO
RECEIVE DIVIDENDS ARE DETERMINED
6.1 PAYMENT OF REMUNERATION TO MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD OF PJSC ALROSA
7.1 PAYMENT OF REMUNERATION TO MEMBERS OF THE Mgmt For For
AUDIT COMMISSION OF PJSC ALROSA
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 15 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 15
DIRECTORS ARE TO BE ELECTED. BROADRIDGE
WILL APPLY CUMULATIVE VOTING EVENLY AMONG
ONLY DIRECTORS FOR WHOM YOU VOTE 'FOR,' AND
WILL SUBMIT INSTRUCTION TO THE LOCAL AGENT
IN THIS MANNER. CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
8.1.1 ELECTION OF MEMBER OF THE SUPERVISORY BOARD Mgmt For For
OF PJSC ALROSA: GORDON MARIA VLADIMIROVNA
8.1.2 ELECTION OF MEMBER OF THE SUPERVISORY BOARD Mgmt Against Against
OF PJSC ALROSA: GRIGORIEVA EVGENIYA
VASILIEVNA
8.1.3 ELECTION OF MEMBER OF THE SUPERVISORY BOARD Mgmt For For
OF PJSC ALROSA: DANILENKO IGOR
KONSTANTINOVICH
8.1.4 ELECTION OF MEMBER OF THE SUPERVISORY BOARD Mgmt Against Against
OF PJSC ALROSA: DMITRIEV KIRILL
ALEXANDROVICH
8.1.5 ELECTION OF MEMBER OF THE SUPERVISORY BOARD Mgmt Against Against
OF PJSC ALROSA: DONETS ANDREY IVANOVICH
8.1.6 ELECTION OF MEMBER OF THE SUPERVISORY BOARD Mgmt Against Against
OF PJSC ALROSA: EFIMOV VASILY VASILIEVICH
8.1.7 ELECTION OF MEMBER OF THE SUPERVISORY BOARD Mgmt Against Against
OF PJSC ALROSA: IVANOV SERGEY SERGEEVICH
8.1.8 ELECTION OF MEMBER OF THE SUPERVISORY BOARD Mgmt For For
OF PJSC ALROSA: KONOV DMITRY VLADIMIROVICH
8.1.9 ELECTION OF MEMBER OF THE SUPERVISORY BOARD Mgmt Against Against
OF PJSC ALROSA: MESTNIKOV SERGEY
VASILIEVICH
8.110 ELECTION OF MEMBER OF THE SUPERVISORY BOARD Mgmt Against Against
OF PJSC ALROSA: MOISEEV ALEXEY
VLADIMIROVICH
8.111 ELECTION OF MEMBER OF THE SUPERVISORY BOARD Mgmt Against Against
OF PJSC ALROSA: NIKOLAEV AISEN SERGEEVICH
8.112 ELECTION OF MEMBER OF THE SUPERVISORY BOARD Mgmt For For
OF PJSC ALROSA: NOSKOV ALEXEY PETROVICH
8.113 ELECTION OF MEMBER OF THE SUPERVISORY BOARD Mgmt Against Against
OF PJSC ALROSA: RASHEVSKY VLADIMIR
VALERIEVICH
8.114 ELECTION OF MEMBER OF THE SUPERVISORY BOARD Mgmt Against Against
OF PJSC ALROSA: SILUANOV ANTON GERMANOVICH
8.115 ELECTION OF MEMBER OF THE SUPERVISORY BOARD Mgmt Against Against
OF PJSC ALROSA: CHEREPANOV ALEXANDER
VYACHESLAVOVICH
9.1 ELECTION OF MEMBER OF THE AUDIT COMMISSION Mgmt For For
OF PJSC ALROSA: BAGYNANOV PAVEL NIKOLAEVICH
9.2 ELECTION OF MEMBER OF THE AUDIT COMMISSION Mgmt For For
OF PJSC ALROSA: KOZHEMYAKIN NIKITA
VALERIEVICH
9.3 ELECTION OF MEMBER OF THE AUDIT COMMISSION Mgmt For For
OF PJSC ALROSA: MARKIN ALEXANDER
VLADIMIROVICH
9.4 ELECTION OF MEMBER OF THE AUDIT COMMISSION Mgmt For For
OF PJSC ALROSA: TURUKHINA MARIA
ALEXANDROVNA
9.5 ELECTION OF MEMBER OF THE AUDIT COMMISSION Mgmt For For
OF PJSC ALROSA: ROMANOVA NYURGUYANA
VLADIMIROVNA
10.1 APPROVAL OF THE AUDITOR OF PJSC ALROSA Mgmt For For
11.1 APPROVAL OF AMENDMENTS TO THE REGULATION ON Mgmt For For
THE SUPERVISORY BOARD OF PJSC ALROSA
12.1 APPROVAL OF AMENDMENTS TO THE REGULATIONS Mgmt For For
ON THE MANAGEMENT BOARD OF PJSC ALROSA
13.1 APPROVAL OF AMENDMENTS TO THE REGULATIONS Mgmt For For
ON THE REMUNERATION OF MEMBERS OF THE
SUPERVISORY BOARD OF PJSC ALROSA
14.1 APPROVAL OF AMENDMENTS TO THE CORPORATE Mgmt For For
GOVERNANCE CODE OF PJSC ALROSA
CMMT 08 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING FOR
RESOLUTIONS 9.1 TO 9.5. IF YOU HAVE ALREADY
SENT IN YOUR VOTES TO MID 577712, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AMBUJA CEMENTS LTD Agenda Number: 713694695
--------------------------------------------------------------------------------------------------------------------------
Security: Y6140K106
Meeting Type: AGM
Meeting Date: 09-Apr-2021
Ticker:
ISIN: INE079A01024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT: (A) THE Mgmt For For
AUDITED STANDALONE FINANCIAL STATEMENTS OF
THE COMPANY FOR THE FINANCIAL YEAR ENDED
DECEMBER 31, 2020, TOGETHER WITH THE
REPORTS OF THE DIRECTORS AND THE AUDITORS
THEREON; AND (B) THE AUDITED CONSOLIDATED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED DECEMBER 31, 2020 AND
THE REPORT OF THE AUDITORS THEREON
2 TO DECLARE FINAL DIVIDEND ON EQUITY SHARES Mgmt For For
FOR THE FINANCIAL YEAR ENDED DECEMBER 31,
2020
3 TO APPOINT A DIRECTOR IN PLACE OF MS. THEN Mgmt Against Against
HWEE TAN (DIN: 08354724), WHO RETIRES BY
ROTATION AND BEING ELIGIBLE, OFFERS HERSELF
FOR RE-APPOINTMENT
4 TO APPOINT A DIRECTOR IN PLACE OF MR. Mgmt Against Against
MAHENDRA KUMAR SHARMA (DIN: 00327684), WHO
RETIRES BY ROTATION AND BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-APPOINTMENT
5 APPOINTMENT OF MR. RAMANATHAN MUTHU (DIN: Mgmt Against Against
01607274) AS A DIRECTOR
6 RATIFICATION OF REMUNERATION TO THE COST Mgmt For For
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV Agenda Number: 713571645
--------------------------------------------------------------------------------------------------------------------------
Security: P0280A101
Meeting Type: AGM
Meeting Date: 08-Feb-2021
Ticker:
ISIN: MXP001691213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 513478 DUE TO THE SECURITY DOES
NOT HAVE VOTING RIGHTS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE
DISREGARDED. THANK YOU
I PRESENTATION AND, WHERE APPROPRIATE, Non-Voting
APPROVAL OF A PROPOSAL TO INCREASE THE
AMOUNT OF RESOURCES ALLOCATED FOR THE
ACQUISITION OF OWN SHARES. RESOLUTIONS IN
THIS REGARD
II APPOINTMENT OF DELEGATES TO COMPLY WITH THE Non-Voting
RESOLUTIONS TAKEN BY THIS ASSEMBLY AND,
WHERE APPROPRIATE, THE FORMALIZE AS
APPROPRIATE. RESOLUTIONS IN THIS REGARD
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THE ISIN DOES NOT HOLD VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV Agenda Number: 713873695
--------------------------------------------------------------------------------------------------------------------------
Security: P0280A101
Meeting Type: SGM
Meeting Date: 26-Apr-2021
Ticker:
ISIN: MXP001691213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECT OR RATIFY PABLO ROBERTO GONZALEZ Mgmt For For
GUAJARDO AS DIRECTOR FOR SERIES L
SHAREHOLDERS
1.2 ELECT OR RATIFY DAVID IBARRA MUNOZ AS Mgmt For For
DIRECTOR FOR SERIES L SHAREHOLDERS
2 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For
APPROVED RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV Agenda Number: 713906672
--------------------------------------------------------------------------------------------------------------------------
Security: P0280A101
Meeting Type: AGM
Meeting Date: 26-Apr-2021
Ticker:
ISIN: MXP001691213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 APPROVE CEO AND AUDITORS REPORT ON Mgmt For For
OPERATIONS AND RESULTS AND BOARDS OPINION
ON CEO AND AUDITORS REPORT
1.2 APPROVE BOARDS REPORT ON PRINCIPAL POLICIES Mgmt For For
AND ACCOUNTING CRITERIA FOLLOWED IN
PREPARATION OF FINANCIAL INFORMATION
1.3 APPROVE REPORT ON ACTIVITIES AND OPERATIONS Mgmt For For
UNDERTAKEN BY BOARD
1.4 APPROVE AUDIT AND CORPORATE PRACTICES Mgmt For For
COMMITTEES REPORT ON THEIR ACTIVITIES
1.5 APPROVE CONSOLIDATED FINANCIAL STATEMENTS, Mgmt For For
ALLOCATION OF INCOME AND DIVIDENDS
1.6 APPROVE REPORT ON REPURCHASED SHARES Mgmt For For
RESERVE
2.1 APPROVE DISCHARGE OF BOARD AND CEO Mgmt Against Against
2.2.A ELECT OR RATIFY CARLOS SLIM DOMIT AS BOARD Mgmt For For
CHAIRMAN.
2.2.B ELECT OR RATIFY PATRICK SLIM DOMIT AS VICE Mgmt Against Against
CHAIRMAN
2.2.C ELECT OR RATIFY ANTONIO COSIO PANDO AS Mgmt Against Against
DIRECTOR
2.2.D ELECT OR RATIFY ARTURO ELIAS AYUB AS Mgmt Against Against
DIRECTOR
2.2.E ELECT OR RATIFY DANIEL HAJJ ABOUMRAD AS Mgmt For For
DIRECTOR
2.2.F ELECT OR RATIFY VANESSA HAJJ SLIM AS Mgmt Against Against
DIRECTOR
2.2.G ELECT OR RATIFY RAFAEL MOISES KALACH Mgmt Against Against
MIZRAHI AS DIRECTOR
2.2.H ELECT OR RATIFY FRANCISCO MEDINA CHAVEZ AS Mgmt For For
DIRECTOR
2.2.I ELECT OR RATIFY LUIS ALEJANDRO SOBERON KURI Mgmt For For
AS DIRECTOR
2.2.J ELECT OR RATIFY ERNESTO VEGA VELASCO AS Mgmt For For
DIRECTOR
2.2.K ELECT OR RATIFY OSCAR VON HAUSKE SOLIS AS Mgmt Against Against
DIRECTOR
2.2.L ELECT OR RATIFY ALEJANDRO CANTU JIMENEZ AS Mgmt For For
SECRETARY NON MEMBER OF BOARD
2.2.M ELECT OR RATIFY RAFAEL ROBLES MIAJA AS Mgmt For For
DEPUTY SECRETARY NON MEMBER OF BOARD
2.3 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
3.1 APPROVE DISCHARGE OF EXECUTIVE COMMITTEE Mgmt For For
3.2.A ELECT OR RATIFY CARLOS SLIM DOMIT AS Mgmt For For
CHAIRMAN OF EXECUTIVE COMMITTEE
3.2.B ELECT OR RATIFY PATRICK SLIM DOMIT AS Mgmt For For
MEMBER OF EXECUTIVE COMMITTEE
3.2.C ELECT OR RATIFY DANIEL HAJJ ABOUMRAD AS Mgmt For For
MEMBER OF EXECUTIVE COMMITTEE
3.3 APPROVE REMUNERATION OF EXECUTIVE COMMITTEE Mgmt For For
4.1 APPROVE DISCHARGE OF AUDIT AND CORPORATE Mgmt For For
PRACTICES COMMITTEE
4.2.A ELECT OR RATIFY ERNESTO VEGA VELASCO AS Mgmt For For
CHAIRMAN OF AUDIT AND CORPORATE PRACTICES
COMMITTEE
4.2.B ELECT OR RATIFY PABLO ROBERTO GONZALEZ Mgmt For For
GUAJARDO AS MEMBER OF AUDIT AND CORPORATE
PRACTICES COMMITTEE
4.2.C ELECT OR RATIFY RAFAEL MOISES KALACH Mgmt For For
MIZRAHI AS MEMBER OF AUDIT AND CORPORATE
PRACTICES COMMITTEE
4.3 APPROVE REMUNERATION OF MEMBERS OF AUDIT Mgmt For For
AND CORPORATE PRACTICES COMMITTEE
5 SET AMOUNT OF SHARE REPURCHASE RESERVE Mgmt For For
6 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt Against Against
APPROVED RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
AMOY DIAGNOSTICS CO., LTD. Agenda Number: 713252283
--------------------------------------------------------------------------------------------------------------------------
Security: Y0099T101
Meeting Type: EGM
Meeting Date: 05-Nov-2020
Ticker:
ISIN: CNE1000034D3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPURCHASE AND CANCELLATION OF SOME Mgmt For For
RESTRICTED STOCKS UNDER 2019 RESTRICTED
STOCK INCENTIVE PLAN
2 CHANGE OF THE COMPANY'S REGISTERED CAPITAL Mgmt For For
3 AMENDMENTS TO THE BUSINESS SCOPE OF THE Mgmt For For
COMPANY
4 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
5 AMENDMENTS TO THE MAJOR INVESTMENT AND Mgmt For For
TRANSACTIONS DECISION-MAKING SYSTEM
6 AMENDMENTS TO THE CONNECTED TRANSACTIONS Mgmt For For
DECISION-MAKING SYSTEM
7 INCREASE OF THE QUOTA OF CASH MANAGEMENT Mgmt For For
WITH SOME IDLE PROPRIETARY FUNDS
--------------------------------------------------------------------------------------------------------------------------
AMOY DIAGNOSTICS CO., LTD. Agenda Number: 713897962
--------------------------------------------------------------------------------------------------------------------------
Security: Y0099T101
Meeting Type: AGM
Meeting Date: 07-May-2021
Ticker:
ISIN: CNE1000034D3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For
4 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
5 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY2.50000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
6 REPURCHASE AND CANCELLATION OF SOME Mgmt For For
RESTRICTED STOCKS UNDER 2019 RESTRICTED
STOCK INCENTIVE PLAN
7 CHANGE OF THE COMPANY'S BUSINESS SCOPE AND Mgmt For For
AMENDMENTS TO THE COMPANY'S ARTICLES OF
ASSOCIATION
8 2021 APPOINTMENT OF AUDIT FIRM Mgmt For For
9 2021 APPLICATION FOR COMPREHENSIVE CREDIT Mgmt For For
LINE TO BANKS
10 SHAREHOLDER RETURN PLAN FOR THE NEXT THREE Mgmt For For
YEARS FROM 2021 TO 2023
--------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LIMITED Agenda Number: 935381929
--------------------------------------------------------------------------------------------------------------------------
Security: 035128206
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: AU
ISIN: US0351282068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Re-election of Director: Mr AM Ferguson Mgmt For For
(Ordinary resolution 1.1)
1.2 Re-election of Director: Mrs KC Ramon Mgmt For For
(Ordinary resolution 1.2)
1.3 Re-election of Director: Mr JE Tilk Mgmt For For
(Ordinary resolution 1.3)
2. Election of Director: KOF Busia (Ordinary Mgmt For For
resolution 2)
3.1 Appointment of Audit and Risk Committee Mgmt For For
member: Mr AM Ferguson (Ordinary resolution
3.1)
3.2 Appointment of Audit and Risk Committee Mgmt For For
member: Mr R Gasant (Ordinary resolution
3.2)
3.3 Appointment of Audit and Risk Committee Mgmt For For
member: Ms NVB Magubane (Ordinary
resolution 3.3)
3.4 Appointment of Audit and Risk Committee Mgmt For For
member: Ms MC Richter (Ordinary resolution
3.4)
3.5 Appointment of Audit and Risk Committee Mgmt For For
member: Mr JE Tilk (Ordinary resolution
3.5)
4. Re-appointment of Ernst & Young Inc. as Mgmt For For
auditors of the company. (Ordinary
resolution 4)
5. General authority to directors to allot and Mgmt For For
issue ordinary shares. (Ordinary resolution
5)
6.1 Separate non-binding advisory endorsements Mgmt For For
of the AngloGold Ashanti: Remuneration
policy (Ordinary resolution 6.1)
6.2 Separate non-binding advisory endorsements Mgmt For For
of the AngloGold Ashanti: Implementation
report (Ordinary resolution 6.2)
7. Remuneration of non-executive directors. Mgmt For For
(Special resolution 1)
8. General authority to acquire the company's Mgmt For For
own shares (Special resolution 2)
9. General authority to directors to issue for Mgmt For For
cash, those ordinary shares which the
directors are authorised to allot and issue
in terms of ordinary resolution 5. (Special
resolution 3)
10. General authority to provide financial Mgmt For For
assistance in terms of Sections 44 and 45
of the Companies Act. (Special resolution
4)
11. Directors' authority to implement special Mgmt For For
and ordinary resolutions. (Ordinary
resolution 7)
--------------------------------------------------------------------------------------------------------------------------
ANHUI CONCH CEMENT CO LTD Agenda Number: 713986529
--------------------------------------------------------------------------------------------------------------------------
Security: Y01373102
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: CNE1000001W2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042301467.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042301505.pdf
1 TO APPROVE THE REPORT OF THE BOARD (THE Mgmt For For
"BOARD") OF DIRECTORS (THE "DIRECTOR(S)")
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO APPROVE THE REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2020
3 TO APPROVE THE AUDITED FINANCIAL REPORTS Mgmt For For
PREPARED IN ACCORDANCE WITH THE PRC
ACCOUNTING STANDARDS AND THE INTERNATIONAL
FINANCIAL REPORTING STANDARDS RESPECTIVELY
FOR THE YEAR ENDED 31 DECEMBER 2020
4 TO APPROVE THE REAPPOINTMENT OF KPMG Mgmt For For
HUAZHEN LLP AND KPMG AS THE PRC AND
INTERNATIONAL (FINANCIAL) AUDITORS OF THE
COMPANY RESPECTIVELY, THE REAPPOINTMENT OF
KPMG HUAZHEN LLP AS THE INTERNAL CONTROL
AUDITOR OF THE COMPANY, AND THE
AUTHORIZATION OF THE BOARD TO DETERMINE THE
REMUNERATION OF THE AUDITORS IN ACCORDANCE
WITH THE VOLUME OF AUDITING WORK PERFORMED
BY THE AUDITORS AS REQUIRED BY THE BUSINESS
AND SCALE OF THE COMPANY
5 TO APPROVE THE COMPANY'S 2020 PROFIT Mgmt For For
APPROPRIATION PROPOSAL (INCLUDING
DECLARATION OF FINAL DIVIDEND)
6 TO APPROVE THE PROVISION OF GUARANTEE BY Mgmt For For
THE COMPANY IN RESPECT OF THE BANK
BORROWINGS OR TRADE FINANCE CREDIT OF 9
SUBSIDIARIES AND INVESTED COMPANIES
7 TO APPROVE THE APPOINTMENT OF MR. WANG Mgmt For For
CHENG (AS SPECIFIED) AS AN EXECUTIVE
DIRECTOR OF THE EIGHTH SESSION OF THE BOARD
OF THE COMPANY FOR A TERM COMMENCING FROM
THE DATE OF APPROVAL AT THE MEETING (I.E.
28 MAY 2021) UNTIL THE DATE OF EXPIRY OF
THE TERM OF THE EIGHTH SESSION OF THE BOARD
(EXPECTED TO BE 29 MAY 2022)
8 TO APPROVE THE GRANT OF A MANDATE TO THE Mgmt Against Against
BOARD TO EXERCISE THE POWER TO ALLOT AND
ISSUE NEW SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
ASE TECHNOLOGY HOLDING CO., LTD. Agenda Number: 714205475
--------------------------------------------------------------------------------------------------------------------------
Security: Y0249T100
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: TW0003711008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RATIFICATION OF ASEHS 2020 BUSINESS REPORT Mgmt For For
AND FINANCIAL STATEMENTS.
2 RATIFICATION OF 2020 PROFITS DISTRIBUTION Mgmt For For
PROPOSAL. PROPOSED CASH DIVIDEND :TWD 4.2
PER SHARE.
3 DISCUSSION OF REVISION OF THE PROCEDURES Mgmt Against Against
FOR LENDING FUNDS TO OTHER PARTIES.
4 DISCUSSION OF REVISION OF THE ARTICLES OF Mgmt Against Against
INCORPORATION.
5 DISCUSSION THE ISSUANCE OF RESTRICTED STOCK Mgmt For For
OF THE COMPANY.
6.1 THE ELECTION OF THE DIRECTOR.:ASE Mgmt For For
ENTERPRISES LTD.,SHAREHOLDER
NO.00000001,JASON C.S. CHANG AS
REPRESENTATIVE
6.2 THE ELECTION OF THE DIRECTOR.:ASE Mgmt Against Against
ENTERPRISES LTD.,SHAREHOLDER
NO.00000001,RICHARD H.P.CHANG AS
REPRESENTATIVE
6.3 THE ELECTION OF THE DIRECTOR.:ASE Mgmt Against Against
ENTERPRISES LTD.,SHAREHOLDER
NO.00000001,CHI-WEN TSAI AS REPRESENTATIVE
6.4 THE ELECTION OF THE DIRECTOR.:ASE Mgmt Against Against
ENTERPRISES LTD.,SHAREHOLDER
NO.00000001,YEN-CHUN CHANG AS
REPRESENTATIVE
6.5 THE ELECTION OF THE DIRECTOR.:ASE Mgmt Against Against
ENTERPRISES LTD.,SHAREHOLDER
NO.00000001,TIEN WU AS REPRESENTATIVE
6.6 THE ELECTION OF THE DIRECTOR.:ASE Mgmt Against Against
ENTERPRISES LTD.,SHAREHOLDER
NO.00000001,JOSEPH TUNG AS REPRESENTATIVE
6.7 THE ELECTION OF THE DIRECTOR.:ASE Mgmt Against Against
ENTERPRISES LTD.,SHAREHOLDER
NO.00000001,RAYMOND LO AS REPRESENTATIVE
6.8 THE ELECTION OF THE DIRECTOR.:ASE Mgmt Against Against
ENTERPRISES LTD.,SHAREHOLDER NO.00000001,TS
CHEN AS REPRESENTATIVE
6.9 THE ELECTION OF THE DIRECTOR.:ASE Mgmt Against Against
ENTERPRISES LTD.,SHAREHOLDER
NO.00000001,JEFFERY CHEN AS REPRESENTATIVE
6.10 THE ELECTION OF THE DIRECTOR.:RUTHERFORD Mgmt Against Against
CHANG,SHAREHOLDER NO.00059235
6.11 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:SHENG-FU YOU,SHAREHOLDER
NO.H101915XXX
6.12 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:MEI-YUEH HO,SHAREHOLDER
NO.Q200495XXX
6.13 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:PHILIP WEN-CHYI ONG,SHAREHOLDER
NO.A120929XXX
7 WAIVER OF NON-COMPETITION CLAUSES FOR NEWLY Mgmt Against Against
ELECTED DIRECTORS OF THE COMPANY.
CMMT 25 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 6.11 TO 6.13. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ASHOK LEYLAND LTD Agenda Number: 713023846
--------------------------------------------------------------------------------------------------------------------------
Security: Y0266N143
Meeting Type: AGM
Meeting Date: 02-Sep-2020
Ticker:
ISIN: INE208A01029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT: A) THE Mgmt For For
AUDITED STANDALONE FINANCIAL STATEMENTS OF
THE COMPANY FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2020, TOGETHER WITH THE REPORTS
OF THE BOARD OF DIRECTORS AND THE AUDITORS
THEREON; AND B) THE AUDITED CONSOLIDATED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2020
TOGETHER WITH THE REPORT OF AUDITORS
THEREON
2 TO APPOINT A DIRECTOR IN PLACE OF MR. Mgmt For For
DHEERAJ G HINDUJA (DIN: 00133410) WHO
RETIRES BY ROTATION AND BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-APPOINTMENT
3 TO CONSIDER AND IF THOUGHT FIT, TO PASS Mgmt For For
WITH OR WITHOUT MODIFICATION(S), THE
FOLLOWING RESOLUTION AS A SPECIAL
RESOLUTION: "RESOLVED THAT PURSUANT TO THE
PROVISIONS OF SECTIONS 149 AND 152 READ
WITH SCHEDULE IV AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 ("THE ACT") AND THE COMPANIES
(APPOINTMENT AND QUALIFICATION OF
DIRECTORS) RULES, 2014 AND THE APPLICABLE
PROVISIONS OF THE SECURITIES AND EXCHANGE
BOARD OF INDIA (LISTING OBLIGATIONS AND
DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
(INCLUDING ANY STATUTORY MODIFICATION(S) OR
RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING
IN FORCE), MS. MANISHA GIROTRA (DIN:
00774574), WHO WAS APPOINTED AS AN
INDEPENDENT DIRECTOR AND WHO HOLDS OFFICE
OF INDEPENDENT DIRECTOR UPTO JUNE 28, 2020
AND BEING ELIGIBLE, AND IN RESPECT OF WHOM
THE COMPANY HAS RECEIVED A NOTICE IN
WRITING UNDER SECTION 160 OF THE ACT FROM A
MEMBER PROPOSING HER CANDIDATURE FOR THE
OFFICE OF DIRECTOR, BE AND IS HEREBY
RE-APPOINTED AS AN INDEPENDENT DIRECTOR OF
THE COMPANY, NOT LIABLE TO RETIRE BY
ROTATION AND TO HOLD OFFICE FOR A SECOND
TERM OF 5 (FIVE) CONSECUTIVE YEARS ON THE
BOARD OF THE COMPANY FROM JUNE 29, 2020
TILL JUNE 28, 2025."
4 TO CONSIDER AND IF THOUGHT FIT, TO PASS Mgmt Against Against
WITH OR WITHOUT MODIFICATION(S), THE
FOLLOWING RESOLUTION AS A SPECIAL
RESOLUTION: "RESOLVED THAT PURSUANT TO THE
PROVISIONS OF SECTIONS 149 AND 152 READ
WITH SCHEDULE IV AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 ("THE ACT") AND THE COMPANIES
(APPOINTMENT AND QUALIFICATION OF
DIRECTORS) RULES, 2014 AND THE APPLICABLE
PROVISIONS OF THE SECURITIES AND EXCHANGE
BOARD OF INDIA (LISTING OBLIGATIONS AND
DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
(INCLUDING ANY STATUTORY MODIFICATION(S) OR
RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING
IN FORCE), DR. ANDREW C PALMER (DIN:
02155231), WHO WAS APPOINTED AS AN
INDEPENDENT DIRECTOR AND WHO HOLDS OFFICE
OF INDEPENDENT DIRECTOR UPTO NOVEMBER 3,
2020 AND BEING ELIGIBLE, AND IN RESPECT OF
WHOM THE COMPANY HAS RECEIVED A NOTICE IN
WRITING UNDER SECTION 160 OF THE ACT FROM A
MEMBER PROPOSING HIS CANDIDATURE FOR THE
OFFICE OF DIRECTOR, BE AND IS HEREBY
RE-APPOINTED AS AN INDEPENDENT DIRECTOR OF
THE COMPANY, NOT LIABLE TO RETIRE BY
ROTATION AND TO HOLD OFFICE FOR A SECOND
TERM OF 5 (FIVE) CONSECUTIVE YEARS ON THE
BOARD OF THE COMPANY FROM NOVEMBER 4, 2020
TILL NOVEMBER 3, 2025."
5 TO CONSIDER AND IF THOUGHT FIT, TO PASS Mgmt For For
WITH OR WITHOUT MODIFICATION(S), THE
FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION: "RESOLVED THAT PURSUANT TO THE
PROVISIONS OF SECTION 148(3) AND OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013 AND THE RULES MADE
THEREUNDER (INCLUDING ANY STATUTORY
MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF
FOR THE TIME BEING IN FORCE), THE
REMUNERATION PAYABLE TO GEEYES & CO., COST
ACCOUNTANTS, (FIRM REGISTRATION NO. 00044),
APPOINTED BY THE BOARD OF DIRECTORS AS COST
AUDITORS TO CONDUCT THE AUDIT OF THE COST
RECORDS OF THE COMPANY FOR THE FINANCIAL
YEAR ENDED MARCH 31, 2020, AMOUNTING TO INR
7,00,000/- (RUPEES SEVEN LAKHS ONLY) PLUS
APPLICABLE TAXES AND REIMBURSEMENT OF
OUT-OFPOCKET EXPENSES INCURRED IN
CONNECTION WITH THE AFORESAID AUDIT, BE AND
IS HEREBY RATIFIED."
--------------------------------------------------------------------------------------------------------------------------
ATACADAO SA Agenda Number: 713692994
--------------------------------------------------------------------------------------------------------------------------
Security: P0565P138
Meeting Type: AGM
Meeting Date: 13-Apr-2021
Ticker:
ISIN: BRCRFBACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 EXAMINE, DISCUSS AND VOTE ON THE FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY, CONTAINING THE
NOTES TO FINANCIAL STATEMENTS, ACCOMPANIED
BY THE REPORT AND OPINION OF THE
INDEPENDENT AUDITORS AND THE STATUTORY
AUDIT COMMITTEES SUMMARIZED ANNUAL REPORT,
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2020
2 EXAMINE, DISCUSS AND VOTE THE MANAGEMENT Mgmt For For
PROPOSAL AND RESPECTIVE MANAGEMENT ACCOUNT
FOR THE ALLOCATION OF THE RESULTS OF THE
FISCAL YEAR ENDED DECEMBER 31, 2020
3 RESOLVE ON THE MANAGEMENT PROPOSAL FOR Mgmt For For
ALLOCATION OF THE RESULTS IN THE FISCAL
YEAR ENDED DECEMBER 31, 2020, AND
DISTRIBUTION OF DIVIDENDS
4 DO YOU WANT TO REQUEST THE ADOPTION OF THE Mgmt Abstain Against
MULTIPLE VOTE PROCESS FOR THE ELECTION OF
THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE
141 OF BRAZILIAN CORPORATE LAW
5 RESOLVE ON THE MANAGEMENT PROPOSAL FOR Mgmt For For
ELECTION OF TEN 10 MEMBERS FOR THE BOARD OF
DIRECTORS, TWO 2 OF WHOM BEING INDEPENDENT
DIRECTORS
6 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt Against Against
DIRECTORS BY SLATE. INDICATION OF ALL THE
NAMES THAT MAKE UP THE BY SLATE. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IF THE SHAREHOLDER HOLDING SHARES WITH
VOTING RIGHTS ALSO FILLS IN THE FIELDS
PRESENT IN THE SEPARATE ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. . MATTHIEU DOMINIQUE MARIE MALIGE
EDOUARD BALTHAZARD BERTRAND DE CHAVAGNAC
NOEL FREDERIC GEORGES PRIOUX CLAIRE MARIE
DU PAYRAT JEROME ALEXIS LOUIS NANTY EDUARDO
PONGRACZ ROSSI ABILIO DOS SANTOS DINIZ LUIZ
FERNANDO VENDRAMINI FLEURY MARCELO PAVAO
LACERDA MARC OLIVIER PIERRE JEAN FRANCOIS
ROCHU
7 IN CASE ONE OF THE CANDIDATES THAT COMPOSE Mgmt Against Against
THE CHOSEN PLAQUE NO LONGER INTEGRATES IT,
CAN THE VOTES CORRESPONDING TO YOUR SHARES
CONTINUE TO BE CONFERRED ON THE CHOSEN
PLAQUE
CMMT FOR THE PROPOSAL 8 REGARDING THE ADOPTION Non-Voting
OF CUMULATIVE VOTING, PLEASE BE ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 9.1 TO 9.10 IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS
8 IN THE EVENT OF THE ADOPTION OF THE Mgmt Abstain Against
CUMULATIVE VOTING PROCESS, SHOULD THE VOTES
CORRESPONDING TO YOUR SHARES BE DISTRIBUTED
IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF
THE SLATE THAT YOU HAVE CHOSEN. IF THE
SHAREHOLDER CHOOSES TO ABSTAIN AND THE
ELECTION OCCURS THROUGH THE CUMULATIVE
VOTING PROCESS, HIS VOTE MUST BE COUNTED AS
ABSTENTION IN THE RESPECTIVE RESOLUTION OF
THE MEETING
9.1 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
MATTHIEU DOMINIQUE MARIE MALIGE
9.2 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
EDOUARD BALTHAZARD BERTRAND DE CHAVAGNAC
9.3 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
NOEL FREDERIC GEORGES PRIOUX
9.4 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
CLAIRE MARIE DU PAYRAT
9.5 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
JEROME ALEXIS LOUIS NANTY
9.6 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
EDUARDO PONGRACZ ROSSI
9.7 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
ABILIO DOS SANTOS DINIZ
9.8 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
LUIZ FERNANDO VENDRAMINI FLEURY
9.9 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
MARCELO PAVAO LACERDA
9.10 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
MARC OLIVIER PIERRE JEAN FRANCOIS ROCHU
10 IF YOU ARE THE UNINTERRUPTED HOLDER OF THE Mgmt For For
COMMON SHARES WITH WHICH YOU VOTE, DURING
THE THREE 3 MONTHS IMMEDIATELY PRIOR TO THE
HOLDING OF THE AGM, DO YOU WANT TO REQUEST
THE ADOPTION OF THE SEPARATE ELECTION OF A
MEMBER TO THE BOARD OF DIRECTORS, UNDER THE
TERMS OF THE ARTICLE 141, PARAGRAPH 4, ITEM
I OF BRAZILIAN CORPORATE LAW. THE
SHAREHOLDER WHO CHOOSES THE OPTION YES
SHALL FORWARD TO THE COMPANY, THROUGH THE
EMAIL RIBRASIL.AT.CARREFOUR.COM THE PROOF
OF UNINTERRUPTED OWNERSHIP OF THE
SHAREHOLDING FOR DURING THE 3MONTH PERIOD,
AT LEAST, IMMEDIATELY PRIOR TO THE AGM,
ISSUED NOT EARLIER THAN APRIL 11, 2021 BY
THE COMPETENT ENTITY, UNDER THE TERMS OF
ARTICLE 141, PARAGRAPH 6 OF THE BRAZILIAN
CORPORATE LAW. IF THE QUORUM LEGALLY
REQUIRED TO HOLD THE SEPARATE ELECTION IS
NOT REACHED, THE VOTING INSTRUCTIONS
CONTAINED IN THIS FORM FOR THE GENERAL
ELECTION WILL BE CONSIDERED
11 RESOLVE ON QUALIFICATION OF MESSRS. MARCELO Mgmt For For
PAVAO LACERDA AND LUIZ FERNANDO VENDRAMINI
FLEURY AS INDEPENDENT MEMBER CANDIDATES
12 RESOLVE ON THE MANAGEMENT PROPOSAL FOR Mgmt Against Against
SETTING THE OVERALL COMPENSATION OF THE
MANAGEMENT OF THE COMPANY IN THE 2021
FISCAL YEAR
13 ALTHOUGH NOT PROVIDED ON THE AGMS AGENDA, Mgmt For For
THE LAW ENTITLES SHAREHOLDERS HOLDING MORE
THAN 2 PERCENT OF THE COMPANY'S TOTAL SHARE
CAPITAL TO REQUIRE THE INSTATEMENT OF
FISCAL COUNCIL AND, BY VIRTUE OF LEGAL
PROVISION, THIS FORM PROVIDES THIS SIMPLE
QUESTION NO. 13 SO THAT THE SHAREHOLDERS
EXPRESS ITS WILL WITH RESPECT THE
INSTATEMENT OF THE FISCAL COUNCIL. THE
MANAGEMENT INFORMS THAT THERE WAS NO
REQUEST FOR INCLUSION OF CANDIDATES TO THE
FISCAL COUNCIL IN THIS FORM UNTIL THIS
DATE, AS PROVIDED BY CVM INSTRUCTION
481.2009. HENCE, SHAREHOLDERS THAT OPT TO
EXERCISE THEIR RIGHT TO REMOTE VOTING WILL
BE UNABLE TO KNOW THE NAMES, CURRICULUM AND
OTHER RELEVANT INFORMATION OF ANY CANDIDATE
THAT MAY BE NOMINATED THEREAFTER, EVEN AT
THE AGM, AS WELL AS TO PARTICIPATE IN THEIR
ELECTION, IN CASE OF SHAREHOLDERS THAT
HOLD, AT LEAST, 2PERCENT THE COMPANY'S
TOTAL SHARE CAPITAL VOTE IN FAVOR OF THE
INSTATEMENT OF THE FISCAL COUNCIL
CONSIDERING THE SUM OF THE IN PERSON AND
REMOTE VOTES. IN ADDITION, THE MANAGEMENT
UNDERSTANDS THAT THE COMPANY'S STATUTORY
AUDIT COMMITTEE ALREADY PERFORMS
SUPERVISORY ACTIONS, DISMISSING THE
INSTALLATION OF THE FISCAL COUNCIL, WHICH,
IF INSTALLED, WOULD RESULT IN INCREASED
COSTS WITHOUT CLEAR BENEFITS. HENCE, IN
ORDER TO AVOID THE RISK OF SHAREHOLDERS WHO
OPT TO EXERCISE THEIR RIGHT TO REMOTE
VOTING WILL UNKNOWINGLY CONTRIBUTE TO THE
ELECTION OF CANDIDATES WHOSE NAMES AND
CURRICULUM AND OTHER RELEVANT INFORMATION
TO ENABLE AN INFORMED DECISION HAVE NOT
BEEN DISCLOSED WITH CAUTIOUS ADVANCE UNTIL
THE DATE OF FULFILLING OF THIS FORM, THE
MANAGEMENT SUGGESTS THAT SHAREHOLDERS WHO
OPT TO EXERCISE THEIR RIGHT TO REMOTE
VOTING TO VOTE ABSTAIN IN RESPONSE TO THE
QUESTION BELOW. DO YOU WISH TO APPLY FOR
INSTATEMENT OF THE FISCAL COUNCIL, PURSUANT
TO ARTICLE 161 OF LAW 6,404.1976
14 IF A SECOND CALL NOTICE FOR THE AGM IS Mgmt For For
NECESSARY, CAN THE VOTING INSTRUCTIONS
CONTAINED IN THIS FORM BE ALSO USED IF AN
AGM IS HELD AT SECOND CALL
--------------------------------------------------------------------------------------------------------------------------
ATACADAO SA Agenda Number: 713732661
--------------------------------------------------------------------------------------------------------------------------
Security: P0565P138
Meeting Type: EGM
Meeting Date: 13-Apr-2021
Ticker:
ISIN: BRCRFBACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 531304 DUE TO CHANGE IN RECORD
DATE FROM 07 MAR 2021 TO 07 APR 2021. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU
1 RESOLVE ON THE AMENDMENT OF ARTICLE 5 TO Mgmt For For
THE COMPANY'S BYLAWS TO UPDATE THE FULLY
SUBSCRIBED AND PAID IN SHARE CAPITAL OF THE
COMPANY
2 RESOLVE ON THE CONSOLIDATION OF THE Mgmt For For
COMPANY'S BYLAWS
3 IF A SECOND CALL NOTICE FOR THE EGM IS Mgmt For For
NECESSARY, CAN THE VOTING INSTRUCTIONS
CONTAINED IN THIS FORM BE ALSO USED IF AN
EGM IS HELD AT SECOND CALL
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AU OPTRONICS CORP Agenda Number: 714135161
--------------------------------------------------------------------------------------------------------------------------
Security: Y0453H107
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: TW0002409000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECOGNIZE 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS
2 TO RECOGNIZE THE PROPOSAL FOR THE Mgmt For For
DISTRIBUTION OF 2020 EARNINGS.PROPOSED CASH
DIVIDEND: TWD 0.3 PER SHARE.
3 TO APPROVE ISSUANCE OF NEW COMMON SHARES Mgmt For For
FOR CASH TO SPONSOR ISSUANCE OF THE
OVERSEAS DEPOSITARY SHARES AND/OR ISSUANCE
OF NEW COMMON SHARES FOR CASH IN PUBLIC
OFFERING AND/OR ISSUANCE OF NEW COMMON
SHARES FOR CASH IN PRIVATE PLACEMENT AND/OR
ISSUANCE OF OVERSEAS OR DOMESTIC
CONVERTIBLE BONDS IN PRIVATE PLACEMENT.
4 TO APPROVE THE AMENDMENT TO HANDLING Mgmt For For
PROCEDURES FOR ACQUISITION OR DISPOSAL OF
ASSETS AND HANDLING PROCEDURES FOR
PROVIDING ENDORSEMENTS AND GUARANTEES FOR
THIRD PARTIES.
5 TO LIFT NON-COMPETITION RESTRICTIONS ON Mgmt For For
BOARD MEMBERS.
--------------------------------------------------------------------------------------------------------------------------
AUTOBIO DIAGNOSTICS CO LTD Agenda Number: 713982014
--------------------------------------------------------------------------------------------------------------------------
Security: Y0483B104
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: CNE100002GC4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For
4 2021 FINANCIAL BUDGET REPORT Mgmt Against Against
5 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY8.50000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):3.000000
6 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
7 SPECIAL REPORT ON THE DEPOSIT AND USE OF Mgmt For For
RAISED FUNDS IN 2020
8 2021 APPOINTMENT OF AUDIT FIRM Mgmt For For
9 REMUNERATION AND ALLOWANCE FOR DIRECTORS Mgmt Against Against
AND SUPERVISORS
10 CONNECTED TRANSACTION REGARDING LOANS FROM Mgmt For For
THE CONTROLLING SHAREHOLDER
11 CHANGE OF THE COMPANY'S BUSINESS SCOPE AND Mgmt For For
AMENDMENTS TO THE COMPANY'S ARTICLES OF
ASSOCIATION
12 INVESTMENT IN SETTING UP AN INDUSTRY Mgmt For For
INVESTMENT FUND BY THE CONTROLLING
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
AXIS BANK LTD Agenda Number: 712915959
--------------------------------------------------------------------------------------------------------------------------
Security: Y0487S137
Meeting Type: AGM
Meeting Date: 31-Jul-2020
Ticker:
ISIN: INE238A01034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT: A. THE Mgmt For For
AUDITED STANDALONE FINANCIAL STATEMENTS OF
THE BANK, FOR THE FINANCIAL YEAR ENDED 31ST
MARCH 2020 AND THE REPORTS OF THE
DIRECTORS' AND THE AUDITORS' THEREON; AND
B. THE AUDITED CONSOLIDATED FINANCIAL
STATEMENTS, FOR THE FINANCIAL YEAR ENDED
31ST MARCH 2020 AND THE REPORT OF THE
AUDITORS' THEREON
2 TO APPOINT A DIRECTOR IN PLACE OF SHRI B. Mgmt For For
BABURAO (DIN 00425793), WHO RETIRES BY
ROTATION AND BEING ELIGIBLE, HAS OFFERED
HIMSELF FOR RE-APPOINTMENT
3 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTIONS 149, 152, SCHEDULE IV AND OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013 READ WITH THE RELEVANT
RULES MADE THEREUNDER (THE "ACT"), THE
APPLICABLE PROVISIONS OF REGULATION 17 OF
THE SECURITIES AND EXCHANGE BOARD OF INDIA
(LISTING OBLIGATIONS AND DISCLOSURE
REQUIREMENTS) REGULATIONS, 2015 (THE "SEBI
LISTING REGULATIONS"), SECTION 10A(2A) AND
OTHER RELEVANT PROVISIONS OF THE BANKING
REGULATION ACT, 1949, AND THE RULES,
GUIDELINES AND CIRCULARS ISSUED BY THE
RESERVE BANK OF INDIA (THE "RBI"), IN THIS
REGARD, FROM TIME TO TIME AND ANY OTHER
APPLICABLE LAWS (INCLUDING ANY STATUTORY
AMENDMENT(S), MODIFICATION(S), VARIATION(S)
OR RE-ENACTMENT(S) THERETO, FOR THE TIME
BEING IN FORCE), THE PROVISIONS OF THE
ARTICLES OF ASSOCIATION OF AXIS BANK
LIMITED (THE "BANK") AND PURSUANT TO THE
RECOMMENDATION OF THE NOMINATION AND
REMUNERATION COMMITTEE AND THE BOARD OF
DIRECTORS OF THE BANK, SHRI RAKESH MAKHIJA
(DIN 00117692) WHOSE FIRST TERM AS AN
INDEPENDENT DIRECTOR OF THE BANK IS DUE TO
EXPIRE ON 26TH OCTOBER 2020 AND WHO MEETS
THE CRITERIA OF INDEPENDENCE AS PRESCRIBED
UNDER THE PROVISIONS OF SECTION 149(6) OF
THE ACT AND REGULATION 16(1)(B) OF THE SEBI
LISTING REGULATIONS AND WHO IS ELIGIBLE TO
BE RE-APPOINTED AS AN INDEPENDENT DIRECTOR
OF THE BANK, BE AND IS HEREBY RE-APPOINTED
AS AN INDEPENDENT DIRECTOR OF THE BANK FOR
HIS SECOND TERM OF THREE YEARS, WITH EFFECT
FROM 27TH OCTOBER 2020 UP TO 26TH OCTOBER
2023 (BOTH DAYS INCLUSIVE), BEING THE
PERIOD UP TO WHICH HE CAN CONTINUE AS A
DIRECTOR OF THE BANK, UNDER THE PROVISIONS
OF SECTION 10A(2A) OF THE BANKING
REGULATION ACT, 1949 AND THAT DURING HIS
TENURE AS AN INDEPENDENT DIRECTOR OF THE
BANK, SHRI RAKESH MAKHIJA SHALL NOT BE
LIABLE TO RETIRE BY ROTATION, IN TERMS OF
SECTION 149(13) OF THE ACT." "RESOLVED
FURTHER THAT THE DIRECTOR(S)/OFFICER(S) OF
THE BANK BE AND ARE HEREBY SEVERALLY
AUTHORIZED TO EXECUTE ALL SUCH AGREEMENTS,
DOCUMENTS, INSTRUMENTS AND WRITINGS AS
DEEMED NECESSARY, TO FILE REQUISITE FORMS
OR APPLICATIONS WITH STATUTORY/REGULATORY
AUTHORITIES, WITH POWER TO SETTLE ALL
QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY
ARISE IN THIS REGARD, AS HE/SHE MAY IN
HIS/HER SOLE AND ABSOLUTE DISCRETION DEEM
FIT AND TO DO ALL SUCH ACTS, DEEDS, MATTERS
AND THINGS AS MAY BE CONSIDERED NECESSARY
AND APPROPRIATE AND TO DELEGATE ALL OR ANY
OF ITS POWERS HEREIN CONFERRED TO ANY OTHER
DIRECTOR(S)/ OFFICER(S) OF THE BANK, TO
GIVE EFFECT TO THIS RESOLUTION
4 "RESOLVED THAT PURSUANT TO THE RELEVANT Mgmt For For
PROVISIONS OF SECTION 152 AND ALL OTHER
APPLICABLE PROVISIONS OF THE COMPANIES ACT,
2013, READ WITH THE RELEVANT RULES MADE
THEREUNDER (THE "ACT"), APPLICABLE
PROVISIONS OF THE SECURITIES AND EXCHANGE
BOARD OF INDIA (LISTING OBLIGATIONS AND
DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
(THE "SEBI LISTING REGULATIONS"), SECTION
10A (2A) AND ALL OTHER APPLICABLE
PROVISIONS OF THE BANKING REGULATION ACT,
1949 AND THE RULES, GUIDELINES AND
CIRCULARS ISSUED BY THE RESERVE BANK OF
INDIA ("RBI"), IN THIS REGARD, FROM TIME TO
TIME, AND ANY OTHER APPLICABLE LAWS
(INCLUDING ANY STATUTORY AMENDMENT(S),
MODIFICATION(S), VARIATION(S) OR
RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING
IN FORCE) AND THE PROVISIONS OF THE
ARTICLES OF ASSOCIATION OF AXIS BANK
LIMITED (THE "BANK") AND PURSUANT TO THE
RECOMMENDATION OF THE NOMINATION AND
REMUNERATION COMMITTEE AND THE BOARD OF
DIRECTORS OF THE BANK, APPROVAL OF THE
MEMBERS OF THE BANK BE AND IS HEREBY
ACCORDED TO THE APPOINTMENT OF SHRI T.C.
SUSEEL KUMAR (DIN 06453310), WHO WAS
APPOINTED AS AN ADDITIONAL NON-EXECUTIVE
(NOMINEE) DIRECTOR OF THE BANK, PURSUANT TO
THE NOMINATION RECEIVED FROM LIFE INSURANCE
CORPORATION OF INDIA, PROMOTER OF THE BANK,
IN TERMS OF ARTICLE 90 OF THE ARTICLES OF
ASSOCIATION OF THE BANK, WITH EFFECT FROM
1ST JULY 2020 AND WHO HOLDS OFFICE AS SUCH
UP TO THE DATE OF THIS ANNUAL GENERAL
MEETING, AS THE NON-EXECUTIVE (NOMINEE)
DIRECTOR OF THE BANK AND THAT DURING HIS
TENURE AS THE NON-EXECUTIVE (NOMINEE)
DIRECTOR OF THE BANK, SHRI T. C. SUSEEL
KUMAR SHALL BE LIABLE TO RETIRE BY
ROTATION, IN TERMS OF SECTION 152 OF THE
ACT." "RESOLVED FURTHER THAT THE
DIRECTOR(S)/OFFICER(S) OF THE BANK BE AND
ARE HEREBY SEVERALLY AUTHORIZED TO EXECUTE
ALL SUCH AGREEMENTS, DOCUMENTS, INSTRUMENTS
AND WRITINGS AS DEEMED NECESSARY, TO FILE
REQUISITE FORMS OR APPLICATIONS WITH
STATUTORY/REGULATORY AUTHORITIES, WITH
POWER TO SETTLE ALL QUESTIONS, DIFFICULTIES
OR DOUBTS THAT MAY ARISE IN THIS REGARD, AS
HE/SHE MAY IN HIS/HER SOLE AND ABSOLUTE
DISCRETION DEEM FIT AND TO DO ALL SUCH
ACTS, DEEDS, MATTERS AND THINGS AS MAY BE
CONSIDERED NECESSARY AND APPROPRIATE AND TO
DELEGATE ALL OR ANY OF ITS POWERS HEREIN
CONFERRED TO ANY OTHER DIRECTOR(S)/
OFFICER(S) OF THE BANK, TO GIVE EFFECT TO
THIS RESOLUTION
5 "RESOLVED THAT PURSUANT TO THE RELEVANT Mgmt For For
PROVISIONS OF SECTION 42 AND OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013, READ WITH THE RELEVANT
RULES MADE THEREUNDER (THE "ACT"), THE
RELEVANT PROVISIONS OF THE SECURITIES AND
EXCHANGE BOARD OF INDIA (ISSUE AND LISTING
OF DEBT SECURITIES) REGULATIONS, 2008 (THE
"SEBI ILDS REGULATIONS"), THE SECURITIES
AND EXCHANGE BOARD OF INDIA (LISTING
OBLIGATIONS AND DISCLOSURE REQUIREMENTS)
REGULATIONS, 2015 (THE "SEBI LISTING
REGULATIONS"), THE APPLICABLE PROVISIONS OF
THE BANKING REGULATION ACT, 1949, AND THE
RULES, GUIDELINES AND CIRCULARS ISSUED BY
THE RESERVE BANK OF INDIA ("RBI") AND/OR
THE SECURITIES AND EXCHANGE BOARD OF INDIA
(THE "SEBI"), IN THIS REGARD, FROM TIME TO
TIME, AND ANY OTHER APPLICABLE LAWS
(INCLUDING ANY STATUTORY AMENDMENT(S),
MODIFICATION(S), VARIATION(S) OR
RE-ENACTMENT(S) THERETO, FOR THE TIME BEING
IN FORCE) AND THE RELEVANT PROVISIONS OF
THE MEMORANDUM OF ASSOCIATION AND THE
ARTICLES OF ASSOCIATION OF AXIS BANK
LIMITED (THE "BANK") AND SUBJECT TO RECEIPT
OF SUCH APPROVAL(S), CONSENT(S),
PERMISSION(S) AND SANCTION(S) AS MAY BE
NECESSARY FROM THE CONCERNED STATUTORY OR
REGULATORY AUTHORITY(IES), APPROVAL OF THE
MEMBERS OF THE BANK BE AND IS HEREBY
ACCORDED FOR BORROWING/RAISING OF FUNDS
DENOMINATED IN INDIAN RUPEES OR ANY OTHER
PERMITTED FOREIGN CURRENCY, BY ISSUE OF
DEBT SECURITIES INCLUDING, BUT NOT LIMITED
TO, LONG TERM BONDS, GREEN BONDS, MASALA
BONDS, OPTIONALLY/COMPULSORILY CONVERTIBLE
DEBENTURES, NON-CONVERTIBLE DEBENTURES,
PERPETUAL DEBT INSTRUMENTS, AT 1 BONDS,
INFRASTRUCTURE BONDS AND TIER II CAPITAL
BONDS OR SUCH OTHER DEBT SECURITIES AS MAY
BE PERMITTED UNDER THE RBI GUIDELINES, FROM
TIME TO TIME, ON A PRIVATE PLACEMENT BASIS
AND/OR FOR MAKING OFFERS AND/OR INVITATIONS
THEREOF, AND/OR ISSUE(S)/ISSUANCES THEREOF,
ON A PRIVATE PLACEMENT BASIS, FOR A PERIOD
OF ONE (1) YEAR FROM THE DATE HEREOF, IN
ONE (1) OR MORE TRANCHES AND/OR SERIES AND/
OR UNDER ONE (1) OR MORE SHELF DISCLOSURE
DOCUMENTS AND/ OR ONE (1) OR MORE LETTERS
OF OFFER, AND ON SUCH TERMS AND CONDITIONS
FOR EACH SERIES/TRANCHES, INCLUDING THE
PRICE, COUPON, PREMIUM, DISCOUNT, TENOR
ETC. AS DEEMED FIT BY THE BOARD OF
DIRECTORS OF THE BANK (HEREINAFTER REFERRED
TO AS THE "BOARD", WHICH TERM SHALL BE
DEEMED TO INCLUDE ANY COMMITTEE(S)
CONSTITUTED/TO BE CONSTITUTED BY THE BOARD
TO EXERCISE ITS POWERS, INCLUDING THE
POWERS CONFERRED BY THIS RESOLUTION), AS
PER THE STRUCTURE AND WITHIN THE LIMITS
PERMITTED BY THE RBI, UPTO AN AMOUNT OF INR
35,000 CRORES (RUPEES THIRTY FIVE THOUSAND
CRORES ONLY) IN DOMESTIC AND/OR OVERSEAS
MARKETS WITHIN THE OVERALL BORROWING LIMITS
OF THE BANK." "RESOLVED FURTHER THAT THE
DIRECTOR(S)/OFFICER(S) OF THE BANK BE AND
ARE HEREBY SEVERALLY AUTHORIZED TO EXECUTE
ALL SUCH AGREEMENTS, DOCUMENTS, INSTRUMENTS
AND WRITINGS AS DEEMED NECESSARY, FILE
REQUISITE FORMS OR APPLICATIONS WITH
STATUTORY/REGULATORY AUTHORITIES, WITH THE
POWER TO SETTLE ALL QUESTIONS, DIFFICULTIES
OR DOUBTS THAT MAY ARISE, IN THIS EGARD, AS
HE/SHE MAY IN ITS SOLE AND ABSOLUTE
DISCRETION DEEM FIT AND TO DO ALL SUCH
ACTS, DEEDS, MATTERS AND THINGS AS MAY BE
CONSIDERED NECESSARY AND APPROPRIATE AND TO
DELEGATE ALL OR ANY OF ITS POWERS HEREIN
CONFERRED TO ANY OTHER
DIRECTOR(S)/OFFICER(S) OF THE BANK, TO GIVE
EFFECT TO THIS RESOLUTION
6 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt For For
SECTIONS 23, 41, 42 AND 62 (1) (C) AND
OTHER RELEVANT PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013, AS AMENDED, AND THE
RELEVANT RULES NOTIFIED THEREUNDER,
INCLUDING THE COMPANIES (PROSPECTUS AND
ALLOTMENT OF SECURITIES) RULES, 2014
(INCLUDING ANY STATUTORY AMENDMENT(S),
MODIFICATION(S), VARIATION(S) OR
RE-ENACTMENT(S) THERETO, FOR THE TIME BEING
IN FORCE) (THE "ACT"), THE RELEVANT
PROVISIONS OF THE BANKING REGULATION ACT,
1949, AND THE RULES, GUIDELINES AND
CIRCULARS ISSUED BY THE RESERVE BANK OF
INDIA (THE "RBI") IN THIS REGARD, FROM TIME
TO TIME, THE PROVISIONS OF THE FOREIGN
EXCHANGE MANAGEMENT ACT, 1999, AS AMENDED,
AND THE RULES AND REGULATIONS NOTIFIED
THEREUNDER (THE "FEMA"), THE FOREIGN
EXCHANGE MANAGEMENT (NON-DEBT INSTRUMENTS)
RULES, 2019, AS AMENDED, THE CURRENT
CONSOLIDATED FDI POLICY ISSUED BY THE
DEPARTMENT OF INDUSTRIAL POLICY AND
PROMOTION, MINISTRY OF COMMERCE AND
INDUSTRY, GOVERNMENT OF INDIA (THE "GOI"),
AS AMENDED, FROM TIME TO TIME, THE MASTER
DIRECTIONS - ISSUE AND PRICING OF SHARES BY
PRIVATE SECTOR BANKS, DIRECTIONS, 2016, THE
MASTER DIRECTIONS - OWNERSHIP IN PRIVATE
SECTOR BANKS, DIRECTIONS, 2016, THE RULES,
THE REGULATIONS, GUIDELINES, NOTIFICATIONS
AND CIRCULARS, IF ANY, PRESCRIBED BY THE
GOI, THE SECURITIES AND EXCHANGE BOARD OF
INDIA (ISSUE OF CAPITAL AND DISCLOSURE
REQUIREMENTS) REGULATIONS, 2018, AS AMENDED
(THE "SEBI ICDR REGULATIONS"), THE ISSUE OF
FOREIGN CURRENCY CONVERTIBLE BONDS AND
ORDINARY SHARES (THROUGH DEPOSITORY RECEIPT
MECHANISM) SCHEME, 1993, THE DEPOSITORY
RECEIPT SCHEME, 2014, THE SECURITIES AND
EXCHANGE BOARD OF INDIA (LISTING
OBLIGATIONS AND DISCLOSURE REQUIREMENTS)
REGULATIONS, 2015, (THE "SEBI LISTING
REGULATIONS"), AS AMENDED, AND SUBJECT TO
SUCH OTHER APPLICABLE RULES, REGULATIONS,
CIRCULARS, NOTIFICATIONS, CLARIFICATIONS
AND GUIDELINES ISSUED THEREON, FROM TIME TO
TIME, BY THE GOI, THE MINISTRY OF CORPORATE
AFFAIRS (THE "MCA"), THE RBI, THE
SECURITIES AND EXCHANGE BOARD OF INDIA (THE
"SEBI") AND THE STOCK EXCHANGES WHERE THE
EQUITY SHARES OF INR 2/- EACH OF THE BANK
(AS DEFINED HEREAFTER) ("EQUITY SHARES")
ARE LISTED AND THE ENABLING PROVISIONS OF
THE MEMORANDUM OF ASSOCIATION AND THE
ARTICLES OF ASSOCIATION OF AXIS BANK
LIMITED (THE "BANK") AND SUBJECT TO RECEIPT
OF REQUISITE APPROVALS, CONSENTS,
PERMISSIONS AND/ OR SANCTIONS, IF ANY, FROM
ANY OTHER APPROPRIATE GOVERNMENTAL/
STATUTORY/ REGULATORY AUTHORITIES AND
SUBJECT TO SUCH OTHER CONDITIONS AND
MODIFICATIONS AS MAY BE PRESCRIBED,
STIPULATED OR IMPOSED UPON BY ANY OF THE
SAID GOVERNMENTAL/ STATUTORY/ REGULATORY
AUTHORITIES, WHILE GRANTING SUCH APPROVALS,
CONSENTS, PERMISSIONS, AND/OR SANCTIONS,
WHICH MAY BE AGREED TO BY THE BOARD OF
DIRECTORS OF THE BANK (THE "BOARD", WHICH
TERM SHALL BE DEEMED TO INCLUDE ANY
COMMITTEE(S) OF DIRECTORS CONSTITUTED/ TO
BE CONSTITUTED BY THE BOARD, FROM TIME TO
TIME, TO EXERCISE ITS POWERS CONFERRED
HEREIN (THE "COMMITTEE")), CONSENT,
AUTHORITY AND APPROVAL OF THE MEMBERS OF
THE BANK BE AND IS HEREBY ACCORDED TO THE
BOARD TO CREATE, OFFER, ISSUE AND ALLOT
(INCLUDING WITH PROVISIONS FOR RESERVATION
ON FIRM AND/OR ON COMPETITIVE BASIS, OF
SUCH PART OF ISSUE AND FOR SUCH CATEGORIES
OF PERSONS AS MAY BE PERMITTED), WITH OR
WITHOUT GREEN SHOE OPTION, SUCH NUMBER OF
EQUITY SHARES, AND/OR EQUITY SHARES THROUGH
DEPOSITORY RECEIPTS, AND/OR SECURITIES
CONVERTIBLE INTO EQUITY SHARES AT THE
OPTION OF THE BANK AND/ OR THE HOLDERS OF
SUCH SECURITIES, AND/ OR SECURITIES LINKED
TO EQUITY SHARES, AND/OR ANY OTHER
INSTRUMENT OR SECURITIES REPRESENTING
EQUITY SHARES AND/ OR CONVERTIBLE
SECURITIES LINKED TO EQUITY SHARES (ALL OF
WHICH ARE HEREINAFTER COLLECTIVELY REFERRED
TO AS "SECURITIES") OR ANY COMBINATION OF
SECURITIES, IN ONE OR MORE TRANCHES,
WHETHER RUPEE DENOMINATED OR DENOMINATED IN
ONE OR MORE FOREIGN CURRENCY(IES), IN THE
COURSE OF INTERNATIONAL AND/ OR DOMESTIC
OFFERING(S) IN ONE OR MORE FOREIGN MARKETS
AND/OR DOMESTIC MARKET, OF PRIVATE
OFFERINGS AND/OR PREFERENTIAL ALLOTMENT
AND/OR QUALIFIED INSTITUTIONS PLACEMENT OR
ANY COMBINATION THEREOF, THROUGH ISSUE OF
PLACEMENT DOCUMENT OR OTHER PERMISSIBLE/
REQUISITE OFFER DOCUMENT TO ANY ELIGIBLE
PERSON, INCLUDING QUALIFIED INSTITUTIONAL
BUYERS, IN ACCORDANCE WITH CHAPTER VI OF
THE SEBI ICDR REGULATIONS, FOREIGN/
RESIDENT INVESTORS (WHETHER INSTITUTIONS,
INCORPORATED BODIES, MUTUAL FUNDS,
INDIVIDUALS OR OTHERWISE), VENTURE CAPITAL
FUNDS (FOREIGN OR INDIAN), ALTERNATE
INVESTMENT FUNDS, FOREIGN PORTFOLIO
INVESTORS OTHER THAN INDIVIDUALS, CORPORATE
BODIES AND FAMILY OFFICES, QUALIFIED
FOREIGN INVESTORS, INDIAN AND/ OR
MULTILATERAL FINANCIAL INSTITUTIONS, MUTUAL
FUNDS, NON-RESIDENT INDIANS, STABILIZING
AGENTS, PENSION FUNDS AND/OR ANY OTHER
CATEGORIES OF INVESTORS, WHETHER THEY BE
HOLDERS OF EQUITY SHARES OF THE BANK OR NOT
(COLLECTIVELY CALLED THE "INVESTORS") AS
MAY BE DECIDED BY THE BOARD, AT ITS SOLE
AND ABSOLUTE DISCRETION AND PERMITTED UNDER
THE APPLICABLE LAWS AND REGULATIONS, IN ONE
OR MORE TRANCHES, FOR AN AGGREGATE AMOUNT
NOT EXCEEDING INR 15,000 CRORES (RUPEES
FIFTEEN THOUSAND CRORES) OR AN EQUIVALENT
AMOUNT THEREOF (INCLUSIVE OF SUCH PREMIUM
AS MAY BE FIXED ON SUCH SECURITIES) (THE
"OFFERING") BY OFFERING THE SECURITIES AT
SUCH TIME OR TIMES, AT SUCH PRICE OR
PRICES, AT A DISCOUNT OR PREMIUM TO MARKET
PRICE OR AT PRICES AS PERMITTED UNDER THE
APPLICABLE LAWS, IN SUCH MANNER AND ON SUCH
TERMS AND CONDITIONS INCLUDING SECURITY,
RATE OF INTEREST ETC. AS MAY BE DEEMED
APPROPRIATE BY THE BOARD AT ITS SOLE AND
ABSOLUTE DISCRETION, INCLUDING THE
DISCRETION, TO DETERMINE THE CATEGORIES OF
INVESTORS TO WHOM THE OFFER, ISSUE AND
ALLOTMENT SHALL BE MADE TO THE EXCLUSION OF
OTHER CATEGORIES OF INVESTORS AT THE TIME
OF SUCH OFFER, ISSUE AND ALLOTMENT OF
EQUITY SHARES OF INR 2/- EACH OF THE BANK,
CONSIDERING THE PREVAILING MARKET
CONDITIONS AND OTHER RELEVANT FACTORS AND
WHEREVER NECESSARY IN CONSULTATION WITH
LEAD MANAGER(S) AND/OR UNDERWRITER(S)
AND/OR OTHER ADVISOR(S) AS THE BOARD MAY AT
ITS SOLE AND ABSOLUTE DISCRETION DEEM FIT
AND APPROPRIATE. " "RESOLVED FURTHER THAT
IN CASE OF ISSUANCE OF SECURITIES BY WAY OF
A QUALIFIED INSTITUTIONS PLACEMENTS
("QIP"), UNDER CHAPTER VI OF THE SEBI ICDR
REGULATIONS (THE "ELIGIBLE SECURITIES"): A.
THE PRICE OF THE ELIGIBLE SECURITIES SHALL
NOT BE LESS THAN THE PRICE AS MAY BE
DETERMINED, IN ACCORDANCE WITH THE PRICING
FORMULA PRESCRIBED UNDER PART IV OF CHAPTER
VI OF THE SEBI ICDR REGULATIONS. B. THE
BOARD MAY AT ITS SOLE AND ABSOLUTE
DISCRETION, ISSUE ELIGIBLE SECURITIES AT A
DISCOUNT OF NOT MORE THAN FIVE PER CENT
(5%) ON THE PRICE SO CALCULATED OR SUCH
OTHER DISCOUNT AS MAY BE PERMITTED TO THE
'FLOOR PRICE' AS MAY BE DETERMINED, IN
ACCORDANCE WITH THE PRICING FORMULA
PRESCRIBED UNDER PART IV OF CHAPTER VI OF
THE SEBI ICDR REGULATIONS. C. THE RELEVANT
DATE FOR DETERMINATION OF THE PRICE OF THE
EQUITY SHARES SHALL BE THE DATE OF THE
MEETING AT WHICH THE BOARD (WHICH TERM
SHALL BE DEEMED TO INCLUDE ANY COMMITTEE
THEREOF), DECIDES TO OPEN THE PROPOSED QIP,
IN TERMS OF THE PROVISIONS OF THE ACT, THE
SEBI ICDR REGULATIONS AND OTHER APPLICABLE
LAWS, RULES AND REGULATIONS. D. IN CASE
CONVERTIBLE SECURITIES ARE ISSUED TO
QUALIFIED INSTITUTIONAL BUYERS ("QIB")
UNDER CHAPTER VI OF THE SEBI ICDR
REGULATIONS, THE RELEVANT DATE FOR THE
PURPOSE OF PRICING OF SUCH SECURITIES SHALL
BE EITHER THE DATE OF THE MEETING AT WHICH
THE BOARD DECIDES TO OPEN THE PROPOSED QIP
OF SUCH CONVERTIBLE SECURITIES OR THE DATE
ON WHICH THE HOLDERS OF SUCH CONVERTIBLE
SECURITIES BECOME ENTITLED TO APPLY FOR THE
EQUITY SHARES, IN TERMS OF THE PROVISIONS
OF THE ACT, THE SEBI ICDR REGULATIONS AND
OTHER APPLICABLE LAWS, RULES AND
REGULATIONS. E. THE ALLOTMENT OF EQUITY
SHARES TO EACH QIB IN THE PROPOSED QIP
ISSUE SHALL NOT EXCEED FIVE PER CENT (5%)
OF THE POST ISSUED AND PAID UP CAPITAL OF
THE BANK OR SUCH OTHER LIMIT(S) AS MAY BE
PRESCRIBED UNDER THE APPLICABLE LAWS. F.
THE ALLOTMENT OF ELIGIBLE SECURITIES OR ANY
COMBINATION OF ELIGIBLE SECURITIES AS MAY
BE DECIDED BY THE BOARD TO THE EACH QIBS
SHALL BE FULLY PAID-UP AND THE ALLOTMENT OF
CONT CONTD SCHEME 1993, THE DEPOSITORY RECEIPT Non-Voting
SCHEME, 2014 AND OTHER APPLICABLE PRICING
PROVISIONS ISSUED BY THE MINISTRY OF
FINANCE. " "RESOLVED FURTHER THAT THE BANK
AND/OR ANY AGENCY OR BODY OR PERSON
AUTHORISED BY THE BOARD MAY ISSUE
DEPOSITORY RECEIPTS REPRESENTING THE
UNDERLYING EQUITY SHARES IN THE CAPITAL OF
THE BANK OR SUCH OTHER SECURITIES IN
NEGOTIABLE, REGISTERED OR BEARER FORM, WITH
SUCH FEATURES AND ATTRIBUTES AS MAY BE
REQUIRED AND TO PROVIDE FOR THE TRADABILITY
AND FREE TRANSFERABILITY THEREOF AS PER
PREVALENT MARKET PRACTICES AND REGULATIONS
(INCLUDING LISTING ON ONE OR MORE STOCK
EXCHANGE(S) IN OR OUTSIDE INDIA)."
"RESOLVED FURTHER THAT WITHOUT PREJUDICE TO
THE GENERALITY OF THE ABOVE, SUBJECT TO
APPLICABLE LAWS AND SUBJECT TO APPROVALS,
CONSENTS, PERMISSIONS, IF ANY, OF ANY
GOVERNMENTAL/ STATUTORY/ REGULATORY
AUTHORITY INCLUDING ANY CONDITIONS AS MAY
BE PRESCRIBED IN GRANTING SUCH APPROVALS OR
PERMISSIONS BY SUCH GOVERNMENTAL/
STATUTORY/ REGULATORY AUTHORITY, THE
AFORESAID ISSUE OF SECURITIES MAY HAVE ALL
OR ANY TERMS OR COMBINATION OF TERMS, IN
ACCORDANCE WITH PREVALENT MARKET PRACTICES
OR AS THE BOARD MAY AT ITS SOLE AND
ABSOLUTE DISCRETION DEEM FIT, INCLUDING BUT
NOT LIMITED TO THE TERMS AND CONDITIONS,
RELATING TO PAYMENT OF DIVIDEND, PREMIUM ON
REDEMPTION AT THE OPTION OF THE BANK AND/OR
HOLDERS OF ANY SECURITIES, OR VARIATION OF
THE PRICE OR PERIOD OF CONVERSION OF
SECURITIES INTO EQUITY SHARES OR ISSUE OF
EQUITY SHARES DURING THE PERIOD OF THE
SECURITIES OR TERMS PERTAINING TO VOTING
RIGHTS OR OPTION(S) FOR EARLY REDEMPTION OF
SECURITIES." "RESOLVED FURTHER THAT THE
BOARD BE AND IS HEREBY AUTHORISED TO
CREATE, ISSUE, OFFER AND ALLOT SUCH NUMBER
OF EQUITY SHARES AS MAY BE REQUIRED TO BE
ISSUED AND ALLOTTED, INCLUDING ISSUE AND
ALLOTMENT OF EQUITY SHARES UPON CONVERSION
OF ANY DEPOSITORY RECEIPTS OR OTHER
SECURITIES REFERRED TO ABOVE OR AS MAY BE
NECESSARY IN ACCORDANCE WITH THE TERMS OF
THE OFFER AND THAT ALL SUCH EQUITY SHARES
SHALL RANK PARI-PASSU INTER SE AND WITH THE
THEN EXISTING EQUITY SHARES OF THE BANK IN
ALL RESPECTS, INCLUDING DIVIDEND AND SHALL
BE SUBJECT TO THE PROVISIONS OF THE
MEMORANDUM OF ASSOCIATION AND THE ARTICLES
OF ASSOCIATION OF THE BANK." "RESOLVED
FURTHER THAT FOR THE PURPOSE OF GIVING
EFFECT TO THE RESOLUTIONS DESCRIBED ABOVE,
THE BOARD OR THE COMMITTEE DULY AUTHORISED
BY THE BOARD, IN THIS REGARD, BE AND IS
HEREBY AUTHORISED FOR AND ON BEHALF OF THE
BANK TO DO ALL SUCH ACTS, DEEDS, MATTERS
AND THINGS INCLUDING BUT NOT LIMITED TO
FINALISATION AND APPROVAL OF THE RELEVANT
OFFERING DOCUMENTS, DETERMINING THE FORM
AND MANNER OF THE ISSUE, THE NATURE AND
NUMBER OF SECURITIES TO BE ALLOTTED, TIMING
OF OFFERING, DETERMINATION OF PERSON(S) TO
WHOM THE SECURITIES WILL BE OFFERED AND
ALLOTTED, IN ACCORDANCE WITH APPLICABLE
LAWS, THE ISSUE PRICE, FACE VALUE,
DISCOUNTS PERMITTED UNDER APPLICABLE LAWS
(NOW OR HEREAFTER), PREMIUM AMOUNT ON
ISSUE/ CONVERSION OF THE SECURITIES, IF
ANY, RATE OF INTEREST, EXECUTION OF VARIOUS
AGREEMENTS, DEEDS, INSTRUMENTS AND OTHER
DOCUMENTS, AS IT MAY AT ITS SOLE AND
ABSOLUTE DISCRETION DEEM FIT, NECESSARY,
PROPER OR APPROPRIATE, AND TO GIVE
INSTRUCTIONS OR DIRECTIONS AND TO SETTLE
ALL QUESTIONS, DIFFICULTIES OR DOUBTS THAT
MAY ARISE WITH REGARD TO THE ISSUE, OFFER
OR ALLOTMENT OF SECURITIES (INCLUDING IN
RELATION TO ISSUE OF SUCH SECURITIES IN ONE
OR MORE TRANCHES FROM TIME TO TIME) AND
UTILISATION OF THE ISSUE PROCEEDS AND TO
ACCEPT AND TO GIVE EFFECT TO SUCH
MODIFICATIONS, CHANGES, VARIATIONS,
ALTERATIONS, DELETIONS, ADDITIONS AS
REGARDS THE TERMS AND CONDITIONS AS MAY BE
REQUIRED BY THE SEBI, THE REGISTRAR OF
COMPANIES, THE LEAD MANAGER(S), OR OTHER
AUTHORITIES OR AGENCIES INVOLVED IN OR
CONCERNED WITH THE ISSUE OF SECURITIES AND
AS THE BOARD OR THE COMMITTEE DULY
AUTHORISED BY THE BOARD, IN THIS REGARD,
MAY AT ITS SOLE AND ABSOLUTE DISCRETION
DEEM FIT AND APPROPRIATE IN THE BEST
INTEREST OF THE BANK, WITHOUT BEING
REQUIRED TO SEEK ANY FURTHER CONSENT OR
APPROVAL OF THE MEMBERS OF THE BANK OR
OTHERWISE AND THAT ALL OR ANY OF THE POWERS
CONFERRED HEREIN ON THE BANK AND THE BOARD
PURSUANT TO THIS SPECIAL RESOLUTION MAY BE
EXERCISED BY THE BOARD OR THE COMMITTEE
DULY AUTHORISED BY THE BOARD, IN THIS
REGARD, TO THE END AND INTENT THAT THE
MEMBERS SHALL BE DEEMED TO HAVE GIVEN THEIR
APPROVAL THERETO EXPRESSLY BY THE AUTHORITY
OF THIS SPECIAL RESOLUTION, AND ALL ACTIONS
TAKEN BY THE BOARD OR THE COMMITTEE DULY
AUTHORISED BY THE BOARD, IN THIS REGARD, TO
EXERCISE ITS POWERS, IN CONNECTION WITH ANY
MATTER(S) REFERRED TO OR CONTEMPLATED IN
ANY OF THE FOREGOING RESOLUTIONS BE AND ARE
HEREBY APPROVED, RATIFIED AND CONFIRMED, IN
ALL RESPECTS." "RESOLVED FURTHER THAT THE
BOARD OR THE COMMITTEE DULY AUTHORISED BY
THE BOARD, IN THIS REGARD, BE AND IS HEREBY
AUTHORISED TO ENGAGE/ APPOINT LEAD
MANAGERS, UNDERWRITERS, DEPOSITORIES,
CUSTODIANS, REGISTRARS, STABILISING AGENTS,
TRUSTEES, BANKERS, LAWYERS, ADVISORS AND
ALL SUCH AGENCIES AS MAY BE INVOLVED OR
CONCERNED IN SUCH OFFERINGS OF SECURITIES
AND TO REMUNERATE THEM BY WAY OF
COMMISSION, BROKERAGE, FEES OR THE LIKE AND
ALSO TO REIMBURSE THEM OUT OF POCKET
EXPENSES AND ALSO TO ENTER INTO AND EXECUTE
ALL SUCH ARRANGEMENTS, AGREEMENTS,
MEMORANDA, DOCUMENTS ETC. WITH SUCH
AGENCIES." "RESOLVED FURTHER THAT FOR THE
PURPOSE OF GIVING EFFECT TO THE ABOVE
RESOLUTIONS, THE BOARD OR THE COMMITTEE
DULY AUTHORISED BY THE BOARD, IN THIS
REGARD, BE AND IS HEREBY AUTHORIZED FOR AND
ON BEHALF OF THE BANK TO NEGOTIATE, MODIFY,
SIGN, EXECUTE, REGISTER, DELIVER INCLUDING
SIGN ANY DECLARATIONS OR NOTICE REQUIRED IN
CONNECTION WITH THE PRIVATE PLACEMENT OFFER
LETTER, INFORMATION MEMORANDUM, THE DRAFT
OFFER DOCUMENT, OFFER LETTER, OFFER
DOCUMENT, OFFER CIRCULAR OR PLACEMENT
DOCUMENT FOR ISSUE OF THE SECURITIES, TERM
SHEET, ISSUE AGREEMENT, REGISTRAR
AGREEMENT, ESCROW AGREEMENT, UNDERWRITING
AGREEMENT, PLACEMENT AGREEMENT, CONSORTIUM
AGREEMENT, TRUSTEE AGREEMENT, TRUST DEED,
SUBSCRIPTION AGREEMENT, PURCHASE AGREEMENT,
AGENCY AGREEMENT, AGREEMENTS WITH THE
DEPOSITORIES, SECURITY DOCUMENTS, AND OTHER
NECESSARY AGREEMENTS, MEMORANDUM OF
UNDERSTANDING, DEEDS, GENERAL UNDERTAKING/
INDEMNITY, CERTIFICATES, CONSENTS,
COMMUNICATIONS, AFFIDAVITS, APPLICATIONS
(INCLUDING THOSE TO BE FILED WITH THE
GOVERNMENTAL/ REGULATORY/ STATUTORY
AUTHORITIES, IF ANY) (THE "TRANSACTION
DOCUMENTS") (WHETHER BEFORE OR AFTER
EXECUTION OF THE TRANSACTION DOCUMENTS)
TOGETHER WITH ALL OTHER DOCUMENTS,
AGREEMENTS, INSTRUMENTS, LETTERS AND
WRITINGS REQUIRED IN CONNECTION WITH, OR
ANCILLARY TO, THE TRANSACTION DOCUMENTS
(THE "ANCILLARY DOCUMENTS") AS MAY BE
NECESSARY FOR THE AFORESAID PURPOSE
INCLUDING TO SIGN AND/OR DISPATCH ALL
FORMS, FILINGS, DOCUMENTS AND NOTICES TO BE
SIGNED, SUBMITTED AND/OR DISPATCHED BY IT
UNDER OR IN CONNECTION WITH THE DOCUMENTS
TO WHICH IT IS A PARTY AS WELL AS TO ACCEPT
AND EXECUTE ANY AMENDMENTS TO THE
TRANSACTION DOCUMENTS AND THE ANCILLARY
DOCUMENTS AND FURTHER TO DO ALL SUCH OTHER
ACTS, DEEDS, MATTERS AND THINGS, MENTIONED
HEREIN AS THEY MAY DEEM NECESSARY IN
CONNECTION WITH THE ISSUE OF THE
SECURITIES, IN ONE OR MORE TRANCHES, FROM
TIME TO TIME AND MATTERS CONNECTED
THEREWITH." "RESOLVED FURTHER THAT IN
RESPECT OF THE OFFERING, THE BOARD BE AND
IS HEREBY AUTHORISED TO DO ALL SUCH ACTS,
DEEDS, MATTERS AND THINGS AS IT MAY AT ITS
SOLE AND ABSOLUTE DISCRETION CONSIDER
NECESSARY, DESIRABLE OR APPROPRIATE,
INCLUDING SUBMITTING THE RELEVANT
APPLICATION TO THE STOCK EXCHANGE(S),
WHETHER IN INDIA OR ABROAD, FOR OBTAINING
INPRINCIPLE APPROVAL FOR LISTING OF
SECURITIES, FILING OF REQUISITE
DOCUMENTS/MAKING DECLARATIONS WITH THE MCA,
THE RBI, THE SEBI AND ANY OTHER
GOVERNMENTAL/ STATUTORY/ REGULATORY
AUTHORITIES, INCLUDING FILING OF FORM
FC-GPR, AND ANY OTHER DEED(S), DOCUMENT(S),
DECLARATION(S) AS MAY BE REQUIRED UNDER THE
APPLICABLE LAWS." "RESOLVED FURTHER THAT
THE BOARD BE AND IS HEREBY AUTHORISED TO
DELEGATE ALL OR ANY OF THE POWERS HEREIN
CONFERRED TO ANY COMMITTEE THEREOF, INTER
ALIA, INCLUDING THE POWER TO DETERMINE THE
--------------------------------------------------------------------------------------------------------------------------
AXIS BANK LTD Agenda Number: 713352362
--------------------------------------------------------------------------------------------------------------------------
Security: Y0487S137
Meeting Type: OTH
Meeting Date: 09-Dec-2020
Ticker:
ISIN: INE238A01034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 RE-APPOINTMENT OF SMT. KETAKI BHAGWATI (DIN Mgmt For For
07367868) AS AN INDEPENDENT DIRECTOR OF THE
BANK, FOR HER SECOND TERM OF THREE (3)
YEARS, WITH EFFECT FROM 19TH JANUARY 2021
2 APPOINTMENT OF SMT. MEENA GANESH (DIN: Mgmt For For
00528252) AS AN INDEPENDENT DIRECTOR OF THE
BANK, FOR A PERIOD OF FOUR (4) YEARS, WITH
EFFECT FROM 1ST AUGUST 2020
3 APPOINTMENT OF SHRI GOPALARAMAN PADMANABHAN Mgmt For For
(DIN: 07130908) AS AN INDEPENDENT DIRECTOR
OF THE BANK, FOR A PERIOD OF FOUR (4)
YEARS, WITH EFFECT FROM 28TH OCTOBER 2020
--------------------------------------------------------------------------------------------------------------------------
AYALA CORP Agenda Number: 713744349
--------------------------------------------------------------------------------------------------------------------------
Security: Y0486V115
Meeting Type: AGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: PHY0486V1154
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 501765 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 CALL TO ORDER Mgmt Abstain Against
2 CERTIFICATION OF NOTICE AND QUORUM Mgmt Abstain Against
3 APPROVAL OF MINUTES OF PREVIOUS MEETING Mgmt For For
4 ANNUAL REPORT Mgmt For For
5 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
DIRECTORS AND OFFICERS
6 ELECTION OF DIRECTOR: JAIME AUGUSTO ZOBEL Mgmt For For
DE AYALA
7 ELECTION OF DIRECTOR: FERNANDO ZOBEL DE Mgmt Against Against
AYALA
8 ELECTION OF DIRECTOR: CEZAR P. CONSING Mgmt Against Against
9 ELECTION OF DIRECTOR: DELFIN L. LAZARO Mgmt Against Against
10 ELECTION OF DIRECTOR: KEIICHI MATSUNAGA Mgmt Against Against
11 ELECTION OF DIRECTOR: RIZALINA G. MANTARING Mgmt For For
(INDEPENDENT DIRECTOR)
12 ELECTION OF DIRECTOR: ANTONIO JOSE U. Mgmt For For
PERIQUET (INDEPENDENT DIRECTOR)
13 ELECTION OF EXTERNAL AUDITOR AND FIXING ITS Mgmt For For
REMUNERATION: SYCIP GORRES VELAYO AND CO
14 CONSIDERATION OF SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING
15 ADJOURNMENT Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
AYALA LAND INC Agenda Number: 713773629
--------------------------------------------------------------------------------------------------------------------------
Security: Y0488F100
Meeting Type: AGM
Meeting Date: 21-Apr-2021
Ticker:
ISIN: PHY0488F1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 527698 DUE TO RECEIPT OF UPDATED
AGEDNA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 CALL TO ORDER Mgmt Abstain Against
2 CERTIFICATION OF NOTICE AND QUORUM Mgmt Abstain Against
3 APPROVAL OF MINUTES OF PREVIOUS MEETING Mgmt For For
4 ANNUAL REPORT Mgmt For For
5 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
DIRECTORS AND OFFICERS
6 APPROVAL OF THE MERGER OF THE COMPANY AND Mgmt Against Against
CEBU HOLDINGS, INC. AND ITS OTHER
SUBSIDIARIES
7 APPROVAL OF THE AMENDMENT OF THE COMPANY'S Mgmt For For
EMPLOYEE STOCK OWNERSHIP PLAN
8 ELECTION OF DIRECTOR: FERNANDO ZOBEL DE Mgmt For For
AYALA
9 ELECTION OF DIRECTOR: JAIME AUGUSTO ZOBEL Mgmt For For
DE AYALA
10 ELECTION OF DIRECTOR: BERNARD VINCENT O. DY Mgmt For For
11 ELECTION OF DIRECTOR: ANTONIO T. AQUINO Mgmt For For
12 ELECTION OF DIRECTOR: ARTURO G. CORPUZ Mgmt For For
13 ELECTION OF DIRECTOR: RIZALINA G. MANTARING Mgmt For For
(INDEPENDENT DIRECTOR)
14 ELECTION OF DIRECTOR: REX MA. A. MENDOZA Mgmt For For
(INDEPENDENT DIRECTOR)
15 ELECTION OF DIRECTOR: SHERISA P. NUESA Mgmt For For
(INDEPENDENT DIRECTOR)
16 ELECTION OF DIRECTOR: CESAR V. PURISIMA Mgmt For For
(INDEPENDENT DIRECTOR)
17 ELECTION OF EXTERNAL AUDITOR AND FIXING OF Mgmt For For
ITS REMUNERATION: SYCIP GORRES VELAYO AND
CO
18 CONSIDERATION OF SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING
19 ADJOURNMENT Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
BAIDU, INC. Agenda Number: 935333168
--------------------------------------------------------------------------------------------------------------------------
Security: 056752108
Meeting Type: Special
Meeting Date: 01-Mar-2021
Ticker: BIDU
ISIN: US0567521085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Change of Authorised Share Capital by Mgmt For
One-to-Eighty Subdivision of Shares: By an
Ordinary Resolution that each share
classified as Class A ordinary shares,
Class B ordinary shares and preferred
shares of a par value of US$0.00005 each in
the share capital of the Company (including
authorised issued and unissued class A
ordinary shares, class B ordinary shares
and preferred shares) be sub-divided into
80 shares of a par value of US$0.000000625
each (the "Subdivision"), such that,
following ...(due to space limits, see
proxy material for full proposal).
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER CHILE Agenda Number: 935295471
--------------------------------------------------------------------------------------------------------------------------
Security: 05965X109
Meeting Type: Special
Meeting Date: 26-Nov-2020
Ticker: BSAC
ISIN: US05965X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the proposed payment of a dividend Mgmt For
of Ch$0.87891310 per share, which amounts
to a total payment of Ch$165,627,770,083.
This amount is currently in retained
earnings and corresponds to 30% of 2019 net
income attributable to shareholders. This
will be paid in Chile the next bank
business day following the Meeting. For
more information regarding the fundamentals
for paying this dividend please see
https://santandercl.gcs-web.com/investors/s
hareholders-meetings
2. Approve the appointment of ICR credit Mgmt For
rating agency. A vote for this resolution
will be a vote for including ICR as a local
rating agency. For more information
regarding the fundamentals please see
https://santandercl.gcs-web.com/investors/s
hareholders-meetings
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD Agenda Number: 713436360
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 18-Jan-2021
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1203/2020120301224.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1203/2020120301308.pdf
1 TO CONSIDER AND APPROVE THE ELECTION OF MS. Mgmt For For
ZHANG KEQIU TO BE APPOINTED AS SHAREHOLDER
REPRESENTATIVE SUPERVISOR OF THE BANK
2 TO CONSIDER AND APPROVE THE 2019 Mgmt For For
REMUNERATION DISTRIBUTION PLAN FOR CHAIRMAN
OF THE BOARD OF DIRECTORS AND EXECUTIVE
DIRECTORS
3 TO CONSIDER AND APPROVE THE 2019 Mgmt For For
REMUNERATION DISTRIBUTION PLAN FOR CHAIRMAN
OF THE BOARD OF SUPERVISORS AND SHAREHOLDER
REPRESENTATIVE SUPERVISORS
--------------------------------------------------------------------------------------------------------------------------
BAOSHAN IRON & STEEL CO LTD Agenda Number: 713063523
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698U103
Meeting Type: EGM
Meeting Date: 15-Sep-2020
Ticker:
ISIN: CNE0000015R4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE APPLICATION FOR PUBLIC ISSUANCE OF Mgmt For For
SHORT-TERM CORPORATE BONDS
2 REPURCHASE AND CANCEL RESTRICTED SHARES OF Mgmt For For
SOME INCENTIVE PARTICIPANTS OF THE
SECOND-TERM RESTRICTED STOCK INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
BAOSHAN IRON & STEEL CO LTD Agenda Number: 713498930
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698U103
Meeting Type: EGM
Meeting Date: 25-Jan-2021
Ticker:
ISIN: CNE0000015R4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPURCHASE AND CANCELLATION OF SOME Mgmt For For
RESTRICTED STOCKS GRANTED UNDER THE 2ND
PHASE RESTRICTED STOCK INCENTIVE PLAN
2 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt Against Against
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
BAOSHAN IRON & STEEL CO LTD Agenda Number: 713570972
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698U103
Meeting Type: EGM
Meeting Date: 09-Feb-2021
Ticker:
ISIN: CNE0000015R4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 BY-ELECTION OF DIRECTOR: SHENG GENGHONG Mgmt For For
1.2 BY-ELECTION OF DIRECTOR: ZHOU XUEDONG Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BAOSHAN IRON & STEEL CO LTD Agenda Number: 713996013
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698U103
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: CNE0000015R4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
4 2020 ANNUAL ACCOUNTS Mgmt For For
5 2020 PROFIT DISTRIBUTION PLAN AND Mgmt For For
SHORTENING THE PROFIT DISTRIBUTION CIRCLE
FROM 2021 TO 2023: THE DETAILED PROFIT
DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH
DIVIDEND/10 SHARES (TAX
INCLUDED):CNY3.00000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
6 2021 FINANCIAL BUDGET Mgmt For For
7 2021 CONTINUING CONNECTED TRANSACTIONS Mgmt Against Against
8 2021 REAPPOINTMENT OF INDEPENDENT AND Mgmt For For
INTERNAL CONTROL AUDIT FIRM: ERNST YOUNG
HUA MING LLP
9 ISSUANCE QUOTA RESERVE OF BOND AND ISSUANCE Mgmt For For
PLAN
10 IMPLEMENTING RESULTS OF 2020 REMUNERATION Mgmt For For
FOR DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT
11 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
12.1 ELECTION OF DIRECTOR: ZOU JIXIN Mgmt For For
12.2 ELECTION OF DIRECTOR: HOU ANGUI Mgmt For For
12.3 ELECTION OF DIRECTOR: SHENG GENGHONG Mgmt For For
12.4 ELECTION OF DIRECTOR: YAO LINLONG Mgmt For For
12.5 ELECTION OF DIRECTOR: ZHOU XUEDONG Mgmt For For
12.6 ELECTION OF DIRECTOR: LUO JIANCHUAN Mgmt For For
13.1 ELECTION OF INDEPENDENT DIRECTOR: ZHANG Mgmt For For
KEHUA
13.2 ELECTION OF INDEPENDENT DIRECTOR: LU Mgmt For For
XIONGWEN
13.3 ELECTION OF INDEPENDENT DIRECTOR: XIE RONG Mgmt For For
13.4 ELECTION OF INDEPENDENT DIRECTOR: BAI Mgmt For For
YANCHUN
13.5 ELECTION OF INDEPENDENT DIRECTOR: TIAN YONG Mgmt For For
14.1 ELECTION OF NON-EMPLOYEE SUPERVISOR: ZHU Mgmt For For
YONGHONG
14.2 ELECTION OF NON-EMPLOYEE SUPERVISOR: YU Mgmt For For
HANSHENG
14.3 ELECTION OF NON-EMPLOYEE SUPERVISOR: ZHU Mgmt For For
HANMING
14.4 ELECTION OF NON-EMPLOYEE SUPERVISOR: WANG Mgmt For For
ZHEN
--------------------------------------------------------------------------------------------------------------------------
BB SEGURIDADE PARTICIPACOES SA Agenda Number: 713753348
--------------------------------------------------------------------------------------------------------------------------
Security: P1R1WJ103
Meeting Type: EGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: BRBBSEACNOR5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO RESOLVE ON THE PROPOSAL TO AMEND THE Mgmt For For
BYLAWS OF BB SEGURIDADE PARTICIPACOES S.A.
PROPOSED CHANGES TO THE CHAPTER III GENERAL
MEETINGS OF SHAREHOLDERS
2 TO RESOLVE ON THE PROPOSAL TO AMEND THE Mgmt For For
BYLAWS OF BB SEGURIDADE PARTICIPACOES S.A.
PROPOSED CHANGES TO THE CHAPTER IV
MANAGEMENT
3 TO RESOLVE ON THE PROPOSAL TO AMEND THE Mgmt For For
BYLAWS OF BB SEGURIDADE PARTICIPACOES S.A.
PROPOSED CHANGES TO THE CHAPTER V BOARD OF
DIRECTORS
4 TO RESOLVE ON THE PROPOSAL TO AMEND THE Mgmt For For
BYLAWS OF BB SEGURIDADE PARTICIPACOES S.A.
PROPOSED CHANGES TO THE CHAPTER VI
EXECUTIVE BOARD
5 TO RESOLVE ON THE PROPOSAL TO AMEND THE Mgmt For For
BYLAWS OF BB SEGURIDADE PARTICIPACOES S.A.
PROPOSED CHANGES TO THE CHAPTER VII
SUBSIDIARY BODIES OF THE ADMINISTRATION
6 TO RESOLVE ON THE PROPOSAL TO AMEND THE Mgmt For For
BYLAWS OF BB SEGURIDADE PARTICIPACOES S.A.
PROPOSED CHANGES TO THE CHAPTER X FISCAL
COUNCIL,
7 TO RESOLVE ON THE PROPOSAL TO AMEND THE Mgmt For For
BYLAWS OF BB SEGURIDADE PARTICIPACOES S.A.
PROPOSED CHANGES TO THE CHAPTER XVII
SPECIAL PROVISIONS
8 TO RESOLVE ON THE PROPOSAL TO CREATE THE Mgmt For For
MATCHING PROGRAM FOR MEMBERS OF THE
EXECUTIVE BOARD
--------------------------------------------------------------------------------------------------------------------------
BB SEGURIDADE PARTICIPACOES SA Agenda Number: 713909147
--------------------------------------------------------------------------------------------------------------------------
Security: P1R1WJ103
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: BRBBSEACNOR5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 540685 DUE TO RECEIPT OF
ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1 TO TAKE THE ACCOUNTS OF THE ADMINISTRATORS Mgmt For For
AND EXAMINE, DISCUSS AND VOTE THE FINANCIAL
STATEMENTS RELATED TO THE FISCAL YEAR ENDED
ON 12.31.2020
2 PURSUANT TO THE LAW 6404 FROM 12.15.1976, Mgmt For For
AND TO THE BYLAWS OF THE BB SEGURIDADE
PARTICIPACOES S.A., I PRESENT TO THE
RESOLUTION OF THIS SHAREHOLDERS MEETING THE
NET INCOME APPROPRIATION RELATED TO THE
FISCAL YEAR OF 2020, WHICH ARE AS FOLLOWS.
AMOUNTS IN BRL NET INCOME 3.850.771.362
RETAINED EARNINGS 42.352 ADJUSTED NET
INCOME 3.850.771.362 LEGAL RESERVE
REMUNERATION TO SHAREHOLDERS 2.695.582.305
INTEREST ON EQUITY DIVIDENDS 2.695.582.305
USE OF THE EQUALIZATION RESERVE OF
DIVIDENDS STATUTORY RESERVES 1.155.231.409
CAPITAL INJECTION FOR EQUALIZATION OF
CAPITAL COMPENSATION 1,155,231,409 AMOUNTS
REFERRING TO DIVIDENDS PRESCRIBED IN THE
1ST AND 2ND SEMESTERS OF 2020. OBTAINED BY
REDUCING THE NET INCOME FOR THE YEAR AT THE
AMOUNT IN THE LEGAL RESERVE
3.1 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt For For
CANDIDATE, TOTAL MEMBERS TO BE ELECTED, 7.
INDICATION OF CANDIDATES FOR THE BOARD OF
DIRECTORS, THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THERE ARE NUMBER OF
PLACES TO BE FILLED IN THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IF THE SHAREHOLDER
HOLDING VOTING SHARES ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION REFERRED TO IN THESE
FIELDS OCCURS. CARLOS MOTTA DOS SANTOS
3.2 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt Against Against
CANDIDATE, TOTAL MEMBERS TO BE ELECTED, 7.
INDICATION OF CANDIDATES FOR THE BOARD OF
DIRECTORS, THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THERE ARE NUMBER OF
PLACES TO BE FILLED IN THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IF THE SHAREHOLDER
HOLDING VOTING SHARES ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION REFERRED TO IN THESE
FIELDS OCCURS. MAURO RIBEIRO NETO
3.3 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt Against Against
CANDIDATE, TOTAL MEMBERS TO BE ELECTED, 7.
INDICATION OF CANDIDATES FOR THE BOARD OF
DIRECTORS, THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THERE ARE NUMBER OF
PLACES TO BE FILLED IN THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IF THE SHAREHOLDER
HOLDING VOTING SHARES ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION REFERRED TO IN THESE
FIELDS OCCURS. MARCIO HAMILTON FERREIRA
3.4 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt For For
CANDIDATE, TOTAL MEMBERS TO BE ELECTED, 7.
INDICATION OF CANDIDATES FOR THE BOARD OF
DIRECTORS, THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THERE ARE NUMBER OF
PLACES TO BE FILLED IN THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IF THE SHAREHOLDER
HOLDING VOTING SHARES ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION REFERRED TO IN THESE
FIELDS OCCURS. ARNALDO JOSE VOLLET
3.5 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt Against Against
CANDIDATE, TOTAL MEMBERS TO BE ELECTED, 7.
INDICATION OF CANDIDATES FOR THE BOARD OF
DIRECTORS, THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THERE ARE NUMBER OF
PLACES TO BE FILLED IN THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IF THE SHAREHOLDER
HOLDING VOTING SHARES ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION REFERRED TO IN THESE
FIELDS OCCURS. RICARDO MOURA DE ARAUJO
FARIA
3.6 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt Against Against
CANDIDATE, TOTAL MEMBERS TO BE ELECTED, 7.
INDICATION OF CANDIDATES FOR THE BOARD OF
DIRECTORS, THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THERE ARE NUMBER OF
PLACES TO BE FILLED IN THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IF THE SHAREHOLDER
HOLDING VOTING SHARES ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION REFERRED TO IN THESE
FIELDS OCCURS. CLAUDIO XAVIER SEEFELDER
FILHO
3.7 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt For For
CANDIDATE, TOTAL MEMBERS TO BE ELECTED, 7.
INDICATION OF CANDIDATES FOR THE BOARD OF
DIRECTORS, THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THERE ARE NUMBER OF
PLACES TO BE FILLED IN THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IF THE SHAREHOLDER
HOLDING VOTING SHARES ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION REFERRED TO IN THESE
FIELDS OCCURS. ISABEL DA SILVA RAMOS
CMMT FOR THE PROPOSAL 4 REGARDING THE ADOPTION Non-Voting
OF MULTIPLE VOTING PROCESS, PLEASE BE
ADVISED THAT YOU CAN ONLY VOTE FOR OR
ABSTAIN. AN AGAINST VOTE ON THIS PROPOSAL
REQUIRES PERCENTAGES TO BE ALLOCATED
AMONGST THE DIRECTORS IN PROPOSAL 5.1 TO
5.7. IN THIS CASE PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE IN ORDER TO
ALLOCATE PERCENTAGES AMONGST THE DIRECTORS
4 IN CASE OF ADOPTION OF THE MULTIPLE VOTE Mgmt Abstain Against
PROCESS, THE VOTES CORRESPONDING TO YOUR
ACTIONS MUST BE DISTRIBUTED IN EQUAL
PERCENTAGES BY THE CANDIDATES YOU HAVE
CHOSEN. IF THE SHAREHOLDER CHOOSES TO
ABSTAIN AND THE ELECTION OCCURS THROUGH THE
MULTIPLE VOTING PROCESS, HIS VOTE MUST BE
COUNTED AS AN ABSTENTION IN THE RESPECTIVE
RESOLUTION OF THE MEETING
5.1 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt Abstain Against
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED.
CARLOS MOTTA DOS SANTOS
5.2 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt Abstain Against
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED.
MAURO RIBEIRO NETO
5.3 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt Abstain Against
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED.
MARCIO HAMILTON FERREIRA
5.4 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt Abstain Against
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED.
ARNALDO JOSE VOLLET
5.5 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt Abstain Against
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED.
RICARDO MOURA DE ARAUJO FARIA
5.6 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt Abstain Against
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED.
CLAUDIO XAVIER SEEFELDER FILHO
5.7 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt Abstain Against
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED.
ISABEL DA SILVA RAMOS
6 INDICATION OF CANDIDATES FOR THE FISCAL Mgmt For For
COUNCIL, THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THERE ARE NUMBER OF
PLACES TO BE FILLED IN THE GENERAL
ELECTION. BRUNO MONTEIRO MARTINS
7 I SUBMIT TO YOUR REVIEW, IN ACCORDANCE WITH Mgmt For For
THE PROVISIONS OF ARTICLE 162, 3, OF LAW
6,404, OF 12.15.1976, AND IN ARTICLE 1 OF
LAW 9.292, OF 07.12.1996, THE PROPOSAL FOR
FIXING THE FEES OF MEMBERS OF THE FISCAL
COUNCIL AT 10 PERCENT OF THE AVERAGE
MONTHLY COMPENSATION PERCEIVED BY THE
MEMBERS OF THE EXECUTIVE BOARD, INCLUDING
THE CHRISTMAS BONUS, AND EXCLUDING AMOUNTS
RELATED TO VARIABLE COMPENSATION, HEALTH
INSURANCE, SUPPLEMENTARY PENSION PLAN, LIFE
INSURANCE, HOUSING ASSISTANCE AND REMOVAL
BENEFITS, FOR THE PERIOD FROM APRIL 2021 TO
MARCH 2022
8 I SUBMIT FOR YOUR REVIEW. A. THE PROPOSAL Mgmt For For
FOR FIXING THE GLOBAL AMOUNT FOR THE
PAYMENT OF FEES AND BENEFITS FOR THE
MEMBERS OF THE EXECUTIVE BOARD AND THE
BOARD OF DIRECTORS, FROM APRIL 2021 TO
MARCH 2022, UP TO ELEVEN MILLION, EIGHT
HUNDRED AND NINETY FIVE THOUSAND, TWO
HUNDRED REAIS AND SEVENTY EIGHT CENTS BRL
11,895,200.78 AND B THE PROPOSAL FOR FIXING
THE MONTHLY FEES OF THE MEMBERS OF THE
BOARD OF DIRECTORS AT ONE TENTH OF WHAT, ON
AVERAGE, THE MEMBERS OF THE EXECUTIVE BOARD
PERCEIVE, INCLUDING THE CHRISTMAS BONUS,
AND EXCLUDING AMOUNTS RELATED TO VARIABLE
COMPENSATION, HEALTH PLAN, SUPPLEMENTARY
PENSION PLAN, LIFE INSURANCE, HOUSING
ASSISTANCE AND REMOVAL BENEFITS, FOR THE
PERIOD FROM APRIL 2021 TO MARCH 2022
9 I SUBMIT FOR YOUR REVIEW. A PURSUANT TO THE Mgmt For For
PROVISIONS OF ART. 38, 8, OF DECREE NO.
8.945, OF 12.27.2016 AND ART. 10, ITEM XIII
OF THE COMPANY'S BYLAWS, THE PROPOSAL FOR
FIXING THE INDIVIDUAL MONTHLY COMPENSATION
OF THE MEMBERS OF THE AUDIT COMMITTEE AT
16.71 PERCENT OF THE AVERAGE MONTHLY
COMPENSATION PERCEIVED BY THE MEMBERS OF
THE EXECUTIVE BOARD, INCLUDING THE
CHRISTMAS BONUS, AND EXCLUDING VALUES
RELATED TO VARIABLE COMPENSATION, HEALTH
PLAN, SUPPLEMENTARY PENSION PLAN, LIFE
INSURANCE, HOUSING ASSISTANCE AND REMOVAL
BENEFITS, FOR THE PERIOD FROM APRIL 2021 TO
MARCH 2022, AND B PURSUANT TO THE
PROVISIONS OF ART. 32, 5 OF THE COMPANY'S
BYLAWS, THE PROPOSAL FOR FIXING THE MONTHLY
COMPENSATION OF THE INDEPENDENT MEMBER
ELECTED TO THE RELATED PARTIES TRANSACTIONS
COMMITTEE AT 16.71 PERCENT OF THE AVERAGE
MONTHLY COMPENSATION PERCEIVED BY THE
MEMBERS OF THE EXECUTIVE BOARD, INCLUDING
THE CHRISTMAS BONUS, AND EXCLUDING VALUES
RELATED TO VARIABLE COMPENSATION, HEALTH
PLAN, SUPPLEMENTARY PENSION PLAN, LIFE
INSURANCE, HOUSING ASSISTANCE AND REMOVAL
BENEFITS, FOR THE PERIOD FROM APRIL 2021 TO
MARCH 2022
10 DO YOU WISH TO REQUEST THE ADOPTION OF THE Mgmt Abstain Against
MULTIPLE VOTE PROCESS FOR THE ELECTION OF
THE BOARD OF DIRECTORS, IN ACCORDANCE WITH
ART.141 OF LAW 6,404 OF 1976
11 DO YOU WISH TO REQUEST THE SEPARATE Mgmt For For
ELECTION OF A MEMBER OF THE BOARD OF
DIRECTORS, PURSUANT TO ART. 141, 4, I, OF
LAW NO. 6,404 OF 1976
--------------------------------------------------------------------------------------------------------------------------
BEIGENE LTD Agenda Number: 935285583
--------------------------------------------------------------------------------------------------------------------------
Security: 07725L102
Meeting Type: Special
Meeting Date: 20-Nov-2020
Ticker: BGNE
ISIN: US07725L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT the grant of an option to acquire Mgmt For For
shares to Amgen Inc. ("Amgen") to allow
Amgen to subscribe for additional shares
under a specific mandate in an amount
necessary to enable it to increase (and
subsequently maintain) its ownership at
approximately 20.6% of the Company's
outstanding share capital, up to an
aggregate of 75,000,000 ordinary shares
during the option term, pursuant to the
terms of the Restated Amendment No. 2 dated
September 24, 2020 to the Share Purchase
Agreement ...Due to space limits, see proxy
material for full proposal.
--------------------------------------------------------------------------------------------------------------------------
BEIGENE LTD Agenda Number: 935434643
--------------------------------------------------------------------------------------------------------------------------
Security: 07725L102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: BGNE
ISIN: US07725L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 THAT Donald W. Glazer be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O2 THAT Michael Goller be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O3 THAT Thomas Malley be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O4 THAT Corazon (Corsee) D. Sanders be and is Mgmt For For
hereby re-elected to serve as a Class II
director until the 2024 annual general
meeting of the shareholders of the Company
and until her successor is duly elected and
qualified, subject to her earlier
resignation or removal.
O5 THAT the appointment of Ernst & Young Hua Mgmt For For
Ming LLP and Ernst & Young as the Company's
independent registered public accounting
firms for the fiscal year ending December
31, 2021 be and is hereby approved,
ratified and confirmed.
O6 THAT the granting of a share issue mandate Mgmt For For
to the Board of Directors to issue, allot
or deal with unissued ordinary shares
and/or American Depositary Shares not
exceeding 20% of the total number of issued
ordinary shares of the Company as of the
date of passing of this ordinary resolution
up to the next annual general meeting of
the shareholders of the Company be and is
hereby approved.
O7 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to each of Baker
Bros. Advisors LP and Hillhouse Capital
Management, Ltd. and parties affiliated
with each of them (the "Existing
Shareholders"), up to a maximum amount of
shares in order to maintain the same
shareholding percentage of each of the
Existing Shareholders (based on the
then-outstanding share capital of the
Company) before and after the allocation of
the corresponding securities.
O8 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to each of the
Existing Shareholders, up to a maximum
amount of shares in order to maintain the
same shareholding percentage of each of the
Existing Shareholders (based on the
then-outstanding share capital of the
Company) before and after the proposed
issue of shares (the "RMB Shares") to be
listed on the Science and Technology
Innovation Board (the "STAR Market") of the
Shanghai Stock Exchange.
O9 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to Amgen Inc.
("Amgen"), up to a maximum amount of shares
in order to maintain the same shareholding
percentage of Amgen (based on the then-
outstanding share capital of the Company)
before and after the allocation of the
corresponding securities issued pursuant to
an offering conducted pursuant to the
general mandate set forth in Resolution 6
for a period of five years, which period
will be subject to an extension on a
rolling basis each year.
O10 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to Amgen, up to a
maximum amount of shares in order to
maintain the same shareholding percentage
of Amgen (based on the then-outstanding
share capital of the Company) before and
after the proposed issue of shares to be
listed on the STAR Market and to be traded
in RMB pursuant to the general mandate set
forth in Resolution 6.
O11 THAT the grant of an option to acquire Mgmt For For
shares to Amgen to allow Amgen to subscribe
for additional shares under a specific
mandate in an amount necessary to enable it
to increase (and subsequently maintain) its
ownership at approximately 20.6% of the
Company's outstanding share capital, up to
an aggregate of 75,000,000 ordinary shares
during the option term, pursuant to the
terms of the Restated Amendment No. 2 dated
September 24, 2020 to the Share Purchase
Agreement dated October 31, 2019, as
amended.
O12 THAT the grant of the restricted share Mgmt Against Against
units ("RSUs") with a grant date fair value
of US$3,750,000 to Mr. John V. Oyler under
the Second Amended and Restated 2016 Share
Option and Incentive Plan (as amended, the
"2016 Plan"), according to the terms and
conditions described in the Proxy
Statement, be and is hereby approved.
O13 THAT the grant of RSUs with a grant date Mgmt Against Against
fair value of US$1,000,000 to Dr. Xiaodong
Wang under the 2016 Plan, according to the
terms and conditions described in the Proxy
Statement, be and is hereby approved.
O14 THAT the grant of the RSUs with a grant Mgmt Against Against
date fair value of US$200,000 to each of
other non-executive and independent non-
executive directors, Mr. Anthony C. Hooper,
Mr. Timothy Chen, Mr. Donald W. Glazer, Mr.
Michael Goller, Mr. Ranjeev Krishana, Mr.
Thomas Malley, Dr. Corazon (Corsee) D.
Sanders, Mr. Jing- Shyh (Sam) Su and Mr.
Qingqing Yi, under the 2016 Plan, according
to the terms and conditions described in
the Proxy Statement, be and is hereby
approved.
O15 THAT, on a non-binding, advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as disclosed in the
Proxy Statement, be and is hereby approved.
S16 THAT the adoption of the Sixth Amended and Mgmt For For
Restated Memorandum and Articles of
Association of the Company, be and is
hereby approved, conditioned on and subject
to the listing of RMB Shares on the STAR
Market.
O17 THAT the adjournment of the Annual Meeting Mgmt For For
by the chairman, if necessary, to solicit
additional proxies if there are
insufficient votes at the time of the
Annual General Meeting to approve any of
the proposals described above, and on the
reverse side, be and is hereby approved.
--------------------------------------------------------------------------------------------------------------------------
BGF RETAIL CO., LTD. Agenda Number: 713656102
--------------------------------------------------------------------------------------------------------------------------
Security: Y0R8SQ109
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: KR7282330000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 ELECTION OF INSIDE DIRECTOR: AN GI SEONG Mgmt For For
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
4 AMENDMENT OF ARTICLES ON RETIREMENT Mgmt For For
ALLOWANCE FOR DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
BID CORPORATION LIMITED Agenda Number: 713278302
--------------------------------------------------------------------------------------------------------------------------
Security: S11881109
Meeting Type: AGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: ZAE000216537
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 REAPPOINTMENT OF EXTERNAL AUDITOR: RESOLVED Mgmt For For
THAT, AS NOMINATED BY THE AUDIT AND RISK
COMMITTEE, PRICEWATERHOUSECOOPERS INC (PWC)
IS REAPPOINTED AS THE INDEPENDENT EXTERNAL
AUDITOR OF THE GROUP. IT IS NOTED THAT MR E
GERRYTS IS THE CURRENT INDIVIDUAL
REGISTERED AUDITOR BEING THE DESIGNATED
AUDITOR
2.O21 RE-ELECTION OF DIRECTOR: S KOSEFF Mgmt For For
2.O22 RE-ELECTION OF DIRECTOR: PC BALOYI Mgmt For For
2.O23 RE-ELECTION OF DIRECTOR: H WISEMAN Mgmt For For
3.O31 ELECTION OF AUDIT AND RISK COMMITTEE Mgmt For For
MEMBER: T ABDOOL-SAMAD
3.O32 ELECTION OF AUDIT AND RISK COMMITTEE Mgmt For For
MEMBER: PC BALOYI
3.O33 ELECTION OF AUDIT AND RISK COMMITTEE Mgmt For For
MEMBER: NG PAYNE
3.O34 ELECTION OF AUDIT AND RISK COMMITTEE Mgmt For For
MEMBER: H WISEMAN
4.O41 ENDORSEMENT OF BIDCORP REMUNERATION POLICY Mgmt Against Against
- NON-BINDING ADVISORY VOTE: REMUNERATION
POLICY
4.O42 ENDORSEMENT OF BIDCORP REMUNERATION POLICY Mgmt Against Against
- NON-BINDING ADVISORY VOTE: IMPLEMENTATION
OF REMUNERATION POLICY
5.O.5 GENERAL AUTHORITY TO DIRECTORS TO ALLOT AND Mgmt For For
ISSUE AUTHORISED BUT UNISSUED ORDINARY
SHARES
6.O.6 GENERAL AUTHORITY TO ISSUE SHARES FOR CASH Mgmt For For
7.O.7 PAYMENT OF DIVIDEND BY WAY OF PRO RATA Mgmt For For
REDUCTION OF STATED CAPITAL
8.O.8 CREATION AND ISSUE OF CONVERTIBLE Mgmt For For
DEBENTURES
9.O.9 DIRECTORS' AUTHORITY TO IMPLEMENT SPECIAL Mgmt For For
AND ORDINARY RESOLUTIONS
10.S1 GENERAL AUTHORITY TO ACQUIRE (REPURCHASE) Mgmt For For
SHARES
11.1 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: CHAIRMAN
11.2 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: LEAD INDEPENDENT
NON-EXECUTIVE DIRECTOR (SA)
11.3 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: LEAD INDEPENDENT DIRECTOR
(INTERNATIONAL) (AUD)
11.4 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: NON-EXECUTIVE DIRECTORS
(SA)
11.5 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: NON-EXECUTIVE DIRECTORS
(INTERNATIONAL) (AUD)
11.6 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: AUDIT AND RISK COMMITTEE
CHAIRMAN (INTERNATIONAL) (AUD)
11.7 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: AUDIT AND RISK COMMITTEE
CHAIRMAN (SA)
11.8 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: AUDIT AND RISK COMMITTEE
MEMBER (SA)
11.9 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: AUDIT AND RISK COMMITTEE
MEMBER (INTERNATIONAL) (AUD)
11.10 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: REMUNERATION COMMITTEE
CHAIRMAN (SA)
11.11 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: REMUNERATION COMMITTEE
CHAIRMAN (INTERNATIONAL) (AUD)
11.12 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: REMUNERATION COMMITTEE
MEMBER (SA)
11.13 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: REMUNERATION COMMITTEE
MEMBER (INTERNATIONAL) (AUD)
11.14 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: NOMINATIONS COMMITTEE
CHAIRMAN (SA)
11.15 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: NOMINATIONS COMMITTEE
CHAIRMAN (INTERNATIONAL) (AUD)
11.16 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: NOMINATIONS COMMITTEE
MEMBER (SA)
11.17 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: NOMINATIONS COMMITTEE
MEMBER (INTERNATIONAL) (AUD)
11.18 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: ACQUISITIONS COMMITTEE
CHAIRMAN (SA)
11.19 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: ACQUISITIONS COMMITTEE
CHAIRMAN (INTERNATIONAL) (AUD)
11.20 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: ACQUISITIONS COMMITTEE
MEMBER (SA)
11.21 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: ACQUISITIONS COMMITTEE
MEMBER (INTERNATIONAL) (AUD)
11.22 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: SOCIAL AND ETHICS
COMMITTEE CHAIRMAN (SA)
11.23 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: SOCIAL AND ETHICS
COMMITTEE CHAIRMAN (INTERNATIONAL) (AUD)
11.24 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: SOCIAL AND ETHICS
COMMITTEE MEMBER (SA)
11.25 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: SOCIAL AND ETHICS
COMMITTEE MEMBER (INTERNATIONAL) (AUD)
11.26 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: AD HOC MEETING (SA)
11.27 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: AD HOC MEETING
(INTERNATIONAL) (AUD)
11.28 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: TRAVEL PER MEETING CYCLE
(SA)
11.29 APPROVAL OF NON-EXECUTIVE DIRECTORS' ANNUAL Mgmt For For
FEES - 2020/2021: TRAVEL PER MEETING CYCLE
(INTERNATIONAL) (AUD)
12.S3 GENERAL AUTHORITY TO PROVIDE FINANCIAL Mgmt For For
ASSISTANCE TO RELATED OR INTER-RELATED
COMPANIES AND CORPORATIONS
--------------------------------------------------------------------------------------------------------------------------
BIDVEST GROUP LTD Agenda Number: 713313524
--------------------------------------------------------------------------------------------------------------------------
Security: S1201R162
Meeting Type: AGM
Meeting Date: 27-Nov-2020
Ticker:
ISIN: ZAE000117321
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1.1 RE-ELECTION OF DIRECTORS THAT RETIRE BY Mgmt For For
ROTATION: EK DIACK
O.1.2 RE-ELECTION OF DIRECTORS THAT RETIRE BY Mgmt For For
ROTATION: GC MCMAHON
O.1.3 RE-ELECTION OF DIRECTORS THAT RETIRE BY Mgmt For For
ROTATION: AK MADITSE
O.2.1 ELECTION OF NON-EXECUTIVE DIRECTOR: MJD Mgmt For For
RUCK
O.2.2 ELECTION OF NON-EXECUTIVE DIRECTOR: N Mgmt For For
SIYOTULA
O.3 RE-APPOINTMENT OF INDEPENDENT EXTERNAL Mgmt For For
AUDITOR: PRICEWATERHOUSECOOPERS INC. (AND
THE DESIGNATED PARTNER MR CRAIG WEST)
O.4.1 ELECTION OF MEMBER OF THE AUDIT COMMITTEE: Mgmt For For
EK DIACK, SUBJECT TO BEING RE-ELECTED AS A
DIRECTOR
O.4.2 ELECTION OF MEMBER OF THE AUDIT COMMITTEE: Mgmt For For
RD MOKATE
O.4.3 ELECTION OF MEMBER OF THE AUDIT COMMITTEE: Mgmt For For
N SIYOTULA, SUBJECT TO BEING ELECTED AS A
DIRECTOR
O.4.4 ELECTION OF MEMBER OF THE AUDIT COMMITTEE: Mgmt For For
NW THOMSON
O.5 PLACING AUTHORISED BY UNISSUED ORDINARY Mgmt For For
SHARES UNDER THE CONTROL OF DIRECTORS
O.6 GENERAL AUTHORITY TO ISSUE SHARES FOR CASH Mgmt For For
O.7 PAYMENT OF DIVIDEND BY WAY OF PRO RATA Mgmt For For
REDUCTION OF SHARE CAPITAL OR SHARE PREMIUM
O.8 RATIFICATION RELATING TO PERSONAL FINANCIAL Mgmt For For
INTEREST ARISING FROM MULTIPLE OFFICES IN
THE GROUP
O.9 DIRECTORS' AUTHORITY TO IMPLEMENT SPECIAL Mgmt For For
AND ORDINARY RESOLUTIONS
NB.1 REMUNERATION POLICY Mgmt For For
NB.2 IMPLEMENTATION OF REMUNERATION POLICY Mgmt For For
S.1 ADOPTION OF NEW MEMORANDUM OF INCORPORATION Mgmt For For
S.2 NON-EXECUTIVE DIRECTOR REMUNERATION Mgmt For For
S.3 GENERAL AUTHORITY TO REPURCHASE SHARES Mgmt For For
S.4 GENERAL AUTHORITY TO PROVIDE FINANCIAL Mgmt For For
ASSISTANCE TO RELATED OR INTER-RELATED
COMPANIES AND CORPORATIONS
CMMT 02 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
RESOLUTION O.1.2. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BIM BIRLESIK MAGAZALAR A.S. Agenda Number: 713447616
--------------------------------------------------------------------------------------------------------------------------
Security: M2014F102
Meeting Type: EGM
Meeting Date: 06-Jan-2021
Ticker:
ISIN: TREBIMM00018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 OPENING, ELECTION OF CHAIRMAN AND GRANTING Mgmt For For
CHAIRMAN AUTHORIZATION TO SIGN
EXTRAORDINARY GENERAL ASSEMBLY MEETING
MINUTES
2 DISCUSSION AND RESOLUTION OF THE BOARD OF Mgmt For For
DIRECTORS' RECOMMENDATION ON DIVIDEND
PAYMENT FROM EXTRAORDINARY RESERVES
3 INFORMING THE GENERAL ASSEMBLY ABOUT THE Mgmt Abstain Against
SHARE PAYBACK PROGRAM TRANSACTIONS REALIZED
BETWEEN 07.08.2020 - 26.11.2020
4 WISHES AND CLOSING Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
BIM BIRLESIK MAGAZALAR A.S. Agenda Number: 713711198
--------------------------------------------------------------------------------------------------------------------------
Security: M2014F102
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: TREBIMM00018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 OPENING, ELECTION OF MODERATOR AND Mgmt For For
AUTHORIZATION OF THE MODERATOR TO SIGN THE
ORDINARY GENERAL ASSEMBLY MEETING MINUTES
2 READING AND NEGOTIATING THE ANNUAL REPORT Mgmt For For
FOR THE YEAR 2020
3 READING AND NEGOTIATING THE AUDITORS Mgmt For For
REPORTS FOR THE YEAR 2020
4 REVIEW, NEGOTIATION AND APPROVAL OF THE Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR 2020
5 DECISION ON ACQUITTAL OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS DUE TO THEIR ACTIVITIES
IN THE YEAR 2020
6 DISCUSSION AND RESOLUTION OF RECOMMENDATION Mgmt For For
OF THE BOARD OF DIRECTORS REGARDING PROFIT
DISTRIBUTION FOR THE YEAR 2020
7 ELECTION OF THE NEW BOARD MEMBERS AND Mgmt For For
DETERMINATION OF THEIR MONTHLY
PARTICIPATION FEE
8 GRANT OF AUTHORIZATION TO THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS SO THAT THEY CAN
CARRY OUT THE DUTIES SPECIFIED IN ARTICLES
395 AND 396 OF THE TURKISH COMMERCIAL CODE
AND IN COMPLIANCE WITH THE CORPORATE
GOVERNANCE PRINCIPLES ISSUED BY CAPITAL
MARKET BOARD, INFORMING THE GENERAL
ASSEMBLY ON TRANSACTIONS PERFORMED WITH
RELATED PARTIES IN 2020
9 PRESENTATION OF THE DONATIONS AND AIDS BY Mgmt Abstain Against
THE COMPANY IN 2020 FOR THE GENERAL
ASSEMBLY'S INFORMATION
10 INFORMING SHAREHOLDERS THAT NO PLEDGE, Mgmt Abstain Against
GUARANTEE AND HYPOTHEC WERE GRANTED BY THE
COMPANY IN FAVOR OF THIRD PARTIES BASED ON
THE CORPORATE GOVERNANCE COMMUNIQU OF THE
CAPITAL MARKETS BOARD
11 APPROVAL OF THE INDEPENDENT AUDITOR Mgmt For For
SELECTION MADE BY THE BOARD OF DIRECTORS AS
PER THE TURKISH COMMERCIAL LAW AND
REGULATIONS OF THE CAPITAL MARKETS BOARD
12 WISHES AND CLOSING Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
BINDAWOOD HOLDING COMPANY Agenda Number: 714304540
--------------------------------------------------------------------------------------------------------------------------
Security: M19960109
Meeting Type: EGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: SA154HG210H6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 VOTING ON THE REPORT OF THE BOARD OF Mgmt For For
DIRECTORS FOR THE FINANCIAL YEAR ENDED
31/12/2020
2 VOTING ON THE COMPANY EXTERNAL AUDITOR Mgmt For For
REPORT FOR THE FINANCIAL YEAR ENDED
31/12/2020
3 VOTING ON THE COMPANY FINANCIAL STATEMENTS Mgmt For For
FOR THE FINANCIAL YEAR ENDED 31/12/2020
4 VOTING ON THE BUSINESS CONTRACTS CONDUCTED Mgmt For For
BETWEEN THE COMPANY AND NATIONAL LEADER FOR
REAL ESTATE COMPANY LTD., IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO LEASE CONTRACTS
BASED IN JEDDAH -ALMADINAH ROAD, STARTING
ON 01/01/2019 FOR THE TERM OF 7 YEARS,
SUBJECT TO AUTOMATIC RENEWAL WITH NO
PREFERENTIAL TERMS AND IN THE AMOUNT OF SAR
(5,000,000) PER ANNUM
5 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND NATIONAL
LEADER FOR REAL ESTATE COMPANY LTD., IN
WHICH THE BOARD MEMBERS ABDULRAZZAG
BINDAWOOD, ABDUL KHALIQ BINDAWOOD, KHALID
BINDAWOOD, AHMAD AR. BINDAWOOD, TARIQ
ABDULLAH BINDAWOOD HAVE AN INDIRECT
INTEREST. THESE BUSINESSES AND CONTRACTS
PERTAIN TO LEASE CONTRACTS IN MAKKAH
-SHISHA, STARTING ON 01/01/2019 FOR THE
TERM OF 7 YEARS, AND SUBJECT TO AUTOMATIC
RENEWAL WITH NO PREFERENTIAL TERMS AND IN
THE AMOUNT OF SAR (5,000,000) PER ANNUM
6 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND NATIONAL
LEADER FOR REAL ESTATE COMPANY LTD., IN
WHICH THE BOARD MEMBERS ABDULRAZZAG
BINDAWOOD, ABDUL KHALIQ BINDAWOOD, KHALID
BINDAWOOD, AHMAD AR. BINDAWOOD, TARIQ
ABDULLAH BINDAWOOD HAVE AN INDIRECT
INTEREST. THESE BUSINESSES AND CONTRACTS
PERTAIN TO LEASE CONTRACTS IN JEDDAH
-ALHAMRA, STARTING ON 01/01/2019 FOR THE
TERM OF 7 YEARS, WITH AUTOMATIC RENEWAL
WITH NO PREFERENTIAL TERMS, AND IN THE
AMOUNT OF SAR (3,500,000) PER ANNUM AND FOR
THE FINANCIAL YEAR 2020
7 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND NATIONAL
LEADER FOR REAL ESTATE COMPANY LTD., IN
WHICH THE BOARD MEMBERS ABDULRAZZAG
BINDAWOOD, ABDUL KHALIQ BINDAWOOD, KHALID
BINDAWOOD, AHMAD AR. BINDAWOOD, TARIQ
ABDULLAH BINDAWOOD HAVE AN INDIRECT
INTEREST. THESE BUSINESSES AND CONTRACTS
PERTAIN TO LEASE CONTRACTS IN JEDDAH -KING
FAHAD ROAD, STARTING ON 01/01/2019 FOR THE
TERM OF 7 YEARS, WITH AUTOMATIC RENEWAL
WITH NO PREFERENTIAL TERMS, AND IN THE
AMOUNT OF SAR (2,500,000) PER ANNUM AND FOR
THE FINANCIAL YEAR 2020
8 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND NATIONAL
LEADER FOR REAL ESTATE COMPANY LTD., IN
WHICH THE BOARD MEMBERS ABDULRAZZAG
BINDAWOOD, ABDUL KHALIQ BINDAWOOD, KHALID
BINDAWOOD, AHMAD AR. BINDAWOOD, TARIQ
ABDULLAH BINDAWOOD HAVE AN INDIRECT
INTEREST. THESE BUSINESSES AND CONTRACTS
PERTAIN TO LEASE CONTRACTS IN MAKKAH
-AWALI, STARTING ON 01/01/2019 FOR THE TERM
OF 7 YEARS, SUBJECT TO AUTOMATIC RENEWAL,
WITH NO PREFERENTIAL TERMS AND IN THE
AMOUNT OF SAR (2,500,000) PER ANNUM
9 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND NATIONAL
LEADER FOR REAL ESTATE COMPANY LTD., IN
WHICH THE BOARD MEMBERS ABDULRAZZAG
BINDAWOOD, ABDUL KHALIQ BINDAWOOD, KHALID
BINDAWOOD, AHMAD AR. BINDAWOOD, TARIQ
ABDULLAH BINDAWOOD HAVE AN INDIRECT
INTEREST. THESE BUSINESSES AND CONTRACTS
PERTAIN TO LEASE CONTRACTS IN MAKKAH
-RUSAIFA, STARTING ON 01/01/2019 FOR THE
PERIOD OF 7 YEARS, SUBJECT TO AUTOMATIC
RENEWAL WITH NO PREFERENTIAL TERMS AND IN
THE AMOUNT OF SAR (3,000,000) PER ANNUM
10 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND NATIONAL
LEADER FOR REAL ESTATE COMPANY LTD., IN
WHICH THE BOARD MEMBERS ABDULRAZZAG
BINDAWOOD, ABDUL KHALIQ BINDAWOOD, KHALID
BINDAWOOD, AHMAD AR. BINDAWOOD, TARIQ
ABDULLAH BINDAWOOD HAVE AN INDIRECT
INTEREST. THESE BUSINESSES AND CONTRACTS
PERTAIN TO LEASE CONTRACTS IN ALMADINAH -
ROTANA, STARTING ON 01/01/2019 FOR THE TERM
OF 7 YEARS, SUBJECT TO AUTOMATIC RENEWAL
WITH NO PREFERENTIAL TERMS AND IN THE
AMOUNT OF SAR (5,000,000) PER ANNUM
11 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND NATIONAL
LEADER FOR REAL ESTATE COMPANY LTD., IN
WHICH THE BOARD MEMBERS ABDULRAZZAG
BINDAWOOD, ABDUL KHALIQ BINDAWOOD, KHALID
BINDAWOOD, AHMAD AR. BINDAWOOD, TARIQ
ABDULLAH BINDAWOOD HAVE AN INDIRECT
INTEREST. THESE BUSINESSES AND CONTRACTS
PERTAIN TO LEASE CONTRACTS IN ALMADINAH
-JAMAAT, STARTING ON 01/01/2019 FOR THE
PERIOD OF 7 YEARS, SUBJECT TO AUTOMATIC
RENEWAL WITH NO PREFERENTIAL TERMS AND IN
THE AMOUNT OF SAR (2,000,000) PER ANNUM
12 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND NATIONAL
LEADER FOR REAL ESTATE COMPANY LTD., IN
WHICH THE BOARD MEMBERS ABDULRAZZAG
BINDAWOOD, ABDUL KHALIQ BINDAWOOD, KHALID
BINDAWOOD, AHMAD AR. BINDAWOOD, TARIQ
ABDULLAH BINDAWOOD HAVE AN INDIRECT
INTEREST. THESE BUSINESSES AND CONTRACTS
PERTAIN TO LEASE CONTRACTS IN JEDDAH
-CENTRAL BAKERY, STARTING ON 01/01/2019 FOR
THE TERM OF 7 YEARS, SUBJECT TO AUTOMATIC
RENEWAL WITH NO PREFERENTIAL TERMS AND IN
THE AMOUNT OF SAR (300,000) PER ANNUM
13 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND NATIONAL
LEADER FOR REAL ESTATE COMPANY LTD., IN
WHICH THE BOARD MEMBERS ABDULRAZZAG
BINDAWOOD, ABDUL KHALIQ BINDAWOOD, KHALID
BINDAWOOD, AHMAD AR. BINDAWOOD, TARIQ
ABDULLAH BINDAWOOD HAVE AN INDIRECT
INTEREST. THESE BUSINESSES AND CONTRACTS
PERTAIN TO LEASE CONTRACTS IN MAKKAH -HARAM
ACCOMMODATION, STARTING ON 01/01/2019 FOR
THE TERM OF 7 YEARS, SUBJECT TO AUTOMATIC
RENEWAL WITH NO PREFERENTIAL TERMS AND IN
THE AMOUNT OF SAR (180,000) PER ANNUM
14 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND NATIONAL
LEADER FOR REAL ESTATE COMPANY LTD., IN
WHICH THE BOARD MEMBERS ABDULRAZZAG
BINDAWOOD, ABDUL KHALIQ BINDAWOOD, KHALID
BINDAWOOD, AHMAD AR. BINDAWOOD, TARIQ
ABDULLAH BINDAWOOD HAVE AN INDIRECT
INTEREST. THESE BUSINESSES AND CONTRACTS
PERTAIN TO LEASE CONTRACTS IN MAKKAH -ABRAJ
AL BAIT ACCOMMODATION, STARTING ON
01/01/2019 FOR THE TERM OF 7 YEARS, SUBJECT
TO AUTOMATIC RENEWAL WITH NO PREFERENTIAL
TERMS AND IN THE AMOUNT OF SAR (1,000,000)
PER ANNUM
15 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND NATIONAL
LEADER FOR REAL ESTATE COMPANY LTD., IN
WHICH THE BOARD MEMBERS ABDULRAZZAG
BINDAWOOD, ABDUL KHALIQ BINDAWOOD, KHALID
BINDAWOOD, AHMAD AR. BINDAWOOD, TARIQ
ABDULLAH BINDAWOOD HAVE AN INDIRECT
INTEREST. THESE BUSINESSES AND CONTRACTS
PERTAIN TO LEASE CONTRACTS IN JEDDAH -HAMRA
ACCOMMODATION, STARTING ON 01/01/2019 FOR
THE TERM OF 7 YEARS, SUBJECT TO AUTOMATIC
RENEWAL WITH NO PREFERENTIAL TERMS AND IN
THE AMOUNT OF SAR (300,000) PER ANNUM
16 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND NATIONAL
LEADER FOR REAL ESTATE COMPANY LTD., IN
WHICH THE BOARD MEMBERS ABDULRAZZAG
BINDAWOOD, ABDUL KHALIQ BINDAWOOD, KHALID
BINDAWOOD, AHMAD AR. BINDAWOOD, TARIQ
ABDULLAH BINDAWOOD HAVE AN INDIRECT
INTEREST. THESE BUSINESSES AND CONTRACTS
PERTAIN TO LEASE CONTRACTS IN RIYADH
-MERSAL VILLA ACCOMMODATION, STARTING ON
01/01/2019 FOR THE TERM OF 7 YEARS, SUBJECT
TO AUTOMATIC RENEWAL WITH NO PREFERENTIAL
TERMS AND IN THE AMOUNT OF SAR (3,000,000)
PER ANNUM
17 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND NATIONAL
LEADER FOR REAL ESTATE COMPANY LTD., IN
WHICH THE BOARD MEMBERS ABDULRAZZAG
BINDAWOOD, ABDUL KHALIQ BINDAWOOD, KHALID
BINDAWOOD, AHMAD AR. BINDAWOOD, TARIQ
ABDULLAH BINDAWOOD HAVE AN INDIRECT
INTEREST. THESE BUSINESSES AND CONTRACTS
PERTAIN TO LEASE CONTRACTS IN JEDDAH -KING
FAHAD ROAD, STARTING ON 01/01/2019 FOR THE
TERM OF 9 YEARS, SUBJECT TO AUTOMATIC
RENEWAL WITH NO PREFERENTIAL TERMS AND IN
THE AMOUNT OF SAR (400,000) PER ANNUM
18 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND NATIONAL
LEADER FOR REAL ESTATE COMPANY LTD., IN
WHICH THE BOARD MEMBERS ABDULRAZZAG
BINDAWOOD, ABDUL KHALIQ BINDAWOOD, KHALID
BINDAWOOD, AHMAD AR. BINDAWOOD, TARIQ
ABDULLAH BINDAWOOD HAVE AN INDIRECT
INTEREST. THESE BUSINESSES AND CONTRACTS
PERTAIN TO LEASE CONTRACTS IN JEDDAH -RIHAB
ACCOMMODATION, STARTING ON 01/01/2019 FOR
THE TERM OF 9 YEARS, SUBJECT TO AUTOMATIC
RENEWAL WITH NO PREFERENTIAL TERMS AND IN
THE AMOUNT OF SAR (170,000) PER ANNUM
19 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND NATIONAL
LEADER FOR REAL ESTATE COMPANY LIMITED, IN
WHICH THE BOARD MEMBERS ABDULRAZZAG
BINDAWOOD, ABDUL KHALIQ BINDAWOOD, KHALID
BINDAWOOD, AHMAD AR. BINDAWOOD, TARIQ
ABDULLAH BINDAWOOD HAVE AN INDIRECT
INTEREST. THESE BUSINESSES AND CONTRACTS
PERTAIN TO LEASE CONTRACTS IN ALMADINAH -
JAMEAT ACCOMMODATION, STARTING ON
01/01/2019 FOR THE TERM OF 9 YEARS, WITH
AUTOMATIC RENEWAL WITH NO PREFERENTIAL
TERMS, AND IN THE AMOUNT OF SAR (300,000)
PER ANNUM AND FOR THE FINANCIAL YEAR 2020
20 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND NATIONAL
LEADER FOR REAL ESTATE COMPANY LTD., IN
WHICH THE BOARD MEMBERS ABDULRAZZAG
BINDAWOOD, ABDUL KHALIQ BINDAWOOD, KHALID
BINDAWOOD, AHMAD AR. BINDAWOOD, TARIQ
ABDULLAH BINDAWOOD HAVE AN INDIRECT
INTEREST. THESE BUSINESSES AND CONTRACTS
PERTAIN TO LEASE CONTRACTS IN BAHRA
-BINDAWOOD STORES CO. WAREHOUSE, STARTING
ON 01/01/2019 FOR THE TERM OF 7 YEARS, WITH
AUTOMATIC RENEWAL WITH NO PREFERENTIAL
TERMS, AND IN THE AMOUNT OF SAR (4,500,000)
PER ANNUM AND FOR THE FINANCIAL YEAR 2020
21 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND NATIONAL
LEADER FOR REAL ESTATE COMPANY LTD., IN
WHICH THE BOARD MEMBERS ABDULRAZZAG
BINDAWOOD, ABDUL KHALIQ BINDAWOOD, KHALID
BINDAWOOD, AHMAD AR. BINDAWOOD, TARIQ
ABDULLAH BINDAWOOD HAVE AN INDIRECT
INTEREST. THESE BUSINESSES AND CONTRACTS
PERTAIN TO LEASE CONTRACTS IN BAHRA -DANUBE
CO. WAREHOUSE, STARTING ON 01/01/2019 FOR
THE TERM OF 7 YEARS, WITH AUTOMATIC RENEWAL
WITH NO PREFERENTIAL TERMS, AND IN THE
AMOUNT OF SAR (1,500,000) PER ANNUM AND FOR
THE FINANCIAL YEAR 2020
22 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND NATIONAL
LEADER FOR REAL ESTATE COMPANY LTD., IN
WHICH THE BOARD MEMBERS ABDULRAZZAG
BINDAWOOD, ABDUL KHALIQ BINDAWOOD, KHALID
BINDAWOOD, AHMAD AR. BINDAWOOD, TARIQ
ABDULLAH BINDAWOOD HAVE AN INDIRECT
INTEREST. THESE BUSINESSES AND CONTRACTS
PERTAIN TO LEASE CONTRACTS IN JEDDAH -
DANUBE CO. HEAD OFFICE, STARTING ON
01/01/2019 FOR THE TERM OF 7 YEARS, WITH
AUTOMATIC RENEWAL WITH NO PREFERENTIAL
TERMS, AND IN THE AMOUNT OF SAR (900,000)
PER ANNUM AND FOR THE FINANCIAL YEAR 2020
23 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND NATIONAL
LEADER FOR REAL ESTATE COMPANY LTD., IN
WHICH THE BOARD MEMBERS ABDULRAZZAG
BINDAWOOD, ABDUL KHALIQ BINDAWOOD, KHALID
BINDAWOOD, AHMAD AR. BINDAWOOD, TARIQ
ABDULLAH BINDAWOOD HAVE AN INDIRECT
INTEREST. THESE BUSINESSES AND CONTRACTS
PERTAIN TO LEASE CONTRACTS IN MAKKAH
-BINDAWOOD STORES CO. HEAD OFFICE, STARTING
ON 01/01/2019 FOR THE TERM OF 7 YEARS, WITH
AUTOMATIC RENEWAL WITH NO PREFERENTIAL
TERMS, AND IN THE AMOUNT OF SAR (2,500,000)
PER ANNUM AND FOR THE FINANCIAL YEAR 2020
24 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND AMWAJ FOR
REAL ESTATE COMPANY LTD., IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO LEASE CONTRACTS IN
JEDDAH -ALNAHDA, STARTING ON 01/01/2019 FOR
THE TERM OF 6 YEARS, WITH AUTOMATIC RENEWAL
WITH NO PREFERENTIAL TERMS, AND IN THE
AMOUNT OF SAR (5,250,000) PER ANNUM AND FOR
THE FINANCIAL YEAR 2020
25 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND AMWAJ FOR
REAL ESTATE COMPANY LTD., IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO LEASE CONTRACTS IN
JEDDAH - AZIZIA, STARTING ON 01/01/2019 FOR
THE TERM OF 7 YEARS, WITH AUTOMATIC RENEWAL
WITH NO PREFERENTIAL TERMS, AND IN THE
AMOUNT OF SAR (6,000,000) PER ANNUM AND FOR
THE FINANCIAL YEAR 2020
26 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND AMWAJ FOR
REAL ESTATE COMPANY LTD., IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO LEASE CONTRACTS IN
JEDDAH -HERAA STREET, STARTING ON
01/07/2020 FOR THE TERM OF 4 YEARS, WITH
AUTOMATIC RENEWAL WITH NO PREFERENTIAL
TERMS, AND IN THE AMOUNT OF SAR (2,800,000)
PER ANNUM AND FOR THE FINANCIAL YEAR 2020
27 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND AMWAJ FOR
REAL ESTATE COMPANY LTD., IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO LEASE CONTRACTS IN
JEDDAH -AL FALAH, STARTING ON 01/01/2019
FOR THE TERM OF 6 YEARS, WITH AUTOMATIC
RENEWAL WITH NO PREFERENTIAL TERMS, AND IN
THE AMOUNT OF SAR (1,000,000) PER ANNUM AND
FOR THE FINANCIAL YEAR 2020
28 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND AMWAJ FOR
REAL ESTATE COMPANY LTD., IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO LEASE CONTRACTS IN
MAKKAH -AL SHOQIYA, STARTING ON 01/01/2019
FOR THE TERM OF 9 YEARS, WITH AUTOMATIC
RENEWAL WITH NO PREFERENTIAL TERMS, AND IN
THE AMOUNT OF SAR (900,000) PER ANNUM AND
FOR THE FINANCIAL YEAR 2020
29 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND AMWAJ FOR
REAL ESTATE COMPANY LTD., IN WHICH THE
BOARD ABDULRAZZAG BINDAWOOD, ABDUL KHALIQ
BINDAWOOD, KHALID BINDAWOOD, AHMAD AR.
BINDAWOOD, TARIQ ABDULLAH BINDAWOOD HAVE AN
INDIRECT INTEREST. THESE BUSINESSES AND
CONTRACTS PERTAIN TO LEASE CONTRACTS IN
KHAMIS MUSHAIT -KHAMIS ACCOMMODATION 1,
STARTING ON 01/01/2019 FOR THE TERM OF 7
YEARS, WITH AUTOMATIC RENEWAL WITH NO
PREFERENTIAL TERMS, AND IN THE AMOUNT OF
SAR (600,000) PER ANNUM AND FOR THE
FINANCIAL YEAR 2020
30 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND AMWAJ FOR
REAL ESTATE COMPANY LTD., IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO LEASE CONTRACTS IN
KHAMIS MUSHAIT -KHAMIS ACCOMMODATION 3,
STARTING ON 01/01/2019 FOR THE TERM OF 9
YEARS, WITH AUTOMATIC RENEWAL WITH NO
PREFERENTIAL TERMS, AND IN THE AMOUNT OF
SAR (450,000) PER ANNUM AND FOR THE
FINANCIAL YEAR 2020
31 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND AMWAJ FOR
REAL ESTATE COMPANY LTD., IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO LEASE CONTRACTS IN
AL AHSA -AL AHSA ACCOMMODATION, STARTING ON
01/01/2019 FOR THE TERM OF 7 YEARS, WITH
AUTOMATIC RENEWAL WITH NO PREFERENTIAL
TERMS, AND IN THE AMOUNT OF SAR (1,260,000)
PER ANNUM AND FOR THE FINANCIAL YEAR 2020
32 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND AMWAJ FOR
REAL ESTATE COMPANY LTD., IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO LEASE CONTRACTS IN
JIZAN -JIZAN ACCOMMODATION, STARTING ON
01/01/2019 FOR THE TERM OF 7 YEARS, WITH
AUTOMATIC RENEWAL WITH NO PREFERENTIAL
TERMS, AND IN THE AMOUNT OF SAR (294,000)
PER ANNUM AND FOR THE FINANCIAL YEAR 2020
33 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND AMWAJ FOR
REAL ESTATE COMPANY LTD., IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO LEASE CONTRACTS IN
AL KHARJ-AL KHARJ ACCOMMODATION 1, STARTING
ON 01/01/2019 FOR THE TERM OF 7 YEARS, WITH
AUTOMATIC RENEWAL WITH NO PREFERENTIAL
TERMS, AND IN THE AMOUNT OF SAR (210,000)
PER ANNUM AND FOR THE FINANCIAL YEAR 2020
34 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND AMWAJ FOR
REAL ESTATE COMPANY LTD., IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO LEASE CONTRACTS IN
AL KHARJ-AL KHARJ ACCOMMODATION 2, STARTING
ON 01/01/2019 FOR THE TERM OF 7 YEARS, WITH
AUTOMATIC RENEWAL WITH NO PREFERENTIAL
TERMS, AND IN THE AMOUNT OF SAR (160,000)
PER ANNUM AND FOR THE FINANCIAL YEAR 2020
35 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND AMWAJ FOR
REAL ESTATE COMPANY LTD., IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO LEASE CONTRACTS IN
RIYADH-RIYADH 1 ACCOMMODATION, STARTING ON
01/01/2019 FOR THE TERM OF 7 YEARS, WITH
AUTOMATIC RENEWAL WITH NO PREFERENTIAL
TERMS, AND IN THE AMOUNT OF SAR (1,260,000)
PER ANNUM AND FOR THE FINANCIAL YEAR 2020
36 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND AMWAJ FOR
REAL ESTATE COMPANY LTD., IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO LEASE CONTRACTS IN
RIYADH-RIYADH 2 ACCOMMODATION, STARTING ON
01/01/2019 FOR THE TERM OF 7 YEARS, WITH
AUTOMATIC RENEWAL WITH NO PREFERENTIAL
TERMS, AND IN THE AMOUNT OF SAR (1,260,000)
PER ANNUM AND FOR THE FINANCIAL YEAR 2020
37 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND AMWAJ FOR
REAL ESTATE COMPANY LTD., IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO LEASE CONTRACTS IN
RIYADH-RIYADH 3 ACCOMMODATION, STARTING ON
01/01/2019 FOR THE TERM OF 7 YEARS, WITH
AUTOMATIC RENEWAL WITH NO PREFERENTIAL
TERMS, AND IN THE AMOUNT OF SAR 892,500 PER
ANNUM AND FOR THE FINANCIAL YEAR 2020
38 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND AMWAJ FOR
REAL ESTATE COMPANY LTD., IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO LEASE CONTRACTS IN
KHAMIS MUSHAIT-KHAMIS ACCOMMODATION 2,
STARTING ON 01/01/2019 FOR THE TERM OF 9
YEARS, WITH AUTOMATIC RENEWAL WITH NO
PREFERENTIAL TERMS, AND IN THE AMOUNT OF
SAR (450,000) PER ANNUM AND FOR THE
FINANCIAL YEAR 2020
39 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND AMWAJ FOR
REAL ESTATE COMPANY LTD., IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO LEASE CONTRACTS IN
JEDDAH-NAIM ACCOMMODATION, STARTING ON
01/01/2019 FOR THE TERM OF 9 YEARS, WITH
AUTOMATIC RENEWAL WITH NO PREFERENTIAL
TERMS, AND IN THE AMOUNT OF SAR (1,517,000)
PER ANNUM AND FOR THE FINANCIAL YEAR 2020
40 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND AMWAJ FOR
REAL ESTATE COMPANY LTD., IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO LEASE CONTRACTS IN
RIYADH-RIYADH WAREHOUSE, STARTING ON
01/01/2020 FOR THE TERM OF 16 YEARS, WITH
AUTOMATIC RENEWAL WITH NO PREFERENTIAL
TERMS, AND IN THE AMOUNT OF SAR (930,300)
PER ANNUM AND FOR THE FINANCIAL YEAR 2020
41 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND AMWAJ FOR
REAL ESTATE COMPANY LTD., IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO LEASE CONTRACTS IN
JEDDAH-KHALIDIYA PARKING LOT, STARTING ON
01/01/2019 FOR THE TERM OF 7 YEARS, WITH
AUTOMATIC RENEWAL WITH NO PREFERENTIAL
TERMS, AND IN THE AMOUNT OF SAR (1,000,000)
PER ANNUM AND FOR THE FINANCIAL YEAR 2020
42 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND SAFA
COMPANY LTD. FOR HOUSEHOLD WARE IN WHICH
THE BOARD MEMBERS ABDULRAZZAG BINDAWOOD,
ABDUL KHALIQ BINDAWOOD, KHALID BINDAWOOD,
AHMAD AR. BINDAWOOD, TARIQ ABDULLAH
BINDAWOOD HAVE AN INDIRECT INTEREST. THESE
BUSINESSES AND CONTRACTS PERTAIN TO
PURCHASE OF GOODS CONTRACTS, FOR THE
DURATION OF ONE-YEAR, HAVE NO PREFERENTIAL
TERMS AND IN THE AMOUNT OF SAR (8,630,152)
FOR THE FINANCIAL YEAR 2020
43 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND
INTERNATIONAL APPLICATION COMPANY LTD. IN
WHICH THE BOARD MEMBERS ABDULRAZZAG
BINDAWOOD, ABDUL KHALIQ BINDAWOOD, KHALID
BINDAWOOD, AHMAD AR. BINDAWOOD, TARIQ
ABDULLAH BINDAWOOD HAVE AN INDIRECT
INTEREST. THESE BUSINESSES AND CONTRACTS
PERTAIN TO ONLINE SALES COMMISSION AND
ADVERTISEMENT CHARGED BY AFFILIATE, FOR THE
TERM OF 5 YEARS, WITH AUTOMATIC RENEWAL
WITH NO PREFERENTIAL TERMS, AND IN THE
AMOUNT OF SAR (20,227,886) FOR THE
FINANCIAL YEAR 2020
44 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND BINDAWOOD
TRADING COMPANY LTD. IN WHICH THE BOARD
MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL KHALIQ
BINDAWOOD, KHALID BINDAWOOD, AHMAD AR.
BINDAWOOD, TARIQ ABDULLAH BINDAWOOD HAVE AN
INDIRECT INTEREST. THESE BUSINESSES AND
CONTRACTS PERTAIN TO SHARED SERVICE FEE
CHARGES TO AFFILIATES, FOR THE TERM OF 5
YEARS, WITH AUTOMATIC RENEWAL WITH NO
PREFERENTIAL TERMS, AND IN THE AMOUNT OF
SAR (935,000) FOR THE FINANCIAL YEAR 2020
45 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND ABDUL
KHALIQ BINDAWOOD ESTABLISHMENT IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO PURCHASE OF GOODS,
FOR THE TERM OF ONE-YEAR WITH NO
PREFERENTIAL TERMS, AND IN THE AMOUNT OF
SAR (32,936,415) FOR THE FINANCIAL YEAR
2020
46 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND ABDUL
KHALIQ BINDAWOOD ESTABLISHMENT IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO SHARED SERVICE FEE
CHARGED TO AFFILIATES FOR THE TERM OF 5
YEARS, WITH AUTOMATIC RENEWAL WITH NO
PREFERENTIAL TERMS, AND IN THE AMOUNT OF
SAR (1,065,000) FOR THE FINANCIAL YEAR 2020
47 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND ABDUL
KHALIQ BINDAWOOD ESTABLISHMENT IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO RENT CHARGED TO
AFFILIATES FOR THE DURATION OF ONE-YEAR,
WITH AUTOMATIC RENEWAL WITH NO PREFERENTIAL
TERMS, AND IN THE AMOUNT OF SAR (1,376,600)
FOR THE FINANCIAL YEAR 2020
48 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND ABDUL
KHALIQ BINDAWOOD ESTABLISHMENT IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO GOODS TRANSFERRED
TO AFFILIATES, A ONE-TIME CONTRACT, WITH NO
PREFERENTIAL TERMS AND IN THE AMOUNT OF SAR
(741,108) FOR THE FINANCIAL YEAR 2020
49 VOTING ON THE BUSINESS AND CONTRACTS THAT Mgmt For For
CONDUCTED BETWEEN THE COMPANY AND ABDUL
KHALIQ BINDAWOOD ESTABLISHMENT IN WHICH THE
BOARD MEMBERS ABDULRAZZAG BINDAWOOD, ABDUL
KHALIQ BINDAWOOD, KHALID BINDAWOOD, AHMAD
AR. BINDAWOOD, TARIQ ABDULLAH BINDAWOOD
HAVE AN INDIRECT INTEREST. THESE BUSINESSES
AND CONTRACTS PERTAIN TO BRANCH TRANSFER
AGREEMENT TO AFFILIATES, A ONE-TIME
CONTRACT WITH NO PREFERENTIAL TERMS AND IN
THE AMOUNT OF SAR (245,660) FOR THE
FINANCIAL YEAR 2020
50 VOTING ON DISCHARGE OF THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS FROM LIABILITY FOR THE
FINANCIAL YEAR ENDED 31/12/2020
51 VOTING ON THE AMENDMENT OF THE AUDIT Mgmt For For
COMMITTEE CHARTER
52 VOTING ON THE AMENDMENT OF THE REMUNERATION Mgmt For For
POLICY FOR THE BOARD OF DIRECTORS, ITS
COMMITTEES AND THE EXECUTIVE MANAGEMENT
53 VOTING ON THE PAYMENT AN AMOUNT OF SAR Mgmt For For
(795,457) AS REMUNERATION TO THE MEMBERS OF
THE BOARD OF DIRECTORS FOR THE FINANCIAL
YEAR 31/12/2020
54 VOTING ON THE AMENDMENT OF ARTICLE (1) OF Mgmt For For
THE COMPANY BYLAWS RELATING TO COMPANY
TRANSFORMATION
55 VOTING ON THE AMENDMENT TO ARTICLE (3) OF Mgmt For For
THE COMPANY BYLAWS RELATING TO THE COMPANY
OBJECTIVES
56 VOTING ON THE AMENDMENT TO ARTICLE (4) OF Mgmt For For
THE COMPANY BYLAWS RELATING TO TO
PARTICIPATION & ACQUISITION OF COMPANIES
57 VOTING ON ADDITION OF NEW ARTICLE NO. (14) Mgmt For For
OF THE COMPANY BY-LAWS RELATING TO THE
COMPANY PURCHASE OF ITS SHARES, SALE AND
MORTGAGING THEM
58 VOTING ON THE AMENDMENT TO ARTICLE (17) OF Mgmt For For
THE COMPANY BY-LAWS RELATING TO MEMBERSHIP
EXPIRY
59 VOTING ON THE AMENDMENT TO ARTICLE (18) OF Mgmt For For
THE COMPANY BY-LAWS RELATING TO THE VACANT
POSITION IN THE BOARD
60 VOTING ON THE AMENDMENT TO ARTICLE (20) OF Mgmt For For
THE COMPANY BY-LAWS RELATING TO
REMUNERATION OF BOARD MEMBERS
61 VOTING ON THE AMENDMENT TO ARTICLE (21) OF Mgmt For For
THE COMPANY BY-LAWS RELATING TO CHAIRMAN,
VICE-CHAIRMAN, MANAGING DIRECTOR AND
SECRETARY
62 VOTING ON THE AMENDMENT TO ARTICLE (22) OF Mgmt For For
THE COMPANY BY-LAWS RELATING TO THE BOARD
MEETINGS
63 VOTING ON THE AMENDMENT TO ARTICLE (23) OF Mgmt For For
THE COMPANY BYLAWS RELATING TO THE BOARD
MEETINGS QUORUM AND DECISIONS
64 VOTING ON THE AMENDMENT TO ARTICLE (25) OF Mgmt For For
THE COMPANY BY-LAWS RELATING TO ATTENDING
OF ASSEMBLIES
65 VOTING ON THE DELETION TO ARTICLE (26) FROM Mgmt For For
THE COMPANY BYLAWS RELATING TO GENERAL
ASSEMBLY TRANSFORMATION
66 VOTING ON THE DELETION TO ARTICLE (27) FROM Mgmt For For
THE COMPANY BYLAWS RELATING TO TERMS OF
REFERENCE OF THE GENERAL ASSEMBLY
TRANSFORMATION (TRANSFORMATIONAL)
67 VOTING ON THE AMENDMENT TO ARTICLE (30) OF Mgmt For For
THE COMPANY BY-LAWS RELATING TO INVITATION
TO GENERAL ASSEMBLIES
68 VOTING ON THE AMENDMENT TO ARTICLE (32) OF Mgmt For For
THE COMPANY BY-LAWS RELATING TO QUORUM FOR
THE ORDINARY GENERAL ASSEMBLY
69 VOTING ON THE AMENDMENT TO ARTICLE (33) OF Mgmt For For
THE COMPANY BY-LAWS RELATING TO QUORUM FOR
THE EXTRAORDINARY GENERAL ASSEMBLY
70 VOTING ON THE AMENDMENT TO ARTICLE (34) OF Mgmt For For
THE COMPANY BYLAWS RELATING TO THE VOTING
IN ASSEMBLIES MEETINGS
71 VOTING ON THE AMENDMENT TO ARTICLE (35) OF Mgmt For For
THE COMPANY BYLAWS RELATING TO THE ASSEMBLY
MEETINGS DECISIONS
72 VOTING ON THE AMENDMENT TO ARTICLE (44) OF Mgmt For For
THE COMPANY BYLAWS RELATING TO THE
FINANCIAL YEAR
73 VOTING ON THE AMENDMENT TO ARTICLE (46) OF Mgmt For For
THE COMPANY BYLAWS RELATING TO DIVIDEND
DISTRIBUTION
74 VOTING ON THE REARRANGEMENT OF ARTICLES AND Mgmt For For
THEIR NUMBERING IN THE COMPANY BYLAWS TO BE
IN COMPLIANCE WITH THE PROPOSED AMENDMENTS
MENTIONED IN THE AFOREMENTIONED ITEMS (54,
55, 56, 57, 58, 59, 60, 61, 62, 63, 64, 65,
66, 67, 68, 69, 70, 71, 72, 73) IF APPROVED
75 VOTING ON DELEGATING THE BOARD OF DIRECTORS Mgmt For For
TO DISTRIBUTE INTERIM DIVIDENDS ON A
BIANNUAL OR QUARTERLY BASIS FOR THE
FINANCIAL YEAR 2021
--------------------------------------------------------------------------------------------------------------------------
BOC AVIATION LTD Agenda Number: 714051721
--------------------------------------------------------------------------------------------------------------------------
Security: Y09292106
Meeting Type: AGM
Meeting Date: 03-Jun-2021
Ticker:
ISIN: SG9999015267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0505/2021050500754.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0505/2021050500738.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE.
1 TO RECEIVE AND ADOPT THE FINANCIAL Mgmt For For
STATEMENTS TOGETHER WITH THE DIRECTORS'
STATEMENT AND THE AUDITOR'S REPORT FOR THE
YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF USD 0.1173 Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2020
3.A TO RE-ELECT CHEN HUAIYU AS A DIRECTOR Mgmt For For
3.B TO RE-ELECT ROBERT JAMES MARTIN AS A Mgmt For For
DIRECTOR
3.C TO RE-ELECT LIU CHENGGANG AS A DIRECTOR Mgmt For For
3.D TO RE-ELECT FU SHULA AS A DIRECTOR Mgmt For For
3.E TO RE-ELECT YEUNG YIN BERNARD AS A DIRECTOR Mgmt For For
4 TO AUTHORISE THE BOARD OF DIRECTORS OR ANY Mgmt For For
DULY AUTHORISED BOARD COMMITTEE TO FIX THE
DIRECTORS' REMUNERATION FOR THE YEAR ENDING
31 DECEMBER 2021
5 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR AND TO AUTHORISE THE BOARD OF
DIRECTORS OR ANY DULY AUTHORISED BOARD
COMMITTEE TO FIX THEIR REMUNERATION FOR THE
YEAR ENDING 31 DECEMBER 2021
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES IN THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF THE
EXISTING SHARES IN THE COMPANY IN ISSUE
7 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH SHARES IN THE
COMPANY NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF THE EXISTING SHARES IN THE
COMPANY IN ISSUE
8 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
SHARES BY THE NUMBER OF SHARES REPURCHASED
--------------------------------------------------------------------------------------------------------------------------
BOC AVIATION LTD Agenda Number: 714056137
--------------------------------------------------------------------------------------------------------------------------
Security: Y09292106
Meeting Type: EGM
Meeting Date: 03-Jun-2021
Ticker:
ISIN: SG9999015267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0505/2021050500781.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0505/2021050500792.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO APPROVE, RATIFY AND CONFIRM IN ALL Mgmt For For
RESPECTS THE AUTOMATIC RENEWAL OF THE TERM
OF THE BOC DEPOSIT FRAMEWORK AGREEMENT FOR
THE THREE YEARS ENDING 31 DECEMBER 2024 AND
THE TRANSACTIONS CONTEMPLATED THEREUNDER
2 TO CONFIRM AND APPROVE THE PROPOSED ANNUAL Mgmt For For
CAP IN RELATION TO THE TRANSACTIONS
CONTEMPLATED UNDER THE BOC DEPOSIT
FRAMEWORK AGREEMENT FOR EACH OF THE THREE
YEARS ENDING 31 DECEMBER 2024
3 TO APPROVE, RATIFY AND CONFIRM IN ALL Mgmt For For
RESPECTS THE AUTOMATIC RENEWAL OF THE TERM
OF THE BOCHK DEPOSIT FRAMEWORK AGREEMENT
FOR THE THREE YEARS ENDING 31 DECEMBER 2024
AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER
4 TO CONFIRM AND APPROVE THE PROPOSED ANNUAL Mgmt For For
CAP IN RELATION TO THE TRANSACTIONS
CONTEMPLATED UNDER THE BOCHK DEPOSIT
FRAMEWORK AGREEMENT FOR EACH OF THE THREE
YEARS ENDING 31 DECEMBER 2024
--------------------------------------------------------------------------------------------------------------------------
BOE TECHNOLOGY GROUP CO LTD Agenda Number: 713150895
--------------------------------------------------------------------------------------------------------------------------
Security: Y0920M101
Meeting Type: EGM
Meeting Date: 12-Oct-2020
Ticker:
ISIN: CNE0000016L5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACQUISITION OF EQUITIES IN TWO PROJECT Mgmt For For
COMPANIES ENGAGED IN LCD PRODUCTION
--------------------------------------------------------------------------------------------------------------------------
BOE TECHNOLOGY GROUP CO LTD Agenda Number: 713329553
--------------------------------------------------------------------------------------------------------------------------
Security: Y0920M101
Meeting Type: EGM
Meeting Date: 17-Nov-2020
Ticker:
ISIN: CNE0000016L5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 STOCK OPTION AND RESTRICTED STOCK Mgmt For For
INCENTIVE PLAN (DRAFT) AND ITS SUMMARY
2 PLAN FOR GRANTING THE 2020 STOCK OPTIONS Mgmt For For
AND RESTRICTED STOCKS
3 APPRAISAL MANAGEMENT MEASURES FOR THE 2020 Mgmt For For
STOCK OPTION AND RESTRICTED STOCK INCENTIVE
PLAN
4 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS REGARDING EQUITY INCENTIVE
--------------------------------------------------------------------------------------------------------------------------
BOE TECHNOLOGY GROUP CO LTD Agenda Number: 713599592
--------------------------------------------------------------------------------------------------------------------------
Security: Y0920M101
Meeting Type: EGM
Meeting Date: 26-Feb-2021
Ticker:
ISIN: CNE0000016L5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE COMPANY'S ELIGIBILITY FOR NON-PUBLIC Mgmt For For
A-SHARE OFFERING
2.1 PLAN FOR NON-PUBLIC A-SHARE OFFERING: STOCK Mgmt For For
TYPE AND PAR VALUE
2.2 PLAN FOR NON-PUBLIC A-SHARE OFFERING: Mgmt For For
ISSUING METHOD
2.3 PLAN FOR NON-PUBLIC A-SHARE OFFERING: Mgmt For For
ISSUING TARGETS AND SUBSCRIPTION METHOD
2.4 PLAN FOR NON-PUBLIC A-SHARE OFFERING: Mgmt For For
PRICING BASE DATE, PRICING PRINCIPLES AND
ISSUE PRICE
2.5 PLAN FOR NON-PUBLIC A-SHARE OFFERING: Mgmt For For
ISSUING VOLUME
2.6 PLAN FOR NON-PUBLIC A-SHARE OFFERING: Mgmt For For
LOCKUP PERIOD
2.7 PLAN FOR NON-PUBLIC A-SHARE OFFERING: Mgmt For For
LISTING PLACE
2.8 PLAN FOR NON-PUBLIC A-SHARE OFFERING: Mgmt For For
PURPOSE OF THE RAISED FUNDS
2.9 PLAN FOR NON-PUBLIC A-SHARE OFFERING: Mgmt For For
ARRANGEMENT FOR THE ACCUMULATED RETAINED
PROFITS
2.10 PLAN FOR NON-PUBLIC A-SHARE OFFERING: VALID Mgmt For For
PERIOD OF THE RESOLUTION
3 PREPLAN FOR 2021 NON-PUBLIC A-SHARE Mgmt For For
OFFERING
4 FEASIBILITY ANALYSIS REPORT ON THE USE OF Mgmt For For
FUNDS TO BE RAISED FROM THE 2021 NON-PUBLIC
A-SHARE OFFERING
5 CONNECTED TRANSACTION REGARDING THE Mgmt For For
CONDITIONAL AGREEMENT ON SUBSCRIPTION FOR
THE NON-PUBLICLY OFFERED A-SHARES WITH A
COMPANY
6 NO NEED TO PREPARE A REPORT ON USE OF Mgmt For For
PREVIOUSLY RAISED FUNDS
7 SHAREHOLDER RETURN PLAN FOR THE NEXT THREE Mgmt For For
YEARS FROM 2021 TO 2023
8 RISK WARNING ON DILUTED IMMEDIATE RETURN Mgmt For For
AFTER THE NON-PUBLIC A-SHARE OFFERING AND
FILLING MEASURES
9 2021 COMMITMENTS OF DIRECTORS, SENIOR Mgmt For For
MANAGEMENT, CONTROLLING SHAREHOLDERS AND DE
FACTO CONTROLLER TO ENSURE THE
IMPLEMENTATION OF FILLING MEASURES FOR
DILUTED IMMEDIATE RETURN AFTER THE
NON-PUBLIC A-SHARE OFFERING
10 AUDIT REPORT AND ASSETS EVALUATION REPORT Mgmt For For
RELATED TO THE NON-PUBLIC OFFERING
11 INDEPENDENCE OF THE EVALUATION INSTITUTION, Mgmt For For
RATIONALITY OF THE EVALUATION HYPOTHESIS,
CORRELATION BETWEEN THE EVALUATION METHOD
AND EVALUATION PURPOSE, AND FAIRNESS OF THE
EVALUATED PRICE
12 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS REGARDING THE NON-PUBLIC A-SHARE
OFFERING
--------------------------------------------------------------------------------------------------------------------------
BOE TECHNOLOGY GROUP CO LTD Agenda Number: 713898457
--------------------------------------------------------------------------------------------------------------------------
Security: Y0920M101
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: CNE0000016L5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
4 2020 ANNUAL ACCOUNTS AND 2021 BUSINESS PLAN Mgmt For For
5 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY1.00000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
6 LOANS AND CREDIT LINE Mgmt For For
7 LAUNCHING PRINCIPAL-GUARANTEED WEALTH Mgmt For For
MANAGEMENT PRODUCTS AND STRUCTURED DEPOSITS
8 2021 APPOINTMENT OF AUDIT FIRM Mgmt For For
9 ELECTION OF ZHANG XINMIN AS AN INDEPENDENT Mgmt For For
DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
BRITANNIA INDUSTRIES LTD Agenda Number: 712824134
--------------------------------------------------------------------------------------------------------------------------
Security: Y0969R151
Meeting Type: AGM
Meeting Date: 07-Jul-2020
Ticker:
ISIN: INE216A01030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT: A. THE Mgmt For For
AUDITED STANDALONE FINANCIAL STATEMENT OF
THE COMPANY FOR THE FINANCIAL YEAR ENDED 31
MARCH 2020, TOGETHER WITH THE REPORTS OF
THE BOARD OF DIRECTORS AND THE AUDITORS
THEREON; B. THE AUDITED CONSOLIDATED
FINANCIAL STATEMENT OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED 31 MARCH 2020,
TOGETHER WITH THE REPORT OF THE AUDITORS
THEREON
2 TO CONFIRM THE INTERIM DIVIDEND PAID FOR FY Mgmt For For
2019-20
3 TO APPOINT A DIRECTOR IN PLACE OF MR. NUSLI Mgmt For For
N WADIA (DIN: 00015731), WHO RETIRES BY
ROTATION IN TERMS OF SECTION 152(6) OF THE
COMPANIES ACT, 2013 AND, BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-APPOINTMENT
4 TO APPOINT STATUTORY AUDITORS AND TO FIX Mgmt For For
THEIR REMUNERATION: PURSUANT TO SECTION 139
OF THE COMPANIES ACT, 2013 AND THE RULES
MADE THEREUNDER, THE STATUTORY AUDITORS ARE
REQUIRED TO RETIRE MANDATORILY ON
COMPLETION OF TENURE OF 10 YEARS. M/S B S R
& CO. LLP, CHARTERED ACCOUNTANTS, ('BSR')
(ICAI FIRM REGISTRATION NUMBER
101248W/W-100022) WERE APPOINTED AS
STATUTORY AUDITORS AT THE 91ST ANNUAL
GENERAL MEETING (AGM) HELD ON 9 AUGUST 2010
AND THEREAFTER AT EVERY AGM TILL 12 AUGUST
2014 IN ACCORDANCE WITH SECTION 224 OF THE
ERSTWHILE COMPANIES ACT, 1956. CONSEQUENT
TO ENACTMENT OF COMPANIES ACT, 2013, M/S B
S R & CO. LLP, WERE APPOINTED AS THE
STATUTORY AUDITORS OF THE COMPANY AT THE
95TH AGM HELD ON 12 AUGUST 2014 FOR A
PERIOD OF 5 CONSECUTIVE YEARS, SUBJECT TO
RATIFICATION BY MEMBERS AT EVERY AGM IN
ACCORDANCE WITH SECTION 139 OF THE
COMPANIES ACT, 2013 READ WITH THE RULES
MADE THEREUNDER. FURTHER, M/S B S R & CO.
LLP WERE RE-APPOINTED AS STATUTORY AUDITORS
AT THE 100TH AGM HELD ON 9 AUGUST 2019, TO
HOLD OFFICE UPTO THE ENSUING AGM. SINCE M/S
B S R & CO. LLP, WOULD BE COMPLETING THEIR
TERM OF 10 YEARS AS THE STATUTORY AUDITORS
OF THE COMPANY, THEY ARE REQUIRED TO
MANDATORILY RETIRE AT THE ENSUING AGM AS
PER SECTION 139 OF THE COMPANIES ACT, 2013.
PURSUANT TO THE RECOMMENDATION OF THE AUDIT
COMMITTEE, THE BOARD OF DIRECTORS OF THE
COMPANY AT ITS MEETING HELD ON 7 FEBRUARY
2020 RECOMMENDED THE APPOINTMENT OF M/S
WALKER CHANDIOK & CO, CHARTERED ACCOUNTANTS
(FIRM REGISTRATION NO. 001076N/N500013) AS
STATUTORY AUDITORS OF THE COMPANY, FOR A
PERIOD OF FIVE (5) CONSECUTIVE YEARS FROM
THE CONCLUSION OF THE 101ST AGM TILL THE
CONCLUSION OF 106TH AGM OF THE COMPANY TO
BE HELD IN THE YEAR 2025, SUBJECT TO THE
APPROVAL OF SHAREHOLDERS OF THE COMPANY. TO
CONSIDER AND IF THOUGHT FIT, TO PASS, THE
FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION: "RESOLVED THAT PURSUANT TO
SECTIONS 139, 142 AND OTHER APPLICABLE
PROVISIONS OF THE COMPANIES ACT, 2013
("ACT") READ WITH COMPANIES (AUDIT AND
AUDITORS) RULES, 2014 (INCLUDING ANY
STATUTORY MODIFICATION(S) OR RE-ENACTMENT
THEREOF FOR THE TIME BEING IN FORCE) M/S.
WALKER CHANDIOK & CO, CHARTERED ACCOUNTANTS
(FIRM REGISTRATION NO. 001076N/N500013), BE
AND ARE HEREBY APPOINTED AS THE STATUTORY
AUDITORS OF THE COMPANY FOR A PERIOD OF
FIVE (5) CONSECUTIVE YEARS TO HOLD OFFICE
FROM THE CONCLUSION OF THIS ANNUAL GENERAL
MEETING TILL THE CONCLUSION OF THE 106TH
ANNUAL GENERAL MEETING AT SUCH REMUNERATION
INCLUSIVE OF APPLICABLE TAXES AND OUT OF
POCKET EXPENSES TO BE DECIDED BY THE BOARD
OF DIRECTORS OF THE COMPANY"
--------------------------------------------------------------------------------------------------------------------------
BRITANNIA INDUSTRIES LTD Agenda Number: 713531095
--------------------------------------------------------------------------------------------------------------------------
Security: Y0969R151
Meeting Type: CRT
Meeting Date: 15-Feb-2021
Ticker:
ISIN: INE216A01030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt For For
SECTIONS 230 TO 232 OF THE COMPANIES ACT,
2013 READ WITH COMPANIES (COMPROMISES,
ARRANGEMENTS AND AMALGAMATIONS) RULES,
2016, AND OTHER APPLICABLE PROVISIONS, IF
ANY, OF THE COMPANIES ACT, 2013, THE
SECURITIES AND EXCHANGE BOARD OF INDIA
(LISTING OBLIGATIONS AND DISCLOSURE
REQUIREMENTS) REGULATIONS, 2015, AS AMENDED
FROM TIME TO TIME AND THE PROVISIONS OF THE
MEMORANDUM AND ARTICLES OF ASSOCIATION OF
BRITANNIA INDUSTRIES LIMITED ("APPLICANT
COMPANY") AND SUBJECT TO THE SANCTION OF
THE KOLKATA BENCH OF THE HON'BLE NATIONAL
COMPANY LAW TRIBUNAL (HEREINAFTER REFERRED
TO AS "THE TRIBUNAL"), AND SUBJECT TO SUCH
OTHER APPROVALS, PERMISSIONS AND SANCTIONS
OF REGULATORY AND OTHER AUTHORITIES, AS MAY
BE NECESSARY, AND SUBJECT TO SUCH
CONDITIONS AND MODIFICATIONS AS MAY BE
PRESCRIBED OR IMPOSED BY THE TRIBUNAL OR BY
ANY REGULATORY OR OTHER AUTHORITIES, WHILE
GRANTING SUCH CONSENTS, APPROVALS AND
PERMISSIONS, WHICH MAY BE AGREED TO BY THE
BOARD OF DIRECTORS OF THE APPLICANT COMPANY
(HEREINAFTER REFERRED TO AS THE "BOARD",
WHICH TERM SHALL BE DEEMED TO MEAN AND
INCLUDE ONE OR MORE COMMITTEE(S)
CONSTITUTED/TO BE CONSTITUTED BY THE BOARD
OR ANY OTHER PERSON AUTHORISED BY IT TO
EXERCISE ITS POWERS INCLUDING THE POWERS
CONFERRED BY THIS RESOLUTION), THE SCHEME
OF ARRANGEMENT BETWEEN BRITANNIA INDUSTRIES
LIMITED AND ITS MEMBERS ("SCHEME")
PRESENTED IN COMPANY APPLICATION (CAA)
NO.1447/ KB/2020 FILED BY THE APPLICANT
COMPANY BEFORE THE HON'BLE TRIBUNAL, BE AND
IS HEREBY APPROVED. RESOLVED FURTHER THAT
THE BOARD BE AND IS HEREBY AUTHORIZED TO DO
ALL SUCH ACTS, DEEDS, MATTERS AND THINGS,
AS IT MAY, IN ITS ABSOLUTE DISCRETION DEEM
REQUISITE, DESIRABLE, APPROPRIATE OR
NECESSARY TO GIVE EFFECT TO THE ABOVE
RESOLUTION AND EFFECTIVELY IMPLEMENT THE
ARRANGEMENT EMBODIED IN THE SCHEME AND TO
ACCEPT SUCH MODIFICATIONS, AMENDMENTS,
LIMITATIONS AND/OR CONDITIONS, IF ANY,
WHICH MAY BE REQUIRED AND/OR IMPOSED BY THE
HON'BLE TRIBUNAL OR ITS APPELLATE
AUTHORITY(IES)/WHILE SANCTIONING THE
ARRANGEMENT EMBODIED IN THE SCHEME OR BY
ANY AUTHORITIES UNDER LAW, OR AS MAY BE
REQUIRED FOR THE PURPOSE OF RESOLVING ANY
QUESTIONS OR DOUBTS OR DIFFICULTIES THAT
MAY ARISE IN GIVING EFFECT TO THE SCHEME OF
ARRANGEMENT, AS THE BOARD MAY DEEM FIT AND
PROPER
CMMT 15 JAN 2021: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'
FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
CMMT 15 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CAPITEC BANK HOLDINGS LIMITED Agenda Number: 714039511
--------------------------------------------------------------------------------------------------------------------------
Security: S15445109
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: ZAE000035861
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 RE-ELECT DANIEL MEINTJES AS DIRECTOR Mgmt For For
O.2 RE-ELECT PETRUS MOUTON AS DIRECTOR Mgmt For For
O.3 RE-ELECT JEAN PIERRE VERSTER AS DIRECTOR Mgmt For For
O.4 ELECT CORA FERNANDEZ AS DIRECTOR Mgmt For For
O.5 ELECT STAN DU PLESSIS AS DIRECTOR Mgmt For For
O.6 ELECT VUSI MAHLANGU AS DIRECTOR Mgmt For For
O.7 REAPPOINT PRICEWATERHOUSECOOPERS INC AS Mgmt For For
AUDITORS
O.8 REAPPOINT DELOITTE TOUCHE AS AUDITORS Mgmt For For
O.9 AUTHORISE SPECIFIC ISSUE OF LOSS ABSORBENT Mgmt For For
CONVERTIBLE CAPITAL SECURITIES FOR CASH
O.10 AUTHORISE BOARD TO ISSUE SHARES FOR CASH Mgmt For For
O.11 APPROVE REMUNERATION POLICY Mgmt For For
O.12 APPROVE IMPLEMENTATION REPORT OF Mgmt Against Against
REMUNERATION POLICY
O.13 AMEND SHARE TRUST DEED Mgmt For For
S.1 APPROVE NON-EXECUTIVE DIRECTORS' Mgmt For For
REMUNERATION
S.2 AUTHORISE REPURCHASE OF ISSUED SHARE Mgmt For For
CAPITAL
S.3 APPROVE FINANCIAL ASSISTANCE IN TERMS OF Mgmt For For
SECTION 45 OF THE COMPANIES ACT
S.4 APPROVE FINANCIAL ASSISTANCE IN RESPECT OF Mgmt For For
THE RESTRICTED SHARE PLAN
--------------------------------------------------------------------------------------------------------------------------
CATCHER TECHNOLOGY CO LTD Agenda Number: 713143220
--------------------------------------------------------------------------------------------------------------------------
Security: Y1148A101
Meeting Type: EGM
Meeting Date: 05-Oct-2020
Ticker:
ISIN: TW0002474004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 LYRA INTERNATIONAL CO., LTD., THE Mgmt For For
SUBSIDIARY OF THE COMPANY, INTENDS TO SELL
100PCT OF ITS STAKES OF TOPO TECHNOLOGY
(TAIZHOU) CO., LIMITED, AND MEECA
TECHNOLOGY (TAIZHOU) CO., LIMITED IN
MAINLAND CHINA TO LENS INTERNATIONAL (HONG
KONG) CO., LTD.
CMMT 22 SEP 2020: THE MEETING SCHEDULED TO BE Non-Voting
HELD ON 05 OCT 2020, IS FOR MERGER AND
ACQUISITION OF CATCHER TECHNOLOGY CO LTD &
ISIN TW0002474004 AND TOPO TECHNOLOGY
(TAIZHOU) CO., LTD. AND MEECA TECHNOLOGY
(TAIZHOU) CO., LTD. IF YOU WISH TO DISSENT
ON THE MERGER PLEASE SUBMIT THIS IN WRITING
BEFORE THE MEETING TO WAIVE YOUR VOTING
RIGHTS. PLEASE CONTACT YOUR GLOBAL
CUSTODIAN DIRECTLY IF YOU WISH TO DISSENT
ON THE MERGER
CMMT 22 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CD PROJEKT S.A. Agenda Number: 712888556
--------------------------------------------------------------------------------------------------------------------------
Security: X0957E106
Meeting Type: AGM
Meeting Date: 28-Jul-2020
Ticker:
ISIN: PLOPTTC00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE GENERAL MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE GENERAL Mgmt For For
MEETING
3 CONFIRMATION THAT THE GENERAL MEETING HAS Mgmt Abstain Against
BEEN PROPERLY CONVENED AND IS ABLE TO ADOPT
BINDING RESOLUTIONS
4 ADOPTION OF THE AGENDA Mgmt For For
5 CONSIDERATION OF THE REPORTS OF THE Mgmt Abstain Against
COMPANY'S GOVERNING BODIES, THE COMPANY'S
FINANCIAL STATEMENTS AND THE CONSOLIDATED
FINANCIAL STATEMENTS FOR 2019
6 ADOPTION OF A RESOLUTION REGARDING THE Mgmt For For
APPROVAL OF THE COMPANY'S FINANCIAL
STATEMENTS FOR 2019
7 ADOPTION OF A RESOLUTION REGARDING THE Mgmt For For
APPROVAL OF THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE CD PROJEKT CAPITAL GROUP
FOR 2019
8 ADOPTION OF A RESOLUTION APPROVING THE Mgmt For For
MANAGEMENT BOARD'S REPORT ON THE ACTIVITIES
OF THE CD PROJEKT CAPITAL GROUP AND CD
PROJEKT S.A. FOR 2019
9 ADOPTION OF A RESOLUTION REGARDING THE Mgmt For For
DISTRIBUTION OF THE COMPANY'S PROFIT FOR
2019
10 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY THE PRESIDENT
OF THE MANAGEMENT BOARD, ADAM KICINSKI,
FROM JANUARY 1 TO DECEMBER 31, 2019
11 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY THE VICE
PRESIDENT OF THE MANAGEMENT BOARD, MARCIN
IWI SKI, FROM JANUARY 1 TO DECEMBER 31,
2019
12 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY THE VICE
PRESIDENT OF THE MANAGEMENT BOARD, PIOTR
NIELUBOWICZ, FROM JANUARY 1 TO DECEMBER 31,
2019
13 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY THE MEMBER OF
THE MANAGEMENT BOARD, ADAM BADOWSKI, FROM
JANUARY 1 TO DECEMBER 31, 2019
14 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY MEMBER OF THE
MANAGEMENT BOARD, MICHAL NOWAKOWSKI, FROM
JANUARY 1 TO DECEMBER 31, 2019
15 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY MEMBER OF THE
MANAGEMENT BOARD, PIOTR KARWOWSKI, FROM
JANUARY 1 TO DECEMBER 31, 2019
16 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY THE MEMBER OF
THE MANAGEMENT BOARD, MR OLEG KLAPOVSKIY,
FROM JANUARY 1 TO MAY 23, 2019
17 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY THE CHAIRWOMAN
OF THE SUPERVISORY BOARD, KATARZYNA SZWARC,
FROM JANUARY 1 TO DECEMBER 31, 2019
18 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY THE VICE
PRESIDENT OF THE SUPERVISORY BOARD, PIOTR P
GOWSKI, FROM JANUARY 1 TO DECEMBER 31, 2019
19 ADOPTION OF A RESOLUTION ON DISCHARGING A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD, MR. MICHAL
BIENI, FROM DISCHARGING HIS DUTIES FROM
JANUARY 1 TO DECEMBER 31, 2019
20 ADOPTION OF A RESOLUTION ON DISCHARGING A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD, MR
KRZYSZTOF KILIAN, FROM PERFORMANCE OF HIS
DUTIES IN THE PERIOD FROM JANUARY 1 TO
DECEMBER 31, 2019
21 ADOPTION OF A RESOLUTION ON GRANTING A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD MR. MACIEJ
NIELUBOWICZ THE VOTE OF APPROVAL FOR THE
FULFILLMENT OF DUTIES IN THE PERIOD FROM
JANUARY 1 TO DECEMBER 31, 2019
22 ADOPTION OF A RESOLUTION REGARDING THE Mgmt For For
ADOPTION OF A REMUNERATION POLICY FOR
MEMBERS OF THE MANAGEMENT BOARD AND MEMBERS
OF THE COMPANY'S SUPERVISORY BOARD
23 ADOPTION OF A RESOLUTION ON AMENDING THE Mgmt For For
PROVISIONS OF THE RESOLUTION INTRODUCING
THE INCENTIVE PROGRAM FOR 2016-2021
24 ADOPTION OF A RESOLUTION AUTHORIZING THE Mgmt For For
COMPANY'S MANAGEMENT BOARD TO PURCHASE THE
COMPANY'S OWN SHARES AND TO CREATE A
RESERVE CAPITAL TO PURCHASE THE COMPANY'S
OWN SHARES
25 ADOPTION OF A RESOLUTION REGARDING THE Mgmt For For
INTRODUCTION OF THE INCENTIVE PROGRAM
26 ADOPTION OF A RESOLUTION REGARDING THE Mgmt For For
ISSUE OF THE INCENTIVE PROGRAM,
SUBSCRIPTION WARRANTS WITH DEPRIVATION OF
THE PRE-EMPTIVE RIGHT OF EXISTING
SHAREHOLDERS, ENTITLING THEM TO SUBSCRIBE
FOR SERIES N SHARES AND A CONDITIONAL
INCREASE OF THE SHARE CAPITAL BY ISSUING
SERIES N SHARES, DEPRIVING EXISTING
SHAREHOLDERS OF PRE-EMPTIVE RIGHTS,
APPLYING FOR ADMISSION AND INTRODUCTION OF
NEW SERIES N SHARES TO TRADING ON THE
REGULATED MARKET OPERATED BY THE WARSAW
STOCK EXCHANGE AND RELATED CHANGES IN THE
COMPANY'S ARTICLES OF ASSOCIATION
27 ADOPTION OF A RESOLUTION REGARDING THE Mgmt For For
DISSOLUTION OF THE RESERVE CAPITAL CREATED
TO COVER EXPENSES FOR THE PURCHASE OF OWN
SHARES
28 CLOSING THE MEETING Non-Voting
CMMT 29 JUN 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
CD PROJEKT S.A. Agenda Number: 713062886
--------------------------------------------------------------------------------------------------------------------------
Security: X0957E106
Meeting Type: EGM
Meeting Date: 22-Sep-2020
Ticker:
ISIN: PLOPTTC00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE GENERAL MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE GENERAL Mgmt For For
MEETING
3 CONFIRMATION THAT THE GENERAL MEETING HAS Mgmt Abstain Against
BEEN PROPERLY CONVENED AND IS CAPABLE OF
ADOPTING BINDING RESOLUTIONS
4 ADOPTION OF THE AGENDA Mgmt For For
5 ADOPTION OF A RESOLUTION ON AMENDING THE Mgmt For For
PROVISIONS OF THE RESOLUTION INTRODUCING
THE INCENTIVE SCHEME
6 ADOPTION OF A RESOLUTION ON THE ISSUE FOR Mgmt For For
THE IMPLEMENTATION OF THE INCENTIVE SCHEME,
SUBSCRIPTION WARRANTS DEPRIVING THE
EXISTING SHAREHOLDERS OF THE SUBSCRIPTION
RIGHT, ENTITLING TO TAKE UP N SERIES SHARES
AND A CONDITIONAL INCREASE OF THE SHARE
CAPITAL BY ISSUING N SERIES SHARES,
DEPRIVING THE EXISTING SHAREHOLDERS OF THE
SUBSCRIPTION RIGHT, APPLYING FOR ADMISSION
AND INTRODUCTION OF THE SHARES OF THE NEW
SERIES N ISSUE TO TRADING ON THE REGULATED
MARKET OPERATED BY THE WARSAW STOCK
EXCHANGE AND THE RELATED AMENDMENT TO THE
ARTICLES OF ASSOCIATION
7 CLOSING THE MEETING Non-Voting
CMMT 02 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
06 SEP 2020 TO 04 SEP 2020. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CD PROJEKT S.A. Agenda Number: 714067318
--------------------------------------------------------------------------------------------------------------------------
Security: X0957E106
Meeting Type: AGM
Meeting Date: 25-May-2021
Ticker:
ISIN: PLOPTTC00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 569715 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 OPENING OF THE GENERAL MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE GENERAL Mgmt For For
MEETING
3 CONFIRMATION THAT THE GENERAL MEETING HAS Mgmt Abstain Against
BEEN PROPERLY CONVENED AND IS CAPABLE OF
ADOPTING BINDING RESOLUTIONS
4 ADOPTION OF THE AGENDA Mgmt For For
5 CONSIDERATION OF THE REPORTS OF THE Mgmt Abstain Against
COMPANY'S BODIES, THE COMPANY'S FINANCIAL
STATEMENTS AND THE CONSOLIDATED FINANCIAL
STATEMENTS FOR 2020
6 ADOPTION OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE COMPANY'S FINANCIAL STATEMENTS FOR 2020
7 ADOPTION OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE CONSOLIDATED FINANCIAL STATEMENTS OF
THE CD PROJEKT CAPITAL GROUP FOR 2020
8 ADOPTION OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE MANAGEMENT BOARD'S REPORT ON THE
ACTIVITIES OF THE CD PROJEKT CAPITAL GROUP
AND CD PROJEKT S.A. FOR 2020
9 ADOPTION OF A RESOLUTION ON THE Mgmt For For
DISTRIBUTION OF THE COMPANY'S PROFIT FOR
2020
10 ADOPTION OF A RESOLUTION ON GRANTING A VOTE Mgmt For For
OF APPROVAL TO THE PRESIDENT OF THE
MANAGEMENT BOARD, MR. ADAM KICI SKI, FOR
THE PERFORMANCE OF HIS DUTIES IN THE PERIOD
FROM 1 JANUARY TO 31 DECEMBER 2020
11 ADOPTION OF A RESOLUTION ON GRANTING A VOTE Mgmt For For
OF APPROVAL TO THE VICE PRESIDENT OF THE
MANAGEMENT BOARD, MR. MARCIN IWI SKI, FOR
THE PERFORMANCE OF HIS DUTIES IN THE PERIOD
FROM 1 JANUARY TO 31 DECEMBER 2020
12 ADOPTION OF A RESOLUTION ON GRANTING A VOTE Mgmt For For
OF APPROVAL TO THE VICE-PRESIDENT OF THE
MANAGEMENT BOARD, MR. PIOTR NIELUBOWICZ,
FOR THE PERFORMANCE OF HIS DUTIES IN THE
PERIOD FROM 1 JANUARY TO 31 DECEMBER 2020
13 ADOPTION OF A RESOLUTION ON GRANTING A VOTE Mgmt For For
OF APPROVAL TO THE MEMBER OF THE MANAGEMENT
BOARD, MR. ADAM BADOWSKI, FOR THE
PERFORMANCE OF HIS DUTIES IN THE PERIOD
FROM 1 JANUARY TO 31 DECEMBER 2020
14 ADOPTION OF A RESOLUTION ON DISCHARGING THE Mgmt For For
MEMBER OF THE MANAGEMENT BOARD, MR. MICHA
NOWAKOWSKI, FROM PERFORMING HIS DUTIES IN
THE PERIOD FROM 1 JANUARY TO 31 DECEMBER
2020
15 ADOPTION OF A RESOLUTION ON DISCHARGING THE Mgmt For For
MEMBER OF THE MANAGEMENT BOARD, MR. PIOTR
KARWOWSKI FROM THE PERFORMANCE OF HIS
DUTIES IN THE PERIOD FROM 1 JANUARY TO 31
DECEMBER 2020
16 ADOPTION OF A RESOLUTION ON DISCHARGING THE Mgmt For For
CHAIRWOMAN OF THE SUPERVISORY BOARD, MS
KATARZYNA SZWARC, FROM THE PERFORMANCE OF
HER DUTIES IN THE PERIOD FROM 1 JANUARY TO
31 DECEMBER 2020
17 ADOPTION OF A RESOLUTION ON DISCHARGING MR. Mgmt For For
PIOTR P GOWSKI, VICE-CHAIRMAN OF THE
SUPERVISORY BOARD, FOR THE PERFORMANCE OF
HIS DUTIES IN THE PERIOD FROM 1 JANUARY TO
31 DECEMBER 2020
18 ADOPTION OF A RESOLUTION ON GRANTING A VOTE Mgmt For For
OF APPROVAL TO A MEMBER OF THE SUPERVISORY
BOARD, MR. MICHA BIE , FOR THE PERFORMANCE
OF HIS DUTIES IN THE PERIOD FROM 1 JANUARY
TO 31 DECEMBER 2020
19 ADOPTION OF A RESOLUTION ON GRANTING A VOTE Mgmt For For
OF APPROVAL TO A MEMBER OF THE SUPERVISORY
BOARD, MR. KRZYSZTOF KILIAN, FOR THE
PERFORMANCE OF HIS DUTIES IN THE PERIOD
FROM 1 JANUARY TO 31 DECEMBER 2020
20 ADOPTION OF A RESOLUTION ON GRANTING A VOTE Mgmt For For
OF APPROVAL TO MACIEJ NIELUBOWICZ, MEMBER
OF THE SUPERVISORY BOARD, FOR THE
PERFORMANCE OF HIS DUTIES IN THE PERIOD
FROM 1 JANUARY TO 31 DECEMBER 2020
21 ADOPTION OF A RESOLUTION REGARDING THE Mgmt For For
EXPRESSION OF AN OPINION ON THE REPORT OF
THE SUPERVISORY BOARD OF CD PROJEKT S.A. ON
THE REMUNERATION OF MEMBERS OF THE
MANAGEMENT BOARD AND SUPERVISORY BOARD FOR
2019-2020
22 ADOPTION OF RESOLUTIONS ON THE APPOINTMENT Mgmt For For
OF MEMBERS OF THE SUPERVISORY BOARD FOR A
NEW TERM OF OFFICE
23 ADOPTION OF A RESOLUTION ON AMENDMENTS TO Mgmt For For
THE COMPANY'S ARTICLES OF ASSOCIATION
24 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ADOPTION OF A
RESOLUTION ON CHANGING THE REMUNERATION OF
THE MEMBERS OF THE SUPERVISORY BOARD OF THE
COMPANY
25 CLOSING THE MEETING Non-Voting
CMMT 07 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 13. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CELLTRION INC Agenda Number: 713617100
--------------------------------------------------------------------------------------------------------------------------
Security: Y1242A106
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: KR7068270008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 ELECTION OF INSIDE DIRECTOR SEO JIN SEOK Mgmt For For
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
5 APPROVAL OF GRANT OF STOCK OPTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CENCOSUD SA Agenda Number: 713743361
--------------------------------------------------------------------------------------------------------------------------
Security: P2205J100
Meeting Type: EGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: CL0000000100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A TO AMEND THE CORPORATE BYLAWS WITH THE Mgmt For For
OBJECTIVE OF INCLUDING IN THEM A COMPLIANCE
COMMITTEE IN ACCORDANCE WITH THAT WHICH IS
PROVIDED FOR IN JUDGMENT NUMBER 167.2019 OF
THE COURT FOR THE DEFENSE OF FREE
COMPETITION
B TO RESOLVE ON A SHARE BUYBACK PROGRAM IN Mgmt Against Against
ACCORDANCE WITH ARTICLES 27A THROUGH 27C OF
THE SHARE CORPORATIONS LAW, WITH THE
OBJECTIVE OF BEING ABLE TO MAKE INVESTMENTS
IN THE ACQUISITION OF SUCH SHARES, BEING
ABLE TO OBTAIN POTENTIAL BENEFITS FOR THE
COMPANY AS A RESULT OF THE VARIATION OF
THEIR PRICE
C TO ESTABLISH THE AMOUNT OR MAXIMUM Mgmt Against Against
PERCENTAGE OF SHARES TO BE ACQUIRED BY
VIRTUE OF THE SHARE BUYBACK PROGRAM, THE
DURATION OF THE SAME AND TO DELEGATE TO THE
BOARD OF DIRECTORS THE POWER TO ESTABLISH
THE PRICE TO BE PAID FOR THE SHARES BEING
BOUGHT BACK THAT ARE TO BE ACQUIRED AND
OTHER CONDITIONS IN ACCORDANCE WITH THE LAW
THAT MAY BE PERTINENT
D IN GENERAL, TO PASS ALL THE OTHER Mgmt For For
RESOLUTIONS THAT MAY BE NECESSARY OR
CONVENIENT FOR THE COMPLETE AND FAITHFUL
FULFILLMENT OF THE RESOLUTIONS THAT ARE
PASSED BY THE EXTRAORDINARY GENERAL MEETING
OF SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
CENCOSUD SA Agenda Number: 713743359
--------------------------------------------------------------------------------------------------------------------------
Security: P2205J100
Meeting Type: OGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: CL0000000100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A EXAMINATION OF THE SITUATION OF THE COMPANY Mgmt For For
AND OF THE REPORTS FROM THE OUTSIDE
AUDITING FIRM, AND THE APPROVAL OF THE
ANNUAL REPORT, BALANCE SHEET AND FINANCIAL
STATEMENTS FOR THE FISCAL YEAR TO DECEMBER
31, 2020, AND OF THE REPORT FROM THE
OUTSIDE AUDITING FIRM FOR THAT SAME FISCAL
YEAR
B DISTRIBUTION OF PROFIT FROM THE 2020 FISCAL Mgmt Against Against
YEAR AND THE PAYMENT OF DIVIDENDS
C ESTABLISHMENT OF THE COMPENSATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
D ESTABLISHMENT OF THE COMPENSATION OF THE Mgmt For For
MEMBERS OF THE COMMITTEE OF DIRECTORS AND
THE DETERMINATION OF THE EXPENSE BUDGET FOR
ITS OPERATION AND THAT FOR ITS ADVISERS
E THE REPORT IN REGARD TO THE EXPENSES OF THE Mgmt For For
BOARD OF DIRECTORS AND OF THE COMMITTEE OF
DIRECTORS
F DESIGNATION OF AN OUTSIDE AUDITING FIRM FOR Mgmt For For
THE 2021 FISCAL YEAR
G DESIGNATION OF RISK RATING AGENCIES FOR THE Mgmt For For
2021 FISCAL YEAR
H TO PRESENT THE MATTERS THAT WERE EXAMINED Mgmt For For
BY THE COMMITTEE OF DIRECTORS, THE
ACTIVITIES IT CARRIED OUT, ITS ANNUAL
MANAGEMENT REPORT AND THE PROPOSALS THAT
WERE NOT ACCEPTED BY THE BOARD OF
DIRECTORS, AS WELL AS THE RESOLUTIONS THAT
WERE PASSED BY THE BOARD OF DIRECTORS TO
APPROVE RELATED PARTY TRANSACTIONS
I TO GIVE AN ACCOUNTING OF THE OPPOSING VOTES Mgmt For For
OF MEMBERS OF THE BOARD OF DIRECTORS THAT
WERE INCLUDED IN THE MINUTES OF MEETINGS OF
THE BOARD OF DIRECTORS
J DESIGNATION OF THE NEWSPAPER IN WHICH THE Mgmt For For
CORPORATE NOTICES MUST BE PUBLISHED
K IN GENERAL, ANY MATTER OF CORPORATE Mgmt Against Against
INTEREST THAT IS NOT APPROPRIATE FOR AN
EXTRAORDINARY GENERAL MEETING OF
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
CGN POWER CO LTD Agenda Number: 712851650
--------------------------------------------------------------------------------------------------------------------------
Security: Y1300C101
Meeting Type: EGM
Meeting Date: 05-Aug-2020
Ticker:
ISIN: CNE100001T80
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0618/2020061800943.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0618/2020061800971.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION 1 REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS
1.1 TO CONSIDER AND APPROVE RE-ELECTION AND Mgmt For For
APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MR.
YANG CHANGLI
1.2 TO CONSIDER AND APPROVE RE-ELECTION AND Mgmt For For
APPOINTMENT OF EXECUTIVE DIRECTOR: MR. GAO
LIGANG
1.3 TO CONSIDER AND APPROVE RE-ELECTION AND Mgmt For For
APPOINTMENT OF EXECUTIVE DIRECTOR: MR.
JIANG DAJIN
1.4 TO CONSIDER AND APPROVE RE-ELECTION AND Mgmt For For
APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MR.
SHI BING
1.5 TO CONSIDER AND APPROVE RE-ELECTION AND Mgmt For For
APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MR.
WANG WEI
1.6 TO CONSIDER AND APPROVE RE-ELECTION AND Mgmt For For
APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MR.
GU JIAN
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION 2 REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS
2.1 TO CONSIDER AND APPROVE APPOINTMENT OF Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR: MR. LI
FUYOU
2.2 TO CONSIDER AND APPROVE APPOINTMENT OF Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR: MR.
YANG JIAYI
2.3 TO CONSIDER AND APPROVE APPOINTMENT OF Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR: MR. XIA
CEMING
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION 3 REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS
3.1 TO CONSIDER AND APPROVE RE-ELECTION AND Mgmt For For
APPOINTMENT OF NON-EMPLOYEE REPRESENTATIVE
SUPERVISOR: MR. CHEN SUI
3.2 TO CONSIDER AND APPROVE RE-ELECTION AND Mgmt For For
APPOINTMENT OF NON-EMPLOYEE REPRESENTATIVE
SUPERVISOR: MR. HU YAOQI
3.3 TO CONSIDER AND APPROVE RE-ELECTION AND Mgmt For For
APPOINTMENT OF NON-EMPLOYEE REPRESENTATIVE
SUPERVISOR: MR. ZHANG BAISHAN
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION 4 REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS
4.1 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
DIRECTOR AND SUPERVISOR: MR. YANG CHANGLI
4.2 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
DIRECTOR AND SUPERVISOR: MR. GAO LIGANG
4.3 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
DIRECTOR AND SUPERVISOR: MR. JIANG DAJIN
4.4 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
DIRECTOR AND SUPERVISOR: MR. SHI BING
4.5 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
DIRECTOR AND SUPERVISOR: MR. WANG WEI
4.6 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
DIRECTOR AND SUPERVISOR: MR. GU JIAN
4.7 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
DIRECTOR AND SUPERVISOR: MR. LI FUYOU
4.8 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
DIRECTOR AND SUPERVISOR: MR. YANG JIAYI
4.9 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
DIRECTOR AND SUPERVISOR: MR. XIA CEMING
4.10 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
DIRECTOR AND SUPERVISOR: MR. CHEN SUI
4.11 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
DIRECTOR AND SUPERVISOR: MR. HU YAOQI
4.12 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
DIRECTOR AND SUPERVISOR: MR. ZHANG BAISHAN
4.13 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
DIRECTOR AND SUPERVISOR: MS. ZHU HUI
4.14 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
DIRECTOR AND SUPERVISOR: MR. WANG HONGXIN
5 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE PROCEDURAL RULES OF GENERAL MEETINGS
6 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE PROCEDURAL RULES OF THE BOARD OF
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
CHACHA FOOD CO LTD Agenda Number: 713502006
--------------------------------------------------------------------------------------------------------------------------
Security: Y2000X106
Meeting Type: EGM
Meeting Date: 26-Jan-2021
Ticker:
ISIN: CNE1000010Q5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE 5TH PHASE EMPLOYEE STOCK OWNERSHIP PLAN Mgmt For For
(DRAFT) AND ITS SUMMARY
2 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS REGARDING THE EMPLOYEE STOCK
OWNERSHIP PLAN
3 MANAGEMENT MEASURES FOR THE 5TH EMPLOYEE Mgmt For For
STOCK OWNERSHIP PLAN
--------------------------------------------------------------------------------------------------------------------------
CHACHA FOOD CO LTD Agenda Number: 714037783
--------------------------------------------------------------------------------------------------------------------------
Security: Y2000X106
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: CNE1000010Q5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 560431 DUE TO ADDITION OF
RESOLUTION 14. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
2 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
3 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
4 2020 ANNUAL ACCOUNTS Mgmt For For
5 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX INCLUDED):
CNY8.00000000 2) BONUS ISSUE FROM PROFIT
(SHARE/10 SHARES): NONE 3) BONUS ISSUE FROM
CAPITAL RESERVE (SHARE/10 SHARES): NONE
6 2020 SPECIAL REPORT ON THE DEPOSIT AND USE Mgmt For For
OF RAISED FUNDS
7 SETTLEMENT OF SOME PROJECTS FINANCED WITH Mgmt For For
RAISED FUNDS AND TRANSFERRING THE SURPLUS
FUNDS TO THE ACCOUNT FOR SURPLUS RAISED
FUNDS
8 2021 ESTIMATED CONTINUING CONNECTED Mgmt For For
TRANSACTIONS
9 REAPPOINTMENT OF 2021 AUDIT FIRM Mgmt For For
10 PURCHASE OF WEALTH MANAGEMENT PRODUCTS WITH Mgmt For For
IDLE RAISED FUNDS
11 2021 APPLICATION FOR COMPREHENSIVE CREDIT Mgmt For For
LINE TO BANKS
12 INVESTMENT AND WEALTH MANAGEMENT WITH Mgmt For For
PROPRIETARY FUNDS
13 2021 PROVISION OF GUARANTEE FOR Mgmt For For
SUBSIDIARIES
14 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHAILEASE HOLDING COMPANY LIMITED Agenda Number: 713988181
--------------------------------------------------------------------------------------------------------------------------
Security: G20288109
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: KYG202881093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACCEPT 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2020 PROFITS. PROPOSED CASH DIVIDEND: TWD 5
PER COMMON SHARE. PROPOSED CASH DIVIDEND:
TWD 1.20767123 PER PREFERRED SHARE.
3 AMENDMENT TO THE RULES AND PROCEDURES OF Mgmt For For
SHAREHOLDERS' MEETING.
4 ISSUANCE OF NEW SHARES VIA CAPITALIZATION Mgmt For For
OF RETAINED EARNINGS. PROPOSED STOCK
DIVIDEND: TWD 0.5 PER COMMON SHARE.
--------------------------------------------------------------------------------------------------------------------------
CHEMICAL WORKS OF GEDEON RICHTER PLC Agenda Number: 713738120
--------------------------------------------------------------------------------------------------------------------------
Security: X3124S107
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: HU0000123096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 530210 DUE TO RECEIPT OF UPDATE
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
1 BOD HAS APPROVED THE AGENDA OF THE MEETING Mgmt No vote
CONVENED TO THIS DAY WITH THE SAME CONTENT
AS IN THE GENERAL MEETING'S INVITATION
2 BOD HAS APPROVED THAT A SOUND RECORDING AND Mgmt No vote
AN AUDIO-VIDEO RECORDING RECORDED BY THE
SOFTWARE ENABLING THE VIDEOCONFERENCE SHALL
BE MADE OF THE PROCEEDINGS OF THE MEETING
IN ORDER TO ASSIST IN THE PREPARATION OF
THE MINUTES
3 BOD- APPOINTED DR. ANDRAS SZECSKAY, Mgmt No vote
ATTORNEY AT LAW, LEGAL ADVISOR OF THE CO.
TO CONDUCT THE MEETING HELD TODAY, DR.
MARIA WIRTH DR. KOVARI-TAKACSNE TO BE THE
KEEPER OF THE MINUTES, DR. GYORGY BAGDY AND
DR. GABOR GULACSI AS MEMBERS OF THE BOD, TO
CONFIRM THE MINUTES OF THE MEETING
4 BOD HAS APPROVED THE CONSOLIDATED FIN. Mgmt No vote
STATE. REGARDING THE OPERATION AND BUS.
ACTIVITIES OF THE RICHTER IN THE 2020 BUS
5 BOD- HAS APPROVED THE REPORT OF THE BOD OF Mgmt No vote
THE CO. REGARDING THE BUS. ACTIVITIES OF
THE CO. IN THE 2020 BUS
6 BOD HAS APPROVED THE 2020 INDIVIDUAL Mgmt No vote
FINANCIAL STATEM. OF THE CO., INCLUDING THE
AUDITED 2020 BALANCE SHEET
7 BOD APPROVED THE RATE OF DIVIDEND RELATING Mgmt No vote
TO COMMON SHARES PAYABLE AFTER THE RESULT
OF BUS. YEAR 2020 IN 40PTC OF THE
CONSOLIDATED AFTER TAX PROFIT ATTRIBUTABLE
TO THE OWNERS OF THE PARENT CO., WHICH IS
225 HUF/SHARE
8 BOD HAS ACKNOWLEDGED AND APPROVED THE Mgmt No vote
CO.GOV. REPORT OF THE CO. AS PROPOSED BY
BOD OF THE CO
9 BOD HAS APPROVED THE AMENDMENT OF SECTION Mgmt No vote
14.1 OF THE STATUTES REGARDING THE BOD,
PRIMARY IN CONNECTION WITH INCREASING THE
MAXIMUM NUMBER OF MEMBERS OF THE BOD
10 BOD HAS APPROVED THE REPORT OF BOD ON THE Mgmt No vote
TREASURY SHARES ACQUIRED BY THE CO. BASED
UPON THE AUTHORIZATION IN RES. NO.
15/2020.04.28. OF BOD ACTING IN COMPETENCE
OF THE AGM
11 BOD HAS AUTHORIZED THE BOD OF THE CO. TO Mgmt No vote
PURCHASE ITS OWN COMMON SHARES HAVING THE
FACE VALUE OF HUF 100, BY THE DATE OF THE
YEAR 2022 AGM, EITHER IN CIRCULATION ON OR
OUTSIDE THE STOCK EXCHANGE
12 BOD HAS APPROVED THE REELECTION OF BALINT Mgmt No vote
SZECSENYI AS MEMB OF BOD FOR A PERIOD OF 3
YEAR
13 BOD HAS APPROVED THE REELECTION OF DR. Mgmt No vote
ANETT PANDURICS AS MEMB OF BOD FOR A PERIOD
OF 3 YEAR
14 BOD HAS APPROVED THE ELECTION OF DR. NANDOR Mgmt No vote
PAL ACS AS MEMB OF BOD FOR A PERIOD OF 3
YEAR
15 BOD- WITH RESPECT TO THE MINORITY Mgmt No vote
SHAREHOLDER'S MOTION SUBMITTED BY MNV ZRT
AS REPRESENTATIVE OF THE HUNGARIAN STATE -
HAS APPROVED THE ELECTION OF DR. LASZLO
SZABO AS MEMB OF BOD FOR A PERIOD OF 3 Y
16 BOD HAS APPROVED THE REELECTION OF DR. Mgmt No vote
ATTILA CHIKAN AS MEMB OF THE SUP BOD. FOR A
PERIOD OF 3Y
17 BOD HAS APPROVED THE REELECTION OF PROF. Mgmt No vote
DR. JONATHAN ROBERT BEDROS AS MEMB OF THE
SUP BOD. FOR A PERIOD OF 3 Y
18 BOD HAS APPROVED THE ELECTION OF DR. ZOLTAN Mgmt No vote
MATOS AS MEMB OF THE SUP BOD. FOR A PERIOD
OF 3Y
19 BOD HAS APPROVED THE ELECTION OF DR. LIVIA Mgmt No vote
PAVLIK AS MEMB OF THE SUP BOD. FOR A PERIOD
OF 3 Y
20 BOD HAS APPROVED THE ELECTION OF EMPLOYEE Mgmt No vote
REPRESENTATIVE DR. KRISZTINA GAL AS MEMB OF
THE SUP BOD. FOR A PERIOD OF 3 Y
21 BOD HAS APPROVED THE ELECTION OF EMPLOYEE Mgmt No vote
REPRESENTATIVE PETER MULLER AS MEMB OF THE
SUP BOD. FOR A PERIOD OF 3 Y
22 BOD HAS APPROVED THE REELECTION OF SUP BOD. Mgmt No vote
MEMBER DR. ATTILA CHIKAN AS MEMB OF THE
AUDIT B. FOR A PERIOD OF 3 Y
23 BOD HAS APPROVED THE ELECTION OF SUP BOD. Mgmt No vote
MEMB DR. ZOLTAN MATOS AND DR. LIVIA PAVLIK
AS MEM OF THE AUDIT B. FOR A PERIOD OF 3 Y
24 BOD HAS APPROVED THE HONORARIA FOR THE MEMB Mgmt No vote
OF THE CO.'S BOD FOR YEAR 2021 EFFECTIVE AS
OF JANUARY 1, 2021
25 BOD HAS APPROVED SHAREHOLDER MOTION OF Mgmt No vote
AMUNDI ALAPKEZELO ZRT ACCORDING TO WHICH
THE CHAIRMAN AND MEMBERS OF BOD SHALL
RECEIVE THE BELOW REWARD, THE SUM OF WHICH
EQUALS TO THEIR HONORARIA FOR TWO MONTHS
26 BOD HAS APPROVED THE HONORARIA FOR THE Mgmt No vote
MEMBERS OF THE CO.'S SUP BOD. FOR YEAR 2021
EFFECTIVE AS OF JANUARY 1, 2021
27 BOD HAS APPROVED THE HONORARIA FOR DELOITTE Mgmt No vote
LTD. FOR ITS PERFORMANCE AS AUDITOR OF THE
CO. IN 2021
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 27 APR 2021 AT 08:00. CONSEQUENTLY,
YOUR VOTING INSTRUCTIONS WILL REMAIN VALID
FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CHINA CONCH VENTURE HOLDINGS LTD Agenda Number: 714031616
--------------------------------------------------------------------------------------------------------------------------
Security: G2116J108
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: KYG2116J1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0429/2021042901721.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0429/2021042901571.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES AND THE REPORTS OF THE
DIRECTORS AND OF THE AUDITORS FOR THE YEAR
ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.70 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2020
3.A TO RE-ELECT MR. JI QINYING AS AN EXECUTIVE Mgmt For For
DIRECTOR
3.B TO RE-ELECT MR. LI DAMING AS AN EXECUTIVE Mgmt For For
DIRECTOR
3.C TO RE-ELECT MR. CHANG ZHANGLI AS A Mgmt Against Against
NON-EXECUTIVE DIRECTOR
3.D TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT KPMG AS AUDITORS AND TO Mgmt For For
AUTHORIZE THE BOARD OF DIRECTORS OF THE
COMPANY TO FIX THEIR REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES REPURCHASED BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION Agenda Number: 713154057
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: EGM
Meeting Date: 12-Nov-2020
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0925/2020092500590.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0925/2020092500598.pdf
1 ELECTION OF MR. LYU JIAJIN AS EXECUTIVE Mgmt For For
DIRECTOR OF THE BANK
2 ELECTION OF MS. SHAO MIN AS NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE BANK
3 ELECTION OF MS. LIU FANG AS NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE BANK
4 ELECTION OF MR. WILLIAM (BILL) COEN AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
BANK
5 REMUNERATION DISTRIBUTION AND SETTLEMENT Mgmt For For
PLAN FOR DIRECTORS FOR THE YEAR 2019
6 REMUNERATION DISTRIBUTION AND SETTLEMENT Mgmt For For
PLAN FOR SUPERVISORS FOR THE YEAR 2019
7 ISSUANCE OF QUALIFIED WRITE-DOWN TIER 2 Mgmt For For
CAPITAL INSTRUMENTS
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION Agenda Number: 713592740
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: EGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0208/2021020800452.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0208/2021020800466.pdf
1 ELECTION OF MR. WANG JIANG AS EXECUTIVE Mgmt For For
DIRECTOR OF THE BANK
2 CONFIRMING THE DONATIONS OF ANTI-PANDEMIC Mgmt For For
MATERIALS MADE IN 2020
3 ADDITIONAL LIMIT ON POVERTY ALLEVIATION Mgmt For For
DONATIONS
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION Agenda Number: 714020017
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042801255.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042801227.pdf
1 2020 REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 REPORT OF THE BOARD OF SUPERVISORS Mgmt For For
3 2020 FINAL FINANCIAL ACCOUNTS Mgmt For For
4 2020 PROFIT DISTRIBUTION PLAN Mgmt For For
5 2021 FIXED ASSET INVESTMENT BUDGET Mgmt For For
6 ELECTION OF MR. KENNETH PATRICK CHUNG TO BE Mgmt For For
RE-APPOINTED AS INDEPENDENT NONEXECUTIVE
DIRECTOR OF THE BANK
7 ELECTION OF MR. LEUNG KAM CHUNG, ANTONY AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
BANK
8 APPOINTMENT OF EXTERNAL AUDITORS FOR 2021 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHINA CYTS TOURS HOLDINGS CO LTD Agenda Number: 713329781
--------------------------------------------------------------------------------------------------------------------------
Security: Y1400N106
Meeting Type: EGM
Meeting Date: 16-Nov-2020
Ticker:
ISIN: CNE000000V14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROVISION OF GUARANTEE BY A CONTROLLED Mgmt For For
SUBSIDIARY TO ITS WHOLLY-OWNED SUBSIDIARY
--------------------------------------------------------------------------------------------------------------------------
CHINA CYTS TOURS HOLDINGS CO LTD Agenda Number: 713726822
--------------------------------------------------------------------------------------------------------------------------
Security: Y1400N106
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: CNE000000V14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
4 2020 ANNUAL ACCOUNTS Mgmt For For
5 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY0.00000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
6 ANNUAL WORK REPORT OF INDEPENDENT DIRECTORS Mgmt For For
7 2021 GUARANTEE PLAN Mgmt Against Against
8.1 2021 ESTIMATED CONTINUING CONNECTED Mgmt For For
TRANSACTIONS: ESTIMATED CONTINUING
CONNECTED TRANSACTIONS WITH A COMPANY
8.2 2021 ESTIMATED CONTINUING CONNECTED Mgmt For For
TRANSACTIONS: ESTIMATED CONTINUING
CONNECTED TRANSACTIONS WITH A 2ND COMPANY
8.3 2021 ESTIMATED CONTINUING CONNECTED Mgmt For For
TRANSACTIONS: ESTIMATED CONTINUING
CONNECTED TRANSACTIONS WITH A 3RD COMPANY
8.4 2021 ESTIMATED CONTINUING CONNECTED Mgmt For For
TRANSACTIONS: ESTIMATED CONTINUING
CONNECTED TRANSACTIONS WITH A 4TH COMPANY
8.5 2021 ESTIMATED CONTINUING CONNECTED Mgmt For For
TRANSACTIONS: ESTIMATED CONTINUING
CONNECTED TRANSACTIONS WITH A 5TH COMPANY
AND ITS SUBSIDIARIES
9 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
10 REAPPOINTMENT OF AUDIT FIRM Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHINA CYTS TOURS HOLDINGS CO LTD Agenda Number: 714175090
--------------------------------------------------------------------------------------------------------------------------
Security: Y1400N106
Meeting Type: EGM
Meeting Date: 31-May-2021
Ticker:
ISIN: CNE000000V14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF DIRECTORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHINA GAS HOLDINGS LTD Agenda Number: 712957325
--------------------------------------------------------------------------------------------------------------------------
Security: G2109G103
Meeting Type: AGM
Meeting Date: 20-Aug-2020
Ticker:
ISIN: BMG2109G1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0716/2020071600580.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0716/2020071600572.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND OF THE AUDITORS OF THE
COMPANY FOR THE YEAR ENDED 31 MARCH 2020
2 TO DECLARE A FINAL DIVIDEND OF HK40 CENTS Mgmt For For
PER SHARE
3.A.I TO RE-ELECT MR. LIU MING HUI AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
3.AII TO RE-ELECT MR. ZHU WEIWEI AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3AIII TO RE-ELECT MS. LIU CHANG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.AIV TO RE-ELECT MS. CHEN YANYAN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.A.V TO RE-ELECT MR. ZHANG LING AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.B TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE BOARD) TO FIX THE DIRECTORS
REMUNERATION
4 TO RE-APPOINT THE AUDITORS OF THE COMPANY Mgmt For For
AND TO AUTHORISE THE BOARD TO FIX THE
AUDITORS REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE SHARES OF THE COMPANY
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE AND ALLOT THE SHARES OF THE
COMPANY
7 TO EXTEND A GENERAL MANDATE TO THE Mgmt Against Against
DIRECTORS TO ISSUE AND ALLOT THE SHARES OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA LESSO GROUP HOLDINGS LTD Agenda Number: 713988713
--------------------------------------------------------------------------------------------------------------------------
Security: G2157Q102
Meeting Type: AGM
Meeting Date: 15-Jun-2021
Ticker:
ISIN: KYG2157Q1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0426/2021042600232.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0426/2021042600230.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO ADOPT THE AUDITED FINANCIAL STATEMENTS Mgmt For For
AND TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND INDEPENDENT AUDITOR OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF HK38 CENTS Mgmt For For
PER SHARE OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2020
3.A TO RE-ELECT MR. LUO JIANFENG AS DIRECTOR Mgmt For For
3.B TO RE-ELECT MR. LIN DEWEI AS DIRECTOR Mgmt For For
3.C TO RE-ELECT MS. LAN FANG AS DIRECTOR Mgmt For For
3.D TO RE-ELECT DR. TAO ZHIGANG AS DIRECTOR Mgmt For For
3.E TO RE-ELECT MS. LU JIANDONG AS DIRECTOR Mgmt For For
4 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS
5 TO RE-APPOINT ERNST & YOUNG AS INDEPENDENT Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
ITS REMUNERATION
6.A AS SPECIAL BUSINESS, TO CONSIDER AND, IF Mgmt Against Against
THOUGHT FIT, PASS, WITH OR WITHOUT
MODIFICATION, THE FOLLOWING RESOLUTION AS
ORDINARY RESOLUTION OF THE COMPANY: ''THAT:
(A) SUBJECT TO PARAGRAPH (C) BELOW, THE
EXERCISE BY THE DIRECTORS DURING THE
RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF
ALL THE POWERS OF THE COMPANY TO ALLOT,
ISSUE AND OTHERWISE DEAL WITH SHARES OF THE
COMPANY (''SHARES'') OR SECURITIES
CONVERTIBLE INTO SHARES, OR OPTIONS,
WARRANTS OR SIMILAR RIGHTS TO SUBSCRIBE FOR
ANY SHARES, AND TO MAKE OR GRANT OFFERS,
AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE
THE EXERCISE OF SUCH POWER BE AND IS HEREBY
GENERALLY AND UNCONDITIONALLY APPROVED; (B)
THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL
BE IN ADDITION TO ANY OTHER AUTHORISATIONS
GIVEN TO THE DIRECTORS AND SHALL AUTHORISE
THE DIRECTORS DURING THE RELEVANT PERIOD TO
MAKE OR GRANT OFFERS, AGREEMENTS AND
OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF
SUCH POWER AFTER THE END OF THE RELEVANT
PERIOD; (C) THE AGGREGATE NUMBER OF THE
SHARES ALLOTTED OR AGREED CONDITIONALLY OR
UNCONDITIONALLY TO BE ALLOTTED (WHETHER
PURSUANT TO AN OPTION OR OTHERWISE) BY THE
DIRECTORS PURSUANT TO THE APPROVAL IN
PARAGRAPH (A) ABOVE, OTHERWISE THAN
PURSUANT TO: (I) A RIGHTS ISSUE (AS
HEREINAFTER DEFINED); (II) THE EXERCISE OF
RIGHTS OF SUBSCRIPTION OR CONVERSION UNDER
TERMS OF ANY WARRANTS ISSUED BY THE COMPANY
OR ANY SECURITIES WHICH ARE CONVERTIBLE
INTO SHARES; (III) THE EXERCISE OF ANY
OPTIONS GRANTED UNDER ANY OPTION SCHEME OR
SIMILAR ARRANGEMENT FOR THE TIME BEING
ADOPTED FOR THE GRANT OR ISSUE TO ELIGIBLE
PERSONS OF SHARES OR RIGHT TO ACQUIRE
SHARES; AND (IV) ANY SCRIP DIVIDEND OR
SIMILAR ARRANGEMENTS PROVIDING FOR THE
ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR
PART OF A DIVIDEND ON SHARES IN ACCORDANCE
WITH THE ARTICLES OF ASSOCIATION OF THE
COMPANY; SHALL NOT EXCEED 20% OF THE
AGGREGATE NUMBER OF SHARES IN ISSUE AS AT
THE DATE OF PASSING OF THIS RESOLUTION AND
THE SAID APPROVAL SHALL BE LIMITED
ACCORDINGLY; (D) SUBJECT TO THE PASSING OF
EACH OF THE PARAGRAPHS (A), (B) AND (C) OF
THIS RESOLUTION, ANY PRIOR APPROVALS OF THE
KIND REFERRED TO IN PARAGRAPHS (A), (B) AND
(C) OF THIS RESOLUTION WHICH HAD BEEN
GRANTED TO THE DIRECTORS AND WHICH ARE
STILL IN EFFECT BE AND ARE HEREBY REVOKED;
AND (E) FOR THE PURPOSE OF THIS RESOLUTION:
''RELEVANT PERIOD'' MEANS THE PERIOD FROM
THE PASSING OF THIS RESOLUTION UNTIL
WHICHEVER IS THE EARLIEST OF: (I) THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY; (II) THE EXPIRATION
OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY IS REQUIRED
BY LAW OR THE ARTICLES OF ASSOCIATION OF
THE COMPANY TO BE HELD; OR (III) THE
REVOCATION OR VARIATION OF THE AUTHORITY
GIVEN UNDER THIS RESOLUTION BY ORDINARY
RESOLUTION OF THE SHAREHOLDERS OF THE
COMPANY IN GENERAL MEETING; ''RIGHTS
ISSUE'' MEANS THE ALLOTMENT, ISSUE OR GRANT
OF SHARES PURSUANT TO AN OFFER OF SHARES
OPEN FOR A PERIOD FIXED BY THE DIRECTORS TO
HOLDERS OF SHARES OR ANY CLASS THEREOF ON
THE REGISTER ON A FIXED RECORD DATE IN
PROPORTION TO THEIR THEN HOLDINGS OF SUCH
SHARES OR CLASS THEREOF (SUBJECT TO SUCH
EXCLUSION OR OTHER ARRANGEMENTS AS THE
DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT
IN RELATION TO FRACTIONAL ENTITLEMENTS, OR
HAVING REGARD TO ANY RESTRICTIONS OR
OBLIGATIONS UNDER THE LAWS OF, OR THE
REQUIREMENTS OF, ANY RECOGNIZED REGULATORY
BODY OR ANY STOCK EXCHANGE IN ANY TERRITORY
OUTSIDE HONG KONG).''
6.B AS SPECIAL BUSINESS, TO CONSIDER AND, IF Mgmt For For
THOUGHT FIT, PASS, WITH OR WITHOUT
MODIFICATION, THE FOLLOWING RESOLUTION AS
ORDINARY RESOLUTION OF THE COMPANY: ''THAT:
(A) SUBJECT TO PARAGRAPH (B) BELOW, THE
EXERCISE BY THE DIRECTORS DURING THE
RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF
ALL THE POWERS OF THE COMPANY TO REPURCHASE
SHARES OF THE COMPANY (''SHARES'') ON THE
STOCK EXCHANGE OF HONG KONG LIMITED OR ON
ANY OTHER STOCK EXCHANGE RECOGNIZED FOR
THIS PURPOSE BY THE SECURITIES AND FUTURES
COMMISSION AND THE STOCK EXCHANGE OF HONG
KONG LIMITED UNDER THE CODE ON SHARE
BUY-BACKS, AND SUBJECT TO AND IN ACCORDANCE
WITH ALL APPLICABLE LAWS AND THE RULES
GOVERNING THE LISTING OF SECURITIES ON THE
STOCK EXCHANGE OF HONG KONG LIMITED, BE AND
IS HEREBY GENERALLY AND UNCONDITIONALLY
APPROVED; (B) THE AGGREGATE NUMBER OF
SHARES WHICH MAY BE REPURCHASED PURSUANT TO
THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL
NOT EXCEED 10% OF THE AGGREGATE NUMBER OF
THE SHARES IN ISSUE AS AT THE DATE OF
PASSING OF THIS RESOLUTION AND THE SAID
APPROVAL SHALL BE LIMITED ACCORDINGLY; (C)
SUBJECT TO THE PASSING OF EACH OF THE
PARAGRAPHS (A) AND (B) OF THIS RESOLUTION,
ANY PRIOR APPROVALS OF THE KIND REFERRED TO
IN PARAGRAPHS (A) AND (B) OF THIS
RESOLUTION WHICH HAD BEEN GRANTED TO THE
DIRECTORS AND WHICH ARE STILL IN EFFECT BE
AND ARE HEREBY REVOKED; AND (D) FOR THE
PURPOSE OF THIS RESOLUTION, ''RELEVANT
PERIOD'' MEANS THE PERIOD FROM THE PASSING
OF THIS RESOLUTION UNTIL WHICHEVER IS THE
EARLIEST OF: (I) THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY; (II)
THE EXPIRATION OF THE PERIOD WITHIN WHICH
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY IS REQUIRED BY LAW OR THE ARTICLES
OF ASSOCIATION OF THE COMPANY TO BE HELD;
OR (III) THE REVOCATION OR VARIATION OF THE
AUTHORITY GIVEN UNDER THIS RESOLUTION BY
ORDINARY RESOLUTION OF THE SHAREHOLDERS OF
THE COMPANY IN GENERAL MEETING.''
6.C AS SPECIAL BUSINESS, TO CONSIDER AND, IF Mgmt Against Against
THOUGHT FIT, PASS, WITH OR WITHOUT
MODIFICATION, THE FOLLOWING RESOLUTION AS
ORDINARY RESOLUTION OF THE COMPANY: ''THAT
CONDITIONAL UPON THE PASSING OF RESOLUTIONS
6A AND 6B AS SET OUT IN THE NOTICE OF THIS
MEETING, THE GENERAL MANDATE GRANTED TO THE
DIRECTORS TO EXERCISE THE POWERS OF THE
COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL
WITH SHARES OF THE COMPANY PURSUANT TO
RESOLUTION 6A ABOVE BE AND IS HEREBY
EXTENDED BY THE ADDITION TO THE AGGREGATE
NUMBER OF SHARES OF THE COMPANY WHICH MAY
BE ALLOTTED BY THE DIRECTORS PURSUANT TO
SUCH GENERAL MANDATE AN AMOUNT REPRESENTING
THE AGGREGATE NUMBER OF SHARES OF THE
COMPANY REPURCHASED BY THE COMPANY UNDER
THE AUTHORITY GRANTED PURSUANT TO
RESOLUTION 6B ABOVE, PROVIDED THAT SUCH
AMOUNT SHALL NOT EXCEED 10% OF THE
AGGREGATE NUMBER OF THE SHARES OF THE
COMPANY IN ISSUE AS AT THE DATE OF PASSING
OF THIS RESOLUTION.''
--------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO LTD Agenda Number: 714216428
--------------------------------------------------------------------------------------------------------------------------
Security: Y1477R204
Meeting Type: AGM
Meeting Date: 30-Jun-2021
Ticker:
ISIN: CNE1000002L3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 537290 DUE TO RECEIPT OF
ADDITIONAL RESOLUTIONS 23 AND 24. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0415/2021041500453.pdf,
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF SUPERVISORS OF THE COMPANY FOR THE
YEAR 2020
3 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
REPORT OF THE COMPANY FOR THE YEAR 2020
4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2020
5 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
DIRECTORS AND SUPERVISORS OF THE COMPANY
6 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
WANG BIN AS AN EXECUTIVE DIRECTOR OF THE
SEVENTH SESSION OF THE BOARD OF DIRECTORS
OF THE COMPANY
7 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
SU HENGXUAN AS AN EXECUTIVE DIRECTOR OF THE
SEVENTH SESSION OF THE BOARD OF DIRECTORS
OF THE COMPANY
8 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
LI MINGGUANG AS AN EXECUTIVE DIRECTOR OF
THE SEVENTH SESSION OF THE BOARD OF
DIRECTORS OF THE COMPANY
9 TO CONSIDER AND APPROVE THE ELECTION OF MS. Mgmt For For
HUANG XIUMEI AS AN EXECUTIVE DIRECTOR OF
THE SEVENTH SESSION OF THE BOARD OF
DIRECTORS OF THE COMPANY
10 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt Against Against
YUAN CHANGQING AS A NON-EXECUTIVE DIRECTOR
OF THE SEVENTH SESSION OF THE BOARD OF
DIRECTORS OF THE COMPANY
11 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
WU SHAOHUA AS A NON-EXECUTIVE DIRECTOR OF
THE SEVENTH SESSION OF THE BOARD OF
DIRECTORS OF THE COMPANY
12 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
SHENG HETAI AS A NON-EXECUTIVE DIRECTOR OF
THE SEVENTH SESSION OF THE BOARD OF
DIRECTORS OF THE COMPANY
13 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
WANG JUNHUI AS A NON-EXECUTIVE DIRECTOR OF
THE SEVENTH SESSION OF THE BOARD OF
DIRECTORS OF THE COMPANY
14 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
TANG XIN AS AN INDEPENDENT DIRECTOR OF THE
SEVENTH SESSION OF THE BOARD OF DIRECTORS
OF THE COMPANY
15 TO CONSIDER AND APPROVE THE ELECTION OF MS. Mgmt For For
LEUNG OI-SIE ELSIE AS AN INDEPENDENT
DIRECTOR OF THE SEVENTH SESSION OF THE
BOARD OF DIRECTORS OF THE COMPANY
16 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
LAM CHI KUEN AS AN INDEPENDENT DIRECTOR OF
THE SEVENTH SESSION OF THE BOARD OF
DIRECTORS OF THE COMPANY
17 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
ZHAI HAITAO AS AN INDEPENDENT DIRECTOR OF
THE SEVENTH SESSION OF THE BOARD OF
DIRECTORS OF THE COMPANY
18 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
JIA YUZENG AS A NON-EMPLOYEE REPRESENTATIVE
SUPERVISOR OF THE SEVENTH SESSION OF THE
BOARD OF SUPERVISORS OF THE COMPANY
19 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
HAN BING AS A NON-EMPLOYEE REPRESENTATIVE
SUPERVISOR OF THE SEVENTH SESSION OF THE
BOARD OF SUPERVISORS OF THE COMPANY
20 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
NIU KAILONG AS A NON-EMPLOYEE
REPRESENTATIVE SUPERVISOR OF THE SEVENTH
SESSION OF THE BOARD OF SUPERVISORS OF THE
COMPANY
21 TO CONSIDER AND APPROVE THE RENEWAL BY THE Mgmt For For
COMPANY OF LIABILITY INSURANCE FOR
DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT
22 TO CONSIDER AND APPROVE THE CONTINUED Mgmt For For
DONATIONS BY THE COMPANY TO CHINA LIFE
FOUNDATION
23 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
AUDITORS OF THE COMPANY FOR THE YEAR 2021,
AND TO AUTHORIZE THE BOARD OF DIRECTORS TO
DETERMINE THEIR REMUNERATION
24 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt Against Against
DIRECTORS OF THE COMPANY TO ALLOT, ISSUE
AND DEAL WITH NEW H SHARES OF THE COMPANY
OF AN AMOUNT OF NOT MORE THAN 20% OF THE H
SHARES IN ISSUE AS AT THE DATE OF PASSING
OF THIS SPECIAL RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO LTD Agenda Number: 713042935
--------------------------------------------------------------------------------------------------------------------------
Security: Y14896115
Meeting Type: EGM
Meeting Date: 09-Sep-2020
Ticker:
ISIN: CNE1000002M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0821/2020082101079.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0821/2020082101099.pdf
1 RESOLUTION REGARDING THE ELECTION OF MR. Mgmt For For
MIAO JIANMIN AS A NON-EXECUTIVE DIRECTOR OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO LTD Agenda Number: 714215793
--------------------------------------------------------------------------------------------------------------------------
Security: Y14896115
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: CNE1000002M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0525/2021052500538.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0525/2021052500560.pdf
1 WORK REPORT OF THE BOARD OF DIRECTORS FOR Mgmt For For
THE YEAR 2020
2 WORK REPORT OF THE BOARD OF SUPERVISORS FOR Mgmt For For
THE YEAR 2020
3 ANNUAL REPORT FOR THE YEAR 2020 (INCLUDING Mgmt For For
THE AUDITED FINANCIAL REPORT)
4 AUDITED FINANCIAL STATEMENTS FOR THE YEAR Mgmt For For
2020
5 PROPOSAL REGARDING THE PROFIT APPROPRIATION Mgmt For For
PLAN FOR THE YEAR 2020 (INCLUDING THE
DISTRIBUTION OF FINAL DIVIDEND)
6 RESOLUTION REGARDING THE ENGAGEMENT OF Mgmt For For
ACCOUNTING FIRMS FOR THE YEAR 2021
7 RELATED PARTY TRANSACTION REPORT FOR THE Mgmt For For
YEAR 2020
8 RESOLUTION REGARDING ELECTION OF MR. LI Mgmt For For
CHAOXIAN AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE COMPANY
9 RESOLUTION REGARDING ELECTION OF MR. SHI Mgmt For For
YONGDONG AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE COMPANY
10 RESOLUTION REGARDING ELECTION OF MR. GUO Mgmt For For
XIKUN AS A SHAREHOLDER SUPERVISOR OF THE
COMPANY
11 MEDIUM-TERM CAPITAL MANAGEMENT PLAN FOR Mgmt For For
2021-2023
12 RESOLUTION REGARDING THE REDEMPTION OF Mgmt For For
CAPITAL BONDS
13 PROPOSAL REGARDING THE AUTHORISATION TO Mgmt For For
ISSUE CAPITAL BONDS
14 PROPOSAL REGARDING THE GENERAL MANDATE TO Mgmt Against Against
ISSUE SHARES AND/OR DEAL WITH SHARE OPTIONS
--------------------------------------------------------------------------------------------------------------------------
CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO Agenda Number: 712941396
--------------------------------------------------------------------------------------------------------------------------
Security: Y14907102
Meeting Type: EGM
Meeting Date: 28-Jul-2020
Ticker:
ISIN: CNE100002FC6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE ASSETS PURCHASE VIA SHARE OFFERING, Mgmt For For
ISSUANCE OF CONVERTIBLE BONDS AND CASH
PAYMENT AND MATCHING FUND RAISING IS IN
COMPLIANCE WITH RELEVANT LAWS AND
REGULATIONS
2.1 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
TRANSACTION COUNTERPARTIES
2.2 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
UNDERLYING ASSETS
2.3 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
TRANSACTION PRICE OF THE UNDERLYING ASSETS
2.4 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
PAYMENT METHOD
2.5 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
ASSETS PURCHASE VIA SHARE OFFERING: TYPE
AND PAR VALUE OF THE SHARES TO BE ISSUED
2.6 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
ASSETS PURCHASE VIA SHARE OFFERING: ISSUE
PRICE AND PRICING BASE DATE
2.7 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
ASSETS PURCHASE VIA SHARE OFFERING: ISSUING
VOLUME
2.8 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
ASSETS PURCHASE VIA SHARE OFFERING: LOCKUP
PERIOD
2.9 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
ASSETS PURCHASE VIA SHARE OFFERING: LISTING
ARRANGEMENT
2.10 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
ASSETS PURCHASE VIA SHARE OFFERING:
ARRANGEMENT FOR THE ACCUMULATED RETAINED
PROFITS
2.11 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
ASSETS PURCHASE VIA SHARE OFFERING:
ARRANGEMENT FOR THE PROFITS AND LOSSES
DURING THE TRANSITIONAL PERIOD
2.12 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
ASSETS PURCHASE VIA SHARE OFFERING:
DELIVERY OF ASSETS
2.13 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
ASSETS PURCHASE VIA ISSUANCE OF CONVERTIBLE
BOND: BOND TYPE AND PAR VALUE OF THE
CONVERTIBLE BOND ISSUANCE
2.14 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
ASSETS PURCHASE VIA ISSUANCE OF CONVERTIBLE
BOND: ISSUING TARGETS AND METHOD
2.15 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
ASSETS PURCHASE VIA ISSUANCE OF CONVERTIBLE
BOND: ISSUING VOLUME
2.16 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
ASSETS PURCHASE VIA ISSUANCE OF CONVERTIBLE
BOND: DETERMINATION AND ADJUSTMENT OF
CONVERSION PRICE
2.17 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
ASSETS PURCHASE VIA ISSUANCE OF CONVERTIBLE
BOND: BOND DURATION AND CONVERSION PERIOD
2.18 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
ASSETS PURCHASE VIA ISSUANCE OF CONVERTIBLE
BOND: LOCKUP PERIOD
2.19 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
ASSETS PURCHASE VIA ISSUANCE OF CONVERTIBLE
BOND: PROVISIONS ON COMPULSORY CONVERSION
2.20 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
ASSETS PURCHASE VIA ISSUANCE OF CONVERTIBLE
BOND: DETERMINING METHOD FOR THE NUMBER OF
CONVERTED SHARES AND TREATMENT METHOD IN
CASE THE REMAINING CONVERTIBLE BONDS CANNOT
BE CONVERTED INTO ONE COMMON SHARE WHEN
CONVERSION HAPPENS
2.21 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
ASSETS PURCHASE VIA ISSUANCE OF CONVERTIBLE
BOND: INTEREST RATE
2.22 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
ASSETS PURCHASE VIA ISSUANCE OF CONVERTIBLE
BOND: SOURCE OF SHARES TO BE CONVERTED
2.23 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
ASSETS PURCHASE VIA ISSUANCE OF CONVERTIBLE
BOND: OTHER MATTERS
2.24 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
MATCHING FUNDS RAISING: STOCK TYPE AND PAR
VALUE
2.25 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
MATCHING FUNDS RAISING: ISSUING METHOD AND
DATE
2.26 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
MATCHING FUNDS RAISING: ISSUING TARGETS AND
SUBSCRIPTION METHOD
2.27 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
MATCHING FUNDS RAISING: ISSUING VOLUME AND
AMOUNT OF THE RAISED FUNDS
2.28 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
MATCHING FUNDS RAISING: PRICING BASE DATE,
PRICING PRINCIPLES AND ISSUE PRICE
2.29 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
MATCHING FUNDS RAISING: LOCKUP PERIOD
2.30 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
MATCHING FUNDS RAISING: PURPOSE OF THE
RAISED FUNDS
2.31 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
MATCHING FUNDS RAISING: ARRANGEMENT FOR THE
ACCUMULATED RETAINED PROFITS BEFORE THE
ISSUANCE
2.32 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
MATCHING FUNDS RAISING: LISTING PLACE
2.33 PLAN FOR ASSETS PURCHASE VIA SHARE Mgmt For For
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT AND MATCHING FUND RAISING:
MATCHING FUNDS RAISING: THE VALID PERIOD OF
THE RESOLUTION ON THE TRANSACTION
3 REPORT (DRAFT) ON A COMPANY'S ASSETS Mgmt For For
PURCHASE VIA SHARE OFFERING, ISSUANCE OF
CONVERTIBLE BONDS AND CASH PAYMENT AND
MATCHING FUND RAISING AND ITS SUMMARY
4 THE TRANSACTION DOES NOT CONSTITUTE A Mgmt For For
CONNECTED TRANSACTION
5 THE TRANSACTION DOES NOT CONSTITUTE A MAJOR Mgmt For For
ASSETS RESTRUCTURING
6 THE TRANSACTION DOES NOT CONSTITUTE A Mgmt For For
LISTING BY RESTRUCTURING
7 THE TRANSACTION IS IN COMPLIANCE WITH Mgmt For For
ARTICLE 4 OF THE PROVISIONS ON SEVERAL
ISSUES CONCERNING THE REGULATION OF MAJOR
ASSETS RESTRUCTURING OF LISTED COMPANIES
8 THE TRANSACTION IS IN COMPLIANCE WITH Mgmt For For
ARTICLE 11 OF THE MANAGEMENT MEASURES ON
MAJOR ASSETS RESTRUCTURING OF LISTED
COMPANIES
9 THE TRANSACTION IS IN COMPLIANCE WITH Mgmt For For
ARTICLE 43 OF THE MANAGEMENT MEASURES ON
MAJOR ASSETS RESTRUCTURING OF LISTED
COMPANIES
10 STATEMENT ON THE COMPLIANCE AND Mgmt For For
COMPLETENESS OF THE LEGAL PROCEDURE OF THE
TRANSACTION AND THE VALIDITY OF THE LEGAL
DOCUMENTS SUBMITTED
11 REVIEW REPORT, AUDIT REPORT AND EVALUATION Mgmt For For
REPORT ON THE TRANSACTION
12 INDEPENDENCE OF THE EVALUATION INSTITUTION, Mgmt For For
RATIONALITY OF THE EVALUATION HYPOTHESIS,
CORRELATION BETWEEN THE EVALUATION METHOD
AND EVALUATION PURPOSE, AND FAIRNESS OF THE
EVALUATED PRICE
13 DILUTED IMMEDIATE RETURN AFTER THE Mgmt For For
TRANSACTION, FILLING MEASURES AND
COMMITMENTS OF RELEVANT PARTIES
14 THE COMPANY'S SHARE PRICE FLUCTUATION DOES Mgmt For For
NOT MEET RELEVANT STANDARDS AS SPECIFIED BY
ARTICLE 5 OF THE NOTICE ON REGULATING
INFORMATION DISCLOSURE OF LISTED COMPANIES
AND CONDUCT OF RELEVANT PARTIES
15 CONDITIONAL AGREEMENT ON ASSETS PURCHASE Mgmt For For
VIA SHARE OFFERING, ISSUANCE OF CONVERTIBLE
BONDS AND CASH PAYMENT TO BE SIGNED WITH A
COMPANY
16 CONDITIONAL SUPPLEMENTARY AGREEMENT TO THE Mgmt For For
AGREEMENT ON ASSETS PURCHASE VIA SHARE
OFFERING, ISSUANCE OF CONVERTIBLE BONDS AND
CASH PAYMENT TO BE SIGNED WITH THE ABOVE
COMPANY
17 INTRODUCING STRATEGIC INVESTORS AND SIGNING Mgmt For For
THE STRATEGIC COOPERATION AGREEMENT
18 CONDITIONAL SUPPLEMENTARY AGREEMENT TO THE Mgmt For For
NON-PUBLIC ISSUED SHARE SUBSCRIPTION
AGREEMENT TO BE SIGNED WITH A COMPANY
19 SELF-EXAMINATION REPORT ON THE REAL ESTATE Mgmt For For
BUSINESS INVOLVED IN THE ASSETS PURCHASE
VIA SHARE OFFERING, ISSUANCE OF CONVERTIBLE
BONDS AND CASH PAYMENT AND MATCHING FUND
RAISING AND RELEVANT COMMITMENT
20 LETTERS OF COMMITMENT ISSUED BY THE COMPANY Mgmt For For
21 FULL AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS REGARDING THE ASSETS PURCHASE VIA
SHARE OFFERING, ISSUANCE OF CONVERTIBLE
BONDS AND CASH PAYMENT AND MATCHING FUND
RAISING
--------------------------------------------------------------------------------------------------------------------------
CHINA MOLYBDENUM CO LTD Agenda Number: 714067433
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503Z105
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: CNE100000114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000749.pdf,
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 563346 DUE TO RECEIPT OF
ADDITION OF RESOLUTIONS 23, 24 AND 25. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED IF VOTE DEADLINE EXTENSIONS
ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
BUDGET REPORT OF THE COMPANY FOR THE YEAR
2021
2 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
FINANCIAL REPORT AND FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR 2020
3 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
REAPPOINTMENT OF THE EXTERNAL AUDITORS FOR
THE YEAR 2021
4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2020
5 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
REPORT OF THE BOARD OF DIRECTORS OF THE
COMPANY FOR THE YEAR 2020
6 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
REPORT OF THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR 2020
7 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
ANNUAL REPORT OF THE COMPANY FOR THE YEAR
2020
8 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt Against Against
PURCHASE OF STRUCTURED DEPOSIT WITH
INTERNAL IDLE FUND
9 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PURCHASE OF WEALTH MANAGEMENT OR ENTRUSTED
WEALTH MANAGEMENT PRODUCTS WITH INTERNAL
IDLE FUND
10 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PROVISION OF GUARANTEE TO WHOLLY-OWNED
SUBSIDIARIES
11 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PROVISION OF SUPPLY CHAIN FINANCING
GUARANTEE BY IXM (A WHOLLY OWNED SUBSIDIARY
OF THE COMPANY) TO SUPPLIERS
12 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PROVISION OF FINANCING GUARANTEE TO A JOINT
VENTURE OF THE COMPANY WITH NO MORE THAN
RMB1 BILLION
13 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt Against Against
PROPOSING TO THE GENERAL MEETING TO APPROVE
AND AUTHORIZE THE BOARD OF DIRECTORS OF THE
COMPANY (THE "BOARD") TO DECIDE ON THE
ISSUANCE OF DEBT FINANCING INSTRUMENTS
14 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PURCHASING LIABILITY INSURANCE FOR
DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT OF THE COMPANY
15.A TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
ELECT MR. SUN RUIWEN AS AN EXECUTIVE
DIRECTOR OF THE SIXTH SESSION OF THE BOARD
15.B TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. LI CHAOCHUN AS AN EXECUTIVE
DIRECTOR OF THE SIXTH SESSION OF THE BOARD
15.C TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. YUAN HONGLIN AS A
NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION
OF THE BOARD
15.D TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. GUO YIMIN AS A NON-EXECUTIVE
DIRECTOR OF THE SIXTH SESSION OF THE BOARD
15.E TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. CHENG YUNLEI AS A
NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION
OF THE BOARD
15.F TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. WANG GERRY YOUGUI AS AN
INDEPENDENT NONEXECUTIVE DIRECTOR OF THE
SIXTH SESSION OF THE BOARD
15.G TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
REELECT MS. YAN YE AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION
OF THE BOARD
15.H TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. LI SHUHUA AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION
OF THE BOARD
16.A TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
REELECT MR. ZHANG ZHENHAO AS A NON-EMPLOYEE
REPRESENTATIVE SUPERVISOR OF THE SIXTH
SESSION OF THE SUPERVISORY COMMITTEE
16.B TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MS. KOU YOUMIN AS A NON-EMPLOYEE
REPRESENTATIVE SUPERVISOR OF THE SIXTH
SESSION OF THE SUPERVISORY COMMITTEE
17 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PROPOSING TO THE GENERAL MEETING TO
AUTHORIZE THE BOARD TO DETERMINE THE
REMUNERATION OF THE MEMBERS OF SIXTH
SESSION OF THE BOARD AND THE SUPERVISORY
COMMITTEE OF THE COMPANY
18 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
AND OTHER INTERNAL MANAGEMENT SYSTEMS
19 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
FORFEITURE OF UNCOLLECTED DIVIDEND OF H
SHAREHOLDERS OF THE COMPANY FOR THE YEAR
2013
20 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
AUTHORIZATION TO THE BOARD TO DEAL WITH THE
DISTRIBUTION OF INTERIM DIVIDEND AND
QUARTERLY DIVIDEND FOR THE YEAR 2021
21 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt Against Against
PROPOSING TO THE GENERAL MEETING TO GRANT A
GENERAL MANDATE TO THE BOARD FOR ISSUANCE
OF ADDITIONAL A SHARES AND/OR H SHARES OF
THE COMPANY
22 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
GRANT OF A GENERAL MANDATE TO THE BOARD OF
THE COMPANY TO REPURCHASE H SHARES
23 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE 2021 FIRST PHASE OF THE
EMPLOYEE SHARE OWNERSHIP PLAN OF THE
COMPANY (DRAFT) AND ITS SUMMARY
24 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE ADMINISTRATIVE MEASURES FOR
THE 2021 FIRST PHASE OF THE EMPLOYEE SHARE
OWNERSHIP PLAN OF THE COMPANY
25 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE AUTHORIZATION FROM GENERAL
MEETING FOR THE BOARD TO HANDLE MATTERS IN
RELATION TO THE 2021 FIRST PHASE OF THE
EMPLOYEE SHARE OWNERSHIP PLAN OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD Agenda Number: 713135766
--------------------------------------------------------------------------------------------------------------------------
Security: Y15002101
Meeting Type: EGM
Meeting Date: 21-Oct-2020
Ticker:
ISIN: CNE1000002P4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0917/2020091700851.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0917/2020091700839.pdf
1 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. ZHAO SHUNQIANG AS AN EXECUTIVE DIRECTOR
OF THE COMPANY
2 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. PENG WEN AS A SUPERVISOR OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD Agenda Number: 713351916
--------------------------------------------------------------------------------------------------------------------------
Security: Y15002101
Meeting Type: EGM
Meeting Date: 11-Dec-2020
Ticker:
ISIN: CNE1000002P4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1109/2020110900408.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1109/2020110900416.pdf
1.1 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. XU YUGAO AS A NON-EXECUTIVE DIRECTOR OF
THE COMPANY
1.2 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. ZHAO BAOSHUN AS A NON-EXECUTIVE
DIRECTOR OF THE COMPANY
CMMT 10 NOV 2020: PLEASE NOTE THAT PER THE Non-Voting
AGENDA PUBLISHED BY THE ISSUER, AGAINST AND
ABSTAIN VOTES FOR RESOLUTIONS 1.1 THROUGH
1.2 WILL BE PROCESSED AS TAKE NO ACTIONBY
THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES
FOR THESE RESOLUTIONS WILL BE LODGED IN THE
MARKET
CMMT 10 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD Agenda Number: 713909818
--------------------------------------------------------------------------------------------------------------------------
Security: Y15002101
Meeting Type: CLS
Meeting Date: 01-Jun-2021
Ticker:
ISIN: CNE1000002P4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0414/2021041400641.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0414/2021041400616.pdf
1 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE FOLLOWING GENERAL MANDATE TO BUY BACK
DOMESTIC SHARES (A SHARES) AND
OVERSEASLISTED FOREIGN INVESTED SHARES (H
SHARES): (1) APPROVE A GENERAL MANDATE TO
THE BOARD OF DIRECTORS TO, BY REFERENCE TO
MARKET CONDITIONS AND IN ACCORDANCE WITH
NEEDS OF THE COMPANY, BUY BACK DOMESTIC
SHARES (A SHARES) NOT EXCEEDING 10% OF THE
TOTAL NUMBER OF DOMESTIC SHARES (A SHARES)
IN ISSUE AT THE TIME WHEN THIS RESOLUTION
IS PASSED AT ANNUAL GENERAL MEETING AND THE
RELEVANT RESOLUTIONS ARE PASSED AT CLASS
MEETINGS OF SHAREHOLDERS. PURSUANT TO PRC
LAWS AND REGULATIONS, IN THE CASE OF BUY
BACK OF A SHARES TO BE CANCELED TO REDUCE
THE REGISTERED CAPITAL, THE BOARD OF THE
COMPANY WILL SEEK FURTHER APPROVAL FROM ITS
SHAREHOLDERS IN GENERAL MEETING FOR EACH
BUY BACK OF DOMESTIC SHARES (A SHARES) EVEN
WHERE THE GENERAL MANDATE IS GRANTED, BUT
WILL NOT BE REQUIRED TO SEEK SHAREHOLDERS'
APPROVAL AT CLASS MEETINGS OF DOMESTIC
SHARE (A SHARE) SHAREHOLDERS OR
OVERSEAS-LISTED FOREIGN INVESTED SHARE (H
SHARE) SHAREHOLDERS. (2) APPROVE A GENERAL
MANDATE TO THE BOARD OF DIRECTORS TO, BY
REFERENCE TO MARKET CONDITIONS AND IN
ACCORDANCE WITH NEEDS OF THE COMPANY, BUY
BACK OVERSEAS-LISTED FOREIGN INVESTED
SHARES (H SHARES) NOT EXCEEDING 10% OF THE
TOTAL NUMBER OF OVERSEAS-LISTED FOREIGN
INVESTED SHARES (H SHARES) IN ISSUE AT THE
TIME WHEN THIS RESOLUTION IS PASSED AT THE
ANNUAL GENERAL MEETING AND THE RELEVANT
RESOLUTIONS ARE PASSED AT CLASS MEETINGS OF
SHAREHOLDERS. (3) THE BOARD OF DIRECTORS BE
AUTHORISED TO (INCLUDING BUT NOT LIMITED TO
THE FOLLOWING): (I) DETERMINE TIME OF BUY
BACK, PERIOD OF BUY BACK, BUY BACK PRICE
AND NUMBER OF SHARES TO BUY BACK, ETC; (II)
NOTIFY CREDITORS AND ISSUE ANNOUNCEMENTS;
(III) OPEN OVERSEAS SHARE ACCOUNTS AND TO
CARRY OUT RELATED CHANGE OF FOREIGN
EXCHANGE REGISTRATION PROCEDURES; (IV)
CARRY OUT RELEVANT APPROVAL PROCEDURES AND
TO CARRY OUT FILINGS WITH THE CHINA
SECURITIES REGULATORY COMMISSION; AND (V)
CARRY OUT CANCELATION PROCEDURES FOR BUY
BACK SHARES, MAKE CORRESPONDING AMENDMENTS
TO THE ARTICLES OF ASSOCIATION OF THE
COMPANY RELATING TO SHARE CAPITAL AND
SHAREHOLDINGS ETC, CARRY OUT MODIFICATION
REGISTRATIONS, AND TO DEAL WITH ANY OTHER
DOCUMENTS AND MATTERS RELATED TO SHARE BUY
BACK. (4) THE ABOVE GENERAL MANDATE WILL
EXPIRE ON THE EARLIER OF ("RELEVANT
PERIOD"): (I) THE CONCLUSION OF THE ANNUAL
GENERAL MEETING OF THE COMPANY FOR 2021;
(II) THE EXPIRATION OF A PERIOD OF TWELVE
MONTHS FOLLOWING THE PASSING OF THIS
SPECIAL RESOLUTION AT THE ANNUAL GENERAL
MEETING FOR 2020, THE FIRST A SHAREHOLDERS'
CLASS MEETING IN 2021 AND THE FIRST H
SHAREHOLDERS' CLASS MEETING IN 2021; OR
(III) THE DATE ON WHICH THE AUTHORITY
CONFERRED BY THIS RESOLUTION IS REVOKED OR
VARIED BY A SPECIAL RESOLUTION OF
SHAREHOLDERS AT A GENERAL MEETING, OR A
SPECIAL RESOLUTION OF SHAREHOLDERS AT A
CLASS MEETING OF DOMESTIC SHARE (A SHARE)
SHAREHOLDERS OR A CLASS MEETING OF
OVERSEAS-LISTED FOREIGN INVESTED SHARE (H
SHARE) SHAREHOLDERS, EXCEPT WHERE THE BOARD
OF DIRECTORS HAS RESOLVED TO BUY BACK
DOMESTIC SHARES (A SHARES) OR
OVERSEAS-LISTED FOREIGN INVESTED SHARES (H
SHARES) DURING THE RELEVANT PERIOD AND THE
SHARE BUY BACK IS TO BE CONTINUED OR
IMPLEMENTED AFTER THE RELEVANT PERIOD
--------------------------------------------------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD Agenda Number: 713909820
--------------------------------------------------------------------------------------------------------------------------
Security: Y15002101
Meeting Type: AGM
Meeting Date: 01-Jun-2021
Ticker:
ISIN: CNE1000002P4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0414/2021041400609.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0414/2021041400627.pdf
1 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORT OF THE
AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO CONSIDER AND APPROVE THE PROPOSED PROFIT Mgmt For For
DISTRIBUTION PLAN AND ANNUAL DIVIDEND PLAN
FOR THE YEAR ENDED 31 DECEMBER 2020
3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
DIRECTORS OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2020
4 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2020
5 TO APPOINT ERNST & YOUNG HUA MING LLP AND Mgmt For For
ERNST & YOUNG AS THE DOMESTIC AND
INTERNATIONAL AUDITORS OF THE COMPANY FOR
THE YEAR 2021 AND AUTHORISATION TO THE
BOARD OF DIRECTORS (THE "BOARD") TO FIX THE
REMUNERATION THEREOF
6 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt Against Against
GUARANTEES BY THE COMPANY FOR SUBSIDIARIES
AND EXTERNAL THIRD PARTIES OF THE COMPANY
7 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MS. CHIU LAI KUEN, SUSANNA AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
8 TO CONSIDER AND, IF THOUGHT FIT, TO PASS Mgmt Against Against
THE FOLLOWING RESOLUTIONS: (A) APPROVE A
GENERAL MANDATE TO THE BOARD TO, BY
REFERENCE TO MARKET CONDITIONS AND IN
ACCORDANCE WITH NEEDS OF THE COMPANY, ISSUE
ALLOT, OVERSEAS-LISTED FOREIGN INVESTED
SHARES (H SHARES) NOT EXCEEDING 20% OF THE
TOTAL NUMBER OF H SHARES IN ISSUE AT THE
TIME OF PASSING THIS RESOLUTION AT THE
ANNUAL GENERAL MEETING. (B) SUBJECT TO
COMPLIANCE WITH APPLICABLE LAWS AND
REGULATIONS AND RULES OF THE RELEVANT
SECURITIES EXCHANGE, THE BOARD OF DIRECTORS
BE AUTHORISED TO (INCLUDING BUT NOT LIMITED
TO THE FOLLOWING): (I) DETERMINE THE
ISSUANCE PRICE, TIME OF ISSUANCE, PERIOD OF
ISSUANCE, NUMBER OF SHARES TO BE ISSUED,
ALLOTTEES AND USE OF PROCEEDS, AND WHETHER
T O ISSUE SHARES T O EXISTING SHAREHOLDERS;
(II) ENGAGE THE SERVICES OF PROFESSIONAL
ADVISERS FOR SHARE ISSUANCE RELATED
MATTERS, AND TO APPROVE AND EXECUTE ALL
ACTS, DEEDS, DOCUMENTS OR OTHER MATTERS
NECESSARY, APPROPRIATE OR REQUIRED FOR
SHARE ISSUANCE; (III) APPROVE AND EXECUTE
DOCUMENTS RELATED TO SHARE ISSUANCE FOR
SUBMISSION TO REGULATORY AUTHORITIES, AND
TO CARRY OUT RELEVANT APPROVAL PROCEDURES;
(IV) AFTER SHARE ISSUANCE, MAKE
CORRESPONDING AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY RELATING TO
SHARE CAPITAL AND SHAREHOLDINGS ETC, AND TO
CARRY OUT RELEVANT REGISTRATIONS AND
FILINGS. THE ABOVE GENERAL MANDATE WILL
EXPIRE ON THE EARLIER OF ("RELEVANT
PERIOD"): (I) THE CONCLUSION OF THE ANNUAL
GENERAL MEETING OF THE COMPANY FOR 2021;
(II) THE EXPIRATION OF A PERIOD OF TWELVE
MONTHS FOLLOWING THE PASSING OF THIS
SPECIAL RESOLUTION AT THE ANNUAL GENERAL
MEETING FOR 2020; OR (III) THE DATE ON
WHICH THE AUTHORITY CONFERRED BY THIS
RESOLUTION IS REVOKED OR VARIED BY A
SPECIAL RESOLUTION OF SHAREHOLDERS AT A
GENERAL MEETING, EXCEPT WHERE THE BOARD OF
DIRECTORS HAS RESOLVED TO ISSUE H SHARES
DURING THE RELEVANT PERIOD AND THE ISSUE OF
SHARES IS TO BE CONTINUED OR IMPLEMENTED
AFTER THE RELEVANT PERIOD
9 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE FOLLOWING GENERAL MANDATE TO BUY BACK
DOMESTIC SHARES (A SHARES) AND
OVERSEAS-LISTED FOREIGN INVESTED SHARES (H
SHARES): (A) APPROVE A GENERAL MANDATE TO
THE BOARD OF DIRECTORS TO, BY REFERENCE TO
MARKET CONDITIONS AND IN ACCORDANCE WITH
NEEDS OF THE COMPANY, TO BUY BACK DOMESTIC
SHARES (A SHARES) NOT EXCEEDING 10% OF THE
TOTAL NUMBER OF DOMESTIC SHARES (A SHARES)
IN ISSUE AT THE TIME WHEN THIS RESOLUTION
IS PASSED AT ANNUAL GENERAL MEETING AND THE
RELEVANT RESOLUTIONS ARE PASSED AT CLASS
MEETINGS OF SHAREHOLDERS. PURSUANT TO PRC
LAWS AND REGULATIONS, IN THE CASE OF BUY
BACK OF A SHARES TO BE CANCELED TO REDUCE
THE REGISTERED CAPITAL, THE BOARD OF THE
COMPANY WILL SEEK FURTHER APPROVAL FROM ITS
SHAREHOLDERS IN GENERAL MEETING FOR EACH
BUY BACK OF DOMESTIC SHARES (A SHARES) EVEN
WHERE THE GENERAL MANDATE IS GRANTED, BUT
WILL NOT BE REQUIRED TO SEEK SHAREHOLDERS'
APPROVAL AT CLASS MEETINGS OF DOMESTIC
SHARE (A SHARE) SHAREHOLDERS OR
OVERSEAS-LISTED FOREIGN INVESTED SHARE (H
SHARE) SHAREHOLDERS. (B) APPROVE A GENERAL
MANDATE TO THE BOARD OF DIRECTORS TO, BY
REFERENCE TO MARKET CONDITIONS AND IN
ACCORDANCE WITH NEEDS OF THE COMPANY, TO
BUY BACK OVERSEAS-LISTED FOREIGN INVESTED
SHARES (H SHARES) NOT EXCEEDING 10% OF THE
TOTAL NUMBER OF OVERSEAS-LISTED FOREIGN
INVESTED SHARES (H SHARES) IN ISSUE AT THE
TIME WHEN THIS RESOLUTION IS PASSED AT THE
ANNUAL GENERAL MEETING AND THE RELEVANT
RESOLUTIONS ARE PASSED AT CLASS MEETINGS OF
SHAREHOLDERS. (C) THE BOARD OF DIRECTORS BE
AUTHORISED TO (INCLUDING BUT NOT LIMITED TO
THE FOLLOWING): (I) DETERMINE TIME OF BUY
BACK, PERIOD OF BUY BACK, BUY BACK PRICE
AND NUMBER OF SHARES TO BUY BACK, ETC; (II)
NOTIFY CREDITORS AND ISSUE ANNOUNCEMENTS;
(III) OPEN OVERSEAS SHARE ACCOUNTS AND TO
CARRY OUT RELATED CHANGE O F FOREIGN
EXCHANGE REGISTRATION PROCEDURES; (IV)
CARRY OUT RELEVANT APPROVAL PROCEDURES AND
TO CARRY OUT FILINGS WITH THE CHINA
SECURITIES REGULATORY COMMISSION; AND (V)
CARRY OUT CANCELATION PROCEDURES FOR BUY
BACK SHARES, MAKE CORRESPONDING AMENDMENTS
TO THE ARTICLES OF ASSOCIATION OF THE
COMPANY RELATING TO SHARE CAPITAL AND
SHAREHOLDINGS ETC, CARRY OUT MODIFICATION
REGISTRATIONS, AND TO DEAL WITH ANY OTHER
DOCUMENTS AND MATTERS RELATED TO SHARE BUY
BACK. THE ABOVE GENERAL MANDATE WILL EXPIRE
ON THE EARLIER OF ("RELEVANT PERIOD"): (I)
THE CONCLUSION OF THE ANNUAL GENERAL
MEETING OF THE COMPANY FOR 2021; (II) THE
EXPIRATION OF A PERIOD OF TWELVE MONTHS
FOLLOWING THE PASSING OF THIS SPECIAL
RESOLUTION AT THE ANNUAL GENERAL MEETING
FOR 2020, THE FIRST A SHAREHOLDERS' CLASS
MEETING IN 2021 AND THE FIRST H
SHAREHOLDERS' CLASS MEETING IN 2021; OR
(III) THE DATE ON WHICH THE AUTHORITY
CONFERRED BY THIS RESOLUTION IS REVOKED OR
VARIED BY A SPECIAL RESOLUTION OF
SHAREHOLDERS AT A GENERAL MEETING, O R A
SPECIAL RESOLUTION O F SHAREHOLDERS AT A
CLASS MEETING OF DOMESTIC SHARE (A SHARE)
SHAREHOLDERS OR A CLASS MEETING OF
OVERSEAS-LISTED FOREIGN INVESTED SHARE (H
SHARE) SHAREHOLDERS, EXCEPT WHERE THE BOARD
OF DIRECTORS HAS RESOLVED TO BUY BACK
DOMESTIC SHARES (A SHARES) OR
OVERSEASLISTED FOREIGN INVESTED SHARES (H
SHARES) DURING THE RELEVANT PERIOD AND THE
SHARE BUY BACK IS TO BE CONTINUED OR
IMPLEMENTED AFTER THE RELEVANT PERIOD
CMMT 19 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
13 MAY 2021 TO 12 MAY 2021. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU..
--------------------------------------------------------------------------------------------------------------------------
CHINA PACIFIC INSURANCE (GROUP) CO LTD Agenda Number: 712987417
--------------------------------------------------------------------------------------------------------------------------
Security: Y1505Z103
Meeting Type: EGM
Meeting Date: 21-Aug-2020
Ticker:
ISIN: CNE1000009Q7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0728/2020072800959.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0728/2020072800963.pdf
CMMT 30 JUL 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY IN THE MANNER STIPULATED IN
THE SECTION ENTITLED "2. PROPOSED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION"
AS SET OUT IN THE CIRCULAR OF THE COMPANY
DATED 28 JULY 2020 AND TO AUTHORIZE THE
CHAIRMAN OF THE COMPANY OR HIS AUTHORIZED
PERSON TO MAKE SUCH REVISIONS TO THE
PROPOSED AMENDMENTS TO THE ARTICLES OF
ASSOCIATION AS HE/SHE DEEMS NECESSARY AND
APPROPRIATE IN ACCORDANCE WITH THE
REQUIREMENTS OF REGULATORY AUTHORITIES
DURING THE COMPANY'S APPROVAL PROCESS FOR
THE PROPOSED AMENDMENTS TO THE ARTICLES OF
ASSOCIATION
2 TO CONSIDER AND APPROVE THE PROPOSAL FOR Mgmt For For
THE ESTABLISHMENT OF CPIC FINTECH CO., LTD
3.1 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
CHEN RAN AS NONEXECUTIVE DIRECTOR OF THE
9TH BOARD OF THE COMPANY
3.2 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
JOHN ROBERT DACEY AS NON-EXECUTIVE DIRECTOR
OF THE 9TH BOARD OF THE COMPANY
3.3 TO CONSIDER AND APPROVE THE ELECTION OF MS. Mgmt For For
LIANG HONG AS NON-EXECUTIVE DIRECTOR OF THE
9TH BOARD OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA PACIFIC INSURANCE (GROUP) CO LTD Agenda Number: 713993409
--------------------------------------------------------------------------------------------------------------------------
Security: Y1505Z103
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: CNE1000009Q7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042301788.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042301816.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF SUPERVISORS OF THE COMPANY FOR THE
YEAR 2020
3 TO CONSIDER AND APPROVE THE ANNUAL REPORTS Mgmt For For
OF THE COMPANY FOR THE YEAR 2020
4 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
STATEMENTS AND REPORT OF THE COMPANY FOR
THE YEAR 2020
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2020
6 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
APPOINTMENT OF AUDITORS OF THE COMPANY FOR
THE YEAR 2021
7 TO CONSIDER AND APPROVE THE DUE DILIGENCE Mgmt For For
REPORT OF THE DIRECTORS OF THE COMPANY FOR
THE YEAR 2020
8 TO CONSIDER AND APPROVE THE REPORT ON Mgmt For For
PERFORMANCE OF INDEPENDENT DIRECTORS OF THE
COMPANY FOR THE YEAR 2020
9 TO CONSIDER AND APPROVE THE DONATIONS FOR Mgmt For For
THE YEAR 2021 OF THE COMPANY
10 TO CONSIDER AND APPROVE THE CHANGE OF THE Mgmt For For
REGISTERED CAPITAL OF THE COMPANY FROM
RMB9,062,000,000 TO RMB9,620,341,455
11 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY IN THE MANNER STIPULATED IN
THE SECTION ENTITLED "10. PROPOSED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
AND THE RULES OF PROCEDURE FOR
SHAREHOLDERS' GENERAL MEETINGS" AS SET OUT
IN THE CIRCULAR OF THE COMPANY DATED 26
APRIL 2021 AND TO AUTHORISE THE CHAIRMAN OR
HIS AUTHORISED PERSON TO MAKE SUCH
REVISIONS TO THE PROPOSED AMENDMENTS TO THE
ARTICLES OF ASSOCIATION AS HE DEEMS
NECESSARY AND APPROPRIATE IN ACCORDANCE
WITH THE REQUIREMENTS OF REGULATORY
AUTHORITIES DURING THE COMPANY'S APPROVAL
PROCESS FOR THE AMENDED ARTICLES OF
ASSOCIATION
12 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE RULES OF PROCEDURE FOR
SHAREHOLDERS' GENERAL MEETINGS IN THE
MANNER STIPULATED IN THE SECTION ENTITLED
"10. PROPOSED AMENDMENTS TO THE ARTICLES OF
ASSOCIATION AND THE RULES OF PROCEDURE FOR
SHAREHOLDERS' GENERAL MEETINGS" AS SET OUT
IN THE CIRCULAR OF THE COMPANY DATED 26
APRIL 2021 AND TO AUTHORISE THE CHAIRMAN OR
HIS AUTHORISED PERSON TO MAKE SUCH
REVISIONS TO THE PROPOSED AMENDMENTS TO THE
RULES OF PROCEDURE FOR SHAREHOLDERS'
GENERAL MEETINGS AS HE DEEMS NECESSARY AND
APPROPRIATE IN ACCORDANCE WITH THE
REQUIREMENTS OF REGULATORY AUTHORITIES
DURING THE COMPANY'S APPROVAL PROCESS FOR
THE AMENDED RULES OF PROCEDURE FOR
SHAREHOLDERS' GENERAL MEETINGS
13 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt Against Against
GRANT OF GENERAL MANDATE TO THE BOARD OF
DIRECTORS TO ISSUE NEW SHARES OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORPORATION Agenda Number: 713107236
--------------------------------------------------------------------------------------------------------------------------
Security: Y15010104
Meeting Type: EGM
Meeting Date: 28-Sep-2020
Ticker:
ISIN: CNE1000002Q2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0911/2020091101039.pdf,
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 461682 DUE TO ADDITION OF
RESOLUTION 3. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
1 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE DISPOSAL OF OIL AND GAS
PIPELINE AND RELEVANT ASSETS
2 THE SPECIAL INTERIM DIVIDEND DISTRIBUTION Mgmt For For
PLAN FOR 2020
3 TO ELECT MR. ZHANG SHAOFENG AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE SEVENTH
SESSION OF THE BOARD OF DIRECTORS OF
SINOPEC CORP.
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES LAND LTD Agenda Number: 714012678
--------------------------------------------------------------------------------------------------------------------------
Security: G2108Y105
Meeting Type: AGM
Meeting Date: 09-Jun-2021
Ticker:
ISIN: KYG2108Y1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042801015.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042801119.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE DIRECTORS'
REPORT AND THE INDEPENDENT AUDITOR'S REPORT
FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF HKD 1.312 Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2020
3.1 TO RE-ELECT MR. CHEN RONG AS DIRECTOR Mgmt For For
3.2 TO RE-ELECT MR. WANG YAN AS DIRECTOR Mgmt For For
3.3 TO RE-ELECT MR. LI XIN AS DIRECTOR Mgmt For For
3.4 TO RE-ELECT MR. GUO SHIQING AS DIRECTOR Mgmt For For
3.5 TO RE-ELECT MR. WAN KAM TO, PETER AS Mgmt Against Against
DIRECTOR
3.6 TO RE-ELECT MR. YAN Y. ANDREW AS DIRECTOR Mgmt For For
3.7 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT MESSRS. ERNST & YOUNG AS Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORISE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES OF THE COMPANY
7 TO EXTEND THE GENERAL MANDATE TO BE GIVEN Mgmt Against Against
TO THE DIRECTORS TO ISSUE NEW SHARES
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD Agenda Number: 713088638
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: EGM
Meeting Date: 25-Sep-2020
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0908/2020090800595.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0908/2020090800579.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE FOLLOWING GENERAL MANDATE FOR THE BOARD
OF DIRECTORS AND THE PERSONS AUTHORISED BY
THE BOARD OF DIRECTORS TO REPURCHASE THE
COMPANY'S H SHARES: (1) THE BOARD OF
DIRECTORS BE GRANTED A GENERAL MANDATE, BY
REFERENCE TO MARKET CONDITIONS AND IN
ACCORDANCE WITH NEEDS OF THE COMPANY, TO
REPURCHASE THE COMPANY'S H SHARES NOT
EXCEEDING 10% OF THE NUMBER OF THE
COMPANY'S H SHARES IN ISSUE AT THE TIME
WHEN THIS RESOLUTION IS PASSED AT THE
MEETING AND THE CLASS MEETINGS OF
SHAREHOLDERS. (2) THE BOARD OF DIRECTORS BE
AUTHORISED TO (INCLUDING BUT NOT LIMITED TO
THE FOLLOWING): (I) FORMULATE AND IMPLEMENT
THE REPURCHASE PLAN, INCLUDING BUT NOT
LIMITED TO DETERMINING THE TIME OF
REPURCHASE, PERIOD OF REPURCHASE,
REPURCHASE PRICE AND NUMBER OF SHARES TO
REPURCHASE, ETC.; (II) NOTIFY CREDITORS AND
ISSUE ANNOUNCEMENTS PURSUANT TO THE
REQUIREMENTS OF THE LAWS AND REGULATIONS
SUCH AS COMPANY LAW AND THE ARTICLES OF
ASSOCIATION OF THE COMPANY; (III) OPEN
OVERSEAS SHARE ACCOUNTS AND MONEY ACCOUNTS
AND TO CARRY OUT RELATED CHANGE OF FOREIGN
EXCHANGE REGISTRATION PROCEDURES; (IV)
CARRY OUT RELEVANT APPROVAL OR FILING
PROCEDURES (IF ANY) PURSUANT TO THE
APPLICABLE LAWS, REGULATIONS AND RULES; (V)
CARRY OUT CANCELATION PROCEDURES FOR
REPURCHASED SHARES, MAKE CORRESPONDING
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY RELATING TO, AMONG OTHERS,
SHARE CAPITAL AND SHAREHOLDINGS, AND CARRY
OUT MODIFICATION REGISTRATIONS AND MAKE
FILINGS; (VI) EXECUTE AND DEAL WITH ANY
DOCUMENTS AND MATTERS RELATED TO SHARE
REPURCHASE. (3) AUTHORISATION PERIOD THE
PERIOD OF ABOVE GENERAL MANDATE SHALL NOT
EXCEED THE RELEVANT PERIOD (THE "RELEVANT
PERIOD"). THE RELEVANT PERIOD COMMENCES
FROM THE DAY WHEN THE AUTHORITY CONFERRED
BY THIS SPECIAL RESOLUTION IS APPROVED BY A
SPECIAL RESOLUTION AT THE EXTRAORDINARY
GENERAL MEETING, THE CLASS MEETING OF
HOLDERS OF A SHARES AND THE CLASS MEETING
OF HOLDERS OF H SHARES AND ENDS AT THE
EARLIER OF: (A) THE CONCLUSION OF THE
ANNUAL GENERAL MEETING FOR 2020; OR (B) THE
DATE ON WHICH THE AUTHORITY CONFERRED BY
THIS SPECIAL RESOLUTION IS REVOKED OR
VARIED BY A SPECIAL RESOLUTION AT A GENERAL
MEETING, OR A SPECIAL RESOLUTION AT A CLASS
MEETING OF HOLDERS OF A SHARES OR A CLASS
MEETING OF HOLDERS OF H SHARES
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD Agenda Number: 713088640
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: CLS
Meeting Date: 25-Sep-2020
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0908/2020090800581.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0908/2020090800601.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE FOLLOWING GENERAL MANDATE FOR THE BOARD
OF DIRECTORS AND THE PERSONS AUTHORISED BY
THE BOARD OF DIRECTORS TO REPURCHASE THE
COMPANY'S H SHARES: (1) THE BOARD OF
DIRECTORS BE GRANTED A GENERAL MANDATE, BY
REFERENCE TO MARKET CONDITIONS AND IN
ACCORDANCE WITH NEEDS OF THE COMPANY, TO
REPURCHASE THE COMPANY'S H SHARES NOT
EXCEEDING 10% OF THE NUMBER OF THE
COMPANY'S H SHARES IN ISSUE AT THE TIME
WHEN THIS RESOLUTION IS PASSED AT THE
EXTRAORDINARY GENERAL MEETING AND THE CLASS
MEETINGS OF SHAREHOLDERS. (2) THE BOARD OF
DIRECTORS BE AUTHORISED TO (INCLUDING BUT
NOT LIMITED TO THE FOLLOWING): (I)
FORMULATE AND IMPLEMENT REPURCHASE PLAN,
INCLUDING BUT NOT LIMITED TO DETERMINING
THE TIME OF REPURCHASE, PERIOD OF
REPURCHASE, REPURCHASE PRICE AND NUMBER OF
SHARES TO REPURCHASE, ETC.; (II) NOTIFY
CREDITORS AND ISSUE ANNOUNCEMENTS PURSUANT
TO THE REQUIREMENTS OF THE LAWS AND
REGULATIONS SUCH AS COMPANY LAW AND THE
ARTICLES OF ASSOCIATION OF THE COMPANY;
(III) OPEN OVERSEAS SHARE ACCOUNTS AND
MONEY ACCOUNTS AND TO CARRY OUT RELATED
CHANGE OF FOREIGN EXCHANGE REGISTRATION
PROCEDURES; (IV) CARRY OUT RELEVANT
APPROVAL OR FILING PROCEDURES (IF ANY)
PURSUANT TO THE APPLICABLE LAWS,
REGULATIONS AND RULES; (V) CARRY OUT
CANCELATION PROCEDURES FOR REPURCHASED
SHARES, MAKE CORRESPONDING AMENDMENTS TO
THE ARTICLES OF ASSOCIATION OF THE COMPANY
RELATING TO, AMONG OTHERS, SHARE CAPITAL
AND SHAREHOLDINGS, AND CARRY OUT
MODIFICATION REGISTRATIONS AND MAKE
FILINGS; (VI) EXECUTE AND DEAL WITH ANY
DOCUMENTS AND MATTERS RELATED TO SHARE
REPURCHASE. (3) AUTHORISATION PERIOD THE
PERIOD OF ABOVE GENERAL MANDATE SHALL NOT
EXCEED THE RELEVANT PERIOD (THE "RELEVANT
PERIOD"). THE RELEVANT PERIOD COMMENCES
FROM THE DAY WHEN THE AUTHORITY CONFERRED
BY THIS SPECIAL RESOLUTION IS APPROVED BY A
SPECIAL RESOLUTION AT THE EXTRAORDINARY
GENERAL MEETING, THE CLASS MEETING OF
HOLDERS OF A SHARES AND THE CLASS MEETING
OF HOLDERS OF H SHARES AND ENDS AT THE
EARLIER OF: (A) THE CONCLUSION OF THE
ANNUAL GENERAL MEETING FOR 2020; OR (B) THE
DATE ON WHICH THE AUTHORITY CONFERRED BY
THIS SPECIAL RESOLUTION IS REVOKED OR
VARIED BY A SPECIAL RESOLUTION AT A GENERAL
MEETING, OR A SPECIAL RESOLUTION AT A CLASS
MEETING OF HOLDERS OF A SHARES OR A CLASS
MEETING OF HOLDERS OF H SHARES
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD Agenda Number: 714168273
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0514/2021051400777.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0514/2021051400763.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE REPORT OF THE BOARD OF DIRECTORS OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE REPORT OF THE SUPERVISORY COMMITTEE OF
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2020
3 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE AUDITED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020
4 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE COMPANY'S PROFIT DISTRIBUTION PLAN FOR
THE YEAR ENDED 31 DECEMBER 2020: (1) FINAL
DIVIDEND FOR THE YEAR ENDED 31 DECEMBER
2020 IN THE AMOUNT OF RMB1.81 PER SHARE
(INCLUSIVE OF TAX) BE DECLARED AND
DISTRIBUTED, THE AGGREGATE AMOUNT OF WHICH
IS APPROXIMATELY RMB35,962 MILLION
(INCLUSIVE OF TAX); (2) TO AUTHORISE THE
CHAIRMAN AND THE CHIEF EXECUTIVE OFFICER TO
IMPLEMENT THE ABOVE-MENTIONED PROFIT
DISTRIBUTION MATTERS AND TO DEAL WITH
RELEVANT MATTERS IN RELATION TO TAX
WITHHOLDING AND FOREIGN EXCHANGE AS
REQUIRED BY RELEVANT LAWS, REGULATIONS AND
REGULATORY AUTHORITIES
5 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE REMUNERATION OF THE DIRECTORS AND
SUPERVISORS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2020: (1) CHAIRMAN AND
EXECUTIVE DIRECTOR, WANG XIANGXI, AND
FORMER EXECUTIVE DIRECTORS, LI DONG, GAO
SONG AND MI SHUHUA ARE REMUNERATED BY CHINA
ENERGY INVESTMENT CORPORATION LIMITED
("CHINA ENERGY") AND ARE NOT REMUNERATED BY
THE COMPANY IN CASH; AGGREGATE REMUNERATION
OF THE EXECUTIVE DIRECTORS, YANG JIPING, XU
MINGJUN, EMPLOYEE DIRECTOR, WANG XINGZHONG,
AMOUNTED TO RMB1,433,303; (2) AGGREGATE
REMUNERATION OF THE INDEPENDENT
NON-EXECUTIVE DIRECTORS IS IN THE AMOUNT OF
RMB1,350,000, AND THE NON-EXECUTIVE
DIRECTORS (OTHER THAN THE INDEPENDENT NON-
EXECUTIVE DIRECTORS) ARE REMUNERATED BY
CHINA ENERGY AND ARE NOT REMUNERATED BY THE
COMPANY IN CASH; (3) CHAIRMAN OF THE
SUPERVISORY COMMITTEE OF THE COMPANY, LUO
MEIJIAN, SHAREHOLDER REPRESENTATIVE
SUPERVISOR, ZHOU DAYU, AND FORMER CHAIRMAN
OF THE SUPERVISORY COMMITTEE OF THE
COMPANY, ZHAI RICHENG, ARE REMUNERATED BY
CHINA ENERGY AND ARE NOT REMUNERATED BY THE
COMPANY IN CASH. AGGREGATE REMUNERATION OF
EMPLOYEES' REPRESENTATIVE SUPERVISOR, ZHANG
CHANGYAN, AMOUNTED TO RMB846,632
6 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE EXTENSION OF APPOINTMENT OF KPMG AND
KPMG HUAZHEN LLP AS THE INTERNATIONAL AND
THE PRC AUDITORS OF THE COMPANY FOR THE
YEAR OF 2021 UNTIL THE COMPLETION OF THE
NEXT ANNUAL GENERAL MEETING AND TO
AUTHORISE A DIRECTORS' COMMITTEE COMPRISING
OF THE CHAIRMAN AND CHAIRMAN OF THE AUDIT
COMMITTEE TO DETERMINE THEIR 2021
REMUNERATION
7 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE COMPANY ENTERING INTO THE 2021-2023
FINANCIAL SERVICES AGREEMENT WITH CHINA
ENERGY FINANCE CO., LTD. AND THE TERMS,
PROPOSED ANNUAL CAPS AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER
8 TO CONSIDER AND, IF THOUGHT FIT, TO ELECT Mgmt For For
MR. YANG RONGMING AS A NONEXECUTIVE
DIRECTOR OF THE FIFTH SESSION OF THE BOARD
OF DIRECTORS OF THE COMPANY, WITH A TERM OF
OFFICE FROM THE DATE OF ELECTION AND
APPROVAL AT THE ANNUAL GENERAL MEETING TO
THE DATE OF EXPIRY TERM OF THE FIFTH
SESSION OF THE BOARD OF DIRECTORS OF THE
COMPANY, BEING 28 MAY 2023
9 TO CONSIDER AND, IF THOUGHT FIT, TO Mgmt Against Against
DECREASE REGISTERED CAPITAL OF THE COMPANY
AND APPROVE THE AMENDMENTS TO THE ARTICLES
OF ASSOCIATION OF THE COMPANY
10 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE FOLLOWING GENERAL MANDATE FOR THE BOARD
OF DIRECTORS AND THE PERSONS AUTHORISED BY
THE BOARD OF DIRECTORS TO REPURCHASE THE
COMPANY'S H SHARES: (1) THE BOARD OF
DIRECTORS BE GRANTED A GENERAL MANDATE, BY
REFERENCE TO THE REQUIREMENTS OF THE
RELEVANT LAWS AND REGULATIONS, TO
REPURCHASE THE COMPANY'S H SHARES ON MARKET
OF THE STOCK EXCHANGE OF HONG KONG LIMITED
NOT EXCEEDING 10% OF THE NUMBER OF THE
COMPANY'S H SHARES IN ISSUE AT THE TIME
WHEN THIS RESOLUTION IS PASSED AT THE
ANNUAL GENERAL MEETING AND THE CLASS
MEETINGS OF SHAREHOLDERS. (2) THE BOARD OF
DIRECTORS BE AUTHORISED TO (INCLUDING BUT
NOT LIMITED TO THE FOLLOWING): (I)
FORMULATE AND IMPLEMENT REPURCHASE PLAN,
INCLUDING BUT NOT LIMITED TO DETERMINING
THE TIME OF REPURCHASE, PERIOD OF
REPURCHASE, REPURCHASE PRICE AND NUMBER OF
SHARES TO REPURCHASE, ETC.; (II) NOTIFY
CREDITORS AND ISSUE ANNOUNCEMENTS PURSUANT
TO THE REQUIREMENTS OF THE LAWS AND
REGULATIONS SUCH AS COMPANY LAW OF THE
PEOPLE'S REPUBLIC OF CHINA AND THE ARTICLES
OF ASSOCIATION OF THE COMPANY; (III) OPEN
OVERSEAS SHARE ACCOUNTS AND MONEY ACCOUNTS
AND TO CARRY OUT RELATED CHANGE OF FOREIGN
EXCHANGE REGISTRATION PROCEDURES; (IV)
CARRY OUT RELEVANT APPROVAL OR FILING
PROCEDURES (IF ANY) PURSUANT TO THE
APPLICABLE LAWS, REGULATIONS AND RULES; (V)
CARRY OUT CANCELATION PROCEDURES FOR
REPURCHASED SHARES, MAKE CORRESPONDING
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY RELATING TO, AMONG OTHERS,
SHARE CAPITAL AND SHAREHOLDINGS, AND CARRY
OUT MODIFICATION REGISTRATIONS AND MAKE
FILINGS; (VI) EXECUTE AND DEAL WITH ANY
DOCUMENTS AND MATTERS RELATED TO SHARE
REPURCHASE. (3) AUTHORISATION PERIOD THE
PERIOD OF ABOVE GENERAL MANDATE SHALL NOT
EXCEED THE RELEVANT PERIOD (THE "RELEVANT
PERIOD"). THE RELEVANT PERIOD COMMENCES
FROM THE DAY WHEN THE AUTHORITY CONFERRED
BY THIS SPECIAL RESOLUTION IS APPROVED BY A
SPECIAL RESOLUTION AT THE ANNUAL GENERAL
MEETING, THE CLASS MEETING OF HOLDERS OF A
SHARES AND THE CLASS MEETING OF HOLDERS OF
H SHARES AND ENDS AT THE EARLIER OF: (A)
THE CONCLUSION OF THE ANNUAL GENERAL
MEETING FOR 2021; OR (B) THE DATE ON WHICH
THE AUTHORITY CONFERRED BY THIS SPECIAL
RESOLUTION IS REVOKED OR VARIED BY A
SPECIAL RESOLUTION AT A GENERAL MEETING, OR
A SPECIAL RESOLUTION AT A CLASS MEETING OF
HOLDERS OF A SHARES OR A CLASS MEETING OF
HOLDERS OF H SHARES
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD Agenda Number: 714171066
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: CLS
Meeting Date: 25-Jun-2021
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0514/2021051400786.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0514/2021051400784.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE FOLLOWING GENERAL MANDATE FOR THE BOARD
OF DIRECTORS AND THE PERSONS AUTHORISED BY
THE BOARD OF DIRECTORS TO REPURCHASE THE
COMPANY'S H SHARES: (1) THE BOARD OF
DIRECTORS BE GRANTED A GENERAL MANDATE, BY
REFEREMCE TO THE REQUIREMENTS OF THE
RELEVANT LAWS AND REGULATIONS, TO
REPURCHASE THE COMPANY'S H SHARES ON MARKET
OF THE STOCK EXCHANGE OF HONG KONG LIMITED
NOT EXCEEDING 10% OF THE NUMBER OF THE
COMPANY'S H SHARES IN ISSUE AT THE TIME
WHEN THIS RESOLUTION IS PASSED AT THE
ANNUAL GENERAL MEETING AND THE CLASS
MEETINGS OF SHAREHOLDERS. (2) THE BOARD OF
DIRECTORS BE AUTHORISED TO (INCLUDING BUT
NOT LIMITED TO THE FOLLOWING): (I)
FORMULATE AND IMPLEMENT REPURCHASE PLAN,
INCLUDING BUT NOT LIMITED TO DETERMINING
THE TIME OF REPURCHASE, PERIOD OF
REPURCHASE, REPURCHASE PRICE AND NUMBER OF
SHARES TO REPURCHASE, ETC.; (II) NOTIFY
CREDITORS AND ISSUE ANNOUNCEMENTS PURSUANT
TO THE REQUIREMENTS OF THE LAWS AND
REGULATIONS SUCH AS COMPANY LAW OF THE
PEOPLE'S REPUBLIC OF CHINA AND THE ARTICLES
OF ASSOCIATION OF THE COMPANY; (III) OPEN
OVERSEAS SHARE ACCOUNTS AND MONEY ACCOUNTS
AND TO CARRY OUT RELATED CHANGE OF FOREIGN
EXCHANGE REGISTRATION PROCEDURES; (IV)
CARRY OUT RELEVANT APPROVAL OR FILING
PROCEDURES (IF ANY) PURSUANT TO THE
APPLICABLE LAWS, REGULATIONS AND RULES; (V)
CARRY OUT CANCELATION PROCEDURES FOR
REPURCHASED SHARES, MAKE CORRESPONDING
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY RELATING TO, AMONG OTHERS,
SHARE CAPITAL AND SHAREHOLDINGS, AND CARRY
OUT MODIFICATION REGISTRATIONS AND MAKE
FILINGS; (VI) EXECUTE AND DEAL WITH ANY
DOCUMENTS AND MATTERS RELATED TO SHARE
REPURCHASE. (3) AUTHORISATION PERIOD THE
PERIOD OF ABOVE GENERAL MANDATE SHALL NOT
EXCEED THE RELEVANT PERIOD (THE "RELEVANT
PERIOD"). THE RELEVANT PERIOD COMMENCES
FROM THE DAY WHEN THE AUTHORITY CONFERRED
BY THIS SPECIAL RESOLUTION IS APPROVED BY A
SPECIAL RESOLUTION AT THE ANNUAL GENERAL
MEETING, THE CLASS MEETING OF HOLDERS OF A
SHARES AND THE CLASS MEETING OF HOLDERS OF
H SHARES AND ENDS AT THE EARLIER OF: (A)
THE CONCLUSION OF THE ANNUAL GENERAL
MEETING FOR 2021; OR (B) THE DATE ON WHICH
THE AUTHORITY CONFERRED BY THIS SPECIAL
RESOLUTION IS REVOKED OR VARIED BY A
SPECIAL RESOLUTION AT A GENERAL MEETING, OR
A SPECIAL RESOLUTION AT A CLASS MEETING OF
HOLDERS OF A SHARES OR A CLASS MEETING OF
HOLDERS OF H SHARES
--------------------------------------------------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION ENGINEERING CORPORATION L Agenda Number: 713006143
--------------------------------------------------------------------------------------------------------------------------
Security: Y1R16Z106
Meeting Type: EGM
Meeting Date: 21-Aug-2020
Ticker:
ISIN: CNE100000F46
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROPOSAL ON THE NOMINATION OF SUPERVISOR Mgmt For For
CANDIDATES OF THE COMPANY
2 PROPOSAL TO AMEND THE MANAGEMENT POLICY ON Mgmt Against Against
SUBSIDIES OF DIRECTORS AND SUPERVISORS OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION ENGINEERING CORPORATION L Agenda Number: 713406191
--------------------------------------------------------------------------------------------------------------------------
Security: Y1R16Z106
Meeting Type: EGM
Meeting Date: 07-Dec-2020
Ticker:
ISIN: CNE100000F46
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 BY-ELECTION OF ZHANG ZHAOXIANG AS A Mgmt For For
DIRECTOR
2 AMENDMENTS TO THE RAISED FUNDS MANAGEMENT Mgmt Against Against
MEASURES
3 EXTERNAL GUARANTEE MANAGEMENT MEASURES Mgmt Against Against
(TRAIL)
4.1 THE FOURTH PHASE A-SHARE RESTRICTED STOCK Mgmt Against Against
INCENTIVE PLAN (DRAFT) AND ITS SUMMARY:
OBJECTIVE OF THE EQUITY INCENTIVE PLAN
4.2 THE FOURTH PHASE A-SHARE RESTRICTED STOCK Mgmt Against Against
INCENTIVE PLAN (DRAFT) AND ITS SUMMARY:
BASIS OF DETERMINING PLAN PARTICIPANTS AND
THE SCOPE THEREOF
4.3 THE FOURTH PHASE A-SHARE RESTRICTED STOCK Mgmt Against Against
INCENTIVE PLAN (DRAFT) AND ITS SUMMARY:
INCENTIVE INSTRUMENT AND SOURCE AND NUMBER
OF THE UNDERLYING STOCKS
4.4 THE FOURTH PHASE A-SHARE RESTRICTED STOCK Mgmt Against Against
INCENTIVE PLAN (DRAFT) AND ITS SUMMARY:
GRANT CONDITION OF THE RESTRICTED STOCKS
4.5 THE FOURTH PHASE A-SHARE RESTRICTED STOCK Mgmt Against Against
INCENTIVE PLAN (DRAFT) AND ITS SUMMARY:
VALID PERIOD, LOCK-UP PERIOD AND UNLOCKING
DATE OF THE RESTRICTED STOCKS
4.6 THE FOURTH PHASE A-SHARE RESTRICTED STOCK Mgmt Against Against
INCENTIVE PLAN (DRAFT) AND ITS SUMMARY:
GRANTING DATE AND GRANT PRICE OF THE
RESTRICTED STOCKS
4.7 THE FOURTH PHASE A-SHARE RESTRICTED STOCK Mgmt Against Against
INCENTIVE PLAN (DRAFT) AND ITS SUMMARY:
CONDITIONS FOR GRANTING AND UNLOCKING THE
RESTRICTED STOCKS
4.8 THE FOURTH PHASE A-SHARE RESTRICTED STOCK Mgmt Against Against
INCENTIVE PLAN (DRAFT) AND ITS SUMMARY:
NON-TRANSFERABLE AND NON-TRADABLE
REGULATIONS ON THE RESTRICTED STOCKS
4.9 THE FOURTH PHASE A-SHARE RESTRICTED STOCK Mgmt Against Against
INCENTIVE PLAN (DRAFT) AND ITS SUMMARY:
METHOD AND PROCEDURE FOR ADJUSTING THE
RESTRICTED STOCKS
4.10 THE FOURTH PHASE A-SHARE RESTRICTED STOCK Mgmt Against Against
INCENTIVE PLAN (DRAFT) AND ITS SUMMARY:
PROCEDURE FOR GRANTING AND UNLOCKING THE
RESTRICTED STOCKS
4.11 THE FOURTH PHASE A-SHARE RESTRICTED STOCK Mgmt Against Against
INCENTIVE PLAN (DRAFT) AND ITS SUMMARY:
ACCOUNTING TREATMENT FOR THE RESTRICTED
STOCKS AND IMPACT ON THE COMPANY'S BUSINESS
PERFORMANCE
4.12 THE FOURTH PHASE A-SHARE RESTRICTED STOCK Mgmt Against Against
INCENTIVE PLAN (DRAFT) AND ITS SUMMARY:
RIGHTS AND OBLIGATIONS OF THE COMPANY AND
THE PLAN PARTICIPANTS
4.13 THE FOURTH PHASE A-SHARE RESTRICTED STOCK Mgmt Against Against
INCENTIVE PLAN (DRAFT) AND ITS SUMMARY:
TREATMENT METHOD UNDER SPECIAL
CIRCUMSTANCES
4.14 THE FOURTH PHASE A-SHARE RESTRICTED STOCK Mgmt Against Against
INCENTIVE PLAN (DRAFT) AND ITS SUMMARY:
MANAGEMENT, REVISION AND TERMINATION OF THE
PLAN
4.15 THE FOURTH PHASE A-SHARE RESTRICTED STOCK Mgmt Against Against
INCENTIVE PLAN (DRAFT) AND ITS SUMMARY:
MECHANISM FOR SETTLEMENT OF DISPUTES
BETWEEN THE COMPANY AND PLAN PARTICIPANTS
4.16 THE FOURTH PHASE A-SHARE RESTRICTED STOCK Mgmt Against Against
INCENTIVE PLAN (DRAFT) AND ITS SUMMARY:
AUTHORIZATION TO THE BOARD TO HANDLE
MATTERS REGARDING THE STOCK INCENTIVE PLAN
5 APPRAISAL MANAGEMENT MEASURES FOR THE Mgmt Against Against
FOURTH PHASE A-SHARE RESTRICTED STOCK
INCENTIVE PLAN
6 LIST OF PARTICIPANTS OF THE FOURTH PHASE Mgmt Against Against
A-SHARE RESTRICTED STOCK INCENTIVE PLAN AND
THE DISTRIBUTION RESULTS
7 REPURCHASE OF THE SECOND AND THIRD PHASE Mgmt For For
RESTRICTED A-SHARE STOCKS FROM PLAN
PARTICIPANTS
--------------------------------------------------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LT Agenda Number: 713407117
--------------------------------------------------------------------------------------------------------------------------
Security: G21677136
Meeting Type: EGM
Meeting Date: 12-Jan-2021
Ticker:
ISIN: KYG216771363
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1123/2020112300279.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1123/2020112300283.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO APPROVE, CONFIRM AND RATIFY THE NEW Mgmt For For
CSCECL CONSTRUCTION ENGAGEMENT AGREEMENT
(AS DEFINED IN THE CIRCULAR OF THE COMPANY
DATED 24 NOVEMBER 2020 (THE "CIRCULAR"))
AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER AND THE IMPLEMENTATION THEREOF;
TO APPROVE THE CSCECL CONSTRUCTION
ENGAGEMENT CAP (AS DEFINED IN THE CIRCULAR)
FOR THE PERIOD BETWEEN 1 JANUARY 2021 AND
31 DECEMBER 2023; TO APPROVE THE CSC
CONSTRUCTION ENGAGEMENT CAP (AS DEFINED IN
THE CIRCULAR) FOR THE PERIOD BETWEEN 1
JANUARY 2021 AND 31 DECEMBER 2023; AND TO
AUTHORISE ANY ONE DIRECTOR OF THE COMPANY
(OR ANY TWO DIRECTORS OF THE COMPANY OR ONE
DIRECTOR AND THE SECRETARY OF THE COMPANY
OR SUCH OTHER PERSON, IN THE CASE OF
EXECUTION OF DOCUMENTS UNDER SEAL) FOR AND
ON BEHALF OF THE COMPANY TO EXECUTE ALL
SUCH OTHER DOCUMENTS, INSTRUMENTS AND
AGREEMENTS AND TO DO ALL SUCH ACTS OR
THINGS DEEMED BY HIM/HER TO BE INCIDENTAL
TO, ANCILLARY TO OR IN CONNECTION WITH THE
MATTERS CONTEMPLATED IN THE NEW CSCECL
CONSTRUCTION ENGAGEMENT AGREEMENT AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER AND
THE IMPLEMENTATION THEREOF INCLUDING THE
AFFIXING OF COMMON SEAL THEREON
--------------------------------------------------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LT Agenda Number: 713458405
--------------------------------------------------------------------------------------------------------------------------
Security: G21677136
Meeting Type: EGM
Meeting Date: 12-Jan-2021
Ticker:
ISIN: KYG216771363
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1216/2020121600411.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1216/2020121600423.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO APPROVE, CONFIRM AND RATIFY THE NEW Mgmt For For
MASTER ENGAGEMENT AGREEMENT (AS DEFINED IN
THE CIRCULAR OF THE COMPANY DATED 17
DECEMBER 2020 (THE "CIRCULAR")) AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER AND
THE IMPLEMENTATION THEREOF; TO APPROVE THE
NEW COGO WORKS CAPS (AS DEFINED IN THE
CIRCULAR) FOR THE PERIOD BETWEEN 1 JANUARY
2021 AND 31 DECEMBER 2023; AND TO AUTHORISE
ANY ONE DIRECTOR OF THE COMPANY (OR ANY TWO
DIRECTORS OF THE COMPANY OR ONE DIRECTOR
AND THE SECRETARY OF THE COMPANY OR SUCH
OTHER PERSON, IN THE CASE OF EXECUTION OF
DOCUMENTS UNDER SEAL) FOR AND ON BEHALF OF
THE COMPANY TO EXECUTE ALL SUCH OTHER
DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND
TO DO ALL SUCH ACTS OR THINGS DEEMED BY
HIM/HER TO BE INCIDENTAL TO, ANCILLARY TO
OR IN CONNECTION WITH THE MATTERS
CONTEMPLATED IN THE NEW MASTER ENGAGEMENT
AGREEMENT AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER AND THE IMPLEMENTATION THEREOF
INCLUDING THE AFFIXING OF COMMON SEAL
THEREON
--------------------------------------------------------------------------------------------------------------------------
CHINA VANKE CO LTD Agenda Number: 714241623
--------------------------------------------------------------------------------------------------------------------------
Security: Y77421132
Meeting Type: CLS
Meeting Date: 30-Jun-2021
Ticker:
ISIN: CNE100001SR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 16 JUNE 2021: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE AND PROXY FORM ARE AVAILABLE BY
CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0528/2021052801089.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0528/2021052801113.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0615/2021061501216.pdf
1 TO CONSIDER AND APPROVE THE SCRIP DIVIDEND Mgmt For For
SCHEME FOR H SHARES IN DIVIDEND
DISTRIBUTION FOR THE YEAR 2020
2 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE GENERAL MANDATE FOR
REPURCHASE OF SHARES
CMMT 16 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CHINA VANKE CO LTD Agenda Number: 714357945
--------------------------------------------------------------------------------------------------------------------------
Security: Y77421132
Meeting Type: AGM
Meeting Date: 30-Jun-2021
Ticker:
ISIN: CNE100001SR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0615/2021061501252.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0615/2021061501266.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2020
3 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
FOR THE YEAR 2020
4 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE RE-APPOINTMENT OF CERTIFIED
PUBLIC ACCOUNTANTS FOR THE YEAR 2021
5 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE AUTHORISATION OF THE
COMPANY AND ITS MAJORITY-OWNED SUBSIDIARIES
PROVIDING FINANCIAL ASSISTANCE TO THIRD
PARTIES
6 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt Against Against
OF GUARANTEE BY THE COMPANY TO ITS
MAJORITY-OWNED SUBSIDIARIES
7 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO PURCHASING LIABILITY INSURANCE
FOR DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT
8 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO BY-ELECT MR. HUANG LIPING AS A
NON-EXECUTIVE DIRECTOR
9 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE DIVIDEND DISTRIBUTION PLAN
FOR THE YEAR 2020
10 TO CONSIDER AND APPROVE THE SCRIP DIVIDEND Mgmt For For
SCHEME FOR H SHARES IN DIVIDEND
DISTRIBUTION FOR THE YEAR 2020
11 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt Against Against
RELATION TO THE GENERAL MANDATE TO ISSUE
ADDITIONAL H SHARES
12 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE GENERAL MANDATE FOR
REPURCHASE OF SHARES
13 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE AMENDMENTS TO ARTICLES OF
ASSOCIATION
14 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE AMENDMENTS TO THE
PROCEDURAL RULES FOR THE GENERAL MEETING
15 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE AMENDMENTS TO THE
PROCEDURAL RULES FOR THE BOARD OF DIRECTORS
16 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE ITERATIVE NON-PROPERTY
DEVELOPMENT BUSINESS CO-INVESTMENT
MECHANISM
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 589125 DUE TO ADDITION OF
RESOLUTION 16. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CHINA YANGTZE POWER CO LTD Agenda Number: 713065919
--------------------------------------------------------------------------------------------------------------------------
Security: Y1516Q142
Meeting Type: EGM
Meeting Date: 16-Sep-2020
Ticker:
ISIN: CNE000001G87
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 INTRODUCTION OF JOINT INVESTORS IN A Mgmt Against Against
PROJECT
--------------------------------------------------------------------------------------------------------------------------
CHINA YANGTZE POWER CO LTD Agenda Number: 713330291
--------------------------------------------------------------------------------------------------------------------------
Security: Y1516Q142
Meeting Type: EGM
Meeting Date: 25-Nov-2020
Ticker:
ISIN: CNE000001G87
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 BY-ELECTION OF DIRECTOR: ZHANG XINGLIAO Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CIMB GROUP HOLDINGS BHD Agenda Number: 713709066
--------------------------------------------------------------------------------------------------------------------------
Security: Y1636J101
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: MYL1023OO000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RE-ELECT THE DIRECTOR WHO RETIRE Mgmt For For
PURSUANT TO ARTICLE 81 OF THE COMPANY'S
CONSTITUTION: DATUK MOHD NASIR AHMAD
2 TO RE-ELECT THE DIRECTOR WHO RETIRE Mgmt For For
PURSUANT TO ARTICLE 81 OF THE COMPANY'S
CONSTITUTION: MR. ROBERT NEIL COOMBE
3 TO RE-ELECT THE DIRECTOR WHO RETIRE Mgmt For For
PURSUANT TO ARTICLE 81 OF THE COMPANY'S
CONSTITUTION: ENCIK AFZAL ABDUL RAHIM
4 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE PURSUANT TO ARTICLE 88 OF THE
COMPANY'S CONSTITUTION: DATO' ABDUL RAHMAN
AHMAD
5 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE PURSUANT TO ARTICLE 88 OF THE
COMPANY'S CONSTITUTION: MS. SERENA TAN MEI
SHWEN
6 TO APPROVE THE PAYMENT OF NON-EXECUTIVE Mgmt For For
DIRECTORS' FEES WITH EFFECT FROM THE 64TH
AGM UNTIL THE NEXT AGM OF THE COMPANY
7 TO APPROVE THE PAYMENT OF ALLOWANCES AND Mgmt For For
BENEFITS PAYABLE TO NON-EXECUTIVE DIRECTORS
OF THE COMPANY UP TO AN AMOUNT OF
RM3,895,000 FROM THE 64TH AGM UNTIL THE
NEXT AGM OF THE COMPANY
8 TO RE-APPOINT MESSRS. Mgmt For For
PRICEWATERHOUSECOOPERS AS AUDITORS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDING 31
DECEMBER 2021 AND TO AUTHORISE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION
9 PROPOSED RENEWAL OF THE AUTHORITY FOR Mgmt For For
DIRECTORS TO ALLOT AND ISSUE SHARES
10 PROPOSED RENEWAL OF THE AUTHORITY FOR Mgmt For For
DIRECTORS TO ALLOT AND ISSUE NEW ORDINARY
SHARES IN THE COMPANY (CIMB SHARES) IN
RELATION TO THE DIVIDEND REINVESTMENT
SCHEME THAT PROVIDES THE SHAREHOLDERS OF
THE COMPANY WITH THE OPTION TO ELECT TO
REINVEST THEIR CASH DIVIDEND ENTITLEMENTS
IN NEW ORDINARY SHARES IN THE COMPANY (DRS)
11 PROPOSED RENEWAL OF THE AUTHORITY TO Mgmt For For
PURCHASE OWN SHARES
--------------------------------------------------------------------------------------------------------------------------
CIMB GROUP HOLDINGS BHD Agenda Number: 713759504
--------------------------------------------------------------------------------------------------------------------------
Security: Y1636J101
Meeting Type: EGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: MYL1023OO000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROPOSED ESTABLISHMENT OF A LONG TERM Mgmt Against Against
INCENTIVE PLAN, WHICH COMPRISES THE
PROPOSED EMPLOYEE SHARE OPTION SCHEME
("PROPOSED ESOS") AND THE PROPOSED SHARE
GRANT PLAN ("PROPOSED SGP"), OF UP TO 2.5%
OF THE ISSUED SHARE CAPITAL OF THE COMPANY
(EXCLUDING TREASURY SHARES, IF ANY) AT ANY
POINT IN TIME DURING THE DURATION OF THE
LONG TERM INCENTIVE PLAN, FOR THE ELIGIBLE
EXECUTIVE DIRECTORS AND EMPLOYEES OF THE
COMPANY AND ITS SUBSIDIARY COMPANIES
("GROUP"), WHICH ARE NOT DORMANT, WHO
FULFIL THE ELIGIBILITY CRITERIA AS SET OUT
IN THE BY-LAWS OF THE LONG TERM INCENTIVE
PLAN ("PROPOSED LTIP")
2 PROPOSED ALLOCATION OF LTIP AWARDS TO DATO' Mgmt Against Against
ABDUL RAHMAN AHMAD
--------------------------------------------------------------------------------------------------------------------------
CLICKS GROUP LIMITED Agenda Number: 713417764
--------------------------------------------------------------------------------------------------------------------------
Security: S17249111
Meeting Type: AGM
Meeting Date: 27-Jan-2021
Ticker:
ISIN: ZAE000134854
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 ADOPTION OF FINANCIAL STATEMENTS Mgmt For For
O.2 REAPPOINTMENT OF AUDITOR: ERNST YOUNG INC Mgmt For For
O.3 ELECTION OF MFUNDISO NJEKE AS A DIRECTOR Mgmt For For
O.4 RE-ELECTION OF JOHN BESTER AS A DIRECTOR Mgmt For For
O.5 RE-ELECTION OF BERTINA ENGELBRECHT AS A Mgmt For For
DIRECTOR
O.6 RE-ELECTION OF MICHAEL FLEMING AS A Mgmt For For
DIRECTOR
O.7.1 ELECTION OF MEMBER OF THE AUDIT AND RISK Mgmt For For
COMMITTEE (SEPARATE VOTING): JOHN BESTER
O.7.2 ELECTION OF MEMBER OF THE AUDIT AND RISK Mgmt For For
COMMITTEE (SEPARATE VOTING): FATIMA DANIELS
O.7.3 ELECTION OF MEMBER OF THE AUDIT AND RISK Mgmt For For
COMMITTEE (SEPARATE VOTING): MFUNDISO NJEKE
NB.8 NON-BINDING ADVISORY VOTE: APPROVAL OF THE Mgmt For For
COMPANY'S REMUNERATION POLICY
NB.9 NON-BINDING ADVISORY VOTE: ENDORSEMENT OF Mgmt For For
THE COMPANY'S REMUNERATION IMPLEMENTATION
REPORT
S.1 GENERAL AUTHORITY TO REPURCHASE SHARES Mgmt For For
S.2 APPROVAL OF DIRECTORS' FEES Mgmt For For
S.3 GENERAL APPROVAL TO PROVIDE FINANCIAL Mgmt For For
ASSISTANCE
S.4 AMENDMENTS TO THE MEMORANDUM OF Mgmt For For
INCORPORATION
CMMT 11 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF NUMBERING
OF RESOLUTIONS NB.8 & NB.9 AND MODIFICATION
OF TEXT IN RESOLUTION 2. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD Agenda Number: 713249616
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 20-Nov-2020
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1020/2020102000031.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1020/2020102000035.pdf
1 TO APPROVE THE SUPPLEMENTAL AGREEMENT AND Mgmt For For
THE AMENDMENTS TO THE EXISTING NON-COMPETE
UNDERTAKING CONTEMPLATED THEREUNDER
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA BRASILEIRA DE DISTRIBUICAO Agenda Number: 713452845
--------------------------------------------------------------------------------------------------------------------------
Security: P30558103
Meeting Type: EGM
Meeting Date: 31-Dec-2020
Ticker:
ISIN: BRPCARACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I RATIFICATION OF THE APPOINTMENT AND HIRING Mgmt For For
OF THE FIRM MAGALHAES ANDRADE SS AUDITORES
INDEPENDENTES, WITH BRAZILIAN CORPORATE
TAXPAYER ID NUMBER, CNPJ.ME,
62.657.242.0001.00, FROM HERE ONWARDS
REFERRED TO AS THE VALUATION FIRM, FOR THE
VALUATION OF THE SPUN OFF PORTION OF SENDAS
DISTRIBUIDORA S.A., WITH BRAZILIAN
CORPORATE TAXPAYER ID NUMBER, CNPJ.ME,
06.057.223.0001.71, FROM HERE ONWARDS
REFERRED TO AS SENDAS, THAT IS TO BE MERGED
INTO THE COMPANY, FROM HERE ONWARDS
REFERRED TO AS THE SENDAS SPUN OFF PORTION
II APPROVAL OF THE VALUATION REPORT OF THE Mgmt For For
SENDAS SPUN OFF PORTION THAT IS PREPARED BY
THE VALUATION FIRM
III RATIFICATION OF THE SIGNING OF THE PROTOCOL Mgmt For For
AND JUSTIFICATION OF SPINOFF FROM SENDAS
WITH THE MERGER OF THE SPUN OFF PORTION
INTO THE COMPANY, FROM HERE ONWARDS
REFERRED TO AS THE SENDAS PROTOCOL
IV APPROVAL OF THE SPINOFF FROM SENDAS, WITH Mgmt For For
THE MERGER OF THE SENDAS SPUN OFF PORTION
INTO THE COMPANY, AS WELL AS THE OTHER
PROCEDURES THAT ARE DESCRIBED IN THE SENDAS
PROTOCOL, UNDER THE TERMS OF THE SENDAS
PROTOCOL, FROM HERE ONWARDS REFERRED TO AS
THE SENDAS SPINOFF
V TO AUTHORIZE THE MEMBERS OF THE EXECUTIVE Mgmt For For
COMMITTEE OF THE COMPANY TO DO ANY AND ALL
ACTS THAT ARE NECESSARY, USEFUL AND OR
CONVENIENT FOR THE IMPLEMENTATION OF THE
SENDAS SPINOFF, AS WELL AS OTHER PROCEDURES
THAT ARE DESCRIBED IN THE SENDAS PROTOCOL,
UNDER THE TERMS OF THE SENDAS PROTOCOL
VI RATIFICATION OF THE APPOINTMENT AND HIRING Mgmt For For
OF THE VALUATION FIRM, FOR THE VALUATION OF
THE SPUN OFF PORTION OF THE COMPANY THAT IS
TO BE MERGED INTO SENDAS, FROM HERE ONWARDS
REFERRED TO AS THE CBD SPUN OFF PORTION
VII APPROVAL OF THE VALUATION REPORT OF THE CBD Mgmt For For
SPUN OFF PORTION THAT IS PREPARED BY THE
VALUATION FIRM
VIII RATIFICATION OF THE SIGNING OF THE PROTOCOL Mgmt For For
AND JUSTIFICATION OF SPINOFF FROM THE
COMPANY WITH THE MERGER OF THE SPUN OFF
PORTION INTO SENDAS, FROM HERE ONWARDS
REFERRED TO AS THE CBD PROTOCOL
IX APPROVAL OF THE SPINOFF FROM THE COMPANY, Mgmt For For
WITH THE MERGER OF THE CBD SPUN OFF PORTION
INTO SENDAS, AS WELL AS OTHER PROCEDURES
THAT ARE DESCRIBED IN THE CBD PROTOCOL,
UNDER THE TERMS OF THE CBD PROTOCOL, FROM
HERE ONWARDS REFERRED TO AS THE CBD SPINOFF
X AUTHORIZATION FOR THE MEMBERS OF THE Mgmt For For
EXECUTIVE COMMITTEE OF THE COMPANY TO DO
ANY AND ALL ACTS THAT ARE NECESSARY, USEFUL
AND OR CONVENIENT FOR THE IMPLEMENTATION OF
THE CBD SPINOFF
XI APPROVAL OF THE AMENDMENT OF ARTICLE 4 OF Mgmt For For
THE CORPORATE BYLAWS OF THE COMPANY AS A
CONSEQUENCE OF THE REDUCTION OF THE CAPITAL
RESULTING FROM THE CBD SPINOFF, UNDER THE
TERMS AND CONDITIONS THAT ARE INDICATED IN
THE CBD PROTOCOL, IF IT IS APPROVED, AS
WELL AS TO REFLECT THE INCREASE OF THE
SHARE CAPITAL THAT WAS APPROVED AT THE
MEETING OF THE BOARD OF DIRECTORS OF THE
COMPANY THAT WAS HELD ON OCTOBER 28, 2020
XII APPROVAL OF THE RESTATEMENT OF THE Mgmt For For
CORPORATE BYLAWS OF THE COMPANY IN SUCH A
WAY AS TO INCLUDE THE AMENDMENTS ABOVE
--------------------------------------------------------------------------------------------------------------------------
COMPANIA CERVECERIAS UNIDAS Agenda Number: 935353425
--------------------------------------------------------------------------------------------------------------------------
Security: 204429104
Meeting Type: Annual
Meeting Date: 14-Apr-2021
Ticker: CCU
ISIN: US2044291043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Approval of the Annual Report, Consolidated Mgmt For For
Financial Statements and External Auditors'
Report corresponding to the fiscal year
ended on December 31, 2020.
3. Distribution of the profits accrued during Mgmt For For
fiscal year 2020 and dividend payment.
5. Election of the members of the Board of Mgmt Abstain Against
Directors.
6. Determination of the remuneration of the Mgmt For For
members of the Board of Directors for
fiscal year 2021.
7. Determination of the remuneration of the Mgmt For For
members of the Directors Committee and its
budget for the fiscal year 2021.
8. Determination of the remuneration of the Mgmt For For
members of the Audit Committee and its
budget for the fiscal year 2021.
9. Appointment of External Auditors Firm for Mgmt For For
the 2021 fiscal year.
10. Appointment of Risk Rating Agencies for the Mgmt For For
2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CONTEMPORARY AMPEREX TECHNOLOGY CO., LIMITED Agenda Number: 713203191
--------------------------------------------------------------------------------------------------------------------------
Security: Y1R48E105
Meeting Type: EGM
Meeting Date: 29-Oct-2020
Ticker:
ISIN: CNE100003662
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 RESTRICTED STOCK INCENTIVE PLAN Mgmt Against Against
(DRAFT) AND ITS SUMMARY
2 APPRAISAL MANAGEMENT MEASURES FOR THE Mgmt Against Against
IMPLEMENTATION OF 2020 RESTRICTED STOCK
INCENTIVE PLAN
3 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt Against Against
MATTERS REGARDING THE EQUITY INCENTIVE PLAN
4 CHANGE OF THE COMPANY'S REGISTERED CAPITAL Mgmt For For
AND AMENDMENTS TO THE COMPANY'S ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
CONTEMPORARY AMPEREX TECHNOLOGY CO., LIMITED Agenda Number: 714016107
--------------------------------------------------------------------------------------------------------------------------
Security: Y1R48E105
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: CNE100003662
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
2 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
3 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
4 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY2.40000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
5 2020 ANNUAL ACCOUNTS Mgmt For For
6 CONFIRMATION OF 2020 REMUNERATION FOR Mgmt For For
DIRECTORS
7 CONFIRMATION OF 2020 REMUNERATION FOR Mgmt For For
SUPERVISORS
8 PURCHASE OF LIABILITY INSURANCE FOR Mgmt For For
DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT
9 ADJUSTMENT OF ALLOWANCE FOR INDEPENDENT Mgmt For For
DIRECTORS
10 2021 ESTIMATED CONTINUING CONNECTED Mgmt For For
TRANSACTIONS
11 2021 ESTIMATED GUARANTEE QUOTA Mgmt Against Against
12 2021 APPLICATION FOR COMPREHENSIVE CREDIT Mgmt Against Against
LINE TO FINANCIAL INSTITUTIONS
13 REAPPOINTMENT OF 2021 AUDIT FIRM Mgmt For For
14 REPURCHASE AND CANCELLATION OF SOME Mgmt For For
RESTRICTED STOCKS (APPROVED AT THE 21ST
MEETING OF THE 2ND BOARD OF DIRECTORS)
15 REPURCHASE AND CANCELLATION OF SOME Mgmt For For
RESTRICTED STOCKS (APPROVED AT THE 28TH
MEETING OF THE 2ND BOARD OF DIRECTORS)
16 DECREASE OF THE COMPANY'S REGISTERED Mgmt For For
CAPITAL AND AMENDMENTS TO THE COMPANY'S
ARTICLES OF ASSOCIATION
17 ADDITIONAL PROJECTS FINANCED WITH RAISED Mgmt For For
FUNDS AND CHANGE OF THE PURPOSE OF SOME
FUNDS RAISED FROM THE 2020 NON-PUBLIC SHARE
OFFERING
--------------------------------------------------------------------------------------------------------------------------
COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED Agenda Number: 713103276
--------------------------------------------------------------------------------------------------------------------------
Security: G2453A108
Meeting Type: EGM
Meeting Date: 28-Sep-2020
Ticker:
ISIN: KYG2453A1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0910/2020091000927.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0910/2020091000880.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO APPROVE THE ADOPTION OF THE SHARE OPTION Mgmt Against Against
SCHEME (AS DEFINED IN THE CIRCULAR TO THE
SHAREHOLDERS OF THE COMPANY DATED 11
SEPTEMBER 2020)
--------------------------------------------------------------------------------------------------------------------------
COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED Agenda Number: 713440662
--------------------------------------------------------------------------------------------------------------------------
Security: G2453A108
Meeting Type: EGM
Meeting Date: 23-Dec-2020
Ticker:
ISIN: KYG2453A1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1206/2020120600071.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1206/2020120600073.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE THE PROPERTY MANAGEMENT SERVICES Mgmt For For
FRAMEWORK AGREEMENT (AS DEFINED IN THE
CIRCULAR OF THE COMPANY DATED 7 DECEMBER
2020) AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER (INCLUDING THE ANNUAL CAPS)
2 TO APPROVE THE SALES AND LEASING AGENCY Mgmt For For
SERVICES FRAMEWORK AGREEMENT (AS DEFINED IN
THE CIRCULAR OF THE COMPANY DATED 7
DECEMBER 2020) AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER (INCLUDING THE
ANNUAL CAPS)
3 TO APPROVE THE CONSULTANCY AND OTHER Mgmt For For
SERVICES FRAMEWORK AGREEMENT (AS DEFINED IN
THE CIRCULAR OF THE COMPANY DATED 7
DECEMBER 2020) AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER (INCLUDING THE
ANNUAL CAPS)
--------------------------------------------------------------------------------------------------------------------------
COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED Agenda Number: 713995528
--------------------------------------------------------------------------------------------------------------------------
Security: G2453A108
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: KYG2453A1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0426/2021042600984.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0426/2021042600954.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS, THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF RMB21.87 Mgmt For For
CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2020
3.A.1 TO RE-ELECT MR. XIAO HUA AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.A.2 TO RE-ELECT MS. WU BIJUN AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.A.3 TO RE-ELECT MR. MEI WENJUE AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.B TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE DIRECTORS' REMUNERATION
OF THE COMPANY
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORIZE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ISSUE NEW SHARES NOT
EXCEEDING 20% OF THE ISSUED SHARES OF THE
COMPANY
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE ISSUED SHARES OF THE
COMPANY
7 TO EXTEND THE GENERAL MANDATE TO BE GRANTED Mgmt Against Against
TO THE DIRECTORS OF THE COMPANY TO ISSUE
NEW SHARES OF THE COMPANY BY ADDING TO IT
THE NUMBER OF SHARES REPURCHASED UNDER THE
GENERAL MANDATE TO REPURCHASE SHARES OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
CREDICORP LTD. Agenda Number: 935273754
--------------------------------------------------------------------------------------------------------------------------
Security: G2519Y108
Meeting Type: Special
Meeting Date: 16-Oct-2020
Ticker: BAP
ISIN: BMG2519Y1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Leslie Pierce Diez Mgmt For For
Canseco
--------------------------------------------------------------------------------------------------------------------------
CREDICORP LTD. Agenda Number: 935343739
--------------------------------------------------------------------------------------------------------------------------
Security: G2519Y108
Meeting Type: Annual
Meeting Date: 31-Mar-2021
Ticker: BAP
ISIN: BMG2519Y1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint the external auditors of the Mgmt For For
Company to perform such services for the
2021 financial year and to delegate the
power to set and approve fees for such
audit services to the Board of Directors
(for further delegation to the Audit
Committee thereof).
--------------------------------------------------------------------------------------------------------------------------
CSPC PHARMACEUTICAL GROUP LIMITED Agenda Number: 713145161
--------------------------------------------------------------------------------------------------------------------------
Security: Y1837N109
Meeting Type: EGM
Meeting Date: 12-Oct-2020
Ticker:
ISIN: HK1093012172
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0922/2020092200664.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0922/2020092200666.pdf
1 TO APPROVE THE BONUS ISSUE OF THE SHARES ON Mgmt For For
THE BASIS OF THREE BONUS SHARES FOR EVERY
FIVE EXISTING SHARES IN THE COMPANY AND
AUTHORISE THE DIRECTORS OF THE COMPANY TO
DO ALL ACTS AND THINGS AS MAY BE NECESSARY
AND EXPEDIENT IN CONNECTION WITH THE ISSUE
OF THE BONUS SHARES
--------------------------------------------------------------------------------------------------------------------------
CTBC FINANCIAL HOLDING CO LTD Agenda Number: 714164059
--------------------------------------------------------------------------------------------------------------------------
Security: Y15093100
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: TW0002891009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 BUSINESS REPORT, INDEPENDENT AUDITORS Mgmt For For
REPORT, AND FINANCIAL STATEMENTS
2 2020 EARNINGS DISTRIBUTION PLAN, PROPOSED Mgmt For For
CASH DIVIDEND FOR COMMON SHARES: TWD 1.05
PER SHARE, FOR PREFERRED SHARES B PROPOSED
CASH DIVIDEND: TWD 2.25 PER SHARE, FOR
PREFERRED SHARES C PROPOSED CASH DIVIDEND:
TWD 1.92 PER SHARE
3 AMENDMENTS TO THE REGULATIONS FOR Mgmt For For
SHAREHOLDERS MEETINGS
--------------------------------------------------------------------------------------------------------------------------
DELTA ELECTRONICS INC Agenda Number: 714163754
--------------------------------------------------------------------------------------------------------------------------
Security: Y20263102
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: TW0002308004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE 2020 ANNUAL FINAL Mgmt For For
ACCOUNTING BOOKS AND STATEMENTS.
2 ADOPTION OF THE 2020 EARNINGS DISTRIBUTION. Mgmt For For
PROPOSED CASH DIVIDEND: TWD 5.5 PER SHARE.
3.1 THE ELECTION OF THE DIRECTOR:YANCEY Mgmt For For
HAI,SHAREHOLDER NO.38010
3.2 THE ELECTION OF THE DIRECTOR:MARK Mgmt For For
KO,SHAREHOLDER NO.15314
3.3 THE ELECTION OF THE DIRECTOR:BRUCE CH Mgmt For For
CHENG,SHAREHOLDER NO.1
3.4 THE ELECTION OF THE DIRECTOR:PING Mgmt For For
CHENG,SHAREHOLDER NO.43
3.5 THE ELECTION OF THE DIRECTOR:SIMON Mgmt For For
CHANG,SHAREHOLDER NO.19
3.6 THE ELECTION OF THE DIRECTOR:VICTOR Mgmt For For
CHENG,SHAREHOLDER NO.44
3.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:JI-REN LEE,SHAREHOLDER
NO.Y120143XXX
3.8 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:SHYUE-CHING LU,SHAREHOLDER
NO.H100330XXX
3.9 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:ROSE TSOU,SHAREHOLDER
NO.E220471XXX
3.10 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:JACK J.T. HUANG,SHAREHOLDER
NO.A100320XXX
4 DISCUSSION OF THE RELEASE FROM NON Mgmt For For
COMPETITION RESTRICTIONS ON DIRECTORS.
CMMT 14 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTION 3.1 TO 3.10. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DINO POLSKA SPOLKA AKCYJNA Agenda Number: 712815779
--------------------------------------------------------------------------------------------------------------------------
Security: X188AF102
Meeting Type: AGM
Meeting Date: 02-Jul-2020
Ticker:
ISIN: PLDINPL00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 429871 DUE TO SPLITTING OF
RESOLUTIONS 5 TO 8 AND 10. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 OPEN THE SHAREHOLDER MEETING Non-Voting
2 ELECT THE CHAIRPERSON OF THE SHAREHOLDER Mgmt For For
MEETING
3 ASSERT THAT THE SHAREHOLDER MEETING HAS Mgmt Abstain Against
BEEN CONVENED CORRECTLY AND IS CAPABLE OF
ADOPTING RESOLUTIONS
4 ADOPT A RESOLUTION TO ACCEPT THE AGENDA Mgmt For For
5.1 EXAMINE MANAGEMENT BOARD ACTIVITY REPORT Mgmt Abstain Against
FOR "DINO POLSKA" S.A. AND THE "DINO
POLSKA" S.A. GROUP FOR THE 2019 FINANCIAL
YEAR
5.2 EXAMINE FINANCIAL STATEMENTS OF "DINO Mgmt Abstain Against
POLSKA" S.A. AND THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE "DINO POLSKA" S.A. GROUP
FOR THE 2019 FINANCIAL YEAR
5.3 EXAMINE MOTION ON THE DISTRIBUTION OF THE Mgmt Abstain Against
NET PROFIT FOR THE 2019 FINANCIAL YEAR
6.1 EXAMINE SUPERVISORY BOARD ACTIVITY REPORT Mgmt Abstain Against
FOR THE 2019 FINANCIAL YEAR
6.2 EXAMINE SUPERVISORY BOARD REPORT ON THE Mgmt Abstain Against
RESULTS OF EXAMINATION OF THE COMPANY'S
ACTIVITY REPORT IN THE 2019 FINANCIAL YEAR,
THE COMPANY'S FINANCIAL STATEMENTS FOR THE
2019 FINANCIAL YEAR AND THE MANAGEMENT
BOARD'S MOTION ON THE DISTRIBUTION OF THE
COMPANY'S PROFIT FOR THE 2019 FINANCIAL
YEAR
6.3 EXAMINE SUPERVISORY BOARD REPORT ON THE Mgmt Abstain Against
RESULTS OF EXAMINATION OF THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE "DINO POLSKA"
S.A. GROUP FOR THE 2019 FINANCIAL YEAR
6.4 EXAMINE SUPERVISORY BOARD REPORT ON THE Mgmt Abstain Against
RESULTS OF EXAMINATION OF THE OF THE "DINO
POLSKA" S.A. GROUP ACTIVITY REPORT FOR THE
2019 FINANCIAL YEAR
7.1 ACCEPT THE MANAGEMENT BOARD ACTIVITY REPORT Mgmt Abstain Against
FOR "DINO POLSKA" S.A. AND THE FINANCIAL
STATEMENTS OF "DINO POLSKA" S.A. FOR THE
2019 FINANCIAL YEAR
7.2 ACCEPT THE MANAGEMENT BOARD ACTIVITY REPORT Mgmt Abstain Against
FOR THE "DINO POLSKA" S.A. GROUP AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
"DINO POLSKA" S.A. GROUP FOR THE 2019
FINANCIAL YEAR
7.3 ACCEPT THE MANAGEMENT BOARD'S MOTION ON THE Mgmt Abstain Against
DISTRIBUTION OF THE NET PROFIT ACHIEVED IN
THE 2019 FINANCIAL YEAR
7.4 GRANT A DISCHARGE TO THE COMPANY'S Mgmt Abstain Against
MANAGEMENT BOARD MEMBERS ON THE PERFORMANCE
OF THEIR DUTIES IN THE 2019 FINANCIAL YEAR
8.1 APPROVE THE MANAGEMENT BOARD ACTIVITY Mgmt For For
REPORT FOR "DINO POLSKA" S.A. FOR THE 2019
FINANCIAL YEAR
8.2 APPROVE THE FINANCIAL STATEMENTS OF "DINO Mgmt For For
POLSKA" S.A. FOR THE 2019 FINANCIAL YEAR
9 ADOPT A RESOLUTION ON THE DISTRIBUTION OF Mgmt For For
THE NET PROFIT FOR THE 2019 FINANCIAL YEAR
10.1 APPROVE ACTIVITY REPORT OF THE "DINO Mgmt For For
POLSKA" S.A. GROUP FOR THE 2019 FINANCIAL
YEAR
10.2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
OF THE "DINO POLSKA" S.A. GROUP FOR THE
2019 FINANCIAL YEAR
11 ADOPT RESOLUTIONS TO GRANT A DISCHARGE TO Mgmt For For
THE COMPANY'S MANAGEMENT BOARD MEMBERS ON
THE PERFORMANCE OF THEIR DUTIES IN THE 2019
FINANCIAL YEAR
12 ADOPT RESOLUTIONS TO GRANT A DISCHARGE TO Mgmt For For
THE COMPANY'S SUPERVISORY BOARD MEMBERS ON
THE PERFORMANCE OF THEIR DUTIES IN THE 2019
FINANCIAL YEAR
13 ADOPT A RESOLUTION TO APPOINT MR. SZYMON Mgmt For For
PIDUCH TO BE A MEMBER OF THE COMPANY'S
SUPERVISORY BOARD
14 ADOPT A RESOLUTION TO ACCEPT THE Mgmt Against Against
COMPENSATION POLICY FOR THE COMPANY'S
MANAGEMENT BOARD AND SUPERVISORY BOARD
MEMBERS
15 ADOPT A RESOLUTION TO SET THE AMOUNT OF Mgmt For For
COMPENSATION FOR SUPERVISORY BOARD MEMBER
16 ADOPT A RESOLUTION TO AMEND THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION AND ADOPT THE
CONSOLIDATED TEXT OF THE COMPANY'S ARTICLES
OF ASSOCIATION
17 CLOSE THE SHAREHOLDER MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
DINO POLSKA SPOLKA AKCYJNA Agenda Number: 714201489
--------------------------------------------------------------------------------------------------------------------------
Security: X188AF102
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: PLDINPL00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN THE SHAREHOLDER MEETING Non-Voting
2 ELECT THE CHAIRPERSON OF THE SHAREHOLDER Mgmt For For
MEETING
3 ASSERT THAT THE SHAREHOLDER MEETING HAS Mgmt Abstain Against
BEEN CONVENED CORRECTLY AND IS CAPABLE OF
ADOPTING RESOLUTIONS
4 ADOPT A RESOLUTION TO ACCEPT THE AGENDA Mgmt For For
5.A EXAMINE THE FOLLOWING DOCUMENTS SUBMITTED Mgmt Abstain Against
BY THE MANAGEMENT BOARD: THE MANAGEMENT
BOARD ACTIVITY REPORT FOR DINO POLSKA S.A.
AND THE DINO POLSKA S.A. GROUP IN 2020
5.B EXAMINE THE FOLLOWING DOCUMENTS SUBMITTED Mgmt Abstain Against
BY THE MANAGEMENT BOARD: THE FINANCIAL
STATEMENTS OF DINO POLSKA S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
DINO POLSKA S.A. GROUP FOR THE YEAR ENDED
ON 31 DECEMBER 2020
5.C EXAMINE THE FOLLOWING DOCUMENTS SUBMITTED Mgmt Abstain Against
BY THE MANAGEMENT BOARD: THE MANAGEMENT
BOARD'S MOTION ON THE DISTRIBUTION OF THE
NET PROFIT FOR 2020
6.A EXAMINE THE FOLLOWING DOCUMENTS SUBMITTED Mgmt Abstain Against
BY THE SUPERVISORY BOARD: SUPERVISORY BOARD
ACTIVITY REPORT FOR THE 2020 FINANCIAL YEAR
6.B EXAMINE THE FOLLOWING DOCUMENTS SUBMITTED Mgmt Abstain Against
BY THE SUPERVISORY BOARD: SUPERVISORY BOARD
REPORT ON THE RESULTS OF EXAMINATION OF THE
REPORT ON THE ACTIVITY OF THE COMPANY AND
THE DINO POLSKA S.A. GROUP, THE COMPANY'S
STANDALONE AND CONSOLIDATED FINANCIAL
STATEMENTS AND THE MANAGEMENT BOARD'S
MOTION ON THE DISTRIBUTION OF THE COMPANY'S
NET PROFIT FOR THE FINANCIAL YEAR ENDED ON
31 DECEMBER 2020
7.A EXAMINE THE SUPERVISORY BOARD'S MOTIONS ON Mgmt Abstain Against
THE FOLLOWING MATTERS: ACCEPT THE
MANAGEMENT BOARD ACTIVITY REPORT FOR DINO
POLSKA S.A. AND THE DINO POLSKA S.A. GROUP
IN 2020
7.B EXAMINE THE SUPERVISORY BOARD'S MOTIONS ON Mgmt Abstain Against
THE FOLLOWING MATTERS: ACCEPT THE FINANCIAL
STATEMENTS OF DINO POLSKA S.A FOR THE YEAR
ENDED ON 31 DECEMBER 2020
7.C EXAMINE THE SUPERVISORY BOARD'S MOTIONS ON Mgmt Abstain Against
THE FOLLOWING MATTERS: ACCEPT THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
DINO POLSKA S.A. GROUP FOR THE YEAR ENDED
ON 31 DECEMBER 2020
7.D EXAMINE THE SUPERVISORY BOARD'S MOTIONS ON Mgmt Abstain Against
THE FOLLOWING MATTERS: ACCEPT THE
MANAGEMENT BOARD'S MOTION ON THE
DISTRIBUTION OF THE NET PROFIT GENERATED IN
2020
7.E EXAMINE THE SUPERVISORY BOARD'S MOTIONS ON Mgmt Abstain Against
THE FOLLOWING MATTERS: GRANT A DISCHARGE TO
THE COMPANY'S MANAGEMENT BOARD MEMBERS ON
THE PERFORMANCE OF THEIR DUTIES IN THE 2020
FINANCIAL YEAR
8.A ADOPT RESOLUTIONS TO APPROVE: THE Mgmt For For
MANAGEMENT BOARD ACTIVITY REPORT FOR DINO
POLSKA S.A. AND THE DINO POLSKA S.A. GROUP
IN 2020
8.B ADOPT RESOLUTIONS TO APPROVE: THE FINANCIAL Mgmt For For
STATEMENTS OF DINO POLSKA S.A. FOR 2020,
8.C ADOPT RESOLUTIONS TO APPROVE: THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
DINO POLSKA S.A. GROUP FOR 2020
9 ADOPT A RESOLUTION ON THE DISTRIBUTION OF Mgmt For For
THE NET PROFIT FOR 2020
10 ADOPT RESOLUTIONS TO GRANT A DISCHARGE TO Mgmt For For
THE COMPANY'S MANAGEMENT BOARD MEMBERS ON
THE PERFORMANCE OF THEIR DUTIES IN THE 2020
FINANCIAL YEAR
11 ADOPT RESOLUTIONS TO GRANT A DISCHARGE TO Mgmt For For
THE COMPANY'S SUPERVISORY BOARD MEMBERS ON
THE PERFORMANCE OF THEIR DUTIES IN THE 2020
FINANCIAL YEAR
12 EXAMINE AND GIVE AN OPINION ON THE ANNUAL Mgmt Against Against
REPORT ON THE COMPENSATION OF THE
MANAGEMENT BOARD AND SUPERVISORY BOARD OF
DINO POLSKA S.A. IN 2019 AND 2020
13 ADOPT A RESOLUTION ON SPECIFYING THE NUMBER Mgmt For For
OF SUPERVISORY BOARD MEMBERS IN THE NEXT
TERM OF OFFICE
14 ELECT SUPERVISORY BOARD MEMBERS AND ADOPT Mgmt Against Against
RESOLUTIONS TO APPOINT SUPERVISORY BOARD
MEMBERS
15 ADOPT A RESOLUTION TO SET THE AMOUNT OF Mgmt Against Against
COMPENSATION FOR SUPERVISORY BOARD MEMBERS
16 CLOSE THE SHAREHOLDER MEETING Non-Voting
CMMT 24 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 24 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LTD Agenda Number: 713020749
--------------------------------------------------------------------------------------------------------------------------
Security: Y21042109
Meeting Type: EGM
Meeting Date: 25-Aug-2020
Ticker:
ISIN: CNE100000312
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 445178 DUE TO RECEIPT OF
ADDITIONAL RESOLUTIONS 3 AND 4. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0709/2020070900840.pdf,
1 TO ELECT LEUNG WAI LAP, PHILIP AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
CANDIDATES FOR DIRECTORS AS PROPOSED BY THE
BOARD OF DIRECTORS
3 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE RULES OF PROCEDURE OF THE SHAREHOLDERS'
GENERAL MEETING
4 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE.
--------------------------------------------------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LTD Agenda Number: 713096293
--------------------------------------------------------------------------------------------------------------------------
Security: Y21042109
Meeting Type: EGM
Meeting Date: 25-Sep-2020
Ticker:
ISIN: CNE100000312
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0910/2020091001408.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0910/2020091001414.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PLAN OF THE INITIAL PUBLIC OFFERING OF
RENMINBI ORDINARY SHARES (A SHARES) AND
LISTING ON GEM
2 TO CONSIDER AND APPROVE THE PROPOSAL THAT Mgmt For For
THE EXTRAORDINARY GENERAL MEETING AND
SHAREHOLDERS CLASS MEETINGS AUTHORIZE THE
BOARD OF DIRECTORS AND PERSONS AUTHORIZED
BY THE BOARD OF DIRECTORS THE DISCRETION TO
DEAL WITH THE MATTERS RELATED TO THE
INITIAL PUBLIC OFFERING OF RENMINBI
ORDINARY SHARES (A SHARES) AND LISTING ON
GEM
3 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
USE OF PROCEEDS RAISED FROM THE INITIAL
PUBLIC OFFERING OF RENMINBI ORDINARY SHARES
(A SHARES) AND LISTING ON GEM AND ITS
FEASIBILITY ANALYSIS REPORT
4 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
ACCUMULATED PROFITS DISTRIBUTION PLAN PRIOR
TO THE INITIAL PUBLIC OFFERING OF RENMINBI
ORDINARY SHARES (A SHARES) AND LISTING ON
GEM
5 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THREE-YEAR DIVIDEND DISTRIBUTION PLAN FOR
SHAREHOLDERS AFTER THE INITIAL PUBLIC
OFFERING OF RENMINBI ORDINARY SHARES (A
SHARES) AND LISTING ON GEM
6 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
DILUTION OF IMMEDIATE RETURNS DUE TO
INITIAL PUBLIC OFFERING OF RENMINBI
ORDINARY SHARES (A SHARES) AND LISTING ON
GEM AND REMEDIAL MEASURES
7 TO CONSIDER AND APPROVE THE PROPOSAL ON A Mgmt For For
SHARE PRICE STABILIZATION PLAN WITHIN THREE
YEARS AFTER THE INITIAL PUBLIC OFFERING OF
RENMINBI ORDINARY SHARES (A SHARES) AND
LISTING ON GEM
8 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
9 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE UNDERTAKINGS AS TO THE
INITIAL PUBLIC OFFERING OF RENMINBI
ORDINARY SHARES (A SHARES) AND LISTING ON
GEM
10 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE FORMULATION OF THE
ADMINISTRATIVE SYSTEM FOR A SHARE CONNECTED
TRANSACTIONS
11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE FORMULATION OF THE
ADMINISTRATIVE SYSTEM FOR EXTERNAL
GUARANTEES
12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE FORMULATION OF THE
ADMINISTRATIVE SYSTEM FOR A SHARE PROCEEDS
13 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt Against Against
AMENDMENTS TO THE RULES OF PROCEDURE OF THE
SHAREHOLDERS GENERAL MEETING
14 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt Against Against
AMENDMENTS TO THE RULES OF PROCEDURE OF THE
MEETING OF BOARD OF DIRECTORS
15 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
AMENDMENTS TO THE RULES OF PROCEDURE OF THE
MEETING OF SUPERVISORY COMMITTEE
16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE FORMULATION OF THE WORKING
RULES OF INDEPENDENT NON-EXECUTIVE
DIRECTORS
17 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
ADJUSTING THE WORK SUBSIDY STANDARD PLAN
FOR THE RELEVANT EXTERNAL DIRECTORS
18.1 TO ELECT MR. ZHU YANFENG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE FIFTH SESSION OF THE BOARD
OF DIRECTORS
18.2 TO ELECT MR. LI SHAOZHU AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE FIFTH SESSION OF THE BOARD
OF DIRECTORS
18.3 TO ELECT MR. YOU ZHENG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE FIFTH SESSION OF THE BOARD
OF DIRECTORS
18.4 TO ELECT MR. YANG QING AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE FIFTH SESSION OF THE BOARD
OF DIRECTORS
18.5 TO ELECT MR. LEUNG WAI LAP, PHILIP AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD OF DIRECTORS
18.6 TO ELECT MR. ZONG QINGSHENG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD OF DIRECTORS
18.7 TO ELECT MR. HU YIGUANG AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD OF DIRECTORS
19.1 TO ELECT MR. HE WEI AS A SUPERVISOR OF THE Mgmt For For
FIFTH SESSION OF THE SUPERVISORY COMMITTEE
19.2 TO ELECT MR. BAO HONGXIANG AS A SUPERVISOR Mgmt For For
OF THE FIFTH SESSION OF THE SUPERVISORY
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LTD Agenda Number: 713096306
--------------------------------------------------------------------------------------------------------------------------
Security: Y21042109
Meeting Type: CLS
Meeting Date: 25-Sep-2020
Ticker:
ISIN: CNE100000312
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0910/2020091001416.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0910/2020091001412.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE.
1 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PLAN OF THE INITIAL PUBLIC OFFERING OF
RENMINBI ORDINARY SHARES (A SHARES) AND
LISTING ON GEM
2 TO CONSIDER AND APPROVE THE PROPOSAL THAT Mgmt For For
THE EXTRAORDINARY GENERAL MEETING AND
SHAREHOLDERS CLASS MEETINGS AUTHORIZE THE
BOARD OF DIRECTORS AND PERSONS AUTHORIZED
BY THE BOARD OF DIRECTORS THE DISCRETION TO
DEAL WITH THE MATTERS RELATED TO THE
INITIAL PUBLIC OFFERING OF RENMINBI
ORDINARY SHARES (A SHARES) AND LISTING ON
GEM
3 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
USE OF PROCEEDS RAISED FROM THE INITIAL
PUBLIC OFFERING OF RENMINBI ORDINARY SHARES
(A SHARES) AND LISTING ON GEM AND ITS
FEASIBILITY ANALYSIS REPORT
4 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
ACCUMULATED PROFITS DISTRIBUTION PLAN PRIOR
TO THE INITIAL PUBLIC OFFERING OF RENMINBI
ORDINARY SHARES (A SHARES) AND LISTING ON
GEM
5 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
DILUTION OF IMMEDIATE RETURNS DUE TO
INITIAL PUBLIC OFFERING OF RENMINBI
ORDINARY SHARES (A SHARES) AND LISTING ON
GEM AND REMEDIAL MEASURES
6 TO CONSIDER AND APPROVE THE PROPOSAL ON A Mgmt For For
SHARE PRICE STABILIZATION PLAN WITHIN THREE
YEARS AFTER THE INITIAL PUBLIC OFFERING OF
RENMINBI ORDINARY SHARES (A SHARES) AND
LISTING ON GEM
7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE UNDERTAKINGS AS TO THE
INITIAL PUBLIC OFFERING OF RENMINBI
ORDINARY SHARES (A SHARES) AND LISTING ON
GEM
--------------------------------------------------------------------------------------------------------------------------
DR. REDDY'S LABORATORIES LIMITED Agenda Number: 935247038
--------------------------------------------------------------------------------------------------------------------------
Security: 256135203
Meeting Type: Annual
Meeting Date: 30-Jul-2020
Ticker: RDY
ISIN: US2561352038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive, consider and adopt the Mgmt For For
financial statements (standalone and
consolidated) of the company for the year
ended 31 March 2020, including the audited
balance sheet as at 31 March 2020 and the
statement of profit and loss of the company
for the year ended on that date along with
the reports of the board of directors and
auditors thereon.
2. To declare dividend on the equity shares Mgmt For For
for the financial year 2019-20.
3. To reappoint Mr. K Satish Reddy (DIN: Mgmt For For
00129701), who retires by rotation, and
being eligible offers himself for the
reappointment.
4. To approve the reappointment of Mr. G V Mgmt For For
Prasad (DIN: 00057433) as Whole-Time
Director designated as Co-Chairman and
Managing Director.
5. To approve the continuation of directorship Mgmt For For
of Mr. Prasad R Menon (DIN:00005078),
Independent Director, in terms of
Regulation 17(1A) of the SEBI (Listing
Obligations and Disclosure Requirements)
Regulations, 2015.
6. To ratify the remuneration payable to cost Mgmt For For
auditors, M/s. Sagar & Associates, cost
accountants for the financial year ending31
March 2021.
--------------------------------------------------------------------------------------------------------------------------
ECLAT TEXTILE CO LTD Agenda Number: 714171458
--------------------------------------------------------------------------------------------------------------------------
Security: Y2237Y109
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: TW0001476000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2020 PROFITS. PROPOSED CASH DIVIDEND: TWD
11 PER SHARE.
3 AMENDMENT TO THE RULES GOVERNING THE Mgmt For For
PROCEDURES FOR SHAREHOLDERS' MEETINGS.
4 AMENDMENTS TO THE PROCEDURES FOR ELECTION Mgmt For For
OF DIRECTORS.
5.1 THE ELECTION OF THE DIRECTOR.:CHENG-HAI Mgmt For For
HUNG,SHAREHOLDER NO.1
5.2 THE ELECTION OF THE DIRECTOR.:LI-CHEN Mgmt For For
WANG,SHAREHOLDER NO.2
5.3 THE ELECTION OF THE Mgmt For For
DIRECTOR.:CHEN,KUN-TANG,SHAREHOLDER
NO.10640
5.4 THE ELECTION OF THE DIRECTOR.:XIN XIN Mgmt Against Against
CO.,LTD,SHAREHOLDER NO.70933
5.5 THE ELECTION OF THE Mgmt For For
DIRECTOR.:WANG,SHU-WEN,SHAREHOLDER NO.9931
5.6 THE ELECTION OF THE Mgmt For For
DIRECTOR.:YE,SHOU-CHUN,SHAREHOLDER NO.4546
5.7 THE ELECTION OF THE Mgmt For For
DIRECTOR.:LUO,REN-JIE,SHAREHOLDER NO.9399
5.8 THE ELECTION OF THE DIRECTOR.:YI YUAN Mgmt For For
INVESTMENT CO., LTD,SHAREHOLDER
NO.14,XIE,GUO-SONG AS REPRESENTATIVE
5.9 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:WANG,YA-KANG,SHAREHOLDER
NO.R102735XXX
5.10 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:YOU,ZHENG-PING,SHAREHOLDER
NO.V120386XXX
5.11 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:LIU,NAI-MING,SHAREHOLDER
NO.H121219XXX
5.12 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:LAI,QIU-JUN,SHAREHOLDER
NO.D220237XXX
6 RELEASE OF NON-COMPETITION RESTRICTIONS ON Mgmt For For
THE 13TH TERMS DIRECTORS OF THE COMPANY.
CMMT 20 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTIONS 5.1, 5.2. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ECOPETROL S A Agenda Number: 935341761
--------------------------------------------------------------------------------------------------------------------------
Security: 279158109
Meeting Type: Annual
Meeting Date: 26-Mar-2021
Ticker: EC
ISIN: US2791581091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4. Approval of the agenda. Mgmt For For
5. Appointment of the Chairman presiding over Mgmt For For
the Shareholders' Meeting.
6. Appointment of the commission responsible Mgmt For For
for scrutinizing elections and polling.
7. Appointment of the commission responsible Mgmt For For
for reviewing and approving the minute of
the meeting.
8. Presentation and approval of amendments to Mgmt For For
the Bylaws.
13. Approval of the Board of Directors' report Mgmt For For
on its performance, progress and compliance
with the Corporate Governance Code.
14. Approval of the 2020 Performance Management Mgmt For For
Report by the Board of Directors and the
Chief Executive Officer of Ecopetrol S.A.
15. Approval of individual and consolidated Mgmt For For
audited financial statements.
16. Presentation and approval of proposal for Mgmt For For
dividend distribution.
17. Election of the Board of Directors. Mgmt For For
18. Election of the External Auditor and Mgmt For For
assignment of his remuneration.
--------------------------------------------------------------------------------------------------------------------------
EICHER MOTORS LTD Agenda Number: 712961019
--------------------------------------------------------------------------------------------------------------------------
Security: Y2251M114
Meeting Type: AGM
Meeting Date: 10-Aug-2020
Ticker:
ISIN: INE066A01013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS (INCLUDING AUDITED
CONSOLIDATED FINANCIAL STATEMENTS) OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED MARCH
31, 2020 TOGETHER WITH THE REPORTS OF THE
BOARD OF DIRECTORS AND THE AUDITORS THEREON
2 TO APPOINT MR. VINOD KUMAR AGGARWAL, WHO Mgmt For For
RETIRES BY ROTATION AND BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-APPOINTMENT AS A
DIRECTOR
3 TO CONSIDER AND RATIFY REMUNERATION OF COST Mgmt For For
AUDITOR PAYABLE FOR THE FINANCIAL YEAR
2019-20: MS. JYOTHI SATISH, COST ACCOUNTANT
4 TO CONSIDER AND APPROVE RE-APPOINTMENT OF Mgmt For For
MS. MANVI SINHA AS AN INDEPENDENT DIRECTOR
OF THE COMPANY
5 TO CONSIDER AND APPROVE RE-APPOINTMENT OF Mgmt For For
MR. S. SANDILYA AS AN INDEPENDENT DIRECTOR
OF THE COMPANY
6 TO CONSIDER AND APPROVE PAYMENT OF Mgmt For For
REMUNERATION TO MR. S. SANDILYA, CHAIRMAN
(NON-EXECUTIVE & INDEPENDENT DIRECTOR) FOR
THE FINANCIAL YEAR 2019- 20, WHICH MAY
EXCEED FIFTY PER CENT OF THE TOTAL
REMUNERATION PAYABLE TO ALL THE
NON-EXECUTIVE DIRECTORS OF THE COMPANY
7 TO CONSIDER AND APPROVE ADOPTION OF NEW SET Mgmt For For
OF ARTICLES OF ASSOCIATION OF THE COMPANY
8 TO CONSIDER AND APPROVE SUB-DIVISION OF Mgmt For For
EQUITY SHARES OF THE COMPANY
9 TO CONSIDER AND APPROVE ALTERATION OF Mgmt For For
CAPITAL CLAUSE OF THE MEMORANDUM OF
ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
EMAAR PROPERTIES, DUBAI Agenda Number: 713792504
--------------------------------------------------------------------------------------------------------------------------
Security: M4025S107
Meeting Type: AGM
Meeting Date: 11-Apr-2021
Ticker:
ISIN: AEE000301011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 18 APR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 526922 DUE TO RECEIPT OF
DIRECTOR NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
1 TO RECEIVE AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS ON THE ACTIVITIES AND
FINANCIAL POSITION OF THE COMPANY FOR THE
FISCAL YEAR ENDING 31 DEC 2020
2 TO RECEIVE AND APPROVE THE AUDITORS REPORT Mgmt For For
FOR THE FISCAL YEAR ENDING 31 DEC 2020
3 TO DISCUSS AND APPROVE THE COMPANY'S Mgmt For For
BALANCE SHEET AND THE PROFIT AND LOSS
ACCOUNT FOR THE FISCAL YEAR ENDING 31 DEC
2020
4 TO DISCUSS THE PROPOSAL OF THE BOARD OF Mgmt For For
DIRECTORS REGARDING DISTRIBUTION OF
DIVIDENDS TO THE SHAREHOLDERS AMOUNTING TO
AED 715,973,888.20 REPRESENTING 10 PCT OF
THE SHARE CAPITAL BEING 10 UAE FILS PER
SHARE
5 TO APPROVE THE BOARD REMUNERATION POLICY IN Mgmt For For
ACCORDANCE WITH ARTICLE 29 OF THE
SECURITIES AND COMMODITIES AUTHORITY
DECISION NO. 3 R.M. OF 2020, GOVERNANCE
GUIDANCE, WHICH SHALL BE EFFECTIVE AS OF
THE FINANCIAL YEAR STARTING ON 1 JAN 2021
6 TO CONSIDER AND APPROVE THE BOARD OF Mgmt For For
DIRECTORS REMUNERATION INCLUDING SALARIES,
BONUS, EXPENSES AND FEES OF THE MEMBERS OF
THE BOARD AS SET OUT IN SECTION 2D 2 AND
APPENDIX D OF THE CORPORATE GOVERNANCE
REPORT
7 TO DISCHARGE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS FROM LIABILITY FOR THE FISCAL
YEAR ENDING 31 DEC 2020
8 TO DISCHARGE THE AUDITORS FROM LIABILITY Mgmt For For
FOR THE FISCAL YEAR ENDING 31 DEC 2020
9 TO APPOINT THE AUDITORS FOR THE FISCAL YEAR Mgmt For For
ENDING 31 DEC 2021 AND DETERMINE THEIR
REMUNERATION
10.1 TO ELECT THE MEMBER OF THE BOARD OF Mgmt Abstain Against
DIRECTORS: MOHAMED ALI RASHED ALABBAR
10.2 TO ELECT THE MEMBER OF THE BOARD OF Mgmt Abstain Against
DIRECTORS: JAMAL MAJED KHALFAN BIN THENIYAH
10.3 TO ELECT THE MEMBER OF THE BOARD OF Mgmt Abstain Against
DIRECTORS: AHMED JAMAL H JAWA
10.4 TO ELECT THE MEMBER OF THE BOARD OF Mgmt Abstain Against
DIRECTORS: AHMAD THANI RASHED AL MATROOSHI
10.5 TO ELECT THE MEMBER OF THE BOARD OF Mgmt Abstain Against
DIRECTORS: JASSIM MOHAMMED ABDULRAHIM AL
ALI
10.6 TO ELECT THE MEMBER OF THE BOARD OF Mgmt Abstain Against
DIRECTORS: HELAL SAEED SALEM SAEED ALMARRI
10.7 TO ELECT THE MEMBER OF THE BOARD OF Mgmt Abstain Against
DIRECTORS: SULTAN SAEED MOHAMMED NASSER
ALMANSOORI
10.8 TO ELECT THE MEMBER OF THE BOARD OF Mgmt Abstain Against
DIRECTORS: BUTI OBAID BUTI ALMULLA
10.9 TO ELECT THE MEMBER OF THE BOARD OF Mgmt Abstain Against
DIRECTORS: EMAN MAHMOOD AHMED ABDULRAZZAQ
10.10 TO ELECT THE MEMBER OF THE BOARD OF Mgmt Abstain Against
DIRECTORS: ANOUD MOHAMED ALI AHMED AL
MARZOUQI
10.11 TO ELECT THE MEMBER OF THE BOARD OF Mgmt Abstain Against
DIRECTORS: HANNAH KHALID ALI AL BUSTANI
10.12 TO ELECT THE MEMBER OF THE BOARD OF Mgmt Abstain Against
DIRECTORS: NAILA MUNIR MIR MOOSAWI
10.13 TO ELECT THE MEMBER OF THE BOARD OF Mgmt Abstain Against
DIRECTORS: ABDULWAHID ABDULRAHIM MOHD
SHARIF SULTAN ALULAMA
10.14 TO ELECT THE MEMBER OF THE BOARD OF Mgmt Abstain Against
DIRECTORS: FAIZAL SHAH KUTTIYIL
10.15 TO ELECT THE MEMBER OF THE BOARD OF Mgmt Abstain Against
DIRECTORS: EMAN MOHAMED AHMED ALMUTAWA
ALSUWAIDI
10.16 TO ELECT THE MEMBER OF THE BOARD OF Mgmt Abstain Against
DIRECTORS: ABDULLA HAMAD RAHMA ALSHAMSI
11 TO GRANT APPROVAL, UNDER PARAGRAPH 3 OF Mgmt For For
ARTICLE 152 OF THE FEDERAL LAW NO 2 OF 2015
FOR COMMERCIAL COMPANIES, COMPANIES LAW,
FOR THE MEMBERS OF THE BOARD OF DIRECTORS
TO CARRY ON ACTIVITIES INCLUDED IN THE
OBJECTS OF THE COMPANY
12 TO APPOINT AND DETERMINE THE REMUNERATION Mgmt For For
OF THE REPRESENTATIVES OF THE SHAREHOLDERS
IN THE GENERAL ASSEMBLY MEETINGS
13 SPECIAL RESOLUTION TO AUTHORIZE THE BOARD Mgmt For For
OF DIRECTORS TO APPROVE THE VOLUNTARY
CONTRIBUTIONS FOR THE YEAR 2021 PROVIDED
THAT SUCH VOLUNTARY CONTRIBUTIONS DO NOT
EXCEED 2 PCT OF THE AVERAGE NET PROFITS OF
THE COMPANY DURING THE TWO PREVIOUS
FINANCIAL YEARS
14 SPECIAL RESOLUTION TO AMEND THE DEFINITION Mgmt Against Against
OF RELATED PARTIES MENTIONED IN ARTICLE 1
OF THE COMPANY'S ARTICLES OF ASSOCIATION IN
LINE WITH THE COMPANIES LAW AND THE
GOVERNANCE GUIDANCE, TO BE READ AS FOLLOWS:
RELATED PARTIES MEAN THE CHAIRMAN AND
MEMBERS OF THE COMPANY BOARD, MEMBERS OF
THE SENIOR EXECUTIVE MANAGEMENT OF THE
COMPANY, EMPLOYEES OF THE COMPANY, AND THE
COMPANIES IN WHICH ANY OF SUCH PERSONS
HOLDS 30 PCT OR MORE OF ITS CAPITAL, AS
WELL AS SUBSIDIARIES OR SISTER COMPANIES OR
AFFILIATE COMPANIES
--------------------------------------------------------------------------------------------------------------------------
ENN ENERGY HOLDINGS LTD Agenda Number: 713836673
--------------------------------------------------------------------------------------------------------------------------
Security: G3066L101
Meeting Type: AGM
Meeting Date: 10-May-2021
Ticker:
ISIN: KYG3066L1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0406/2021040600281.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0406/2021040600277.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH
THE DIRECTORS' AND INDEPENDENT AUDITOR'S
REPORTS
2 TO DECLARE A FINAL DIVIDEND OF HKD 2.10 PER Mgmt For For
SHARE AND A SPECIAL DIVIDEND OF HKD 0.32
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2020
3A.I TO RE-ELECT MR. WANG YUSUO AS DIRECTOR Mgmt For For
3A.II TO RE-ELECT MR. ZHENG HONGTAO AS DIRECTOR Mgmt For For
3AIII TO RE-ELECT MR. WANG ZIZHENG AS DIRECTOR Mgmt For For
3A.IV TO RE-ELECT MR. MA ZHIXIANG AS DIRECTOR Mgmt For For
3A.V TO RE-ELECT MR. YUEN PO KWONG AS DIRECTOR Mgmt For For
3B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
THE AUDITOR OF THE COMPANY AND TO AUTHORISE
THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE NEW SHARES OF THE COMPANY
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
EQUATORIAL ENERGIA SA Agenda Number: 712821544
--------------------------------------------------------------------------------------------------------------------------
Security: P3773H104
Meeting Type: EGM
Meeting Date: 17-Jul-2020
Ticker:
ISIN: BREQTLACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 ALTERATION OF THE COMPANY'S CORPORATE Mgmt For For
PURPOSE, WITH THE CONSEQUENT AMENDMENT OF
ARTICLE 3 OF THE BYLAWS
2 CONSOLIDATION OF THE COMPANY'S BYLAWS Mgmt For For
3 AUTHORIZATION FOR THE MANAGERS OF THE Mgmt For For
COMPANY TO PERFORM ALL ACTS NECESSARY TO
MAKE THE RESOLUTIONS APPROVED AT THE
MEETING EFFECTIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT 13 JUL 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM 08 JUL 2020 TO 17 JUL 2020. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
EQUATORIAL ENERGIA SA Agenda Number: 712823550
--------------------------------------------------------------------------------------------------------------------------
Security: P3773H104
Meeting Type: AGM
Meeting Date: 17-Jul-2020
Ticker:
ISIN: BREQTLACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 EXAMINATION, DISCUSSION AND VOTING OF Mgmt For For
COMPANY'S FINANCIAL STATEMENTS AND OF THE
REPORT OF THE INDEPENDENT AUDITORS AND
FISCAL COUNCILS OPINION, FOR THE YEAR ENDED
DECEMBER 31, 2019
2 ALLOCATION FOR THE NET PROFIT FROM THE Mgmt For For
FISCAL YEAR THAT ENDED ON DECEMBER 31, 2019
3 SET THE ANNUAL GLOBAL COMPENSATION OF THE Mgmt Against Against
MANAGERS FOR THE FISCAL YEAR OF 2020
4 RESOLUTION OF THE INSTALLATION AND Mgmt For For
OPERATION OF THE FISCAL COUNCIL FOR THE
FISCAL YEAR OF 2020
5 SET THE ANNUAL GLOBAL COMPENSATION OF THE Mgmt For For
MEMBERS OF THE FISCAL COUNCIL FOR THE
FISCAL YEAR OF 2020
6 ELECTION OF MEMBERS OF THE FISCAL COUNCIL Mgmt For For
BY SINGLE SLATE. INDICATION OF EACH SLATE
OF CANDIDATES AND OF ALL THE NAMES THAT ARE
ON IT. . SAULO DE TARSO ALVES DE LARA.
MOACIR GIBUR PAULO ROBERTO FRANCESCHI.
CLAUDIA LUCIANA CECCATTO DE TROTTA
VANDERLEI DOMINGUEZ DA ROSA. RICARDO
BERTUCCI
7 IF ONE OF THE CANDIDATES WHO IS PART OF THE Mgmt Against Against
SLATE CEASES TO BE PART OF IT IN ORDER TO
ACCOMMODATE THE SEPARATE ELECTION THAT IS
DEALT WITH IN ARTICLE 161, 4 AND ARTICLE
240 OF LAW 6,404 OF 1976, CAN THE VOTES
CORRESPONDING TO YOUR SHARES CONTINUE TO BE
CONFERRED ON THE CHOSEN SLATE
CMMT PLEASE NOTE THAT COMMON SHAREHOLDERS Non-Voting
SUBMITTING A VOTE TO ELECT A MEMBER FROM
THE LIST PROVIDED MUST INCLUDE THE
CANDIDATES NAME IN THE VOTE INSTRUCTION.
HOWEVER WE CANNOT DO THIS THROUGH THE
PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A
VOTE TO ELECT A CANDIDATE, CLIENTS MUST
CONTACT THEIR CSR TO INCLUDE THE NAME OF
THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM ARE
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOUR OR AGAINST
THE DEFAULT COMPANIES CANDIDATE. THANK YOU
CMMT 13 JUL 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM 08 JUL 2020 TO 17 JUL 2020. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
EQUATORIAL ENERGIA SA Agenda Number: 712823601
--------------------------------------------------------------------------------------------------------------------------
Security: P3773H104
Meeting Type: EGM
Meeting Date: 17-Jul-2020
Ticker:
ISIN: BREQTLACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 AMENDMENT TO THE 6TH ARTICLE OF COMPANY'S Mgmt For For
BYLAWS, IN ORDER TO REFLECT THE CAPITAL
INCREASES APPROVED BY THE COMPANY'S BOARD
OF DIRECTORS, WITHIN THE AUTHORIZED LIMIT
OF CAPITAL
2 MANAGEMENTS PROPOSAL TO THE INCREASE OF THE Mgmt For For
MAXIMUM LIMIT OF THE INVESTMENT AND
EXPANSIONS RESERVE, WITH THE CORRESPONDING
AMENDMENT TO THE ARTICLE 26, 4TH PARAGRAPH,
OF COMPANY'S BYLAWS
3 CONSOLIDATION OF THE COMPANY'S BYLAWS Mgmt For For
4 AUTHORIZATION FOR THE MANAGERS OF THE Mgmt For For
COMPANY TO PERFORM ALL ACTS NECESSARY TO
MAKE THE RESOLUTIONS APPROVED AT THE
MEETING EFFECTIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT 13 JUL 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM 08 JUL 2020 TO 17 JUL 2020. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
EREGLI DEMIR VE CELIK FABRIKALARI TURK ANONIM SIRK Agenda Number: 712854454
--------------------------------------------------------------------------------------------------------------------------
Security: M40710101
Meeting Type: AGM
Meeting Date: 14-Jul-2020
Ticker:
ISIN: TRAEREGL91G3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 OPENING, FORMATION OF THE GENERAL ASSEMBLY Mgmt For For
MEETING CHAIRMANSHIP AND STAND IN SILENCE
2 THE AUTHORIZATION OF MEETING CHAIRMANSHIP Mgmt For For
FOR SIGNING OF THE MEETING MINUTES AND
OTHER DOCUMENTS
3 READING AND DISCUSSION OF THE 2019 BOARD OF Mgmt For For
DIRECTORS' ANNUAL ACTIVITY REPORT
4 READING OF THE 2019 INDEPENDENT AUDIT Mgmt For For
REPORT
5 READING, DISCUSSION, SUBMISSION TO VOTING Mgmt For For
AND RESOLVING THE BALANCE SHEET AND PROFIT
LOSS ACCOUNTS SEPARATELY FOR THE FINANCIAL
YEAR OF 2019
6 DISCUSSION, SUBMISSION TO VOTING AND Mgmt For For
RESOLVING THE ACQUITTAL OF MEMBERS OF THE
BOARD OF DIRECTORS SEPARATELY FOR THE
FINANCIAL YEAR OF 2019
7 DISCUSSION, SUBMISSION TO VOTING AND Mgmt For For
RESOLVING THE PROPOSAL OF BOARD OF
DIRECTORS FOR THE DISTRIBUTION OF PROFIT
FOR THE YEAR 2019 AND DIVIDEND PAYMENT DATE
8 DISCUSSION, SUBMISSION TO VOTING AND Mgmt For For
RESOLVING THE DETERMINATION OF THE NUMBER
OF THE BOARD MEMBERS, THEIR TERM OF OFFICE
AND ELECTION OF THE BOARD MEMBERS IN
ACCORDANCE WITH THE LEGISLATION PROVISIONS
9 DISCUSSION, SUBMISSION TO VOTING AND Mgmt Against Against
RESOLVING THE REMUNERATION OF THE MEMBERS
OF BOARD OF DIRECTORS
10 SUBMISSION TO VOTING AND RESOLVING FOR Mgmt For For
GRANTING AUTHORITY TO THE MEMBERS OF THE
BOARD OF DIRECTORS IN ACCORDANCE WITH
ARTICLE 395 AND ARTICLE 396 OF THE TURKISH
COMMERCIAL CODE
11 DISCUSSION, SUBMISSION TO VOTING AND Mgmt For For
RESOLVING THE PROPOSAL OF BOARD OF
DIRECTORS FOR THE ELECTION OF AN
INDEPENDENT EXTERNAL AUDITOR FOR AUDITING
OF COMPANY'S ACCOUNTS AND TRANSACTIONS FOR
2020 IN ACCORDANCE WITH THE TURKISH
COMMERCIAL CODE AND CAPITAL MARKET LAW
12 INFORMING THE GENERAL ASSEMBLY ON Mgmt Abstain Against
GUARANTEE, PLEDGE AND MORTGAGES GRANTED IN
FAVOR OF THE THIRD PARTIES AND OF ANY
BENEFITS OR INCOME THEREOF
13 INFORMING THE GENERAL ASSEMBLY REGARDING Mgmt Against Against
THE DONATIONS AND CONTRIBUTIONS MADE IN
2019 AND SUBMISSION TO VOTING AND RESOLVING
THE LIMIT OF DONATIONS TO BE MADE BETWEEN
01.01.2020 31.12.2020
14 SUBMISSION TO VOTING AND RESOLVING OF THE Mgmt For For
APPROVAL OF THE SHARE BUY BACK PROGRAM
PREPARED BY THE BOARD OF DIRECTORS IN
ACCORDANCE WITH THE COMMUNIQU ON BUY BACKED
SHARES (II 22.1) OF THE CAPITAL MARKETS
BOARD AND AUTHORIZATION OF BOARD OF
DIRECTORS
15 CLOSING Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
FENG TAY ENTERPRISE CO LTD Agenda Number: 714202051
--------------------------------------------------------------------------------------------------------------------------
Security: Y24815105
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: TW0009910000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535956 DUE TO RECEIVED SPIN
CONTROL FOR RESOLUTION 4.1 TO 4.10. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
1 RATIFICATION OF THE 2020 FINANCIAL Mgmt For For
STATEMENT AND BUSINESS REPORT.
2 RATIFICATION OF THE 2020 PROFIT Mgmt For For
DISTRIBUTION PLAN. PROPOSED CASH DIVIDEND:
TWD 3.7 PER SHARE.
3 DISCUSSION OF AMENDMENTS TO THE RULES FOR Mgmt For For
DIRECTOR ELECTIONS.
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 10 Non-Voting
CANDIDATES TO BE ELECTED AS DIRECTORS,
THERE ARE ONLY 9 VACANCIES AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON
ONLY 9 OF THE 10 DIRECTORS AND TO SELECT
'CLEAR' FOR THE OTHERS. THANK YOU.
4.1 THE ELECTION OF 9 DIRECTORS AMONG 10 Mgmt For For
CANDIDATES.:CHIEN-HUNG, WANG,SHAREHOLDER
NO.3
4.2 THE ELECTION OF 9 DIRECTORS AMONG 10 Mgmt For For
CANDIDATES.:CHIEN-RONG, WANG,SHAREHOLDER
NO.4
4.3 THE ELECTION OF 9 DIRECTORS AMONG 10 Mgmt For For
CANDIDATES.:CHAO-CHI, CHEN,SHAREHOLDER
NO.38202
4.4 THE ELECTION OF 9 DIRECTORS AMONG 10 Mgmt For For
CANDIDATES.:HUI-LIN, CHEN,SHAREHOLDER NO.17
4.5 THE ELECTION OF 9 DIRECTORS AMONG 10 Mgmt For For
CANDIDATES.:PETER DALE
NICKERSON,SHAREHOLDER NO.57128
4.6 THE ELECTION OF 9 DIRECTORS AMONG 10 Mgmt For For
CANDIDATES.:SHI-JIN, TSAI,SHAREHOLDER
NO.Q100694XXX
4.7 THE ELECTION OF 9 DIRECTORS AMONG 10 Mgmt For For
CANDIDATES.:SHI-RONG, CHEN,SHAREHOLDER
NO.16
4.8 THE ELECTION OF 9 DIRECTORS AMONG 10 Mgmt For For
CANDIDATES.:TSUNG-DA, LU,SHAREHOLDER NO.18
4.9 THE ELECTION OF 9 DIRECTORS AMONG 10 Mgmt No vote
CANDIDATES.:YI-HUA, CHUNG,SHAREHOLDER
NO.Q120042XXX
4.10 THE ELECTION OF 9 DIRECTORS AMONG 10 Mgmt For For
CANDIDATES.:LI-CHUAN, WANG,SHAREHOLDER NO.5
4.11 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:HAO-CHIEN, HUANG,SHAREHOLDER
NO.P101154XXX
4.12 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:YOU-SHENG, LU,SHAREHOLDER
NO.V120131XXX
4.13 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:CHUNG-YI, LIN,SHAREHOLDER
NO.S120772XXX
4.14 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:HSUEH-CHENG, LI,SHAREHOLDER
NO.F121943XXX
5 RELEASE THE RESTRICTION ON DIRECTORS OF THE Mgmt For For
COMPANY FROM PARTICIPATION IN COMPETITIVE
BUSINESS.
--------------------------------------------------------------------------------------------------------------------------
FIRSTRAND LTD Agenda Number: 713181206
--------------------------------------------------------------------------------------------------------------------------
Security: S5202Z131
Meeting Type: AGM
Meeting Date: 02-Dec-2020
Ticker:
ISIN: ZAE000066304
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1.1 RE-ELECTION OF DIRECTOR OF THE COMPANY: RM Mgmt For For
LOUBSER
O.1.2 RE-ELECTION OF DIRECTOR OF THE COMPANY: TS Mgmt For For
MASHEGO
O.1.3 VACANCY FILLED BY DIRECTOR DURING THE YEAR: Mgmt For For
Z ROSCHERR
O.2.1 APPOINTMENT OF EXTERNAL AUDITOR: Mgmt For For
APPOINTMENT OF DELOITTE AND TOUCHE AS
EXTERNAL AUDITOR
O.2.2 APPOINTMENT OF EXTERNAL AUDITOR: Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS INC.
AS EXTERNAL AUDITOR
O.3 GENERAL AUTHORITY TO ISSUE AUTHORISED BUT Mgmt For For
UNISSUED ORDINARY SHARES FOR CASH
O.4 SIGNING AUTHORITY TO DIRECTOR AND/OR GROUP Mgmt For For
COMPANY SECRETARY
NB.1 ADVISORY ENDORSEMENT ON A NON-BINDING BASIS Mgmt For For
FOR THE REMUNERATION POLICY
NB.2 ADVISORY ENDORSEMENT ON A NON-BINDING BASIS Mgmt Against Against
FOR THE REMUNERATION IMPLEMENTATION REPORT
S.1 GENERAL AUTHORITY TO REPURCHASE ORDINARY Mgmt For For
SHARES
S.2.1 FINANCIAL ASSISTANCE TO DIRECTORS AND Mgmt For For
PRESCRIBED OFFICERS AS EMPLOYEE SHARE
SCHEME BENEFICIARIES
S.2.2 FINANCIAL ASSISTANCE TO RELATED AND Mgmt For For
INTERRELATED ENTITIES
S.3 REMUNERATION OF NON-EXECUTIVE DIRECTORS Mgmt For For
WITH EFFECT FROM 1 DECEMBER 2020
--------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV Agenda Number: 935341785
--------------------------------------------------------------------------------------------------------------------------
Security: 344419106
Meeting Type: Annual
Meeting Date: 24-Mar-2021
Ticker: FMX
ISIN: US3444191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Report of the chief executive officer of Mgmt For
the Company, which includes the financial
statements of the Company for the 2020
fiscal year; opinion of the Board of
Directors of the Company regarding the
content of the report of the chief
executive officer; reports of the Board of
Directors of the Company regarding the main
policies and accounting and information
criteria applied during the preparation of
the Company's financial information,
including the report of the ..(Due to space
limits, see proxy material for full
proposal).
II Application of the results for the 2020 Mgmt For
fiscal year of the Company, which will
include a dividend declaration and payment
in cash, in Mexican pesos.
III Determination of the maximum amount to be Mgmt For
allocated for the Company's stock
repurchase fund kept pursuant to article 56
subsection IV of the Law.
IV Election of the members of the Board of Mgmt Against
Directors and secretaries of the Company,
qualification of their independence, in
accordance with the Law, and resolution
with respect to their remuneration.
V Election of members of the following Mgmt Against
Committees: (i) Strategy and Finance, (ii)
Audit, and (iii) Corporate Practices of the
Company; appointment of each of their
respective chairman, and resolution with
respect to their remuneration.
VI Appointment of delegates for the Mgmt For
formalization of the Meeting's resolutions.
VII Reading and, if applicable, approval of the Mgmt For
Meeting's minute.
--------------------------------------------------------------------------------------------------------------------------
FUBON FINANCIAL HOLDING CO LTD Agenda Number: 714163704
--------------------------------------------------------------------------------------------------------------------------
Security: Y26528102
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: TW0002881000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE 2020 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 THE 2020 EARNINGS DISTRIBUTION PLAN. Mgmt For For
PROPOSED CASH DIVIDEND: TWD 3 PER SHARE.
3 ISSUANCE OF NEW SHARES FROM CAPITALIZATION Mgmt For For
OF THE COMPANYS CAPITAL RESERVE. PROPOSED
BONUS ISSUE: 100 SHARES PER 1,000 SHARES.
4 THE COMPANYS PLAN TO RAISE LONG-TERM Mgmt For For
CAPITAL.
5 AMENDMENT TO THE COMPANYS RULES GOVERNING Mgmt For For
THE PROCEDURES FOR SHAREHOLDERS MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
FUYAO GLASS INDUSTRY GROUP CO LTD Agenda Number: 714164592
--------------------------------------------------------------------------------------------------------------------------
Security: Y2680G100
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: CNE100001TR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0513/2021051300309.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0513/2021051300311.pdf
1 WORK REPORT OF THE BOARD OF DIRECTORS FOR Mgmt For For
THE YEAR 2020
2 WORK REPORT OF THE BOARD OF SUPERVISORS FOR Mgmt For For
THE YEAR 2020
3 FINAL FINANCIAL REPORT FOR THE YEAR 2020 Mgmt For For
4 PROFIT DISTRIBUTION PLAN FOR THE YEAR 2020 Mgmt For For
5 2020 ANNUAL REPORT AND SUMMARY OF ANNUAL Mgmt For For
REPORT
6 RESOLUTION ON THE REAPPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP
(SPECIAL GENERAL PARTNERSHIP) AS THE
DOMESTIC AUDIT INSTITUTION AND INTERNAL
CONTROL AUDIT INSTITUTION OF THE COMPANY
FOR THE YEAR 2021
7 RESOLUTION ON THE REAPPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS THE OVERSEAS
AUDIT INSTITUTION OF THE COMPANY FOR THE
YEAR 2021
8 DUTY REPORT OF INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTORS FOR THE YEAR 2020
9 RESOLUTION ON THE FORMULATION OF THE Mgmt For For
DIVIDEND DISTRIBUTION PLAN OF FUYAO GLASS
INDUSTRY GROUP CO., LTD. FOR THE
SHAREHOLDERS FOR THE UPCOMING THREE YEARS
(2021-2023)
10 RESOLUTION ON THE AMENDMENTS TO THE RULES Mgmt For For
FOR MANAGEMENT OF RELATED TRANSACTIONS
11 RESOLUTION ON THE ISSUANCE OF ULTRA Mgmt For For
SHORT-TERM FINANCING NOTES BY THE COMPANY
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 16 JUNE 2021 TO
10 JUNE 2021. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GDS HOLDINGS LIMITED Agenda Number: 935250946
--------------------------------------------------------------------------------------------------------------------------
Security: 36165L108
Meeting Type: Annual
Meeting Date: 06-Aug-2020
Ticker: GDS
ISIN: US36165L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Re-election of Mr. Gary J. Wojtaszek as a Mgmt Against Against
director of the Company.
2. Re-election of Mr. Satoshi Okada as a Mgmt Against Against
director of the Company.
3. Confirmation of the appointment of KPMG Mgmt For For
Huazhen LLP as independent auditor of the
Company for the fiscal year ending December
31, 2020.
4. Approval of the amendment to Section 3(a) Mgmt For For
of the 2016 Equity Incentive Plan of the
Company (the "ESOP Amendment") as follows:
"Subject to the provisions of Section 9 and
paragraph (b) of this Section 3, the
maximum number of Shares which may be
issuable pursuant to Awards under the Plan
is 56,707,560 Shares, provided, however,
that the maximum number of unallocated
Shares which may be issuable pursuant to
Awards under the Plan shall be
automatically increased on the first day of
each fiscal year ...(due to space limits,
see proxy material for full proposal).
5. Authorization of the Board of Directors of Mgmt For For
the Company to approve allotment or
issuance, in the 12-month period from the
date of the Meeting, of ordinary shares or
other equity or equity-linked securities of
the Company up to an aggregate twenty per
cent. (20%) of its existing issued share
capital of the Company at the date of the
Meeting, whether in a single transaction or
a series of transactions (OTHER THAN any
allotment or issues of shares on the
exercise of any options that have been
granted by the Company).
6. Authorization of each of the directors and Mgmt For For
officers of the Company to take any and
every action that might be necessary to
effect the foregoing resolutions as such
director or officer, in his or her absolute
discretion, thinks fit.
--------------------------------------------------------------------------------------------------------------------------
GDS HOLDINGS LIMITED Agenda Number: 935460559
--------------------------------------------------------------------------------------------------------------------------
Security: 36165L108
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: GDS
ISIN: US36165L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. Re-election of Mr. Lim Ah Doo as a director Mgmt For For
of the Company.
O2. Re-election of Mr. Chang Sun as a director Mgmt For For
of the Company.
O3. Re-election of Ms. Judy Qing Ye as a Mgmt For For
director of the Company.
O4. Confirmation of the appointment of KPMG Mgmt For For
Huazhen LLP as independent auditor of the
Company for the fiscal year ending December
31, 2021.
O5. Authorization of the Board of Directors of Mgmt For For
the Company to approve allotment or
issuance, in the 12-month period from the
date of the Meeting, of ordinary shares or
other equity or equity-linked securities of
the Company up to an aggregate twenty per
cent. (20%) of its existing issued share
capital of the Company at the date of the
Meeting, whether in a single transaction or
a series of transactions (OTHER THAN any
allotment or issues of shares on the
exercise of any options that have been
granted by the Company).
S6. Approval of the amendment and restatement Mgmt For For
of the Company's Articles of Association to
reflect such amendments as detailed in the
proxy statement and set forth in Exhibit A
hereto and thereto, a copy of which has
been produced to the Meeting marked "A" and
for identification purpose signed by the
chairman of the Meeting (the "New
Articles"), and the approval and adoption
of the New Articles in substitution for and
to the exclusion of the existing articles
of association of the Company with
immediate effect after the close of the
Meeting.
O7. Authorization of each of the directors and Mgmt For For
officers of the Company to take any and
every action that might be necessary to
effect the foregoing resolutions as such
director or officer, in his or her absolute
discretion, thinks fit.
--------------------------------------------------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD Agenda Number: 712916797
--------------------------------------------------------------------------------------------------------------------------
Security: G3777B103
Meeting Type: EGM
Meeting Date: 29-Jul-2020
Ticker:
ISIN: KYG3777B1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND APPROVE THE PROPOSED RMB Mgmt For For
SHARE ISSUE AND THE SPECIFIC MANDATE
(INCLUDING BUT NOT LIMITED TO THE
PARTICULARS AS SET OUT IN THE SECTION
HEADED "RESOLUTION ON THE PROPOSED RMB
SHARE ISSUE AND THE SPECIFIC MANDATE" IN
THE CIRCULAR ISSUED BY THE COMPANY DATED 6
JULY 2020 (THE "CIRCULAR"))
2 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt For For
TO THE BOARD TO EXERCISE FULL POWERS TO
DEAL WITH MATTERS RELATING TO THE PROPOSED
RMB SHARE ISSUE (INCLUDING BUT NOT LIMITED
TO THE PARTICULARS AS SET OUT IN THE
SECTION HEADED "RESOLUTION ON AUTHORISATION
TO THE BOARD TO EXERCISE FULL POWERS TO
DEAL WITH MATTERS RELATING TO THE PROPOSED
RMB SHARE ISSUE" IN THE CIRCULAR)
3 TO CONSIDER AND APPROVE THE PLAN FOR Mgmt For For
DISTRIBUTION OF PROFITS ACCUMULATED BEFORE
THE PROPOSED RMB SHARE ISSUE (INCLUDING BUT
NOT LIMITED TO THE PARTICULARS AS SET OUT
IN THE SECTION HEADED "RESOLUTION ON THE
PLAN FOR DISTRIBUTION OF PROFITS
ACCUMULATED BEFORE THE PROPOSED RMB SHARE
ISSUE" IN THE CIRCULAR)
4 TO CONSIDER AND APPROVE THE DIVIDEND RETURN Mgmt For For
PLAN FOR THE THREE YEARS AFTER THE PROPOSED
RMB SHARE ISSUE IN THE FORM AS SET FORTH IN
APPENDIX I TO THE CIRCULAR
5 TO CONSIDER AND APPROVE THE UNDERTAKINGS Mgmt For For
AND THE CORRESPONDING BINDING MEASURES IN
CONNECTION WITH THE PROPOSED RMB SHARE
ISSUE (INCLUDING BUT NOT LIMITED TO THE
PARTICULARS AS SET OUT IN THE SECTION
HEADED "RESOLUTION ON THE UNDERTAKINGS AND
THE CORRESPONDING BINDING MEASURES IN
CONNECTION WITH THE PROPOSED RMB SHARE
ISSUE" IN THE CIRCULAR)
6 TO CONSIDER AND APPROVE THE POLICY FOR Mgmt For For
STABILISATION OF THE PRICE OF THE RMB
SHARES FOR THE THREE YEARS AFTER THE
PROPOSED RMB SHARE ISSUE IN THE FORM AS SET
FORTH IN APPENDIX II TO THE CIRCULAR
7 TO CONSIDER AND APPROVE THE USE OF PROCEEDS Mgmt For For
FROM THE PROPOSED RMB SHARE ISSUE
(INCLUDING BUT NOT LIMITED TO THE
PARTICULARS AS SET OUT IN THE SECTION
HEADED "RESOLUTION ON THE USE OF PROCEEDS
FROM THE PROPOSED RMB SHARE ISSUE" IN THE
CIRCULAR)
8 TO CONSIDER AND APPROVE THE REMEDIAL Mgmt For For
MEASURES FOR THE POTENTIAL DILUTION OF
IMMEDIATE RETURNS BY THE PROPOSED RMB SHARE
ISSUE AND THE CORRESPONDING UNDERTAKINGS IN
THE FORM AS SET FORTH IN APPENDIX III TO
THE CIRCULAR
9 TO CONSIDER AND APPROVE THE ADOPTION OF Mgmt For For
POLICY GOVERNING THE PROCEDURES FOR THE
HOLDING OF GENERAL MEETINGS IN THE FORM AS
SET FORTH IN APPENDIX V TO THE CIRCULAR
WHICH WILL BECOME EFFECTIVE ON THE DATE OF
THE LISTING OF THE RMB SHARES ON THE
SCI-TECH BOARD
10 TO CONSIDER AND APPROVE THE ADOPTION OF Mgmt For For
POLICY GOVERNING THE PROCEDURES FOR THE
HOLDING OF BOARD MEETINGS IN THE FORM AS
SET FORTH IN APPENDIX VI TO THE CIRCULAR
WHICH WILL BECOME EFFECTIVE ON THE DATE OF
THE LISTING OF THE RMB SHARES ON THE
SCI-TECH BOARD
11 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE MEMORANDUM AND ARTICLES OF ASSOCIATION
AS SET FORTH IN APPENDIX IV TO THE CIRCULAR
AND THE ADOPTION OF THE AMENDED AND
RESTATED MEMORANDUM AND ARTICLES OF
ASSOCIATION
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0706/2020070600049.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0706/2020070600045.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
--------------------------------------------------------------------------------------------------------------------------
GERDAU SA Agenda Number: 712852640
--------------------------------------------------------------------------------------------------------------------------
Security: P2867P113
Meeting Type: AGM
Meeting Date: 20-Jul-2020
Ticker:
ISIN: BRGGBRACNPR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEMS 11, 12, 13 AND 17. THANK
YOU
11 DO YOU WISH TO REQUEST THE SEPARATE Mgmt For For
ELECTION OF A MEMBER OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141,
4, II OF LAW 6,404 OF 1976. SHAREHOLDER CAN
ONLY FILL OUT THIS FIELD IF HE HAS BEEN THE
OWNER, WITHOUT INTERRUPTION, OF THE SHARES
WITH WHICH HE OR SHE IS VOTING DURING THE
THREE MONTHS IMMEDIATELY PRIOR TO THE
HOLDING OF THE GENERAL MEETING
12 SEPARATE ELECTION OF A MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS BY SHAREHOLDERS WHO HOLD
PREFERRED SHARES WITHOUT VOTING RIGHTS OR
WITH RESTRICTED VOTING RIGHTS. SHAREHOLDER
CAN ONLY FILL OUT THIS FIELD IF HE HAS BEEN
THE OWNER, WITHOUT INTERRUPTION, OF THE
SHARES WITH WHICH HE OR SHE IS VOTING
DURING THE THREE MONTHS IMMEDIATELY PRIOR
TO THE HOLDING OF THE GENERAL MEETING.
CARLOS JOSE DA COSTA ANDRE, INDEPENDENT
MEMBER
13 IN THE EVENT IT IS FOUND THAT NEITHER THE Mgmt For For
OWNERS OF SHARES WITH VOTING RIGHTS NOR THE
OWNERS OF PREFERRED SHARES WITHOUT VOTING
RIGHTS OR WITH RESTRICTED VOTING RIGHTS
MAKE UP, RESPECTIVELY, THE QUORUM THAT IS
REQUIRED BY ARTICLE 141, I AND II, 4 OF LAW
6,404 OF 1976, DO YOU WANT YOUR VOTE TO BE
GROUPED WITH THE VOTES OF THE PREFERRED
SHARES IN ORDER TO ELECT, TO THE BOARD OF
DIRECTORS, THE CANDIDATE WITH THE HIGHEST
NUMBER OF VOTES AMONG ALL OF THOSE WHO,
BEING LISTED ON THIS PROXY CARD, RAN FOR
SEPARATE ELECTION
17 SEPARATE ELECTION OF A MEMBER OF THE FISCAL Mgmt For For
COUNCIL BY SHAREHOLDERS WHO HOLD PREFERRED
SHARES WITHOUT VOTING RIGHTS OR WITH
RESTRICTED VOTING RIGHTS. CARLOS ROBERTO
CAFARELI, MARIA IZABEL GRIBEL DE CASTRO
--------------------------------------------------------------------------------------------------------------------------
GERDAU SA Agenda Number: 713713685
--------------------------------------------------------------------------------------------------------------------------
Security: P2867P113
Meeting Type: AGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: BRGGBRACNPR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEMS 10, 11, 12 AND 16 ONLY.
THANK YOU
CMMT SHAREHOLDER CAN ONLY FILL OUT THIS FIELD IF Non-Voting
HE HAS BEEN THE OWNER, WITHOUT
INTERRUPTION, OF THE SHARES WITH WHICH HE
OR SHE IS VOTING DURING THE THREE MONTHS
IMMEDIATELY PRIOR TO THE HOLDING OF THE
GENERAL MEETING
10 DO YOU WISH TO REQUEST THE SEPARATE Mgmt For For
ELECTION OF A MEMBER OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141,
4, II OF LAW 6,404 OF 1976. SHAREHOLDER CAN
ONLY FILL OUT THIS FIELD IF HE HAS BEEN THE
OWNER, WITHOUT INTERRUPTION, OF THE SHARES
WITH WHICH HE OR SHE IS VOTING DURING THE
THREE MONTHS IMMEDIATELY PRIOR TO THE
HOLDING OF THE GENERAL MEETING
CMMT SHAREHOLDER CAN ONLY FILL OUT THIS FIELD IF Non-Voting
HE HAS BEEN THE OWNER, WITHOUT
INTERRUPTION, OF THE SHARES WITH WHICH HE
OR SHE IS VOTING DURING THE THREE MONTHS
IMMEDIATELY PRIOR TO THE HOLDING OF THE
GENERAL MEETING
11 SEPARATE ELECTION OF A MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS BY SHAREHOLDERS WHO HOLD
PREFERRED SHARES WITHOUT VOTING RIGHTS OR
WITH RESTRICTED VOTING RIGHTS. SHAREHOLDER
CAN ONLY FILL OUT THIS FIELD IF HE HAS BEEN
THE OWNER, WITHOUT INTERRUPTION, OF THE
SHARES WITH WHICH HE OR SHE IS VOTING
DURING THE THREE MONTHS IMMEDIATELY PRIOR
TO THE HOLDING OF THE GENERAL MEETING.
AUGUSTO BRAUNA PINHEIRO. INDEPENDENT MEMBER
12 IN THE EVENT IT IS FOUND THAT NEITHER THE Mgmt For For
OWNERS OF SHARES WITH VOTING RIGHTS NOR THE
OWNERS OF PREFERRED SHARES WITHOUT VOTING
RIGHTS OR WITH RESTRICTED VOTING RIGHTS
MAKE UP, RESPECTIVELY, THE QUORUM THAT IS
REQUIRED BY ARTICLE 141, I AND II, 4 OF LAW
6,404 OF 1976, DO YOU WANT YOUR VOTE TO BE
GROUPED WITH THE VOTES OF THE PREFERRED
SHARES IN ORDER TO ELECT, TO THE BOARD OF
DIRECTORS, THE CANDIDATE WITH THE HIGHEST
NUMBER OF VOTES AMONG ALL OF THOSE WHO,
BEING LISTED ON THIS PROXY CARD, RAN FOR
SEPARATE ELECTION
16 SEPARATE ELECTION OF A MEMBER OF THE FISCAL Mgmt For For
COUNCIL BY SHAREHOLDERS WHO HOLD PREFERRED
SHARES WITHOUT VOTING RIGHTS OR WITH
RESTRICTED VOTING RIGHTS. CARLOS ROBERTO
CAFARELI. MAELCIO MAURICIO SOARES
CMMT 06 ARP 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL UNICHIP CORP Agenda Number: 713937463
--------------------------------------------------------------------------------------------------------------------------
Security: Y2724H114
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: TW0003443008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACCEPT 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2020 PROFITS. PROPOSED CASH DIVIDEND :TWD 5
PER SHARE.
--------------------------------------------------------------------------------------------------------------------------
GOLD FIELDS LIMITED Agenda Number: 935412128
--------------------------------------------------------------------------------------------------------------------------
Security: 38059T106
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: GFI
ISIN: US38059T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Appointment of auditors. Mgmt For
O2A Election of a Director: Mr CI Griffith Mgmt For
O2B Election of a Director: Ms PG Sibiya Mgmt For
O2C Re-election of a Director: Ms CA Carolus Mgmt For
O2D Re-election of a Director: Mr SP Reid Mgmt For
O2E Re-election of a Director: Dr CE Letton Mgmt For
O3A Re-election of a member of the Audit Mgmt For
Committee: YGH Suleman
O3B Re-election of a member of the Audit Mgmt For
Committee: A Andani
O3C Re-election of a member of the Audit Mgmt For
Committee: PJ Bacchus
O3D Election of a member of the Audit Mgmt For
Committee: Ms PG Sibiya
O4 Approval for the issue of authorised but Mgmt For
unissued ordinary shares.
S1A Approval for the issuing of equity Mgmt For
securities for cash.
S1B Advisory endorsement of the remuneration Mgmt For
policy.
S1C Advisory endorsement of the remuneration Mgmt For
implementation report.
S2 Approval of the remuneration of Mgmt For
non-executive directors.
S3 Approval for the company to grant financial Mgmt For
assistance in terms of Sections 44 and 45
of the Act.
S4 Acquisition of the Company's own shares. Mgmt For
--------------------------------------------------------------------------------------------------------------------------
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP Agenda Number: 714246964
--------------------------------------------------------------------------------------------------------------------------
Security: X3232T104
Meeting Type: OGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: GRS419003009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. SUBMISSION AND APPROVAL OF THE COMPANY'S Mgmt For For
STANDALONE AND CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2020
(01/01/2020 - 31/12/2020) AND OF THE
RELEVANT BOARD OF DIRECTORS' AND AUDITORS'
REPORT
2. APPROVAL OF THE OVERALL MANAGEMENT OF THE Mgmt For For
COMPANY AND DISCHARGE OF THE STATUTORY
AUDITORS OF THE COMPANY FOR THE FINANCIAL
YEAR 2020 (01/01/2020 - 31/12/2020)
3. ELECTION OF AUDITING COMPANY FOR THE Mgmt For For
STATUTORY AUDIT OF THE COMPANY'S STANDALONE
AND CONSOLIDATED FINANCIAL STATEMENTS FOR
THE FINANCIAL YEAR 2021 (01/01/2021 -
31/12/2021) AND THE ISSUANCE OF THE ANNUAL
TAX REPORT
4. APPROVAL OF THE DISTRIBUTION OF NET PROFITS Mgmt For For
FOR THE FINANCIAL YEAR 2020 (01/01/2020 -
31/12/2020)
5. APPROVAL OF THE DISTRIBUTION OF PART OF THE Mgmt For For
COMPANY'S NET PROFITS OF THE FINANCIAL YEAR
2020 (01/01/2020 - 31/12/2020) TO EXECUTIVE
MEMBERS OF THE BOARD OF DIRECTORS AND OTHER
SENIOR MANAGEMENT PERSONNEL OF THE COMPANY
6. SUBMISSION FOR DISCUSSION AND VOTING OF THE Mgmt Against Against
REMUNERATION REPORT OF THE BOARD OF
DIRECTORS FOR THE FINANCIAL YEAR 2020
(01/01/2020 - 31/12/2020)
7. AMENDMENT OF THE COMPANY'S REMUNERATION Mgmt Against Against
POLICY
8 APPROVAL OF THE FIT AND PROPER POLICY Mgmt For For
9.1. ANNOUNCEMENT OF THE ELECTION OF A NEW Non-Voting
MEMBER OF THE BOARD OF DIRECTORS IN
REPLACEMENT OF A RESIGNED MEMBER
9.2.1 ELECTION OF TWO NEW BOD MEMBERS - Mgmt For For
APPOINTMENT OF INDEPENDENT MEMBERS
(ITEMISED BALLOT) - PROF. DR NICOLE
CONRAD-FORKER LL.M
9.2.2 ELECTION OF TWO NEW BOD MEMBERS - Mgmt For For
APPOINTMENT OF INDEPENDENT MEMBERS
(ITEMISED BALLOT) - VASILIKI KARAGIANNI
10. RESOLUTION ON THE COMPANY'S AUDIT COMMITTEE Mgmt For For
SPECIFICS
11. APPROVAL FOR THE ACQUISITION OF THE Mgmt For For
COMPANY'S OWN SHARES (SHARE BUY-BACK
PROGRAMME)
12. SUBMISSION OF THE AUDIT COMMITTEE ANNUAL Non-Voting
REPORT
CMMT 04 JUN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 04 JUN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV Agenda Number: 712661897
--------------------------------------------------------------------------------------------------------------------------
Security: P4959P100
Meeting Type: OGM
Meeting Date: 01-Jul-2020
Ticker:
ISIN: MX01GA000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I IN COMPLIANCE WITH ARTICLE 28 SECTION IV OF Mgmt For For
THE LEY DEL MERCADO DE VALORES,
PRESENTATION AND, WHERE APPROPRIATE,
APPROVAL OF THE FOLLOWING. A. REPORT OF THE
GENERAL DIRECTOR OF THE COMPANY FOR THE
FISCAL YEAR ENDED DECEMBER 31ST, 2019 IN
ACCORDANCE WITH ARTICLE 44 SECTION XI OF
THE LEY DEL MERCADO DE VALORES AND 172 OF
THE Y LEY GENERAL DE SOCIEDADES
MERCANTILES, ACCOMPANIED BY OPINION OF THE
EXTERNAL AUDITOR, REGARDING THE COMPANY,
INDIVIDUALLY, UNDER NORMAS DE INFORMACION
FINANCIERA, AND OF THE COMPANY AND ITS
SUBSIDIARIES, IN A CONSOLIDATED MANNER,
UNDER NORMAS INTERNACIONALES DE INFORMACION
FINANCIERA, ACCORDING TO THE LATEST
FINANCIAL POSITION STATEMENTS UNDER BOTH
STANDARDS, AS WELL AS THE SUSTENTABILITY
REPORT, FOR THE FISCAL YEAR 2019. B.
OPINION OF THE BOARD OF DIRECTORS ON THE
CONTENT OF THE REPORT OF THE GENERAL
DIRECTOR. C. REPORT OF THE BOARD REFERRED
TO IN ARTICLE 172 SUBSECTION B. OF THE LEY
GENERAL DE SOCIEDADES MERCANTILES WHICH
CONTAINS THE MAIN ACCOUNTING AND
INFORMATION POLICIES AND CRITERIA FOLLOWED
IN THE PREPARATION OF THE COMPANYS
FINANCIAL INFORMATION. D. REPORT ON THE
OPERATIONS AND ACTIVITIES IN WHICH THE
BOARD INTERVENED DURING THE FISCAL YEAR
ENDED DECEMBER 31ST, 2019, IN ACCORDANCE
WITH THE PROVISIONS OF THE LEY DEL MERCADO
DE VALORES E. ANNUAL REPORT ON THE
ACTIVITIES CARRIED OUT BY THE AUDIT AND
CORPORATE PRACTICES COMMITTEE IN ACCORDANCE
WITH ARTICLE 43 OF THE LEY DEL MERCADO DE
VALORES RATIFICATION OF THE ACTIONS OF THE
DIFFERENT COMMITTEES AND RELEASE OF
RESPONSIBILITY IN THE PERFORMANCE OF THEIR
DUTIES. F. REPORT ON COMPLIANCE WITH THE
FISCAL OBLIGATIONS OF THE COMPANY FOR THE
FISCAL YEAR THAT RAN FROM JANUARY 1 TO
DECEMBER 31ST, 2018. INSTRUCTION FOR THE
OFFICERS OF THE COMPANY TO COMPLY WITH THE
FISCAL OBLIGATIONS CORRESPONDING TO THE
FISCAL YEAR FROM JANUARY 1ST TO DECEMBER
31ST, 2019 IN ACCORDANCE WITH THE
PROVISIONS OF ARTICLE 26 SECTION III OF THE
CODIGO FISCAL DE LA FEDERACION
II AS A CONSEQUENCE OF THE REPORTS PRESENTED Mgmt For For
IN POINT I ABOVE, RATIFICATION OF THE
ACTIONS OF THE BOARD AND ADMINISTRATION OF
THE COMPANY AND RELEASE OF RESPONSIBILITY
IN THE PERFORMANCE OF THEIR RESPECTIVE
POSITIONS
III PRESENTATION, DISCUSSION AND, WHERE Mgmt For For
APPROPRIATE, APPROVAL OF THE COMPANYS
FINANCIAL STATEMENTS, INDIVIDUALLY, UNDER
FINANCIAL REPORTING STANDARDS FOR THE
PURPOSES OF APPLYING THE LEGAL RESERVE, OF
PROFITS, CALCULATION OF TAX EFFECTS OF
DIVIDEND PAYMENT AND CAPITAL REDUCTION IF
APPLICABLE, AND OF THE FINANCIAL STATEMENTS
OF THE COMPANY AND ITS SUBSIDIARIES, IN A
CONSOLIDATED MANNER, UNDER INTERNATIONAL
FINANCIAL REPORTING STANDARDS FOR THE
PURPOSE OF THEIR PUBLICATION IN THE
SECURITIES MARKETS, WITH RESPECT TO THE
OPERATIONS CARRIED OUT DURING THE FISCAL
YEAR FROM 1STJANUARY TO DECEMBER 31ST, 2019
AND APPROVAL OF THE OPINION OF THE EXTERNAL
AUDITOR IN RELATION TO SAID FINANCIAL
STATEMENTS
IV APPROVAL, SO THAT THE NET INCOME OBTAINED Mgmt For For
FROM THE COMPANY DURING THE FISCAL YEAR
ENDED DECEMBER 31ST, 2019 AND REPORTED IN
ITS FINANCIAL STATEMENTS PRESENTED TO THE
MEETING IN POINT III ABOVE AND AUDITED
INDIVIDUALLY UNDER THE FINANCIAL
INFORMATION STANDARDS, WHICH AMOUNTS TO THE
AMOUNT OF 5,247,808,596.00, FIVE THOUSAND
TWO HUNDRED FOURTY AND SEVEN MILLION EIGHTY
THOUSAND EIGHT FIVE HUNDRED NINETY AND SIX
00.100 MN, AND BE SENT IN FULL TO THE
UTILITY ACCOUNT PENDING APPLICATION, SINCE
IT IS DULY CONSTITUTED LEGAL RESERVE TO
WHICH THE COMPANY IS OBLIGED
V CANCELLATION OF THE UNUSED BUYBACK FUND Mgmt For For
THAT WAS APPROVED AT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS OF APRIL 23, 2019,
IN THE AMOUNT OF MXN 1,550,000,000.00, AND
THE PRESENTATION OF THE MAXIMUM AMOUNT THAT
IS TO BE ALLOCATED TO BUYING BACK SHARES OF
THE COMPANY OR CREDIT INSTRUMENTS THAT
REPRESENT THE MENTIONED SHARES IN THE
AMOUNT OF MXN 1,550,000,000.00, FOR THE
PERIOD OF 12 MONTHS THAT FOLLOWS JULY 1,
2020, COMPLYING WITH THAT WHICH IS
ESTABLISHED IN PART IV OF ARTICLE 56 OF THE
SECURITIES MARKET LAW
VI REPORT REGARDING THE APPOINTMENT OR Mgmt Abstain Against
RATIFICATION OF THE FOUR PROPRIETARY
MEMBERS OF THE BOARD OF DIRECTORS AND THEIR
RESPECTIVE ALTERNATES APPOINTED BY THE
SHAREHOLDERS OF THE BB SERIES
VII RATIFICATION AND OR DESIGNATION OF THE Mgmt Abstain Against
PERSON S THAT WILL MAKE UP THE BOARD OF
DIRECTORS OF THE COMPANY TO BE APPOINTED BY
THE SHAREHOLDERS OR GROUP OF SHAREHOLDERS
OF THE B SERIES WHO ARE HOLDERS OR
REPRESENT INDIVIDUALLY OR IN TOGETHER 10
PER CENT OR MORE OF THE COMPANYS CAPITAL
STOCK
VIII RATIFICATION AND OR APPOINTMENT OF THE Mgmt For For
PEOPLE WHO WILL FORM THE COMPANYS BOARD, TO
BE APPOINTED BY SERIES B SHAREHOLDERS
IX RATIFICATION AND OR APPOINTMENT OF THE Mgmt For For
CHAIRMAN OF THE BOARD OF THE COMPANY, IN
ACCORDANCE WITH THE PROVISIONS OF ARTICLE
SIXTEENTH OF THE COMPANY BYLAWS
X RATIFICATION OF THE EMOLUMENTS PAID Mgmt For For
CORRESPONDING TO THOSE WHO MADE UP THE
BOARD OF THE COMPANY DURING THE 2019 FISCAL
YEAR AND DETERMINATION OF THE EMOLUMENTS TO
BE APPLIED DURING 2020
XI RATIFICATION AND OR DESIGNATION OF THE Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS BY THE
SHAREHOLDERS OF THE B SERIES, TO BE A
MEMBER OF THE NOMINATING AND COMPENSATION
COMMITTEE OF THE COMPANY, IN TERMS OF THE
PROVISIONS OF ARTICLE TWENTY EIGHT OF THE
BYLAWS SOCIAL
XII RATIFICATION AND OR APPOINTMENT OF THE Mgmt For For
CHAIRMAN OF THE AUDIT AND CORPORATE
PRACTICES COMMITTEE
XIII REPORT IN ACCORDANCE WITH THE PROVISIONS OF Mgmt Abstain Against
THE TWENTY NINTH ARTICLE OF THE COMPANYS
BYLAWS, ON THE OPERATIONS OF ACQUISITION OF
GOODS OR SERVICES OR CONTRACTING OF WORK OR
SALE OF ASSETS EQUAL TO OR GREATER THAN
U.S.A. 3,000,000.00 THREE MILLION DOLLARS
OF THE UNITED STATES OF AMERICA OR ITS
EQUIVALENT IN NATIONAL CURRENCY OR IN LEGAL
CURRENCIES OF JURISDICTIONS OTHER THAN
MEXICO OR, OPERATIONS CARRIED OUT BY
RELEVANT SHAREHOLDERS, IF ANY
XIV APPOINTMENT AND APPOINTMENT OF SPECIAL Mgmt For For
DELEGATES TO ATTEND A NOTARY PUBLIC TO
FORMALIZE THE RESOLUTIONS AGREED UPON IN
THIS MEETING. ADOPTION OF THE RESOLUTIONS
DEEMED NECESSARY OR CONVENIENT FOR THE
PURPOSE OF COMPLYING WITH THE DECISIONS
AGREED IN THE PRECEDING POINTS OF THIS
AGENDA
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 390705 DUE TO CHANGE IN TEXT OF
RESOLUTION V. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL SURESTE SAB DE CV Agenda Number: 713690394
--------------------------------------------------------------------------------------------------------------------------
Security: P4950Y100
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: MXP001661018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A APPROVE CEOS AND AUDITORS REPORTS ON Mgmt For For
OPERATIONS AND RESULTS OF COMPANY, AND
BOARDS OPINION ON REPORTS
1B APPROVE BOARDS REPORT ON ACCOUNTING Mgmt For For
POLICIES AND CRITERIA FOR PREPARATION OF
FINANCIAL STATEMENTS
1C APPROVE REPORT ON ACTIVITIES AND OPERATIONS Mgmt For For
UNDERTAKEN BY BOARD
1D APPROVE INDIVIDUAL AND CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS
1E APPROVE REPORT OF AUDIT COMMITTEES Mgmt For For
ACTIVITIES AND REPORT ON COMPANY'S
SUBSIDIARIES
1F APPROVE REPORT ON ADHERENCE TO FISCAL Mgmt For For
OBLIGATIONS
2A APPROVE INCREASE IN LEGAL RESERVE Mgmt For For
2B SET MAXIMUM AMOUNT FOR SHARE REPURCHASE. Mgmt For For
APPROVE POLICY RELATED TO ACQUISITION OF
OWN SHARES
3A APPROVE DISCHARGE OF BOARD OF DIRECTORS AND Mgmt For For
CEO
3B ELECT/RATIFY CHAIRMAN OF AUDIT AND Mgmt For For
CORPORATE PRACTICES COMMITTEE
3C ELECT/RATIFY MEMBERS OF NOMINATIONS AND Mgmt For For
COMPENSATIONS COMMITTEE. APPROVE THEIR
REMUNERATION
4 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For
APPROVED RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV Agenda Number: 713726961
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: EGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PROPOSAL, DISCUSSION AND, IF DEEMED Mgmt For For
APPROPRIATE, APPROVAL OF THE AMENDMENT OF
ARTICLE 2 OF THE CORPORATE BYLAWS OF THE
COMPANY
II PROPOSAL, DISCUSSION AND, IF DEEMED Mgmt For For
APPROPRIATE, APPROVAL OF THE AMENDMENT OF
THE SINGLE LIABILITY AGREEMENT OF THE
COMPANY WITH ITS CONTROLLING COMPANY
III DESIGNATION OF SPECIAL DELEGATES TO Mgmt For For
FORMALIZE AND EXECUTE THE CORRESPONDING
RESOLUTIONS PASSED BY THE GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV Agenda Number: 713726199
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: AGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I SUBMISSION AND, AS THE CASE MAY BE, Mgmt For For
APPROVAL OF THE REPORTS REFERRED TO IN
SECTION IV, ARTICLE 28 OF THE SECURITIES
MARKET LAW AND SECTION IV, ARTICLE 39 OF
THE FINANCIAL GROUPS LAW, CORRESPONDING TO
THE FISCAL YEAR ENDED AS OF DECEMBER 31,
2020
II ALLOCATION OF PROFITS Mgmt For For
III EXTERNAL AUDITORS REPORT ON THE COMPANY'S Mgmt Abstain Against
FISCAL STATUS
IV DESIGNATION OF THE MEMBERS OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS, AT THE PROPOSAL OF THE
NOMINATIONS COMMITTEE AND ASSESSMENT OF THE
INDEPENDENCE THEREOF
V DETERMINATION OF COMPENSATIONS TO THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
VI APPOINTMENT OF THE CHAIRMAN OF THE AUDIT Mgmt For For
AND CORPORATE PRACTICES COMMITTEE
VII BOARD OF DIRECTORS REPORT ON THE Mgmt For For
TRANSACTIONS CARRIED OUT WITH OWN SHARES
DURING FISCAL YEAR 2020, AS WELL AS THE
DETERMINATION OF THE MAXIMUM AMOUNT TO BE
USED FOR THE PURCHASE OF OWN SHARES FOR THE
FISCAL YEAR CORRESPONDING TO 2021
VIII APPOINTMENT OF REPRESENTATIVE OR Mgmt For For
REPRESENTATIVES TO FORMALIZE AND EXECUTE,
AS THE CASE MAY BE, THE RESOLUTIONS ADOPTED
BY THE MEETING
CMMT 29 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
15 APR 2021 TO 12 APR 2021. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GRUPO MEXICO SAB DE CV Agenda Number: 713897443
--------------------------------------------------------------------------------------------------------------------------
Security: P49538112
Meeting Type: OGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: MXP370841019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I REPORT OF THE CEO OF THE COMPANY Mgmt For For
CORRESPONDING TO THE FISCAL YEAR FROM
JANUARY 1ST TO DECEMBER 31ST, 2020.
DISCUSSION AND APPROVAL, IF APPLICABLE, OF
THE CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY AND ITS SUBSIDIARIES AS OF
DECEMBER 31ST, 2020. PRESENTATION OF THE
OPINIONS AND REPORTS REFERRED TO IN ARTICLE
28 SECTION IV, PARAGRAPHS A, B, C, D AND E
OF THE LEY DEL MERCADO DE VALORES,
REGARDING THE FISCAL YEAR FROM JANUARY 1ST
TO 31ST DECEMBER 2020. RESOLUTIONS IN THIS
REGARD
II READING OF THE REPORT ON COMPLIANCE WITH Mgmt For For
THE COMPANY'S TAX OBLIGATIONS DURING THE
2019 FISCAL YEAR
III RESOLUTION ON THE APPLICATION OF PROFITS Mgmt For For
FOR THE YEAR ENDED DECEMBER 31ST, 2020
IV REPORT REFERRED TO IN SECTION III OF Mgmt For For
ARTICLE 60 OF THE DISPOSICIONES DE CARACTER
GENERAL APLICABLES A LAS EMISORAS DE
VALORES Y A OTROS PARTICIPANTES DEL MERCADO
DE VALORES, INCLUDING A REPORT ON THE
APPLICATION OF THE RESOURCES FOR THE BUY
BACK OF SHARES DURING THE FISCAL YEAR.
COMPANY CONCLUDED ON DECEMBER 31ST, 2020.
DETERMINATION OF THE MAXIMUM AMOUNT OF
RESOURCES TO BE ALLOCATED TO THE
ACQUISITION OF TREASURY SHARES DURING THE
FISCAL YEAR 2021. RESOLUTIONS IN THIS
REGARD
V RESOLUTION ON THE RATIFICATION OF THE ACTS Mgmt For For
CARRIED OUT BY THE EXECUTIVE CHAIRMAN, THE
DIRECTOR OF ADMINISTRATION AND FINANCE WITH
FUNCTIONS OF CEO, THE BOARD OF DIRECTORS
AND ITS COMMITTEES, DURING THE FISCAL YEAR
FROM JANUARY 1ST TO DECEMBER 31ST, 2020
VI RESOLUTION REGARDING THE RATIFICATION OF Mgmt For For
THE COMPANY'S EXTERNAL AUDITOR
VII APPOINTMENT AND OR RATIFICATION OF THE Mgmt Against Against
MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS
AND QUALIFICATION OF THEIR INDEPENDENCE IN
ACCORDANCE WITH ARTICLE 26 OF THE LEY DEL
MERCADO DE VALORES, AS WELL AS OF THE
MEMBERS OF THE BOARDS OWN COMMITTEES AND
THEIR PRESIDENTS. RESOLUTIONS IN THIS
REGARD
VIII PROPOSAL ON THE REMUNERATION OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE MEMBERS
OF THE COMMITTEES OF THE BOARD ITSELF.
RESOLUTIONS IN THIS REGARD
IX APPOINTMENT OF DELEGATES WHO COMPLY WITH Mgmt For For
AND FORMALIZE THE RESOLUTIONS TAKEN BY THE
MEETING. RESOLUTIONS IN THIS REGARD
--------------------------------------------------------------------------------------------------------------------------
GUANGZHOU AUTOMOBILE GROUP CO., LTD Agenda Number: 713888975
--------------------------------------------------------------------------------------------------------------------------
Security: Y2R318121
Meeting Type: AGM
Meeting Date: 14-May-2021
Ticker:
ISIN: CNE100000Q35
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0409/2021040901423.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0409/2021040901431.pdf
1 THE RESOLUTION ON THE ANNUAL REPORT AND ITS Mgmt For For
SUMMARY FOR THE YEAR 2020
2 THE RESOLUTION ON THE WORK REPORT OF THE Mgmt For For
BOARD OF DIRECTORS FOR THE YEAR 2020
3 THE RESOLUTION ON THE WORK REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE FOR THE YEAR 2020
4 THE RESOLUTION ON THE FINANCIAL REPORT FOR Mgmt For For
THE YEAR 2020
5 THE RESOLUTION ON THE PROPOSAL FOR PROFIT Mgmt For For
DISTRIBUTION FOR THE YEAR 2020
6 THE RESOLUTION ON THE APPOINTMENT OF Mgmt For For
AUDITORS FOR THE YEAR 2021
7 THE RESOLUTION ON THE APPOINTMENT OF Mgmt For For
INTERNAL CONTROL AUDITORS FOR THE YEAR 2021
8 THE RESOLUTION ON THE FORMULATION OF Mgmt For For
DIVIDEND DISTRIBUTION PLAN FOR SHAREHOLDERS
OF GUANGZHOU AUTOMOBILE GROUP CO., LTD.
(2021- 2023)
9 THE RESOLUTION ON THE PROPOSAL TO BE Mgmt Against Against
SUBMITTED TO THE GENERAL MEETING IN
RELATION TO THE GRANT OF GENERAL MANDATE TO
THE BOARD OF DIRECTORS OF THE COMPANY TO
ISSUE SHARES
10 THE RESOLUTION ON THE PROPOSAL TO BE Mgmt Against Against
SUBMITTED TO THE GENERAL MEETING IN
RELATION TO THE GRANT OF GENERAL MANDATE TO
THE BOARD OF DIRECTORS OF THE COMPANY TO
ISSUE DEBT FINANCING INSTRUMENTS
--------------------------------------------------------------------------------------------------------------------------
HAIER ELECTRONICS GROUP CO LTD Agenda Number: 713393546
--------------------------------------------------------------------------------------------------------------------------
Security: G42313125
Meeting Type: CRT
Meeting Date: 09-Dec-2020
Ticker:
ISIN: BMG423131256
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1116/2020111600025.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1116/2020111600037.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO APPROVE THE SCHEME OF ARRANGEMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HAIER ELECTRONICS GROUP CO LTD Agenda Number: 713393534
--------------------------------------------------------------------------------------------------------------------------
Security: G42313125
Meeting Type: SGM
Meeting Date: 09-Dec-2020
Ticker:
ISIN: BMG423131256
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1116/2020111600041.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1116/2020111600031.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE THE REDUCTION IN THE ISSUED Mgmt For For
SHARE CAPITAL OF THE COMPANY BY WAY OF A
CANCELLATION OF FRACTIONAL SHARES (AS
DEFINED IN THE SCHEME DOCUMENT)
2 TO APPROVE THE SCHEME OF ARRANGEMENT DATED Mgmt For For
16 NOVEMBER 2020 (THE "SCHEME") BETWEEN THE
COMPANY AND THE HOLDERS OF THE SCHEME
SHARES (AS DEFINED IN THE SCHEME DOCUMENT)
AND THE IMPLEMENTATION OF THE SCHEME,
INCLUDING THE RELATED REDUCTION OF THE
ISSUED SHARE CAPITAL OF THE COMPANY,
CANCELLATION OF SHARE PREMIUM OF THE
COMPANY, AND THE ISSUE OF NEW SHARES IN THE
COMPANY AS MORE PARTICULARLY SET OUT IN THE
NOTICE OF SPECIAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD. Agenda Number: 713594100
--------------------------------------------------------------------------------------------------------------------------
Security: Y298BN100
Meeting Type: EGM
Meeting Date: 05-Mar-2021
Ticker:
ISIN: CNE1000048K8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 24 FEB 2021: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE FORM IS AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0207/2021020700109.pdf;
1 CONSIDER AND APPROVE THE RESOLUTION ON THE Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF HAIER SMART HOME CO., LTD
2 CONSIDER AND APPROVE THE RESOLUTION ON THE Mgmt For For
APPOINTMENT OF INTERNATIONAL ACCOUNTING
STANDARDS AUDITOR FOR 2020
3 CONSIDER AND APPROVE THE RESOLUTION ON THE Mgmt For For
GENERAL MANDATE FOR THE REPURCHASE OF H
SHARES UPON THE COMPLETION OF THE LISTING
BY WAY OF INTRODUCTION
4.1 CONSIDER AND APPROVE THE RESOLUTION ON THE Mgmt For For
ELECTION OF MR. XIE JU ZHI AS AN ADDITIONAL
DIRECTOR OF THE COMPANY
4.2 CONSIDER AND APPROVE THE RESOLUTION ON THE Mgmt Against Against
ELECTION OF MR. YU HON TO, DAVID AS AN
ADDITIONAL DIRECTOR OF THE COMPANY
4.3 CONSIDER AND APPROVE THE RESOLUTION ON THE Mgmt For For
ELECTION OF MS. EVA CHENG LI KAM FUN AS AN
ADDITIONAL DIRECTOR OF THE COMPANY
5 CONSIDER AND APPROVE THE RESOLUTION ON THE Mgmt For For
ELECTION OF ADDITIONAL INDEPENDENT
NON-EXECUTIVE DIRECTOR: (MR. LI SHIPENG)
CMMT 24 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT AND
CHANGE IN TEXT OF RESOLUTION 5. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 10 FEB 2021: "PLEASE NOTE THAT PER THE Non-Voting
AGENDA PUBLISHED BY THE ISSUER, AGAINST AND
ABSTAIN VOTES FOR RESOLUTIONS 4.1 THROUGH
4.3 WILL BE PROCESSED AS TAKE NO ACTIONBY
THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES
FOR THESE RESOLUTIONS WILL BE LODGED IN THE
MARKET."
--------------------------------------------------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD. Agenda Number: 713594112
--------------------------------------------------------------------------------------------------------------------------
Security: Y298BN100
Meeting Type: CLS
Meeting Date: 05-Mar-2021
Ticker:
ISIN: CNE1000048K8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 24 FEB 2021: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE IS AVAILABLE BY CLICKING ON THE URL
LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0207/2021020700113.pdf &
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0210/2021021000667.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE GENERAL MANDATE FOR THE REPURCHASE OF H
SHARES UPON THE COMPLETION OF THE LISTING
BY WAY OF INTRODUCTION
CMMT 24 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD. Agenda Number: 713754073
--------------------------------------------------------------------------------------------------------------------------
Security: Y298BN100
Meeting Type: CLS
Meeting Date: 25-Jun-2021
Ticker:
ISIN: CNE1000048K8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0331/2021033100411.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0331/2021033100407.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE GENERAL MEETING TO GRANT A GENERAL
MANDATE TO THE BOARD OF DIRECTORS TO DECIDE
TO REPURCHASE NOT MORE THAN 10% OF THE
TOTAL NUMBER OF H SHARES OF THE COMPANY IN
ISSUE
2 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE GENERAL MEETING TO GRANT A GENERAL
MANDATE TO THE BOARD OF DIRECTORS TO DECIDE
TO REPURCHASE NOT MORE THAN 10% OF THE
TOTAL NUMBER OF D SHARES OF THE COMPANY IN
ISSUE
--------------------------------------------------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD. Agenda Number: 714225388
--------------------------------------------------------------------------------------------------------------------------
Security: Y298BN100
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: CNE1000048K8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 570541 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0525/2021052501511.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0525/2021052501503.pdf
1 TO CONSIDER AND APPROVE 2020 FINANCIAL Mgmt For For
STATEMENTS
2 TO CONSIDER AND APPROVE 2020 ANNUAL REPORT Mgmt For For
AND ANNUAL REPORT SUMMARY
3 TO CONSIDER AND APPROVE 2020 REPORT ON THE Mgmt For For
WORK OF THE BOARD OF DIRECTORS
4 TO CONSIDER AND APPROVE 2020 REPORT ON THE Mgmt For For
WORK OF THE BOARD OF SUPERVISORS
5 TO CONSIDER AND APPROVE 2020 AUDIT REPORT Mgmt For For
ON INTERNAL CONTROL
6 TO CONSIDER AND APPROVE 2020 PROFIT Mgmt For For
DISTRIBUTION PLAN
7 TO CONSIDER AND APPROVE RESOLUTION ON THE Mgmt For For
ANTICIPATED PROVISION OF GUARANTEES FOR ITS
SUBSIDIARIES IN 2021
8 TO CONSIDER AND APPROVE RESOLUTION ON THE Mgmt For For
CONDUCT OF FOREIGN EXCHANGE FUND
DERIVATIVES BUSINESS
9 TO CONSIDER AND APPROVE RESOLUTION ON THE Mgmt For For
ADJUSTMENT OF ALLOWANCES OF DIRECTORS
10 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
CLOSING CERTAIN FUND-RAISING INVESTMENT
PROJECTS FROM CONVERTIBLE CORPORATE BONDS
AND PERMANENTLY SUPPLEMENTING THE WORKING
CAPITAL WITH THE SURPLUS FUNDS
11 TO CONSIDER AND APPROVE RESOLUTION ON THE Mgmt Against Against
GENERAL MEETING TO GRANT A GENERAL MANDATE
TO THE BOARD OF DIRECTORS ON ADDITIONAL
ISSUANCE OF H SHARES OF THE COMPANY
12 TO CONSIDER AND APPROVE RESOLUTION ON THE Mgmt Against Against
GENERAL MEETING TO GRANT A GENERAL MANDATE
TO THE BOARD OF DIRECTORS ON ADDITIONAL
ISSUANCE OF D SHARES OF THE COMPANY
13 TO CONSIDER AND APPROVE RESOLUTION ON THE Mgmt For For
GENERAL MEETING TO GRANT A GENERAL MANDATE
TO THE BOARD OF DIRECTORS TO DECIDE TO
REPURCHASE NOT MORE THAN 10% OF THE TOTAL
NUMBER OF H SHARES OF THE COMPANY IN ISSUE
14 TO CONSIDER AND APPROVE RESOLUTION ON THE Mgmt For For
GENERAL MEETING TO GRANT A GENERAL MANDATE
TO THE BOARD OF DIRECTORS TO DECIDE TO
REPURCHASE NOT MORE THAN 10% OF THE TOTAL
NUMBER OF D SHARES OF THE COMPANY IN ISSUE
15 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
16 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
AMENDMENTS TO THE RULES OF PROCEDURE FOR
THE BOARD OF DIRECTORS
17 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
AMENDMENTS TO THE RULES OF PROCEDURE FOR
THE BOARD OF SUPERVISORS
18 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
AMENDMENTS TO THE EXTERNAL GUARANTEE
MANAGEMENT SYSTEM
19 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
RE-APPOINTMENT OF PRC ACCOUNTING STANDARDS
AUDITOR
20 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
RE-APPOINTMENT OF INTERNATIONAL ACCOUNTING
STANDARDS AUDITOR
21 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
RENEWAL OF THE FINANCIAL SERVICES FRAMEWORK
AGREEMENT AND ITS EXPECTED RELATED-PARTY
TRANSACTION LIMIT WITH HAIER GROUP AND
HAIER FINANCE
22 TO CONSIDER AND APPROVE THE A SHARE CORE Mgmt For For
EMPLOYEE STOCK OWNERSHIP PLAN (2021-2025)
(DRAFT) AND ITS SUMMARY
23 TO CONSIDER AND APPROVE THE H SHARE CORE Mgmt For For
EMPLOYEE STOCK OWNERSHIP PLAN (2021-2025)
(DRAFT) AND ITS SUMMARY
24 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
AUTHORIZATION BY THE GENERAL MEETING TO THE
BOARD OF DIRECTORS TO HANDLE MATTERS
PERTAINING TO THE CORE EMPLOYEE STOCK
OWNERSHIP PLAN OF THE COMPANY
25 TO CONSIDER AND APPROVE THE H SHARE Mgmt For For
RESTRICTED SHARE UNIT SCHEME (2021-2025)
(DRAFT)
26 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
AUTHORIZATION BY THE GENERAL MEETING TO THE
BOARD OF DIRECTORS OR THE DELEGATEE TO
HANDLE MATTERS PERTAINING TO THE RESTRICTED
SHARE UNIT SCHEME
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 27.1 THROUGH 28.1 TO 28.2
WILL BE PROCESSED AS TAKE NO ACTION BY THE
LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR
THESE RESOLUTIONS WILL BE LODGED IN THE
MARKET
27.1 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
ELECTION OF INDEPENDENT DIRECTOR: WU QI
28.1 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
ELECTION OF SUPERVISOR OF THE COMPANY: LIU
DALIN
28.2 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
ELECTION OF SUPERVISOR OF THE COMPANY: MA
YINGJIE
--------------------------------------------------------------------------------------------------------------------------
HAN'S LASER TECHNOLOGY INDUSTRY GROUP CO LTD Agenda Number: 713840963
--------------------------------------------------------------------------------------------------------------------------
Security: Y3063F107
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: CNE000001JQ1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
4 2020 ANNUAL ACCOUNTS Mgmt For For
5 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY2.00000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
6 INVESTMENT AND WEALTH MANAGEMENT WITH Mgmt For For
PROPRIETARY FUNDS
7 REAPPOINTMENT OF 2021 AUDIT FIRM Mgmt For For
8 CASH MANAGEMENT WITH SOME IDLE RAISED FUNDS Mgmt For For
9 INCREASE OF THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
10 ADJUSTMENT OF ALLOWANCE FOR INDEPENDENT Mgmt For For
DIRECTORS
11 ADJUSTMENT OF ALLOWANCE FOR NON-INDEPENDENT Mgmt For For
DIRECTORS
12.1 ELECTION OF NON-INDEPENDENT DIRECTOR: GAO Mgmt For For
YUNFENG
12.2 ELECTION OF NON-INDEPENDENT DIRECTOR: ZHANG Mgmt For For
JIANQUN
12.3 ELECTION OF NON-INDEPENDENT DIRECTOR: LV Mgmt For For
QITAO
12.4 ELECTION OF NON-INDEPENDENT DIRECTOR: HU Mgmt For For
DIANJUN
12.5 ELECTION OF NON-INDEPENDENT DIRECTOR: ZHOU Mgmt For For
HUIQIANG
12.6 ELECTION OF NON-INDEPENDENT DIRECTOR: CHEN Mgmt For For
JUNYA
12.7 ELECTION OF NON-INDEPENDENT DIRECTOR: ZHANG Mgmt For For
YONGLONG
13.1 ELECTION OF INDEPENDENT DIRECTOR: XIE Mgmt For For
JIAWEI
13.2 ELECTION OF INDEPENDENT DIRECTOR: WANG Mgmt For For
TIANGUANG
13.3 ELECTION OF INDEPENDENT DIRECTOR: ZHOU Mgmt For For
SHENGMING
13.4 ELECTION OF INDEPENDENT DIRECTOR: ZHU Mgmt For For
XIAOGUO
14.1 ELECTION OF NON-EMPLOYEE SUPERVISOR: WANG Mgmt For For
LEI
14.2 ELECTION OF NON-EMPLOYEE SUPERVISOR: YANG Mgmt For For
SHUO
--------------------------------------------------------------------------------------------------------------------------
HANA FINANCIAL GROUP INC Agenda Number: 713683173
--------------------------------------------------------------------------------------------------------------------------
Security: Y29975102
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: KR7086790003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 529134 DUE TO RECEIPT OF CHANGE
IN NUMBERING OF RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 APPROVAL OF 16TH FINANCIAL STATEMENT Mgmt For For
(INCLUDING STATEMENT OF APPROPRIATIONS FOR
RETAINED EARNINGS) AND CONSOLIDATED
FINANCIAL STATEMENT
2 PROPOSAL FOR AMENDMENT OF THE ARTICLES OF Mgmt For For
INCORPORATION
3.1 APPOINTMENT OF OUTSIDE DIRECTOR: PARK WON Mgmt For For
KOO
3.2 APPOINTMENT OF OUTSIDE DIRECTOR: KIM HONG Mgmt For For
JIN
3.3 APPOINTMENT OF OUTSIDE DIRECTOR: YANG DONG Mgmt For For
HOON
3.4 APPOINTMENT OF OUTSIDE DIRECTOR: HEO YOON Mgmt For For
3.5 APPOINTMENT OF OUTSIDE DIRECTOR: LEE JUNG Mgmt For For
WON
3.6 APPOINTMENT OF OUTSIDE DIRECTOR: KWON SOOK Mgmt For For
KYO
3.7 APPOINTMENT OF OUTSIDE DIRECTOR: PARK DONG Mgmt For For
MOON
3.8 APPOINTMENT OF NON-EXECUTIVE DIRECTOR: PARK Mgmt For For
SUNG HO
3.9 APPOINTMENT OF INSIDE DIRECTOR: KIM JUNG Mgmt For For
TAI
4 APPOINTMENT OF AN OUTSIDE DIRECTOR FOR Mgmt For For
AUDIT COMMITTEE MEMBER: PAIK TAE SEUNG
5.1 APPOINTMENT OF AUDIT COMMITTEE MEMBER - Mgmt For For
OUTSIDE DIRECTOR: YANG DONGHOON
5.2 APPOINTMENT OF AUDIT COMMITTEE MEMBER - Mgmt For For
OUTSIDE DIRECTOR: LEE, JUNG WON
5.3 APPOINTMENT OF AUDIT COMMITTEE MEMBER - Mgmt For For
OUTSIDE DIRECTOR: PARK, DONG MOON
6 DETERMINATION OF THE COMPENSATION CEILING Mgmt For For
FOR DIRECTORS IN 2021
--------------------------------------------------------------------------------------------------------------------------
HANGZHOU ROBAM APPLIANCES CO LTD Agenda Number: 713001117
--------------------------------------------------------------------------------------------------------------------------
Security: Y3041Z100
Meeting Type: EGM
Meeting Date: 18-Aug-2020
Ticker:
ISIN: CNE100000WY9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF NON-INDEPENDENT DIRECTOR: REN Mgmt For For
JIANHUA
1.2 ELECTION OF NON-INDEPENDENT DIRECTOR: REN Mgmt For For
FUJIA
1.3 ELECTION OF NON-INDEPENDENT DIRECTOR: ZHAO Mgmt For For
JIHONG
1.4 ELECTION OF NON-INDEPENDENT DIRECTOR: REN Mgmt For For
LUOZHONG
1.5 ELECTION OF NON-INDEPENDENT DIRECTOR: WANG Mgmt For For
GANG
1.6 ELECTION OF NON-INDEPENDENT DIRECTOR: SHEN Mgmt For For
GUOLIANG
2.1 ELECTION OF INDEPENDENT DIRECTOR: MA GUOXIN Mgmt For For
2.2 ELECTION OF INDEPENDENT DIRECTOR: HE YUANFU Mgmt For For
2.3 ELECTION OF INDEPENDENT DIRECTOR: CHEN Mgmt For For
YUANZHI
3.1 ELECTION OF NON-EMPLOYEE SUPERVISOR: ZHANG Mgmt For For
LINYONG
3.2 ELECTION OF NON-EMPLOYEE SUPERVISOR: ZHANG Mgmt For For
SONGNIAN
3.3 ELECTION OF NON-EMPLOYEE SUPERVISOR: SHEN Mgmt For For
YUEMING
--------------------------------------------------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO LTD Agenda Number: 713081482
--------------------------------------------------------------------------------------------------------------------------
Security: Y3043G118
Meeting Type: EGM
Meeting Date: 20-Oct-2020
Ticker:
ISIN: CNE1000040M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0903/2020090301473.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0903/2020090301397.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
PARTIAL REPURCHASE AND CANCELLATION OF THE
2019 RESTRICTED A SHARES
2 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For
OF THE REGISTERED CAPITAL OF THE COMPANY
3 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For
OF THE REGISTERED ADDRESS OF THE COMPANY
4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
5 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
AMENDMENTS TO THE RULES OF PROCEDURE FOR
GENERAL MEETINGS
--------------------------------------------------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO LTD Agenda Number: 713081494
--------------------------------------------------------------------------------------------------------------------------
Security: Y3043G118
Meeting Type: CLS
Meeting Date: 20-Oct-2020
Ticker:
ISIN: CNE1000040M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0903/2020090301493.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0903/2020090301535.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
PARTIAL REPURCHASE AND CANCELLATION OF THE
2019 RESTRICTED A SHARES
2 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For
OF THE REGISTERED CAPITAL OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO LTD Agenda Number: 713346624
--------------------------------------------------------------------------------------------------------------------------
Security: Y3043G118
Meeting Type: EGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: CNE1000040M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1105/2020110500894.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1105/2020110500951.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
PARTIAL REPURCHASE AND CANCELLATION OF THE
2019 RESTRICTED A SHARES
2 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For
OF THE REGISTERED CAPITAL OF THE COMPANY
3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE MANAGEMENT RULES FOR A
SHARE PROCEEDS OF HANGZHOU TIGERMED
CONSULTING CO., LTD
--------------------------------------------------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO LTD Agenda Number: 713347044
--------------------------------------------------------------------------------------------------------------------------
Security: Y3043G118
Meeting Type: CLS
Meeting Date: 26-Nov-2020
Ticker:
ISIN: CNE1000040M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1105/2020110500915.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1105/2020110500980.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
PARTIAL REPURCHASE AND CANCELLATION OF THE
2019 RESTRICTED A SHARES
2 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For
OF THE REGISTERED CAPITAL OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO LTD Agenda Number: 713432057
--------------------------------------------------------------------------------------------------------------------------
Security: Y3043G100
Meeting Type: EGM
Meeting Date: 08-Jan-2021
Ticker:
ISIN: CNE100001KV8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 A-SHARE EMPLOYEE STOCK OWNERSHIP PLAN Mgmt For For
(DRAFT) AND ITS SUMMARY
2 MANAGEMENT MEASURES FOR 2020 A-SHARE Mgmt For For
EMPLOYEE STOCK OWNERSHIP PLAN
3 AUTHORIZATION TO THE BOARD TO HANDLE THE Mgmt For For
2020 A-SHARE EMPLOYEE STOCK OWNERSHIP PLAN
--------------------------------------------------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO LTD Agenda Number: 713450803
--------------------------------------------------------------------------------------------------------------------------
Security: Y3043G118
Meeting Type: EGM
Meeting Date: 08-Jan-2021
Ticker:
ISIN: CNE1000040M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1214/2020121400356.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1214/2020121400378.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ADOPTION OF THE A SHARE EMPLOYEE SHARE
OWNERSHIP PLAN (DRAFT) AND ITS SUMMARY
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ADOPTION OF THE ADMINISTRATIVE MEASURES FOR
THE A SHARE EMPLOYEE SHARE OWNERSHIP PLAN
3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AUTHORIZATION FOR THE BOARD TO HANDLE
MATTERS IN RELATION TO THE A SHARE EMPLOYEE
SHARE OWNERSHIP PLAN
--------------------------------------------------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO LTD Agenda Number: 713675645
--------------------------------------------------------------------------------------------------------------------------
Security: Y3043G118
Meeting Type: EGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: CNE1000040M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0311/2021031100019.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0311/2021031100017.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
ADOPTION OF THE SUBSIDIARY SHARE OPTION
SCHEME
--------------------------------------------------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO LTD Agenda Number: 713963797
--------------------------------------------------------------------------------------------------------------------------
Security: Y3043G118
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: CNE1000040M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:https://www1.hkexnews.hk/listedco/lis
tconews/sehk/2021/0420/2021042000898.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000917.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE.
O.1 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
FOR 2020
O.2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD FOR 2020
O.3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE FOR 2020
O.4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN FOR 2020
O.5 TO CONSIDER AND APPROVE THE FINAL FINANCIAL Mgmt For For
REPORT FOR 2020
O.6 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
DOMESTIC AND OVERSEAS AUDITORS OF THE
COMPANY FOR 2021
O.7 TO CONSIDER AND APPROVE THE APPLICATION TO Mgmt For For
THE BANK FOR THE INTEGRATED CREDIT FACILITY
O.8 TO CONSIDER AND APPROVE THE PURCHASE OF Mgmt For For
SHORT-TERM BANK PRINCIPAL-GUARANTEED WEALTH
MANAGEMENT PRODUCTS WITH SELF-OWNED IDLE
FUNDS
S.1 TO CONSIDER AND APPROVE THE PARTIAL Mgmt For For
REPURCHASE AND CANCELLATION OF THE 2019
RESTRICTED SHARES
S.2 TO CONSIDER AND APPROVE THE CHANGE OF THE Mgmt For For
REGISTERED CAPITAL OF THE COMPANY
S.3 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO LTD Agenda Number: 713963696
--------------------------------------------------------------------------------------------------------------------------
Security: Y3043G118
Meeting Type: CLS
Meeting Date: 21-May-2021
Ticker:
ISIN: CNE1000040M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000957.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000939.pdf
1 TO CONSIDER AND APPROVE THE PARTIAL Mgmt For For
REPURCHASE AND CANCELLATION OF THE 2019
RESTRICTED SHARES
2 TO CONSIDER AND APPROVE THE CHANGE OF THE Mgmt For For
REGISTERED CAPITAL OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
HANKOOK TIRE & TECHNOLOGY CO. LTD. Agenda Number: 713630300
--------------------------------------------------------------------------------------------------------------------------
Security: Y3R57J108
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: KR7161390000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
3.1.1 ELECTION OF INSIDE DIRECTOR: LEE SOO IL Mgmt For For
3.1.2 ELECTION OF INSIDE DIRECTOR: CHO HYUN BEOM Mgmt For For
3.1.3 ELECTION OF INSIDE DIRECTOR: PARK JONG HO Mgmt For For
3.2 ELECTION OF OUTSIDE DIRECTORS: PYO HYEON Mgmt For For
MYEONG, KANG YOUNG JAE, KIM JONG GAB
4 ELECTION OF AUDIT COMMITTEE MEMBERS: PYO Mgmt For For
HYEON MYEONG, KANG YOUNG JAE KIM JONG GAB
5 PLURALITY VOTING FOR AUDIT COMMITTEE MEMBER Mgmt For For
AS DIRECTOR
6.1 ELECTION OF OUTSIDE DIRECTOR AS AUDIT Mgmt For For
COMMITTEE MEMBER: LEE MI RA
6.2 ELECTION OF OUTSIDE DIRECTOR AS AUDIT Mgmt Against Against
COMMITTEE MEMBER: LEE HYE WOONG
7 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt For For
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
HANON SYSTEMS Agenda Number: 713595342
--------------------------------------------------------------------------------------------------------------------------
Security: Y29874107
Meeting Type: AGM
Meeting Date: 29-Mar-2021
Ticker:
ISIN: KR7018880005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 ELECTION OF DIRECTOR CANDIDATES: YUN YEO Mgmt Against Against
EUL, JO HYEON SIK, BAE MIN GYU, KIM MU
SANG, JU HYEON GI
3 ELECTION OF AUDIT COMMITTEE MEMBER Mgmt For For
CANDIDATES: EOM DO HEE
4 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR CANDIDATES: EOM DO HEE
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
6 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
CMMT 19 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTIONS 2, 3, 4. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A. Agenda Number: 713396100
--------------------------------------------------------------------------------------------------------------------------
Security: X3258B102
Meeting Type: EGM
Meeting Date: 04-Dec-2020
Ticker:
ISIN: GRS260333000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 496413 DUE TO CHANGE IN GPS CODE
FOR RESOLUTIONS 6 AND 7. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A
REPETITIVE MEETING ON 10 DEC 2020 AT 16:30
HRS. ALSO, YOUR VOTING INSTRUCTIONS WILL
NOT BE CARRIED OVER TO THE SECOND CALL. ALL
VOTES RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
1. APPROVAL OF THE DRAFT DEMERGERS AGREEMENT Mgmt For For
THROUGH SPIN-OFF OF OTE S.A.S BUSINESS
SECTORS OF CUSTOMER SERVICE, SHOPS AND
TECHNICAL FIELD OPERATIONS AND THEIR
ABSORPTION BY THE OTE GROUP SOCIETE
ANONYMES COSMOTE E-VALUE S.A, GERMANOS S.A.
AND COSMOTE TECHNICAL SERVICES S.A. (FORMER
OTEPLUS), RESPECTIVELY, IN ACCORDANCE WITH
ARTICLES 54 PAR.3, 57 PAR.2, 58 73 AND 83
87 OF L.4601 2019), L.4548 2018, ARTICLE 52
OF L. 4172 2013 AND LEGISLATIVE DECREE 1297
1972, WITH ACCOUNTING STATEMENTS DATED
30.06.2020. APPOINTMENT OF REPRESENTATIVE
OF OTE S.A. TO SIGN THE DEMERGERS AGREEMENT
NOTARIAL DEED
2. APPROVAL OF THE CANCELLATION OF NINE Mgmt For For
MILLION, NINE HUNDRED AND SIXTY FIVE
THOUSAND, NINE HUNDRED AND FIFTY SIX
(9,965,956) OWN SHARES PURCHASED BY THE
COMPANY UNDER THE APPROVED OWN SHARE
BUY-BACK PROGRAM IN ORDER TO CANCEL THEM,
WITH THE CORRESPONDING REDUCTION OF ITS
SHARE CAPITAL BY THE AMOUNT OF TWENTY EIGHT
MILLION TWO HUNDRED AND THREE THOUSAND SIX
HUNDRED AND FIFTY FIVE EURO AND FORTY EIGHT
CENTS (EUR 28,203,655.48), ACCORDING TO
ARTICLE 49 OF L.4548/2018 AND THE
SUBSEQUENT AMENDMENT OF ARTICLE 5 (SHARE
CAPITAL) OF THE COMPANY'S ARTICLES OF
INCORPORATION
3. APPROVAL OF THE CONCLUSION OF A Mgmt For For
CONFIDENTIALITY AGREEMENT BETWEEN OTE S.A.
AND ERNST & YOUNG (GREECE) CERTIFIED
AUDITORS SA (EY) IN THE CONTEXT OF
PREPARING THE TRANSITION TO A NEW STATUTORY
AUDITOR FOR THE FISCAL YEAR 2021
4. GRANTING OF PERMISSION, ACCORDING TO Mgmt For For
ARTICLE 98 PAR.1 OF L.4548/2018 AND ARTICLE
14 OF THE ARTICLES OF INCORPORATION, TO THE
MEMBERS OF THE BOARD OF DIRECTORS AND
OFFICERS TO PARTICIPATE IN BOARDS OF
DIRECTORS OR IN THE MANAGEMENT OF OTE GROUP
COMPANIES WITH THE SAME OR SIMILAR
OBJECTIVES
5. DECISION FOLLOWING THE TEMPORARY Mgmt For For
APPOINTMENT BY THE BOARD OF DIRECTORS
(MEETING NO. 3116/29-6-2020) OF THE CURRENT
NON-EXECUTIVE MEMBER MR. DIMITRIOS
GEORGOUTSOS AS AN INDEPENDENT MEMBER, AS
PER ARTICLE 4 OF L.3016/2002, IN
REPLACEMENT OF A RESIGNED INDEPENDENT
NON-EXECUTIVE MEMBER
6. ANNOUNCEMENT OF THE ELECTION BY THE BOARD Non-Voting
OF DIRECTORS OF A NEW NON-EXECUTIVE MEMBER
OF THE BOARD OF DIRECTORS IN REPLACEMENT OF
A RESIGNED NON-EXECUTIVE MEMBER
7. MISCELLANEOUS ANNOUNCEMENTS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A. Agenda Number: 714198911
--------------------------------------------------------------------------------------------------------------------------
Security: X3258B102
Meeting Type: OGM
Meeting Date: 09-Jun-2021
Ticker:
ISIN: GRS260333000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 585676 DUE TO RECEIPT OF
SPLITTING OF RESOLUTION 12. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1. APPROVAL OF THE FINANCIAL STATEMENTS OF OTE Mgmt For For
S.A. IN ACCORDANCE WITH THE INTERNATIONAL
FINANCIAL REPORTING STANDARDS (BOTH
SEPARATE AND CONSOLIDATED) OF THE FISCAL
YEAR 2020 (1/1/2020-31/12/2020), WITH THE
RELEVANT REPORTS OF THE BOARD OF DIRECTORS
AND THE AUDITORS AND APPROVAL OF THE ANNUAL
PROFITS' DISTRIBUTION
2. APPROVAL OF THE ACTIVITIES REPORT OF THE Non-Voting
OTE AUDIT COMMITTEE FOR THE YEAR 2020
3. APPROVAL, ACCORDING TO ARTICLE 108 OF LAW Mgmt For For
4548/2018, OF THE OVERALL MANAGEMENT OF THE
COMPANY BY THE BOARD OF DIRECTORS DURING
THE FISCAL YEAR 2020 (1/1/2020-31/12/2020)
AND EXONERATION OF THE AUDITORS FOR THE
FISCAL YEAR 2020 (1/1/2020-31/12/2020),
PURSUANT TO ARTICLE 117 PAR. 1(C) OF LAW
4548/2018
4. APPOINTMENT OF AN AUDIT FIRM FOR THE Mgmt For For
STATUTORY AUDIT OF THE FINANCIAL STATEMENTS
(BOTH SEPARATE AND CONSOLIDATED) OF OTE
S.A., IN ACCORDANCE WITH THE INTERNATIONAL
FINANCIAL REPORTING STANDARDS, FOR THE
FISCAL YEAR 2021 (1/1/2021- 31/12/2021)
5. FINAL DETERMINATION OF THE REMUNERATION AND Mgmt For For
EXPENSES OF THE MEMBERS OF THE BOARD OF
DIRECTORS FOR THEIR PARTICIPATION IN THE
PROCEEDINGS OF THE BOARD OF DIRECTORS AND
ITS COMMITTEES DURING THE FISCAL YEAR 2020
(1/1/2020-31/12/2020). - DETERMINATION OF
THE REMUNERATION AND EXPENSES OF THE
MEMBERS OF THE BOARD OF DIRECTORS FOR THEIR
PARTICIPATION IN THE PROCEEDINGS OF THE
BOARD OF DIRECTORS AND ITS COMMITTEES FOR
THE FISCAL YEAR 2021 AND PRE-APPROVAL FOR
THEIR PAYMENT UNTIL THE ORDINARY (ANNUAL)
GENERAL MEETING OF THE SHAREHOLDERS WHICH
WILL TAKE PLACE WITHIN 2022 AND WILL
FINALLY DETERMINE THEM
6. APPROVAL OF THE VARIABLE REMUNERATION OF Mgmt For For
THE EXECUTIVE MEMBERS OF THE BOARD OF
DIRECTORS FOR THE FISCAL YEAR 2020
(1/1/2020-31/12/2020)
7. REMUNERATION REPORT FOR THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS FOR THE FISCAL YEAR
2020, ACCORDING TO ARTICLE 112 OF LAW
4548/2018
8. GRANTING OF A SPECIAL PERMISSION, ACCORDING Mgmt For For
TO ARTICLES 97 PAR.3, 99 PAR.1, 2 AND 100
PAR.2 OF LAW 4548/2018, FOR THE
CONTINUATION FOR THE PERIOD 31/12/2021
UNTIL 31/12/2022 OF THE INSURANCE COVERAGE
OF DIRECTORS & OFFICERS OF OTE S.A. AND ITS
AFFILIATED COMPANIES, AGAINST LIABILITIES
INCURRED IN THE EXERCISE OF THEIR
COMPETENCES, DUTIES AND POWERS
9. PUBLICATION TO THE ORDINARY GENERAL MEETING Non-Voting
OF THE SHAREHOLDERS OF THE COMPANY,
ACCORDING TO ARTICLE 97 PAR. 1 (B) OF LAW
4548/2018, OF ANY CASES OF CONFLICT OF
INTEREST AND AGREEMENTS OF THE FISCAL YEAR
2020 WHICH FALL UNDER ARTICLE 99 OF LAW
N.4548/2018 (RELATED PARTY TRANSACTIONS)
10. APPROVAL OF THE CANCELLATION OF THREE Mgmt For For
MILLION, FOUR HUNDRED AND SIXTY NINE
THOUSAND, FIVE HUNDRED (3,469,500) OWN
SHARES PURCHASED BY THE COMPANY UNDER THE
APPROVED OWN SHARE BUY-BACK PROGRAM IN
ORDER TO CANCEL THEM, WITH THE
CORRESPONDING REDUCTION OF ITS SHARE
CAPITAL BY THE AMOUNT OF NINE MILLION,
EIGHT HUNDRED AND EIGHTEEN THOUSAND, SIX
HUNDRED AND EIGHTY FIVE EUROS (EUR
9,818,685.00), ACCORDING TO ARTICLE 49 OF
LAW 4548/2018 AND THE SUBSEQUENT AMENDMENT
OF ARTICLE 5 (SHARE CAPITAL) OF THE
COMPANY'S ARTICLES OF INCORPORATION
11. APPROVAL OF THE "SUITABILITY POLICY FOR THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS", IN
ACCORDANCE WITH LAW 4706/2020 AND THE
HELLENIC CAPITAL MARKET COMMISSION'S
CIRCULAR NO. 60/18.09.2020
12.1. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt Abstain Against
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MR. MICHAEL TSAMAZ (EXECUTIVE)
12.2. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt Abstain Against
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MR. CHARALAMPOS MAZARAKIS
(EXECUTIVE)
12.3. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt Abstain Against
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MR. ROBERT HAUBER
(NON-EXECUTIVE)
12.4. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt Abstain Against
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MRS. KYRA ORTH (NON-EXECUTIVE)
12.5. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt Abstain Against
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MRS DOMINIQUE LEROY
(NON-EXECUTIVE)
12.6. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt Abstain Against
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MR. MICHAEL WILKENS
(NON-EXECUTIVE)
12.7. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt Abstain Against
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MR GREGORY ZARIFOPOULOS
(NON-EXECUTIVE)
12.8. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt For For
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MR EELCO BLOK (INDEPENDENT
NON-EXECUTIVE)
12.9. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt For For
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MR. DIMITRIS GEORGOUTSOS
(INDEPENDENT NON-EXECUTIVE)
1210. ELECTION OF A NEW BOARD OF DIRECTOR AND Mgmt For For
APPOINTMENT OF INDEPENDENT MEMBER, PURSUANT
TO THE RELEVANT PROVISIONS OF LAW
4706/2020: MRS. CATHERINE DORLODOT
(INDEPENDENT NON-EXECUTIVE)
13. IT IS PROPOSED THAT THE AUDIT COMMITTEE Mgmt For For
REMAIN A COMMITTEE OF THE BOARD OF
DIRECTORS, TO BE CONSISTED OF THREE (3)
BOARD MEMBERS, ALL OF WHOM SHALL BE
INDEPENDENT NON- EXECUTIVE AND SHALL HAVE
THE SAME TENURE AS MEMBERS OF THE BOARD OF
DIRECTORS
14. GRANTING OF PERMISSION, ACCORDING TO Mgmt For For
ARTICLE 98 PAR.1 OF LAW 4548/2018 AND
ARTICLE 14 OF THE ARTICLES OF
INCORPORATION, TO THE MEMBERS OF THE BOARD
OF DIRECTORS AND OFFICERS TO PARTICIPATE IN
BOARDS OF DIRECTORS OR IN THE MANAGEMENT OF
OTE GROUP COMPANIES WITH THE SAME OR
SIMILAR OBJECTIVES
15. MISCELLANEOUS ANNOUNCEMENTS Non-Voting
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE AN A
REPETITIVE MEETING ON 16 JUN 2021. ALSO,
YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HINDALCO INDUSTRIES LTD Agenda Number: 713030562
--------------------------------------------------------------------------------------------------------------------------
Security: Y3196V185
Meeting Type: AGM
Meeting Date: 10-Sep-2020
Ticker:
ISIN: INE038A01020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS (INCLUDING AUDITED
CONSOLIDATED FINANCIAL STATEMENTS) FOR THE
YEAR ENDED 31ST MARCH, 2020 AND THE REPORT
OF THE DIRECTORS AND THE AUDITORS THEREON
2 TO DECLARE DIVIDEND ON EQUITY SHARES OF THE Mgmt For For
COMPANY FOR THE YEAR ENDED 31ST MARCH,
2020: THE BOARD OF DIRECTORS OF YOUR
COMPANY HAS RECOMMENDED DIVIDEND OF INR
1.00 PER SHARE (PREVIOUS YEAR INR 1.20 PER
SHARE) TO EQUITY SHAREHOLDERS
3 TO APPOINT A DIRECTOR IN PLACE OF MR. Mgmt For For
DEBNARAYAN BHATTACHARYA (DIN: 00033553),
WHO RETIRES BY ROTATION AND BEING ELIGIBLE,
OFFERS HIMSELF FOR REAPPOINTMENT
4 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt For For
SECTION 148 AND ALL OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 ('THE ACT') AND THE COMPANIES (AUDIT
AND AUDITORS) RULES, 2014 (INCLUDING ANY
STATUTORY MODIFICATION(S) OR RE-ENACTMENT
THEREOF, FOR THE TIME BEING IN FORCE), THE
REMUNERATION OF INR 15,00,000 /- PER ANNUM
(RUPEES FIFTEEN LAKH ONLY) PLUS TAXES, AS
APPLICABLE AND REIMBURSEMENT OF ACTUAL
TRAVEL AND OUT-OF-POCKET EXPENSES FOR THE
FINANCIAL YEAR ENDING 31ST MARCH, 2021 TO
BE PAID TO M/S. R. NANABHOY & CO., COST
ACCOUNTANTS, APPOINTED BY THE BOARD OF
DIRECTORS OF THE COMPANY TO CONDUCT THE
AUDIT OF THE COST RECORDS OF THE COMPANY,
BE AND IS HEREBY RATIFIED AND CONFIRMED.
RESOLVED FURTHER THAT THE BOARD OF
DIRECTORS OF THE COMPANY (INCLUDING ANY
COMMITTEE THEREOF) BE AND IS HEREBY
AUTHORISED TO DO ALL SUCH ACTS, DEEDS AND
THINGS AND TAKE ALL SUCH STEPS AS MAY BE
NECESSARY, PROPER OR EXPEDIENT TO GIVE
EFFECT TO THIS RESOLUTION
5 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt For For
SECTIONS 149 AND 152 READ WITH SCHEDULE IV
AND ALL OTHER APPLICABLE PROVISIONS, IF
ANY, OF THE COMPANIES ACT, 2013 ('THE ACT')
AND THE COMPANIES (APPOINTMENT AND
QUALIFICATION OF DIRECTORS) RULES, 2014
(INCLUDING ANY STATUTORY MODIFICATION(S) OR
RE-ENACTMENT THEREOF, FOR THE TIME BEING IN
FORCE) AND PURSUANT TO THE PROVISIONS OF
THE SECURITIES AND EXCHANGE BOARD OF INDIA
(LISTING OBLIGATIONS AND DISCLOSURE
REQUIREMENTS) REGULATIONS, 2015 ('LISTING
REGULATIONS') (INCLUDING ANY MODIFICATION
OR AMENDMENT THEREOF) FOR THE TIME BEING IN
FORCE, MR. SUDHIR MITAL (DIN: 08314675),
BEING ELIGIBLE AND FULFILLING THE CRITERIA
OF INDEPENDENCE AS PROVIDED IN THE ACT AND
THE LISTING REGULATIONS AND IN RESPECT OF
WHOM THE COMPANY HAS RECEIVED A NOTICE IN
WRITING FROM A MEMBER UNDER SECTION 160(1)
OF THE ACT PROPOSING HIS CANDIDATURE FOR
THE OFFICE OF DIRECTOR OF THE COMPANY, BE
AND IS HEREBY APPOINTED AS AN INDEPENDENT
DIRECTOR OF THE COMPANY, NOT LIABLE TO
RETIRE BY ROTATION, TO HOLD OFFICE FOR THE
TERM OF 5 (FIVE) CONSECUTIVE YEARS, ON THE
BOARD OF COMPANY WITH EFFECT FROM 11TH
NOVEMBER, 2019
6 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt For For
SECTIONS 149 AND 152 READ WITH SCHEDULE IV
AND ALL OTHER APPLICABLE PROVISIONS, IF
ANY, OF THE COMPANIES ACT, 2013 ('THE ACT')
AND THE COMPANIES (APPOINTMENT AND
QUALIFICATION OF DIRECTORS) RULES, 2014
(INCLUDING ANY STATUTORY MODIFICATION(S) OR
RE-ENACTMENT THEREOF, FOR THE TIME BEING IN
FORCE) AND PURSUANT TO THE PROVISIONS OF
THE SECURITIES AND EXCHANGE BOARD OF INDIA
(LISTING OBLIGATIONS AND DISCLOSURE
REQUIREMENTS) REGULATIONS, 2015 ('LISTING
REGULATIONS') (INCLUDING ANY MODIFICATION
OR AMENDMENT THEREOF) FOR THE TIME BEING IN
FORCE, MR. ANANT MAHESHWARI (DIN:
02963839), BEING ELIGIBLE AND FULFILLING
THE CRITERIA OF INDEPENDENCE AS PROVIDED IN
THE ACT AND THE LISTING REGULATIONS AND IN
RESPECT OF WHOM THE COMPANY HAS RECEIVED A
NOTICE IN WRITING FROM A MEMBER UNDER
SECTION 160(1) OF THE ACT PROPOSING HIS
CANDIDATURE FOR THE OFFICE OF DIRECTOR OF
THE COMPANY, BE AND IS HEREBY APPOINTED AS
AN INDEPENDENT DIRECTOR OF THE COMPANY, NOT
LIABLE TO RETIRE BY ROTATION, TO HOLD
OFFICE FOR THE TERM OF 5 (FIVE) CONSECUTIVE
YEARS, ON THE BOARD OF COMPANY WITH EFFECT
FROM 14TH AUGUST, 2020
7 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt Against Against
THE SECURITIES AND EXCHANGE BOARD OF INDIA
(LISTING OBLIGATIONS AND DISCLOSURE
REQUIREMENTS) REGULATIONS, 2015 (INCLUDING
ANY STATUTORY MODIFICATION(S) OR
RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING
IN FORCE) AND ANY OTHER APPLICABLE LAWS,
RULES AND REGULATIONS CONSENT OF THE
MEMBERS OF THE COMPANY IS ACCORDED TO
CONTINUATION OF MRS. RAJASHREE BIRLA (DIN:
00022995), WHO WILL BE ATTAINING THE AGE OF
75 YEARS ON 15TH SEPTEMBER, 2020, AS A
NON-EXECUTIVE DIRECTOR OF THE COMPANY
8 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt For For
SECTIONS 149 AND 152 READ WITH SCHEDULE IV
AND ALL OTHER APPLICABLE PROVISIONS, IF
ANY, OF THE COMPANIES ACT, 2013 ('THE ACT')
AND THE COMPANIES (APPOINTMENT AND
QUALIFICATION OF DIRECTORS) RULES, 2014
(INCLUDING ANY STATUTORY MODIFICATION(S) OR
RE-ENACTMENT THEREOF, FOR THE TIME BEING IN
FORCE) AND PURSUANT TO THE PROVISIONS OF
THE SECURITIES AND EXCHANGE BOARD OF INDIA
(LISTING OBLIGATIONS AND DISCLOSURE
REQUIREMENTS) REGULATIONS, 2015 ('LISTING
REGULATIONS') (INCLUDING ANY MODIFICATION
OR AMENDMENT THEREOF) FOR THE TIME BEING IN
FORCE, MR. Y. P. DANDIWALA (DIN: 01055000),
BEING ELIGIBLE AND FULFILLING THE CRITERIA
OF INDEPENDENCE AS PROVIDED IN THE ACT AND
THE LISTING REGULATIONS AND IN RESPECT OF
WHOM THE COMPANY HAS RECEIVED A NOTICE IN
WRITING FROM A MEMBER UNDER SECTION 160(1)
OF THE ACT PROPOSING HIS CANDIDATURE FOR
THE OFFICE OF DIRECTOR OF THE COMPANY, BE
AND IS HEREBY APPOINTED AS AN INDEPENDENT
DIRECTOR OF THE COMPANY, NOT LIABLE TO
RETIRE BY ROTATION, TO HOLD OFFICE FOR THE
SECOND TERM OF 5 (FIVE) CONSECUTIVE YEARS,
ON THE BOARD OF COMPANY WITH EFFECT FROM
14TH AUGUST, 2020
--------------------------------------------------------------------------------------------------------------------------
HINDUSTAN UNILEVER LTD Agenda Number: 713749351
--------------------------------------------------------------------------------------------------------------------------
Security: Y3222L102
Meeting Type: OTH
Meeting Date: 29-Apr-2021
Ticker:
ISIN: INE030A01027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 INCREASE IN OVERALL LIMITS OF REMUNERATION Mgmt For For
FOR WHOLE-TIME DIRECTOR(S)
2 APPOINTMENT OF MR. RITESH TIWARI AS A Mgmt For For
WHOLE-TIME DIRECTOR OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
HINDUSTAN UNILEVER LTD Agenda Number: 714245734
--------------------------------------------------------------------------------------------------------------------------
Security: Y3222L102
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: INE030A01027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS (INCLUDING AUDITED
CONSOLIDATED FINANCIAL STATEMENTS) FOR THE
FINANCIAL YEAR ENDED 31ST MARCH, 2021 AND
THE REPORTS OF THE BOARD OF DIRECTORS AND
AUDITORS THEREON
2 TO CONFIRM THE PAYMENT OF SPECIAL DIVIDEND, Mgmt For For
INTERIM DIVIDEND AND TO DECLARE FINAL
DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL
YEAR ENDED 31ST MARCH, 2021
3 TO APPOINT A DIRECTOR IN PLACE OF MR. DEV Mgmt For For
BAJPAI (DIN: 00050516), WHO RETIRES BY
ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF
FOR RE-APPOINTMENT
4 TO APPOINT A DIRECTOR IN PLACE OF MR. Mgmt For For
WILHELMUS UIJEN (DIN: 08614686), WHO
RETIRES BY ROTATION AND BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-APPOINTMENT
5 TO APPOINT A DIRECTOR IN PLACE OF MR. Mgmt For For
RITESH TIWARI (DIN: 05349994), WHO RETIRES
BY ROTATION AND BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-APPOINTMENT
6 TO CONSIDER AND, IF THOUGHT FIT, TO PASS Mgmt For For
THE FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION: "RESOLVED THAT PURSUANT TO THE
PROVISIONS OF SECTION 148(3) AND OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013 AND THE RULES MADE
THEREUNDER (INCLUDING ANY STATUTORY
MODIFICATION(S) OR RE-ENACTMENT THEREOF FOR
THE TIME BEING IN FORCE), THE REMUNERATION
PAYABLE TO M/S. RA & CO., COST ACCOUNTANTS
(FIRM REGISTRATION NO. 000242), APPOINTED
BY THE BOARD OF DIRECTORS AS COST AUDITORS
TO CONDUCT THE AUDIT OF THE COST RECORDS OF
THE COMPANY FOR THE FINANCIAL YEAR ENDING
31ST MARCH, 2022, AMOUNTING TO INR 12 LAKHS
(RUPEES TWELVE LAKHS ONLY) AS ALSO THE
PAYMENT OF TAXES, AS APPLICABLE AND
REIMBURSEMENT OF OUT OF POCKET EXPENSES
INCURRED IN CONNECTION WITH THE AFORESAID
AUDIT, BE AND IS HEREBY APPROVED."
--------------------------------------------------------------------------------------------------------------------------
HIWIN TECHNOLOGIES CORP Agenda Number: 714227003
--------------------------------------------------------------------------------------------------------------------------
Security: Y3226A102
Meeting Type: AGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: TW0002049004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 ADOPTION OF THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2020 EARNINGS.PROPOSED CASH DIVIDEND:
TWD 2 PER SHARE.
3 PROPOSAL FOR A NEW SHARES ISSUE THROUGH Mgmt For For
CAPITALIZATION OF RETAINED
EARNINGS.PROPOSED STOCK DIVIDEND: 30 FOR
1,000 SHS HELD.
4 AMENDMENT TO THE COMPANYS ARTICLES OF Mgmt For For
INCORPORATION.
5 AMENDMENT TO THE OPERATIONAL PROCEDURES FOR Mgmt For For
ENDORSEMENTS AND GUARANTEES.
6 RELEASE THE PROHIBITION ON DIRECTORS FROM Mgmt For For
PARTICIPATION IN COMPETITIVE BUSINESS.
--------------------------------------------------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO LTD Agenda Number: 714213434
--------------------------------------------------------------------------------------------------------------------------
Security: Y36861105
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: TW0002317005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2020 EARNINGS. PROPOSED CASH DIVIDEND :TWD
4 PER SHARE.
3 TO APPROVE THE LIFTING OF DIRECTOR OF Mgmt For For
NON-COMPETITION RESTRICTIONS.
--------------------------------------------------------------------------------------------------------------------------
HOUSING DEVELOPMENT FINANCE CORP LTD Agenda Number: 712858844
--------------------------------------------------------------------------------------------------------------------------
Security: Y37246207
Meeting Type: OTH
Meeting Date: 21-Jul-2020
Ticker:
ISIN: INE001A01036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 TO CONSIDER, AND IF THOUGHT FIT, TO PASS Mgmt For For
THE FOLLOWING RESOLUTION AS A SPECIAL
RESOLUTION FOR ISSUANCE OF SECURITY(IES)OF
THE CORPORATION THROUGH ONE OR MORE MODES
2 TO CONSIDER, AND IF THOUGHT FIT, TO PASS Mgmt For For
THE FOLLOWING RESOLUTION AS A SPECIAL
RESOLUTION FOR ISSUANCE OF SHARES TO
ELIGIBLE EMPLOYEES AND DIRECTORS OF THE
CORPORATION UNDER ESOS-2020
--------------------------------------------------------------------------------------------------------------------------
HOUSING DEVELOPMENT FINANCE CORP LTD Agenda Number: 712915531
--------------------------------------------------------------------------------------------------------------------------
Security: Y37246207
Meeting Type: AGM
Meeting Date: 30-Jul-2020
Ticker:
ISIN: INE001A01036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT: A) THE Mgmt For For
AUDITED FINANCIAL STATEMENTS OF THE
CORPORATION FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2020 TOGETHER WITH THE REPORTS OF
THE BOARD OF DIRECTORS AND AUDITORS
THEREON.B) THE AUDITED CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED MARCH 31, 2020 TOGETHER WITH THE
REPORT OF THE AUDITORS THEREON
2 TO DECLARE DIVIDEND ON EQUITY SHARES FOR Mgmt For For
THE FINANCIAL YEAR ENDED MARCH 31, 2020: NO
INTERIM DIVIDEND WAS DECLARED THE
CORPORATION DURING THE YEAR ENDED MARCH 31,
2020 COMPARED TO A INTERIM DIVIDEND OF INR
3.50 PER EQUITY SHARE OF FACE VALUE OF 2
EACH IN THE PREVIOUS FINANCIAL YEAR
3 TO APPOINT A DIRECTOR IN PLACE OF MS. RENU Mgmt For For
SUD KARNAD (DIN:00008064), WHO RETIRES BY
ROTATION AND, BEING ELIGIBLE, OFFERS
HERSELF FOR RE-APPOINTMENT
4 TO CONSIDER, AND IF THOUGHT FIT, TO PASS Mgmt For For
THE FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION FOR RE-APPOINTMENT OF MS. RENU
SUD KARNAD AS THE MANAGING DIRECTOR OF THE
CORPORATION: (DIN:00008064)
5 TO CONSIDER, AND IF THOUGHT FIT, TO PASS Mgmt For For
THE FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION FOR RE-APPOINTMENT OF MR. V.
SRINIVASA RANGAN AS THE WHOLE-TIME DIRECTOR
OF THE CORPORATION ('DESIGNATED AS
'EXECUTIVE DIRECTOR'): (DIN:00030248)
6 TO CONSIDER, AND IF THOUGHT FIT, TO PASS Mgmt For For
THE FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION FOR APPROVAL OF RELATED PARTY
TRANSACTIONS WITH HDFC BANK LIMITED, AN
ASSOCIATE COMPANY OF THE CORPORATION
7 TO CONSIDER, AND IF THOUGHT FIT, TO PASS Mgmt For For
THE FOLLOWING RESOLUTION AS SPECIAL
RESOLUTION FOR ISSUANCE REDEEMABLE
NON-CONVERTIBLE DEBENTURES AND/OR OTHER
HYBRID INSTRUMENTS ON PRIVATE PLACEMENT
BASIS
8 TO CONSIDER, AND IF THOUGHT FIT, TO PASS Mgmt For For
THE FOLLOWING RESOLUTION AS A SPECIAL
RESOLUTION FOR SALE OF SHARES HELD IN HDFC
LIFE INSURANCE COMPANY LIMITED, A MATERIAL
LISTED SUBSIDIARY OF THE CORPORATION,
PURSUANT TO THE SPECIFIC DIRECTION ISSUED
BY THE RESERVE BANK OF INDIA
9 TO CONSIDER, AND IF THOUGHT FIT, TO PASS Mgmt For For
THE FOLLOWING RESOLUTION AS A SPECIAL
RESOLUTION FOR SALE OF SHARES HELD IN HDFC
ERGO GENERAL INSURANCE COMPANY LIMITED, A
MATERIAL SUBSIDIARY OF THE CORPORATION,
PURSUANT TO THE SPECIFIC DIRECTION ISSUED
BY THE RESERVE BANK OF INDIA
--------------------------------------------------------------------------------------------------------------------------
HUATAI SECURITIES CO LTD Agenda Number: 714201718
--------------------------------------------------------------------------------------------------------------------------
Security: Y37426114
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: CNE100001YQ9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0520/2021052000965.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0520/2021052000945.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE THE 2020 WORK Mgmt For For
REPORT OF THE BOARD
2 TO CONSIDER AND APPROVE THE 2020 WORK Mgmt For For
REPORT OF THE SUPERVISORY COMMITTEE
3 TO CONSIDER AND APPROVE THE 2020 FINAL Mgmt For For
FINANCIAL REPORT
4 TO CONSIDER AND APPROVE THE 2020 ANNUAL Mgmt For For
REPORT
5 TO CONSIDER AND APPROVE THE 2020 PROFIT Mgmt For For
DISTRIBUTION PLAN
6.1 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE ESTIMATED ORDINARY TRANSACTIONS WITH
RELATED PARTIES OF THE COMPANY FOR 2021:
ORDINARY RELATED-PARTY TRANSACTIONS WITH
JIANGSU GUOXIN INVESTMENT GROUP LIMITED AND
ITS RELATED COMPANIES
6.2 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE ESTIMATED ORDINARY TRANSACTIONS WITH
RELATED PARTIES OF THE COMPANY FOR 2021:
ORDINARY RELATED-PARTY TRANSACTIONS WITH
JIANGSU COMMUNICATIONS HOLDING CO., LTD.
AND ITS RELATED COMPANIES
6.3 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE ESTIMATED ORDINARY TRANSACTIONS WITH
RELATED PARTIES OF THE COMPANY FOR 2021:
ORDINARY RELATED-PARTY TRANSACTIONS WITH
GOVTOR CAPITAL GROUP CO., LTD. AND ITS
RELATED COMPANIES
6.4 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE ESTIMATED ORDINARY TRANSACTIONS WITH
RELATED PARTIES OF THE COMPANY FOR 2021:
ORDINARY RELATED-PARTY TRANSACTIONS WITH
OTHER RELATED PARTIES
7 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE ESTIMATED INVESTMENT AMOUNT FOR THE
PROPRIETARY BUSINESS OF THE COMPANY FOR
2021
8 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE RE-APPOINTMENT OF THE ACCOUNTING FIRM
OF THE COMPANY FOR 2021
9 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE ELECTION OF AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
HUAYU AUTOMOTIVE SYSTEMS COMPANY LTD Agenda Number: 714392177
--------------------------------------------------------------------------------------------------------------------------
Security: Y3750U102
Meeting Type: AGM
Meeting Date: 30-Jun-2021
Ticker:
ISIN: CNE000000M15
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 597019 DUE TO RECEIPT OF
UPDATED. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2020 WORK REPORT OF INDEPENDENT DIRECTORS Mgmt For For
4 2020 ANNUAL ACCOUNTS Mgmt For For
5 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN IS AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX INCLUDED):
CNY7.50000000 2) BONUS ISSUE FROM PROFIT
(SHARE/10 SHARES): NONE 3) BONUS ISSUE FROM
CAPITAL RESERVE (SHARE/10 SHARES): NONE
6 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
7 RENEWAL OF THE CONTINUING CONNECTED Mgmt For For
TRANSACTIONS FRAMEWORK AGREEMENT AND
ESTIMATED AMOUNT OF 2021 CONTINUING
CONNECTED TRANSACTIONS
8 REAPPOINTMENT OF 2021 FINANCIAL AUDIT FIRM: Mgmt For For
DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC
ACCOUNTAN TS LLP
9 REAPPOINTMENT OF 2021 INTERNAL CONTROL Mgmt For For
AUDIT FIRM: DELOITTE TOUCHE TOHMATSU
CERTIFIED PUBLIC ACCOUNTANTS LLP
10 SHAREHOLDER RETURN PLAN FOR THE NEXT THREE Mgmt For For
YEARS FROM 2021 TO 2023
11 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
12 AMENDMENTS TO THE RULES OF PROCEDURE Mgmt For For
GOVERNING THE GENERAL MEETING OF
SHAREHOLDERS
13 AMENDMENTS TO THE RULES OF PROCEDURE Mgmt For For
GOVERNING THE BOARD OF DIRECTORS
14 AMENDMENTS TO THE RULES OF PROCEDURE Mgmt For For
GOVERNING THE SUPERVISORY COMMITTEE
15.1 ELECTION OF NON-INDEPENDENT DIRECTOR: CHEN Mgmt For For
HONG
15.2 ELECTION OF NON-INDEPENDENT DIRECTOR: WANG Mgmt For For
XIAOQIU
15.3 ELECTION OF NON-INDEPENDENT DIRECTOR: ZHANG Mgmt For For
HAITAO
15.4 ELECTION OF NON-INDEPENDENT DIRECTOR: ZHANG Mgmt For For
WEIJIONG
15.5 ELECTION OF NON-INDEPENDENT DIRECTOR: YIN Mgmt For For
YANDE
16.1 ELECTION OF INDEPENDENT DIRECTOR: YU Mgmt For For
ZHUOPING
16.2 ELECTION OF INDEPENDENT DIRECTOR: RUI Mgmt For For
MINGJIE
16.3 ELECTION OF INDEPENDENT DIRECTOR: LV Mgmt For For
QIUPING
17.1 ELECTION OF SUPERVISOR: ZHOU LANGHUI Mgmt For For
17.2 ELECTION OF SUPERVISOR: ZHUANG JINGXIONG Mgmt For For
CMMT 23 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 8 AND 9. IF YOU HAVE ALREADY
SENT IN YOUR VOTES TO MID 604716, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HUAZHU GROUP LTD Agenda Number: 713406115
--------------------------------------------------------------------------------------------------------------------------
Security: G46587104
Meeting Type: AGM
Meeting Date: 23-Dec-2020
Ticker:
ISIN: KYG465871047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1120/2020112000767.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1120/2020112000715.pdf
1 THE RESOLUTION AS SET OUT IN THE NOTICE OF Mgmt For For
ANNUAL GENERAL MEETING REGARDING THE
RATIFICATION OF APPOINTMENT OF DELOITTE
TOUCHE TOHMATSU CERTIFIED PUBLIC
ACCOUNTANTS LLP AS AUDITOR OF THE COMPANY
FOR 2020 AND THE AUTHORIZATION FOR THE
DIRECTORS OF THE COMPANY TO DETERMINE THE
REMUNERATION OF THE AUDITOR
2 THE RESOLUTION AS SET OUT IN THE NOTICE OF Mgmt For For
ANNUAL GENERAL MEETING REGARDING THE
AUTHORIZATION AND APPROVAL FOR THE
AMENDMENT AND RESTATEMENT OF THE AMENDED
AND RESTATED ARTICLES OF ASSOCIATION OF THE
COMPANY
3 THE RESOLUTION AS SET OUT IN THE NOTICE OF Mgmt Against Against
ANNUAL GENERAL MEETING REGARDING THE
RE-ELECTION OF MS. LEI CAO AND MR. THENG
FONG HEE AS INDEPENDENT DIRECTORS OF THE
COMPANY
4 THE RESOLUTION AS SET OUT IN THE NOTICE OF Mgmt For For
ANNUAL GENERAL MEETING REGARDING THE
AUTHORIZATION OF EACH DIRECTOR OR OFFICER
OF THE COMPANY OR CONYERS TRUST COMPANY
(CAYMAN) LIMITED TO TAKE ANY AND EVERY
ACTION THAT MIGHT BE NECESSARY, APPROPRIATE
OR DESIRABLE TO EFFECT THE FOREGOING
RESOLUTIONS AS SUCH DIRECTOR OR OFFICER, IN
HIS OR HER ABSOLUTE DISCRETION, THINKS FIT
--------------------------------------------------------------------------------------------------------------------------
HUAZHU GROUP LTD Agenda Number: 714173577
--------------------------------------------------------------------------------------------------------------------------
Security: G46587104
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: KYG465871047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0514/2021051401246.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0514/2021051401222.pdf
1 THE RESOLUTION AS SET OUT IN THE NOTICE OF Mgmt For For
ANNUAL GENERAL MEETING REGARDING THE
RATIFICATION OF APPOINTMENT OF DELOITTE
TOUCHE TOHMATSU CERTIFIED PUBLIC
ACCOUNTANTS LLP AS AUDITOR OF THE COMPANY
FOR 2021 AND THE AUTHORIZATION FOR THE
DIRECTORS OF THE COMPANY TO DETERMINE THE
REMUNERATION OF THE AUDITOR
2 THE RESOLUTION AS SET OUT IN THE NOTICE OF Mgmt For For
ANNUAL GENERAL MEETING REGARDING THE
AUTHORIZATION AND APPROVAL OF SUB-DIVISION
OF EACH ISSUED AND UNISSUED ORDINARY SHARE
OF THE COMPANY WITH A PAR VALUE OF USD
0.0001 EACH INTO 10 ORDINARY SHARES WITH A
PAR VALUE OF USD 0.00001 EACH AND THE
SUB-DIVISION OF EACH ISSUED AND UNISSUED
PREFERRED SHARE OF THE COMPANY WITH A PAR
VALUE OF USD 0.0001 EACH INTO 10 PREFERRED
SHARES WITH A PAR VALUE OF USD 0.00001 EACH
(THE "SUB-DIVISION") WITH EFFECT FROM THE
SECOND BUSINESS DAY FOLLOWING THE DAY ON
WHICH THIS RESOLUTION IS PASSED BY THE
SHAREHOLDERS OF THE COMPANY, SUBJECT TO AND
CONDITIONAL UPON THE LISTING COMMITTEE OF
THE STOCK EXCHANGE OF HONG KONG LIMITED
GRANTING THE LISTING OF, AND PERMISSION TO
DEAL IN, THE SUBDIVIDED ORDINARY SHARES,
SUCH THAT THE AUTHORIZED SHARE CAPITAL OF
THE COMPANY WILL BE USD 900,000 DIVIDED
INTO 80,000,000,000 ORDINARY SHARES OF PAR
VALUE OF USD 0.00001 EACH AND
10,000,000,000 PREFERRED SHARES OF PAR
VALUE USD 0.00001 EACH
3 THE RESOLUTION AS SET OUT IN THE NOTICE OF Mgmt For For
ANNUAL GENERAL MEETING REGARDING THE
APPROVAL OF THE AMENDMENTS TO THE CURRENT
MEMORANDUM AND ARTICLES OF ASSOCIATION OF
THE COMPANY IN THE MANNER AS DETAILED IN
THE PROXY STATEMENT AND THE APPROVAL AND
ADOPTION OF THE AMENDED AND RESTATED
MEMORANDUM AND ARTICLES OF ASSOCIATION IN
THE FORM AS SET OUT IN EXHIBIT A IN THE
PROXY STATEMENT IN SUBSTITUTION FOR AND TO
THE EXCLUSION OF THE CURRENT MEMORANDUM AND
ARTICLES OF ASSOCIATION OF THE COMPANY,
SUBJECT TO THE PASSING OF THE ABOVE
RESOLUTION 2 AND WITH EFFECT FROM THE
SUB-DIVISION BECOMING EFFECTIVE
4 THE RESOLUTION AS SET OUT IN THE NOTICE OF Mgmt For For
ANNUAL GENERAL MEETING REGARDING THE
AUTHORIZATION OF EACH DIRECTOR OR OFFICER
OF THE COMPANY OR CONYERS TRUST COMPANY
(CAYMAN) LIMITED TO TAKE ANY AND EVERY
ACTION THAT MIGHT BE NECESSARY, APPROPRIATE
OR DESIRABLE TO EFFECT THE FOREGOING
RESOLUTIONS AS SUCH DIRECTOR, OFFICER OR
CONYERS TRUST COMPANY (CAYMAN) LIMITED, IN
HIS, HER OR ITS ABSOLUTE DISCRETION, THINKS
FIT
--------------------------------------------------------------------------------------------------------------------------
HUNDSUN TECHNOLOGIES INC Agenda Number: 713999160
--------------------------------------------------------------------------------------------------------------------------
Security: Y3041V109
Meeting Type: AGM
Meeting Date: 03-Jun-2021
Ticker:
ISIN: CNE000001GD5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
2 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
3 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
4 2020 ANNUAL ACCOUNTS Mgmt For For
5 2020 INTERNAL CONTROL SELF-EVALUATION Mgmt For For
REPORT
6 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY1.00000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):4.000000 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
7 REAPPOINTMENT OF AUDIT FIRM AND Mgmt For For
DETERMINATION OF THE AUDIT FEES
8 CONNECTED TRANSACTIONS REGARDING JOINT Mgmt For For
SUBSCRIPTION OF A LIMITED PARTNERSHIP WITH
RELATED PARTIES
--------------------------------------------------------------------------------------------------------------------------
HUTCHISON CHINA MEDITECH LTD Agenda Number: 935366016
--------------------------------------------------------------------------------------------------------------------------
Security: 44842L103
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: HCM
ISIN: US44842L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and adopt the audited financial Mgmt Against Against
statements and the reports of the directors
and independent auditor for the year ended
December 31, 2020.
2A. To re-elect Mr Simon To as a director. Mgmt Abstain Against
2B. To re-elect Mr Christian Hogg as a Mgmt For For
director.
2C. To re-elect Mr Johnny Cheng as a director. Mgmt For For
2D. To re-elect Dr Weiguo Su as a director. Mgmt For For
2E. To re-elect Dr Dan Eldar as a director. Mgmt For For
2F. To re-elect Ms Edith Shih as a director. Mgmt For For
2G. To re-elect Mr Paul Carter as a director. Mgmt Against Against
2H. To re-elect Dr Karen Ferrante as a Mgmt Against Against
director.
2I. To re-elect Mr Graeme Jack as a director. Mgmt Against Against
2J. To re-elect Professor Tony Mok as a Mgmt For For
director.
3. To re-appoint PricewaterhouseCoopers as the Mgmt For For
auditor of the Company and authorise the
board of directors to fix the auditor's
remuneration.
4A. Ordinary Resolution No. 4(A): To grant a Mgmt For For
general mandate to the directors of the
Company to issue additional shares.
4B. Special Resolution No. 4(B): To disapply Mgmt For For
pre-emption rights (general power).
4C. Special Resolution No. 4(C): To disapply Mgmt Against Against
pre-emption rights (in connection with an
equity raise).
4D. Ordinary Resolution No. 4(D): To grant a Mgmt For For
general mandate to the directors of the
Company to repurchase shares of the
Company.
5. Special Resolution No. 5: To change the Mgmt For For
English name of the Company to "HUTCHMED
(China) Limited" and the Chinese name of
the Company (to approve the adoption of the
Company's dual foreign name).
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI GLOVIS CO LTD, SEOUL Agenda Number: 713616704
--------------------------------------------------------------------------------------------------------------------------
Security: Y27294100
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: KR7086280005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2.1 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
2.2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
2.3 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
2.4 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
2.5 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
2.6 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
2.7 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
2.8 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
2.9 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
3.1 ELECTION OF INSIDE DIRECTOR: KIM JUNGHOON Mgmt For For
3.2 ELECTION OF INSIDE DIRECTOR: KIM YOUNGSUN Mgmt Against Against
3.3 ELECTION OF INSIDE DIRECTOR: JUNG JIN WOO Mgmt Against Against
3.4 ELECTION OF OUTSIDE DIRECTOR: YOON YOONJIN Mgmt For For
3.5 ELECTION OF OUTSIDE DIRECTOR: LEE HOGEUN Mgmt For For
3.6 ELECTION OF OUTSIDE DIRECTOR: CHO MYUNG Mgmt For For
HYUN
4 ELECTION OF OUTSIDE DIRECTOR AS AUDIT Mgmt For For
COMMITTEE MEMBER: GIL JAEWOOK
5.1 ELECTION OF AUDIT COMMITTEE MEMBER AS Mgmt For For
OUTSIDE DIRECTOR: YOON YOONJIN
5.2 ELECTION OF AUDIT COMMITTEE MEMBER AS Mgmt For For
OUTSIDE DIRECTOR: LEE HOGEUN
6 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt For For
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI MOBIS CO., LTD Agenda Number: 713614940
--------------------------------------------------------------------------------------------------------------------------
Security: Y3849A109
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: KR7012330007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 APPROVAL OF STATEMENT OF APPROPRIATION OF Mgmt For For
RETAINED EARNING
3.1 ELECTION OF OUTSIDE DIRECTOR CANDIDATE: KIM Mgmt For For
DAE SOO
3.2 ELECTION OF INSIDE DIRECTOR CANDIDATE: CHO Mgmt For For
SEONG HWAN
3.3 ELECTION OF INSIDE DIRECTOR CANDIDATE: BAE Mgmt For For
HYEONG GEUN
3.4 ELECTION OF INSIDE DIRECTOR CANDIDATE: KO Mgmt For For
YEONG SEOK
4 ELECTION OF AUDIT COMMITTEE MEMBER Mgmt For For
CANDIDATE: KIM DAE SOO
5 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER CANDIDATE: KANG JIN
A
6.1 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
6.2 AMENDMENT OF ARTICLES ON RETIREMENT Mgmt For For
ALLOWANCE FOR BOARD MEMBERS
7 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI MOTOR CO LTD Agenda Number: 713619471
--------------------------------------------------------------------------------------------------------------------------
Security: Y38472109
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: KR7005380001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
AMENDMENT OF COMMITTEE NAME
2.2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
ESTABLISH OF SAFETY N HEALTH PLAN NETC
2.3 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
ADDITIONAL CLAUSE(2021.03.24)
3.1 ELECTION OF OUTSIDE DIRECTOR: SIM DAL HUN Mgmt For For
3.2.1 ELECTION OF INSIDE DIRECTOR: HA EON TAE Mgmt For For
3.2.2 ELECTION OF INSIDE DIRECTOR: JANG JAE HUN Mgmt For For
3.2.3 ELECTION OF INSIDE DIRECTOR: SEO GANG HYEON Mgmt For For
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: I JI YUN
5 ELECTION OF AUDIT COMMITTEE MEMBER: SIM DAL Mgmt For For
HUN
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
7 05 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF TEXT IN
RESOLUTION 2.1 TO 2.3 IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD Agenda Number: 713126387
--------------------------------------------------------------------------------------------------------------------------
Security: S37840113
Meeting Type: OGM
Meeting Date: 14-Oct-2020
Ticker:
ISIN: ZAE000083648
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 AMEND MEMORANDUM OF INCORPORATION Mgmt For For
S.2 AUTHORISE SPECIFIC REPURCHASE OF SHARES Mgmt For For
FROM THE ODD-LOT HOLDERS
O.1 AUTHORISE IMPLEMENTATION OF THE ODD-LOT Mgmt For For
OFFER
O.2 AUTHORISE RATIFICATION OF APPROVED Mgmt For For
RESOLUTIONS
CMMT 15 SEP 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM EGM TO OGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD Agenda Number: 713153322
--------------------------------------------------------------------------------------------------------------------------
Security: S37840113
Meeting Type: AGM
Meeting Date: 26-Oct-2020
Ticker:
ISIN: ZAE000083648
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 APPOINTMENT OF EXTERNAL AUDITORS: DELOITTE Mgmt For For
O.2.1 RE-ELECTION OF DIRECTOR: DAWN EARP Mgmt For For
O.2.2 RE-ELECTION OF DIRECTOR: SYDNEY MUFAMADI Mgmt For For
O.2.3 RE-ELECTION OF DIRECTOR: BABALWA NGONYAMA Mgmt For For
O.2.4 RE-ELECTION OF DIRECTOR: THANDI ORLEYN Mgmt For For
O.2.5 RE-ELECTION OF DIRECTOR: PRESTON SPECKMANN Mgmt For For
O.2.6 RE-ELECTION OF DIRECTOR: BERNARD SWANEPOEL Mgmt For For
O.3.1 APPOINTMENT OF AUDIT COMMITTEE MEMBER: DAWN Mgmt For For
EARP
O.3.2 APPOINTMENT OF AUDIT COMMITTEE MEMBER: Mgmt For For
PETER DAVEY
O.3.3 APPOINTMENT OF AUDIT COMMITTEE MEMBER: Mgmt For For
PRESTON SPECKMANN
O.4 ENDORSEMENT OF THE COMPANY'S REMUNERATION Mgmt For For
POLICY
O.5 ENDORSEMENT OF THE COMPANY'S REMUNERATION Mgmt For For
IMPLEMENTATION REPORT
O.6 GENERAL ISSUE OF SHARES FOR CASH Mgmt For For
S.1.1 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF THE
CHAIRPERSON OF THE BOARD
S.1.2 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF THE LEAD
INDEPENDENT DIRECTOR
S.1.3 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF NON-EXECUTIVE
DIRECTORS
S.1.4 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF AUDIT
COMMITTEE CHAIRPERSON
S.1.5 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF AUDIT
COMMITTEE MEMBER
S.1.6 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF SOCIAL,
TRANSFORMATION AND REMUNERATION COMMITTEE
CHAIRPERSON
S.1.7 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF SOCIAL,
TRANSFORMATION AND REMUNERATION COMMITTEE
MEMBER
S.1.8 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF NOMINATIONS,
GOVERNANCE AND ETHICS COMMITTEE CHAIRPERSON
S.1.9 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF NOMINATIONS,
GOVERNANCE AND ETHICS COMMITTEE MEMBER
S.110 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF HEALTH,
SAFETY, ENVIRONMENT AND RISK COMMITTEE
CHAIRPERSON
S.111 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF HEALTH,
SAFETY, ENVIRONMENT AND RISK COMMITTEE
MEMBER
S.112 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF CAPITAL
ALLOCATION AND INVESTMENT COMMITTEE
CHAIRPERSON
S.113 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF CAPITAL
ALLOCATION AND INVESTMENT COMMITTEE MEMBER
S.114 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION FOR AD HOC
MEETINGS
S.2 APPROVAL OF FINANCIAL ASSISTANCE Mgmt For For
S.3 REPURCHASE OF COMPANY SHARES BY COMPANY OR Mgmt For For
SUBSIDIARY
S.4 AUTHORITY TO EFFECT AMENDMENTS TO THE Mgmt For For
MEMORANDUM OF INCORPORATION
S.5 SPECIFIC AUTHORITY TO REPURCHASE 16 233 944 Mgmt For For
ORDINARY SHARES
CMMT 30 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSIND BANK LTD Agenda Number: 713000406
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990M134
Meeting Type: EGM
Meeting Date: 25-Aug-2020
Ticker:
ISIN: INE095A01012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ISSUANCE OF EQUITY SHARES ON PREFERENTIAL Mgmt For For
BASIS TO QUALIFIED INSTITUTIONAL BUYERS
2 ISSUANCE OF EQUITY SHARES ON PREFERENTIAL Mgmt For For
BASIS TO NON-QUALIFIED INSTITUTIONAL BUYERS
--------------------------------------------------------------------------------------------------------------------------
INDUSIND BANK LTD Agenda Number: 713081898
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990M134
Meeting Type: AGM
Meeting Date: 25-Sep-2020
Ticker:
ISIN: INE095A01012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS (STANDALONE AND
CONSOLIDATED) FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2020, TOGETHER WITH THE REPORTS
OF THE BOARD OF DIRECTORS AND AUDITORS
THEREON
2 TO APPOINT A DIRECTOR IN PLACE OF MR. ARUN Mgmt For For
TIWARI (DIN: 05345547), WHO RETIRES BY
ROTATION AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-APPOINTMENT
3 TO APPOINT THE STATUTORY AUDITORS OF THE Mgmt For For
BANK AND TO FIX THEIR REMUNERATION, AND IN
THAT CONNECTION TO CONSIDER AND, IF THOUGHT
FIT, TO PASS THE FOLLOWING RESOLUTION AS AN
ORDINARY RESOLUTION: "RESOLVED THAT
PURSUANT TO THE PROVISIONS OF SECTIONS 139,
141 AND 142 AND OTHER APPLICABLE PROVISIONS
OF THE COMPANIES ACT, 2013, READ WITH
COMPANIES (AUDIT AND AUDITORS) RULES, 2014,
AND APPLICABLE PROVISIONS OF THE BANKING
REGULATION ACT, 1949, AND THE APPROVAL OF
THE RESERVE BANK OF INDIA, M/S HARIBHAKTI &
CO. LLP (FIRM REGN. NUMBER 103523W /
W100048) BE AND ARE HEREBY APPOINTED AS
STATUTORY AUDITORS OF THE BANK FOR THE
PERIOD COMMENCING FROM THE CONCLUSION OF
THIS ANNUAL GENERAL MEETING UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE BANK ON REMUNERATION OF INR
210 LAKHS (RUPEES TWO HUNDRED TEN LAKHS
ONLY) PLUS GOODS AND SERVICES TAX AND SUCH
OTHER TAXES AS MAY BE APPLICABLE, AND
REIMBURSEMENT OF OUT-OF-POCKET EXPENSES IN
CONNECTION WITH THE AUDIT OF THE BANK AND
ALL ITS BRANCHES AND ISSUING THEIR REPORT
ON THE FINANCIAL STATEMENTS OF THE BANK
INCLUDING ON INTERNAL FINANCIAL CONTROLS
AND ADDITIONAL CERTIFICATION AS REQUIRED BY
THE RESERVE BANK OF INDIA, AND ISSUING
REVIEW REPORTS REQUIRED UNDER THE
SECURITIES AND EXCHANGE BOARD OF INDIA
(LISTING OBLIGATION AND DISCLOSURE
REQUIREMENTS) REGULATIONS, 2015, AS AMENDED
FROM TIME TO TIME"
4 APPOINTMENT OF MR. ARUN TIWARI (DIN: Mgmt For For
05345547) AS PART-TIME NON-EXECUTIVE
CHAIRMAN
5 APPOINTMENT OF MR. SUMANT KATHPALIA (DIN: Mgmt For For
01054434) AS MANAGING DIRECTOR & CEO
6 APPOINTMENT OF MR. SANJAY KHATAU ASHER Mgmt Against Against
(DIN: 00008221) AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
7 APPOINTMENT OF MRS. BHAVNA GAUTAM DOSHI Mgmt For For
(DIN: 00400508) AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
8 RE-APPOINTMENT OF MR. SHANKER ANNASWAMY Mgmt For For
(DIN: 00449634) AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
9 RE-APPOINTMENT OF DR. T. T. RAM MOHAN (DIN: Mgmt For For
00008651) AS NON-EXECUTIVE INDEPENDENT
DIRECTOR
10 ISSUE OF LONG-TERM BONDS / NON-CONVERTIBLE Mgmt For For
DEBENTURES ON PRIVATE PLACEMENT BASIS
11 MODIFICATIONS IN THE EMPLOYEE STOCK OPTION Mgmt Against Against
SCHEME 2007 (ESOS 2007)
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD Agenda Number: 713180002
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1009/2020100900534.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1009/2020100900615.pdf
1 PROPOSAL ON THE 2021-2023 CAPITAL PLANNING Mgmt For For
OF ICBC
2 PROPOSAL ON THE ISSUANCE OF UNDATED Mgmt For For
ADDITIONAL TIER 1 CAPITAL BONDS
3 PROPOSAL ON THE PAYMENT PLAN OF Mgmt For For
REMUNERATION TO DIRECTORS FOR 2019
4 PROPOSAL ON THE PAYMENT PLAN OF Mgmt For For
REMUNERATION TO SUPERVISORS FOR 2019
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD Agenda Number: 714064639
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: AGM
Meeting Date: 21-Jun-2021
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0506/2021050601618.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0506/2021050601680.pdf,
1 PROPOSAL ON THE 2020 WORK REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF ICBC
2 PROPOSAL ON THE 2020 WORK REPORT OF THE Mgmt For For
BOARD OF SUPERVISORS OF ICBC
3 PROPOSAL ON THE 2020 AUDITED ACCOUNTS Mgmt For For
4 PROPOSAL ON THE 2020 PROFIT DISTRIBUTION Mgmt For For
PLAN
5 PROPOSAL ON THE FIXED ASSET INVESTMENT Mgmt For For
BUDGET FOR 2021
6 APPROVE DELOITTE TOUCHE TOHMATSU CERTIFIED Mgmt For For
PUBLIC ACCOUNTANTS LLP AS DOMESTIC EXTERNAL
AUDITORS AND DELOITTE TOUCHE TOHMATSU AS
INTERNATIONAL EXTERNAL AUDITOR
7 PROPOSAL ON THE APPLICATION FOR Mgmt For For
AUTHORIZATION LIMIT FOR SPECIAL DONATIONS
FOR POVERTY ALLEVIATION
8 PROPOSAL ON THE ELECTION OF MS. CHEN YIFANG Mgmt For For
AS NON-EXECUTIVE DIRECTOR OF ICBC
9 PROPOSAL ON ISSUING ELIGIBLE TIER 2 CAPITAL Mgmt For For
INSTRUMENTS
10 PROPOSAL ON THE EXTENDING THE VALIDITY Mgmt Against Against
PERIOD OF THE AUTHORIZATION TO OFFSHORE
ISSUANCE OF UNDATED CAPITAL BONDS
11 PROPOSAL ON THE MATERIALS DONATION FOR Mgmt For For
EPIDEMIC PREVENTION AND CONTROL IN 2020
CMMT 10 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
18 JUNE 2021 TO 21 MAY 2021 AND
MODIFICATION TEXT OF RESOLUTION 6 AND
MODIFICATION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INFOSYS LIMITED Agenda Number: 935454936
--------------------------------------------------------------------------------------------------------------------------
Security: 456788108
Meeting Type: Annual
Meeting Date: 19-Jun-2021
Ticker: INFY
ISIN: US4567881085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Adoption of financial statements Mgmt For
O2 Declaration of dividend Mgmt For
O3 Appointment of U.B. Pravin Rao as a Mgmt For
director liable to retire by rotation
S4 Approval for the buyback of equity shares Mgmt For
of the Company
S5 Reappointment of Michael Gibbs as an Mgmt For
independent director
S6 Appointment of Bobby Parikh as an Mgmt For
independent director
S7 Appointment of Chitra Nayak as an Mgmt For
independent director
S8 Approval for changing the terms of Mgmt For
remuneration of U.B. Pravin Rao, Chief
Operating Officer and Whole-time Director
--------------------------------------------------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO LTD Agenda Number: 713096611
--------------------------------------------------------------------------------------------------------------------------
Security: Y408DG116
Meeting Type: EGM
Meeting Date: 25-Sep-2020
Ticker:
ISIN: CNE000000JP5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 LONG-TERM SERVICE PLAN (DRAFT) AND ITS Mgmt For For
SUMMARY
2 MANAGEMENT RULES FOR THE LONG-TERM SERVICE Mgmt For For
PLAN (DRAFT)
3 REPURCHASE AND CANCELLATION OF SOME 2019 Mgmt For For
RESTRICTED STOCKS
4 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
OF THE COMPANY IN RESPECT TO THE REGISTERED
CAPITAL AND TOTAL SHARE CAPITAL
--------------------------------------------------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO LTD Agenda Number: 714022491
--------------------------------------------------------------------------------------------------------------------------
Security: Y408DG116
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: CNE000000JP5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
2 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
3 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
4 2021 BUSINESS POLICIES AND INVESTMENT PLAN Mgmt For For
5 2020 ANNUAL ACCOUNTS AND 2021 FINANCIAL Mgmt For For
BUDGET PLAN
6 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY8.20000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
7 2020 WORK REPORT OF INDEPENDENT DIRECTORS Mgmt For For
8 AUTHORIZATION TO A WHOLLY-OWNED SUBSIDIARY Mgmt For For
TO PROVIDE GUARANTEE FOR THE INDUSTRIAL
UPSTREAM AND DOWNSTREAM PARTNERS IN 2021
9 REGISTRATION AND ISSUANCE OF SUPER AND Mgmt For For
SHORT-TERM COMMERCIAL PAPERS
10 PROVISION OF GUARANTEE FOR WHOLLY-OWNED Mgmt For For
SUBSIDIARIES
11 PROVISION OF GUARANTEE FOR A COMPANY Mgmt For For
12 REPURCHASE AND CANCELLATION OF SOME Mgmt For For
RESTRICTED STOCKS IN 2019
13 AMENDMENTS TO THE ARTICLES OF ASSOCIATIONS Mgmt For For
14 SYSTEM FOR INDEPENDENT DIRECTORS Mgmt For For
15 CONNECTED TRANSACTIONS MANAGEMENT SYSTEM Mgmt For For
16 REAPPOINTMENT OF AUDIT FIRM Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO LTD Agenda Number: 714340661
--------------------------------------------------------------------------------------------------------------------------
Security: Y408DG116
Meeting Type: EGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: CNE000000JP5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE COMPANY'S ELIGIBILITY FOR NON-PUBLIC Mgmt Against Against
A-SHARE OFFERING
2.1 PLAN FOR 2021 NON-PUBLIC A-SHARE OFFERING: Mgmt Against Against
STOCK TYPE AND PAR VALUE
2.2 PLAN FOR 2021 NON-PUBLIC A-SHARE OFFERING: Mgmt Against Against
ISSUING METHOD AND DATE
2.3 PLAN FOR 2021 NON-PUBLIC A-SHARE OFFERING: Mgmt Against Against
PRICING BASE DATE, PRICING PRINCIPLES AND
ISSUE PRICE
2.4 PLAN FOR 2021 NON-PUBLIC A-SHARE Mgmt Against Against
OFFERING:ISSUING VOLUME
2.5 PLAN FOR 2021 NON-PUBLIC A-SHARE OFFERING: Mgmt Against Against
ISSUING TARGETS AND SUBSCRIPTION METHOD
2.6 PLAN FOR 2021 NON-PUBLIC A-SHARE OFFERING: Mgmt Against Against
AMOUNT AND PURPOSE OF THE RAISED FUNDS
2.7 PLAN FOR 2021 NON-PUBLIC A-SHARE OFFERING: Mgmt Against Against
LOCKUP PERIOD ARRANGEMENT
2.8 PLAN FOR 2021 NON-PUBLIC A-SHARE OFFERING: Mgmt Against Against
LISTING PLACE
2.9 PLAN FOR 2021 NON-PUBLIC A-SHARE OFFERING: Mgmt Against Against
ARRANGEMENT FOR THE ACCUMULATED RETAINED
PROFITS BEFORE THE NON-PUBLIC OFFERING
2.10 PLAN FOR 2021 NON-PUBLIC A-SHARE OFFERING: Mgmt Against Against
THE VALID PERIOD OF THE RESOLUTION ON THIS
OFFERING
3 PREPLAN FOR 2021 NON-PUBLIC A-SHARE Mgmt Against Against
OFFERING
4 FEASIBILITY ANALYSIS REPORT ON THE USE OF Mgmt Against Against
FUNDS TO BE RAISED FROM THE 2021 NON-PUBLIC
A-SHARE OFFERING
5 NO NEED TO PREPARE A REPORT ON USE OF Mgmt Against Against
PREVIOUSLY RAISED FUNDS
6 DILUTED IMMEDIATE RETURN AFTER 2021 Mgmt Against Against
NON-PUBLIC A-SHARE OFFERING AND FILLING
MEASURES, AND COMMITMENTS OF RELEVANT
PARTIES
7 SHAREHOLDER RETURN PLAN FOR THE NEXT THREE Mgmt For For
YEARS FROM 2021 TO 2023
8 FULL AUTHORIZATION TO THE BOARD TO HANDLE Mgmt Against Against
MATTERS REGARDING THE NON-PUBLIC A-SHARE
OFFERING
9 AMENDMENTS TO THE BUSINESS SCOPE AND THE Mgmt For For
ARTICLES OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
INNOVENT BIOLOGICS, INC. Agenda Number: 714042481
--------------------------------------------------------------------------------------------------------------------------
Security: G4818G101
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: KYG4818G1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0430/2021043001782.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0430/2021043001746.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND RECEIVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF DIRECTORS AND
THE AUDITOR OF THE COMPANY FOR THE YEAR
ENDED DECEMBER 31, 2020
2.I TO RE-ELECT MR. SHUYUN CHEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.II TO RE-ELECT DR. KAIXIAN CHEN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE "BOARD") TO FIX THE
REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU Mgmt For For
CERTIFIED PUBLIC ACCOUNTANTS LLP AS AUDITOR
OF THE COMPANY AND AUTHORISE THE BOARD TO
FIX THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ALLOW, ISSUE AND DEAL WITH
ADDITIONAL SHARES OF THE COMPANY BY ADDING
THERETO THE TOTAL NUMBER OF THE SHARES TO
BE BOUGHT BACK BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
INNOVENT BIOLOGICS, INC. Agenda Number: 714301164
--------------------------------------------------------------------------------------------------------------------------
Security: G4818G101
Meeting Type: EGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: KYG4818G1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0607/2021060700264.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0607/2021060700272.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1.A TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against
GRANT OF RESTRICTED SHARES TO DR. DE-CHAO
MICHAEL YU ("DR. YU") IN ACCORDANCE WITH
THE TERMS OF THE RESTRICTED SHARE PLAN
ADOPTED BY THE COMPANY ON JUNE 12, 2020
(THE "2020 RS PLAN"), SUBJECT TO ALL
APPLICABLE LAWS, RULES, REGULATIONS AND THE
APPLICABLE AWARD AGREEMENT (THE "PROPOSED
GRANT TO DR. YU")
1.B TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against
DIRECTORS OF THE COMPANY, WITH THE
EXCEPTION OF DR. YU, TO EXERCISE THE POWERS
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH THE ORDINARY SHARES OF THE COMPANY
(THE "SHARES") PURSUANT TO THE PROPOSED
GRANT TO DR. YU UNDER THE SPECIFIC MANDATE
GRANTED TO THE DIRECTORS BY THE
SHAREHOLDERS OF THE COMPANY (THE
"SHAREHOLDERS") AT THE EXTRAORDINARY
GENERAL MEETING OF THE COMPANY HELD ON JUNE
20, 2020 IN ACCORDANCE WITH THE TERMS OF
THE 2020 RS PLAN (THE "2020 RS PLAN
SPECIFIC MANDATE"), SUCH THAT THE
RESTRICTED SHARES SHALL RANK PARI PASSU IN
ALL RESPECTS AMONG THEMSELVES AND WITH THE
EXISTING SHARES IN ISSUE AT THE DATE OF THE
ALLOTMENT AND ISSUANCE OF THE RESTRICTED
SHARES, AND THAT HE/SHE/THEY BE AND IS/ARE
HEREBY AUTHORIZED TO TAKE SUCH ACTIONS, DO
SUCH THINGS, WHICH IN THEIR OPINION MAY BE
NECESSARY, DESIRABLE OR EXPEDIENT FOR THE
PURPOSE OF GIVING EFFECT TO AND/OR TO
IMPLEMENT THE TRANSACTIONS CONTEMPLATED IN
1(A) ABOVE
2.A TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against
GRANT OF RESTRICTED SHARES TO MR. RONALD
HAO XI EDE ("MR. EDE") IN ACCORDANCE WITH
THE TERMS OF 2020 RS PLAN, SUBJECT TO ALL
APPLICABLE LAWS, RULES, REGULATIONS AND THE
APPLICABLE AWARD AGREEMENT (THE "PROPOSED
GRANT TO MR. EDE")
2.B TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against
DIRECTORS OF THE COMPANY, WITH THE
EXCEPTION OF MR. EDE, TO EXERCISE THE
POWERS OF THE COMPANY TO ALLOT, ISSUE AND
DEAL WITH THE SHARES PURSUANT TO THE
PROPOSED GRANT TO MR. EDE UNDER THE 2020 RS
PLAN SPECIFIC MANDATE, SUCH THAT THE
RESTRICTED SHARES SHALL RANK PARI PASSU IN
ALL RESPECTS AMONG THEMSELVES AND WITH THE
EXISTING SHARES IN ISSUE AT THE DATE OF THE
ALLOTMENT AND ISSUANCE OF THE RESTRICTED
SHARES, AND THAT HE/SHE/THEY BE AND IS/ARE
HEREBY AUTHORIZED TO TAKE SUCH ACTIONS, DO
SUCH THINGS, WHICH IN THEIR OPINION MAY BE
NECESSARY, DESIRABLE OR EXPEDIENT FOR THE
PURPOSE OF GIVING EFFECT TO AND/OR TO
IMPLEMENT THE TRANSACTIONS CONTEMPLATED IN
2(A) ABOVE
3.A TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against
GRANT OF RESTRICTED SHARES TO DR. CHARLES
LELAND COONEY ("DR. COONEY") IN ACCORDANCE
WITH THE TERMS OF 2020 RS PLAN, SUBJECT TO
ALL APPLICABLE LAWS, RULES, REGULATIONS AND
THE APPLICABLE AWARD AGREEMENT (THE
"PROPOSED GRANT TO DR. COONEY")
3.B TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against
DIRECTORS OF THE COMPANY, WITH THE
EXCEPTION OF DR. COONEY, TO EXERCISE THE
POWERS OF THE COMPANY TO ALLOT, ISSUE AND
DEAL WITH THE SHARES PURSUANT TO THE
PROPOSED GRANT TO DR. COONEY UNDER THE 2020
RS PLAN SPECIFIC MANDATE, SUCH THAT THE
RESTRICTED SHARES SHALL RANK PARI PASSU IN
ALL RESPECTS AMONG THEMSELVES AND WITH THE
EXISTING SHARES IN ISSUE AT THE DATE OF THE
ALLOTMENT AND ISSUANCE OF THE RESTRICTED
SHARES, AND THAT HE/SHE/THEY BE AND IS/ARE
HEREBY AUTHORIZED TO TAKE SUCH ACTIONS, DO
SUCH THINGS, WHICH IN THEIR OPINION MAY BE
NECESSARY, DESIRABLE OR EXPEDIENT FOR THE
PURPOSE OF GIVING EFFECT TO AND/OR TO
IMPLEMENT THE TRANSACTIONS CONTEMPLATED IN
3(A)
4.A TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against
GRANT OF RESTRICTED SHARES TO MS. JOYCE
I-YIN HSU ("MS. HSU") IN ACCORDANCE WITH
THE TERMS OF 2020 RS PLAN, SUBJECT TO ALL
APPLICABLE LAWS, RULES, REGULATIONS AND THE
APPLICABLE AWARD AGREEMENT (THE "PROPOSED
GRANT TO MS. HSU")
4.B TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against
DIRECTORS OF THE COMPANY, WITH THE
EXCEPTION OF MS. HSU, TO EXERCISE THE
POWERS OF THE COMPANY TO ALLOT, ISSUE AND
DEAL WITH THE SHARES PURSUANT TO THE
PROPOSED GRANT TO MS. HSU UNDER THE 2020 RS
PLAN SPECIFIC MANDATE, SUCH THAT THE
RESTRICTED SHARES SHALL RANK PARI PASSU IN
ALL RESPECTS AMONG THEMSELVES AND WITH THE
EXISTING SHARES IN ISSUE AT THE DATE OF THE
ALLOTMENT AND ISSUANCE OF THE RESTRICTED
SHARES, AND THAT HE/SHE/THEY BE AND IS/ARE
HEREBY AUTHORIZED TO TAKE SUCH ACTIONS, DO
SUCH THINGS, WHICH IN THEIR OPINION MAY BE
NECESSARY, DESIRABLE OR EXPEDIENT FOR THE
PURPOSE OF GIVING EFFECT TO AND/OR TO
IMPLEMENT THE TRANSACTIONS CONTEMPLATED IN
4(A) ABOVE
5.A TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against
GRANT OF RESTRICTED SHARES TO DR. KAIXIAN
CHEN ("DR. CHEN") IN ACCORDANCE WITH THE
TERMS OF 2020 RS PLAN, SUBJECT TO ALL
APPLICABLE LAWS, RULES, REGULATIONS AND THE
APPLICABLE AWARD AGREEMENT (THE "PROPOSED
GRANT TO DR. CHEN")
5.B TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against
DIRECTORS OF THE COMPANY, WITH THE
EXCEPTION OF DR. CHEN, TO EXERCISE THE
POWERS OF THE COMPANY TO ALLOT, ISSUE AND
DEAL WITH THE SHARES PURSUANT TO THE
PROPOSED GRANT TO DR. CHEN UNDER THE 2020
RS PLAN SPECIFIC MANDATE, SUCH THAT THE
RESTRICTED SHARES SHALL RANK PARI PASSU IN
ALL RESPECTS AMONG THEMSELVES AND WITH THE
EXISTING SHARES IN ISSUE AT THE DATE OF THE
ALLOTMENT AND ISSUANCE OF THE RESTRICTED
SHARES, AND THAT AND THAT HE/SHE/THEY BE
AND IS/ARE HEREBY AUTHORIZED TO TAKE SUCH
ACTIONS, DO SUCH THINGS, WHICH IN THEIR
OPINION MAY BE NECESSARY, DESIRABLE OR
EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT
TO AND/OR TO IMPLEMENT THE TRANSACTIONS
CONTEMPLATED IN 5(A) ABOVE
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL CONTAINER TERMINAL SERVICES INC Agenda Number: 713609280
--------------------------------------------------------------------------------------------------------------------------
Security: Y41157101
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: PHY411571011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CALL TO ORDER Mgmt Abstain Against
2 DETERMINATION OF EXISTENCE OF QUORUM Mgmt Abstain Against
3 APPROVAL OF THE MINUTES OF THE ANNUAL Mgmt For For
STOCKHOLDERS MEETING HELD ON JUNE 18, 2020
4 CHAIRMAN'S REPORT Mgmt For For
5 APPROVAL OF THE CHAIRMAN'S REPORT AND THE Mgmt For For
2020 AUDITED FINANCIAL STATEMENTS
6 APPROVAL/RATIFICATION OF ACTS, CONTRACTS, Mgmt For For
INVESTMENTS AND RESOLUTIONS OF THE BOARD OF
DIRECTORS AND MANAGEMENT SINCE THE LAST
ANNUAL STOCKHOLDERS MEETING
7 ELECTION OF DIRECTOR: ENRIQUE K. RAZON, JR Mgmt For For
8 ELECTION OF DIRECTOR: CESAR A. BUENAVENTURA Mgmt For For
(INDEPENDENT DIRECTOR)
9 ELECTION OF DIRECTOR: CARLOS C. EJERCITO Mgmt For For
(INDEPENDENT DIRECTOR)
10 ELECTION OF DIRECTOR: JOSEPH R. HIGDON Mgmt Abstain Against
11 ELECTION OF DIRECTOR: JOSE C. IBAZETA Mgmt Abstain Against
12 ELECTION OF DIRECTOR: STEPHEN A. PARADIES Mgmt Abstain Against
13 ELECTION OF DIRECTOR: ANDRES SORIANO III Mgmt Abstain Against
14 APPOINTMENT OF EXTERNAL AUDITOR: SGV AND CO Mgmt For For
15 OTHER MATTERS Mgmt Abstain For
16 ADJOURNMENT Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
ITAU UNIBANCO HOLDING SA Agenda Number: 713743688
--------------------------------------------------------------------------------------------------------------------------
Security: P5968U113
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: BRITUBACNPR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEM 10, 11 AND 13 ONLY. THANK
YOU
10 PREFERRED STOCKHOLDERS WITH NO OR Mgmt For For
RESTRICTED VOTING RIGHTS REQUESTING A
SEPARATE ELECTION OF A MEMBER TO THE BOARD
OF DIRECTORS. DO YOU WISH TO REQUEST THE
SEPARATE ELECTION OF A MEMBER OF THE BOARD
OF DIRECTORS, UNDER THE TERMS OF ARTICLE
141, 4, I OF LAW 6,404 OF 1976. SHAREHOLDER
CAN ONLY FILL OUT THIS FIELD IF HE HAS BEEN
THE OWNER, WITHOUT INTERRUPTION, OF THE
SHARES WITH WHICH HE OR SHE IS VOTING
DURING THE THREE MONTHS IMMEDIATELY PRIOR
TO THE HOLDING OF THE GENERAL MEETING
11 PREFERRED STOCKHOLDERS WITH NO OR Mgmt For For
RESTRICTED VOTING RIGHTS REQUESTING A
SEPARATE ELECTION OF A MEMBER TO THE BOARD
OF DIRECTORS. IN THE EVENT IT IS FOUND THAT
NEITHER THE OWNERS OF SHARES WITH VOTING
RIGHTS NOR THE OWNERS OF PREFERRED SHARES
WITHOUT VOTING RIGHTS OR WITH RESTRICTED
VOTING RIGHTS MAKE UP, RESPECTIVELY, THE
QUORUM THAT IS REQUIRED BY ARTICLE 141, I
AND II, 4 OF LAW 6,404 OF 1976, DO YOU WANT
YOUR VOTE TO BE GROUPED WITH THE VOTES OF
THE PREFERRED SHARES IN ORDER TO ELECT, TO
THE BOARD OF DIRECTORS, THE CANDIDATE WITH
THE HIGHEST NUMBER OF VOTES AMONG ALL OF
THOSE WHO, BEING LISTED ON THIS PROXY CARD,
RAN FOR SEPARATE ELECTION
13 ELECTION OF THE FISCAL COUNCIL SEPARATELY, Mgmt For For
PREFERRED. SEPARATE ELECTION OF A MEMBER OF
THE COUNCIL FISCAL BY SHAREHOLDERS WHO HOLD
PREFERRED SHARES WITHOUT VOTING RIGHTS OR
WITH RESTRICTED VOTING RIGHTS. ARTEMIO
BERTHOLINI. RENE GUIMARAES ANDRICH
--------------------------------------------------------------------------------------------------------------------------
ITAUSA SA Agenda Number: 713900341
--------------------------------------------------------------------------------------------------------------------------
Security: P5887P427
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: BRITSAACNPR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 547577 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEM 10.2, 10.5, 10.6, 11, 14,
15 AND 19 ONLY. THANK YOU
10.2 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. ROBERTO EGYDIO SETUBAL
EFFECTIVE. RICARDO EGYDIO SETUBAL
SUBSTITUTE
10.5 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. HENRI PENCHAS EFFECTIVE
10.6 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. FERNANDO MARQUES
OLIVEIRA INDEPENDENT EFFECTIVE
11 DO YOU WISH TO REQUEST THE ADOPTION OF A Mgmt For For
SEPARATE VOTE FOR THE ELECTION OF THE BOARD
OF DIRECTORS
14 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt Abstain Against
DIRECTORS BY SHAREHOLDERS HOLDING SHARE
PREFERRED SHARES WITHOUT VOTING RIGHTS OR
RESTRICTED VOTING RIGHTS. THE SHAREHOLDER
CAN ONLY FILL THIS FIELD IF HE IS THE
UNINTERRUPTED HOLDER OF THE SHARES WITH
WHICH HE VOTES DURING THE 3 MONTHS
IMMEDIATELY PRIOR TO THE GENERAL MEETING.
NAME. PRINCIPAL NAME. SUBSTITUTE
15 IF IT TURNS OUT THAT NEITHER THE HOLDERS OF Mgmt For For
VOTING SHARES NOR THE HOLDERS OF PREFERRED
SHARES WITHOUT VOTING RIGHTS OR RESTRICTED
VOTING RIGHTS, RESPECTIVELY, MADE UP THE
QUORUM REQUIRED IN ITEMS I AND II OF
PARAGRAPH 4 OF ARTICLE 141 OF LAW N6.404 OF
1976, YOU WANT YOUR VOTE BE ADDED TO THE
VOTES OF THE VOTING SHARES IN ORDER TO
ELECT TO THE BOARD OF DIRECTORS
ADMINISTRATION THE CANDIDATE WITH THE
HIGHEST NUMBER OF VOTES AMONG ALL THOSE
WHO, OF THIS REMOTE BALLOT PAPER, RUN FOR
ELECTION SEPARATELY
19 SEPARATE ELECTION OF A MEMBER OF THE FISCAL Mgmt For For
COUNCIL BY SHAREHOLDERS WHO HOLD PREFERRED
SHARES WITHOUT VOTING RIGHTS OR WITH
RESTRICTED VOTING RIGHTS. ISAAC BERENSZTEJN
EFFECTIVE. PATRICIA VALENTE STIERLI
SUBSTITUTE
CMMT 14 APR 2021: PLEASE NOTE THAT VOTES 'IN Non-Voting
FAVOR' AND 'AGAINST' IN THE SAME AGENDA
ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR
AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN
ARE ALLOWED. THANK YOU
CMMT 14 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES TO MID
556704, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ITC LTD Agenda Number: 713002068
--------------------------------------------------------------------------------------------------------------------------
Security: Y4211T171
Meeting Type: AGM
Meeting Date: 04-Sep-2020
Ticker:
ISIN: INE154A01025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND ADOPT THE FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY FOR THE FINANCIAL
YEAR ENDED 31ST MARCH, 2020, THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
SAID FINANCIAL YEAR AND THE REPORTS OF THE
BOARD OF DIRECTORS AND THE AUDITORS THEREON
2 TO DECLARE DIVIDEND FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31ST MARCH, 2020
3 TO APPOINT A DIRECTOR IN PLACE OF MR. NAKUL Mgmt For For
ANAND (DIN: 00022279) WHO RETIRES BY
ROTATION AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION
4 TO APPOINT A DIRECTOR IN PLACE OF MR. RAJIV Mgmt For For
TANDON (DIN: 00042227) WHO RETIRES BY
ROTATION AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION
5 RESOLVED THAT, IN ACCORDANCE WITH THE Mgmt For For
PROVISIONS OF SECTION 142 OF THE COMPANIES
ACT, 2013, THE REMUNERATION OF INR
2,95,00,000/- (RUPEES TWO CRORES AND NINETY
FIVE LAKHS ONLY) TO MESSRS. S R B C & CO
LLP, CHARTERED ACCOUNTANTS (REGISTRATION
NO. 324982E/E300003), STATUTORY AUDITORS OF
THE COMPANY, FOR CONDUCT OF AUDIT FOR THE
FINANCIAL YEAR 2020-21, PAYABLE IN ONE OR
MORE INSTALMENTS PLUS GOODS AND SERVICES
TAX AS APPLICABLE, AND REIMBURSEMENT OF
OUT-OF-POCKET EXPENSES INCURRED, BE AND IS
HEREBY APPROVED
6 RESOLVED THAT, IN ACCORDANCE WITH THE Mgmt For For
PROVISIONS OF SECTION 152 OF THE COMPANIES
ACT, 2013, MR. ATUL JERATH (DIN: 07172664)
BE AND IS HEREBY APPOINTED A DIRECTOR OF
THE COMPANY, LIABLE TO RETIRE BY ROTATION,
FOR A PERIOD OF THREE YEARS FROM THE DATE
OF THIS MEETING, OR TILL SUCH EARLIER DATE
UPON WITHDRAWAL BY THE RECOMMENDING
INSTITUTION OR TO CONFORM WITH THE POLICY
ON RETIREMENT AND AS MAY BE DETERMINED BY
THE BOARD OF DIRECTORS OF THE COMPANY AND /
OR BY ANY APPLICABLE STATUTES, RULES,
REGULATIONS OR GUIDELINES
7 RESOLVED THAT, IN ACCORDANCE WITH THE Mgmt For For
PROVISIONS OF SECTION 152 OF THE COMPANIES
ACT, 2013, MR. DAVID ROBERT SIMPSON (DIN:
07717430) BE AND IS HEREBY APPOINTED A
DIRECTOR OF THE COMPANY, LIABLE TO RETIRE
BY ROTATION, FOR A PERIOD OF FIVE YEARS
WITH EFFECT FROM 28TH JULY, 2020, OR TILL
SUCH EARLIER DATE UPON WITHDRAWAL BY THE
RECOMMENDING INSTITUTION OR TO CONFORM WITH
THE POLICY ON RETIREMENT AND AS MAY BE
DETERMINED BY THE BOARD OF DIRECTORS OF THE
COMPANY AND / OR BY ANY APPLICABLE
STATUTES, RULES, REGULATIONS OR GUIDELINES
8 RESOLVED THAT, IN ACCORDANCE WITH THE Mgmt For For
PROVISIONS OF SECTION 149 READ WITH
SCHEDULE IV OF THE COMPANIES ACT, 2013, AND
REGULATION 17 OF THE SECURITIES AND
EXCHANGE BOARD OF INDIA (LISTING
OBLIGATIONS AND DISCLOSURE REQUIREMENTS)
REGULATIONS, 2015, MS. NIRUPAMA RAO (DIN:
06954879) BE AND IS HEREBY RE-APPOINTED A
DIRECTOR AND ALSO AN INDEPENDENT DIRECTOR
OF THE COMPANY FOR A PERIOD OF FIVE YEARS
WITH EFFECT FROM 8TH APRIL, 2021, OR TILL
SUCH EARLIER DATE TO CONFORM WITH THE
POLICY ON RETIREMENT AND AS MAY BE
DETERMINED BY ANY APPLICABLE STATUTES,
RULES, REGULATIONS OR GUIDELINES
9 RESOLVED THAT, IN ACCORDANCE WITH THE Mgmt For For
PROVISIONS OF SECTIONS 196 AND 197 OF THE
COMPANIES ACT, 2013, MR. NAKUL ANAND (DIN:
00022279) BE AND IS HEREBY RE-APPOINTED A
DIRECTOR, LIABLE TO RETIRE BY ROTATION, AND
ALSO A WHOLETIME DIRECTOR OF THE COMPANY
FOR A PERIOD OF TWO YEARS WITH EFFECT FROM
3RD JANUARY, 2021, OR TILL SUCH EARLIER
DATE TO CONFORM WITH THE POLICY ON
RETIREMENT AND AS MAY BE DETERMINED BY THE
BOARD OF DIRECTORS OF THE COMPANY AND / OR
BY ANY APPLICABLE STATUTES, RULES,
REGULATIONS OR GUIDELINES, ON SUCH
REMUNERATION AS SET OUT IN THE EXPLANATORY
STATEMENT ANNEXED TO THE NOTICE CONVENING
THIS MEETING
10 RESOLVED THAT, IN ACCORDANCE WITH THE Mgmt For For
PROVISIONS OF SECTIONS 196 AND 197 OF THE
COMPANIES ACT, 2013, MR. RAJIV TANDON (DIN:
00042227) BE AND IS HEREBY RE-APPOINTED A
DIRECTOR, LIABLE TO RETIRE BY ROTATION, AND
ALSO A WHOLETIME DIRECTOR OF THE COMPANY
FOR A PERIOD OF ONE YEAR WITH EFFECT FROM
22ND JULY, 2021, OR TILL SUCH EARLIER DATE
TO CONFORM WITH THE POLICY ON RETIREMENT
AND AS MAY BE DETERMINED BY THE BOARD OF
DIRECTORS OF THE COMPANY AND / OR BY ANY
APPLICABLE STATUTES, RULES, REGULATIONS OR
GUIDELINES, ON SUCH REMUNERATION AS SET OUT
IN THE EXPLANATORY STATEMENT ANNEXED TO THE
NOTICE CONVENING THIS MEETING
11 RESOLVED THAT, IN ACCORDANCE WITH THE Mgmt For For
PROVISIONS OF SECTION 148 OF THE COMPANIES
ACT, 2013, THE REMUNERATION OF MR. P. RAJU
IYER, COST ACCOUNTANT, APPOINTED BY THE
BOARD OF DIRECTORS OF THE COMPANY AS THE
COST AUDITOR TO CONDUCT AUDIT OF COST
RECORDS MAINTAINED BY THE COMPANY IN
RESPECT OF 'WOOD PULP', 'PAPER AND
PAPERBOARD' AND 'NICOTINE GUM' PRODUCTS FOR
THE FINANCIAL YEAR 2020-21, AT INR
4,50,000/- (RUPEES FOUR LAKHS AND FIFTY
THOUSAND ONLY) PLUS GOODS AND SERVICES TAX
AS APPLICABLE, AND REIMBURSEMENT OF
OUT-OF-POCKET EXPENSES INCURRED, BE AND IS
HEREBY RATIFIED
12 RESOLVED THAT, IN ACCORDANCE WITH THE Mgmt For For
PROVISIONS OF SECTION 148 OF THE COMPANIES
ACT, 2013, THE REMUNERATION OF MESSRS. S.
MAHADEVAN & CO., COST ACCOUNTANTS,
APPOINTED BY THE BOARD OF DIRECTORS OF THE
COMPANY AS THE COST AUDITORS TO CONDUCT
AUDIT OF COST RECORDS MAINTAINED IN RESPECT
OF ALL APPLICABLE PRODUCTS OF THE COMPANY,
OTHER THAN 'WOOD PULP', 'PAPER AND
PAPERBOARD' AND 'NICOTINE GUM' PRODUCTS,
FOR THE FINANCIAL YEAR 2020-21, AT INR
5,75,000/- (RUPEES FIVE LAKHS AND SEVENTY
FIVE THOUSAND ONLY) PLUS GOODS AND SERVICES
TAX AS APPLICABLE, AND REIMBURSEMENT OF
OUT-OF-POCKET EXPENSES INCURRED, BE AND IS
HEREBY RATIFIED
--------------------------------------------------------------------------------------------------------------------------
ITC LTD Agenda Number: 713361828
--------------------------------------------------------------------------------------------------------------------------
Security: Y4211T171
Meeting Type: OTH
Meeting Date: 19-Dec-2020
Ticker:
ISIN: INE154A01025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 TO CONSIDER AND, IF THOUGHT FIT, TO PASS Mgmt For For
THE FOLLOWING RESOLUTION AS A SPECIAL
RESOLUTION:- "RESOLVED THAT, IN ACCORDANCE
WITH THE PROVISIONS OF SECTION 14 OF THE
COMPANIES ACT, 2013, THE NEW ARTICLES OF
ASSOCIATION OF THE COMPANY, A COPY OF WHICH
AVAILABLE FOR INSPECTION BY THE MEMBERS, BE
AND IS HEREBY ADOPTED IN SUBSTITUTION AND
IS SUPERSESSION OF THE EXISTING ARTICLES OF
ASSOCIATION OF THE COMPANY. RESOLVED
FURTHER THAT THE BOARD OF DIRECTORS OF THE
COMPANY BE AND IS HEREBY AUTHORISED TO
PERFORM AND EXECUTE ALL SUCH ACTS, DEEDS,
MATTERS AND THINGS, AS MAY BE DEEMED
NECESSARY, PROPER OR EXPEDIENT TO GIVE
EFFECT TO THIS RESOLUTION AND FOR THE
MATTERS CONNECTED THEREWITH OR INCIDENTAL
THERETO."
--------------------------------------------------------------------------------------------------------------------------
JD.COM INC Agenda Number: 714214474
--------------------------------------------------------------------------------------------------------------------------
Security: G8208B101
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: KYG8208B1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0521/2021052101216.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0521/2021052101228.pdf
1 THAT SUBJECT TO THE DUAL FOREIGN NAME "AS Mgmt For For
SPECIFIED" BEING ENTERED IN THE REGISTER OF
COMPANIES BY THE REGISTRAR OF COMPANIES IN
THE CAYMAN ISLANDS, THE CHINESE NAME "AS
SPECIFIED" BE ADOPTED AS THE DUAL FOREIGN
NAME OF THE COMPANY
2 THAT THE COMPANY'S AMENDED AND RESTATED Mgmt For For
MEMORANDUM OF ASSOCIATION AND ARTICLES OF
ASSOCIATION (THE "CURRENT M&AA") BE AMENDED
AND RESTATED BY THEIR DELETION IN THEIR
ENTIRETY AND BY THE SUBSTITUTION IN THEIR
PLACE OF THE SECOND AMENDED AND RESTATED
MEMORANDUM OF ASSOCIATION AND ARTICLES OF
ASSOCIATION IN THE FORM AS ATTACHED HERETO
AS EXHIBIT B (THE "AMENDED M&AA")
--------------------------------------------------------------------------------------------------------------------------
JIANGSU HENGRUI MEDICINE CO LTD Agenda Number: 713000886
--------------------------------------------------------------------------------------------------------------------------
Security: Y4446S105
Meeting Type: EGM
Meeting Date: 18-Aug-2020
Ticker:
ISIN: CNE0000014W7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 RESTRICTED STOCK INCENTIVE PLAN Mgmt For For
(DRAFT) AND ITS SUMMARY
2 APPRAISAL MANAGEMENT MEASURES FOR THE 2020 Mgmt For For
RESTRICTED STOCK INCENTIVE PLAN
3 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS REGARDING THE RESTRICTED STOCK
INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
JIANGSU HENGRUI MEDICINE CO LTD Agenda Number: 713957162
--------------------------------------------------------------------------------------------------------------------------
Security: Y4446S105
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: CNE0000014W7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
3 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
4 2020 ANNUAL ACCOUNTS Mgmt For For
5 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY2.00000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):2.000000 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
6 REAPPOINTMENT OF 2021 FINANCIAL AND Mgmt For For
INTERNAL CONTROL AUDIT FIRM AND
DETERMINATION OF THE AUDIT FEES
7 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
8 REPURCHASE AND CANCELLATION OF SOME GRANTED Mgmt For For
STOCKS UNDER THE EQUITY INCENTIVE PLAN
9 NOMINATION OF INDEPENDENT DIRECTORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JIANGSU HENGSHUN VINEGAR INDUSTRY CO LTD Agenda Number: 713977544
--------------------------------------------------------------------------------------------------------------------------
Security: Y4446Y102
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: CNE000001725
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
4 2020 ANNUAL ACCOUNTS Mgmt For For
5 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY1.57000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
6 2020 WORK REPORT OF INDEPENDENT DIRECTORS Mgmt For For
7 2020 CONTINUING CONNECTED TRANSACTIONS AND Mgmt For For
2021 ESTIMATED CONTINUING CONNECTED
TRANSACTIONS
8 REAPPOINTMENT OF 2021 AUDIT FIRM Mgmt For For
9 2021 ENTRUSTED WEALTH MANAGEMENT WITH IDLE Mgmt For For
PROPRIETARY FUNDS
10 AMENDMENTS TO THE CONNECTED TRANSACTIONS Mgmt For For
SYSTEM
11 AMENDMENTS TO THE COMPANY'S BUSINESS SCOPE Mgmt For For
12 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
13 2021 ESTIMATED ADDITIONAL CONTINUING Mgmt For For
CONNECTED TRANSACTIONS
14.1 ELECTION OF DIRECTOR:HANG ZHUHONG Mgmt For For
14.2 ELECTION OF DIRECTOR:YIN JUN Mgmt For For
14.3 ELECTION OF DIRECTOR:LI GUOQUAN Mgmt For For
14.4 ELECTION OF DIRECTOR:WANG ZHAOXIANG Mgmt For For
14.5 ELECTION OF DIRECTOR:DONG MAOYUN Mgmt For For
14.6 ELECTION OF DIRECTOR:YIN ZHENGGUO Mgmt For For
15.1 ELECTION OF INDEPENDENT DIRECTOR:XU Mgmt For For
JINGCHANG
15.2 ELECTION OF INDEPENDENT DIRECTOR:MAO JIAN Mgmt For For
15.3 ELECTION OF INDEPENDENT DIRECTOR:SHI LIPING Mgmt For For
16.1 ELECTION OF SUPERVISOR:CHEN YUE'E Mgmt For For
16.2 ELECTION OF SUPERVISOR:GU QIRONG Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JOINTOWN PHARMACEUTICAL GROUP CO LTD Agenda Number: 712890866
--------------------------------------------------------------------------------------------------------------------------
Security: Y444BD102
Meeting Type: EGM
Meeting Date: 10-Jul-2020
Ticker:
ISIN: CNE100000W45
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 EMPLOYEE STOCK OWNERSHIP PLAN (DRAFT) AND Mgmt Against Against
ITS SUMMARY
2 MANAGEMENT MEASURES FOR THE EMPLOYEE STOCK Mgmt Against Against
OWNERSHIP PLAN
3 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt Against Against
MATTERS REGARDING THE EMPLOYEE STOCK
OWNERSHIP PLAN
4 ADDITIONAL COMPREHENSIVE CREDIT LINE Mgmt For For
APPLIED FOR BY SUBORDINATE COMPANIES TO
BANKS AND OTHER INSTITUTIONS IN 2020
5 PROVISION OF GUARANTEE FOR THE ADDITIONAL Mgmt Against Against
COMPREHENSIVE CREDIT LINE APPLIED FOR BY
SUBORDINATE COMPANIES TO BANKS AND OTHER
INSTITUTIONS IN 2020
--------------------------------------------------------------------------------------------------------------------------
JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO Agenda Number: 713039483
--------------------------------------------------------------------------------------------------------------------------
Security: Y9889J108
Meeting Type: EGM
Meeting Date: 08-Sep-2020
Ticker:
ISIN: CNE000000HK0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE COMPANY TO REAPPOINT THE ACCOUNTING Mgmt For For
FIRM
2 MANAGEMENT POLICY FOR RELATED PARTY Mgmt For For
TRANSACTIONS (AMENDMENTS)
3 RULES OF PROCEDURE FOR THE BOARD OF Mgmt For For
DIRECTORS (AMENDMENTS)
4 WORKING POLICY FOR INDEPENDENT DIRECTORS Mgmt For For
(AMENDMENTS)
--------------------------------------------------------------------------------------------------------------------------
JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO Agenda Number: 713816607
--------------------------------------------------------------------------------------------------------------------------
Security: Y9889J108
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: CNE000000HK0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 536546 DUE TO RECEIVED UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN IS AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX INCLUDED):
CNY6.80000000 2) BONUS ISSUE FROM PROFIT
(SHARE/10 SHARES): NONE 3) BONUS ISSUE FROM
CAPITAL RESERVE (SHARE/10 SHARES): NONE
4 REAPPOINTMENT OF AUDIT FIRM Mgmt For For
5 SHAREHOLDER RETURN PLAN FROM 2021 TO 2023 Mgmt For For
6 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
7 REPURCHASE OF SOME PUBLIC SHARES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO Agenda Number: 714021362
--------------------------------------------------------------------------------------------------------------------------
Security: Y9889J108
Meeting Type: EGM
Meeting Date: 13-May-2021
Ticker:
ISIN: CNE000000HK0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF HE HUA AS A DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO Agenda Number: 714254062
--------------------------------------------------------------------------------------------------------------------------
Security: Y9889J108
Meeting Type: EGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: CNE000000HK0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF LI GANG AS AN INDEPENDENT Mgmt For For
DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
JOYOUNG CO LTD Agenda Number: 713759554
--------------------------------------------------------------------------------------------------------------------------
Security: Y4466H104
Meeting Type: EGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: CNE100000BQ9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2021 ESTIMATED CONTINUING CONNECTED Mgmt For For
TRANSACTIONS
2 PURCHASE OF WEALTH MANAGEMENT PRODUCTS WITH Mgmt For For
IDLE PROPRIETARY FUNDS BY THE COMPANY AND
CONTROLLED SUBSIDIARIES
3 2021 STOCK OPTION INCENTIVE PLAN (DRAFT) Mgmt For For
AND ITS SUMMARY
4 APPRAISAL MANAGEMENT MEASURES FOR THE Mgmt For For
IMPLEMENTATION OF THE 2021 STOCK OPTION
INCENTIVE PLAN
5 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS REGARDING THE EQUITY INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
JOYOUNG CO LTD Agenda Number: 714036488
--------------------------------------------------------------------------------------------------------------------------
Security: Y4466H104
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: CNE100000BQ9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For
4 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
5 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY10.00000000 2) BONUS ISSUE
FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
6 REAPPOINTMENT OF 2021 AUDIT FIRM Mgmt For For
7 CONFIRMATION OF 2020 REMUNERATION FOR Mgmt For For
DIRECTORS
8 CONFIRMATION OF 2020 REMUNERATION FOR Mgmt For For
SUPERVISORS
9 REPURCHASE AND CANCELLATION OF LOCKED Mgmt For For
RESTRICTED STOCKS GRANTED TO PLAN
PARTICIPANTS WHO HAVE LEFT THE COMPANY
10 DECREASE OF THE COMPANY'S REGISTERED Mgmt For For
CAPITAL
11 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KASIKORNBANK PUBLIC COMPANY LIMITED Agenda Number: 713737572
--------------------------------------------------------------------------------------------------------------------------
Security: Y4591R118
Meeting Type: AGM
Meeting Date: 09-Apr-2021
Ticker:
ISIN: TH0016010017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 523895 DUE TO RECEIPT OF
RESOLUTION 7 AS SINGLE VOTING ITEM. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED IF VOTE DEADLINE EXTENSIONS
ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN
1 TO ACKNOWLEDGE THE BOARD OF DIRECTORS' Mgmt Abstain Against
REPORT OF YEAR 2020 OPERATIONS
2 TO CONSIDER APPROVING THE FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2020
3 TO CONSIDER APPROVING THE APPROPRIATION OF Mgmt For For
PROFIT FROM 2020OPERATING RESULTS AND
DIVIDEND PAYMENT
4.1 TO CONSIDER THE ELECTION OF DIRECTOR TO Mgmt For For
REPLACE THOSE RETIRING BY ROTATION: MS.
KOBKARN WATTANAVRANGKUL
4.2 TO CONSIDER THE ELECTION OF DIRECTOR TO Mgmt For For
REPLACE THOSE RETIRING BY ROTATION: MS.
SUJITPAN LAMSAM
4.3 TO CONSIDER THE ELECTION OF DIRECTOR TO Mgmt For For
REPLACE THOSE RETIRING BY ROTATION: MR.
PIPIT ANEAKNITHI
4.4 TO CONSIDER THE ELECTION OF DIRECTOR TO Mgmt For For
REPLACE THOSE RETIRING BY ROTATION: DR.
PIPATPONG POSHYANONDA
4.5 TO CONSIDER THE ELECTION OF DIRECTOR TO Mgmt For For
REPLACE THOSE RETIRING BY ROTATION: MR.
WIBOON KHUSAKUL
5 TO CONSIDER THE ELECTION OF A NEW DIRECTOR: Mgmt For For
MR. SUROJ LAMSAM
6 TO CONSIDER THE DESIGNATION OF NAMES AND Mgmt For For
NUMBER OF DIRECTORS WITH SIGNATORY
AUTHORITY
7 TO CONSIDER APPROVING THE REMUNERATION OF Mgmt For For
DIRECTORS
8 TO CONSIDER APPROVING THE APPOINTMENT AND Mgmt For For
THE FIXING OF REMUNERATION OF AUDITOR
9 TO CONSIDER APPROVING THE AMENDMENT OF Mgmt For For
ARTICLE 19. BIS OF THE BANK'S ARTICLES OF
ASSOCIATION
10 OTHER BUSINESSES (IF ANY) Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
KIA MOTORS CORP Agenda Number: 713614762
--------------------------------------------------------------------------------------------------------------------------
Security: Y47601102
Meeting Type: AGM
Meeting Date: 22-Mar-2021
Ticker:
ISIN: KR7000270009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3.1 ELECTION OF INSIDE DIRECTOR: CHOE JUN YEONG Mgmt For For
3.2 ELECTION OF OUTSIDE DIRECTOR: HAN CHEOL SU Mgmt For For
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDITOR: JO HWA SUN
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK DE MEXICO SAB DE CV Agenda Number: 713602755
--------------------------------------------------------------------------------------------------------------------------
Security: P60694117
Meeting Type: OGM
Meeting Date: 26-Feb-2021
Ticker:
ISIN: MXP606941179
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ONLY MEXICAN NATIONALS Non-Voting
HAVE VOTING RIGHTS AT THIS MEETING.
ACCOUNTS ARE REQUIRED TO BE REGISTERED AS
MEXICAN NATIONAL ACCOUNTS WITH THE LOCAL
SUB-CUSTODIAN IN ORDER FOR VOTING TO BE
ACCEPTED. VOTING SUBMITTED BY NON-MEXICAN
NATIONALS WILL BE PROCESSED HOWEVER RISK
BEING REJECTED
I PRESENTATION AND, WHERE APPROPRIATE, Mgmt For For
APPROVAL OF THE CEOS REPORT PREPARED IN
ACCORDANCE WITH ARTICLE 172 OF THE LEY
GENERAL DE SOCIEDADES MERCANTILES, ALONG
WITH THE REPORT OF THE EXTERNAL AUDITOR,
REGARDING THE OPERATIONS AND RESULTS OF THE
COMPANY FOR THE FISCAL YEAR THAT ENDED ON
DECEMBER 31ST, 2020, AS WELL AS THE OPINION
OF THE BOARD OF DIRECTORS ON THE CONTENT OF
SAID REPORT, PRESENTATION AND, WHERE
APPROPRIATE, APPROVAL OF THE REPORT OF THE
BOARD OF DIRECTORS REFERRED TO IN ARTICLE
172, PARAGRAPH B. OF THE LEY GENERAL DE
SOCIEDADES MERCANTILES, WHICH CONTAINS THE
MAIN POLICIES AND ACCOUNTING AND
INFORMATION CRITERIA FOLLOWED IN THE
PREPARATION OF THE FINANCIAL INFORMATION OF
THE COMPANY, PRESENTATION AND, WHERE
APPROPRIATE, APPROVAL OF THE FINANCIAL
STATEMENTS OF THE COMPANY AS OF DECEMBER
31ST, 2020, AND APPLICATION OF THE RESULTS
OF THE YEAR, PRESENTATION AND, WHERE
APPROPRIATE, APPROVAL OF THE REPORT
REGARDING COMPLIANCE WITH THE TAX
OBLIGATIONS OF THE COMPANY, PRESENTATION
AND, WHERE APPROPRIATE, APPROVAL OF THE
ANNUAL REPORT ON THE ACTIVITIES CARRIED OUT
BY THE AUDIT AND CORPORATE PRACTICES
COMMITTEE. RESOLUTIONS IN THIS REGARD
II APPOINTMENT AND OR RATIFICATION OF THE Mgmt Against Against
MEMBERS OF THE BOARD OF DIRECTORS,
PROPRIETARY MEMBERS AND ALTERNATES, AS WELL
AS THE CHAIRMAN OF THE AUDIT AND CORPORATE
PRACTICES COMMITTEE AND SECRETARY OF THE
BOARD OF DIRECTORS, RATING ON THE
INDEPENDENCE OF THE MEMBERS OF THE
COMPANY'S BOARD OF DIRECTORS, IN ACCORDANCE
WITH THE PROVISIONS OF ARTICLE 26 OF THE
LEY DEL MERCADO DE VALORES. RESOLUTIONS IN
THIS REGARD
III REMUNERATION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE DIFFERENT COMMITTEES,
PROPRIETARY MEMBERS AND ALTERNATES, AS WELL
AS THE SECRETARY OF THE BOARD OF DIRECTORS
OF THE COMPANY. RESOLUTIONS IN THIS REGARD
IV PRESENTATION AND, WHERE APPROPRIATE, Mgmt For For
APPROVAL OF THE REPORT OF THE BOARD OF
DIRECTORS ON THE COMPANY'S POLICIES
REGARDING THE ACQUISITION OF TREASURY
SHARES AND, WHERE APPROPRIATE, PLACEMENT
THEREOF, PROPOSITION, AND WHERE
APPROPRIATE, APPROVAL OF THE MAXIMUM AMOUNT
OF RESOURCES THAT MAY BE USED TO PURCHASE
TREASURY SHARES FOR FISCAL YEAR 2021 UP TO
AN AMOUNT OF 850,000,000.00 M.N. EIGHT
HUNDRED AND FIFTY MILLION PESOS 00.100
NATIONAL CURRENCY. RESOLUTIONS IN THIS
REGARD
V PRESENTATION AND, WHERE APPROPRIATE, Mgmt For For
APPROVAL OF THE BOARD OF DIRECTORS PROPOSAL
TO PAY A CASH DIVIDEND IN THE AMOUNT OF
1.72 M.N. ONE PESO 72.100 NATIONAL
CURRENCY, PER SHARE, TO EACH OF THE
ORDINARY, NOMINATIVE SHARES, WITHOUT
EXPRESSION OF PAR VALUE, IN CIRCULATION OF
SERIES A AND B. SAID DIVIDEND WILL BE PAID
IN 4 EXHIBITIONS, EACH OF 0.43 M.N. FORTY
THREE CENTS NATIONAL CURRENCY, PER SHARE,
ON APRIL 8TH, JULY 1ST, OCTOBER 7TH AND
DECEMBER 2ND, 2021. EXHIBITIONS WILL BE
PAID OUT OF THE BALANCE OF THE NET FISCAL
PROFIT ACCOUNT FOR THE YEAR 2014 AND LATER.
IN 2020 A DIVIDEND OF 1.60 M.N. WAS PAID.
ONE PESO 60.100 NATIONAL CURRENCY, PER
SHARE. RESOLUTIONS IN THIS REGARD
VI APPOINTMENT OF DELEGATES TO FORMALIZE AND Mgmt For For
COMPLY WITH THE RESOLUTIONS ADOPTED BY THE
ORDINARY GENERAL ANNUAL SHAREHOLDERS
MEETING. RESOLUTIONS IN THIS REGARD
--------------------------------------------------------------------------------------------------------------------------
KINGDEE INTERNATIONAL SOFTWARE GROUP CO LTD Agenda Number: 713954128
--------------------------------------------------------------------------------------------------------------------------
Security: G52568147
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: KYG525681477
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 26 APR 2021: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE AND PROXY FORM ARE AVAILABLE BY
CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000975.pdf &
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000965.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED ACCOUNTS, THE REPORT OF THE
DIRECTORS OF THE COMPANY (THE "DIRECTORS")
AND THE REPORT OF THE AUDITORS OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020
2.A TO RE-ELECT MR. XU SHAO CHUN AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.B TO RE-ELECT MS. DONG MING ZHU AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.C TO RE-ELECT MR. MR. ZHOU BO WEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.D TO RE-ELECT MR. MR. NI ZHENG DONG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3 TO AUTHORIZE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
4 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
PRICEWATERHOUSECOOPERS, THE RETIRING
AUDITORS OF THE COMPANY, AS THE AUDITORS OF
THE COMPANY AND TO AUTHORIZE THE BOARD TO
FIX THEIR REMUNERATION
5.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE AND ALLOT ADDITIONAL SHARES NOT
EXCEEDING 20% OF THE EXISTING TOTAL NUMBER
OF ISSUED SHARES
5.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE SHARES NOT EXCEEDING 10%
OF THE EXISTING TOTAL NUMBER OF ISSUED
SHARES
5.C CONDITIONAL UPON ORDINARY RESOLUTIONS 5(A) Mgmt Against Against
AND 5(B) BEING PASSED, TO EXTEND THE
GENERAL MANDATE TO THE DIRECTORS TO ISSUE
AND ALLOT ADDITIONAL SHARES BY THE NUMBER
OF SHARES REPURCHASED BY THE COMPANY UNDER
THE MANDATE REFERRED TO IN ORDINARY
RESOLUTION NUMBERED 5(B) ABOVE
CMMT 26 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
KINGSOFT CORPORATION LTD Agenda Number: 713963800
--------------------------------------------------------------------------------------------------------------------------
Security: G5264Y108
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: KYG5264Y1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 18 MAY 2021: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE AND PROXY FORM ARE AVAILABLE BY
CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000775.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000833.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0517/2021051700955.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS, THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITORS' REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.20 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2020
3.1 TO RE-ELECT MR. CHI PING LAU AS THE Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3.2 TO RE-ELECT MR. SHUN TAK WONG AS THE Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.3 TO RE-ELECT MR. DAVID YUEN KWAN TANG AS THE Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.4 TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT ERNST & YOUNG AS THE AUDITORS Mgmt For For
OF THE COMPANY AND TO AUTHORIZE THE BOARD
OF DIRECTORS OF THE COMPANY TO FIX THE
AUDITORS' REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES OF THE COMPANY
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
7 TO EXTEND THE GENERAL MANDATE TO THE Mgmt Against Against
DIRECTORS TO ISSUE NEW SHARES OF THE
COMPANY
CMMT 18 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KIWOOM SECURITIES CO LTD Agenda Number: 713687715
--------------------------------------------------------------------------------------------------------------------------
Security: Y4801C109
Meeting Type: AGM
Meeting Date: 29-Mar-2021
Ticker:
ISIN: KR7039490008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 ELECTION OF INSIDE DIRECTOR: GIM IK RAE Mgmt For For
2.2 ELECTION OF INSIDE DIRECTOR: I HYEON Mgmt For For
2.3 ELECTION OF OUTSIDE DIRECTOR: GIM DAE SIK Mgmt For For
2.4 ELECTION OF OUTSIDE DIRECTOR: GIM JAE SIK Mgmt For For
2.5 ELECTION OF OUTSIDE DIRECTOR: I SEOK HWAN Mgmt For For
3 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: CHOE SEON HWA
4.1 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: GIM DAE SIK
4.2 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: I SEOK HWAN
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KOTAK MAHINDRA BANK LTD Agenda Number: 712943770
--------------------------------------------------------------------------------------------------------------------------
Security: Y4964H150
Meeting Type: AGM
Meeting Date: 18-Aug-2020
Ticker:
ISIN: INE237A01028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 445835 DUE TO RESOLUTION 1 NEEDS
TO BE SPLIT INTO SUB VOTABLE ITEMS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU
1.A TO CONSIDER AND ADOPT: THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE BANK FOR THE
FINANCIAL YEAR ENDED 31ST MARCH 2020 AND
THE REPORTS OF THE BOARD OF DIRECTORS AND
THE AUDITORS THEREON
1.B TO CONSIDER AND ADOPT: THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
BANK FOR THE FINANCIAL YEAR ENDED 31ST
MARCH 2020 AND THE REPORT OF THE AUDITORS
THEREON
2 TO APPOINT A DIRECTOR IN PLACE OF MR. DIPAK Mgmt For For
GUPTA (DIN: 00004771) WHO RETIRES BY
ROTATION AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-APPOINTMENT, SUBJECT TO
APPROVAL OF THE RESERVE BANK OF INDIA
3 TO CONFIRM PAYMENT OF INTERIM DIVIDEND ON Mgmt For For
PREFERENCE SHARES
4 TO CONSIDER AND, IF THOUGHT FIT, TO PASS Mgmt For For
THE FOLLOWING RESOLUTION AS A SPECIAL
RESOLUTION: RESOLVED THAT PURSUANT TO
SECTION 35-B AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE BANKING
REGULATION ACT, 1949 OR ANY AMENDMENTS
THERETO OR ANY MODIFICATION OR STATUTORY
RE-ENACTMENT(S) THEREOF, APPLICABLE
PROVISIONS OF THE COMPANIES ACT, 2013 OR
ANY AMENDMENTS THERETO OR ANY MODIFICATION
OR STATUTORY RE-ENACTMENT(S) THEREOF AND
SUBJECT TO THE APPROVALS, AS MAY BE
NECESSARY FROM THE RESERVE BANK OF INDIA
AND OTHER CONCERNED AUTHORITIES OR BODIES
AND SUBJECT TO CONDITIONS AS MAY BE
PRESCRIBED BY ANY OF THEM WHILE GRANTING
SUCH APPROVALS, THE APPROVAL OF THE MEMBERS
OF THE BANK BE AND IS HEREBY ACCORDED FOR
THE RE-APPOINTMENT OF MR. PRAKASH APTE
(DIN: 00196106) AS PART-TIME CHAIRMAN OF
THE BANK FROM 1ST JANUARY 2021 TILL 31ST
DECEMBER 2023, ON THE TERMS OF REMUNERATION
TO BE FIXED BY THE BOARD OF DIRECTORS OF
THE BANK, ON AN ANNUAL BASIS SUCH THAT THE
REMUNERATION DOES NOT EXCEED INR 36 LAKH
PER ANNUM AT ANY GIVEN TIME. RESOLVED
FURTHER THAT IN CASE OF ABSENCE OR
INADEQUACY OF PROFIT IN ANY FINANCIAL YEAR,
THE AFORESAID REMUNERATION BE PAID TO MR.
APTE AS MINIMUM REMUNERATION. RESOLVED
FURTHER THAT THE BOARD BE AND IS HEREBY
AUTHORIZED TO DO ALL SUCH ACTS, DEEDS AND
THINGS AND TO EXECUTE ANY AGREEMENTS,
DOCUMENTS OR INSTRUCTIONS AS MAY BE
REQUIRED TO GIVE EFFECT TO THIS RESOLUTION
5 TO CONSIDER AND, IF THOUGHT FIT, TO PASS Mgmt For For
THE FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION: RESOLVED THAT PURSUANT TO THE
PROVISIONS OF SECTION 35-B AND OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
BANKING REGULATION ACT, 1949 OR ANY
AMENDMENTS THERETO OR ANY MODIFICATION OR
STATUTORY RE-ENACTMENT(S) THEREOF,
APPLICABLE PROVISIONS OF THE COMPANIES ACT,
2013 OR ANY AMENDMENTS THERETO OR ANY
MODIFICATION OR STATUTORY RE-ENACTMENT(S)
THEREOF, AND SUBJECT TO THE APPROVALS, AS
MAY BE NECESSARY FROM THE RESERVE BANK OF
INDIA (THE RBI) AND OTHER CONCERNED
AUTHORITIES OR REGULATORY BODIES AND
SUBJECT TO CONDITIONS AS MAY BE PRESCRIBED
BY SUCH AUTHORITIES OR REGULATORY BODIES
WHILE GRANTING SUCH APPROVALS, THE APPROVAL
OF THE MEMBERS OF THE BANK BE AND IS HEREBY
ACCORDED FOR THE RE-APPOINTMENT OF MR. UDAY
S. KOTAK (DIN: 00007467) AS MANAGING
DIRECTOR & CEO FOR THE PERIOD FROM 1ST
JANUARY 2021 TO 31ST DECEMBER 2023, ON THE
FOLLOWING TERMS OF REMUNERATION: (AS
SPECIFIED) RESOLVED FURTHER THAT THE BOARD
OF DIRECTORS (HEREINAFTER REFERRED TO AS
THE BOARD, WHICH TERM SHALL INCLUDE ANY
COMMITTEE WHICH THE BOARD OF DIRECTORS OF
THE BANK MAY HAVE CONSTITUTED OR MAY
THEREAFTER CONSTITUTE AND DELEGATE WITH THE
POWERS NECESSARY FOR THE PURPOSE) OF THE
BANK BE AND IS HEREBY AUTHORIZED TO FIX THE
ACTUAL AMOUNT OF REMUNERATION AND
PERQUISITES, PAYABLE OR TO BE PROVIDED TO
MR. UDAY KOTAK AND VARY OR INCREASE THE
SAME FROM TIME TO TIME, WITHIN THE LIMITS
APPROVED BY THE MEMBERS, TO THE EXTENT THE
BOARD MAY CONSIDER APPROPRIATE AND AS MAY
BE PERMITTED OR AUTHORISED BY RBI ON AN
APPLICATION MADE BY THE BANK. RESOLVED
FURTHER THAT IN CASE OF ABSENCE OR
INADEQUACY OF PROFITS IN ANY FINANCIAL
YEAR, THE AFORESAID REMUNERATION SHALL BE
PAID TO MR. KOTAK AS MINIMUM REMUNERATION.
AND RESOLVED FURTHER THAT THE BOARD BE AND
IS HEREBY AUTHORISED TO DO ALL SUCH ACTS,
DEEDS AND THINGS AND TO EXECUTE ANY
AGREEMENTS, DOCUMENTS OR INSTRUCTIONS AS
MAY BE REQUIRED TO GIVE EFFECT TO THIS
RESOLUTION
6 TO CONSIDER AND, IF THOUGHT FIT, TO PASS Mgmt For For
THE FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION: RESOLVED THAT PURSUANT TO THE
PROVISIONS OF SECTION 35-B AND OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
BANKING REGULATION ACT, 1949 OR ANY
AMENDMENTS THERETO OR ANY MODIFICATION OR
STATUTORY RE-ENACTMENT(S) THEREOF,
APPLICABLE PROVISIONS OF THE COMPANIES ACT,
2013 OR ANY AMENDMENTS THERETO OR ANY
MODIFICATION OR STATUTORY RE-ENACTMENT(S)
THEREOF, AND SUBJECT TO THE APPROVALS, AS
MAY BE NECESSARY FROM THE RESERVE BANK OF
INDIA (THE RBI) AND OTHER CONCERNED
AUTHORITIES OR REGULATORY BODIES AND
SUBJECT TO CONDITIONS AS MAY BE PRESCRIBED
BY SUCH AUTHORITIES OR REGULATORY BODIES
WHILE GRANTING SUCH APPROVALS, THE APPROVAL
OF THE MEMBERS OF THE BANK BE AND IS HEREBY
ACCORDED FOR THE RE-APPOINTMENT OF MR.
DIPAK GUPTA (DIN: 00004771) AS WHOLE-TIME
DIRECTOR OF THE BANK DESIGNATED AS JOINT
MANAGING DIRECTOR FOR THE PERIOD FROM 1ST
JANUARY 2021 TO 31ST DECEMBER 2023, ON THE
FOLLOWING TERMS OF REMUNERATION: (AS
SPECIFIED) RESOLVED FURTHER THAT THE BOARD
OF DIRECTORS (HEREINAFTER REFERRED TO AS
THE BOARD, WHICH TERM SHALL INCLUDE ANY
COMMITTEE WHICH THE BOARD OF DIRECTORS OF
THE BANK MAY HAVE CONSTITUTED OR MAY
THEREAFTER CONSTITUTE AND DELEGATE WITH THE
POWERS NECESSARY FOR THE PURPOSE) OF THE
BANK BE AND IS HEREBY AUTHORIZED TO FIX THE
ACTUAL AMOUNT OF REMUNERATION AND
PERQUISITES, PAYABLE OR TO BE PROVIDED TO
MR. DIPAK GUPTA AND VARY OR INCREASE THE
SAME FROM TIME TO TIME, WITHIN THE LIMITS
APPROVED BY THE MEMBERS, TO THE EXTENT THE
BOARD MAY CONSIDER APPROPRIATE AND AS MAY
BE PERMITTED OR AUTHORISED BY RBI ON AN
APPLICATION MADE BY THE BANK. RESOLVED
FURTHER THAT MR. GUPTA SHALL BE SUBJECT TO
RETIREMENT BY ROTATION DURING HIS TENURE AS
WHOLE-TIME DIRECTOR. RESOLVED FURTHER THAT
IN CASE OF ABSENCE OR INADEQUACY OF PROFITS
IN ANY FINANCIAL YEAR, THE AFORESAID
REMUNERATION SHALL BE PAID TO MR. GUPTA AS
MINIMUM REMUNERATION. AND RESOLVED FURTHER
THAT THE BOARD BE AND IS HEREBY AUTHORISED
TO DO ALL SUCH ACTS, DEEDS AND THINGS AND
TO EXECUTE ANY AGREEMENTS, DOCUMENTS OR
INSTRUCTIONS AS MAY BE REQUIRED TO GIVE
EFFECT TO THIS RESOLUTION
7 TO CONSIDER AND, IF THOUGHT FIT, TO PASS Mgmt For For
THE FOLLOWING RESOLUTION AS A SPECIAL
RESOLUTION: RESOLVED THAT PURSUANT TO THE
RELEVANT PROVISIONS OF THE MEMORANDUM AND
ARTICLES OF ASSOCIATION OF THE BANK, THE
PROVISIONS OF SECTION 42 AND OTHER
APPLICABLE PROVISIONS OF THE COMPANIES ACT,
2013, AND ANY RULES, GUIDELINES OR
CIRCULARS ISSUED THEREUNDER, INCLUDING THE
COMPANIES (PROSPECTUS AND ALLOTMENT OF
SECURITIES) RULES, 2014, THE APPLICABLE
PROVISIONS OF THE BANKING REGULATION ACT,
1949, (INCLUDING ANY STATUTORY
AMENDMENT(S), MODIFICATION(S) OR
RE-ENACTMENT(S) THEREOF FOR THE TIME BEING
IN FORCE), THE RULES, GUIDELINES AND
CIRCULARS ISSUED BY THE RESERVE BANK OF
INDIA FROM TIME TO TIME AND SUCH OTHER
RULES AND REGULATIONS AS MAY BE APPLICABLE
AND, THE CONSENT OF THE MEMBERS OF THE BANK
BE AND IS HEREBY ACCORDED TO BORROWINGS/
RAISING OF FUNDS BY THE BOARD OF DIRECTORS
OF THE BANK (BOARD) BY WAY OF ISSUE OF
REDEEMABLE SECURITIES IN THE NATURE OF
UNSECURED NON-CONVERTIBLE DEBENTURES/
BONDS/ OTHER DEBT SECURITIES, IN INDIAN/
FOREIGN CURRENCIES IN THE DOMESTIC AND/ OR
OVERSEAS MARKETS, IN ONE OR MORE TRANCHES,
FOR AN AMOUNT UP TO INR 5,000 CRORE (RUPEES
FIVE THOUSAND CRORE ONLY), FOR ITS GENERAL
CORPORATE PURPOSES WITHIN THE OVERALL
BORROWING LIMITS OF THE BANK, ON A PRIVATE
PLACEMENT BASIS IN ONE OR MORE TRANCHES AND
SERIES, AS PER THE STRUCTURE AND ON SUCH
TERMS AND CONDITIONS AS MAY BE DETERMINED,
FROM TIME TO TIME, BY THE BOARD. RESOLVED
FURTHER THAT THE BOARD (INCLUDING ANY
COMMITTEE THEREOF) AND ANY OTHER PERSON
DULY AUTHORISED BY THE BOARD BE AND IS
HEREBY SEVERALLY AUTHORISED TO DO ALL SUCH
ACTS, MATTERS, DEEDS AND THINGS AND GIVE
SUCH DIRECTIONS AS MAY BE DEEMED NECESSARY
OR EXPEDIENT IN CONNECTION WITH OR
INCIDENTAL TO GIVE EFFECT TO THE ABOVE
RESOLUTION, INCLUDING BUT NOT LIMITED TO
FILING OF NECESSARY FORMS WITH THE
REGISTRAR OF COMPANIES AND TO COMPLY WITH
ALL OTHER REQUIREMENTS IN THIS REGARD
--------------------------------------------------------------------------------------------------------------------------
KOTAK MAHINDRA BANK LTD Agenda Number: 713617198
--------------------------------------------------------------------------------------------------------------------------
Security: Y4964H150
Meeting Type: OTH
Meeting Date: 23-Mar-2021
Ticker:
ISIN: INE237A01028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 APPROVAL FOR MATERIAL RELATED PARTY Mgmt For For
TRANSACTIONS WITH INFINA FINANCE PRIVATE
LIMITED
2 APPROVAL FOR MATERIAL RELATED PARTY Mgmt For For
TRANSACTIONS WITH MR. UDAY SURESH KOTAK
--------------------------------------------------------------------------------------------------------------------------
KUAISHOU TECHNOLOGY Agenda Number: 713993904
--------------------------------------------------------------------------------------------------------------------------
Security: G53263102
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: KYG532631028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0427/2021042700715.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND THE
REPORTS OF THE DIRECTORS (THE
"DIRECTOR(S)") AND THE AUDITOR OF THE
COMPANY FOR THE YEAR ENDED DECEMBER 31,
2020
2 TO RE-ELECT MR. SU HUA AS AN EXECUTIVE Mgmt For For
DIRECTOR
3 TO RE-ELECT MR. CHENG YIXIAO AS AN Mgmt For For
EXECUTIVE DIRECTOR
4 TO RE-ELECT MR. ZHANG FEI AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
5 TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE "BOARD") TO FIX THE RESPECTIVE
DIRECTORS' REMUNERATION
6 TO GRANT A GENERAL MANDATE TO THE BOARD Mgmt For For
AND/OR ITS AUTHORIZED PERSON(S), TO
REPURCHASE THE COMPANY'S SHARES NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING THIS RESOLUTION (THE "SHARE
REPURCHASE MANDATE")
7 TO GRANT A GENERAL MANDATE TO THE BOARD Mgmt Against Against
AND/OR ITS AUTHORIZED PERSON(S), TO ALLOT,
ISSUE AND DEAL WITH NEW CLASS B ORDINARY
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING THIS
RESOLUTION (THE "SHARE ISSUE MANDATE")
8 CONDITIONAL UPON THE PASSING OF RESOLUTIONS Mgmt Against Against
NOS. 6 AND 7, TO EXTEND THE SHARE ISSUE
MANDATE GRANTED TO THE BOARD AND/OR ITS
AUTHORIZED PERSON(S) TO ALLOT, ISSUE AND
DEAL WITH ADDITIONAL SHARES IN THE CAPITAL
OF THE COMPANY BY THE TOTAL NUMBER OF
SHARES REPURCHASED BY THE COMPANY UNDER THE
SHARE REPURCHASE MANDATE
9 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORIZE THE
BOARD TO FIX THEIR REMUNERATION FOR THE
YEAR ENDING DECEMBER 31, 2021
--------------------------------------------------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LTD Agenda Number: 713166622
--------------------------------------------------------------------------------------------------------------------------
Security: G5320C108
Meeting Type: SGM
Meeting Date: 27-Oct-2020
Ticker:
ISIN: BMG5320C1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1005/2020100501967.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1005/2020100502033.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE REVISED ANNUAL CAPS FOR THE
CONTINUING CONNECTED TRANSACTIONS IN 2020,
IN PARTICULAR: (A) THE REVISED ANNUAL CAPS
FOR THE CONTINUING CONNECTED TRANSACTIONS
IN 2020 BE AND ARE HEREBY APPROVED; AND (B)
ANY ONE DIRECTOR OF THE COMPANY TO DO ANY
ACTS AND THINGS DEEMED BY HIM TO BE
NECESSARY OR EXPEDIENT IN ORDER TO GIVE
EFFECT TO AND IMPLEMENT THE REVISED ANNUAL
CAPS FOR THE CONTINUING CONNECTED
TRANSACTION IN 2020
2 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE CONTINUING CONNECTED
TRANSACTIONS FOR THE THREE YEARS ENDING 31
DECEMBER 2023, IN PARTICULAR: (A) THE
ENTERING INTO OF THE NEW MASTER AGREEMENT
AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER BE AND IS HEREBY APPROVED,
RATIFIED AND CONFIRMED; (B) THE CONTINUING
CONNECTED TRANSACTIONS UNDER CATEGORIES
(A), (B), (C) AND (D) BE AND ARE HEREBY
APPROVED; (C) THE PROPOSED ANNUAL CAPS FOR
THE NON-EXEMPT CONTINUING CONNECTED
TRANSACTIONS FOR THE THREE YEARS ENDING 31
DECEMBER 2023 BE AND ARE HEREBY APPROVED;
AND (D) ANY ONE DIRECTOR (IF EXECUTION
UNDER THE COMMON SEAL OF THE COMPANY IS
REQUIRED, ANY TWO DIRECTORS) OF THE COMPANY
BE AND IS/ARE HEREBY AUTHORISED FOR AND ON
BEHALF OF THE COMPANY TO SIGN, AND WHERE
REQUIRED, TO AFFIX THE COMMON SEAL OF THE
COMPANY TO ANY DOCUMENTS, INSTRUMENTS OR
AGREEMENTS, AND TO DO ANY ACTS AND THINGS
DEEMED BY HIM TO BE NECESSARY OR EXPEDIENT
IN ORDER TO GIVE EFFECT TO AND IMPLEMENT
THE CONTINUING CONNECTED TRANSACTION UNDER
CATEGORIES (A), (B), (C) AND (D) AND THE
PROPOSED ANNUAL CAPS FOR THE NON-EXEMPT
CONTINUING CONNECTED TRANSACTIONS FOR THE
THREE YEARS ENDING 31 DECEMBER 2023
--------------------------------------------------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LTD Agenda Number: 713597714
--------------------------------------------------------------------------------------------------------------------------
Security: G5320C108
Meeting Type: SGM
Meeting Date: 12-Mar-2021
Ticker:
ISIN: BMG5320C1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0209/2021020900543.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0209/2021020900539.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO CONSIDER AND, IF THOUGHT FIT, PASS THE Mgmt For For
FOLLOWING RESOLUTION, WITH OR WITHOUT
MODIFICATIONS, AS AN ORDINARY RESOLUTION OF
THE COMPANY: THAT (A) THE EQUITY TRANSFER
AGREEMENT (AS DEFINED IN THE CIRCULAR OF
THE COMPANY DATED 10 FEBRUARY 2021) AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER BE AND
ARE HEREBY APPROVED, CONFIRMED AND
RATIFIED; AND (B) ANY DIRECTOR OF THE
COMPANY BE AND IS HEREBY AUTHORIZED, FOR
AND ON BEHALF OF THE COMPANY, TO TAKE ALL
STEPS AND DO ALL ACTS AND THINGS AS HE
CONSIDERS TO BE NECESSARY, APPROPRIATE OR
EXPEDIENT IN CONNECTION WITH AND TO
IMPLEMENT OR GIVE EFFECT TO THE EQUITY
TRANSFER AGREEMENT AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER, AND TO EXECUTE ALL
SUCH OTHER DOCUMENTS, INSTRUMENTS AND
AGREEMENTS (INCLUDING THE AFFIXATION OF THE
COMPANY'S COMMON SEAL) DEEMED BY HIM TO BE
INCIDENTAL TO, ANCILLARY TO OR IN
CONNECTION WITH THE EQUITY TRANSFER
AGREEMENT AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER
--------------------------------------------------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LTD Agenda Number: 713938225
--------------------------------------------------------------------------------------------------------------------------
Security: G5320C108
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: BMG5320C1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0419/2021041900914.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0419/2021041900953.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENT AND THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
31 DECEMBER 2020
2 TO DECLARE AND PAY A FINAL DIVIDEND OF Mgmt For For
RMB21.01 CENTS PER ORDINARY SHARE OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020
3 TO DECLARE AND PAY A SPECIAL DIVIDEND OF Mgmt For For
RMB213.66 CENTS PER ORDINARY SHARE OF THE
COMPANY
4.A TO RE-ELECT MR. FU BIN AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
4.B TO RE-ELECT MR. QIAN ZHIJIA AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
4.C TO RE-ELECT MR. ZHOU YUANHONG AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
4.D TO RE-ELECT MR. MIAO YONG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
5 TO AUTHORISE THE DIRECTORS OF THE COMPANY Mgmt For For
TO FIX THE REMUNERATION OF THE DIRECTORS OF
THE COMPANY FOR THE YEAR ENDING 31 DECEMBER
2021
6 TO APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR OF THE COMPANY FOR THE ENSURING
YEAR AND TO AUTHORISE THE DIRECTORS OF THE
COMPANY TO FIX THEIR REMUNERATION
7 TO APPROVE THE SHARE ISSUE MANDATE Mgmt Against Against
8 TO APPROVE THE SHARE REPURCHASE MANDATE Mgmt For For
9 TO APPROVE EXTENSION OF THE SHARE ISSUE Mgmt Against Against
MANDATE UNDER ORDINARY RESOLUTION NO. 7 BY
THE NUMBER OF SHARES REPURCHASED UNDER
ORDINARY RESOLUTION NO. 8
--------------------------------------------------------------------------------------------------------------------------
KWEICHOW MOUTAI CO LTD Agenda Number: 714185243
--------------------------------------------------------------------------------------------------------------------------
Security: Y5070V116
Meeting Type: AGM
Meeting Date: 09-Jun-2021
Ticker:
ISIN: CNE0000018R8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
4 2020 ANNUAL ACCOUNTS Mgmt For For
5 2021 FINANCIAL BUDGET REPORT Mgmt For For
6 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY192.93000000 2) BONUS ISSUE
FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
7 2020 WORK REPORT OF INDEPENDENT DIRECTORS Mgmt For For
8 2021 APPOINTMENT OF FINANCIAL AUDIT FIRM Mgmt For For
AND INTERNAL CONTROL AUDIT FIRM
--------------------------------------------------------------------------------------------------------------------------
LARSEN & TOUBRO LTD Agenda Number: 712961033
--------------------------------------------------------------------------------------------------------------------------
Security: Y5217N159
Meeting Type: AGM
Meeting Date: 13-Aug-2020
Ticker:
ISIN: INE018A01030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY FOR THE YEAR
ENDED MARCH 31, 2020 AND THE REPORTS OF THE
BOARD OF DIRECTORS AND AUDITORS THEREON AND
THE AUDITED CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY AND THE REPORT OF
THE AUDITORS THEREON FOR THE YEAR ENDED
MARCH 31, 2020
2 TO DECLARE FINAL DIVIDEND ON EQUITY SHARES Mgmt For For
3 TO APPOINT A DIRECTOR IN PLACE OF MR. Mgmt For For
SUBRAMANIAN SARMA (DIN: 00554221), WHO
RETIRES BY ROTATION AND IS ELIGIBLE FOR
RE-APPOINTMENT
4 TO APPOINT A DIRECTOR IN PLACE OF MRS. Mgmt For For
SUNITA SHARMA (DIN: 02949529), WHO RETIRES
BY ROTATION AND IS ELIGIBLE FOR
RE-APPOINTMENT
5 TO APPOINT A DIRECTOR IN PLACE OF MR. A.M Mgmt For For
NAIK (DIN: 00001514), WHO RETIRES BY
ROTATION AND IS ELIGIBLE FOR RE-APPOINTMENT
6 RESOLVED THAT APPROVAL OF THE COMPANY BE Mgmt For For
AND IS HEREBY ACCORDED FOR THE
RE-APPOINTMENT AND CONTINUATION OF MR. A.M
NAIK (DIN: 00001514) AS A NON-EXECUTIVE
DIRECTOR OF THE COMPANY WHO HAS ATTAINED
THE AGE OF SEVENTY-FIVE YEARS
7 RESOLVED THAT MR. SUDHINDRA VASANTRAO DESAI Mgmt For For
(DIN: 07648203) WHO WAS APPOINTED AS AN
ADDITIONAL DIRECTOR AND HOLDS OFFICE UPTO
THE DATE OF THIS ANNUAL GENERAL MEETING OF
THE COMPANY, AND IS ELIGIBLE FOR
APPOINTMENT AND IN RESPECT OF WHOM THE
COMPANY HAS RECEIVED A NOTICE IN WRITING
FROM A MEMBER UNDER THE PROVISIONS OF
SECTION 160 OF THE COMPANIES ACT, 2013
PROPOSING HIS CANDIDATURE FOR THE OFFICE OF
DIRECTOR, BE AND IS HEREBY APPOINTED AS A
DIRECTOR
8 RESOLVED THAT MR. T. MADHAVA DAS (DIN: Mgmt For For
08586766) WHO WAS APPOINTED AS AN
ADDITIONAL DIRECTOR AND HOLDS OFFICE UPTO
THE DATE OF THIS ANNUAL GENERAL MEETING OF
THE COMPANY, AND IS ELIGIBLE FOR
APPOINTMENT AND IN RESPECT OF WHOM THE
COMPANY HAS RECEIVED A NOTICE IN WRITING
FROM A MEMBER UNDER THE PROVISIONS OF
SECTION 160 OF THE COMPANIES ACT, 2013
PROPOSING HIS CANDIDATURE FOR THE OFFICE OF
DIRECTOR, BE AND IS HEREBY APPOINTED AS A
DIRECTOR
9 RESOLVED THAT PURSUANT TO SECTIONS Mgmt Against Against
196,197,203 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 READ WITH SCHEDULE V OF THE SAID ACT
AND THE RULES MADE THEREUNDER, APPROVAL BE
AND IS HEREBY GRANTED TO THE RE-APPOINTMENT
OF MR. D.K SEN (DIN: 03554707) AS THE
WHOLE-TIME DIRECTOR OF THE COMPANY WITH
EFFECT FROM OCTOBER 1, 2020 UPTO AND
INCLUDING APRIL 7, 2023. RESOLVED FURTHER
THAT MR. D.K SEN IN HIS CAPACITY AS
WHOLE-TIME DIRECTOR, BE PAID REMUNERATION
AS MAY BE FIXED BY THE BOARD, FROM TIME TO
TIME, AS PRESCRIBED UNDER THE COMPANIES
ACT, 2013 AND WITHIN THE LIMITS APPROVED BY
THE MEMBERS AS PER THE DETAILS GIVEN IN THE
EXPLANATORY STATEMENT
10 RESOLVED THAT PURSUANT TO SECTIONS Mgmt Against Against
196,197,203 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 READ WITH SCHEDULE V OF THE SAID ACT
AND THE RULES MADE THEREUNDER AND SUBJECT
TO SUCH APPROVALS AS MAY BE REQUIRED,
APPROVAL BE AND IS HEREBY GRANTED TO THE
APPOINTMENT OF MR. SUBRAMANIAN SARMA (DIN:
00554221) AS THE WHOLE-TIME DIRECTOR OF THE
COMPANY WITH EFFECT FROM AUGUST 19, 2020
UPTO AND INCLUDING AUGUST 18, 2025.
RESOLVED FURTHER THAT MR. SUBRAMANIAN SARMA
IN HIS CAPACITY AS WHOLE-TIME DIRECTOR, BE
PAID REMUNERATION AS MAY BE FIXED BY THE
BOARD, FROM TIME TO TIME, AS PRESCRIBED
UNDER THE COMPANIES ACT, 2013 AND WITHIN
THE LIMITS APPROVED BY THE MEMBERS AS PER
THE DETAILS GIVEN IN THE EXPLANATORY
STATEMENT
11 RESOLVED THAT PURSUANT TO SECTIONS Mgmt Against Against
196,197,203 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 READ WITH SCHEDULE V OF THE SAID ACT
AND THE RULES MADE THEREUNDER, APPROVAL BE
AND IS HEREBY GRANTED TO THE APPOINTMENT OF
MR. SUDHINDRA VASANTRAO DESAI (DIN:
07648203) AS THE WHOLE-TIME DIRECTOR OF THE
COMPANY WITH EFFECT FROM JULY 11, 2020 UPTO
AND INCLUDING JULY 10, 2025. RESOLVED
FURTHER THAT MR. SUDHINDRA VASANTRAO DESAI
IN HIS CAPACITY AS WHOLE-TIME DIRECTOR, BE
PAID REMUNERATION AS MAY BE FIXED BY THE
BOARD, FROM TIME TO TIME, AS PRESCRIBED
UNDER THE COMPANIES ACT, 2013 AND WITHIN
THE LIMITS APPROVED BY THE MEMBERS AS PER
THE DETAILS GIVEN IN THE EXPLANATORY
STATEMENT
12 RESOLVED THAT PURSUANT TO SECTIONS Mgmt Against Against
196,197,203 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 READ WITH SCHEDULE V OF THE SAID ACT
AND THE RULES MADE THEREUNDER, APPROVAL BE
AND IS HEREBY GRANTED TO THE APPOINTMENT OF
MR. T. MADHAVA DAS (DIN: 08586766) AS THE
WHOLE-TIME DIRECTOR OF THE COMPANY WITH
EFFECT FROM JULY 11, 2020 UPTO AND
INCLUDING JULY 10, 2025. RESOLVED FURTHER
THAT MR. T.MADHAVA DAS IN HIS CAPACITY AS
WHOLE-TIME DIRECTOR, BE PAID REMUNERATION
AS MAY BE FIXED BY THE BOARD, FROM TIME TO
TIME, AS PRESCRIBED UNDER THE COMPANIES
ACT, 2013 AND WITHIN THE LIMITS APPROVED BY
THE MEMBERS AS PER THE DETAILS GIVEN IN THE
EXPLANATORY STATEMENT
13 RESOLVED THAT IN SUPERSESSION OF THE Mgmt For For
RESOLUTION NO. 14 PASSED BY THE MEMBERS AT
THE 74TH ANNUAL GENERAL MEETING OF THE
COMPANY HELD ON AUGUST 1, 2019 IN THIS
REGARD AND IN ACCORDANCE WITH THE
PROVISIONS OF SECTIONS 41, 42, 62 AND OTHER
APPLICABLE PROVISIONS, IF ANY OF THE
COMPANIES ACT, 2013 (INCLUDING ANY
STATUTORY MODIFICATIONS OR RE-ENACTMENTS
THEREOF FOR THE TIME BEING IN FORCE) AS
AMENDED FROM TIME TO TIME, FOREIGN EXCHANGE
MANAGEMENT ACT, 1999, SECURITIES AND
EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL
AND DISCLOSURE REQUIREMENTS) REGULATIONS,
2018 ('SEBI REGULATIONS'), SECURITIES AND
EXCHANGE BOARD OF INDIA (LISTING
OBLIGATIONS AND DISCLOSURE REQUIREMENTS)
REGULATIONS, 2015, ENABLING PROVISIONS IN
THE MEMORANDUM AND ARTICLES OF ASSOCIATION
OF THE COMPANY AS ALSO PROVISIONS OF ANY
OTHER APPLICABLE LAWS, RULES AND
REGULATIONS (INCLUDING ANY AMENDMENTS
THERETO OR RE-ENACTMENTS THEREOF FOR THE
TIME BEING IN FORCE) AND SUBJECT TO SUCH
APPROVALS, CONSENTS, PERMISSIONS AND
SANCTIONS OF THE SECURITIES AND EXCHANGE
BOARD OF INDIA (SEBI), GOVERNMENT OF INDIA
(GOI), RESERVE BANK OF INDIA (RBI) AND ALL
OTHER APPROPRIATE AND/OR CONCERNED
AUTHORITIES, OR BODIES AND SUBJECT TO SUCH
CONDITIONS AND MODIFICATIONS, AS MAY BE
PRESCRIBED BY ANY OF THEM IN GRANTING SUCH
APPROVALS, CONSENTS, PERMISSIONS AND
SANCTIONS WHICH MAY BE AGREED TO BY THE
BOARD OF DIRECTORS OF THE COMPANY ('BOARD')
(WHICH TERM SHALL BE DEEMED TO INCLUDE ANY
COMMITTEE WHICH THE BOARD MAY HAVE
CONSTITUTED OR HEREAFTER CONSTITUTE FOR THE
TIME BEING EXERCISING THE POWERS CONFERRED
ON THE BOARD BY THIS RESOLUTION), THE BOARD
BE AND IS HEREBY AUTHORIZED TO OFFER ,
ISSUE AND ALLOT IN ONE OR MORE TRANCHES, TO
INVESTORS WHETHER INDIAN OR FOREIGN,
INCLUDING FOREIGN INSTITUTIONS, FOREIGN
INSTITUTIONAL INVESTORS, FOREIGN PORTFOLIO
INVESTORS, FOREIGN VENTURE CAPITAL FUND
INVESTORS, VENTURE CAPITAL FUNDS,
NON-RESIDENT INDIANS, CORPORATE BODIES,
MUTUAL FUNDS, BANKS, INSURANCE COMPANIES,
PENSION FUNDS, INDIVIDUALS OR OTHERWISE,
WHETHER SHAREHOLDERS OF THE COMPANY OR NOT,
THROUGH AN ISSUE OF CONVERTIBLE BONDS
AND/OR EQUITY SHARES THROUGH DEPOSITORY
RECEIPTS, INCLUDING BY WAY OF QUALIFIED
INSTITUTIONS PLACEMENT ('QIP'), TO
QUALIFIED INSTITUTIONAL BUYERS ('QIB') IN
TERMS OF CHAPTER VI OF THE SEBI
REGULATIONS, THROUGH ONE OR MORE PLACEMENTS
OF EQUITY SHARES (HEREINAFTER COLLECTIVELY
REFERRED TO AS "SECURITIES"), WHETHER BY
WAY OF PRIVATE PLACEMENT OR OTHERWISE AS
THE BOARD MAY DETERMINE, WHERE NECESSARY IN
CONSULTATION WITH THE LEAD MANAGERS,
UNDERWRITERS, MERCHANT BANKERS, GUARANTORS,
FINANCIAL AND/OR LEGAL ADVISORS, RATING
AGENCIES/ ADVISORS, DEPOSITORIES,
CUSTODIANS, PRINCIPAL
PAYING/TRANSFER/CONVERSION AGENTS, LISTING
AGENTS, REGISTRARS, TRUSTEES, AUDITORS,
STABILIZING AGENTS AND ALL OTHER
AGENCIES/ADVISORS SO THAT THE TOTAL AMOUNT
RAISED THROUGH ISSUE OF THE SECURITIES
SHALL NOT EXCEED INR 4500 CRORE (RUPEES
FOUR THOUSAND FIVE HUNDRED CRORE) OR USD600
MN (US DOLLARS SIX HUNDRED MILLION), IF THE
VALUE IS HIGHER. RESOLVED FURTHER THAT FOR
THE PURPOSE OF GIVING EFFECT TO THE ABOVE,
THE BOARD BE AND IS HEREBY ALSO AUTHORISED
TO DETERMINE THE FORM, TERMS AND TIMING OF
THE ISSUE(S), INCLUDING THE CLASS OF
INVESTORS TO WHOM THE SECURITIES ARE TO BE
ALLOTTED, NUMBER OF SECURITIES TO BE
ALLOTTED IN EACH TRANCHE, ISSUE PRICE, FACE
VALUE, PREMIUM AMOUNT IN ISSUE/ CONVERSION/
EXERCISE/ REDEMPTION, RATE OF INTEREST,
REDEMPTION PERIOD, LISTINGS ON ONE OR MORE
STOCK EXCHANGES IN INDIA OR ABROAD AS THE
BOARD MAY IN ITS ABSOLUTE DISCRETION DEEMS
FIT AND TO MAKE AND ACCEPT ANY
MODIFICATIONS IN THE PROPOSALS AS MAY BE
REQUIRED BY THE AUTHORITIES INVOLVED IN
SUCH ISSUE(S) IN INDIA AND/ OR ABROAD, TO
DO ALL ACTS, DEEDS, MATTERS AND THINGS AND
TO SETTLE ANY QUESTIONS OR DIFFICULTIES
THAT MAY ARISE IN REGARD TO THE ISSUE(S).
RESOLVED FURTHER THAT IN CASE OF QIP ISSUE
IT SHALL BE COMPLETED WITHIN 12 MONTHS FROM
THE DATE OF PASSING OF THIS RESOLUTION.
RESOLVED FURTHER THAT IN CASE OF QIP ISSUE
THE RELEVANT DATE FOR DETERMINATION OF THE
FLOOR PRICE OF THE EQUITY SHARES TO BE
ISSUED SHALL BE - I) IN CASE OF ALLOTMENT
OF EQUITY SHARES, THE DATE OF MEETING IN
WHICH THE BOARD DECIDES TO OPEN THE
PROPOSED ISSUE II) IN CASE OF ALLOTMENT OF
ELIGIBLE CONVERTIBLE SECURITIES, EITHER THE
DATE OF THE MEETING IN WHICH THE BOARD
DECIDES TO OPEN THE ISSUE OF SUCH
CONVERTIBLE SECURITIES OR THE DATE ON WHICH
THE HOLDERS OF SUCH CONVERTIBLE SECURITIES
BECOME ENTITLED TO APPLY FOR THE EQUITY
SHARES, AS MAY BE DETERMINED BY THE BOARD.
RESOLVED FURTHER THAT THE EQUITY SHARES SO
ISSUED SHALL RANK PARI PASSU WITH THE
EXISTING EQUITY SHARES OF THE COMPANY IN
ALL RESPECTS. RESOLVED FURTHER THAT THE
EQUITY SHARES TO BE OFFERED AND ALLOTTED
SHALL BE IN DEMATERIALIZED FORM. RESOLVED
FURTHER THAT FOR THE PURPOSE OF GIVING
EFFECT TO ANY OFFER, ISSUE OR ALLOTMENT OF
SECURITIES, THE BOARD, BE AND IS HEREBY
AUTHORISED ON BEHALF OF THE COMPANY TO DO
ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS
IT MAY, IN ABSOLUTE DISCRETION, DEEM
NECESSARY OR DESIRABLE FOR SUCH PURPOSE,
INCLUDING WITHOUT LIMITATION, THE
DETERMINATION OF THE TERMS THEREOF, FOR
ENTERING INTO ARRANGEMENTS FOR MANAGING,
UNDERWRITING, MARKETING, LISTING AND
TRADING, TO ISSUE PLACEMENT DOCUMENTS AND
TO SIGN ALL DEEDS, DOCUMENTS AND WRITINGS
AND TO PAY ANY FEES, COMMISSIONS,
REMUNERATION, EXPENSES RELATING THERETO AND
WITH POWER ON BEHALF OF THE COMPANY TO
SETTLE ALL QUESTIONS, DIFFICULTIES OR
DOUBTS THAT MAY ARISE IN REGARD TO SUCH
OFFER(S) OR ISSUE(S) OR ALLOTMENT(S) AS IT
MAY, IN ITS ABSOLUTE DISCRETION, DEEMS FIT.
RESOLVED FURTHER THAT THE BOARD BE AND IS
HEREBY AUTHORISED TO APPOINT LEAD
MANAGER(S) IN OFFERINGS OF SECURITIES AND
TO REMUNERATE THEM BY WAY OF COMMISSION,
BROKERAGE, FEES OR THE LIKE AND ALSO TO
ENTER INTO AND EXECUTE ALL SUCH
ARRANGEMENTS, AGREEMENTS, MEMORANDA,
DOCUMENTS, ETC. WITH LEAD MANAGER(S) AND TO
SEEK LISTING OF SUCH SECURITIES. RESOLVED
FURTHER THAT THE COMPANY DO APPLY FOR
LISTING OF THE NEW EQUITY SHARES AS MAY BE
ISSUED WITH THE BSE LIMITED AND NATIONAL
STOCK EXCHANGE OF INDIA LIMITED OR ANY
OTHER STOCK EXCHANGE(S). RESOLVED FURTHER
THAT THE COMPANY DO APPLY TO THE NATIONAL
SECURITIES DEPOSITORY LIMITED AND/OR
CENTRAL DEPOSITORY SERVICES (INDIA) LIMITED
FOR ADMISSION OF THE SECURITIES. RESOLVED
FURTHER THAT THE BOARD BE AND IS HEREBY
AUTHORISED TO CREATE NECESSARY CHARGE ON
SUCH OF THE ASSETS AND PROPERTIES (WHETHER
PRESENT OR FUTURE) OF THE COMPANY IN
RESPECT OF SECURITIES AND TO APPROVE,
ACCEPT, FINALIZE AND EXECUTE FACILITIES,
SANCTIONS, UNDERTAKINGS, AGREEMENTS,
PROMISSORY NOTES, CREDIT LIMITS AND ANY OF
THE DOCUMENTS AND PAPERS IN CONNECTION WITH
THE ISSUE OF SECURITIES. RESOLVED FURTHER
THAT THE BOARD BE AND IS HEREBY AUTHORISED
TO DELEGATE ALL OR ANY OF THE POWERS IN
SUCH MANNER AS THEY MAY DEEM FIT
14 RESOLVED THAT PURSUANT TO SECTION 139 OF Mgmt For For
THE COMPANIES ACT, 2013 READ WITH THE
COMPANIES (AUDIT AND AUDITORS) RULES, 2014
AND OTHER APPLICABLE PROVISIONS, IF ANY,
M/S. DELOITTE HASKINS & SELLS LLP,
CHARTERED ACCOUNTANTS, ICAI REGISTRATION
NO. 117366W-W100018 BE AND ARE HEREBY
RE-APPOINTED AS THE STATUTORY AUDITORS OF
THE COMPANY, FOR THE SECOND AND FINAL TERM
OF 5 YEARS, TO HOLD OFFICE FROM CONCLUSION
OF 75TH ANNUAL GENERAL MEETING TILL
CONCLUSION OF 80TH ANNUAL GENERAL MEETING.
RESOLVED FURTHER THAT THE BOARD OF
DIRECTORS, OR AUDIT COMMITTEE THEREOF, BE
AND IS HEREBY AUTHORIZED TO DECIDE AND
FINALISE THE TERMS AND CONDITIONS OF
APPOINTMENT, INCLUDING THE REMUNERATION OF
THE STATUTORY AUDITORS
15 RESOLVED THAT PURSUANT TO SECTION 148 AND Mgmt For For
OTHER APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013 AND THE COMPANIES
(AUDIT AND AUDITORS) RULES, 2014, THE
COMPANY HEREBY RATIFIES THE REMUNERATION OF
INR 13 LAKHS PLUS APPLICABLE TAXES AND OUT
OF POCKET EXPENSES AT ACTUALS FOR
TRAVELLING AND BOARDING/LODGING FOR THE
FINANCIAL YEAR ENDING MARCH 31, 2021 TO M/S
R. NANABHOY & CO. COST ACCOUNTANTS (REGN.
NO. 00010), WHO ARE APPOINTED AS COST
AUDITORS TO CONDUCT THE AUDIT OF COST
RECORDS MAINTAINED BY THE COMPANY FOR THE
FINANCIAL YEAR 2020-21
--------------------------------------------------------------------------------------------------------------------------
LBX PHARMACY CHAIN JOINT STOCK COMPANY Agenda Number: 712913296
--------------------------------------------------------------------------------------------------------------------------
Security: Y5S72F101
Meeting Type: EGM
Meeting Date: 17-Jul-2020
Ticker:
ISIN: CNE1000023Q8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE COMPANY'S ELIGIBILITY FOR NON-PUBLIC Mgmt For For
A-SHARE OFFERING
2.1 PLAN FOR NON-PUBLIC A-SHARE OFFERING: STOCK Mgmt For For
TYPE AND PAR VALUE
2.2 PLAN FOR NON-PUBLIC A-SHARE OFFERING: Mgmt For For
ISSUING METHOD AND DATE
2.3 PLAN FOR NON-PUBLIC A-SHARE OFFERING: Mgmt For For
SUBSCRIPTION METHOD AND SUBSCRIBERS
2.4 PLAN FOR NON-PUBLIC A-SHARE OFFERING: ISSUE Mgmt For For
PRICE AND PRICING PRINCIPLES
2.5 PLAN FOR NON-PUBLIC A-SHARE OFFERING: Mgmt For For
ISSUING VOLUME, AMOUNT AND PURPOSE OF THE
RAISED FUNDS
2.6 PLAN FOR NON-PUBLIC A-SHARE OFFERING: Mgmt For For
LOCKUP PERIOD
2.7 PLAN FOR NON-PUBLIC A-SHARE OFFERING: Mgmt For For
ARRANGEMENT FOR THE ACCUMULATED RETAINED
PROFITS
2.8 PLAN FOR NON-PUBLIC A-SHARE OFFERING: THE Mgmt For For
VALID PERIOD OF THE RESOLUTION ON THE SHARE
OFFERING
2.9 PLAN FOR NON-PUBLIC A-SHARE OFFERING: Mgmt For For
LISTING PLACE
3 PREPLAN FOR NON-PUBLIC A-SHARE OFFERING Mgmt For For
4 FEASIBILITY ANALYSIS REPORT ON THE USE OF Mgmt For For
FUNDS TO BE RAISED FROM THE NON-PUBLIC
SHARE OFFERING
5 REPORT ON THE USE OF PREVIOUSLY RAISED Mgmt For For
FUNDS
6 CONDITIONAL SHARE SUBSCRIPTION AGREEMENT TO Mgmt For For
BE SIGNED WITH SPECIFIC INVESTORS
7 STRATEGIC COOPERATION AGREEMENT TO BE Mgmt For For
SIGNED
8 DILUTED IMMEDIATE RETURN AFTER THE Mgmt For For
NON-PUBLIC SHARE OFFERING AND FILLING
MEASURES
9 SHAREHOLDER RETURN PLAN FOR THE NEXT THREE Mgmt For For
YEARS FROM 2020 TO 2022
10 FULL AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS REGARDING THE NON-PUBLIC A-SHARE
OFFERING
--------------------------------------------------------------------------------------------------------------------------
LBX PHARMACY CHAIN JOINT STOCK COMPANY Agenda Number: 713495655
--------------------------------------------------------------------------------------------------------------------------
Security: Y5S72F101
Meeting Type: EGM
Meeting Date: 20-Jan-2021
Ticker:
ISIN: CNE1000023Q8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CONNECTED TRANSACTION REGARDING ACQUISITION Mgmt For For
OF MINORITY INTEREST IN A CONTROLLED
SUBSIDIARY
2 CHANGE OF THE COMPANY'S REGISTERED CAPITAL Mgmt For For
AND BUSINESS SCOPE, AND AMENDMENTS TO THE
COMPANY'S ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
LBX PHARMACY CHAIN JOINT STOCK COMPANY Agenda Number: 713597257
--------------------------------------------------------------------------------------------------------------------------
Security: Y5S72F101
Meeting Type: EGM
Meeting Date: 25-Feb-2021
Ticker:
ISIN: CNE1000023Q8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2021 ESTIMATED CONTINUING CONNECTED Mgmt For For
TRANSACTIONS
2 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS REGARDING THE REPURCHASE AND
CANCELLATION OF 2019 RESTRICTED STOCKS
3.1 ELECTION OF NON-INDEPENDENT DIRECTOR: XIE Mgmt For For
ZILONG
3.2 ELECTION OF NON-INDEPENDENT DIRECTOR: WU Mgmt For For
BIN
3.3 ELECTION OF NON-INDEPENDENT DIRECTOR: HUANG Mgmt For For
GAN
3.4 ELECTION OF NON-INDEPENDENT DIRECTOR: LI Mgmt For For
WEI
3.5 ELECTION OF NON-INDEPENDENT DIRECTOR: LV Mgmt For For
MINGFANG
3.6 ELECTION OF NON-INDEPENDENT DIRECTOR: ZHENG Mgmt For For
JIAQI
4.1 ELECTION OF INDEPENDENT DIRECTOR: ZHOU JING Mgmt For For
4.2 ELECTION OF INDEPENDENT DIRECTOR: HUANG Mgmt For For
WEIDE
4.3 ELECTION OF INDEPENDENT DIRECTOR: WU Mgmt For For
LIANFENG
5.1 ELECTION OF NON-EMPLOYEE SUPERVISOR: TAN Mgmt For For
JIAN
5.2 ELECTION OF NON-EMPLOYEE SUPERVISOR: RAO Mgmt For For
HAO
--------------------------------------------------------------------------------------------------------------------------
LBX PHARMACY CHAIN JOINT STOCK COMPANY Agenda Number: 713656671
--------------------------------------------------------------------------------------------------------------------------
Security: Y5S72F101
Meeting Type: EGM
Meeting Date: 19-Mar-2021
Ticker:
ISIN: CNE1000023Q8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE COMPANY'S ELIGIBILITY FOR NON-PUBLIC Mgmt For For
A-SHARE OFFERING
2.1 PLAN FOR NON-PUBLIC A-SHARE OFFERING: STOCK Mgmt For For
TYPE AND PAR VALUE
2.2 PLAN FOR NON-PUBLIC A-SHARE OFFERING: Mgmt For For
ISSUING METHOD AND DATE
2.3 PLAN FOR NON-PUBLIC A-SHARE OFFERING: Mgmt For For
SUBSCRIPTION METHOD AND SUBSCRIBERS
2.4 PLAN FOR NON-PUBLIC A-SHARE OFFERING: ISSUE Mgmt For For
PRICE AND PRICING PRINCIPLES
2.5 PLAN FOR NON-PUBLIC A-SHARE OFFERING: Mgmt For For
ISSUING VOLUMN, AMOUNT AND PURPOSE OF THE
RAISED FUNDS
2.6 PLAN FOR NON-PUBLIC A-SHARE OFFERING: Mgmt For For
LOCKUP PERIOD
2.7 PLAN FOR NON-PUBLIC A-SHARE OFFERING: Mgmt For For
ARRANGEMENT FOR DISTRIBUTION OF THE
ACCUMULATED RETAINED PROFITS
2.8 PLAN FOR NON-PUBLIC A-SHARE OFFERING: THE Mgmt For For
VALID PERIOD OF THE RESOLUTION ON THE SHARE
OFFERING
2.9 PLAN FOR NON-PUBLIC A-SHARE OFFERING: Mgmt For For
LISTING PLACE
3 PREPLAN FOR NON-PUBLIC A-SHARE OFFERING Mgmt For For
4 FEASIBILITY ANALYSIS REPORT ON THE USE OF Mgmt For For
FUNDS TO BE RAISED FROM THE NON-PUBLIC
SHARE OFFERING
5 REPORT ON THE USE OF PREVIOUSLY RAISED Mgmt For For
FUNDS
6 DILUTED IMMEDIATE RETURN AFTER THE Mgmt For For
NON-PUBLIC SHARE OFFERING AND FILLING
MEASURES
7 FULL AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS REGARDING THE NON-PUBLIC A-SHARE
OFFERING
8 ALLOWANCE STANDARDS FOR DIRECTORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LBX PHARMACY CHAIN JOINT STOCK COMPANY Agenda Number: 714014759
--------------------------------------------------------------------------------------------------------------------------
Security: Y5S72F101
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: CNE1000023Q8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
4 2020 ANNUAL ACCOUNTS AND 2021 FINANCIAL Mgmt For For
BUDGET REPORT
5 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY3.50000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
6 INNOVATIVE PARTNERSHIP PLAN AND CONNECTED Mgmt For For
TRANSACTIONS
7 REAPPOINTMENT OF 2021 AUDIT FIRM Mgmt For For
8 APPLICATION FOR 2021 CREDIT LINE TO BANKS Mgmt For For
AND PROVISION OF GUARANTEE BY THE COMPANY
AND SUBSIDIARIES
9 2020 WORK REPORT OF INDEPENDENT DIRECTORS Mgmt For For
10 2020 REMUNERATION FOR DIRECTORS, Mgmt For For
SUPERVISORS AND SENIOR MANAGEMENT
11 CHANGE OF THE COMPANY'S REGISTERED CAPITAL Mgmt For For
AND BUSINESS SCOPE, AND AMENDMENTS TO THE
COMPANY'S ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
LG CHEM LTD Agenda Number: 713134726
--------------------------------------------------------------------------------------------------------------------------
Security: Y52758102
Meeting Type: EGM
Meeting Date: 30-Oct-2020
Ticker:
ISIN: KR7051910008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF SPLIT-OFF Mgmt For For
CMMT 22 SEP 2020: THIS EGM IS RELATED TO THE Non-Voting
CORPORATE EVENT OF PHYSICAL SPLIT OFF.
CMMT 22 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LG CHEM LTD Agenda Number: 713659019
--------------------------------------------------------------------------------------------------------------------------
Security: Y52758102
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: KR7051910008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 ELECTION OF INSIDE DIRECTOR: CHA DONG SEOK Mgmt For For
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: GIM MUN SU
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LG HOUSEHOLD & HEALTH CARE LTD, SEOUL Agenda Number: 713613429
--------------------------------------------------------------------------------------------------------------------------
Security: Y5275R100
Meeting Type: AGM
Meeting Date: 19-Mar-2021
Ticker:
ISIN: KR7051900009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3.1 ELECTION OF INSIDE DIRECTOR: GIM HONG GI Mgmt For For
3.2 ELECTION OF A NON-PERMANENT DIRECTOR: HA Mgmt For For
BEOM JONG
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LOCALIZA RENT A CAR SA Agenda Number: 713202733
--------------------------------------------------------------------------------------------------------------------------
Security: P6330Z111
Meeting Type: EGM
Meeting Date: 12-Nov-2020
Ticker:
ISIN: BRRENTACNOR4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 APPROVAL OF ACTS RELATED TO THE MERGER OF Mgmt For For
SHARES OF COMPANHIA DE LOCACAO DAS
AMERICAS, A PUBLICLY HELD COMPANY WITH
HEADQUARTERS IN THE CITY OF SAO PAULO, SAO
PAULO, AT ALAMEDA SANTOS, N438, 7 ANDAR,
BAIRRO CERQUEIRA CESAR, ENROLLED WITH THE
CNPJ.ME UNDER NO. 10.215.988.000160 UNIDAS,
INTO THE COMPANY MERGER OF SHARES, AS
FOLLOWS. I. TO APPROVE THE PROTOCOL AND
JUSTIFICATION FOR THE MERGER OF SHARES OF
COMPANHIA DE LOCACAO DAS AMERICAS INTO
LOCALIZA RENT A CAR S.A., SIGNED ON OCTOBER
8, 2020 BY THE MANAGEMENT OF UNIDAS AND
LOCALIZA PROTOCOL AND JUSTIFICATION. II. TO
RATIFY THE HIRING OF APSIS CONSULTORIA
EMPRESARIAL LTDA., IN ORDER TO PREPARE THE
APPRAISAL REPORT FOR THE ECONOMIC VALUE OF
UNIDAS SHARES TO BE MERGED INTO LOCALIZA,
PURSUANT TO ARTICLE 252, PARAGRAPH 1 OF THE
BRAZILIAN CORPORATION LAW APPRAISAL REPORT.
III. TO APPROVE THE APPRAISAL REPORT. IV.
TO APPROVE THE MERGER OF SHARES, WHICH THE
EFFECTIVENESS SHALL BE CONDITIONED UPON THE
SATISFACTION OR WAIVER, AS THE CASE MAY BE
OF THE CONDITIONS PRECEDENT PROVIDED IN THE
PROTOCOL AND JUSTIFICATION. V. TO APPROVE
THE CAPITAL INCREASE TO BE SUBSCRIBED AND
PAID UP BY UNIDAS MANAGERS IN FAVOR OF ITS
SHAREHOLDERS, WITH THE AMENDMENT OF ARTICLE
5 OF LOCALIZAS BYLAWS, WHICH THE
EFFECTIVENESS SHALL BE CONDITIONED UPON THE
SATISFACTION OR WAIVER, AS THE CASE MAY BE
OF THE CONDITIONS PRECEDENT PROVIDED IN THE
PROTOCOL AND JUSTIFICATION. AND VI. TO
APPROVE THE INCREASE OF THE SHARE CAPITAL
THAT IS TO BE SUBSCRIBED FOR AND PAID IN BY
THE MANAGERS TO UNIDAS IN FAVOR OF ITS
SHAREHOLDERS, WITH THE AMENDMENT OF ARTICLE
5 OF THE CORPORATE BYLAWS OF LOCALIZA, THE
EFFICACY OF WHICH WILL BE CONDITIONED ON
THE SATISFACTION, OR WAIVER, AS THE CASE
MAY BE, OF THE CONDITIONS PRECEDENT THAT
ARE PROVIDED FOR IN THE PROTOCOL AND
JUSTIFICATION
2 REDUCTION IN THE NUMBER OF MEMBERS THAT Mgmt For For
WILL FORM THE COMPANY'S BOARD OF DIRECTORS
IN THE CURRENT TERM OF OFFICE FROM 7 TO 6
MEMBERS
3 ELECTION OF MR. IRLAU MACHADO FILHO AS AN Mgmt For For
INDEPENDENT MEMBER OF THE COMPANY'S BOARD
OF DIRECTORS, TO SERVE UNTIL THE END OF THE
CURRENT TERM OF OFFICE
4 DO YOU WISH TO REQUEST THE INSTATEMENT OF Mgmt Against Against
THE FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 161 OF LAW 6,404 OF 1976 MANAGEMENT
RECOMMENDS VOTING FOR NOT REQUESTING THE
SETTING OF THE FISCAL COUNCIL, CONSIDERING
THAT THE COMPANY HAS AN AUDIT COMMITTEE
PROVIDED FOR IN ITS BYLAWS AND BECAUSE IT
BELIEVES THAT THE AUDIT, RISK MANAGEMENT
AND COMPLIANCE COMMITTEE PERFORMS PROPERLY
ITS FUNCTIONS, SEVERAL OF WHICH OVERLAP
THOSE OF A FISCAL COUNCIL, WHICH WOULD
RESULT IN INCREASED COSTS WITHOUT TANGIBLE
BENEFITS. AS DESCRIBED IN THIS MEETINGS
PARTICIPATION MANUAL, TO AVOID THE RISK
THAT SHAREHOLDERS WHO OPT FOR REMOTE VOTING
WILL INADVERTENTLY CONTRIBUTE TO THE
ELECTION OF CANDIDATES I NOMINATED AND
SUPPORTED BY SHAREHOLDERS WITH A SMALL OR
MINIMAL PERCENTAGE REPRESENTING THE
CAPITAL, AND OR II WHOSE NAMES AND CVS AND
OTHER INFORMATION RELEVANT TO AN INFORMED
DECISION HAVE NOT BEEN DISCLOSED WHEN
FILLING OUT THE REMOTE VOTING BALLOT,
MANAGEMENT SUGGESTS THAT SHAREHOLDERS WHO
CHOOSE TO VOTE BY DISTANCE VOTE ABSTAIN, SO
THAT THEIR SHARES ARE NOT COUNTED FOR
PURPOSES OF REQUESTING THE INSTALLATION OF
THE FISCAL COUNCIL
--------------------------------------------------------------------------------------------------------------------------
LOCALIZA RENT A CAR SA Agenda Number: 713737130
--------------------------------------------------------------------------------------------------------------------------
Security: P6330Z111
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: BRRENTACNOR4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDENT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO ACKNOWLEDGE THE MANAGEMENTS ACCOUNTS AND Mgmt For For
TO APPROVE THE MANAGEMENT REPORT AND THE
COMPANY'S FINANCIAL STATEMENTS FOR THE YEAR
ENDED DECEMBER 31, 2020
2 TO APPROVE THE MANAGEMENTS PROPOSAL FOR THE Mgmt For For
NET INCOME ALLOCATION FOR THE YEAR ENDED
DECEMBER 31, 2020 AND DIVIDEND DISTRIBUTION
3 DO YOU WISH TO REQUEST THE ADOPTION OF THE Mgmt Abstain Against
CUMULATIVE VOTING PROCESS FOR THE ELECTION
OF THE BOARD OF DIRECTORS, UNDER THE TERMS
OF ARTICLE 141 OF LAW 6,404 OF 1976
4 TO SET THE NUMBER OF MEMBERS OF THE BOARD Mgmt For For
OF DIRECTORS TO 6 MEMBERS, OR IN 7 MEMBERS,
IN THE CASE OF A REQUEST FOR A CUMULATIVE
VOTING OR SEPARATE ELECTION PROCESS
5.1 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER CAN INDICATE AS
MANY CANDIDATES AS THERE ARE VACANCIES TO
BE FILLED IN THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, 6. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. EUGENIO PACELLI MATTAR, NOT
INDEPENDENT
5.2 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER CAN INDICATE AS
MANY CANDIDATES AS THERE ARE VACANCIES TO
BE FILLED IN THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, 6. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. OSCAR DE PAULA BERNARDES NETO,
INDEPENDENT
5.3 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER CAN INDICATE AS
MANY CANDIDATES AS THERE ARE VACANCIES TO
BE FILLED IN THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, 6. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. IRLAU MACHADO FILHO, INDEPENDENT
5.4 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER CAN INDICATE AS
MANY CANDIDATES AS THERE ARE VACANCIES TO
BE FILLED IN THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, 6. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. MARIA LETICIA DE FREITAS COSTAS,
INDEPENDENT
5.5 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER CAN INDICATE AS
MANY CANDIDATES AS THERE ARE VACANCIES TO
BE FILLED IN THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, 6. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. PAULO ANTUNES VERAS, INDEPENDENT
5.6 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER CAN INDICATE AS
MANY CANDIDATES AS THERE ARE VACANCIES TO
BE FILLED IN THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, 6. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. PEDRO DE GODOY BUENO, INDEPENDENT
CMMT FOR THE PROPOSAL 6 REGARDING THE ADOPTION Non-Voting
OF CUMULATIVE VOTING, PLEASE BE ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 7.1 TO 7.6. IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS
6 IN THE EVENT OF THE ADOPTION OF THE Mgmt Abstain Against
CUMULATIVE VOTING PROCESS, SHOULD THE VOTES
CORRESPONDING TO YOUR SHARES BE DISTRIBUTED
IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF
THE SLATE THAT YOU HAVE CHOSEN. IF THE
SHAREHOLDER CHOOSES TO ABSTAIN AND THE
ELECTION OCCURS THROUGH THE CUMULATIVE
VOTING PROCESS, HIS VOTE MUST BE COUNTED AS
ABSTENTION IN THE RESPECTIVE RESOLUTION OF
THE MEETING
7.1 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt Abstain Against
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED.
EUGENIO PACELLI MATTAR, NOT INDEPENDENT
7.2 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt Abstain Against
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED.
OSCAR DE PAULA BERNARDES NETO, INDEPENDENT
7.3 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt Abstain Against
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED.
IRLAU MACHADO FILHO, INDEPENDENT
7.4 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt Abstain Against
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED.
MARIA LETICIA DE FREITAS COSTAS,
INDEPENDENT
7.5 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt Abstain Against
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED.
PAULO ANTUNES VERAS, INDEPENDENT
7.6 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt Abstain Against
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED.
PEDRO DE GODOY BUENO, INDEPENDENT
8 DO YOU WISH TO REQUEST THE SEPARATE Mgmt For For
ELECTION OF A MEMBER OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141,
4, I OF LAW 6,404 OF 1976 SHAREHOLDER CAN
ONLY FILL OUT THIS FIELD IF HE OR SHE HAS
LEFT THE GENERAL ELECTION ITEM IN BLANK AND
HAS BEEN THE OWNER, WITHOUT INTERRUPTION,
OF THE SHARES WITH WHICH HE OR SHE IS
VOTING DURING THE THREE MONTHS IMMEDIATELY
PRIOR TO THE HOLDING OF THE GENERAL MEETING
9 TO FIX THE MANAGEMENTS GLOBAL ANNUAL Mgmt For For
COMPENSATION, WITH AUTHORIZATION FOR THE
PAYMENT OF THE REMUNERATION TO THE
MANAGEMENT FOR THE PERIOD FROM JANUARY TO
APRIL OF 2021, IN THE SAME BASIS IN WHICH
IT IS ESTIMATED TO BE REALIZED IN 2020,
LIMITED TO A MAXIMUM OF ONE THIRD OF THIS
AGGREGATE COMPENSATION, FOR THE MENTIONED
PERIOD
10 DO YOU WISH TO REQUEST THE INSTATEMENT OF Mgmt For For
THE FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 161 OF LAW 6,404 OF 1976
11 APPROVE THE ESTABLISHMENT OF THE NUMBER OF Mgmt For For
MEMBERS FOR THE FISCAL COUNCIL IN 3 MEMBERS
AND ITS RESPECTIVE ALTERNATES
12.1 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt Abstain Against
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, 2. CARLA
ALESSANDRA TREMATORE, EFFECTIVE INDICATED
BY THE ADMINISTRATION. JULIANO LIMA
PINHEIRO, SUBSTITUTE INDICATED BY THE
ADMINISTRATION
12.2 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt Abstain Against
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, 2. ANTONIO
DE PADUA SOARES POLICARPO, PRINCIPAL
INDICATED BY THE ADMINISTRATION. MARCO
ANTONIO PEREIRA, SUBSTITUTE INDICATED BY
THE ADMINISTRATION
13.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain
SHAREHOLDER PROPOSAL: SEPARATE ELECTION OF
A MEMBER OF THE FISCAL COUNCIL BY MINORITY
SHAREHOLDERS HOLDING SHARES OF VOTING
RIGHTS. THE SHAREHOLDER MUST COMPLETE THIS
FIELD SHOULD HE HAVE LEFT THE GENERAL
ELECTION FIELD BLANK. FRANCISCO CAPRINO
NETO, EFFECTIVE INDICATED BY PREVI. JOAO
RICARDO PEREIRA DA COSTA, SUBSTITUTE
INDICATED BY PREVI
13.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: SEPARATE ELECTION OF
A MEMBER OF THE FISCAL COUNCIL BY MINORITY
SHAREHOLDERS HOLDING SHARES OF VOTING
RIGHTS. THE SHAREHOLDER MUST COMPLETE THIS
FIELD SHOULD HE HAVE LEFT THE GENERAL
ELECTION FIELD BLANK. LUIZ CARLOS NANNINI,
EFFECTIVE INDICATED BY DYNAMO
ADMINISTRADORA DE RECURSOS. FERNANDO
ANTONIO LOPES MATOSO, SUBSTITUTE INDICATED
BY DYNAMO ADMINISTRADORA DE RECURSOS
--------------------------------------------------------------------------------------------------------------------------
LOCALIZA RENT A CAR SA Agenda Number: 713737077
--------------------------------------------------------------------------------------------------------------------------
Security: P6330Z111
Meeting Type: EGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: BRRENTACNOR4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 APPROVE THE PROPOSAL TO CREATE A LONG TERM Mgmt For For
INCENTIVE PLAN FOR THE COMPANY'S MANAGEMENT
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
LOJAS RENNER SA Agenda Number: 713144145
--------------------------------------------------------------------------------------------------------------------------
Security: P6332C102
Meeting Type: EGM
Meeting Date: 21-Oct-2020
Ticker:
ISIN: BRLRENACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 ELECT AN ALTERNATE MEMBER OF THE FISCAL Mgmt For For
COUNCIL
2 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL PER CANDIDATE. THE SHAREHOLDER MAY
APPOINT AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. POSITIONS LIMIT TO BE COMPLETED,
1. NA. VANDERLEI DOMINGUEZ DA ROSA
3 IN THE STOCK OPTIONS PLAN AMEND THE ITEM Mgmt For For
VESTING PERIOD, CLAUSE 7
4 IN THE STOCK OPTIONS PLAN AMEND THE ITEM Mgmt For For
TENDER OFFER FOR ACQUISITION OF SHARES,
CLAUSE 13
5 IN THE STOCK OPTIONS PLAN, AMEND THE ITEM Mgmt For For
OTHER EVENTS, CLAUSE 13
6 IN THE STOCK OPTIONS PLAN, AMEND SUB ITEM Mgmt For For
E, ITEM EFFECTIVENESS, CLAUSE 15
7 IN THE RESTRICTED SHARE PLAN AMEND ITEM 8.1 Mgmt For For
TENDER OFFER FOR ACQUISITION OF SHARES,
CLAUSE 8
8 IN THE RESTRICTED SHARE PLAN, AMEND ITEM Mgmt For For
8.2 OTHER EVENTS, CLAUSE 8
9 IN THE RESTRICTED SHARE PLAN, AMEND SUB Mgmt For For
ITEM E, ITEM EFFECTIVENESS, CLAUSE 10
10 AMEND ARTICLE 5 OF THE BYLAWS TO CHANGE THE Mgmt For For
SUBSCRIBED AND PAID IN EQUITY CAPITAL
AMOUNT AND THE NUMBER OF SHARES ISSUED, IN
THE LIGHT OF THE RESOLUTIONS OF THE BOARD
OF DIRECTORS TAKEN IN 2019 AND 2020,
CONCERNING THE EXERCISE OF CLAIMS UNDER THE
COMPANY'S STOCK OPTIONS PLAN
11 AMEND THE FOLLOWING ARTICLES OF THE BYLAWS, Mgmt For For
I AMEND ARTICLE 16
12 DELETE ARTICLE 17, AND, CONSEQUENTLY, AMEND Mgmt For For
ARTICLE 16, PARAGRAPH 7
13 AMEND ARTICLE 22. FOR THE COMPOSITION OF Mgmt For For
THE BOARD OF EXECUTIVE OFFICERS TO GO FROM
4 TO 8 EXECUTIVE OFFICERS TO 4 TO 10
EXECUTIVE OFFICERS, TO ALLOW GREATER
FLEXIBILITY IN THE COMPOSITION OF THIS BODY
AND ITS RESIZING ACCORDING TO THE COMPANY'S
GROWTH NEED
14 AMEND ARTICLE 22. TO EXCLUDE THE TITLES OF Mgmt For For
OFFICER POSITIONS, RETAINING ONLY THOSE OF
THE CHIEF EXECUTIVE OFFICER, CHIEF
ADMINISTRATIVE AND FINANCIAL OFFICER, AND
INVESTOR RELATIONS OFFICER. ALL OTHERS
SHALL REMAIN AS OFFICERS, WITH PARTICULAR
TITLES TO BE DEFINED BY THE BOARD OF
DIRECTORS IN MINUTES OF MEETINGS THEREOF AT
THE TIME OF THE ELECTION OF THE EXECUTIVE
BOARD
15 AMEND ARTICLE 25 Mgmt For For
16 DELETE PARAGRAPHS 1 THROUGH 6 OF THE Mgmt For For
ARTICLE 25
17 AMEND ARTICLE 28 Mgmt For For
18 DELETE PARAGRAPHS 2 AND 3 OF THE ARTICLE 28 Mgmt For For
AND RENAME THE REMAINING PARAGRAPHS
19 AMEND ARTICLE 31 Mgmt For For
20 RENAME ARTICLES AND REFERENCES IN THE Mgmt For For
BYLAWS IN LINE WITH THE FOREGOING
AMENDMENTS
21 APPROVE THE CONSOLIDATED BYLAWS OF THE Mgmt For For
COMPANY
--------------------------------------------------------------------------------------------------------------------------
LOJAS RENNER SA Agenda Number: 713817560
--------------------------------------------------------------------------------------------------------------------------
Security: P6332C102
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: BRLRENACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 EXAMINE, DISCUSS AND VOTE ON THE MANAGEMENT Mgmt For For
STATEMENTS AND FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2020
2 EXAMINE, DISCUSS AND VOTE ON THE PROPOSAL Mgmt For For
FOR THE ALLOCATION OF NET INCOME FOR THE
FISCAL YEAR AND THE DISTRIBUTION OF
DIVIDENDS
3 ESTABLISH THE NUMBER OF MEMBERS ON THE Mgmt For For
BOARD OF DIRECTORS ACCORDING TO MANAGEMENTS
PROPOSAL, IN 8 MEMBERS
4 DO YOU WISH TO REQUEST THE ADOPTION OF THE Mgmt Abstain Against
CUMULATIVE VOTING PROCESS FOR THE ELECTION
OF THE BOARD OF DIRECTORS, UNDER THE TERMS
OF ARTICLE 141 OF LAW 6,404 OF 1976
5.1 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt For For
CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 8.
INDICATION OF CANDIDATES TO THE BOARD OF
DIRECTORS, THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THE NUMBER OF POSITIONS
TO BE FILLED IN THE GENERAL ELECTION THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
VOTING SHARES ALSO FILLS IN THE FIELDS
PRESENT IN THE SEPARATE ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS ADDRESS
OCCURS. . JOSE GALLO
5.2 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt For For
CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 8.
INDICATION OF CANDIDATES TO THE BOARD OF
DIRECTORS, THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THE NUMBER OF POSITIONS
TO BE FILLED IN THE GENERAL ELECTION.THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
VOTING SHARES ALSO FILLS IN THE FIELDS
PRESENT IN THE SEPARATE ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS ADDRESS
OCCURS. . OSVALDO BURGOS SCHIRMER,
INDEPENDENT
5.3 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt For For
CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 8.
INDICATION OF CANDIDATES TO THE BOARD OF
DIRECTORS, THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THE NUMBER OF POSITIONS
TO BE FILLED IN THE GENERAL ELECTION.THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
VOTING SHARES ALSO FILLS IN THE FIELDS
PRESENT IN THE SEPARATE ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS ADDRESS
OCCURS. . CARLOS FERNANDO COUTO DE OLIVEIRA
SOUTO, INDEPENDENT
5.4 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt For For
CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 8.
INDICATION OF CANDIDATES TO THE BOARD OF
DIRECTORS, THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THE NUMBER OF POSITIONS
TO BE FILLED IN THE GENERAL ELECTION.THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
VOTING SHARES ALSO FILLS IN THE FIELDS
PRESENT IN THE SEPARATE ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS ADDRESS
OCCURS. . FABIO DE BARROS PINHEIRO,
INDEPENDENT
5.5 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt For For
CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 8.
INDICATION OF CANDIDATES TO THE BOARD OF
DIRECTORS, THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THE NUMBER OF POSITIONS
TO BE FILLED IN THE GENERAL ELECTION.THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
VOTING SHARES ALSO FILLS IN THE FIELDS
PRESENT IN THE SEPARATE ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS ADDRESS
OCCURS. . THOMAS BIER HERRMANN, INDEPENDENT
5.6 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt For For
CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 8.
INDICATION OF CANDIDATES TO THE BOARD OF
DIRECTORS, THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THE NUMBER OF POSITIONS
TO BE FILLED IN THE GENERAL ELECTION.THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
VOTING SHARES ALSO FILLS IN THE FIELDS
PRESENT IN THE SEPARATE ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS ADDRESS
OCCURS. . JULIANA ROZENBAUM MUNEMORI,
INDEPENDENT
5.7 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt For For
CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 8.
INDICATION OF CANDIDATES TO THE BOARD OF
DIRECTORS, THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THE NUMBER OF POSITIONS
TO BE FILLED IN THE GENERAL ELECTION.THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
VOTING SHARES ALSO FILLS IN THE FIELDS
LOJAS RENNER SA COMMON SHARES PRESENT IN
THE SEPARATE ELECTION OF A MEMBER OF THE
BOARD OF DIRECTORS AND THE SEPARATE
ELECTION THAT THESE FIELDS ADDRESS OCCURS.
. CHRISTIANE ALMEIDA EDINGTON, INDEPENDENT
5.8 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt For For
CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 8.
INDICATION OF CANDIDATES TO THE BOARD OF
DIRECTORS, THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THE NUMBER OF POSITIONS
TO BE FILLED IN THE GENERAL ELECTION.THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
VOTING SHARES ALSO FILLS IN THE FIELDS
PRESENT IN THE SEPARATE ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS ADDRESS
OCCURS. . ALEXANDRE VARTULI GOUVEA,
INDEPENDENT
CMMT FOR THE PROPOSAL 6 REGARDING THE ADOPTION Non-Voting
OF CUMULATIVE VOTING, PLEASE BE ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 7.1 TO 7.8. IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS
6 IN CASE OF ADOPTION OF THE ELECTION PROCESS Mgmt For For
BY MULTIPLE VOTING, DO YOU WISH TO
DISTRIBUTE THE ADOPTED VOTE IN PERCENTAGES
BY THE CANDIDATES WHO COMPOSES THE CHOSEN
LIST OF CANDIDATES. IF THE SHAREHOLDER
CHOOSES TO ABSTAIN AND THE ELECTION OCCURS
THROUGH THE MULTIPLE VOTE PROCESS, HIS VOTE
MUST BE COUNTED AS ABSTENTION IN THE
RESPECTIVE RESOLUTION OF THE MEETING
7.1 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt For For
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED. .
JOSE GALLO
7.2 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt For For
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED. .
OSVALDO BURGOS SCHIRMER, INDEPENDENT
7.3 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt For For
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED. .
CARLOS FERNANDO COUTO DE OLIVEIRA SOUTO,
INDEPENDENT
7.4 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt For For
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED. .
FABIO DE BARROS PINHEIRO, INDEPENDENT
7.5 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt For For
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED. .
THOMAS BIER HERRMANN, INDEPENDENT
7.6 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt For For
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED. .
JULIANA ROZENBAUM MUNEMORI, INDEPENDENT
7.7 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt For For
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED. .
CHRISTIANE ALMEIDA EDINGTON, INDEPENDENT
7.8 VISUALIZATION OF ALL CANDIDATES TO INDICATE Mgmt For For
THE PERCENTAGE OF VOTES TO BE ATTRIBUTED. .
ALEXANDRE VARTULI GOUVEA, INDEPENDENT
8 ESTABLISH THE AGGREGATE COMPENSATION OF THE Mgmt For For
MEMBERS OF MANAGEMENT, ACCORDING TO
MANAGEMENTS PROPOSAL, UP TO BRL 39.9
MILLION
9 ESTABLISH THE NUMBER OF MEMBERS OF THE Mgmt For For
COMPANY'S FISCAL COUNCIL, IN ACCORDANCE
WITH MANAGEMENTS PROPOSAL, IN 3 EFFECTIVE
MEMBERS AND 3 ALTERNATE MEMBERS
10.1 ELECTION OF THE FISCAL COUNCIL BY Mgmt For For
CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 3.
INDICATION OF CANDIDATES FOR THE FISCAL
COUNCIL, THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THE NUMBER OF POSITIONS
TO BE FILLED IN THE GENERAL ELECTION. .
PRINCIPAL MEMBER, JOAREZ JOSE PICCININI AND
SUBSTITUTE MEMBER, ROBERTO ZELLER BRANCHI
10.2 ELECTION OF THE FISCAL COUNCIL BY Mgmt For For
CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 3.
INDICATION OF CANDIDATES FOR THE FISCAL
COUNCIL, THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THE NUMBER OF POSITIONS
TO BE FILLED IN THE GENERAL ELECTION. .
PRINCIPAL MEMBER, ROBERTO FROTA DECOURT AND
SUBSTITUTE MEMBER, VANDERLEI DOMINGUEZ DA
ROSA
10.3 ELECTION OF THE FISCAL COUNCIL BY Mgmt For For
CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 3.
INDICATION OF CANDIDATES FOR THE FISCAL
COUNCIL, THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THE NUMBER OF POSITIONS
TO BE FILLED IN THE GENERAL ELECTION. .
PRINCIPAL MEMBER, ESTELA MARIS VIEIRA DE
SOUZA AND SUBSTITUTE MEMBER, ISABEL
CRISTINA BITTENCOURT SANTIAGO
11 ESTABLISH THE COMPENSATION OF THE MEMBERS Mgmt For For
OF THE FISCAL COUNCIL, ACCORDING TO
MANAGEMENTS PROPOSAL, AT BRL 669.4 THOUSAND
--------------------------------------------------------------------------------------------------------------------------
LONGFOR GROUP HOLDINGS LIMITED Agenda Number: 713988422
--------------------------------------------------------------------------------------------------------------------------
Security: G5635P109
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: KYG5635P1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0426/2021042600029.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0426/2021042600027.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF RMB1.03 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2020
3.1 TO RE-ELECT MR. ZHAO YI AS EXECUTIVE Mgmt Against Against
DIRECTOR OF THE COMPANY
3.2 TO RE-ELECT MR. FREDERICK PETER CHURCHOUSE Mgmt For For
AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
3.3 TO RE-ELECT MR. ZENG MING AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3.4 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITORS AND TO AUTHORISE THE BOARD OF
DIRECTORS TO FIX THE AUDITORS' REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES OF THE COMPANY
(ORDINARY RESOLUTION NO.5 OF THE NOTICE OF
AGM)
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
(ORDINARY RESOLUTION NO.6 OF THE NOTICE OF
AGM)
7 TO EXTEND THE GENERAL MANDATE TO BE GIVEN Mgmt Against Against
TO THE DIRECTORS TO ISSUE SHARES (ORDINARY
RESOLUTION NO. 7 OF THE NOTICE OF AGM)
--------------------------------------------------------------------------------------------------------------------------
LOTTE CHEMICAL CORPORATION, SEOUL Agenda Number: 713614825
--------------------------------------------------------------------------------------------------------------------------
Security: Y5336U100
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: KR7011170008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 ELECTION OF DIRECTOR : ELECTION OF INSIDE Mgmt For For
DIRECTOR CANDIDATES: SIN DONG BIN, KIM GYO
HYEON, HWANG JIN GU ELECTION OF A
NON-PERMANENT DIRECTOR CANDIDATES: LEE HUN
GI
4 ELECTION OF AUDITOR WHO IS AN OUTSIDE Mgmt For For
DIRECTOR: NAM HYE JEONG
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
6 AMENDMENT OF ARTICLES ON RETIREMENT Mgmt For For
ALLOWANCE FOR DIRECTOR
CMMT 3 MARCH 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TEXT OF
RESOLUTION 3 AND 4. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LUXSHARE PRECISION INDUSTRY CO LTD Agenda Number: 712940659
--------------------------------------------------------------------------------------------------------------------------
Security: Y7744X106
Meeting Type: EGM
Meeting Date: 27-Jul-2020
Ticker:
ISIN: CNE100000TP3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 EXTENSION OF THE VALID PERIOD OF THE Mgmt For For
RESOLUTION ON PUBLIC ISSUANCE OF
CONVERTIBLE BONDS
2 EXTENSION OF THE VALID PERIOD OF THE FULL Mgmt For For
AUTHORIZATION TO THE BOARD TO HANDLE
MATTERS REGARDING THE PUBLIC ISSUANCE OF
CONVERTIBLE CORPORATE BONDS
--------------------------------------------------------------------------------------------------------------------------
LUXSHARE PRECISION INDUSTRY CO LTD Agenda Number: 714014468
--------------------------------------------------------------------------------------------------------------------------
Security: Y7744X106
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: CNE100000TP3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For
4 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
5 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY1.10000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
6 2020 WORK REPORT OF INDEPENDENT DIRECTORS Mgmt For For
7 REAPPOINTMENT OF AUDIT FIRM Mgmt For For
8 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
9 AMENDMENTS TO THE EXTERNAL INVESTMENT Mgmt Against Against
MANAGEMENT MEASURES
10 PROVISION OF GUARANTEE FOR OVERSEAS Mgmt For For
WHOLLY-OWNED SUBSIDIARIES
11.1 ELECTION OF NON-INDEPENDENT DIRECTOR: WANG Mgmt For For
LAICHUN
11.2 ELECTION OF NON-INDEPENDENT DIRECTOR: WANG Mgmt For For
LAISHENG
11.3 ELECTION OF NON-INDEPENDENT DIRECTOR: LI Mgmt For For
WEI
11.4 ELECTION OF NON-INDEPENDENT DIRECTOR: WANG Mgmt For For
TAO
12.1 ELECTION OF INDEPENDENT DIRECTOR: ZHANG Mgmt For For
YING
12.2 ELECTION OF INDEPENDENT DIRECTOR: LIU Mgmt For For
ZHONGHUA
12.3 ELECTION OF INDEPENDENT DIRECTOR: SONG Mgmt For For
YUHONG
13.1 ELECTION OF SHAREHOLDER SUPERVISOR: XIA Mgmt For For
YANRONG
13.2 ELECTION OF SHAREHOLDER SUPERVISOR: MO Mgmt For For
RONGYING
--------------------------------------------------------------------------------------------------------------------------
MAGAZINE LUIZA SA Agenda Number: 713147228
--------------------------------------------------------------------------------------------------------------------------
Security: P6425Q109
Meeting Type: EGM
Meeting Date: 07-Oct-2020
Ticker:
ISIN: BRMGLUACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 PROPOSAL FOR THE SPLIT OF THE COMMON SHARES Mgmt For For
ISSUED BY THE COMPANY, IN THE PROPORTION OF
ONE COMMON SHARE FOR FOUR COMMON SHARES,
WITHOUT ANY CHANGE IN THE AMOUNT OF THE
SHARE CAPITAL OF THE COMPANY, IN ACCORDANCE
WITH A RESOLUTION OF THE BOARD OF DIRECTORS
AT A MEETING THAT WAS HELD ON SEPTEMBER 17,
2020
2 THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For
CORPORATE BYLAWS OF THE COMPANY IN ORDER TO
ADJUST THE NUMBER OF COMMON SHARES THAT ARE
REPRESENTATIVE OF ITS SHARE CAPITAL, AS
WELL AS TO ADJUST THE AMOUNT OF THE
AUTHORIZED CAPITAL, WHICH WILL BE AMENDED
IN THE EVENT THE SHARE SPLIT PROVIDED FOR
IN ITEM 1 OF THE AGENDA IS APPROVED
3 AUTHORIZATION FOR THE EXECUTIVE COMMITTEE Mgmt For For
OF THE COMPANY TO DO ALL OF THE ACTS THAT
ARE NECESSARY FOR THE EFFECTUATION OF THE
RESOLUTIONS THAT ARE MENTIONED IN ITEMS 1
AND 2 OF THE AGENDA
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
MAGAZINE LUIZA SA Agenda Number: 713727305
--------------------------------------------------------------------------------------------------------------------------
Security: P6425Q109
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: BRMGLUACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO RECEIVE THE ADMINISTRATORS ACCOUNTS, TO Mgmt For For
EXAMINE, DISCUSS AND VOTE ON THE
ADMINISTRATIONS REPORT, THE FINANCIAL
STATEMENTS AND THE ACCOUNTING STATEMENTS
ACCOMPANIED BY THE INDEPENDENT AUDITORS
REPORT REGARDING THE FISCAL YEAR ENDING ON
DECEMBER 31, 2020
2 DELIBERATE THE DESTINATION OF THE RESULTS Mgmt For For
FROM THE FISCAL YEAR THAT ENDED ON DECEMBER
31, 2020, AND THE DISTRIBUTION OF DIVIDENDS
TO SHAREHOLDERS
3 TO SET THE NUMBER OF 8 MEMBERS TO COMPOSE Mgmt For For
THE BOARD OF DIRECTORS, ACCORDING
MANAGEMENT PROPOSAL
4 DO YOU WISH TO REQUEST THE ADOPTION OF THE Mgmt For For
CUMULATIVE VOTING PROCESS FOR THE ELECTION
OF THE BOARD OF DIRECTORS, UNDER THE TERMS
OF ARTICLE 141 OF LAW 6,404 OF 1976
5 TO ELECT THE OF THE BOARD OF DIRECTORS BY Mgmt For For
SINGLE SLATE. INDICATION OF ALL THE NAMES
THAT MAKE UP THE BY SLATE. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IF THE SHAREHOLDER HOLDING SHARES WITH
VOTING RIGHTS ALSO FILLS IN THE FIELDS
PRESENT IN THE SEPARATE ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. . LUIZA HELENA TRAJANO INACIO
RODRIGUES. MARCELO JOSE FERREIRA E SILVA.
CARLOS RENATO DONZELLI. MARCIO KUMRUIAN.
INES CORREA DE SOUZA, INDEPENDENT. JOSE
PASCHOAL ROSSETTI, INDEPENDENT. BETANIA
TANURE DE BARROS, INDEPENDENT. SILVIO
ROMERO DE LEMOS MEIRA, INDEPENDENT
6 IN THE EVENT THAT ONE OF THE CANDIDATES WHO Mgmt For For
IS ON THE SLATE CHOSEN CEASES TO BE PART OF
THAT SLATE, CAN THE VOTES CORRESPONDING TO
YOUR SHARES CONTINUE TO BE CONFERRED ON THE
CHOSEN SLATE
CMMT FOR THE PROPOSAL 7 REGARDING THE ADOPTION Non-Voting
OF CUMULATIVE VOTING, PLEASE BE ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 8.1 TO 8.8 IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS
7 IN THE EVENT OF THE ADOPTION OF THE Mgmt For For
CUMULATIVE VOTING PROCESS, SHOULD THE VOTES
CORRESPONDING TO YOUR SHARES BE DISTRIBUTED
IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF
THE SLATE THAT YOU HAVE CHOSEN. IF THE
SHAREHOLDER CHOOSES TO ABSTAIN AND THE
ELECTION OCCURS THROUGH THE CUMULATIVE
VOTING PROCESS, HIS VOTE MUST BE COUNTED AS
ABSTENTION IN THE RESPECTIVE RESOLUTION OF
THE MEETING
8.1 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
LUIZA HELENA TRAJANO INACIO RODRIGUES
8.2 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
MARCELO JOSE FERREIRA E SILVA
8.3 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
CARLOS RENATO DONZELLI
8.4 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
MARCIO KUMRUIAN
8.5 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
INES CORREA DE SOUZA, INDEPENDENT
8.6 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
JOSE PASCHOAL ROSSETTI, INDEPENDENT
8.7 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
BETANIA TANURE DE BARROS, INDEPENDENT
8.8 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
SILVIO ROMERO DE LEMOS MEIRA, INDEPENDENT
9 DO YOU WISH TO REQUEST THE SEPARATE Mgmt For For
ELECTION OF A MEMBER OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141,
4, I OF LAW 6,404 OF 1976
10 TO SET THE NUMBER OF MEMBERS OF THE FISCAL Mgmt For For
COUNCIL FOR NEXT TERM OFFICE ENDING ANNUAL
GENERAL MEETING 2022
11 ELECTION OF THE FISCAL COUNCIL BY SINGLE Mgmt For For
SLATE. INDICATION OF EACH SLATE OF
CANDIDATES AND OF ALL THE NAMES THAT ARE ON
IT. JOSE ANTONIO PALAMONI, PRINCIPAL AND
ESTEFAN GEORGE HADDAD, SUBSTITUTE. WALBERT
ANTONIO DOS SANTOS, PRINCIPAL AND ROBINSON
LEONARDO NOGUEIRA, SUBSTITUTE
12 IF ONE OF THE CANDIDATES WHO IS PART OF THE Mgmt For For
SLATE CEASES TO BE PART OF IT IN ORDER TO
ACCOMMODATE THE SEPARATE ELECTION THAT IS
DEALT WITH IN ARTICLE 161, 4 AND ARTICLE
240 OF LAW 6,404 OF 1976, CAN THE VOTES
CORRESPONDING TO YOUR SHARES CONTINUE TO BE
CONFERRED ON THE CHOSEN SLATE
13 SEPARATE ELECTION OF A MEMBER OF THE FISCAL Mgmt For For
COUNCIL BY MINORITY SHAREHOLDERS HOLDING
SHARES OF VOTING RIGHTS. EDUARDO CHRISTOVAM
GALDI MESTIERI, PRINCIPAL AND THIAGO COSTA
JACINTO, SUBSTITUTE
14 TO SET THE GLOBAL REMUNERATION OF THE BOARD Mgmt For For
OF DIRECTORS AND THE DIRECTORS OF THE
COMPANY FOR THE FISCAL YEAR OF 2021
15 TO SET THE REMUNERATION OF THE MEMBERS DE Mgmt For For
FISCAL COUNCIL COMPANY FOR THE FISCAL YEAR
OF 2021
16 IN THE EVENTUALITY OF A SECOND CALL OF THIS Mgmt For For
MEETING, THE VOTING INSTRUCTIONS IN THIS
VOTING LIST MAY ALSO BE CONSIDERED VALID
FOR THE PURPOSES OF HOLDING THE MEETING ON
SECOND CALL
--------------------------------------------------------------------------------------------------------------------------
MAGAZINE LUIZA SA Agenda Number: 713727292
--------------------------------------------------------------------------------------------------------------------------
Security: P6425Q109
Meeting Type: EGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: BRMGLUACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO AMEND THE MAIN PART OF ARTICLE 18, IN Mgmt For For
ORDER TO INCREASE THE MINIMUM AND MAXIMUM
NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS
2 TO AMEND LINE R OF ARTICLE 22 AND ARTICLE Mgmt For For
27 IN ORDER TO MODIFY THE RULE FOR THE
APPROVAL OF RELATED PARTY TRANSACTIONS
3 TO AMEND ARTICLES 23 AND 26 OF THE Mgmt For For
CORPORATE BYLAWS, IN ORDER TO CHANGE THE
JOB TITLES AND DUTIES OF THE EXECUTIVE
COMMITTEE POSITIONS OF THE COMPANY, IN
ACCORDANCE WITH THE PROPOSAL FROM THE
MANAGEMENT
4 TO RESTATE THE CORPORATE BYLAWS OF THE Mgmt For For
COMPANY IN SUCH A WAY AS TO REFLECT THE
AMENDMENTS INDICATED ABOVE, IN ACCORDANCE
WITH A PROPOSAL FROM THE MANAGEMENT
5 IN THE EVENTUALITY OF A SECOND CALL OF THIS Mgmt For For
MEETING, THE VOTING INSTRUCTIONS IN THIS
VOTING LIST MAY ALSO BE CONSIDERED VALID
FOR THE PURPOSES OF HOLDING THE MEETING ON
SECOND CALL
--------------------------------------------------------------------------------------------------------------------------
MAGNITOGORSK IRON & STEEL WORKS PUBLIC JOINT STOCK Agenda Number: 712987873
--------------------------------------------------------------------------------------------------------------------------
Security: X5171A103
Meeting Type: EGM
Meeting Date: 11-Sep-2020
Ticker:
ISIN: RU0009084396
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ON DIVIDEND PAYMENT ON RESULTS OF THE FIRST Mgmt For For
HALF OF 2020 FY
CMMT 19 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MAGNITOGORSK IRON & STEEL WORKS PUBLIC JOINT STOCK Agenda Number: 714067089
--------------------------------------------------------------------------------------------------------------------------
Security: X5171A103
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: RU0009084396
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 567349 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1.1 APPROVAL OF COMPANY'S ANNUAL REPORT FOR Mgmt For For
2020 FY
1.2 APPROVAL OF COMPANY'S ANNUAL ACCOUNTING Mgmt For For
(FINANCIAL) STATEMENTS FOR 2020 FY
2.1 APPROVAL OF COMPANY'S PROFIT DISTRIBUTION Mgmt For For
INCLUDING DIVIDEND PAYMENT ON RESULTS OF
2020 FY
2.2 TO PAY DIVIDENDS ON THE COMPANY'S ORDINARY Mgmt For For
SHARES IN AMOUNT OF RUB 0,945 ON RESULTS OF
2020 FY. TO FIX RECORD DATE AS 17 JUNE 2021
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 10 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 10
DIRECTORS ARE TO BE ELECTED. BROADRIDGE
WILL APPLY CUMULATIVE VOTING EVENLY AMONG
ONLY DIRECTORS FOR WHOM YOU VOTE 'FOR,' AND
WILL SUBMIT INSTRUCTION TO THE LOCAL AGENT
IN THIS MANNER. CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
3.1.1 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: RAQNIKOVA VIKTORA FILIPPOVICA
3.1.2 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: EREMINA ANDREA ANATOLXEVICA
3.1.3 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ISMAILOVA RAQIDA RUSTAM OGLY
3.1.4 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: MARCINOVICA VALERIA AROSLAVOVICA
3.1.5 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MORGANA RALXFA TAVAKOLANA
3.1.6 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: NAUMOVU OLXGU VALERXEVNU
3.1.7 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: OSEEVSKOGO MIHAILA EDUARDOVICA
3.1.8 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: RAQNIKOVU OLXGU VIKTOROVNU
3.1.9 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: UQAKOVA SERGEA NIKOLAEVICA
3.110 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: QILAEVA PAVLA VLADIMIROVICA
4.1 APPROVAL OF THE COMPANY'S AUDITOR: PJSC MMK Mgmt For For
- PWC
5.1 APPROVAL OF THE AMOUNT OF REMUNERATION AND Mgmt For For
COMPENSATION TO BE PAID TO THE MEMBERS OF
THE COMPANY'S BOARD OF DIRECTORS
6.1 TO PAY DIVIDENDS ON THE COMPANY'S ORDINARY Mgmt For For
SHARES IN AMOUNT OF RUB 1,795 ON RESULTS OF
THE FIRST QUARTER OF 2021 FY. TO FIX RECORD
DATE AS 17 JUNE 2021
--------------------------------------------------------------------------------------------------------------------------
MANDO CORP, PYEONGTAEK Agenda Number: 713581812
--------------------------------------------------------------------------------------------------------------------------
Security: Y5762B113
Meeting Type: AGM
Meeting Date: 19-Mar-2021
Ticker:
ISIN: KR7204320006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 ELECTION OF INSIDE DIRECTOR: JO SEONG HYEON Mgmt For For
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MARUTI SUZUKI INDIA LTD Agenda Number: 713001991
--------------------------------------------------------------------------------------------------------------------------
Security: Y7565Y100
Meeting Type: AGM
Meeting Date: 26-Aug-2020
Ticker:
ISIN: INE585B01010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 "RESOLVED THAT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS (INCLUDING THE CONSOLIDATED
FINANCIAL STATEMENTS) OF THE COMPANY FOR
THE YEAR ENDED 31ST MARCH, 2020 INCLUDING
THE AUDITED BALANCE SHEET AS AT 31ST MARCH,
2020, THE STATEMENT OF PROFIT AND LOSS FOR
THE YEAR ENDED ON THAT DATE AND THE REPORTS
OF THE BOARD OF DIRECTORS AND AUDITORS
THEREON BE AND ARE HEREBY CONSIDERED AND
ADOPTED."
2 "RESOLVED THAT PURSUANT TO THE Mgmt For For
RECOMMENDATION OF THE BOARD OF DIRECTORS OF
THE COMPANY, DIVIDEND AT THE RATE OF RS. 60
PER SHARE BE AND IS HEREBY DECLARED TO BE
PAID TO THE MEMBERS OF THE COMPANY."
3 RESOLVED THAT PURSUANT TO ARTICLE 76(5) OF Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY
READ WITH SECTION 152 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013, MR. KENICHI AYUKAWA (DIN: 02262755)
WHO RETIRES BY ROTATION AND BEING ELIGIBLE
FOR RE-APPOINTMENT, BE AND IS HEREBY
RE-APPOINTED AS A DIRECTOR OF THE COMPANY,
LIABLE TO RETIRE BY ROTATION."
4 "RESOLVED THAT PURSUANT TO ARTICLE 76(5) OF Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY
READ WITH SECTION 152 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013, MR. TAKAHIKO HASHIMOTO (DIN:
08506746) WHO RETIRES BY ROTATION AND BEING
ELIGIBLE FOR RE-APPOINTMENT, BE AND IS
HEREBY RE-APPOINTED AS A DIRECTOR OF THE
COMPANY, LIABLE TO RETIRE BY ROTATION."
5 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTIONS 149, 152, 160 AND ALL OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013 (INCLUDING ANY
STATUTORY MODIFICATION(S) OR RE-ENACTMENT
THEREOF, FOR THE TIME BEING IN FORCE) AND
THE RULES MADE THEREUNDER, MR. KENICHIRO
TOYOFUKU (DIN: 08619076) BE AND IS HEREBY
APPOINTED AS A DIRECTOR LIABLE TO RETIRE BY
ROTATION." "FURTHER RESOLVED THAT PURSUANT
TO ARTICLE 76 OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY AND SECTIONS 196
AND 197, SCHEDULE V AND ALL OTHER
APPLICABLE PROVISIONS OF THE COMPANIES ACT,
2013 (INCLUDING ANY STATUTORY
MODIFICATION(S) OR RE-ENACTMENT THEREOF,
FOR THE TIME BEING IN FORCE) MR. KENICHIRO
TOYOFUKU BE AND IS HEREBY APPOINTED AS A
WHOLE-TIME DIRECTOR DESIGNATED AS DIRECTOR
(CORPORATE PLANNING) WITH EFFECT FROM 5TH
DEC, 2019 FOR A PERIOD OF THREE YEARS AT
THE FOLLOWING REMUNERATION: A) BASIC
SALARY: RS. 139.92 LAC PER ANNUM IN THE
SCALE OF RS. 125 LAC TO RS. 200 LAC PER
ANNUM WITH AUTHORITY TO THE BOARD (WHICH
EXPRESSION SHALL INCLUDE A COMMITTEE
THEREOF) TO REVISE HIS SALARY FROM TIME TO
TIME. THE ANNUAL INCREMENTS WILL BE MERIT
BASED AND TAKE INTO ACCOUNT THE COMPANY'S
PERFORMANCE. B) SPECIAL SALARY: RS. 12 LAC
PER ANNUM WITH AUTHORITY TO THE BOARD
(WHICH EXPRESSION SHALL INCLUDE A COMMITTEE
THEREOF) TO INCREASE IT UPTO RS. 30 LAC PER
ANNUM. C) PERFORMANCE LINKED BONUS: A
PERFORMANCE LINKED BONUS EQUIVALENT TO A
GUARANTEED MINIMUM OF FOUR MONTHS' BASIC
SALARY AND A MAXIMUM OF TEN MONTHS' BASIC
SALARY, TO BE PAID ANNUALLY, WITH AUTHORITY
TO THE BOARD (WHICH EXPRESSION SHALL
INCLUDE A COMMITTEE THEREOF) TO FIX THE
SAME BASED ON CERTAIN PERFORMANCE CRITERIA
TO BE LAID DOWN BY THE BOARD. D)
PERQUISITES AND ALLOWANCES: IN ADDITION TO
THE SALARY AND PERFORMANCE LINKED BONUS, HE
SHALL ALSO BE ENTITLED TO PERQUISITES AND
ALLOWANCES LIKE ACCOMMODATION (FURNISHED OR
OTHERWISE) OR HOUSE RENT ALLOWANCE IN LIEU
THEREOF; HOUSE MAINTENANCE ALLOWANCE,
TOGETHER WITH THE REIMBURSEMENT OF EXPENSES
OR ALLOWANCE FOR UTILITIES SUCH AS GAS,
ELECTRICITY, WATER, FURNISHINGS, REPAIRS,
SERVANTS' SALARIES, SOCIETY CHARGES AND
PROPERTY TAX ETC.; MEDICAL REIMBURSEMENT,
MEDICAL / ACCIDENT INSURANCE, LEAVE TRAVEL
CONCESSION FOR HIMSELF AND HIS FAMILY; CLUB
FEES AND SUCH OTHER PERQUISITES AND
ALLOWANCES IN ACCORDANCE WITH THE RULES OF
THE COMPANY OR AS MAY BE AGREED TO BY THE
BOARD AND HIM; PROVIDED THAT SUCH
PERQUISITES AND ALLOWANCES WILL BE RS.
63.24 LAC PER ANNUM WITH AUTHORITY TO THE
BOARD (WHICH EXPRESSION SHALL INCLUDE A
COMMITTEE THEREOF) TO INCREASE IT FROM TIME
TO TIME UPTO A MAXIMUM OF RS. 120 LAC PER
ANNUM. FOR THE PURPOSE OF CALCULATING THE
ABOVE CEILING, PERQUISITES AND ALLOWANCES
SHALL BE EVALUATED AS PER INCOME TAX RULES,
WHEREVER APPLICABLE. IN THE ABSENCE OF ANY
SUCH RULES, PERQUISITES AND ALLOWANCES
SHALL BE EVALUATED AT ACTUAL COST. IN
ADDITION, HE WILL BE ENTITLED FOR A
CONTRIBUTION TO THE PROVIDENT AND PENSION
FUND AS PER APPLICABLE LAW IN FORCE FROM
TIME TO TIME. PROVISION FOR THE USE OF
COMPANY'S CAR FOR OFFICIAL DUTIES AND
TELEPHONE (INCLUDING PAYMENT FOR LOCAL
CALLS AND LONG DISTANCE OFFICIAL CALLS)
SHALL NOT BE INCLUDED IN THE COMPUTATION OF
PERQUISITES AND ALLOWANCES FOR THE PURPOSE
OF CALCULATING THE SAID CEILING. MINIMUM
REMUNERATION NOTWITHSTANDING ANYTHING TO
THE CONTRARY HEREIN CONTAINED, WHERE IN ANY
FINANCIAL YEAR DURING THE CURRENCY OF HIS
TENURE, IN THE EVENT OF LOSS OR INADEQUACY
OF PROFITS, THE COMPANY WILL SUBJECT TO
APPLICABLE LAWS, PAY REMUNERATION BY WAY OF
BASIC AND SPECIAL SALARY, PERFORMANCE
LINKED BONUS NOT EXCEEDING FOUR MONTHS'
BASIC SALARY, PERQUISITES AND ALLOWANCES AS
SPECIFIED ABOVE."
6 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTIONS 149, 150, 152, SCHEDULE IV AND
ALL OTHER APPLICABLE PROVISIONS OF THE
COMPANIES ACT, 2013, RULES MADE THEREUNDER
AND SEBI (LISTING OBLIGATIONS AND
DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
AND THE ARTICLES OF ASSOCIATION OF THE
COMPANY, MR. MAHESWAR SAHU (DIN: 00034051),
BE AND IS HEREBY APPOINTED AS AN
INDEPENDENT DIRECTOR, NOT TO RETIRE BY
ROTATION, FOR A PERIOD OF FIVE YEARS WITH
EFFECT FROM 14TH MAY, 2020 TO 13TH MAY,
2025."
7 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTIONS 149, 152, 160 AND ALL OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013 (INCLUDING ANY
STATUTORY MODIFICATION(S) OR RE-ENACTMENT
THEREOF, FOR THE TIME BEING IN FORCE) AND
THE RULES MADE THEREUNDER, MR. HISASHI
TAKEUCHI (DIN: 07806180) BE AND IS HEREBY
APPOINTED AS A DIRECTOR LIABLE TO RETIRE BY
ROTATION."
8 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTION 148 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 AND THE RULES MADE THEREUNDER, THE
REMUNERATION OF M/S R.J.GOEL & CO., COST
ACCOUNTANTS (FIRM REGISTRATION NO. 000026)
APPOINTED BY THE BOARD OF DIRECTORS AS COST
AUDITOR TO CONDUCT THE AUDIT OF THE
APPLICABLE COST RECORDS OF THE COMPANY FOR
THE FINANCIAL YEAR 2020-21 AMOUNTING TO RS.
2.40 LAC PLUS APPLICABLE TAXES THEREON
BESIDES REIMBURSEMENT OF OUT OF POCKET
EXPENSES ON ACTUALS INCURRED IN CONNECTION
WITH THE AFORESAID AUDIT, BE AND IS HEREBY
RATIFIED AND CONFIRMED."
--------------------------------------------------------------------------------------------------------------------------
MARUTI SUZUKI INDIA LTD Agenda Number: 713595405
--------------------------------------------------------------------------------------------------------------------------
Security: Y7565Y100
Meeting Type: OTH
Meeting Date: 16-Mar-2021
Ticker:
ISIN: INE585B01010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 ALTERATION OF THE OBJECT CLAUSE OF THE Mgmt For For
MEMORANDUM OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
MEDIATEK INCORPORATION Agenda Number: 714135438
--------------------------------------------------------------------------------------------------------------------------
Security: Y5945U103
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: TW0002454006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 ADOPTION OF THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2020 PROFITS.PROPOSED CASH DIVIDEND:
TWD21 PER SHARE.
3 DISCUSSION OF CASH DISTRIBUTION FROM Mgmt For For
CAPITAL RESERVE.PROPOSED TWD16 PER SHARE.
4 DISCUSSION ON ISSUANCE OF RESTRICTED STOCK Mgmt For For
AWARDS.
5.1 THE ELECTION OF THE DIRECTORS:MING-KAI Mgmt For For
TSAI,SHAREHOLDER NO.1
5.2 THE ELECTION OF THE DIRECTORS:RICK Mgmt For For
TSA,SHAREHOLDER NO.374487
5.3 THE ELECTION OF THE DIRECTORS:CHENG-YAW Mgmt For For
SUN,SHAREHOLDER NO.109274
5.4 THE ELECTION OF THE DIRECTORS:KENNETH Mgmt For For
KIN,SHAREHOLDER NO.F102831XXX
5.5 THE ELECTION OF THE DIRECTORS:JOE Mgmt For For
CHEN,SHAREHOLDER NO.157
5.6 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTORS:CHUNG-YU WU,SHAREHOLDER NO.1512
5.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTORS:PENG-HENG CHANG,SHAREHOLDER
NO.A102501XXX
5.8 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTORS:MING-JE TANG,SHAREHOLDER
NO.A100065XXX
6 SUSPENSION OF THE NON-COMPETITION Mgmt For For
RESTRICTIONS ON THE 9TH SESSION DIRECTORS
OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
MEITUAN Agenda Number: 714199987
--------------------------------------------------------------------------------------------------------------------------
Security: G59669104
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: KYG596691041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0521/2021052100405.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0521/2021052100429.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED DECEMBER 31,
2020 AND THE REPORTS OF THE DIRECTORS OF
THE COMPANY ("DIRECTORS") AND INDEPENDENT
AUDITOR OF THE COMPANY THEREON
2 TO RE-ELECT MR. WANG HUIWEN AS AN EXECUTIVE Mgmt For For
DIRECTOR
3 TO RE-ELECT MR. LAU CHI PING MARTIN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
4 TO RE-ELECT MR. NEIL NANPENG SHEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
5 TO AUTHORIZE THE BOARD OF DIRECTORS Mgmt For For
("BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
6 TO GRANT A GENERAL MANDATE TO THE Mgmt Against Against
DIRECTORS, EXERCISABLE ON THEIR BEHALF BY
MR. WANG XING, TO ISSUE, ALLOT AND DEAL
WITH ADDITIONAL CLASS B SHARES OF THE
COMPANY NOT EXCEEDING 20% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
7 TO GRANT A GENERAL MANDATE TO THE Mgmt For For
DIRECTORS, EXERCISABLE ON THEIR BEHALF BY
MR. WANG XING, TO REPURCHASE SHARES OF THE
COMPANY NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
8 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES REPURCHASED BY THE COMPANY
9 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORIZE THE
BOARD TO FIX THEIR REMUNERATION FOR THE
YEAR ENDING DECEMBER 31, 2021
10.A TO APPROVE THE SUBSCRIPTION AGREEMENT (THE Mgmt For For
"TENCENT SUBSCRIPTION AGREEMENT") DATED
APRIL 19, 2021 AND ENTERED INTO BY THE
COMPANY AS ISSUER AND TENCENT MOBILITY
LIMITED ("TENCENT") AS SUBSCRIBER IN
RELATION TO THE SUBSCRIPTION OF 11,352,600
NEW SHARES (THE "TENCENT SUBSCRIPTION
SHARES") AT THE SUBSCRIPTION PRICE OF HKD
273.80 PER SHARE
10.B TO APPROVE THE GRANT OF A SPECIFIC MANDATE Mgmt For For
TO THE DIRECTORS OF THE COMPANY TO EXERCISE
ALL THE POWERS OF THE COMPANY TO ALLOT AND
ISSUE THE TENCENT SUBSCRIPTION SHARES,
SUBJECT TO AND IN ACCORDANCE WITH THE TERMS
AND CONDITIONS SET OUT IN THE TENCENT
SUBSCRIPTION AGREEMENT
10.C TO AUTHORIZE ANY ONE DIRECTOR OF THE Mgmt For For
COMPANY TO SIGN, EXECUTE, PERFECT AND
DELIVER ALL SUCH DOCUMENTS AND DEEDS, AND
DO ALL SUCH ACTS, MATTERS AND THINGS AS
ARE, IN THE OPINION OF SUCH DIRECTOR OF THE
COMPANY, DESIRABLE OR EXPEDIENT TO GIVE
EFFECT TO THE TENCENT SUBSCRIPTION
AGREEMENT, ALL THE TRANSACTIONS
CONTEMPLATED THEREUNDER AND/OR ANY MATTER
ANCILLARY OR INCIDENTAL THERETO (INCLUDING
WITHOUT LIMITATION THE ALLOTMENT AND ISSUE
OF THE TENCENT SUBSCRIPTION SHARES PURSUANT
THERETO), TO AGREE TO SUCH VARIATIONS,
AMENDMENTS OR WAIVERS TO OR OF ANY OF THE
PROVISIONS OF THE TENCENT SUBSCRIPTION
AGREEMENT AND ALL DOCUMENTS ANCILLARY OR
INCIDENTAL THERETO AS ARE, IN THE OPINION
OF SUCH DIRECTOR OF THE COMPANY, NOT OF A
MATERIAL NATURE AND IN THE INTEREST OF THE
COMPANY, AND TO EFFECT OR IMPLEMENT ANY
OTHER MATTER REFERRED TO IN THIS RESOLUTION
11 TO AMEND THE MEMORANDUM AND ARTICLES OF Mgmt For For
ASSOCIATION TO UPDATE THE NAME OF THE
COMPANY FROM "MEITUAN DIANPING" TO
"MEITUAN"
--------------------------------------------------------------------------------------------------------------------------
MEITUAN DIANPING Agenda Number: 713104874
--------------------------------------------------------------------------------------------------------------------------
Security: G59669104
Meeting Type: EGM
Meeting Date: 29-Sep-2020
Ticker:
ISIN: KYG596691041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0911/2020091100448.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0911/2020091100420.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1.A TO APPROVE, SUBJECT TO AND CONDITIONAL UPON Mgmt For For
THE APPROVAL OF THE REGISTRAR OF COMPANIES
OF THE CAYMAN ISLANDS, THE CHANGE OF THE
ENGLISH NAME OF THE COMPANY FROM "MEITUAN
DIANPING" TO "MEITUAN" AND THE ADOPTION OF
THE CHINESE NAME OF ("AS SPECIFIED") AS THE
DUAL FOREIGN NAME OF THE COMPANY IN PLACE
OF ITS EXISTING CHINESE NAME OF ("AS
SPECIFIED") WITH EFFECT FROM THE DATE OF
REGISTRATION AS SET OUT IN THE CERTIFICATE
OF INCORPORATION ON CHANGE OF NAME ISSUED
BY THE REGISTRAR OF COMPANIES OF THE CAYMAN
ISLANDS
1.B TO AUTHORIZE ANY ONE DIRECTOR OF THE Mgmt For For
COMPANY ON BEHALF OF THE COMPANY TO DO ALL
SUCH ACTS AND THINGS AND EXECUTE AND
DELIVER ALL SUCH DOCUMENTS WHICH HE
CONSIDERS NECESSARY, DESIRABLE OR EXPEDIENT
FOR THE PURPOSE OF, OR IN CONNECTION WITH,
THE IMPLEMENTATION OF AND GIVING EFFECT TO
RESOLUTION NO. 1(A) ABOVE AND TO ATTEND TO
ANY REGISTRATION AND/OR FILING IN THE
CAYMAN ISLANDS AND HONG KONG ON BEHALF OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935420858
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nicolas Galperin Mgmt For For
Henrique Dubugras Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers for fiscal year 2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Co. S.A. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MINOR INTERNATIONAL PUBLIC CO LTD Agenda Number: 713635728
--------------------------------------------------------------------------------------------------------------------------
Security: Y6069M133
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: TH0128B10Z17
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND ACKNOWLEDGE THE ANNUAL Mgmt Abstain Against
REPORT AND THE BOARD OF DIRECTORS REPORT ON
THE COMPANY'S PERFORMANCE FOR THE YEAR 2020
2 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2020 INCLUDING TO ACKNOWLEDGE THE AUDITOR'S
REPORT
3 TO CONSIDER AND APPROVE THE ALLOTMENT OF Mgmt For For
NET PROFIT AS THE STATUTORY RESERVE AND THE
OMISSION OF DIVIDEND PAYMENT FOR THE YEAR
2020
4.1 TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
DIRECTOR COMPLETING THEIR TERM FOR THE YEAR
2021: MR. WILLIAM ELLWOOD HEINECKE
4.2 TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
DIRECTOR COMPLETING THEIR TERM FOR THE YEAR
2021: MR. ANIL THADANI
4.3 TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
DIRECTOR COMPLETING THEIR TERM FOR THE YEAR
2021: MR. EDWARD KEITH HUBENNETTE
4.4 TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
DIRECTOR COMPLETING THEIR TERM FOR THE YEAR
2021: MR. NITI OSATHANUGRAH
5 TO CONSIDER AND APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION FOR THE YEAR 2021
6 TO CONSIDER AND APPROVE THE APPOINTMENT THE Mgmt For For
AUDITORS FOR THE YEAR 2021 AND THE AUDITING
FEE
7 TO CONSIDER AND APPROVE THE ISSUANCE OF THE Mgmt For For
COMPANY'S WARRANTS FOR ORDINARY SHARES 2
SERIES (MINT-W8 AND MINT-W9) NOT EXCEEDING
341,258,022 UNITS FOR OFFERING TO EXISTING
SHAREHOLDERS OF THE COMPANY IN PROPORTION
TO THEIR RESPECTIVE SHAREHOLDINGS
8 TO CONSIDER AND APPROVE THE REDUCTION OF Mgmt For For
THE REGISTERED CAPITAL OF THE COMPANY AND
THE AMENDMENT OF THE CLAUSE 4 OF THE
MEMORANDUM OF ASSOCIATION TO REFLECT THE
REDUCTION OF THE REGISTERED CAPITAL
9 TO CONSIDER AND APPROVE THE INCREASE OF THE Mgmt For For
REGISTERED CAPITAL OF THE COMPANY AND THE
AMENDMENT OF THE CLAUSE 4 OF THE MEMORANDUM
OF ASSOCIATION TO REFLECT THE INCREASE OF
THE REGISTERED CAPITAL
10 TO CONSIDER AND APPROVE THE ALLOTMENT OF UP Mgmt For For
TO 341,258,022 NEW ORDINARY SHARES AT THE
PAR VALUE OF 1 BAHT PER SHARE FOR THE
EXERCISE OF RIGHT TO PURCHASE ORDINARY
SHARES UNDER MINT-W8 AND MINT-W9 WARRANTS,
WHICH WILL BE ISSUED TO EXISTING
SHAREHOLDERS OF THE COMPANY IN PROPORTION
TO THEIR RESPECTIVE SHAREHOLDINGS
CMMT 02 MAR 2021: IN THE SITUATION WHERE THE Non-Voting
CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE
AGENDA AND/OR ADD NEW AGENDA DURING THE
MEETING, WE WILL VOTE THAT AGENDA AS
ABSTAIN
CMMT 02 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MINTH GROUP LTD Agenda Number: 713712328
--------------------------------------------------------------------------------------------------------------------------
Security: G6145U109
Meeting Type: EGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: KYG6145U1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0319/2021031900131.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0319/2021031900129.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND APPROVE THE RMB SHARE ISSUE Mgmt For For
AND THE SPECIFIC MANDATE (INCLUDING BUT NOT
LIMITED TO THE PARTICULARS AS SET OUT IN
THE SECTION HEADED ''RESOLUTION ON THE RMB
SHARE ISSUE AND THE SPECIFIC MANDATE'' IN
THE CIRCULAR)
2 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt For For
TO THE BOARD TO EXERCISE FULL POWERS TO
DEAL WITH MATTERS RELATING TO THE RMB SHARE
ISSUE (INCLUDING BUT NOT LIMITED TO THE
PARTICULARS AS SET OUT IN THE SECTION
HEADED ''RESOLUTION ON AUTHORISATION TO THE
BOARD TO EXERCISE FULL POWERS TO DEAL WITH
MATTERS RELATING TO THE RMB SHARE ISSUE''
IN THE CIRCULAR)
3 TO CONSIDER AND APPROVE THE PLAN FOR Mgmt For For
DISTRIBUTION OF PROFITS ACCUMULATED BEFORE
THE RMB SHARE ISSUE (INCLUDING BUT NOT
LIMITED TO THE PARTICULARS AS SET OUT IN
THE SECTION HEADED ''RESOLUTION ON THE PLAN
FOR DISTRIBUTION OF PROFITS ACCUMULATED
BEFORE THE RMB SHARE ISSUE'' IN THE
CIRCULAR)
4 TO CONSIDER AND APPROVE THE POLICY FOR Mgmt For For
STABILISATION OF THE PRICE OF THE RMB
SHARES FOR THE THREE YEARS AFTER THE RMB
SHARE ISSUE IN THE FORM AS SET FORTH IN
APPENDIX I TO THE CIRCULAR
5 TO CONSIDER AND APPROVE THE PROFITS Mgmt For For
DISTRIBUTION POLICY AND THE DIVIDEND RETURN
PLAN FOR THE THREE YEARS AFTER THE RMB
SHARE ISSUE IN THE FORM AS SET FORTH IN
APPENDIX II TO THE CIRCULAR
6 TO CONSIDER AND APPROVE THE USE OF PROCEEDS Mgmt For For
FROM THE RMB SHARE ISSUE (INCLUDING BUT NOT
LIMITED TO THE PARTICULARS AS SET OUT IN
THE SECTION HEADED ''RESOLUTION ON THE USE
OF PROCEEDS FROM THE RMB SHARE ISSUE'' IN
THE CIRCULAR)
7 TO CONSIDER AND APPROVE THE REMEDIAL Mgmt For For
MEASURES FOR THE POTENTIAL DILUTION OF
IMMEDIATE RETURNS BY THE RMB SHARE ISSUE IN
THE FORM AS SET FORTH IN APPENDIX III TO
THE CIRCULAR
8 TO CONSIDER AND APPROVE THE UNDERTAKINGS Mgmt For For
AND THE CORRESPONDING BINDING MEASURES IN
CONNECTION WITH THE RMB SHARE ISSUE IN THE
FORM AS SET FORTH IN APPENDIX IV TO THE
CIRCULAR WHICH WILL BECOME EFFECTIVE ON THE
DATE OF THE LISTING OF THE RMB SHARES ON
THE SCI-TECH BOARD
9 TO CONSIDER AND APPROVE THE ADOPTION OF Mgmt For For
POLICY GOVERNING THE PROCEDURES FOR THE
HOLDING OF GENERAL MEETINGS IN THE FORM AS
SET FORTH IN APPENDIX VI TO THE CIRCULAR
WHICH WILL BECOME EFFECTIVE ON THE DATE OF
THE LISTING OF THE RMB SHARES ON THE
SCI-TECH BOARD
10 TO CONSIDER AND APPROVE THE ADOPTION OF Mgmt For For
POLICY GOVERNING THE PROCEDURES FOR THE
HOLDING OF BOARD MEETINGS IN THE FORM AS
SET FORTH IN APPENDIX VII TO THE CIRCULAR
WHICH WILL BECOME EFFECTIVE ON THE DATE OF
THE LISTING OF THE RMB SHARES ON THE
SCI-TECH BOARD
11 TO AUTHORISE ANY DIRECTOR OR OFFICER OF THE Mgmt For For
COMPANY TO CARRY OUT AND TAKE ALL ACTIONS
NECESSARY AND TO SIGN ALL NECESSARY
DOCUMENTS IN CONNECTION WITH OR TO GIVE
EFFECT TO THE ORDINARY RESOLUTIONS ABOVE
12 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION AS SET FORTH IN
APPENDIX V TO THE CIRCULAR AND THE ADOPTION
OF THE AMENDED AND RESTATED MEMORANDUM AND
ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
MINTH GROUP LTD Agenda Number: 713994223
--------------------------------------------------------------------------------------------------------------------------
Security: G6145U109
Meeting Type: AGM
Meeting Date: 31-May-2021
Ticker:
ISIN: KYG6145U1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0427/2021042700127.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0427/2021042700117.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS, THE
REPORTS OF THE DIRECTORS OF THE COMPANY AND
THE AUDITORS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2020
3 TO RE-ELECT DR. WANG CHING (WHO HAS SERVED Mgmt For For
THE COMPANY AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR FOR MORE THAN 9 YEARS) AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
4 TO RE-ELECT MR. WU TAK LUNG AS AN Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO APPOINT PROFESSOR CHEN QUAN SHI AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO APPROVE AND CONFIRM THE TERMS OF
APPOINTMENT (INCLUDING REMUNERATION) FOR
DR. WANG CHING
7 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt Against Against
COMPANY TO APPROVE AND CONFIRM THE TERMS OF
APPOINTMENT (INCLUDING REMUNERATION) OF MR.
WU TAK LUNG
8 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO APPROVE AND CONFIRM THE TERMS OF
APPOINTMENT (INCLUDING REMUNERATION) OF
PROFESSOR CHEN QUAN SHI
9 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF ITS
EXECUTIVE DIRECTORS
10 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
THE COMPANY'S AUDITORS AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THEIR REMUNERATION
11 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND
OTHERWISE DEAL WITH THE COMPANY'S SHARES
12 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE THE COMPANY'S
SHARES
13 TO ADD THE NOMINAL AMOUNT OF THE SHARES Mgmt Against Against
REPURCHASED BY THE COMPANY TO THE MANDATE
GRANTED TO THE DIRECTORS UNDER RESOLUTION
NO. 11
--------------------------------------------------------------------------------------------------------------------------
MONETA MONEY BANK, A.S Agenda Number: 713001472
--------------------------------------------------------------------------------------------------------------------------
Security: X3R0GS100
Meeting Type: OGM
Meeting Date: 02-Sep-2020
Ticker:
ISIN: CZ0008040318
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 ADOPTION OF RULES OF PROCEDURE OF THE Mgmt For For
GENERAL MEETING: THE GENERAL MEETING ADOPTS
THE RULES OF PROCEDURE OF THE GENERAL
MEETING, IN THE WORDING SUBMITTED BY THE
MANAGEMENT BOARD
2 ELECTION OF THE CHAIRMAN OF THE GENERAL Mgmt For For
MEETING, THE MINUTES CLERK, THE MINUTES
VERIFIERS AND THE SCRUTINEERS: THE GENERAL
MEETING ELECTS MR. KAREL DREVINEK AS THE
CHAIRMAN OF THE GENERAL MEETING, MRS.
DOMINIKA BUBENICKOVA AS THE MINUTES CLERK,
MR. JIRI BURES AND MR. PAVEL MRAZEK AS THE
MINUTES VERIFIERS, AND MR. PETR BRANT AND
MR. MILAN VACHA AS THE SCRUTINEERS
3 ELECTION OF MEMBERS OF THE SUPERVISORY Mgmt For For
BOARD OF MONETA MONEY BANK, A.S: (I) THE
GENERAL MEETING ELECTS A MEMBER OF THE
SUPERVISORY BOARD OF MONETA MONEY BANK,
A.S., MR. CLARE RONALD CLARKE, BORN ON 30.
9. 1957, RESIDING AT ZTRACENA 1393, STARA
BOLESLAV, 250 01 BRANDYS NAD LABEM-STARA
BOLESLAV. (II) THE GENERAL MEETING ELECTS A
MEMBER OF THE SUPERVISORY BOARD OF MONETA
MONEY BANK, A.S., MR. MICHAL PETRMAN, BORN
ON 3. 1 1958, RESIDING AT KRALOVNY ZOFIE
1694/21, KUNRATICE, 148 00 PRAGUE 4. (III)
THE GENERAL MEETING ELECTS A MEMBER OF THE
SUPERVISORY BOARD OF MONETA MONEY BANK,
A.S., MR. DENISE ARTHUR HALL, BORN ON 9.
11. 1955, RESIDING AT HP84SS CHALFONT ST
GILES, BUCKINGHAMSHIRE, 6 BARRINGTON PARK
GARDENS, UNITED KINGDOM
4 ELECTION OF MEMBERS OF THE AUDIT COMMITTEE Mgmt For For
OF MONETA MONEY BANK, A.S: (I) THE GENERAL
MEETING ELECTS A MEMBER OF THE AUDIT
COMMITTEE OF MONETA MONEY BANK, A.S., MR.
MICHAL PETRMAN, BORN ON 3. 1 1958, RESIDING
AT KRALOVNY ZOFIE 1694/21, KUNRATICE, 148
00 PRAGUE 4. (II) THE GENERAL MEETING
ELECTS A MEMBER OF THE AUDIT COMMITTEE OF
MONETA MONEY BANK, A.S., MR. DENISE ARTHUR
HALL, BORN ON 9. 11. 1955, RESIDING AT
HP84SS CHALFONT ST GILES, BUCKINGHAMSHIRE,
6 BARRINGTON PARK GARDENS, UNITED KINGDOM
5 REPORT OF THE MANAGEMENT BOARD ON BUSINESS Non-Voting
AND ASSETS OF MONETA MONEY BANK, A.S. FOR
THE YEAR 2019 AND SUMMARY EXPLANATORY
REPORT OF THE MANAGEMENT BOARD PURSUANT TO
SECTION 118 SUB. 9 OF THE CAPITAL MARKETS
ACT
6 REPORT OF THE SUPERVISORY BOARD ON RESULTS Non-Voting
OF ITS ACTIVITIES FOR THE YEAR 2019;
OPINION OF THE SUPERVISORY BOARD ON THE
ANNUAL CONSOLIDATED FINANCIAL STATEMENTS
FOR THE YEAR 2019, OPINION OF THE
SUPERVISORY BOARD ON THE ANNUAL SEPARATE
FINANCIAL STATEMENTS FOR THE YEAR 2019, AND
OPINION OF THE SUPERVISORY BOARD ON THE
PROPOSAL FOR DISTRIBUTION OF PROFIT
7 REPORT OF THE AUDIT COMMITTEE ON RESULTS OF Non-Voting
ITS ACTIVITIES FOR THE YEAR 2019
8 APPROVAL OF THE ANNUAL CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF MONETA MONEY BANK,
A.S. AS OF 31. 12. 2019: THE GENERAL
MEETING APPROVES THE ANNUAL CONSOLIDATED
FINANCIAL STATEMENTS OF MONETA MONEY BANK,
A.S. AS OF 31. 12. 2019
9 APPROVAL OF THE ANNUAL SEPARATE FINANCIAL Mgmt For For
STATEMENTS OF MONETA MONEY BANK, A.S. AS OF
31. 12. 2019: THE GENERAL MEETING APPROVES
THE ANNUAL SEPARATE FINANCIAL STATEMENTS OF
MONETA MONEY BANK, A.S. AS OF 31. 12. 2019
10 RESOLUTION ON DISTRIBUTION OF PROFIT OF Mgmt For For
MONETA MONEY BANK, A.S: THE GENERAL MEETING
APPROVES THAT THE PROFIT AFTER TAX FOR THE
YEAR 2019 PER THE SEPARATE FINANCIAL
STATEMENTS OF THE MONETA MONEY BANK, A.S.
AS AT AND FOR THE YEAR ENDED 31. 12. 2019
IN THE TOTAL AMOUNT OF CZK 3,842,644,232.52
IS TO BE TRANSFERRED TO THE ACCOUNT OF
RETAINED EARNINGS
11 APPROVAL OF AGREEMENT ON PERFORMANCE OF Mgmt For For
FUNCTION OF MEMBER OF THE SUPERVISORY BOARD
OF MONETA MONEY BANK, A.S
12 APPOINTMENT OF AUDITOR TO CONDUCT THE Mgmt For For
STATUTORY AUDIT OF MONETA MONEY BANK, A.S.
FOR THE FINANCIAL YEAR 2020: BASED UPON THE
PROPOSAL OF THE SUPERVISORY BOARD AND
RECOMMENDATION OF THE AUDIT COMMITTEE, THE
GENERAL MEETING APPOINTS THE AUDIT FIRM
DELOITTE AUDIT S.R.O., ID NUMBER: 496 20
592, WITH ITS REGISTERED SEAT AT ITALSKA
2581/67, VINOHRADY, POSTAL CODE 120 00,
PRAGUE 2, AS AUDITOR TO CONDUCT THE
STATUTORY AUDIT OF MONETA MONEY BANK, A.S.
FOR THE FINANCIAL YEAR 2020
13 APPROVAL OF THE REMUNERATION POLICY APPLIED Mgmt For For
TO MANAGEMENT AND SUPERVISORY BOARDS OF
MONETA MONEY BANK, A.S
14 RESOLUTION ON AMENDMENT OF ARTICLES OF Mgmt For For
ASSOCIATION OF MONETA MONEY BANK, A.S:
ARTICLE 12B
--------------------------------------------------------------------------------------------------------------------------
MONETA MONEY BANK, A.S Agenda Number: 713959914
--------------------------------------------------------------------------------------------------------------------------
Security: X3R0GS100
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: CZ0008040318
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 555592 DUE TO RECEIVED COUNTER
PROPOSAL UNDER RESOLUTION 3. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 ADOPTION OF RULES OF PROCEDURE Mgmt For For
2 ELECTION OF PERSONS INVOLVED IN THE Mgmt For For
ORGANIZATION OF THE GENERAL MEETING
3 ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt For For
BOARD
3.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain
COUNTER-PROPOSAL OF RAIFFEISEN BANK
INTERNATIONAL AG AND PETRUS ADVISERS
MANAGEMENT LIMITED: ELECTION OF THE MEMBER
OF THE SUPERVISORY BOARD
4 REPORT OF THE MANAGEMENT BOARD FOR 2020 Non-Voting
5 REPORT AND OPINIONS OF THE SUPERVISORY Non-Voting
BOARD FOR 2020
6 REPORT OF THE AUDIT COMMITTEE FOR 2020 Non-Voting
7 APPROVAL OF THE ANNUAL CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF MONETA MONEY BANK,
A.S. AS OF 31. 12. 2020
8 APPROVAL OF THE ANNUAL SEPARATE FINANCIAL Mgmt For For
STATEMENTS OF MONETA MONEY BANK, A.S. AS OF
31. 12. 2020
9 APPROVAL OF THE ANNUAL SEPARATE FINANCIAL Mgmt For For
STATEMENTS OF FORMER WUSTENROT HYPOTECNI
BANKA A.S. AS OF 31. 12. 2020
10 RESOLUTION ON DISTRIBUTION OF PROFIT OF Mgmt For For
MONETA MONEY BANK, A.S.
11 APPOINTMENT OF AUDITOR TO CONDUCT THE Mgmt For For
STATUTORY AUDIT OF MONETA MONEY BANK, A.S.
FOR THE FINANCIAL YEAR 2021
12 APPROVAL OF THE REMUNERATION REPORT APPLIED Mgmt For For
TO MANAGEMENT AND SUPERVISORY BOARDS OF
MONETA MONEY BANK, A.S.
--------------------------------------------------------------------------------------------------------------------------
MOSCOW EXCHANGE MICEX-RTS PJSC Agenda Number: 713662143
--------------------------------------------------------------------------------------------------------------------------
Security: X6983N101
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: RU000A0JR4A1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 APPROVAL OF THE ANNUAL REPORT FOR THE Mgmt For For
COMPANY'S ACTIVITIES IN 2020
2.1 APPROVAL OF THE COMPANY DIVIDENDS FOR 2020 Mgmt For For
YEAR
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 12 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 12
DIRECTORS ARE TO BE ELECTED. BROADRIDGE
WILL APPLY CUMULATIVE VOTING EVENLY AMONG
ONLY DIRECTORS FOR WHOM YOU VOTE 'FOR,' AND
WILL SUBMIT INSTRUCTION TO THE LOCAL AGENT
IN THIS MANNER. CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
3.1.1 ELECT RAMON ADARRAGA MORALES AS A MEMBER OF Mgmt Against Against
THE SUPERVISORY BOARD
3.1.2 ELECT PAUL ANNE F. BODART AS A MEMBER OF Mgmt Against Against
THE SUPERVISORY BOARD
3.1.3 ELECT OLEG VIYUGIN AS A MEMBER OF THE Mgmt Against Against
SUPERVISORY BOARD
3.1.4 ELECT MARIA GORDON AS A MEMBER OF THE Mgmt Against Against
SUPERVISORY BOARD
3.1.5 ELECT VALERY GOREGLYAD AS A MEMBER OF THE Mgmt Against Against
SUPERVISORY BOARD
3.1.6 ELECT DMITRY EREMEEV AS A MEMBER OF THE Mgmt Against Against
SUPERVISORY BOARD
3.1.7 ELECT BELLA ZLATKIS AS A MEMBER OF THE Mgmt Against Against
SUPERVISORY BOARD
3.1.8 ELECT ALEXANDER IZOSIMOV AS A MEMBER OF THE Mgmt For For
SUPERVISORY BOARD
3.1.9 ELECT MAXIM KRASNYKH AS A MEMBER OF THE Mgmt Against Against
SUPERVISORY BOARD
3.110 ELECT VADIM KULIK AS A MEMBER OF THE Mgmt Against Against
SUPERVISORY BOARD
3.111 ELECT SERGEY LYKOV AS A MEMBER OF THE Mgmt Against Against
SUPERVISORY BOARD
3.112 ELECT OSKAR HARTMANN AS A MEMBER OF THE Mgmt Against Against
SUPERVISORY BOARD
4.1 APPROVAL OF THE COMPANY EXTERNAL AUDITOR: Mgmt For For
ERNST AND YOUNG LLC
5.1 APPROVAL OF A NEW EDITION OF THE COMPANY Mgmt For For
CHARTER
6.1 APPROVAL OF A NEW EDITION OF THE COMPANY Mgmt For For
REGULATIONS ON THE SUPERVISORY BOARD
7.1 APPROVAL OF A NEW EDITION OF THE COMPANY Mgmt For For
REGULATIONS ON REMUNERATION FOR THE
SUPERVISORY BOARD
8.1 ON REMUNERATION FOR THE COMPANY SUPERVISORY Mgmt For For
BOARD
CMMT 08 ARP 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS AND RECEIPT OF NAME FOR
RESOLUTION 4.1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MR. PRICE GROUP LIMITED Agenda Number: 712986441
--------------------------------------------------------------------------------------------------------------------------
Security: S5256M135
Meeting Type: AGM
Meeting Date: 26-Aug-2020
Ticker:
ISIN: ZAE000200457
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 ADOPTION OF THE ANNUAL FINANCIAL STATEMENTS Mgmt For For
O.2.1 RE-ELECTION OF DIRECTOR RETIRING BY Mgmt For For
ROTATION: NIGEL PAYNE
O.2.2 RE-ELECTION OF DIRECTOR RETIRING BY Mgmt For For
ROTATION: BOBBY JOHNSTON
O.2.3 RE-ELECTION OF DIRECTOR RETIRING BY Mgmt For For
ROTATION: MAUD MOTANYANE-WELCH
O.3 RE-ELECTION OF INDEPENDENT AUDITOR: Mgmt For For
RESOLVED THAT, AS APPROVED BY THE AUDIT AND
COMPLIANCE COMMITTEE AND RECOMMENDED TO
SHAREHOLDERS, ERNST & YOUNG INC. BE AND ARE
HEREBY RE-ELECTED AS THE INDEPENDENT
REGISTERED AUDITOR OF THE COMPANY, AND THAT
MERISHA KASSIE BE APPOINTED AS THE
DESIGNATED REGISTERED AUDITOR, TO HOLD
OFFICE FOR THE ENSUING FINANCIAL YEAR
O.4.1 ELECTION OF MEMBER OF THE AUDIT AND Mgmt For For
COMPLIANCE COMMITTEE: BOBBY JOHNSTON
O.4.2 ELECTION OF MEMBER OF THE AUDIT AND Mgmt For For
COMPLIANCE COMMITTEE: DAISY NAIDOO
O.4.3 ELECTION OF MEMBER OF THE AUDIT AND Mgmt For For
COMPLIANCE COMMITTEE: MARK BOWMAN
O.4.4 ELECTION OF MEMBER OF THE AUDIT AND Mgmt For For
COMPLIANCE COMMITTEE: MMABOSHADI CHAUKE
O.5 NON-BINDING ADVISORY VOTE ON THE Mgmt For For
REMUNERATION POLICY
O.6 NON-BINDING ADVISORY VOTE ON THE Mgmt For For
REMUNERATION IMPLEMENTATION REPORT
O.7 ADOPTION OF THE SETS COMMITTEE REPORT Mgmt For For
O.8 SIGNATURE OF DOCUMENTS Mgmt For For
O.9 CONTROL OF UNISSUED SHARES (EXCLUDING Mgmt For For
ISSUES FOR CASH)
O.10 GENERAL ISSUE OF SHARES FOR CASH Mgmt For For
S.1.1 NON-EXECUTIVE DIRECTOR REMUNERATION: Mgmt For For
INDEPENDENT NON-EXECUTIVE CHAIR OF THE
BOARD: R 1 636 583
S.1.2 NON-EXECUTIVE DIRECTOR REMUNERATION: Mgmt For For
HONORARY CHAIR OF THE BOARD: R 818 291
S.1.3 NON-EXECUTIVE DIRECTOR REMUNERATION: LEAD Mgmt For For
INDEPENDENT DIRECTOR OF THE BOARD: R 484
523
S.1.4 NON-EXECUTIVE DIRECTOR REMUNERATION: Mgmt For For
NON-EXECUTIVE DIRECTORS: R 405 908
S.1.5 NON-EXECUTIVE DIRECTOR REMUNERATION: AUDIT Mgmt For For
AND COMPLIANCE COMMITTEE CHAIR: R 281 164
S.1.6 NON-EXECUTIVE DIRECTOR REMUNERATION: AUDIT Mgmt For For
AND COMPLIANCE COMMITTEE MEMBERS: R 149 932
S.1.7 NON-EXECUTIVE DIRECTOR REMUNERATION: Mgmt For For
REMUNERATION AND NOMINATIONS COMMITTEE
CHAIR: R 206 904
S.1.8 NON-EXECUTIVE DIRECTOR REMUNERATION: Mgmt For For
REMUNERATION AND NOMINATIONS COMMITTEE
MEMBERS: R 108 046
S.1.9 NON-EXECUTIVE DIRECTOR REMUNERATION: Mgmt For For
SOCIAL, ETHICS, TRANSFORMATION AND
SUSTAINABILITY COMMITTEE CHAIR: R 164 909
S.110 NON-EXECUTIVE DIRECTOR REMUNERATION: Mgmt For For
SOCIAL, ETHICS, TRANSFORMATION AND
SUSTAINABILITY COMMITTEE MEMBERS: R 104 728
S.111 NON-EXECUTIVE DIRECTOR REMUNERATION: RISK Mgmt For For
AND IT COMMITTEE MEMBERS: R 130 896
S.112 NON-EXECUTIVE DIRECTOR REMUNERATION: RISK Mgmt For For
AND IT COMMITTEE - IT SPECIALIST: R 295 476
S.2 GENERAL AUTHORITY TO REPURCHASE SHARES Mgmt For For
S.3 FINANCIAL ASSISTANCE TO RELATED OR Mgmt For For
INTER-RELATED COMPANIES
--------------------------------------------------------------------------------------------------------------------------
MTN GROUP LTD Agenda Number: 714041023
--------------------------------------------------------------------------------------------------------------------------
Security: S8039R108
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: ZAE000042164
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1.1 ELECTION OF S MABASO- KOYANA, AS A DIRECTOR Mgmt For For
O.1.2 ELECTION OF N MOLOPE AS A DIRECTOR Mgmt For For
O.1.3 ELECTION OF N GOSA AS A DIRECTOR Mgmt For For
O.1.4 RE-ELECTION OF S KHERADPIR AS A DIRECTOR Mgmt For For
O.1.5 RE-ELECTION OF PB HANRATTY AS A DIRECTOR Mgmt For For
O.1.6 RE-ELECTION OF SB MILLER AS A DIRECTOR Mgmt For For
O.1.7 RE-ELECTION OF NL SOWAZI AS A DIRECTOR Mgmt For For
O.1.8 ELECTION OF T MOLEFE AS A DIRECTOR Mgmt For For
O.2.1 TO ELECT S MABASO- KOYANA AS A MEMBER OF Mgmt For For
THE AUDIT COMMITTEE
O.2.2 TO ELECT N MOLOPE AS A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE
O.2.3 TO ELECT N GOSA AS A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE
O.2.4 TO ELECT BS TSHABALALA AS A MEMBER OF THE Mgmt For For
AUDIT COMMITTEE
O.2.5 TO ELECT V RAGUE AS A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE
O.3.1 TO ELECT N GOSA AS A MEMBER OF THE SOCIAL Mgmt For For
AND ETHICS COMMITTEE
O.3.2 TO ELECT L SANUSI AS A MEMBER OF THE SOCIAL Mgmt For For
AND ETHICS COMMITTEE
O.3.3 TO ELECT SB MILLER AS A MEMBER OF THE Mgmt For For
SOCIAL AND ETHICS COMMITTEE
O.3.4 TO ELECT NL SOWAZI AS A MEMBER OF THE Mgmt For For
SOCIAL AND ETHICS COMMITTEE
O.3.5 TO ELECT K MOKHELE AS A MEMBER OF THE Mgmt For For
SOCIAL AND ETHICS COMMITTEE
O.4 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
INC. AS AN AUDITOR OF THE COMPANY
O.5 APPOINTMENT OF ERNST AND YOUNG INC. AS AN Mgmt For For
AUDITOR OF THE COMPANY
O.6 GENERAL AUTHORITY FOR DIRECTORS TO ALLOT Mgmt For For
AND ISSUE ORDINARY SHARES
O.7 GENERAL AUTHORITY FOR DIRECTORS TO ALLOT Mgmt For For
AND ISSUE ORDINARY SHARES FOR CASH
NB.8 NON-BINDING ADVISORY VOTE: ENDORSEMENT OF Mgmt For For
THE COMPANY'S REMUNERATION POLICY
NB.9 NON-BINDING ADVISORY VOTE: ENDORSEMENT OF Mgmt Against Against
THE COMPANY'S REMUNERATION IMPLEMENTATION
REPORT
O.10 AUTHORISATION TO SIGN DOCUMENTS TO GIVE Mgmt For For
EFFECT TO RESOLUTIONS
S.1.1 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP BOARD LOCAL CHAIRMAN
S.1.2 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP BOARD INTERNATIONAL CHAIRMAN
S.1.3 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP BOARD LOCAL MEMBER
S.1.4 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP BOARD INTERNATIONAL MEMBER
S.1.5 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP BOARD LOCAL LEAD INDEPENDENT DIRECTOR
S.1.6 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP BOARD INTERNATIONAL LEAD INDEPENDENT
DIRECTOR
S.1.7 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
REMUNERATION AND HUMAN RESOURCES COMMITTEE
LOCAL CHAIRMAN
S.1.8 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
REMUNERATION AND HUMAN RESOURCES COMMITTEE
INTERNATIONAL CHAIRMAN
S.1.9 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
REMUNERATION AND HUMAN RESOURCES COMMITTEE
LOCAL MEMBER
S1.10 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
REMUNERATION AND HUMAN RESOURCES COMMITTEE
INTERNATIONAL MEMBER
S1.11 TO APPROVE REMUNERATION PAYABLE TO SOCIAL Mgmt For For
AND ETHICS COMMITTEE LOCAL CHAIRMAN
S1.12 TO APPROVE REMUNERATION PAYABLE TO SOCIAL Mgmt For For
AND ETHICS COMMITTEE INTERNATIONAL CHAIRMAN
S1.13 TO APPROVE REMUNERATION PAYABLE TO SOCIAL Mgmt For For
AND ETHICS COMMITTEE LOCAL MEMBER
S1.14 TO APPROVE REMUNERATION PAYABLE TO SOCIAL Mgmt For For
AND ETHICS COMMITTEE INTERNATIONAL MEMBER
S1.15 TO APPROVE REMUNERATION PAYABLE TO AUDIT Mgmt For For
COMMITTEE LOCAL CHAIRMAN
S1.16 TO APPROVE REMUNERATION PAYABLE TO AUDIT Mgmt For For
COMMITTEE INTERNATIONAL CHAIRMAN
S1.17 TO APPROVE REMUNERATION PAYABLE TO AUDIT Mgmt For For
COMMITTEE LOCAL MEMBER
S1.18 TO APPROVE REMUNERATION PAYABLE TO AUDIT Mgmt For For
COMMITTEE INTERNATIONAL MEMBER
OT119 TO APPROVE REMUNERATION PAYABLE TO RISK Mgmt For For
MANAGEMENT AND COMPLIANCE COMMITTEE LOCAL
CHAIRMAN
S1.20 TO APPROVE REMUNERATION PAYABLE TO RISK Mgmt For For
MANAGEMENT AND COMPLIANCE COMMITTEE
INTERNATIONAL CHAIRMAN
S1.21 TO APPROVE REMUNERATION PAYABLE TO RISK Mgmt For For
MANAGEMENT AND COMPLIANCE COMMITTEE LOCAL
MEMBER
S1.22 TO APPROVE REMUNERATION PAYABLE TO RISK Mgmt For For
MANAGEMENT AND COMPLIANCE COMMITTEE
INTERNATIONAL MEMBER
S1.23 TO APPROVE REMUNERATION PAYABLE TO LOCAL Mgmt For For
MEMBER FOR SPECIAL ASSIGNMENTS OR PROJECTS
(PER DAY)
S1.24 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
INTERNATIONAL MEMBER FOR SPECIAL
ASSIGNMENTS OR PROJECTS (PER DAY)
S1.25 TO APPROVE REMUNERATION PAYABLE FOR AD-HOC Mgmt Against Against
WORK PERFORMED BY NON-EXECUTIVE DIRECTORS
FOR SPECIAL PROJECTS (HOURLY RATE)
S1.26 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP SHARE TRUST (TRUSTEES) LOCAL CHAIRMAN
S1.27 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP SHARE TRUST (TRUSTEES) INTERNATIONAL
CHAIRMAN
S1.28 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP SHARE TRUST (TRUSTEES) LOCAL MEMBER
S1.29 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP SHARE TRUST (TRUSTEES) INTERNATIONAL
MEMBER
S1.30 TO APPROVE REMUNERATION PAYABLE TO SOURCING Mgmt For For
COMMITTEE LOCAL CHAIRMAN
S1.31 TO APPROVE REMUNERATION PAYABLE TO SOURCING Mgmt For For
COMMITTEE INTERNATIONAL CHAIRMAN
S1.32 TO APPROVE REMUNERATION PAYABLE TO SOURCING Mgmt For For
COMMITTEE LOCAL MEMBER
S1.33 TO APPROVE REMUNERATION PAYABLE TO SOURCING Mgmt For For
COMMITTEE INTERNATIONAL MEMBER
S1.34 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
DIRECTORS AFFAIRS AND CORPORATE GOVERNANCE
COMMITTEE LOCAL CHAIRMAN
S1.35 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
DIRECTORS AFFAIRS AND CORPORATE GOVERNANCE
COMMITTEE INTERNATIONAL CHAIRMAN
S1.36 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
DIRECTORS AFFAIRS AND CORPORATE GOVERNANCE
COMMITTEE LOCAL MEMBER
S1.37 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
DIRECTORS AFFAIRS AND CORPORATE GOVERNANCE
COMMITTEE INTERNATIONAL MEMBER
S.2 TO APPROVE THE REPURCHASE OF THE COMPANY'S Mgmt For For
SHARES
S.3 TO APPROVE THE GRANTING OF FINANCIAL Mgmt For For
ASSISTANCE TO SUBSIDIARIES AND OTHER
RELATED AND INTERRELATED ENTITIES
S.4 TO APPROVE THE GRANTING OF FINANCIAL Mgmt For For
ASSISTANCE TO DIRECTORS AND OR PRESCRIBED
OFFICERS AND EMPLOYEE SHARE SCHEME
BENEFICIARIES
S.5 TO APPROVE THE GRANTING OF FINANCIAL Mgmt For For
ASSISTANCE TO MTN ZAKHELE FUTHI (RF)
LIMITED
--------------------------------------------------------------------------------------------------------------------------
NANYA TECHNOLOGY CORPORATION Agenda Number: 713987824
--------------------------------------------------------------------------------------------------------------------------
Security: Y62066108
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: TW0002408002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RATIFY THE BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS FOR 2020
2 TO RATIFY THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2020 PROFITS. PROPOSED RETAINED EARNING:
TWD 1.29855082 PER SHARE.
3 TO APPROVE AMENDMENTS TO THE ARTICLES OF Mgmt For For
INCORPORATION OF THE COMPANY
4 TO APPROVE AMENDMENTS TO THE RULES FOR Mgmt For For
ELECTION OF DIRECTORS OF THE COMPANY
5 TO APPROVE AMENDMENTS TO THE CONVENTION Mgmt For For
RULES AND PROCEDURES FOR SHAREHOLDERS'
MEETING OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
NARI TECHNOLOGY CO LTD Agenda Number: 713066048
--------------------------------------------------------------------------------------------------------------------------
Security: Y6S99Q112
Meeting Type: EGM
Meeting Date: 15-Sep-2020
Ticker:
ISIN: CNE000001G38
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPURCHASE AND CANCELLATION OF SOME 2018 Mgmt For For
LOCKED RESTRICTED STOCKS GRANTED TO PLAN
PARTICIPANTS AND ADJUSTMENT OF THE
REPURCHASE PRICE
2 CHANGE OF THE COMPANY'S REGISTERED CAPITAL Mgmt For For
AND AMENDMENTS TO THE COMPANY'S ARTICLES OF
ASSOCIATION
3 AMENDMENTS TO THE COMPANY'S RULES OF Mgmt For For
PROCEDURE GOVERNING SHAREHOLDERS' GENERAL
MEETINGS
4 AMENDMENTS TO THE RULES OF PROCEDURE Mgmt For For
GOVERNING THE BOARD MEETINGS
5 AMENDMENTS TO THE COMPANY'S RULES OF Mgmt For For
PROCEDURE GOVERNING MEETINGS OF THE
SUPERVISORY COMMITTEE
6 CAPITAL INCREASE IN A WHOLLY-OWNED Mgmt For For
SUBSIDIARY
--------------------------------------------------------------------------------------------------------------------------
NASPERS LTD Agenda Number: 712907976
--------------------------------------------------------------------------------------------------------------------------
Security: S53435103
Meeting Type: AGM
Meeting Date: 21-Aug-2020
Ticker:
ISIN: ZAE000015889
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 ACCEPTANCE OF ANNUAL FINANCIAL STATEMENTS Mgmt For For
O.2 CONFIRMATION AND APPROVAL OF PAYMENT OF Mgmt For For
DIVIDENDS
O.3 REAPPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
INC. AS AUDITOR
O.4.1 TO CONFIRM THE APPOINTMENT OF THE FOLLOWING Mgmt For For
PERSON AS NON-EXECUTIVE DIRECTOR: M GIROTRA
O.4.2 TO CONFIRM THE APPOINTMENT OF THE FOLLOWING Mgmt For For
PERSON AS NON-EXECUTIVE DIRECTOR: Y XU
O.5.1 TO RE-ELECT THE FOLLOWING DIRECTOR: D G Mgmt For For
ERIKSSON
O.5.2 TO RE-ELECT THE FOLLOWING DIRECTOR: M R Mgmt For For
SOROUR
O.5.3 TO RE-ELECT THE FOLLOWING DIRECTOR: E M Mgmt For For
CHOI
O.5.4 TO RE-ELECT THE FOLLOWING DIRECTOR: R C C Mgmt For For
JAFTA
O.6.1 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER: D G ERIKSSON
O.6.2 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER: R C C JAFTA
O.6.3 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER: M GIROTRA
O.6.4 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt Against Against
COMMITTEE MEMBER: S J Z PACAK
O.7 TO ENDORSE THE COMPANY'S REMUNERATION Mgmt Against Against
POLICY
O.8 TO ENDORSE THE IMPLEMENTATION REPORT OF THE Mgmt Against Against
REMUNERATION REPORT
O.9 TO APPROVE AMENDMENTS TO THE TRUST DEED Mgmt For For
CONSTITUTING THE NASPERS RESTRICTED STOCK
PLAN TRUST AND THE SHARE SCHEME
O.10 TO APPROVE AMENDMENTS TO THE CONSOLIDATED Mgmt For For
DEED CONSTITUTING THE MIH SERVICES FZ LLC
SHARE TRUST AND THE SHARE SCHEME ENVISAGED
BY SUCH TRUST DEED
O.11 TO APPROVE AMENDMENTS TO THE CONSOLIDATED Mgmt For For
DEED CONSTITUTING THE MIH HOLDINGS SHARE
TRUST AND THE SHARE SCHEME ENVISAGED BY
SUCH TRUST DEED
O.12 TO APPROVE AMENDMENTS TO THE CONSOLIDATED Mgmt For For
DEED CONSTITUTING THE NASPERS SHARE
INCENTIVE TRUST AND THE SHARE SCHEME
ENVISAGED BY SUCH TRUST DEED
O.13 APPROVAL OF GENERAL AUTHORITY PLACING Mgmt Against Against
UNISSUED SHARES UNDER THE CONTROL OF THE
DIRECTORS
O.14 APPROVAL OF GENERAL ISSUE OF SHARES FOR Mgmt Against Against
CASH
O.15 AUTHORISATION TO IMPLEMENT ALL RESOLUTIONS Mgmt For For
ADOPTED AT THE ANNUAL GENERAL MEETING
S.1.1 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTOR PROPOSED FINANCIAL
YEAR 31 MARCH 2022: BOARD: CHAIR
S.1.2 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTOR PROPOSED FINANCIAL
YEAR 31 MARCH 2022: BOARD: MEMBER
S.1.3 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTOR PROPOSED FINANCIAL
YEAR 31 MARCH 2022: AUDIT COMMITTEE: CHAIR
S.1.4 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTOR PROPOSED FINANCIAL
YEAR 31 MARCH 2022: AUDIT COMMITTEE: MEMBER
S.1.5 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTOR PROPOSED FINANCIAL
YEAR 31 MARCH 2022: RISK COMMITTEE: CHAIR
S.1.6 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTOR PROPOSED FINANCIAL
YEAR 31 MARCH 2022: RISK COMMITTEE: MEMBER
S.1.7 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTOR PROPOSED FINANCIAL
YEAR 31 MARCH 2022: HUMAN RESOURCES AND
REMUNERATION COMMITTEE: CHAIR
S.1.8 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTOR PROPOSED FINANCIAL
YEAR 31 MARCH 2022: HUMAN RESOURCES AND
REMUNERATION COMMITTEE: MEMBER
S.1.9 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTOR PROPOSED FINANCIAL
YEAR 31 MARCH 2022: NOMINATION COMMITTEE:
CHAIR
S1.10 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTOR PROPOSED FINANCIAL
YEAR 31 MARCH 2022: NOMINATION COMMITTEE:
MEMBER
S1.11 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTOR PROPOSED FINANCIAL
YEAR 31 MARCH 2022: SOCIAL, ETHICS AND
SUSTAINABILITY COMMITTEE: CHAIR
S1.12 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTOR PROPOSED FINANCIAL
YEAR 31 MARCH 2022: SOCIAL, ETHICS AND
SUSTAINABILITY COMMITTEE: MEMBER
S1.13 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTOR PROPOSED FINANCIAL
YEAR 31 MARCH 2022: TRUSTEES OF GROUP SHARE
SCHEMES/OTHER PERSONNEL FUNDS
S.2 APPROVE GENERALLY THE PROVISION OF Mgmt For For
FINANCIAL ASSISTANCE IN TERMS OF SECTION 44
OF THE ACT
S.3 APPROVE GENERALLY THE PROVISION OF Mgmt For For
FINANCIAL ASSISTANCE IN TERMS OF SECTION 45
OF THE ACT
S.4 GENERAL AUTHORITY FOR THE COMPANY OR ITS Mgmt For For
SUBSIDIARIES TO ACQUIRE N ORDINARY SHARES
IN THE COMPANY
S.5 GRANTING THE SPECIFIC REPURCHASE Mgmt Against Against
AUTHORISATION
S.6 GENERAL AUTHORITY FOR THE COMPANY OR ITS Mgmt Against Against
SUBSIDIARIES TO ACQUIRE A ORDINARY SHARES
IN THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
NATIONAL COMMERCIAL BANK Agenda Number: 713618467
--------------------------------------------------------------------------------------------------------------------------
Security: M7S2CL107
Meeting Type: EGM
Meeting Date: 01-Mar-2021
Ticker:
ISIN: SA13L050IE10
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 519421 DUE TO RECEIPT OF
SEPARATE VOTING REQUIRED FOR RESOLUTION
NUMBER 2. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
1 VOTING ON THE PROPOSED AMENDMENTS TO THE Mgmt For For
NATIONAL COMMERCIAL BANK BYLAWS IN
ACCORDANCE WITH THE FORMAT DESCRIBED IN
(ANNEX 1) OF THIS INVITATION, WHICH SHALL
TAKE EFFECT IMMEDIATELY AFTER THE EGM
2 VOTING ON THE PROPOSED MERGER (THE Mgmt Abstain Against
"MERGER") OF THE NATIONAL COMMERCIAL BANK
AND SAMBA FINANCIAL GROUP ("SAMBA GROUP")
TO BE EFFECTED BY WAY OF A MERGER PURSUANT
TO ARTICLES 191 TO 193 OF THE COMPANIES LAW
ISSUED UNDER ROYAL DECREE NO. M/3 DATED
10/11/2015 (THE "COMPANIES LAW"), THROUGH
THE ISSUANCE OF (0.739) NEW NATIONAL
COMMERCIAL BANK SHARES FOR EVERY SHARE IN
SAMBA GROUP SUBJECT TO THE TERMS AND
CONDITIONS OF THE MERGER AGREEMENT ENTERED
INTO BETWEEN NCB AND SAMBA GROUP ON
11/10/2020 (THE "MERGER AGREEMENT")
2.1 VOTING ON THE TERMS AND CONDITIONS OF THE Mgmt For For
MERGER AGREEMENT ENTERED INTO BETWEEN NCB
AND SAMBA GROUP ON 11/10/2020
2.2 VOTING ON THE INCREASE OF THE SHARE CAPITAL Mgmt For For
OF THE NATIONAL COMMERCIAL BANK FROM SAR
(30,000,000,000) TO SAR (44,780,000,000),
SUBJECT TO THE TERMS AND CONDITIONS OF THE
MERGER AGREEMENT AND WITH EFFECT FROM THE
EFFECTIVE DATE, PURSUANT TO THE COMPANIES
LAW AND THE MERGER AGREEMENT
2.3 VOTING ON THE PROPOSED AMENDMENTS TO THE Mgmt For For
NCB BYLAWS IN ACCORDANCE WITH THE FORMAT
DESCRIBED IN (ANNEX 2) OF THIS INVITATION,
WHICH SHALL TAKE EFFECT UPON THE MERGER
COMPLETION
2.4 VOTING ON AUTHORISATION OF THE BOARD OF Mgmt For For
DIRECTORS OF NCB, OR ANY PERSON SO
AUTHORISED BY THE BOARD OF DIRECTORS, TO
ADOPT ANY RESOLUTION OR TAKE ANY ACTION AS
MAY BE NECESSARY TO IMPLEMENT ANY OF THE
ABOVE RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
NAVER CORP Agenda Number: 713622670
--------------------------------------------------------------------------------------------------------------------------
Security: Y62579100
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: KR7035420009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt For For
CHANGE OF HEAD OFFICE ADDRESS
2.2 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt For For
AMENDMENT ON TASK OF TRANSFER AGENT
2.3 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt For For
ADDITION OF PROVIDING LIST OF SHAREHOLDERS
2.4 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt For For
DELETE OF SHAREHOLDER LIST CLOSURE
PROCEDURE
2.5 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt For For
AMENDMENT OF TERM OF DIRECTOR
3 APPOINTMENT OF INSIDE DIRECTOR: CHOI IN Mgmt For For
HYUK
4 APPOINTMENT OF OUTSIDE DIRCTOR WHO IS Mgmt For For
AUDITOR: LEE IN MOO
5 APPOINTMENT OF OUTSIDE DIRECTOR: LEE GUN Mgmt For For
HYUK
6 APPOINTMENT OF MEMBER OF AUDIT COMMITTEE: Mgmt For For
LEE GUN HYUK
7 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
8 APPROVAL OF GRANT OF STOCK OPTION APPROVED Mgmt For For
BY BOD
9 GRANT OF STOCK OPTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NCSOFT CORP Agenda Number: 713589577
--------------------------------------------------------------------------------------------------------------------------
Security: Y6258Y104
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: KR7036570000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 ELECTION OF INSIDE DIRECTOR: GIM TAEK JIN Mgmt For For
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: HWANG CHAN HYEON
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NETEASE INC Agenda Number: 714040956
--------------------------------------------------------------------------------------------------------------------------
Security: G6427A102
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: KYG6427A1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0430/2021043001589.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0430/2021043001569.pdf
1.A RE-ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For
FOR THE ENSUING YEAR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF SHAREHOLDERS AND UNTIL
THEIR SUCCESSORS ARE ELECTED AND DULY
QUALIFIED, OR UNTIL SUCH DIRECTORS' EARLIER
DEATH, BANKRUPTCY, INSANITY, RESIGNATION OR
REMOVAL: WILLIAM LEI DING
1.B RE-ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For
FOR THE ENSUING YEAR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF SHAREHOLDERS AND UNTIL
THEIR SUCCESSORS ARE ELECTED AND DULY
QUALIFIED, OR UNTIL SUCH DIRECTORS' EARLIER
DEATH, BANKRUPTCY, INSANITY, RESIGNATION OR
REMOVAL: ALICE YU-FEN CHENG
1.C RE-ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For
FOR THE ENSUING YEAR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF SHAREHOLDERS AND UNTIL
THEIR SUCCESSORS ARE ELECTED AND DULY
QUALIFIED, OR UNTIL SUCH DIRECTORS' EARLIER
DEATH, BANKRUPTCY, INSANITY, RESIGNATION OR
REMOVAL: DENNY TING BUN LEE
1.D RE-ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For
FOR THE ENSUING YEAR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF SHAREHOLDERS AND UNTIL
THEIR SUCCESSORS ARE ELECTED AND DULY
QUALIFIED, OR UNTIL SUCH DIRECTORS' EARLIER
DEATH, BANKRUPTCY, INSANITY, RESIGNATION OR
REMOVAL: JOSEPH TZE KAY TONG
1.E RE-ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For
FOR THE ENSUING YEAR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF SHAREHOLDERS AND UNTIL
THEIR SUCCESSORS ARE ELECTED AND DULY
QUALIFIED, OR UNTIL SUCH DIRECTORS' EARLIER
DEATH, BANKRUPTCY, INSANITY, RESIGNATION OR
REMOVAL: LUN FENG
1.F RE-ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt Against Against
FOR THE ENSUING YEAR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF SHAREHOLDERS AND UNTIL
THEIR SUCCESSORS ARE ELECTED AND DULY
QUALIFIED, OR UNTIL SUCH DIRECTORS' EARLIER
DEATH, BANKRUPTCY, INSANITY, RESIGNATION OR
REMOVAL: MICHAEL MAN KIT LEUNG
2 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AND
PRICEWATERHOUSECOOPERS AS AUDITORS OF
NETEASE, INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2021 FOR U.S. FINANCIAL
REPORTING AND HONG KONG FINANCIAL REPORTING
PURPOSES, RESPECTIVELY
3 AMEND AND RESTATE THE COMPANY'S MEMORANDUM Mgmt For For
AND ARTICLES OF ASSOCIATION TO EXPRESSLY
PERMIT COMPLETELY VIRTUAL SHAREHOLDERS'
MEETINGS, CHANGE THE QUORUM FOR
SHAREHOLDERS' MEETINGS AND REFLECT OTHER
UPDATES
--------------------------------------------------------------------------------------------------------------------------
NETEASE, INC. Agenda Number: 935269452
--------------------------------------------------------------------------------------------------------------------------
Security: 64110W102
Meeting Type: Annual
Meeting Date: 25-Sep-2020
Ticker: NTES
ISIN: US64110W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: William Lei Ding Mgmt For For
1B. Re-election of Director: Alice Yu-Fen Cheng Mgmt For For
1C. Re-election of Director: Denny Ting Bun Lee Mgmt For For
1D. Re-election of Director: Joseph Tze Kay Mgmt For For
Tong
1E. Re-election of Director: Lun Feng Mgmt For For
1F. Re-election of Director: Michael Man Kit Mgmt For For
Leung
1G. Re-election of Director: Michael Sui Bau Mgmt For For
Tong
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP and
PricewaterhouseCoopers as auditors of
NetEase, Inc. for the fiscal year ending
December 31, 2020 for U.S. financial
reporting and Hong Kong financial reporting
purposes, respectively.
--------------------------------------------------------------------------------------------------------------------------
NETEASE, INC. Agenda Number: 935447296
--------------------------------------------------------------------------------------------------------------------------
Security: 64110W102
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: NTES
ISIN: US64110W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: William Lei Ding Mgmt For For
1B. Re-election of Director: Alice Yu-Fen Cheng Mgmt For For
1C. Re-election of Director: Denny Ting Bun Lee Mgmt For For
1D. Re-election of Director: Joseph Tze Kay Mgmt For For
Tong
1E. Re-election of Director: Lun Feng Mgmt For For
1F. Re-election of Director: Michael Man Kit Mgmt Against Against
Leung
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP and
PricewaterhouseCoopers as auditors of
NetEase, Inc. for the fiscal year ending
December 31, 2021 for U.S. financial
reporting and Hong Kong financial reporting
purposes, respectively.
3. Amend and restate the Company's Memorandum Mgmt For For
and Articles of Association to expressly
permit completely virtual shareholders'
meetings, change the quorum for
shareholders' meetings and reflect other
updates.
--------------------------------------------------------------------------------------------------------------------------
NEW ORIENTAL EDUCATION & TECHNOLOGY Agenda Number: 935333144
--------------------------------------------------------------------------------------------------------------------------
Security: 647581107
Meeting Type: Special
Meeting Date: 08-Mar-2021
Ticker: EDU
ISIN: US6475811070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. As an ordinary resolution: Resolution No. 1 Mgmt For For
set out in the Notice of the Extraordinary
General Meeting (to approve the share
subdivision).
S2. As a special resolution: Resolution No. 2 Mgmt For For
set out in the Notice of the Extraordinary
General Meeting (to approve the adoption of
the Company's dual foreign name).
S3. As a special resolution: Resolution No. 3 Mgmt For For
set out in the Notice of the Extraordinary
General Meeting (to approve the adoption of
the Amended M&AA).
--------------------------------------------------------------------------------------------------------------------------
NIEN MADE ENTERPRISE CO LTD Agenda Number: 714171799
--------------------------------------------------------------------------------------------------------------------------
Security: Y6349P112
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: TW0008464009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 BUSINESS REPORT (2020) AND FINANCIAL Mgmt For For
STATEMENT (2020)
2 EARNINGS DISTRIBUTION PROPOSAL (2020). Mgmt For For
PROPOSED CASH DIVIDEND :TWD 10 PER SHARE.
3 AMENDMENT TO THE RULES OF PROCEDURE FOR Mgmt For For
SHAREHOLDER MEETINGS
--------------------------------------------------------------------------------------------------------------------------
NIO INC Agenda Number: 935436736
--------------------------------------------------------------------------------------------------------------------------
Security: 62914V106
Meeting Type: Special
Meeting Date: 03-Jun-2021
Ticker: NIO
ISIN: US62914V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AS A SPECIAL RESOLUTION, THAT the Company's Mgmt For
Eleventh Amended and Restated Memorandum
and Articles of Association (the "Current
M&AA") be amended and restated by the
deletion in their entirety and by the
substitution in their place of the Twelfth
Amended and Restated Memorandum and
Articles of Association, substantially in
the form attached hereto as Exhibit A (the
"Amended and Restated M&AA").
--------------------------------------------------------------------------------------------------------------------------
NOVOLIPETSK STEEL Agenda Number: 712980463
--------------------------------------------------------------------------------------------------------------------------
Security: X58996103
Meeting Type: EGM
Meeting Date: 25-Sep-2020
Ticker:
ISIN: RU0009046452
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ON DIVIDEND PAYMENT (DECLARATION) ON Mgmt For For
RESULTS OF THE FIRST HALF OF 2020 FY: THE
BOARD OF DIRECTORS HAS RECOMMENDED PAYING
RUB 4.75 PER SHARE IN DIVIDENDS FOR
THEFIRST HALF OF 2020. RECORD DATE IS
OCTOBER 12, 2020
CMMT 01 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 1.1 AND DUE TO CHANGE IN
NUMBERING OF RESOLUTION 1.1. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NOVOLIPETSK STEEL Agenda Number: 713255669
--------------------------------------------------------------------------------------------------------------------------
Security: X58996103
Meeting Type: EGM
Meeting Date: 18-Dec-2020
Ticker:
ISIN: RU0009046452
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ON PAYMENT (DECLARATION) OF DIVIDENDS BASED Mgmt For For
ON THE RESULTS OF NINE MONTHS OF 2020.
(EXPECTED DVCA RATE - RUB6.43 PER ORD
SHARE, DVCA RECORD DATE - 29.12.2020)
2.1 TO APPROVE THE PARTICIPATION OF THE COMPANY Mgmt For For
IN THE ASSOCIATION CENTRAL ASSOCIATION OF
ENGINEERING SURVEYS FOR CONSTRUCTION
TSENTRI ZYSKANIYA SELF-REGULATORY
ORGANIZATION
CMMT 25 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NOVOLIPETSK STEEL Agenda Number: 713826420
--------------------------------------------------------------------------------------------------------------------------
Security: X58996103
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: RU0009046452
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535541 DUE TO RECEIVED UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1.1 APPROVAL OF THE ANNUAL REPORT FOR THE Mgmt For For
COMPANY'S ACTIVITIES IN 2020
2.1 ON THE COMPANY'S BALANCE SHEET Mgmt For For
3.1 ON THE 2020 P-L DISTRIBUTION Mgmt For For
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 11 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 9
DIRECTORS ARE TO BE ELECTED. BROADRIDGE
WILL APPLY CUMULATIVE VOTING EVENLY AMONG
ONLY DIRECTORS FOR WHOM YOU VOTE 'FOR,' AND
WILL SUBMIT INSTRUCTION TO THE LOCAL AGENT
IN THIS MANNER. CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
4.1.1 ELECTION OF BOARD OF DIRECTOR: BRAGIN OLEG Mgmt Against Against
V
4.1.2 ELECTION OF BOARD OF DIRECTOR: THOMAS Mgmt Against Against
VERASZTO
4.1.3 ELECTION OF BOARD OF DIRECTOR: GAGARIN Mgmt Against Against
NIKHOLAY A
4.1.4 ELECTION OF BOARD OF DIRECTOR: EUGENIA Mgmt For For
ZAVALISHINA
4.1.5 ELECTION OF BOARD OF DIRECTOR: SERGEY Mgmt Against Against
KRAVCHENKO
4.1.6 ELECTION OF BOARD OF DIRECTOR: JOACHIM Mgmt Against Against
LIMBERG
4.1.7 ELECTION OF BOARD OF DIRECTOR: LISIN Mgmt Against Against
VLADIMIR S
4.1.8 ELECTION OF BOARD OF DIRECTOR: MARJAN Mgmt Against Against
OUDEMAN
4.1.9 ELECTION OF BOARD OF DIRECTOR: SARKISOV Mgmt Against Against
KAREN R
4.110 ELECTION OF BOARD OF DIRECTOR: STANISLAV Mgmt Against Against
SHEKSHNIA
4.111 ELECTION OF BOARD OF DIRECTOR: BENEDICT Mgmt Against Against
SCIORTINO
5.1 ELECTION OR THE COMPANY PRESIDENT FEDOSHIN Mgmt For For
GRIGORY V
6.1 ON REMUNERATION FOR THE COMPANY DIRECTORS Mgmt For For
7.1 TO APPROVE THE JOINT STOCK COMPANY Mgmt For For
PRICEWATERHOUSECOOPERS AUDIT AS THE AUDITOR
OF THE ACCOUNTING (FINANCIAL) STATEMENTS OF
PJSC NLMK FOR 2021, PREPARED IN ACCORDANCE
WITH THE ACCOUNTING REPORTING RULES
ESTABLISHED IN THE RUSSIAN FEDERATION
7.2 THE AUDIT OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF PJSC NLMK FOR 2021, PREPARED
IN ACCORDANCE WITH INTERNATIONAL FINANCIAL
REPORTING STANDARDS (IFRS), SHALL BE
CHARGED TO PRICEWATERHOUSECOOPERS JOINT
STOCK COMPANY
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 4.1.1. IF YOU HAVE ALREADY SENT
IN YOUR VOTES TO MID 548260, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NOVOLIPETSK STEEL Agenda Number: 714180027
--------------------------------------------------------------------------------------------------------------------------
Security: X58996103
Meeting Type: EGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: RU0009046452
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 564292 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1.1 TO APPROVE DIVIDEND PAYMENT FOR THE FIRST Mgmt For For
QUARTER OF 2021 AT 7.71 RUB PER ORDINARY
SHARE RD 23.06.2021
2.1 TO APPROVE THE NEW EDITION OF THE CHARTER Mgmt For For
2.2 TO APPROVE A NEW EDITION OF THE PROVISION Mgmt For For
ON THE EXECUTIVE BOARD OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
NTPC LTD Agenda Number: 713068686
--------------------------------------------------------------------------------------------------------------------------
Security: Y6421X116
Meeting Type: AGM
Meeting Date: 24-Sep-2020
Ticker:
ISIN: INE733E01010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND ADOPT: (A) THE AUDITED Mgmt For For
STANDALONE FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED 31ST
MARCH, 2020, THE REPORTS OF THE BOARD OF
DIRECTORS AND AUDITORS THEREON; AND (B) THE
AUDITED CONSOLIDATED FINANCIAL STATEMENTS
OF THE COMPANY FOR THE FINANCIAL YEAR ENDED
31ST MARCH, 2020 AND THE REPORT OF THE
AUDITORS THEREON
2 TO CONFIRM PAYMENT OF INTERIM DIVIDEND AND Mgmt For For
DECLARE FINAL DIVIDEND FOR THE YEAR
2019-20: THE BOARD OF DIRECTORS OF THE
COMPANY HAS RECOMMENDED PAYMENT OF FINAL
DIVIDEND OF INR 2.65 PER SHARE (26.5% ) ON
THE PAID-UP SHARE CAPITAL FOR THE FINANCIAL
YEAR ENDED 31ST MARCH, 2020 IN ADDITION TO
THE INTERIM DIVIDEND OF INR 0.50 PER SHARE
(5%) ON THE PAID-UP SHARE CAPITAL PAID ON
31ST MARCH 2020
3 TO FIX THE REMUNERATION OF THE STATUTORY Mgmt For For
AUDITORS FOR THE YEAR 2020-21
4 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt Against Against
SECTION 149, 152 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013, RULES MADE THEREUNDER, SHRI ANIL
KUMAR GAUTAM (DIN: 08293632), WHO WAS
APPOINTED AS DIRECTOR (FINANCE), BY THE
PRESIDENT OF INDIA, VIDE MINISTRY OF POWER
ORDER NO. 8/3/2019-TH-1 DATED 18TH OCTOBER
2019 AND SUBSEQUENTLY APPOINTED AS AN
ADDITIONAL DIRECTOR AND DESIGNATED AS
DIRECTOR (FINANCE) BY THE BOARD OF
DIRECTORS WITH EFFECT FROM 18TH OCTOBER,
2019 TO HOLD OFFICE UNTIL THE DATE OF THIS
ANNUAL GENERAL MEETING, IN TERMS OF SECTION
161 OF THE COMPANIES ACT, 2013 BE AND IS
HEREBY APPOINTED AS DIRECTOR (FINANCE) OF
THE COMPANY ON TERMS & CONDITIONS AS MAY BE
FIXED BY THE GOVERNMENT OF INDIA AND HE
SHALL BE LIABLE TO RETIRE BY ROTATION
5 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt Against Against
SECTION 149, 152 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013, RULES MADE THEREUNDER, SHRI ASHISH
UPADHYAYA (DIN: 06855349), WHO WAS
APPOINTED AS GOVERNMENT NOMINEE DIRECTOR,
BY THE PRESIDENT OF INDIA, VIDE MINISTRY OF
POWER ORDER NO. 20/8/2016-COORD (PT-V)
DATED 14TH JANUARY, 2020 AND SUBSEQUENTLY
APPOINTED AS AN ADDITIONAL DIRECTOR BY THE
BOARD OF DIRECTORS WITH EFFECT FROM 22ND
JANUARY 2020 TO HOLD OFFICE UNTIL THE DATE
OF THIS ANNUAL GENERAL MEETING, IN TERMS OF
SECTION 161 OF THE COMPANIES ACT, 2013 BE
AND IS HEREBY APPOINTED AS GOVERNMENT
NOMINEE DIRECTOR OF THE COMPANY ON TERMS &
CONDITIONS AS MAY BE FIXED BY THE
GOVERNMENT OF INDIA AND HE SHALL NOT BE
LIABLE TO RETIRE BY ROTATION
6 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt Against Against
SECTION 149, 152 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013, RULES MADE THEREUNDER, SHRI DILLIP
KUMAR PATEL (DIN: 08695490), WHO WAS
APPOINTED AS DIRECTOR (HUMAN RESOURCES), BY
THE PRESIDENT OF INDIA VIDE MINISTRY OF
POWER ORDER NO. 8/4/2019-TH-1 DATED 31ST
DECEMBER 2019 AND SUBSEQUENTLY APPOINTED AS
AN ADDITIONAL DIRECTOR AND DESIGNATED AS
DIRECTOR (HUMAN RESOURCES) BY THE BOARD OF
DIRECTORS WITH EFFECT FROM 1ST APRIL 2020
TO HOLD OFFICE UNTIL THE DATE OF THIS
ANNUAL GENERAL MEETING, IN TERMS OF SECTION
161 OF THE COMPANIES ACT, 2013 BE AND IS
HEREBY APPOINTED AS DIRECTOR (HUMAN
RESOURCES) OF THE COMPANY ON TERMS &
CONDITIONS AS MAY BE FIXED BY THE
GOVERNMENT OF INDIA AND HE SHALL BE LIABLE
TO RETIRE BY ROTATION
7 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt Against Against
SECTION 149, 152 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013, RULES MADE THEREUNDER, SHRI RAMESH
BABU V (DIN: 08736805), WHO WAS APPOINTED
AS DIRECTOR (OPERATIONS), BY THE PRESIDENT
OF INDIA VIDE MINISTRY OF POWER ORDER NO.
8/7/2019-TH-1 DATED 25TH MARCH 2020 AND
SUBSEQUENTLY APPOINTED AS AN ADDITIONAL
DIRECTOR AND DESIGNATED AS DIRECTOR
(OPERATIONS) BY THE BOARD OF DIRECTORS WITH
EFFECT FROM 1ST MAY 2020 TO HOLD OFFICE
UNTIL THE DATE OF THIS ANNUAL GENERAL
MEETING, IN TERMS OF SECTION 161 OF THE
COMPANIES ACT, 2013 BE AND IS HEREBY
APPOINTED AS DIRECTOR (OPERATIONS) OF THE
COMPANY ON TERMS & CONDITIONS AS MAY BE
FIXED BY THE GOVERNMENT OF INDIA AND HE
SHALL BE LIABLE TO RETIRE BY ROTATION
8 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt Against Against
SECTION 149, 152 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013, RULES MADE THEREUNDER, SHRI CHANDAN
KUMAR MONDOL (DIN: 08535016), WHO WAS
APPOINTED AS DIRECTOR (COMMERCIAL), BY THE
PRESIDENT OF INDIA VIDE MINISTRY OF POWER
ORDER NO. 8/15/2019-TH.1 (A-1) DATED 10TH
JUNE 2020 AND SUBSEQUENTLY APPOINTED AS AN
ADDITIONAL DIRECTOR AND DESIGNATED AS
DIRECTOR (COMMERCIAL) BY THE BOARD OF
DIRECTORS WITH EFFECT FROM 1ST AUGUST 2020
TO HOLD OFFICE UNTIL THE DATE OF THIS
ANNUAL GENERAL MEETING, IN TERMS OF SECTION
161 OF THE COMPANIES ACT, 2013 BE AND IS
HEREBY APPOINTED AS DIRECTOR (COMMERCIAL)
OF THE COMPANY ON TERMS & CONDITIONS AS MAY
BE FIXED BY THE GOVERNMENT OF INDIA AND HE
SHALL BE LIABLE TO RETIRE BY ROTATION
9 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt Against Against
SECTION 149, 152 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013, RULES MADE THEREUNDER, SHRI UJJWAL
KANTI BHATTACHARYA (DIN: 08734219), WHO WAS
APPOINTED AS DIRECTOR (PROJECTS), BY THE
PRESIDENT OF INDIA VIDE MINISTRY OF POWER
ORDER NO. 8/19/2019-TH.1 DATED 26TH AUGUST
2020 AND SUBSEQUENTLY APPOINTED AS AN
ADDITIONAL DIRECTOR AND DESIGNATED AS
DIRECTOR (PROJECTS) BY THE BOARD OF
DIRECTORS WITH EFFECT FROM 28TH AUGUST,
2020 TO HOLD OFFICE UNTIL THE DATE OF THIS
ANNUAL GENERAL MEETING, IN TERMS OF SECTION
161 OF THE COMPANIES ACT, 2013 BE AND IS
HEREBY APPOINTED AS DIRECTOR (PROJECTS) OF
THE COMPANY ON TERMS & CONDITIONS AS MAY BE
FIXED BY THE GOVERNMENT OF INDIA AND HE
SHALL BE LIABLE TO RETIRE BY ROTATION
10 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTION 13 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 AND THE RULES FRAMED THEREUNDER
(INCLUDING ANY STATUTORY MODIFICATION OR
RE-ENACTMENT THEREOF FOR THE TIME BEING IN
FORCE) AND SUBJECT TO SUCH OTHER APPROVALS
AS MAY BE NECESSARY, CONSENT OF THE MEMBERS
OF THE COMPANY BE AND IS HEREBY ACCORDED
FOR THE FOLLOWING MODIFICATION IN THE
OBJECTS CLAUSE OF THE MEMORANDUM OF
ASSOCIATION OF THE COMPANY: I. EXISTING
CLAUSE III A (1) OF THE OBJECTS CLAUSE
SHALL BE SUBSTITUTED WITH FOLLOWING CLAUSE
III A (1): TO PLAN, PROMOTE AND ORGANISE AN
INTEGRATED AND EFFICIENT DEVELOPMENT OF
THERMAL, HYDEL, NUCLEAR POWER AND POWER
THROUGH NON-CONVENTIONAL/RENEWABLE ENERGY
SOURCES INCLUDING GENERATION FROM MUNICIPAL
OR OTHER WASTE MATERIALS IN INDIA AND
ABROAD INCLUDING PLANNING, INVESTIGATION,
RESEARCH, DESIGN AND PREPARATION OF
PRELIMINARY, FEASIBILITY AND DEFINITE
PROJECT REPORTS, CONSTRUCTION, GENERATION,
OPERATION & MAINTENANCE, RENOVATION &
MODERNISATION OF POWER STATIONS AND
PROJECTS, TRANSMISSION, DISTRIBUTION, SALE
OF POWER GENERATED AT STATIONS IN INDIA AND
ABROAD IN ACCORDANCE WITH THE NATIONAL
ECONOMIC POLICIES AND OBJECTIVES LAID DOWN
BY THE CENTRAL GOVERNMENT FROM TIME TO
TIME, THE MANAGEMENT OF FRONT AND BACK-END
OF NUCLEAR FUEL CYCLE AND ENSURE SAFE AND
EFFICIENT DISPOSAL OF WASTE. II. EXISTING
CLAUSE III A. 4(A) OF THE OBJECTS CLAUSE
SHALL BE SUBSTITUTED WITH FOLLOWING CLAUSE
III A. 4(A): TO CARRY ON THE BUSINESS OF
PURCHASING, SELLING, IMPORTING, EXPORTING,
PRODUCING, TRADING, MANUFACTURING OR
OTHERWISE DEALING IN ALL ASPECTS OF
PLANNING, INVESTIGATION, RESEARCH, DESIGN
AND PREPARATION OF PRELIMINARY, FEASIBILITY
AND PROJECT REPORTS, CONSTRUCTION,
GENERATION, OPERATION & MAINTENANCE,
RENOVATION & MODERNISATION OF POWER
STATIONS AND PROJECTS, TRANSMISSION,
DISTRIBUTION, SALE OF THERMAL, HYDRO,
NUCLEAR POWER AND POWER GENERATED THROUGH
NON- CONVENTIONAL RENEWABLE ENERGY SOURCES,
POWER DEVELOPMENT, ELECTRIC MOBILITY
(E-MOBILITY) INCLUDING LEASING,
HYPOTHECATION, PROCUREMENT OF E-VEHICLES
AND BATTERIES, INSTALLATION, OPERATION AND
MAINTENANCE OF INFRASTRUCTURE FOR ELECTRIC
CHARGING , BATTERY SWAPPING, USABLE WATER
BY CONVERSION OF WASTE WATER OR SEA WATER,
VALUE ADDED PRODUCTS INVOLVING SAND,
SILICA, FLY ASH, RESIDUE FROM FLUE GAS
DESULPHURIZATION UNIT ETC. AND ALSO TO
UNDERTAKE THE BUSINESS OF OTHER
ALLIED/ANCILLARY INDUSTRIES INCLUDING THOSE
FOR UTILISATION OF STEAM GENERATED AT POWER
STATIONS, AND OTHER BY-PRODUCTS AND
INSTALL, OPERATE AND MANAGE ALL NECESSARY
PLANTS, ESTABLISHMENTS AND WORKS. III. B.
HEADING "OBJECTS INCIDENTAL OR ANCILLARY TO
THE ATTAINMENT OF THE MAIN OBJECTS" BE
SUBSTITUTED WITH NEW HEADING "MATTERS WHICH
ARE NECESSARY FOR FURTHERANCE OF THE
OBJECTS SPECIFIED IN CLAUSE III (A) ARE:-"
IV. C: "OTHER OBJECTS": HEADING "OTHER
OBJECTS" BE DELETED AND ITS CONTENTS SHALL
BE MERGED WITH CLAUSE III B. FURTHER
RESOLVED THAT THE CHAIRMAN & MANAGING
DIRECTOR, DIRECTOR (FINANCE) AND COMPANY
SECRETARY OF THE COMPANY, BE AND ARE HEREBY
SEVERALLY AUTHORIZED DO ALL SUCH ACTS,
DEEDS, MATTERS AND THINGS AS MAY BE
NECESSARY AND INCIDENTAL FOR GIVING EFFECT
TO THIS RESOLUTION, INCLUDING AGREEING TO
ANY CHANGE TO THE AFORESAID AMENDMENTS IN
THE MEMORANDUM OF ASSOCIATION OF THE
COMPANY, AS MAY BE REQUIRED BY THE
REGISTRAR OF COMPANIES AND/OR ANY
STATUTORY/REGULATORY AUTHORITY."
11 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTION 14 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 AND THE RULES FRAMED THEREUNDER
(INCLUDING ANY STATUTORY MODIFICATION OR
RE-ENACTMENT THEREOF FOR THE TIME BEING IN
FORCE) AND SUBJECT TO SUCH OTHER APPROVALS
AS MAY BE NECESSARY, CONSENT OF THE MEMBERS
OF THE COMPANY BE AND IS HEREBY ACCORDED
FOR THE FOLLOWING MODIFICATION IN THE
ARTICLES OF ASSOCIATION OF THE COMPANY: (AS
SPECIFIED). FURTHER RESOLVED THAT THE
CHAIRMAN & MANAGING DIRECTOR, DIRECTOR
(FINANCE) AND COMPANY SECRETARY OF THE
COMPANY BE AND ARE HEREBY SEVERALLY
AUTHORIZED DO ALL SUCH ACTS, DEEDS, MATTERS
AND THINGS AS MAY BE NECESSARY AND
INCIDENTAL FOR GIVING EFFECT TO THIS
RESOLUTION, INCLUDING AGREEING TO ANY
CHANGE TO THE AFORESAID AMENDMENTS IN THE
ARTICLES OF ASSOCIATION OF THE COMPANY, AS
MAY BE REQUIRED BY THE REGISTRAR OF
COMPANIES AND/OR ANY STATUTORY/REGULATORY
AUTHORITY."
12 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTION 148 AND ALL OTHER APPLICABLE
PROVISIONS OF THE COMPANIES ACT, 2013 AND
THE COMPANIES (AUDIT AND AUDITORS) RULES,
2014 [INCLUDING ANY STATUTORY
MODIFICATION(S)], THE COMPANY HEREBY
RATIFIES THE REMUNERATION OF INR
41,08,000/- (RUPEES FORTY-ONE LAKH AND
EIGHT THOUSAND ONLY) AS APPROVED BY THE
BOARD OF DIRECTORS PAYABLE TO COST AUDITORS
APPOINTED BY THE BOARD OF DIRECTORS OF THE
COMPANY TO CONDUCT THE AUDIT OF THE COST
RECORDS OF THE COMPANY FOR THE FINANCIAL
YEAR 2020-21 AS PER DETAIL SET OUT IN THE
STATEMENT ANNEXED TO THE NOTICE CONVENING
THIS MEETING. FURTHER RESOLVED THAT THE
BOARD OF DIRECTORS OF THE COMPANY BE AND IS
HEREBY AUTHORIZED TO DO ALL ACTS, DEEDS,
MATTERS AND THINGS AS MAY BE CONSIDERED
NECESSARY, DESIRABLE OR EXPEDIENT FOR
GIVING EFFECT TO THIS RESOLUTION."
13 RESOLVED THAT PURSUANT TO SECTION 42 AND Mgmt For For
OTHER APPLICABLE PROVISIONS OF THE
COMPANIES ACT, 2013 READ WITH RULE 14 (1)
OF THE COMPANIES (PROSPECTUS AND ALLOTMENT
OF SECURITIES) RULES, 2014 AND ANY OTHER
APPLICABLE STATUTORY PROVISIONS (INCLUDING
ANY STATUTORY MODIFICATION OR RE-ENACTMENTS
THEREOF) THE BOARD OF DIRECTORS OF THE
COMPANY (THE "BOARD") BE AND ARE HEREBY
AUTHORIZED TO MAKE OFFER(S) OR
INVITATION(S) TO SUBSCRIBE TO THE
SECURED/UNSECURED, REDEEMABLE,
TAXABLE/TAX-FREE, CUMULATIVE/
NON-CUMULATIVE, NON-CONVERTIBLE DEBENTURES
("BONDS") UP TO INR 15,000 CRORE IN ONE OR
MORE TRANCHES/SERIES NOT EXCEEDING 30
(THIRTY), THROUGH PRIVATE PLACEMENT, IN
DOMESTIC MARKET FOR CAPEX, WORKING CAPITAL
AND GENERAL CORPORATE PURPOSES, DURING THE
PERIOD COMMENCING FROM THE DATE OF PASSING
OF SPECIAL RESOLUTION TILL COMPLETION OF
ONE YEAR THEREOF OR THE DATE OF NEXT ANNUAL
GENERAL MEETING IN THE FINANCIAL YEAR
2021-22 WHICHEVER IS EARLIER IN CONFORMITY
WITH RULES, REGULATIONS, NOTIFICATIONS AND
ENACTMENTS AS MAY BE APPLICABLE FROM TIME
TO TIME, SUBJECT TO THE TOTAL BORROWINGS OF
THE COMPANY APPROVED BY THE SHAREHOLDERS
UNDER SECTION 180 (1) (C) OF COMPANIES ACT,
2013. FURTHER RESOLVED THAT THE BOARD BE
AND IS HEREBY AUTHORIZED TO DO OR DELEGATE
FROM TIME TO TIME, ALL SUCH ACTS, DEEDS AND
THINGS AS MAY BE DEEMED NECESSARY TO GIVE
EFFECT TO PRIVATE PLACEMENT OF SUCH BONDS
INCLUDING BUT NOT LIMITED TO DETERMINING
THE FACE VALUE, ISSUE PRICE, ISSUE SIZE,
TENOR, TIMING, AMOUNT, SECURITY,
COUPON/INTEREST RATE, YIELD, LISTING,
ALLOTMENT AND OTHER TERMS AND CONDITIONS OF
ISSUE OF BONDS AS IT MAY, IN ITS ABSOLUTE
DISCRETION, CONSIDER NECESSARY
--------------------------------------------------------------------------------------------------------------------------
OIL & NATURAL GAS CORPORATION LTD Agenda Number: 713134170
--------------------------------------------------------------------------------------------------------------------------
Security: Y64606133
Meeting Type: AGM
Meeting Date: 09-Oct-2020
Ticker:
ISIN: INE213A01029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RESOLVED THAT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS INCLUDING CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY FOR THE FINANCIAL
YEAR ENDED ON 31.03.2020, TOGETHER WITH THE
BOARD'S REPORT AND THE AUDITORS' REPORT
THEREON AND COMMENTS OF THE COMPTROLLER AND
AUDITOR GENERAL OF INDIA, BE AND ARE HEREBY
RECEIVED, CONSIDERED AND ADOPTED
2 RESOLVED THAT SHRI SUBHASH KUMAR (DIN: Mgmt Against Against
07905656), WHO RETIRES BY ROTATION AND
BEING ELIGIBLE, BE AND IS HEREBY
RE-APPOINTED AS A DIRECTOR OF THE COMPANY
3 RESOLVED THAT SHRI RAJESH SHYAMSUNDER Mgmt Against Against
KAKKAR (DIN: 08029135), WHO RETIRES BY
ROTATION AND BEING ELIGIBLE, BE AND IS
HEREBY RE-APPOINTED AS A DIRECTOR OF THE
COMPANY
4 RESOLVED THAT, PURSUANT TO APPLICABLE Mgmt For For
PROVISIONS UNDER THE COMPANIES ACT, 2013,
THE BOARD OF DIRECTORS OF THE COMPANY BE
AND IS HEREBY AUTHORISED TO DETERMINE AND
FIX THE REMUNERATION PAYABLE TO AUDITORS OF
THE COMPANY AS APPOINTED BY THE COMPTROLLER
AND AUDITORS GENERAL OF INDIA FOR THE
FINANCIAL YEAR 2020-21
5 RESOLVED THAT SHRI RAJESH MADANLAL AGGARWAL Mgmt Against Against
(DIN: 03566931), WHO HAS BEEN APPOINTED BY
THE BOARD ON 24.03.2020 AS A GOVERNMENT
NOMINEE DIRECTOR, BE AND IS HEREBY
APPOINTED AS A DIRECTOR OF THE COMPANY IN
TERMS OF SECTION 152(2) OF THE COMPANIES
ACT, 2013, FOR A PERIOD OF THREE YEARS OR
UNTIL FURTHER ORDERS OF GOVERNMENT OF
INDIA, WHICHEVER IS EARLIER
6 RESOLVED THAT SHRI OM PRAKASH SINGH (DIN: Mgmt Against Against
08704968), WHO HAS BEEN APPOINTED BY THE
BOARD AS AN ADDITIONAL AND WHOLE-TIME
DIRECTOR AND ALSO DESIGNATED AS THE
DIRECTOR (TECHNOLOGY AND FIELD SERVICES)
W.E.F. 01.04.2020, BE AND IS HEREBY
APPOINTED AS A DIRECTOR OF THE COMPANY IN
TERMS OF SECTION 152(2) OF THE COMPANIES
ACT, 2013, LIABLE TO RETIRE BY ROTATION AND
ALSO ON SUCH TERMS AND CONDITIONS,
REMUNERATION AND TENURE AS MAY BE
DETERMINED BY THE PRESIDENT OF INDIA FROM
TIME TO TIME
7 RESOLVED THAT SHRI ANURAG SHARMA (DIN: Mgmt Against Against
08050719), WHO HAS BEEN APPOINTED BY THE
BOARD AS AN ADDITIONAL AND WHOLE-TIME
DIRECTOR AND ALSO DESIGNATED AS THE
DIRECTOR (ONSHORE) W.E.F. 01.06.2020, BE
AND IS HEREBY APPOINTED AS A DIRECTOR OF
THE COMPANY IN TERMS OF SECTION 152(2) OF
THE COMPANIES ACT, 2013, LIABLE TO RETIRE
BY ROTATION AND ALSO ON SUCH TERMS AND
CONDITIONS, REMUNERATION AND TENURE AS MAY
BE DETERMINED BY THE PRESIDENT OF INDIA
FROM TIME TO TIME
8 RESOLVED THAT PURSUANT TO SECTION 148 AND Mgmt For For
OTHER APPLICABLE PROVISIONS OF THE
COMPANIES ACT, 2013 READ WITH APPLICABLE
RULES, REMUNERATION OF INR 5 LAKH PER COST
AUDIT FIRM, PLUS APPLICABLE GST AND OUT OF
POCKET EXPENSES, TO CONDUCT AUDIT OF THE
COST RECORDS OF ALL THE UNITS OF THE
COMPANY TO SIX FIRMS OF COST AUDITORS AS
APPOINTED BY THE BOARD OF DIRECTORS FOR THE
FINANCIAL YEAR ENDED 31.03.2021 BE AND IS
HEREBY RATIFIED
--------------------------------------------------------------------------------------------------------------------------
OTP BANK PLC Agenda Number: 713739639
--------------------------------------------------------------------------------------------------------------------------
Security: X60746181
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: HU0000061726
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538231 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 APPROVE FINANCIAL STATEMENTS, STATUTORY Mgmt No vote
REPORTS, AND ALLOCATION OF INCOME
2 APPROVE COMPANY'S CORPORATE GOVERNANCE Mgmt No vote
STATEMENT
3.1 APPROVE DISCHARGE OF SANDOR CSANYI AS Mgmt No vote
MANAGEMENT BOARD MEMBER
3.2 APPROVE DISCHARGE OF TAMAS GYORGY ERDEI AS Mgmt No vote
MANAGEMENT BOARD MEMBER
3.3 APPROVE DISCHARGE OF ANTAL GYORGY KOVACS AS Mgmt No vote
MANAGEMENT BOARD MEMBER
3.4 APPROVE DISCHARGE OF LASZLO WOLF AS Mgmt No vote
MANAGEMENT BOARD MEMBER
3.5 APPROVE DISCHARGE OF MIHALY BAUMSTARK AS Mgmt No vote
MANAGEMENT BOARD MEMBER
3.6 APPROVE DISCHARGE OF TIBOR BIRO AS Mgmt No vote
MANAGEMENT BOARD MEMBER
3.7 APPROVE DISCHARGE OF ISTVAN GRESA AS Mgmt No vote
MANAGEMENT BOARD MEMBER
3.8 APPROVE DISCHARGE OF ANTAL PONGRACZ AS Mgmt No vote
MANAGEMENT BOARD MEMBER
3.9 APPROVE DISCHARGE OF LASZLO UTASSY AS Mgmt No vote
MANAGEMENT BOARD MEMBER
3.10 APPROVE DISCHARGE OF JOZSEF ZOLTAN VOROS AS Mgmt No vote
MANAGEMENT BOARD MEMBER
4 APPROVE ERNST & YOUNG AUDIT LTD. AS AUDITOR Mgmt No vote
AND FIX ITS REMUNERATION
5 AMEND BYLAWS RE: SUPERVISORY BOARD Mgmt No vote
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt No vote
8 ELECT TAMAS GUDRA AS SUPERVISORY BOARD Mgmt No vote
MEMBER
9 ELECT TAMAS GUDRA AS AUDIT COMMITTEE MEMBER Mgmt No vote
10 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
AND AUDIT COMMITTEE MEMBERS
11.1 REELECT SANDOR CSANYI AS MANAGEMENT BOARD Mgmt No vote
MEMBER
11.2 REELECT ANTAL GYORGY KOVACS AS MANAGEMENT Mgmt No vote
BOARD MEMBER
11.3 REELECT LASZLO WOLF AS MANAGEMENT BOARD Mgmt No vote
MEMBER
11.4 REELECT TAMAS GYORGY ERDEI AS MANAGEMENT Mgmt No vote
BOARD MEMBER
11.5 REELECT MIHALY BAUMSTARK AS MANAGEMENT Mgmt No vote
BOARD MEMBER
11.6 REELECT ISTVAN GRESA AS MANAGEMENT BOARD Mgmt No vote
MEMBER
11.7 REELECT JOZSEF ZOLTAN VOROS AS MANAGEMENT Mgmt No vote
BOARD MEMBER
11.8 REELECT PETER CSANYI AS MANAGEMENT BOARD Mgmt No vote
MEMBER
11.9 ELECT GABRIELLA BALOGH AS MANAGEMENT BOARD Mgmt No vote
MEMBER
11.10 ELECT GYORGY NAGY AS MANAGEMENT BOARD Mgmt No vote
MEMBER
11.11 ELECT GELLERT MARTON VAGI AS MANAGEMENT Mgmt No vote
BOARD MEMBER
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA - PETROBRAS Agenda Number: 712858553
--------------------------------------------------------------------------------------------------------------------------
Security: P78331140
Meeting Type: AGM
Meeting Date: 22-Jul-2020
Ticker:
ISIN: BRPETRACNPR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
12 SEPARATE ELECTION OF A MEMBER OF THE BOARD Mgmt Abstain Against
OF DIRECTORS BY SHAREHOLDERS WHO HOLD
PREFERRED SHARES WITHOUT VOTING RIGHTS OR
WITH RESTRICTED VOTING RIGHTS. SHAREHOLDER
CAN ONLY FILL OUT THIS FIELD IF HE HAS BEEN
THE OWNER, WITHOUT INTERRUPTION, OF THE
SHARES WITH WHICH HE OR SHE IS VOTING
DURING THE THREE MONTHS IMMEDIATELY PRIOR
TO THE HOLDING OF THE GENERAL MEETING.
RODRIGO DE MESQUITA PEREIRA
13 IN THE EVENT IT IS FOUND THAT NEITHER THE Mgmt For For
OWNERS OF SHARES WITH VOTING RIGHTS NOR THE
OWNERS OF PREFERRED SHARES WITHOUT VOTING
RIGHTS OR WITH RESTRICTED VOTING RIGHTS
MAKE UP, RESPECTIVELY, THE QUORUM THAT IS
REQUIRED BY ARTICLE 141, I AND II, 4 OF LAW
6,404 OF 1976, DO YOU WANT YOUR VOTE TO BE
GROUPED WITH THE VOTES OF THE PREFERRED
SHARES IN ORDER TO ELECT, TO THE BOARD OF
DIRECTORS, THE CANDIDATE WITH THE HIGHEST
NUMBER OF VOTES AMONG ALL OF THOSE WHO,
BEING LISTED ON THIS PROXY CARD, RAN FOR
SEPARATE ELECTION. SHAREHOLDER CAN ONLY
FILL OUT THIS FIELD IF HE HAS BEEN THE
OWNER, WITHOUT INTERRUPTION, OF THE SHARES
WITH WHICH HE OR SHE IS VOTING DURING THE
THREE MONTHS IMMEDIATELY PRIOR TO THE
HOLDING OF THE GENERAL MEETING
19 SEPARATE ELECTION OF A MEMBER OF THE FISCAL Mgmt For For
COUNCIL BY SHAREHOLDERS WHO HOLD PREFERRED
SHARES WITHOUT VOTING RIGHTS OR WITH
RESTRICTED VOTING RIGHTS. THE SHAREHOLDER
MUST COMPLETE THIS FIELD SHOULD HE HAVE
LEFT THE GENERAL ELECTION FIELD BLANK.
DANIEL ALVES FERREIRA. MICHELE DA SILVA
GONSALES TORRES
21 IN THE EVENTUALITY OF A SECOND CALL OF THIS Mgmt For For
MEETING, THE VOTING INSTRUCTIONS IN THIS
VOTING LIST MAY ALSO BE CONSIDERED VALID
FOR THE PURPOSES OF HOLDING THE MEETING ON
SECOND CALL
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEM 12, 13, 19 AND 21 ONLY.
THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA - PETROBRAS Agenda Number: 713717518
--------------------------------------------------------------------------------------------------------------------------
Security: P78331140
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: BRPETRACNPR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEMS 5, 8 ONLY. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 534264 DUE TO DUE TO CHANGE IN
SEQUENCE AND NUMBERING OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU
5 SEPARATE ELECTION OF A MEMBER OF THE FISCAL Mgmt For For
COUNCIL BY SHAREHOLDERS WHO HOLD PREFERRED
SHARES WITHOUT VOTING RIGHTS OR WITH
RESTRICTED VOTING RIGHTS. MICHELE DA SILVA
GONSALES TORRES, PRINCIPAL. ANTONIO EMILIO
BASTOS DE AGUIAR FREIRE, SUBSTITUTE
8 IN THE EVENT OF A SECOND CALL OF THIS Mgmt For For
GENERAL MEETING, MAY THE VOTING
INSTRUCTIONS INCLUDED IN THIS BALLOT FORM
BE CONSIDERED ALSO FOR THE SECOND CALL OF
MEETING
--------------------------------------------------------------------------------------------------------------------------
PETRONAS CHEMICALS GROUP BERHAD Agenda Number: 713716162
--------------------------------------------------------------------------------------------------------------------------
Security: Y6811G103
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: MYL5183OO008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE BY ROTATION PURSUANT TO ARTICLE 107
OF THE COMPANY'S CONSTITUTION: DATUK SAZALI
HAMZAH
2 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE BY ROTATION PURSUANT TO ARTICLE 107
OF THE COMPANY'S CONSTITUTION: WARREN
WILLIAM WILDER
3 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE BY ROTATION PURSUANT TO ARTICLE 107
OF THE COMPANY'S CONSTITUTION: DR. ZAFAR
ABDULMAJID MOMIN
4 TO APPROVE THE DIRECTORS' FEES AND Mgmt For For
ALLOWANCES PAYABLE TO THE NON-EXECUTIVE
DIRECTORS OF UP TO AN AMOUNT OF RM2.5
MILLION WITH EFFECT FROM 23 APRIL 2021
UNTIL THE NEXT ANNUAL GENERAL MEETING OF
THE COMPANY
5 TO APPROVE THE RE-APPOINTMENT OF KPMG PLT, Mgmt For For
AS AUDITORS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDING 31 DECEMBER 2021 AND
TO AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
PETRONET LNG LIMITED Agenda Number: 713032794
--------------------------------------------------------------------------------------------------------------------------
Security: Y68259103
Meeting Type: AGM
Meeting Date: 10-Sep-2020
Ticker:
ISIN: INE347G01014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT (A) THE Mgmt For For
AUDITED STANDALONE FINANCIAL STATEMENTS OF
THE COMPANY FOR THE FINANCIAL YEAR ENDED
31ST MARCH 2020 (B) THE AUDITED
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED 31ST
MARCH, 2020 TOGETHER WITH THE REPORTS OF
THE BOARD OF DIRECTORS AND THE STATUTORY
AUDITORS THEREON
2 TO CONSIDER DECLARATION OF FINAL DIVIDEND Mgmt For For
ON EQUITY SHARES FOR THE FINANCIAL YEAR
2019-20: THE BOARD OF DIRECTORS OF YOUR
COMPANY HAS RECOMMENDED A FINAL DIVIDEND OF
RS. 7 PER EQUITY SHARE OF RS. 10/- EACH
I.E. 70% OF THE PAID-UP SHARE CAPITAL OF
THE COMPANY AS ON 31ST MARCH, 2020. THIS IS
IN ADDITION TO SPECIAL INTERIM DIVIDEND OF
RS. 5.50 PER EQUITY SHARE OF RS. 10/- EACH
PAID BY THE COMPANY IN NOVEMBER, 2019
3 TO APPOINT A DIRECTOR IN PLACE OF SHRI Mgmt Against Against
SHASHI SHANKER (DIN : 06447938) WHO RETIRES
BY ROTATION AND BEING ELIGIBLE OFFERS
HIMSELF FOR RE-APPOINTMENT AS DIRECTOR OF
THE COMPANY
4 TO APPOINT SHRI SANJEEV KUMAR (DIN : Mgmt Against Against
03600655) AS DIRECTOR OF THE COMPANY
5 TO APPOINT SHRI MANOJ JAIN (DIN : 07556033) Mgmt Against Against
AS DIRECTOR OF THE COMPANY
6 TO APPOINT SHRI TARUN KAPOOR (DIN : Mgmt Against Against
00030762) AS DIRECTOR AND CHAIRMAN OF THE
COMPANY
7 TO APPOINT SHRI SHRIKANT MADHAV VAIDYA (DIN Mgmt Against Against
: 06995642) AS DIRECTOR OF THE COMPANY
8 TO APPOINT SHRI ARUN KUMAR SINGH (DIN : Mgmt Against Against
06646894) AS DIRECTOR OF THE COMPANY
9 TO APPROVE RELATED PARTY TRANSACTIONS Mgmt For For
ENTERED OR TO BE ENTERED BY THE COMPANY
DURING FINANCIAL YEAR 2021-22
--------------------------------------------------------------------------------------------------------------------------
PETRONET LNG LIMITED Agenda Number: 713614320
--------------------------------------------------------------------------------------------------------------------------
Security: Y68259103
Meeting Type: EGM
Meeting Date: 15-Mar-2021
Ticker:
ISIN: INE347G01014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt For For
REGULATION 23 OF THE SEBI (LISTING
OBLIGATIONS AND DISCLOSURE REQUIREMENTS)
REGULATIONS, 2015, THE COMPANIES ACT, 2013
AND RULES MADE THEREUNDER (INCLUDING ANY
STATUTORY MODIFICATION(S) THEREOF FOR THE
TIME BEING IN FORCE) AND THE RELATED PARTY
TRANSACTIONS POLICY OF THE COMPANY,
APPROVAL OF THE MEMBERS OF THE COMPANY BE
AND IS HEREBY ACCORDED TO THE BOARD OF
DIRECTORS FOR CONTRACTS/ARRANGEMENTS/
TRANSACTIONS ENTERED/ TO BE ENTERED INTO
WITH GAIL (INDIA) LIMITED, INDIAN OIL
CORPORATION LIMITED, OIL AND NATURAL GAS
CORPORATION LIMITED (ONGC), BHARAT
PETROLEUM CORPORATION LIMITED AND THEIR
AFFILIATES, RELATED PARTIES UNDER THE
COMPANIES ACT, 2013 AND THE SEBI (LISTING
OBLIGATIONS AND DISCLOSURE REQUIREMENTS)
REGULATIONS, 2015 DURING THE FINANCIAL YEAR
2021-22 FOR SUPPLY OF GOODS OR AVAILING OR
RENDERING OF ANY SERVICES IN THE ORDINARY
COURSE OF BUSINESS AND ON ARM'S LENGTH
BASIS, WHICH MAY EXCEED THE MATERIALITY
THRESHOLD LIMIT I.E. EXCEEDS TEN PERCENT OF
THE ANNUAL CONSOLIDATED TURNOVER OF THE
COMPANY AS PER THE LAST AUDITED FINANCIAL
STATEMENTS OF THE COMPANY. RESOLVED FURTHER
THAT THE BOARD OF DIRECTORS OF THE COMPANY
BE AND IS HEREBY AUTHORIZED TO DO ALL SUCH
ACTS, MATTERS, DEEDS AND THINGS AND GIVE
ALL SUCH DIRECTIONS AS IT MAY DEEM
NECESSARY, EXPEDIENT OR DESIRABLE, IN ORDER
TO GIVE EFFECT TO THIS RESOLUTION
2 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt For For
SECTION 149, 152 READ WITH SCHEDULE IV AND
OTHER APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013, THE COMPANIES
(APPOINTMENT AND QUALIFICATION OF
DIRECTORS) RULES, 2014 AND THE APPLICABLE
PROVISIONS OF THE SEBI (LISTING OBLIGATIONS
AND DISCLOSURE REQUIREMENTS) REGULATIONS,
2015 (INCLUDING ANY STATUTORY
MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF,
FOR THE TIME BEING IN FORCE), APPROVAL OF
MEMBERS OF THE COMPANY BE AND IS HEREBY
ACCORDED FOR RE-APPOINTMENT OF SHRI
SIDHARTHA PRADHAN (DIN: 06938830), WHO WAS
RE-APPOINTED AS INDEPENDENT DIRECTOR BY THE
BOARD IN ITS MEETING HELD ON 11.02.2021,
FOR A PERIOD OF THREE YEARS W.E.F 16.5.2021
AFTER THE DATE OF COMPLETION OF HIS
EXISTING TENURE ON 15.05.2021, NOT LIABLE
TO RETIRE BY ROTATION
--------------------------------------------------------------------------------------------------------------------------
PHARMARON BEIJING CO., LTD. Agenda Number: 713419566
--------------------------------------------------------------------------------------------------------------------------
Security: Y989K6119
Meeting Type: EGM
Meeting Date: 11-Dec-2020
Ticker:
ISIN: CNE100003PG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1125/2020112500654.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1125/2020112500610.pdf
1 2020 RESTRICTED A SHARE INCENTIVE SCHEME Mgmt Against Against
(DRAFT) AND ITS SUMMARY
2 ASSESSMENT MANAGEMENT MEASURES FOR THE Mgmt Against Against
IMPLEMENTATION AND ASSESSMENT OF THE 2020
RESTRICTED A SHARE INCENTIVE SCHEME
3 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt Against Against
MATTERS PERTAINING TO THE A SHARE INCENTIVE
SCHEME
4 THE FIRST H SHARE AWARD AND TRUST SCHEME Mgmt Against Against
(DRAFT)
5 AUTHORIZATION TO THE BOARD AND/OR THE Mgmt Against Against
DELEGATEE TO HANDLE MATTERS PERTAINING TO
THE FIRST H SHARE AWARD AND TRUST SCHEME
6 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
7 AUTHORIZATION TO THE BOARD OF THE COMPANY Mgmt For For
TO HANDLE MATTERS PERTAINING TO THE
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
AND THE PROCEDURES FOR FILING THE ARTICLES
OF ASSOCIATION WITH THE MARKET SUPERVISION
AND MANAGEMENT DEPARTMENT
8 CHANGE OF SUPERVISOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PHARMARON BEIJING CO., LTD. Agenda Number: 713419578
--------------------------------------------------------------------------------------------------------------------------
Security: Y989K6119
Meeting Type: CLS
Meeting Date: 11-Dec-2020
Ticker:
ISIN: CNE100003PG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1125/2020112500667.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1125/2020112500624.pdf
1 2020 RESTRICTED A SHARE INCENTIVE SCHEME Mgmt Against Against
(DRAFT) AND ITS SUMMARY
2 ASSESSMENT MANAGEMENT MEASURES FOR THE Mgmt Against Against
IMPLEMENTATION AND ASSESSMENT OF THE 2020
RESTRICTED A SHARE INCENTIVE SCHEME
3 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt Against Against
MATTERS PERTAINING TO THE A SHARE INCENTIVE
SCHEME
--------------------------------------------------------------------------------------------------------------------------
PHARMARON BEIJING CO., LTD. Agenda Number: 714024015
--------------------------------------------------------------------------------------------------------------------------
Security: Y989K6119
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: CNE100003PG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042801876.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042801817.pdf
1 WORK REPORT OF THE BOARD OF DIRECTORS FOR Mgmt For For
THE YEAR 2020
2 WORK REPORT OF THE SUPERVISORY COMMITTEE Mgmt For For
FOR THE YEAR 2020
3 FINANCIAL STATEMENTS FOR THE YEAR 2020 Mgmt For For
4 2020 PROFIT DISTRIBUTION PLAN Mgmt For For
5 2020 ANNUAL REPORT'S FULL TEXT AND REPORT Mgmt For For
SUMMARY AND 2020 ANNUAL RESULTS
ANNOUNCEMENT
6 REMUNERATION OF THE DIRECTORS FOR THE YEAR Mgmt For For
2021
7 REMUNERATION OF THE SUPERVISORS FOR THE Mgmt For For
YEAR 2021
8 ENGAGEMENT OF DOMESTIC AUDITOR FOR THE YEAR Mgmt For For
2021
9 ENGAGEMENT OF INTERNATIONAL AUDITOR FOR THE Mgmt For For
YEAR 2021
10 GUARANTEES QUOTA FOR THE YEAR 2021 Mgmt For For
11 FOREIGN EXCHANGE HEDGING QUOTA FOR THE YEAR Mgmt For For
2021
12 REPURCHASE AND CANCELLATION OF PART OF THE Mgmt For For
RESTRICTED A SHARES GRANTED UNDER THE A
SHARE INCENTIVE SCHEME
13 REDUCTION OF REGISTERED CAPITAL Mgmt For For
14 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
15 AUTHORIZATION FOR REGISTRATION OF THE Mgmt For For
REDUCTION IN REGISTERED CAPITAL AND
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
16 GRANTING OF GENERAL MANDATE TO ISSUE A Mgmt Against Against
SHARES AND/OR H SHARES
--------------------------------------------------------------------------------------------------------------------------
PHARMARON BEIJING CO., LTD. Agenda Number: 714024053
--------------------------------------------------------------------------------------------------------------------------
Security: Y989K6119
Meeting Type: CLS
Meeting Date: 28-May-2021
Ticker:
ISIN: CNE100003PG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042801894.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042801834.pdf
1 REPURCHASE AND CANCELLATION OF PART OF THE Mgmt For For
RESTRICTED A SHARES GRANTED UNDER THE A
SHARE INCENTIVE SCHEME
2 REDUCTION OF REGISTERED CAPITAL Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PICC PROPERTY AND CASUALTY COMPANY LTD Agenda Number: 713361373
--------------------------------------------------------------------------------------------------------------------------
Security: Y6975Z103
Meeting Type: EGM
Meeting Date: 29-Dec-2020
Ticker:
ISIN: CNE100000593
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1112/2020111200431.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1112/2020111200449.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. LUO XI AS A NON-EXECUTIVE DIRECTOR OF
THE COMPANY WITH THE TERM OF OFFICE, UPON
APPROVAL AT THE GENERAL MEETING, COMMENCING
FROM THE DATE OF OBTAINING APPROVAL FOR HIS
DIRECTOR QUALIFICATION FROM THE CBIRC AND
ENDING UPON THE EXPIRY OF THE TERM OF
APPOINTMENT OF THE 5TH SESSION OF THE BOARD
OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
PICC PROPERTY AND CASUALTY COMPANY LTD Agenda Number: 714040944
--------------------------------------------------------------------------------------------------------------------------
Security: Y6975Z103
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: CNE100000593
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. YU ZE AS AN EXECUTIVE DIRECTOR OF THE
COMPANY WITH THE TERM OF OFFICE, UPON
APPROVAL AT THE GENERAL MEETING, COMMENCING
FROM THE DATE OF OBTAINING APPROVAL FOR HIS
DIRECTOR QUALIFICATION FROM THE CBIRC AND
ENDING UPON THE EXPIRY OF THE TERM OF
APPOINTMENT OF THE 5TH SESSION OF THE BOARD
OF THE COMPANY
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR 2020
3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
2020
4 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE AUDITOR'S
REPORT OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2020.
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR 2020.
6 TO CONSIDER AND APPROVE DIRECTORS' FEES FOR Mgmt For For
2021
7 TO CONSIDER AND APPROVE SUPERVISORS' FEES Mgmt For For
FOR 2021
8 TO CONSIDER AND APPOINT Mgmt For For
PRICEWATERHOUSECOOPERS AS THE INTERNATIONAL
AUDITOR OF THE COMPANY AND APPOINT
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS
THE DOMESTIC AUDITOR OF THE COMPANY TO HOLD
OFFICE UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING, AND TO AUTHORISE
THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
9 TO CONSIDER AND APPROVE THE PERFORMANCE Mgmt For For
REPORT AND THE PERFORMANCE EVALUATION
RESULTS OF THE INDEPENDENT DIRECTORS OF THE
COMPANY FOR 2020
10 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
AS SET OUT IN APPENDIX III TO THIS
CIRCULAR, AND TO AUTHORISE THE CHAIRMAN OF
THE BOARD OF DIRECTORS TO MAKE AMENDMENTS
TO THE ARTICLES OF ASSOCIATION AS HE DEEMS
NECESSARY, APPROPRIATE AND EXPEDIENT IN
ACCORDANCE WITH THE APPLICABLE LAWS AND
REGULATIONS AND THE REQUIREMENTS OF THE
CBIRC AND OTHER RELEVANT AUTHORITIES. THE
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
AS REFERRED TO IN THIS SPECIAL RESOLUTION
SHALL BECOME EFFECTIVE SUBJECT TO THE
RELEVANT APPROVAL OF THE CBIRC
11 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt Against Against
DIRECTORS TO SEPARATELY OR CONCURRENTLY
ISSUE, ALLOT OR DEAL WITH ADDITIONAL
DOMESTIC SHARES AND H SHARES IN THE COMPANY
NOT EXCEEDING 20% OF EACH OF THE AGGREGATE
NOMINAL AMOUNT OF THE DOMESTIC SHARES AND H
SHARES OF THE COMPANY IN ISSUE WITHIN 12
MONTHS FROM THE DATE ON WHICH SHAREHOLDERS'
APPROVAL IS OBTAINED, AND TO AUTHORISE THE
BOARD OF DIRECTORS TO INCREASE THE
REGISTERED CAPITAL OF THE COMPANY AND MAKE
CORRESPONDING AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY AS IT THINKS FIT
SO AS TO REFLECT THE NEW CAPITAL STRUCTURE
UPON THE ISSUANCE OR ALLOTMENT OF SHARES
12 TO CONSIDER AND APPROVE THE ISSUE OF A Mgmt For For
10-YEAR CAPITAL SUPPLEMENTARY BONDS IN AN
AGGREGATE AMOUNT OF RMB15 BILLION BY THE
COMPANY WITHIN 12 MONTHS FROM THE DATE OF
APPROVAL BY THE AGM, AND TO AUTHORISE THE
BOARD OF DIRECTORS TO DELEGATE THE
MANAGEMENT OF THE COMPANY TO DETERMINE AND
IMPLEMENT A DETAILED PLAN FOR THE ISSUE,
INCLUDING BUT NOT LIMITED TO THE ISSUE
DATE, ISSUE SIZE, FORM OF THE ISSUE,
TRANCHES AND NUMBER OF THE ISSUE, COUPON
RATE AND CONDITIONS AND DEAL WITH RELEVANT
SPECIFIC MATTERS RELATING TO THE ISSUE, AND
DO ALL SUCH ACTS AND THINGS AND EXECUTE ALL
SUCH DOCUMENTS AS IT MAY IN ITS OPINION
CONSIDER NECESSARY, APPROPRIATE OR
EXPEDIENT
13 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE PROCEDURAL RULES FOR THE
BOARD OF DIRECTORS AS SET OUT IN APPENDIX
IV TO THIS CIRCULAR, AND TO AUTHORISE THE
CHAIRMAN OF THE BOARD OF DIRECTORS TO MAKE
CORRESPONDING REVISIONS TO THESE PROPOSED
AMENDMENTS AS HE DEEMS NECESSARY AND
APPROPRIATE IN ACCORDANCE WITH THE
REQUIREMENTS IMPOSED BY THE RELEVANT
REGULATORY AUTHORITIES AND BY THE STOCK
EXCHANGE OF THE PLACE WHERE THE COMPANY IS
LISTED FROM TIME TO TIME DURING THE
APPROVAL PROCESS
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0430/2021043001301.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0430/2021043001309.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
--------------------------------------------------------------------------------------------------------------------------
PICK'N PAY STORES LTD Agenda Number: 712914476
--------------------------------------------------------------------------------------------------------------------------
Security: S60947108
Meeting Type: AGM
Meeting Date: 04-Aug-2020
Ticker:
ISIN: ZAE000005443
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 APPOINTMENT OF THE EXTERNAL AUDITORS: Mgmt For For
RESOLVED THAT ERNST & YOUNG INC. ARE HEREBY
APPOINTED AS THE EXTERNAL AUDITORS OF THE
COMPANY
O.2.1 ELECTION OF HUGH HERMAN AS DIRECTOR Mgmt For For
O.2.2 ELECTION OF JEFF VAN ROOYEN AS DIRECTOR Mgmt For For
O.2.3 ELECTION OF GARETH ACKERMAN AS DIRECTOR Mgmt For For
O.2.4 ELECTION OF LERENA OLIVIER AS DIRECTOR Mgmt For For
O.2.5 ELECTION OF ABOUBAKAR JAKOET AS DIRECTOR Mgmt For For
O.2.6 ELECTION OF MARIAM CASSIM AS DIRECTOR Mgmt For For
O.2.7 ELECTION OF HAROON BHORAT AS DIRECTOR Mgmt For For
O.2.8 ELECTION OF ANNAMARIE VAN DER MERWE AS Mgmt For For
DIRECTOR
O.3.1 APPOINTMENT OF JEFF VAN ROOYEN TO THE Mgmt For For
AUDIT, RISK AND COMPLIANCE COMMITTEE
O.3.2 APPOINTMENT OF HUGH HERMAN TO THE AUDIT, Mgmt For For
RISK AND COMPLIANCE COMMITTEE
O.3.3 APPOINTMENT OF AUDREY MOTHUPI TO THE AUDIT, Mgmt For For
RISK AND COMPLIANCE COMMITTEE
O.3.4 APPOINTMENT OF DAVID FRIEDLAND TO THE Mgmt For For
AUDIT, RISK AND COMPLIANCE COMMITTEE
O.3.5 APPOINTMENT OF MARIAM CASSIM TO THE AUDIT, Mgmt For For
RISK AND COMPLIANCE COMMITTEE
NB.1 ENDORSEMENT OF REMUNERATION POLICY Mgmt For For
NB.2 ENDORSEMENT OF REMUNERATION IMPLEMENTATION Mgmt Against Against
REPORT
S.1 DIRECTORS' FEES Mgmt Against Against
S.2.1 FINANCIAL ASSISTANCE TO RELATED OR Mgmt For For
INTER-RELATED COMPANIES
S.2.2 FINANCIAL ASSISTANCE TO PERSONS Mgmt For For
S.3 AMENDMENT OF FORFEITABLE SHARE PLAN Mgmt For For
S.4 GENERAL APPROVAL TO REPURCHASE COMPANY Mgmt For For
SHARES
O.4 DIRECTORS' AUTHORITY TO IMPLEMENT SPECIAL Mgmt For For
AND ORDINARY RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
PICK'N PAY STORES LTD Agenda Number: 714241510
--------------------------------------------------------------------------------------------------------------------------
Security: S60947108
Meeting Type: AGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: ZAE000005443
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 APPOINTMENT OF THE EXTERNAL AUDITORS AND Mgmt For For
DESIGNATED AUDIT PARTNER: ERNST YOUNG INC
O.2.1 ELECTION OF HUGH HERMAN AS DIRECTOR Mgmt For For
O.2.2 ELECTION OF JEFF VAN ROOYEN AS DIRECTOR Mgmt For For
O.2.3 ELECTION OF AUDREY MOTHUPI AS DIRECTOR Mgmt For For
O.2.4 ELECTION OF DAVID ROBINS AS DIRECTOR Mgmt For For
O.2.5 ELECTION OF PIETER BOONE AS DIRECTOR Mgmt For For
O.3.1 APPOINTMENT OF JEFF VAN ROOYEN TO THE Mgmt For For
AUDIT, RISK AND COMPLIANCE COMMITTEE
O.3.2 APPOINTMENT OF AUDREY MOTHUPI TO THE AUDIT, Mgmt For For
RISK AND COMPLIANCE COMMITTEE
O.3.3 APPOINTMENT OF DAVID FRIEDLAND TO THE Mgmt For For
AUDIT, RISK AND COMPLIANCE COMMITTEE
O.3.4 APPOINTMENT OF MARIAM CASSIM TO THE AUDIT, Mgmt For For
RISK AND COMPLIANCE COMMITTEE
O.3.5 APPOINTMENT OF HAROON BHORAT TO THE AUDIT, Mgmt For For
RISK AND COMPLIANCE COMMITTEE
NB.1 NON-BINDING ADVISORY VOTE: ENDORSEMENT OF Mgmt For For
REMUNERATION POLICY
NB.2 NON-BINDING ADVISORY VOTE: ENDORSEMENT OF Mgmt Against Against
REMUNERATION IMPLEMENTATION REPORT
S.1 DIRECTORS' FEES Mgmt Against Against
S.2.1 FINANCIAL ASSISTANCE TO RELATED OR Mgmt For For
INTER-RELATED COMPANIES
S.2.2 FINANCIAL ASSISTANCE TO PERSONS Mgmt For For
S.3 GENERAL APPROVAL TO REPURCHASE COMPANY Mgmt For For
SHARES
O.4 DIRECTORS' AUTHORITY TO IMPLEMENT SPECIAL Mgmt For For
AND ORDINARY RESOLUTIONS
CMMT 22 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION O.4 AND O.1. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PING AN BANK CO LTD Agenda Number: 713692778
--------------------------------------------------------------------------------------------------------------------------
Security: Y6896T103
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: CNE000000040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE BOARD OF Mgmt For For
SUPERVISORS
3 TO CONSIDER AND APPROVE 2020 ANNUAL REPORT Mgmt For For
AND THE SUMMARY OF 2020 ANNUAL REPORT
4 2020 FINAL ACCOUNTS REPORT AND 2021 Mgmt For For
FINANCIAL BUDGET REPORT
5 2020 PROFIT DISTRIBUTION SCHEME: THE Mgmt For For
DETAILED PROFIT DISTRIBUTION PLAN ARE AS
FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX
INCLUDED): CNY1.80000000 2) BONUS ISSUE
FROM PROFIT SHARE/10 SHARES): NONE 3) BONUS
I SSUE FROM CAPITAL RESERVE (SHARE/10
SHARES): NONE
6 REPORT ON THE STATUS OF RELATED PARTY Mgmt For For
TRANSACTIONS AND ON THE IMPLEMENTATION OF
MANAGEMENT POLICY OF RELATED PARTY
TRANSACTIONS OF THE COMPANY FOR 2020
7 APPOINT AN ACCOUNTING FIRM FOR 2021 Mgmt For For
8 ANNUAL SHAREHOLDER RETURN PLAN FOR 2021 TO Mgmt For For
2023
9 TO CONSIDER AND APPROVE THE ELECT MR. SUN Mgmt For For
DONGDONG AS THE INDEPENDENT DIRECTORS OF
THE 11TH SESSION OF THE BOARD OF DIRECTORS
OF THE COMPANY
10 TO CONSIDER AND APPROVE THE CAPITAL Mgmt For For
MANAGEMENT PLAN (2021-2023) OF THE COMPANY
11 THE ISSUANCE OF QUALIFIED LEVEL-2 CAPITAL Mgmt For For
BONDS
CMMT 24 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 5. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 713622327
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0223/2021022300801.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0223/2021022300791.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2020
3 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY FOR THE YEAR 2020 AND ITS
SUMMARY
4 TO CONSIDER AND APPROVE THE REPORT OF FINAL Mgmt For For
ACCOUNTS OF THE COMPANY FOR THE YEAR 2020
INCLUDING THE AUDIT REPORT AND AUDITED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR 2020
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2020 AND THE PROPOSED DISTRIBUTION OF
FINAL DIVIDENDS
6 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE APPOINTMENT OF AUDITORS OF
THE COMPANY FOR THE YEAR 2021, APPOINTING
ERNST & YOUNG HUA MING LLP AS THE PRC
AUDITOR OF THE COMPANY AND ERNST & YOUNG AS
THE INTERNATIONAL AUDITOR OF THE COMPANY TO
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF THE COMPANY
AND TO FIX THEIR REMUNERATION
7 TO CONSIDER AND APPROVE THE PERFORMANCE Mgmt For For
EVALUATION REPORT OF THE INDEPENDENT
NON-EXECUTIVE DIRECTORS FOR THE YEAR 2020
8.01 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. MA MINGZHE AS AN EXECUTIVE DIRECTOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 12TH SESSION OF THE BOARD
8.02 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. XIE YONGLIN AS AN EXECUTIVE DIRECTOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 12TH SESSION OF THE BOARD
8.03 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. TAN SIN YIN AS AN EXECUTIVE DIRECTOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 12TH SESSION OF THE BOARD
8.04 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. YAO JASON BO AS AN EXECUTIVE DIRECTOR
TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM
OF THE 12TH SESSION OF THE BOARD
8.05 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. CAI FANGFANG AS AN EXECUTIVE DIRECTOR
TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM
OF THE 12TH SESSION OF THE BOARD
8.06 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. SOOPAKIJ CHEARAVANONT AS A
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
8.07 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. YANG XIAOPING AS A NONEXECUTIVE
DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE 12TH SESSION OF THE BOARD
8.08 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. WANG YONGJIAN AS A NONEXECUTIVE
DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE 12TH SESSION OF THE BOARD
8.09 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
HUANG WEI AS A NON-EXECUTIVE DIRECTOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 12TH SESSION OF THE BOARD
8.10 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. OUYANG HUI AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
8.11 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. NG SING YIP AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
8.12 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. CHU YIYUN AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
8.13 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. LIU HONG AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
8.14 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
JIN LI AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE 12TH SESSION OF THE BOARD
8.15 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
NG KONG PING ALBERT AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
9.01 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. GU LIJI AS AN INDEPENDENT SUPERVISOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 10TH SESSION OF THE SUPERVISORY
COMMITTEE
9.02 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. HUANG BAOKUI AS AN INDEPENDENT
SUPERVISOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE EXPIRY OF THE TERM OF THE 10TH
SESSION OF THE SUPERVISORY COMMITTEE
9.03 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. ZHANG WANGJIN AS A SHAREHOLDER
REPRESENTATIVE SUPERVISOR OF THE COMPANY TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 10TH SESSION OF THE SUPERVISORY
COMMITTEE
10 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE ISSUE OF DEBT FINANCING
INSTRUMENTS
11 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt Against Against
REGARDING THE PROPOSED GRANT OF GENERAL
MANDATE BY THE GENERAL MEETING TO THE BOARD
TO ISSUE H SHARES, THAT IS, THE GRANT OF A
GENERAL MANDATE TO THE BOARD TO ALLOT,
ISSUE AND DEAL WITH ADDITIONAL H SHARES NOT
EXCEEDING 20% OF THE TOTAL H SHARES OF THE
COMPANY IN ISSUE, REPRESENTING NO MORE THAN
8.15% OF THE TOTAL NUMBER OF ISSUED SHARES
OF THE COMPANY, AT A RELEVANT PRICE
REPRESENTS A DISCOUNT (IF ANY) OF NO MORE
THAN 10% TO THE BENCHMARK PRICE (INSTEAD OF
A DISCOUNT OF 20% AS LIMITED UNDER THE
RULES GOVERNING THE LISTING OF SECURITIES
ON THE STOCK EXCHANGE OF HONG KONG LIMITED)
AND AUTHORIZE THE BOARD TO MAKE
CORRESPONDING AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY AS IT THINKS FIT
SO AS TO REFLECT THE NEW CAPITAL STRUCTURE
UPON THE ALLOTMENT OR ISSUANCE OF SHARES
12 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
PJSC GAZPROM Agenda Number: 935456889
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: Annual
Meeting Date: 25-Jun-2021
Ticker: OGZPY
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve of PJSC GAZPROM Annual Report for Mgmt No vote
2020 (the draft is included in the
information (materials) provided to
shareholders in preparation for the annual
General Shareholders' Meeting). EFFECTIVE
NOVEMBER 6, 2013, HOLDERS OF RUSSIAN
SECURITIES ARE REQUIRED TO DISCLOSE THEIR
NAME, ADDRESS NUMBER OR SHARES AND THE
MANNER OF THE VOTE AS A CONDITION TO
VOTING.
2 Approve of PJSC GAZPROM Annual Accounts Mgmt No vote
(Financial Statements) for 2020 (the draft
is included in the information (materials)
provided to shareholders in preparation for
the annual General Shareholders' Meeting).
3 Approve of PJSC GAZPROM 2020 profit Mgmt No vote
allocation.
4 Approve of the amount, timing, and form of Mgmt No vote
payment of the annual dividends on the
Company's shares and the date, as of which
the persons entitled to the dividends are
determined, as proposed by PJSC GAZPROM
Board of Directors: to pay out annual
dividends based on the Company's
performance in 2020, in the monetary form,
in the amount of RUB 12.55 per PJSC GAZPROM
ordinary share with the par value of RUB 5;
to establish July 15, 2021, as the date as
of which the persons entitled to the
dividends are ... (due to space limits, see
proxy statement for full proposal).
5 Approve of the Financial and Accounting Mgmt No vote
Advisors Limited Liability Company as PJSC
GAZPROM Auditor.
7 Pay out remunerations to members of the Mgmt No vote
Audit Commission in the amounts recommended
by the Company's Board of Directors.
8 Approve of the amendments to PJSC GAZPROM Mgmt No vote
Articles of Association (the draft is
included in the information (materials)
provided to shareholders in preparation for
the annual General Shareholders' Meeting).
9 Approve of the amendments to the Regulation Mgmt No vote
on PJSC GAZPROM Board of Directors (the
draft is included in the information
(materials) provided to shareholders in
preparation for the annual General
Shareholders' Meeting).
10B Election of Director: Mr. Viktor Mgmt No vote
Alekseevich Zubkov
10C Election of Director: Mr. Timur Askarovich Mgmt No vote
Kulibaev
10D Election of Director: Mr. Denis Mgmt No vote
Valentinovich Manturov
10E Election of Director: Mr. Vitaly Mgmt No vote
Anatolievich Markelov
10F Election of Director: Mr. Viktor Mgmt No vote
Georgievich Martynov
10G Election of Director: Mr. Vladimir Mgmt No vote
Alexandrovich Mau
10I Election of Director: Mr. Alexander Mgmt No vote
Valentinovich Novak
10J Election of Director: Mr. Mikhail Mgmt No vote
Leonidovich Sereda
10K Election of Director: Mr. Nikolai Mgmt No vote
Grigorievich Shulginov
11A Election of Member to PJSC GAZPROM Audit Mgmt No vote
Commission: Ms. Tatiana Valentinovna
Zobkova
11B Election of Member to PJSC GAZPROM Audit Mgmt No vote
Commission: Mr. Ilya Igorevich Karpov
11C Election of Member to PJSC GAZPROM Audit Mgmt No vote
Commission: Ms. Tatiana Vladimirovna
Fisenko
11D Election of Member to PJSC GAZPROM Audit Mgmt No vote
Commission: Mr. Pavel Gennadievich Shumov
11E Election of Member to PJSC GAZPROM Audit Mgmt No vote
Commission: Mr. Alexey Vyacheslavovich
Yakovlev
--------------------------------------------------------------------------------------------------------------------------
PJSC LUKOIL Agenda Number: 935299912
--------------------------------------------------------------------------------------------------------------------------
Security: 69343P105
Meeting Type: Special
Meeting Date: 03-Dec-2020
Ticker: LUKOY
ISIN: US69343P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Resolution to be proposed for voting on Mgmt For For
Agenda Item 1 (SEE AGENDA DOCUMENT FOR
DETAILS). AS A CONDITION EFFECTIVE NOVEMBER
6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE
REQUIRED TO DISCLOSE THEIR NAME, ADDRESS
NUMBER OR SHARES AND THE MANNER OF THE VOTE
AS A CONDITION TO VOTING.
2. Resolution to be proposed for voting on Mgmt For For
Agenda Item 2 (SEE AGENDA DOCUMENT FOR
DETAILS)
--------------------------------------------------------------------------------------------------------------------------
PJSC LUKOIL Agenda Number: 935454924
--------------------------------------------------------------------------------------------------------------------------
Security: 69343P105
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: LUKOY
ISIN: US69343P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Resolution to be proposed for voting on Mgmt For For
Agenda Item 1 (SEE AGENDA DOCUMENT FOR
DETAILS). EFFECTIVE NOVEMBER 6, 2013,
HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED
TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR
SHARES AND THE MANNER OF THE VOTE AS A
CONDITION TO VOTING.
2A. Election of Director: ALEKPEROV, Vagit Mgmt No vote
Yusufovich
2B. Election of Director: BLAZHEEV, Victor Mgmt No vote
Vladimirovich
2C. Election of Director: GATI, Toby Trister Mgmt For
2D. Election of Director: MAGANOV, Ravil Mgmt No vote
Ulfatovich
2E. Election of Director: MUNNINGS, Roger Mgmt For
2F. Election of Director: PORFIREV , Boris Mgmt For
Nikolaevich
2G. Election of Director: TEPLUKHIN, Pavel Mgmt No vote
Mikhailovich
2H. Election of Director: FEDUN, Leonid Mgmt No vote
Arnoldovich
2I. Election of Director: KHOBA, Lyubov Mgmt No vote
Nikolaevna
2J. Election of Director: SHATALOV, Sergey Mgmt For
Dmitrievich
2K. Election of Director: SCHUSSEL, Wolfgang Mgmt For
3. Resolution to be proposed for voting on Mgmt For For
Agenda Item 3 (SEE AGENDA DOCUMENT FOR
DETAILS).
4.1 Resolution to be proposed for voting on Mgmt For For
Agenda Item 4 (SEE AGENDA DOCUMENT FOR
DETAILS).
4.2 Resolution to be proposed for voting on Mgmt For For
Agenda Item 4 (SEE AGENDA DOCUMENT FOR
DETAILS).
5. Resolution to be proposed for voting on Mgmt For For
Agenda Item 5 (SEE AGENDA DOCUMENT FOR
DETAILS).
6. Resolution to be proposed for voting on Mgmt For For
Agenda Item 6 (SEE AGENDA DOCUMENT FOR
DETAILS).
7. Resolution to be proposed for voting on Mgmt For For
Agenda Item 7 (SEE AGENDA DOCUMENT FOR
DETAILS).
--------------------------------------------------------------------------------------------------------------------------
PJSC MMC NORILSK NICKEL Agenda Number: 935307567
--------------------------------------------------------------------------------------------------------------------------
Security: 55315J102
Meeting Type: Special
Meeting Date: 10-Dec-2020
Ticker: NILSY
ISIN: US55315J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Payment (declaration) of dividends on the Mgmt For
shares of PJSC MMC Norilsk Nickel for nine
months of 2020. 1. Pay out dividends on
ordinary nominal shares of PJSC MMC Norilsk
Nickel for the nine months of 2020 in cash
at RUB 623,35 per ordinary share. 2. To set
December 24th, 2020 as the date for
determining which persons are entitled to
receive the dividends. EFFECTIVE NOVEMBER
6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE
REQUIRED TO DISCLOSE THEIR NAME, ADDRESS
NUMBER OR SHARES AND THE MANNER OF THE VOTE
AS A CONDITION TO VOTING.
--------------------------------------------------------------------------------------------------------------------------
PJSC MMC NORILSK NICKEL Agenda Number: 935423741
--------------------------------------------------------------------------------------------------------------------------
Security: 55315J102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: NILSY
ISIN: US55315J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Ratifying the 2020 Annual Report from PJSC Mgmt For
MMC Norilsk Nickel. To ratify the 2020
report from PJSC MMC Norilsk Nickel.
EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF
RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE
THEIR NAME, ADDRESS NUMBER OR SHARES AND
THE MANNER OF THE VOTE AS A CONDITION TO
VOTING
2. Ratifying the 2020 Annual Accounting Mgmt For
(Financial) Statements from PJSC MMC
Norilsk Nickel. To ratify the 2020 Annual
Accounting (financial) Statements of PJSC
MMC Norilsk Nickel.
3. Approval of the 2020 PJSC MMC Norilsk Mgmt For
Nickel Consolidated Financial Statements.
To approve 2020 PJSC MMC Norilsk Nickel
consolidate financial statements.
4. Distribution of profit of PJSC MMC Norilsk Mgmt For
Nickel for 2020, including payment
(declaration) of dividends, based on the
results of 2020. 1. Approve the
distribution of profit of PJSC MMC Norilsk
Nickel in 2020 in accordance with the
recommendation of the Board of Directors of
PJSC MMC Norilsk Nickel, included in the
report of the Board of Directors of PJSC
MMC Norilsk Nickel with the motivated
position of the Board of Directors of PJSC
MMC Norilsk Nickel on the items of ..Due to
space limits, see proxy material for full
proposal
5A. Election of member of the Board of Mgmt For
Directors of PJSC MMC Norilsk Nickel:
Sergey Valentinovich Barbashev
5B. Election of member of the Board of Mgmt No vote
Directors of PJSC MMC Norilsk Nickel:
Sergey Leonidovich Batekhin
5C. Election of member of the Board of Mgmt No vote
Directors of PJSC MMC Norilsk Nickel:
Alexey Vladimirovich Bashkirov
5D. Election of member of the Board of Mgmt No vote
Directors of PJSC MMC Norilsk Nickel:
Sergey Borisovich Bratukhin
5E. Election of member of the Board of Mgmt For
Directors of PJSC MMC Norilsk Nickel:
Sergey Nikolaevich Volk
5F. Election of member of the Board of Mgmt For
Directors of PJSC MMC Norilsk Nickel:
Marianna Alexandrovna Zakharova
5G. Election of member of the Board of Mgmt No vote
Directors of PJSC MMC Norilsk Nickel:
Luchitsky Stanislav Lvovich
5H. Election of member of the Board of Mgmt For
Directors of PJSC MMC Norilsk Nickel: Roger
Llewelyn Munnings
5I. Election of member of the Board of Mgmt For
Directors of PJSC MMC Norilsk Nickel:
Gareth Peter Penny
5J. Election of member of the Board of Mgmt No vote
Directors of PJSC MMC Norilsk Nickel: Maxim
Vladimirovich Poletaev
5K. Election of member of the Board of Mgmt No vote
Directors of PJSC MMC Norilsk Nickel:
Vyacheslav Alexeevich Solomin
5L. Election of member of the Board of Mgmt For
Directors of PJSC MMC Norilsk Nickel:
Evgeny Arkadievich Schwartz
5M. Election of member of the Board of Mgmt For
Directors of PJSC MMC Norilsk Nickel:
Robert Willem John Edwards
6A. Election of member to the Internal Audit Mgmt For
Commission: Alexey Sergeevich Dzybalov
6B. Election of member to the Internal Audit Mgmt For
Commission: Anna Viktorovna Masalova
6C. Election of member to the Internal Audit Mgmt For
Commission: Georgiy Eduardovich Svanidze
6D. Election of member to the Internal Audit Mgmt For
Commission: Vladimir Nikolaevich Shilkov
6E. Election of member to the Internal Audit Mgmt For
Commission: Elena Alexandrovna Yanevich
7. Approving the Auditor of RAS statements for Mgmt For
PJSC MMC Norilsk Nickel. To approve JSC
KPMG as the Auditor of Russian Accounting
Standards financial statements for PJSC MMC
Norilsk Nickel for 2021.
8. Approving the Auditor of IFRS consolidated Mgmt For
financial statements for PJSC MMC Norilsk
Nickel. To approve JSC KPMG as the Auditor
of Consolidated Financial Statements for
PJSC MMC Norilsk Nickel for 2021 and
Interim Consolidated Financial Statements
for the first half of 2021.
9. Remuneration for and reimbursement of Mgmt For
expenses incurred by members of the Board
of Directors at PJSC MMC Norilsk Nickel. 1.
To establish that the Members of the Board
of Directors of PJSC MMC Norilsk Nickel
shall receive remuneration and
reimbursement of expenses related to
performance of their duties in accordance
with the Policy on Remuneration of Members
of the Board of Directors of PJSC MMC
Norilsk Nickel approved by the AGM
resolution on May 13, 2020. ..Due to space
limits, see proxy material for full
proposal
10. Remuneration for the Audit Commission at Mgmt For
PJSC MMC Norilsk Nickel. To set the
remuneration for any Audit Commission
member at PJSC MMC Norilsk Nickel who is
not employed by the Company at the amount
of RUB 1,800,000 (one million eight hundred
thousand) per annum before taxes, payable
in equal amounts twice per year. The amount
above is before taxes, in accordance with
applicable Russian Federation legislation.
11. Approval for interested party transactions Mgmt For
to reimburse losses incurred by members of
the Board of Directors and the Management
Board at PJSC MMC Norilsk Nickel. To
authorize associated transactions that
represent related party transactions for
all members of the Board of Directors and
the Management Board of PJSC MMC Norilsk
Nickel, the subject matter of which implies
the obligation of PJSC MMC Norilsk Nickel
to indemnify the members of the Board of
Directors ..Due to space limits, see proxy
material for full proposal
12. Approval for an interested party Mgmt For
transaction for indemnity insurance for the
members of the Board of Directors and the
Management Board at PJSC MMC Norilsk
Nickel. To approve an interested party
transaction for all members of the Board of
Directors and the Management Board at PJSC
MMC Norilsk Nickel and that concerns
indemnification insurance for members of
the Board of Directors and the Management
Board at PJSC MMC Norilsk Nickel, and for
officials at the Company itself and its
..Due to space limits, see proxy material
for full proposal
--------------------------------------------------------------------------------------------------------------------------
PJSC TATNEFT Agenda Number: 935272550
--------------------------------------------------------------------------------------------------------------------------
Security: 876629205
Meeting Type: Special
Meeting Date: 30-Sep-2020
Ticker: OAOFY
ISIN: US8766292051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To pay dividends for 6 months of 2020 as Mgmt For
follows: a) 994% of the par value per
preferred share b) 994% of the par value
per ordinary share To establish 12 October
2020 as the dividend entitlement
holder-of-record date. To have the
dividends paid in cash. EFFECTIVE NOVEMBER
6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE
REQUIRED TO DISCLOSE THEIR NAME, ADDRESS
NUMBER OR SHARES AND THE MANNER OF THE VOTE
AS A CONDITION TO VOTING.
--------------------------------------------------------------------------------------------------------------------------
PJSC TATNEFT Agenda Number: 935458326
--------------------------------------------------------------------------------------------------------------------------
Security: 876629205
Meeting Type: Annual
Meeting Date: 25-Jun-2021
Ticker: OAOFY
ISIN: US8766292051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Annual Report of the Mgmt For For
Company for 2020. Proposed resolution: To
approve the annual report of PJSC Tatneft
for 2020. EFFECTIVE NOVEMBER 6, 2013,
HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED
TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR
SHARES AND THE MANNER OF THE VOTE AS A
CONDITION TO VOTING.
2. Approval of the annual financial statements Mgmt For For
of the Company for 2020. Proposed
resolution: To approve the annual
accounting (financial) statements of PJSC
Tatneft for 2020.
3. Approval of profit distribution on the Mgmt Against Against
basis of results of the financial year and
Payment of dividends for 2020. Proposed
resolution: To approve distribution of
profit of PJSC Tatneft (including payment
(declaration) of dividends) for the
reporting year. To pay dividends for 2020
taking into account dividends already paid
for the first six months of 2020: -2224 %
of the nominal value per preferred share
-2224 % of the nominal value per ordinary
share -To consider the net profit remaining
after ...(due to space limits, see proxy
statement for full proposal).
4A. Election of the Board of Directors: Fanil Mgmt No vote
Anvarovich Agliullin
4B. Election of the Board of Directors: Radik Mgmt No vote
Raufovich Gaizatullin
4C. Election of the Board of Directors: Laszlo Mgmt For
Gerecs
4D. Election of the Board of Directors: Larisa Mgmt No vote
Yurievna Glukhova
4E. Election of the Board of Directors: Yuri Mgmt For
Lvovich Levine
4F. Election of the Board of Directors: Nayil Mgmt No vote
Ulfatovich Maganov
4G. Election of the Board of Directors: Albert Mgmt No vote
Ildarovich Nafigin
4H. Election of the Board of Directors: Rafail Mgmt No vote
Saitovich Nurmukhametov
4I. Election of the Board of Directors: Valeriy Mgmt No vote
Yuriyevich Sorokin
4J. Election of the Board of Directors: Mgmt No vote
Nurislam Zinatullovich Syubayev
4K. Election of the Board of Directors: Mgmt No vote
Shafagat Fakhrazovich Takhautdinov
4L. Election of the Board of Directors: Rustam Mgmt No vote
Khamisovich Khalimov
4M. Election of the Board of Directors: Rais Mgmt No vote
Salikhovich Khisamov
4N. Election of the Board of Directors: Rene Mgmt No vote
Frederic Steiner
5A. Election of the Revision Committee of the Mgmt For For
Company: Marsel Fagimovich Abdullin
5B. Election of the Revision Committee of the Mgmt For For
Company: Ksenia Gennadyevna Borzunova
5C. Election of the Revision Committee of the Mgmt For For
Company: Ilnur Imamzufarovich Gabidullin
5D. Election of the Revision Committee of the Mgmt For For
Company: Guzal Rafisovna Gilfanova
5E. Election of the Revision Committee of the Mgmt For For
Company: Tatyana Gennadievna Malakhova
5F. Election of the Revision Committee of the Mgmt For For
Company: Liliya Rafaelovna Rakhimzyanova
5G. Election of the Revision Committee of the Mgmt For For
Company: Ramil Shavkatovich Khairullin
5H. Election of the Revision Committee of the Mgmt For For
Company: Ravil Anasovich Sharifullin
6. Approval of the Company's auditor. Proposed Mgmt For For
resolution: To approve AO
PricewaterhouseCoopers Audit for conducting
statutory audit of the financial statements
of PJSC Tatneft for 2021 compiled in
accordance with the Russian and
international accounting standards for a
period of one year.
--------------------------------------------------------------------------------------------------------------------------
POLY DEVELOPMENTS AND HOLDINGS GROUP CO., LTD. Agenda Number: 713313601
--------------------------------------------------------------------------------------------------------------------------
Security: Y7000Q100
Meeting Type: EGM
Meeting Date: 17-Nov-2020
Ticker:
ISIN: CNE000001ND1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 AMENDMENTS TO THE RAISED FUNDS MANAGEMENT Mgmt For For
MEASURES
2 CHANGE OF AUDIT FIRM Mgmt For For
3 PROVISION OF CREDIT ENHANCING MEASURES FOR Mgmt For For
THE ISSUANCE OF A PROJECT
4 CHANGE OF THE REMAINING QUOTA OF PERPETUAL Mgmt For For
MEDIUM-TERM NOTES INTO MEDIUM-TERM NOTES
--------------------------------------------------------------------------------------------------------------------------
POLY DEVELOPMENTS AND HOLDINGS GROUP CO., LTD. Agenda Number: 713668931
--------------------------------------------------------------------------------------------------------------------------
Security: Y7000Q100
Meeting Type: EGM
Meeting Date: 29-Mar-2021
Ticker:
ISIN: CNE000001ND1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt Against Against
ASSOCIATION
2 AMENDMENTS TO THE RULES OF PROCEDURE Mgmt Against Against
GOVERNING THE BOARD MEETINGS
3 AMENDMENTS TO THE CONNECTED TRANSACTIONS Mgmt Against Against
DECISION-MAKING SYSTEM
4 AMENDMENTS TO THE DIVIDEND MANAGEMENT Mgmt For For
SYSTEM
--------------------------------------------------------------------------------------------------------------------------
POLY DEVELOPMENTS AND HOLDINGS GROUP CO., LTD. Agenda Number: 713959421
--------------------------------------------------------------------------------------------------------------------------
Security: Y7000Q100
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: CNE000001ND1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2021 INVESTMENT PLAN Mgmt For For
4 2020 ANNUAL ACCOUNTS Mgmt For For
5 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY7.30000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
6 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
7 REAPPOINTMENT OF AUDIT FIRM Mgmt For For
8 2021 EXTERNAL GUARANTEE Mgmt Against Against
9 CONNECTED TRANSACTIONS WITH JOINT VENTURES Mgmt Against Against
AND ASSOCIATED COMPANIES
10 FORMULATION OF THE SHAREHOLDER RETURN PLAN Mgmt For For
FROM 2021 TO 2023
--------------------------------------------------------------------------------------------------------------------------
PORTO SEGURO SA Agenda Number: 713648129
--------------------------------------------------------------------------------------------------------------------------
Security: P7905C107
Meeting Type: EGM
Meeting Date: 31-Mar-2021
Ticker:
ISIN: BRPSSAACNOR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO RESOLVE IN REGARD TO THE PROPOSAL FOR Mgmt For For
THE AMENDMENT OF THE CORPORATE BYLAWS OF
THE COMPANY TO, TO CHANGE THE ADDRESS OF
THE HEAD OFFICE OF THE COMPANY IN ORDER TO
REFLECT STREET ADDRESS NUMBERING CHANGES,
WITH THE AMENDMENT OF ARTICLE 2 OF THE
CORPORATE BYLAWS
2 TO RESOLVE IN REGARD TO THE PROPOSAL FOR Mgmt For For
THE AMENDMENT OF THE CORPORATE BYLAWS OF
THE COMPANY TO, TO ADAPT THE TEXT TO THE
RULES OF THE NOVO MERCADO IN REGARD TO THE
AUDIT COMMITTEE, WITH THE AMENDMENT OF
PARAGRAPH 3 AND THE INCLUSION OF NEW
PARAGRAPHS AT ARTICLE 16
3 TO RESOLVE IN REGARD TO THE PROPOSAL FOR Mgmt For For
THE AMENDMENT OF THE CORPORATE BYLAWS OF
THE COMPANY TO, TO MAKE ADJUSTMENTS TO THE
WORDING OF PROVISIONS THAT DEAL WITH THE
AUTHORITY OF THE BOARD OF DIRECTORS AND OF
THE EXECUTIVE COMMITTEE IN ORDER TO LEND
GREATER CLARITY TO THE TEXT, AT ARTICLES 16
AND 19, RESPECTIVELY
4 TO RESTATE THE CORPORATE BYLAWS IN ORDER TO Mgmt For For
REFLECT THE AMENDMENTS, AS APPROVED IN THE
PRECEDING ITEMS
--------------------------------------------------------------------------------------------------------------------------
PORTO SEGURO SA Agenda Number: 713662078
--------------------------------------------------------------------------------------------------------------------------
Security: P7905C107
Meeting Type: AGM
Meeting Date: 31-Mar-2021
Ticker:
ISIN: BRPSSAACNOR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 526314 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 6. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
1 TO RECEIVE THE ADMINISTRATORS ACCOUNTS, TO Mgmt For For
EXAMINE, DISCUSS AND VOTE ON THE FINANCIAL
STATEMENTS OF PORTO SEGURO S.A. AND ITS
SUBSIDIARIES, CONSOLIDATED, REGARDING THE
FISCAL YEAR ENDED ON DECEMBER 31, 2020
2 DELIBERATE THE DESTINATION OF THE RESULTS Mgmt For For
FROM THE FISCAL YEAR THAT ENDED ON DECEMBER
31, 2020, AND THE DISTRIBUTION OF
DIVIDENDS, THE MANAGEMENT OF THE COMPANY
SUGGESTS THAT BE CONSIDERED AND APPROVED
THE PROPOSAL FOR DESTINATION OF PROFITS OF
THE FISCAL YEAR, AS APPROVED BY THE BOARD
OF DIRECTORS IN A MEETING HELD ON JANUARY
30, 2021, ASBRIEFLY DESCRIBED BELOW. I. BRL
84.409.550,01 TO THE LEGAL RESERVE ACCOUNT.
II. BRL 400,797,613.60, FOR THE
DISTRIBUTION OF A MINIMUM MANDATORY
DIVIDEND OF 25 PERCENT OF THE ADJUSTED NET
PROFIT. III. BRL 443,297,886.49 FOR THE
DISTRIBUTION OF DIVIDENDS THAT ARE
ADDITIONAL TO THE MINIMUM MANDATORY
DIVIDEND RELATIVE TO THE 2020 FISCAL YEAR.
IV. BRL 705.095.443,51 FOR THE BYLAWS
PROFIT RESERVE
3 TO RATIFY THE DELIBERATIONS OF THE BOARD OF Mgmt For For
DIRECTORS IN MEETINGS HELD ON JUNE 24, 2020
AND OCTOBER 27,2020, WITH RESPECT TO
INTERESTS ON EQUITY ALLOTTED TO THE
COMPULSORY DIVIDENDS REGARDING THE FISCAL
YEAR ENDED ON DECEMBER 31, 2020
4 TO DETERMINE THE DATES FOR THE PAYMENT OF Mgmt For For
THE MENTIONED INTEREST ON SHAREHOLDER
EQUITY AND OF THE ADDITIONAL AND
SUPPLEMENTARY DIVIDENDS TO THE
SHAREHOLDERS. THE MANAGEMENT OF THE COMPANY
PROPOSES THAT THE SHAREHOLDERS APPROVE
ESTABLISHING THE DATES FOR THE PAYMENT OF
INTEREST ON SHAREHOLDER EQUITY, IMPUTED TO
THE MANDATORY DIVIDENDS FOR THE FISCAL YEAR
THAT ENDED ON DECEMBER 31, 2020, WHICH HAVE
ALREADY BEEN CREDITED ON THE BOOKS TO THE
SHAREHOLDERS, AND FOR THE PAYMENT OF THE
PROPOSED SUPPLEMENTARY AND ADDITIONAL
DIVIDENDS, IN THE FOLLOWING MANNER, APRIL
12, 2021, FOR A PAYMENT IN REFERENCE TO 65
PERCENT OF THE TOTAL AMOUNT, AND BY OCTOBER
30, 2021, FOR THE PAYMENT OF THE REMAINING
AMOUNT, EQUIVALENT TO 35 PERCENT OF THE
TOTAL AMOUNT
5 TO ESTABLISH THE ANNUAL AGGREGATE Mgmt Against Against
COMPENSATION OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE EXECUTIVE COMMITTEE,
ALSO INCLUDING THE MEMBERS OF THE ADVISORY
COMMITTEES TO THE BOARD OF DIRECTORS AND OF
THE FISCAL COUNCIL, WHEN IT IS INSTATED.
THE MANAGEMENT OF THE COMPANY PROPOSES THAT
THE SHAREHOLDERS APPROVE THE AGGREGATE
ANNUAL AMOUNT OF UP TO BRL 24,000,000.00,
AS COMPENSATION FOR THE MANAGERS OF THE
COMPANY, WITH IT BEING THE CASE THAT THE
RESPECTIVE AMOUNT WILL ALSO BE FOR THE
MEMBERS OF THE ADVISORY COMMITTEES TO THE
BOARD OF DIRECTORS AND OF THE FISCAL
COUNCIL, WHEN INSTATED, MAINTAINING, IN
THIS WAY, THE SAME AMOUNT THAT WAS APPROVED
AT THE ANNUAL GENERAL MEETING THAT WAS HELD
ON MARCH 31, 2020
6 DO YOU WISH TO REQUEST THE INSTATEMENT OF Mgmt For For
THE FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 161 OF LAW 6,404 OF 1976
--------------------------------------------------------------------------------------------------------------------------
POSCO Agenda Number: 713616045
--------------------------------------------------------------------------------------------------------------------------
Security: Y70750115
Meeting Type: AGM
Meeting Date: 12-Mar-2021
Ticker:
ISIN: KR7005490008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 517041 DUE TO RECEIVED UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORP Mgmt For For
3.1 ELECTION OF INSIDE DIRECTOR: CHOE JEONG U Mgmt For For
3.2 ELECTION OF INSIDE DIRECTOR: GIM HAK DONG Mgmt For For
3.3 ELECTION OF INSIDE DIRECTOR: JEON JUNG SEON Mgmt For For
3.4 ELECTION OF INSIDE DIRECTOR: JEONG TAK Mgmt For For
3.5 ELECTION OF INSIDE DIRECTOR: JEONG CHANG Mgmt For For
HWA
4.1 ELECTION OF OUTSIDE DIRECTOR: YU YEONG SUK Mgmt For For
4.2 ELECTION OF OUTSIDE DIRECTOR: GWON TAE GYUN Mgmt Against Against
5 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: KIM SUNG JIN
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
POSTAL SAVINGS BANK OF CHINA Agenda Number: 713437019
--------------------------------------------------------------------------------------------------------------------------
Security: Y6987V108
Meeting Type: EGM
Meeting Date: 21-Dec-2020
Ticker:
ISIN: CNE1000029W3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1204/2020120400766.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1204/2020120400724.pdf
1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING POSTAL SAVINGS BANK OF CHINA'S
SATISFACTION OF THE CONDITIONS OF THE
NON-PUBLIC ISSUANCE OF A SHARES
2.1 TO CONSIDER AND INDIVIDUALLY APPROVE EACH Mgmt For For
OF THE FOLLOWING ITEMS OF THE PROPOSAL
REGARDING THE NON-PUBLIC ISSUANCE PLAN OF A
SHARES BY POSTAL SAVINGS BANK OF CHINA:
CLASS AND NOMINAL VALUE OF SECURITIES TO BE
ISSUED
2.2 TO CONSIDER AND INDIVIDUALLY APPROVE EACH Mgmt For For
OF THE FOLLOWING ITEMS OF THE PROPOSAL
REGARDING THE NON-PUBLIC ISSUANCE PLAN OF A
SHARES BY POSTAL SAVINGS BANK OF CHINA:
METHOD AND TIME OF ISSUANCE
2.3 TO CONSIDER AND INDIVIDUALLY APPROVE EACH Mgmt For For
OF THE FOLLOWING ITEMS OF THE PROPOSAL
REGARDING THE NON-PUBLIC ISSUANCE PLAN OF A
SHARES BY POSTAL SAVINGS BANK OF CHINA:
AMOUNT AND USE OF PROCEEDS
2.4 TO CONSIDER AND INDIVIDUALLY APPROVE EACH Mgmt For For
OF THE FOLLOWING ITEMS OF THE PROPOSAL
REGARDING THE NON-PUBLIC ISSUANCE PLAN OF A
SHARES BY POSTAL SAVINGS BANK OF CHINA:
TARGET SUBSCRIBER AND SUBSCRIPTION METHOD
2.5 TO CONSIDER AND INDIVIDUALLY APPROVE EACH Mgmt For For
OF THE FOLLOWING ITEMS OF THE PROPOSAL
REGARDING THE NON-PUBLIC ISSUANCE PLAN OF A
SHARES BY POSTAL SAVINGS BANK OF CHINA:
ISSUE PRICE AND PRICING PRINCIPLES
2.6 TO CONSIDER AND INDIVIDUALLY APPROVE EACH Mgmt For For
OF THE FOLLOWING ITEMS OF THE PROPOSAL
REGARDING THE NON-PUBLIC ISSUANCE PLAN OF A
SHARES BY POSTAL SAVINGS BANK OF CHINA:
NUMBER OF SHARES TO BE ISSUED
2.7 TO CONSIDER AND INDIVIDUALLY APPROVE EACH Mgmt For For
OF THE FOLLOWING ITEMS OF THE PROPOSAL
REGARDING THE NON-PUBLIC ISSUANCE PLAN OF A
SHARES BY POSTAL SAVINGS BANK OF CHINA:
LOCK-UP PERIOD OF SHARES TO BE ISSUED
2.8 TO CONSIDER AND INDIVIDUALLY APPROVE EACH Mgmt For For
OF THE FOLLOWING ITEMS OF THE PROPOSAL
REGARDING THE NON-PUBLIC ISSUANCE PLAN OF A
SHARES BY POSTAL SAVINGS BANK OF CHINA:
LISTING VENUE
2.9 TO CONSIDER AND INDIVIDUALLY APPROVE EACH Mgmt For For
OF THE FOLLOWING ITEMS OF THE PROPOSAL
REGARDING THE NON-PUBLIC ISSUANCE PLAN OF A
SHARES BY POSTAL SAVINGS BANK OF CHINA:
ARRANGEMENT OF ACCUMULATED UNDISTRIBUTED
PROFITS PRIOR TO THE COMPLETION OF THE
ISSUANCE
2.10 TO CONSIDER AND INDIVIDUALLY APPROVE EACH Mgmt For For
OF THE FOLLOWING ITEMS OF THE PROPOSAL
REGARDING THE NON-PUBLIC ISSUANCE PLAN OF A
SHARES BY POSTAL SAVINGS BANK OF CHINA:
VALIDITY PERIOD OF THE RESOLUTION
3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE FEASIBILITY REPORT ON THE USE
OF PROCEEDS RAISED FROM THE NON-PUBLIC
ISSUANCE OF A SHARES BY POSTAL SAVINGS BANK
OF CHINA
4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE REPORT ON THE USE OF
PREVIOUSLY RAISED PROCEEDS OF POSTAL
SAVINGS BANK OF CHINA AS OF SEPTEMBER 30,
2020
5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE DILUTION OF IMMEDIATE RETURNS
BY THE NONPUBLIC ISSUANCE OF A SHARES,
REMEDIAL MEASURES AND COMMITMENTS OF
RELATED ENTITIES OF POSTAL SAVINGS BANK OF
CHINA
6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE SHAREHOLDERS' RETURN PLAN OF
POSTAL SAVINGS BANK OF CHINA FOR THE NEXT
THREE YEARS OF 2021- 2023
7 TO CONSIDER AND APPROVE THE PROPOSAL TO THE Mgmt For For
SHAREHOLDERS' GENERAL MEETING TO AUTHORIZE
THE BOARD OF DIRECTORS AND ITS AUTHORIZED
PERSONS TO HANDLE THE SPECIFIC MATTERS
RELATING TO THE NONPUBLIC ISSUANCE OF A
SHARES
8 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE CONNECTED TRANSACTION
RELATING TO THE NONPUBLIC ISSUANCE OF A
SHARES OF POSTAL SAVINGS BANK OF CHINA
9 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING ENTERING INTO THE SHARE
SUBSCRIPTION CONTRACT WITH CONDITIONS
PRECEDENT BETWEEN POSTAL SAVINGS BANK OF
CHINA AND THE TARGET SUBSCRIBER
10 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
REELECTION OF MR. LIU YUE AS NON-EXECUTIVE
DIRECTOR OF POSTAL SAVINGS BANK OF CHINA
11 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
REELECTION OF MR. DING XIANGMING AS
NONEXECUTIVE DIRECTOR OF POSTAL SAVINGS
BANK OF CHINA
12 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
REELECTION OF MR. HU XIANG AS INDEPENDENT
NONEXECUTIVE DIRECTOR OF POSTAL SAVINGS
BANK OF CHINA
13 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
REMUNERATION SETTLEMENT PLAN OF POSTAL
SAVINGS BANK OF CHINA FOR DIRECTORS FOR
2019
14 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
REMUNERATION SETTLEMENT PLAN OF POSTAL
SAVINGS BANK OF CHINA FOR SUPERVISORS FOR
2019
--------------------------------------------------------------------------------------------------------------------------
POSTAL SAVINGS BANK OF CHINA Agenda Number: 713437021
--------------------------------------------------------------------------------------------------------------------------
Security: Y6987V108
Meeting Type: CLS
Meeting Date: 21-Dec-2020
Ticker:
ISIN: CNE1000029W3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1204/2020120400820.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1204/2020120400738.pdf
1.1 TO CONSIDER AND INDIVIDUALLY APPROVE EACH Mgmt For For
OF THE FOLLOWING ITEMS OF THE PROPOSAL
REGARDING THE NON-PUBLIC ISSUANCE PLAN OF A
SHARES BY POSTAL SAVINGS BANK OF CHINA:
CLASS AND NOMINAL VALUE OF SECURITIES TO BE
ISSUED
1.2 TO CONSIDER AND INDIVIDUALLY APPROVE EACH Mgmt For For
OF THE FOLLOWING ITEMS OF THE PROPOSAL
REGARDING THE NON-PUBLIC ISSUANCE PLAN OF A
SHARES BY POSTAL SAVINGS BANK OF CHINA:
METHOD AND TIME OF ISSUANCE
1.3 TO CONSIDER AND INDIVIDUALLY APPROVE EACH Mgmt For For
OF THE FOLLOWING ITEMS OF THE PROPOSAL
REGARDING THE NON-PUBLIC ISSUANCE PLAN OF A
SHARES BY POSTAL SAVINGS BANK OF CHINA:
AMOUNT AND USE OF PROCEEDS
1.4 TO CONSIDER AND INDIVIDUALLY APPROVE EACH Mgmt For For
OF THE FOLLOWING ITEMS OF THE PROPOSAL
REGARDING THE NON-PUBLIC ISSUANCE PLAN OF A
SHARES BY POSTAL SAVINGS BANK OF CHINA:
TARGET SUBSCRIBER AND SUBSCRIPTION METHOD
1.5 TO CONSIDER AND INDIVIDUALLY APPROVE EACH Mgmt For For
OF THE FOLLOWING ITEMS OF THE PROPOSAL
REGARDING THE NON-PUBLIC ISSUANCE PLAN OF A
SHARES BY POSTAL SAVINGS BANK OF CHINA:
ISSUE PRICE AND PRICING PRINCIPLES
1.6 TO CONSIDER AND INDIVIDUALLY APPROVE EACH Mgmt For For
OF THE FOLLOWING ITEMS OF THE PROPOSAL
REGARDING THE NON-PUBLIC ISSUANCE PLAN OF A
SHARES BY POSTAL SAVINGS BANK OF CHINA:
NUMBER OF SHARES TO BE ISSUED
1.7 TO CONSIDER AND INDIVIDUALLY APPROVE EACH Mgmt For For
OF THE FOLLOWING ITEMS OF THE PROPOSAL
REGARDING THE NON-PUBLIC ISSUANCE PLAN OF A
SHARES BY POSTAL SAVINGS BANK OF CHINA:
LOCK-UP PERIOD OF SHARES TO BE ISSUED
1.8 TO CONSIDER AND INDIVIDUALLY APPROVE EACH Mgmt For For
OF THE FOLLOWING ITEMS OF THE PROPOSAL
REGARDING THE NON-PUBLIC ISSUANCE PLAN OF A
SHARES BY POSTAL SAVINGS BANK OF CHINA:
LISTING VENUE
1.9 TO CONSIDER AND INDIVIDUALLY APPROVE EACH Mgmt For For
OF THE FOLLOWING ITEMS OF THE PROPOSAL
REGARDING THE NON-PUBLIC ISSUANCE PLAN OF A
SHARES BY POSTAL SAVINGS BANK OF CHINA:
ARRANGEMENT OF ACCUMULATED UNDISTRIBUTED
PROFITS PRIOR TO THE COMPLETION OF THE
ISSUANCE
1.10 TO CONSIDER AND INDIVIDUALLY APPROVE EACH Mgmt For For
OF THE FOLLOWING ITEMS OF THE PROPOSAL
REGARDING THE NON-PUBLIC ISSUANCE PLAN OF A
SHARES BY POSTAL SAVINGS BANK OF CHINA:
VALIDITY PERIOD OF THE RESOLUTION
2 TO CONSIDER AND APPROVE THE PROPOSAL TO THE Mgmt For For
SHAREHOLDERS' GENERAL MEETING TO AUTHORIZE
THE BOARD OF DIRECTORS AND ITS AUTHORIZED
PERSONS TO HANDLE THE SPECIFIC MATTERS
RELATING TO THE NONPUBLIC ISSUANCE OF A
SHARES
3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE CONNECTED TRANSACTION
RELATING TO THE NONPUBLIC ISSUANCE OF A
SHARES OF POSTAL SAVINGS BANK OF CHINA
4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING ENTERING INTO THE SHARE
SUBSCRIPTION CONTRACT WITH CONDITIONS
PRECEDENT BETWEEN POSTAL SAVINGS BANK OF
CHINA AND THE TARGET SUBSCRIBER
--------------------------------------------------------------------------------------------------------------------------
POSTAL SAVINGS BANK OF CHINA Agenda Number: 713892772
--------------------------------------------------------------------------------------------------------------------------
Security: Y6987V108
Meeting Type: EGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: CNE1000029W3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041200659.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041200597.pdf
1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE CHANGE IN REGISTERED CAPITAL
OF THE BANK
2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION
3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE ISSUANCE OF WRITE-DOWN
ELIGIBLE TIER 2 CAPITAL INSTRUMENTS BY THE
BANK
4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE FORMULATION OF THE MEASURES
FOR EQUITY MANAGEMENT OF POSTAL SAVINGS
BANK OF CHINA
5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE RE-ELECTION OF MR. HAN WENBO
AS NON-EXECUTIVE DIRECTOR OF THE BANK
6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE ELECTION OF MR. CHEN DONGHAO
AS NON-EXECUTIVE DIRECTOR OF THE BANK
7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE ELECTION OF MR. WEI QIANG AS
NON-EXECUTIVE DIRECTOR OF THE BANK
--------------------------------------------------------------------------------------------------------------------------
POSTAL SAVINGS BANK OF CHINA Agenda Number: 714301227
--------------------------------------------------------------------------------------------------------------------------
Security: Y6987V108
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: CNE1000029W3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 591068 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 7. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0528/2021052800416.pdf,
1 TO CONSIDER AND APPROVE THE 2020 WORK Mgmt For For
REPORT OF THE BOARD OF DIRECTORS
2 TO CONSIDER AND APPROVE THE 2020 WORK Mgmt For For
REPORT OF THE BOARD OF SUPERVISORS
3 TO CONSIDER AND APPROVE THE FINAL FINANCIAL Mgmt For For
ACCOUNTS FOR 2020
4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN FOR 2020
5 TO CONSIDER AND APPROVE THE BUDGET PLAN OF Mgmt For For
FIXED ASSETS INVESTMENT FOR 2021
6 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
ACCOUNTING FIRMS FOR 2021
7 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
LIU JIANJUN AS THE EXECUTIVE DIRECTOR OF
THE BANK
8 TO CONSIDER AND APPROVE THE GENERAL MANDATE Mgmt Against Against
BY THE SHAREHOLDERS' GENERAL MEETING TO THE
BOARD OF DIRECTORS ON SHARE ISSUANCE
--------------------------------------------------------------------------------------------------------------------------
POWER GRID CORPORATION OF INDIA LIMITED Agenda Number: 713065527
--------------------------------------------------------------------------------------------------------------------------
Security: Y7028N105
Meeting Type: AGM
Meeting Date: 22-Sep-2020
Ticker:
ISIN: INE752E01010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS INCLUDING CONSOLIDATED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED 31ST MARCH, 2020,
TOGETHER WITH THE BOARD'S REPORT, THE
AUDITOR'S REPORT THEREON AND COMMENTS OF
THE COMPTROLLER AND AUDITOR GENERAL OF
INDIA
2 TO TAKE NOTE OF PAYMENT OF INTERIM DIVIDEND Mgmt For For
AND DECLARE FINAL DIVIDEND FOR THE
FINANCIAL YEAR 2019-20: INTERIM DIVIDEND OF
INR 5.96 PER SHARE AND FINAL DIVIDEND OF
INR 4.04 PER SHARE
3 TO APPOINT A DIRECTOR IN PLACE OF MRS. Mgmt Against Against
SEEMA GUPTA (DIN 06636330), WHO RETIRES BY
ROTATION AND BEING ELIGIBLE, OFFERS HERSELF
FOR RE-APPOINTMENT
4 TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
STATUTORY AUDITORS FOR THE FINANCIAL YEAR
2020-21
5 TO APPOINT SHRI VINOD KUMAR SINGH (DIN Mgmt Against Against
08679313) AS A DIRECTOR LIABLE TO RETIRE BY
ROTATION
6 TO APPOINT MR. MOHAMMED TAJ MUKARRUM (DIN Mgmt Against Against
08097837) AS A DIRECTOR LIABLE TO RETIRE BY
ROTATION
7 RATIFICATION OF REMUNERATION OF THE COST Mgmt For For
AUDITORS FOR THE FINANCIAL YEAR 2020-21
8 TO RAISE FUNDS UP TO INR 10,000 CRORE, FROM Mgmt For For
DOMESTIC MARKET THROUGH ISSUE OF SECURED /
UNSECURED, NON-CONVERTIBLE, NONCUMULATIVE/
CUMULATIVE, REDEEMABLE, TAXABLE / TAX-FREE
DEBENTURES/BONDS UNDER PRIVATE PLACEMENT
DURING THE FINANCIAL YEAR 2021-22 IN UPTO
TWENTY TRANCHES/OFFERS
--------------------------------------------------------------------------------------------------------------------------
POWSZECHNY ZAKLAD UBEZPIECZEN SA Agenda Number: 714201376
--------------------------------------------------------------------------------------------------------------------------
Security: X6919T107
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: PLPZU0000011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE ORDINARY Mgmt For For
GENERAL MEETING
3 CONFIRMATION THAT THE ANNUAL GENERAL Mgmt Abstain Against
MEETING HAS BEEN PROPERLY CONVENED AND IS
CAPABLE OF ADOPTING RESOLUTIONS
4 ADOPTION OF THE AGENDA Mgmt For For
5 CONSIDERATION OF THE PZU SA FINANCIAL Mgmt Abstain Against
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2020
6 CONSIDERATION OF THE CONSOLIDATED FINANCIAL Mgmt Abstain Against
STATEMENTS OF THE PZU SA CAPITAL GROUP FOR
THE YEAR ENDED DECEMBER 31, 2020, PREPARED
IN ACCORDANCE WITH THE INTERNATIONAL
FINANCIAL REPORTING STANDARDS
7 CONSIDERATION OF THE MANAGEMENT BOARD Mgmt Abstain Against
REPORT ON THE ACTIVITIES OF THE PZU AND PZU
SA CAPITAL GROUP FOR THE FINANCIAL YEAR
ENDED DECEMBER 31, 2020 AND THE REPORT ON
NON-FINANCIAL INFORMATION OF THE PZU AND
PZU SA CAPITAL GROUP FOR 2020
8 CONSIDERATION OF THE REPORT OF THE PZU SA Mgmt Abstain Against
SUPERVISORY BOARD ON THE ASSESSMENT OF THE
PZU SA FINANCIAL STATEMENTS FOR THE YEAR
ENDED DECEMBER 31, 2020, THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE PZU SA CAPITAL
GROUP FOR THE YEAR ENDED DECEMBER 31, 2020,
THE MANAGEMENT BOARD REPORT ON THE
ACTIVITIES OF THE PZU SA CAPITAL GROUP AND
PZU SA FOR 2020 AND THE MANAGEMENT BOARD'S
MOTION REGARDING THE DISTRIBUTION OF PZU
SA'S NET PROFIT FOR THE YEAR ENDED DECEMBER
31, 2020
9 CONSIDERATION OF THE PZU SA SUPERVISORY Mgmt Abstain Against
BOARD REPORT ON THE ACTIVITIES OF THE PZU
SA SUPERVISORY BOARD AS THE COMPANY'S
GOVERNING BODY IN 2020
10 CONSIDERATION OF THE PZU SA MANAGEMENT Mgmt For For
BOARD REPORT ON REPRESENTATION EXPENSES, AS
WELL AS EXPENSES FOR LEGAL AND MARKETING
SERVICES, PUBLIC RELATIONS AND SOCIAL
COMMUNICATION SERVICES, AND MANAGEMENT
CONSULTING SERVICES FOR 2020
11 APPROVAL OF THE PZU SA FINANCIAL STATEMENTS Mgmt For For
FOR THE YEAR ENDED DECEMBER 31, 2020
12 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF THE PZU SA CAPITAL GROUP FOR
THE YEAR ENDED DECEMBER 31, 2020, PREPARED
IN ACCORDANCE WITH THE INTERNATIONAL
FINANCIAL REPORTING STANDARDS
13 APPROVAL OF THE REPORT OF THE MANAGEMENT Mgmt For For
BOARD ON THE ACTIVITIES OF THE PZU AND PZU
SA CAPITAL GROUP FOR THE FINANCIAL YEAR
ENDED ON 31 DECEMBER 2020 AND THE REPORT ON
NON-FINANCIAL INFORMATION OF THE PZU AND
PZU SA CAPITAL GROUP FOR 2020
14 ADOPTION OF A RESOLUTION ON THE Mgmt For For
DISTRIBUTION OF PZU SA'S NET PROFIT FOR THE
YEAR ENDED DECEMBER 31, 2020 INCREASED BY
THE AMOUNT TRANSFERRED FROM THE
SUPPLEMENTARY CAPITAL CREATED FROM THE NET
PROFIT FOR THE YEAR ENDED DECEMBER 31, 2019
15 ADOPTION OF RESOLUTIONS ON THE DISCHARGE OF Mgmt For For
MEMBERS OF THE PZU SA MANAGEMENT BOARD FOR
THE PERFORMANCE OF THEIR DUTIES IN 2020
16 ADOPTION OF RESOLUTIONS ON THE DISCHARGE OF Mgmt For For
MEMBERS OF THE PZU SA SUPERVISORY BOARD FOR
THE PERFORMANCE OF THEIR DUTIES IN 2020
17 EXPRESSING AN OPINION ON THEPZU SA Mgmt Against Against
SUPERVISORY BOARD REPORT ON THE
REMUNERATION OF MEMBERS OF THE PZU SA
MANAGEMENT BOARD AND SUPERVISORY BOARD FOR
THE YEARS 2019 2020
18 ADOPTION OF THE PRINCIPLES OF SUITABILITY Mgmt For For
ASSESSMENT OF THE PZU SA SUPERVISORY BOARD
AND AUDIT COMMITTEE, REPORTS OF THE PZU SA
SUPERVISORY BOARD ON THE RESULTS OF THE
SUITABILITY ASSESSMENT OF THE PZU SA
SUPERVISORY BOARD AND AUDIT COMMITTEE, AND
CONFIRMATION OF THE RESULTS OF SUITABILITY
ASSESSMENTS CARRIED OUT BY THE PZU SA
SUPERVISORY BOARD
19 ADOPTION OF RESOLUTIONS ON CHANGES IN THE Mgmt Against Against
COMPOSITION OF THE PZU SA SUPERVISORY BOARD
20 CLOSING OF THE ORDINARY GENERAL MEETING Non-Voting
CMMT 24 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 24 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PT BANK CENTRAL ASIA TBK Agenda Number: 712960043
--------------------------------------------------------------------------------------------------------------------------
Security: Y7123P138
Meeting Type: EGM
Meeting Date: 30-Jul-2020
Ticker:
ISIN: ID1000109507
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE COMPANY'S PLAN TO ACQUIRE Mgmt For For
THE SHARES IN PT. BANK RABOBANK
INTERNATIONAL INDONESIA
2 AMENDMENT OF THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
PT BANK CENTRAL ASIA TBK Agenda Number: 713634156
--------------------------------------------------------------------------------------------------------------------------
Security: Y7123P138
Meeting Type: AGM
Meeting Date: 29-Mar-2021
Ticker:
ISIN: ID1000109507
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE FINANCIAL STATEMENTS, STATUTORY Mgmt For For
REPORTS, AND DISCHARGE OF DIRECTORS AND
COMMISSIONERS
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
3 APPROVE CHANGES IN BOARD OF DIRECTORS Mgmt For For
4 APPROVE REMUNERATION AND TANTIEM OF Mgmt For For
DIRECTORS AND COMMISSIONERS
5 APPROVE TANUDIREDJA, WIBISANA, RINTIS REKAN Mgmt For For
AS AUDITORS
6 APPROVE PAYMENT OF INTERIM DIVIDEND Mgmt For For
7 APPROVE REVISED RECOVERY PLAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK Agenda Number: 713490592
--------------------------------------------------------------------------------------------------------------------------
Security: Y0697U112
Meeting Type: EGM
Meeting Date: 21-Jan-2021
Ticker:
ISIN: ID1000118201
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL ON THE AMENDMENT TO THE ARTICLE OF Mgmt Against Against
THE ASSOCIATION OF THE COMPANY
2 AFFIRMATION ON THE IMPLEMENTATION OF Mgmt For For
REGULATION OF THE MINISTER OF STATE-OWNED
ENTERPRISE NUMBER PER-08/MBU/12/2019 DATED
12 DEC 2019 CONCERNING GENERAL GUIDELINES
OF THE IMPLEMENTATION OF PROCUREMENT OF
GOODS AND SERVICES
3 AFFIRMATION ON THE IMPLEMENTATION OF Mgmt For For
REGULATION OF THE MINISTER OF STATE-OWNED
ENTERPRISE NUMBER PER-11/MBU/11/2020 DATED
12 DEC 2020 CONCERNING MANAGEMENT CONTRACT
AND ANNUAL MANAGEMENT CONTRACT OF
STATE-OWNED ENTERPRISES
4 APPROVAL ON THE TRANSFER OF SHARES Mgmt Against Against
RESULTING FROM BUY BACK OF SHARES THAT IS
KEPT AS A TREASURY STOCK
5 APPROVAL ON THE CHANGES IN THE COMPOSITION Mgmt Against Against
OF THE COMPANY'S MANAGEMENT
--------------------------------------------------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK Agenda Number: 713648523
--------------------------------------------------------------------------------------------------------------------------
Security: Y0697U112
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: ID1000118201
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE FINANCIAL STATEMENTS, STATUTORY Mgmt For For
REPORTS, ANNUAL REPORT, REPORT OF THE
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM (PCDP), AND DISCHARGE OF DIRECTORS
AND COMMISSIONERS
2 APPROVE ALLOCATION OF INCOME Mgmt For For
3 APPROVE REMUNERATION AND TANTIEM OF Mgmt For For
DIRECTORS AND COMMISSIONERS
4 APPOINT AUDITORS OF THE COMPANY AND THE Mgmt For For
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM (PCDP)
--------------------------------------------------------------------------------------------------------------------------
PT TELKOM INDONESIA (PERSERO) TBK Agenda Number: 714064944
--------------------------------------------------------------------------------------------------------------------------
Security: Y71474145
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: ID1000129000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF ANNUAL REPORT AND RATIFICATION Mgmt For For
OF THE COMPANY'S CONSOLIDATED FINANCIAL
STATEMENT FOR FINANCIAL YEAR OF 2020 AS
WELL AS THE BOARD OF COMMISSIONERS
SUPERVISION DUTY IMPLEMENTATION REPORT FOR
FINANCIAL YEAR OF 2020
2 RATIFICATION OF THE COMPANY ANNUAL REPORT Mgmt For For
OF PARTNERSHIPS AND COMMUNITY DEVELOPMENT
PROGRAM FOR FINANCIAL YEAR OF 2020
3 DETERMINATION ON UTILIZATION OF THE COMPANY Mgmt For For
NET PROFIT FOR FINANCIAL YEAR OF 2020
4 DETERMINATION OF BONUS FOR THE FINANCIAL Mgmt For For
YEAR OF 2020, SALARY FOR BOARD OF DIRECTORS
AND HONORARIUM FOR BOARD OF COMMISSIONERS
INCLUDING OTHER FACILITIES AND BENEFITS FOR
THE YEAR OF 2021
5 APPOINTMENT OF PUBLIC ACCOUNTING FIRM TO Mgmt For For
AUDIT THE COMPANY'S CONSOLIDATED FINANCIAL
STATEMENT AND FINANCIAL STATEMENT OF THE
SOCIAL AND ENVIRONMENTAL RESPONSIBILITY
PROGRAM FOR FINANCIAL YEAR OF 2021
6 APPROVAL ON AMENDMENT OF THE ARTICLES OF Mgmt Against Against
ASSOCIATION OF THE COMPANY
7 RATIFICATION ON REGULATION OF MINISTER OF Mgmt For For
STATE OWNED ENTERPRISE ABOUT CONCERNING
MANAGEMENT CONTRACT AND ANNUAL MANAGEMENT
CONTRACT OF STATE OWNED ENTERPRISE
DIRECTORS
8 CHANGES TO THE MANAGEMENT OF THE COMPANY Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
PTT EXPLORATION AND PRODUCTION PUBLIC CO LTD Agenda Number: 713683197
--------------------------------------------------------------------------------------------------------------------------
Security: Y7145P165
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: TH0355A10Z12
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 521155 DUE TO DELETION OF
RESOLUTION 7. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
1 TO ACKNOWLEDGE THE 2020 PERFORMANCE RESULTS Mgmt Abstain Against
AND 2021 WORK PLAN OF THE COMPANY
2 TO APPROVE THE FINANCIAL STATEMENTS FOR THE Mgmt For For
YEAR ENDED DECEMBER 31, 2020
3 TO APPROVE THE DIVIDEND PAYMENT FOR 2020 Mgmt For For
PERFORMANCE
4 TO APPOINT THE AUDITOR AND CONSIDER THE Mgmt Against Against
AUDITOR'S FEES FOR THE YEAR 2021:
PRICEWATERHOUSECOOPERS ABAS LTD
5 TO APPROVE THE BOARD OF DIRECTORS' AND THE Mgmt For For
SUB-COMMITTEE'S REMUNERATION
6.1 TO APPROVE THE APPOINTMENT OF NEW DIRECTOR Mgmt For For
IN REPLACEMENT OF THOSE WHO ARE DUE TO
RETIRE BY ROTATION: MR. KRAIRIT
EUCHUKANONCHAI
6.2 TO APPROVE THE APPOINTMENT OF NEW DIRECTOR Mgmt For For
IN REPLACEMENT OF THOSE WHO ARE DUE TO
RETIRE BY ROTATION: ADMIRAL TANARAT UBOL
6.3 TO APPROVE THE APPOINTMENT OF NEW DIRECTOR Mgmt For For
IN REPLACEMENT OF THOSE WHO ARE DUE TO
RETIRE BY ROTATION: MR. PITIPAN
TEPARTIMARGORN
6.4 TO APPROVE THE APPOINTMENT OF NEW DIRECTOR Mgmt For For
IN REPLACEMENT OF THOSE WHO ARE DUE TO
RETIRE BY ROTATION: MR. BUNDHIT EUA-ARPORN
6.5 TO APPROVE THE APPOINTMENT OF NEW DIRECTOR Mgmt Against Against
IN REPLACEMENT OF THOSE WHO ARE DUE TO
RETIRE BY ROTATION: MRS. ANGKARAT
PRIEBJRIVAT
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
PTT PUBLIC COMPANY LIMITED Agenda Number: 712581746
--------------------------------------------------------------------------------------------------------------------------
Security: Y6883U139
Meeting Type: AGM
Meeting Date: 03-Jul-2020
Ticker:
ISIN: TH0646010Z18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN.
1 ACKNOWLEDGE PERFORMANCE STATEMENT AND Mgmt For For
APPROVE FINANCIAL STATEMENTS
2 APPROVE ALLOCATION OF INCOME AND DIVIDEND Mgmt For For
PAYMENT
3 APPROVE EY OFFICE COMPANY LIMITED AS Mgmt For For
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
4 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
5.1 ELECT KRISHNA BOONYACHAI AS DIRECTOR Mgmt For For
5.2 ELECT SUPATTANAPONG PUNMEECHAOW DIRECTOR Mgmt For For
5.3 ELECT RUNGROJ SANGKRAM AS DIRECTOR Mgmt For For
5.4 ELECT KITTIPONG KITTAYARAK AS DIRECTOR Mgmt For For
5.5 ELECT PREMRUTAI VINAIPHAT AS DIRECTOR Mgmt For For
6 OTHER BUSINESS Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
PTT PUBLIC COMPANY LIMITED Agenda Number: 713615512
--------------------------------------------------------------------------------------------------------------------------
Security: Y6883U139
Meeting Type: AGM
Meeting Date: 09-Apr-2021
Ticker:
ISIN: TH0646010Z18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACKNOWLEDGE THE 2020 PERFORMANCE Mgmt For For
STATEMENT AND TO APPROVE THE 2020 FINANCIAL
STATEMENT ENDED ON DECEMBER 31,2020
2 TO APPROVE 2020 NET PROFIT ALLOCATION AND Mgmt For For
DIVIDEND PAYMENT
3 TO APPOINT THE AUDITORS AND APPROVE THE Mgmt For For
AUDIT FEES FOR THE YEAR 2021: EY OFFICE
LIMITED
4 TO APPROVE THE 2021 DIRECTORS' REMUNERATION Mgmt For For
5.1 TO ELECT DIRECTOR TO REPLACE THOSE WHO ARE Mgmt For For
RETIRED BY ROTATION: MR. PAYONG SRIVANICH
5.2 TO ELECT DIRECTOR TO REPLACE THOSE WHO ARE Mgmt For For
RETIRED BY ROTATION: MR. JATUPORN BURUSPAT
5.3 TO ELECT DIRECTOR TO REPLACE THOSE WHO ARE Mgmt For For
RETIRED BY ROTATION: ASSOC. PROF. DR.
CHAYODOM SABHASRI
5.4 TO ELECT DIRECTOR TO REPLACE THOSE WHO ARE Mgmt For For
RETIRED BY ROTATION: MR. DANUCHA PICHAYANAN
5.5 TO ELECT DIRECTOR TO REPLACE THOSE WHO ARE Mgmt For For
RETIRED BY ROTATION: MR. AUTTAPOL
RERKPIBOON
6 OTHER MATTERS. (IF ANY) Mgmt Against Against
CMMT 22 FEB 2021: IN THE SITUATION WHERE THE Non-Voting
CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE
AGENDA AND/OR ADD NEW AGENDA DURING THE
MEETING, WE WILL VOTE THAT AGENDA AS
ABSTAIN.
CMMT 02 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
MODIFICATION OF TEXT IN RESOLUTION 3. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
PUBLIC BANK BERHAD Agenda Number: 713486959
--------------------------------------------------------------------------------------------------------------------------
Security: Y71497104
Meeting Type: EGM
Meeting Date: 12-Jan-2021
Ticker:
ISIN: MYL1295OO004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROPOSED BONUS ISSUE OF UP TO Mgmt For For
15,528,553,388 NEW ORDINARY SHARES IN PBB
("PBB SHARE(S)") ("BONUS SHARE(S)") ON THE
BASIS OF 4 BONUS SHARES FOR EVERY 1
EXISTING PBB SHARE HELD ON AN ENTITLEMENT
DATE TO BE DETERMINED AND ANNOUNCED LATER
("ENTITLEMENT DATE") ("PROPOSED BONUS
ISSUE")
--------------------------------------------------------------------------------------------------------------------------
PUBLIC BANK BHD Agenda Number: 713983838
--------------------------------------------------------------------------------------------------------------------------
Security: Y71497104
Meeting Type: AGM
Meeting Date: 24-May-2021
Ticker:
ISIN: MYL1295OO004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RE-ELECTION OF MR LIM CHAO LI AS DIRECTOR Mgmt For For
2 RE-ELECTION OF MR LAI WAN AS DIRECTOR Mgmt For For
3 RE-ELECTION OF MR LEE CHIN GUAN AS DIRECTOR Mgmt For For
4 RE-ELECTION OF DATO' MOHD HANIF BIN SHER Mgmt For For
MOHAMED AS DIRECTOR
5 APPROVAL OF PAYMENT OF DIRECTORS' FEES, Mgmt For For
BOARD COMMITTEES MEMBERS' FEES, AND
ALLOWANCES TO DIRECTORS FOR FINANCIAL YEAR
ENDED 31 DECEMBER 2020
6 APPROVAL OF PAYMENT OF REMUNERATION AND Mgmt Against Against
BENEFITS-IN-KIND (EXCLUDING DIRECTOR'S FEE
AND BOARD MEETING ALLOWANCE) FOR FINANCIAL
YEAR ENDED 31 DECEMBER 2020 TO THE CHAIRMAN
EMERITUS, DIRECTOR AND ADVISER, TAN SRI
DATO' SRI DR. TEH HONG PIOW
7 RE-APPOINTMENT OF MESSRS ERNST & YOUNG PLT Mgmt For For
AS AUDITORS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDING 31 DECEMBER 2021 AND
AUTHORITY TO THE DIRECTORS TO FIX THE
AUDITORS' REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
QINGDAO HAIER BIOMEDICAL CO., LTD. Agenda Number: 713731001
--------------------------------------------------------------------------------------------------------------------------
Security: Y716D0109
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: CNE100003P25
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 ANNUAL ACCOUNTS Mgmt For For
2 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY3.80000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
3 INTERNAL CONTROL AUDIT REPORT Mgmt For For
4 SPECIAL REPORT ON THE DEPOSIT, USE, CHANGE Mgmt For For
AND SWAP OF RAISED FUNDS
5 2021 ESTIMATED CONTINUING CONNECTED Mgmt For For
TRANSACTIONS
6 REAPPOINTMENT OF AUDIT FIRM Mgmt For For
7 2021 RESTRICTED STOCK INCENTIVE PLAN Mgmt For For
(DRAFT) AND ITS SUMMARY
8 APPRAISAL MANAGEMENT MEASURES FOR THE Mgmt For For
IMPLEMENTATION OF 2021 RESTRICTED STOCK
INCENTIVE PLAN
9 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS REGARDING EQUITY INCENTIVE
10 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
11 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
12 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
13 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
14 PURCHASE OF LIABILITY INSURANCE FOR Mgmt For For
DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT
15.1 BY-ELECTION OF DIRECTOR: WANG WENFU Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
QUANTA COMPUTER INC Agenda Number: 714173200
--------------------------------------------------------------------------------------------------------------------------
Security: Y7174J106
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: TW0002382009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACCEPT FY2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS (INCLUDING INDEPENDENT
AUDITORS REPORT AND AUDIT COMMITTEES REVIEW
REPORT)
2 TO APPROVE THE ALLOCATION OF FY2020 Mgmt For For
DISTRIBUTABLE EARNINGS. PROPOSED CASH
DIVIDEND :TWD 5.2 PER SHARE.
3 TO APPROVE THE REVISION OF PROCEDURES FOR Mgmt For For
LENDING FUNDS TO OTHER PARTIES AND
ENDORSEMENTS AND GUARANTEES.
--------------------------------------------------------------------------------------------------------------------------
RAIA DROGASIL SA Agenda Number: 713025016
--------------------------------------------------------------------------------------------------------------------------
Security: P7942C102
Meeting Type: EGM
Meeting Date: 15-Sep-2020
Ticker:
ISIN: BRRADLACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 SPLIT OF THE TOTALITY OF SHARES ISSUED BY Mgmt For For
THE COMPANY, IN THE PROPORTION OF 5 COMMON
SHARES FOR EACH SHARE OF THE SAME TYPE
EXISTING ON THE DATE OF THE RESOLUTION,
WITHOUT CHANGING THE CAPITAL STOCK, WITH
THE CONSEQUENT AMENDMENT OF ARTICLE 4,
CAPUT AND PARAGRAPH FIVE, OF THE COMPANYS
ARTICLE OF INCORPORATION, ACCORDING TO
MANAGEMENT PROPOSAL
2 AMENDMENT OF ARTICLE 11, PARAGRAPH FOUR, OF Mgmt For For
THE COMPANYS ARTICLE OF INCORPORATION,
ACCORDING TO MANAGEMENT PROPOSAL
3 AMENDMENT OF ARTICLE 14 OF THE COMPANYS Mgmt For For
ARTICLE OF INCORPORATION, ACCORDING TO
MANAGEMENT PROPOSAL
4 IF APPROVED RESOLUTIONS FROM 1 TO 3, Mgmt For For
CONSOLIDATION OF THE COMPANYS ARTICLE OF
INCORPORATION
5 APPROVAL OF THE RESTRICTED SHARES PLAN Mgmt For For
PERFORMANCE SHARES, ACCORDING TO MANAGEMENT
PROPOSAL
6 IN THE EVENTUALITY OF A SECOND CALL OF THIS Mgmt For For
MEETING, THE VOTING INSTRUCTIONS IN THIS
VOTING LIST MAY ALSO BE CONSIDERED VALID
FOR THE PURPOSES OF HOLDING THE MEETING ON
SECOND CALL
--------------------------------------------------------------------------------------------------------------------------
RAIA DROGASIL SA Agenda Number: 713823412
--------------------------------------------------------------------------------------------------------------------------
Security: P7942C102
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: BRRADLACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 RENDERING OF ACCOUNTS BY OFFICERS, Mgmt For For
EXAMINATION, DISCUSSION AND VOTING OF THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2020, ACCOMPANIED BY THE
MANAGEMENT REPORT AND THE INDEPENDENT
AUDITORS REPORT, TO BE PUBLISHED IN THE
OFFICIAL SAO PAULO STATE GAZETTE AND IN THE
O ESTADO DE SAO PAULO NEWSPAPER ISSUE OF
MARCH 10, 2021, AS WELL AS THE SUPERVISORY
BOARDS OPINION
2 ALLOCATION OF NET PROFIT FOR THE FISCAL Mgmt For For
YEAR ENDED DECEMBER 31, 2020, IN ORDER TO
ENDORSE THE DISTRIBUTION OF INTEREST ON
EQUITY CAPITAL PREVIOUSLY APPROVED BY THE
BOARD OF DIRECTORS, WHICH SHALL BE ASSIGNED
TO THE MANDATORY DIVIDENDS
3 DELIBERATE ON THE NUMBER OF MEMBERS TO Mgmt For For
COMPOSE THE BOARD OF DIRECTORS OF THE
COMPANY, ACCORDING TO THE MANAGEMENT
PROPOSAL OF 11 MEMBERS
4 WOULD YOU LIKE TO REQUEST THE MULTIPLE Mgmt Abstain Against
VOTING PROCESS FOR THE ELECTION OF THE
BOARD OF DIRECTORS, PURSUANT TO ARTICLE 141
OF LAW NO. 6,404,76
5 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt For For
SINGLE GROUP OF CANDIDATES. INDICATION OF
ALL THE NAMES COMPRISING THE SINGLE GROUP.
THE VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. ANTONIO CARLOS PIPPONZI. CARLOS PIRES
OLIVEIRA DIAS. CRISTIANA ALMEIDA PIPPONZI.
PLINIO VILLARES MUSETTI. PAULO SERGIO
COUTINHO GALVAO FILHO. RENATO PIRES
OLIVEIRA DIAS. MARCO AMBROGIO CRESPI
BONOMI, INDEPENDENT MEMBER. SYLVIA DE SOUZA
LEAO WANDERLEY, INDEPENDENT MEMBER. DENISE
SOARES DOS SANTOS, INDEPENDENT MEMBER.
PHILIPP PAUL MARIE POVEL, INDEPENDENT
MEMBER. CESAR NIVALDO GON, INDEPENDENT
MEMBER
6 IF ONE OF THE CANDIDATES OF THE CHOSEN Mgmt Against Against
GROUP IS REMOVED, WILL THE VOTES
CORRESPONDING TO YOUR SHARES STILL APPLY TO
THE CHOSEN GROUP
CMMT FOR THE PROPOSAL 7 REGARDING THE ADOPTION Non-Voting
OF CUMULATIVE VOTING, PLEASE BE ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 8.1 TO 8.11. IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS
7 IN CASE OF ELECTION BY MULTIPLE VOTING Mgmt Abstain Against
PROCESS, DO YOU WANT TO DISTRIBUTE YOUR
VOTE IN EQUAL PERCENTAGES TO THE CANDIDATES
WHO COMPOSE THE CHOSEN GROUP. IN CASE THE
SHAREHOLDER CHOOSES TO ABSTAIN AND THE
ELECTION OCCURS THROUGH THE MULTIPLE VOTING
PROCESS, THE VOTE MUST BE COUNTED AS AN
ABSTENTION IN THE RESPECTIVE RESOLUTION OF
THE MEETING
8.1 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
ANTONIO CARLOS PIPPONZI
8.2 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
CARLOS PIRES OLIVEIRA DIAS
8.3 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
CRISTIANA ALMEIDA PIPPONZI
8.4 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
PLINIO VILLARES MUSETTI
8.5 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
PAULO SERGIO COUTINHO GALVAO FILHO
8.6 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
RENATO PIRES OLIVEIRA DIAS
8.7 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
MARCO AMBROGIO CRESPI BONOMI, INDEPENDENT
MEMBER
8.8 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
SYLVIA DE SOUZA LEAO WANDERLEY, INDEPENDENT
MEMBER
8.9 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
DENISE SOARES DOS SANTOS, INDEPENDENT
MEMBER
8.10 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
PHILIPP PAUL MARIE POVEL, INDEPENDENT
MEMBER
8.11 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
CESAR NIVALDO GON, INDEPENDENT MEMBER
9 WOULD YOU LIKE TO REQUEST THE SEPARATE Mgmt For For
ELECTION OF MEMBERS THE BOARD OF DIRECTORS,
PURSUANT TO ARTICLE 141,4, I OF LAW NO.
6,404,76
10 ESTABLISHMENT OF THE ANNUAL OVERALL Mgmt For For
COMPENSATION OF THE COMPANY'S OFFICERS, IN
ACCORDANCE WITH THE MANAGEMENT PROPOSAL
11 ELECTION OF THE FISCAL BOARD BY SINGLE Mgmt Abstain Against
GROUP OF CANDIDATES. INDICATION OF ALL THE
NAMES COMPRISING THE SINGLE GROUP. GILBERTO
LERIO, PRINCIPAL MEMBER AND FLAVIO STAMM,
SUBSTITUTE MEMBER. PAULO SERGIO BUZAID
TOHME, PRINCIPAL MEMBER AND ADEILDO
PAULINO, SUBSTITUTE MEMBER. MARIO ANTONIO
LUIZ CORREA, PRINCIPAL MEMBER AND VIVIAN DO
VALLE SOUZA LEEO MIKUI, SUBSTITUTE MEMBER
12 IF ONE OF THE CANDIDATES THAT COMPOSES THE Mgmt Against Against
CHOSEN GROUP IS REMOVED IN ORDER TO ENABLE
THE ELECTION PURSUANT TO ARTICLES 161,
PARAGRAPH 4, AND 240 OF LAW NO. 6,404,76,
WILL THE VOTES CORRESPONDING TO YOUR SHARES
STILL BE AWARDED TO THE CHOSEN GROUP
13 SEPARATE ELECTION OF THE FISCAL COUNCIL, Mgmt For For
COMMON SHARES. INDICATION OF CANDIDATES TO
THE SUPERVISORY BOARD BY MINORITY
SHAREHOLDERS HOLDING VOTING SHARES, THE
SHAREHOLDERS MAY ONLY COMPLETE THIS FIELD
IF TICKET ELECTION ITEMS WERE LEFT IN
BLANK. ANTONIO EDSON MACIEL DOS SANTOS,
PRINCIPAL MEMBER AND ALESSANDRA ELOY
GADELHA, SUBSTITUTE MEMBER
14 ESTABLISHMENT OF THE ANNUAL OVERALL Mgmt For For
COMPENSATION OF THE MEMBERS OF THE
SUPERVISORY BOARD, IN ACCORDANCE WITH THE
MANAGEMENT PROPOSAL
15 IN THE EVENT OF A SECOND CALL OF THE ANNUAL Mgmt For For
GENERAL MEETING, THE VOTING INSTRUCTIONS
PROVIDED IN THIS VOTING FORM MAY ALSO BE
CONSIDERED FOR THE ANNUAL GENERAL MEETING
ON SECOND CALL
--------------------------------------------------------------------------------------------------------------------------
RAIA DROGASIL SA Agenda Number: 713823272
--------------------------------------------------------------------------------------------------------------------------
Security: P7942C102
Meeting Type: EGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: BRRADLACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 AMENDMENT OF PARAGRAPH SEVEN OF ARTICLE 5 Mgmt For For
OF THE COMPANY'S BYLAWS, IN ORDER TO
CLARIFY THAT THE MEMBERS OF THE BOARD OF
DIRECTORS MAY ISSUE A POWER OF ATTORNEY TO
ANOTHER MEMBER OF THE RESPECTIVE BODY TO
CAST THEIR VOTE AT THE MEETING
2 AMENDMENT OF THE CAPUT OF ARTICLE 6 OF THE Mgmt For For
COMPANY'S BYLAWS TO ALTER THE COMPOSITION
OF THE BOARD OF DIRECTORS TO A MINIMUM OF
11 AND A MAXIMUM OF 13 MEMBERS
3 AMENDMENT OF THE CAPUT OF ARTICLE 6 OF THE Mgmt For For
COMPANY'S BYLAWS TO REMOVE THE ELECTION OF
ALTERNATE MEMBERS OF THE BOARD OF DIRECTORS
4 INCLUSION OF A NEW PARAGRAPH FIRST OF Mgmt For For
ARTICLE 6 OF THE COMPANY'S BYLAWS, IN ORDER
TO ADD A PROHIBITION OF COMBINATION OF
POSITIONS BY MEMBERS OF THE COMPANY'S THE
EXECUTIVE BOARD AND BOARD OF DIRECTORS, AND
RENUMBERING OF THE FOLLOWING PARAGRAPHS
5 AMENDMENT OF PARAGRAPH SEVEN OF ARTICLE 6 Mgmt For For
OF THE COMPANY'S BYLAWS, CONSIDERING THE
NEW NUMBERING OF PARAGRAPHS, TO REMOVE THE
PROVISION THAT DETERMINED ALTERNATE MEMBERS
OF THE BOARD OF DIRECTORS TO REPLACE THE
SITTING MEMBERS IN THE EVENT OF VACANCY
6 AMENDMENT OF PARAGRAPHS EIGHTH AND NINTH OF Mgmt For For
ARTICLE 6 OF THE COMPANY'S BYLAWS,
CONSIDERING THE NEW NUMBERING OF
PARAGRAPHS, TO PROVIDE FOR THE AUTHORITY OF
THE MEMBERS OF THE BOARD OF DIRECTORS FOR
THE ELECTION AND REMOVAL OF THE CHAIRMAN
AND VICE CHAIRMAN OF THE BOARD OF DIRECTORS
7 AMENDMENT OF PARAGRAPH TENTH OF ARTICLE 6 Mgmt For For
OF THE COMPANY'S BYLAWS, CONSIDERING THE
NEW NUMBERING OF PARAGRAPHS, TO PROVIDE
THAT, IN THE VACANCY OF THE POSITION OF A
MEMBER, THE BOARD OF DIRECTORS ITSELF SHALL
ELECT ITS SUBSTITUTE TO TERMINATE THE TERM
OF OFFICE
8 AMENDMENT OF THE CAPUT OF ARTICLE 9 OF THE Mgmt For For
COMPANY'S BYLAWS TO CREATE THE POSITION OF
VICE CHAIRMAN OF THE BOARD OF DIRECTORS
9 INCLUSION OF THE SOLE PARAGRAPH OF ARTICLE Mgmt For For
9 OF THE COMPANY'S BYLAWS TO DEFINE THE
DUTIES OF THE POSITION OF VICE CHAIRMAN OF
THE BOARD OF DIRECTORS
10 AMENDMENT TO THE CAPUT AND PARAGRAPH ONE OF Mgmt For For
ARTICLE 7 OF THE COMPANY'S BYLAWS TO ADD A
PROVISION THAT, IN THE ABSENCE OR
IMPEDIMENT OF THE CHAIRMAN OF THE BOARD OF
DIRECTORS, THE VICE CHAIRMAN MAY CALL AND
CHAIR THE BOARD OF DIRECTORS MEETING
11 AMEND ARTICLES 1, SECOND PARAGRAPH, 11, 18, Mgmt For For
A, 19, CAPUT AND PARAGRAPH ONE, AND 20, OF
THE COMPANY'S BYLAWS, TO CONVERT THE
COMPANY'S SUPERVISORY BOARD INTO A
PERMANENT BODY
12 CONSOLIDATION OF THE COMPANY'S BYLAWS, Mgmt For For
ACCORDING TO THE MANAGEMENT PROPOSAL
13 IN THE EVENT OF A SECOND CALL OF THE Mgmt For For
EXTRAORDINARY SHAREHOLDERS GENERAL MEETING,
THE VOTING INSTRUCTIONS PROVIDED IN THIS
VOTING FORM MAY ALSO BE CONSIDERED FOR THE
EXTRAORDINARY SHAREHOLDERS GENERAL MEETING
ON SECOND CALL
--------------------------------------------------------------------------------------------------------------------------
REALTEK SEMICONDUCTOR CORP Agenda Number: 714115361
--------------------------------------------------------------------------------------------------------------------------
Security: Y7220N101
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: TW0002379005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 DISTRIBUTION OF 2020 RETAINED Mgmt For For
EARNINGS.PROPOSED CASH DIVIDEND TWD 12 PER
SHARE FROM RETAINED EARNINGS. PROPOSED CASH
DIVIDEND TWD 2 PER SHARE FROM CAPITAL
RESERVES.
3.1 THE ELECTION OF THE DIRECTOR.:COTEK Mgmt For For
PHARMACEUTICAL INDUSTRY CO.,
LTD,SHAREHOLDER NO.256,YEH NAN HORNG AS
REPRESENTATIVE
3.2 THE ELECTION OF THE DIRECTOR.:SONNEN Mgmt For For
LIMITED,SHAREHOLDER NO.239637,YEH PO LEN AS
REPRESENTATIVE
3.3 THE ELECTION OF THE DIRECTOR.:UNITED GLORY Mgmt For For
CO., LTD.,SHAREHOLDER NO.65704,CHIU SUN
CHIEN AS REPRESENTATIVE
3.4 THE ELECTION OF THE DIRECTOR.:UNITED GLORY Mgmt For For
CO., LTD.,SHAREHOLDER NO.65704,CHEN KUO
JONG AS REPRESENTATIVE
3.5 THE ELECTION OF THE DIRECTOR.:HUANG YUNG Mgmt For For
FANG,SHAREHOLDER NO.4926
3.6 THE ELECTION OF THE DIRECTOR.:YEN KUANG Mgmt For For
YU,SHAREHOLDER NO.36744
3.7 THE ELECTION OF THE DIRECTOR.:NI SHU Mgmt For For
CHING,SHAREHOLDER NO.88
3.8 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:TSAI TYAU CHANG,SHAREHOLDER
NO.Q102343XXX
3.9 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:CHEN FU YEN,SHAREHOLDER
NO.P100255XXX
3.10 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:LO CHUN PA,SHAREHOLDER
NO.J121210XXX
4 RELEASE THE DIRECTORS AND THEIR Mgmt For For
REPRESENTATIVES FROM NON-COMPETITION
RESTRICTIONS.
--------------------------------------------------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD Agenda Number: 712928588
--------------------------------------------------------------------------------------------------------------------------
Security: Y72570180
Meeting Type: AGM
Meeting Date: 15-Jul-2020
Ticker:
ISIN: IN9002A01024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 439015 DUE TO RECEIVED SPLITTING
OF RESOLUTION NO 1. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU.
1.A CONSIDER AND ADOPT: AUDITED FINANCIAL Mgmt For For
STATEMENT FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2020 AND THE REPORTS OF THE BOARD
OF DIRECTORS AND AUDITORS THEREON
1.B CONSIDER AND ADOPT: AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENT FOR THE FINANCIAL YEAR
ENDED MARCH 31, 2020 AND THE REPORT OF
AUDITORS THEREON
2 DECLARATION OF DIVIDEND ON EQUITY SHARES Mgmt For For
FOR THE FINANCIAL YEAR ENDED MARCH 31,
2020: RESOLVED THAT A DIVIDEND AT THE RATE
OF INR 6.50 (SIX RUPEES AND FIFTY PAISE
ONLY) PER EQUITY SHARE OF INR 10/- (TEN
RUPEES) EACH FULLY PAIDUP OF THE COMPANY,
AND A PRO-RATA DIVIDEND OF INR 1.625 ON
EACH OF THE PARTLY PAID-UP RIGHTS EQUITY
SHARES OF THE COMPANY, AS RECOMMENDED BY
THE BOARD OF DIRECTORS, BE AND IS HEREBY
DECLARED FOR THE FINANCIAL YEAR ENDED MARCH
31, 2020 AND THE SAME BE PAID OUT OF THE
PROFITS OF THE COMPANY FOR THE FINANCIAL
YEAR ENDED MARCH 31, 2020."
3 APPOINTMENT OF SHRI HITAL R. MESWANI, A Mgmt For For
DIRECTOR RETIRING BY ROTATION
4 APPOINTMENT OF SHRI P. M. S. PRASAD, A Mgmt For For
DIRECTOR RETIRING BY ROTATION
5 RE-APPOINTMENT OF SHRI HITAL R. MESWANI AS Mgmt For For
A WHOLE-TIME DIRECTOR
6 APPOINTMENT OF SHRI K. V. CHOWDARY AS A Mgmt For For
DIRECTOR
7 RATIFICATION OF THE REMUNERATION OF THE Mgmt For For
COST AUDITORS FOR THE FINANCIAL YEAR ENDING
MARCH 31, 2021
--------------------------------------------------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD Agenda Number: 712933818
--------------------------------------------------------------------------------------------------------------------------
Security: Y72596102
Meeting Type: AGM
Meeting Date: 15-Jul-2020
Ticker:
ISIN: INE002A01018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A TO CONSIDER AND ADOPT: RESOLVED THAT THE Mgmt For For
AUDITED FINANCIAL STATEMENT OF THE COMPANY
FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020
AND THE REPORTS OF THE BOARD OF DIRECTORS
AND AUDITORS THEREON, AS CIRCULATED TO THE
MEMBERS, BE AND ARE HEREBY CONSIDERED AND
ADOPTED
1.B TO CONSIDER AND ADOPT: RESOLVED THAT THE Mgmt For For
AUDITED CONSOLIDATED FINANCIAL STATEMENT OF
THE COMPANY FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2020 AND THE REPORT OF AUDITORS
THEREON, AS CIRCULATED TO THE MEMBERS, BE
AND ARE HEREBY CONSIDERED AND ADOPTED
2 TO DECLARE A DIVIDEND ON EQUITY SHARES FOR Mgmt For For
THE FY ENDED MARCH 31, 2020: "RESOLVED THAT
A DIVIDEND AT THE RATE OF INR 6.50 (SIX
RUPEES AND FIFTY PAISE ONLY) PER EQUITY
SHARE OF INR 10/- (TEN RUPEES) EACH FULLY
PAIDUP OF THE COMPANY, AND A PRO-RATA
DIVIDEND OF INR 1.625 ON EACH OF THE PARTLY
PAID-UP RIGHTS EQUITY SHARES OF THE
COMPANY, AS RECOMMENDED BY THE BOARD OF
DIRECTORS, BE AND IS HEREBY DECLARED FOR
THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND
THE SAME BE PAID OUT OF THE PROFITS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED MARCH
31, 2020."
3 TO APPOINT SHRI HITAL R. MESWANI, WHO Mgmt For For
RETIRES BY ROTATION AS A DIRECTOR
4 TO APPOINT SHRI P.M.S. PRASAD, WHO RETIRES Mgmt For For
BY ROTATION AS A DIRECTOR
5 TO RE APPOINT SHRI HITAL R. MESWANI AS A Mgmt For For
WHOLE TIME DIRECTOR
6 TO APPOINT SHRI K. V. CHOWDARY AS A Mgmt For For
DIRECTOR
7 TO RATIFY THE REMUNERATION OF COST AUDITORS Mgmt For For
FOR THE FY ENDING MARCH 31, 2021
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 436946 DUE TO SPLITTING OF
RESOLUTION 1. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD Agenda Number: 713658663
--------------------------------------------------------------------------------------------------------------------------
Security: Y72596102
Meeting Type: CRT
Meeting Date: 31-Mar-2021
Ticker:
ISIN: INE002A01018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 FOR THE PURPOSE OF THEIR CONSIDERING, AND Mgmt For For
IF THOUGHT FIT, APPROVING, WITH OR WITHOUT
MODIFICATION(S), THE PROPOSED SCHEME OF
ARRANGEMENT BETWEEN RELIANCE INDUSTRIES
LIMITED ("TRANSFEROR COMPANY" OR "COMPANY")
& ITS SHAREHOLDERS AND CREDITORS AND
RELIANCE O2C LIMITED ("TRANSFEREE COMPANY")
& ITS SHAREHOLDERS AND CREDITORS ("SCHEME")
--------------------------------------------------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD Agenda Number: 714272870
--------------------------------------------------------------------------------------------------------------------------
Security: Y72596102
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: INE002A01018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND ADOPT (A) THE AUDITED Mgmt For For
FINANCIAL STATEMENT OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2021 AND THE
REPORTS OF THE BOARD OF DIRECTORS AND
AUDITORS THEREON; AND (B) THE AUDITED
CONSOLIDATED FINANCIAL STATEMENT OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED MARCH
31, 2021AND THE REPORT OF AUDITORS THEREON
AND, IN THIS REGARD, TO CONSIDER AND IF
THOUGHT FIT, TO PASS, WITH OR WITHOUT
MODIFICATION(S), THE FOLLOWING RESOLUTIONS
AS ORDINARY RESOLUTIONS: A) 'RESOLVED THAT
THE AUDITED FINANCIAL STATEMENT OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED MARCH
31, 2021 AND THE REPORTS OF THE BOARD OF
DIRECTORS AND AUDITORS THEREON, AS
CIRCULATED TO THE MEMBERS, BE AND ARE
HEREBY CONSIDERED AND ADOPTED " B)
'RESOLVED THAT THE AUDITED CONSOLIDATED
FINANCIAL STATEMENT OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2021 AND THE
REPORT OF AUDITORS THEREON, AS CIRCULATED
TO THE MEMBERS, BE AND ARE HEREBY
CONSIDERED AND ADOPTED
2 RESOLVED THAT A DIVIDEND AT THE RATE OF INR Mgmt For For
7/- (SEVEN RUPEES ONLY) PER EQUITY SHARE OF
E 10/- (TEN RUPEES) EACH FULLY PAID-UP OF
THE COMPANY, AND A PRO-RATA DIVIDEND ON THE
PARTLY PAID-UP EQUITY SHARES OF THE COMPANY
(THAT IS, DIVIDEND IN PROPORTION TO THE
AMOUNT PAID-UP ON SUCH SHARES), AS
RECOMMENDED BY THE BOARD OF DIRECTORS, BE
AND IS HEREBY DECLARED FOR THE FINANCIAL
YEAR ENDED MARCH 31, 2021 AND THE SAME BE
PAID OUT OF THE PROFITS OF THE COMPANY
3 RESOLVED THAT IN ACCORDANCE WITH THE Mgmt Against Against
PROVISIONS OF SECTION 152 AND OTHER
APPLICABLE PROVISIONS OF THE COMPANIES ACT,
2013, SHRI NIKHIL R. MESWANI (DIN:
00001620), WHO RETIRES BY ROTATION AT THIS
MEETING, BE AND IS HEREBY APPOINTED AS A
DIRECTOR OF THE COMPANY
4 RESOLVED THAT IN ACCORDANCE WITH THE Mgmt Against Against
PROVISIONS OF SECTION 152 AND OTHER
APPLICABLE PROVISIONS OF THE COMPANIES ACT,
2013, SHRI PAWAN KUMAR KAPIL (DIN:
02460200), WHO RETIRES BY ROTATION AT THIS
MEETING, BE AND IS HEREBY APPOINTED AS A
DIRECTOR OF THE COMPANY
5 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt For For
SECTIONS 149, 152 READ WITH SCHEDULE IV AND
OTHER APPLICABLE PROVISIONS OF THE
COMPANIES ACT, 2013 ("THE ACT") AND THE
COMPANIES (APPOINTMENT AND QUALIFICATION OF
DIRECTORS) RULES, 2014 AND THE APPLICABLE
PROVISIONS OF THE SECURITIES AND EXCHANGE
BOARD OF INDIA (LISTING OBLIGATIONS AND
DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
(INCLUDING ANY STATUTORY MODIFICATION(S) OR
FOR TIME BEING IN FORCE), DR. SHUMEET
BANERJI (DIN: 02787784), WHO WAS APPOINTED
AS AN INDEPENDENT DIRECTOR END WHO HOLDS
OFFICE AS AN INDEPENDENT DIRECTOR UP TO
JULY 20, 2022 AND IN RESPECT OF WHOM THE
COMPANY HAS RECEIVED A NOTICE IN WRITING
UNDER SECTION 160 OF THE ACT FROM A MEMBER
PROPOSING HIS CANDIDATURE FOR THE OFFICE OF
DIRECTOR, BEING ELIGIBLE, BE AND IS HEREBY
RE-APPOINTED AS AN INDEPENDENT DIRECTOR,
NOT LIABLE TO RETIRE BY ROTATION AND TO
HOLD OFFICE FOR A SECOND TERM OF 5 (FIVE)
CONSECUTIVE YEARS, THAT IS, UP TO JULY 20,
2027, RESOLVED FURTHER THAT THE BOARD OF
DIRECTORS BE AND IS HEREBY AUTHORISED TO DO
ALL ACTS AND TAKE ALL SUCH STEPS ES MAY BE
NECESSARY, PROPER OR EXPEDIENT TO GIVE
EFFECT TO THIS RESOLUTION
6 RESOLVED THAT IN ACCORDANCE WITH THE Mgmt For For
PROVISIONS OF SECTION 148 AND OTHER
APPLICABLE PROVISIONS OF THE COMPANIES ACT,
2013 READ WITH THE COMPANIES (AUDIT AND
AUDITORS) RULES, 2014 (INCLUDING ANY
STATUTORY MODIFICATION(S) OR
RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING
IN FORCE), THE REMUNERATION, AS APPROVED BY
THE BOARD OF DIRECTORS AND SET OUT IN THE
STATEMENT ANNEXED TO THE NOTICE, TO BE PAID
TO THE COST AUDITORS APPOINTED BY THE BOARD
OF DIRECTORS, TO CONDUCT THE AUDIT OF COST
RECORDS OF THE COMPANY FOR THE FINANCIAL
YEAR ENDING MARCH 31, 2022, BE AND IS
HEREBY RATIFIED
CMMT 07 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ROSNEFT OIL COMPANY Agenda Number: 714136113
--------------------------------------------------------------------------------------------------------------------------
Security: 67812M207
Meeting Type: AGM
Meeting Date: 01-Jun-2021
Ticker:
ISIN: US67812M2070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 APPROVE ANNUAL REPORT Mgmt No vote
2 APPROVE FINANCIAL STATEMENTS Mgmt No vote
3 APPROVE ALLOCATION OF INCOME Mgmt No vote
4 APPROVE DIVIDENDS OF RUB 6.94 PER SHARE Mgmt No vote
5 APPROVE REMUNERATION OF DIRECTORS Mgmt No vote
6 APPROVE REMUNERATION OF MEMBERS OF AUDIT Mgmt No vote
COMMISSION
7 ELECT DIRECTORS Non-Voting
8.1 ELECT OLGA ANDRIANOVA AS MEMBER OF AUDIT Mgmt No vote
COMMISSION
8.2 ELECT PAVEL BUCHNEV AS MEMBER OF AUDIT Mgmt No vote
COMMISSION
8.3 ELECT ALEKSEI KULAGIN AS MEMBER OF AUDIT Mgmt No vote
COMMISSION
8.4 ELECT SERGEI POMA AS MEMBER OF AUDIT Mgmt No vote
COMMISSION
8.5 ELECT ZAKHAR SABANTSEV AS MEMBER OF AUDIT Mgmt No vote
COMMISSION
9 RATIFY ERNST AND YOUNG AS AUDITOR Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
S-OIL CORP Agenda Number: 713658980
--------------------------------------------------------------------------------------------------------------------------
Security: Y80710109
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: KR7010950004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against
3.1 ELECTION OF INSIDE DIRECTOR: HUSSAIN Mgmt For For
A.AL-QAHTANI
3.2 ELECTION OF A NON-PERMANENT DIRECTOR: Mgmt For For
MOHAMMED Y.AL-QAHTANI
3.3 ELECTION OF A NON-PERMANENT DIRECTOR: ZIAD Mgmt For For
T.AL-MURSHED
3.4 ELECTION OF A NON-PERMANENT DIRECTOR: Mgmt For For
S.M.AL-HEREAGI
3.5 ELECTION OF A NON-PERMANENT DIRECTOR: YAHYA Mgmt For For
A.ABUSHAL
3.6 ELECTION OF OUTSIDE DIRECTOR: HAN DEOK SU Mgmt Against Against
3.7 ELECTION OF OUTSIDE DIRECTOR: I JAE HUN Mgmt Against Against
3.8 ELECTION OF OUTSIDE DIRECTOR: SIN MI NAM Mgmt For For
3.9 ELECTION OF OUTSIDE DIRECTOR: JUNG SOON Mgmt Against Against
JANICE LEE
3.10 ELECTION OF OUTSIDE DIRECTOR: I JEON HWAN Mgmt For For
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: HWANG IN TAE
5.1 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt Against Against
AN OUTSIDE DIRECTOR: I JAE HUN
5.2 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: SIN MI NAM
5.3 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: I JEON HWAN
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
CMMT 08 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 3.1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD Agenda Number: 713609038
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 17-Mar-2021
Ticker:
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1.1 ELECTION OF OUTSIDE DIRECTOR: BAK BYEONG Mgmt For For
GUK
2.1.2 ELECTION OF OUTSIDE DIRECTOR: GIM JONG HUN Mgmt For For
2.2.1 ELECTION OF INSIDE DIRECTOR: GIM GI NAM Mgmt For For
2.2.2 ELECTION OF INSIDE DIRECTOR: GIM HYEON SEOK Mgmt For For
2.2.3 ELECTION OF INSIDE DIRECTOR: GO DONG JIN Mgmt For For
3 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: KIM SUNWOOK
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
CMMT 17 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG FIRE & MARINE INSURANCE CO. LTD Agenda Number: 713626402
--------------------------------------------------------------------------------------------------------------------------
Security: Y7473H108
Meeting Type: AGM
Meeting Date: 19-Mar-2021
Ticker:
ISIN: KR7000810002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1.1 ELECTION OF INSIDE DIRECTOR: CHOE YEONG MU Mgmt For For
2.1.2 ELECTION OF INSIDE DIRECTOR: HONG WON HAK Mgmt For For
2.1.3 ELECTION OF INSIDE DIRECTOR: HONG SEONG U Mgmt For For
2.2.1 ELECTION OF OUTSIDE DIRECTOR: GIM SEONG JIN Mgmt For For
3.1.1 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: GIM SEONG JIN
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG SDI CO. LTD Agenda Number: 713618897
--------------------------------------------------------------------------------------------------------------------------
Security: Y74866107
Meeting Type: AGM
Meeting Date: 17-Mar-2021
Ticker:
ISIN: KR7006400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 ELECTION OF INSIDE DIRECTOR: JANG HYEOK Mgmt For For
2.2 ELECTION OF INSIDE DIRECTOR: GIM JONG SEONG Mgmt For For
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SANLAM LTD Agenda Number: 713855332
--------------------------------------------------------------------------------------------------------------------------
Security: S7302C137
Meeting Type: AGM
Meeting Date: 09-Jun-2021
Ticker:
ISIN: ZAE000070660
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 545145 DUE TO RECEIPT OF CHANGE
IN DIRECTOR NAMES. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
O.1 TO PRESENT THE SANLAM ANNUAL REPORTING Mgmt For For
SUITE INCLUDING THE CONSOLIDATED AUDITED
FINANCIAL STATEMENTS, AUDITORS' AUDIT
COMMITTEES AND DIRECTORS' REPORTS
O.2 TO REAPPOINT ERNST & YOUNG AS INDEPENDENT Mgmt For For
EXTERNAL AUDITORS FOR 2021
O.3 TO REAPPOINT JOINT AUDITORS KPMG FOR THE Mgmt For For
2021 FINANCIAL YEA
O.4.1 TO APPOINT THE FOLLOWING ADDITIONAL Mgmt For For
DIRECTOR: NAS KRUGER
O.5.1 TO INDIVIDUALLY RE-ELECT THE FOLLOWING Mgmt For For
DIRECTOR RETIRING BY ROTATION: M MOKOKA
O.5.2 TO INDIVIDUALLY RE-ELECT THE FOLLOWING Mgmt For For
DIRECTOR RETIRING BY ROTATION: KT NONDUMO
O.5.3 TO INDIVIDUALLY RE-ELECT THE FOLLOWING Mgmt Against Against
DIRECTOR RETIRING BY ROTATION: J VAN ZYL
O.6.1 TO ELECT THE FOLLOWING TWO EXECUTIVE Mgmt For For
DIRECTOR: P HANRATTY
O.6.2 TO ELECT THE FOLLOWING TWO EXECUTIVE Mgmt For For
DIRECTOR: A MUKHUBA
O.7.1 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY AS MEMBER OF THE SANLAM AUDIT
COMMITTEE: AS BIRRELL
O.7.2 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY AS MEMBER OF THE SANLAM AUDIT
COMMITTEE: NAS KRUGER
O.7.3 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY AS MEMBER OF THE SANLAM AUDIT
COMMITTEE: M MOKOKA
O.7.4 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY AS MEMBER OF THE SANLAM AUDIT
COMMITTEE: JP MOLLER
O.7.5 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY AS MEMBER OF THE SANLAM AUDIT
COMMITTEE: KT NONDUMO
O.8.1 TO CAST A NON-BINDING ADVISORY VOTE ON THE Mgmt For For
COMPANY'S REMUNERATION POLICY: NON-BINDING
ADVISORY VOTE ON THE COMPANY'S REMUNERATION
POLICY
O.8.2 TO CAST A NON-BINDING ADVISORY VOTE ON THE Mgmt Against Against
COMPANY'S REMUNERATION POLICY: NON-BINDING
ADVISORY VOTE ON THE COMPANY'S REMUNERATION
IMPLEMENTATION REPORT
O.9 TO NOTE THE TOTAL AMOUNT OF NON-EXECUTIVE Mgmt For For
AND EXECUTIVE DIRECTORS' REMUNERATION FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020
O.10 TO PLACE UNISSUED SHARES UNDER THE CONTROL Mgmt For For
OF THE DIRECTORS
O.11 TO APPROVE THE GENERAL AUTHORITY TO ISSUE Mgmt For For
SHARES FOR CASH
O.12 TO AUTHORISE ANY DIRECTOR OF THE COMPANY, Mgmt For For
AND WHERE APPLICABLE, THE SECRETARY OF THE
COMPANY, TO IMPLEMENT THE AFORESAID
ORDINARY AND UNDERMENTIONED SPECIAL
RESOLUTIONS
A.S.1 TO APPROVE THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS OF THE COMPANY FOR
THEIR SERVICES FOR THE PERIOD 01 JULY 2021
TILL 30 JUNE 2022
B.S.2 TO GIVE AUTHORITY TO THE COMPANY OR A Mgmt For For
SUBSIDIARY OF THE COMPANY TO ACQUIRE THE
COMPANY'S SECURITIES
C.S.3 GENERAL AUTHORITY TO PROVIDE FINANCIAL Mgmt For For
ASSISTANCE IN TERMS OF SECTION 44 OF THE
COMPANIES ACT
D.S.4 GENERAL AUTHORITY TO PROVIDE FINANCIAL Mgmt For For
ASSISTANCE IN TERMS OF SECTION 45 OF THE
COMPANIES ACT
--------------------------------------------------------------------------------------------------------------------------
SAUDI BASIC INDUSTRIES CORPORATION Agenda Number: 713716059
--------------------------------------------------------------------------------------------------------------------------
Security: M8T36U109
Meeting Type: OGM
Meeting Date: 13-Apr-2021
Ticker:
ISIN: SA0007879121
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 VOTING ON THE AUDITOR REPORT FOR THE FISCAL Mgmt For For
YEAR ENDED 31/12/2020
2 VOTING ON THE FINANCIAL STATEMENTS FOR THE Mgmt For For
FISCAL YEAR ENDED 31/12/2020
3 VOTING ON THE REPORT OF THE BOARD OF Mgmt For For
DIRECTORS FOR THE FISCAL YEAR ENDED
31/12/2020
4 VOTING ON THE RECOMMENDATION OF THE AUDIT Mgmt For For
COMMITTEE, ON THE APPOINTMENT OF THE
EXTERNAL AUDITOR, FROM AMONG NOMINEES, TO
AUDIT THE QUARTERLY Q2, Q3 AND Q4 AND
ANNUAL FINANCIAL STATEMENTS FOR 2021, IN
ADDITION TO Q1 2022 FINANCIAL STATEMENTS,
AS WELL AS DETERMINING THEIR FEES
5 VOTING ON DIVIDEND DISTRIBUTION MADE FOR Mgmt For For
THE FIRST HALF OF 2020 OF A TOTAL AMOUNT OF
SR 4,500,000,000 AT SR 1.50 PER SHARE
REPRESENTING 15 PERCENT OF THE NOMINAL
VALUE PER SHARE
6 VOTING ON THE RECOMMENDATION OF THE BOARD Mgmt For For
OF DIRECTORS TO DISTRIBUTE CASH DIVIDENDS
TO THE SHAREHOLDERS FOR THE SECOND HALF OF
2020 AMOUNTING TO SR 4,500,000,000 AT SR
1.50 PER SHARE REPRESENTING 15 PERCENT OF
THE NOMINAL VALUE PER SHARE. THE MATURITY
DATE FOR THE DIVIDENDS, TO BE DISTRIBUTED
TO SHAREHOLDERS REGISTERED IN THE
DEPOSITORY CENTER, WILL BE THE END OF THE
SECOND TRADING DAY FOLLOWING THE DATE OF
THE GENERAL ASSEMBLY. THE DIVIDENDS, WILL
BE PAID ON 03/05/2021
7 VOTING ON AMENDMENT OF THE AUDIT COMMITTEE Mgmt Against Against
CHARTER
8 VOTING ON THE BOARD RESOLUTION CONCERNING Mgmt For For
APPOINTMENT OF ENG. KHALID HASHIM
AL-DABBAGH AS A NON-EXECUTIVE MEMBER OF THE
BOARD AS OF JUNE 16, 2020 TO COMPLETE THE
CURRENT BOARD TERM ENDING BY APRIL 9, 2022
IN SUCCESSION TO DR. ABDULAZIZ SALEH
ALJARBOU NON-EXECUTIVE MEMBER. PLEASE REFER
TO TADAWUL FOR THE CV
9 VOTING ON THE BOARD RESOLUTION CONCERNING Mgmt For For
APPOINTMENT OF ENG. ZIAD THAMER ALMURSHED
AS A NON-EXECUTIVE MEMBER OF THE BOARD AS
OF JUNE 16, 2020 TO COMPLETE THE CURRENT
BOARD TERM ENDING BY APRIL 9, 2022 IN
SUCCESSION TO MR. RASHID IBRAHIM SHERIF
NON-EXECUTIVE MEMBER. PLEASE REFER TO
TADAWUL FOR THE CV
10 VOTING ON THE BOARD RESOLUTION CONCERNING Mgmt For For
APPOINTMENT OF MR. OLIVIER GERARD THOREL AS
A NON-EXECUTIVE MEMBER OF THE BOARD AS OF
JUNE 16, 2020 TO COMPLETE THE CURRENT BOARD
TERM ENDING BY APRIL 9, 2022 IN SUCCESSION
TO MR. ROBERTO CESAR GUALDONI NON-EXECUTIVE
MEMBER. PLEASE REFER TO TADAWUL FOR THE CV
11 VOTING ON INCREASING THE AUDIT COMMITTEE Mgmt For For
MEMBERS TO BECOME FIVE 5 INSTEAD OF FOUR 4
AND APPOINTING MR. SALAH MOHAMMAD AL-HERAKY
AS A MEMBER FROM OUTSIDE THE BOARD OF THE
COMMITTEE AS OF THE GENERAL ASSEMBLY
APPROVAL DATE UP TO THE END OF THE CURRENT
COMMITTEE TERM APRIL 9, 2022. PLEASE REFER
TO TADAWUL FOR THE CV
12 VOTING ON THE DISCHARGE OF THE BOARD OF Mgmt For For
DIRECTORS MEMBERS FOR THE FISCAL YEAR ENDED
31/12/2020
13 VOTING ON THE BOARD OF DIRECTORS' MANDATE Mgmt For For
TO DISTRIBUTE QUARTERLY OR SEMI-ANNUAL
DIVIDENDS FOR THE FISCAL YEAR 2021
--------------------------------------------------------------------------------------------------------------------------
SAUDI TELECOM COMPANY Agenda Number: 713822775
--------------------------------------------------------------------------------------------------------------------------
Security: M8T596104
Meeting Type: EGM
Meeting Date: 26-Apr-2021
Ticker:
ISIN: SA0007879543
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 VOTING ON THE REPORT OF THE BOARD OF Mgmt For For
DIRECTORS FOR THE FINANCIAL YEAR ENDED
31/12/2020
2 VOTING ON THE COMPANY EXTERNAL AUDITOR Mgmt For For
REPORT FOR THE FINANCIAL YEAR ENDED
31/12/2020
3 VOTING ON THE COMPANY FINANCIAL STATEMENTS Mgmt For For
FOR THE FINANCIAL YEAR ENDED 31/12/2020
4 VOTING ON THE AMENDMENT TO ARTICLE (17) OF Mgmt For For
THE COMPANY BY-LAWS RELATING TO THE COMPANY
BOARD OF DIRECTORS
5.1 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. TALAL OTHMAN
ABDUL MOHSEN AL-MUAMMAR
5.2 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. YASER MOHAMMED
ATIQ AL-HARBI
5.3 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. THAMER MUSFER
AWADH AL-WADEY
5.4 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. SULTAN MOHAMMED A
GARAMISH
5.5 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. MOHAMMAD ABDULLAH
SALEH AL-GHAMDI
5.6 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. AHMED TAREK ABDUL
RAHMAN MURAD
5.7 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. ABDULLAH SUGHAIR
MOHAMMED AL-HUSSAINI
5.8 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. MOHAMMED TALAL
MOHAMMED AL-NAHAS
5.9 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. AMMR KHALED ABDUL
FATAH KURDI
5.10 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. AHMED SIRAG
KHOGEER
5.11 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. AHMED MOHAMMED
ABDUL QADER AL-OMRAN
5.12 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. FAHAD SAAD
MOHAMMED AL-SHEAIBI
5.13 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. MUJTABA NADER
MOHAMMED AL-KHONAIZI
5.14 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: DR. FAHAD ABDULLAH
HAMED AL-HOAIMANI
5.15 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. ABDULLAH ABDUL
RAHMAN ABDULLAH AL-ALSHAIKH
5.16 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. NABEEL ABDUL
QADER HAMZA KOSHAK
5.17 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. ABDUL HADI ABDUL
RAHMAN YAHYA ABU AL-KHAIR
5.18 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. RIYADH KAMAL
KHODOR NAJM
5.19 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. MAJED AHMED
IBRAHIM AL-SUWAIGH
5.20 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. MOHAMMED KHALED
AL-ABDULLAH AL-FAISAL
5.21 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. WALEED IBRAHEEM
SHUKRI
5.22 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. HUSSAM BANDAR
FAHAD AL-SUWAILEM
5.23 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MRS. HUDA MOHAMMED
NASSER AL-GHOSON
5.24 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. ABDULLAH ALI
IBRAHEEM AL-ABOODI
5.25 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. SALMAN SALEM
AHMED AL-KHALDI
5.26 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MRS. SARA BINT JAMAZ
AL-SUHAIMI
5.27 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. BASEM ABDULLAH
AL-SALLOM
5.28 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. ABDUL AZIZ
MOHAMMED ABDUL AZIZ AL-ABDULWAHAB
5.29 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. SANJAY KAPOOR
5.30 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: DR. KHALED HUSSIEN
SALEH BIYARI
5.31 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. ARNDT F.
RAUTENBERG
5.32 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MRS. RANIA MAHMOUD
ABDULWAHAB NASHAR
5.33 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. YAZEED ABDUL
RAHMAN IBRAHEEM AL-HUMIED
5.34 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. JAMEEL ABDULLAH
ABDUL AZIZ AL-MULHEM
5.35 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 28/04/2021
ENDING ON 27/04/2024: MR. OSAMA YASEEN
AHMED AL-KHIARY
6 VOTING ON APPOINTING AN EXTERNAL AUDITOR Mgmt For For
FOR THE COMPANY AMONG THOSE NOMINEES BASED
ON THE RECOMMENDATION OF THE AUDIT
COMMITTEE TO EXAMINE, REVIEW AND AUDIT THE
FINANCIAL STATEMENTS FOR THE SECOND, THIRD
AND FOURTH QUARTERS AND AUDIT ANNUAL
FINANCIAL STATEMENTS OF THE FINANCIAL YEAR
2021 AND THE FIRST QUARTER OF THE FINANCIAL
YEAR 2022 AND DETERMINE THEIR FEES
7 VOTING ON THE BOARD OF DIRECTORS Mgmt For For
RECOMMENDATION FOR THE ADDITIONAL ONE-TIME
DISTRIBUTIONS FOR THE YEAR 2020, OF SAR (1)
PER SHARE WHICH REPRESENTS 10% OF THE SHARE
NOMINAL VALUE WITH A TOTAL AMOUNT OF SAR
(2,000) MILLION, THE ELIGIBILITY FOR
DIVIDEND WILL BE TO SHAREHOLDERS WHO OWN
THE SHARES ON THE DAY OF COMPANY GENERAL
ASSEMBLY AND REGISTERED IN THE COMPANY
SHAREHOLDERS REGISTER AT SECURITIES
DEPOSITORY CENTER BY THE END OF THE SECOND
TRADING DAY FOLLOWING THE DAY OF GENERAL
ASSEMBLY, THUS THE TOTAL DIVIDENDS
DISTRIBUTED AND PROPOSED TO BE DISTRIBUTED
FOR THE YEAR 2020 IS SAR (5) PER SHARE
WHICH REPRESENTS 50% OF THE SHARE NOMINAL
VALUE WITH A TOTAL AMOUNT OF SAR (10,000)
MILLION, THE DISTRIBUTION DATE WILL BE
ANNOUNCED LATER
8 VOTING ON DELEGATING TO THE BOARD OF Mgmt For For
DIRECTORS THE AUTHORIZATION POWERS OF THE
GENERAL ASSEMBLY STIPULATED IN PARAGRAPH
(1) OF ARTICLE 71 OF THE COMPANIES LAW, FOR
A PERIOD OF ONE YEAR STARTING FROM THE DATE
OF THE APPROVAL BY THE GENERAL ASSEMBLY OR
UNTIL THE END OF THE DELEGATED BOARD OF
DIRECTORS' TERM, WHICHEVER IS EARLIER, IN
ACCORDANCE WITH THE CONDITIONS SET FORTH IN
THE REGULATORY RULES AND PROCEDURES ISSUED
PURSUANT TO THE COMPANIES LAW RELATING TO
LISTED JOINT STOCK COMPANIES
9 VOTING THE BUSINESS AND CONTRACTS THAT HAVE Mgmt For For
BEEN CONCLUDED BETWEEN THE COMPANY AND
MASDR DATA SOLUTIONS, "A SUBSIDIARY OF THE
GENERAL ORGANIZATION FOR SOCIAL INSURANCE
(GOSI)". IN WHICH MR. AHMED BIN MOHAMMED
AL-OMRAN (A MEMBER OF THE BOARD OF
DIRECTORS) HAS AN INDIRECT INTEREST, WITH
AN AMOUNT OF SAR (215,000) IN 2020, AND
THEY ARE CONTRACTS IN THE NORMAL COURSE OF
BUSINESS AND GENERAL COMMERCIAL TERMS AND
CONTAINS NO PREFERENTIAL CONDITIONS
10 VOTING ON THE PAYMENT AN AMOUNT OF SAR Mgmt For For
(4,425,000) AS REMUNERATION TO THE MEMBERS
OF THE BOARD OF DIRECTORS FOR THE FINANCIAL
YEAR ENDED 31/12/2020
--------------------------------------------------------------------------------------------------------------------------
SAUDI TELECOM COMPANY Agenda Number: 714226304
--------------------------------------------------------------------------------------------------------------------------
Security: M8T596104
Meeting Type: OGM
Meeting Date: 01-Jun-2021
Ticker:
ISIN: SA0007879543
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 VOTING ON FORMING THE AUDIT COMMITTEE AC, Mgmt For For
CONTROLS AND PROCEDURES OF ITS WORK, AND
REMUNERATIONS. STARTING 1/6/2021 AND UNTIL
THE END OF THE TERM ON 27/4/2024: MR.
WALEED I. SHUKRI
1.2 VOTING ON FORMING THE AUDIT COMMITTEE AC, Mgmt For For
CONTROLS AND PROCEDURES OF ITS WORK, AND
REMUNERATIONS. STARTING 1/6/2021 AND UNTIL
THE END OF THE TERM ON 27/4/2024: MR.
KHALED A. ALANKARI
1.3 VOTING ON FORMING THE AUDIT COMMITTEE AC, Mgmt For For
CONTROLS AND PROCEDURES OF ITS WORK, AND
REMUNERATIONS. STARTING 1/6/2021 AND UNTIL
THE END OF THE TERM ON 27/4/2024: MR.
MEDHAT F. TAWFIK
1.4 VOTING ON FORMING THE AUDIT COMMITTEE AC, Mgmt For For
CONTROLS AND PROCEDURES OF ITS WORK, AND
REMUNERATIONS. STARTING 1/6/2021 AND UNTIL
THE END OF THE TERM ON 27/4/2024: DR. AMMR
K. KURDI
2 VOTING ON AMENDING THE AUDIT COMMITTEE Mgmt For For
CHARTER NOTING THAT THE ASSEMBLY SHALL BE
VALID, IF IT IS PRESENTED BY ANY NUMBER OF
SHAREHOLDERS EACH SHAREHOLDER HAS THE RIGHT
TO ATTEND THE GENERAL ASSEMBLY MEETING
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 572057 DUE TO RECEIPT OF
SPLITTING OF RESOLUTION 1. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
SAVOLA GROUP, JEDDAH Agenda Number: 713822838
--------------------------------------------------------------------------------------------------------------------------
Security: M8237G108
Meeting Type: EGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: SA0007879162
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 VOTING ON THE COMPANY EXTERNAL AUDITOR Mgmt For For
REPORT FOR THE FINANCIAL YEAR ENDED
31/12/2020
2 VOTING ON THE COMPANY CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31/12/2020
3 VOTING ON THE REPORT OF THE BOARD OF Mgmt For For
DIRECTORS FOR THE FINANCIAL YEAR ENDED
31/12/2020
4 VOTING ON THE DISCHARGE OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS FROM LIABILITY FOR
THE FINANCIAL YEAR ENDED 31/12/2020
5 VOTING ON THE PAYMENT OF SAR (2,200,000) AS Mgmt For For
REMUNERATION TO THE BOARD OF DIRECTORS
MEMBERS FOR THE FINANCIAL YEAR ENDED ON
31/12/2020
6 VOTING ON APPOINTING AN EXTERNAL AUDITOR Mgmt For For
FOR THE COMPANY AMONG THOSE NOMINEES BASED
ON THE RECOMMENDATION OF THE AUDIT
COMMITTEE TO EXAMINE, REVIEW AND AUDIT THE
FINANCIAL STATEMENTS FOR THE (SECOND, THIRD
AND FOURTH) QUARTERS AND AUDIT ANNUAL
FINANCIAL STATEMENTS OF THE FINANCIAL YEAR
2021, AND AUDIT THE FINANCIAL STATEMENTS
FOR THE (FIRST, SECOND, THIRD AND FOURTH)
QUARTERS AND ANNUAL FINANCIAL STATEMENTS OF
THE FINANCIAL YEAR 2022, AND THE FIRST
QUARTER OF THE FINANCIAL YEAR 2023 AND
DETERMINE THEIR FEES
7 VOTING ON A RECOMMENDATION OF THE BOARD OF Mgmt For For
DIRECTORS TO DISTRIBUTE CASH DIVIDENDS TO
SHAREHOLDERS FOR THE YEAR 2020, AMOUNTING
TO SAR (400.5) MILLION AT SAR 0.75 PER
SHARE, WHICH REPRESENT 7.5 % OF SHARE
NOMINAL VALUE; WHERE THE ELIGIBILITY WILL
BE TO THE SHAREHOLDERS OWNING SHARES ON THE
EXTRAORDINARY GENERAL MEETING DATE, AND
THOSE WHOSE REGISTERED IN THE COMPANY'S
SHARE REGISTRY AT THE DEPOSITORY CENTER AT
THE END OF THE SECOND TRADING DAY FOLLOWING
THE DUE DATE. THE DATE OF DIVIDENDS
DISTRIBUTION WILL BE ANNOUNCED LATER
8 VOTING ON THE SHARE BUY-BACK OF (1,200,000) Mgmt Against Against
SHARES OF THE COMPANY ORDINARY SHARES TO BE
RETAINED AS TREASURY SHARES TO COVER THE
NEW SHARES REQUIRED FOR THE SECOND AND
THIRD TRANCHES OF THE CURRENT APPROVED
EMPLOYEES LONG TERM INCENTIVE PROGRAM
(LTIP) IN LINE WITH THE TIMEFRAME FOR EACH
TRANCHE AND THE APPROVED CRITERIA, TERMS
AND THE POLICIES THAT GOVERN THE PROGRAM;
AND AUTHORIZE THE BOARD TO FINALIZE THE
BUY-BACK TRANSACTION WITHIN A MAXIMUM
PERIOD OF TWELVE (12) MONTHS FROM THE DATE
OF THE EXTRAORDINARY GENERAL ASSEMBLY
RESOLUTION, WITH THE BOARD RIGHT TO
DELEGATE OTHERS AND DETERMINE THE TERMS AND
CONDITIONS OF THE PROGRAM AND ITS
IMPLEMENTATION INCLUDING THE ALLOCATION OF
THE PRICE FOR EACH SHARE OFFERED TO
EMPLOYEES IF OFFERED FOR CONSIDERATION. THE
PURCHASE OF THESE SHARES WILL BE FUNDED
THROUGH THE COMPANY INTERNAL RESOURCES. THE
MAXIMUM TIME PERIOD DURING WHICH THE
COMPANY MAY RETAIN ITS TREASURY SHARES
WITHOUT SELLING OR ALLOCATING THEM TO LTIP
PROGRAM SHALL NOT EXCEED FIVE YEARS FROM
THE DATE THE EGM APPROVAL
9 VOTING ON THE BOARD OF DIRECTORS RESOLUTION Mgmt For For
TO APPOINT MR. TAREQ ABDULLAH AL-GARAAWY,
AS A MEMBER OF THE AUDIT COMMITTEE (FROM
OUTSIDE THE BOARD OF DIRECTORS) EFFECTIVE
FROM 06/10/2020 UNTIL THE END OF THE
CURRENT OFFICE TERM OF THE AUDIT COMMITTEE
30/09/2022, SUCCEEDING THE FORMER AUDIT
COMMITTEE MEMBER DR. AMR KURDI (FROM
OUTSIDE THE BOARD OF DIRECTORS). THIS
APPOINTMENT IS IN LINE WITH THE AUDIT
COMMITTEE CHARTER
10 VOTING ON THE COMPANY SOCIAL RESPONSIBILITY Mgmt For For
POLICY
11 VOTING ON THE TRANSACTIONS AND CONTRACTS OF Mgmt For For
PURCHASING CONSUMER FOODS GOODS WHICH WILL
BE EXECUTED BETWEEN PANDA RETAIL CO. (A
SUBSIDIARY OF SAVOLA) AND ALMARAI CO. IN
WHICH SAVOLA GROUP OWNS 34.52% AND ITS
SUBSIDIARIES, IN WHICH TWO OF SAVOLA
DIRECTORS MR. SULAIMAN A. AL-MUHAIDIB, AND
MR. BADER ABDULLAH AL ISSA HAVE INDIRECT
INTEREST. NOTING THAT THE LAST YEAR 2020
TRANSACTIONS AND CONTRACTS AMOUNTED TO SAR
(801.08) MILLION. THOSE ARE CONTINUING AND
EXISTING CONTRACTS IN THE NORMAL COURSE OF
BUSINESS, AND GENERAL COMMERCIAL TERMS
EXECUTED WITHOUT ANY PREFERENTIAL
CONDITIONS
12 VOTING ON THE TRANSACTIONS AND CONTRACTS OF Mgmt For For
SELLING SUGAR WHICH WILL BE EXECUTED
BETWEEN UNITED SUGAR COMPANY (A SUBSIDIARY
OF SAVOLA FOODS CO.) AND ALMARAI CO., IN
WHICH SAVOLA GROUP OWNS 34.52% AND ITS
SUBSIDIARIES, WHERE TWO OF SAVOLA DIRECTORS
MR. SULAIMAN A. AL-MUHAIDIB, AND MR. BADER
ABDULLAH AL ISSA HAVE INDIRECT INTEREST.
NOTING THAT LAST THE YEAR 2020 TRANSACTIONS
AND CONTRACTS WERE AMOUNTED TO SAR (39.19)
MILLION. THOSE ARE CONTINUING AND EXISTING
CONTRACTS IN THE NORMAL COURSE OF BUSINESS
AND GENERAL COMMERCIAL TERMS EXECUTED
WITHOUT ANY PREFERENTIAL CONDITIONS
13 VOTING ON THE TRANSACTIONS AND CONTRACTS OF Mgmt For For
SELLING SPECIALTY FATS AND MARGARINE
PRODUCTS WHICH WILL BE EXECUTED BETWEEN THE
INTERNATIONAL FOODS INDUSTRIES CO. (A
SUBSIDIARY OF SAVOLA FOOD CO.) AND ALMARAI
CO., IN WHICH SAVOLA GROUP OWNS 34.52%,
WHERE TWO OF SAVOLA DIRECTORS MR. SULAIMAN
A. AL-MUHAIDIB, AND MR. BADER ABDULLAH AL
ISSA HAVE INDIRECT INTEREST. NOTING THAT
THE LAST YEAR 2020 TRANSACTIONS AND
CONTRACTS WERE AMOUNTED TO SAR (38.18)
MILLION. THOSE ARE CONTINUING AND EXISTING
CONTRACTS IN THE NORMAL COURSE OF BUSINESS
AND GENERAL COMMERCIAL TERMS EXECUTED
WITHOUT ANY PREFERENTIAL CONDITIONS
14 VOTING G ON THE TRANSACTIONS AND CONTRACTS Mgmt For For
OF PURCHASING PRODUCTS WHICH WILL BE
EXECUTED BETWEEN AFIA INTERNATIONAL FOR
MARKETING AND DISTRIBUTION CO. (A
SUBSIDIARY OF SAVOLA FOOD CO.) AND ALMARAI
CO., IN WHICH SAVOLA GROUP OWNS 34.52%,
WHERE TWO OF SAVOLA DIRECTORS MR. SULAIMAN
A. AL-MUHAIDIB, AND MR. BADER ABDULLAH AL
ISSA HAVE INDIRECT INTEREST. NOTING THAT
THE LAST YEAR 2020 TRANSACTIONS AND
CONTRACTS WERE AMOUNTED TO SAR (8.89)
MILLION. THOSE ARE CONTINUING AND EXISTING
CONTRACTS IN THE NORMAL COURSE OF BUSINESS
AND GENERAL COMMERCIAL TERMS EXECUTED
WITHOUT ANY PREFERENTIAL CONDITIONS
15 VOTING ON THE TRANSACTIONS AND CONTRACTS OF Mgmt For For
PURCHASING FOOD PRODUCTS WHICH WILL BE
EXECUTED BETWEEN PANDA RETAIL CO. (A
SUBSIDIARY OF SAVOLA) AND MAYAR FOODS CO.
(A SUBSIDIARY OF ABDULKADER AL-MUHAIDIB &
SONS CO. WHICH OWNS 8.23% OF SAVOLA
SHARES), WHERE TWO OF SAVOLA DIRECTORS MR.
SULAIMAN A. ALMUHAIDIB, AND MR. ESSAM A.
AL-MUHAIDIB HAVE INDIRECT INTEREST. NOTING
THAT THE LAST YEAR 2020 TRANSACTIONS AND
CONTRACTS WERE AMOUNTED TO SAR (105.88)
MILLION. THOSE ARE CONTINUING AND EXISTING
CONTRACTS IN THE NORMAL COURSE OF BUSINESS
AND GENERAL COMMERCIAL TERMS EXECUTED
WITHOUT ANY PREFERENTIAL CONDITIONS
16 VOTING ON THE TRANSACTIONS AND CONTRACTS OF Mgmt For For
PURCHASING FOOD PRODUCTS WHICH WILL BE
EXECUTED BETWEEN PANDA RETAIL CO. (A
SUBSIDIARY OF SAVOLA) AND DEL MONTE SAUDI
ARABIA (A SUBSIDIARY OF ABDULKADER
AL-MUHAIDIB & SONS CO. WHICH OWNS 8.23% OF
SAVOLA SHARES), WHERE TWO OF SAVOLA
DIRECTORS MR. SULAIMAN A. AL-MUHAIDIB, AND
MR. ESSAM A. AL-MUHAIDIB HAVE INDIRECT
INTEREST. NOTING THAT THE LAST YEAR 2020
TRANSACTIONS AND CONTRACTS AMOUNTED TO SAR
(131.64) MILLION. THOSE ARE CONTINUING AND
EXISTING CONTRACTS IN THE NORMAL COURSE OF
BUSINESS AND GENERAL COMMERCIAL TERMS
EXECUTED WITHOUT ANY PREFERENTIAL
CONDITIONS
17 VOTING ON THE TRANSACTIONS AND CONTRACTS OF Mgmt For For
LEASING SPACES FOR SELLING FOODS PRODUCTS
INSIDE PANDA SHOPPING CENTERS WHICH WILL BE
EXECUTED BETWEEN PANDA RETAIL CO. (A
SUBSIDIARY OF SAVOLA) AND DEL MONTE SAUDI
ARABIA (A SUBSIDIARY OF ABDULKADER
AL-MUHAIDIB & SONS CO.) WHICH OWNS 8.23% OF
SAVOLA SHARES AND, WHERE TWO OF SAVOLA
DIRECTORS MR. SULAIMAN A. AL-MUHAIDIB, AND
MR. ESSAM A. AL-MUHAIDIB HAVE INDIRECT
INTEREST. NOTING THAT THE LAST YEAR 2020
TRANSACTIONS AND CONTRACTS AMOUNTED TO SAR
(555) THOUSAND. THOSE ARE CONTINUING AND
EXISTING CONTRACTS IN THE NORMAL COURSE OF
BUSINESS AND GENERAL COMMERCIAL TERMS
EXECUTED WITHOUT ANY PREFERENTIAL
CONDITIONS
18 VOTING ON THE TRANSACTIONS AND CONTRACTS OF Mgmt For For
PURCHASING FOOD PRODUCTS WHICH WILL BE
EXECUTED BETWEEN PANDA RETAIL CO. (A
SUBSIDIARY OF SAVOLA) AND NESTLE SAUDI
ARABIA LTD. AND ITS SUBSIDIARIES (IN WHICH
ABDULKADER ALMUHAIDIB & SONS CO. OWNS MAJOR
STAKE WHICH IN TURN OWNS 8.23% OF SAVOLA
SHARES), IN WHICH TWO OF SAVOLA DIRECTORS
MR. SULAIMAN A. AL-MUHAIDIB, AND MR. ESSAM
A. AL-MUHAIDIB HAVE INDIRECT INTEREST.
NOTING THAT THE LAST YEAR 2020 TRANSACTIONS
AND CONTRACTS AMOUNTED TO SAR (345.21)
MILLION. THOSE ARE CONTINUING AND EXISTING
CONTRACTS IN THE NORMAL COURSE OF BUSINESS
AND GENERAL COMMERCIAL TERMS EXECUTED
WITHOUT ANY PREFERENTIAL CONDITIONS
19 VOTING ON THE TRANSACTIONS AND CONTRACTS OF Mgmt For For
PURCHASING FOOD PRODUCTS WHICH WILL BE
EXECUTED BETWEEN PANDA RETAIL CO. (A
SUBSIDIARY OF SAVOLA) AND MANHAL WATER
FACTORY CO. LTD. (IN WHICH ABDULKADER
AL-MUHAIDIB & SONS CO. OWNS MAJOR STAKE
WHICH IN TURN OWNS 8.23% OF SAVOLA SHARES),
IN WHICH TWO OF SAVOLA DIRECTORS MR.
SULAIMAN A. AL-MUHAIDIB, AND MR. ESSAM A.
AL-MUHAIDIB HAVE INDIRECT INTEREST. NOTING
THAT THE LAST YEAR 2020 TRANSACTIONS AND
CONTRACTS AMOUNTED TO SAR (5.83) MILLION.
THOSE ARE CONTINUING AND EXISTING CONTRACTS
IN THE NORMAL COURSE OF BUSINESS AND
GENERAL COMMERCIAL TERMS EXECUTED WITHOUT
ANY PREFERENTIAL CONDITIONS
20 VOTING ON THE TRANSACTIONS AND CONTRACTS OF Mgmt For For
LEASING SITES WHICH WILL BE EXECUTED
BETWEEN PANDA RETAIL CO. (A SUBSIDIARY OF
SAVOLA) AND ABDULQADER AL-MUHAIDIB & SONS
CO. WHICH OWNS 8.23% OF SAVOLA SHARES), IN
WHICH TWO OF SAVOLA DIRECTORS MR. SULAIMAN
A. AL-MUHAIDIB, AND MR. ESSAM A.
AL-MUHAIDIB HAVE INDIRECT INTEREST. NOTING
THAT THE LAST YEAR 2020 TRANSACTIONS AND
CONTRACTS AMOUNTED TO SAR (7.20) MILLION.
THOSE ARE CONTINUING AND EXISTING CONTRACTS
IN THE NORMAL COURSE OF BUSINESS AND
GENERAL COMMERCIAL TERMS EXECUTED WITHOUT
ANY PREFERENTIAL CONDITIONS
21 VOTING ON THE TRANSACTIONS AND CONTRACTS OF Mgmt For For
LEASING SPACES FOR SELLING FOOD PRODUCTS
INSIDE PANDA SHOPPING CENTERS WHICH WILL BE
EXECUTED BETWEEN PANDA RETAIL CO. (A
SUBSIDIARY OF SAVOLA) AND ALMEHBAJ
ALSHAMIYAH TRADING CO. (A SUBSIDIARY OF
ABDULKADER AL-MUHAIDIB & SONS CO. WHICH
OWNS 8.23% OF SAVOLA SHARES), WHERE TWO OF
SAVOLA DIRECTORS MR. SULAIMAN A.
AL-MUHAIDIB, AND MR. ESSAM A. AL-MUHAIDIB
HAVE INDIRECT INTEREST. NOTING THAT THE
LAST YEAR 2020 TRANSACTIONS AND CONTRACTS
AMOUNTED TO SAR (34.31) MILLION. THOSE ARE
CONTINUING AND EXISTING CONTRACTS IN THE
NORMAL COURSE OF BUSINESS AND GENERAL
COMMERCIAL TERMS EXECUTED WITHOUT ANY
PREFERENTIAL CONDITIONS
22 VOTING ON THE TRANSACTIONS AND CONTRACTS OF Mgmt For For
SCRAP SALES WHICH WILL BE EXECUTED BETWEEN
PANDA RETAIL CO. (A SUBSIDIARY OF SAVOLA)
AND WASTE COLLECTION & RECYCLING COMPANY,
WHERE TWO OF SAVOLA DIRECTORS MR. SULAIMAN
A. AL-MUHAIDIB, AND MR. ESSAM A.
AL-MUHAIDIB, HAVE INDIRECT INTEREST. NOTING
THAT THE LAST YEAR 2020 TRANSACTIONS AND
CONTRACTS AMOUNTED TO SAR (5.49) MILLION.
THOSE ARE CONTINUING AND EXISTING CONTRACTS
IN THE NORMAL COURSE OF BUSINESS AND
GENERAL COMMERCIAL TERMS EXECUTED WITHOUT
ANY PREFERENTIAL CONDITIONS
23 VOTING ON THE TRANSACTIONS AND CONTRACTS OF Mgmt For For
LEASING SPACES FOR SELLING PRODUCTS INSIDE
PANDA SHOPPING CENTERS WHICH WILL BE
EXECUTED BETWEEN PANDA RETAIL CO. (A
SUBSIDIARY OF SAVOLA) AND ZOHOOR ALREEF
CO., WHERE TWO OF SAVOLA DIRECTORS MR.
SULAIMAN A. AL-MUHAIDIB, AND MR. ESSAM A.
AL-MUHAIDIB, HAVE INDIRECT INTEREST. NOTING
THAT THE LAST YEAR 2020 TRANSACTIONS AND
CONTRACTS AMOUNTED TO SAR (335) THOUSAND.
THOSE ARE CONTINUING AND EXISTING CONTRACTS
IN THE NORMAL COURSE OF BUSINESS AND
GENERAL COMMERCIAL TERMS EXECUTED WITHOUT
ANY PREFERENTIAL CONDITIONS
24 VOTING ON THE TRANSACTIONS AND CONTRACTS OF Mgmt For For
PURCHASING FOOD PRODUCTS WHICH WILL BE
EXECUTED BETWEEN PANDA RETAIL CO. (A
SUBSIDIARY OF SAVOLA) AND AL JAZIRAH DATES
& FOOD FACTORY IN WHICH TWO OF SAVOLA
DIRECTORS MR. SULAIMAN A. AL-MUHAIDIB, AND
MR. ESSAM A. AL-MUHAIDIB, HAVE INDIRECT
INTEREST. NOTING THAT THE LAST YEAR 2020
TRANSACTIONS AND CONTRACTS AMOUNTED TO SAR
(32) THOUSAND. THOSE ARE CONTINUING AND
EXISTING CONTRACTS IN THE NORMAL COURSE OF
BUSINESS AND GENERAL COMMERCIAL TERMS
EXECUTED WITHOUT ANY PREFERENTIAL
CONDITIONS
25 VOTING ON THE TRANSACTIONS AND CONTRACTS OF Mgmt For For
LEASING SHOPS AND RETAIL PURCHASES OF FOOD
PRODUCTS WHICH WILL BE EXECUTED BETWEEN
PANDA RETAIL CO. (A SUBSIDIARY OF SAVOLA)
AND HERFY FOOD SERVICES CO. IN WHICH SAVOLA
GROUP OWNS 49% (DIRECTLY AND INDIRECTLY);
WHERE TWO OF SAVOLA DIRECTORS MR. ESSAM A.
AL-MUHAIDIB, AND ENG. MUTAZ Q. ALAZAWI HAVE
INDIRECT INTEREST. NOTING THAT THE LAST
YEAR 2020 TRANSACTIONS AND CONTRACTS
AMOUNTED TO SAR (43.1) MILLION. THOSE ARE
CONTINUING CONTRACTS AND EXISTING IN THE
NORMAL COURSE OF BUSINESS AND GENERAL
COMMERCIAL TERMS EXECUTED WITHOUT ANY
PREFERENTIAL CONDITIONS
26 VOTING ON THE TRANSACTIONS AND CONTRACTS OF Mgmt For For
SELLING EDIBLE OIL PRODUCTS WHICH WILL BE
EXECUTED BETWEEN AFIA INTERNATIONAL (A
SUBSIDIARY OF SAVOLA) AND HERFY FOOD
SERVICES CO. IN WHICH SAVOLA GROUP OWNS 49%
(DIRECTLY AND INDIRECTLY), WHERE TWO OF
SAVOLA DIRECTORS MR. ESSAM A. AL-MUHAIDIB,
AND ENG. MUTAZ Q. ALAZAWI HAVE INDIRECT
INTEREST. NOTING THAT THE LAST YEAR 2020
TRANSACTIONS AND CONTRACTS AMOUNTED TO SAR
(2.59) MILLION. THOSE ARE CONTINUING AND
EXISTING CONTRACTS IN THE NORMAL COURSE OF
BUSINESS AND GENERAL COMMERCIAL TERMS
EXECUTED WITHOUT ANY PREFERENTIAL
CONDITIONS
27 VOTING ON THE TRANSACTIONS AND CONTRACTS OF Mgmt For For
SELLING SUGAR WHICH WILL BE EXECUTED
BETWEEN UNITED SUGAR COMPANY (A SUBSIDIARY
OF SAVOLA FOOD CO.) AND HERFY FOOD SERVICES
CO. IN WHICH SAVOLA GROUP OWNS 49%
(DIRECTLY AND INDIRECTLY); WHERE TWO OF
SAVOLA DIRECTORS MR. ESSAM A. AL-MUHAIDIB,
AND ENG. MUTAZ Q. ALAZAWI HAVE INDIRECT
INTEREST. NOTING THAT THE LAST YEAR 2020
TRANSACTIONS AND CONTRACTS AMOUNTED TO SAR
(2.26) MILLION. THOSE ARE CONTINUING AND
EXISTING CONTRACTS IN THE NORMAL COURSE OF
BUSINESS AND GENERAL COMMERCIAL TERMS
EXECUTED WITHOUT ANY PREFERENTIAL
CONDITIONS
28 VOTING ON THE TRANSACTIONS AND CONTRACTS OF Mgmt For For
SELLING SPECIALTY FATS AND MARGARINE
PRODUCTS WHICH WILL BE EXECUTED BETWEEN
INTERNATIONAL FOODS INDUSTRIES CO. (A
SUBSIDIARY OF SAVOLA FOOD CO.) AND HERFY
FOOD SERVICES CO. IN WHICH SAVOLA GROUP
OWNS 49% (DIRECTLY AND INDIRECTLY); WHERE
TWO OF SAVOLA DIRECTORS MR. ESSAM A.
AL-MUHAIDIB, AND ENG. MUTAZ Q. ALAZAWI HAVE
INDIRECT INTEREST. NOTING THAT THE LAST
YEAR 2020 TRANSACTIONS AND CONTRACTS
AMOUNTED TO SAR (3.39) MILLION. THOSE ARE
CONTINUING AND EXISTING CONTRACTS IN THE
NORMAL COURSE OF BUSINESS AND GENERAL
COMMERCIAL TERMS EXECUTED WITHOUT ANY
PREFERENTIAL CONDITIONS
29 VOTING ON THE TRANSACTIONS AND CONTRACTS OF Mgmt For For
SHOP LEASING WHICH WILL BE EXECUTED BETWEEN
PANDA RETAIL CO. (A SUBSIDIARY OF SAVOLA)
AND DUR HOSPITALITY CO., WHERE ONE OF
SAVOLA DIRECTORS MR. BADER ABDULLAH AL ISSA
HAS INDIRECT INTEREST. NOTING THAT THE LAST
YEAR 2020 TRANSACTIONS AND CONTRACTS
AMOUNTED TO SAR (10.50) MILLION. THOSE ARE
CONTINUING AND EXISTING CONTRACTS IN THE
NORMAL COURSE OF BUSINESS AND GENERAL
COMMERCIAL TERMS EXECUTED WITHOUT ANY
PREFERENTIAL CONDITIONS
30 VOTING ON THE TRANSACTIONS AND CONTRACTS OF Mgmt For For
SHOP LEASING WHICH WILL BE EXECUTED BETWEEN
PANDA RETAIL CO. (A SUBSIDIARY OF SAVOLA)
AND KINAN INTERNATIONAL FOR REAL ESTATE
DEVELOPMENT CO. IN WHICH SAVOLA GROUP OWNS
29.99%, WHERE ONE OF SAVOLA DIRECTORS MR.
MOHAMMED IBRAHIM AL-ISSA HAS INDIRECT
INTEREST. NOTING THAT THE LAST YEAR 2020
TRANSACTIONS AND CONTRACTS AMOUNTED TO SAR
(33.33) MILLION. THOSE ARE CONTINUING AND
EXISTING CONTRACTS IN THE NORMAL COURSE OF
BUSINESS AND GENERAL COMMERCIAL TERMS
EXECUTED WITHOUT ANY PREFERENTIAL
CONDITIONS
--------------------------------------------------------------------------------------------------------------------------
SBERBANK OF RUSSIA Agenda Number: 935268486
--------------------------------------------------------------------------------------------------------------------------
Security: 80585Y308
Meeting Type: Annual
Meeting Date: 25-Sep-2020
Ticker: SBRCY
ISIN: US80585Y3080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Annual Report for 2019. Mgmt For For
EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF
RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE
THEIR NAME, ADDRESS NUMBER OR SHARES AND
THE MANNER OF THE VOTE AS A CONDITION TO
VOTING.
2. Profit distribution and payment of Mgmt For For
dividends for 2019.
3. Appointment of an auditing organization. Mgmt For For
4. DIRECTOR
Esko Tapani Aho Mgmt For For
Leonid Boguslavsky Mgmt For For
Herman Gref Mgmt Withheld Against
Bella Zlatkis Mgmt For For
Sergey Ignatiev Mgmt For For
Michael Kovalchuk Mgmt Withheld Against
Vladimir Kolychev Mgmt Withheld Against
Nikolay Kudryavtsev Mgmt For For
Aleksander Kuleshov Mgmt For For
Gennady Melikyan Mgmt For For
Maksim Oreshkin Mgmt Withheld Against
Anton Siluanov Mgmt Withheld Against
Dmitry Chernyshenko Mgmt Withheld Against
Nadya Christina Wells Mgmt For For
5. Approval of a related-party transaction. Mgmt For For
6. Amendments to the Charter. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SBERBANK OF RUSSIA Agenda Number: 935384797
--------------------------------------------------------------------------------------------------------------------------
Security: 80585Y308
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: SBRCY
ISIN: US80585Y3080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Annual Report for 2020. Mgmt For For
EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF
RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE
THEIR NAME, ADDRESS NUMBER OR SHARES AND
THE MANNER OF THE VOTE AS A CONDITION TO
VOTING.
2. Distribution of profits and payment of Mgmt For For
dividends for 2020.
3. Appointment of the auditing organization. Mgmt For For
4. DIRECTOR
Esko Tapani Aho Mgmt For For
N. A. Braginsky Mounier Mgmt For For
Herman Gref Mgmt Withheld Against
Bella Zlatkis Mgmt Withheld Against
Sergey Ignatiev Mgmt Withheld Against
Mikhail Kovalchuk Mgmt Withheld Against
Vladimir Kolychev Mgmt Withheld Against
Nikolay Kudryavtsev Mgmt For For
Alexander Kuleshov Mgmt For For
Gennady Melikyan Mgmt Withheld Against
Maksim Oreshkin Mgmt Withheld Against
Anton Siluanov Mgmt Withheld Against
Dmitry Chernyshenko Mgmt Withheld Against
Nadya Christina Wells Mgmt For For
5. Approval of the new version of the Charter. Mgmt For For
6. Granting consent to a related-party Mgmt For For
transaction.
7. On approval of the amount of basic Mgmt For For
remuneration to the Supervisory Board
members.
8. Amendments to the Regulations on Mgmt For For
Remuneration and Compensation Payable to
Members of the Supervisory Board of
Sberbank.
--------------------------------------------------------------------------------------------------------------------------
SENDAS DISTRIBUIDORA SA Agenda Number: 713755633
--------------------------------------------------------------------------------------------------------------------------
Security: P8T81L100
Meeting Type: EGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: BRASAIACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 PROPOSAL OF AMENDMENT OF THE COMPANYS Mgmt Against Against
BYLAWS, PURSUANT TO THE MANAGEMENT
PROPOSAL, TO REFLECT THE GRANTING OF
CONTRACTS OF INDEMNITY, WHICH IS AN
IMPORTANT INSTRUMENT OF ATTRACTION AND
RETENTION OF EXECUTIVES, UPON PRIOR
APPROVAL OF THE COMPANYS BOARD OF DIRECTORS
2 PROPOSAL TO EXCLUDE ARTICLE 45 OF THE Mgmt For For
COMPANYS BYLAWS, AS PROPOSED BY THE
MANAGEMENT, SO THAT THIS ARTICLE PROVIDED
THAT THE EFFECTIVENESS OF CERTAIN CLAUSES
WERE SUBJECT TO THE BEGINNING OF THE TERM
OF THE NOVO MERCADO PARTICIPATION
AGREEMENT. AS THIS CONTRACT IS ALREADY IN
EFFECT, THE CLAUSE HAS LOST THE OBJECT
3 PROPOSAL FOR CONSOLIDATION OF THE COMPANYS Mgmt For For
BYLAWS, SUBJECT TO THE APPROVAL OF THE
RESOLUTIONS OF THE PREVIOUS ITEMS
4 APPROVAL FOR THE EVALUATION REPORT OF THE Mgmt For For
SPUN OFF PORTION OF COMPANHIA BRASILEIRA DE
DISTRIBUICAO APPROVED BY THE SHAREHOLDERS
IN ITEM 4.7 OF THE EXTRAORDINARY GENERAL
MEETING HELD ON 12.31.20, EGM OF THE SPIN
OFF, WHICH SHOULD HAVE BEEN INCLUDED IN ITS
ATTACHMENT 4.7 II. BUT WHICH WAS NOT
INCLUDED IN THE VERSION FILED WITH THE
BOARD OF TRADE OF THE STATE OF RIO DE
JANEIRO, JUCERJA, TO BE INCLUDED AS AN
ATTACHMENT TO THE MINUTES OF THIS MEETING
SO THAT IT CAN BE REGISTERED WITH JUCERJA
AS IF IT HAD BEEN INCLUDED IN THE EGM OF
THE SPIN OFF
5 IN THE EVENTUALITY OF A SECOND CALL OF THIS Mgmt For For
MEETING, THE VOTING INSTRUCTIONS IN THIS
VOTING LIST MAY ALSO BE CONSIDERED VALID
FOR THE PURPOSES OF HOLDING THE MEETING ON
SECOND CALL
CMMT 01 APR 2021: PLEASE NOTE THAT VOTES 'IN Non-Voting
FAVOR' AND 'AGAINST' IN THE SAME AGENDA
ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR
AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN
ARE ALLOWED. THANK YOU
CMMT 01 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SENDAS DISTRIBUIDORA SA Agenda Number: 713795877
--------------------------------------------------------------------------------------------------------------------------
Security: P8T81L100
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: BRASAIACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO TAKE OF THE MANAGEMENTS ACCOUNTS, AS Mgmt For For
WELL AS EXAMINATION, DISCUSSION AND VOTING
OF THE COMPANY'S MANAGEMENT REPORT AND
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2020
2 PROPOSAL FOR ALLOCATION OF THE NET PROFIT Mgmt For For
FOR THE FISCAL YEAR ENDED DECEMBER 31,
2020, AS DETAILED IN THE MANAGEMENT
PROPOSAL, IN THE FOLLOWING TERMS, I. BRL
5.245.374,62 TO THE LEGAL RESERVE, II. BR
394.944.343,74 AS MINIMUM MANDATORY
DIVIDENDS, FROM WHICH THIS AMOUNT, WAS
ALREADY PAID AS INTEREST ON EQUITY THE
GROSS AMOUNT OF BRL 310,000,000.00, WHICH
BRL 263,500,000.00 IS THE NET AMOUNT
ALREADY PAID TO THE SHAREHOLDERS, AND III.
BRL 998.833.031,22 TO THE EXPANSION RESERVE
ACCOUNT
3 RECTIFICATION OF THE ANNUAL GLOBAL Mgmt For For
COMPENSATION FOR THE MEMBERS OF COMPANY'S
MANAGEMENT AND COMPANY'S FISCAL COUNCIL, IN
CASE THE SHAREHOLDERS REQUEST ITS
INSTALLATION FOR THE YEAR 2021, IN THE
TERMS OF THE MANAGEMENT PROPOSAL, TO UP TO
BRL 92,332,869.71, BEING UP TO BRL
48,665,892.15 TO THE BOARD OF OFFICERS, UP
TO BRL 43,126,977.55 TO THE BOARD OF
DIRECTORS AND UP TO BRL 540,000.00 TO THE
FISCAL COUNCIL
4 DO YOU WISH TO REQUEST THE INSTATEMENT OF Mgmt For For
THE FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 161 OF LAW 6,404 OF 1976
5 IN THE EVENTUALITY OF A SECOND CALL OF THIS Mgmt For For
MEETING, THE VOTING INSTRUCTIONS IN THIS
VOTING LIST MAY ALSO BE CONSIDERED VALID
FOR THE PURPOSES OF HOLDING THE MEETING ON
SECOND CALL
--------------------------------------------------------------------------------------------------------------------------
SEVERSTAL PAO Agenda Number: 713004252
--------------------------------------------------------------------------------------------------------------------------
Security: 818150302
Meeting Type: EGM
Meeting Date: 28-Aug-2020
Ticker:
ISIN: US8181503025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PAY (ANNOUNCE) DIVIDENDS FOR THE RESULTS OF Mgmt For For
THE FIRST HALF OF 2020 IN THE AMOUNT OF 15
ROUBLES 44 KOPECKS PER ONE ORDINARY
REGISTERED SHARE. FORM OF THE DIVIDEND
PAYMENT: MONETARY FUNDS. THE PAYMENT OF
DIVIDENDS IN MONETARY FUNDS SHALL BE MADE
BY THE COMPANY BY MEANS OF BANK TRANSFER.
DETERMINE THE 8TH OF SEPTEMBER 2020 AS THE
DATE AS OF WHICH THE PERSONS ENTITLED TO
RECEIVE DIVIDENDS FOR THE RESULTS OF THE
FIRST HALF OF 2020 TO BE DETERMINED
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
--------------------------------------------------------------------------------------------------------------------------
SEVERSTAL PAO Agenda Number: 713340608
--------------------------------------------------------------------------------------------------------------------------
Security: 818150302
Meeting Type: EGM
Meeting Date: 27-Nov-2020
Ticker:
ISIN: US8181503025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED.
1 PAY (ANNOUNCE) DIVIDENDS FOR THE RESULTS OF Mgmt For For
THE NINE MONTHS OF 2020 IN THE AMOUNT OF 37
ROUBLES 34 KOPECKS PER ONE ORDINARY
REGISTERED SHARE. FORM OF THE DIVIDEND
PAYMENT: MONETARY FUNDS. THE PAYMENT OF
DIVIDENDS IN MONETARY FUNDS SHALL BE MADE
BY THE COMPANY BY MEANS OF BANK TRANSFER
DETERMINE THE 8TH OF DECEMBER 2020 AS THE
DATE AS OF WHICH THE PERSONS ENTITLED TO
RECEIVE DIVIDENDS FOR THE RESULTS OF THE
NINE MONTHS OF 2020 TO BE DETERMINED
--------------------------------------------------------------------------------------------------------------------------
SEVERSTAL PAO Agenda Number: 714013187
--------------------------------------------------------------------------------------------------------------------------
Security: 818150302
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: US8181503025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 10 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 10
DIRECTORS ARE TO BE ELECTED. BROADRIDGE
WILL APPLY CUMULATIVE VOTING EVENLY AMONG
ONLY DIRECTORS FOR WHOM YOU VOTE 'FOR,' AND
WILL SUBMIT INSTRUCTION TO THE LOCAL AGENT
IN THIS MANNER. CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
1.1 APPROVE THE ELECTION OF MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS OF PAO SEVERSTAL: ALEXEY
ALEXANDROVICH MORDASHOV
1.2 APPROVE THE ELECTION OF MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS OF PAO SEVERSTAL: ALEXANDER
ANATOLIEVICH SHEVELEV
1.3 APPROVE THE ELECTION OF MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS OF PAO SEVERSTAL: ALEXEY
GENNADIEVICH KULICHENKO
1.4 APPROVE THE ELECTION OF MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS OF PAO SEVERSTAL: ANNA
ANATOLIEVNA LVOVA
1.5 APPROVE THE ELECTION OF MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS OF PAO SEVERSTAL: AGNES ANNA
RITTER
1.6 APPROVE THE ELECTION OF MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS OF PAO SEVERSTAL: PHILIP JOHN
DAYER
1.7 APPROVE THE ELECTION OF MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS OF PAO SEVERSTAL: DAVID ALUN
BOWEN
1.8 APPROVE THE ELECTION OF MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS OF PAO SEVERSTAL: VEIKKO
SAKARI TAMMINEN
1.9 APPROVE THE ELECTION OF MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS OF PAO SEVERSTAL: VLADIMIR
ALEXANDROVICH MAU
1.10 APPROVE THE ELECTION OF MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS OF PAO SEVERSTAL: ALEXANDER
ALEXANDROVICH AUZAN
2 A) ALLOCATE THE PROFIT OF PAO SEVERSTAL Mgmt For For
BASED ON 2020 RESULTS. PAY (ANNOUNCE)
DIVIDENDS FOR 2020 RESULTS IN THE AMOUNT OF
36 ROUBLES 27 KOPECKS PER ONE ORDINARY
REGISTERED SHARE. FORM OF THE DIVIDEND
PAYMENT: MONETARY FUNDS. THE PAYMENT OF
DIVIDENDS IN MONETARY FUNDS SHALL BE MADE
BY THE COMPANY BY MEANS OF BANK TRANSFER.
DETERMINE THE 1ST OF JUNE 2021 AS THE DATE
AS OF WHICH THE PERSONS ENTITLED TO RECEIVE
DIVIDENDS FOR THE RESULTS OF 2020 TO BE
DETERMINED. B) PROFIT BASED ON 2020 RESULTS
NOT EARMARKED FOR THE PAYMENT OF DIVIDENDS
FOR 2020 RESULTS SHALL NOT BE ALLOCATED
3 PAY (ANNOUNCE) DIVIDENDS FOR THE RESULTS OF Mgmt For For
THE FIRST QUARTER OF 2021 IN THE AMOUNT OF
46 ROUBLES 77 KOPECKS PER ONE ORDINARY
REGISTERED SHARE. FORM OF THE DIVIDEND
PAYMENT: MONETARY FUNDS. THE PAYMENT OF
DIVIDENDS IN MONETARY FUNDS SHALL BE MADE
BY THE COMPANY BY MEANS OF BANK TRANSFER.
DETERMINE THE 1ST OF JUNE 2021 AS THE DATE
AS OF WHICH THE PERSONS ENTITLED TO RECEIVE
DIVIDENDS FOR THE RESULTS OF THE FIRST
QUARTER OF 2021 TO BE DETERMINED
4 APPROVE JSC "KPMG" (OGRN: 1027700125628, Mgmt For For
INN: 7702019950.) AS THE AUDITOR OF PAO
SEVERSTAL
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED.
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI LIANGXIN ELECTRICAL CO LTD Agenda Number: 713395538
--------------------------------------------------------------------------------------------------------------------------
Security: Y76899106
Meeting Type: EGM
Meeting Date: 04-Dec-2020
Ticker:
ISIN: CNE100001R74
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 EXPANSION OF THE COMPANY'S BUSINESS SCOPE Mgmt For For
AND AMENDMENTS TO THE COMPANY'S ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI LIANGXIN ELECTRICAL CO LTD Agenda Number: 713503616
--------------------------------------------------------------------------------------------------------------------------
Security: Y76899106
Meeting Type: EGM
Meeting Date: 27-Jan-2021
Ticker:
ISIN: CNE100001R74
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 PLAN FOR REPURCHASE OF SHARES: OBJECTIVE Mgmt For For
AND PURPOSE OF THE SHARE REPURCHASE
1.2 PLAN FOR REPURCHASE OF SHARES: METHOD OF Mgmt For For
THE SHARE REPURCHASE
1.3 PLAN FOR REPURCHASE OF SHARES: PRICE OR Mgmt For For
PRICE RANGE OF SHARES TO BE REPURCHASED AND
THE PRICING PRINCIPLES
1.4 PLAN FOR REPURCHASE OF SHARES: TYPE, NUMBER Mgmt For For
AND PERCENTAGE TO THE TOTAL CAPITAL OF
SHARES TO BE REPURCHASED
1.5 PLAN FOR REPURCHASE OF SHARES: AMOUNT AND Mgmt For For
SOURCE OF FUNDS TO BE USED IN SHARE
REPURCHASE
1.6 PLAN FOR REPURCHASE OF SHARES: TIME LIMIT Mgmt For For
OF THE SHARE REPURCHASE
2 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS REGARDING THE SHARE REPURCHASE
3 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI LIANGXIN ELECTRICAL CO LTD Agenda Number: 713588664
--------------------------------------------------------------------------------------------------------------------------
Security: Y76899106
Meeting Type: EGM
Meeting Date: 26-Feb-2021
Ticker:
ISIN: CNE100001R74
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPLICATION FOR COMPREHENSIVE CREDIT LINE Mgmt For For
TO BANKS
2 PROVISION OF GUARANTEE FOR THE CREDIT LINE Mgmt For For
APPLIED FOR BY A WHOLLY-OWNED SUBSIDIARY
3 LAUNCHING THE BILL POOL BUSINESS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI LIANGXIN ELECTRICAL CO LTD Agenda Number: 713731152
--------------------------------------------------------------------------------------------------------------------------
Security: Y76899106
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: CNE100001R74
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For
4 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY3.00000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):3.000000
5 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
6 2021 REAPPOINTMENT OF AUDIT FIRM Mgmt For For
7 EXPANSION OF THE COMPANY'S BUSINESS SCOPE Mgmt For For
AND AMENDMENTS TO THE COMPANY'S ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI LIANGXIN ELECTRICAL CO LTD Agenda Number: 713992736
--------------------------------------------------------------------------------------------------------------------------
Security: Y76899106
Meeting Type: EGM
Meeting Date: 10-May-2021
Ticker:
ISIN: CNE100001R74
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADDITIONAL BANK COMPREHENSIVE CREDIT LINE Mgmt For For
2 PROVISION OF GUARANTEE FOR THE CREDIT LINE Mgmt For For
APPLIED FOR BY A WHOLLY-OWNED SUBSIDIARY
--------------------------------------------------------------------------------------------------------------------------
SHENZHEN MINDRAY BIO-MEDICAL ELECTRONICS CO., LTD. Agenda Number: 714022504
--------------------------------------------------------------------------------------------------------------------------
Security: Y774E3101
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: CNE100003G67
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For
4 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY25.00000000 2) BONUS ISSUE
FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
5 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
6 2020 SOCIAL RESPONSIBILITY REPORT Mgmt For For
7 CHANGE OF SOME PROJECTS FINANCED WITH Mgmt For For
RAISED FUNDS
8 REAPPOINTMENT OF 2021 AUDIT FIRM Mgmt For For
9 ELECTION OF INDEPENDENT DIRECTORS Mgmt For For
10 2021 PURCHASE LIABILITY INSURANCE FOR Mgmt For For
DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT
11 CHANGE OF THE BUSINESS SCOPE Mgmt For For
12 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
13.1 AMENDMENTS TO THE COMPANY'S GOVERNANCE Mgmt For For
SYSTEMS: AMENDMENTS TO THE COMPANY'S RULES
OF PROCEDURE GOVERNING SHAREHOLDERS'
GENERAL MEETINGS
13.2 AMENDMENTS TO THE COMPANY'S GOVERNANCE Mgmt For For
SYSTEMS: AMENDMENTS TO THE RULES OF
PROCEDURE GOVERNING THE BOARD MEETINGS
13.3 AMENDMENTS TO THE COMPANY'S GOVERNANCE Mgmt For For
SYSTEMS: AMENDMENTS TO THE COMPANY'S RULES
OF PROCEDURE GOVERNING MEETINGS OF THE
SUPERVISORY COMMITTEE
13.4 AMENDMENTS TO THE COMPANY'S GOVERNANCE Mgmt For For
SYSTEMS: AMENDMENTS TO THE EXTERNAL
INVESTMENT DECISION-MAKING SYSTEM
13.5 AMENDMENTS TO THE COMPANY'S GOVERNANCE Mgmt For For
SYSTEMS: AMENDMENTS TO THE EXTERNAL
GUARANTEE SYSTEM
13.6 AMENDMENTS TO THE COMPANY'S GOVERNANCE Mgmt For For
SYSTEMS: AMENDMENTS TO THE CONNECTED
TRANSACTIONS DECISION-MAKING SYSTEM
13.7 AMENDMENTS TO THE COMPANY'S GOVERNANCE Mgmt For For
SYSTEMS: AMENDMENTS TO THE WORK SYSTEM FOR
INDEPENDENT DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
SHINHAN FINANCIAL GROUP CO LTD Agenda Number: 713655225
--------------------------------------------------------------------------------------------------------------------------
Security: Y7749X101
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: KR7055550008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3.1 ELECTION OF A NON-PERMANENT DIRECTOR: JIN Mgmt Against Against
OK DONG
3.2 ELECTION OF OUTSIDE DIRECTOR: BAK AN SUN Mgmt Against Against
3.3 ELECTION OF OUTSIDE DIRECTOR: BAE HUN Mgmt For For
3.4 ELECTION OF OUTSIDE DIRECTOR: BYEON YANG HO Mgmt Against Against
3.5 ELECTION OF OUTSIDE DIRECTOR: SEONG JAE HO Mgmt Against Against
3.6 ELECTION OF OUTSIDE DIRECTOR: I YONG GUK Mgmt For For
3.7 ELECTION OF OUTSIDE DIRECTOR: I YUN JAE Mgmt Against Against
3.8 ELECTION OF OUTSIDE DIRECTOR: CHOE GYEONG Mgmt Against Against
ROK
3.9 ELECTION OF OUTSIDE DIRECTOR: CHOE JAE BUNG Mgmt For For
3.10 ELECTION OF OUTSIDE DIRECTOR: HEO YONG HAK Mgmt Against Against
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: GWAK SU GEUN
5.1 ELECTION OF AUDIT COMMITTEE MEMBER: SEONG Mgmt Against Against
JAE HO
5.2 ELECTION OF AUDIT COMMITTEE MEMBER: I YUN Mgmt Against Against
JAE
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHRIRAM TRANSPORT FINANCE CO LTD Agenda Number: 713592752
--------------------------------------------------------------------------------------------------------------------------
Security: Y7758E119
Meeting Type: OTH
Meeting Date: 10-Mar-2021
Ticker:
ISIN: INE721A01013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 RENEWAL OF LIMIT TO ISSUE DEBENTURES ON Mgmt For For
PRIVATE PLACEMENT BASIS BY THE BOARD
--------------------------------------------------------------------------------------------------------------------------
SHRIRAM TRANSPORT FINANCE CO LTD Agenda Number: 714245760
--------------------------------------------------------------------------------------------------------------------------
Security: Y7758E119
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: INE721A01013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2021,
TOGETHER WITH THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS THEREON
2 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED MARCH
31, 2021, TOGETHER WITH THE REPORT OF THE
AUDITORS THEREON
3 TO DECLARE A FINAL DIVIDEND OF INR. 6/- PER Mgmt For For
EQUITY SHARE OF INR. 10/- EACH AND TO
CONFIRM THE PAYMENT OF TWO INTERIM
DIVIDENDS AGGREGATING TO INR. 12/- PER
EQUITY SHARE OF INR. 10/- EACH, FIRST
INTERIM DIVIDEND OF INR. 6/- PER EQUITY
SHARE OF INR. 10/- EACH AND SECOND INTERIM
DIVIDEND OF INR. 6/- PER EQUITY SHARE OF
INR. 10/- EACH DECLARED BY THE BOARD OF
DIRECTORS IN THEIR MEETINGS HELD ON OCTOBER
29, 2020 AND ON MARCH 25, 2021
RESPECTIVELY, FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2021
4 TO APPOINT A DIRECTOR IN PLACE OF MR. D. V. Mgmt For For
RAVI (DIN 00171603), WHO RETIRES BY
ROTATION AT THIS MEETING, AND BEING
ELIGIBLE OFFERS HIMSELF FOR RE-APPOINTMENT
AS A DIRECTOR OF THE COMPANY
5 TO FIX REMUNERATION OF M/S HARIBHAKTI & CO. Mgmt For For
LLP, CHARTERED ACCOUNTANTS FIRM (FIRM
REGISTRATION NO.103523W/W100048), JOINT
STATUTORY AUDITORS OF THE COMPANY
6 TO FIX REMUNERATION OF M/S PIJUSH GUPTA & Mgmt For For
CO. CHARTERED ACCOUNTANTS (FIRM
REGISTRATION NO. 309015E), JOINT STATUTORY
AUDITORS OF THE COMPANY
7 TO RENEW AUTHORIZATION FOR RAISING CAPITAL Mgmt For For
THROUGH ISSUANCE OF EQUITY SHARES AND/OR
OTHER ELIGIBLE SECURITIES WITH AN ENHANCED
LIMIT UP TO INR. 4,000/- CRORES
8 PAYMENT OF COMMISSION TO THE INDEPENDENT Mgmt For For
DIRECTORS OF THE COMPANY
9 ELEVATION AND RE-DESIGNATION OF MR. UMESH Mgmt For For
REVANKAR (DIN 00141189) AS VICE CHAIRMAN
AND MANAGING DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
SHRIRAM TRANSPORT FINANCE COMPANY LIMITED Agenda Number: 712986580
--------------------------------------------------------------------------------------------------------------------------
Security: Y7758E119
Meeting Type: AGM
Meeting Date: 19-Aug-2020
Ticker:
ISIN: INE721A01013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A TO RECEIVE, CONSIDER AND ADOPT: "RESOLVED Mgmt For For
THAT THE AUDITED FINANCIAL STATEMENTS
INCLUDING BALANCE SHEET OF THE COMPANY AS
AT MARCH 31, 2020, THE STATEMENT OF PROFIT
AND LOSS, THE STATEMENT OF CHANGES IN
EQUITY AND THE CASH FLOW STATEMENT FOR THE
YEAR ENDED ON THAT DATE TOGETHER WITH ALL
THE NOTES ANNEXED AND THE DIRECTORS' AND
AUDITORS' REPORTS THEREON, PLACED BEFORE
THE MEETING, BE AND ARE HEREBY CONSIDERED
AND ADOPTED."
1.B TO RECEIVE, CONSIDER AND ADOPT: "RESOLVED Mgmt For For
THAT THE AUDITED CONSOLIDATED FINANCIAL
STATEMENTS INCLUDING BALANCE SHEET OF THE
COMPANY AS AT MARCH 31, 2020, THE
CONSOLIDATED STATEMENT OF PROFIT AND LOSS,
THE CONSOLIDATED STATEMENT OF CHANGES IN
EQUITY AND THE CASH FLOW STATEMENT FOR THE
YEAR ENDED ON THAT DATE TOGETHER WITH ALL
THE NOTES ANNEXED AND THE AUDITORS' REPORTS
THEREON, PLACED BEFORE THE MEETING, BE AND
ARE HEREBY CONSIDERED AND ADOPTED."
2 "RESOLVED THAT AN INTERIM DIVIDEND OF Mgmt For For
RS.5/- PER EQUITY SHARE OF FACE VALUE OF
RS.10/- EACH ABSORBING RS. 136.76 CRORES
INCLUDING DIVIDEND DISTRIBUTION TAX, FOR
THE FINANCIAL YEAR ENDED MARCH 31, 2020
PAID ON NOVEMBER 19, 2019 BE AND IS HEREBY
NOTED AND CONFIRMED AS THE FINAL DIVIDEND
FOR THE FINANCIAL YEAR 2019-20
3 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt Against Against
OF SECTION 152 OF THE COMPANIES ACT, 2013,
MR. PUNEET BHATIA (DIN 00143973), WHO
RETIRES BY ROTATION AT THIS MEETING AND
BEING ELIGIBLE HAS OFFERED HIMSELF FOR
RE-APPOINTMENT, BE AND IS HEREBY
RE-APPOINTED AS A DIRECTOR OF THE COMPANY,
LIABLE TO RETIRE BY ROTATION."
4.A "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTION 142 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 ("THE ACT"), AND THE COMPANIES (AUDIT
AND AUDITORS) RULES, 2014 (INCLUDING ANY
STATUTORY MODIFICATION(S) OR RE-ENACTMENT
THEREOF, FOR THE TIME BEING IN FORCE), M/S
HARIBHAKTI & CO. LLP, CHARTERED ACCOUNTANTS
FIRM (FIRM REGISTRATION
NO.103523W/W100048), WHO WERE APPOINTED AS
JOINT AUDITORS OF THE COMPANY AT THE 38TH
ANNUAL GENERAL MEETING (AGM) HELD ON JUNE
29, 2017 TO HOLD OFFICE FROM CONCLUSION OF
38TH AGM UNTIL THE CONCLUSION OF 43RD AGM
OF THE COMPANY, BE PAID REMUNERATION OF RS.
58,00,000/- (EXCLUSIVE OF CERTIFICATION
FEES, GOODS AND SERVICES TAX AND
REIMBURSEMENT OF OUT OF POCKET EXPENSES)
FOR THE FINANCIAL YEAR 2020-21."
4.B "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTION 142 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 ("THE ACT"), AND THE COMPANIES (AUDIT
AND AUDITORS) RULES, 2014 (INCLUDING ANY
STATUTORY MODIFICATION(S) OR RE-ENACTMENT
THEREOF, FOR THE TIME BEING IN FORCE), M/S
PIJUSH GUPTA & CO. CHARTERED ACCOUNTANTS,
GURUGRAM (FIRM REGISTRATION NO. 309015E),
WHO WERE APPOINTED AS JOINT AUDITORS OF THE
COMPANY AT THE 38TH ANNUAL GENERAL MEETING
(AGM) HELD ON JUNE 29, 2017 TO HOLD OFFICE
FROM CONCLUSION OF 38TH AGM UNTIL THE
CONCLUSION OF 43RD AGM OF THE COMPANY, BE
PAID REMUNERATION OF RS.34,80,000/-
(EXCLUSIVE OF CERTIFICATION FEES, GOODS AND
SERVICES TAX AND REIMBURSEMENT OF OUT OF
POCKET EXPENSES) FOR THE FINANCIAL YEAR
2020-21."
5 "RESOLVED THAT PURSUANT TO SECTION Mgmt For For
180(1)(A) AND OTHER APPLICABLE PROVISIONS,
IF ANY, OF THE COMPANIES ACT, 2013,
(HEREINAFTER REFERRED TO AS THE "ACT"),
CONSENT OF THE COMPANY BE AND IS HEREBY
ACCORDED TO THE BOARD OF DIRECTORS OF THE
COMPANY OR ITS COMMITTEE AS MAY BE
AUTHORISED BY THE BOARD OF DIRECTORS TO
SELL / ASSIGN / SECURITIZE RECEIVABLES OF
HYPOTHECATION / HIRE PURCHASE / LEASE /
LOAN AGREEMENTS/CONTRACTS DUE FROM THE
HIRERS / LESSEES / LOANEES / BORROWERS OF
THE COMPANY FROM TIME TO TIME PROVIDED THAT
THE AGGREGATE AMOUNTS OF SUCH TRANSACTIONS
OUTSTANDING AT ANY POINT OF TIME SHALL NOT
EXCEED RS. 40,000 CRORES (RUPEES FORTY
THOUSAND CRORES ONLY). RESOLVED FURTHER
THAT THE BOARD OF DIRECTORS OR SUCH
COMMITTEE/ OR PERSON/(S) AS AUTHORISED BY
THE BOARD OF DIRECTORS BE AND ARE HEREBY
AUTHORISED TO FINALISE THE FORM, EXTENT AND
MANNER OF, AND TO SIGN ALL SUCH DOCUMENTS,
DEEDS, AND WRITINGS FOR GIVING EFFECT TO
THIS RESOLUTION."
6 OTHER APPLICABLE PROVISIONS, IF ANY, OF THE Mgmt For For
COMPANIES ACT, 2013 ('THE ACT'), THE
CONSENT OF THE COMPANY BE AND IS HEREBY
ACCORDED TO INCREASE SUBSCRIBED CAPITAL OF
THE COMPANY CAUSED IN THE EVENT OF EXERCISE
OF RIGHTS BY THE LENDERS OF THE COMPANY TO
CONVERT THE WHOLE OR PART OF THE
OUTSTANDING AMOUNT(S) OF LOAN(S) IN TO
EQUITY OR OTHER CAPITAL OF THE COMPANY IN
THE EVENT OF DEFAULT BY THE COMPANY TO
REPAY THE LOAN(S) IN TERMS OF THE FINANCING
DOCUMENT(S) EXECUTED OR TO BE EXECUTED BY
THE COMPANY IN FAVOUR OF THE LENDER(S) AT A
PRICE TO BE DETERMINED IN ACCORDANCE WITH
THE APPLICABLE REGULATIONS OF SECURITIES
AND EXCHANGE BOARD OF INDIA OR THE
DIRECTIONS OF RESERVE BANK OF INDIA AND IN
ACCORDANCE WITH THE APPLICABLE REGULATORY
GUIDELINES OF THE REGULATORY AUTHORITIES.
RESOLVED FURTHER THAT THE BOARD OF
DIRECTORS OF THE COMPANY (WHICH TERM SHALL
INCLUDE THE BANKING AND FINANCE COMMITTEE
OR ANY OTHER COMMITTEE CONSTITUTED BY THE
BOARD) BE AND ARE HEREBY AUTHORIZED TO
NEGOTIATE AND FINALIZE ON BEHALF OF THE
COMPANY ALL THE TERMS AND CONDITIONS AND
THE AGREEMENT(S), UNDERTAKING(S),
DECLARATION(S), INDEMNITY(IES),
AFFIDAVIT(S), DOCUMENT(S), PAPER(S) AND TO
EXECUTE THE SAME ON BEHALF THE COMPANY IN
FAVOUR OF THE LENDERS(S) AND TO DO ALL SUCH
ACTS, DEEDS, MATTERS AND THINGS INCLUDING
ISSUE, ALLOTMENT OF FURTHER SHARES IN THE
SUBSCRIBED CAPITAL OF THE COMPANY AND TO
SETTLE ALL SUCH MATTERS, ISSUES, DOUBTS, AT
ITS ABSOLUTE DISCRETION, TO FACILITATE THE
PROCESS OF CONVERSION OF THE LOAN(S) AS
AFORESAID IN THE EVENT OF DEFAULT TO GIVE
EFFECT TO THIS RESOLUTION."
7 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTIONS 23, 42, 62,71 AND OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013 (THE "COMPANIES ACT"),
THE COMPANIES (PROSPECTUS AND ALLOTMENT OF
SECURITIES) RULES, 2014, THE COMPANIES
(SHARE CAPITAL AND DEBENTURES) RULES, 2014
AND OTHER APPLICABLE RULES MADE THEREUNDER
(INCLUDING ANY AMENDMENT(S), STATUTORY
MODIFICATION(S) OR RE-ENACTMENT THEREOF),
THE SECURITIES AND EXCHANGE BOARD OF INDIA
(ISSUE OF CAPITAL AND DISCLOSURE
REQUIREMENTS) REGULATIONS, 2018, AS AMENDED
(THE "SEBI ICDR REGULATIONS"), SECURITIES
AND EXCHANGE BOARD OF INDIA (LISTING
OBLIGATIONS AND DISCLOSURE REQUIREMENTS)
REGULATIONS, 2015, AS AMENDED (THE "SEBI
LODR REGULATIONS"), THE ENABLING PROVISIONS
OF THE MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION OF THE COMPANY, THE
UNIFORM LISTING AGREEMENTS ENTERED INTO BY
THE COMPANY WITH THE BSE LIMITED AND
NATIONAL STOCK EXCHANGE OF INDIA LIMITED,
(THE "STOCK EXCHANGES"), THE FOREIGN
EXCHANGE MANAGEMENT ACT, 1999 AND THE RULES
AND REGULATION FRAMED THEREUNDER, AS
AMENDED, INCLUDING FOREIGN EXCHANGE
MANAGEMENT (NON-DEBT INSTRUMENTS) RULES,
2019, THE DEPOSITORY RECEIPTS SCHEME, 2014,
AS AMENDED, THE CURRENT CONSOLIDATED FDI
POLICY AND IN ACCORDANCE WITH THE RULES,
REGULATIONS, GUIDELINES, NOTIFICATIONS,
CIRCULARS AND CLARIFICATIONS ISSUED THEREON
FROM TIME TO TIME BY GOVERNMENT OF INDIA
(THE "GOI"), THE RESERVE BANK OF INDIA (THE
"RBI"), AND THE SECURITIES AND EXCHANGE
BOARD OF INDIA (THE "SEBI"), STOCK
EXCHANGES, MINISTRY OF CORPORATE AFFAIRS
("MCA"), THE REGISTRAR OF COMPANIES, TAMIL
NADU AT CHENNAI AND/ OR ANY OTHER COMPETENT
AUTHORITIES, WHETHER IN INDIA OR ABROAD,
(HEREINAFTER SINGLY OR COLLECTIVELY
REFERRED TO AS THE "APPROPRIATE
AUTHORITIES") AND SUBJECT TO NECESSARY
APPROVALS, PERMISSIONS, CONSENTS AND
SANCTIONS AS MAY BE NECESSARY FROM THE
APPROPRIATE AUTHORITIES IN THIS REGARD AND
FURTHER SUBJECT TO SUCH TERMS, CONDITIONS,
ALTERATIONS, CORRECTIONS, CHANGES,
VARIATIONS AND/ OR MODIFICATIONS AS MAY BE
PRESCRIBED OR IMPOSED BY THE APPROPRIATE
AUTHORITIES WHILE GRANTING ANY SUCH
APPROVALS, PERMISSIONS, CONSENTS AND
SANCTIONS AND WHICH MAY BE AGREED TO BY THE
BOARD OF DIRECTORS OF THE COMPANY
(HEREINAFTER REFERRED TO AS "THE BOARD",
WHICH TERM SHALL INCLUDE SECURITIES
ISSUANCE COMMITTEE CONSTITUTED BY THE BOARD
TO EXERCISE ITS POWERS, INCLUDING THE
POWERS CONFERRED BY THIS RESOLUTION), THE
APPROVAL OF THE MEMBERS OF THE COMPANY BE
AND IS HEREBY ACCORDED TO THE BOARD AND THE
BOARD BE AND IS HEREBY AUTHORISED ON BEHALF
OF THE COMPANY TO CREATE, OFFER, ISSUE AND
ALLOT (INCLUDING WITH PROVISIONS FOR
RESERVATION ON FIRM AND/OR COMPETITIVE
BASIS, OF SUCH PART OF THE ISSUE AND FOR
SUCH CATEGORIES OF PERSONS AS MAYBE
PERMITTED), SUCH NUMBER OF EQUITY SHARES OF
THE COMPANY OF FACE VALUE OF RS.10 EACH
("EQUITY SHARES") AND/OR OTHER ELIGIBLE
SECURITIES DEFINED UNDER REGULATION 171(A)
OF SEBI ICDR REGULATIONS, INCLUDING FOREIGN
CURRENCY CONVERTIBLE BONDS (FCCBS), FULLY
CONVERTIBLE DEBENTURES/PARTLY CONVERTIBLE
DEBENTURES, NON-CONVERTIBLE DEBENTURES WITH
WARRANTS CONVERTIBLE INTO EQUITY SHARES,
PREFERENCE SHARES CONVERTIBLE INTO EQUITY
SHARES, AND/OR ANY OTHER FINANCIAL
INSTRUMENTS CONVERTIBLE INTO EQUITY SHARES
(INCLUDING WARRANTS, OR OTHERWISE, IN
REGISTERED OR BEARER FORM) AND/OR ANY
SECURITY CONVERTIBLE INTO EQUITY SHARES
AND/OR SECURITIES LINKED TO EQUITY SHARES
AND/OR SECURITIES WITH OR WITHOUT
DETACHABLE WARRANTS WITH RIGHT EXERCISABLE
BY THE WARRANT HOLDERS TO CONVERT OR
SUBSCRIBE TO EQUITY SHARES (OTHER "ELIGIBLE
SECURITIES") UP TO AN AGGREGATE AMOUNT OF
RS. 2,500 CRORE (RUPEES TWO THOUSAND AND
FIVE HUNDRED CRORE ONLY) OR EQUIVALENT
THEREOF IN ONE OR MORE CURRENCIES, AT SUCH
PRICE OR PRICES, AT A DISCOUNT OR PREMIUM
TO MARKET PRICE OR PRICES, AS PERMITTED
UNDER APPLICABLE LAWS (ISSUE), IN ANY
COMBINATION IN ONE OR MORE TRANCHES,
WHETHER RUPEE DENOMINATED OR DENOMINATED IN
FOREIGN CURRENCY, IN THE COURSE OF
INTERNATIONAL AND/OR DOMESTIC OFFERING(S)
IN ONE OR MORE FOREIGN MARKETS AND/OR
DOMESTIC MARKET, THROUGH ONE OR MORE PUBLIC
ISSUE(S), PRIVATE PLACEMENT(S), QUALIFIED
INSTITUTIONS PLACEMENT(S) AND/OR ANY
COMBINATION THEREOF OR ANY OTHER METHOD AS
MAY BE PERMITTED UNDER APPLICABLE LAWS TO
ELIGIBLE INVESTORS IN THE COURSE OF
DOMESTIC OR INTERNATIONAL OFFERINGS THROUGH
ISSUE OF PLACEMENT DOCUMENT AND/OR A LETTER
OF OFFER AND /OR CIRCULAR OR OTHER
PERMISSIBLE/REQUISITE OFFER DOCUMENT TO
QUALIFIED INSTITUTIONAL BUYERS (QIBS) AS
DEFINED UNDER THE SEBI ICDR REGULATIONS IN
ACCORDANCE WITH CHAPTER VI OF THE SEBI ICDR
REGULATIONS INCLUDING RESIDENT OR
NON-RESIDENT/FOREIGN INVESTORS (WHETHER
INSTITUTIONS AND/OR INCORPORATED BODIES
AND/OR TRUSTS OR OTHERWISE), VENTURE
CAPITAL FUNDS (FOREIGN OR INDIAN),
ALTERNATE INVESTMENT FUNDS, FOREIGN
INSTITUTIONAL INVESTORS, FOREIGN PORTFOLIO
INVESTORS, BANKS, QUALIFIED FOREIGN
INVESTORS, INDIAN AND/OR MULTILATERAL
FINANCIAL INSTITUTIONS, MUTUAL FUNDS,
PENSION FUNDS AND/OR ANY OTHER CATEGORIES
OF INVESTORS OR PERSONS WHO ARE AUTHORIZED
TO INVEST IN THE COMPANY'S EQUITY SHARES OR
OTHER ELIGIBLE SECURITIES AS PER THE EXTANT
REGULATIONS OR GUIDELINES, WHETHER THEY BE
HOLDERS OF EQUITY SHARES OF THE COMPANY OR
NOT (COLLECTIVELY REFERRED TO AS
"INVESTORS") OR ANY COMBINATION OF THE
ABOVE AS MAY BE DEEMED APPROPRIATE BY THE
BOARD IN ITS ABSOLUTE DISCRETION IN
CONSULTATION WITH BOOK RUNNING LEAD
MANAGERS APPOINTED FOR THIS PURPOSE ON SUCH
TERMS AND CONDITIONS INCLUDING SECURITIES
PREMIUM AND GREEN SHOE OPTION ATTACHED
THERETO, AT SUCH PRICE OR PRICES (AT
PREVAILING MARKET PRICE OR AT PERMISSIBLE
DISCOUNT OR PREMIUM TO MARKET PRICE IN
TERMS OF APPLICABLE REGULATIONS) AT THE
BOARD'S ABSOLUTE DISCRETION INCLUDING THE
DISCRETION TO DECIDE THE CATEGORIES OF
INVESTORS TO WHOM THE OFFER, ISSUE AND
ALLOTMENT OF EQUITY SHARES AND/OR OTHER
ELIGIBLE SECURITIES SHALL BE MADE TO THE
EXCLUSION OF OTHERS, SUBJECT TO APPLICABLE
LAW, CONSIDERING PREVAILING MARKET
CONDITIONS AND OTHER RELEVANT FACTORS
WHEREVER NECESSARY. RESOLVED FURTHER THAT
SUBJECT TO THE PROVISIONS OF THE SEBI ICDR
REGULATIONS, IN THE EVENT THE ISSUE IS
UNDERTAKEN BY WAY OF QUALIFIED INSTITUTIONS
PLACEMENT ("QIP") TO QUALIFIED
INSTITUTIONAL BUYERS ("QIBS") IN TERMS OF
CHAPTER VI OF THE SEBI ICDR REGULATIONS:
(A) THE ALLOTMENT OF EQUITY SHARES AND/OR
OTHER ELIGIBLE SECURITIES SHALL ONLY BE TO
QUALIFIED INSTITUTIONAL BUYERS AS DEFINED
IN THE SEBI ICDR REGULATIONS ("QIBS") (B)
THE ALLOTMENT OF SUCH EQUITY SHARES AND/OR
OTHER ELIGIBLE SECURITIES, OR ANY
COMBINATION OF ELIGIBLE SECURITIES AS MAY
BE DECIDED BY THE BOARD TO BE COMPLETED
WITHIN A PERIOD OF 365 DAYS FROM THE DATE
OF PASSING OF THE SPECIAL RESOLUTION BY THE
MEMBERS OR SUCH OTHER TIME AS MAY BE
ALLOWED UNDER THE SEBI ICDR REGULATIONS
FROM TIME TO TIME; (C) THE EQUITY SHARES
AND/OR OTHER ELIGIBLE SECURITIES (EXCLUDING
WARRANTS) SHALL BE ALLOTTED AS FULLY PAID
UP. (D) IN CASE OF ALLOTMENT OF EQUITY
SHARES, THE RELEVANT DATE FOR THE PURPOSE
OF PRICING OF THE EQUITY SHARES TO BE
ISSUED, SHALL BE THE DATE OF THE MEETING IN
WHICH THE BOARD DECIDES TO OPEN THE QIP FOR
SUBSCRIPTION AND IN CASE OF ALLOTMENT OF
ELIGIBLE CONVERTIBLE SECURITIES, EITHER THE
DATE OF THE MEETING IN WHICH THE BOARD
DECIDES TO OPEN THE ISSUE OF SUCH OTHER
ELIGIBLE SECURITIES OR THE DATE ON WHICH
THE HOLDERS OF SUCH OTHER ELIGIBLE
SECURITIES BECOME ENTITLED TO APPLY FOR
EQUITY SHARES, AS MAY BE DETERMINED BY THE
BOARD; (E) NO SINGLE ALLOTTEE SHALL BE
ALLOTTED MORE THAN FIFTY PER CENT OF THE
ISSUE SIZE AND THE MINIMUM NUMBER OF
ALLOTTEES SHALL BE AS PER THE SEBI ICDR
REGULATIONS; (F) TO DETERMINE AND FINALIZE
PRICE FOR ISSUANCE OF ANY EQUITY SHARES
AND/OR OTHER ELIGIBLE SECURITIES, SUBJECT
TO THE PRICE BEING NOT LESS THAN THE PRICE
DETERMINED IN ACCORDANCE WITH THE PRICING
FORMULA PROVIDED UNDER CHAPTER VI OF THE
SEBI ICDR REGULATIONS (THE QIP FLOOR
PRICE); PROVIDED HOWEVER, THAT THE BOARD
MAY, AT ITS ABSOLUTE DISCRETION, IN
CONSULTATION WITH THE BOOK RUNNING LEAD
MANAGERS, OFFER A DISCOUNT OF NOT MORE THAN
5% OR SUCH OTHER DISCOUNT AS PERMITTED
CONT CONTD OTHER ELIGIBLE SECURITIES OR Non-Voting
INSTRUMENTS REPRESENTING THE SAME, AS
DESCRIBED ABOVE, THE BOARD BE AND IS HEREBY
AUTHORIZED TO (I) DO ALL SUCH ACTS, DEEDS,
MATTERS AND THINGS, AS IT MAY, IN ITS
ABSOLUTE DISCRETION, DEEM NECESSARY OR
DESIRABLE FOR SUCH PURPOSE, INCLUDING
WITHOUT LIMITATION, THE DETERMINATION OF
TERMS AND CONDITIONS FOR ISSUANCE OF THE
EQUITY SHARES AND/OR OTHER ELIGIBLE
SECURITIES, THE NUMBER OF EQUITY SHARES
AND/OR ELIGIBLE SECURITIES THAT MAY BE
OFFERED IN DOMESTIC AND INTERNATIONAL
MARKETS AND PROPORTION THEREOF, TIMING FOR
ISSUANCE OF SUCH EQUITY SHARES AND/OR OTHER
ELIGIBLE SECURITIES (II) TO VARY, MODIFY OR
ALTER ANY OF THE TERMS AND CONDITIONS AS IT
MAY DEEM EXPEDIENT, (III) ENTERING INTO AND
EXECUTING AGREEMENTS IN RELATION TO
ARRANGEMENTS MADE FOR MANAGING, MARKETING,
LISTING, TRADING AND PROVIDING LEGAL ADVICE
AS WELL AS ACTING AS DEPOSITORY, CUSTODIAN,
REGISTRAR, TRUSTEE, ESCROW AGENT (IV) TO
EXECUTE ANY AMENDMENTS OR SUPPLEMENTS
THERETO, AS MAY BE NECESSARY OR APPROPRIATE
(V) TO FINALIZE, APPROVE AND ISSUE
PLACEMENT DOCUMENT(S), PROSPECTUS AND/OR
OFFER DOCUMENT AND/OR CIRCULAR(VI) FILING
OF PLACEMENT DOCUMENTS(S), PROSPECTUS AND
OTHER DOCUMENTS (IN PRELIMINARY OR FINAL
FORM) WITH ANY INDIAN OR FOREIGN REGULATORY
AUTHORITY OR STOCK EXCHANGES (VII) TO SIGN
ALL DEEDS, DOCUMENTS AND WRITINGS AND TO
PAY ANY FEES, COMMISSIONS, REMUNERATION,
EXPENSES RELATING THERETO (VIII) TO SETTLE
ALL QUESTIONS, DIFFICULTIES OR DOUBTS THAT
MAY ARISE IN REGARD TO THE ISSUE, OFFER OR
ALLOTMENT OF EQUITY SHARES AND/OR OTHER
ELIGIBLE SECURITIES AND (IX) TAKE ALL STEPS
WHICH ARE INCIDENTAL AND ANCILLARY IN THIS
CONNECTION, INCLUDING IN RELATION TO
UTILIZATION OF THE ISSUE PROCEEDS, AS IT
MAY IN ITS ABSOLUTE DISCRETION DEEM FIT
WITHOUT BEING REQUIRED TO SEEK FURTHER
CONSENT OR APPROVAL OF THE MEMBERS OR
OTHERWISE TO THE END AND INTENT THAT THE
MEMBERS SHALL BE DEEMED TO HAVE GIVEN THEIR
APPROVAL THERETO EXPRESSLY BY THE AUTHORITY
OF THIS RESOLUTION. RESOLVED FURTHER THAT
THE BOARD BE AND IS HEREBY AUTHORISED TO
SEEK ANY APPROVAL THAT IS REQUIRED IN
RELATION TO THE CREATION, ISSUANCE AND
ALLOTMENT AND LISTING OF THE EQUITY SHARES
AND/OR OTHER ELIGIBLE SECURITIES, FROM ANY
STATUTORY OR REGULATORY AUTHORITY OR THE
STOCK EXCHANGES IN INDIA OR ABROAD, AS
NECESSARY AND THAT ANY APPROVALS THAT MAY
HAVE BEEN APPLIED FOR BY THE BOARD IN
RELATION TO THE CREATION, ISSUANCE AND
ALLOTMENT AND LISTING OF THE EQUITY SHARES
AND/ OR OTHER ELIGIBLE SECURITIES BE AND
ARE HEREBY APPROVED AND RATIFIED BY THE
MEMBERS."
--------------------------------------------------------------------------------------------------------------------------
SIAM CEMENT PUBLIC CO LTD Agenda Number: 713574615
--------------------------------------------------------------------------------------------------------------------------
Security: Y7866P147
Meeting Type: AGM
Meeting Date: 31-Mar-2021
Ticker:
ISIN: TH0003010Z12
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACKNOWLEDGE THE COMPANY'S ANNUAL REPORT Mgmt For For
FOR THE YEAR 2020
2 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2020
3 TO CONSIDER AND APPROVE THE ALLOCATION OF Mgmt For For
PROFIT FOR THE YEAR 2020
4.1 TO CONSIDER AND ELECT THE DIRECTOR IN Mgmt For For
REPLACEMENT OF THOSE TO BE RETIRED BY
ROTATION: AIR CHIEF MARSHAL SATITPONG
SUKVIMOL
4.2 TO CONSIDER AND ELECT THE DIRECTOR IN Mgmt For For
REPLACEMENT OF THOSE TO BE RETIRED BY
ROTATION: MR. CHUMPOL NALAMLIENG
4.3 TO CONSIDER AND ELECT THE DIRECTOR IN Mgmt For For
REPLACEMENT OF THOSE TO BE RETIRED BY
ROTATION: MR. KASEM WATANACHAI
4.4 TO CONSIDER AND ELECT THE DIRECTOR IN Mgmt For For
REPLACEMENT OF THOSE TO BE RETIRED BY
ROTATION: MR. ROONGROTE RANGSIYOPASH
5 TO CONSIDER AND APPOINT THE AUDITORS AND Mgmt For For
FIX THE AUDIT FEES FOR THE YEAR 2021: KPMG
PHOOMCHAI AUDIT LIMITED
6 TO CONSIDER AND APPROVE THE REMUNERATION Mgmt For For
FOR DIRECTORS AND SUB-COMMITTEE MEMBERS FOR
THE YEAR 2021
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN.
CMMT 03 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 5 . IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SILERGY CORP Agenda Number: 714047520
--------------------------------------------------------------------------------------------------------------------------
Security: G8190F102
Meeting Type: AGM
Meeting Date: 03-Jun-2021
Ticker:
ISIN: KYG8190F1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACCEPT 2020 BUSINESS REPORT AND Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS.
2 TO ACCEPT THE PROPOSAL FOR THE DISTRIBUTION Mgmt For For
OF 2020 EARNINGS. PROPOSED CASH DIVIDEND:
TWD 10.5 PER SHARE
3 TO APPROVE THE AMENDMENTS TO RULES FOR Mgmt For For
ELECTION OF DIRECTORS AND INDEPENDENT
DIRECTORS
4 TO APPROVE THE AMENDMENTS TO RULES AND Mgmt For For
PROCEDURES FOR SHAREHOLDERS' MEETINGS
5 TO APPROVE THE ISSUANCE OF NEW EMPLOYEE Mgmt For For
RESTRICTED SHARES
--------------------------------------------------------------------------------------------------------------------------
SINO BIOPHARMACEUTICAL LTD Agenda Number: 712857727
--------------------------------------------------------------------------------------------------------------------------
Security: G8167W138
Meeting Type: EGM
Meeting Date: 15-Jul-2020
Ticker:
ISIN: KYG8167W1380
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0623/2020062300631.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0623/2020062300635.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE THE BONUS ISSUE OF SHARES ON THE Mgmt For For
BASIS OF ONE BONUS SHARE FOR EVERY TWO
EXISTING ISSUED SHARES IN THE SHARE CAPITAL
OF THE COMPANY
2 TO APPROVE THE INCREASE IN THE AUTHORISED Mgmt For For
SHARE CAPITAL OF THE COMPANY FROM HKD
500,000,000.00 DIVIDED INTO 20,000,000,000
SHARES TO HKD 750,000,000.00 DIVIDED INTO
30,000,000,000 SHARES
--------------------------------------------------------------------------------------------------------------------------
SINOPHARM GROUP CO LTD Agenda Number: 713077584
--------------------------------------------------------------------------------------------------------------------------
Security: Y8008N107
Meeting Type: EGM
Meeting Date: 18-Sep-2020
Ticker:
ISIN: CNE100000FN7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 07 SEP 2020: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE AND PROXY FORM ARE AVAILABLE BY
CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0903/2020090300035.pdf,
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. LI ZHIMING AS AN
EXECUTIVE DIRECTOR OF THE FIFTH SESSION OF
THE BOARD (THE "BOARD") OF THE COMPANY, TO
AUTHORIZE THE BOARD TO DETERMINE HIS
REMUNERATION AND TO AUTHORIZE THE CHAIRMAN
OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF
THE COMPANY TO ENTER INTO THE SERVICE
CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
2 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. YU QINGMING AS AN
EXECUTIVE DIRECTOR OF THE FIFTH SESSION OF
THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
3 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. LIU YONG AS AN
EXECUTIVE DIRECTOR OF THE FIFTH SESSION OF
THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
4 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt Against Against
THE RE-ELECTION OF MR. CHEN QIYU AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
5 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. MA PING AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
6 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. HU JIANWEI AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
7 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. DENG JINDONG AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
8 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. WEN DEYONG AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
9 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MS. GUAN XIAOHUI AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HER REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HER
10 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MS. FENG RONGLI AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HER REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HER
11 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt Against Against
THE RE-ELECTION OF MR. ZHUO FUMIN AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
12 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. CHEN FANGRUO AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
13 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE APPOINTMENT OF MR. LI PEIYU AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
14 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt Against Against
THE APPOINTMENT OF MR. WU TAK LUNG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
15 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE APPOINTMENT OF MR. YU WEIFENG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
16 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE APPOINTMENT OF MR. WU YIFANG AS AN
INDEPENDENT SUPERVISOR OF THE FIFTH SESSION
OF THE SUPERVISORY COMMITTEE OF THE COMPANY
(THE "SUPERVISORY COMMITTEE"), TO AUTHORIZE
THE SUPERVISORY COMMITTEE TO DETERMINE HIS
REMUNERATION AND TO AUTHORIZE THE CHAIRMAN
OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF
THE COMPANY TO ENTER INTO THE SERVICE
CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
17 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE APPOINTMENT OF MR. LIU ZHENGDONG AS AN
INDEPENDENT SUPERVISOR OF THE FIFTH SESSION
OF THE SUPERVISORY COMMITTEE, TO AUTHORIZE
THE SUPERVISORY COMMITTEE TO DETERMINE HIS
REMUNERATION AND TO AUTHORIZE THE CHAIRMAN
OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF
THE COMPANY TO ENTER INTO THE SERVICE
CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
18 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MS. LI XIAOJUAN AS A
SHAREHOLDER REPRESENTATIVE SUPERVISOR OF
THE FIFTH SESSION OF THE SUPERVISORY
COMMITTEE, TO AUTHORIZE THE CHAIRMAN OF THE
BOARD OR ANY EXECUTIVE DIRECTOR OF THE
COMPANY TO ENTER INTO THE SERVICE CONTRACT
OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL
AGREEMENTS OR DEEDS WITH HER
19 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION (THE "ARTICLES OF ASSOCIATION")
OF THE COMPANY AS SET OUT IN THE CIRCULAR
DATED 3 SEPTEMBER 2020 OF THE COMPANY AND
TO AUTHORISE ANY EXECUTIVE DIRECTOR TO
HANDLE THE APPROVAL AND FILING PROCEDURES
WITH RELEVANT ADMINISTRATION FOR MARKET
REGULATION IN RELATION TO SUCH AMENDMENTS,
AND TO MAKE WORDING ADJUSTMENTS TO SUCH
AMENDMENTS ACCORDING TO OPINIONS OF
ADMINISTRATION FOR MARKET REGULATION (IF
APPLICABLE)
CMMT 07 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF URL LINK IN
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SK HOLDINGS CO., LTD. Agenda Number: 713659413
--------------------------------------------------------------------------------------------------------------------------
Security: Y8T642129
Meeting Type: AGM
Meeting Date: 29-Mar-2021
Ticker:
ISIN: KR7034730002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3.1 ELECTION OF INSIDE DIRECTOR: JO DAE SIK Mgmt Against Against
3.2 ELECTION OF OUTSIDE DIRECTOR: GIM SEON HUI Mgmt Against Against
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: I CHAN GEUN
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SK HYNIX, INC. Agenda Number: 713626399
--------------------------------------------------------------------------------------------------------------------------
Security: Y8085F100
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: KR7000660001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 ELECTION OF INSIDE DIRECTOR: BAK JEONG HO Mgmt For For
3.1 ELECTION OF OUTSIDE DIRECTOR: SONG HO GEUN Mgmt For For
3.2 ELECTION OF OUTSIDE DIRECTOR: JO HYEON JAE Mgmt For For
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: YUN TAE HWA
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
6 APPROVAL OF GRANT OF STOCK OPTION Mgmt For For
7 APPROVAL OF GRANT OF PORTION OF STOCK Mgmt For For
OPTION
--------------------------------------------------------------------------------------------------------------------------
SK INNOVATION CO LTD Agenda Number: 713626438
--------------------------------------------------------------------------------------------------------------------------
Security: Y8063L103
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: KR7096770003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 ELECTION OF OUTSIDE DIRECTOR: GIM JEONG Mgmt For For
GWAN
3 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: CHOE U SEOK
4 APPROVAL OF GRANT OF STOCK OPTION Mgmt For For
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SK TELECOM CO LTD Agenda Number: 713245909
--------------------------------------------------------------------------------------------------------------------------
Security: Y4935N104
Meeting Type: EGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: KR7017670001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF SPLIT-OFF Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SK TELECOM CO LTD Agenda Number: 713631352
--------------------------------------------------------------------------------------------------------------------------
Security: Y4935N104
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: KR7017670001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 GRANT OF STOCK OPTION Mgmt For For
4 ELECTION OF INSIDE DIRECTOR: YU YEONG SANG Mgmt For For
5 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: YUN YEONG MIN
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SPAR GROUP LTD Agenda Number: 713485046
--------------------------------------------------------------------------------------------------------------------------
Security: S8050H104
Meeting Type: AGM
Meeting Date: 16-Feb-2021
Ticker:
ISIN: ZAE000058517
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 ADOPTION OF THE ANNUAL FINANCIAL STATEMENTS Mgmt For For
O.2 APPOINTMENT OF BRETT BOTTEN AS AN EXECUTIVE Mgmt For For
DIRECTOR
O.3 APPOINTMENT OF GRAHAM O'CONNOR AS A Mgmt Against Against
NON-EXECUTIVE DIRECTOR
O.4 RE-ELECTION OF MARANG MASHOLOGU AS A Mgmt For For
NON-EXECUTIVE DIRECTOR RETIRING BY ROTATION
O.5 RE-ELECTION OF THE INDEPENDENT EXTERNAL Mgmt For For
AUDITOR: RESOLVED THAT
PRICEWATERHOUSECOOPERS INC., AS APPROVED BY
THE AUDIT COMMITTEE AND RECOMMENDED TO
SHAREHOLDERS, BE REELECTED AS THE
INDEPENDENT EXTERNAL AUDIT FIRM OF THE
COMPANY, AND THAT THOMAS HOWATT BE
APPOINTED AS THE DESIGNATED INDIVIDUAL
AUDIT PARTNER, TO HOLD OFFICE FOR THE
ENSUING FINANCIAL YEAR
O.6.1 RE-ELECTION OF THE MEMBER OF THE AUDIT Mgmt For For
COMMITTEE: MARANG MASHOLOGU
O.6.2 RE-ELECTION OF THE MEMBER OF THE AUDIT Mgmt For For
COMMITTEE: HARISH MEHTA
O.6.3 RE-ELECTION OF THE MEMBER OF THE AUDIT Mgmt For For
COMMITTEE: ANDREW WALLER (CHAIRMAN)
O.7 AUTHORITY TO ISSUE SHARES FOR THE PURPOSE Mgmt For For
OF SHARE OPTIONS
O.8 AUTHORITY TO ISSUE SHARES FOR THE PURPOSE Mgmt For For
OF THE CSP
O.9 NON-BINDING ADVISORY VOTE ON THE Mgmt For For
REMUNERATION POLICY
O.10 NON-BINDING ADVISORY VOTE ON THE Mgmt For For
REMUNERATION IMPLEMENTATION REPORT
S.11 FINANCIAL ASSISTANCE TO RELATED OR Mgmt For For
INTER-RELATED COMPANIES
S.12 NON-EXECUTIVE DIRECTORS' FEES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUNNY OPTICAL TECHNOLOGY (GROUP) CO LTD Agenda Number: 713870916
--------------------------------------------------------------------------------------------------------------------------
Security: G8586D109
Meeting Type: AGM
Meeting Date: 25-May-2021
Ticker:
ISIN: KYG8586D1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041200253.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041200243.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED ACCOUNTS AND THE REPORTS OF
DIRECTORS (THE "DIRECTORS") AND AUDITOR OF
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2020
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2020
3.A TO RE-ELECT MR. SUN YANG AS AN EXECUTIVE Mgmt For For
DIRECTOR
3.B TO RE-ELECT MR. FENG HUA JUN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.C TO RE-ELECT MR. SHAO YANG DONG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.D TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
THE COMPANY'S EXTERNAL AUDITORS AND TO
AUTHORISE THE BOARD TO FIX THEIR
REMUNERATION
5 THAT A GENERAL AND UNCONDITIONAL MANDATE BE Mgmt Against Against
GRANTED TO THE DIRECTORS TO EXERCISE ALL
THE POWER TO ALLOT, ISSUE AND OTHERWISE
DEAL WITH NEW SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE AGGREGATE NOMINAL
AMOUNT OF THE SHARE CAPITAL OF THE COMPANY
IN ISSUE AS AT THE DATE OF THE PASSING OF
THE RELEVANT RESOLUTION
6 THAT A GENERAL AND UNCONDITIONAL MANDATE BE Mgmt For For
GRANTED TO THE DIRECTORS TO REPURCHASE
SHARES OF THE COMPANY ON THE STOCK EXCHANGE
OF HONG KONG LIMITED OF UP TO 10% OF THE
AGGREGATE NOMINAL AMOUNT OF THE SHARE
CAPITAL OF THE COMPANY IN ISSUE AS AT THE
DATE OF THE PASSING OF THE RELEVANT
RESOLUTION
7 THAT SUBJECT TO THE PASSING OF RESOLUTIONS Mgmt Against Against
NUMBERED 5 AND 6, THE NUMBER OF SHARES TO
BE ALLOTTED, ISSUED AND OTHERWISE DEALT
WITH BY THE DIRECTORS PURSUANT TO
RESOLUTION NUMBERED 5 BE INCREASED BY THE
AGGREGATE AMOUNT OF SHARE CAPITAL OF THE
COMPANY WHICH ARE TO BE REPURCHASED BY THE
COMPANY PURSUANT TO THE AUTHORITY GRANTED
TO THE DIRECTORS UNDER RESOLUTION NUMBERED
6
--------------------------------------------------------------------------------------------------------------------------
SUOFEIYA HOME COLLECTION CO LTD Agenda Number: 712961641
--------------------------------------------------------------------------------------------------------------------------
Security: Y29336107
Meeting Type: EGM
Meeting Date: 03-Aug-2020
Ticker:
ISIN: CNE100001203
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CONTINUATION OF THE GUARANTEE FOR A Mgmt For For
CONTROLLED SUBSIDIARY
2 TERMINATION OF EXTERNAL INVESTMENT AND Mgmt For For
CANCELLATION OF A SUB-SUBSIDIARY
3 ADJUSTMENT OF THE INVESTMENT PLAN FOR THE Mgmt For For
EAST CHINA PRODUCTION BASE PHASE III
--------------------------------------------------------------------------------------------------------------------------
SUZANO SA Agenda Number: 713430116
--------------------------------------------------------------------------------------------------------------------------
Security: P8T20U187
Meeting Type: EGM
Meeting Date: 28-Dec-2020
Ticker:
ISIN: BRSUZBACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 TO APPROVE THE PROTOCOL AND JUSTIFICATION Mgmt For For
OF THE MERGERS OF A AGFA COMERCIO,
ADMINISTRACAO E PARTICIPACOES LTDA.AGFA, B
ASAPIR PRODUCAO FLORESTAL E COMERCIO LTDA.
ASAPIR, C COMERCIAL E AGRICOLA PAINEIRAS
LTDA. PAINEIRAS, D ONDURMAN EMPREENDIMENTOS
IMOBILIARIOS LTDA. ONDURMAN, E FACEPA
FABRICA DE PAPEL DA AMAZONIA S.A. FACEPA, F
FIBRIA TERMINAIS PORTUARIOS S.A. FIBRIA,
AND G FUTURAGENE BRASIL TECNOLOGIA LTDA.
FUTURAGENE AND, JOINTLY WITH, AGFA, ASAPIR,
PAINEIRAS, ONDURMAN, FACEPA AND FIBRIA, THE
COMPANIES MERGERS
2 TO APPROVE THE RATIFICATION OF THE Mgmt For For
APPOINTMENT AND ENGAGEMENT OF THE
SPECIALIZED COMPANY PRICEWATERHOUSECOOPERS
AUDITORES INDEPENDENTES PWC, TO DETERMINE
THE NET EQUITIES OF THE COMPANIES, PURSUANT
TO APPLICABLE LAW
3 TO APPROVE THE NET EQUITY APPRAISAL REPORTS Mgmt For For
OF THE COMPANIES, AT BOOK VALUE, PREPARED
BY PWC IN COMPLIANCE WITH ACCOUNTING AND
LEGAL STANDARDS, CRITERIA AND REQUIREMENTS
4 TO APPROVE THE MERGERS Mgmt For For
5 TO AUTHORIZE THE COMPANY'S MANAGEMENT TO Mgmt For For
PERFORM ALL NECESSARY ACTIONS IN ORDER TO
EFFECTIVELY CARRY OUT AND IMPLEMENT THE
RESOLUTIONS APPROVED BY THE SHAREHOLDERS IN
THE GENERAL MEETING
6 IN THE EVENTUALITY OF A SECOND CALL OF THIS Mgmt For For
MEETING, THE VOTING INSTRUCTIONS IN THIS
VOTING LIST MAY ALSO BE CONSIDERED VALID
FOR THE PURPOSES OF HOLDING THE MEETING ON
SECOND CALL
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SUZANO SA Agenda Number: 713739110
--------------------------------------------------------------------------------------------------------------------------
Security: P8T20U187
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: BRSUZBACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 EXAMINE THE MANAGEMENT ACCOUNTS CONCERNING Mgmt For For
THE FISCAL YEAR ENDED DECEMBER 31, 2020
2 EXAMINE, DISCUSS AND VOTE ON THE FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2020, AS WELL AS
REVIEW THE MANAGEMENT REPORT FOR SUCH
FISCAL YEAR
3 RESOLVE ON THE ABSORPTION OF ACCUMULATED Mgmt For For
LOSSES BY THE BALANCE OF CAPITAL RESERVES
4 DETERMINE THE OVERALL ANNUAL COMPENSATION Mgmt For For
OF THE COMPANY'S MANAGEMENT, FOR THE FISCAL
YEAR OF 2021
5 DO YOU WISH TO REQUEST THE INSTATEMENT OF Mgmt For For
THE FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 161 OF LAW 6,404 OF 1976
CMMT 02 APR 2021: PLEASE NOTE THAT VOTES 'IN Non-Voting
FAVOR' AND 'AGAINST' IN THE SAME AGENDA
ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR
AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN
ARE ALLOWED. THANK YOU
CMMT 02 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
22 APR 2021 TO 23 APR 2021 AND ADDITION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SUZANO SA Agenda Number: 713739324
--------------------------------------------------------------------------------------------------------------------------
Security: P8T20U187
Meeting Type: EGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: BRSUZBACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 RESTRUCTURE THE COMPANY'S BYLAWS, WITH Mgmt For For
SPECIFIC AMENDMENTS TO REFLECT THE CHANGES
TO THE NOVO MERCADO RULES OF B3 SA, BRASIL,
BOLSA, BALCAO
2 AUTHORIZE THE COMPANY'S MANAGEMENT TO Mgmt For For
PERFORM ALL NECESSARY ACTIONS IN ORDER TO
IMPLEMENT THE MATTERS APPROVED HEREIN,
PURSUANT TO APPLICABLE LAW
CMMT 02 APR 2021: PLEASE NOTE THAT VOTES 'IN Non-Voting
FAVOR' AND 'AGAINST' IN THE SAME AGENDA
ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR
AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN
ARE ALLOWED. THANK YOU
CMMT 02 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
26 APR 2021 TO 23 APR 2021 AND ADDITION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD Agenda Number: 714114244
--------------------------------------------------------------------------------------------------------------------------
Security: Y84629107
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: TW0002330008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACCEPT 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 BASED ON RECENT AMENDMENTS TO THE 'TEMPLATE Mgmt For For
OF PROCEDURES FOR ELECTION OF DIRECTOR' BY
THE TAIWAN STOCK EXCHANGE, TO APPROVE
AMENDMENTS TO THE BALLOT FORMAT REQUIREMENT
FOR ELECTION OF DIRECTORS SET FORTH IN
TSMC'S 'RULES FOR ELECTION OF DIRECTORS'.
3 TO APPROVE THE ISSUANCE OF EMPLOYEE Mgmt For For
RESTRICTED STOCK AWARDS FOR YEAR 2021.
4.1 THE ELECTION OF THE DIRECTOR.:MARK Mgmt For For
LIU,SHAREHOLDER NO.10758
4.2 THE ELECTION OF THE DIRECTOR.:C.C. Mgmt For For
WEI,SHAREHOLDER NO.370885
4.3 THE ELECTION OF THE DIRECTOR.:F.C. Mgmt For For
TSENG,SHAREHOLDER NO.104
4.4 THE ELECTION OF THE DIRECTOR.:NATIONAL Mgmt For For
DEVELOPMENT FUND, EXECUTIVE
YUAN,SHAREHOLDER NO.1,MING HSIN KUNG AS
REPRESENTATIVE
4.5 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:SIR PETER L. BONFIELD,SHAREHOLDER
NO.504512XXX
4.6 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:KOK CHOO CHEN,SHAREHOLDER
NO.A210358XXX
4.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:MICHAEL R. SPLINTER,SHAREHOLDER
NO.488601XXX
4.8 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:MOSHE N. GAVRIELOV,SHAREHOLDER
NO.505930XXX
4.9 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:YANCEY HAI,SHAREHOLDER
NO.D100708XXX
4.10 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:L. RAFAEL REIF,SHAREHOLDER
NO.545784XXX
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2020 Business Report and Mgmt For For
Financial Statements.
2) Based on recent amendments to the "Template Mgmt For For
of Procedures for Election of Director" by
the Taiwan Stock Exchange, to approve
amendments to the ballot format requirement
for election of Directors set forth in
TSMC's "Rules for Election of Directors".
3) To approve the issuance of employee Mgmt For For
restricted stock awards for year 2021.
4) DIRECTOR
Mark Liu* Mgmt For For
C.C. Wei* Mgmt For For
F.C. Tseng* Mgmt For For
Ming-Hsin Kung*+ Mgmt For For
Sir Peter L. Bonfield# Mgmt For For
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
Moshe N. Gavrielov# Mgmt For For
Yancey Hai# Mgmt For For
L. Rafael Reif# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TAIWAN UNION TECHNOLOGY CORP Agenda Number: 714199331
--------------------------------------------------------------------------------------------------------------------------
Security: Y84735102
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: TW0006274004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO PROPOSE 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 TO PROPOSE 2020 PROFIT DISTRIBUTION Mgmt For For
PROPOSAL. PROPOSED CASH DIVIDEND: TWD
4.80138870PER SHARE
3 TO DISCUSS PROPOSAL FOR AMENDMENT TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION.
4 TO DISCUSS PROPOSAL FOR AMENDMENT TO THE Mgmt For For
COMPANY'S OPERATIONAL PROCEDURES FOR MAKING
ENDORSEMENTS/GUARANTEES AND PROCEDURES FOR
LOANING OF FUNDS TO OTHERS
5.1 THE ELECTION OF THE DIRECTOR:HSIN, Mgmt For For
CHUNG-HENG,SHAREHOLDER NO.8
5.2 THE ELECTION OF THE DIRECTOR:HSIN, Mgmt For For
YAO-CHI,SHAREHOLDER NO.252
5.3 THE ELECTION OF THE DIRECTOR:HSIN, Mgmt For For
YAO-HUNG,SHAREHOLDER NO.115
5.4 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:SHIH, CHIN-TAY,SHAREHOLDER
NO.R101349XXX
5.5 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:GENE SU,SHAREHOLDER NO.A120778XXX
5.6 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:CHEN, CHENG-YI,SHAREHOLDER
NO.A121880XXX
5.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:LI, YU-YING,SHAREHOLDER NO.270
6 TO DISCUSS PROPOSAL FOR CANCELLATION OF THE Mgmt For For
NON-COMPETITION RESTRICTION ON NEW
DIRECTORS.
CMMT 25 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TATA CONSULTANCY SERVICES LTD Agenda Number: 713250582
--------------------------------------------------------------------------------------------------------------------------
Security: Y85279100
Meeting Type: OTH
Meeting Date: 18-Nov-2020
Ticker:
ISIN: INE467B01029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU.
1 APPROVAL FOR BUYBACK OF EQUITY SHARES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TATA CONSULTANCY SERVICES LTD Agenda Number: 714185786
--------------------------------------------------------------------------------------------------------------------------
Security: Y85279100
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: INE467B01029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT: A. THE Mgmt For For
AUDITED STANDALONE FINANCIAL STATEMENTS OF
THE COMPANY FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2021, TOGETHER WITH THE REPORTS
OF THE BOARD OF DIRECTORS AND THE AUDITORS
THEREON; AND B. THE AUDITED CONSOLIDATED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2021,
TOGETHER WITH THE REPORT OF THE AUDITORS
THEREON
2 TO CONFIRM THE PAYMENT OF INTERIM DIVIDENDS Mgmt For For
ON EQUITY SHARES AND TO DECLARE A FINAL
DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL
YEAR 2020-21
3 TO APPOINT A DIRECTOR IN PLACE OF N Mgmt For For
CHANDRASEKARAN (DIN 00121863) WHO RETIRES
BY ROTATION AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-APPOINTMENT
--------------------------------------------------------------------------------------------------------------------------
TECHTRONIC INDUSTRIES CO LTD Agenda Number: 713900909
--------------------------------------------------------------------------------------------------------------------------
Security: Y8563B159
Meeting Type: AGM
Meeting Date: 14-May-2021
Ticker:
ISIN: HK0669013440
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0414/2021041400393.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0414/2021041400365.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
STATEMENT OF ACCOUNTS AND THE REPORTS OF
THE DIRECTORS AND THE AUDITORS OF THE
COMPANY FOR THE YEAR ENDED DECEMBER 31,
2020
2 TO DECLARE A FINAL DIVIDEND OF HK82.00 Mgmt For For
CENTS PER SHARE FOR THE YEAR ENDED DECEMBER
31, 2020
3.A TO RE-ELECT MR. STEPHAN HORST PUDWILL AS Mgmt For For
GROUP EXECUTIVE DIRECTOR
3.B TO RE-ELECT MR. FRANK CHI CHUNG CHAN AS Mgmt For For
GROUP EXECUTIVE DIRECTOR
3.C TO RE-ELECT PROF. ROY CHI PING CHUNG GBS Mgmt For For
BBS JP AS NON-EXECUTIVE DIRECTOR
3.D TO RE-ELECT MS. VIRGINIA DAVIS WILMERDING Mgmt For For
AS INDEPENDENT NON-EXECUTIVE DIRECTOR
3.E TO AUTHORISE THE DIRECTORS TO FIX THEIR Mgmt For For
REMUNERATION FOR THE YEAR ENDING DECEMBER
31, 2021
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITORS OF THE COMPANY AND AUTHORISE THE
DIRECTORS TO FIX THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 5% OF THE NUMBER OF
ISSUED SHARES OF THE COMPANY AT THE DATE OF
THE RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES NOT EXCEEDING 10% OF THE
NUMBER OF ISSUED SHARES OF THE COMPANY AT
THE DATE OF THE RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA BRASIL SA Agenda Number: 713031956
--------------------------------------------------------------------------------------------------------------------------
Security: P9T369168
Meeting Type: EGM
Meeting Date: 01-Oct-2020
Ticker:
ISIN: BRVIVTACNPR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 RATIFY, PURSUANT TO ARTICLE 136, FIRST Mgmt For For
PARAGRAPH, OF LAW NO. 6,404 76 THE
BRAZILIAN CORPORATIONS LAW, THE CONVERSION
OF ALL THE PREFERRED SHARES ISSUED BY THE
COMPANY INTO COMMON SHARES, IN THE
PROPORTION OF 1 COMMON SHARE FOR 1
PREFERRED SHARE, WHICH SHALL BE SUBJECT TO
A RESOLUTION BY THE EXTRAORDINARY GENERAL
MEETING OF THE COMPANY TO BE HELD AT 10.00
A.M., ON OCTOBER 1, 2020
2 RATIFY, UNDER THE TERMS OF ARTICLES 9, SOLE Mgmt For For
PARAGRAPH, AND 10, SUBSECTION I, OF THE
COMPANY'S BYLAWS, THE AMENDMENT OF ARTICLE
9, CAPUT AND SOLE PARAGRAPH, OF THE
COMPANY'S BYLAWS, WHICH SHALL BE SUBJECT TO
A RESOLUTION BY THE EXTRAORDINARY GENERAL
MEETING OF THE COMPANY TO BE HELD AT 10.00
A.M., ON OCTOBER 1, 2020
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEMS 1 AND 2 ONLY. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA BRASIL SA Agenda Number: 713660682
--------------------------------------------------------------------------------------------------------------------------
Security: P9T369176
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: BRVIVTACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 EXAMINE THE MANAGEMENTS ACCOUNTS, ANALYZE, Mgmt For For
DISCUSS AND VOTE ON THE COMPANY'S FINANCIAL
STATEMENTS, IN CONJUNCTION WITH THE
MANAGEMENT REPORT, INDEPENDENT AUDITORS
REPORT AND AUDIT COMMITTEES OPINION
REGARDING THE FISCAL YEAR ENDED ON DECEMBER
31, 2020, AS PER THE SHAREHOLDERS MEETING
MANUAL
2 RESOLVE ON THE PROFITABILITY ALLOCATION FOR Mgmt For For
THE FISCAL YEAR ENDED DECEMBER 31, 2020 AND
ON THE DISTRIBUTION OF DIVIDENDS TO THE
SHAREHOLDERS OF THE COMPANY, AS PER THE
SHAREHOLDERS MEETING MANUAL
3.1 ELECTION OF THE FISCAL COUNCIL BY Mgmt For For
CANDIDATE. TOTAL MEMBERS TO BE ELECTED,2.
APPOINTMENT OF CANDIDATES FOR THE FISCAL
COUNCIL, THE SHAREHOLDER MIGHT APPOINT AS
MANY CANDIDATES AS THERE ARE VACANCIES TO
BE FILLED IN THE GENERAL ELECTION. CREMENIO
MEDOLA NETTO, EFFECTIVE AND JUAREZ ROSA DA
SILVA, SUBSTITUTE
3.2 ELECTION OF THE FISCAL COUNCIL BY Mgmt For For
CANDIDATE. TOTAL MEMBERS TO BE ELECTED,2.
APPOINTMENT OF CANDIDATES FOR THE FISCAL
COUNCIL, THE SHAREHOLDER MIGHT APPOINT AS
MANY CANDIDATES AS THERE ARE VACANCIES TO
BE FILLED IN THE GENERAL ELECTION. CHARLES
EDWARDS ALLEN, EFFECTIVE AND STAEL PRATA
SILVA FILHO, SUBSTITUTE
4 SET THE ANNUAL GLOBAL REMUNERATION OF THE Mgmt For For
BOARD OF DIRECTORS AND OF THE MEMBERS OF
THE FISCAL BOARD FOR THE FISCAL YEAR OF
2021, AS PER THE SHAREHOLDERS MEETING
MANUAL
--------------------------------------------------------------------------------------------------------------------------
TENAGA NASIONAL BHD Agenda Number: 713841814
--------------------------------------------------------------------------------------------------------------------------
Security: Y85859109
Meeting Type: AGM
Meeting Date: 10-May-2021
Ticker:
ISIN: MYL5347OO009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE BY ROTATION IN ACCORDANCE WITH
CLAUSE 64(1) OF THE COMPANY'S CONSTITUTION
AND BEING ELIGIBLE OFFER THEMSELVES FOR
RE-ELECTION: JUNIWATI RAHMAT HUSSIN
2 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE BY ROTATION IN ACCORDANCE WITH
CLAUSE 64(1) OF THE COMPANY'S CONSTITUTION
AND BEING ELIGIBLE OFFER THEMSELVES FOR
RE-ELECTION: GOPALA KRISHNAN K.SUNDARAM
3 TO RE-ELECT THE FOLLOWING DIRECTOR WHO WERE Mgmt For For
APPOINTED TO THE BOARD AND RETIRE IN
ACCORDANCE WITH CLAUSE 63(2) OF THE
COMPANY'S CONSTITUTION AND BEING ELIGIBLE
OFFER THEMSELVES FOR RE-ELECTION: DATO'
ASRI BIN HAMIDIN @ HAMIDON
4 TO RE-ELECT THE FOLLOWING DIRECTOR WHO WERE Mgmt For For
APPOINTED TO THE BOARD AND RETIRE IN
ACCORDANCE WITH CLAUSE 63(2) OF THE
COMPANY'S CONSTITUTION AND BEING ELIGIBLE
OFFER THEMSELVES FOR RE-ELECTION: DATO' IR.
NAWAWI BIN AHMAD
5 TO RE-ELECT THE FOLLOWING DIRECTOR WHO WERE Mgmt For For
APPOINTED TO THE BOARD AND RETIRE IN
ACCORDANCE WITH CLAUSE 63(2) OF THE
COMPANY'S CONSTITUTION AND BEING ELIGIBLE
OFFER THEMSELVES FOR RE-ELECTION: DATUK
RAWISANDRAN A/L NARAYANAN
6 TO RE-ELECT THE FOLLOWING DIRECTOR WHO WERE Mgmt For For
APPOINTED TO THE BOARD AND RETIRE IN
ACCORDANCE WITH CLAUSE 63(2) OF THE
COMPANY'S CONSTITUTION AND BEING ELIGIBLE
OFFER THEMSELVES FOR RE-ELECTION: DATUK IR.
BAHARIN BIN DIN
7 TO APPROVE THE PAYMENT OF THE FOLLOWING Mgmt For For
NON-EXECUTIVE DIRECTORS' FEES FROM THE 31ST
AGM UNTIL THE NEXT ANNUAL GENERAL MEETING
(AGM) OF THE COMPANY: (I) DIRECTOR'S FEE OF
RM30,000.00 PER MONTH FOR THE NON-EXECUTIVE
CHAIRMAN; (II) DIRECTOR'S FEE OF
RM20,000.00 PER MONTH FOR EACH
NON-EXECUTIVE DIRECTOR; (III) DIRECTOR'S
FEE OF RM7,000.00 AND RM5,000.00 PER MONTH
FOR TNB SUBSIDIARIES CATEGORY II AND III
RESPECTIVELY TO NON-EXECUTIVE CHAIRMAN
8 TO APPROVE THE PAYMENT OF BENEFITS PAYABLE Mgmt For For
TO THE NON-EXECUTIVE DIRECTORS (EXCLUDING
NON-EXECUTIVE DIRECTORS' FEES) AMOUNTING TO
RM1,968,200.00 FROM THE 31ST AGM UNTIL THE
NEXT AGM OF THE COMPANY.
9 TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS Mgmt For For
PLT, HAVING CONSENTED TO ACT, AS AUDITORS
OF THE COMPANY, TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT AGM AND TO AUTHORISE
THE DIRECTORS TO FIX THEIR REMUNERATION.
10 PROPOSED GRANT AND ALLOTMENT OF SHARES TO Mgmt Against Against
DATUK IR. BAHARIN BIN DIN. "THAT THE BOARD
(SAVE FOR DATUK IR. BAHARIN BIN DIN) BE AND
IS HEREBY AUTHORISED AT ANY TIME AND FROM
TIME TO TIME, TO CAUSE OR PROCURE THE
OFFERING AND ALLOCATION TO DATUK IR.
BAHARIN BIN DIN, PRESIDENT/CHIEF EXECUTIVE
OFFICER OF THE COMPANY, OF UP TO 850,000
ORDINARY SHARES IN TNB (TNB SHARES) UNDER
THE LONG TERM INCENTIVE PLAN FOR THE
ELIGIBLE EMPLOYEES OF TNB AND ITS
SUBSIDIARIES AND EXECUTIVE DIRECTORS OF TNB
(LTIP) AS THEY SHALL DEEM FIT, WHICH WILL
BE VESTED TO HIM AT A FUTURE DATE, SUBJECT
TO SUCH TERMS AND CONDITIONS OF THE LTIP
BY-LAWS." "AND THAT THE BOARD BE AND IS
HEREBY AUTHORISED TO ALLOT AND ISSUE NEW
TNB SHARES PURSUANT TO THE LTIP TO HIM FROM
TIME TO TIME IN ACCORDANCE WITH THE VESTING
OF HIS GRANT."
11 PROPOSED GRANT AND ALLOTMENT OF SHARES TO Mgmt Against Against
NOOR LIYANA BINTI BAHARIN. "THAT THE BOARD
(SAVE FOR DATUK IR. BAHARIN BIN DIN) BE AND
IS HEREBY AUTHORISED AT ANY TIME AND FROM
TIME TO TIME, TO CAUSE OR PROCURE THE
OFFERING AND ALLOCATION TO NOOR LIYANA
BINTI BAHARIN, ELECTRICAL ENGINEER OF THE
COMPANY, BEING PERSON CONNECTED TO DATUK
IR. BAHARIN BIN DIN, OF UP TO 4,400 TNB
SHARES UNDER THE LTIP AS THEY SHALL DEEM
FIT, WHICH WILL BE VESTED TO HER AT A
FUTURE DATE, SUBJECT TO SUCH TERMS AND
CONDITIONS OF THE LTIP BY-LAWS." "AND THAT
THE BOARD BE AND IS HEREBY AUTHORISED TO
ALLOT AND ISSUE NEW TNB SHARES PURSUANT TO
THE LTIP TO HER FROM TIME TO TIME IN
ACCORDANCE WITH THE VESTING OF HER GRANT."
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 713856310
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802057.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802049.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR 'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR YANG SIU SHUN AS DIRECTOR Mgmt For For
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION: PRICEWATERHOUSECOOPERS AS
AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
CMMT 12 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 714010410
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: EGM
Meeting Date: 20-May-2021
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042302014.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO ADOPT THE SHARE OPTION PLAN OF CHINA Mgmt Against Against
LITERATURE LIMITED
--------------------------------------------------------------------------------------------------------------------------
THAI OIL PUBLIC CO LTD Agenda Number: 713039899
--------------------------------------------------------------------------------------------------------------------------
Security: Y8620B119
Meeting Type: EGM
Meeting Date: 28-Oct-2020
Ticker:
ISIN: TH0796010013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER APPROVING THE RESTRUCTURE OF Mgmt For For
THE COMPANY'S SHAREHOLDING IN POWER
BUSINESS, COMPRISING A DISPOSAL OF ALL
SHARES DIRECTLY HELD BY THE COMPANY IN
GLOBAL POWER SYNERGY PUBLIC COMPANY LIMITED
TO PTT PUBLIC COMPANY LIMITED, AND AN
ACCEPTANCE OF THE ENTIRE BUSINESS TRANSFER
FROM THAI OIL POWER COMPANY LIMITED, WHICH
ARE THE CONNECTED TRANSACTION AND THE
ACQUISITION AND DISPOSITION OF ASSETS OF
LISTED COMPANY
2 OTHER MATTERS (IF ANY) Mgmt Against Against
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN.
--------------------------------------------------------------------------------------------------------------------------
THAI OIL PUBLIC CO LTD Agenda Number: 713607212
--------------------------------------------------------------------------------------------------------------------------
Security: Y8620B119
Meeting Type: AGM
Meeting Date: 07-Apr-2021
Ticker:
ISIN: TH0796010013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACKNOWLEDGE THE COMPANY'S 2020 OPERATING Mgmt For For
RESULTS AND TO APPROVE THE AUDITED
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2020
2 TO APPROVE THE DIVIDEND PAYMENT FOR THE Mgmt For For
COMPANY'S 2020 OPERATING RESULTS
3 TO APPROVE THE 2021 REMUNERATION FOR THE Mgmt For For
COMPANY'S DIRECTORS
4 TO APPROVE THE 2021 ANNUAL APPOINTMENT OF Mgmt Against Against
AUDITORS AND DETERMINATION OF THEIR
REMUNERATION: PRICEWATERHOUSE COOPERS ABAS
LTD
5.1 TO APPROVE THE APPOINTMENT OF NEW DIRECTOR Mgmt For For
IN REPLACEMENT OF THOSE WHO COMPLETE THEIR
TERMS BY ROTATION IN 2021: PROF. DR. SUPOT
TEACHAVORASINSKUN
5.2 TO APPROVE THE APPOINTMENT OF NEW DIRECTOR Mgmt For For
IN REPLACEMENT OF THOSE WHO COMPLETE THEIR
TERMS BY ROTATION IN 2021: MR. WIRAT
UANARUMIT
5.3 TO APPROVE THE APPOINTMENT OF NEW DIRECTOR Mgmt For For
IN REPLACEMENT OF THOSE WHO COMPLETE THEIR
TERMS BY ROTATION IN 2021: DR. PRASERT
SINSUKPRASERT
5.4 TO APPROVE THE APPOINTMENT OF NEW DIRECTOR Mgmt Against Against
IN REPLACEMENT OF THOSE WHO COMPLETE THEIR
TERMS BY ROTATION IN 2021: ASSO. PROF. DR.
PASU DECHARIN
5.5 TO APPROVE THE APPOINTMENT OF NEW DIRECTOR Mgmt For For
IN REPLACEMENT OF THOSE WHO COMPLETE THEIR
TERMS BY ROTATION IN 2021: DR. SOMPOP
PATTANARIYANKOOL
6 OTHERS (IF ANY) Mgmt Against Against
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN
CMMT 02 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME IN
RESOLUTION 4 AND CHANGE IN NUMBERING FOR
THE SAME. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
THE SAUDI NATIONAL BANK Agenda Number: 713930914
--------------------------------------------------------------------------------------------------------------------------
Security: M7S2CL107
Meeting Type: OGM
Meeting Date: 06-May-2021
Ticker:
ISIN: SA13L050IE10
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 VOTING ON THE REPORT OF THE BOARD OF Mgmt For For
DIRECTORS FOR THE FINANCIAL YEAR ENDED
31/12/2020
2 VOTING ON THE BANK FINANCIAL STATEMENTS FOR Mgmt For For
THE FINANCIAL YEAR ENDED 31/12/2020
3 VOTING ON THE BANK EXTERNAL AUDITORS REPORT Mgmt For For
FOR THE FINANCIAL YEAR ENDED 31/12/2020
4 VOTING ON THE BOARD RECOMMENDATION TO Mgmt For For
DISTRIBUTE CASH DIVIDENDS AMOUNTING TO SAR
(3,582,400,000) TO THE SHAREHOLDERS FOR THE
FINANCIAL YEAR OF 2020, IN THE AMOUNT OF
(80) HALLAH PER SHARE WHICH IS 8% OF THE
SHARES NOMINAL VALUE. PROVIDED THAT THE
ENTITLEMENT TO DIVIDENDS IS FOR
SHAREHOLDERS HOLDING THE SHARES BY THE END
OF THE TRADING DAY OF THE ASSEMBLY DATE,
AND WHO ARE REGISTERED IN THE COMPANY
SHAREHOLDERS REGISTRY HELD WITH THE
SECURITIES DEPOSITORY CENTER COMPANY (EDAA)
AT THE END OF THE SECOND TRADING DAY
FOLLOWING THE ENTITLEMENT DATE, AND
PROVIDED THAT THE DISTRIBUTION OF DIVIDENDS
BEGINS ON 23/05/2021
5 VOTING ON AUTHORIZING THE BOARD OF Mgmt For For
DIRECTORS TO DISTRIBUTE INTERIM DIVIDENDS
TO THE SHAREHOLDERS ON BIANNUAL OR
QUARTERLY BASIS FOR THE FINANCIAL YEAR 2021
6 VOTING ON THE APPOINTMENT THE EXTERNAL Mgmt For For
AUDITORS FROM AMONG THE CANDIDATES BASED ON
THE AUDIT COMMITTEE RECOMMENDATION. THE
APPOINTED AUDITORS SHALL EXAMINE, REVIEW
AND AUDIT THE (FIRST, SECOND, THIRD,)
QUARTERS AND THE ANNUAL FINANCIAL
STATEMENTS OF THE FINANCIAL YEAR 2021,
ALONG WITH DETERMINING THEIR FEES
7 VOTING ON THE PAYMENT AN AMOUNT OF SAR Mgmt For For
(4,850,000) AS REMUNERATION TO THE MEMBERS
OF THE BOARD OF DIRECTORS FOR THE FINANCIAL
YEAR ENDED 31/12/2020
8 VOTING ON THE DISCHARGE OF THE BOARD OF Mgmt For For
DIRECTORS MEMBER FROM LIABILITY FOR THE
FINANCIAL YEAR ENDED 31/12/2020
9 VOTING ON THE BOARD RESOLUTION TO APPOINT Mgmt For For
MR. AMMAR BIN ABDUL WAHID AL-KHUDAIRI, AS A
(NON-EXECUTIVE) BOARD MEMBER, STARTING FROM
THE DATE OF HIS APPOINTMENT ON 01/04/2021
TO COMPLETE THE BOARD TERM UNTIL THE END OF
THE CURRENT BOARD TERM ON 14/05/2021, AS
PER THE MERGER AGREEMENT
10 VOTING ON THE BOARD RESOLUTION TO APPOINT Mgmt For For
MR. YAZEED BIN ABDULRAHMAN AL-HUMIED, AS A
(NON-EXECUTIVE) BOARD MEMBER, STARTING FROM
THE DATE OF HIS APPOINTMENT ON 01/04/2021
TO COMPLETE THE BOARD TERM UNTIL THE END OF
THE CURRENT BOARD TERM ON 14/05/2021, AS
PER THE MERGER AGREEMENT
11 VOTING ON AMENDING THE POLICY, CRITERIA AND Mgmt For For
PROCEDURES FOR NOMINATION TO THE MEMBERSHIP
OF THE BOARD OF DIRECTORS
12 VOTING ON AMENDING THE REMUNERATION POLICY Mgmt For For
FOR THE BOARD OF DIRECTORS AND BOARD
COMMITTEES MEMBERS
13 VOTING ON ALLOCATING (3,241,313) SHARES Mgmt Against Against
FROM THE CURRENT TREASURY SHARES, WHICH ARE
A RESULT OF THE MERGER TRANSACTION TO THE
SIXTH TERM OF THE KEY EMPLOYEE EXECUTIVE
PLAN
14.1 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: MR. IBRAHIM SAAD
I. ALMOJEL
14.2 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: MR. AHMED SIRAG
ABDUL RAHMAN KHOGEER
14.3 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: MR. AHMED TARIQ
MURAD
14.4 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: MR. ALWALEED
KHALID MUHAMMED AL SHIEKH
14.5 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: MR. ANEES AHMED
MOUMINA
14.6 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: MR. KHALID
ABDULLAH AL-SWAILEM
14.7 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: MR. RASHID
IBRAHIM SHARIF
14.8 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: MR. ZIAD
AJ-TUNISI
14.9 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: MR. ZAID ABDUL
RAHMAN AL-QWAIZ
14.10 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: MR. SAUD
SOLAIMAN AL-JUHANI
14.11 VOTING ON THE ELECTION OF THE BOARD OF Mgmt For For
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: R. SAEED
MUHAMMED AL-GHAMDI
14.12 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: MR. SULTAN
ABDULSALAM IBRAHIM ABDULSALAM
14.13 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: MR. SULTAN
MOHAMMED A GARAMISH
14.14 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: MRS. SHEILA O.
AL-ROWAILY
14.15 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: MR. ABDUL RAHMAN
MUHAMMED ABDUL RAHMAN AL-ODAN
14.16 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: MR. ABDULLAH A.
AL-ROWAIS
14.17 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: MR. AMMAR
ABDULWAHED FALEH AL-KHUDAIRY
14.18 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: MR. GHASSAN
MOHAMMED KASHMEERI
14.19 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: MR. FAHAD
ABDULLAH AL-HUWIMANI
14.20 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: MR. MUJTABA
ALKHONAIZI
14.21 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: DR. NABEEL A.
KOSHAK
14.22 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: MR. WALID
SULAIMAN ABANUMAY
14.23 VOTING ON THE ELECTION OF THE BOARD OF Mgmt Abstain Against
DIRECTOR MEMBER AMONG NOMINEES FOR THE NEXT
THREE YEARS SESSION STARTING ON 15/05/2021
AND ENDING ON 14/05/2024. NOTING THAT IF
THE VOTING RESULTS DO NOT ENABLE THE BANK
TO APPOINT THE MINIMUM NUMBER OF
INDEPENDENT MEMBERS IN THE BOARD ACCORDING
TO THE REGULATORY REQUIREMENTS,
NON-INDEPENDENT MEMBERS WILL BE REPLACED BY
INDEPENDENT MEMBERS ACCORDING TO THE NUMBER
OF VOTES THEY WILL OBTAIN: MR. YAZEED
ABDULRAMAN AL-HUMIED
15 VOTING ON THE FORMATION OF AUDIT COMMITTEE Mgmt Against Against
FOR THE NEXT THREE YEARS STARTING
ON15/05/2021 AND ENDING ON 14/05/2024 ALONG
WITH ITS TASKS, CONTROLS AND MEMBERS
REMUNERATIONS. THE CANDIDATES ARE AS
FOLLOWS: DR. ABDUL RAHMAN MUHAMMAD
AL-BARRAK; DR. KHALED MUHAMMAD AL-TAWIL;
MR. ALI SULIMAN AL-AYED; MR. ABDUL AZIZ
SULIMAN AL-ATEEQI
16 VOTING ON DELEGATING THE BOARD OF DIRECTORS Mgmt For For
THE GENERAL ASSEMBLY POWERS STIPULATED IN
PARAGRAPH (1) OF ARTICLE (71) OF THE
COMPANIES LAW, FOR A PERIOD OF ONE YEAR
FROM THE GENERAL ASSEMBLY'S APPROVAL, OR
UNTIL THE END OF THE BOARD OF DIRECTORS
TERM WHICHEVER IS EARLIER, IN ACCORDANCE
WITH THE TERMS STATED IN THE REGULATORY
RULES AND PROCEDURES ISSUED PURSUANT TO THE
COMPANIES LAW RELATED TO LISTED JOINT-STOCK
COMPANIES
17 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND BUPA ARABIA
FOR COOPERATIVE INSURANCE CO "BUPA", WHICH
THE MEMBER OF THE BOARD OF DIRECTORS MR.
ZAID BIN ABDULRAHMAN AL-QWAIZ HAS AN
INDIRECT INTEREST AS HE HOLDS THE POSITION
OF BOARD MEMBER AT BUPA, WHICH IS A
CONTRACT TO PROVIDE MEDICAL INSURANCE
SERVICES TO THE NATIONAL COMMERCIAL BANK
EMPLOYEES FOR THE YEAR 2021. THIS CONTRACT
WAS MADE THROUGH COMPETITION WITHOUT ANY
PREFERENTIAL TREATMENT OR CONDITIONS WITH A
TOTAL AMOUNT OF (189,680,265) SAUDI RIYALS
18 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND THE ELM
INFORMATION SECURITY COMPANY (RELATED
PARTY), IN WHICH THE FOLLOWING MEMBERS OF
THE BOARD OF DIRECTORS REPRESENTING THE
PUBLIC INVESTMENT FUND: MR. SAEED BIN
MUHAMMAD AL-GHAMDI,MR. RASHID BIN IBRAHIM
SHARIF, MR. DAVID MEEK, MR. MARSHALL
BAILEY. HAVE INDIRECT INTEREST IN IT, WHERE
THE ELM INFORMATION SECURITY COMPANY
(RELATED PARTY) IS WHOLLY OWNED BY ONE OF
THE MAJOR SHAREHOLDERS OF THE BANK (THE
PUBLIC INVESTMENT FUND), IT IS A CUSTOMERS
MOBILE NUMBER VALIDATION THROUGH TAHQOQ
SERVICE, FOR A PERIOD OF ONE YEAR, AND THIS
CONTRACT WAS MADE WITHOUT ANY PREFERENTIAL
CONDITIONS OR BENEFITS, AT A COST OF
(18,400,000) SAUDI RIYALS
19 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND SAUDI CREDIT
BUREAU COMPANY (SIMAH), IN WHICH THE MEMBER
OF THE BOARD OF DIRECTORS, MR. SAEED
MUHAMMAD AL-GHAMDI, HAS AN INDIRECT
INTEREST, WAS WHERE HE SERVES THE CHAIRMAN
OF (SIMAH) UNTIL 07/04/2020., WHICH IS A
CONTRACT FOR THROUGH SUBSCRIBING IN THE
SIMAH CHECK FOR CREDIT LIMIT INCREASE LEAD
OF CUSTOMERS, THIS CONTRACT WAS MADE ANY
PREFERENTIAL CONDITIONS OR BENEFITS, AT A
COST OF (131,429) SAUDI RIYALS
20 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND THE SAUDI
TELECOM COMPANY (STC), IN WHICH THE MEMBER
OF THE BOARD OF DIRECTORS, MR. RASHID BIN
IBRAHIM SHARIF, HAS AN INDIRECT INTEREST,
WHERE HE IS A MEMBER OF THE BOARD OF
DIRECTORS IN THE SAUDI TELECOM COMPANY,
WHICH IS A CONTRACT TO RENEWAL OF THE BULK
SMS CONTRACT FOR 2021, THIS CONTRACT WAS
MADE THROUGH COMPETITION WITHOUT ANY
PREFERENTIAL CONDITIONS OR BENEFITS, AT A
COST OF (96,410,250) SAUDI RIYALS
21 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND SAUDI
TELECOM COMPANY SOLUTIONS, IN WHICH THE
MEMBER OF THE BOARD OF DIRECTORS MR. RASHID
BIN IBRAHIM SHARIF, HAS AN INDIRECT
INTEREST, WHERE HE SERVES AS A MEMBER OF
THE BOARD OF DIRECTORS OF STC, WHICH IS A
CONTRA YEARS, AND THIS CONTRACT WAS MADE BY
COMPETITION WITHOUT ANY PREFERENTIAL
CONDITIONS OR BENEFITS, AT A COST OF
(63,247,258) SAUDI RIYALS
22 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND SAUDI
TELECOM COMPANY SOLUTIONS, IN WHICH THE
MEMBER OF THE BOARD OF DIRECTORS MR. RASHID
BIN IBRAHIM SHARIF, HAS AN INDIRECT
INTEREST, WHERE HE SERVES AS A MEMBER OF
THE BOARD OF DIRECTORS OF STC, WHICH IS A
CONTRACT FOR RENEWAL OF ARBOR CLOUD FOR
DDOS, FOR 3 YEARS FROM 28/03/2023 UNTIL
27/03/2023, AND THIS CONTRACT WAS MADE BY
COMPETITION WITHOUT ANY PREFERENTIAL
CONDITIONS OR BENEFITS, AT A COST OF
(2,116,446) SAUDI RIYALS
23 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND THE SAUDI
TELECOM COMPANY (STC), IN WHICH THE MEMBER
OF THE BOARD OF DIRECTORS, MR. RASHID BIN
IBRAHIM SHARIF, HAS AN INDIRECT INTEREST,
WHERE HE IS A MEMBER OF THE BOARD OF
DIRECTORS IN THE SAUDI TELECOM COMPANY,
WHICH IS A CONTRACT TO THE RENEWAL OF THE
IP-VPN SERVICES CONTRACT FOR 3 YEARS FROM
01/01/2021 UNTIL 31/12/2023, THIS CONTRACT
WAS MADE THROUGH COMPETITION WITHOUT ANY
PREFERENTIAL CONDITIONS OR BENEFITS, AT A
COST OF (73,153,989) SAUDI RIYALS
24 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND SAUDI
TELECOM COMPANY SOLUTIONS, IN WHICH THE
MEMBER OF THE BOARD OF DIRECTORS MR. RASHID
BIN IBRAHIM SHARIF, HAS AN INDIRECT
INTEREST, WHERE HE SERVES AS A MEMBER OF
THE BOARD OF DIRECTORS OF STC, WHICH IS A
CONTRACT FOR RENEWAL OF POS COMMUNICATION
NETWORK CONTRACT FOR A PERIOD OF ONE YEAR,
AND THIS CONTRACT WAS MADE BY COMPETITION
WITHOUT ANY PREFERENTIAL CONDITIONS OR
BENEFITS, AT A COST OF (24,840,000) SAUDI
RIYALS
25 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND THE SAUDI
TELECOM COMPANY (STC), IN WHICH THE MEMBER
OF THE BOARD OF DIRECTORS MR. RASHID BIN
IBRAHIM SHARIF HAS AN INDIRECT INTEREST AS
HE HOLDS THE POSITION OF A BOARD MEMBER AT
STC, WHICH IS A RENTAL CONTRACT OF FOUR
MULTIPLE AUTOMATED TELLER MACHINE (ATM)
LOCATION, FOR A PERIOD OF FIVE YEARS, AND
THIS CONTRACT WAS MADE BY COMPETITION
WITHOUT ANY PREFERENTIAL CONDITIONS OR
BENEFITS, AT A COST OF (550,000) SAUDI
RIYALS
26 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND THE SAUDI
TELECOM COMPANY (STC), IN WHICH THE MEMBER
OF THE BOARD OF DIRECTORS MR. RASHID BIN
IBRAHIM SHARIF HAS AN INDIRECT INTEREST AS
HE HOLDS THE POSITION OF A BOARD MEMBER AT
STC, WHICH IS A RENTAL CONTRACT OF SEVEN
MULTIPLE AUTOMATED TELLER MACHINE (ATM)
LOCATION, FOR A PERIOD OF THREE YEARS, AND
THIS CONTRACT WAS MADE BY COMPETITION
WITHOUT ANY PREFERENTIAL CONDITIONS OR
BENEFITS, AT A COST OF (765,000) SAUDI
RIYALS
27 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND PANDA RETAIL
COMPANY, IN WHICH THE MEMBER OF THE BOARD
OF DIRECTORS MR. ANEES MOUMINA HAS AN
INDIRECT INTEREST AS HE HOLDS THE POSITION
OF VICE CHAIRMAN AT PANDA RETAIL COMPANY,
WHICH IS A RENTAL CONTRACT OF TWENTY-THREE
MULTIPLE AUTOMATED TELLER MACHINE (ATM)
LOCATION, FOR A PERIOD OF THREE YEARS, AND
THIS CONTRACT WAS MADE BY COMPETITION
WITHOUT ANY PREFERENTIAL CONDITIONS OR
BENEFITS, AT A COST OF (9,070,000) SAUDI
RIYALS
28 VOTING ON THE BUSINESS AND CONTRACTS Mgmt Against Against
CONCLUDED BETWEEN THE BANK AND THE SAUDI
ARABIAN MILITARY INDUSTRIES COMPANY
(RELATED PARTY), IN WHICH THE FOLLOWING
MEMBERS OF THE BOARD OF DIRECTORS
REPRESENTING THE PUBLIC INVESTMENT FUND:
MR. SAEED BIN MUHAMMAD AL-GHAMDI, MR.
RASHID BIN IBRAHIM SHARIF, MR. DAVID MEEK,
MR. MARSHALL BAILEY. HAVE INDIRECT INTEREST
IN IT, WHERE THE SAUDI ARABIAN MILITARY
INDUSTRIES COMPANY (RELATED PARTY) IS
WHOLLY OWNED BY ONE OF THE MAJOR
SHAREHOLDERS OF THE BANK (THE PUBLIC
INVESTMENT FUND), WHICH IS THE SALE OF THE
ENTIRE SHARE OF SHARES AMOUNTING TO (10%)
IN THE ADVANCED ELECTRONICS COMPANY, TO THE
SAUDI MILITARY INDUSTRIES COMPANY (RELATED
PARTY) WITH A TOTAL AMOUNT LESS THAN 1% OF
THE BANK TOTAL REVENUES ACCORDING TO THE
LATEST FINANCIAL STATEMENTS
29 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND SAUDI
ACCENTURE, IN WHICH THE MEMBER OF THE BOARD
OF DIRECTORS MR. ZIAD BIN MOHAMMED MAKKI
AL-TUNISI, HAS AN INDIRECT INTEREST, AS HE
HOLDS THE POSITION OF A MEMBER OF THE BOARD
OF DIRECTORS IN SAUDI ACCENTURE, WHICH IS A
CONTRACT OF AGREEMENT FOR (DIGITAL VISION
PROGRAM), THIS CONTRACT WAS MADE BY
COMPETITION WITHOUT ANY PREFERENTIAL
CONDITIONS OR BENEFITS, FOR A PERIOD OF 12
MONTHS, AT A COST OF (42,550,000) SAUDI
RIYALS
30 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND SAUDI
ACCENTURE, IN WHICH THE MEMBER OF THE BOARD
OF DIRECTORS MR. ZIAD BIN MOHAMMED
AL-TUNISI, HAS AN INDIRECT INTEREST, AS HE
HOLDS THE POSITION OF A MEMBER OF THE BOARD
OF DIRECTORS IN SAUDI ACCENTURE, WHICH IS A
CONTRACT OF AGREEMENT TO PROVIDE CONSULTING
SERVICES RELATED TO ALAHLI ESNAD, FOR A
PERIOD OF 2.25 MONTHS FROM 01/09/2020 UNTIL
09/11/2020, THIS CONTRACT WAS MADE THROUGH
COMPETITION WITHOUT ANY PREFERENTIAL
CONDITIONS OR BENEFITS, AT A COST OF
(1,725,000) SAUDI RIYALS
31 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND SAUDI
ACCENTURE, IN WHICH THE MEMBER OF THE BOARD
OF DIRECTORS MR. ZIAD BIN MOHAMMED
AL-TUNISI, HAS AN INDIRECT INTEREST, AS HE
HOLDS THE POSITION OF A MEMBER OF THE BOARD
OF DIRECTORS IN SAUDI ACCENTURE, WHICH IS A
CONTRACT OF SIGNING A CONSULTANCY SERVICES
AGREEMENT TO SUPPORT THE MERGER PROJECT
WITH "SAMBA" FOR IT INTEGRATION FOR A
PERIOD OF 3.5 MONTHS FROM 22/07/2020 UNTIL
21/11/2020, THIS CONTRACT WAS MADE THROUGH
COMPETITION WITHOUT ANY PREFERENTIAL
CONDITIONS OR BENEFITS, AT A COST OF
(5,635,000) SAUDI RIYALS
32 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND SAUDI
ACCENTURE, IN WHICH THE MEMBER OF THE BOARD
OF DIRECTORS MR. ZIAD BIN MOHAMMED
AL-TUNISI, HAS AN INDIRECT INTEREST, AS HE
HOLDS THE POSITION OF A MEMBER OF THE BOARD
OF DIRECTORS IN SAUDI ACCENTURE, WHICH IS A
CONTRACT OF AGREEMENT FOR NCB MOBILE APP
PERFORMANCE REMEDIATION, THIS CONTRACT WAS
MADE THROUGH COMPETITION WITHOUT ANY
PREFERENTIAL CONDITIONS OR BENEFITS, FOR A
PERIOD OF FOUR MONTHS, AT A COST OF
(1,530,000) SAUDI RIYALS
33 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND SAUDI
ACCENTURE, IN WHICH THE MEMBER OF THE BOARD
OF DIRECTORS MR. ZIAD BIN MOHAMMED
AL-TUNISI, HAS AN INDIRECT INTEREST, AS HE
HOLDS THE POSITION OF A MEMBER OF THE BOARD
OF DIRECTORS IN SAUDI ACCENTURE, WHICH IS A
CONTRACT OF AGREEMENT FOR SUPPORT FOR
NCBC'S CHARLES RIVER SYSTEM, FOR A PERIOD
OF 60 MONTHS, THIS CONTRACT WAS MADE
THROUGH COMPETITION WITHOUT ANY
PREFERENTIAL CONDITIONS OR BENEFITS, AT A
COST OF (9,293,438) SAUDI RIYALS
34 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND SAUDI
ACCENTURE, IN WHICH THE MEMBER OF THE BOARD
OF DIRECTORS MR. ZIAD BIN MOHAMMED
AL-TUNISI, HAS AN INDIRECT INTEREST, AS HE
HOLDS THE POSITION OF A MEMBER OF THE BOARD
OF DIRECTORS IN SAUDI ACCENTURE, WHICH IS A
CONTRACT FOR CONSULTANCY SERVICES RELATED
TO THE BANK DATA STRATEGY, FOR A PERIOD OF
THREE MONTHS, THIS CONTRACT WAS MADE
THROUGH COMPETITION WITHOUT ANY
PREFERENTIAL CONDITIONS OR BENEFITS, AT A
COST OF (2,167,000) SAUDI RIYALS
35 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND SAUDI
ACCENTURE, IN WHICH THE MEMBER OF THE BOARD
OF DIRECTORS MR. ZIAD BIN MOHAMMED MAKKI
AL-TUNISI, HAS AN INDIRECT INTEREST, AS HE
HOLDS THE POSITION OF A MEMBER OF THE BOARD
OF DIRECTORS IN SAUDI ACCENTURE, WHICH IS A
CONTRACT OF SIGNING AN AGREEMENT FOR
(DIGITAL VISION PROGRAM - ADDITIONAL SCOPE)
FOR A PERIOD OF 6 MONTHS , THIS CONTRACT
WAS MADE BY MEANS OF COMPETITION WITHOUT
ANY PREFERENTIAL CONDITIONS OR BENEFITS,
WITH A TOTAL AMOUNT OF (8,326,000) SAUDI
RIYALS
36 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND SAUDI
ACCENTURE, IN WHICH THE MEMBER OF THE BOARD
OF DIRECTORS MR. ZIAD BIN MOHAMMED MAKKI
AL-TUNISI, HAS AN INDIRECT INTEREST, AS HE
HOLDS THE POSITION OF A MEMBER OF THE BOARD
OF DIRECTORS IN SAUDI ACCENTURE, WHICH IS A
CONTRACT OF SIGNING AN AGREEMENT FOR IT
INTEGRATION PROGRAM NCB/SAMBA MERGER FOR A
PERIOD OF 4 MONTHS , THIS CONTRACT WAS MADE
BY MEANS OF COMPETITION WITHOUT ANY
PREFERENTIAL CONDITIONS OR BENEFITS, WITH A
TOTAL AMOUNT OF (2,518,500) SAUDI RIYALS
37 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND ETIHAD
ETISALAT COMPANY (MOBILY), IN WHICH THE
MEMBER OF THE BOARD OF DIRECTORS MR. ZAID
BIN ABDUL RAHMAN AL-QWAIZ HAS AN INDIRECT
INTEREST, WHERE THE MEMBER'S BROTHER HOLDS
THE POSITION OF CHAIRMAN OF THE BOARD OF
DIRECTORS OF ETIHAD ETISALAT COMPANY
(MOBILY) AS A REPRESENTATIVE OF THE GENERAL
ORGANIZATION FOR SOCIAL INSURANCE, WHICH IS
A CONTRACT TO PROCESS THE PENDING INVOICE
PAYMENT OF MOBILY BULK SMS TO ETIHAD
ETISALAT CO. (MOBILY), FOR THE PERIOD FROM
13 SEP 2019 TILL DEC 2019, THIS CONTRACT
WAS MADE BY COMPETITION WITHOUT ANY
PREFERENTIAL CONDITIONS OR BENEFITS, AT A
COST OF (7,168,535) SAUDI RIYALS
38 VOTING ON THE BUSINESS AND CONTRACTS Mgmt For For
CONCLUDED BETWEEN THE BANK AND ALKHALEEJ
TRAINING & EDUCATION, IN WHICH THE MEMBER
OF THE BOARD OF DIRECTORS MR. ZAID BIN
ABDUL RAHMAN AL-QWAIZ HAS AN INDIRECT
INTEREST, WHERE THE MEMBER'S BROTHER HOLDS
THE POSITION OF THE BOARD OF DIRECTORS OF
ALKHALEEJ TRAINING & EDUCATION, WHICH IS A
CONTRACT TO TRAINING COURSE - ITIL 4
MANAGING PROFESSIONAL TRANSITION FOR NCB
EMPLOYEES, THIS CONTRACT WAS MADE BY
COMPETITION WITHOUT ANY PREFERENTIAL
CONDITIONS OR BENEFITS, AT A COST OF
(51,750) SAUDI RIYALS
--------------------------------------------------------------------------------------------------------------------------
THE SAUDI NATIONAL BANK Agenda Number: 714301342
--------------------------------------------------------------------------------------------------------------------------
Security: M7S2CL107
Meeting Type: OGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: SA13L050IE10
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 VOTING ON INCREASING THE NUMBER OF AUDIT Mgmt For For
COMMITTEE SEATS FROM (4) TO (5) SEATS,
WHEREBY THE NUMBER OF AUDIT COMMITTEE
MEMBERS BECOMES (5) MEMBERS, BY APPOINTING
(MR. ABDULLAH ABDULRAHMAN ALROWAIS /
INDEPENDENT BOARD MEMBER) AS A MEMBER OF
AUDIT COMMITTEE STARTING FROM THE DATE OF
THE ASSEMBLY'S APPROVAL UNTIL THE END OF
THE CURRENT COMMITTEE TERM OF OFFICE ON
14/05/2024
--------------------------------------------------------------------------------------------------------------------------
THE SIAM COMMERCIAL BANK PUBLIC CO LTD Agenda Number: 713615423
--------------------------------------------------------------------------------------------------------------------------
Security: Y7905M113
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: TH0015010018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACKNOWLEDGE THE ANNUAL REPORT OF THE Mgmt Abstain Against
BOARD OF DIRECTORS
2 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED 31 DECEMBER
2020
3 TO CONSIDER AND APPROVE THE DIVIDEND Mgmt For For
PAYMENT AND ACKNOWLEDGE THE ALLOCATION OF
THE BANK'S REMAINING PROFIT FOR THE
OPERATIONAL RESULTS OF THE YEAR 2020 AFTER
THE DIVIDEND PAYMENT TO COMMON EQUITY TIER
1 (CET1) UNDER TIER 1 CAPITAL
4.1 TO CONSIDER AND ELECT THE DIRECTOR IN Mgmt For For
REPLACEMENT OF THOSE RETIRING BY ROTATION:
MR. VICHIT SURAPHONGCHAI
4.2 TO CONSIDER AND ELECT THE DIRECTOR IN Mgmt For For
REPLACEMENT OF THOSE RETIRING BY ROTATION:
MR. WEERAWONG CHITTMITTRAPAP
4.3 TO CONSIDER AND ELECT THE DIRECTOR IN Mgmt For For
REPLACEMENT OF THOSE RETIRING BY ROTATION:
MR. PAILIN CHUCHOTTAWORN
4.4 TO CONSIDER AND ELECT THE DIRECTOR IN Mgmt For For
REPLACEMENT OF THOSE RETIRING BY ROTATION:
MS. JAREEPORN JARUKORNSAKUL
4.5 TO CONSIDER AND ELECT THE DIRECTOR IN Mgmt For For
REPLACEMENT OF THOSE RETIRING BY ROTATION:
MR. ARTHID NANTHAWITHAYA
4.6 TO CONSIDER AND ELECT THE DIRECTOR IN Mgmt For For
REPLACEMENT OF THOSE RETIRING BY ROTATION:
MRS. PANTIP SRIPIMOL
5 TO CONSIDER AND APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION FOR THE YEAR 2020 AND THE
DIRECTORS' BONUS BASED ON THE YEAR 2019
OPERATIONAL RESULTS
6 TO CONSIDER AND APPOINT THE AUDITORS AND Mgmt For For
FIX THE AUDIT FEE FOR THE YEAR 2021: KPMG
PHOOMCHAI AUDIT LIMITED
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN
CMMT 22 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
TIANMA MICROELECTRONICS CO LTD Agenda Number: 713442539
--------------------------------------------------------------------------------------------------------------------------
Security: Y77427105
Meeting Type: EGM
Meeting Date: 23-Dec-2020
Ticker:
ISIN: CNE000000HT1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CONNECTED TRANSACTION REGARDING A FINANCIAL Mgmt Against Against
SERVICE AGREEMENT WITH A COMPANY
--------------------------------------------------------------------------------------------------------------------------
TIANMA MICROELECTRONICS CO LTD Agenda Number: 713599047
--------------------------------------------------------------------------------------------------------------------------
Security: Y77427105
Meeting Type: EGM
Meeting Date: 26-Feb-2021
Ticker:
ISIN: CNE000000HT1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF NON-INDEPENDENT DIRECTOR: ZHANG Mgmt For For
ZHIBIAO
1.2 ELECTION OF NON-INDEPENDENT DIRECTOR: XIAO Mgmt For For
YI
2.1 ELECTION OF SUPERVISOR: ZHANG GUANGJIAN Mgmt For For
2.2 ELECTION OF SUPERVISOR: JIAO YAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TIANMA MICROELECTRONICS CO LTD Agenda Number: 714305338
--------------------------------------------------------------------------------------------------------------------------
Security: Y77427105
Meeting Type: AGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: CNE000000HT1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 FINANCIAL REPORTS Mgmt For For
2 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
3 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
4 2020 WORK REPORT OF INDEPENDENT DIRECTORS Mgmt For For
5 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
6 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY0.70000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
7 2020 REMUNERATION FOR THE CHAIRMAN OF THE Mgmt For For
BOARD
8 2021 APPLICATION FOR COMPREHENSIVE CREDIT Mgmt Against Against
LINE
9 LAUNCHING FOREIGN EXCHANGE DERIVATIVES Mgmt For For
TRANSACTIONS
10 FEASIBILITY ANALYSIS REPORT ON FOREIGN Mgmt For For
EXCHANGE DERIVATIVES TRANSACTIONS
11 APPOINTMENT OF 2021 AUDIT FIRM Mgmt For For
12 ISSUANCE OF SUPER SHORT-TERM COMMERCIAL Mgmt For For
PAPERS
13 THE COMPANY'S ELIGIBILITY FOR PUBLIC Mgmt For For
SHELF-OFFERING OF CORPORATE BONDS TO
PROFESSIONAL INVESTORS
14.1 PLAN FOR PUBLIC SHELF-OFFERING OF CORPORATE Mgmt For For
BONDS TO PROFESSIONAL INVESTORS: PAR VALUE
AND ISSUING SCALE
14.2 PLAN FOR PUBLIC SHELF-OFFERING OF CORPORATE Mgmt For For
BONDS TO PROFESSIONAL INVESTORS: INTEREST
RATE OR ITS DETERMINING METHOD
14.3 PLAN FOR PUBLIC SHELF-OFFERING OF CORPORATE Mgmt For For
BONDS TO PROFESSIONAL INVESTORS: BOND TYPE
AND DURATION
14.4 PLAN FOR PUBLIC SHELF-OFFERING OF CORPORATE Mgmt For For
BONDS TO PROFESSIONAL INVESTORS: PURPOSE OF
THE RAISED FUNDS
14.5 PLAN FOR PUBLIC SHELF-OFFERING OF CORPORATE Mgmt For For
BONDS TO PROFESSIONAL INVESTORS: ISSUING
METHOD AND TARGETS, AND ARRANGEMENT FOR
PLACEMENT TO SHAREHOLDERS
14.6 PLAN FOR PUBLIC SHELF-OFFERING OF CORPORATE Mgmt For For
BONDS TO PROFESSIONAL INVESTORS: GUARANTEE
METHOD
14.7 PLAN FOR PUBLIC SHELF-OFFERING OF CORPORATE Mgmt For For
BONDS TO PROFESSIONAL INVESTORS: REDEMPTION
OR RESALE CLAUSES
14.8 PLAN FOR PUBLIC SHELF-OFFERING OF CORPORATE Mgmt For For
BONDS TO PROFESSIONAL INVESTORS: THE
COMPANY'S CREDIT CONDITIONS AND REPAYMENT
GUARANTEE MEASURES
14.9 PLAN FOR PUBLIC SHELF-OFFERING OF CORPORATE Mgmt For For
BONDS TO PROFESSIONAL INVESTORS:
UNDERWRITING METHOD
14.10 PLAN FOR PUBLIC SHELF-OFFERING OF CORPORATE Mgmt For For
BONDS TO PROFESSIONAL INVESTORS: LISTING
PLACE
14.11 PLAN FOR PUBLIC SHELF-OFFERING OF CORPORATE Mgmt For For
BONDS TO PROFESSIONAL INVESTORS: VALID
PERIOD OF THE RESOLUTION
15 FULL AUTHORIZATION TO THE BOARD AND ITS Mgmt For For
AUTHORIZED PERSONS TO HANDLE MATTERS
REGARDING THE PUBLIC SHELF-OFFERING OF
CORPORATE BONDS TO PROFESSIONAL INVESTORS
--------------------------------------------------------------------------------------------------------------------------
TIM PARTICIPACOES SA Agenda Number: 935263234
--------------------------------------------------------------------------------------------------------------------------
Security: 88706P205
Meeting Type: Special
Meeting Date: 31-Aug-2020
Ticker: TSU
ISIN: US88706P2056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To examine, discuss and resolve on the Mgmt No vote
approval of the "Protocol and Justification
of the Merger of TIM ParticipacoesS.A. into
TIM S.A.", executed on July 29th, 2020 by
the management of the Company and of TIM
S.A. (respectively, "TSA" and "Protocol"),
which establishes the terms and conditions
of the proposal of the merger of the
Company into into TSA ("Merger").
2) To examine, discuss and resolve on the Mgmt No vote
ratification of the appointment and hiring
of Apsis Consultoria e AvaliacoesLtda. and
of Apsis Consultoria Empresarial Ltda.,
specialized companies responsible for
preparing, respectively, the appraisal
report of the Company's equity at book
value and the appraisal reports of the
shareholders' equity of the Company and TSA
at market price, for the purposes of the
Merger (respectively, "Appraisal Report at
Book Value", "Appraisal Reports at Market
Price" and, together, "Appraisal Reports").
3) To examine, discuss and resolve on the Mgmt No vote
approval of the Appraisal Reports.
4) To examine, discuss and resolve on the Mgmt No vote
approval of the Merger, under the terms of
the Protocol and subject to compliance with
the suspensive condition established
therein.
5) To examine, discuss and resolve on the Mgmt No vote
authorization for the performance, by the
officers and attorneys-in-fact of the
Company, of all necessary measures for the
consummation of the Merger, under the terms
of the Protocol.
6) To examine, discuss and resolve on the Mgmt No vote
proposal to amend the Company's Long-Term
Incentive Plans, so that TSA will appear
exclusively as the company responsible for
the obligations arising thereon.
--------------------------------------------------------------------------------------------------------------------------
TIM S.A. Agenda Number: 935343828
--------------------------------------------------------------------------------------------------------------------------
Security: 88706T108
Meeting Type: Annual
Meeting Date: 30-Mar-2021
Ticker: TIMB
ISIN: US88706T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 To resolve on the management's report and Mgmt For For
the financial statements of the Company for
the fiscal year ended on December 31st,
2020.
A2 To resolve on the management's proposal for Mgmt For For
the allocation of the results of the 2020
fiscal year and the distribution of
dividends by the Company.
A3 To resolve on the composition of the Board Mgmt For For
of Directors of the Company.
A4 To resolve on the classification of the Mgmt For For
candidates for the positions of independent
members of the Board of Directors according
to the independence criteria of the Novo
Mercado Regulations of B3 S.A. - Brasil
Bolsa, Balcao ("Novo Mercado Regulations"):
Flavia Maria Bittencourt, Gesner Jose de
Oliveira Filho, Herculano Anibal Alves,
Nicandro Durante.
A5 To elect the members of the Board of Mgmt For For
Directors of the Company by single group of
candidates. Slate of candidates: Agostino
Nuzzolo, Carlo Nardello, Elisabetta Paola
Romano, Flavia Maria Bittencourt, Gesner
Jose de Oliveira Filho, Herculano Anibal
Alves, Michele Valensise, Nicandro Durante,
Pietro Labriola, Sabrina Di Bartolomeo
A6 If one of the candidates that make up the Mgmt Against Against
chosen slate ceases to be part of it, can
the votes corresponding to his shares
continue to be cast on the chosen slate.
A7 To resolve on the composition of the Fiscal Mgmt For For
Council of the Company.
A8 To elect the effective and alternate Mgmt For For
members of the Fiscal Council by single
slate of candidates. Slate of candidates:
Walmir Urbano Kesseli (effective) /Heinz
Egon Lowen (alternate) Josino de Almeida
Fonseca (effective) / Joao Verner Juenemann
(alternate) Jarbas Tadeu Barsanti Ribeiro
(effective) / Anna Maria C. Gouvea
Guimaraes (alternate).
A9 If one of the candidates leaves the single Mgmt Against Against
group to accommodate the election in a
separate manner referred in Article 161,
Paragraph 4, and Article 240 of Law Nr.
6,404/1976, the votes corresponding to your
shares can still be given to the chosen
group.
A10 To resolve on the compensation proposal for Mgmt Against Against
the Company's management, members of
Committees and members of the Fiscal
Council of the Company for the 2021 fiscal
year.
E1 To resolve on the proposal for the Mgmt For For
extension of the Cooperation and Support
Agreement, through the execution of its
14th amendment, to be entered into between
Telecom Italia S.p.A., on the one hand, and
the Company, on the other hand.
E2 To resolve on the Company's Long-Term Mgmt Against Against
Incentive Plan proposal.
E3 To resolve on the amendment and restatement Mgmt For For
of the Company's By- laws.
--------------------------------------------------------------------------------------------------------------------------
TONGWEI CO LTD Agenda Number: 713897986
--------------------------------------------------------------------------------------------------------------------------
Security: Y8884V108
Meeting Type: AGM
Meeting Date: 07-May-2021
Ticker:
ISIN: CNE000001GS3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
4 2020 ANNUAL ACCOUNTS Mgmt For For
5 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY2.41000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
6 2020 WORK REPORT OF INDEPENDENT DIRECTORS Mgmt For For
7 REAPPOINTMENT OF AUDIT FIRM Mgmt For For
8 2021 APPLICATION FOR COMPREHENSIVE CREDIT Mgmt For For
LINE
9 2021 MUTUAL GUARANTEE WITH SUBSIDIARIES Mgmt Against Against
10 2021 PROVISION OF GUARANTEE FOR CLIENTS Mgmt For For
11 2021 BILL POOL BUSINESS Mgmt Against Against
12 SHAREHOLDER RETURN PLAN FOR THE NEXT THREE Mgmt For For
YEARS FROM 2021 TO 2023
13 ADJUSTMENT OF TOTAL INVESTMENT SCALE OF Mgmt For For
SOME PROJECTS FINANCED WITH RAISED FUNDS
14 THE COMPANY'S ELIGIBILITY FOR PUBLIC Mgmt For For
ISSUANCE OF A-SHARE CONVERTIBLE CORPORATE
BONDS
15.1 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE CORPORATE BONDS: TYPE OF
SECURITIES TO BE ISSUED
15.2 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE CORPORATE BONDS: ISSUING SCALE
15.3 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE CORPORATE BONDS: PAR VALUE AND
ISSUE PRICE
15.4 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE CORPORATE BONDS: BOND DURATION
15.5 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE CORPORATE BONDS: INTEREST RATE
15.6 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE CORPORATE BONDS: TIME LIMIT AND
METHOD FOR REPAYING THE PRINCIPAL AND
INTEREST
15.7 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE CORPORATE BONDS: CONVERSION
PERIOD
15.8 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE CORPORATE BONDS: DETERMINATION
AND ADJUSTMENT OF THE CONVERSION PRICE
15.9 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE CORPORATE BONDS: DOWNWARD
ADJUSTMENT OF CONVERSION PRICE
15.10 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE CORPORATE BONDS: DETERMINING
METHOD FOR THE NUMBER OF CONVERTED SHARES
15.11 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE CORPORATE BONDS: REDEMPTION
CLAUSES
15.12 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE CORPORATE BONDS: RESALE CLAUSES
15.13 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE CORPORATE BONDS: ATTRIBUTION OF
RELATED DIVIDENDS FOR CONVERSION YEARS
15.14 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE CORPORATE BONDS: ISSUING
TARGETS AND METHOD
15.15 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE CORPORATE BONDS: ARRANGEMENT
FOR PLACEMENT TO EXISTING A-SHARE
SHAREHOLDERS
15.16 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE CORPORATE BONDS: BONDHOLDERS
AND BONDHOLDERS' MEETINGS
15.17 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE CORPORATE BONDS: PURPOSE OF THE
RAISED FUNDS
15.18 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE CORPORATE BONDS: DEPOSIT AND
MANAGEMENT OF THE RAISED FUNDS
15.19 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE CORPORATE BONDS: GUARANTEE
MATTERS
15.20 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE CORPORATE BONDS: THE VALID
PERIOD OF THE RESOLUTION
16 PREPLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE CORPORATE BONDS
17 FEASIBILITY ANALYSIS REPORT ON PUBLIC Mgmt For For
ISSUANCE OF A-SHARE CONVERTIBLE CORPORATE
BONDS
18 DILUTED IMMEDIATE RETURN AFTER THE PUBLIC Mgmt For For
ISSUANCE OF CONVERTIBLE CORPORATE BONDS AND
FILLING MEASURES
19 RULES GOVERNING THE MEETINGS OF Mgmt For For
BONDHOLDERS' OF THE COMPANY'S A-SHARE
CONVERTIBLE BONDS
20 FULL AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS REGARDING THE PUBLIC ISSUANCE OF
CONVERTIBLE CORPORATE BONDS
21 REPORT ON THE USE OF PREVIOUSLY RAISED Mgmt For For
FUNDS
--------------------------------------------------------------------------------------------------------------------------
TOP GLOVE CORPORATION BHD Agenda Number: 712990642
--------------------------------------------------------------------------------------------------------------------------
Security: Y88965101
Meeting Type: EGM
Meeting Date: 18-Aug-2020
Ticker:
ISIN: MYL7113OO003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROPOSED BONUS ISSUE OF UP TO 5,476,974,322 Mgmt For For
NEW ORDINARY SHARES IN TOP GLOVE ("TOP
GLOVE SHARES") ("BONUS SHARES") ON THE
BASIS OF TWO (2) BONUS SHARES FOR ONE (1)
EXISTING TOP GLOVE SHARE HELD IN TOP GLOVE
ON AN ENTITLEMENT DATE TO BE DETERMINED
LATER ("PROPOSED BONUS ISSUE")
--------------------------------------------------------------------------------------------------------------------------
TOP GLOVE CORPORATION BHD Agenda Number: 713386604
--------------------------------------------------------------------------------------------------------------------------
Security: Y88965101
Meeting Type: AGM
Meeting Date: 06-Jan-2021
Ticker:
ISIN: MYL7113OO003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RE-ELECT THE DIRECTOR, DATO' LIM HAN Mgmt Against Against
BOON
2 TO RE-ELECT THE DIRECTOR, TAN SRI RAINER Mgmt Against Against
ALTHOFF
3 TO RE-ELECT THE DIRECTOR, DATUK NORIPAH Mgmt Against Against
KAMSO
4 TO RE-ELECT THE DIRECTOR, DATUK DR. NORMA Mgmt Against Against
MANSOR
5 TO RE-ELECT THE DIRECTOR, MS. SHARMILA Mgmt Against Against
SEKARAJASEKARAN
6 TO RE-ELECT THE DIRECTOR, MR. LIM ANDY Mgmt Against Against
7 TO APPROVE THE PAYMENT OF DIRECTORS' FEES Mgmt For For
8 TO APPROVE THE PAYMENT OF DIRECTORS' Mgmt For For
BENEFITS (EXCLUDING DIRECTORS' FEES)
9 TO RE-APPOINT MESSRS. ERNST & YOUNG PLT AS Mgmt For For
AUDITORS OF THE COMPANY
10 AUTHORITY TO ISSUE SHARES PURSUANT TO THE Mgmt For For
COMPANIES ACT 2016
11 RETENTION OF DATO' LIM HAN BOON AS AN Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR
12 PROPOSED RENEWAL OF SHARE BUY-BACK Mgmt For For
AUTHORITY
CMMT 16 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 2. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TRIP.COM GROUP LIMITED Agenda Number: 935338675
--------------------------------------------------------------------------------------------------------------------------
Security: 89677Q107
Meeting Type: Special
Meeting Date: 18-Mar-2021
Ticker: TCOM
ISIN: US89677Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. "THAT BY AN ORDINARY RESOLUTION, each of Mgmt For
the 175,000,000 issued and unissued
ordinary shares of a nominal or par value
of US$0.01 each in the capital of the
Company be and is hereby subdivided into
eight ordinary shares of a nominal or par
value of US$0.00125 each in the capital of
the Company (the "Subdivision"), such that,
following the Subdivision, the authorised
share capital of the Company shall be
US$1,750,000 divided into 1,400,000,000
ordinary shares of a nominal or par value
of US$0.00125 each".
--------------------------------------------------------------------------------------------------------------------------
ULTRATECH CEMENT LTD Agenda Number: 712961108
--------------------------------------------------------------------------------------------------------------------------
Security: Y9046E109
Meeting Type: AGM
Meeting Date: 12-Aug-2020
Ticker:
ISIN: INE481G01011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF AUDITED FINANCIAL STATEMENTS: Mgmt For For
TO RECEIVE, CONSIDER AND ADOPT: - THE
AUDITED FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND
THE REPORTS OF DIRECTORS' AND AUDITORS'
THEREON. - THE AUDITED CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31ST MARCH, 2020 AND THE REPORTS OF
AUDITORS' THEREON
2 DECLARATION OF DIVIDEND: TO DECLARE Mgmt For For
DIVIDEND ON EQUITY SHARES FOR THE YEAR
ENDED 31ST MARCH, 2020
3 APPOINTMENT OF DIRECTOR: TO APPOINT A Mgmt Against Against
DIRECTOR IN PLACE OF MRS. RAJASHREE BIRLA
(DIN: 00022995), WHO RETIRES BY ROTATION
AND, BEING ELIGIBLE, OFFERS HERSELF FOR
RE-APPOINTMENT
4 RE-APPOINTMENT OF AUDITOR: TO CONSIDER AND Mgmt For For
IF THOUGHT FIT, TO PASS THE FOLLOWING
RESOLUTION AS AN ORDINARY RESOLUTION:
"RESOLVED THAT PURSUANT TO THE PROVISIONS
OF SECTION 139 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 AND THE COMPANIES (AUDIT AND AUDITORS)
RULES, 2014 (INCLUDING ANY STATUTORY
MODIFICATION(S) OR RE-ENACTMENT THEREOF,
FOR THE TIME BEING IN FORCE), BSR & CO.
LLP, CHARTERED ACCOUNTANTS, MUMBAI
(REGISTRATION NO.:101248W/W-100022) BE AND
IS HEREBY APPOINTED AS ONE OF THE JOINT
STATUTORY AUDITOR OF THE COMPANY, FOR A
SECOND TERM OF FIVE CONSECUTIVE YEARS TO
HOLD OFFICE FROM THE CONCLUSION OF THIS
ANNUAL GENERAL MEETING UNTIL THE CONCLUSION
OF THE 25TH ANNUAL GENERAL MEETING OF THE
COMPANY, AT A REMUNERATION OF INR
2,50,00,000/- (RUPEES TWO CRORES FIFTY
LAKHS ONLY) PLUS TAX AS APPLICABLE AND
REIMBURSEMENT OF OUT OF-POCKET EXPENSES IN
CONNECTION WITH THE AUDIT OF THE COMPANY
FOR THE FINANCIAL YEAR 2020-21 AND FURTHER
INCREMENT(S) FOR THE REMAINING TENURE OF
THE APPOINTMENT, AS MAY BE RECOMMENDED BY
THE AUDIT COMMITTEE AND APPROVED BY THE
BOARD OF DIRECTORS OF THE COMPANY IN THIS
BEHALF."
5 RATIFICATION OF THE REMUNERATION OF THE Mgmt For For
COST AUDITORS VIZ. M/S. D. C. DAVE & CO.,
COST ACCOUNTANTS, MUMBAI AND M/S. N. D.
BIRLA & CO., COST ACCOUNTANTS, AHMEDABAD
FOR THE FINANCIAL YEAR ENDING 31ST MARCH,
2021
6 APPOINTMENT OF MR. KAILASH CHANDRA JHANWAR Mgmt For For
(DIN: 01743559) AS MANAGING DIRECTOR
7 CONTINUATION OF DIRECTORSHIP OF MRS. Mgmt Against Against
RAJASHREE BIRLA (DIN: 00022995) AS A
NON-EXECUTIVE DIRECTOR
8 REVISION IN REMUNERATION OF MR. ATUL DAGA Mgmt For For
(DIN: 06416619)
9 RE-APPOINTMENT OF MRS. ALKA BHARUCHA (DIN: Mgmt Against Against
00114067) AS AN INDEPENDENT DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
UNI-PRESIDENT ENTERPRISES CORP Agenda Number: 714205045
--------------------------------------------------------------------------------------------------------------------------
Security: Y91475106
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: TW0001216000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 COMPANY'S BUSINESS REPORTS AND Mgmt For For
FINANCIAL STATEMENTS.
2 ADOPTION OF THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2020 PROFITS. PROPOSED CASH DIVIDEND:
TWD 2.7 PER SHARE.
3 AMENDMENT TO THE COMPANY'S RULES OF Mgmt For For
PROCEDURE FOR SHAREHOLDERS MEETING.
4 AMENDMENT TO THE COMPANY'S PROCEDURES FOR Mgmt For For
ELECTION OF DIRECTORS.
5 DELETION OF THE NON COMPETITION PROMISE BAN Mgmt For For
IMPOSED UPON THE COMPANY'S DIRECTORS AND
INDEPENDENT DIRECTORS ACCORDING TO THE
ARTICLE 209 OF COMPANY ACT.
--------------------------------------------------------------------------------------------------------------------------
UNITED SPIRITS LIMITED Agenda Number: 713000367
--------------------------------------------------------------------------------------------------------------------------
Security: Y92311128
Meeting Type: AGM
Meeting Date: 26-Aug-2020
Ticker:
ISIN: INE854D01024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS (INCLUDING
CONSOLIDATED FINANCIAL STATEMENTS) FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE
REPORTS OF THE DIRECTORS AND AUDITORS
THEREON
2 TO APPOINT A DIRECTOR IN PLACE OF MR. Mgmt For For
RANDALL INGBER (DIN 07529943), WHO RETIRES
BY ROTATION AND BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-APPOINTMENT
--------------------------------------------------------------------------------------------------------------------------
UPL LTD Agenda Number: 713016586
--------------------------------------------------------------------------------------------------------------------------
Security: Y9305P100
Meeting Type: AGM
Meeting Date: 31-Aug-2020
Ticker:
ISIN: INE628A01036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND ADOPT THE AUDITED Mgmt For For
STANDALONE FINANCIAL STATEMENT OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED MARCH
31, 2020 AND THE REPORTS OF THE BOARD OF
DIRECTORS AND AUDITOR THEREON
2 TO CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENT OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED MARCH
31, 2020 AND THE REPORT OF THE AUDITOR
THEREON
3 TO DECLARE DIVIDEND ON EQUITY SHARES: Mgmt For For
DIVIDEND AT THE RATE OF INR 6 (RUPEES SIX
ONLY) PER EQUITY SHARE OF INR 2 EACH FULLY
PAID-UP OF THE COMPANY
4 TO RE-APPOINT MRS. SANDRA SHROFF (DIN: Mgmt Against Against
00189012) AS DIRECTOR LIABLE TO RETIRE BY
ROTATION
5 TO APPROVE REMUNERATION OF THE COST Mgmt For For
AUDITORS FOR THE FINANCIAL YEAR ENDING
MARCH 31, 2021: M/S. RA & CO. (FIRM
REGISTRATION NO. 000242), COST ACCOUNTANTS
APPOINTED AS COST AUDITORS BY THE BOARD OF
DIRECTORS OF THE COMPANY
6 TO APPROVE COMMISSION PAYABLE TO Mgmt Against Against
NON-EXECUTIVE DIRECTORS
7 TO APPOINT MS. USHA RAO-MONARI (DIN: Mgmt For For
08652684) AS AN INDEPENDENT DIRECTOR OF THE
COMPANY
8 TO RE-APPOINT MR. HARDEEP SINGH (DIN: Mgmt Against Against
00088096) AS AN INDEPENDENT DIRECTOR OF THE
COMPANY
9 TO RE-APPOINT DR. VASANT GANDHI (DIN: Mgmt For For
00863653) AS AN INDEPENDENT DIRECTOR OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 935337089
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Special
Meeting Date: 12-Mar-2021
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amendments of wording: 1a. Amendment to the Mgmt For For
wording in Article 1, head paragraph, to
include the definition of Vale as "Company"
and consequent amendment in subsequent
provisions (Article 2, head paragraph;
Article 3; Article 4; Article 5, paragraph
6; Article 6, head paragraph and paragraph
3; Article 7, IV to VI; Article 8,
paragraph 2; Article 9, head paragraph;
Article 10, head paragraph; Article 11,
paragraphs 2 and 12; Article 12, Sole
Paragraph; Article 14, I, V to IX,XI, XIII,
...(due to space limits, see proxy
statement for full proposal).
2. Change in the positions of alternate member Mgmt For For
and new rule for replacing directors: 2a.
Elimination of the position of alternate
member of the Board of Directors, except
for the member and his or her alternate
elected, in a separate vote, by the
employees, according to the Management
Proposal (Article 9, paragraph 1, Article
11, paragraph 2, and new, paragraphs 8, 9,
and 12 of Article 11). 2b. New rule for
replacement of Directors in the event of
impediment/temporary absence or vacancy,
...(due to space limits, see proxy
statement for full proposal).
3. Bringing flexibility in terms of the number Mgmt For For
of members of the Board of Directors, which
may be comprised of at least 11 and at most
13 members, according to the Management
Proposal (head paragraph of Article 11).
4. Amendments of items referring to the Mgmt For For
independence structure: 4a. Increasing the
minimum number of independent members of
the Board of Directors, according to the
Management Proposal (Article 11, paragraph
3). 4b. According to the Management
Proposal, including a new provision to
define the concept of independent
directors, in line with the best
international practices in the market (new
paragraph 4 of Article 11).
5. Provisions for the Chairman and Mgmt For For
Vice-Chairman: 5a. Provision that the
Chairman and Vice-Chairman of the Board of
Directors be individually elected by the
Shareholders' Meeting. 5b. Consolidation of
former paragraphs 5 and 6 of Article 11
into the new paragraph 8 of Article 11 to
address cases of vacancy of the positions
of Chairman and Vice-Chairman of the Board.
5c. Provision that the Board of Directors
shall be represented externally by its
Chairman or by a director appointed by the
latter (new paragraph 7 of Article 11).
6. Inclusion of the appointment, by the Mgmt For For
elected independent members, of a lead
independent member, and provision of the
respective duties, according to the
Management Proposal (new paragraph 6 of
Article 11).
7. Inclusion of the procedure for submission Mgmt For For
of a voting list, individually, by
candidate, for the election of members of
the Board of Directors, according to the
Management Proposal (new paragraph 10,
items I, II, III, IV and VII, of Article
11).
8. Provision that, for the election of members Mgmt For For
of the Board of Directors, those candidates
who receive the highest number of votes in
favor are considered elected, and those
candidates who have more votes against than
in favor are excluded, subject to the
number of vacancies to be filled, according
to the Management Proposal (new paragraph
10, items V and VI, of Article 11).
9. Renumbering and adjustment to the wording Mgmt For For
in new paragraphs 11 and 12 of Article 11,
according to the Management Proposal.
10. Amendment to the head paragraph of Article Mgmt For For
12 to reduce the number of ordinary
meetings and amend the minimum number of
members to call a meeting of the Board of
Directors, according to the Management
Proposal.
11. Amendments on the responsibilities of the Mgmt For For
Board of Directors and the Executive Board:
11a. Inclusion in Article 14, item VI, of
the safety of people as a factor to be
considered when establishing the purpose,
guidelines and strategic plan of the
Company, according to the Management
Proposal. 11b. Inclusion to expressly state
practices already adopted by Management,
for approval of the Company's purposes,
according to the Management Proposal
(Article 14, item VII and Article 29, IV).
...(due to space limits, see proxy
statement for full proposal).
12. Provisions about the Committees and the Mgmt For For
committees' coordinators coordinators: 12a.
Amendment in Article 15, head paragraph, of
the number of permanent advisory
committees, inclusion of the Compensation
scope for the Personnel and Governance
Committee and inclusion of the Nomination
and Innovation Committees, according to the
Management Proposal. 12b. According to the
Management Proposal, inclusion in Article
15, paragraph 3, to regulate how to choose
the advisory committees' coordinators.
13. Amendment of Article 23, paragraph 3, to Mgmt For For
increase the term of office of the members
of the Executive Board, according to the
Management Proposal.
14. Restatement of the By-Laws to reflect the Mgmt For For
changes approved at the Shareholders'
Meeting.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 935403472
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Resolution 1 Mgmt For For
2 Resolution 2 Mgmt For For
3 Resolution 3 Mgmt For For
4 Resolution 4 Mgmt Abstain Against
5A Election of Director: Jose Luciano Duarte Mgmt For For
Penido (Vale Nominee). (You may only vote
"FOR" in up to 12 of the 16 Directors in
proposals 5A-5P. Your vote will be deemed
invalid for proposal 5A-5P if you vote in
favor of more than 12 directors)
5B Election of Director: Fernando Jorge Buso Mgmt Abstain Against
Gomes (Vale Nominee). (You may only vote
"FOR" in up to 12 of the 16 Directors in
proposals 5A-5P. Your vote will be deemed
invalid for proposal 5A-5P if you vote in
favor of more than 12 directors)
5C Election of Director: Clinton James Dines Mgmt For For
(Vale Nominee). (You may only vote "FOR" in
up to 12 of the 16 Directors in proposals
5A-5P. Your vote will be deemed invalid for
proposal 5A-5P if you vote in favor of more
than 12 directors)
5D Election of Director: Eduardo de Oliveira Mgmt For For
Rodrigues Filho (Vale Nominee). (You may
only vote "FOR" in up to 12 of the 16
Directors in proposals 5A-5P. Your vote
will be deemed invalid for proposal 5A-5P
if you vote in favor of more than 12
directors)
5E Election of Director: Elaine Dorward-King Mgmt For For
(Vale Nominee). (You may only vote "FOR" in
up to 12 of the 16 Directors in proposals
5A-5P. Your vote will be deemed invalid for
proposal 5A-5P if you vote in favor of more
than 12 directors)
5F Election of Director: Jose Mauricio Pereira Mgmt For For
Coelho (Vale Nominee). (You may only vote
"FOR" in up to 12 of the 16 Directors in
proposals 5A-5P. Your vote will be deemed
invalid for proposal 5A-5P if you vote in
favor of more than 12 directors)
5G Election of Director: Ken Yasuhara (Vale Mgmt For For
Nominee). (You may only vote "FOR" in up to
12 of the 16 Directors in proposals 5A-5P.
Your vote will be deemed invalid for
proposal 5A 5P. Your vote will be deemed
invalid for proposal 5A-5P if you vote in
favor of more than 12 directors)
5H Election of Director: Manuel Lino Silva de Mgmt For For
Sousa Oliveira (Ollie Oliveira) (Vale
Nominee). (You may only vote "FOR" in up to
12 of the 16 Directors in proposals 5A-5P.
Your vote will be deemed invalid for
proposal 5A-5P if you vote in favor of more
than 12 directors)
5I Election of Director: Maria Fernanda dos Mgmt For For
Santos Teixeira (Vale Nominee). (You may
only vote "FOR" in up to 12 of the 16
Directors in proposals 5A-5P. Your vote
will be deemed invalid for proposal 5A-5P
if you vote in favor of more than 12
directors)
5J Election of Director: Murilo Cesar Lemos Mgmt For For
dos Santos Passos (Vale Nominee). (You may
only vote "FOR" in up to 12 of the 16
Directors in proposals 5A-5P. Your vote
will be deemed invalid for proposal 5A-5P
if you vote in favor of more than 12
directors)
5K Election of Director: Roger Allan Downey Mgmt For For
(Vale Nominee). (You may only vote "FOR" in
up to 12 of the 16 Directors in proposals
5A-5P. Your vote will be deemed invalid for
proposal 5A-5P if you vote in favor of more
than 12 directors)
5L Election of Director: Sandra Maria Guerra Mgmt For For
de Azevedo (Vale Nominee). (You may only
vote "FOR" in up to 12 of the 16 Directors
in proposals 5A-5P. Your vote will be
deemed invalid for proposal 5A-5P if you
vote in favor of more than 12 directors)
5M Election of Director: Marcelo Gasparino da Mgmt Abstain Against
Silva (Other Nominee). (You may only vote
"FOR" in up to 12 of the 16 Directors in
proposals 5A-5P. Your vote will be deemed
invalid for proposal 5A-5P if you vote in
favor of more than 12 directors)
5N Election of Director: Mauro Gentile Mgmt Abstain Against
Rodrigues Cunha (Other Nominee). (You may
only vote "FOR" in up to 12 of the 16
Directors in proposals 5A-5P. Your vote
will be deemed invalid for proposal 5A-5P
if you vote in favor of more than 12
directors)
5O Election of Director: Rachel de Oliveira Mgmt For For
Maia (Other Nominee). (You may only vote
"FOR" in up to 12 of the 16 Directors in
proposals 5A-5P. Your vote will be deemed
invalid for proposal 5A-5P if you vote in
favor of more than 12 directors)
5P Election of Director: Roberto da Cunha Mgmt Abstain Against
Castello Branco (Other Nominee). (You may
only vote "FOR" in up to 12 of the 16
Directors in proposals 5A-5P. Your vote
will be deemed invalid for proposal 5A-5P
if you vote in favor of more than 12
directors)
6 Resolution 6. (You may only vote "FOR" Mgmt Abstain Against
proposal 6 or you may vote in 7A-7P. Your
vote for these proposals will be deemed
invalid if you vote in favor of both
groups)
7A Election of Director: Jose Luciano Duarte Mgmt For For
Penido (Vale Nominee). (You may only vote
"FOR" proposal 6 or you may vote in 7A-7P.
Your vote for these proposals will be
deemed invalid if you vote in favor of both
groups)
7B Election of Director: Fernando Jorge Buso Mgmt No vote
Gomes (Vale Nominee). (You may only vote
"FOR" proposal 6 or you may vote in 7A-7P.
Your vote for these proposals will be
deemed invalid if you vote in favor of both
groups)
7C Election of Director: Clinton James Dines Mgmt For For
(Vale Nominee). (You may only vote "FOR"
proposal 6 or you may vote in 7A-7P. Your
vote for these proposals will be deemed
invalid if you vote in favor of both
groups)
7D Election of Director: Eduardo de Oliveira Mgmt For For
Rodrigues Filho (Vale Nominee). (You may
only vote "FOR" proposal 6 or you may vote
in 7A-7P. Your vote for these proposals
will be deemed invalid if you vote in favor
of both groups)
7E Election of Director: Elaine Dorward-King Mgmt For For
(Vale Nominee). (You may only vote "FOR"
proposal 6 or you may vote in 7A-7P. Your
vote for these proposals will be deemed
invalid if you vote in favor of both
groups)
7F Election of Director: Jose Mauricio Pereira Mgmt For For
Coelho (Vale Nominee). (You may only vote
"FOR" proposal 6 or you may vote in 7A-7P.
Your vote for these proposals will be
deemed invalid if you vote in favor of both
groups)
7G Election of Director: Ken Yasuhara (Vale Mgmt For For
Nominee). (You may only vote "FOR" proposal
6 or you may vote in 7A-7P. Your vote for
these proposals will be deemed invalid if
you vote in favor of both groups)
7H Election of Director: Manuel Lino Silva de Mgmt For For
Sousa Oliveira (Ollie Oliveira) (Vale
Nominee). (You may only vote "FOR" proposal
6 or you may vote in 7A-7P. Your vote for
these proposals will be deemed invalid if
you vote in favor of both groups)
7I Election of Director: Maria Fernanda dos Mgmt For For
Santos Teixeira (Vale Nominee). (You may
only vote "FOR" proposal 6 or you may vote
in 7A-7P. Your vote for these proposals
will be deemed invalid if you vote in favor
of both groups)
7J Election of Director: Murilo Cesar Lemos Mgmt For For
dos Santos Passos (Vale Nominee). (You may
only vote "FOR" proposal 6 or you may vote
in 7A-7P. Your vote for these proposals
will be deemed invalid if you vote in favor
of both groups)
7K Election of Director: Roger Allan Downey Mgmt For For
(Vale Nominee). (You may only vote "FOR"
proposal 6 or you may vote in 7A-7P. Your
vote for these proposals will be deemed
invalid if you vote in favor of both
groups)
7L Election of Director: Sandra Maria Guerra Mgmt For For
de Azevedo (Vale Nominee). (You may only
vote "FOR" proposal 6 or you may vote in
7A-7P. Your vote for these proposals will
be deemed invalid if you vote in favor of
both groups)
7M Election of Director: Marcelo Gasparino da Mgmt No vote
Silva (Other Nominee). (You may only vote
"FOR" proposal 6 or you may vote in 7A-7P.
Your vote for these proposals will be
deemed invalid if you vote in favor of both
groups)
7N Election of Director: Mauro Gentile Mgmt No vote
Rodrigues Cunha (Other Nominee). (You may
only vote "FOR" proposal 6 or you may vote
in 7A-7P. Your vote for these proposals
will be deemed invalid if you vote in favor
of both groups)
7O Election of Director: Rachel de Oliveira Mgmt For For
Maia (Other Nominee). (You may only vote
"FOR" proposal 6 or you may vote in 7A-7P.
Your vote for these proposals will be
deemed invalid if you vote in favor of both
groups)
7P Election of Director: Roberto da Cunha Mgmt No vote
Castello Branco (Other Nominee). (You may
only vote "FOR" proposal 6 or you may vote
in 7A-7P. Your vote for these proposals
will be deemed invalid if you vote in favor
of both groups)
8 Election of Chairman of the Board of Mgmt For For
Director: Jose Luciano Penido (An ADS
holder may only vote "FOR" in Resolution 8
or Resolution 9)
9 Election of Chairman of the Board of Mgmt Abstain
Director: Roberto Castello Branco (An ADS
holder may only vote "FOR" in Resolution 8
or Resolution 9)
10 Election of Vice-Chairman of the Board: Mgmt For For
Fernando Jorge Buso Gomes (An ADS holder
may only vote "FOR" in Resolution 10 or
Resolution 11)
11 Election of Vice-Chairman of the Board: Mgmt Abstain
Mauro Gentile Rodrigues Cunha (An ADS
holder may only vote "FOR" in Resolution 10
or Resolution 11)
12A Election of the Fiscal Council by Mgmt For
Candidate: Cristina Fontes Doherty / Nelson
de Menezes Filho
12B Election of the Fiscal Council by Mgmt For
Candidate: Marcus Vinicius Dias Severini /
Vera Elias
12C Election of the Fiscal Council by Mgmt For
Candidate: Marcelo Moraes/Vacant
12D Election of the Fiscal Council by Mgmt For
Candidate: Raphael Manhaes Martins /
Adriana de Andrade Sole
13 Resolution 13 Mgmt Against Against
E1 Resolution 1 Mgmt For For
E2 Resolution 2 Mgmt For For
E3 Resolution 3 Mgmt For For
E4 Resolution 4 Mgmt For For
E5 Resolution 5 Mgmt For For
E6 Resolution 6 Mgmt For For
E7 Resolution 7 Mgmt For For
E8 Resolution 8 Mgmt For For
E9 Resolution 9 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VANGUARD INTERNATIONAL SEMICONDUCTOR CORP Agenda Number: 714183035
--------------------------------------------------------------------------------------------------------------------------
Security: Y9353N106
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: TW0005347009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Y2020 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS
2 PROPOSAL FOR DISTRIBUTION OF Y2020 EARNINGS Mgmt For For
PROPOSED CASH DIVIDEND: TWD 3.5 PER SHARE
3 REVISION OF RULES GOVERNING THE ELECTION OF Mgmt For For
DIRECTORS
4.1 THE ELECTION OF THE DIRECTOR.:TAIWAN Mgmt For For
SEMICONDUCTOR MANUFACTURING CO. LTD. TSMC
,SHAREHOLDER NO.2,LEUH FANG AS
REPRESENTATIVE
4.2 THE ELECTION OF THE DIRECTOR.:TAIWAN Mgmt For For
SEMICONDUCTOR MANUFACTURING CO. LTD. TSMC
,SHAREHOLDER NO.2,F.C. TSENG AS
REPRESENTATIVE
4.3 THE ELECTION OF THE DIRECTOR.:NATIONAL Mgmt For For
DEVELOPMENT FUND EXECUTIVE YUAN
,SHAREHOLDER NO.1629,LAI SHOU SU AS
REPRESENTATIVE
4.4 THE ELECTION OF THE DIRECTOR.:EDWARD Y. Mgmt For For
WAY,SHAREHOLDER NO.A102143XXX
4.5 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:BENSON W.C. LIU,SHAREHOLDER
NO.P100215XXX
4.6 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:KENNETH KIN,SHAREHOLDER
NO.F102831XXX
4.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:CHINTAY SHIH,SHAREHOLDER
NO.R101349XXX
5 TO APPROVE THE REMOVAL OF NON-COMPETITION Mgmt For For
RESTRICTIONS ON BOARD OF DIRECTOR ELECTED
IN THE SHAREHOLDERS MEETING
--------------------------------------------------------------------------------------------------------------------------
VODACOM GROUP LIMITED Agenda Number: 712823637
--------------------------------------------------------------------------------------------------------------------------
Security: S9453B108
Meeting Type: AGM
Meeting Date: 21-Jul-2020
Ticker:
ISIN: ZAE000132577
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 ADOPTION OF AUDITED CONSOLIDATED ANNUAL Mgmt For For
FINANCIAL STATEMENTS
2.O.2 APPOINTMENT OF MR K SHUENYANE AS A DIRECTOR Mgmt For For
3.O.3 ELECTION OF MS LS WOOD AS A DIRECTOR Mgmt Against Against
4.O.4 ELECTION OF MR P KLOTZ AS A DIRECTOR Mgmt Against Against
5.O.5 ELECTION OF MR CB THOMSON, AS A DIRECTOR Mgmt For For
6.O.6 RE-ELECTION OF MR V BADRINATH AS A DIRECTOR Mgmt Against Against
7.O.7 RE-ELECTION OF MR MS AZIZ JOOSUB AS A Mgmt For For
DIRECTOR
8.O.8 APPOINTMENT OF ERNST & YOUNG INC. AS Mgmt For For
AUDITORS OF THE COMPANY
9.O.9 APPROVAL OF THE REMUNERATION POLICY Mgmt For For
10O10 APPROVAL FOR THE IMPLEMENTATION OF THE Mgmt For For
REMUNERATION POLICY
11O11 RE-ELECTION OF MR DH BROWN AS A MEMBER OF Mgmt For For
THE AUDIT, RISK AND COMPLIANCE COMMITTEE OF
THE COMPANY
12O12 ELECTION OF MR CB THOMSON AS A MEMBER OF Mgmt For For
THE AUDIT, RISK AND COMPLIANCE COMMITTEE OF
THE COMPANY
13O13 ELECTION OF MR K SHUENYANE AS A MEMBER OF Mgmt For For
AUDIT, RISK AND COMPLIANCE COMMITTEE OF THE
COMPANY
14O14 ELECTION OF MS NC NGWENI AS A MEMBER OF THE Mgmt For For
AUDIT, RISK AND COMPLIANCE COMMITTEE OF THE
COMPANY
15S.1 GENERAL AUTHORITY TO REPURCHASE SHARES IN Mgmt For For
THE COMPANY
16S.2 INCREASE IN NON-EXECUTIVE DIRECTORS' FEES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WAL-MART DE MEXICO SAB DE CV Agenda Number: 713637001
--------------------------------------------------------------------------------------------------------------------------
Security: P98180188
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: MX01WA000038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 522006 DUE TO SPLITTING OF
RESOLUTION 6. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
1.A APPROVE REPORT OF AUDIT AND CORPORATE Mgmt For For
PRACTICES COMMITTEES
1.B APPROVE CEOS REPORT AND BOARD OPINION ON Mgmt For For
CEOS REPORT
1.C APPROVE BOARD OF DIRECTORS REPORT Mgmt For For
2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF MXN 1.63 PER SHARE
4 APPROVE REPORT AND RESOLUTIONS RE EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
5 APPROVE REPORT ON SHARE REPURCHASE RESERVES Mgmt For For
6.A.1 ELECT OR RATIFY ENRIQUE OSTALE AS DIRECTOR Mgmt For For
6.A.2 ELECT OR RATIFY RICHARD MAYFIELD AS Mgmt For For
DIRECTOR
6.A.3 ELECT OR RATIFY AMANDA WHALEN AS DIRECTOR Mgmt For For
6.A.4 ELECT OR RATIFY TOM WARD AS DIRECTOR Mgmt For For
6.A.5 ELECT OR RATIFY KIRSTEN EVANS AS DIRECTOR Mgmt For For
6.A.6 ELECT OR RATIFY GUILHERME LOUREIRO AS Mgmt For For
DIRECTOR
6.A.7 ELECT OR RATIFY ADOLFO CEREZO AS DIRECTOR Mgmt For For
6.A.8 ELECT OR RATIFY BLANCA TREVINO AS DIRECTOR Mgmt For For
6.A.9 ELECT OR RATIFY ROBERTO NEWELL AS DIRECTOR Mgmt For For
6.A10 ELECT OR RATIFY ERNESTO CERVERA AS DIRECTOR Mgmt For For
6.A11 ELECT OR RATIFY ERIC PEREZ GROVAS AS Mgmt For For
DIRECTOR
6.B.1 ELECT OR RATIFY ADOLFO CEREZO AS CHAIRMAN Mgmt For For
OF AUDIT AND CORPORATE PRACTICES COMMITTEES
6.B.2 APPROVE DISCHARGE OF BOARD OF DIRECTORS AND Mgmt For For
OFFICERS
6.B.3 APPROVE DIRECTORS AND OFFICERS LIABILITY Mgmt For For
6.C.1 APPROVE REMUNERATION OF BOARD CHAIRMAN Mgmt For For
6.C.2 APPROVE REMUNERATION OF DIRECTOR Mgmt For For
6.C.3 APPROVE REMUNERATION OF CHAIRMAN OF AUDIT Mgmt For For
AND CORPORATE PRACTICES COMMITTEES
6.C.4 APPROVE REMUNERATION OF MEMBER OF AUDIT AND Mgmt For For
CORPORATE PRACTICES COMMITTEES
7 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For
APPROVED RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
WAL-MART DE MEXICO SAB DE CV Agenda Number: 714298812
--------------------------------------------------------------------------------------------------------------------------
Security: P98180188
Meeting Type: EGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: MX01WA000038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I AMENDMENT OF SECTION 3 OF THE BYLAWS OF THE Mgmt For For
COMPANY, IN REGARD TO THE CORPORATE PURPOSE
AND ACTIVITIES IN PURSUIT OF THE MENTIONED
PURPOSE THAT THE COMPANY CAN CARRY OUT
II REPORT IN REGARD TO THE STOCK PLAN FOR Mgmt Against Against
EMPLOYEES OF THE SUBSIDIARIES OF THE
COMPANY AND RESOLUTIONS IN THIS REGARD
III DESIGNATION OF SPECIAL DELEGATES WHO WILL Mgmt For For
CARRY OUT THE RESOLUTIONS THAT ARE PASSED
--------------------------------------------------------------------------------------------------------------------------
WANHUA CHEMICAL GROUP CO LTD Agenda Number: 713490833
--------------------------------------------------------------------------------------------------------------------------
Security: Y9520G109
Meeting Type: EGM
Meeting Date: 14-Jan-2021
Ticker:
ISIN: CNE0000016J9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TRANSFER OF EQUITIES AND PROJECTS FINANCED Mgmt For For
WITH RAISED FUNDS IN A WHOLLY-OWNED
SUBSIDIARY
--------------------------------------------------------------------------------------------------------------------------
WANHUA CHEMICAL GROUP CO LTD Agenda Number: 713692867
--------------------------------------------------------------------------------------------------------------------------
Security: Y9520G109
Meeting Type: AGM
Meeting Date: 12-Apr-2021
Ticker:
ISIN: CNE0000016J9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 ANNUAL ACCOUNTS Mgmt For For
2 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY13.00000000 2) BONUS ISSUE
FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
3 IMPLEMENTING RESULTS OF 2020 INVESTMENT Mgmt For For
PLAN AND 2021 INVESTMENT PLAN REPORT
4 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
5 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
6 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
7 2020 WORK REPORT OF INDEPENDENT DIRECTORS Mgmt For For
8 PAYMENT OF AUDIT FEES Mgmt For For
9 REAPPOINTMENT OF AUDIT FIRM Mgmt For For
10 PERFORMANCE OF CONTINUING CONNECTED Mgmt For For
TRANSACTION AGREEMENTS WITH RELATED PARTIES
11 GUARANTEE FOR SUBSIDIARIES AND MUTUAL Mgmt Against Against
GUARANTEE AMONG SUBSIDIARIES
12 GUARANTEE FOR ASSOCIATED COMPANIES Mgmt For For
13 CHANGE OF THE COMPANY'S DOMICILE AND Mgmt For For
AMENDMENTS TO THE COMPANY'S ARTICLES OF
ASSOCIATION
14 REGISTRATION AND ISSUANCE OF DEBT FINANCING Mgmt For For
INSTRUMENTS AS A NON-FINANCIAL ENTERPRISE
15 INCREASE OF THE FORWARD FOREIGN EXCHANGE Mgmt For For
SETTLEMENT AND SALE BUSINESS QUOTA BY THE
COMPANY AND ITS SUBSIDIARIES AND AMENDMENTS
TO RELEVANT SYSTEMS
16 CONNECTED TRANSACTIONS REGARDING PROVISION Mgmt For For
OF FINANCING SUPPORT TO JOINT VENTURES
17 MERGER AND ACQUISITION OF A WHOLLY-OWNED Mgmt For For
SUBSIDIARY
18 SHAREHOLDER RETURN PLAN FOR THE NEXT THREE Mgmt For For
YEARS FROM 2021 TO 2023
--------------------------------------------------------------------------------------------------------------------------
WIWYNN CORPORATION Agenda Number: 714176624
--------------------------------------------------------------------------------------------------------------------------
Security: Y9673D101
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: TW0006669005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RATIFY THE BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS OF 2020.
2 TO RATIFY THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2020 PROFITS. PROPOSED CASH DIVIDEND: TWD
32 PER SHARE
3 TO DISCUSS AMENDMENTS TO THE RULES AND Mgmt For For
PROCEDURES OF SHAREHOLDERS' MEETING
4 TO DISCUSS AMENDMENTS TO THE THE ELECTION Mgmt For For
REGULATIONS OF DIRECTORS.
5 TO DISCUSS THE REMOVAL OF THE NONCOMPETE Mgmt For For
RESTRICTIONS ON DIRECTORS AND THEIR
CORPORATE REPRESENTATIVES.
--------------------------------------------------------------------------------------------------------------------------
WUXI APPTEC CO., LTD. Agenda Number: 713024278
--------------------------------------------------------------------------------------------------------------------------
Security: Y971B1118
Meeting Type: EGM
Meeting Date: 31-Aug-2020
Ticker:
ISIN: CNE100003F19
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0812/2020081200656.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0812/2020081200688.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt Against Against
RELATION TO THE PROPOSED ADOPTION OF THE H
SHARE AWARD AND TRUST SCHEME, THE DETAILS
OF WHICH ARE STATED IN THE CIRCULAR
2 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt Against Against
RELATION TO THE PROPOSED GRANT OF AWARDS TO
THE CONNECTED SELECTED PARTICIPANTS THE
DETAILS OF WHICH ARE STATED IN THE CIRCULAR
3 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt Against Against
RELATION TO THE AUTHORIZATION TO THE BOARD
AND/OR THE DELEGATEE TO HANDLE MATTERS
PERTAINING TO THE H SHARE AWARD AND TRUST
SCHEME WITH FULL AUTHORITY, THE DETAILS OF
WHICH ARE STATED IN THE CIRCULAR
4 TO CONSIDER AND ELECT MR. BOYANG WU AS A Mgmt For For
SUPERVISOR OF THE SECOND SESSION OF THE
SUPERVISORY COMMITTEE
5 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSED ADJUSTMENT OF THE
REMUNERATION SCHEME OF SUPERVISORS
6 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSED CHANGE OF
REGISTERED CAPITAL OF THE COMPANY
7 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSED AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
8 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSED AMENDMENTS TO THE
RULES OF PROCEDURE FOR SHAREHOLDERS'
MEETINGS
9 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSED AMENDMENTS TO THE
RULES OF PROCEDURE FOR BOARD MEETINGS
--------------------------------------------------------------------------------------------------------------------------
WUXI APPTEC CO., LTD. Agenda Number: 713866917
--------------------------------------------------------------------------------------------------------------------------
Security: Y971B1118
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: CNE100003F19
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802011.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040801999.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS FOR THE YEAR 2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE FOR THE YEAR 2020
3 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
REPORT FOR THE YEAR 2020
4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
PROVISION OF EXTERNAL GUARANTEES FOR
SUBSIDIARIES OF THE COMPANY
5 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AUTHORIZATION TO THE INVESTMENT DEPARTMENT
OF THE COMPANY TO DISPOSE OF LISTED AND
TRADING SHARES OF LISTED COMPANIES HELD BY
THE COMPANY
6 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE WORK POLICIES OF THE
INDEPENDENT DIRECTORS
7 TO APPROVE THE PROPOSED RE-APPOINTMENT OF Mgmt For For
DELOITTE TOUCHE TOHMATSU (A SPECIAL GENERAL
PARTNERSHIP) (AS SPECIFIED)) AND DELOITTE
TOUCHE TOHMATSU (AS SPECIFIED),
RESPECTIVELY, AS PRC FINANCIAL REPORT AND
INTERNAL CONTROL REPORT AUDITORS OF THE
COMPANY AND AS OFFSHORE FINANCIAL REPORT
AUDITORS OF THE COMPANY FOR THE YEAR 2021
AND TO AUTHORIZE THE BOARD TO FIX THEIR
REMUNERATION
8 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
FOREIGN EXCHANGE HEDGING LIMIT
9 TO CONSIDER AND APPROVE THE ADJUSTMENT TO Mgmt For For
THE INDEPENDENT DIRECTORS' ANNUAL ALLOWANCE
10 TO CONSIDER AND APPROVE THE APPLICATION FOR Mgmt For For
SHARES, THE AMENDED AND RESTATED WUXI XDC
ARTICLES, THE ASSET TRANSFER AGREEMENT AND
THE TRANSACTIONS CONTEMPLATED THEREUNDER,
AS WELL AS THE POTENTIAL CONTINUING RELATED
PARTIES TRANSACTIONS
11 SUBJECT TO THE PASSING OF RESOLUTION NO. 16 Mgmt For For
BELOW, TO CONSIDER AND APPROVE THE PROPOSED
2020 PROFIT DISTRIBUTION PLAN
12 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
INCREASE OF REGISTERED CAPITAL
13 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
14 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
GRANTING OF GENERAL MANDATE TO ISSUE A
SHARES AND/OR H SHARES
15 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
GRANTING OF GENERAL MANDATES TO REPURCHASE
A SHARES AND/OR H SHARES
16 SUBJECT TO THE PASSING OF RESOLUTION NO. 11 Mgmt For For
ABOVE, TO CONSIDER AND APPROVE THE PROPOSED
ISSUANCE OF THE ADDITIONAL CONVERSION
SHARES UNDER THE CONVERTIBLE BONDS-RELATED
SPECIFIC MANDATE; AND TO AUTHORIZE DR. GE
LI (AS SPECIFIED), MR. EDWARD HU (AS
SPECIFIED) AND/OR MR. ELLIS BIH-HSIN CHU
(AS SPECIFIED) TO HANDLE MATTERS RELATING
TO THE CONVERSION OF THE BONDS INTO H
SHARES
--------------------------------------------------------------------------------------------------------------------------
WUXI APPTEC CO., LTD. Agenda Number: 713866929
--------------------------------------------------------------------------------------------------------------------------
Security: Y971B1118
Meeting Type: CLS
Meeting Date: 13-May-2021
Ticker:
ISIN: CNE100003F19
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802041.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802017.pdf
1 SUBJECT TO THE PASSING OF RESOLUTION NO. 3 Mgmt For For
BELOW, TO CONSIDER AND APPROVE THE PROPOSED
2020 PROFIT DISTRIBUTION PLAN
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
GRANTING OF GENERAL MANDATES TO REPURCHASE
A SHARES AND/OR H SHARES
3 SUBJECT TO THE PASSING OF RESOLUTION NO. 1 Mgmt For For
ABOVE, TO CONSIDER AND APPROVE THE PROPOSED
ISSUANCE OF THE ADDITIONAL CONVERSION
SHARES UNDER THE CONVERTIBLE BONDS-RELATED
SPECIFIC MANDATE; AND TO AUTHORIZE DR. GE
LI (AS SPECIFIED), MR. EDWARD HU (AS
SPECIFIED) AND/OR MR. ELLIS BIH-HSIN CHU TO
HANDLE MATTERS RELATING TO THE CONVERSION
OF THE BONDS INTO H SHARES
--------------------------------------------------------------------------------------------------------------------------
WUXI BIOLOGICS (CAYMAN) INC. Agenda Number: 713258552
--------------------------------------------------------------------------------------------------------------------------
Security: G97008109
Meeting Type: EGM
Meeting Date: 12-Nov-2020
Ticker:
ISIN: KYG970081090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1023/2020102300388.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1023/2020102300430.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO APPROVE THE SHARE SUBDIVISION OF EVERY Mgmt For For
ONE (1) SHARE OF PAR VALUE USD 0.000025 OF
THE COMPANY INTO THREE (3) SUBDIVIDED
SHARES OF PAR VALUE USD 1/120,000 EACH OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
WUXI BIOLOGICS (CAYMAN) INC. Agenda Number: 714172602
--------------------------------------------------------------------------------------------------------------------------
Security: G97008117
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: KYG970081173
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0514/2021051401759.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0514/2021051401763.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES AND THE REPORTS OF THE
DIRECTORS AND OF THE INDEPENDENT AUDITOR OF
THE COMPANY FOR THE YEAR ENDED DECEMBER 31,
2020
2.A TO RE-ELECT MR. WILLIAM ROBERT KELLER AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.B TO RE-ELECT MR. TEH-MING WALTER KWAUK AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3 TO ELECT DR. NING ZHAO AS NON-EXECUTIVE Mgmt For For
DIRECTOR
4 TO AUTHORISE THE BOARD OF DIRECTORS OR ANY Mgmt For For
DULY AUTHORISED BOARD COMMITTEE TO FIX THE
DIRECTORS' REMUNERATION FOR THE YEAR ENDING
DECEMBER 31, 2021
5 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For
TOHMATSU AS AUDITORS AND TO AUTHORISE THE
BOARD OF DIRECTORS OR ANY DULY AUTHORISED
BOARD COMMITTEE TO FIX THEIR REMUNERATION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DEAL WITH THE SHARES OF
THE COMPANY
7 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE SHARES OF THE COMPANY
8 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
THE SHARES OF THE COMPANY BY ADDING THERETO
THE SHARES TO BE REPURCHASED BY THE COMPANY
9 TO GRANT A SPECIFIC MANDATE TO THE Mgmt For For
DIRECTORS OF THE COMPANY TO ISSUE AND ALLOT
THE CONNECTED RESTRICTED SHARES (AS DEFINED
IN THE NOTICE CONVENING THE AGM)
10 TO GRANT 945,200 CONNECTED RESTRICTED Mgmt For For
SHARES PURSUANT TO THE SCHEME (AS DEFINED
IN THE NOTICE CONVENING THE AGM) TO DR.
ZHISHENG CHEN
11 TO GRANT 263,679 CONNECTED RESTRICTED Mgmt For For
SHARES PURSUANT TO THE SCHEME TO DR.
WEICHANG ZHOU
12 TO GRANT 2,467 CONNECTED RESTRICTED SHARES Mgmt For For
PURSUANT TO THE SCHEME TO MR. WILLIAM
ROBERT KELLER
13 TO GRANT 4,934 CONNECTED RESTRICTED SHARES Mgmt For For
PURSUANT TO THE SCHEME TO MR. TEH-MING
WALTER KWAUK
14 TO GRANT 4,934 CONNECTED RESTRICTED SHARES Mgmt For For
PURSUANT TO THE SCHEME TO MR. KENNETH
WALTON HITCHNER III
15 TO GRANT 156,202 CONNECTED RESTRICTED Mgmt For For
SHARES PURSUANT TO THE SCHEME TO MR. JIAN
DONG
16 TO GRANT 98,305 CONNECTED RESTRICTED SHARES Mgmt For For
PURSUANT TO THE SCHEME TO MR. ANGUS SCOTT
MARSHALL TURNER
17 TO GRANT 17,420 CONNECTED RESTRICTED SHARES Mgmt For For
PURSUANT TO THE SCHEME TO MR. BRENDAN
MCGRATH
--------------------------------------------------------------------------------------------------------------------------
X5 RETAIL GROUP N.V. Agenda Number: 713895211
--------------------------------------------------------------------------------------------------------------------------
Security: 98387E205
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: US98387E2054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING Non-Voting
2 REPORT OF THE MANAGEMENT BOARD FOR THE Non-Voting
FINANCIAL YEAR 2020
3.A FINANCIAL STATEMENTS, RESULT AND DIVIDEND Mgmt Against Against
FOR THE FINANCIAL YEAR 2020: REMUNERATION
REPORT
3.B FINANCIAL STATEMENTS, RESULT AND DIVIDEND Non-Voting
FOR THE FINANCIAL YEAR 2020: EXPLANATION OF
THE DIVIDEND POLICY
3.C FINANCIAL STATEMENTS, RESULT AND DIVIDEND Mgmt For For
FOR THE FINANCIAL YEAR 2020: PROPOSAL TO
ADOPT THE 2020 FINANCIAL STATEMENTS
3.D FINANCIAL STATEMENTS, RESULT AND DIVIDEND Mgmt For For
FOR THE FINANCIAL YEAR 2020: PROPOSAL TO
DETERMINE THE DIVIDEND OVER THE FINANCIAL
YEAR 2020
4.A DISCHARGE: PROPOSAL FOR DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE MANAGEMENT
BOARD
4.B DISCHARGE: PROPOSAL FOR DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE SUPERVISORY
BOARD
5 COMPOSITION OF THE MANAGEMENT BOARD: Mgmt For For
RE-APPOINTMENT OF IGOR SHEKHTERMAN AS
MEMBER OF THE MANAGEMENT BOARD
6 REMUNERATION OF THE MANAGEMENT BOARD: Mgmt Against Against
AMENDMENT OF THE REMUNERATION POLICY FOR
MEMBERS OF THE MANAGEMENT BOARD (NEW
LONG-TERM INCENTIVE PROGRAMME)
7.A COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
RE-APPOINTMENT OF STEPHAN DUCHARME AS
MEMBER OF THE SUPERVISORY BOARD
7.B COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
RE-APPOINTMENT OF MIKHAIL FRIDMAN AS MEMBER
OF THE SUPERVISORY BOARD
7.C COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
APPOINTMENT OF RICHARD BRASHER AS MEMBER OF
THE SUPERVISORY BOARD
7.D COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
APPOINTMENT OF ALEXANDER TYNKOVAN AS MEMBER
OF THE SUPERVISORY BOARD
8.A SHARES: AUTHORISATION OF THE MANAGEMENT Mgmt For For
BOARD TO ISSUE NEW SHARES OR GRANT RIGHTS
TO SUBSCRIBE FOR SHARES, SUBJECT TO THE
APPROVAL OF THE SUPERVISORY BOARD
8.B SHARES: AUTHORISATION OF THE MANAGEMENT Mgmt For For
BOARD TO RESTRICT OR EXCLUDE THE
PRE-EMPTIVE RIGHTS UPON ISSUE OF NEW SHARES
OR GRANTING OF RIGHTS TO SUBSCRIBE FOR
SHARES, SUBJECT TO THE APPROVAL OF THE
SUPERVISORY BOARD
8.C SHARES: AUTHORISATION OF THE MANAGEMENT Mgmt For For
BOARD TO RESOLVE THAT THE COMPANY MAY
ACQUIRE ITS OWN SHARES OR GDRS
9 APPOINTMENT OF THE EXTERNAL AUDITOR FOR THE Mgmt For For
FINANCIAL YEAR 2021: ERNST YOUNG
ACCOUNTANTS LLP
10 ANY OTHER BUSINESS AND CONCLUSION Non-Voting
CMMT 14 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 9. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
XINYI SOLAR HOLDINGS LTD Agenda Number: 713974877
--------------------------------------------------------------------------------------------------------------------------
Security: G9829N102
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: KYG9829N1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042200743.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042200795.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND REPORTS OF THE
DIRECTORS OF THE COMPANY (THE "DIRECTORS")
AND THE AUDITOR OF THE COMPANY (THE
"AUDITOR") FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF 17.0 HK Mgmt For For
CENTS PER SHARE (WITH SCRIP OPTION) FOR THE
YEAR ENDED 31 DECEMBER 2020
3.A.I TO RE-ELECT MR. CHEN XI AS AN EXECUTIVE Mgmt For For
DIRECTOR
3.AII TO RE-ELECT MR. LEE SHING PUT, B.B.S. AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
3AIII TO RE-ELECT MR. CHENG KWOK KIN, PAUL AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.B TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO DETERMINE THE REMUNERATION OF
THE DIRECTORS
4 TO RE-APPOINT THE AUDITOR AND TO AUTHORISE Mgmt For For
THE BOARD TO FIX ITS REMUNERATION
5.A TO GRANT AN UNCONDITIONAL GENERAL MANDATE Mgmt For For
TO THE DIRECTORS TO REPURCHASE SHARES
5.B TO GRANT AN UNCONDITIONAL GENERAL MANDATE Mgmt Against Against
TO THE DIRECTORS TO ALLOT AND ISSUE SHARES
5.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE SHARES BY THE SHARES
REPURCHASED
CMMT 23 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
RESOLUTIONS 5.A TO 5.C. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
YONYOU NETWORK TECHNOLOGY CO LTD Agenda Number: 713735833
--------------------------------------------------------------------------------------------------------------------------
Security: Y9042R104
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: CNE0000017Y6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For
4 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY2.00000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
5 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
6 APPOINTMENT OF FINANCIAL AUDIT FIRM Mgmt For For
7 APPOINTMENT OF INTERNAL CONTROL AUDIT FIRM Mgmt For For
8 2020 REMUNERATION FOR DIRECTORS AND 2021 Mgmt For For
REMUNERATION PLAN
9 2020 REMUNERATION FOR SUPERVISORS AND 2021 Mgmt For For
REMUNERATION PLAN
10 CHANGE OF THE COMPANY'S REGISTERED CAPITAL Mgmt For For
11 THE 32ND AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION AND THE AMENDED
ARTICLES OF ASSOCIATION
12 SPIN-OFF LISTING OF A SUBSIDIARY ON THE Mgmt For For
STAR MARKET OF SSE IS IN COMPLIANCE WITH
RELEVANT LAWS AND REGULATIONS
13 PLAN FOR THE SPIN-OFF LISTING OF THE ABOVE Mgmt For For
SUBSIDIARY ON THE STAR MARKET OF SSE
14 PREPLAN FOR THE SPIN-OFF LISTING OF THE Mgmt For For
ABOVE SUBSIDIARY ON THE STAR MARKET OF SSE
(REVISED)
15 THE SPIN-OFF LISTING OF THE ABOVE Mgmt For For
SUBSIDIARY ON THE STAR MARKET OF SSE IS IN
COMPLIANCE WITH THE REGULATION ON DOMESTIC
SPIN-OFF LISTING OF SUBSIDIARIES OF
DOMESTICALLY LISTED COMPANIES
16 THE SPIN-OFF LISTING OF THE ABOVE Mgmt For For
SUBSIDIARY ON THE STAR MARKET OF SSE IS FOR
THE LEGITIMATE RIGHTS AND INTERESTS OF
SHAREHOLDERS AND CREDITORS
17 STATEMENT ON MAINTAINING INDEPENDENCE AND Mgmt For For
SUSTAINABLE PROFITABILITY
18 THE SUBSIDIARY IS CAPABLE OF CONDUCTING Mgmt For For
LAW-BASED OPERATION
19 PURPOSE, COMMERCIAL RATIONALITY, NECESSITY Mgmt For For
AND FEASIBILITY ANALYSIS OF THE SPIN-OFF
LISTING
20 STATEMENT ON THE COMPLIANCE AND Mgmt For For
COMPLETENESS OF THE LEGAL PROCEDURE OF THE
SPIN-OFF LISTING AND THE VALIDITY OF THE
LEGAL DOCUMENTS SUBMITTED
21 FULL AUTHORIZATION TO THE BOARD AND ITS Mgmt For For
AUTHORIZED PERSONS TO HANDLE MATTERS
REGARDING THE SPIN-OFF LISTING
--------------------------------------------------------------------------------------------------------------------------
YUANTA FINANCIAL HOLDING CO LTD Agenda Number: 714093301
--------------------------------------------------------------------------------------------------------------------------
Security: Y2169H108
Meeting Type: AGM
Meeting Date: 07-Jun-2021
Ticker:
ISIN: TW0002885001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPTANCE OF THE 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS
2 ACCEPTANCE OF THE DISTRIBUTION OF 2020 Mgmt For For
EARNINGS. PROPOSED CASH DIVIDEND :TWD 1.2
PER SHARE.
3 AMENDMENTS TO THE COMPANYS ARTICLES OF Mgmt For For
INCORPORATION
4 AMENDMENTS TO THE PROCEDURES OF DIRECTOR Mgmt For For
ELECTION
5 AMENDMENTS TO THE RULES AND PROCEDURES OF Mgmt For For
SHAREHOLDERS MEETING
--------------------------------------------------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC. Agenda Number: 935395649
--------------------------------------------------------------------------------------------------------------------------
Security: 98850P109
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: YUMC
ISIN: US98850P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fred Hu Mgmt For For
1B. Election of Director: Joey Wat Mgmt For For
1C. Election of Director: Peter A. Bassi Mgmt For For
1D. Election of Director: Edouard Ettedgui Mgmt For For
1E. Election of Director: Cyril Han Mgmt For For
1F. Election of Director: Louis T. Hsieh Mgmt For For
1G. Election of Director: Ruby Lu Mgmt For For
1H. Election of Director: Zili Shao Mgmt For For
1I. Election of Director: William Wang Mgmt For For
1J. Election of Director: Min (Jenny) Zhang Mgmt For For
2. Ratification of the Appointment of KPMG Mgmt For For
Huazhen LLP as the Company's Independent
Auditor.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Approval of an Amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to Allow Stockholders Holding
25% of the Company's Outstanding Shares the
Right to Call Special Meetings.
--------------------------------------------------------------------------------------------------------------------------
YUNNAN ENERGY NEW MATERIAL CO., LTD. Agenda Number: 713487862
--------------------------------------------------------------------------------------------------------------------------
Security: Y9881M109
Meeting Type: EGM
Meeting Date: 11-Jan-2021
Ticker:
ISIN: CNE100002BR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROVISION OF GUARANTEE FOR A COMPANY Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
YUNNAN ENERGY NEW MATERIAL CO., LTD. Agenda Number: 713501080
--------------------------------------------------------------------------------------------------------------------------
Security: Y9881M109
Meeting Type: EGM
Meeting Date: 25-Jan-2021
Ticker:
ISIN: CNE100002BR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 SHANGHAI ENERGY TO SIGN PROJECT INVESTMENT Mgmt For For
AGREEMENT OF THE CHANGSHOU ECONOMIC AND
TECHNOLOGICAL DEVELOPMENT ZONE WITH THE
MANAGEMENT COMMITTEE OF THE CHANGSHOU
ECONOMIC AND TECHNOLOGICAL DEVELOPMENT ZONE
--------------------------------------------------------------------------------------------------------------------------
YUNNAN ENERGY NEW MATERIAL CO., LTD. Agenda Number: 713708862
--------------------------------------------------------------------------------------------------------------------------
Security: Y9881M109
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: CNE100002BR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For
4 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY1.70000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
5 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
6 REAPPOINTMENT OF 2021 FINANCIAL AUDIT FIRM Mgmt For For
AND INTERNAL CONTROL AUDIT FIRM
7 2021 ESTIMATED CONTINUING CONNECTED Mgmt For For
TRANSACTIONS
8 2020 REMUNERATION FOR DIRECTORS Mgmt For For
9 2020 REMUNERATION FOR SUPERVISORS Mgmt For For
10 APPLICATION FOR COMPREHENSIVE CREDIT LINE Mgmt Against Against
TO BANKS IN 2021
11 2021 GUARANTEE QUOTA WITHIN THE SCOPE OF Mgmt Against Against
CONSOLIDATED FINANCIAL STATEMENTS
12 2021 ESTIMATED OF DEPOSITS IN AND LOANS AND Mgmt Against Against
GUARANTEE BUSINESS IN RELATED BANKS
13 2020 SPECIAL STATEMENT ON FULFILLMENT OF Mgmt For For
PERFORMANCE COMMITMENTS OF CONNECTED
TRANSACTION REGARDING ASSETS PURCHASE VIA
SHARE OFFERING AND MATCHING FUND RAISING
14 FINANCIAL AID TO CONTROLLED SUBSIDIARIES Mgmt For For
AND THEIR SUBSIDIARIES
15 ADJUSTMENT OF REMUNERATION FOR DIRECTORS Mgmt For For
AND SENIOR MANAGEMENT
--------------------------------------------------------------------------------------------------------------------------
YUNNAN ENERGY NEW MATERIAL CO., LTD. Agenda Number: 713746494
--------------------------------------------------------------------------------------------------------------------------
Security: Y9881M109
Meeting Type: EGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: CNE100002BR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 IMPLEMENTATION OF PROJECT INVESTMENT IN AN Mgmt For For
ECONOMIC AND TECHNOLOGICAL DEVELOPMENT ZONE
BY A WHOLLY-OWNED SUBSIDIARY
--------------------------------------------------------------------------------------------------------------------------
ZAI LAB LTD Agenda Number: 935262004
--------------------------------------------------------------------------------------------------------------------------
Security: 98887Q104
Meeting Type: Special
Meeting Date: 04-Sep-2020
Ticker: ZLAB
ISIN: US98887Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. AS AN ORDINARY RESOLUTION: That the Mgmt Against Against
shareholders of the Company hereby
authorize, approve, and confirm with
immediate effect that the authorized share
capital of the Company be increased to
US$30,000 divided into 500,000,000 shares
of a nominal or par value of US$0.00006.
S2. AS A SPECIAL RESOLUTION: That, in Mgmt Against Against
connection with the increase in share
capital, the shareholders of the Company
hereby authorize, approve, and confirm with
immediate effect that the Fourth Amended
and Restated Memorandum of Association of
the Company be replaced in its entirety
with the consolidated version as tabled at
the Meeting and as attached to the notice
of the Extraordinary General Meeting.
--------------------------------------------------------------------------------------------------------------------------
ZAI LAB LTD Agenda Number: 935433831
--------------------------------------------------------------------------------------------------------------------------
Security: 98887Q104
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: ZLAB
ISIN: US98887Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A special resolution to consider and Mgmt For For
approve amending and restating the Fourth
Amended and Restated Articles of
Association of Zai Lab Limited, or the
Current Articles, to provide for the annual
election of each of the Company's
directors.
2. A special resolution to consider and Mgmt For For
approve amending and restating the Current
Articles to reflect changes required or
recommended by The Stock Exchange of Hong
Kong Limited.
3. A special resolution to consider and Mgmt For For
approve that, conditional upon the approval
of special resolutions 1 and 2, the Current
Articles be amended, restated and replaced
in their entirety by the Fifth Amended and
Restated Articles of Association in the
form attached to the proxy statement as
Exhibit A.
4. An ordinary resolution to ratify the Mgmt For For
selection of Deloitte Touche Tohmatsu
Certified Public Accountants LLP and
Deloitte Touche Tohmatsu as the Company's
independent auditors for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ZHEJIANG CHINT ELECTRICS CO LTD Agenda Number: 713313649
--------------------------------------------------------------------------------------------------------------------------
Security: Y988AY103
Meeting Type: EGM
Meeting Date: 16-Nov-2020
Ticker:
ISIN: CNE100000KD8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
2 THE FINANCIAL SERVICE AGREEMENT TO BE Mgmt Against Against
SIGNED WITH A COMPANY
3 EXTERNAL GUARANTEE PROVIDED BY A Mgmt For For
WHOLLY-OWNED SUBSIDIARY
--------------------------------------------------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO LTD Agenda Number: 713440799
--------------------------------------------------------------------------------------------------------------------------
Security: Y9891F102
Meeting Type: EGM
Meeting Date: 23-Dec-2020
Ticker:
ISIN: CNE1000004S4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1207/2020120700759.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1207/2020120700680.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 (A) THE AGREEMENT DATED NOVEMBER 10, 2020 Mgmt For For
(THE "HANGNING EQUITY PURCHASE AGREEMENT")
ENTERED INTO BETWEEN THE COMPANY AND
ZHEJIANG COMMUNICATIONS INVESTMENT GROUP
CO., LTD. (THE "COMMUNICATIONS GROUP") IN
RELATION TO THE ACQUISITION OF 30% INTEREST
IN ZHEJIANG HANGNING EXPRESSWAY CO., LTD.
(A COPY OF WHICH IS PRODUCED TO THE EGM
MARKED "A" AND INITIALLED BY THE CHAIRMAN
OF THE EGM FOR THE PURPOSE OF
IDENTIFICATION), AND THE TERMS AND
CONDITIONS THEREOF, INCLUDING THE POTENTIAL
CONSIDERATION ADJUSTMENT PROVIDED THEREOF,
AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER AND THE IMPLEMENTATION THEREOF
BE AND ARE HEREBY APPROVED AND CONFIRMED;
AND (B) THE AUTHORIZATION TO ANY ONE OF THE
DIRECTORS OF THE COMPANY (THE "DIRECTORS"),
OR ANY OTHER PERSON AUTHORIZED BY THE BOARD
OF THE DIRECTORS (THE "BOARD") FROM TIME TO
TIME, FOR AND ON BEHALF OF THE COMPANY,
AMONG OTHER MATTERS, TO SIGN, SEAL,
EXECUTE, PERFECT, PERFORM AND DELIVER ALL
SUCH AGREEMENTS, INSTRUMENTS, DOCUMENTS AND
DEEDS, AND TO DO ALL SUCH ACTS, MATTERS AND
THINGS AND TAKE ALL SUCH STEPS AS HE OR SHE
OR THEY MAY IN HIS OR HER OR THEIR ABSOLUTE
DISCRETION CONSIDER TO BE NECESSARY,
EXPEDIENT, DESIRABLE OR APPROPRIATE TO GIVE
EFFECT TO AND IMPLEMENT THE HANGNING EQUITY
PURCHASE AGREEMENT AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER AND ALL MATTERS
INCIDENTAL TO, ANCILLARY TO OR IN
CONNECTION THERETO, INCLUDING AGREEING AND
MAKING ANY MODIFICATIONS, AMENDMENTS,
WAIVERS, VARIATIONS OR EXTENSIONS OF AND
ENTERING INTO SUPPLEMENTAL AGREEMENT TO THE
HANGNING EQUITY PURCHASE AGREEMENT OR THE
TRANSACTIONS CONTEMPLATED THEREUNDER BE AND
ARE HEREBY APPROVED, RATIFIED AND CONFIRMED
2 (A) THE AGREEMENT DATED NOVEMBER 10, 2020 Mgmt For For
(THE "LONGLILILONG EQUITY PURCHASE
AGREEMENT") ENTERED INTO BETWEEN THE
COMPANY AND COMMUNICATIONS GROUP IN
RELATION TO THE ACQUISITION OF THE ENTIRE
INTEREST IN ZHEJIANG LONGLILILONG
EXPRESSWAY CO., LTD. (A COPY OF WHICH IS
PRODUCED TO THE EGM MARKED "B" AND
INITIALLED BY THE CHAIRMAN OF THE EGM FOR
THE PURPOSE OF IDENTIFICATION), AND THE
TERMS AND CONDITIONS THEREOF, INCLUDING THE
POTENTIAL CONSIDERATION ADJUSTMENT PROVIDED
THEREOF, AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER AND THE IMPLEMENTATION THEREOF
BE AND ARE HEREBY APPROVED AND CONFIRMED;
AND (B) THE AUTHORIZATION TO ANY ONE OF THE
DIRECTORS, OR ANY OTHER PERSON AUTHORIZED
BY THE BOARD FROM TIME TO TIME, FOR AND ON
BEHALF OF THE COMPANY, AMONG OTHER MATTERS,
TO SIGN, SEAL, EXECUTE, PERFECT, PERFORM
AND DELIVER ALL SUCH AGREEMENTS,
INSTRUMENTS, DOCUMENTS AND DEEDS, AND TO DO
ALL SUCH ACTS, MATTERS AND THINGS AND TAKE
ALL SUCH STEPS AS HE OR SHE OR THEY MAY IN
HIS OR HER OR THEIR ABSOLUTE DISCRETION
CONSIDER TO BE NECESSARY, EXPEDIENT,
DESIRABLE OR APPROPRIATE TO GIVE EFFECT TO
AND IMPLEMENT THE LONGLILILONG EQUITY
PURCHASE AGREEMENT AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER AND ALL MATTERS
INCIDENTAL TO, ANCILLARY TO OR IN
CONNECTION THERETO, INCLUDING AGREEING AND
MAKING ANY MODIFICATIONS, AMENDMENTS,
WAIVERS, VARIATIONS OR EXTENSIONS AND
ENTERING INTO SUPPLEMENTAL AGREEMENT TO THE
LONGLILILONG EQUITY PURCHASE AGREEMENT OR
THE TRANSACTIONS CONTEMPLATED THEREUNDER BE
AND ARE HEREBY APPROVED, RATIFIED AND
CONFIRMED
--------------------------------------------------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO LTD Agenda Number: 713495124
--------------------------------------------------------------------------------------------------------------------------
Security: Y9891F102
Meeting Type: EGM
Meeting Date: 20-Jan-2021
Ticker:
ISIN: CNE1000004S4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0104/2021010401481.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0104/2021010401933.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE THE FOLLOWING Mgmt For For
RESOLUTIONS AS SPECIAL RESOLUTIONS: (I) THE
ISSUE OF THE UNSECURED SENIOR NOTES BY THE
COMPANY OF NOT MORE THAN USD 600,000,000 OR
ITS EQUIVALENT (THE "SENIOR NOTES"), ON THE
CONDITIONS SET FORTH BELOW BE AND IS HEREBY
APPROVED: ISSUE SIZE: NO MORE THAN USD
600,000,000 OR ITS EQUIVALENT TERM: MORE
THAN ONE YEAR BUT NO MORE THAN TEN YEARS
FROM THE DATE OF ISSUE MANNER OF ISSUE:
ONE-TIME REGISTRATION WITH THE RELEVANT
AUTHORITIES. THE SENIOR NOTES WILL BE
ISSUED IN ONE TRANCHE OR TRANCHES INTEREST
RATE: FIXED INTEREST TO BE DETERMINED WITH
REFERENCE TO THE PREVAILING MARKET RATE AS
AT THE ISSUE OF THE SENIOR NOTES USE OF
PROCEEDS: DEBT REFINANCING, INVESTMENT IN
NEW PROJECTS AND FUTURE STRATEGIC
DEVELOPMENT (II) THE GENERAL MANAGER OF THE
COMPANY BE AND HEREBY AUTHORIZED FROM THE
DATE WHEN THE SPECIAL RESOLUTIONS RELATING
THE ISSUE OF THE SENIOR NOTES (THE "SENIOR
NOTES ISSUE") ARE APPROVED BY THE
SHAREHOLDERS, TO DETERMINE IN HER ABSOLUTE
DISCRETION AND DEAL WITH MATTERS IN
RELATION TO THE SENIOR NOTES ISSUE,
INCLUDING BUT NOT LIMITED TO THE FOLLOWING:
(A) TO DETERMINE, TO THE EXTENT PERMITTED
BY LAWS AND REGULATIONS AND ACCORDING TO
THE COMPANY'S SPECIFIC CIRCUMSTANCES AND
THE PREVAILING MARKET CONDITIONS, THE
SPECIFIC TERMS AND ARRANGEMENTS OF THE
SENIOR NOTES ISSUE AND MAKE ANY CHANGES AND
ADJUSTMENTS TO SUCH TYPES AND TERMS OF THE
SENIOR NOTES ISSUE, INCLUDING BUT NOT
LIMITED TO, THE TYPES OF ISSUE, TIME OF
ISSUE, MANNER OF ISSUE, SIZE OF ISSUE,
ISSUE PRICE, TERM OF MATURITY, INTEREST
RATES, TRANCHES AND ANY OTHER MATTERS IN
RELATION TO THE SENIOR NOTES ISSUE; (B) TO
APPOINT THE RELEVANT INTERMEDIARIES IN
CONNECTION WITH THE SENIOR NOTES ISSUE AND
TO DEAL WITH FILING AND SUBMISSION MATTERS;
(C) TO ENTER INTO AGREEMENTS, CONTRACTS AND
OTHER LEGAL DOCUMENTS RELATING TO THE
SENIOR NOTES ISSUE, AND TO DISCLOSE
RELEVANT INFORMATION IN ACCORDANCE WITH THE
APPLICABLE LAWS AND REGULATIONS; AND (D) TO
DEAL WITH ANY OTHER MATTERS IN RELATION TO
THE SENIOR NOTES ISSUE
--------------------------------------------------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO LTD Agenda Number: 713754580
--------------------------------------------------------------------------------------------------------------------------
Security: Y9891F102
Meeting Type: AGM
Meeting Date: 21-Apr-2021
Ticker:
ISIN: CNE1000004S4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0330/2021033000596.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0330/2021033000840.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
DIRECTORS OF THE COMPANY FOR THE YEAR 2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2020
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR 2020
4 TO CONSIDER AND APPROVE DIVIDEND OF RMB35.5 Mgmt For For
CENTS PER SHARE IN RESPECT OF THE YEAR
ENDED DECEMBER 31, 2020
5 TO CONSIDER AND APPROVE THE FINAL ACCOUNTS Mgmt Against Against
OF THE COMPANY FOR THE YEAR 2020 AND THE
FINANCIAL BUDGET OF THE COMPANY FOR THE
YEAR 2021
6 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF DELOITTE TOUCHE TOHMATSU CERTIFIED
PUBLIC ACCOUNTANTS HONG KONG AS THE HONG
KONG AUDITOR OF THE COMPANY, AND TO
AUTHORIZE THE BOARD OF DIRECTORS OF THE
COMPANY (THE "BOARD") TO FIX THEIR
REMUNERATION
7 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF PAN CHINA CERTIFIED PUBLIC ACCOUNTANTS
AS THE PRC AUDITOR OF THE COMPANY, AND TO
AUTHORIZE THE BOARD TO FIX THEIR
REMUNERATION
8 TO CONSIDER AND APPROVE THE GRANT OF A Mgmt Against Against
GENERAL MANDATE TO THE BOARD TO ISSUE,
ALLOT AND DEAL WITH ADDITIONAL H SHARES NOT
EXCEEDING 20% OF THE H SHARES OF THE
COMPANY IN ISSUE; AUTHORIZE THE BOARD TO
MAKE CORRESPONDING AMENDMENTS TO THE
ARTICLES OF ASSOCIATION OF THE COMPANY AS
IT THINKS FIT SO AS TO REFLECT THE NEW
CAPITAL STRUCTURE UPON THE ALLOTMENT OR
ISSUANCE OF H SHARES; AND AUTHORIZE THE
BOARD TO GRANT THE GENERAL MANDATE TO THE
CHAIRMAN AND GENERAL MANAGER TO
INDIVIDUALLY OR JOINTLY ISSUE H SHARES AT
THEIR ABSOLUTE DISCRETION
--------------------------------------------------------------------------------------------------------------------------
ZHONGJI INNOLIGHT CO., LTD. Agenda Number: 713997774
--------------------------------------------------------------------------------------------------------------------------
Security: Y7685V101
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: CNE100001CY9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For
4 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
5 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY1.21000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
6 2020 SPECIAL REPORT ON THE DEPOSIT AND USE Mgmt For For
OF RAISED FUNDS
7 2020 REMUNERATION FOR DIRECTORS AND Mgmt For For
SUPERVISORS
8 2021 APPLICATION FOR COMPREHENSIVE CREDIT Mgmt For For
LINE TO BANKS
9 PROVISION OF MUTUAL GUARANTEE FOR THE BANK Mgmt Against Against
COMPREHENSIVE CREDIT LINE APPLIED FOR BY
WHOLLY-OWNED (CONTROLLED) SUBSIDIARIES AND
SUB-SUBSIDIARIES
10 2021 REAPPOINTMENT OF AUDIT FIRM Mgmt For For
11 CONTINUED CASH MANAGEMENT WITH IDLE RAISED Mgmt For For
FUNDS
12 CONTINUED CASH MANAGEMENT WITH IDLE Mgmt Against Against
PROPRIETARY FUNDS
13 CHANGE OF THE COMPANY'S REGISTERED CAPITAL Mgmt For For
AND AMENDMENTS TO THE COMPANY'S ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
ZHONGJI INNOLIGHT CO., LTD. Agenda Number: 714132759
--------------------------------------------------------------------------------------------------------------------------
Security: Y7685V101
Meeting Type: EGM
Meeting Date: 24-May-2021
Ticker:
ISIN: CNE100001CY9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE COMPANY'S ELIGIBILITY FOR A-SHARE Mgmt For For
OFFERING TO SPECIFIC PARTIES
2.1 PLAN FOR A-SHARE OFFERING TO SPECIFIC Mgmt For For
PARTIES: STOCK TYPE AND PAR VALUE
2.2 PLAN FOR A-SHARE OFFERING TO SPECIFIC Mgmt For For
PARTIES: ISSUING METHOD
2.3 PLAN FOR A-SHARE OFFERING TO SPECIFIC Mgmt For For
PARTIES: ISSUANCE TARGETS
2.4 PLAN FOR A-SHARE OFFERING TO SPECIFIC Mgmt For For
PARTIES: PRICING BASE DATE, PRICING
PRINCIPLES AND ISSUE PRICE
2.5 PLAN FOR A-SHARE OFFERING TO SPECIFIC Mgmt For For
PARTIES: ISSUING VOLUME AND SUBSCRIPTION
METHOD
2.6 PLAN FOR A-SHARE OFFERING TO SPECIFIC Mgmt For For
PARTIES: LOCKUP PERIOD
2.7 PLAN FOR A-SHARE OFFERING TO SPECIFIC Mgmt For For
PARTIES: DISTRIBUTION FOR ACCUMULATED
RETAINED PROFITS
2.8 PLAN FOR A-SHARE OFFERING TO SPECIFIC Mgmt For For
PARTIES: LISTING PLACE
2.9 PLAN FOR A-SHARE OFFERING TO SPECIFIC Mgmt For For
PARTIES: AMOUNT AND PURPOSE OF THE RAISED
FUNDS
2.10 PLAN FOR A-SHARE OFFERING TO SPECIFIC Mgmt For For
PARTIES: THE VALID PERIOD OF THE
SHAREHOLDER RESOLUTION ON THE ISSUANCE
3 PREPLAN FOR THE A-SHARE OFFERING TO Mgmt For For
SPECIFIC PARTIES
4 DEMONSTRATION ANALYSIS REPORT ON THE PLAN Mgmt For For
FOR A-SHARE OFFERING TO SPECIFIC PARTIES
5 FEASIBILITY ANALYSIS REPORT ON THE USE OF Mgmt For For
FUNDS TO BE RAISED FROM THE A-SHARE
OFFERING TO SPECIFIC PARTIES
6 REPORT ON THE USE OF PREVIOUSLY-RAISED Mgmt For For
FUNDS
7 IMPACT ON THE COMPANY'S MAJOR FINANCIAL Mgmt For For
INDICATORS OF THE DILUTED IMMEDIATE RETURN
AFTER THE NON-PUBLIC A-SHARE OFFERING AND
FILLING MEASURES
8 COMMITMENTS TO ENSURE THE IMPLEMENTATION OF Mgmt For For
FILLING MEASURES FOR DILUTED IMMEDIATE
RETURN AFTER THE NON-PUBLIC A-SHARE
OFFERING
9 FULL AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS REGARDING THE A-SHARE OFFERING TO
SPECIFIC PARTIES
JPMorgan Equity Premium Income Fund
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935357891
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Richard A. Gonzalez Mgmt For For
Rebecca B. Roberts Mgmt For For
Glenn F. Tilton Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2021.
3. Say on Pay-An advisory vote on the approval Mgmt For For
of executive compensation.
4. Approval of the Amended and Restated 2013 Mgmt For For
Incentive Stock Program.
5. Approval of the Amended and Restated 2013 Mgmt For For
Employee Stock Purchase Plan for non-U.S.
employees.
6. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting.
7. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying.
8. Stockholder Proposal - to Adopt a Policy to Shr Against For
Require Independent Chairman.
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 935318128
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 03-Feb-2021
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Appointment of Director: Jaime Ardila Mgmt For For
1B. Appointment of Director: Herbert Hainer Mgmt For For
1C. Appointment of Director: Nancy McKinstry Mgmt For For
1D. Appointment of Director: Beth E. Mooney Mgmt For For
1E. Appointment of Director: Gilles C. Pelisson Mgmt For For
1F. Appointment of Director: Paula A. Price Mgmt For For
1G. Appointment of Director: Venkata (Murthy) Mgmt For For
Renduchintala
1H. Appointment of Director: David Rowland Mgmt For For
1I. Appointment of Director: Arun Sarin Mgmt For For
1J. Appointment of Director: Julie Sweet Mgmt For For
1K. Appointment of Director: Frank K. Tang Mgmt For For
1L. Appointment of Director: Tracey T. Travis Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To ratify, in a non-binding vote, the Mgmt For For
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
4. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
5. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre-emption rights
under Irish law.
6. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 935410124
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Special
Meeting Date: 11-May-2021
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of December 12, 2020 (as it may be
amended from time to time, the "merger
agreement") by and among Alexion,
AstraZeneca PLC ("AstraZeneca"), Delta
Omega Sub Holdings Inc., a wholly owned
subsidiary of AstraZeneca ("Bidco"), Delta
Omega Sub Holdings Inc. 1, a direct, wholly
owned subsidiary of Bidco and Delta Omega
Sub Holdings LLC 2, a direct, wholly owned
subsidiary of Bidco (the "merger
proposal").
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation that may be paid or
become payable to Alexion's named executive
officers that is based on or otherwise
relates to the transactions contemplated by
the merger agreement.
3. To approve the adjournment of the Alexion Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if there are not sufficient votes at the
time of the Alexion special meeting to
approve the merger proposal or to ensure
that any supplement or amendment to this
proxy statement/ prospectus is timely
provided to Alexion stockholders.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935406264
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt For For
1B. Election of Director: Sergey Brin Mgmt For For
1C. Election of Director: Sundar Pichai Mgmt For For
1D. Election of Director: John L. Hennessy Mgmt For For
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt Against Against
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt Against Against
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt For For
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on sustainability metrics, if properly
presented at the meeting.
7. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
8. A stockholder proposal regarding a report Shr For Against
on whistleblower policies and practices, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on charitable contributions, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on risks related to anticompetitive
practices, if properly presented at the
meeting.
11. A stockholder proposal regarding a Shr Against For
transition to a public benefit corporation,
if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 935381640
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John T. Casteen III Mgmt For For
1B. Election of Director: Dinyar S. Devitre Mgmt For For
1C. Election of Director: William F. Gifford, Mgmt For For
Jr.
1D. Election of Director: Debra J. Kelly-Ennis Mgmt For For
1E. Election of Director: W. Leo Kiely III Mgmt For For
1F. Election of Director: Kathryn B. McQuade Mgmt For For
1G. Election of Director: George Munoz Mgmt For For
1H. Election of Director: Mark E. Newman Mgmt For For
1I. Election of Director: Nabil Y. Sakkab Mgmt For For
1J. Election of Director: Virginia E. Shanks Mgmt For For
1K. Election of Director: Ellen R. Strahlman Mgmt For For
2. Ratification of the Selection of Mgmt For For
Independent Registered Public Accounting
Firm.
3. Non-Binding Advisory Vote to Approve the Mgmt For For
Compensation of Altria's Named Executive
Officers.
4. Shareholder Proposal - Review and Report on Shr For Against
Underage Tobacco Prevention Policies and
Marketing Practices.
5. Shareholder Proposal - Disclosure of Shr For Against
Lobbying Policies and Practices.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
AMEREN CORPORATION Agenda Number: 935352942
--------------------------------------------------------------------------------------------------------------------------
Security: 023608102
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: AEE
ISIN: US0236081024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WARNER L. BAXTER Mgmt For For
1B. ELECTION OF DIRECTOR: CYNTHIA J. BRINKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: CATHERINE S. BRUNE Mgmt For For
1D. ELECTION OF DIRECTOR: J. EDWARD COLEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: WARD H. DICKSON Mgmt For For
1F. ELECTION OF DIRECTOR: NOELLE K. EDER Mgmt For For
1G. ELECTION OF DIRECTOR: ELLEN M. FITZSIMMONS Mgmt For For
1H. ELECTION OF DIRECTOR: RAFAEL FLORES Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD J. HARSHMAN Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG S. IVEY Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES C. JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: STEVEN H. LIPSTEIN Mgmt For For
1M. ELECTION OF DIRECTOR: LEO S. MACKAY, JR. Mgmt For For
2. COMPANY PROPOSAL - ADVISORY APPROVAL OF Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS DISCLOSED IN THE PROXY STATEMENT.
3. COMPANY PROPOSAL - RATIFICATION OF THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMPHENOL CORPORATION Agenda Number: 935397782
--------------------------------------------------------------------------------------------------------------------------
Security: 032095101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: APH
ISIN: US0320951017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Stanley L. Clark Mgmt For For
1.2 Election of Director: John D. Craig Mgmt For For
1.3 Election of Director: David P. Falck Mgmt For For
1.4 Election of Director: Edward G. Jepsen Mgmt For For
1.5 Election of Director: Rita S. Lane Mgmt For For
1.6 Election of Director: Robert A. Livingston Mgmt For For
1.7 Election of Director: Martin H. Loeffler Mgmt For For
1.8 Election of Director: R. Adam Norwitt Mgmt For For
1.9 Election of Director: Anne Clarke Wolff Mgmt For For
2. Ratify the Selection of Deloitte & Touche Mgmt For For
LLP as Independent Public Accountants.
3. Advisory Vote to Approve Compensation of Mgmt For For
Named Executive Officers.
4. Ratify and Approve the Amended and Restated Mgmt For For
2017 Stock Purchase Option Plan for Key
Employees of Amphenol and Subsidiaries.
5. Approve an Amendment to the Company's Mgmt For For
Certificate of Incorporation to Increase
the Number of Authorized Shares.
6. Stockholder Proposal: Improve Our Catch-22 Shr Against For
Proxy Access.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935326252
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ray Stata Mgmt For For
1B. Election of Director: Vincent Roche Mgmt For For
1C. Election of Director: James A. Champy Mgmt For For
1D. Election of Director: Anantha P. Mgmt For For
Chandrakasan
1E. Election of Director: Bruce R. Evans Mgmt For For
1F. Election of Director: Edward H. Frank Mgmt For For
1G. Election of Director: Laurie H. Glimcher Mgmt For For
1H. Election of Director: Karen M. Golz Mgmt For For
1I. Election of Director: Mark M. Little Mgmt For For
1J. Election of Director: Kenton J. Sicchitano Mgmt For For
1K. Election of Director: Susie Wee Mgmt For For
2. Advisory resolution to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935249602
--------------------------------------------------------------------------------------------------------------------------
Security: G0403H108
Meeting Type: Special
Meeting Date: 26-Aug-2020
Ticker: AON
ISIN: IE00BLP1HW54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of the aggregate Mgmt For For
scheme consideration pursuant to the
transaction.
2. Approve any motion by the chair of the Aon Mgmt For For
EGM to adjourn the Aon EGM, or any
adjournments thereof, to another time and
place if necessary or appropriate to
solicit additional proxies if there are
insufficient votes at the time of the Aon
EGM to approve Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr Against For
"Shareholder Proposal to Improve Executive
Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO. Agenda Number: 935365305
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: AJG
ISIN: US3635761097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: William L. Bax Mgmt For For
1C. Election of Director: D. John Coldman Mgmt For For
1D. Election of Director: J. Patrick Gallagher, Mgmt For For
Jr.
1E. Election of Director: David S. Johnson Mgmt For For
1F. Election of Director: Kay W. McCurdy Mgmt For For
1G. Election of Director: Christopher C. Miskel Mgmt For For
1H. Election of Director: Ralph J. Nicoletti Mgmt For For
1I. Election of Director: Norman L. Rosenthal Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as our Independent Auditor for
the fiscal year ending December 31, 2021.
3. Approval, on an Advisory Basis, of the Mgmt For For
Compensation of our Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 935276130
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 11-Nov-2020
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter Bisson Mgmt For For
1B. Election of Director: Richard T. Clark Mgmt For For
1C. Election of Director: Linnie M. Haynesworth Mgmt For For
1D. Election of Director: John P. Jones Mgmt For For
1E. Election of Director: Francine S. Katsoudas Mgmt For For
1F. Election of Director: Nazzic S. Keene Mgmt For For
1G. Election of Director: Thomas J. Lynch Mgmt For For
1H. Election of Director: Scott F. Powers Mgmt For For
1I. Election of Director: William J. Ready Mgmt For For
1J. Election of Director: Carlos A. Rodriguez Mgmt For For
1K. Election of Director: Sandra S. Wijnberg Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Mgmt For For
Auditors.
4. Stockholder proposal, if properly presented Shr Against For
at the meeting, to prepare a Report on
Employee Representation on the Board of
Directors.
--------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC. Agenda Number: 935294520
--------------------------------------------------------------------------------------------------------------------------
Security: 053332102
Meeting Type: Annual
Meeting Date: 16-Dec-2020
Ticker: AZO
ISIN: US0533321024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Douglas H. Brooks Mgmt For For
1b. Election of Director: Linda A. Goodspeed Mgmt For For
1c. Election of Director: Earl G. Graves, Jr. Mgmt For For
1d. Election of Director: Enderson Guimaraes Mgmt For For
1e. Election of Director: Michael M. Calbert Mgmt For For
1f. Election of Director: D. Bryan Jordan Mgmt For For
1g. Election of Director: Gale V. King Mgmt For For
1h. Election of Director: George R. Mrkonic, Mgmt For For
Jr.
1i. Election of Director: William C. Rhodes, Mgmt For For
III
1j. Election of Director: Jill A. Soltau Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent registered public accounting
firm for the 2021 fiscal year.
3. Approval of advisory vote on executive Mgmt For For
compensation
4. Approval of Autozone, Inc. 2020 Omnibus Mgmt For For
Incentive Award Plan
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935351128
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 01-May-2021
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt Withheld Against
David S. Gottesman Mgmt Withheld Against
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt Withheld Against
Meryl B. Witmer Mgmt Withheld Against
2. Shareholder proposal regarding the Shr For Against
reporting of climate-related risks and
opportunities.
3. Shareholder proposal regarding diversity Shr For Against
and inclusion reporting.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 935394849
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bader M. Alsaad Mgmt For For
1B. Election of Director: Pamela Daley Mgmt For For
1C. Election of Director: Jessica P. Einhorn Mgmt For For
1D. Election of Director: Laurence D. Fink Mgmt For For
1E. Election of Director: William E. Ford Mgmt For For
1F. Election of Director: Fabrizio Freda Mgmt For For
1G. Election of Director: Murry S. Gerber Mgmt For For
1H. Election of Director: Margaret "Peggy" L. Mgmt For For
Johnson
1I. Election of Director: Robert S. Kapito Mgmt For For
1J. Election of Director: Cheryl D. Mills Mgmt For For
1K. Election of Director: Gordon M. Nixon Mgmt For For
1L. Election of Director: Charles H. Robbins Mgmt For For
1M. Election of Director: Marco Antonio Slim Mgmt For For
Domit
1N. Election of Director: Hans E. Vestberg Mgmt For For
1O. Election of Director: Susan L. Wagner Mgmt For For
1P. Election of Director: Mark Wilson Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation for named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
LLP as BlackRock's independent registered
public accounting firm for the fiscal year
2021.
4A. Approve amendments to BlackRock's Amended Mgmt For For
and Restated Certificate of Incorporation
to: Provide shareholders with the right to
call a special meeting.
4B. Approve amendments to BlackRock's Amended Mgmt For For
and Restated Certificate of Incorporation
to: Eliminate certain supermajority vote
requirements.
4C. Approve amendments to BlackRock's Amended Mgmt For For
and Restated Certificate of Incorporation
to: Eliminate certain provisions that are
no longer applicable and make certain other
technical revisions.
5. Shareholder Proposal - Amend Certificate of Shr Against For
Incorporation to convert to a public
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935359643
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt For For
1B) Election of Director: Michael W. Bonney Mgmt For For
1C) Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1D) Election of Director: Julia A. Haller, M.D. Mgmt For For
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt For For
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt For For
1I) Election of Director: Karen Vousden, Ph.D. Mgmt For For
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers.
3. Approval of the Company's 2021 Stock Award Mgmt For For
and Incentive Plan.
4. Ratification of the Appointment of an Mgmt For For
Independent Registered Public Accounting
Firm.
5. Approval of an Amendment to the Certificate Mgmt For For
of Incorporation to Lower the Ownership
Threshold for Special Shareholder Meetings
to 15%.
6. Shareholder Proposal on Adoption of a Board Shr Against For
Policy that the Chairperson of the Board be
an Independent Director.
7. Shareholder Proposal on Shareholder Right Shr Against For
to Act by Written Consent.
8. Shareholder Proposal to Lower the Ownership Shr Against For
Threshold for Special Shareholder Meetings
to 10%.
--------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. Agenda Number: 935348599
--------------------------------------------------------------------------------------------------------------------------
Security: 16119P108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CHTR
ISIN: US16119P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. Lance Conn Mgmt For For
1B. Election of Director: Kim C. Goodman Mgmt For For
1C. Election of Director: Craig A. Jacobson Mgmt For For
1D. Election of Director: Gregory B. Maffei Mgmt For For
1E. Election of Director: John D. Markley, Jr. Mgmt For For
1F. Election of Director: David C. Merritt Mgmt For For
1G. Election of Director: James E. Meyer Mgmt For For
1H. Election of Director: Steven A. Miron Mgmt For For
1I. Election of Director: Balan Nair Mgmt For For
1J. Election of Director: Michael A. Newhouse Mgmt For For
1K. Election of Director: Mauricio Ramos Mgmt For For
1L. Election of Director: Thomas M. Rutledge Mgmt For For
1M. Election of Director: Eric L. Zinterhofer Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ended
December 31, 2021.
3. Stockholder proposal regarding lobbying Shr For Against
activities.
4. Stockholder proposal regarding Chairman of Shr Against For
the Board and CEO roles.
5. Stockholder proposal regarding diversity Shr For Against
and inclusion efforts.
6. Stockholder proposal regarding disclosure Shr Against For
of greenhouse gas emissions.
7. Stockholder proposal regarding EEO-1 Shr For Against
reports.
--------------------------------------------------------------------------------------------------------------------------
CHUBB LIMITED Agenda Number: 935381501
--------------------------------------------------------------------------------------------------------------------------
Security: H1467J104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CB
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the management report, Mgmt For For
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2020.
2A Allocation of disposable profit. Mgmt For For
2B Distribution of a dividend out of legal Mgmt For For
reserves (by way of release and allocation
to a dividend reserve).
3 Discharge of the Board of Directors. Mgmt For For
4A Election of PricewaterhouseCoopers AG Mgmt For For
(Zurich) as our statutory auditor.
4B Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP (United States)
as independent registered public accounting
firm for purposes of U.S. securities law
reporting.
4C Election of BDO AG (Zurich) as special Mgmt For For
audit firm.
5A Election of Director: Evan G. Greenberg Mgmt For For
5B Election of Director: Michael P. Connors Mgmt For For
5C Election of Director: Michael G. Atieh Mgmt For For
5D Election of Director: Sheila P. Burke Mgmt For For
5E Election of Director: Mary Cirillo Mgmt For For
5F Election of Director: Robert J. Hugin Mgmt For For
5G Election of Director: Robert W. Scully Mgmt For For
5H Election of Director: Eugene B. Shanks, Jr. Mgmt For For
5I Election of Director: Theodore E. Shasta Mgmt For For
5J Election of Director: David H. Sidwell Mgmt For For
5K Election of Director: Olivier Steimer Mgmt For For
5L Election of Director: Luis Tellez Mgmt For For
5M Election of Director: Frances F. Townsend Mgmt For For
6 Election of Evan G. Greenberg as Chairman Mgmt For For
of the Board of Directors.
7A Election of Director of the Compensation Mgmt For For
Committee: Michael P. Connors
7B Election of Director of the Compensation Mgmt For For
Committee: Mary Cirillo
7C Election of Director of the Compensation Mgmt For For
Committee: Frances F. Townsend
8 Election of Homburger AG as independent Mgmt For For
proxy.
9 Approval of the Chubb Limited 2016 Mgmt For For
Long-Term Incentive Plan, as amended and
restated.
10 Reduction of share capital. Mgmt For For
11A Compensation of the Board of Directors Mgmt For For
until the next annual general meeting.
11B Compensation of Executive Management for Mgmt For For
the next calendar year.
12 Advisory vote to approve executive Mgmt For For
compensation under U.S. securities law
requirements.
A If a new agenda item or a new proposal for Mgmt For For
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows.
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 935361597
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CMS
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jon E. Barfield Mgmt For For
1b. Election of Director: Deborah H. Butler Mgmt For For
1c. Election of Director: Kurt L. Darrow Mgmt For For
1d. Election of Director: William D. Harvey Mgmt For For
1e. Election of Director: Garrick J. Rochow Mgmt For For
1f. Election of Director: John G. Russell Mgmt For For
1g. Election of Director: Suzanne F. Shank Mgmt For For
1h. Election of Director: Myrna M. Soto Mgmt For For
1i. Election of Director: John G. Sznewajs Mgmt For For
1j. Election of Director: Ronald J. Tanski Mgmt For For
1k. Election of Director: Laura H. Wright Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. Ratify the appointment of independent Mgmt For For
registered public accounting firm
(PricewaterhouseCoopers LLP).
4. Shareholder Proposal - Greenwashing Audit. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935407139
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of our Mgmt For For
independent auditors.
4. Shareholder Proposal: To conduct Shr Against For
independent investigation and report on
risks posed by failing to prevent sexual
harassment.
--------------------------------------------------------------------------------------------------------------------------
CONAGRA BRANDS, INC. Agenda Number: 935259374
--------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 23-Sep-2020
Ticker: CAG
ISIN: US2058871029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anil Arora Mgmt For For
1B. Election of Director: Thomas K. Brown Mgmt For For
1C. Election of Director: Sean M. Connolly Mgmt For For
1D. Election of Director: Joie A. Gregor Mgmt For For
1E. Election of Director: Rajive Johri Mgmt For For
1F. Election of Director: Richard H. Lenny Mgmt For For
1G. Election of Director: Melissa Lora Mgmt For For
1H. Election of Director: Ruth Ann Marshall Mgmt For For
1I. Election of Director: Craig P. Omtvedt Mgmt For For
1J. Election of Director: Scott Ostfeld Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent auditor for fiscal 2021.
3. Advisory approval of our named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC. Agenda Number: 935230754
--------------------------------------------------------------------------------------------------------------------------
Security: 21036P108
Meeting Type: Annual
Meeting Date: 21-Jul-2020
Ticker: STZ
ISIN: US21036P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christy Clark Mgmt For For
Jennifer M. Daniels Mgmt For For
Jerry Fowden Mgmt Withheld Against
Ernesto M. Hernandez Mgmt For For
S. Somersille Johnson Mgmt For For
James A. Locke III Mgmt Withheld Against
J. Manuel Madero Garza Mgmt For For
Daniel J. McCarthy Mgmt For For
William A. Newlands Mgmt For For
Richard Sands Mgmt For For
Robert Sands Mgmt For For
Judy A. Schmeling Mgmt Withheld Against
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
February 28, 2021.
3. To approve, by an advisory vote, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 935312796
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan L. Decker Mgmt For For
Kenneth D. Denman Mgmt For For
Richard A. Galanti Mgmt For For
W. Craig Jelinek Mgmt For For
Sally Jewell Mgmt For For
Charles T. Munger Mgmt For For
Jeffrey S. Raikes Mgmt For For
2. Ratification of selection of independent Mgmt For For
auditors.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935323143
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 24-Feb-2021
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tamra A. Erwin Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sherry M. Smith Mgmt For For
1J. Election of Director: Dmitri L. Stockton Mgmt For For
1K. Election of Director: Sheila G. Talton Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION Agenda Number: 935374924
--------------------------------------------------------------------------------------------------------------------------
Security: 256677105
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: DG
ISIN: US2566771059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warren F. Bryant Mgmt For For
1B. Election of Director: Michael M. Calbert Mgmt For For
1C. Election of Director: Patricia D. Mgmt For For
Fili-Krushel
1D. Election of Director: Timothy I. McGuire Mgmt For For
1E. Election of Director: William C. Rhodes, Mgmt For For
III
1F. Election of Director: Debra A. Sandler Mgmt For For
1G. Election of Director: Ralph E. Santana Mgmt For For
1H. Election of Director: Todd J. Vasos Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the resolution regarding the
compensation of Dollar General
Corporation's named executive officers as
disclosed in the proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Dollar General Corporation's
independent registered public accounting
firm for fiscal 2021.
4. To approve the Dollar General Corporation Mgmt For For
2021 Stock Incentive Plan.
5. To approve an amendment to the amended and Mgmt For For
restated charter of Dollar General
Corporation to allow shareholders holding
25% or more of our common stock to request
special meetings of shareholders.
6. To vote on a shareholder proposal regarding Shr Against For
shareholders' ability to call special
meetings of shareholders.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 935408509
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DLTR
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Arnold S. Barron Mgmt For For
1B. Election of Director: Gregory M. Bridgeford Mgmt For For
1C. Election of Director: Thomas W. Dickson Mgmt For For
1D. Election of Director: Lemuel E. Lewis Mgmt For For
1E. Election of Director: Jeffrey G. Naylor Mgmt For For
1F. Election of Director: Winnie Y. Park Mgmt For For
1G. Election of Director: Bob Sasser Mgmt For For
1H. Election of Director: Stephanie P. Stahl Mgmt For For
1I. Election of Director: Carrie A. Wheeler Mgmt For For
1J. Election of Director: Thomas E. Whiddon Mgmt For For
1K. Election of Director: Michael A. Witynski Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year 2021.
4. To approve the Company's 2021 Omnibus Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 935349692
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig Arnold Mgmt For For
1B. Election of Director: Christopher M. Connor Mgmt For For
1C. Election of Director: Olivier Leonetti Mgmt For For
1D. Election of Director: Deborah L. McCoy Mgmt For For
1E. Election of Director: Silvio Napoli Mgmt For For
1F. Election of Director: Gregory R. Page Mgmt For For
1G. Election of Director: Sandra Pianalto Mgmt For For
1H. Election of Director: Lori J. Ryerkerk Mgmt For For
1I. Election of Director: Gerald B. Smith Mgmt For For
1J. Election of Director: Dorothy C. Thompson Mgmt For For
2. Approving the appointment of Ernst & Young Mgmt For For
as independent auditor for 2021 and
authorizing the Audit Committee of the
Board of Directors to set its remuneration.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Approving a proposal to grant the Board Mgmt For For
authority to issue shares.
5. Approving a proposal to grant the Board Mgmt For For
authority to opt out of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Company shares.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 935355354
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve a three year Mgmt For For
term: K. Baicker, Ph.D.
1b. Election of Director to serve a three year Mgmt For For
term: J.E. Fyrwald
1c. Election of Director to serve a three year Mgmt For For
term: J. Jackson
1d. Election of Director to serve a three year Mgmt For For
term: G. Sulzberger
1e. Election of Director to serve a three year Mgmt For For
term: J.P. Tai
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent auditor for
2021.
4. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate the
classified board structure.
5. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate
supermajority voting provisions.
6. Shareholder proposal to disclose direct and Shr Against For
indirect lobbying activities and
expenditures.
7. Shareholder proposal to amend the bylaws to Shr Against For
require an independent board chair.
8. Shareholder proposal to implement a bonus Shr Against For
deferral policy.
9. Shareholder proposal to disclose clawbacks Shr For Against
on executive incentive compensation due to
misconduct.
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 935390550
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Bartlett Mgmt For For
Nanci Caldwell Mgmt For For
Adaire Fox-Martin Mgmt For For
Gary Hromadko Mgmt For For
Irving Lyons III Mgmt For For
Charles Meyers Mgmt For For
Christopher Paisley Mgmt For For
Sandra Rivera Mgmt For For
Peter Van Camp Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of Equinix's named
executive officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending Dec. 31,
2021.
4. A stockholder proposal, related to written Shr Against For
consent of stockholders.
--------------------------------------------------------------------------------------------------------------------------
EVERSOURCE ENERGY Agenda Number: 935351774
--------------------------------------------------------------------------------------------------------------------------
Security: 30040W108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: ES
ISIN: US30040W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Cotton M. Cleveland Mgmt For For
1B. Election of Trustee: James S. DiStasio Mgmt For For
1C. Election of Trustee: Francis A. Doyle Mgmt For For
1D. Election of Trustee: Linda Dorcena Forry Mgmt For For
1E. Election of Trustee: Gregory M. Jones Mgmt For For
1F. Election of Trustee: James J. Judge Mgmt For For
1G. Election of Trustee: John Y. Kim Mgmt For For
1H. Election of Trustee: Kenneth R. Leibler Mgmt For For
1I. Election of Trustee: David H. Long Mgmt For For
1J. Election of Trustee: William C. Van Faasen Mgmt For For
1K. Election of Trustee: Frederica M. Williams Mgmt For For
2. Consider an advisory proposal approving the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the director Mgmt For For
compensation policy.
4. A shareholder proposal regarding dual class Shr For Against
capital structure.
5. A shareholder proposal regarding an Shr For Against
independent chair.
6. A shareholder proposal regarding child Shr For Against
exploitation.
7. A shareholder proposal regarding Shr Against For
human/civil rights expert on board.
8. A shareholder proposal regarding platform Shr Against For
misuse.
9. A shareholder proposal regarding public Shr Against For
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. Agenda Number: 935257976
--------------------------------------------------------------------------------------------------------------------------
Security: 370334104
Meeting Type: Annual
Meeting Date: 22-Sep-2020
Ticker: GIS
ISIN: US3703341046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: R. Kerry Clark Mgmt For For
1B. Election of Director: David M. Cordani Mgmt For For
1C. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1D. Election of Director: Jeffrey L. Harmening Mgmt For For
1E. Election of Director: Maria G. Henry Mgmt For For
1F. Election of Director: Jo Ann Jenkins Mgmt For For
1G. Election of Director: Elizabeth C. Lempres Mgmt For For
1H. Election of Director: Diane L. Neal Mgmt For For
1I. Election of Director: Steve Odland Mgmt For For
1J. Election of Director: Maria A. Sastre Mgmt For For
1K. Election of Director: Eric D. Sprunk Mgmt For For
1L. Election of Director: Jorge A. Uribe Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratify Appointment of the Independent Mgmt For For
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 935374861
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: D. Scott Davis Mgmt For For
1F. Election of Director: Deborah Flint Mgmt For For
1G. Election of Director: Judd Gregg Mgmt For For
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Raymond T. Odierno Mgmt For For
1J. Election of Director: George Paz Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of Independent Accountants. Mgmt For For
4. Shareholder Right To Act By Written Shr Against For
Consent.
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 935367397
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term expiring in Mgmt For For
2022: Hon. Sharon Y. Bowen
1B. Election of Director for term expiring in Mgmt For For
2022: Shantella E. Cooper
1C. Election of Director for term expiring in Mgmt For For
2022: Charles R. Crisp
1D. Election of Director for term expiring in Mgmt For For
2022: Duriya M. Farooqui
1E. Election of Director for term expiring in Mgmt For For
2022: The Rt. Hon. the Lord Hague of
Richmond
1F. Election of Director for term expiring in Mgmt For For
2022: Mark F. Mulhern
1G. Election of Director for term expiring in Mgmt For For
2022: Thomas E. Noonan
1H. Election of Director for term expiring in Mgmt For For
2022: Frederic V. Salerno
1I. Election of Director for term expiring in Mgmt For For
2022: Caroline L. Silver
1J. Election of Director for term expiring in Mgmt For For
2022: Jeffrey C. Sprecher
1K. Election of Director for term expiring in Mgmt For For
2022: Judith A. Sprieser
1L. Election of Director for term expiring in Mgmt For For
2022: Vincent Tese
2. To approve, by non-binding vote, the Mgmt For For
advisory resolution on executive
compensation for named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
4. A stockholder proposal regarding adoption Shr For Against
of a simple majority voting standard, if
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935313217
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eve Burton Mgmt For For
1b. Election of Director: Scott D. Cook Mgmt For For
1c. Election of Director: Richard L. Dalzell Mgmt For For
1d. Election of Director: Sasan K. Goodarzi Mgmt For For
1e. Election of Director: Deborah Liu Mgmt For For
1f. Election of Director: Tekedra Mawakana Mgmt For For
1g. Election of Director: Suzanne Nora Johnson Mgmt For For
1h. Election of Director: Dennis D. Powell Mgmt For For
1i. Election of Director: Brad D. Smith Mgmt For For
1j. Election of Director: Thomas Szkutak Mgmt For For
1k. Election of Director: Raul Vazquez Mgmt For For
1l. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda Number: 935282006
--------------------------------------------------------------------------------------------------------------------------
Security: 426281101
Meeting Type: Annual
Meeting Date: 17-Nov-2020
Ticker: JKHY
ISIN: US4262811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. Flanigan Mgmt For For
J. Prim Mgmt For For
T. Wilson Mgmt For For
J. Fiegel Mgmt For For
T. Wimsett Mgmt For For
L. Kelly Mgmt For For
S. Miyashiro Mgmt For For
W. Brown Mgmt For For
D. Foss Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve an amendment to our certificate Mgmt For For
of incorporation to remove a supermajority
voting standard for stockholder approval of
an acquisition of the company by another
person or entity.
4. To ratify the selection of the Company's Mgmt For For
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935345214
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Nadja Y. West Mgmt For For
1N. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2021.
4. Report on Government Financial Support and Shr For Against
Access to COVID-19 Vaccines and
Therapeutics.
5. Independent Board Chair. Shr Against For
6. Civil Rights Audit. Shr Against For
7. Executive Compensation Bonus Deferral. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 935343272
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John W. Culver Mgmt For For
1B. Election of Director: Robert W. Decherd Mgmt For For
1C. Election of Director: Michael D. Hsu Mgmt For For
1D. Election of Director: Mae C. Jemison, M.D. Mgmt For For
1E. Election of Director: S. Todd Maclin Mgmt For For
1F. Election of Director: Sherilyn S. McCoy Mgmt For For
1G. Election of Director: Christa S. Quarles Mgmt For For
1H. Election of Director: Ian C. Read Mgmt For For
1I. Election of Director: Dunia A. Shive Mgmt For For
1J. Election of Director: Mark T. Smucker Mgmt For For
1K. Election of Director: Michael D. White Mgmt For For
2. Ratification of Auditor. Mgmt For For
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Approval of 2021 Equity Participation Plan. Mgmt For For
5. Approval of 2021 Outside Directors' Mgmt For For
Compensation Plan.
6. Reduce Ownership Threshold required to call Mgmt For For
a Special Meeting of Stockholders.
7. Stockholder Proposal Regarding Right to Act Shr Against For
by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC. Agenda Number: 935355582
--------------------------------------------------------------------------------------------------------------------------
Security: 525327102
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: LDOS
ISIN: US5253271028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory R. Dahlberg Mgmt For For
1B. Election of Director: David G. Fubini Mgmt For For
1C. Election of Director: Miriam E. John Mgmt For For
1D. Election of Director: Frank Kendall III Mgmt For For
1E. Election of Director: Robert C. Kovarik, Mgmt For For
Jr.
1F. Election of Director: Harry M.J. Kraemer, Mgmt For For
Jr.
1G. Election of Director: Roger A. Krone Mgmt For For
1H. Election of Director: Gary S. May Mgmt For For
1I. Election of Director: Surya N. Mohapatra Mgmt For For
1J. Election of Director: Robert S. Shapard Mgmt For For
1K. Election of Director: Susan M. Stalnecker Mgmt For For
1L. Election of Director: Noel B. Williams Mgmt For For
2. Approve, by an advisory vote, executive Mgmt For For
compensation.
3. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LINDE PLC Agenda Number: 935214065
--------------------------------------------------------------------------------------------------------------------------
Security: G5494J103
Meeting Type: Annual
Meeting Date: 27-Jul-2020
Ticker: LIN
ISIN: IE00BZ12WP82
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Prof. Dr. Wolfgang Mgmt For For
Reitzle
1B. Election of Director: Stephen F. Angel Mgmt For For
1C. Election of Director: Prof. DDr. Mgmt For For
Ann-Kristin Achleitner
1D. Election of Director: Prof. Dr. Clemens Mgmt For For
Borsig
1E. Election of Director: Dr. Nance K. Dicciani Mgmt For For
1F. Election of Director: Dr. Thomas Enders Mgmt For For
1G. Election of Director: Franz Fehrenbach Mgmt For For
1H. Election of Director: Edward G. Galante Mgmt For For
1I. Election of Director: Larry D. McVay Mgmt For For
1J. Election of Director: Dr. Victoria Ossadnik Mgmt For For
1K. Election of Director: Prof. Dr. Martin H. Mgmt For For
Richenhagen
1L. Election of Director: Robert L. Wood Mgmt For For
2A. To ratify, on an advisory and non-binding Mgmt For For
basis, the appointment of
PricewaterhouseCoopers ("PWC") as the
independent auditor.
2B. To authorize the Board, acting through the Mgmt For For
Audit Committee, to determine PWC's
remuneration.
3. To determine the price range at which Linde Mgmt For For
plc can re-allot shares that it acquires as
treasury shares under Irish law.
4. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of Linde plc's
Named Executive Officers, as disclosed in
the 2020 Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935387729
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Daniel J. Heinrich Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Mary Beth West Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2021.
4. Shareholder proposal regarding amending the Shr Against For
Company's proxy access bylaw to remove
shareholder aggregation limits.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935420644
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ajay Banga Mgmt For For
1B. Election of Director: Merit E. Janow Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Oki Matsumoto Mgmt For For
1H. Election of Director: Michael Miebach Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2021.
4. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006 Long
Term Incentive Plan.
5. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006
Non-Employee Director Equity Compensation
Plan.
6. Approval of amendments to Mastercard's Mgmt For For
Certificate of Incorporation to remove
supermajority voting requirements.
--------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION Agenda Number: 935239182
--------------------------------------------------------------------------------------------------------------------------
Security: 58155Q103
Meeting Type: Annual
Meeting Date: 29-Jul-2020
Ticker: MCK
ISIN: US58155Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Dominic J. Caruso
1B. Election of Director for a one-year term: Mgmt For For
N. Anthony Coles, M.D.
1C. Election of Director for a one-year term: Mgmt For For
M. Christine Jacobs
1D. Election of Director for a one-year term: Mgmt For For
Donald R. Knauss
1E. Election of Director for a one-year term: Mgmt For For
Marie L. Knowles
1F. Election of Director for a one-year term: Mgmt For For
Bradley E. Lerman
1G. Election of Director for a one-year term: Mgmt For For
Maria Martinez
1H. Election of Director for a one-year term: Mgmt For For
Edward A. Mueller
1I. Election of Director for a one-year term: Mgmt For For
Susan R. Salka
1J. Election of Director for a one-year term: Mgmt For For
Brian S. Tyler
1K. Election of Director for a one-year term: Mgmt For For
Kenneth E. Washington, Ph.D.
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the company's independent
registered public accounting firm for the
fiscal year ending March 31, 2021.
3. Advisory vote on executive compensation. Mgmt For For
4. Shareholder proposal on action by written Shr Against For
consent of shareholders.
5. Shareholder proposal on disclosure of Shr Against For
lobbying activities and expenditures.
6. Shareholder proposal on statement of Shr Against For
purpose of a corporation.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935288286
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 11-Dec-2020
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Michael O. Leavitt Mgmt For For
1G. Election of Director: James T. Lenehan Mgmt For For
1H. Election of Director: Kevin E. Lofton Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt For For
2. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as the Company's independent auditor for
fiscal year 2021 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt For For
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2021.
4. Shareholder proposal concerning a Shr Against For
shareholder right to act by written
consent.
5. Shareholder proposal regarding access to Shr For Against
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 935357360
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lewis W.K. Booth Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt For For
1C. Election of Director: Lois D. Juliber Mgmt For For
1D. Election of Director: Peter W. May Mgmt For For
1E. Election of Director: Jorge S. Mesquita Mgmt For For
1F. Election of Director: Jane H. Nielsen Mgmt For For
1G. Election of Director: Fredric G. Reynolds Mgmt For For
1H. Election of Director: Christiana S. Shi Mgmt For For
1I. Election of Director: Patrick T. Siewert Mgmt For For
1J. Election of Director: Michael A. Todman Mgmt For For
1K. Election of Director: Jean-Francois M. L. Mgmt For For
van Boxmeer
1L. Election of Director: Dirk Van de Put Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Independent Registered Public
Accountants for Fiscal Year Ending December
31, 2021.
4. Consider Employee Pay in Setting Chief Shr Against For
Executive Officer Pay.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935406252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt Abstain Against
until the 2024 Annual Meeting: Richard N.
Barton
1B. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Rodolphe
Belmer
1C. Election of Class I Director to hold office Mgmt Abstain Against
until the 2024 Annual Meeting: Bradford L.
Smith
1D. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Anne M.
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the Company's Mgmt For For
executive officer compensation.
4. Stockholder proposal entitled, "Proposal 4 Shr For Against
- Political Disclosures," if properly
presented at the meeting.
5. Stockholder proposal entitled, "Proposal 5 Shr For Against
- Simple Majority Vote," if properly
presented at the meeting.
6. Stockholder proposal entitled, "Stockholder Shr Against For
Proposal to Improve the Executive
Compensation Philosophy," if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 935378201
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: James L. Camaren Mgmt For For
1C. Election of Director: Kenneth B. Dunn Mgmt For For
1D. Election of Director: Naren K. Gursahaney Mgmt For For
1E. Election of Director: Kirk S. Hachigian Mgmt For For
1F. Election of Director: Amy B. Lane Mgmt For For
1G. Election of Director: David L. Porges Mgmt For For
1H. Election of Director: James L. Robo Mgmt For For
1I. Election of Director: Rudy E. Schupp Mgmt For For
1J. Election of Director: John L. Skolds Mgmt For For
1K. Election of Director: Lynn M. Utter Mgmt For For
1L. Election of Director: Darryl L. Wilson Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy's independent
registered public accounting firm for 2021.
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy's compensation of its named
executive officers as disclosed in the
proxy statement.
4. Approval of the NextEra Energy, Inc. 2021 Mgmt For For
Long Term Incentive Plan.
5. A proposal entitled "Right to Act by Shr Against For
Written Consent" to request action by
written consent of shareholders.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 935256378
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 17-Sep-2020
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class B Director: Alan B. Graf, Mgmt For For
Jr.
1b. Election of Class B Director: Peter B. Mgmt For For
Henry
1c. Election of Class B Director: Michelle A. Mgmt For For
Peluso
2. To approve executive compensation by an Mgmt Against Against
advisory vote.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
4. To approve the Nike, Inc. Stock Incentive Mgmt For For
Plan, as amended and restated.
5. To consider a shareholder proposal Shr Against For
regarding political contributions
disclosure.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 935363046
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas D. Bell, Jr. Mgmt For For
1b. Election of Director: Mitchell E. Daniels, Mgmt For For
Jr.
1c. Election of Director: Marcela E. Donadio Mgmt For For
1d. Election of Director: John C. Huffard, Jr. Mgmt For For
1e. Election of Director: Christopher T. Jones Mgmt For For
1f. Election of Director: Thomas C. Kelleher Mgmt For For
1g. Election of Director: Steven F. Leer Mgmt For For
1h. Election of Director: Michael D. Lockhart Mgmt For For
1i. Election of Director: Amy E. Miles Mgmt For For
1j. Election of Director: Claude Mongeau Mgmt For For
1k. Election of Director: Jennifer F. Scanlon Mgmt For For
1l. Election of Director: James A. Squires Mgmt For For
1m. Election of Director: John R. Thompson Mgmt For For
2. Ratification of the appointment of KPMG Mgmt For For
LLP, independent registered public
accounting firm, as Norfolk Southern's
independent auditors for the year ending
December 31, 2021.
3. Approval of the advisory resolution on Mgmt For For
executive compensation, as disclosed in the
proxy statement for the 2021 Annual Meeting
of Shareholders.
4. Proposal regarding revisions to ownership Shr Against For
requirements for proxy access.
5. Proposal regarding a report on lobbying Shr For Against
activity alignment with Paris Climate
Agreement.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 935386018
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathy J. Warden Mgmt For For
1B. Election of Director: David P. Abney Mgmt For For
1C. Election of Director: Marianne C. Brown Mgmt For For
1D. Election of Director: Donald E. Felsinger Mgmt For For
1E. Election of Director: Ann M. Fudge Mgmt For For
1F. Election of Director: William H. Hernandez Mgmt For For
1G. Election of Director: Madeleine A. Kleiner Mgmt For For
1H. Election of Director: Karl J. Krapek Mgmt For For
1I. Election of Director: Gary Roughead Mgmt For For
1J. Election of Director: Thomas M. Schoewe Mgmt For For
1K. Election of Director: James S. Turley Mgmt For For
1L. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2021.
4. Shareholder proposal that the Company Shr Against For
assess and report on potential human rights
impacts that could result from governments'
use of the Company's products and services,
including in conflict-affected areas.
5. Shareholder proposal to move to a 10% Shr Against For
ownership threshold for shareholders to
request action by written consent.
--------------------------------------------------------------------------------------------------------------------------
OLD DOMINION FREIGHT LINE, INC. Agenda Number: 935402317
--------------------------------------------------------------------------------------------------------------------------
Security: 679580100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ODFL
ISIN: US6795801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sherry A. Aaholm Mgmt For For
David S. Congdon Mgmt For For
John R. Congdon, Jr. Mgmt For For
Bradley R. Gabosch Mgmt For For
Greg C. Gantt Mgmt For For
Patrick D. Hanley Mgmt For For
John D. Kasarda Mgmt Withheld Against
Wendy T. Stallings Mgmt For For
Thomas A. Stith, III Mgmt For For
Leo H. Suggs Mgmt For For
D. Michael Wray Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
OTIS WORLDWIDE CORPORATION Agenda Number: 935346127
--------------------------------------------------------------------------------------------------------------------------
Security: 68902V107
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: OTIS
ISIN: US68902V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey H. Black Mgmt For For
1B. Election of Director: Kathy Hopinkah Hannan Mgmt For For
1C. Election of Director: Shailesh G. Jejurikar Mgmt For For
1D. Election of Director: Christopher J. Mgmt For For
Kearney
1E. Election of Director: Judith F. Marks Mgmt For For
1F. Election of Director: Harold W. McGraw III Mgmt For For
1G. Election of Director: Margaret M. V. Mgmt For For
Preston
1H. Election of Director: Shelley Stewart, Jr. Mgmt For For
1I. Election of Director: John H. Walker Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Advisory Vote on Frequency of Advisory Vote Mgmt 1 Year For
to Approve Executive Compensation.
4. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2021.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 935355342
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Segun Agbaje Mgmt For For
1B. Election of Director: Shona L. Brown Mgmt For For
1C. Election of Director: Cesar Conde Mgmt For For
1D. Election of Director: Ian Cook Mgmt For For
1E. Election of Director: Dina Dublon Mgmt For For
1F. Election of Director: Michelle Gass Mgmt For For
1G. Election of Director: Ramon L. Laguarta Mgmt For For
1H. Election of Director: Dave Lewis Mgmt For For
1I. Election of Director: David C. Page Mgmt For For
1J. Election of Director: Robert C. Pohlad Mgmt For For
1K. Election of Director: Daniel Vasella Mgmt For For
1L. Election of Director: Darren Walker Mgmt For For
1M. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
2021.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Shareholder Proposal - Special Shareholder Shr Against For
Meeting Vote Threshold.
5. Shareholder Proposal - Report on Sugar and Shr Against For
Public Health.
6. Shareholder Proposal - Report on External Shr Against For
Public Health Costs.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 935359112
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brant Bonin Bough Mgmt For For
1B. Election of Director: Andre Calantzopoulos Mgmt For For
1C. Election of Director: Michel Combes Mgmt For For
1D. Election of Director: Juan Jose Daboub Mgmt For For
1E. Election of Director: Werner Geissler Mgmt For For
1F. Election of Director: Lisa A. Hook Mgmt Against Against
1G. Election of Director: Jun Makihara Mgmt For For
1H. Election of Director: Kalpana Morparia Mgmt For For
1I. Election of Director: Lucio A. Noto Mgmt For For
1J. Election of Director: Jacek Olczak Mgmt For For
1K. Election of Director: Frederik Paulsen Mgmt For For
1L. Election of Director: Robert B. Polet Mgmt For For
1M. Election of Director: Shlomo Yanai Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For
Compensation.
3. Ratification of the Selection of Mgmt For For
Independent Auditors.
--------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda Number: 935339336
--------------------------------------------------------------------------------------------------------------------------
Security: 693506107
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: PPG
ISIN: US6935061076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: STEVEN A. DAVIS
1B. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: MICHAEL W. LAMACH
1C. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: MICHAEL T. NALLY
1D. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: GUILLERMO NOVO
1E. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: MARTIN H. RICHENHAGEN
1F. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: CATHERINE R. SMITH
2. APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS.
3. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS.
4. PROPOSAL TO APPROVE AMENDMENTS TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION AND
BYLAWS TO REPLACE THE SUPERMAJORITY VOTING
REQUIREMENTS.
5. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2021.
6. SHAREHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
REQUIRING AN INDEPENDENT BOARD CHAIRMAN, IF
PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS, INC. Agenda Number: 935354299
--------------------------------------------------------------------------------------------------------------------------
Security: 74340W103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: PLD
ISIN: US74340W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hamid R. Moghadam Mgmt For For
1B. Election of Director: Cristina G. Bita Mgmt For For
1C. Election of Director: George L. Fotiades Mgmt Against Against
1D. Election of Director: Lydia H. Kennard Mgmt For For
1E. Election of Director: Irving F. Lyons III Mgmt For For
1F. Election of Director: Avid Modjtabai Mgmt For For
1G. Election of Director: David P. O'Connor Mgmt For For
1H. Election of Director: Olivier Piani Mgmt For For
1I. Election of Director: Jeffrey L. Skelton Mgmt For For
1J. Election of Director: Carl B. Webb Mgmt For For
1K. Election of Director: William D. Zollars Mgmt For For
2. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation for 2020.
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as the Company's Independent Registered
Public Accounting Firm for the Year 2021.
--------------------------------------------------------------------------------------------------------------------------
PUBLIC STORAGE Agenda Number: 935350912
--------------------------------------------------------------------------------------------------------------------------
Security: 74460D109
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: PSA
ISIN: US74460D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Ronald L. Havner, Jr. Mgmt For For
1B. Election of Trustee: Tamara Hughes Mgmt For For
Gustavson
1C. Election of Trustee: Leslie S. Heisz Mgmt For For
1D. Election of Trustee: Michelle Mgmt For For
Millstone-Shroff
1E. Election of Trustee: Shankh S. Mitra Mgmt For For
1F. Election of Trustee: David J. Neithercut Mgmt For For
1G. Election of Trustee: Rebecca Owen Mgmt For For
1H. Election of Trustee: Kristy M. Pipes Mgmt For For
1I. Election of Trustee: Avedick B. Poladian Mgmt For For
1J. Election of Trustee: John Reyes Mgmt For For
1K. Election of Trustee: Joseph D. Russell, Jr. Mgmt For For
1L. Election of Trustee: Tariq M. Shaukat Mgmt For For
1M. Election of Trustee: Ronald P. Spogli Mgmt For For
1N. Election of Trustee: Paul S. Williams Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of Named Executive Officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
4. Approval of the 2021 Equity and Mgmt For For
Performance-Based Incentive Compensation
Plan.
5. Approval of the amendment to the Mgmt For For
Declaration of Trust to eliminate
cumulative voting.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935414627
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, Mgmt For For
M.D.
1B. Election of Director: Arthur F. Ryan Mgmt For For
1C. Election of Director: George L. Sing Mgmt For For
1D. Election of Director: Marc Tessier-Lavigne, Mgmt Against Against
Ph.D.
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935329816
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Special
Meeting Date: 11-Mar-2021
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the S&P Global Share Issuance. Mgmt For For
To vote on a proposal to approve the
issuance of S&P Global Inc. common stock,
par value $1.00 per share, to the
shareholders of IHS Markit Ltd. in
connection with the merger contemplated by
Agreement and Plan of Merger dated Nov. 29,
2020, as amended by Amendment No. 1, dated
as of January 20, 2021, and as it may
further be amended from time to time, by
and among S&P Global Inc., Sapphire
Subsidiary, Ltd. and IHS Markit Ltd.
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935381462
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marco Alvera Mgmt For For
1b. Election of Director: William J. Amelio Mgmt For For
1c. Election of Director: William D. Green Mgmt For For
1d. Election of Director: Stephanie C. Hill Mgmt For For
1e. Election of Director: Rebecca Jacoby Mgmt For For
1f. Election of Director: Monique F. Leroux Mgmt For For
1g. Election of Director: Ian P. Livingston Mgmt For For
1h. Election of Director: Maria R. Morris Mgmt For For
1i. Election of Director: Douglas L. Peterson Mgmt For For
1j. Election of Director: Edward B. Rust, Jr. Mgmt For For
1k. Election of Director: Kurt L. Schmoke Mgmt For For
1l. Election of Director: Richard E. Thornburgh Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
executive compensation program for the
Company's named executive officers.
3. Ratify the selection of Ernst & Young LLP Mgmt For For
as our independent auditor for 2021.
4. Approve, on an advisory basis, the Mgmt For For
Company's Greenhouse Gas (GHG) Emissions
Reduction Plan.
5. Shareholder proposal to transition to a Shr Against For
Public Benefit Corporation.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 935342028
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Special
Meeting Date: 14-Apr-2021
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Scheme, as described in the Mgmt For For
proxy statement, in its original form or
with or subject to any modification,
addition or condition approved or imposed
by the Irish Court, and the directors of
Seagate be authorized to take all such
action as they consider necessary or
appropriate for carrying the Scheme of
Arrangement into effect.
2. Amend the articles of association of Mgmt For For
Seagate, which are part of the Seagate
Constitution, referred to as the
"Articles", by adding a new Article 194, so
that the Seagate Ordinary Shares that are
issued on or after the Voting Record Time
will either be subject to the terms of the
Scheme or will be immediately and
automatically acquired by Holdings for the
Scheme Consideration.
3. Approve, on an advisory, non-binding basis, Mgmt For For
the reduction of the share premium of
Holdings resulting from a capitalisation of
the merger reserve arising in its books of
account as a result of the consummation of
the Scheme in order to create distributable
reserves in Holdings.
4. Approve any motion by the chair of the EGM Mgmt For For
to adjourn the EGM, or any adjournments
thereof, to another time and place if
necessary or appropriate to solicit
additional proxies if there are
insufficient votes at the time of the EGM
to approve proposals 1 and 2.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 935342030
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M111
Meeting Type: Special
Meeting Date: 14-Apr-2021
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Scheme, as described in the Mgmt For For
proxy statement, in its original form or
with or subject to any modification,
addition or condition approved or imposed
by the Irish Court.
--------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 935366460
--------------------------------------------------------------------------------------------------------------------------
Security: 816851109
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: SRE
ISIN: US8168511090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan L. Boeckmann Mgmt For For
1B. Election of Director: Andres Conesa Mgmt For For
1C. Election of Director: Maria Contreras-Sweet Mgmt For For
1D. Election of Director: Pablo A. Ferrero Mgmt For For
1E. Election of Director: William D. Jones Mgmt For For
1F. Election of Director: Jeffrey W. Martin Mgmt For For
1G. Election of Director: Bethany J. Mayer Mgmt For For
1H. Election of Director: Michael N. Mears Mgmt For For
1I. Election of Director: Jack T. Taylor Mgmt For For
1J. Election of Director: Cynthia L. Walker Mgmt For For
1K. Election of Director: Cynthia J. Warner Mgmt For For
1L. Election of Director: James C. Yardley Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Approval of Our Executive Mgmt For For
Compensation.
4. Shareholder Proposal Requesting an Shr Against For
Amendment to Our Proxy Access Bylaw to
Eliminate the Shareholder Nominating Group
Limit.
5. Shareholder Proposal Requesting a Report on Shr For Against
Alignment of Our Lobbying Activities with
the Paris Agreement.
--------------------------------------------------------------------------------------------------------------------------
SUN COMMUNITIES, INC. Agenda Number: 935379049
--------------------------------------------------------------------------------------------------------------------------
Security: 866674104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: SUI
ISIN: US8666741041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Gary A. Shiffman
1B. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Tonya Allen
1C. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Meghan G. Baivier
1D. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Stephanie W. Bergeron
1E. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Brian M. Hermelin
1F. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Ronald A. Klein
1G. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Clunet R. Lewis
1H. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Arthur A. Weiss
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. To ratify the selection of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
T-MOBILE US, INC. Agenda Number: 935400921
--------------------------------------------------------------------------------------------------------------------------
Security: 872590104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: TMUS
ISIN: US8725901040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marcelo Claure Mgmt Withheld Against
Srikant M. Datar Mgmt For For
Bavan M. Holloway Mgmt For For
Timotheus Hottges Mgmt Withheld Against
Christian P. Illek Mgmt Withheld Against
Raphael Kubler Mgmt Withheld Against
Thorsten Langheim Mgmt Withheld Against
Dominique Leroy Mgmt Withheld Against
G. Michael Sievert Mgmt For For
Teresa A. Taylor Mgmt For For
Omar Tazi Mgmt Withheld Against
Kelvin R. Westbrook Mgmt Withheld Against
Michael Wilkens Mgmt Withheld Against
2. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for Fiscal Year 2021.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935412635
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Robert L. Edwards Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Donald R. Knauss Mgmt For For
1G. Election of Director: Christine A. Leahy Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
1K. Election of Director: Kenneth L. Salazar Mgmt For For
1L. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt For For
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt For For
basis, our executive compensation (Say on
Pay).
4. Shareholder proposal to amend the proxy Shr Against For
access bylaw to remove the shareholder
group limit.
--------------------------------------------------------------------------------------------------------------------------
TC ENERGY CORPORATION Agenda Number: 935366054
--------------------------------------------------------------------------------------------------------------------------
Security: 87807B107
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: TRP
ISIN: CA87807B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
Stephan Cretier Mgmt For For
Michael R. Culbert Mgmt For For
Susan C. Jones Mgmt For For
Randy Limbacher Mgmt For For
John E. Lowe Mgmt For For
David MacNaughton Mgmt For For
Francois L. Poirier Mgmt For For
Una Power Mgmt For For
Mary Pat Salomone Mgmt For For
Indira V. Samarasekera Mgmt For For
D. Michael G. Stewart Mgmt For For
Siim A. Vanaselja Mgmt For For
Thierry Vandal Mgmt For For
02 Resolution to appoint KPMG LLP, Chartered Mgmt For For
Professional Accountants as auditors and
authorize the directors to fix their
remuneration.
03 Resolution to accept TC Energy's approach Mgmt For For
to executive compensation, as described in
the Management information circular.
4 Resolution to approve amendments to TC Mgmt For For
Energy's By-law Number 1, as described in
the Management information circular.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935341709
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2021.
4. Stockholder proposal to permit shareholder Shr Against For
action by written consent.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 935387402
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald E. Brown Mgmt For For
1B. Election of Director: Kermit R. Crawford Mgmt For For
1C. Election of Director: Michael L. Eskew Mgmt For For
1D. Election of Director: Richard T. Hume Mgmt For For
1E. Election of Director: Margaret M. Keane Mgmt For For
1F. Election of Director: Siddharth N. Mehta Mgmt For For
1G. Election of Director: Jacques P. Perold Mgmt For For
1H. Election of Director: Andrea Redmond Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Judith A. Sprieser Mgmt For For
1K. Election of Director: Perry M. Traquina Mgmt For For
1L. Election of Director: Thomas J. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executives.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Allstate's independent
registered public accountant for 2021.
4. Shareholder proposal to amend proxy access. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 935342547
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Herbert A. Allen Mgmt For For
1B. Election of Director: Marc Bolland Mgmt For For
1C. Election of Director: Ana Botin Mgmt For For
1D. Election of Director: Christopher C. Davis Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Election of Director: Helene D. Gayle Mgmt For For
1G. Election of Director: Alexis M. Herman Mgmt For For
1H. Election of Director: Robert A. Kotick Mgmt For For
1I. Election of Director: Maria Elena Mgmt For For
Lagomasino
1J. Election of Director: James Quincey Mgmt For For
1K. Election of Director: Caroline J. Tsay Mgmt For For
1L. Election of Director: David B. Weinberg Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors.
4. Shareowner proposal on sugar and public Shr Against For
health.
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 935377300
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P. M. Arway Mgmt For For
J. W. Brown Mgmt For For
M. G. Buck Mgmt For For
V. L. Crawford Mgmt For For
R. M. Dutkowsky Mgmt For For
M. K. Haben Mgmt For For
J. C. Katzman Mgmt For For
M. D. Koken Mgmt For For
R. M. Malcolm Mgmt For For
A. J. Palmer Mgmt For For
J. R. Perez Mgmt For For
W. L. Schoppert Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors for 2021.
3. Approve named executive officer Mgmt For For
compensation on a non-binding advisory
basis.
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 935432889
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nora A. Aufreiter Mgmt For For
1B. Election of Director: Kevin M. Brown Mgmt For For
1C. Election of Director: Anne Gates Mgmt For For
1D. Election of Director: Karen M. Hoguet Mgmt For For
1E. Election of Director: W. Rodney McMullen Mgmt For For
1F. Election of Director: Clyde R. Moore Mgmt For For
1G. Election of Director: Ronald L. Sargent Mgmt For For
1H. Election of Director: J. Amanda Sourry Knox Mgmt For For
1I. Election of Director: Mark S. Sutton Mgmt For For
1J. Election of Director: Ashok Vemuri Mgmt For For
2. Approval, on an advisory basis, of Kroger's Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP, Mgmt For For
as auditors.
4. A shareholder proposal, if properly Shr For Against
presented, to issue a report assessing the
environmental impacts of using unrecyclable
packaging for private label brands.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935264969
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 13-Oct-2020
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Francis S. Blake Mgmt For For
1B. ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For
1C. ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For
1D. ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For
1E. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1F. ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For
1G. ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For
1H. ELECTION OF DIRECTOR: W. James McNerney, Mgmt For For
Jr.
1I. ELECTION OF DIRECTOR: Nelson Peltz Mgmt For For
1J. ELECTION OF DIRECTOR: David S. Taylor Mgmt For For
1K. ELECTION OF DIRECTOR: Margaret C. Whitman Mgmt For For
1L. ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation (the "Say on Pay"
vote).
4. Approval of The Procter & Gamble Company Mgmt For For
International Stock Ownership Plan, As
Amended and Restated.
5. Shareholder Proposal - Report on Efforts to Shr For Against
Eliminate Deforestation.
6. Shareholder Proposal - Annual Report on Shr Against For
Diversity.
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 935369050
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: PGR
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Philip Bleser Mgmt For For
1B. Election of Director: Stuart B. Burgdoerfer Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Charles A. Davis Mgmt For For
1E. Election of Director: Roger N. Farah Mgmt For For
1F. Election of Director: Lawton W. Fitt Mgmt For For
1G. Election of Director: Susan Patricia Mgmt For For
Griffith
1H. Election of Director: Devin C. Johnson Mgmt For For
1I. Election of Director: Jeffrey D. Kelly Mgmt For For
1J. Election of Director: Barbara R. Snyder Mgmt For For
1K. Election of Director: Jan E. Tighe Mgmt For For
1L. Election of Director: Kahina Van Dyke Mgmt For For
2. Cast an advisory vote to approve our Mgmt For For
executive compensation program.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935414831
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Jose B. Alvarez Mgmt For For
1C. Election of Director: Alan M. Bennett Mgmt For For
1D. Election of Director: Rosemary T. Berkery Mgmt For For
1E. Election of Director: David T. Ching Mgmt For For
1F. Election of Director: C. Kim Goodwin Mgmt For For
1G. Election of Director: Ernie Herrman Mgmt For For
1H. Election of Director: Michael F. Hines Mgmt For For
1I. Election of Director: Amy B. Lane Mgmt For For
1J. Election of Director: Carol Meyrowitz Mgmt For For
1K. Election of Director: Jackwyn L. Nemerov Mgmt For For
1L. Election of Director: John F. O'Brien Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2022.
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on-pay vote).
4. Shareholder proposal for a report on animal Shr Against For
welfare.
5. Shareholder proposal for setting target Shr Against For
amounts for CEO compensation.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935375736
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: R. Alexandra Keith Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: James C. Mullen Mgmt For For
1I. Election of Director: Lars R. Sorensen Mgmt For For
1J. Election of Director: Debora L. Spar Mgmt For For
1K. Election of Director: Scott M. Sperling Mgmt For For
1L. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2021.
4. A shareholder Proposal regarding special Shr For Against
Shareholder Meetings.
--------------------------------------------------------------------------------------------------------------------------
TRANE TECHNOLOGIES PLC Agenda Number: 935408927
--------------------------------------------------------------------------------------------------------------------------
Security: G8994E103
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: TT
ISIN: IE00BK9ZQ967
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kirk E. Arnold Mgmt For For
1B. Election of Director: Ann C. Berzin Mgmt For For
1C. Election of Director: John Bruton Mgmt For For
1D. Election of Director: Jared L. Cohon Mgmt For For
1E. Election of Director: Gary D. Forsee Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Michael W. Lamach Mgmt For For
1H. Election of Director: Myles P. Lee Mgmt For For
1I. Election of Director: April Miller Boise Mgmt For For
1J. Election of Director: Karen B. Peetz Mgmt For For
1K. Election of Director: John P. Surma Mgmt For For
1L. Election of Director: Tony L. White Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the appointment of independent Mgmt For For
auditors of the Company and authorization
of the Audit Committee of the Board of
Directors to set the auditors'
remuneration.
4. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares.
5. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares for cash
without first offering shares to existing
shareholders. (Special Resolution)
6. Determination of the price range at which Mgmt For For
the Company can re-allot shares that it
holds as treasury shares. (Special
Resolution)
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 935344262
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warner L. Baxter Mgmt For For
1B. Election of Director: Dorothy J. Bridges Mgmt For For
1C. Election of Director: Elizabeth L. Buse Mgmt For For
1D. Election of Director: Andrew Cecere Mgmt For For
1E. Election of Director: Kimberly N. Mgmt For For
Ellison-Taylor
1F. Election of Director: Kimberly J. Harris Mgmt For For
1G. Election of Director: Roland A. Hernandez Mgmt For For
1H. Election of Director: Olivia F. Kirtley Mgmt For For
1I. Election of Director: Karen S. Lynch Mgmt For For
1J. Election of Director: Richard P. McKenney Mgmt For For
1K. Election of Director: Yusuf I. Mehdi Mgmt For For
1L. Election of Director: John P. Wiehoff Mgmt For For
1M. Election of Director: Scott W. Wine Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent auditor for
the 2021 fiscal year.
3. An advisory vote to approve the Mgmt For For
compensation of our executives disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 935364947
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew H. Card Jr. Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: David B. Dillon Mgmt For For
1D. Election of Director: Lance M. Fritz Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Jane H. Lute Mgmt For For
1G. Election of Director: Michael R. McCarthy Mgmt For For
1H. Election of Director: Thomas F. McLarty III Mgmt For For
1I. Election of Director: Jose H. Villarreal Mgmt For For
1J. Election of Director: Christopher J. Mgmt For For
Williams
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
2021.
3. An advisory vote to approve executive Mgmt For For
compensation ("Say on Pay").
4. Adoption of the Union Pacific Corporation Mgmt For For
2021 Stock Incentive Plan.
5. Adoption of the Union Pacific Corporation Mgmt For For
2021 Employee Stock Purchase Plan.
6. Shareholder proposal requesting an EEO-1 Shr For Against
Report Disclosure, if properly presented at
the Annual Meeting.
7. Shareholder proposal requesting an Annual Shr For Against
Diversity and Inclusion Efforts Report, if
properly presented at the Annual Meeting.
8. Shareholder proposal requesting an Annual Shr Against For
Emissions Reduction Plan & annual advisory
vote on Emissions Reduction Plan, if
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 935365002
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Carol B. Tome
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Rodney C. Adkins
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Eva C. Boratto
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Michael J. Burns
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Wayne M. Hewett
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Angela Hwang
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Kate E. Johnson
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: William R. Johnson
1I. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Ann M. Livermore
1J. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Franck J. Moison
1K. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Christiana Smith Shi
1L. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Russell Stokes
1M. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Kevin Warsh
2. To approve on an advisory basis a Mgmt For For
resolution on UPS executive compensation.
3. To approve the 2021 UPS Omnibus Incentive Mgmt For For
Compensation Plan.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as UPS's independent registered
public accounting firm for the year ending
December 31, 2021.
5. To prepare an annual report on UPS's Shr Against For
lobbying activities.
6. To reduce the voting power of UPS class A Shr For Against
stock from 10 votes per share to one vote
per share.
7. To prepare a report on reducing UPS's total Shr For Against
contribution to climate change.
8. To transition UPS to a public benefit Shr Against For
corporation.
9. To prepare a report assessing UPS's Shr For Against
diversity and inclusion efforts.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
1I. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2021.
4. Approval of an amendment to the Mgmt For For
UnitedHealth Group 1993 Employee Stock
Purchase Plan.
5. If properly presented at the 2021 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting a reduction of the share
ownership threshold for calling a special
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935364846
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Roxanne S. Austin Mgmt For For
1c. Election of Director: Mark T. Bertolini Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2 Advisory Vote to Approve Executive Mgmt For For
Compensation
3 Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4 Shareholder Action by Written Consent Shr Against For
5 Amend Clawback Policy Shr Against For
6 Shareholder Ratification of Annual Equity Shr Against For
Awards
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935383959
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sangeeta Bhatia Mgmt For For
1B. Election of Director: Lloyd Carney Mgmt For For
1C. Election of Director: Alan Garber Mgmt For For
1D. Election of Director: Terrence Kearney Mgmt For For
1E. Election of Director: Reshma Kewalramani Mgmt For For
1F. Election of Director: Yuchun Lee Mgmt For For
1G. Election of Director: Jeffrey Leiden Mgmt For For
1H. Election of Director: Margaret McGlynn Mgmt For For
1I. Election of Director: Diana McKenzie Mgmt For For
1J. Election of Director: Bruce Sachs Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent Registered Public Accounting
firm for the year ending December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal, if properly presented Shr Against For
at the meeting, regarding a report on
lobbying activities.
5. Shareholder proposal, if properly presented Shr Against For
at the meeting, regarding a report on
political spending.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935315576
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: Linda J. Rendle Mgmt For For
1K. Election of Director: John A. C. Swainson Mgmt For For
1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
4. Approval of the Visa Inc. 2007 Equity Mgmt For For
Incentive Compensation Plan, as amended and
restated.
5. Approval of an amendment to our Certificate Mgmt For For
of Incorporation to enable the adoption of
a special meeting right for Class A common
stockholders.
6. To vote on a stockholder proposal Shr Against For
requesting stockholders' right to act by
written consent, if properly presented.
7. To vote on a stockholder proposal to amend Shr Against For
our principles of executive compensation
program, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935404866
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cesar Conde Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Sarah J. Friar Mgmt Against Against
1D. Election of Director: Carla A. Harris Mgmt For For
1E. Election of Director: Thomas W. Horton Mgmt For For
1F. Election of Director: Marissa A. Mayer Mgmt For For
1G. Election of Director: C. Douglas McMillon Mgmt For For
1H. Election of Director: Gregory B. Penner Mgmt For For
1I. Election of Director: Steven S Reinemund Mgmt For For
1J. Election of Director: Randall L. Stephenson Mgmt For For
1K. Election of Director: S. Robson Walton Mgmt For For
1L. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants.
4. Report on Refrigerants Released from Shr For Against
Operations.
5. Report on Lobbying Disclosures. Shr For Against
6. Report on Alignment of Racial Justice Goals Shr Against For
and Starting Wages.
7. Create a Pandemic Workforce Advisory Shr Against For
Council.
8. Report on Statement of the Purpose of a Shr Against For
Corporation.
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 935369199
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James C. Fish, Jr. Mgmt For For
1B. Election of Director: Andres R. Gluski Mgmt For For
1C. Election of Director: Victoria M. Holt Mgmt For For
1D. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1E. Election of Director: Sean E. Menke Mgmt For For
1F. Election of Director: William B. Plummer Mgmt For For
1G. Election of Director: John C. Pope Mgmt For For
1H. Election of Director: Maryrose T. Sylvester Mgmt For For
1I. Election of Director: Thomas H. Weidemeyer Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for 2021.
3. Non-binding, advisory proposal to approve Mgmt For For
our executive compensation.
--------------------------------------------------------------------------------------------------------------------------
WEC ENERGY GROUP, INC. Agenda Number: 935346420
--------------------------------------------------------------------------------------------------------------------------
Security: 92939U106
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: WEC
ISIN: US92939U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Curt S. Culver Mgmt For For
1B. Election of Director: Danny L. Cunningham Mgmt For For
1C. Election of Director: William M. Farrow Mgmt For For
III
1D. Election of Director: J. Kevin Fletcher Mgmt For For
1E. Election of Director: Cristina A. Mgmt For For
Garcia-Thomas
1F. Election of Director: Maria C. Green Mgmt For For
1G. Election of Director: Gale E. Klappa Mgmt For For
1H. Election of Director: Thomas K. Lane Mgmt For For
1I. Election of Director: Ulice Payne, Jr. Mgmt For For
1J. Election of Director: Mary Ellen Stanek Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
Independent Auditors for 2021.
3. Approval of the Amendment and Restatement Mgmt For For
of the WEC Energy Group Omnibus Stock
Incentive Plan.
4. Advisory Vote to Approve Executive Mgmt For For
Compensation of the Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda Number: 935380321
--------------------------------------------------------------------------------------------------------------------------
Security: 98389B100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: XEL
ISIN: US98389B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lynn Casey Mgmt For For
1B. Election of Director: Ben Fowke Mgmt For For
1C. Election of Director: Robert Frenzel Mgmt For For
1D. Election of Director: Netha Johnson Mgmt For For
1E. Election of Director: Patricia Kampling Mgmt For For
1F. Election of Director: George Kehl Mgmt For For
1G. Election of Director: Richard O'Brien Mgmt For For
1H. Election of Director: Charles Pardee Mgmt For For
1I. Election of Director: Christopher Mgmt For For
Policinski
1J. Election of Director: James Prokopanko Mgmt For For
1K. Election of Director: David Westerlund Mgmt For For
1L. Election of Director: Kim Williams Mgmt For For
1M. Election of Director: Timothy Wolf Mgmt For For
1N. Election of Director: Daniel Yohannes Mgmt For For
2. Company proposal to approve, on an advisory Mgmt For For
basis, executive compensation.
3. Company proposal to ratify the appointment Mgmt For For
of Deloitte & Touche LLP as Xcel Energy
Inc.'s independent registered public
accounting firm for 2021.
4. Shareholder proposal regarding a report on Shr Against For
the costs and benefits of Xcel Energy's
voluntary climate-related activities.
JPMorgan Hedged Equity 2 Fund
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935357891
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Richard A. Gonzalez Mgmt For For
Rebecca B. Roberts Mgmt For For
Glenn F. Tilton Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2021.
3. Say on Pay-An advisory vote on the approval Mgmt For For
of executive compensation.
4. Approval of the Amended and Restated 2013 Mgmt For For
Incentive Stock Program.
5. Approval of the Amended and Restated 2013 Mgmt For For
Employee Stock Purchase Plan for non-U.S.
employees.
6. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting.
7. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying.
8. Stockholder Proposal - to Adopt a Policy to Shr Against For
Require Independent Chairman.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935366523
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John E. Caldwell Mgmt For For
1B. Election of Director: Nora M. Denzel Mgmt For For
1C. Election of Director: Mark Durcan Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Joseph A. Householder Mgmt For For
1F. Election of Director: John W. Marren Mgmt For For
1G. Election of Director: Lisa T. Su Mgmt For For
1H. Election of Director: Abhi Y. Talwalkar Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
3. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 935410124
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Special
Meeting Date: 11-May-2021
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of December 12, 2020 (as it may be
amended from time to time, the "merger
agreement") by and among Alexion,
AstraZeneca PLC ("AstraZeneca"), Delta
Omega Sub Holdings Inc., a wholly owned
subsidiary of AstraZeneca ("Bidco"), Delta
Omega Sub Holdings Inc. 1, a direct, wholly
owned subsidiary of Bidco and Delta Omega
Sub Holdings LLC 2, a direct, wholly owned
subsidiary of Bidco (the "merger
proposal").
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation that may be paid or
become payable to Alexion's named executive
officers that is based on or otherwise
relates to the transactions contemplated by
the merger agreement.
3. To approve the adjournment of the Alexion Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if there are not sufficient votes at the
time of the Alexion special meeting to
approve the merger proposal or to ensure
that any supplement or amendment to this
proxy statement/ prospectus is timely
provided to Alexion stockholders.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935406264
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt For For
1B. Election of Director: Sergey Brin Mgmt For For
1C. Election of Director: Sundar Pichai Mgmt For For
1D. Election of Director: John L. Hennessy Mgmt For For
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt Against Against
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt Against Against
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt For For
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on sustainability metrics, if properly
presented at the meeting.
7. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
8. A stockholder proposal regarding a report Shr For Against
on whistleblower policies and practices, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on charitable contributions, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on risks related to anticompetitive
practices, if properly presented at the
meeting.
11. A stockholder proposal regarding a Shr Against For
transition to a public benefit corporation,
if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ALTICE USA, INC. Agenda Number: 935425036
--------------------------------------------------------------------------------------------------------------------------
Security: 02156K103
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: ATUS
ISIN: US02156K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Drahi Mgmt For For
1B. Election of Director: Gerrit Jan Bakker Mgmt For For
1C. Election of Director: Manon Brouillette Mgmt Abstain Against
1D. Election of Director: David Drahi Mgmt For For
1E. Election of Director: Dexter Goei Mgmt For For
1F. Election of Director: Mark Mullen Mgmt Against Against
1G. Election of Director: Dennis Okhuijsen Mgmt For For
1H. Election of Director: Charles Stewart Mgmt For For
1I. Election of Director: Raymond Svider Mgmt Against Against
2. To ratify the appointment of the Company's Mgmt For For
Independent Registered Public Accounting
Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 935381640
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John T. Casteen III Mgmt For For
1B. Election of Director: Dinyar S. Devitre Mgmt For For
1C. Election of Director: William F. Gifford, Mgmt For For
Jr.
1D. Election of Director: Debra J. Kelly-Ennis Mgmt For For
1E. Election of Director: W. Leo Kiely III Mgmt For For
1F. Election of Director: Kathryn B. McQuade Mgmt For For
1G. Election of Director: George Munoz Mgmt For For
1H. Election of Director: Mark E. Newman Mgmt For For
1I. Election of Director: Nabil Y. Sakkab Mgmt For For
1J. Election of Director: Virginia E. Shanks Mgmt For For
1K. Election of Director: Ellen R. Strahlman Mgmt For For
2. Ratification of the Selection of Mgmt For For
Independent Registered Public Accounting
Firm.
3. Non-Binding Advisory Vote to Approve the Mgmt For For
Compensation of Altria's Named Executive
Officers.
4. Shareholder Proposal - Review and Report on Shr For Against
Underage Tobacco Prevention Policies and
Marketing Practices.
5. Shareholder Proposal - Disclosure of Shr For Against
Lobbying Policies and Practices.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
AMEREN CORPORATION Agenda Number: 935352942
--------------------------------------------------------------------------------------------------------------------------
Security: 023608102
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: AEE
ISIN: US0236081024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WARNER L. BAXTER Mgmt For For
1B. ELECTION OF DIRECTOR: CYNTHIA J. BRINKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: CATHERINE S. BRUNE Mgmt For For
1D. ELECTION OF DIRECTOR: J. EDWARD COLEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: WARD H. DICKSON Mgmt For For
1F. ELECTION OF DIRECTOR: NOELLE K. EDER Mgmt For For
1G. ELECTION OF DIRECTOR: ELLEN M. FITZSIMMONS Mgmt For For
1H. ELECTION OF DIRECTOR: RAFAEL FLORES Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD J. HARSHMAN Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG S. IVEY Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES C. JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: STEVEN H. LIPSTEIN Mgmt For For
1M. ELECTION OF DIRECTOR: LEO S. MACKAY, JR. Mgmt For For
2. COMPANY PROPOSAL - ADVISORY APPROVAL OF Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS DISCLOSED IN THE PROXY STATEMENT.
3. COMPANY PROPOSAL - RATIFICATION OF THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 935359136
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: JAMES COLE, JR. Mgmt For For
1b. Election of Director: W. DON CORNWELL Mgmt For For
1c. Election of Director: BRIAN DUPERREAULT Mgmt For For
1d. Election of Director: JOHN H. FITZPATRICK Mgmt For For
1e. Election of Director: WILLIAM G. JURGENSEN Mgmt For For
1f. Election of Director: CHRISTOPHER S. LYNCH Mgmt For For
1g. Election of Director: LINDA A. MILLS Mgmt For For
1h. Election of Director: THOMAS F. MOTAMED Mgmt For For
1i. Election of Director: PETER R. PORRINO Mgmt For For
1j. Election of Director: AMY L. SCHIOLDAGER Mgmt For For
1k. Election of Director: DOUGLAS M. STEENLAND Mgmt For For
1l. Election of Director: THERESE M. VAUGHAN Mgmt For For
1m. Election of Director: PETER S. ZAFFINO Mgmt For For
2. To vote, on a non-binding advisory basis, Mgmt For For
to approve executive compensation.
3. To vote on a proposal to approve the Mgmt For For
American International Group, Inc. 2021
Omnibus Incentive Plan.
4. To act upon a proposal to ratify the Mgmt For For
selection of PricewaterhouseCoopers LLP as
AIG's independent registered public
accounting firm for 2021.
5. To vote on a shareholder proposal to give Shr Against For
shareholders who hold at least 10 percent
of AIG's outstanding common stock the right
to call special meetings.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 935375382
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Wanda M. Austin
1B. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Robert A. Bradway
1C. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Brian J. Druker
1D. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Robert A. Eckert
1E. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Greg C. Garland
1F. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Charles M. Holley, Jr.
1G. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Tyler Jacks
1H. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Ms.
Ellen J. Kullman
1I. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Ms.
Amy E. Miles
1J. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Ronald D. Sugar
1K. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr. R.
Sanders Williams
2. Advisory vote to approve our executive Mgmt For For
compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ANTHEM, INC. Agenda Number: 935387488
--------------------------------------------------------------------------------------------------------------------------
Security: 036752103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: ANTM
ISIN: US0367521038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Lewis Hay, III Mgmt For For
1.2 Election of Director: Antonio F. Neri Mgmt For For
1.3 Election of Director: Ramiro G. Peru Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935345670
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1D. Election of Director: Pierre J.P. de Weck Mgmt For For
1E. Election of Director: Arnold W. Donald Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Monica C. Lozano Mgmt For For
1H. Election of Director: Thomas J. May Mgmt For For
1I. Election of Director: Brian T. Moynihan Mgmt For For
1J. Election of Director: Lionel L. Nowell III Mgmt For For
1K. Election of Director: Denise L. Ramos Mgmt For For
1L. Election of Director: Clayton S. Rose Mgmt For For
1M. Election of Director: Michael D. White Mgmt For For
1N. Election of Director: Thomas D. Woods Mgmt For For
1O. Election of Director: R. David Yost Mgmt For For
1P. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an Mgmt For For
advisory, nonbinding "Say on Pay"
resolution).
3. Ratifying the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
4. Amending and restating the Bank of America Mgmt For For
Corporation Key Employee Equity Plan.
5. Shareholder proposal requesting amendments Shr Against For
to our proxy access by law.
6. Shareholder proposal requesting amendments Shr Against For
to allow shareholders to act by written
consent.
7. Shareholder proposal requesting a change in Shr Against For
organizational form.
8. Shareholder proposal requesting a racial Shr Against For
equity audit.
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 935352459
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose (Joe) Almeida Mgmt For For
1B. Election of Director: Thomas F. Chen Mgmt For For
1C. Election of Director: John D. Forsyth Mgmt For For
1D. Election of Director: Peter S. Hellman Mgmt For For
1E. Election of Director: Michael F. Mahoney Mgmt For For
1F. Election of Director: Patricia B. Morrison Mgmt For For
1G. Election of Director: Stephen N. Oesterle Mgmt For For
1H. Election of Director: Cathy R. Smith Mgmt For For
1I. Election of Director: Thomas T. Stallkamp Mgmt For For
1J. Election of Director: Albert P.L. Stroucken Mgmt For For
1K. Election of Director: Amy A. Wendell Mgmt For For
1L. Election of Director: David S. Wilkes Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
4. Vote to Approve the Omnibus Plan. Mgmt For For
5. Vote to Approve the ESPP Amendment. Mgmt For For
6. Stockholder Proposal - Right to Act by Shr Against For
Written Consent.
7. Stockholder Proposal - Independent Board Shr Against For
Chairman.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935351128
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 01-May-2021
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt Withheld Against
David S. Gottesman Mgmt Withheld Against
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt Withheld Against
Meryl B. Witmer Mgmt Withheld Against
2. Shareholder proposal regarding the Shr For Against
reporting of climate-related risks and
opportunities.
3. Shareholder proposal regarding diversity Shr For Against
and inclusion reporting.
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 935420656
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Corie S. Barry Mgmt For For
1B. Election of Director: Lisa M. Caputo Mgmt For For
1C. Election of Director: J. Patrick Doyle Mgmt For For
1D. Election of Director: David W. Kenny Mgmt For For
1E. Election of Director: Mario J. Marte Mgmt For For
1F. Election of Director: Karen A. McLoughlin Mgmt For For
1G. Election of Director: Thomas L. Millner Mgmt For For
1H. Election of Director: Claudia F. Munce Mgmt For For
1I. Election of Director: Richelle P. Parham Mgmt For For
1J. Election of Director: Steven E. Rendle Mgmt For For
1K. Election of Director: Eugene A. Woods Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 29, 2022.
3. To approve in a non-binding advisory vote Mgmt For For
our named executive officer compensation.
4. To vote on a shareholder proposal entitled Shr Against For
"Right to Act by Written Consent".
--------------------------------------------------------------------------------------------------------------------------
BIOGEN INC. Agenda Number: 935409032
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Alexander J. Denner
1B. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Caroline D. Dorsa
1C. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Maria C. Freire
1D. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: William A. Hawkins
1E. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: William D. Jones
1F. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Nancy L. Leaming
1G. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Jesus B. Mantas
1H. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Richard C. Mulligan
1I. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Stelios Papadopoulos
1J. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Brian S. Posner
1K. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Eric K. Rowinsky
1L. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Stephen A. Sherwin
1M. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Michel Vounatsos
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Biogen Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Say on Pay - To approve an advisory vote on Mgmt Against Against
executive compensation.
4. To approve an amendment to Biogen's Amended Mgmt For For
and Restated Certificate of Incorporation,
as amended, to add a federal forum
selection provision.
5. Stockholder proposal requesting a report on Shr For Against
Biogen's lobbying activities.
6. Stockholder proposal requesting a report on Shr Against For
Biogen's gender pay gap.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935408434
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Bob van Dijk Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2020 executive Mgmt For For
compensation.
3. Management proposal to amend the Company's Mgmt For For
1999 Omnibus Plan.
4. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
5. Management proposal to amend the Company's Mgmt For For
Certificate of Incorporation to allow
stockholders the right to act by written
consent.
6. Stockholder proposal requesting the right Shr Against For
of stockholders to act by written consent.
7. Stockholder proposal requesting the Company Shr For Against
issue a climate transition report.
8. Stockholder proposal requesting the Company Shr Against For
hold an annual advisory stockholder vote on
the Company's climate policies and
strategies.
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 935360456
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: BSX
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nelda J. Connors Mgmt For For
1B. Election of Director: Charles J. Mgmt For For
Dockendorff
1C. Election of Director: Yoshiaki Fujimori Mgmt For For
1D. Election of Director: Donna A. James Mgmt For For
1E. Election of Director: Edward J. Ludwig Mgmt For For
1F. Election of Director: Michael F. Mahoney Mgmt For For
1G. Election of Director: David J. Roux Mgmt For For
1H. Election of Director: John E. Sununu Mgmt For For
1I. Election of Director: Ellen M. Zane Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, named executive officer
compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the 2021 fiscal year.
4. To consider and vote upon a stockholder Shr Against For
proposal requesting a report to
stockholders describing any benefits to the
company related to employee participation
in company governance.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935359643
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt For For
1B) Election of Director: Michael W. Bonney Mgmt For For
1C) Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1D) Election of Director: Julia A. Haller, M.D. Mgmt For For
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt For For
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt For For
1I) Election of Director: Karen Vousden, Ph.D. Mgmt For For
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers.
3. Approval of the Company's 2021 Stock Award Mgmt For For
and Incentive Plan.
4. Ratification of the Appointment of an Mgmt For For
Independent Registered Public Accounting
Firm.
5. Approval of an Amendment to the Certificate Mgmt For For
of Incorporation to Lower the Ownership
Threshold for Special Shareholder Meetings
to 15%.
6. Shareholder Proposal on Adoption of a Board Shr Against For
Policy that the Chairperson of the Board be
an Independent Director.
7. Shareholder Proposal on Shareholder Right Shr Against For
to Act by Written Consent.
8. Shareholder Proposal to Lower the Ownership Shr Against For
Threshold for Special Shareholder Meetings
to 10%.
--------------------------------------------------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION Agenda Number: 935345454
--------------------------------------------------------------------------------------------------------------------------
Security: 127097103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: COG
ISIN: US1270971039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dorothy M. Ables Mgmt For For
Rhys J. Best Mgmt For For
Robert S. Boswell Mgmt For For
Amanda M. Brock Mgmt For For
Peter B. Delaney Mgmt For For
Dan O. Dinges Mgmt For For
W. Matt Ralls Mgmt For For
Marcus A. Watts Mgmt For For
2. To ratify the appointment of the firm Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for its 2021 fiscal
year.
3. To approve, by non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN PROPERTY TRUST Agenda Number: 935366662
--------------------------------------------------------------------------------------------------------------------------
Security: 133131102
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CPT
ISIN: US1331311027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard J. Campo Mgmt For For
Heather J. Brunner Mgmt For For
Mark D. Gibson Mgmt For For
Scott S. Ingraham Mgmt For For
Renu Khator Mgmt For For
D. Keith Oden Mgmt For For
William F. Paulsen Mgmt For For
F. A. Sevilla-Sacasa Mgmt For For
Steven A. Webster Mgmt For For
Kelvin R. Westbrook Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
the independent registered public
accounting firm.
3. Approval, by an advisory vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 935353730
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt For For
1B. Election of Director: Ime Archibong Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt For For
1D. Election of Director: Peter Thomas Killalea Mgmt For For
1E. Election of Director: Cornelis "Eli" Mgmt For For
Leenaars
1F. Election of Director: Francois Locoh-Donou Mgmt For For
1G. Election of Director: Peter E. Raskind Mgmt For For
1H. Election of Director: Eileen Serra Mgmt For For
1I. Election of Director: Mayo A. Shattuck III Mgmt For For
1J. Election of Director: Bradford H. Warner Mgmt For For
1K. Election of Director: Catherine G. West Mgmt For For
1L. Election of Director: Craig Anthony Mgmt For For
Williams
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm of Capital One for 2021.
3. Advisory approval of Capital One's 2020 Mgmt For For
Named Executive Officer compensation.
4. Approval and adoption of the Capital One Mgmt For For
Financial Corporation Sixth Amended and
Restated 2004 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CARTER'S INC. Agenda Number: 935393087
--------------------------------------------------------------------------------------------------------------------------
Security: 146229109
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CRI
ISIN: US1462291097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hali Borenstein Mgmt For For
1B. Election of Director: Giuseppina Mgmt For For
Buonfantino
1C. Election of Director: Michael D. Casey Mgmt For For
1D. Election of Director: A. Bruce Cleverly Mgmt For For
1E. Election of Director: Jevin S. Eagle Mgmt For For
1F. Election of Director: Mark P. Hipp Mgmt For For
1G. Election of Director: William J. Montgoris Mgmt For For
1H. Election of Director: David Pulver Mgmt For For
1I. Election of Director: Gretchen W. Schar Mgmt For For
2. Advisory approval of executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
CHENIERE ENERGY, INC. Agenda Number: 935404436
--------------------------------------------------------------------------------------------------------------------------
Security: 16411R208
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: LNG
ISIN: US16411R2085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: G. Andrea Botta Mgmt For For
1B. Election of Director: Jack A. Fusco Mgmt For For
1C. Election of Director: Vicky A. Bailey Mgmt For For
1D. Election of Director: Nuno Brandolini Mgmt For For
1E. Election of Director: David B. Kilpatrick Mgmt For For
1F. Election of Director: Sean T. Klimczak Mgmt For For
1G. Election of Director: Andrew Langham Mgmt For For
1H. Election of Director: Donald F. Robillard, Mgmt For For
Jr
1I. Election of Director: Neal A. Shear Mgmt For For
1J. Election of Director: Andrew J. Teno Mgmt For For
2. Approve, on an advisory and non-binding Mgmt For For
basis, the compensation of the Company's
named executive officers for 2020.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935390132
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wanda M. Austin Mgmt For For
1B. Election of Director: John B. Frank Mgmt For For
1C. Election of Director: Alice P. Gast Mgmt For For
1D. Election of Director: Enrique Hernandez, Mgmt For For
Jr.
1E. Election of Director: Marillyn A. Hewson Mgmt For For
1F. Election of Director: Jon M. Huntsman Jr. Mgmt For For
1G. Election of Director: Charles W. Moorman IV Mgmt For For
1H. Election of Director: Dambisa F. Moyo Mgmt For For
1I. Election of Director: Debra Reed-Klages Mgmt For For
1J. Election of Director: Ronald D. Sugar Mgmt For For
1K. Election of Director: D. James Umpleby III Mgmt For For
1L. Election of Director: Michael K. Wirth Mgmt For For
2. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Reduce Scope 3 Emissions. Shr Against For
5. Report on Impacts of Net Zero 2050 Shr For Against
Scenario.
6. Shift to Public Benefit Corporation. Shr Against For
7. Report on Lobbying. Shr For Against
8. Independent Chair. Shr Against For
9. Special Meetings. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHUBB LIMITED Agenda Number: 935381501
--------------------------------------------------------------------------------------------------------------------------
Security: H1467J104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CB
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the management report, Mgmt For For
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2020.
2A Allocation of disposable profit. Mgmt For For
2B Distribution of a dividend out of legal Mgmt For For
reserves (by way of release and allocation
to a dividend reserve).
3 Discharge of the Board of Directors. Mgmt For For
4A Election of PricewaterhouseCoopers AG Mgmt For For
(Zurich) as our statutory auditor.
4B Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP (United States)
as independent registered public accounting
firm for purposes of U.S. securities law
reporting.
4C Election of BDO AG (Zurich) as special Mgmt For For
audit firm.
5A Election of Director: Evan G. Greenberg Mgmt For For
5B Election of Director: Michael P. Connors Mgmt For For
5C Election of Director: Michael G. Atieh Mgmt For For
5D Election of Director: Sheila P. Burke Mgmt For For
5E Election of Director: Mary Cirillo Mgmt For For
5F Election of Director: Robert J. Hugin Mgmt For For
5G Election of Director: Robert W. Scully Mgmt For For
5H Election of Director: Eugene B. Shanks, Jr. Mgmt For For
5I Election of Director: Theodore E. Shasta Mgmt For For
5J Election of Director: David H. Sidwell Mgmt For For
5K Election of Director: Olivier Steimer Mgmt For For
5L Election of Director: Luis Tellez Mgmt For For
5M Election of Director: Frances F. Townsend Mgmt For For
6 Election of Evan G. Greenberg as Chairman Mgmt For For
of the Board of Directors.
7A Election of Director of the Compensation Mgmt For For
Committee: Michael P. Connors
7B Election of Director of the Compensation Mgmt For For
Committee: Mary Cirillo
7C Election of Director of the Compensation Mgmt For For
Committee: Frances F. Townsend
8 Election of Homburger AG as independent Mgmt For For
proxy.
9 Approval of the Chubb Limited 2016 Mgmt For For
Long-Term Incentive Plan, as amended and
restated.
10 Reduction of share capital. Mgmt For For
11A Compensation of the Board of Directors Mgmt For For
until the next annual general meeting.
11B Compensation of Executive Management for Mgmt For For
the next calendar year.
12 Advisory vote to approve executive Mgmt For For
compensation under U.S. securities law
requirements.
A If a new agenda item or a new proposal for Mgmt For For
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows.
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 935350772
--------------------------------------------------------------------------------------------------------------------------
Security: 125523100
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: CI
ISIN: US1255231003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David M. Cordani Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: Eric J. Foss Mgmt For For
1D. Election of Director: Elder Granger, MD, Mgmt For For
MG, USA (Retired)
1E. Election of Director: Isaiah Harris, Jr. Mgmt For For
1F. Election of Director: George Kurian Mgmt For For
1G. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1H. Election of Director: Mark B. McClellan, Mgmt For For
MD, PhD
1I. Election of Director: John M. Partridge Mgmt For For
1J. Election of Director: Kimberly A. Ross Mgmt For For
1K. Election of Director: Eric C. Wiseman Mgmt For For
1L. Election of Director: Donna F. Zarcone Mgmt For For
2. Advisory approval of Cigna's executive Mgmt For For
compensation.
3. Approval of the Amended and Restated Cigna Mgmt For For
Long-Term Incentive Plan.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Cigna's
independent registered public accounting
firm for 2021.
5. Shareholder proposal - Shareholder right to Shr Against For
act by written consent.
6. Shareholder proposal - Gender pay gap Shr Against For
report.
7. Shareholder proposal - Board ideology Shr Against For
disclosure policy.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935349515
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen M. Costello Mgmt For For
1B. Election of Director: Grace E. Dailey Mgmt For For
1C. Election of Director: Barbara J. Desoer Mgmt For For
1D. Election of Director: John C. Dugan Mgmt For For
1E. Election of Director: Jane N. Fraser Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2021.
3. Advisory vote to approve Citi's 2020 Mgmt For For
Executive Compensation.
4. Approval of additional authorized shares Mgmt For For
under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr Against For
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting an Shr Against For
Independent Board Chairman.
7. Stockholder proposal requesting Shr Against For
non-management employees on director
nominee candidate lists.
8. Stockholder proposal requesting a report Shr Against For
disclosing information regarding Citi's
lobbying payments, policies and activities.
9. Stockholder proposal requesting a racial Shr Against For
equity audit analyzing Citi's adverse
impacts on nonwhite stakeholders and
communities of color.
10. Stockholder proposal requesting that the Shr Against For
Board approve an amendment to Citi's
Certificate of Incorporation to become a
Public Benefit Corporation and to submit
the proposed amendment to stockholders for
approval.
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 935361597
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CMS
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jon E. Barfield Mgmt For For
1b. Election of Director: Deborah H. Butler Mgmt For For
1c. Election of Director: Kurt L. Darrow Mgmt For For
1d. Election of Director: William D. Harvey Mgmt For For
1e. Election of Director: Garrick J. Rochow Mgmt For For
1f. Election of Director: John G. Russell Mgmt For For
1g. Election of Director: Suzanne F. Shank Mgmt For For
1h. Election of Director: Myrna M. Soto Mgmt For For
1i. Election of Director: John G. Sznewajs Mgmt For For
1j. Election of Director: Ronald J. Tanski Mgmt For For
1k. Election of Director: Laura H. Wright Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. Ratify the appointment of independent Mgmt For For
registered public accounting firm
(PricewaterhouseCoopers LLP).
4. Shareholder Proposal - Greenwashing Audit. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935407139
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of our Mgmt For For
independent auditors.
4. Shareholder Proposal: To conduct Shr Against For
independent investigation and report on
risks posed by failing to prevent sexual
harassment.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 935367602
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Charles E. Bunch Mgmt For For
1B. ELECTION OF DIRECTOR: Caroline Maury Devine Mgmt For For
1C. ELECTION OF DIRECTOR: John V. Faraci Mgmt For For
1D. ELECTION OF DIRECTOR: Jody Freeman Mgmt For For
1E. ELECTION OF DIRECTOR: Gay Huey Evans Mgmt For For
1F. ELECTION OF DIRECTOR: Jeffrey A. Joerres Mgmt For For
1G. ELECTION OF DIRECTOR: Ryan M. Lance Mgmt For For
1H. ELECTION OF DIRECTOR: Timothy A. Leach Mgmt For For
1I. ELECTION OF DIRECTOR: William H. McRaven Mgmt For For
1J. ELECTION OF DIRECTOR: Sharmila Mulligan Mgmt For For
1K. ELECTION OF DIRECTOR: Eric D. Mullins Mgmt For For
1L. ELECTION OF DIRECTOR: Arjun N. Murti Mgmt For For
1M. ELECTION OF DIRECTOR: Robert A. Niblock Mgmt For For
1N. ELECTION OF DIRECTOR: David T. Seaton Mgmt For For
1O. ELECTION OF DIRECTOR: R.A. Walker Mgmt For For
2. Proposal to ratify appointment of Ernst & Mgmt For For
Young LLP as ConocoPhillips' independent
registered public accounting firm for 2021.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Simple Majority Vote Standard. Mgmt For For
5. Emission Reduction Targets. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CROWN HOLDINGS, INC. Agenda Number: 935352601
--------------------------------------------------------------------------------------------------------------------------
Security: 228368106
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: CCK
ISIN: US2283681060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John W. Conway Mgmt For For
Timothy J. Donahue Mgmt For For
Richard H. Fearon Mgmt For For
Andrea J. Funk Mgmt For For
Stephen J. Hagge Mgmt For For
Rose Lee Mgmt For For
James H. Miller Mgmt For For
Josef M. Muller Mgmt For For
B. Craig Owens Mgmt For For
Caesar F. Sweitzer Mgmt For For
Jim L. Turner Mgmt For For
William S. Urkiel Mgmt For For
Dwayne A. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditors for the fiscal year
ending December 31, 2021.
3. Approval by advisory vote of the resolution Mgmt For For
on executive compensation as described in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 935354390
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donna M. Alvarado Mgmt For For
1B. Election of Director: Thomas P. Bostick Mgmt For For
1C. Election of Director: James M. Foote Mgmt For For
1D. Election of Director: Steven T. Halverson Mgmt For For
1E. Election of Director: Paul C. Hilal Mgmt For For
1F. Election of Director: David M. Moffett Mgmt For For
1G. Election of Director: Linda H. Riefler Mgmt For For
1H. Election of Director: Suzanne M. Vautrinot Mgmt For For
1I. Election of Director: James L. Wainscott Mgmt For For
1J. Election of Director: J. Steven Whisler Mgmt For For
1K. Election of Director: John J. Zillmer Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Independent
Registered Public Accounting Firm for 2021.
3. Advisory (non-binding) resolution to Mgmt For For
approve compensation for the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 935430241
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward H. Bastian Mgmt For For
1B. Election of Director: Francis S. Blake Mgmt For For
1C. Election of Director: Ashton B. Carter Mgmt For For
1D. Election of Director: David G. DeWalt Mgmt For For
1E. Election of Director: William H. Easter III Mgmt For For
1F. Election of Director: Christopher A. Mgmt For For
Hazleton
1G. Election of Director: Michael P. Huerta Mgmt For For
1H. Election of Director: Jeanne P. Jackson Mgmt For For
1I. Election of Director: George N. Mattson Mgmt For For
1J. Election of Director: Sergio A.L. Rial Mgmt For For
1K. Election of Director: David S. Taylor Mgmt For For
1L. Election of Director: Kathy N. Waller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Delta's named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Delta's independent auditors for the
year ending December 31, 2021.
4. A shareholder proposal related to the right Shr Against For
to act by written consent.
5. A shareholder proposal related to a climate Shr For Against
lobbying report.
--------------------------------------------------------------------------------------------------------------------------
DEXCOM, INC. Agenda Number: 935383430
--------------------------------------------------------------------------------------------------------------------------
Security: 252131107
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: DXCM
ISIN: US2521311074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Kevin R. Sayer
1.2 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Nicholas
Augustinos
1.3 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Bridgette P.
Heller
2. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To hold a non-binding vote on an advisory Mgmt For For
resolution to approve executive
compensation.
4. To approve the amendment and restatement of Mgmt For For
our Certificate of Incorporation to
declassify our Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC. Agenda Number: 935407444
--------------------------------------------------------------------------------------------------------------------------
Security: 25278X109
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: FANG
ISIN: US25278X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Steven E. West Mgmt For For
1.2 Election of Director: Travis D. Stice Mgmt For For
1.3 Election of Director: Vincent K. Brooks Mgmt For For
1.4 Election of Director: Michael P. Cross Mgmt For For
1.5 Election of Director: David L. Houston Mgmt For For
1.6 Election of Director: Stephanie K. Mains Mgmt For For
1.7 Election of Director: Mark L. Plaumann Mgmt For For
1.8 Election of Director: Melanie M. Trent Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation paid to the Company's
named executive officers.
3. Proposal to approve an amendment to the Mgmt For For
Company's amended and restated certificate
of incorporation to increase the total
number of authorized shares of common stock
from 200,000,000 shares to 400,000,000
shares.
4. Proposal to approve the Company's 2021 Mgmt For For
Amended and Restated Equity Incentive Plan.
5. Proposal to ratify the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION Agenda Number: 935374924
--------------------------------------------------------------------------------------------------------------------------
Security: 256677105
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: DG
ISIN: US2566771059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warren F. Bryant Mgmt For For
1B. Election of Director: Michael M. Calbert Mgmt For For
1C. Election of Director: Patricia D. Mgmt For For
Fili-Krushel
1D. Election of Director: Timothy I. McGuire Mgmt For For
1E. Election of Director: William C. Rhodes, Mgmt For For
III
1F. Election of Director: Debra A. Sandler Mgmt For For
1G. Election of Director: Ralph E. Santana Mgmt For For
1H. Election of Director: Todd J. Vasos Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the resolution regarding the
compensation of Dollar General
Corporation's named executive officers as
disclosed in the proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Dollar General Corporation's
independent registered public accounting
firm for fiscal 2021.
4. To approve the Dollar General Corporation Mgmt For For
2021 Stock Incentive Plan.
5. To approve an amendment to the amended and Mgmt For For
restated charter of Dollar General
Corporation to allow shareholders holding
25% or more of our common stock to request
special meetings of shareholders.
6. To vote on a shareholder proposal regarding Shr Against For
shareholders' ability to call special
meetings of shareholders.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 935408509
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DLTR
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Arnold S. Barron Mgmt For For
1B. Election of Director: Gregory M. Bridgeford Mgmt For For
1C. Election of Director: Thomas W. Dickson Mgmt For For
1D. Election of Director: Lemuel E. Lewis Mgmt For For
1E. Election of Director: Jeffrey G. Naylor Mgmt For For
1F. Election of Director: Winnie Y. Park Mgmt For For
1G. Election of Director: Bob Sasser Mgmt For For
1H. Election of Director: Stephanie P. Stahl Mgmt For For
1I. Election of Director: Carrie A. Wheeler Mgmt For For
1J. Election of Director: Thomas E. Whiddon Mgmt For For
1K. Election of Director: Michael A. Witynski Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year 2021.
4. To approve the Company's 2021 Omnibus Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 935359263
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: DUK
ISIN: US26441C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael G. Browning Mgmt For For
Annette K. Clayton Mgmt For For
Theodore F. Craver, Jr. Mgmt For For
Robert M. Davis Mgmt For For
Caroline Dorsa Mgmt For For
W. Roy Dunbar Mgmt For For
Nicholas C. Fanandakis Mgmt For For
Lynn J. Good Mgmt For For
John T. Herron Mgmt For For
E. Marie McKee Mgmt For For
Michael J. Pacilio Mgmt For For
Thomas E. Skains Mgmt For For
William E. Webster, Jr. Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
Duke Energy's independent registered public
accounting firm for 2021
3. Advisory vote to approve Duke Energy's Mgmt For For
named executive officer compensation
4. Amendment to the Amended and Restated Mgmt For For
Certificate of Incorporation of Duke Energy
Corporation to eliminate supermajority
requirements
5. Shareholder proposal regarding independent Shr Against For
board chair
6. Shareholder proposal regarding providing a Shr For Against
semiannual report on Duke Energy's
political contributions and expenditures
--------------------------------------------------------------------------------------------------------------------------
DUPONT DE NEMOURS INC Agenda Number: 935348436
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: DD
ISIN: US26614N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy G. Brady Mgmt For For
1B. Election of Director: Edward D. Breen Mgmt For For
1C. Election of Director: Ruby R. Chandy Mgmt For For
1D. Election of Director: Franklin K. Clyburn, Mgmt For For
Jr.
1E. Election of Director: Terrence R. Curtin Mgmt For For
1F. Election of Director: Alexander M. Cutler Mgmt For For
1G. Election of Director: Eleuthere I. du Pont Mgmt For For
1H. Election of Director: Luther C. Kissam Mgmt For For
1I. Election of Director: Frederick M. Lowery Mgmt For For
1J. Election of Director: Raymond J. Milchovich Mgmt For For
1K. Election of Director: Deanna M. Mulligan Mgmt For For
1L. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
4. Amendment and Restatement of the Company's Mgmt For For
Certificate of Incorporation to Decrease
the Ownership Threshold for Stockholders to
Call a Special Meeting.
5. Right to Act by Written Consent. Shr Against For
6. Annual Disclosure of EEO-1 Data. Shr For Against
7. Annual Report on Plastic Pollution. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY Agenda Number: 935370572
--------------------------------------------------------------------------------------------------------------------------
Security: 277432100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: EMN
ISIN: US2774321002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: HUMBERTO P. ALFONSO Mgmt For For
1b. Election of Director: VANESSA L. ALLEN Mgmt For For
SUTHERLAND
1c. Election of Director: BRETT D. BEGEMANN Mgmt For For
1d. Election of Director: MARK J. COSTA Mgmt For For
1e. Election of Director: EDWARD L. DOHENY II Mgmt For For
1f. Election of Director: JULIE F. HOLDER Mgmt For For
1g. Election of Director: RENEE J. HORNBAKER Mgmt For For
1h. Election of Director: KIM ANN MINK Mgmt For For
1i. Election of Director: JAMES J. O'BRIEN Mgmt For For
1j. Election of Director: DAVID W. RAISBECK Mgmt For For
1k. Election of Director: CHARLES K. STEVENS Mgmt For For
III
2. Advisory Approval of Executive Compensation Mgmt For For
as Disclosed in Proxy Statement
3. Approve the 2021 Omnibus Stock Compensation Mgmt For For
Plan
4. Ratify Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm
5. Advisory Vote on Stockholder Proposal Shr Against For
Requesting that the Board of Directors Take
Steps Necessary to Permit Stockholders to
Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 935349692
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig Arnold Mgmt For For
1B. Election of Director: Christopher M. Connor Mgmt For For
1C. Election of Director: Olivier Leonetti Mgmt For For
1D. Election of Director: Deborah L. McCoy Mgmt For For
1E. Election of Director: Silvio Napoli Mgmt For For
1F. Election of Director: Gregory R. Page Mgmt For For
1G. Election of Director: Sandra Pianalto Mgmt For For
1H. Election of Director: Lori J. Ryerkerk Mgmt For For
1I. Election of Director: Gerald B. Smith Mgmt For For
1J. Election of Director: Dorothy C. Thompson Mgmt For For
2. Approving the appointment of Ernst & Young Mgmt For For
as independent auditor for 2021 and
authorizing the Audit Committee of the
Board of Directors to set its remuneration.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Approving a proposal to grant the Board Mgmt For For
authority to issue shares.
5. Approving a proposal to grant the Board Mgmt For For
authority to opt out of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Company shares.
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 935354035
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Kieran T. Gallahue Mgmt For For
1.2 Election of Director: Leslie S. Heisz Mgmt For For
1.3 Election of Director: Paul A. LaViolette Mgmt For For
1.4 Election of Director: Steven R. Loranger Mgmt For For
1.5 Election of Director: Martha H. Marsh Mgmt For For
1.6 Election of Director: Michael A. Mussallem Mgmt For For
1.7 Election of Director: Ramona Sequeira Mgmt For For
1.8 Election of Director: Nicholas J. Valeriani Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Approval of the Amendment and Restatement Mgmt For For
of the Company's 2001 Employee Stock
Purchase Plan for United States Employees
(the "U.S. ESPP") to Increase the Total
Number of Shares of Common Stock Available
for Issuance under the U.S. ESPP by
3,300,000 Shares.
4. Approval of the Amendment and Restatement Mgmt For For
of the Company's 2001 Employee Stock
Purchase Plan for International Employees
(the "International ESPP") to Increase the
Total Number of Shares of Common Stock
Available for Issuance under the
International ESPP by 1,200,000 Shares.
5. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
6. Advisory Vote on a Stockholder Proposal Shr Against For
Regarding Action by Written Consent.
7. Advisory Vote on a Stockholder Proposal to Shr Against For
Adopt a Policy to Include Non-Management
Employees as Prospective Director
Candidates.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 935350835
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Janet F. Clark
1B. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Charles R. Crisp
1C. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Robert P. Daniels
1D. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: James C. Day
1E. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: C. Christopher
Gaut
1F. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Michael T. Kerr
1G. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Julie J. Robertson
1H. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Donald F. Textor
1I. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: William R. Thomas
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP, independent
registered public accounting firm, as
auditors for the Company for the year
ending December 31, 2021.
3. To approve the EOG Resources, Inc. 2021 Mgmt For For
Omnibus Equity Compensation Plan.
4. To approve, by non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 935390550
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Bartlett Mgmt For For
Nanci Caldwell Mgmt For For
Adaire Fox-Martin Mgmt For For
Gary Hromadko Mgmt For For
Irving Lyons III Mgmt For For
Charles Meyers Mgmt For For
Christopher Paisley Mgmt For For
Sandra Rivera Mgmt For For
Peter Van Camp Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of Equinix's named
executive officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending Dec. 31,
2021.
4. A stockholder proposal, related to written Shr Against For
consent of stockholders.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 935347597
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony Anderson Mgmt For For
1B. Election of Director: Ann Berzin Mgmt For For
1C. Election of Director: Laurie Brlas Mgmt For For
1D. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1E. Election of Director: Christopher Crane Mgmt For For
1F. Election of Director: Yves de Balmann Mgmt For For
1G. Election of Director: Linda Jojo Mgmt For For
1H. Election of Director: Paul Joskow Mgmt For For
1I. Election of Director: Robert Lawless Mgmt For For
1J. Election of Director: John Richardson Mgmt For For
1K. Election of Director: Mayo Shattuck III Mgmt For For
1L. Election of Director: John Young Mgmt For For
2. Advisory approval of executive Mgmt For For
compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Exelon's Independent Auditor for 2021.
4. A shareholder proposal requesting a report Shr Against For
on the impact of Exelon plans involving
electric vehicles and charging stations
with regard to child labor outside the
United States.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the director Mgmt For For
compensation policy.
4. A shareholder proposal regarding dual class Shr For Against
capital structure.
5. A shareholder proposal regarding an Shr For Against
independent chair.
6. A shareholder proposal regarding child Shr For Against
exploitation.
7. A shareholder proposal regarding Shr Against For
human/civil rights expert on board.
8. A shareholder proposal regarding platform Shr Against For
misuse.
9. A shareholder proposal regarding public Shr Against For
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES INC. Agenda Number: 935413271
--------------------------------------------------------------------------------------------------------------------------
Security: 339041105
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: FLT
ISIN: US3390411052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Steven T. Stull
1B. Election of Director for a one-year term: Mgmt For For
Michael Buckman
1C. Election of Director for a one-year term: Mgmt Against Against
Thomas M. Hagerty
1D. Election of Director for a one-year term: Mgmt For For
Mark A. Johnson
1E. Election of Director for a one-year term: Mgmt For For
Archie L. Jones, Jr.
1F. Election of Director for a one-year term: Mgmt For For
Hala G. Moddelmog
1G. Election of Director for a one-year term: Mgmt For For
Jeffrey S. Sloan
2. Ratify the reappointment of Ernst & Young Mgmt For For
LLP as FLEETCOR's independent public
accounting firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal for a shareholder Shr Against For
right to act by written consent, if
properly presented.
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 935425391
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting: Ken
Xie
1.2 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Michael Xie
1.3 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Kelly Ducourty
1.4 Election of Director to serve for a term of Mgmt Against Against
one year until the next annual meeting:
Kenneth A. Goldman
1.5 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Ming Hsieh
1.6 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Jean Hu
1.7 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
William Neukom
1.8 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Judith Sim
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Fortinet's independent
registered accounting firm for the fiscal
year ending December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation, as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN INC. Agenda Number: 935412762
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: David P. Abney Mgmt For For
1.2 Election of Director: Richard C. Adkerson Mgmt For For
1.3 Election of Director: Robert W. Dudley Mgmt For For
1.4 Election of Director: Lydia H. Kennard Mgmt For For
1.5 Election of Director: Dustan E. McCoy Mgmt For For
1.6 Election of Director: John J. Stephens Mgmt For For
1.7 Election of Director: Frances Fragos Mgmt For For
Townsend
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 935359338
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James S. Crown Mgmt For For
1B. Election of Director: Rudy F. deLeon Mgmt For For
1C. Election of Director: Cecil D. Haney Mgmt For For
1D. Election of Director: Mark M. Malcolm Mgmt For For
1E. Election of Director: James N. Mattis Mgmt For For
1F. Election of Director: Phebe N. Novakovic Mgmt For For
1G. Election of Director: C. Howard Nye Mgmt For For
1H. Election of Director: Catherine B. Reynolds Mgmt For For
1I. Election of Director: Laura J. Schumacher Mgmt For For
1J. Election of Director: Robert K. Steel Mgmt For For
1K. Election of Director: John G. Stratton Mgmt For For
1L. Election of Director: Peter A. Wall Mgmt For For
2. Advisory Vote on the Selection of Mgmt For For
Independent Auditors.
3. Advisory Vote to approve Executive Mgmt For For
Compensation.
4. Shareholder Proposal to reduce the Shr Against For
ownership threshold required to call a
Special Shareholder meeting.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 935420632
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 14-Jun-2021
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary T. Barra Mgmt For For
1B. Election of Director: Wesley G. Bush Mgmt For For
1C. Election of Director: Linda R. Gooden Mgmt For For
1D. Election of Director: Joseph Jimenez Mgmt For For
1E. Election of Director: Jane L. Mendillo Mgmt For For
1F. Election of Director: Judith A. Miscik Mgmt For For
1G. Election of Director: Patricia F. Russo Mgmt For For
1H. Election of Director: Thomas M. Schoewe Mgmt For For
1I. Election of Director: Carol M. Stephenson Mgmt For For
1J. Election of Director: Mark A. Tatum Mgmt For For
1K. Election of Director: Devin N. Wenig Mgmt For For
1L. Election of Director: Margaret C. Whitman Mgmt For For
2. Advisory Approval of Named Executive Mgmt For For
Officer Compensation.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm for 2021.
4. Shareholder Proposal Regarding Shareholder Shr Against For
Written Consent.
5. Shareholder Proposal Regarding a Report on Shr Against For
Greenhouse Gas Emissions Targets as a
Performance Element of Executive
Compensation.
--------------------------------------------------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 935382527
--------------------------------------------------------------------------------------------------------------------------
Security: 43300A203
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: HLT
ISIN: US43300A2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher J. Mgmt For For
Nassetta
1B. Election of Director: Jonathan D. Gray Mgmt For For
1C. Election of Director: Charlene T. Begley Mgmt For For
1D. Election of Director: Chris Carr Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Raymond E. Mabus, Jr. Mgmt For For
1G. Election of Director: Judith A. McHale Mgmt For For
1H. Election of Director: John G. Schreiber Mgmt For For
1I. Election of Director: Elizabeth A. Smith Mgmt For For
1J. Election of Director: Douglas M. Steenland Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2021.
3. Approval, in a non-binding advisory vote, Mgmt Against Against
of the compensation paid to the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 935374861
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: D. Scott Davis Mgmt For For
1F. Election of Director: Deborah Flint Mgmt For For
1G. Election of Director: Judd Gregg Mgmt For For
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Raymond T. Odierno Mgmt For For
1J. Election of Director: George Paz Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of Independent Accountants. Mgmt For For
4. Shareholder Right To Act By Written Shr Against For
Consent.
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 935395485
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Caroline D. Dorsa Mgmt For For
1B. Election of Director: Robert S. Epstein, Mgmt For For
M.D.
1C. Election of Director: Scott Gottlieb, M.D. Mgmt For For
1D. Election of Director: Gary S. Guthart Mgmt For For
1E. Election of Director: Philip W. Schiller Mgmt For For
1F. Election of Director: John W. Thompson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 2, 2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the named executive
officers as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
INGERSOLL RAND INC. Agenda Number: 935424490
--------------------------------------------------------------------------------------------------------------------------
Security: 45687V106
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: IR
ISIN: US45687V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the amendment of Article VI of Mgmt For For
the Amended and Restated Certificate of
Ingersoll Rand Inc., as amended (the
"Certificate of Incorporation"), to
declassify the board of directors and to
provide for the immediate election of all
directors.
2. To approve the amendment of Article V of Mgmt For For
the Certificate of Incorporation to
eliminate the supermajority stockholder
vote required to amend, alter, repeal or
rescind provisions of the Certificate of
Incorporation and to make a corresponding
change to the title of such Article V.
3. To approve the amendment of Article V of Mgmt For For
the Certificate of Incorporation to
eliminate the supermajority stockholder
vote required for stockholders to amend,
alter, repeal or rescind, in whole or in
part, any provision of the Bylaws of the
Company or to adopt any provision
inconsistent therewith.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2021.
5. To approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to our named
executive officers.
6. DIRECTOR
Peter M. Stavros* Mgmt For For
Kirk E. Arnold* Mgmt For For
Elizabeth Centoni* Mgmt For For
William P. Donnelly* Mgmt For For
Gary D. Forsee* Mgmt For For
John Humphrey* Mgmt For For
Marc E. Jones* Mgmt For For
Vicente Reynal* Mgmt For For
Joshua T. Weisenbeck* Mgmt For For
Tony L. White* Mgmt For For
Peter M. Stavros# Mgmt For For
Elizabeth Centoni# Mgmt For For
Gary D. Forsee# Mgmt For For
Tony L. White# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935369012
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick P. Gelsinger Mgmt For For
1B. Election of Director: James J. Goetz Mgmt For For
1C. Election of Director: Alyssa Henry Mgmt For For
1D. Election of Director: Omar Ishrak Mgmt For For
1E. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1F. Election of Director: Tsu-Jae King Liu Mgmt For For
1G. Election of Director: Gregory D. Smith Mgmt For For
1H. Election of Director: Dion J. Weisler Mgmt For For
1I. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. Advisory vote to approve executive Mgmt Against Against
compensation of our listed officers.
4. Stockholder proposal on whether to allow Shr Against For
stockholders to act by written consent, if
properly presented at the meeting.
5. Stockholder proposal requesting a report on Shr Against For
median pay gaps across race and gender, if
properly presented at the meeting.
6. Stockholder proposal requesting a report on Shr Against For
whether written policies or unwritten norms
at the company reinforce racism in company
culture, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 935367397
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term expiring in Mgmt For For
2022: Hon. Sharon Y. Bowen
1B. Election of Director for term expiring in Mgmt For For
2022: Shantella E. Cooper
1C. Election of Director for term expiring in Mgmt For For
2022: Charles R. Crisp
1D. Election of Director for term expiring in Mgmt For For
2022: Duriya M. Farooqui
1E. Election of Director for term expiring in Mgmt For For
2022: The Rt. Hon. the Lord Hague of
Richmond
1F. Election of Director for term expiring in Mgmt For For
2022: Mark F. Mulhern
1G. Election of Director for term expiring in Mgmt For For
2022: Thomas E. Noonan
1H. Election of Director for term expiring in Mgmt For For
2022: Frederic V. Salerno
1I. Election of Director for term expiring in Mgmt For For
2022: Caroline L. Silver
1J. Election of Director for term expiring in Mgmt For For
2022: Jeffrey C. Sprecher
1K. Election of Director for term expiring in Mgmt For For
2022: Judith A. Sprieser
1L. Election of Director for term expiring in Mgmt For For
2022: Vincent Tese
2. To approve, by non-binding vote, the Mgmt For For
advisory resolution on executive
compensation for named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
4. A stockholder proposal regarding adoption Shr For Against
of a simple majority voting standard, if
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 935347460
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig H. Barratt, Mgmt For For
Ph.D.
1B. Election of Director: Joseph C. Beery Mgmt For For
1C. Election of Director: Gary S. Guthart, Mgmt For For
Ph.D.
1D. Election of Director: Amal M. Johnson Mgmt For For
1E. Election of Director: Don R. Kania, Ph.D. Mgmt For For
1F. Election of Director: Amy L. Ladd, M.D. Mgmt For For
1G. Election of Director: Keith R. Leonard, Jr. Mgmt For For
1H. Election of Director: Alan J. Levy, Ph.D. Mgmt For For
1I. Election of Director: Jami Dover Nachtsheim Mgmt For For
1J. Election of Director: Monica P. Reed, M.D. Mgmt For For
1K. Election of Director: Mark J. Rubash Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. The ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. To approve the Company's Amended and Mgmt For For
Restated 2010 Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 935364959
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bruce D. Broussard Mgmt For For
1b. Election of Director: Alexander M. Cutler Mgmt For For
1c. Election of Director: H. James Dallas Mgmt For For
1d. Election of Director: Elizabeth R. Gile Mgmt For For
1e. Election of Director: Ruth Ann M. Gillis Mgmt For For
1f. Election of Director: Christopher M. Gorman Mgmt For For
1g. Election of Director: Robin N. Hayes Mgmt For For
1h. Election of Director: Carlton L. Highsmith Mgmt For For
1i. Election of Director: Richard J. Hipple Mgmt For For
1j. Election of Director: Devina A. Rankin Mgmt For For
1k. Election of Director: Barbara R. Snyder Mgmt For For
1l. Election of Director: Todd J. Vasos Mgmt For For
1m. Election of Director: David K. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor.
3. Advisory approval of executive Mgmt For For
compensation.
4. Approval of KeyCorp Second Amended and Mgmt For For
Restated Discounted Stock Purchase Plan.
5. Management proposal to reduce the ownership Mgmt For For
threshold to call a special shareholder
meeting.
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 935343272
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John W. Culver Mgmt For For
1B. Election of Director: Robert W. Decherd Mgmt For For
1C. Election of Director: Michael D. Hsu Mgmt For For
1D. Election of Director: Mae C. Jemison, M.D. Mgmt For For
1E. Election of Director: S. Todd Maclin Mgmt For For
1F. Election of Director: Sherilyn S. McCoy Mgmt For For
1G. Election of Director: Christa S. Quarles Mgmt For For
1H. Election of Director: Ian C. Read Mgmt For For
1I. Election of Director: Dunia A. Shive Mgmt For For
1J. Election of Director: Mark T. Smucker Mgmt For For
1K. Election of Director: Michael D. White Mgmt For For
2. Ratification of Auditor. Mgmt For For
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Approval of 2021 Equity Participation Plan. Mgmt For For
5. Approval of 2021 Outside Directors' Mgmt For For
Compensation Plan.
6. Reduce Ownership Threshold required to call Mgmt For For
a Special Meeting of Stockholders.
7. Stockholder Proposal Regarding Right to Act Shr Against For
by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 935365420
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term Mgmt For For
expiring in 2022: Richard D. Kinder
1B. Election of Director for a one year term Mgmt For For
expiring in 2022: Steven J. Kean
1C. Election of Director for a one year term Mgmt For For
expiring in 2022: Kimberly A. Dang
1D. Election of Director for a one year term Mgmt For For
expiring in 2022: Ted A. Gardner
1E. Election of Director for a one year term Mgmt For For
expiring in 2022: Anthony W. Hall, Jr.
1F. Election of Director for a one year term Mgmt For For
expiring in 2022: Gary L. Hultquist
1G. Election of Director for a one year term Mgmt For For
expiring in 2022: Ronald L. Kuehn, Jr.
1H. Election of Director for a one year term Mgmt For For
expiring in 2022: Deborah A. Macdonald
1I. Election of Director for a one year term Mgmt For For
expiring in 2022: Michael C. Morgan
1J. Election of Director for a one year term Mgmt For For
expiring in 2022: Arthur C. Reichstetter
1K. Election of Director for a one year term Mgmt Against Against
expiring in 2022: C. Park Shaper
1L. Election of Director for a one year term Mgmt For For
expiring in 2022: William A. Smith
1M. Election of Director for a one year term Mgmt For For
expiring in 2022: Joel V. Staff
1N. Election of Director for a one year term Mgmt For For
expiring in 2022: Robert F. Vagt
1O. Election of Director for a one year term Mgmt For For
expiring in 2022: Perry M. Waughtal
2. Approval of the Kinder Morgan, Inc. 2021 Mgmt For For
Amended and Restated Stock Incentive Plan.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC. Agenda Number: 935355582
--------------------------------------------------------------------------------------------------------------------------
Security: 525327102
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: LDOS
ISIN: US5253271028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory R. Dahlberg Mgmt For For
1B. Election of Director: David G. Fubini Mgmt For For
1C. Election of Director: Miriam E. John Mgmt For For
1D. Election of Director: Frank Kendall III Mgmt For For
1E. Election of Director: Robert C. Kovarik, Mgmt For For
Jr.
1F. Election of Director: Harry M.J. Kraemer, Mgmt For For
Jr.
1G. Election of Director: Roger A. Krone Mgmt For For
1H. Election of Director: Gary S. May Mgmt For For
1I. Election of Director: Surya N. Mohapatra Mgmt For For
1J. Election of Director: Robert S. Shapard Mgmt For For
1K. Election of Director: Susan M. Stalnecker Mgmt For For
1L. Election of Director: Noel B. Williams Mgmt For For
2. Approve, by an advisory vote, executive Mgmt For For
compensation.
3. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935387729
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Daniel J. Heinrich Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Mary Beth West Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2021.
4. Shareholder proposal regarding amending the Shr Against For
Company's proxy access bylaw to remove
shareholder aggregation limits.
--------------------------------------------------------------------------------------------------------------------------
LYFT, INC. Agenda Number: 935416518
--------------------------------------------------------------------------------------------------------------------------
Security: 55087P104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: LYFT
ISIN: US55087P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Zimmer Mgmt For For
Valerie Jarrett Mgmt For For
David Lawee Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. A stockholder proposal regarding a report Shr Against For
disclosing certain lobbying expenditures
and activities, if properly presented at
the meeting.
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 935432815
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jacques Aigrain Mgmt For For
1B. Election of Director: Lincoln Benet Mgmt For For
1C. Election of Director: Jagjeet (Jeet) Bindra Mgmt For For
1D. Election of Director: Robin Buchanan Mgmt For For
1E. Election of Director: Anthony (Tony) Chase Mgmt For For
1F. Election of Director: Stephen Cooper Mgmt For For
1G. Election of Director: Nance Dicciani Mgmt For For
1H. Election of Director: Robert (Bob) Dudley Mgmt For For
1I. Election of Director: Claire Farley Mgmt For For
1J. Election of Director: Michael Hanley Mgmt For For
1K. Election of Director: Albert Manifold Mgmt For For
1L. Election of Director: Bhavesh (Bob) Patel Mgmt For For
2. Discharge of Directors from Liability. Mgmt For For
3. Adoption of 2020 Dutch Statutory Annual Mgmt For For
Accounts.
4. Appointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. as the Auditor of our 2021
Dutch Statutory Annual Accounts.
5. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm.
6. Advisory Vote Approving Executive Mgmt For For
Compensation (Say-on-Pay).
7. Authorization to Conduct Share Repurchases. Mgmt For For
8. Cancellation of Shares. Mgmt For For
9. Amendment and Restatement of Long Term Mgmt For For
Incentive Plan.
10. Amendment and Restatement of Employee Stock Mgmt For For
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC. Agenda Number: 935373718
--------------------------------------------------------------------------------------------------------------------------
Security: 559222401
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: MGA
ISIN: CA5592224011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Peter G. Bowie Mgmt For For
1B Election of Director: Mary S. Chan Mgmt For For
1C Election of Director: Hon. V. Peter Harder Mgmt For For
1D Election of Director: Seetarama S. Kotagiri Mgmt For For
(CEO)
1E Election of Director: Dr. Kurt J. Lauk Mgmt For For
1F Election of Director: Robert F. MacLellan Mgmt For For
1G Election of Director: Mary Lou Maher Mgmt For For
1H Election of Director: Cynthia A. Niekamp Mgmt For For
1I Election of Director: William A. Ruh Mgmt For For
1J Election of Director: Dr. Indira V. Mgmt For For
Samarasekera
1K Election of Director: Lisa S. Westlake Mgmt For For
1L Election of Director: William L. Young Mgmt For For
02 Reappointment of Deloitte LLP as the Mgmt For For
independent auditor of the Corporation and
authorization of the Audit Committee to fix
the independent auditor's remuneration.
03 Resolved, on an advisory basis and not to Mgmt For For
diminish the roles and responsibilities of
the Board of Directors, that the
shareholders accept the approach to
executive compensation disclosed in the
accompanying management information
circular/proxy statement.
--------------------------------------------------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC. Agenda Number: 935410491
--------------------------------------------------------------------------------------------------------------------------
Security: 57060D108
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: MKTX
ISIN: US57060D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard M. McVey Mgmt For For
1B. Election of Director: Nancy Altobello Mgmt For For
1C. Election of Director: Steven L. Begleiter Mgmt For For
1D. Election of Director: Stephen P. Casper Mgmt For For
1E. Election of Director: Jane Chwick Mgmt For For
1F. Election of Director: Christopher R. Mgmt For For
Concannon
1G. Election of Director: William F. Cruger Mgmt For For
1H. Election of Director: Kourtney Gibson Mgmt For For
1I. Election of Director: Justin G. Gmelich Mgmt For For
1J. Election of Director: Richard G. Ketchum Mgmt For For
1K. Election of Director: Emily H. Portney Mgmt For For
1L. Election of Director: Richard L. Prager Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the 2021
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 935372817
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony K. Anderson Mgmt For For
1B. Election of Director: Oscar Fanjul Mgmt For For
1C. Election of Director: Daniel S. Glaser Mgmt For For
1D. Election of Director: H. Edward Hanway Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Tamara Ingram Mgmt For For
1G. Election of Director: Jane H. Lute Mgmt For For
1H. Election of Director: Steven A. Mills Mgmt For For
1I. Election of Director: Bruce P. Nolop Mgmt For For
1J. Election of Director: Marc D. Oken Mgmt For For
1K. Election of Director: Morton O. Schapiro Mgmt For For
1L. Election of Director: Lloyd M. Yates Mgmt For For
1M. Election of Director: R. David Yost Mgmt For For
2. Advisory (Nonbinding) Vote to Approve Named Mgmt For For
Executive Officer Compensation.
3. Ratification of Selection of Independent Mgmt For For
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
MASCO CORPORATION Agenda Number: 935383101
--------------------------------------------------------------------------------------------------------------------------
Security: 574599106
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: MAS
ISIN: US5745991068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark R. Alexander Mgmt For For
1B. Election of Director: Marie A. Ffolkes Mgmt For For
1C. Election of Director: John C. Plant Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation paid to the Company's
named executive officers, as disclosed
pursuant to the compensation disclosure
rules of the SEC, including the
Compensation Discussion and Analysis, the
compensation tables and the related
materials disclosed in the Proxy Statement.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for the Company for 2021.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935420644
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ajay Banga Mgmt For For
1B. Election of Director: Merit E. Janow Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Oki Matsumoto Mgmt For For
1H. Election of Director: Michael Miebach Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2021.
4. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006 Long
Term Incentive Plan.
5. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006
Non-Employee Director Equity Compensation
Plan.
6. Approval of amendments to Mastercard's Mgmt For For
Certificate of Incorporation to remove
supermajority voting requirements.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2021.
4. Shareholder proposal concerning a Shr Against For
shareholder right to act by written
consent.
5. Shareholder proposal regarding access to Shr For Against
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC. Agenda Number: 935372374
--------------------------------------------------------------------------------------------------------------------------
Security: 59522J103
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: MAA
ISIN: US59522J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: H. Eric Bolton, Jr. Mgmt For For
1B. Election of Director: Alan B. Graf, Jr. Mgmt For For
1C. Election of Director: Toni Jennings Mgmt For For
1D. Election of Director: Edith Kelly-Green Mgmt For For
1E. Election of Director: James K. Lowder Mgmt For For
1F. Election of Director: Thomas H. Lowder Mgmt For For
1G. Election of Director: Monica McGurk Mgmt For For
1H. Election of Director: Claude B. Nielsen Mgmt For For
1I. Election of Director: Philip W. Norwood Mgmt For For
1J. Election of Director: W. Reid Sanders Mgmt For For
1K. Election of Director: Gary Shorb Mgmt For For
1L. Election of Director: David P. Stockert Mgmt For For
2. Advisory (non-binding) vote to approve the Mgmt For For
compensation of our named executive
officers as disclosed in the proxy
statement.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 935357360
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lewis W.K. Booth Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt For For
1C. Election of Director: Lois D. Juliber Mgmt For For
1D. Election of Director: Peter W. May Mgmt For For
1E. Election of Director: Jorge S. Mesquita Mgmt For For
1F. Election of Director: Jane H. Nielsen Mgmt For For
1G. Election of Director: Fredric G. Reynolds Mgmt For For
1H. Election of Director: Christiana S. Shi Mgmt For For
1I. Election of Director: Patrick T. Siewert Mgmt For For
1J. Election of Director: Michael A. Todman Mgmt For For
1K. Election of Director: Jean-Francois M. L. Mgmt For For
van Boxmeer
1L. Election of Director: Dirk Van de Put Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Independent Registered Public
Accountants for Fiscal Year Ending December
31, 2021.
4. Consider Employee Pay in Setting Chief Shr Against For
Executive Officer Pay.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 935372312
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Elizabeth Corley Mgmt For For
1B. Election of Director: Alistair Darling Mgmt For For
1C. Election of Director: Thomas H. Glocer Mgmt For For
1D. Election of Director: James P. Gorman Mgmt For For
1E. Election of Director: Robert H. Herz Mgmt For For
1F. Election of Director: Nobuyuki Hirano Mgmt For For
1G. Election of Director: Hironori Kamezawa Mgmt For For
1H. Election of Director: Shelley B. Leibowitz Mgmt For For
1I. Election of Director: Stephen J. Luczo Mgmt For For
1J. Election of Director: Jami Miscik Mgmt For For
1K. Election of Director: Dennis M. Nally Mgmt For For
1L. Election of Director: Mary L. Schapiro Mgmt For For
1M. Election of Director: Perry M. Traquina Mgmt For For
1N. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as independent auditor.
3. To approve the compensation of executives Mgmt For For
as disclosed in the proxy statement
(non-binding advisory vote).
4. To approve the amended and restated Equity Mgmt For For
Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 935363274
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for One-Year Term: Mgmt For For
Gregory Q. Brown
1B. Election of Director for One-Year Term: Mgmt For For
Kenneth D. Denman
1C. Election of Director for One-Year Term: Mgmt Against Against
Egon P. Durban
1D. Election of Director for One-Year Term: Mgmt For For
Clayton M. Jones
1E. Election of Director for One-Year Term: Mgmt For For
Judy C. Lewent
1F. Election of Director for One-Year Term: Mgmt For For
Gregory K. Mondre
1G. Election of Director for One-Year Term: Mgmt For For
Joseph M. Tucci
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for 2021.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935406252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt Abstain Against
until the 2024 Annual Meeting: Richard N.
Barton
1B. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Rodolphe
Belmer
1C. Election of Class I Director to hold office Mgmt Abstain Against
until the 2024 Annual Meeting: Bradford L.
Smith
1D. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Anne M.
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the Company's Mgmt For For
executive officer compensation.
4. Stockholder proposal entitled, "Proposal 4 Shr For Against
- Political Disclosures," if properly
presented at the meeting.
5. Stockholder proposal entitled, "Proposal 5 Shr For Against
- Simple Majority Vote," if properly
presented at the meeting.
6. Stockholder proposal entitled, "Stockholder Shr Against For
Proposal to Improve the Executive
Compensation Philosophy," if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NEWMONT CORPORATION Agenda Number: 935348183
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Awuah. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1B. Election of Director: Gregory Boyce. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1C. Election of Director: Bruce Brook. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1D. Election of Director: Maura Clark. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1E. Election of Director: Matthew Coon Come. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1F. Election of Director: Jose Manuel Madero. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1G. Election of Director: Rene Medori. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1H. Election of Director: Jane Nelson. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1I. Election of Director: Thomas Palmer. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1J. Election of Director: Julio Quintana. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1K. Election of Director: Susan Story. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify Appointment of Independent Mgmt For For
Registered Public Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 935378201
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: James L. Camaren Mgmt For For
1C. Election of Director: Kenneth B. Dunn Mgmt For For
1D. Election of Director: Naren K. Gursahaney Mgmt For For
1E. Election of Director: Kirk S. Hachigian Mgmt For For
1F. Election of Director: Amy B. Lane Mgmt For For
1G. Election of Director: David L. Porges Mgmt For For
1H. Election of Director: James L. Robo Mgmt For For
1I. Election of Director: Rudy E. Schupp Mgmt For For
1J. Election of Director: John L. Skolds Mgmt For For
1K. Election of Director: Lynn M. Utter Mgmt For For
1L. Election of Director: Darryl L. Wilson Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy's independent
registered public accounting firm for 2021.
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy's compensation of its named
executive officers as disclosed in the
proxy statement.
4. Approval of the NextEra Energy, Inc. 2021 Mgmt For For
Long Term Incentive Plan.
5. A proposal entitled "Right to Act by Shr Against For
Written Consent" to request action by
written consent of shareholders.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 935363046
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas D. Bell, Jr. Mgmt For For
1b. Election of Director: Mitchell E. Daniels, Mgmt For For
Jr.
1c. Election of Director: Marcela E. Donadio Mgmt For For
1d. Election of Director: John C. Huffard, Jr. Mgmt For For
1e. Election of Director: Christopher T. Jones Mgmt For For
1f. Election of Director: Thomas C. Kelleher Mgmt For For
1g. Election of Director: Steven F. Leer Mgmt For For
1h. Election of Director: Michael D. Lockhart Mgmt For For
1i. Election of Director: Amy E. Miles Mgmt For For
1j. Election of Director: Claude Mongeau Mgmt For For
1k. Election of Director: Jennifer F. Scanlon Mgmt For For
1l. Election of Director: James A. Squires Mgmt For For
1m. Election of Director: John R. Thompson Mgmt For For
2. Ratification of the appointment of KPMG Mgmt For For
LLP, independent registered public
accounting firm, as Norfolk Southern's
independent auditors for the year ending
December 31, 2021.
3. Approval of the advisory resolution on Mgmt For For
executive compensation, as disclosed in the
proxy statement for the 2021 Annual Meeting
of Shareholders.
4. Proposal regarding revisions to ownership Shr Against For
requirements for proxy access.
5. Proposal regarding a report on lobbying Shr For Against
activity alignment with Paris Climate
Agreement.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 935386018
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathy J. Warden Mgmt For For
1B. Election of Director: David P. Abney Mgmt For For
1C. Election of Director: Marianne C. Brown Mgmt For For
1D. Election of Director: Donald E. Felsinger Mgmt For For
1E. Election of Director: Ann M. Fudge Mgmt For For
1F. Election of Director: William H. Hernandez Mgmt For For
1G. Election of Director: Madeleine A. Kleiner Mgmt For For
1H. Election of Director: Karl J. Krapek Mgmt For For
1I. Election of Director: Gary Roughead Mgmt For For
1J. Election of Director: Thomas M. Schoewe Mgmt For For
1K. Election of Director: James S. Turley Mgmt For For
1L. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2021.
4. Shareholder proposal that the Company Shr Against For
assess and report on potential human rights
impacts that could result from governments'
use of the Company's products and services,
including in conflict-affected areas.
5. Shareholder proposal to move to a 10% Shr Against For
ownership threshold for shareholders to
request action by written consent.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 935428335
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the 2020 Statutory Annual Mgmt For For
Accounts.
2. Discharge of the members of the Board for Mgmt For For
their responsibilities in the financial
year ended December 31, 2020
3A. Re-appoint Kurt Sievers as executive Mgmt For For
director
3B. Re-appoint Sir Peter Bonfield as Mgmt For For
non-executive director
3C. Appoint Annette Clayton as non-executive Mgmt For For
director
3D. Appoint Anthony Foxx as non-executive Mgmt For For
director
3E. Re-appoint Kenneth A. Goldman as Mgmt Against Against
non-executive director
3F. Re-appoint Josef Kaeser as non-executive Mgmt For For
director
3G. Re-appoint Lena Olving as non-executive Mgmt For For
director
3H. Re-appoint Peter Smitham as non-executive Mgmt For For
director
3I. Re-appoint Julie Southern as non-executive Mgmt For For
director
3J. Re-appoint Jasmin Staiblin as non-executive Mgmt For For
director
3K. Re-appoint Gregory Summe as non-executive Mgmt For For
director
3L. Re-appoint Karl-Henrik Sundstrom as Mgmt For For
non-executive director
4. Authorization of the Board to issue Mgmt For For
ordinary shares of the Company and grant
rights to acquire ordinary shares
5. Authorization of the Board to restrict or Mgmt For For
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights.
6. Authorization of the Board to repurchase Mgmt For For
ordinary shares
7. Authorization of the Board to cancel Mgmt For For
ordinary shares held or to be acquired by
the Company
8. Approval of the amended remuneration of the Mgmt For For
non-executive members of the Board
9. Non-binding, advisory approval of the Named Mgmt For For
Executive Officers' compensation
--------------------------------------------------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC. Agenda Number: 935362121
--------------------------------------------------------------------------------------------------------------------------
Security: 67103H107
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: ORLY
ISIN: US67103H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David O'Reilly Mgmt For For
1B. Election of Director: Larry O'Reilly Mgmt For For
1C. Election of Director: Greg Henslee Mgmt For For
1D. Election of Director: Jay D. Burchfield Mgmt For For
1E. Election of Director: Thomas T. Hendrickson Mgmt For For
1F. Election of Director: John R. Murphy Mgmt For For
1G. Election of Director: Dana M. Perlman Mgmt For For
1H. Election of Director: Maria A. Sastre Mgmt For For
1I. Election of Director: Andrea M. Weiss Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP, as independent auditors for the
fiscal year ending December 31, 2021.
4. Shareholder proposal entitled "Improve Our Shr Against For
Catch-22 Proxy Access."
--------------------------------------------------------------------------------------------------------------------------
OTIS WORLDWIDE CORPORATION Agenda Number: 935346127
--------------------------------------------------------------------------------------------------------------------------
Security: 68902V107
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: OTIS
ISIN: US68902V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey H. Black Mgmt For For
1B. Election of Director: Kathy Hopinkah Hannan Mgmt For For
1C. Election of Director: Shailesh G. Jejurikar Mgmt For For
1D. Election of Director: Christopher J. Mgmt For For
Kearney
1E. Election of Director: Judith F. Marks Mgmt For For
1F. Election of Director: Harold W. McGraw III Mgmt For For
1G. Election of Director: Margaret M. V. Mgmt For For
Preston
1H. Election of Director: Shelley Stewart, Jr. Mgmt For For
1I. Election of Director: John H. Walker Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Advisory Vote on Frequency of Advisory Vote Mgmt 1 Year For
to Approve Executive Compensation.
4. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2021.
--------------------------------------------------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA Agenda Number: 935356382
--------------------------------------------------------------------------------------------------------------------------
Security: 695156109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: PKG
ISIN: US6951561090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl K. Beebe Mgmt For For
1B. Election of Director: Duane C. Farrington Mgmt For For
1C. Election of Director: Donna A. Harman Mgmt For For
1D. Election of Director: Mark W. Kowlzan Mgmt For For
1E. Election of Director: Robert C. Lyons Mgmt For For
1F. Election of Director: Thomas P. Maurer Mgmt For For
1G. Election of Director: Samuel M. Mencoff Mgmt For For
1H. Election of Director: Roger B. Porter Mgmt For For
1I. Election of Director: Thomas S. Souleles Mgmt For For
1J. Election of Director: Paul T. Stecko Mgmt For For
1K. Election of Director: James D. Woodrum Mgmt For For
2. Proposal to ratify appointment of KPMG LLP Mgmt For For
as our auditors.
3. Proposal to approve our executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
4. Stockholder proposal - Stockholder right to Shr Against For
act by written consent.
5. Stockholder Proposal - Assessing Inclusion Shr Against For
in the Workplace.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 935359112
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brant Bonin Bough Mgmt For For
1B. Election of Director: Andre Calantzopoulos Mgmt For For
1C. Election of Director: Michel Combes Mgmt For For
1D. Election of Director: Juan Jose Daboub Mgmt For For
1E. Election of Director: Werner Geissler Mgmt For For
1F. Election of Director: Lisa A. Hook Mgmt Against Against
1G. Election of Director: Jun Makihara Mgmt For For
1H. Election of Director: Kalpana Morparia Mgmt For For
1I. Election of Director: Lucio A. Noto Mgmt For For
1J. Election of Director: Jacek Olczak Mgmt For For
1K. Election of Director: Frederik Paulsen Mgmt For For
1L. Election of Director: Robert B. Polet Mgmt For For
1M. Election of Director: Shlomo Yanai Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For
Compensation.
3. Ratification of the Selection of Mgmt For For
Independent Auditors.
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 935362133
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of office Mgmt Against Against
expiring at the 2024 annual meeting of
shareholder: Julie L. Bushman
1B. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting of
shareholder: Lisa A. Davis
2. Management proposal for the annual election Mgmt For For
of directors.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2021.
4. Advisory vote to approve our executive Mgmt For For
compensation.
5. Shareholder proposal regarding greenhouse Shr Against For
gas emissions targets.
6. Shareholder proposal regarding report on Shr For Against
climate lobbying.
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935392883
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: A.R. Alameddine Mgmt For For
1B. Election of Director: Edison C. Buchanan Mgmt For For
1C. Election of Director: Matt Gallagher Mgmt For For
1D. Election of Director: Phillip A. Gobe Mgmt For For
1E. Election of Director: Larry R. Grillot Mgmt For For
1F. Election of Director: Stacy P. Methvin Mgmt For For
1G. Election of Director: Royce W. Mitchell Mgmt For For
1H. Election of Director: Frank A. Risch Mgmt For For
1I. Election of Director: Scott D. Sheffield Mgmt For For
1J. Election of Director: J. Kenneth Thompson Mgmt For For
1K. Election of Director: Phoebe A. Wood Mgmt For For
1L. Election of Director: Michael D. Wortley Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2021.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS, INC. Agenda Number: 935354299
--------------------------------------------------------------------------------------------------------------------------
Security: 74340W103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: PLD
ISIN: US74340W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hamid R. Moghadam Mgmt For For
1B. Election of Director: Cristina G. Bita Mgmt For For
1C. Election of Director: George L. Fotiades Mgmt Against Against
1D. Election of Director: Lydia H. Kennard Mgmt For For
1E. Election of Director: Irving F. Lyons III Mgmt For For
1F. Election of Director: Avid Modjtabai Mgmt For For
1G. Election of Director: David P. O'Connor Mgmt For For
1H. Election of Director: Olivier Piani Mgmt For For
1I. Election of Director: Jeffrey L. Skelton Mgmt For For
1J. Election of Director: Carl B. Webb Mgmt For For
1K. Election of Director: William D. Zollars Mgmt For For
2. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation for 2020.
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as the Company's Independent Registered
Public Accounting Firm for the Year 2021.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 935369163
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas J. Baltimore, Mgmt For For
Jr.
1b. Election of Director: Gilbert F. Casellas Mgmt For For
1c. Election of Director: Robert M. Falzon Mgmt For For
1d. Election of Director: Martina Hund-Mejean Mgmt For For
1e. Election of Director: Wendy Jones Mgmt For For
1f. Election of Director: Karl J. Krapek Mgmt For For
1g. Election of Director: Peter R. Lighte Mgmt For For
1h. Election of Director: Charles F. Lowrey Mgmt For For
1i. Election of Director: George Paz Mgmt For For
1j. Election of Director: Sandra Pianalto Mgmt For For
1k. Election of Director: Christine A. Poon Mgmt For For
1l. Election of Director: Douglas A. Scovanner Mgmt For For
1m. Election of Director: Michael A. Todman Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of the Prudential Financial, Inc. Mgmt For For
2021 Omnibus Incentive Plan.
5. Shareholder proposal regarding an Shr Against For
Independent Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES Agenda Number: 935347218
--------------------------------------------------------------------------------------------------------------------------
Security: 75513E101
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: RTX
ISIN: US75513E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tracy A. Atkinson Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Thomas A. Kennedy Mgmt For For
1D. Election of Director: Marshall O. Larsen Mgmt For For
1E. Election of Director: George R. Oliver Mgmt For For
1F. Election of Director: Robert K. (Kelly) Mgmt For For
Ortberg
1G. Election of Director: Margaret L. Mgmt For For
O'Sullivan
1H. Election of Director: Dinesh C. Paliwal Mgmt For For
1I. Election of Director: Ellen M. Pawlikowski Mgmt For For
1J. Election of Director: Denise L. Ramos Mgmt For For
1K. Election of Director: Fredric G. Reynolds Mgmt For For
1L. Election of Director: Brian C. Rogers Mgmt For For
1M. Election of Director: James A. Winnefeld, Mgmt For For
Jr.
1N. Election of Director: Robert O. Work Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2021.
4. Approve Raytheon Technologies Corporation Mgmt For For
Executive Annual Incentive Plan.
5. Approve Amendment to the Raytheon Mgmt For For
Technologies Corporation 2018 Long-Term
Incentive Plan.
6. Shareowner Proposal to Amend Proxy Access Shr Against For
Bylaw.
--------------------------------------------------------------------------------------------------------------------------
REALTY INCOME CORPORATION Agenda Number: 935362929
--------------------------------------------------------------------------------------------------------------------------
Security: 756109104
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: O
ISIN: US7561091049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting: Kathleen R. Allen
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting: A. Larry Chapman
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting: Reginald H. Gilyard
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting: Priya Cherian Huskins
1E. Election of Director to serve until the Mgmt For For
2022 annual meeting: Gerardo I. Lopez
1F. Election of Director to serve until the Mgmt For For
2022 annual meeting: Michael D. McKee
1G. Election of Director to serve until the Mgmt For For
2022 annual meeting: Gregory T. McLaughlin
1H. Election of Director to serve until the Mgmt For For
2022 annual meeting: Ronald L. Merriman
1I. Election of Director to serve until the Mgmt For For
2022 annual meeting: Sumit Roy
2. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. A non-binding advisory proposal to approve Mgmt For For
the compensation of our named executive
officers as described in the Proxy
Statement.
4. The approval of the Realty Income Mgmt For For
Corporation 2021 Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935414627
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, Mgmt For For
M.D.
1B. Election of Director: Arthur F. Ryan Mgmt For For
1C. Election of Director: George L. Sing Mgmt For For
1D. Election of Director: Marc Tessier-Lavigne, Mgmt Against Against
Ph.D.
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD. Agenda Number: 935411215
--------------------------------------------------------------------------------------------------------------------------
Security: V7780T103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: RCL
ISIN: LR0008862868
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John F. Brock Mgmt For For
1B. Election of Director: Richard D. Fain Mgmt For For
1C. Election of Director: Stephen R. Howe, Jr. Mgmt For For
1D. Election of Director: William L. Kimsey Mgmt For For
1E. Election of Director: Amy McPherson Mgmt For For
1F. Election of Director: Maritza G. Montiel Mgmt For For
1G. Election of Director: Ann S. Moore Mgmt For For
1H. Election of Director: Eyal M. Ofer Mgmt For For
1I. Election of Director: William K. Reilly Mgmt For For
1J. Election of Director: Vagn O. Sorensen Mgmt Against Against
1K. Election of Director: Donald Thompson Mgmt For For
1L. Election of Director: Arne Alexander Mgmt For For
Wilhelmsen
2. Advisory approval of the Company's Mgmt For For
compensation of its named executive
officers.
3. Approval of the amendment to the Company's Mgmt For For
1994 Employee Stock Purchase Plan.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
5. The shareholder proposal regarding Shr For Against
political contributions disclosure.
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935381462
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marco Alvera Mgmt For For
1b. Election of Director: William J. Amelio Mgmt For For
1c. Election of Director: William D. Green Mgmt For For
1d. Election of Director: Stephanie C. Hill Mgmt For For
1e. Election of Director: Rebecca Jacoby Mgmt For For
1f. Election of Director: Monique F. Leroux Mgmt For For
1g. Election of Director: Ian P. Livingston Mgmt For For
1h. Election of Director: Maria R. Morris Mgmt For For
1i. Election of Director: Douglas L. Peterson Mgmt For For
1j. Election of Director: Edward B. Rust, Jr. Mgmt For For
1k. Election of Director: Kurt L. Schmoke Mgmt For For
1l. Election of Director: Richard E. Thornburgh Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
executive compensation program for the
Company's named executive officers.
3. Ratify the selection of Ernst & Young LLP Mgmt For For
as our independent auditor for 2021.
4. Approve, on an advisory basis, the Mgmt For For
Company's Greenhouse Gas (GHG) Emissions
Reduction Plan.
5. Shareholder proposal to transition to a Shr Against For
Public Benefit Corporation.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935416811
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan to increase the
number of shares reserved for issuance.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
4. An advisory vote to approve the fiscal 2021 Mgmt For For
compensation of our named executive
officers.
5. A stockholder proposal requesting that the Shr Against For
Board of Directors take steps necessary to
transition Salesforce to a Public Benefit
Corporation, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 935342028
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Special
Meeting Date: 14-Apr-2021
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Scheme, as described in the Mgmt For For
proxy statement, in its original form or
with or subject to any modification,
addition or condition approved or imposed
by the Irish Court, and the directors of
Seagate be authorized to take all such
action as they consider necessary or
appropriate for carrying the Scheme of
Arrangement into effect.
2. Amend the articles of association of Mgmt For For
Seagate, which are part of the Seagate
Constitution, referred to as the
"Articles", by adding a new Article 194, so
that the Seagate Ordinary Shares that are
issued on or after the Voting Record Time
will either be subject to the terms of the
Scheme or will be immediately and
automatically acquired by Holdings for the
Scheme Consideration.
3. Approve, on an advisory, non-binding basis, Mgmt For For
the reduction of the share premium of
Holdings resulting from a capitalisation of
the merger reserve arising in its books of
account as a result of the consummation of
the Scheme in order to create distributable
reserves in Holdings.
4. Approve any motion by the chair of the EGM Mgmt For For
to adjourn the EGM, or any adjournments
thereof, to another time and place if
necessary or appropriate to solicit
additional proxies if there are
insufficient votes at the time of the EGM
to approve proposals 1 and 2.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 935342030
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M111
Meeting Type: Special
Meeting Date: 14-Apr-2021
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Scheme, as described in the Mgmt For For
proxy statement, in its original form or
with or subject to any modification,
addition or condition approved or imposed
by the Irish Court.
--------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 935366460
--------------------------------------------------------------------------------------------------------------------------
Security: 816851109
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: SRE
ISIN: US8168511090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan L. Boeckmann Mgmt For For
1B. Election of Director: Andres Conesa Mgmt For For
1C. Election of Director: Maria Contreras-Sweet Mgmt For For
1D. Election of Director: Pablo A. Ferrero Mgmt For For
1E. Election of Director: William D. Jones Mgmt For For
1F. Election of Director: Jeffrey W. Martin Mgmt For For
1G. Election of Director: Bethany J. Mayer Mgmt For For
1H. Election of Director: Michael N. Mears Mgmt For For
1I. Election of Director: Jack T. Taylor Mgmt For For
1J. Election of Director: Cynthia L. Walker Mgmt For For
1K. Election of Director: Cynthia J. Warner Mgmt For For
1L. Election of Director: James C. Yardley Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Approval of Our Executive Mgmt For For
Compensation.
4. Shareholder Proposal Requesting an Shr Against For
Amendment to Our Proxy Access Bylaw to
Eliminate the Shareholder Nominating Group
Limit.
5. Shareholder Proposal Requesting a Report on Shr For Against
Alignment of Our Lobbying Activities with
the Paris Agreement.
--------------------------------------------------------------------------------------------------------------------------
SNAP-ON INCORPORATED Agenda Number: 935351332
--------------------------------------------------------------------------------------------------------------------------
Security: 833034101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: SNA
ISIN: US8330341012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David C. Adams Mgmt For For
1B. Election of Director: Karen L. Daniel Mgmt For For
1C. Election of Director: Ruth Ann M. Gillis Mgmt For For
1D. Election of Director: James P. Holden Mgmt For For
1E. Election of Director: Nathan J. Jones Mgmt For For
1F. Election of Director: Henry W. Knueppel Mgmt For For
1G. Election of Director: W. Dudley Lehman Mgmt For For
1H. Election of Director: Nicholas T. Pinchuk Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Donald J. Stebbins Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as Snap-on
Incorporated's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve the compensation Mgmt For For
of Snap-on Incorporated's named executive
officers, as disclosed in "Compensation
Discussion and Analysis" and "Executive
Compensation Information" in the Proxy
Statement.
4. Proposal to amend and restate the Snap-on Mgmt For For
Incorporated 2011 Incentive Stock and
Awards Plan.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 935392744
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: LUV
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David W. Biegler Mgmt For For
1B. Election of Director: J. Veronica Biggins Mgmt For For
1C. Election of Director: Douglas H. Brooks Mgmt For For
1D. Election of Director: William H. Cunningham Mgmt For For
1E. Election of Director: John G. Denison Mgmt For For
1F. Election of Director: Thomas W. Gilligan Mgmt For For
1G. Election of Director: Gary C. Kelly Mgmt For For
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Nancy B. Loeffler Mgmt For For
1J. Election of Director: John T. Montford Mgmt For For
1K. Election of Director: Ron Ricks Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of the Company's named executive officers.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2021.
4. Advisory vote on shareholder proposal to Shr Against For
permit shareholder action by written
consent.
5. Advisory vote on shareholder proposal to Shr For Against
permit shareholder removal of directors
without cause.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC. Agenda Number: 935369125
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrea J. Ayers Mgmt For For
1B. Election of Director: George W. Buckley Mgmt For For
1C. Election of Director: Patrick D. Campbell Mgmt For For
1D. Election of Director: Carlos M. Cardoso Mgmt For For
1E. Election of Director: Robert B. Coutts Mgmt For For
1F. Election of Director: Debra A. Crew Mgmt For For
1G. Election of Director: Michael D. Hankin Mgmt For For
1H. Election of Director: James M. Loree Mgmt For For
1I. Election of Director: Jane M. Palmieri Mgmt For For
1J. Election of Director: Mojdeh Poul Mgmt For For
1K. Election of Director: Dmitri L. Stockton Mgmt For For
1L. Election of Director: Irving Tan Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To approve the selection of Ernst & Young Mgmt For For
LLP as the Company's independent auditors
for the Company's 2021 fiscal year.
4. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to allow
shareholders to act by written consent.
5. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to
eliminate supermajority vote provisions
applicable to the Company under the
Connecticut Business Corporation Act.
6. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to
eliminate supermajority vote provisions of
capital stock related to approval of
business combinations with interested
shareholders and clarify when no
shareholder vote is required.
7. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to adopt a
majority voting standard in an uncontested
election of Directors.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 935380408
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: P. de Saint-Aignan Mgmt For For
1B. Election of Director: M. Chandoha Mgmt For For
1C. Election of Director: A. Fawcett Mgmt For For
1D. Election of Director: W. Freda Mgmt For For
1E. Election of Director: S. Mathew Mgmt For For
1F. Election of Director: W. Meaney Mgmt For For
1G. Election of Director: R. O'Hanley Mgmt For For
1H. Election of Director: S. O'Sullivan Mgmt For For
1I. Election of Director: J. Portalatin Mgmt For For
1J. Election of Director: J. Rhea Mgmt For For
1K. Election of Director: R. Sergel Mgmt For For
1L. Election of Director: G. Summe Mgmt For For
2. To approve an advisory proposal on Mgmt For For
executive compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as State Street's independent
registered public accounting firm for the
year ending December 31, 2021.
4. Shareholder proposal requesting that the Shr Against For
board oversee a racial equity audit.
--------------------------------------------------------------------------------------------------------------------------
SUN COMMUNITIES, INC. Agenda Number: 935379049
--------------------------------------------------------------------------------------------------------------------------
Security: 866674104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: SUI
ISIN: US8666741041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Gary A. Shiffman
1B. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Tonya Allen
1C. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Meghan G. Baivier
1D. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Stephanie W. Bergeron
1E. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Brian M. Hermelin
1F. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Ronald A. Klein
1G. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Clunet R. Lewis
1H. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Arthur A. Weiss
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. To ratify the selection of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
T-MOBILE US, INC. Agenda Number: 935400921
--------------------------------------------------------------------------------------------------------------------------
Security: 872590104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: TMUS
ISIN: US8725901040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marcelo Claure Mgmt Withheld Against
Srikant M. Datar Mgmt For For
Bavan M. Holloway Mgmt For For
Timotheus Hottges Mgmt Withheld Against
Christian P. Illek Mgmt Withheld Against
Raphael Kubler Mgmt Withheld Against
Thorsten Langheim Mgmt Withheld Against
Dominique Leroy Mgmt Withheld Against
G. Michael Sievert Mgmt For For
Teresa A. Taylor Mgmt For For
Omar Tazi Mgmt Withheld Against
Kelvin R. Westbrook Mgmt Withheld Against
Michael Wilkens Mgmt Withheld Against
2. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for Fiscal Year 2021.
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 935357586
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark S. Bartlett Mgmt For For
1B. Election of Director: Mary K. Bush Mgmt For For
1C. Election of Director: Dina Dublon Mgmt For For
1D. Election of Director: Dr. Freeman A. Mgmt For For
Hrabowski, III
1E. Election of Director: Robert F. MacLellan Mgmt For For
1F. Election of Director: Olympia J. Snowe Mgmt For For
1G. Election of Director: Robert J. Stevens Mgmt For For
1H. Election of Director: William J. Stromberg Mgmt For For
1I. Election of Director: Richard R. Verma Mgmt For For
1J. Election of Director: Sandra S. Wijnberg Mgmt For For
1K. Election of Director: Alan D. Wilson Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation paid by the Company to its
Named Executive Officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for 2021.
4. Stockholder proposal for a report on voting Shr Against For
by our funds and portfolios on matters
related to climate change.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935412635
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Robert L. Edwards Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Donald R. Knauss Mgmt For For
1G. Election of Director: Christine A. Leahy Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
1K. Election of Director: Kenneth L. Salazar Mgmt For For
1L. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt For For
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt For For
basis, our executive compensation (Say on
Pay).
4. Shareholder proposal to amend the proxy Shr Against For
access bylaw to remove the shareholder
group limit.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 935387402
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald E. Brown Mgmt For For
1B. Election of Director: Kermit R. Crawford Mgmt For For
1C. Election of Director: Michael L. Eskew Mgmt For For
1D. Election of Director: Richard T. Hume Mgmt For For
1E. Election of Director: Margaret M. Keane Mgmt For For
1F. Election of Director: Siddharth N. Mehta Mgmt For For
1G. Election of Director: Jacques P. Perold Mgmt For For
1H. Election of Director: Andrea Redmond Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Judith A. Sprieser Mgmt For For
1K. Election of Director: Perry M. Traquina Mgmt For For
1L. Election of Director: Thomas J. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executives.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Allstate's independent
registered public accountant for 2021.
4. Shareholder proposal to amend proxy access. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935349351
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Drew G. Faust Mgmt For For
1C. Election of Director: Mark A. Flaherty Mgmt For For
1D. Election of Director: Ellen J. Kullman Mgmt For For
1E. Election of Director: Lakshmi N. Mittal Mgmt For For
1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1G. Election of Director: Peter Oppenheimer Mgmt For For
1H. Election of Director: David M. Solomon Mgmt For For
1I. Election of Director: Jan E. Tighe Mgmt For For
1J. Election of Director: Jessica R. Uhl Mgmt For For
1K. Election of Director: David A. Viniar Mgmt For For
1L. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation (Say on Pay).
3. Approval of The Goldman Sachs Amended and Mgmt For For
Restated Stock Incentive Plan (2021).
4. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm for 2021.
5. Shareholder Proposal Regarding Shareholder Shr Against For
Right to Act by Written Consent.
6. Shareholder Proposal Regarding a Report on Shr For Against
the Effects of the Use of Mandatory
Arbitration.
7. Shareholder Proposal Regarding Conversion Shr Against For
to a Public Benefit Corporation.
8. Shareholder Proposal Regarding a Racial Shr Against For
Equity Audit
--------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 935369264
--------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: HIG
ISIN: US4165151048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert B. Allardice, Mgmt For For
III
1B. Election of Director: Larry D. De Shon Mgmt For For
1C. Election of Director: Carlos Dominguez Mgmt For For
1D. Election of Director: Trevor Fetter Mgmt For For
1E. Election of Director: Donna James Mgmt For For
1F. Election of Director: Kathryn A. Mikells Mgmt For For
1G. Election of Director: Michael G. Morris Mgmt For For
1H. Election of Director: Teresa W. Roseborough Mgmt For For
1I. Election of Director: Virginia P. Mgmt For For
Ruesterholz
1J. Election of Director: Christopher J. Swift Mgmt For For
1K. Election of Director: Matthew E. Winter Mgmt For For
1L. Election of Director: Greig Woodring Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2021.
3. Management proposal to approve, on a Mgmt For For
non-binding advisory basis, the
compensation of the Company's named
executive officers as disclosed in the
Company's proxy statement.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935365874
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG Mgmt For For
LLP.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay").
4. Shareholder Proposal Regarding Amendment of Shr Against For
Shareholder Written Consent Right.
5. Shareholder Proposal Regarding Political Shr Against For
Contributions Congruency Analysis.
6. Shareholder Proposal Regarding Report on Shr Against For
Prison Labor in the Supply Chain.
--------------------------------------------------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC. Agenda Number: 935395372
--------------------------------------------------------------------------------------------------------------------------
Security: 460690100
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: IPG
ISIN: US4606901001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jocelyn Carter-Miller Mgmt For For
1B. Election of Director: Mary J. Steele Mgmt For For
Guilfoile
1C. Election of Director: Dawn Hudson Mgmt For For
1D. Election of Director: Philippe Krakowsky Mgmt For For
1E. Election of Director: Jonathan F. Miller Mgmt For For
1F. Election of Director: Patrick Q. Moore Mgmt For For
1G. Election of Director: Michael I. Roth Mgmt For For
1H. Election of Director: Linda S. Sanford Mgmt For For
1I. Election of Director: David M. Thomas Mgmt For For
1J. Election of Director: E. Lee Wyatt Jr. Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Interpublic's
independent registered public accounting
firm for the year 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder proposal entitled "Special Shr Against For
Stockholder Meetings."
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 935432889
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nora A. Aufreiter Mgmt For For
1B. Election of Director: Kevin M. Brown Mgmt For For
1C. Election of Director: Anne Gates Mgmt For For
1D. Election of Director: Karen M. Hoguet Mgmt For For
1E. Election of Director: W. Rodney McMullen Mgmt For For
1F. Election of Director: Clyde R. Moore Mgmt For For
1G. Election of Director: Ronald L. Sargent Mgmt For For
1H. Election of Director: J. Amanda Sourry Knox Mgmt For For
1I. Election of Director: Mark S. Sutton Mgmt For For
1J. Election of Director: Ashok Vemuri Mgmt For For
2. Approval, on an advisory basis, of Kroger's Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP, Mgmt For For
as auditors.
4. A shareholder proposal, if properly Shr For Against
presented, to issue a report assessing the
environmental impacts of using unrecyclable
packaging for private label brands.
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 935369050
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: PGR
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Philip Bleser Mgmt For For
1B. Election of Director: Stuart B. Burgdoerfer Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Charles A. Davis Mgmt For For
1E. Election of Director: Roger N. Farah Mgmt For For
1F. Election of Director: Lawton W. Fitt Mgmt For For
1G. Election of Director: Susan Patricia Mgmt For For
Griffith
1H. Election of Director: Devin C. Johnson Mgmt For For
1I. Election of Director: Jeffrey D. Kelly Mgmt For For
1J. Election of Director: Barbara R. Snyder Mgmt For For
1K. Election of Director: Jan E. Tighe Mgmt For For
1L. Election of Director: Kahina Van Dyke Mgmt For For
2. Cast an advisory vote to approve our Mgmt For For
executive compensation program.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935414831
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Jose B. Alvarez Mgmt For For
1C. Election of Director: Alan M. Bennett Mgmt For For
1D. Election of Director: Rosemary T. Berkery Mgmt For For
1E. Election of Director: David T. Ching Mgmt For For
1F. Election of Director: C. Kim Goodwin Mgmt For For
1G. Election of Director: Ernie Herrman Mgmt For For
1H. Election of Director: Michael F. Hines Mgmt For For
1I. Election of Director: Amy B. Lane Mgmt For For
1J. Election of Director: Carol Meyrowitz Mgmt For For
1K. Election of Director: Jackwyn L. Nemerov Mgmt For For
1L. Election of Director: John F. O'Brien Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2022.
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on-pay vote).
4. Shareholder proposal for a report on animal Shr Against For
welfare.
5. Shareholder proposal for setting target Shr Against For
amounts for CEO compensation.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 935351572
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan S. Armstrong Mgmt For For
1B. Election of Director: Stephen W. Bergstrom Mgmt For For
1C. Election of Director: Nancy K. Buese Mgmt For For
1D. Election of Director: Stephen I. Chazen Mgmt For For
1E. Election of Director: Charles I. Cogut Mgmt For For
1F. Election of Director: Michael A. Creel Mgmt For For
1G. Election of Director: Stacey H. Dore Mgmt For For
1H. Election of Director: Vicki L. Fuller Mgmt For For
1I. Election of Director: Peter A. Ragauss Mgmt For For
1J. Election of Director: Rose M. Robeson Mgmt For For
1K. Election of Director: Scott D. Sheffield Mgmt For For
1L. Election of Director: Murray D. Smith Mgmt For For
1M. Election of Director: William H. Spence Mgmt For For
2. Approval, by nonbinding advisory vote, of Mgmt For For
the Company's executive compensation.
3. Ratification of Ernst & Young LLP as Mgmt For For
independent auditors for 2021.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935375736
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: R. Alexandra Keith Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: James C. Mullen Mgmt For For
1I. Election of Director: Lars R. Sorensen Mgmt For For
1J. Election of Director: Debora L. Spar Mgmt For For
1K. Election of Director: Scott M. Sperling Mgmt For For
1L. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2021.
4. A shareholder Proposal regarding special Shr For Against
Shareholder Meetings.
--------------------------------------------------------------------------------------------------------------------------
TRANE TECHNOLOGIES PLC Agenda Number: 935408927
--------------------------------------------------------------------------------------------------------------------------
Security: G8994E103
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: TT
ISIN: IE00BK9ZQ967
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kirk E. Arnold Mgmt For For
1B. Election of Director: Ann C. Berzin Mgmt For For
1C. Election of Director: John Bruton Mgmt For For
1D. Election of Director: Jared L. Cohon Mgmt For For
1E. Election of Director: Gary D. Forsee Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Michael W. Lamach Mgmt For For
1H. Election of Director: Myles P. Lee Mgmt For For
1I. Election of Director: April Miller Boise Mgmt For For
1J. Election of Director: Karen B. Peetz Mgmt For For
1K. Election of Director: John P. Surma Mgmt For For
1L. Election of Director: Tony L. White Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the appointment of independent Mgmt For For
auditors of the Company and authorization
of the Audit Committee of the Board of
Directors to set the auditors'
remuneration.
4. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares.
5. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares for cash
without first offering shares to existing
shareholders. (Special Resolution)
6. Determination of the price range at which Mgmt For For
the Company can re-allot shares that it
holds as treasury shares. (Special
Resolution)
--------------------------------------------------------------------------------------------------------------------------
UDR, INC. Agenda Number: 935387476
--------------------------------------------------------------------------------------------------------------------------
Security: 902653104
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: UDR
ISIN: US9026531049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Katherine A. Mgmt For For
Cattanach
1B. Election of Director: Jon A. Grove Mgmt For For
1C. Election of Director: Mary Ann King Mgmt For For
1D. Election of Director: James D. Klingbeil Mgmt For For
1E. Election of Director: Clint D. McDonnough Mgmt For For
1F. Election of Director: Robert A. McNamara Mgmt For For
1G. Election of Director: Diane M. Morefield Mgmt For For
1H. Election of Director: Mark R. Patterson Mgmt For For
1I. Election of Director: Thomas W. Toomey Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP to serve as independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. To approve the Amended and Restated 1999 Mgmt For For
Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 935364947
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew H. Card Jr. Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: David B. Dillon Mgmt For For
1D. Election of Director: Lance M. Fritz Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Jane H. Lute Mgmt For For
1G. Election of Director: Michael R. McCarthy Mgmt For For
1H. Election of Director: Thomas F. McLarty III Mgmt For For
1I. Election of Director: Jose H. Villarreal Mgmt For For
1J. Election of Director: Christopher J. Mgmt For For
Williams
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
2021.
3. An advisory vote to approve executive Mgmt For For
compensation ("Say on Pay").
4. Adoption of the Union Pacific Corporation Mgmt For For
2021 Stock Incentive Plan.
5. Adoption of the Union Pacific Corporation Mgmt For For
2021 Employee Stock Purchase Plan.
6. Shareholder proposal requesting an EEO-1 Shr For Against
Report Disclosure, if properly presented at
the Annual Meeting.
7. Shareholder proposal requesting an Annual Shr For Against
Diversity and Inclusion Efforts Report, if
properly presented at the Annual Meeting.
8. Shareholder proposal requesting an Annual Shr Against For
Emissions Reduction Plan & annual advisory
vote on Emissions Reduction Plan, if
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
1I. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2021.
4. Approval of an amendment to the Mgmt For For
UnitedHealth Group 1993 Employee Stock
Purchase Plan.
5. If properly presented at the 2021 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting a reduction of the share
ownership threshold for calling a special
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
VENTAS, INC. Agenda Number: 935387440
--------------------------------------------------------------------------------------------------------------------------
Security: 92276F100
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: VTR
ISIN: US92276F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Melody C. Barnes Mgmt For For
1B. Election of Director: Debra A. Cafaro Mgmt For For
1C. Election of Director: Jay M. Gellert Mgmt For For
1D. Election of Director: Matthew J. Lustig Mgmt For For
1E. Election of Director: Roxanne M. Martino Mgmt For For
1F. Election of Director: Marguerite M. Nader Mgmt For For
1G. Election of Director: Sean P. Nolan Mgmt For For
1H. Election of Director: Walter C. Rakowich Mgmt For For
1I. Election of Director: Robert D. Reed Mgmt For For
1J. Election of Director: James D. Shelton Mgmt For For
1K. Election of Director: Maurice S. Smith Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the selection of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS, INC. Agenda Number: 935377475
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VRSK
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel G. Liss Mgmt For For
1B. Election of Director: Bruce E. Hansen Mgmt For For
1C. Election of Director: Therese M. Vaughan Mgmt For For
1D. Election of Director: Kathleen A. Hogenson Mgmt For For
2. To approve executive compensation on an Mgmt For For
advisory, non-binding basis.
3. To approve the 2021 Equity Incentive Plan. Mgmt For For
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent auditor for
the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935364846
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Roxanne S. Austin Mgmt For For
1c. Election of Director: Mark T. Bertolini Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2 Advisory Vote to Approve Executive Mgmt For For
Compensation
3 Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4 Shareholder Action by Written Consent Shr Against For
5 Amend Clawback Policy Shr Against For
6 Shareholder Ratification of Annual Equity Shr Against For
Awards
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935383959
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sangeeta Bhatia Mgmt For For
1B. Election of Director: Lloyd Carney Mgmt For For
1C. Election of Director: Alan Garber Mgmt For For
1D. Election of Director: Terrence Kearney Mgmt For For
1E. Election of Director: Reshma Kewalramani Mgmt For For
1F. Election of Director: Yuchun Lee Mgmt For For
1G. Election of Director: Jeffrey Leiden Mgmt For For
1H. Election of Director: Margaret McGlynn Mgmt For For
1I. Election of Director: Diana McKenzie Mgmt For For
1J. Election of Director: Bruce Sachs Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent Registered Public Accounting
firm for the year ending December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal, if properly presented Shr Against For
at the meeting, regarding a report on
lobbying activities.
5. Shareholder proposal, if properly presented Shr Against For
at the meeting, regarding a report on
political spending.
--------------------------------------------------------------------------------------------------------------------------
VOYA FINANCIAL, INC. Agenda Number: 935387438
--------------------------------------------------------------------------------------------------------------------------
Security: 929089100
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: VOYA
ISIN: US9290891004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Yvette S. Butler Mgmt For For
1B. Election of Director: Jane P. Chwick Mgmt For For
1C. Election of Director: Kathleen DeRose Mgmt For For
1D. Election of Director: Ruth Ann M. Gillis Mgmt For For
1E. Election of Director: Aylwin B. Lewis Mgmt For For
1F. Election of Director: Rodney O. Martin, Jr. Mgmt For For
1G. Election of Director: Byron H. Pollitt, Jr. Mgmt For For
1H. Election of Director: Joseph V. Tripodi Mgmt For For
1I. Election of Director: David Zwiener Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation paid to the named
executive officers, as disclosed and
discussed in the Proxy Statement.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for
fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
WATERS CORPORATION Agenda Number: 935361888
--------------------------------------------------------------------------------------------------------------------------
Security: 941848103
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: WAT
ISIN: US9418481035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a term of Mgmt For For
one year: Udit Batra
1.2 Election of Director to serve for a term of Mgmt For For
one year: Linda Baddour
1.3 Election of Director to serve for a term of Mgmt For For
one year: Michael J. Berendt
1.4 Election of Director to serve for a term of Mgmt For For
one year: Edward Conard
1.5 Election of Director to serve for a term of Mgmt For For
one year: Gary E. Hendrickson
1.6 Election of Director to serve for a term of Mgmt For For
one year: Pearl S. Huang
1.7 Election of Director to serve for a term of Mgmt For For
one year: Christopher A. Kuebler
1.8 Election of Director to serve for a term of Mgmt For For
one year: Flemming Ornskov
1.9 Election of Director to serve for a term of Mgmt For For
one year: Thomas P. Salice
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for the fiscal year ending December
31, 2021.
3. To approve, by non-binding vote, named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935410477
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: WDAY
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aneel Bhusri Mgmt For For
Ann-Marie Campbell Mgmt For For
David A. Duffield Mgmt For For
Lee J. Styslinger III Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Workday's independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as disclosed in the Proxy
Statement.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes
concerning the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda Number: 935380321
--------------------------------------------------------------------------------------------------------------------------
Security: 98389B100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: XEL
ISIN: US98389B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lynn Casey Mgmt For For
1B. Election of Director: Ben Fowke Mgmt For For
1C. Election of Director: Robert Frenzel Mgmt For For
1D. Election of Director: Netha Johnson Mgmt For For
1E. Election of Director: Patricia Kampling Mgmt For For
1F. Election of Director: George Kehl Mgmt For For
1G. Election of Director: Richard O'Brien Mgmt For For
1H. Election of Director: Charles Pardee Mgmt For For
1I. Election of Director: Christopher Mgmt For For
Policinski
1J. Election of Director: James Prokopanko Mgmt For For
1K. Election of Director: David Westerlund Mgmt For For
1L. Election of Director: Kim Williams Mgmt For For
1M. Election of Director: Timothy Wolf Mgmt For For
1N. Election of Director: Daniel Yohannes Mgmt For For
2. Company proposal to approve, on an advisory Mgmt For For
basis, executive compensation.
3. Company proposal to ratify the appointment Mgmt For For
of Deloitte & Touche LLP as Xcel Energy
Inc.'s independent registered public
accounting firm for 2021.
4. Shareholder proposal regarding a report on Shr Against For
the costs and benefits of Xcel Energy's
voluntary climate-related activities.
--------------------------------------------------------------------------------------------------------------------------
YUM! BRANDS, INC. Agenda Number: 935373198
--------------------------------------------------------------------------------------------------------------------------
Security: 988498101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: YUM
ISIN: US9884981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paget L. Alves Mgmt For For
1B. Election of Director: Keith Barr Mgmt For For
1C. Election of Director: Christopher M. Connor Mgmt For For
1D. Election of Director: Brian C. Cornell Mgmt For For
1E. Election of Director: Tanya L. Domier Mgmt For For
1F. Election of Director: David W. Gibbs Mgmt For For
1G. Election of Director: Mirian M. Mgmt For For
Graddick-Weir
1H. Election of Director: Lauren R. Hobart Mgmt For For
1I. Election of Director: Thomas C. Nelson Mgmt For For
1J. Election of Director: P. Justin Skala Mgmt For For
1K. Election of Director: Elane B. Stock Mgmt For For
1L. Election of Director: Annie Young-Scrivner Mgmt For For
2. Ratification of Independent Auditors. Mgmt For For
3. Advisory Vote on Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC. Agenda Number: 935362892
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ZBH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher B. Begley Mgmt For For
1B. Election of Director: Betsy J. Bernard Mgmt For For
1C. Election of Director: Michael J. Farrell Mgmt For For
1D. Election of Director: Robert A. Hagemann Mgmt For For
1E. Election of Director: Bryan C. Hanson Mgmt For For
1F. Election of Director: Arthur J. Higgins Mgmt For For
1G. Election of Director: Maria Teresa Hilado Mgmt For For
1H. Election of Director: Syed Jafry Mgmt For For
1I. Election of Director: Sreelakshmi Kolli Mgmt For For
1J. Election of Director: Michael W. Michelson Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. Approve, on a non-binding advisory basis, Mgmt For For
named executive officer compensation ("Say
on Pay").
4. Approve the amended 2009 Stock Incentive Mgmt For For
Plan.
5. Approve the amended Stock Plan for Mgmt For For
Non-Employee Directors.
6. Approve the amended Deferred Compensation Mgmt For For
Plan for Non-Employee Directors.
7. Approve amendments to our Restated Mgmt For For
Certificate of Incorporation to permit
shareholders to call a special meeting.
JPMorgan Hedged Equity 3 Fund
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935357891
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Richard A. Gonzalez Mgmt For For
Rebecca B. Roberts Mgmt For For
Glenn F. Tilton Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2021.
3. Say on Pay-An advisory vote on the approval Mgmt For For
of executive compensation.
4. Approval of the Amended and Restated 2013 Mgmt For For
Incentive Stock Program.
5. Approval of the Amended and Restated 2013 Mgmt For For
Employee Stock Purchase Plan for non-U.S.
employees.
6. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting.
7. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying.
8. Stockholder Proposal - to Adopt a Policy to Shr Against For
Require Independent Chairman.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935366523
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John E. Caldwell Mgmt For For
1B. Election of Director: Nora M. Denzel Mgmt For For
1C. Election of Director: Mark Durcan Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Joseph A. Householder Mgmt For For
1F. Election of Director: John W. Marren Mgmt For For
1G. Election of Director: Lisa T. Su Mgmt For For
1H. Election of Director: Abhi Y. Talwalkar Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
3. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 935410124
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Special
Meeting Date: 11-May-2021
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of December 12, 2020 (as it may be
amended from time to time, the "merger
agreement") by and among Alexion,
AstraZeneca PLC ("AstraZeneca"), Delta
Omega Sub Holdings Inc., a wholly owned
subsidiary of AstraZeneca ("Bidco"), Delta
Omega Sub Holdings Inc. 1, a direct, wholly
owned subsidiary of Bidco and Delta Omega
Sub Holdings LLC 2, a direct, wholly owned
subsidiary of Bidco (the "merger
proposal").
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation that may be paid or
become payable to Alexion's named executive
officers that is based on or otherwise
relates to the transactions contemplated by
the merger agreement.
3. To approve the adjournment of the Alexion Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if there are not sufficient votes at the
time of the Alexion special meeting to
approve the merger proposal or to ensure
that any supplement or amendment to this
proxy statement/ prospectus is timely
provided to Alexion stockholders.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935406264
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt For For
1B. Election of Director: Sergey Brin Mgmt For For
1C. Election of Director: Sundar Pichai Mgmt For For
1D. Election of Director: John L. Hennessy Mgmt For For
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt Against Against
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt Against Against
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt For For
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on sustainability metrics, if properly
presented at the meeting.
7. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
8. A stockholder proposal regarding a report Shr For Against
on whistleblower policies and practices, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on charitable contributions, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on risks related to anticompetitive
practices, if properly presented at the
meeting.
11. A stockholder proposal regarding a Shr Against For
transition to a public benefit corporation,
if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ALTICE USA, INC. Agenda Number: 935425036
--------------------------------------------------------------------------------------------------------------------------
Security: 02156K103
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: ATUS
ISIN: US02156K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Drahi Mgmt For For
1B. Election of Director: Gerrit Jan Bakker Mgmt For For
1C. Election of Director: Manon Brouillette Mgmt Abstain Against
1D. Election of Director: David Drahi Mgmt For For
1E. Election of Director: Dexter Goei Mgmt For For
1F. Election of Director: Mark Mullen Mgmt Against Against
1G. Election of Director: Dennis Okhuijsen Mgmt For For
1H. Election of Director: Charles Stewart Mgmt For For
1I. Election of Director: Raymond Svider Mgmt Against Against
2. To ratify the appointment of the Company's Mgmt For For
Independent Registered Public Accounting
Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 935381640
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John T. Casteen III Mgmt For For
1B. Election of Director: Dinyar S. Devitre Mgmt For For
1C. Election of Director: William F. Gifford, Mgmt For For
Jr.
1D. Election of Director: Debra J. Kelly-Ennis Mgmt For For
1E. Election of Director: W. Leo Kiely III Mgmt For For
1F. Election of Director: Kathryn B. McQuade Mgmt For For
1G. Election of Director: George Munoz Mgmt For For
1H. Election of Director: Mark E. Newman Mgmt For For
1I. Election of Director: Nabil Y. Sakkab Mgmt For For
1J. Election of Director: Virginia E. Shanks Mgmt For For
1K. Election of Director: Ellen R. Strahlman Mgmt For For
2. Ratification of the Selection of Mgmt For For
Independent Registered Public Accounting
Firm.
3. Non-Binding Advisory Vote to Approve the Mgmt For For
Compensation of Altria's Named Executive
Officers.
4. Shareholder Proposal - Review and Report on Shr For Against
Underage Tobacco Prevention Policies and
Marketing Practices.
5. Shareholder Proposal - Disclosure of Shr For Against
Lobbying Policies and Practices.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
AMEREN CORPORATION Agenda Number: 935352942
--------------------------------------------------------------------------------------------------------------------------
Security: 023608102
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: AEE
ISIN: US0236081024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WARNER L. BAXTER Mgmt For For
1B. ELECTION OF DIRECTOR: CYNTHIA J. BRINKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: CATHERINE S. BRUNE Mgmt For For
1D. ELECTION OF DIRECTOR: J. EDWARD COLEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: WARD H. DICKSON Mgmt For For
1F. ELECTION OF DIRECTOR: NOELLE K. EDER Mgmt For For
1G. ELECTION OF DIRECTOR: ELLEN M. FITZSIMMONS Mgmt For For
1H. ELECTION OF DIRECTOR: RAFAEL FLORES Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD J. HARSHMAN Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG S. IVEY Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES C. JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: STEVEN H. LIPSTEIN Mgmt For For
1M. ELECTION OF DIRECTOR: LEO S. MACKAY, JR. Mgmt For For
2. COMPANY PROPOSAL - ADVISORY APPROVAL OF Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS DISCLOSED IN THE PROXY STATEMENT.
3. COMPANY PROPOSAL - RATIFICATION OF THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 935359136
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: JAMES COLE, JR. Mgmt For For
1b. Election of Director: W. DON CORNWELL Mgmt For For
1c. Election of Director: BRIAN DUPERREAULT Mgmt For For
1d. Election of Director: JOHN H. FITZPATRICK Mgmt For For
1e. Election of Director: WILLIAM G. JURGENSEN Mgmt For For
1f. Election of Director: CHRISTOPHER S. LYNCH Mgmt For For
1g. Election of Director: LINDA A. MILLS Mgmt For For
1h. Election of Director: THOMAS F. MOTAMED Mgmt For For
1i. Election of Director: PETER R. PORRINO Mgmt For For
1j. Election of Director: AMY L. SCHIOLDAGER Mgmt For For
1k. Election of Director: DOUGLAS M. STEENLAND Mgmt For For
1l. Election of Director: THERESE M. VAUGHAN Mgmt For For
1m. Election of Director: PETER S. ZAFFINO Mgmt For For
2. To vote, on a non-binding advisory basis, Mgmt For For
to approve executive compensation.
3. To vote on a proposal to approve the Mgmt For For
American International Group, Inc. 2021
Omnibus Incentive Plan.
4. To act upon a proposal to ratify the Mgmt For For
selection of PricewaterhouseCoopers LLP as
AIG's independent registered public
accounting firm for 2021.
5. To vote on a shareholder proposal to give Shr Against For
shareholders who hold at least 10 percent
of AIG's outstanding common stock the right
to call special meetings.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 935375382
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Wanda M. Austin
1B. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Robert A. Bradway
1C. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Brian J. Druker
1D. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Robert A. Eckert
1E. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Greg C. Garland
1F. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Charles M. Holley, Jr.
1G. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Tyler Jacks
1H. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Ms.
Ellen J. Kullman
1I. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Ms.
Amy E. Miles
1J. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Ronald D. Sugar
1K. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr. R.
Sanders Williams
2. Advisory vote to approve our executive Mgmt For For
compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ANTHEM, INC. Agenda Number: 935387488
--------------------------------------------------------------------------------------------------------------------------
Security: 036752103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: ANTM
ISIN: US0367521038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Lewis Hay, III Mgmt For For
1.2 Election of Director: Antonio F. Neri Mgmt For For
1.3 Election of Director: Ramiro G. Peru Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935345670
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1D. Election of Director: Pierre J.P. de Weck Mgmt For For
1E. Election of Director: Arnold W. Donald Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Monica C. Lozano Mgmt For For
1H. Election of Director: Thomas J. May Mgmt For For
1I. Election of Director: Brian T. Moynihan Mgmt For For
1J. Election of Director: Lionel L. Nowell III Mgmt For For
1K. Election of Director: Denise L. Ramos Mgmt For For
1L. Election of Director: Clayton S. Rose Mgmt For For
1M. Election of Director: Michael D. White Mgmt For For
1N. Election of Director: Thomas D. Woods Mgmt For For
1O. Election of Director: R. David Yost Mgmt For For
1P. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an Mgmt For For
advisory, nonbinding "Say on Pay"
resolution).
3. Ratifying the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
4. Amending and restating the Bank of America Mgmt For For
Corporation Key Employee Equity Plan.
5. Shareholder proposal requesting amendments Shr Against For
to our proxy access by law.
6. Shareholder proposal requesting amendments Shr Against For
to allow shareholders to act by written
consent.
7. Shareholder proposal requesting a change in Shr Against For
organizational form.
8. Shareholder proposal requesting a racial Shr Against For
equity audit.
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 935352459
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose (Joe) Almeida Mgmt For For
1B. Election of Director: Thomas F. Chen Mgmt For For
1C. Election of Director: John D. Forsyth Mgmt For For
1D. Election of Director: Peter S. Hellman Mgmt For For
1E. Election of Director: Michael F. Mahoney Mgmt For For
1F. Election of Director: Patricia B. Morrison Mgmt For For
1G. Election of Director: Stephen N. Oesterle Mgmt For For
1H. Election of Director: Cathy R. Smith Mgmt For For
1I. Election of Director: Thomas T. Stallkamp Mgmt For For
1J. Election of Director: Albert P.L. Stroucken Mgmt For For
1K. Election of Director: Amy A. Wendell Mgmt For For
1L. Election of Director: David S. Wilkes Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
4. Vote to Approve the Omnibus Plan. Mgmt For For
5. Vote to Approve the ESPP Amendment. Mgmt For For
6. Stockholder Proposal - Right to Act by Shr Against For
Written Consent.
7. Stockholder Proposal - Independent Board Shr Against For
Chairman.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935351128
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 01-May-2021
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt Withheld Against
David S. Gottesman Mgmt Withheld Against
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt Withheld Against
Meryl B. Witmer Mgmt Withheld Against
2. Shareholder proposal regarding the Shr For Against
reporting of climate-related risks and
opportunities.
3. Shareholder proposal regarding diversity Shr For Against
and inclusion reporting.
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 935420656
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Corie S. Barry Mgmt For For
1B. Election of Director: Lisa M. Caputo Mgmt For For
1C. Election of Director: J. Patrick Doyle Mgmt For For
1D. Election of Director: David W. Kenny Mgmt For For
1E. Election of Director: Mario J. Marte Mgmt For For
1F. Election of Director: Karen A. McLoughlin Mgmt For For
1G. Election of Director: Thomas L. Millner Mgmt For For
1H. Election of Director: Claudia F. Munce Mgmt For For
1I. Election of Director: Richelle P. Parham Mgmt For For
1J. Election of Director: Steven E. Rendle Mgmt For For
1K. Election of Director: Eugene A. Woods Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 29, 2022.
3. To approve in a non-binding advisory vote Mgmt For For
our named executive officer compensation.
4. To vote on a shareholder proposal entitled Shr Against For
"Right to Act by Written Consent".
--------------------------------------------------------------------------------------------------------------------------
BIOGEN INC. Agenda Number: 935409032
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Alexander J. Denner
1B. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Caroline D. Dorsa
1C. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Maria C. Freire
1D. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: William A. Hawkins
1E. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: William D. Jones
1F. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Nancy L. Leaming
1G. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Jesus B. Mantas
1H. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Richard C. Mulligan
1I. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Stelios Papadopoulos
1J. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Brian S. Posner
1K. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Eric K. Rowinsky
1L. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Stephen A. Sherwin
1M. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Michel Vounatsos
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Biogen Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Say on Pay - To approve an advisory vote on Mgmt Against Against
executive compensation.
4. To approve an amendment to Biogen's Amended Mgmt For For
and Restated Certificate of Incorporation,
as amended, to add a federal forum
selection provision.
5. Stockholder proposal requesting a report on Shr For Against
Biogen's lobbying activities.
6. Stockholder proposal requesting a report on Shr Against For
Biogen's gender pay gap.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935408434
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Bob van Dijk Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2020 executive Mgmt For For
compensation.
3. Management proposal to amend the Company's Mgmt For For
1999 Omnibus Plan.
4. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
5. Management proposal to amend the Company's Mgmt For For
Certificate of Incorporation to allow
stockholders the right to act by written
consent.
6. Stockholder proposal requesting the right Shr Against For
of stockholders to act by written consent.
7. Stockholder proposal requesting the Company Shr For Against
issue a climate transition report.
8. Stockholder proposal requesting the Company Shr Against For
hold an annual advisory stockholder vote on
the Company's climate policies and
strategies.
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 935360456
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: BSX
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nelda J. Connors Mgmt For For
1B. Election of Director: Charles J. Mgmt For For
Dockendorff
1C. Election of Director: Yoshiaki Fujimori Mgmt For For
1D. Election of Director: Donna A. James Mgmt For For
1E. Election of Director: Edward J. Ludwig Mgmt For For
1F. Election of Director: Michael F. Mahoney Mgmt For For
1G. Election of Director: David J. Roux Mgmt For For
1H. Election of Director: John E. Sununu Mgmt For For
1I. Election of Director: Ellen M. Zane Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, named executive officer
compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the 2021 fiscal year.
4. To consider and vote upon a stockholder Shr Against For
proposal requesting a report to
stockholders describing any benefits to the
company related to employee participation
in company governance.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935359643
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt For For
1B) Election of Director: Michael W. Bonney Mgmt For For
1C) Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1D) Election of Director: Julia A. Haller, M.D. Mgmt For For
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt For For
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt For For
1I) Election of Director: Karen Vousden, Ph.D. Mgmt For For
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers.
3. Approval of the Company's 2021 Stock Award Mgmt For For
and Incentive Plan.
4. Ratification of the Appointment of an Mgmt For For
Independent Registered Public Accounting
Firm.
5. Approval of an Amendment to the Certificate Mgmt For For
of Incorporation to Lower the Ownership
Threshold for Special Shareholder Meetings
to 15%.
6. Shareholder Proposal on Adoption of a Board Shr Against For
Policy that the Chairperson of the Board be
an Independent Director.
7. Shareholder Proposal on Shareholder Right Shr Against For
to Act by Written Consent.
8. Shareholder Proposal to Lower the Ownership Shr Against For
Threshold for Special Shareholder Meetings
to 10%.
--------------------------------------------------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION Agenda Number: 935345454
--------------------------------------------------------------------------------------------------------------------------
Security: 127097103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: COG
ISIN: US1270971039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dorothy M. Ables Mgmt For For
Rhys J. Best Mgmt For For
Robert S. Boswell Mgmt For For
Amanda M. Brock Mgmt For For
Peter B. Delaney Mgmt For For
Dan O. Dinges Mgmt For For
W. Matt Ralls Mgmt For For
Marcus A. Watts Mgmt For For
2. To ratify the appointment of the firm Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for its 2021 fiscal
year.
3. To approve, by non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN PROPERTY TRUST Agenda Number: 935366662
--------------------------------------------------------------------------------------------------------------------------
Security: 133131102
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CPT
ISIN: US1331311027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard J. Campo Mgmt For For
Heather J. Brunner Mgmt For For
Mark D. Gibson Mgmt For For
Scott S. Ingraham Mgmt For For
Renu Khator Mgmt For For
D. Keith Oden Mgmt For For
William F. Paulsen Mgmt For For
F. A. Sevilla-Sacasa Mgmt For For
Steven A. Webster Mgmt For For
Kelvin R. Westbrook Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
the independent registered public
accounting firm.
3. Approval, by an advisory vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 935353730
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt For For
1B. Election of Director: Ime Archibong Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt For For
1D. Election of Director: Peter Thomas Killalea Mgmt For For
1E. Election of Director: Cornelis "Eli" Mgmt For For
Leenaars
1F. Election of Director: Francois Locoh-Donou Mgmt For For
1G. Election of Director: Peter E. Raskind Mgmt For For
1H. Election of Director: Eileen Serra Mgmt For For
1I. Election of Director: Mayo A. Shattuck III Mgmt For For
1J. Election of Director: Bradford H. Warner Mgmt For For
1K. Election of Director: Catherine G. West Mgmt For For
1L. Election of Director: Craig Anthony Mgmt For For
Williams
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm of Capital One for 2021.
3. Advisory approval of Capital One's 2020 Mgmt For For
Named Executive Officer compensation.
4. Approval and adoption of the Capital One Mgmt For For
Financial Corporation Sixth Amended and
Restated 2004 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CARTER'S INC. Agenda Number: 935393087
--------------------------------------------------------------------------------------------------------------------------
Security: 146229109
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CRI
ISIN: US1462291097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hali Borenstein Mgmt For For
1B. Election of Director: Giuseppina Mgmt For For
Buonfantino
1C. Election of Director: Michael D. Casey Mgmt For For
1D. Election of Director: A. Bruce Cleverly Mgmt For For
1E. Election of Director: Jevin S. Eagle Mgmt For For
1F. Election of Director: Mark P. Hipp Mgmt For For
1G. Election of Director: William J. Montgoris Mgmt For For
1H. Election of Director: David Pulver Mgmt For For
1I. Election of Director: Gretchen W. Schar Mgmt For For
2. Advisory approval of executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
CHENIERE ENERGY, INC. Agenda Number: 935404436
--------------------------------------------------------------------------------------------------------------------------
Security: 16411R208
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: LNG
ISIN: US16411R2085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: G. Andrea Botta Mgmt For For
1B. Election of Director: Jack A. Fusco Mgmt For For
1C. Election of Director: Vicky A. Bailey Mgmt For For
1D. Election of Director: Nuno Brandolini Mgmt For For
1E. Election of Director: David B. Kilpatrick Mgmt For For
1F. Election of Director: Sean T. Klimczak Mgmt For For
1G. Election of Director: Andrew Langham Mgmt For For
1H. Election of Director: Donald F. Robillard, Mgmt For For
Jr
1I. Election of Director: Neal A. Shear Mgmt For For
1J. Election of Director: Andrew J. Teno Mgmt For For
2. Approve, on an advisory and non-binding Mgmt For For
basis, the compensation of the Company's
named executive officers for 2020.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935390132
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wanda M. Austin Mgmt For For
1B. Election of Director: John B. Frank Mgmt For For
1C. Election of Director: Alice P. Gast Mgmt For For
1D. Election of Director: Enrique Hernandez, Mgmt For For
Jr.
1E. Election of Director: Marillyn A. Hewson Mgmt For For
1F. Election of Director: Jon M. Huntsman Jr. Mgmt For For
1G. Election of Director: Charles W. Moorman IV Mgmt For For
1H. Election of Director: Dambisa F. Moyo Mgmt For For
1I. Election of Director: Debra Reed-Klages Mgmt For For
1J. Election of Director: Ronald D. Sugar Mgmt For For
1K. Election of Director: D. James Umpleby III Mgmt For For
1L. Election of Director: Michael K. Wirth Mgmt For For
2. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Reduce Scope 3 Emissions. Shr Against For
5. Report on Impacts of Net Zero 2050 Shr For Against
Scenario.
6. Shift to Public Benefit Corporation. Shr Against For
7. Report on Lobbying. Shr For Against
8. Independent Chair. Shr Against For
9. Special Meetings. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHUBB LIMITED Agenda Number: 935381501
--------------------------------------------------------------------------------------------------------------------------
Security: H1467J104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CB
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the management report, Mgmt For For
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2020.
2A Allocation of disposable profit. Mgmt For For
2B Distribution of a dividend out of legal Mgmt For For
reserves (by way of release and allocation
to a dividend reserve).
3 Discharge of the Board of Directors. Mgmt For For
4A Election of PricewaterhouseCoopers AG Mgmt For For
(Zurich) as our statutory auditor.
4B Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP (United States)
as independent registered public accounting
firm for purposes of U.S. securities law
reporting.
4C Election of BDO AG (Zurich) as special Mgmt For For
audit firm.
5A Election of Director: Evan G. Greenberg Mgmt For For
5B Election of Director: Michael P. Connors Mgmt For For
5C Election of Director: Michael G. Atieh Mgmt For For
5D Election of Director: Sheila P. Burke Mgmt For For
5E Election of Director: Mary Cirillo Mgmt For For
5F Election of Director: Robert J. Hugin Mgmt For For
5G Election of Director: Robert W. Scully Mgmt For For
5H Election of Director: Eugene B. Shanks, Jr. Mgmt For For
5I Election of Director: Theodore E. Shasta Mgmt For For
5J Election of Director: David H. Sidwell Mgmt For For
5K Election of Director: Olivier Steimer Mgmt For For
5L Election of Director: Luis Tellez Mgmt For For
5M Election of Director: Frances F. Townsend Mgmt For For
6 Election of Evan G. Greenberg as Chairman Mgmt For For
of the Board of Directors.
7A Election of Director of the Compensation Mgmt For For
Committee: Michael P. Connors
7B Election of Director of the Compensation Mgmt For For
Committee: Mary Cirillo
7C Election of Director of the Compensation Mgmt For For
Committee: Frances F. Townsend
8 Election of Homburger AG as independent Mgmt For For
proxy.
9 Approval of the Chubb Limited 2016 Mgmt For For
Long-Term Incentive Plan, as amended and
restated.
10 Reduction of share capital. Mgmt For For
11A Compensation of the Board of Directors Mgmt For For
until the next annual general meeting.
11B Compensation of Executive Management for Mgmt For For
the next calendar year.
12 Advisory vote to approve executive Mgmt For For
compensation under U.S. securities law
requirements.
A If a new agenda item or a new proposal for Mgmt For For
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows.
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 935350772
--------------------------------------------------------------------------------------------------------------------------
Security: 125523100
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: CI
ISIN: US1255231003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David M. Cordani Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: Eric J. Foss Mgmt For For
1D. Election of Director: Elder Granger, MD, Mgmt For For
MG, USA (Retired)
1E. Election of Director: Isaiah Harris, Jr. Mgmt For For
1F. Election of Director: George Kurian Mgmt For For
1G. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1H. Election of Director: Mark B. McClellan, Mgmt For For
MD, PhD
1I. Election of Director: John M. Partridge Mgmt For For
1J. Election of Director: Kimberly A. Ross Mgmt For For
1K. Election of Director: Eric C. Wiseman Mgmt For For
1L. Election of Director: Donna F. Zarcone Mgmt For For
2. Advisory approval of Cigna's executive Mgmt For For
compensation.
3. Approval of the Amended and Restated Cigna Mgmt For For
Long-Term Incentive Plan.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Cigna's
independent registered public accounting
firm for 2021.
5. Shareholder proposal - Shareholder right to Shr Against For
act by written consent.
6. Shareholder proposal - Gender pay gap Shr Against For
report.
7. Shareholder proposal - Board ideology Shr Against For
disclosure policy.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935349515
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen M. Costello Mgmt For For
1B. Election of Director: Grace E. Dailey Mgmt For For
1C. Election of Director: Barbara J. Desoer Mgmt For For
1D. Election of Director: John C. Dugan Mgmt For For
1E. Election of Director: Jane N. Fraser Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2021.
3. Advisory vote to approve Citi's 2020 Mgmt For For
Executive Compensation.
4. Approval of additional authorized shares Mgmt For For
under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr Against For
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting an Shr Against For
Independent Board Chairman.
7. Stockholder proposal requesting Shr Against For
non-management employees on director
nominee candidate lists.
8. Stockholder proposal requesting a report Shr Against For
disclosing information regarding Citi's
lobbying payments, policies and activities.
9. Stockholder proposal requesting a racial Shr Against For
equity audit analyzing Citi's adverse
impacts on nonwhite stakeholders and
communities of color.
10. Stockholder proposal requesting that the Shr Against For
Board approve an amendment to Citi's
Certificate of Incorporation to become a
Public Benefit Corporation and to submit
the proposed amendment to stockholders for
approval.
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 935361597
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CMS
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jon E. Barfield Mgmt For For
1b. Election of Director: Deborah H. Butler Mgmt For For
1c. Election of Director: Kurt L. Darrow Mgmt For For
1d. Election of Director: William D. Harvey Mgmt For For
1e. Election of Director: Garrick J. Rochow Mgmt For For
1f. Election of Director: John G. Russell Mgmt For For
1g. Election of Director: Suzanne F. Shank Mgmt For For
1h. Election of Director: Myrna M. Soto Mgmt For For
1i. Election of Director: John G. Sznewajs Mgmt For For
1j. Election of Director: Ronald J. Tanski Mgmt For For
1k. Election of Director: Laura H. Wright Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. Ratify the appointment of independent Mgmt For For
registered public accounting firm
(PricewaterhouseCoopers LLP).
4. Shareholder Proposal - Greenwashing Audit. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935407139
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of our Mgmt For For
independent auditors.
4. Shareholder Proposal: To conduct Shr Against For
independent investigation and report on
risks posed by failing to prevent sexual
harassment.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 935367602
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Charles E. Bunch Mgmt For For
1B. ELECTION OF DIRECTOR: Caroline Maury Devine Mgmt For For
1C. ELECTION OF DIRECTOR: John V. Faraci Mgmt For For
1D. ELECTION OF DIRECTOR: Jody Freeman Mgmt For For
1E. ELECTION OF DIRECTOR: Gay Huey Evans Mgmt For For
1F. ELECTION OF DIRECTOR: Jeffrey A. Joerres Mgmt For For
1G. ELECTION OF DIRECTOR: Ryan M. Lance Mgmt For For
1H. ELECTION OF DIRECTOR: Timothy A. Leach Mgmt For For
1I. ELECTION OF DIRECTOR: William H. McRaven Mgmt For For
1J. ELECTION OF DIRECTOR: Sharmila Mulligan Mgmt For For
1K. ELECTION OF DIRECTOR: Eric D. Mullins Mgmt For For
1L. ELECTION OF DIRECTOR: Arjun N. Murti Mgmt For For
1M. ELECTION OF DIRECTOR: Robert A. Niblock Mgmt For For
1N. ELECTION OF DIRECTOR: David T. Seaton Mgmt For For
1O. ELECTION OF DIRECTOR: R.A. Walker Mgmt For For
2. Proposal to ratify appointment of Ernst & Mgmt For For
Young LLP as ConocoPhillips' independent
registered public accounting firm for 2021.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Simple Majority Vote Standard. Mgmt For For
5. Emission Reduction Targets. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CROWN HOLDINGS, INC. Agenda Number: 935352601
--------------------------------------------------------------------------------------------------------------------------
Security: 228368106
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: CCK
ISIN: US2283681060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John W. Conway Mgmt For For
Timothy J. Donahue Mgmt For For
Richard H. Fearon Mgmt For For
Andrea J. Funk Mgmt For For
Stephen J. Hagge Mgmt For For
Rose Lee Mgmt For For
James H. Miller Mgmt For For
Josef M. Muller Mgmt For For
B. Craig Owens Mgmt For For
Caesar F. Sweitzer Mgmt For For
Jim L. Turner Mgmt For For
William S. Urkiel Mgmt For For
Dwayne A. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditors for the fiscal year
ending December 31, 2021.
3. Approval by advisory vote of the resolution Mgmt For For
on executive compensation as described in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 935354390
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donna M. Alvarado Mgmt For For
1B. Election of Director: Thomas P. Bostick Mgmt For For
1C. Election of Director: James M. Foote Mgmt For For
1D. Election of Director: Steven T. Halverson Mgmt For For
1E. Election of Director: Paul C. Hilal Mgmt For For
1F. Election of Director: David M. Moffett Mgmt For For
1G. Election of Director: Linda H. Riefler Mgmt For For
1H. Election of Director: Suzanne M. Vautrinot Mgmt For For
1I. Election of Director: James L. Wainscott Mgmt For For
1J. Election of Director: J. Steven Whisler Mgmt For For
1K. Election of Director: John J. Zillmer Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Independent
Registered Public Accounting Firm for 2021.
3. Advisory (non-binding) resolution to Mgmt For For
approve compensation for the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 935430241
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward H. Bastian Mgmt For For
1B. Election of Director: Francis S. Blake Mgmt For For
1C. Election of Director: Ashton B. Carter Mgmt For For
1D. Election of Director: David G. DeWalt Mgmt For For
1E. Election of Director: William H. Easter III Mgmt For For
1F. Election of Director: Christopher A. Mgmt For For
Hazleton
1G. Election of Director: Michael P. Huerta Mgmt For For
1H. Election of Director: Jeanne P. Jackson Mgmt For For
1I. Election of Director: George N. Mattson Mgmt For For
1J. Election of Director: Sergio A.L. Rial Mgmt For For
1K. Election of Director: David S. Taylor Mgmt For For
1L. Election of Director: Kathy N. Waller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Delta's named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Delta's independent auditors for the
year ending December 31, 2021.
4. A shareholder proposal related to the right Shr Against For
to act by written consent.
5. A shareholder proposal related to a climate Shr For Against
lobbying report.
--------------------------------------------------------------------------------------------------------------------------
DEXCOM, INC. Agenda Number: 935383430
--------------------------------------------------------------------------------------------------------------------------
Security: 252131107
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: DXCM
ISIN: US2521311074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Kevin R. Sayer
1.2 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Nicholas
Augustinos
1.3 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Bridgette P.
Heller
2. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To hold a non-binding vote on an advisory Mgmt For For
resolution to approve executive
compensation.
4. To approve the amendment and restatement of Mgmt For For
our Certificate of Incorporation to
declassify our Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC. Agenda Number: 935407444
--------------------------------------------------------------------------------------------------------------------------
Security: 25278X109
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: FANG
ISIN: US25278X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Steven E. West Mgmt For For
1.2 Election of Director: Travis D. Stice Mgmt For For
1.3 Election of Director: Vincent K. Brooks Mgmt For For
1.4 Election of Director: Michael P. Cross Mgmt For For
1.5 Election of Director: David L. Houston Mgmt For For
1.6 Election of Director: Stephanie K. Mains Mgmt For For
1.7 Election of Director: Mark L. Plaumann Mgmt For For
1.8 Election of Director: Melanie M. Trent Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation paid to the Company's
named executive officers.
3. Proposal to approve an amendment to the Mgmt For For
Company's amended and restated certificate
of incorporation to increase the total
number of authorized shares of common stock
from 200,000,000 shares to 400,000,000
shares.
4. Proposal to approve the Company's 2021 Mgmt For For
Amended and Restated Equity Incentive Plan.
5. Proposal to ratify the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION Agenda Number: 935374924
--------------------------------------------------------------------------------------------------------------------------
Security: 256677105
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: DG
ISIN: US2566771059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warren F. Bryant Mgmt For For
1B. Election of Director: Michael M. Calbert Mgmt For For
1C. Election of Director: Patricia D. Mgmt For For
Fili-Krushel
1D. Election of Director: Timothy I. McGuire Mgmt For For
1E. Election of Director: William C. Rhodes, Mgmt For For
III
1F. Election of Director: Debra A. Sandler Mgmt For For
1G. Election of Director: Ralph E. Santana Mgmt For For
1H. Election of Director: Todd J. Vasos Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the resolution regarding the
compensation of Dollar General
Corporation's named executive officers as
disclosed in the proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Dollar General Corporation's
independent registered public accounting
firm for fiscal 2021.
4. To approve the Dollar General Corporation Mgmt For For
2021 Stock Incentive Plan.
5. To approve an amendment to the amended and Mgmt For For
restated charter of Dollar General
Corporation to allow shareholders holding
25% or more of our common stock to request
special meetings of shareholders.
6. To vote on a shareholder proposal regarding Shr Against For
shareholders' ability to call special
meetings of shareholders.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 935408509
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DLTR
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Arnold S. Barron Mgmt For For
1B. Election of Director: Gregory M. Bridgeford Mgmt For For
1C. Election of Director: Thomas W. Dickson Mgmt For For
1D. Election of Director: Lemuel E. Lewis Mgmt For For
1E. Election of Director: Jeffrey G. Naylor Mgmt For For
1F. Election of Director: Winnie Y. Park Mgmt For For
1G. Election of Director: Bob Sasser Mgmt For For
1H. Election of Director: Stephanie P. Stahl Mgmt For For
1I. Election of Director: Carrie A. Wheeler Mgmt For For
1J. Election of Director: Thomas E. Whiddon Mgmt For For
1K. Election of Director: Michael A. Witynski Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year 2021.
4. To approve the Company's 2021 Omnibus Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 935359263
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: DUK
ISIN: US26441C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael G. Browning Mgmt For For
Annette K. Clayton Mgmt For For
Theodore F. Craver, Jr. Mgmt For For
Robert M. Davis Mgmt For For
Caroline Dorsa Mgmt For For
W. Roy Dunbar Mgmt For For
Nicholas C. Fanandakis Mgmt For For
Lynn J. Good Mgmt For For
John T. Herron Mgmt For For
E. Marie McKee Mgmt For For
Michael J. Pacilio Mgmt For For
Thomas E. Skains Mgmt For For
William E. Webster, Jr. Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
Duke Energy's independent registered public
accounting firm for 2021
3. Advisory vote to approve Duke Energy's Mgmt For For
named executive officer compensation
4. Amendment to the Amended and Restated Mgmt For For
Certificate of Incorporation of Duke Energy
Corporation to eliminate supermajority
requirements
5. Shareholder proposal regarding independent Shr Against For
board chair
6. Shareholder proposal regarding providing a Shr For Against
semiannual report on Duke Energy's
political contributions and expenditures
--------------------------------------------------------------------------------------------------------------------------
DUPONT DE NEMOURS INC Agenda Number: 935348436
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: DD
ISIN: US26614N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy G. Brady Mgmt For For
1B. Election of Director: Edward D. Breen Mgmt For For
1C. Election of Director: Ruby R. Chandy Mgmt For For
1D. Election of Director: Franklin K. Clyburn, Mgmt For For
Jr.
1E. Election of Director: Terrence R. Curtin Mgmt For For
1F. Election of Director: Alexander M. Cutler Mgmt For For
1G. Election of Director: Eleuthere I. du Pont Mgmt For For
1H. Election of Director: Luther C. Kissam Mgmt For For
1I. Election of Director: Frederick M. Lowery Mgmt For For
1J. Election of Director: Raymond J. Milchovich Mgmt For For
1K. Election of Director: Deanna M. Mulligan Mgmt For For
1L. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
4. Amendment and Restatement of the Company's Mgmt For For
Certificate of Incorporation to Decrease
the Ownership Threshold for Stockholders to
Call a Special Meeting.
5. Right to Act by Written Consent. Shr Against For
6. Annual Disclosure of EEO-1 Data. Shr For Against
7. Annual Report on Plastic Pollution. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY Agenda Number: 935370572
--------------------------------------------------------------------------------------------------------------------------
Security: 277432100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: EMN
ISIN: US2774321002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: HUMBERTO P. ALFONSO Mgmt For For
1b. Election of Director: VANESSA L. ALLEN Mgmt For For
SUTHERLAND
1c. Election of Director: BRETT D. BEGEMANN Mgmt For For
1d. Election of Director: MARK J. COSTA Mgmt For For
1e. Election of Director: EDWARD L. DOHENY II Mgmt For For
1f. Election of Director: JULIE F. HOLDER Mgmt For For
1g. Election of Director: RENEE J. HORNBAKER Mgmt For For
1h. Election of Director: KIM ANN MINK Mgmt For For
1i. Election of Director: JAMES J. O'BRIEN Mgmt For For
1j. Election of Director: DAVID W. RAISBECK Mgmt For For
1k. Election of Director: CHARLES K. STEVENS Mgmt For For
III
2. Advisory Approval of Executive Compensation Mgmt For For
as Disclosed in Proxy Statement
3. Approve the 2021 Omnibus Stock Compensation Mgmt For For
Plan
4. Ratify Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm
5. Advisory Vote on Stockholder Proposal Shr Against For
Requesting that the Board of Directors Take
Steps Necessary to Permit Stockholders to
Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 935349692
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig Arnold Mgmt For For
1B. Election of Director: Christopher M. Connor Mgmt For For
1C. Election of Director: Olivier Leonetti Mgmt For For
1D. Election of Director: Deborah L. McCoy Mgmt For For
1E. Election of Director: Silvio Napoli Mgmt For For
1F. Election of Director: Gregory R. Page Mgmt For For
1G. Election of Director: Sandra Pianalto Mgmt For For
1H. Election of Director: Lori J. Ryerkerk Mgmt For For
1I. Election of Director: Gerald B. Smith Mgmt For For
1J. Election of Director: Dorothy C. Thompson Mgmt For For
2. Approving the appointment of Ernst & Young Mgmt For For
as independent auditor for 2021 and
authorizing the Audit Committee of the
Board of Directors to set its remuneration.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Approving a proposal to grant the Board Mgmt For For
authority to issue shares.
5. Approving a proposal to grant the Board Mgmt For For
authority to opt out of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Company shares.
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 935354035
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Kieran T. Gallahue Mgmt For For
1.2 Election of Director: Leslie S. Heisz Mgmt For For
1.3 Election of Director: Paul A. LaViolette Mgmt For For
1.4 Election of Director: Steven R. Loranger Mgmt For For
1.5 Election of Director: Martha H. Marsh Mgmt For For
1.6 Election of Director: Michael A. Mussallem Mgmt For For
1.7 Election of Director: Ramona Sequeira Mgmt For For
1.8 Election of Director: Nicholas J. Valeriani Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Approval of the Amendment and Restatement Mgmt For For
of the Company's 2001 Employee Stock
Purchase Plan for United States Employees
(the "U.S. ESPP") to Increase the Total
Number of Shares of Common Stock Available
for Issuance under the U.S. ESPP by
3,300,000 Shares.
4. Approval of the Amendment and Restatement Mgmt For For
of the Company's 2001 Employee Stock
Purchase Plan for International Employees
(the "International ESPP") to Increase the
Total Number of Shares of Common Stock
Available for Issuance under the
International ESPP by 1,200,000 Shares.
5. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
6. Advisory Vote on a Stockholder Proposal Shr Against For
Regarding Action by Written Consent.
7. Advisory Vote on a Stockholder Proposal to Shr Against For
Adopt a Policy to Include Non-Management
Employees as Prospective Director
Candidates.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 935350835
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Janet F. Clark
1B. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Charles R. Crisp
1C. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Robert P. Daniels
1D. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: James C. Day
1E. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: C. Christopher
Gaut
1F. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Michael T. Kerr
1G. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Julie J. Robertson
1H. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Donald F. Textor
1I. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: William R. Thomas
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP, independent
registered public accounting firm, as
auditors for the Company for the year
ending December 31, 2021.
3. To approve the EOG Resources, Inc. 2021 Mgmt For For
Omnibus Equity Compensation Plan.
4. To approve, by non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 935390550
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Bartlett Mgmt For For
Nanci Caldwell Mgmt For For
Adaire Fox-Martin Mgmt For For
Gary Hromadko Mgmt For For
Irving Lyons III Mgmt For For
Charles Meyers Mgmt For For
Christopher Paisley Mgmt For For
Sandra Rivera Mgmt For For
Peter Van Camp Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of Equinix's named
executive officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending Dec. 31,
2021.
4. A stockholder proposal, related to written Shr Against For
consent of stockholders.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 935347597
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony Anderson Mgmt For For
1B. Election of Director: Ann Berzin Mgmt For For
1C. Election of Director: Laurie Brlas Mgmt For For
1D. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1E. Election of Director: Christopher Crane Mgmt For For
1F. Election of Director: Yves de Balmann Mgmt For For
1G. Election of Director: Linda Jojo Mgmt For For
1H. Election of Director: Paul Joskow Mgmt For For
1I. Election of Director: Robert Lawless Mgmt For For
1J. Election of Director: John Richardson Mgmt For For
1K. Election of Director: Mayo Shattuck III Mgmt For For
1L. Election of Director: John Young Mgmt For For
2. Advisory approval of executive Mgmt For For
compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Exelon's Independent Auditor for 2021.
4. A shareholder proposal requesting a report Shr Against For
on the impact of Exelon plans involving
electric vehicles and charging stations
with regard to child labor outside the
United States.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the director Mgmt For For
compensation policy.
4. A shareholder proposal regarding dual class Shr For Against
capital structure.
5. A shareholder proposal regarding an Shr For Against
independent chair.
6. A shareholder proposal regarding child Shr For Against
exploitation.
7. A shareholder proposal regarding Shr Against For
human/civil rights expert on board.
8. A shareholder proposal regarding platform Shr Against For
misuse.
9. A shareholder proposal regarding public Shr Against For
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES INC. Agenda Number: 935413271
--------------------------------------------------------------------------------------------------------------------------
Security: 339041105
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: FLT
ISIN: US3390411052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Steven T. Stull
1B. Election of Director for a one-year term: Mgmt For For
Michael Buckman
1C. Election of Director for a one-year term: Mgmt Against Against
Thomas M. Hagerty
1D. Election of Director for a one-year term: Mgmt For For
Mark A. Johnson
1E. Election of Director for a one-year term: Mgmt For For
Archie L. Jones, Jr.
1F. Election of Director for a one-year term: Mgmt For For
Hala G. Moddelmog
1G. Election of Director for a one-year term: Mgmt For For
Jeffrey S. Sloan
2. Ratify the reappointment of Ernst & Young Mgmt For For
LLP as FLEETCOR's independent public
accounting firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal for a shareholder Shr Against For
right to act by written consent, if
properly presented.
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 935425391
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting: Ken
Xie
1.2 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Michael Xie
1.3 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Kelly Ducourty
1.4 Election of Director to serve for a term of Mgmt Against Against
one year until the next annual meeting:
Kenneth A. Goldman
1.5 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Ming Hsieh
1.6 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Jean Hu
1.7 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
William Neukom
1.8 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Judith Sim
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Fortinet's independent
registered accounting firm for the fiscal
year ending December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation, as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN INC. Agenda Number: 935412762
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: David P. Abney Mgmt For For
1.2 Election of Director: Richard C. Adkerson Mgmt For For
1.3 Election of Director: Robert W. Dudley Mgmt For For
1.4 Election of Director: Lydia H. Kennard Mgmt For For
1.5 Election of Director: Dustan E. McCoy Mgmt For For
1.6 Election of Director: John J. Stephens Mgmt For For
1.7 Election of Director: Frances Fragos Mgmt For For
Townsend
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 935359338
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James S. Crown Mgmt For For
1B. Election of Director: Rudy F. deLeon Mgmt For For
1C. Election of Director: Cecil D. Haney Mgmt For For
1D. Election of Director: Mark M. Malcolm Mgmt For For
1E. Election of Director: James N. Mattis Mgmt For For
1F. Election of Director: Phebe N. Novakovic Mgmt For For
1G. Election of Director: C. Howard Nye Mgmt For For
1H. Election of Director: Catherine B. Reynolds Mgmt For For
1I. Election of Director: Laura J. Schumacher Mgmt For For
1J. Election of Director: Robert K. Steel Mgmt For For
1K. Election of Director: John G. Stratton Mgmt For For
1L. Election of Director: Peter A. Wall Mgmt For For
2. Advisory Vote on the Selection of Mgmt For For
Independent Auditors.
3. Advisory Vote to approve Executive Mgmt For For
Compensation.
4. Shareholder Proposal to reduce the Shr Against For
ownership threshold required to call a
Special Shareholder meeting.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 935420632
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 14-Jun-2021
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary T. Barra Mgmt For For
1B. Election of Director: Wesley G. Bush Mgmt For For
1C. Election of Director: Linda R. Gooden Mgmt For For
1D. Election of Director: Joseph Jimenez Mgmt For For
1E. Election of Director: Jane L. Mendillo Mgmt For For
1F. Election of Director: Judith A. Miscik Mgmt For For
1G. Election of Director: Patricia F. Russo Mgmt For For
1H. Election of Director: Thomas M. Schoewe Mgmt For For
1I. Election of Director: Carol M. Stephenson Mgmt For For
1J. Election of Director: Mark A. Tatum Mgmt For For
1K. Election of Director: Devin N. Wenig Mgmt For For
1L. Election of Director: Margaret C. Whitman Mgmt For For
2. Advisory Approval of Named Executive Mgmt For For
Officer Compensation.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm for 2021.
4. Shareholder Proposal Regarding Shareholder Shr Against For
Written Consent.
5. Shareholder Proposal Regarding a Report on Shr Against For
Greenhouse Gas Emissions Targets as a
Performance Element of Executive
Compensation.
--------------------------------------------------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 935382527
--------------------------------------------------------------------------------------------------------------------------
Security: 43300A203
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: HLT
ISIN: US43300A2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher J. Mgmt For For
Nassetta
1B. Election of Director: Jonathan D. Gray Mgmt For For
1C. Election of Director: Charlene T. Begley Mgmt For For
1D. Election of Director: Chris Carr Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Raymond E. Mabus, Jr. Mgmt For For
1G. Election of Director: Judith A. McHale Mgmt For For
1H. Election of Director: John G. Schreiber Mgmt For For
1I. Election of Director: Elizabeth A. Smith Mgmt For For
1J. Election of Director: Douglas M. Steenland Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2021.
3. Approval, in a non-binding advisory vote, Mgmt Against Against
of the compensation paid to the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 935374861
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: D. Scott Davis Mgmt For For
1F. Election of Director: Deborah Flint Mgmt For For
1G. Election of Director: Judd Gregg Mgmt For For
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Raymond T. Odierno Mgmt For For
1J. Election of Director: George Paz Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of Independent Accountants. Mgmt For For
4. Shareholder Right To Act By Written Shr Against For
Consent.
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 935395485
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Caroline D. Dorsa Mgmt For For
1B. Election of Director: Robert S. Epstein, Mgmt For For
M.D.
1C. Election of Director: Scott Gottlieb, M.D. Mgmt For For
1D. Election of Director: Gary S. Guthart Mgmt For For
1E. Election of Director: Philip W. Schiller Mgmt For For
1F. Election of Director: John W. Thompson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 2, 2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the named executive
officers as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
INGERSOLL RAND INC. Agenda Number: 935424490
--------------------------------------------------------------------------------------------------------------------------
Security: 45687V106
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: IR
ISIN: US45687V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the amendment of Article VI of Mgmt For For
the Amended and Restated Certificate of
Ingersoll Rand Inc., as amended (the
"Certificate of Incorporation"), to
declassify the board of directors and to
provide for the immediate election of all
directors.
2. To approve the amendment of Article V of Mgmt For For
the Certificate of Incorporation to
eliminate the supermajority stockholder
vote required to amend, alter, repeal or
rescind provisions of the Certificate of
Incorporation and to make a corresponding
change to the title of such Article V.
3. To approve the amendment of Article V of Mgmt For For
the Certificate of Incorporation to
eliminate the supermajority stockholder
vote required for stockholders to amend,
alter, repeal or rescind, in whole or in
part, any provision of the Bylaws of the
Company or to adopt any provision
inconsistent therewith.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2021.
5. To approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to our named
executive officers.
6. DIRECTOR
Peter M. Stavros* Mgmt For For
Kirk E. Arnold* Mgmt For For
Elizabeth Centoni* Mgmt For For
William P. Donnelly* Mgmt For For
Gary D. Forsee* Mgmt For For
John Humphrey* Mgmt For For
Marc E. Jones* Mgmt For For
Vicente Reynal* Mgmt For For
Joshua T. Weisenbeck* Mgmt For For
Tony L. White* Mgmt For For
Peter M. Stavros# Mgmt For For
Elizabeth Centoni# Mgmt For For
Gary D. Forsee# Mgmt For For
Tony L. White# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935369012
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick P. Gelsinger Mgmt For For
1B. Election of Director: James J. Goetz Mgmt For For
1C. Election of Director: Alyssa Henry Mgmt For For
1D. Election of Director: Omar Ishrak Mgmt For For
1E. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1F. Election of Director: Tsu-Jae King Liu Mgmt For For
1G. Election of Director: Gregory D. Smith Mgmt For For
1H. Election of Director: Dion J. Weisler Mgmt For For
1I. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. Advisory vote to approve executive Mgmt Against Against
compensation of our listed officers.
4. Stockholder proposal on whether to allow Shr Against For
stockholders to act by written consent, if
properly presented at the meeting.
5. Stockholder proposal requesting a report on Shr Against For
median pay gaps across race and gender, if
properly presented at the meeting.
6. Stockholder proposal requesting a report on Shr Against For
whether written policies or unwritten norms
at the company reinforce racism in company
culture, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 935367397
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term expiring in Mgmt For For
2022: Hon. Sharon Y. Bowen
1B. Election of Director for term expiring in Mgmt For For
2022: Shantella E. Cooper
1C. Election of Director for term expiring in Mgmt For For
2022: Charles R. Crisp
1D. Election of Director for term expiring in Mgmt For For
2022: Duriya M. Farooqui
1E. Election of Director for term expiring in Mgmt For For
2022: The Rt. Hon. the Lord Hague of
Richmond
1F. Election of Director for term expiring in Mgmt For For
2022: Mark F. Mulhern
1G. Election of Director for term expiring in Mgmt For For
2022: Thomas E. Noonan
1H. Election of Director for term expiring in Mgmt For For
2022: Frederic V. Salerno
1I. Election of Director for term expiring in Mgmt For For
2022: Caroline L. Silver
1J. Election of Director for term expiring in Mgmt For For
2022: Jeffrey C. Sprecher
1K. Election of Director for term expiring in Mgmt For For
2022: Judith A. Sprieser
1L. Election of Director for term expiring in Mgmt For For
2022: Vincent Tese
2. To approve, by non-binding vote, the Mgmt For For
advisory resolution on executive
compensation for named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
4. A stockholder proposal regarding adoption Shr For Against
of a simple majority voting standard, if
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 935347460
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig H. Barratt, Mgmt For For
Ph.D.
1B. Election of Director: Joseph C. Beery Mgmt For For
1C. Election of Director: Gary S. Guthart, Mgmt For For
Ph.D.
1D. Election of Director: Amal M. Johnson Mgmt For For
1E. Election of Director: Don R. Kania, Ph.D. Mgmt For For
1F. Election of Director: Amy L. Ladd, M.D. Mgmt For For
1G. Election of Director: Keith R. Leonard, Jr. Mgmt For For
1H. Election of Director: Alan J. Levy, Ph.D. Mgmt For For
1I. Election of Director: Jami Dover Nachtsheim Mgmt For For
1J. Election of Director: Monica P. Reed, M.D. Mgmt For For
1K. Election of Director: Mark J. Rubash Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. The ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. To approve the Company's Amended and Mgmt For For
Restated 2010 Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 935364959
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bruce D. Broussard Mgmt For For
1b. Election of Director: Alexander M. Cutler Mgmt For For
1c. Election of Director: H. James Dallas Mgmt For For
1d. Election of Director: Elizabeth R. Gile Mgmt For For
1e. Election of Director: Ruth Ann M. Gillis Mgmt For For
1f. Election of Director: Christopher M. Gorman Mgmt For For
1g. Election of Director: Robin N. Hayes Mgmt For For
1h. Election of Director: Carlton L. Highsmith Mgmt For For
1i. Election of Director: Richard J. Hipple Mgmt For For
1j. Election of Director: Devina A. Rankin Mgmt For For
1k. Election of Director: Barbara R. Snyder Mgmt For For
1l. Election of Director: Todd J. Vasos Mgmt For For
1m. Election of Director: David K. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor.
3. Advisory approval of executive Mgmt For For
compensation.
4. Approval of KeyCorp Second Amended and Mgmt For For
Restated Discounted Stock Purchase Plan.
5. Management proposal to reduce the ownership Mgmt For For
threshold to call a special shareholder
meeting.
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 935343272
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John W. Culver Mgmt For For
1B. Election of Director: Robert W. Decherd Mgmt For For
1C. Election of Director: Michael D. Hsu Mgmt For For
1D. Election of Director: Mae C. Jemison, M.D. Mgmt For For
1E. Election of Director: S. Todd Maclin Mgmt For For
1F. Election of Director: Sherilyn S. McCoy Mgmt For For
1G. Election of Director: Christa S. Quarles Mgmt For For
1H. Election of Director: Ian C. Read Mgmt For For
1I. Election of Director: Dunia A. Shive Mgmt For For
1J. Election of Director: Mark T. Smucker Mgmt For For
1K. Election of Director: Michael D. White Mgmt For For
2. Ratification of Auditor. Mgmt For For
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Approval of 2021 Equity Participation Plan. Mgmt For For
5. Approval of 2021 Outside Directors' Mgmt For For
Compensation Plan.
6. Reduce Ownership Threshold required to call Mgmt For For
a Special Meeting of Stockholders.
7. Stockholder Proposal Regarding Right to Act Shr Against For
by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 935365420
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term Mgmt For For
expiring in 2022: Richard D. Kinder
1B. Election of Director for a one year term Mgmt For For
expiring in 2022: Steven J. Kean
1C. Election of Director for a one year term Mgmt For For
expiring in 2022: Kimberly A. Dang
1D. Election of Director for a one year term Mgmt For For
expiring in 2022: Ted A. Gardner
1E. Election of Director for a one year term Mgmt For For
expiring in 2022: Anthony W. Hall, Jr.
1F. Election of Director for a one year term Mgmt For For
expiring in 2022: Gary L. Hultquist
1G. Election of Director for a one year term Mgmt For For
expiring in 2022: Ronald L. Kuehn, Jr.
1H. Election of Director for a one year term Mgmt For For
expiring in 2022: Deborah A. Macdonald
1I. Election of Director for a one year term Mgmt For For
expiring in 2022: Michael C. Morgan
1J. Election of Director for a one year term Mgmt For For
expiring in 2022: Arthur C. Reichstetter
1K. Election of Director for a one year term Mgmt Against Against
expiring in 2022: C. Park Shaper
1L. Election of Director for a one year term Mgmt For For
expiring in 2022: William A. Smith
1M. Election of Director for a one year term Mgmt For For
expiring in 2022: Joel V. Staff
1N. Election of Director for a one year term Mgmt For For
expiring in 2022: Robert F. Vagt
1O. Election of Director for a one year term Mgmt For For
expiring in 2022: Perry M. Waughtal
2. Approval of the Kinder Morgan, Inc. 2021 Mgmt For For
Amended and Restated Stock Incentive Plan.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC. Agenda Number: 935355582
--------------------------------------------------------------------------------------------------------------------------
Security: 525327102
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: LDOS
ISIN: US5253271028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory R. Dahlberg Mgmt For For
1B. Election of Director: David G. Fubini Mgmt For For
1C. Election of Director: Miriam E. John Mgmt For For
1D. Election of Director: Frank Kendall III Mgmt For For
1E. Election of Director: Robert C. Kovarik, Mgmt For For
Jr.
1F. Election of Director: Harry M.J. Kraemer, Mgmt For For
Jr.
1G. Election of Director: Roger A. Krone Mgmt For For
1H. Election of Director: Gary S. May Mgmt For For
1I. Election of Director: Surya N. Mohapatra Mgmt For For
1J. Election of Director: Robert S. Shapard Mgmt For For
1K. Election of Director: Susan M. Stalnecker Mgmt For For
1L. Election of Director: Noel B. Williams Mgmt For For
2. Approve, by an advisory vote, executive Mgmt For For
compensation.
3. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935387729
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Daniel J. Heinrich Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Mary Beth West Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2021.
4. Shareholder proposal regarding amending the Shr Against For
Company's proxy access bylaw to remove
shareholder aggregation limits.
--------------------------------------------------------------------------------------------------------------------------
LYFT, INC. Agenda Number: 935416518
--------------------------------------------------------------------------------------------------------------------------
Security: 55087P104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: LYFT
ISIN: US55087P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Zimmer Mgmt For For
Valerie Jarrett Mgmt For For
David Lawee Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. A stockholder proposal regarding a report Shr Against For
disclosing certain lobbying expenditures
and activities, if properly presented at
the meeting.
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 935432815
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jacques Aigrain Mgmt For For
1B. Election of Director: Lincoln Benet Mgmt For For
1C. Election of Director: Jagjeet (Jeet) Bindra Mgmt For For
1D. Election of Director: Robin Buchanan Mgmt For For
1E. Election of Director: Anthony (Tony) Chase Mgmt For For
1F. Election of Director: Stephen Cooper Mgmt For For
1G. Election of Director: Nance Dicciani Mgmt For For
1H. Election of Director: Robert (Bob) Dudley Mgmt For For
1I. Election of Director: Claire Farley Mgmt For For
1J. Election of Director: Michael Hanley Mgmt For For
1K. Election of Director: Albert Manifold Mgmt For For
1L. Election of Director: Bhavesh (Bob) Patel Mgmt For For
2. Discharge of Directors from Liability. Mgmt For For
3. Adoption of 2020 Dutch Statutory Annual Mgmt For For
Accounts.
4. Appointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. as the Auditor of our 2021
Dutch Statutory Annual Accounts.
5. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm.
6. Advisory Vote Approving Executive Mgmt For For
Compensation (Say-on-Pay).
7. Authorization to Conduct Share Repurchases. Mgmt For For
8. Cancellation of Shares. Mgmt For For
9. Amendment and Restatement of Long Term Mgmt For For
Incentive Plan.
10. Amendment and Restatement of Employee Stock Mgmt For For
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC. Agenda Number: 935373718
--------------------------------------------------------------------------------------------------------------------------
Security: 559222401
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: MGA
ISIN: CA5592224011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Peter G. Bowie Mgmt For For
1B Election of Director: Mary S. Chan Mgmt For For
1C Election of Director: Hon. V. Peter Harder Mgmt For For
1D Election of Director: Seetarama S. Kotagiri Mgmt For For
(CEO)
1E Election of Director: Dr. Kurt J. Lauk Mgmt For For
1F Election of Director: Robert F. MacLellan Mgmt For For
1G Election of Director: Mary Lou Maher Mgmt For For
1H Election of Director: Cynthia A. Niekamp Mgmt For For
1I Election of Director: William A. Ruh Mgmt For For
1J Election of Director: Dr. Indira V. Mgmt For For
Samarasekera
1K Election of Director: Lisa S. Westlake Mgmt For For
1L Election of Director: William L. Young Mgmt For For
02 Reappointment of Deloitte LLP as the Mgmt For For
independent auditor of the Corporation and
authorization of the Audit Committee to fix
the independent auditor's remuneration.
03 Resolved, on an advisory basis and not to Mgmt For For
diminish the roles and responsibilities of
the Board of Directors, that the
shareholders accept the approach to
executive compensation disclosed in the
accompanying management information
circular/proxy statement.
--------------------------------------------------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC. Agenda Number: 935410491
--------------------------------------------------------------------------------------------------------------------------
Security: 57060D108
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: MKTX
ISIN: US57060D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard M. McVey Mgmt For For
1B. Election of Director: Nancy Altobello Mgmt For For
1C. Election of Director: Steven L. Begleiter Mgmt For For
1D. Election of Director: Stephen P. Casper Mgmt For For
1E. Election of Director: Jane Chwick Mgmt For For
1F. Election of Director: Christopher R. Mgmt For For
Concannon
1G. Election of Director: William F. Cruger Mgmt For For
1H. Election of Director: Kourtney Gibson Mgmt For For
1I. Election of Director: Justin G. Gmelich Mgmt For For
1J. Election of Director: Richard G. Ketchum Mgmt For For
1K. Election of Director: Emily H. Portney Mgmt For For
1L. Election of Director: Richard L. Prager Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the 2021
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 935372817
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony K. Anderson Mgmt For For
1B. Election of Director: Oscar Fanjul Mgmt For For
1C. Election of Director: Daniel S. Glaser Mgmt For For
1D. Election of Director: H. Edward Hanway Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Tamara Ingram Mgmt For For
1G. Election of Director: Jane H. Lute Mgmt For For
1H. Election of Director: Steven A. Mills Mgmt For For
1I. Election of Director: Bruce P. Nolop Mgmt For For
1J. Election of Director: Marc D. Oken Mgmt For For
1K. Election of Director: Morton O. Schapiro Mgmt For For
1L. Election of Director: Lloyd M. Yates Mgmt For For
1M. Election of Director: R. David Yost Mgmt For For
2. Advisory (Nonbinding) Vote to Approve Named Mgmt For For
Executive Officer Compensation.
3. Ratification of Selection of Independent Mgmt For For
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
MASCO CORPORATION Agenda Number: 935383101
--------------------------------------------------------------------------------------------------------------------------
Security: 574599106
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: MAS
ISIN: US5745991068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark R. Alexander Mgmt For For
1B. Election of Director: Marie A. Ffolkes Mgmt For For
1C. Election of Director: John C. Plant Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation paid to the Company's
named executive officers, as disclosed
pursuant to the compensation disclosure
rules of the SEC, including the
Compensation Discussion and Analysis, the
compensation tables and the related
materials disclosed in the Proxy Statement.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for the Company for 2021.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935420644
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ajay Banga Mgmt For For
1B. Election of Director: Merit E. Janow Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Oki Matsumoto Mgmt For For
1H. Election of Director: Michael Miebach Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2021.
4. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006 Long
Term Incentive Plan.
5. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006
Non-Employee Director Equity Compensation
Plan.
6. Approval of amendments to Mastercard's Mgmt For For
Certificate of Incorporation to remove
supermajority voting requirements.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2021.
4. Shareholder proposal concerning a Shr Against For
shareholder right to act by written
consent.
5. Shareholder proposal regarding access to Shr For Against
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC. Agenda Number: 935372374
--------------------------------------------------------------------------------------------------------------------------
Security: 59522J103
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: MAA
ISIN: US59522J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: H. Eric Bolton, Jr. Mgmt For For
1B. Election of Director: Alan B. Graf, Jr. Mgmt For For
1C. Election of Director: Toni Jennings Mgmt For For
1D. Election of Director: Edith Kelly-Green Mgmt For For
1E. Election of Director: James K. Lowder Mgmt For For
1F. Election of Director: Thomas H. Lowder Mgmt For For
1G. Election of Director: Monica McGurk Mgmt For For
1H. Election of Director: Claude B. Nielsen Mgmt For For
1I. Election of Director: Philip W. Norwood Mgmt For For
1J. Election of Director: W. Reid Sanders Mgmt For For
1K. Election of Director: Gary Shorb Mgmt For For
1L. Election of Director: David P. Stockert Mgmt For For
2. Advisory (non-binding) vote to approve the Mgmt For For
compensation of our named executive
officers as disclosed in the proxy
statement.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 935357360
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lewis W.K. Booth Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt For For
1C. Election of Director: Lois D. Juliber Mgmt For For
1D. Election of Director: Peter W. May Mgmt For For
1E. Election of Director: Jorge S. Mesquita Mgmt For For
1F. Election of Director: Jane H. Nielsen Mgmt For For
1G. Election of Director: Fredric G. Reynolds Mgmt For For
1H. Election of Director: Christiana S. Shi Mgmt For For
1I. Election of Director: Patrick T. Siewert Mgmt For For
1J. Election of Director: Michael A. Todman Mgmt For For
1K. Election of Director: Jean-Francois M. L. Mgmt For For
van Boxmeer
1L. Election of Director: Dirk Van de Put Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Independent Registered Public
Accountants for Fiscal Year Ending December
31, 2021.
4. Consider Employee Pay in Setting Chief Shr Against For
Executive Officer Pay.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 935372312
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Elizabeth Corley Mgmt For For
1B. Election of Director: Alistair Darling Mgmt For For
1C. Election of Director: Thomas H. Glocer Mgmt For For
1D. Election of Director: James P. Gorman Mgmt For For
1E. Election of Director: Robert H. Herz Mgmt For For
1F. Election of Director: Nobuyuki Hirano Mgmt For For
1G. Election of Director: Hironori Kamezawa Mgmt For For
1H. Election of Director: Shelley B. Leibowitz Mgmt For For
1I. Election of Director: Stephen J. Luczo Mgmt For For
1J. Election of Director: Jami Miscik Mgmt For For
1K. Election of Director: Dennis M. Nally Mgmt For For
1L. Election of Director: Mary L. Schapiro Mgmt For For
1M. Election of Director: Perry M. Traquina Mgmt For For
1N. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as independent auditor.
3. To approve the compensation of executives Mgmt For For
as disclosed in the proxy statement
(non-binding advisory vote).
4. To approve the amended and restated Equity Mgmt For For
Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 935363274
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for One-Year Term: Mgmt For For
Gregory Q. Brown
1B. Election of Director for One-Year Term: Mgmt For For
Kenneth D. Denman
1C. Election of Director for One-Year Term: Mgmt Against Against
Egon P. Durban
1D. Election of Director for One-Year Term: Mgmt For For
Clayton M. Jones
1E. Election of Director for One-Year Term: Mgmt For For
Judy C. Lewent
1F. Election of Director for One-Year Term: Mgmt For For
Gregory K. Mondre
1G. Election of Director for One-Year Term: Mgmt For For
Joseph M. Tucci
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for 2021.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935406252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt Abstain Against
until the 2024 Annual Meeting: Richard N.
Barton
1B. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Rodolphe
Belmer
1C. Election of Class I Director to hold office Mgmt Abstain Against
until the 2024 Annual Meeting: Bradford L.
Smith
1D. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Anne M.
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the Company's Mgmt For For
executive officer compensation.
4. Stockholder proposal entitled, "Proposal 4 Shr For Against
- Political Disclosures," if properly
presented at the meeting.
5. Stockholder proposal entitled, "Proposal 5 Shr For Against
- Simple Majority Vote," if properly
presented at the meeting.
6. Stockholder proposal entitled, "Stockholder Shr Against For
Proposal to Improve the Executive
Compensation Philosophy," if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NEWMONT CORPORATION Agenda Number: 935348183
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Awuah. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1B. Election of Director: Gregory Boyce. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1C. Election of Director: Bruce Brook. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1D. Election of Director: Maura Clark. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1E. Election of Director: Matthew Coon Come. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1F. Election of Director: Jose Manuel Madero. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1G. Election of Director: Rene Medori. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1H. Election of Director: Jane Nelson. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1I. Election of Director: Thomas Palmer. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1J. Election of Director: Julio Quintana. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1K. Election of Director: Susan Story. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify Appointment of Independent Mgmt For For
Registered Public Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 935378201
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: James L. Camaren Mgmt For For
1C. Election of Director: Kenneth B. Dunn Mgmt For For
1D. Election of Director: Naren K. Gursahaney Mgmt For For
1E. Election of Director: Kirk S. Hachigian Mgmt For For
1F. Election of Director: Amy B. Lane Mgmt For For
1G. Election of Director: David L. Porges Mgmt For For
1H. Election of Director: James L. Robo Mgmt For For
1I. Election of Director: Rudy E. Schupp Mgmt For For
1J. Election of Director: John L. Skolds Mgmt For For
1K. Election of Director: Lynn M. Utter Mgmt For For
1L. Election of Director: Darryl L. Wilson Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy's independent
registered public accounting firm for 2021.
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy's compensation of its named
executive officers as disclosed in the
proxy statement.
4. Approval of the NextEra Energy, Inc. 2021 Mgmt For For
Long Term Incentive Plan.
5. A proposal entitled "Right to Act by Shr Against For
Written Consent" to request action by
written consent of shareholders.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 935363046
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas D. Bell, Jr. Mgmt For For
1b. Election of Director: Mitchell E. Daniels, Mgmt For For
Jr.
1c. Election of Director: Marcela E. Donadio Mgmt For For
1d. Election of Director: John C. Huffard, Jr. Mgmt For For
1e. Election of Director: Christopher T. Jones Mgmt For For
1f. Election of Director: Thomas C. Kelleher Mgmt For For
1g. Election of Director: Steven F. Leer Mgmt For For
1h. Election of Director: Michael D. Lockhart Mgmt For For
1i. Election of Director: Amy E. Miles Mgmt For For
1j. Election of Director: Claude Mongeau Mgmt For For
1k. Election of Director: Jennifer F. Scanlon Mgmt For For
1l. Election of Director: James A. Squires Mgmt For For
1m. Election of Director: John R. Thompson Mgmt For For
2. Ratification of the appointment of KPMG Mgmt For For
LLP, independent registered public
accounting firm, as Norfolk Southern's
independent auditors for the year ending
December 31, 2021.
3. Approval of the advisory resolution on Mgmt For For
executive compensation, as disclosed in the
proxy statement for the 2021 Annual Meeting
of Shareholders.
4. Proposal regarding revisions to ownership Shr Against For
requirements for proxy access.
5. Proposal regarding a report on lobbying Shr For Against
activity alignment with Paris Climate
Agreement.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 935386018
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathy J. Warden Mgmt For For
1B. Election of Director: David P. Abney Mgmt For For
1C. Election of Director: Marianne C. Brown Mgmt For For
1D. Election of Director: Donald E. Felsinger Mgmt For For
1E. Election of Director: Ann M. Fudge Mgmt For For
1F. Election of Director: William H. Hernandez Mgmt For For
1G. Election of Director: Madeleine A. Kleiner Mgmt For For
1H. Election of Director: Karl J. Krapek Mgmt For For
1I. Election of Director: Gary Roughead Mgmt For For
1J. Election of Director: Thomas M. Schoewe Mgmt For For
1K. Election of Director: James S. Turley Mgmt For For
1L. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2021.
4. Shareholder proposal that the Company Shr Against For
assess and report on potential human rights
impacts that could result from governments'
use of the Company's products and services,
including in conflict-affected areas.
5. Shareholder proposal to move to a 10% Shr Against For
ownership threshold for shareholders to
request action by written consent.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 935428335
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the 2020 Statutory Annual Mgmt For For
Accounts.
2. Discharge of the members of the Board for Mgmt For For
their responsibilities in the financial
year ended December 31, 2020
3A. Re-appoint Kurt Sievers as executive Mgmt For For
director
3B. Re-appoint Sir Peter Bonfield as Mgmt For For
non-executive director
3C. Appoint Annette Clayton as non-executive Mgmt For For
director
3D. Appoint Anthony Foxx as non-executive Mgmt For For
director
3E. Re-appoint Kenneth A. Goldman as Mgmt Against Against
non-executive director
3F. Re-appoint Josef Kaeser as non-executive Mgmt For For
director
3G. Re-appoint Lena Olving as non-executive Mgmt For For
director
3H. Re-appoint Peter Smitham as non-executive Mgmt For For
director
3I. Re-appoint Julie Southern as non-executive Mgmt For For
director
3J. Re-appoint Jasmin Staiblin as non-executive Mgmt For For
director
3K. Re-appoint Gregory Summe as non-executive Mgmt For For
director
3L. Re-appoint Karl-Henrik Sundstrom as Mgmt For For
non-executive director
4. Authorization of the Board to issue Mgmt For For
ordinary shares of the Company and grant
rights to acquire ordinary shares
5. Authorization of the Board to restrict or Mgmt For For
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights.
6. Authorization of the Board to repurchase Mgmt For For
ordinary shares
7. Authorization of the Board to cancel Mgmt For For
ordinary shares held or to be acquired by
the Company
8. Approval of the amended remuneration of the Mgmt For For
non-executive members of the Board
9. Non-binding, advisory approval of the Named Mgmt For For
Executive Officers' compensation
--------------------------------------------------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC. Agenda Number: 935362121
--------------------------------------------------------------------------------------------------------------------------
Security: 67103H107
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: ORLY
ISIN: US67103H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David O'Reilly Mgmt For For
1B. Election of Director: Larry O'Reilly Mgmt For For
1C. Election of Director: Greg Henslee Mgmt For For
1D. Election of Director: Jay D. Burchfield Mgmt For For
1E. Election of Director: Thomas T. Hendrickson Mgmt For For
1F. Election of Director: John R. Murphy Mgmt For For
1G. Election of Director: Dana M. Perlman Mgmt For For
1H. Election of Director: Maria A. Sastre Mgmt For For
1I. Election of Director: Andrea M. Weiss Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP, as independent auditors for the
fiscal year ending December 31, 2021.
4. Shareholder proposal entitled "Improve Our Shr Against For
Catch-22 Proxy Access."
--------------------------------------------------------------------------------------------------------------------------
OTIS WORLDWIDE CORPORATION Agenda Number: 935346127
--------------------------------------------------------------------------------------------------------------------------
Security: 68902V107
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: OTIS
ISIN: US68902V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey H. Black Mgmt For For
1B. Election of Director: Kathy Hopinkah Hannan Mgmt For For
1C. Election of Director: Shailesh G. Jejurikar Mgmt For For
1D. Election of Director: Christopher J. Mgmt For For
Kearney
1E. Election of Director: Judith F. Marks Mgmt For For
1F. Election of Director: Harold W. McGraw III Mgmt For For
1G. Election of Director: Margaret M. V. Mgmt For For
Preston
1H. Election of Director: Shelley Stewart, Jr. Mgmt For For
1I. Election of Director: John H. Walker Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Advisory Vote on Frequency of Advisory Vote Mgmt 1 Year For
to Approve Executive Compensation.
4. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2021.
--------------------------------------------------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA Agenda Number: 935356382
--------------------------------------------------------------------------------------------------------------------------
Security: 695156109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: PKG
ISIN: US6951561090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl K. Beebe Mgmt For For
1B. Election of Director: Duane C. Farrington Mgmt For For
1C. Election of Director: Donna A. Harman Mgmt For For
1D. Election of Director: Mark W. Kowlzan Mgmt For For
1E. Election of Director: Robert C. Lyons Mgmt For For
1F. Election of Director: Thomas P. Maurer Mgmt For For
1G. Election of Director: Samuel M. Mencoff Mgmt For For
1H. Election of Director: Roger B. Porter Mgmt For For
1I. Election of Director: Thomas S. Souleles Mgmt For For
1J. Election of Director: Paul T. Stecko Mgmt For For
1K. Election of Director: James D. Woodrum Mgmt For For
2. Proposal to ratify appointment of KPMG LLP Mgmt For For
as our auditors.
3. Proposal to approve our executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
4. Stockholder proposal - Stockholder right to Shr Against For
act by written consent.
5. Stockholder Proposal - Assessing Inclusion Shr Against For
in the Workplace.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 935359112
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brant Bonin Bough Mgmt For For
1B. Election of Director: Andre Calantzopoulos Mgmt For For
1C. Election of Director: Michel Combes Mgmt For For
1D. Election of Director: Juan Jose Daboub Mgmt For For
1E. Election of Director: Werner Geissler Mgmt For For
1F. Election of Director: Lisa A. Hook Mgmt Against Against
1G. Election of Director: Jun Makihara Mgmt For For
1H. Election of Director: Kalpana Morparia Mgmt For For
1I. Election of Director: Lucio A. Noto Mgmt For For
1J. Election of Director: Jacek Olczak Mgmt For For
1K. Election of Director: Frederik Paulsen Mgmt For For
1L. Election of Director: Robert B. Polet Mgmt For For
1M. Election of Director: Shlomo Yanai Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For
Compensation.
3. Ratification of the Selection of Mgmt For For
Independent Auditors.
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 935362133
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of office Mgmt Against Against
expiring at the 2024 annual meeting of
shareholder: Julie L. Bushman
1B. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting of
shareholder: Lisa A. Davis
2. Management proposal for the annual election Mgmt For For
of directors.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2021.
4. Advisory vote to approve our executive Mgmt For For
compensation.
5. Shareholder proposal regarding greenhouse Shr Against For
gas emissions targets.
6. Shareholder proposal regarding report on Shr For Against
climate lobbying.
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935392883
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: A.R. Alameddine Mgmt For For
1B. Election of Director: Edison C. Buchanan Mgmt For For
1C. Election of Director: Matt Gallagher Mgmt For For
1D. Election of Director: Phillip A. Gobe Mgmt For For
1E. Election of Director: Larry R. Grillot Mgmt For For
1F. Election of Director: Stacy P. Methvin Mgmt For For
1G. Election of Director: Royce W. Mitchell Mgmt For For
1H. Election of Director: Frank A. Risch Mgmt For For
1I. Election of Director: Scott D. Sheffield Mgmt For For
1J. Election of Director: J. Kenneth Thompson Mgmt For For
1K. Election of Director: Phoebe A. Wood Mgmt For For
1L. Election of Director: Michael D. Wortley Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2021.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS, INC. Agenda Number: 935354299
--------------------------------------------------------------------------------------------------------------------------
Security: 74340W103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: PLD
ISIN: US74340W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hamid R. Moghadam Mgmt For For
1B. Election of Director: Cristina G. Bita Mgmt For For
1C. Election of Director: George L. Fotiades Mgmt Against Against
1D. Election of Director: Lydia H. Kennard Mgmt For For
1E. Election of Director: Irving F. Lyons III Mgmt For For
1F. Election of Director: Avid Modjtabai Mgmt For For
1G. Election of Director: David P. O'Connor Mgmt For For
1H. Election of Director: Olivier Piani Mgmt For For
1I. Election of Director: Jeffrey L. Skelton Mgmt For For
1J. Election of Director: Carl B. Webb Mgmt For For
1K. Election of Director: William D. Zollars Mgmt For For
2. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation for 2020.
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as the Company's Independent Registered
Public Accounting Firm for the Year 2021.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 935369163
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas J. Baltimore, Mgmt For For
Jr.
1b. Election of Director: Gilbert F. Casellas Mgmt For For
1c. Election of Director: Robert M. Falzon Mgmt For For
1d. Election of Director: Martina Hund-Mejean Mgmt For For
1e. Election of Director: Wendy Jones Mgmt For For
1f. Election of Director: Karl J. Krapek Mgmt For For
1g. Election of Director: Peter R. Lighte Mgmt For For
1h. Election of Director: Charles F. Lowrey Mgmt For For
1i. Election of Director: George Paz Mgmt For For
1j. Election of Director: Sandra Pianalto Mgmt For For
1k. Election of Director: Christine A. Poon Mgmt For For
1l. Election of Director: Douglas A. Scovanner Mgmt For For
1m. Election of Director: Michael A. Todman Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of the Prudential Financial, Inc. Mgmt For For
2021 Omnibus Incentive Plan.
5. Shareholder proposal regarding an Shr Against For
Independent Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES Agenda Number: 935347218
--------------------------------------------------------------------------------------------------------------------------
Security: 75513E101
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: RTX
ISIN: US75513E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tracy A. Atkinson Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Thomas A. Kennedy Mgmt For For
1D. Election of Director: Marshall O. Larsen Mgmt For For
1E. Election of Director: George R. Oliver Mgmt For For
1F. Election of Director: Robert K. (Kelly) Mgmt For For
Ortberg
1G. Election of Director: Margaret L. Mgmt For For
O'Sullivan
1H. Election of Director: Dinesh C. Paliwal Mgmt For For
1I. Election of Director: Ellen M. Pawlikowski Mgmt For For
1J. Election of Director: Denise L. Ramos Mgmt For For
1K. Election of Director: Fredric G. Reynolds Mgmt For For
1L. Election of Director: Brian C. Rogers Mgmt For For
1M. Election of Director: James A. Winnefeld, Mgmt For For
Jr.
1N. Election of Director: Robert O. Work Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2021.
4. Approve Raytheon Technologies Corporation Mgmt For For
Executive Annual Incentive Plan.
5. Approve Amendment to the Raytheon Mgmt For For
Technologies Corporation 2018 Long-Term
Incentive Plan.
6. Shareowner Proposal to Amend Proxy Access Shr Against For
Bylaw.
--------------------------------------------------------------------------------------------------------------------------
REALTY INCOME CORPORATION Agenda Number: 935362929
--------------------------------------------------------------------------------------------------------------------------
Security: 756109104
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: O
ISIN: US7561091049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting: Kathleen R. Allen
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting: A. Larry Chapman
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting: Reginald H. Gilyard
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting: Priya Cherian Huskins
1E. Election of Director to serve until the Mgmt For For
2022 annual meeting: Gerardo I. Lopez
1F. Election of Director to serve until the Mgmt For For
2022 annual meeting: Michael D. McKee
1G. Election of Director to serve until the Mgmt For For
2022 annual meeting: Gregory T. McLaughlin
1H. Election of Director to serve until the Mgmt For For
2022 annual meeting: Ronald L. Merriman
1I. Election of Director to serve until the Mgmt For For
2022 annual meeting: Sumit Roy
2. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. A non-binding advisory proposal to approve Mgmt For For
the compensation of our named executive
officers as described in the Proxy
Statement.
4. The approval of the Realty Income Mgmt For For
Corporation 2021 Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935414627
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, Mgmt For For
M.D.
1B. Election of Director: Arthur F. Ryan Mgmt For For
1C. Election of Director: George L. Sing Mgmt For For
1D. Election of Director: Marc Tessier-Lavigne, Mgmt Against Against
Ph.D.
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD. Agenda Number: 935411215
--------------------------------------------------------------------------------------------------------------------------
Security: V7780T103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: RCL
ISIN: LR0008862868
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John F. Brock Mgmt For For
1B. Election of Director: Richard D. Fain Mgmt For For
1C. Election of Director: Stephen R. Howe, Jr. Mgmt For For
1D. Election of Director: William L. Kimsey Mgmt For For
1E. Election of Director: Amy McPherson Mgmt For For
1F. Election of Director: Maritza G. Montiel Mgmt For For
1G. Election of Director: Ann S. Moore Mgmt For For
1H. Election of Director: Eyal M. Ofer Mgmt For For
1I. Election of Director: William K. Reilly Mgmt For For
1J. Election of Director: Vagn O. Sorensen Mgmt Against Against
1K. Election of Director: Donald Thompson Mgmt For For
1L. Election of Director: Arne Alexander Mgmt For For
Wilhelmsen
2. Advisory approval of the Company's Mgmt For For
compensation of its named executive
officers.
3. Approval of the amendment to the Company's Mgmt For For
1994 Employee Stock Purchase Plan.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
5. The shareholder proposal regarding Shr For Against
political contributions disclosure.
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935381462
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marco Alvera Mgmt For For
1b. Election of Director: William J. Amelio Mgmt For For
1c. Election of Director: William D. Green Mgmt For For
1d. Election of Director: Stephanie C. Hill Mgmt For For
1e. Election of Director: Rebecca Jacoby Mgmt For For
1f. Election of Director: Monique F. Leroux Mgmt For For
1g. Election of Director: Ian P. Livingston Mgmt For For
1h. Election of Director: Maria R. Morris Mgmt For For
1i. Election of Director: Douglas L. Peterson Mgmt For For
1j. Election of Director: Edward B. Rust, Jr. Mgmt For For
1k. Election of Director: Kurt L. Schmoke Mgmt For For
1l. Election of Director: Richard E. Thornburgh Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
executive compensation program for the
Company's named executive officers.
3. Ratify the selection of Ernst & Young LLP Mgmt For For
as our independent auditor for 2021.
4. Approve, on an advisory basis, the Mgmt For For
Company's Greenhouse Gas (GHG) Emissions
Reduction Plan.
5. Shareholder proposal to transition to a Shr Against For
Public Benefit Corporation.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935416811
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan to increase the
number of shares reserved for issuance.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
4. An advisory vote to approve the fiscal 2021 Mgmt For For
compensation of our named executive
officers.
5. A stockholder proposal requesting that the Shr Against For
Board of Directors take steps necessary to
transition Salesforce to a Public Benefit
Corporation, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 935342028
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Special
Meeting Date: 14-Apr-2021
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Scheme, as described in the Mgmt For For
proxy statement, in its original form or
with or subject to any modification,
addition or condition approved or imposed
by the Irish Court, and the directors of
Seagate be authorized to take all such
action as they consider necessary or
appropriate for carrying the Scheme of
Arrangement into effect.
2. Amend the articles of association of Mgmt For For
Seagate, which are part of the Seagate
Constitution, referred to as the
"Articles", by adding a new Article 194, so
that the Seagate Ordinary Shares that are
issued on or after the Voting Record Time
will either be subject to the terms of the
Scheme or will be immediately and
automatically acquired by Holdings for the
Scheme Consideration.
3. Approve, on an advisory, non-binding basis, Mgmt For For
the reduction of the share premium of
Holdings resulting from a capitalisation of
the merger reserve arising in its books of
account as a result of the consummation of
the Scheme in order to create distributable
reserves in Holdings.
4. Approve any motion by the chair of the EGM Mgmt For For
to adjourn the EGM, or any adjournments
thereof, to another time and place if
necessary or appropriate to solicit
additional proxies if there are
insufficient votes at the time of the EGM
to approve proposals 1 and 2.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 935342030
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M111
Meeting Type: Special
Meeting Date: 14-Apr-2021
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Scheme, as described in the Mgmt For For
proxy statement, in its original form or
with or subject to any modification,
addition or condition approved or imposed
by the Irish Court.
--------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 935366460
--------------------------------------------------------------------------------------------------------------------------
Security: 816851109
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: SRE
ISIN: US8168511090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan L. Boeckmann Mgmt For For
1B. Election of Director: Andres Conesa Mgmt For For
1C. Election of Director: Maria Contreras-Sweet Mgmt For For
1D. Election of Director: Pablo A. Ferrero Mgmt For For
1E. Election of Director: William D. Jones Mgmt For For
1F. Election of Director: Jeffrey W. Martin Mgmt For For
1G. Election of Director: Bethany J. Mayer Mgmt For For
1H. Election of Director: Michael N. Mears Mgmt For For
1I. Election of Director: Jack T. Taylor Mgmt For For
1J. Election of Director: Cynthia L. Walker Mgmt For For
1K. Election of Director: Cynthia J. Warner Mgmt For For
1L. Election of Director: James C. Yardley Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Approval of Our Executive Mgmt For For
Compensation.
4. Shareholder Proposal Requesting an Shr Against For
Amendment to Our Proxy Access Bylaw to
Eliminate the Shareholder Nominating Group
Limit.
5. Shareholder Proposal Requesting a Report on Shr For Against
Alignment of Our Lobbying Activities with
the Paris Agreement.
--------------------------------------------------------------------------------------------------------------------------
SNAP-ON INCORPORATED Agenda Number: 935351332
--------------------------------------------------------------------------------------------------------------------------
Security: 833034101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: SNA
ISIN: US8330341012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David C. Adams Mgmt For For
1B. Election of Director: Karen L. Daniel Mgmt For For
1C. Election of Director: Ruth Ann M. Gillis Mgmt For For
1D. Election of Director: James P. Holden Mgmt For For
1E. Election of Director: Nathan J. Jones Mgmt For For
1F. Election of Director: Henry W. Knueppel Mgmt For For
1G. Election of Director: W. Dudley Lehman Mgmt For For
1H. Election of Director: Nicholas T. Pinchuk Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Donald J. Stebbins Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as Snap-on
Incorporated's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve the compensation Mgmt For For
of Snap-on Incorporated's named executive
officers, as disclosed in "Compensation
Discussion and Analysis" and "Executive
Compensation Information" in the Proxy
Statement.
4. Proposal to amend and restate the Snap-on Mgmt For For
Incorporated 2011 Incentive Stock and
Awards Plan.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 935392744
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: LUV
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David W. Biegler Mgmt For For
1B. Election of Director: J. Veronica Biggins Mgmt For For
1C. Election of Director: Douglas H. Brooks Mgmt For For
1D. Election of Director: William H. Cunningham Mgmt For For
1E. Election of Director: John G. Denison Mgmt For For
1F. Election of Director: Thomas W. Gilligan Mgmt For For
1G. Election of Director: Gary C. Kelly Mgmt For For
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Nancy B. Loeffler Mgmt For For
1J. Election of Director: John T. Montford Mgmt For For
1K. Election of Director: Ron Ricks Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of the Company's named executive officers.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2021.
4. Advisory vote on shareholder proposal to Shr Against For
permit shareholder action by written
consent.
5. Advisory vote on shareholder proposal to Shr For Against
permit shareholder removal of directors
without cause.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC. Agenda Number: 935369125
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrea J. Ayers Mgmt For For
1B. Election of Director: George W. Buckley Mgmt For For
1C. Election of Director: Patrick D. Campbell Mgmt For For
1D. Election of Director: Carlos M. Cardoso Mgmt For For
1E. Election of Director: Robert B. Coutts Mgmt For For
1F. Election of Director: Debra A. Crew Mgmt For For
1G. Election of Director: Michael D. Hankin Mgmt For For
1H. Election of Director: James M. Loree Mgmt For For
1I. Election of Director: Jane M. Palmieri Mgmt For For
1J. Election of Director: Mojdeh Poul Mgmt For For
1K. Election of Director: Dmitri L. Stockton Mgmt For For
1L. Election of Director: Irving Tan Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To approve the selection of Ernst & Young Mgmt For For
LLP as the Company's independent auditors
for the Company's 2021 fiscal year.
4. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to allow
shareholders to act by written consent.
5. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to
eliminate supermajority vote provisions
applicable to the Company under the
Connecticut Business Corporation Act.
6. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to
eliminate supermajority vote provisions of
capital stock related to approval of
business combinations with interested
shareholders and clarify when no
shareholder vote is required.
7. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to adopt a
majority voting standard in an uncontested
election of Directors.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 935380408
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: P. de Saint-Aignan Mgmt For For
1B. Election of Director: M. Chandoha Mgmt For For
1C. Election of Director: A. Fawcett Mgmt For For
1D. Election of Director: W. Freda Mgmt For For
1E. Election of Director: S. Mathew Mgmt For For
1F. Election of Director: W. Meaney Mgmt For For
1G. Election of Director: R. O'Hanley Mgmt For For
1H. Election of Director: S. O'Sullivan Mgmt For For
1I. Election of Director: J. Portalatin Mgmt For For
1J. Election of Director: J. Rhea Mgmt For For
1K. Election of Director: R. Sergel Mgmt For For
1L. Election of Director: G. Summe Mgmt For For
2. To approve an advisory proposal on Mgmt For For
executive compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as State Street's independent
registered public accounting firm for the
year ending December 31, 2021.
4. Shareholder proposal requesting that the Shr Against For
board oversee a racial equity audit.
--------------------------------------------------------------------------------------------------------------------------
SUN COMMUNITIES, INC. Agenda Number: 935379049
--------------------------------------------------------------------------------------------------------------------------
Security: 866674104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: SUI
ISIN: US8666741041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Gary A. Shiffman
1B. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Tonya Allen
1C. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Meghan G. Baivier
1D. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Stephanie W. Bergeron
1E. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Brian M. Hermelin
1F. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Ronald A. Klein
1G. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Clunet R. Lewis
1H. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Arthur A. Weiss
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. To ratify the selection of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
T-MOBILE US, INC. Agenda Number: 935400921
--------------------------------------------------------------------------------------------------------------------------
Security: 872590104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: TMUS
ISIN: US8725901040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marcelo Claure Mgmt Withheld Against
Srikant M. Datar Mgmt For For
Bavan M. Holloway Mgmt For For
Timotheus Hottges Mgmt Withheld Against
Christian P. Illek Mgmt Withheld Against
Raphael Kubler Mgmt Withheld Against
Thorsten Langheim Mgmt Withheld Against
Dominique Leroy Mgmt Withheld Against
G. Michael Sievert Mgmt For For
Teresa A. Taylor Mgmt For For
Omar Tazi Mgmt Withheld Against
Kelvin R. Westbrook Mgmt Withheld Against
Michael Wilkens Mgmt Withheld Against
2. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for Fiscal Year 2021.
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 935357586
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark S. Bartlett Mgmt For For
1B. Election of Director: Mary K. Bush Mgmt For For
1C. Election of Director: Dina Dublon Mgmt For For
1D. Election of Director: Dr. Freeman A. Mgmt For For
Hrabowski, III
1E. Election of Director: Robert F. MacLellan Mgmt For For
1F. Election of Director: Olympia J. Snowe Mgmt For For
1G. Election of Director: Robert J. Stevens Mgmt For For
1H. Election of Director: William J. Stromberg Mgmt For For
1I. Election of Director: Richard R. Verma Mgmt For For
1J. Election of Director: Sandra S. Wijnberg Mgmt For For
1K. Election of Director: Alan D. Wilson Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation paid by the Company to its
Named Executive Officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for 2021.
4. Stockholder proposal for a report on voting Shr Against For
by our funds and portfolios on matters
related to climate change.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935412635
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Robert L. Edwards Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Donald R. Knauss Mgmt For For
1G. Election of Director: Christine A. Leahy Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
1K. Election of Director: Kenneth L. Salazar Mgmt For For
1L. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt For For
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt For For
basis, our executive compensation (Say on
Pay).
4. Shareholder proposal to amend the proxy Shr Against For
access bylaw to remove the shareholder
group limit.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 935387402
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald E. Brown Mgmt For For
1B. Election of Director: Kermit R. Crawford Mgmt For For
1C. Election of Director: Michael L. Eskew Mgmt For For
1D. Election of Director: Richard T. Hume Mgmt For For
1E. Election of Director: Margaret M. Keane Mgmt For For
1F. Election of Director: Siddharth N. Mehta Mgmt For For
1G. Election of Director: Jacques P. Perold Mgmt For For
1H. Election of Director: Andrea Redmond Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Judith A. Sprieser Mgmt For For
1K. Election of Director: Perry M. Traquina Mgmt For For
1L. Election of Director: Thomas J. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executives.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Allstate's independent
registered public accountant for 2021.
4. Shareholder proposal to amend proxy access. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935349351
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Drew G. Faust Mgmt For For
1C. Election of Director: Mark A. Flaherty Mgmt For For
1D. Election of Director: Ellen J. Kullman Mgmt For For
1E. Election of Director: Lakshmi N. Mittal Mgmt For For
1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1G. Election of Director: Peter Oppenheimer Mgmt For For
1H. Election of Director: David M. Solomon Mgmt For For
1I. Election of Director: Jan E. Tighe Mgmt For For
1J. Election of Director: Jessica R. Uhl Mgmt For For
1K. Election of Director: David A. Viniar Mgmt For For
1L. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation (Say on Pay).
3. Approval of The Goldman Sachs Amended and Mgmt For For
Restated Stock Incentive Plan (2021).
4. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm for 2021.
5. Shareholder Proposal Regarding Shareholder Shr Against For
Right to Act by Written Consent.
6. Shareholder Proposal Regarding a Report on Shr For Against
the Effects of the Use of Mandatory
Arbitration.
7. Shareholder Proposal Regarding Conversion Shr Against For
to a Public Benefit Corporation.
8. Shareholder Proposal Regarding a Racial Shr Against For
Equity Audit
--------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 935369264
--------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: HIG
ISIN: US4165151048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert B. Allardice, Mgmt For For
III
1B. Election of Director: Larry D. De Shon Mgmt For For
1C. Election of Director: Carlos Dominguez Mgmt For For
1D. Election of Director: Trevor Fetter Mgmt For For
1E. Election of Director: Donna James Mgmt For For
1F. Election of Director: Kathryn A. Mikells Mgmt For For
1G. Election of Director: Michael G. Morris Mgmt For For
1H. Election of Director: Teresa W. Roseborough Mgmt For For
1I. Election of Director: Virginia P. Mgmt For For
Ruesterholz
1J. Election of Director: Christopher J. Swift Mgmt For For
1K. Election of Director: Matthew E. Winter Mgmt For For
1L. Election of Director: Greig Woodring Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2021.
3. Management proposal to approve, on a Mgmt For For
non-binding advisory basis, the
compensation of the Company's named
executive officers as disclosed in the
Company's proxy statement.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935365874
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG Mgmt For For
LLP.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay").
4. Shareholder Proposal Regarding Amendment of Shr Against For
Shareholder Written Consent Right.
5. Shareholder Proposal Regarding Political Shr Against For
Contributions Congruency Analysis.
6. Shareholder Proposal Regarding Report on Shr Against For
Prison Labor in the Supply Chain.
--------------------------------------------------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC. Agenda Number: 935395372
--------------------------------------------------------------------------------------------------------------------------
Security: 460690100
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: IPG
ISIN: US4606901001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jocelyn Carter-Miller Mgmt For For
1B. Election of Director: Mary J. Steele Mgmt For For
Guilfoile
1C. Election of Director: Dawn Hudson Mgmt For For
1D. Election of Director: Philippe Krakowsky Mgmt For For
1E. Election of Director: Jonathan F. Miller Mgmt For For
1F. Election of Director: Patrick Q. Moore Mgmt For For
1G. Election of Director: Michael I. Roth Mgmt For For
1H. Election of Director: Linda S. Sanford Mgmt For For
1I. Election of Director: David M. Thomas Mgmt For For
1J. Election of Director: E. Lee Wyatt Jr. Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Interpublic's
independent registered public accounting
firm for the year 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder proposal entitled "Special Shr Against For
Stockholder Meetings."
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 935432889
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nora A. Aufreiter Mgmt For For
1B. Election of Director: Kevin M. Brown Mgmt For For
1C. Election of Director: Anne Gates Mgmt For For
1D. Election of Director: Karen M. Hoguet Mgmt For For
1E. Election of Director: W. Rodney McMullen Mgmt For For
1F. Election of Director: Clyde R. Moore Mgmt For For
1G. Election of Director: Ronald L. Sargent Mgmt For For
1H. Election of Director: J. Amanda Sourry Knox Mgmt For For
1I. Election of Director: Mark S. Sutton Mgmt For For
1J. Election of Director: Ashok Vemuri Mgmt For For
2. Approval, on an advisory basis, of Kroger's Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP, Mgmt For For
as auditors.
4. A shareholder proposal, if properly Shr For Against
presented, to issue a report assessing the
environmental impacts of using unrecyclable
packaging for private label brands.
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 935369050
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: PGR
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Philip Bleser Mgmt For For
1B. Election of Director: Stuart B. Burgdoerfer Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Charles A. Davis Mgmt For For
1E. Election of Director: Roger N. Farah Mgmt For For
1F. Election of Director: Lawton W. Fitt Mgmt For For
1G. Election of Director: Susan Patricia Mgmt For For
Griffith
1H. Election of Director: Devin C. Johnson Mgmt For For
1I. Election of Director: Jeffrey D. Kelly Mgmt For For
1J. Election of Director: Barbara R. Snyder Mgmt For For
1K. Election of Director: Jan E. Tighe Mgmt For For
1L. Election of Director: Kahina Van Dyke Mgmt For For
2. Cast an advisory vote to approve our Mgmt For For
executive compensation program.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935414831
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Jose B. Alvarez Mgmt For For
1C. Election of Director: Alan M. Bennett Mgmt For For
1D. Election of Director: Rosemary T. Berkery Mgmt For For
1E. Election of Director: David T. Ching Mgmt For For
1F. Election of Director: C. Kim Goodwin Mgmt For For
1G. Election of Director: Ernie Herrman Mgmt For For
1H. Election of Director: Michael F. Hines Mgmt For For
1I. Election of Director: Amy B. Lane Mgmt For For
1J. Election of Director: Carol Meyrowitz Mgmt For For
1K. Election of Director: Jackwyn L. Nemerov Mgmt For For
1L. Election of Director: John F. O'Brien Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2022.
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on-pay vote).
4. Shareholder proposal for a report on animal Shr Against For
welfare.
5. Shareholder proposal for setting target Shr Against For
amounts for CEO compensation.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 935351572
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan S. Armstrong Mgmt For For
1B. Election of Director: Stephen W. Bergstrom Mgmt For For
1C. Election of Director: Nancy K. Buese Mgmt For For
1D. Election of Director: Stephen I. Chazen Mgmt For For
1E. Election of Director: Charles I. Cogut Mgmt For For
1F. Election of Director: Michael A. Creel Mgmt For For
1G. Election of Director: Stacey H. Dore Mgmt For For
1H. Election of Director: Vicki L. Fuller Mgmt For For
1I. Election of Director: Peter A. Ragauss Mgmt For For
1J. Election of Director: Rose M. Robeson Mgmt For For
1K. Election of Director: Scott D. Sheffield Mgmt For For
1L. Election of Director: Murray D. Smith Mgmt For For
1M. Election of Director: William H. Spence Mgmt For For
2. Approval, by nonbinding advisory vote, of Mgmt For For
the Company's executive compensation.
3. Ratification of Ernst & Young LLP as Mgmt For For
independent auditors for 2021.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935375736
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: R. Alexandra Keith Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: James C. Mullen Mgmt For For
1I. Election of Director: Lars R. Sorensen Mgmt For For
1J. Election of Director: Debora L. Spar Mgmt For For
1K. Election of Director: Scott M. Sperling Mgmt For For
1L. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2021.
4. A shareholder Proposal regarding special Shr For Against
Shareholder Meetings.
--------------------------------------------------------------------------------------------------------------------------
TRANE TECHNOLOGIES PLC Agenda Number: 935408927
--------------------------------------------------------------------------------------------------------------------------
Security: G8994E103
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: TT
ISIN: IE00BK9ZQ967
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kirk E. Arnold Mgmt For For
1B. Election of Director: Ann C. Berzin Mgmt For For
1C. Election of Director: John Bruton Mgmt For For
1D. Election of Director: Jared L. Cohon Mgmt For For
1E. Election of Director: Gary D. Forsee Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Michael W. Lamach Mgmt For For
1H. Election of Director: Myles P. Lee Mgmt For For
1I. Election of Director: April Miller Boise Mgmt For For
1J. Election of Director: Karen B. Peetz Mgmt For For
1K. Election of Director: John P. Surma Mgmt For For
1L. Election of Director: Tony L. White Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the appointment of independent Mgmt For For
auditors of the Company and authorization
of the Audit Committee of the Board of
Directors to set the auditors'
remuneration.
4. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares.
5. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares for cash
without first offering shares to existing
shareholders. (Special Resolution)
6. Determination of the price range at which Mgmt For For
the Company can re-allot shares that it
holds as treasury shares. (Special
Resolution)
--------------------------------------------------------------------------------------------------------------------------
UDR, INC. Agenda Number: 935387476
--------------------------------------------------------------------------------------------------------------------------
Security: 902653104
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: UDR
ISIN: US9026531049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Katherine A. Mgmt For For
Cattanach
1B. Election of Director: Jon A. Grove Mgmt For For
1C. Election of Director: Mary Ann King Mgmt For For
1D. Election of Director: James D. Klingbeil Mgmt For For
1E. Election of Director: Clint D. McDonnough Mgmt For For
1F. Election of Director: Robert A. McNamara Mgmt For For
1G. Election of Director: Diane M. Morefield Mgmt For For
1H. Election of Director: Mark R. Patterson Mgmt For For
1I. Election of Director: Thomas W. Toomey Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP to serve as independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. To approve the Amended and Restated 1999 Mgmt For For
Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 935364947
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew H. Card Jr. Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: David B. Dillon Mgmt For For
1D. Election of Director: Lance M. Fritz Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Jane H. Lute Mgmt For For
1G. Election of Director: Michael R. McCarthy Mgmt For For
1H. Election of Director: Thomas F. McLarty III Mgmt For For
1I. Election of Director: Jose H. Villarreal Mgmt For For
1J. Election of Director: Christopher J. Mgmt For For
Williams
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
2021.
3. An advisory vote to approve executive Mgmt For For
compensation ("Say on Pay").
4. Adoption of the Union Pacific Corporation Mgmt For For
2021 Stock Incentive Plan.
5. Adoption of the Union Pacific Corporation Mgmt For For
2021 Employee Stock Purchase Plan.
6. Shareholder proposal requesting an EEO-1 Shr For Against
Report Disclosure, if properly presented at
the Annual Meeting.
7. Shareholder proposal requesting an Annual Shr For Against
Diversity and Inclusion Efforts Report, if
properly presented at the Annual Meeting.
8. Shareholder proposal requesting an Annual Shr Against For
Emissions Reduction Plan & annual advisory
vote on Emissions Reduction Plan, if
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
1I. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2021.
4. Approval of an amendment to the Mgmt For For
UnitedHealth Group 1993 Employee Stock
Purchase Plan.
5. If properly presented at the 2021 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting a reduction of the share
ownership threshold for calling a special
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
VENTAS, INC. Agenda Number: 935387440
--------------------------------------------------------------------------------------------------------------------------
Security: 92276F100
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: VTR
ISIN: US92276F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Melody C. Barnes Mgmt For For
1B. Election of Director: Debra A. Cafaro Mgmt For For
1C. Election of Director: Jay M. Gellert Mgmt For For
1D. Election of Director: Matthew J. Lustig Mgmt For For
1E. Election of Director: Roxanne M. Martino Mgmt For For
1F. Election of Director: Marguerite M. Nader Mgmt For For
1G. Election of Director: Sean P. Nolan Mgmt For For
1H. Election of Director: Walter C. Rakowich Mgmt For For
1I. Election of Director: Robert D. Reed Mgmt For For
1J. Election of Director: James D. Shelton Mgmt For For
1K. Election of Director: Maurice S. Smith Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the selection of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS, INC. Agenda Number: 935377475
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VRSK
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel G. Liss Mgmt For For
1B. Election of Director: Bruce E. Hansen Mgmt For For
1C. Election of Director: Therese M. Vaughan Mgmt For For
1D. Election of Director: Kathleen A. Hogenson Mgmt For For
2. To approve executive compensation on an Mgmt For For
advisory, non-binding basis.
3. To approve the 2021 Equity Incentive Plan. Mgmt For For
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent auditor for
the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935364846
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Roxanne S. Austin Mgmt For For
1c. Election of Director: Mark T. Bertolini Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2 Advisory Vote to Approve Executive Mgmt For For
Compensation
3 Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4 Shareholder Action by Written Consent Shr Against For
5 Amend Clawback Policy Shr Against For
6 Shareholder Ratification of Annual Equity Shr Against For
Awards
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935383959
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sangeeta Bhatia Mgmt For For
1B. Election of Director: Lloyd Carney Mgmt For For
1C. Election of Director: Alan Garber Mgmt For For
1D. Election of Director: Terrence Kearney Mgmt For For
1E. Election of Director: Reshma Kewalramani Mgmt For For
1F. Election of Director: Yuchun Lee Mgmt For For
1G. Election of Director: Jeffrey Leiden Mgmt For For
1H. Election of Director: Margaret McGlynn Mgmt For For
1I. Election of Director: Diana McKenzie Mgmt For For
1J. Election of Director: Bruce Sachs Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent Registered Public Accounting
firm for the year ending December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal, if properly presented Shr Against For
at the meeting, regarding a report on
lobbying activities.
5. Shareholder proposal, if properly presented Shr Against For
at the meeting, regarding a report on
political spending.
--------------------------------------------------------------------------------------------------------------------------
VOYA FINANCIAL, INC. Agenda Number: 935387438
--------------------------------------------------------------------------------------------------------------------------
Security: 929089100
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: VOYA
ISIN: US9290891004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Yvette S. Butler Mgmt For For
1B. Election of Director: Jane P. Chwick Mgmt For For
1C. Election of Director: Kathleen DeRose Mgmt For For
1D. Election of Director: Ruth Ann M. Gillis Mgmt For For
1E. Election of Director: Aylwin B. Lewis Mgmt For For
1F. Election of Director: Rodney O. Martin, Jr. Mgmt For For
1G. Election of Director: Byron H. Pollitt, Jr. Mgmt For For
1H. Election of Director: Joseph V. Tripodi Mgmt For For
1I. Election of Director: David Zwiener Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation paid to the named
executive officers, as disclosed and
discussed in the Proxy Statement.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for
fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
WATERS CORPORATION Agenda Number: 935361888
--------------------------------------------------------------------------------------------------------------------------
Security: 941848103
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: WAT
ISIN: US9418481035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a term of Mgmt For For
one year: Udit Batra
1.2 Election of Director to serve for a term of Mgmt For For
one year: Linda Baddour
1.3 Election of Director to serve for a term of Mgmt For For
one year: Michael J. Berendt
1.4 Election of Director to serve for a term of Mgmt For For
one year: Edward Conard
1.5 Election of Director to serve for a term of Mgmt For For
one year: Gary E. Hendrickson
1.6 Election of Director to serve for a term of Mgmt For For
one year: Pearl S. Huang
1.7 Election of Director to serve for a term of Mgmt For For
one year: Christopher A. Kuebler
1.8 Election of Director to serve for a term of Mgmt For For
one year: Flemming Ornskov
1.9 Election of Director to serve for a term of Mgmt For For
one year: Thomas P. Salice
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for the fiscal year ending December
31, 2021.
3. To approve, by non-binding vote, named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935410477
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: WDAY
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aneel Bhusri Mgmt For For
Ann-Marie Campbell Mgmt For For
David A. Duffield Mgmt For For
Lee J. Styslinger III Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Workday's independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as disclosed in the Proxy
Statement.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes
concerning the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda Number: 935380321
--------------------------------------------------------------------------------------------------------------------------
Security: 98389B100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: XEL
ISIN: US98389B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lynn Casey Mgmt For For
1B. Election of Director: Ben Fowke Mgmt For For
1C. Election of Director: Robert Frenzel Mgmt For For
1D. Election of Director: Netha Johnson Mgmt For For
1E. Election of Director: Patricia Kampling Mgmt For For
1F. Election of Director: George Kehl Mgmt For For
1G. Election of Director: Richard O'Brien Mgmt For For
1H. Election of Director: Charles Pardee Mgmt For For
1I. Election of Director: Christopher Mgmt For For
Policinski
1J. Election of Director: James Prokopanko Mgmt For For
1K. Election of Director: David Westerlund Mgmt For For
1L. Election of Director: Kim Williams Mgmt For For
1M. Election of Director: Timothy Wolf Mgmt For For
1N. Election of Director: Daniel Yohannes Mgmt For For
2. Company proposal to approve, on an advisory Mgmt For For
basis, executive compensation.
3. Company proposal to ratify the appointment Mgmt For For
of Deloitte & Touche LLP as Xcel Energy
Inc.'s independent registered public
accounting firm for 2021.
4. Shareholder proposal regarding a report on Shr Against For
the costs and benefits of Xcel Energy's
voluntary climate-related activities.
--------------------------------------------------------------------------------------------------------------------------
YUM! BRANDS, INC. Agenda Number: 935373198
--------------------------------------------------------------------------------------------------------------------------
Security: 988498101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: YUM
ISIN: US9884981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paget L. Alves Mgmt For For
1B. Election of Director: Keith Barr Mgmt For For
1C. Election of Director: Christopher M. Connor Mgmt For For
1D. Election of Director: Brian C. Cornell Mgmt For For
1E. Election of Director: Tanya L. Domier Mgmt For For
1F. Election of Director: David W. Gibbs Mgmt For For
1G. Election of Director: Mirian M. Mgmt For For
Graddick-Weir
1H. Election of Director: Lauren R. Hobart Mgmt For For
1I. Election of Director: Thomas C. Nelson Mgmt For For
1J. Election of Director: P. Justin Skala Mgmt For For
1K. Election of Director: Elane B. Stock Mgmt For For
1L. Election of Director: Annie Young-Scrivner Mgmt For For
2. Ratification of Independent Auditors. Mgmt For For
3. Advisory Vote on Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC. Agenda Number: 935362892
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ZBH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher B. Begley Mgmt For For
1B. Election of Director: Betsy J. Bernard Mgmt For For
1C. Election of Director: Michael J. Farrell Mgmt For For
1D. Election of Director: Robert A. Hagemann Mgmt For For
1E. Election of Director: Bryan C. Hanson Mgmt For For
1F. Election of Director: Arthur J. Higgins Mgmt For For
1G. Election of Director: Maria Teresa Hilado Mgmt For For
1H. Election of Director: Syed Jafry Mgmt For For
1I. Election of Director: Sreelakshmi Kolli Mgmt For For
1J. Election of Director: Michael W. Michelson Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. Approve, on a non-binding advisory basis, Mgmt For For
named executive officer compensation ("Say
on Pay").
4. Approve the amended 2009 Stock Incentive Mgmt For For
Plan.
5. Approve the amended Stock Plan for Mgmt For For
Non-Employee Directors.
6. Approve the amended Deferred Compensation Mgmt For For
Plan for Non-Employee Directors.
7. Approve amendments to our Restated Mgmt For For
Certificate of Incorporation to permit
shareholders to call a special meeting.
JPMorgan Institutional Tax Free Money Market Fund
--------------------------------------------------------------------------------------------------------------------------
NUVEEN AMT FREE QUALITY MUNI INC FD Agenda Number: 935245539
--------------------------------------------------------------------------------------------------------------------------
Security: 670657832
Meeting Type: Annual
Meeting Date: 05-Aug-2020
Ticker:
ISIN: US6706578324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
John K. Nelson Mgmt For For
Terence J. Toth Mgmt For For
Robert L. Young Mgmt For For
William C. Hunter Mgmt For For
Albin F. Moschner Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN AMT FREE QUALITY MUNI INC FD Agenda Number: 935245539
--------------------------------------------------------------------------------------------------------------------------
Security: 670657865
Meeting Type: Annual
Meeting Date: 05-Aug-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
John K. Nelson Mgmt For For
Terence J. Toth Mgmt For For
Robert L. Young Mgmt For For
William C. Hunter Mgmt For For
Albin F. Moschner Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN AMT FREE QUALITY MUNI INC FD Agenda Number: 935293679
--------------------------------------------------------------------------------------------------------------------------
Security: 670657832
Meeting Type: Special
Meeting Date: 07-Dec-2020
Ticker:
ISIN: US6706578324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an Agreement and Plan of Mgmt For For
Reorganization pursuant to which Nuveen
Michigan Quality Municipal Income Fund (the
"Target Fund") would (i) transfer
substantially all of its assets to Nuveen
AMT-Free Quality Municipal Income Fund (the
"Acquiring Fund"), (ii) distribute such
newly issued shares of the Acquiring Fund
to the common shareholders and preferred
shareholders of the Target Fund, and (iii)
liquidate, dissolve and terminate in
accordance with applicable law.
--------------------------------------------------------------------------------------------------------------------------
NUVEEN AMT FREE QUALITY MUNI INC FD Agenda Number: 935293679
--------------------------------------------------------------------------------------------------------------------------
Security: 670657857
Meeting Type: Special
Meeting Date: 07-Dec-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an Agreement and Plan of Mgmt For For
Reorganization pursuant to which Nuveen
Michigan Quality Municipal Income Fund (the
"Target Fund") would (i) transfer
substantially all of its assets to Nuveen
AMT-Free Quality Municipal Income Fund (the
"Acquiring Fund"), (ii) distribute such
newly issued shares of the Acquiring Fund
to the common shareholders and preferred
shareholders of the Target Fund, and (iii)
liquidate, dissolve and terminate in
accordance with applicable law.
--------------------------------------------------------------------------------------------------------------------------
NUVEEN AMT FREE QUALITY MUNI INC FD Agenda Number: 935293679
--------------------------------------------------------------------------------------------------------------------------
Security: 670657865
Meeting Type: Special
Meeting Date: 07-Dec-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an Agreement and Plan of Mgmt For For
Reorganization pursuant to which Nuveen
Michigan Quality Municipal Income Fund (the
"Target Fund") would (i) transfer
substantially all of its assets to Nuveen
AMT-Free Quality Municipal Income Fund (the
"Acquiring Fund"), (ii) distribute such
newly issued shares of the Acquiring Fund
to the common shareholders and preferred
shareholders of the Target Fund, and (iii)
liquidate, dissolve and terminate in
accordance with applicable law.
--------------------------------------------------------------------------------------------------------------------------
NUVEEN AMT-FREE MUNICIPAL CREDIT INC FD Agenda Number: 935245539
--------------------------------------------------------------------------------------------------------------------------
Security: 67071L700
Meeting Type: Annual
Meeting Date: 05-Aug-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
John K. Nelson Mgmt For For
Terence J. Toth Mgmt For For
Robert L. Young Mgmt For For
William C. Hunter Mgmt For For
Albin F. Moschner Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN AMT-FREE MUNICIPAL CREDIT INC FD Agenda Number: 935245539
--------------------------------------------------------------------------------------------------------------------------
Security: 67071L841
Meeting Type: Annual
Meeting Date: 05-Aug-2020
Ticker:
ISIN: US67071L8413
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
John K. Nelson Mgmt For For
Terence J. Toth Mgmt For For
Robert L. Young Mgmt For For
William C. Hunter Mgmt For For
Albin F. Moschner Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN AMT-FREE MUNICIPAL CREDIT INC FD Agenda Number: 935245539
--------------------------------------------------------------------------------------------------------------------------
Security: 67071L858
Meeting Type: Annual
Meeting Date: 05-Aug-2020
Ticker:
ISIN: US67071L8587
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
John K. Nelson Mgmt For For
Terence J. Toth Mgmt For For
Robert L. Young Mgmt For For
William C. Hunter Mgmt For For
Albin F. Moschner Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN NY AMT-FREE QUALITY MUNI INC FD Agenda Number: 935245539
--------------------------------------------------------------------------------------------------------------------------
Security: 670656602
Meeting Type: Annual
Meeting Date: 05-Aug-2020
Ticker:
ISIN: US6706566022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
John K. Nelson Mgmt For For
Terence J. Toth Mgmt For For
Robert L. Young Mgmt For For
William C. Hunter Mgmt For For
Albin F. Moschner Mgmt For For
JPMorgan International Equity Plus Fund
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG Agenda Number: 712830808
--------------------------------------------------------------------------------------------------------------------------
Security: D0066B185
Meeting Type: AGM
Meeting Date: 11-Aug-2020
Ticker:
ISIN: DE000A1EWWW0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORTS: PRESENTATION OF THE
FINANCIAL STATEMENTS AND ANNUAL REPORT FOR
THE 2019 FINANCIAL YEAR WITH THE REPORT OF
THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL REPORT AS WELL
AS THE PROPOSAL OF THE BOARD OF MDS ON THE
APPROPRIATION OF THE DISTRIBUTABLE PROFIT
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE
PROFIT OF EUR 828,030,120.54 SHALL BE
APPROPRIATED AS FOLLOWS: THE ENTIRE AMOUNT
SHALL BE CARRIED FORWARD
3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
5 RESOLUTION ON AN AMENDMENT TO SECTION 20 OF Mgmt For For
THE ARTICLES OF ASSOCIATION: SECTION 20 A
NEW PARAGRAPH 4 SHALL BE ADDED TO ALLOW
ELECTRONIC PARTICIPATION IN THE
SHAREHOLDERS' MEETING
6 ELECTION OF CHRISTIAN KLEIN TO THE Mgmt For For
SUPERVISORY BOARD
7 APPOINTMENT OF AUDITORS: THE FOLLOWING Mgmt For For
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2020 FINANCIAL
YEAR: KPMG AG, BERLINKFURT TIME ON AUGUST
3, 2020
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG Agenda Number: 713728701
--------------------------------------------------------------------------------------------------------------------------
Security: D0066B185
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: DE000A1EWWW0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.00 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 ELECT JACKIE JOYNER-KERSEE TO THE Mgmt For For
SUPERVISORY BOARD
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 AMEND ARTICLES RE: INFORMATION FOR Mgmt For For
REGISTRATION IN THE SHARE REGISTER
9 APPROVE CREATION OF EUR 50 MILLION POOL OF Mgmt For For
CAPITAL WITH PREEMPTIVE RIGHTS
10 APPROVE CREATION OF EUR 20 MILLION POOL OF Mgmt For For
CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
11 CANCEL AUTHORIZED CAPITAL 2016 Mgmt For For
12 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
13 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For
REPURCHASING SHARES
14 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD Agenda Number: 713839073
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040800938.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040800946.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY, THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF 100.30 HONG Mgmt For For
KONG CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2020
3 TO RE-ELECT MR. LEE YUAN SIONG AS EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. CHUNG-KONG CHOW AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO RE-ELECT MR. JOHN BARRIE HARRISON AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO RE-ELECT PROFESSOR LAWRENCE JUEN-YEE LAU Mgmt For For
AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
7 TO RE-ELECT MR. CESAR VELASQUEZ PURISIMA AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
8 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
ITS REMUNERATION
9.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY, NOT EXCEEDING 10 PER
CENT OF THE NUMBER OF SHARES OF THE COMPANY
IN ISSUE AS AT THE DATE OF THIS RESOLUTION,
AND THE DISCOUNT FOR ANY SHARES TO BE
ISSUED SHALL NOT EXCEED 10 PER CENT TO THE
BENCHMARKED PRICE
9.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY, NOT
EXCEEDING 10 PER CENT OF THE NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
AIN HOLDINGS INC. Agenda Number: 712915454
--------------------------------------------------------------------------------------------------------------------------
Security: J00602102
Meeting Type: AGM
Meeting Date: 30-Jul-2020
Ticker:
ISIN: JP3105250009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2.1 Appoint a Director Otani, Kiichi Mgmt For For
2.2 Appoint a Director Sakurai, Masahito Mgmt For For
2.3 Appoint a Director Shudo, Shoichi Mgmt For For
2.4 Appoint a Director Mizushima, Toshihide Mgmt For For
2.5 Appoint a Director Oishi, Miya Mgmt For For
2.6 Appoint a Director Kimei, Rieko Mgmt For For
2.7 Appoint a Director Awaji, Hidehiro Mgmt For For
2.8 Appoint a Director Sakai, Masato Mgmt For For
2.9 Appoint a Director Mori, Ko Mgmt Against Against
2.10 Appoint a Director Hamada, Yasuyuki Mgmt For For
2.11 Appoint a Director Endo, Noriko Mgmt Against Against
2.12 Appoint a Director Ito, Junro Mgmt Against Against
3.1 Appoint a Corporate Auditor Kawamura, Mgmt For For
Koichi
3.2 Appoint a Corporate Auditor Ibayashi, Akira Mgmt Against Against
3.3 Appoint a Corporate Auditor Muramatsu, Mgmt Against Against
Osamu
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE Agenda Number: 713711718
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: DE0008404005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROPRIATION OF NET EARNINGS Mgmt No vote
3 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt No vote
THE BOARD OF MANAGEMENT
4 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt No vote
THE SUPERVISORY BOARD
5 APPROVAL OF THE REMUNERATION SYSTEM FOR Mgmt No vote
MEMBERS OF THE BOARD OF MANAGEMENT OF
ALLIANZ SE
6 APPROVAL OF THE REMUNERATION OF THE MEMBERS Mgmt No vote
OF THE SUPERVISORY BOARD OF ALLIANZ SE AND
CORRESPONDING AMENDMENT OF THE STATUTES
7 AMENDMENT OF THE STATUTES REGARDING THE Mgmt No vote
TERM OF OFFICE OF THE MEMBERS OF THE
SUPERVISORY BOARD
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ALSTOM SA Agenda Number: 712757840
--------------------------------------------------------------------------------------------------------------------------
Security: F0259M475
Meeting Type: MIX
Meeting Date: 08-Jul-2020
Ticker:
ISIN: FR0010220475
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 19 JUN 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202005292002060-65 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202006192002650-74; PLEASE NOTE THAT
THIS IS A REVISION DUE TO ADDITION OF URL
LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS AND OPERATIONS FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2020
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
MARCH 2020
O.3 PROPOSAL FOR THE ALLOCATION OF INCOME FOR Mgmt For For
THE FINANCIAL YEAR ENDED 31 MARCH 2020
O.4 APPROVAL OF A REGULATED AGREEMENT: LETTER Mgmt For For
OF AGREEMENT FROM BOUYGUES SA RELATING TO
THE ACQUISITION OF BOMBARDIER TRANSPORT
O.5 RENEWAL OF THE TERM OF OFFICE OF MR. YANN Mgmt For For
DELABRIERE AS DIRECTOR
O.6 APPOINTMENT OF MR. FRANK MASTIAUX AS Mgmt For For
DIRECTOR
O.7 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER AND THE MEMBERS OF THE
BOARD OF DIRECTORS REFERRED TO IN SECTION I
OF ARTICLE L.225-37-3 OF THE FRENCH
COMMERCIAL CODE
O.8 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING THE FINANCIAL YEAR ENDED 31 MARCH
2020, OR AWARDED FOR THE SAME FINANCIAL
YEAR, TO MR. HENRI POUPART-LAFARGE,
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
O.9 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
O.10 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
O.11 RATIFICATION OF THE CHANGE OF THE NAME OF Mgmt For For
THE MUNICIPALITY WHERE THE REGISTERED
OFFICE IS LOCATED
O.12 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
E.13 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL OF THE COMPANY BY ISSUING
SHARES AND/OR ANY TRANSFERABLE SECURITIES
GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO
THE CAPITAL OF THE COMPANY OR OF ONE OF ITS
SUBSIDIARIES, AND/OR BY CAPITALIZING
PREMIUMS, RESERVES, PROFITS OR OTHER, WITH
RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.14 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
COMPANY'S CAPITAL BY ISSUING SHARES AND/OR
ANY TRANSFERABLE SECURITIES GRANTING
IMMEDIATE AND/OR FUTURE ACCESS TO THE
CAPITAL OF THE COMPANY OR OF ONE OF ITS
SUBSIDIARIES, BY A PUBLIC OFFERING
(EXCLUDING THE OFFERS REFERRED TO IN
ARTICLE L.411-2 1 OF THE FRENCH MONETARY
AND FINANCIAL CODE) WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.15 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
COMPANY'S CAPITAL BY ISSUING SHARES AND ANY
TRANSFERABLE SECURITIES GRANTING IMMEDIATE
AND/OR FUTURE ACCESS TO THE CAPITAL OF THE
COMPANY OR OF ONE OF ITS SUBSIDIARIES, BY
AN OFFERING REFERRED TO IN ARTICLE L.411-2
1 OF THE FRENCH MONETARY AND FINANCIAL
CODE, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.16 DELEGATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES OR ANY
TRANSFERABLE SECURITIES GRANTING IMMEDIATE
AND/OR FUTURE ACCESS TO THE COMPANY'S
CAPITAL AS CONSIDERATION FOR CONTRIBUTIONS
IN KIND CONSISTING OF SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL
E.17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
NUMBER OF SHARES TO BE ISSUED IN THE EVENT
OF A CAPITAL INCREASE WITH RETENTION OR
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.18 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO SET THE ISSUE PRICE, IN THE
EVENT OF A CAPITAL INCREASE WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT BY WAY OF A
PUBLIC OFFER, INCLUDING THE OFFER REFERRED
TO IN ARTICLE L. 411-2 1 OF THE FRENCH
MONETARY AND FINANCIAL CODE, OF EQUITY
SECURITIES TO BE ISSUED IMMEDIATELY OR IN
THE FUTURE WITHIN THE LIMIT OF 10% OF THE
SHARE CAPITAL PER YEAR
E.19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE SHARES AND
TRANSFERABLE SECURITIES OF THE COMPANY
GRANTING ACCESS TO THE COMPANY'S CAPITAL IN
THE EVENT OF A PUBLIC EXCHANGE OFFER
INITIATED BY THE COMPANY, WITH CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES OF THE COMPANY,
FOLLOWING THE ISSUE BY SUBSIDIARIES OF THE
COMPANY OF TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL OF THE COMPANY, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.21 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE TO REDUCE THE SHARE
CAPITAL BY CANCELLING SHARES
E.22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON AN
INCREASE OF THE COMPANY'S SHARE CAPITAL BY
ISSUING SHARES OR TRANSFERABLE SECURITIES
RESERVED FOR MEMBERS OF A COMPANY OR GROUP
SAVINGS PLAN, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE ON AN INCREASE OF THE
COMPANY'S SHARE CAPITAL RESERVED FOR A
CATEGORY OF BENEFICIARIES WITH CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.24 AMENDMENT TO THE BY-LAWS IN ORDER TO Mgmt For For
PROVIDE FOR THE PROCEDURES FOR APPOINTING
DIRECTORS REPRESENTING EMPLOYEES
E.25 AMENDMENT TO THE BY-LAWS IN ORDER TO Mgmt For For
PROVIDE FOR WRITTEN CONSULTATION OF
DIRECTORS
E.26 HARMONIZATION AND DRAFTING ADJUSTMENTS TO Mgmt For For
THE BY-LAWS
E.27 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC Agenda Number: 713664464
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE FINANCIAL STATEMENTS OF THE Mgmt For For
COMPANY AND THE GROUP AND THE REPORTS OF
THE DIRECTORS AND AUDITORS FOR THE YEAR
ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF 72 US CENTS Mgmt For For
PER ORDINARY SHARE, PAYABLE ON 7 MAY 2021
TO THOSE SHAREHOLDERS REGISTERED AT THE
CLOSE OF BUSINESS ON 19 MARCH 2021
3 TO ELECT ELISABETH BRINTON AS A DIRECTOR OF Mgmt For For
THE COMPANY
4 TO ELECT HILARY MAXSON AS A DIRECTOR OF THE Mgmt For For
COMPANY WITH EFFECT FROM 1 JUNE 2021
5 TO RE-ELECT IAN ASHBY AS A DIRECTOR OF THE Mgmt For For
COMPANY
6 TO RE-ELECT MARCELO BASTOS AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT STUART CHAMBERS AS A DIRECTOR Mgmt For For
OF THE COMPANY
8 TO RE-ELECT MARK CUTIFANI AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT BYRON GROTE AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT HIXONIA NYASULU AS A DIRECTOR Mgmt For For
OF THE COMPANY
11 TO RE-ELECT NONKULULEKO NYEMBEZI AS A Mgmt For For
DIRECTOR OF THE COMPANY
12 TO RE-ELECT TONY O'NEILL AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-ELECT STEPHEN PEARCE AS A DIRECTOR OF Mgmt For For
THE COMPANY
14 TO RE-ELECT ANNE STEVENS AS A DIRECTOR OF Mgmt For For
THE COMPANY
15 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY FOR THE ENSUING YEAR
16 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITOR
17 TO APPROVE THE IMPLEMENTATION REPORT Mgmt For For
SECTION OF THE DIRECTORS' REMUNERATION
REPORT SET OUT IN THE INTEGRATED ANNUAL
REPORT FOR THE YEAR ENDED 31 DECEMBER 2020
18 TO RESOLVE THAT THE DIRECTORS BE GENERALLY Mgmt For For
AND UNCONDITIONALLY AUTHORISED PURSUANT TO
AND IN ACCORDANCE WITH SECTION 551 OF THE
COMPANIES ACT 2006 TO EXERCISE ALL THE
POWERS OF THE COMPANY TO ALLOT SHARES IN
THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE
FOR, OR TO CONVERT ANY SECURITY INTO,
SHARES OF THE COMPANY UP TO A NOMINAL VALUE
OF USD 37,448,261.45 MILLION, WHICH
REPRESENTS NOT MORE THAN 5% OF THE TOTAL
ISSUED SHARE CAPITAL OF THE COMPANY AS AT 2
MARCH 2021. THIS AUTHORITY SHALL EXPIRE AT
THE EARLIER OF THE CONCLUSION OF THE ANNUAL
GENERAL MEETING IN 2022 OR AT THE CLOSE OF
BUSINESS ON 30 JUNE 2022 (WHICHEVER IS
EARLIER). SUCH AUTHORITY SHALL BE IN
SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES
PURSUANT TO SECTION 551 OF THE COMPANIES
ACT 2006
19 TO RESOLVE THAT SUBJECT TO THE PASSING OF Mgmt For For
RESOLUTION 18 ABOVE, THE DIRECTORS BE
AUTHORISED TO ALLOT SHARES WHOLLY FOR CASH
PURSUANT TO THE AUTHORITY GRANTED BY
RESOLUTION 18 ABOVE AND TO SELL TREASURY
SHARES WHOLLY FOR CASH, IN EACH CASE - A)
IN CONNECTION WITH A PRE-EMPTIVE OFFER; AND
B) OTHERWISE THAN IN CONNECTION WITH A
PRE-EMPTIVE OFFER, UP TO A NOMINAL VALUE OF
USD 18,724,130.73 MILLION, WHICH REPRESENTS
NO MORE THAN 2.5% OF THE TOTAL ISSUED
ORDINARY SHARE CAPITAL OF THE COMPANY, IN
ISSUE AT 2 MARCH 2021 - AS IF SECTION
561(1) OF THE COMPANIES ACT 2006 DID NOT
APPLY TO ANY SUCH ALLOTMENT. THIS AUTHORITY
SHALL EXPIRE AT THE EARLIER OF THE
CONCLUSION OF THE ANNUAL GENERAL MEETING IN
2022 OR THE CLOSE OF BUSINESS ON 30 JUNE
2022 BUT SO THAT THE COMPANY MAY, BEFORE
SUCH EXPIRY, MAKE OFFERS AND ENTER INTO
AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE
EQUITY SECURITIES TO BE ALLOTTED AND
TREASURY SHARES TO BE SOLD AFTER THE
AUTHORITY GIVEN BY THIS RESOLUTION HAS
EXPIRED AND THE DIRECTORS MAY ALLOT EQUITY
SECURITIES AND SELL TREASURY SHARES UNDER
ANY SUCH OFFER OR AGREEMENT AS IF THE
AUTHORITY HAD NOT EXPIRED. SUCH AUTHORITY
SHALL BE IN SUBSTITUTION FOR ALL PREVIOUS
AUTHORITIES PURSUANT TO SECTION 561 OF THE
COMPANIES ACT 2006
20 TO RESOLVE THAT THE COMPANY BE AND IS Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
FOR THE PURPOSE OF SECTION 701 OF THE
COMPANIES ACT 2006 TO MAKE MARKET PURCHASES
(WITHIN THE MEANING OF SECTION 693 OF THE
COMPANIES ACT 2006) OF ORDINARY SHARES OF
5486/91 US CENTS EACH IN THE CAPITAL OF THE
COMPANY PROVIDED THAT: A) THE MAXIMUM
NUMBER OF ORDINARY SHARES OF 5486/91 US
CENTS EACH IN THE CAPITAL OF THE COMPANY
AUTHORISED TO BE ACQUIRED IS 204,331,400
MILLION; B) THE MINIMUM PRICE WHICH MAY BE
PAID FOR AN ORDINARY SHARE IS 5486/91 US
CENTS, WHICH AMOUNT SHALL BE EXCLUSIVE OF
EXPENSES; C) THE MAXIMUM PRICE WHICH MAY BE
PAID FOR AN ORDINARY SHARE IS AN AMOUNT
(EXCLUSIVE OF EXPENSES) EQUAL TO THE HIGHER
OF (I) 105% OF THE AVERAGE OF THE MIDDLE
MARKET QUOTATION FOR AN ORDINARY SHARE, AS
DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST, FOR THE FIVE BUSINESS
DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH
SUCH ORDINARY SHARE IS CONTRACTED TO BE
PURCHASED; AND (II) THE HIGHER OF THE PRICE
OF THE LAST INDEPENDENT TRADE AND THE
HIGHEST CURRENT BID ON THE TRADING VENUES
WHERE THE PURCHASE IS CARRIED OUT; AND D)
THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE
AT THE CONCLUSION OF THE ANNUAL GENERAL
MEETING OF THE COMPANY TO BE HELD IN 2022
(EXCEPT IN RELATION TO THE PURCHASE OF
ORDINARY SHARES THE CONTRACT FOR WHICH WAS
CONCLUDED BEFORE THE EXPIRY OF SUCH
AUTHORITY AND WHICH MIGHT BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY) UNLESS
SUCH AUTHORITY IS RENEWED PRIOR TO SUCH
TIME
21 TO RESOLVE THAT, WITH EFFECT FROM 23:59 (UK Mgmt For For
TIME) ON THE DAY OF THE ANGLO AMERICAN PLC
2021 ANNUAL GENERAL MEETING, THE ARTICLES
OF ASSOCIATION PRODUCED TO THE MEETING AND
INITIALLED BY THE CHAIRMAN OF THE MEETING
FOR THE PURPOSES OF IDENTIFICATION BE
ADOPTED AS THE ARTICLES OF ASSOCIATION OF
THE COMPANY IN SUBSTITUTION FOR, AND TO THE
EXCLUSION OF, THE EXISTING ARTICLES OF
ASSOCIATION
22 TO RESOLVE THAT A GENERAL MEETING OTHER Mgmt For For
THAN AN ANNUAL GENERAL MEETING MAY BE
CALLED ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC Agenda Number: 713857538
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: CRT
Meeting Date: 05-May-2021
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE SCHEME OF ARRANGEMENT Mgmt For For
CONTAINED IN THE NOTICE OF COURT MEETING
DATED 8 APRIL 2021
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC Agenda Number: 713857526
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: OGM
Meeting Date: 05-May-2021
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE: A) THE REDUCTION OF THE SHARE Mgmt For For
PREMIUM ACCOUNT OF ANGLO AMERICAN PLC BY
USD1,800,000,000 AND THE REPAYMENT OF PART
OF SUCH AMOUNT TO BE SATISFIED BY ANGLO
AMERICAN PLC TRANSFERRING THE ENTIRE ISSUED
SHARE CAPITAL OF THUNGELA RESOURCES LIMITED
TO ANGLO AMERICAN PLC SHAREHOLDERS AT THE
DEMERGER RECORD TIME OF ONE THUNGELO
RESOURCES LIMITED SHARE FOR EVERY TEN ANGLO
AMERICAN PLC SHARES HELD BY THEM; B) THE
AUTHORISCTION OF THE DIRECTORS OF ANGLO
AMERICAN PLC TO TAKE THE NECESSARY ACTIONS
TO CARRY THE SCHEME INTO EFFECT; AND C) THE
AMENDMENTS TO THE ANGLO AMERICAN PLC
ARTICLES OF ASSOCIATION IN CONNECTION WITH
(A) ABOVE AS SET OUT IN THE NOTICE OF ANGLO
AMERICAN PLC GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV Agenda Number: 713687234
--------------------------------------------------------------------------------------------------------------------------
Security: N07059202
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: NL0010273215
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2. OVERVIEW OF THE COMPANY'S BUSINESS, Non-Voting
FINANCIAL SITUATION AND SUSTAINABILITY
3. FINANCIAL STATEMENTS, RESULTS AND DIVIDEND Non-Voting
3.a ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt For For
FOR THE BOARD OF MANAGEMENT AND THE
SUPERVISORY BOARD FOR THE FINANCIAL YEAR
2020
3.b PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY FOR THE FINANCIAL YEAR 2020,
AS PREPARED IN ACCORDANCE WITH DUTCH LAW
3.c CLARIFICATION OF THE COMPANY'S RESERVES AND Non-Voting
DIVIDEND POLICY
3.d PROPOSAL TO ADOPT A DIVIDEND IN RESPECT OF Mgmt For For
THE FINANCIAL YEAR 2020: EUR 2.75 PER SHARE
4 DISCHARGE Non-Voting
4.a PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT FROM LIABILITY FOR
THEIR RESPONSIBILITIES IN THE FINANCIAL
YEAR 2020
4.b PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY FOR THEIR
RESPONSIBILITIES IN THE FINANCIAL YEAR 2020
5. PROPOSAL TO APPROVE THE NUMBER OF SHARES Mgmt For For
FOR THE BOARD OF MANAGEMENT
6. PROPOSAL TO ADOPT CERTAIN ADJUSTMENTS TO Mgmt For For
THE REMUNERATION POLICY FOR THE BOARD OF
MANAGEMENT
7. PROPOSAL TO ADOPT CERTAIN ADJUSTMENTS TO Mgmt For For
THE REMUNERATION POLICY FOR THE SUPERVISORY
BOARD
8. COMPOSITION OF THE BOARD OF MANAGEMENT Non-Voting
9. COMPOSITION OF THE SUPERVISORY BOARD Non-Voting
9.a PROPOSAL TO APPOINT MS. B. CONIX AS A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
9.b COMPOSITION OF THE SUPERVISORY BOARD IN Non-Voting
2022
10. PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. Mgmt For For
AS EXTERNAL AUDITOR FOR THE REPORTING YEAR
2022: KPMG Accountants N.V.
11. PROPOSALS TO AUTHORIZE THE BOARD OF Non-Voting
MANAGEMENT TO ISSUE ORDINARY SHARES OR
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES, AS WELL AS TO RESTRICT OR EXCLUDE
THE PRE-EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS
11.a AUTHORIZATION TO ISSUE ORDINARY SHARES OR Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES UP TO 5% FOR GENERAL PURPOSES
11.b AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For
RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN
CONNECTION WITH AGENDA ITEM 11 A)
11.c AUTHORIZATION TO ISSUE ORDINARY SHARES OR Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES UP TO 5% IN CONNECTION WITH OR ON
THE OCCASION OF MERGERS, ACQUISITIONS
AND/OR (STRATEGIC) ALLIANCES
11.d AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For
RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN
CONNECTION WITH AGENDA ITEM 11 C)
12. PROPOSALS TO AUTHORIZE THE BOARD OF Non-Voting
MANAGEMENT TO REPURCHASE ORDINARY SHARES UP
TO 20% OF THE ISSUED SHARE CAPITAL
12.a AUTHORIZATION TO REPURCHASE ORDINARY SHARES Mgmt For For
UP TO 10% OF THE ISSUED SHARE CAPITAL
12.b AUTHORIZATION TO REPURCHASE ADDITIONAL Mgmt For For
ORDINARY SHARES UP TO 10% OF THE ISSUED
SHARE CAPITAL
13. PROPOSAL TO CANCEL ORDINARY SHARES Mgmt For For
14. ANY OTHER BUSINESS Non-Voting
15. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 30 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 3.D, 10 AND CHANGE IN NUMBERING
OF ALL RESOLUTIONS.. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 30 MAr 2021: Deletion of comment Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ASSA ABLOY AB Agenda Number: 713725337
--------------------------------------------------------------------------------------------------------------------------
Security: W0817X204
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: SE0007100581
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL Non-Voting
MEETING: LARS RENSTROM
2 ELECTION OF TWO PERSONS TO CHECK THE ANNUAL Non-Voting
GENERAL MEETING MINUTES: JOHAN HJERTONSSON
(INVESTMENT AB LATOUR), LISELOTT LEDIN
(ALECTA)
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION OF WHETHER THE ANNUAL GENERAL Non-Voting
MEETING HAS BEEN DULY CONVENED
6 PRESENTATION OF A) THE ANNUAL REPORT AND Non-Voting
THE AUDIT REPORT AS WELL AS THE
CONSOLIDATED ACCOUNTS AND THE AUDIT REPORT
FOR THE GROUP, AND B) THE AUDITOR'S
STATEMENT REGARDING WHETHER THE GUIDELINES
FOR REMUNERATION TO SENIOR EXECUTIVES
ADOPTED ON THE PREVIOUS ANNUAL GENERAL
MEETING HAVE BEEN COMPLIED WITH
7.A RESOLUTION REGARDING ADOPTION OF THE Mgmt For For
STATEMENT OF INCOME AND THE BALANCE SHEET
AS WELL AS THE CONSOLIDATED STATEMENT OF
INCOME AND THE CONSOLIDATED BALANCE SHEET
7.B RESOLUTION REGARDING DISPOSITIONS OF THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE ADOPTED
BALANCE SHEET: SEK 3.90 PER SHARE
7.C.1 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: LARS RENSTROM
(CHAIRMAN OF THE BOARD)
7.C.2 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: CARL DOUGLAS (VICE
CHAIRMAN OF THE BOARD)
7.C.3 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: EVA KARLSSON (BOARD
MEMBER)
7.C.4 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: BIRGITTA KLASEN
(BOARD MEMBER)
7.C.5 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: LENA OLVING (BOARD
MEMBER)
7.C.6 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: SOFIA SCHORLING
HOGBERG (BOARD MEMBER)
7.C.7 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: JAN SVENSSON (BOARD
MEMBER)
7.C.8 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: JOAKIM WEIDEMANIS
(BOARD MEMBER)
7.C.9 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: RUNE HJALM (BOARD
MEMBER, EMPLOYEE REPRESENTATIVE)
7.C10 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: MATS PERSSON (BOARD
MEMBER, EMPLOYEE REPRESENTATIVE)
7.C11 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: BJARNE JOHANSSON
(DEPUTY BOARD MEMBER, EMPLOYEE
REPRESENTATIVE)
7.C12 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: NADJA WIKSTROM
(DEPUTY BOARD MEMBER, EMPLOYEE
REPRESENTATIVE)
7.C13 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: NICO DELVAUX (CEO)
8 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS: THE NUMBER OF
MEMBERS OF THE BOARD OF DIRECTORS SHALL BE
EIGHT
9.A DETERMINATION OF FEES TO THE BOARD OF Mgmt For For
DIRECTORS
9.B DETERMINATION OF FEES TO THE AUDITOR Mgmt For For
10 ELECTION OF THE BOARD OF DIRECTORS, Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS AND VICE
CHAIRMAN OF THE BOARD OF DIRECTORS:
RE-ELECTION OF LARS RENSTROM, CARL DOUGLAS,
EVA KARLSSON, LENA OLVING, SOFIA SCHORLING
HOGBERG AND JOAKIM WEIDEMANIS AS MEMBERS OF
THE BOARD OF DIRECTORS. BIRGITTA KLASEN AND
JAN SVENSSON HAVE DECLINED RE-ELECTION.
ELECTION OF JOHAN HJERTONSSON AND SUSANNE
PAHLEN AKLUNDH AS NEW MEMBERS OF THE BOARD
OF DIRECTORS. RE-ELECTION OF LARS RENSTROM
AS CHAIRMAN OF THE BOARD OF DIRECTORS AND
CARL DOUGLAS AS VICE CHAIRMAN
11 ELECTION OF AUDITOR: RE-ELECTION OF THE Mgmt For For
REGISTERED AUDIT FIRM ERNST & YOUNG AB AS
AUDITOR FOR THE TIME PERIOD UNTIL THE END
OF THE ANNUAL GENERAL MEETING 2022, IN
ACCORDANCE WITH THE AUDIT COMMITTEE'S
RECOMMENDATION. ERNST & YOUNG AB HAS
NOTIFIED THAT, PROVIDED THAT THE NOMINATION
COMMITTEE'S PROPOSAL IS ADOPTED BY THE
ANNUAL GENERAL MEETING, AUTHORIZED PUBLIC
ACCOUNTANT HAMISH MABON WILL REMAIN
APPOINTED AS AUDITOR IN CHARGE
12 RESOLUTION ON APPROVAL OF THE REMUNERATION Mgmt For For
REPORT
13 RESOLUTION REGARDING AUTHORIZATION TO Mgmt For For
REPURCHASE AND TRANSFER SERIES B SHARES IN
THE COMPANY
14 RESOLUTION REGARDING LONG-TERM INCENTIVE Mgmt Against Against
PROGRAM
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ATLAS COPCO AB Agenda Number: 713277538
--------------------------------------------------------------------------------------------------------------------------
Security: W1R924161
Meeting Type: EGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: SE0011166610
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIR FOR THE MEETING: HANS Non-Voting
STRABERG
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE PERSON, THE ADJUSTER, TO Non-Voting
APPROVE THE MINUTES TOGETHER WITH THE CHAIR
5 DETERMINATION WHETHER THE MEETING HAS BEEN Non-Voting
PROPERLY CONVENED
6 RESOLUTION ON DIVIDEND AND RECORD DATE: AS Mgmt For For
A CONSEQUENCE OF THE UNCERTAINTY CAUSED BY
COVID-19, IT WAS DECIDED AT ATLAS COPCO' S
AGM ON APRIL 23, 2020, ON A DIVIDEND OF SEK
3.50 PER SHARE
7 RESOLUTION ON AMENDMENT OF THE ARTICLES OF Mgmt For For
ASSOCIATION
8 CONCLUSION OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ATLAS COPCO AB Agenda Number: 713724931
--------------------------------------------------------------------------------------------------------------------------
Security: W1R924161
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: SE0011166610
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535275 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1 OPENING OF MEETING; ELECT CHAIRMAN OF Non-Voting
MEETING
2 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
3 APPROVE AGENDA OF MEETING Non-Voting
4 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
6 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
7.A ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
7.B.1 APPROVE DISCHARGE OF STAFFAN BOHMAN Mgmt For For
7.B.2 APPROVE DISCHARGE OF TINA DONIKOWSKI Mgmt For For
7.B.3 APPROVE DISCHARGE OF JOHAN FORSSELL Mgmt For For
7.B.4 APPROVE DISCHARGE OF ANNA OHLSSON-LEIJON Mgmt For For
7.B.5 APPROVE DISCHARGE OF MATS RAHMSTROM Mgmt For For
7.B.6 APPROVE DISCHARGE OF GORDON RISKE Mgmt For For
7.B.7 APPROVE DISCHARGE OF HANS STRABERG Mgmt For For
7.B.8 APPROVE DISCHARGE OF PETER WALLENBERG JR Mgmt For For
7.B.9 APPROVE DISCHARGE OF SABINE NEUSS Mgmt For For
7.B10 APPROVE DISCHARGE OF MIKAEL BERGSTEDT Mgmt For For
7.B11 APPROVE DISCHARGE OF BENNY LARSSON Mgmt For For
7.B12 APPROVE DISCHARGE OF PRESIDENT MATS Mgmt For For
RAHMSTROM
7.C APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF SEK 7.30 PER SHARE
7.D APPROVE RECORD DATE FOR DIVIDEND PAYMENT Mgmt For For
8.A DETERMINE NUMBER OF MEMBERS (8) AND DEPUTY Mgmt For For
MEMBERS OF BOARD (0)
8.B DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY Mgmt For For
AUDITORS (0)
9.A ELECTION OF BOARD MEMBERS Non-Voting
9.A.1 REELECT STAFFAN BOHMAN AS DIRECTOR Mgmt Against Against
9.A.2 REELECT TINA DONIKOWSKI AS DIRECTOR Mgmt For For
9.A.3 REELECT JOHAN FORSSELL AS DIRECTOR Mgmt Against Against
9.A.4 REELECT ANNA OHLSSON-LEIJON AS DIRECTOR Mgmt For For
9.A.5 REELECT MATS RAHMSTROM AS DIRECTOR Mgmt For For
9.A.6 REELECT GORDON RISKE AS DIRECTOR Mgmt For For
9.A.7 REELECT HANS STRABERG AS DIRECTOR Mgmt Against Against
9.A.8 REELECT PETER WALLENBERG JR AS DIRECTOR Mgmt Against Against
9.B REELECT HANS STRABERG AS BOARD CHAIRMAN Mgmt Against Against
9.C RATIFY ERNST & YOUNG AS AUDITORS Mgmt For For
10.A APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF SEK 2.6 MILLION TO CHAIR AND SEK
825,000 TO OTHER DIRECTORS; APPROVE
REMUNERATION FOR COMMITTEE WORK; APPROVE
DELIVERING PART OF REMUNERATION IN FORM OF
SYNTHETIC SHARES
10.B APPROVE REMUNERATION OF AUDITORS Mgmt For For
11.A APPROVE REMUNERATION REPORT Mgmt Against Against
11.B APPROVE STOCK OPTION PLAN 2021 FOR KEY Mgmt For For
EMPLOYEES
12.A ACQUIRE CLASS A SHARES RELATED TO PERSONNEL Mgmt For For
OPTION PLAN FOR 2021
12.B ACQUIRE CLASS A SHARES RELATED TO Mgmt For For
REMUNERATION OF DIRECTORS IN THE FORM OF
SYNTHETIC SHARES
12.C TRANSFER CLASS A SHARES RELATED TO Mgmt For For
PERSONNEL OPTION PLAN FOR 2021
12.D SELL CLASS A SHARES TO COVER COSTS RELATED Mgmt For For
TO SYNTHETIC SHARES TO THE BOARD
12.E SELL CLASS A TO COVER COSTS IN RELATION TO Mgmt For For
THE PERSONNEL OPTION PLANS FOR 2016, 2017
AND 2018
13 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
AXA SA Agenda Number: 713636439
--------------------------------------------------------------------------------------------------------------------------
Security: F06106102
Meeting Type: MIX
Meeting Date: 29-Apr-2021
Ticker:
ISIN: FR0000120628
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 03 MAR 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF UPDATED BALO
LINK AND CHANGE IN NUMBERING FOR ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU AND PLEASE NOTE
THAT IMPORTANT ADDITIONAL MEETING
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103242100647-36.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND AT 1.43 EUROS PER SHARE
4 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt For For
SECTION I OF ARTICLE L.22-10-9 OF THE
FRENCH COMMERCIAL CODE RELATING TO THE
COMPENSATION OF CORPORATE OFFICERS
5 APPROVAL OF THE INDIVIDUAL REMUNERATION OF Mgmt For For
MR. DENIS DUVERNE AS CHAIRMAN OF THE BOARD
OF DIRECTORS
6 APPROVAL OF THE INDIVIDUAL REMUNERATION OF Mgmt Against Against
MR. THOMAS BUBERL AS CHIEF EXECUTIVE
OFFICER
7 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
ADJUSTMENT FOR THE CHIEF EXECUTIVE OFFICER
APPROVED BY THE 2019 AND 2020 GENERAL
MEETINGS
8 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION
II OF ARTICLE L.22-10-8 OF THE FRENCH
COMMERCIAL CODE
9 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS PURSUANT
TO SECTION II OF ARTICLE L.22-10-8 OF THE
FRENCH COMMERCIAL CODE
10 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
DIRECTORS PURSUANT TO SECTION II OF ARTICLE
L.22-10-8 OF THE FRENCH COMMERCIAL CODE
11 THE STATUTORY AUDITORS' SPECIAL REPORT ON Mgmt For For
THE AGREEMENTS REFERRED TO IN ARTICLES
L.225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
12 RENEWAL OF THE TERM OF OFFICE OF MR. RAMON Mgmt For For
DE OLIVEIRA AS DIRECTOR
13 APPOINTMENT OF MR. GUILLAUME FAURY AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MRS. ELAINE
SARSYNSKI
14 APPOINTMENT OF MR. RAMON FERNANDEZ AS Mgmt For For
DIRECTOR
15 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE THE COMPANY'S COMMON
SHARES
16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS OR PREMIUMS
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY OR ONE OF ITS
SUBSIDIARIES, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY OR ONE OF ITS
SUBSIDIARIES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN THE CONTEXT OF PUBLIC OFFERINGS
OTHER THAN THOSE REFERRED TO IN ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE
19 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY OR ONE OF ITS
SUBSIDIARIES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, BY PUBLIC OFFERINGS REFERRED TO IN
PARAGRAPH 1DECREE OF ARTICLE L.411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE
20 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN THE EVENT OF AN ISSUE, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY PUBLIC
OFFERINGS (INCLUDING PUBLIC OFFERINGS
REFERRED TO IN PARAGRAPH 1DECREE OF ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE), TO SET THE ISSUE PRICE IN
ACCORDANCE WITH THE TERMS AND CONDITIONS
SET BY THE GENERAL MEETING, WITHIN THE
LIMIT OF 10% OF THE CAPITAL
21 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY, IN THE EVENT
OF A PUBLIC EXCHANGE OFFER INITIATED BY THE
COMPANY WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY, IN
REMUNERATION FOR CONTRIBUTIONS IN KIND,
WITHIN THE LIMIT OF 10% OF THE SHARE
CAPITAL, EXCEPT IN THE CASE OF A PUBLIC
EXCHANGE OFFER INITIATED BY THE COMPANY
23 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON
SHARES, AS A RESULT OF THE ISSUE BY
SUBSIDIARIES OF THE COMPANY OF TRANSFERABLE
SECURITIES GRANTING ACCESS TO COMMON SHARES
TO BE ISSUED BY THE COMPANY
24 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE, WITH RETENTION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, COMMON SHARES, AS A
RESULT OF THE ISSUE BY SUBSIDIARIES OF THE
COMPANY OF TRANSFERABLE SECURITIES GRANTING
ACCESS TO COMMON SHARES TO BE ISSUED BY THE
COMPANY
25 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL
BY ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO COMMON SHARES
OF THE COMPANY RESERVED FOR MEMBERS OF A
COMPANY SAVINGS PLAN, WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
26 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL
BY ISSUING COMMON SHARES, WITH CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, FOR THE BENEFIT OF A
SPECIFIC CATEGORY OF BENEFICIARIES
27 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO REDUCE THE SHARE
CAPITAL BY CANCELLING COMMON SHARES
28 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BHP GROUP LTD Agenda Number: 713126565
--------------------------------------------------------------------------------------------------------------------------
Security: Q1498M100
Meeting Type: AGM
Meeting Date: 14-Oct-2020
Ticker:
ISIN: AU000000BHP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE 2020 FINANCIAL STATEMENTS Mgmt For For
AND REPORTS FOR BHP
2 TO REAPPOINT ERNST & YOUNG LLP AS THE Mgmt For For
AUDITOR OF BHP GROUP PLC
3 TO AUTHORISE THE RISK AND AUDIT COMMITTEE Mgmt For For
TO AGREE THE REMUNERATION OF THE AUDITOR OF
BHP GROUP PLC
4 TO APPROVE THE GENERAL AUTHORITY TO ISSUE Mgmt For For
SHARES IN BHP GROUP PLC
5 TO APPROVE THE AUTHORITY TO ALLOT EQUITY Mgmt For For
SECURITIES IN BHP GROUP PLC FOR CASH
6 TO AUTHORISE THE REPURCHASE OF SHARES IN Mgmt For For
BHP GROUP PLC
7 TO APPROVE THE 2020 REMUNERATION REPORT Mgmt For For
OTHER THAN THE PART CONTAINING THE
DIRECTORS' REMUNERATION POLICY
8 TO APPROVE THE 2020 REMUNERATION REPORT Mgmt For For
9 TO APPROVE THE GRANT TO THE EXECUTIVE Mgmt For For
DIRECTOR
10 TO APPROVE LEAVING ENTITLEMENTS Mgmt For For
11 TO ELECT XIAOQUN CLEVER AS A DIRECTOR OF Mgmt For For
BHP
12 TO ELECT GARY GOLDBERG AS A DIRECTOR OF BHP Mgmt For For
13 TO ELECT MIKE HENRY AS A DIRECTOR OF BHP Mgmt For For
14 TO ELECT CHRISTINE O'REILLY AS A DIRECTOR Mgmt For For
OF BHP
15 TO ELECT DION WEISLER AS A DIRECTOR OF BHP Mgmt For For
16 TO RE-ELECT TERRY BOWEN AS A DIRECTOR OF Mgmt For For
BHP
17 TO RE-ELECT MALCOLM BROOMHEAD AS A DIRECTOR Mgmt For For
OF BHP
18 TO RE-ELECT IAN COCKERILL AS A DIRECTOR OF Mgmt For For
BHP
19 TO RE-ELECT ANITA FREW AS A DIRECTOR OF BHP Mgmt For For
20 TO RE-ELECT SUSAN KILSBY AS A DIRECTOR OF Mgmt For For
BHP
21 TO RE-ELECT JOHN MOGFORD AS A DIRECTOR OF Mgmt For For
BHP
22 TO RE-ELECT KEN MACKENZIE AS A DIRECTOR OF Mgmt For For
BHP
23 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: TO AMEND THE
CONSTITUTION OF BHP GROUP LIMITED
24 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: TO ADOPT INTERIM
CULTURAL HERITAGE PROTECTION MEASURES
25 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: TO SUSPEND
MEMBERSHIPS OF INDUSTRY ASSOCIATIONS WHERE
COVID-19 RELATED ADVOCACY IS INCONSISTENT
WITH PARIS AGREEMENT GOALS
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 7, 8, 9 AND 10 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA Agenda Number: 713666418
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 18-May-2021
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202102262100347-25 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING FOR RESOLUTIONS 1 TO 21. IF YOU
HAVE ALREADY SENT IN YOUR VOTES TO MID
528360, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020 -
APPROVAL OF THE OVERALL AMOUNT OF THE
EXPENSES AND COSTS REFERRED TO IN ARTICLE
39-4 OF THE FRENCH GENERAL TAX CODE
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND DISTRIBUTION OF
THE DIVIDEND
4 STATUTORY AUDITORS' SPECIAL REPORT ON THE Mgmt For For
AGREEMENTS AND COMMITMENTS REFERRED TO IN
ARTICLES L. 225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
5 AUTHORIZATION FOR BNP PARIBAS TO REPURCHASE Mgmt For For
ITS OWN SHARES
6 RENEWAL OF THE TERM OF OFFICE OF MR. PIERRE Mgmt For For
ANDRE AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MRS. RAJNA Mgmt For For
GIBSON BRANDON AS DIRECTOR
8 APPOINTMENT OF MR. CHRISTIAN NOYER AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MR. DENIS
KESSLER
9 RESOLUTION PROPOSED BY THE SUPERVISORY Mgmt For For
BOARD OF THE "BNP PARIBAS ACTIONNARIAT
MONDE" CORPORATE MUTUAL FUND (FCPE) AND
AGREED BY THE BOARD OF DIRECTORS:
APPOINTMENT OF MRS. JULIETTE BRISAC AS
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
IN ACCORDANCE WITH ARTICLE 7 OF THE
BY-LAWS)
10 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY ATTRIBUTABLE TO DIRECTORS
11 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY ATTRIBUTABLE TO THE CHAIRMAN OF THE
BOARD OF DIRECTORS
12 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY ATTRIBUTABLE TO THE CHIEF EXECUTIVE
OFFICER AND THE DEPUTY CHIEF EXECUTIVE
OFFICERS
13 VOTE ON THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION PAID DURING THE FINANCIAL YEAR
2020 OR ALLOCATED IN RESPECT OF THE SAME
FINANCIAL YEAR TO ALL CORPORATE OFFICERS
14 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED FOR THE SAME FINANCIAL YEAR TO
MR. JEAN LEMIERRE, CHAIRMAN OF THE BOARD OF
DIRECTORS
15 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED FOR THE SAME FINANCIAL YEAR TO
MR. JEAN-LAURENT BONNAFE, CHIEF EXECUTIVE
OFFICER
16 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED FOR THE SAME FINANCIAL YEAR TO
MR. PHILIPPE BORDENAVE, DEPUTY CHIEF
EXECUTIVE OFFICER
17 CONSULTATIVE VOTE ON THE TOTAL COMPENSATION Mgmt For For
PACKAGE OF ANY KIND PAID DURING THE
FINANCIAL YEAR 2020 TO THE ACTUAL MANAGERS
AND CERTAIN CATEGORIES OF PERSONNEL
18 SETTING OF THE ANNUAL AMOUNT OF Mgmt For For
COMPENSATIONS PAID TO THE MEMBERS OF THE
BOARD OF DIRECTORS
19 SETTING OF A CEILING FOR THE VARIABLE Mgmt For For
PORTION OF THE COMPENSATION OF ACTUAL
MANAGERS AND CERTAIN CATEGORIES OF
PERSONNEL
20 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE CAPITAL BY
CANCELLING SHARES
21 POWERS TO CARRY OUT FORMALITIES Mgmt For For
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTION PROPOSED
BY THE SUPERVISORY BOARD OF THE "BNP
PARIBAS ACTIONNARIAT MONDE" CORPORATE
MUTUAL FUND (FCPE) AND NON-AGREED BY THE
BOARD OF DIRECTORS: (APPOINTMENT OF MRS.
ISABELLE CORON AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH
ARTICLE 7 OF THE BY-LAWS)
B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTIONS PROPOSED
BY EMPLOYEE SHAREHOLDERS AND NON-AGREED BY
THE BOARD OF DIRECTORS: (APPOINTMENT OF
MRS. CECILE BESSE AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH
ARTICLE 7 OF THE BY-LAWS)
C PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTIONS PROPOSED
BY EMPLOYEE SHAREHOLDERS AND NON-AGREED BY
THE BOARD OF DIRECTORS: (APPOINTMENT OF
MRS. DOMINIQUE POTIER AS DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS IN
ACCORDANCE WITH ARTICLE 7 OF THE BY-LAWS)
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXY EDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 524609 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BURBERRY GROUP PLC Agenda Number: 712821746
--------------------------------------------------------------------------------------------------------------------------
Security: G1700D105
Meeting Type: AGM
Meeting Date: 15-Jul-2020
Ticker:
ISIN: GB0031743007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS FOR THE YEAR ENDED 28 MARCH 2020
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
POLICY SET OUT ON PAGES 161 TO 171 OF THE
COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR
THE YEAR ENDED 28 MARCH 2020
3 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 28 MARCH 2020 AS
SET OUT IN THE COMPANY'S ANNUAL REPORT AND
ACCOUNTS
4 TO RE-ELECT DR GERRY MURPHY AS A DIRECTOR Mgmt For For
OF THE COMPANY
5 TO RE-ELECT MARCO GOBBETTI AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT JULIE BROWN AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT FABIOLA ARREDONDO AS A DIRECTOR Mgmt For For
OF THE COMPANY
8 TO ELECT SAM FISCHER AS A DIRECTOR OF THE Mgmt For For
COMPANY
9 TO RE-ELECT RON FRASCH AS A DIRECTOR OF THE Mgmt For For
COMPANY
10 TO RE-ELECT MATTHEW KEY AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO ELECT DEBRA LEE AS A DIRECTOR OF THE Mgmt For For
COMPANY
12 TO RE-ELECT DAME CAROLYN MCCALL AS A Mgmt For For
DIRECTOR OF THE COMPANY
13 TO RE-ELECT ORNA NICHIONNA AS A DIRECTOR OF Mgmt For For
THE COMPANY
14 TO APPOINT ERNST AND YOUNG LLP AS AUDITOR Mgmt For For
OF THE COMPANY
15 TO AUTHORISE THE AUDIT COMMITTEE OF THE Mgmt For For
COMPANY TO DETERMINE THE AUDITORS
REMUNERATION FOR THE YEAR ENDED 27 MARCH
2021
16 TO APPROVE AND ESTABLISH A NEW Mgmt For For
DISCRETIONARY EMPLOYEE SHARE PLAN THE
BURBERRY SHARE PLAN 2020 THE BSP
17 TO AUTHORISE POLITICAL DONATIONS BY THE Mgmt For For
COMPANY AND ITS SUBSIDIARIES
18 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
19 TO RENEW THE DIRECTORS AUTHORITY TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS
20 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES
21 TO AUTHORISE THE DIRECTORS TO CALL GENERAL Mgmt For For
MEETINGS OTHER THAN AN AGM ON NOT LESS THAN
14 CLEAR DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
CAPGEMINI SE Agenda Number: 713823513
--------------------------------------------------------------------------------------------------------------------------
Security: F4973Q101
Meeting Type: MIX
Meeting Date: 20-May-2021
Ticker:
ISIN: FR0000125338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538214 DUE TO CHANGE IN
NUMBERING OF RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING NET
EARNINGS AMOUNTING TO EUR 181,627,000.73.
APPROVAL OF THE COMPANY'S FINANCIAL
STATEMENTS
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE
MEETING, SHOWING NET EARNINGS (GROUP SHARE)
AMOUNTING TO EUR 957,000,000.00.
CONSOLIDATED FINANCIAL STATEMENTS
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND RESOLVES TO ALLOCATE THE EARNINGS AS
FOLLOWS: ORIGIN: NET EARNINGS: EUR
181,627,000.73 RETAINED EARNINGS: EUR
5,976,182,226.62 DISTRIBUTABLE INCOME: EUR
6,157,809,227.35 ALLOCATION: DIVIDENDS: EUR
329,130,432.15 RETAINED EARNINGS: EUR
5,828,678,795.20 THE SHAREHOLDERS WILL BE
GRANTED A DIVIDEND OF EUR 1.95 PER SHARE,
THAT WILL BE ELIGIBLE TO THE 40 PER CENT
DEDUCTION PROVIDED BY THE FRENCH GENERAL
TAX CODE. THIS DIVIDEND WILL BE PAID FROM
THE 4TH OF JUNE 2021. THE AMOUNT
CORRESPONDING TO THE TREASURY SHARES WILL
BE ALLOCATED TO THE RETAINED EARNINGS
ACCOUNT. AS REQUIRED BY LAW, IT IS REMINDED
THAT, FOR THE LAST THREE FINANCIAL YEARS,
THE DIVIDENDS WERE PAID AS FOLLOWS: EUR
1.35 PER SHARE FOR FISCAL YEAR 2019 EUR
1.70 PER SHARE FOR FISCAL YEARS 2018 AND
2017 RESULTS APPROPRIATION
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE,
APPROVES SAID REPORT AND THE AGREEMENT
REFERRED TO THEREIN AND NOT APPROVED YET.
SPECIAL AUDITORS' REPORT ON AGREEMENTS
5 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR PAUL HERMELIN AS CHIEF
EXECUTIVE OFFICER UNTIL THE 20TH OF MAY
2020 FOR THE 2020 FINANCIAL YEAR. APPROVAL
OF COMPENSATION
6 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR AIMAN EZZAT AS DEPUTY
MANAGING DIRECTOR UNTIL THE 20TH OF MAY
2020 FOR THE 2020 FINANCIAL YEAR. APPROVAL
OF COMPENSATION
7 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR PAUL HERMELIN AS CHAIRMAN OF
THE BOARD OF DIRECTORS FROM THE 20TH OF MAY
2020 FOR THE 2020 FINANCIAL YEAR. APPROVAL
OF COMPENSATION
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR AIMAN EZZAT AS MANAGING
DIRECTOR FROM THE 20TH OF MAY 2020 FOR THE
2020 FINANCIAL YEAR. APPROVAL OF
COMPENSATION
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION RELATED TO THE COMPENSATION
APPLICABLE TO THE CORPORATE OFFICERS IN
ACCORDANCE WITH THE ARTICLE L.22-10-9 I OF
THE FRENCH COMMERCIAL CODE. APPROVAL OF THE
INFORMATION RELATED TO THE COMPENSATION
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS.
APPROVAL OF THE COMPENSATION POLICY
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE MANAGING DIRECTOR APPROVAL OF THE
COMPENSATION POLICY
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE DIRECTORS. APPROVAL OF THE COMPENSATION
POLICY
13 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR PATRICK POUYANNE AS A
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR. RENEWAL OF A TERM OF OFFICE
14 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt For For
DIRECTOR, MRS TANJA RUECKERT FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR.
APPOINTMENT
15 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt For For
DIRECTOR, MR KURT SIEVERS FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR.
APPOINTMENT
16 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES, SUBJECT TO THE CONDITIONS
DESCRIBED BELOW: MAXIMUM PURCHASE PRICE:
EUR 190.00, MAXIMUM NUMBER OF SHARES TO BE
ACQUIRED: 10 PER CENT OF THE SHARES
COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
3,200,000,000.00. THE NUMBER OF SHARES
ACQUIRED BY THE COMPANY WITH A VIEW TO
RETAINING OR DELIVERING IN CASH OR IN AN
EXCHANGE AS PART OF A MERGER, DIVESTMENT OR
CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER
CENT OF ITS CAPITAL. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 20TH OF MAY
2020 IN ITS RESOLUTION NUMBER 20. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES. AUTHORIZATION TO BUY
BACK SHARES
17 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLE NR 12: 'PRESENCE OF THE DIRECTORS
BY VIDEO CONFERENCE CALL OR OTHER MEANS OF
TELECOMMUNICATION' OF THE BYLAWS. AMENDMENT
TO ARTICLES OF THE BYLAWS
18 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS, TO GRANT, UNDER
PERFORMANCE CONDITIONS, EXISTING OR TO BE
ISSUED COMPANY'S SHARES, IN FAVOUR OF
BENEFICIARIES TO BE CHOSEN AMONG THE
EMPLOYEES OF THE COMPANY, AND THE EMPLOYEES
AND THE CORPORATE OFFICERS OF THE FRENCH
AND FOREIGN RELATED COMPANY'S SUBSIDIARIES,
WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. THEY MAY NOT REPRESENT
MORE THAN 1.2 PER CENT OF THE SHARE
CAPITAL, AMONG WHICH (I) 10 PER CENT MAY BE
GRANTED TO THE COMPANY'S MANAGING CORPORATE
OFFICERS, (II) 15 PER CENT MAY BE GRANTED
TO THE EMPLOYEES OF THE COMPANY AND ITS
FRENCH OR FOREIGN SUBSIDIARIES, THE MEMBERS
OF EXECUTIVE COMMITTEE EXCLUDED, WITHOUT
PERFORMANCE CONDITIONS. THIS DELEGATION IS
GIVEN FOR AN 18-MONTH PERIOD, SUPERSEDES
THE FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF THE
20TH OF MAY 2020 IN ITS RESOLUTION NUMBER
30. ALL POWERS TO THE BOARD OF DIRECTORS TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES. ALLOCATION OF
SHARES
19 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS
SOLE DISCRETION, IN FAVOUR OF THE MEMBERS
OF ONE OR SEVERAL WAGE SAVINGS PLANS SET UP
BY FRENCH OR FOREIGN COMPANY OR GROUP OF
COMPANIES WITHIN THE COMPANY'S ACCOUNT
CONSOLIDATION OR COMBINATION SCOPE, BY
ISSUANCE OF COMPANY'S SHARES (PREFERENCE
SHARES EXCLUDED) AND OR SECURITIES GIVING
ACCESS TO THE COMPANY'S SHARE CAPITAL, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS. THIS DELEGATION IS GIVEN FOR AN
18-MONTH PERIOD AND FOR A NOMINAL AMOUNT
THAT SHALL NOT EXCEED EUR 32,000,000.00.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 20TH OF MAY
2020 IN ITS RESOLUTION NUMBER 31. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES. SHARE CAPITAL
INCREASE RESERVED FOR EMPLOYEES
20 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL IN FAVOUR OF (I) FOREIGN EMPLOYEES,
(II) UCITS, EMPLOYEE SHAREHOLDING INVESTED
IN COMPANY'S EQUITIES WHOSE SHAREHOLDERS
ARE COMPOSED OF FOREIGN EMPLOYEES, (III)
ANY FINANCIAL INSTITUTION UNDERTAKING ON
BEHALF OF THE COMPANY THE SETTING UP OF A
STRUCTURED PLAN TO THE BENEFIT OF THE
FOREIGN EMPLOYEES SIMILAR TO AN EMPLOYEE
SHAREHOLDING SCHEME AS THE ONE OFFERED
WITHIN THE CONTEXT OF RESOLUTION 19, BY
ISSUANCE OF COMPANY'S SHARES (PREFERENCE
SHARES EXCLUDED) AND OR SECURITIES GIVING
ACCESS TO THE COMPANY'S SHARE CAPITAL, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS. THIS DELEGATION IS GIVEN FOR 18
MONTHS ALONG WITH THE IMPLEMENTATION OF
RESOLUTION 19, FOR A NOMINAL AMOUNT THAT
SHALL NOT EXCEED EUR 16,000,000.00, THAT
SHALL COUNT AGAINST THE OVERALL VALUE SET
FORTH IN RESOLUTION 19, AND SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION 32
GRANTED ON THE 20TH OF MAY 2020. ALL POWERS
TO THE BOARD OF DIRECTORS. SHARE CAPITAL
INCREASE RESERVED FOR EMPLOYEES
21 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW. POWERS
TO ACCOMPLISH FORMALITIES
CMMT 28 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104282101109-51 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES TO MID 547998, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CARLSBERG AS Agenda Number: 713606563
--------------------------------------------------------------------------------------------------------------------------
Security: K36628137
Meeting Type: AGM
Meeting Date: 15-Mar-2021
Ticker:
ISIN: DK0010181759
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.A TO 6.J AND 7. THANK
YOU
1. REPORT ON THE ACTIVITIES OF THE COMPANY IN Non-Voting
THE PAST YEAR
2. PRESENTATION OF THE AUDITED ANNUAL REPORT Mgmt For For
FOR APPROVAL AND RESOLUTION TO DISCHARGE
THE SUPERVISORY BOARD AND THE EXECUTIVE
BOARD FROM LIABILITY
3. PROPOSAL FOR DISTRIBUTION OF THE PROFIT FOR Mgmt For For
THE YEAR, INCLUDING DECLARATION OF
DIVIDENDS: THE SUPERVISORY BOARD PROPOSES A
DIVIDEND OF DKK 22 PER SHARE
4. PRESENTATION OF AN ADVISORY VOTE ON THE Mgmt For For
REMUNERATION REPORT 2020
5A. PROPOSAL FROM THE SUPERVISORY BOARD: Mgmt For For
APPROVAL OF THE SUPERVISORY BOARD'S
REMUNERATION FOR 2021
5B. PROPOSAL FROM THE SUPERVISORY BOARD: Mgmt For For
PROPOSAL TO REDUCE THE COMPANY'S SHARE
CAPITAL FOR THE PURPOSE OF CANCELLING
TREASURY SHARES
5C. PROPOSAL FROM THE SUPERVISORY BOARD: Mgmt Against Against
PROPOSAL TO AMEND THE COMPANY'S ARTICLES OF
ASSOCIATION (AUTHORIZATION TO THE
SUPERVISORY BOARD TO ASSEMBLE GENERAL
MEETINGS AS FULLY VIRTUAL GENERAL MEETINGS)
5D. PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDERS AKADEMIKERPENSION AND LD
FONDE: PROPOSAL TO COMPLETE AND PUBLISH A
TAX TRANSPARENCY FEASIBILITY ASSESSMENT
6.a RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: FLEMMING BESENBACHER
6.b RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: LARS FRUERGAARD JORGENSEN
6.c RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: CARL BACHE
6.d RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: MAGDI BATATO
6.e RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: LILIAN FOSSUM BINER
6.f RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: RICHARD BURROWS
6.g RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: SOREN-PETER FUCHS OLESEN
6.h RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: MAJKEN SCHULTZ
6.i RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: LARS STEMMERIK
6.j ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: HENRIK POULSEN
7. RE-ELECTION OF THE AUDITOR Mgmt For For
PRICEWATERHOUSECOOPERS STATSAUTORISERET
REVISIONSPARTNERSELSKAB (PWC)
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
CELLNEX TELECOM S.A. Agenda Number: 713632227
--------------------------------------------------------------------------------------------------------------------------
Security: E2R41M104
Meeting Type: OGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: ES0105066007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT SHAREHOLDERS HOLDING LESS THAN 100 SHARES Non-Voting
(MINIMUM AMOUNT TO ATTEND THE MEETING) MAY
GRANT A PROXY TO ANOTHER SHAREHOLDER
ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM
TO REACH AT LEAST THAT NUMBER, GIVING
REPRESENTATION TO A SHAREHOLDER OF THE
GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 29 MARCH 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt For For
ACCOUNTS AND MANAGEMENT REPORTS
2 APPROVAL OF THE NON-FINANCIAL INFORMATION Mgmt For For
REPORT
3 ALLOCATION OF RESULTS Mgmt For For
4 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt For For
DIRECTORS
5.1 APPROVAL OF THE MAXIMUM REMUNERATION FOR Mgmt For For
DIRECTORS
5.2 APPROVAL OF THE REMUNERATION POLICY Mgmt For For
6 REMUNERATION FOR EXECUTIVE DIRECTOR LINKED Mgmt For For
TO THE SHARE VALUE
7.1 NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS Mgmt For For
7.2 APPOINTMENT OF MS ALEXANDRA REICH AS Mgmt For For
DIRECTOR
8.1 AMENDMENT OF BYLAWS ARTICLES 1, 2, 3, 4, Mgmt For For
12, 13, 20, 22 AND 29
8.2 DELETION OF ARTICLES 9, 11, 15, 16, 17, 19, Mgmt For For
24,25,28,30,31 AND 32
8.3 RENUMBERING OF THE OLD ARTICLE 27 OF THE Mgmt For For
BYLAWS AS ARTICLE 21
8.4 AMENDMENT ARTICLE 5 Mgmt For For
8.5 AMENDMENT ARTICLE 10 Mgmt For For
8.6 AMENDMENT ARTICLES 14 AND 23 Mgmt For For
8.7 AMENDMENT ARTICLES 18,21 AND 26 Mgmt For For
8.8 AMENDMENT ARTICLES : NEW ARTICLE 15 Mgmt For For
9.1 AMENDMENT OF THE REGULATION OF THE GENERAL Mgmt For For
MEETING: ARTICLES 1, 2, 3, 4, 7, 9, 10, 11,
13, 15, 17, 18, 19, 20, 21, 22 AND 23
9.2 AMENDMENT OF THE REGULATION OF THE GENERAL Mgmt For For
MEETING: ARTICLES 5, 6, 8, 12, 14 AND 16
9.3 AMENDMENT OF THE REGULATION OF THE GENERAL Mgmt For For
MEETING ARTICLES: NEW ARTICLE 15
10 APPROVAL OF A CAPITAL INCREASE BY MONETARY Mgmt For For
CONTRIBUTIONS
11 DELEGATION OF POWERS TO INCREASE CAPITAL Mgmt For For
12 DELEGATION OF POWERS TO ISSUE FIXED INCOME Mgmt For For
13 DELEGATION OF POWERS TO IMPLEMENT Mgmt For For
AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE
GENERAL MEETING
14 CONSULTIVE VOTE REGARDING THE ANNUAL Mgmt For For
REMUNERATION REPORT OF THE BOARD OF
DIRECTORS
CMMT 10 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 8.3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH BANK OF AUSTRALIA Agenda Number: 713126426
--------------------------------------------------------------------------------------------------------------------------
Security: Q26915100
Meeting Type: AGM
Meeting Date: 13-Oct-2020
Ticker:
ISIN: AU000000CBA7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 CONSIDERATION OF FINANCIAL STATEMENTS AND Non-Voting
REPORTS
2.1 RE-ELECTION OF DIRECTOR: MR ROB WHITFIELD Mgmt For For
AM
2.2 ELECTION OF DIRECTOR: MR SIMON MOUTTER Mgmt For For
3 ADOPTION OF THE 2020 REMUNERATION REPORT Mgmt Against Against
4 GRANT OF SECURITIES TO THE CEO, MATT COMYN Mgmt Against Against
5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: TO AMEND THE
CONSTITUTION OF THE COMPANY TO INSERT
BENEATH ARTICLE 10 THE FOLLOWING NEW CLAUSE
10A: "10A HIGH RISK INVESTMENTS
--------------------------------------------------------------------------------------------------------------------------
CREDICORP LTD. Agenda Number: 935273754
--------------------------------------------------------------------------------------------------------------------------
Security: G2519Y108
Meeting Type: Special
Meeting Date: 16-Oct-2020
Ticker: BAP
ISIN: BMG2519Y1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Leslie Pierce Diez Mgmt For For
Canseco
--------------------------------------------------------------------------------------------------------------------------
DAICEL CORPORATION Agenda Number: 712944253
--------------------------------------------------------------------------------------------------------------------------
Security: J08484149
Meeting Type: EGM
Meeting Date: 07-Aug-2020
Ticker:
ISIN: JP3485800001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Non-votable Reporting item: the Annual Non-Voting
Business Reports, the Consolidated
Financial Statements, the Audit Reports and
the Financial Statements
--------------------------------------------------------------------------------------------------------------------------
DAIKIN INDUSTRIES,LTD. Agenda Number: 714226619
--------------------------------------------------------------------------------------------------------------------------
Security: J10038115
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3481800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2.1 Appoint a Director Inoue, Noriyuki Mgmt For For
2.2 Appoint a Director Togawa, Masanori Mgmt Against Against
2.3 Appoint a Director Kawada, Tatsuo Mgmt For For
2.4 Appoint a Director Makino, Akiji Mgmt Against Against
2.5 Appoint a Director Torii, Shingo Mgmt For For
2.6 Appoint a Director Arai, Yuko Mgmt For For
2.7 Appoint a Director Tayano, Ken Mgmt For For
2.8 Appoint a Director Minaka, Masatsugu Mgmt For For
2.9 Appoint a Director Matsuzaki, Takashi Mgmt For For
2.10 Appoint a Director Kanwal Jeet Jawa Mgmt For For
2.11 Appoint a Director Mineno, Yoshihiro Mgmt For For
3 Appoint a Corporate Auditor Yano, Ryu Mgmt Against Against
4 Appoint a Substitute Corporate Auditor Ono, Mgmt For For
Ichiro
5 Approve Details of Compensation as Stock Mgmt For For
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD Agenda Number: 713664490
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF DIRECTORS' STATEMENT, AUDITED Mgmt For For
FINANCIAL STATEMENTS AND AUDITOR'S REPORT
2 DECLARATION OF FINAL DIVIDEND ON ORDINARY Mgmt For For
SHARES
3 APPROVAL OF PROPOSED DIRECTORS' Mgmt For For
REMUNERATION OF SGD 4,101,074 FOR FY2020
4 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITOR AND AUTHORISATION FOR
DIRECTORS TO FIX ITS REMUNERATION
5 RE-ELECTION OF MR PIYUSH GUPTA AS A Mgmt For For
DIRECTOR RETIRING UNDER ARTICLE 99
6 RE-ELECTION OF MS PUNITA LAL AS A DIRECTOR Mgmt For For
RETIRING UNDER ARTICLE 105
7 RE-ELECTION OF MR ANTHONY LIM WENG KIN AS A Mgmt For For
DIRECTOR RETIRING UNDER ARTICLE 105
8 AUTHORITY TO GRANT AWARDS AND ISSUE SHARES Mgmt For For
UNDER THE DBSH SHARE PLAN
9 AUTHORITY TO GRANT AWARDS AND ISSUE SHARES Mgmt For For
UNDER THE CALIFORNIA SUB-PLAN TO THE DBSH
SHARE PLAN
10 GENERAL AUTHORITY TO ISSUE SHARES AND TO Mgmt For For
MAKE OR GRANT CONVERTIBLE INSTRUMENTS
SUBJECT TO LIMITS
11 AUTHORITY TO ISSUE SHARES PURSUANT TO THE Mgmt For For
DBSH SCRIP DIVIDEND SCHEME
12 APPROVAL OF THE PROPOSED RENEWAL OF THE Mgmt For For
SHARE PURCHASE MANDATE
--------------------------------------------------------------------------------------------------------------------------
DELIVERY HERO SE Agenda Number: 714130729
--------------------------------------------------------------------------------------------------------------------------
Security: D1T0KZ103
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: DE000A2E4K43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
3.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MARTIN ENDERLE FOR FISCAL YEAR 2020
3.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HILARY GOSHER FOR FISCAL YEAR 2020
3.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER PATRICK KOLEK FOR FISCAL YEAR 2020
3.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BJOERN LJUNGBERG FOR FISCAL YEAR
2020
3.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER VERA STACHOWIAK FOR FISCAL YEAR 2020
3.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER CHRISTIAN GRAF VON HARDENBERG FOR
FISCAL YEAR 2020
3.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JEANETTE GORGAS FOR FISCAL YEAR 2020
3.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NILS ENGVALL FOR FISCAL YEAR 2020
3.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GABRIELLA ARDBO FOR FISCAL YEAR 2020
3.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GERALD TAYLOR FOR FISCAL YEAR 2020
4 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
5 APPROVE REMUNERATION POLICY Mgmt For For
6 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
7 APPROVE CREATION OF EUR 13.7 MILLION POOL Mgmt For For
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
8 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 3 BILLION; APPROVE CREATION
OF EUR 14 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS; AMEND 2019
RESOLUTION
9 APPROVE CREATION OF EUR 6.9 MILLION POOL OF Mgmt For For
CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
10 APPROVE STOCK OPTION PLAN FOR KEY Mgmt For For
EMPLOYEES; APPROVE CREATION OF EUR 5
MILLION POOL OF CONDITIONAL CAPITAL TO
GUARANTEE CONVERSION RIGHTS
11 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
12 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For
REPURCHASING SHARES
CMMT 17 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 17 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF CDI COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BOERSE AG Agenda Number: 713832942
--------------------------------------------------------------------------------------------------------------------------
Security: D1882G119
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: DE0005810055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.00 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5.1 ELECT KARL-HEINZ FLOETHER TO THE Mgmt For For
SUPERVISORY BOARD
5.2 ELECT ANDREAS GOTTSCHLING TO THE Mgmt For For
SUPERVISORY BOARD
5.3 ELECT MARTIN JETTER TO THE SUPERVISORY Mgmt For For
BOARD
5.4 ELECT BARBARA LAMBERT TO THE SUPERVISORY Mgmt For For
BOARD
5.5 ELECT MICHAEL RUEDIGER TO THE SUPERVISORY Mgmt For For
BOARD
5.6 ELECT CHARLES STONEHILL TO THE SUPERVISORY Mgmt For For
BOARD
5.7 ELECT CLARA-CHRISTINA STREIT TO THE Mgmt For For
SUPERVISORY BOARD
5.8 ELECT CHONG LEE TAN TO THE SUPERVISORY Mgmt For For
BOARD
6 APPROVE CREATION OF EUR 19 MILLION POOL OF Mgmt For For
CAPITAL WITH PREEMPTIVE RIGHTS
7 APPROVE REMUNERATION POLICY Mgmt For For
8 AMEND ARTICLES RE: AGM LOCATION Mgmt For For
9 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
CMMT 09 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 09 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 713039407
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 28-Sep-2020
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS 2020 Mgmt For For
2 DIRECTORS' REMUNERATION REPORT 2020 Mgmt For For
3 DIRECTORS' REMUNERATION POLICY 2020 Mgmt For For
4 DECLARATION OF FINAL DIVIDEND Mgmt For For
5 ELECTION OF MELISSA BETHELL AS A DIRECTOR Mgmt For For
6 RE-ELECTION OF JAVIER FERRAN AS A DIRECTOR Mgmt For For
7 RE-ELECTION OF SUSAN KILSBY AS A DIRECTOR Mgmt For For
8 RE-ELECTION OF LADY MENDELSOHN AS A Mgmt For For
DIRECTOR
9 RE-ELECTION OF IVAN MENEZES AS A DIRECTOR Mgmt For For
10 RE-ELECTION OF KATHRYN MIKELLS AS A Mgmt For For
DIRECTOR
11 RE-ELECTION OF ALAN STEWART AS A DIRECTOR Mgmt For For
12 RE-APPOINTMENT OF AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS LLP
13 REMUNERATION OF AUDITOR Mgmt For For
14 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
AND/OR TO INCUR POLITICAL EXPENDITURE
15 AUTHORITY TO ALLOT SHARES Mgmt For For
16 AMENDMENT OF THE DIAGEO 2001 SHARE Mgmt For For
INCENTIVE PLAN
17 ADOPTION OF THE DIAGEO 2020 SHARESAVE PLAN Mgmt For For
18 ADOPTION OF THE DIAGEO DEFERRED BONUS SHARE Mgmt For For
PLAN
19 AUTHORITY TO ESTABLISH INTERNATIONAL SHARE Mgmt For For
PLANS
20 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
21 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt For For
22 REDUCED NOTICE OF A GENERAL MEETING OTHER Mgmt For For
THAN AN AGM
23 APPROVAL AND ADOPTION OF NEW ARTICLES OF Mgmt For For
ASSOCIATION
24 2019 SHARE BUY-BACKS AND EMPLOYEE BENEFIT Mgmt For For
AND SHARE OWNERSHIP TRUST TRANSACTIONS
CMMT 28 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 12. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ERSTE GROUP BANK AG Agenda Number: 713250986
--------------------------------------------------------------------------------------------------------------------------
Security: A19494102
Meeting Type: AGM
Meeting Date: 10-Nov-2020
Ticker:
ISIN: AT0000652011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 475159 DUE TO SPLITTING OF
RESOLUTION 6. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.75 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019
5 RATIFY PWC AS AUDITORS FOR FISCAL 2021 Mgmt For For
6.1 APPROVE DECREASE IN SIZE OF SUPERVISORY Mgmt For For
BOARD TO TWELVE MEMBERS
6.2 REELECT MAXIMILIAN HARDEGG AS SUPERVISORY Mgmt Against Against
BOARD MEMBER
6.3 ELECT FRIEDRICH SANTNER AS SUPERVISORY Mgmt For For
BOARD MEMBER
6.4 ELECT ANDRAS SIMOR AS SUPERVISORY BOARD Mgmt For For
MEMBER
7 APPROVE REMUNERATION POLICY Mgmt Against Against
8 AMEND ARTICLES RE: ELECTRONIC PARTICIPATION Mgmt Against Against
IN THE GENERAL MEETING
CMMT 22 OCT 2020: PLEASE NOTE THAT THE MEETING Non-Voting
HAS BEEN SET UP USING THE RECORD DATE 30
OCT 2020, SINCE AT THIS TIME WE ARE UNABLE
TO SYSTEMATICALLY UPDATE THE ACTUAL RECORD
DATE. THE TRUE RECORD DATE FOR THIS MEETING
IS 31 OCT 2020. THANK YOU
CMMT 22 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR MID:
482386 PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ERSTE GROUP BANK AG Agenda Number: 713958619
--------------------------------------------------------------------------------------------------------------------------
Security: A19494102
Meeting Type: OGM
Meeting Date: 19-May-2021
Ticker:
ISIN: AT0000652011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 PRESENTATION OF ANNUAL REPORTS FOR Non-Voting
INFORMATION ONLY
2 APPROVAL OF USAGE OF EARNINGS Mgmt For For
3 DISCHARGE MGMT BOARD Mgmt For For
4 DISCHARGE SUPERVISORY BOARD Mgmt For For
5 ELECTION OF ADDITIONAL EXTERNAL AUDITOR: Mgmt For For
PWC WIRTSCHAFTSPRUEFUNG GMBH
6 ELECTIONS TO SUPERVISORY BOARD (SPLIT): Mgmt For For
MICHAEL SCHUSTER
7 APPROVAL OF REMUNERATION POLICY Mgmt For For
8 APPROVAL OF REMUNERATION REPORT Mgmt For For
9 BUYBACK OF OWN SHARES (PURPOSE TRADING) Mgmt For For
10 BUYBACK OF OWN SHARES (PURPOSE EMPLOYEE Mgmt For For
PROGRAM)
11 BUYBACK OF OWN SHARES (NO DEDICATED Mgmt For For
PURPOSE)
CMMT 27 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 5 AND 6 AND ADDITION OF COMMENT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
CMMT 27 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 714226645
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt Against Against
Liability System for Directors, Transition
to a Company with Supervisory Committee,
Approve Minor Revisions
3.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Inaba,
Yoshiharu
3.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamaguchi,
Kenji
3.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Michael J.
Cicco
3.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsukuda, Kazuo
3.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sumikawa,
Masaharu
3.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamazaki,
Naoko
4.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kohari, Katsuo
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Mitsumura,
Katsuya
4.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Imai, Yasuo
4.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yokoi,
Hidetoshi
4.5 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Tomita, Mieko
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
6 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
7 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Directors who are Audit and
Supervisory Committee Members and Outside
Directors)
--------------------------------------------------------------------------------------------------------------------------
FERGUSON PLC Agenda Number: 712909045
--------------------------------------------------------------------------------------------------------------------------
Security: G3421J106
Meeting Type: OGM
Meeting Date: 29-Jul-2020
Ticker:
ISIN: JE00BJVNSS43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE Mgmt For For
COMPANY
--------------------------------------------------------------------------------------------------------------------------
FERGUSON PLC Agenda Number: 713329503
--------------------------------------------------------------------------------------------------------------------------
Security: G3421J106
Meeting Type: AGM
Meeting Date: 03-Dec-2020
Ticker:
ISIN: JE00BJVNSS43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND: 208.2 CENTS PER Mgmt For For
ORDINARY SHARE
4 ELECT BILL BRUNDAGE AS DIRECTOR Mgmt For For
5 RE-ELECT TESSA BAMFORD AS DIRECTOR Mgmt For For
6 RE-ELECT GEOFF DRABBLE AS DIRECTOR Mgmt For For
7 RE-ELECT CATHERINE HALLIGAN AS DIRECTOR Mgmt For For
8 RE-ELECT KEVIN MURPHY AS DIRECTOR Mgmt For For
9 RE-ELECT ALAN MURRAY AS DIRECTOR Mgmt For For
10 RE-ELECT TOM SCHMITT AS DIRECTOR Mgmt For For
11 RE-ELECT DR NADIA SHOURABOURA AS DIRECTOR Mgmt For For
12 RE-ELECT JACQUELINE SIMMONDS AS DIRECTOR Mgmt For For
13 REAPPOINT DELOITTE LLP AS AUDITORS Mgmt For For
14 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
15 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
16 AUTHORISE ISSUE OF EQUITY Mgmt For For
17 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
19 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
CMMT 04 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS . IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 713744488
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE 2020 ANNUAL REPORT Mgmt For For
2 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION
3 TO RE-ELECT SIR JONATHAN SYMONDS AS A Mgmt For For
DIRECTOR
4 TO RE-ELECT EMMA WALMSLEY AS A DIRECTOR Mgmt For For
5 TO RE-ELECT CHARLES BANCROFT AS A DIRECTOR Mgmt For For
6 TO RE-ELECT VINDI BANGA AS A DIRECTOR Mgmt For For
7 TO RE-ELECT DR HAL BARRON AS A DIRECTOR Mgmt For For
8 TO RE-ELECT DR VIVIENNE COX AS A DIRECTOR Mgmt For For
9 TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR Mgmt For For
10 TO RE-ELECT DR LAURIE GLIMCHER AS A Mgmt For For
DIRECTOR
11 TO RE-ELECT DR JESSE GOODMAN AS A DIRECTOR Mgmt For For
12 TO RE-ELECT IAIN MACKAY AS A DIRECTOR Mgmt For For
13 TO RE-ELECT URS ROHNER AS A DIRECTOR Mgmt For For
14 TO RE-APPOINT THE AUDITOR: DELOITTE LLP Mgmt For For
15 TO DETERMINE REMUNERATION OF THE AUDITOR Mgmt For For
16 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL
ORGANISATIONS AND INCUR POLITICAL
EXPENDITURE
17 TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For
18 TO DISAPPLY PRE-EMPTION RIGHTS - GENERAL Mgmt For For
POWER
19 TO DISAPPLY PRE-EMPTION RIGHTS - IN Mgmt For For
CONNECTION WITH AN ACQUISITION OR SPECIFIED
CAPITAL INVESTMENT
20 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
21 TO AUTHORISE EXEMPTION FROM STATEMENT OF Mgmt For For
NAME OF SENIOR STATUTORY AUDITOR
22 TO AUTHORISE REDUCED NOTICE OF A GENERAL Mgmt For For
MEETING OTHER THAN AN AGM
--------------------------------------------------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD Agenda Number: 713690180
--------------------------------------------------------------------------------------------------------------------------
Security: Y3506N139
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: HK0388045442
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0316/2021031600529.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0316/2021031600523.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2020
TOGETHER WITH THE REPORTS OF THE DIRECTORS
AND AUDITOR THEREON
2.A TO ELECT NICHOLAS CHARLES ALLEN AS DIRECTOR Mgmt For For
2.B TO ELECT CHEUNG MING MING, ANNA AS DIRECTOR Mgmt For For
2.C TO ELECT ZHANG YICHEN AS DIRECTOR Mgmt For For
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR AND TO AUTHORISE THE DIRECTORS TO
FIX ITS REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF HKEX, NOT EXCEEDING
10% OF THE NUMBER OF ISSUED SHARES OF HKEX
AS AT THE DATE OF THIS RESOLUTION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF HKEX, NOT EXCEEDING 10% OF THE
NUMBER OF ISSUED SHARES OF HKEX AS AT THE
DATE OF THIS RESOLUTION, AND THE DISCOUNT
FOR ANY SHARES TO BE ISSUED SHALL NOT
EXCEED 10%
--------------------------------------------------------------------------------------------------------------------------
HOYA CORPORATION Agenda Number: 714242601
--------------------------------------------------------------------------------------------------------------------------
Security: J22848105
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3837800006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Uchinaga, Yukako Mgmt For For
1.2 Appoint a Director Urano, Mitsudo Mgmt For For
1.3 Appoint a Director Kaihori, Shuzo Mgmt For For
1.4 Appoint a Director Yoshihara, Hiroaki Mgmt For For
1.5 Appoint a Director Abe, Yasuyuki Mgmt For For
1.6 Appoint a Director Suzuki, Hiroshi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
IBERDROLA SA Agenda Number: 714171030
--------------------------------------------------------------------------------------------------------------------------
Security: E6165F166
Meeting Type: OGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: ES0144580Y14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT DELETION OF COMMENT Non-Voting
1 ANNUAL FINANCIAL STATEMENTS 2020 Mgmt For For
2 DIRECTORS' REPORTS 2020 Mgmt For For
3 STATEMENT OF NON-FINANCIAL INFORMATION 2020 Mgmt For For
4 CORPORATE MANAGEMENT AND ACTIVITIES OF THE Mgmt For For
BOARD OF DIRECTORS IN 2020
5 AMENDMENT OF THE PREAMBLE AND OF ARTICLES Mgmt For For
1, 4, 8, 9, 12, 14, 15, 17, 19, 21, 23, 24,
27, 30, 31, 32, 33, 35, 36, 37, 38, 42, 43,
44, 45, 46, 47 AND 49 OF THE BY-LAWS TO
UPDATE THE NAME OF THE GOVERNANCE AND
SUSTAINABILITY SYSTEM AND MAKE OTHER
TECHNICAL IMPROVEMENTS
6 AMENDMENT OF ARTICLE 10 OF THE BY-LAWS IN Mgmt For For
ORDER TO REFLECT THE AMOUNT OF SHARE
CAPITAL RESULTING FROM THE REDUCTION
THEREIN BY MEANS OF THE RETIREMENT OF A
MAXIMUM OF 178,156,000 OWN SHARES (2.776%
OF THE SHARE CAPITAL)
7 AMENDMENT OF ARTICLES 12, 17, 28, 33, 39, Mgmt For For
40 AND 41 OF THE BY-LAWS TO CONFORM THE
TEXT THEREOF TO THE NEW LEGAL PROVISIONS AS
REGARDS THE ENCOURAGEMENT OF LONG-TERM
SHAREHOLDER ENGAGEMENT
8 AMENDMENT OF ARTICLES 18, 19, 20, 22, 23, Mgmt For For
24, 26 AND 27 OF THE BY-LAWS TO REGULATE
REMOTE ATTENDANCE AT THE GENERAL
SHAREHOLDERS' MEETING
9 AMENDMENT OF ARTICLE 32 OF THE BY-LAWS TO Mgmt For For
INCLUDE THE APPROVAL OF A CLIMATE ACTION
PLAN
10 AMENDMENT OF ARTICLES 35 AND 36 OF THE Mgmt For For
BY-LAWS TO UPDATE THE RULES ON THE WAYS OF
HOLDING MEETINGS OF THE BOARD OF DIRECTORS
AND OF ITS COMMITTEES
11 AMENDMENT OF ARTICLES 53 AND 54 OF THE Mgmt For For
BY-LAWS AND ADDITION OF SIX NEW ARTICLES
NUMBERED FROM 55 TO 60, REORGANISING THE
CHAPTERS OF TITLE V, TO ESTABLISH THE
REGULATIONS FOR THE PREPARATION,
VERIFICATION AND APPROVAL OF THE ANNUAL
FINANCIAL AND NON-FINANCIAL INFORMATION
12 AMENDMENT OF ARTICLES 55 AND 56 OF THE Mgmt For For
BY-LAWS, WHICH WILL BECOME ARTICLES 61 AND
62, TO MAKE TECHNICAL IMPROVEMENTS AND
GROUP THEM WITHIN A NEW TITLE VI
13 AMENDMENT OF ARTICLES 4, 6, 7, 8, 9, 19, Mgmt For For
20, 28, 29, 30, 38, 39, 40 AND 41 OF THE
REGULATIONS FOR THE GENERAL SHAREHOLDERS'
MEETING IN ORDER TO UPDATE THE NAME OF THE
GOVERNANCE AND SUSTAINABILITY SYSTEM AND TO
MAKE OTHER TECHNICAL IMPROVEMENTS
14 AMENDMENT OF ARTICLES 9 AND 20 OF THE Mgmt For For
REGULATIONS FOR THE GENERAL SHAREHOLDERS'
MEETING TO CONFORM THE TEXT THEREOF TO THE
NEW LEGAL PROVISIONS AS REGARDS THE
ENCOURAGEMENT OF LONG-TERM SHAREHOLDER
ENGAGEMENT
15 AMENDMENT OF ARTICLES 11, 14, 18, 19, 21, Mgmt For For
22, 23, 24, 25, 26, 29, 31, 33, 34, 35, 36,
40 AND 43 OF THE REGULATIONS FOR THE
GENERAL SHAREHOLDERS' MEETING AND ADDITION
OF A NEW ARTICLE 37 TO ESTABLISH THE RULES
FOR REMOTE ATTENDANCE, AND NUMBERING OF THE
ARTICLES
16 DIRECTOR REMUNERATION POLICY Mgmt For For
17 ALLOCATION OF PROFITS/LOSSES AND Mgmt For For
DISTRIBUTION OF 2020 DIVIDENDS, THE
SUPPLEMENTARY PAYMENT OF WHICH WILL BE MADE
WITHIN THE FRAMEWORK OF THE "IBERDROLA
RETRIBUCION FLEXIBLE" OPTIONAL DIVIDEND
SYSTEM
18 FIRST INCREASE IN CAPITAL BY MEANS OF A Mgmt For For
SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET
VALUE OF 1,725 MILLION EUROS IN ORDER TO
IMPLEMENT THE "IBERDROLA RETRIBUCION
FLEXIBLE" OPTIONAL DIVIDEND SYSTEM
19 SECOND INCREASE IN CAPITAL BY MEANS OF A Mgmt For For
SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET
VALUE OF 1,250 MILLION EUROS IN ORDER TO
IMPLEMENT THE "IBERDROLA RETRIBUCION
FLEXIBLE" OPTIONAL DIVIDEND SYSTEM
20 RE-ELECTION OF MR JUAN MANUEL GONZALEZ Mgmt For For
SERNA AS INDEPENDENT DIRECTOR
21 RE-ELECTION OF MR FRANCISCO MARTINEZ Mgmt For For
CORCOLES AS EXECUTIVE DIRECTOR
22 RATIFICATION AND RE-ELECTION OF MR ANGEL Mgmt For For
JESUS ACEBES PANIAGUA AS INDEPENDENT
DIRECTOR
23 SETTING OF THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AT FOURTEEN
24 AUTHORISATION TO ISSUE SIMPLE DEBENTURES OR Mgmt For For
BONDS AND OTHER FIXED-INCOME SECURITIES,
NOT EXCHANGEABLE FOR OR CONVERTIBLE INTO
SHARES, WITH A LIMIT OF 6,000 MILLION EUROS
FOR PROMISSORY NOTES AND 30,000 MILLION
EUROS FOR OTHER FIXED-INCOME SECURITIES, AS
WELL AS TO GUARANTEE ISSUES OF SUBSIDIARIES
25 DELEGATION OF POWERS TO FORMALISE AND TO Mgmt For For
CONVERT THE RESOLUTIONS ADOPTED INTO A
PUBLIC INSTRUMENT
26 ANNUAL DIRECTOR REMUNERATION REPORT 2020 Mgmt For For
27 CLIMATE ACTION POLICY Mgmt For For
CMMT 24 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM SECOND CALL DATE FROM 17 JUNE
2021 TO 18 JUNE 2021. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL S.A. Agenda Number: 712823613
--------------------------------------------------------------------------------------------------------------------------
Security: E6282J125
Meeting Type: OGM
Meeting Date: 14-Jul-2020
Ticker:
ISIN: ES0148396007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE ANNUAL ACCOUNTS (BALANCE SHEET, INCOME
STATEMENT, STATEMENT OF CHANGES IN EQUITY,
STATEMENT OF CASH FLOWS AND NOTES TO THE
ACCOUNTS) AND DIRECTORS' REPORT OF
INDUSTRIA DE DISENO TEXTIL, SOCIEDAD
ANONIMA, (INDITEX, S.A.) FOR FINANCIAL YEAR
2019, ENDED 31 JANUARY 2020
2 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE CONSOLIDATED ANNUAL ACCOUNTS
(CONSOLIDATED BALANCE SHEET, CONSOLIDATED
INCOME STATEMENT, CONSOLIDATED STATEMENT OF
COMPREHENSIVE INCOME, CONSOLIDATED
STATEMENT OF CHANGES IN EQUITY,
CONSOLIDATED STATEMENT OF CASH FLOWS AND
NOTES TO THE CONSOLIDATED ACCOUNTS) AND
CONSOLIDATED DIRECTORS' REPORT OF THE
CONSOLIDATED GROUP (INDITEX GROUP) FOR
FINANCIAL YEAR 2019, ENDED 31 JANUARY 2020,
AND OF THE MANAGEMENT OF THE COMPANY
3 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE STATEMENT ON NON-FINANCIAL INFORMATION
(ACT 11/2018 OF 28 DECEMBER ON MANDATORY
DISCLOSURE OF NON-FINANCIAL INFORMATION)
4 DISTRIBUTION OF THE INCOME OR LOSS OF THE Mgmt For For
FINANCIAL YEAR
5 DECLARATION OF A DIVIDEND IN THE GROSS Mgmt For For
AMOUNT OF EUR 0.35 PER SHARE CHARGED TO
UNRESTRICTED RESERVES
6.A RE-ELECTION OF PONTEGADEA INVERSIONES, S.L. Mgmt For For
(REPRESENTED BY MS FLORA PEREZ MARCOTE) TO
THE BOARD OF DIRECTORS AS NON-EXECUTIVE
PROPRIETARY DIRECTOR
6.B RE-ELECTION OF BNS. DENISE PATRICIA Mgmt For For
KINGSMILL TO THE BOARD OF DIRECTORS AS
NON-EXECUTIVE INDEPENDENT DIRECTOR
6.C RATIFICATION AND APPOINTMENT OF MS ANNE Mgmt For For
LANGE TO THE BOARD OF DIRECTORS AS
NON-EXECUTIVE INDEPENDENT DIRECTOR
7 RE-ELECTION OF DELOITTE, S.L. AS STATUTORY Mgmt For For
AUDITOR OF THE COMPANY AND ITS GROUP FOR
FINANCIAL YEAR 2020
8.A AMENDMENT OF THE ARTICLES OF ASSOCIATION IN Mgmt For For
ORDER TO EXPRESSLY PROVIDE FOR THE
POSSIBILITY OF REMOTE ATTENDANCE AT THE
ANNUAL GENERAL MEETING VIA: APPROVAL OF THE
AMENDMENT OF ARTICLE 16 ("ELIGIBILITY TO
ATTEND THE GENERAL MEETINGS OF
SHAREHOLDERS. RIGHT TO VOTE") AND ARTICLE
17 ("REPRESENTATION AT THE GENERAL MEETING
OF SHAREHOLDERS") IN PART I ("GENERAL
MEETING OF SHAREHOLDERS") OF CHAPTER III
("GOVERNING BODIES OF THE COMPANY")
8.B AMENDMENT OF THE ARTICLES OF ASSOCIATION IN Mgmt For For
ORDER TO EXPRESSLY PROVIDE FOR THE
POSSIBILITY OF REMOTE ATTENDANCE AT THE
ANNUAL GENERAL MEETING VIA: APPROVAL OF THE
REVISED TEXT OF THE ARTICLES OF ASSOCIATION
9.A AMENDMENT OF THE REGULATIONS OF THE GENERAL Mgmt For For
MEETING OF SHAREHOLDERS IN ORDER TO INCLUDE
THE APPROVAL OF THE STATEMENT ON
NON-FINANCIAL INFORMATION AMONG THE POWERS
OF THE GENERAL MEETING OF SHAREHOLDERS AND
TO EXPRESSLY PROVIDE FOR THE POSSIBILITY OF
REMOTE ATTENDANCE AT ANNUAL GENERAL MEETING
VIA: APPROVAL OF THE AMENDMENT OF ARTICLE 6
("POWERS OF THE GENERAL MEETING OF
SHAREHOLDERS") IN CHAPTER II ("THE GENERAL
MEETING OF SHAREHOLDERS")
9.B AMENDMENT OF THE REGULATIONS OF THE GENERAL Mgmt For For
MEETING OF SHAREHOLDERS IN ORDER TO INCLUDE
THE APPROVAL OF THE STATEMENT ON
NON-FINANCIAL INFORMATION AMONG THE POWERS
OF THE GENERAL MEETING OF SHAREHOLDERS AND
TO EXPRESSLY PROVIDE FOR THE POSSIBILITY OF
REMOTE ATTENDANCE AT ANNUAL GENERAL MEETING
VIA: APPROVAL OF THE ADDITION OF ARTICLE
11BIS ("REMOTE ATTENDANCE") IN PART I
("ATTENDANCE AND PROXIES") AND THE
AMENDMENT OF ARTICLE 12 ("PROXY
REPRESENTATION AT THE GENERAL MEETING OF
SHAREHOLDERS") IN PART I ("ATTENDANCE AND
PROXIES"), ARTICLE 19 ("QUORUM") IN PART II
("THE GENERAL MEETING OF SHAREHOLDERS") AND
ARTICLE 20 ("REQUEST BY SHAREHOLDERS TO
TAKE THE FLOOR. IDENTIFICATION") IN PART
III ("USE OF THE FLOOR BY SHAREHOLDERS"),
ALL OF THEM IN CHAPTER IV ("HOLDING OF THE
GENERAL MEETING OF SHAREHOLDERS")
9.C AMENDMENT OF THE REGULATIONS OF THE GENERAL Mgmt For For
MEETING OF SHAREHOLDERS IN ORDER TO INCLUDE
THE APPROVAL OF THE STATEMENT ON
NON-FINANCIAL INFORMATION AMONG THE POWERS
OF THE GENERAL MEETING OF SHAREHOLDERS AND
TO EXPRESSLY PROVIDE FOR THE POSSIBILITY OF
REMOTE ATTENDANCE AT ANNUAL GENERAL MEETING
VIA: APPROVAL OF THE REVISED TEXT OF THE
REGULATIONS OF THE GENERAL MEETING OF
SHAREHOLDERS
10 ADVISORY VOTE (SAY ON PAY) OF THE ANNUAL Mgmt For For
REPORT ON THE REMUNERATION OF DIRECTORS
11 GRANTING OF POWERS TO IMPLEMENT RESOLUTIONS Mgmt For For
12 REPORTING TO THE ANNUAL GENERAL MEETING ON Mgmt Abstain Against
THE AMENDMENT OF THE BOARD OF DIRECTORS'
REGULATIONS
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 15 JUL 2020. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 432741 DUE TO SPLITTING OF
RESOLUTION 9. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ING GROUP NV Agenda Number: 713687068
--------------------------------------------------------------------------------------------------------------------------
Security: N4578E595
Meeting Type: AGM
Meeting Date: 26-Apr-2021
Ticker:
ISIN: NL0011821202
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING REMARKS AND ANNOUNCEMENTS Non-Voting
2a. REPORT OF THE EXECUTIVE BOARD FOR 2020 Non-Voting
2b. SUSTAINABILITY Non-Voting
2c. REPORT OF THE SUPERVISORY BOARD FOR 2020 Non-Voting
2d. REMUNERATION REPORT FOR 2020 Mgmt For For
2e. FINANCIAL STATEMENTS (ANNUAL ACCOUNTS) FOR Mgmt For For
2020
3a. PROFIT RETENTION AND DISTRIBUTION POLICY Non-Voting
3b. DIVIDEND FOR 2020: EUR 0.12 PER SHARE Mgmt For For
4a. DISCHARGE OF THE MEMBERS AND FORMER MEMBERS Mgmt For For
OF THE EXECUTIVE BOARD IN RESPECT OF THEIR
DUTIES PERFORMED DURING THE YEAR 2020
4b. DISCHARGE OF THE MEMBERS AND FORMER MEMBERS Mgmt For For
OF THE SUPERVISORY BOARD IN RESPECT OF
THEIR DUTIES PERFORMED DURING THE YEAR 2020
5. VARIABLE REMUNERATION CAP FOR SELECTED Mgmt For For
GLOBAL STAFF
6. AMENDMENTS OF THE ARTICLES OF ASSOCIATION Mgmt For For
7a. COMPOSITION OF THE EXECUTIVE BOARD: Mgmt For For
REAPPOINTMENT OF STEVEN VAN RIJSWIJK
7b. COMPOSITION OF THE EXECUTIVE BOARD: Mgmt For For
APPOINTMENT OF LJILJANA CORTAN
8a. COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
REAPPOINTMENT OF HANS WIJERS
8b. COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
REAPPOINTMENT OF MARGARETE HAASE
8c. COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
APPOINTMENT OF LODEWIJK HIJMANS VAN DEN
BERGH
9a. AUTHORISATION TO ISSUE ORDINARY SHARES Mgmt For For
9b. AUTHORISATION TO ISSUE ORDINARY SHARES, Mgmt For For
WITH OR WITHOUT PRE-EMPTIVE RIGHTS OF
EXISTING SHAREHOLDERS
10. AUTHORISATION TO ACQUIRE ORDINARY SHARES IN Mgmt For For
THE COMPANY'S OWN CAPITAL
CMMT 18 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 30 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT,
MODIFICATION OF TEXT IN RESOLUTION 3b. AND
CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC Agenda Number: 713756609
--------------------------------------------------------------------------------------------------------------------------
Security: G4804L163
Meeting Type: AGM
Meeting Date: 07-May-2021
Ticker:
ISIN: GB00BHJYC057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS 2020 Mgmt For For
2 DIRECTORS REMUNERATION REPORT 2020 Mgmt For For
3.A ELECTION OF GRAHAM ALLAN AS A DIRECTOR Mgmt For For
3.B ELECTION OF RICHARD ANDERSON AS A DIRECTOR Mgmt For For
3.C ELECTION OF DANIELA BARONE SOARES AS A Mgmt For For
DIRECTOR
3.D ELECTION OF DURIYA FAROOQUI AS A DIRECTOR Mgmt For For
3.E ELECTION OF SHARON ROTHSTEIN AS A DIRECTOR Mgmt For For
3.F RE-ELECTION OF KEITH BARR AS A DIRECTOR Mgmt For For
3.G RE-ELECTION OF PATRICK CESCAU AS A DIRECTOR Mgmt For For
3.H RE-ELECTION OF ARTHUR DE HAAST AS A Mgmt For For
DIRECTOR
3.I RE-ELECTION OF IAN DYSON AS A DIRECTOR Mgmt For For
3.J RE-ELECTION OF PAUL EDGECLIFFE-JOHNSON AS A Mgmt For For
DIRECTOR
3.K RE-ELECTION OF JO HARLOW AS A DIRECTOR Mgmt For For
3.L RE-ELECTION OF ELIE MAALOUF AS A DIRECTOR Mgmt For For
3.M RE-ELECTION OF JILL MCDONALD AS A DIRECTOR Mgmt For For
3.N RE-ELECTION OF DALE MORRISON AS A DIRECTOR Mgmt For For
4 APPOINTMENT OF AUDITOR: PRICEWATERHOUSE Mgmt For For
COOPERS LLP
5 REMUNERATION OF AUDITOR Mgmt For For
6 POLITICAL DONATIONS Mgmt For For
7 AMENDMENT TO BORROWING LIMIT Mgmt For For
8 ALLOTMENT OF SHARES Mgmt For For
9 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
10 FURTHER DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
11 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
12 NOTICE OF GENERAL MEETINGS Mgmt For For
CMMT 05 ARP 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF NAME FOR
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KAO CORPORATION Agenda Number: 713618758
--------------------------------------------------------------------------------------------------------------------------
Security: J30642169
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3205800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sawada, Michitaka Mgmt For For
2.2 Appoint a Director Hasebe, Yoshihiro Mgmt For For
2.3 Appoint a Director Takeuchi, Toshiaki Mgmt For For
2.4 Appoint a Director Matsuda, Tomoharu Mgmt For For
2.5 Appoint a Director Kadonaga, Sonosuke Mgmt For For
2.6 Appoint a Director Shinobe, Osamu Mgmt For For
2.7 Appoint a Director Mukai, Chiaki Mgmt For For
2.8 Appoint a Director Hayashi, Nobuhide Mgmt Against Against
3.1 Appoint a Corporate Auditor Kawashima, Mgmt For For
Sadanao
3.2 Appoint a Corporate Auditor Amano, Hideki Mgmt For For
4 Approve Details of the Stock Compensation Mgmt For For
to be received by Directors, etc.
--------------------------------------------------------------------------------------------------------------------------
KBC GROUPE SA Agenda Number: 713773124
--------------------------------------------------------------------------------------------------------------------------
Security: B5337G162
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: BE0003565737
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 REVIEW OF THE COMBINED ANNUAL REPORT OF THE Non-Voting
BOARD OF DIRECTORS OF KBC GROUP NV ON THE
COMPANY AND CONSOLIDATED ANNUAL ACCOUNTS
FOR THE FINANCIAL YEAR ENDING ON 31
DECEMBER 2020
2 REVIEW OF THE STATUTORY AUDITOR'S REPORTS Non-Voting
ON THE COMPANY AND CONSOLIDATED ANNUAL
ACCOUNTS OF KBC GROUP NV FOR THE FINANCIAL
YEAR ENDING ON 31 DECEMBER 2020
3 REVIEW OF THE CONSOLIDATED ANNUAL ACCOUNTS Non-Voting
OF KBC GROUP NV FOR THE FINANCIAL YEAR
ENDING ON 31 DECEMBER 2020
4 RESOLUTION TO APPROVE THE COMPANY ANNUAL Mgmt For For
ACCOUNTS OF KBC GROUP NV FOR THE FINANCIAL
YEAR ENDING ON 31 DECEMBER 2020
5.A RESOLUTION WITH RESPECT TO THE PROFIT Mgmt For For
DISTRIBUTION BY KBC GROUP NV FOR THE
FINANCIAL YEAR ENDING ON 31 DECEMBER 2020:
FIRST RESOLUTION TO ALLOCATE 10 328 813.08
EUROS AS CATEGORIZED PROFIT PREMIUM AS
STIPULATED IN THE COLLECTIVE LABOUR
AGREEMENT OF 22 NOVEMBER 2019 WITH REGARD
TO THE CATEGORIZED PROFIT PREMIUM
CONCERNING FINANCIAL YEAR 2020
5.B RESOLUTION WITH RESPECT TO THE PROFIT Mgmt For For
DISTRIBUTION BY KBC GROUP NV FOR THE
FINANCIAL YEAR ENDING ON 31 DECEMBER 2020:
SECOND RESOLUTION TO ALLOCATE 183 345
605.52 EUROS AS A GROSS DIVIDEND, I.E. A
GROSS DIVIDEND PER SHARE OF 0.44 EUROS
6 RESOLUTION TO APPROVE THE REMUNERATION Mgmt For For
REPORT OF KBC GROUP NV FOR THE FINANCIAL
YEAR ENDING ON 31 DECEMBER 2020, AS
INCLUDED IN THE COMBINED ANNUAL REPORT OF
THE BOARD OF DIRECTORS OF KBC GROUP NV
REFERRED TO UNDER ITEM 1 OF THIS AGENDA
7 RESOLUTION TO APPROVE THE REMUNERATION Mgmt For For
POLICY OF KBC GROUP NV, WHICH IS MADE
AVAILABLE AS A SEPARATE DOCUMENT ON
WWW.KBC.COM
8 RESOLUTION TO GRANT DISCHARGE TO THE Mgmt For For
DIRECTORS OF KBC GROUP NV FOR THE
PERFORMANCE OF THEIR DUTIES DURING
FINANCIAL YEAR 2020
9 RESOLUTION TO GRANT DISCHARGE TO THE Mgmt For For
STATUTORY AUDITOR OF KBC GROUP NV FOR THE
PERFORMANCE OF ITS DUTIES DURING FINANCIAL
YEAR 2020
10 AT THE REQUEST OF THE STATUTORY AUDITOR AND Mgmt For For
FOLLOWING FAVOURABLE ENDORSEMENT BY THE
AUDIT COMMITTEE, RESOLUTION TO RAISE THE
STATUTORY AUDITOR'S FEE FOR FINANCIAL YEAR
2020 TO THE AMOUNT OF 254 709 EUROS
11.A APPOINTMENTS: RESOLUTION TO APPOINT MR. LUC Mgmt For For
POPELIER, AS DIRECTOR FOR A PERIOD OF FOUR
YEARS, I.E. UNTIL THE CLOSE OF THE ANNUAL
GENERAL MEETING OF 2025, IN REPLACEMENT OF
MR. HENDRIK SCHEERLINCK WHO WILL REACH THE
STATUTORY AGE LIMIT, WITH EFFECT FROM THE
END OF THIS ANNUAL GENERAL MEETING
11.B APPOINTMENTS: RESOLUTION TO RE-APPOINT MRS. Mgmt For For
KATELIJN CALLEWAERT, AS DIRECTOR FOR A
PERIOD OF FOUR YEARS, I.E. UNTIL THE CLOSE
OF THE ANNUAL GENERAL MEETING OF 2025
11.C APPOINTMENTS: RESOLUTION TO RE-APPOINT MR. Mgmt For For
PHILIPPE VLERICK, AS DIRECTOR FOR A PERIOD
OF FOUR YEARS, I.E. UNTIL THE CLOSE OF THE
ANNUAL GENERAL MEETING OF 2025
12 OTHER BUSINESS Non-Voting
CMMT 07 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 07 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
REVISED DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KBC GROUPE SA Agenda Number: 713773136
--------------------------------------------------------------------------------------------------------------------------
Security: B5337G162
Meeting Type: EGM
Meeting Date: 06-May-2021
Ticker:
ISIN: BE0003565737
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 REVIEW OF THE REPORT OF THE BOARD OF Non-Voting
DIRECTORS, DRAWN UP IN ACCORDANCE WITH
ARTICLE 7:154 OF THE CODE ON COMPANIES AND
ASSOCIATIONS WITH RESPECT TO THE PROPOSED
MODIFICATION OF THE OBJECT OF THE COMPANY
2 MOTION TO REPLACE ARTICLE 2, PARAGRAPHS 1 Mgmt For For
TO 4 OF THE ARTICLES OF ASSOCIATION BY THE
FOLLOWING TEXT: 'THE COMPANY HAS AS ITS
OBJECT THE DIRECT OR INDIRECT OWNERSHIP AND
MANAGEMENT OF SHAREHOLDINGS IN OTHER
COMPANIES, INCLUDING BUT NOT RESTRICTED TO
CREDIT INSTITUTIONS, INSURANCE COMPANIES
AND OTHER FINANCIAL INSTITUTIONS. THE
COMPANY ALSO HAS AS OBJECT TO PROVIDE
SERVICES TO THIRD PARTIES, EITHER FOR ITS
OWN ACCOUNT OR FOR THE ACCOUNT OF OTHERS,
INCLUDING TO COMPANIES IN WHICH THE COMPANY
HAS AN INTEREST -EITHER DIRECTLY OR
INDIRECTLY- AND TO (POTENTIAL) CLIENTS OF
THOSE COMPANIES. THE OBJECT OF THE COMPANY
IS ALSO TO ACQUIRE IN THE BROADEST SENSE OF
THE WORD (INCLUDING BY MEANS OF PURCHASE,
HIRE AND LEASE), TO MAINTAIN AND TO OPERATE
RESOURCES, AND TO MAKE THESE RESOURCES
AVAILABLE IN THE BROADEST SENSE OF THE WORD
(INCLUDING THROUGH LETTING AND GRANTING
RIGHTS OF USE) TO THE BENEFICIARIES
REFERRED TO IN THE SECOND PARAGRAPH. IN
ADDITION, THE COMPANY MAY FUNCTION AS AN
INTELLECTUAL PROPERTY COMPANY RESPONSIBLE
FOR, AMONG OTHER THINGS, THE DEVELOPMENT,
ACQUISITION, MANAGEMENT, PROTECTION AND
MAINTENANCE OF INTELLECTUAL PROPERTY
RIGHTS, AS WELL AS FOR MAKING THESE RIGHTS
AVAILABLE, GRANTING RIGHTS OF USE IN
RESPECT OF THESE RIGHTS AND/OR TRANSFERRING
THESE RIGHTS.'
3 MOTION TO DELETE THE LAST SENTENCE OF Mgmt For For
ARTICLE 3, PARAGRAPH 1 OF THE ARTICLES OF
ASSOCIATION REGARDING THE TRANSFER OF THE
REGISTERED OFFICE
4 MOTION TO DELETE ARTICLE 4, PARAGRAPH 2 OF Mgmt For For
THE ARTICLES OF ASSOCIATION REGARDING THE
CONDITIONS FOR VOLUNTARY DISSOLUTION OF THE
COMPANY
5 MOTION TO REPLACE ARTICLE 8, PARAGRAPH 3 OF Mgmt For For
THE ARTICLES OF ASSOCIATION BY THE
FOLLOWING TEXT: 'IN THE EVENT A SHARE
PREMIUM IS PAID ON A CAPITAL INCREASE
DECIDED UPON BY THE BOARD OF DIRECTORS OR
THE GENERAL MEETING OF SHAREHOLDERS, OR ON
THE CONVERSION OF BONDS OR THE EXERCISE OF
SUBSCRIPTION RIGHTS, OR IF AN ISSUE PRICE
IS POSTED TO THE ACCOUNTS AS A SHARE
PREMIUM ON THE ISSUE OF SUBSCRIPTION RIGHTS
DECIDED UPON BY THE BOARD OF DIRECTORS OR
THE GENERAL MEETING OF SHAREHOLDERS, THIS
WILL BE EARMARKED FOR APPROPRIATION TO THE
SHARE PREMIUM ACCOUNT AND RECORDED AS OWN
FUNDS ON THE LIABILITIES SIDE OF THE
BALANCE SHEET.'
6 MOTION TO REPLACE ARTICLE 10 OF THE Mgmt For For
ARTICLES OF ASSOCIATION BY THE FOLLOWING
TEXT: 'THE COMPANY RECOGNISES ONLY ONE
OWNER PER SHARE OR SUB-SHARE FOR THE
EXERCISE OF VOTING RIGHTS AT THE GENERAL
MEETING OF SHAREHOLDERS AND OF ALL RIGHTS
ATTACHING TO THE SHARES OR SUB-SHARES.
PERSONS WHO, FOR ONE REASON OR ANOTHER,
HAVE A JOINT RIGHT IN REM TO A SHARE,
SUB-SHARE OR OTHER SECURITY, SHALL ARRANGE
TO BE REPRESENTED BY ONE AND THE SAME
PERSON. THIS REPRESENTATIVE MUST EITHER BE
ONE OF THE PERSONS CO-ENTITLED OR MUST MEET
THE REQUIREMENTS OF ARTICLE 28 OF THE
ARTICLES OF ASSOCIATION. UNTIL SUCH TIME AS
THIS PROVISION HAS BEEN MET, THE COMPANY
SHALL BE ENTITLED TO SUSPEND THE EXERCISE
OF THE RIGHTS ATTACHING TO THESE SHARES,
SUB-SHARES OR OTHER SECURITIES. IN THE
EVENT OF USUFRUCT, THE USUFRUCTUARY SHALL
EXERCISE ALL THE RIGHTS ATTACHING TO THE
SHARES, SUB-SHARES OR OTHER SECURITIES,
UNLESS STIPULATED OTHERWISE IN A WILL OR AN
AGREEMENT OF WHICH THE COMPANY HAS BEEN
NOTIFIED IN WRITING.'
7 MOTION TO REPLACE ARTICLE 12, PARAGRAPHS 2 Mgmt For For
AND 3 OF THE ARTICLES OF ASSOCIATION BY THE
FOLLOWING TEXT: 'THE BOARD OF DIRECTORS
SHALL COMPRISE AT LEAST SEVEN DIRECTORS
APPOINTED BY THE GENERAL MEETING OF
SHAREHOLDERS, ON CONDITION THAT AT LEAST
THREE MEMBERS OF THE BOARD HAVE THE
CAPACITY OF INDEPENDENT DIRECTOR IN
ACCORDANCE WITH THE LAW. THE GENERAL
MEETING OF SHAREHOLDERS MAY AT ANY TIME
REMOVE A DIRECTOR FROM OFFICE. THE TERM OF
OFFICE OF DIRECTORS AMOUNTS TO FOUR YEARS
AT THE MOST AND EXPIRES AFTER THE ANNUAL
ORDINARY GENERAL MEETING OF SHAREHOLDERS.'
8 MOTION TO REPLACE ARTICLE 13 OF THE Mgmt For For
ARTICLES OF ASSOCIATION BY THE FOLLOWING
TEXT: 'IF A DIRECTOR'S SEAT BECOMES VACANT,
THE REMAINING DIRECTORS SHALL HAVE THE
RIGHT TO CO-OPT A NEW DIRECTOR. THE NEXT
GENERAL MEETING OF SHAREHOLDERS MUST
CONFIRM THE OFFICE OF THE CO-OPTED
DIRECTOR. UPON CONFIRMATION, THE CO-OPTED
DIRECTOR SHALL COMPLETE THE TERM OF OFFICE
OF HIS/HER PREDECESSOR, UNLESS THE GENERAL
MEETING OF SHAREHOLDERS OPTS FOR A
DIFFERENT TERM OF OFFICE. IN THE ABSENCE OF
CONFIRMATION, THE OFFICE OF THE CO-OPTED
DIRECTOR SHALL END FOLLOWING THE GENERAL
MEETING OF SHAREHOLDERS.'
9 MOTION TO ADD TO ARTICLE 15, LAST PARAGRAPH Mgmt For For
OF THE ARTICLES OF ASSOCIATION THE
FOLLOWING SENTENCE: 'THESE ARRANGEMENTS ARE
LAID DOWN IN THE CORPORATE GOVERNANCE
CHARTER, THAT CAN BE CONSULTED ON THE
COMPANY'S WEBSITE.'
10 MOTION TO REPLACE THE LAST SENTENCE OF Mgmt For For
ARTICLE 16, PARAGRAPH 1 OF THE ARTICLES OF
ASSOCIATION BY THE FOLLOWING SENTENCE:
'DIRECTORS WHO, IN ACCORDANCE WITH THE LAW,
MAY NOT PARTICIPATE IN THE DELIBERATIONS
AND THE VOTE ARE INCLUDED TO DETERMINE
WHETHER THE ATTENDANCE QUORUM HAS BEEN
REACHED BUT SHALL NOT BE COUNTED (EITHER IN
THE NUMERATOR OR IN THE DENOMINATOR) WHEN
DETERMINING THE VOTING MAJORITY.'
11 MOTION TO ADD THE FOLLOWING SENTENCE TO Mgmt For For
ARTICLE 16, LAST PARAGRAPH OF THE ARTICLES
OF ASSOCIATION: 'IN THAT CASE, ARTICLE 15,
PARAGRAPHS 2 TO 4 INCLUSIVE, ARTICLE 16,
PARAGRAPHS 1 TO 3 INCLUSIVE AND ARTICLE 17,
PARAGRAPHS 1 TO 3 INCLUSIVE OF THE ARTICLES
OF ASSOCIATION SHALL NOT APPLY.'
12 MOTION TO REPLACE ARTICLE 20, PARAGRAPHS 2 Mgmt For For
TO 4 OF THE ARTICLES OF ASSOCIATION BY THE
FOLLOWING TEXT: 'THE EXECUTIVE COMMITTEE
SHALL COMPRISE A MAXIMUM OF TEN MEMBERS.
TOGETHER, THESE MEMBERS FORM A COLLEGIATE
BODY. MEMBERS OF THE EXECUTIVE COMMITTEE
WHO, PURSUANT TO THE LAW, MAY NOT
PARTICIPATE IN THE DELIBERATIONS AND THE
VOTE, ARE INCLUDED TO DETERMINE WHETHER THE
ATTENDANCE QUORUM HAS BEEN REACHED BUT
SHALL NOT BE COUNTED (EITHER IN THE
NUMERATOR OR IN THE DENOMINATOR) WHEN
DETERMINING THE VOTING MAJORITY. IF ALL OR
ALL BUT ONE OF THE MEMBERS OF THE EXECUTIVE
COMMITTEE HAVE A DIRECT OR INDIRECT
INTEREST OF A FINANCIAL NATURE THAT IS
INCOMPATIBLE WITH A DECISION OR TRANSACTION
THAT FALLS WITHIN THE COMPETENCE OF THE
EXECUTIVE COMMITTEE, THE MEMBERS OF THE
EXECUTIVE COMMITTEE SHALL INFORM THE BOARD
OF DIRECTORS WHICH SHALL PASS THE
RESOLUTION ACCORDING TO THE PROCEDURE
PRESCRIBED BY LAW. THE RESOLUTIONS OF THE
EXECUTIVE COMMITTEE MAY BE PASSED BY
UNANIMOUS WRITTEN AGREEMENT OF ITS MEMBERS.
THE EXECUTIVE COMMITTEE CAN ALSO MAKE ALL
ARRANGEMENTS TO ENSURE IT FUNCTIONS
EFFECTIVELY. THE PRESIDENT AND THE MEMBERS
OF THE EXECUTIVE COMMITTEE SHALL BE
APPOINTED AND REMOVED BY THE BOARD OF
DIRECTORS, IN ACCORDANCE WITH THE RELEVANT
LEGAL AND REGULATORY PROVISIONS.'
13 MOTION TO REPLACE THE FIRST PARAGRAPH OF Mgmt For For
ARTICLE 22 OF THE ARTICLES OF ASSOCIATION
BY THE FOLLOWING TEXT: 'THE STATUTORY AUDIT
OF THE FINANCIAL STATEMENTS SHALL BE
PERFORMED BY ONE OR MORE STATUTORY AUDITORS
APPOINTED AND REMUNERATED IN ACCORDANCE
WITH THE PREVAILING STATUTORY RULES.' AND
MOTION TO DELETE THE LAST PARAGRAPH OF THE
SAME ARTICLE WITH REGARD TO THE
REPRESENTATION OF THE STATUTORY AUDITORS
14 MOTION TO ADD THE FOLLOWING SENTENCE TO THE Mgmt For For
FIRST SUBSECTION OF ARTICLE 27, PARAGRAPH 1
OF THE ARTICLES OF ASSOCIATION: 'IN THE
CASES PERMITTED BY LAW, THE BOARD OF
DIRECTORS MAY SET A DIFFERENT RECORD DATE.'
15 MOTION TO COMPLETE THE FIRST SENTENCE OF Mgmt For For
ARTICLE 27, PARAGRAPH 2 OF THE ARTICLES OF
ASSOCIATION AS FOLLOWS: 'EVERY SHAREHOLDER
AND EVERY HOLDER OF CONVERTIBLE BONDS,
SUBSCRIPTION RIGHTS OR CERTIFICATES ISSUED
IN CO-OPERATION WITH THE COMPANY, WHO
WISHES TO ATTEND THE GENERAL MEETING OF
SHAREHOLDERS, MUST INFORM THE COMPANY OR A
PERSON SO DESIGNATED BY THE COMPANY BY NO
LATER THAN THE SIXTH DAY BEFORE THE DAY OF
THE GENERAL MEETING OF SHAREHOLDERS OF
HIS/HER INTENTION TO ATTEND AND ALSO
INDICATE THE NUMBER OF SECURITIES WITH
WHICH HE/SHE WISHES TO PARTICIPATE AND THE
MANNER IN WHICH HE/SHE INTENDS TO ATTEND.'
16 MOTION TO INSERT A NEW ARTICLE 28BIS IN THE Mgmt For For
ARTICLES OF ASSOCIATION, WHICH READS AS
FOLLOWS: 'IF THE CONVENING NOTICE EXPRESSLY
SO PROVIDES, EACH SHAREHOLDER HAS THE RIGHT
TO CAST VOTES REMOTELY PRIOR TO THE GENERAL
MEETING OF SHAREHOLDERS BY CORRESPONDENCE,
THROUGH THE COMPANY WEBSITE OR IN ANY OTHER
WAY INDICATED IN THE NOTICE. IF THIS RIGHT
IS GRANTED, THE CONVENING NOTICE SHALL
CONTAIN A DESCRIPTION OF THE PROCEDURES TO
BE FOLLOWED BY THE SHAREHOLDER IN ORDER TO
VOTE REMOTELY. THE CONVENING NOTICE, OR
INFORMATION ON THE COMPANY WEBSITE TO WHICH
THE CONVENING NOTICE REFERS, SHALL SPECIFY
THE WAY IN WHICH THE COMPANY MAY VERIFY THE
CAPACITY AND IDENTITY OF THE SHAREHOLDER.
TO CALCULATE THE RULES ON ATTENDANCE QUORUM
AND VOTING MAJORITY ONLY THE REMOTE VOTES
SHALL BE TAKEN INTO ACCOUNT WHICH ARE CAST
BY SHAREHOLDERS MEETING THE FORMALITIES TO
BE ADMITTED TO THE GENERAL MEETING OF
SHAREHOLDERS AS REFERRED TO IN ARTICLE 27
OF THESE ARTICLES OF ASSOCIATION. A
SHAREHOLDER WHO HAS CAST HIS VOTES REMOTELY
MAY NO LONGER CHOOSE ANY OTHER WAY OF
PARTICIPATION IN THE GENERAL MEETING OF
SHAREHOLDERS FOR THE NUMBER OF THE THUS
CAST VOTES.'
17 MOTION TO ADD TO ARTICLE 30 THE FOLLOWING Mgmt For For
SENTENCE: 'IN CASE OF REMOTE PARTICIPATION
IN THE GENERAL MEETING OF SHAREHOLDERS, THE
LOGIN TO THE ELECTRONIC SYSTEM SET UP BY OR
ON BEHALF OF THE COMPANY WILL COUNT AS A
SIGNATURE ON THE ATTENDANCE ROSTER.'
18 MOTION TO DELETE ARTICLE 32, PARAGRAPH 3 OF Mgmt For For
THE ARTICLES OF ASSOCIATION WITH RESPECT TO
THE POSSIBILITY TO ASK FOR A SECRET BALLOT
19 MOTION TO COMPLETE THE FIRST SENTENCE OF Mgmt For For
ARTICLE 35 OF THE ARTICLES OF ASSOCIATION
AS FOLLOWS: 'THE MINUTES OF THE GENERAL
MEETINGS OF SHAREHOLDERS SHALL BE SIGNED BY
THE OFFICERS OF THE MEETING AND BY THE
SHAREHOLDERS WHO SO REQUEST.'
20 MOTION TO DELETE IN TITLE V THE WORDS Mgmt For For
'INVENTORY' AND 'RESERVES' AND TO DELETE
ARTICLE 36, PARAGRAPHS 2 TO 4 OF THE
ARTICLES OF ASSOCIATION REGARDING INVENTORY
TAKING AND PREPARING THE FINANCIAL
STATEMENTS AND THE ANNUAL REPORT BY THE
BOARD OF DIRECTORS
21 MOTION TO REPLACE ARTICLE 41 OF THE Mgmt For For
ARTICLES OF ASSOCIATION BY THE FOLLOWING
TEXT: 'EVERY SHAREHOLDER WHO IS DOMICILED
ABROAD SHALL BE OBLIGED TO ELECT DOMICILE
IN BELGIUM FOR THE PURPOSE OF ALL DEALINGS
WITH THE COMPANY. EACH MEMBER OF THE BOARD
OF DIRECTORS AND EACH MEMBER OF THE
EXECUTIVE COMMITTEE MAY ELECT DOMICILE AT
THE REGISTERED OFFICE OF THE COMPANY FOR
ALL MATTERS RELATING TO THE PERFORMANCE OF
THEIR OFFICE. MEMBERS OF THE BOARD OF
DIRECTORS, MEMBERS OF THE EXECUTIVE
COMMITTEE, STATUTORY AUDITORS AND
LIQUIDATORS WHO ARE DOMICILED ABROAD SHALL
BE DEEMED TO HAVE ELECTED DOMICILE AT THE
REGISTERED OFFICE OF THE COMPANY, WHERE ALL
NOTIFICATIONS, SUMMONSES AND WRITS MAY
LEGALLY BE SERVED UPON THEM, AND ALL
NOTICES OR LETTERS MAY BE SENT TO THEM.'
22 MOTION TO CANCEL THE AUTHORISATION TO Mgmt For For
DISPOSE OF OWN SHARES GRANTED BY THE
GENERAL SHAREHOLDERS' MEETING OF 3 MAY
2012, WITHOUT PREJUDICE TO THE GENERAL
POWERS OF THE BOARD OF DIRECTORS OF THE
COMPANY AND OF THOSE OF ITS SUBSIDIARIES TO
TRANSFER THE COMPANY'S OWN SHARES IN
ACCORDANCE WITH STATUTORY PROVISIONS
23 MOTION TO GRANT A POWER OF ATTORNEY TO DRAW Mgmt For For
UP AND SIGN THE CONSOLIDATED TEXT OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY, AND
TO FILE IT WITH THE REGISTRY OF THE COURT
OF RELEVANT JURISDICTION
24 MOTION TO GRANT AUTHORISATION FOR Mgmt For For
IMPLEMENTATION OF THE MOTIONS PASSED
25 MOTION TO GRANT A POWER OF ATTORNEY TO Mgmt For For
EFFECT THE REQUISITE FORMALITIES WITH THE
CROSSROADS BANK FOR ENTERPRISES AND THE TAX
AUTHORITIES
CMMT 07 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
REVISED DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 07 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KERING SA Agenda Number: 713707048
--------------------------------------------------------------------------------------------------------------------------
Security: F5433L103
Meeting Type: MIX
Meeting Date: 22-Apr-2021
Ticker:
ISIN: FR0000121485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT 19 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 07 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104072100801-42 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF THE TEXT OF COMMENT AND CHANGE IN
NUMBERING OF RESOLUTIONS AND RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND
4 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
FRANCOIS-HENRI PINAULT AS DIRECTOR
5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
JEAN-FRANCOIS PALUS AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF FINANCIERE Mgmt For For
PINAULT COMPANY, REPRESENTED BY MRS.
HELOISE TEMPLE-BOYER, AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
BAUDOUIN PROT AS DIRECTOR
8 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt For For
SECTION I OF ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE RELATING TO THE
COMPENSATION PAID DURING OR AWARDED FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO
THE CORPORATE OFFICERS, IN RESPECT OF THEIR
DUTIES AS DIRECTORS
9 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR.
FRANCOIS-HENRI PINAULT, IN RESPECT OF HIS
CAPACITY AS CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. JEAN-FRANCOIS
PALUS, IN RESPECT OF HIS CAPACITY AS DEPUTY
CHIEF EXECUTIVE OFFICER
11 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
EXECUTIVE CORPORATE OFFICERS
12 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
CORPORATE OFFICERS IN RESPECT OF THEIR
DUTIES AS DIRECTORS
13 SETTING THE TOTAL ANNUAL AMOUNT OF THE Mgmt For For
COMPENSATION FOR MEMBERS OF THE BOARD OF
DIRECTORS
14 AUTHORISATION TO THE BOARD OF DIRECTORS IN Mgmt For For
ORDER TO BUY, HOLD OR TRANSFER SHARES OF
THE COMPANY
15 AUTHORISATION TO THE BOARD OF DIRECTORS IN Mgmt For For
ORDER TO REDUCE THE SHARE CAPITAL BY
CANCELLING SHARES PURCHASED OR TO BE
PURCHASED UNDER A SHARE BUYBACK PROGRAMME
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
IMMEDIATE AND/OR FUTURE ACCESS TO THE
COMPANY'S CAPITAL, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS (TO BE USED OUTSIDE PUBLIC OFFERING
PERIODS)
17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO INCREASE THE SHARE
CAPITAL BY CAPITALISATION OF RESERVES,
PROFITS OR SHARE PREMIUMS (TO BE USED
OUTSIDE OF PUBLIC OFFERING PERIODS)
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO PROCEED WITH ISSUES
OF COMMON SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING IMMEDIATE AND/OR FUTURE
ACCESS TO THE COMPANY'S CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC
OFFERING (OTHER THAN AN OFFERING REFERRED
TO IN ARTICLE L.411-2 OF THE FRENCH
MONETARY AND FINANCIAL CODE) (TO BE USED
OUTSIDE OF THE PERIODS OF PUBLIC OFFERING)
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO ISSUE COMMON SHARES,
AND/OR EQUITY SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES OR GRANTING ENTITLEMENT
TO THE ALLOCATION OF DEBT SECURITIES,
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO EQUITY SECURITIES TO BE ISSUED,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, FOR THE BENEFIT OF
QUALIFIED INVESTORS OR A LIMITED CIRCLE OF
INVESTORS IN THE CONTEXT OF A PUBLIC
OFFERING REFERRED TO IN ARTICLE L.411-2,
1DECREE OF THE FRENCH MONETARY AND
FINANCIAL CODE (TO BE USED OUTSIDE PUBLIC
OFFERING PERIODS)
20 AUTHORISATION TO THE BOARD OF DIRECTORS IN Mgmt For For
ORDER TO SET THE ISSUE PRICE OF COMMON
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL ACCORDING TO
CERTAIN TERMS AND CONDITIONS, WITHIN THE
LIMIT OF 5% OF THE CAPITAL PER YEAR, IN THE
CONTEXT OF AN INCREASE IN THE SHARE CAPITAL
BY ISSUE WITHOUT PRE-EMPTIVE SUBSCRIPTION
RIGHTS
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO INCREASE THE NUMBER
OF COMMON SHARES OR TRANSFERABLE SECURITIES
TO BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH OR WITHOUT A PRE-EMPTIVE
SUBSCRIPTION RIGHT WITHIN THE LIMIT OF 15%
OF THE INITIAL ISSUE CARRIED OUT PURSUANT
TO THE 16TH, 18TH AND 19TH RESOLUTIONS
22 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO PROCEED WITH THE
ISSUE OF COMMON SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL IN ORDER TO COMPENSATE
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY CONSISTING OF EQUITY SECURITIES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, WITHIN THE LIMIT OF
10% OF THE SHARE CAPITAL (TO BE USED
OUTSIDE OF PUBLIC OFFERING PERIODS)
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO DECIDE ON AN INCREASE
IN THE SHARE CAPITAL BY ISSUING, WITHOUT A
PRE-EMPTIVE SUBSCRIPTION RIGHT, OF COMMON
SHARES OR OTHER SECURITIES GRANTING ACCESS
TO THE CAPITAL RESERVED FOR EMPLOYEES AND
FORMER EMPLOYEES WHO ARE MEMBERS OF ONE OR
MORE COMPANY SAVINGS PLANS
24 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KEYENCE CORPORATION Agenda Number: 714203142
--------------------------------------------------------------------------------------------------------------------------
Security: J32491102
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: JP3236200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2.1 Appoint a Director Takizaki, Takemitsu Mgmt Against Against
2.2 Appoint a Director Nakata, Yu Mgmt Against Against
2.3 Appoint a Director Yamaguchi, Akiji Mgmt For For
2.4 Appoint a Director Miki, Masayuki Mgmt For For
2.5 Appoint a Director Yamamoto, Hiroaki Mgmt For For
2.6 Appoint a Director Yamamoto, Akinori Mgmt For For
2.7 Appoint a Director Taniguchi, Seiichi Mgmt For For
2.8 Appoint a Director Suenaga, Kumiko Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Yamamoto, Masaharu
--------------------------------------------------------------------------------------------------------------------------
KONE OYJ Agenda Number: 713575516
--------------------------------------------------------------------------------------------------------------------------
Security: X4551T105
Meeting Type: AGM
Meeting Date: 02-Mar-2021
Ticker:
ISIN: FI0009013403
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER: ATTORNEY Non-Voting
MERJA KIVELA WILL SERVE AS CHAIRPERSON OF
THE MEETING. IN THE EVENT MERJA KIVELA IS
PREVENTED FROM SERVING AS THE CHAIRPERSON
FOR A WEIGHTY REASON, THE BOARD OF
DIRECTORS WILL APPOINT THE PERSON THEY DEEM
THE MOST SUITABLE TO SERVE AS THE
CHAIRPERSON
3 ELECTION OF PERSON TO SCRUTINIZE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES: THE COMPANY'S LEGAL COUNSEL HETA
RONKKO WILL SCRUTINIZE THE MINUTES AND
SUPERVISE THE COUNTING OF THE VOTES. IN THE
EVENT HETA RONKKO IS PREVENTED FROM
SCRUTINIZING THE MINUTES AND SUPERVISING
THE COUNTING OF THE VOTES FOR A WEIGHTY
REASON, THE BOARD OF DIRECTORS WILL APPOINT
THE PERSON THEY DEEM THE MOST SUITABLE TO
SCRUTINIZE THE MINUTES AND SUPERVISE THE
COUNTING OF THE VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE ANNUAL ACCOUNTS, THE Non-Voting
REPORT OF THE BOARD OF DIRECTORS AND THE
AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE ANNUAL ACCOUNTS Mgmt For For
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDENDS: THE BOARD OF DIRECTORS PROPOSES
THAT FOR THE FINANCIAL YEAR 2020 A DIVIDEND
OF EUR 1.7475 IS PAID FOR EACH CLASS A
SHARE AND A DIVIDEND OF EUR 1.75 IS PAID
FOR EACH CLASS B SHARE. FURTHER, THE BOARD
PROPOSES THAT AN EXTRA DIVIDEND OF EUR
0.4975 IS PAID FOR EACH CLASS A SHARE AND
AN EXTRA DIVIDEND OF EUR 0.50 IS PAID FOR
EACH CLASS B SHARE
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY FOR THE FINANCIAL
YEAR 2020
10 CONSIDERATION OF THE REMUNERATION REPORT Mgmt Against Against
FOR GOVERNING BODIES
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE Non-Voting
PROPOSED BY NOMINATION AND COMPENSATION
COMMITTEE AND BOARD DOES NOT MAKE ANY
RECOMMENDATION ON THESE PROPOSALS. THE
STANDING INSTRUCTIONS ARE DISABLED FOR THIS
MEETING
11 RESOLUTION ON THE REMUNERATION OF THE Mgmt Against
MEMBERS OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For
BOARD OF DIRECTORS: THE NOMINATION AND
COMPENSATION COMMITTEE OF THE BOARD OF
DIRECTORS PROPOSES TO THE GENERAL MEETING
THAT EIGHT BOARD MEMBERS ARE ELECTED
13 ELECTION OF MEMBERS OF THE BOARD OF Mgmt Against
DIRECTORS: THE NOMINATION AND COMPENSATION
COMMITTEE OF THE BOARD OF DIRECTORS
PROPOSES TO THE GENERAL MEETING THAT MATTI
ALAHUHTA, SUSAN DUINHOVEN, ANTTI HERLIN,
IIRIS HERLIN, JUSSI HERLIN, RAVI KANT AND
JUHANI KASKEALA ARE RE-ELECTED TO THE BOARD
OF DIRECTORS AND JENNIFER XIN-ZHE LI IS
ELECTED AS A NEW MEMBER TO THE BOARD OF
DIRECTORS
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITORS
15 RESOLUTION ON THE NUMBER OF AUDITORS: IN Mgmt For For
THE BEGINNING OF 2020, KONE FINALIZED THE
MANDATORY AUDIT FIRM SELECTION PROCEDURE
CONCERNING THE AUDIT FOR THE FINANCIAL YEAR
2021. CONSEQUENTLY, AUDIT FIRM ERNST &
YOUNG OY WAS ELECTED AS THE AUDITOR OF THE
COMPANY FOR THE FINANCIAL YEAR 2021 ALREADY
IN THE GENERAL MEETING 2020 AND IN THE SAME
CONTEXT ALSO THE NUMBER OF AUDITORS FOR THE
FINANCIAL YEAR 2021 WAS RESOLVED.
THEREFORE, THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS NOW PROPOSES TO THE GENERAL
MEETING THAT ONE AUDITOR IS ELECTED FOR THE
COMPANY FOR A TERM ENDING AT THE CONCLUSION
OF THE FOLLOWING ANNUAL GENERAL MEETING
16 ELECTION OF AUDITORS: IN THE BEGINNING OF Mgmt For For
2020, KONE FINALIZED THE MANDATORY AUDIT
FIRM SELECTION PROCEDURE CONCERNING THE
AUDIT FOR THE FINANCIAL YEAR 2021.
CONSEQUENTLY, AUDIT FIRM ERNST & YOUNG OY
WAS ELECTED AS THE AUDITOR OF THE COMPANY
FOR THE FINANCIAL YEAR 2021 ALREADY IN THE
GENERAL MEETING 2020. THEREFORE, THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS NOW
PROPOSES TO THE GENERAL MEETING THAT AUDIT
FIRM ERNST & YOUNG OY BE ELECTED AS THE
AUDITOR OF THE COMPANY FOR A TERM ENDING AT
THE CONCLUSION OF THE FOLLOWING ANNUAL
GENERAL MEETING
17 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES
18 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE ISSUANCE OF SHARES AS WELL AS
THE ISSUANCE OF OPTIONS AND OTHER SPECIAL
RIGHTS ENTITLING TO SHARES
19 CLOSING OF THE MEETING Non-Voting
CMMT 02 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 02 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KUBOTA CORPORATION Agenda Number: 713622086
--------------------------------------------------------------------------------------------------------------------------
Security: J36662138
Meeting Type: AGM
Meeting Date: 19-Mar-2021
Ticker:
ISIN: JP3266400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kimata, Masatoshi Mgmt For For
1.2 Appoint a Director Kitao, Yuichi Mgmt For For
1.3 Appoint a Director Yoshikawa, Masato Mgmt For For
1.4 Appoint a Director Kurosawa, Toshihiko Mgmt For For
1.5 Appoint a Director Watanabe, Dai Mgmt For For
1.6 Appoint a Director Matsuda, Yuzuru Mgmt For For
1.7 Appoint a Director Ina, Koichi Mgmt For For
1.8 Appoint a Director Shintaku, Yutaro Mgmt For For
1.9 Appoint a Director Arakane, Kumi Mgmt For For
2 Appoint a Corporate Auditor Furusawa, Yuri Mgmt For For
3 Approve Details of the Compensation to be Mgmt For For
received by Directors
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
L'OREAL S.A. Agenda Number: 713687551
--------------------------------------------------------------------------------------------------------------------------
Security: F58149133
Meeting Type: MIX
Meeting Date: 20-Apr-2021
Ticker:
ISIN: FR0000120321
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 16 MAR 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 08 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103312100646-39 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK AND CHANGE IN NUMBERING
OF ALL RESOLUTIONS. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 APPROVE FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
AND STATUTORY REPORTS
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 4 PER SHARE AND AN EXTRA OF EUR 0.40
PER SHARE TO LONG TERM REGISTERED SHARES
4 ELECT NICOLAS HIERONIMUS AS DIRECTOR Mgmt For For
5 ELECT ALEXANDRE RICARD AS DIRECTOR Mgmt For For
6 RE-ELECT FRANCOISE BETTENCOURT MEYERS AS Mgmt For For
DIRECTOR
7 RE-ELECT PAUL BULCKE AS DIRECTOR Mgmt For For
8 RE-ELECT VIRGINIE MORGON AS DIRECTOR Mgmt For For
9 APPROVE COMPENSATION REPORT OF CORPORATE Mgmt For For
OFFICERS
10 APPROVE COMPENSATION OF JEAN-PAUL AGON, Mgmt For For
CHAIRMAN AND CEO
11 APPROVE REMUNERATION POLICY OF DIRECTORS Mgmt For For
12 APPROVE REMUNERATION POLICY OF JEAN-PAUL Mgmt For For
AGON, CHAIRMAN AND CEO UNTIL APRIL 30, 2021
13 APPROVE REMUNERATION POLICY OF NICOLAS Mgmt For For
HIERONIMUS, CEO SINCE MAY 1, 2021
14 APPROVE REMUNERATION POLICY OF JEAN-PAUL Mgmt For For
AGON, CHAIRMAN OF THE BOARD SINCE MAY 1,
2021
15 APPROVE AMENDMENT OF EMPLOYMENT CONTRACT OF Mgmt For For
NICOLAS HIERONIMUS, CEO SINCE MAY 1, 2021
16 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
17 AUTHORIZE ISSUANCE OF EQUITY OR Mgmt For For
EQUITY-LINKED SECURITIES WITH PREEMPTIVE
RIGHTS UP A MAXIMUM NOMINAL SHARE CAPITAL
VALUE OF EUR 156,764,042.40
18 AUTHORIZE CAPITALIZATION OF RESERVES FOR Mgmt For For
BONUS ISSUE OR INCREASE IN PAR VALUE
19 AUTHORIZE CAPITAL INCREASE OF UP TO 2 Mgmt For For
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS
IN KIND
20 AUTHORIZE CAPITAL ISSUANCES FOR USE IN Mgmt For For
EMPLOYEE STOCK PURCHASE PLANS
21 AUTHORIZE CAPITAL ISSUANCES FOR USE IN Mgmt For For
EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR
EMPLOYEES OF INTERNATIONAL SUBSIDIARIES
22 AMEND ARTICLE 7 OF BYLAWS RE: WRITTEN Mgmt For For
CONSULTATION
23 AUTHORIZE FILING OF REQUIRED Mgmt For For
DOCUMENTS/OTHER FORMALITIES
--------------------------------------------------------------------------------------------------------------------------
LAFARGEHOLCIM LTD Agenda Number: 713905834
--------------------------------------------------------------------------------------------------------------------------
Security: H4768E105
Meeting Type: AGM
Meeting Date: 04-May-2021
Ticker:
ISIN: CH0012214059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 528775 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 7. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
IF VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For
ANNUAL CONSOLIDATED FINANCIAL STATEMENTS OF
THE GROUP, AND THE ANNUAL FINANCIAL
STATEMENTS OF LAFARGEHOLCIM LTD
1.2 ADVISORY VOTE ON THE COMPENSATION REPORT Mgmt For For
2 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE PERSONS ENTRUSTED WITH
MANAGEMENT
3.1 APPROPRIATION OF AVAILABLE EARNINGS: THE Mgmt For For
BOARD OF DIRECTORS' MOTION IS THAT THE
AVAILABLE EARNINGS OF CHF 14,824 MILLION
(COMPRISING RETAINED EARNINGS OF CHF 13,343
MILLION CARRIED FORWARD FROM THE PREVIOUS
YEAR AND NET INCOME FOR 2020 OF CHF 1,481
MILLION) BE CARRIED FORWARD TO THE NEW
ACCOUNT
3.2 DISTRIBUTION PAYABLE OUT OF CAPITAL Mgmt For For
CONTRIBUTION RESERVES: THE BOARD OF
DIRECTORS' MOTION IS TO DISTRIBUTE CHF 2.00
PER REGISTERED SHARE OF CHF 2.00 PAR VALUE
UP TO AN AMOUNT OF CHF 1,224 MILLION
4.1 CHANGE OF NAME OF HOLDING COMPANY: THE Mgmt For For
BOARD OF DIRECTORS' MOTION IS TO AMEND THE
FIRST PART OF ART. 1 OF THE ARTICLES OF
INCORPORATION AS FOLLOWS (CHANGES ARE
HIGHLIGHTED IN ITALICS): ARTICLE 1: UNDER
THE NAME HOLCIM LTD (HOLCIM AG) (HOLCIM
S.A.) SHALL EXIST A CORPORATION UNDER SWISS
LAW, OF UNDETERMINED DURATION
4.2 RELOCATION OF REGISTERED OFFICE OF HOLDING Mgmt For For
COMPANY
5.1.1 RE-ELECTION OF DR. BEAT HESS AS A MEMBER Mgmt For For
AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS
5.1.2 RE-ELECTION OF PROF. DR. PHILIPPE BLOCK AS Mgmt For For
A MEMBER OF THE BOARD OF DIRECTORS
5.1.3 RE-ELECTION OF KIM FAUSING AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.4 RE-ELECTION OF COLIN HALL AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.5 RE-ELECTION OF NAINA LAL KIDWAI AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.1.6 RE-ELECTION OF PATRICK KRON AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.7 RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.8 RE-ELECTION OF JURG OLEAS AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.9 RE-ELECTION OF CLAUDIA SENDER RAMIREZ AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
5.110 RE-ELECTION OF HANNE BIRGITTE BREINBJERG Mgmt For For
SORENSEN AS A MEMBER OF THE BOARD OF
DIRECTORS
5.111 RE-ELECTION OF DR. DIETER SPALTI AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
5.2.1 ELECTION OF JAN JENISCH AS A MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.3.1 RE-ELECTION OF COLIN HALL AS A MEMBER OF Mgmt For For
THE NOMINATION, COMPENSATION & GOVERNANCE
COMMITTEE
5.3.2 RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF Mgmt For For
THE NOMINATION, COMPENSATION & GOVERNANCE
COMMITTEE
5.3.3 RE-ELECTION OF CLAUDIA SENDER RAMIREZ AS A Mgmt For For
MEMBER OF THE NOMINATION, COMPENSATION &
GOVERNANCE COMMITTEE
5.3.4 RE-ELECTION OF HANNE BIRGITTE BREINBJERG Mgmt For For
SORENSEN AS A MEMBER OF THE NOMINATION,
COMPENSATION & GOVERNANCE COMMITTEE
5.4.1 ELECTION OF DR. DIETER SPALTI AS A MEMBER Mgmt For For
OF THE NOMINATION, COMPENSATION &
GOVERNANCE COMMITTEE
5.5.1 RE-ELECTION OF THE AUDITOR: CONFERRAL OF Mgmt For For
THE MANDATE FOR THE AUDITOR FOR THE
FINANCIAL YEAR 2021 ON DELOITTE AG, ZURICH,
SWITZERLAND
5.5.2 RE-ELECTION OF THE INDEPENDENT PROXY: Mgmt For For
RE-ELECTION OF DR. SABINE BURKHALTER
KAIMAKLIOTIS OF VOSER ATTORNEYS AT LAW,
STADTTURMSTRASSE 19, 5401 BADEN,
SWITZERLAND, AS THE INDEPENDENT PROXY FOR A
TERM OF OFFICE OF ONE YEAR, EXPIRING AFTER
THE COMPLETION OF THE ANNUAL GENERAL
MEETING 2022
6.1 COMPENSATION OF THE BOARD OF DIRECTORS FOR Mgmt For For
THE NEXT TERM OF OFFICE
6.2 COMPENSATION OF THE EXECUTIVE COMMITTEE FOR Mgmt For For
THE FINANCIAL YEAR 2022
7 GENERAL INSTRUCTIONS ON UNANNOUNCED Mgmt Against Against
PROPOSALS/NEW ITEMS ON THE AGENDA. FOR = IN
ACCORDANCE WITH THE BOARD OF DIRECTORS,
AGAINST = REJECTION, ABSTAIN = ABSTENTION
--------------------------------------------------------------------------------------------------------------------------
LEGAL & GENERAL GROUP PLC Agenda Number: 713933477
--------------------------------------------------------------------------------------------------------------------------
Security: G54404127
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: GB0005603997
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE AUDITED REPORT AND ACCOUNTS OF THE Mgmt For For
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2020, TOGETHER WITH THE DIRECTORS' REPORT,
STRATEGIC REPORT AND THE AUDITOR'S REPORT
ON THOSE ACCOUNTS, BE RECEIVED AND ADOPTED
2 THAT A FINAL DIVIDEND OF 12.64 PENCE PER Mgmt For For
ORDINARY SHARE IN RESPECT OF THE YEAR ENDED
31 DECEMBER 2020 BE DECLARED AND BE PAID ON
27 MAY 2021 TO SHAREHOLDERS ON THE REGISTER
OF MEMBERS AT THE CLOSE OF BUSINESS ON 16
APRIL 2021
3 THAT RIC LEWIS BE ELECTED AS A DIRECTOR Mgmt For For
4 THAT NILUFER VON BISMARCK BE ELECTED AS A Mgmt For For
DIRECTOR
5 THAT HENRIETTA BALDOCK BE RE-ELECTED AS A Mgmt For For
DIRECTOR
6 THAT PHILIP BROADLEY BE RE-ELECTED AS A Mgmt For For
DIRECTOR
7 THAT JEFF DAVIES BE RE-ELECTED AS A Mgmt For For
DIRECTOR
8 THAT SIR JOHN KINGMAN BE RE-ELECTED AS A Mgmt For For
DIRECTOR
9 THAT LESLEY KNOX BE RE-ELECTED AS A Mgmt For For
DIRECTOR
10 THAT GEORGE LEWIS BE RE-ELECTED AS A Mgmt For For
DIRECTOR
11 THAT TOBY STRAUSS BE RE-ELECTED AS A Mgmt For For
DIRECTOR
12 THAT NIGEL WILSON BE RE-ELECTED AS A Mgmt For For
DIRECTOR
13 THAT KPMG LLP BE RE-APPOINTED AS AUDITOR OF Mgmt For For
THE COMPANY, TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID
14 THAT THE DIRECTORS BE AUTHORISED TO Mgmt For For
DETERMINE THE AUDITOR'S REMUNERATION
15 THAT THE DIRECTORS' REPORT ON REMUNERATION Mgmt For For
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY), AS SET OUT ON PAGES 88 TO 90 OF
THE COMPANY'S 2020 ANNUAL REPORT AND
ACCOUNTS, BE APPROVED
16 RENEWAL OF DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
SHARES
17 ADDITIONAL AUTHORITY TO ALLOT SHARES IN Mgmt For For
RESPECT OF CONTINGENT CONVERTIBLE
SECURITIES
18 POLITICAL DONATIONS Mgmt For For
19 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
20 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS FOR PURPOSES OF
ACQUISITIONS OR SPECIFIED CAPITAL
INVESTMENTS
21 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS IN CONNECTION WITH THE
ISSUE OF CCS
22 PURCHASE OF OWN SHARES Mgmt For For
23 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
24 THAT A GENERAL MEETING OF THE COMPANY OTHER Mgmt For For
THAN AN ANNUAL GENERAL MEETING OF THE
COMPANY MAY BE CALLED ON NOT LESS THAN 14
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC Agenda Number: 713234108
--------------------------------------------------------------------------------------------------------------------------
Security: G5689U103
Meeting Type: OGM
Meeting Date: 03-Nov-2020
Ticker:
ISIN: GB00B0SWJX34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE PROPOSED DIVESTMENT BY THE Mgmt For For
COMPANY OF THE BORSA ITALIANA GROUP AND THE
ASSOCIATED ARRANGEMENTS, AS DESCRIBED IN
THE CIRCULAR TO SHAREHOLDERS OF WHICH THE
NOTICE OF GENERAL MEETING FORMS PART
--------------------------------------------------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC Agenda Number: 713718560
--------------------------------------------------------------------------------------------------------------------------
Security: G5689U103
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: GB00B0SWJX34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 TO DECLARE A DIVIDEND Mgmt For For
3 TO APPROVE THE ANNUAL REPORT ON Mgmt Against Against
REMUNERATION AND THE ANNUAL STATEMENT OF
THE CHAIR OF THE REMUNERATION COMMITTEE
4 TO RE-ELECT JACQUES AIGRAIN AS A DIRECTOR Mgmt For For
5 TO RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR Mgmt For For
6 TO RE-ELECT PROFESSOR KATHLEEN DEROSE AS A Mgmt For For
DIRECTOR
7 TO RE-ELECT CRESSIDA HOGG CBE AS A DIRECTOR Mgmt For For
8 TO RE-ELECT STEPHEN OCONNOR AS A DIRECTOR Mgmt For For
9 TO RE-ELECT DR VAL RAHMANI AS A DIRECTOR Mgmt For For
10 TO RE-ELECT DON ROBERT AS A DIRECTOR Mgmt For For
11 TO RE-ELECT DAVID SCHWIMMER AS A DIRECTOR Mgmt For For
12 TO ELECT MARTIN BRAND AS A DIRECTOR Mgmt For For
13 TO ELECT ERIN BROWN AS A DIRECTOR Mgmt For For
14 TO ELECT ANNA MANZ AS A DIRECTOR Mgmt For For
15 TO ELECT DOUGLAS STEENLAND AS A DIRECTOR Mgmt For For
16 TO RE-APPOINT ERNST AND YOUNG LLP AS Mgmt For For
AUDITORS
17 TO AUTHORISE THE DIRECTORS TO APPROVE THE Mgmt For For
AUDITORS REMUNERATION
18 TO RENEW THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For
SHARES
19 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS AND INCUR POLITICAL EXPENDITURE
20 TO APPROVE THE LONDON STOCK EXCHANGE GROUP Mgmt For For
UK SAYE
21 TO APPROVE THE ADOPTION OF NEW ARTICLES OF Mgmt For For
ASSOCIATION
22 TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT Mgmt For For
OF AN ALLOTMENT OF EQUITY SECURITIES FOR
CASH
23 TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT Mgmt For For
OF A FURTHER ALLOTMENT OF EQUITY SECURITIES
FOR CASH FOR THE PURPOSES OF FINANCING A
TRANSACTION
24 TO GRANT THE DIRECTORS AUTHORITY TO Mgmt For For
PURCHASE THE COMPANY'S OWN SHARES
25 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
LONZA GROUP AG Agenda Number: 713733170
--------------------------------------------------------------------------------------------------------------------------
Security: H50524133
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: CH0013841017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 531517 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 11. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ANNUAL REPORT, CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS AND FINANCIAL STATEMENTS OF
LONZA
2 CONSULTATIVE VOTE ON THE REMUNERATION Mgmt For For
REPORT
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE COMMITTEE
4 APPROPRIATION OF AVAILABLE EARNINGS / Mgmt For For
RESERVES FROM CAPITAL CONTRIBUTION: CHF
3.00 PER SHARE
5.1.A RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
WERNER BAUER
5.1.B RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
ALBERT M. BAEHNY
5.1.C RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
DOROTHEE DEURING
5.1.D RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
ANGELICA KOHLMANN
5.1.E RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
CHRISTOPH MADER
5.1.F RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
BARBARA RICHMOND
5.1.G RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
JURGEN STEINEMANN
5.1.H RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
OLIVIER VERSCHEURE
5.2 RE-ELECTION OF ALBERT M. BAEHNY AS CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS
5.3.A RE-ELECTION TO THE NOMINATION AND Mgmt For For
COMPENSATION COMMITTEE: ANGELICA KOHLMANN
5.3.B RE-ELECTION TO THE NOMINATION AND Mgmt For For
COMPENSATION COMMITTEE: CHRISTOPH MADER
5.3.C RE-ELECTION TO THE NOMINATION AND Mgmt For For
COMPENSATION COMMITTEE: JURGEN STEINEMANN
6 RE-ELECTION OF KPMG LTD, ZURICH AS AUDITORS Mgmt For For
7 RE-ELECTION OF THOMANNFISCHER, BASEL AS Mgmt For For
INDEPENDENT PROXY
8 COMPENSATION OF THE BOARD OF DIRECTORS Mgmt For For
9.1 COMPENSATION OF THE EXECUTIVE COMMITTEE: Mgmt For For
MAXIMUM AGGREGATE AMOUNT OF FIXED
COMPENSATION OF THE EXECUTIVE COMMITTEE
9.2 COMPENSATION OF THE EXECUTIVE COMMITTEE: Mgmt For For
AGGREGATE AMOUNT OF VARIABLE SHORT-TERM
COMPENSATION OF THE EXECUTIVE COMMITTEE
9.3 COMPENSATION OF THE EXECUTIVE COMMITTEE: Mgmt For For
MAXIMUM AGGREGATE AMOUNT OF VARIABLE
LONG-TERM COMPENSATION OF THE EXECUTIVE
COMMITTEE
10 RENEWAL OF AUTHORIZED CAPITAL Mgmt For For
11 IN THE EVENT OF ANY YET UNKNOWN NEW OR Shr Against For
MODIFIED PROPOSAL BY A SHAREHOLDER DURING
THE ANNUAL GENERAL MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO VOTE AS
FOLLOWS (YES = VOTE IN FAVOR OF ANY SUCH
YET UNKONWN PROPOSAL; NO = VOTE AGAINST ANY
SUCH YET UNKNOWN PORPOSAL; ABSTAIN)
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SE Agenda Number: 713673110
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: MIX
Meeting Date: 15-Apr-2021
Ticker:
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 12 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 08 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
COMMENT AND CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU AND PLEASE NOTE
THAT IMPORTANT ADDITIONAL MEETING
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103102100415-30
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
AND SETTING OF THE DIVIDEND
4 APPROVAL OF REGULATED AGREEMENTS REFERRED Mgmt Against Against
TO IN ARTICLE L. 225-38 OF THE FRENCH
COMMERCIAL CODE
5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
ANTOINE ARNAULT AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
NICOLAS BAZIRE AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
CHARLES DE CROISSET AS DIRECTOR
8 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
YVES-THIBAULT DE SILGUY AS DIRECTOR
9 APPOINTMENT OF MR. M. OLIVIER LENEL AS Mgmt For For
DEPUTY STATUTORY AUDITOR, AS A REPLACEMENT
FOR MR. PHILIPPE CASTAGNAC WHO RESIGNED
10 APPROVAL OF THE CHANGES MADE FOR THE Mgmt For For
FINANCIAL YEAR 2020 TO THE DIRECTORS'
COMPENSATION POLICY
11 APPROVAL OF THE CHANGES MADE FOR THE YEAR Mgmt Against Against
2020 TO THE COMPENSATION POLICY FOR THE
CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND
THE DEPUTY CHIEF EXECUTIVE OFFICER
12 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt Against Against
ARTICLE L. 22-10-9 I OF THE FRENCH
COMMERCIAL CODE
13 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt Against Against
DURING THE FINANCIAL YEAR 2020 OR GRANTED
FOR THE SAME FINANCIAL YEAR TO MR. BERNARD
ARNAULT, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
14 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt Against Against
DURING THE FINANCIAL YEAR 2020 OR GRANTED
FOR THE SAME FINANCIAL YEAR TO MR. ANTONIO
BELLONI, DEPUTY CHIEF EXECUTIVE OFFICER
15 APPROVAL OF THE COMPENSATION POLICY OF Mgmt For For
DIRECTORS
16 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt Against Against
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
17 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt Against Against
DEPUTY CHIEF EXECUTIVE OFFICER
18 AUTHORIZATION FOR THE BOARD OF DIRECTORS, Mgmt For For
FOR A PERIOD OF 18 MONTHS, TO TRADE IN THE
COMPANY'S SHARES FOR A MAXIMUM PURCHASE
PRICE OF 700 EUROS PER SHARE, I.E. A
MAXIMUM AGGREGATE AMOUNT OF 35.3 BILLION
EUROS
19 AUTHORIZATION TO THE BOARD OF DIRECTORS, Mgmt For For
FOR A PERIOD OF 18 MONTHS, TO REDUCE THE
SHARE CAPITAL BY CANCELLING SHARES HELD BY
THE COMPANY FOLLOWING THE REPURCHASE OF ITS
OWN SHARES
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO INCREASE THE CAPITAL BY
INCORPORATING PROFITS, RESERVES, PREMIUMS
OR OTHERS
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE COMMON SHARES, AND/OR
EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OR GRANTING ENTITLEMENT
TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHTS
22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE, BY WAY OF A PUBLIC
OFFERING, COMMON SHARES, AND/OR EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR GRANTING ENTITLEMENT TO THE
ALLOTMENT OF DEBT SECURITIES, AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT WITH A PRIORITY RIGHT
OPTION
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE COMMON SHARES, AND/OR
EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OR GRANTING ENTITLEMENT
TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, FOR THE BENEFIT OF
QUALIFIED INVESTORS OR A LIMITED CIRCLE OF
INVESTORS
24 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO INCREASE THE NUMBER OF SHARES TO
BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH RETENTION OR CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE RIGHT OF
SUBSCRIPTION IN THE CONTEXT OF
OVER-ALLOTMENT OPTIONS IN THE EVENT OF
SUBSCRIPTIONS EXCEEDING THE NUMBER OF
SECURITIES PROPOSED
25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE SHARES AND/OR EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR TO THE ALLOCATION OF DEBT
SECURITIES AS REMUNERATION OF SECURITIES
CONTRIBUTED TO ANY PUBLIC EXCHANGE OFFER
INITIATED BY THE COMPANY
26 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE, WITHIN THE LIMIT OF 10%
OF THE SHARE CAPITAL, COMMON SHARES OR
EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OF THE COMPANY OR
GRANTING ENTITLEMENT TO THE ALLOCATION OF
DEBT SECURITIES AS REMUNERATION FOR
CONTRIBUTIONS IN KIND OF EQUITY SECURITIES
OR TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE CAPITAL, GRANTED TO THE COMPANY
27 AUTHORIZATION FOR THE BOARD OF DIRECTORS, Mgmt Against Against
FOR A PERIOD OF 26 MONTHS, TO GRANT SHARE
SUBSCRIPTION OPTIONS WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS, OR SHARE PURCHASE OPTIONS TO
EMPLOYEES AND/OR EXECUTIVE OFFICERS OF THE
COMPANY AND RELATED ENTITIES, WITHIN THE
LIMIT OF 1% OF THE CAPITAL
28 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS, FOR THE BENEFIT OF THE MEMBERS OF
THE GROUP'S COMPANY SAVINGS PLAN(S), WITHIN
THE LIMIT OF 1% OF THE SHARE CAPITAL
29 SETTING OF THE OVERALL CEILING FOR Mgmt For For
IMMEDIATE OR FUTURE CAPITAL INCREASES
DECIDED BY VIRTUE OF DELEGATIONS OF
AUTHORITY
30 AMENDMENT TO ARTICLE 22 OF THE BY-LAWS Mgmt For For
CONCERNING THE STATUTORY AUDITORS
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SE Agenda Number: 713972330
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: OGM
Meeting Date: 28-May-2021
Ticker:
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104212101036-48 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105072101411-55 AND PLEASE NOTE
THAT THE MEETING TYPE CHANGED FROM EGM TO
OGM AND ADDITTION OF CDI COMMENT AND CHANGE
IN RECORD DATE FROM 26 MAY 2021 TO 25 MAY
2021 AND ADDITION OF BALO LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU AND PLEASE
NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED
TO VOTE AT THIS MEETING. IF NO SHAREHOLDER
DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY
CARRY A HEIGHTENED RISK OF BEING REJECTED.
THANK YOU AND PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
1 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
--------------------------------------------------------------------------------------------------------------------------
MAKITA CORPORATION Agenda Number: 714257652
--------------------------------------------------------------------------------------------------------------------------
Security: J39584107
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3862400003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2 Amend Articles to: Increase the Board of Mgmt Against Against
Directors Size, Adopt Reduction of
Liability System for Directors, Transition
to a Company with Supervisory Committee,
Allow the Board of Directors to Authorize
Appropriation of Surplus and Purchase Own
Shares, Approve Minor Revisions
3.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Goto, Masahiko
3.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Goto,
Munetoshi
3.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tomita,
Shinichiro
3.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kaneko,
Tetsuhisa
3.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ota, Tomoyuki
3.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsuchiya,
Takashi
3.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yoshida,
Masaki
3.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Omote, Takashi
3.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Otsu, Yukihiro
3.10 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sugino,
Masahiro
3.11 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Iwase,
Takahiro
4.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Wakayama,
Mitsuhiko
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kodama, Akira
4.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Inoue, Shoji
4.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nishikawa,
Koji
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
6 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
7 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Directors who are Audit and
Supervisory Committee Members and Outside
Directors)
8 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG Agenda Number: 713725022
--------------------------------------------------------------------------------------------------------------------------
Security: D55535104
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: DE0008430026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 532383 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 9.80 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 ELECT CARINNE KNOCHE-BROUILLON TO THE Mgmt For For
SUPERVISORY BOARD
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 APPROVE CREATION OF EUR 117.5 MILLION POOL Mgmt For For
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
9.1 APPROVE AFFILIATION AGREEMENT WITH MR Mgmt For For
BETEILIGUNGEN 20. GMBH
9.2 APPROVE AFFILIATION AGREEMENT WITH MR Mgmt For For
BETEILIGUNGEN 21. GMBH
9.3 APPROVE AFFILIATION AGREEMENT WITH MR Mgmt For For
BETEILIGUNGEN 22. GMBH
CMMT 07 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM OGM TO AGM AND ADDITION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES TO MID 536912, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 713713469
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 508495 DUE TO RECEIPT OF CHANGE
IN VOTING STAUS FOR RESOLUTON 8. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REVIEW, THE Mgmt For For
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2020
1.2 ACCEPTANCE OF THE COMPENSATION REPORT 2020 Mgmt For For
(ADVISORY VOTE)
2 DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT
3 APPROPRIATION OF PROFIT RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2020
4.1.1 RE-ELECTION AS MEMBER AND CHAIRMAN OF THE Mgmt For For
BOARD OF DIRECTORS: PAUL BULCKE
4.1.2 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ULF MARK SCHNEIDER
4.1.3 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HENRI DE CASTRIES
4.1.4 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: RENATO FASSBIND
4.1.5 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PABLO ISLA
4.1.6 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ANN M. VENEMAN
4.1.7 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: EVA CHENG
4.1.8 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PATRICK AEBISCHER
4.1.9 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: KASPER RORSTED
4.110 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: KIMBERLY A. ROSS
4.111 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DICK BOER
4.112 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DINESH PALIWAL
4.113 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HANNE JIMENEZ DE MORA
4.2 ELECTION TO THE BOARD OF DIRECTORS: LINDIWE Mgmt For For
MAJELE SIBANDA
4.3.1 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: PABLO ISLA
4.3.2 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: PATRICK AEBISCHER
4.3.3 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: DICK BOER
4.3.4 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: KASPER RORSTED
4.4 ELECTION OF THE STATUTORY AUDITORS: ERNST Mgmt For For
AND YOUNG LTD, LAUSANNE BRANCH
4.5 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt For For
HARTMANN DREYER, ATTORNEYS-AT-LAW
5.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS
5.2 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD
6 CAPITAL REDUCTION (BY CANCELLATION OF Mgmt For For
SHARES)
7 SUPPORT OF NESTLE'S CLIMATE ROADMAP Mgmt For For
(ADVISORY VOTE)
8 IN THE EVENT OF ANY YET UNKNOWN NEW OR Shr Against For
MODIFIED PROPOSAL BY A SHAREHOLDER DURING
THE GENERAL MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO VOTE AS
FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH
YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY
SUCH YET UNKNOWN PROPOSAL, ABSTAIN =
ABSTAIN FROM VOTING) - THE BOARD OF
DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH
YET UNKNOWN PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
NIDEC CORPORATION Agenda Number: 714242548
--------------------------------------------------------------------------------------------------------------------------
Security: J52968104
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3734800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nagamori,
Shigenobu
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Seki, Jun
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sato, Teiichi
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shimizu, Osamu
2 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors (Excluding Directors who are
Audit and Supervisory Committee Members)
--------------------------------------------------------------------------------------------------------------------------
NINTENDO CO.,LTD. Agenda Number: 714265255
--------------------------------------------------------------------------------------------------------------------------
Security: J51699106
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3756600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Furukawa,
Shuntaro
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Miyamoto,
Shigeru
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takahashi,
Shinya
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shiota, Ko
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shibata,
Satoru
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Chris
Meledandri
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S Agenda Number: 713620563
--------------------------------------------------------------------------------------------------------------------------
Security: K72807132
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: DK0060534915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 THE BOARD OF DIRECTORS' ORAL REPORT ON THE Non-Voting
COMPANY'S ACTIVITIES IN THE PAST FINANCIAL
YEAR
2 PRESENTATION AND ADOPTION OF THE AUDITED Mgmt For For
ANNUAL REPORT 2020
3 RESOLUTION TO DISTRIBUTE THE PROFIT Mgmt For For
ACCORDING TO THE ADOPTED ANNUAL REPORT 2020
4 PRESENTATION AND ADVISORY VOTE ON THE Mgmt For For
REMUNERATION REPORT 2020
5.1 APPROVAL OF THE REMUNERATION OF THE BOARD Mgmt For For
OF DIRECTORS: APPROVAL OF THE REMUNERATION
OF THE BOARD OF DIRECTORS FOR 2020
5.2 APPROVAL OF THE REMUNERATION OF THE BOARD Mgmt For For
OF DIRECTORS: APPROVAL OF THE REMUNERATION
LEVEL FOR 2021
6.1 ELECTION OF HELGE LUND AS CHAIR Mgmt For For
6.2 ELECTION OF JEPPE CHRISTIANSEN AS Mgmt For For
VICE-CHAIR
6.3.A ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: LAURENCE DEBROUX
6.3.B ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: ANDREAS FIBIG
6.3.C ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: SYLVIE GREGOIRE
6.3.D ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: KASIM KUTAY
6.3.E ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: MARTIN MACKAY
6.3.F ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: HENRIK POULSEN
7 APPOINTMENT OF AUDITOR: DELOITTE Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB
8.1 REDUCTION OF THE COMPANY'S B SHARE CAPITAL Mgmt For For
BY NOMINALLY DKK 8,000,000 BY CANCELLATION
OF B SHARES
8.2 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
ALLOW THE COMPANY TO REPURCHASE OWN SHARES
8.3.A AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE COMPANY'S SHARE CAPITAL:
CANCELLATION OF ARTICLE 5.3 OF THE ARTICLES
OF ASSOCIATION
8.3.B AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE COMPANY'S SHARE CAPITAL:
EXTENSION OF AUTHORISATION TO THE BOARD OF
DIRECTORS TO INCREASE THE COMPANY'S SHARE
CAPITA
8.4.A INDEMNIFICATION OF THE BOARD OF DIRECTORS Mgmt For For
AND EXECUTIVE MANAGEMENT: INDEMNIFICATION
OF MEMBERS OF THE BOARD OF DIRECTORS
8.4.B INDEMNIFICATION OF THE BOARD OF DIRECTORS Mgmt For For
AND EXECUTIVE MANAGEMENT: INDEMNIFICATION
OF MEMBERS OF EXECUTIVE MANAGEMENT
8.5 AMENDMENTS TO THE REMUNERATION POLICY Mgmt For For
8.6.A AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt Against Against
VIRTUAL GENERAL MEETINGS
8.6.B AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt For For
LANGUAGE IN DOCUMENTS PREPARED FOR GENERAL
MEETINGS
8.6.C AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt For For
DIFFERENTIATION OF VOTES
8.7.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDER KRITISKE AKTIONAERER ON MAKING
A PLAN FOR CHANGED OWNERSHIP
9 ANY OTHER BUSINESS Non-Voting
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.1 TO 6.2, 6.3.A TO
6.3.F AND 7. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 24 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ORSTED Agenda Number: 713588993
--------------------------------------------------------------------------------------------------------------------------
Security: K7653Q105
Meeting Type: AGM
Meeting Date: 01-Mar-2021
Ticker:
ISIN: DK0060094928
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 9.1 TO 9.9 AND 11. THANK
YOU
1 REPORT BY THE BOARD OF DIRECTORS Non-Voting
2 PRESENTATION OF THE AUDITED ANNUAL REPORT Mgmt For For
FOR APPROVAL
3 PRESENTATION OF THE REMUNERATION REPORT FOR Mgmt For For
ADVISORY VOTE
4 PROPOSAL TO DISCHARGE THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE BOARD FROM
THEIR LIABILITIES
5 PROPOSAL FOR THE APPROPRIATION OF THE Mgmt For For
PROFIT ACCORDING TO THE APPROVED ANNUAL
REPORT
6 PROPOSAL FROM THE BOARD OF DIRECTORS FOR Mgmt For For
AUTHORIZATION TO ACQUIRE TREASURY SHARES
7.1 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AN AMENDMENT OF THE
REMUNERATION POLICY TO AUTHORISE THE BOARD
OF DIRECTORS TO IMPLEMENT A SCHEME FOR
INDEMNIFICATION OF THE BOARD OF DIRECTORS
AND THE EXECUTIVE BOARD
7.2 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AN AMENDMENT OF THE
REMUNERATION POLICY TO ALLOW FOR A FIXED
ANNUAL TRAVEL COMPENSATION FOR BOARD
MEMBERS RESIDING OUTSIDE EUROPE
7.3 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AN AUTHORISATION IN THE
ARTICLES OF ASSOCIATION TO CONDUCT
COMPLETELY ELECTRONIC GENERAL MEETINGS
7.4 PROPOSAL FROM THE BOARD OF DIRECTORS: GRANT Mgmt For For
OF AUTHORISATION
8 ANY PROPOSALS FROM THE SHAREHOLDERS (NO Non-Voting
PROPOSALS)
9.1 ELECTION OF EIGHT MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS
9.2 RE-ELECTION OF THOMAS THUNE ANDERSEN AS Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
9.3 RE-ELECTION OF LENE SKOLE AS DEPUTY Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
9.4 RE-ELECTION OF LYNDA ARMSTRONG AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.5 RE-ELECTION OF JORGEN KILDAHL AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.6 RE-ELECTION OF PETER KORSHOLM AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.7 RE-ELECTION OF DIETER WEMMER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.8 ELECTION OF JULIA KING, BARONESS BROWN OF Mgmt For For
CAMBRIDGE, AS NEW MEMBER OF THE BOARD OF
DIRECTORS
9.9 ELECTION OF HENRIK POULSEN AS NEW MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
10 DETERMINATION OF THE REMUNERATION PAYABLE Mgmt For For
TO THE BOARD OF DIRECTORS FOR THE FINANCIAL
YEAR 2021
11 RE-ELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB AS
AUDITOR
12 ANY OTHER BUSINESS Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 05 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 05 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PERNOD RICARD SA Agenda Number: 713260583
--------------------------------------------------------------------------------------------------------------------------
Security: F72027109
Meeting Type: MIX
Meeting Date: 27-Nov-2020
Ticker:
ISIN: FR0000120693
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT 09 NOV 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202010232004301-128 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202011092004473-135; PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK IN COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 MODIFICATION OF ARTICLES 35 AND 36 OF THE Mgmt For For
BYLAWS ON THE INCLUSION OF ABSTENTION,
BLANK AND NULL VOTES FOR THE CALCULATION OF
THE MAJORITY AT GENERAL MEETINGS IN
ACCORDANCE WITH THE SOILIHI LAW
2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 30
JUNE 2020 - ACKNOWLEDGEMENT OF THE TOTAL
AMOUNT OF EXPENSES AND CHARGES REFERRED TO
IN PARAGRAPH 4 OF ARTICLE 39 OF THE FRENCH
GENERAL TAX CODE
3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 30
JUNE 2020
4 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 30 JUNE 2020 AND SETTING OF THE
DIVIDEND
5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
ALEXANDRE RICARD AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MR. CESAR Mgmt For For
GIRON AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
WOLFGANG COLBERG AS DIRECTOR
8 APPOINTMENT OF MRS. VIRGINIE FAUVEL AS Mgmt For For
DIRECTOR
9 SETTING OF THE ANNUAL AMOUNT OF Mgmt For For
COMPENSATION ALLOCATED TO MEMBERS OF THE
BOARD OF DIRECTORS
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR ALLOCATED DURING THE FINANCIAL YEAR
2019/20 TO MR. ALEXANDRE RICARD, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
11 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR ALLOCATED DURING THE FINANCIAL YEAR
2019/20 TO THE CORPORATE OFFICERS
12 APPROVAL OF THE ELEMENTS OF THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO MR.
ALEXANDRE RICARD, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
13 APPROVAL OF THE ELEMENTS OF THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO CORPORATE
OFFICERS
14 APPROVAL OF THE REGULATED AGREEMENTS Mgmt For For
REFERRED TO IN ARTICLES L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
15 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO TRADE IN THE
COMPANY'S SHARES
16 RATIFICATION OF THE DECISION OF THE BOARD Mgmt For For
OF DIRECTORS TO TRANSFER THE REGISTERED
OFFICE OF THE COMPANY AND OF THE AMENDMENT
TO ARTICLE 4 "REGISTERED OFFICE" OF THE
BYLAWS RELATING THERETO
17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL WITHIN THE LIMIT
OF 2% OF THE SHARE CAPITAL BY ISSUING
SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS
OF COMPANY SAVINGS PLANS WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN
FAVOUR OF THE LATTER
18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL WITHIN THE LIMIT
OF 2% OF THE SHARE CAPITAL BY ISSUING
SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL IN FAVOUR OF CATEGORY
S OF DESIGNATED BENEFICIARIES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE
LATTER
19 AMENDMENT TO ARTICLE 21 OF THE BYLAWS Mgmt For For
"MEETINGS" IN ORDER TO INTRODUCE THE
POSSIBILITY FOR THE BOARD OF DIRECTORS TO
TAKE DECISIONS BY WRITTEN CONSULTATION
UNDER THE CONDITIONS SET BY LAW SOILIHI LAW
20 MODIFICATION OF ARTICLES 25 "REMUNERATION Mgmt For For
OF BOARD MEMBERS", 28 "CENSORS" AND 35
"ORDINARY GENERAL MEETINGS" OF THE BYLAWS
IN ORDER TO REPLACE THE TERM "ATTENDANCE
FEES" BY THAT OF "REMUNERATION" IN
ACCORDANCE WITH THE PACTE LAW
21 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
CMMT 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS ("CDIs") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
--------------------------------------------------------------------------------------------------------------------------
PERSIMMON PLC Agenda Number: 713732281
--------------------------------------------------------------------------------------------------------------------------
Security: G70202109
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: GB0006825383
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' AND Mgmt For For
AUDITOR'S REPORTS AND FINANCIAL STATEMENTS
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2020
2 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2020
3 TO RE-ELECT ROGER DEVLIN AS A DIRECTOR Mgmt For For
4 TO ELECT DEAN FINCH AS A DIRECTOR Mgmt For For
5 TO RE-ELECT MIKE KILLORAN AS A DIRECTOR Mgmt For For
6 TO RE-ELECT NIGEL MILLS AS A DIRECTOR Mgmt For For
7 TO RE-ELECT RACHEL KENTLETON AS A DIRECTOR Mgmt For For
8 TO RE-ELECT SIMON LITHERLAND AS A DIRECTOR Mgmt For For
9 TO RE-ELECT JOANNA PLACE AS A DIRECTOR Mgmt For For
10 TO ELECT ANNEMARIE DURBIN AS A DIRECTOR Mgmt For For
11 TO ELECT ANDREW WYLLIE AS A DIRECTOR Mgmt For For
12 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR Mgmt For For
OF THE COMPANY UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING
13 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITOR'S REMUNERATION
14 RENEW THE AUTHORITY TO THE DIRECTORS TO Mgmt For For
ALLOT SHARES
15 TO RENEW THE AUTHORITY TO THE DIRECTORS TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS ON UP TO 5% OF
THE ISSUED SHARE CAPITAL
16 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
17 THAT NEW ARTICLES OF ASSOCIATION BE ADOPTED Mgmt For For
AS THE ARTICLES OF ASSOCIATION OF THE
COMPANY IN SUBSTITUTION FOR, AND TO THE
EXCLUSION OF, THE EXISTING ARTICLES OF
ASSOCIATION
18 TO AUTHORISE THE CALLING OF A GENERAL Mgmt For For
MEETING ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 713622327
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0223/2021022300801.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0223/2021022300791.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2020
3 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY FOR THE YEAR 2020 AND ITS
SUMMARY
4 TO CONSIDER AND APPROVE THE REPORT OF FINAL Mgmt For For
ACCOUNTS OF THE COMPANY FOR THE YEAR 2020
INCLUDING THE AUDIT REPORT AND AUDITED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR 2020
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2020 AND THE PROPOSED DISTRIBUTION OF
FINAL DIVIDENDS
6 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE APPOINTMENT OF AUDITORS OF
THE COMPANY FOR THE YEAR 2021, APPOINTING
ERNST & YOUNG HUA MING LLP AS THE PRC
AUDITOR OF THE COMPANY AND ERNST & YOUNG AS
THE INTERNATIONAL AUDITOR OF THE COMPANY TO
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF THE COMPANY
AND TO FIX THEIR REMUNERATION
7 TO CONSIDER AND APPROVE THE PERFORMANCE Mgmt For For
EVALUATION REPORT OF THE INDEPENDENT
NON-EXECUTIVE DIRECTORS FOR THE YEAR 2020
8.01 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. MA MINGZHE AS AN EXECUTIVE DIRECTOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 12TH SESSION OF THE BOARD
8.02 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. XIE YONGLIN AS AN EXECUTIVE DIRECTOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 12TH SESSION OF THE BOARD
8.03 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. TAN SIN YIN AS AN EXECUTIVE DIRECTOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 12TH SESSION OF THE BOARD
8.04 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. YAO JASON BO AS AN EXECUTIVE DIRECTOR
TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM
OF THE 12TH SESSION OF THE BOARD
8.05 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. CAI FANGFANG AS AN EXECUTIVE DIRECTOR
TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM
OF THE 12TH SESSION OF THE BOARD
8.06 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. SOOPAKIJ CHEARAVANONT AS A
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
8.07 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. YANG XIAOPING AS A NONEXECUTIVE
DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE 12TH SESSION OF THE BOARD
8.08 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. WANG YONGJIAN AS A NONEXECUTIVE
DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE 12TH SESSION OF THE BOARD
8.09 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
HUANG WEI AS A NON-EXECUTIVE DIRECTOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 12TH SESSION OF THE BOARD
8.10 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. OUYANG HUI AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
8.11 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. NG SING YIP AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
8.12 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. CHU YIYUN AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
8.13 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. LIU HONG AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
8.14 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
JIN LI AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE 12TH SESSION OF THE BOARD
8.15 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
NG KONG PING ALBERT AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
9.01 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. GU LIJI AS AN INDEPENDENT SUPERVISOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 10TH SESSION OF THE SUPERVISORY
COMMITTEE
9.02 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. HUANG BAOKUI AS AN INDEPENDENT
SUPERVISOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE EXPIRY OF THE TERM OF THE 10TH
SESSION OF THE SUPERVISORY COMMITTEE
9.03 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. ZHANG WANGJIN AS A SHAREHOLDER
REPRESENTATIVE SUPERVISOR OF THE COMPANY TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 10TH SESSION OF THE SUPERVISORY
COMMITTEE
10 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE ISSUE OF DEBT FINANCING
INSTRUMENTS
11 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt Against Against
REGARDING THE PROPOSED GRANT OF GENERAL
MANDATE BY THE GENERAL MEETING TO THE BOARD
TO ISSUE H SHARES, THAT IS, THE GRANT OF A
GENERAL MANDATE TO THE BOARD TO ALLOT,
ISSUE AND DEAL WITH ADDITIONAL H SHARES NOT
EXCEEDING 20% OF THE TOTAL H SHARES OF THE
COMPANY IN ISSUE, REPRESENTING NO MORE THAN
8.15% OF THE TOTAL NUMBER OF ISSUED SHARES
OF THE COMPANY, AT A RELEVANT PRICE
REPRESENTS A DISCOUNT (IF ANY) OF NO MORE
THAN 10% TO THE BENCHMARK PRICE (INSTEAD OF
A DISCOUNT OF 20% AS LIMITED UNDER THE
RULES GOVERNING THE LISTING OF SECURITIES
ON THE STOCK EXCHANGE OF HONG KONG LIMITED)
AND AUTHORIZE THE BOARD TO MAKE
CORRESPONDING AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY AS IT THINKS FIT
SO AS TO REFLECT THE NEW CAPITAL STRUCTURE
UPON THE ALLOTMENT OR ISSUANCE OF SHARES
12 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC Agenda Number: 713870461
--------------------------------------------------------------------------------------------------------------------------
Security: G72899100
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: GB0007099541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE 2020 ACCOUNTS Mgmt For For
STRATEGIC REPORT DIRECTORS REMUNERATION
REPORT DIRECTORS REPORT AND THE AUDITORS
REPORT THE ANNUAL REPORT
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
3 TO ELECT CHUA SOCK KOONG AS A DIRECTOR Mgmt For For
4 TO ELECT MING LU AS A DIRECTOR Mgmt For For
5 TO ELECT JEANETTE WONG AS A DIRECTOR Mgmt For For
6 TO RE-ELECT SHRITI VADERA AS A DIRECTOR Mgmt For For
7 TO RE-ELECT JEREMY ANDERSON AS A DIRECTOR Mgmt For For
8 TO RE-ELECT MARK FITZPATRICK AS A DIRECTOR Mgmt For For
9 TO RE-ELECT DAVID LAW AS A DIRECTOR Mgmt For For
10 TO RE-ELECT ANTHONY NIGHTINGALE AS A Mgmt For For
DIRECTOR
11 TO RE-ELECT PHILIP REMNANT AS A DIRECTOR Mgmt For For
12 TO RE-ELECT ALICE SCHROEDER AS A DIRECTOR Mgmt For For
13 TO RE-ELECT JAMES TURNER AS A DIRECTOR Mgmt For For
14 TO RE-ELECT THOMAS WATJEN AS A DIRECTOR Mgmt For For
15 TO RE-ELECT MICHAEL WELLS AS A DIRECTOR Mgmt For For
16 TO RE-ELECT FIELDS WICKER-MIURIN AS A Mgmt For For
DIRECTOR
17 TO RE-ELECT AMY YIP AS A DIRECTOR Mgmt For For
18 TO RE-APPOINT KPMG LLP AS THE COMPANY'S Mgmt For For
AUDITOR
19 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AMOUNT OF THE AUDITORS
REMUNERATION
20 TO RENEW THE AUTHORITY TO MAKE POLITICAL Mgmt For For
DONATIONS
21 TO RENEW THE AUTHORITY TO ALLOT ORDINARY Mgmt For For
SHARES
22 TO RENEW THE EXTENSION OF AUTHORITY TO Mgmt For For
ALLOT ORDINARY SHARES TO INCLUDE
REPURCHASED SHARES
23 TO RENEW THE AUTHORITY FOR DISAPPLICATION Mgmt For For
OF PRE-EMPTION RIGHTS
24 TO RENEW THE AUTHORITY FOR DISAPPLICATION Mgmt For For
OF PRE-EMPTION RIGHTS FOR PURPOSES OF
ACQUISITIONS OR SPECIFIED CAPITAL
INVESTMENTS
25 TO RENEW THE AUTHORITY FOR PURCHASE OF OWN Mgmt For For
SHARES
26 TO RENEW THE AUTHORITY IN RESPECT OF NOTICE Mgmt For For
FOR GENERAL MEETINGS
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC Agenda Number: 713857211
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE 2020 REPORT AND Mgmt For For
FINANCIAL STATEMENTS
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3 TO DECLARE A FINAL DIVIDEND OF 101.6P PER Mgmt For For
ORDINARY SHARE
4 TO RE-ELECT ANDREW BONFIELD AS A DIRECTOR Mgmt For For
5 TO RE-ELECT JEFF CARR AS A DIRECTOR Mgmt For For
6 TO RE-ELECT NICANDRO DURANTE AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MARY HARRIS AS A DIRECTOR Mgmt For For
8 TO RE-ELECT MEHMOOD KHAN AS A DIRECTOR Mgmt For For
9 TO RE-ELECT PAM KIRBY AS A DIRECTOR Mgmt For For
10 TO RE-ELECT SARA MATHEW AS A DIRECTOR Mgmt For For
11 TO RE-ELECT LAXMAN NARASIMHAN AS A DIRECTOR Mgmt For For
12 TO RE-ELECT CHRIS SINCLAIR AS A DIRECTOR Mgmt For For
13 TO RE-ELECT ELANE STOCK AS A DIRECTOR Mgmt For For
14 TO ELECT OLIVIER BOHUON AS A DIRECTOR Mgmt For For
15 TO ELECT MARGHERITA DELLA VALLE AS A Mgmt For For
DIRECTOR
16 TO REAPPOINT KPMG LLP AS THE EXTERNAL Mgmt For For
AUDITOR
17 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE EXTERNAL AUDITOR'S
REMUNERATION
18 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS
19 TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
SHARES
20 TO RENEW THE DIRECTORS' POWER TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS IN RESPECT OF UP TO 5
PER CENT OF ISSUED SHARE CAPITAL
21 TO AUTHORISE THE DIRECTORS' POWER TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF
UP TO AN ADDITIONAL 5 PER CENT OF ISSUED
SHARE CAPITAL
22 TO RENEW THE COMPANY'S AUTHORITY TO Mgmt For For
PURCHASE ITS OWN SHARES
23 TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
24 TO AUTHORISE THE DIRECTORS TO CALL A Mgmt For For
GENERAL MEETING ON 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
RECRUIT HOLDINGS CO.,LTD. Agenda Number: 714203899
--------------------------------------------------------------------------------------------------------------------------
Security: J6433A101
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3970300004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Minegishi, Masumi Mgmt For For
1.2 Appoint a Director Idekoba, Hisayuki Mgmt For For
1.3 Appoint a Director Senaha, Ayano Mgmt For For
1.4 Appoint a Director Rony Kahan Mgmt For For
1.5 Appoint a Director Izumiya, Naoki Mgmt For For
1.6 Appoint a Director Totoki, Hiroki Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Tanaka, Miho
3 Approve Details of the Stock Compensation Mgmt Against Against
to be received by Directors, etc.
4 Approve Details of Compensation as Stock Mgmt For For
Options for Directors (Excluding Outside
Directors)
5 Amend Articles to: Establish the Articles Mgmt For For
Related to Shareholders Meeting held
without specifying a venue
--------------------------------------------------------------------------------------------------------------------------
RELX PLC Agenda Number: 713657293
--------------------------------------------------------------------------------------------------------------------------
Security: G7493L105
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: GB00B2B0DG97
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE THE 2020 ANNUAL REPORT Mgmt For For
2 APPROVE ANNUAL REMUNERATION REPORT Mgmt For For
3 DECLARATION OF 2020 FINAL DIVIDEND: 33.4P Mgmt For For
PER SHARE
4 RE-APPOINTMENT OF AUDITORS: ERNST & YOUNG Mgmt For For
LLP
5 AUDITORS' REMUNERATION Mgmt For For
6 ELECT PAUL WALKER AS A DIRECTOR Mgmt For For
7 ELECT JUNE FELIX AS A DIRECTOR Mgmt For For
8 RE-ELECT ERIK ENGSTROM AS A DIRECTOR Mgmt For For
9 RE-ELECT WOLFHART HAUSER AS A DIRECTOR Mgmt For For
10 RE-ELECT CHARLOTTE HOGG AS A DIRECTOR Mgmt For For
11 RE-ELECT MARIKE VAN LIER LELS AS A DIRECTOR Mgmt For For
12 RE-ELECT NICK LUFF AS A DIRECTOR Mgmt For For
13 RE-ELECT ROBERT MACLEOD AS A DIRECTOR Mgmt For For
14 RE-ELECT LINDA SANFORD AS A DIRECTOR Mgmt For For
15 RE-ELECT ANDREW SUKAWATY AS A DIRECTOR Mgmt For For
16 RE-ELECT SUZANNE WOOD AS A DIRECTOR Mgmt For For
17 AUTHORITY TO ALLOT SHARES Mgmt For For
18 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
19 ADDITIONAL DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
20 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
21 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO LTD Agenda Number: 713713988
--------------------------------------------------------------------------------------------------------------------------
Security: Q81437107
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: AU000000RIO1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 508747 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4 AND 17 VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RECEIPT OF THE 2020 ANNUAL REPORT Mgmt For For
2 APPROVAL OF THE REMUNERATION POLICY Mgmt For For
3 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
REPORT: IMPLEMENTATION REPORT
4 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
5 TO RE-ELECT MEGAN CLARK AC AS A DIRECTOR Mgmt Against Against
6 TO RE-ELECT HINDA GHARBI AS A DIRECTOR Mgmt For For
7 TO RE-ELECT SIMON HENRY AS A DIRECTOR Mgmt For For
8 TO RE-ELECT SAM LAIDLAW AS A DIRECTOR Mgmt For For
9 TO RE-ELECT SIMON MCKEON AO AS A DIRECTOR Mgmt For For
10 TO RE-ELECT JENNIFER NASON AS A DIRECTOR Mgmt For For
11 TO RE-ELECT JAKOB STAUSHOLM AS A DIRECTOR Mgmt For For
12 TO RE-ELECT SIMON THOMPSON AS A DIRECTOR Mgmt For For
13 TO RE-ELECT NGAIRE WOODS CBE AS A DIRECTOR Mgmt For For
14 RE-APPOINTMENT OF AUDITORS: TO RE-APPOINT Mgmt For For
KPMG LLP AS AUDITORS OF RIO TINTO PLC TO
HOLD OFFICE UNTIL THE CONCLUSION OF RIO
TINTO'S 2022 ANNUAL GENERAL MEETINGS
15 REMUNERATION OF AUDITORS Mgmt For For
16 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
17 RENEWAL OF AND AMENDMENT TO THE RIO TINTO Mgmt For For
GLOBAL EMPLOYEE SHARE PLAN
18 RENEWAL OF OFF-MARKET AND ON-MARKET SHARE Mgmt For For
BUY-BACK AUTHORITIES (SPECIAL RESOLUTION)
19 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: REQUISITIONED
RESOLUTION ON EMISSIONS TARGETS
20 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: REQUISITIONED
RESOLUTION ON CLIMATE-RELATED LOBBYING
--------------------------------------------------------------------------------------------------------------------------
RWE AG Agenda Number: 713694176
--------------------------------------------------------------------------------------------------------------------------
Security: D6629K109
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: DE0007037129
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.85 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6.1 ELECT WERNER BRANDT TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT HANS BUENTING TO THE SUPERVISORY Mgmt For For
BOARD
6.3 ELECT UTE GERBAULET TO THE SUPERVISORY Mgmt For For
BOARD
6.4 ELECT HANS-PETER KEITEL TO THE SUPERVISORY Mgmt For For
BOARD
6.5 ELECT MONIKA KIRCHER TO THE SUPERVISORY Mgmt For For
BOARD
6.6 ELECT GUENTHER SCHARTZ TO THE SUPERVISORY Mgmt For For
BOARD
6.7 ELECT ERHARD SCHIPPOREIT TO THE SUPERVISORY Mgmt For For
BOARD
6.8 ELECT ULLRICH SIERAU TO THE SUPERVISORY Mgmt For For
BOARD
6.9 ELECT HAUKE STARS TO THE SUPERVISORY BOARD Mgmt For For
6.10 ELECT HELLE VALENTIN TO THE SUPERVISORY Mgmt For For
BOARD
7 APPROVE REMUNERATION POLICY Mgmt For For
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
9 APPROVE CREATION OF EUR 346.2 MILLION POOL Mgmt For For
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
10 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH
PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 5
BILLION; APPROVE CREATION OF EUR 173.1
MILLION POOL OF CAPITAL TO GUARANTEE
CONVERSION RIGHTS
11 AMEND ARTICLES RE: BY-ELECTIONS TO THE Mgmt For For
SUPERVISORY BOARD
12 AMEND ARTICLES RE: ELECTION OF CHAIRMAN AND Mgmt For For
DEPUTY CHAIRMAN OF THE SUPERVISORY BOARD
13 AMEND ARTICLES RE: PROOF OF ENTITLEMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAFRAN SA Agenda Number: 713755900
--------------------------------------------------------------------------------------------------------------------------
Security: F4035A557
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker:
ISIN: FR0000073272
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 01 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103312100697-39 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105072101461-55 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
COMMENT AND CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND DUE TO RECEIPT OF UPDATED
BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2020 AND SETTING OF THE DIVIDEND
4 APPROVAL OF TWO AGREEMENTS SUBJECT TO THE Mgmt For For
PROVISIONS OF ARTICLE L. 225-38 OF THE
FRENCH COMMERCIAL CODE ENTERED INTO WITH
BNP PARIBAS
5 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt For For
OLIVIER ANDRIES AS DIRECTOR, AS A
REPLACEMENT FOR MR. PHILIPPE PETITCOLIN
6 RENEWAL OF THE TERM OF OFFICE OF HELENE Mgmt For For
AURIOL POTIER AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF SOPHIE Mgmt For For
ZURQUIYAH AS DIRECTOR
8 RENEWAL OF THE TERM OF OFFICE OF PATRICK Mgmt For For
PELATA AS DIRECTOR
9 APPOINTMENT OF FABIENNE LECORVAISIER AS AN Mgmt For For
INDEPENDENT DIRECTOR, AS A REPLACEMENT FOR
ODILE DESFORGES
10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020 OR AWARDED
FOR THE FINANCIAL YEAR 2020 TO ROSS
MCINNES, THE CHAIRMAN OF THE BOARD OF
DIRECTORS
11 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020 OR AWARDED
FOR THE FINANCIAL YEAR 2020 TO PHILIPPE
PETITCOLIN, THE CHIEF EXECUTIVE OFFICER
12 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt For For
SECTION I OF ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE, RELATING TO THE
COMPENSATION OF CORPORATE OFFICERS
13 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHAIRMAN OF THE BOARD OF
DIRECTORS
14 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHIEF EXECUTIVE OFFICER
15 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO DIRECTORS
16 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
17 DELETION FROM THE BY-LAWS OF REFERENCES TO Mgmt For For
PREFERENCE SHARES A - CORRELATIVE AMENDMENT
TO THE ARTICLES 7, 9, 11, AND 12 AND
DELETION OF ARTICLE 36 OF THE BY-LAWS
18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH RETENTION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, ORDINARY SHARES OR TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, USABLE ONLY OUTSIDE OF THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH CANCELATION
OF THE SHAREHOLDERS PRE-EMPTIVE
SUBSCRIPTION RIGHT, ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, BY PUBLIC OFFERING
OTHER THAN THAT REFERRED TO IN SECTION I OF
ARTICLE L. 411-2, OF THE FRENCH MONETARY
AND FINANCIAL CODE, USABLE ONLY OUTSIDE OF
THE PRE-OFFER AND PUBLIC OFFERING PERIODS
20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE, WITH
CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY
SHARES OF THE COMPANY AND TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY, USABLE ONLY
OUTSIDE OF THE PRE-OFFER AND PUBLIC
OFFERING PERIODS
21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, IN THE EVENT OF AN
OFFER REFERRED TO IN SECTION I OF ARTICLE
L411-2 OF THE FRENCH MONETARY AND FINANCIAL
CODE, WITH CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, USABLE ONLY
OUTSIDE OF THE PRE-OFFER AND PUBLIC
OFFERING PERIODS
22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A CAPITAL INCREASE WITH OR
WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS
(CARRIED OUT IN ACCORDANCE WITH THE 18TH,
THE 19TH, THE 20TH OR THE 21ST
RESOLUTIONS), USABLE ONLY OUTSIDE OF THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH RETENTION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, ORDINARY SHARES OR TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, USABLE ONLY DURING THE PRE-OFFER
AND PUBLIC OFFERING PERIODS
24 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH CANCELATION
OF THE SHAREHOLDER'S PRE-EMPTIVE
SUBSCRIPTION RIGHT, ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, BY PUBLIC OFFERING
OTHER THAN THAT REFERRED TO IN SECTION I OF
ARTICLE L. 411-2, OF THE FRENCH MONETARY
AND FINANCIAL COD), USABLE ONLY DURING THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
25 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE, WITH
CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY
SHARES OF THE COMPANY AND TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY, USABLE ONLY
DURING THE PRE-OFFER AND PUBLIC OFFERING
PERIODS
26 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL IN THE EVENT OF AN
OFFER REFERRED TO IN SECTION I OF ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, WITH CANCELATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, USABLE ONLY DURING THE PRE-OFFER AND
PUBLIC OFFERING PERIODS
27 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A CAPITAL INCREASE WITH OR
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHTS
(CARRIED OUT IN ACCORDANCE WITH THE 23RD,
THE 24TH, THE 25TH OR THE 26TH
RESOLUTIONS), USABLE ONLY DURING THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
28 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH CANCELATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, ORDINARY SHARES
RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF
SAFRAN GROUP SAVINGS PLANS
29 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING THE COMPANY'S SHARES HELD BY THE
LATTER
30 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH THE FREE
ALLOCATION OF EXISTING SHARES OR SHARES TO
BE ISSUED OF THE COMPANY FOR THE BENEFIT OF
EMPLOYEES AND CORPORATE OFFICERS OF THE
COMPANY AND OF THE COMPANIES OF THE SAFRAN
GROUP, ENTAILING THE WAIVER OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
31 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD Agenda Number: 713616069
--------------------------------------------------------------------------------------------------------------------------
Security: 796050888
Meeting Type: AGM
Meeting Date: 17-Mar-2021
Ticker:
ISIN: US7960508882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF AUDITED FINANCIAL STATEMENTS Mgmt For For
(FY2020)
2.1.1 ELECTION OF INDEPENDENT DIRECTOR: Mgmt For For
APPOINTMENT OF DR. BYUNG-GOOK PARK
2.1.2 ELECTION OF INDEPENDENT DIRECTOR: Mgmt For For
APPOINTMENT OF DR. JEONG KIM
2.2.1 ELECTION OF EXECUTIVE DIRECTOR: APPOINTMENT Mgmt For For
OF DR. KINAM KIM
2.2.2 ELECTION OF EXECUTIVE DIRECTOR: APPOINTMENT Mgmt For For
OF HYUN-SUK KIM
2.2.3 ELECTION OF EXECUTIVE DIRECTOR: APPOINTMENT Mgmt For For
OF DONG-JIN KOH
3 ELECTION OF INDEPENDENT DIRECTOR FOR AUDIT Mgmt For For
COMMITTEE MEMBER: APPOINTMENT OF DR. SUN-UK
KIM
4 APPROVAL OF DIRECTOR REMUNERATION LIMIT Mgmt For For
(FY2021)
--------------------------------------------------------------------------------------------------------------------------
SANDS CHINA LTD Agenda Number: 713728713
--------------------------------------------------------------------------------------------------------------------------
Security: G7800X107
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: KYG7800X1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 28 APR 2021: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE AND PROXY FORM ARE AVAILABLE BY
CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0325/2021032500591.pdf and
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0325/2021032500661.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES AND THE REPORTS OF THE
DIRECTORS (THE "DIRECTORS") OF THE COMPANY
AND AUDITOR FOR THE YEAR ENDED DECEMBER 31,
2020
2.A TO RE-ELECT MR. ROBERT GLEN GOLDSTEIN AS Mgmt For For
EXECUTIVE DIRECTOR
2.B TO RE-ELECT MR. STEVEN ZYGMUNT STRASSER AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.C TO RE-ELECT MR. KENNETH PATRICK CHUNG AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.D TO RE-ELECT MR. CHUM KWAN LOCK, GRANT AS Mgmt For For
EXECUTIVE DIRECTOR
2.E TO AUTHORIZE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE RESPECTIVE DIRECTORS'
REMUNERATION
3 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITOR AND TO AUTHORIZE THE BOARD TO FIX
THEIR REMUNERATION
4 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
6 THAT CONDITIONAL UPON THE PASSING OF Mgmt Against Against
RESOLUTIONS SET OUT IN ITEMS 4 AND 5 OF THE
NOTICE CONVENING THIS MEETING (THE
"NOTICE"), THE GENERAL MANDATE REFERRED TO
IN THE RESOLUTION SET OUT IN ITEM 5 OF THE
NOTICE BE AND IS HEREBY EXTENDED BY THE
ADDITION TO THE AGGREGATE NUMBER OF SHARES
WHICH MAY BE ALLOTTED AND ISSUED OR AGREED
CONDITIONALLY OR UNCONDITIONALLY TO BE
ALLOTTED AND ISSUED BY THE DIRECTORS
PURSUANT TO SUCH GENERAL MANDATE OF THE
NUMBER OF SHARES REPURCHASED BY THE COMPANY
PURSUANT TO THE MANDATE REFERRED TO IN
RESOLUTION SET OUT IN ITEM 4 OF THE NOTICE,
PROVIDED THAT SUCH NUMBER SHALL NOT EXCEED
10% OF THE TOTAL NUMBER OF ISSUED SHARES OF
THE COMPANY AS AT THE DATE OF PASSING OF
THIS RESOLUTION (SUBJECT TO ADJUSTMENT IN
THE CASE OF ANY CONSOLIDATION OR
SUBDIVISION OF SHARES OF THE COMPANY AFTER
THE DATE OF PASSING OF THIS RESOLUTION)
CMMT 28 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SE Agenda Number: 713726264
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103222100614-35 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR MID:536913,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535333 DUE TO RECEIPT OF CHANGE
IN VOTING STATUS FOR RESOLUTIONS 11, 12 AND
14. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
AND SETTING OF THE DIVIDEND
4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt For For
REFERRED TO IN ARTICLE L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
5 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS PAID
DURING OR ALLOCATED IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020
MENTIONED IN ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE
6 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt For For
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED IN RESPECT OF THE SAME FINANCIAL
YEAR TO MR. JEAN PASCAL TRICOIRE, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
7 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
8 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
9 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
JEAN-PASCAL TRICOIRE AS DIRECTOR
10 APPOINTMENT OF MRS. ANNA OHLSSON-LEIJON AS Mgmt For For
DIRECTOR
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MR.
THIERRY JACQUET AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
12 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MRS.
ZENNIA CSIKOS AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
13 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
XIAOYUN MA AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
14 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MRS.
MALENE KVIST KRISTENSEN AS DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS
15 AUTHORIZATION FOR THE BOARD OF DIRECTORS Mgmt For For
FOR THE COMPANY TO PURCHASE ITS OWN SHARES
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY
17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITY GRANTING ACCESS TO THE CAPITAL OF
THE COMPANY WITHOUT SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS BY WAY OF A
PUBLIC OFFERING OTHER THAN THAT REFERRED TO
IN ARTICLE L. 411-2 1DECREE OF THE FRENCH
MONETARY AND FINANCIAL CODE
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITY GRANTING ACCESS TO THE CAPITAL OF
THE COMPANY WITHOUT SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS, AS PART OF
AN OFFER REFERRED TO IN ARTICLE L.
411-2-1DECREE OF THE FRENCH MONETARY AND
FINANCIAL CODE
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF SHARES
TO BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH RETENTION OR CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY WITHOUT SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS IN ORDER TO
REMUNERATE CONTRIBUTIONS IN KIND
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
INCORPORATING PREMIUMS, RESERVES, PROFITS
OR OTHERS
22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR MEMBERS OF A COMPANY SAVINGS
PLAN WITHOUT SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR EMPLOYEES OF CERTAIN FOREIGN
GROUP COMPANIES, DIRECTLY OR THROUGH
INTERVENING ENTITIES, IN ORDER TO OFFER
THEM BENEFITS COMPARABLE TO THOSE OFFERED
TO MEMBERS OF A COMPANY SAVINGS PLAN,
WITHOUT SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS
24 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
CANCEL COMPANY SHARES PURCHASED UNDER SHARE
BUYBACK PROGRAMS
25 AMENDMENT TO ARTICLE 13 OF THE BYLAWS TO Mgmt For For
CORRECT A MATERIAL ERROR
26 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
SGS SA Agenda Number: 713641810
--------------------------------------------------------------------------------------------------------------------------
Security: H7485A108
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: CH0002497458
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 ANNUAL REPORT, FINANCIAL STATEMENTS OF SGS Mgmt For For
SA AND CONSOLIDATED FINANCIAL STATEMENTS OF
THE SGS GROUP FOR 2020
1.2 ADVISORY VOTE ON THE 2020 REMUNERATION Mgmt For For
REPORT
2 RELEASE OF THE BOARD OF DIRECTORS AND OF Mgmt For For
THE MANAGEMENT
3 APPROPRIATION OF PROFIT Mgmt For For
4.1.1 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. CALVIN GRIEDER
4.1.2 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. SAMI ATIYA
4.1.3 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. PAUL DESMARAIS, JR
4.1.4 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. IAN GALLIENNE
4.1.5 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. SHELBY R. DU PASQUIER
4.1.6 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MS. KORY SORENSON
4.1.7 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. TOBIAS HARTMANN
4.1.8 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MS. JANET S. VERGIS (NEW)
4.2.1 ELECTION OF MR. CALVIN GRIEDER AS CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS
4.3.1 ELECTION TO THE REMUNERATION COMMITTEE: MR. Mgmt Against Against
IAN GALLIENNE
4.3.2 ELECTION TO THE REMUNERATION COMMITTEE: MR. Mgmt Against Against
SHELBY R. DU PASQUIER
4.3.3 ELECTION TO THE REMUNERATION COMMITTEE: MS. Mgmt For For
KORY SORENSEN
4.4 ELECTION OF THE STATUTORY AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS SA, GENEVA
4.5 ELECTION OF THE INDEPENDENT PROXY: JEANDIN Mgmt For For
+ DEFACQZ, GENEVA
5.1 REMUNERATION MATTERS: REMUNERATION OF THE Mgmt For For
BOARD OF DIRECTORS UNTIL THE 2022 ANNUAL
GENERAL MEETING
5.2 REMUNERATION MATTERS: FIXED REMUNERATION OF Mgmt For For
SENIOR MANAGEMENT FOR THE FISCAL YEAR 2022
5.3 REMUNERATION MATTERS: ANNUAL VARIABLE Mgmt For For
REMUNERATION OF SENIOR MANAGEMENT FOR THE
FISCAL YEAR 2020
5.4 REMUNERATION MATTERS: LONG TERM INCENTIVE Mgmt For For
PLAN TO BE ISSUED IN 2021
6 REDUCTION OF SHARE CAPITAL Mgmt For For
7 AUTHORIZED SHARE CAPITAL Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO.,LTD. Agenda Number: 714250090
--------------------------------------------------------------------------------------------------------------------------
Security: J72810120
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3371200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2 Amend Articles to: Reduce the Board of Mgmt For For
Directors Size, Reduce Term of Office of
Directors to One Year
3.1 Appoint a Director Saito, Yasuhiko Mgmt For For
3.2 Appoint a Director Ueno, Susumu Mgmt For For
3.3 Appoint a Director Frank Peter Popoff Mgmt Against Against
3.4 Appoint a Director Miyazaki, Tsuyoshi Mgmt Against Against
3.5 Appoint a Director Fukui, Toshihiko Mgmt Against Against
4 Appoint a Corporate Auditor Kagami, Mitsuko Mgmt For For
5 Approve Details of the Compensation to be Mgmt For For
received by Directors
6 Approve Details of Compensation as Stock Mgmt For For
Options for Directors
7 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Employees
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 712718228
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: EGM
Meeting Date: 09-Jul-2020
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 TO RESOLVE ON THE APPROVAL OF THE SPIN-OFF Mgmt For For
AND TRANSFER AGREEMENT BETWEEN SIEMENS AG
AND SIEMENS ENERGY AG, MUNICH, DATED MAY
22, 2020
--------------------------------------------------------------------------------------------------------------------------
SMC CORPORATION Agenda Number: 714257614
--------------------------------------------------------------------------------------------------------------------------
Security: J75734103
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3162600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Takada, Yoshiki Mgmt For For
2.2 Appoint a Director Isoe, Toshio Mgmt For For
2.3 Appoint a Director Ota, Masahiro Mgmt For For
2.4 Appoint a Director Maruyama, Susumu Mgmt For For
2.5 Appoint a Director Samuel Neff Mgmt For For
2.6 Appoint a Director Doi, Yoshitada Mgmt For For
2.7 Appoint a Director Kaizu, Masanobu Mgmt For For
2.8 Appoint a Director Kagawa, Toshiharu Mgmt For For
2.9 Appoint a Director Iwata, Yoshiko Mgmt For For
2.10 Appoint a Director Miyazaki, Kyoichi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SMITH & NEPHEW PLC Agenda Number: 713647090
--------------------------------------------------------------------------------------------------------------------------
Security: G82343164
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: GB0009223206
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND Mgmt For For
4 RE-ELECT ROLAND DIGGELMANN AS DIRECTOR Mgmt For For
5 RE-ELECT ERIK ENGSTROM AS DIRECTOR Mgmt For For
6 RE-ELECT ROBIN FREESTONE AS DIRECTOR Mgmt For For
7 ELECT JOHN MA AS DIRECTOR Mgmt For For
8 ELECT KATARZYNA MAZUR-HOFSAESS AS DIRECTOR Mgmt For For
9 ELECT RICK MEDLOCK AS DIRECTOR Mgmt For For
10 ELECT ANNE-FRANCOISE NESMES AS DIRECTOR Mgmt For For
11 RE-ELECT MARC OWEN AS DIRECTOR Mgmt For For
12 RE-ELECT ROBERTO QUARTA AS DIRECTOR Mgmt For For
13 RE-ELECT ANGIE RISLEY AS DIRECTOR Mgmt For For
14 ELECT BOB WHITE AS DIRECTOR Mgmt For For
15 REAPPOINT KPMG LLP AS AUDITORS Mgmt For For
16 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
17 AUTHORISE ISSUE OF EQUITY Mgmt For For
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
19 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
20 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
21 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS NOTICE
22 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
CMMT 03 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 21. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SONY CORPORATION Agenda Number: 714196462
--------------------------------------------------------------------------------------------------------------------------
Security: J76379106
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3435000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Yoshida, Kenichiro Mgmt For For
1.2 Appoint a Director Totoki, Hiroki Mgmt For For
1.3 Appoint a Director Sumi, Shuzo Mgmt For For
1.4 Appoint a Director Tim Schaaff Mgmt For For
1.5 Appoint a Director Oka, Toshiko Mgmt For For
1.6 Appoint a Director Akiyama, Sakie Mgmt For For
1.7 Appoint a Director Wendy Becker Mgmt For For
1.8 Appoint a Director Hatanaka, Yoshihiko Mgmt For For
1.9 Appoint a Director Adam Crozier Mgmt For For
1.10 Appoint a Director Kishigami, Keiko Mgmt For For
1.11 Appoint a Director Joseph A. Kraft Jr. Mgmt For For
2 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options
--------------------------------------------------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN AB Agenda Number: 713616235
--------------------------------------------------------------------------------------------------------------------------
Security: W9112U104
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: SE0007100599
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE MEETING: MR Non-Voting
SVEN UNGER
3 ELECTION OF TWO PERSONS TO CHECK AND Non-Voting
COUNTERSIGN THE MINUTES
4 ESTABLISHMENT AND APPROVAL OF VOTING LIST Non-Voting
5 APPROVAL OF THE AGENDA Non-Voting
6 DETERMINING WHETHER THE MEETING HAS BEEN Non-Voting
DULY CALLED
7 PRESENTATION OF THE ANNUAL ACCOUNTS AND Non-Voting
AUDITORS' REPORT, AS WELL AS THE
CONSOLIDATED ANNUAL ACCOUNTS AND THE
AUDITORS' REPORT FOR THE GROUP, FOR 2020
8 RESOLUTIONS CONCERNING ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND THE BALANCE SHEET, AS
WELL AS THE CONSOLIDATED INCOME STATEMENT
AND CONSOLIDATED BALANCE SHEET
9 RESOLUTION ON THE ALLOCATION OF THE BANK'S Mgmt For For
PROFITS IN ACCORDANCE WITH THE ADOPTED
BALANCE SHEET AND ALSO CONCERNING THE
RECORD DAY
10 RESOLUTION CONCERNING THE APPROVAL OF THE Mgmt For For
BOARD'S REPORT ON PAID OUT AND OUTSTANDING
REMUNERATION TO EXECUTIVE OFFICERS
11.1 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR JON FREDRIK BAKSAAS
(MEMBER)
11.2 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR HANS BIORCK (MEMBER)
11.3 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR PAR BOMAN (CHAIRMAN)
11.4 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS KERSTIN HESSIUS
(MEMBER)
11.5 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS LISA KAAE (MEMBER)
11.6 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR FREDRIK LUNDBERG
(MEMBER)
11.7 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR ULF RIESE (MEMBER)
11.8 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS ARJA TAAVENIKU
(MEMBER)
11.9 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS CARINA AKERSTROM
(MEMBER)
11.10 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR JAN-ERIK HOOG
(MEMBER)
11.11 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR OLE JOHANSSON
(MEMBER)
11.12 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS BENTE RATHE (MEMBER)
11.13 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS CHARLOTTE SKOG
(MEMBER)
11.14 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS ANNA HJELMBERG
(EMPLOYEE REPRESENTATIVE)
11.15 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS LENA RENSTROM
(EMPLOYEE REPRESENTATIVE)
11.16 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR STEFAN HENRICSON
(EMPLOYEE REPRESENTATIVE, DEPUTY)
11.17 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS CHARLOTTE URIZ
(EMPLOYEE REPRESENTATIVE, DEPUTY)
11.18 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS CARINA AKERSTROM
(CEO)
12 THE BOARD'S PROPOSAL FOR AUTHORISATION FOR Mgmt For For
THE BOARD TO RESOLVE ON ACQUISITION AND
DIVESTMENT OF SHARES IN THE BANK
13 THE BOARD'S PROPOSAL FOR ACQUISITION OF Mgmt For For
SHARES IN THE BANK FOR THE BANK'S TRADING
BOOK PURSUANT TO CHAPTER 7, SECTION 6 OF
THE SWEDISH SECURITIES MARKET ACT
14 THE BOARD'S PROPOSAL REGARDING Mgmt For For
AUTHORISATION FOR THE BOARD TO RESOLVE ON
ISSUANCE OF CONVERTIBLE TIER 1 CAPITAL
INSTRUMENTS
15 THE BOARD'S PROPOSAL FOR AMENDMENT OF THE Mgmt For For
ARTICLES OF ASSOCIATION
CMMT PLEASE NOTE THAT RESOLUTIONS 16 TO 21 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
16 DETERMINING THE NUMBER OF MEMBERS OF THE Mgmt For
BOARD TO BE APPOINTED BY THE MEETING: THE
NOMINATION COMMITTEE PROPOSES THAT THE
MEETING RESOLVE THAT THE BOARD CONSIST OF
NINE MEMBERS ELECTED BY THE ANNUAL GENERAL
MEETING
17 DETERMINING THE NUMBER OF AUDITORS TO BE Mgmt For
APPOINTED BY THE MEETING: THE NOMINATION
COMMITTEE PROPOSES THAT THE MEETING APPOINT
TWO REGISTERED AUDITING COMPANIES AS
AUDITORS
18.1 DETERMINING FEES FOR BOARD MEMBERS AND Mgmt For
AUDITORS: DETERMINING FEES FOR BOARD
MEMBERS
18.2 DETERMINING FEES FOR BOARD MEMBERS AND Mgmt For
AUDITORS: DETERMINING FEES FOR AUDITORS
19.1 RE-ELECTION OF THE BOARD MEMBER: MR JON Mgmt For
FREDRIK BAKSAAS
19.2 ELECTION OF THE BOARD MEMBER: MS STINA Mgmt For
BERGFORS
19.3 RE-ELECTION OF THE BOARD MEMBER: MR HANS Mgmt For
BIORCK
19.4 RE-ELECTION OF THE BOARD MEMBER: MR PAR Mgmt For
BOMAN
19.5 RE-ELECTION OF THE BOARD MEMBER: MS KERSTIN Mgmt For
HESSIUS
19.6 RE-ELECTION OF THE BOARD MEMBER: MR FREDRIK Mgmt For
LUNDBERG
19.7 RE-ELECTION OF THE BOARD MEMBER: MR ULF Mgmt For
RIESE
19.8 RE-ELECTION OF THE BOARD MEMBER: MS ARJA Mgmt For
TAAVENIKU
19.9 RE-ELECTION OF THE BOARD MEMBER: MS CARINA Mgmt For
AKERSTROM
20 ELECTION OF THE CHAIRMAN OF THE BOARD: MR Mgmt For
PAR BOMAN
21.1 ELECTION OF AUDITOR: ELECTION OF ERNST & Mgmt For
YOUNG AB
21.2 ELECTION OF AUDITOR: ELECTION OF Mgmt For
PRICEWATERHOUSECOOPERS AB
22 THE BOARD'S PROPOSAL CONCERNING AMENDMENT Mgmt For For
OF GUIDELINES FOR REMUNERATION TO EXECUTIVE
OFFICERS
23 THE BOARD'S PROPOSAL CONCERNING THE Mgmt For For
APPOINTMENT OF AUDITORS IN FOUNDATIONS
WITHOUT OWN MANAGEMENT
24 CLOSING OF THE MEETING Non-Voting
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 485250 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT 22 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 22 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHAIRMAN NAME IN RESOLUTION 2. IF YOU HAVE
ALREADY SENT IN YOUR VOTESFOR MID: 522125,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
SYMRISE AG Agenda Number: 713730302
--------------------------------------------------------------------------------------------------------------------------
Security: D827A1108
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: DE000SYM9999
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.97 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL YEAR 2021
6.1 ELECT MICHAEL KOENIG TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT URSULA BUCK TO THE SUPERVISORY BOARD Mgmt For For
6.3 ELECT BERND HIRSCH TO THE SUPERVISORY BOARD Mgmt For For
6.4 ELECT HORST-OTTO GERBERDING TO THE Mgmt For For
SUPERVISORY BOARD
6.5 ELECT ANDREA PFEIFER TO THE SUPERVISORY Mgmt For For
BOARD
6.6 ELECT PETER VANACKER TO THE SUPERVISORY Mgmt For For
BOARD
7 AMEND ARTICLES RE: ONLINE PARTICIPATION; Mgmt Against Against
ABSENTEE VOTE; VIRTUAL GENERAL MEETING
8 APPROVE REMUNERATION POLICY Mgmt For For
9 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
CMMT FROM 10TH FEBRUARY BROADRIDGE WILL CODE ALL Non-Voting
AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY
IF YOU WISH TO SEE THE AGENDA IN GERMAN
THIS WILL BE MADE AVAILABLE AS A LINK UNDER
THE MATERIAL URL DROPDOWN AT THE TOP OF THE
BALLOT THE GERMAN AGENDAS FOR ANY EXISTING
OR PAST MEETINGS WILL REMAIN IN PLACE. FOR
FURTHER INFORMATION PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT 29 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SYSMEX CORPORATION Agenda Number: 714257727
--------------------------------------------------------------------------------------------------------------------------
Security: J7864H102
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3351100007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ietsugu,
Hisashi
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Asano, Kaoru
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tachibana,
Kenji
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Matsui, Iwane
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kanda, Hiroshi
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yoshida,
Tomokazu
2.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Takahashi,
Masayo
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ota, Kazuo
2.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Fukumoto,
Hidekazu
3 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Onishi,
Koichi
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2020 Business Report and Mgmt For For
Financial Statements.
2) Based on recent amendments to the "Template Mgmt For For
of Procedures for Election of Director" by
the Taiwan Stock Exchange, to approve
amendments to the ballot format requirement
for election of Directors set forth in
TSMC's "Rules for Election of Directors".
3) To approve the issuance of employee Mgmt For For
restricted stock awards for year 2021.
4) DIRECTOR
Mark Liu* Mgmt For For
C.C. Wei* Mgmt For For
F.C. Tseng* Mgmt For For
Ming-Hsin Kung*+ Mgmt For For
Sir Peter L. Bonfield# Mgmt For For
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
Moshe N. Gavrielov# Mgmt For For
Yancey Hai# Mgmt For For
L. Rafael Reif# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 713856310
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802057.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802049.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR 'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR YANG SIU SHUN AS DIRECTOR Mgmt For For
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION: PRICEWATERHOUSECOOPERS AS
AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
CMMT 12 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 714010410
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: EGM
Meeting Date: 20-May-2021
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042302014.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO ADOPT THE SHARE OPTION PLAN OF CHINA Mgmt Against Against
LITERATURE LIMITED
--------------------------------------------------------------------------------------------------------------------------
TOKYO ELECTRON LIMITED Agenda Number: 714204118
--------------------------------------------------------------------------------------------------------------------------
Security: J86957115
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3571400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tsuneishi, Tetsuo Mgmt For For
1.2 Appoint a Director Kawai, Toshiki Mgmt For For
1.3 Appoint a Director Sasaki, Sadao Mgmt For For
1.4 Appoint a Director Nunokawa, Yoshikazu Mgmt For For
1.5 Appoint a Director Nagakubo, Tatsuya Mgmt For For
1.6 Appoint a Director Sunohara, Kiyoshi Mgmt For For
1.7 Appoint a Director Ikeda, Seisu Mgmt For For
1.8 Appoint a Director Mitano, Yoshinobu Mgmt For For
1.9 Appoint a Director Charles Ditmars Lake II Mgmt For For
1.10 Appoint a Director Sasaki, Michio Mgmt For For
1.11 Appoint a Director Eda, Makiko Mgmt Against Against
1.12 Appoint a Director Ichikawa, Sachiko Mgmt For For
2 Appoint a Corporate Auditor Wagai, Kyosuke Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock-Linked Compensation Type
Stock Options for Directors
5 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock-Linked Compensation Type
Stock Options for Corporate Officers of the
Company and the Company's Subsidiaries
6 Approve Details of the Compensation to be Mgmt For For
received by Outside Directors
--------------------------------------------------------------------------------------------------------------------------
TOTAL SE Agenda Number: 713755912
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 28-May-2021
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103312100724-39 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105072101494-55 PLEASE NOTE THAT
THIS IS A REVISION DUE TO CHANGE IN
NUMBERING OF RESOLUTIONS AND MODIFICATION
OF THE TEXT IN COMMENT AND DUE TO RECEIPT
OF UPDATED BALO LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME AND SETTING OF THE Mgmt For For
DIVIDEND FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
4 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS,
IN ORDER TO TRADE IN THE COMPANY'S SHARES
5 AGREEMENTS REFERRED TO IN ARTICLES L. Mgmt For For
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
PATRICK POUYANNE AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
ANNE-MARIE IDRAC AS DIRECTOR
8 APPOINTMENT OF MR. JACQUES ASCHENBROICH AS Mgmt For For
DIRECTOR
9 APPOINTMENT OF MR. GLENN HUBBARD AS Mgmt For For
DIRECTOR
10 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
REMUNERATION OF CORPORATE OFFICERS
MENTIONED IN SECTION I OF ARTICLE L.
22-10-9 OF THE FRENCH COMMERCIAL CODE
11 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt For For
DIRECTORS
12 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
REMUNERATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020 OR AWARDED
IN RESPECT OF THIS FINANCIAL YEAR TO MR.
PATRICK POUYANNE, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
13 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt Against Against
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
14 OPINION ON THE COMPANY'S AMBITION IN TERMS Mgmt For For
OF SUSTAINABLE DEVELOPMENT AND ENERGY
TRANSITION TOWARDS CARBON NEUTRALITY AND
ITS OBJECTIVES IN THIS AREA BY 2030
15 AMENDMENT OF THE CORPORATE NAME TO Mgmt For For
TOTALENERGIES SE AND TO ARTICLE 2 OF THE
BY-LAWS
16 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF THIRTY-EIGHT
MONTHS, IN ORDER TO PROCEED WITH FREE
ALLOCATIONS OF EXISTING SHARES OF THE
COMPANY OR SHARES TO BE ISSUED TO EMPLOYEES
AND EXECUTIVE CORPORATE OFFICERS OF THE
GROUP, OR TO SOME OF THEM, ENTAILING THE
WAIVER BY THE SHAREHOLDERS OF THEIR
PRE-EMPTIVE SUBSCRIPTION RIGHT TO THE
SHARES TO BE ISSUED
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO PROCEED,
UNDER THE CONDITIONS PROVIDED FOR BY
ARTICLES L. 3332-18 AND FOLLOWING OF THE
FRENCH LABOUR CODE, WITH CAPITAL INCREASES,
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED
FOR MEMBERS OF A COMPANY OR GROUP SAVINGS
PLAN
--------------------------------------------------------------------------------------------------------------------------
UNILEVER NV Agenda Number: 713022844
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F289
Meeting Type: EGM
Meeting Date: 21-Sep-2020
Ticker:
ISIN: NL0000388619
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 TO AMEND NV'S ARTICLES OF ASSOCIATION IN Mgmt For For
CONNECTION WITH UNIFICATION
2 TO APPROVE UNIFICATION Mgmt For For
3 TO DISCHARGE EXECUTIVE DIRECTORS Mgmt For For
4 TO DISCHARGE NON-EXECUTIVE DIRECTORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VINCI SA Agenda Number: 713641682
--------------------------------------------------------------------------------------------------------------------------
Security: F5879X108
Meeting Type: MIX
Meeting Date: 08-Apr-2021
Ticker:
ISIN: FR0000125486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 05 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 26 MAR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103012100368-26 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
RECORD DATE FROM 05 APR 2021 TO 01 APR 2021
AND ADDITION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
O.2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 - APPROVAL OF THE AMOUNT OF
NON-DEDUCTIBLE COSTS
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2020 AND SETTING OF THE DIVIDEND
O.4 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
YANNICK ASSOUAD AS DIRECTOR
O.5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
GRAZIELLA GAVEZOTTI AS DIRECTOR
O.6 RENEWAL OF THE DELEGATION OF POWERS TO THE Mgmt For For
BOARD OF DIRECTORS FOR THE COMPANY TO
PURCHASE ITS OWN SHARES
O.7 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
O.8 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
EXECUTIVE CORPORATE OFFICERS AND IN
PARTICULAR THE COMPENSATION POLICY
APPLICABLE TO MR. XAVIER HUILLARD, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
O.9 APPROVAL OF THE COMPENSATIONS REPORT Mgmt For For
O.10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020 OR ALLOCATED
IN RESPECT OF THE SAME FINANCIAL YEAR TO
MR. XAVIER HUILLARD, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
O.11 OPINION ON THE COMPANY'S ENVIRONMENTAL Mgmt For For
TRANSITION PLAN
E.12 RENEWAL OF THE AUTHORIZATION GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL BY CANCELLING VINCI SHARES HELD BY
THE COMPANY
E.13 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS OR SHARE PREMIUMS
E.14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE - WITH
RETENTION OF SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS - ANY SHARES, ANY
EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OR ENTITLEMENT TO THE
ALLOTMENT OF DEBT SECURITIES, AND ANY
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED BY THE
COMPANY AND/OR ITS SUBSIDIARIES
E.15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE ANY DEBT
SECURITIES GRANTING ACCESS TO EQUITY
SECURITIES TO BE ISSUED BY THE COMPANY
AND/OR ITS SUBSIDIARIES OR TO EXISTING
EQUITY SECURITIES OF A COMPANY HOLDING,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT AND BY A PUBLIC OFFERING
OTHER THAN THOSE REFERRED TO IN ARTICLE L.
411-2 1DECREE OF THE FRENCH MONETARY AND
FINANCIAL CODE
E.16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE ANY DEBT
SECURITIES GRANTING ACCESS TO THE EQUITY
SECURITIES TO BE ISSUED BY THE COMPANY
AND/OR ITS SUBSIDIARIES OR TO EXISTING
EQUITY SECURITIES OF A COMPANY HOLDING,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT AND BY PUBLIC OFFERING
AS REFERRED TO IN ARTICLE L. 411-2 1DECREE
OF THE FRENCH MONETARY AND FINANCIAL CODE
E.17 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF SHARES
TO BE ISSUED IN THE EVENT OF
OVERSUBSCRIPTION
E.18 DELEGATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE ANY SHARES, ANY EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR GRANTING ENTITLEMENT TO THE
ALLOTMENT OF DEBT SECURITIES, AND ANY
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED BY THE
COMPANY, WITHIN THE LIMIT OF 10% OF THE
SHARE CAPITAL, IN ORDER TO REMUNERATE
CONTRIBUTIONS IN KIND OF SHARES OR
TRANSFERABLE SECURITIES GRANTED TO THE
COMPANY
E.19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR EMPLOYEES OF THE COMPANY AND
OF COMPANIES IN THE VINCI GROUP AS PART OF
SAVINGS PLANS WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO PROCEED WITH CAPITAL
INCREASES RESERVED FOR A CATEGORY OF
BENEFICIARIES IN ORDER TO OFFER EMPLOYEES
OF CERTAIN FOREIGN SUBSIDIARIES BENEFITS
COMPARABLE TO THOSE OFFERED TO EMPLOYEES
SUBSCRIBING DIRECTLY OR INDIRECTLY THROUGH
AN (FCPE) AS PART OF A SAVINGS PLAN WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS
E.21 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH FREE ALLOCATIONS
OF EXISTING PERFORMANCE SHARES ACQUIRED BY
THE COMPANY TO EMPLOYEES OF THE COMPANY AND
CERTAIN RELATED COMPANIES AND GROUPS, IN
ACCORDANCE WITH THE PROVISIONS OF ARTICLES
L. 225-197-1 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
E.22 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG Agenda Number: 713043115
--------------------------------------------------------------------------------------------------------------------------
Security: D94523103
Meeting Type: AGM
Meeting Date: 30-Sep-2020
Ticker:
ISIN: DE0007664039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS, THE APPROVED
CONSOLIDATED FINANCIAL STATEMENTS, THE
COMBINED MANAGEMENT REPORT AS WELL AS THE
COMBINED SEPARATE NONFINANCIAL REPORT OF
THE VOLKSWAGEN GROUP AND VOLKSWAGEN AG FOR
THE YEAR ENDED DECEMBER 31, 2019, TOGETHER
WITH THE REPORT OF THE SUPERVISORY BOARD ON
FISCAL YEAR 2019 AND THE EXPLANATORY REPORT
BY THE BOARD OF MANAGEMENT ON THE
INFORMATION IN ACCORDANCE WITH SECTIONS
289A AND 315A OF THE HANDELSGESETZBUCH (HGB
- GERMAN COMMERCIAL CODE)
2 RESOLUTION ON THE APPROPRIATION OF THE NET Non-Voting
PROFIT OF VOLKSWAGEN AKTIENGESELLSCHAFT:
THE SUPERVISORY BOARD AND THE BOARD OF
MANAGEMENT RECOMMEND THAT VOLKSWAGEN
AKTIENGESELLSCHAFT'S NET RETAINED PROFITS
FOR FISCAL YEAR 2019 OF EUR
3,273,363,539.80 BE APPROPRIATED AS
FOLLOWS: A) EUR 1,416,431,126.40 TO PAY A
DIVIDEND OF EUR 4.80 PER ORDINARY SHARE
CARRYING DIVIDEND RIGHTS AND B) EUR
1,002,158,462.70 TO PAY A DIVIDEND OF EUR
4.86 PER PREFERRED SHARE CARRYING DIVIDEND
RIGHTS AND C) EUR 854,773,950.70 TO BE
CARRIED FORWARD TO NEW ACCOUNT. ACCORDING
TO THE VERSION OF SECTION 58(4) SENTENCE 2
OF THE AKTIENGESETZ (AKTG - GERMAN STOCK
CORPORATION ACT), THE DIVIDEND IS DUE ON
THE THIRD BUSINESS DAY FOLLOWING THE
RESOLUTION ADOPTED BY THE ANNUAL GENERAL
MEETING, I.E. ON OCTOBER 5, 2020
3 RESOLUTION ON THE FORMAL APPROVAL FOR Non-Voting
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBERS OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019
4 RESOLUTION ON THE FORMAL APPROVAL FOR Non-Voting
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBERS OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019
5 ELECTION OF A MEMBER OF THE SUPERVISORY Non-Voting
BOARD: DR. HUSSAIN ALI AL ABDULLA
6 RESOLUTION ON THE AMENDMENT OF ARTICLE Non-Voting
21(2) SENTENCE 2 OF THE ARTICLES OF
ASSOCIATION (ADAPTATION TO THE AKTIENGESETZ
(AKTG - GERMAN STOCK CORPORATION ACT) AS
AMENDED BY THE SHAREHOLDER RIGHTS DIRECTIVE
II IMPLEMENTATION ACT)
7 RESOLUTION ON THE APPOINTMENT OF THE ANNUAL Non-Voting
AUDITORS AND GROUP ANNUAL AUDITORS AND THE
AUDITOR FOR INTERIM CONSOLIDATED FINANCIAL
STATEMENTS AND INTERIM MANAGEMENT REPORTS:
ERNST & YOUNG GMBH
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, HANOVER
--------------------------------------------------------------------------------------------------------------------------
VONOVIA SE Agenda Number: 713674794
--------------------------------------------------------------------------------------------------------------------------
Security: D9581T100
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: DE000A1ML7J1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.69 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 APPROVE CREATION OF EUR 283 MILLION POOL OF Mgmt For For
CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
9 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH
PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 12
BILLION; APPROVE CREATION OF EUR 283
MILLION POOL OF CAPITAL TO GUARANTEE
CONVERSION RIGHTS
CMMT 12 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 15 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 15 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
JPMorgan International Hedged Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ACCOR SA Agenda Number: 713713940
--------------------------------------------------------------------------------------------------------------------------
Security: F00189120
Meeting Type: EGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: FR0000120404
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 25 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 12 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104122100847-44 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK AND CHANGE IN NUMBERING
OF RESOLUTIONS AND CHANGE IN MEETING TYPE
FROM MIX TO EGM. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE REPORTS AND THE CORPORATE Mgmt For For
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020
2 APPROVAL OF THE REPORTS AND CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 - ACKNOWLEDGEMENT OF
THE DIVIDEND DISTRIBUTED FOR THE LAST THREE
FINANCIAL YEARS
4 APPROVAL OF THE REPORT ON THE REMUNERATION Mgmt For For
OF ALL CORPORATE OFFICERS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2020 (SAY ON PAY EX
POST)
5 APPROVAL OF THE FIXED, VARIABLE AND Mgmt Against Against
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
REMUNERATION AND BENEFITS OF ANY KIND, PAID
DURING THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 OR AWARDED IN RESPECT OF THE SAME
FINANCIAL YEAR TO MR. SEBASTIEN BAZIN IN
HIS CAPACITY AS CHAIRMAN AND CHIEF
EXECUTIVE OFFICER (EX POST SAY ON PAY)
6 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt For For
CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR
THE FINANCIAL YEAR 2021 (EX ANTE SAY ON
PAY)
7 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt For For
DIRECTORS FOR THE FINANCIAL YEAR 2021 (EX
ANTE SAY ON PAY)
8 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL Mgmt For For
REPORT ON THE REGULATED AGREEMENTS REFERRED
TO IN ARTICLES L.225-38 AND FOLLOWING OF
THE FRENCH COMMERCIAL CODE
9 AUTHORISATION FOR THE BOARD OF DIRECTORS TO Mgmt Against Against
TRADE IN THE COMPANY'S SHARES
10 AUTHORISATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE THE SHARE CAPITAL BY CANCELLING
TREASURY SHARES
11 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
ISSUING, WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE SHARE CAPITAL
12 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
ISSUING, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON
SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE SHARE CAPITAL, BY PUBLIC
OFFERING
13 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
ISSUING, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON
SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE SHARE CAPITAL, BY MEANS OF AN
OFFER REFERRED TO IN PARAGRAPH 1DECREE OF
ARTICLE L. 411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE
14 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF A
CAPITAL INCREASE WITH OR WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
15 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES TO REMUNERATE CONTRIBUTIONS IN
KIND GRANTED TO THE COMPANY
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
CAPITALISATION OF RESERVES, PROFITS OR
PREMIUMS
17 LIMITATION OF THE OVERALL AMOUNT OF CAPITAL Mgmt For For
INCREASES THAT MAY BE CARRIED OUT UNDER THE
PREVIOUS DELEGATIONS
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE SHARE
CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF
THE MEMBERS OF A COMPANY SAVINGS PLAN
19 AUTHORISATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
FREELY ALLOCATE SHARES WITHOUT PERFORMANCE
CONDITIONS FOR THE BENEFIT OF EMPLOYEES OF
THE ACCOR GROUP
20 STATUTORY AMENDMENTS Mgmt For For
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS IN ORDER TO ISSUE SHARE
SUBSCRIPTION WARRANTS TO BE FREELY
ALLOCATED TO SHAREHOLDERS IN THE EVENT OF A
PUBLIC OFFERING CONCERNING THE COMPANY'S
SECURITIES
22 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE.
--------------------------------------------------------------------------------------------------------------------------
ADECCO GROUP SA Agenda Number: 713694568
--------------------------------------------------------------------------------------------------------------------------
Security: H00392318
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: CH0012138605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REPORT 2020 Mgmt For For
1.2 ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt For For
2020
2 APPROPRIATION OF AVAILABLE EARNINGS 2020 Mgmt For For
AND DISTRIBUTION OF DIVIDEND
3 GRANTING OF DISCHARGE TO THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND OF THE EXECUTIVE
COMMITTEE
4.1 APPROVAL OF MAXIMUM TOTAL AMOUNT OF Mgmt For For
REMUNERATION OF THE BOARD OF DIRECTORS
4.2 APPROVAL OF MAXIMUM TOTAL AMOUNT OF Mgmt For For
REMUNERATION OF THE EXECUTIVE COMMITTEE
5.1.1 RE-ELECTION OF JEAN- CHRISTOPHE DESLARZES Mgmt For For
AS MEMBER AND AS CHAIR OF THE BOARD OF
DIRECTORS
5.1.2 RE-ELECTION OF ARIANE GORIN AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.3 RE-ELECTION OF ALEXANDER GUT AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.4 RE-ELECTION OF DIDIER LAMOUCHE AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.5 RE-ELECTION OF DAVID PRINCE AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.6 RE-ELECTION OF KATHLEEN TAYLOR AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.7 RE-ELECTION OF REGULA WALLIMANN AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.1.8 ELECTION OF RACHEL DUAN AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.2.1 RE-ELECTION OF KATHLEEN TAYLOR AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
5.2.2 RE-ELECTION OF DIDIER LAMOUCHE AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
5.2.3 ELECTION OF RACHEL DUAN AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
5.3 ELECTION OF THE INDEPENDENT PROXY Mgmt For For
REPRESENTATIVE: LAW OFFICE KELLER
PARTNERSHIP, ZURICH
5.4 RE-ELECTION OF THE AUDITORS: ERNST & YOUNG Mgmt For For
LTD, ZURICH
6 RENEWAL OF AUTHORIZED SHARE CAPITAL Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG Agenda Number: 712830808
--------------------------------------------------------------------------------------------------------------------------
Security: D0066B185
Meeting Type: AGM
Meeting Date: 11-Aug-2020
Ticker:
ISIN: DE000A1EWWW0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORTS: PRESENTATION OF THE
FINANCIAL STATEMENTS AND ANNUAL REPORT FOR
THE 2019 FINANCIAL YEAR WITH THE REPORT OF
THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL REPORT AS WELL
AS THE PROPOSAL OF THE BOARD OF MDS ON THE
APPROPRIATION OF THE DISTRIBUTABLE PROFIT
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE
PROFIT OF EUR 828,030,120.54 SHALL BE
APPROPRIATED AS FOLLOWS: THE ENTIRE AMOUNT
SHALL BE CARRIED FORWARD
3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
5 RESOLUTION ON AN AMENDMENT TO SECTION 20 OF Mgmt For For
THE ARTICLES OF ASSOCIATION: SECTION 20 A
NEW PARAGRAPH 4 SHALL BE ADDED TO ALLOW
ELECTRONIC PARTICIPATION IN THE
SHAREHOLDERS' MEETING
6 ELECTION OF CHRISTIAN KLEIN TO THE Mgmt For For
SUPERVISORY BOARD
7 APPOINTMENT OF AUDITORS: THE FOLLOWING Mgmt For For
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2020 FINANCIAL
YEAR: KPMG AG, BERLINKFURT TIME ON AUGUST
3, 2020
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG Agenda Number: 713728701
--------------------------------------------------------------------------------------------------------------------------
Security: D0066B185
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: DE000A1EWWW0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.00 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 ELECT JACKIE JOYNER-KERSEE TO THE Mgmt For For
SUPERVISORY BOARD
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 AMEND ARTICLES RE: INFORMATION FOR Mgmt For For
REGISTRATION IN THE SHARE REGISTER
9 APPROVE CREATION OF EUR 50 MILLION POOL OF Mgmt For For
CAPITAL WITH PREEMPTIVE RIGHTS
10 APPROVE CREATION OF EUR 20 MILLION POOL OF Mgmt For For
CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
11 CANCEL AUTHORIZED CAPITAL 2016 Mgmt For For
12 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
13 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For
REPURCHASING SHARES
14 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ADVANTEST CORPORATION Agenda Number: 714243831
--------------------------------------------------------------------------------------------------------------------------
Security: J00210104
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3122400009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yoshida,
Yoshiaki
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Karatsu, Osamu
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Urabe,
Toshimitsu
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nicholas Benes
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsukakoshi,
Soichi
1.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Fujita,
Atsushi
1.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsukui, Koichi
1.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Douglas
Lefever
2.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kurita, Yuichi
2.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Namba, Koichi
3 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Karatsu,
Osamu
4 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
5 Approve Details of the Stock Compensation Mgmt For For
to be received by Directors (Excluding
Outside Directors and Directors who are
Audit and Supervisory Committee Members)
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 713974219
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: AGM
Meeting Date: 03-Jun-2021
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. ANNUAL REPORT; MANAGEMENT BOARD Non-Voting
REMUNERATION; SUPERVISORY BOARD
REMUNERATION; ADOPTION OF THE ANNUAL
ACCOUNTS; DIVIDEND POLICY; DETERMINATION OF
DIVIDEND
2.a. DISCUSSION OF THE MANAGEMENT BOARD'S REPORT Non-Voting
AND THE SUPERVISORY BOARD'S REPORT FOR THE
PAST FINANCIAL YEAR. THE MANAGEMENT BOARD
WILL GIVE A PRESENTATION ON THE PERFORMANCE
OF THE COMPANY IN 2020. FURTHERMORE, THE
SUPERVISORY BOARD'S REPORT AND ACCOUNTANT
STATEMENTS WILL BE DISCUSSED
2.b. DISCUSSION OF THE REMUNERATION REPORT OVER Mgmt For For
THE YEAR 2020 INCLUDING THE MANAGEMENT
BOARD AND SUPERVISORY BOARD'S REMUNERATION
FOR THE PAST FINANCIAL YEAR. PLEASE REFER
TO THE REMUNERATION REPORT FOR THE
FINANCIAL YEAR 2020 (IN ACCORDANCE WITH THE
COMPANY'S EXISTING REMUNERATION POLICY AS
APPROVED BY THE GENERAL MEETING OF
SHAREHOLDERS WHICH WAS HELD ON 26 MAY 2020)
INCLUDED IN OUR ANNUAL REPORT ON PAGE 88,
AS PUBLISHED ON OUR WEBSITE
2.c. IT IS PROPOSED TO ADOPT THE ANNUAL ACCOUNTS Mgmt For For
FOR THE FINANCIAL YEAR 2020 AS DRAWN UP BY
THE MANAGEMENT BOARD AND SIGNED BY THE
MANAGEMENT BOARD AND THE SUPERVISORY BOARD.
PRICEWATERHOUSECOOPERS N.V. (PWC) HAS
AUDITED THE ANNUAL ACCOUNTS AND HAS ISSUED
AN UNQUALIFIED AUDITOR'S REPORT
2.d. DISCUSSION OF THE POLICY ON DIVIDEND, Non-Voting
RESERVATIONS AND DISTRIBUTIONS. PLEASE
REFER TO THE DIVIDEND POLICY PUBLISHED ON
THE COMPANY'S WEBSITE, AS FURTHER REFERRED
TO ON PAGE 128 OF THE ANNUAL REPORT FOR THE
FINANCIAL YEAR 2020. IN ACCORDANCE WITH THE
ARTICLES OF ASSOCIATION OF THE COMPANY, THE
MANAGEMENT BOARD, WITH THE APPROVAL OF THE
SUPERVISORY BOARD, DECIDED TO ALLOCATE THE
PROFITS FOR THE FINANCIAL YEAR 2020 TO THE
RESERVES OF THE COMPANY
3. IT IS PROPOSED TO DISCHARGE THE MEMBERS OF Mgmt For For
THE MANAGEMENT BOARD (IN 2020 BEING PIETER
VAN DER DOES (CEO), ARNOUT SCHUIJFF (CTO),
INGO UYTDEHAAGE (CFO), ROELANT PRINS (CCO),
MARITTE SWART (CLCO) AND KAMRAN ZAKI (COO))
FROM LIABILITY IN RESPECT OF THE
PERFORMANCE OF THEIR MANAGEMENT DUTIES TO
THE EXTENT THAT SUCH PERFORMANCE IS
APPARENT FROM THE ANNUAL ACCOUNTS FOR THE
FINANCIAL YEAR 2020 OR HAS BEEN OTHERWISE
DISCLOSED TO THE GENERAL MEETING BEFORE THE
RESOLUTION IS ADOPTED. IT IS FURTHERMORE
PROPOSED TO DISCHARGE THE MEMBERS OF THE
MANAGEMENT BOARD WHO RESIGNED IN THE COURSE
OF 2020 (BEING JOOP WIJN (FORMER CSRO) AND
SAM HALSE (FORMER COO)) FROM LIABILITY FOR
MANAGEMENT DUTIES PERFORMED IN THE
FINANCIAL YEAR 2020 UNTIL THEIR EFFECTIVE
DATE OF RESIGNATION
4. IT IS PROPOSED TO DISCHARGE THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD (IN 2020 BEING PIERO
OVERMARS, DELFIN RUEDA, JOEP VAN BEURDEN
AND PAMELA JOSEPH) FROM LIABILITY IN
RESPECT OF THE PERFORMANCE OF THEIR
SUPERVISORY DUTIES TO THE EXTENT THAT SUCH
PERFORMANCE IS APPARENT FROM THE ANNUAL
ACCOUNTS FOR THE FINANCIAL YEAR 2020 OR HAS
BEEN OTHERWISE DISCLOSED TO THE GENERAL
MEETING BEFORE THE RESOLUTION IS ADOPTED
5. PROPOSAL REAPPOINTMENT INGO JEROEN Mgmt For For
UYTDEHAAGE AS MEMBER OF THE MANAGEMENT
BOARD WITH THE TITLE CHIEF FINANCIAL
OFFICER
6. PROPOSAL REAPPOINTMENT DELFIN RUEDA ARROYO Mgmt For For
AS MEMBER OF THE SUPERVISORY BOARD
7. IT IS PROPOSED TO RENEW THE AUTHORITY OF Mgmt For For
THE MANAGEMENT BOARD, SUBJECT TO THE
SUPERVISORY BOARD S APPROVAL, TO ISSUE
ORDINARY SHARES OR TO GRANT RIGHTS TO
SUBSCRIBE FOR ORDINARY SHARES FOR A PERIOD
OF 18 MONTHS FROM THE DATE OF THIS GENERAL
MEETING UP TO 10% OF THE TOTAL NUMBER OF
SHARES ISSUED AT THE TIME OF THE GENERAL
MEETING FOR ANY PURPOSES. ONCE THIS
AUTHORIZATION IS APPROVED, THIS WILL
REPLACE THE CURRENT AUTHORIZATIONS. ONCE
APPROVED, THE AUTHORIZATION CANNOT BE
REVOKED
8. IT IS PROPOSED TO RENEW THE AUTHORITY OF Mgmt For For
THE MANAGEMENT BOARD, SUBJECT TO THE
SUPERVISORY BOARD'S APPROVAL, TO RESTRICT
OR EXCLUDE APPLICABLE PRE-EMPTIVE RIGHTS
WHEN ISSUING ORDINARY SHARES OR GRANTING
RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES AS
SET OUT IN ITEM 7 ABOVE FOR A PERIOD OF 18
MONTHS FROM THE DATE OF THIS GENERAL
MEETING. ONCE THIS AUTHORIZATION IS
APPROVED, THIS WILL REPLACE THE CURRENT
AUTHORIZATIONS. ONCE APPROVED, THE
AUTHORIZATION CANNOT BE REVOKED
9. AUTHORITY TO ACQUIRE OWN SHARES Mgmt For For
10. IN ACCORDANCE WITH THE RECOMMENDATIONS OF Mgmt For For
THE AUDIT COMMITTEE, THE SUPERVISORY BOARD
PROPOSES TO REAPPOINT PWC AS EXTERNAL
AUDITOR OF THE COMPANY FOR THE CURRENT
FINANCIAL YEAR
11. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD Agenda Number: 713839073
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040800938.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040800946.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY, THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF 100.30 HONG Mgmt For For
KONG CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2020
3 TO RE-ELECT MR. LEE YUAN SIONG AS EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. CHUNG-KONG CHOW AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO RE-ELECT MR. JOHN BARRIE HARRISON AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO RE-ELECT PROFESSOR LAWRENCE JUEN-YEE LAU Mgmt For For
AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
7 TO RE-ELECT MR. CESAR VELASQUEZ PURISIMA AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
8 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
ITS REMUNERATION
9.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY, NOT EXCEEDING 10 PER
CENT OF THE NUMBER OF SHARES OF THE COMPANY
IN ISSUE AS AT THE DATE OF THIS RESOLUTION,
AND THE DISCOUNT FOR ANY SHARES TO BE
ISSUED SHALL NOT EXCEED 10 PER CENT TO THE
BENCHMARKED PRICE
9.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY, NOT
EXCEEDING 10 PER CENT OF THE NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
AIR LIQUIDE SA Agenda Number: 713611019
--------------------------------------------------------------------------------------------------------------------------
Security: F01764103
Meeting Type: MIX
Meeting Date: 04-May-2021
Ticker:
ISIN: FR0000120073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 18 FEB 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. PLEASE
NOTE THAT IF YOU HOLD CREST DEPOSITORY
INTERESTS (CDIs) AND PARTICIPATE AT THIS
MEETING, YOU (OR YOUR CREST SPONSORED
MEMBER/CUSTODIAN) WILL BE REQUIRED TO
INSTRUCT A TRANSFER OF THE RELEVANT CDIs TO
THE ESCROW ACCOUNT SPECIFIED IN THE
ASSOCIATED CORPORATE EVENT IN THE CREST
SYSTEM. THIS TRANSFER WILL NEED TO BE
COMPLETED BY THE SPECIFIED CREST SYSTEM
DEADLINE. ONCE THIS TRANSFER HAS SETTLED,
THE CDIs WILL BE BLOCKED IN THE CREST
SYSTEM. THE CDIs WILL BE RELEASED FROM
ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 18 FEB 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202102172100163-21: REVISION DUE TO
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2020; SETTING OF THE DIVIDEND
4 18-MONTH AUTHORIZATION GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO ALLOW THE COMPANY TO TRADE
IN ITS OWN SHARES
5 RENEWAL OF THE TERM OF OFFICE OF MR. XAVIER Mgmt For For
HUILLARD AS DIRECTOR
6 APPOINTMENT OF MR. PIERRE BREBER AS Mgmt For For
DIRECTOR OF THE COMPANY
7 APPOINTMENT OF MR. AIMAN EZZAT AS DIRECTOR Mgmt For For
OF THE COMPANY
8 APPOINTMENT OF MR. BERTRAND DUMAZY AS Mgmt For For
DIRECTOR OF THE COMPANY
9 STATUTORY AUDITORS' SPECIAL REPORT ON THE Mgmt For For
AGREEMENTS REFERRED TO IN ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. BENOIT POTIER
11 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF THE CORPORATE OFFICERS
REFERRED TO IN ARTICLE L. 22-10-9 I OF THE
FRENCH COMMERCIAL CODE
12 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO EXECUTIVE CORPORATE OFFICERS
13 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO DIRECTORS
14 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR 24 MONTHS TO REDUCE THE
CAPITAL BY CANCELLING TREASURY SHARES
15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR 26 MONTHS IN ORDER
TO INCREASE THE SHARE CAPITAL BY ISSUING
COMMON SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS, IMMEDIATELY AND/OR IN THE
FUTURE, TO THE COMPANY'S CAPITAL, WITH
RETENTION OF SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS FOR A MAXIMUM NOMINAL
AMOUNT OF 470 MILLION EUROS
16 AUTHORISATION GRANTED FOR 26 MONTHS TO THE Mgmt For For
BOARD OF DIRECTORS IN ORDER TO INCREASE, IN
THE EVENT OF EXCESS DEMAND, THE AMOUNT OF
ISSUES OF SHARES OR TRANSFERABLE
SECURITIES)
17 DELEGATION OF AUTHORITY GRANTED FOR 26 Mgmt For For
MONTHS TO THE BOARD OF DIRECTORS IN ORDER
TO PROCEED WITH CAPITAL INCREASES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT RESERVED FOR MEMBERS OF
A COMPANY OR GROUP SAVINGS PLAN
18 DELEGATION OF AUTHORITY GRANTED FOR 18 Mgmt For For
MONTHS TO THE BOARD OF DIRECTORS IN ORDER
TO PROCEED WITH CAPITAL INCREASES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT RESERVED FOR A CATEGORY
OF BENEFICIARIES
19 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AIRBUS SE Agenda Number: 713648472
--------------------------------------------------------------------------------------------------------------------------
Security: N0280G100
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: NL0000235190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING AND GENERAL INTRODUCTORY STATEMENTS Non-Voting
2.1 PRESENTATION BY THE CHAIRMAN AND THE CHIEF Non-Voting
EXECUTIVE OFFICER, INCLUDING THE REPORT BY
THE BOARD OF DIRECTORS IN RESPECT OF THE:
CORPORATE GOVERNANCE STATEMENT
2.2 PRESENTATION BY THE CHAIRMAN AND THE CHIEF Non-Voting
EXECUTIVE OFFICER, INCLUDING THE REPORT BY
THE BOARD OF DIRECTORS IN RESPECT OF THE:
REPORT ON THE BUSINESS AND FINANCIAL
RESULTS OF 2020
2.3 PRESENTATION BY THE CHAIRMAN AND THE CHIEF Non-Voting
EXECUTIVE OFFICER, INCLUDING THE REPORT BY
THE BOARD OF DIRECTORS IN RESPECT OF THE:
POLICY ON DIVIDEND
3 DISCUSSION OF ALL AGENDA ITEMS Non-Voting
4.1 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
ADOPTION OF THE AUDITED ACCOUNTS FOR THE
FINANCIAL YEAR 2020
4.2 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
RELEASE FROM LIABILITY OF THE NON-EXECUTIVE
MEMBERS OF THE BOARD OF DIRECTORS
4.3 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
RELEASE FROM LIABILITY OF THE EXECUTIVE
MEMBER OF THE BOARD OF DIRECTORS
4.4 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
RENEWAL OF THE APPOINTMENT OF ERNST & YOUNG
ACCOUNTANTS LLP AS AUDITOR FOR THE
FINANCIAL YEAR 2021
4.5 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
APPROVAL, AS AN ADVISORY VOTE, OF THE
IMPLEMENTATION OF THE REMUNERATION POLICY
FOR THE FINANCIAL YEAR 2020
4.6 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
RENEWAL OF THE APPOINTMENT OF MR. RENE
OBERMANN AS NON-EXECUTIVE MEMBER OF THE
BOARD OF DIRECTORS FOR A TERM OF THREE
YEARS
4.7 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
RENEWAL OF THE APPOINTMENT OF MS. AMPARO
MORALEDA AS NON-EXECUTIVE MEMBER OF THE
BOARD OF DIRECTORS FOR A TERM OF THREE
YEARS
4.8 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
RENEWAL OF THE APPOINTMENT OF MR. VICTOR
CHU AS NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS FOR A TERM OF THREE YEARS
4.9 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
RENEWAL OF THE APPOINTMENT OF MR.
JEAN-PIERRE CLAMADIEU AS NON-EXECUTIVE
MEMBER OF THE BOARD OF DIRECTORS FOR A TERM
OF THREE YEARS
4.10 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
DELEGATION TO THE BOARD OF DIRECTORS OF
POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND TO LIMIT OR
EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS FOR THE PURPOSE OF
EMPLOYEE SHARE OWNERSHIP PLANS AND
SHARE-RELATED LONG-TERM INCENTIVE PLANS
4.11 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
DELEGATION TO THE BOARD OF DIRECTORS OF
POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND TO LIMIT OR
EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS FOR THE PURPOSE OF
FUNDING (OR ANY OTHER CORPORATE PURPOSE )
THE COMPANY AND ITS GROUP COMPANIES
4.12 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
RENEWAL OF THE AUTHORISATION FOR THE BOARD
OF DIRECTORS TO REPURCHASE UP TO 10% OF THE
COMPANY'S ISSUED SHARE CAPITAL
4.13 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
CANCELLATION OF SHARES REPURCHASED BY THE
COMPANY
5 CLOSING OF THE MEETING Non-Voting
CMMT 05 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 05 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AKZO NOBEL NV Agenda Number: 713674617
--------------------------------------------------------------------------------------------------------------------------
Security: N01803308
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: NL0013267909
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
1. OPENING Non-Voting
2. FINANCIAL YEAR 2020 Non-Voting
2.a REPORT OF THE BOARD OF MANAGEMENT FOR THE Non-Voting
FINANCIAL YEAR 2020
3. FINANCIAL STATEMENTS, RESULT AND DIVIDEND Non-Voting
3.a ADOPTION OF THE 2020 FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY
3.b DISCUSSION ON THE DIVIDEND POLICY Non-Voting
3.c PROFIT ALLOCATION AND ADOPTION OF DIVIDEND Mgmt For For
PROPOSAL
3.d REMUNERATION REPORT 2020 (ADVISORY VOTE) Mgmt Against Against
4. DISCHARGE Non-Voting
4.a DISCHARGE FROM LIABILITY OF MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT IN OFFICE IN 2020 FOR
THE PERFORMANCE OF THEIR DUTIES IN 2020
4.b DISCHARGE FROM LIABILITY OF MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD IN OFFICE IN 2020 FOR THE
PERFORMANCE OF THEIR DUTIES IN 2020
5 REMUNERATION Non-Voting
5.a AMENDMENT REMUNERATION POLICY FOR THE BOARD Mgmt For For
OF MANAGEMENT
5.b AMENDMENT REMUNERATION POLICY FOR THE Mgmt For For
SUPERVISORY BOARD
6. BOARD OF MANAGEMENT Non-Voting
6.a RE-APPOINTMENT OF MR. T.F.J. VANLANCKER Mgmt For For
7. SUPERVISORY BOARD Non-Voting
7.a RE-APPOINTMENT OF MR. P.W. THOMAS Mgmt For For
8 AUTHORIZATION FOR THE BOARD OF MANAGEMENT Non-Voting
8.a TO ISSUE SHARES Mgmt For For
8.b TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS Mgmt For For
OF SHAREHOLDERS
9. AUTHORIZATION FOR THE BOARD OF MANAGEMENT Mgmt For For
TO ACQUIRE COMMON SHARES IN THE SHARE
CAPITAL OF THE COMPANY ON BEHALF OF THE
COMPANY
10. CANCELLATION OF COMMON SHARES HELD OR Mgmt For For
ACQUIRED BY THE COMPANY
11. CLOSING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE Agenda Number: 713711718
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: DE0008404005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROPRIATION OF NET EARNINGS Mgmt No vote
3 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt No vote
THE BOARD OF MANAGEMENT
4 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt No vote
THE SUPERVISORY BOARD
5 APPROVAL OF THE REMUNERATION SYSTEM FOR Mgmt No vote
MEMBERS OF THE BOARD OF MANAGEMENT OF
ALLIANZ SE
6 APPROVAL OF THE REMUNERATION OF THE MEMBERS Mgmt No vote
OF THE SUPERVISORY BOARD OF ALLIANZ SE AND
CORRESPONDING AMENDMENT OF THE STATUTES
7 AMENDMENT OF THE STATUTES REGARDING THE Mgmt No vote
TERM OF OFFICE OF THE MEMBERS OF THE
SUPERVISORY BOARD
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ALSTOM SA Agenda Number: 713149993
--------------------------------------------------------------------------------------------------------------------------
Security: F0259M475
Meeting Type: SGM
Meeting Date: 29-Oct-2020
Ticker:
ISIN: FR0010220475
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 14 OCT 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202009232004081-115 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202010142004200-124; PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK IN COMMENT. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, THIS ISIN IS ONLY FOR HOLDERS OF
DOUBLE VOTING RIGHTS. DOUBLE VOTING RIGHTS
ARE AUTOMATICALLY APPLIED BY THE
CENTRALAZING AND THE REGISTERED SHAREHOLDER
WILL RECEIVE A PREFILLED PROXY CARD FROM
THE AGENT
1 CANCELLATION OF DOUBLE VOTING RIGHTS AND Non-Voting
CORRELATIVE AMENDMENT TO THE BY-LAWS
2 POWERS TO CARRY OUT LEGAL FORMALITIES Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ALSTOM SA Agenda Number: 713147444
--------------------------------------------------------------------------------------------------------------------------
Security: F0259M475
Meeting Type: MIX
Meeting Date: 29-Oct-2020
Ticker:
ISIN: FR0010220475
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 22 OCT 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202009232004079-115 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202010142004201-124; PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK IN COMMENT AND CHANGE IN NUMBERING
OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
1 APPOINTMENT OF CAISSE DE DEPOT ET PLACEMENT Mgmt For For
DU QUEBEC, REPRESENTED BY MRS. KIM
THOMASSIN, AS DIRECTOR
2 APPOINTMENT OF MR. SERGE GODIN AS DIRECTOR Mgmt For For
3 APPROVAL OF THE AMENDMENT TO THE Mgmt For For
COMPENSATION POLICY OF THE CHAIRMAN AND
CHIEF EXECUTIVE OFFICER
4 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
COMPANY'S SHARE CAPITAL BY ISSUING COMMON
SHARES AND/OR ANY TRANSFERABLE SECURITIES
GRANTING ACCESS, IMMEDIATELY AND/OR IN THE
FUTURE, TO THE CAPITAL OF THE COMPANY OR
ONE OF ITS SUBSIDIARIES, AND/OR BY
INCORPORATION OF PREMIUMS, RESERVES,
PROFITS OR OTHERS, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS)
5 APPROVAL OF THE CREATION OF A CATEGORY OF Mgmt For For
PREFERENCE SHARES CONVERTIBLE INTO COMMON
SHARES AND OF THE CORRESPONDING AMENDMENT
TO THE BYLAWS
6 INCREASE OF THE COMPANY'S SHARE CAPITAL Mgmt For For
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING
PREFERENCE SHARES OF B CATEGORY RESERVED
FOR CDP INVESTISSEMENTS INC
7 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE COMPANY'S SHARE CAPITAL BY
ISSUING COMMON SHARES OF THE COMPANY
RESERVED FOR CDP INVESTISSEMENTS INC. WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
8 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE COMPANY'S SHARE CAPITAL BY
ISSUING COMMON SHARES OF THE COMPANY
RESERVED FOR BOMBARDIER UK HOLDING LIMITED,
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
9 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE COMPANY'S SHARE CAPITAL BY
ISSUING SHARES OR TRANSFERABLE SECURITIES
RESERVED FOR MEMBERS OF A COMPANY OR GROUP
SAVINGS PLAN WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
10 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE COMPANY'S SHARE CAPITAL
RESERVED FOR A CATEGORY OF BENEFICIARIES
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
11 CANCELLATION OF DOUBLE VOTING RIGHTS AND Mgmt For For
AMENDMENT TO ARTICLE 15 OF THE BYLAWS
RELATING TO THE GENERAL MEETINGS
12 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AMADA CO.,LTD. Agenda Number: 714264962
--------------------------------------------------------------------------------------------------------------------------
Security: J01218106
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3122800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Isobe, Tsutomu Mgmt For For
2.2 Appoint a Director Kurihara, Toshinori Mgmt For For
2.3 Appoint a Director Miwa, Kazuhiko Mgmt For For
2.4 Appoint a Director Yamanashi, Takaaki Mgmt For For
2.5 Appoint a Director Okamoto, Mitsuo Mgmt For For
2.6 Appoint a Director Mazuka, Michiyoshi Mgmt For For
2.7 Appoint a Director Chino, Toshitake Mgmt For For
2.8 Appoint a Director Miyoshi, Hidekazu Mgmt Against Against
3 Appoint a Corporate Auditor Nishiura, Seiji Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
Murata, Makoto
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA/NV Agenda Number: 713738625
--------------------------------------------------------------------------------------------------------------------------
Security: B639CJ108
Meeting Type: OGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: BE0974293251
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
A.1 RENEWAL OF THE POWERS OF THE BOARD OF Mgmt Against Against
DIRECTORS RELATING TO THE ACQUISITION BY
THE COMPANY OF ITS OWN SHARES AND
AMENDMENTS TO ARTICLE 15 OF THE ARTICLES OF
ASSOCIATION
B.2 MANAGEMENT REPORT BY THE BOARD OF DIRECTORS Non-Voting
ON THE ACCOUNTING YEAR ENDED ON 31 DECEMBER
2020
B.3 REPORT BY THE STATUTORY AUDITOR ON THE Non-Voting
ACCOUNTING YEAR ENDED ON 31 DECEMBER 2020
B.4 COMMUNICATION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS RELATING TO THE ACCOUNTING YEAR
ENDED ON 31 DECEMBER 2020, AS WELL AS THE
MANAGEMENT REPORT BY THE BOARD OF DIRECTORS
AND THE REPORT BY THE STATUTORY AUDITOR ON
THE CONSOLIDATED ANNUAL ACCOUNTS
B.5 APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS: Mgmt For For
DIVIDEND FOR 2020 OF EUR 0.50 PER SHARE
B.6 DISCHARGE TO THE DIRECTORS: GRANTING Mgmt For For
DISCHARGE TO THE DIRECTORS FOR THE
PERFORMANCE OF THEIR DUTIES DURING THE
ACCOUNTING YEAR ENDED ON 31 DECEMBER 2020
B.7 DISCHARGE TO THE STATUTORY AUDITOR: Mgmt For For
GRANTING DISCHARGE TO THE STATUTORY AUDITOR
FOR THE PERFORMANCE OF HIS DUTIES DURING
THE ACCOUNTING YEAR ENDED ON 31 DECEMBER
2020
B.8.A APPOINTMENT OF DIRECTOR: UPON PROPOSAL FROM Mgmt Against Against
THE RESTRICTED SHAREHOLDERS, RENEWING THE
APPOINTMENT AS RESTRICTED SHARE DIRECTOR OF
MR. MARTIN J. BARRINGTON, FOR A PERIOD OF
ONE YEAR ENDING AT THE END OF THE
SHAREHOLDERS' MEETING WHICH WILL BE ASKED
TO APPROVE THE ACCOUNTS FOR THE YEAR 2021
B.8.B APPOINTMENT OF DIRECTOR: UPON PROPOSAL FROM Mgmt Against Against
THE RESTRICTED SHAREHOLDERS, RENEWING THE
APPOINTMENT AS RESTRICTED SHARE DIRECTOR OF
MR. WILLIAM F. GIFFORD, JR., FOR A PERIOD
OF ONE YEAR ENDING AT THE END OF THE
SHAREHOLDERS' MEETING WHICH WILL BE ASKED
TO APPROVE THE ACCOUNTS FOR THE YEAR 2021
B.8.C APPOINTMENT OF DIRECTOR: UPON PROPOSAL FROM Mgmt Against Against
THE RESTRICTED SHAREHOLDERS, RENEWING THE
APPOINTMENT AS RESTRICTED SHARE DIRECTOR OF
MR. ALEJANDRO SANTO DOMINGO DAVILA, FOR A
PERIOD OF ONE YEAR ENDING AT THE END OF THE
SHAREHOLDERS' MEETING WHICH WILL BE ASKED
TO APPROVE THE ACCOUNTS FOR THE YEAR 202
B.9 REMUNERATION POLICY: APPROVING THE Mgmt Against Against
REMUNERATION POLICY DRAFTED IN ACCORDANCE
WITH ARTICLE 7:89/1 OF THE BELGIAN CODE OF
COMPANIES AND ASSOCIATIONS. THE 2020 ANNUAL
REPORT CONTAINING THE REMUNERATION POLICY
IS AVAILABLE ON THE COMPANY'S WEBSITE AS
INDICATED IN THIS NOTICE
B.10 REMUNERATION REPORT: APPROVING THE Mgmt Against Against
REMUNERATION REPORT FOR THE FINANCIAL YEAR
2020. THE 2020 ANNUAL REPORT CONTAINING THE
REMUNERATION REPORT IS AVAILABLE ON THE
COMPANY'S WEBSITE AS INDICATED IN THIS
NOTICE
B.11 APPROVAL OF A CHANGE OF CONTROL PROVISION: Mgmt For For
APPROVING, IN ACCORDANCE WITH ARTICLE 7:151
OF THE BELGIAN CODE OF COMPANIES AND
ASSOCIATIONS, (I) CLAUSE 17 (MANDATORY
PREPAYMENT) OF THE (CURRENTLY) USD
10,100,000,000 REVOLVING CREDIT AND
SWINGLINE FACILITIES AGREEMENT ORIGINALLY
DATED 26 FEBRUARY 2010 AND AS AMENDED FROM
TIME TO TIME AND FOR THE LAST TIME PURSUANT
TO AN AMENDMENT AND RESTATEMENT AGREEMENT
DATED 16 FEBRUARY 2021 (THE "RESTATED
FACILITIES AGREEMENT") AND (II) ANY OTHER
PROVISION OF THE RESTATED FACILITIES
AGREEMENT GRANTING RIGHTS TO THIRD PARTIES
WHICH COULD MATERIALLY AFFECT THE COMPANY'S
ASSETS OR COULD IMPOSE A MATERIAL LIABILITY
OR OBLIGATION ON THE COMPANY WHERE IN EACH
CASE THE EXERCISE OF THOSE RIGHTS IS
DEPENDENT ON THE LAUNCH OF A PUBLIC
TAKE-OVER BID OVER THE SHARES OF THE
COMPANY OR ON A "CHANGE OF CONTROL" (AS
DEFINED IN THE RESTATED FACILITIES
AGREEMENT) (*).(*) PURSUANT TO THE RESTATED
FACILITIES AGREEMENT, (A) "CHANGE OF
CONTROL" MEANS "ANY PERSON OR GROUP OF
PERSONS ACTING IN CONCERT (IN EACH CASE
OTHER THAN STICHTING ANHEUSER-BUSCH INBEV
OR ANY EXISTING DIRECT OR INDIRECT
CERTIFICATE HOLDER OR CERTIFICATE HOLDERS
OF STICHTING ANHEUSER-BUSCH INBEV OR ANY
PERSON OR GROUP OF PERSONS ACTING IN
CONCERT WITH ANY SUCH PERSONS) GAINING
CONTROL OF THE COMPANY, (B) "ACTING IN
CONCERT" MEANS "A GROUP OF PERSONS WHO,
PURSUANT TO AN AGREEMENT OR UNDERSTANDING
(WHETHER FORMAL OR INFORMAL), ACTIVELY
CO-OPERATE, THROUGH THE ACQUISITION
DIRECTLY OR INDIRECTLY OF SHARES IN THE
COMPANY BY ANY OF THEM, EITHER DIRECTLY OR
INDIRECTLY, TO OBTAIN CONTROL OF THE
COMPANY" AND (C) "CONTROL" MEANS, IN
RESPECT OF THE COMPANY, "THE DIRECT OR
INDIRECT OWNERSHIP OF MORE THAN 50 PER CENT
OF THE SHARE CAPITAL OR SIMILAR RIGHTS OF
OWNERSHIP OF THE COMPANY OR THE POWER TO
DIRECT THE MANAGEMENT AND THE POLICIES OF
THE COMPANY WHETHER THROUGH THE OWNERSHIP
OF SHARE CAPITAL, CONTRACT OR OTHERWISE OR
(B) THE POWER (WHETHER BY WAY OF OWNERSHIP
OF SHARES, PROXY, CONTRACT, AGENCY OR
OTHERWISE) TO: (I) CAST, OR CONTROL THE
CASTING OF, MORE THAN 50 PER CENT. OF THE
MAXIMUM NUMBER OF VOTES THAT MIGHT BE CAST
AT A GENERAL MEETING; OR (II) APPOINT OR
REMOVE ALL, OR THE MAJORITY, OF THE
DIRECTORS OR OTHER EQUIVALENT OFFICERS; OR
(III) GIVE DIRECTIONS TO MANAGEMENT WITH
RESPECT TO THE OPERATING AND FINANCIAL
POLICIES OF THE ENTITY WITH WHICH THE
DIRECTORS OR OTHER EQUIVALENT OFFICERS OF
THE COMPANY ARE OBLIGED TO COMPLY". CLAUSE
17 OF THE RESTATED FACILITIES AGREEMENT
GRANTS, IN ESSENCE, TO ANY LENDER UNDER THE
RESTATED FACILITIES AGREEMENT, UPON A
CHANGE OF CONTROL OVER THE COMPANY, THE
RIGHT (I) NOT TO FUND ANY LOAN OR LETTER OF
CREDIT (OTHER THAN A ROLLOVER LOAN MEETING
CERTAIN CONDITIONS) AND (II) (BY NOT LESS
THAN 30 DAYS WRITTEN NOTICE) TO CANCEL ITS
UNDRAWN COMMITMENTS AND REQUIRE REPAYMENT
OF ITS PARTICIPATIONS IN THE LOANS OR
LETTERS OF CREDIT, TOGETHER WITH ACCRUED
INTEREST THEREON, AND ALL OTHER AMOUNTS
OWED TO SUCH LENDER UNDER THE RESTATED
FACILITIES AGREEMENT (AND CERTAIN RELATED
DOCUMENTS)
C.12 FILINGS: WITHOUT PREJUDICE TO OTHER Mgmt For For
DELEGATIONS OF POWERS TO THE EXTENT
APPLICABLE, GRANTING POWERS TO JAN
VANDERMEERSCH, GLOBAL LEGAL DIRECTOR
CORPORATE, WITH POWER TO SUBSTITUTE, TO
PROCEED TO (I) THE SIGNING OF THE RESTATED
ARTICLES OF ASSOCIATION AND THEIR FILINGS
WITH THE CLERK'S OFFICE OF THE ENTERPRISE
COURT OF BRUSSELS AS A RESULT OF THE
APPROVAL OF THE RESOLUTIONS REFERRED TO IN
ITEM 1 ABOVE, (II) THE FILING OF THE
RESOLUTION REFERRED TO IN ITEM 11 ABOVE
WITH THE CLERK'S OFFICE OF THE ENTERPRISE
COURT OF BRUSSELS, AND (III) ANY OTHER
FILINGS AND PUBLICATION FORMALITIES IN
RELATION TO THE ABOVE RESOLUTIONS
CMMT 09 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETINFG TYPE
FROM MIX TO OGM AND MODIFICATION OF THE
TEXT OF RESOLUTION B.5. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ARCELORMITTAL SA Agenda Number: 714186283
--------------------------------------------------------------------------------------------------------------------------
Security: L0302D210
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: LU1598757687
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 582463 DUE TO RECEIPT OF 2
SPERATE EVENTS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
I. APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
II. APPROVE FINANCIAL STATEMENTS Mgmt For For
III. APPROVE DIVIDENDS OF USD 0.30 PER SHARE Mgmt For For
IV. APPROVE ALLOCATION OF INCOME Mgmt For For
V. APPROVE REMUNERATION POLICY Mgmt For For
VI. APPROVE REMUNERATION REPORT Mgmt For For
VII. APPROVE REMUNERATION OF THE DIRECTORS, Mgmt For For
MEMBERS AND CHAIRS OF THE AUDIT AND RISK
COMMITTEE AND MEMBERS AND CHAIRS OF THE
OTHER COMMITTEE
VIII. APPROVE DISCHARGE OF DIRECTORS Mgmt For For
IX. REELECT KARYN OVELMEN AS DIRECTOR Mgmt For For
X. REELECT TYE BURT AS DIRECTOR Mgmt For For
XI. ELECT CLARISSA LINS AS DIRECTOR Mgmt For For
XII. APPROVE SHARE REPURCHASE Mgmt For For
XIII. RENEW APPOINTMENT OF DELOITTE AUDIT AS Mgmt For For
AUDITOR
XIV. APPROVE SHARE PLAN GRANT, RESTRICTED SHARE Mgmt For For
UNIT PLAN AND PERFORMANCE UNIT PLAN UNDER
THE EXECUTIVE OFFICE PSU PLAN AND
ARCELORMITTAL EQUITY PLAN
CMMT 21 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 21 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCEAND MODIFICATION OF COMMENT
--------------------------------------------------------------------------------------------------------------------------
ARCELORMITTAL SA Agenda Number: 714186271
--------------------------------------------------------------------------------------------------------------------------
Security: L0302D210
Meeting Type: EGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: LU1598757687
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 582463 DUE TO RECEIPT OF 2
SPERATE EVENTS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
I. APPROVE REDUCTION IN SHARE CAPITAL THROUGH Mgmt For For
CANCELLATION OF SHARES AND AMEND ARTICLES
5.1 AND 5.2 OF THE ARTICLES OF ASSOCIATION
CMMT 21 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCEAND MODIFICATION OF COMMENT
CMMT 21 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ASAHI GROUP HOLDINGS,LTD. Agenda Number: 713622024
--------------------------------------------------------------------------------------------------------------------------
Security: J02100113
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: JP3116000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Koji, Akiyoshi Mgmt For For
2.2 Appoint a Director Katsuki, Atsushi Mgmt For For
2.3 Appoint a Director Taemin Park Mgmt For For
2.4 Appoint a Director Tanimura, Keizo Mgmt For For
2.5 Appoint a Director Kosaka, Tatsuro Mgmt For For
2.6 Appoint a Director Shingai, Yasushi Mgmt For For
2.7 Appoint a Director Christina L. Ahmadjian Mgmt For For
2.8 Appoint a Director Kitagawa, Ryoichi Mgmt For For
3 Appoint a Corporate Auditor Kawakami, Mgmt For For
Yutaka
--------------------------------------------------------------------------------------------------------------------------
ASAHI KASEI CORPORATION Agenda Number: 714218078
--------------------------------------------------------------------------------------------------------------------------
Security: J0242P110
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3111200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kobori, Hideki Mgmt For For
1.2 Appoint a Director Takayama, Shigeki Mgmt For For
1.3 Appoint a Director Yoshida, Hiroshi Mgmt For For
1.4 Appoint a Director Sakamoto, Shuichi Mgmt For For
1.5 Appoint a Director Kawabata, Fumitoshi Mgmt For For
1.6 Appoint a Director Kudo, Koshiro Mgmt For For
1.7 Appoint a Director Tatsuoka, Tsuneyoshi Mgmt For For
1.8 Appoint a Director Okamoto, Tsuyoshi Mgmt For For
1.9 Appoint a Director Maeda, Yuko Mgmt Against Against
2.1 Appoint a Corporate Auditor Shibata, Yutaka Mgmt For For
2.2 Appoint a Corporate Auditor Mochizuki, Mgmt For For
Akemi
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV Agenda Number: 713687234
--------------------------------------------------------------------------------------------------------------------------
Security: N07059202
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: NL0010273215
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2. OVERVIEW OF THE COMPANY'S BUSINESS, Non-Voting
FINANCIAL SITUATION AND SUSTAINABILITY
3. FINANCIAL STATEMENTS, RESULTS AND DIVIDEND Non-Voting
3.a ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt For For
FOR THE BOARD OF MANAGEMENT AND THE
SUPERVISORY BOARD FOR THE FINANCIAL YEAR
2020
3.b PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY FOR THE FINANCIAL YEAR 2020,
AS PREPARED IN ACCORDANCE WITH DUTCH LAW
3.c CLARIFICATION OF THE COMPANY'S RESERVES AND Non-Voting
DIVIDEND POLICY
3.d PROPOSAL TO ADOPT A DIVIDEND IN RESPECT OF Mgmt For For
THE FINANCIAL YEAR 2020: EUR 2.75 PER SHARE
4 DISCHARGE Non-Voting
4.a PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT FROM LIABILITY FOR
THEIR RESPONSIBILITIES IN THE FINANCIAL
YEAR 2020
4.b PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY FOR THEIR
RESPONSIBILITIES IN THE FINANCIAL YEAR 2020
5. PROPOSAL TO APPROVE THE NUMBER OF SHARES Mgmt For For
FOR THE BOARD OF MANAGEMENT
6. PROPOSAL TO ADOPT CERTAIN ADJUSTMENTS TO Mgmt For For
THE REMUNERATION POLICY FOR THE BOARD OF
MANAGEMENT
7. PROPOSAL TO ADOPT CERTAIN ADJUSTMENTS TO Mgmt For For
THE REMUNERATION POLICY FOR THE SUPERVISORY
BOARD
8. COMPOSITION OF THE BOARD OF MANAGEMENT Non-Voting
9. COMPOSITION OF THE SUPERVISORY BOARD Non-Voting
9.a PROPOSAL TO APPOINT MS. B. CONIX AS A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
9.b COMPOSITION OF THE SUPERVISORY BOARD IN Non-Voting
2022
10. PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. Mgmt For For
AS EXTERNAL AUDITOR FOR THE REPORTING YEAR
2022: KPMG Accountants N.V.
11. PROPOSALS TO AUTHORIZE THE BOARD OF Non-Voting
MANAGEMENT TO ISSUE ORDINARY SHARES OR
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES, AS WELL AS TO RESTRICT OR EXCLUDE
THE PRE-EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS
11.a AUTHORIZATION TO ISSUE ORDINARY SHARES OR Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES UP TO 5% FOR GENERAL PURPOSES
11.b AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For
RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN
CONNECTION WITH AGENDA ITEM 11 A)
11.c AUTHORIZATION TO ISSUE ORDINARY SHARES OR Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES UP TO 5% IN CONNECTION WITH OR ON
THE OCCASION OF MERGERS, ACQUISITIONS
AND/OR (STRATEGIC) ALLIANCES
11.d AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For
RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN
CONNECTION WITH AGENDA ITEM 11 C)
12. PROPOSALS TO AUTHORIZE THE BOARD OF Non-Voting
MANAGEMENT TO REPURCHASE ORDINARY SHARES UP
TO 20% OF THE ISSUED SHARE CAPITAL
12.a AUTHORIZATION TO REPURCHASE ORDINARY SHARES Mgmt For For
UP TO 10% OF THE ISSUED SHARE CAPITAL
12.b AUTHORIZATION TO REPURCHASE ADDITIONAL Mgmt For For
ORDINARY SHARES UP TO 10% OF THE ISSUED
SHARE CAPITAL
13. PROPOSAL TO CANCEL ORDINARY SHARES Mgmt For For
14. ANY OTHER BUSINESS Non-Voting
15. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 30 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 3.D, 10 AND CHANGE IN NUMBERING
OF ALL RESOLUTIONS.. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 30 MAr 2021: Deletion of comment Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 713747648
--------------------------------------------------------------------------------------------------------------------------
Security: G0593M107
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: GB0009895292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITOR AND
THE STRATEGIC REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO CONFIRM DIVIDENDS Mgmt For For
3 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR
4 TO AUTHORISE THE DIRECTORS TO AGREE THE Mgmt For For
REMUNERATION OF THE AUDITOR
5A TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: LEIF JOHANSSON
5B TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: PASCAL SORIOT
5C TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: MARC DUNOYER
5D TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: PHILIP BROADLEY
5E TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: EUAN ASHLEY
5F TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: MICHEL DEMARE
5G TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: DEBORAH DISANZO
5H TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: DIANA LAYFIELD
5I TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: SHERI MCCOY
5J TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: TONY MOK
5K TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: NAZNEEN RAHMAN
5L TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: MARCUS WALLENBERG
6 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION FOR THE YEAR ENDED 31 DECEMBER
2020
7 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
POLICY
8 TO AUTHORISE LIMITED POLITICAL DONATIONS Mgmt For For
9 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
10 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
11 TO AUTHORISE THE DIRECTORS TO FURTHER Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS FOR
ACQUISITIONS AND SPECIFIED CAPITAL
INVESTMENTS
12 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
13 TO REDUCE THE NOTICE PERIOD FOR GENERAL Mgmt For For
MEETINGS
14 TO AMEND THE RULES OF THE PERFORMANCE SHARE Mgmt Against Against
PLAN 2020
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 713898495
--------------------------------------------------------------------------------------------------------------------------
Security: G0593M107
Meeting Type: OGM
Meeting Date: 11-May-2021
Ticker:
ISIN: GB0009895292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROPOSED ACQUISITION BY THE COMPANY OF Mgmt For For
ALEXION PHARMACEUTICALS INC
CMMT 23 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM EGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ATLAS COPCO AB Agenda Number: 713277538
--------------------------------------------------------------------------------------------------------------------------
Security: W1R924161
Meeting Type: EGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: SE0011166610
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIR FOR THE MEETING: HANS Non-Voting
STRABERG
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE PERSON, THE ADJUSTER, TO Non-Voting
APPROVE THE MINUTES TOGETHER WITH THE CHAIR
5 DETERMINATION WHETHER THE MEETING HAS BEEN Non-Voting
PROPERLY CONVENED
6 RESOLUTION ON DIVIDEND AND RECORD DATE: AS Mgmt For For
A CONSEQUENCE OF THE UNCERTAINTY CAUSED BY
COVID-19, IT WAS DECIDED AT ATLAS COPCO' S
AGM ON APRIL 23, 2020, ON A DIVIDEND OF SEK
3.50 PER SHARE
7 RESOLUTION ON AMENDMENT OF THE ARTICLES OF Mgmt For For
ASSOCIATION
8 CONCLUSION OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ATLAS COPCO AB Agenda Number: 713724931
--------------------------------------------------------------------------------------------------------------------------
Security: W1R924161
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: SE0011166610
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535275 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1 OPENING OF MEETING; ELECT CHAIRMAN OF Non-Voting
MEETING
2 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
3 APPROVE AGENDA OF MEETING Non-Voting
4 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
6 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
7.A ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
7.B.1 APPROVE DISCHARGE OF STAFFAN BOHMAN Mgmt For For
7.B.2 APPROVE DISCHARGE OF TINA DONIKOWSKI Mgmt For For
7.B.3 APPROVE DISCHARGE OF JOHAN FORSSELL Mgmt For For
7.B.4 APPROVE DISCHARGE OF ANNA OHLSSON-LEIJON Mgmt For For
7.B.5 APPROVE DISCHARGE OF MATS RAHMSTROM Mgmt For For
7.B.6 APPROVE DISCHARGE OF GORDON RISKE Mgmt For For
7.B.7 APPROVE DISCHARGE OF HANS STRABERG Mgmt For For
7.B.8 APPROVE DISCHARGE OF PETER WALLENBERG JR Mgmt For For
7.B.9 APPROVE DISCHARGE OF SABINE NEUSS Mgmt For For
7.B10 APPROVE DISCHARGE OF MIKAEL BERGSTEDT Mgmt For For
7.B11 APPROVE DISCHARGE OF BENNY LARSSON Mgmt For For
7.B12 APPROVE DISCHARGE OF PRESIDENT MATS Mgmt For For
RAHMSTROM
7.C APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF SEK 7.30 PER SHARE
7.D APPROVE RECORD DATE FOR DIVIDEND PAYMENT Mgmt For For
8.A DETERMINE NUMBER OF MEMBERS (8) AND DEPUTY Mgmt For For
MEMBERS OF BOARD (0)
8.B DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY Mgmt For For
AUDITORS (0)
9.A ELECTION OF BOARD MEMBERS Non-Voting
9.A.1 REELECT STAFFAN BOHMAN AS DIRECTOR Mgmt Against Against
9.A.2 REELECT TINA DONIKOWSKI AS DIRECTOR Mgmt For For
9.A.3 REELECT JOHAN FORSSELL AS DIRECTOR Mgmt Against Against
9.A.4 REELECT ANNA OHLSSON-LEIJON AS DIRECTOR Mgmt For For
9.A.5 REELECT MATS RAHMSTROM AS DIRECTOR Mgmt For For
9.A.6 REELECT GORDON RISKE AS DIRECTOR Mgmt For For
9.A.7 REELECT HANS STRABERG AS DIRECTOR Mgmt Against Against
9.A.8 REELECT PETER WALLENBERG JR AS DIRECTOR Mgmt Against Against
9.B REELECT HANS STRABERG AS BOARD CHAIRMAN Mgmt Against Against
9.C RATIFY ERNST & YOUNG AS AUDITORS Mgmt For For
10.A APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF SEK 2.6 MILLION TO CHAIR AND SEK
825,000 TO OTHER DIRECTORS; APPROVE
REMUNERATION FOR COMMITTEE WORK; APPROVE
DELIVERING PART OF REMUNERATION IN FORM OF
SYNTHETIC SHARES
10.B APPROVE REMUNERATION OF AUDITORS Mgmt For For
11.A APPROVE REMUNERATION REPORT Mgmt Against Against
11.B APPROVE STOCK OPTION PLAN 2021 FOR KEY Mgmt For For
EMPLOYEES
12.A ACQUIRE CLASS A SHARES RELATED TO PERSONNEL Mgmt For For
OPTION PLAN FOR 2021
12.B ACQUIRE CLASS A SHARES RELATED TO Mgmt For For
REMUNERATION OF DIRECTORS IN THE FORM OF
SYNTHETIC SHARES
12.C TRANSFER CLASS A SHARES RELATED TO Mgmt For For
PERSONNEL OPTION PLAN FOR 2021
12.D SELL CLASS A SHARES TO COVER COSTS RELATED Mgmt For For
TO SYNTHETIC SHARES TO THE BOARD
12.E SELL CLASS A TO COVER COSTS IN RELATION TO Mgmt For For
THE PERSONNEL OPTION PLANS FOR 2016, 2017
AND 2018
13 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD Agenda Number: 713391352
--------------------------------------------------------------------------------------------------------------------------
Security: Q09504137
Meeting Type: AGM
Meeting Date: 16-Dec-2020
Ticker:
ISIN: AU000000ANZ3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A RE-ELECTION OF BOARD ENDORSED CANDIDATE: TO Mgmt For For
RE-ELECT MS I R ATLAS AO
2.B RE-ELECTION OF BOARD ENDORSED CANDIDATE: TO Mgmt For For
RE-ELECT MR J T MACFARLANE
3 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
4 GRANT OF PERFORMANCE RIGHTS TO MR S C Mgmt For For
ELLIOTT
5 PLEASE NOTE THAT THIS IS A SHAREHOLDER Shr Against For
PROPOSAL: AMENDMENT TO THE CONSTITUTION:
SECTION 249N, CLAUSE 13, SUB-CLAUSE 13.5A
6 PLEASE NOTE THAT THIS IS A SHAREHOLDER Shr Against For
PROPOSAL: TRANSITION PLANNING DISCLOSURE
--------------------------------------------------------------------------------------------------------------------------
AXA SA Agenda Number: 713636439
--------------------------------------------------------------------------------------------------------------------------
Security: F06106102
Meeting Type: MIX
Meeting Date: 29-Apr-2021
Ticker:
ISIN: FR0000120628
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 03 MAR 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF UPDATED BALO
LINK AND CHANGE IN NUMBERING FOR ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU AND PLEASE NOTE
THAT IMPORTANT ADDITIONAL MEETING
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103242100647-36.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND AT 1.43 EUROS PER SHARE
4 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt For For
SECTION I OF ARTICLE L.22-10-9 OF THE
FRENCH COMMERCIAL CODE RELATING TO THE
COMPENSATION OF CORPORATE OFFICERS
5 APPROVAL OF THE INDIVIDUAL REMUNERATION OF Mgmt For For
MR. DENIS DUVERNE AS CHAIRMAN OF THE BOARD
OF DIRECTORS
6 APPROVAL OF THE INDIVIDUAL REMUNERATION OF Mgmt Against Against
MR. THOMAS BUBERL AS CHIEF EXECUTIVE
OFFICER
7 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
ADJUSTMENT FOR THE CHIEF EXECUTIVE OFFICER
APPROVED BY THE 2019 AND 2020 GENERAL
MEETINGS
8 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION
II OF ARTICLE L.22-10-8 OF THE FRENCH
COMMERCIAL CODE
9 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS PURSUANT
TO SECTION II OF ARTICLE L.22-10-8 OF THE
FRENCH COMMERCIAL CODE
10 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
DIRECTORS PURSUANT TO SECTION II OF ARTICLE
L.22-10-8 OF THE FRENCH COMMERCIAL CODE
11 THE STATUTORY AUDITORS' SPECIAL REPORT ON Mgmt For For
THE AGREEMENTS REFERRED TO IN ARTICLES
L.225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
12 RENEWAL OF THE TERM OF OFFICE OF MR. RAMON Mgmt For For
DE OLIVEIRA AS DIRECTOR
13 APPOINTMENT OF MR. GUILLAUME FAURY AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MRS. ELAINE
SARSYNSKI
14 APPOINTMENT OF MR. RAMON FERNANDEZ AS Mgmt For For
DIRECTOR
15 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE THE COMPANY'S COMMON
SHARES
16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS OR PREMIUMS
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY OR ONE OF ITS
SUBSIDIARIES, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY OR ONE OF ITS
SUBSIDIARIES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN THE CONTEXT OF PUBLIC OFFERINGS
OTHER THAN THOSE REFERRED TO IN ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE
19 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY OR ONE OF ITS
SUBSIDIARIES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, BY PUBLIC OFFERINGS REFERRED TO IN
PARAGRAPH 1DECREE OF ARTICLE L.411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE
20 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN THE EVENT OF AN ISSUE, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY PUBLIC
OFFERINGS (INCLUDING PUBLIC OFFERINGS
REFERRED TO IN PARAGRAPH 1DECREE OF ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE), TO SET THE ISSUE PRICE IN
ACCORDANCE WITH THE TERMS AND CONDITIONS
SET BY THE GENERAL MEETING, WITHIN THE
LIMIT OF 10% OF THE CAPITAL
21 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY, IN THE EVENT
OF A PUBLIC EXCHANGE OFFER INITIATED BY THE
COMPANY WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES TO BE ISSUED IMMEDIATELY OR
IN THE FUTURE BY THE COMPANY, IN
REMUNERATION FOR CONTRIBUTIONS IN KIND,
WITHIN THE LIMIT OF 10% OF THE SHARE
CAPITAL, EXCEPT IN THE CASE OF A PUBLIC
EXCHANGE OFFER INITIATED BY THE COMPANY
23 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON
SHARES, AS A RESULT OF THE ISSUE BY
SUBSIDIARIES OF THE COMPANY OF TRANSFERABLE
SECURITIES GRANTING ACCESS TO COMMON SHARES
TO BE ISSUED BY THE COMPANY
24 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE, WITH RETENTION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, COMMON SHARES, AS A
RESULT OF THE ISSUE BY SUBSIDIARIES OF THE
COMPANY OF TRANSFERABLE SECURITIES GRANTING
ACCESS TO COMMON SHARES TO BE ISSUED BY THE
COMPANY
25 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL
BY ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO COMMON SHARES
OF THE COMPANY RESERVED FOR MEMBERS OF A
COMPANY SAVINGS PLAN, WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
26 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL
BY ISSUING COMMON SHARES, WITH CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, FOR THE BENEFIT OF A
SPECIFIC CATEGORY OF BENEFICIARIES
27 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO REDUCE THE SHARE
CAPITAL BY CANCELLING COMMON SHARES
28 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA SA Agenda Number: 713706933
--------------------------------------------------------------------------------------------------------------------------
Security: E11805103
Meeting Type: OGM
Meeting Date: 19-Apr-2021
Ticker:
ISIN: ES0113211835
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 20 APR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT SHAREHOLDERS HOLDING LESS THAN "500" SHARES Non-Voting
(MINIMUM AMOUNT TO ATTEND THE MEETING) MAY
GRANT A PROXY TO ANOTHER SHAREHOLDER
ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM
TO REACH AT LEAST THAT NUMBER, GIVING
REPRESENTATION TO A SHAREHOLDER OF THE
GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
1.1 APPROVAL OF THE ANNUAL ACCOUNTS AND Mgmt For For
MANAGEMENT REPORTS OF BBVA, S.A. AND ITS
CONSOLIDATED GROUP CORRESPONDING TO THE
YEAR ENDED 31 DECEMBER 2020
1.2 APPROVAL OF THE NON FINANCIAL INFORMATION Mgmt For For
STATEMENT OF BBVA, S.A. AND THAT OF ITS
CONSOLIDATED GROUP CORRESPONDING TO THE
YEAR ENDED 31 DECEMBER 2020
1.3 APPROVAL OF THE APPLICATION OF THE RESULTS Mgmt For For
OF THE FINANCIAL YEAR 2020
1.4 APPROVAL OF THE CORPORATE MANAGEMENT DURING Mgmt For For
THE 2020 FINANCIAL YEAR
2.1 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. JOSE MIGUEL ANDRES
TORRECILLAS
2.2 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. JAIME FELIX CARUANA LACORTE
2.3 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MRS. BELEN GARIJO LOPEZ
2.4 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. JOSE MALDONADO RAMOS
2.5 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MRS. ANA CRISTINA PERALTA MORENO
2.6 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JUAN PI LLORENS
2.7 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. JAN PAUL MARIE FRANCIS
VERPLANCKE
3 APPROVAL OF A DISTRIBUTION OF EUR 0.059 PER Mgmt For For
SHARE CHARGED TO THE SHARE PREMIUM ACCOUNT
4 APPROVAL OF A DISTRIBUTION CHARGED TO THE Mgmt For For
BANK'S DISTRIBUTABLE ITEMS FOR A MAXIMUM
AMOUNT EQUIVALENT TO 35PCT OF THE
CONSOLIDATED PROFIT CORRESPONDING TO THE
FIRST HALF OF 2021, EXCLUDING AMOUNTS AND
EXTRAORDINARY ITEMS, SUBJECT TO CERTAIN
CONDITIONS AND LIMITATIONS
5 DELEGATION TO THE BOARD OF DIRECTORS, WITH Mgmt For For
EXPRESS SUB DELEGATION POWERS, OF THE POWER
TO ISSUE SECURITIES EVENTUALLY CONVERTIBLE
INTO COMPANY SHARES (COCOS), FOR A PERIOD
OF FIVE YEARS, UP TO A MAXIMUM AMOUNT OF
EUR 8,000,000,000 DELEGATING IN TURN THE
POWER TO EXCLUDE THE PRE EMPTIVE
SUBSCRIPTION RIGHT IN SAID SECURITIES
ISSUES, AS WELL AS THE POWER TO INCREASE
THE SHARE CAPITAL BY THE NECESSARY AMOUNT
AND TO MODIFY THE CORRESPONDING ARTICLE OF
THE COMPANY BYLAWS
6 APPROVAL OF THE REDUCTION OF THE BANK'S Mgmt For For
SHARE CAPITAL UP TO A MAXIMUM AMOUNT
CORRESPONDING TO 10PCT OF THE SAME ON THE
DATE OF THE AGREEMENT, THROUGH THE
AMORTIZATION OF TREASURY SHARES THAT HAVE
BEEN ACQUIRED THROUGH ANY MECHANISM WITH
THE AIM OF BEING AMORTIZED, DELEGATING TO
THE BOARD OF DIRECTORS THE POSSIBILITY OF
EXECUTING THE REDUCTION ONE OR MORE TIMES
7 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt For For
DIRECTORS OF BBVA, S.A., AND THE MAXIMUM
NUMBER OF SHARES TO BE DELIVERED, AS THE
CASE MAY BE, AS A RESULT OF ITS EXECUTION
8 APPROVAL OF A MAXIMUM LEVEL OF VARIABLE Mgmt For For
REMUNERATION OF UP TO 200PCT OF THE FIXED
COMPONENT OF TOTAL REMUNERATION FOR A
SPECIFIC GROUP OF EMPLOYEES WHOSE
PROFESSIONAL ACTIVITIES SIGNIFICANTLY
AFFECT THE GROUP'S RISK PROFILE
9 RE ELECTION OF THE ACCOUNT AUDITORS OF Mgmt For For
BBVA, S.A. AND ITS CONSOLIDATED GROUP FOR
FISCAL YEAR 2021: KPMG AUDITORES
10 MODIFICATION OF ARTICLE 21 (FORM AND Mgmt For For
CONTENT OF THE CALL) OF THE BYLAWS OF BBVA,
S.A
11 MODIFICATION OF ARTICLE 5 (PUBLICATION OF Mgmt For For
THE CALL) OF THE REGULATIONS OF THE GENERAL
MEETING OF BANCO BILBAO VIZCAYA ARGENTARIA,
S.A
12 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS, WITH THE POWER OF SUBSTITUTION,
TO FORMALIZE, CORRECT, INTERPRET AND
EXECUTE THE RESOLUTIONS ADOPTED BY THE
GENERAL MEETING
13 CONSULTATIVE VOTE ON THE ANNUAL REPORT ON Mgmt For For
REMUNERATION OF THE DIRECTORS OF BBVA, S.A
CMMT 18 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 18 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT.
FURTHER TO CHANGE IN RECORD DATE FROM 14
APR 2021 TO 15 APR 2021 AND MODIFICATION OF
TEXT IN RESOLUTION 9. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER SA Agenda Number: 713146517
--------------------------------------------------------------------------------------------------------------------------
Security: E19790109
Meeting Type: AGM
Meeting Date: 26-Oct-2020
Ticker:
ISIN: ES0113900J37
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 'PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 27 OCT 2020 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU'
1 APPLICATION OF RESULTS OBTAINED DURING Mgmt For For
FINANCIAL YEAR 2019
2.A SETTING OF THE NUMBER OF DIRECTORS Mgmt For For
2.B APPOINTMENT OF MR RAMON MARTIN CHAVEZ Mgmt For For
MARQUEZ AS A BOARD OF DIRECTOR
3.A EXAMINATION AND, IF APPROPRIATE, APPROVAL Mgmt For For
OF THE BALANCE SHEET OF BANCO SANTANDER,
S.A. AS AT 30 JUNE 2020
3.B INCREASE IN SHARE CAPITAL BY SUCH AMOUNT AS Mgmt For For
MAY BE DETERMINED PURSUANT TO THE TERMS OF
THE RESOLUTION, BY MEANS OF THE ISSUANCE OF
NEW ORDINARY SHARES HAVING A PAR VALUE OF
ONE-HALF (0.5) EURO EACH, WITH NO SHARE
PREMIUM, OF THE SAME CLASS AND SERIES AS
THOSE THAT ARE CURRENTLY OUTSTANDING, WITH
A CHARGE TO RESERVES. EXPRESS PROVISION FOR
THE POSSIBILITY OF LESS THAN FULL
ALLOTMENT. DELEGATION OF POWERS TO THE
BOARD OF DIRECTORS, WHICH MAY IN TURN
DELEGATE SUCH POWERS TO THE EXECUTIVE
COMMITTEE, TO: ESTABLISH THE TERMS AND
CONDITIONS OF THE INCREASE AS TO ALL
MATTERS NOT PROVIDED FOR BY THE
SHAREHOLDERS AT THIS GENERAL MEETING; TAKE
SUCH ACTIONS AS MAY BE REQUIRED FOR
IMPLEMENTATION THEREOF; AMEND THE TEXT OF
SECTIONS 1 AND 2 OF ARTICLE 5 OF THE BYLAWS
TO REFLECT THE NEW AMOUNT OF SHARE CAPITAL;
AND TO EXECUTE SUCH PUBLIC AND PRIVATE
DOCUMENTS AS MAY BE NECESSARY TO CARRY OUT
THE INCREASE. APPLICATION TO THE
APPROPRIATE DOMESTIC AND FOREIGN
AUTHORITIES FOR ADMISSION TO TRADING OF THE
NEW SHARES ON THE MADRID, BARCELONA, BILBAO
AND VALENCIA STOCK EXCHANGES THROUGH
SPAIN'S AUTOMATED QUOTATION SYSTEM (MERCADO
CONTINUO) AND ON THE FOREIGN STOCK
EXCHANGES ON WHICH THE SHARES OF BANCO
SANTANDER ARE LISTED IN THE MANNER REQUIRED
BY EACH OF SUCH STOCK EXCHANGES
4 CONDITIONAL DISTRIBUTION OF THE GROSS FIXED Mgmt For For
AMOUNT OF 10 EURO CENTS (0.10) PER SHARE
WITH A CHARGE TO THE SHARE PREMIUM RESERVE.
DELEGATION OF POWERS TO THE BOARD OF
DIRECTORS, WHICH MAY IN TURN DELEGATE SUCH
POWERS TO THE EXECUTIVE COMMITTEE, TO:
ESTABLISH THE TERMS AND CONDITIONS OF THE
DISTRIBUTION AS TO ALL MATTERS NOT PROVIDED
FOR BY THE SHAREHOLDERS AT THIS GENERAL
MEETING; TAKE SUCH ACTIONS AS MAY BE
REQUIRED FOR IMPLEMENTATION THEREOF; AND TO
EXECUTE SUCH PUBLIC AND PRIVATE DOCUMENTS
AS MAY BE NECESSARY TO IMPLEMENT THE
RESOLUTION
5 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INTERPRET, REMEDY, SUPPLEMENT, IMPLEMENT
AND DEVELOP THE RESOLUTIONS APPROVED BY THE
SHAREHOLDERS AT THE MEETING, AS WELL AS TO
DELEGATE THE POWERS RECEIVED FROM THE
SHAREHOLDERS AT THE MEETING, AND GRANT OF
POWERS TO CONVERT SUCH RESOLUTIONS INTO
NOTARIAL INSTRUMENTS
CMMT 12 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING DATE FROM
27 OCT 2020 TO 26 OCT 2020. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER SA Agenda Number: 713621919
--------------------------------------------------------------------------------------------------------------------------
Security: E19790109
Meeting Type: OGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: ES0113900J37
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 26 MAR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1.A ANNUAL ACCOUNTS AND CORPORATE MANAGEMENT: Mgmt For For
EXAMINATION AND, IF APPROPRIATE, APPROVAL
OF THE ANNUAL ACCOUNTS (BALANCE SHEET,
PROFIT AND LOSS STATEMENT, STATEMENT OF
RECOGNISED INCOME AND EXPENSE, STATEMENT OF
CHANGES IN TOTAL EQUITY, CASH FLOW
STATEMENT, AND NOTES) AND THE DIRECTORS'
REPORTS OF BANCO SANTANDER, S.A. AND ITS
CONSOLIDATED GROUP, ALL WITH RESPECT TO THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020
1.B ANNUAL ACCOUNTS AND CORPORATE MANAGEMENT: Mgmt For For
EXAMINATION AND, IF APPROPRIATE, APPROVAL
OF THE CONSOLIDATED STATEMENT OF
NON-FINANCIAL INFORMATION FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2020, WHICH IS PART
OF THE CONSOLIDATED DIRECTORS' REPORT
1.C ANNUAL ACCOUNTS AND CORPORATE MANAGEMENT: Mgmt For For
EXAMINATION AND, IF APPROPRIATE, APPROVAL
OF THE CORPORATE MANAGEMENT FOR FINANCIAL
YEAR 2020
2 APPLICATION OF RESULTS OBTAINED DURING Mgmt For For
FINANCIAL YEAR 2020
3.A BOARD OF DIRECTORS: APPOINTMENT, Mgmt For For
RE-ELECTION OR RATIFICATION OF DIRECTORS:
SETTING OF THE NUMBER OF DIRECTORS
3.B BOARD OF DIRECTORS: APPOINTMENT, Mgmt For For
RE-ELECTION OR RATIFICATION OF DIRECTORS:
RATIFICATION OF THE APPOINTMENT OF MS GINA
LORENZA DIEZ BARROSO
3.C BOARD OF DIRECTORS: APPOINTMENT, Mgmt For For
RE-ELECTION OR RATIFICATION OF DIRECTORS:
RE-ELECTION OF MS HOMAIRA AKBARI
3.D BOARD OF DIRECTORS: APPOINTMENT, Mgmt For For
RE-ELECTION OR RATIFICATION OF DIRECTORS:
RE-ELECTION OF MR ALVARO ANTONIO CARDOSO DE
SOUZA
3.E BOARD OF DIRECTORS: APPOINTMENT, Mgmt For For
RE-ELECTION OR RATIFICATION OF DIRECTORS:
RE-ELECTION OF MR JAVIER BOTIN-SANZ DE
SAUTUOLA Y O'SHEA
3.F BOARD OF DIRECTORS: APPOINTMENT, Mgmt For For
RE-ELECTION OR RATIFICATION OF DIRECTORS:
RE-ELECTION OF MR RAMIRO MATO
GARCIA-ANSORENA
3.G BOARD OF DIRECTORS: APPOINTMENT, Mgmt For For
RE-ELECTION OR RATIFICATION OF DIRECTORS:
RE-ELECTION OF MR BRUCE CARNEGIE-BROWN
4 RE-ELECTION OF THE EXTERNAL AUDITOR FOR Mgmt For For
FINANCIAL YEAR 2021: PRICEWATERHOUSECOOPERS
5.A AMENDMENT OF THE FOLLOWING ARTICLES OF THE Mgmt For For
BYLAWS: AMENDMENT OF ARTICLES RELATING TO
THE ISSUANCE OF NON-CONVERTIBLE DEBENTURES:
ARTICLE 18 (CONVERTIBLE AND EXCHANGEABLE
DEBENTURES) AND ARTICLE 20 (DISTRIBUTION OF
POWERS)
5.B AMENDMENT OF THE FOLLOWING ARTICLES OF THE Mgmt For For
BYLAWS: AMENDMENT OF ARTICLE RELATING TO
THE POWERS OF THE GENERAL SHAREHOLDERS'
MEETING (SHARE-BASED COMPENSATION): ARTICLE
20 (DISTRIBUTION OF POWERS)
5.C AMENDMENT OF THE FOLLOWING ARTICLES OF THE Mgmt For For
BYLAWS: AMENDMENT OF ARTICLES RELATING TO
THE SHAREHOLDERS' PARTICIPATION AT THE
GENERAL SHAREHOLDERS' MEETING: ARTICLE 27
(ATTENDANCE AT THE GENERAL SHAREHOLDERS'
MEETING BY PROXY) AND ARTICLE 34 (DISTANCE
VOTING)
5.D AMENDMENT OF THE FOLLOWING ARTICLES OF THE Mgmt For For
BYLAWS: AMENDMENT OF ARTICLE RELATING TO
ATTENDING THE MEETING FROM A DISTANCE BY
REMOTE MEANS OF COMMUNICATION: ARTICLE 34
(DISTANCE VOTING). INTRODUCING A NEW
ARTICLE 34 BIS (REMOTE SHAREHOLDERS'
MEETING)
6.A AMENDMENT OF THE FOLLOWING ARTICLES OF THE Mgmt For For
RULES AND REGULATIONS FOR THE GENERAL
SHAREHOLDERS' MEETING: AMENDMENT OF ARTICLE
2 (GENERAL SHAREHOLDERS' MEETING), RELATING
TO THE POWERS OF THE SHAREHOLDERS AT A
GENERAL MEETING (ISSUANCE OF DEBENTURES)
6.B AMENDMENT OF THE FOLLOWING ARTICLES OF THE Mgmt For For
RULES AND REGULATIONS FOR THE GENERAL
SHAREHOLDERS' MEETING: AMENDMENT OF ARTICLE
2 (GENERAL SHAREHOLDERS' MEETING), RELATING
TO THE POWERS OF THE SHAREHOLDERS AT A
GENERAL MEETING (SHARE-BASED COMPENSATION)
6.C AMENDMENT OF THE FOLLOWING ARTICLES OF THE Mgmt For For
RULES AND REGULATIONS FOR THE GENERAL
SHAREHOLDERS' MEETING: AMENDMENT OF ARTICLE
8 (PROXIES), RELATING TO PROXY
REPRESENTATION AT A GENERAL MEETING
6.D AMENDMENT OF THE FOLLOWING ARTICLES OF THE Mgmt For For
RULES AND REGULATIONS FOR THE GENERAL
SHAREHOLDERS' MEETING: AMENDMENT OF ARTICLE
20 (VOTING BY DISTANCE MEANS OF
COMMUNICATION), RELATING TO THE MEANS FOR
DISTANCE VOTING
6.E AMENDMENT OF THE FOLLOWING ARTICLES OF THE Mgmt For For
RULES AND REGULATIONS FOR THE GENERAL
SHAREHOLDERS' MEETING: AMENDMENT OF ARTICLE
26 (PUBLICATION OF RESOLUTIONS), RELATING
TO PUBLICATION OF THE RESOLUTIONS APPROVED
AT THE GENERAL MEETING
7 DELEGATION TO THE BOARD OF DIRECTORS OF THE Mgmt For For
POWER TO ISSUE ALL KINDS OF FIXED-INCOME
SECURITIES, PREFERRED INTERESTS
(PARTICIPACIONES PREFERENTES) OR DEBT
INSTRUMENTS OF A SIMILAR NATURE (INCLUDING
CERTIFICATES (CEDULAS), PROMISSORY NOTES
AND WARRANTS) THAT ARE NOT CONVERTIBLE,
DEPRIVING OF EFFECT, TO THE EXTENT OF THE
UNUSED AMOUNT, THE DELEGATION IN SUCH
RESPECT CONFERRED BY RESOLUTION EIGHT II)
APPROVED BY THE SHAREHOLDERS ACTING AT THE
ORDINARY GENERAL MEETING OF 3 APRIL 2020
8 DIRECTOR REMUNERATION POLICY Mgmt For For
9 DIRECTOR REMUNERATION SYSTEM: SETTING OF Mgmt For For
THE MAXIMUM AMOUNT OF ANNUAL REMUNERATION
TO BE PAID TO ALL OF THE DIRECTORS IN THEIR
CAPACITY AS SUCH
10 REMUNERATION SYSTEM: APPROVAL OF MAXIMUM Mgmt For For
RATIO BETWEEN FIXED AND VARIABLE COMPONENTS
OF TOTAL REMUNERATION OF EXECUTIVE
DIRECTORS AND OTHER EMPLOYEES BELONGING TO
CATEGORIES WITH PROFESSIONAL ACTIVITIES
THAT HAVE A MATERIAL IMPACT ON THE RISK
PROFILE
11.A APPROVAL OF THE APPLICATION OF REMUNERATION Mgmt For For
PLANS INVOLVING THE DELIVERY OF SHARES OR
SHARE OPTIONS: DEFERRED MULTIYEAR
OBJECTIVES VARIABLE REMUNERATION PLAN
11.B APPROVAL OF THE APPLICATION OF REMUNERATION Mgmt For For
PLANS INVOLVING THE DELIVERY OF SHARES OR
SHARE OPTIONS: DEFERRED AND CONDITIONAL
VARIABLE REMUNERATION PLAN
11.C APPROVAL OF THE APPLICATION OF REMUNERATION Mgmt For For
PLANS INVOLVING THE DELIVERY OF SHARES OR
SHARE OPTIONS: DIGITAL TRANSFORMATION AWARD
11.D APPROVAL OF THE APPLICATION OF REMUNERATION Mgmt For For
PLANS INVOLVING THE DELIVERY OF SHARES OR
SHARE OPTIONS: APPLICATION OF THE GROUP'S
BUY-OUT REGULATIONS
11.E APPROVAL OF THE APPLICATION OF REMUNERATION Mgmt For For
PLANS INVOLVING THE DELIVERY OF SHARES OR
SHARE OPTIONS: PLAN FOR EMPLOYEES OF
SANTANDER UK GROUP HOLDINGS PLC. AND OTHER
COMPANIES OF THE GROUP IN THE UNITED
KINGDOM BY MEANS OF OPTIONS ON SHARES OF
THE BANK LINKED TO THE CONTRIBUTION OF
PERIODIC MONETARY AMOUNTS AND TO CERTAIN
CONTINUITY REQUIREMENTS
12 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INTERPRET, REMEDY, SUPPLEMENT, IMPLEMENT
AND DEVELOP THE RESOLUTIONS APPROVED BY THE
SHAREHOLDERS AT THE MEETING, AS WELL AS TO
DELEGATE THE POWERS RECEIVED FROM THE
SHAREHOLDERS AT THE MEETING, AND GRANT OF
POWERS TO CONVERT SUCH RESOLUTIONS INTO
NOTARIAL INSTRUMENTS
13 ANNUAL DIRECTOR REMUNERATION REPORT Mgmt For For
CMMT 01 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BARRATT DEVELOPMENTS PLC Agenda Number: 713130716
--------------------------------------------------------------------------------------------------------------------------
Security: G08288105
Meeting Type: AGM
Meeting Date: 14-Oct-2020
Ticker:
ISIN: GB0000811801
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE AUDITOR'S AND DIRECTORS' Mgmt For For
REPORTS, THE STRATEGIC REPORT AND THE
ACCOUNTS FOR THE YEAR ENDED 30 JUNE 2020
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 30 JUNE 2020
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY)
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
4 TO RE-ELECT JOHN ALLAN AS A DIRECTOR OF THE Mgmt For For
COMPANY
5 TO RE-ELECT DAVID THOMAS AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT STEVEN BOYES AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT JESSICA WHITE AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT RICHARD AKERS AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT NINA BIBBY AS A DIRECTOR OF THE Mgmt For For
COMPANY
10 TO RE-ELECT JOCK LENNOX AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT SHARON WHITE AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-APPOINT DELOITTE LLP AS THE AUDITOR Mgmt For For
OF THE COMPANY
13 TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE Mgmt For For
AUDITOR'S REMUNERATION
14 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS AND INCUR POLITICAL EXPENDITURE
15 TO AUTHORISE THE BOARD TO ALLOT SHARES AND Mgmt For For
GRANT SUBSCRIPTION/CONVERSION RIGHTS OVER
SHARES
16 TO AUTHORISE THE BOARD TO ALLOT OR SELL Mgmt For For
ORDINARY SHARES WITHOUT COMPLYING WITH
PRE-EMPTION RIGHTS
17 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS ORDINARY SHARES
18 TO ALLOW THE COMPANY TO HOLD GENERAL Mgmt For For
MEETINGS, OTHER THAN AN ANNUAL GENERAL
MEETING, ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
19 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BASF SE Agenda Number: 713711629
--------------------------------------------------------------------------------------------------------------------------
Security: D06216317
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: DE000BASF111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.30 PER SHARE
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
6 ELECT LIMING CHEN TO THE SUPERVISORY BOARD Mgmt For For
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
21 APR 2021 TO 22 APR 2021 AND ADDITION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
BAYER AG Agenda Number: 713690433
--------------------------------------------------------------------------------------------------------------------------
Security: D0712D163
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: DE000BAY0017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 DISTRIBUTION OF THE PROFIT Mgmt For For
2 RATIFICATION OF THE ACTIONS OF THE MEMBERS Mgmt For For
OF THE BOARD OF MANAGEMENT
3 RATIFICATION OF THE ACTIONS OF THE MEMBERS Mgmt For For
OF THE SUPERVISORY BOARD
4.1 SUPERVISORY BOARD ELECTION: DR. FEI-FEI LI Mgmt For For
4.2 SUPERVISORY BOARD ELECTION: ALBERTO WEISSER Mgmt For For
5 COMPENSATION OF THE SUPERVISORY BOARD - Mgmt For For
AMENDMENT TO THE ARTICLES OF INCORPORATION
6 ELECTION OF THE AUDITOR (FULL-YEAR, Mgmt For For
HALF-YEAR AND Q3 2021; Q1 2022)
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU"
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
BHP GROUP LTD Agenda Number: 713126565
--------------------------------------------------------------------------------------------------------------------------
Security: Q1498M100
Meeting Type: AGM
Meeting Date: 14-Oct-2020
Ticker:
ISIN: AU000000BHP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE 2020 FINANCIAL STATEMENTS Mgmt For For
AND REPORTS FOR BHP
2 TO REAPPOINT ERNST & YOUNG LLP AS THE Mgmt For For
AUDITOR OF BHP GROUP PLC
3 TO AUTHORISE THE RISK AND AUDIT COMMITTEE Mgmt For For
TO AGREE THE REMUNERATION OF THE AUDITOR OF
BHP GROUP PLC
4 TO APPROVE THE GENERAL AUTHORITY TO ISSUE Mgmt For For
SHARES IN BHP GROUP PLC
5 TO APPROVE THE AUTHORITY TO ALLOT EQUITY Mgmt For For
SECURITIES IN BHP GROUP PLC FOR CASH
6 TO AUTHORISE THE REPURCHASE OF SHARES IN Mgmt For For
BHP GROUP PLC
7 TO APPROVE THE 2020 REMUNERATION REPORT Mgmt For For
OTHER THAN THE PART CONTAINING THE
DIRECTORS' REMUNERATION POLICY
8 TO APPROVE THE 2020 REMUNERATION REPORT Mgmt For For
9 TO APPROVE THE GRANT TO THE EXECUTIVE Mgmt For For
DIRECTOR
10 TO APPROVE LEAVING ENTITLEMENTS Mgmt For For
11 TO ELECT XIAOQUN CLEVER AS A DIRECTOR OF Mgmt For For
BHP
12 TO ELECT GARY GOLDBERG AS A DIRECTOR OF BHP Mgmt For For
13 TO ELECT MIKE HENRY AS A DIRECTOR OF BHP Mgmt For For
14 TO ELECT CHRISTINE O'REILLY AS A DIRECTOR Mgmt For For
OF BHP
15 TO ELECT DION WEISLER AS A DIRECTOR OF BHP Mgmt For For
16 TO RE-ELECT TERRY BOWEN AS A DIRECTOR OF Mgmt For For
BHP
17 TO RE-ELECT MALCOLM BROOMHEAD AS A DIRECTOR Mgmt For For
OF BHP
18 TO RE-ELECT IAN COCKERILL AS A DIRECTOR OF Mgmt For For
BHP
19 TO RE-ELECT ANITA FREW AS A DIRECTOR OF BHP Mgmt For For
20 TO RE-ELECT SUSAN KILSBY AS A DIRECTOR OF Mgmt For For
BHP
21 TO RE-ELECT JOHN MOGFORD AS A DIRECTOR OF Mgmt For For
BHP
22 TO RE-ELECT KEN MACKENZIE AS A DIRECTOR OF Mgmt For For
BHP
23 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: TO AMEND THE
CONSTITUTION OF BHP GROUP LIMITED
24 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: TO ADOPT INTERIM
CULTURAL HERITAGE PROTECTION MEASURES
25 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: TO SUSPEND
MEMBERSHIPS OF INDUSTRY ASSOCIATIONS WHERE
COVID-19 RELATED ADVOCACY IS INCONSISTENT
WITH PARIS AGREEMENT GOALS
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 7, 8, 9 AND 10 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA Agenda Number: 713666418
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 18-May-2021
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202102262100347-25 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING FOR RESOLUTIONS 1 TO 21. IF YOU
HAVE ALREADY SENT IN YOUR VOTES TO MID
528360, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020 -
APPROVAL OF THE OVERALL AMOUNT OF THE
EXPENSES AND COSTS REFERRED TO IN ARTICLE
39-4 OF THE FRENCH GENERAL TAX CODE
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND DISTRIBUTION OF
THE DIVIDEND
4 STATUTORY AUDITORS' SPECIAL REPORT ON THE Mgmt For For
AGREEMENTS AND COMMITMENTS REFERRED TO IN
ARTICLES L. 225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
5 AUTHORIZATION FOR BNP PARIBAS TO REPURCHASE Mgmt For For
ITS OWN SHARES
6 RENEWAL OF THE TERM OF OFFICE OF MR. PIERRE Mgmt For For
ANDRE AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MRS. RAJNA Mgmt For For
GIBSON BRANDON AS DIRECTOR
8 APPOINTMENT OF MR. CHRISTIAN NOYER AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MR. DENIS
KESSLER
9 RESOLUTION PROPOSED BY THE SUPERVISORY Mgmt For For
BOARD OF THE "BNP PARIBAS ACTIONNARIAT
MONDE" CORPORATE MUTUAL FUND (FCPE) AND
AGREED BY THE BOARD OF DIRECTORS:
APPOINTMENT OF MRS. JULIETTE BRISAC AS
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
IN ACCORDANCE WITH ARTICLE 7 OF THE
BY-LAWS)
10 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY ATTRIBUTABLE TO DIRECTORS
11 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY ATTRIBUTABLE TO THE CHAIRMAN OF THE
BOARD OF DIRECTORS
12 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY ATTRIBUTABLE TO THE CHIEF EXECUTIVE
OFFICER AND THE DEPUTY CHIEF EXECUTIVE
OFFICERS
13 VOTE ON THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION PAID DURING THE FINANCIAL YEAR
2020 OR ALLOCATED IN RESPECT OF THE SAME
FINANCIAL YEAR TO ALL CORPORATE OFFICERS
14 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED FOR THE SAME FINANCIAL YEAR TO
MR. JEAN LEMIERRE, CHAIRMAN OF THE BOARD OF
DIRECTORS
15 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED FOR THE SAME FINANCIAL YEAR TO
MR. JEAN-LAURENT BONNAFE, CHIEF EXECUTIVE
OFFICER
16 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED FOR THE SAME FINANCIAL YEAR TO
MR. PHILIPPE BORDENAVE, DEPUTY CHIEF
EXECUTIVE OFFICER
17 CONSULTATIVE VOTE ON THE TOTAL COMPENSATION Mgmt For For
PACKAGE OF ANY KIND PAID DURING THE
FINANCIAL YEAR 2020 TO THE ACTUAL MANAGERS
AND CERTAIN CATEGORIES OF PERSONNEL
18 SETTING OF THE ANNUAL AMOUNT OF Mgmt For For
COMPENSATIONS PAID TO THE MEMBERS OF THE
BOARD OF DIRECTORS
19 SETTING OF A CEILING FOR THE VARIABLE Mgmt For For
PORTION OF THE COMPENSATION OF ACTUAL
MANAGERS AND CERTAIN CATEGORIES OF
PERSONNEL
20 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE CAPITAL BY
CANCELLING SHARES
21 POWERS TO CARRY OUT FORMALITIES Mgmt For For
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTION PROPOSED
BY THE SUPERVISORY BOARD OF THE "BNP
PARIBAS ACTIONNARIAT MONDE" CORPORATE
MUTUAL FUND (FCPE) AND NON-AGREED BY THE
BOARD OF DIRECTORS: (APPOINTMENT OF MRS.
ISABELLE CORON AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH
ARTICLE 7 OF THE BY-LAWS)
B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTIONS PROPOSED
BY EMPLOYEE SHAREHOLDERS AND NON-AGREED BY
THE BOARD OF DIRECTORS: (APPOINTMENT OF
MRS. CECILE BESSE AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH
ARTICLE 7 OF THE BY-LAWS)
C PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTIONS PROPOSED
BY EMPLOYEE SHAREHOLDERS AND NON-AGREED BY
THE BOARD OF DIRECTORS: (APPOINTMENT OF
MRS. DOMINIQUE POTIER AS DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS IN
ACCORDANCE WITH ARTICLE 7 OF THE BY-LAWS)
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXY EDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 524609 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD Agenda Number: 713895526
--------------------------------------------------------------------------------------------------------------------------
Security: Y0920U103
Meeting Type: AGM
Meeting Date: 17-May-2021
Ticker:
ISIN: HK2388011192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0413/2021041300326.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0413/2021041300330.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND OF THE AUDITOR OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.795 Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2020
3.A TO RE-ELECT MR LIN JINGZHEN AS A DIRECTOR Mgmt For For
OF THE COMPANY
3.B TO RE-ELECT DR CHOI KOON SHUM AS A DIRECTOR Mgmt For For
OF THE COMPANY
3.C TO RE-ELECT MR LAW YEE KWAN QUINN AS A Mgmt For For
DIRECTOR OF THE COMPANY
4 TO APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORISE THE
BOARD OF DIRECTORS OR A DULY AUTHORISED
COMMITTEE OF THE BOARD TO DETERMINE THE
REMUNERATION OF THE AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY, NOT
EXCEEDING 20% OR, IN THE CASE OF ISSUE OF
SHARES SOLELY FOR CASH AND UNRELATED TO ANY
ASSET ACQUISITION, NOT EXCEEDING 5% OF THE
TOTAL NUMBER OF SHARES OF THE COMPANY IN
ISSUE AS AT THE DATE OF PASSING THIS
RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt For For
DIRECTORS TO BUY BACK SHARES IN THE
COMPANY, NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF SHARES OF THE COMPANY IN ISSUE AS
AT THE DATE OF PASSING THIS RESOLUTION
7 CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 Mgmt Against Against
AND 6, TO EXTEND THE GENERAL MANDATE
GRANTED BY RESOLUTION 5 BY ADDING THERETO
THE TOTAL NUMBER OF SHARES OF THE COMPANY
BOUGHT BACK UNDER THE GENERAL MANDATE
GRANTED PURSUANT TO RESOLUTION 6
8 TO APPROVE THE ADOPTION OF NEW ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
BP PLC Agenda Number: 713731962
--------------------------------------------------------------------------------------------------------------------------
Security: G12793108
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: GB0007980591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS Mgmt For For
2 DIRECTORS' REMUNERATION REPORT Mgmt For For
3.A ELECTION OF DIRECTOR: MR M AUCHINCLOSS Mgmt For For
3.B ELECTION OF DIRECTOR: MR T MORZARIA Mgmt For For
3.C ELECTION OF DIRECTOR: MRS K RICHARDSON Mgmt For For
3.D ELECTION OF DIRECTOR: DR J TEYSSEN Mgmt For For
3.E RE-ELECTION OF DIRECTOR: MR B LOONEY Mgmt For For
3.F RE-ELECTION OF DIRECTOR: MISS P DALEY Mgmt For For
3.G RE-ELECTION OF DIRECTOR: MR H LUND Mgmt For For
3.H RE-ELECTION OF DIRECTOR: MRS M B MEYER Mgmt For For
3.I RE-ELECTION OF DIRECTOR: MRS P R REYNOLDS Mgmt For For
3.J RE-ELECTION OF DIRECTOR: SIR J SAWERS Mgmt For For
4 REAPPOINTMENT OF AUDITOR: TO REAPPOINT Mgmt For For
DELOITTE LLP AS AUDITOR FROM THE CONCLUSION
OF THE MEETING UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING BEFORE WHICH
ACCOUNTS ARE LAID
5 REMUNERATION OF AUDITOR Mgmt For For
6 POLITICAL DONATIONS AND POLITICAL Mgmt For For
EXPENDITURE
7 RENEWAL OF THE SCRIP DIVIDEND PROGRAMME Mgmt For For
8 DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt For For
(SECTION 551)
9 AUTHORITY FOR DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS (SECTION 561)
10 ADDITIONAL AUTHORITY FOR DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS (SECTION 561)
11 SHARE BUYBACK Mgmt For For
12 NOTICE OF GENERAL MEETINGS: TO AUTHORIZE Mgmt For For
THE CALLING OF GENERAL MEETINGS OF THE
COMPANY (NOT BEING AN ANNUAL GENERAL
MEETING) BY NOTICE OF AT LEAST 14 CLEAR
DAYS
13 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: FOLLOW THIS
SHAREHOLDER RESOLUTION ON CLIMATE CHANGE
TARGETS: SHAREHOLDERS SUPPORT THE COMPANY
TO SET AND PUBLISH TARGETS THAT ARE
CONSISTENT WITH THE GOAL OF THE PARIS
CLIMATE AGREEMENT: TO LIMIT GLOBAL WARMING
TO WELL BELOW 2DECREEC ABOVE PRE-INDUSTRIAL
LEVELS AND TO PURSUE EFFORTS TO LIMIT THE
TEMPERATURE INCREASE TO 1.5DECREEC. THESE
QUANTITATIVE TARGETS SHOULD COVER THE
SHORT-, MEDIUM-, AND LONG-TERM GREENHOUSE
GAS (GHG) EMISSIONS OF THE COMPANY'S
OPERATIONS AND THE USE OF ITS ENERGY
PRODUCTS (SCOPE 1, 2 AND 3)
--------------------------------------------------------------------------------------------------------------------------
BRENNTAG SE Agenda Number: 714036399
--------------------------------------------------------------------------------------------------------------------------
Security: D12459117
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: DE000A1DAHH0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.35 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6 APPROVE REMUNERATION POLICY FOR THE Mgmt For For
MANAGEMENT BOARD
7.1 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
7.2 APPROVE REMUNERATION POLICY FOR THE Mgmt For For
SUPERVISORY BOARD
CMMT 04 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 04 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BRIDGESTONE CORPORATION Agenda Number: 713633661
--------------------------------------------------------------------------------------------------------------------------
Security: J04578126
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3830800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Minor Revisions Mgmt For For
3.1 Appoint a Director Ishibashi, Shuichi Mgmt For For
3.2 Appoint a Director Higashi, Masahiro Mgmt For For
3.3 Appoint a Director Scott Trevor Davis Mgmt Against Against
3.4 Appoint a Director Okina, Yuri Mgmt For For
3.5 Appoint a Director Masuda, Kenichi Mgmt Against Against
3.6 Appoint a Director Yamamoto, Kenzo Mgmt For For
3.7 Appoint a Director Terui, Keiko Mgmt For For
3.8 Appoint a Director Sasa, Seiichi Mgmt For For
3.9 Appoint a Director Shiba, Yojiro Mgmt Against Against
3.10 Appoint a Director Suzuki, Yoko Mgmt For For
3.11 Appoint a Director Hara, Hideo Mgmt For For
3.12 Appoint a Director Yoshimi, Tsuyoshi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC Agenda Number: 713831320
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 532482 DUE TO RECEIPT OF
DELETION FOR RESOLUTION NUMBER 9. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 RECEIPT OF THE 2020 ANNUAL REPORT AND Mgmt For For
ACCOUNTS
2 APPROVAL OF THE 2020 DIRECTORS' Mgmt Against Against
REMUNERATION REPORT
3 REAPPOINTMENT OF THE AUDITORS: KPMG LLP Mgmt For For
4 AUTHORITY FOR THE AUDIT COMMITTEE TO AGREE Mgmt For For
THE AUDITORS' REMUNERATION
5 RE-ELECTION OF LUC JOBIN AS A DIRECTOR (A, Mgmt For For
N)
6 RE-ELECTION OF JACK BOWLES AS A DIRECTOR Mgmt For For
7 RE-ELECTION OF TADEU MARROCO AS A DIRECTOR Mgmt For For
8 RE-ELECTION OF SUE FARR AS A DIRECTOR Mgmt For For
9 RE-ELECTION OF JEREMY FOWDEN AS A DIRECTOR Non-Voting
(A, N)
10 RE-ELECTION OF DR MARION HELMES AS A Mgmt For For
DIRECTOR (N, R)
11 RE-ELECTION OF HOLLY KELLER KOEPPEL AS A Mgmt For For
DIRECTOR (A, N)
12 RE-ELECTION OF SAVIO KWAN AS A DIRECTOR (N, Mgmt For For
R)
13 RE-ELECTION OF DIMITRI PANAYOTOPOULOS AS A Mgmt For For
DIRECTOR (N, R)
14 ELECTION OF KAREN GUERRA AS A DIRECTOR (N, Mgmt For For
R) WHO HAS BEEN APPOINTED SINCE THE LAST
ANNUAL GENERAL MEETING
15 ELECTION OF DARRELL THOMAS AS A DIRECTOR Mgmt For For
(A, N), WHO HAS BEEN APPOINTED SINCE THE
LAST ANNUAL GENERAL MEETING
16 RENEWAL OF THE DIRECTORS' AUTHORITY TO Mgmt For For
ALLOT SHARES
17 RENEWAL OF THE DIRECTORS' AUTHORITY TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS
18 AUTHORITY FOR THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
19 AUTHORITY TO MAKE DONATIONS TO POLITICAL Mgmt For For
ORGANISATIONS AND TO INCUR POLITICAL
EXPENDITURE
20 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BURBERRY GROUP PLC Agenda Number: 712821746
--------------------------------------------------------------------------------------------------------------------------
Security: G1700D105
Meeting Type: AGM
Meeting Date: 15-Jul-2020
Ticker:
ISIN: GB0031743007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS FOR THE YEAR ENDED 28 MARCH 2020
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
POLICY SET OUT ON PAGES 161 TO 171 OF THE
COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR
THE YEAR ENDED 28 MARCH 2020
3 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 28 MARCH 2020 AS
SET OUT IN THE COMPANY'S ANNUAL REPORT AND
ACCOUNTS
4 TO RE-ELECT DR GERRY MURPHY AS A DIRECTOR Mgmt For For
OF THE COMPANY
5 TO RE-ELECT MARCO GOBBETTI AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT JULIE BROWN AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT FABIOLA ARREDONDO AS A DIRECTOR Mgmt For For
OF THE COMPANY
8 TO ELECT SAM FISCHER AS A DIRECTOR OF THE Mgmt For For
COMPANY
9 TO RE-ELECT RON FRASCH AS A DIRECTOR OF THE Mgmt For For
COMPANY
10 TO RE-ELECT MATTHEW KEY AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO ELECT DEBRA LEE AS A DIRECTOR OF THE Mgmt For For
COMPANY
12 TO RE-ELECT DAME CAROLYN MCCALL AS A Mgmt For For
DIRECTOR OF THE COMPANY
13 TO RE-ELECT ORNA NICHIONNA AS A DIRECTOR OF Mgmt For For
THE COMPANY
14 TO APPOINT ERNST AND YOUNG LLP AS AUDITOR Mgmt For For
OF THE COMPANY
15 TO AUTHORISE THE AUDIT COMMITTEE OF THE Mgmt For For
COMPANY TO DETERMINE THE AUDITORS
REMUNERATION FOR THE YEAR ENDED 27 MARCH
2021
16 TO APPROVE AND ESTABLISH A NEW Mgmt For For
DISCRETIONARY EMPLOYEE SHARE PLAN THE
BURBERRY SHARE PLAN 2020 THE BSP
17 TO AUTHORISE POLITICAL DONATIONS BY THE Mgmt For For
COMPANY AND ITS SUBSIDIARIES
18 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
19 TO RENEW THE DIRECTORS AUTHORITY TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS
20 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES
21 TO AUTHORISE THE DIRECTORS TO CALL GENERAL Mgmt For For
MEETINGS OTHER THAN AN AGM ON NOT LESS THAN
14 CLEAR DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
CAPGEMINI SE Agenda Number: 713823513
--------------------------------------------------------------------------------------------------------------------------
Security: F4973Q101
Meeting Type: MIX
Meeting Date: 20-May-2021
Ticker:
ISIN: FR0000125338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538214 DUE TO CHANGE IN
NUMBERING OF RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING NET
EARNINGS AMOUNTING TO EUR 181,627,000.73.
APPROVAL OF THE COMPANY'S FINANCIAL
STATEMENTS
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE
MEETING, SHOWING NET EARNINGS (GROUP SHARE)
AMOUNTING TO EUR 957,000,000.00.
CONSOLIDATED FINANCIAL STATEMENTS
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND RESOLVES TO ALLOCATE THE EARNINGS AS
FOLLOWS: ORIGIN: NET EARNINGS: EUR
181,627,000.73 RETAINED EARNINGS: EUR
5,976,182,226.62 DISTRIBUTABLE INCOME: EUR
6,157,809,227.35 ALLOCATION: DIVIDENDS: EUR
329,130,432.15 RETAINED EARNINGS: EUR
5,828,678,795.20 THE SHAREHOLDERS WILL BE
GRANTED A DIVIDEND OF EUR 1.95 PER SHARE,
THAT WILL BE ELIGIBLE TO THE 40 PER CENT
DEDUCTION PROVIDED BY THE FRENCH GENERAL
TAX CODE. THIS DIVIDEND WILL BE PAID FROM
THE 4TH OF JUNE 2021. THE AMOUNT
CORRESPONDING TO THE TREASURY SHARES WILL
BE ALLOCATED TO THE RETAINED EARNINGS
ACCOUNT. AS REQUIRED BY LAW, IT IS REMINDED
THAT, FOR THE LAST THREE FINANCIAL YEARS,
THE DIVIDENDS WERE PAID AS FOLLOWS: EUR
1.35 PER SHARE FOR FISCAL YEAR 2019 EUR
1.70 PER SHARE FOR FISCAL YEARS 2018 AND
2017 RESULTS APPROPRIATION
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE,
APPROVES SAID REPORT AND THE AGREEMENT
REFERRED TO THEREIN AND NOT APPROVED YET.
SPECIAL AUDITORS' REPORT ON AGREEMENTS
5 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR PAUL HERMELIN AS CHIEF
EXECUTIVE OFFICER UNTIL THE 20TH OF MAY
2020 FOR THE 2020 FINANCIAL YEAR. APPROVAL
OF COMPENSATION
6 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR AIMAN EZZAT AS DEPUTY
MANAGING DIRECTOR UNTIL THE 20TH OF MAY
2020 FOR THE 2020 FINANCIAL YEAR. APPROVAL
OF COMPENSATION
7 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR PAUL HERMELIN AS CHAIRMAN OF
THE BOARD OF DIRECTORS FROM THE 20TH OF MAY
2020 FOR THE 2020 FINANCIAL YEAR. APPROVAL
OF COMPENSATION
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR AIMAN EZZAT AS MANAGING
DIRECTOR FROM THE 20TH OF MAY 2020 FOR THE
2020 FINANCIAL YEAR. APPROVAL OF
COMPENSATION
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION RELATED TO THE COMPENSATION
APPLICABLE TO THE CORPORATE OFFICERS IN
ACCORDANCE WITH THE ARTICLE L.22-10-9 I OF
THE FRENCH COMMERCIAL CODE. APPROVAL OF THE
INFORMATION RELATED TO THE COMPENSATION
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS.
APPROVAL OF THE COMPENSATION POLICY
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE MANAGING DIRECTOR APPROVAL OF THE
COMPENSATION POLICY
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE DIRECTORS. APPROVAL OF THE COMPENSATION
POLICY
13 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR PATRICK POUYANNE AS A
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR. RENEWAL OF A TERM OF OFFICE
14 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt For For
DIRECTOR, MRS TANJA RUECKERT FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR.
APPOINTMENT
15 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt For For
DIRECTOR, MR KURT SIEVERS FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR.
APPOINTMENT
16 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES, SUBJECT TO THE CONDITIONS
DESCRIBED BELOW: MAXIMUM PURCHASE PRICE:
EUR 190.00, MAXIMUM NUMBER OF SHARES TO BE
ACQUIRED: 10 PER CENT OF THE SHARES
COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
3,200,000,000.00. THE NUMBER OF SHARES
ACQUIRED BY THE COMPANY WITH A VIEW TO
RETAINING OR DELIVERING IN CASH OR IN AN
EXCHANGE AS PART OF A MERGER, DIVESTMENT OR
CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER
CENT OF ITS CAPITAL. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 20TH OF MAY
2020 IN ITS RESOLUTION NUMBER 20. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES. AUTHORIZATION TO BUY
BACK SHARES
17 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLE NR 12: 'PRESENCE OF THE DIRECTORS
BY VIDEO CONFERENCE CALL OR OTHER MEANS OF
TELECOMMUNICATION' OF THE BYLAWS. AMENDMENT
TO ARTICLES OF THE BYLAWS
18 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS, TO GRANT, UNDER
PERFORMANCE CONDITIONS, EXISTING OR TO BE
ISSUED COMPANY'S SHARES, IN FAVOUR OF
BENEFICIARIES TO BE CHOSEN AMONG THE
EMPLOYEES OF THE COMPANY, AND THE EMPLOYEES
AND THE CORPORATE OFFICERS OF THE FRENCH
AND FOREIGN RELATED COMPANY'S SUBSIDIARIES,
WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. THEY MAY NOT REPRESENT
MORE THAN 1.2 PER CENT OF THE SHARE
CAPITAL, AMONG WHICH (I) 10 PER CENT MAY BE
GRANTED TO THE COMPANY'S MANAGING CORPORATE
OFFICERS, (II) 15 PER CENT MAY BE GRANTED
TO THE EMPLOYEES OF THE COMPANY AND ITS
FRENCH OR FOREIGN SUBSIDIARIES, THE MEMBERS
OF EXECUTIVE COMMITTEE EXCLUDED, WITHOUT
PERFORMANCE CONDITIONS. THIS DELEGATION IS
GIVEN FOR AN 18-MONTH PERIOD, SUPERSEDES
THE FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF THE
20TH OF MAY 2020 IN ITS RESOLUTION NUMBER
30. ALL POWERS TO THE BOARD OF DIRECTORS TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES. ALLOCATION OF
SHARES
19 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS
SOLE DISCRETION, IN FAVOUR OF THE MEMBERS
OF ONE OR SEVERAL WAGE SAVINGS PLANS SET UP
BY FRENCH OR FOREIGN COMPANY OR GROUP OF
COMPANIES WITHIN THE COMPANY'S ACCOUNT
CONSOLIDATION OR COMBINATION SCOPE, BY
ISSUANCE OF COMPANY'S SHARES (PREFERENCE
SHARES EXCLUDED) AND OR SECURITIES GIVING
ACCESS TO THE COMPANY'S SHARE CAPITAL, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS. THIS DELEGATION IS GIVEN FOR AN
18-MONTH PERIOD AND FOR A NOMINAL AMOUNT
THAT SHALL NOT EXCEED EUR 32,000,000.00.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 20TH OF MAY
2020 IN ITS RESOLUTION NUMBER 31. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES. SHARE CAPITAL
INCREASE RESERVED FOR EMPLOYEES
20 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL IN FAVOUR OF (I) FOREIGN EMPLOYEES,
(II) UCITS, EMPLOYEE SHAREHOLDING INVESTED
IN COMPANY'S EQUITIES WHOSE SHAREHOLDERS
ARE COMPOSED OF FOREIGN EMPLOYEES, (III)
ANY FINANCIAL INSTITUTION UNDERTAKING ON
BEHALF OF THE COMPANY THE SETTING UP OF A
STRUCTURED PLAN TO THE BENEFIT OF THE
FOREIGN EMPLOYEES SIMILAR TO AN EMPLOYEE
SHAREHOLDING SCHEME AS THE ONE OFFERED
WITHIN THE CONTEXT OF RESOLUTION 19, BY
ISSUANCE OF COMPANY'S SHARES (PREFERENCE
SHARES EXCLUDED) AND OR SECURITIES GIVING
ACCESS TO THE COMPANY'S SHARE CAPITAL, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS. THIS DELEGATION IS GIVEN FOR 18
MONTHS ALONG WITH THE IMPLEMENTATION OF
RESOLUTION 19, FOR A NOMINAL AMOUNT THAT
SHALL NOT EXCEED EUR 16,000,000.00, THAT
SHALL COUNT AGAINST THE OVERALL VALUE SET
FORTH IN RESOLUTION 19, AND SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION 32
GRANTED ON THE 20TH OF MAY 2020. ALL POWERS
TO THE BOARD OF DIRECTORS. SHARE CAPITAL
INCREASE RESERVED FOR EMPLOYEES
21 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW. POWERS
TO ACCOMPLISH FORMALITIES
CMMT 28 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104282101109-51 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES TO MID 547998, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CARLSBERG AS Agenda Number: 713606563
--------------------------------------------------------------------------------------------------------------------------
Security: K36628137
Meeting Type: AGM
Meeting Date: 15-Mar-2021
Ticker:
ISIN: DK0010181759
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.A TO 6.J AND 7. THANK
YOU
1. REPORT ON THE ACTIVITIES OF THE COMPANY IN Non-Voting
THE PAST YEAR
2. PRESENTATION OF THE AUDITED ANNUAL REPORT Mgmt For For
FOR APPROVAL AND RESOLUTION TO DISCHARGE
THE SUPERVISORY BOARD AND THE EXECUTIVE
BOARD FROM LIABILITY
3. PROPOSAL FOR DISTRIBUTION OF THE PROFIT FOR Mgmt For For
THE YEAR, INCLUDING DECLARATION OF
DIVIDENDS: THE SUPERVISORY BOARD PROPOSES A
DIVIDEND OF DKK 22 PER SHARE
4. PRESENTATION OF AN ADVISORY VOTE ON THE Mgmt For For
REMUNERATION REPORT 2020
5A. PROPOSAL FROM THE SUPERVISORY BOARD: Mgmt For For
APPROVAL OF THE SUPERVISORY BOARD'S
REMUNERATION FOR 2021
5B. PROPOSAL FROM THE SUPERVISORY BOARD: Mgmt For For
PROPOSAL TO REDUCE THE COMPANY'S SHARE
CAPITAL FOR THE PURPOSE OF CANCELLING
TREASURY SHARES
5C. PROPOSAL FROM THE SUPERVISORY BOARD: Mgmt Against Against
PROPOSAL TO AMEND THE COMPANY'S ARTICLES OF
ASSOCIATION (AUTHORIZATION TO THE
SUPERVISORY BOARD TO ASSEMBLE GENERAL
MEETINGS AS FULLY VIRTUAL GENERAL MEETINGS)
5D. PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDERS AKADEMIKERPENSION AND LD
FONDE: PROPOSAL TO COMPLETE AND PUBLISH A
TAX TRANSPARENCY FEASIBILITY ASSESSMENT
6.a RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: FLEMMING BESENBACHER
6.b RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: LARS FRUERGAARD JORGENSEN
6.c RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: CARL BACHE
6.d RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: MAGDI BATATO
6.e RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: LILIAN FOSSUM BINER
6.f RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: RICHARD BURROWS
6.g RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: SOREN-PETER FUCHS OLESEN
6.h RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: MAJKEN SCHULTZ
6.i RE-ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: LARS STEMMERIK
6.j ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: HENRIK POULSEN
7. RE-ELECTION OF THE AUDITOR Mgmt For For
PRICEWATERHOUSECOOPERS STATSAUTORISERET
REVISIONSPARTNERSELSKAB (PWC)
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
CENTRAL JAPAN RAILWAY COMPANY Agenda Number: 714204485
--------------------------------------------------------------------------------------------------------------------------
Security: J05523105
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3566800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHR. HANSEN HOLDING A/S Agenda Number: 713299635
--------------------------------------------------------------------------------------------------------------------------
Security: K1830B107
Meeting Type: AGM
Meeting Date: 25-Nov-2020
Ticker:
ISIN: DK0060227585
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 7.A.A, 7.B.A TO 7.B.G
AND 8.A. THANK YOU.
1 REPORT ON THE COMPANY'S ACTIVITIES (NOT TO Non-Voting
BE PUT TO A VOTE)
2 APPROVAL OF THE 2019/20 ANNUAL REPORT Mgmt For For
3 RESOLUTION ON THE APPROPRIATION OF PROFIT Mgmt For For
4 PRESENTATION OF THE COMPANY'S 2019/20 Mgmt For For
REMUNERATION REPORT FOR AN ADVISORY VOTE
5 RESOLUTION ON REMUNERATION OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS
6.A PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
PROPOSED AMENDMENT TO ARTICLE 6.9 OF THE
COMPANY'S ARTICLES OF ASSOCIATION; STANDARD
AGENDA FOR THE ANNUAL GENERAL MEETING
6.B PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
PROPOSED AMENDMENT TO ARTICLE 6.1 OF THE
COMPANY'S ARTICLES OF ASSOCIATION;
AUTHORISATION TO THE BOARD OF DIRECTORS TO
RESOLVE TO HOLD PARTIAL OR FULL ELECTRONIC
GENERAL MEETINGS
6.C PROPOSED AMENDMENT TO ARTICLE 7.3 OF THE Mgmt For For
COMPANY'S ARTICLES OF ASSOCIATION;
SHAREHOLDERS' NOTIFICATION OF ATTENDANCE
7.A.A ELECTION OF A CHAIR OF THE BOARD OF Mgmt For For
DIRECTOR: DOMINIQUE REINICHE (RE-ELECTION)
7.B.A ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: JESPER BRANDGAARD (RE-ELECTION)
7.B.B ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: LUIS CANTARELL (RE-ELECTION)
7.B.C ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: HEIDI KLEINBACH-SAUTER
(RE-ELECTION)
7.B.D ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: MARK WILSON (RE-ELECTION)
7.B.E ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: LISE KAAE (ELECTION)
7.B.F ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: KEVIN LANE (ELECTION)
7.B.G ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: LILLIE LI VALEUR (ELECTION)
8.A ELECTION OF A COMPANY AUDITOR: RE-ELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS STATSAUTORISERET
REVISIONS PARTNERSELSKAB
9.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: PROPOSALS FROM
AKADEMIKER PENSION: GOING FORWARD AND
STARTING FROM THE 2020/21 FINANCIAL YEAR,
THE COMPANY MUST APPLY THE RECOMMENDATIONS
OF THE TASK FORCE ON CLIMATE-RELATED
FINANCIAL DISCLOSURES (TCFD) AS THE
FRAMEWORK FOR CLIMATE-RELATED DISCLOSURE IN
THE COMPANY'S ANNUAL REPORT
9.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: PROPOSALS FROM
AKADEMIKER PENSION: THE BOARD OF DIRECTORS
MUST COMPLETE AN ASSESSMENT OF THE ABILITY
OF THE COMPANY TO PUBLISH
COUNTRY-BY-COUNTRY TAX REPORTING IN LINE
WITH THE GLOBAL REPORTING INITIATIVE'S
STANDARD (GRI 207: TAX 2019) STARTING FROM
THE FINANCIAL YEAR 2021/22. THE FINDINGS OF
THE ASSESSMENT SHOULD BE MADE PUBLIC BEFORE
THE AGM IN 2021
10 AUTHORIZATION OF THE CHAIRMAN OF THE ANNUAL Mgmt For For
GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
CK ASSET HOLDINGS LIMITED Agenda Number: 713870904
--------------------------------------------------------------------------------------------------------------------------
Security: G2177B101
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: KYG2177B1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041200713.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041200681.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE REPORT OF THE DIRECTORS AND
THE INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.1 TO ELECT MR. IP TAK CHUEN, EDMOND AS Mgmt For For
DIRECTOR
3.2 TO ELECT MR. CHOW WAI KAM, RAYMOND AS Mgmt For For
DIRECTOR
3.3 TO ELECT MS. WOO CHIA CHING, GRACE AS Mgmt For For
DIRECTOR
3.4 TO ELECT MR. CHOW NIN MOW, ALBERT AS Mgmt Against Against
DIRECTOR
3.5 TO ELECT MR. DONALD JEFFREY ROBERTS AS Mgmt Against Against
DIRECTOR
3.6 TO ELECT MR. STEPHEN EDWARD BRADLEY AS Mgmt For For
DIRECTOR
4 TO APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU Mgmt Against Against
AS AUDITOR AND AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
5.1 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE ADDITIONAL SHARES OF THE COMPANY
5.2 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CK ASSET HOLDINGS LIMITED Agenda Number: 713988232
--------------------------------------------------------------------------------------------------------------------------
Security: G2177B101
Meeting Type: EGM
Meeting Date: 13-May-2021
Ticker:
ISIN: KYG2177B1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0426/2021042600878.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0426/2021042600942.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE THE SHARE PURCHASE AGREEMENT AND Mgmt For For
THE PROPOSED ACQUISITION, WHICH ALSO
CONSTITUTES A SPECIAL DEAL UNDER RULE 25 OF
THE TAKEOVERS CODE, AND TO GRANT THE
SPECIFIC MANDATE TO ALLOT AND ISSUE THE
CONSIDERATION SHARES PURSUANT TO THE TERMS
AND CONDITIONS OF THE SHARE PURCHASE
AGREEMENT, AS MORE PARTICULARLY SET OUT IN
THE NOTICE OF THE EXTRAORDINARY GENERAL
MEETING
2 TO APPROVE THE CONDITIONAL CASH OFFER BY Mgmt For For
HSBC ON BEHALF OF THE COMPANY TO BUY BACK
FOR CANCELLATION UP TO 380,000,000 SHARES
AT A PRICE OF HKD 51.00 PER SHARE IN CASH
AND SUBJECT TO THE TERMS AND CONDITIONS SET
OUT IN THE CIRCULAR AND OFFER DOCUMENT AND
THE ACCOMPANYING ACCEPTANCE FORM
3 TO APPROVE THE WHITEWASH WAIVER WAIVING ANY Mgmt For For
OBLIGATION ON THE PART OF LKSF TO MAKE A
MANDATORY GENERAL OFFER FOR ALL OF THE
SHARES OF THE COMPANY NOT ALREADY OWNED OR
AGREED TO BE ACQUIRED BY THE CONTROLLING
SHAREHOLDER GROUP AS A RESULT OF (I) THE
ALLOTMENT AND ISSUE OF THE CONSIDERATION
SHARES TO LKSF AND (II) THE SHARE BUY-BACK
OFFER, AS MORE PARTICULARLY SET OUT IN THE
NOTICE OF EXTRAORDINARY GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
CK HUTCHISON HOLDINGS LTD Agenda Number: 713431815
--------------------------------------------------------------------------------------------------------------------------
Security: G21765105
Meeting Type: EGM
Meeting Date: 18-Dec-2020
Ticker:
ISIN: KYG217651051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1201/2020120101803.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1201/2020120101827.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE THE SECOND TRANCHE TRANSACTIONS Mgmt For For
CONTEMPLATED UNDER THE SHARE PURCHASE
AGREEMENTS DATED 12 NOVEMBER 2020 ENTERED
INTO BETWEEN, AMONG OTHERS, CK HUTCHISON
NETWORKS EUROPE INVESTMENTS S.A R.L. AND
CELLNEX TELECOM, S.A. AND ALL ACTIONS TAKEN
OR TO BE TAKEN BY THE COMPANY AND/OR ITS
SUBSIDIARIES PURSUANT TO OR INCIDENTAL TO
THE SECOND TRANCHE TRANSACTIONS, AS MORE
PARTICULARLY SET OUT IN THE NOTICE OF
EXTRAORDINARY GENERAL MEETING
2 TO RE-ELECT MR WONG KWAI LAM AS DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CK HUTCHISON HOLDINGS LTD Agenda Number: 713870891
--------------------------------------------------------------------------------------------------------------------------
Security: G21765105
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: KYG217651051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041200611.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041200595.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE REPORTS OF THE DIRECTORS
AND THE INDEPENDENT AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR IP TAK CHUEN, EDMOND AS Mgmt For For
DIRECTOR
3.B TO RE-ELECT MR LAI KAI MING, DOMINIC AS Mgmt For For
DIRECTOR
3.C TO RE-ELECT MR LEE YEH KWONG, CHARLES AS Mgmt For For
DIRECTOR
3.D TO RE-ELECT MR GEORGE COLIN MAGNUS AS Mgmt For For
DIRECTOR
3.E TO RE-ELECT MR PAUL JOSEPH TIGHE AS Mgmt For For
DIRECTOR
3.F TO RE-ELECT DR WONG YICK-MING, ROSANNA AS Mgmt For For
DIRECTOR
4 TO APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
5.1 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DISPOSE OF ADDITIONAL
SHARES OF THE COMPANY
5.2 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CLP HOLDINGS LTD Agenda Number: 713718205
--------------------------------------------------------------------------------------------------------------------------
Security: Y1660Q104
Meeting Type: AGM
Meeting Date: 14-May-2021
Ticker:
ISIN: HK0002007356
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0323/2021032300429.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0323/2021032300431.pdf
1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2020 AND THE
REPORTS OF THE DIRECTORS AND INDEPENDENT
AUDITOR THEREON
2.A TO ELECT MS CHRISTINA GAW AS DIRECTOR Mgmt For For
2.B TO ELECT MR CHUNYUAN GU AS DIRECTOR Mgmt For For
2.C TO RE-ELECT MR JOHN ANDREW HARRY LEIGH AS Mgmt For For
DIRECTOR
2.D TO RE-ELECT MR ANDREW CLIFFORD WINAWER Mgmt For For
BRANDLER AS DIRECTOR
2.E TO RE-ELECT MR NICHOLAS CHARLES ALLEN AS Mgmt For For
DIRECTOR
2.F TO RE-ELECT MRS LAW FAN CHIU FUN FANNY AS Mgmt For For
DIRECTOR
2.G TO RE-ELECT MR RICHARD KENDALL LANCASTER AS Mgmt For For
DIRECTOR
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
INDEPENDENT AUDITOR OF THE COMPANY AND
AUTHORISE THE DIRECTORS TO FIX THE
AUDITOR'S REMUNERATION FOR THE YEAR ENDING
31 DECEMBER 2021
4 TO APPROVE AND ADOPT THE NEW ARTICLES OF Mgmt For For
ASSOCIATION IN SUBSTITUTION FOR, AND TO THE
EXCLUSION OF, THE CURRENT ARTICLES OF
ASSOCIATION OF THE COMPANY
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO EXERCISE ALL THE POWERS OF THE COMPANY
TO ALLOT, ISSUE AND DISPOSE OF ADDITIONAL
SHARES IN THE COMPANY; NOT EXCEEDING FIVE
PER CENT OF THE TOTAL NUMBER OF SHARES IN
ISSUE AT THE DATE OF THIS RESOLUTION AND
SUCH SHARES SHALL NOT BE ISSUED AT A
DISCOUNT OF MORE THAN TEN PER CENT TO THE
BENCHMARKED PRICE OF SUCH SHARES
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO EXERCISE ALL THE POWERS OF THE COMPANY
TO BUY BACK OR OTHERWISE ACQUIRE SHARES OF
THE COMPANY IN ISSUE; NOT EXCEEDING TEN PER
CENT OF THE TOTAL NUMBER OF SHARES IN ISSUE
AT THE DATE OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH BANK OF AUSTRALIA Agenda Number: 713126426
--------------------------------------------------------------------------------------------------------------------------
Security: Q26915100
Meeting Type: AGM
Meeting Date: 13-Oct-2020
Ticker:
ISIN: AU000000CBA7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 CONSIDERATION OF FINANCIAL STATEMENTS AND Non-Voting
REPORTS
2.1 RE-ELECTION OF DIRECTOR: MR ROB WHITFIELD Mgmt For For
AM
2.2 ELECTION OF DIRECTOR: MR SIMON MOUTTER Mgmt For For
3 ADOPTION OF THE 2020 REMUNERATION REPORT Mgmt Against Against
4 GRANT OF SECURITIES TO THE CEO, MATT COMYN Mgmt Against Against
5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: TO AMEND THE
CONSTITUTION OF THE COMPANY TO INSERT
BENEATH ARTICLE 10 THE FOLLOWING NEW CLAUSE
10A: "10A HIGH RISK INVESTMENTS
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA Agenda Number: 713030396
--------------------------------------------------------------------------------------------------------------------------
Security: H25662182
Meeting Type: AGM
Meeting Date: 09-Sep-2020
Ticker:
ISIN: CH0210483332
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF CHF 1.00 PER REGISTERED A SHARE AND CHF
0.10 PER REGISTERED B SHARE
3 APPROVE CREATION OF CHF 24.2 MILLION POOL Mgmt For For
OF CONDITIONAL CAPITAL TO COVER EXERCISE OF
WARRANTS
4 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For
MANAGEMENT
5.1 REELECT JOHANN RUPERT AS DIRECTOR AND BOARD Mgmt For For
CHAIRMAN
5.2 REELECT JOSUA MALHERBE AS DIRECTOR Mgmt Against Against
5.3 REELECT NIKESH ARORA AS DIRECTOR Mgmt Against Against
5.4 REELECT NICOLAS BOS AS DIRECTOR Mgmt For For
5.5 REELECT CLAY BRENDISH AS DIRECTOR Mgmt For For
5.6 REELECT JEAN-BLAISE ECKERT AS DIRECTOR Mgmt Against Against
5.7 REELECT BURKHART GRUND AS DIRECTOR Mgmt For For
5.8 REELECT KEYU JIN AS DIRECTOR Mgmt For For
5.9 REELECT JEROME LAMBERT AS DIRECTOR Mgmt For For
5.10 REELECT RUGGERO MAGNONI AS DIRECTOR Mgmt Against Against
5.11 REELECT JEFF MOSS AS DIRECTOR Mgmt For For
5.12 REELECT VESNA NEVISTIC AS DIRECTOR Mgmt For For
5.13 REELECT GUILLAUME PICTET AS DIRECTOR Mgmt For For
5.14 REELECT ALAN QUASHA AS DIRECTOR Mgmt Against Against
5.15 REELECT MARIA RAMOS AS DIRECTOR Mgmt For For
5.16 REELECT ANTON RUPERT AS DIRECTOR Mgmt Against Against
5.17 REELECT JAN RUPERT AS DIRECTOR Mgmt Against Against
5.18 REELECT GARY SAAGE AS DIRECTOR Mgmt Against Against
5.19 REELECT CYRILLE VIGNERON AS DIRECTOR Mgmt For For
5.20 ELECT WENDY LUHABE AS DIRECTOR Mgmt For For
6.1 REAPPOINT CLAY BRENDISH AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.2 REPPOINT KEYU JIN AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.3 REAPPOINT GUILLAUME PICTET AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.4 REAPPOINT MARIA RAMOS AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
7 RATIFY PRICEWATERHOUSECOOPERS SA AS Mgmt For For
AUDITORS
8 DESIGNATE ETUDE GAMPERT DEMIERRE MORENO AS Mgmt For For
INDEPENDENT PROXY
9.1 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF CHF 6.7 MILLION
9.2 APPROVE FIXED REMUNERATION OF EXECUTIVE Mgmt For For
COMMITTEE IN THE AMOUNT OF CHF 15.8 MILLION
9.3 APPROVE VARIABLE REMUNERATION OF EXECUTIVE Mgmt For For
COMMITTEE IN THE AMOUNT OF CHF 38.3 MILLION
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA Agenda Number: 713248979
--------------------------------------------------------------------------------------------------------------------------
Security: H25662182
Meeting Type: EGM
Meeting Date: 17-Nov-2020
Ticker:
ISIN: CH0210483332
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVE CREATION OF CHF 24.2 MILLION POOL Mgmt For For
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
CMMT 27 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
03 NOV 2020 TO 09 NOV 2020. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG Agenda Number: 713347866
--------------------------------------------------------------------------------------------------------------------------
Security: H3698D419
Meeting Type: EGM
Meeting Date: 27-Nov-2020
Ticker:
ISIN: CH0012138530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 DISTRIBUTION OF DIVIDENDS PAYABLE OUT OF Mgmt For For
RETAINED EARNINGS AND CAPITAL CONTRIBUTION
RESERVES
CMMT IF, AT THE EXTRAORDINARY GENERAL MEETING, Non-Voting
SHAREHOLDERS OR THE BOARD OF DIRECTORS PUT
FORWARD ANY ADDITIONAL PROPOSALS OR
AMENDMENTS TO PROPOSALS ALREADY SET OUT IN
THE PUBLISHED AGENDA OR ANY PROPOSALS UNDER
ART. 700 PARA. 3 OF THE SWISS CODE OF
OBLIGATIONS, I HEREBY AUTHORIZE THE
INDEPENDENT PROXY TO VOTE ON SUCH PROPOSALS
AS FOLLOWS
2.1 PROPOSALS OF SHAREHOLDERS Shr Against For
2.2 PROPOSALS OF THE BOARD OF DIRECTORS Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG Agenda Number: 713895982
--------------------------------------------------------------------------------------------------------------------------
Security: H3698D419
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: CH0012138530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535624 DUE TO RECEIPT OF
DELETION OF RESOLUTIONS 2, 6.2.1 AND 6.2.3.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED IF VOTE DEADLINE
EXTENSIONS ARE GRANTED. THEREFORE PLEASE
REINSTRUCT ON THIS MEETING NOTICE ON THE
NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
1.1 CONSULTATIVE VOTE ON THE 2020 COMPENSATION Mgmt For For
REPORT
1.2 APPROVAL OF THE 2020 MANAGEMENT REPORT, THE Mgmt For For
2020 PARENT COMPANY FINANCIAL STATEMENTS,
AND THE 2020 GROUP CONSOLIDATED FINANCIAL
STATEMENTS
3 APPROPRIATION OF RETAINED EARNINGS AND Mgmt For For
ORDINARY DISTRIBUTION OF DIVIDENDS PAYABLE
OUT OF RETAINED EARNINGS AND CAPITAL
CONTRIBUTION RESERVES: CHF 0.29 PER SHARE
4 INCREASE AND EXTENSION OF THE AUTHORIZED Mgmt For For
CAPITAL
5.1.1 ELECTION OF ANTONIO HORTA-OSORIO AS MEMBER Mgmt For For
AND CHAIRMAN OF THE BOARD OF DIRECTORS
5.1.2 RE-ELECTION OF IRIS BOHNET AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.1.3 RE-ELECTION OF CHRISTIAN GELLERSTAD AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
5.1.4 RE-ELECTION OF ANDREAS GOTTSCHLING AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
5.1.5 RE-ELECTION OF MICHAEL KLEIN AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.6 RE-ELECTION OF SHAN LI AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.1.7 RE-ELECTION OF SERAINA MACIA AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.8 RE-ELECTION OF RICHARD MEDDINGS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.1.9 RE-ELECTION OF KAI S. NARGOLWALA AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.110 RE-ELECTION OF ANA PAULA PESSOA AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.111 RE-ELECTION OF SEVERIN SCHWAN AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.112 ELECTION OF CLARE BRADY AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.113 ELECTION OF BLYTHE MASTERS AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.2.1 RE-ELECTION OF IRIS BOHNET AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
5.2.2 RE-ELECTION OF CHRISTIAN GELLERSTAD AS Mgmt For For
MEMBER OF THE COMPENSATION COMMITTEE
5.2.3 RE-ELECTION OF MICHAEL KLEIN AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
5.2.4 RE-ELECTION OF KAI S. NARGOLWALA AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
5.2.5 ELECTION OF BLYTHE MASTERS AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS
6.2.2 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD: FIXED COMPENSATION
7.1 ELECTION OF THE INDEPENDENT AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS AG, ZURICH
7.2 ELECTION OF THE SPECIAL AUDITORS: BDO AG, Mgmt For For
ZURICH
7.3 ELECTION OF THE INDEPENDENT PROXY: LAW Mgmt For For
OFFICE KELLER PARTNERSHIP, ZURICH
CMMT IF, AT THE ANNUAL GENERAL MEETING, Non-Voting
SHAREHOLDERS OR THE BOARD OF DIRECTORS PUT
FORWARD ANY ADDITIONAL PROPOSALS OR
AMENDMENTS TO PROPOSALS ALREADY SET OUT IN
THE PUBLISHED AGENDA OR ANY PROPOSALS UNDER
ART. 700 PARA. 3 OF THE SWISS CODE OF
OBLIGATIONS, I HEREBY AUTHORIZE THE
INDEPENDENT PROXY TO VOTE ON SUCH PROPOSALS
AS FOLLOWS
8.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: PROPOSALS OF
SHAREHOLDERS
8.2 PROPOSALS OF THE BOARD OF DIRECTORS Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
CRH PLC Agenda Number: 713544814
--------------------------------------------------------------------------------------------------------------------------
Security: G25508105
Meeting Type: EGM
Meeting Date: 09-Feb-2021
Ticker:
ISIN: IE0001827041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 TO APPROVE THE MIGRATION OF THE MIGRATING Mgmt For For
SHARES TO EUROCLEAR BANK'S CENTRAL
SECURITIES DEPOSITORY
2 TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE Mgmt For For
COMPANY
3 TO AUTHORISE THE COMPANY TO TAKE ALL Mgmt For For
ACTIONS NECESSARY TO IMPLEMENT THE
MIGRATION
4 TO AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For
PROVIDE FOR THE SURRENDER FOR NIL
CONSIDERATION, AND AUTHORISE THE
CANCELLATION OF, THE INCOME SHARES OF THE
COMPANY OF E0.02 EACH
5 SUBJECT TO THE APPROVAL OF RESOLUTION 4, TO Mgmt For For
DIMINISH THE AUTHORISED SHARE CAPITAL OF
THE COMPANY BY E25,000,000 FROM
E426,297,940 TO E401,297,940
6 TO AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For
DELETE ALL REFERENCES TO THE INCOME SHARES
--------------------------------------------------------------------------------------------------------------------------
CRH PLC Agenda Number: 713896201
--------------------------------------------------------------------------------------------------------------------------
Security: G25508105
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: IE0001827041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 539798 DUE TO RECEIPT OF
ADDITIONAL SEDOL. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 TO REVIEW THE COMPANY'S AFFAIRS AND Mgmt For For
CONSIDER THE COMPANY'S FINANCIAL STATEMENTS
AND THE REPORTS OF THE DIRECTORS (INCLUDING
THE GOVERNANCE APPENDIX1) AND AUDITORS FOR
THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A DIVIDEND ON THE ORDINARY Mgmt For For
SHARES
3 TO CONSIDER THE 2020 DIRECTORS' Mgmt For For
REMUNERATION REPORT (EXCLUDING THE 2019
DIRECTORS' REMUNERATION POLICY SUMMARY
SECTION), THE FULL TEXT OF WHICH IS SET OUT
ON PAGES 74 TO 99 OF THE 2020 ANNUAL REPORT
AND FORM 20-F
4.A TO RE-ELECT THE FOLLOWING DIRECTOR: MR. R. Mgmt For For
BOUCHER
4.B TO RE-ELECT THE FOLLOWING DIRECTOR: MS. C. Mgmt For For
DOWLING
4.C TO RE-ELECT THE FOLLOWING DIRECTOR: MR. R. Mgmt For For
FEARON
4.D TO RE-ELECT THE FOLLOWING DIRECTOR: MR. J. Mgmt For For
KARLSTROM
4.E TO RE-ELECT THE FOLLOWING DIRECTOR: MR. S. Mgmt For For
KELLY
4.F TO RE-ELECT THE FOLLOWING DIRECTOR: MR. L. Mgmt For For
MCKAY
4.G TO RE-ELECT THE FOLLOWING DIRECTOR: MR. A. Mgmt For For
MANIFOLD
4.H TO RE-ELECT THE FOLLOWING DIRECTOR: MS. Mgmt For For
G.L. PLATT
4.I TO RE-ELECT THE FOLLOWING DIRECTOR: MS. Mgmt For For
M.K. RHINEHART
4.J TO RE-ELECT THE FOLLOWING DIRECTOR: MS. S. Mgmt For For
TALBOT
5 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
6 TO CONSIDER THE CONTINUATION OF DELOITTE Mgmt For For
IRELAND LLP AS AUDITORS OF THE COMPANY
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY
7 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For
AN ORDINARY RESOLUTION THE FOLLOWING
RESOLUTION TO RENEW THE ANNUAL AUTHORITY TO
ALLOT UNISSUED SHARE CAPITAL OF THE
COMPANY: THAT, IN ACCORDANCE WITH THE
POWERS, PROVISIONS AND LIMITATIONS OF
ARTICLE 11(D) OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY, THE DIRECTORS
BE AND THEY ARE HEREBY AUTHORISED TO ALLOT
RELEVANT SECURITIES (WITHIN THE MEANING OF
SECTION 1021 OF THE COMPANIES ACT 2014):
(A) UP TO AN AGGREGATE NOMINAL VALUE OF EUR
83,966,000; AND (B) UP TO A FURTHER
AGGREGATE NOMINAL AMOUNT OF EUR 43,255,000
PROVIDED THAT ANY ORDINARY SHARES ALLOTTED
PURSUANT TO THIS AUTHORITY ARE OFFERED BY
WAY OF A RIGHTS ISSUE OR OTHER PRE-EMPTIVE
ISSUE TO THE HOLDERS OF ORDINARY SHARES TO
THE EXTENT PERMITTED BY PARAGRAPH (B) IN
RESOLUTION 8 IN THE NOTICE OF THIS MEETING.
THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF
BUSINESS ON THE EARLIER OF THE DATE OF THE
ANNUAL GENERAL MEETING IN 2022 OR 28 JULY
2022
8 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For
A SPECIAL RESOLUTION THE FOLLOWING
RESOLUTION TO RENEW THE ANNUAL AUTHORITY TO
DISAPPLY STATUTORY PRE-EMPTION RIGHTS TO
ALLOW THE DIRECTORS TO ALLOT NEW SHARES FOR
CASH EQUIVALENT TO 5% OF THE ISSUED
ORDINARY SHARE CAPITAL AS AT 3 MARCH 2021
AND ALLOW THE DIRECTORS TO DISAPPLY
PRE-EMPTION RIGHTS IN A RIGHTS ISSUE OR
OTHER PRE-EMPTIVE ISSUE IN ORDER TO
ACCOMMODATE ANY REGULATORY RESTRICTIONS IN
CERTAIN JURISDICTIONS: THAT THE DIRECTORS
BE AND THEY ARE HEREBY EMPOWERED TO ALLOT
EQUITY SECURITIES (WITHIN THE MEANING OF
SECTION 1023 OF THE COMPANIES ACT 2014) FOR
CASH TO THE EXTENT PERMITTED BY RESOLUTION
7 IN THE NOTICE OF THIS MEETING PROVIDED
THAT THIS AUTHORITY MAY ONLY BE USED FOR:
(A) THE ALLOTMENT OF EQUITY SECURITIES UP
TO A NOMINAL VALUE OF EUR 12,722,000 EXCEPT
THAT THIS LIMIT SHALL BE REDUCED BY THE
NOMINAL VALUE OF ALL TREASURY SHARES (AS
DEFINED IN SECTION 1078 OF THE COMPANIES
ACT 2014) REISSUED WHILE THIS AUTHORITY
REMAINS OPERABLE; AND/OR (B) THE ALLOTMENT
OF EQUITY SECURITIES BY WAY OF A RIGHTS
ISSUE OR OTHER PRE-EMPTIVE ISSUE TO THE
HOLDERS OF ORDINARY SHARES IN ACCORDANCE
WITH ARTICLE 11(E) OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY ON THE BASIS
THAT THE REFERENCE TO A RIGHTS ISSUE IN
ARTICLE 11(E) SHALL INCLUDE RIGHTS ISSUES
AND OTHER PRE-EMPTIVE ISSUES. THIS
AUTHORITY SHALL EXPIRE AT THE CLOSE OF
BUSINESS ON THE EARLIER OF THE DATE OF THE
ANNUAL GENERAL MEETING IN 2022 OR 28 JULY
2022
9 SUBJECT TO THE PASSING OF RESOLUTION 8, TO Mgmt For For
CONSIDER AND, IF THOUGHT FIT, PASS AS A
SPECIAL RESOLUTION THE FOLLOWING ADDITIONAL
RESOLUTION TO RENEW THE ANNUAL AUTHORITY TO
DISAPPLY STATUTORY PRE-EMPTION RIGHTS IN
RELATION TO ALLOTMENTS OF NEW SHARES FOR
CASH UP TO A FURTHER 5% OF THE ISSUED
ORDINARY SHARE CAPITAL OF THE COMPANY AS AT
3 MARCH 2021 IN CONNECTION WITH AN
ACQUISITION OR SPECIFIED CAPITAL
INVESTMENT: THAT THE DIRECTORS BE AND THEY
ARE HEREBY EMPOWERED TO ALLOT ADDITIONAL
EQUITY SECURITIES (WITHIN THE MEANING OF
SECTION 1023 OF THE COMPANIES ACT 2014) FOR
CASH AS PERMITTED BY RESOLUTION 7 IN THE
NOTICE OF THIS MEETING AS IF SECTION 1022
OF THE COMPANIES ACT 2014 DID NOT APPLY TO
ANY SUCH ALLOTMENT, PROVIDED THAT: (A) THE
PROCEEDS OF ANY SUCH ALLOTMENT ARE TO BE
USED ONLY FOR THE PURPOSES OF FINANCING (OR
RE-FINANCING, IF THE AUTHORITY IS TO BE
USED WITHIN SIX MONTHS AFTER THE ORIGINAL
TRANSACTION) A TRANSACTION WHICH THE
DIRECTORS DETERMINE TO BE AN ACQUISITION OR
OTHER CAPITAL INVESTMENT OF A KIND
CONTEMPLATED BY THE STATEMENT OF PRINCIPLES
ON DISAPPLYING PRE-EMPTION RIGHTS MOST
RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP
PRIOR TO THE DATE OF THIS NOTICE; AND (B)
THE NOMINAL VALUE OF ALL EQUITY SECURITIES
ALLOTTED PURSUANT TO THIS AUTHORITY
TOGETHER WITH THE NOMINAL VALUE OF ALL
TREASURY SHARES (AS DEFINED IN SECTION 1078
OF THE COMPANIES ACT 2014) REISSUED WHILE
THIS AUTHORITY REMAINS OPERABLE MAY NOT
EXCEED EUR 12,722,000. THIS AUTHORITY SHALL
EXPIRE AT THE CLOSE OF BUSINESS ON THE
EARLIER OF THE DATE OF THE ANNUAL GENERAL
MEETING IN 2022 OR 28 JULY 2022 SAVE THAT
THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN
OFFER OR AGREEMENT WHICH WOULD OR MIGHT
REQUIRE EQUITY SECURITIES TO BE ALLOTTED
AFTER SUCH EXPIRY DATE AND THE DIRECTORS
MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF
SUCH OFFER OR AGREEMENT AS IF SUCH POWER
HAD NOT EXPIRED
10 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For
A SPECIAL RESOLUTION THE FOLLOWING
RESOLUTION TO RENEW THE ANNUAL AUTHORITY OF
THE COMPANY TO PURCHASE UP TO 10% OF THE
COMPANY'S ISSUED ORDINARY SHARE CAPITAL:
THAT THE COMPANY AND/OR ANY OF ITS
SUBSIDIARIES BE AND ARE HEREBY AUTHORISED
TO PURCHASE ORDINARY SHARES ON A SECURITIES
MARKET (AS DEFINED IN SECTION 1072 OF THE
COMPANIES ACT 2014), AT PRICES PROVIDED FOR
IN ARTICLE 8A OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY UP TO A MAXIMUM
OF 10% OF THE ORDINARY SHARES IN ISSUE AT
THE DATE OF THE PASSING OF THIS RESOLUTION.
THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF
BUSINESS ON THE EARLIER OF THE DATE OF THE
ANNUAL GENERAL MEETING IN 2022 OR 28 JULY
2022. THE COMPANY OR ANY SUBSIDIARY MAY
BEFORE SUCH EXPIRY ENTER INTO A CONTRACT
FOR THE PURCHASE OF ORDINARY SHARES WHICH
WOULD OR MIGHT BE WHOLLY OR PARTLY EXECUTED
AFTER SUCH EXPIRY AND MAY COMPLETE ANY SUCH
CONTRACT AS IF THE AUTHORITY CONFERRED
HEREBY HAD NOT EXPIRED
11 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For
A SPECIAL RESOLUTION THE FOLLOWING
RESOLUTION TO RENEW THE DIRECTOR'S
AUTHORITY TO REISSUE TREASURY SHARES: THAT
THE COMPANY BE AND IS HEREBY AUTHORISED TO
REISSUE TREASURY SHARES (AS DEFINED IN
SECTION 1078 OF THE COMPANIES ACT 2014), IN
THE MANNER PROVIDED FOR IN ARTICLE 8B OF
THE ARTICLES OF ASSOCIATION OF THE COMPANY.
THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF
BUSINESS ON THE EARLIER OF THE DATE OF THE
ANNUAL GENERAL MEETING IN 2022 OR 28 JULY
2022
12 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For
AN ORDINARY RESOLUTION THE FOLLOWING
RESOLUTION TO RENEW THE DIRECTOR'S
AUTHORITY TO MAKE SCRIP DIVIDEND OFFERS:
THAT THE DIRECTORS BE AND THEY ARE HEREBY
AUTHORISED, PURSUANT TO ARTICLE 138(B) OF
THE ARTICLES OF ASSOCIATION OF THE COMPANY,
TO EXERCISE THE POWERS CONTAINED IN THE
SAID ARTICLE SO THAT THE DIRECTORS MAY
OFFER TO THE SHAREHOLDERS THE RIGHT TO
ELECT TO RECEIVE AN ALLOTMENT OF ADDITIONAL
SHARES CREDITED AS FULLY PAID INSTEAD OF
CASH IN RESPECT OF ALL OR PART OF ANY
DIVIDEND OR DIVIDENDS FALLING TO BE
DECLARED OR PAID BY THE COMPANY. UNLESS
RENEWED AT THE ANNUAL GENERAL MEETING IN
2022, THIS AUTHORITY SHALL EXPIRE AT THE
CLOSE OF BUSINESS ON 28 JULY 2022
13 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For
AN ORDINARY RESOLUTION: THAT APPROVAL BE
AND IS HEREBY GIVEN FOR THE ESTABLISHMENT
BY THE COMPANY OF SAVINGS-RELATED SHARE
OPTION SCHEMES (THE "2021 SAVINGS-RELATED
SHARE OPTION SCHEMES"), THE PRINCIPAL
FEATURES OF WHICH ARE SUMMARISED IN THE
CIRCULAR TO SHAREHOLDERS DATED 24 MARCH
2021 THAT ACCOMPANIES THE NOTICE CONVENING
THIS MEETING AND THAT THE DIRECTORS BE AND
ARE HEREBY AUTHORISED TO: (A) TAKE ALL SUCH
ACTION OR STEPS (INCLUDING THE MAKING OF
AMENDMENTS TO THE 2021 SAVINGS-RELATED
SHARE OPTION SCHEMES AND THE RULES THEREOF)
AS MAY BE NECESSARY TO OBTAIN THE APPROVAL
OF THE RELEVANT REVENUE AUTHORITIES FOR THE
SAID SCHEMES; AND (B) ESTABLISH SCHEMES IN
OTHER JURISDICTIONS SIMILAR IN SUBSTANCE TO
THE 2021 SAVINGS-RELATED SHARE OPTION
SCHEMES BUT MODIFIED TO TAKE ACCOUNT OF
LOCAL TAX, EXCHANGE CONTROL OR SECURITIES
LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT
ANY SHARES MADE AVAILABLE UNDER ANY SUCH
SCHEME WILL BE TREATED AS COUNTING TOWARDS
ANY LIMITS ON INDIVIDUAL OR OVERALL
PARTICIPATION IN THE 2021 SAVINGS-RELATED
SHARE OPTION SCHEMES
14 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For
A SPECIAL RESOLUTION THE FOLLOWING
RESOLUTION TO REDUCE THE SHARE PREMIUM OF
THE COMPANY: THAT SUBJECT TO AND WITH THE
CONSENT OF THE IRISH HIGH COURT IN
ACCORDANCE WITH THE PROVISIONS OF SECTIONS
84 AND 85 OF THE COMPANIES ACT 2014, THE
COMPANY CAPITAL OF THE COMPANY BE REDUCED
BY THE CANCELLATION OF THE ENTIRE AMOUNT
STANDING TO THE CREDIT OF THE COMPANY'S
SHARE PREMIUM ACCOUNT AS AT 31 DECEMBER
2020 OR SUCH OTHER LESSER AMOUNT AS THE
BOARD OF DIRECTORS OF THE COMPANY OR THE
IRISH HIGH COURT MAY DETERMINE AND THAT THE
RESERVE RESULTING FROM THE CANCELLATION OF
THE SHARE PREMIUM BE TREATED AS PROFITS
AVAILABLE FOR DISTRIBUTION AS DEFINED BY
SECTION 117 OF THE IRISH COMPANIES ACT 2014
--------------------------------------------------------------------------------------------------------------------------
CSL LTD Agenda Number: 713081759
--------------------------------------------------------------------------------------------------------------------------
Security: Q3018U109
Meeting Type: AGM
Meeting Date: 14-Oct-2020
Ticker:
ISIN: AU000000CSL8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A TO RE-ELECT MR BRUCE BROOK AS DIRECTOR Mgmt For For
2.B TO ELECT MS CAROLYN HEWSON AO AS DIRECTOR Mgmt For For
2.C TO ELECT MR PASCAL SORIOT AS DIRECTOR Mgmt For For
3 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
4 APPROVAL OF A GRANT OF PERFORMANCE SHARE Mgmt Against Against
UNITS TO THE CHIEF EXECUTIVE OFFICER AND
MANAGING DIRECTOR, MR PAUL PERREAULT
CMMT 07 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 2.B AND 2.C. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DAICEL CORPORATION Agenda Number: 712944253
--------------------------------------------------------------------------------------------------------------------------
Security: J08484149
Meeting Type: EGM
Meeting Date: 07-Aug-2020
Ticker:
ISIN: JP3485800001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Non-votable Reporting item: the Annual Non-Voting
Business Reports, the Consolidated
Financial Statements, the Audit Reports and
the Financial Statements
--------------------------------------------------------------------------------------------------------------------------
DAIICHI SANKYO COMPANY,LIMITED Agenda Number: 714203724
--------------------------------------------------------------------------------------------------------------------------
Security: J11257102
Meeting Type: AGM
Meeting Date: 21-Jun-2021
Ticker:
ISIN: JP3475350009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Manabe, Sunao Mgmt For For
2.2 Appoint a Director Kimura, Satoru Mgmt For For
2.3 Appoint a Director Otsuki, Masahiko Mgmt For For
2.4 Appoint a Director Hirashima, Shoji Mgmt For For
2.5 Appoint a Director Uji, Noritaka Mgmt For For
2.6 Appoint a Director Fukui, Tsuguya Mgmt For For
2.7 Appoint a Director Kama, Kazuaki Mgmt For For
2.8 Appoint a Director Nohara, Sawako Mgmt For For
2.9 Appoint a Director Okuzawa, Hiroyuki Mgmt For For
3 Appoint a Corporate Auditor Watanabe, Mgmt For For
Masako
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Approve Details of the Compensation to be Mgmt For For
received by Directors
6 Approve Details of the Compensation to be Mgmt For For
received by Corporate Auditors
7 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors, etc.
--------------------------------------------------------------------------------------------------------------------------
DAIKIN INDUSTRIES,LTD. Agenda Number: 714226619
--------------------------------------------------------------------------------------------------------------------------
Security: J10038115
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3481800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2.1 Appoint a Director Inoue, Noriyuki Mgmt For For
2.2 Appoint a Director Togawa, Masanori Mgmt Against Against
2.3 Appoint a Director Kawada, Tatsuo Mgmt For For
2.4 Appoint a Director Makino, Akiji Mgmt Against Against
2.5 Appoint a Director Torii, Shingo Mgmt For For
2.6 Appoint a Director Arai, Yuko Mgmt For For
2.7 Appoint a Director Tayano, Ken Mgmt For For
2.8 Appoint a Director Minaka, Masatsugu Mgmt For For
2.9 Appoint a Director Matsuzaki, Takashi Mgmt For For
2.10 Appoint a Director Kanwal Jeet Jawa Mgmt For For
2.11 Appoint a Director Mineno, Yoshihiro Mgmt For For
3 Appoint a Corporate Auditor Yano, Ryu Mgmt Against Against
4 Appoint a Substitute Corporate Auditor Ono, Mgmt For For
Ichiro
5 Approve Details of Compensation as Stock Mgmt For For
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG Agenda Number: 713616324
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 31-Mar-2021
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.35 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5.1 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
5.2 RATIFY KPMG AG AS AUDITORS FOR THE 2022 Mgmt For For
INTERIM FINANCIAL STATEMENTS UNTIL THE 2022
AGM
5.3 RATIFY KPMG AG AS AUDITORS OF THE FINAL Mgmt For For
BALANCE SHEETS REQUIRED UNDER THE GERMAN
REORGANIZATION ACT
6.1 ELECT ELIZABETH CENTONI TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT BEN VAN BEURDEN TO THE SUPERVISORY Mgmt For For
BOARD
6.3 ELECT MARTIN BRUDERMUELLER TO THE Mgmt For For
SUPERVISORY BOARD
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 AMEND ARTICLES RE: PARTICIPATION OF Mgmt For For
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND VIDEO
TRANSMISSION
9 AMEND ARTICLES RE: PLACE OF JURISDICTION Mgmt For For
CMMT 24 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 22 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
DAIWA HOUSE INDUSTRY CO.,LTD. Agenda Number: 714264683
--------------------------------------------------------------------------------------------------------------------------
Security: J11508124
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3505000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Yoshii, Keiichi Mgmt For For
2.2 Appoint a Director Kosokabe, Takeshi Mgmt For For
2.3 Appoint a Director Otomo, Hirotsugu Mgmt For For
2.4 Appoint a Director Urakawa, Tatsuya Mgmt For For
2.5 Appoint a Director Dekura, Kazuhito Mgmt For For
2.6 Appoint a Director Ariyoshi, Yoshinori Mgmt For For
2.7 Appoint a Director Shimonishi, Keisuke Mgmt For For
2.8 Appoint a Director Ichiki, Nobuya Mgmt For For
2.9 Appoint a Director Murata, Yoshiyuki Mgmt For For
2.10 Appoint a Director Kimura, Kazuyoshi Mgmt For For
2.11 Appoint a Director Shigemori, Yutaka Mgmt For For
2.12 Appoint a Director Yabu, Yukiko Mgmt Against Against
2.13 Appoint a Director Kuwano, Yukinori Mgmt Against Against
2.14 Appoint a Director Seki, Miwa Mgmt For For
3.1 Appoint a Corporate Auditor Maeda, Mgmt For For
Tadatoshi
3.2 Appoint a Corporate Auditor Kishimoto, Mgmt For For
Tatsuji
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD Agenda Number: 713664490
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF DIRECTORS' STATEMENT, AUDITED Mgmt For For
FINANCIAL STATEMENTS AND AUDITOR'S REPORT
2 DECLARATION OF FINAL DIVIDEND ON ORDINARY Mgmt For For
SHARES
3 APPROVAL OF PROPOSED DIRECTORS' Mgmt For For
REMUNERATION OF SGD 4,101,074 FOR FY2020
4 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITOR AND AUTHORISATION FOR
DIRECTORS TO FIX ITS REMUNERATION
5 RE-ELECTION OF MR PIYUSH GUPTA AS A Mgmt For For
DIRECTOR RETIRING UNDER ARTICLE 99
6 RE-ELECTION OF MS PUNITA LAL AS A DIRECTOR Mgmt For For
RETIRING UNDER ARTICLE 105
7 RE-ELECTION OF MR ANTHONY LIM WENG KIN AS A Mgmt For For
DIRECTOR RETIRING UNDER ARTICLE 105
8 AUTHORITY TO GRANT AWARDS AND ISSUE SHARES Mgmt For For
UNDER THE DBSH SHARE PLAN
9 AUTHORITY TO GRANT AWARDS AND ISSUE SHARES Mgmt For For
UNDER THE CALIFORNIA SUB-PLAN TO THE DBSH
SHARE PLAN
10 GENERAL AUTHORITY TO ISSUE SHARES AND TO Mgmt For For
MAKE OR GRANT CONVERTIBLE INSTRUMENTS
SUBJECT TO LIMITS
11 AUTHORITY TO ISSUE SHARES PURSUANT TO THE Mgmt For For
DBSH SCRIP DIVIDEND SCHEME
12 APPROVAL OF THE PROPOSED RENEWAL OF THE Mgmt For For
SHARE PURCHASE MANDATE
--------------------------------------------------------------------------------------------------------------------------
DCC PLC Agenda Number: 713497736
--------------------------------------------------------------------------------------------------------------------------
Security: G2689P101
Meeting Type: EGM
Meeting Date: 04-Feb-2021
Ticker:
ISIN: IE0002424939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 TO APPROVE THE MIGRATION OF THE MIGRATING Mgmt For For
SHARES TO EUROCLEAR BANK'S CENTRAL
SECURITIES DEPOSITORY
2 TO AMEND AND ADOPT THE ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY
3 TO AUTHORISE THE COMPANY TO TAKE ALL Mgmt For For
ACTIONS TO IMPLEMENT THE MIGRATION
--------------------------------------------------------------------------------------------------------------------------
DENSO CORPORATION Agenda Number: 714176840
--------------------------------------------------------------------------------------------------------------------------
Security: J12075107
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3551500006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Arima, Koji Mgmt For For
1.2 Appoint a Director Shinohara, Yukihiro Mgmt For For
1.3 Appoint a Director Ito, Kenichiro Mgmt For For
1.4 Appoint a Director Matsui, Yasushi Mgmt For For
1.5 Appoint a Director Toyoda, Akio Mgmt For For
1.6 Appoint a Director George Olcott Mgmt For For
1.7 Appoint a Director Kushida, Shigeki Mgmt For For
1.8 Appoint a Director Mitsuya, Yuko Mgmt Against Against
2.1 Appoint a Corporate Auditor Kuwamura, Mgmt For For
Shingo
2.2 Appoint a Corporate Auditor Niwa, Motomi Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Kitagawa, Hiromi
--------------------------------------------------------------------------------------------------------------------------
DENTSU GROUP INC. Agenda Number: 713648256
--------------------------------------------------------------------------------------------------------------------------
Security: J1207N108
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3551520004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamamoto,
Toshihiro
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sakurai, Shun
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Timothy Andree
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Igarashi,
Hiroshi
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Soga, Arinobu
1.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nick Priday
1.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Wendy Clark
1.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Matsui, Gan
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BOERSE AG Agenda Number: 713832942
--------------------------------------------------------------------------------------------------------------------------
Security: D1882G119
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: DE0005810055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.00 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5.1 ELECT KARL-HEINZ FLOETHER TO THE Mgmt For For
SUPERVISORY BOARD
5.2 ELECT ANDREAS GOTTSCHLING TO THE Mgmt For For
SUPERVISORY BOARD
5.3 ELECT MARTIN JETTER TO THE SUPERVISORY Mgmt For For
BOARD
5.4 ELECT BARBARA LAMBERT TO THE SUPERVISORY Mgmt For For
BOARD
5.5 ELECT MICHAEL RUEDIGER TO THE SUPERVISORY Mgmt For For
BOARD
5.6 ELECT CHARLES STONEHILL TO THE SUPERVISORY Mgmt For For
BOARD
5.7 ELECT CLARA-CHRISTINA STREIT TO THE Mgmt For For
SUPERVISORY BOARD
5.8 ELECT CHONG LEE TAN TO THE SUPERVISORY Mgmt For For
BOARD
6 APPROVE CREATION OF EUR 19 MILLION POOL OF Mgmt For For
CAPITAL WITH PREEMPTIVE RIGHTS
7 APPROVE REMUNERATION POLICY Mgmt For For
8 AMEND ARTICLES RE: AGM LOCATION Mgmt For For
9 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
CMMT 09 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 09 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE POST AG Agenda Number: 712954317
--------------------------------------------------------------------------------------------------------------------------
Security: D19225107
Meeting Type: AGM
Meeting Date: 27-Aug-2020
Ticker:
ISIN: DE0005552004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.15 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL 2020
6.1 ELECT JOERG KUKIES TO THE SUPERVISORY BOARD Mgmt For For
6.2 ELECT LAWRENCE ROSEN TO THE SUPERVISORY Mgmt For For
BOARD
7 APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES Mgmt For For
APPROVE CREATION OF EUR 12 MILLION POOL OF
CONDITIONAL CAPITAL TO GUARANTEE CONVERSION
RIGHTS
8 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 1.5 BILLION APPROVE CREATION
OF EUR 40 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
9.1 AMEND ARTICLES RE: ONLINE PARTICIPATION Mgmt For For
9.2 AMEND ARTICLES RE: INTERIM DIVIDEND Mgmt For For
CMMT 04 AUGUST 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 7. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE POST AG Agenda Number: 713717823
--------------------------------------------------------------------------------------------------------------------------
Security: D19225107
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: DE0005552004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.35 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6.1 ELECT INGRID DELTENRE TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT KATJA WINDT TO THE SUPERVISORY BOARD Mgmt For For
6.3 ELECT NIKOLAUS VON BOMHARD TO THE Mgmt For For
SUPERVISORY BOARD
7 APPROVE CREATION OF EUR 130 MILLION POOL OF Mgmt For For
CAPITAL WITHOUT PREEMPTIVE RIGHTS
8 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
9 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For
REPURCHASING SHARES
10 APPROVE REMUNERATION POLICY Mgmt For For
11 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG Agenda Number: 713657762
--------------------------------------------------------------------------------------------------------------------------
Security: D2035M136
Meeting Type: AGM
Meeting Date: 01-Apr-2021
Ticker:
ISIN: DE0005557508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.60 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5.1 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
5.2 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR THE 2021 INTERIM FINANCIAL
STATEMENTS
5.3 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR THE FIRST QUARTER OF FISCAL
YEAR 2021
5.4 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR THE THIRD QUARTER OF FISCAL
YEAR 2021 AND FIRST QUARTER OF FISCAL YEAR
2022
6 ELECT HELGA JUNG TO THE SUPERVISORY BOARD Mgmt For For
7 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
8 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For
REPURCHASING SHARES
9 APPROVE REMUNERATION POLICY Mgmt Against Against
10 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSAL
SUBMITTED BY DEUTSCHE SCHUTZVEREINIGUNG
FUER WERTPAPIERBESITZ E.V. (DSW): AMEND
ARTICLES RE: SHAREHOLDERS' RIGHT TO
PARTICIPATION DURING THE VIRTUAL MEETING
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 522716 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 11. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 16 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 16 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE WOHNEN SE Agenda Number: 713987305
--------------------------------------------------------------------------------------------------------------------------
Security: D2046U176
Meeting Type: AGM
Meeting Date: 01-Jun-2021
Ticker:
ISIN: DE000A0HN5C6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.03 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER MICHAEL ZAHN FOR FISCAL YEAR 2020
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER PHILIP GROSSE FOR FISCAL YEAR 2020
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER HENRIK THOMSEN FOR FISCAL YEAR 2020
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER LARS URBANSKY FOR FISCAL YEAR 2020
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MATTHIAS HUENLEIN FOR FISCAL YEAR
2020
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JUERGEN FENK (FROM JUNE 5, 2020) FOR
FISCAL YEAR 2020
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ARWED FISCHER FOR FISCAL YEAR 2020
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER KERSTIN GUENTHER (FROM JUNE 5, 2020)
FOR FISCAL YEAR 2020
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER TINA KLEINGARN FOR FISCAL YEAR 2020
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ANDREAS KRETSCHMER (UNTIL JUNE 5,
2020) FOR FISCAL YEAR 2020
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER FLORIAN STETTER FOR FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
6 ELECT FLORIAN STETTER TO THE SUPERVISORY Mgmt For For
BOARD
7 APPROVE REMUNERATION POLICY Mgmt For For
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
9 AMEND ARTICLES RE: PARTICIPATION OF Mgmt For For
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND VIDEO
TRANSMISSION
10 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt Abstain Against
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
11 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt Abstain Against
REPURCHASING SHARES
--------------------------------------------------------------------------------------------------------------------------
DEXUS Agenda Number: 713136124
--------------------------------------------------------------------------------------------------------------------------
Security: Q3190P134
Meeting Type: AGM
Meeting Date: 23-Oct-2020
Ticker:
ISIN: AU000000DXS1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 2 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
2 GRANT 2020 LONG-TERM INCENTIVE PERFORMANCE Mgmt For For
RIGHTS TO THE CHIEF EXECUTIVE OFFICER
3.1 APPROVAL OF AN INDEPENDENT DIRECTOR - Mgmt For For
PATRICK ALLAWAY
3.2 APPROVAL OF AN INDEPENDENT DIRECTOR - Mgmt For For
RICHARD SHEPPARD
3.3 APPROVAL OF AN INDEPENDENT DIRECTOR - PETER Mgmt For For
ST GEORGE
--------------------------------------------------------------------------------------------------------------------------
DEXUS Agenda Number: 713720591
--------------------------------------------------------------------------------------------------------------------------
Security: Q3190P134
Meeting Type: EGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: AU000000DXS1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE UNSTAPLING OF THE UNITS IN Mgmt For For
DXO, DDF, DIT AND DOT PURSUANT TO EACH OF
THEIR CONSTITUTIONS (SUBJECT TO THE PASSING
OF RESOLUTIONS 2 AND 3 AND FINAL BOARD
APPROVAL)
2 APPROVAL OF THE AMENDMENTS TO THE Mgmt For For
CONSTITUTIONS OF EACH DEXUS TRUST TO ENABLE
THE SIMPLIFICATION TO BE IMPLEMENTED AND OF
THE AUTHORISATION OF THE RESPONSIBLE ENTITY
TO EXECUTE THE SUPPLEMENTAL DEEDS POLL TO
GIVE EFFECT TO THOSE AMENDMENTS (SUBJECT TO
THE PASSING OF RESOLUTIONS 1 AND 3 AND
FINAL BOARD APPROVAL)
3 APPROVAL OF THE SIMPLIFICATION FOR ALL Mgmt For For
PURPOSES (SUBJECT TO THE PASSING OF
RESOLUTIONS 1 AND 2 AND FINAL BOARD
APPROVAL)
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 713039407
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 28-Sep-2020
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS 2020 Mgmt For For
2 DIRECTORS' REMUNERATION REPORT 2020 Mgmt For For
3 DIRECTORS' REMUNERATION POLICY 2020 Mgmt For For
4 DECLARATION OF FINAL DIVIDEND Mgmt For For
5 ELECTION OF MELISSA BETHELL AS A DIRECTOR Mgmt For For
6 RE-ELECTION OF JAVIER FERRAN AS A DIRECTOR Mgmt For For
7 RE-ELECTION OF SUSAN KILSBY AS A DIRECTOR Mgmt For For
8 RE-ELECTION OF LADY MENDELSOHN AS A Mgmt For For
DIRECTOR
9 RE-ELECTION OF IVAN MENEZES AS A DIRECTOR Mgmt For For
10 RE-ELECTION OF KATHRYN MIKELLS AS A Mgmt For For
DIRECTOR
11 RE-ELECTION OF ALAN STEWART AS A DIRECTOR Mgmt For For
12 RE-APPOINTMENT OF AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS LLP
13 REMUNERATION OF AUDITOR Mgmt For For
14 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
AND/OR TO INCUR POLITICAL EXPENDITURE
15 AUTHORITY TO ALLOT SHARES Mgmt For For
16 AMENDMENT OF THE DIAGEO 2001 SHARE Mgmt For For
INCENTIVE PLAN
17 ADOPTION OF THE DIAGEO 2020 SHARESAVE PLAN Mgmt For For
18 ADOPTION OF THE DIAGEO DEFERRED BONUS SHARE Mgmt For For
PLAN
19 AUTHORITY TO ESTABLISH INTERNATIONAL SHARE Mgmt For For
PLANS
20 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
21 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt For For
22 REDUCED NOTICE OF A GENERAL MEETING OTHER Mgmt For For
THAN AN AGM
23 APPROVAL AND ADOPTION OF NEW ARTICLES OF Mgmt For For
ASSOCIATION
24 2019 SHARE BUY-BACKS AND EMPLOYEE BENEFIT Mgmt For For
AND SHARE OWNERSHIP TRUST TRANSACTIONS
CMMT 28 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 12. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ENEL S.P.A. Agenda Number: 713943529
--------------------------------------------------------------------------------------------------------------------------
Security: T3679P115
Meeting Type: OGM
Meeting Date: 20-May-2021
Ticker:
ISIN: IT0003128367
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 TO APPROVE THE BALANCE SHEET AS OF 31 Mgmt For For
DECEMBER 2020. BOARD OF DIRECTORS' REPORT,
INTERNAL AND EXTERNAL AUDITORS REPORTS.
RESOLUTIONS RELATED THERETO. TO PRESENT THE
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2020 AND THE NON-FINANCIAL
CONSOLIDATED DECLARATION RELATED TO YEAR
2020
O.2 PROFIT ALLOCATION AND DIVIDEND DISTRIBUTION Mgmt For For
OF AVAILABLE RESERVES
O.3 TO AUTHORISE THE PURCHASE AND DISPOSAL OF Mgmt For For
OWN SHARES, UPON REVOCATION OF THE
AUTHORISATION CONFERRED BY THE ORDINARY
MEETING OF THE 14 MAY 2020. RESOLUTIONS
RELATED THERETO
O.4 2021 LONG-TERM INCENTIVE PLAN FOR THE Mgmt For For
MANAGEMENT OF ENEL S.P.A. AND/OR COMPANIES
CONTROLLED BY IT AS PER ART. 2359 OF THE
CIVIL CODE
O.5.1 REWARDING POLICY AND EMOLUMENT PAID REPORT. Mgmt For For
FIRST SECTION: REWARDING POLICY REPORT FOR
2021 (BINDING RESOLUTION)
O.5.2 REWARDING POLICY AND EMOLUMENT PAID REPORT. Mgmt For For
SECOND SECTION: EMOLUMENT PAID REPORT FOR
2020 (NON-BINDING RESOLUTION)
CMMT 21 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 22 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
MEETING TYPE WAS CHANGED FROM AGM TO OGM.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
ENEOS HOLDINGS,INC. Agenda Number: 714196400
--------------------------------------------------------------------------------------------------------------------------
Security: J29699105
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3386450005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sugimori,
Tsutomu
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ota, Katsuyuki
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yokoi,
Yoshikazu
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Iwase, Junichi
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yatabe,
Yasushi
2.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Hosoi, Hiroshi
2.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Murayama,
Seiichi
2.8 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Saito, Takeshi
2.9 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ota, Hiroko
2.10 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Miyata,
Yoshiiku
2.11 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kudo, Yasumi
3.1 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Nishimura,
Shingo
3.2 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Mitsuya, Yuko
--------------------------------------------------------------------------------------------------------------------------
ERSTE GROUP BANK AG Agenda Number: 713250986
--------------------------------------------------------------------------------------------------------------------------
Security: A19494102
Meeting Type: AGM
Meeting Date: 10-Nov-2020
Ticker:
ISIN: AT0000652011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 475159 DUE TO SPLITTING OF
RESOLUTION 6. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.75 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019
5 RATIFY PWC AS AUDITORS FOR FISCAL 2021 Mgmt For For
6.1 APPROVE DECREASE IN SIZE OF SUPERVISORY Mgmt For For
BOARD TO TWELVE MEMBERS
6.2 REELECT MAXIMILIAN HARDEGG AS SUPERVISORY Mgmt Against Against
BOARD MEMBER
6.3 ELECT FRIEDRICH SANTNER AS SUPERVISORY Mgmt For For
BOARD MEMBER
6.4 ELECT ANDRAS SIMOR AS SUPERVISORY BOARD Mgmt For For
MEMBER
7 APPROVE REMUNERATION POLICY Mgmt Against Against
8 AMEND ARTICLES RE: ELECTRONIC PARTICIPATION Mgmt Against Against
IN THE GENERAL MEETING
CMMT 22 OCT 2020: PLEASE NOTE THAT THE MEETING Non-Voting
HAS BEEN SET UP USING THE RECORD DATE 30
OCT 2020, SINCE AT THIS TIME WE ARE UNABLE
TO SYSTEMATICALLY UPDATE THE ACTUAL RECORD
DATE. THE TRUE RECORD DATE FOR THIS MEETING
IS 31 OCT 2020. THANK YOU
CMMT 22 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR MID:
482386 PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ERSTE GROUP BANK AG Agenda Number: 713958619
--------------------------------------------------------------------------------------------------------------------------
Security: A19494102
Meeting Type: OGM
Meeting Date: 19-May-2021
Ticker:
ISIN: AT0000652011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 PRESENTATION OF ANNUAL REPORTS FOR Non-Voting
INFORMATION ONLY
2 APPROVAL OF USAGE OF EARNINGS Mgmt For For
3 DISCHARGE MGMT BOARD Mgmt For For
4 DISCHARGE SUPERVISORY BOARD Mgmt For For
5 ELECTION OF ADDITIONAL EXTERNAL AUDITOR: Mgmt For For
PWC WIRTSCHAFTSPRUEFUNG GMBH
6 ELECTIONS TO SUPERVISORY BOARD (SPLIT): Mgmt For For
MICHAEL SCHUSTER
7 APPROVAL OF REMUNERATION POLICY Mgmt For For
8 APPROVAL OF REMUNERATION REPORT Mgmt For For
9 BUYBACK OF OWN SHARES (PURPOSE TRADING) Mgmt For For
10 BUYBACK OF OWN SHARES (PURPOSE EMPLOYEE Mgmt For For
PROGRAM)
11 BUYBACK OF OWN SHARES (NO DEDICATED Mgmt For For
PURPOSE)
CMMT 27 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 5 AND 6 AND ADDITION OF COMMENT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
CMMT 27 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
FERGUSON PLC Agenda Number: 712909045
--------------------------------------------------------------------------------------------------------------------------
Security: G3421J106
Meeting Type: OGM
Meeting Date: 29-Jul-2020
Ticker:
ISIN: JE00BJVNSS43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE Mgmt For For
COMPANY
--------------------------------------------------------------------------------------------------------------------------
FERGUSON PLC Agenda Number: 713329503
--------------------------------------------------------------------------------------------------------------------------
Security: G3421J106
Meeting Type: AGM
Meeting Date: 03-Dec-2020
Ticker:
ISIN: JE00BJVNSS43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND: 208.2 CENTS PER Mgmt For For
ORDINARY SHARE
4 ELECT BILL BRUNDAGE AS DIRECTOR Mgmt For For
5 RE-ELECT TESSA BAMFORD AS DIRECTOR Mgmt For For
6 RE-ELECT GEOFF DRABBLE AS DIRECTOR Mgmt For For
7 RE-ELECT CATHERINE HALLIGAN AS DIRECTOR Mgmt For For
8 RE-ELECT KEVIN MURPHY AS DIRECTOR Mgmt For For
9 RE-ELECT ALAN MURRAY AS DIRECTOR Mgmt For For
10 RE-ELECT TOM SCHMITT AS DIRECTOR Mgmt For For
11 RE-ELECT DR NADIA SHOURABOURA AS DIRECTOR Mgmt For For
12 RE-ELECT JACQUELINE SIMMONDS AS DIRECTOR Mgmt For For
13 REAPPOINT DELOITTE LLP AS AUDITORS Mgmt For For
14 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
15 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
16 AUTHORISE ISSUE OF EQUITY Mgmt For For
17 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
19 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
CMMT 04 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS . IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FINECOBANK S.P.A Agenda Number: 713728523
--------------------------------------------------------------------------------------------------------------------------
Security: T4R999104
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: IT0000072170
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 APPROVAL OF THE BALANCE SHEET FOR THE YEAR Mgmt For For
2020 AND PRESENTATION OF THE CONSOLIDATED
BALANCE SHEET
O.2 ALLOCATION OF THE PROFIT FOR THE YEAR 2020 Mgmt For For
OF FINECOBANK S.P.A
O.3 TO INTEGRATE THE BOARD OF DIRECTORS. Mgmt For For
RELATED AND CONSEQUENT RESOLUTIONS
O.4 TO INTEGRATE INTERNAL AUDITORS AND Mgmt For For
APPOINTMENT OF ITS CHAIRMAN. RELATED AND
CONSEQUENT RESOLUTIONS
O.5 TO APPOINT EXTERNAL AUDITORS OF FINECOBANK Mgmt For For
S.P.A. FOR THE YEARS 2022-2030 AND
REMUNERATION
O.6 2021 REMUNERATION POLICY REPORT Mgmt For For
O.7 2020 EMOLUMENT PAID REPORT Mgmt For For
O.8 2021 INCENTIVE SYSTEM FOR EMPLOYEES Mgmt For For
'IDENTIFIED STAFF'
O.9 2021-2023 LONG-TERM EMPLOYEE INCENTIVE PLAN Mgmt For For
FOR EMPLOYEES
O.10 2021 INCENTIVE SYSTEM FOR PERSONAL Mgmt For For
FINANCIAL ADVISORS 'IDENTIFIED STAFF'
O.11 AUTHORIZATION TO PURCHASE AND DISPOSE OF Mgmt For For
TREASURY SHARES IN ORDER TO SUPPORT THE
2021 PFA SYSTEM FOR PERSONAL FINANCIAL
ADVISORS. CONSEQUENT AND INHERENT
RESOLUTIONS
E.1 TO EMPOWER E THE BOARD OF DIRECTORS, UNDER Mgmt For For
THE PROVISIONS OF SECTION 2443 OF THE
ITALIAN CIVIL CODE, TO RESOLVE, IN ONE OR
MORE INSTANCES FOR A MAXIMUM PERIOD OF FIVE
YEARS FROM THE DATE OF THE SHAREHOLDERS'
RESOLUTION, TO CARRY OUT A FREE SHARE
CAPITAL INCREASE, AS ALLOWED BY SECTION
2349 OF THE ITALIAN CIVIL CODE, FOR A
MAXIMUM AMOUNT OF EUR 143,131.89 (TO BE
ALLOCATED IN FULL TO SHARE CAPITAL)
CORRESPONDING TO UP TO 433,733 FINECOBANK
NEW ORDINARY SHARES WITH A NOMINAL VALUE OF
EUR 0.33 EACH, WITH THE SAME
CHARACTERISTICS AS THOSE IN CIRCULATION AND
WITH REGULAR DIVIDEND ENTITLEMENT, TO BE
GRANTED TO THE IDENTIFIED STAFF 2021 OF
FINECOBANK IN EXECUTION OF THE 2021
INCENTIVE SYSTEM; CONSEQUENT AMENDMENTS TO
THE ARTICLES OF ASSOCIATION
E.2 TO EMPOWER THE BOARD OF DIRECTORS, UNDER Mgmt For For
THE PROVISIONS OF SECTION 2443 OF THE
ITALIAN CIVIL CODE, TO RESOLVE IN 2026 A
FREE SHARE CAPITAL INCREASE, AS ALLOWED BY
SECTION 2349 OF THE ITALIAN CIVIL CODE, FOR
A MAXIMUM AMOUNT OF EUR 36,476.22
CORRESPONDING TO UP TO 110,534 FINECOBANK
NEW ORDINARY SHARES WITH A NOMINAL VALUE OF
EUR 0.33 EACH, WITH THE SAME
CHARACTERISTICS AS THOSE IN CIRCULATION AND
WITH REGULAR DIVIDEND ENTITLEMENT, TO BE
GRANTED TO THE IDENTIFIED STAFF 2020 OF
FINECOBANK IN EXECUTION OF THE 2020
INCENTIVE SYSTEM; CONSEQUENT AMENDMENTS TO
THE ARTICLES OF ASSOCIATION
E.3 TO EMPOWER TO THE BOARD OF DIRECTORS, UNDER Mgmt For For
THE PROVISIONS OF SECTION 2443 OF THE
ITALIAN CIVIL CODE TO RESOLVE, IN ONE OR
MORE INSTANCES FOR A MAXIMUM PERIOD OF FIVE
YEARS FROM THE DATE OF THE SHAREHOLDERS'
RESOLUTION, TO CARRY OUT A FREE SHARE
CAPITAL INCREASE, AS ALLOWED BY SECTION
2349 OF THE ITALIAN CIVIL CODE, FOR A
MAXIMUM AMOUNT OF EUR 283,511.58
CORRESPONDING TO UP TO 859,126 FINECOBANK
NEW ORDINARY SHARES WITH A NOMINAL VALUE OF
EUR 0.33 EACH, WITH THE SAME
CHARACTERISTICS AS THOSE IN CIRCULATION AND
WITH REGULAR DIVIDEND ENTITLEMENT, TO BE
GRANTED TO THE BENEFICIARIES OF THE
2021-2023 LONG TERM INCENTIVE PLAN FOR
EMPLOYEES; CONSEQUENT AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
CMMT 26 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTION O.10 AND ADDITION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 26 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
GIVAUDAN SA Agenda Number: 713633104
--------------------------------------------------------------------------------------------------------------------------
Security: H3238Q102
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: CH0010645932
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For
ANNUAL FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS 2020
2 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt For For
REPORT 2020
3 APPROPRIATION OF AVAILABLE EARNINGS AND Mgmt For For
DISTRIBUTION
4 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
5.1.1 RE-ELECTION OF EXISTING BOARD MEMBER: MR Mgmt For For
VICTOR BALLI
5.1.2 RE-ELECTION OF EXISTING BOARD MEMBER: PROF. Mgmt For For
DR WERNER BAUER
5.1.3 RE-ELECTION OF EXISTING BOARD MEMBER: MS Mgmt For For
LILIAN BINER
5.1.4 RE-ELECTION OF EXISTING BOARD MEMBER: MR Mgmt For For
MICHAEL CARLOS
5.1.5 RE-ELECTION OF EXISTING BOARD MEMBER: MS Mgmt For For
INGRID DELTENRE
5.1.6 RE-ELECTION OF EXISTING BOARD MEMBER: MR Mgmt For For
OLIVIER FILLIOL
5.1.7 RE-ELECTION OF EXISTING BOARD MEMBER: MS Mgmt For For
SOPHIE GASPERMENT( BOTH, AS MEMBER AND ALSO
AS CHAIRMAN OF THE BOARD OF DIRECTORS)
5.1.8 RE-ELECTION OF EXISTING BOARD MEMBER AND Mgmt For For
ELECTION OF THE CHAIRMAN: MR CALVIN GRIEDER
(BOTH, AS MEMBER AND ALSO AS CHAIRMAN OF
THE BOARD OF DIRECTORS)
5.2.1 THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT Mgmt For For
THE FOLLOWING MEMBER TO THE COMPENSATION
COMMITTEE, EACH FOR A TERM OF ONE YEAR
UNTIL THE NEXT ANNUAL GENERAL MEETING OF
SHAREHOLDERS: PROF. DR WERNER BAUER
5.2.2 THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT Mgmt For For
THE FOLLOWING MEMBER TO THE COMPENSATION
COMMITTEE, EACH FOR A TERM OF ONE YEAR
UNTIL THE NEXT ANNUAL GENERAL MEETING OF
SHAREHOLDERS: MS INGRID DELTENRE
5.2.3 THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT Mgmt For For
THE FOLLOWING MEMBER TO THE COMPENSATION
COMMITTEE, EACH FOR A TERM OF ONE YEAR
UNTIL THE NEXT ANNUAL GENERAL MEETING OF
SHAREHOLDERS: MR VICTOR BALLI
5.3 RE-ELECTION OF THE INDEPENDENT VOTING Mgmt For For
RIGHTS REPRESENTATIVE: MR. MANUEL ISLER
5.4 THE BOARD OF DIRECTORS PROPOSES TO Mgmt For For
RE-ELECT: DELOITTE SA AS THE STATUTORY
AUDITORS FOR THE FINANCIAL YEAR 2021
6.1 PROPOSAL OF THE BOARD OF DIRECTORS: Mgmt For For
APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF
COMPENSATION OF THE BOARD OF DIRECTORS FOR
THE TERM UNTIL THE 2022 ANNUAL GENERAL
MEETING OF CHF 3,250,000
6.2.1 PROPOSAL OF THE BOARD OF DIRECTORS: Mgmt For For
APPROVAL OF THE AGGREGATE AMOUNT OF SHORT
TERM VARIABLE COMPENSATION OF THE EXECUTIVE
COMMITTEE FOR THE FISCAL YEAR 2020 OF CHF
4,812,783
6.2.2 PROPOSAL OF THE BOARD OF DIRECTORS: Mgmt For For
APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF
FIXED COMPENSATION AND LONG TERM VARIABLE
COMPENSATION OF THE EXECUTIVE COMMITTEE FOR
THE FISCAL YEAR 2021 OF CHF 15,400,000
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 713744488
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE 2020 ANNUAL REPORT Mgmt For For
2 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION
3 TO RE-ELECT SIR JONATHAN SYMONDS AS A Mgmt For For
DIRECTOR
4 TO RE-ELECT EMMA WALMSLEY AS A DIRECTOR Mgmt For For
5 TO RE-ELECT CHARLES BANCROFT AS A DIRECTOR Mgmt For For
6 TO RE-ELECT VINDI BANGA AS A DIRECTOR Mgmt For For
7 TO RE-ELECT DR HAL BARRON AS A DIRECTOR Mgmt For For
8 TO RE-ELECT DR VIVIENNE COX AS A DIRECTOR Mgmt For For
9 TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR Mgmt For For
10 TO RE-ELECT DR LAURIE GLIMCHER AS A Mgmt For For
DIRECTOR
11 TO RE-ELECT DR JESSE GOODMAN AS A DIRECTOR Mgmt For For
12 TO RE-ELECT IAIN MACKAY AS A DIRECTOR Mgmt For For
13 TO RE-ELECT URS ROHNER AS A DIRECTOR Mgmt For For
14 TO RE-APPOINT THE AUDITOR: DELOITTE LLP Mgmt For For
15 TO DETERMINE REMUNERATION OF THE AUDITOR Mgmt For For
16 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL
ORGANISATIONS AND INCUR POLITICAL
EXPENDITURE
17 TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For
18 TO DISAPPLY PRE-EMPTION RIGHTS - GENERAL Mgmt For For
POWER
19 TO DISAPPLY PRE-EMPTION RIGHTS - IN Mgmt For For
CONNECTION WITH AN ACQUISITION OR SPECIFIED
CAPITAL INVESTMENT
20 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
21 TO AUTHORISE EXEMPTION FROM STATEMENT OF Mgmt For For
NAME OF SENIOR STATUTORY AUDITOR
22 TO AUTHORISE REDUCED NOTICE OF A GENERAL Mgmt For For
MEETING OTHER THAN AN AGM
--------------------------------------------------------------------------------------------------------------------------
GOODMAN GROUP Agenda Number: 713247307
--------------------------------------------------------------------------------------------------------------------------
Security: Q4229W132
Meeting Type: AGM
Meeting Date: 19-Nov-2020
Ticker:
ISIN: AU000000GMG2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4, 5, 6 AND 7 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 APPOINT THE AUDITOR OF GOODMAN LOGISTICS Mgmt For For
(HK) LIMITED
2.A RE-ELECTION OF MR STEPHEN JOHNS AS A Mgmt For For
DIRECTOR OF GOODMAN LIMITED
2.B ELECTION OF MR STEPHEN JOHNS AS A DIRECTOR Mgmt For For
OF GOODMAN LOGISTICS (HK) LTD
3 ELECTION OF MR MARK JOHNSON AS A DIRECTOR Mgmt For For
OF GOODMAN LIMITED
4 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
5 ISSUE OF PERFORMANCE RIGHTS UNDER THE LONG Mgmt For For
TERM INCENTIVE PLAN TO MR GREGORY GOODMAN
6 ISSUE OF PERFORMANCE RIGHTS UNDER THE LONG Mgmt For For
TERM INCENTIVE PLAN TO MR DANNY PEETERS
7 ISSUE OF PERFORMANCE RIGHTS UNDER THE LONG Mgmt For For
TERM INCENTIVE PLAN TO MR ANTHONY ROZIC
--------------------------------------------------------------------------------------------------------------------------
GPT GROUP Agenda Number: 713894776
--------------------------------------------------------------------------------------------------------------------------
Security: Q4252X155
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: AU000000GPT8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
CMMT PLEASE NOTE THAT RESOLUTIONS 1, 2 AND 3 ARE Non-Voting
FOR THE COMPANY AND RESOLUTIONS 4 AND 5 ARE
FOR COMPANY AND TRUST. THANK YOU
1 RE-ELECTION OF MS VICKKI MCFADDEN AS A Mgmt For For
DIRECTOR
2 ELECTION OF MR ROBERT WHITFIELD AM AS A Mgmt For For
DIRECTOR
3 ADOPTION OF REMUNERATION REPORT Mgmt For For
4 GRANT OF PERFORMANCE RIGHTS TO THE Mgmt For For
COMPANY'S CEO & MD, ROBERT JOHNSTON
5 RE-INSERTION OF PROPORTIONAL TAKEOVER Mgmt For For
PROVISIONS
CMMT 14 APR 2021: IF A PROPORTIONAL TAKEOVER BID Non-Voting
IS MADE FOR THE COMPANY, A SHARE TRANSFER
TO THE OFFEROR CANNOT BE REGISTERED UNTIL
THE BID IS APPROVED BY MEMBERS NOT
ASSOCIATED WITH THE BIDDER. THE RESOLUTION
MUST BE CONSIDERED AT A MEETING HELD MORE
THAN 14 DAYS BEFORE THE BID CLOSES. EACH
MEMBER HAS ONE VOTE FOR EACH FULLY PAID
SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE
MAJORITY. THE BIDDER AND ITS ASSOCIATES ARE
NOT ALLOWED TO VOTE.
CMMT 14 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HEINEKEN NV Agenda Number: 713673196
--------------------------------------------------------------------------------------------------------------------------
Security: N39427211
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: NL0000009165
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1. OPENING Non-Voting
1a. REPORT OF THE EXECUTIVE BOARD FOR THE Non-Voting
FINANCIAL YEAR 2020
1b. ADVISORY VOTE ON THE 2020 REMUNERATION Mgmt For For
REPORT
1c. ADOPTION OF THE 2020 FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY
1d. EXPLANATION OF THE DIVIDEND POLICY Non-Voting
1e. ADOPTION OF THE DIVIDEND PROPOSAL FOR 2020: Mgmt For For
EUR 0.70 PER SHARE
1f. DISCHARGE OF THE MEMBERS OF THE EXECUTIVE Mgmt For For
BOARD
1g. DISCHARGE OF THE MEMBERS OF THE SUPERVISORY Mgmt For For
BOARD
2. AUTHORISATIONS Non-Voting
2a. AUTHORISATION OF THE EXECUTIVE BOARD TO Mgmt For For
ACQUIRE OWN SHARES
2b. AUTHORISATION OF THE EXECUTIVE BOARD TO Mgmt For For
ISSUE (RIGHTS TO) SHARES
2c. AUTHORISATION OF THE EXECUTIVE BOARD TO Mgmt For For
RESTRICT OR EXCLUDE SHAREHOLDERS
PRE-EMPTIVE RIGHTS
3. COMPOSITION EXECUTIVE BOARD APPOINTMENT OF Mgmt For For
MR. H.P.J. VAN DEN BROEK AS MEMBER OF THE
EXECUTIVE BOARD
4. COMPOSITION SUPERVISORY BOARD Non-Voting
4a. RE-APPOINTMENT OF MR. M. DAS AS MEMBER (AND Mgmt For For
DELEGATED MEMBER) OF THE SUPERVISORY BOARD
4b. APPOINTMENT OF MR. N. PARANJPE AS MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
5. RE-APPOINTMENT OF THE EXTERNAL AUDITOR FOR Mgmt For For
A PERIOD OF ONE YEAR: DELOITTE ACCOUNTANTS
B.V
6. CLOSING Non-Voting
CMMT 22 Mar 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTIONS 6 AND 1e. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HITACHI,LTD. Agenda Number: 712915480
--------------------------------------------------------------------------------------------------------------------------
Security: J20454112
Meeting Type: EGM
Meeting Date: 30-Jul-2020
Ticker:
ISIN: JP3788600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
The Transfer Agent in Japan for this event Non-Voting
requires it be registered as an "EGM"
though the event will be conducted as an
"AGM"
1.1 Appoint a Director Ihara, Katsumi Mgmt For For
1.2 Appoint a Director Ravi Venkatesan Mgmt For For
1.3 Appoint a Director Cynthia Carroll Mgmt For For
1.4 Appoint a Director Joe Harlan Mgmt For For
1.5 Appoint a Director George Buckley Mgmt For For
1.6 Appoint a Director Louise Pentland Mgmt For For
1.7 Appoint a Director Mochizuki, Harufumi Mgmt For For
1.8 Appoint a Director Yamamoto, Takatoshi Mgmt For For
1.9 Appoint a Director Yoshihara, Hiroaki Mgmt For For
1.10 Appoint a Director Helmuth Ludwig Mgmt For For
1.11 Appoint a Director Seki, Hideaki Mgmt For For
1.12 Appoint a Director Nakanishi, Hiroaki Mgmt For For
1.13 Appoint a Director Higashihara, Toshiaki Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HITACHI,LTD. Agenda Number: 714218232
--------------------------------------------------------------------------------------------------------------------------
Security: J20454112
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3788600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Ihara, Katsumi Mgmt For For
1.2 Appoint a Director Ravi Venkatesan Mgmt For For
1.3 Appoint a Director Cynthia Carroll Mgmt For For
1.4 Appoint a Director Joe Harlan Mgmt For For
1.5 Appoint a Director George Buckley Mgmt For For
1.6 Appoint a Director Louise Pentland Mgmt For For
1.7 Appoint a Director Mochizuki, Harufumi Mgmt For For
1.8 Appoint a Director Yamamoto, Takatoshi Mgmt For For
1.9 Appoint a Director Yoshihara, Hiroaki Mgmt For For
1.10 Appoint a Director Helmuth Ludwig Mgmt For For
1.11 Appoint a Director Kojima, Keiji Mgmt For For
1.12 Appoint a Director Seki, Hideaki Mgmt For For
1.13 Appoint a Director Higashihara, Toshiaki Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HONDA MOTOR CO.,LTD. Agenda Number: 714257880
--------------------------------------------------------------------------------------------------------------------------
Security: J22302111
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3854600008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Reduce the Board of Mgmt For For
Directors Size, Transition to a Company
with Three Committees, Approve Minor
Revisions Related to Change of Laws and
Regulations, Approve Minor Revisions
2.1 Appoint a Director Mikoshiba, Toshiaki Mgmt For For
2.2 Appoint a Director Mibe, Toshihiro Mgmt For For
2.3 Appoint a Director Kuraishi, Seiji Mgmt For For
2.4 Appoint a Director Takeuchi, Kohei Mgmt For For
2.5 Appoint a Director Suzuki, Asako Mgmt For For
2.6 Appoint a Director Suzuki, Masafumi Mgmt For For
2.7 Appoint a Director Sakai, Kunihiko Mgmt For For
2.8 Appoint a Director Kokubu, Fumiya Mgmt For For
2.9 Appoint a Director Ogawa, Yoichiro Mgmt For For
2.10 Appoint a Director Higashi, Kazuhiro Mgmt For For
2.11 Appoint a Director Nagata, Ryoko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD Agenda Number: 713690180
--------------------------------------------------------------------------------------------------------------------------
Security: Y3506N139
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: HK0388045442
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0316/2021031600529.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0316/2021031600523.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2020
TOGETHER WITH THE REPORTS OF THE DIRECTORS
AND AUDITOR THEREON
2.A TO ELECT NICHOLAS CHARLES ALLEN AS DIRECTOR Mgmt For For
2.B TO ELECT CHEUNG MING MING, ANNA AS DIRECTOR Mgmt For For
2.C TO ELECT ZHANG YICHEN AS DIRECTOR Mgmt For For
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR AND TO AUTHORISE THE DIRECTORS TO
FIX ITS REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF HKEX, NOT EXCEEDING
10% OF THE NUMBER OF ISSUED SHARES OF HKEX
AS AT THE DATE OF THIS RESOLUTION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF HKEX, NOT EXCEEDING 10% OF THE
NUMBER OF ISSUED SHARES OF HKEX AS AT THE
DATE OF THIS RESOLUTION, AND THE DISCOUNT
FOR ANY SHARES TO BE ISSUED SHALL NOT
EXCEED 10%
--------------------------------------------------------------------------------------------------------------------------
HOYA CORPORATION Agenda Number: 714242601
--------------------------------------------------------------------------------------------------------------------------
Security: J22848105
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3837800006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Uchinaga, Yukako Mgmt For For
1.2 Appoint a Director Urano, Mitsudo Mgmt For For
1.3 Appoint a Director Kaihori, Shuzo Mgmt For For
1.4 Appoint a Director Yoshihara, Hiroaki Mgmt For For
1.5 Appoint a Director Abe, Yasuyuki Mgmt For For
1.6 Appoint a Director Suzuki, Hiroshi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC Agenda Number: 713725743
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT & ACCOUNTS Mgmt For For
2020
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3.A TO ELECT JAMES FORESE AS A DIRECTOR Mgmt For For
3.B TO ELECT STEVEN GUGGENHEIMER AS A DIRECTOR Mgmt For For
3.C TO ELECT EILEEN MURRAY AS A DIRECTOR Mgmt For For
3.D TO RE-ELECT IRENE LEE AS A DIRECTOR Mgmt For For
3.E TO RE-ELECT DR JOSE ANTONIO MEADE KURIBRENA Mgmt For For
AS A DIRECTOR
3.F TO RE-ELECT DAVID NISH AS A DIRECTOR Mgmt For For
3.G TO RE-ELECT NOEL QUINN AS A DIRECTOR Mgmt For For
3.H TO RE-ELECT EWEN STEVENSON AS A DIRECTOR Mgmt For For
3.I TO RE-ELECT JACKSON TAI AS A DIRECTOR Mgmt For For
3.J TO RE-ELECT MARK E TUCKER AS A DIRECTOR Mgmt For For
3.K TO RE-ELECT PAULINE VAN DER MEER MOHR AS A Mgmt For For
DIRECTOR
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY
5 TO AUTHORISE THE GROUP AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE REMUNERATION OF THE AUDITOR
6 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS
7 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
8 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
9 TO FURTHER DISAPPLY PRE-EMPTION RIGHTS FOR Mgmt For For
ACQUISITIONS
10 TO AUTHORISE THE DIRECTORS TO ALLOT ANY Mgmt For For
REPURCHASED SHARES
11 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES
12 TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY Mgmt For For
SECURITIES IN RELATION TO CONTINGENT
CONVERTIBLE SECURITIES
13 TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION Mgmt For For
TO THE ISSUE OF CONTINGENT CONVERTIBLE
SECURITIES
14 TO CALL GENERAL MEETINGS (OTHER THAN AN Mgmt For For
AGM) ON 14 CLEAR DAYS' NOTICE
15 CLIMATE CHANGE RESOLUTION Mgmt For For
16 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: SHAREHOLDER
REQUISITIONED RESOLUTION REGARDING THE
MIDLAND BANK DEFINED BENEFIT PENSION SCHEME
--------------------------------------------------------------------------------------------------------------------------
IBERDROLA SA Agenda Number: 714171030
--------------------------------------------------------------------------------------------------------------------------
Security: E6165F166
Meeting Type: OGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: ES0144580Y14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT DELETION OF COMMENT Non-Voting
1 ANNUAL FINANCIAL STATEMENTS 2020 Mgmt For For
2 DIRECTORS' REPORTS 2020 Mgmt For For
3 STATEMENT OF NON-FINANCIAL INFORMATION 2020 Mgmt For For
4 CORPORATE MANAGEMENT AND ACTIVITIES OF THE Mgmt For For
BOARD OF DIRECTORS IN 2020
5 AMENDMENT OF THE PREAMBLE AND OF ARTICLES Mgmt For For
1, 4, 8, 9, 12, 14, 15, 17, 19, 21, 23, 24,
27, 30, 31, 32, 33, 35, 36, 37, 38, 42, 43,
44, 45, 46, 47 AND 49 OF THE BY-LAWS TO
UPDATE THE NAME OF THE GOVERNANCE AND
SUSTAINABILITY SYSTEM AND MAKE OTHER
TECHNICAL IMPROVEMENTS
6 AMENDMENT OF ARTICLE 10 OF THE BY-LAWS IN Mgmt For For
ORDER TO REFLECT THE AMOUNT OF SHARE
CAPITAL RESULTING FROM THE REDUCTION
THEREIN BY MEANS OF THE RETIREMENT OF A
MAXIMUM OF 178,156,000 OWN SHARES (2.776%
OF THE SHARE CAPITAL)
7 AMENDMENT OF ARTICLES 12, 17, 28, 33, 39, Mgmt For For
40 AND 41 OF THE BY-LAWS TO CONFORM THE
TEXT THEREOF TO THE NEW LEGAL PROVISIONS AS
REGARDS THE ENCOURAGEMENT OF LONG-TERM
SHAREHOLDER ENGAGEMENT
8 AMENDMENT OF ARTICLES 18, 19, 20, 22, 23, Mgmt For For
24, 26 AND 27 OF THE BY-LAWS TO REGULATE
REMOTE ATTENDANCE AT THE GENERAL
SHAREHOLDERS' MEETING
9 AMENDMENT OF ARTICLE 32 OF THE BY-LAWS TO Mgmt For For
INCLUDE THE APPROVAL OF A CLIMATE ACTION
PLAN
10 AMENDMENT OF ARTICLES 35 AND 36 OF THE Mgmt For For
BY-LAWS TO UPDATE THE RULES ON THE WAYS OF
HOLDING MEETINGS OF THE BOARD OF DIRECTORS
AND OF ITS COMMITTEES
11 AMENDMENT OF ARTICLES 53 AND 54 OF THE Mgmt For For
BY-LAWS AND ADDITION OF SIX NEW ARTICLES
NUMBERED FROM 55 TO 60, REORGANISING THE
CHAPTERS OF TITLE V, TO ESTABLISH THE
REGULATIONS FOR THE PREPARATION,
VERIFICATION AND APPROVAL OF THE ANNUAL
FINANCIAL AND NON-FINANCIAL INFORMATION
12 AMENDMENT OF ARTICLES 55 AND 56 OF THE Mgmt For For
BY-LAWS, WHICH WILL BECOME ARTICLES 61 AND
62, TO MAKE TECHNICAL IMPROVEMENTS AND
GROUP THEM WITHIN A NEW TITLE VI
13 AMENDMENT OF ARTICLES 4, 6, 7, 8, 9, 19, Mgmt For For
20, 28, 29, 30, 38, 39, 40 AND 41 OF THE
REGULATIONS FOR THE GENERAL SHAREHOLDERS'
MEETING IN ORDER TO UPDATE THE NAME OF THE
GOVERNANCE AND SUSTAINABILITY SYSTEM AND TO
MAKE OTHER TECHNICAL IMPROVEMENTS
14 AMENDMENT OF ARTICLES 9 AND 20 OF THE Mgmt For For
REGULATIONS FOR THE GENERAL SHAREHOLDERS'
MEETING TO CONFORM THE TEXT THEREOF TO THE
NEW LEGAL PROVISIONS AS REGARDS THE
ENCOURAGEMENT OF LONG-TERM SHAREHOLDER
ENGAGEMENT
15 AMENDMENT OF ARTICLES 11, 14, 18, 19, 21, Mgmt For For
22, 23, 24, 25, 26, 29, 31, 33, 34, 35, 36,
40 AND 43 OF THE REGULATIONS FOR THE
GENERAL SHAREHOLDERS' MEETING AND ADDITION
OF A NEW ARTICLE 37 TO ESTABLISH THE RULES
FOR REMOTE ATTENDANCE, AND NUMBERING OF THE
ARTICLES
16 DIRECTOR REMUNERATION POLICY Mgmt For For
17 ALLOCATION OF PROFITS/LOSSES AND Mgmt For For
DISTRIBUTION OF 2020 DIVIDENDS, THE
SUPPLEMENTARY PAYMENT OF WHICH WILL BE MADE
WITHIN THE FRAMEWORK OF THE "IBERDROLA
RETRIBUCION FLEXIBLE" OPTIONAL DIVIDEND
SYSTEM
18 FIRST INCREASE IN CAPITAL BY MEANS OF A Mgmt For For
SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET
VALUE OF 1,725 MILLION EUROS IN ORDER TO
IMPLEMENT THE "IBERDROLA RETRIBUCION
FLEXIBLE" OPTIONAL DIVIDEND SYSTEM
19 SECOND INCREASE IN CAPITAL BY MEANS OF A Mgmt For For
SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET
VALUE OF 1,250 MILLION EUROS IN ORDER TO
IMPLEMENT THE "IBERDROLA RETRIBUCION
FLEXIBLE" OPTIONAL DIVIDEND SYSTEM
20 RE-ELECTION OF MR JUAN MANUEL GONZALEZ Mgmt For For
SERNA AS INDEPENDENT DIRECTOR
21 RE-ELECTION OF MR FRANCISCO MARTINEZ Mgmt For For
CORCOLES AS EXECUTIVE DIRECTOR
22 RATIFICATION AND RE-ELECTION OF MR ANGEL Mgmt For For
JESUS ACEBES PANIAGUA AS INDEPENDENT
DIRECTOR
23 SETTING OF THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AT FOURTEEN
24 AUTHORISATION TO ISSUE SIMPLE DEBENTURES OR Mgmt For For
BONDS AND OTHER FIXED-INCOME SECURITIES,
NOT EXCHANGEABLE FOR OR CONVERTIBLE INTO
SHARES, WITH A LIMIT OF 6,000 MILLION EUROS
FOR PROMISSORY NOTES AND 30,000 MILLION
EUROS FOR OTHER FIXED-INCOME SECURITIES, AS
WELL AS TO GUARANTEE ISSUES OF SUBSIDIARIES
25 DELEGATION OF POWERS TO FORMALISE AND TO Mgmt For For
CONVERT THE RESOLUTIONS ADOPTED INTO A
PUBLIC INSTRUMENT
26 ANNUAL DIRECTOR REMUNERATION REPORT 2020 Mgmt For For
27 CLIMATE ACTION POLICY Mgmt For For
CMMT 24 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM SECOND CALL DATE FROM 17 JUNE
2021 TO 18 JUNE 2021. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL S.A. Agenda Number: 712823613
--------------------------------------------------------------------------------------------------------------------------
Security: E6282J125
Meeting Type: OGM
Meeting Date: 14-Jul-2020
Ticker:
ISIN: ES0148396007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE ANNUAL ACCOUNTS (BALANCE SHEET, INCOME
STATEMENT, STATEMENT OF CHANGES IN EQUITY,
STATEMENT OF CASH FLOWS AND NOTES TO THE
ACCOUNTS) AND DIRECTORS' REPORT OF
INDUSTRIA DE DISENO TEXTIL, SOCIEDAD
ANONIMA, (INDITEX, S.A.) FOR FINANCIAL YEAR
2019, ENDED 31 JANUARY 2020
2 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE CONSOLIDATED ANNUAL ACCOUNTS
(CONSOLIDATED BALANCE SHEET, CONSOLIDATED
INCOME STATEMENT, CONSOLIDATED STATEMENT OF
COMPREHENSIVE INCOME, CONSOLIDATED
STATEMENT OF CHANGES IN EQUITY,
CONSOLIDATED STATEMENT OF CASH FLOWS AND
NOTES TO THE CONSOLIDATED ACCOUNTS) AND
CONSOLIDATED DIRECTORS' REPORT OF THE
CONSOLIDATED GROUP (INDITEX GROUP) FOR
FINANCIAL YEAR 2019, ENDED 31 JANUARY 2020,
AND OF THE MANAGEMENT OF THE COMPANY
3 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE STATEMENT ON NON-FINANCIAL INFORMATION
(ACT 11/2018 OF 28 DECEMBER ON MANDATORY
DISCLOSURE OF NON-FINANCIAL INFORMATION)
4 DISTRIBUTION OF THE INCOME OR LOSS OF THE Mgmt For For
FINANCIAL YEAR
5 DECLARATION OF A DIVIDEND IN THE GROSS Mgmt For For
AMOUNT OF EUR 0.35 PER SHARE CHARGED TO
UNRESTRICTED RESERVES
6.A RE-ELECTION OF PONTEGADEA INVERSIONES, S.L. Mgmt For For
(REPRESENTED BY MS FLORA PEREZ MARCOTE) TO
THE BOARD OF DIRECTORS AS NON-EXECUTIVE
PROPRIETARY DIRECTOR
6.B RE-ELECTION OF BNS. DENISE PATRICIA Mgmt For For
KINGSMILL TO THE BOARD OF DIRECTORS AS
NON-EXECUTIVE INDEPENDENT DIRECTOR
6.C RATIFICATION AND APPOINTMENT OF MS ANNE Mgmt For For
LANGE TO THE BOARD OF DIRECTORS AS
NON-EXECUTIVE INDEPENDENT DIRECTOR
7 RE-ELECTION OF DELOITTE, S.L. AS STATUTORY Mgmt For For
AUDITOR OF THE COMPANY AND ITS GROUP FOR
FINANCIAL YEAR 2020
8.A AMENDMENT OF THE ARTICLES OF ASSOCIATION IN Mgmt For For
ORDER TO EXPRESSLY PROVIDE FOR THE
POSSIBILITY OF REMOTE ATTENDANCE AT THE
ANNUAL GENERAL MEETING VIA: APPROVAL OF THE
AMENDMENT OF ARTICLE 16 ("ELIGIBILITY TO
ATTEND THE GENERAL MEETINGS OF
SHAREHOLDERS. RIGHT TO VOTE") AND ARTICLE
17 ("REPRESENTATION AT THE GENERAL MEETING
OF SHAREHOLDERS") IN PART I ("GENERAL
MEETING OF SHAREHOLDERS") OF CHAPTER III
("GOVERNING BODIES OF THE COMPANY")
8.B AMENDMENT OF THE ARTICLES OF ASSOCIATION IN Mgmt For For
ORDER TO EXPRESSLY PROVIDE FOR THE
POSSIBILITY OF REMOTE ATTENDANCE AT THE
ANNUAL GENERAL MEETING VIA: APPROVAL OF THE
REVISED TEXT OF THE ARTICLES OF ASSOCIATION
9.A AMENDMENT OF THE REGULATIONS OF THE GENERAL Mgmt For For
MEETING OF SHAREHOLDERS IN ORDER TO INCLUDE
THE APPROVAL OF THE STATEMENT ON
NON-FINANCIAL INFORMATION AMONG THE POWERS
OF THE GENERAL MEETING OF SHAREHOLDERS AND
TO EXPRESSLY PROVIDE FOR THE POSSIBILITY OF
REMOTE ATTENDANCE AT ANNUAL GENERAL MEETING
VIA: APPROVAL OF THE AMENDMENT OF ARTICLE 6
("POWERS OF THE GENERAL MEETING OF
SHAREHOLDERS") IN CHAPTER II ("THE GENERAL
MEETING OF SHAREHOLDERS")
9.B AMENDMENT OF THE REGULATIONS OF THE GENERAL Mgmt For For
MEETING OF SHAREHOLDERS IN ORDER TO INCLUDE
THE APPROVAL OF THE STATEMENT ON
NON-FINANCIAL INFORMATION AMONG THE POWERS
OF THE GENERAL MEETING OF SHAREHOLDERS AND
TO EXPRESSLY PROVIDE FOR THE POSSIBILITY OF
REMOTE ATTENDANCE AT ANNUAL GENERAL MEETING
VIA: APPROVAL OF THE ADDITION OF ARTICLE
11BIS ("REMOTE ATTENDANCE") IN PART I
("ATTENDANCE AND PROXIES") AND THE
AMENDMENT OF ARTICLE 12 ("PROXY
REPRESENTATION AT THE GENERAL MEETING OF
SHAREHOLDERS") IN PART I ("ATTENDANCE AND
PROXIES"), ARTICLE 19 ("QUORUM") IN PART II
("THE GENERAL MEETING OF SHAREHOLDERS") AND
ARTICLE 20 ("REQUEST BY SHAREHOLDERS TO
TAKE THE FLOOR. IDENTIFICATION") IN PART
III ("USE OF THE FLOOR BY SHAREHOLDERS"),
ALL OF THEM IN CHAPTER IV ("HOLDING OF THE
GENERAL MEETING OF SHAREHOLDERS")
9.C AMENDMENT OF THE REGULATIONS OF THE GENERAL Mgmt For For
MEETING OF SHAREHOLDERS IN ORDER TO INCLUDE
THE APPROVAL OF THE STATEMENT ON
NON-FINANCIAL INFORMATION AMONG THE POWERS
OF THE GENERAL MEETING OF SHAREHOLDERS AND
TO EXPRESSLY PROVIDE FOR THE POSSIBILITY OF
REMOTE ATTENDANCE AT ANNUAL GENERAL MEETING
VIA: APPROVAL OF THE REVISED TEXT OF THE
REGULATIONS OF THE GENERAL MEETING OF
SHAREHOLDERS
10 ADVISORY VOTE (SAY ON PAY) OF THE ANNUAL Mgmt For For
REPORT ON THE REMUNERATION OF DIRECTORS
11 GRANTING OF POWERS TO IMPLEMENT RESOLUTIONS Mgmt For For
12 REPORTING TO THE ANNUAL GENERAL MEETING ON Mgmt Abstain Against
THE AMENDMENT OF THE BOARD OF DIRECTORS'
REGULATIONS
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 15 JUL 2020. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 432741 DUE TO SPLITTING OF
RESOLUTION 9. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INFINEON TECHNOLOGIES AG Agenda Number: 713541060
--------------------------------------------------------------------------------------------------------------------------
Security: D35415104
Meeting Type: AGM
Meeting Date: 25-Feb-2021
Ticker:
ISIN: DE0006231004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.22 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER REINHARD PLOSS FOR FISCAL 2020
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER HELMUT GASSEL FOR FISCAL 2020
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JOCHEN HANEBECK FOR FISCAL 2020
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER SVEN SCHNEIDER FOR FISCAL 2020
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WOLFGANG EDER FOR FISCAL 2020
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER PETER BAUER (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER XIAOQUN CLEVER (FROM FEB. 20, 2020)
FOR FISCAL 2020
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JOHANN DECHANT FOR FISCAL 2020
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HERBERT DIESS (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER FRIEDRICH EICHINER (FROM FEB. 20,
2020) FOR FISCAL 2020
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ANNETTE ENGELFRIED FOR FISCAL 2020
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER PETER GRUBER FOR FISCAL 2020
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GERHARD HOBBACH (UNTIL FEB. 20,
2020) FOR FISCAL 2020
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HANS ULRICH HOLDENRIED FOR FISCAL
2020
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER RENATE KOECHER (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER SUSANNE LACHENMANN FOR FISCAL 2020
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GERALDINE PICAUD FOR FISCAL 2020
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MANFRED PUFFER FOR FISCAL 2020
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MELANIE RIEDL (FROM FEB. 20, 2020)
FOR FISCAL 2020
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER KERSTIN SCHULZENDORF FOR FISCAL 2020
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JUERGEN SCHOLZ FOR FISCAL 2020
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ULRICH SPIESSHOFER (FROM FEB. 20,
2020) FOR FISCAL 2020
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MARGRET SUCKALE (FROM FEB. 20, 2020)
FOR FISCAL 2020
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ECKART SUENNER (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.21 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DIANA VITALE FOR FISCAL 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2021 Mgmt For For
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 APPROVE CREATION OF EUR 30 MILLION POOL OF Mgmt For For
CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
9 AMEND ARTICLES RE: INFORMATION FOR Mgmt For For
REGISTRATION IN THE SHARE REGISTER
10 AMEND ARTICLES RE: SUPERVISORY BOARD'S Mgmt For For
RULES OF PROCEDURE
CMMT 18 JAN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 20 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 20 JAN 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ING GROUP NV Agenda Number: 713687068
--------------------------------------------------------------------------------------------------------------------------
Security: N4578E595
Meeting Type: AGM
Meeting Date: 26-Apr-2021
Ticker:
ISIN: NL0011821202
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING REMARKS AND ANNOUNCEMENTS Non-Voting
2a. REPORT OF THE EXECUTIVE BOARD FOR 2020 Non-Voting
2b. SUSTAINABILITY Non-Voting
2c. REPORT OF THE SUPERVISORY BOARD FOR 2020 Non-Voting
2d. REMUNERATION REPORT FOR 2020 Mgmt For For
2e. FINANCIAL STATEMENTS (ANNUAL ACCOUNTS) FOR Mgmt For For
2020
3a. PROFIT RETENTION AND DISTRIBUTION POLICY Non-Voting
3b. DIVIDEND FOR 2020: EUR 0.12 PER SHARE Mgmt For For
4a. DISCHARGE OF THE MEMBERS AND FORMER MEMBERS Mgmt For For
OF THE EXECUTIVE BOARD IN RESPECT OF THEIR
DUTIES PERFORMED DURING THE YEAR 2020
4b. DISCHARGE OF THE MEMBERS AND FORMER MEMBERS Mgmt For For
OF THE SUPERVISORY BOARD IN RESPECT OF
THEIR DUTIES PERFORMED DURING THE YEAR 2020
5. VARIABLE REMUNERATION CAP FOR SELECTED Mgmt For For
GLOBAL STAFF
6. AMENDMENTS OF THE ARTICLES OF ASSOCIATION Mgmt For For
7a. COMPOSITION OF THE EXECUTIVE BOARD: Mgmt For For
REAPPOINTMENT OF STEVEN VAN RIJSWIJK
7b. COMPOSITION OF THE EXECUTIVE BOARD: Mgmt For For
APPOINTMENT OF LJILJANA CORTAN
8a. COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
REAPPOINTMENT OF HANS WIJERS
8b. COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
REAPPOINTMENT OF MARGARETE HAASE
8c. COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
APPOINTMENT OF LODEWIJK HIJMANS VAN DEN
BERGH
9a. AUTHORISATION TO ISSUE ORDINARY SHARES Mgmt For For
9b. AUTHORISATION TO ISSUE ORDINARY SHARES, Mgmt For For
WITH OR WITHOUT PRE-EMPTIVE RIGHTS OF
EXISTING SHAREHOLDERS
10. AUTHORISATION TO ACQUIRE ORDINARY SHARES IN Mgmt For For
THE COMPANY'S OWN CAPITAL
CMMT 18 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 30 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT,
MODIFICATION OF TEXT IN RESOLUTION 3b. AND
CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC Agenda Number: 713756609
--------------------------------------------------------------------------------------------------------------------------
Security: G4804L163
Meeting Type: AGM
Meeting Date: 07-May-2021
Ticker:
ISIN: GB00BHJYC057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS 2020 Mgmt For For
2 DIRECTORS REMUNERATION REPORT 2020 Mgmt For For
3.A ELECTION OF GRAHAM ALLAN AS A DIRECTOR Mgmt For For
3.B ELECTION OF RICHARD ANDERSON AS A DIRECTOR Mgmt For For
3.C ELECTION OF DANIELA BARONE SOARES AS A Mgmt For For
DIRECTOR
3.D ELECTION OF DURIYA FAROOQUI AS A DIRECTOR Mgmt For For
3.E ELECTION OF SHARON ROTHSTEIN AS A DIRECTOR Mgmt For For
3.F RE-ELECTION OF KEITH BARR AS A DIRECTOR Mgmt For For
3.G RE-ELECTION OF PATRICK CESCAU AS A DIRECTOR Mgmt For For
3.H RE-ELECTION OF ARTHUR DE HAAST AS A Mgmt For For
DIRECTOR
3.I RE-ELECTION OF IAN DYSON AS A DIRECTOR Mgmt For For
3.J RE-ELECTION OF PAUL EDGECLIFFE-JOHNSON AS A Mgmt For For
DIRECTOR
3.K RE-ELECTION OF JO HARLOW AS A DIRECTOR Mgmt For For
3.L RE-ELECTION OF ELIE MAALOUF AS A DIRECTOR Mgmt For For
3.M RE-ELECTION OF JILL MCDONALD AS A DIRECTOR Mgmt For For
3.N RE-ELECTION OF DALE MORRISON AS A DIRECTOR Mgmt For For
4 APPOINTMENT OF AUDITOR: PRICEWATERHOUSE Mgmt For For
COOPERS LLP
5 REMUNERATION OF AUDITOR Mgmt For For
6 POLITICAL DONATIONS Mgmt For For
7 AMENDMENT TO BORROWING LIMIT Mgmt For For
8 ALLOTMENT OF SHARES Mgmt For For
9 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
10 FURTHER DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
11 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
12 NOTICE OF GENERAL MEETINGS Mgmt For For
CMMT 05 ARP 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF NAME FOR
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INTERTEK GROUP PLC Agenda Number: 713712847
--------------------------------------------------------------------------------------------------------------------------
Security: G4911B108
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: GB0031638363
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
FOR THE YEAR ENDED 31 DEC-20
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt Against Against
POLICY
3 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
4 TO APPROVE THE PAYMENT OF A FINAL DIVIDEND Mgmt For For
OF 71.6P PER ORDINARY SHARE
5 TO ELECT LYNDA CLARIZIO AS A DIRECTOR Mgmt For For
6 TO ELECT TAMARA INGRAM AS A DIRECTOR Mgmt For For
7 TO ELECT JONATHAN TIMMIS AS A DIRECTOR Mgmt For For
8 TO RE-ELECT ANDREW MARTIN AS A DIRECTOR Mgmt For For
9 TO RE-ELECT ANDRE LACROIX AS A DIRECTOR Mgmt For For
10 TO RE-ELECT GRAHAM ALLAN AS A DIRECTOR Mgmt For For
11 TO RE-ELECT GURNEK BAINS AS A DIRECTOR Mgmt For For
12 TO RE-ELECT DAME LOUISE MAKIN AS A DIRECTOR Mgmt For For
13 TO RE-ELECT GILL RIDER AS A DIRECTOR Mgmt For For
14 TO RE-ELECT JEAN-MICHEL VALETTE AS A Mgmt For For
DIRECTOR
15 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY
16 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE REMUNERATION OF THE AUDITOR
17 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For
RELEVANT SECURITIES
18 TO AUTHORISE UK POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
19 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
20 TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION Mgmt For For
TO AN ACQUISITION OR CAPITAL INVESTMENT
21 TO AUTHORISE THE COMPANY TO BUY BACK ITS Mgmt For For
OWN SHARES
22 TO AUTHORISE THE COMPANY TO HOLD ANY Mgmt For For
GENERAL MEETING OTHER THAN AN ANNUAL
GENERAL MEETING OF THE COMPANY ON NOT LESS
THAN 14 CLEAR DAYS NOTICE
23 TO AMEND THE ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ISUZU MOTORS LIMITED Agenda Number: 714257854
--------------------------------------------------------------------------------------------------------------------------
Security: J24994113
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3137200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Set the Maximum Size of Mgmt Against Against
the Board of Directors, Transition to a
Company with Supervisory Committee, Approve
Minor Revisions
3.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Katayama,
Masanori
3.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takahashi,
Shinichi
3.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Minami,
Shinsuke
3.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Seto, Koichi
3.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ikemoto,
Tetsuya
3.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Fujimori, Shun
3.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shibata,
Mitsuyoshi
3.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nakayama,
Kozue
4.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Fujimori,
Masayuki
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Miyazaki,
Kenji
4.3 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Shindo,
Tetsuhiko
4.4 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Kawamura,
Kanji
4.5 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Sakuragi,
Kimie
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
6 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
7 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors (Excluding Directors who are
Audit and Supervisory Committee Members),
etc
--------------------------------------------------------------------------------------------------------------------------
ITOCHU CORPORATION Agenda Number: 714183302
--------------------------------------------------------------------------------------------------------------------------
Security: J2501P104
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3143600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Okafuji, Masahiro Mgmt For For
2.2 Appoint a Director Suzuki, Yoshihisa Mgmt For For
2.3 Appoint a Director Ishii, Keita Mgmt For For
2.4 Appoint a Director Yoshida, Tomofumi Mgmt For For
2.5 Appoint a Director Fukuda, Yuji Mgmt For For
2.6 Appoint a Director Kobayashi, Fumihiko Mgmt For For
2.7 Appoint a Director Hachimura, Tsuyoshi Mgmt For For
2.8 Appoint a Director Muraki, Atsuko Mgmt For For
2.9 Appoint a Director Kawana, Masatoshi Mgmt For For
2.10 Appoint a Director Nakamori, Makiko Mgmt For For
2.11 Appoint a Director Ishizuka, Kunio Mgmt For For
3.1 Appoint a Corporate Auditor Majima, Shingo Mgmt For For
3.2 Appoint a Corporate Auditor Kikuchi, Masumi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JAPAN AIRLINES CO.,LTD. Agenda Number: 714204524
--------------------------------------------------------------------------------------------------------------------------
Security: J25979121
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3705200008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Ueki, Yoshiharu Mgmt For For
1.2 Appoint a Director Akasaka, Yuji Mgmt For For
1.3 Appoint a Director Shimizu, Shinichiro Mgmt For For
1.4 Appoint a Director Kikuyama, Hideki Mgmt For For
1.5 Appoint a Director Toyoshima, Ryuzo Mgmt For For
1.6 Appoint a Director Tsutsumi, Tadayuki Mgmt For For
1.7 Appoint a Director Kobayashi, Eizo Mgmt For For
1.8 Appoint a Director Hatchoji, Sonoko Mgmt Against Against
1.9 Appoint a Director Yanagi, Hiroyuki Mgmt For For
2 Appoint a Corporate Auditor Kitada, Yuichi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JAPAN TOBACCO INC. Agenda Number: 713633560
--------------------------------------------------------------------------------------------------------------------------
Security: J27869106
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: JP3726800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Director Kitera, Masato Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KAO CORPORATION Agenda Number: 713618758
--------------------------------------------------------------------------------------------------------------------------
Security: J30642169
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3205800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sawada, Michitaka Mgmt For For
2.2 Appoint a Director Hasebe, Yoshihiro Mgmt For For
2.3 Appoint a Director Takeuchi, Toshiaki Mgmt For For
2.4 Appoint a Director Matsuda, Tomoharu Mgmt For For
2.5 Appoint a Director Kadonaga, Sonosuke Mgmt For For
2.6 Appoint a Director Shinobe, Osamu Mgmt For For
2.7 Appoint a Director Mukai, Chiaki Mgmt For For
2.8 Appoint a Director Hayashi, Nobuhide Mgmt Against Against
3.1 Appoint a Corporate Auditor Kawashima, Mgmt For For
Sadanao
3.2 Appoint a Corporate Auditor Amano, Hideki Mgmt For For
4 Approve Details of the Stock Compensation Mgmt For For
to be received by Directors, etc.
--------------------------------------------------------------------------------------------------------------------------
KBC GROUPE SA Agenda Number: 713773124
--------------------------------------------------------------------------------------------------------------------------
Security: B5337G162
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: BE0003565737
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 REVIEW OF THE COMBINED ANNUAL REPORT OF THE Non-Voting
BOARD OF DIRECTORS OF KBC GROUP NV ON THE
COMPANY AND CONSOLIDATED ANNUAL ACCOUNTS
FOR THE FINANCIAL YEAR ENDING ON 31
DECEMBER 2020
2 REVIEW OF THE STATUTORY AUDITOR'S REPORTS Non-Voting
ON THE COMPANY AND CONSOLIDATED ANNUAL
ACCOUNTS OF KBC GROUP NV FOR THE FINANCIAL
YEAR ENDING ON 31 DECEMBER 2020
3 REVIEW OF THE CONSOLIDATED ANNUAL ACCOUNTS Non-Voting
OF KBC GROUP NV FOR THE FINANCIAL YEAR
ENDING ON 31 DECEMBER 2020
4 RESOLUTION TO APPROVE THE COMPANY ANNUAL Mgmt For For
ACCOUNTS OF KBC GROUP NV FOR THE FINANCIAL
YEAR ENDING ON 31 DECEMBER 2020
5.A RESOLUTION WITH RESPECT TO THE PROFIT Mgmt For For
DISTRIBUTION BY KBC GROUP NV FOR THE
FINANCIAL YEAR ENDING ON 31 DECEMBER 2020:
FIRST RESOLUTION TO ALLOCATE 10 328 813.08
EUROS AS CATEGORIZED PROFIT PREMIUM AS
STIPULATED IN THE COLLECTIVE LABOUR
AGREEMENT OF 22 NOVEMBER 2019 WITH REGARD
TO THE CATEGORIZED PROFIT PREMIUM
CONCERNING FINANCIAL YEAR 2020
5.B RESOLUTION WITH RESPECT TO THE PROFIT Mgmt For For
DISTRIBUTION BY KBC GROUP NV FOR THE
FINANCIAL YEAR ENDING ON 31 DECEMBER 2020:
SECOND RESOLUTION TO ALLOCATE 183 345
605.52 EUROS AS A GROSS DIVIDEND, I.E. A
GROSS DIVIDEND PER SHARE OF 0.44 EUROS
6 RESOLUTION TO APPROVE THE REMUNERATION Mgmt For For
REPORT OF KBC GROUP NV FOR THE FINANCIAL
YEAR ENDING ON 31 DECEMBER 2020, AS
INCLUDED IN THE COMBINED ANNUAL REPORT OF
THE BOARD OF DIRECTORS OF KBC GROUP NV
REFERRED TO UNDER ITEM 1 OF THIS AGENDA
7 RESOLUTION TO APPROVE THE REMUNERATION Mgmt For For
POLICY OF KBC GROUP NV, WHICH IS MADE
AVAILABLE AS A SEPARATE DOCUMENT ON
WWW.KBC.COM
8 RESOLUTION TO GRANT DISCHARGE TO THE Mgmt For For
DIRECTORS OF KBC GROUP NV FOR THE
PERFORMANCE OF THEIR DUTIES DURING
FINANCIAL YEAR 2020
9 RESOLUTION TO GRANT DISCHARGE TO THE Mgmt For For
STATUTORY AUDITOR OF KBC GROUP NV FOR THE
PERFORMANCE OF ITS DUTIES DURING FINANCIAL
YEAR 2020
10 AT THE REQUEST OF THE STATUTORY AUDITOR AND Mgmt For For
FOLLOWING FAVOURABLE ENDORSEMENT BY THE
AUDIT COMMITTEE, RESOLUTION TO RAISE THE
STATUTORY AUDITOR'S FEE FOR FINANCIAL YEAR
2020 TO THE AMOUNT OF 254 709 EUROS
11.A APPOINTMENTS: RESOLUTION TO APPOINT MR. LUC Mgmt For For
POPELIER, AS DIRECTOR FOR A PERIOD OF FOUR
YEARS, I.E. UNTIL THE CLOSE OF THE ANNUAL
GENERAL MEETING OF 2025, IN REPLACEMENT OF
MR. HENDRIK SCHEERLINCK WHO WILL REACH THE
STATUTORY AGE LIMIT, WITH EFFECT FROM THE
END OF THIS ANNUAL GENERAL MEETING
11.B APPOINTMENTS: RESOLUTION TO RE-APPOINT MRS. Mgmt For For
KATELIJN CALLEWAERT, AS DIRECTOR FOR A
PERIOD OF FOUR YEARS, I.E. UNTIL THE CLOSE
OF THE ANNUAL GENERAL MEETING OF 2025
11.C APPOINTMENTS: RESOLUTION TO RE-APPOINT MR. Mgmt For For
PHILIPPE VLERICK, AS DIRECTOR FOR A PERIOD
OF FOUR YEARS, I.E. UNTIL THE CLOSE OF THE
ANNUAL GENERAL MEETING OF 2025
12 OTHER BUSINESS Non-Voting
CMMT 07 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 07 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
REVISED DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KBC GROUPE SA Agenda Number: 713773136
--------------------------------------------------------------------------------------------------------------------------
Security: B5337G162
Meeting Type: EGM
Meeting Date: 06-May-2021
Ticker:
ISIN: BE0003565737
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 REVIEW OF THE REPORT OF THE BOARD OF Non-Voting
DIRECTORS, DRAWN UP IN ACCORDANCE WITH
ARTICLE 7:154 OF THE CODE ON COMPANIES AND
ASSOCIATIONS WITH RESPECT TO THE PROPOSED
MODIFICATION OF THE OBJECT OF THE COMPANY
2 MOTION TO REPLACE ARTICLE 2, PARAGRAPHS 1 Mgmt For For
TO 4 OF THE ARTICLES OF ASSOCIATION BY THE
FOLLOWING TEXT: 'THE COMPANY HAS AS ITS
OBJECT THE DIRECT OR INDIRECT OWNERSHIP AND
MANAGEMENT OF SHAREHOLDINGS IN OTHER
COMPANIES, INCLUDING BUT NOT RESTRICTED TO
CREDIT INSTITUTIONS, INSURANCE COMPANIES
AND OTHER FINANCIAL INSTITUTIONS. THE
COMPANY ALSO HAS AS OBJECT TO PROVIDE
SERVICES TO THIRD PARTIES, EITHER FOR ITS
OWN ACCOUNT OR FOR THE ACCOUNT OF OTHERS,
INCLUDING TO COMPANIES IN WHICH THE COMPANY
HAS AN INTEREST -EITHER DIRECTLY OR
INDIRECTLY- AND TO (POTENTIAL) CLIENTS OF
THOSE COMPANIES. THE OBJECT OF THE COMPANY
IS ALSO TO ACQUIRE IN THE BROADEST SENSE OF
THE WORD (INCLUDING BY MEANS OF PURCHASE,
HIRE AND LEASE), TO MAINTAIN AND TO OPERATE
RESOURCES, AND TO MAKE THESE RESOURCES
AVAILABLE IN THE BROADEST SENSE OF THE WORD
(INCLUDING THROUGH LETTING AND GRANTING
RIGHTS OF USE) TO THE BENEFICIARIES
REFERRED TO IN THE SECOND PARAGRAPH. IN
ADDITION, THE COMPANY MAY FUNCTION AS AN
INTELLECTUAL PROPERTY COMPANY RESPONSIBLE
FOR, AMONG OTHER THINGS, THE DEVELOPMENT,
ACQUISITION, MANAGEMENT, PROTECTION AND
MAINTENANCE OF INTELLECTUAL PROPERTY
RIGHTS, AS WELL AS FOR MAKING THESE RIGHTS
AVAILABLE, GRANTING RIGHTS OF USE IN
RESPECT OF THESE RIGHTS AND/OR TRANSFERRING
THESE RIGHTS.'
3 MOTION TO DELETE THE LAST SENTENCE OF Mgmt For For
ARTICLE 3, PARAGRAPH 1 OF THE ARTICLES OF
ASSOCIATION REGARDING THE TRANSFER OF THE
REGISTERED OFFICE
4 MOTION TO DELETE ARTICLE 4, PARAGRAPH 2 OF Mgmt For For
THE ARTICLES OF ASSOCIATION REGARDING THE
CONDITIONS FOR VOLUNTARY DISSOLUTION OF THE
COMPANY
5 MOTION TO REPLACE ARTICLE 8, PARAGRAPH 3 OF Mgmt For For
THE ARTICLES OF ASSOCIATION BY THE
FOLLOWING TEXT: 'IN THE EVENT A SHARE
PREMIUM IS PAID ON A CAPITAL INCREASE
DECIDED UPON BY THE BOARD OF DIRECTORS OR
THE GENERAL MEETING OF SHAREHOLDERS, OR ON
THE CONVERSION OF BONDS OR THE EXERCISE OF
SUBSCRIPTION RIGHTS, OR IF AN ISSUE PRICE
IS POSTED TO THE ACCOUNTS AS A SHARE
PREMIUM ON THE ISSUE OF SUBSCRIPTION RIGHTS
DECIDED UPON BY THE BOARD OF DIRECTORS OR
THE GENERAL MEETING OF SHAREHOLDERS, THIS
WILL BE EARMARKED FOR APPROPRIATION TO THE
SHARE PREMIUM ACCOUNT AND RECORDED AS OWN
FUNDS ON THE LIABILITIES SIDE OF THE
BALANCE SHEET.'
6 MOTION TO REPLACE ARTICLE 10 OF THE Mgmt For For
ARTICLES OF ASSOCIATION BY THE FOLLOWING
TEXT: 'THE COMPANY RECOGNISES ONLY ONE
OWNER PER SHARE OR SUB-SHARE FOR THE
EXERCISE OF VOTING RIGHTS AT THE GENERAL
MEETING OF SHAREHOLDERS AND OF ALL RIGHTS
ATTACHING TO THE SHARES OR SUB-SHARES.
PERSONS WHO, FOR ONE REASON OR ANOTHER,
HAVE A JOINT RIGHT IN REM TO A SHARE,
SUB-SHARE OR OTHER SECURITY, SHALL ARRANGE
TO BE REPRESENTED BY ONE AND THE SAME
PERSON. THIS REPRESENTATIVE MUST EITHER BE
ONE OF THE PERSONS CO-ENTITLED OR MUST MEET
THE REQUIREMENTS OF ARTICLE 28 OF THE
ARTICLES OF ASSOCIATION. UNTIL SUCH TIME AS
THIS PROVISION HAS BEEN MET, THE COMPANY
SHALL BE ENTITLED TO SUSPEND THE EXERCISE
OF THE RIGHTS ATTACHING TO THESE SHARES,
SUB-SHARES OR OTHER SECURITIES. IN THE
EVENT OF USUFRUCT, THE USUFRUCTUARY SHALL
EXERCISE ALL THE RIGHTS ATTACHING TO THE
SHARES, SUB-SHARES OR OTHER SECURITIES,
UNLESS STIPULATED OTHERWISE IN A WILL OR AN
AGREEMENT OF WHICH THE COMPANY HAS BEEN
NOTIFIED IN WRITING.'
7 MOTION TO REPLACE ARTICLE 12, PARAGRAPHS 2 Mgmt For For
AND 3 OF THE ARTICLES OF ASSOCIATION BY THE
FOLLOWING TEXT: 'THE BOARD OF DIRECTORS
SHALL COMPRISE AT LEAST SEVEN DIRECTORS
APPOINTED BY THE GENERAL MEETING OF
SHAREHOLDERS, ON CONDITION THAT AT LEAST
THREE MEMBERS OF THE BOARD HAVE THE
CAPACITY OF INDEPENDENT DIRECTOR IN
ACCORDANCE WITH THE LAW. THE GENERAL
MEETING OF SHAREHOLDERS MAY AT ANY TIME
REMOVE A DIRECTOR FROM OFFICE. THE TERM OF
OFFICE OF DIRECTORS AMOUNTS TO FOUR YEARS
AT THE MOST AND EXPIRES AFTER THE ANNUAL
ORDINARY GENERAL MEETING OF SHAREHOLDERS.'
8 MOTION TO REPLACE ARTICLE 13 OF THE Mgmt For For
ARTICLES OF ASSOCIATION BY THE FOLLOWING
TEXT: 'IF A DIRECTOR'S SEAT BECOMES VACANT,
THE REMAINING DIRECTORS SHALL HAVE THE
RIGHT TO CO-OPT A NEW DIRECTOR. THE NEXT
GENERAL MEETING OF SHAREHOLDERS MUST
CONFIRM THE OFFICE OF THE CO-OPTED
DIRECTOR. UPON CONFIRMATION, THE CO-OPTED
DIRECTOR SHALL COMPLETE THE TERM OF OFFICE
OF HIS/HER PREDECESSOR, UNLESS THE GENERAL
MEETING OF SHAREHOLDERS OPTS FOR A
DIFFERENT TERM OF OFFICE. IN THE ABSENCE OF
CONFIRMATION, THE OFFICE OF THE CO-OPTED
DIRECTOR SHALL END FOLLOWING THE GENERAL
MEETING OF SHAREHOLDERS.'
9 MOTION TO ADD TO ARTICLE 15, LAST PARAGRAPH Mgmt For For
OF THE ARTICLES OF ASSOCIATION THE
FOLLOWING SENTENCE: 'THESE ARRANGEMENTS ARE
LAID DOWN IN THE CORPORATE GOVERNANCE
CHARTER, THAT CAN BE CONSULTED ON THE
COMPANY'S WEBSITE.'
10 MOTION TO REPLACE THE LAST SENTENCE OF Mgmt For For
ARTICLE 16, PARAGRAPH 1 OF THE ARTICLES OF
ASSOCIATION BY THE FOLLOWING SENTENCE:
'DIRECTORS WHO, IN ACCORDANCE WITH THE LAW,
MAY NOT PARTICIPATE IN THE DELIBERATIONS
AND THE VOTE ARE INCLUDED TO DETERMINE
WHETHER THE ATTENDANCE QUORUM HAS BEEN
REACHED BUT SHALL NOT BE COUNTED (EITHER IN
THE NUMERATOR OR IN THE DENOMINATOR) WHEN
DETERMINING THE VOTING MAJORITY.'
11 MOTION TO ADD THE FOLLOWING SENTENCE TO Mgmt For For
ARTICLE 16, LAST PARAGRAPH OF THE ARTICLES
OF ASSOCIATION: 'IN THAT CASE, ARTICLE 15,
PARAGRAPHS 2 TO 4 INCLUSIVE, ARTICLE 16,
PARAGRAPHS 1 TO 3 INCLUSIVE AND ARTICLE 17,
PARAGRAPHS 1 TO 3 INCLUSIVE OF THE ARTICLES
OF ASSOCIATION SHALL NOT APPLY.'
12 MOTION TO REPLACE ARTICLE 20, PARAGRAPHS 2 Mgmt For For
TO 4 OF THE ARTICLES OF ASSOCIATION BY THE
FOLLOWING TEXT: 'THE EXECUTIVE COMMITTEE
SHALL COMPRISE A MAXIMUM OF TEN MEMBERS.
TOGETHER, THESE MEMBERS FORM A COLLEGIATE
BODY. MEMBERS OF THE EXECUTIVE COMMITTEE
WHO, PURSUANT TO THE LAW, MAY NOT
PARTICIPATE IN THE DELIBERATIONS AND THE
VOTE, ARE INCLUDED TO DETERMINE WHETHER THE
ATTENDANCE QUORUM HAS BEEN REACHED BUT
SHALL NOT BE COUNTED (EITHER IN THE
NUMERATOR OR IN THE DENOMINATOR) WHEN
DETERMINING THE VOTING MAJORITY. IF ALL OR
ALL BUT ONE OF THE MEMBERS OF THE EXECUTIVE
COMMITTEE HAVE A DIRECT OR INDIRECT
INTEREST OF A FINANCIAL NATURE THAT IS
INCOMPATIBLE WITH A DECISION OR TRANSACTION
THAT FALLS WITHIN THE COMPETENCE OF THE
EXECUTIVE COMMITTEE, THE MEMBERS OF THE
EXECUTIVE COMMITTEE SHALL INFORM THE BOARD
OF DIRECTORS WHICH SHALL PASS THE
RESOLUTION ACCORDING TO THE PROCEDURE
PRESCRIBED BY LAW. THE RESOLUTIONS OF THE
EXECUTIVE COMMITTEE MAY BE PASSED BY
UNANIMOUS WRITTEN AGREEMENT OF ITS MEMBERS.
THE EXECUTIVE COMMITTEE CAN ALSO MAKE ALL
ARRANGEMENTS TO ENSURE IT FUNCTIONS
EFFECTIVELY. THE PRESIDENT AND THE MEMBERS
OF THE EXECUTIVE COMMITTEE SHALL BE
APPOINTED AND REMOVED BY THE BOARD OF
DIRECTORS, IN ACCORDANCE WITH THE RELEVANT
LEGAL AND REGULATORY PROVISIONS.'
13 MOTION TO REPLACE THE FIRST PARAGRAPH OF Mgmt For For
ARTICLE 22 OF THE ARTICLES OF ASSOCIATION
BY THE FOLLOWING TEXT: 'THE STATUTORY AUDIT
OF THE FINANCIAL STATEMENTS SHALL BE
PERFORMED BY ONE OR MORE STATUTORY AUDITORS
APPOINTED AND REMUNERATED IN ACCORDANCE
WITH THE PREVAILING STATUTORY RULES.' AND
MOTION TO DELETE THE LAST PARAGRAPH OF THE
SAME ARTICLE WITH REGARD TO THE
REPRESENTATION OF THE STATUTORY AUDITORS
14 MOTION TO ADD THE FOLLOWING SENTENCE TO THE Mgmt For For
FIRST SUBSECTION OF ARTICLE 27, PARAGRAPH 1
OF THE ARTICLES OF ASSOCIATION: 'IN THE
CASES PERMITTED BY LAW, THE BOARD OF
DIRECTORS MAY SET A DIFFERENT RECORD DATE.'
15 MOTION TO COMPLETE THE FIRST SENTENCE OF Mgmt For For
ARTICLE 27, PARAGRAPH 2 OF THE ARTICLES OF
ASSOCIATION AS FOLLOWS: 'EVERY SHAREHOLDER
AND EVERY HOLDER OF CONVERTIBLE BONDS,
SUBSCRIPTION RIGHTS OR CERTIFICATES ISSUED
IN CO-OPERATION WITH THE COMPANY, WHO
WISHES TO ATTEND THE GENERAL MEETING OF
SHAREHOLDERS, MUST INFORM THE COMPANY OR A
PERSON SO DESIGNATED BY THE COMPANY BY NO
LATER THAN THE SIXTH DAY BEFORE THE DAY OF
THE GENERAL MEETING OF SHAREHOLDERS OF
HIS/HER INTENTION TO ATTEND AND ALSO
INDICATE THE NUMBER OF SECURITIES WITH
WHICH HE/SHE WISHES TO PARTICIPATE AND THE
MANNER IN WHICH HE/SHE INTENDS TO ATTEND.'
16 MOTION TO INSERT A NEW ARTICLE 28BIS IN THE Mgmt For For
ARTICLES OF ASSOCIATION, WHICH READS AS
FOLLOWS: 'IF THE CONVENING NOTICE EXPRESSLY
SO PROVIDES, EACH SHAREHOLDER HAS THE RIGHT
TO CAST VOTES REMOTELY PRIOR TO THE GENERAL
MEETING OF SHAREHOLDERS BY CORRESPONDENCE,
THROUGH THE COMPANY WEBSITE OR IN ANY OTHER
WAY INDICATED IN THE NOTICE. IF THIS RIGHT
IS GRANTED, THE CONVENING NOTICE SHALL
CONTAIN A DESCRIPTION OF THE PROCEDURES TO
BE FOLLOWED BY THE SHAREHOLDER IN ORDER TO
VOTE REMOTELY. THE CONVENING NOTICE, OR
INFORMATION ON THE COMPANY WEBSITE TO WHICH
THE CONVENING NOTICE REFERS, SHALL SPECIFY
THE WAY IN WHICH THE COMPANY MAY VERIFY THE
CAPACITY AND IDENTITY OF THE SHAREHOLDER.
TO CALCULATE THE RULES ON ATTENDANCE QUORUM
AND VOTING MAJORITY ONLY THE REMOTE VOTES
SHALL BE TAKEN INTO ACCOUNT WHICH ARE CAST
BY SHAREHOLDERS MEETING THE FORMALITIES TO
BE ADMITTED TO THE GENERAL MEETING OF
SHAREHOLDERS AS REFERRED TO IN ARTICLE 27
OF THESE ARTICLES OF ASSOCIATION. A
SHAREHOLDER WHO HAS CAST HIS VOTES REMOTELY
MAY NO LONGER CHOOSE ANY OTHER WAY OF
PARTICIPATION IN THE GENERAL MEETING OF
SHAREHOLDERS FOR THE NUMBER OF THE THUS
CAST VOTES.'
17 MOTION TO ADD TO ARTICLE 30 THE FOLLOWING Mgmt For For
SENTENCE: 'IN CASE OF REMOTE PARTICIPATION
IN THE GENERAL MEETING OF SHAREHOLDERS, THE
LOGIN TO THE ELECTRONIC SYSTEM SET UP BY OR
ON BEHALF OF THE COMPANY WILL COUNT AS A
SIGNATURE ON THE ATTENDANCE ROSTER.'
18 MOTION TO DELETE ARTICLE 32, PARAGRAPH 3 OF Mgmt For For
THE ARTICLES OF ASSOCIATION WITH RESPECT TO
THE POSSIBILITY TO ASK FOR A SECRET BALLOT
19 MOTION TO COMPLETE THE FIRST SENTENCE OF Mgmt For For
ARTICLE 35 OF THE ARTICLES OF ASSOCIATION
AS FOLLOWS: 'THE MINUTES OF THE GENERAL
MEETINGS OF SHAREHOLDERS SHALL BE SIGNED BY
THE OFFICERS OF THE MEETING AND BY THE
SHAREHOLDERS WHO SO REQUEST.'
20 MOTION TO DELETE IN TITLE V THE WORDS Mgmt For For
'INVENTORY' AND 'RESERVES' AND TO DELETE
ARTICLE 36, PARAGRAPHS 2 TO 4 OF THE
ARTICLES OF ASSOCIATION REGARDING INVENTORY
TAKING AND PREPARING THE FINANCIAL
STATEMENTS AND THE ANNUAL REPORT BY THE
BOARD OF DIRECTORS
21 MOTION TO REPLACE ARTICLE 41 OF THE Mgmt For For
ARTICLES OF ASSOCIATION BY THE FOLLOWING
TEXT: 'EVERY SHAREHOLDER WHO IS DOMICILED
ABROAD SHALL BE OBLIGED TO ELECT DOMICILE
IN BELGIUM FOR THE PURPOSE OF ALL DEALINGS
WITH THE COMPANY. EACH MEMBER OF THE BOARD
OF DIRECTORS AND EACH MEMBER OF THE
EXECUTIVE COMMITTEE MAY ELECT DOMICILE AT
THE REGISTERED OFFICE OF THE COMPANY FOR
ALL MATTERS RELATING TO THE PERFORMANCE OF
THEIR OFFICE. MEMBERS OF THE BOARD OF
DIRECTORS, MEMBERS OF THE EXECUTIVE
COMMITTEE, STATUTORY AUDITORS AND
LIQUIDATORS WHO ARE DOMICILED ABROAD SHALL
BE DEEMED TO HAVE ELECTED DOMICILE AT THE
REGISTERED OFFICE OF THE COMPANY, WHERE ALL
NOTIFICATIONS, SUMMONSES AND WRITS MAY
LEGALLY BE SERVED UPON THEM, AND ALL
NOTICES OR LETTERS MAY BE SENT TO THEM.'
22 MOTION TO CANCEL THE AUTHORISATION TO Mgmt For For
DISPOSE OF OWN SHARES GRANTED BY THE
GENERAL SHAREHOLDERS' MEETING OF 3 MAY
2012, WITHOUT PREJUDICE TO THE GENERAL
POWERS OF THE BOARD OF DIRECTORS OF THE
COMPANY AND OF THOSE OF ITS SUBSIDIARIES TO
TRANSFER THE COMPANY'S OWN SHARES IN
ACCORDANCE WITH STATUTORY PROVISIONS
23 MOTION TO GRANT A POWER OF ATTORNEY TO DRAW Mgmt For For
UP AND SIGN THE CONSOLIDATED TEXT OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY, AND
TO FILE IT WITH THE REGISTRY OF THE COURT
OF RELEVANT JURISDICTION
24 MOTION TO GRANT AUTHORISATION FOR Mgmt For For
IMPLEMENTATION OF THE MOTIONS PASSED
25 MOTION TO GRANT A POWER OF ATTORNEY TO Mgmt For For
EFFECT THE REQUISITE FORMALITIES WITH THE
CROSSROADS BANK FOR ENTERPRISES AND THE TAX
AUTHORITIES
CMMT 07 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
REVISED DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 07 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KERING SA Agenda Number: 713707048
--------------------------------------------------------------------------------------------------------------------------
Security: F5433L103
Meeting Type: MIX
Meeting Date: 22-Apr-2021
Ticker:
ISIN: FR0000121485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT 19 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 07 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104072100801-42 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF THE TEXT OF COMMENT AND CHANGE IN
NUMBERING OF RESOLUTIONS AND RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND
4 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
FRANCOIS-HENRI PINAULT AS DIRECTOR
5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
JEAN-FRANCOIS PALUS AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF FINANCIERE Mgmt For For
PINAULT COMPANY, REPRESENTED BY MRS.
HELOISE TEMPLE-BOYER, AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
BAUDOUIN PROT AS DIRECTOR
8 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt For For
SECTION I OF ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE RELATING TO THE
COMPENSATION PAID DURING OR AWARDED FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO
THE CORPORATE OFFICERS, IN RESPECT OF THEIR
DUTIES AS DIRECTORS
9 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR.
FRANCOIS-HENRI PINAULT, IN RESPECT OF HIS
CAPACITY AS CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. JEAN-FRANCOIS
PALUS, IN RESPECT OF HIS CAPACITY AS DEPUTY
CHIEF EXECUTIVE OFFICER
11 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
EXECUTIVE CORPORATE OFFICERS
12 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
CORPORATE OFFICERS IN RESPECT OF THEIR
DUTIES AS DIRECTORS
13 SETTING THE TOTAL ANNUAL AMOUNT OF THE Mgmt For For
COMPENSATION FOR MEMBERS OF THE BOARD OF
DIRECTORS
14 AUTHORISATION TO THE BOARD OF DIRECTORS IN Mgmt For For
ORDER TO BUY, HOLD OR TRANSFER SHARES OF
THE COMPANY
15 AUTHORISATION TO THE BOARD OF DIRECTORS IN Mgmt For For
ORDER TO REDUCE THE SHARE CAPITAL BY
CANCELLING SHARES PURCHASED OR TO BE
PURCHASED UNDER A SHARE BUYBACK PROGRAMME
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
IMMEDIATE AND/OR FUTURE ACCESS TO THE
COMPANY'S CAPITAL, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS (TO BE USED OUTSIDE PUBLIC OFFERING
PERIODS)
17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO INCREASE THE SHARE
CAPITAL BY CAPITALISATION OF RESERVES,
PROFITS OR SHARE PREMIUMS (TO BE USED
OUTSIDE OF PUBLIC OFFERING PERIODS)
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO PROCEED WITH ISSUES
OF COMMON SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING IMMEDIATE AND/OR FUTURE
ACCESS TO THE COMPANY'S CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC
OFFERING (OTHER THAN AN OFFERING REFERRED
TO IN ARTICLE L.411-2 OF THE FRENCH
MONETARY AND FINANCIAL CODE) (TO BE USED
OUTSIDE OF THE PERIODS OF PUBLIC OFFERING)
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO ISSUE COMMON SHARES,
AND/OR EQUITY SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES OR GRANTING ENTITLEMENT
TO THE ALLOCATION OF DEBT SECURITIES,
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO EQUITY SECURITIES TO BE ISSUED,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, FOR THE BENEFIT OF
QUALIFIED INVESTORS OR A LIMITED CIRCLE OF
INVESTORS IN THE CONTEXT OF A PUBLIC
OFFERING REFERRED TO IN ARTICLE L.411-2,
1DECREE OF THE FRENCH MONETARY AND
FINANCIAL CODE (TO BE USED OUTSIDE PUBLIC
OFFERING PERIODS)
20 AUTHORISATION TO THE BOARD OF DIRECTORS IN Mgmt For For
ORDER TO SET THE ISSUE PRICE OF COMMON
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL ACCORDING TO
CERTAIN TERMS AND CONDITIONS, WITHIN THE
LIMIT OF 5% OF THE CAPITAL PER YEAR, IN THE
CONTEXT OF AN INCREASE IN THE SHARE CAPITAL
BY ISSUE WITHOUT PRE-EMPTIVE SUBSCRIPTION
RIGHTS
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO INCREASE THE NUMBER
OF COMMON SHARES OR TRANSFERABLE SECURITIES
TO BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH OR WITHOUT A PRE-EMPTIVE
SUBSCRIPTION RIGHT WITHIN THE LIMIT OF 15%
OF THE INITIAL ISSUE CARRIED OUT PURSUANT
TO THE 16TH, 18TH AND 19TH RESOLUTIONS
22 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO PROCEED WITH THE
ISSUE OF COMMON SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL IN ORDER TO COMPENSATE
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY CONSISTING OF EQUITY SECURITIES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, WITHIN THE LIMIT OF
10% OF THE SHARE CAPITAL (TO BE USED
OUTSIDE OF PUBLIC OFFERING PERIODS)
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO DECIDE ON AN INCREASE
IN THE SHARE CAPITAL BY ISSUING, WITHOUT A
PRE-EMPTIVE SUBSCRIPTION RIGHT, OF COMMON
SHARES OR OTHER SECURITIES GRANTING ACCESS
TO THE CAPITAL RESERVED FOR EMPLOYEES AND
FORMER EMPLOYEES WHO ARE MEMBERS OF ONE OR
MORE COMPANY SAVINGS PLANS
24 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KEYENCE CORPORATION Agenda Number: 714203142
--------------------------------------------------------------------------------------------------------------------------
Security: J32491102
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: JP3236200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2.1 Appoint a Director Takizaki, Takemitsu Mgmt Against Against
2.2 Appoint a Director Nakata, Yu Mgmt Against Against
2.3 Appoint a Director Yamaguchi, Akiji Mgmt For For
2.4 Appoint a Director Miki, Masayuki Mgmt For For
2.5 Appoint a Director Yamamoto, Hiroaki Mgmt For For
2.6 Appoint a Director Yamamoto, Akinori Mgmt For For
2.7 Appoint a Director Taniguchi, Seiichi Mgmt For For
2.8 Appoint a Director Suenaga, Kumiko Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Yamamoto, Masaharu
--------------------------------------------------------------------------------------------------------------------------
KINGSPAN GROUP PLC Agenda Number: 713525686
--------------------------------------------------------------------------------------------------------------------------
Security: G52654103
Meeting Type: EGM
Meeting Date: 12-Feb-2021
Ticker:
ISIN: IE0004927939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVE MIGRATION OF THE MIGRATING SHARES Mgmt For For
TO EUROCLEAR BANK'S CENTRAL SECURITIES
DEPOSITORY
2 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
3 AUTHORISE COMPANY TO TAKE ALL ACTIONS TO Mgmt For For
IMPLEMENT THE MIGRATION
--------------------------------------------------------------------------------------------------------------------------
KINGSPAN GROUP PLC Agenda Number: 713716580
--------------------------------------------------------------------------------------------------------------------------
Security: G52654103
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: IE0004927939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
01 TO ADOPT THE FINANCIAL STATEMENTS Mgmt No vote
02 TO DECLARE A FINAL DIVIDEND Mgmt No vote
03A TO RE-ELECT GENE M. MURTAGH AS A DIRECTOR Mgmt No vote
03B TO RE-ELECT GEOFF DOHERTY AS A DIRECTOR Mgmt No vote
03C TO RE-ELECT RUSSELL SHIELS AS A DIRECTOR Mgmt No vote
03D TO RE-ELECT GILBERT MCCARTHY AS A DIRECTOR Mgmt No vote
03E TO RE-ELECT LINDA HICKEY AS A DIRECTOR Mgmt No vote
03F TO RE-ELECT MICHAEL CAWLEY AS A DIRECTOR Mgmt No vote
03G TO RE-ELECT JOHN CRONIN AS A DIRECTOR Mgmt No vote
03H TO RE-ELECT JOST MASSENBERG AS A DIRECTOR Mgmt No vote
03I TO RE-ELECT ANNE HERATY AS A DIRECTOR Mgmt No vote
04 TO AUTHORISE THE REMUNERATION OF THE Mgmt No vote
AUDITORS
05 TO RECEIVE THE REPORT OF THE REMUNERATION Mgmt No vote
COMMITTEE
06 TO INCREASE THE LIMIT FOR NON-EXECUTIVE Mgmt No vote
DIRECTORS' FEES
07 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt No vote
SECURITIES
08 DIS-APPLICATION OF PRE-EMPTION RIGHTS Mgmt No vote
09 ADDITIONAL 5% DIS-APPLICATION OF Mgmt No vote
PRE-EMPTION RIGHTS
10 PURCHASE OF COMPANY SHARES Mgmt No vote
11 RE-ISSUE OF TREASURY SHARES Mgmt No vote
12 TO APPROVE THE CONVENING OF CERTAIN EGMS ON Mgmt No vote
14 DAYS' NOTICE
CMMT 27 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHANGE IN RECORD DATE FROM 28 APR 2021 TO
26 APR 2021 AND DUE TO MODIFICATION OF TEXT
IN RESOLUTION 2 AND CHANGE IN NUMBERING FOR
ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
CMMT 24 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KONAMI HOLDINGS CORPORATION Agenda Number: 714258262
--------------------------------------------------------------------------------------------------------------------------
Security: J3600L101
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3300200007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Increase the Board of Mgmt Against Against
Directors Size, Adopt Reduction of
Liability System for Directors, Transition
to a Company with Supervisory Committee
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kozuki,
Kagemasa
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Higashio,
Kimihiko
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Hayakawa,
Hideki
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Okita,
Katsunori
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Matsuura,
Yoshihiro
3.1 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Gemma, Akira
3.2 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Yamaguchi,
Kaori
3.3 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Kubo, Kimito
4 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
5 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE AHOLD DELHAIZE N.V. Agenda Number: 713650718
--------------------------------------------------------------------------------------------------------------------------
Security: N0074E105
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: NL0011794037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2. REPORT OF THE MANAGEMENT BOARD FOR THE Non-Voting
FINANCIAL YEAR 2020
3. EXPLANATION OF POLICY ON ADDITIONS TO Non-Voting
RESERVES AND DIVIDENDS
4. PROPOSAL TO ADOPT THE 2020 FINANCIAL Mgmt For For
STATEMENTS
5. PROPOSAL TO DETERMINE THE DIVIDEND OVER Mgmt For For
FINANCIAL YEAR 2020
6. REMUNERATION REPORT Mgmt For For
7. PROPOSAL FOR DISCHARGE OF LIABILITIES OF Mgmt For For
THE MEMBERS OF THE MANAGEMENT BOARD
8. PROPOSAL FOR DISCHARGE OF LIABILITIES OF Mgmt For For
THE MEMBERS OF THE SUPERVISORY BOARD
9. PROPOSAL TO APPOINT JAN ZIJDERVELD AS A NEW Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
10. PROPOSAL TO APPOINT BALA SUBRAMANIAN AS NEW Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
11. PROPOSAL TO RE-APPOINT Mgmt For For
PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS
EXTERNAL AUDITOR FOR FINANCIAL YEAR 2021
12. AUTHORIZATION TO ISSUE SHARES Mgmt For For
13. AUTHORIZATION TO RESTRICT OR EXCLUDE Mgmt For For
PRE-EMPTIVE RIGHTS
14. AUTHORIZATION TO ACQUIRE COMMON SHARES Mgmt For For
15. CANCELLATION OF SHARES Mgmt For For
16. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE DSM NV Agenda Number: 713723307
--------------------------------------------------------------------------------------------------------------------------
Security: N5017D122
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: NL0000009827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2. AMENDMENT OF THE ARTICLES OF ASSOCIATION Mgmt For For
3. ANNUAL REPORT FOR 2020 BY THE MANAGING Non-Voting
BOARD
4. REMUNERATION REPORT 2020 (ADVISORY VOTE) Mgmt For For
5. FINANCIAL STATEMENTS FOR 2020 Mgmt For For
6a. RESERVE POLICY AND DIVIDEND POLICY Non-Voting
6b. ADOPTION OF THE DIVIDEND ON ORDINARY SHARES Mgmt For For
FOR 2020
7a. RELEASE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE MANAGING BOARD
7b. RELEASE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD
8. REAPPOINTMENT OF DIMITRI DE VREEZE AS A Mgmt For For
MEMBER OF THE MANAGING BOARD
9a. REAPPOINTMENT OF FRITS VAN PAASSCHEN AS A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
9b. REAPPOINTMENT OF JOHN RAMSAY AS A MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
9c. APPOINTMENT OF CARLA MAHIEU AS A MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
9d. APPOINTMENT OF CORIEN M. WORTMANN-KOOL AS A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
10. REAPPOINTMENT OF THE EXTERNAL AUDITOR: KPMG Mgmt For For
ACCOUNTANTS N.V
11a. AUTHORIZATION OF THE MANAGING BOARD TO Mgmt For For
ISSUE UP TO 10% ORDINARY SHARES AND TO
EXCLUDE PRE-EMPTIVE RIGHTS
11b. AUTHORIZATION OF THE MANAGING BOARD TO Mgmt For For
ISSUE AN ADDITIONAL 10% ORDINARY SHARES IN
CONNECTION WITH A RIGHTS ISSUE
12. AUTHORIZATION OF THE MANAGING BOARD TO HAVE Mgmt For For
THE COMPANY REPURCHASE SHARES
13. REDUCTION OF THE ISSUED CAPITAL BY Mgmt For For
CANCELLING SHARES
14. ANY OTHER BUSINESS Non-Voting
15. VOTING RESULTS Non-Voting
16. CLOSURE Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 26 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 10. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE KPN NV Agenda Number: 713650706
--------------------------------------------------------------------------------------------------------------------------
Security: N4297B146
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: NL0000009082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. REPORT BY THE BOARD OF MANAGEMENT FOR THE Non-Voting
FISCAL YEAR 2020
3. PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
FOR THE FISCAL YEAR 2020
4. REMUNERATION REPORT IN THE FISCAL YEAR 2020 Mgmt For For
(ADVISORY VOTE)
5. EXPLANATION OF THE FINANCIAL AND DIVIDEND Non-Voting
POLICY
6. PROPOSAL TO DETERMINE THE DIVIDEND OVER THE Mgmt For For
FISCAL YEAR 2020: EUR 13.00 PER SHARE
7. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT FROM LIABILITY
8. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY
9. PROPOSAL TO APPOINT THE EXTERNAL AUDITOR Mgmt For For
FOR THE FISCAL YEAR 2022: ERNST AND YOUNG
ACCOUNTANTS LLP
10. OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE Non-Voting
APPOINTMENT OF MEMBERS OF THE SUPERVISORY
BOARD
11. PROPOSAL TO APPOINT MR. E.J.C. OVERBEEK AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
12. PROPOSAL TO APPOINT MR. G.J.A. VAN DE AAST Mgmt For For
AS MEMBER OF THE SUPERVISORY BOARD
13. ANNOUNCEMENT CONCERNING VACANCIES IN THE Non-Voting
SUPERVISORY BOARD ARISING IN 2022
14. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO RESOLVE THAT THE COMPANY MAY
ACQUIRE ITS OWN SHARES
15. PROPOSAL TO REDUCE THE CAPITAL BY Mgmt For For
CANCELLING OWN SHARES
16. PROPOSAL TO DESIGNATE THE BOARD OF Mgmt For For
MANAGEMENT AS THE COMPETENT BODY TO ISSUE
ORDINARY SHARES
17. PROPOSAL TO DESIGNATE THE BOARD OF Mgmt For For
MANAGEMENT AS THE COMPETENT BODY TO
RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS UPON
ISSUING ORDINARY SHARES
18. ANY OTHER BUSINESS Non-Voting
19. VOTING RESULTS AND CLOSURE OF THE MEETING Non-Voting
CMMT 26 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS 9 AND 6. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KUBOTA CORPORATION Agenda Number: 713622086
--------------------------------------------------------------------------------------------------------------------------
Security: J36662138
Meeting Type: AGM
Meeting Date: 19-Mar-2021
Ticker:
ISIN: JP3266400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kimata, Masatoshi Mgmt For For
1.2 Appoint a Director Kitao, Yuichi Mgmt For For
1.3 Appoint a Director Yoshikawa, Masato Mgmt For For
1.4 Appoint a Director Kurosawa, Toshihiko Mgmt For For
1.5 Appoint a Director Watanabe, Dai Mgmt For For
1.6 Appoint a Director Matsuda, Yuzuru Mgmt For For
1.7 Appoint a Director Ina, Koichi Mgmt For For
1.8 Appoint a Director Shintaku, Yutaro Mgmt For For
1.9 Appoint a Director Arakane, Kumi Mgmt For For
2 Appoint a Corporate Auditor Furusawa, Yuri Mgmt For For
3 Approve Details of the Compensation to be Mgmt For For
received by Directors
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KYOWA KIRIN CO.,LTD. Agenda Number: 713622050
--------------------------------------------------------------------------------------------------------------------------
Security: J38296117
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: JP3256000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Miyamoto, Masashi Mgmt For For
2.2 Appoint a Director Osawa, Yutaka Mgmt For For
2.3 Appoint a Director Mikayama, Toshifumi Mgmt For For
2.4 Appoint a Director Yokota, Noriya Mgmt For For
2.5 Appoint a Director Morita, Akira Mgmt For For
2.6 Appoint a Director Haga, Yuko Mgmt For For
2.7 Appoint a Director Arai, Jun Mgmt For For
2.8 Appoint a Director Oyamada, Takashi Mgmt For For
3 Appoint a Corporate Auditor Yatsu, Tomomi Mgmt For For
4 Approve Details of the Compensation to be Mgmt For For
received by Directors
5 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors
--------------------------------------------------------------------------------------------------------------------------
L'OREAL S.A. Agenda Number: 713687551
--------------------------------------------------------------------------------------------------------------------------
Security: F58149133
Meeting Type: MIX
Meeting Date: 20-Apr-2021
Ticker:
ISIN: FR0000120321
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 16 MAR 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 08 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103312100646-39 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK AND CHANGE IN NUMBERING
OF ALL RESOLUTIONS. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 APPROVE FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
AND STATUTORY REPORTS
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 4 PER SHARE AND AN EXTRA OF EUR 0.40
PER SHARE TO LONG TERM REGISTERED SHARES
4 ELECT NICOLAS HIERONIMUS AS DIRECTOR Mgmt For For
5 ELECT ALEXANDRE RICARD AS DIRECTOR Mgmt For For
6 RE-ELECT FRANCOISE BETTENCOURT MEYERS AS Mgmt For For
DIRECTOR
7 RE-ELECT PAUL BULCKE AS DIRECTOR Mgmt For For
8 RE-ELECT VIRGINIE MORGON AS DIRECTOR Mgmt For For
9 APPROVE COMPENSATION REPORT OF CORPORATE Mgmt For For
OFFICERS
10 APPROVE COMPENSATION OF JEAN-PAUL AGON, Mgmt For For
CHAIRMAN AND CEO
11 APPROVE REMUNERATION POLICY OF DIRECTORS Mgmt For For
12 APPROVE REMUNERATION POLICY OF JEAN-PAUL Mgmt For For
AGON, CHAIRMAN AND CEO UNTIL APRIL 30, 2021
13 APPROVE REMUNERATION POLICY OF NICOLAS Mgmt For For
HIERONIMUS, CEO SINCE MAY 1, 2021
14 APPROVE REMUNERATION POLICY OF JEAN-PAUL Mgmt For For
AGON, CHAIRMAN OF THE BOARD SINCE MAY 1,
2021
15 APPROVE AMENDMENT OF EMPLOYMENT CONTRACT OF Mgmt For For
NICOLAS HIERONIMUS, CEO SINCE MAY 1, 2021
16 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
17 AUTHORIZE ISSUANCE OF EQUITY OR Mgmt For For
EQUITY-LINKED SECURITIES WITH PREEMPTIVE
RIGHTS UP A MAXIMUM NOMINAL SHARE CAPITAL
VALUE OF EUR 156,764,042.40
18 AUTHORIZE CAPITALIZATION OF RESERVES FOR Mgmt For For
BONUS ISSUE OR INCREASE IN PAR VALUE
19 AUTHORIZE CAPITAL INCREASE OF UP TO 2 Mgmt For For
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS
IN KIND
20 AUTHORIZE CAPITAL ISSUANCES FOR USE IN Mgmt For For
EMPLOYEE STOCK PURCHASE PLANS
21 AUTHORIZE CAPITAL ISSUANCES FOR USE IN Mgmt For For
EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR
EMPLOYEES OF INTERNATIONAL SUBSIDIARIES
22 AMEND ARTICLE 7 OF BYLAWS RE: WRITTEN Mgmt For For
CONSULTATION
23 AUTHORIZE FILING OF REQUIRED Mgmt For For
DOCUMENTS/OTHER FORMALITIES
--------------------------------------------------------------------------------------------------------------------------
LAFARGEHOLCIM LTD Agenda Number: 713905834
--------------------------------------------------------------------------------------------------------------------------
Security: H4768E105
Meeting Type: AGM
Meeting Date: 04-May-2021
Ticker:
ISIN: CH0012214059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 528775 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 7. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
IF VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For
ANNUAL CONSOLIDATED FINANCIAL STATEMENTS OF
THE GROUP, AND THE ANNUAL FINANCIAL
STATEMENTS OF LAFARGEHOLCIM LTD
1.2 ADVISORY VOTE ON THE COMPENSATION REPORT Mgmt For For
2 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE PERSONS ENTRUSTED WITH
MANAGEMENT
3.1 APPROPRIATION OF AVAILABLE EARNINGS: THE Mgmt For For
BOARD OF DIRECTORS' MOTION IS THAT THE
AVAILABLE EARNINGS OF CHF 14,824 MILLION
(COMPRISING RETAINED EARNINGS OF CHF 13,343
MILLION CARRIED FORWARD FROM THE PREVIOUS
YEAR AND NET INCOME FOR 2020 OF CHF 1,481
MILLION) BE CARRIED FORWARD TO THE NEW
ACCOUNT
3.2 DISTRIBUTION PAYABLE OUT OF CAPITAL Mgmt For For
CONTRIBUTION RESERVES: THE BOARD OF
DIRECTORS' MOTION IS TO DISTRIBUTE CHF 2.00
PER REGISTERED SHARE OF CHF 2.00 PAR VALUE
UP TO AN AMOUNT OF CHF 1,224 MILLION
4.1 CHANGE OF NAME OF HOLDING COMPANY: THE Mgmt For For
BOARD OF DIRECTORS' MOTION IS TO AMEND THE
FIRST PART OF ART. 1 OF THE ARTICLES OF
INCORPORATION AS FOLLOWS (CHANGES ARE
HIGHLIGHTED IN ITALICS): ARTICLE 1: UNDER
THE NAME HOLCIM LTD (HOLCIM AG) (HOLCIM
S.A.) SHALL EXIST A CORPORATION UNDER SWISS
LAW, OF UNDETERMINED DURATION
4.2 RELOCATION OF REGISTERED OFFICE OF HOLDING Mgmt For For
COMPANY
5.1.1 RE-ELECTION OF DR. BEAT HESS AS A MEMBER Mgmt For For
AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS
5.1.2 RE-ELECTION OF PROF. DR. PHILIPPE BLOCK AS Mgmt For For
A MEMBER OF THE BOARD OF DIRECTORS
5.1.3 RE-ELECTION OF KIM FAUSING AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.4 RE-ELECTION OF COLIN HALL AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.5 RE-ELECTION OF NAINA LAL KIDWAI AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.1.6 RE-ELECTION OF PATRICK KRON AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.7 RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.8 RE-ELECTION OF JURG OLEAS AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.9 RE-ELECTION OF CLAUDIA SENDER RAMIREZ AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
5.110 RE-ELECTION OF HANNE BIRGITTE BREINBJERG Mgmt For For
SORENSEN AS A MEMBER OF THE BOARD OF
DIRECTORS
5.111 RE-ELECTION OF DR. DIETER SPALTI AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
5.2.1 ELECTION OF JAN JENISCH AS A MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.3.1 RE-ELECTION OF COLIN HALL AS A MEMBER OF Mgmt For For
THE NOMINATION, COMPENSATION & GOVERNANCE
COMMITTEE
5.3.2 RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF Mgmt For For
THE NOMINATION, COMPENSATION & GOVERNANCE
COMMITTEE
5.3.3 RE-ELECTION OF CLAUDIA SENDER RAMIREZ AS A Mgmt For For
MEMBER OF THE NOMINATION, COMPENSATION &
GOVERNANCE COMMITTEE
5.3.4 RE-ELECTION OF HANNE BIRGITTE BREINBJERG Mgmt For For
SORENSEN AS A MEMBER OF THE NOMINATION,
COMPENSATION & GOVERNANCE COMMITTEE
5.4.1 ELECTION OF DR. DIETER SPALTI AS A MEMBER Mgmt For For
OF THE NOMINATION, COMPENSATION &
GOVERNANCE COMMITTEE
5.5.1 RE-ELECTION OF THE AUDITOR: CONFERRAL OF Mgmt For For
THE MANDATE FOR THE AUDITOR FOR THE
FINANCIAL YEAR 2021 ON DELOITTE AG, ZURICH,
SWITZERLAND
5.5.2 RE-ELECTION OF THE INDEPENDENT PROXY: Mgmt For For
RE-ELECTION OF DR. SABINE BURKHALTER
KAIMAKLIOTIS OF VOSER ATTORNEYS AT LAW,
STADTTURMSTRASSE 19, 5401 BADEN,
SWITZERLAND, AS THE INDEPENDENT PROXY FOR A
TERM OF OFFICE OF ONE YEAR, EXPIRING AFTER
THE COMPLETION OF THE ANNUAL GENERAL
MEETING 2022
6.1 COMPENSATION OF THE BOARD OF DIRECTORS FOR Mgmt For For
THE NEXT TERM OF OFFICE
6.2 COMPENSATION OF THE EXECUTIVE COMMITTEE FOR Mgmt For For
THE FINANCIAL YEAR 2022
7 GENERAL INSTRUCTIONS ON UNANNOUNCED Mgmt Against Against
PROPOSALS/NEW ITEMS ON THE AGENDA. FOR = IN
ACCORDANCE WITH THE BOARD OF DIRECTORS,
AGAINST = REJECTION, ABSTAIN = ABSTENTION
--------------------------------------------------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC Agenda Number: 713722951
--------------------------------------------------------------------------------------------------------------------------
Security: G5533W248
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: GB0008706128
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND OF THE AUDITOR
FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO ELECT MR R F BUDENBERG AS A DIRECTOR OF Mgmt For For
THE COMPANY
3 TO RE-ELECT MR W L D CHALMERS AS A DIRECTOR Mgmt For For
OF THE COMPANY
4 TO RE-ELECT MR A P DICKINSON AS A DIRECTOR Mgmt For For
OF THE COMPANY
5 TO RE-ELECT MS S C LEGG AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT LORD LUPTON AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT MS A F MACKENZIE AS A DIRECTOR Mgmt For For
OF THE COMPANY
8 TO RE-ELECT MR N E T PRETTEJOHN AS A Mgmt For For
DIRECTOR OF THE COMPANY
9 TO RE-ELECT MR S W SINCLAIR AS A DIRECTOR Mgmt For For
OF THE COMPANY
10 TO RE-ELECT MS C M WOODS AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT IN THE FORM SET OUT ON PAGES 115 TO
134 OF THE ANNUAL REPORT AND ACCOUNTS FOR
THE YEAR ENDED 31 DECEMBER 2020
12 TO DECLARE AND PAY A FINAL ORDINARY Mgmt For For
DIVIDEND OF 0.57 PENCE PER ORDINARY SHARE
IN RESPECT OF THE FINANCIAL YEAR ENDED 31
DECEMBER 2020, PAYABLE ON 25 MAY 2021 TO
ORDINARY SHAREHOLDERS WHOSE NAMES APPEAR IN
THE REGISTER OF MEMBERS AT THE CLOSE OF
BUSINESS ON 16 APRIL 2021
13 TO APPOINT DELOITTE LLP AS AUDITOR OF THE Mgmt For For
COMPANY, TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY
14 TO AUTHORISE THE AUDIT COMMITTEE TO SET THE Mgmt For For
REMUNERATION OF THE COMPANY'S AUDITOR
15 LLOYDS BANKING GROUP DEFERRED BONUS PLAN Mgmt For For
2021
16 AUTHORITY FOR THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS OR
INCUR POLITICAL EXPENDITURE
17 DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt For For
18 DIRECTORS' AUTHORITY TO ALLOT SHARES IN Mgmt For For
RELATION TO THE ISSUE OF REGULATORY CAPITAL
CONVERTIBLE INSTRUMENTS
19 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
20 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS IN THE EVENT OF FINANCING AN
ACQUISITION TRANSACTION OR OTHER CAPITAL
INVESTMENT
21 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS IN RELATION TO THE ISSUE OF
REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS
22 AUTHORITY TO PURCHASE ORDINARY SHARES Mgmt For For
23 AUTHORITY TO PURCHASE PREFERENCE SHARES Mgmt For For
24 ADOPTION OF NEW ARTICLES OF ASSOCIATION Mgmt For For
25 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC Agenda Number: 713234108
--------------------------------------------------------------------------------------------------------------------------
Security: G5689U103
Meeting Type: OGM
Meeting Date: 03-Nov-2020
Ticker:
ISIN: GB00B0SWJX34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE PROPOSED DIVESTMENT BY THE Mgmt For For
COMPANY OF THE BORSA ITALIANA GROUP AND THE
ASSOCIATED ARRANGEMENTS, AS DESCRIBED IN
THE CIRCULAR TO SHAREHOLDERS OF WHICH THE
NOTICE OF GENERAL MEETING FORMS PART
--------------------------------------------------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC Agenda Number: 713718560
--------------------------------------------------------------------------------------------------------------------------
Security: G5689U103
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: GB00B0SWJX34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 TO DECLARE A DIVIDEND Mgmt For For
3 TO APPROVE THE ANNUAL REPORT ON Mgmt Against Against
REMUNERATION AND THE ANNUAL STATEMENT OF
THE CHAIR OF THE REMUNERATION COMMITTEE
4 TO RE-ELECT JACQUES AIGRAIN AS A DIRECTOR Mgmt For For
5 TO RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR Mgmt For For
6 TO RE-ELECT PROFESSOR KATHLEEN DEROSE AS A Mgmt For For
DIRECTOR
7 TO RE-ELECT CRESSIDA HOGG CBE AS A DIRECTOR Mgmt For For
8 TO RE-ELECT STEPHEN OCONNOR AS A DIRECTOR Mgmt For For
9 TO RE-ELECT DR VAL RAHMANI AS A DIRECTOR Mgmt For For
10 TO RE-ELECT DON ROBERT AS A DIRECTOR Mgmt For For
11 TO RE-ELECT DAVID SCHWIMMER AS A DIRECTOR Mgmt For For
12 TO ELECT MARTIN BRAND AS A DIRECTOR Mgmt For For
13 TO ELECT ERIN BROWN AS A DIRECTOR Mgmt For For
14 TO ELECT ANNA MANZ AS A DIRECTOR Mgmt For For
15 TO ELECT DOUGLAS STEENLAND AS A DIRECTOR Mgmt For For
16 TO RE-APPOINT ERNST AND YOUNG LLP AS Mgmt For For
AUDITORS
17 TO AUTHORISE THE DIRECTORS TO APPROVE THE Mgmt For For
AUDITORS REMUNERATION
18 TO RENEW THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For
SHARES
19 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS AND INCUR POLITICAL EXPENDITURE
20 TO APPROVE THE LONDON STOCK EXCHANGE GROUP Mgmt For For
UK SAYE
21 TO APPROVE THE ADOPTION OF NEW ARTICLES OF Mgmt For For
ASSOCIATION
22 TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT Mgmt For For
OF AN ALLOTMENT OF EQUITY SECURITIES FOR
CASH
23 TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT Mgmt For For
OF A FURTHER ALLOTMENT OF EQUITY SECURITIES
FOR CASH FOR THE PURPOSES OF FINANCING A
TRANSACTION
24 TO GRANT THE DIRECTORS AUTHORITY TO Mgmt For For
PURCHASE THE COMPANY'S OWN SHARES
25 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
LONZA GROUP AG Agenda Number: 713733170
--------------------------------------------------------------------------------------------------------------------------
Security: H50524133
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: CH0013841017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 531517 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 11. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ANNUAL REPORT, CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS AND FINANCIAL STATEMENTS OF
LONZA
2 CONSULTATIVE VOTE ON THE REMUNERATION Mgmt For For
REPORT
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE COMMITTEE
4 APPROPRIATION OF AVAILABLE EARNINGS / Mgmt For For
RESERVES FROM CAPITAL CONTRIBUTION: CHF
3.00 PER SHARE
5.1.A RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
WERNER BAUER
5.1.B RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
ALBERT M. BAEHNY
5.1.C RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
DOROTHEE DEURING
5.1.D RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
ANGELICA KOHLMANN
5.1.E RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
CHRISTOPH MADER
5.1.F RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
BARBARA RICHMOND
5.1.G RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
JURGEN STEINEMANN
5.1.H RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For
OLIVIER VERSCHEURE
5.2 RE-ELECTION OF ALBERT M. BAEHNY AS CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS
5.3.A RE-ELECTION TO THE NOMINATION AND Mgmt For For
COMPENSATION COMMITTEE: ANGELICA KOHLMANN
5.3.B RE-ELECTION TO THE NOMINATION AND Mgmt For For
COMPENSATION COMMITTEE: CHRISTOPH MADER
5.3.C RE-ELECTION TO THE NOMINATION AND Mgmt For For
COMPENSATION COMMITTEE: JURGEN STEINEMANN
6 RE-ELECTION OF KPMG LTD, ZURICH AS AUDITORS Mgmt For For
7 RE-ELECTION OF THOMANNFISCHER, BASEL AS Mgmt For For
INDEPENDENT PROXY
8 COMPENSATION OF THE BOARD OF DIRECTORS Mgmt For For
9.1 COMPENSATION OF THE EXECUTIVE COMMITTEE: Mgmt For For
MAXIMUM AGGREGATE AMOUNT OF FIXED
COMPENSATION OF THE EXECUTIVE COMMITTEE
9.2 COMPENSATION OF THE EXECUTIVE COMMITTEE: Mgmt For For
AGGREGATE AMOUNT OF VARIABLE SHORT-TERM
COMPENSATION OF THE EXECUTIVE COMMITTEE
9.3 COMPENSATION OF THE EXECUTIVE COMMITTEE: Mgmt For For
MAXIMUM AGGREGATE AMOUNT OF VARIABLE
LONG-TERM COMPENSATION OF THE EXECUTIVE
COMMITTEE
10 RENEWAL OF AUTHORIZED CAPITAL Mgmt For For
11 IN THE EVENT OF ANY YET UNKNOWN NEW OR Shr Against For
MODIFIED PROPOSAL BY A SHAREHOLDER DURING
THE ANNUAL GENERAL MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO VOTE AS
FOLLOWS (YES = VOTE IN FAVOR OF ANY SUCH
YET UNKONWN PROPOSAL; NO = VOTE AGAINST ANY
SUCH YET UNKNOWN PORPOSAL; ABSTAIN)
--------------------------------------------------------------------------------------------------------------------------
LUNDIN ENERGY AB Agenda Number: 713625917
--------------------------------------------------------------------------------------------------------------------------
Security: W64566107
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: SE0000825820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL Non-Voting
MEETING: ADVOKAT KLAES EDHALL
3 PREPARATION AND APPROVAL OF THE VOTING Non-Voting
REGISTER
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO APPROVE Non-Voting
THE MINUTES
6 DETERMINATION AS TO WHETHER THE ANNUAL Non-Voting
GENERAL MEETING HAS BEEN DULY CONVENED
7 INTRODUCTORY COMMENTS BY THE CHIEF Non-Voting
EXECUTIVE OFFICER
8 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT, THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITOR'S
GROUP REPORT AS WELL AS THE REMUNERATION
REPORT PREPARED BY THE BOARD OF DIRECTORS
AND THE AUDITOR'S STATEMENT ON COMPLIANCE
WITH THE POLICY ON REMUNERATION
9 RESOLUTION IN RESPECT OF ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND THE BALANCE SHEET AND
THE CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
10 RESOLUTION IN RESPECT OF DISPOSITION OF THE Mgmt For For
COMPANY'S RESULT ACCORDING TO THE ADOPTED
BALANCE SHEET AND DETERMINATION OF RECORD
DATES FOR THE DIVIDEND
11.A RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
PEGGY BRUZELIUS (BOARD MEMBER)
11.B RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
C. ASHLEY HEPPENSTALL (BOARD MEMBER)
11.C RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
IAN H. LUNDIN (CHAIRMAN)
11.D RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
LUKAS H. LUNDIN (BOARD MEMBER)
11.E RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
GRACE REKSTEN SKAUGEN (BOARD MEMBER)
11.F RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
TORSTEIN SANNESS (BOARD MEMBER)
11.G RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
ALEX SCHNEITER (BOARD MEMBER AND CEO)
11.H RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
JAKOB THOMASEN (BOARD MEMBER)
11.I RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CHIEF EXECUTIVE OFFICER:
CECILIA VIEWEG (BOARD MEMBER)
12 RESOLUTION IN RESPECT OF ADOPTION OF THE Mgmt For For
REMUNERATION REPORT PREPARED BY THE BOARD
OF DIRECTORS
13 PRESENTATION BY THE NOMINATION COMMITTEE: Non-Voting
PROPOSAL FOR THE NUMBER OF MEMBERS OF THE
BOARD OF DIRECTORS; PROPOSAL FOR
REMUNERATION OF THE CHAIRMAN AND OTHER
MEMBERS OF THE BOARD OF DIRECTORS; PROPOSAL
FOR ELECTION OF CHAIRMAN OF THE BOARD OF
DIRECTORS AND OTHER MEMBERS OF THE BOARD OF
DIRECTORS; PROPOSAL FOR REMUNERATION OF THE
AUDITOR; PROPOSAL FOR ELECTION OF AUDITOR
CMMT PLEASE NOTE THAT RESOLUTIONS 14 TO 18 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
14 RESOLUTION IN RESPECT OF THE NUMBER OF Mgmt For
MEMBERS OF THE BOARD OF DIRECTORS: TEN
MEMBERS OF THE BOARD OF DIRECTORS TO BE
APPOINTED WITHOUT DEPUTY MEMBERS
15 RESOLUTION IN RESPECT OF REMUNERATION OF Mgmt For
THE CHAIRMAN AND OTHER MEMBERS OF THE BOARD
OF DIRECTORS
16.A RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF PEGGY BRUZELIUS AS A BOARD
MEMBER
16.B RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF C. ASHLEY HEPPENSTALL AS A
BOARD MEMBER
16.C RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF IAN H. LUNDIN AS A BOARD
MEMBER
16.D RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF LUKAS H. LUNDIN AS A BOARD
MEMBER
16.E RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF GRACE REKSTEN SKAUGEN AS A
BOARD MEMBER
16.F RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF TORSTEIN SANNESS AS A BOARD
MEMBER
16.G RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF ALEX SCHNEITER AS A BOARD
MEMBER
16.H RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF JAKOB THOMASEN AS A BOARD
MEMBER
16.I RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF CECILIA VIEWEG AS A BOARD
MEMBER
16.J RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
ELECTION OF ADAM I. LUNDIN AS A BOARD
MEMBER
16.K RESOLUTION IN RESPECT OF BOARD MEMBERS: Mgmt For
RE-ELECTION OF IAN H. LUNDIN AS THE
CHAIRMAN OF THE BOARD OF DIRECTORS
17 RESOLUTION IN RESPECT OF REMUNERATION OF Mgmt For
THE AUDITOR
18 ELECTION OF AUDITOR: RE-ELECTION OF THE Mgmt For
REGISTERED ACCOUNTING FIRM ERNST & YOUNG AB
AS THE AUDITOR OF THE COMPANY, WHICH
INTENDS TO APPOINT AUTHORISED PUBLIC
ACCOUNTANT ANDERS KRISTROM AS THE AUDITOR
IN CHARGE, FOR A PERIOD UNTIL THE END OF
THE 2022 ANNUAL GENERAL MEETING
19 RESOLUTION IN RESPECT OF THE 2021 Mgmt For For
LONG-TERM, PERFORMANCE-BASED INCENTIVE PLAN
20 RESOLUTION IN RESPECT OF DELIVERY OF SHARES Mgmt For For
UNDER THE 2021 LONG-TERM, PERFORMANCE-BASED
INCENTIVE PLAN
21 RESOLUTION TO GRANT EXTRAORDINARY CASH Mgmt For For
COMPENSATION TO A BOARD MEMBER, EQUALLY THE
FORMER CEO
22 RESOLUTION TO AUTHORISE THE BOARD OF Mgmt For For
DIRECTORS TO RESOLVE ON NEW ISSUE OF SHARES
AND CONVERTIBLE DEBENTURES
23 RESOLUTION TO AUTHORISE THE BOARD OF Mgmt For For
DIRECTORS TO RESOLVE ON REPURCHASE AND SALE
OF SHARES
24.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTION IN RESPECT
OF MATTERS INITIATED BY A SHAREHOLDER: A
SHAREHOLDER PROPOSES THAT THE COMPANY
ALIGNS ITS LEGAL DEFENCE STRATEGY WITH ITS
HUMAN RIGHTS POLICY
24.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: RESOLUTION IN RESPECT
OF MATTERS INITIATED BY A SHAREHOLDER: A
SHAREHOLDER PROPOSES THAT THE COMPANY
DISCLOSES IN DETAIL ALL CURRENT AND
PROJECTED DIRECT AND INDIRECT COSTS
CONNECTED WITH THE LEGAL DEFENCE
25 CLOSING OF THE ANNUAL GENERAL MEETING Non-Voting
CMMT 01 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 01 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SE Agenda Number: 713673110
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: MIX
Meeting Date: 15-Apr-2021
Ticker:
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 12 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 08 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
COMMENT AND CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU AND PLEASE NOTE
THAT IMPORTANT ADDITIONAL MEETING
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103102100415-30
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
AND SETTING OF THE DIVIDEND
4 APPROVAL OF REGULATED AGREEMENTS REFERRED Mgmt Against Against
TO IN ARTICLE L. 225-38 OF THE FRENCH
COMMERCIAL CODE
5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
ANTOINE ARNAULT AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
NICOLAS BAZIRE AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
CHARLES DE CROISSET AS DIRECTOR
8 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
YVES-THIBAULT DE SILGUY AS DIRECTOR
9 APPOINTMENT OF MR. M. OLIVIER LENEL AS Mgmt For For
DEPUTY STATUTORY AUDITOR, AS A REPLACEMENT
FOR MR. PHILIPPE CASTAGNAC WHO RESIGNED
10 APPROVAL OF THE CHANGES MADE FOR THE Mgmt For For
FINANCIAL YEAR 2020 TO THE DIRECTORS'
COMPENSATION POLICY
11 APPROVAL OF THE CHANGES MADE FOR THE YEAR Mgmt Against Against
2020 TO THE COMPENSATION POLICY FOR THE
CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND
THE DEPUTY CHIEF EXECUTIVE OFFICER
12 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt Against Against
ARTICLE L. 22-10-9 I OF THE FRENCH
COMMERCIAL CODE
13 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt Against Against
DURING THE FINANCIAL YEAR 2020 OR GRANTED
FOR THE SAME FINANCIAL YEAR TO MR. BERNARD
ARNAULT, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
14 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt Against Against
DURING THE FINANCIAL YEAR 2020 OR GRANTED
FOR THE SAME FINANCIAL YEAR TO MR. ANTONIO
BELLONI, DEPUTY CHIEF EXECUTIVE OFFICER
15 APPROVAL OF THE COMPENSATION POLICY OF Mgmt For For
DIRECTORS
16 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt Against Against
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
17 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt Against Against
DEPUTY CHIEF EXECUTIVE OFFICER
18 AUTHORIZATION FOR THE BOARD OF DIRECTORS, Mgmt For For
FOR A PERIOD OF 18 MONTHS, TO TRADE IN THE
COMPANY'S SHARES FOR A MAXIMUM PURCHASE
PRICE OF 700 EUROS PER SHARE, I.E. A
MAXIMUM AGGREGATE AMOUNT OF 35.3 BILLION
EUROS
19 AUTHORIZATION TO THE BOARD OF DIRECTORS, Mgmt For For
FOR A PERIOD OF 18 MONTHS, TO REDUCE THE
SHARE CAPITAL BY CANCELLING SHARES HELD BY
THE COMPANY FOLLOWING THE REPURCHASE OF ITS
OWN SHARES
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO INCREASE THE CAPITAL BY
INCORPORATING PROFITS, RESERVES, PREMIUMS
OR OTHERS
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE COMMON SHARES, AND/OR
EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OR GRANTING ENTITLEMENT
TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHTS
22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE, BY WAY OF A PUBLIC
OFFERING, COMMON SHARES, AND/OR EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR GRANTING ENTITLEMENT TO THE
ALLOTMENT OF DEBT SECURITIES, AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT WITH A PRIORITY RIGHT
OPTION
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE COMMON SHARES, AND/OR
EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OR GRANTING ENTITLEMENT
TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, FOR THE BENEFIT OF
QUALIFIED INVESTORS OR A LIMITED CIRCLE OF
INVESTORS
24 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO INCREASE THE NUMBER OF SHARES TO
BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH RETENTION OR CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE RIGHT OF
SUBSCRIPTION IN THE CONTEXT OF
OVER-ALLOTMENT OPTIONS IN THE EVENT OF
SUBSCRIPTIONS EXCEEDING THE NUMBER OF
SECURITIES PROPOSED
25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE SHARES AND/OR EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR TO THE ALLOCATION OF DEBT
SECURITIES AS REMUNERATION OF SECURITIES
CONTRIBUTED TO ANY PUBLIC EXCHANGE OFFER
INITIATED BY THE COMPANY
26 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE, WITHIN THE LIMIT OF 10%
OF THE SHARE CAPITAL, COMMON SHARES OR
EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OF THE COMPANY OR
GRANTING ENTITLEMENT TO THE ALLOCATION OF
DEBT SECURITIES AS REMUNERATION FOR
CONTRIBUTIONS IN KIND OF EQUITY SECURITIES
OR TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE CAPITAL, GRANTED TO THE COMPANY
27 AUTHORIZATION FOR THE BOARD OF DIRECTORS, Mgmt Against Against
FOR A PERIOD OF 26 MONTHS, TO GRANT SHARE
SUBSCRIPTION OPTIONS WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS, OR SHARE PURCHASE OPTIONS TO
EMPLOYEES AND/OR EXECUTIVE OFFICERS OF THE
COMPANY AND RELATED ENTITIES, WITHIN THE
LIMIT OF 1% OF THE CAPITAL
28 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS, FOR THE BENEFIT OF THE MEMBERS OF
THE GROUP'S COMPANY SAVINGS PLAN(S), WITHIN
THE LIMIT OF 1% OF THE SHARE CAPITAL
29 SETTING OF THE OVERALL CEILING FOR Mgmt For For
IMMEDIATE OR FUTURE CAPITAL INCREASES
DECIDED BY VIRTUE OF DELEGATIONS OF
AUTHORITY
30 AMENDMENT TO ARTICLE 22 OF THE BY-LAWS Mgmt For For
CONCERNING THE STATUTORY AUDITORS
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SE Agenda Number: 713972330
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: OGM
Meeting Date: 28-May-2021
Ticker:
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104212101036-48 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105072101411-55 AND PLEASE NOTE
THAT THE MEETING TYPE CHANGED FROM EGM TO
OGM AND ADDITTION OF CDI COMMENT AND CHANGE
IN RECORD DATE FROM 26 MAY 2021 TO 25 MAY
2021 AND ADDITION OF BALO LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU AND PLEASE
NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED
TO VOTE AT THIS MEETING. IF NO SHAREHOLDER
DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY
CARRY A HEIGHTENED RISK OF BEING REJECTED.
THANK YOU AND PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
1 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
--------------------------------------------------------------------------------------------------------------------------
M&G PLC Agenda Number: 713911546
--------------------------------------------------------------------------------------------------------------------------
Security: G6107R102
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: GB00BKFB1C65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 ELECT CLARE CHAPMAN AS DIRECTOR Mgmt For For
4 ELECT FIONA CLUTTERBUCK AS DIRECTOR Mgmt For For
5 RE-ELECT JOHN FOLEY AS DIRECTOR Mgmt For For
6 RE-ELECT CLARE BOUSFIELD AS DIRECTOR Mgmt For For
7 RE-ELECT CLIVE ADAMSON AS DIRECTOR Mgmt For For
8 RE-ELECT CLARE THOMPSON AS DIRECTOR Mgmt For For
9 RE-ELECT MASSIMO TOSATO AS DIRECTOR Mgmt For For
10 REAPPOINT KPMG LLP AS AUDITORS Mgmt For For
11 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
12 AUTHORISE UK POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
13 AUTHORISE ISSUE OF EQUITY Mgmt For For
14 AUTHORISE ISSUE OF EQUITY IN CONNECTION Mgmt For For
WITH THE ISSUE OF MANDATORY CONVERTIBLE
SECURITIES
15 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
16 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH THE
ISSUE OF MANDATORY CONVERTIBLE SECURITIES
17 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
18 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
MABUCHI MOTOR CO.,LTD. Agenda Number: 713662509
--------------------------------------------------------------------------------------------------------------------------
Security: J39186101
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: JP3870000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Okoshi, Hiroo
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Itokawa,
Masato
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Katayama,
Hirotaro
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Taniguchi,
Shinichi
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Iyoda,
Tadahito
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kawamura,
Takashi
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Mitarai, Naoki
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsutsumi,
Kazuhiko
2.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Jody Ono
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Someya,
Kazuyuki
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Asai, Takashi
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Uemura, Kyoko
3.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Toyoshi, Yoko
4 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors (Excluding Directors who are
Audit and Supervisory Committee Members and
Outside Directors)
--------------------------------------------------------------------------------------------------------------------------
MACQUARIE GROUP LTD Agenda Number: 712873276
--------------------------------------------------------------------------------------------------------------------------
Security: Q57085286
Meeting Type: AGM
Meeting Date: 30-Jul-2020
Ticker:
ISIN: AU000000MQG1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4, 5, 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A RE-ELECTION OF MS DJ GRADY AS A VOTING Mgmt For For
DIRECTOR RETIRING - BOARD ENDORSED
2.B RE-ELECTION OF MS NM WAKEFIELD EVANS AS A Mgmt For For
VOTING DIRECTOR RETIRING - BOARD ENDORSE
3 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: ELECTION OF EXTERNAL
NOMINEE MR SD MAYNE AS A VOTING DIRECTOR -
NOT BOARD ENDORSED
4 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
5 APPROVAL OF MANAGING DIRECTOR'S Mgmt For For
PARTICIPATION IN THE MACQUARIE GROUP
EMPLOYEE RETAINED EQUITY PLAN (MEREP)
6 APPROVAL OF THE AGREEMENT TO ISSUE MGL Mgmt For For
ORDINARY SHARES ON EXCHANGE OF MACQUARIE
BANK CAPITAL NOTES 2
--------------------------------------------------------------------------------------------------------------------------
MARUI GROUP CO.,LTD. Agenda Number: 714204396
--------------------------------------------------------------------------------------------------------------------------
Security: J40089104
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3870400003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Aoi, Hiroshi Mgmt For For
2.2 Appoint a Director Okajima, Etsuko Mgmt For For
2.3 Appoint a Director Nakagami, Yasunori Mgmt Against Against
2.4 Appoint a Director Peter D. Pedersen Mgmt For For
2.5 Appoint a Director Kato, Hirotsugu Mgmt For For
2.6 Appoint a Director Kojima, Reiko Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Nozaki, Akira
--------------------------------------------------------------------------------------------------------------------------
MERCK KGAA Agenda Number: 713679251
--------------------------------------------------------------------------------------------------------------------------
Security: D5357W103
Meeting Type: AGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: DE0006599905
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS FOR FISCAL YEAR 2020
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.40 PER SHARE
4 APPROVE DISCHARGE OF EXECUTIVE BOARD FISCAL Mgmt For For
YEAR 2020
5 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
6 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
7 AMEND ARTICLES RE: SUPERVISORY BOARD Mgmt For For
APPROVAL OF TRANSACTIONS WITH RELATED
PARTIES
8 APPROVE REMUNERATION POLICY Mgmt For For
9 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
10 APPROVE ELEVEN AFFILIATION AGREEMENTS Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI CORPORATION Agenda Number: 714204132
--------------------------------------------------------------------------------------------------------------------------
Security: J43830116
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3898400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kobayashi, Ken Mgmt For For
2.2 Appoint a Director Kakiuchi, Takehiko Mgmt For For
2.3 Appoint a Director Masu, Kazuyuki Mgmt For For
2.4 Appoint a Director Murakoshi, Akira Mgmt For For
2.5 Appoint a Director Hirai, Yasuteru Mgmt For For
2.6 Appoint a Director Kashiwagi, Yutaka Mgmt For For
2.7 Appoint a Director Nishiyama, Akihiko Mgmt For For
2.8 Appoint a Director Saiki, Akitaka Mgmt For For
2.9 Appoint a Director Tatsuoka, Tsuneyoshi Mgmt For For
2.10 Appoint a Director Miyanaga, Shunichi Mgmt Against Against
2.11 Appoint a Director Akiyama, Sakie Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI ELECTRIC CORPORATION Agenda Number: 714265041
--------------------------------------------------------------------------------------------------------------------------
Security: J43873116
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3902400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Sakuyama, Masaki Mgmt For For
1.2 Appoint a Director Sugiyama, Takeshi Mgmt For For
1.3 Appoint a Director Sagawa, Masahiko Mgmt For For
1.4 Appoint a Director Kawagoishi, Tadashi Mgmt For For
1.5 Appoint a Director Sakamoto, Takashi Mgmt For For
1.6 Appoint a Director Uruma, Kei Mgmt For For
1.7 Appoint a Director Masuda, Kuniaki Mgmt For For
1.8 Appoint a Director Yabunaka, Mitoji Mgmt For For
1.9 Appoint a Director Obayashi, Hiroshi Mgmt For For
1.10 Appoint a Director Watanabe, Kazunori Mgmt For For
1.11 Appoint a Director Koide, Hiroko Mgmt For For
1.12 Appoint a Director Oyamada, Takashi Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP,INC. Agenda Number: 714265281
--------------------------------------------------------------------------------------------------------------------------
Security: J44497105
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3902900004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Fujii, Mariko Mgmt Against Against
2.2 Appoint a Director Honda, Keiko Mgmt Against Against
2.3 Appoint a Director Kato, Kaoru Mgmt Against Against
2.4 Appoint a Director Kuwabara, Satoko Mgmt Against Against
2.5 Appoint a Director Toby S. Myerson Mgmt Against Against
2.6 Appoint a Director Nomoto, Hirofumi Mgmt Against Against
2.7 Appoint a Director Shingai, Yasushi Mgmt Against Against
2.8 Appoint a Director Tsuji, Koichi Mgmt Against Against
2.9 Appoint a Director Tarisa Watanagase Mgmt Against Against
2.10 Appoint a Director Ogura, Ritsuo Mgmt Against Against
2.11 Appoint a Director Miyanaga, Kenichi Mgmt Against Against
2.12 Appoint a Director Mike, Kanetsugu Mgmt Against Against
2.13 Appoint a Director Araki, Saburo Mgmt Against Against
2.14 Appoint a Director Nagashima, Iwao Mgmt Against Against
2.15 Appoint a Director Hanzawa, Junichi Mgmt Against Against
2.16 Appoint a Director Kamezawa, Hironori Mgmt Against Against
3 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Disclosure of a plan
outlining the company's business strategy
to align its financing and investments with
the goals of the Paris Agreement)
4 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Early Submission of
Securities Reports)
5 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Prohibition of Parental
Child Abduction)
6 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Prohibition of Financing and
Other Inappropriate or Irregular
Transactions with Antisocial Forces or the
Parties that Provide Benefit Thereto)
7 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establishment of a Helpline
for Whistle-Blowers)
8 Shareholder Proposal: Appoint a Director Shr Against For
Ino, Tatsuki
--------------------------------------------------------------------------------------------------------------------------
MITSUI FUDOSAN CO.,LTD. Agenda Number: 714204461
--------------------------------------------------------------------------------------------------------------------------
Security: J4509L101
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3893200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Iwasa, Hiromichi Mgmt Against Against
2.2 Appoint a Director Komoda, Masanobu Mgmt Against Against
2.3 Appoint a Director Kitahara, Yoshikazu Mgmt For For
2.4 Appoint a Director Fujibayashi, Kiyotaka Mgmt For For
2.5 Appoint a Director Onozawa, Yasuo Mgmt For For
2.6 Appoint a Director Yamamoto, Takashi Mgmt For For
2.7 Appoint a Director Ueda, Takashi Mgmt For For
2.8 Appoint a Director Hamamoto, Wataru Mgmt For For
2.9 Appoint a Director Nogimori, Masafumi Mgmt For For
2.10 Appoint a Director Nakayama, Tsunehiro Mgmt Against Against
2.11 Appoint a Director Ito, Shinichiro Mgmt For For
2.12 Appoint a Director Kawai, Eriko Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG Agenda Number: 713725022
--------------------------------------------------------------------------------------------------------------------------
Security: D55535104
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: DE0008430026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 532383 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 9.80 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 ELECT CARINNE KNOCHE-BROUILLON TO THE Mgmt For For
SUPERVISORY BOARD
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 APPROVE CREATION OF EUR 117.5 MILLION POOL Mgmt For For
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
9.1 APPROVE AFFILIATION AGREEMENT WITH MR Mgmt For For
BETEILIGUNGEN 20. GMBH
9.2 APPROVE AFFILIATION AGREEMENT WITH MR Mgmt For For
BETEILIGUNGEN 21. GMBH
9.3 APPROVE AFFILIATION AGREEMENT WITH MR Mgmt For For
BETEILIGUNGEN 22. GMBH
CMMT 07 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM OGM TO AGM AND ADDITION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES TO MID 536912, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
MURATA MANUFACTURING CO.,LTD. Agenda Number: 714243855
--------------------------------------------------------------------------------------------------------------------------
Security: J46840104
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3914400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Murata, Tsuneo
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nakajima,
Norio
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Iwatsubo,
Hiroshi
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ishitani,
Masahiro
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Miyamoto,
Ryuji
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Minamide,
Masanori
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shigematsu,
Takashi
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yasuda, Yuko
3 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Directors who are Audit and
Supervisory Committee Members and Outside
Directors)
--------------------------------------------------------------------------------------------------------------------------
NABTESCO CORPORATION Agenda Number: 713622074
--------------------------------------------------------------------------------------------------------------------------
Security: J4707Q100
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: JP3651210001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2.1 Appoint a Director Teramoto, Katsuhiro Mgmt For For
2.2 Appoint a Director Hakoda, Daisuke Mgmt For For
2.3 Appoint a Director Naoki, Shigeru Mgmt For For
2.4 Appoint a Director Kitamura, Akiyoshi Mgmt For For
2.5 Appoint a Director Habe, Atsushi Mgmt For For
2.6 Appoint a Director Kimura, Kazumasa Mgmt For For
2.7 Appoint a Director Uchida, Norio Mgmt For For
2.8 Appoint a Director Iizuka, Mari Mgmt For For
2.9 Appoint a Director Mizukoshi, Naoko Mgmt For For
2.10 Appoint a Director Hidaka, Naoki Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LTD Agenda Number: 713401545
--------------------------------------------------------------------------------------------------------------------------
Security: Q65336119
Meeting Type: AGM
Meeting Date: 18-Dec-2020
Ticker:
ISIN: AU000000NAB4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 FINANCIAL REPORT, DIRECTORS' REPORT AND Non-Voting
AUDITOR'S REPORT
2.A TO RE-ELECT MR DAVID ARMSTRONG AS A Mgmt For For
DIRECTOR FOLLOWING HIS RETIREMENT IN
ACCORDANCE WITH THE COMPANY'S CONSTITUTION
2.B TO RE-ELECT MR PEEYUSH GUPTA AS A DIRECTOR Mgmt For For
FOLLOWING HIS RETIREMENT IN ACCORDANCE WITH
THE COMPANY'S CONSTITUTION
2.C TO RE-ELECT MS ANN SHERRY AS A DIRECTOR Mgmt For For
FOLLOWING HER RETIREMENT IN ACCORDANCE WITH
THE COMPANY'S CONSTITUTION
2.D TO ELECT MR SIMON MCKEON AS A DIRECTOR Mgmt For For
FOLLOWING HIS RETIREMENT IN ACCORDANCE WITH
THE COMPANY'S CONSTITUTION
3 TO ADOPT THE COMPANY'S REMUNERATION REPORT Mgmt For For
FOR THE FINANCIAL YEAR ENDED 30 SEPTEMBER
2020
4 PERFORMANCE RIGHTS - GROUP CHIEF EXECUTIVE Mgmt For For
OFFICE: MR ROSS MCEWAN
5 SELECTIVE BUY-BACK OF 20 MILLION PREFERENCE Mgmt For For
SHARES ASSOCIATED WITH THE NATIONAL INCOME
SECURITIES (NIS BUY-BACK SCHEME)
6.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: REQUISITIONED
RESOLUTIONS PROMOTED BY MARKET FORCES: TO
CONSIDER THE FOLLOWING RESOLUTION AS A
SPECIAL RESOLUTION: AMENDMENT TO THE
CONSTITUTION INSERT INTO THE CONSTITUTION
IN CLAUSE 8 'GENERAL MEETINGS' THE
FOLLOWING NEW SUB-CLAUSE 8.3A 'ADVISORY
RESOLUTIONS': "THE COMPANY IN GENERAL
MEETING MAY BY ORDINARY RESOLUTION EXPRESS
AN OPINION OR REQUEST INFORMATION ABOUT THE
WAY IN WHICH A POWER OF THE COMPANY
PARTIALLY OR EXCLUSIVELY VESTED IN THE
DIRECTORS HAS BEEN OR SHOULD BE EXERCISED.
SUCH A RESOLUTION MUST RELATE TO A MATERIAL
RISK IDENTIFIED BY THE DIRECTORS OR THE
COMPANY AND CANNOT ADVOCATE ACTION THAT
WOULD VIOLATE ANY LAW OR RELATE TO ANY
PERSONAL CLAIM OR GRIEVANCE. SUCH A
RESOLUTION IS ADVISORY ONLY AND DOES NOT
BIND THE DIRECTORS OR THE COMPANY." A
SPECIAL RESOLUTION REQUIRES APPROVAL BY AT
LEAST 75% OF ELIGIBLE VOTES CAST ON THE
RESOLUTION
6.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: REQUISITIONED
RESOLUTIONS PROMOTED BY MARKET FORCES: B)
TO CONSIDER THE FOLLOWING RESOLUTION AS AN
ORDINARY RESOLUTION: TRANSITION PLANNING
DISCLOSURE SHAREHOLDERS REQUEST THE COMPANY
DISCLOSE, IN SUBSEQUENT ANNUAL REPORTING,
STRATEGIES AND TARGETS TO REDUCE EXPOSURE
TO FOSSIL FUEL (OIL, GAS, COAL) ASSETS IN
LINE WITH THE CLIMATE GOALS OF THE PARIS
AGREEMENT, INCLUDING THE ELIMINATION OF
EXPOSURE TO THERMAL COAL IN OECD COUNTRIES
BY NO LATER THAN 2030. THIS RESOLUTION WILL
ONLY BE PUT TO THE MEETING IF THE
RESOLUTION IN ITEM 6(A) IS PASSED AS A
SPECIAL RESOLUTION
CMMT 11 DEC 2020: PLEAE NOTE THAT IF YOU ARE A Non-Voting
HOLDER OF ORDINARY SHARES ONLY, THE VALID
VOTE OPTIONS FOR ALL AGENDA ITEMS ARE FOR,
AGAINST OR ABSTAIN. IF YOU ARE A HOLDER OF
ORDINARY SHARES AND NIS, THE VALID VOTE
OPTIONS FOR RESOLUTION 5 ARE AGAINST OR
ABSTAIN. IF YOU ARE A HOLDER OF NIS ONLY,
YOU MAY VOTE ON RESOLUTION 5 ONLY WITH
VALID VOTE OPTIONS OF AGAINST OR ABSTAIN.
THANK YOU
CMMT 11 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 713713469
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 508495 DUE TO RECEIPT OF CHANGE
IN VOTING STAUS FOR RESOLUTON 8. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REVIEW, THE Mgmt For For
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2020
1.2 ACCEPTANCE OF THE COMPENSATION REPORT 2020 Mgmt For For
(ADVISORY VOTE)
2 DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT
3 APPROPRIATION OF PROFIT RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2020
4.1.1 RE-ELECTION AS MEMBER AND CHAIRMAN OF THE Mgmt For For
BOARD OF DIRECTORS: PAUL BULCKE
4.1.2 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ULF MARK SCHNEIDER
4.1.3 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HENRI DE CASTRIES
4.1.4 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: RENATO FASSBIND
4.1.5 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PABLO ISLA
4.1.6 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ANN M. VENEMAN
4.1.7 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: EVA CHENG
4.1.8 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PATRICK AEBISCHER
4.1.9 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: KASPER RORSTED
4.110 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: KIMBERLY A. ROSS
4.111 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DICK BOER
4.112 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DINESH PALIWAL
4.113 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HANNE JIMENEZ DE MORA
4.2 ELECTION TO THE BOARD OF DIRECTORS: LINDIWE Mgmt For For
MAJELE SIBANDA
4.3.1 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: PABLO ISLA
4.3.2 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: PATRICK AEBISCHER
4.3.3 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: DICK BOER
4.3.4 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: KASPER RORSTED
4.4 ELECTION OF THE STATUTORY AUDITORS: ERNST Mgmt For For
AND YOUNG LTD, LAUSANNE BRANCH
4.5 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt For For
HARTMANN DREYER, ATTORNEYS-AT-LAW
5.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS
5.2 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD
6 CAPITAL REDUCTION (BY CANCELLATION OF Mgmt For For
SHARES)
7 SUPPORT OF NESTLE'S CLIMATE ROADMAP Mgmt For For
(ADVISORY VOTE)
8 IN THE EVENT OF ANY YET UNKNOWN NEW OR Shr Against For
MODIFIED PROPOSAL BY A SHAREHOLDER DURING
THE GENERAL MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO VOTE AS
FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH
YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY
SUCH YET UNKNOWN PROPOSAL, ABSTAIN =
ABSTAIN FROM VOTING) - THE BOARD OF
DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH
YET UNKNOWN PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
NEWCREST MINING LTD Agenda Number: 713165137
--------------------------------------------------------------------------------------------------------------------------
Security: Q6651B114
Meeting Type: AGM
Meeting Date: 11-Nov-2020
Ticker:
ISIN: AU000000NCM7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 06 OCT 2020: VOTING EXCLUSIONS APPLY TO Non-Voting
THIS MEETING FOR PROPOSALS 3.A, 3.B, 4 AND
VOTES CAST BY ANY INDIVIDUAL OR RELATED
PARTY WHO BENEFIT FROM THE PASSING OF THE
PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
(AS REFERRED IN THE COMPANY ANNOUNCEMENT)
VOTE ABSTAIN ON THE RELEVANT PROPOSAL
ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT
YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S. BY VOTING (FOR OR
AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S,
YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION
2.A ELECTION OF SALLY-ANNE LAYMAN AS A DIRECTOR Mgmt For For
2.B RE-ELECTION OF ROGER HIGGINS AS A DIRECTOR Mgmt For For
2.C RE-ELECTION OF GERARD BOND AS A DIRECTOR Mgmt For For
3.A GRANT OF PERFORMANCE RIGHTS TO MANAGING Mgmt For For
DIRECTOR AND CHIEF EXECUTIVE OFFICER
SANDEEP BISWAS
3.B GRANT OF PERFORMANCE RIGHTS TO FINANCE Mgmt For For
DIRECTOR AND CHIEF FINANCIAL OFFICER GERARD
BOND
4 ADOPTION OF THE REMUNERATION REPORT FOR THE Mgmt For For
YEAR ENDED 30 JUNE 2020 (ADVISORY ONLY)
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
5 RENEWAL OF PROPORTIONAL TAKEOVER BID Mgmt For For
PROVISIONS IN THE CONSTITUTION
6 AMENDMENT OF THE CONSTITUTION AS PROPOSED Mgmt Against Against
CMMT 06 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT IN
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NIDEC CORPORATION Agenda Number: 714242548
--------------------------------------------------------------------------------------------------------------------------
Security: J52968104
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3734800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nagamori,
Shigenobu
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Seki, Jun
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sato, Teiichi
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shimizu, Osamu
2 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors (Excluding Directors who are
Audit and Supervisory Committee Members)
--------------------------------------------------------------------------------------------------------------------------
NINTENDO CO.,LTD. Agenda Number: 714265255
--------------------------------------------------------------------------------------------------------------------------
Security: J51699106
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3756600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Furukawa,
Shuntaro
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Miyamoto,
Shigeru
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takahashi,
Shinya
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shiota, Ko
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shibata,
Satoru
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Chris
Meledandri
--------------------------------------------------------------------------------------------------------------------------
NIPPON EXPRESS CO.,LTD. Agenda Number: 714325152
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV45415
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3729400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Stock-transfer Plan Mgmt For For
3 Amend Articles to: Change Company Location, Mgmt For For
Change Fiscal Year End, Change Record Date
of Annual General Meeting of Shareholders,
Change Record Date for Year End Dividends,
Change Record Date for Interim Dividends
4.1 Appoint a Director Watanabe, Kenji Mgmt For For
4.2 Appoint a Director Saito, Mitsuru Mgmt For For
4.3 Appoint a Director Ishii, Takaaki Mgmt For For
4.4 Appoint a Director Akita, Susumu Mgmt For For
4.5 Appoint a Director Horikiri, Satoshi Mgmt For For
4.6 Appoint a Director Masuda, Takashi Mgmt For For
4.7 Appoint a Director Nakayama, Shigeo Mgmt For For
4.8 Appoint a Director Yasuoka, Sadako Mgmt For For
4.9 Appoint a Director Shiba, Yojiro Mgmt Against Against
5 Appoint a Corporate Auditor Sanui, Nobuko Mgmt For For
6 Appoint Accounting Auditors Mgmt For For
7 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NIPPON STEEL CORPORATION Agenda Number: 714196412
--------------------------------------------------------------------------------------------------------------------------
Security: J55678106
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3381000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shindo, Kosei
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Hashimoto,
Eiji
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Nakamura,
Shinichi
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Migita, Akio
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Onoyama,
Shuhei
2.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sato, Naoki
2.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Mori, Takahiro
2.8 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Imai, Tadashi
2.9 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Iki, Noriko
2.10 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tomita,
Tetsuro
2.11 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kitera, Masato
--------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH AND TELEPHONE CORPORATION Agenda Number: 714183427
--------------------------------------------------------------------------------------------------------------------------
Security: J59396101
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3735400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors
3 Approve Details of the Compensation to be Mgmt For For
received by Directors
4 Shareholder Proposal: Remove a Director Shr Against For
Shibutani, Naoki
--------------------------------------------------------------------------------------------------------------------------
NITORI HOLDINGS CO.,LTD. Agenda Number: 713953645
--------------------------------------------------------------------------------------------------------------------------
Security: J58214131
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: JP3756100008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Nitori, Akio
1.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shirai,
Toshiyuki
1.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sudo, Fumihiro
1.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Matsumoto,
Fumiaki
1.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Takeda,
Masanori
1.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Abiko, Hiromi
1.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Okano, Takaaki
1.8 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sakakibara,
Sadayuki
1.9 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Miyauchi,
Yoshihiko
1.10 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yoshizawa,
Naoko
--------------------------------------------------------------------------------------------------------------------------
NN GROUP N.V. Agenda Number: 713836407
--------------------------------------------------------------------------------------------------------------------------
Security: N64038107
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: NL0010773842
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2. 2020 ANNUAL REPORT Non-Voting
3. PROPOSAL TO GIVE A POSITIVE ADVICE ON THE Mgmt For For
2020 REMUNERATION REPORT
4.A. PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR Mgmt For For
THE FINANCIAL YEAR 2020
4.B. EXPLANATION OF THE DIVIDEND POLICY Non-Voting
4.C. PROPOSAL TO PAY OUT DIVIDEND: THE EXECUTIVE Mgmt For For
BOARD PROPOSES, WHICH PROPOSAL IS APPROVED
BY THE SUPERVISORY BOARD, TO PAY OUT A
FINAL DIVIDEND OF EUR 1.47 PER ORDINARY
SHARE, OR APPROXIMATELY EUR 456 MILLION IN
TOTAL
5.A. PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt For For
EXECUTIVE BOARD FROM LIABILITY FOR THEIR
RESPECTIVE DUTIES PERFORMED DURING THE
FINANCIAL YEAR 2020
5.B. PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY FOR THEIR
RESPECTIVE DUTIES PERFORMED DURING THE
FINANCIAL YEAR 2020
6.A. PROPOSAL TO APPOINT CECILIA REYES AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD
6.B. PROPOSAL TO APPOINT ROB LELIEVELD AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD
6.C. PROPOSAL TO APPOINT INGA BEALE AS MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
7. PROPOSAL TO APPROVE AN INCREASE OF VARIABLE Mgmt For For
REMUNERATION CAPS IN SPECIAL CIRCUMSTANCES
8.A.i PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD Mgmt For For
AS THE COMPETENT BODY TO RESOLVE TO ISSUE
ORDINARY SHARES AND TO GRANT RIGHTS TO
SUBSCRIBE FOR ORDINARY SHARES
8A.ii PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD Mgmt For For
AS THE COMPETENT BODY TO RESOLVE TO LIMIT
OR EXCLUDE PREEMPTIVE RIGHTS OF EXISTING
SHAREHOLDERS WHEN ISSUING ORDINARY SHARES
AND GRANTING RIGHTS TO SUBSCRIBE FOR
ORDINARY SHARES PURSUANT TO AGENDA ITEM
8.A.(I)
8.B. PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD Mgmt For For
AS THE COMPETENT BODY TO RESOLVE TO ISSUE
ORDINARY SHARES AND TO GRANT RIGHTS TO
SUBSCRIBE FOR ORDINARY SHARES BY WAY OF A
RIGHTS ISSUE
9. PROPOSAL TO AUTHORISE THE EXECUTIVE BOARD Mgmt For For
TO ACQUIRE ORDINARY SHARES IN THE COMPANY'S
SHARE CAPITAL
10. PROPOSAL TO REDUCE THE ISSUED SHARE CAPITAL Mgmt For For
BY CANCELLATION OF ORDINARY SHARES HELD BY
THE COMPANY
11. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT 09 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 03 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHANGE IN NUMBERING FOR RESOLUTIONS 8A.i
and 8A.ii. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORP Agenda Number: 713654855
--------------------------------------------------------------------------------------------------------------------------
Security: X61873133
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: FI0009000681
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 MATTERS OF ORDER FOR THE MEETING Non-Voting
3 ELECTION OF A PERSON TO CONFIRM THE MINUTES Non-Voting
AND A PERSON TO VERIFY THE COUNTING OF
VOTES
4 RECORDING THE LEGAL CONVENING OF THE Non-Voting
MEETING AND QUORUM
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE ANNUAL ACCOUNTS, THE Non-Voting
REVIEW BY THE BOARD OF DIRECTORS AND THE
AUDITOR'S REPORT FOR THE FINANCIAL YEAR
2020
7 ADOPTION OF THE ANNUAL ACCOUNTS Mgmt For For
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY FOR THE FINANCIAL
YEAR 2020
10 ADDRESSING THE REMUNERATION REPORT Mgmt For For
11 RESOLUTION ON THE REMUNERATION TO THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS: EIGHT (8)
13 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS: ELIZABETH NELSON HAS INFORMED
THAT SHE WILL NO LONGER BE AVAILABLE TO
SERVE ON THE NOKIA BOARD OF DIRECTORS AFTER
THE ANNUAL GENERAL MEETING. THE BOARD
PROPOSES, ON THE RECOMMENDATION OF THE
BOARD'S CORPORATE GOVERNANCE AND NOMINATION
COMMITTEE, THAT THE FOLLOWING EIGHT CURRENT
BOARD MEMBERS BE RE-ELECTED AS MEMBERS OF
THE NOKIA BOARD OF DIRECTORS FOR A TERM
ENDING AT THE CLOSE OF THE NEXT ANNUAL
GENERAL MEETING: SARI BALDAUF, BRUCE BROWN,
THOMAS DANNENFELDT, JEANETTE HORAN, EDWARD
KOZEL, SOREN SKOU, CARLA SMITS-NUSTELING,
AND KARI STADIGH
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR
15 ELECTION OF AUDITOR FOR THE FINANCIAL YEAR Mgmt For For
2022: DELOITTE OY
16 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
RESOLVE TO REPURCHASE THE COMPANY'S OWN
SHARES
17 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
RESOLVE TO ISSUE SHARES AND SPECIAL RIGHTS
ENTITLING TO SHARES
18 CLOSING OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
NOMURA RESEARCH INSTITUTE,LTD. Agenda Number: 714203700
--------------------------------------------------------------------------------------------------------------------------
Security: J5900F106
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3762800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Konomoto, Shingo Mgmt For For
1.2 Appoint a Director Fukami, Yasuo Mgmt For For
1.3 Appoint a Director Momose, Hironori Mgmt For For
1.4 Appoint a Director Anzai, Hidenori Mgmt For For
1.5 Appoint a Director Ebato, Ken Mgmt For For
1.6 Appoint a Director Funakura, Hiroshi Mgmt For For
1.7 Appoint a Director Omiya, Hideaki Mgmt For For
1.8 Appoint a Director Sakata, Shinoi Mgmt For For
1.9 Appoint a Director Ohashi, Tetsuji Mgmt For For
2 Appoint a Corporate Auditor Kosakai, Mgmt For For
Kenkichi
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 713572988
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 02-Mar-2021
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE OPERATING AND FINANCIAL Mgmt For For
REVIEW OF NOVARTIS AG, THE FINANCIAL
STATEMENTS OF NOVARTIS AG AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
2020 FINANCIAL YEAR
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND FOR 2020
4 REDUCTION OF SHARE CAPITAL Mgmt For For
5 FURTHER SHARE REPURCHASES Mgmt For For
6.1 VOTE ON COMPENSATION FOR THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE: BINDING VOTE ON THE MAXIMUM
AGGREGATE AMOUNT OF COMPENSATION FOR THE
BOARD OF DIRECTORS FROM THE 2021 ANNUAL
GENERAL MEETING TO THE 2022 ANNUAL GENERAL
MEETING
6.2 VOTE ON COMPENSATION FOR THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE: BINDING VOTE ON THE MAXIMUM
AGGREGATE AMOUNT OF COMPENSATION FOR THE
EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR
2022
6.3 VOTE ON COMPENSATION FOR THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE: ADVISORY VOTE ON THE 2020
COMPENSATION REPORT
7.1 RE-ELECTION OF JOERG REINHARDT AS MEMBER Mgmt For For
AND CHAIRMAN OF THE BOARD OF DIRECTORS
7.2 RE-ELECTION OF NANCY C. ANDREWS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.3 RE-ELECTION OF TON BUECHNER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.4 RE-ELECTION OF PATRICE BULA AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.5 RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.6 RE-ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
7.7 RE-ELECTION OF BRIDGETTE HELLER AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.8 RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.9 RE-ELECTION OF SIMON MORONEY AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.10 RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.11 RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.12 RE-ELECTION OF ENRICO VANNI AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.13 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
8.1 RE-ELECTION OF PATRICE BULA TO THE Mgmt For For
COMPENSATION COMMITTEE
8.2 RE-ELECTION OF BRIDGETTE HELLER TO THE Mgmt For For
COMPENSATION COMMITTEE
8.3 RE-ELECTION OF ENRICO VANNI TO THE Mgmt For For
COMPENSATION COMMITTEE
8.4 RE-ELECTION OF WILLIAM T. WINTERS TO THE Mgmt For For
COMPENSATION COMMITTEE
8.5 ELECTION OF SIMON MORONEY AS NEW MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
9 RE-ELECTION OF THE STATUTORY AUDITOR: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THE RE-ELECTION
OF PRICEWATERHOUSECOOPERS AG AS AUDITOR FOR
THE FINANCIAL YEAR STARTING ON JANUARY 1,
2021
10 RE-ELECTION OF THE INDEPENDENT PROXY: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THE RE-ELECTION
OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY
AT LAW, BASEL, AS INDEPENDENT PROXY UNTIL
THE END OF THE NEXT ANNUAL GENERAL MEETING
11 AMENDMENT TO ARTICLE 20 PARAGRAPH 3 OF THE Mgmt For For
ARTICLES OF INCORPORATION
B GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE Mgmt Against Against
MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN
THE INVITATION TO THE ANNUAL GENERAL
MEETING, AND/OR OF MOTIONS RELATING TO
ADDITIONAL AGENDA ITEMS ACCORDING TO
ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE
OF OBLIGATIONS. I/WE INSTRUCT THE
INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR
= ACCORDING TO THE MOTION OF THE BOARD OF
DIRECTORS, AGAINST = AGAINST ALTERNATIVE
AND/OR ADDITIONAL MOTIONS, ABSTAIN =
ABSTAIN FROM VOTING)
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S Agenda Number: 713620563
--------------------------------------------------------------------------------------------------------------------------
Security: K72807132
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: DK0060534915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 THE BOARD OF DIRECTORS' ORAL REPORT ON THE Non-Voting
COMPANY'S ACTIVITIES IN THE PAST FINANCIAL
YEAR
2 PRESENTATION AND ADOPTION OF THE AUDITED Mgmt For For
ANNUAL REPORT 2020
3 RESOLUTION TO DISTRIBUTE THE PROFIT Mgmt For For
ACCORDING TO THE ADOPTED ANNUAL REPORT 2020
4 PRESENTATION AND ADVISORY VOTE ON THE Mgmt For For
REMUNERATION REPORT 2020
5.1 APPROVAL OF THE REMUNERATION OF THE BOARD Mgmt For For
OF DIRECTORS: APPROVAL OF THE REMUNERATION
OF THE BOARD OF DIRECTORS FOR 2020
5.2 APPROVAL OF THE REMUNERATION OF THE BOARD Mgmt For For
OF DIRECTORS: APPROVAL OF THE REMUNERATION
LEVEL FOR 2021
6.1 ELECTION OF HELGE LUND AS CHAIR Mgmt For For
6.2 ELECTION OF JEPPE CHRISTIANSEN AS Mgmt For For
VICE-CHAIR
6.3.A ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: LAURENCE DEBROUX
6.3.B ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: ANDREAS FIBIG
6.3.C ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: SYLVIE GREGOIRE
6.3.D ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: KASIM KUTAY
6.3.E ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: MARTIN MACKAY
6.3.F ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: HENRIK POULSEN
7 APPOINTMENT OF AUDITOR: DELOITTE Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB
8.1 REDUCTION OF THE COMPANY'S B SHARE CAPITAL Mgmt For For
BY NOMINALLY DKK 8,000,000 BY CANCELLATION
OF B SHARES
8.2 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
ALLOW THE COMPANY TO REPURCHASE OWN SHARES
8.3.A AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE COMPANY'S SHARE CAPITAL:
CANCELLATION OF ARTICLE 5.3 OF THE ARTICLES
OF ASSOCIATION
8.3.B AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE COMPANY'S SHARE CAPITAL:
EXTENSION OF AUTHORISATION TO THE BOARD OF
DIRECTORS TO INCREASE THE COMPANY'S SHARE
CAPITA
8.4.A INDEMNIFICATION OF THE BOARD OF DIRECTORS Mgmt For For
AND EXECUTIVE MANAGEMENT: INDEMNIFICATION
OF MEMBERS OF THE BOARD OF DIRECTORS
8.4.B INDEMNIFICATION OF THE BOARD OF DIRECTORS Mgmt For For
AND EXECUTIVE MANAGEMENT: INDEMNIFICATION
OF MEMBERS OF EXECUTIVE MANAGEMENT
8.5 AMENDMENTS TO THE REMUNERATION POLICY Mgmt For For
8.6.A AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt Against Against
VIRTUAL GENERAL MEETINGS
8.6.B AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt For For
LANGUAGE IN DOCUMENTS PREPARED FOR GENERAL
MEETINGS
8.6.C AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt For For
DIFFERENTIATION OF VOTES
8.7.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDER KRITISKE AKTIONAERER ON MAKING
A PLAN FOR CHANGED OWNERSHIP
9 ANY OTHER BUSINESS Non-Voting
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.1 TO 6.2, 6.3.A TO
6.3.F AND 7. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 24 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ONO PHARMACEUTICAL CO.,LTD. Agenda Number: 714196373
--------------------------------------------------------------------------------------------------------------------------
Security: J61546115
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3197600004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2.1 Appoint a Director Sagara, Gyo Mgmt Against Against
2.2 Appoint a Director Tsujinaka, Toshihiro Mgmt For For
2.3 Appoint a Director Takino, Toichi Mgmt For For
2.4 Appoint a Director Ono, Isao Mgmt Against Against
2.5 Appoint a Director Idemitsu, Kiyoaki Mgmt For For
2.6 Appoint a Director Nomura, Masao Mgmt For For
2.7 Appoint a Director Okuno, Akiko Mgmt For For
2.8 Appoint a Director Nagae, Shusaku Mgmt For For
3 Appoint a Corporate Auditor Tanisaka, Mgmt For For
Hironobu
4 Approve Details of Compensation as Mgmt For For
Stock-Linked Compensation Type Stock
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
ORIX CORPORATION Agenda Number: 714242714
--------------------------------------------------------------------------------------------------------------------------
Security: J61933123
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3200450009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Amend Business Lines Mgmt For For
2.1 Appoint a Director Inoue, Makoto Mgmt For For
2.2 Appoint a Director Irie, Shuji Mgmt For For
2.3 Appoint a Director Taniguchi, Shoji Mgmt For For
2.4 Appoint a Director Matsuzaki, Satoru Mgmt For For
2.5 Appoint a Director Suzuki, Yoshiteru Mgmt For For
2.6 Appoint a Director Stan Koyanagi Mgmt For For
2.7 Appoint a Director Takenaka, Heizo Mgmt For For
2.8 Appoint a Director Michael Cusumano Mgmt For For
2.9 Appoint a Director Akiyama, Sakie Mgmt For For
2.10 Appoint a Director Watanabe, Hiroshi Mgmt For For
2.11 Appoint a Director Sekine, Aiko Mgmt For For
2.12 Appoint a Director Hodo, Chikatomo Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ORSTED Agenda Number: 713588993
--------------------------------------------------------------------------------------------------------------------------
Security: K7653Q105
Meeting Type: AGM
Meeting Date: 01-Mar-2021
Ticker:
ISIN: DK0060094928
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 9.1 TO 9.9 AND 11. THANK
YOU
1 REPORT BY THE BOARD OF DIRECTORS Non-Voting
2 PRESENTATION OF THE AUDITED ANNUAL REPORT Mgmt For For
FOR APPROVAL
3 PRESENTATION OF THE REMUNERATION REPORT FOR Mgmt For For
ADVISORY VOTE
4 PROPOSAL TO DISCHARGE THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE BOARD FROM
THEIR LIABILITIES
5 PROPOSAL FOR THE APPROPRIATION OF THE Mgmt For For
PROFIT ACCORDING TO THE APPROVED ANNUAL
REPORT
6 PROPOSAL FROM THE BOARD OF DIRECTORS FOR Mgmt For For
AUTHORIZATION TO ACQUIRE TREASURY SHARES
7.1 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AN AMENDMENT OF THE
REMUNERATION POLICY TO AUTHORISE THE BOARD
OF DIRECTORS TO IMPLEMENT A SCHEME FOR
INDEMNIFICATION OF THE BOARD OF DIRECTORS
AND THE EXECUTIVE BOARD
7.2 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AN AMENDMENT OF THE
REMUNERATION POLICY TO ALLOW FOR A FIXED
ANNUAL TRAVEL COMPENSATION FOR BOARD
MEMBERS RESIDING OUTSIDE EUROPE
7.3 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AN AUTHORISATION IN THE
ARTICLES OF ASSOCIATION TO CONDUCT
COMPLETELY ELECTRONIC GENERAL MEETINGS
7.4 PROPOSAL FROM THE BOARD OF DIRECTORS: GRANT Mgmt For For
OF AUTHORISATION
8 ANY PROPOSALS FROM THE SHAREHOLDERS (NO Non-Voting
PROPOSALS)
9.1 ELECTION OF EIGHT MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS
9.2 RE-ELECTION OF THOMAS THUNE ANDERSEN AS Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
9.3 RE-ELECTION OF LENE SKOLE AS DEPUTY Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
9.4 RE-ELECTION OF LYNDA ARMSTRONG AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.5 RE-ELECTION OF JORGEN KILDAHL AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.6 RE-ELECTION OF PETER KORSHOLM AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.7 RE-ELECTION OF DIETER WEMMER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.8 ELECTION OF JULIA KING, BARONESS BROWN OF Mgmt For For
CAMBRIDGE, AS NEW MEMBER OF THE BOARD OF
DIRECTORS
9.9 ELECTION OF HENRIK POULSEN AS NEW MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
10 DETERMINATION OF THE REMUNERATION PAYABLE Mgmt For For
TO THE BOARD OF DIRECTORS FOR THE FINANCIAL
YEAR 2021
11 RE-ELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB AS
AUDITOR
12 ANY OTHER BUSINESS Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 05 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 05 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
OTSUKA CORPORATION Agenda Number: 713633647
--------------------------------------------------------------------------------------------------------------------------
Security: J6243L115
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3188200004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Otsuka, Yuji Mgmt Against Against
2.2 Appoint a Director Katakura, Kazuyuki Mgmt For For
2.3 Appoint a Director Takahashi, Toshiyasu Mgmt For For
2.4 Appoint a Director Tsurumi, Hironobu Mgmt For For
2.5 Appoint a Director Saito, Hironobu Mgmt For For
2.6 Appoint a Director Yano, Katsuhiro Mgmt For For
2.7 Appoint a Director Sakurai, Minoru Mgmt For For
2.8 Appoint a Director Makino, Jiro Mgmt Against Against
2.9 Appoint a Director Saito, Tetsuo Mgmt For For
2.10 Appoint a Director Hamabe, Makiko Mgmt For For
3 Appoint a Corporate Auditor Murata, Tatsumi Mgmt For For
4 Approve Provision of Retirement Allowance Mgmt For For
for Retiring Directors
5 Approve Provision of Retirement Allowance Mgmt For For
for Retiring Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
OTSUKA HOLDINGS CO.,LTD. Agenda Number: 713633611
--------------------------------------------------------------------------------------------------------------------------
Security: J63117105
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: JP3188220002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Otsuka, Ichiro Mgmt Against Against
1.2 Appoint a Director Higuchi, Tatsuo Mgmt Against Against
1.3 Appoint a Director Matsuo, Yoshiro Mgmt Against Against
1.4 Appoint a Director Makino, Yuko Mgmt Against Against
1.5 Appoint a Director Takagi, Shuichi Mgmt Against Against
1.6 Appoint a Director Tobe, Sadanobu Mgmt Against Against
1.7 Appoint a Director Kobayashi, Masayuki Mgmt Against Against
1.8 Appoint a Director Tojo, Noriko Mgmt Against Against
1.9 Appoint a Director Inoue, Makoto Mgmt Against Against
1.10 Appoint a Director Matsutani, Yukio Mgmt Against Against
1.11 Appoint a Director Sekiguchi, Ko Mgmt Against Against
1.12 Appoint a Director Aoki, Yoshihisa Mgmt Against Against
1.13 Appoint a Director Mita, Mayo Mgmt Against Against
2 Appoint Accounting Auditors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORPORATION LTD Agenda Number: 713819499
--------------------------------------------------------------------------------------------------------------------------
Security: Y64248209
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: SG1S04926220
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF DIRECTORS' STATEMENT AND Mgmt For For
AUDITED FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND
AUDITORS' REPORT
2.A RE-ELECTION OF MR CHUA KIM CHIU Mgmt For For
2.B RE-ELECTION OF MR PRAMUKTI SURJAUDAJA Mgmt Against Against
2.C RE-ELECTION OF MR TAN NGIAP JOO Mgmt Against Against
3 RE-ELECTION OF DR ANDREW KHOO CHENG HOE Mgmt For For
4 APPROVAL OF FINAL ONE-TIER TAX EXEMPT Mgmt For For
DIVIDEND: 15.9 CENTS PER ORDINARY SHARE
5.A APPROVAL OF AMOUNT PROPOSED AS DIRECTORS' Mgmt For For
REMUNERATION
5.B APPROVAL OF ALLOTMENT AND ISSUE OF ORDINARY Mgmt For For
SHARES TO THE NON-EXECUTIVE DIRECTORS
6 RE-APPOINTMENT OF AUDITORS AND Mgmt For For
AUTHORISATION FOR DIRECTORS TO FIX THEIR
REMUNERATION
7 AUTHORITY TO ISSUE ORDINARY SHARES, AND Mgmt For For
MAKE OR GRANT INSTRUMENTS CONVERTIBLE INTO
ORDINARY SHARES
8 AUTHORITY TO (I) ALLOT AND ISSUE ORDINARY Mgmt Against Against
SHARES UNDER THE OCBC SHARE OPTION SCHEME
2001; AND/OR (II) GRANT RIGHTS TO ACQUIRE
AND/OR ALLOT AND ISSUE ORDINARY SHARES
UNDER THE OCBC EMPLOYEE SHARE PURCHASE PLAN
9 AUTHORITY TO ALLOT AND ISSUE ORDINARY Mgmt For For
SHARES PURSUANT TO THE OCBC SCRIP DIVIDEND
SCHEME
10 APPROVAL OF RENEWAL OF THE SHARE PURCHASE Mgmt For For
MANDATE
11 ADOPTION OF THE OCBC DEFERRED SHARE PLAN Mgmt Against Against
2021
--------------------------------------------------------------------------------------------------------------------------
PERNOD RICARD SA Agenda Number: 713260583
--------------------------------------------------------------------------------------------------------------------------
Security: F72027109
Meeting Type: MIX
Meeting Date: 27-Nov-2020
Ticker:
ISIN: FR0000120693
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT 09 NOV 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202010232004301-128 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202011092004473-135; PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK IN COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 MODIFICATION OF ARTICLES 35 AND 36 OF THE Mgmt For For
BYLAWS ON THE INCLUSION OF ABSTENTION,
BLANK AND NULL VOTES FOR THE CALCULATION OF
THE MAJORITY AT GENERAL MEETINGS IN
ACCORDANCE WITH THE SOILIHI LAW
2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 30
JUNE 2020 - ACKNOWLEDGEMENT OF THE TOTAL
AMOUNT OF EXPENSES AND CHARGES REFERRED TO
IN PARAGRAPH 4 OF ARTICLE 39 OF THE FRENCH
GENERAL TAX CODE
3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 30
JUNE 2020
4 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 30 JUNE 2020 AND SETTING OF THE
DIVIDEND
5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
ALEXANDRE RICARD AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MR. CESAR Mgmt For For
GIRON AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
WOLFGANG COLBERG AS DIRECTOR
8 APPOINTMENT OF MRS. VIRGINIE FAUVEL AS Mgmt For For
DIRECTOR
9 SETTING OF THE ANNUAL AMOUNT OF Mgmt For For
COMPENSATION ALLOCATED TO MEMBERS OF THE
BOARD OF DIRECTORS
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR ALLOCATED DURING THE FINANCIAL YEAR
2019/20 TO MR. ALEXANDRE RICARD, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
11 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR ALLOCATED DURING THE FINANCIAL YEAR
2019/20 TO THE CORPORATE OFFICERS
12 APPROVAL OF THE ELEMENTS OF THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO MR.
ALEXANDRE RICARD, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
13 APPROVAL OF THE ELEMENTS OF THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO CORPORATE
OFFICERS
14 APPROVAL OF THE REGULATED AGREEMENTS Mgmt For For
REFERRED TO IN ARTICLES L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
15 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO TRADE IN THE
COMPANY'S SHARES
16 RATIFICATION OF THE DECISION OF THE BOARD Mgmt For For
OF DIRECTORS TO TRANSFER THE REGISTERED
OFFICE OF THE COMPANY AND OF THE AMENDMENT
TO ARTICLE 4 "REGISTERED OFFICE" OF THE
BYLAWS RELATING THERETO
17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL WITHIN THE LIMIT
OF 2% OF THE SHARE CAPITAL BY ISSUING
SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS
OF COMPANY SAVINGS PLANS WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN
FAVOUR OF THE LATTER
18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL WITHIN THE LIMIT
OF 2% OF THE SHARE CAPITAL BY ISSUING
SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL IN FAVOUR OF CATEGORY
S OF DESIGNATED BENEFICIARIES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE
LATTER
19 AMENDMENT TO ARTICLE 21 OF THE BYLAWS Mgmt For For
"MEETINGS" IN ORDER TO INTRODUCE THE
POSSIBILITY FOR THE BOARD OF DIRECTORS TO
TAKE DECISIONS BY WRITTEN CONSULTATION
UNDER THE CONDITIONS SET BY LAW SOILIHI LAW
20 MODIFICATION OF ARTICLES 25 "REMUNERATION Mgmt For For
OF BOARD MEMBERS", 28 "CENSORS" AND 35
"ORDINARY GENERAL MEETINGS" OF THE BYLAWS
IN ORDER TO REPLACE THE TERM "ATTENDANCE
FEES" BY THAT OF "REMUNERATION" IN
ACCORDANCE WITH THE PACTE LAW
21 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
CMMT 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS ("CDIs") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
--------------------------------------------------------------------------------------------------------------------------
PERSIMMON PLC Agenda Number: 713732281
--------------------------------------------------------------------------------------------------------------------------
Security: G70202109
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: GB0006825383
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' AND Mgmt For For
AUDITOR'S REPORTS AND FINANCIAL STATEMENTS
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2020
2 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2020
3 TO RE-ELECT ROGER DEVLIN AS A DIRECTOR Mgmt For For
4 TO ELECT DEAN FINCH AS A DIRECTOR Mgmt For For
5 TO RE-ELECT MIKE KILLORAN AS A DIRECTOR Mgmt For For
6 TO RE-ELECT NIGEL MILLS AS A DIRECTOR Mgmt For For
7 TO RE-ELECT RACHEL KENTLETON AS A DIRECTOR Mgmt For For
8 TO RE-ELECT SIMON LITHERLAND AS A DIRECTOR Mgmt For For
9 TO RE-ELECT JOANNA PLACE AS A DIRECTOR Mgmt For For
10 TO ELECT ANNEMARIE DURBIN AS A DIRECTOR Mgmt For For
11 TO ELECT ANDREW WYLLIE AS A DIRECTOR Mgmt For For
12 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR Mgmt For For
OF THE COMPANY UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING
13 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITOR'S REMUNERATION
14 RENEW THE AUTHORITY TO THE DIRECTORS TO Mgmt For For
ALLOT SHARES
15 TO RENEW THE AUTHORITY TO THE DIRECTORS TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS ON UP TO 5% OF
THE ISSUED SHARE CAPITAL
16 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
17 THAT NEW ARTICLES OF ASSOCIATION BE ADOPTED Mgmt For For
AS THE ARTICLES OF ASSOCIATION OF THE
COMPANY IN SUBSTITUTION FOR, AND TO THE
EXCLUSION OF, THE EXISTING ARTICLES OF
ASSOCIATION
18 TO AUTHORISE THE CALLING OF A GENERAL Mgmt For For
MEETING ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC Agenda Number: 713870461
--------------------------------------------------------------------------------------------------------------------------
Security: G72899100
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: GB0007099541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE 2020 ACCOUNTS Mgmt For For
STRATEGIC REPORT DIRECTORS REMUNERATION
REPORT DIRECTORS REPORT AND THE AUDITORS
REPORT THE ANNUAL REPORT
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
3 TO ELECT CHUA SOCK KOONG AS A DIRECTOR Mgmt For For
4 TO ELECT MING LU AS A DIRECTOR Mgmt For For
5 TO ELECT JEANETTE WONG AS A DIRECTOR Mgmt For For
6 TO RE-ELECT SHRITI VADERA AS A DIRECTOR Mgmt For For
7 TO RE-ELECT JEREMY ANDERSON AS A DIRECTOR Mgmt For For
8 TO RE-ELECT MARK FITZPATRICK AS A DIRECTOR Mgmt For For
9 TO RE-ELECT DAVID LAW AS A DIRECTOR Mgmt For For
10 TO RE-ELECT ANTHONY NIGHTINGALE AS A Mgmt For For
DIRECTOR
11 TO RE-ELECT PHILIP REMNANT AS A DIRECTOR Mgmt For For
12 TO RE-ELECT ALICE SCHROEDER AS A DIRECTOR Mgmt For For
13 TO RE-ELECT JAMES TURNER AS A DIRECTOR Mgmt For For
14 TO RE-ELECT THOMAS WATJEN AS A DIRECTOR Mgmt For For
15 TO RE-ELECT MICHAEL WELLS AS A DIRECTOR Mgmt For For
16 TO RE-ELECT FIELDS WICKER-MIURIN AS A Mgmt For For
DIRECTOR
17 TO RE-ELECT AMY YIP AS A DIRECTOR Mgmt For For
18 TO RE-APPOINT KPMG LLP AS THE COMPANY'S Mgmt For For
AUDITOR
19 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AMOUNT OF THE AUDITORS
REMUNERATION
20 TO RENEW THE AUTHORITY TO MAKE POLITICAL Mgmt For For
DONATIONS
21 TO RENEW THE AUTHORITY TO ALLOT ORDINARY Mgmt For For
SHARES
22 TO RENEW THE EXTENSION OF AUTHORITY TO Mgmt For For
ALLOT ORDINARY SHARES TO INCLUDE
REPURCHASED SHARES
23 TO RENEW THE AUTHORITY FOR DISAPPLICATION Mgmt For For
OF PRE-EMPTION RIGHTS
24 TO RENEW THE AUTHORITY FOR DISAPPLICATION Mgmt For For
OF PRE-EMPTION RIGHTS FOR PURPOSES OF
ACQUISITIONS OR SPECIFIED CAPITAL
INVESTMENTS
25 TO RENEW THE AUTHORITY FOR PURCHASE OF OWN Mgmt For For
SHARES
26 TO RENEW THE AUTHORITY IN RESPECT OF NOTICE Mgmt For For
FOR GENERAL MEETINGS
--------------------------------------------------------------------------------------------------------------------------
RAKUTEN,INC. Agenda Number: 713662484
--------------------------------------------------------------------------------------------------------------------------
Security: J64264104
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: JP3967200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Change Official Company Mgmt For For
Name
2.1 Appoint a Director Mikitani, Hiroshi Mgmt For For
2.2 Appoint a Director Hosaka, Masayuki Mgmt For For
2.3 Appoint a Director Charles B. Baxter Mgmt For For
2.4 Appoint a Director Hyakuno, Kentaro Mgmt For For
2.5 Appoint a Director Kutaragi, Ken Mgmt Against Against
2.6 Appoint a Director Sarah J. M. Whitley Mgmt For For
2.7 Appoint a Director Mitachi, Takashi Mgmt For For
2.8 Appoint a Director Murai, Jun Mgmt For For
2.9 Appoint a Director John V. Roos Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC Agenda Number: 713857211
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE 2020 REPORT AND Mgmt For For
FINANCIAL STATEMENTS
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3 TO DECLARE A FINAL DIVIDEND OF 101.6P PER Mgmt For For
ORDINARY SHARE
4 TO RE-ELECT ANDREW BONFIELD AS A DIRECTOR Mgmt For For
5 TO RE-ELECT JEFF CARR AS A DIRECTOR Mgmt For For
6 TO RE-ELECT NICANDRO DURANTE AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MARY HARRIS AS A DIRECTOR Mgmt For For
8 TO RE-ELECT MEHMOOD KHAN AS A DIRECTOR Mgmt For For
9 TO RE-ELECT PAM KIRBY AS A DIRECTOR Mgmt For For
10 TO RE-ELECT SARA MATHEW AS A DIRECTOR Mgmt For For
11 TO RE-ELECT LAXMAN NARASIMHAN AS A DIRECTOR Mgmt For For
12 TO RE-ELECT CHRIS SINCLAIR AS A DIRECTOR Mgmt For For
13 TO RE-ELECT ELANE STOCK AS A DIRECTOR Mgmt For For
14 TO ELECT OLIVIER BOHUON AS A DIRECTOR Mgmt For For
15 TO ELECT MARGHERITA DELLA VALLE AS A Mgmt For For
DIRECTOR
16 TO REAPPOINT KPMG LLP AS THE EXTERNAL Mgmt For For
AUDITOR
17 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE EXTERNAL AUDITOR'S
REMUNERATION
18 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS
19 TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
SHARES
20 TO RENEW THE DIRECTORS' POWER TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS IN RESPECT OF UP TO 5
PER CENT OF ISSUED SHARE CAPITAL
21 TO AUTHORISE THE DIRECTORS' POWER TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF
UP TO AN ADDITIONAL 5 PER CENT OF ISSUED
SHARE CAPITAL
22 TO RENEW THE COMPANY'S AUTHORITY TO Mgmt For For
PURCHASE ITS OWN SHARES
23 TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
24 TO AUTHORISE THE DIRECTORS TO CALL A Mgmt For For
GENERAL MEETING ON 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
RECRUIT HOLDINGS CO.,LTD. Agenda Number: 714203899
--------------------------------------------------------------------------------------------------------------------------
Security: J6433A101
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3970300004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Minegishi, Masumi Mgmt For For
1.2 Appoint a Director Idekoba, Hisayuki Mgmt For For
1.3 Appoint a Director Senaha, Ayano Mgmt For For
1.4 Appoint a Director Rony Kahan Mgmt For For
1.5 Appoint a Director Izumiya, Naoki Mgmt For For
1.6 Appoint a Director Totoki, Hiroki Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Tanaka, Miho
3 Approve Details of the Stock Compensation Mgmt Against Against
to be received by Directors, etc.
4 Approve Details of Compensation as Stock Mgmt For For
Options for Directors (Excluding Outside
Directors)
5 Amend Articles to: Establish the Articles Mgmt For For
Related to Shareholders Meeting held
without specifying a venue
--------------------------------------------------------------------------------------------------------------------------
RELX PLC Agenda Number: 713657293
--------------------------------------------------------------------------------------------------------------------------
Security: G7493L105
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: GB00B2B0DG97
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE THE 2020 ANNUAL REPORT Mgmt For For
2 APPROVE ANNUAL REMUNERATION REPORT Mgmt For For
3 DECLARATION OF 2020 FINAL DIVIDEND: 33.4P Mgmt For For
PER SHARE
4 RE-APPOINTMENT OF AUDITORS: ERNST & YOUNG Mgmt For For
LLP
5 AUDITORS' REMUNERATION Mgmt For For
6 ELECT PAUL WALKER AS A DIRECTOR Mgmt For For
7 ELECT JUNE FELIX AS A DIRECTOR Mgmt For For
8 RE-ELECT ERIK ENGSTROM AS A DIRECTOR Mgmt For For
9 RE-ELECT WOLFHART HAUSER AS A DIRECTOR Mgmt For For
10 RE-ELECT CHARLOTTE HOGG AS A DIRECTOR Mgmt For For
11 RE-ELECT MARIKE VAN LIER LELS AS A DIRECTOR Mgmt For For
12 RE-ELECT NICK LUFF AS A DIRECTOR Mgmt For For
13 RE-ELECT ROBERT MACLEOD AS A DIRECTOR Mgmt For For
14 RE-ELECT LINDA SANFORD AS A DIRECTOR Mgmt For For
15 RE-ELECT ANDREW SUKAWATY AS A DIRECTOR Mgmt For For
16 RE-ELECT SUZANNE WOOD AS A DIRECTOR Mgmt For For
17 AUTHORITY TO ALLOT SHARES Mgmt For For
18 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
19 ADDITIONAL DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
20 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
21 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RENESAS ELECTRONICS CORPORATION Agenda Number: 713633762
--------------------------------------------------------------------------------------------------------------------------
Security: J4881V107
Meeting Type: AGM
Meeting Date: 31-Mar-2021
Ticker:
ISIN: JP3164720009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Shibata, Hidetoshi Mgmt No vote
1.2 Appoint a Director Toyoda, Tetsuro Mgmt No vote
1.3 Appoint a Director Iwasaki, Jiro Mgmt No vote
1.4 Appoint a Director Selena Loh Lacroix Mgmt No vote
1.5 Appoint a Director Arunjai Mittal Mgmt No vote
1.6 Appoint a Director Yamamoto, Noboru Mgmt No vote
2.1 Appoint a Corporate Auditor Sekine, Takeshi Mgmt No vote
2.2 Appoint a Corporate Auditor Mizuno, Tomoko Mgmt No vote
3 Approve Details of the Stock Compensation Mgmt No vote
to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO LTD Agenda Number: 713713988
--------------------------------------------------------------------------------------------------------------------------
Security: Q81437107
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: AU000000RIO1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 508747 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4 AND 17 VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RECEIPT OF THE 2020 ANNUAL REPORT Mgmt For For
2 APPROVAL OF THE REMUNERATION POLICY Mgmt For For
3 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
REPORT: IMPLEMENTATION REPORT
4 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
5 TO RE-ELECT MEGAN CLARK AC AS A DIRECTOR Mgmt Against Against
6 TO RE-ELECT HINDA GHARBI AS A DIRECTOR Mgmt For For
7 TO RE-ELECT SIMON HENRY AS A DIRECTOR Mgmt For For
8 TO RE-ELECT SAM LAIDLAW AS A DIRECTOR Mgmt For For
9 TO RE-ELECT SIMON MCKEON AO AS A DIRECTOR Mgmt For For
10 TO RE-ELECT JENNIFER NASON AS A DIRECTOR Mgmt For For
11 TO RE-ELECT JAKOB STAUSHOLM AS A DIRECTOR Mgmt For For
12 TO RE-ELECT SIMON THOMPSON AS A DIRECTOR Mgmt For For
13 TO RE-ELECT NGAIRE WOODS CBE AS A DIRECTOR Mgmt For For
14 RE-APPOINTMENT OF AUDITORS: TO RE-APPOINT Mgmt For For
KPMG LLP AS AUDITORS OF RIO TINTO PLC TO
HOLD OFFICE UNTIL THE CONCLUSION OF RIO
TINTO'S 2022 ANNUAL GENERAL MEETINGS
15 REMUNERATION OF AUDITORS Mgmt For For
16 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
17 RENEWAL OF AND AMENDMENT TO THE RIO TINTO Mgmt For For
GLOBAL EMPLOYEE SHARE PLAN
18 RENEWAL OF OFF-MARKET AND ON-MARKET SHARE Mgmt For For
BUY-BACK AUTHORITIES (SPECIAL RESOLUTION)
19 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: REQUISITIONED
RESOLUTION ON EMISSIONS TARGETS
20 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: REQUISITIONED
RESOLUTION ON CLIMATE-RELATED LOBBYING
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 713665341
--------------------------------------------------------------------------------------------------------------------------
Security: G75754104
Meeting Type: AGM
Meeting Date: 09-Apr-2021
Ticker:
ISIN: GB0007188757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION POLICY Mgmt For For
3 APPROVE REMUNERATION REPORT FOR UK LAW Mgmt For For
PURPOSES
4 APPROVE REMUNERATION REPORT FOR AUSTRALIAN Mgmt For For
LAW PURPOSES
5 RE-ELECT MEGAN CLARK AS DIRECTOR Mgmt Against Against
6 RE-ELECT HINDA GHARBI AS DIRECTOR Mgmt For For
7 RE-ELECT SIMON HENRY AS DIRECTOR Mgmt For For
8 RE-ELECT SAM LAIDLAW AS DIRECTOR Mgmt For For
9 RE-ELECT SIMON MCKEON AS DIRECTOR Mgmt For For
10 RE-ELECT JENNIFER NASON AS DIRECTOR Mgmt For For
11 RE-ELECT JAKOB STAUSHOLM AS DIRECTOR Mgmt For For
12 RE-ELECT SIMON THOMPSON AS DIRECTOR Mgmt For For
13 RE-ELECT NGAIRE WOODS AS DIRECTOR Mgmt For For
14 REAPPOINT KPMG LLP AS AUDITORS Mgmt For For
15 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
16 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
17 APPROVE GLOBAL EMPLOYEE SHARE PLAN Mgmt For For
18 APPROVE UK SHARE PLAN Mgmt For For
19 AUTHORISE ISSUE OF EQUITY Mgmt For For
20 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
21 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
22 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
ROHM COMPANY LIMITED Agenda Number: 714218294
--------------------------------------------------------------------------------------------------------------------------
Security: J65328122
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3982800009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Matsumoto,
Isao
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Azuma, Katsumi
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tateishi,
Tetsuo
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ino, Kazuhide
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamamoto, Koji
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nagumo,
Tadanobu
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yamazaki,
Masahiko
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nii, Hiroyuki
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Chimori,
Hidero
3.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Miyabayashi,
Toshiro
3.5 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Tanaka, Kumiko
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 713912536
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A100
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: GB00B03MLX29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2. APPROVAL OF DIRECTORS REMUNERATION REPORT Mgmt For For
3. APPOINTMENT OF JANE HOLL LUTE AS A DIRECTOR Mgmt For For
(DIV) OF THE COMPANY (/DIV)
4. REAPPOINTMENT OF BEN VAN BEURDEN AS A Mgmt For For
DIRECTOR OF THE COMPANY
5. REAPPOINTMENT OF DICK BOER AS A DIRECTOR OF Mgmt For For
THE COMPANY
6. REAPPOINTMENT OF NEIL CARSON AS A DIRECTOR Mgmt For For
OF THE COMPANY
7. REAPPOINTMENT OF ANN GODBEHERE AS A Mgmt For For
DIRECTOR OF THE COMPANY
8. REAPPOINTMENT OF EULEEN GOH AS A DIRECTOR Mgmt For For
OF THE COMPANY
9. REAPPOINTMENT OF CATHERINE HUGHES AS A Mgmt For For
DIRECTOR OF THE COMPANY
10. REAPPOINTMENT OF MARTINA HUND-MEJEAN AS A Mgmt For For
DIRECTOR OF THE COMPANY
11. REAPPOINTMENT OF SIR ANDREW MACKENZIE AS A Mgmt For For
DIRECTOR OF THE COMPANY
12. REAPPOINTMENT OF ABRAHAM (BRAM) SCHOT AS A Mgmt For For
DIRECTOR OF THE COMPANY
13. REAPPOINTMENT OF JESSICA UHL AS A DIRECTOR Mgmt For For
OF THE COMPANY
14. REAPPOINTMENT OF GERRIT ZALM AS A DIRECTOR Mgmt For For
OF THE COMPANY
15. REAPPOINTMENT OF AUDITORS: ERNST & YOUNG Mgmt For For
LLP
16. REMUNERATION OF AUDITORS Mgmt For For
17. AUTHORITY TO ALLOT SHARES Mgmt For For
18. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
19. AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
20. SHELL'S ENERGY TRANSITION STRATEGY Mgmt For For
21. PLEASE NOTE THAT THIS IS A SHAREHOLDER Shr Against For
PROPOSAL: SHAREHOLDER RESOLUTION: THE
COMPANY HAS RECEIVED NOTICE PURSUANT TO THE
UK COMPANIES ACT 2006 OF THE INTENTION TO
MOVE THE RESOLUTION SET FORTH ON PAGE 6 AND
INCORPORATED HEREIN BY WAY OF REFERENCE AT
THE COMPANY'S 2021 AGM. THE RESOLUTION HAS
BEEN REQUISITIONED BY A GROUP OF
SHAREHOLDERS AND SHOULD BE READ TOGETHER
WITH THEIR STATEMENT IN SUPPORT OF THEIR
PROPOSED RESOLUTION SET FORTH ON PAGE 6
CMMT 03 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING FOR ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 713926737
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A118
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: GB00B03MM408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF ANNUAL REPORT AND ACCOUNTS Mgmt For For
2. APPROVAL OF DIRECTORS REMUNERATION REPORT Mgmt For For
3. APPOINTMENT OF JANE HOLL LUTE AS A DIRECTOR Mgmt For For
OF THE COMPANY
4. REAPPOINTMENT OF BEN VAN BEURDEN AS A Mgmt For For
DIRECTOR OF THE COMPANY
5. REAPPOINTMENT OF DICK BOER AS A DIRECTOR OF Mgmt For For
THE COMPANY
6. REAPPOINTMENT OF NEIL CARSON AS A DIRECTOR Mgmt For For
OF THE COMPANY
7. REAPPOINTMENT OF ANN GODBEHERE AS A Mgmt For For
DIRECTOR OF THE COMPANY
8. REAPPOINTMENT OF EULEEN GOH AS A DIRECTOR Mgmt For For
OF THE COMPANY
9. REAPPOINTMENT OF CATHERINE HUGHES AS A Mgmt For For
DIRECTOR OF THE COMPANY
10. REAPPOINTMENT OF MARTINA HUND-MEJEAN AS A Mgmt For For
DIRECTOR OF THE COMPANY
11. REAPPOINTMENT OF SIR ANDREW MACKENZIE AS A Mgmt For For
DIRECTOR OF THE COMPANY
12. REAPPOINTMENT OF ABRAHAM BRAM SCHOT AS A Mgmt For For
DIRECTOR OF THE COMPANY
13. REAPPOINTMENT OF JESSICA UHL AS A DIRECTOR Mgmt For For
OF THE COMPANY
14. REAPPOINTMENT OF GERRIT ZALM AS A DIRECTOR Mgmt For For
OF THE COMPANY
15. REAPPOINTMENT OF AUDITORS: ERNST & YOUNG Mgmt For For
LLP
16. REMUNERATION OF AUDITORS Mgmt For For
17. AUTHORITY TO ALLOT SHARES Mgmt For For
18. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
19. AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
20. SHELLS ENERGY TRANSITION STRATEGY Mgmt For For
21. PLEASE NOTE THAT THIS IS A SHAREHOLDER Shr Against For
PROPOSAL: SHAREHOLDER RESOLUTION: THE
COMPANY HAS RECEIVED NOTICE PURSUANT TO THE
UK COMPANIES ACT 2006 OF THE INTENTION TO
MOVE THE RESOLUTION SET FORTH ON PAGE 6 AND
INCORPORATED HEREIN BY WAY OF REFERENCE AT
THE COMPANY'S 2021 AGM. THE RESOLUTION HAS
BEEN REQUISITIONED BY A GROUP OF
SHAREHOLDERS AND SHOULD BE READ TOGETHER
WITH THEIR STATEMENT IN SUPPORT OF THEIR
PROPOSED RESOLUTION SET FORTHON PAGE 6.
CMMT 03 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING FOR ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ROYAL PHILIPS NV Agenda Number: 713728321
--------------------------------------------------------------------------------------------------------------------------
Security: N7637U112
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: NL0000009538
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535842 DUE TO RECEIPT OF
ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1. SPEECH OF THE PRESIDENT Non-Voting
2. ANNUAL REPORT 2020 Non-Voting
2a. EXPLANATION OF THE POLICY ON ADDITIONS TO Non-Voting
RESERVES AND DIVIDENDS
2b. PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
2c. PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.85 Mgmt For For
PER COMMON SHARE, IN CASH OR IN SHARES AT
THE OPTION OF THE SHAREHOLDER, AGAINST THE
NET INCOME FOR 2020
2d. REMUNERATION REPORT 2020 (ADVISORY VOTE) Mgmt For For
2e. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT
2f. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD
3. COMPOSITION OF THE BOARD OF MANAGEMENT: Mgmt For For
PROPOSAL TO RE-APPOINT MR M.J. VAN GINNEKEN
AS MEMBER OF THE BOARD OF MANAGEMENT WITH
EFFECT FROM MAY 6, 2021
4. COMPOSITION OF THE SUPERVISORY BOARD Non-Voting
4.a. PROPOSAL TO APPOINT MRS S.K. CHUA AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD WITH EFFECT FROM
MAY 6, 2021
4.b. PROPOSAL TO APPOINT MRS I.K. NOOYI AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD WITH EFFECT
FROM MAY 6, 2021
5. AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Non-Voting
(I) ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE
SHARES AND (II) RESTRICT OR EXCLUDE
PRE-EMPTION RIGHTS
5a. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT FOR A PERIOD OF 18 MONTHS,
EFFECTIVE MAY 6, 2021, AS THE BODY WHICH IS
AUTHORIZED, WITH THE APPROVAL OF THE
SUPERVISORY BOARD, TO ISSUE SHARES OR GRANT
RIGHTS TO ACQUIRE SHARES WITHIN THE LIMITS
LAID DOWN IN THE ARTICLES OF ASSOCIATION:
THE AUTHORIZATION REFERRED TO ABOVE UNDER
A. WILL BE LIMITED TO A MAXIMUM OF 10% OF
THE NUMBER OF ISSUED SHARES AS OF MAY 6,
2021
5b. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT FOR A PERIOD OF 18 MONTHS,
EFFECTIVE MAY 6, 2021, AS THE BODY WHICH IS
AUTHORIZED, WITH THE APPROVAL OF THE
SUPERVISORY BOARD, TO RESTRICT OR EXCLUDE
THE PRE-EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS
6. AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For
ACQUIRE SHARES IN THE COMPANY: PROPOSAL TO
AUTHORIZE THE BOARD OF MANAGEMENT FOR A
PERIOD OF 18 MONTHS, EFFECTIVE MAY 6, 2021,
WITHIN THE LIMITS OF THE LAW AND THE
ARTICLES OF ASSOCIATION, TO ACQUIRE, WITH
THE APPROVAL OF THE SUPERVISORY BOARD, FOR
VALUABLE CONSIDERATION, ON THE STOCK
EXCHANGE OR OTHERWISE, SHARES IN THE
COMPANY AT A PRICE BETWEEN, ON THE ONE
HAND, AN AMOUNT EQUAL TO THE PAR VALUE OF
THE SHARES AND, ON THE OTHER HAND, AN
AMOUNT EQUAL TO 110% OF THE MARKET PRICE OF
THESE SHARES ON EURONEXT AMSTERDAM; THE
MARKET PRICE BEING THE AVERAGE OF THE
HIGHEST PRICE ON EACH OF THE FIVE DAYS OF
TRADING PRIOR TO THE DATE ON WHICH THE
AGREEMENT TO ACQUIRE THE SHARES IS ENTERED
INTO, AS SHOWN IN THE OFFICIAL PRICE LIST
OF EURONEXT AMSTERDAM THE MAXIMUM NUMBER OF
SHARES THE COMPANY MAY ACQUIRE AND HOLD,
WILL NOT EXCEED 10% OF THE ISSUED SHARE
CAPITAL AS OF MAY 6, 2021, WHICH NUMBER MAY
BE INCREASED BY 10% OF THE ISSUED CAPITAL
AS OF THAT SAME
7. CANCELLATION OF SHARES: PROPOSAL TO CANCEL Mgmt For For
COMMON SHARES IN THE SHARE CAPITAL OF THE
COMPANY HELD OR TO BE ACQUIRED BY THE
COMPANY. THE NUMBER OF SHARES THAT WILL BE
CANCELLED SHALL BE DETERMINED BY THE BOARD
OF MANAGEMENT
8. ANY OTHER BUSINESS Non-Voting
CMMT 29 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
RESOLUTION 4.a. AND 4.b. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
RWE AG Agenda Number: 713694176
--------------------------------------------------------------------------------------------------------------------------
Security: D6629K109
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: DE0007037129
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.85 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6.1 ELECT WERNER BRANDT TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT HANS BUENTING TO THE SUPERVISORY Mgmt For For
BOARD
6.3 ELECT UTE GERBAULET TO THE SUPERVISORY Mgmt For For
BOARD
6.4 ELECT HANS-PETER KEITEL TO THE SUPERVISORY Mgmt For For
BOARD
6.5 ELECT MONIKA KIRCHER TO THE SUPERVISORY Mgmt For For
BOARD
6.6 ELECT GUENTHER SCHARTZ TO THE SUPERVISORY Mgmt For For
BOARD
6.7 ELECT ERHARD SCHIPPOREIT TO THE SUPERVISORY Mgmt For For
BOARD
6.8 ELECT ULLRICH SIERAU TO THE SUPERVISORY Mgmt For For
BOARD
6.9 ELECT HAUKE STARS TO THE SUPERVISORY BOARD Mgmt For For
6.10 ELECT HELLE VALENTIN TO THE SUPERVISORY Mgmt For For
BOARD
7 APPROVE REMUNERATION POLICY Mgmt For For
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
9 APPROVE CREATION OF EUR 346.2 MILLION POOL Mgmt For For
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
10 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH
PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 5
BILLION; APPROVE CREATION OF EUR 173.1
MILLION POOL OF CAPITAL TO GUARANTEE
CONVERSION RIGHTS
11 AMEND ARTICLES RE: BY-ELECTIONS TO THE Mgmt For For
SUPERVISORY BOARD
12 AMEND ARTICLES RE: ELECTION OF CHAIRMAN AND Mgmt For For
DEPUTY CHAIRMAN OF THE SUPERVISORY BOARD
13 AMEND ARTICLES RE: PROOF OF ENTITLEMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAFRAN SA Agenda Number: 713755900
--------------------------------------------------------------------------------------------------------------------------
Security: F4035A557
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker:
ISIN: FR0000073272
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 01 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103312100697-39 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105072101461-55 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
COMMENT AND CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND DUE TO RECEIPT OF UPDATED
BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2020 AND SETTING OF THE DIVIDEND
4 APPROVAL OF TWO AGREEMENTS SUBJECT TO THE Mgmt For For
PROVISIONS OF ARTICLE L. 225-38 OF THE
FRENCH COMMERCIAL CODE ENTERED INTO WITH
BNP PARIBAS
5 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt For For
OLIVIER ANDRIES AS DIRECTOR, AS A
REPLACEMENT FOR MR. PHILIPPE PETITCOLIN
6 RENEWAL OF THE TERM OF OFFICE OF HELENE Mgmt For For
AURIOL POTIER AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF SOPHIE Mgmt For For
ZURQUIYAH AS DIRECTOR
8 RENEWAL OF THE TERM OF OFFICE OF PATRICK Mgmt For For
PELATA AS DIRECTOR
9 APPOINTMENT OF FABIENNE LECORVAISIER AS AN Mgmt For For
INDEPENDENT DIRECTOR, AS A REPLACEMENT FOR
ODILE DESFORGES
10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020 OR AWARDED
FOR THE FINANCIAL YEAR 2020 TO ROSS
MCINNES, THE CHAIRMAN OF THE BOARD OF
DIRECTORS
11 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020 OR AWARDED
FOR THE FINANCIAL YEAR 2020 TO PHILIPPE
PETITCOLIN, THE CHIEF EXECUTIVE OFFICER
12 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt For For
SECTION I OF ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE, RELATING TO THE
COMPENSATION OF CORPORATE OFFICERS
13 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHAIRMAN OF THE BOARD OF
DIRECTORS
14 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHIEF EXECUTIVE OFFICER
15 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO DIRECTORS
16 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
17 DELETION FROM THE BY-LAWS OF REFERENCES TO Mgmt For For
PREFERENCE SHARES A - CORRELATIVE AMENDMENT
TO THE ARTICLES 7, 9, 11, AND 12 AND
DELETION OF ARTICLE 36 OF THE BY-LAWS
18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH RETENTION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, ORDINARY SHARES OR TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, USABLE ONLY OUTSIDE OF THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH CANCELATION
OF THE SHAREHOLDERS PRE-EMPTIVE
SUBSCRIPTION RIGHT, ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, BY PUBLIC OFFERING
OTHER THAN THAT REFERRED TO IN SECTION I OF
ARTICLE L. 411-2, OF THE FRENCH MONETARY
AND FINANCIAL CODE, USABLE ONLY OUTSIDE OF
THE PRE-OFFER AND PUBLIC OFFERING PERIODS
20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE, WITH
CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY
SHARES OF THE COMPANY AND TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY, USABLE ONLY
OUTSIDE OF THE PRE-OFFER AND PUBLIC
OFFERING PERIODS
21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, IN THE EVENT OF AN
OFFER REFERRED TO IN SECTION I OF ARTICLE
L411-2 OF THE FRENCH MONETARY AND FINANCIAL
CODE, WITH CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, USABLE ONLY
OUTSIDE OF THE PRE-OFFER AND PUBLIC
OFFERING PERIODS
22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A CAPITAL INCREASE WITH OR
WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS
(CARRIED OUT IN ACCORDANCE WITH THE 18TH,
THE 19TH, THE 20TH OR THE 21ST
RESOLUTIONS), USABLE ONLY OUTSIDE OF THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH RETENTION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, ORDINARY SHARES OR TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, USABLE ONLY DURING THE PRE-OFFER
AND PUBLIC OFFERING PERIODS
24 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH CANCELATION
OF THE SHAREHOLDER'S PRE-EMPTIVE
SUBSCRIPTION RIGHT, ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, BY PUBLIC OFFERING
OTHER THAN THAT REFERRED TO IN SECTION I OF
ARTICLE L. 411-2, OF THE FRENCH MONETARY
AND FINANCIAL COD), USABLE ONLY DURING THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
25 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE, WITH
CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY
SHARES OF THE COMPANY AND TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY, USABLE ONLY
DURING THE PRE-OFFER AND PUBLIC OFFERING
PERIODS
26 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL IN THE EVENT OF AN
OFFER REFERRED TO IN SECTION I OF ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, WITH CANCELATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, USABLE ONLY DURING THE PRE-OFFER AND
PUBLIC OFFERING PERIODS
27 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A CAPITAL INCREASE WITH OR
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHTS
(CARRIED OUT IN ACCORDANCE WITH THE 23RD,
THE 24TH, THE 25TH OR THE 26TH
RESOLUTIONS), USABLE ONLY DURING THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
28 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH CANCELATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, ORDINARY SHARES
RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF
SAFRAN GROUP SAVINGS PLANS
29 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING THE COMPANY'S SHARES HELD BY THE
LATTER
30 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH THE FREE
ALLOCATION OF EXISTING SHARES OR SHARES TO
BE ISSUED OF THE COMPANY FOR THE BENEFIT OF
EMPLOYEES AND CORPORATE OFFICERS OF THE
COMPANY AND OF THE COMPANIES OF THE SAFRAN
GROUP, ENTAILING THE WAIVER OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
31 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SANOFI SA Agenda Number: 713892962
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: MIX
Meeting Date: 30-Apr-2021
Ticker:
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 553318 DUE TO RECEIPT OF
DELETION OF RESOLUTION 7. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104122100899-44
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND
4 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt For For
GILLES SCHNEPP AS DIRECTOR
5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
FABIENNE LECORVAISIER AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
MELANIE LEE AS DIRECTOR
7 APPOINTMENT OF MRS. BARBARA LAVERNOS AS Mgmt For For
DIRECTOR
8 APPROVAL OF THE COMPENSATION REPORT FOR Mgmt For For
CORPORATE OFFICERS ISSUED PURSUANT TO
ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL
CODE
9 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. SERGE
WEINBERG, CHAIRMAN OF THE BOARD OF
DIRECTORS
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. PAUL HUDSON,
CHIEF EXECUTIVE OFFICER
11 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
DIRECTORS
12 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
13 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHIEF EXECUTIVE OFFICER
14 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO TRADE IN THE
COMPANY'S SHARES (TO BE USED OUTSIDE OF
PUBLIC OFFERING PERIODS)
15 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO REDUCE THE SHARE
CAPITAL BY CANCELLING TREASURY SHARES
16 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY, OF ANY
SUBSIDIARY AND/OR OF ANY OTHER COMPANY (TO
BE USED OUTSIDE OF PUBLIC OFFERING PERIODS)
17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY, OF ANY
SUBSIDIARY AND/OR OF ANY OTHER COMPANY, BY
WAY OF A PUBLIC OFFERING OTHER THAN THAT
MENTIONED IN ARTICLE L. 411-2-1DECREE OF
THE FRENCH MONETARY AND FINANCIAL CODE (TO
BE USED OUTSIDE OF PUBLIC OFFERING PERIODS)
18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY, OF ANY
SUBSIDIARY AND/OR OF ANY OTHER COMPANY,
WITHIN THE CONTEXT OF AN OFFER REFERRED TO
IN ARTICLE L. 411-2 1DECREE OF THE FRENCH
MONETARY AND FINANCIAL CODE (OFFER RESERVED
FOR A RESTRICTED CIRCLE OF INVESTORS) ( TO
BE USED OUTSIDE OF PUBLIC OFFERING PERIODS)
19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE OF DEBT SECURITIES GRANTING ACCESS TO
THE CAPITAL OF SUBSIDIARIES OF THE COMPANY
AND/OR OF ANY OTHER COMPANY) (TO BE USED
OUTSIDE OF PUBLIC OFFERING PERIODS)
20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF AN ISSUE OF COMMON SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL OF THE COMPANY, OF
ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY
WITH OR WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT) (TO BE USED OUTSIDE OF
PUBLIC OFFERING PERIODS)
21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO ISSUE,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY, OF ONE OF ITS
SUBSIDIARIES AND/OR OF ANOTHER COMPANY IN
CONSIDERATION OF CONTRIBUTIONS IN KIND) (TO
BE USED OUTSIDE OF PUBLIC OFFERING PERIODS)
22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO DECIDE
TO INCREASE THE SHARE CAPITAL BY
CAPITALISATION OF PREMIUMS, RESERVES,
PROFITS OR OTHERS) (TO BE USED OUTSIDE OF
PUBLIC OFFERING PERIODS)
23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE OF SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE COMPANY'S CAPITAL
RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER
24 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO PROCEED WITH FREE
ALLOCATIONS OF EXISTING SHARES OR SHARES TO
BE ISSUED FOR THE BENEFIT OF EMPLOYEES AND
CORPORATE OFFICERS OF THE GROUP OR SOME OF
THEM
25 AMENDMENT OF ARTICLE 13 OF THE BY-LAWS IN Mgmt For For
ORDER TO ALLOW THE BOARD OF DIRECTORS TO
TAKE DECISIONS BY WRITTEN CONSULTATION
26 AMENDMENT TO ARTICLE 14 AND ARTICLE 17 OF Mgmt For For
THE BY-LAWS IN ORDER TO ALIGN THEIR CONTENT
WITH THE PACTE LAW
27 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAP SE Agenda Number: 713760329
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.85 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
6.1 ELECT QI LU TO THE SUPERVISORY BOARD Mgmt For For
6.2 ELECT ROUVEN WESTPHAL TO THE SUPERVISORY Mgmt For For
BOARD
7 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 10 BILLION APPROVE CREATION
OF EUR 100 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
8 AMEND CORPORATE PURPOSE Mgmt For For
9 AMEND ARTICLES RE: PROOF OF ENTITLEMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SE Agenda Number: 713726264
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103222100614-35 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR MID:536913,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535333 DUE TO RECEIPT OF CHANGE
IN VOTING STATUS FOR RESOLUTIONS 11, 12 AND
14. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
AND SETTING OF THE DIVIDEND
4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt For For
REFERRED TO IN ARTICLE L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
5 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS PAID
DURING OR ALLOCATED IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020
MENTIONED IN ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE
6 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt For For
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED IN RESPECT OF THE SAME FINANCIAL
YEAR TO MR. JEAN PASCAL TRICOIRE, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
7 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
8 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
9 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
JEAN-PASCAL TRICOIRE AS DIRECTOR
10 APPOINTMENT OF MRS. ANNA OHLSSON-LEIJON AS Mgmt For For
DIRECTOR
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MR.
THIERRY JACQUET AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
12 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MRS.
ZENNIA CSIKOS AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
13 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
XIAOYUN MA AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
14 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MRS.
MALENE KVIST KRISTENSEN AS DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS
15 AUTHORIZATION FOR THE BOARD OF DIRECTORS Mgmt For For
FOR THE COMPANY TO PURCHASE ITS OWN SHARES
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY
17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITY GRANTING ACCESS TO THE CAPITAL OF
THE COMPANY WITHOUT SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS BY WAY OF A
PUBLIC OFFERING OTHER THAN THAT REFERRED TO
IN ARTICLE L. 411-2 1DECREE OF THE FRENCH
MONETARY AND FINANCIAL CODE
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITY GRANTING ACCESS TO THE CAPITAL OF
THE COMPANY WITHOUT SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS, AS PART OF
AN OFFER REFERRED TO IN ARTICLE L.
411-2-1DECREE OF THE FRENCH MONETARY AND
FINANCIAL CODE
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF SHARES
TO BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH RETENTION OR CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY WITHOUT SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS IN ORDER TO
REMUNERATE CONTRIBUTIONS IN KIND
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
INCORPORATING PREMIUMS, RESERVES, PROFITS
OR OTHERS
22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR MEMBERS OF A COMPANY SAVINGS
PLAN WITHOUT SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR EMPLOYEES OF CERTAIN FOREIGN
GROUP COMPANIES, DIRECTLY OR THROUGH
INTERVENING ENTITIES, IN ORDER TO OFFER
THEM BENEFITS COMPARABLE TO THOSE OFFERED
TO MEMBERS OF A COMPANY SAVINGS PLAN,
WITHOUT SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS
24 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
CANCEL COMPANY SHARES PURCHASED UNDER SHARE
BUYBACK PROGRAMS
25 AMENDMENT TO ARTICLE 13 OF THE BYLAWS TO Mgmt For For
CORRECT A MATERIAL ERROR
26 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO.,LTD. Agenda Number: 713987569
--------------------------------------------------------------------------------------------------------------------------
Security: J7165H108
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: JP3422950000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Isaka, Ryuichi Mgmt For For
2.2 Appoint a Director Goto, Katsuhiro Mgmt For For
2.3 Appoint a Director Ito, Junro Mgmt For For
2.4 Appoint a Director Yamaguchi, Kimiyoshi Mgmt For For
2.5 Appoint a Director Maruyama, Yoshimichi Mgmt For For
2.6 Appoint a Director Nagamatsu, Fumihiko Mgmt For For
2.7 Appoint a Director Kimura, Shigeki Mgmt For For
2.8 Appoint a Director Joseph Michael DePinto Mgmt For For
2.9 Appoint a Director Tsukio, Yoshio Mgmt For For
2.10 Appoint a Director Ito, Kunio Mgmt For For
2.11 Appoint a Director Yonemura, Toshiro Mgmt For For
2.12 Appoint a Director Higashi, Tetsuro Mgmt For For
2.13 Appoint a Director Kazuko Rudy Mgmt For For
3 Appoint a Corporate Auditor Habano, Mgmt For For
Noriyuki
--------------------------------------------------------------------------------------------------------------------------
SGS SA Agenda Number: 713641810
--------------------------------------------------------------------------------------------------------------------------
Security: H7485A108
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: CH0002497458
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 ANNUAL REPORT, FINANCIAL STATEMENTS OF SGS Mgmt For For
SA AND CONSOLIDATED FINANCIAL STATEMENTS OF
THE SGS GROUP FOR 2020
1.2 ADVISORY VOTE ON THE 2020 REMUNERATION Mgmt For For
REPORT
2 RELEASE OF THE BOARD OF DIRECTORS AND OF Mgmt For For
THE MANAGEMENT
3 APPROPRIATION OF PROFIT Mgmt For For
4.1.1 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. CALVIN GRIEDER
4.1.2 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. SAMI ATIYA
4.1.3 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. PAUL DESMARAIS, JR
4.1.4 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. IAN GALLIENNE
4.1.5 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. SHELBY R. DU PASQUIER
4.1.6 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MS. KORY SORENSON
4.1.7 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. TOBIAS HARTMANN
4.1.8 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MS. JANET S. VERGIS (NEW)
4.2.1 ELECTION OF MR. CALVIN GRIEDER AS CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS
4.3.1 ELECTION TO THE REMUNERATION COMMITTEE: MR. Mgmt Against Against
IAN GALLIENNE
4.3.2 ELECTION TO THE REMUNERATION COMMITTEE: MR. Mgmt Against Against
SHELBY R. DU PASQUIER
4.3.3 ELECTION TO THE REMUNERATION COMMITTEE: MS. Mgmt For For
KORY SORENSEN
4.4 ELECTION OF THE STATUTORY AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS SA, GENEVA
4.5 ELECTION OF THE INDEPENDENT PROXY: JEANDIN Mgmt For For
+ DEFACQZ, GENEVA
5.1 REMUNERATION MATTERS: REMUNERATION OF THE Mgmt For For
BOARD OF DIRECTORS UNTIL THE 2022 ANNUAL
GENERAL MEETING
5.2 REMUNERATION MATTERS: FIXED REMUNERATION OF Mgmt For For
SENIOR MANAGEMENT FOR THE FISCAL YEAR 2022
5.3 REMUNERATION MATTERS: ANNUAL VARIABLE Mgmt For For
REMUNERATION OF SENIOR MANAGEMENT FOR THE
FISCAL YEAR 2020
5.4 REMUNERATION MATTERS: LONG TERM INCENTIVE Mgmt For For
PLAN TO BE ISSUED IN 2021
6 REDUCTION OF SHARE CAPITAL Mgmt For For
7 AUTHORIZED SHARE CAPITAL Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHIMADZU CORPORATION Agenda Number: 714204093
--------------------------------------------------------------------------------------------------------------------------
Security: J72165129
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3357200009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2.1 Appoint a Director Nakamoto, Akira Mgmt For For
2.2 Appoint a Director Ueda, Teruhisa Mgmt For For
2.3 Appoint a Director Miura, Yasuo Mgmt For For
2.4 Appoint a Director Kitaoka, Mitsuo Mgmt For For
2.5 Appoint a Director Yamamoto, Yasunori Mgmt For For
2.6 Appoint a Director Wada, Hiroko Mgmt For For
2.7 Appoint a Director Hanai, Nobuo Mgmt For For
2.8 Appoint a Director Nakanishi, Yoshiyuki Mgmt For For
3 Appoint a Corporate Auditor Fujii, Hiroyuki Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO.,LTD. Agenda Number: 714250090
--------------------------------------------------------------------------------------------------------------------------
Security: J72810120
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3371200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2 Amend Articles to: Reduce the Board of Mgmt For For
Directors Size, Reduce Term of Office of
Directors to One Year
3.1 Appoint a Director Saito, Yasuhiko Mgmt For For
3.2 Appoint a Director Ueno, Susumu Mgmt For For
3.3 Appoint a Director Frank Peter Popoff Mgmt Against Against
3.4 Appoint a Director Miyazaki, Tsuyoshi Mgmt Against Against
3.5 Appoint a Director Fukui, Toshihiko Mgmt Against Against
4 Appoint a Corporate Auditor Kagami, Mitsuko Mgmt For For
5 Approve Details of the Compensation to be Mgmt For For
received by Directors
6 Approve Details of Compensation as Stock Mgmt For For
Options for Directors
7 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Employees
--------------------------------------------------------------------------------------------------------------------------
SHISEIDO COMPANY,LIMITED Agenda Number: 713625816
--------------------------------------------------------------------------------------------------------------------------
Security: J74358144
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: JP3351600006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Uotani, Masahiko Mgmt For For
2.2 Appoint a Director Suzuki, Yukari Mgmt For For
2.3 Appoint a Director Tadakawa, Norio Mgmt For For
2.4 Appoint a Director Yokota, Takayuki Mgmt For For
2.5 Appoint a Director Fujimori, Yoshiaki Mgmt For For
2.6 Appoint a Director Ishikura, Yoko Mgmt For For
2.7 Appoint a Director Iwahara, Shinsaku Mgmt For For
2.8 Appoint a Director Oishi, Kanoko Mgmt For For
3 Appoint a Corporate Auditor Ozu, Hiroshi Mgmt For For
4 Approve Details of the Long-Term Incentive Mgmt For For
Type Compensation to be received by
Directors
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 712718228
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: EGM
Meeting Date: 09-Jul-2020
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 TO RESOLVE ON THE APPROVAL OF THE SPIN-OFF Mgmt For For
AND TRANSFER AGREEMENT BETWEEN SIEMENS AG
AND SIEMENS ENERGY AG, MUNICH, DATED MAY
22, 2020
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 713501131
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 03-Feb-2021
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 502455 DUE TO ADDITION OF
RESOLUTION 10. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019/20
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.50 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JOE KAESER FOR FISCAL 2019/20
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER ROLAND BUSCH FOR FISCAL 2019/20
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER LISA DAVIS (UNTIL FEB. 29, 2020) FOR
FISCAL 2019/20
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER KLAUS HELMRICH FOR FISCAL 2019/20
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JANINA KUGEL (UNTIL JAN. 31, 2020)
FOR FISCAL 2019/20
3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER CEDRIK NEIKE FOR FISCAL 2019/20
3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER MICHAEL SEN (UNTIL MARCH 31, 2020)
FOR FISCAL 2019/20
3.8 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER RALF THOMAS FOR FISCAL 2019/20
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JIM SNABE FOR FISCAL 2019/20
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BIRGIT STEINBORN FOR FISCAL 2019/20
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WERNER WENNING FOR FISCAL 2019/20
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WERNER BRANDT FOR FISCAL 2019/20
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MICHAEL DIEKMANN FOR FISCAL 2019/20
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ANDREA FEHRMANN FOR FISCAL 2019/20
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BETTINA HALLER FOR FISCAL 2019/20
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ROBERT KENSBOCK (UNTIL SEP. 25,
2020) FOR FISCAL 2019/20
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HARALD KERN FOR FISCAL 2019/20
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JUERGEN KERNER FOR FISCAL 2019/20
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NICOLA LEIBINGER-KAMMUELLER FOR
FISCAL 2019/20
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BENOIT POTIER FOR FISCAL 2019/20
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HAGEN REIMER FOR FISCAL 2019/20
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NORBERT REITHOFER FOR FISCAL 2019/20
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NEMAT SHAFIK FOR FISCAL 2019/20
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NATHALIE VON SIEMENS FOR FISCAL
2019/20
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MICHAEL SIGMUND FOR FISCAL 2019/20
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DOROTHEA SIMON FOR FISCAL 2019/20
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MATTHIAS ZACHERT FOR FISCAL 2019/20
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GUNNAR ZUKUNFT FOR FISCAL 2019/20
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL 2020/21
6.1 ELECT GRAZIA VITTADINI TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT KASPER RORSTED TO THE SUPERVISORY Mgmt For For
BOARD
6.3 REELECT JIM SNABE TO THE SUPERVISORY BOARD Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 APPROVE CREATION OF EUR 90 MILLION POOL OF Mgmt For For
CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
9 AMEND AFFILIATION AGREEMENT WITH SIEMENS Mgmt For For
BANK GMBH
10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: AMENDMENT TO THE
ARTICLES OF ASSOCIATION OF SIEMENS AG
--------------------------------------------------------------------------------------------------------------------------
SKF AB Agenda Number: 713609963
--------------------------------------------------------------------------------------------------------------------------
Security: W84237143
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: SE0000108227
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
4 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
5 APPROVE AGENDA OF MEETING Non-Voting
6 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
7 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
8 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
9 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF SEK 6.50 PER SHARE
10.1 APPROVE DISCHARGE OF BOARD MEMBER HANS Mgmt For For
STRABERG
10.2 APPROVE DISCHARGE OF BOARD MEMBER HOCK GOH Mgmt For For
10.3 APPROVE DISCHARGE OF BOARD MEMBER ALRIK Mgmt For For
DANIELSON
10.4 APPROVE DISCHARGE OF BOARD MEMBER RONNIE Mgmt For For
LETEN
10.5 APPROVE DISCHARGE OF BOARD MEMBER BARB Mgmt For For
SAMARDZICH
10.6 APPROVE DISCHARGE OF BOARD MEMBER COLLEEN Mgmt For For
REPPLIER
10.7 APPROVE DISCHARGE OF BOARD MEMBER HAKAN Mgmt For For
BUSKHE
10.8 APPROVE DISCHARGE OF BOARD MEMBER SUSANNA Mgmt For For
SCHNEEBERGER
10.9 APPROVE DISCHARGE OF BOARD MEMBER LARS Mgmt For For
WEDENBORN
10.10 APPROVE DISCHARGE OF BOARD MEMBER JONNY Mgmt For For
HILBERT
10.11 APPROVE DISCHARGE OF BOARD MEMBER ZARKO Mgmt For For
DJUROVIC
10.12 APPROVE DISCHARGE OF BOARD MEMBER KENNET Mgmt For For
CARLSSON
10.13 APPROVE DISCHARGE OF BOARD MEMBER CLAES Mgmt For For
PALM
10.14 APPROVE DISCHARGE OF CEO ALRIK DANIELSON Mgmt For For
11 DETERMINE NUMBER OF MEMBERS (8) AND DEPUTY Mgmt For For
MEMBERS (0) OF BOARD
12 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF SEK 2.3 MILLION FOR CHAIRMAN AND
SEK 750 ,000 FOR OTHER DIRECTORS APPROVE
REMUNERATION FOR COMMITTEE WORK
13.1 REELECT HANS STRABERG AS DIRECTOR Mgmt For For
13.2 REELECT HOCK GOH AS DIRECTOR Mgmt For For
13.3 REELECT BARB SAMARDZICH AS DIRECTOR Mgmt For For
13.4 REELECT COLLEEN REPPLIER AS DIRECTOR Mgmt For For
13.5 REELECT GEERT FOLLENS AS DIRECTOR Mgmt For For
13.6 REELECT HAKAN BUSKHE AS DIRECTOR Mgmt Against Against
13.7 REELECT SUSANNA SCHNEEBERGER AS DIRECTOR Mgmt For For
13.8 ELECT RICKARD GUSTAFSON AS NEW DIRECTOR Mgmt For For
14 ELECT HANS STRABERG AS BOARD CHAIRMAN Mgmt For For
15 DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY Mgmt For For
AUDITORS (0)
16 APPROVE REMUNERATION OF AUDITORS Mgmt For For
17 RATIFY DELOITTE AS AUDITORS Mgmt For For
18 AMEND ARTICLES OF ASSOCIATION RE: Mgmt For For
COLLECTING OF PROXIES ADVANCED VOTING
EDITORIAL CHANGES
19 APPROVE REMUNERATION REPORT Mgmt For For
20 APPROVE 2021 PERFORMANCE SHARE PROGRAM Mgmt Against Against
CMMT 18 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 19 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 19 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SMC CORPORATION Agenda Number: 714257614
--------------------------------------------------------------------------------------------------------------------------
Security: J75734103
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3162600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Takada, Yoshiki Mgmt For For
2.2 Appoint a Director Isoe, Toshio Mgmt For For
2.3 Appoint a Director Ota, Masahiro Mgmt For For
2.4 Appoint a Director Maruyama, Susumu Mgmt For For
2.5 Appoint a Director Samuel Neff Mgmt For For
2.6 Appoint a Director Doi, Yoshitada Mgmt For For
2.7 Appoint a Director Kaizu, Masanobu Mgmt For For
2.8 Appoint a Director Kagawa, Toshiharu Mgmt For For
2.9 Appoint a Director Iwata, Yoshiko Mgmt For For
2.10 Appoint a Director Miyazaki, Kyoichi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SNAM S.P.A. Agenda Number: 713490439
--------------------------------------------------------------------------------------------------------------------------
Security: T8578N103
Meeting Type: EGM
Meeting Date: 02-Feb-2021
Ticker:
ISIN: IT0003153415
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
E.1 TO MODIFY THE ARTICLE 2 (INCORPORATION AND Mgmt For For
PURPOSE OF THE COMPANY) OF THE BY-LAWS.
RESOLUTIONS RELATED THERETO
E.2 TO MODIFY THE ARTICLE 12 (SHAREHOLDERS Mgmt For For
MEETINGS) OF THE BY-LAWS. RESOLUTIONS
RELATED THERETO
E.3 TO MODIFY THE ARTICLES 13 (BOARD OF Mgmt For For
DIRECTORS) AND 24 (TRANSITIONAL CLAUSE) OF
THE BY-LAWS. RESOLUTIONS RELATED THERETO
CMMT 30 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 05 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 05 JAN 2021: PLEASE NOTE THAT THERE IS Non-Voting
WITHDRAWAL RIGHTS FOR THIS MEETING. PLEASE
CONTACT YOUR CUSTODIAN CORPORATE ACTIONS
TEAM FOR FURTHER INFORMATION
--------------------------------------------------------------------------------------------------------------------------
SNAM S.P.A. Agenda Number: 713743400
--------------------------------------------------------------------------------------------------------------------------
Security: T8578N103
Meeting Type: OGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: IT0003153415
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 TO APPROVE SNAM S.P.A. BALANCE SHEET AS OF Mgmt For For
31 DECEMBER 2020, CONSOLIDATED BALANCE
SHEET AS OF 31 DECEMBER 2020. BOARD OF
DIRECTORS' REPORT, THE INTERNAL AUDITORS'
REPORT AND INDEPENDENT AUDITORS' REPORT.
RESOLUTIONS RELATED THERETO
O.2 TO ALLOCATE THE PROFIT FOR THE YEAR AND TO Mgmt For For
DISTRIBUTE THE DIVIDEND.
O.3 TO AUTHORIZE THE PURCHASE AND DISPOSAL OF Mgmt For For
TREASURY SHARES, SUBJECT TO REVOCATION OF
THE AUTHORIZATION GRANTED BY THE ORDINARY
SHAREHOLDERS' MEETING HELD ON 18 JUNE 2020,
FOR THE PART THAT HAS NOT BEEN EXECUTED
O.4.1 REPORT ON THE REWARDING POLICY AND Mgmt For For
EMOLUMENT PAID: FIRST SECTION, REPORT ON
THE REWARDING POLICY (BINDING RESOLUTION)
O.4.2 REPORT ON THE REWARDING POLICY AND Mgmt For For
EMOLUMENT PAID: SECOND SECTION, REPORT ON
THE EMOLUMENT PAID (NON-BINDING RESOLUTION)
O.5 TO AMEND THE 2020-2022 LONG-TERM SHARE Mgmt For For
INCENTIVE PLAN. RESOLUTIONS RELATED THERETO
CMMT 31 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 31 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK GROUP CORP. Agenda Number: 714242904
--------------------------------------------------------------------------------------------------------------------------
Security: J7596P109
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3436100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Amend Business Lines, Mgmt For For
Reduce the Board of Directors Size,
Eliminate the Articles Related to
Counselors and/or Advisors, Establish the
Articles Related to Shareholders Meeting
held without specifying a venue, Approve
Minor Revisions
3.1 Appoint a Director Son, Masayoshi Mgmt For For
3.2 Appoint a Director Goto, Yoshimitsu Mgmt For For
3.3 Appoint a Director Miyauchi, Ken Mgmt For For
3.4 Appoint a Director Kawabe, Kentaro Mgmt For For
3.5 Appoint a Director Iijima, Masami Mgmt For For
3.6 Appoint a Director Matsuo, Yutaka Mgmt Against Against
3.7 Appoint a Director Lip-Bu Tan Mgmt For For
3.8 Appoint a Director Erikawa, Keiko Mgmt For For
3.9 Appoint a Director Kenneth A.Siegel Mgmt Against Against
4.1 Appoint a Corporate Auditor Nakata, Yuji Mgmt Against Against
4.2 Appoint a Corporate Auditor Uno, Soichiro Mgmt Against Against
4.3 Appoint a Corporate Auditor Otsuka, Keiichi Mgmt For For
5 Approve Details of the Compensation to be Mgmt For For
received by Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
SONY CORPORATION Agenda Number: 714196462
--------------------------------------------------------------------------------------------------------------------------
Security: J76379106
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3435000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Yoshida, Kenichiro Mgmt For For
1.2 Appoint a Director Totoki, Hiroki Mgmt For For
1.3 Appoint a Director Sumi, Shuzo Mgmt For For
1.4 Appoint a Director Tim Schaaff Mgmt For For
1.5 Appoint a Director Oka, Toshiko Mgmt For For
1.6 Appoint a Director Akiyama, Sakie Mgmt For For
1.7 Appoint a Director Wendy Becker Mgmt For For
1.8 Appoint a Director Hatanaka, Yoshihiko Mgmt For For
1.9 Appoint a Director Adam Crozier Mgmt For For
1.10 Appoint a Director Kishigami, Keiko Mgmt For For
1.11 Appoint a Director Joseph A. Kraft Jr. Mgmt For For
2 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options
--------------------------------------------------------------------------------------------------------------------------
SQUARE ENIX HOLDINGS CO.,LTD. Agenda Number: 714218573
--------------------------------------------------------------------------------------------------------------------------
Security: J7659R109
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3164630000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Matsuda,
Yosuke
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamamura,
Yukihiro
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nishiura, Yuji
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ogawa, Masato
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Okamoto,
Mitsuko
1.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Abdullah
Aldawood
2 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Directors who are Audit and
Supervisory Committee Members)
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC Agenda Number: 713838766
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT FOR Mgmt For For
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020
TOGETHER WITH THE REPORTS OF THE DIRECTORS
AND AUDITORS
2 TO DECLARE A FINAL DIVIDEND OF USD 0.09 PER Mgmt For For
ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2020
3 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION CONTAINED IN THE DIRECTORS'
REMUNERATION REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
4 TO ELECT MARIA RAMOS, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
5 TO RE-ELECT DAVID CONNER, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
6 TO RE-ELECT BYRON GROTE, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
7 TO RE-ELECT ANDY HALFORD, AN EXECUTIVE Mgmt For For
DIRECTOR
8 TO RE-ELECT CHRISTINE HODGSON, CBE, AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
9 TO RE-ELECT GAY HUEY EVANS, OBE, AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
10 TO RE-ELECT NAGUIB KHERAJ, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
11 TO RE-ELECT PHIL RIVETT, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
12 TO RE-ELECT DAVID TANG, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
13 TO RE-ELECT CARLSON TONG, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
14 TO RE-ELECT JOSE VINALS, AS GROUP CHAIRMAN Mgmt For For
15 TO RE-ELECT JASMINE WHITBREAD, AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
16 TO RE-ELECT BILL WINTERS, CBE, AN EXECUTIVE Mgmt For For
DIRECTOR
17 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR Mgmt For For
TO THE COMPANY FROM THE END OF THE AGM
UNTIL THE END OF NEXT YEAR'S AGM
18 TO AUTHORISE THE AUDIT COMMITTEE, ACTING Mgmt For For
FOR AND ON BEHALF OF THE BOARD, TO SET THE
REMUNERATION OF THE AUDITOR
19 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS
AND INCUR POLITICAL EXPENDITURE WITHIN THE
LIMITS PRESCRIBED IN THE RESOLUTION
20 TO APPROVE THE 2021 STANDARD CHARTERED Mgmt For For
SHARE PLAN AND AUTHORISE THE BOARD TO DO
ANYTHING IT CONSIDERS NECESSARY OR
DESIRABLE FOR ITS IMPLEMENTATION AND
OPERATION
21 TO AUTHORISE THE BOARD TO ALLOT ORDINARY Mgmt For For
SHARES
22 TO EXTEND THE AUTHORITY TO ALLOT ORDINARY Mgmt For For
SHARES GRANTED PURSUANT TO RESOLUTION 21 BY
SUCH NUMBER OF SHARES REPURCHASED BY THE
COMPANY UNDER THE AUTHORITY GRANTED
PURSUANT TO RESOLUTION 27
23 TO AUTHORISE THE BOARD TO ALLOT SHARES AND Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT
ANY SECURITY INTO SHARES IN RELATION TO ANY
ISSUES BY THE COMPANY OF EQUITY CONVERTIBLE
ADDITIONAL TIER 1 SECURITIES
24 TO AUTHORISE THE BOARD TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS IN RELATION TO THE
AUTHORITY GRANTED PURSUANT TO RESOLUTION 21
25 IN ADDITION TO THE AUTHORITY GRANTED Mgmt For For
PURSUANT TO RESOLUTION 24, TO AUTHORISE THE
BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN
RELATION TO THE AUTHORITY GRANTED PURSUANT
TO RESOLUTION 21 FOR THE PURPOSES OF
ACQUISITIONS AND OTHER CAPITAL INVESTMENTS
26 IN ADDITION TO THE AUTHORITIES GRANTED Mgmt For For
PURSUANT TO RESOLUTIONS 24 AND 25, TO
AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION
RIGHTS IN RELATION TO THE AUTHORITY
GRANTED, IN RESPECT OF EQUITY CONVERTIBLE
ADDITIONAL TIER 1 SECURITIES, PURSUANT TO
RESOLUTION 23
27 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES
28 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN PREFERENCE SHARES
29 TO ENABLE THE COMPANY TO CALL A GENERAL Mgmt For For
MEETING OTHER THAN AN AGM ON NO LESS THAN
14 CLEAR DAYS' NOTICE
CMMT 12 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MEETING NEED TO BE
COMPLETED WITHOUT RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
STELLANTIS N.V. Agenda Number: 713661482
--------------------------------------------------------------------------------------------------------------------------
Security: N82405106
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: NL00150001Q9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING Non-Voting
2.a REPORT OF THE BOARD OF DIRECTORS FOR THE Non-Voting
FINANCIAL YEAR 2020
2.b POLICY ON ADDITIONS TO RESERVES AND ON Non-Voting
DIVIDENDS
2.c REMUNERATION REPORT 2020 (ADVISORY VOTING) Mgmt Against Against
2.d ADOPTION OF THE ANNUAL ACCOUNTS 2020 Mgmt For For
2.e EXTRAORDINARY DISTRIBUTION: EUR 0.32 PER Mgmt For For
SHARE
2.f GRANTING OF DISCHARGE TO THE DIRECTORS IN Mgmt For For
RESPECT OF THE PERFORMANCE OF THEIR DUTIES
DURING THE FINANCIAL YEAR 2020
3 PROPOSAL TO APPOINT ERNST & YOUNG Mgmt For For
ACCOUNTANTS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR
4.a PROPOSAL TO AMEND THE REMUNERATION POLICY Mgmt For For
OF THE BOARD OF DIRECTORS
4.b PROPOSAL TO ADOPT THE EQUITY INCENTIVE PLAN Mgmt Against Against
AND AUTHORIZATION TO THE BOARD OF DIRECTORS
(I) TO ISSUE SHARES OR GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND (II) TO EXCLUDE
PRE-EMPTIVE RIGHTS IN CONNECTION WITH THE
EQUITY INCENTIVE PLAN
5 PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
DIRECTORS TO ACQUIRE FULLY PAID-UP COMMON
SHARES IN THE COMPANY'S OWN SHARE CAPITAL
IN ACCORDANCE WITH ARTICLE 9 OF THE
COMPANY'S ARTICLES OF ASSOCIATION
6 PROPOSAL TO CANCEL ALL CLASS B SPECIAL Mgmt For For
VOTING SHARES HELD BY THE COMPANY IN ITS
OWN SHARE CAPITAL IN ACCORDANCE WITH
ARTICLE 10 OF THE COMPANY'S ARTICLES OF
ASSOCIATION
7 CLOSING Non-Voting
CMMT 31 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHANGE IN TEXT OF RESOLUTION 2.e. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 09 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO ELECTRIC INDUSTRIES,LTD. Agenda Number: 714243641
--------------------------------------------------------------------------------------------------------------------------
Security: J77411114
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3407400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Matsumoto, Masayoshi Mgmt For For
2.2 Appoint a Director Inoue, Osamu Mgmt For For
2.3 Appoint a Director Nishida, Mitsuo Mgmt For For
2.4 Appoint a Director Kasui, Yoshitomo Mgmt For For
2.5 Appoint a Director Nishimura, Akira Mgmt For For
2.6 Appoint a Director Hato, Hideo Mgmt For For
2.7 Appoint a Director Shirayama, Masaki Mgmt For For
2.8 Appoint a Director Kobayashi, Nobuyuki Mgmt For For
2.9 Appoint a Director Sato, Hiroshi Mgmt For For
2.10 Appoint a Director Tsuchiya, Michihiro Mgmt For For
2.11 Appoint a Director Christina Ahmadjian Mgmt For For
2.12 Appoint a Director Miyata, Yasuhiro Mgmt For For
2.13 Appoint a Director Sahashi, Toshiyuki Mgmt For For
2.14 Appoint a Director Watanabe, Katsuaki Mgmt Against Against
2.15 Appoint a Director Horiba, Atsushi Mgmt For For
3 Appoint a Corporate Auditor Kijima, Tatsuo Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Approve Details of the Compensation to be Mgmt For For
received by Directors
6 Approve Details of the Compensation to be Mgmt For For
received by Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO METAL MINING CO.,LTD. Agenda Number: 714218179
--------------------------------------------------------------------------------------------------------------------------
Security: J77712180
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3402600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2 Amend Articles to: Eliminate the Articles Mgmt For For
Related to Counselors and/or Advisors,
Approve Minor Revisions
3.1 Appoint a Director Nakazato, Yoshiaki Mgmt For For
3.2 Appoint a Director Nozaki, Akira Mgmt For For
3.3 Appoint a Director Matsumoto, Nobuhiro Mgmt For For
3.4 Appoint a Director Higo, Toru Mgmt For For
3.5 Appoint a Director Kanayama, Takahiro Mgmt For For
3.6 Appoint a Director Nakano, Kazuhisa Mgmt For For
3.7 Appoint a Director Ishii, Taeko Mgmt For For
3.8 Appoint a Director Kinoshita, Manabu Mgmt Against Against
4.1 Appoint a Corporate Auditor Imai, Koji Mgmt For For
4.2 Appoint a Corporate Auditor Wakamatsu, Mgmt For For
Shoji
5 Appoint a Substitute Corporate Auditor Mgmt For For
Mishina, Kazuhiro
6 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP,INC. Agenda Number: 714265293
--------------------------------------------------------------------------------------------------------------------------
Security: J7771X109
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3890350006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kunibe, Takeshi Mgmt For For
2.2 Appoint a Director Ota, Jun Mgmt Against Against
2.3 Appoint a Director Takashima, Makoto Mgmt For For
2.4 Appoint a Director Nakashima, Toru Mgmt For For
2.5 Appoint a Director Kudo, Teiko Mgmt For For
2.6 Appoint a Director Inoue, Atsuhiko Mgmt For For
2.7 Appoint a Director Isshiki, Toshihiro Mgmt For For
2.8 Appoint a Director Kawasaki, Yasuyuki Mgmt For For
2.9 Appoint a Director Matsumoto, Masayuki Mgmt Against Against
2.10 Appoint a Director Arthur M. Mitchell Mgmt For For
2.11 Appoint a Director Yamazaki, Shozo Mgmt For For
2.12 Appoint a Director Kono, Masaharu Mgmt For For
2.13 Appoint a Director Tsutsui, Yoshinobu Mgmt For For
2.14 Appoint a Director Shimbo, Katsuyoshi Mgmt For For
2.15 Appoint a Director Sakurai, Eriko Mgmt For For
3 Amend Articles to: Establish the Articles Mgmt For For
Related to Shareholders Meeting held
without specifying a venue
--------------------------------------------------------------------------------------------------------------------------
SUZUKI MOTOR CORPORATION Agenda Number: 714212379
--------------------------------------------------------------------------------------------------------------------------
Security: J78529138
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3397200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Suzuki, Toshihiro Mgmt For For
2.2 Appoint a Director Honda, Osamu Mgmt For For
2.3 Appoint a Director Nagao, Masahiko Mgmt For For
2.4 Appoint a Director Suzuki, Toshiaki Mgmt For For
2.5 Appoint a Director Saito, Kinji Mgmt For For
2.6 Appoint a Director Yamashita, Yukihiro Mgmt For For
2.7 Appoint a Director Kawamura, Osamu Mgmt For For
2.8 Appoint a Director Domichi, Hideaki Mgmt For For
2.9 Appoint a Director Kato, Yuriko Mgmt For For
3 Appoint a Corporate Auditor Toyoda, Taisuke Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN AB Agenda Number: 713616235
--------------------------------------------------------------------------------------------------------------------------
Security: W9112U104
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: SE0007100599
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE MEETING: MR Non-Voting
SVEN UNGER
3 ELECTION OF TWO PERSONS TO CHECK AND Non-Voting
COUNTERSIGN THE MINUTES
4 ESTABLISHMENT AND APPROVAL OF VOTING LIST Non-Voting
5 APPROVAL OF THE AGENDA Non-Voting
6 DETERMINING WHETHER THE MEETING HAS BEEN Non-Voting
DULY CALLED
7 PRESENTATION OF THE ANNUAL ACCOUNTS AND Non-Voting
AUDITORS' REPORT, AS WELL AS THE
CONSOLIDATED ANNUAL ACCOUNTS AND THE
AUDITORS' REPORT FOR THE GROUP, FOR 2020
8 RESOLUTIONS CONCERNING ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND THE BALANCE SHEET, AS
WELL AS THE CONSOLIDATED INCOME STATEMENT
AND CONSOLIDATED BALANCE SHEET
9 RESOLUTION ON THE ALLOCATION OF THE BANK'S Mgmt For For
PROFITS IN ACCORDANCE WITH THE ADOPTED
BALANCE SHEET AND ALSO CONCERNING THE
RECORD DAY
10 RESOLUTION CONCERNING THE APPROVAL OF THE Mgmt For For
BOARD'S REPORT ON PAID OUT AND OUTSTANDING
REMUNERATION TO EXECUTIVE OFFICERS
11.1 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR JON FREDRIK BAKSAAS
(MEMBER)
11.2 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR HANS BIORCK (MEMBER)
11.3 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR PAR BOMAN (CHAIRMAN)
11.4 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS KERSTIN HESSIUS
(MEMBER)
11.5 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS LISA KAAE (MEMBER)
11.6 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR FREDRIK LUNDBERG
(MEMBER)
11.7 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR ULF RIESE (MEMBER)
11.8 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS ARJA TAAVENIKU
(MEMBER)
11.9 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS CARINA AKERSTROM
(MEMBER)
11.10 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR JAN-ERIK HOOG
(MEMBER)
11.11 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR OLE JOHANSSON
(MEMBER)
11.12 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS BENTE RATHE (MEMBER)
11.13 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS CHARLOTTE SKOG
(MEMBER)
11.14 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS ANNA HJELMBERG
(EMPLOYEE REPRESENTATIVE)
11.15 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS LENA RENSTROM
(EMPLOYEE REPRESENTATIVE)
11.16 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MR STEFAN HENRICSON
(EMPLOYEE REPRESENTATIVE, DEPUTY)
11.17 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS CHARLOTTE URIZ
(EMPLOYEE REPRESENTATIVE, DEPUTY)
11.18 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBER OF THE BOARD AND THE GROUP CHIEF
EXECUTIVE FOR THE PERIOD REFERRED TO IN THE
FINANCIAL REPORTS: MS CARINA AKERSTROM
(CEO)
12 THE BOARD'S PROPOSAL FOR AUTHORISATION FOR Mgmt For For
THE BOARD TO RESOLVE ON ACQUISITION AND
DIVESTMENT OF SHARES IN THE BANK
13 THE BOARD'S PROPOSAL FOR ACQUISITION OF Mgmt For For
SHARES IN THE BANK FOR THE BANK'S TRADING
BOOK PURSUANT TO CHAPTER 7, SECTION 6 OF
THE SWEDISH SECURITIES MARKET ACT
14 THE BOARD'S PROPOSAL REGARDING Mgmt For For
AUTHORISATION FOR THE BOARD TO RESOLVE ON
ISSUANCE OF CONVERTIBLE TIER 1 CAPITAL
INSTRUMENTS
15 THE BOARD'S PROPOSAL FOR AMENDMENT OF THE Mgmt For For
ARTICLES OF ASSOCIATION
CMMT PLEASE NOTE THAT RESOLUTIONS 16 TO 21 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
16 DETERMINING THE NUMBER OF MEMBERS OF THE Mgmt For
BOARD TO BE APPOINTED BY THE MEETING: THE
NOMINATION COMMITTEE PROPOSES THAT THE
MEETING RESOLVE THAT THE BOARD CONSIST OF
NINE MEMBERS ELECTED BY THE ANNUAL GENERAL
MEETING
17 DETERMINING THE NUMBER OF AUDITORS TO BE Mgmt For
APPOINTED BY THE MEETING: THE NOMINATION
COMMITTEE PROPOSES THAT THE MEETING APPOINT
TWO REGISTERED AUDITING COMPANIES AS
AUDITORS
18.1 DETERMINING FEES FOR BOARD MEMBERS AND Mgmt For
AUDITORS: DETERMINING FEES FOR BOARD
MEMBERS
18.2 DETERMINING FEES FOR BOARD MEMBERS AND Mgmt For
AUDITORS: DETERMINING FEES FOR AUDITORS
19.1 RE-ELECTION OF THE BOARD MEMBER: MR JON Mgmt For
FREDRIK BAKSAAS
19.2 ELECTION OF THE BOARD MEMBER: MS STINA Mgmt For
BERGFORS
19.3 RE-ELECTION OF THE BOARD MEMBER: MR HANS Mgmt For
BIORCK
19.4 RE-ELECTION OF THE BOARD MEMBER: MR PAR Mgmt For
BOMAN
19.5 RE-ELECTION OF THE BOARD MEMBER: MS KERSTIN Mgmt For
HESSIUS
19.6 RE-ELECTION OF THE BOARD MEMBER: MR FREDRIK Mgmt For
LUNDBERG
19.7 RE-ELECTION OF THE BOARD MEMBER: MR ULF Mgmt For
RIESE
19.8 RE-ELECTION OF THE BOARD MEMBER: MS ARJA Mgmt For
TAAVENIKU
19.9 RE-ELECTION OF THE BOARD MEMBER: MS CARINA Mgmt For
AKERSTROM
20 ELECTION OF THE CHAIRMAN OF THE BOARD: MR Mgmt For
PAR BOMAN
21.1 ELECTION OF AUDITOR: ELECTION OF ERNST & Mgmt For
YOUNG AB
21.2 ELECTION OF AUDITOR: ELECTION OF Mgmt For
PRICEWATERHOUSECOOPERS AB
22 THE BOARD'S PROPOSAL CONCERNING AMENDMENT Mgmt For For
OF GUIDELINES FOR REMUNERATION TO EXECUTIVE
OFFICERS
23 THE BOARD'S PROPOSAL CONCERNING THE Mgmt For For
APPOINTMENT OF AUDITORS IN FOUNDATIONS
WITHOUT OWN MANAGEMENT
24 CLOSING OF THE MEETING Non-Voting
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 485250 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT 22 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 22 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHAIRMAN NAME IN RESOLUTION 2. IF YOU HAVE
ALREADY SENT IN YOUR VOTESFOR MID: 522125,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
SWISS RE AG Agenda Number: 713712378
--------------------------------------------------------------------------------------------------------------------------
Security: H8431B109
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: CH0126881561
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 ANNUAL REPORT (INCL. MANAGEMENT REPORT), Mgmt For For
ANNUAL AND CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2020:
CONSULTATIVE VOTE ON THE COMPENSATION
REPORT
1.2 ANNUAL REPORT (INCL. MANAGEMENT REPORT), Mgmt For For
ANNUAL AND CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2020:
APPROVAL OF THE ANNUAL REPORT (INCL.
MANAGEMENT REPORT), ANNUAL AND CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
2020
2 ALLOCATION OF DISPOSABLE PROFIT: CHF 1 573 Mgmt For For
3 APPROVAL OF THE AGGREGATE AMOUNT OF Mgmt For For
VARIABLE SHORT-TERM COMPENSATION FOR THE
MEMBERS OF THE GROUP EXECUTIVE COMMITTEE
FOR THE FINANCIAL YEAR 2020
4 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS
5.1.1 RE-ELECTION OF SERGIO P. ERMOTTI AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS AND
ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS IN THE SAME VOTE
5.1.2 RE-ELECTION OF RAYMOND K.F. CH'IEN AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
5.1.3 RE-ELECTION OF RENATO FASSBIND AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.1.4 RE-ELECTION OF KAREN GAVAN AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.5 RE-ELECTION OF JOACHIM OECHSLIN AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.1.6 RE-ELECTION OF DEANNA ONG AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.7 RE-ELECTION OF JAY RALPH AS A MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.1.8 RE-ELECTION OF JOERG REINHARDT AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.1.9 RE-ELECTION OF PHILIP K. RYAN AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.110 RE-ELECTION OF SIR PAUL TUCKER AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.111 RE-ELECTION OF JACQUES DE VAUCLEROY AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
5.112 RE-ELECTION OF SUSAN L. WAGNER AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.113 RE-ELECTION OF LARRY ZIMPLEMAN AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.2.1 RE-ELECTION OF RAYMOND K.F. CH'IEN AS Mgmt For For
MEMBER OF THE COMPENSATION COMMITTEE
5.2.2 RE-ELECTION OF RENATO FASSBIND AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
5.2.3 RE-ELECTION OF KAREN GAVAN AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
5.2.4 RE-ELECTION OF JOERG REINHARDT AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
5.2.5 RE-ELECTION OF JACQUES DE VAUCLEROY AS Mgmt For For
MEMBER OF THE COMPENSATION COMMITTEE
5.3 RE-ELECTION OF THE INDEPENDENT PROXY: GMBH, Mgmt For For
ZURICH
5.4 RE-ELECTION OF THE AUDITOR: KPMG, ZURICH Mgmt For For
6.1 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
COMPENSATION FOR THE MEMBERS OF THE BOARD
OF DIRECTORS FOR THE TERM OF OFFICE FROM
THE ANNUAL GENERAL MEETING 2021 TO THE
ANNUAL GENERAL MEETING 2022
6.2 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
FIXED COMPENSATION AND VARIABLE LONG-TERM
COMPENSATION FOR THE MEMBERS OF THE GROUP
EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR
2022
7 AMENDMENTS TO THE ARTICLES OF ASSOCIATION: Mgmt For For
3B OF THE ARTICLES
CMMT 23 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS 2 AND 7. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
T&D HOLDINGS, INC. Agenda Number: 714203180
--------------------------------------------------------------------------------------------------------------------------
Security: J86796109
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3539220008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Uehara,
Hirohisa
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Morinaka,
Kanaya
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nagata,
Mitsuhiro
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ogo, Naoki
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Watanabe,
Kensaku
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Soejima, Naoki
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kitahara,
Mutsuro
3 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Shimma,
Yuichiro
--------------------------------------------------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL COMPANY LIMITED Agenda Number: 714243451
--------------------------------------------------------------------------------------------------------------------------
Security: J8129E108
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3463000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Establish the Articles Mgmt For For
Related to Shareholders Meeting held
without specifying a venue
3.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Christophe
Weber
3.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Iwasaki,
Masato
3.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Andrew Plump
3.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Constantine
Saroukos
3.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sakane,
Masahiro
3.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Olivier Bohuon
3.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Jean-Luc Butel
3.8 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ian Clark
3.9 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Fujimori,
Yoshiaki
3.10 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Steven Gillis
3.11 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kuniya, Shiro
3.12 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shiga,
Toshiyuki
4 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Iijima, Masami
5 Approve Payment of Bonuses to Directors Mgmt For For
(Excluding Directors who are Audit and
Supervisory Committee Members)
--------------------------------------------------------------------------------------------------------------------------
TAYLOR WIMPEY PLC Agenda Number: 713718863
--------------------------------------------------------------------------------------------------------------------------
Security: G86954107
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: GB0008782301
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE FINAL DIVIDEND Mgmt For For
3 RE-ELECT IRENE DORNER AS DIRECTOR Mgmt For For
4 RE-ELECT PETE REDFERN AS DIRECTOR Mgmt For For
5 RE-ELECT CHRIS CARNEY AS DIRECTOR Mgmt For For
6 RE-ELECT JENNIE DALY AS DIRECTOR Mgmt For For
7 RE-ELECT GWYN BURR AS DIRECTOR Mgmt For For
8 RE-ELECT ANGELA KNIGHT AS DIRECTOR Mgmt For For
9 RE-ELECT ROBERT NOEL AS DIRECTOR Mgmt For For
10 RE-ELECT HUMPHREY SINGER AS DIRECTOR Mgmt For For
11 ELECT LORD JITESH GADHIA AS DIRECTOR Mgmt For For
12 ELECT SCILLA GRIMBLE AS DIRECTOR Mgmt For For
13 APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS
14 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
15 AUTHORISE ISSUE OF EQUITY Mgmt For For
16 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
17 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
18 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
19 APPROVE REMUNERATION REPORT Mgmt For For
20 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
21 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
22 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TECHTRONIC INDUSTRIES CO LTD Agenda Number: 713900909
--------------------------------------------------------------------------------------------------------------------------
Security: Y8563B159
Meeting Type: AGM
Meeting Date: 14-May-2021
Ticker:
ISIN: HK0669013440
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0414/2021041400393.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0414/2021041400365.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
STATEMENT OF ACCOUNTS AND THE REPORTS OF
THE DIRECTORS AND THE AUDITORS OF THE
COMPANY FOR THE YEAR ENDED DECEMBER 31,
2020
2 TO DECLARE A FINAL DIVIDEND OF HK82.00 Mgmt For For
CENTS PER SHARE FOR THE YEAR ENDED DECEMBER
31, 2020
3.A TO RE-ELECT MR. STEPHAN HORST PUDWILL AS Mgmt For For
GROUP EXECUTIVE DIRECTOR
3.B TO RE-ELECT MR. FRANK CHI CHUNG CHAN AS Mgmt For For
GROUP EXECUTIVE DIRECTOR
3.C TO RE-ELECT PROF. ROY CHI PING CHUNG GBS Mgmt For For
BBS JP AS NON-EXECUTIVE DIRECTOR
3.D TO RE-ELECT MS. VIRGINIA DAVIS WILMERDING Mgmt For For
AS INDEPENDENT NON-EXECUTIVE DIRECTOR
3.E TO AUTHORISE THE DIRECTORS TO FIX THEIR Mgmt For For
REMUNERATION FOR THE YEAR ENDING DECEMBER
31, 2021
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITORS OF THE COMPANY AND AUTHORISE THE
DIRECTORS TO FIX THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 5% OF THE NUMBER OF
ISSUED SHARES OF THE COMPANY AT THE DATE OF
THE RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES NOT EXCEEDING 10% OF THE
NUMBER OF ISSUED SHARES OF THE COMPANY AT
THE DATE OF THE RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
TELENOR ASA Agenda Number: 714103049
--------------------------------------------------------------------------------------------------------------------------
Security: R21882106
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: NO0010063308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 REGISTRATION OF ATTENDING SHAREHOLDERS AND Non-Voting
PROXIES
3 APPROVE NOTICE OF MEETING AND AGENDA Mgmt No vote
4 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
5 RECEIVE CHAIRMAN'S REPORT Non-Voting
6 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 9 PER SHARE
7 APPROVE REMUNERATION OF AUDITORS Mgmt No vote
8 APPROVE COMPANY'S CORPORATE GOVERNANCE Mgmt No vote
STATEMENT
9 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt No vote
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
10 APPROVE EQUITY PLAN FINANCING Mgmt No vote
11.1 ELECT BJORN ERIK NAESS AS MEMBER OF Mgmt No vote
CORPORATE ASSEMBLY
11.2 ELECT JOHN GORDON BERNANDER AS MEMBER OF Mgmt No vote
CORPORATE ASSEMBLY
11.3 ELECT HEIDI FINSKAS AS MEMBER OF CORPORATE Mgmt No vote
ASSEMBLY
11.4 ELECT WIDAR SALBUVIK AS MEMBER OF CORPORATE Mgmt No vote
ASSEMBLY
11.5 ELECT SILVIJA SERES AS MEMBER OF CORPORATE Mgmt No vote
ASSEMBLY
11.6 ELECT LISBETH KARIN NAERO AS MEMBER OF Mgmt No vote
CORPORATE ASSEMBLY
11.7 ELECT TRINE SAETHER ROMULD AS MEMBER OF Mgmt No vote
CORPORATE ASSEMBLY
11.8 ELECT MARIANNE BERGMANN ROREN AS MEMBER OF Mgmt No vote
CORPORATE ASSEMBLY
11.9 ELECT MAALFRID BRATH AS MEMBER OF CORPORATE Mgmt No vote
ASSEMBLY
11.10 ELECT KJETIL HOUG AS MEMBER OF CORPORATE Mgmt No vote
ASSEMBLY
11.11 ELECT ELIN MYRMEL-JOHANSEN AS DEPUTY MEMBER Mgmt No vote
OF CORPORATE ASSEMBLY
11.12 ELECT RANDI MARJAMAA AS DEPUTY MEMBER OF Mgmt No vote
CORPORATE ASSEMBLY
11.13 ELECT LARS TRONSGAARD AS DEPUTY MEMBER OF Mgmt No vote
CORPORATE ASSEMBLY
12.1 ELECT JAN TORE FOSUND AS MEMBER OF Mgmt No vote
NOMINATING COMMITTEE
13 APPROVE REMUNERATION OF CORPORATE ASSEMBLY Mgmt No vote
AND NOMINATING COMMITTEE
14 CLOSE MEETING Non-Voting
CMMT 10 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 10 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TESCO PLC Agenda Number: 713571520
--------------------------------------------------------------------------------------------------------------------------
Security: G87621101
Meeting Type: OGM
Meeting Date: 11-Feb-2021
Ticker:
ISIN: GB0008847096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT, SUBJECT TO AND CONDITIONAL ON: (A) Mgmt For For
ADMISSION OF THE NEW ORDINARY SHARES OF 61
/3 PENCE EACH IN THE CAPITAL OF THE COMPANY
TO: (I) THE PREMIUM LISTING SEGMENT OF THE
OFFICIAL LIST AND TO TRADING ON THE LONDON
STOCK EXCHANGE'S MAIN MARKET FOR LISTED
SECURITIES AND; (II) THE SECONDARY LISTING
SEGMENT OF THE IRISH OFFICIAL LIST AND TO
TRADING ON EURONEXT DUBLIN'S MAIN MARKET
FOR LISTED SECURITIES, IN EACH CASE
BECOMING EFFECTIVE AT 8.00 A.M. ON 15
FEBRUARY 2021 (OR SUCH LATER TIME AND/ OR
DATE AS THE DIRECTORS MAY IN THEIR ABSOLUTE
DISCRETION DETERMINE) (ADMISSION); AND (B)
A DIVIDEND OF 50.93 PENCE PER EXISTING
ORDINARY SHARE OF 5 PENCE EACH IN THE
CAPITAL OF THE COMPANY BE, AND IS HEREBY
DECLARED TO BE, PAID TO EACH SHAREHOLDER ON
THE REGISTER OF MEMBERS OF THE COMPANY AT
6.00 P.M. ON 12 FEBRUARY 2021
2 SHARE CONSOLIDATION Mgmt For For
3 AUTHORITY TO ALLOT SHARES Mgmt For For
4 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
5 DISAPPLICATION OF PRE-EMPTION RIGHTS FOR Mgmt For For
ACQUISITIONS AND OTHER CAPITAL INVESTMENT
6 PURCHASE OF OWN SHARES Mgmt For For
CMMT 26 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TESCO PLC Agenda Number: 714179909
--------------------------------------------------------------------------------------------------------------------------
Security: G8T67X102
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: GB00BLGZ9862
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE REPORT AND ACCOUNTS Mgmt For For
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
3 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
POLICY
4 TO DECLARE A FINAL DIVIDEND Mgmt For For
5 TO RE-ELECT JOHN ALLAN AS A DIRECTOR Mgmt For For
6 TO RE-ELECT MELISSA BETHELL AS A DIRECTOR Mgmt For For
7 TO RE-ELECT STEWART GILLILAND AS A DIRECTOR Mgmt For For
8 TO RE-ELECT STEVE GOLSBY AS A DIRECTOR Mgmt For For
9 TO RE-ELECT BYRON GROTE AS A DIRECTOR Mgmt For For
10 TO RE-ELECT KEN MURPHY AS A DIRECTOR Mgmt For For
11 TO RE-ELECT SIMON PATTERSON AS A DIRECTOR Mgmt For For
12 TO RE-ELECT ALISON PLATT AS A DIRECTOR Mgmt For For
13 TO RE-ELECT LINDSEY POWNALL AS A DIRECTOR Mgmt For For
14 TO ELECT BERTRAND BODSON AS A DIRECTOR Mgmt For For
15 TO ELECT THIERRY GARNIER AS A DIRECTOR Mgmt For For
16 TO ELECT IMRAN NAWAZ AS A DIRECTOR Mgmt For For
17 TO ELECT KAREN WHITWORTH AS A DIRECTOR Mgmt For For
18 TO RE-APPOINT THE AUDITORS: DELOITTE LLP Mgmt For For
19 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITORS REMUNERATION
20 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
21 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS
22 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS FOR ACQUISITIONS AND
OTHER CAPITAL INVESTMENT
23 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
24 TO AUTHORISE POLITICAL DONATIONS BY THE Mgmt For For
COMPANY AND ITS SUBSIDIARIES
25 TO AUTHORISE A 14 DAY NOTICE PERIOD FOR Mgmt For For
GENERAL MEETINGS
26 TO APPROVE THE LONG-TERM INCENTIVE PLAN Mgmt For For
2021
27 TO APPROVE THE SAVINGS-RELATED SHARE OPTION Mgmt For For
SCHEME 2021
28 TO ADOPT THE NEW ARTICLES OF ASSOCIATION Mgmt For For
CMMT 19 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 18. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
THALES SA Agenda Number: 713755809
--------------------------------------------------------------------------------------------------------------------------
Security: F9156M108
Meeting Type: MIX
Meeting Date: 06-May-2021
Ticker:
ISIN: FR0000121329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103312100731-39 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES TO MID 541281,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 527846 DUE TO ADDITION OF
RESOLUTION O.15,O.16,O.17 AND O.18. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
1 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 - APPROVAL OF THE
NON-DEDUCTIBLE EXPENSES AMOUNT
3 ALLOCATION OF THE PARENT COMPANY'S INCOME Mgmt For For
AND SETTING OF THE DIVIDEND AT EUR 1.76 PER
SHARE FOR 2020
4 RENEWAL OF THE TERM OF OFFICE OF THE FRENCH Mgmt For For
STATE AS DIRECTOR, ON THE PROPOSAL OF THE
"PUBLIC SECTOR"
5 RENEWAL OF THE TERM OF OFFICE OF ERNST & Mgmt For For
YOUNG AUDIT FIRM AS PRINCIPAL STATUTORY
AUDITOR
6 APPROVAL OF THE AMENDMENT TO THE 2019 Mgmt For For
COMPENSATION POLICY FOR THE CHAIRMAN AND
CHIEF EXECUTIVE OFFICER AND OF THE
AMENDMENT TO THE CHARACTERISTICS OF AN
ELEMENT OF THE COMPENSATION OF THE CHAIRMAN
AND CHIEF EXECUTIVE OFFICER SUBMITTED TO
THE 2019 EX-POST VOTE
7 APPROVAL OF THE AMENDMENT TO THE CHAIRMAN Mgmt For For
AND CHIEF EXECUTIVE OFFICER'S 2020
COMPENSATION POLICY
8 APPROVAL OF THE 2020 COMPENSATION ELEMENTS Mgmt For For
PAID OR ALLOCATED TO MR. PATRICE CAINE,
CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND
ONLY EXECUTIVE CORPORATE OFFICER
9 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
2020 COMPENSATION OF CORPORATE OFFICERS
10 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
11 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
DIRECTORS
12 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOW THE COMPANY TO TRADE IN
ITS OWN SHARES, WITH A MAXIMUM PURCHASE
PRICE OF 140 EUROS PER SHARE
13 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO CANCEL SHARES ACQUIRED UNDER A
SHARE BUYBACK PROGRAM
14 POWERS TO CARRY OUT FORMALITIES Mgmt For For
15 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
BERNARD FONTANA AS DIRECTOR, ON THE
PROPOSAL OF THE PUBLIC SECTOR
16 APPOINTMENT OF MRS. DELPHINE GENY-STEPHANN Mgmt Against Against
AS DIRECTOR ON THE PROPOSAL OF THE PUBLIC
SECTOR, AS A REPLACEMENT FOR MRS. DELPHINE
DE SAHUGUET D'AMARZIT
17 APPOINTMENT OF MRS. ANNE RIGAIL AS DIRECTOR Mgmt Against Against
ON THE PROPOSAL OF THE PUBLIC SECTOR, AS A
REPLACEMENT FOR MRS. LAURENCE BROSETA
18 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
PHILIPPE LEPINAY AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
TOKIO MARINE HOLDINGS,INC. Agenda Number: 714204459
--------------------------------------------------------------------------------------------------------------------------
Security: J86298106
Meeting Type: AGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: JP3910660004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nagano, Tsuyoshi Mgmt For For
2.2 Appoint a Director Komiya, Satoru Mgmt For For
2.3 Appoint a Director Yuasa, Takayuki Mgmt For For
2.4 Appoint a Director Harashima, Akira Mgmt For For
2.5 Appoint a Director Okada, Kenji Mgmt For For
2.6 Appoint a Director Endo, Yoshinari Mgmt For For
2.7 Appoint a Director Hirose, Shinichi Mgmt For For
2.8 Appoint a Director Mimura, Akio Mgmt Against Against
2.9 Appoint a Director Egawa, Masako Mgmt For For
2.10 Appoint a Director Mitachi, Takashi Mgmt For For
2.11 Appoint a Director Endo, Nobuhiro Mgmt For For
2.12 Appoint a Director Katanozaka, Shinya Mgmt Against Against
2.13 Appoint a Director Ozono, Emi Mgmt For For
2.14 Appoint a Director Moriwaki, Yoichi Mgmt For For
3 Approve Details of the Compensation to be Mgmt For For
received by Directors
--------------------------------------------------------------------------------------------------------------------------
TOKYO ELECTRON LIMITED Agenda Number: 714204118
--------------------------------------------------------------------------------------------------------------------------
Security: J86957115
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3571400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tsuneishi, Tetsuo Mgmt For For
1.2 Appoint a Director Kawai, Toshiki Mgmt For For
1.3 Appoint a Director Sasaki, Sadao Mgmt For For
1.4 Appoint a Director Nunokawa, Yoshikazu Mgmt For For
1.5 Appoint a Director Nagakubo, Tatsuya Mgmt For For
1.6 Appoint a Director Sunohara, Kiyoshi Mgmt For For
1.7 Appoint a Director Ikeda, Seisu Mgmt For For
1.8 Appoint a Director Mitano, Yoshinobu Mgmt For For
1.9 Appoint a Director Charles Ditmars Lake II Mgmt For For
1.10 Appoint a Director Sasaki, Michio Mgmt For For
1.11 Appoint a Director Eda, Makiko Mgmt Against Against
1.12 Appoint a Director Ichikawa, Sachiko Mgmt For For
2 Appoint a Corporate Auditor Wagai, Kyosuke Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock-Linked Compensation Type
Stock Options for Directors
5 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock-Linked Compensation Type
Stock Options for Corporate Officers of the
Company and the Company's Subsidiaries
6 Approve Details of the Compensation to be Mgmt For For
received by Outside Directors
--------------------------------------------------------------------------------------------------------------------------
TOKYO GAS CO.,LTD. Agenda Number: 714204586
--------------------------------------------------------------------------------------------------------------------------
Security: J87000113
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3573000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Amend Business Lines, Mgmt For For
Adopt Reduction of Liability System for
Executive Officers, Transition to a Company
with Three Committees, Allow the Board of
Directors to Authorize Appropriation of
Surplus and Purchase Own Shares, Approve
Minor Revisions
3.1 Appoint a Director Hirose, Michiaki Mgmt For For
3.2 Appoint a Director Uchida, Takashi Mgmt For For
3.3 Appoint a Director Nakajima, Isao Mgmt For For
3.4 Appoint a Director Saito, Hitoshi Mgmt Against Against
3.5 Appoint a Director Takami, Kazunori Mgmt For For
3.6 Appoint a Director Edahiro, Junko Mgmt For For
3.7 Appoint a Director Indo, Mami Mgmt For For
3.8 Appoint a Director Nohara, Sawako Mgmt For For
3.9 Appoint a Director Ono, Hiromichi Mgmt For For
4 Approve Absorption-Type Company Split Mgmt For For
Agreement
--------------------------------------------------------------------------------------------------------------------------
TORAY INDUSTRIES,INC. Agenda Number: 714212153
--------------------------------------------------------------------------------------------------------------------------
Security: J89494116
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3621000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Director Suga, Yasuo Mgmt For For
3 Appoint a Corporate Auditor Tanaka, Mgmt For For
Yoshiyuki
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
TOTAL SE Agenda Number: 713755912
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 28-May-2021
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103312100724-39 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105072101494-55 PLEASE NOTE THAT
THIS IS A REVISION DUE TO CHANGE IN
NUMBERING OF RESOLUTIONS AND MODIFICATION
OF THE TEXT IN COMMENT AND DUE TO RECEIPT
OF UPDATED BALO LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME AND SETTING OF THE Mgmt For For
DIVIDEND FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
4 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS,
IN ORDER TO TRADE IN THE COMPANY'S SHARES
5 AGREEMENTS REFERRED TO IN ARTICLES L. Mgmt For For
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
PATRICK POUYANNE AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
ANNE-MARIE IDRAC AS DIRECTOR
8 APPOINTMENT OF MR. JACQUES ASCHENBROICH AS Mgmt For For
DIRECTOR
9 APPOINTMENT OF MR. GLENN HUBBARD AS Mgmt For For
DIRECTOR
10 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
REMUNERATION OF CORPORATE OFFICERS
MENTIONED IN SECTION I OF ARTICLE L.
22-10-9 OF THE FRENCH COMMERCIAL CODE
11 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt For For
DIRECTORS
12 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
REMUNERATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020 OR AWARDED
IN RESPECT OF THIS FINANCIAL YEAR TO MR.
PATRICK POUYANNE, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
13 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt Against Against
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
14 OPINION ON THE COMPANY'S AMBITION IN TERMS Mgmt For For
OF SUSTAINABLE DEVELOPMENT AND ENERGY
TRANSITION TOWARDS CARBON NEUTRALITY AND
ITS OBJECTIVES IN THIS AREA BY 2030
15 AMENDMENT OF THE CORPORATE NAME TO Mgmt For For
TOTALENERGIES SE AND TO ARTICLE 2 OF THE
BY-LAWS
16 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF THIRTY-EIGHT
MONTHS, IN ORDER TO PROCEED WITH FREE
ALLOCATIONS OF EXISTING SHARES OF THE
COMPANY OR SHARES TO BE ISSUED TO EMPLOYEES
AND EXECUTIVE CORPORATE OFFICERS OF THE
GROUP, OR TO SOME OF THEM, ENTAILING THE
WAIVER BY THE SHAREHOLDERS OF THEIR
PRE-EMPTIVE SUBSCRIPTION RIGHT TO THE
SHARES TO BE ISSUED
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO PROCEED,
UNDER THE CONDITIONS PROVIDED FOR BY
ARTICLES L. 3332-18 AND FOLLOWING OF THE
FRENCH LABOUR CODE, WITH CAPITAL INCREASES,
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED
FOR MEMBERS OF A COMPANY OR GROUP SAVINGS
PLAN
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 714176852
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Uchiyamada, Takeshi Mgmt For For
1.2 Appoint a Director Hayakawa, Shigeru Mgmt For For
1.3 Appoint a Director Toyoda, Akio Mgmt For For
1.4 Appoint a Director Kobayashi, Koji Mgmt For For
1.5 Appoint a Director James Kuffner Mgmt For For
1.6 Appoint a Director Kon, Kenta Mgmt For For
1.7 Appoint a Director Sugawara, Ikuro Mgmt For For
1.8 Appoint a Director Sir Philip Craven Mgmt For For
1.9 Appoint a Director Kudo, Teiko Mgmt Against Against
2 Appoint a Substitute Corporate Auditor Mgmt For For
Sakai, Ryuji
3 Amend Articles to: Eliminate the Articles Mgmt For For
Related to Class Shares
--------------------------------------------------------------------------------------------------------------------------
UBS GROUP AG Agenda Number: 713251065
--------------------------------------------------------------------------------------------------------------------------
Security: H42097107
Meeting Type: EGM
Meeting Date: 19-Nov-2020
Ticker:
ISIN: CH0244767585
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 DISTRIBUTION OF AN EXTRAORDINARY DIVIDEND Mgmt For For
OUT OF SPECIAL DIVIDEND RESERVE (WITHIN
CAPITAL CONTRIBUTION RESERVE AND
APPROPRIATED FROM TOTAL PROFIT): USD 0.365
(GROSS) IN CASH PER SHARE OF CHF 0.10 PAR
VALUE
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
UBS GROUP AG Agenda Number: 713672954
--------------------------------------------------------------------------------------------------------------------------
Security: H42097107
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: CH0244767585
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE UBS GROUP AG MANAGEMENT Mgmt For For
REPORT AND CONSOLIDATED AND STANDALONE
FINANCIAL STATEMENTS FOR THE 2020 FINANCIAL
YEAR
2 ADVISORY VOTE ON THE UBS GROUP AG Mgmt For For
COMPENSATION REPORT 2020
3 APPROPRIATION OF TOTAL PROFIT AND Mgmt For For
DISTRIBUTION OF ORDINARY DIVIDEND OUT OF
TOTAL PROFIT AND CAPITAL CONTRIBUTION
RESERVE
4 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE GROUP EXECUTIVE BOARD FOR
THE 2020 FINANCIAL YEAR
5.1 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: AXEL A. WEBER, AS CHAIRMAN OF
THE BOARD OF DIRECTORS
5.2 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JEREMY ANDERSON
5.3 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: WILLIAM C. DUDLEY
5.4 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: RETO FRANCIONI
5.5 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: FRED HU
5.6 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MARK HUGHES
5.7 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: NATHALIE RACHOU
5.8 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JULIE G. RICHARDSON
5.9 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DIETER WEMMER
5.10 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JEANETTE WONG
6.1 ELECTION OF NEW MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: CLAUDIA BOCKSTIEGEL
6.2 ELECTION OF NEW MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: PATRICK FIRMENICH
7.1 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: JULIE G. RICHARDSON
7.2 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: RETO FRANCIONI
7.3 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: DIETER WEMMER
7.4 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: JEANETTE WONG
8.1 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
COMPENSATION FOR THE MEMBERS OF THE BOARD
OF DIRECTORS FROM THE 2021 AGM TO THE 2022
AGM
8.2 APPROVAL OF THE AGGREGATE AMOUNT OF Mgmt For For
VARIABLE COMPENSATION FOR THE MEMBERS OF
THE GROUP EXECUTIVE BOARD FOR THE 2020
FINANCIAL YEAR
8.3 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
FIXED COMPENSATION FOR THE MEMBERS OF THE
GROUP EXECUTIVE BOARD FOR THE 2022
FINANCIAL YEAR
9.1 RE-ELECTION OF THE INDEPENDENT PROXY, ADB Mgmt For For
ALTORFER DUSS & BEILSTEIN AG, ZURICH
9.2 RE-ELECTION OF THE AUDITORS, ERNST & YOUNG Mgmt For For
LTD, BASEL
9.3 RE-ELECTION OF THE SPECIAL AUDITORS, BDO Mgmt For For
AG, ZURICH
10 AMENDMENTS OF THE ARTICLES OF ASSOCIATION Mgmt For For
11 REDUCTION OF SHARE CAPITAL BY WAY OF Mgmt For For
CANCELLATION OF SHARES REPURCHASED UNDER
THE 2018 - 2021 SHARE BUYBACK PROGRAM
12 APPROVAL OF A NEW SHARE BUYBACK PROGRAM Mgmt For For
2021 - 2024
--------------------------------------------------------------------------------------------------------------------------
UNILEVER NV Agenda Number: 713022844
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F289
Meeting Type: EGM
Meeting Date: 21-Sep-2020
Ticker:
ISIN: NL0000388619
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 TO AMEND NV'S ARTICLES OF ASSOCIATION IN Mgmt For For
CONNECTION WITH UNIFICATION
2 TO APPROVE UNIFICATION Mgmt For For
3 TO DISCHARGE EXECUTIVE DIRECTORS Mgmt For For
4 TO DISCHARGE NON-EXECUTIVE DIRECTORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 713716972
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2. APPROVE REMUNERATION REPORT Mgmt For For
3. APPROVE REMUNERATION POLICY Mgmt For For
4. APPROVE CLIMATE TRANSITION ACTION PLAN Mgmt For For
5. RE-ELECT NILS ANDERSEN AS DIRECTOR Mgmt For For
6. RE-ELECT LAURA CHA AS DIRECTOR Mgmt For For
7. RE-ELECT DR JUDITH HARTMANN AS DIRECTOR Mgmt For For
8. RE-ELECT ALAN JOPE AS DIRECTOR Mgmt For For
9. RE-ELECT ANDREA JUNG AS DIRECTOR Mgmt For For
10. RE-ELECT SUSAN KILSBY AS DIRECTOR Mgmt For For
11. RE-ELECT STRIVE MASIYIWA AS DIRECTOR Mgmt For For
12. RE-ELECT YOUNGME MOON AS DIRECTOR Mgmt For For
13. RE-ELECT GRAEME PITKETHLY AS DIRECTOR Mgmt For For
14. RE-ELECT JOHN RISHTON AS DIRECTOR Mgmt For For
15. RE-ELECT FEIKE SIJBESMA AS DIRECTOR Mgmt For For
16. REAPPOINT KPMG LLP AS AUDITORS Mgmt For For
17. AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
18. AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
19. APPROVE SHARES PLAN Mgmt For For
20. AUTHORISE ISSUE OF EQUITY Mgmt For For
21. AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
22. AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
23. AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
24. AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
25. ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
26. APPROVE REDUCTION OF THE SHARE PREMIUM Mgmt For For
ACCOUNT
CMMT 23 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
UNITED OVERSEAS BANK LTD Agenda Number: 713795726
--------------------------------------------------------------------------------------------------------------------------
Security: Y9T10P105
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: SG1M31001969
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 AUDITED FINANCIAL STATEMENTS, DIRECTORS' Mgmt For For
STATEMENT AND AUDITOR'S REPORT
2 FINAL DIVIDEND: 39 CENTS (2019: 55 CENTS) Mgmt For For
PER ORDINARY SHARE
3 DIRECTORS' FEES Mgmt For For
4 AUDITOR AND ITS REMUNERATION: ERNST & YOUNG Mgmt For For
LLP
5 RE-ELECTION (MR WONG KAN SENG) Mgmt For For
6 RE-ELECTION (MR ALVIN YEO KHIRN HAI) Mgmt For For
7 RE-ELECTION (DR CHIA TAI TEE) Mgmt For For
8 AUTHORITY TO ISSUE ORDINARY SHARES Mgmt For For
9 AUTHORITY TO ISSUE ORDINARY SHARES PURSUANT Mgmt For For
TO THE UOB SCRIP DIVIDEND SCHEME
10 RENEWAL OF SHARE PURCHASE MANDATE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UPM-KYMMENE CORP Agenda Number: 713633192
--------------------------------------------------------------------------------------------------------------------------
Security: X9518S108
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: FI0009005987
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER Non-Voting
3 ELECTION OF PERSON TO SCRUTINISE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE FINANCIAL STATEMENTS, Non-Voting
THE REPORT OF THE BOARD OF DIRECTORS AND
THE AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE FINANCIAL STATEMENTS Mgmt For For
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: THE BOARD OF DIRECTORS PROPOSES
THAT A DIVIDEND OF EUR 1.30 PER SHARE BE
PAID BASED ON THE BALANCE SHEET TO BE
ADOPTED FOR THE FINANCIAL YEAR ENDING 31
DECEMBER 2020. THE DIVIDEND WILL BE PAID TO
A SHAREHOLDER WHO IS REGISTERED IN THE
COMPANY'S SHAREHOLDERS' REGISTER HELD BY
EUROCLEAR FINLAND OY ON THE DIVIDEND RECORD
DATE 1 APRIL 2021. THE BOARD OF DIRECTORS
PROPOSES THAT THE DIVIDEND BE PAID ON 12
APRIL 2021
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY
10 ADOPTION OF THE REMUNERATION REPORT: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL
GENERAL MEETING ADOPTS THE REMUNERATION
REPORT FOR THE YEAR 2020
11 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS: THE
CHAIR OF THE BOARD OF DIRECTORS BE PAID AN
ANNUAL BASE FEE OF EUR 195,000 (PREVIOUSLY
EUR 190,000), DEPUTY CHAIR OF THE BOARD EUR
140,000 (PREVIOUSLY EUR 135,000) AND OTHER
MEMBERS OF THE BOARD EUR 115,000
(PREVIOUSLY EUR 110,000). THE NOMINATION
AND GOVERNANCE COMMITTEE FURTHER PROPOSES
THAT THE ANNUAL COMMITTEE FEES REMAIN
UNCHANGED AND THAT THE MEMBERS OF THE BOARD
OF DIRECTORS' COMMITTEES BE PAID ANNUAL
FEES AS FOLLOWS: AUDIT COMMITTEE: CHAIR EUR
35,000 AND MEMBERS EUR 15,000 REMUNERATION
COMMITTEE: CHAIR EUR 20,000 AND MEMBERS EUR
10,000 NOMINATION AND GOVERNANCE COMMITTEE:
CHAIR EUR 20,000 AND MEMBERS EUR 10,000.
THE ANNUAL BASE FEE IS PROPOSED TO BE PAID
IN COMPANY SHARES AND CASH SO THAT
APPROXIMATELY 40 PERCENT WILL BE PAYABLE IN
THE COMPANY SHARES TO BE PURCHASED ON THE
BOARD MEMBERS' BEHALF, AND THE REST IN CASH
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS: THE BOARD OF DIRECTORS'
NOMINATION AND GOVERNANCE COMMITTEE
PROPOSES THAT THE NUMBER OF MEMBERS OF THE
BOARD OF DIRECTORS BE RESOLVED TO BE NINE
(9) INSTEAD OF CURRENT TEN (10)
13 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS: THE BOARD OF DIRECTORS'
NOMINATION AND GOVERNANCE COMMITTEE
PROPOSES THAT THE FOLLOWING INCUMBENT
DIRECTORS BE RE-ELECTED TO THE BOARD:
BERNDT BRUNOW, HENRIK EHRNROOTH, EMMA
FITZGERALD, PIIA-NOORA KAUPPI, MARJAN
OUDEMAN, MARTIN A PORTA, KIM WAHL AND BJ RN
WAHLROOS. THE NOMINATION AND GOVERNANCE
COMMITTEE FURTHER PROPOSES THAT JARI
GUSTAFSSON BE ELECTED AS A NEW DIRECTOR TO
THE BOARD. THE DIRECTORS WILL BE ELECTED
FOR A ONE-YEAR TERM AND THEIR TERM OF
OFFICE WILL END UPON CLOSURE OF THE NEXT
ANNUAL GENERAL MEETING. ALL DIRECTOR
NOMINEES HAVE GIVEN THEIR CONSENT TO THE
ELECTION. ARI PUHELOINEN AND VELI-MATTI
REINIKKALA HAVE ANNOUNCED THAT THEY ARE NOT
AVAILABLE FOR RE-ELECTION
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR: BASED ON THE PROPOSAL PREPARED BY
THE AUDIT COMMITTEE, THE BOARD OF DIRECTORS
PROPOSES THAT THE REMUNERATION OF THE
COMPANY'S AUDITOR BE PAID AGAINST INVOICES
APPROVED BY THE BOARD OF DIRECTORS' AUDIT
COMMITTEE
15 ELECTION OF THE AUDITOR: BASED ON THE Mgmt For For
PROPOSAL PREPARED BY THE AUDIT COMMITTEE,
THE BOARD OF DIRECTORS PROPOSES THAT
PRICEWATERHOUSECOOPERS OY, A FIRM OF
AUTHORISED PUBLIC ACCOUNTANTS, BE
RE-ELECTED AS THE COMPANY'S AUDITOR FOR A
TERM THAT WILL CONTINUE UNTIL THE END OF
THE NEXT ANNUAL GENERAL MEETING.
PRICEWATERHOUSECOOPERS OY HAS NOTIFIED THE
COMPANY THAT AUTHORISED PUBLIC ACCOUNTANT
(KHT) MIKKO NIEMINEN WOULD CONTINUE AS THE
LEAD AUDIT PARTNER. MIKKO NIEMINEN HAS HELD
THIS POSITION SINCE 4 APRIL 2019
16 AUTHORISING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE ISSUANCE OF SHARES AND
SPECIAL RIGHTS ENTITLING TO SHARES: THE
BOARD OF DIRECTORS PROPOSES THAT THE BOARD
BE AUTHORISED TO DECIDE ON THE ISSUANCE OF
NEW SHARES, TRANSFER OF TREASURY SHARES AND
ISSUANCE OF SPECIAL RIGHTS ENTITLING TO
SHARES AS FOLLOWS: THE AGGREGATE MAXIMUM
NUMBER OF NEW SHARES THAT MAY BE ISSUED AND
TREASURY SHARES THAT MAY BE TRANSFERRED IS
25,000,000 INCLUDING ALSO THE NUMBER OF
SHARES THAT CAN BE RECEIVED ON THE BASIS OF
THE SPECIAL RIGHTS REFERRED TO IN CHAPTER
10, SECTION 1 OF THE FINNISH LIMITED
LIABILITY COMPANIES ACT. THE PROPOSED
MAXIMUM NUMBER OF SHARES CORRESPONDS TO
APPROXIMATELY 4.7 PER CENT OF THE COMPANY'S
REGISTERED NUMBER OF SHARES AT THE TIME OF
THE PROPOSAL
17 AUTHORISING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES: THE BOARD OF DIRECTORS PROPOSES
THAT THE BOARD BE AUTHORISED TO DECIDE ON
THE REPURCHASE OF THE COMPANY'S OWN SHARES
AS FOLLOWS: BY VIRTUE OF THE AUTHORISATION,
THE BOARD MAY DECIDE TO REPURCHASE A
MAXIMUM OF 50,000,000 OF THE COMPANY'S OWN
SHARES. THE PROPOSED MAXIMUM NUMBER OF
SHARES CORRESPONDS TO APPROXIMATELY 9.4 PER
CENT OF THE COMPANY'S REGISTERED NUMBER OF
SHARES AT THE TIME OF THE PROPOSAL. THE
AUTHORISATION WOULD ALSO INCLUDE THE RIGHT
TO ACCEPT THE COMPANY'S OWN SHARES AS A
PLEDGE
18 AUTHORISING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON CHARITABLE CONTRIBUTIONS: THE
BOARD OF DIRECTORS PROPOSES THAT THE BOARD
BE AUTHORISED TO DECIDE ON CONTRIBUTIONS
NOT EXCEEDING A TOTAL OF EUR 500,000 FOR
CHARITABLE OR CORRESPONDING PURPOSES AND
THAT THE BOARD BE AUTHORISED TO DECIDE ON
THE RECIPIENTS, PURPOSES AND OTHER TERMS
AND CONDITIONS OF THE CONTRIBUTIONS.
CONTRIBUTIONS WOULD BE PRIMARILY GRANTED
UNDER THE COMPANY'S BIOFORE SHARE AND CARE
PROGRAMME WHOSE FOCUS AREAS ARE READING AND
LEARNING, ENGAGING WITH COMMUNITIES,
RESPONSIBLE WATER USE AND BIOINNOVATIONS
19 CLOSING OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
VEOLIA ENVIRONNEMENT SA Agenda Number: 713822383
--------------------------------------------------------------------------------------------------------------------------
Security: F9686M107
Meeting Type: MIX
Meeting Date: 22-Apr-2021
Ticker:
ISIN: FR0000124141
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104022100777-40
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 533434 DUE TO RECEIPT OF CHANGE
IN NUMBERING OF RESOLUTIONS AND DELETION OF
COMMENT. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
1 APPROVAL OF THE COMPANY'S FINANCIAL Mgmt For For
STATEMENTS: THE SHAREHOLDERS' MEETING,
AFTER HAVING REVIEWED THE REPORTS OF THE
BOARD OF DIRECTORS AND THE AUDITORS,
APPROVES THE COMPANY'S FINANCIAL STATEMENTS
FOR THE FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING
2 CONSOLIDATED FINANCIAL STATEMENTS: THE Mgmt For For
SHAREHOLDERS' MEETING, AFTER HAVING
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR AS PRESENTED TO THE MEETING
3 APPROVAL OF THE EXPENSE AND CHARGE: THE Mgmt For For
SHAREHOLDERS' MEETING APPROVES THE
NON-DEDUCTIBLE EXPENSES AND CHARGES
AMOUNTING TO EUR 1,048,908.00
4 RESULTS APPROPRIATION: THE SHAREHOLDERS' Mgmt For For
MEETING APPROVES THE FINANCIAL STATEMENTS
AND RESOLVES TO ALLOCATE EARNINGS AS
FOLLOWS: ORIGIN: - EARNINGS FOR THE
FINANCIAL YEAR: EUR 620,912,828.00 -
DISTRIBUTABLE RESERVES: EUR
7,104,501,770.00 - RETAINED EARNINGS: EUR
1,307,827,016.00 - DISTRIBUTABLE INCOME:
EUR 9,033,241,614.00 ALLOCATION: - LEGAL
RESERVE: EUR 289,305,682.00 - DIVIDENDS:
EUR 396,040,182.00 (DIVIDED INTO
565,771,689 SHARES) - RETAINED EARNINGS:
EUR 1,532,699,662 - CAPITALIZATION: EUR
2,893,056,810.00 - SHARE PREMIUM: EUR
7,104,501,770.00 THE SHAREHOLDERS WILL BE
GRANTED A NET DIVIDEND OF EUR 0.70 PER
SHARE, WHICH WILL BE ELIGIBLE FOR THE 40
PERCENT DEDUCTION PROVIDED BY THE FRENCH
GENERAL TAX CODE. THIS DIVIDEND WILL BE
PAID ON MAY 12TH 2021. AS REQUIRED BY LAW,
IT IS REMINDED THAT, FOR THE LAST THREE
FINANCIAL YEARS, THE DIVIDENDS WERE PAID
FOLLOWS: EUR 0.50 PER SHARE FOR FISCAL YEAR
2019 EUR 0.92 PER SHARE FOR FISCAL YEAR
2018 EUR 0.84 PER SHARE FOR FISCAL YEAR
2017
5 SPECIAL REPORT: THE SHAREHOLDERS' MEETING, Mgmt For For
AFTER REVIEWING THE SPECIAL REPORT OF THE
AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE
L. 225-38 AND L.225-40 TO L.225-42 OF THE
FRENCH COMMERCIAL CODE, APPROVES THIS
REPORT AS WELL AS THE NEW AGREEMENT
APPROVED BY THE BOARD OF DIRECTORS DURING
THIS FISCAL YEAR, AND TAKES NOTE OF THE
INFORMATION RELATING TO THE AGREEMENTS
CONCLUDED AND THE COMMITMENTS MADE DURING
PREVIOUS FISCAL YEARS
6 RENEWAL OF A TERM OF OFFICE: THE Mgmt For For
SHAREHOLDERS' MEETING RENEWS THE
APPOINTMENT OF LA CAISSE DES DEPOTS ET
CONSIGNATIONS REPRESENTED BY MR OLIVIER
MAREUSE AS DIRECTOR FOR A 4-YEAR PERIOD,
I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED
TO RULE ON THE FINANCIAL STATEMENTS FOR THE
2024 FISCAL YEAR
7 RENEWAL OF A TERM OF OFFICE: THE Mgmt For For
SHAREHOLDERS' MEETING RENEWS THE
APPOINTMENT OF MRS MARION GUILLOU AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
8 RENEWAL OF A TERM OF OFFICE: THE Mgmt For For
SHAREHOLDERS' MEETING DECIDES TO APPOINT OF
MR PIERRE-ANDRE DE CHALENDAR AS DIRECTOR
FOR A 4-YEAR PERIOD, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE 2024 FISCAL
YEAR
9 APPROVAL OF THE AMENDMENT OF THE INTERNAL Mgmt For For
ECONOMIC PERFORMANCE CRITERION: THE
SHAREHOLDERS' MEETING APPROVES THE
AMENDMENT OF THE INTERNAL ECONOMIC
PERFORMANCE CRITERION (NET CURRENT INCOME
GROUP SHARE PER SHARE) LINKED TO THE
ACQUISITION OF PERFORMANCE SHARES ALLOCATED
TO THE CEO, UNDER PLAN 1 GRANTED BY THE
BOARD OF DIRECTORS ON MAY 2ND 2018
10 APPROVAL OF THE AMENDMENT OF THE INTERNAL Mgmt For For
ECONOMIC PERFORMANCE CRITERION: THE
SHAREHOLDERS' MEETING APPROVES THE
AMENDMENT OF THE INTERNAL ECONOMIC
PERFORMANCE CRITERION (NET CURRENT INCOME
GROUP SHARE PER SHARE) LINKED TO THE
ACQUISITION OF PERFORMANCE SHARES ALLOCATED
TO THE CEO, UNDER PLAN 2 GRANTED BY THE
BOARD OF DIRECTORS ON APRIL 31ST 2019
11 APPROVAL OF THE AMENDMENT OF THE INTERNAL Mgmt For For
ECONOMIC PERFORMANCE CRITERION: THE
SHAREHOLDERS' MEETING APPROVES THE
AMENDMENT OF THE INTERNAL ECONOMIC
PERFORMANCE CRITERION (NET CURRENT INCOME
GROUP SHARE PER SHARE) LINKED TO THE
ACQUISITION OF PERFORMANCE SHARES ALLOCATED
TO THE CEO, UNDER PLAN 3 GRANTED BY THE
BOARD OF DIRECTORS ON MAY 5TH 2020
12 COMPENSATION OF EXECUTIVE CORPORATE Mgmt Against Against
OFFICERS: THE SHAREHOLDERS' MEETING
APPROVES THE INFORMATION MENTIONED IN
ARTICLE L. 22-10-9 I OF THE FRENCH
COMMERCIAL CODE, AND THE FIXED, VARIABLE
AND ONE-OFF COMPONENTS OF THE TOTAL
COMPENSATION AS WELL AS THE BENEFITS OR
PERKS OF ANY KIND PAID AND AWARDED TO THE
MR ANTOINE FREROT AS THE CEO FOR THE
CURRENT OR PREVIOUS FISCAL YEARS
13 COMPENSATION OF CORPORATE OFFICERS: THE Mgmt For For
SHAREHOLDERS' MEETING APPROVES THE
INFORMATION MENTIONED IN ARTICLE L. 22-10-9
I OF THE FRENCH COMMERCIAL CODE REGARDING
THE COMPENSATION OF THE CORPORATE OFFICERS
(EXCLUDING EXECUTIVES) FOR THE 2020 FISCAL
YEAR
14 APPROVAL OF THE COMPENSATION POLICY: THE Mgmt For For
SHAREHOLDERS' MEETING APPROVES THE
COMPENSATION POLICY APPLICABLE TO THE CEO,
FOR THE 2021 FISCAL YEAR
15 COMPENSATION OF CORPORATE OFFICERS: THE Mgmt For For
SHAREHOLDERS' MEETING APPROVES THE
INFORMATION MENTIONED IN ARTICLE L. 22-10-9
I OF THE FRENCH COMMERCIAL CODE REGARDING
THE COMPENSATION OF THE CORPORATE OFFICERS
(EXCLUDING EXECUTIVES) FOR THE 2021 FISCAL
YEAR
16 AUTHORIZATION TO BUY BACK SHARES: THE Mgmt For For
SHAREHOLDERS' MEETING AUTHORIZES THE BOARD
OF DIRECTORS TO BUY BACK THE COMPANY'S
SHARES ON THE OPEN MARKET, SUBJECT TO THE
CONDITIONS DESCRIBED BELOW: MAXIMUM
PURCHASE PRICE: EUR 36.00, MAXIMUM NUMBER
OF SHARES TO BE ACQUIRED: 10 PERCENT OF THE
SHARES COMPOSING THE SHARE CAPITAL (I.E.
57,861,136 SHARES), THE NUMBER OF SHARES
ACQUIRED BY THE COMPANY WITH A VIEW TO
RETAINING OR DELIVERING IN CASH OR IN AN
EXCHANGE AS PART OF A MERGER, DIVESTMENT OR
CAPITAL CONTRIBUTION CANNOT EXCEED 5
PERCENT OF ITS CAPITAL. MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
1,000,000,000.00. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT
17 CAPITAL INCREASE THROUGH ISSUANCE, WITH Mgmt For For
PREFERRED SUBSCRIPTION RIGHTS MAINTAINED,
OF SHARES AND-OR SECURITIES: THE
SHAREHOLDERS' MEETING DELEGATES TO THE
BOARD OF DIRECTORS THE NECESSARY POWERS TO
INCREASE THE CAPITAL, UP TO EUR
868,000,000.00 (I.E. 30 PERCENT OF THE
SHARE CAPITAL), BY ISSUANCE OF SHARES
(EXCLUDING PREFERENCE SHARES) AND-OR
SECURITIES GIVING ACCESS TO THE COMPANY'S
OR A RELATED COMPANY'S SHARE CAPITAL
(INCLUDING EQUITY SECURITIES GIVING RIGHTS
TO DEBT SECURITIES), WITH PREFERENTIAL
SUBSCRIPTION RIGHTS MAINTAINED. THE
SHAREHOLDERS' MEETING SETS THE MAXIMUM
OVERALL VALUE OF THE CAPITAL INCREASE
CARRIED OUT BY RESOLUTIONS 17 TO 21 TO EUR
868,000,000.00. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN
RESOLUTION 15. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
18 ISSUE OF SECURITIES IN THE EVENT OF A Mgmt For For
PUBLIC EXCHANGE OFFER: THE SHAREHOLDERS'
MEETING GIVES ALL POWERS TO THE BOARD OF
DIRECTORS TO ISSUE, UP TO EUR
868,000,000.00 (I.E. 30 PERCENT OF THE
SHARE CAPITAL), SHARES (EXCLUDING
PREFERENCE SHARES) AND-OR SECURITIES GIVING
ACCESS TO THE COMPANY'S OR A RELATED
COMPANY'S SHARE CAPITAL (INCLUDING EQUITY
SECURITIES GIVING RIGHTS TO DEBT
SECURITIES), IN CONSIDERATION FOR
SECURITIES TENDERED AS A PART OF A PUBLIC
EXCHANGE OFFER INITIATED BY THE COMPANY
CONCERNING THE SHARES OF ANOTHER COMPANY,
WITH CANCELATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN
RESOLUTION 16. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
19 AUTHORIZATION TO INCREASE THE NUMBER OF Mgmt For For
SECURITIES TO BE ISSUED (OVERSUBSCRIPTION):
THE SHAREHOLDERS' MEETING AUTHORIZES THE
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES IN THE EVENT THOSE EXCEED THE
INITIAL NUMBER OF SECURITIES TO BE ISSUED
(OVERSUBSCRIPTION), UP TO 15 PERCENT,
WITHIN 30 DAYS OF THE SUBSCRIPTION CLOSING.
THIS DELEGATION IS GIVEN FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON APRIL 22TH
2020 IN RESOLUTION 19
20 SHARE CAPITAL INCREASE RESERVED FOR Mgmt For For
EMPLOYEES: THE SHAREHOLDERS' MEETING
AUTHORIZES THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL, IN FAVOR OF
EMPLOYEES AND CORPORATE OFFICERS OF THE
COMPANY WHO ARE MEMBERS OF A COMPANY
SAVINGS PLAN, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, BY
ISSUANCE OF SHARES (EXCLUDING PREFERENCE
SHARES) AND-OR SECURITIES GIVING ACCESS TO
THE COMPANY'S OR A RELATED COMPANY'S SHARE
CAPITAL (INCLUDING EQUITY SECURITIES GIVING
RIGHTS TO DEBT SECURITIES). THIS DELEGATION
IS GIVEN FOR A 26-MONTH PERIOD AND FOR A
NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR
57,861,136.00 (I.E. 2 PERCENT OF THE SHARE
CAPITAL). THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON APRIL 22TH
2020 IN RESOLUTION 21. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
21 CAPITAL INCREASE BY ISSUING SHARES WITHOUT Mgmt For For
PREFERRED SUBSCRIPTION RIGHT BY OFFERS: THE
SHAREHOLDERS' MEETING TO THE BOARD OF
DIRECTORS TO INCREASE THE SHARE CAPITAL UP
TO EUR 17,358,340.00 (I.E. 0.6 PERCENT OF
THE SHARE CAPITAL), BY ISSUANCE OF SHARES
(EXCLUDING PREFERENCE SHARES) AND-OR
SECURITIES GIVING ACCESS TO THE COMPANY'S
OR A RELATED COMPANY'S SHARE CAPITAL
(INCLUDING EQUITY SECURITIES GIVING RIGHTS
TO DEBT SECURITIES), WITH CANCELATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR
OF: - EMPLOYEES AND CORPORATE OFFICERS; -
UCITS, SHAREHOLDING INVESTED IN COMPANY
SECURITIES WHOSE SHAREHOLDERS WILL BE
PERSONS MENTIONED ABOVE; - ANY BANKING
ESTABLISHMENT INTERVENING AT THE REQUEST OF
THE COMPANY TO SET UP A SHAREHOLDING SCHEME
OR A SAVINGS SCHEME FOR THE BENEFIT OF THE
PERSONS MENTIONED ABOVE; THE PRESENT
DELEGATION IS GIVEN FOR AN 18-MONTH PERIOD
AND SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GIVEN BY THE SHAREHOLDERS'
MEETING ON APRIL 22TH 2020 IN RESOLUTION
22. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS
22 ALLOCATION OF SHARES FREE OF CHARGE: THE Mgmt For For
SHAREHOLDERS' MEETING AUTHORIZES THE BOARD
OF DIRECTORS TO GRANT FOR FREE, EXISTING OR
FUTURE SHARES, IN FAVOR OF THE EMPLOYEES OR
THE CORPORATE OFFICERS OF THE COMPANY AND
RELATED COMPANIES, FOR AN AMOUNT
REPRESENTING 0.5 PERCENT OF THE SHARE
CAPITAL. THE TOTAL NUMBER OF SHARES
ALLOCATED TO THE EXECUTIVE CORPORATE
OFFICERS OF THE COMPANY MAY NOT EXCEED 0.04
PERCENT OF THE SHARE CAPITAL. THE PRESENT
DELEGATION IS GIVEN FOR A 26-MONTH PERIOD.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN
RESOLUTION 23. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
23 AMENDMENT TO ARTICLES OF THE BYLAWS: THE Mgmt For For
SHAREHOLDERS' MEETING DECIDES TO ADD TO
ARTICLE 11 OF THE BYLAWS A 3RD PARAGRAPH
PERTAINING TO THE APPOINTMENT OF A DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS
24 NEW ARTICLES OF THE BYLAWS: THE Mgmt For For
SHAREHOLDERS' MEETING DECIDES TO OVERHAUL
THE ARTICLES OF THE BYLAWS FOR THEM TO
COMPLY WITH THE LEGAL PROVISIONS IN FORCE.
THE SHAREHOLDERS' MEETING DECIDES TO AMEND
ARTICLE 11: ' COMPOSITION OF THE BOARD OF
DIRECTORS' OF THE BYLAWS
25 POWERS TO ACCOMPLISH FORMALITIES: THE Mgmt For For
SHAREHOLDERS' MEETING GRANTS FULL POWERS TO
THE BEARER OF AN ORIGINAL, A COPY OR
EXTRACT OF THE MINUTES OF THIS MEETING TO
CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
VINCI SA Agenda Number: 713641682
--------------------------------------------------------------------------------------------------------------------------
Security: F5879X108
Meeting Type: MIX
Meeting Date: 08-Apr-2021
Ticker:
ISIN: FR0000125486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 05 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 26 MAR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103012100368-26 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
RECORD DATE FROM 05 APR 2021 TO 01 APR 2021
AND ADDITION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
O.2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 - APPROVAL OF THE AMOUNT OF
NON-DEDUCTIBLE COSTS
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2020 AND SETTING OF THE DIVIDEND
O.4 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
YANNICK ASSOUAD AS DIRECTOR
O.5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
GRAZIELLA GAVEZOTTI AS DIRECTOR
O.6 RENEWAL OF THE DELEGATION OF POWERS TO THE Mgmt For For
BOARD OF DIRECTORS FOR THE COMPANY TO
PURCHASE ITS OWN SHARES
O.7 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
O.8 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
EXECUTIVE CORPORATE OFFICERS AND IN
PARTICULAR THE COMPENSATION POLICY
APPLICABLE TO MR. XAVIER HUILLARD, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
O.9 APPROVAL OF THE COMPENSATIONS REPORT Mgmt For For
O.10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020 OR ALLOCATED
IN RESPECT OF THE SAME FINANCIAL YEAR TO
MR. XAVIER HUILLARD, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
O.11 OPINION ON THE COMPANY'S ENVIRONMENTAL Mgmt For For
TRANSITION PLAN
E.12 RENEWAL OF THE AUTHORIZATION GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL BY CANCELLING VINCI SHARES HELD BY
THE COMPANY
E.13 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS OR SHARE PREMIUMS
E.14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE - WITH
RETENTION OF SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS - ANY SHARES, ANY
EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OR ENTITLEMENT TO THE
ALLOTMENT OF DEBT SECURITIES, AND ANY
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED BY THE
COMPANY AND/OR ITS SUBSIDIARIES
E.15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE ANY DEBT
SECURITIES GRANTING ACCESS TO EQUITY
SECURITIES TO BE ISSUED BY THE COMPANY
AND/OR ITS SUBSIDIARIES OR TO EXISTING
EQUITY SECURITIES OF A COMPANY HOLDING,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT AND BY A PUBLIC OFFERING
OTHER THAN THOSE REFERRED TO IN ARTICLE L.
411-2 1DECREE OF THE FRENCH MONETARY AND
FINANCIAL CODE
E.16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE ANY DEBT
SECURITIES GRANTING ACCESS TO THE EQUITY
SECURITIES TO BE ISSUED BY THE COMPANY
AND/OR ITS SUBSIDIARIES OR TO EXISTING
EQUITY SECURITIES OF A COMPANY HOLDING,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT AND BY PUBLIC OFFERING
AS REFERRED TO IN ARTICLE L. 411-2 1DECREE
OF THE FRENCH MONETARY AND FINANCIAL CODE
E.17 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF SHARES
TO BE ISSUED IN THE EVENT OF
OVERSUBSCRIPTION
E.18 DELEGATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE ANY SHARES, ANY EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR GRANTING ENTITLEMENT TO THE
ALLOTMENT OF DEBT SECURITIES, AND ANY
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED BY THE
COMPANY, WITHIN THE LIMIT OF 10% OF THE
SHARE CAPITAL, IN ORDER TO REMUNERATE
CONTRIBUTIONS IN KIND OF SHARES OR
TRANSFERABLE SECURITIES GRANTED TO THE
COMPANY
E.19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR EMPLOYEES OF THE COMPANY AND
OF COMPANIES IN THE VINCI GROUP AS PART OF
SAVINGS PLANS WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO PROCEED WITH CAPITAL
INCREASES RESERVED FOR A CATEGORY OF
BENEFICIARIES IN ORDER TO OFFER EMPLOYEES
OF CERTAIN FOREIGN SUBSIDIARIES BENEFITS
COMPARABLE TO THOSE OFFERED TO EMPLOYEES
SUBSCRIBING DIRECTLY OR INDIRECTLY THROUGH
AN (FCPE) AS PART OF A SAVINGS PLAN WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS
E.21 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH FREE ALLOCATIONS
OF EXISTING PERFORMANCE SHARES ACQUIRED BY
THE COMPANY TO EMPLOYEES OF THE COMPANY AND
CERTAIN RELATED COMPANIES AND GROUPS, IN
ACCORDANCE WITH THE PROVISIONS OF ARTICLES
L. 225-197-1 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
E.22 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VOLVO AB Agenda Number: 713622341
--------------------------------------------------------------------------------------------------------------------------
Security: 928856301
Meeting Type: AGM
Meeting Date: 31-Mar-2021
Ticker:
ISIN: SE0000115446
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIRMAN OF THE MEETING: Non-Voting
ATTORNEY SVEN UNGER
2 ELECTION OF PERSONS TO APPROVE THE MINUTES Non-Voting
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT AS WELL AS THE
CONSOLIDATED ACCOUNTS AND THE AUDITOR'S
REPORT ON THE CONSOLIDATED ACCOUNTS
7 ADOPTION OF THE INCOME STATEMENT AND Mgmt For For
BALANCE SHEET AND THE CONSOLIDATED INCOME
STATEMENT AND CONSOLIDATED BALANCE SHEET
8 RESOLUTION IN RESPECT OF THE DISPOSITION TO Mgmt For For
BE MADE OF THE COMPANY'S PROFITS: THE BOARD
PROPOSES PAYMENT OF AN ORDINARY DIVIDEND OF
SEK 6.00 PER SHARE AND AN EXTRA DIVIDEND OF
SEK 9.00 PER SHARE AND THAT THE RECORD DATE
TO RECEIVE THE DIVIDEND SHALL BE APRIL 6,
2021
9.1 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MATTI ALAHUHTA
9.2 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: ECKHARD CORDES
9.3 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: ERIC ELZVIK
9.4 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: KURT JOFS
9.5 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: JAMES W. GRIFFITH
9.6 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MARTIN LUNDSTEDT (AS
BOARD MEMBER)
9.7 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: KATHRYN V. MARINELLO
9.8 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MARTINA MERZ
9.9 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: HANNE DE MORA
9.10 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: HELENA STJERNHOLM
9.11 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: CARL-HENRIC SVANBERG
9.12 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: LARS ASK (EMPLOYEE
REPRESENTATIVE)
9.13 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MATS HENNING (EMPLOYEE
REPRESENTATIVE)
9.14 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MIKAEL SALLSTROM
(EMPLOYEE REPRESENTATIVE)
9.15 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: CAMILLA JOHANSSON
(EMPLOYEE REPRESENTATIVE, DEPUTY)
9.16 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MARI LARSSON (EMPLOYEE
REPRESENTATIVE, DEPUTY)
9.17 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MARTIN LUNDSTEDT (AS
PRESIDENT AND CEO)
10.1 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS AND DEPUTY BOARD MEMBERS TO BE
ELECTED BY THE MEETING: NUMBER OF BOARD
MEMBERS: ELEVEN MEMBERS
10.2 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS AND DEPUTY BOARD MEMBERS TO BE
ELECTED BY THE MEETING: NUMBER OF DEPUTY
BOARD MEMBERS: NO DEPUTY MEMBERS
11 DETERMINATION OF THE REMUNERATION TO THE Mgmt For For
BOARD MEMBERS
12.1 ELECTION OF BOARD MEMBER: MATTI ALAHUHTA Mgmt For For
(RE-ELECTION)
12.2 ELECTION OF BOARD MEMBER: ECKHARD CORDES Mgmt For For
(RE-ELECTION)
12.3 ELECTION OF BOARD MEMBER: ERIC ELZVIK Mgmt For For
(RE-ELECTION)
12.4 ELECTION OF BOARD MEMBER: MARTHA FINN Mgmt For For
BROOKS (NEW ELECTION)
12.5 ELECTION OF BOARD MEMBER: KURT JOFS Mgmt For For
(RE-ELECTION)
12.6 ELECTION OF BOARD MEMBER: MARTIN LUNDSTEDT Mgmt For For
(RE-ELECTION)
12.7 ELECTION OF BOARD MEMBER: KATHRYN V. Mgmt For For
MARINELLO (RE-ELECTION)
12.8 ELECTION OF BOARD MEMBER: MARTINA MERZ Mgmt For For
(RE-ELECTION)
12.9 ELECTION OF BOARD MEMBER: HANNE DE MORA Mgmt For For
(RE-ELECTION)
12.10 ELECTION OF BOARD MEMBER: HELENA STJERNHOLM Mgmt For For
(RE-ELECTION)
12.11 ELECTION OF BOARD MEMBER: CARL-HENRIC Mgmt For For
SVANBERG (RE-ELECTION)
13 ELECTION OF THE CHAIRMAN OF THE BOARD: THE Mgmt For For
ELECTION COMMITTEE PROPOSES RE-ELECTION OF
CARL-HENRIC SVANBERG AS CHAIRMAN OF THE
BOARD: CARL-HENRIC SVANBERG (RE-ELECTION)
14.1 ELECTION OF MEMBER OF THE ELECTION Mgmt For For
COMMITTEE: BENGT KJELL (AB INDUSTRIVARDEN)
14.2 ELECTION OF MEMBER OF THE ELECTION Mgmt For For
COMMITTEE: ANDERS OSCARSSON (AMF AND AMF
FUNDS)
14.3 ELECTION OF MEMBER OF THE ELECTION Mgmt For For
COMMITTEE: RAMSAY BRUFER (ALECTA)
14.4 ELECTION OF MEMBER OF THE ELECTION Mgmt For For
COMMITTEE: CARINE SMITH IHENACHO (NORGES
BANK INVESTMENT MANAGEMENT)
14.5 ELECTION OF MEMBER OF THE ELECTION Mgmt For For
COMMITTEE: CHAIRMAN OF THE BOARD
15 PRESENTATION OF THE BOARD'S REMUNERATION Mgmt Against Against
REPORT FOR APPROVAL
16 RESOLUTION REGARDING REMUNERATION POLICY Mgmt For For
FOR SENIOR EXECUTIVES
17 RESOLUTION REGARDING AMENDMENTS TO THE Mgmt For For
ARTICLES OF ASSOCIATION: THE BOARD PROPOSES
THAT THE ANNUAL GENERAL MEETING RESOLVES TO
AMEND SECTION 6 PARAGRAPH 1 OF THE ARTICLES
OF ASSOCIATION
18 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDER CARL AXEL BRUNO REGARDING
LIMITATION OF THE COMPANY'S CONTRIBUTIONS
TO CHALMERS UNIVERSITY OF TECHNOLOGY
FOUNDATION: THE SHAREHOLDER CARL AXEL BRUNO
PROPOSES THAT THE ANNUAL GENERAL MEETING
DECIDES UPON LIMITATION OF THE COMPANY'S
CONTRIBUTIONS TO CHALMERS UNIVERSITY OF
TECHNOLOGY FOUNDATION TO A MAXIMUM OF SEK 4
MILLION PER YEAR
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
VOLVO AB Agenda Number: 714270143
--------------------------------------------------------------------------------------------------------------------------
Security: 928856301
Meeting Type: EGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: SE0000115446
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 ELECTION OF CHAIRMAN OF THE MEETING: SVEN Non-Voting
UNGER
2 ELECTION OF PERSONS TO APPROVE THE MINUTES Non-Voting
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 RESOLUTION ON EXTRAORDINARY DIVIDEND: SEK Mgmt For For
9.50 PER SHARE
CMMT DUE TO THE EXTRAORDINARY SITUATION AS A Non-Voting
RESULT OF THE COVID-19 PANDEMIC AND TO
REDUCE THE RISK OF SPREADING THE VIRUS AND
HAVING REGARD TO THE AUTHORITIES'
REGULATIONS AND ADVICE ON RESTRICTIONS OF
PUBLIC GATHERINGS, AB VOLVO'S EXTRAORDINARY
GENERAL MEETING IS CARRIED OUT ONLY THROUGH
ADVANCE VOTING (POSTAL VOTING) PURSUANT TO
TEMPORARY LEGISLATION. NO MEETING WITH THE
POSSIBILITY TO ATTEND IN PERSON OR TO BE
REPRESENTED BY A PROXY WILL TAKE PLACE
CMMT 04 JUNE 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 04 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
VONOVIA SE Agenda Number: 713674794
--------------------------------------------------------------------------------------------------------------------------
Security: D9581T100
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: DE000A1ML7J1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.69 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 APPROVE CREATION OF EUR 283 MILLION POOL OF Mgmt For For
CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
9 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH
PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 12
BILLION; APPROVE CREATION OF EUR 283
MILLION POOL OF CAPITAL TO GUARANTEE
CONVERSION RIGHTS
CMMT 12 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 15 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 15 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
WESFARMERS LTD Agenda Number: 713146682
--------------------------------------------------------------------------------------------------------------------------
Security: Q95870103
Meeting Type: AGM
Meeting Date: 12-Nov-2020
Ticker:
ISIN: AU000000WES1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 TO 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 FINANCIAL STATEMENTS AND REPORTS Non-Voting
2 TO CONSIDER AND, IF THOUGHT FIT, APPROVE Mgmt For For
THE RE-ELECTION OF MR MICHAEL ALFRED CHANEY
AO, WHO RETIRES BY ROTATION IN ACCORDANCE
WITH WESFARMERS' CONSTITUTION AND THE ASX
LISTING RULES, AND BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION MR CHANEY'S
RE-ELECTION WILL BE VOTED ON AS AN ORDINARY
RESOLUTION. MS DIANE LEE SMITH-GANDER AO
WILL RETIRE AS A DIRECTOR AT THE CONCLUSION
OF THE AGM AND WILL NOT BE SEEKING
RE-ELECTION
3 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
4 GRANT OF KEEPP DEFERRED SHARES AND KEEPP Mgmt For For
PERFORMANCE SHARES TO THE GROUP MANAGING
DIRECTOR
5 GRANT OF ADDITIONAL PERFORMANCE-TESTED Mgmt For For
SHARES TO THE GROUP MANAGING DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
WEST JAPAN RAILWAY COMPANY Agenda Number: 714183415
--------------------------------------------------------------------------------------------------------------------------
Security: J95094108
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3659000008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Hasegawa, Kazuaki Mgmt For For
2.2 Appoint a Director Saito, Norihiko Mgmt For For
2.3 Appoint a Director Miyahara, Hideo Mgmt For For
2.4 Appoint a Director Takagi, Hikaru Mgmt For For
2.5 Appoint a Director Tsutsui, Yoshinobu Mgmt Against Against
2.6 Appoint a Director Nozaki, Haruko Mgmt For For
2.7 Appoint a Director Ogata, Fumito Mgmt For For
2.8 Appoint a Director Sugioka, Atsushi Mgmt For For
2.9 Appoint a Director Kurasaka, Shoji Mgmt For For
2.10 Appoint a Director Nakamura, Keijiro Mgmt For For
2.11 Appoint a Director Kawai, Tadashi Mgmt For For
2.12 Appoint a Director Nakanishi, Yutaka Mgmt For For
2.13 Appoint a Director Tsubone, Eiji Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WESTPAC BANKING CORP Agenda Number: 713339213
--------------------------------------------------------------------------------------------------------------------------
Security: Q97417101
Meeting Type: AGM
Meeting Date: 11-Dec-2020
Ticker:
ISIN: AU000000WBC1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2 GRANT OF EQUITY TO MANAGING DIRECTOR AND Mgmt For For
CHIEF EXECUTIVE OFFICER
3 REMUNERATION REPORT Mgmt For For
4.A TO RE-ELECT PETER NASH AS A DIRECTOR Mgmt For For
4.B TO ELECT JOHN MCFARLANE AS A DIRECTOR Mgmt For For
4.C TO ELECT CHRISTOPHER (CHRIS) LYNCH AS A Mgmt For For
DIRECTOR
4.D TO ELECT MICHAEL HAWKER AS A DIRECTOR Mgmt For For
5.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: TO ELECT NOEL DAVIS
WHO NOMINATES HIMSELF AS A DIRECTOR FOR
ELECTION, IN ACCORDANCE WITH THE WESTPAC
CONSTITUTION
5.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: TO ELECT PAUL
WHITEHEAD WHO NOMINATES HIMSELF AS A
DIRECTOR FOR ELECTION, IN ACCORDANCE WITH
THE WESTPAC CONSTITUTION
--------------------------------------------------------------------------------------------------------------------------
WHITBREAD PLC Agenda Number: 712776648
--------------------------------------------------------------------------------------------------------------------------
Security: G9606P197
Meeting Type: AGM
Meeting Date: 07-Jul-2020
Ticker:
ISIN: GB00B1KJJ408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
FOR THE YEAR ENDED 27 FEBRUARY 2020
2 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION
3 TO ELECT HORST BAIER AS A DIRECTOR Mgmt For For
4 TO RE-ELECT DAVID ATKINS AS A DIRECTOR Mgmt For For
5 TO RE-ELECT ALISON BRITTAIN AS A DIRECTOR Mgmt For For
6 TO RE-ELECT NICHOLAS CADBURY AS A DIRECTOR Mgmt For For
7 TO RE-ELECT ADAM CROZIER AS A DIRECTOR Mgmt For For
8 TO RE-ELECT FRANK FISKERS AS A DIRECTOR Mgmt For For
9 TO RE-ELECT RICHARD GILLINGWATER AS A Mgmt For For
DIRECTOR
10 TO RE-ELECT CHRIS KENNEDY AS A DIRECTOR Mgmt For For
11 TO RE-ELECT DEANNA OPPENHEIMER AS A Mgmt For For
DIRECTOR
12 TO RE-ELECT LOUISE SMALLEY AS A DIRECTOR Mgmt For For
13 TO RE-ELECT SUSAN TAYLOR MARTIN AS A Mgmt For For
DIRECTOR
14 TO REAPPOINT DELOITTE LLP AS THE AUDITOR Mgmt For For
15 TO AUTHORISE THE BOARD, THROUGH THE AUDIT Mgmt For For
COMMITTEE, TO SET THE AUDITOR'S
REMUNERATION
16 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS
17 TO AUTHORISE THE BOARD TO ALLOT SHARES Mgmt For For
18 TO AUTHORISE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS
19 TO AUTHORISE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS IN CONNECTION WITH AN
ACQUISITION OR SPECIFIED CAPITAL INVESTMENT
20 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES
21 TO ENABLE THE COMPANY TO CALL GENERAL Mgmt For For
MEETINGS, OTHER THAN AN ANNUAL GENERAL
MEETING, ON REDUCED NOTICE
--------------------------------------------------------------------------------------------------------------------------
WOLTERS KLUWER N.V. Agenda Number: 713679174
--------------------------------------------------------------------------------------------------------------------------
Security: N9643A197
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: NL0000395903
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 528968 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1. OPENING Non-Voting
2. 2020 ANNUAL REPORT Non-Voting
2.a. REPORT OF THE EXECUTIVE BOARD FOR 2020 Non-Voting
2.b. REPORT OF THE SUPERVISORY BOARD FOR 2020 Non-Voting
2.c. ADVISORY VOTE ON THE REMUNERATION REPORT AS Mgmt For For
INCLUDED IN THE 2020 ANNUAL REPORT
3. 2020 FINANCIAL STATEMENTS AND DIVIDEND Non-Voting
3.a. PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
FOR 2020 AS INCLUDED IN THE 2020 ANNUAL
REPORT
3.b. EXPLANATION OF DIVIDEND POLICY Non-Voting
3.c. PROPOSAL TO DISTRIBUTE A TOTAL DIVIDEND OF Mgmt For For
1.36 PER ORDINARY SHARE, RESULTING IN A
FINAL DIVIDEND OF 0.89 PER ORDINARY SHARE
4. RELEASE OF THE MEMBERS OF THE EXECUTIVE Non-Voting
BOARD AND THE SUPERVISORY BOARD FROM
LIABILITY FOR THE EXERCISE OF THEIR
RESPECTIVE DUTIES
4.a. PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt For For
EXECUTIVE BOARD FOR THE EXERCISE OF THEIR
DUTIES
4.b. PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FOR THE EXERCISE OF THEIR
DUTIES
5. COMPOSITION SUPERVISORY BOARD Non-Voting
5.a. PROPOSAL TO REAPPOINT MR. FRANS CREMERS AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
5.b. PROPOSAL TO REAPPOINT MS. ANN ZIEGLER AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
6. PROPOSAL TO REAPPOINT MR. KEVIN ENTRICKEN Mgmt For For
AS MEMBER OF THE EXECUTIVE BOARD
7. PROPOSAL TO ADOPT THE REMUNERATION POLICY Mgmt For For
FOR THE MEMBERS OF THE EXECUTIVE BOARD
8. PROPOSAL TO EXTEND THE AUTHORITY OF THE Non-Voting
EXECUTIVE BOARD
8.a. TO ISSUE SHARES AND/OR GRANT RIGHTS TO Mgmt For For
SUBSCRIBE FOR SHARES
8.b. TO RESTRICT OR EXCLUDE STATUTORY Mgmt For For
PRE-EMPTION RIGHTS
9. PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO ACQUIRE SHARES IN THE COMPANY
10. PROPOSAL TO CANCEL SHARES Mgmt For For
11. ANY OTHER BUSINESS Non-Voting
12. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
WOOLWORTHS GROUP LTD Agenda Number: 713169820
--------------------------------------------------------------------------------------------------------------------------
Security: Q98418108
Meeting Type: AGM
Meeting Date: 12-Nov-2020
Ticker:
ISIN: AU000000WOW2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 07 OCT 2020: VOTING EXCLUSIONS APPLY TO Non-Voting
THIS MEETING FOR PROPOSALS 4, 5 AND VOTES
CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT (AS REFERRED IN THE
COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE
RELEVANT PROPOSAL ITEMS. 3BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 RE-ELECT MR SCOTT PERKINS AS A DIRECTOR Mgmt For For
3 ADOPT REMUNERATION REPORT Mgmt For For
4 APPROVE F21 LONG TERM INCENTIVE GRANT TO Mgmt For For
CEO
5 RENEW APPROACH TO TERMINATION BENEFITS FOR Mgmt For For
3 YEARS
CMMT 07 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT IN
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
WOOLWORTHS GROUP LTD Agenda Number: 714129562
--------------------------------------------------------------------------------------------------------------------------
Security: Q98418108
Meeting Type: OGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: AU000000WOW2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1.A THAT THE DEMERGER OF ENDEAVOUR GROUP FROM Mgmt For For
WOOLWORTHS DESCRIBED IN THE DEMERGER
BOOKLET AND ALL AGREEMENTS AND ARRANGEMENTS
ENTERED INTO BY WOOLWORTHS AND ENDEAVOUR
AND THEIR RESPECTIVE RELATED BODIES
CORPORATE TO GIVE EFFECT TO THAT DEMERGER
ARE APPROVED FOR ALL PURPOSES
1.B THAT, FOR THE PURPOSE OF SECTION 256C(1) OF Mgmt For For
THE CORPORATIONS ACT AND FOR ALL OTHER
PURPOSES, AND CONDITIONAL UPON THE DEMERGER
APPROVAL RESOLUTION BEING PASSED, THE SHARE
CAPITAL OF WOOLWORTHS BE REDUCED BY THE
CAPITAL REDUCTION AMOUNT ON THE
IMPLEMENTATION DATE, WITH THE REDUCTION TO
BE EFFECTED AND SATISFIED BY APPLYING SUCH
AMOUNT EQUALLY AGAINST EACH WOOLWORTHS
SHARE ON ISSUE AT THE DEMERGER RECORD DATE
IN THE MANNER MORE PARTICULARLY DESCRIBED
IN THE DEMERGER BOOKLET
2 EMPLOYEE INCENTIVE RESOLUTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
YAMATO HOLDINGS CO.,LTD. Agenda Number: 714250658
--------------------------------------------------------------------------------------------------------------------------
Security: J96612114
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3940000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Yamauchi, Masaki Mgmt For For
1.2 Appoint a Director Nagao, Yutaka Mgmt For For
1.3 Appoint a Director Shibasaki, Kenichi Mgmt For For
1.4 Appoint a Director Kanda, Haruo Mgmt For For
1.5 Appoint a Director Mori, Masakatsu Mgmt For For
1.6 Appoint a Director Tokuno, Mariko Mgmt For For
1.7 Appoint a Director Kobayashi, Yoichi Mgmt For For
1.8 Appoint a Director Sugata, Shiro Mgmt For For
1.9 Appoint a Director Kuga, Noriyuki Mgmt For For
2 Appoint a Corporate Auditor Yamashita, Mgmt For For
Takashi
--------------------------------------------------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG Agenda Number: 713683452
--------------------------------------------------------------------------------------------------------------------------
Security: H9870Y105
Meeting Type: AGM
Meeting Date: 07-Apr-2021
Ticker:
ISIN: CH0011075394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 REPORTING ON THE FINANCIAL YEAR 2020: Mgmt For For
APPROVAL OF THE MANAGEMENT REPORT, THE
ANNUAL FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS 2020
1.2 REPORTING ON THE FINANCIAL YEAR 2020: Mgmt For For
ADVISORY VOTE ON THE REMUNERATION REPORT
2020
2 APPROPRIATION OF AVAILABLE EARNINGS FOR Mgmt For For
2020: CHF 20 PER SHARE
3 DISCHARGE OF MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE EXECUTIVE COMMITTEE
4.1.1 RE-ELECTION OF MICHEL M. LIES AS MEMBER AND Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
4.1.2 RE-ELECTION OF JOAN AMBLE AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.1.3 RE-ELECTION OF CATHERINE BESSANT AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.1.4 RE-ELECTION OF DAME ALISON CARNWATH AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.1.5 RE-ELECTION OF CHRISTOPH FRANZ AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.6 RE-ELECTION OF MICHAEL HALBHERR AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.7 RE-ELECTION OF JEFFREY HAYMAN AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.8 RE-ELECTION OF MONICA MACHLER AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.9 RE-ELECTION OF KISHORE MAHBUBANI AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.110 RE-ELECTION OF JASMIN STAIBLIN AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.111 RE-ELECTION OF BARRY STOWE AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.112 ELECTION OF SABINE KELLER-BUSSE AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.2.1 RE-ELECTION OF MICHEL M. LIES AS A MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE
4.2.2 RE-ELECTION OF CATHERINE BESSANT AS A Mgmt For For
MEMBER OF THE REMUNERATION COMMITTEE
4.2.3 RE-ELECTION OF CHRISTOPH FRANZ AS A MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE
4.2.4 RE-ELECTION OF KISHORE MAHBUBANI AS A Mgmt For For
MEMBER OF THE REMUNERATION COMMITTEE
4.2.5 RE-ELECTION OF JASMIN STAIBLIN AS A MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE
4.2.6 NEW-ELECTION OF SABINE KELLER-BUSSE AS A Mgmt For For
MEMBER OF THE REMUNERATION COMMITTEE
4.3 RE-ELECTION OF THE INDEPENDENT VOTING Mgmt For For
RIGHTS REPRESENTATIVE: THE BOARD OF
DIRECTORS PROPOSES TO RE-ELECT THE LAW
OFFICE KELLER PARTNERSHIP, ZURICH, AS
INDEPENDENT VOTING RIGHTS REPRESENTATIVE
FOR A TERM OF OFFICE ENDING WITH THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING
4.4 ELECTION OF THE AUDITORS: THE COMPANY RAN A Mgmt For For
THOROUGH TENDER PROCESS BASED ON WHICH THE
BOARD OF DIRECTORS DECIDED TO ROTATE THE
AUDITORS AND PROPOSE ERNST &YOUNG LTD TO
THE GENERAL MEETING AS NEW AUDITORS. THE
BOARD OF DIRECTORS PROPOSES TO ELECT ERNST
&YOUNG LTD, ZURICH, AS AUDITORS FOR THE
FINANCIAL YEAR 2021
5.1 APPROVAL OF THE REMUNERATION FOR THE BOARD Mgmt For For
OF DIRECTORS
5.2 APPROVAL OF THE REMUNERATION FOR THE Mgmt For For
EXECUTIVE COMMITTEE
6 EXTENSION OF AUTHORIZED SHARE CAPITAL AND Mgmt For For
RESPECTIVE CHANGES TO THE ARTICLES OF
ASSOCIATION (ART. 5BIS AND ART. 5TER)
JPMorgan Macro Opportunities Fund
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 935345125
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. Alpern Mgmt For For
R.S. Austin Mgmt For For
S.E. Blount Mgmt For For
R.B. Ford Mgmt For For
M.A. Kumbier Mgmt For For
D.W. McDew Mgmt For For
N. McKinstry Mgmt For For
W.A. Osborn Mgmt For For
M.F. Roman Mgmt For For
D.J. Starks Mgmt For For
J.G. Stratton Mgmt For For
G.F. Tilton Mgmt For For
M.D. White Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Auditors.
3. Say on Pay - An Advisory Vote to Approve Mgmt For For
Executive Compensation.
4A. Amendments to the Articles of Incorporation Mgmt For For
to Eliminate Statutory Supermajority Voting
Standards for: Amendments to the Articles
of Incorporation.
4B. Amendments to the Articles of Incorporation Mgmt For For
to Eliminate Statutory Supermajority Voting
Standards for: Approval of Certain
Extraordinary Transactions.
5. Shareholder Proposal - Lobbying Disclosure. Shr Against For
6. Shareholder Proposal - Report on Racial Shr For Against
Justice.
7. Shareholder Proposal - Independent Board Shr Against For
Chairman.
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC Agenda Number: 935343412
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Amy Banse
1B. Election of Director for a term of one Mgmt For For
year: Melanie Boulden
1C. Election of Director for a term of one Mgmt For For
year: Frank Calderoni
1D. Election of Director for a term of one Mgmt For For
year: James Daley
1E. Election of Director for a term of one Mgmt For For
year: Laura Desmond
1F. Election of Director for a term of one Mgmt For For
year: Shantanu Narayen
1G. Election of Director for a term of one Mgmt For For
year: Kathleen Oberg
1H. Election of Director for a term of one Mgmt For For
year: Dheeraj Pandey
1I. Election of Director for a term of one Mgmt For For
year: David Ricks
1J. Election of Director for a term of one Mgmt For For
year: Daniel Rosensweig
1K. Election of Director for a term of one Mgmt For For
year: John Warnock
2. Approve the Adobe Inc. 2019 Equity Mgmt For For
Incentive Plan, as amended, to increase the
available share reserve by 6 million
shares.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on December
3, 2021.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD Agenda Number: 713839073
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040800938.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040800946.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY, THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF 100.30 HONG Mgmt For For
KONG CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2020
3 TO RE-ELECT MR. LEE YUAN SIONG AS EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. CHUNG-KONG CHOW AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO RE-ELECT MR. JOHN BARRIE HARRISON AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO RE-ELECT PROFESSOR LAWRENCE JUEN-YEE LAU Mgmt For For
AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
7 TO RE-ELECT MR. CESAR VELASQUEZ PURISIMA AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
8 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
ITS REMUNERATION
9.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY, NOT EXCEEDING 10 PER
CENT OF THE NUMBER OF SHARES OF THE COMPANY
IN ISSUE AS AT THE DATE OF THIS RESOLUTION,
AND THE DISCOUNT FOR ANY SHARES TO BE
ISSUED SHALL NOT EXCEED 10 PER CENT TO THE
BENCHMARKED PRICE
9.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY, NOT
EXCEEDING 10 PER CENT OF THE NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum Mgmt For For
and Articles of Association to expressly
permit completely virtual shareholders'
meetings and reflect such updates as are
detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To Mgmt For For
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve Mgmt For For
for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK Mgmt For For
(To serve for a three year term or until
such director's successor is elected or
appointed and duly qualified).
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company for the fiscal year ending March
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935406264
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt For For
1B. Election of Director: Sergey Brin Mgmt For For
1C. Election of Director: Sundar Pichai Mgmt For For
1D. Election of Director: John L. Hennessy Mgmt For For
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt Against Against
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt Against Against
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt For For
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on sustainability metrics, if properly
presented at the meeting.
7. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
8. A stockholder proposal regarding a report Shr For Against
on whistleblower policies and practices, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on charitable contributions, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on risks related to anticompetitive
practices, if properly presented at the
meeting.
11. A stockholder proposal regarding a Shr Against For
transition to a public benefit corporation,
if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ALSTOM SA Agenda Number: 712757840
--------------------------------------------------------------------------------------------------------------------------
Security: F0259M475
Meeting Type: MIX
Meeting Date: 08-Jul-2020
Ticker:
ISIN: FR0010220475
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 19 JUN 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202005292002060-65 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202006192002650-74; PLEASE NOTE THAT
THIS IS A REVISION DUE TO ADDITION OF URL
LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS AND OPERATIONS FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2020
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
MARCH 2020
O.3 PROPOSAL FOR THE ALLOCATION OF INCOME FOR Mgmt For For
THE FINANCIAL YEAR ENDED 31 MARCH 2020
O.4 APPROVAL OF A REGULATED AGREEMENT: LETTER Mgmt For For
OF AGREEMENT FROM BOUYGUES SA RELATING TO
THE ACQUISITION OF BOMBARDIER TRANSPORT
O.5 RENEWAL OF THE TERM OF OFFICE OF MR. YANN Mgmt For For
DELABRIERE AS DIRECTOR
O.6 APPOINTMENT OF MR. FRANK MASTIAUX AS Mgmt For For
DIRECTOR
O.7 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER AND THE MEMBERS OF THE
BOARD OF DIRECTORS REFERRED TO IN SECTION I
OF ARTICLE L.225-37-3 OF THE FRENCH
COMMERCIAL CODE
O.8 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING THE FINANCIAL YEAR ENDED 31 MARCH
2020, OR AWARDED FOR THE SAME FINANCIAL
YEAR, TO MR. HENRI POUPART-LAFARGE,
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
O.9 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
O.10 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
O.11 RATIFICATION OF THE CHANGE OF THE NAME OF Mgmt For For
THE MUNICIPALITY WHERE THE REGISTERED
OFFICE IS LOCATED
O.12 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
E.13 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL OF THE COMPANY BY ISSUING
SHARES AND/OR ANY TRANSFERABLE SECURITIES
GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO
THE CAPITAL OF THE COMPANY OR OF ONE OF ITS
SUBSIDIARIES, AND/OR BY CAPITALIZING
PREMIUMS, RESERVES, PROFITS OR OTHER, WITH
RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.14 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
COMPANY'S CAPITAL BY ISSUING SHARES AND/OR
ANY TRANSFERABLE SECURITIES GRANTING
IMMEDIATE AND/OR FUTURE ACCESS TO THE
CAPITAL OF THE COMPANY OR OF ONE OF ITS
SUBSIDIARIES, BY A PUBLIC OFFERING
(EXCLUDING THE OFFERS REFERRED TO IN
ARTICLE L.411-2 1 OF THE FRENCH MONETARY
AND FINANCIAL CODE) WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.15 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
COMPANY'S CAPITAL BY ISSUING SHARES AND ANY
TRANSFERABLE SECURITIES GRANTING IMMEDIATE
AND/OR FUTURE ACCESS TO THE CAPITAL OF THE
COMPANY OR OF ONE OF ITS SUBSIDIARIES, BY
AN OFFERING REFERRED TO IN ARTICLE L.411-2
1 OF THE FRENCH MONETARY AND FINANCIAL
CODE, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.16 DELEGATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES OR ANY
TRANSFERABLE SECURITIES GRANTING IMMEDIATE
AND/OR FUTURE ACCESS TO THE COMPANY'S
CAPITAL AS CONSIDERATION FOR CONTRIBUTIONS
IN KIND CONSISTING OF SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL
E.17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
NUMBER OF SHARES TO BE ISSUED IN THE EVENT
OF A CAPITAL INCREASE WITH RETENTION OR
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.18 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO SET THE ISSUE PRICE, IN THE
EVENT OF A CAPITAL INCREASE WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT BY WAY OF A
PUBLIC OFFER, INCLUDING THE OFFER REFERRED
TO IN ARTICLE L. 411-2 1 OF THE FRENCH
MONETARY AND FINANCIAL CODE, OF EQUITY
SECURITIES TO BE ISSUED IMMEDIATELY OR IN
THE FUTURE WITHIN THE LIMIT OF 10% OF THE
SHARE CAPITAL PER YEAR
E.19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE SHARES AND
TRANSFERABLE SECURITIES OF THE COMPANY
GRANTING ACCESS TO THE COMPANY'S CAPITAL IN
THE EVENT OF A PUBLIC EXCHANGE OFFER
INITIATED BY THE COMPANY, WITH CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES OF THE COMPANY,
FOLLOWING THE ISSUE BY SUBSIDIARIES OF THE
COMPANY OF TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL OF THE COMPANY, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.21 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE TO REDUCE THE SHARE
CAPITAL BY CANCELLING SHARES
E.22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON AN
INCREASE OF THE COMPANY'S SHARE CAPITAL BY
ISSUING SHARES OR TRANSFERABLE SECURITIES
RESERVED FOR MEMBERS OF A COMPANY OR GROUP
SAVINGS PLAN, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE ON AN INCREASE OF THE
COMPANY'S SHARE CAPITAL RESERVED FOR A
CATEGORY OF BENEFICIARIES WITH CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.24 AMENDMENT TO THE BY-LAWS IN ORDER TO Mgmt For For
PROVIDE FOR THE PROCEDURES FOR APPOINTING
DIRECTORS REPRESENTING EMPLOYEES
E.25 AMENDMENT TO THE BY-LAWS IN ORDER TO Mgmt For For
PROVIDE FOR WRITTEN CONSULTATION OF
DIRECTORS
E.26 HARMONIZATION AND DRAFTING ADJUSTMENTS TO Mgmt For For
THE BY-LAWS
E.27 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935270392
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Special
Meeting Date: 08-Oct-2020
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock, par value $0.16 2/3 per share, of
Analog Devices, Inc. ("Analog Devices") to
the stockholders of Maxim Integrated
Products, Inc. ("Maxim") in connection with
the merger contemplated by the Agreement
and Plan of Merger, dated as of July 12,
2020 (as it may be amended from time to
time), by and among Analog Devices, Magneto
Corp., a Delaware corporation and
wholly-owned subsidiary of Analog Devices,
and Maxim (the "Analog Devices share
issuance proposal").
2. To adjourn the Special Meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if there are not
sufficient votes at the time of the Special
Meeting to approve the Analog Devices share
issuance proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Analog Devices shareholders.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935326252
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ray Stata Mgmt For For
1B. Election of Director: Vincent Roche Mgmt For For
1C. Election of Director: James A. Champy Mgmt For For
1D. Election of Director: Anantha P. Mgmt For For
Chandrakasan
1E. Election of Director: Bruce R. Evans Mgmt For For
1F. Election of Director: Edward H. Frank Mgmt For For
1G. Election of Director: Laurie H. Glimcher Mgmt For For
1H. Election of Director: Karen M. Golz Mgmt For For
1I. Election of Director: Mark M. Little Mgmt For For
1J. Election of Director: Kenton J. Sicchitano Mgmt For For
1K. Election of Director: Susie Wee Mgmt For For
2. Advisory resolution to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935399041
--------------------------------------------------------------------------------------------------------------------------
Security: G0403H108
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: AON
ISIN: IE00BLP1HW54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lester B. Knight Mgmt For For
1B. Election of Director: Gregory C. Case Mgmt For For
1C. Election of Director: Jin-Yong Cai Mgmt For For
1D. Election of Director: Jeffrey C. Campbell Mgmt For For
1E. Election of Director: Fulvio Conti Mgmt For For
1F. Election of Director: Cheryl A. Francis Mgmt For For
1G. Election of Director: J. Michael Losh Mgmt For For
1H. Election of Director: Richard B. Myers Mgmt For For
1I. Election of Director: Richard C. Notebaert Mgmt For For
1J. Election of Director: Gloria Santona Mgmt For For
1K. Election of Director: Byron O. Spruell Mgmt For For
1L. Election of Director: Carolyn Y. Woo Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
4. Re-appoint Ernst & Young Chartered Mgmt For For
Accountants as the Company's statutory
auditor under Irish law.
5. Authorize the Board or the Audit Committee Mgmt For For
of the Board to determine the remuneration
of Ernst & Young Chartered Accountants, in
its capacity as the Company's statutory
auditor under Irish law.
6. Amend Article 190 of the Company's Articles Mgmt For For
of Association.
7. Authorize the Board to capitalize certain Mgmt For For
of the Company's non-distributable
reserves.
8. Approve the creation of distributable Mgmt For For
profits by the reduction and cancellation
of the amounts capitalized pursuant to the
authority given under Proposal 7.
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 935329373
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rani Borkar Mgmt For For
1B. Election of Director: Judy Bruner Mgmt For For
1C. Election of Director: Xun (Eric) Chen Mgmt For For
1D. Election of Director: Aart J. de Geus Mgmt For For
1E. Election of Director: Gary E. Dickerson Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt For For
1G. Election of Director: Alexander A. Karsner Mgmt For For
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Yvonne McGill Mgmt For For
1J. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2020.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Applied Materials' independent
registered public accounting firm for
fiscal year 2021.
4. Approval of the amended and restated Mgmt For For
Employee Stock Incentive Plan.
5. Approval of the Omnibus Employees' Stock Mgmt For For
Purchase Plan.
6. Shareholder proposal to adopt a policy, and Shr Against For
amend our governing documents as necessary,
to require the Chairman of the Board to be
independent whenever possible including the
next Chairman of the Board transition.
7. Shareholder proposal to improve the Shr Against For
executive compensation program and policy
to include CEO pay ratio and other factors.
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 713747648
--------------------------------------------------------------------------------------------------------------------------
Security: G0593M107
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: GB0009895292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITOR AND
THE STRATEGIC REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO CONFIRM DIVIDENDS Mgmt For For
3 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR
4 TO AUTHORISE THE DIRECTORS TO AGREE THE Mgmt For For
REMUNERATION OF THE AUDITOR
5A TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: LEIF JOHANSSON
5B TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: PASCAL SORIOT
5C TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: MARC DUNOYER
5D TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: PHILIP BROADLEY
5E TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: EUAN ASHLEY
5F TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: MICHEL DEMARE
5G TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: DEBORAH DISANZO
5H TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: DIANA LAYFIELD
5I TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: SHERI MCCOY
5J TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: TONY MOK
5K TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: NAZNEEN RAHMAN
5L TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: MARCUS WALLENBERG
6 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION FOR THE YEAR ENDED 31 DECEMBER
2020
7 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
POLICY
8 TO AUTHORISE LIMITED POLITICAL DONATIONS Mgmt For For
9 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
10 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
11 TO AUTHORISE THE DIRECTORS TO FURTHER Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS FOR
ACQUISITIONS AND SPECIFIED CAPITAL
INVESTMENTS
12 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
13 TO REDUCE THE NOTICE PERIOD FOR GENERAL Mgmt For For
MEETINGS
14 TO AMEND THE RULES OF THE PERFORMANCE SHARE Mgmt Against Against
PLAN 2020
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 713898495
--------------------------------------------------------------------------------------------------------------------------
Security: G0593M107
Meeting Type: OGM
Meeting Date: 11-May-2021
Ticker:
ISIN: GB0009895292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROPOSED ACQUISITION BY THE COMPANY OF Mgmt For For
ALEXION PHARMACEUTICALS INC
CMMT 23 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM EGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ATLASSIAN CORPORATION PLC Agenda Number: 935287513
--------------------------------------------------------------------------------------------------------------------------
Security: G06242104
Meeting Type: Annual
Meeting Date: 03-Dec-2020
Ticker: TEAM
ISIN: GB00BZ09BD16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's accounts and the Mgmt For For
reports of the directors and the auditors
for the year ended June 30, 2020 (the
Annual Report).
2. To approve the Directors' Remuneration Mgmt For For
Report, as set forth in the Annual Report.
3. To reappoint Ernst & Young LLP as auditor Mgmt For For
of the Company to hold office until the
conclusion of the next annual general
meeting of the Company.
4. To authorize the Audit Committee of the Mgmt For For
Board of Directors to determine the
remuneration of the auditor.
5. To re-elect Shona L. Brown as a director of Mgmt For For
the Company.
6. To re-elect Michael Cannon-Brookes as a Mgmt For For
director of the Company.
7. To re-elect Scott Farquhar as a director of Mgmt For For
the Company.
8. To re-elect Heather Mirjahangir Fernandez Mgmt For For
as a director of the Company.
9. To re-elect Sasan Goodarzi as a director of Mgmt For For
the Company.
10. To re-elect Jay Parikh as a director of the Mgmt For For
Company.
11. To re-elect Enrique Salem as a director of Mgmt For For
the Company.
12. To re-elect Steven Sordello as a director Mgmt For For
of the Company.
13. To re-elect Richard P. Wong as a director Mgmt For For
of the Company.
14. To consider and, if thought fit, pass the Mgmt For For
following as an ordinary resolution: That
the Company be generally and
unconditionally authorized in accordance
with section 693A of the Companies Act 2006
to make off-market purchases (within the
meaning of section 693 of the Companies Act
2006) of its own Class A ordinary shares
for the purposes of, or pursuant to, an
employee share scheme (within the meaning
of section 1166 of the Companies Act 2006).
15. To consider and, if thought fit, pass the Mgmt For For
following as an ordinary resolution: That
the Company be authorized pursuant to
section 694 of Companies Act 2006 to
repurchase up to a maximum of 65,081 of its
own Class A ordinary shares pursuant to, &
on terms described in, a Securities
Restriction Agreement and produced at
meeting ("Securities Restriction
Agreement") & that the terms, & entry into,
of Securities Restriction Agreement is
hereby approved, ratified & confirmed
(authority conferred on Company by this
Resolution 15 to expire on December 3,
2025).
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 935316845
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Catherine M. Burzik Mgmt For For
1B. Election of Director: R. Andrew Eckert Mgmt For For
1C. Election of Director: Vincent A. Forlenza Mgmt For For
1D. Election of Director: Claire M. Fraser Mgmt For For
1E. Election of Director: Jeffrey W. Henderson Mgmt For For
1F. Election of Director: Christopher Jones Mgmt For For
1G. Election of Director: Marshall O. Larsen Mgmt For For
1H. Election of Director: David F. Melcher Mgmt For For
1I. Election of Director: Thomas E. Polen Mgmt For For
1J. Election of Director: Claire Pomeroy Mgmt For For
1K. Election of Director: Rebecca W. Rimel Mgmt For For
1L. Election of Director: Timothy M. Ring Mgmt For For
1M. Election of Director: Bertram L. Scott Mgmt For For
2. Ratification of the selection of the Mgmt For For
independent registered public accounting
firm.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal seeking to lower the Shr Against For
ownership threshold required to call a
special shareholders meeting, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
BURLINGTON STORES, INC. Agenda Number: 935382870
--------------------------------------------------------------------------------------------------------------------------
Security: 122017106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: BURL
ISIN: US1220171060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Michael Mgmt For For
Goodwin
1b. Election of Class II Director: William P. Mgmt For For
McNamara
1c. Election of Class II Director: Michael Mgmt For For
O'Sullivan
1d. Election of Class II Director: Jessica Mgmt For For
Rodriguez
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered certified public accounting firm
for the fiscal year ending January 29,
2022.
3. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of the Company's named
executive officers ("Say-On-Pay").
4. Approval of stockholder proposal regarding Shr Against For
the setting of target amounts for CEO
compensation, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTUGAL SA Agenda Number: 713459445
--------------------------------------------------------------------------------------------------------------------------
Security: X67925119
Meeting Type: EGM
Meeting Date: 19-Jan-2021
Ticker:
ISIN: PTEDP0AM0009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED BY THE
COMPANY HOLDING THIS MEETING. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RESOLVE ON THE TRANSITIONAL EXTENSION OF Mgmt For For
THE CURRENT REMUNERATION POLICY OF THE
EXECUTIVE BOARD OF DIRECTORS TO BE APPLIED
TO THE MEMBERS OF THIS BOARD TO BE ELECTED
FOR THE 2021-2023 TERM OF OFFICE, TO BE IN
EFFECT UNTIL THE 2021 ANNUAL GENERAL
SHAREHOLDERS' MEETING IS HELD
2 RESOLVE ON THE ELECTION OF THE MEMBERS OF Mgmt For For
THE EXECUTIVE BOARD OF DIRECTORS FOR THE
2021-2023 TRIENNIUM MANDATE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 23 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
12 JAN 2021 TO 11 JAN 2021. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTUGAL SA Agenda Number: 713725274
--------------------------------------------------------------------------------------------------------------------------
Security: X67925119
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: PTEDP0AM0009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED BY THE
COMPANY HOLDING THIS MEETING. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 507950 DUE TO SPLITTING OF
RESOLUTIONS 3 AND 11. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1 APPROVE INDIVIDUAL AND CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS AND STATUTORY REPORTS
2 APPROVE ALLOCATION OF INCOME Mgmt For For
3.1 APPRAISE MANAGEMENT OF COMPANY AND APPROVE Mgmt For For
VOTE OF CONFIDENCE TO MANAGEMENT BOARD
3.2 APPRAISE SUPERVISION OF COMPANY AND APPROVE Mgmt For For
VOTE OF CONFIDENCE TO SUPERVISORY BOARD
3.3 APPRAISE WORK PERFORMED BY STATUTORY Mgmt For For
AUDITOR AND APPROVE VOTE OF CONFIDENCE TO
STATUTORY AUDITOR
4 AUTHORIZE REPURCHASE AND REISSUANCE OF Mgmt For For
SHARES
5 AUTHORIZE REPURCHASE AND REISSUANCE OF Mgmt For For
REPURCHASED DEBT INSTRUMENTS
6 AUTHORIZE INCREASE IN CAPITAL UP TO 10 Mgmt For For
PERCENT VIA ISSUANCE OF EQUITY OR
EQUITY-LINKED SECURITIES WITH PREEMPTIVE
RIGHTS
7 AMEND ARTICLES: RESOLVE ON THE PARTIAL Mgmt For For
AMENDMENT OF THE ARTICLES OF ASSOCIATION OF
EDP BY THE ADDITION OF A NUMBER 4 AND A
NUMBER 5 TO ARTICLE 4 AND THE MODIFICATION
OF PARAGRAPH D) OF NUMBER 2 OF ARTICLE 11,
OF NUMBER 2 OF ARTICLE 27 AND OF NUMBER 3
OF ARTICLE 23
8 ELIMINATE PREEMPTIVE RIGHTS Mgmt For For
9 APPROVE STATEMENT ON REMUNERATION POLICY Mgmt For For
APPLICABLE TO EXECUTIVE BOARD
10 APPROVE STATEMENT ON REMUNERATION POLICY Mgmt For For
APPLICABLE TO OTHER CORPORATE BODIES
11.1 ELECT CORPORATE BODIES FOR 2021-2023 TERM Mgmt For For
11.2 APPOINT PRICEWATERHOUSECOOPERS ASSOCIADOS - Mgmt For For
SOCIEDADE DE REVISORES DE CONTAS, LDA. AS
AUDITOR AND AURELIO ADRIANO RANGEL AMADO AS
ALTERNATE FOR 2021-2023 TERM
11.3 ELECT GENERAL MEETING BOARD FOR 2021-2023 Mgmt For For
TERM
11.4 ELECT REMUNERATION COMMITTEE FOR 2021-2023 Mgmt For For
TERM
11.5 APPROVE REMUNERATION OF REMUNERATION Mgmt For For
COMMITTEE MEMBERS
11.6 ELECT ENVIRONMENT AND SUSTAINABILITY BOARD Mgmt For For
FOR 2021-2023 TERM
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 935355354
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve a three year Mgmt For For
term: K. Baicker, Ph.D.
1b. Election of Director to serve a three year Mgmt For For
term: J.E. Fyrwald
1c. Election of Director to serve a three year Mgmt For For
term: J. Jackson
1d. Election of Director to serve a three year Mgmt For For
term: G. Sulzberger
1e. Election of Director to serve a three year Mgmt For For
term: J.P. Tai
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent auditor for
2021.
4. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate the
classified board structure.
5. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate
supermajority voting provisions.
6. Shareholder proposal to disclose direct and Shr Against For
indirect lobbying activities and
expenditures.
7. Shareholder proposal to amend the bylaws to Shr Against For
require an independent board chair.
8. Shareholder proposal to implement a bonus Shr Against For
deferral policy.
9. Shareholder proposal to disclose clawbacks Shr For Against
on executive incentive compensation due to
misconduct.
--------------------------------------------------------------------------------------------------------------------------
ENEL S.P.A. Agenda Number: 713943529
--------------------------------------------------------------------------------------------------------------------------
Security: T3679P115
Meeting Type: OGM
Meeting Date: 20-May-2021
Ticker:
ISIN: IT0003128367
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 TO APPROVE THE BALANCE SHEET AS OF 31 Mgmt For For
DECEMBER 2020. BOARD OF DIRECTORS' REPORT,
INTERNAL AND EXTERNAL AUDITORS REPORTS.
RESOLUTIONS RELATED THERETO. TO PRESENT THE
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2020 AND THE NON-FINANCIAL
CONSOLIDATED DECLARATION RELATED TO YEAR
2020
O.2 PROFIT ALLOCATION AND DIVIDEND DISTRIBUTION Mgmt For For
OF AVAILABLE RESERVES
O.3 TO AUTHORISE THE PURCHASE AND DISPOSAL OF Mgmt For For
OWN SHARES, UPON REVOCATION OF THE
AUTHORISATION CONFERRED BY THE ORDINARY
MEETING OF THE 14 MAY 2020. RESOLUTIONS
RELATED THERETO
O.4 2021 LONG-TERM INCENTIVE PLAN FOR THE Mgmt For For
MANAGEMENT OF ENEL S.P.A. AND/OR COMPANIES
CONTROLLED BY IT AS PER ART. 2359 OF THE
CIVIL CODE
O.5.1 REWARDING POLICY AND EMOLUMENT PAID REPORT. Mgmt For For
FIRST SECTION: REWARDING POLICY REPORT FOR
2021 (BINDING RESOLUTION)
O.5.2 REWARDING POLICY AND EMOLUMENT PAID REPORT. Mgmt For For
SECOND SECTION: EMOLUMENT PAID REPORT FOR
2020 (NON-BINDING RESOLUTION)
CMMT 21 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 22 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
MEETING TYPE WAS CHANGED FROM AGM TO OGM.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
FIRST REPUBLIC BANK Agenda Number: 935361523
--------------------------------------------------------------------------------------------------------------------------
Security: 33616C100
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: FRC
ISIN: US33616C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James H. Herbert, II Mgmt For For
1B. Election of Director: Katherine Mgmt For For
August-deWilde
1C. Election of Director: Hafize Gaye Erkan Mgmt For For
1D. Election of Director: Frank J. Fahrenkopf, Mgmt For For
Jr.
1E. Election of Director: Boris Groysberg Mgmt For For
1F. Election of Director: Sandra R. Hernandez Mgmt For For
1G. Election of Director: Pamela J. Joyner Mgmt For For
1H. Election of Director: Reynold Levy Mgmt For For
1I. Election of Director: Duncan L. Niederauer Mgmt For For
1J. Election of Director: George G.C. Parker Mgmt For For
2. To ratify KPMG LLP as the independent Mgmt For For
registered public accounting firm of First
Republic Bank for the fiscal year ending
December 31, 2021.
3. To approve, by advisory (non-binding) vote, Mgmt For For
the compensation of our executive officers
("say on pay" vote).
--------------------------------------------------------------------------------------------------------------------------
IBERDROLA SA Agenda Number: 714171030
--------------------------------------------------------------------------------------------------------------------------
Security: E6165F166
Meeting Type: OGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: ES0144580Y14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT DELETION OF COMMENT Non-Voting
1 ANNUAL FINANCIAL STATEMENTS 2020 Mgmt For For
2 DIRECTORS' REPORTS 2020 Mgmt For For
3 STATEMENT OF NON-FINANCIAL INFORMATION 2020 Mgmt For For
4 CORPORATE MANAGEMENT AND ACTIVITIES OF THE Mgmt For For
BOARD OF DIRECTORS IN 2020
5 AMENDMENT OF THE PREAMBLE AND OF ARTICLES Mgmt For For
1, 4, 8, 9, 12, 14, 15, 17, 19, 21, 23, 24,
27, 30, 31, 32, 33, 35, 36, 37, 38, 42, 43,
44, 45, 46, 47 AND 49 OF THE BY-LAWS TO
UPDATE THE NAME OF THE GOVERNANCE AND
SUSTAINABILITY SYSTEM AND MAKE OTHER
TECHNICAL IMPROVEMENTS
6 AMENDMENT OF ARTICLE 10 OF THE BY-LAWS IN Mgmt For For
ORDER TO REFLECT THE AMOUNT OF SHARE
CAPITAL RESULTING FROM THE REDUCTION
THEREIN BY MEANS OF THE RETIREMENT OF A
MAXIMUM OF 178,156,000 OWN SHARES (2.776%
OF THE SHARE CAPITAL)
7 AMENDMENT OF ARTICLES 12, 17, 28, 33, 39, Mgmt For For
40 AND 41 OF THE BY-LAWS TO CONFORM THE
TEXT THEREOF TO THE NEW LEGAL PROVISIONS AS
REGARDS THE ENCOURAGEMENT OF LONG-TERM
SHAREHOLDER ENGAGEMENT
8 AMENDMENT OF ARTICLES 18, 19, 20, 22, 23, Mgmt For For
24, 26 AND 27 OF THE BY-LAWS TO REGULATE
REMOTE ATTENDANCE AT THE GENERAL
SHAREHOLDERS' MEETING
9 AMENDMENT OF ARTICLE 32 OF THE BY-LAWS TO Mgmt For For
INCLUDE THE APPROVAL OF A CLIMATE ACTION
PLAN
10 AMENDMENT OF ARTICLES 35 AND 36 OF THE Mgmt For For
BY-LAWS TO UPDATE THE RULES ON THE WAYS OF
HOLDING MEETINGS OF THE BOARD OF DIRECTORS
AND OF ITS COMMITTEES
11 AMENDMENT OF ARTICLES 53 AND 54 OF THE Mgmt For For
BY-LAWS AND ADDITION OF SIX NEW ARTICLES
NUMBERED FROM 55 TO 60, REORGANISING THE
CHAPTERS OF TITLE V, TO ESTABLISH THE
REGULATIONS FOR THE PREPARATION,
VERIFICATION AND APPROVAL OF THE ANNUAL
FINANCIAL AND NON-FINANCIAL INFORMATION
12 AMENDMENT OF ARTICLES 55 AND 56 OF THE Mgmt For For
BY-LAWS, WHICH WILL BECOME ARTICLES 61 AND
62, TO MAKE TECHNICAL IMPROVEMENTS AND
GROUP THEM WITHIN A NEW TITLE VI
13 AMENDMENT OF ARTICLES 4, 6, 7, 8, 9, 19, Mgmt For For
20, 28, 29, 30, 38, 39, 40 AND 41 OF THE
REGULATIONS FOR THE GENERAL SHAREHOLDERS'
MEETING IN ORDER TO UPDATE THE NAME OF THE
GOVERNANCE AND SUSTAINABILITY SYSTEM AND TO
MAKE OTHER TECHNICAL IMPROVEMENTS
14 AMENDMENT OF ARTICLES 9 AND 20 OF THE Mgmt For For
REGULATIONS FOR THE GENERAL SHAREHOLDERS'
MEETING TO CONFORM THE TEXT THEREOF TO THE
NEW LEGAL PROVISIONS AS REGARDS THE
ENCOURAGEMENT OF LONG-TERM SHAREHOLDER
ENGAGEMENT
15 AMENDMENT OF ARTICLES 11, 14, 18, 19, 21, Mgmt For For
22, 23, 24, 25, 26, 29, 31, 33, 34, 35, 36,
40 AND 43 OF THE REGULATIONS FOR THE
GENERAL SHAREHOLDERS' MEETING AND ADDITION
OF A NEW ARTICLE 37 TO ESTABLISH THE RULES
FOR REMOTE ATTENDANCE, AND NUMBERING OF THE
ARTICLES
16 DIRECTOR REMUNERATION POLICY Mgmt For For
17 ALLOCATION OF PROFITS/LOSSES AND Mgmt For For
DISTRIBUTION OF 2020 DIVIDENDS, THE
SUPPLEMENTARY PAYMENT OF WHICH WILL BE MADE
WITHIN THE FRAMEWORK OF THE "IBERDROLA
RETRIBUCION FLEXIBLE" OPTIONAL DIVIDEND
SYSTEM
18 FIRST INCREASE IN CAPITAL BY MEANS OF A Mgmt For For
SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET
VALUE OF 1,725 MILLION EUROS IN ORDER TO
IMPLEMENT THE "IBERDROLA RETRIBUCION
FLEXIBLE" OPTIONAL DIVIDEND SYSTEM
19 SECOND INCREASE IN CAPITAL BY MEANS OF A Mgmt For For
SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET
VALUE OF 1,250 MILLION EUROS IN ORDER TO
IMPLEMENT THE "IBERDROLA RETRIBUCION
FLEXIBLE" OPTIONAL DIVIDEND SYSTEM
20 RE-ELECTION OF MR JUAN MANUEL GONZALEZ Mgmt For For
SERNA AS INDEPENDENT DIRECTOR
21 RE-ELECTION OF MR FRANCISCO MARTINEZ Mgmt For For
CORCOLES AS EXECUTIVE DIRECTOR
22 RATIFICATION AND RE-ELECTION OF MR ANGEL Mgmt For For
JESUS ACEBES PANIAGUA AS INDEPENDENT
DIRECTOR
23 SETTING OF THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AT FOURTEEN
24 AUTHORISATION TO ISSUE SIMPLE DEBENTURES OR Mgmt For For
BONDS AND OTHER FIXED-INCOME SECURITIES,
NOT EXCHANGEABLE FOR OR CONVERTIBLE INTO
SHARES, WITH A LIMIT OF 6,000 MILLION EUROS
FOR PROMISSORY NOTES AND 30,000 MILLION
EUROS FOR OTHER FIXED-INCOME SECURITIES, AS
WELL AS TO GUARANTEE ISSUES OF SUBSIDIARIES
25 DELEGATION OF POWERS TO FORMALISE AND TO Mgmt For For
CONVERT THE RESOLUTIONS ADOPTED INTO A
PUBLIC INSTRUMENT
26 ANNUAL DIRECTOR REMUNERATION REPORT 2020 Mgmt For For
27 CLIMATE ACTION POLICY Mgmt For For
CMMT 24 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM SECOND CALL DATE FROM 17 JUNE
2021 TO 18 JUNE 2021. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 935415100
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Calvin Mgmt For For
McDonald
1B. Election of Class II Director: Martha Mgmt For For
Morfitt
1C. Election of Class II Director: Emily White Mgmt For For
1D. Election of Class I Director: Kourtney Mgmt For For
Gibson
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending January 30,
2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SE Agenda Number: 713673110
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: MIX
Meeting Date: 15-Apr-2021
Ticker:
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 12 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 08 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
COMMENT AND CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU AND PLEASE NOTE
THAT IMPORTANT ADDITIONAL MEETING
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103102100415-30
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
AND SETTING OF THE DIVIDEND
4 APPROVAL OF REGULATED AGREEMENTS REFERRED Mgmt Against Against
TO IN ARTICLE L. 225-38 OF THE FRENCH
COMMERCIAL CODE
5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
ANTOINE ARNAULT AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
NICOLAS BAZIRE AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
CHARLES DE CROISSET AS DIRECTOR
8 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
YVES-THIBAULT DE SILGUY AS DIRECTOR
9 APPOINTMENT OF MR. M. OLIVIER LENEL AS Mgmt For For
DEPUTY STATUTORY AUDITOR, AS A REPLACEMENT
FOR MR. PHILIPPE CASTAGNAC WHO RESIGNED
10 APPROVAL OF THE CHANGES MADE FOR THE Mgmt For For
FINANCIAL YEAR 2020 TO THE DIRECTORS'
COMPENSATION POLICY
11 APPROVAL OF THE CHANGES MADE FOR THE YEAR Mgmt Against Against
2020 TO THE COMPENSATION POLICY FOR THE
CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND
THE DEPUTY CHIEF EXECUTIVE OFFICER
12 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt Against Against
ARTICLE L. 22-10-9 I OF THE FRENCH
COMMERCIAL CODE
13 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt Against Against
DURING THE FINANCIAL YEAR 2020 OR GRANTED
FOR THE SAME FINANCIAL YEAR TO MR. BERNARD
ARNAULT, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
14 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt Against Against
DURING THE FINANCIAL YEAR 2020 OR GRANTED
FOR THE SAME FINANCIAL YEAR TO MR. ANTONIO
BELLONI, DEPUTY CHIEF EXECUTIVE OFFICER
15 APPROVAL OF THE COMPENSATION POLICY OF Mgmt For For
DIRECTORS
16 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt Against Against
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
17 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt Against Against
DEPUTY CHIEF EXECUTIVE OFFICER
18 AUTHORIZATION FOR THE BOARD OF DIRECTORS, Mgmt For For
FOR A PERIOD OF 18 MONTHS, TO TRADE IN THE
COMPANY'S SHARES FOR A MAXIMUM PURCHASE
PRICE OF 700 EUROS PER SHARE, I.E. A
MAXIMUM AGGREGATE AMOUNT OF 35.3 BILLION
EUROS
19 AUTHORIZATION TO THE BOARD OF DIRECTORS, Mgmt For For
FOR A PERIOD OF 18 MONTHS, TO REDUCE THE
SHARE CAPITAL BY CANCELLING SHARES HELD BY
THE COMPANY FOLLOWING THE REPURCHASE OF ITS
OWN SHARES
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO INCREASE THE CAPITAL BY
INCORPORATING PROFITS, RESERVES, PREMIUMS
OR OTHERS
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE COMMON SHARES, AND/OR
EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OR GRANTING ENTITLEMENT
TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHTS
22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE, BY WAY OF A PUBLIC
OFFERING, COMMON SHARES, AND/OR EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR GRANTING ENTITLEMENT TO THE
ALLOTMENT OF DEBT SECURITIES, AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT WITH A PRIORITY RIGHT
OPTION
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE COMMON SHARES, AND/OR
EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OR GRANTING ENTITLEMENT
TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, FOR THE BENEFIT OF
QUALIFIED INVESTORS OR A LIMITED CIRCLE OF
INVESTORS
24 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO INCREASE THE NUMBER OF SHARES TO
BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH RETENTION OR CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE RIGHT OF
SUBSCRIPTION IN THE CONTEXT OF
OVER-ALLOTMENT OPTIONS IN THE EVENT OF
SUBSCRIPTIONS EXCEEDING THE NUMBER OF
SECURITIES PROPOSED
25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE SHARES AND/OR EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR TO THE ALLOCATION OF DEBT
SECURITIES AS REMUNERATION OF SECURITIES
CONTRIBUTED TO ANY PUBLIC EXCHANGE OFFER
INITIATED BY THE COMPANY
26 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE, WITHIN THE LIMIT OF 10%
OF THE SHARE CAPITAL, COMMON SHARES OR
EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OF THE COMPANY OR
GRANTING ENTITLEMENT TO THE ALLOCATION OF
DEBT SECURITIES AS REMUNERATION FOR
CONTRIBUTIONS IN KIND OF EQUITY SECURITIES
OR TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE CAPITAL, GRANTED TO THE COMPANY
27 AUTHORIZATION FOR THE BOARD OF DIRECTORS, Mgmt Against Against
FOR A PERIOD OF 26 MONTHS, TO GRANT SHARE
SUBSCRIPTION OPTIONS WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS, OR SHARE PURCHASE OPTIONS TO
EMPLOYEES AND/OR EXECUTIVE OFFICERS OF THE
COMPANY AND RELATED ENTITIES, WITHIN THE
LIMIT OF 1% OF THE CAPITAL
28 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS, FOR THE BENEFIT OF THE MEMBERS OF
THE GROUP'S COMPANY SAVINGS PLAN(S), WITHIN
THE LIMIT OF 1% OF THE SHARE CAPITAL
29 SETTING OF THE OVERALL CEILING FOR Mgmt For For
IMMEDIATE OR FUTURE CAPITAL INCREASES
DECIDED BY VIRTUE OF DELEGATIONS OF
AUTHORITY
30 AMENDMENT TO ARTICLE 22 OF THE BY-LAWS Mgmt For For
CONCERNING THE STATUTORY AUDITORS
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SE Agenda Number: 713972330
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: OGM
Meeting Date: 28-May-2021
Ticker:
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104212101036-48 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105072101411-55 AND PLEASE NOTE
THAT THE MEETING TYPE CHANGED FROM EGM TO
OGM AND ADDITTION OF CDI COMMENT AND CHANGE
IN RECORD DATE FROM 26 MAY 2021 TO 25 MAY
2021 AND ADDITION OF BALO LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU AND PLEASE
NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED
TO VOTE AT THIS MEETING. IF NO SHAREHOLDER
DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY
CARRY A HEIGHTENED RISK OF BEING REJECTED.
THANK YOU AND PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
1 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935420644
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ajay Banga Mgmt For For
1B. Election of Director: Merit E. Janow Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Oki Matsumoto Mgmt For For
1H. Election of Director: Michael Miebach Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2021.
4. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006 Long
Term Incentive Plan.
5. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006
Non-Employee Director Equity Compensation
Plan.
6. Approval of amendments to Mastercard's Mgmt For For
Certificate of Incorporation to remove
supermajority voting requirements.
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 935248357
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 18-Aug-2020
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Steve Sanghi Mgmt For For
1b. Election of Director: Matthew W. Chapman Mgmt For For
1c. Election of Director: L.B. Day Mgmt For For
1d. Election of Director: Esther L. Johnson Mgmt For For
1e. Election of Director: Wade F. Meyercord Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm of Microchip for the
fiscal year ending March 31, 2021.
3. Proposal to approve, on an advisory Mgmt For For
(non-binding) basis, the compensation of
our named executives.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935406252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt Abstain Against
until the 2024 Annual Meeting: Richard N.
Barton
1B. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Rodolphe
Belmer
1C. Election of Class I Director to hold office Mgmt Abstain Against
until the 2024 Annual Meeting: Bradford L.
Smith
1D. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Anne M.
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the Company's Mgmt For For
executive officer compensation.
4. Stockholder proposal entitled, "Proposal 4 Shr For Against
- Political Disclosures," if properly
presented at the meeting.
5. Stockholder proposal entitled, "Proposal 5 Shr For Against
- Simple Majority Vote," if properly
presented at the meeting.
6. Stockholder proposal entitled, "Stockholder Shr Against For
Proposal to Improve the Executive
Compensation Philosophy," if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 935256378
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 17-Sep-2020
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class B Director: Alan B. Graf, Mgmt For For
Jr.
1b. Election of Class B Director: Peter B. Mgmt For For
Henry
1c. Election of Class B Director: Michelle A. Mgmt For For
Peluso
2. To approve executive compensation by an Mgmt Against Against
advisory vote.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
4. To approve the Nike, Inc. Stock Incentive Mgmt For For
Plan, as amended and restated.
5. To consider a shareholder proposal Shr Against For
regarding political contributions
disclosure.
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S Agenda Number: 713620563
--------------------------------------------------------------------------------------------------------------------------
Security: K72807132
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: DK0060534915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 THE BOARD OF DIRECTORS' ORAL REPORT ON THE Non-Voting
COMPANY'S ACTIVITIES IN THE PAST FINANCIAL
YEAR
2 PRESENTATION AND ADOPTION OF THE AUDITED Mgmt For For
ANNUAL REPORT 2020
3 RESOLUTION TO DISTRIBUTE THE PROFIT Mgmt For For
ACCORDING TO THE ADOPTED ANNUAL REPORT 2020
4 PRESENTATION AND ADVISORY VOTE ON THE Mgmt For For
REMUNERATION REPORT 2020
5.1 APPROVAL OF THE REMUNERATION OF THE BOARD Mgmt For For
OF DIRECTORS: APPROVAL OF THE REMUNERATION
OF THE BOARD OF DIRECTORS FOR 2020
5.2 APPROVAL OF THE REMUNERATION OF THE BOARD Mgmt For For
OF DIRECTORS: APPROVAL OF THE REMUNERATION
LEVEL FOR 2021
6.1 ELECTION OF HELGE LUND AS CHAIR Mgmt For For
6.2 ELECTION OF JEPPE CHRISTIANSEN AS Mgmt For For
VICE-CHAIR
6.3.A ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: LAURENCE DEBROUX
6.3.B ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: ANDREAS FIBIG
6.3.C ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: SYLVIE GREGOIRE
6.3.D ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: KASIM KUTAY
6.3.E ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: MARTIN MACKAY
6.3.F ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: HENRIK POULSEN
7 APPOINTMENT OF AUDITOR: DELOITTE Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB
8.1 REDUCTION OF THE COMPANY'S B SHARE CAPITAL Mgmt For For
BY NOMINALLY DKK 8,000,000 BY CANCELLATION
OF B SHARES
8.2 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
ALLOW THE COMPANY TO REPURCHASE OWN SHARES
8.3.A AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE COMPANY'S SHARE CAPITAL:
CANCELLATION OF ARTICLE 5.3 OF THE ARTICLES
OF ASSOCIATION
8.3.B AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE COMPANY'S SHARE CAPITAL:
EXTENSION OF AUTHORISATION TO THE BOARD OF
DIRECTORS TO INCREASE THE COMPANY'S SHARE
CAPITA
8.4.A INDEMNIFICATION OF THE BOARD OF DIRECTORS Mgmt For For
AND EXECUTIVE MANAGEMENT: INDEMNIFICATION
OF MEMBERS OF THE BOARD OF DIRECTORS
8.4.B INDEMNIFICATION OF THE BOARD OF DIRECTORS Mgmt For For
AND EXECUTIVE MANAGEMENT: INDEMNIFICATION
OF MEMBERS OF EXECUTIVE MANAGEMENT
8.5 AMENDMENTS TO THE REMUNERATION POLICY Mgmt For For
8.6.A AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt Against Against
VIRTUAL GENERAL MEETINGS
8.6.B AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt For For
LANGUAGE IN DOCUMENTS PREPARED FOR GENERAL
MEETINGS
8.6.C AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt For For
DIFFERENTIATION OF VOTES
8.7.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDER KRITISKE AKTIONAERER ON MAKING
A PLAN FOR CHANGED OWNERSHIP
9 ANY OTHER BUSINESS Non-Voting
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.1 TO 6.2, 6.3.A TO
6.3.F AND 7. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 24 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
ORSTED Agenda Number: 713588993
--------------------------------------------------------------------------------------------------------------------------
Security: K7653Q105
Meeting Type: AGM
Meeting Date: 01-Mar-2021
Ticker:
ISIN: DK0060094928
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 9.1 TO 9.9 AND 11. THANK
YOU
1 REPORT BY THE BOARD OF DIRECTORS Non-Voting
2 PRESENTATION OF THE AUDITED ANNUAL REPORT Mgmt For For
FOR APPROVAL
3 PRESENTATION OF THE REMUNERATION REPORT FOR Mgmt For For
ADVISORY VOTE
4 PROPOSAL TO DISCHARGE THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE BOARD FROM
THEIR LIABILITIES
5 PROPOSAL FOR THE APPROPRIATION OF THE Mgmt For For
PROFIT ACCORDING TO THE APPROVED ANNUAL
REPORT
6 PROPOSAL FROM THE BOARD OF DIRECTORS FOR Mgmt For For
AUTHORIZATION TO ACQUIRE TREASURY SHARES
7.1 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AN AMENDMENT OF THE
REMUNERATION POLICY TO AUTHORISE THE BOARD
OF DIRECTORS TO IMPLEMENT A SCHEME FOR
INDEMNIFICATION OF THE BOARD OF DIRECTORS
AND THE EXECUTIVE BOARD
7.2 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AN AMENDMENT OF THE
REMUNERATION POLICY TO ALLOW FOR A FIXED
ANNUAL TRAVEL COMPENSATION FOR BOARD
MEMBERS RESIDING OUTSIDE EUROPE
7.3 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AN AUTHORISATION IN THE
ARTICLES OF ASSOCIATION TO CONDUCT
COMPLETELY ELECTRONIC GENERAL MEETINGS
7.4 PROPOSAL FROM THE BOARD OF DIRECTORS: GRANT Mgmt For For
OF AUTHORISATION
8 ANY PROPOSALS FROM THE SHAREHOLDERS (NO Non-Voting
PROPOSALS)
9.1 ELECTION OF EIGHT MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS
9.2 RE-ELECTION OF THOMAS THUNE ANDERSEN AS Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
9.3 RE-ELECTION OF LENE SKOLE AS DEPUTY Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
9.4 RE-ELECTION OF LYNDA ARMSTRONG AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.5 RE-ELECTION OF JORGEN KILDAHL AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.6 RE-ELECTION OF PETER KORSHOLM AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.7 RE-ELECTION OF DIETER WEMMER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.8 ELECTION OF JULIA KING, BARONESS BROWN OF Mgmt For For
CAMBRIDGE, AS NEW MEMBER OF THE BOARD OF
DIRECTORS
9.9 ELECTION OF HENRIK POULSEN AS NEW MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
10 DETERMINATION OF THE REMUNERATION PAYABLE Mgmt For For
TO THE BOARD OF DIRECTORS FOR THE FINANCIAL
YEAR 2021
11 RE-ELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB AS
AUDITOR
12 ANY OTHER BUSINESS Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 05 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 05 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
4. Stockholder proposal - Stockholder right to Shr Against For
act by written consent.
5. Stockholder Proposal - Assessing Inclusion Shr Against For
in the Workplace.
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 713622327
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0223/2021022300801.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0223/2021022300791.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2020
3 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY FOR THE YEAR 2020 AND ITS
SUMMARY
4 TO CONSIDER AND APPROVE THE REPORT OF FINAL Mgmt For For
ACCOUNTS OF THE COMPANY FOR THE YEAR 2020
INCLUDING THE AUDIT REPORT AND AUDITED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR 2020
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2020 AND THE PROPOSED DISTRIBUTION OF
FINAL DIVIDENDS
6 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE APPOINTMENT OF AUDITORS OF
THE COMPANY FOR THE YEAR 2021, APPOINTING
ERNST & YOUNG HUA MING LLP AS THE PRC
AUDITOR OF THE COMPANY AND ERNST & YOUNG AS
THE INTERNATIONAL AUDITOR OF THE COMPANY TO
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF THE COMPANY
AND TO FIX THEIR REMUNERATION
7 TO CONSIDER AND APPROVE THE PERFORMANCE Mgmt For For
EVALUATION REPORT OF THE INDEPENDENT
NON-EXECUTIVE DIRECTORS FOR THE YEAR 2020
8.01 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. MA MINGZHE AS AN EXECUTIVE DIRECTOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 12TH SESSION OF THE BOARD
8.02 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. XIE YONGLIN AS AN EXECUTIVE DIRECTOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 12TH SESSION OF THE BOARD
8.03 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. TAN SIN YIN AS AN EXECUTIVE DIRECTOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 12TH SESSION OF THE BOARD
8.04 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. YAO JASON BO AS AN EXECUTIVE DIRECTOR
TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM
OF THE 12TH SESSION OF THE BOARD
8.05 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. CAI FANGFANG AS AN EXECUTIVE DIRECTOR
TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM
OF THE 12TH SESSION OF THE BOARD
8.06 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. SOOPAKIJ CHEARAVANONT AS A
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
8.07 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. YANG XIAOPING AS A NONEXECUTIVE
DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE 12TH SESSION OF THE BOARD
8.08 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. WANG YONGJIAN AS A NONEXECUTIVE
DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE 12TH SESSION OF THE BOARD
8.09 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
HUANG WEI AS A NON-EXECUTIVE DIRECTOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 12TH SESSION OF THE BOARD
8.10 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. OUYANG HUI AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
8.11 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. NG SING YIP AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
8.12 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. CHU YIYUN AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
8.13 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. LIU HONG AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
8.14 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
JIN LI AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE 12TH SESSION OF THE BOARD
8.15 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
NG KONG PING ALBERT AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
9.01 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. GU LIJI AS AN INDEPENDENT SUPERVISOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 10TH SESSION OF THE SUPERVISORY
COMMITTEE
9.02 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. HUANG BAOKUI AS AN INDEPENDENT
SUPERVISOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE EXPIRY OF THE TERM OF THE 10TH
SESSION OF THE SUPERVISORY COMMITTEE
9.03 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. ZHANG WANGJIN AS A SHAREHOLDER
REPRESENTATIVE SUPERVISOR OF THE COMPANY TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 10TH SESSION OF THE SUPERVISORY
COMMITTEE
10 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE ISSUE OF DEBT FINANCING
INSTRUMENTS
11 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt Against Against
REGARDING THE PROPOSED GRANT OF GENERAL
MANDATE BY THE GENERAL MEETING TO THE BOARD
TO ISSUE H SHARES, THAT IS, THE GRANT OF A
GENERAL MANDATE TO THE BOARD TO ALLOT,
ISSUE AND DEAL WITH ADDITIONAL H SHARES NOT
EXCEEDING 20% OF THE TOTAL H SHARES OF THE
COMPANY IN ISSUE, REPRESENTING NO MORE THAN
8.15% OF THE TOTAL NUMBER OF ISSUED SHARES
OF THE COMPANY, AT A RELEVANT PRICE
REPRESENTS A DISCOUNT (IF ANY) OF NO MORE
THAN 10% TO THE BENCHMARK PRICE (INSTEAD OF
A DISCOUNT OF 20% AS LIMITED UNDER THE
RULES GOVERNING THE LISTING OF SECURITIES
ON THE STOCK EXCHANGE OF HONG KONG LIMITED)
AND AUTHORIZE THE BOARD TO MAKE
CORRESPONDING AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY AS IT THINKS FIT
SO AS TO REFLECT THE NEW CAPITAL STRUCTURE
UPON THE ALLOTMENT OR ISSUANCE OF SHARES
12 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935392883
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: A.R. Alameddine Mgmt For For
1B. Election of Director: Edison C. Buchanan Mgmt For For
1C. Election of Director: Matt Gallagher Mgmt For For
1D. Election of Director: Phillip A. Gobe Mgmt For For
1E. Election of Director: Larry R. Grillot Mgmt For For
1F. Election of Director: Stacy P. Methvin Mgmt For For
1G. Election of Director: Royce W. Mitchell Mgmt For For
1H. Election of Director: Frank A. Risch Mgmt For For
1I. Election of Director: Scott D. Sheffield Mgmt For For
1J. Election of Director: J. Kenneth Thompson Mgmt For For
1K. Election of Director: Phoebe A. Wood Mgmt For For
1L. Election of Director: Michael D. Wortley Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2021.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. Agenda Number: 935318534
--------------------------------------------------------------------------------------------------------------------------
Security: 773903109
Meeting Type: Annual
Meeting Date: 02-Feb-2021
Ticker: ROK
ISIN: US7739031091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
William P. Gipson Mgmt For For
J. Phillip Holloman Mgmt For For
Steven R. Kalmanson Mgmt For For
Lawrence D. Kingsley Mgmt For For
Lisa A. Payne Mgmt For For
B. To approve, on an advisory basis, the Mgmt For For
compensation of the Corporation's named
executive officers.
C. To approve the selection of Deloitte & Mgmt For For
Touche LLP as the Corporation's independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
RWE AG Agenda Number: 713694176
--------------------------------------------------------------------------------------------------------------------------
Security: D6629K109
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: DE0007037129
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.85 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6.1 ELECT WERNER BRANDT TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT HANS BUENTING TO THE SUPERVISORY Mgmt For For
BOARD
6.3 ELECT UTE GERBAULET TO THE SUPERVISORY Mgmt For For
BOARD
6.4 ELECT HANS-PETER KEITEL TO THE SUPERVISORY Mgmt For For
BOARD
6.5 ELECT MONIKA KIRCHER TO THE SUPERVISORY Mgmt For For
BOARD
6.6 ELECT GUENTHER SCHARTZ TO THE SUPERVISORY Mgmt For For
BOARD
6.7 ELECT ERHARD SCHIPPOREIT TO THE SUPERVISORY Mgmt For For
BOARD
6.8 ELECT ULLRICH SIERAU TO THE SUPERVISORY Mgmt For For
BOARD
6.9 ELECT HAUKE STARS TO THE SUPERVISORY BOARD Mgmt For For
6.10 ELECT HELLE VALENTIN TO THE SUPERVISORY Mgmt For For
BOARD
7 APPROVE REMUNERATION POLICY Mgmt For For
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
9 APPROVE CREATION OF EUR 346.2 MILLION POOL Mgmt For For
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
10 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH
PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 5
BILLION; APPROVE CREATION OF EUR 173.1
MILLION POOL OF CAPITAL TO GUARANTEE
CONVERSION RIGHTS
11 AMEND ARTICLES RE: BY-ELECTIONS TO THE Mgmt For For
SUPERVISORY BOARD
12 AMEND ARTICLES RE: ELECTION OF CHAIRMAN AND Mgmt For For
DEPUTY CHAIRMAN OF THE SUPERVISORY BOARD
13 AMEND ARTICLES RE: PROOF OF ENTITLEMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935329816
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Special
Meeting Date: 11-Mar-2021
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the S&P Global Share Issuance. Mgmt For For
To vote on a proposal to approve the
issuance of S&P Global Inc. common stock,
par value $1.00 per share, to the
shareholders of IHS Markit Ltd. in
connection with the merger contemplated by
Agreement and Plan of Merger dated Nov. 29,
2020, as amended by Amendment No. 1, dated
as of January 20, 2021, and as it may
further be amended from time to time, by
and among S&P Global Inc., Sapphire
Subsidiary, Ltd. and IHS Markit Ltd.
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935381462
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marco Alvera Mgmt For For
1b. Election of Director: William J. Amelio Mgmt For For
1c. Election of Director: William D. Green Mgmt For For
1d. Election of Director: Stephanie C. Hill Mgmt For For
1e. Election of Director: Rebecca Jacoby Mgmt For For
1f. Election of Director: Monique F. Leroux Mgmt For For
1g. Election of Director: Ian P. Livingston Mgmt For For
1h. Election of Director: Maria R. Morris Mgmt For For
1i. Election of Director: Douglas L. Peterson Mgmt For For
1j. Election of Director: Edward B. Rust, Jr. Mgmt For For
1k. Election of Director: Kurt L. Schmoke Mgmt For For
1l. Election of Director: Richard E. Thornburgh Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
executive compensation program for the
Company's named executive officers.
3. Ratify the selection of Ernst & Young LLP Mgmt For For
as our independent auditor for 2021.
4. Approve, on an advisory basis, the Mgmt For For
Company's Greenhouse Gas (GHG) Emissions
Reduction Plan.
5. Shareholder proposal to transition to a Shr Against For
Public Benefit Corporation.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935416811
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan to increase the
number of shares reserved for issuance.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
4. An advisory vote to approve the fiscal 2021 Mgmt For For
compensation of our named executive
officers.
5. A stockholder proposal requesting that the Shr Against For
Board of Directors take steps necessary to
transition Salesforce to a Public Benefit
Corporation, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SBERBANK OF RUSSIA Agenda Number: 935268486
--------------------------------------------------------------------------------------------------------------------------
Security: 80585Y308
Meeting Type: Annual
Meeting Date: 25-Sep-2020
Ticker: SBRCY
ISIN: US80585Y3080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Annual Report for 2019. Mgmt For For
EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF
RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE
THEIR NAME, ADDRESS NUMBER OR SHARES AND
THE MANNER OF THE VOTE AS A CONDITION TO
VOTING.
2. Profit distribution and payment of Mgmt For For
dividends for 2019.
3. Appointment of an auditing organization. Mgmt For For
4. DIRECTOR
Esko Tapani Aho Mgmt For For
Leonid Boguslavsky Mgmt For For
Herman Gref Mgmt Withheld Against
Bella Zlatkis Mgmt For For
Sergey Ignatiev Mgmt For For
Michael Kovalchuk Mgmt Withheld Against
Vladimir Kolychev Mgmt Withheld Against
Nikolay Kudryavtsev Mgmt For For
Aleksander Kuleshov Mgmt For For
Gennady Melikyan Mgmt For For
Maksim Oreshkin Mgmt Withheld Against
Anton Siluanov Mgmt Withheld Against
Dmitry Chernyshenko Mgmt Withheld Against
Nadya Christina Wells Mgmt For For
5. Approval of a related-party transaction. Mgmt For For
6. Amendments to the Charter. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SBERBANK OF RUSSIA Agenda Number: 935384797
--------------------------------------------------------------------------------------------------------------------------
Security: 80585Y308
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: SBRCY
ISIN: US80585Y3080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Annual Report for 2020. Mgmt For For
EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF
RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE
THEIR NAME, ADDRESS NUMBER OR SHARES AND
THE MANNER OF THE VOTE AS A CONDITION TO
VOTING.
2. Distribution of profits and payment of Mgmt For For
dividends for 2020.
3. Appointment of the auditing organization. Mgmt For For
4. DIRECTOR
Esko Tapani Aho Mgmt For For
N. A. Braginsky Mounier Mgmt For For
Herman Gref Mgmt Withheld Against
Bella Zlatkis Mgmt Withheld Against
Sergey Ignatiev Mgmt Withheld Against
Mikhail Kovalchuk Mgmt Withheld Against
Vladimir Kolychev Mgmt Withheld Against
Nikolay Kudryavtsev Mgmt For For
Alexander Kuleshov Mgmt For For
Gennady Melikyan Mgmt Withheld Against
Maksim Oreshkin Mgmt Withheld Against
Anton Siluanov Mgmt Withheld Against
Dmitry Chernyshenko Mgmt Withheld Against
Nadya Christina Wells Mgmt For For
5. Approval of the new version of the Charter. Mgmt For For
6. Granting consent to a related-party Mgmt For For
transaction.
7. On approval of the amount of basic Mgmt For For
remuneration to the Supervisory Board
members.
8. Amendments to the Regulations on Mgmt For For
Remuneration and Compensation Payable to
Members of the Supervisory Board of
Sberbank.
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SE Agenda Number: 713726264
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103222100614-35 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR MID:536913,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535333 DUE TO RECEIPT OF CHANGE
IN VOTING STATUS FOR RESOLUTIONS 11, 12 AND
14. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
AND SETTING OF THE DIVIDEND
4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt For For
REFERRED TO IN ARTICLE L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
5 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS PAID
DURING OR ALLOCATED IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020
MENTIONED IN ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE
6 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt For For
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED IN RESPECT OF THE SAME FINANCIAL
YEAR TO MR. JEAN PASCAL TRICOIRE, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
7 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
8 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
9 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
JEAN-PASCAL TRICOIRE AS DIRECTOR
10 APPOINTMENT OF MRS. ANNA OHLSSON-LEIJON AS Mgmt For For
DIRECTOR
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MR.
THIERRY JACQUET AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
12 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MRS.
ZENNIA CSIKOS AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
13 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
XIAOYUN MA AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
14 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MRS.
MALENE KVIST KRISTENSEN AS DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS
15 AUTHORIZATION FOR THE BOARD OF DIRECTORS Mgmt For For
FOR THE COMPANY TO PURCHASE ITS OWN SHARES
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY
17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITY GRANTING ACCESS TO THE CAPITAL OF
THE COMPANY WITHOUT SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS BY WAY OF A
PUBLIC OFFERING OTHER THAN THAT REFERRED TO
IN ARTICLE L. 411-2 1DECREE OF THE FRENCH
MONETARY AND FINANCIAL CODE
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITY GRANTING ACCESS TO THE CAPITAL OF
THE COMPANY WITHOUT SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS, AS PART OF
AN OFFER REFERRED TO IN ARTICLE L.
411-2-1DECREE OF THE FRENCH MONETARY AND
FINANCIAL CODE
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF SHARES
TO BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH RETENTION OR CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY WITHOUT SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS IN ORDER TO
REMUNERATE CONTRIBUTIONS IN KIND
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
INCORPORATING PREMIUMS, RESERVES, PROFITS
OR OTHERS
22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR MEMBERS OF A COMPANY SAVINGS
PLAN WITHOUT SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR EMPLOYEES OF CERTAIN FOREIGN
GROUP COMPANIES, DIRECTLY OR THROUGH
INTERVENING ENTITIES, IN ORDER TO OFFER
THEM BENEFITS COMPARABLE TO THOSE OFFERED
TO MEMBERS OF A COMPANY SAVINGS PLAN,
WITHOUT SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS
24 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
CANCEL COMPANY SHARES PURCHASED UNDER SHARE
BUYBACK PROGRAMS
25 AMENDMENT TO ARTICLE 13 OF THE BYLAWS TO Mgmt For For
CORRECT A MATERIAL ERROR
26 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 935416746
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan L. Bostrom Mgmt For For
1B. Election of Director: Jonathan C. Chadwick Mgmt For For
1C. Election of Director: Lawrence J. Jackson, Mgmt For For
Jr.
1D. Election of Director: Frederic B. Luddy Mgmt For For
1E. Election of Director: Jeffrey A. Miller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers ("Say-on-Pay").
3. To ratify PricewaterhouseCoopers LLP as the Mgmt For For
independent registered public accounting
firm for 2021.
4. To approve an amendment to our Restated Mgmt For For
Certificate of Incorporation, as amended,
to provide shareholders with the right to
call a special meeting.
5. To approve the 2021 Equity Incentive Plan Mgmt For For
to replace the 2012 Equity Incentive Plan.
6. To approve the Amended and Restated 2012 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 935345101
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: SBNY
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathryn A. Byrne Mgmt For For
1B. Election of Director: Maggie Timoney Mgmt For For
1C. Election of Director: George Tsunis Mgmt For For
2. To ratify the appointment of KPMG LLP, an Mgmt For For
independent registered public accounting
firm, as the independent auditors for the
year ending December 31, 2021.
3. Advisory vote on executive compensation. Mgmt For For
4. Approval of the Bank's share repurchase Mgmt For For
plan.
5. Approval to amend the Bank's Organization Mgmt For For
Certificate to increase the authorized
common stock of the Bank.
6. Approval to amend the 2004 Equity Plan to Mgmt For For
increase the number of shares of the Bank's
common stock.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC. Agenda Number: 935369125
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrea J. Ayers Mgmt For For
1B. Election of Director: George W. Buckley Mgmt For For
1C. Election of Director: Patrick D. Campbell Mgmt For For
1D. Election of Director: Carlos M. Cardoso Mgmt For For
1E. Election of Director: Robert B. Coutts Mgmt For For
1F. Election of Director: Debra A. Crew Mgmt For For
1G. Election of Director: Michael D. Hankin Mgmt For For
1H. Election of Director: James M. Loree Mgmt For For
1I. Election of Director: Jane M. Palmieri Mgmt For For
1J. Election of Director: Mojdeh Poul Mgmt For For
1K. Election of Director: Dmitri L. Stockton Mgmt For For
1L. Election of Director: Irving Tan Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To approve the selection of Ernst & Young Mgmt For For
LLP as the Company's independent auditors
for the Company's 2021 fiscal year.
4. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to allow
shareholders to act by written consent.
5. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to
eliminate supermajority vote provisions
applicable to the Company under the
Connecticut Business Corporation Act.
6. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to
eliminate supermajority vote provisions of
capital stock related to approval of
business combinations with interested
shareholders and clarify when no
shareholder vote is required.
7. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to adopt a
majority voting standard in an uncontested
election of Directors.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935341709
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2021.
4. Stockholder proposal to permit shareholder Shr Against For
action by written consent.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 935338132
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Z. Cook Mgmt For For
1B. Election of Director: Joseph J. Echevarria Mgmt For For
1C. Election of Director: Thomas P. "Todd" Mgmt For For
Gibbons
1D. Election of Director: M. Amy Gilliland Mgmt For For
1E. Election of Director: Jeffrey A. Goldstein Mgmt For For
1F. Election of Director: K. Guru Gowrappan Mgmt For For
1G. Election of Director: Ralph Izzo Mgmt For For
1H. Election of Director: Edmund F. "Ted" Kelly Mgmt For For
1I. Election of Director: Elizabeth E. Robinson Mgmt For For
1J. Election of Director: Samuel C. Scott III Mgmt For For
1K. Election of Director: Frederick O. Terrell Mgmt For For
1L. Election of Director: Alfred W. "Al" Zollar Mgmt For For
2. Advisory resolution to approve the 2020 Mgmt For For
compensation of our named executive
officers.
3. Ratification of KPMG LLP as our independent Mgmt For For
auditor for 2021.
4. Stockholder proposal regarding stockholder Shr Against For
requests for a record date to initiate
written consent.
--------------------------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda Number: 935274530
--------------------------------------------------------------------------------------------------------------------------
Security: 518439104
Meeting Type: Annual
Meeting Date: 10-Nov-2020
Ticker: EL
ISIN: US5184391044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Charlene Mgmt For For
Barshefsky
1B. Election of Class III Director: Wei Sun Mgmt For For
Christianson
1C. Election of Class III Director: Fabrizio Mgmt For For
Freda
1D. Election of Class III Director: Jane Lauder Mgmt For For
1E. Election of Class III Director: Leonard A. Mgmt For For
Lauder
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for the 2021 fiscal year.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 935343208
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph Alvarado Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt For For
1C. Election of Director: Debra A. Cafaro Mgmt For For
1D. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1E. Election of Director: David L. Cohen Mgmt For For
1F. Election of Director: William S. Demchak Mgmt For For
1G. Election of Director: Andrew T. Feldstein Mgmt For For
1H. Election of Director: Richard J. Harshman Mgmt For For
1I. Election of Director: Daniel R. Hesse Mgmt For For
1J. Election of Director: Linda R. Medler Mgmt For For
1K. Election of Director: Martin Pfinsgraff Mgmt For For
1L. Election of Director: Toni Townes-Whitley Mgmt For For
1M. Election of Director: Michael J. Ward Mgmt For For
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
PNC's independent registered public
accounting firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal regarding report on Shr Against For
risk management and the nuclear weapons
industry.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935414831
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Jose B. Alvarez Mgmt For For
1C. Election of Director: Alan M. Bennett Mgmt For For
1D. Election of Director: Rosemary T. Berkery Mgmt For For
1E. Election of Director: David T. Ching Mgmt For For
1F. Election of Director: C. Kim Goodwin Mgmt For For
1G. Election of Director: Ernie Herrman Mgmt For For
1H. Election of Director: Michael F. Hines Mgmt For For
1I. Election of Director: Amy B. Lane Mgmt For For
1J. Election of Director: Carol Meyrowitz Mgmt For For
1K. Election of Director: Jackwyn L. Nemerov Mgmt For For
1L. Election of Director: John F. O'Brien Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2022.
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on-pay vote).
4. Shareholder proposal for a report on animal Shr Against For
welfare.
5. Shareholder proposal for setting target Shr Against For
amounts for CEO compensation.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935328206
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 09-Mar-2021
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Robert A. Chapek Mgmt For For
1E. Election of Director: Francis A. deSouza Mgmt For For
1F. Election of Director: Michael B.G. Froman Mgmt For For
1G. Election of Director: Robert A. Iger Mgmt For For
1H. Election of Director: Maria Elena Mgmt For For
Lagomasino
1I. Election of Director: Mark G. Parker Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2021.
3. To approve the advisory resolution on Mgmt For For
executive compensation.
4. Shareholder proposal requesting an annual Shr Against For
report disclosing information regarding the
Company's lobbying policies and activities.
5. Shareholder proposal requesting Shr Against For
non-management employees on director
nominee candidate lists.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935375736
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: R. Alexandra Keith Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: James C. Mullen Mgmt For For
1I. Election of Director: Lars R. Sorensen Mgmt For For
1J. Election of Director: Debora L. Spar Mgmt For For
1K. Election of Director: Scott M. Sperling Mgmt For For
1L. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2021.
4. A shareholder Proposal regarding special Shr For Against
Shareholder Meetings.
--------------------------------------------------------------------------------------------------------------------------
TRANE TECHNOLOGIES PLC Agenda Number: 935408927
--------------------------------------------------------------------------------------------------------------------------
Security: G8994E103
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: TT
ISIN: IE00BK9ZQ967
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kirk E. Arnold Mgmt For For
1B. Election of Director: Ann C. Berzin Mgmt For For
1C. Election of Director: John Bruton Mgmt For For
1D. Election of Director: Jared L. Cohon Mgmt For For
1E. Election of Director: Gary D. Forsee Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Michael W. Lamach Mgmt For For
1H. Election of Director: Myles P. Lee Mgmt For For
1I. Election of Director: April Miller Boise Mgmt For For
1J. Election of Director: Karen B. Peetz Mgmt For For
1K. Election of Director: John P. Surma Mgmt For For
1L. Election of Director: Tony L. White Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the appointment of independent Mgmt For For
auditors of the Company and authorization
of the Audit Committee of the Board of
Directors to set the auditors'
remuneration.
4. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares.
5. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares for cash
without first offering shares to existing
shareholders. (Special Resolution)
6. Determination of the price range at which Mgmt For For
the Company can re-allot shares that it
holds as treasury shares. (Special
Resolution)
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935315576
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: Linda J. Rendle Mgmt For For
1K. Election of Director: John A. C. Swainson Mgmt For For
1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
4. Approval of the Visa Inc. 2007 Equity Mgmt For For
Incentive Compensation Plan, as amended and
restated.
5. Approval of an amendment to our Certificate Mgmt For For
of Incorporation to enable the adoption of
a special meeting right for Class A common
stockholders.
6. To vote on a stockholder proposal Shr Against For
requesting stockholders' right to act by
written consent, if properly presented.
7. To vote on a stockholder proposal to amend Shr Against For
our principles of executive compensation
program, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
VOLVO AB Agenda Number: 713622341
--------------------------------------------------------------------------------------------------------------------------
Security: 928856301
Meeting Type: AGM
Meeting Date: 31-Mar-2021
Ticker:
ISIN: SE0000115446
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIRMAN OF THE MEETING: Non-Voting
ATTORNEY SVEN UNGER
2 ELECTION OF PERSONS TO APPROVE THE MINUTES Non-Voting
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT AS WELL AS THE
CONSOLIDATED ACCOUNTS AND THE AUDITOR'S
REPORT ON THE CONSOLIDATED ACCOUNTS
7 ADOPTION OF THE INCOME STATEMENT AND Mgmt For For
BALANCE SHEET AND THE CONSOLIDATED INCOME
STATEMENT AND CONSOLIDATED BALANCE SHEET
8 RESOLUTION IN RESPECT OF THE DISPOSITION TO Mgmt For For
BE MADE OF THE COMPANY'S PROFITS: THE BOARD
PROPOSES PAYMENT OF AN ORDINARY DIVIDEND OF
SEK 6.00 PER SHARE AND AN EXTRA DIVIDEND OF
SEK 9.00 PER SHARE AND THAT THE RECORD DATE
TO RECEIVE THE DIVIDEND SHALL BE APRIL 6,
2021
9.1 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MATTI ALAHUHTA
9.2 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: ECKHARD CORDES
9.3 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: ERIC ELZVIK
9.4 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: KURT JOFS
9.5 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: JAMES W. GRIFFITH
9.6 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MARTIN LUNDSTEDT (AS
BOARD MEMBER)
9.7 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: KATHRYN V. MARINELLO
9.8 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MARTINA MERZ
9.9 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: HANNE DE MORA
9.10 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: HELENA STJERNHOLM
9.11 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: CARL-HENRIC SVANBERG
9.12 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: LARS ASK (EMPLOYEE
REPRESENTATIVE)
9.13 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MATS HENNING (EMPLOYEE
REPRESENTATIVE)
9.14 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MIKAEL SALLSTROM
(EMPLOYEE REPRESENTATIVE)
9.15 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: CAMILLA JOHANSSON
(EMPLOYEE REPRESENTATIVE, DEPUTY)
9.16 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MARI LARSSON (EMPLOYEE
REPRESENTATIVE, DEPUTY)
9.17 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND OF THE
PRESIDENT AND CEO: MARTIN LUNDSTEDT (AS
PRESIDENT AND CEO)
10.1 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS AND DEPUTY BOARD MEMBERS TO BE
ELECTED BY THE MEETING: NUMBER OF BOARD
MEMBERS: ELEVEN MEMBERS
10.2 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS AND DEPUTY BOARD MEMBERS TO BE
ELECTED BY THE MEETING: NUMBER OF DEPUTY
BOARD MEMBERS: NO DEPUTY MEMBERS
11 DETERMINATION OF THE REMUNERATION TO THE Mgmt For For
BOARD MEMBERS
12.1 ELECTION OF BOARD MEMBER: MATTI ALAHUHTA Mgmt For For
(RE-ELECTION)
12.2 ELECTION OF BOARD MEMBER: ECKHARD CORDES Mgmt For For
(RE-ELECTION)
12.3 ELECTION OF BOARD MEMBER: ERIC ELZVIK Mgmt For For
(RE-ELECTION)
12.4 ELECTION OF BOARD MEMBER: MARTHA FINN Mgmt For For
BROOKS (NEW ELECTION)
12.5 ELECTION OF BOARD MEMBER: KURT JOFS Mgmt For For
(RE-ELECTION)
12.6 ELECTION OF BOARD MEMBER: MARTIN LUNDSTEDT Mgmt For For
(RE-ELECTION)
12.7 ELECTION OF BOARD MEMBER: KATHRYN V. Mgmt For For
MARINELLO (RE-ELECTION)
12.8 ELECTION OF BOARD MEMBER: MARTINA MERZ Mgmt For For
(RE-ELECTION)
12.9 ELECTION OF BOARD MEMBER: HANNE DE MORA Mgmt For For
(RE-ELECTION)
12.10 ELECTION OF BOARD MEMBER: HELENA STJERNHOLM Mgmt For For
(RE-ELECTION)
12.11 ELECTION OF BOARD MEMBER: CARL-HENRIC Mgmt For For
SVANBERG (RE-ELECTION)
13 ELECTION OF THE CHAIRMAN OF THE BOARD: THE Mgmt For For
ELECTION COMMITTEE PROPOSES RE-ELECTION OF
CARL-HENRIC SVANBERG AS CHAIRMAN OF THE
BOARD: CARL-HENRIC SVANBERG (RE-ELECTION)
14.1 ELECTION OF MEMBER OF THE ELECTION Mgmt For For
COMMITTEE: BENGT KJELL (AB INDUSTRIVARDEN)
14.2 ELECTION OF MEMBER OF THE ELECTION Mgmt For For
COMMITTEE: ANDERS OSCARSSON (AMF AND AMF
FUNDS)
14.3 ELECTION OF MEMBER OF THE ELECTION Mgmt For For
COMMITTEE: RAMSAY BRUFER (ALECTA)
14.4 ELECTION OF MEMBER OF THE ELECTION Mgmt For For
COMMITTEE: CARINE SMITH IHENACHO (NORGES
BANK INVESTMENT MANAGEMENT)
14.5 ELECTION OF MEMBER OF THE ELECTION Mgmt For For
COMMITTEE: CHAIRMAN OF THE BOARD
15 PRESENTATION OF THE BOARD'S REMUNERATION Mgmt Against Against
REPORT FOR APPROVAL
16 RESOLUTION REGARDING REMUNERATION POLICY Mgmt For For
FOR SENIOR EXECUTIVES
17 RESOLUTION REGARDING AMENDMENTS TO THE Mgmt For For
ARTICLES OF ASSOCIATION: THE BOARD PROPOSES
THAT THE ANNUAL GENERAL MEETING RESOLVES TO
AMEND SECTION 6 PARAGRAPH 1 OF THE ARTICLES
OF ASSOCIATION
18 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: PROPOSAL FROM THE
SHAREHOLDER CARL AXEL BRUNO REGARDING
LIMITATION OF THE COMPANY'S CONTRIBUTIONS
TO CHALMERS UNIVERSITY OF TECHNOLOGY
FOUNDATION: THE SHAREHOLDER CARL AXEL BRUNO
PROPOSES THAT THE ANNUAL GENERAL MEETING
DECIDES UPON LIMITATION OF THE COMPANY'S
CONTRIBUTIONS TO CHALMERS UNIVERSITY OF
TECHNOLOGY FOUNDATION TO A MAXIMUM OF SEK 4
MILLION PER YEAR
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
VOLVO AB Agenda Number: 714270143
--------------------------------------------------------------------------------------------------------------------------
Security: 928856301
Meeting Type: EGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: SE0000115446
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 ELECTION OF CHAIRMAN OF THE MEETING: SVEN Non-Voting
UNGER
2 ELECTION OF PERSONS TO APPROVE THE MINUTES Non-Voting
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 RESOLUTION ON EXTRAORDINARY DIVIDEND: SEK Mgmt For For
9.50 PER SHARE
CMMT DUE TO THE EXTRAORDINARY SITUATION AS A Non-Voting
RESULT OF THE COVID-19 PANDEMIC AND TO
REDUCE THE RISK OF SPREADING THE VIRUS AND
HAVING REGARD TO THE AUTHORITIES'
REGULATIONS AND ADVICE ON RESTRICTIONS OF
PUBLIC GATHERINGS, AB VOLVO'S EXTRAORDINARY
GENERAL MEETING IS CARRIED OUT ONLY THROUGH
ADVANCE VOTING (POSTAL VOTING) PURSUANT TO
TEMPORARY LEGISLATION. NO MEETING WITH THE
POSSIBILITY TO ATTEND IN PERSON OR TO BE
REPRESENTED BY A PROXY WILL TAKE PLACE
CMMT 04 JUNE 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 04 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
JPMorgan Securities Lending Money Market Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
JPMorgan SmartSpending 2015 Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
JPMorgan SmartSpending 2020 Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
JPMorgan Ultra-Short Municipal Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) JPMorgan Trust IV
By (Signature) /s/ Brian S. Shlissel
Name Brian S. Shlissel
Title President
Date 08/27/2021