UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-08568
NAME OF REGISTRANT: John Hancock Financial Opportunities
Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 200 Berkeley Street
Boston, MA 02116
NAME AND ADDRESS OF AGENT FOR SERVICE: Charles A. Rizzo
197 Clarendon Street
Boston, MA 02116
REGISTRANT'S TELEPHONE NUMBER: 6176633000
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2022 - 06/30/2023
2X21 JHF Financial Opportunities Fund
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JOHN HANCOCK COLLATERAL TRUST Agenda Number: 100001321
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Security: 965BRTII9
Meeting Type: Special
Meeting Date: 09-Sep-2022
Ticker:
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Andrew G. Arnott Mgmt For For
Marianne Harrison Mgmt For For
Paul Lorentz Mgmt For For
Frances G. Rathke Mgmt For For
Noni L. Ellison Mgmt For For
Dean Garfield Mgmt For For
Patricia Lizarraga Mgmt For For
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1ST SOURCE CORPORATION Agenda Number: 935773615
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Security: 336901103
Meeting Type: Annual
Meeting Date: 20-Apr-2023
Ticker: SRCE
ISIN: US3369011032
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for terms expiring Mgmt For For
April 2026: Andrea G. Short
1b. Election of Director for terms expiring Mgmt Against Against
April 2026: Christopher J. Murphy III
1c. Election of Director for terms expiring Mgmt Against Against
April 2026: Timothy K. Ozark
1d. Election of Director for terms expiring Mgmt Against Against
April 2026: Todd F. Schurz
2. Advisory Approval of Executive Mgmt For For
Compensation.
3. Advisory Approval of Frequency of Future Mgmt 1 Year Against
Advisory Votes on Executive Compensation.
4. Ratification of the appointment of FORVIS, Mgmt For For
LLP as 1st Source Corporation's independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
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AMERICAN BUSINESS BANK Agenda Number: 935868111
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Security: 02475L105
Meeting Type: Annual
Meeting Date: 22-Jun-2023
Ticker: AMBZ
ISIN: US02475L1052
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Leon I. Blankstein Mgmt For For
Donald P. Johnson Mgmt Withheld Against
Gaurav Malhotra Mgmt For For
Edith Matthai Mgmt For For
Trent D. Merrill Mgmt For For
Javier Sanchez Mgmt For For
Robert F. Schack Mgmt For For
Jon H. Schlobohm Mgmt For For
Robert I. Usdan Mgmt For For
Pasy Wang Mgmt For For
Thomas Powledge Mgmt For For
2. To ratify the appointment of RSM US LLP as Mgmt For For
the Bank's independent public accountants
as described more fully in the accompanying
proxy statement.
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AMERICAN NATIONAL BANKSHARES INC. Agenda Number: 935806705
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Security: 027745108
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: AMNB
ISIN: US0277451086
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director term ends Mgmt For For
2024: Rickey J. Barker
1.2 Election of Class I Director term ends Mgmt For For
2024: Adrian T. Smith
1.3 Election of Class II Director term ends Mgmt For For
2025: Dan M. Pleasant
1.4 Election of Class III Director term ends Mgmt For For
2026: J. Nathan Duggins III
1.5 Election of Class III Director term ends Mgmt For For
2026: William J. Farrell II
1.6 Election of Class III Director term ends Mgmt For For
2026: Tammy Moss Finley
1.7 Election of Class III Director term ends Mgmt For For
2026: Joel R. Shepherd
2. To ratify the selection of Yount, Hyde & Mgmt For For
Barbour, P.C., independent registered
public accounting firm, as auditors of the
company for the year ending December 31,
2023.
3. Advisory vote on executive compensation of Mgmt For For
the company's named executive officers as
disclosed in the proxy statement.
4. Advisory vote on the frequency of an Mgmt 1 Year For
advisory vote on executive compensation.
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AMERICAN RIVIERA BANCORP Agenda Number: 935850140
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Security: 02933K103
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: ARBV
ISIN: US02933K1034
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth Cholawsky Mgmt For For
Darren D. Caesar Mgmt Withheld Against
Joe Campanelli Mgmt For For
Jeff DeVine Mgmt For For
Leonard Himelsein Mgmt For For
Jody D. Holehouse, CPA Mgmt For For
Weldon U. Howell Jr Esq Mgmt For For
Lawrence Koppelman Mgmt For For
Douglas Margerum Mgmt For For
2. To ratify the selection of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm.
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AMERIS BANCORP Agenda Number: 935831948
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Security: 03076K108
Meeting Type: Annual
Meeting Date: 05-Jun-2023
Ticker: ABCB
ISIN: US03076K1088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: William I. Bowen, Jr.
1b. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Rodney D. Bullard
1c. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Wm. Millard Choate
1d. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: R. Dale Ezzell
1e. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Leo J. Hill
1f. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Daniel B. Jeter
1g. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Robert P. Lynch
1h. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Elizabeth A. McCague
1i. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: James B. Miller, Jr.
1j. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Gloria A. O'Neal
1k. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: H. Palmer Proctor, Jr.
1l. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: William H. Stern
1m. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Jimmy D. Veal
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2023.
3. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
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ASSURED GUARANTY LTD. Agenda Number: 935783351
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Security: G0585R106
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: AGO
ISIN: BMG0585R1060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a Election of Director for a term expiring at Mgmt For For
the 2024 Annual General Meeting: Francisco
L. Borges
1b Election of Director for a term expiring at Mgmt For For
the 2024 Annual General Meeting: G.
Lawrence Buhl
1c Election of Director for a term expiring at Mgmt For For
the 2024 Annual General Meeting: Dominic J.
Frederico
1d Election of Director for a term expiring at Mgmt For For
the 2024 Annual General Meeting: Bonnie L.
Howard
1e Election of Director for a term expiring at Mgmt For For
the 2024 Annual General Meeting: Thomas W.
Jones
1f Election of Director for a term expiring at Mgmt For For
the 2024 Annual General Meeting: Patrick W.
Kenny
1g Election of Director for a term expiring at Mgmt For For
the 2024 Annual General Meeting: Alan J.
Kreczko
1h Election of Director for a term expiring at Mgmt For For
the 2024 Annual General Meeting: Simon W.
Leathes
1i Election of Director for a term expiring at Mgmt For For
the 2024 Annual General Meeting: Yukiko
Omura
1j Election of Director for a term expiring at Mgmt For For
the 2024 Annual General Meeting: Lorin P.
T. Radtke
1k Election of Director for a term expiring at Mgmt For For
the 2024 Annual General Meeting: Courtney
C. Shea
2 Advisory vote on the compensation paid to Mgmt For For
the Company's named executive officers
3 Advisory vote on the frequency of the Mgmt 1 Year For
advisory vote on compensation paid to the
Company's named executive officers
4 Approval of the Company's Employee Stock Mgmt For For
Purchase Plan, as amended through the
fourth amendment
5 Appointment of PricewaterhouseCoopers LLP Mgmt For For
as the independent auditor of the Company
for the fiscal year ending December 31,
2023 and authorization of the Board of
Directors, acting through its Audit
Committee, to set the remuneration of the
independent auditor of the Company
6aa Election of Director of Assured Guaranty Re Mgmt For For
Ltd. for a term expiring of the 2024 Annual
General Meeting: Robert A. Bailenson
6ab Election of Director of Assured Guaranty Re Mgmt For For
Ltd. for a term expiring of the 2024 Annual
General Meeting: Gary Burnet
6ac Election of Director of Assured Guaranty Re Mgmt For For
Ltd. for a term expiring of the 2024 Annual
General Meeting: Ling Chow
6ad Election of Director of Assured Guaranty Re Mgmt For For
Ltd. for a term expiring of the 2024 Annual
General Meeting: Stephen Donnarumma
6ae Election of Director of Assured Guaranty Re Mgmt For For
Ltd. for a term expiring of the 2024 Annual
General Meeting: Dominic J. Frederico
6af Election of Director of Assured Guaranty Re Mgmt For For
Ltd. for a term expiring of the 2024 Annual
General Meeting: Darrin Futter
6ag Election of Director of Assured Guaranty Re Mgmt For For
Ltd. for a term expiring of the 2024 Annual
General Meeting: Jorge Gana
6ah Election of Director of Assured Guaranty Re Mgmt For For
Ltd. for a term expiring of the 2024 Annual
General Meeting: Holly L. Horn
6ai Election of Director of Assured Guaranty Re Mgmt For For
Ltd. for a term expiring of the 2024 Annual
General Meeting: Walter A. Scott
6B Appoint PricewaterhouseCoopers LLP as the Mgmt For For
independent auditor of Assured Guaranty Re
Ltd. for the fiscal year ending December
31, 2023
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ATLANTIC UNION BANKSHARES CORPORATION Agenda Number: 935785761
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Security: 04911A107
Meeting Type: Annual
Meeting Date: 02-May-2023
Ticker: AUB
ISIN: US04911A1079
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
2024 annual meeting: John C. Asbury
1b. Election of Director to serve until the Mgmt For For
2024 annual meeting: Patrick E. Corbin
1c. Election of Director to serve until the Mgmt For For
2024 annual meeting: Heather M. Cox
1d. Election of Director to serve until the Mgmt For For
2024 annual meeting: Rilla S. Delorier
1e. Election of Director to serve until the Mgmt For For
2024 annual meeting: Frank Russell Ellett
1f. Election of Director to serve until the Mgmt For For
2024 annual meeting: Patrick J. McCann
1g. Election of Director to serve until the Mgmt For For
2024 annual meeting: Thomas P. Rohman
1h. Election of Director to serve until the Mgmt For For
2024 annual meeting: Linda V. Schreiner
1i. Election of Director to serve until the Mgmt For For
2024 annual meeting: Thomas G. Snead, Jr.
1j. Election of Director to serve until the Mgmt For For
2024 annual meeting: Ronald L. Tillett
1k. Election of Director to serve until the Mgmt For For
2024 annual meeting: Keith L. Wampler
1l. Election of Director to serve until the Mgmt For For
2024 annual meeting: F. Blair Wimbush
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2023
3. To approve the compensation of our named Mgmt For For
executive officers (an advisory,
non-binding "Say on Pay" resolution)
4. To vote on the frequency of future "Say on Mgmt 1 Year For
Pay" resolutions (an advisory, non-binding
"Say on Frequency" resolution)
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AVIDBANK HOLDINGS, INC. Agenda Number: 935821911
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Security: 05368J103
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: AVBH
ISIN: US05368J1034
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark D. Mordell Mgmt For For
Kristofer W. Biorn Mgmt Withheld Against
Diane J. Flynn Mgmt For For
Henchy R. Enden Mgmt For For
Lisa B. Hendrickson Mgmt For For
Bryan C. Polster Mgmt For For
Roxy H. Rapp Mgmt For For
Michael F. Rosinus Mgmt For For
Robert H. Scott Mgmt For For
Marc J. Verissimo Mgmt For For
2. RATIFICATION OF CROWE, LLP AS INDEPENDENT Mgmt For For
AUDITORS OF THE COMPANY FOR THE YEAR ENDED
DECEMBER 31, 2023.
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BANK OF AMERICA CORPORATION Agenda Number: 935779782
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Security: 060505104
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: BAC
ISIN: US0605051046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sharon L. Allen Mgmt For For
1b. Election of Director: Jose (Joe) E. Almeida Mgmt For For
1c. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1d. Election of Director: Pierre J. P. de Weck Mgmt For For
1e. Election of Director: Arnold W. Donald Mgmt For For
1f. Election of Director: Linda P. Hudson Mgmt For For
1g. Election of Director: Monica C. Lozano Mgmt For For
1h. Election of Director: Brian T. Moynihan Mgmt For For
1i. Election of Director: Lionel L. Nowell III Mgmt For For
1j. Election of Director: Denise L. Ramos Mgmt For For
1k. Election of Director: Clayton S. Rose Mgmt For For
1l. Election of Director: Michael D. White Mgmt For For
1m. Election of Director: Thomas D. Woods Mgmt For For
1n. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an Mgmt Against Against
advisory, non-binding "Say on Pay"
resolution)
3. A vote on the frequency of future "Say on Mgmt 1 Year For
Pay" resolutions (an advisory, non-binding
"Say on Frequency" resolution)
4. Ratifying the appointment of our Mgmt For For
independent registered public accounting
firm for 2023
5. Amending and restating the Bank of America Mgmt For For
Corporation Equity Plan
6. Shareholder proposal requesting an Shr For Against
independent board chair
7. Shareholder proposal requesting shareholder Shr Against For
ratification of termination pay
8. Shareholder proposal requesting greenhouse Shr For Against
gas reduction targets
9. Shareholder proposal requesting report on Shr For Against
transition planning
10. Shareholder proposal requesting adoption of Shr Against For
policy to cease financing new fossil fuel
supplies
11. Shareholder proposal requesting a racial Shr For Against
equity audit
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BANK OF MARIN BANCORP Agenda Number: 935838271
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Security: 063425102
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: BMRC
ISIN: US0634251021
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nicolas C. Anderson Mgmt For For
1b. Election of Director: Russell A. Colombo Mgmt For For
1c. Election of Director: Charles D. Fite Mgmt For For
1d. Election of Director: James C. Hale Mgmt For For
1e. Election of Director: Robert Heller Mgmt For For
1f. Election of Director: Kevin R. Kennedy Mgmt For For
1g. Election of Director: William H. McDevitt Mgmt For For
1h. Election of Director: Timothy D. Myers Mgmt For For
1i. Election of Director: Sanjiv S. Sanghvi Mgmt For For
1j. Election of Director: Joel Sklar, MD Mgmt For For
1k. Election of Director: Brian M. Sobel Mgmt For For
1l. Election of Director: Secil T. Watson Mgmt For For
2. To approve, by non-binding vote, executive Mgmt For For
compensation
3. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of the vote on executive
compensation
4. Ratification of the selection of Mgmt For For
independent auditor
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BANK7 CORP. Agenda Number: 935809078
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Security: 06652N107
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: BSVN
ISIN: US06652N1072
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William M. Buergler Mgmt For For
1b. Election of Director: Teresa "Tracy" L. Mgmt For For
Dick
1c. Election of Director: Edward "Ed" P. Gray Mgmt For For
1d. Election of Director: William B. "Brad" Mgmt For For
Haines
1e. Election of Director: John T. "J.T." Mgmt For For
Phillips
1f. Election of Director: J. Michael Sanner Mgmt For For
1g. Election of Director: Thomas L. "Tom" Mgmt For For
Travis
1h. Election of Director: Gary D. Whitcomb Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
FORVIS, LLP as the independent registered
public accounting firm for 2023.
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BANNER CORPORATION Agenda Number: 935828030
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Security: 06652V208
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: BANR
ISIN: US06652V2088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for one-year term: Mgmt For For
Margot J. Copeland
1.2 Election of Director for one-year term: Mgmt For For
Mark J. Grescovich
1.3 Election of Director for one-year term: Mgmt For For
David A. Klaue
1.4 Election of Director for one-year term: Mgmt For For
Paul J. Walsh
2. Advisory approval of the compensation of Mgmt For For
Banner Corporation's named executive
officers.
3. Ratification of the Audit Committee's Mgmt For For
appointment of Moss Adams LLP as the
independent registered public accounting
firm for the year ending December 31, 2023.
4. Adoption of the Banner Corporation 2023 Mgmt For For
Omnibus Incentive Plan.
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BAR HARBOR BANKSHARES Agenda Number: 935801248
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Security: 066849100
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: BHB
ISIN: US0668491006
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daina H. Belair Mgmt For For
1b. Election of Director: Matthew L. Caras Mgmt For For
1c. Election of Director: David M. Colter Mgmt For For
1d. Election of Director: Martha T. Dudman Mgmt For For
1e. Election of Director: Lauri E. Fernald Mgmt For For
1f. Election of Director: Debra B. Miller Mgmt For For
1g. Election of Director: Brendan J. O'Halloran Mgmt For For
1h. Election of Director: Brian D. Shaw Mgmt For For
1i. Election of Director: Curtis C. Simard Mgmt For For
1j. Election of Director: Kenneth E. Smith Mgmt For For
1k. Election of Director: Scott G. Toothaker Mgmt For For
1l. Election of Director: David B. Woodside Mgmt For For
2. To hold a non-binding advisory vote on the Mgmt For For
compensation of the Company's named
executive officers.
3. To hold a non-binding advisory vote on the Mgmt 1 Year For
frequency of holding future non-binding
advisory votes on the compensation of the
Company's named executive officers.
4. To ratify the appointment of RSM US LLP as Mgmt For For
the independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
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BAYCOM CORP Agenda Number: 935862044
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Security: 07272M107
Meeting Type: Annual
Meeting Date: 20-Jun-2023
Ticker: BCML
ISIN: US07272M1071
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: James S. Camp Mgmt Withheld Against
1.2 Election of Director: Harpreet S. Chaudhary Mgmt Withheld Against
1.3 Election of Director: Keary L. Colwell Mgmt For For
1.4 Election of Director: Rocco Davis Mgmt For For
1.5 Election of Director: George J. Guarini Mgmt For For
1.6 Election of Director: Lloyd W. Kendall, Jr. Mgmt Withheld Against
1.7 Election of Director: Janet L. King Mgmt For For
1.8 Election of Director: Robert G. Laverne, Mgmt Withheld Against
M.D.
1.9 Election of Director: Syvia L. Magid Mgmt Withheld Against
2. Ratification of the appointment of Moss Mgmt For For
Adams, LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2023.
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BROOKFIELD CORPORATION Agenda Number: 935861030
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Security: 11271J107
Meeting Type: Annual and Special
Meeting Date: 09-Jun-2023
Ticker: BN
ISIN: CA11271J1075
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The Special Resolution authorizing a Mgmt For For
decrease in the number of directors set out
in the Corporation's Management Information
Circular dated April 28, 2023 (the
"Circular").
2 DIRECTOR
M. Elyse Allan Mgmt For For
Angela F. Braly Mgmt For For
Janice Fukakusa Mgmt For For
Maureen Kempston Darkes Mgmt For For
Frank J. McKenna Mgmt For For
Hutham S. Olayan Mgmt For For
Diana L. Taylor Mgmt For For
3 The appointment of Deloitte LLP as the Mgmt For For
external auditor and authorizing the
directors to set its remuneration.
4 The Say on Pay Resolution set out in the Mgmt For For
Circular.
5 The Escrowed Stock Plan Amendment Mgmt For For
Resolution set out in the Circular.
6 The BNRE Restricted Stock Plan Resolution Mgmt For For
set out in the Circular.
7 The Shareholder Proposal set out in the Shr For Against
Circular.
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C&F FINANCIAL CORPORATION Agenda Number: 935775998
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Security: 12466Q104
Meeting Type: Annual
Meeting Date: 18-Apr-2023
Ticker: CFFI
ISIN: US12466Q1040
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Julie R. Agnew Mgmt For For
J.P. Causey Jr. Mgmt For For
Thomas F. Cherry Mgmt For For
George R. Sisson III Mgmt For For
2. To approve, in an advisory, non-binding Mgmt For For
vote, the compensation of the Corporation's
named executive officers disclosed in the
Proxy Statement.
3. To ratify the appointment of Yount, Hyde & Mgmt For For
Barbour, P.C. as the Corporation's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
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CALIFORNIA BANCORP Agenda Number: 935843450
--------------------------------------------------------------------------------------------------------------------------
Security: 13005U101
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: CALB
ISIN: US13005U1016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew J. Armanino Mgmt For For
Stephen A. Cortese Mgmt For For
Kevin J. Cullen Mgmt For For
Stephen R. Dathe Mgmt For For
Wayne S. Doiguchi Mgmt For For
Rochelle G. Klein Mgmt For For
Julie J. Levenson Mgmt For For
Frank L. Muller Mgmt For For
Steven E. Shelton Mgmt For For
Millicent C. Tracey Mgmt For For
Theodore A. Wilm Mgmt For For
2. Approval of Amendment and Restatement of Mgmt Against Against
2017 Equity Incentive Plan. To approve an
amendment and restatement of our 2017
Equity Incentive Plan that will increase
the number of shares issuable under the
plan by 500,000 shares.
3. Accounting Firm. To ratify the appointment Mgmt For For
of Elliot Davis LLC as the Company's
Independent Public Accounting Firm for the
fiscal year ending December 31, 2023.
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CAMBRIDGE BANCORP Agenda Number: 935788882
--------------------------------------------------------------------------------------------------------------------------
Security: 132152109
Meeting Type: Annual
Meeting Date: 15-May-2023
Ticker: CATC
ISIN: US1321521098
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christine Fuchs* Mgmt For For
Pamela A. Hamlin* Mgmt For For
Daniel R. Morrison* Mgmt For For
Leon A. Palandjian* Mgmt For For
Laila S. Partridge* Mgmt For For
Jane C. Walsh* Mgmt Withheld Against
Andargachew Zelleke** Mgmt For For
2. Consideration and approval of a non-binding Mgmt For For
advisory resolution on the compensation of
the Company's named executive officers.
3. To ratify, on an advisory basis, the Mgmt For For
appointment of Wolf & Company, P.C. as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
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CAMDEN NATIONAL CORPORATION Agenda Number: 935812152
--------------------------------------------------------------------------------------------------------------------------
Security: 133034108
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: CAC
ISIN: US1330341082
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. To approve an amendment to the Company's Mgmt For For
Articles of Incorporation to provide for
the annual election of directors and to
eliminate the classified Board structure.
1b. To approve an amendment to the Company's Mgmt For For
Articles of Incorporation to permit
amendments to the Company's bylaws by
majority vote of the Company's
shareholders.
2a. Election of Director for a term that Mgmt For For
expires either in 2024, if Proposal 1a is
approved by the Company's shareholders, or
in 2026 if Proposal 1a is not approved by
the Company's shareholders: Rebecca K.
Hatfield
2b. Election of Director for a term that Mgmt For For
expires either in 2024, if Proposal 1a is
approved by the Company's shareholders, or
in 2026 if Proposal 1a is not approved by
the Company's shareholders: Robert D.
Merrill
2c. Election of Director for a term that Mgmt For For
expires either in 2024, if Proposal 1a is
approved by the Company's shareholders, or
in 2026 if Proposal 1a is not approved by
the Company's shareholders: Robin A.
Sawyer, CPA
2d. Election of Director for a term that Mgmt For For
expires either in 2024, if Proposal 1a is
approved by the Company's shareholders, or
in 2026 if Proposal 1a is not approved by
the Company's shareholders: Lawrence J.
Sterrs
3. To approve, by non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers ("Say on Pay").
4. To select, by non-binding advisory vote, Mgmt 1 Year For
the frequency of future shareholder
"Say-on-Pay" votes.
5. To ratify the appointment of RSM US LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
CB FINANCIAL SERVICES, INC. Agenda Number: 935807620
--------------------------------------------------------------------------------------------------------------------------
Security: 12479G101
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: CBFV
ISIN: US12479G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mark E. Fox Mgmt Withheld Against
1.2 Election of Director: John J. LaCarte Mgmt Withheld Against
1.3 Election of Director: David F. Pollock Mgmt Withheld Against
2. Ratification of the appointment of FORVIS, Mgmt For For
LLP to serve as the independent registered
public accounting firm for the 2023 fiscal
year.
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation of the Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL PACIFIC FINANCIAL CORP. Agenda Number: 935775392
--------------------------------------------------------------------------------------------------------------------------
Security: 154760409
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: CPF
ISIN: US1547604090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christine H. H. Camp Mgmt For For
Earl E. Fry Mgmt For For
Jason R. Fujimoto Mgmt For For
Jonathan B. Kindred Mgmt For For
Paul J. Kosasa Mgmt For For
Duane K. Kurisu Mgmt For For
Christopher T. Lutes Mgmt For For
Arnold D. Martines Mgmt For For
A. Catherine Ngo Mgmt For For
Saedene K. Ota Mgmt For For
Crystal K. Rose Mgmt For For
Paul K. Yonamine Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the company's
named executive officers ("Say-On-Pay").
3. To cast a non-binding, advisory vote on the Mgmt 1 Year For
frequency of the advisory "Say-On-Pay"
vote.
4. To approve the company's 2023 Stock Mgmt For For
Compensation Plan.
5. To ratify the appointment of Crowe LLP as Mgmt For For
the company's independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL VALLEY COMMUNITY BANCORP Agenda Number: 935807579
--------------------------------------------------------------------------------------------------------------------------
Security: 155685100
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: CVCY
ISIN: US1556851004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel N. Cunningham Mgmt For For
Daniel J. Doyle Mgmt Withheld Against
F.T. "Tommy" Elliott IV Mgmt For For
Robert J. Flautt Mgmt For For
Gary D. Gall Mgmt For For
James J. Kim Mgmt For For
Andriana D. Majarian Mgmt For For
Steven D. McDonald Mgmt For For
Louis McMurray Mgmt Withheld Against
Karen Musson Mgmt Withheld Against
Dorothea D. Silva Mgmt For For
William S. Smittcamp Mgmt For For
2. To approve the proposal to ratify the Mgmt For For
appointment of Crowe LLP as the independent
registered public accountant for the
Company's 2023 fiscal year.
3. To adopt a non-binding advisory resolution Mgmt For For
approving executive compensation.
4. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Advisory Votes on Executive Compensation.
--------------------------------------------------------------------------------------------------------------------------
CENTRIC FINANCIAL CORPORATION Agenda Number: 935752421
--------------------------------------------------------------------------------------------------------------------------
Security: 15641J101
Meeting Type: Special
Meeting Date: 25-Jan-2023
Ticker: CFCX
ISIN: US15641J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Mgmt For For
Merger, dated as of August 30, 2022, by and
between First Commonwealth Corporation and
Centric Financial Corporation, as such
Agreement may be amended from time to time.
2. To approve one or more adjournments of the Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes at the time
of the special meeting to approve the
merger proposal.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS COMMUNITY BANCORP, INC. Agenda Number: 935856914
--------------------------------------------------------------------------------------------------------------------------
Security: 174903104
Meeting Type: Annual
Meeting Date: 20-Jun-2023
Ticker: CZWI
ISIN: US1749031043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Conner Mgmt For For
Francis Felber Mgmt Withheld Against
Michael L. Swenson Mgmt Withheld Against
2. Ratification of the appointment of Eide Mgmt For For
Bailly, LLP as Citizens' independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
3. To approve a non-binding advisory proposal Mgmt For For
on executive compensation.
4. To approve a non-binding advisory proposal Mgmt 1 Year For
on the frequency of future votes on
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC. Agenda Number: 935777283
--------------------------------------------------------------------------------------------------------------------------
Security: 174610105
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: CFG
ISIN: US1746101054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bruce Van Saun Mgmt For For
1b. Election of Director: Lee Alexander Mgmt For For
1c. Election of Director: Christine M. Cumming Mgmt For For
1d. Election of Director: Kevin Cummings Mgmt For For
1e. Election of Director: William P. Hankowsky Mgmt For For
1f. Election of Director: Edward J. Kelly III Mgmt For For
1g. Election of Director: Robert G. Leary Mgmt For For
1h. Election of Director: Terrance J. Lillis Mgmt For For
1i. Election of Director: Michele N. Siekerka Mgmt For For
1j. Election of Director: Shivan Subramaniam Mgmt For For
1k. Election of Director: Christopher J. Swift Mgmt For For
1l. Election of Director: Wendy A. Watson Mgmt For For
1m. Election of Director: Marita Zuraitis Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the 2023 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
CIVISTA BANCSHARES, INC. Agenda Number: 935782537
--------------------------------------------------------------------------------------------------------------------------
Security: 178867107
Meeting Type: Annual
Meeting Date: 18-Apr-2023
Ticker: CIVB
ISIN: US1788671071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Darci Congrove Mgmt For For
Mark Macioce Mgmt For For
Julie A. Mattlin Mgmt For For
James O. Miller Mgmt For For
Dennis E. Murray, Jr. Mgmt For For
Allen R. Nickles Mgmt For For
Mary Patricia Oliver Mgmt For For
Dennis G. Shaffer Mgmt For For
Harry Singer Mgmt For For
Lorina W. Wise Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the
Corporation's named executive officers as
disclosed in the accompanying proxy
statement.
3. To ratify the appointment of FORVIS, LLP as Mgmt For For
the independent registered public
accounting firm of the Corporation for the
fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
COASTAL FINANCIAL CORPORATION Agenda Number: 935806731
--------------------------------------------------------------------------------------------------------------------------
Security: 19046P209
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: CCB
ISIN: US19046P2092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a 3-year term Mgmt Withheld Against
until the 2026 meeting of shareholders:
Rilla R. Delorier
1.2 Election of Director for a 3-year term Mgmt Withheld Against
until the 2026 meeting of shareholders:
Michael R. Patterson
1.3 Election of Director for a 3-year term Mgmt Withheld Against
until the 2026 meeting of shareholders:
Gregory S. Tisdel
2. To ratify the selection of Moss Adams LLP Mgmt For For
as the independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
CODORUS VALLEY BANCORP, INC. Agenda Number: 935805830
--------------------------------------------------------------------------------------------------------------------------
Security: 192025104
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: CVLY
ISIN: US1920251048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sarah M. Brown Mgmt For For
Keith M. Cenekofsky Mgmt For For
Scott V. Fainor Mgmt For For
John W. Giambalvo Mgmt For For
2. Approve an advisory, non-binding resolution Mgmt For For
regarding executive compensation.
3. Ratify the appointment of Crowe LLP as Mgmt For For
Codorus Valley Bancorp, Inc.'s Independent
Registered Public Accounting Firm for the
fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
COLONY BANKCORP, INC. Agenda Number: 935829272
--------------------------------------------------------------------------------------------------------------------------
Security: 19623P101
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: CBAN
ISIN: US19623P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott L. Downing Mgmt For For
T. Heath Fountain Mgmt For For
Audrey D. Hollingsworth Mgmt For For
Edward P. Loomis, Jr. Mgmt Withheld Against
Mark H. Massee Mgmt For For
Meagan M. Mowry Mgmt For For
Matthew D. Reed Mgmt For For
Jonathan W.R. Ross Mgmt For For
Brian D. Schmitt Mgmt For For
Harold W. Wyatt, III Mgmt For For
2. To approve, on an advisory non-binding Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the enclosed Proxy Statement.
3. To ratify the appointment of Mauldin & Mgmt For For
Jenkins, LLC, as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM,INC. Agenda Number: 935808747
--------------------------------------------------------------------------------------------------------------------------
Security: 197236102
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: COLB
ISIN: US1972361026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cort L. O'Haver Mgmt For For
1b. Election of Director: Craig D. Eerkes Mgmt For For
1c. Election of Director: Mark A. Finkelstein Mgmt For For
1d. Election of Director: Eric S. Forrest Mgmt For For
1e. Election of Director: Peggy Y. Fowler Mgmt For For
1f. Election of Director: Randal L. Lund Mgmt For For
1g. Election of Director: Luis F. Machuca Mgmt For For
1h. Election of Director: S. Mae Fujita Numata Mgmt For For
1i. Election of Director: Maria M. Pope Mgmt For For
1j. Election of Director: John F. Schultz Mgmt For For
1k. Election of Director: Elizabeth W. Seaton Mgmt For For
1l. Election of Director: Clint E. Stein Mgmt For For
1m. Election of Director: Hilliard C. Terry, Mgmt For For
III
1n. Election of Director: Anddria Varnado Mgmt For For
2. To vote on an advisory (non-binding) Mgmt For For
resolution to approve the compensation of
Columbia's named executive officers.
3. To vote on the frequency (either one, two Mgmt 1 Year For
or three years) of future shareholder votes
on an advisory (non-binding) resolution on
executive compensation.
4. To vote on an advisory (non-binding) Mgmt For For
resolution to appoint Deloitte & Touche LLP
as our independent registered public
accounting firm for fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 935779667
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nancy Avila Mgmt For For
1b. Election of Director: Michael E. Collins Mgmt For For
1c. Election of Director: Roger A. Cregg Mgmt For For
1d. Election of Director: Curtis C. Farmer Mgmt For For
1e. Election of Director: Jacqueline P. Kane Mgmt For For
1f. Election of Director: Derek J. Kerr Mgmt For For
1g. Election of Director: Richard G. Lindner Mgmt For For
1h. Election of Director: Jennifer H. Sampson Mgmt For For
1i. Election of Director: Barbara R. Smith Mgmt For For
1j. Election of Director: Robert S. Taubman Mgmt For For
1k. Election of Director: Reginald M. Turner Mgmt For For
Jr.
1l. Election of Director: Nina G. Vaca Mgmt For For
1m. Election of Director: Michael G. Van de Ven Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm.
3. Approval of a Non-Binding, Advisory Mgmt For For
Proposal Approving Executive Compensation.
4. Non-Binding, Advisory Vote on the Frequency Mgmt 1 Year For
that Shareholders are to be Presented with
Advisory Proposals Approving Executive
Compensation.
--------------------------------------------------------------------------------------------------------------------------
COMMUNITIES FIRST FINANCIAL CORPORATION Agenda Number: 935832205
--------------------------------------------------------------------------------------------------------------------------
Security: 20344D104
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: CFST
ISIN: US20344D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sheila Frowsing Mgmt For For
Jack Holt Mgmt For For
Robert Kubo Mgmt For For
Lorrie Marlette Mgmt For For
Jared Martin Mgmt For For
Steve Miller Mgmt For For
Mark Saleh Mgmt For For
Joel Slonski Mgmt For For
Al Smith Mgmt For For
Heather Schwarm Mgmt For For
2. Approval of Company Name Change. To amend Mgmt For For
the Company's Articles of Incorporation, as
amended, to change the Company's name from
Communities First Financial Corporation to
FFB Bancorp.
3. To consider and vote upon a proposal to Mgmt For For
ratify the selection of Crowe LLP, as the
Bank's independent auditor for 2023.
--------------------------------------------------------------------------------------------------------------------------
COMMUNITY HERITAGE FINANCIAL, INC. Agenda Number: 935845480
--------------------------------------------------------------------------------------------------------------------------
Security: 20370L103
Meeting Type: Annual
Meeting Date: 16-Jun-2023
Ticker: CMHF
ISIN: US20370L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James G. Pierne Mgmt Withheld Against
A. Dennis Remsburg Mgmt Withheld Against
Todd M. Snook Mgmt Withheld Against
2. Ratification of the appointment of Yount, Mgmt Against Against
Hyde & Barbour, P.C. as independent public
accountants to audit the financial
statements of the Company for the fiscal
year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
CONNECTONE BANCORP, INC. Agenda Number: 935817455
--------------------------------------------------------------------------------------------------------------------------
Security: 20786W107
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: CNOB
ISIN: US20786W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank Sorrentino III Mgmt For For
Stephen T. Boswell Mgmt For For
Frank W. Baier Mgmt For For
Frank Huttle III Mgmt For For
Michael Kempner Mgmt For For
Elizabeth Magennis Mgmt For For
Nicholas Minoia Mgmt For For
Anson M. Moise Mgmt For For
Katherin Nukk-Freeman Mgmt For For
Daniel Rifkin Mgmt For For
Mark Sokolich Mgmt For For
William A. Thompson Mgmt For For
2. The approval of an Amendment to the 2017 Mgmt For For
Equity Compensation Plan increasing the
maximum number of shares of Common Stock or
equivalents which may be issued under the
Plan by 450,000 shares.
3. To vote, on an advisory basis, to approve Mgmt For For
the executive compensation of ConnectOne
Bancorp, Inc.'s named executive officers,
as described in the proxy statement.
4. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accountants for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC. Agenda Number: 935775758
--------------------------------------------------------------------------------------------------------------------------
Security: 229899109
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: CFR
ISIN: US2298991090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for a Mgmt For For
one-year term expire at the 2024 Annual
Meeting: Carlos Alvarez
1b. Election of Director to serve for a Mgmt For For
one-year term expire at the 2024 Annual
Meeting: Chris M. Avery
1c. Election of Director to serve for a Mgmt For For
one-year term expire at the 2024 Annual
Meeting: Anthony R. Chase
1d. Election of Director to serve for a Mgmt For For
one-year term expire at the 2024 Annual
Meeting: Cynthia J. Comparin
1e. Election of Director to serve for a Mgmt For For
one-year term expire at the 2024 Annual
Meeting: Samuel G. Dawson
1f. Election of Director to serve for a Mgmt For For
one-year term expire at the 2024 Annual
Meeting: Crawford H. Edwards
1g. Election of Director to serve for a Mgmt For For
one-year term expire at the 2024 Annual
Meeting: Patrick B. Frost
1h. Election of Director to serve for a Mgmt For For
one-year term expire at the 2024 Annual
Meeting: Phillip D. Green
1i. Election of Director to serve for a Mgmt For For
one-year term expire at the 2024 Annual
Meeting: David J. Haemisegger
1j. Election of Director to serve for a Mgmt For For
one-year term expire at the 2024 Annual
Meeting: Charles W. Matthews
1k. Election of Director to serve for a Mgmt For For
one-year term expire at the 2024 Annual
Meeting: Joseph A. Pierce
1l. Election of Director to serve for a Mgmt For For
one-year term expire at the 2024 Annual
Meeting: Linda B. Rutherford
1m. Election of Director to serve for a Mgmt For For
one-year term expire at the 2024 Annual
Meeting: Jack Willome
2. To provide nonbinding approval of executive Mgmt For For
compensation.
3. To provide a nonbinding selection of the Mgmt 1 Year For
frequency of future votes on executive
compensation.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP to act as independent auditors of
Cullen/Frost for the fiscal year that began
January 1, 2023.
--------------------------------------------------------------------------------------------------------------------------
CVB FINANCIAL CORP. Agenda Number: 935806161
--------------------------------------------------------------------------------------------------------------------------
Security: 126600105
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: CVBF
ISIN: US1266001056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George A. Borba, Jr Mgmt For For
David A. Brager Mgmt For For
Stephen A. Del Guercio Mgmt For For
Anna Kan Mgmt For For
Jane Olvera Majors Mgmt For For
Raymond V. O'Brien III Mgmt For For
Hal W. Oswalt Mgmt For For
Kimberly Sheehy Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of CVB Financial
Corp.'s named executive officers
("Say-On-Pay").
3. To cast a non-binding, advisory vote on the Mgmt 1 Year For
frequency of the advisory "Say-On-Pay"
vote.
4. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accountants
of CVB Financial Corp. for the year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 935796322
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Directors: Jeffrey S. Aronin Mgmt For For
1B Election of Directors: Mary K. Bush Mgmt For For
1C Election of Directors: Gregory C. Case Mgmt For For
1D Election of Directors: Candace H. Duncan Mgmt For For
1E Election of Directors: Joseph F. Eazor Mgmt For For
1F Election of Directors: Roger C. Hochschild Mgmt For For
1G Election of Directors: Thomas G. Maheras Mgmt For For
1H Election of Directors: John B. Owen Mgmt For For
1I Election of Directors: David L. Rawlinson Mgmt For For
II
1J Election of Directors: Beverley A. Sibblies Mgmt For For
1K Election of Directors: Mark A. Thierer Mgmt For For
1L Election of Directors: Jennifer L. Wong Mgmt For For
2 Advisory vote to approve named executive Mgmt For For
officer compensation:
3 Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on named executive officer
compensation:
4 To approve the Discover Financial Services Mgmt For For
2023 Omnibus Incentive Plan:
5 To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm:
--------------------------------------------------------------------------------------------------------------------------
EAGLE BANCORP MONTANA, INC. Agenda Number: 935790712
--------------------------------------------------------------------------------------------------------------------------
Security: 26942G100
Meeting Type: Annual
Meeting Date: 20-Apr-2023
Ticker: EBMT
ISIN: US26942G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Samuel D. Waters Mgmt Withheld Against
Cynthia A. Utterback Mgmt Withheld Against
Corey Jensen Mgmt Withheld Against
Tanya J. Chemodurow Mgmt Withheld Against
2. Ratification of appointment of Moss Adams Mgmt For For
LLP as Eagle Bancorp Montana, Inc.'s
independent registered public accounting
firm for fiscal year ending December 31,
2023.
3. Advisory vote on named executive officer Mgmt For For
compensation as disclosed in the proxy
statement.
4. Approval of Amendment No. 1 to the 2020 Mgmt For For
Non-Employee Director Award Plan.
--------------------------------------------------------------------------------------------------------------------------
EAST WEST BANCORP, INC. Agenda Number: 935816441
--------------------------------------------------------------------------------------------------------------------------
Security: 27579R104
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: EWBC
ISIN: US27579R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
next annual meeting: Manuel P. Alvarez
1b. Election of Director to serve until the Mgmt For For
next annual meeting: Molly Campbell
1c. Election of Director to serve until the Mgmt For For
next annual meeting: Archana Deskus
1d. Election of Director to serve until the Mgmt For For
next annual meeting: Serge Dumont
1e. Election of Director to serve until the Mgmt For For
next annual meeting: Rudolph I. Estrada
1f. Election of Director to serve until the Mgmt For For
next annual meeting: Paul H. Irving
1g. Election of Director to serve until the Mgmt For For
next annual meeting: Sabrina Kay
1h. Election of Director to serve until the Mgmt For For
next annual meeting: Jack C. Liu
1i. Election of Director to serve until the Mgmt For For
next annual meeting: Dominic Ng
1j. Election of Director to serve until the Mgmt For For
next annual meeting: Lester M. Sussman
2. To approve, on an advisory basis, our Mgmt For For
executive compensation for 2022.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on
executive compensation.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
ENTERPRISE BANCORP, INC. Agenda Number: 935809042
--------------------------------------------------------------------------------------------------------------------------
Security: 293668109
Meeting Type: Annual
Meeting Date: 02-May-2023
Ticker: EBTC
ISIN: US2936681095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a Mgmt Withheld Against
three-year term expiring at the 2026 annual
meeting: John R. Clementi
1.2 Election of Director to serve for a Mgmt Withheld Against
three-year term expiring at the 2026 annual
meeting: Carole A. Cowan
1.3 Election of Director to serve for a Mgmt Withheld Against
three-year term expiring at the 2026 annual
meeting: Normand E. Deschene
1.4 Election of Director to serve for a Mgmt Withheld Against
three-year term expiring at the 2026 annual
meeting: John A. Koutsos
1.5 Election of Director to serve for a Mgmt Withheld Against
three-year term expiring at the 2026 annual
meeting: Joseph C. Lerner
1.6 Election of Director to serve for a Mgmt Withheld Against
three-year term expiring at the 2026 annual
meeting: Richard W. Main
1.7 Election of Director to serve for a Mgmt Withheld Against
three-year term expiring at the 2026 annual
meeting: Anita R. Worden
2. Non-binding advisory vote to approve the Mgmt For For
compensation of the Company's named
executive officers, (the "Say on Pay
Proposal").
3. Ratification of the Audit Committee's Mgmt For For
appointment of RSM US LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
EQUITY BANCSHARES, INC. Agenda Number: 935777118
--------------------------------------------------------------------------------------------------------------------------
Security: 29460X109
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: EQBK
ISIN: US29460X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Leon H. Mgmt Against Against
Borck
1.2 Election of Class III Director: Gregory L. Mgmt Against Against
Gaeddert
1.3 Election of Class III Director: Benjamen M. Mgmt Against Against
Hutton
2. Advisory vote to approve the compensation Mgmt For For
paid to the named executive officers of the
Company.
3. Ratification of Crowe LLP as the Company's Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
ESSA BANCORP, INC. Agenda Number: 935762270
--------------------------------------------------------------------------------------------------------------------------
Security: 29667D104
Meeting Type: Annual
Meeting Date: 09-Mar-2023
Ticker: ESSA
ISIN: US29667D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a three-year term Mgmt For For
to expire in 2026: Daniel J. Henning
1.2 Election of Director for a three-year term Mgmt For For
to expire in 2026: Elizabeth B. Weekes
1.3 Election of Director for a three-year term Mgmt For For
to expire in 2026: Tina Q. Richardson
2. The ratification of the appointment of S.R. Mgmt For For
Snodgrass, P.C. as the Company's
independent registered public accountants
for the fiscal year ending September 30,
2023.
3. The consideration of an advisory, Mgmt For For
non-binding resolution with respect to the
executive compensation described in the
Proxy Statement.
4. The consideration of an advisory, Mgmt 1 Year For
non-binding proposal with respect to the
frequency that stockholders will vote on
the Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
EURAZEO SA Agenda Number: 716812955
--------------------------------------------------------------------------------------------------------------------------
Security: F3296A108
Meeting Type: MIX
Meeting Date: 26-Apr-2023
Ticker:
ISIN: FR0000121121
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID Non-Voting
VOTING OPTION. FOR ANY ADDITIONAL
RESOLUTIONS RAISED AT THE MEETING THE
VOTING INSTRUCTION WILL DEFAULT TO
'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING
THE PROXY CARD, THE VOTING INSTRUCTION WILL
DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED
CMMT FOR SHAREHOLDERS HOLDING SHARES DIRECTLY Non-Voting
REGISTERED IN THEIR OWN NAME ON THE COMPANY
SHARE REGISTER, YOU SHOULD RECEIVE A PROXY
CARD/VOTING FORM DIRECTLY FROM THE ISSUER.
PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO
THE ISSUER VIA THE PROXY CARD/VOTING FORM,
DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE
SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY
BE REJECTED
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES Non-Voting
DIRECTLY WITH A FRENCH CUSTODIAN, VOTING
INSTRUCTIONS WILL BE FORWARDED TO YOUR
GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE
GLOBAL CUSTODIAN AS THE REGISTERED
INTERMEDIARY WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 APPROVAL OF THE COMPANY FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2022
2 ALLOCATION OF NET INCOME AND DIVIDEND Mgmt For For
DISTRIBUTION
3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2022
4 APPROVAL OF AGREEMENTS AND COMMITMENTS Mgmt Against Against
GOVERNED BY ARTICLE L. 225-86 OF THE FRENCH
COMMERCIAL CODE
5 APPROVAL OF AN AGREEMENT GOVERNED BY Mgmt For For
ARTICLE L. 225-86 OF THE FRENCH COMMERCIAL
CODE BETWEEN THE COMPANY AND CERTAIN
COMPANY SHAREHOLDERS (2022 DAVID-WEILL
AGREEMENT)
6 RENEWAL OF THE TERM OF OFFICE OF FRANCOISE Mgmt For For
MERCADAL-DELASALLES AS A MEMBER OF THE
SUPERVISORY BOARD
7 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
SUPERVISORY BOARD MEMBERS
8 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
EXECUTIVE BOARD MEMBERS
9 APPROVAL OF INFORMATION RELATING TO Mgmt For For
CORPORATE OFFICER COMPENSATION MENTIONED IN
SECTION I OF ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE, AS PRESENTED IN THE
CORPORATE GOVERNANCE REPORT
10 APPROVAL OF COMPENSATION AND BENEFITS PAID Mgmt For For
OR AWARDED IN RESPECT OF FISCAL YEAR 2022
TO MICHEL DAVID-WEILL, FORMER CHAIRMAN OF
THE SUPERVISORY BOARD
11 APPROVAL OF COMPENSATION AND BENEFITS PAID Mgmt For For
OR AWARDED IN RESPECT OF FISCAL YEAR 2022
TO JEAN-CHARLES DECAUX, CHAIRMAN OF THE
SUPERVISORY BOARD
12 APPROVAL OF COMPENSATION AND BENEFITS PAID Mgmt For For
OR AWARDED IN RESPECT OF FISCAL YEAR 2022
TO CHRISTOPHE BAVIERE, MEMBER OF THE
EXECUTIVE BOARD
13 APPROVAL OF COMPENSATION AND BENEFITS PAID Mgmt For For
OR AWARDED IN RESPECT OF FISCAL YEAR 2022
TO WILLIAM KADOUCH-CHASSAING, MEMBER OF THE
EXECUTIVE BOARD
14 APPROVAL OF COMPENSATION AND BENEFITS PAID Mgmt Against Against
OR AWARDED IN RESPECT OF FISCAL YEAR 2022
TO OLIVIER MILLET, MEMBER OF THE EXECUTIVE
BOARD
15 APPROVAL OF COMPENSATION AND BENEFITS PAID Mgmt Against Against
OR AWARDED IN RESPECT OF FISCAL YEAR 2022
TO VIRGINIE MORGON, CHAIRWOMAN AND MEMBER
OF THE EXECUTIVE BOARD, AS WELL AS THE
CONDITIONS OF TERMINATION OF HER DUTIES
16 APPROVAL OF COMPENSATION AND BENEFITS PAID Mgmt Against Against
OR AWARDED IN RESPECT OF FISCAL YEAR 2022
TO MARC FRAPPIER, MEMBER OF THE EXECUTIVE
BOARD, AS WELL AS THE CONDITIONS OF
TERMINATION OF HIS DUTIES
17 APPROVAL OF COMPENSATION AND BENEFITS PAID Mgmt Against Against
OR AWARDED IN RESPECT OF FISCAL YEAR 2022
TO NICOLAS HUET, MEMBER OF THE EXECUTIVE
BOARD, AS WELL AS THE CONDITIONS OF
TERMINATION OF HIS DUTIES
18 APPROVAL OF COMPENSATION AND BENEFITS PAID Mgmt Against Against
OR AWARDED IN RESPECT OF FISCAL YEAR 2022
TO PHILIPPE AUDOUIN, FORMER MEMBER OF THE
EXECUTIVE BOARD
19 APPROVAL OF THE LIFTING OF THE PRESENCE Mgmt Against Against
CONDITION FOR LONG-TERM COMPENSATION FOR
VIRGINIE MORGON, MARC FRAPPIER AND NICOLAS
HUET
20 RENEWAL OF THE TERM OF OFFICE OF MAZARS AS Mgmt For For
PRINCIPAL STATUTORY AUDITOR
21 AUTHORIZATION OF A SHARE BUYBACK PROGRAM BY Mgmt For For
THE COMPANY FOR ITS OWN SHARES
22 AUTHORIZATION TO DECREASE THE SHARE CAPITAL Mgmt For For
BY CANCELING SHARES PURCHASED UNDER SHARE
BUYBACK PROGRAMS
23 AMENDMENT OF ARTICLE 17 OF THE BYLAWS Mgmt For For
"MEMBERS OF THE EXECUTIVE BOARD "
24 AMENDMENT OF ARTICLE 18 OF THE BYLAWS Mgmt For For
"CHAIR OF THE EXECUTIVE BOARD-GENERAL
MANAGEMENT"
25 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/telech
argements/BALO/pdf/2023/0320/202303202300587
.pdf
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE SHARE BLOCKING WILL APPLY FOR Non-Voting
ANY VOTED POSITIONS SETTLING THROUGH
EUROCLEAR BANK.
--------------------------------------------------------------------------------------------------------------------------
EVANS BANCORP, INC. Agenda Number: 935781244
--------------------------------------------------------------------------------------------------------------------------
Security: 29911Q208
Meeting Type: Annual
Meeting Date: 02-May-2023
Ticker: EVBN
ISIN: US29911Q2084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Michael A. Battle Mgmt For For
1.2 Election of Director: Jody L. Lomeo Mgmt For For
1.3 Election of Director: Nora B. Sullivan Mgmt For For
1.4 Election of Director: Dawn DePerrior Mgmt For For
1.5 Election of Director: Robert A. James Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to the Company's Named
Executive Officers.
3. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for fiscal year 2023.
--------------------------------------------------------------------------------------------------------------------------
FARMERS & MERCHANTS BANCORP, INC. Agenda Number: 935783464
--------------------------------------------------------------------------------------------------------------------------
Security: 30779N105
Meeting Type: Annual
Meeting Date: 17-Apr-2023
Ticker: FMAO
ISIN: US30779N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew J. Briggs Mgmt For For
1b. Election of Director: Eugene N. Burkholder Mgmt For For
1c. Election of Director: Lars B. Eller Mgmt For For
1d. Election of Director: Jo Ellen Hornish Mgmt For For
1e. Election of Director: Jack C. Johnson Mgmt For For
1f. Election of Director: Lori A. Johnston Mgmt For For
1g. Election of Director: Marcia S. Latta Mgmt For For
1h. Election of Director: Steven J. Planson Mgmt For For
1i. Election of Director: Kevin J. Sauder Mgmt For For
1j. Election of Director: Frank R. Simon Mgmt For For
1k. Election of Director: K. Brad Stamm Mgmt For For
1l. Election of Director: David P. Vernon Mgmt For For
2. Nonbinding Say-on-Pay Proposal. An advisory Mgmt For For
vote to approve the executive compensation
programs of the Company.
3. Nonbinding Say-on-Pay Frequency Proposal. Mgmt 1 Year Against
An advisory vote on the frequency to
consider the executive compensation noted
in Proposal 2.
4. Eliminate Preemptive Rights. To amend the Mgmt For For
Company's Articles of Incorporation to
eliminate the preemptive right of
shareholders to subscribe to additional
shares of stock issued by the Company from
time to time.
5. Establish a New Class of Preferred Stock. Mgmt For For
To amend the Company's Articles of
Incorporation to establish 100,000 shares
of a new class of flexible preferred stock
that will allow the Board of Directors to
issue series of preferred stock with terms
determined by the Board as desired from
time to time, without further shareholder
approval.
6. Nonbinding Auditor Ratification. An Mgmt For For
advisory vote on the ratification of the
Company's appointment of the independent
registered public accounting firm, Forvis,
LLP for the fiscal year ending December 31,
2023.
--------------------------------------------------------------------------------------------------------------------------
FARMERS NATIONAL BANC CORP. Agenda Number: 935792285
--------------------------------------------------------------------------------------------------------------------------
Security: 309627107
Meeting Type: Annual
Meeting Date: 20-Apr-2023
Ticker: FMNB
ISIN: US3096271073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve for Mgmt For For
terms of three years to expire at 2026:
Gregory C. Bestic
1.2 Election of Class I Director to serve for Mgmt For For
terms of three years to expire at 2026:
Kevin J. Helmick
1.3 Election of Class I Director to serve for Mgmt For For
terms of three years to expire at 2026:
Neil J. Kaback
1.4 Election of Class I Director to serve for Mgmt For For
terms of three years to expire at 2026:
Terry A. Moore
2. To conduct a non-binding advisory vote on Mgmt 1 Year For
the frequency of holding an advisory vote
on executive compensation
3. To consider and vote upon a non-binding Mgmt For For
advisory resolution to approve the
compensation of Farmers' named executive
officers
4. To consider and vote upon a proposal to Mgmt For For
ratify the appointment of Crowe LLP as
Farmers' independent registered public
accounting firm for the fiscal year ending
December 31, 2023
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 935773398
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 18-Apr-2023
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Nicholas K. Akins
1b. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: B. Evan Bayh, III
1c. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Jorge L. Benitez
1d. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Katherine B. Blackburn
1e. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Emerson L. Brumback
1f. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Linda W. Clement-Holmes
1g. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: C. Bryan Daniels
1h. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Mitchell S. Feiger
1i. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Thomas H. Harvey
1j. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Gary R. Heminger
1k. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Eileen A. Mallesch
1l. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Michael B. McCallister
1m. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Timothy N. Spence
1n. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Marsha C. Williams
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP to serve as the independent
external audit firm for the Company for the
year 2023.
3. An advisory vote on approval of Company's Mgmt For For
compensation of its named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
FIRST BUSINESS FINANCIAL SERVICES, INC. Agenda Number: 935776091
--------------------------------------------------------------------------------------------------------------------------
Security: 319390100
Meeting Type: Annual
Meeting Date: 28-Apr-2023
Ticker: FBIZ
ISIN: US3193901002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Carla C. Mgmt For For
Chavarria
1.2 Election of Class I Director: Ralph R. Mgmt For For
Kauten
1.3 Election of Class I Director: Gerald L. Mgmt For For
Kilcoyne
1.4 Election of Class I Director: Daniel P. Mgmt For For
Olszewski
2. To act upon a proposal to approve an Mgmt For For
amendment to the First Business Financial
Services, Inc. 2019 Equity Incentive Plan.
3. To approve in a non-binding shareholder Mgmt For For
advisory vote the compensation of the named
executive officers.
4. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMONWEALTH FINANCIAL CORPORATION Agenda Number: 935777055
--------------------------------------------------------------------------------------------------------------------------
Security: 319829107
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: FCF
ISIN: US3198291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Julie A. Caponi Mgmt For For
1b. Election of Director: Ray T. Charley Mgmt For For
1c. Election of Director: Gary R. Claus Mgmt For For
1d. Election of Director: David S. Dahlmann Mgmt For For
1e. Election of Director: Johnston A. Glass Mgmt For For
1f. Election of Director: Jon L. Gorney Mgmt For For
1g. Election of Director: Jane Grebenc Mgmt For For
1h. Election of Director: David W. Greenfield Mgmt For For
1i. Election of Director: Patricia A. Husic Mgmt For For
1j. Election of Director: Bart E. Johnson Mgmt For For
1k. Election of Director: Luke A. Latimer Mgmt For For
1l. Election of Director: Aradhna M. Oliphant Mgmt For For
1m. Election of Director: T. Michael Price Mgmt For For
1n. Election of Director: Robert J. Ventura Mgmt For For
1o. Election of Director: Stephen A. Wolfe Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the company's independent registered
public accounting firm for 2023.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Provide an advisory (non-binding) vote on Mgmt 1 Year For
the frequency of the advisory vote on the
executive compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMUNITY CORPORATION Agenda Number: 935803975
--------------------------------------------------------------------------------------------------------------------------
Security: 319835104
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: FCCO
ISIN: US3198351047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas C. Brown Mgmt For For
W. James Kitchens, Jr. Mgmt For For
Edward J. Tarver Mgmt For For
Roderick M. Todd, Jr. Mgmt For For
2. To approve the compensation of our named Mgmt For For
executive officers as disclosed in the
proxy statement (this is a non-binding,
advisory vote), ("Say-on-Pay").
3. To ratify the appointment of Elliott Davis, Mgmt For For
LLC as our independent registered public
accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP. Agenda Number: 935815398
--------------------------------------------------------------------------------------------------------------------------
Security: 320209109
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: FFBC
ISIN: US3202091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William G. Barron Mgmt For For
Vincent A. Berta Mgmt For For
Cynthia O. Booth Mgmt For For
Archie M. Brown Mgmt For For
Claude E. Davis Mgmt For For
Susan L. Knust Mgmt For For
William J. Kramer Mgmt For For
Dawn C. Morris Mgmt For For
Thomas M. O'Brien Mgmt For For
Andre T. Porter Mgmt For For
Maribeth S. Rahe Mgmt For For
Gary W. Warzala Mgmt For For
2. Ratification of Crowe LLP as the Company's Mgmt For For
independent registered public accounting
firm for 2023.
3. Advisory (non-binding) vote on the Mgmt For For
compensation of the Company's executive
officers.
4. Advisory (non-binding) vote on the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of the Company's executive
officers.
--------------------------------------------------------------------------------------------------------------------------
FIRST INTERSTATE BANCSYSTEM INC. Agenda Number: 935825894
--------------------------------------------------------------------------------------------------------------------------
Security: 32055Y201
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: FIBK
ISIN: US32055Y2019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Alice S. Cho Mgmt For For
1b. Election of Class II Director: Thomas E. Mgmt For For
Henning
1c. Election of Class II Director: Dennis L. Mgmt For For
Johnson
1d. Election of Class II Director: Patricia L. Mgmt For For
Moss
1e. Election of Class II Director: Daniel A. Mgmt For For
Rykhus
2. Approval of Plan of Domestication and Mgmt For For
Conversion to change the Company's state of
incorporation from Montana to Delaware.
3. Approval of the Company's 2023 Equity and Mgmt For For
Incentive Plan.
4. Approval of a non-binding advisory Mgmt For For
resolution on executive compensation.
5. Approval of a non-binding advisory vote on Mgmt 1 Year For
the frequency of future advisory votes on
executive compensation.
6. Ratification of appointment of RSM US LLP Mgmt For For
as our independent registered public
accounting firm for the year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 935786179
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan W. Brooks Mgmt Withheld Against
Dr. Mung Chiang Mgmt For For
Patrick J. Fehring Mgmt Withheld Against
Michael J. Fisher Mgmt Withheld Against
Kevin D. Johnson Mgmt For For
Gary J. Lehman Mgmt Withheld Against
Jason R. Sondhi Mgmt For For
Jean L. Wojtowicz Mgmt Withheld Against
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of First Merchants
Corporation's named executive officers.
3. Proposal to ratify the appointment of the Mgmt For For
firm FORVIS, LLP as the independent auditor
for 2023.
--------------------------------------------------------------------------------------------------------------------------
FIRST MID BANCSHARES, INC. Agenda Number: 935777271
--------------------------------------------------------------------------------------------------------------------------
Security: 320866106
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: FMBH
ISIN: US3208661062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: J. Kyle McCurry Mgmt For For
1.2 Election of Director: Mary J. Westerhold Mgmt For For
2. An Advisory Vote on Executive Compensation. Mgmt For For
3. An Advisory Vote on the Frequency of Mgmt 1 Year Against
Advisory Stockholder Votes on Executive
Compensation.
--------------------------------------------------------------------------------------------------------------------------
FIRST NORTHWEST BANCORP Agenda Number: 935819839
--------------------------------------------------------------------------------------------------------------------------
Security: 335834107
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: FNWB
ISIN: US3358341077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve a one-year Mgmt For For
term: Sherilyn G. Anderson
1.2 Election of Director to serve a one-year Mgmt For For
term: Dana D. Behar
1.3 Election of Director to serve a one-year Mgmt For For
term: Craig A. Curtis
1.4 Election of Director to serve a one-year Mgmt For For
term: Matthew P. Deines
1.5 Election of Director to serve a one-year Mgmt For For
term: Cindy H. Finnie
1.6 Election of Director to serve a one-year Mgmt For For
term: Gabriel S. Galanda
1.7 Election of Director to serve a one-year Mgmt For For
term: Lynn A. Terwoerds
1.8 Election of Director to serve a one-year Mgmt For For
term: Norman J. Tonina, Jr.
1.9 Election of Director to serve a one-year Mgmt Withheld Against
term: Jennifer Zaccardo
2. An advisory (non-binding) vote to approve Mgmt For For
the compensation of our named executive
officers, as disclosed in the Proxy
Statement.
3. Ratification of the appointment of Moss Mgmt For For
Adams LLP as our independent registered
public accounting firm for the year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
FIRST RELIANCE BANCSHARES, INC. Agenda Number: 935833803
--------------------------------------------------------------------------------------------------------------------------
Security: 33615Q100
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: FSRL
ISIN: US33615Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
F. R. Saunders, Jr. Mgmt Withheld Against
Robert L. Hill, Jr. Mgmt For For
Octavia Williams-Blake Mgmt For For
J. Michael Reichenbach Mgmt Withheld Against
2. Ratification of Elliott Davis, LLC as the Mgmt Against Against
independent registered public accounting
firm of the Company for the year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION Agenda Number: 935802303
--------------------------------------------------------------------------------------------------------------------------
Security: 343873105
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: FFIC
ISIN: US3438731057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class A Director (for a term Mgmt For For
expiring in 2026): John J. McCabe
1b. Election of Class A Director (for a term Mgmt For For
expiring in 2026): Donna M. O'Brien
1c. Election of Class A Director (for a term Mgmt For For
expiring in 2026): Caren C. Yoh
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Advisory vote on the frequency of Mgmt 1 Year For
stockholder advisory votes on executive
compensation.
4. Ratification of appointment of BDO USA, LLP Mgmt For For
as the Independent Registered Public
Accounting Firm for the year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
GERMAN AMERICAN BANCORP, INC. Agenda Number: 935812633
--------------------------------------------------------------------------------------------------------------------------
Security: 373865104
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: GABC
ISIN: US3738651047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Angela Curry Mgmt For For
1.2 Election of Director: Diane B. Medley Mgmt For For
1.3 Election of Director: M. Darren Root Mgmt For For
1.4 Election of Director: Jack W. Sheidler Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Executive Officers who
are named in the compensation disclosures
in the accompanying Proxy Statement
3. To advise on the frequency of the advisory Mgmt 1 Year Against
vote on executive compensation
4. To approve, on an advisory basis, the Mgmt For For
appointment of Crowe LLP as our independent
registered public accounting firm for our
fiscal year ending December 31, 2023
--------------------------------------------------------------------------------------------------------------------------
GREAT SOUTHERN BANCORP, INC. Agenda Number: 935787006
--------------------------------------------------------------------------------------------------------------------------
Security: 390905107
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: GSBC
ISIN: US3909051076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a three-year term: Mgmt Withheld Against
Kevin R. Ausburn
1.2 Election of Director for a three-year term: Mgmt For For
Steven D. Edwards
1.3 Election of Director for a three-year term: Mgmt Withheld Against
Larry D. Frazier
1.4 Election of Director for a three-year term: Mgmt Withheld Against
Douglas M. Pitt
2. The advisory (non-binding) vote on Mgmt For For
executive compensation
3. The ratification of the appointment of Mgmt For For
FORVIS, LLP as Great Southern Bancorp,
Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
HANCOCK WHITNEY CORPORATION Agenda Number: 935776534
--------------------------------------------------------------------------------------------------------------------------
Security: 410120109
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: HWC
ISIN: US4101201097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank E. Bertucci Mgmt For For
Constantine S. Liollio Mgmt For For
Thomas H. Olinde Mgmt For For
Joan C. Teofilo Mgmt For For
C. Richard Wilkins Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of our named executive
officers.
4. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm to audit the books of the Company and
its subsidiaries for 2023.
--------------------------------------------------------------------------------------------------------------------------
HBT FINANCIAL, INC. Agenda Number: 935822153
--------------------------------------------------------------------------------------------------------------------------
Security: 404111106
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: HBT
ISIN: US4041111067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Roger A. Baker Mgmt For For
1.2 Election of Director: C. Alvin Bowman Mgmt For For
1.3 Election of Director: Eric E. Burwell Mgmt For For
1.4 Election of Director: Patrick F. Busch Mgmt For For
1.5 Election of Director: J. Lance Carter Mgmt For For
1.6 Election of Director: Allen C. Drake Mgmt For For
1.7 Election of Director: Fred L. Drake Mgmt For For
1.8 Election of Director: Linda J. Koch Mgmt For For
1.9 Election of Director: Gerald E. Pfeiffer Mgmt For For
2. Ratification of the appointment of RSM US Mgmt For For
LLP as the independent registered public
accounting firm for the year ending
December 31, 2023
--------------------------------------------------------------------------------------------------------------------------
HERITAGE COMMERCE CORP Agenda Number: 935828650
--------------------------------------------------------------------------------------------------------------------------
Security: 426927109
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: HTBK
ISIN: US4269271098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. M. Biagini-Komas Mgmt For For
Bruce H. Cabral Mgmt For For
Jack W. Conner Mgmt For For
Jason DiNapoli Mgmt For For
Stephen G. Heitel Mgmt For For
Kamran F. Husain Mgmt For For
Robertson Clay Jones Mgmt For For
Laura Roden Mgmt For For
Marina H. Park Sutton Mgmt For For
Ranson W. Webster Mgmt Withheld Against
2. Approval of the Heritage Commerce Corp 2023 Mgmt For For
Equity Incentive Plan.
3. Approval of the advisory proposal on 2022 Mgmt For For
executive compensation.
4. Ratification of selection of independent Mgmt For For
registered public accounting firm for the
year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
HORIZON BANCORP, INC. Agenda Number: 935778526
--------------------------------------------------------------------------------------------------------------------------
Security: 440407104
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: HBNC
ISIN: US4404071049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: James B. Dworkin Mgmt For For
1.2 Election of Director: Michele M. Magnuson Mgmt For For
1.3 Election of Director: Steven W. Reed Mgmt For For
1.4 Election of Director: Vanessa P. Williams Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of appointment of Forvis, LLP Mgmt For For
as independent auditors.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935775621
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 19-Apr-2023
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alanna Y. Cotton Mgmt For For
1b. Election of Director: Ann B. Crane Mgmt For For
1c. Election of Director: Gina D. France Mgmt For For
1d. Election of Director: J. Michael Mgmt For For
Hochschwender
1e. Election of Director: Richard H. King Mgmt For For
1f. Election of Director: Katherine M. A. Kline Mgmt For For
1g. Election of Director: Richard W. Neu Mgmt For For
1h. Election of Director: Kenneth J. Phelan Mgmt For For
1i. Election of Director: David L. Porteous Mgmt For For
1j. Election of Director: Roger J. Sit Mgmt For For
1k. Election of Director: Stephen D. Steinour Mgmt For For
1l. Election of Director: Jeffrey L. Tate Mgmt For For
1m. Election of Director: Gary Torgow Mgmt For For
2. An advisory resolution to approve, on a Mgmt For For
non-binding basis, the compensation of
executives as disclosed in the accompanying
proxy statement.
3. An advisory resolution to approve, on a Mgmt 1 Year For
non-binding basis, the frequency of future
advisory votes on executive compensation.
4. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
INBANKSHARES CORPORATION Agenda Number: 935852928
--------------------------------------------------------------------------------------------------------------------------
Security: 45332V105
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: INBC
ISIN: US45332V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward G. Francis Mgmt Withheld Against
Eric Donnelly Mgmt For For
Kevin Ahern Mgmt Withheld Against
Lisa Narrell Mead Mgmt Withheld Against
Mary-Margaret Henke Mgmt Withheld Against
Travis Conway Mgmt Withheld Against
Rick Trice Mgmt Withheld Against
Don Bechter Mgmt Withheld Against
David Volk Mgmt Withheld Against
Wil Armstrong Mgmt For For
Janet McClure Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 935807466
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Re-Election of Class III Director: James Mgmt For For
O'Shanna Morton
1.2 Re-Election of Class III Director: Daniel Mgmt For For
F. O'Brien
1.3 Re-Election of Class III Director: Scott K. Mgmt For For
Smith
2. Ratify the Appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2023
3. Approve the Independent Bank Corp. 2023 Mgmt For For
Omnibus Incentive Plan
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers
5. Select, on an advisory basis, the frequency Mgmt 1 Year For
of future advisory votes on the
compensation of our named executive
officers
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORPORATION Agenda Number: 935771964
--------------------------------------------------------------------------------------------------------------------------
Security: 453838609
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: IBCP
ISIN: US4538386099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Terance L. Beia Mgmt For For
1b. Election of Director: Stephen L. Gulis, Jr. Mgmt For For
1c. Election of Director: William B. Kessel Mgmt For For
2. Ratification of the appointment of Crowe Mgmt For For
LLP as independent auditors for the fiscal
year ending December 31, 2023.
3. Approval of an advisory (non-binding) Mgmt For For
resolution to approve the compensation paid
to our executives.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935797223
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Linda B. Bammann Mgmt For For
1b. Election of Director: Stephen B. Burke Mgmt For For
1c. Election of Director: Todd A. Combs Mgmt For For
1d. Election of Director: James S. Crown Mgmt For For
1e. Election of Director: Alicia Boler Davis Mgmt For For
1f. Election of Director: James Dimon Mgmt For For
1g. Election of Director: Timothy P. Flynn Mgmt Against Against
1h. Election of Director: Alex Gorsky Mgmt For For
1i. Election of Director: Mellody Hobson Mgmt For For
1j. Election of Director: Michael A. Neal Mgmt For For
1k. Election of Director: Phebe N. Novakovic Mgmt For For
1l. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation
3. Advisory vote on frequency of advisory Mgmt 1 Year For
resolution to approve executive
compensation
4. Ratification of independent registered Mgmt For For
public accounting firm
5. Independent board chairman Shr For Against
6. Fossil fuel phase out Shr Against For
7. Amending public responsibility committee Shr Against For
charter to include mandate to oversee
animal welfare impact and risk
8. Special shareholder meeting improvement Shr For Against
9. Report on climate transition planning Shr For Against
10. Report on ensuring respect for civil Shr Against For
liberties
11. Report analyzing the congruence of the Shr For Against
company's political and electioneering
expenditures
12. Absolute GHG reduction goals Shr For Against
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 935797386
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alexander M. Cutler Mgmt For For
1b. Election of Director: H. James Dallas Mgmt For For
1c. Election of Director: Elizabeth R. Gile Mgmt For For
1d. Election of Director: Ruth Ann M. Gillis Mgmt For For
1e. Election of Director: Christopher M. Gorman Mgmt For For
1f. Election of Director: Robin N. Hayes Mgmt For For
1g. Election of Director: Carlton L. Highsmith Mgmt For For
1h. Election of Director: Richard J. Hipple Mgmt For For
1i. Election of Director: Devina A. Rankin Mgmt For For
1j. Election of Director: Barbara R. Snyder Mgmt For For
1k. Election of Director: Richard J. Tobin Mgmt For For
1l. Election of Director: Todd J. Vasos Mgmt For For
1m. Election of Director: David K. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor.
3. Advisory approval of executive Mgmt For For
compensation.
4. Advisory vote on the frequency of the Mgmt 1 Year For
advisory vote on executive compensation.
5. Approval of the KeyCorp Amended and Mgmt For For
Restated 2019 Equity Compensation Plan.
6. Shareholder proposal seeking an independent Shr For Against
Board Chairperson.
--------------------------------------------------------------------------------------------------------------------------
LANDMARK BANCORP, INC. Agenda Number: 935843638
--------------------------------------------------------------------------------------------------------------------------
Security: 51504L107
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: LARK
ISIN: US51504L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sarah Hill-Nelson Mgmt Against Against
1.2 Election of Director: David H. Snapp Mgmt Against Against
1.3 Election of Director: Angela S. Hurt Mgmt For For
1.4 Election of Director: Angelia K. Stanland Mgmt For For
2. Ratification of the appointment of Crowe Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
LENDINGCLUB CORPORATION Agenda Number: 935847749
--------------------------------------------------------------------------------------------------------------------------
Security: 52603A208
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: LC
ISIN: US52603A2087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Kathryn Mgmt For For
Reimann
1b. Election of Class III Director: Scott Mgmt For For
Sanborn
1c. Election of Class III Director: Michael Mgmt For For
Zeisser
2. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of our named executive
officers as disclosed in the Proxy
Statement.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
4. Approval of an amendment and restatement of Mgmt For For
our Restated Certificate of Incorporation
(the Declassification Amendment) that would
phase in the declassification of our Board.
5. Approval of an amendment and restatement of Mgmt For For
our Restated Certificate of Incorporation
(the Supermajority Voting Amendment) that
would remove the supermajority voting
requirements to amend our Restated
Certificate of Incorporation or our Bylaws.
6. Approval of an amendment and restatement of Mgmt Against Against
our 2014 Equity Incentive Plan (the Equity
Plan Amendment) that would extend the
expiration of the 2014 Equity Incentive
Plan to December 2028.
--------------------------------------------------------------------------------------------------------------------------
LIVE OAK BANCSHARES,INC. Agenda Number: 935794366
--------------------------------------------------------------------------------------------------------------------------
Security: 53803X105
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: LOB
ISIN: US53803X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tonya W. Bradford Mgmt Withheld Against
William H. Cameron Mgmt Withheld Against
Casey S. Crawford Mgmt For For
Diane B. Glossman Mgmt Withheld Against
Glen F. Hoffsis Mgmt Withheld Against
David G. Lucht Mgmt For For
James S. Mahan III Mgmt For For
Miltom E. Petty Mgmt Withheld Against
Neil L. Underwood Mgmt For For
Yousef A. Valine Mgmt For For
William L. Williams III Mgmt For For
2. Approval of Amendment of 2015 Omnibus Stock Mgmt Against Against
Incentive Plan. To approve an amendment of
the Company's Amended and Restated 2015
Omnibus Stock Incentive Plan to increase
the number of shares of voting common stock
issuable under such plan.
3. Say-on-Pay Vote. Non-binding, advisory Mgmt Against Against
proposal to approve compensation paid to
our named executive officers.
4. Ratification of Independent Auditors. Mgmt For For
Proposal to ratify FORVIS, LLP as the
Company's independent auditors for 2023.
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 935775873
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 18-Apr-2023
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: John P. Barnes
1b. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Robert T. Brady
1c. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Carlton J. Charles
1d. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Jane Chwick
1e. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: William F. Cruger, Jr.
1f. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: T. Jefferson Cunningham III
1g. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Gary N. Geisel
1h. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Leslie V. Godridge
1i. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Rene F. Jones
1j. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Richard H. Ledgett, Jr.
1k. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Melinda R. Rich
1l. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Robert E. Sadler, Jr.
1m. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Denis J. Salamone
1n. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: John R. Scannell
1o. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Rudina Seseri
1p. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Kirk W. Walters
1q. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Herbert L. Washington
2. TO APPROVE THE 2022 COMPENSATION OF M&T Mgmt For For
BANK CORPORATION'S NAMED EXECUTIVE
OFFICERS.
3. TO RECOMMEND THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPENSATION OF M&T
BANK CORPORATION'S NAMED EXECUTIVE
OFFICERS.
4. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE M&T BANK CORPORATION 2019 EQUITY
INCENTIVE COMPENSATION PLAN.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
METROCITY BANKSHARES INC Agenda Number: 935832178
--------------------------------------------------------------------------------------------------------------------------
Security: 59165J105
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: MCBS
ISIN: US59165J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Frank Glover Mgmt For For
1.2 Election of Director: William J. Hungeling Mgmt For For
1.3 Election of Director: Francis Lai Mgmt Against Against
1.4 Election of Director: Nack Y. Paek Mgmt For For
2. Ratification of the Appointment of Crowe Mgmt For For
LLP as the Independent Registered Public
Accounting Firm of the Company for the Year
Ending December 31, 2023
--------------------------------------------------------------------------------------------------------------------------
MID PENN BANCORP, INC. Agenda Number: 935784567
--------------------------------------------------------------------------------------------------------------------------
Security: 59540G107
Meeting Type: Special
Meeting Date: 25-Apr-2023
Ticker: MPB
ISIN: US59540G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Merger Agreement - To Mgmt For For
approve and adopt the Agreement and Plan of
Merger, dated December 20, 2022 by and
between Mid Penn and Brunswick Bancorp, or
Brunswick, which provides for, among other
things, the merger of Brunswick with and
into Mid Penn.
2. Approval of the Amendment to Article 5 of Mgmt For For
Mid Penn's Articles - To approve an
amendment to Mid Penn's Articles of
Incorporation to increase the number of
shares of authorized common stock, par
value $1.00 per share, which Mid Penn has
authority to issue from 20,000,000 shares
to 40,000,000 shares.
3. Approval of the Amendment to Article 7 of Mgmt For For
Mid Penn's Articles - To approve an
amendment to Mid Penn's Articles of
Incorporation to limit the transactions in
which Mid Penn's shareholders shall be
required to vote to those transactions
required to be approved by the shareholders
pursuant to the Pennsylvania Business
Corporation Law or the rules and
regulations of any national securities
exchange on which Mid Penn's securities are
listed.
4. Approval of the Adjournment Proposal - To Mgmt For For
approve a proposal to authorize the board
of directors to adjourn the special
meeting, if necessary, to solicit
additional proxies, in the event there are
not sufficient votes at the time of the
special meeting to approve the proposal to
approve the merger agreement or the
proposals to amend the articles.
--------------------------------------------------------------------------------------------------------------------------
MID PENN BANCORP, INC. Agenda Number: 935797691
--------------------------------------------------------------------------------------------------------------------------
Security: 59540G107
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: MPB
ISIN: US59540G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert C. Grubic Mgmt For For
1.2 Election of Director: Brian A. Hudson, Sr. Mgmt For For
1.3 Election of Director: John E. Noone Mgmt For For
2. An advisory vote to approve the Mgmt For For
compensation of the Corporation's named
executive officers.
3. To approve the Corporation's 2023 Stock Mgmt For For
Incentive Plan.
4. To approve the Corporation's 2023 Employee Mgmt For For
Stock Purchase Plan.
5. To ratify the appointment of RSM US LLP as Mgmt For For
the Corporation's independent registered
public accounting firm for the year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
MIDWESTONE FINANCIAL GROUP, INC. Agenda Number: 935782082
--------------------------------------------------------------------------------------------------------------------------
Security: 598511103
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: MOFG
ISIN: US5985111039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry D. Albert Mgmt Withheld Against
Charles N. Funk Mgmt Withheld Against
Douglas H. Greeff Mgmt Withheld Against
Jennifer L. Hauschildt Mgmt Withheld Against
Charles N. Reeves Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the named
executive officers of the Company.
3. To approve the adoption of the MidWestOne Mgmt For For
Financial Group, Inc. 2023 Equity Incentive
Plan.
4. To ratify the appointment of RSM US LLP to Mgmt For For
serve as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
NBT BANCORP INC. Agenda Number: 935798097
--------------------------------------------------------------------------------------------------------------------------
Security: 628778102
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: NBTB
ISIN: US6287781024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one-year term: Mgmt For For
John H. Watt, Jr.
1b. Election of Director for a one-year term: Mgmt For For
Martin A. Dietrich
1c. Election of Director for a one-year term: Mgmt For For
Johanna R. Ames
1d. Election of Director for a one-year term: Mgmt For For
J. David Brown
1e. Election of Director for a one-year term: Mgmt For For
Timothy E. Delaney
1f. Election of Director for a one-year term: Mgmt For For
James H. Douglas
1g. Election of Director for a one-year term: Mgmt For For
Heidi M. Hoeller
1h. Election of Director for a one-year term: Mgmt For For
Andrew S. Kowalczyk, III
1i. Election of Director for a one-year term: Mgmt For For
V. Daniel Robinson, II
1j. Election of Director for a one-year term: Mgmt For For
Matthew J. Salanger
1k. Election of Director for a one-year term: Mgmt For For
Lowell A. Seifter
1l. Election of Director for a one-year term: Mgmt For For
Jack H. Webb
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of NBT Bancorp
Inc.'s named executive officers ("Say on
Pay") (Proposal 2).
3. To vote, on a non-binding, advisory basis, Mgmt 1 Year For
with respect to the frequency of voting on
the compensation of NBT Bancorp Inc.'s
named executive officers ("Say on
Frequency") (Proposal 3).
4. To ratify the appointment of KPMG LLP as Mgmt For For
NBT Bancorp Inc.'s independent, registered
public accounting firm for the year ending
December 31, 2023 (Proposal 4).
--------------------------------------------------------------------------------------------------------------------------
NICOLET BANKSHARES, INC. Agenda Number: 935787246
--------------------------------------------------------------------------------------------------------------------------
Security: 65406E102
Meeting Type: Annual
Meeting Date: 15-May-2023
Ticker: NIC
ISIN: US65406E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marcia M. Anderson Mgmt For For
1b. Election of Director: Robert B. Atwell Mgmt For For
1c. Election of Director: Hector Colon Mgmt For For
1d. Election of Director: Michael E. Daniels Mgmt For For
1e. Election of Director: Lynn D. Davis, Ph.D. Mgmt For For
1f. Election of Director: John N. Dykema Mgmt For For
1g. Election of Director: Christopher J. Mgmt For For
Ghidorzi
1h. Election of Director: Andrew F. Hetzel, Jr. Mgmt For For
1i. Election of Director: Brenda L. Johnson Mgmt For For
1j. Election of Director: Donald J. Long, Jr. Mgmt For For
1k. Election of Director: Dustin J. McClone Mgmt For For
1l. Election of Director: Susan L. Merkatoris Mgmt For For
1m. Election of Director: Oliver Pierce Smith Mgmt For For
1n. Election of Director: Glen E. Tellock Mgmt For For
1o. Election of Director: Robert J. Weyers Mgmt For For
2. Ratification of the selection of FORVIS, Mgmt For For
LLP (formerly BKD, LLP) as Nicolet's
independent registered public accounting
firm for the Company for the year ending
December 31, 2023.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation paid to Nicolet's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
NORTHRIM BANCORP, INC. Agenda Number: 935833473
--------------------------------------------------------------------------------------------------------------------------
Security: 666762109
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: NRIM
ISIN: US6667621097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry S. Cash Mgmt For For
Anthony J. Drabek Mgmt For For
Karl L. Hanneman Mgmt For For
David W. Karp Mgmt For For
Joseph P. Marushack Mgmt For For
David J. McCambridge Mgmt For For
Krystal M. Nelson Mgmt For For
Marilyn F. Romano Mgmt For For
Joseph M. Schierhorn Mgmt For For
Aaron M. Schutt Mgmt For For
John C. Swalling Mgmt For For
Linda C. Thomas Mgmt For For
David G. Wight Mgmt For For
2. APPROVAL OF THE 2023 STOCK INCENTIVE PLAN. Mgmt For For
To approve the Northrim BanCorp, Inc. 2023
Stock Incentive Plan.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. To Mgmt For For
approve, by nonbinding vote, the
compensation of the named executive
officers.
4. ADVISORY VOTE ON THE FREQUENCY OF AN Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION. To
approve, by nonbinding vote, the frequency
of future advisory votes on executive
compensation.
5. RATIFY THE SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM. To
ratify the selection of Moss Adams LLP as
the independent registered accounting firm
for Northrim BanCorp, Inc. for the fiscal
year 2023.
--------------------------------------------------------------------------------------------------------------------------
OAKTREE SPECIALTY LENDING CORPORATION Agenda Number: 935746442
--------------------------------------------------------------------------------------------------------------------------
Security: 67401P108
Meeting Type: Annual
Meeting Date: 20-Jan-2023
Ticker: OCSL
ISIN: US67401P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
2026 Annual Meeting: John B. Frank
1b. Election of Director to serve until the Mgmt For For
2026 Annual Meeting: Bruce Zimmerman
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Independent Registered Public
Accounting Firm for the Company for the
fiscal year ending September 30, 2023.
3. To approve the issuance of shares of common Mgmt For For
stock, par value $0.01 per share, of the
Company to be issued pursuant to the
Agreement and Plan of Merger, dated as of
September 14, 2022, among Oaktree Strategic
Income II, Inc., a Delaware corporation
("OSI2"), the Company, Project Superior
Merger Sub, Inc., a Delaware corporation
and a direct wholly-owned subsidiary of the
Company, and, for the limited purposes set
forth therein, Oaktree Fund Advisors, LLC,
a Delaware limited liability company and
investment adviser to each of the Company
and OSI2.
4. To approve an amendment to the Company's Mgmt For For
restated certificate of incorporation, as
amended and corrected, to effect a 1-for-3
reverse stock split of the common stock,
par value $0.01 per share, of the Company.
--------------------------------------------------------------------------------------------------------------------------
OAKTREE SPECIALTY LENDING CORPORATION Agenda Number: 935765694
--------------------------------------------------------------------------------------------------------------------------
Security: 67401P108
Meeting Type: Special
Meeting Date: 17-Mar-2023
Ticker:
ISIN: US67401P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To authorize the Company, with the approval Mgmt For For
of the Board of Directors, to sell or
otherwise issue shares of its common stock
at a price below its then current net asset
value per share, provided that the number
of shares issued does not exceed 25% of its
then outstanding common stock.
--------------------------------------------------------------------------------------------------------------------------
OHIO VALLEY BANC CORP. Agenda Number: 935807656
--------------------------------------------------------------------------------------------------------------------------
Security: 677719106
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: OVBC
ISIN: US6777191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a term expiring in Mgmt For For
2026: Kimberly A. Canady
1.2 Election of Director for a term expiring in Mgmt Withheld Against
2026: Brent A. Saunders
1.3 Election of Director for a term expiring in Mgmt For For
2026: David W. Thomas
2. To approve, in a non-binding vote, the Mgmt Against Against
compensation of the Company's named
executive officers.
3. To recommend, in a non-binding vote, the Mgmt 1 Year For
frequency of shareholder votes on the
Company's named executive officer
compensation.
4. To ratify the selection of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
OLD NATIONAL BANCORP Agenda Number: 935799912
--------------------------------------------------------------------------------------------------------------------------
Security: 680033107
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: ONB
ISIN: US6800331075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara A. Boigegrain Mgmt For For
Thomas L. Brown Mgmt For For
Kathryn J. Hayley Mgmt For For
Peter J. Henseler Mgmt For For
Daniel S. Hermann Mgmt For For
Ryan C. Kitchell Mgmt For For
Austin M. Ramirez Mgmt For For
Ellen A. Rudnick Mgmt For For
James C. Ryan, III Mgmt For For
Thomas E. Salmon Mgmt For For
Michael L. Scudder Mgmt For For
Rebecca S. Skillman Mgmt For For
Michael J. Small Mgmt For For
Derrick J. Stewart Mgmt For For
Stephen C. Van Arsdell Mgmt For For
Katherine E. White Mgmt For For
2. Approval of a non-binding advisory proposal Mgmt For For
on Executive Compensation.
3. Approval of a non-binding proposal Mgmt 1 Year For
determining the frequency of advisory votes
on Executive Compensation.
4. Approval of the Company's Amended and Mgmt For For
Restated Employee Stock Purchase Plan.
5. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
the year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
OLD SECOND BANCORP, INC. Agenda Number: 935828737
--------------------------------------------------------------------------------------------------------------------------
Security: 680277100
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: OSBC
ISIN: US6802771005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director to serve for a Mgmt For For
term expiring in 2026: William Kane
1b. Election of Class I Director to serve for a Mgmt For For
term expiring in 2026: John Ladowicz
1c. Election of Class I Director to serve for a Mgmt For For
term expiring in 2026: Billy J. Lyons, Jr.
1d. Election of Class I Director to serve for a Mgmt For For
term expiring in 2026: Patti Temple Rocks
1e. Election of Class I Director to serve for a Mgmt For For
term expiring in 2026: John Williams, Jr.
2. Proposal to approve on a non-binding, Mgmt For For
advisory basis, the compensation of the
Company's named executive officers, as
described in the Company's Proxy Statement.
3. Proposal to ratify the appointment of Mgmt For For
Plante & Moran, PLLC as the Company's
independent registered public accountants
for the fiscal year ending December 31,
2023.
--------------------------------------------------------------------------------------------------------------------------
OP BANCORP Agenda Number: 935864137
--------------------------------------------------------------------------------------------------------------------------
Security: 67109R109
Meeting Type: Annual
Meeting Date: 22-Jun-2023
Ticker: OPBK
ISIN: US67109R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brian Choi Mgmt For For
Ernest E. Dow Mgmt For For
Soo Hun Jung Mgmt For For
Hyung J. Kim Mgmt For For
Min J. Kim Mgmt For For
Sunny Kwon Mgmt For For
Yong Sin Shin Mgmt For For
2. To ratify the selection of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
ORANGE COUNTY BANCORP INC Agenda Number: 935834196
--------------------------------------------------------------------------------------------------------------------------
Security: 68417L107
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: OBT
ISIN: US68417L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Michael J. Gilfeather Mgmt For For
1.2 Election of Director: Richard B. Rowley Mgmt Withheld Against
1.3 Election of Director: Marianna R. Kennedy Mgmt For For
1.4 Election of Director: Gustave J. Scacco Mgmt For For
2. Approval of the Orange County Bancorp, Inc. Mgmt For For
2023 Equity Incentive Plan
3. Ratification of appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2023
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 935785127
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Annual
Meeting Date: 02-May-2023
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one-year term: Mgmt For For
Tanya M. Acker
1b. Election of Director for a one-year term: Mgmt For For
Paul R. Burke
1c. Election of Director for a one-year term: Mgmt For For
Craig A. Carlson
1d. Election of Director for a one-year term: Mgmt For For
John M. Eggemeyer, III
1e. Election of Director for a one-year term: Mgmt For For
C. William Hosler
1f. Election of Director for a one-year term: Mgmt For For
Polly B. Jessen
1g. Election of Director for a one-year term: Mgmt For For
Susan E. Lester
1h. Election of Director for a one-year term: Mgmt For For
Roger H. Molvar
1i. Election of Director for a one-year term: Mgmt For For
Stephanie B. Mudick
1j. Election of Director for a one-year term: Mgmt For For
Paul W. Taylor
1k. Election of Director for a one-year term: Mgmt For For
Matthew P. Wagner
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
3. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of future advisory
votes on the compensation of the Company's
named executive officers.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent auditor for the
fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC. Agenda Number: 935773374
--------------------------------------------------------------------------------------------------------------------------
Security: 72346Q104
Meeting Type: Annual
Meeting Date: 18-Apr-2023
Ticker: PNFP
ISIN: US72346Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a term of one year Mgmt For For
and until the due election and
qualification of their successors: Abney S.
Boxley, III
1b. Election of Director for a term of one year Mgmt For For
and until the due election and
qualification of their successors: Charles
E. Brock
1c. Election of Director for a term of one year Mgmt For For
and until the due election and
qualification of their successors: Renda J.
Burkhart
1d. Election of Director for a term of one year Mgmt For For
and until the due election and
qualification of their successors: Gregory
L. Burns
1e. Election of Director for a term of one year Mgmt For For
and until the due election and
qualification of their successors: Richard
D. Callicutt, II
1f. Election of Director for a term of one year Mgmt For For
and until the due election and
qualification of their successors: Thomas
C. Farnsworth, III
1g. Election of Director for a term of one year Mgmt For For
and until the due election and
qualification of their successors: Joseph
C. Galante
1h. Election of Director for a term of one year Mgmt For For
and until the due election and
qualification of their successors: Glenda
Baskin Glover
1i. Election of Director for a term of one year Mgmt For For
and until the due election and
qualification of their successors: David B.
Ingram
1j. Election of Director for a term of one year Mgmt For For
and until the due election and
qualification of their successors: Decosta
E. Jenkins
1k. Election of Director for a term of one year Mgmt For For
and until the due election and
qualification of their successors: Robert
A. McCabe, Jr.
1l. Election of Director for a term of one year Mgmt For For
and until the due election and
qualification of their successors: G.
Kennedy Thompson
1m. Election of Director for a term of one year Mgmt For For
and until the due election and
qualification of their successors: M. Terry
Turner
2. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the Company's named executive
officers' compensation as disclosed in the
proxy statement for the annual meeting of
shareholders.
4. To vote on the frequency (either annual, Mgmt 1 Year For
biennial, or triennial) with which the
non-binding, advisory vote regarding
compensation of the Company's named
executive officers will be held.
--------------------------------------------------------------------------------------------------------------------------
PLUMAS BANCORP Agenda Number: 935796687
--------------------------------------------------------------------------------------------------------------------------
Security: 729273102
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: PLBC
ISIN: US7292731020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michonne R. Ascuaga Mgmt For For
Steven M. Coldani Mgmt For For
Heidi S. Gansert Mgmt Withheld Against
Richard F. Kenny Mgmt For For
Robert J. McClintock Mgmt For For
Julie A. Morehead Mgmt For For
Terrance J. Reeson Mgmt For For
Andrew J. Ryback Mgmt For For
Daniel E. West Mgmt For For
2. To approve an amendment to the Company's Mgmt Against Against
Bylaws eliminating cumulative voting in the
election of directors.
3. To vote on the ratification of the Mgmt For For
appointment of Eide Bailly, LLP as our
independent auditors for the fiscal year
ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
PLYMOUTH INDUSTRIAL REIT, INC. Agenda Number: 935844135
--------------------------------------------------------------------------------------------------------------------------
Security: 729640102
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: PLYM
ISIN: US7296401026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Philip S. Cottone Mgmt For For
Richard J. DeAgazio Mgmt For For
David G. Gaw Mgmt For For
John W. Guinee Mgmt For For
Caitlin Murphy Mgmt Withheld Against
Pendleton P. White, Jr. Mgmt For For
Jeffrey E. Witherell Mgmt For For
2. Approval of the Company's Third Amended and Mgmt For For
Restated 2014 Incentive Award Plan.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for 2023.
--------------------------------------------------------------------------------------------------------------------------
POPULAR, INC. Agenda Number: 935789935
--------------------------------------------------------------------------------------------------------------------------
Security: 733174700
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: BPOP
ISIN: PR7331747001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Director of the Corporation for Mgmt For For
a one-year term: Ignacio Alvarez
1b) Election of Director of the Corporation for Mgmt For For
a one-year term: Joaquin E. Bacardi, III
1c) Election of Director of the Corporation for Mgmt For For
a one-year term: Alejandro M. Ballester
1d) Election of Director of the Corporation for Mgmt For For
a one-year term: Robert Carrady
1e) Election of Director of the Corporation for Mgmt For For
a one-year term: Richard L. Carrion
1f) Election of Director of the Corporation for Mgmt For For
a one-year term: Betty DeVita
1g) Election of Director of the Corporation for Mgmt For For
a one-year term: John W. Diercksen
1h) Election of Director of the Corporation for Mgmt For For
a one-year term: Maria Luisa Ferre Rangel
1i) Election of Director of the Corporation for Mgmt For For
a one-year term: C. Kim Goodwin
1j) Election of Director of the Corporation for Mgmt For For
a one-year term: Jose R. Rodriguez
1k) Election of Director of the Corporation for Mgmt For For
a one-year term: Alejandro M. Sanchez
1l) Election of Director of the Corporation for Mgmt For For
a one-year term: Myrna M. Soto
1m) Election of Director of the Corporation for Mgmt For For
a one-year term: Carlos A. Unanue
2) Approve, on an advisory basis, the Mgmt For For
Corporation's executive compensation.
3) Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Corporation's independent registered public
accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
PREMIER FINANCIAL CORP. Agenda Number: 935778297
--------------------------------------------------------------------------------------------------------------------------
Security: 74052F108
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: PFC
ISIN: US74052F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lee Burdman Mgmt For For
Jean A. Hubbard Mgmt For For
Charles D. Niehaus Mgmt For For
Mark A. Robison Mgmt For For
Richard J. Schiraldi Mgmt For For
2. To consider and approve on a non-binding Mgmt For For
advisory basis the compensation of
Premier's named executive officers.
3. To consider and vote on a proposal to Mgmt For For
ratify the appointment of Crowe LLP as the
independent registered public accounting
firm for Premier for the fiscal year 2023.
--------------------------------------------------------------------------------------------------------------------------
PRIME MERIDIAN HOLDING COMPANY Agenda Number: 935782412
--------------------------------------------------------------------------------------------------------------------------
Security: 74164R107
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: PMHG
ISIN: US74164R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kenneth H. Compton Mgmt For For
1b. Election of Director: William D. Crona Mgmt For For
1c. Election of Director: Sammie D. Dixon, Jr. Mgmt Withheld Against
1d. Election of Director: Steven L. Evans Mgmt For For
1e. Election of Director: R. Randy Guemple Mgmt For For
1f. Election of Director: Chris L. Jensen, Jr. Mgmt For For
1g. Election of Director: Kathleen C. Jones Mgmt Withheld Against
1h. Election of Director: Robert H. Kirby Mgmt For For
1i. Election of Director: Frank L. Langston Mgmt For For
1j. Election of Director: Michael A. Micallef, Mgmt For For
Jr.
1k. Election of Director: L. Collins Proctor, Mgmt For For
Sr.
1l. Election of Director: Garrison A. Rolle, Mgmt For For
M.D.
1m. Election of Director: Steven D. Smith Mgmt For For
1n. Election of Director: Richard A. Weidner Mgmt For For
2. The ratification of the appointment of Mgmt For For
Hacker, Johnson & Smith, P.A. as the
independent auditors for the Company, for
the fiscal year ending December 31, 2023.
3. The adjournment of the Annual Meeting to Mgmt Against Against
solicit additional proxies in the event
there are an insufficient number of votes
to approve either one or both of the
foregoing Proposals.
--------------------------------------------------------------------------------------------------------------------------
PRIVATE BANCORP OF AMERICA, INC. Agenda Number: 935826024
--------------------------------------------------------------------------------------------------------------------------
Security: 74274F100
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: PBAM
ISIN: US74274F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Selwyn Isakow Mgmt Withheld Against
Leon Kassel Mgmt Withheld Against
Setareh Pouraghabagher Mgmt Withheld Against
Ernest Rady Mgmt For For
Leda Csanka Mgmt For For
Richard "Rick" Sowers Mgmt For For
Brett Lawrence Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL HOLDINGS, INC. Agenda Number: 935727137
--------------------------------------------------------------------------------------------------------------------------
Security: 743868101
Meeting Type: Annual
Meeting Date: 29-Nov-2022
Ticker: PROV
ISIN: US7438681014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Bruce W. Bennett Mgmt Withheld Against
1.2 Election of Director: Debbi H. Guthrie Mgmt Withheld Against
1.3 Election of Director: Kathy M. Michalak Mgmt Withheld Against
2. Advisory approval of the compensation of Mgmt Against Against
our named executive officers as disclosed
in this Proxy Statement.
3. Adoption of the Provident Financial Mgmt For For
Holdings, Inc. 2022 Equity Incentive Plan.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche, LLP as the independent registered
public accounting firm for Provident
Financial Holdings, Inc., for the fiscal
year ending June 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
QCR HOLDINGS, INC. Agenda Number: 935812330
--------------------------------------------------------------------------------------------------------------------------
Security: 74727A104
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: QCRH
ISIN: US74727A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James M. Field Mgmt For For
John F. Griesemer Mgmt For For
Elizabeth S. Jacobs Mgmt For For
Marie Z. Ziegler Mgmt For For
2. To approve in a non-binding, advisory vote, Mgmt For For
the compensation of certain executive
officers, which is referred to as a
"say-on- pay" vote.
3. To ratify the appointment of RSM US LLP as Mgmt For For
QCR Holdings, Inc.'s independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
RED RIVER BANCSHARES, INC. Agenda Number: 935791978
--------------------------------------------------------------------------------------------------------------------------
Security: 75686R202
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: RRBI
ISIN: US75686R2022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Scott Ashbrook Mgmt For For
1b. Election of Director: R. Blake Chatelain Mgmt For For
1c. Election of Director: Kirk D. Cooper Mgmt For For
1d. Election of Director: Michael D. Crowell Mgmt For For
1e. Election of Director: Anna Brasher Moreau, Mgmt For For
DDS, MS
1f. Election of Director: Robert A. Nichols Mgmt For For
1g. Election of Director: Willie P. Obey Mgmt For For
1h. Election of Director: Teddy R. Price Mgmt For For
1i. Election of Director: Don L. Thompson Mgmt For For
1j. Election of Director: H. Lindsey Torbett Mgmt For For
2. To ratify the appointment of Postlethwaite Mgmt For For
& Netterville, APAC as the Company's
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 935772586
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 19-Apr-2023
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mark A. Crosswhite Mgmt For For
1b. Election of Director: Noopur Davis Mgmt For For
1c. Election of Director: Zhanna Golodryga Mgmt For For
1d. Election of Director: J. Thomas Hill Mgmt For For
1e. Election of Director: John D. Johns Mgmt For For
1f. Election of Director: Joia M. Johnson Mgmt For For
1g. Election of Director: Ruth Ann Marshall Mgmt For For
1h. Election of Director: Charles D. McCrary Mgmt For For
1i. Election of Director: James T. Prokopanko Mgmt For For
1j. Election of Director: Lee J. Styslinger III Mgmt For For
1k. Election of Director: Jose S. Suquet Mgmt For For
1l. Election of Director: John M. Turner, Jr. Mgmt For For
1m. Election of Director: Timothy Vines Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm for 2023.
3. Advisory Vote on Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RENASANT CORPORATION Agenda Number: 935773716
--------------------------------------------------------------------------------------------------------------------------
Security: 75970E107
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: RNST
ISIN: US75970E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary D. Butler Mgmt For For
Rose J. Flenorl Mgmt For For
John T. Foy Mgmt For For
Richard L. Heyer, Jr. Mgmt For For
2. Adoption, in a non-binding advisory vote, Mgmt For For
of a resolution approving the compensation
of our named executive officers.
3. Recommendation, in a non-binding advisory Mgmt 1 Year For
vote, whether the non-binding advisory vote
to approve the compensation of our named
executive officers should occur every year,
every other year or every three years.
4. Ratification of the appointment of HORNE, Mgmt For For
LLP as Renasant's independent registered
public accountants for 2023.
--------------------------------------------------------------------------------------------------------------------------
RIVERVIEW BANCORP, INC. Agenda Number: 935688917
--------------------------------------------------------------------------------------------------------------------------
Security: 769397100
Meeting Type: Annual
Meeting Date: 24-Aug-2022
Ticker: RVSB
ISIN: US7693971001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patricia W. Eby Mgmt For For
Valerie A. Moreno Mgmt For For
Gerald L. Nies Mgmt For For
2. Advisory (non-binding) approval of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SB FINANCIAL GROUP, INC. Agenda Number: 935772776
--------------------------------------------------------------------------------------------------------------------------
Security: 78408D105
Meeting Type: Annual
Meeting Date: 19-Apr-2023
Ticker: SBFG
ISIN: US78408D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy L. Claxton Mgmt Withheld Against
Gaylyn J. Finn Mgmt For For
Rita A. Kissner Mgmt For For
2. To ratify the appointment of FORVIS, LLP as Mgmt For For
the independent registered accounting firm
of SB Financial for the fiscal year ending
December 31, 2023.
3. To approve a non-binding advisory Mgmt For For
resolution to approve the compensation of
SB Financial's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SHORE BANCSHARES, INC. Agenda Number: 935816100
--------------------------------------------------------------------------------------------------------------------------
Security: 825107105
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: SHBI
ISIN: US8251071051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director term expires Mgmt For For
2026: David S. Jones
1.2 Election of Class II Director term expires Mgmt For For
2026: Clyde V. Kelly, III
1.3 Election of Class II Director term expires Mgmt For For
2026: David W. Moore
1.4 Election of Class II Director term expires Mgmt For For
2026: Dawn M. Willey
2. Ratify the appointment of Yount, Hyde & Mgmt For For
Barbour P.C. as the independent registered
public accounting firm for 2023.
3. Adopt a non-binding advisory resolution Mgmt For For
approving the compensation of the named
executive officers.
4. Advisory vote on the frequency of the Mgmt 1 Year For
non-binding resolution to approve the
compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SHORE BANCSHARES, INC. Agenda Number: 935874568
--------------------------------------------------------------------------------------------------------------------------
Security: 825107105
Meeting Type: Special
Meeting Date: 20-Jun-2023
Ticker: SHBI
ISIN: US8251071051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the merger of The Community Mgmt For For
Financial Corporation ("TCFC") with and
into Shore Bancshares, Inc. ("SHBI"), as
contemplated by the Agreement and Plan of
Merger, dated as of December 14, 2022, by
and between SHBI and TCFC (the "merger
agreement"), and the issuance of shares of
SHBI common stock to the shareholders of
TCFC, pursuant to the merger agreement
(such proposal, the "SHBI merger and share
issuance proposal"). A copy of the merger
agreement is attached as Appendix A to the
Joint Proxy Statement/Prospectus that
accompanies this proxy card.
2. To adjourn the special meeting of SHBI Mgmt For For
shareholders to a later date or dates, if
necessary, to permit further solicitation
of proxies if there are not sufficient
votes at the time of the special meeting of
SHBI shareholders to approve the SHBI
merger and share issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
SIERRA BANCORP Agenda Number: 935822088
--------------------------------------------------------------------------------------------------------------------------
Security: 82620P102
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: BSRR
ISIN: US82620P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Albert L. Mgmt For For
Berra
1b. Election of Class II Director: Vonn R. Mgmt For For
Christenson
1c. Election of Class II Director: Ermina Karim Mgmt For For
1d. Election of Class II Director: Julie G. Mgmt For For
Castle
1e. Election of Class II Director: Laurence S. Mgmt For For
Dutto
1f. Election of Class II Director: Gordon T. Mgmt For For
Woods
2. To approve the Company's 2023 Equity Based Mgmt Against Against
Compensation Plan, as described in the
accompanying Proxy Statement.
3. To ratify the appointment of RSM US LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2023.
4. To approve, on an advisory and non binding Mgmt For For
basis, the compensation paid to the
Company's Named Executive Officers.
5. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation votes.
--------------------------------------------------------------------------------------------------------------------------
SIXTH STREET SPECIALTY LENDING, INC. Agenda Number: 935825109
--------------------------------------------------------------------------------------------------------------------------
Security: 83012A109
Meeting Type: Special
Meeting Date: 25-May-2023
Ticker: TSLX
ISIN: US83012A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a proposal to authorize the Mgmt For For
Company to sell or otherwise issue shares
of its common stock at a price below its
then-current net asset value per share in
one or more offerings, in each case subject
to the approval of its Board of Directors
and subject to the conditions set forth in
the accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
SIXTH STREET SPECIALTY LENDING, INC. Agenda Number: 935817392
--------------------------------------------------------------------------------------------------------------------------
Security: 83012A109
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: TSLX
ISIN: US83012A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joshua Easterly Mgmt For For
Michael Fishman Mgmt For For
Hurley Doddy Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
SKYWARD SPECIALTY INSURANCE GROUP, INC. Agenda Number: 935827040
--------------------------------------------------------------------------------------------------------------------------
Security: 830940102
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: SKWD
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James Hays Mgmt For For
Robert Creager Mgmt Withheld Against
2. To consider and vote upon the ratification Mgmt For For
of the selection of Ernst & Young LLP as
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
SOUTH ATLANTIC BANCSHARES, INC. Agenda Number: 935785747
--------------------------------------------------------------------------------------------------------------------------
Security: 83636T104
Meeting Type: Annual
Meeting Date: 18-Apr-2023
Ticker: SABK
ISIN: US83636T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. Scott Plyler Mgmt Withheld Against
Thomas C. Brittain Mgmt Withheld Against
Tony K. Cox Mgmt Withheld Against
2. Ratification of the appointment of Elliott Mgmt Against Against
Davis, LLC as the independent registered
public accounting firm of the Company for
the year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN CALIFORNIA BANCORP Agenda Number: 935677356
--------------------------------------------------------------------------------------------------------------------------
Security: 84252A106
Meeting Type: Annual
Meeting Date: 27-Jul-2022
Ticker: BCAL
ISIN: US84252A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt For For
next annual meeting: John Farkash
1.2 Election of Director to serve until the Mgmt For For
next annual meeting: Frank D. Di Tomaso
1.3 Election of Director to serve until the Mgmt For For
next annual meeting: Irwin L. Golds
1.4 Election of Director to serve until the Mgmt For For
next annual meeting: Lester Machado, MD,
DDS, FRCS (Ed)
1.5 Election of Director to serve until the Mgmt For For
next annual meeting: Jan Lynn Owen
1.6 Election of Director to serve until the Mgmt For For
next annual meeting: Kaveh Varjavand
1.7 Election of Director to serve until the Mgmt For For
next annual meeting: David Volk
1.8 Election of Director to serve until the Mgmt For For
next annual meeting: Anita Y. Wolman
2. Ratification of the Appointment of Mgmt For For
Independent Auditor. To ratify the
appointment of Eide Bailly LLP as the
independent auditor for the Company for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN FIRST BANCSHARES, INC. Agenda Number: 935814853
--------------------------------------------------------------------------------------------------------------------------
Security: 842873101
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: SFST
ISIN: US8428731017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew B. Cajka Mgmt For For
Anne S. Ellefson Mgmt For For
Tecumseh Hooper, Jr. Mgmt For For
Ray A. Lattimore Mgmt For For
William A. Maner, IV Mgmt For For
2. To amend the Articles of Incorporation of Mgmt For For
Southern First Bancshares, Inc. to phase
out the classified board of directors
structure.
3. To conduct an advisory vote on the Mgmt Against Against
compensation of our named executive
officers as disclosed in this proxy
statement (this is a non-binding, advisory
vote).
4. To ratify the appointment of Elliott Davis, Mgmt For For
LLC as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN MISSOURI BANCORP, INC. Agenda Number: 935715827
--------------------------------------------------------------------------------------------------------------------------
Security: 843380106
Meeting Type: Annual
Meeting Date: 31-Oct-2022
Ticker: SMBC
ISIN: US8433801060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for terms to expire in Mgmt For For
2025: Sammy A. Schalk
1.2 Election of Director for terms to expire in Mgmt For For
2025: Charles R. Love
1.3 Election of Director for terms to expire in Mgmt For For
2025: Daniel L. Jones
2. Advisory (non-binding) vote on executive Mgmt For For
compensation as disclosed in the
accompanying proxy statement.
3. Ratification of the appointment of FORVIS, Mgmt For For
LLP as Southern Missouri Bancorp's
independent auditors for the fiscal year
ending June 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN MISSOURI BANCORP, INC. Agenda Number: 935740197
--------------------------------------------------------------------------------------------------------------------------
Security: 843380106
Meeting Type: Special
Meeting Date: 22-Dec-2022
Ticker: SMBC
ISIN: US8433801060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of Southern Mgmt For For
Missouri Bancorp, Inc ("Southern Missouri")
common stock pursuant to the Agreement and
Plan of Merger, dated as of September 20,
2022 (as it may be amended from time to
time), by and among Southern Missouri,
Southern Missouri Acquisition VI Corp., a
wholly owned subsidiary of Southern
Missouri ("Merger Sub"), and Citizens
Bancshares Co. ("Citizens") pursuant to
which Citizens will merge into Merger Sub
followed by a merger of Merger Sub with and
into Southern Missouri.
2. To approve adjournment of the Southern Mgmt For For
Missouri special meeting of shareholders,
if necessary or appropriate, to solicit
additional proxies in favor of the Southern
Missouri share issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
SOUTHSTATE CORPORATION Agenda Number: 935773401
--------------------------------------------------------------------------------------------------------------------------
Security: 840441109
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: SSB
ISIN: US8404411097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ronald M. Cofield, Mgmt For For
Sr.
1b. Election of Director: Shantella E. Cooper Mgmt For For
1c. Election of Director: John C. Corbett Mgmt For For
1d. Election of Director: Jean E. Davis Mgmt For For
1e. Election of Director: Martin B. Davis Mgmt For For
1f. Election of Director: Douglas J. Hertz Mgmt For For
1g. Election of Director: G. Ruffner Page, Jr. Mgmt For For
1h. Election of Director: William Knox Pou, Jr. Mgmt For For
1i. Election of Director: James W. Roquemore Mgmt For For
1j. Election of Director: David G. Salyers Mgmt For For
1k. Election of Director: Joshua A. Snively Mgmt For For
2. Approval, as an advisory, non-binding "say Mgmt For For
on pay" resolution, of our executive
compensation.
3. Approval, as an advisory, non-binding "say Mgmt 1 Year For
when on pay" resolution, of the frequency
of future votes on executive compensation.
4. Ratification, as an advisory, non-binding Mgmt For For
vote, of the appointment of Ernst & Young
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
SPAREBANK 1 SR-BANK ASA Agenda Number: 716831056
--------------------------------------------------------------------------------------------------------------------------
Security: R8170W115
Meeting Type: AGM
Meeting Date: 13-Apr-2023
Ticker:
ISIN: NO0010631567
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS
WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION.
CMMT IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF Non-Voting
ATTORNEY (POA) IN PLACE, AN INDIVIDUAL
BENEFICIAL OWNER SIGNED POA MAY BE
REQUIRED.
CMMT TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE Non-Voting
ACCOUNT IN THE LOCAL MARKET, THE LOCAL
CUSTODIAN WILL TEMPORARILY TRANSFER VOTED
SHARES TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY VOTING
DEADLINE AND TRANSFER BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING DATE.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 860895 DUE TO RECEIVED UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 THE CHAIR OF THE BOARD OPENS THE GENERAL Non-Voting
MEETING
2 ELECTION OF THE MEETING CHAIR AND TWO Mgmt No vote
PEOPLE TO SIGN THE MINUTES TOGETHER WITH
THE MEETING CHAIR
3 APPROVAL OF THE NOTICE AND AGENDA Mgmt No vote
4 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS Mgmt No vote
AND ANNUAL REPORT FOR 2022, INCLUDING
ALLOCATION OF THE PROFIT FOR THE YEAR
5 AUTHORITY FOR THE BOARD OF DIRECTORS TO Mgmt No vote
DECIDE ON PAYING OUT EXTRAORDINARY
DIVIDENDS
6 CORPORATE GOVERNANCE OF SPAREBANK 1 SR-BANK Mgmt No vote
7 APPROVAL OF THE AUDITOR'S FEES Mgmt No vote
8 ADVISORY VOTE ON SPAREBANK 1 SR-BANK'S Mgmt No vote
EXECUTIVE REMUNERATION REPORT IN ACCORDANCE
WITH SECTION 6-16B OF THE PUBLIC LIMITED
LIABILITY COMPANIES ACT
9 APPROVAL OF GUIDELINES ON THE DETERMINATION Mgmt No vote
OF SALARIES AND OTHER REMUNERATION FOR
EXECUTIVE PERSONS IN LINE WITH SECTION
6-16A OF THE PUBLIC LIMITED LIABILITY
COMPANIES ACT
10 PROPOSAL FOR AMENDMENTS TO THE ARTICLES OF Mgmt No vote
ASSOCIATION
11 ELECTIONS TO THE BOARD - TWO BOARD MEMBERS Mgmt No vote
(THE BOARD IS ELECTED TOGETHER)
12.1 ELECTIONS TO THE NOMINATION COMMITTEE: Mgmt No vote
GUNN-JANE HALAND, MEMBER
12.2 ELECTIONS TO THE NOMINATION COMMITTEE: TORE Mgmt No vote
HEGGHEIM, MEMBER
13 APPROVAL OF REMUNERATION RATES Mgmt No vote
14 AUTHORITY TO ACQUIRE THE BANK'S OWN SHARES Mgmt No vote
AND PLEDGE THE BANK'S SHARES AS SECURITY
FOR BORROWING
15 AUTHORITY FOR HYBRID TIER 1 SECURITIES, Mgmt No vote
SUBORDINATED LOAN AND SENIOR NON-PREFERRED
LIABILITIES
16 AUTHORITY FOR THE BOARD TO INCREASE SHARE Mgmt No vote
CAPITAL BY ISSUING NEW SHARES
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE SHARE BLOCKING WILL APPLY FOR Non-Voting
ANY VOTED POSITIONS SETTLING THROUGH
EUROCLEAR BANK.
--------------------------------------------------------------------------------------------------------------------------
STOCK YARDS BANCORP, INC. Agenda Number: 935795421
--------------------------------------------------------------------------------------------------------------------------
Security: 861025104
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: SYBT
ISIN: US8610251048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shannon B. Arvin Mgmt For For
1b. Election of Director: Paul J. Bickel III Mgmt For For
1c. Election of Director: Allison J. Donovan Mgmt For For
1d. Election of Director: David P. Heintzman Mgmt Against Against
1e. Election of Director: Carl G. Herde Mgmt For For
1f. Election of Director: James A. Hillebrand Mgmt For For
1g. Election of Director: Richard A. Lechleiter Mgmt For For
1h. Election of Director: Philip S. Poindexter Mgmt For For
1i. Election of Director: Stephen M. Priebe Mgmt For For
1j. Election of Director: Edwin S. Saunier Mgmt For For
1k. Election of Director: John L. Schutte Mgmt For For
1l. Election of Director: Kathy C. Thompson Mgmt For For
1m. Election of Director: Laura L. Wells Mgmt For For
2. The ratification of FORVIS, LLP as the Mgmt For For
independent registered public accounting
firm for Stock Yards Bancorp, Inc.for the
year ending December 31, 2023.
3. The advisory approval of the compensation Mgmt For For
of Bancorp's named executive officers.
4. The advisory vote on the frequency of Mgmt 1 Year For
future shareholder votes on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP. Agenda Number: 935780610
--------------------------------------------------------------------------------------------------------------------------
Security: 87161C501
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: SNV
ISIN: US87161C5013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Stacy Apter Mgmt For For
1b. Election of Director: Tim E. Bentsen Mgmt For For
1c. Election of Director: Kevin S. Blair Mgmt For For
1d. Election of Director: Pedro Cherry Mgmt For For
1e. Election of Director: John H. Irby Mgmt For For
1f. Election of Director: Diana M. Murphy Mgmt For For
1g. Election of Director: Harris Pastides Mgmt For For
1h. Election of Director: John L. Stallworth Mgmt For For
1i. Election of Director: Barry L. Storey Mgmt For For
1j. Election of Director: Alexandra Villoch Mgmt For For
1k. Election of Director: Teresa White Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Synovus' named executive
officers as determined by the Compensation
and Human Capital Committee.
3. To ratify the appointment of KPMG LLP as Mgmt For For
Synovus' independent auditor for the year
2023.
--------------------------------------------------------------------------------------------------------------------------
THE COMMUNITY FINANCIAL CORPORATION Agenda Number: 935869062
--------------------------------------------------------------------------------------------------------------------------
Security: 20368X101
Meeting Type: Special
Meeting Date: 20-Jun-2023
Ticker: TCFC
ISIN: US20368X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The approval of the Agreement and Plan of Mgmt For For
Merger, dated December 14, 2022, by and
between Shore Bancshares, Inc. and The
Community Financial Corporation ("TCFC")
and the transactions contemplated thereby,
including the merger of TCFC with and into
Shore Bancshares, Inc. (the "Merger").
2. Non-binding resolution to approve the Mgmt For For
compensation payable to the named executive
officers of TCFC in connection with the
Merger.
3. The approval of one or more adjournments of Mgmt For For
the TCFC special meeting to a later date or
dates, if necessary, to permit further
solicitation of proxies if there are not
sufficient votes at the time of the TCFC
special meeting to approve the TCFC merger
proposal.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCORP, INC. Agenda Number: 935785420
--------------------------------------------------------------------------------------------------------------------------
Security: 31866P102
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: FNLC
ISIN: US31866P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert B. Gregory Mgmt For For
Renee W. Kelly Mgmt For For
Tony C. McKim Mgmt For For
Cornelius J. Russell Mgmt For For
Stuart G. Smith Mgmt For For
Kimberly S. Swan Mgmt Withheld Against
Bruce B. Tindal Mgmt For For
F. Stephen Ward Mgmt For For
2. To approve (on a non-binding basis), the Mgmt For For
compensation of the Company's executives,
as disclosed in the Company's annual report
and proxy statement.
3. To ratify the Board of Directors Audit Mgmt For For
Committee's selection of Berry Dunn McNeil
& Parker, LLC, as independent auditors for
the Company for 2023.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC. Agenda Number: 935737710
--------------------------------------------------------------------------------------------------------------------------
Security: 318916103
Meeting Type: Special
Meeting Date: 29-Dec-2022
Ticker: FBMS
ISIN: US3189161033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. MERGER AND SHARE ISSUANCE PROPOSAL - A Mgmt For For
proposal to adopt and approve the Agreement
and Plan of Merger, dated as of July 27,
2022, by and between The First Bancshares,
Inc. and Heritage Southeast Bancorporation,
Inc., which provides for the merger of
Heritage Southeast Bancorporation, Inc.
with and into The First Bancshares, Inc.,
with The First Bancshares, Inc. as the
surviving corporation, and the transactions
contemplated by the Agreement and Plan of
Merger.
2. ADJOURNMENT PROPOSAL - A proposal to Mgmt For For
adjourn the special meeting of The First
Bancshares, Inc., if necessary or
appropriate, to solicit additional proxies
in favor of the Merger and Share Issuance
Proposal.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC. Agenda Number: 935824739
--------------------------------------------------------------------------------------------------------------------------
Security: 318916103
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: FBMS
ISIN: US3189161033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ted E. Parker Mgmt For For
1.2 Election of Director: J. Douglas Seidenburg Mgmt For For
1.3 Election of Director: Renee Moore Mgmt For For
1.4 Election of Director: Valencia M. Mgmt For For
Williamson
1.5 Election of Director: Jonathan A. Levy Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers
3. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of our named executive
officers
4. Approval of an amendment to the Company's Mgmt For For
Amended and Restated Articles of
Incorporation to increase the number of
authorized shares of the Company's common
stock
5. Approval of an amendment to the Company's Mgmt For For
Amended and Restated Articles of
Incorporation to declassify the Board of
Directors
6. Ratification of the appointment of FORVIS, Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
fiscal year 2023
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 935773324
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Joseph Alvarado Mgmt For For
1b. Election of Director: Debra A. Cafaro Mgmt For For
1c. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1d. Election of Director: William S. Demchak Mgmt For For
1e. Election of Director: Andrew T. Feldstein Mgmt For For
1f. Election of Director: Richard J. Harshman Mgmt For For
1g. Election of Director: Daniel R. Hesse Mgmt For For
1h. Election of Director: Renu Khator Mgmt For For
1i. Election of Director: Linda R. Medler Mgmt For For
1j. Election of Director: Robert A. Niblock Mgmt For For
1k. Election of Director: Martin Pfinsgraff Mgmt For For
1l. Election of Director: Bryan S. Salesky Mgmt For For
1m. Election of Director: Toni Townes-Whitley Mgmt For For
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
PNC's independent registered public
accounting firm for 2023.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
TIMBERLAND BANCORP, INC. Agenda Number: 935751354
--------------------------------------------------------------------------------------------------------------------------
Security: 887098101
Meeting Type: Annual
Meeting Date: 24-Jan-2023
Ticker: TSBK
ISIN: US8870981011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jon C. Parker Mgmt For For
Michael J. Stoney Mgmt For For
Kelly A. Suter Mgmt For For
2. Advisory (non-binding) approval of the Mgmt For For
compensation of our named executive
officers as disclosed in the proxy
statement.
3. Ratification of the Audit Committee's Mgmt For For
selection of Delap LLP as our independent
registered public accounting firm for the
year ending September 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
TRICO BANCSHARES Agenda Number: 935836366
--------------------------------------------------------------------------------------------------------------------------
Security: 896095106
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: TCBK
ISIN: US8960951064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kirsten E. Garen Mgmt For For
Cory W. Giese Mgmt For For
John S. A. Hasbrook Mgmt For For
Margaret L. Kane Mgmt For For
Michael W. Koehnen Mgmt For For
Anthony L. Leggio Mgmt For For
Martin A. Mariani Mgmt For For
Thomas C. McGraw Mgmt For For
Jon Y. Nakamura Mgmt For For
Richard P. Smith Mgmt For For
Kimberley H. Vogel Mgmt For For
2. Advisory approval of the company's Mgmt For For
executive compensation.
3. Advisory approval on the frequency of Mgmt 1 Year For
future advisory votes concerning the
compensation of the company's executives.
4. To ratify the selection of Moss Adams LLP Mgmt For For
as the company's independent auditor for
2023.
--------------------------------------------------------------------------------------------------------------------------
TRUIST FINANCIAL CORPORATION Agenda Number: 935775607
--------------------------------------------------------------------------------------------------------------------------
Security: 89832Q109
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: TFC
ISIN: US89832Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jennifer S. Banner Mgmt For For
1b. Election of Director: K. David Boyer, Jr. Mgmt For For
1c. Election of Director: Agnes Bundy Scanlan Mgmt For For
1d. Election of Director: Anna R. Cablik Mgmt For For
1e. Election of Director: Dallas S. Clement Mgmt For For
1f. Election of Director: Paul D. Donahue Mgmt For For
1g. Election of Director: Patrick C. Graney III Mgmt For For
1h. Election of Director: Linnie M. Haynesworth Mgmt For For
1i. Election of Director: Kelly S. King Mgmt For For
1j. Election of Director: Easter A. Maynard Mgmt For For
1k. Election of Director: Donna S. Morea Mgmt For For
1l. Election of Director: Charles A. Patton Mgmt For For
1m. Election of Director: Nido R. Qubein Mgmt For For
1n. Election of Director: David M. Ratcliffe Mgmt For For
1o. Election of Director: William H. Rogers, Mgmt For For
Jr.
1p. Election of Director: Frank P. Scruggs, Jr. Mgmt For For
1q. Election of Director: Christine Sears Mgmt For For
1r. Election of Director: Thomas E. Skains Mgmt For For
1s. Election of Director: Bruce L. Tanner Mgmt For For
1t. Election of Director: Thomas N. Thompson Mgmt For For
1u. Election of Director: Steven C. Voorhees Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Truist's
independent registered public accounting
firm for 2023.
3. Advisory vote to approve Truist's executive Mgmt For For
compensation program.
4. To recommend that a non-binding, advisory Mgmt 1 Year For
vote to approve Truist's executive
compensation program be put to shareholders
for their consideration every: one; two; or
three years.
5. Shareholder proposal regarding an Shr For Against
independent Chairman of the Board of
Directors, if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 935771914
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 18-Apr-2023
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Warner L. Baxter Mgmt For For
1b. Election of Director: Dorothy J. Bridges Mgmt For For
1c. Election of Director: Elizabeth L. Buse Mgmt For For
1d. Election of Director: Andrew Cecere Mgmt For For
1e. Election of Director: Alan B. Colberg Mgmt For For
1f. Election of Director: Kimberly N. Mgmt For For
Ellison-Taylor
1g Election of Director: Kimberly J. Harris Mgmt For For
1h. Election of Director: Roland A. Hernandez Mgmt For For
1i. Election of Director: Richard P. McKenney Mgmt For For
1j. Election of Director: Yusuf I. Mehdi Mgmt For For
1k. Election of Director: Loretta E. Reynolds Mgmt For For
1l. Election of Director: John P. Wiehoff Mgmt For For
1m. Election of Director: Scott W. Wine Mgmt For For
2. An advisory vote to approve the Mgmt For For
compensation of our executives disclosed in
the proxy statement.
3. An advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
4. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent auditor for
the 2023 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
UNITED BANCORPORATION OF ALABAMA, INC. Agenda Number: 935806832
--------------------------------------------------------------------------------------------------------------------------
Security: 90944R100
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: UBAB
ISIN: US90944R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election as director to serve until the Mgmt Withheld Against
2026 Annual Meeting: Dale M. Ash
1.2 Election as director to serve until the Mgmt Withheld Against
2026 Annual Meeting: Elmo Douglas Ziebach,
Jr.
1.3 Election as director to serve until the Mgmt Withheld Against
2026 Annual Meeting: Michael R. Vincent
--------------------------------------------------------------------------------------------------------------------------
UNIVEST FINANCIAL CORPORATION Agenda Number: 935779047
--------------------------------------------------------------------------------------------------------------------------
Security: 915271100
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: UVSP
ISIN: US9152711001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph P. Beebe* Mgmt For For
Natalye Paquin* Mgmt For For
Robert C. Wonderling* Mgmt For For
Martin P. Connor** Mgmt For For
2. Approval of the Univest Financial Mgmt For For
Corporation 2023 Equity Incentive Plan
3. Ratification of KPMG LLP as our independent Mgmt For For
registered public accounting firm for 2023
4. Approval of, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers as presented in the
Proxy Statement
5. Approval of the frequency of conducting Mgmt 1 Year For
advisory (non-binding) votes on the
compensation of our named executive
officers
--------------------------------------------------------------------------------------------------------------------------
VIRGINIA NATIONAL BANKSHARES CORPORATION Agenda Number: 935859299
--------------------------------------------------------------------------------------------------------------------------
Security: 928031103
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: VABK
ISIN: US9280311039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John B. Adams, Jr. Mgmt For For
Steven W. Blaine Mgmt For For
Kevin T. Carter Mgmt For For
Hunter E. Craig Mgmt For For
William D. Dittmar, Jr. Mgmt Withheld Against
Randolph D. Frostick Mgmt For For
Linda M. Houston Mgmt Withheld Against
Jay B. Keyser Mgmt For For
Glenn W. Rust Mgmt Withheld Against
Sterling T. Strange III Mgmt For For
Gregory L. Wells Mgmt For For
2. Advisory (non-binding) approval of the Mgmt For For
Company's executive compensation.
3. Ratification of the appointment of Yount, Mgmt For For
Hyde & Barbour, P.C. as the Company's
independent registered public accounting
firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON TRUST BANCORP, INC. Agenda Number: 935775493
--------------------------------------------------------------------------------------------------------------------------
Security: 940610108
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: WASH
ISIN: US9406101082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John J. Bowen Mgmt For For
Robert A. DiMuccio, CPA Mgmt For For
Mark K.W. Gim Mgmt For For
Sandra Glaser Parrillo Mgmt For For
2. The ratification of the selection of Crowe Mgmt For For
LLP to serve as the Corporation's
independent registered public accounting
firm for the year ending December 31, 2023.
3. A non-binding advisory resolution to Mgmt For For
approve the compensation of the
Corporation's named executive officers.
4. A non-binding advisory vote to select the Mgmt 1 Year For
frequency of future shareholder advisory
votes to approve the Corporation's
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
WESTAMERICA BANCORPORATION Agenda Number: 935778564
--------------------------------------------------------------------------------------------------------------------------
Security: 957090103
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: WABC
ISIN: US9570901036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: E.J. Bowler Mgmt For For
1.2 Election of Director: M. Chiesa Mgmt For For
1.3 Election of Director: M. Hassid Mgmt For For
1.4 Election of Director: C. MacMillan Mgmt For For
1.5 Election of Director: R. Nelson Mgmt For For
1.6 Election of Director: D. Payne Mgmt For For
1.7 Election of Director: E. Sylvester Mgmt For For
1.8 Election of Director: I. Wondeh Mgmt For For
2. Approve a non-binding advisory vote on the Mgmt For For
compensation of our executive officers.
3. Approve a non-binding advisory vote on the Mgmt 1 Year For
frequency of the advisory vote on the
compensation of our named executive
officers.
4. Ratification of independent auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WESTBURY BANCORP, INC Agenda Number: 935755679
--------------------------------------------------------------------------------------------------------------------------
Security: 95727P106
Meeting Type: Annual
Meeting Date: 15-Feb-2023
Ticker: WBBW
ISIN: US95727P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Greg Remus Mgmt Withheld Against
2. Proposal to ratify the appointment of Mgmt For For
CliftonLarsonAllen LLP as the Company's
independent registered public accounting
firm for the year ending September 30,
2023.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ALLIANCE BANCORPORATION Agenda Number: 935843335
--------------------------------------------------------------------------------------------------------------------------
Security: 957638109
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: WAL
ISIN: US9576381092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bruce D. Beach Mgmt For For
1b. Election of Director: Kevin M. Blakely Mgmt For For
1c. Election of Director: Juan Figuereo Mgmt For For
1d. Election of Director: Paul S. Galant Mgmt For For
1e. Election of Director: Howard Gould Mgmt For For
1f. Election of Director: Marianne Boyd Johnson Mgmt For For
1g. Election of Director: Mary Tuuk Kuras Mgmt For For
1h. Election of Director: Robert Latta Mgmt For For
1i. Election of Director: Anthony Meola Mgmt For For
1j. Election of Director: Bryan Segedi Mgmt For For
1k. Election of Director: Donald Snyder Mgmt For For
1l. Election of Director: Sung Won Sohn, Ph.D. Mgmt For For
1m. Election of Director: Kenneth A. Vecchione Mgmt For For
2. Approve, on a non-binding advisory basis, Mgmt For For
executive compensation.
3. Ratify the appointment of RSM US LLP as the Mgmt For For
Company's independent auditor for 2023.
4. Approve the amendment and restatement of Mgmt For For
the 2005 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 935798629
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: WSFS
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eleuthere I. du Pont Mgmt For For
Nancy J. Foster Mgmt For For
David G. Turner Mgmt For For
2. An advisory (non-binding) Say-on-Pay Vote Mgmt For For
relating to the compensation of WSFS
Financial Corporation's named executive
officers ("NEOs").
3. An advisory (non-binding) vote recommending Mgmt 1 Year For
the frequency of the Say-on-Pay Vote to
approve the compensation of the NEOs, every
1 year, 2 years, or 3 years.
4. An amendment of the 2018 Long-Term Mgmt For For
Incentive Plan to increase the number of
shares of Common Stock available for
issuance under the 2018 Plan.
5. The ratification of the appointment of KPMG Mgmt For For
LLP as WSFS Financial Corporation's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 935776015
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 05-May-2023
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Maria Contreras-Sweet Mgmt For For
1B. Election of Director: Gary L. Crittenden Mgmt For For
1C. Election of Director: Suren K. Gupta Mgmt For For
1D. Election of Director: Claire A. Huang Mgmt For For
1E. Election of Director: Vivian S. Lee Mgmt For For
1F. Election of Director: Scott J. McLean Mgmt For For
1G. Election of Director: Edward F. Murphy Mgmt For For
1H. Election of Director: Stephen D. Quinn Mgmt For For
1I. Election of Director: Harris H. Simmons Mgmt For For
1J. Election of Director: Aaron B. Skonnard Mgmt For For
1K. Election of Director: Barbara A. Yastine Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm to audit the Bank's
financial statements for the current fiscal
year.
3. Approval, on a nonbinding advisory basis, Mgmt For For
of the compensation paid to the Bank's
named executive officers with respect to
fiscal year ended December 31, 2022.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) John Hancock Financial Opportunities Fund
By (Signature) /s/ Kristie M. Feinberg
Name Kristie M. Feinberg
Title President
Date 08/23/2023