UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-22717
First Trust Exchange-Traded Fund VI
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: March 31; September 30
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Date of reporting period: July 1, 2016 - June 30, 2017
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
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FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND
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MEETING DATE COMPANY TICKER SECURITY ID
07/13/16 BT Group plc BT.A G16612106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Sir Michael Rake as Director For For Mgmt
5 Re-elect Gavin Patterson as Director For For Mgmt
6 Re-elect Tony Ball as Director For For Mgmt
7 Re-elect Iain Conn as Director For For Mgmt
8 Re-elect Isabel Hudson as Director For For Mgmt
9 Re-elect Karen Richardson as Director For For Mgmt
10 Re-elect Nick Rose as Director For For Mgmt
11 Re-elect Jasmine Whitbread as Director For For Mgmt
12 Elect Mike Inglis as Director For For Mgmt
13 Elect Tim Hottges as Director For For Mgmt
14 Elect Simon Lowth as Director For For Mgmt
15 Reappoint PricewaterhouseCoopers LLP as For For Mgmt
Auditors
16 Authorise Board to Fix Remuneration of Auditors For For Mgmt
17 Authorise Issue of Equity with Pre-emptive For For Mgmt
Rights
18 Authorise Issue of Equity without Pre-emptive For For Mgmt
Rights
19 Authorise Market Purchase of Ordinary Shares For For Mgmt
20 Authorise the Company to Call General Meeting For For Mgmt
with Two Weeks' Notice
21 Approve Political Donations For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/18/16 WIPRO Limited WIT 97651M109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Confirm Interim Dividend and Approve Final For For Mgmt
Dividend
3 Reelect Rishad A. Premji as Director For For Mgmt
4 Approve BSR & Co LLP as Auditors and Authorize For For Mgmt
Board to Fix Their Remuneration
5 Elect Patrick J. Ennis as Independent Director For For Mgmt
6 Elect Patrick Dupuis as Independent Director For For Mgmt
7 Reelect N. Vaghul as Independent Director For For Mgmt
8 Reelect Ashok S. Ganguly as Independent For For Mgmt
Director
9 Reelect M. K. Sharma as Independent Director For For Mgmt
10 Approve Reappointment and Remuneration of T. K. For For Mgmt
Kurien as Executive Director
11 Approve Appointment and Remuneration of Abidali For For Mgmt
Z. Neemuchwala as Executive Director
12 Approve Revision in the Remuneration of Rishad For For Mgmt
A. Premji as Executive Director and Chief
Strategy Officer
MEETING DATE COMPANY TICKER SECURITY ID
07/22/16 Lexmark International, Inc. LXK 529771107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Advisory Vote on Golden Parachutes For For Mgmt
3 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/03/16 CA, Inc. CA 12673P105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Jens Alder For For Mgmt
1B Elect Director Raymond J. Bromark For For Mgmt
1C Elect Director Michael P. Gregoire For For Mgmt
1D Elect Director Rohit Kapoor For For Mgmt
1E Elect Director Jeffrey G. Katz For For Mgmt
1F Elect Director Kay Koplovitz For For Mgmt
1G Elect Director Christopher B. Lofgren For For Mgmt
1H Elect Director Richard Sulpizio For For Mgmt
1I Elect Director Laura S. Unger For For Mgmt
1J Elect Director Arthur F. Weinbach For For Mgmt
1K Elect Director Renato (Ron) Zambonini For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Amend Omnibus Stock Plan For For Mgmt
5 Amend Shareholder Rights Plan (Poison Pill) For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/04/16 Plantronics, Inc. PLT 727493108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Marv Tseu For For Mgmt
1.2 Elect Director Ken Kannappan For For Mgmt
1.3 Elect Director Brian Dexheimer For For Mgmt
1.4 Elect Director Robert Hagerty For For Mgmt
1.5 Elect Director Gregg Hammann For For Mgmt
1.6 Elect Director John Hart For For Mgmt
1.7 Elect Director Maria Martinez For For Mgmt
1.8 Elect Director Marshall Mohr For For Mgmt
2 Amend Qualified Employee Stock Purchase Plan For For Mgmt
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
08/05/16 Vimpelcom Ltd. VIP 92719A106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Ratify PriceWaterhouseCoopers Accountants NV as For For Mgmt
Auditor and Authorize Board to Fix Auditor's
Remuneration
2 Elect Stan Chudnovsky as Director None For Mgmt
3 Elect Mikhail Fridman as Director None For Mgmt
4 Elect Gennady Gazin as Director None For Mgmt
5 Elect Andrey Gusev as Director None For Mgmt
6 Elect Gunnar Holt as Director None For Mgmt
7 Elect Julian Horn-Smith as Director None For Mgmt
8 Elect Jorn Jensen as Director None For Mgmt
9 Elect Nils Katla as Director None For Mgmt
10 Elect Aleksey Reznikovich as Director None For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/08/16 Leidos Holdings, Inc. LDOS 525327102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Issue Shares in Connection with Acquisition For For Mgmt
2.1a Elect Director David G. Fubini For For Mgmt
2.1b Elect Director Miriam E. John For For Mgmt
2.1c Elect Director John P. Jumper For For Mgmt
2.1d Elect Director Harry M.J. Kraemer, Jr. For For Mgmt
2.1e Elect Director Roger A. Krone For For Mgmt
2.1f Elect Director Gary S. May For For Mgmt
2.1g Elect Director Lawrence C. Nussdorf For For Mgmt
2.1h Elect Director Robert S. Shapard For For Mgmt
2.1i Elect Director Noel B. Williams For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Golden Parachutes For For Mgmt
5 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
6 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/10/16 Xilinx, Inc. XLNX 983919101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Dennis Segers For For Mgmt
1.2 Elect Director Moshe N. Gavrielov For For Mgmt
1.3 Elect Director Saar Gillai For For Mgmt
1.4 Elect Director Ronald S. Jankov For For Mgmt
1.5 Elect Director Thomas H. Lee For For Mgmt
1.6 Elect Director J. Michael Patterson For For Mgmt
1.7 Elect Director Albert A. Pimentel For For Mgmt
1.8 Elect Director Marshall C. Turner For For Mgmt
1.9 Elect Director Elizabeth W. Vanderslice For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
-1-
MEETING DATE COMPANY TICKER SECURITY ID
08/15/16 Microchip Technology Incorporated MCHP 595017104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Steve Sanghi For For Mgmt
1.2 Elect Director Matthew W. Chapman For For Mgmt
1.3 Elect Director L.B. Day For For Mgmt
1.4 Elect Director Esther L. Johnson For For Mgmt
1.5 Elect Director Wade F. Meyercord For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
08/16/16 Quality Systems, Inc. QSII 747582104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John R. ('Rusty') Frantz For For Mgmt
1.2 Elect Director Craig A. Barbarosh For For Mgmt
1.3 Elect Director George H. Bristol For For Mgmt
1.4 Elect Director James C. Malone For For Mgmt
1.5 Elect Director Jeffrey H. Margolis For For Mgmt
1.6 Elect Director Morris Panner For For Mgmt
1.7 Elect Director D. Russell Pflueger For For Mgmt
1.8 Elect Director Sheldon Razin For For Mgmt
1.9 Elect Director Lance E. Rosenzweig For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/30/16 ARM Holdings plc ARM G0483X122
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Scheme of Arrangement For For Mgmt
1 Approve Cash Acquisition of ARM Holdings plc by For For Mgmt
SoftBank Group Corp
MEETING DATE COMPANY TICKER SECURITY ID
08/31/16 Himax Technologies Inc. HIMX 43289P106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Reports of the Company For For Mgmt
2 Elect Hsiung-Ku Chen as Independent Director For For Mgmt
3 Amend Company's 2011 Long-Term Incentive Plan For For Mgmt
4 Other Business None Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/07/16 Logitech International S.A. LOGN 541419107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Appropriation Of Retained Earnings For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Approve Discharge of Board and Senior For For Mgmt
Management
6A Elect Director Edouard Bugnion For For Mgmt
6B Elect Director Bracken Darrell For For Mgmt
6C Elect Director Sally Davis For For Mgmt
6D Elect Director Guerrino De Luca For For Mgmt
6E Elect Director Sue Gove For For Mgmt
6F Elect Director Didier Hirsch For For Mgmt
6G Elect Director Neil Hunt For For Mgmt
6H Elect Director Dimitri Panayotopoulos For For Mgmt
6I Elect Director Lung Yeh For For Mgmt
6J Elect Director Patrick Aebischer For For Mgmt
7 Elect Guerrino De Luca as Board Chairman For For Mgmt
8A Appoint Sally Davis as Member of the For For Mgmt
Compensation Committee
8B Appoint Neil Hunt as Member of the Compensation For For Mgmt
Committee
8C Appoint Dimitri Panayotopoulos as Member of the For For Mgmt
Compensation Committee
8D Appoint Edouard Bugnion as Member of the For For Mgmt
Compensation Committee
9 Approve Remuneration of Directors For For Mgmt
10 Approve Remuneration of Executive Committee in For For Mgmt
the Amount of USD 20,200,000
11 Ratify KPMG AG as Auditors For For Mgmt
12 Designate Beatrice Ehlers as Independent Proxy For For Mgmt
A Authorize Independent Representative to Vote on For Against Mgmt
Any Amendment to Previous Resolutions
MEETING DATE COMPANY TICKER SECURITY ID
09/15/16 NetApp, Inc. NTAP 64110D104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director T. Michael Nevens For For Mgmt
1b Elect Director Jeffry R. Allen For For Mgmt
1c Elect Director Alan L. Earhart For For Mgmt
1d Elect Director Gerald Held For For Mgmt
1e Elect Director Kathryn M. Hill For For Mgmt
1f Elect Director George Kurian For For Mgmt
1g Elect Director George T. Shaheen For For Mgmt
1h Elect Director Stephen M. Smith For For Mgmt
1i Elect Director Robert T. Wall For For Mgmt
1j Elect Director Richard P. Wallace For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/23/16 Open Text Corporation OTC 683715106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director P. Thomas Jenkins For For Mgmt
1.2 Elect Director Mark Barrenechea For For Mgmt
1.3 Elect Director Randy Fowlie For For Mgmt
1.4 Elect Director Gail E. Hamilton For For Mgmt
1.5 Elect Director Brian J. Jackman For For Mgmt
1.6 Elect Director Stephen J. Sadler For For Mgmt
1.7 Elect Director Michael Slaunwhite For For Mgmt
1.8 Elect Director Katharine B. Stevenson For For Mgmt
1.9 Elect Director Deborah Weinstein For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Approve Stock Split For For Mgmt
4 Approve Shareholder Rights Plan For For Mgmt
5 Amend Stock Option Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/23/16 Silicon Motion Technology Corporation SIMO 82706C108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Yung-Chien Wang as Director For For Mgmt
2 Approve Appointment of of Deloitte & Touche as For For Mgmt
Independent Auditor
MEETING DATE COMPANY TICKER SECURITY ID
10/18/16 Linear Technology Corporation LLTC 535678106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Advisory Vote on Golden Parachutes For Against Mgmt
3a Elect Director Robert H. Swanson, Jr. For For Mgmt
3b Elect Director Lothar Maier For For Mgmt
3c Elect Director Arthur C. Agnos For For Mgmt
3d Elect Director John J. Gordon For For Mgmt
3e Elect Director David S. Lee For For Mgmt
3f Elect Director Richard M. Moley For For Mgmt
3g Elect Director Thomas S. Volpe For For Mgmt
4 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
6 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/19/16 Seagate Technology plc STX G7945J104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Stephen J. Luczo For For Mgmt
1b Elect Director Frank J. Biondi, Jr. For For Mgmt
1c Elect Director Michael R. Cannon For For Mgmt
1d Elect Director Mei-Wei Cheng For For Mgmt
1e Elect Director William T. Coleman For For Mgmt
1f Elect Director Jay L. Geldmacher For For Mgmt
1g Elect Director Dambisa F. Moyo For For Mgmt
1h Elect Director Chong Sup Park For For Mgmt
1i Elect Director Stephanie Tilenius For For Mgmt
1j Elect Director Edward J. Zander For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Approve Ernst & Young LLP as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
6A Approve Proposed Amendments to the Company's For For Mgmt
Articles of Association
6B Approve Proposed Amendments to the Company's For For Mgmt
Memorandum of Association
7A Adopt Plurality Voting for Contested Election For For Mgmt
of Directors
7B Amend Articles Re: Setting the Size of the For For Mgmt
Board
8 Authorize Issuance of Equity or Equity-Linked For For Mgmt
Securities with Preemptive Rights
9 Authorize Issuance of Equity or Equity-Linked For For Mgmt
Securities without Preemptive Rights
10 Determine Price Range for Reissuance of For For Mgmt
Treasury Shares
-2-
MEETING DATE COMPANY TICKER SECURITY ID
10/28/16 Harris Corporation HRS 413875105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director James F. Albaugh For For Mgmt
1b Elect Director William M. Brown For For Mgmt
1c Elect Director Peter W. Chiarelli For For Mgmt
1d Elect Director Thomas A. Dattilo For For Mgmt
1e Elect Director Roger B. Fradin For For Mgmt
1f Elect Director Terry D. Growcock For For Mgmt
1g Elect Director Lewis Hay, III For For Mgmt
1h Elect Director Vyomesh I. Joshi For For Mgmt
1i Elect Director Leslie F. Kenne For For Mgmt
1j Elect Director James C. Stoffel For For Mgmt
1k Elect Director Gregory T. Swienton For For Mgmt
1l Elect Director Hansel E. Tookes, II For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/01/16 Symantec Corporation SYMC 871503108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gregory S. Clark For For Mgmt
1b Elect Director Frank E. Dangeard For For Mgmt
1c Elect Director Kenneth Y. Hao For Against Mgmt
1d Elect Director David W. Humphrey For Against Mgmt
1e Elect Director Geraldine B. Laybourne For For Mgmt
1f Elect Director David L. Mahoney For For Mgmt
1g Elect Director Robert S. Miller For For Mgmt
1h Elect Director Anita M. Sands For For Mgmt
1i Elect Director Daniel H. Schulman For For Mgmt
1j Elect Director V. Paul Unruh For For Mgmt
1k Elect Director Suzanne M. Vautrinot For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
11/04/16 Western Digital Corporation WDC 958102105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Martin I. Cole For For Mgmt
1b Elect Director Kathleen A. Cote For For Mgmt
1c Elect Director Henry T. DeNero For For Mgmt
1d Elect Director Michael D. Lambert For For Mgmt
1e Elect Director Len J. Lauer For For Mgmt
1f Elect Director Matthew E. Massengill For For Mgmt
1g Elect Director Sanjay Mehrotra For For Mgmt
1h Elect Director Stephen D. Milligan For For Mgmt
1i Elect Director Paula A. Price For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/08/16 Marvell Technology Group Ltd. MRVL G5876H105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Peter A. Feld For For Mgmt
1b Elect Director Juergen Gromer For Against Mgmt
1c Elect Director Richard S. Hill For For Mgmt
1d Elect Director John G. Kassakian For Against Mgmt
1e Elect Director Oleg Khaykin For For Mgmt
1f Elect Director Arturo Krueger For Against Mgmt
1g Elect Director Matthew J. Murphy For For Mgmt
1h Elect Director Michael Strachan For For Mgmt
1i Elect Director Robert E. Switz For For Mgmt
1j Elect Director Randhir Thakur For Against Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Approve Deloitte & Touche, LLP as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
4 Provide Proxy Access Right For For Mgmt
5 Amend Bye-Laws to Add Advance Notice Provisions For For Mgmt
for Director Nominations
6 Reduce Supermajority Vote Requirement For For Mgmt
7 Amend Bye-Laws to Allow Majority Vote to For For Mgmt
Approve Business Combinations
8 Amend Bye-Laws to Allow the Adoption of a For For Mgmt
Shareholder Rights Plan
9 Provide Directors May Be Removed With or For For Mgmt
Without Cause
10 Adopt Plurality Voting in a Contested Election For For Mgmt
of Directors
MEETING DATE COMPANY TICKER SECURITY ID
11/09/16 Lam Research Corporation LRCX 512807108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Martin B. Anstice For For Mgmt
1.2 Elect Director Eric K. Brandt For For Mgmt
1.3 Elect Director Michael R. Cannon For For Mgmt
1.4 Elect Director Youssef A. El-Mansy For For Mgmt
1.5 Elect Director Christine A. Heckart For For Mgmt
1.6 Elect Director Catherine P. Lego For For Mgmt
1.7 Elect Director Stephen G. Newberry For For Mgmt
1.8 Elect Director Abhijit Y. Talwalkar For For Mgmt
1.9 Elect Director Lih Shyng (Rick L.) Tsai For For Mgmt
2.10 Elect Director John T. Dickson - Withdrawn Mgmt
Resolution
2.11 Elect Director Gary B. Moore - Withdrawn Mgmt
Resolution
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/09/16 Maxim Integrated Products, Inc. MXIM 57772K101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William (Bill) P. Sullivan For For Mgmt
1.2 Elect Director Tunc Doluca For For Mgmt
1.3 Elect Director Tracy C. Accardi For For Mgmt
1.4 Elect Director James R. Bergman For For Mgmt
1.5 Elect Director Joseph R. Bronson For For Mgmt
1.6 Elect Director Robert E. Grady For For Mgmt
1.7 Elect Director William D. Watkins For For Mgmt
1.8 Elect Director MaryAnn Wright For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Adopt the Jurisdiction of Incorporation as the For Against Mgmt
Exclusive Forum for Certain Disputes
6 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
11/15/16 CDK Global, Inc. CDK 12508E101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Leslie A. Brun For For Mgmt
1b Elect Director Willie A. Deese For For Mgmt
1c Elect Director Amy J. Hillman For For Mgmt
1d Elect Director Brian P. MacDonald For For Mgmt
1e Elect Director Eileen J. Martinson For For Mgmt
1f Elect Director Stephen A. Miles For For Mgmt
1g Elect Director Robert E. Radway For For Mgmt
1h Elect Director Stephen F. Schuckenbrock For For Mgmt
1i Elect Director Frank S. Sowinski For For Mgmt
1j Elect Director Robert M. Tarkoff For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/16/16 Oracle Corporation ORCL 68389X105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jeffrey S. Berg For Withhold Mgmt
1.2 Elect Director H. Raymond Bingham For Withhold Mgmt
1.3 Elect Director Michael J. Boskin For Withhold Mgmt
1.4 Elect Director Safra A. Catz For For Mgmt
1.5 Elect Director Bruce R. Chizen For Withhold Mgmt
1.6 Elect Director George H. Conrades For Withhold Mgmt
1.7 Elect Director Lawrence J. Ellison For For Mgmt
1.8 Elect Director Hector Garcia-Molina For For Mgmt
1.9 Elect Director Jeffrey O. Henley For For Mgmt
1.10 Elect Director Mark V. Hurd For For Mgmt
1.11 Elect Director Renee J. James For For Mgmt
1.12 Elect Director Leon E. Panetta For Withhold Mgmt
1.13 Elect Director Naomi O. Seligman For Withhold Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
4 Report on Lobbying Payments and Policy Against For ShrHlder
-3-
MEETING DATE COMPANY TICKER SECURITY ID
11/30/16 Microsoft Corporation MSFT 594918104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William H. Gates, lll For For Mgmt
1.2 Elect Director Teri L. List-Stoll For For Mgmt
1.3 Elect Director G. Mason Morfit For For Mgmt
1.4 Elect Director Satya Nadella For For Mgmt
1.5 Elect Director Charles H. Noski For For Mgmt
1.6 Elect Director Helmut Panke For For Mgmt
1.7 Elect Director Sandra E. Peterson For For Mgmt
1.8 Elect Director Charles W. Scharf For For Mgmt
1.9 Elect Director John W. Stanton For For Mgmt
1.10 Elect Director John W. Thompson For For Mgmt
1.11 Elect Director Padmasree Warrior For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Amend Right to Call Special Meeting For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
6 Proxy Access Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
12/08/16 Intersil Corporation ISIL 46069S109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
3 Advisory Vote on Golden Parachutes For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/12/16 Cisco Systems, Inc. CSCO 17275R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Carol A. Bartz For For Mgmt
1b Elect Director M. Michele Burns For For Mgmt
1c Elect Director Michael D. Capellas For For Mgmt
1d Elect Director John T. Chambers For For Mgmt
1e Elect Director Amy L. Chang For For Mgmt
1f Elect Director John L. Hennessy For For Mgmt
1g Elect Director Kristina M. Johnson For For Mgmt
1h Elect Director Roderick C. McGeary For For Mgmt
1i Elect Director Charles H. Robbins For For Mgmt
1j Elect Director Arun Sarin For For Mgmt
1k Elect Director Steven M. West For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
4 Report on Lobbying Payments and Policy Against For ShrHlder
5 Report on Arab and non-Arab Employees using Against Against ShrHlder
EEO-1 Categories
6 Establish Board Committee on Operations in Against Against ShrHlder
Israeli Settlements
MEETING DATE COMPANY TICKER SECURITY ID
12/21/16 NICE Ltd. NICE M7494X101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Articles For For Mgmt
2 Amend Compensation Policy for the Directors and For Against Mgmt
Officers of the Company
2a Vote FOR if you are a controlling shareholder None Against Mgmt
or have a personal interest in item 2, as
indicated in the proxy card; otherwise, vote
AGAINST. You may not abstain. If you vote FOR,
please provide an explanation to your account
manager
MEETING DATE COMPANY TICKER SECURITY ID
01/17/17 Inteliquent, Inc. IQNT 45825N107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Advisory Vote on Golden Parachutes For For Mgmt
3 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/19/17 Intuit Inc. INTU 461202103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Eve Burton For For Mgmt
1b Elect Director Scott D. Cook For For Mgmt
1c Elect Director Richard L. Dalzell For For Mgmt
1d Elect Director Diane B. Greene For For Mgmt
1e Elect Director Suzanne Nora Johnson For For Mgmt
1f Elect Director Dennis D. Powell For For Mgmt
1g Elect Director Brad D. Smith For For Mgmt
1h Elect Director Raul Vazquez For For Mgmt
1i Elect Director Jeff Weiner For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
01/26/17 Brocade Communications Systems, Inc. BRCD 111621306
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
3 Advisory Vote on Golden Parachutes For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/27/17 Amdocs Limited DOX G02602103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert A. Minicucci For For Mgmt
1.2 Elect Director Adrian Gardner For For Mgmt
1.3 Elect Director John T. McLennan For For Mgmt
1.4 Elect Director Simon Olswang For For Mgmt
1.5 Elect Director Zohar Zisapel For For Mgmt
1.6 Elect Director Julian A. Brodsky For For Mgmt
1.7 Elect Director Clayton Christensen For For Mgmt
1.8 Elect Director Eli Gelman For For Mgmt
1.9 Elect Director James S. Kahan For For Mgmt
1.10 Elect Director Richard T.C. LeFave For For Mgmt
1.11 Elect Director Giora Yaron For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Dividends For For Mgmt
4 Accept Consolidated Financial Statements and For For Mgmt
Statutory Reports
5 Approve Ernst & Young LLP as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
MEETING DATE COMPANY TICKER SECURITY ID
02/02/17 Mentor Graphics Corporation MENT 587200106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Advisory Vote on Golden Parachutes For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/08/17 Brooks Automation, Inc. BRKS 114340102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director A. Clinton Allen For For Mgmt
1.2 Elect Director Robyn C. Davis For For Mgmt
1.3 Elect Director Joseph R. Martin For For Mgmt
1.4 Elect Director John K. McGillicuddy For For Mgmt
1.5 Elect Director Krishna G. Palepu For For Mgmt
1.6 Elect Director Kirk P. Pond For For Mgmt
1.7 Elect Director Stephen S. Schwartz For For Mgmt
1.8 Elect Director Alfred Woollacott, III For For Mgmt
1.9 Elect Director Mark. S. Wrighton For For Mgmt
1.10 Elect Director Ellen M. Zane For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Approve Qualified Employee Stock Purchase Plan For For Mgmt
4 Ratify PricewaterhouseCoopers, LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/24/17 EarthLink Holdings Corp. ELNK 27033X101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
3 Advisory Vote on Golden Parachutes For For Mgmt
-4-
MEETING DATE COMPANY TICKER SECURITY ID
02/28/17 Apple Inc. AAPL 037833100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James Bell For For Mgmt
1.2 Elect Director Tim Cook For For Mgmt
1.3 Elect Director Al Gore For For Mgmt
1.4 Elect Director Bob Iger For For Mgmt
1.5 Elect Director Andrea Jung For For Mgmt
1.6 Elect Director Art Levinson For For Mgmt
1.7 Elect Director Ron Sugar For For Mgmt
1.8 Elect Director Sue Wagner For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Disclose Charitable Contributions Against Against ShrHlder
6 Adopt Policy to Increase Diversity of Senior Against Against ShrHlder
Management and Board of Directors
7 Proxy Access Amendments Against For ShrHlder
8 Engage Outside Independent Experts for Against Against ShrHlder
Compensation Reforms
9 Adopt Share Retention Policy For Senior Against For ShrHlder
Executives
MEETING DATE COMPANY TICKER SECURITY ID
03/07/17 Cabot Microelectronics Corporation CCMP 12709P103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Paul J. Reilly For For Mgmt
1.2 Elect Director Geoffrey Wild For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/07/17 QUALCOMM Incorporated QCOM 747525103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Barbara T. Alexander For For Mgmt
1b Elect Director Jeffrey W. Henderson For For Mgmt
1c Elect Director Thomas W. Horton For For Mgmt
1d Elect Director Paul E. Jacobs For For Mgmt
1e Elect Director Ann M. Livermore For For Mgmt
1f Elect Director Harish Manwani For For Mgmt
1g Elect Director Mark D. McLaughlin For For Mgmt
1h Elect Director Steve Mollenkopf For For Mgmt
1i Elect Director Clark T. "Sandy" Randt, Jr. For For Mgmt
1j Elect Director Francisco Ros For For Mgmt
1k Elect Director Anthony J. Vinciquerra For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Proxy Access Amendments Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
03/08/17 Analog Devices, Inc. ADI 032654105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ray Stata For For Mgmt
1b Elect Director Vincent Roche For For Mgmt
1c Elect Director James A. Champy For For Mgmt
1d Elect Director Bruce R. Evans For For Mgmt
1e Elect Director Edward H. Frank For For Mgmt
1f Elect Director Mark M. Little For For Mgmt
1g Elect Director Neil Novich For For Mgmt
1h Elect Director Kenton J. Sicchitano For For Mgmt
1i Elect Director Lisa T. Su For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/09/17 Applied Materials, Inc. AMAT 038222105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Judy Bruner For For Mgmt
1b Elect Director Xun (Eric) Chen For For Mgmt
1c Elect Director Aart J. de Geus For For Mgmt
1d Elect Director Gary E. Dickerson For For Mgmt
1e Elect Director Stephen R. Forrest For For Mgmt
1f Elect Director Thomas J. Iannotti For For Mgmt
1g Elect Director Alexander A. Karsner For For Mgmt
1h Elect Director Adrianna C. Ma For For Mgmt
1i Elect Director Dennis D. Powell For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Amend Executive Incentive Bonus Plan For For Mgmt
6 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/16/17 CenturyLink, Inc. CTL 156700106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Issue Shares in Connection with Merger For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/21/17 SYNNEX Corporation SNX 87162W100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Dwight Steffensen For For Mgmt
1.2 Elect Director Kevin Murai For For Mgmt
1.3 Elect Director Fred Breidenbach For For Mgmt
1.4 Elect Director Hau Lee For For Mgmt
1.5 Elect Director Matthew Miau For Withhold Mgmt
1.6 Elect Director Dennis Polk For For Mgmt
1.7 Elect Director Gregory Quesnel For For Mgmt
1.8 Elect Director Ann Vezina For For Mgmt
1.9 Elect Director Thomas Wurster For For Mgmt
1.10 Elect Director Duane Zitzner For For Mgmt
1.11 Elect Director Andrea Zulberti For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/22/17 Hewlett Packard Enterprise Company HPE 42824C109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Daniel Ammann For For Mgmt
1b Elect Director Marc L. Andreessen For For Mgmt
1c Elect Director Michael J. Angelakis For For Mgmt
1d Elect Director Leslie A. Brun For For Mgmt
1e Elect Director Pamela L. Carter For For Mgmt
1f Elect Director Klaus Kleinfeld For For Mgmt
1g Elect Director Raymond J. Lane For For Mgmt
1h Elect Director Ann M. Livermore For For Mgmt
1i Elect Director Raymond E. Ozzie For For Mgmt
1j Elect Director Gary M. Reiner For For Mgmt
1k Elect Director Patricia F. Russo For For Mgmt
1l Elect Director Lip-Bu Tan For Against Mgmt
1m Elect Director Margaret C. Whitman For For Mgmt
1n Elect Director Mary Agnes Wilderotter For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/24/17 Cypress Semiconductor Corporation CY 232806109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Eliminate Cumulative Voting For For Mgmt
1 Eliminate Cumulative Voting None Do Not Vote ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
03/24/17 KT Corp. KT 48268K101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Hwang Chang-gyu as CEO For For Mgmt
2 Approve Financial Statements and Allocation of For For Mgmt
Income
3 Amend Articles of Incorporation For For Mgmt
4.1 Elect Lim Heon-moon as Inside Director For For Mgmt
4.2 Elect Ku Hyeon-mo as Inside Director For For Mgmt
4.3 Elect Kim Jong-gu as Outside Director For For Mgmt
4.4 Elect Park Dae-geun as Outside Director For For Mgmt
4.5 Elect Lee Gae-min as Outside Director For For Mgmt
4.6 Elect Im-il as Outside Director For For Mgmt
5.1 Elect Kim Jong-gu as Members of Audit Committee For For Mgmt
5.2 Elect Park Dae-geun as Members of Audit For For Mgmt
Committee
6 Approve Total Remuneration of Inside Directors For For Mgmt
and Outside Directors
7 Approve Management Contract For For Mgmt
-5-
MEETING DATE COMPANY TICKER SECURITY ID
03/24/17 SK Telecom Co. SKM 78440P108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Allocation of For For Mgmt
Income
2 Amend Articles of Incorporation For For Mgmt
3.1 Elect Park Jeong-ho as Inside Director For For Mgmt
3.2 Elect Cho Dae-sik as Non-independent For For Mgmt
Non-executive Director
3.3 Elect Lee Jae-hoon as Outside Director For For Mgmt
3.4 Elect Ahn Jae-hyeon as Outside Director For For Mgmt
3.5 Elect Ahn Jeong-ho as Outside Director For For Mgmt
4.1 Elect Lee Jae-hoon as Members of Audit For For Mgmt
Committee
4.2 Elect Ahn Jae-hyeon as Members of Audit For For Mgmt
Committee
5 Approve Total Remuneration of Inside Directors For For Mgmt
and Outside Directors
6 Approve Stock Option Grants For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/28/17 Consolidated Communications Holdings, Inc. CNSL 209034107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Issue Shares in Connection with Merger For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/29/17 Telefonaktiebolaget LM Ericsson ERIC B W26049119
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
A Indicate FOR if you are both the Record Holder None Do Not Vote Mgmt
and Beneficial Owner of the ADS or AGAINST if
you are the Record Holder of such ADS Acting on
Behalf of the Beneficial Owner
1 Elect Chairman of Meeting For Do Not Vote Mgmt
2 Prepare and Approve List of Shareholders Mgmt
3 Approve Agenda of Meeting Mgmt
4 Acknowledge Proper Convening of Meeting Mgmt
5 Designate Inspector(s) of Minutes of Meeting Mgmt
6 Receive Financial Statements and Statutory Mgmt
Reports
7 Receive President's Report Mgmt
8.1 Accept Financial Statements and Statutory For Do Not Vote Mgmt
Reports
8.2 Approve Discharge of Board and President For Do Not Vote Mgmt
8.3 Approve Allocation of Income and Dividends of For Do Not Vote Mgmt
SEK 1 Per Share
9 Determine Number of Directors (11) and Deputy For Do Not Vote Mgmt
Directors (0) of Board
10 Approve Remuneration of Directors in the Amount For Do Not Vote Mgmt
of SEK 4.1 Million for Chairman and SEK 990,000
for Other Directors, Approve Remuneration for
Committee Work
11.1 Elect Jon Baksaas as New Director For Do Not Vote Mgmt
11.2 Elect Jan Carlson as New Director For Do Not Vote Mgmt
11.3 Reelect Nora Denzel as Director For Do Not Vote Mgmt
11.4 Reelect Borje Ekholm as Director For Do Not Vote Mgmt
11.5 Elect Eric Elzvik as New Director For Do Not Vote Mgmt
11.6 Reelect Leif Johansson as Director For Do Not Vote Mgmt
11.7 Reelect Kristin Lund as Director For Do Not Vote Mgmt
11.8 Reelect Kristin Rinne as Director For Do Not Vote Mgmt
11.9 Reelect Sukhinder Cassidy as Director For Do Not Vote Mgmt
11.10 Reelect Helena Stjernholm as Director For Do Not Vote Mgmt
11.11 Reelect Jacob Wallenberg as Director For Do Not Vote Mgmt
12 Reappoint Leif Johansson as Board Chairman For Do Not Vote Mgmt
13 Determine Number of Auditors (1) and Deputy For Do Not Vote Mgmt
Auditors (0)
14 Approve Remuneration of Auditors For Do Not Vote Mgmt
15 Ratify PricewaterhouseCoopers as Auditors For Do Not Vote Mgmt
16 Approve Remuneration Policy And Other Terms of For Do Not Vote Mgmt
Employment For Executive Management
17.1 Approve Long-Term Variable Compensation Program For Do Not Vote Mgmt
2017 (LTV 2017)
17.2 Authorize Transfer of up to 2.2 Million B For Do Not Vote Mgmt
Shares in Connection to LTV 2017; Approve
Reissuance of 800,000 B Shares to Cover
Expenses; Approve Directed Issuance of up to 3
Million C Shares; Approve Directed Repurchase
of up to 3 Million C Shares
17.3 Approve Equity Swap Agreement with Third Party For Do Not Vote Mgmt
as Alternative Financing
18 Approve Transfer of up to 19.8 Million Shares For Do Not Vote Mgmt
in Connection to LTV 2013, LTV 2014, LTV 2015
and LTV 2016
19 Require the Board to Present a Proposal on None Do Not Vote ShrHlder
Equal Voting Rights for All Shares at the AGM
2018
20 Request Board to Propose to the Swedish None Do Not Vote ShrHlder
Government Legislation on the Abolition of
Voting Power Differences in Swedish Limited
Liability Companies
21.1 Amend Articles Re: Voting Power Differences None Do Not Vote ShrHlder
21.2 Amend Articles Re: Former Politicians on the None Do Not Vote ShrHlder
Board of Directors
22.1 Adopt Vision Regarding Work Place Accidents in None Do Not Vote ShrHlder
the Company
22.2 Require Board to Appoint Work Group Regarding None Do Not Vote ShrHlder
Work Place Accidents
22.3 Require Report on the Work Regarding Work Place None Do Not Vote ShrHlder
Accidents to be Published at AGM and Include
the Report in Annual Report
22.4 Adopt a Vision for Absolute Gender Equality on None Do Not Vote ShrHlder
All Levels Within the Company
22.5 Instruct the Board to Set Up a Working Group None Do Not Vote ShrHlder
Concerning Gender and Ethnicity Diversification
Within the Company
22.6 Require the Results from the Working Group None Do Not Vote ShrHlder
Concerning Item 22.4 to be Reported to the AGM
22.7 Request Board to Take Necessary Action to None Do Not Vote ShrHlder
Create a Shareholders' Association
22.8 Prohibit Directors from Being Able to Invoice None Do Not Vote ShrHlder
Director's Fees via Swedish and Foreign Legal
Entities
22.9 Request Board to Propose to the Appropriate None Do Not Vote ShrHlder
Authority to Bring About a Changed Regulation
in the Area Relating to Item 22.8
22.10 Require Nomination Committee to Consider None Do Not Vote ShrHlder
Matters Related to Ethics, Gender and Ethnicity
22.11 Request Board to Propose to the Swedish None Do Not Vote ShrHlder
Government to Draw Attention to the Need for
Introducing a "cool-off" Period For Politicians
22.12 Instruct the Board to Prepare a Proposal for None Do Not Vote ShrHlder
the Representation of Small- and Midsized
Shareholders in the Board and Nomination
Committee
23 Assign Special Examiner to Examine if None Do Not Vote ShrHlder
Corruption has Occurred in the Company's
Business
24 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/30/17 Canon Inc. CAJ 138006309
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final For For Mgmt
Dividend of JPY 75
2.1 Elect Director Mitarai, Fujio For For Mgmt
2.2 Elect Director Maeda, Masaya For For Mgmt
2.3 Elect Director Tanaka, Toshizo For For Mgmt
2.4 Elect Director Matsumoto, Shigeyuki For For Mgmt
2.5 Elect Director Homma, Toshio For For Mgmt
2.6 Elect Director Saida, Kunitaro For For Mgmt
2.7 Elect Director Kato, Haruhiko For For Mgmt
3 Appoint Statutory Auditor Yoshida, Hiroshi For For Mgmt
4 Approve Annual Bonus For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/30/17 VimpelCom Ltd. VIP 92719A106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Change Company Name to VEON Ltd. For For Mgmt
2 Amend Bylaws For Against Mgmt
-6-
MEETING DATE COMPANY TICKER SECURITY ID
04/05/17 Broadcom Limited AVGO Y0486S104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Hock E. Tan For For Mgmt
1b Elect Director James V. Diller For For Mgmt
1c Elect Director Lewis C. Eggebrecht For For Mgmt
1d Elect Director Kenneth Y. Hao For For Mgmt
1e Elect Director Eddy W. Hartenstein For For Mgmt
1f Elect Director Check Kian Low For For Mgmt
1g Elect Director Donald Macleod For For Mgmt
1h Elect Director Peter J. Marks For For Mgmt
1i Elect Director Henry Samueli For For Mgmt
2 Approve PricewaterhouseCoopers LLP as Auditors For For Mgmt
and Authorize Board to Fix Their Remuneration
3 Approve Issuance of Shares with or without For For Mgmt
Preemptive Rights
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/05/17 Infosys Ltd. INFY Y4082C133
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Revision in Compensation of U B Pravin For Against Mgmt
Rao as Chief Operating Officer & Whole-time
Director
2 Elect D N Prahlad as Independent Director For For Mgmt
3 Adopt New Articles of Association For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/11/17 Brocade Communications Systems, Inc. BRCD 111621306
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Judy Bruner For For Mgmt
1.2 Elect Director Lloyd A. Carney For For Mgmt
1.3 Elect Director Renato A. DiPentima For For Mgmt
1.4 Elect Director Alan L. Earhart For For Mgmt
1.5 Elect Director John W. Gerdelman For For Mgmt
1.6 Elect Director Kim C. Goodman For For Mgmt
1.7 Elect Director David L. House For For Mgmt
1.8 Elect Director L. William 'Bill' Krause For For Mgmt
1.9 Elect Director David E. Roberson For For Mgmt
1.10 Elect Director Sanjay Vaswani For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 TIM Participacoes S.A. TSU 88706P205
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports for Fiscal Year Ended Dec. 31, 2016
2 Approve Allocation of Income and Dividends For Against Mgmt
3A Elect Alberto Emmanuel Carvalho Whitaker as For For Mgmt
Independent Director
3B Elect Enrico Barsotti as Director For For Mgmt
3C Elect Enrico Zampone as Director For For Mgmt
3D Elect Elisabetta Colacchia as Director For For Mgmt
3E Elect Herculano Anibal Alves as Independent For For Mgmt
Director
3F Elect Manoel Horacio Francisco da Silva as For For Mgmt
Director
3G Elect Mario Cesar Pereira de Araujo as For For Mgmt
Independent Director
3H Elect Nicoletta Montella as Director For For Mgmt
3I Elect Sabrina Valenza as Director For For Mgmt
3J Elect Stefano de Angelis as Director For For Mgmt
4A Elect Walmir Kesseli as Fiscal Council Member For For Mgmt
and Oswaldo Orsolin as Alternate
4B Elect Josino de Almeida Fonseca as Fiscal For For Mgmt
Council Member and Joao Verner Juenemann as
Alternate
4C Elect Jarbas Tadeu Barsanti Ribeiro as Fiscal For For Mgmt
Council Member and Anna Maria Cerentini Gouvea
as Alternate
5 Approve Remuneration of Company's Management For Against Mgmt
and Fiscal Council Members
1 Approve Prolonging of Cooperation and Support For For Mgmt
Agreement between Telecom Italia S.p.A and TIM
Celular S.A. and Intelig Telecomunicacoes Ltda
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Texas Instruments Incorporated TXN 882508104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ralph W. Babb, Jr. For For Mgmt
1b Elect Director Mark A. Blinn For For Mgmt
1c Elect Director Todd M. Bluedorn For For Mgmt
1d Elect Director Daniel A. Carp For For Mgmt
1e Elect Director Janet F. Clark For For Mgmt
1f Elect Director Carrie S. Cox For For Mgmt
1g Elect Director Jean M. Hobby For For Mgmt
1h Elect Director Ronald Kirk For For Mgmt
1i Elect Director Pamela H. Patsley For For Mgmt
1j Elect Director Robert E. Sanchez For For Mgmt
1k Elect Director Wayne R. Sanders For For Mgmt
1l Elect Director Richard K. Templeton For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/21/17 PT Telekomunikasi Indonesia Tbk TLKM Y71474137
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Annual Report and Commissioners' Report For For Mgmt
2 Accept Financial Statements and Annual Report For For Mgmt
of the Partnership and Community Development
Program (PCDP) and Discharge of Directors and
Commissioners
3 Approve Allocation of Income For For Mgmt
4 Approve Remuneration and Tantiem of Directors For For Mgmt
and Commissioners
5 Appoint Auditors of the Company and the For For Mgmt
Partnership and Community Development Program
(PCDP)
6 Approve the Enforcement of the State-owned For For Mgmt
Minister Regulation No. PER-03/MBU/12/2016 on
the Partnership and Community Development
Programs of the State-owned Enterprises
7 Amend Articles of Association For For Mgmt
8 Elect Directors and Commissioners For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 International Business Machines Corporation IBM 459200101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kenneth I. Chenault For For Mgmt
1.2 Elect Director Michael L. Eskew For For Mgmt
1.3 Elect Director David N. Farr For For Mgmt
1.4 Elect Director Mark Fields For For Mgmt
1.5 Elect Director Alex Gorsky For For Mgmt
1.6 Elect Director Shirley Ann Jackson For For Mgmt
1.7 Elect Director Andrew N. Liveris For For Mgmt
1.8 Elect Director W. James McNerney, Jr. For For Mgmt
1.9 Elect Director Hutham S. Olayan For For Mgmt
1.10 Elect Director James W. Owens For For Mgmt
1.11 Elect Director Virginia M. Rometty For For Mgmt
1.12 Elect Director Sidney Taurel For For Mgmt
1.13 Elect Director Peter R. Voser For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Reduce Ownership Threshold for Shareholders to Against For ShrHlder
Call Special Meeting
7 Adopt Proxy Access Right Against For ShrHlder
-7-
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 ASML Holding NV ASML N07059178
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Discuss the Company's Business, Financial Mgmt
Situation and Sustainability
3 Discuss Remuneration Policy for Management Mgmt
Board Members
4 Adopt Financial Statements and Statutory For For Mgmt
Reports
5 Approve Discharge of Management Board For For Mgmt
6 Approve Discharge of Supervisory Board For For Mgmt
7 Receive Explanation on Company's Reserves and Mgmt
Dividend Policy
8 Approve Dividends of EUR 1.20 Per Ordinary For For Mgmt
Share
9 Amend the Remuneration Policy of the Management For For Mgmt
Board
10 Approve Performance Share Arrangement According For For Mgmt
to Remuneration Policy
11 Approve Number of Stock Options, Respectively For For Mgmt
Shares for Employees
12 Discuss Management Board Composition and Mgmt
Receive Information on Intended Appointment of
First van Hout to Management Board
13.a Elect Pauline van der Meer Mohr to Supervisory For For Mgmt
Board
13.b Elect Carla Smits-Nusteling to Supervisory For For Mgmt
Board
13.c Elect Doug Grose to Supervisory Board For For Mgmt
13.d Elect Wolfgang Ziebart to Supervisory Board For For Mgmt
13.e Discussion of the Supervisory Board Profile Mgmt
14 Amend Remuneration of Supervisory Board For For Mgmt
15 Ratify KPMG as Auditors For For Mgmt
16.a Grant Board Authority to Issue Shares Up To 5 For For Mgmt
Percent of Issued Capital
16.b Authorize Board to Exclude Preemptive Rights For For Mgmt
from Share Issuances Re: Item 16a
16.c Grant Board Authority to Issue Shares Up To 5 For For Mgmt
Percent in Case of Takeover/Merger
16.d Authorize Board to Exclude Preemptive Rights For For Mgmt
from Share Issuances Re: Item 16c
17.a Authorize Repurchase of Up to 10 Percent of For For Mgmt
Issued Share Capital
17.b Authorize Additional Repurchase of Up to 10 For For Mgmt
Percent of Issued Share Capital
18 Authorize Cancellation of Repurchased Shares For For Mgmt
19 Other Business (Non-Voting) Mgmt
20 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 BCE Inc. BCE 05534B760
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Barry K. Allen For For Mgmt
1.2 Elect Director Sophie Brochu For For Mgmt
1.3 Elect Director Robert E. Brown For For Mgmt
1.4 Elect Director George A. Cope For For Mgmt
1.5 Elect Director David F. Denison For For Mgmt
1.6 Elect Director Robert P. Dexter For For Mgmt
1.7 Elect Director Ian Greenberg For For Mgmt
1.8 Elect Director Katherine Lee For For Mgmt
1.9 Elect Director Monique F. Leroux For For Mgmt
1.10 Elect Director Gordon M. Nixon For For Mgmt
1.11 Elect Director Calin Rovinescu For For Mgmt
1.12 Elect Director Karen Sheriff For For Mgmt
1.13 Elect Director Robert C. Simmonds For For Mgmt
1.14 Elect Director Paul R. Weiss For For Mgmt
2 Ratify Deloitte LLP as Auditors For For Mgmt
3 Advisory Vote on Executive Compensation For For Mgmt
Approach
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Diebold Nixdorf, Incorporated DBD 253651103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Patrick W. Allender For For Mgmt
1.2 Elect Director Phillip R. Cox For For Mgmt
1.3 Elect Director Richard L. Crandall For For Mgmt
1.4 Elect Director Alexander Dibelius For For Mgmt
1.5 Elect Director Dieter W. Dusedau For For Mgmt
1.6 Elect Director Gale S. Fitzgerald For For Mgmt
1.7 Elect Director Gary G. Greenfield For For Mgmt
1.8 Elect Director Andreas W. Mattes For For Mgmt
1.9 Elect Director Robert S. Prather, Jr. For For Mgmt
1.10 Elect Director Rajesh K. Soin For For Mgmt
1.11 Elect Director Henry D. G. Wallace For For Mgmt
1.12 Elect Director Alan J. Weber For For Mgmt
1.13 Elect Director Jurgen Wunram For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Approve Omnibus Stock Plan For For Mgmt
5 Adopt Majority Voting for Uncontested Election For For Mgmt
of Directors
6 Eliminate Cumulative Voting For For Mgmt
7 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Corning Incorporated GLW 219350105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Donald W. Blair For For Mgmt
1.2 Elect Director Stephanie A. Burns For For Mgmt
1.3 Elect Director John A. Canning, Jr. For For Mgmt
1.4 Elect Director Richard T. Clark For For Mgmt
1.5 Elect Director Robert F. Cummings, Jr. For For Mgmt
1.6 Elect Director Deborah A. Henretta For For Mgmt
1.7 Elect Director Daniel P. Huttenlocher For For Mgmt
1.8 Elect Director Kurt M. Landgraf For For Mgmt
1.9 Elect Director Kevin J. Martin For For Mgmt
1.10 Elect Director Deborah D. Rieman For For Mgmt
1.11 Elect Director Hansel E. Tookes, II For For Mgmt
1.12 Elect Director Wendell P. Weeks For For Mgmt
1.13 Elect Director Mark S. Wrighton For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Telecom Argentina S.A. TEO 005415497
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Designate Two Shareholders to Sign Minutes of For For Mgmt
Meeting
2 Consider Financial Statements and Statutory For For Mgmt
Reports Including English Version
3 Consider Allocation of Non-Assigned Results in For For Mgmt
the Amount of ARS 3.98 Billion
4 Consider Discharge of Directors For For Mgmt
5 Consider Discharge of Internal Statutory For For Mgmt
Auditors Committee (Comision Fiscalizadora)
6 Consider Remuneration of Directors in the For For Mgmt
Amount of ARS 36.9 Million
7 Authorize Advance Remuneration to Directors for For For Mgmt
Fiscal Year 2017
8 Consider Remuneration of Internal Statutory For For Mgmt
Auditors Committee (Comision Fiscalizadora) in
the Amount of ARS 6.5 Million
9 Elect One Director and Four Alternates for a For Against Mgmt
Two-Year Term
10 Fix Number of Members and Alternates of For For Mgmt
Internal Statutory Auditors Committee (Comision
Fiscalizadora)
11 Elect Principal Members of Internal Statutory For For Mgmt
Auditors Committee (Comision Fiscalizadora)
12 Elect Alternate Members of Internal Statutory For For Mgmt
Auditors Committee (Comision Fiscalizadora)
13 Authorize Advance Remuneration to Members of For For Mgmt
Internal Statutory Auditors Committee (Comision
Fiscalizadora) for Fiscal Year 2017
14 Determine Remuneration of Auditors for Fiscal For For Mgmt
Year 2016
15 Approve Auditors for Fiscal Year 2017 and Fix For For Mgmt
Their Remuneration
16 Consider Budget for Audit Committee in the For For Mgmt
Amount of ARS 3.4 Million for Fiscal Year 2017
-8-
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Xperi Corporation XPER 98421B100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard S. Hill For For Mgmt
1.2 Elect Director Christopher A. Seams For For Mgmt
1.3 Elect Director George A. Riedel For For Mgmt
1.4 Elect Director John Chenault For For Mgmt
1.5 Elect Director Thomas Lacey For For Mgmt
1.6 Elect Director Tudor Brown For For Mgmt
1.7 Elect Director David C. Habiger For Against Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Amend Nonqualified Employee Stock Purchase Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 AT&T Inc. T 00206R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Randall L. Stephenson For For Mgmt
1.2 Elect Director Samuel A. Di Piazza, Jr. For For Mgmt
1.3 Elect Director Richard W. Fisher For For Mgmt
1.4 Elect Director Scott T. Ford For For Mgmt
1.5 Elect Director Glenn H. Hutchins For For Mgmt
1.6 Elect Director William E. Kennard For For Mgmt
1.7 Elect Director Michael B. McCallister For For Mgmt
1.8 Elect Director Beth E. Mooney For For Mgmt
1.9 Elect Director Joyce M. Roche For For Mgmt
1.10 Elect Director Matthew K. Rose For For Mgmt
1.11 Elect Director Cynthia B. Taylor For For Mgmt
1.12 Elect Director Laura D'Andrea Tyson For For Mgmt
1.13 Elect Director Geoffrey Y. Yang For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Report on Indirect Political Contributions Against For ShrHlder
6 Report on Lobbying Payments and Policy Against For ShrHlder
7 Amend Proxy Access Right Against For ShrHlder
8 Provide Right to Act by Written Consent Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/01/17 Consolidated Communications Holdings, Inc. CNSL 209034107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert J. Currey For For Mgmt
1.2 Elect Director Maribeth S. Rahe For For Mgmt
1.3 Elect Director C. Robert Udell, Jr. For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/01/17 Monotype Imaging Holdings Inc. TYPE 61022P100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert L. Lentz For For Mgmt
1.2 Elect Director Douglas J. Shaw For For Mgmt
1.3 Elect Director Peter J. Simone For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/02/17 Shenandoah Telecommunications Company SHEN 82312B106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Tracy Fitzsimmons For For Mgmt
1.2 Elect Director John W. Flora For For Mgmt
1.3 Elect Director Kenneth L. Quaglio For For Mgmt
1.4 Elect Director Leigh Ann Schultz For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Cogent Communications Holdings, Inc. CCOI 19239V302
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Dave Schaeffer For For Mgmt
1.2 Elect Director Steven D. Brooks For For Mgmt
1.3 Elect Director Timothy Weingarten For For Mgmt
1.4 Elect Director Richard T. Liebhaber For For Mgmt
1.5 Elect Director D. Blake Bath For For Mgmt
1.6 Elect Director Marc Montagner For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 j2 Global, Inc. JCOM 48123V102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Douglas Y. Bech For For Mgmt
1.2 Elect Director Robert J. Cresci For For Mgmt
1.3 Elect Director W. Brian Kretzmer For For Mgmt
1.4 Elect Director Jonathan F. Miller For For Mgmt
1.5 Elect Director Richard S. Ressler For For Mgmt
1.6 Elect Director Stephen Ross For For Mgmt
2 Ratify BDO USA, LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Verizon Communications Inc. VZ 92343V104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Shellye L. Archambeau For For Mgmt
1.2 Elect Director Mark T. Bertolini For For Mgmt
1.3 Elect Director Richard L. Carrion For For Mgmt
1.4 Elect Director Melanie L. Healey For For Mgmt
1.5 Elect Director M. Frances Keeth For For Mgmt
1.6 Elect Director Karl-Ludwig Kley For For Mgmt
1.7 Elect Director Lowell C. McAdam For For Mgmt
1.8 Elect Director Clarence Otis, Jr. For For Mgmt
1.9 Elect Director Rodney E. Slater For For Mgmt
1.10 Elect Director Kathryn A. Tesija For For Mgmt
1.11 Elect Director Gregory D. Wasson For For Mgmt
1.12 Elect Director Gregory G. Weaver For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Establish Board Committee on Human Rights Against Against ShrHlder
7 Report on Feasibility of Adopting GHG Emissions Against Against ShrHlder
Targets
8 Amend Bylaws - Call Special Meetings Against For ShrHlder
9 Amend Clawback Policy Against For ShrHlder
10 Stock Retention/Holding Period Against For ShrHlder
11 Limit Matching Contributions to Executive Against Against ShrHlder
Retirement Plans
MEETING DATE COMPANY TICKER SECURITY ID
05/08/17 Pitney Bowes Inc. PBI 724479100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Linda G. Alvarado For For Mgmt
1b Elect Director Anne M. Busquet For For Mgmt
1c Elect Director Roger Fradin For For Mgmt
1d Elect Director Anne Sutherland Fuchs For For Mgmt
1e Elect Director S. Douglas Hutcheson For For Mgmt
1f Elect Director Marc B. Lautenbach For For Mgmt
1g Elect Director Eduardo R. Menasce For For Mgmt
1h Elect Director Michael I. Roth For For Mgmt
1i Elect Director Linda S. Sanford For For Mgmt
1j Elect Director David L. Shedlarz For For Mgmt
1k Elect Director David B. Snow, Jr. For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
-9-
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 DST Systems, Inc. DST 233326107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Joseph C. Antonellis For For Mgmt
1.2 Elect Director Jerome H. Bailey For For Mgmt
1.3 Elect Director Lynn Dorsey Bleil For For Mgmt
1.4 Elect Director Gary D. Forsee For For Mgmt
1.5 Elect Director Stephen C. Hooley For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 Teradyne, Inc. TER 880770102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Michael A. Bradley For For Mgmt
1b Elect Director Daniel W. Christman For For Mgmt
1c Elect Director Edwin J. Gillis For For Mgmt
1d Elect Director Timothy E. Guertin For For Mgmt
1e Elect Director Mark E. Jagiela For For Mgmt
1f Elect Director Mercedes Johnson For For Mgmt
1g Elect Director Paul J. Tufano For For Mgmt
1h Elect Director Roy A. Vallee For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 ADTRAN, Inc. ADTN 00738A106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas R. Stanton For For Mgmt
1.2 Elect Director H. Fenwick Huss For For Mgmt
1.3 Elect Director William L. Marks For For Mgmt
1.4 Elect Director Anthony J. Melone For For Mgmt
1.5 Elect Director Balan Nair For For Mgmt
1.6 Elect Director Jacqueline H. Rice For For Mgmt
1.7 Elect Director Kathryn A. Walker For For Mgmt
2a Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
2b Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Frontier Communications Corporation FTR 35906A108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Leroy T. Barnes, Jr. For For Mgmt
1b Elect Director Peter C.B. Bynoe For For Mgmt
1c Elect Director Diana S. Ferguson For For Mgmt
1d Elect Director Edward Fraioli For For Mgmt
1e Elect Director Daniel J. McCarthy For For Mgmt
1f Elect Director Pamela D.A. Reeve For For Mgmt
1g Elect Director Virginia P. Ruesterholz For For Mgmt
1h Elect Director Howard L. Schrott For For Mgmt
1i Elect Director Mark Shapiro For For Mgmt
1j Elect Director Myron A. Wick, III For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Approve Reverse Stock Split For For Mgmt
6 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 MKS Instruments, Inc. MKSI 55306N104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John R. Bertucci For For Mgmt
1.2 Elect Director Gregory R. Beecher For For Mgmt
1.3 Elect Director Rick D. Hess For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 SAP SE SAP D66992104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Mgmt
Reports for Fiscal 2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of For For Mgmt
EUR 1.25 per Share
3 Approve Discharge of Management Board for For For Mgmt
Fiscal 2016
4 Approve Discharge of Supervisory Board for For Against Mgmt
Fiscal 2016
5 Ratify KPMG AG as Auditors for Fiscal 2017 For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Skyworks Solutions, Inc. SWKS 83088M102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David J. Aldrich For For Mgmt
1.2 Elect Director Kevin L. Beebe For For Mgmt
1.3 Elect Director Timothy R. Furey For For Mgmt
1.4 Elect Director Liam K. Griffin For For Mgmt
1.5 Elect Director Balakrishnan S. Iyer For For Mgmt
1.6 Elect Director Christine King For For Mgmt
1.7 Elect Director David P. McGlade For For Mgmt
1.8 Elect Director David J. McLachlan For For Mgmt
1.9 Elect Director Robert A. Schriesheim For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Computer Programs and Systems, Inc. CPSI 205306103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David A. Dye For For Mgmt
1.2 Elect Director A. Robert Outlaw, Jr. For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Grant Thornton LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 TELUS Corporation T 87971M103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director R. H. (Dick) Auchinleck For For Mgmt
1.2 Elect Director Raymond T. Chan For For Mgmt
1.3 Elect Director Stockwell Day For For Mgmt
1.4 Elect Director Lisa de Wilde For For Mgmt
1.5 Elect Director Darren Entwistle For For Mgmt
1.6 Elect Director Mary Jo Haddad For For Mgmt
1.7 Elect Director Kathy Kinloch For For Mgmt
1.8 Elect Director John S. Lacey For For Mgmt
1.9 Elect Director William (Bill) A. MacKinnon For For Mgmt
1.10 Elect Director John Manley For For Mgmt
1.11 Elect Director Sarabjit (Sabi) S. Marwah For For Mgmt
1.12 Elect Director Claude Mongeau For For Mgmt
1.13 Elect Director David L. Mowat For For Mgmt
2 Approve Deloitte LLP as Auditors and Authorize For For Mgmt
Board to Fix Their Remuneration
3 Advisory Vote on Executive Compensation For For Mgmt
Approach
MEETING DATE COMPANY TICKER SECURITY ID
05/12/17 Leidos Holdings, Inc. LDOS 525327102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gregory R. Dahlberg For For Mgmt
1b Elect Director David G. Fubini For For Mgmt
1c Elect Director Miriam E. John For For Mgmt
1d Elect Director John P. Jumper For For Mgmt
1e Elect Director Harry M.J. Kraemer, Jr. For For Mgmt
1f Elect Director Roger A. Krone For For Mgmt
1g Elect Director Gary S. May For For Mgmt
1h Elect Director Surya N. Mohapatra For For Mgmt
1i Elect Director Lawrence C. Nussdorf For For Mgmt
1j Elect Director Robert S. Shapard For For Mgmt
1k Elect Director Susan M. Stalnecker For For Mgmt
1l Elect Director Noel B. Williams For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
-10-
MEETING DATE COMPANY TICKER SECURITY ID
05/15/17 Motorola Solutions, Inc. MSI 620076307
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gregory Q. Brown For For Mgmt
1b Elect Director Kenneth D. Denman For For Mgmt
1c Elect Director Egon P. Durban For Against Mgmt
1d Elect Director Clayton M. Jones For For Mgmt
1e Elect Director Judy C. Lewent For For Mgmt
1f Elect Director Gregory K. Mondre For Against Mgmt
1g Elect Director Anne R. Pramaggiore For For Mgmt
1h Elect Director Samuel C. Scott, III For For Mgmt
1i Elect Director Joseph M. Tucci For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Report on Efforts to Ensure Supply Chain Has No Against Against ShrHlder
Forced Labor
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 West Corporation WSTC 952355204
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Thomas B. Barker For For Mgmt
1b Elect Director Anthony J. DiNovi For For Mgmt
1c Elect Director Diane E. Offereins For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 SS&C Technologies Holdings, Inc. SSNC 78467J100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Normand A. Boulanger For For Mgmt
1.2 Elect Director David A. Varsano For For Mgmt
1.3 Elect Director Michael J. Zamkow For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 CSG Systems International, Inc. CSGS 126349109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David G. Barnes For For Mgmt
1b Elect Director Marwan H. Fawaz For For Mgmt
1c Elect Director John L. M. Hughes For For Mgmt
1d Elect Director Donald V. Smith For For Mgmt
2 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Intel Corporation INTC 458140100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Charlene Barshefsky For For Mgmt
1b Elect Director Aneel Bhusri For For Mgmt
1c Elect Director Andy D. Bryant For For Mgmt
1d Elect Director Reed E. Hundt For For Mgmt
1e Elect Director Omar Ishrak For For Mgmt
1f Elect Director Brian M. Krzanich For For Mgmt
1g Elect Director Tsu-Jae King Liu For For Mgmt
1h Elect Director David S. Pottruck For For Mgmt
1i Elect Director Gregory D. Smith For For Mgmt
1j Elect Director Frank D. Yeary For For Mgmt
1k Elect Director David B. Yoffie For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Amend Omnibus Stock Plan For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Political Contributions Disclosure Against Against ShrHlder
7 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/19/17 Power Integrations, Inc. POWI 739276103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Wendy Arienzo For For Mgmt
1.2 Elect Director Balu Balakrishnan For For Mgmt
1.3 Elect Director Alan D. Bickell For For Mgmt
1.4 Elect Director Nicholas E. Brathwaite For For Mgmt
1.5 Elect Director William L. George For For Mgmt
1.6 Elect Director Balakrishnan S. Iyer For For Mgmt
1.7 Elect Director E. Floyd Kvamme For For Mgmt
1.8 Elect Director Steven J. Sharp For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency None One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Forrester Research, Inc. FORR 346563109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director George F. Colony For For Mgmt
1.2 Elect Director Michael H. Welles For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Nokia Corp. NOKIA X61873133
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Mgmt
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting Mgmt
5 Prepare and Approve List of Shareholders Mgmt
6 Receive Financial Statements and Statutory Mgmt
Reports
7 Accept Financial Statements and Statutory For For Mgmt
Reports
8 Approve Allocation of Income and Dividends of For For Mgmt
EUR 0.17 Per Share
9 Approve Discharge of Board and President For For Mgmt
10 Approve Remuneration of Directors in the Amount For For Mgmt
of EUR 440,000 to Chair, EUR 185,000 to Vice
Chair and EUR 160,000 to Other Directors;
Approve Remuneration for Committee Work;
Approve Meeting Fees
11 Fix Number of Directors at Ten For For Mgmt
12.1 Reelect Bruce Brown as Director For For Mgmt
12.2 Elect Jeanette Horan as Director For For Mgmt
12.3 Reelect Louis Hughes as Director For For Mgmt
12.4 Elect Edward Kozel as Director For For Mgmt
12.5 Reelect Jean Monty as Director For For Mgmt
12.6 Reelect Elizabeth Nelson as Director For For Mgmt
12.7 Reelect Olivier Piou as Director For For Mgmt
12.8 Reelect Risto Siilasmaa as Director For For Mgmt
12.9 Reelect Carla Smits-Nusteling as Director For For Mgmt
12.10 Reelect Kari Stadigh as Director For For Mgmt
13 Approve Remuneration of Auditors For For Mgmt
14 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
15 Authorize Share Repurchase Program For For Mgmt
16 Approve Issuance of up to 560 Million Shares For For Mgmt
without Preemptive Rights
17 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Telecom Argentina S.A. TEO 005415497
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Designate Two Shareholders to Sign Minutes of For For Mgmt
Meeting
2 Elect Two Directors and Two Alternates to None Against Mgmt
Replace Gerardo Werthein and David M Martinez
3 Elect One Member and One Alternate of Internal None For Mgmt
Statutory Auditors Committee
4 Consider Absorption of Sofora Telecomunicacion For Against Mgmt
SA, Nortel Inversora SA and Telecom Personal
SA; Consider Conversion of 161.04 Million Class
A Shares into Class B Shares; Amend Articles 4,
5 and 9
5 Authorize to Carry out Formalities to Implement For Against Mgmt
Merger, Amend Articles and Perform
Presentations to Obtain Corresponding
Registrations
-11-
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 CenturyLink, Inc. CTL 156700106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Martha H. Bejar For For Mgmt
1.2 Elect Director Virginia Boulet For For Mgmt
1.3 Elect Director Peter C. Brown For For Mgmt
1.4 Elect Director W. Bruce Hanks For For Mgmt
1.5 Elect Director Mary L. Landrieu For For Mgmt
1.6 Elect Director Harvey P. Perry For For Mgmt
1.7 Elect Director Glen F. Post, III For For Mgmt
1.8 Elect Director Michael J. Roberts For For Mgmt
1.9 Elect Director Laurie A. Siegel For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3a Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3b Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4a Adopt Share Retention Policy For Senior Against For ShrHlder
Executives
4b Report on Lobbying Payments and Policy Against For ShrHlder
4c Report on Lobbying Payments and Policy Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 Ebix, Inc. EBIX 278715206
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Hans U. Benz For For Mgmt
1.2 Elect Director Pavan Bhalla For For Mgmt
1.3 Elect Director Neil D. Eckert For For Mgmt
1.4 Elect Director Rolf Herter For For Mgmt
1.5 Elect Director Hans Ueli Keller For For Mgmt
1.6 Elect Director George W. Hebard, III For For Mgmt
1.7 Elect Director Robin Raina For For Mgmt
1.8 Elect Director Joseph R. Wright, Jr. For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Cherry Bekaert LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Require a Majority Vote for the Election of Against For ShrHlder
Directors
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Juniper Networks, Inc. JNPR 48203R104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robert M. Calderoni For For Mgmt
1b Election Director Gary Daichendt For For Mgmt
1c Election Director Kevin DeNuccio For For Mgmt
1d Election Director James Dolce For For Mgmt
1e Election Director Mercedes Johnson For For Mgmt
1f Election Director Scott Kriens For For Mgmt
1g Election Director Rahul Merchant For For Mgmt
1h Election Director Rami Rahim For For Mgmt
1i Election Director William R. Stensrud For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
5 Eliminate Supermajority Vote Requirement For For Mgmt
6 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
8 Report on Annual Disclosure of EEO-1 Data Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Telephone and Data Systems, Inc. TDS 879433829
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Clarence A. Davis For For Mgmt
1.2 Elect Director Kim D. Dixon For For Mgmt
1.3 Elect Director Mitchell H. Saranow For For Mgmt
1.4 Elect Director Gary L. Sugarman For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Approve Recapitalization Plan for all Stock to Against For ShrHlder
Have One-vote per Share
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 Science Applications International Corporation SAIC 808625107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robert A. Bedingfield For For Mgmt
1b Elect Director Deborah B. Dunie For For Mgmt
1c Elect Director John J. Hamre For For Mgmt
1d Elect Director Timothy J. Mayopoulos For For Mgmt
1e Elect Director Anthony J. Moraco For For Mgmt
1f Elect Director Donna S. Morea For For Mgmt
1g Elect Director Edward J. Sanderson, Jr. For For Mgmt
1h Elect Director Steven R. Shane For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 Taiwan Semiconductor Manufacturing Co., Ltd. TSM 874039100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Approve Business Operations Report and For For Mgmt
Financial Statements
1.2 Approve Profit Distribution For For Mgmt
1.3 Amend Articles of Association For For Mgmt
1.4 Amend Procedures Governing the Acquisition or For For Mgmt
Disposal of Assets
2.1 Elect Mark Liu with Shareholder No. 10758 as For For Mgmt
Non-Independent Director
2.2 Elect C.C. Wei with Shareholder No. 370885 as For For Mgmt
Non-Independent Director
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 Telefonica S.A. TEF 879382109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Approve Consolidated and Standalone Financial For For Mgmt
Statements
1.2 Approve Discharge of Board For For Mgmt
2 Approve Allocation of Income For For Mgmt
3.1 Reelect Jose Maria Alvarez-Pallete Lopez as For Against Mgmt
Director
3.2 Reelect Ignacio Moreno Martinez as Director For Against Mgmt
3.3 Ratify Appointment of and Elect Francisco Jose For For Mgmt
Riberas Mera as Director
3.4 Ratify Appointment of and Elect Carmen Garcia For For Mgmt
de Andres as Director
4 Fix Number of Directors at 17 For For Mgmt
5 Approve Dividends Charged to Unrestricted For For Mgmt
Reserves
6 Authorize Issuance of Non-Convertible and/or For For Mgmt
Convertible Bonds, Debentures, Warrants, and
Other Debt Securities up to EUR 25 Billion with
Exclusion of Preemptive Rights up to 20 Percent
of Capital
7 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
8 Advisory Vote on Remuneration Report For For Mgmt
-12-
MEETING DATE COMPANY TICKER SECURITY ID
06/09/17 Garmin Ltd. GRMN G37260109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Consolidated Financial Statements and For For Mgmt
Statutory Reports
2 Accept Financial Statements and Statutory For For Mgmt
Reports
3 Approve Dividends For For Mgmt
4 Approve Discharge of Board and Senior For For Mgmt
Management
5.1 Elect Director Donald H. Eller For For Mgmt
5.2 Elect Director Joseph J. Hartnett For For Mgmt
5.3 Elect Director Min H. Kao For For Mgmt
5.4 Elect Director Charles W. Peffer For For Mgmt
5.5 Elect Director Clifton A. Pemble For For Mgmt
5.6 Elect Director Rebecca R. Tilden For For Mgmt
6 Elect Min H. Kao as Board Chairman For For Mgmt
7.1 Appoint Donald H. Eller as Member of the For For Mgmt
Compensation Committee
7.2 Appoint Joseph J. Hartnett as Member of the For For Mgmt
Compensation Committee
7.3 Appoint Charles W. Peffer as Member of the For For Mgmt
Compensation Committee
7.4 Appoint Rebecca R. Tilden as Member of the For For Mgmt
Compensation Committee
8 Designate Reiss + Preuss LLP as Independent For For Mgmt
Proxy
9 Ratify Ernst & Young LLP as Auditors For For Mgmt
10 Approve Fiscal Year 2018 Maximum Aggregate For For Mgmt
Compensation for the Executive Management
11 Approve Maximum Aggregate Compensation for the For For Mgmt
Board of Directors for the Period Between the
2017 AGM and the 2018 AGM
12 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/13/17 Blackbaud, Inc. BLKB 09227Q100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Timothy Chou For For Mgmt
1b Elect Director Peter J. Kight For For Mgmt
1c Elect Director Joyce M. Nelson For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/14/17 InterDigital, Inc. IDCC 45867G101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Jeffrey K. Belk For For Mgmt
1b Elect Director Joan H. Gillman For For Mgmt
1c Elect Director S. Douglas Hutcheson For For Mgmt
1d Elect Director John A. Kritzmacher For For Mgmt
1e Elect Director John D. Markley, Jr. For For Mgmt
1f Elect Director William J. Merritt For For Mgmt
1g Elect Director Kai O. Oistamo For For Mgmt
1h Elect Director Jean F. Rankin For For Mgmt
1i Elect Director Philip P. Trahanas For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 ATN International, Inc. ATNI 00215F107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Martin L. Budd For For Mgmt
1b Elect Director Bernard J. Bulkin For For Mgmt
1c Elect Director Michael T. Flynn For For Mgmt
1d Elect Director Liane J. Pelletier For For Mgmt
1e Elect Director Cornelius B. Prior, Jr. For For Mgmt
1f Elect Director Michael T. Prior For For Mgmt
1g Elect Director Charles J. Roesslein For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 Marvell Technology Group Ltd. MRVL G5876H105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Tudor Brown For For Mgmt
1.2 Elect Director Peter A. Feld For For Mgmt
1.3 Elect Director Richard S. Hill For For Mgmt
1.4 Elect Director Oleg Khaykin For For Mgmt
1.5 Elect Director Matthew J. Murphy For For Mgmt
1.6 Elect Director Michael Strachan For For Mgmt
1.7 Elect Director Robert E. Switz For For Mgmt
1.8 Elect Director Randhir Thakur For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Deloitte & Touche LLP as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 Monolithic Power Systems, Inc. MPWR 609839105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Victor K. Lee For For Mgmt
1.2 Elect Director James C. Moyer For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/20/17 Cypress Semiconductor Corporation CY 232806109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director W. Steve Albrecht For Do Not Vote Mgmt
1.2 Elect Director Eric A. Benhamou For Do Not Vote Mgmt
1.3 Elect Director H. Raymond Bingham - Withdrawn Mgmt
Resolution
1.4 Elect Director Hassane El-Khoury For Do Not Vote Mgmt
1.5 Elect Director Oh Chul Kwon For Do Not Vote Mgmt
1.6 Elect Director Wilbert van den Hoek For Do Not Vote Mgmt
1.7 Elect Director Michael Wishart For Do Not Vote Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For Do Not Vote Mgmt
3 Advisory Vote to Ratify Named Executive For Do Not Vote Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Do Not Vote Mgmt
5 Amend Omnibus Stock Plan For Do Not Vote Mgmt
1.1 Elect Director J. Daniel McCranie For For ShrHlder
1.2 Elect Directors Camillo Martino For For ShrHlder
1.3 Management Nominee W. Steve Albrecht For For ShrHlder
1.4 Management Nominee Hassane El-Khoury For For ShrHlder
1.5 Management Nominee Oh Chul Kwon For For ShrHlder
1.6 Management Nominee Wilbert van den Hoek For For ShrHlder
1.7 Management Nominee Michael Wishart For For ShrHlder
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Against For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan Abstain Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/20/17 NTT DoCoMo Inc. DCM 62942M201
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final For For Mgmt
Dividend of JPY 40
2 Amend Articles to Amend Business Lines For For Mgmt
3.1 Elect Director Nakamura, Hiroshi For For Mgmt
3.2 Elect Director Tamura, Hozumi For For Mgmt
4.1 Appoint Statutory Auditor Suto, Shoji For For Mgmt
4.2 Appoint Statutory Auditor Sagae, Hironobu For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Chunghwa Telecom Co., Ltd. CHT 17133Q502
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Business Operations Report and For For Mgmt
Financial Statements
2 Approve Plan on Profit Distribution For For Mgmt
3 Amend Procedures Governing the Acquisition or For For Mgmt
Disposal of Assets
4 Elect Yu Fen Lin with ID No. U220415XXX as For For Mgmt
Independent Director
5 Approve Release of Restrictions of Competitive For For Mgmt
Activities of Appointed Directors
-13-
MEETING DATE COMPANY TICKER SECURITY ID
06/24/17 Infosys Ltd. INFY Y4082C133
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Confirm Interim Dividend and Declare Final For For Mgmt
Dividend
3 Reelect U. B. Pravin Rao as Director For For Mgmt
4 Approve Deloitte Haskins & Sells LLP, Chartered For For Mgmt
Accountants as Statutory Auditors and Authorize
Board to Fix Their Remuneration
5 Approve Branch Auditors and Authorize Board to For For Mgmt
Fix Their Remuneration
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 NICE Ltd. NICE M7494X101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Reelect David Kostman as Director Until the End For For Mgmt
of the Next Annual General Meeting
1b Reelect Rimon Ben-Shaoul as Director Until the For For Mgmt
End of the Next Annual General Meeting
1c Reelect Yehoshua (Shuki) Ehrlich as Director For For Mgmt
Until the End of the Next Annual General
Meeting
1d Reelect Leo Apotheker as Director Until the End For For Mgmt
of the Next Annual General Meeting
1e Reelect Joseph (Joe) Cowan as Director Until For For Mgmt
the End of the Next Annual General Meeting
2 Approve Grant of Options and Restricted Shares For For Mgmt
Units to Directors
3 Approve One-Time Grant of Options to the For For Mgmt
Chairman of the Board
3A Vote FOR if you are a controlling shareholder None Against Mgmt
or have a personal interest in item 3, as
indicated in the proxy card; otherwise, vote
AGAINST. You may not abstain. If you vote FOR,
please provide an explanation to your account
manager
4 Approve Employment Terms of Barak Eilam, CEO For For Mgmt
4A Vote FOR if you are a controlling shareholder None Against Mgmt
or have a personal interest in item 4, as
indicated in the proxy card; otherwise, vote
AGAINST. You may not abstain. If you vote FOR,
please provide an explanation to your account
manager
5 Reappoint Kost Forer Gabay & Kasierer as For For Mgmt
Auditors and Authorize Board to Fix Their
Remuneration
6 Discuss Financial Statements and the Report of Mgmt
the Board for 2016
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 Nippon Telegraph & Telephone Corp. NTT J59396101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final For For Mgmt
Dividend of JPY 60
-14-
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MULTI-ASSET DIVERSIFIED INCOME INDEX FUND
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MEETING DATE COMPANY TICKER SECURITY ID
07/12/16 TransMontaigne Partners L.P. TLP 89376V100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/20/16 The Dow Chemical Company DOW 260543103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
3 Advisory Vote on Golden Parachutes For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/02/16 Questar Corporation STR 748356102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Teresa Beck For For Mgmt
1b Elect Director Laurence M. Downes For For Mgmt
1c Elect Director Christopher A. Helms For For Mgmt
1d Elect Director Ronald W. Jibson For For Mgmt
1e Elect Director James T. McManus, II For For Mgmt
1f Elect Director Rebecca Ranich For For Mgmt
1g Elect Director Harris H. Simmons For For Mgmt
1h Elect Director Bruce A. Williamson For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/04/16 Universal Corporation UVV 913456109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas H. Johnson For For Mgmt
1.2 Elect Director Michael T. Lawton For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
4 Mediation of Alleged Human Rights Violations Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
09/29/16 Darden Restaurants, Inc. DRI 237194105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Margaret Shan Atkins For For Mgmt
1.2 Elect Director Jean M. Birch For For Mgmt
1.3 Elect Director Bradley D. Blum For For Mgmt
1.4 Elect Director James P. Fogarty For For Mgmt
1.5 Elect Director Cynthia T. Jamison For For Mgmt
1.6 Elect Director Eugene I. (Gene) Lee, Jr. For For Mgmt
1.7 Elect Director William S. Simon For For Mgmt
1.8 Elect Director Charles M. (Chuck) Sonsteby For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Mgmt
4 Adopt a Policy to Phase Out Non-Therapeutic Use Against Against ShrHlder
of Antibiotics in the Meat Supply Chain
MEETING DATE COMPANY TICKER SECURITY ID
10/04/16 Tesoro Logistics LP TLLP 88160T107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Omnibus Stock Plan For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/11/16 The Procter & Gamble Company PG 742718109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Francis S. Blake For For Mgmt
1b Elect Director Angela F. Braly For For Mgmt
1c Elect Director Kenneth I. Chenault For For Mgmt
1d Elect Director Scott D. Cook For For Mgmt
1e Elect Director Terry J. Lundgren For For Mgmt
1f Elect Director W. James McNerney, Jr. For For Mgmt
1g Elect Director David S. Taylor For For Mgmt
1h Elect Director Margaret C. Whitman For For Mgmt
1i Elect Director Patricia A. Woertz For For Mgmt
1j Elect Director Ernesto Zedillo For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Report on Consistency Between Corporate Values Against Against ShrHlder
and Political Activities
5 Report on Application of Company Against Against ShrHlder
Non-Discrimination Policies in States with
Pro-Discrimination Laws
MEETING DATE COMPANY TICKER SECURITY ID
12/09/16 F.N.B. Corporation FNB 302520101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Issue Shares in Connection with Merger For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/07/17 Emerson Electric Co. EMR 291011104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director D.N. Farr For For Mgmt
1.2 Elect Director W.R. Johnson For For Mgmt
1.3 Elect Director M.S. Levatich For For Mgmt
1.4 Elect Director J.W. Prueher For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
5 Require Independent Board Chairman Against For ShrHlder
6 Report on Political Contributions Against For ShrHlder
7 Report on Lobbying Payments and Policy Against For ShrHlder
8 Adopt Quantitative Company-wide GHG Goals Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/07/17 United Bankshares, Inc. UBSI 909907107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Issue Shares in Connection with Acquisition For For Mgmt
4 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/18/17 Public Service Enterprise Group Incorporated PEG 744573106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Willie A. Deese For For Mgmt
1.2 Elect Director Albert R. Gamper, Jr. For For Mgmt
1.3 Elect Director William V. Hickey For For Mgmt
1.4 Elect Director Ralph Izzo For For Mgmt
1.5 Elect Director Shirley Ann Jackson For For Mgmt
1.6 Elect Director David Lilley For For Mgmt
1.7 Elect Director Thomas A. Renyi For For Mgmt
1.8 Elect Director Hak Cheol (H.C.) Shin For For Mgmt
1.9 Elect Director Richard J. Swift For For Mgmt
1.10 Elect Director Susan Tomasky For For Mgmt
1.11 Elect Director Alfred W. Zollar For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 Umpqua Holdings Corporation UMPQ 904214103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Raymond P. Davis For For Mgmt
1.2 Elect Director Peggy Y. Fowler For For Mgmt
1.3 Elect Director Stephen M. Gambee For For Mgmt
1.4 Elect Director James S. Greene For For Mgmt
1.5 Elect Director Luis F. Machuca For For Mgmt
1.6 Elect Director Cort L. O'Haver For For Mgmt
1.7 Elect Director Maria M. Pope For For Mgmt
1.8 Elect Director John F. Schultz For For Mgmt
1.9 Elect Director Susan F. Stevens For For Mgmt
1.10 Elect Director Hilliard C. Terry, III For For Mgmt
1.11 Elect Director Bryan L. Timm For For Mgmt
2 Ratify Moss Adams LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require a Majority Vote for the Election of Against For ShrHlder
Directors
-15-
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Magellan Midstream Partners, L.P. MMP 559080106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Lori A. Gobillot For For Mgmt
1.2 Elect Director Edward J. Guay For For Mgmt
1.3 Elect Director Michael N. Mears For For Mgmt
1.4 Elect Director James R. Montague For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 People's United Financial, Inc. PBCT 712704105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director John P. Barnes For For Mgmt
1b Elect Director Collin P. Baron For For Mgmt
1c Elect Director Kevin T. Bottomley For For Mgmt
1d Elect Director George P. Carter For For Mgmt
1e Elect Director William F. Cruger, Jr. For For Mgmt
1f Elect Director John K. Dwight For For Mgmt
1g Elect Director Jerry Franklin For For Mgmt
1h Elect Director Janet M. Hansen For For Mgmt
1i Elect Director Nancy McAllister For For Mgmt
1j Elect Director Mark W. Richards For For Mgmt
1k Elect Director Kirk W. Walters For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
6 Amend Certificate of Incorporation Concerning For For Mgmt
Shareholder Nominations and Proposals
7 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/21/17 South Jersey Industries, Inc. SJI 838518108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Sarah M. Barpoulis For For Mgmt
1b Elect Director Thomas A. Bracken For For Mgmt
1c Elect Director Keith S. Campbell For For Mgmt
1d Elect Director Victor A. Fortkiewicz For For Mgmt
1e Elect Director Sheila Hartnett-Devlin For For Mgmt
1f Elect Director Walter M. Higgins, III For For Mgmt
1g Elect Director Sunita Holzer For For Mgmt
1h Elect Director Michael J. Renna For For Mgmt
1i Elect Director Joseph M. Rigby For For Mgmt
1j Elect Director Frank L. Sims For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/24/17 M.D.C. Holdings, Inc. MDC 552676108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David D. Mandarich For For Mgmt
1.2 Elect Director Paris G. Reece, III For For Mgmt
1.3 Elect Director David Siegel For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/24/17 Weingarten Realty Investors WRI 948741103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Andrew M. Alexander For For Mgmt
1.2 Elect Director Standford Alexander For For Mgmt
1.3 Elect Director Shelagmichael Brown For For Mgmt
1.4 Elect Director James W. Crownover For For Mgmt
1.5 Elect Director Stephen A. Lasher For For Mgmt
1.6 Elect Director Thomas L. Ryan For For Mgmt
1.7 Elect Director Douglas W. Schnitzer For For Mgmt
1.8 Elect Director C. Park Shaper For For Mgmt
1.9 Elect Director Marc J. Shapiro For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 American Electric Power Company, Inc. AEP 025537101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Nicholas K. Akins For For Mgmt
1.2 Elect Director David J. Anderson For For Mgmt
1.3 Elect Director J. Barnie Beasley, Jr. For For Mgmt
1.4 Elect Director Ralph D. Crosby, Jr. For For Mgmt
1.5 Elect Director Linda A. Goodspeed For For Mgmt
1.6 Elect Director Thomas E. Hoaglin For For Mgmt
1.7 Elect Director Sandra Beach Lin For For Mgmt
1.8 Elect Director Richard C. Notebaert For For Mgmt
1.9 Elect Director Lionel L. Nowell, III For For Mgmt
1.10 Elect Director Stephen S. Rasmussen For For Mgmt
1.11 Elect Director Oliver G. Richard, III For For Mgmt
1.12 Elect Director Sara Martinez Tucker For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Cousins Properties Incorporated CUZ 222795106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Charles T. Cannada For For Mgmt
1b Elect Director Edward M. Casal For For Mgmt
1c Elect Director Robert M. Chapman For For Mgmt
1d Elect Director Lawrence L. Gellerstedt, III For For Mgmt
1e Elect Director Lillian C. Giornelli For For Mgmt
1f Elect Director S. Taylor Glover For For Mgmt
1g Elect Director Donna W. Hyland For For Mgmt
1h Elect Director Brenda J. Mixson For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Exelon Corporation EXC 30161N101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Anthony K. Anderson For For Mgmt
1b Elect Director Ann C. Berzin For For Mgmt
1c Elect Director Christopher M. Crane For For Mgmt
1d Elect Director Yves C. de Balmann For For Mgmt
1e Elect Director Nicholas DeBenedictis For For Mgmt
1f Elect Director Nancy L. Gioia For For Mgmt
1g Elect Director Linda P. Jojo For For Mgmt
1h Elect Director Paul L. Joskow For For Mgmt
1i Elect Director Robert J. Lawless For For Mgmt
1j Elect Director Richard W. Mies For For Mgmt
1k Elect Director John W. Rogers, Jr. For For Mgmt
1l Elect Director Mayo A. Shattuck, III For For Mgmt
1m Elect Director Stephen D. Steinour For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 International Business Machines Corporation IBM 459200101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kenneth I. Chenault For For Mgmt
1.2 Elect Director Michael L. Eskew For For Mgmt
1.3 Elect Director David N. Farr For For Mgmt
1.4 Elect Director Mark Fields For For Mgmt
1.5 Elect Director Alex Gorsky For For Mgmt
1.6 Elect Director Shirley Ann Jackson For For Mgmt
1.7 Elect Director Andrew N. Liveris For For Mgmt
1.8 Elect Director W. James McNerney, Jr. For For Mgmt
1.9 Elect Director Hutham S. Olayan For For Mgmt
1.10 Elect Director James W. Owens For For Mgmt
1.11 Elect Director Virginia M. Rometty For For Mgmt
1.12 Elect Director Sidney Taurel For For Mgmt
1.13 Elect Director Peter R. Voser For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Reduce Ownership Threshold for Shareholders to Against For ShrHlder
Call Special Meeting
7 Adopt Proxy Access Right Against For ShrHlder
-16-
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Trustmark Corporation TRMK 898402102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Adolphus B. Baker For For Mgmt
1.2 Elect Director William A. Brown For For Mgmt
1.3 Elect Director James N. Compton For For Mgmt
1.4 Elect Director Tracy T. Conerly For For Mgmt
1.5 Elect Director Toni D. Cooley For For Mgmt
1.6 Elect Director J. Clay Hays, Jr. For For Mgmt
1.7 Elect Director Gerard R. Host For For Mgmt
1.8 Elect Director John M. McCullouch For For Mgmt
1.9 Elect Director Harris V. Morrissette For For Mgmt
1.10 Elect Director Richard H. Puckett For For Mgmt
1.11 Elect Director R. Michael Summerford For For Mgmt
1.12 Elect Director Harry M. Walker For For Mgmt
1.13 Elect Director LeRoy G. Walker, Jr. For For Mgmt
1.14 Elect Director William G. Yates, III For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Crowe Horwath LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Wells Fargo & Company WFC 949746101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director John D. Baker, II For Against Mgmt
1b Elect Director John S. Chen For Against Mgmt
1c Elect Director Lloyd H. Dean For Against Mgmt
1d Elect Director Elizabeth A. Duke For Against Mgmt
1e Elect Director Enrique Hernandez, Jr. For Against Mgmt
1f Elect Director Donald M. James For Against Mgmt
1g Elect Director Cynthia H. Milligan For Against Mgmt
1h Elect Director Karen B. Peetz For For Mgmt
1i Elect Director Federico F. Pena For Against Mgmt
1j Elect Director James H. Quigley For Against Mgmt
1k Elect Director Stephen W. Sanger For Against Mgmt
1l Elect Director Ronald L. Sargent For For Mgmt
1m Elect Director Timothy J. Sloan For For Mgmt
1n Elect Director Susan G. Swenson For Against Mgmt
1o Elect Director Suzanne M. Vautrinot For Against Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
5 Review and Report on Business Standards Against For ShrHlder
6 Provide for Cumulative Voting Against Against ShrHlder
7 Report on Divesting Non-Core Business Against Against ShrHlder
8 Report on Gender Pay Gap Against Against ShrHlder
9 Report on Lobbying Payments and Policy Against Against ShrHlder
10 Adopt Global Policy Regarding the Rights of Against For ShrHlder
Indigenous People
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Eaton Corporation plc ETN 278058102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Craig Arnold For For Mgmt
1b Elect Director Todd M. Bluedorn For For Mgmt
1c Elect Director Christopher M. Connor For For Mgmt
1d Elect Director Michael J. Critelli For For Mgmt
1e Elect Director Richard H. Fearon For For Mgmt
1f Elect Director Charles E. Golden For For Mgmt
1g Elect Director Arthur E. Johnson For For Mgmt
1h Elect Director Deborah L. McCoy For For Mgmt
1i Elect Director Gregory R. Page For For Mgmt
1j Elect Director Sandra Pianalto For For Mgmt
1k Elect Director Gerald B. Smith For For Mgmt
1l Elect Director Dorothy C. Thompson For For Mgmt
2 Provide Proxy Access Right For For Mgmt
3 Amend Articles of Association regarding For For Mgmt
Bringing Shareholder Business and Making
Director Nominations at an Annual General
Meeting
4 Approve Ernst & Young LLP as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
5 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
7 Authorize Issue of Equity with Pre-emptive For For Mgmt
Rights
8 Authorize Issue of Equity without Pre-emptive For For Mgmt
Rights
9 Approval of Overseas Market Purchases of the For For Mgmt
Company Shares
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 T. Rowe Price Group, Inc. TROW 74144T108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Mark S. Bartlett For For Mgmt
1b Elect Director Edward C. Bernard For For Mgmt
1c Elect Director Mary K. Bush For For Mgmt
1d Elect Director H. Lawrence Culp, Jr. For For Mgmt
1e Elect Director Freeman A. Hrabowski, III For For Mgmt
1f Elect Director Robert F. MacLellan For For Mgmt
1g Elect Director Brian C. Rogers For For Mgmt
1h Elect Director Olympia J. Snowe For For Mgmt
1i Elect Director William J. Stromberg For For Mgmt
1j Elect Director Dwight S. Taylor For For Mgmt
1k Elect Director Anne Marie Whittemore For For Mgmt
1l Elect Director Sandra S. Wijnberg For For Mgmt
1m Elect Director Alan D. Wilson For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
6 Amend Nonqualified Employee Stock Purchase Plan For For Mgmt
7 Ratify KPMG LLP as Auditors For For Mgmt
8 Report on and Assess Proxy Voting Policies in Against Against ShrHlder
Relation to Climate Change Position
9 Report on and Assess Proxy Voting Policies in Against Against ShrHlder
Relation to Executive Compensation
10 Prepare Employment Diversity Report and Report None For ShrHlder
on Diversity Policies
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Ameren Corporation AEE 023608102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Warner L. Baxter For For Mgmt
1b Elect Director Catherine S. Brune For For Mgmt
1c Elect Director J. Edward Coleman For For Mgmt
1d Elect Director Ellen M. Fitzsimmons For For Mgmt
1e Elect Director Rafael Flores For For Mgmt
1f Elect Director Walter J. Galvin For For Mgmt
1g Elect Director Richard J. Harshman For For Mgmt
1h Elect Director Gayle P. W. Jackson For For Mgmt
1i Elect Director James C. Johnson For For Mgmt
1j Elect Director Steven H. Lipstein For For Mgmt
1k Elect Director Stephen R. Wilson For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Report Analyzing Renewable Energy Adoption Against Against ShrHlder
6 Assess Impact of a 2 Degree Scenario Against For ShrHlder
7 Report on Coal Combustion Residual and Water Against For ShrHlder
Impacts
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Northwestern Corporation NWE 668074305
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Stephen P. Adik For For Mgmt
1.2 Elect Director Anthony T. Clark For For Mgmt
1.3 Elect Director E. Linn Draper, Jr. For For Mgmt
1.4 Elect Director Dana J. Dykhouse For For Mgmt
1.5 Elect Director Jan R. Horsfall For For Mgmt
1.6 Elect Director Britt E. Ide For For Mgmt
1.7 Elect Director Julia L. Johnson For For Mgmt
1.8 Elect Director Linda G. Sullivan For For Mgmt
1.9 Elect Director Robert C. Rowe For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Other Business For Against Mgmt
-17-
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Old National Bancorp ONB 680033107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Alan W. Braun For For Mgmt
1.2 Elect Director Niel C. Ellerbrook For For Mgmt
1.3 Elect Director Andrew E. Goebel For For Mgmt
1.4 Elect Director Jerome F. Henry, Jr. For For Mgmt
1.5 Elect Director Robert G. Jones For For Mgmt
1.6 Elect Director Phelps L. Lambert For For Mgmt
1.7 Elect Director Arthur H. McElwee, Jr. For For Mgmt
1.8 Elect Director James T. Morris For For Mgmt
1.9 Elect Director Randall T. Shepard For For Mgmt
1.10 Elect Director Rebecca S. Skillman For For Mgmt
1.11 Elect Director Kelly N. Stanley For For Mgmt
1.12 Elect Director Derrick J. Stewart For For Mgmt
1.13 Elect Director Katherine E. White For For Mgmt
1.14 Elect Director Linda E. White For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify Crowe Horwath LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Pfizer Inc. PFE 717081103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Dennis A. Ausiello For For Mgmt
1.2 Elect Director Ronald E. Blaylock For For Mgmt
1.3 Elect Director W. Don Cornwell For For Mgmt
1.4 Elect Director Joseph J. Echevarria For For Mgmt
1.5 Elect Director Frances D. Fergusson For For Mgmt
1.6 Elect Director Helen H. Hobbs For For Mgmt
1.7 Elect Director James M. Kilts For For Mgmt
1.8 Elect Director Shantanu Narayen For For Mgmt
1.9 Elect Director Suzanne Nora Johnson For For Mgmt
1.10 Elect Director Ian C. Read For For Mgmt
1.11 Elect Director Stephen W. Sanger For For Mgmt
1.12 Elect Director James C. Smith For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Adopt Holy Land Principles Against Against ShrHlder
6 Amend Bylaws - Call Special Meetings Against For ShrHlder
7 Require Independent Board Chairman Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Valley National Bancorp VLY 919794107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Andrew B. Abramson For For Mgmt
1b Elect Director Peter J. Baum For For Mgmt
1c Elect Director Pamela R. Bronander For For Mgmt
1d Elect Director Eric P. Edelstein For For Mgmt
1e Elect Director Mary J. Steele Guilfoile For For Mgmt
1f Elect Director Graham O. Jones For For Mgmt
1g Elect Director Gerald Korde For For Mgmt
1h Elect Director Michael L. LaRusso For For Mgmt
1i Elect Director Marc J. Lenner For For Mgmt
1j Elect Director Gerald H. Lipkin For For Mgmt
1k Elect Director Suresh L. Sani For For Mgmt
1l Elect Director Jeffrey S. Wilks For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Increase Authorized Preferred and Common Stock For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 RLJ Lodging Trust RLJ 74965L101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert L. Johnson For For Mgmt
1.2 Elect Director Ross H. Bierkan For For Mgmt
1.3 Elect Director Evan Bayh For For Mgmt
1.4 Elect Director Nathaniel A. Davis For For Mgmt
1.5 Elect Director Robert M. La Forgia For For Mgmt
1.6 Elect Director Glenda G. McNeal For For Mgmt
1.7 Elect Director Arthur Collins For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 Sunstone Hotel Investors, Inc. SHO 867892101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John V. Arabia For For Mgmt
1.2 Elect Director W. Blake Baird For For Mgmt
1.3 Elect Director Andrew Batinovich For For Mgmt
1.4 Elect Director Z. Jamie Behar For For Mgmt
1.5 Elect Director Thomas A. Lewis, Jr. For For Mgmt
1.6 Elect Director Murray J. McCabe For For Mgmt
1.7 Elect Director Douglas M. Pasquale For For Mgmt
1.8 Elect Director Keith P. Russell For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/02/17 Great Plains Energy Incorporated GXP 391164100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Terry Bassham For For Mgmt
1.2 Elect Director David L. Bodde For For Mgmt
1.3 Elect Director Randall C. Ferguson, Jr. For For Mgmt
1.4 Elect Director Gary D. Forsee For For Mgmt
1.5 Elect Director Scott D. Grimes For For Mgmt
1.6 Elect Director Thomas D. Hyde For For Mgmt
1.7 Elect Director Ann D. Murtlow For For Mgmt
1.8 Elect Director Sandra J. Price For For Mgmt
1.9 Elect Director John J. Sherman For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Report Analyzing Profit Potential Based on Against For ShrHlder
Renewable Energy Metrics
6 Report on Lobbying Payments and Political Against For ShrHlder
Contributions
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Compass Minerals International, Inc. CMP 20451N101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Valdemar L. Fischer For For Mgmt
1b Elect Director Richard S. Grant For For Mgmt
1c Elect Director Amy J. Yoder For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Invesco Mortgage Capital Inc. IVR 46131B100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James S. Balloun For For Mgmt
1.2 Elect Director John S. Day For For Mgmt
1.3 Elect Director Karen Dunn Kelley For For Mgmt
1.4 Elect Director Carolyn B. Handlon For For Mgmt
1.5 Elect Director Edward J. Hardin For For Mgmt
1.6 Elect Director James R. Lientz, Jr. For For Mgmt
1.7 Elect Director Dennis P. Lockhart For For Mgmt
1.8 Elect Director Gregory G. McGreevey For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Regal Entertainment Group RGC 758766109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Stephen A. Kaplan For For Mgmt
1.2 Elect Director Jack Tyrrell For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
-18-
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Duke Energy Corporation DUK 26441C204
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael J. Angelakis For For Mgmt
1.2 Elect Director Michael G. Browning For For Mgmt
1.3 Elect Director Theodore F. Craver, Jr. For For Mgmt
1.4 Elect Director Daniel R. DiMicco For For Mgmt
1.5 Elect Director John H. Forsgren For For Mgmt
1.6 Elect Director Lynn J. Good For For Mgmt
1.7 Elect Director John T. Herron For For Mgmt
1.8 Elect Director James B. Hyler, Jr. For For Mgmt
1.9 Elect Director William E. Kennard For For Mgmt
1.10 Elect Director E. Marie McKee For For Mgmt
1.11 Elect Director Charles W. Moorman, IV For For Mgmt
1.12 Elect Director Carlos A. Saladrigas For For Mgmt
1.13 Elect Director Thomas E. Skains For For Mgmt
1.14 Elect Director William E. Webster, Jr. For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Eliminate Supermajority Vote Requirement For For Mgmt
6 Report on Lobbying Expenses Against For ShrHlder
7 Assess Portfolio Impacts of Policies to Meet 2 Against For ShrHlder
Degree Scenario
8 Report on the Public Health Risk of Dukes Against For ShrHlder
Energy's Coal Use
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Ryman Hospitality Properties, Inc. RHP 78377T107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Michael J. Bender For For Mgmt
1b Elect Director Rachna Bhasin For For Mgmt
1c Elect Director Alvin Bowles For For Mgmt
1d Elect Director William F. Hagerty, IV For For Mgmt
1e Elect Director Ellen Levine For For Mgmt
1f Elect Director Patrick Q. Moore For For Mgmt
1g Elect Director Robert S. Prather, Jr. For For Mgmt
1h Elect Director Colin V. Reed For For Mgmt
1i Elect Director Michael I. Roth For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Verizon Communications Inc. VZ 92343V104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Shellye L. Archambeau For For Mgmt
1.2 Elect Director Mark T. Bertolini For For Mgmt
1.3 Elect Director Richard L. Carrion For For Mgmt
1.4 Elect Director Melanie L. Healey For For Mgmt
1.5 Elect Director M. Frances Keeth For For Mgmt
1.6 Elect Director Karl-Ludwig Kley For For Mgmt
1.7 Elect Director Lowell C. McAdam For For Mgmt
1.8 Elect Director Clarence Otis, Jr. For For Mgmt
1.9 Elect Director Rodney E. Slater For For Mgmt
1.10 Elect Director Kathryn A. Tesija For For Mgmt
1.11 Elect Director Gregory D. Wasson For For Mgmt
1.12 Elect Director Gregory G. Weaver For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Establish Board Committee on Human Rights Against Against ShrHlder
7 Report on Feasibility of Adopting GHG Emissions Against Against ShrHlder
Targets
8 Amend Bylaws - Call Special Meetings Against For ShrHlder
9 Amend Clawback Policy Against For ShrHlder
10 Stock Retention/Holding Period Against For ShrHlder
11 Limit Matching Contributions to Executive Against Against ShrHlder
Retirement Plans
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 Entergy Corporation ETR 29364G103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Maureen Scannell Bateman For For Mgmt
1b Elect Director Patrick J. Condon For For Mgmt
1c Elect Director Leo P. Denault For For Mgmt
1d Elect Director Kirkland H. Donald For For Mgmt
1e Elect Director Philip L. Frederickson For For Mgmt
1f Elect Director Alexis M. Herman For For Mgmt
1g Elect Director Donald C. Hintz For For Mgmt
1h Elect Director Stuart L. Levenick For For Mgmt
1i Elect Director Blanche Lambert Lincoln For For Mgmt
1j Elect Director Karen A. Puckett For For Mgmt
1k Elect Director W. J. 'Billy' Tauzin For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Report on Distributed Renewable Generation Against For ShrHlder
Resources
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 Hawaiian Electric Industries, Inc. HE 419870100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Peggy Y. Fowler For For Mgmt
1.2 Elect Director Keith P. Russell For For Mgmt
1.3 Elect Director Barry K. Taniguchi For For Mgmt
1.4 Elect Director Richard J. Dahl For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/08/17 International Paper Company IP 460146103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David J. Bronczek For For Mgmt
1b Elect Director William J. Burns For For Mgmt
1c Elect Director Ahmet C. Dorduncu For For Mgmt
1d Elect Director Ilene S. Gordon For For Mgmt
1e Elect Director Jay L. Johnson For For Mgmt
1f Elect Director Stacey J. Mobley For For Mgmt
1g Elect Director Kathryn D. Sullivan For For Mgmt
1h Elect Director Mark S. Sutton For For Mgmt
1i Elect Director John L. Townsend, III For For Mgmt
1j Elect Director William G. Walter For For Mgmt
1k Elect Director J. Steven Whisler For For Mgmt
1l Elect Director Ray G. Young For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Pro-rata Vesting of Equity Awards Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/08/17 National Health Investors, Inc. NHI 63633D104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director W. Andrew Adams For For Mgmt
1b Elect Director Robert A. McCabe, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify BDO USA, LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 ALLETE, Inc. ALE 018522300
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Kathryn W. Dindo For For Mgmt
1b Elect Director Sidney W. Emery, Jr. For For Mgmt
1c Elect Director George G. Goldfarb For For Mgmt
1d Elect Director James S. Haines, Jr. For For Mgmt
1e Elect Director Alan R. Hodnik For For Mgmt
1f Elect Director James J. Hoolihan For For Mgmt
1g Elect Director Heidi E. Jimmerson For For Mgmt
1h Elect Director Madeleine W. Ludlow For For Mgmt
1i Elect Director Douglas C. Neve For For Mgmt
1j Elect Director Leonard C. Rodman For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
-19-
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Dominion Resources, Inc. D 25746U109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William P. Barr For For Mgmt
1.2 Elect Director Helen E. Dragas For For Mgmt
1.3 Elect Director James O. Ellis, Jr. For For Mgmt
1.4 Elect Director Thomas F. Farrell, II For For Mgmt
1.5 Elect Director John W. Harris For Against Mgmt
1.6 Elect Director Ronald W. Jibson For For Mgmt
1.7 Elect Director Mark J. Kington For For Mgmt
1.8 Elect Director Joseph M. Rigby For For Mgmt
1.9 Elect Director Pamela J. Royal For For Mgmt
1.10 Elect Director Robert H. Spilman, Jr. For For Mgmt
1.11 Elect Director Susan N. Story For For Mgmt
1.12 Elect Director Michael E. Szymanczyk For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Change Company Name to Dominion Energy, Inc. For For Mgmt
6 Report on Lobbying Payments and Policy Against Against ShrHlder
7 Require Director Nominee with Environmental Against For ShrHlder
Experience
8 Assess Portfolio Impacts of Policies to Meet 2 Against For ShrHlder
Degree Scenario
9 Report on Methane Emissions Management and Against For ShrHlder
Reduction Targets
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Avista Corporation AVA 05379B107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Erik J. Anderson For For Mgmt
1b Elect Director Kristianne Blake For For Mgmt
1c Elect Director Donald C. Burke For For Mgmt
1d Elect Director Rebecca A. Klein For For Mgmt
1e Elect Director Scott H. Maw For For Mgmt
1f Elect Director Scott L. Morris For For Mgmt
1g Elect Director Marc F. Racicot For For Mgmt
1h Elect Director Heidi B. Stanley For For Mgmt
1i Elect Director R. John Taylor For For Mgmt
1j Elect Director Janet D. Widmann For For Mgmt
2 Reduce Supermajority Vote Requirement for For For Mgmt
Specified Matters
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Ford Motor Company F 345370860
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Stephen G. Butler For For Mgmt
1b Elect Director Kimberly A. Casiano For For Mgmt
1c Elect Director Anthony F. Earley, Jr. For For Mgmt
1d Elect Director Mark Fields For For Mgmt
1e Elect Director Edsel B. Ford, II For For Mgmt
1f Elect Director William Clay Ford, Jr. For For Mgmt
1g Elect Director William W. Helman, IV For For Mgmt
1h Elect Director Jon M. Huntsman, Jr. For For Mgmt
1i Elect Director William E. Kennard For For Mgmt
1j Elect Director John C. Lechleiter For For Mgmt
1k Elect Director Ellen R. Marram For For Mgmt
1l Elect Director John L. Thornton For For Mgmt
1m Elect Director Lynn M. Vojvodich For For Mgmt
1n Elect Director John S. Weinberg For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Recapitalization Plan for all Stock to Against For ShrHlder
Have One-vote per Share
6 Report on Lobbying Payments and Policy Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Host Hotels & Resorts, Inc. HST 44107P104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Mary L. Baglivo For For Mgmt
1.2 Elect Director Sheila C. Bair For For Mgmt
1.3 Elect Director Sandeep L. Mathrani For For Mgmt
1.4 Elect Director Ann McLaughlin Korologos For For Mgmt
1.5 Elect Director Richard E. Marriott For For Mgmt
1.6 Elect Director John B. Morse, Jr. For For Mgmt
1.7 Elect Director Walter C. Rakowich For For Mgmt
1.8 Elect Director James F. Risoleo For For Mgmt
1.9 Elect Director Gordon H. Smith For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/17 CYS Investments, Inc. CYS 12673A108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kevin E. Grant For For Mgmt
1.2 Elect Director Tanya S. Beder For Withhold Mgmt
1.3 Elect Director Karen Hammond For For Mgmt
1.4 Elect Director Stephen P. Jonas For For Mgmt
1.5 Elect Director Raymond A. Redlingshafer, Jr. For For Mgmt
1.6 Elect Director Dale A. Reiss For Withhold Mgmt
1.7 Elect Director James A. Stern For Withhold Mgmt
1.8 Elect Director David A. Tyson For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/17 Consolidated Edison, Inc. ED 209115104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Vincent A. Calarco For For Mgmt
1b Elect Director George Campbell, Jr. For For Mgmt
1c Elect Director Michael J. Del Giudice For For Mgmt
1d Elect Director Ellen V. Futter For For Mgmt
1e Elect Director John F. Killian For For Mgmt
1f Elect Director John McAvoy For For Mgmt
1g Elect Director Armando J. Olivera For For Mgmt
1h Elect Director Michael W. Ranger For For Mgmt
1i Elect Director Linda S. Sanford For For Mgmt
1j Elect Director L. Frederick Sutherland For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 DineEquity, Inc. DIN 254423106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Larry A. Kay For For Mgmt
1.2 Elect Director Douglas M. Pasquale For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 FirstEnergy Corp. FE 337932107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Paul T. Addison For For Mgmt
1.2 Elect Director Michael J. Anderson For For Mgmt
1.3 Elect Director William T. Cottle For For Mgmt
1.4 Elect Director Steven J. Demetriou For For Mgmt
1.5 Elect Director Julia L. Johnson For For Mgmt
1.6 Elect Director Charles E. Jones For For Mgmt
1.7 Elect Director Donald T. Misheff For For Mgmt
1.8 Elect Director Thomas N. Mitchell For For Mgmt
1.9 Elect Director James F. O'Neil, III For For Mgmt
1.10 Elect Director Christopher D. Pappas For For Mgmt
1.11 Elect Director Luis A. Reyes For For Mgmt
1.12 Elect Director George M. Smart For For Mgmt
1.13 Elect Director Jerry Sue Thornton For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Increase Authorized Common Stock For For Mgmt
6 Eliminate Supermajority Vote Requirement For For Mgmt
7 Adopt Majority Voting for Uncontested Election For For Mgmt
of Directors
8 Provide Proxy Access Right For For Mgmt
9 Report on Lobbying Payments and Policy Against For ShrHlder
10 Assess Portfolio Impacts of Policies to Meet 2 Against For ShrHlder
Degree Scenario
11 Adopt Simple Majority Vote Against For ShrHlder
-20-
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 Lexington Realty Trust LXP 529043101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director E. Robert Roskind For For Mgmt
1b Elect Director T. Wilson Eglin For For Mgmt
1c Elect Director Harold First For For Mgmt
1d Elect Director Richard S. Frary For For Mgmt
1e Elect Director Lawrence L. Gray For For Mgmt
1f Elect Director Jamie Handwerker For For Mgmt
1g Elect Director Claire A. Koeneman For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Capstead Mortgage Corporation CMO 14067E506
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John L. (Jack) Bernard For For Mgmt
1.2 Elect Director Jack Biegler For For Mgmt
1.3 Elect Director Michelle P. Goolsby For For Mgmt
1.4 Elect Director Gary Keiser For For Mgmt
1.5 Elect Director Christopher W. Mahowald For For Mgmt
1.6 Elect Director Michael G. O'Neil For For Mgmt
1.7 Elect Director Phillip A. Reinsch For For Mgmt
1.8 Elect Director Mark S. Whiting For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Chesapeake Lodging Trust CHSP 165240102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James L. Francis For For Mgmt
1.2 Elect Director Douglas W. Vicari For For Mgmt
1.3 Elect Director Thomas A. Natelli For For Mgmt
1.4 Elect Director Thomas D. Eckert For For Mgmt
1.5 Elect Director John W. Hill For For Mgmt
1.6 Elect Director George F. McKenzie For For Mgmt
1.7 Elect Director Jeffrey D. Nuechterlein For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Amend Declaration of Trust For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 F.N.B. Corporation FNB 302520101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William B. Campbell For For Mgmt
1.2 Elect Director James D. Chiafullo For For Mgmt
1.3 Elect Director Vincent J. Delie, Jr. For For Mgmt
1.4 Elect Director Laura E. Ellsworth For For Mgmt
1.5 Elect Director Stephen J. Gurgovits For For Mgmt
1.6 Elect Director Robert A. Hormell For For Mgmt
1.7 Elect Director David J. Malone For For Mgmt
1.8 Elect Director D. Stephen Martz For For Mgmt
1.9 Elect Director Robert J. McCarthy, Jr. For For Mgmt
1.10 Elect Director Frank C. Mencini For For Mgmt
1.11 Elect Director David L. Motley For For Mgmt
1.12 Elect Director Heidi A. Nicholas For For Mgmt
1.13 Elect Director John S. Stanik For For Mgmt
1.14 Elect Director William J. Strimbu For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Pinnacle West Capital Corporation PNW 723484101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Donald E. Brandt For For Mgmt
1.2 Elect Director Denis A. Cortese For For Mgmt
1.3 Elect Director Richard P. Fox For For Mgmt
1.4 Elect Director Michael L. Gallagher For For Mgmt
1.5 Elect Director Roy A. Herberger, Jr. For For Mgmt
1.6 Elect Director Dale E. Klein For For Mgmt
1.7 Elect Director Humberto S. Lopez For For Mgmt
1.8 Elect Director Kathryn L. Munro For For Mgmt
1.9 Elect Director Bruce J. Nordstrom For For Mgmt
1.10 Elect Director Paula J. Sims For For Mgmt
1.11 Elect Director David P. Wagener For For Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 PPL Corporation PPL 69351T106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Rodney C. Adkins For For Mgmt
1.2 Elect Director John W. Conway For For Mgmt
1.3 Elect Director Steven G. Elliott For For Mgmt
1.4 Elect Director Raja Rajamannar For For Mgmt
1.5 Elect Director Craig A. Rogerson For For Mgmt
1.6 Elect Director William H. Spence For For Mgmt
1.7 Elect Director Natica von Althann For For Mgmt
1.8 Elect Director Keith H. Williamson For For Mgmt
1.9 Elect Director Armando Zagalo de Lima For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
6 Assess Portfolio Impacts of Policies to Meet 2 Against For ShrHlder
Degree Scenario
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Two Harbors Investment Corp. TWO 90187B101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director E. Spencer Abraham For For Mgmt
1B Elect Director James J. Bender For For Mgmt
1C Elect Director Stephen G. Kasnet For For Mgmt
1D Elect Director Lisa A. Pollina For For Mgmt
1E Elect Director William Roth For For Mgmt
1F Elect Director W. Reid Sanders For For Mgmt
1G Elect Director Thomas E. Siering For For Mgmt
1H Elect Director Brian C. Taylor For For Mgmt
1I Elect Director Hope B. Woodhouse For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Altria Group, Inc. MO 02209S103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gerald L. Baliles For For Mgmt
1.2 Elect Director Martin J. Barrington For For Mgmt
1.3 Elect Director John T. Casteen, III For For Mgmt
1.4 Elect Director Dinyar S. Devitre For For Mgmt
1.5 Elect Director Thomas F. Farrell, II For For Mgmt
1.6 Elect Director Debra J. Kelly-Ennis For For Mgmt
1.7 Elect Director W. Leo Kiely, III For For Mgmt
1.8 Elect Director Kathryn B. McQuade For For Mgmt
1.9 Elect Director George Munoz For For Mgmt
1.10 Elect Director Nabil Y. Sakkab For For Mgmt
1.11 Elect Director Virginia E. Shanks For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Cease Tobacco-Related Advertising Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Liberty Property Trust LPT 531172104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Frederick F. Buchholz For For Mgmt
1.2 Elect Director Thomas C. DeLoach, Jr. For For Mgmt
1.3 Elect Director Katherine Elizabeth Dietze For For Mgmt
1.4 Elect Director Antonio F. Fernandez For For Mgmt
1.5 Elect Director Daniel P. Garton For For Mgmt
1.6 Elect Director William P. Hankowsky For For Mgmt
1.7 Elect Director M. Leanne Lachman For For Mgmt
1.8 Elect Director David L. Lingerfelt For For Mgmt
1.9 Elect Director Fredric J. Tomczyk For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
-21-
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 OGE Energy Corp. OGE 670837103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Frank A. Bozich For For Mgmt
1B Elect Director James H. Brandi For For Mgmt
1C Elect Director Luke R. Corbett For For Mgmt
1D Elect Director David L. Hauser For For Mgmt
1E Elect Director Kirk Humphreys For For Mgmt
1F Elect Director Robert O. Lorenz For For Mgmt
1G Elect Director Judy R. McReynolds For For Mgmt
1H Elect Director Sheila G. Talton For For Mgmt
1I Elect Director Sean Trauschke For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Piedmont Office Realty Trust, Inc. PDM 720190206
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kelly H. Barrett For For Mgmt
1.2 Elect Director Wesley E. Cantrell For For Mgmt
1.3 Elect Director Barbara B. Lang For For Mgmt
1.4 Elect Director Frank C. McDowell For For Mgmt
1.5 Elect Director Donald A. Miller For For Mgmt
1.6 Elect Director Raymond G. Milnes, Jr. For For Mgmt
1.7 Elect Director Jeffrey L. Swope For For Mgmt
1.8 Elect Director Dale H. Taysom For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Redwood Trust, Inc. RWT 758075402
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard D. Baum For For Mgmt
1.2 Elect Director Douglas B. Hansen For For Mgmt
1.3 Elect Director Mariann Byerwalter For For Mgmt
1.4 Elect Director Debora D. Horvath For For Mgmt
1.5 Elect Director Marty Hughes For For Mgmt
1.6 Elect Director Greg H. Kubicek For For Mgmt
1.7 Elect Director Karen R. Pallotta For For Mgmt
1.8 Elect Director Jeffrey T. Pero For For Mgmt
1.9 Elect Director Georganne C. Proctor For For Mgmt
2 Ratify Grant Thornton LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Alliant Energy Corporation LNT 018802108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Patrick E. Allen For For Mgmt
1.2 Elect Director Patricia L. Kampling For For Mgmt
1.3 Elect Director Singleton B. McAllister For For Mgmt
1.4 Elect Director Susan D. Whiting For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Report on Lobbying Payments and Political Against For ShrHlder
Contributions
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 MFA Financial, Inc. MFA 55272X102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Stephen R. Blank For For Mgmt
1b Elect Director Laurie Goodman For For Mgmt
1c Elect Director William S. Gorin For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 Safety Insurance Group, Inc. SAFT 78648T100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David F. Brussard For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 The Southern Company SO 842587107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Juanita Powell Baranco For For Mgmt
1b Elect Director Jon A. Boscia For For Mgmt
1c Elect Director Henry A. 'Hal' Clark, III For For Mgmt
1d Elect Director Thomas A. Fanning For For Mgmt
1e Elect Director David J. Grain For For Mgmt
1f Elect Director Veronica M. Hagen For For Mgmt
1g Elect Director Warren A. Hood, Jr. For For Mgmt
1h Elect Director Linda P. Hudson For For Mgmt
1i Elect Director Donald M. James For For Mgmt
1j Elect Director John D. Johns For For Mgmt
1k Elect Director Dale E. Klein For For Mgmt
1l Elect Director William G. Smith, Jr. For For Mgmt
1m Elect Director Steven R. Specker For For Mgmt
1n Elect Director Larry D. Thompson For For Mgmt
1o Elect Director E. Jenner Wood, III For For Mgmt
2 Reduce Supermajority Vote Requirement For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
6 Report on Strategy for Aligning with 2 Degree Against For ShrHlder
Scenario
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Annaly Capital Management, Inc. NLY 035710409
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Francine J. Bovich For For Mgmt
1b Elect Director Jonathan D. Green For For Mgmt
1c Elect Director John H. Schaefer For For Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Medical Properties Trust, Inc. MPW 58463J304
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Edward K. Aldag, Jr. For For Mgmt
1.2 Elect Director G. Steven Dawson For For Mgmt
1.3 Elect Director R. Steven Hamner For For Mgmt
1.4 Elect Director William G. McKenzie (Gil) For Against Mgmt
1.5 Elect Director C. Reynolds Thompson, III For For Mgmt
1.6 Elect Director D. Paul Sparks, Jr. For For Mgmt
1.7 Elect Director Michael G. Stewart For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 National Retail Properties, Inc. NNN 637417106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Pamela K. M. Beall For For Mgmt
1.2 Elect Director Steven D. Cosler For For Mgmt
1.3 Elect Director Don DeFosset For For Mgmt
1.4 Elect Director David M. Fick For For Mgmt
1.5 Elect Director Edward J. Fritsch For For Mgmt
1.6 Elect Director Kevin B. Habicht For For Mgmt
1.7 Elect Director Robert C. Legler For For Mgmt
1.8 Elect Director Sam L. Susser For For Mgmt
1.9 Elect Director Julian E. Whitehurst For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
-22-
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 New Residential Investment Corp. NRZ 64828T201
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Alan L. Tyson For For Mgmt
1.2 Elect Director David Saltzman For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 United Bankshares, Inc. UBSI 909907107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard M. Adams For For Mgmt
1.2 Elect Director Robert G. Astorg For For Mgmt
1.3 Elect Director Bernard H. Clineburg For For Mgmt
1.4 Elect Director Peter A. Converse For For Mgmt
1.5 Elect Director Michael P. Fitzgerald For For Mgmt
1.6 Elect Director Theodore J. Georgelas For For Mgmt
1.7 Elect Director J. Paul McNamara For For Mgmt
1.8 Elect Director Mark R. Nesselroad For For Mgmt
1.9 Elect Director Mary K. Weddle For For Mgmt
1.10 Elect Director Gary G. White For For Mgmt
1.11 Elect Director P. Clinton Winter For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/26/17 Old Republic International Corporation ORI 680223104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James C. Hellauer For Withhold Mgmt
1.2 Elect Director Arnold L. Steiner For Withhold Mgmt
1.3 Elect Director Fredricka Taubitz For Withhold Mgmt
1.4 Elect Director Aldo C. Zucaro For Withhold Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Adopt Proxy Access Right Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 EPR Properties EPR 26884U109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert J. Druten For For Mgmt
1.2 Elect Director Gregory K. Silvers For For Mgmt
1.3 Elect Director Robin P. Sterneck For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/01/17 Chimera Investment Corporation CIM 16934Q208
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Paul Donlin For For Mgmt
1b Elect Director Mark Abrams For For Mgmt
1c Elect Director Gerard Creagh For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/01/17 LTC Properties, Inc. LTC 502175102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Boyd W. Hendrickson For For Mgmt
1.2 Elect Director James J. Pieczynski For For Mgmt
1.3 Elect Director Devra G. Shapiro For For Mgmt
1.4 Elect Director Wendy L. Simpson For For Mgmt
1.5 Elect Director Timothy J. Triche For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/01/17 Washington Real Estate Investment Trust WRE 939653101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Declassify the Board of Directors For For Mgmt
2 Amend Bylaws For For Mgmt
3.1 Elect Director Benjamin S. Butcher For For Mgmt
3.2 Elect Director Edward S. Civera For For Mgmt
3.3 Elect Director Ellen M. Goitia For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/06/17 Buckeye Partners, L.P. BPL 118230101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Barbara J. Duganier For For Mgmt
1.2 Elect Director Joseph A. LaSala, Jr. For For Mgmt
1.3 Elect Director Larry C. Payne For For Mgmt
1.4 Elect Director Martin A. White For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/06/17 General Motors Company GM 37045V100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Joseph J. Ashton For For Mgmt
1.2 Elect Director Mary T. Barra For For Mgmt
1.3 Elect Director Linda R. Gooden For For Mgmt
1.4 Elect Director Joseph Jimenez For For Mgmt
1.5 Elect Director Jane L. Mendillo For For Mgmt
1.6 Elect Director Michael G. Mullen For For Mgmt
1.7 Elect Director James J. Mulva For For Mgmt
1.8 Elect Director Patricia F. Russo For For Mgmt
1.9 Elect Director Thomas M. Schoewe For For Mgmt
1.10 Elect Director Theodore M. Solso For For Mgmt
1.11 Elect Director Carol M. Stephenson For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
6 Require Independent Board Chairman Against For ShrHlder
7 Creation of Dual-Class Common Stock Against Against ShrHlder
1.1 Elect Directors Leo Hindery, Jr. For Do Not Vote ShrHlder
1.2 Elect Director Vinit Sethi For Do Not Vote ShrHlder
1.3 Elect Director William N. Thorndike, Jr. For Do Not Vote ShrHlder
1.4 Management Nominee Joseph J. Ashton For Do Not Vote ShrHlder
1.5 Management Nominee Mary T. Barra For Do Not Vote ShrHlder
1.6 Management Nominee Linda R. Gooden For Do Not Vote ShrHlder
1.7 Management Nominee Joseph Jimenez For Do Not Vote ShrHlder
1.8 Management Nominee James J. Mulva For Do Not Vote ShrHlder
1.9 Management Nominee Patricia F. Russo For Do Not Vote ShrHlder
1.10 Management Nominee Thomas M. Schoewe For Do Not Vote ShrHlder
1.11 Management Nominee Theodore M. Solso For Do Not Vote ShrHlder
2 Advisory Vote to Ratify Named Executive For Do Not Vote Mgmt
Officers' Compensation
3 Approve Executive Incentive Bonus Plan For Do Not Vote Mgmt
4 Approve Omnibus Stock Plan For Do Not Vote Mgmt
5 Ratify Deloitte & Touche LLP as Auditors For Do Not Vote Mgmt
6 Require Independent Board Chairman Against Do Not Vote ShrHlder
7 Creation of Dual-Class Common Stock For Do Not Vote ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/06/17 New York Community Bancorp, Inc. NYCB 649445103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Dominick Ciampa For For Mgmt
1b Elect Director Leslie D. Dunn For For Mgmt
1c Elect Director Lawrence Rosano, Jr. For For Mgmt
1d Elect Director Robert Wann For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
-23-
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 Black Stone Minerals, L.P. BSM 09225M101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William G. Bardel For For Mgmt
1.2 Elect Director Carin M. Barth For For Mgmt
1.3 Elect Director Thomas L. Carter, Jr. For For Mgmt
1.4 Elect Director D. Mark DeWalch For For Mgmt
1.5 Elect Director Ricky J. Haeflinger For For Mgmt
1.6 Elect Director Jerry V. Kyle, Jr. For For Mgmt
1.7 Elect Director Michael C. Linn For For Mgmt
1.8 Elect Director John H. Longmaid For For Mgmt
1.9 Elect Director William N. Mathis For For Mgmt
1.10 Elect Director William E. Randall For For Mgmt
1.11 Elect Director Alexander D. Stuart For For Mgmt
1.12 Elect Director Allison K. Thacker For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 Omega Healthcare Investors, Inc. OHI 681936100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Craig M. Bernfield For Withhold Mgmt
1.2 Elect Director Norman R. Bobins For For Mgmt
1.3 Elect Director Craig R. Callen For For Mgmt
1.4 Elect Director Barbara B. Hill For For Mgmt
1.5 Elect Director Bernard J. Korman For For Mgmt
1.6 Elect Director Edward Lowenthal For For Mgmt
1.7 Elect Director Ben W. Perks For For Mgmt
1.8 Elect Director C. Taylor Pickett For For Mgmt
1.9 Elect Director Stephen D. Plavin For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/14/17 Target Corporation TGT 87612E106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Roxanne S. Austin For For Mgmt
1b Elect Director Douglas M. Baker, Jr. For For Mgmt
1c Elect Director Brian C. Cornell For For Mgmt
1d Elect Director Calvin Darden For For Mgmt
1e Elect Director Henrique De Castro For For Mgmt
1f Elect Director Robert L. Edwards For For Mgmt
1g Elect Director Melanie L. Healey For For Mgmt
1h Elect Director Donald R. Knauss For For Mgmt
1i Elect Director Monica C. Lozano For For Mgmt
1j Elect Director Mary E. Minnick For For Mgmt
1k Elect Director Derica W. Rice For For Mgmt
1l Elect Director Kenneth L. Salazar For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Executive Incentive Bonus Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/21/17 Blackstone Mortgage Trust, Inc. BXMT 09257W100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael B. Nash For For Mgmt
1.2 Elect Director Stephen D. Plavin For For Mgmt
1.3 Elect Director Leonard W. Cotton For For Mgmt
1.4 Elect Director Thomas E. Dobrowski For Withhold Mgmt
1.5 Elect Director Martin L. Edelman For For Mgmt
1.6 Elect Director Henry N. Nassau For Withhold Mgmt
1.7 Elect Director Jonathan L. Pollack For For Mgmt
1.8 Elect Director Lynne B. Sagalyn For Withhold Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
-24-
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INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND
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MEETING DATE COMPANY TICKER SECURITY ID
07/01/16 Pennon Group plc PNN.LN G8295T213
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Final Dividend For For Mgmt
3 Approve Remuneration Report For For Mgmt
4 Re-elect Sir John Parker as Director For For Mgmt
5 Re-elect Martin Angle as Director For For Mgmt
6 Re-elect Neil Cooper as Director For For Mgmt
7 Re-elect Susan Davy as Director For For Mgmt
8 Re-elect Christopher Loughlin as Director For For Mgmt
9 Re-elect Ian McAulay as Director For For Mgmt
10 Re-elect Gill Rider as Director For For Mgmt
11 Reappoint Ernst & Young LLP as Auditors For For Mgmt
12 Authorise the Audit Committee to Fix For For Mgmt
Remuneration of Auditors
13 Authorise EU Political Donations and For For Mgmt
Expenditure
14 Authorise Issue of Equity with Pre-emptive For For Mgmt
Rights
15 Authorise Issue of Equity without Pre-emptive For For Mgmt
Rights
16 Authorise Issue of Equity without Pre-emptive For For Mgmt
Rights
17 Authorise Market Purchase of Ordinary Shares For For Mgmt
18 Authorise the Company to Call General Meeting For For Mgmt
with Two Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
07/13/16 CapitaLand Commercial Trust CCT.SP Y1091F107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Acquisition of 50.0 Percent of the For For Mgmt
Units in MSO Trust Which Holds Capitagreen
MEETING DATE COMPANY TICKER SECURITY ID
07/14/16 LondonMetric Property plc LMP.LN G5689W109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Remuneration Report For For Mgmt
3 Reappoint Deloitte LLP as Auditors For For Mgmt
4 Authorise Board to Fix Remuneration of Auditors For For Mgmt
5 Re-elect Patrick Vaughan as Director For For Mgmt
6 Re-elect Andrew Jones as Director For For Mgmt
7 Re-elect Martin McGann as Director For For Mgmt
8 Re-elect Valentine Beresford as Director For For Mgmt
9 Re-elect Mark Stirling as Director For For Mgmt
10 Re-elect James Dean as Director For For Mgmt
11 Re-elect Alec Pelmore as Director For For Mgmt
12 Re-elect Andrew Varley as Director For For Mgmt
13 Re-elect Philip Watson as Director For For Mgmt
14 Re-elect Rosalyn Wilton as Director For For Mgmt
15 Re-elect Charles Cayzer as Director For For Mgmt
16 Elect Andrew Livingston as Director For For Mgmt
17 Authorise Issue of Equity with Pre-emptive For For Mgmt
Rights
18 Approve Scrip Dividend For For Mgmt
19 Authorise Issue of Equity without Pre-emptive For For Mgmt
Rights
20 Authorise Market Purchase of Ordinary Shares For For Mgmt
21 Authorise the Company to Call General Meeting For For Mgmt
with Two Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
07/18/16 Mapletree Logistics Trust MLT.SP Y5759Q107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Report of the Trustee, Statement by the For For Mgmt
Manager, Audited Financial Statements and
Auditors' Report
2 Approve PricewaterhouseCoopers LLP as Auditors For For Mgmt
and Authorize Manager to Fix Their Remuneration
3 Approve Issuance of Equity or Equity-Linked For For Mgmt
Securities with or without Preemptive Rights
MEETING DATE COMPANY TICKER SECURITY ID
07/19/16 Mapletree Industrial Trust MINT.SP Y5759S103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Report of the Trustee, Statement by the For For Mgmt
Manager, Audited Financial Statements and
Auditors' Report
2 Approve PricewaterhouseCoopers LLP as Auditors For For Mgmt
and Authorize the Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or Equity-Linked For For Mgmt
Securities with or without Preemptive Rights
MEETING DATE COMPANY TICKER SECURITY ID
07/20/16 Severn Trent plc SVT.LN G8056D159
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Elect Emma FitzGerald as Director For For Mgmt
5 Elect Kevin Beeston as Director For For Mgmt
6 Elect Dominique Reiniche as Director For For Mgmt
7 Re-elect Andrew Duff as Director For For Mgmt
8 Re-elect John Coghlan as Director For For Mgmt
9 Re-elect Olivia Garfield as Director For For Mgmt
10 Re-elect James Bowling as Director For For Mgmt
11 Re-elect Philip Remnant as Director For For Mgmt
12 Re-elect Dr Angela Strank as Director For For Mgmt
13 Reappoint Deloitte LLP as Auditors For For Mgmt
14 Authorise the Audit Committee to Fix For For Mgmt
Remuneration of Auditors
15 Authorise EU Political Donations and For For Mgmt
Expenditure
16 Authorise Issue of Equity with Pre-emptive For For Mgmt
Rights
17 Authorise Issue of Equity without Pre-emptive For For Mgmt
Rights
18 Authorise Market Purchase of Ordinary Shares For For Mgmt
19 Adopt New Articles of Association For For Mgmt
20 Authorise the Company to Call General Meeting For For Mgmt
with Two Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
07/21/16 AusNet Services AST.AU Q8604X102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2a Elect Peter Mason as Director For For Mgmt
2b Elect Tan Chee Meng as Director For Against Mgmt
3 Approve the Remuneration Report For Against Mgmt
4 Approve the Grant of Performance Rights to Nino For For Mgmt
Ficca, Managing Director of the Company
5 Approve the Increase in Maximum Aggregate For Against Mgmt
Remuneration of Non-Executive Directors
6 Approve the Issue of Shares Up to 10 Percent For For Mgmt
Pro Rata
7 Approve the Issuance of Shares Pursuant to the For For Mgmt
Dividend Reinvestment Plan
8 Approve the Issuance of Shares Pursuant to an For For Mgmt
Employee Incentive Scheme
MEETING DATE COMPANY TICKER SECURITY ID
07/21/16 SSE plc SSE.LN G7885V109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Remuneration Report For For Mgmt
3 Approve Remuneration Policy For For Mgmt
4 Approve Final Dividend For For Mgmt
5 Re-elect Gregor Alexander as Director For For Mgmt
6 Re-elect Jeremy Beeton as Director For For Mgmt
7 Re-elect Katie Bickerstaffe as Director For For Mgmt
8 Re-elect Sue Bruce as Director For For Mgmt
9 Elect Crawford Gillies as Director For For Mgmt
10 Re-elect Richard Gillingwater as Director For For Mgmt
11 Re-elect Peter Lynas as Director For For Mgmt
12 Elect Helen Mahy as Director For For Mgmt
13 Re-elect Alistair Phillips-Davies as Director For For Mgmt
14 Reappoint KPMG LLP as Auditors For For Mgmt
15 Authorise the Audit Committee to Fix For For Mgmt
Remuneration of Auditors
16 Authorise Issue of Equity with Pre-emptive For For Mgmt
Rights
17 Authorise Issue of Equity without Pre-emptive For For Mgmt
Rights
18 Authorise Market Purchase of Ordinary Shares For For Mgmt
19 Authorise the Company to Call General Meeting For For Mgmt
with Two Weeks' Notice
20 Approve Performance Share Plan For For Mgmt
-25-
MEETING DATE COMPANY TICKER SECURITY ID
07/22/16 United Utilities Group plc UU/.LN G92755100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Final Dividend For For Mgmt
3 Approve Remuneration Report For For Mgmt
4 Re-elect Dr John McAdam as Director For For Mgmt
5 Re-elect Steve Mogford as Director For For Mgmt
6 Re-elect Stephen Carter as Director For For Mgmt
7 Re-elect Mark Clare as Director For For Mgmt
8 Re-elect Russ Houlden as Director For For Mgmt
9 Re-elect Brian May as Director For For Mgmt
10 Re-elect Sara Weller as Director For For Mgmt
11 Reappoint KPMG LLP as Auditors For For Mgmt
12 Authorise the Audit Committee to Fix For For Mgmt
Remuneration of Auditors
13 Authorise Issue of Equity with Pre-emptive For For Mgmt
Rights
14 Authorise Issue of Equity without Pre-emptive For For Mgmt
Rights
15 Authorise Market Purchase of Ordinary Shares For For Mgmt
16 Authorise the Company to Call General Meeting For For Mgmt
with 14 Working Days' Notice
17 Authorise EU Political Donations and For For Mgmt
Expenditure
MEETING DATE COMPANY TICKER SECURITY ID
07/25/16 National Grid plc NG.LN G6375K151
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Final Dividend For For Mgmt
3 Re-elect Sir Peter Gershon as Director For For Mgmt
4 Re-elect John Pettigrew as Director For For Mgmt
5 Re-elect Andrew Bonfield as Director For For Mgmt
6 Re-elect Dean Seavers as Director For For Mgmt
7 Elect Nicola Shaw as Director For For Mgmt
8 Re-elect Nora Mead Brownell as Director For For Mgmt
9 Re-elect Jonathan Dawson as Director For For Mgmt
10 Re-elect Therese Esperdy as Director For For Mgmt
11 Re-elect Paul Golby as Director For For Mgmt
12 Re-elect Ruth Kelly as Director For For Mgmt
13 Re-elect Mark Williamson as Director For For Mgmt
14 Reappoint PricewaterhouseCoopers LLP as For For Mgmt
Auditors
15 Authorise Board to Fix Remuneration of Auditors For For Mgmt
16 Approve Remuneration Report For For Mgmt
17 Authorise EU Political Donations and For For Mgmt
Expenditure
18 Authorise Issue of Equity with Pre-emptive For For Mgmt
Rights
19 Authorise Issue of Equity without Pre-emptive For For Mgmt
Rights
20 Authorise Market Purchase of Ordinary Shares For For Mgmt
21 Authorise the Company to Call General Meeting For For Mgmt
with 14 Working Days' Notice
MEETING DATE COMPANY TICKER SECURITY ID
08/01/16 Snam SpA SRG.IM T8578L107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Plan for the Partial and Proportional For For Mgmt
Demerger of Snam SpA
1 Authorize Share Repurchase Program For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/06/16 British American Tobacco (Malaysia) Berhad ROTH.MK Y0971P110
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Disposal by Tobacco Importers and For For Mgmt
Manufacturers Sdn Berhad, a Wholly-Owned
Subsidiary of the Company, of 2 Parcels of
Leasehold Lands Together with Buildings Elected
Thereon
MEETING DATE COMPANY TICKER SECURITY ID
10/12/16 Contact Energy Ltd. CEN.NZ Q2818G104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Elena Trout as Director For For Mgmt
2 Elect Whaimutu Dewes as Director For For Mgmt
3 Elect Sue Sheldon as Director For For Mgmt
4 Authorize the Board to Fix Remuneration of the For For Mgmt
Auditors
MEETING DATE COMPANY TICKER SECURITY ID
10/19/16 Genesis Energy Ltd GNE.NZ 372284208
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Maury Leyland as Director For For Mgmt
2 Elect Paul Zealand as Director For For Mgmt
3 Elect Timothy Miles as Director For For Mgmt
4 Approve the Increase in Maximum Aggregate For For Mgmt
Remuneration of Directors
MEETING DATE COMPANY TICKER SECURITY ID
10/26/16 DEXUS Property Group DXS.AU Q3190P100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve the Remuneration Report For For Mgmt
2.1 Elect Tonianne Dwyer as Director For For Mgmt
2.2 Elect Penny Bingham-Hall as Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/26/16 Stockland SGP.AU Q8773B105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2 Elect Stephen Newton as Director For For Mgmt
3 Elect Barry Neil as Director For For Mgmt
4 Elect Carol Schwartz as Director For For Mgmt
5 Approve the Remuneration Report For For Mgmt
6 Approve the Grant of 619,579 Performance Rights For For Mgmt
to Mark Steinert, Managing Director of the
Company
7 Approve the Termination Benefits For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/27/16 Sai Global Ltd. SAI.AU Q8227J100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve the Remuneration Report For For Mgmt
2 Elect Sylvia Falzon as Director For For Mgmt
3 Elect David Moray Spence as Director For For Mgmt
4 Approve the Grant of Options to Peter Mullins, For Against Mgmt
Chief Executive Officer and Managing Director
of the Company
MEETING DATE COMPANY TICKER SECURITY ID
10/28/16 Bank of Communications Co., Ltd. 3328.HK Y06988110
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Proposal in Relation to the Plan and For For Mgmt
Relevant Authorization of the Overseas Listing
of BOCOM International Holdings Company Limited
2 Approve Proposal in Relation to the Compliance For For Mgmt
of the Overseas Listing of BOCOM International
Holdings Company Limited with the Circular on
Issues in Relation to Regulating Overseas
Listing of Subsidiaries of Domestic Listed
Companies
3 Approve Proposal in Relation to the Undertaking For For Mgmt
of Maintaining Independent Listing Status of
the Bank
4 Approve Proposal in Relation to the Description For For Mgmt
of the Sustainable Profitability and Prospects
of the Bank
5 Approve Proposal Regarding the Provision of For For Mgmt
Assured Entitlement to H Share Shareholders of
the Bank Only for the Spin-off and Overseas
Listing of BOCOM International Holdings Company
Limited
1 Approve Proposal Regarding the Provision of For For Mgmt
Assured Entitlement to H Share Shareholders of
the Bank Only for the Spin-off and Overseas
Listing of BOCOM International Holdings Company
Limited
-26-
MEETING DATE COMPANY TICKER SECURITY ID
11/01/16 Eurocommercial Properties NV ECMPA.NA N31065142
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Receive Report of Management Board (Non-Voting) Mgmt
3 Adopt Financial Statements and Statutory For For Mgmt
Reports and Allow Publication of Information in
English
4 Approve Dividends of EUR 0.205 Per Share and For For Mgmt
EUR 2.05 per Depositary Receipt
5 Approve Discharge of Management Board For For Mgmt
6 Approve Discharge of Supervisory Board For For Mgmt
7 Reelect P.W. Haasbroek to Supervisory Board For For Mgmt
8 Reelect J.P Lewis as CEO For For Mgmt
9 Elect E.J. van Garderen to Management Board For For Mgmt
10 Approve Remuneration of Supervisory Board For For Mgmt
11 Approve Remuneration Policy For For Mgmt
12 Ratify KPMG as Auditors For For Mgmt
13 Discuss Appointment of M. van der Eerden as Mgmt
Board Member of Foundation Stichting
Administratiekantoor Eurocommercial Properties
14 Grant Board Authority to Issue Shares Up To 20 For For Mgmt
Percent of Issued Capital
15 Authorize Repurchase of Up to 10 Percent of For For Mgmt
Issued Share Capital
16 Allow Questions Mgmt
17 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/09/16 Charter Hall Group CHC.AU Q2308A138
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2.1 Elect David Clarke as Director For For Mgmt
2.2 Elect Anne Brennan as Director For For Mgmt
2.3 Elect Karen Moses as Director For For Mgmt
3 Approve the Remuneration Report For For Mgmt
4 Approve the Issuance of Service Rights to David For For Mgmt
Harrison, Managing Director and Group Chief
Executive Officer
5.1 Approve the Grant of Performance Rights to For For Mgmt
David Harrison, Managing Director and Group
Chief Executive Officer
5.2 Approve the Grant of Pro-rata Performance For For Mgmt
Rights to David Harrison, Managing Director and
Group Chief Executive Officer
MEETING DATE COMPANY TICKER SECURITY ID
11/09/16 Commonwealth Bank Of Australia CBA.AU Q26915100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2a Elect Shirish Apte as Director For For Mgmt
2b Elect David Higgins as Director For For Mgmt
2c Elect Brian Long as Director For For Mgmt
2d Elect Catherine Livingstone as Director For For Mgmt
2e Elect Mary Padbury as Director For For Mgmt
3 Approve the Remuneration Report For Against Mgmt
4 Approve the of Reward Rights to Ian Narev, For Against Mgmt
Chief Executive Officer and Managing Director
of the Company
MEETING DATE COMPANY TICKER SECURITY ID
11/11/16 Charter Hall Retail REIT CQR.AU Q2308D108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Sue Palmer as Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/16/16 DUET Group DUE.AU Q32878102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve the Remuneration Report For For Mgmt
2 Elect Douglas Halley as Director For For Mgmt
3 Elect Shirley In't Veld as Director For For Mgmt
4 Elect Stewart Butel as Director For For Mgmt
5 Ratify the Past Issuance of Shares For For Mgmt
3 Elect Shirley In't Veld as Director For For Mgmt
1 Ratify the Past Issuance of Shares For For Mgmt
2 Elect Jane Harvey as Director For For Mgmt
3 Ratify the Past Issuance of Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/17/16 Mirvac Group MGR.AU Q62377108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2.1 Elect James M. Millar as Director For For Mgmt
2.2 Elect John Mulcahy as Director For For Mgmt
2.3 Elect Elana Rubin as Director For For Mgmt
3 Approve the Remuneration Report For For Mgmt
4.1 Approve the Long Term Performance Plan For For Mgmt
4.2 Approve the General Employee Exemption Plan For For Mgmt
5 Approve the Grant of Performance Rights to For For Mgmt
Susan Lloyd-Hurwitz, CEO and Managing Director
of the Company
MEETING DATE COMPANY TICKER SECURITY ID
11/18/16 Automotive Holdings Group Ltd AHG.AU Q1210C109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect David Griffiths as Director For For Mgmt
1.2 Elect Jane McKellar as Director For For Mgmt
2 Approve the Amended AHG Performance Rights Plan For For Mgmt
3 Approve the Grant of Performance Right to For For Mgmt
Bronte Howson
4 Approve the Termination Package of Bronte For Against Mgmt
Howson
5 Approve the Grant of Performance Right to John For For Mgmt
McConnell
6 Approve the Increase in Maximum Aggregate None For Mgmt
Remuneration of Non-Executive Directors
7 Ratify the Past Issuance of Shares to Eligible For For Mgmt
Institutional, Sophisticated and Professional
Investors
8 Approve the Remuneration Report None For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/18/16 Bank of China Limited 3988.HK Y0698A107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Wang Xiquan as Supervisor For For ShrHlder
2 Elect Ren Deqi as Director For For Mgmt
3 Elect Gao Yingxin as Director For For Mgmt
4 Elect Angela Chao as Director For For Mgmt
5 Approve 2015 Remuneration Distribution Plan for For For Mgmt
Chairman of the Board of Directors, Executive
Directors, Chairman of the Board of Supervisors
and Shareholders' Representative Supervisors
6 Approve Establishment of the Charity Foundation For For Mgmt
of Bank of China
7 Amend Articles of Association For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/18/16 Vicinity Centres VCX.AU Q9395F102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2 Approve the Remuneration Report For For Mgmt
3a Elect Peter Hay as Director For For Mgmt
3b Elect David Thurin as Director For For Mgmt
3c Elect Trevor Gerber as Director For Against Mgmt
4 Approve the Grant of Performance Rights to For For Mgmt
Angus McNaughton
MEETING DATE COMPANY TICKER SECURITY ID
11/22/16 New World Development Co. Ltd. 17.HK Y63084126
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Final Dividend For For Mgmt
3a Elect Doo Wai-Hoi, William as Director For Against Mgmt
3b Elect Cheng Chi-Kong, Adrian as Director For For Mgmt
3c Elect Cheng Kar-Shing, Peter as Director For Against Mgmt
3d Elect Liang Cheung-Biu, Thomas as Director For Against Mgmt
3e Elect Au Tak-Cheong as Director For Against Mgmt
3f Authorize Board to Fix Remuneration of For For Mgmt
Directors
4 Approve PricewaterhouseCoopers as Auditor and For For Mgmt
Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital For For Mgmt
6 Approve Issuance of Equity or Equity-Linked For Against Mgmt
Securities without Preemptive Rights
7 Adopt New Share Option Scheme For Against Mgmt
-27-
MEETING DATE COMPANY TICKER SECURITY ID
11/22/16 YTL Corporation Berhad YTL.MK Y98610101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Yeoh Seok Kian as Director For Against Mgmt
2 Elect Yeoh Soo Keng as Director For Against Mgmt
3 Elect Mark Yeoh Seok Kah as Director For Against Mgmt
4 Elect Ahmad Fuaad Bin Mohd Dahalan as Director For For Mgmt
5 Elect Yeoh Tiong Lay as Director For For Mgmt
6 Elect Eu Peng Meng @ Leslie Eu as Director For For Mgmt
7 Approve Remuneration of Directors For For Mgmt
8 Approve Auditors and Authorize Board to Fix For For Mgmt
Their Remuneration
9 Approve Cheong Keap Tai to Continue Office as For For Mgmt
Independent Non-Executive Director
10 Approve Eu Peng Meng @ Leslie Eu to Continue For For Mgmt
Office as Independent Non-Executive Director
11 Approve Issuance of Equity or Equity-Linked For For Mgmt
Securities without Preemptive Rights
12 Authorize Share Repurchase Program For For Mgmt
13 Approve Implementation of Shareholders' Mandate For For Mgmt
for Recurrent Related Party Transactions
MEETING DATE COMPANY TICKER SECURITY ID
11/23/16 Shopping Centres Australasia Property Group SCP.AU 806721LV6
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve the Remuneration Report For For Mgmt
2 Elect James Hodgkinson as Director For For Mgmt
3 Elect Belinda Robson as Director For For Mgmt
4 Approve the Grant of Rights to Anthony Mellowes For For Mgmt
and Mark Fleming
5 Approve the Grant of Short Term Incentive For For Mgmt
Rights to Anthony Mellowes, Chief Executive
Officer of the Company
6 Approve the Grant of Long Term Incentive Rights For For Mgmt
to Anthony Mellowes, Chief Executive Officer of
the Company
7 Approve the Grant of Short Term Incentive For For Mgmt
Rights to Mark Fleming, Chief Financial Officer
of the Company
8 Approve the Grant of Long Term Incentive Rights For For Mgmt
to Mark Fleming, Chief Financial Officer of the
Company
MEETING DATE COMPANY TICKER SECURITY ID
11/29/16 Industrial and Commercial Bank of China Limited 1398.HK Y3990B112
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Gu Shu as Director For For Mgmt
2 Elect Sheila Colleen Bair as Director For For Mgmt
3 Approve 2015 Remuneration Plan to Directors and For For Mgmt
Supervisors
4 Elect Wang Jingdong as Director For For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
11/30/16 Cromwell Property Group CMW.AU Q2995J103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2 Elect Michelle McKellar as Director For For Mgmt
3 Elect Marc Wainer as Director For Against Mgmt
4 Approve the Remuneration Report For For Mgmt
5 Approve the Cromwell Property Group Performance For Against Mgmt
Rights plan
MEETING DATE COMPANY TICKER SECURITY ID
12/05/16 Sai Global Ltd. SAI.AU Q8227J100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve the Scheme of Arrangement in Relation For For Mgmt
to the Proposed Acquisition by BPEA BidCo of
All SAI Shares Held by Scheme Shareholders
MEETING DATE COMPANY TICKER SECURITY ID
12/09/16 Yuexiu Property Company Limited 123.HK Y2931U106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Nansha Acquisition and Related For For Mgmt
Transaction
2 Approve Talent Sky Disposal and Related For For Mgmt
Transaction
MEETING DATE COMPANY TICKER SECURITY ID
01/09/17 Banco Santander Chile BSAN.CI P1506A107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Change Name or Corporate Name For For Mgmt
2 Approve Decrease in Board Size from 11 to 9 For For Mgmt
Members; Amend Articles Accordingly
3 Update Share Capital Re: Revaluation of Own For For Mgmt
Capital Between Years 2002 and 2008
4 Remove Transitional Articles that Have Already For For Mgmt
Produced All their Effects
5 Amend Articles to Comply with Current For For Mgmt
Legislation
6 Consider Amendments in Previous Items; For For Mgmt
Consolidate Bylaws
7 Receive Report Regarding Related-Party Mgmt
Transactions
8 Adopt All Other Agreements and Grant Necessary For For Mgmt
Powers to Comply with and Implement Resolutions
Adopted at this Meeting
MEETING DATE COMPANY TICKER SECURITY ID
01/10/17 Korea Electric Power Corp. 015760.KS Y48406105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Moon Bong-soo as Inside Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/25/17 Ascendas Real Estate Investment Trust AREIT.SP Y0205X103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Proposed Acquisition of the Property For For Mgmt
2 Approve Proposed Issuance of New Units as For For Mgmt
Partial Consideration for the Proposed
Acquisition
MEETING DATE COMPANY TICKER SECURITY ID
02/28/17 China Everbright Bank Co., Ltd. 601818.CH Y1477U124
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Articles of Association For Against Mgmt
2.1 Approve Types of Preference Shares to be Issued For For Mgmt
in Relation to the Domestic Non-public Issuance
of Preference Shares
2.2 Approve Number of Preference Shares to be For For Mgmt
Issued and Issuance Size in Relation to the
Domestic Non-public Issuance of Preference
Shares
2.3 Approve Par Value and Issuance Price in For For Mgmt
Relation to the Domestic Non-public Issuance of
Preference Shares
2.4 Approve Method of Issuance in Relation to the For For Mgmt
Domestic Non-public Issuance of Preference
Shares
2.5 Approve Duration in Relation to the Domestic For For Mgmt
Non-public Issuance of Preference Shares
2.6 Approve Target Investors in Relation to the For For Mgmt
Domestic Non-public Issuance of Preference
Shares
2.7 Approve Lock-up Period in Relation to the For For Mgmt
Domestic Non-public Issuance of Preference
Shares
2.8 Approve Terms for Distribution of Dividends For For Mgmt
2.9 Approve Terms of Mandatory Conversion in For For Mgmt
Relation to the Domestic Non-public Issuance of
Preference Shares
2.10 Approve Terms for Optional Conversion in For For Mgmt
Relation to the Domestic Non-public Issuance of
Preference Shares
2.11 Approve Restrictions on Voting Rights in For For Mgmt
Relation to the Domestic Non-public Issuance of
Preference Shares
2.12 Approve Restorations on Voting Rights in For For Mgmt
Relation to the Domestic Non-public Issuance of
Preference Shares
2.13 Approve Sequence of Settlement and Method of For For Mgmt
Liquidation in Relation to the Domestic
Non-public Issuance of Preference Shares
2.14 Approve Rating Arrangements in Relation to the For For Mgmt
Domestic Non-public Issuance of Preference
Shares
2.15 Approve Guarantee Arrangement in Relation to For For Mgmt
the Domestic Non-public Issuance of Preference
Shares
2.16 Approve Use of Proceeds For For Mgmt
2.17 Approve Transfer Arrangements in Relation to For For Mgmt
the Domestic Non-public Issuance of Preference
Shares
2.18 Approve Effective Period for Resolution on For For Mgmt
Issuance of Preference Shares
2.19 Approve Matters Relating to Authorization For For Mgmt
1 Approve Impact of Dilution of Returns for For For Mgmt
Current Period and Adoption of Measures for
Making up Shortfall in Relation to the Domestic
Non-public Issuance of Preference Shares
2 Approve Shareholder Return Plan in the Next For For Mgmt
Three Years
3 Elect Cai Yunge as Director None For ShrHlder
4 Elect Liu Chong as Director None For ShrHlder
5 Approve Connected Transaction in Relation to For For Mgmt
Issuance of A-shares Convertible Bonds
6 Approve Execution of Conditional Subscription For For Mgmt
Agreement of A-share Convertible Bonds with
China Everbright Group Corporation
1.1 Approve Types of Preference Shares to be Issued For For Mgmt
in Relation to the Domestic Non-public Issuance
of Preference Shares
1.2 Approve Number of Preference Shares to be For For Mgmt
Issued and Issuance Size in Relation to the
Domestic Non-public Issuance of Preference
Shares
1.3 Approve Par Value and Issuance Price in For For Mgmt
Relation to the Domestic Non-public Issuance of
Preference Shares
1.4 Approve Method of Issuance in Relation to the For For Mgmt
Domestic Non-public Issuance of Preference
Shares
1.5 Approve Duration in Relation to the Domestic For For Mgmt
Non-public Issuance of Preference Shares
1.6 Approve Target Investors in Relation to the For For Mgmt
Domestic Non-public Issuance of Preference
Shares
1.7 Approve Lock-up Period in Relation to the For For Mgmt
Domestic Non-public Issuance of Preference
Shares
1.8 Approve Terms for Distribution of Dividends For For Mgmt
1.9 Approve Terms of Mandatory Conversion in For For Mgmt
Relation to the Domestic Non-public Issuance of
Preference Shares
1.10 Approve Terms for Optional Conversion in For For Mgmt
Relation to the Domestic Non-public Issuance of
Preference Shares
1.11 Approve Restrictions on Voting Rights in For For Mgmt
Relation to the Domestic Non-public Issuance of
Preference Shares
1.12 Approve Restorations on Voting Rights in For For Mgmt
Relation to the Domestic Non-public Issuance of
Preference Shares
1.13 Approve Sequence of Settlement and Method of For For Mgmt
Liquidation in Relation to the Domestic
Non-public Issuance of Preference Shares
1.14 Approve Rating Arrangements in Relation to the For For Mgmt
Domestic Non-public Issuance of Preference
Shares
1.15 Approve Guarantee Arrangement in Relation to For For Mgmt
the Domestic Non-public Issuance of Preference
Shares
1.16 Approve Use of Proceeds For For Mgmt
1.17 Approve Transfer Arrangements in Relation to For For Mgmt
the Domestic Non-public Issuance of Preference
Shares
1.18 Approve Effective Period for Resolution on For For Mgmt
Issuance of Preference Shares
1.19 Approve Matters Relating to Authorization For For Mgmt
-28-
MEETING DATE COMPANY TICKER SECURITY ID
03/01/17 Laurentian Bank Of Canada LB.CN 51925D106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Lise Bastarache For For Mgmt
1.2 Elect Director Sonia Baxendale For For Mgmt
1.3 Elect Director Richard Belanger For For Mgmt
1.4 Elect Director Michael T. Boychuk For For Mgmt
1.5 Elect Director Gordon Campbell For For Mgmt
1.6 Elect Director Isabelle Courville For For Mgmt
1.7 Elect Director Francois Desjardins For For Mgmt
1.8 Elect Director Michel Labonte For For Mgmt
1.9 Elect Director A. Michel Lavigne For For Mgmt
1.10 Elect Director Michelle R. Savoy For For Mgmt
1.11 Elect Director Susan Wolburgh Jenah For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote on Executive Compensation For For Mgmt
Approach
4 SP 1: Auditor Rotation Against Against ShrHlder
5 SP 2: Insatisfaction Towards The Compensation Against Against ShrHlder
Policy
6 SP 3: Amendment To The General By-Laws Against Against ShrHlder
7 SP 4: Employee Profit Sharing Plan and Employee Against Against ShrHlder
Share Purchase Plan
MEETING DATE COMPANY TICKER SECURITY ID
03/08/17 Tryg A/S TRYG.DC K9640A102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Report of Board Mgmt
2 Accept Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of For For Mgmt
DKK 7.14 Per Share
4 Approve Discharge of Management and Board For For Mgmt
5 Approve Remuneration of Directors in the Amount For For Mgmt
of DKK 1,08 Million for the Chairman, DKK
720,000 for the Vice Chairman, and DKK 360,000
for Other Directors; Approve Remuneration for
Committee Work
6a Approve DKK 38.97 Million Reduction in Share For For Mgmt
Capital via Share Cancellation
6b1 Approve Creation of DKK 137 Million Pool of For For Mgmt
Capital without Preemptive Rights
6b2 Approve Equity Plan Financing For For Mgmt
6c Authorize Share Repurchase Program For For Mgmt
6d Approve Amended Remuneration Guidelines and For For Mgmt
Guidelines for Incentive-Based Compensation for
Executive Management
6e Amend Articles Re: Number of Directors; For For Mgmt
Chairman of the Supervisory Board; Deputy
Chairmen; Removal of Age Limit and Chairman's
Decisive Vote
7a Fix Number of Supervisory Board Members at Nine For For Mgmt
7b Elect Directors Among the Board of Mgmt
TryghedsGruppen smba (Non-Voting)
7c Reelect Torben Nielsen as Member Board For For Mgmt
7d Reelect Lene Skole as Member Board For For Mgmt
7e Reelect Mari Thjomoe as Member Board For For Mgmt
7f Reelect Carl-Viggo Ostlund as Member Board For For Mgmt
7g Elect New Independent Board Member (Non-Voting) Mgmt
8 Ratify Deloitte as Auditors For For Mgmt
9 Authorize Editorial Changes to Adopted For For Mgmt
Resolutions in Connection with Registration
with Danish Authorities
10 Other Business Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/14/17 Power Assets Holdings Ltd. 6.HK Y33549117
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consortium Formation Agreement and For For Mgmt
Related Transactions
MEETING DATE COMPANY TICKER SECURITY ID
03/21/17 Korea Electric Power Corp. 015760.KS Y48406105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Allocation of For For Mgmt
Income
2 Approve Total Remuneration of Inside Directors For For Mgmt
and Outside Directors
3 Elect Cho Hwan-ik as Inside Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/23/17 Terna SpA TRN.IM T9471R100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Articles 14.3 and 26.2 Re: Board of For For Mgmt
Directors and Board of Internal Auditors
MEETING DATE COMPANY TICKER SECURITY ID
03/24/17 SK Telecom Co. 017670.KS Y4935N104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Allocation of For For Mgmt
Income
2 Amend Articles of Incorporation For For Mgmt
3.1 Elect Park Jeong-ho as Inside Director For For Mgmt
3.2 Elect Cho Dae-sik as Non-independent For For Mgmt
Non-executive Director
3.3 Elect Lee Jae-hoon as Outside Director For For Mgmt
3.4 Elect Ahn Jae-hyeon as Outside Director For For Mgmt
3.5 Elect Ahn Jeong-ho as Outside Director For For Mgmt
4.1 Elect Lee Jae-hoon as Members of Audit For For Mgmt
Committee
4.2 Elect Ahn Jae-hyeon as Members of Audit For For Mgmt
Committee
5 Approve Total Remuneration of Inside Directors For For Mgmt
and Outside Directors
6 Approve Stock Option Grants For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/29/17 Daimler AG DAI.GY D1668R123
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Mgmt
Reports for Fiscal 2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of For For Mgmt
EUR 3.25 per Share
3 Approve Discharge of Management Board for For For Mgmt
Fiscal 2016
4 Approve Discharge of Supervisory Board for For For Mgmt
Fiscal 2016
5.1 Ratify KPMG AG as Auditors for Fiscal 2017 For For Mgmt
5.2 Ratify KPMG AG as Auditors for the 2018 Interim For For Mgmt
Financial Statements Until the 2018 AGM
6.1 Elect Clemens Boersig to the Supervisory Board For For Mgmt
6.2 Elect Bader Mohammad Al Saad to the Supervisory For For Mgmt
Board
7 Approve Remuneration of Supervisory Board For For Mgmt
8 Amend Articles Re: Participation and Voting at For For Mgmt
Shareholder Meetings
MEETING DATE COMPANY TICKER SECURITY ID
03/30/17 Enagas S.A. ENG.SM E41759106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated and Standalone Financial For For Mgmt
Statements
2 Approve Allocation of Income and Dividends For For Mgmt
3 Approve Discharge of Board For For Mgmt
4.1 Elect Luis Garcia del Rio as Director For For Mgmt
4.2 Reelect Rosa Rodriguez Diaz as Director For For Mgmt
4.3 Reelect Marti Parellada Sabata as Director For For Mgmt
4.4 Reelect Jesus Maximo Pedrosa Ortega as Director For For Mgmt
5 Authorize Increase in Capital up to 50 Percent For For Mgmt
via Issuance of Equity or Equity-Linked
Securities, Excluding Preemptive Rights of up
to 20 Percent
6 Advisory Vote on Remuneration Report For For Mgmt
7 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
-29-
MEETING DATE COMPANY TICKER SECURITY ID
03/30/17 Red Electrica Corporacion SA REE.SM E42807102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Standalone Financial Statements For For Mgmt
2 Approve Consolidated Financial Statements For For Mgmt
3 Approve Allocation of Income and Dividends For For Mgmt
4 Approve Discharge of Board For For Mgmt
5.1 Reelect Maria Jose Garcia Beato as Director For For Mgmt
5.2 Ratify Appointment of and Elect Arsenio For For Mgmt
Fernandez de Mesa y Diaz del Rio as Director
5.3 Elect Alberto Carbajo Josa as Director For For Mgmt
6.1 Approve Remuneration of Executive Directors and For For Mgmt
Non-Executive Directors
6.2 Approve Remuneration Report For For Mgmt
7 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
8 Receive Corporate Governance Report Mgmt
9 Receive Amendments to Board of Directors Mgmt
Regulations
MEETING DATE COMPANY TICKER SECURITY ID
03/30/17 Swedbank AB SWEDA.SS W94232100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect Chairman of Meeting For For Mgmt
3 Prepare and Approve List of Shareholders For For Mgmt
4 Approve Agenda of Meeting For For Mgmt
5 Designate Inspector(s) of Minutes of Meeting For For Mgmt
6 Acknowledge Proper Convening of Meeting For For Mgmt
7a Receive Financial Statements and Statutory Mgmt
Reports
7b Receive Auditor's Report Mgmt
7c Receive President's Report Mgmt
8 Accept Financial Statements and Statutory For For Mgmt
Reports
9 Approve Allocation of Income and Dividends of For For Mgmt
SEK 13.20 Per Share
10a Approve Discharge of Michael Wolf For For Mgmt
10b Approve Discharge of Anders Sundstrom For For Mgmt
10c Approve Discharge of Anders Igel For For Mgmt
10d Approve Discharge of Maj-Charlotte Wallin For For Mgmt
10e Approve Discharge of Lars Idermark For For Mgmt
10f Approve Discharge of Ulrika Francke For For Mgmt
10g Approve Discharge of Goran Hedman For For Mgmt
10h Approve Discharge of Pia Rudengren For For Mgmt
10i Approve Discharge of Karl-Henrik Sundstrom For For Mgmt
10j Approve Discharge of Siv Svensson For For Mgmt
10k Approve Discharge of Bodil Eriksson For For Mgmt
10l Approve Discharge of Peter Norman For For Mgmt
10m Approve Discharge of Birgitte Bonnesen For For Mgmt
10n Approve Discharge of Camilla Linder For For Mgmt
10o Approve Discharge of Roger Ljung For For Mgmt
10p Approve Discharge of Ingrid Friberg For For Mgmt
10q Approve Discharge of Karin Sandstrom For For Mgmt
11 Determine Number of Directors (9) and Deputy For For Mgmt
Directors (0)
12 Approve Remuneration of Directors in the Amount For For Mgmt
of SEK 2.46 Million for Chairman, SEK 825,000
for Vice Chairman and SEK 550,000 for Other
Directors; Approve Remuneration for Committee
Work; Approve Remuneration of Auditors
13a Elect Mats Granryd as New Director For For Mgmt
13b Elect Bo Johansson as New Director For For Mgmt
13c Elect Annika Poutiainen as New Director For For Mgmt
13d Elect Magnus Uggla as New Director For For Mgmt
13e Reelect Lars Idermark as Director For For Mgmt
13f Reelect Ulrika Francke as Director For For Mgmt
13g Reelect Siv Svensson as Director For For Mgmt
13h Reelect Bodil Eriksson as Director For For Mgmt
13i Reelect Peter Norman as Director For For Mgmt
14 Elect Lars Idermark as Board Chairman For For Mgmt
15 Authorize Chairman of Board and Representatives For For Mgmt
of Five of Company's Largest Shareholders to
Serve on Nominating Committee
16 Approve Remuneration Policy And Other Terms of For For Mgmt
Employment For Executive Management
17 Authorize Repurchase Authorization for Trading For For Mgmt
in Own Shares
18 Authorize General Share Repurchase Program For For Mgmt
19 Approve Issuance of Convertibles without For For Mgmt
Preemptive Rights
20a Approve Common Deferred Share Bonus Plan (Eken For For Mgmt
2017)
20b Approve Deferred Share Bonus Plan for Key For For Mgmt
Employees (IP 2016)
20c Approve Equity Plan Financing to Participants For For Mgmt
of 2017 and Previous Programs
21 Implement Lean Concept None Against ShrHlder
22a Adopt a Vision for Absolute Gender Equality on None Against ShrHlder
All Levels Within the Company
22b Instruct the Board to Set Up a Working Group None Against ShrHlder
Concerning Gender and Ethnicity Diversification
Within the Company
22c Require the Results from the Working Group None Against ShrHlder
Concerning Item 22a and 22b to be Annually
Published
22d Request Board to Take Necessary Action to None Against ShrHlder
Create a Shareholders' Association
22e Prohibit Directors from Being Able to Invoice None Against ShrHlder
Director's Fees via Swedish and Foreign Legal
Entities
22f Amend Articles Re: Former Politicians on the None Against ShrHlder
Board of Directors
22g Request Board to Propose to the Swedish None Against ShrHlder
Government to Draw Attention to the Need for
Introducing a "Cooling-Off Period"
22h Instruct the Board to Prepare a Proposal for None Against ShrHlder
the Representation of Small- and Midsized
Shareholders in the Board and Nomination
Committee
22i Instruct the Board to Perform an Investigation None Against ShrHlder
of to what Extent the Company has Participated
in Tax Evasion (i.e. the Panama Documents) and
How the Internal and External Control has
Failed Regarding this Matter
23 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/03/17 Swisscom AG SCMN.VX H8398N104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Accept Financial Statements and Statutory For For Mgmt
Reports
1.2 Approve Remuneration Report For For Mgmt
2 Approve Allocation of Income and Dividends of For For Mgmt
CHF 22 per Share
3 Approve Discharge of Board and Senior For For Mgmt
Management
4.1 Reelect Roland Abt as Director For For Mgmt
4.2 Reelect Valerie Berset Bircher as Director For For Mgmt
4.3 Reelect Alain Carrupt as Director For For Mgmt
4.4 Reelect Frank Esser as Director For For Mgmt
4.5 Reelect Barbara Frei as Director For For Mgmt
4.6 Reelect Catherine Muehlemann as Director For For Mgmt
4.7 Reelect Theophil Schlatter as Director For For Mgmt
4.8 Reelect Hansueli Loosli as Director For For Mgmt
4.9 Reelect Hansueli Loosli as Board Chairman For For Mgmt
5.1 Appoint Frank Esser as Member of the For For Mgmt
Compensation Committee
5.2 Appoint Barbara Frei as Member of the For For Mgmt
Compensation Committee
5.3 Appoint Hansueli Loosli as Member of the For For Mgmt
Compensation Committee
5.4 Appoint Theophil Schlatter as Member of the For For Mgmt
Compensation Committee
5.5 Appoint Renzo Simoni as Member of the For For Mgmt
Compensation Committee
6.1 Approve Remuneration of Directors in the Amount For For Mgmt
of CHF 2.5 Million
6.2 Approve Remuneration of Executive Committee in For For Mgmt
the Amount of CHF 9.7 Million
7 Designate Reber Rechtsanwaelte as Independent For For Mgmt
Proxy
8 Ratify KPMG AG as Auditors For For Mgmt
9 Transact Other Business (Voting) For Against Mgmt
-30-
MEETING DATE COMPANY TICKER SECURITY ID
04/05/17 Bangchak Petroleum Public Co Ltd BGPNF Y0586K126
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Acknowledge Director's Performance Report Mgmt
2 Approve Financial Statements For For Mgmt
3 Approve Allocation of Income and Dividend For For Mgmt
Payment
4.1 Elect Suthep Wongvorazathe as Director For For Mgmt
4.2 Elect Chaiwat Chotima as Director For For Mgmt
4.3 Elect Apirat Kongsompong as Director For For Mgmt
4.4 Elect Prasong Poontaneat as Director For For Mgmt
4.5 Elect Puntrik Smiti as Director For For Mgmt
5 Approve Remuneration of Directors For For Mgmt
6 Approve KPMG as Auditors and Authorize Board to For For Mgmt
Fix Their Remuneration
7 Change Company Name and Amend Memorandum of For For Mgmt
Association
8 Amend Articles of Association For For Mgmt
9 Other Business For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/05/17 Ratchaburi Electricity Generating Holding PCL RATCH.TB Y7198P104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Minutes of Previous Meeting For For Mgmt
2 Accept Annual Report For For Mgmt
3 Approve Financial Statements For For Mgmt
4 Approve Allocation of Income and Dividend For For Mgmt
Payment
5 Approve KPMG Phoomchai Audit Limited as For Against Mgmt
Auditors and Authorize Board to Fix Their
Remuneration
6 Approve Remuneration of Directors For For Mgmt
7.1 Elect Witoon Kulcharoenwirat as Director For For Mgmt
7.2 Elect Chuan Sirinunporn as Director For For Mgmt
7.3 Elect Chartchai Rojanaratanangkule as Director For For Mgmt
7.4 Elect Siriporn Luangnual as Director For For Mgmt
7.5 Elect Danai Egkamol as Director For For Mgmt
8 Amend Article of Association For For Mgmt
9 Other Business For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/06/17 Canadian Imperial Bank Of Commerce CM.CN 136069101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Brent S. Belzberg For For Mgmt
1.2 Elect Director Nanci E. Caldwell For For Mgmt
1.3 Elect Director Gary F. Colter For For Mgmt
1.4 Elect Director Patrick D. Daniel For For Mgmt
1.5 Elect Director Luc Desjardins For For Mgmt
1.6 Elect Director Victor G. Dodig For For Mgmt
1.7 Elect Director Linda S. Hasenfratz For For Mgmt
1.8 Elect Director Kevin J. Kelly For For Mgmt
1.9 Elect Director Christine E. Larsen For For Mgmt
1.10 Elect Director Nicholas D. Le Pan For For Mgmt
1.11 Elect Director John P. Manley For For Mgmt
1.12 Elect Director Jane L. Peverett For For Mgmt
1.13 Elect Director Katharine B. Stevenson For For Mgmt
1.14 Elect Director Martine Turcotte For For Mgmt
1.15 Elect Director Ronald W. Tysoe For For Mgmt
1.16 Elect Director Barry L. Zubrow For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote on Executive Compensation For For Mgmt
Approach
4 SP 1: Adopt a Policy of Withdrawal from Tax Against Against ShrHlder
Havens or Jurisdictions with Low Tax Rates
MEETING DATE COMPANY TICKER SECURITY ID
04/06/17 Gjensidige Forsikring ASA GJF.NO R2763X101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Registration of Attending Shareholders and Mgmt
Proxies
3 Approve Notice of Meeting and Agenda For For Mgmt
4 Designate Inspector(s) of Minutes of Meeting Mgmt
5 Accept Financial Statements and Statutory For For Mgmt
Reports; Approve Allocation of Income and
Dividends of NOK 6.80 Per Share
6a Approve Remuneration Statement For For Mgmt
6b Approve Remuneration Guidelines For Executive For For Mgmt
Management
6c Approve Binding Guidelines for Allotment of For For Mgmt
Shares and Subscription Rights
7a Authorize the Board to Decide on Distribution For For Mgmt
of Dividends
7b Authorize Share Repurchase Program For For Mgmt
7c Approve Creation of NOK 50 Million Pool of For For Mgmt
Capital without Preemptive Rights
7d Authorize Board to Raise Subordinated Loans and For For Mgmt
Other External Financing
8 Amend Articles Re: General Meeting For Against Mgmt
9a1 Reelect Inge Hansen (Chairman) as Director For For Mgmt
9a2 Reelect Gisele Marchand as Director For For Mgmt
9a3 Reelect Per Bjorge as Director For For Mgmt
9a4 Reelect John Giverholt as Director For For Mgmt
9a5 Reelect Tine Wollebekk as Director For For Mgmt
9a6 Elect Hilde Merete Nafstad as Director For For Mgmt
9a7 Elect Eivind Elnan as Director For For Mgmt
9b1 Reelect Einar Enger (Chairman) as Member of For For Mgmt
Nominating Committee
9b2 Reelect John Ottestad as Member of Nominating For For Mgmt
Committee
9b3 Reelect Torun Bakken as Member of Nominating For For Mgmt
Committee
9b4 Reelect Joakim Gjersoe as Member of Nominating For For Mgmt
Committee
9b5 Elect Marianne Odegaard Ribe as Member of For For Mgmt
Nominating Committee
9c Ratify Deloitte as Auditors For For Mgmt
10 Approve Remuneration of Directors and Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/06/17 Malayan Banking Berhad MAY.MK Y54671105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Final Dividend For For Mgmt
3 Elect Abdul Farid bin Alias as Director For For Mgmt
4 Elect R. Karunakaran as Director For For Mgmt
5 Elect Cheng Kee Check as Director For For Mgmt
6 Elect Hizam bin Hashim as Director For For Mgmt
7 Elect Hasnita binti Dato' Hashim as Director For For Mgmt
8 Elect Anthony Brent Elam as Director For For Mgmt
9 Elect Jamiah binti Abdul Hamid as Director For For Mgmt
10 Approve Remuneration of Directors For For Mgmt
11 Approve Benefits Payable to Non-Executive For For Mgmt
Directors
12 Approve Ernst & Young as Auditors and Authorize For For Mgmt
Board to Fix Their Remuneration
13 Approve Issuance of Equity or Equity-Linked For For Mgmt
Securities without Preemptive Rights
14 Approve Issuance of New Ordinary Shares Under For For Mgmt
the Dividend Reinvestment Plan
1 Approve Employees' Share Grant Plan For Against Mgmt
2 Approve Grant of Shares to Abdul Farid Alias For Against Mgmt
Under the Proposed ESGP
MEETING DATE COMPANY TICKER SECURITY ID
04/11/17 Snam SpA SRG.IM T8578L107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Allocation of Income For For Mgmt
3 Authorize Share Repurchase Program and For For Mgmt
Reissuance of Repurchased Shares
4 Approve Restricted Stock Plan For Against Mgmt
5 Approve Remuneration Policy For Against Mgmt
A Deliberations on Possible Legal Action Against None Against Mgmt
Directors if Presented by Shareholders
MEETING DATE COMPANY TICKER SECURITY ID
04/13/17 CapitaLand Mall Trust CT.SP Y1100L160
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Trustee's Report, Statement by the For For Mgmt
Manager, Audited Financial Statements and
Auditors' Report
2 Approve KPMG LLP as Auditors and Authorize For For Mgmt
Manager to Fix Their Remuneration
3 Approve Issuance of Equity or Equity-Linked For For Mgmt
Securities with or without Preemptive Rights
4 Authorize Share Repurchase Program For For Mgmt
-31-
MEETING DATE COMPANY TICKER SECURITY ID
04/18/17 CapitaLand Commercial Trust CCT.SP Y1091F107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Report of the Trustee, Statement by the For For Mgmt
Manager, Audited Financial Statements and
Auditors' Report
2 Approve KPMG LLP as Auditors and Authorize For For Mgmt
Board to Fix Their Remuneration
3 Approve Issuance of Equity or Equity- Linked For For Mgmt
Securities with or without Preemptive Rights
4 Authorize Unit Repurchase Program For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/18/17 Suntec Real Estate Investment Trust SUN.SP Y82954101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Report of the Trustee, Statement by the For For Mgmt
Manager, Audited Financial Statements and
Auditors' Report
2 Approve KPMG LLP as Auditors and Authorize For For Mgmt
Manager to Fix Their Remuneration
3 Elect Chan Pee Teck, Peter as Director For For Mgmt
4 Elect Yu-Foo Yee Shoon as Director For For Mgmt
5 Elect Chan Kong Leong as Director For For Mgmt
6 Approve Issuance of Equity or Equity-Linked For For Mgmt
Securities with or without Preemptive Rights
MEETING DATE COMPANY TICKER SECURITY ID
04/18/17 TTW Public Co., Ltd. TTW.TB Y8689C107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Minutes of Previous Meeting For For Mgmt
2 Acknowledge of Annual Performance Report Mgmt
3 Approve Financial Statements For For Mgmt
4 Approve Dividend Payment For For Mgmt
5 Approve EY Office Limited as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
6.1 Elect Thanong Bidaya as Director For For Mgmt
6.2 Elect Phairuch Mekarporn as Director For For Mgmt
6.3 Elect Yasutaka Suzuki as Director For For Mgmt
6.4 Elect Tomoaki Matsumoto as Director For For Mgmt
7 Approve Remuneration of Directors For For Mgmt
8 Other Business For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 Proximus Group PROX.BB B10414116
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Directors' Report (Non-Voting) Mgmt
2 Receive Auditors' Report (Non-Voting) Mgmt
3 Receive Information from the Joint Committee Mgmt
4 Receive Consolidated Financial Statements and Mgmt
Statutory Reports (Non-Voting)
5 Approve Financial Statements, Allocation of For For Mgmt
Income, and Dividends of EUR 1.50 per Share
6 Approve Remuneration Report For For Mgmt
7 Approve Discharge of Directors For For Mgmt
8 Approve Special Discharge of Directors Whose For For Mgmt
Mandate Ended During Fiscal Year 2016
9 Approve Discharge of Auditors For For Mgmt
10 Grant Special Discharge to Geert Verstraeten For For Mgmt
for Fulfillment of his Mandate as Chairman and
Board Member of External Auditor
11 Grant Special Discharge to Luc Callaert for For For Mgmt
Fulfillment of his Mandate as Board Member of
External Auditor
12 Approve Discharge of Deloitte as Auditor in For For Mgmt
Charge of Certifying the Consolidated Accounts
13 Grant Special Discharge to Geert Verstraeten For For Mgmt
for Fulfillment of his Mandate as Board Member
of External Auditor
14 Reelect Pierre Demuelenaere as Director For For Mgmt
15 Adopt Financial Statements of Wireless For For Mgmt
Technologies
16 Receive Directors' and Auditors' Reports of Mgmt
Wireless Technologies (Non-Voting)
17 Approve Discharge of Directors of Wireless For For Mgmt
Technologies
18 Approve Discharge of Auditors of Wireless For For Mgmt
Technologies
19 Transact Other Business Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 CI Financial Corp. CIX 125491100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Peter W. Anderson For For Mgmt
1.2 Elect Director Sonia A. Baxendale For For Mgmt
1.3 Elect Director Paul W. Derksen For For Mgmt
1.4 Elect Director William T. Holland For For Mgmt
1.5 Elect Director David P. Miller For For Mgmt
1.6 Elect Director Stephen T. Moore For For Mgmt
1.7 Elect Director Tom P. Muir For For Mgmt
2 Approve Ernst & Young LLP as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
3 Approve Restricted Share Unit Plan For For Mgmt
4 Amend Quorum Requirements For For Mgmt
5 Advisory Vote on Executive Compensation For For Mgmt
Approach
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Sansiri PCL SIRI.TB Y7511B204
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Minutes of Previous Meeting For For Mgmt
2 Approve Annual and Directors' Reports For For Mgmt
3 Approve Financial Statements For For Mgmt
4 Approve Allocation of Profit and Dividend For For Mgmt
Payment
5.1 Elect Apichart Chutrakul as Director For For Mgmt
5.2 Elect Srettha Thavisin as Director For For Mgmt
5.3 Elect Wanchak Buranasiri as Director For For Mgmt
5.4 Elect Kittichai Raktakanit as Director For For Mgmt
6 Approve Remuneration of Directors and For For Mgmt
Sub-Committees
7 Approve EY Office Limited as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
8 Authorize Issuance of Debentures For For Mgmt
9 Other Business For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Veolia Environnement VIE.FP F9686M107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory For For Mgmt
Reports
2 Approve Consolidated Financial Statements and For For Mgmt
Statutory Reports
3 Approve Non-Deductible Expenses For For Mgmt
4 Approve Allocation of Income and Dividends of For For Mgmt
EUR 0.80 per Share
5 Approve Auditors' Special Report on For For Mgmt
Related-Party Transactions
6 Reelect Caisse des Depots et Consignations as For For Mgmt
Director
7 Reelect Marion Guillou as Director For For Mgmt
8 Reelect Paolo Scaroni as Director For For Mgmt
9 Renew Appointment of Ernst & Young et Autres as For For Mgmt
Auditor
10 Approve Remuneration Policy for Chairman and For Against Mgmt
CEO
11 Non-Binding Vote on Compensation of Antoine For Against Mgmt
Frerot, Chairman and CEO
12 Authorize Repurchase of Up to 10 Percent of For For Mgmt
Issued Share Capital
13 Change Location of Registered Office to 21 rue For For Mgmt
de La Boetie, 75008 Paris and Amend Article 4
of Bylaws Accordingly
14 Amend Article 12 of Bylaws Re: Age Limit For For For Mgmt
Chairman
15 Authorize Filing of Required Documents/Other For For Mgmt
Formalities
MEETING DATE COMPANY TICKER SECURITY ID
04/21/17 Keppel REIT KREIT.SP Y4964V118
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Report of the Trustee, Statement by the For For Mgmt
Manager, Audited Financial Statements and
Auditors' Reports
2 Approve PricewaterhouseCoopers LLP as Auditors For For Mgmt
and Authorize Board to Fix Their Remuneration
3 Elect Ang Wee Gee as Director For For Mgmt
4 Elect Tan Cheng Han as Director For For Mgmt
5 Elect Christina Tan as Director For For Mgmt
6 Elect Penny Goh as Director For For Mgmt
7 Elect Tan Swee Yiow as Director For For Mgmt
8 Approve Issuance of Equity or Equity-Linked For For Mgmt
Securities with or without Preemptive Rights
-32-
MEETING DATE COMPANY TICKER SECURITY ID
04/21/17 National Bank of Canada NA.CN 633067103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Raymond Bachand For For Mgmt
1.2 Elect Director Maryse Bertrand For For Mgmt
1.3 Elect Director Pierre Blouin For For Mgmt
1.4 Elect Director Pierre Boivin For For Mgmt
1.5 Elect Director Andre Caille For For Mgmt
1.6 Elect Director Gillian H. Denham For For Mgmt
1.7 Elect Director Richard Fortin For For Mgmt
1.8 Elect Director Jean Houde For For Mgmt
1.9 Elect Director Karen Kinsley For For Mgmt
1.10 Elect Director Julie Payette For For Mgmt
1.11 Elect Director Lino A. Saputo, Jr. For For Mgmt
1.12 Elect Director Andree Savoie For For Mgmt
1.13 Elect Director Pierre Thabet For For Mgmt
1.14 Elect Director Louis Vachon For For Mgmt
2 Advisory Vote on Executive Compensation For For Mgmt
Approach
3 Ratify Deloitte LLP as Auditors For For Mgmt
4 Amend Quorum Requirements For For Mgmt
5 Re-approve Stock Option Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/21/17 Pruksa Real Estate PCL PS.TB 74441Y107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Minutes of Previous Meeting For For Mgmt
2 Acknowledge Annual Report and Board of Mgmt
Directors' Report
3 Approve Financial Statements For For Mgmt
4 Approve Allocation of Income and Payment of For For Mgmt
Dividends
5.1 Elect Adul Chandanachulaka as Director For For Mgmt
5.2 Elect Weerachai Ngamdeevilaisak as Director For For Mgmt
5.3 Elect Rattana Promsawad as Director For For Mgmt
5.4 Elect Nimit Poonsawat as Director For For Mgmt
6 Approve Remuneration of Directors For For Mgmt
7 Approve KPMG Phoomchai Audit Ltd. as Auditors For For Mgmt
and Authorize Board to Fix Their Remuneration
8 Other Business For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/21/17 Swiss Reinsurance (Schweizerische SREN.VX H84046137
Rueckversicherungs)
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Approve Remuneration Report For For Mgmt
1.2 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Allocation of Income and Dividends of For For Mgmt
CHF 4.85 per Share
3 Approve Variable Short-Term Remuneration of For For Mgmt
Executive Committee in the Amount of CHF 18.3
Million
4 Approve Discharge of Board of Directors For For Mgmt
5.1a Reelect Walter Kielholz as Director and Board For For Mgmt
Chairman
5.1b Reelect Raymond Ch'ien as Director For For Mgmt
5.1c Reelect Renato Fassbind as Director For For Mgmt
5.1d Reelect Mary Francis as Director For For Mgmt
5.1e Reelect Rajna Brandon as Director For For Mgmt
5.1f Reelect Robert Henrikson as Director For For Mgmt
5.1g Reelect Trevor Manuel as Director For For Mgmt
5.1h Reelect Philip Ryan as Director For For Mgmt
5.1i Reelect Paul Tucker as Director For For Mgmt
5.1j Reelect Susan Wagner as Director For For Mgmt
5.1k Elect Jay Ralph as Director For For Mgmt
5.1l Elect Joerg Reinhardt as Director For For Mgmt
5.1m Elect Jacques de Vaucleroy as Director For For Mgmt
5.2a Appoint Raymond Ch'ien as Member of the For For Mgmt
Compensation Committee
5.2b Appoint Renato Fassbind as Member of the For For Mgmt
Compensation Committee
5.2c Appoint Robert Henrikson as Member of the For For Mgmt
Compensation Committee
5.2d Appoint Joerg Reinhardt as Member of the For For Mgmt
Compensation Committee
5.3 Designate Proxy Voting Services GmbH as For For Mgmt
Independent Proxy
5.4 Ratify PricewaterhouseCoopers AG as Auditors For For Mgmt
6.1 Approve Maximum Remuneration of Board of For For Mgmt
Directors in the Amount of CHF 9.9 Million
6.2 Approve Maximum Fixed and Variable Long-Term For For Mgmt
Remuneration of Executive Committee in the
Amount of CHF 34 Million
7 Approve CHF 1.1 Million Reduction in Share For For Mgmt
Capital via Cancellation of Repurchased Shares
8 Authorize Repurchase of up to CHF 1 Billion of For For Mgmt
Issued Share Capital
9.1 Approve Renewal of CHF 8.5 Million Pool of For For Mgmt
Authorized Share Capital with Partial Exclusion
of Preemptive Rights
9.2 Amend Articles Re: Exclusion of Preemptive For For Mgmt
Rights
10 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/24/17 Aguas Andinas S.A. AGUAS/A.CI P3710L127
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Allocation of Income and Dividends of For For Mgmt
CLP 15.26 per Share
3 Present Dividend Policy Mgmt
4 Receive Report Regarding Related-Party Mgmt
Transactions
5 Appoint Auditors For For Mgmt
6 Designate Risk Assessment Companies For For Mgmt
7 Approve Remuneration of Directors For For Mgmt
8 Present Board's Report on Expenses Mgmt
9 Approve Remuneration and Budget of Directors' For For Mgmt
Committee
10 Present Directors' Committee Report on Mgmt
Activities and Expenses
11 Designate Newspaper to Publish Meeting For For Mgmt
Announcements
12 Other Business For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Enel Generacion Chile S.A. ENELGXCH.CI P3710M109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory For For Mgmt
Reports
2 Approve Allocation of Income and Dividends For For Mgmt
3 Approve Remuneration of Directors For For Mgmt
4 Approve Remuneration and Budget of Directors' For For Mgmt
Committee for FY 2017
5 Present Board's Report on Expenses; Present Mgmt
Directors' Committee Report on Activities and
Expenses
6 Appoint Auditors For For Mgmt
7 Elect Two Supervisory Account Inspectors and For For Mgmt
their Alternates; Approve their Remuneration
8 Designate Risk Assessment Companies For For Mgmt
9 Approve Investment and Financing Policy For For Mgmt
10 Present Dividend Policy and Distribution Mgmt
Procedures
11 Receive Report Regarding Related-Party Mgmt
Transactions
12 Present Report on Processing, Printing, and Mgmt
Mailing Information Required by Chilean Law
13 Other Business For Against Mgmt
14 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
1 Amend Articles For For Mgmt
2 Consolidate Bylaws For For Mgmt
3 Receive Report Regarding Related-Party Mgmt
Transactions Entered During Period Since Last
Shareholders' Meeting
4 Adopt Agreements to Carry out Proposed Changes For For Mgmt
to Bylaws and Granting of Powers to Carry
Forward Resolutions Adopted by General Meeting
-33-
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Hemfosa Fastigheter AB HEMF.SS W3993K137
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect Chairman of Meeting For For Mgmt
3 Prepare and Approve List of Shareholders For For Mgmt
4 Designate Inspector(s) of Minutes of Meeting For For Mgmt
5 Acknowledge Proper Convening of Meeting For For Mgmt
6 Approve Agenda of Meeting For For Mgmt
7 Receive Financial Statements and Statutory Mgmt
Reports
8 Receive Board's Report Mgmt
9 Receive President's Report Mgmt
10a Accept Financial Statements and Statutory For For Mgmt
Reports
10b Approve Allocation of Income and Dividends of For For Mgmt
Dividends of SEK 4.40 Per Ordinary Share and
SEK 10 Per Preference Share
10c Approve Discharge of Board and President For For Mgmt
11 Approve Remuneration of Directors in the Amount For For Mgmt
of SEK 450,000 for Chairman and SEK 200,000 to
Other Members; Approve Remuneration of Auditors
12 Reelect Bengt Kjell, Anneli Lindblom, Caroline For For Mgmt
Sundewall, Ulrika Valassi, Per-Ingemar Persson
and Jens Engwall as Directors; Elect Gunilla
Hogblom as New Director; Ratify KPMG as
Auditors
13 Approve Issuance of Shares in Subsidiary For For Mgmt
14 Approve Issuance of Ordinary Shares without For For Mgmt
Preemptive Rights
15 Authorize Share Repurchase Program and For For Mgmt
Reissuance of Repurchased Shares
16 Approve Remuneration Policy And Other Terms of For For Mgmt
Employment For Executive Management
17 Approve Warrant Program for Key Employees For For Mgmt
18 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Banco Santander Chile BSAN.CI P1506A107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated Financial Statements and For For Mgmt
Statutory Reports
2 Approve Allocation of Income and Dividends of For For Mgmt
CLP 1.75 Per Share
3 Appoint PriceWaterhouseCoopers as Auditors For For Mgmt
4 Designate Feller Rate, Fitch Rating Chile and For For Mgmt
Standard & Poor's Ratings Chile as Risk
Assessment Companies
5.1 Elect Vittorio Corbo as Director For For Mgmt
5.2 Elect Oscar von Chrismar as Director For For Mgmt
5.3 Elect Roberto Mendez as Director For For Mgmt
5.4 Elect Juan Pedro Santa Maria as Director For For Mgmt
5.5 Elect Roberto Zahler as Director For For Mgmt
5.6 Elect Lucia Santa Cruz as Director For For Mgmt
5.7 Elect Orlando Poblete as Director For For Mgmt
5.8 Elect Andreu Plaza as Director For For Mgmt
5.9 Elect Ana Dorrego as Director For For Mgmt
5.10 Elect Victor Toledo as Director For For Mgmt
6.1 Elect Blanca Bustamante as Alternate Director For For Mgmt
6.2 Elect Raimundo Monge as Alternate Director For For Mgmt
7 Approve Remuneration of Directors For For Mgmt
8 Approve Remuneration and Budget of Directors' For For Mgmt
Committee and Audit Committee; Receive
Directors and Audit Committee's Report
9 Transact Other Business Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Cembra Money Bank AG CMBN.SW H1329L107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Remuneration Report For For Mgmt
3.1 Approve Allocation of Income For For Mgmt
3.2 Approve Dividends of CHF 3.45 per Share from For For Mgmt
Capital Contribution Reserves
3.3 Approve Dividends of CHF 1.00 per Share from For For Mgmt
Distributable Profits
4 Approve Discharge of Board and Senior For For Mgmt
Management
5.1.1 Reelect Felix Weber as Director For For Mgmt
5.1.2 Reelect Peter Athanas as Director For For Mgmt
5.1.3 Reelect Urs Baumann as Director For For Mgmt
5.1.4 Reelect Denis Hall as Director For For Mgmt
5.1.5 Reelect Katrina Machin as Director For For Mgmt
5.1.6 Reelect Monica Maechler as Director For For Mgmt
5.1.7 Reelect Ben Tellings as Director For For Mgmt
5.2 Reelect Felix Weber as Board Chairman For For Mgmt
5.3.1 Appoint Urs Baumann as Member of the For For Mgmt
Compensation Committee
5.3.2 Appoint Katrina Machin as Member of the For For Mgmt
Compensation Committee
5.3.3 Appoint Ben Tellings as Member of the For For Mgmt
Compensation Committee
5.4 Designate Andreas Keller as Independent Proxy For For Mgmt
5.5 Ratify KPMG AG as Auditors For For Mgmt
6.1 Approve Creation of CHF 3 Million Pool of For For Mgmt
Capital without Preemptive Rights
6.2 Amend Articles Re: Ordinary and Extraordinary For For Mgmt
General Meetings
6.3 Amend Articles Re: Convocation, Resolutions, For For Mgmt
and Minutes of General Meetings
6.4 Amend Articles Re: Editorial Changes Concerning For For Mgmt
Senior Management
7.1 Approve Remuneration of Directors in the Amount For For Mgmt
of CHF 1.45 Million
7.2 Approve Maximum Fixed and Variable Remuneration For For Mgmt
of Executive Committee in the Amount of CHF 5.3
Million
8 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Endesa S.A. ELE.SM E41222113
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated and Standalone Financial For For Mgmt
Statements
2 Approve Consolidated and Standalone Management For For Mgmt
Reports
3 Approve Discharge of Board For For Mgmt
4 Approve Allocation of Income and Dividends For For Mgmt
5 Renew Appointment of Ernst & Young as Auditor For For Mgmt
6 Reelect Miquel Roca Junyent as Director For For Mgmt
7 Reelect Alejandro Echevarria Busquet as For For Mgmt
Director
8 Approve Remuneration Report For For Mgmt
9 Approve Cash-Based Long-Term Incentive Plan For For Mgmt
10 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
-34-
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Fonciere des Regions FDR.FP F42399109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory For For Mgmt
Reports
2 Approve Consolidated Financial Statements and For For Mgmt
Statutory Reports
3 Approve Allocation of Income and Dividends of For For Mgmt
EUR 4.40 per Share
4 Approve Auditors' Special Report on For For Mgmt
Related-Party Transactions
5 Approve Remuneration Policy of Jean Laurent, For For Mgmt
Chairman
6 Non-Binding Vote on Compensation of Jean For For Mgmt
Laurent, Chairman
7 Approve Remuneration Policy of Christophe For For Mgmt
Kullmann, CEO
8 Non-Binding Vote on Compensation of Christophe For For Mgmt
Kullmann, CEO
9 Approve Remuneration Policy of Olivier Esteve, For For Mgmt
Vice-CEO
10 Non-Binding Vote on Compensation of Olivier For For Mgmt
Esteve, Vice-CEO
11 Reelect Jean-Luc Biamonti as Director For For Mgmt
12 Reelect Sylvie Ouziel as Director For For Mgmt
13 Reelect Predica as Director For For Mgmt
14 Reelect Pierre Vaquier as Director For For Mgmt
15 Authorize Repurchase of Up to 10 Percent of For For Mgmt
Issued Share Capital
16 Authorize Capitalization of Reserves of Up to For For Mgmt
EUR 22 Million for Bonus Issue or Increase in
Par Value
17 Authorize Decrease in Share Capital via For For Mgmt
Cancellation of Repurchased Shares
18 Authorize Issuance of Equity or Equity-Linked For For Mgmt
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 55 Million
19 Authorize Issuance of Equity or Equity-Linked For For Mgmt
Securities without Preemptive Rights, but with
a Binding Priority Right, up to Aggregate
Nominal Amount of EUR 22 Million
20 Authorize Capital Increase of Up to 10 Percent For For Mgmt
of Issued Share Capital for Future Exchange
Offers
21 Authorize Capital Increase of up to 10 Percent For For Mgmt
of Issued Capital for Contributions in Kind
22 Authorize Capital Issuances for Use in Employee For For Mgmt
Stock Purchase Plans
23 Authorize Filing of Required Documents/Other For For Mgmt
Formalities
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Glow Energy Public Co. Ltd. GLOW.TB Y27290108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Minutes of Previous Meeting For For Mgmt
2 Acknowledge Operating Results Mgmt
3 Approve Financial Statements For For Mgmt
4 Approve Allocation of Income and Dividend For For Mgmt
Payment
5.1 Elect Vitthaya Vejjajiva as Director For For Mgmt
5.2 Elect Anut Chatikavanij as Director For For Mgmt
5.3 Elect Paul Maguire as Director For For Mgmt
5.4 Elect Devarajen Moorooven as Director For For Mgmt
6 Approve Remuneration of Directors For For Mgmt
7 Approve Deloitte Touche Tohmatsu Jaiyos Audit For For Mgmt
Co., Ltd. as Auditors and Authorize Board to
Fix Their Remuneration
8 Other Business For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Muenchener Rueckversicherungs-Gesellschaft AG MURGF D55535104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Receive Report of the Supervisory Board, Mgmt
Corporate Governance Report and Remuneration
Report for Fiscal 2016 (Non-Voting)
1.2 Receive Financial Statements and Statutory Mgmt
Reports for Fiscal 2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of For For Mgmt
EUR 8.60 per Share
3 Approve Discharge of Management Board for For For Mgmt
Fiscal 2016
4 Approve Discharge of Supervisory Board for For For Mgmt
Fiscal 2016
5 Approve Remuneration System for Management For Against Mgmt
Board Members
6 Authorize Share Repurchase Program and For For Mgmt
Reissuance or Cancellation of Repurchased
Shares
7 Authorize Use of Financial Derivatives when For For Mgmt
Repurchasing Shares
8 Elect Renata Jungo Bruengger to the Supervisory For For Mgmt
Board
9 Approve Creation of EUR 280 Million Pool of For For Mgmt
Capital with Partial Exclusion of Preemptive
Rights
10 Approve Affiliation Agreement with Subsidiary For For Mgmt
MR Infrastructure Investment GmbH
11.1 Approve Affiliation Agreements with Subsidiary For For Mgmt
MR Beteiligungen 2. GmbH
11.2 Approve Affiliation Agreement with Subsidiary For For Mgmt
MR Beteiligungen 3. GmbH
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Bouygues EN.FP F11487125
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory For For Mgmt
Reports
2 Approve Consolidated Financial Statements and For For Mgmt
Statutory Reports
3 Approve Allocation of Income and Dividends of For For Mgmt
EUR 1.60 per Share
4 Approve Auditors' Special Report on For Against Mgmt
Related-Party Transactions
5 Approve Additional Pension Scheme Agreement For For Mgmt
with Olivier Bouygues, Vice CEO
6 Approve Additional Pension Scheme Agreement For Against Mgmt
with Philippe Marien, Vice CEO
7 Approve Additional Pension Scheme Agreement For Against Mgmt
with Olivier Roussat, Vice CEO
8 Non-Binding Vote on Compensation of Martin For For Mgmt
Bouygues, CEO and Chairman
9 Non-Binding Vote on Compensation of Olivier For For Mgmt
Bouygues, Vice CEO
10 Non-Binding Vote on Compensation of Philippe For For Mgmt
Marien, Vice CEO
11 Non-Binding Vote on Compensation of Olivier For For Mgmt
Roussat, Vice CEO
12 Approve Remuneration Policy of Chairman and CEO For Against Mgmt
and Vice CEOs
13 Approve Remuneration of Directors in the For For Mgmt
Aggregate Amount of EUR 1 Million
14 Reelect Helman le Pas de Secheval as Director For For Mgmt
15 Elect Alexandre de Rothschild as Director For Against Mgmt
16 Authorize Repurchase of Up to 5 Percent of For Against Mgmt
Issued Share Capital
17 Authorize Decrease in Share Capital via For For Mgmt
Cancellation of Repurchased Shares
18 Authorize Issuance of Equity or Equity-Linked For Against Mgmt
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 150 Million
19 Authorize Capitalization of Reserves of Up to For Against Mgmt
EUR 4 Billion for Bonus Issue or Increase in
Par Value
20 Authorize Issuance of Equity or Equity-Linked For Against Mgmt
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 85 Million
21 Approve Issuance of Equity or Equity-Linked For Against Mgmt
Securities for up to 20 Percent of Issued
Capital Per Year for Private Placements, up to
Aggregate Nominal Amount of EUR 70 Million
22 Authorize Board to Set Issue Price for 10 For Against Mgmt
Percent Per Year of Issued Capital Pursuant to
Issue Authority without Preemptive Rights
23 Authorize Board to Increase Capital in the For Against Mgmt
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
24 Authorize Capital Increase of up to 10 Percent For Against Mgmt
of Issued Capital for Contributions in Kind
25 Authorize Capital Increase of Up to EUR 85 For Against Mgmt
Million for Future Exchange Offers
26 Authorize Issuance of Equity upon Conversion of For Against Mgmt
a Subsidiary's Equity-Linked Securities for up
to EUR 85 Million
27 Authorize Capital Issuances for Use in Employee For Against Mgmt
Stock Purchase Plans
28 Authorize up to 2 Percent of Issued Capital for For Against Mgmt
Use in Stock Option Plans
29 Authorize Board to Issue Free Warrants with For Against Mgmt
Preemptive Rights During a Public Tender Offer
30 Authorize Filing of Required Documents/Other For For Mgmt
Formalities
-35-
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Entra ASA ENTRA.NO R2R8A2105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting; Registration of Attending Mgmt
Shareholders and Proxies
2 Elect Chairman of Meeting For For Mgmt
3 Designate Inspector(s) of Minutes of Meeting For For Mgmt
4 Approve Notice of Meeting and Agenda For For Mgmt
5 Accept Financial Statements and Statutory For For Mgmt
Reports; Approve Allocation of Income and
Dividends of NOK 1.75 Per Share
6 Discuss Company's Corporate Governance Mgmt
Statement
7 Approve Remuneration Policy And Other Terms of For For Mgmt
Employment For Executive Management
7.1 Approve Advisory Remuneration Policy And Other For For Mgmt
Terms of Employment For Executive Management
7.2 Approve Binding Remuneration Policy And Other For Against Mgmt
Terms of Employment For Executive Management
8 Approve Repurchase Program as Funding for For Against Mgmt
Incentive Plans
9 Authorize Share Repurchase Program and For For Mgmt
Cancellation of Repurchased Shares
10 Authorize Board to Declare Semi-Annual For For Mgmt
Dividends
11 Approve Remuneration of Auditors For For Mgmt
12 Approve Remuneration of Directors; Approve For For Mgmt
Remuneration for Committee Work
13 Elect Ingrid Dahl Hovland as Director For For Mgmt
14a Elect John Giverholt as Members of Nominating For For Mgmt
Committee
14b Elect Hege Sjo as Members of Nominating For For Mgmt
Committee
14c Elect Rolf Roverud as Members of Nominating For For Mgmt
Committee
15 Approve Remuneration of Members of Nominating For For Mgmt
Committee
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Mercialys MERY.FP F61573105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory For For Mgmt
Reports
2 Approve Consolidated Financial Statements and For For Mgmt
Statutory Reports
3 Approve Allocation of Income and Dividends of For For Mgmt
EUR 1.06 per Share
4 Approve Agreement with Casino, For For Mgmt
Guichard-Perrachon Re: New Partnership
Agreement
5 Approve Amendment to Agreement with Casino For For Mgmt
France Re: Current Account
6 Approve Termination Package of Vincent Ravat For For Mgmt
7 Non-Binding Vote on Compensation of Eric Le For Against Mgmt
Gentil, Chairman and CEO
8 Non-Binding Vote on Compensation of Vincent For Against Mgmt
Ravat, Vice CEO
9 Non-Binding Vote on Compensation of Vincent For Against Mgmt
Rebillard, Vice-CEO
10 Approve Remuneration Policy of Chairman and CEO For For Mgmt
11 Approve Remuneration Policy of Vice CEO For For Mgmt
12 Reelect Jacques Dumas as Director For For Mgmt
13 Reelect Ingrid Nappi-Choulet as Director For For Mgmt
14 Reelect Michel Savart as Director For For Mgmt
15 Reelect Casino, Guichard-Perrachon as Director For For Mgmt
16 Authorize Repurchase of Up to 10 Percent of For Against Mgmt
Issued Share Capital
17 Authorize Issuance of Equity or Equity-Linked For For Mgmt
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 32 Million
18 Authorize Issuance of Equity or Equity-Linked For For Mgmt
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 9.2 Million
19 Approve Issuance of Equity or Equity-Linked For For Mgmt
Securities for Private Placements, up to
Aggregate Nominal Amount of EUR 9.2 Milion
20 Authorize Board to Set Issue Price for 10 For For Mgmt
Percent Per Year of Issued Capital Pursuant to
Issue Authority without Preemptive Rights
21 Authorize Board to Increase Capital in the For For Mgmt
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote Under
Items 17 to 20
22 Authorize Capitalization of Reserves of Up to For For Mgmt
EUR 32 Million for Bonus Issue or Increase in
Par Value
23 Authorize Capital Increase of Up to EUR 9.2 For For Mgmt
Million for Future Exchange Offers
24 Authorize Capital Increase of up to 10 Percent For For Mgmt
of Issued Capital for Contributions in Kind
25 Subjected to Approval of Items 17 to 24, Set For For Mgmt
Total Limit for Capital Increase to Result from
All Issuance Requests at EUR 32 Million
26 Authorize up to 0.5 Percent of Issued Capital For Against Mgmt
for Use in Restricted Stock Plans
27 Authorize Capital Issuances for Use in Employee For For Mgmt
Stock Purchase Plans
28 Authorize Decrease in Share Capital via For For Mgmt
Cancellation of Repurchased Shares
29 Amend Articles 4 and 25 of Bylaws Re: For For Mgmt
Headquarter and Annual General Meeting
Composition
30 Delegate Power to the Board of Directors to For Against Mgmt
Amend the Bylaws to Comply with New Regulation
31 Authorize Filing of Required Documents/Other For For Mgmt
Formalities
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Sampo Oyj SAMPO.FH X75653109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder For For Mgmt
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Prepare and Approve List of Shareholders For For Mgmt
6 Receive Financial Statements and Statutory Mgmt
Reports; Receive Board's Report; Receive
Auditor's Report
7 Accept Financial Statements and Statutory For For Mgmt
Reports
8 Approve Allocation of Income and Dividends of For For Mgmt
EUR 2.30 Per Share
9 Approve Discharge of Board and President For For Mgmt
10 Approve Remuneration of Directors in the Amount For For Mgmt
of EUR 175,000 for Chairman, EUR115,000 for
Vice Chairman, EUR 90,000 for Other Directors;
Approve Remuneration for Committee Work
11 Fix Number of Directors at Eight For For Mgmt
12 Reelect Christian Clausen, Jannica Fagerholm, For For Mgmt
Adine Grate Axen, Veli-Matti Mattila, Risto
Murto, Eira Palin-Lehtinen, Per Arthur Sorlie
and Bjorn Wahlroos as Directors
13 Approve Remuneration of Auditors For For Mgmt
14 Ratify Ernst & Young as Auditors For For Mgmt
15 Approve that the Rights Attached to Certain For For Mgmt
Shares Entered in the Company's Joint
Book-Entry Account be Forfeited
16 Authorize Share Repurchase Program For For Mgmt
17 Close Meeting Mgmt
-36-
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Scor Se SCR.FP F15561677
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory For For Mgmt
Reports
2 Approve Allocation of Income and Dividends of For For Mgmt
EUR 1.65 per Share
3 Approve Consolidated Financial Statements and For For Mgmt
Statutory Reports
4 Non-Binding Vote on Compensation of Denis For For Mgmt
Kessler, Chairman and CEO
5 Approve Remuneration Policy of Denis Kessler, For Against Mgmt
Chairman and CEO
6 Reelect Marguerite Berard-Andrieu as Director For For Mgmt
7 Reelect Thierry Derez as Director For For Mgmt
8 Reelect Denis Kessler as Director For Against Mgmt
9 Reelect Vanessa Marquette as Director For For Mgmt
10 Reelect Claude Tendil as Director For For Mgmt
11 Elect Malakoff Mederic Assurances as Director For For Mgmt
12 Authorize Repurchase of Up to 10 Percent of For For Mgmt
Issued Share Capital
13 Authorize Capitalization of Reserves of Up to For For Mgmt
EUR 200 Million for Bonus Issue or Increase in
Par Value
14 Authorize Issuance of Equity or Equity-Linked For For Mgmt
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 606,635,782
15 Authorize Issuance of Equity or Equity-Linked For For Mgmt
Securities without Preemptive Rights but with
Binding Priority Rights up to Aggregate Nominal
Amount of EUR 151,658,940
16 Approve Issuance of Equity or Equity-Linked For For Mgmt
Securities for up to 10 Percent of Issued
Capital for Private Placements
17 Authorize Capital Increase of Up to EUR For For Mgmt
151,658,940 Million for Future Exchange Offers
18 Authorize Capital Increase of up to 10 Percent For For Mgmt
of Issued Capital for Contributions in Kind
19 Authorize Board to Increase Capital in the For For Mgmt
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote Above
20 Authorize Decrease in Share Capital via For For Mgmt
Cancellation of Repurchased Shares
21 Authorize up to 1.5 Million Shares for Use in For Against Mgmt
Stock Option Plans
22 Authorize up to 3 Million Shares for Use in For Against Mgmt
Restricted Stock Plans
23 Authorize Capital Issuances for Use in Employee For For Mgmt
Stock Purchase Plans
24 Set Total Limit for Capital Increase to Result For For Mgmt
from All Issuance Requests at EUR
642,082,157.35
25 Amend Article 10 of Bylaws Re: Employee For For Mgmt
Shareholders
26 Amend Article 10 of Bylaws Re: Election of For For Mgmt
Employee Shareholders Representative
27 Delegate Power to the Board of Directors to For For Mgmt
Amend the Bylaws to Comply with New Regulation
28 Authorize Filing of Required Documents/Other For For Mgmt
Formalities
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Terna SpA TRN.IM T9471R100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Allocation of Income For For Mgmt
3 Approve Number of Director and Length of Their None For ShrHlder
Mandate
4.1 Slate Submitted by CDP RETI SpA None Do Not Vote ShrHlder
4.2 Slate Submitted by Institutional Investors None For ShrHlder
(Assogestioni)
5 Elect Catia Bastioli as Board Chair None For ShrHlder
6 Approve Remuneration of Directors None For ShrHlder
7.1 Slate Submitted by CDP RETI SpA None Against ShrHlder
7.2 Slate Submitted by Institutional Investors None For ShrHlder
(Assogestioni)
8 Approve Internal Auditors' Remuneration None For ShrHlder
9 Approve Remuneration Policy For For Mgmt
A Deliberations on Possible Legal Action Against None Against Mgmt
Directors if Presented by Shareholders
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Venture Corporation Limited VMS.SP Y9361F111
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Financial Statements and Directors' and For For Mgmt
Auditors' Reports
2 Approve Final Dividend For For Mgmt
3a Elect Jonathan S. Huberman as Director For For Mgmt
3b Elect Han Thong Kwang as Director For For Mgmt
4 Approve Directors' Fees For For Mgmt
5 Approve Deloitte & Touche LLP as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
6 Approve Issuance of Equity or Equity-Linked For For Mgmt
Securities with or without Preemptive Rights
7 Approve Grant of Options and Awards and For Against Mgmt
Issuance of Shares Under The Venture
Corporation Executives' Share Option Schemes
and the Venture Corporation Restricted Share
Plan
8 Authorize Share Repurchase Program For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Allianz SE ALV.GY D03080112
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Mgmt
Reports for Fiscal 2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of For For Mgmt
EUR 7.60 per Share
3 Approve Discharge of Management Board for For For Mgmt
Fiscal 2016
4 Approve Discharge of Supervisory Board for For For Mgmt
Fiscal 2016
5 Approve Affiliation Agreement with Allianz For For Mgmt
Global Health GmbH
6.1 Elect Helmut Perlet to the Supervisory Board For For Mgmt
6.2 Elect Michael Diekmann to the Supervisory Board For For Mgmt
6.3 Elect Sophie Boissard to the Supervisory Board For For Mgmt
6.4 Elect Christine Bosse to the Supervisory Board For For Mgmt
6.5 Elect Friedrich Eichiner to the Supervisory For For Mgmt
Board
6.6 Elect Herbert Hainer to the Supervisory Board For For Mgmt
6.7 Elect Jim Hagemann Snabe to the Supervisory For For Mgmt
Board
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Enel SpA ENEL.IM T3679P115
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Allocation of Income For For Mgmt
3 Authorize Share Repurchase Program and For For Mgmt
Reissuance of Repurchased Shares
4 Fix Number of Directors For For Mgmt
5 Fix Board Terms for Directors For For Mgmt
6.1 Slate Submitted by the Italian Ministry of None Do Not Vote ShrHlder
Economy And Finance
6.2 Slate Submitted by Institutional Investors None For ShrHlder
(Assogestioni)
7 Elect Patrizia Grieco as Board Chair None For ShrHlder
8 Approve Remuneration of Directors None For ShrHlder
9 Approve 2017 Monetary Long-Term Incentive Plan For For Mgmt
10 Approve Remuneration Policy For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 IGM Financial Inc. IGM.CN 449586106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Marc A. Bibeau For For Mgmt
1.2 Elect Director Jeffrey R. Carney For Withhold Mgmt
1.3 Elect Director Marcel R. Coutu For For Mgmt
1.4 Elect Director Andre Desmarais For Withhold Mgmt
1.5 Elect Director Paul Desmarais, Jr. For Withhold Mgmt
1.6 Elect Director Gary Doer For For Mgmt
1.7 Elect Director Susan Doniz For For Mgmt
1.8 Elect Director Claude Genereux For Withhold Mgmt
1.9 Elect Director Sharon Hodgson For Withhold Mgmt
1.10 Elect Director Sharon MacLeod For For Mgmt
1.11 Elect Director Susan J. McArthur For For Mgmt
1.12 Elect Director John McCallum For For Mgmt
1.13 Elect Director R. Jeffrey Orr For Withhold Mgmt
1.14 Elect Director Jacques Parisien For Withhold Mgmt
1.15 Elect Director Henri-Paul Rousseau For Withhold Mgmt
1.16 Elect Director Gregory D. Tretiak For Withhold Mgmt
2 Ratify Deloitte LLP as Auditors For For Mgmt
-37-
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 bpost NV-SA BPOST.BB B1306V108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Directors' Reports (Non-Voting) Mgmt
2 Receive Auditors' Reports (Non-Voting) Mgmt
3 Receive Consolidated Financial Statements and Mgmt
Statutory Reports (Non-Voting)
4 Approve Financial Statements, Allocation of For For Mgmt
Income, and Dividends of EUR 1.31 per Share
5 Approve Remuneration Report For Against Mgmt
6 Approve Discharge of Directors For For Mgmt
7 Approve Discharge of Auditors For For Mgmt
8.1 Elect Jos Donvil as Director For For Mgmt
8.2 Elect Thomas Hubner as Director For For Mgmt
8.3 Elect Filomena Teixeira as Director For For Mgmt
8.4 Elect Saskia Van Uffelen as Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Power Assets Holdings Ltd. 6.HK Y33549117
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Final Dividend For For Mgmt
3a Elect Fok Kin Ning, Canning as Director For For Mgmt
3b Elect Andrew John Hunter as Director For Against Mgmt
3c Elect Ip Yuk-keung, Albert as Director For For Mgmt
3d Elect Li Tzar Kuoi, Victor as Director For Against Mgmt
3e Elect Tsai Chao Chung, Charles as Director For For Mgmt
4 Approve KPMG as Auditors and Authorize Board to For For Mgmt
Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked For Against Mgmt
Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital For For Mgmt
7 Authorize Reissuance of Repurchased Shares For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 GPT Group GPT.AU Q4252X106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Gene Tilbrook as Director For For Mgmt
2 Approve the Adoption of Remuneration Report For For Mgmt
3 Approve Grant of Performance Rights to Robert For For Mgmt
Johnston (2017 Deferred Short Term Incentive)
4 Approve Grant of Performance Rights to Robert For For Mgmt
Johnston (Long Term Incentive)
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Power Financial Corporation PWF.CN 73927C100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Marc A. Bibeau, Andre Desmarais, Paul For Withhold Mgmt
Desmarais, Jr., Gary Albert Doer, Gerald Frere,
Anthony R. Graham, J. David A. Jackson, R.
Jeffrey Orr, Louise Roy, Raymond Royer, T.
Timothy Ryan, Jr., and Emoke J.E. Szathmary as
Directors
1.1 Elect Director Marc A. Bibeau For For Mgmt
1.2 Elect Director Andre Desmarais For Withhold Mgmt
1.3 Elect Director Paul Desmarais, Jr. For Withhold Mgmt
1.4 Elect Director Gary Albert Doer For For Mgmt
1.5 Elect Director Gerald Frere For For Mgmt
1.6 Elect Director Anthony R. Graham For For Mgmt
1.7 Elect Director J. David A. Jackson For For Mgmt
1.8 Elect Director R. Jeffrey Orr For For Mgmt
1.9 Elect Director Louise Roy For For Mgmt
1.10 Elect Director Raymond Royer For For Mgmt
1.11 Elect Director T. Timothy Ryan, Jr. For For Mgmt
1.12 Elect Director Emoke J.E. Szathmary For For Mgmt
2 Ratify Deloitte LLP as Auditors For For Mgmt
3 Amend Stock Option Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 REN - Redes Energeticas Nacionais, SGPS, S.A. RENE.PL X70955103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated Financial Statements and For Not Voted Mgmt
Statutory Reports
2 Approve Allocation of Income For Not Voted Mgmt
3 Approve Discharge of Management and Supervisory For Not Voted Mgmt
Boards
4 Authorize Repurchase and Reissuance of Shares For Not Voted Mgmt
5 Authorize Repurchase and Reissuance of Bonds For Not Voted Mgmt
6 Approve Statement on Remuneration Policy For Not Voted Mgmt
7 Approve Issuance of Shares in Connection with For Not Voted Mgmt
Acquisition of EDP Gas
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Smart Real Estate Investment Trust SRU.UN 83179X108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Trustee Huw Thomas For For Mgmt
1.2 Elect Trustee Jamie McVicar For For Mgmt
1.3 Elect Trustee Kevin Pshebniski For For Mgmt
1.4 Elect Trustee Michael Young For For Mgmt
1.5 Elect Trustee Garry Foster For For Mgmt
2 Approve PricewaterhouseCoopers LLP as Auditors For For Mgmt
and Authorize Trustees to Fix Their
Remuneration
3 Advisory Vote on Executive Compensation For For Mgmt
Approach
4 Amend Declaration of Trust For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/17 BKW AG BKW.SW H07815154
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Remuneration Report For Against Mgmt
3 Approve Discharge of Board of Directors For For Mgmt
4 Approve Allocation of Income and Dividends of For For Mgmt
CHF 1.60 per Share
5a Approve Remuneration of Directors in the Amount For For Mgmt
of CHF 1.5 Million
5b Approve Remuneration of Executive Committee in For Against Mgmt
the Amount of CHF 8 Million
6a1 Reelect Urs Gasche as Director For For Mgmt
6a2 Reelect Hartmut Geldmacher as Director For For Mgmt
6a3 Reelect Marc-Alain Affolter as Director For For Mgmt
6a4 Reelect Georges Bindschedler as Director For For Mgmt
6a5 Reelect Kurt Schaer as Director For For Mgmt
6a6 Reelect Roger Baillod as Director For For Mgmt
6b Reelect Urs Gasche as Board Chairman For For Mgmt
6c1 Reappoint Urs Gasche as Member of the For Against Mgmt
Compensation and Nomination Committee
6c2 Reappoint Barbara Egger-Jenzer as Member of the For Against Mgmt
Compensation and Nomination Committee
6c3 Reappoint Georges Bindschedler as Member of the For For Mgmt
Compensation and Nomination Committee
6d Designate Andreas Byland as Independent Proxy For For Mgmt
6e Ratify Ernst & Young AG as Auditors For For Mgmt
7 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/17 Emera Incorporated EMA 290876101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Sylvia D. Chrominska For For Mgmt
1.2 Elect Director Henry E. Demone For For Mgmt
1.3 Elect Director Allan L. Edgeworth For For Mgmt
1.4 Elect Director James D. Eisenhauer For For Mgmt
1.5 Elect Director Christopher G. Huskilson For For Mgmt
1.6 Elect Director B. Lynn Loewen For For Mgmt
1.7 Elect Director John T. McLennan For For Mgmt
1.8 Elect Director Donald A. Pether For For Mgmt
1.9 Elect Director John B. Ramil For For Mgmt
1.10 Elect Director Andrea S. Rosen For For Mgmt
1.11 Elect Director Richard P. Sergel For For Mgmt
1.12 Elect Director M. Jacqueline Sheppard For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Authorize Board to Fix Remuneration of Auditors For For Mgmt
4 Advisory Vote on Executive Compensation For For Mgmt
Approach
-38-
MEETING DATE COMPANY TICKER SECURITY ID
05/12/17 Engie ENGI.FP F42768105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory For For Mgmt
Reports
2 Approve Consolidated Financial Statements and For For Mgmt
Statutory Reports
3 Approve Allocation of Income and Dividends of For For Mgmt
EUR 1 per Share and an Extra of EUR 0.10 per
Share to Long Term Registered Shares
4 Approve Auditors' Special Report on For For Mgmt
Related-Party Transactions Regarding New
Transactions; Acknowledge Ongoing Transactions
5 Approve Additional Pension Scheme Agreement For For Mgmt
with Isabelle Kocher, CEO
6 Authorize Repurchase of Up to 10 Percent of For For Mgmt
Issued Share Capital
7 Ratify Appointment of Patrice Durand as For For Mgmt
Director
8 Elect Christophe Aubert as Representative of None For Mgmt
Employee Shareholders to the Board
9 Elect Ton Willems as Representative of Employee None Against Mgmt
Shareholders to the Board
10 Non-Binding Vote on Compensation of Gerard For For Mgmt
Mestrallet, Chairman and CEO until May 3, 2016
11 Non-Binding Vote on Compensation of Isabelle For For Mgmt
Kocher, Vice CEO until May 3, 2016
12 Non-Binding Vote on Compensation of Isabelle For For Mgmt
Kocher, CEO since May 3, 2016
13 Approve Remuneration Policy of Executive For For Mgmt
Officers
14 Authorize Capital Issuances for Use in Employee For For Mgmt
Stock Purchase Plans
15 Authorize Capital Issuances for Use in Employee For For Mgmt
Stock Purchase Plans for Employees of
International Subsidiaries
16 Authorize up to 0.75 Percent of Issued Capital For For Mgmt
for Use in Restricted Stock Plans
17 Authorize up to 0.75 Percent of Issued Capital For Against Mgmt
for Use in Restricted Stock Plans
18 Authorize Filing of Required Documents/Other For For Mgmt
Formalities
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Cominar Real Estate Investment Trust CUF.UN 199910100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Trustee Michel Dallaire For For Mgmt
1.2 Elect Trustee Luc Bachand For For Mgmt
1.3 Elect Trustee Mary-Ann Bell For For Mgmt
1.4 Elect Trustee Alain Dallaire For For Mgmt
1.5 Elect Trustee Alban D'Amours For For Mgmt
1.6 Elect Trustee Ghislaine Laberge For For Mgmt
1.7 Elect Trustee Johanne M. Lepine For For Mgmt
1.8 Elect Trustee Michel Theroux For For Mgmt
1.9 Elect Trustee Claude Dussault For For Mgmt
2 Approve PricewaterhouseCoopers LLP as Auditors For For Mgmt
and Authorize Trustees to Fix Their
Remuneration
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 COSCO SHIPPING Ports Limited 1199.HK G2442N104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Final Dividend For For Mgmt
3.1a Elect Deng Huangjun as Director For For Mgmt
3.1b Elect Xu Zunwu as Director For For Mgmt
3.1c Elect Wong Tin Yau, Kelvin as Director For Against Mgmt
3.1d Elect Fan Hsu Lai Tai, Rita as Director For Against Mgmt
3.1e Elect Adrian David Li Man Kiu as Director For Against Mgmt
3.2 Authorize Board to Fix Remuneration of For For Mgmt
Directors
4 Approve PricewaterhouseCoopers as Auditor and For Against Mgmt
Authorize Board to Fix Their Remuneration
5A Approve Issuance of Equity or Equity-Linked For Against Mgmt
Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital For For Mgmt
5C Authorize Reissuance of Repurchased Shares For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Swire Pacific Limited 19.HK Y83310105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect I K L Chu as Director For Against Mgmt
1b Elect M Cubbon as Director For Against Mgmt
1c Elect T G Freshwater as Director For For Mgmt
1d Elect C Lee as Director For For Mgmt
1e Elect P K Etchells as Director For For Mgmt
2 Approve PricewaterhouseCoopers as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
3 Authorize Repurchase of Issued Share Capital For For Mgmt
4 Approve Issuance of Equity or Equity-Linked For Against Mgmt
Securities without Preemptive Rights
MEETING DATE COMPANY TICKER SECURITY ID
05/19/17 National Grid plc NG.LN G6375K151
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Share Consolidation For For Mgmt
2 Authorise Issue of Equity with Pre-emptive For For Mgmt
Rights
3 Authorise Issue of Equity without Pre-emptive For For Mgmt
Rights
4 Authorise Issue of Equity without Pre-emptive For For Mgmt
Rights in Connection with an Acquisition or
Other Capital Investment
5 Authorise Market Purchase of New Ordinary For For Mgmt
Shares
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Spark Infrastructure Group SKI.AU Q8604W120
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Anne McDonald as Director For For Mgmt
2 Elect Greg Martin as Director For For Mgmt
3 Elect James Dunphy as Director Against Against ShrHlder
4 Approve the Grant of Performance Rights to Rick For For Mgmt
Francis
5 Approve the Remuneration Report For For Mgmt
6 Approve the Conditional Spill Resolution Against Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/26/17 Chailease Holding Company Limited 5871.TT G20288109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Business Operations Report and For For Mgmt
Financial Statements
2 Approve Profit Distribution For For Mgmt
3 Amend Procedures Governing the Acquisition or For For Mgmt
Disposal of Assets
4 Approve Issuance of Ordinary Shares or Issuance For For Mgmt
of Ordinary Shares to Participate in the
Issuance of Global Depository Receipt
5.1 Elect John-Lee Koo with Shareholder No. 888, as For For Mgmt
Non-independent Director
5.2 Elect Fong-Long Chen, Representative of Chun An For For Mgmt
Investment Co., Ltd., with Shareholder No,
93771, as Non-independent Director
5.3 Elect King Wai Alfred Wong, Representative of For For Mgmt
Chun An Investment Co., Ltd., with Shareholder
No, 93771, as Non-independent Director
5.4 Elect Chee Wee Goh, with ID No. 1946102XXX, as For For Mgmt
Non-independent Director
5.5 Elect Dar-Yeh Hwang, with ID No. K101459XXX, as For For Mgmt
Independent Director
5.6 Elect Steven Jeremy Goodman, with ID No. For For Mgmt
1959121XXX, as Independent Director
5.7 Elect Chin Fock Hong, with ID No. 1948070XXX, For For Mgmt
as Independent Director
6 Approve Release of Restrictions of John-Lee Koo For For Mgmt
7 Approve Release of Restrictions of Fong-Long For For Mgmt
Chen
8 Approve Release of Restrictions of King Wai For For Mgmt
Alfred Wong
9 Approve Release of Restrictions of Chee Wee Goh For For Mgmt
10 Approve Release of Restrictions of Dar-Yeh For For Mgmt
Hwang
11 Approve Release of Restrictions of Steven For For Mgmt
Jeremy Goodman
12 Approve Release of Restrictions of Chin Fock For For Mgmt
Hong
MEETING DATE COMPANY TICKER SECURITY ID
05/26/17 New World Development Co. Ltd. 17.HK Y63084126
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Services Group Master Services For For Mgmt
Agreement, Services Group Transactions, Annual
Caps, and Related Transactions
-39-
MEETING DATE COMPANY TICKER SECURITY ID
05/26/17 Standard Bank Group Ltd SBK.SJ S80605140
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
9 Authorise Repurchase of Issued Preference Share For For Mgmt
Capital
MEETING DATE COMPANY TICKER SECURITY ID
06/01/17 NN GROUP NV NN.NA N64038107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Receive Annual Report 2016 Mgmt
3 Discuss Remuneration Policy 2016 Mgmt
4a Adopt Financial Statements 2016 For For Mgmt
4b Receive Explanation on Company's Reserves and Mgmt
Dividend Policy
4c Approve Dividends of EUR 1.55 Per Share For For Mgmt
5a Approve Discharge of Executive Board For For Mgmt
5b Approve Discharge of Supervisory Board For For Mgmt
6 Announce Intention to Reappoint Lard Friese to Mgmt
Executive Board
7 Discussion of Supervisory Board Profile Mgmt
8a Elect Robert Ruijter to Supervisory Board For For Mgmt
8b Elect Clara Streit to Supervisory Board For For Mgmt
9a Approve Remuneration of Supervisory Board For For Mgmt
9b Approve Increase Maximum Ratio Between Fixed For For Mgmt
and Variable Components of Remuneration
10 Amend Articles of Association For For Mgmt
11a Grant Board Authority to Issue Shares Up To 10 For For Mgmt
Percent of Issued Capital Plus Additional 10
Percent in Case of Takeover/Merger
11b Authorize Board to Exclude Preemptive Rights For For Mgmt
from Share Issuances
12 Authorize Repurchase of Up to 10 Percent of For For Mgmt
Issued Share Capital
13 Approve Cancellation of Repurchased Shares Up For For Mgmt
to 20 Percent of Issued Share Capital
14 Other Business (Non-Voting) Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/05/17 Northland Power Inc. NPI.CN 666511100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director James C. Temerty For For Mgmt
2 Elect Director John N. Turner For For Mgmt
3 Elect Director Marie Bountrogianni For For Mgmt
4 Elect Director Linda L. Bertoldi For For Mgmt
5 Elect Director Barry Gilmour For For Mgmt
6 Elect Director Russell Goodman For For Mgmt
7 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 ASUSTeK Computer Inc. 2357.TT Y04327105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements For For Mgmt
2 Approve Profit Distribution For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 Algonquin Power & Utilities Corp. AQN.CN 015857105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Ratify Ernst & Young LLP as Auditors For For Mgmt
2.1 Elect Director Christopher Ball For For Mgmt
2.2 Elect Director Melissa Stapleton Barnes For For Mgmt
2.3 Elect Director Christopher Jarratt For For Mgmt
2.4 Elect Director D. Randy Laney For For Mgmt
2.5 Elect Director Kenneth Moore For For Mgmt
2.6 Elect Director Ian Robertson For For Mgmt
2.7 Elect Director Masheed Saidi For For Mgmt
2.8 Elect Director Dilek Samil For For Mgmt
2.9 Elect Director George Steeves For For Mgmt
3 Amend Performance and Restricted Share Unit For For Mgmt
Plan
4 Advisory Vote on Executive Compensation For For Mgmt
Approach
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 Riocan Real Estate Investment Trust REI.UN 766910103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Trustee Bonnie Brooks For For Mgmt
1.2 Elect Trustee Clare R. Copeland For For Mgmt
1.3 Elect Trustee Paul Godfrey For For Mgmt
1.4 Elect Trustee Dale H. Lastman For For Mgmt
1.5 Elect Trustee Jane Marshall For For Mgmt
1.6 Elect Trustee Sharon Sallows For For Mgmt
1.7 Elect Trustee Edward Sonshine For For Mgmt
1.8 Elect Trustee Siim A. Vanaselja For For Mgmt
1.9 Elect Trustee Charles M. Winograd For For Mgmt
2 Approve Ernst & Young LLP as Auditors and For For Mgmt
Authorize Trustees to Fix Their Remuneration
3 Advisory Vote on Executive Compensation For For Mgmt
Approach
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 Artis Real Estate Investment Trust AX-U.CN 04315L105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
A Fix Number of Trustees at Eight For For Mgmt
B1 Elect Trustee Bruce Jack For For Mgmt
B2 Elect Trustee Armin Martens For For Mgmt
B3 Elect Trustee Cornelius Martens For For Mgmt
B4 Elect Trustee Ronald Rimer For For Mgmt
B5 Elect Trustee Patrick Ryan For For Mgmt
B6 Elect Trustee Victor Thielmann For For Mgmt
B7 Elect Trustee Wayne Townsend For For Mgmt
B8 Elect Trustee Edward Warkentin For For Mgmt
C Approve Deloitte LLP as Auditors and Authorize For For Mgmt
Trustees to Fix Their Remuneration
D Amend Unitholder Rights Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 Cheng Shin Rubber Industry Co. Ltd. 2105.TT Y1306X109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Business Operations Report and For For Mgmt
Financial Statements
2 Approve Plan on Profit Distribution For For Mgmt
3 Approve Amendments to Articles of Association For For Mgmt
4 Amend Procedures Governing the Acquisition or For For Mgmt
Disposal of Assets
5 Amend Procedures for Endorsement, Guarantees For For Mgmt
and Lending Funds to Other Parties
6 Amend Rules and Procedures for Election of For For Mgmt
Directors and Supervisors
7.1 Elect Hsu En De with ID No. Q121432XXX as For For Mgmt
Independent Director
7.2 Elect Too Jui Rze with ID No. N102348XXX as For For Mgmt
Independent Director
7.3 Elect Chen Shuei Jin with ID No. P120616XXX as For For Mgmt
Independent Director
7.4 Elect Non-independent Director No. 1 None Against ShrHlder
7.5 Elect Non-independent Director No. 2 None Against ShrHlder
7.6 Elect Non-independent Director No. 3 None Against ShrHlder
7.7 Elect Non-independent Director No. 4 None Against ShrHlder
7.8 Elect Non-independent Director No. 5 None Against ShrHlder
7.9 Elect Non-independent Director No. 6 None Against ShrHlder
7.10 Elect Non-independent Director No. 7 None Against ShrHlder
7.11 Elect Non-independent Director No. 8 None Against ShrHlder
8 Approve Release of Restrictions of Competitive For Against Mgmt
Activities of Newly Appointed Directors
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 China Construction Bank Corporation 939.HK Y1397N101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve 2016 Report of the Board of Directors For For Mgmt
2 Approve 2016 Report of Supervisors For For Mgmt
3 Approve 2016 Final Financial Accounts For For Mgmt
4 Approve 2016 Profit Distribution Plan For For Mgmt
5 Approve Budget of 2017 Fixed Assets Investment For For Mgmt
6 Approve Remuneration Distribution and For For Mgmt
Settlement Plan for Directors in 2015
7 Approve Remuneration Distribution and For For Mgmt
Settlement Plan for Supervisors in 2015
8 Elect Malcolm Christopher McCarthy as Director For For Mgmt
9 Elect Feng Bing as Director For For Mgmt
10 Elect Zhu Hailin as Director For For Mgmt
11 Elect Wu Min as Director For For Mgmt
12 Elect Zhang Qi as Director For For Mgmt
13 Elect Guo You as Supervisor For For Mgmt
14 Approve PricewaterhouseCoopers Zhong Tian LLP For For Mgmt
as Auditors and Authorize Board to Fix Their
Remuneration
1 Approve Issuance of Eligible Tier-2 Capital For For Mgmt
Instruments
2 Approve Amendments to Articles of Association For Against Mgmt
3 Amend Rules of Procedures Regarding General For For Mgmt
Meetings of Shareholders' General Meetings
4 Amend Rules of Procedures for the Board of For For Mgmt
Directors
5 Amend Rules of Procedures for the Board of For For Mgmt
Supervisors
-40-
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 Granite Real Estate Investment Trust GRP/U 387437114
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Trustee Donald Clow For Do Not Vote Mgmt
1.2 Elect Trustee Brydon Cruise For Do Not Vote Mgmt
1.3 Elect Trustee Remco G. Daal For Do Not Vote Mgmt
1.4 Elect Trustee Peter Dey For Do Not Vote Mgmt
1.5 Elect Trustee Michael Forsayeth For Do Not Vote Mgmt
1.6 Elect Trustee Kelly Marshall For Do Not Vote Mgmt
1.7 Elect Trustee Gerald Miller For Do Not Vote Mgmt
1.8 Elect Trustee G. Wesley Voorheis For Do Not Vote Mgmt
2.1 Elect Director Donald Clow of Granite REIT Inc. For Do Not Vote Mgmt
2.2 Elect Director Brydon Cruise of Granite REIT For Do Not Vote Mgmt
Inc.
2.3 Elect Director Remco G. Daal of Granite REIT For Do Not Vote Mgmt
Inc.
2.4 Elect Director Peter Dey of Granite REIT Inc. For Do Not Vote Mgmt
2.5 Elect Director Michael Forsayeth of Granite For Do Not Vote Mgmt
REIT Inc.
2.6 Elect Director Kelly Marshall of Granite REIT For Do Not Vote Mgmt
Inc.
2.7 Elect Director Gerald Miller of Granite REIT For Do Not Vote Mgmt
Inc.
2.8 Elect Director G. Wesley Voorheis of Granite For Do Not Vote Mgmt
REIT Inc.
3 Ratify Deloitte LLP as Auditors For Do Not Vote Mgmt
4 Approve Deloitte LLP as Auditors of Granite For Do Not Vote Mgmt
REIT Inc. and Authorize Board to Fix Their
Remuneration
1.1 Elect Trustee Peter Aghar For For ShrHlder
1.2 Elect Trustee Samir Manji For For ShrHlder
1.3 Elect Trustee Al Mawani For For ShrHlder
1.4 Management Nominee - Donald Clow None For ShrHlder
1.5 Management Nominee - Kelly Marshall None For ShrHlder
1.6 Management Nominee - Remco G. Daal None For ShrHlder
1.7 Management Nominee - Michael Forsayeth None For ShrHlder
1.8 Management Nominee - Gerald Miller None For ShrHlder
1.9 Management Nominee - Brydon Cruise None Withhold ShrHlder
1.10 Management Nominee - Peter Dey None Withhold ShrHlder
1.11 Management Nominee - G. Wesley Voorheis None Withhold ShrHlder
2.1 Elect Director Peter Aghar of Granite REIT Inc. For For ShrHlder
2.2 Elect Director Samir Manji of Granite REIT Inc. For For ShrHlder
2.3 Elect Director Al Mawani of Granite REIT Inc. For For ShrHlder
2.4 Management Nominee - Donald Clow of Granite None For ShrHlder
REIT Inc.
2.5 Management Nominee - Kelly Marshall of Granite None For ShrHlder
REIT Inc.
2.6 Management Nominee - Remco G. Daal of Granite None For ShrHlder
REIT Inc.
2.7 Management Nominee - Michael Forsayeth of None For ShrHlder
Granite REIT Inc.
2.8 Management Nominee - Gerald Miller of Granite None For ShrHlder
REIT Inc.
2.9 Management Nominee - Brydon Cruise of Granite None Withhold ShrHlder
REIT Inc.
2.10 Management Nominee - Peter Dey of Granite REIT None Withhold ShrHlder
Inc.
2.11 Management Nominee - G. Wesley Voorheis of None Withhold ShrHlder
Granite REIT Inc.
3 Ratify Deloitte LLP as Auditors For For Mgmt
4 Approve Deloitte LLP as Auditors of Granite For For Mgmt
REIT Inc. and Authorize Board to Fix Their
Remuneration
1.9 Management Nominee - Brydon Cruise None Do Not Vote ShrHlder
1.10 Management Nominee - Peter Dey None Do Not Vote ShrHlder
1.11 Management Nominee - G. Wesley Voorheis None Do Not Vote ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/16/17 First Financial Holding Co. Ltd. 2892.TT Y2518F100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Business Operations Report and For For Mgmt
Financial Statements
2 Approve Plan on Profit Distribution For For Mgmt
3 Approve Issuance of New Shares by For For Mgmt
Capitalization of Profit
4 Amend Procedures Governing the Acquisition or For For Mgmt
Disposal of Assets
5 Approve Release of Restrictions of Competitive For For Mgmt
Activities of Appointed Directors
6 Other Business None Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/16/17 Mega Financial Holding Co. Ltd. 2886.TT Y59456106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Business Operations Report and For For Mgmt
Financial Statements
2 Approve Profit Distribution For For Mgmt
3 Amend Procedures Governing the Acquisition or For For Mgmt
Disposal of Assets
4 Approve Release of Restrictions of Competitive For For Mgmt
Activities of Ministry of Finance
5 Approve Release of Restrictions of Competitive For For Mgmt
Activities of Director Chao Shun Chang, a
Representative of Ministry of Finance
6 Approve Release of Restrictions of Competitive For For Mgmt
Activities of Director Li Yen Yang, a
Representative of Ministry of Finance
7 Approve Release of Restrictions of Competitive For For Mgmt
Activities of Director Chiu Fa Tsai, a
Representative of Ministry of Finance
8 Approve Release of Restrictions of Competitive For For Mgmt
Activities of Bank of Taiwan Co., Ltd.
9 Approve Release of Restrictions of Competitive For For Mgmt
Activities of Director Ye Chin Chiou, a
Representative of Bank of Taiwan Co., Ltd.
10 Approve Release of Restrictions of Competitive For For Mgmt
Activities of Independent Director Tsun Siou Li
MEETING DATE COMPANY TICKER SECURITY ID
06/19/17 H&R Real Estate Investment Trust HR.UN 404428203
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Alex Avery as Trustee of the REIT For For Mgmt
2 Elect Robert E. Dickson as Trustee of the REIT For For Mgmt
3 Elect Edward Gilbert as Trustee of the REIT For For Mgmt
4 Elect Thomas J. Hofstedter as Trustee of the For For Mgmt
REIT
5 Elect Laurence A. Lebovic as Trustee of the For For Mgmt
REIT
6 Elect Juli Morrow as Trustee of the REIT For For Mgmt
7 Elect Ronald C. Rutman as Trustee of the REIT For For Mgmt
8 Elect Stephen L. Sender as Trustee of the REIT For For Mgmt
9 Approve KPMG LLP as Auditors of the REIT and For For Mgmt
Authorize Trustees to Fix Their Remuneration
10 Advisory Vote on Executive Compensation For For Mgmt
Approach
11 Amend Declaration of Trust For For Mgmt
1 Elect Marvin Rubner as Trustee of the Finance For For Mgmt
Trust
2 Elect Shimshon (Stephen) Gross as Trustee of For For Mgmt
the Finance Trust
3 Elect Neil Sigler as Trustee of the Finance For For Mgmt
Trust
4 Approve KPMG LLP as Auditors of Finance Trust For For Mgmt
and Authorize Board to Fix Their Remuneration
-41-
MEETING DATE COMPANY TICKER SECURITY ID
06/19/17 WPG Holdings Co., Ltd. 3702.TT Y9698R101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Business Operations Report and For For Mgmt
Financial Statements
2 Approve Plan on Profit Distribution For For Mgmt
3 Amend Procedures Governing the Acquisition or For For Mgmt
Disposal of Assets
4.1 Elect Lin Tsay-Lin with Shareholder No.2 as For For Mgmt
Non-independent Director
4.2 Elect Chen Kou-Yuan with Shareholder No.3 as For For Mgmt
Non-independent Director
4.3 Elect Chang Jung-Kang with Shareholder No.5 as For For Mgmt
Non-independent Director
4.4 Elect Huang Wei-Hsiang with Shareholder No.1 as For For Mgmt
Non-independent Director
4.5 Elect Tsung Kuo-Tung with Shareholder No.134074 For For Mgmt
as Non-independent Director
4.6 Elect Wu Chang-Ching, a Representative of For For Mgmt
Fullerton Technology Co., Ltd. with Shareholder
No.4 as Non-independent Director
4.7 Elect Yeh Fu-Hai with Shareholder No.14 as For For Mgmt
Non-independent Director
4.8 Elect Shaw Shung-Ho with Shareholder No.11 as For For Mgmt
Non-independent Director
4.9 Elect Yu Yung-Hong with ID No.F121292XXX as For Against Mgmt
Independent Directors
4.10 Elect Duh Rong-Ruey with ID No.D101417XXX as For Against Mgmt
Independent Directors
4.11 Elect Huang Jin-Tsan with ID No.A100320XXX as For Against Mgmt
Independent Directors
5 Approve Release of Restrictions of Competitive For For Mgmt
Activities of Director Lin Tsay-Lin
6 Approve Release of Restrictions of Competitive For For Mgmt
Activities of Director Chen Kou-Yuan
7 Approve Release of Restrictions of Competitive For For Mgmt
Activities of Director Huang Wei-Hsiang
8 Approve Release of Restrictions of Competitive For For Mgmt
Activities of Director Tsung Kuo-Tung
MEETING DATE COMPANY TICKER SECURITY ID
06/20/17 Charter Hall Group CHC.AU Q2308A138
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Ratify the Past Issuance of 50.18 Million For For Mgmt
Stapled Securities to Certain Institutional,
Professional and Wholesale Investors
MEETING DATE COMPANY TICKER SECURITY ID
06/20/17 China Everbright Bank Co., Ltd. 601818.CH Y1477U124
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Approve Class of Shares and the Par Value in For For Mgmt
Relation to the Non-Public Issuance of H Shares
1.2 Approve Method of Issuance in Relation to the For For Mgmt
Non-Public Issuance of H Shares
1.3 Approve Target Subscribers in Relation to the For For Mgmt
Non-Public Issuance of H Shares
1.4 Approve Issuance Size in Relation to the For For Mgmt
Non-Public Issuance of H Shares
1.5 Approve Method of Subscription in Relation to For For Mgmt
the Non-Public Issuance of H Shares
1.6 Approve Price Benchmark Date in Relation to the For For Mgmt
Non-Public Issuance of H Shares
1.7 Approve Issue Price in Relation to the For For Mgmt
Non-Public Issuance of H Shares
1.8 Approve Lock-up Period in Relation to the For For Mgmt
Non-Public Issuance of H Shares
1.9 Approve Place of Listing in Relation to the For For Mgmt
Non-Public Issuance of H Shares
1.10 Approve Arrangements for Accumulated Profits in For For Mgmt
Relation to the Non-Public Issuance of H Shares
1.11 Approve Use of Proceeds in Relation to the For For Mgmt
Non-Public Issuance of H Shares
1.12 Approve Validity Period of Resolution in For For Mgmt
Relation to the Non-Public Issuance of H Shares
2 Amend Articles of Association in Relation to For For Mgmt
the Non-Public Issuance of H Shares
3 Authorize Board to Handle All Matters in For For Mgmt
Relation to the Non-Public Issuance of H Shares
1 Approve 2016 Work Report of the Board of For For Mgmt
Directors
2 Approve 2016 Work Report of the Board of For For Mgmt
Supervisors
3 Approve 2017 Budget Plan of Fixed Asset For For Mgmt
Investment
4 Approve 2016 Audited Accounts Report For For Mgmt
5 Approve 2016 Profit Distribution Plan For For Mgmt
6 Approve Appraisal of Audit Work for the Year For For Mgmt
2016 Performed by Ernst & Young Hua Ming/Ernst
& Young and Re-appoint Ernst & Young Hua
Ming/Ernst & Young as Auditor for the Year 2017
7 Approve Remuneration Standards of Directors for For For Mgmt
the Year 2016
8 Approve Remuneration Standards of Supervisors For For Mgmt
for the Year 2016
9.1 Approve Subscription Agreement in Relation to For For Mgmt
the Subscription of Non-public Issuance of H
Shares of China Everbright Bank Company Limited
by China Everbright Group Limited
9.2 Approve Subscription Agreement in Relation to For For Mgmt
the Subscription of Non-public Issuance of H
Shares of China Everbright Bank Company Limited
by Overseas Chinese Town Enterprises Company
10 Approve Waiver to China Everbright Group For For Mgmt
Limited from Making the General Acquisition
Offer
11 Approve Connected Transaction in Relation to For For Mgmt
the Non-public Issuance of H shares
12 Approve Report of Use of Proceeds from Previous For For Mgmt
Offering
MEETING DATE COMPANY TICKER SECURITY ID
06/20/17 Nan Ya Plastics Corp 1303.TT Y62061109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements For For Mgmt
2 Approve Profit Distribution For For Mgmt
3 Amend Rules and Procedures Regarding For For Mgmt
Shareholder's General Meeting
4 Amend Procedures Governing the Acquisition or For For Mgmt
Disposal of Assets
5 Amend Trading Procedures Governing Derivatives For For Mgmt
Products
6 Amend Procedures for Lending Funds to Other For For Mgmt
Parties
7 Amend Procedures for Endorsement and Guarantees For For Mgmt
8 Other Business None Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/21/17 Cez A.S. CEZ.CP X2337V121
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Board of Directors Report on Company's Mgmt
Operations and State of Its Assets
2 Receive Supervisory Board Report Mgmt
3 Receive Audit Committee Report Mgmt
4.1 Approve Financial Statements For For Mgmt
4.2 Approve Consolidated Financial Statements For For Mgmt
5 Approve Allocation of Income and Dividends of For For Mgmt
CZK 33 per Share
6 Amend Articles of Association For For Mgmt
7 Ratify Ernst & Young Audit s.r.o. as Auditor For For Mgmt
8 Approve Volume of Charitable Donations For For Mgmt
9 Elect Vaclav Paces as Supervisory Board Member For Against Mgmt
10 Recall and Elect Members of Audit Committee For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/22/17 Bank of Communications Co., Ltd. 601328.CH Y06988110
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve 2016 Report of the Board of Directors For For Mgmt
2 Approve 2016 Report of the Supervisory For For Mgmt
Committee
3 Approve 2016 Financial Report For For Mgmt
4 Approve 2016 Profit Distribution Plan For For Mgmt
5 Approve PricewaterhouseCoopers as International For For Mgmt
Auditor and PricewaterhouseCoopers Zhong Tian
LLP as Domestic Auditor and Authorize Board to
Determine and Enter Into Respective Engagement
with Them
6 Approve 2017 Fixed Assets Investment Plan For For Mgmt
7 Approve Remuneration Plan of the Directors For For Mgmt
8 Approve Remuneration Plan of the Supervisors For For Mgmt
9 Elect Song Guobin as Director For For Mgmt
10 Elect Raymond Woo Chin Wan as Director For For Mgmt
11 Elect Cai Hongping as Director For For Mgmt
12 Elect Wang Xueqing as Supervisor For For Mgmt
13 Elect He Zhaobin as Director None For ShrHlder
-42-
MEETING DATE COMPANY TICKER SECURITY ID
06/22/17 Compal Electronics Inc. 2324.TT Y16907100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Business Operations Report and For For Mgmt
Financial Statements
2 Approve Plan on Profit Distribution For For Mgmt
3 Approve Cash Distribution from Capital Reserve For For Mgmt
4 Amend Procedures Governing the Acquisition or For For Mgmt
Disposal of Assets
5 Approve Release of Restrictions of Competitive For For Mgmt
Activities of Directors and Representatives
6 Other Business None Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/22/17 SerComm Corp. 5388.TT Y7670W106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Business Operations Report and For For Mgmt
Financial Statements
2 Approve Plan on Profit Distribution For For Mgmt
3 Approve Amendments to Articles of Association For For Mgmt
4 Amend Rules and Procedures for Shareholder's For For Mgmt
General Meeting, Rules and Procedures for
Directors and Supervisors Election, Procedures
for Asset Acquisition or Disposal, Procedures
for Endorsement and Guarantees as well as
Lending Funds to Other Parties
5.1 Elect Zuo Kai Lian with ID No. E220471XXX as For For Mgmt
Independent Director
6 Approve Release of Restrictions of Competitive For For Mgmt
Activities of Appointed Directors
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 Aozora Bank, Ltd. 8304.JP J0172K107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Reverse Stock Split to Comply with For For Mgmt
Exchange Mandate and Decrease Authorized
Capital in Proportion to Reverse Stock Split
2 Amend Articles to Update Authorized Capital to For For Mgmt
Reflect Reverse Stock Split - Reduce Share
Trading Unit
3.1 Elect Director Fukuda, Makoto For For Mgmt
3.2 Elect Director Baba, Shinsuke For For Mgmt
3.3 Elect Director Saito, Takeo For For Mgmt
3.4 Elect Director Takeda, Shunsuke For For Mgmt
3.5 Elect Director Mizuta, Hiroyuki For For Mgmt
3.6 Elect Director Murakami, Ippei For For Mgmt
3.7 Elect Director Ito, Tomonori For For Mgmt
3.8 Elect Director Sekizawa, Yukio For For Mgmt
4.1 Appoint Alternate Statutory Auditor Uchida, For For Mgmt
Keiichiro
4.2 Appoint Alternate Statutory Auditor Mitch R. For For Mgmt
Fulscher
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 Industrial and Commercial Bank of China Limited 1398.HK Y3990B112
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve 2016 Work Report of the Board of For For Mgmt
Directors
2 Approve 2016 Work Report of the Board of For For Mgmt
Supervisors
3 Approve 2016 Audited Accounts For For Mgmt
4 Approve 2016 Profit Distribution Plan For For Mgmt
5 Approve 2017 Fixed Asset Investment Budget For For Mgmt
6 Approve KPMG Huazhen LLP as the Domestic For For Mgmt
External Auditor and KPMG as the International
External Auditor and Authorize Board to Fix
Their Remuneration
7 Elect Ye Donghai as Director For For ShrHlder
8 Elect Mei Yingchun as Director For For ShrHlder
9 Elect Dong Shi as Director For For ShrHlder
10 Amend Articles of Association For Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Agricultural Bank of China Limited 1288.HK Y00289119
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve 2016 Work Report of the Board of For For Mgmt
Directors
2 Approve 2016 Work Report of the Board of For For Mgmt
Supervisors
3 Approve 2016 Final Financial Accounts For For Mgmt
4 Approve 2016 Profit Distribution Plan For For Mgmt
5 Approve 2017 Fixed Asset Investment Budget For For Mgmt
6 Elect Liao Luming as Director For For Mgmt
7 Elect Huang Zhenzhong as Director For For Mgmt
8 Elect Wang Xingchun as Supervisor For For Mgmt
9 Approve Final Remuneration Plan for Directors For For Mgmt
and Supervisors
10 Approve PricewaterhouseCoopers Zhong Tian LLP For For Mgmt
and PricewaterhouseCoopers as External Auditors
11 Amend Articles of Association For Against ShrHlder
12 To Listen to the 2016 Work Report of Mgmt
Independent Directors of the Bank
13 To Listen to the 2016 Report on the Mgmt
Implementation of the Plan on Authorization of
General Meeting of Shareholders to the Board of
Directors of the Bank
14 To Listen to the Report on the Management of Mgmt
Connected Transactions
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Ascendas Real Estate Investment Trust AREIT.SP Y0205X103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Report of the Trustee, Statement by the For For Mgmt
Manager, Audited Financial Statements and
Auditors' Report
2 Approve Ernst & Young LLP as Auditors and For For Mgmt
Authorize Manager to Fix Their Remuneration
3 Approve Issuance of Equity or Equity-Linked For For Mgmt
Securities with or without Preemptive Rights
4 Approve Trust Deed Supplement For For Mgmt
5 Authorize Unit Repurchase Program For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Bank of China Limited 3988.HK Y0698A107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve 2016 Work Report of Board of Directors For For Mgmt
2 Approve 2016 Work Report of Board of For For Mgmt
Supervisors
3 Approve 2016 Annual Financial Statements For For Mgmt
4 Approve 2016 Profit Distribution Plan For For Mgmt
5 Approve 2017 Annual Budget for Fixed Assets For For Mgmt
Investment
6 Approve Ernst & Young Hua Ming as External For For Mgmt
Auditor
7.01 Elect Chen Siqing as Director For For Mgmt
7.02 Elect Zhang Xiangdong as Director For Against Mgmt
7.03 Elect Xiao Lihong as Director For Against Mgmt
7.04 Elect Wang Xiaoya as Director For Against Mgmt
7.05 Elect Zhao Jie as Director For Against Mgmt
8 Approve Issuance of Bonds For For Mgmt
9 Amend Articles of Association None Against ShrHlder
-43-
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FIRST TRUST HIGH INCOME ETF
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MEETING DATE COMPANY TICKER SECURITY ID
07/20/16 The Dow Chemical Company DOW 260543103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
3 Advisory Vote on Golden Parachutes For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/25/16 AMERCO UHAL 023586100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Edward J. (Joe) Shoen For Withhold Mgmt
1.2 Elect Director James E. Acridge For For Mgmt
1.3 Elect Director Charles J. Bayer For For Mgmt
1.4 Elect Director John P. Brogan For For Mgmt
1.5 Elect Director John M. Dodds For For Mgmt
1.6 Elect Director James J. Grogan For For Mgmt
1.7 Elect Director Karl A. Schmidt For For Mgmt
1.8 Elect Director Samuel J. Shoen For Withhold Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Mgmt
4 Ratify and Affirm Decisions and Actions Taken For Against ShrHlder
by the Board and Executive Officers for Fiscal
2016
MEETING DATE COMPANY TICKER SECURITY ID
09/12/16 Deckers Outdoor Corporation DECK 243537107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Angel R. Martinez For For Mgmt
1.2 Elect Director John M. Gibbons For For Mgmt
1.3 Elect Director Karyn O. Barsa For For Mgmt
1.4 Elect Director Nelson C. Chan For For Mgmt
1.5 Elect Director Michael F. Devine, III For For Mgmt
1.6 Elect Director John G. Perenchio For For Mgmt
1.7 Elect Director David Powers For For Mgmt
1.8 Elect Director James Quinn For For Mgmt
1.9 Elect Director Lauri M. Shanahan For For Mgmt
1.10 Elect Director Bonita C. Stewart For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
09/16/16 Casey's General Stores, Inc. CASY 147528103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Johnny Danos For Withhold Mgmt
1.2 Elect Director Jeffrey M. Lamberti For Withhold Mgmt
1.3 Elect Director H. Lynn Horak For Withhold Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
09/26/16 Westar Energy, Inc. WR 95709T100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Advisory Vote on Golden Parachutes For Against Mgmt
3 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/01/16 Sprint Corporation S 85207U105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gordon Bethune For Withhold Mgmt
1.2 Elect Director Marcelo Claure For For Mgmt
1.3 Elect Director Ronald Fisher For Withhold Mgmt
1.4 Elect Director Julius Genachowski For For Mgmt
1.5 Elect Director Michael Mullen For Withhold Mgmt
1.6 Elect Director Masayoshi Son For For Mgmt
1.7 Elect Director Sara Martinez Tucker For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/16/16 Brinker International, Inc. EAT 109641100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Elaine L. Boltz For For Mgmt
1b Elect Director Joseph M. DePinto For For Mgmt
1c Elect Director Harriet Edelman For For Mgmt
1d Elect Director Michael A. George For For Mgmt
1e Elect Director William T. Giles For For Mgmt
1f Elect Director Gerardo I. Lopez For For Mgmt
1g Elect Director George R. Mrkonic For For Mgmt
1h Elect Director Jose Luis Prado For For Mgmt
1i Elect Director Wyman T. Roberts For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
11/16/16 Oracle Corporation ORCL 68389X105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jeffrey S. Berg For Withhold Mgmt
1.2 Elect Director H. Raymond Bingham For Withhold Mgmt
1.3 Elect Director Michael J. Boskin For Withhold Mgmt
1.4 Elect Director Safra A. Catz For For Mgmt
1.5 Elect Director Bruce R. Chizen For Withhold Mgmt
1.6 Elect Director George H. Conrades For Withhold Mgmt
1.7 Elect Director Lawrence J. Ellison For For Mgmt
1.8 Elect Director Hector Garcia-Molina For For Mgmt
1.9 Elect Director Jeffrey O. Henley For For Mgmt
1.10 Elect Director Mark V. Hurd For For Mgmt
1.11 Elect Director Renee J. James For For Mgmt
1.12 Elect Director Leon E. Panetta For Withhold Mgmt
1.13 Elect Director Naomi O. Seligman For Withhold Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
4 Report on Lobbying Payments and Policy Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
11/17/16 Cracker Barrel Old Country Store, Inc. CBRL 22410J106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James W. Bradford For For Mgmt
1.2 Elect Director Thomas H. Barr For For Mgmt
1.3 Elect Director Sandra B. Cochran For For Mgmt
1.4 Elect Director Glenn A. Davenport For For Mgmt
1.5 Elect Director Richard J. Dobkin For For Mgmt
1.6 Elect Director Norman E. Johnson For For Mgmt
1.7 Elect Director William W. McCarten For For Mgmt
1.8 Elect Director Coleman H. Peterson For For Mgmt
1.9 Elect Director Andrea M. Weiss For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/28/16 AmSurg Corp. AMSG 03232P405
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Advisory Vote on Golden Parachutes For For Mgmt
3 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/09/16 AGNC Investment Corp. AGNC 00123Q104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/09/16 Thor Industries, Inc. THO 885160101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Peter B. Orthwein For For Mgmt
1.2 Elect Director Robert W. Martin For For Mgmt
1.3 Elect Director James L. Ziemer For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Approve Omnibus Stock Plan For For Mgmt
-44-
MEETING DATE COMPANY TICKER SECURITY ID
12/12/16 Cisco Systems, Inc. CSCO 17275R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Carol A. Bartz For For Mgmt
1b Elect Director M. Michele Burns For For Mgmt
1c Elect Director Michael D. Capellas For For Mgmt
1d Elect Director John T. Chambers For For Mgmt
1e Elect Director Amy L. Chang For For Mgmt
1f Elect Director John L. Hennessy For For Mgmt
1g Elect Director Kristina M. Johnson For For Mgmt
1h Elect Director Roderick C. McGeary For For Mgmt
1i Elect Director Charles H. Robbins For For Mgmt
1j Elect Director Arun Sarin For For Mgmt
1k Elect Director Steven M. West For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
4 Report on Lobbying Payments and Policy Against For ShrHlder
5 Report on Arab and non-Arab Employees using Against Against ShrHlder
EEO-1 Categories
6 Establish Board Committee on Operations in Against Against ShrHlder
Israeli Settlements
MEETING DATE COMPANY TICKER SECURITY ID
12/13/16 Smith & Wesson Holding Corporation SWHC 831756101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Change Company Name to American Outdoor Brands For For Mgmt
Corporation
MEETING DATE COMPANY TICKER SECURITY ID
01/10/17 UniFirst Corporation UNF 904708104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ronald D. Croatti For Withhold Mgmt
1.2 Elect Director Thomas S. Postek For Withhold Mgmt
1.3 Elect Director Raymond C. Zemlin For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/11/17 Commercial Metals Company CMC 201723103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Vicki L. Avril For For Mgmt
1B Elect Director Robert L. Guido For For Mgmt
1C Elect Director Sarah E. Raiss For For Mgmt
1D Elect Director J. David Smith For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
01/26/17 Post Holdings, Inc. POST 737446104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert E. Grote For For Mgmt
1.2 Elect Director David W. Kemper For For Mgmt
1.3 Elect Director Robert V. Vitale For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Report on the Risks Associated with Use of Against For ShrHlder
Caged Chickens in Supply Chain
5 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
02/09/17 Sanderson Farms, Inc. SAFM 800013104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Lampkin Butts For For Mgmt
1.2 Elect Director Beverly Hogan For For Mgmt
1.3 Elect Director Phil K. Livingston For For Mgmt
1.4 Elect Director Joe F. Sanderson, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
4 Adopt a Policy to Phase Out Use of Medically Against For ShrHlder
Important Antibiotics For Growth Promotion and
Disease Prevention
MEETING DATE COMPANY TICKER SECURITY ID
02/28/17 Apple Inc. AAPL 037833100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James Bell For For Mgmt
1.2 Elect Director Tim Cook For For Mgmt
1.3 Elect Director Al Gore For For Mgmt
1.4 Elect Director Bob Iger For For Mgmt
1.5 Elect Director Andrea Jung For For Mgmt
1.6 Elect Director Art Levinson For For Mgmt
1.7 Elect Director Ron Sugar For For Mgmt
1.8 Elect Director Sue Wagner For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Disclose Charitable Contributions Against Against ShrHlder
6 Adopt Policy to Increase Diversity of Senior Against Against ShrHlder
Management and Board of Directors
7 Proxy Access Amendments Against For ShrHlder
8 Engage Outside Independent Experts for Against Against ShrHlder
Compensation Reforms
9 Adopt Share Retention Policy For Senior Against For ShrHlder
Executives
MEETING DATE COMPANY TICKER SECURITY ID
03/07/17 QUALCOMM Incorporated QCOM 747525103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Barbara T. Alexander For For Mgmt
1b Elect Director Jeffrey W. Henderson For For Mgmt
1c Elect Director Thomas W. Horton For For Mgmt
1d Elect Director Paul E. Jacobs For For Mgmt
1e Elect Director Ann M. Livermore For For Mgmt
1f Elect Director Harish Manwani For For Mgmt
1g Elect Director Mark D. McLaughlin For For Mgmt
1h Elect Director Steve Mollenkopf For For Mgmt
1i Elect Director Clark T. "Sandy" Randt, Jr. For For Mgmt
1j Elect Director Francisco Ros For For Mgmt
1k Elect Director Anthony J. Vinciquerra For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Proxy Access Amendments Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 Sonoco Products Company SON 835495102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Harry A. Cockrell For For Mgmt
1.2 Elect Director Blythe J. McGarvie For For Mgmt
1.3 Elect Director James M. Micali For For Mgmt
1.4 Elect Director Sundaram Nagarajan For For Mgmt
1.5 Elect Director Marc D. Oken For For Mgmt
2 Ratify PricewaterhouseCoopers, LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Declassify the Board of Directors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 The New York Times Company NYT 650111107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Joichi Ito For For Mgmt
1.2 Elect Director James A. Kohlberg For For Mgmt
1.3 Elect Director Brian P. McAndrews For For Mgmt
1.4 Elect Director Doreen A. Toben For For Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 AGNC Investment Corp. AGNC 00123Q104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gary D. Kain For For Mgmt
1.2 Elect Director Morris A. Davis For For Mgmt
1.3 Elect Director Larry K. Harvey For For Mgmt
1.4 Elect Director Prue B. Larocca For For Mgmt
1.5 Elect Director Paul E. Mullings For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
-45-
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Texas Instruments Incorporated TXN 882508104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ralph W. Babb, Jr. For For Mgmt
1b Elect Director Mark A. Blinn For For Mgmt
1c Elect Director Todd M. Bluedorn For For Mgmt
1d Elect Director Daniel A. Carp For For Mgmt
1e Elect Director Janet F. Clark For For Mgmt
1f Elect Director Carrie S. Cox For For Mgmt
1g Elect Director Jean M. Hobby For For Mgmt
1h Elect Director Ronald Kirk For For Mgmt
1i Elect Director Pamela H. Patsley For For Mgmt
1j Elect Director Robert E. Sanchez For For Mgmt
1k Elect Director Wayne R. Sanders For For Mgmt
1l Elect Director Richard K. Templeton For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/21/17 Tronox Limited TROX 897051207
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Thomas Casey For For Mgmt
1b Elect Director Andrew P. Hines For For Mgmt
1c Elect Director Wayne A. Hinman For For Mgmt
1d Elect Director Peter Johnston For For Mgmt
1e Elect Director Ilan Kaufthal For For Mgmt
1f Elect Director Jeffry N. Quinn For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
04/24/17 Crane Co. CR 224399105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Declassify the Board of Directors For For Mgmt
2.1 Elect Director E. Thayer Bigelow For For Mgmt
2.2 Elect Director Philip R. Lochner, Jr. For For Mgmt
2.3 Elect Director Max H. Mitchell For For Mgmt
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Citigroup Inc. C 172967424
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Michael L. Corbat For For Mgmt
1b Elect Director Ellen M. Costello For For Mgmt
1c Elect Director Duncan P. Hennes For For Mgmt
1d Elect Director Peter B. Henry For For Mgmt
1e Elect Director Franz B. Humer For For Mgmt
1f Elect Director Renee J. James For For Mgmt
1g Elect Director Eugene M. McQuade For For Mgmt
1h Elect Director Michael E. O'Neill For For Mgmt
1i Elect Director Gary M. Reiner For For Mgmt
1j Elect Director Anthony M. Santomero For For Mgmt
1k Elect Director Diana L. Taylor For For Mgmt
1l Elect Director William S. Thompson, Jr. For For Mgmt
1m Elect Director James S. Turley For For Mgmt
1n Elect Director Deborah C. Wright For For Mgmt
1o Elect Director Ernesto Zedillo Ponce de Leon For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Demonstrate No Gender Pay Gap Against Against ShrHlder
6 Appoint a Stockholder Value Committee Against Against ShrHlder
7 Report on Lobbying Payments and Policy Against For ShrHlder
8 Claw-back of Payments under Restatements Against Against ShrHlder
9 Limit/Prohibit Accelerated Vesting of Awards Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Stepan Company SCL 858586100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Joaquin Delgado For For Mgmt
1.2 Elect Director F. Quinn Stepan, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Convergys Corporation CVG 212485106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Andrea J. Ayers For For Mgmt
1.2 Elect Director Cheryl K. Beebe For For Mgmt
1.3 Elect Director Richard R. Devenuti For For Mgmt
1.4 Elect Director Jeffrey H. Fox For For Mgmt
1.5 Elect Director Joseph E. Gibbs For For Mgmt
1.6 Elect Director Joan E. Herman For For Mgmt
1.7 Elect Director Thomas L. Monahan, III For For Mgmt
1.8 Elect Director Ronald L. Nelson For For Mgmt
1.9 Elect Director Richard F. Wallman For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Spirit AeroSystems Holdings, Inc. SPR 848574109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Charles L. Chadwell For For Mgmt
1.2 Elect Director Irene M. Esteves For For Mgmt
1.3 Elect Director Paul Fulchino For For Mgmt
1.4 Elect Director Thomas C. Gentile, III For For Mgmt
1.5 Elect Director Richard Gephardt For For Mgmt
1.6 Elect Director Robert Johnson For For Mgmt
1.7 Elect Director Ronald T. Kadish For For Mgmt
1.8 Elect Director John L. Plueger For For Mgmt
1.9 Elect Director Francis Raborn For For Mgmt
2 Eliminate Class of Common Stock For For Mgmt
3 Approve Qualified Employee Stock Purchase Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Johnson & Johnson JNJ 478160104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Mary C. Beckerle For For Mgmt
1b Elect Director D. Scott Davis For For Mgmt
1c Elect Director Ian E. L. Davis For For Mgmt
1d Elect Director Alex Gorsky For For Mgmt
1e Elect Director Mark B. McClellan For For Mgmt
1f Elect Director Anne M. Mulcahy For For Mgmt
1g Elect Director William D. Perez For For Mgmt
1h Elect Director Charles Prince For For Mgmt
1i Elect Director A. Eugene Washington For For Mgmt
1j Elect Director Ronald A. Williams For For Mgmt
2 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
6 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Pfizer Inc. PFE 717081103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Dennis A. Ausiello For For Mgmt
1.2 Elect Director Ronald E. Blaylock For For Mgmt
1.3 Elect Director W. Don Cornwell For For Mgmt
1.4 Elect Director Joseph J. Echevarria For For Mgmt
1.5 Elect Director Frances D. Fergusson For For Mgmt
1.6 Elect Director Helen H. Hobbs For For Mgmt
1.7 Elect Director James M. Kilts For For Mgmt
1.8 Elect Director Shantanu Narayen For For Mgmt
1.9 Elect Director Suzanne Nora Johnson For For Mgmt
1.10 Elect Director Ian C. Read For For Mgmt
1.11 Elect Director Stephen W. Sanger For For Mgmt
1.12 Elect Director James C. Smith For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Adopt Holy Land Principles Against Against ShrHlder
6 Amend Bylaws - Call Special Meetings Against For ShrHlder
7 Require Independent Board Chairman Against Against ShrHlder
-46-
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Vector Group Ltd. VGR 92240M108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Bennett S. LeBow For For Mgmt
1.2 Elect Director Howard M. Lorber For For Mgmt
1.3 Elect Director Ronald J. Bernstein For For Mgmt
1.4 Elect Director Stanley S. Arkin For For Mgmt
1.5 Elect Director Henry C. Beinstein For For Mgmt
1.6 Elect Director Jeffrey S. Podell For For Mgmt
1.7 Elect Director Jean E. Sharpe For For Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Participate in Mediation of Alleged Human Against Against ShrHlder
Rights Violation
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Waddell & Reed Financial, Inc. WDR 930059100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Sharilyn S. Gasaway For For Mgmt
1.2 Elect Director Alan W. Kosloff For For Mgmt
1.3 Elect Director Jerry W. Walton For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Xperi Corporation XPER 98421B100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard S. Hill For For Mgmt
1.2 Elect Director Christopher A. Seams For For Mgmt
1.3 Elect Director George A. Riedel For For Mgmt
1.4 Elect Director John Chenault For For Mgmt
1.5 Elect Director Thomas Lacey For For Mgmt
1.6 Elect Director Tudor Brown For For Mgmt
1.7 Elect Director David C. Habiger For Against Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Amend Nonqualified Employee Stock Purchase Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 Noble Corporation plc NE H5833N103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Re-elect Director Ashley Almanza For For Mgmt
2 Re-elect Director Michael A. Cawley For For Mgmt
3 Re-elect Director Julie H. Edwards For For Mgmt
4 Re-elect Director Gordon T. Hall For For Mgmt
5 Re-elect Director Scott D. Josey For For Mgmt
6 Re-elect Director Jon A. Marshall For For Mgmt
7 Re-elect Director Mary P. Ricciardello For For Mgmt
8 Re-elect Director David W. Williams For For Mgmt
9 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
10 Ratify PricewaterhouseCoopers LLP as Statutory For For Mgmt
Auditors
11 Authorize Audit Committee to Fix Remuneration For For Mgmt
of Statutory Auditors
12 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
14 Advisory Vote to Ratify Directors' Compensation For Against Mgmt
Report
15 Approve Remuneration Policy For Against Mgmt
16 Amend Omnibus Stock Plan For For Mgmt
17 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 Pilgrim's Pride Corporation PPC 72147K108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gilberto Tomazoni For Withhold Mgmt
1.2 Elect Director Joesley Mendonca Batista For Withhold Mgmt
1.3 Elect Director Wesley Mendonca Batista For Withhold Mgmt
1.4 Elect Director William W. Lovette For Withhold Mgmt
1.5 Elect Director Andre Nogueira de Souza For Withhold Mgmt
1.6 Elect Director Wallim Cruz De Vasconcellos For For Mgmt
Junior
2.1 Elect Director David E. Bell For For Mgmt
2.2 Elect Director Michael L. Cooper For For Mgmt
2.3 Elect Director Charles Macaluso For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify KPMG LLP as Auditors For For Mgmt
6 Implement a Water Quality Stewardship Policy None For ShrHlder
7 Report on Steps Taken to Increase Board None For ShrHlder
Diversity
8 Require Independent Board Chairman None For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 The Goldman Sachs Group, Inc. GS 38141G104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Lloyd C. Blankfein For For Mgmt
1b Elect Director M. Michele Burns For For Mgmt
1c Elect Director Mark A. Flaherty For For Mgmt
1d Elect Director William W. George For For Mgmt
1e Elect Director James A. Johnson For For Mgmt
1f Elect Director Ellen J. Kullman For For Mgmt
1g Elect Director Lakshmi N. Mittal For For Mgmt
1h Elect Director Adebayo O. Ogunlesi For For Mgmt
1i Elect Director Peter Oppenheimer For For Mgmt
1j Elect Director David A. Viniar For For Mgmt
1k Elect Director Mark O. Winkelman For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/01/17 American Express Company AXP 025816109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Charlene Barshefsky For For Mgmt
1b Elect Director John J. Brennan For For Mgmt
1c Elect Director Ursula M. Burns For For Mgmt
1d Elect Director Kenneth I. Chenault For For Mgmt
1e Elect Director Peter Chernin For For Mgmt
1f Elect Director Ralph de la Vega For For Mgmt
1g Elect Director Anne L. Lauvergeon For For Mgmt
1h Elect Director Michael O. Leavitt For For Mgmt
1i Elect Director Theodore J. Leonsis For For Mgmt
1j Elect Director Richard C. Levin For For Mgmt
1k Elect Director Samuel J. Palmisano For For Mgmt
1l Elect Director Daniel L. Vasella For For Mgmt
1m Elect Director Robert D. Walter For For Mgmt
1n Elect Director Ronald A. Williams For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Provide Right to Act by Written Consent Against For ShrHlder
6 Report on Gender Pay Gap Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/01/17 The Boeing Company BA 097023105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robert A. Bradway For For Mgmt
1b Elect Director David L. Calhoun For For Mgmt
1c Elect Director Arthur D. Collins, Jr. For For Mgmt
1d Elect Director Kenneth M. Duberstein For For Mgmt
1e Elect Director Edmund P. Giambastiani, Jr. For For Mgmt
1f Elect Director Lynn J. Good For For Mgmt
1g Elect Director Lawrence W. Kellner For For Mgmt
1h Elect Director Edward M. Liddy For For Mgmt
1i Elect Director Dennis A. Muilenburg For For Mgmt
1j Elect Director Susan C. Schwab For For Mgmt
1k Elect Director Randall L. Stephenson For For Mgmt
1l Elect Director Ronald A. Williams For For Mgmt
1m Elect Director Mike S. Zafirovski For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Reduce Ownership Threshold for Shareholders to Against For ShrHlder
Call Special Meeting
7 Report on Weapon Sales to Israel Against Against ShrHlder
8 Adopt Holy Land Principles Against Against ShrHlder
-47-
MEETING DATE COMPANY TICKER SECURITY ID
05/01/17 Trinity Industries, Inc. TRN 896522109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John L. Adams For For Mgmt
1.2 Elect Director Rhys J. Best For For Mgmt
1.3 Elect Director David W. Biegler For For Mgmt
1.4 Elect Director Antonio Carrillo For For Mgmt
1.5 Elect Director Leldon E. Echols For For Mgmt
1.6 Elect Director Ronald J. Gafford For For Mgmt
1.7 Elect Director Adrian Lajous For For Mgmt
1.8 Elect Director Charles W. Matthews For For Mgmt
1.9 Elect Director Douglas L. Rock For For Mgmt
1.10 Elect Director Dunia A. Shive For For Mgmt
1.11 Elect Director Timothy R. Wallace For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/02/17 Deluxe Corporation DLX 248019101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ronald C. Baldwin For For Mgmt
1.2 Elect Director Cheryl E. Mayberry McKissack For For Mgmt
1.3 Elect Director Don J. McGrath For For Mgmt
1.4 Elect Director Neil J. Metviner For For Mgmt
1.5 Elect Director Stephen P. Nachtsheim For For Mgmt
1.6 Elect Director Thomas J. Reddin For For Mgmt
1.7 Elect Director Martyn R. Redgrave For For Mgmt
1.8 Elect Director Lee J. Schram For For Mgmt
1.9 Elect Director John L. Stauch For For Mgmt
1.10 Elect Director Victoria A. Treyger For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/02/17 ManpowerGroup Inc. MAN 56418H100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Gina R. Boswell For For Mgmt
1B Elect Director Cari M. Dominguez For For Mgmt
1C Elect Director William Downe For For Mgmt
1D Elect Director John F. Ferraro For For Mgmt
1E Elect Director Patricia Hemingway Hall For For Mgmt
1F Elect Director Julie M. Howard For For Mgmt
1G Elect Director Roberto Mendoza For For Mgmt
1H Elect Director Ulice Payne, Jr. For For Mgmt
1I Elect Director Jonas Prising For For Mgmt
1J Elect Director Paul Read For For Mgmt
1K Elect Director Elizabeth P. Sartain For For Mgmt
1L Elect Director John R. Walter For For Mgmt
1M Elect Director Edward J. Zore For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Huntington Ingalls Industries, Inc. HII 446413106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Augustus L. Collins For For Mgmt
1.2 Elect Director Kirkland H. Donald For For Mgmt
1.3 Elect Director Thomas B. Fargo For For Mgmt
1.4 Elect Director Victoria D. Harker For For Mgmt
1.5 Elect Director Anastasia D. Kelly For For Mgmt
1.6 Elect Director Thomas C. Schievelbein For For Mgmt
1.7 Elect Director John K. Welch For For Mgmt
1.8 Elect Director Stephen R. Wilson For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Amend Bundled Compensation Plans For For Mgmt
5 Amend Proxy Access Right Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Colony NorthStar, Inc. CLNS 19625W104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas J. Barrack, Jr. For For Mgmt
1.2 Elect Director David T. Hamamoto For For Mgmt
1.3 Elect Director Douglas Crocker, II For For Mgmt
1.4 Elect Director Nancy A. Curtin For For Mgmt
1.5 Elect Director Jon A. Fosheim For For Mgmt
1.6 Elect Director Justin E. Metz For For Mgmt
1.7 Elect Director George G. C. Parker For For Mgmt
1.8 Elect Director Charles W. Schoenherr For For Mgmt
1.9 Elect Director John A. Somers For For Mgmt
1.10 Elect Director John L. Steffens For For Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 NVR, Inc. NVR 62944T105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director C. E. Andrews For For Mgmt
1.2 Elect Director Timothy M. Donahue For For Mgmt
1.3 Elect Director Thomas D. Eckert For For Mgmt
1.4 Elect Director Alfred E. Festa For For Mgmt
1.5 Elect Director Ed Grier For For Mgmt
1.6 Elect Director Manuel H. Johnson For For Mgmt
1.7 Elect Director Mel Martinez For For Mgmt
1.8 Elect Director William A. Moran For For Mgmt
1.9 Elect Director David A. Preiser For For Mgmt
1.10 Elect Director W. Grady Rosier For For Mgmt
1.11 Elect Director Susan Williamson Ross For For Mgmt
1.12 Elect Director Dwight C. Schar For For Mgmt
1.13 Elect Director Paul W. Whetsell For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Southwest Gas Holdings, Inc. SWX 844895102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert L. Boughner For For Mgmt
1.2 Elect Director Jose A. Cardenas For For Mgmt
1.3 Elect Director Thomas E. Chestnut For For Mgmt
1.4 Elect Director Stephen C. Comer For For Mgmt
1.5 Elect Director LeRoy C. Hanneman, Jr. For For Mgmt
1.6 Elect Director John P. Hester For For Mgmt
1.7 Elect Director Anne L. Mariucci For For Mgmt
1.8 Elect Director Michael J. Melarkey For For Mgmt
1.9 Elect Director A. Randall Thoman For For Mgmt
1.10 Elect Director Thomas A. Thomas For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 United Parcel Service, Inc. UPS 911312106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David P. Abney For For Mgmt
1b Elect Director Rodney C. Adkins For For Mgmt
1c Elect Director Michael J. Burns For For Mgmt
1d Elect Director William R. Johnson For For Mgmt
1e Elect Director Candace Kendle For For Mgmt
1f Elect Director Ann M. Livermore For For Mgmt
1g Elect Director Rudy H.P. Markham For For Mgmt
1h Elect Director Franck J. Moison For For Mgmt
1i Elect Director Clark "Sandy" T. Randt, Jr. For For Mgmt
1j Elect Director John T. Stankey For For Mgmt
1k Elect Director Carol B. Tome For For Mgmt
1l Elect Director Kevin M. Warsh For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Approve Recapitalization Plan for all Stock to Against For ShrHlder
Have One-vote per Share
7 Adopt Holy Land Principles Against Against ShrHlder
-48-
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 Cooper Tire & Rubber Company CTB 216831107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas P. Capo For For Mgmt
1.2 Elect Director Steven M. Chapman For For Mgmt
1.3 Elect Director Susan F. Davis For For Mgmt
1.4 Elect Director John J. Holland For For Mgmt
1.5 Elect Director Bradley E. Hughes For For Mgmt
1.6 Elect Director Gary S. Michel For For Mgmt
1.7 Elect Director John H. Shuey For For Mgmt
1.8 Elect Director Robert D. Welding For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 GATX Corporation GATX 361448103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Diane M. Aigotti For For Mgmt
1.2 Elect Director Anne L. Arvia For For Mgmt
1.3 Elect Director Ernst A. Haberli For For Mgmt
1.4 Elect Director Brian A. Kenney For For Mgmt
1.5 Elect Director James B. Ream For For Mgmt
1.6 Elect Director Robert J. Ritchie For For Mgmt
1.7 Elect Director David S. Sutherland For For Mgmt
1.8 Elect Director Casey J. Sylla For For Mgmt
1.9 Elect Director Stephen R. Wilson For For Mgmt
1.10 Elect Director Paul G. Yovovich For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 Hawaiian Electric Industries, Inc. HE 419870100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Peggy Y. Fowler For For Mgmt
1.2 Elect Director Keith P. Russell For For Mgmt
1.3 Elect Director Barry K. Taniguchi For For Mgmt
1.4 Elect Director Richard J. Dahl For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 CIT Group Inc. CIT 125581801
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ellen R. Alemany For For Mgmt
1b Elect Director Michael L. Brosnan For For Mgmt
1c Elect Director Michael A. Carpenter For For Mgmt
1d Elect Director Dorene C. Dominguez For For Mgmt
1e Elect Director Alan Frank For For Mgmt
1f Elect Director William M. Freeman For For Mgmt
1g Elect Director R. Brad Oates For For Mgmt
1h Elect Director Marianne Miller Parrs For For Mgmt
1i Elect Director Gerald Rosenfeld For For Mgmt
1j Elect Director John R. Ryan For For Mgmt
1k Elect Director Sheila A. Stamps For For Mgmt
1l Elect Director Laura S. Unger For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 CONSOL Energy Inc. CNX 20854P109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Alvin R. Carpenter For For Mgmt
1.2 Elect Director J. Palmer Clarkson For For Mgmt
1.3 Elect Director William E. Davis For For Mgmt
1.4 Elect Director Nicholas J. DeIuliis For For Mgmt
1.5 Elect Director Maureen E. Lally-Green For For Mgmt
1.6 Elect Director Bernard Lanigan, Jr. For For Mgmt
1.7 Elect Director John T. Mills For For Mgmt
1.8 Elect Director Joseph P. Platt For For Mgmt
1.9 Elect Director William P. Powell For For Mgmt
1.10 Elect Director Edwin S. Roberson For For Mgmt
1.11 Elect Director William N. Thorndike, Jr. For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Report on Political Contributions and Against For ShrHlder
Expenditures
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 CVS Health Corporation CVS 126650100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Richard M. Bracken For For Mgmt
1b Elect Director C. David Brown, II For For Mgmt
1c Elect Director Alecia A. DeCoudreaux For For Mgmt
1d Elect Director Nancy-Ann M. DeParle For For Mgmt
1e Elect Director David W. Dorman For For Mgmt
1f Elect Director Anne M. Finucane For Against Mgmt
1g Elect Director Larry J. Merlo For For Mgmt
1h Elect Director Jean-Pierre Millon For For Mgmt
1i Elect Director Mary L. Schapiro For For Mgmt
1j Elect Director Richard J. Swift For For Mgmt
1k Elect Director William C. Weldon For For Mgmt
1l Elect Director Tony L. White For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Reduce Ownership Threshold for Shareholders to Against For ShrHlder
Call Special Meeting
7 Report on Pay Disparity Against Against ShrHlder
8 Adopt Quantitative Renewable Energy Goals Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Gilead Sciences, Inc. GILD 375558103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director John F. Cogan For For Mgmt
1b Elect Director Kelly A. Kramer For For Mgmt
1c Elect Director Kevin E. Lofton For For Mgmt
1d Elect Director John C. Martin For For Mgmt
1e Elect Director John F. Milligan For For Mgmt
1f Elect Director Nicholas G. Moore For For Mgmt
1g Elect Director Richard J. Whitley For For Mgmt
1h Elect Director Gayle E. Wilson For For Mgmt
1i Elect Director Per Wold-Olsen For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Provide Right to Act by Written Consent Against For ShrHlder
7 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Hawaiian Holdings, Inc. HA 419879101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Donald J. Carty For For Mgmt
1.2 Elect Director Mark B. Dunkerley For For Mgmt
1.3 Elect Director Earl E. Fry For For Mgmt
1.4 Elect Director Lawrence S. Hershfield For For Mgmt
1.5 Elect Director Randall L. Jenson For For Mgmt
1.6 Elect Director Crystal K. Rose For For Mgmt
1.7 Elect Director Richard N. Zwern For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
A Please vote FOR if Stock is Owned of Record or None For Mgmt
Beneficially by a U.S. Stockholder, Or vote
AGAINST if Such Stock is Owned of Record or
Beneficially by a Non-U.S. Stockholder
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 XPO Logistics, Inc. XPO 983793100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Bradley S. Jacobs For For Mgmt
1.2 Elect Director Gena L. Ashe For For Mgmt
1.3 Elect Director Louis DeJoy For For Mgmt
1.4 Elect Director Michael G. Jesselson For For Mgmt
1.5 Elect Director Adrian P. Kingshott For For Mgmt
1.6 Elect Director Jason D. Papastavrou For For Mgmt
1.7 Elect Director Oren G. Shaffer For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Report on Annual Sustainability Against For ShrHlder
-49-
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Avista Corporation AVA 05379B107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Erik J. Anderson For For Mgmt
1b Elect Director Kristianne Blake For For Mgmt
1c Elect Director Donald C. Burke For For Mgmt
1d Elect Director Rebecca A. Klein For For Mgmt
1e Elect Director Scott H. Maw For For Mgmt
1f Elect Director Scott L. Morris For For Mgmt
1g Elect Director Marc F. Racicot For For Mgmt
1h Elect Director Heidi B. Stanley For For Mgmt
1i Elect Director R. John Taylor For For Mgmt
1j Elect Director Janet D. Widmann For For Mgmt
2 Reduce Supermajority Vote Requirement for For For Mgmt
Specified Matters
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Express Scripts Holding Company ESRX 30219G108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Maura C. Breen For For Mgmt
1b Elect Director William J. DeLaney For For Mgmt
1c Elect Director Elder Granger For For Mgmt
1d Elect Director Nicholas J. LaHowchic For For Mgmt
1e Elect Director Thomas P. Mac Mahon For For Mgmt
1f Elect Director Frank Mergenthaler For For Mgmt
1g Elect Director Woodrow A. Myers, Jr. For For Mgmt
1h Elect Director Roderick A. Palmore For For Mgmt
1i Elect Director George Paz For For Mgmt
1j Elect Director William L. Roper For For Mgmt
1k Elect Director Seymour Sternberg For For Mgmt
1l Elect Director Timothy Wentworth For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Independent Board Chairman Against For ShrHlder
6 Report on Gender Pay Gap Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Owens-Illinois, Inc. OI 690768403
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gary F. Colter For For Mgmt
1.2 Elect Director Joseph J. DeAngelo For For Mgmt
1.3 Elect Director Gordon J. Hardie For For Mgmt
1.4 Elect Director Peter S. Hellman For For Mgmt
1.5 Elect Director Anastasia D. Kelly For For Mgmt
1.6 Elect Director Andres A. Lopez For For Mgmt
1.7 Elect Director John J. McMackin, Jr. For For Mgmt
1.8 Elect Director Alan J. Murray For For Mgmt
1.9 Elect Director Hari N. Nair For For Mgmt
1.10 Elect Director Hugh H. Roberts For For Mgmt
1.11 Elect Director Carol A. Williams For For Mgmt
1.12 Elect Director Dennis K. Williams For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 The Dow Chemical Company DOW 260543103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ajay Banga For For Mgmt
1b Elect Director Jacqueline K. Barton For For Mgmt
1c Elect Director James A. Bell For For Mgmt
1d Elect Director Richard K. Davis For For Mgmt
1e Elect Director Jeff M. Fettig For For Mgmt
1f Elect Director Andrew N. Liveris For For Mgmt
1g Elect Director Mark Loughridge For For Mgmt
1h Elect Director Raymond J. Milchovich For For Mgmt
1i Elect Director Robert S. (Steve) Miller For For Mgmt
1j Elect Director Paul Polman For For Mgmt
1k Elect Director Dennis H. Reilley For For Mgmt
1l Elect Director James M. Ringler For For Mgmt
1m Elect Director Ruth G. Shaw For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Union Pacific Corporation UNP 907818108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Andrew H. Card, Jr. For For Mgmt
1b Elect Director Erroll B. Davis, Jr. For For Mgmt
1c Elect Director David B. Dillon For For Mgmt
1d Elect Director Lance M. Fritz For For Mgmt
1e Elect Director Deborah C. Hopkins For For Mgmt
1f Elect Director Jane H. Lute For For Mgmt
1g Elect Director Michael R. McCarthy For For Mgmt
1h Elect Director Michael W. McConnell For For Mgmt
1i Elect Director Thomas F. McLarty, III For For Mgmt
1j Elect Director Steven R. Rogel For For Mgmt
1k Elect Director Jose H. Villarreal For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 ConocoPhillips COP 20825C104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Richard L. Armitage For For Mgmt
1b Elect Director Richard H. Auchinleck For For Mgmt
1c Elect Director Charles E. Bunch For For Mgmt
1d Elect Director John V. Faraci For For Mgmt
1e Elect Director Jody L. Freeman For For Mgmt
1f Elect Director Gay Huey Evans For For Mgmt
1g Elect Director Ryan M. Lance For For Mgmt
1h Elect Director Arjun N. Murti For For Mgmt
1i Elect Director Robert A. Niblock For For Mgmt
1j Elect Director Harald J. Norvik For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Report on Executive Compensation Incentives Against Against ShrHlder
Aligned with Low Carbon Scenarios
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 JPMorgan Chase & Co. JPM 46625H100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Linda B. Bammann For For Mgmt
1b Elect Director James A. Bell For For Mgmt
1c Elect Director Crandall C. Bowles For For Mgmt
1d Elect Director Stephen B. Burke For For Mgmt
1e Elect Director Todd A. Combs For For Mgmt
1f Elect Director James S. Crown For For Mgmt
1g Elect Director James Dimon For For Mgmt
1h Elect Director Timothy P. Flynn For For Mgmt
1i Elect Director Laban P. Jackson, Jr. For For Mgmt
1j Elect Director Michael A. Neal For For Mgmt
1k Elect Director Lee R. Raymond For For Mgmt
1l Elect Director William C. Weldon For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Independent Board Chairman Against For ShrHlder
6 Prohibit Accelerated Vesting of Awards to Against For ShrHlder
Pursue Government Service
7 Clawback Amendment Against Against ShrHlder
8 Report on Gender Pay Gap Against Against ShrHlder
9 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
10 Reduce Ownership Threshold for Shareholders to Against For ShrHlder
Call a Special Meeting
-50-
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 The Hanover Insurance Group, Inc. THG 410867105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael P. Angelini For For Mgmt
1.2 Elect Director Jane D. Carlin For For Mgmt
1.3 Elect Director Daniel T. Henry For For Mgmt
1.4 Elect Director Wendell J. Knox For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 Vectren Corporation VVC 92240G101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Carl L. Chapman For For Mgmt
1.2 Elect Director James H. DeGraffenreidt, Jr. For For Mgmt
1.3 Elect Director John D. Engelbrecht For For Mgmt
1.4 Elect Director Anton H. George For For Mgmt
1.5 Elect Director Robert G. Jones For For Mgmt
1.6 Elect Director Patrick K. Mullen For For Mgmt
1.7 Elect Director R. Daniel Sadlier For For Mgmt
1.8 Elect Director Michael L. Smith For For Mgmt
1.9 Elect Director Teresa J. Tanner For For Mgmt
1.10 Elect Director Jean L. Wojtowicz For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Macquarie Infrastructure Corporation MIC 55608B105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Norman H. Brown, Jr. For For Mgmt
1b Elect Director George W. Carmany, III For For Mgmt
1c Elect Director Ronald Kirk For For Mgmt
1d Elect Director H.E. (Jack) Lentz For For Mgmt
1e Elect Director Ouma Sananikone For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Reliance Steel & Aluminum Co. RS 759509102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Sarah J. Anderson For For Mgmt
1b Elect Director Karen W. Colonias For For Mgmt
1c Elect Director John G. Figueroa For For Mgmt
1d Elect Director Thomas W. Gimbel For For Mgmt
1e Elect Director David H. Hannah For For Mgmt
1f Elect Director Douglas M. Hayes For For Mgmt
1g Elect Director Mark V. Kaminski For For Mgmt
1h Elect Director Robert A. McEvoy For For Mgmt
1i Elect Director Gregg J. Mollins For For Mgmt
1j Elect Director Andrew G. Sharkey, III For For Mgmt
1k Elect Director Douglas W. Stotlar For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Tenneco Inc. TEN 880349105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Thomas C. Freyman For For Mgmt
1b Elect Director Brian J. Kesseler For For Mgmt
1c Elect Director Dennis J. Letham For For Mgmt
1d Elect Director James S. Metcalf For For Mgmt
1e Elect Director Roger B. Porter For For Mgmt
1f Elect Director David B. Price, Jr. For For Mgmt
1g Elect Director Gregg M. Sherrill For For Mgmt
1h Elect Director Paul T. Stecko For For Mgmt
1i Elect Director Jane L. Warner For For Mgmt
1j Elect Director Roger J. Wood For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Altria Group, Inc. MO 02209S103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gerald L. Baliles For For Mgmt
1.2 Elect Director Martin J. Barrington For For Mgmt
1.3 Elect Director John T. Casteen, III For For Mgmt
1.4 Elect Director Dinyar S. Devitre For For Mgmt
1.5 Elect Director Thomas F. Farrell, II For For Mgmt
1.6 Elect Director Debra J. Kelly-Ennis For For Mgmt
1.7 Elect Director W. Leo Kiely, III For For Mgmt
1.8 Elect Director Kathryn B. McQuade For For Mgmt
1.9 Elect Director George Munoz For For Mgmt
1.10 Elect Director Nabil Y. Sakkab For For Mgmt
1.11 Elect Director Virginia E. Shanks For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Cease Tobacco-Related Advertising Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Apple Hospitality REIT, Inc. APLE 03784Y200
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Glenn W. Bunting For For Mgmt
1.2 Elect Director Glade M. Knight For For Mgmt
1.3 Elect Director Daryl A. Nickel For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5A Declassify the Board of Directors For For Mgmt
5B Amend Charter to Require a Majority Vote for For For Mgmt
All Charter Amendments
5C Eliminate Supermajority Vote Requirement For For Mgmt
5D Amend Charter to Eliminate Provisions that are For For Mgmt
No Longer Applicable
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Chubb Limited CB H0023R105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2.1 Allocate Disposable Profit For For Mgmt
2.2 Approve Dividend Distribution From Legal For For Mgmt
Reserves Through Capital Contributions Reserve
Subaccount
3 Approve Discharge of Board and Senior For For Mgmt
Management
4.1 Ratify PricewaterhouseCoopers AG (Zurich) as For For Mgmt
Auditors
4.2 Ratify PricewaterhouseCoopers LLP (United For For Mgmt
States) as Independent Registered Accounting
Firm as Auditors
4.3 Ratify BDO AG (Zurich) as Special Auditors For For Mgmt
5.1 Elect Director Evan G. Greenberg For For Mgmt
5.2 Elect Director Robert M. Hernandez For For Mgmt
5.3 Elect Director Michael G. Atieh For For Mgmt
5.4 Elect Director Sheila P. Burke For For Mgmt
5.5 Elect Director James I. Cash For For Mgmt
5.6 Elect Director Mary Cirillo For For Mgmt
5.7 Elect Director Michael P. Connors For For Mgmt
5.8 Elect Director John A. Edwardson For For Mgmt
5.9 Elect Director Leo F. Mullin For For Mgmt
5.10 Elect Director Kimberly A. Ross For For Mgmt
5.11 Elect Director Robert W. Scully For For Mgmt
5.12 Elect Director Eugene B. Shanks, Jr. For For Mgmt
5.13 Elect Director Theodore E. Shasta For For Mgmt
5.14 Elect Director David H. Sidwell For For Mgmt
5.15 Elect Director Olivier Steimer For For Mgmt
5.16 Elect Director James M. Zimmerman For For Mgmt
6 Elect Evan G. Greenberg as Board Chairman For Against Mgmt
7.1 Appoint Michael P. Connors as Member of the For For Mgmt
Compensation Committee
7.2 Appoint Mary Cirillo as Member of the For For Mgmt
Compensation Committee
7.3 Appoint Robert M. Hernandez as Member of the For For Mgmt
Compensation Committee
7.4 Appoint Robert W. Scully as Member of the For For Mgmt
Compensation Committee
7.5 Appoint James M. Zimmerman as Member of the For For Mgmt
Compensation Committee
8 Designate Homburger AG as Independent Proxy For For Mgmt
9 Approve Qualified Employee Stock Purchase Plan For For Mgmt
10.1 Approve the Increase in Maximum Aggregate For For Mgmt
Remuneration of Directors
10.2 Approve Remuneration of Executive Management in For For Mgmt
the Amount of USD 41 Million for Fiscal 2018
11 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
13 Transact Other Business (Voting) For Against Mgmt
-51-
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Intel Corporation INTC 458140100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Charlene Barshefsky For For Mgmt
1b Elect Director Aneel Bhusri For For Mgmt
1c Elect Director Andy D. Bryant For For Mgmt
1d Elect Director Reed E. Hundt For For Mgmt
1e Elect Director Omar Ishrak For For Mgmt
1f Elect Director Brian M. Krzanich For For Mgmt
1g Elect Director Tsu-Jae King Liu For For Mgmt
1h Elect Director David S. Pottruck For For Mgmt
1i Elect Director Gregory D. Smith For For Mgmt
1j Elect Director Frank D. Yeary For For Mgmt
1k Elect Director David B. Yoffie For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Amend Omnibus Stock Plan For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Political Contributions Disclosure Against Against ShrHlder
7 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Lear Corporation LEA 521865204
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Richard H. Bott For For Mgmt
1b Elect Director Thomas P. Capo For For Mgmt
1c Elect Director Jonathan F. Foster For For Mgmt
1d Elect Director Mary Lou Jepsen For For Mgmt
1e Elect Director Kathleen A. Ligocki For For Mgmt
1f Elect Director Conrad L. Mallett, Jr. For For Mgmt
1g Elect Director Donald L. Runkle For For Mgmt
1h Elect Director Matthew J. Simoncini For For Mgmt
1i Elect Director Gregory C. Smith For For Mgmt
1j Elect Director Henry D.G. Wallace For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 NextEra Energy, Inc. NEE 65339F101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Sherry S. Barrat For For Mgmt
1b Elect Director James L. Camaren For For Mgmt
1c Elect Director Kenneth B. Dunn For For Mgmt
1d Elect Director Naren K. Gursahaney For For Mgmt
1e Elect Director Kirk S. Hachigian For For Mgmt
1f Elect Director Toni Jennings For For Mgmt
1g Elect Director Amy B. Lane For For Mgmt
1h Elect Director James L. Robo For For Mgmt
1i Elect Director Rudy E. Schupp For For Mgmt
1j Elect Director John L. Skolds For For Mgmt
1k Elect Director William H. Swanson For For Mgmt
1l Elect Director Hansel E. Tookes, II For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Non-Employee Director Restricted Stock For For Mgmt
Plan
6 Report on Political Contributions Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 OGE Energy Corp. OGE 670837103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Frank A. Bozich For For Mgmt
1B Elect Director James H. Brandi For For Mgmt
1C Elect Director Luke R. Corbett For For Mgmt
1D Elect Director David L. Hauser For For Mgmt
1E Elect Director Kirk Humphreys For For Mgmt
1F Elect Director Robert O. Lorenz For For Mgmt
1G Elect Director Judy R. McReynolds For For Mgmt
1H Elect Director Sheila G. Talton For For Mgmt
1I Elect Director Sean Trauschke For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 PBF Energy Inc. PBF 69318G106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas J. Nimbley For For Mgmt
1.2 Elect Director Spencer Abraham For For Mgmt
1.3 Elect Director Wayne A. Budd For For Mgmt
1.4 Elect Director S. Eugene Edwards For For Mgmt
1.5 Elect Director William E. Hantke For For Mgmt
1.6 Elect Director Dennis M. Houston For For Mgmt
1.7 Elect Director Edward F. Kosnik For For Mgmt
1.8 Elect Director Robert J. Lavinia For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 The Home Depot, Inc. HD 437076102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gerard J. Arpey For For Mgmt
1b Elect Director Ari Bousbib For For Mgmt
1c Elect Director Jeffery H. Boyd For For Mgmt
1d Elect Director Gregory D. Brenneman For For Mgmt
1e Elect Director J. Frank Brown For For Mgmt
1f Elect Director Albert P. Carey For For Mgmt
1g Elect Director Armando Codina For For Mgmt
1h Elect Director Helena B. Foulkes For For Mgmt
1i Elect Director Linda R. Gooden For For Mgmt
1j Elect Director Wayne M. Hewett For For Mgmt
1k Elect Director Karen L. Katen For For Mgmt
1l Elect Director Craig A. Menear For For Mgmt
1m Elect Director Mark Vadon For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Prepare Employment Diversity Report and Report Against For ShrHlder
on Diversity Policies
6 Adopt Proxy Statement Reporting on Political Against Against ShrHlder
Contributions and Advisory Vote
7 Amend Articles/Bylaws/Charter - Call Special Against For ShrHlder
Meetings
MEETING DATE COMPANY TICKER SECURITY ID
05/19/17 Amgen Inc. AMGN 031162100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1. Elect Director David Baltimore For For Mgmt
1.2 Elect Director Robert A. Bradway For For Mgmt
1.3 Elect Director Francois de Carbonnel For For Mgmt
1.4 Elect Director Robert A. Eckert For For Mgmt
1.5 Elect Director Greg C. Garland For For Mgmt
1.6 Elect Director Fred Hassan For For Mgmt
1.7 Elect Director Rebecca M. Henderson For For Mgmt
1.8 Elect Director Frank C. Herringer For For Mgmt
1.9 Elect Director Charles M. Holley, Jr. For For Mgmt
1.10 Elect Director Tyler Jacks For For Mgmt
1.11 Elect Director Ellen J. Kullman For For Mgmt
1.12 Elect Director Ronald D. Sugar For For Mgmt
1.13 Elect Director R. Sanders Williams For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/20/17 Dillard's, Inc. DDS 254067101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Frank R. Mori For For Mgmt
1b Elect Director Reynie Rutledge For For Mgmt
1c Elect Director J.C. Watts, Jr. For For Mgmt
1d Elect Director Nick White For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Amend Non-Employee Director Restricted Stock For For Mgmt
Plan
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
6 Require Independent Board Chairman Against For ShrHlder
-52-
MEETING DATE COMPANY TICKER SECURITY ID
05/22/17 LegacyTexas Financial Group, Inc. LTXB 52471Y106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director George A. Fisk For For Mgmt
1.2 Elect Director James Brian McCall For For Mgmt
1.3 Elect Director Karen H. O'Shea For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Declassify the Board of Directors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Amazon.com, Inc. AMZN 023135106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Jeffrey P. Bezos For For Mgmt
1b Elect Director Tom A. Alberg For For Mgmt
1c Elect Director John Seely Brown For For Mgmt
1d Elect Director Jamie S. Gorelick For For Mgmt
1e Elect Director Daniel P. Huttenlocher For For Mgmt
1f Elect Director Judith A. McGrath For For Mgmt
1g Elect Director Jonathan J. Rubinstein For For Mgmt
1h Elect Director Thomas O. Ryder For For Mgmt
1i Elect Director Patricia Q. Stonesifer For For Mgmt
1j Elect Director Wendell P. Weeks For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
6 Report on Use of Criminal Background Checks in Against Against ShrHlder
Hiring
7 Include Sustainability as a Performance Measure Against Against ShrHlder
for Senior Executive Compensation
8 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Merck & Co., Inc. MRK 58933Y105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Leslie A. Brun For For Mgmt
1b Elect Director Thomas R. Cech For For Mgmt
1c Elect Director Pamela J. Craig For For Mgmt
1d Elect Director Kenneth C. Frazier For For Mgmt
1e Elect Director Thomas H. Glocer For For Mgmt
1f Elect Director Rochelle B. Lazarus For For Mgmt
1g Elect Director John H. Noseworthy For For Mgmt
1h Elect Director Carlos E. Represas For For Mgmt
1i Elect Director Paul B. Rothman For For Mgmt
1j Elect Director Patricia F. Russo For For Mgmt
1k Elect Director Craig B. Thompson For For Mgmt
1l Elect Director Wendell P. Weeks For For Mgmt
1m Elect Director Peter C. Wendell For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Require Independent Board Chairman Against For ShrHlder
6 Adopt Holy Land Principles Against Against ShrHlder
7 Report on Risks of Doing Business in Against For ShrHlder
Conflict-Affected Areas
8 Report on Board Oversight of Product Safety and Against Against ShrHlder
Quality
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 NVIDIA Corporation NVDA 67066G104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robert K. Burgess For For Mgmt
1b Elect Director Tench Coxe For For Mgmt
1c Elect Director Persis S. Drell For For Mgmt
1d Elect Director James C. Gaither For For Mgmt
1e Elect Director Jen-Hsun Huang For For Mgmt
1f Elect Director Dawn Hudson For For Mgmt
1g Elect Director Harvey C. Jones For For Mgmt
1h Elect Director Michael G. McCaffery For For Mgmt
1i Elect Director William J. Miller For For Mgmt
1j Elect Director Mark L. Perry For For Mgmt
1k Elect Director A. Brooke Seawell For For Mgmt
1l Elect Director Mark A. Stevens For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Xenia Hotels & Resorts, Inc. XHR 984017103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jeffrey H. Donahue For For Mgmt
1.2 Elect Director John H. Alschuler For Withhold Mgmt
1.3 Elect Director Keith E. Bass For For Mgmt
1.4 Elect Director Thomas M. Gartland For For Mgmt
1.5 Elect Director Beverly K. Goulet For Withhold Mgmt
1.6 Elect Director Mary E. McCormick For Withhold Mgmt
1.7 Elect Director Dennis D. Oklak For For Mgmt
1.8 Elect Director Marcel Verbaas For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 Advanced Disposal Services, Inc. ADSW 00790X101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jared Parker For Withhold Mgmt
1.2 Elect Director Matthew Rinklin For Withhold Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 Builders FirstSource, Inc. BLDR 12008R107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Paul S. Levy For For Mgmt
1.2 Elect Director Cleveland A. Christophe For For Mgmt
1.3 Elect Director Craig A. Steinke For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 McDonald's Corporation MCD 580135101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Lloyd Dean For For Mgmt
1b Elect Director Stephen Easterbrook For For Mgmt
1c Elect Director Robert Eckert For For Mgmt
1d Elect Director Margaret Georgiadis For For Mgmt
1e Elect Director Enrique Hernandez, Jr. For For Mgmt
1f Elect Director Jeanne Jackson For For Mgmt
1g Elect Director Richard Lenny For For Mgmt
1h Elect Director John Mulligan For For Mgmt
1i Elect Director Sheila Penrose For For Mgmt
1j Elect Director John Rogers, Jr. For For Mgmt
1k Elect Director Miles White For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
6 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
7 Reduce Ownership Threshold for Shareholders to Against For ShrHlder
Call a Special Meeting
8 Issue New Series of Preferred Stock with the Against Against ShrHlder
Right to Elect own Director
9 Adopt Holy Land Principles Against Against ShrHlder
10 Adopt Policy to Ban Non-Therapeutic Use of Against For ShrHlder
Antibiotics in Meat Supply Chain
11 Assess Environmental Impact of Polystyrene Foam Against For ShrHlder
Cups
12 Report on Charitable Contributions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Anixter International Inc. AXE 035290105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Lord James Blyth For For Mgmt
1.2 Elect Director Frederic F. Brace For For Mgmt
1.3 Elect Director Linda Walker Bynoe For For Mgmt
1.4 Elect Director Robert J. Eck For For Mgmt
1.5 Elect Director Robert W. Grubbs For For Mgmt
1.6 Elect Director F. Philip Handy For For Mgmt
1.7 Elect Director Melvyn N. Klein For For Mgmt
1.8 Elect Director George Munoz For For Mgmt
1.9 Elect Director Scott R. Peppet For For Mgmt
1.10 Elect Director Valarie L. Sheppard For For Mgmt
1.11 Elect Director Stuart M. Sloan For For Mgmt
1.12 Elect Director Samuel Zell For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
-53-
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Annaly Capital Management, Inc. NLY 035710409
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Francine J. Bovich For For Mgmt
1b Elect Director Jonathan D. Green For For Mgmt
1c Elect Director John H. Schaefer For For Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Big Lots, Inc. BIG 089302103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jeffrey P. Berger For For Mgmt
1.2 Elect Director David J. Campisi For For Mgmt
1.3 Elect Director James R. Chambers For For Mgmt
1.4 Elect Director Marla C. Gottschalk For For Mgmt
1.5 Elect Director Cynthia T. Jamison For For Mgmt
1.6 Elect Director Philip E. Mallott For For Mgmt
1.7 Elect Director Nancy A. Reardon For For Mgmt
1.8 Elect Director Wendy L. Schoppert For For Mgmt
1.9 Elect Director Russell E. Solt For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Bunge Limited BG G16962105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ernest G. Bachrach For For Mgmt
1b Elect Director Enrique H. Boilini For For Mgmt
1c Elect Director Carol M. Browner For For Mgmt
1d Elect Director Paul Cornet de Ways-Ruart For For Mgmt
1e Elect Director Andrew Ferrier For For Mgmt
1f Elect Director Andreas Fibig For For Mgmt
1g Elect Director Kathleen Hyle For For Mgmt
1h Elect Director L. Patrick Lupo For For Mgmt
1i Elect Director John E. McGlade For For Mgmt
1j Elect Director Soren Schroder For For Mgmt
2 Approve Deloitte & Touche LLP as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Flowers Foods, Inc. FLO 343498101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director George E. Deese For For Mgmt
1b Elect Director Rhonda Gass For For Mgmt
1c Elect Director Benjamin H. Griswold, IV For For Mgmt
1d Elect Director Richard Lan For For Mgmt
1e Elect Director Margaret G. Lewis For For Mgmt
1f Elect Director Amos R. McMullian For For Mgmt
1g Elect Director J.V. Shields, Jr. For For Mgmt
1h Elect Director Allen L. Shiver For For Mgmt
1i Elect Director David V. Singer For For Mgmt
1j Elect Director James T. Spear For For Mgmt
1k Elect Director Melvin T. Stith For For Mgmt
1l Elect Director C. Martin Wood, III For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 World Fuel Services Corporation INT 981475106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael J. Kasbar For For Mgmt
1.2 Elect Director Ken Bakshi For For Mgmt
1.3 Elect Director Jorge L. Benitez For For Mgmt
1.4 Elect Director Richard A. Kassar For For Mgmt
1.5 Elect Director John L. Manley For For Mgmt
1.6 Elect Director J. Thomas Presby For For Mgmt
1.7 Elect Director Stephen K. Roddenberry For For Mgmt
1.8 Elect Director Paul H. Stebbins For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 Exxon Mobil Corporation XOM 30231G102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Susan K. Avery For For Mgmt
1.2 Elect Director Michael J. Boskin For For Mgmt
1.3 Elect Director Angela F. Braly For For Mgmt
1.4 Elect Director Ursula M. Burns For For Mgmt
1.5 Elect Director Henrietta H. Fore For For Mgmt
1.6 Elect Director Kenneth C. Frazier For For Mgmt
1.7 Elect Director Douglas R. Oberhelman For For Mgmt
1.8 Elect Director Samuel J. Palmisano For For Mgmt
1.9 Elect Director Steven S. Reinemund For For Mgmt
1.10 Elect Director William C. Weldon For For Mgmt
1.11 Elect Director Darren W. Woods For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Independent Board Chairman Against For ShrHlder
6 Require a Majority Vote for the Election of Against For ShrHlder
Directors
7 Amend Bylaws -- Call Special Meetings Against For ShrHlder
8 Amend Bylaws to Prohibit Precatory Proposals Against Against ShrHlder
9 Disclose Percentage of Females at Each Against Against ShrHlder
Percentile of Compensation
10 Report on Lobbying Payments and Policy Against For ShrHlder
11 Increase Return of Capital to Shareholders in Against Against ShrHlder
Light of Climate Change Risks
12 Report on Climate Change Policies Against For ShrHlder
13 Report on Methane Emissions Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 Hertz Global Holdings, Inc. HTZ 42806J106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David A. Barnes For For Mgmt
1b Elect Director SungHwan Cho For For Mgmt
1c Elect Director Carolyn N. Everson For For Mgmt
1d Elect Director Vincent J. Intrieri For For Mgmt
1e Elect Director Henry R. Keizer For For Mgmt
1f Elect Director Kathryn V. Marinello For For Mgmt
1g Elect Director Daniel A. Ninivaggi For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For Against Mgmt
5 Amend Executive Incentive Bonus Plan For For Mgmt
6 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 Taylor Morrison Home Corporation TMHC 87724P106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Sheryl D. Palmer For Withhold Mgmt
1.2 Elect Director Jason Keller For Withhold Mgmt
1.3 Elect Director Peter Lane For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
-54-
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 WESCO International, Inc. WCC 95082P105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Sandra Beach Lin For For Mgmt
1.2 Elect Director John J. Engel For For Mgmt
1.3 Elect Director Matthew J. Espe For For Mgmt
1.4 Elect Director Bobby J. Griffin For For Mgmt
1.5 Elect Director John K. Morgan For For Mgmt
1.6 Elect Director Steven A. Raymund For For Mgmt
1.7 Elect Director James L. Singleton For For Mgmt
1.8 Elect Director Lynn M. Utter For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/01/17 Facebook, Inc. FB 30303M102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Marc L. Andreessen For For Mgmt
1.2 Elect Director Erskine B. Bowles For For Mgmt
1.3 Elect Director Susan D. Desmond-Hellmann For For Mgmt
1.4 Elect Director Reed Hastings For For Mgmt
1.5 Elect Director Jan Koum For Withhold Mgmt
1.6 Elect Director Sheryl K. Sandberg For Withhold Mgmt
1.7 Elect Director Peter A. Thiel For For Mgmt
1.8 Elect Director Mark Zuckerberg For Withhold Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Approve Recapitalization Plan for all Stock to Against For ShrHlder
Have One-vote per Share
4 Report on Lobbying Payments and Policy Against For ShrHlder
5 Report on Public Policy Issues Associated with Against Against ShrHlder
Fake News
6 Gender Pay Gap Against For ShrHlder
7 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/01/17 Masimo Corporation MASI 574795100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Steven J. Barker For For Mgmt
1.2 Elect Director Sanford Fitch For For Mgmt
2 Ratify Grant Thornton LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For Against Mgmt
6 Approve Executive Incentive Bonus Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/02/17 Lowe's Companies, Inc. LOW 548661107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Raul Alvarez For For Mgmt
1.2 Elect Director Angela F. Braly For For Mgmt
1.3 Elect Director Sandra B. Cochran For For Mgmt
1.4 Elect Director Laurie Z. Douglas For For Mgmt
1.5 Elect Director Richard W. Dreiling For For Mgmt
1.6 Elect Director Robert L. Johnson For For Mgmt
1.7 Elect Director Marshall O. Larsen For For Mgmt
1.8 Elect Director James H. Morgan For For Mgmt
1.9 Elect Director Robert A. Niblock For For Mgmt
1.10 Elect Director Bertram L. Scott For For Mgmt
1.11 Elect Director Eric C. Wiseman For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Assess Climate Benefits and Feasibility of Against Against ShrHlder
Adopting Quantitative Renewable Production
Goals
MEETING DATE COMPANY TICKER SECURITY ID
06/05/17 CSX Corporation CSX 126408103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Donna M. Alvarado For For Mgmt
1b Elect Director John B. Breaux For For Mgmt
1c Elect Director Pamela L. Carter For For Mgmt
1d Elect Director Steven T. Halverson For For Mgmt
1e Elect Director E. Hunter Harrison For For Mgmt
1f Elect Director Paul C. Hilal For For Mgmt
1g Elect Director Edward J. Kelly, III For For Mgmt
1h Elect Director John D. McPherson For For Mgmt
1i Elect Director David M. Moffett For For Mgmt
1j Elect Director Dennis H. Reilley For For Mgmt
1k Elect Director Linda H. Riefler For For Mgmt
1l Elect Director J. Steven Whisler For For Mgmt
1m Elect Director John J. Zillmer For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Advisory Vote on Reimbursement Arrangement in None For Mgmt
Connection with Retention of E. Hunter Harrison
as CEO
1a Elect Director Donna M. Alvarado For Do Not Vote ShrHlder
1b Elect Director John B. Breaux For Do Not Vote ShrHlder
1c Elect Director Pamela L. Carter For Do Not Vote ShrHlder
1d Elect Director Steven T. Halverson For Do Not Vote ShrHlder
1e Elect Director E. Hunter Harrison For Do Not Vote ShrHlder
1f Elect Director Paul C. Hilal For Do Not Vote ShrHlder
1g Elect Director Edward J. Kelly, III For Do Not Vote ShrHlder
1h Elect Director John D. McPherson For Do Not Vote ShrHlder
1i Elect Director David M. Moffett For Do Not Vote ShrHlder
1j Elect Director Dennis H. Reilley For Do Not Vote ShrHlder
1k Elect Director Linda H. Riefler For Do Not Vote ShrHlder
1l Elect Director J. Steven Whisler For Do Not Vote ShrHlder
1m Elect Director John J. Zillmer For Do Not Vote ShrHlder
2 Ratify Ernst & Young LLP as Auditors For Do Not Vote Mgmt
3 Advisory Vote to Ratify Named Executive For Do Not Vote Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Do Not Vote Mgmt
5 Advisory Vote on Reimbursement Arrangement in For Do Not Vote Mgmt
Connection with Retention of E. Hunter Harrison
as CEO
MEETING DATE COMPANY TICKER SECURITY ID
06/05/17 Silgan Holdings Inc. SLGN 827048109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director D. Greg Horrigan For Withhold Mgmt
1.2 Elect Director John W. Alden For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/05/17 UnitedHealth Group Incorporated UNH 91324P102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director William C. Ballard, Jr. For For Mgmt
1b Elect Director Richard T. Burke For For Mgmt
1c Elect Director Timothy P. Flynn For For Mgmt
1d Elect Director Stephen J. Hemsley For For Mgmt
1e Elect Director Michele J. Hooper For For Mgmt
1f Elect Director Rodger A. Lawson For For Mgmt
1g Elect Director Glenn M. Renwick For For Mgmt
1h Elect Director Kenneth I. Shine For For Mgmt
1i Elect Director Gail R. Wilensky For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/06/17 CVR Energy, Inc. CVI 12662P108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Bob G. Alexander For For Mgmt
1.2 Elect Director SungHwan Cho For Withhold Mgmt
1.3 Elect Director Jonathan Frates For Withhold Mgmt
1.4 Elect Director Carl C. Icahn For Withhold Mgmt
1.5 Elect Director Andrew Langham For Withhold Mgmt
1.6 Elect Director John J. Lipinski For Withhold Mgmt
1.7 Elect Director Stephen Mongillo For For Mgmt
1.8 Elect Director James M. Strock For For Mgmt
2 Ratify Grant Thornton LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Amend Omnibus Stock Plan For Against Mgmt
-55-
MEETING DATE COMPANY TICKER SECURITY ID
06/06/17 General Motors Company GM 37045V100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Joseph J. Ashton For For Mgmt
1.2 Elect Director Mary T. Barra For For Mgmt
1.3 Elect Director Linda R. Gooden For For Mgmt
1.4 Elect Director Joseph Jimenez For For Mgmt
1.5 Elect Director Jane L. Mendillo For For Mgmt
1.6 Elect Director Michael G. Mullen For For Mgmt
1.7 Elect Director James J. Mulva For For Mgmt
1.8 Elect Director Patricia F. Russo For For Mgmt
1.9 Elect Director Thomas M. Schoewe For For Mgmt
1.10 Elect Director Theodore M. Solso For For Mgmt
1.11 Elect Director Carol M. Stephenson For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
6 Require Independent Board Chairman Against For ShrHlder
7 Creation of Dual-Class Common Stock Against Against ShrHlder
1.1 Elect Directors Leo Hindery, Jr. For Do Not Vote ShrHlder
1.2 Elect Director Vinit Sethi For Do Not Vote ShrHlder
1.3 Elect Director William N. Thorndike, Jr. For Do Not Vote ShrHlder
1.4 Management Nominee Joseph J. Ashton For Do Not Vote ShrHlder
1.5 Management Nominee Mary T. Barra For Do Not Vote ShrHlder
1.6 Management Nominee Linda R. Gooden For Do Not Vote ShrHlder
1.7 Management Nominee Joseph Jimenez For Do Not Vote ShrHlder
1.8 Management Nominee James J. Mulva For Do Not Vote ShrHlder
1.9 Management Nominee Patricia F. Russo For Do Not Vote ShrHlder
1.10 Management Nominee Thomas M. Schoewe For Do Not Vote ShrHlder
1.11 Management Nominee Theodore M. Solso For Do Not Vote ShrHlder
2 Advisory Vote to Ratify Named Executive For Do Not Vote Mgmt
Officers' Compensation
3 Approve Executive Incentive Bonus Plan For Do Not Vote Mgmt
4 Approve Omnibus Stock Plan For Do Not Vote Mgmt
5 Ratify Deloitte & Touche LLP as Auditors For Do Not Vote Mgmt
6 Require Independent Board Chairman Against Do Not Vote ShrHlder
7 Creation of Dual-Class Common Stock For Do Not Vote ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/06/17 LifePoint Health, Inc. LPNT 53219L109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director William F. Carpenter, III For For Mgmt
1b Elect Director Richard H. Evans For For Mgmt
1c Elect Director Michael P. Haley For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 Alphabet Inc. GOOGL 02079K305
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Larry Page For For Mgmt
1.2 Elect Director Sergey Brin For For Mgmt
1.3 Elect Director Eric E. Schmidt For For Mgmt
1.4 Elect Director L. John Doerr For Withhold Mgmt
1.5 Elect Director Roger W. Ferguson, Jr. For For Mgmt
1.6 Elect Director Diane B. Greene For For Mgmt
1.7 Elect Director John L. Hennessy For For Mgmt
1.8 Elect Director Ann Mather For Withhold Mgmt
1.9 Elect Director Alan R. Mulally For For Mgmt
1.10 Elect Director Paul S. Otellini For Withhold Mgmt
1.11 Elect Director K. Ram Shriram For Withhold Mgmt
1.12 Elect Director Shirley M. Tilghman For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
4 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
6 Approve Recapitalization Plan for all Stock to Against For ShrHlder
Have One-vote per Share
7 Report on Lobbying Payments and Policy Against For ShrHlder
8 Report on Political Contributions Against For ShrHlder
9 Report on Gender Pay Gap Against For ShrHlder
10 Report on Charitable Contributions Against Against ShrHlder
11 Adopt Holy Land Principles Against Against ShrHlder
12 Report on Fake News Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 Tech Data Corporation TECD 878237106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Charles E. Adair For For Mgmt
1b Elect Director Karen M. Dahut For For Mgmt
1c Elect Director Robert M. Dutkowsky For For Mgmt
1d Elect Director Harry J. Harczak, Jr. For For Mgmt
1e Elect Director Bridgette P. Heller For For Mgmt
1f Elect Director Kathleen Misunas For For Mgmt
1g Elect Director Thomas I. Morgan For For Mgmt
1h Elect Director Patrick G. Sayer For Against Mgmt
1i Elect Director Savio W. Tung For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 Comcast Corporation CMCSA 20030N101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kenneth J. Bacon For For Mgmt
1.2 Elect Director Madeline S. Bell For For Mgmt
1.3 Elect Director Sheldon M. Bonovitz For For Mgmt
1.4 Elect Director Edward D. Breen For For Mgmt
1.5 Elect Director Gerald L. Hassell For For Mgmt
1.6 Elect Director Jeffrey A. Honickman For For Mgmt
1.7 Elect Director Asuka Nakahara For For Mgmt
1.8 Elect Director David C. Novak For For Mgmt
1.9 Elect Director Brian L. Roberts For For Mgmt
1.10 Elect Director Johnathan A. Rodgers For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Approve Recapitalization Plan for all Stock to Against For ShrHlder
Have One-vote per Share
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 The Priceline Group Inc. PCLN 741503403
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Timothy M. Armstrong For For Mgmt
1.2 Elect Director Jeffery H. Boyd For For Mgmt
1.3 Elect Director Jan L. Docter For For Mgmt
1.4 Elect Director Jeffrey E. Epstein For For Mgmt
1.5 Elect Director Glenn D. Fogel For For Mgmt
1.6 Elect Director James M. Guyette For For Mgmt
1.7 Elect Director Robert J. Mylod, Jr. For For Mgmt
1.8 Elect Director Charles H. Noski For For Mgmt
1.9 Elect Director Nancy B. Peretsman For For Mgmt
1.10 Elect Director Thomas E. Rothman For For Mgmt
1.11 Elect Director Craig W. Rydin For For Mgmt
1.12 Elect Director Lynn M. Vojvodich For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Reduce Ownership Threshold for Shareholders to Against For ShrHlder
Call Special Meeting
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 Visteon Corporation VC 92839U206
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director James J. Barrese For For Mgmt
1b Elect Director Naomi M. Bergman For For Mgmt
1c Elect Director Jeffrey D. Jones For For Mgmt
1d Elect Director Sachin S. Lawande For For Mgmt
1e Elect Director Joanne M. Maguire For For Mgmt
1f Elect Director Robert J. Manzo For For Mgmt
1g Elect Director Francis M. Scricco For For Mgmt
1h Elect Director David L. Treadwell For For Mgmt
1i Elect Director Harry J. Wilson For For Mgmt
1j Elect Director Rouzbeh Yassini-Fard For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
-56-
MEETING DATE COMPANY TICKER SECURITY ID
06/09/17 Moelis & Company MC 60786M105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kenneth Moelis For Withhold Mgmt
1.2 Elect Director Navid Mahmoodzadegan For Withhold Mgmt
1.3 Elect Director Jeffrey Raich For Withhold Mgmt
1.4 Elect Director Eric Cantor For Withhold Mgmt
1.5 Elect Director J. Richard Leaman, III For Withhold Mgmt
1.6 Elect Director John A. Allison, IV For For Mgmt
1.7 Elect Director Yvonne Greenstreet For For Mgmt
1.8 Elect Director Kenneth L. Shropshire For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Other Business For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/12/17 Outfront Media Inc. OUT 69007J106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jeremy J. Male For For Mgmt
1.2 Elect Director Joseph H. Wender For Withhold Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
06/13/17 MetLife, Inc. MET 59156R108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Cheryl W. Grise For For Mgmt
1.2 Elect Director Carlos M. Gutierrez For For Mgmt
1.3 Elect Director David L. Herzog For For Mgmt
1.4 Elect Director R. Glenn Hubbard For For Mgmt
1.5 Elect Director Steven A. Kandarian For For Mgmt
1.6 Elect Director Alfred F. Kelly, Jr. For For Mgmt
1.7 Elect Director Edward J. Kelly, III For For Mgmt
1.8 Elect Director William E. Kennard For For Mgmt
1.9 Elect Director James M. Kilts For For Mgmt
1.10 Elect Director Catherine R. Kinney For For Mgmt
1.11 Elect Director Denise M. Morrison For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Reduce Ownership Threshold for Shareholders to Against For ShrHlder
Call Special Meeting
MEETING DATE COMPANY TICKER SECURITY ID
06/14/17 Scientific Games Corporation SGMS 80874P109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ronald O. Perelman For For Mgmt
1.2 Elect Director Kevin M. Sheehan For For Mgmt
1.3 Elect Director Richard M. Haddrill For For Mgmt
1.4 Elect Director M. Gavin Isaacs For For Mgmt
1.5 Elect Director Peter A. Cohen For Withhold Mgmt
1.6 Elect Director Gerald J. Ford For Withhold Mgmt
1.7 Elect Director David L. Kennedy For For Mgmt
1.8 Elect Director Paul M. Meister For For Mgmt
1.9 Elect Director Gabrielle K. McDonald For For Mgmt
1.10 Elect Director Barry F. Schwartz For For Mgmt
1.11 Elect Director Michael J. Regan For Withhold Mgmt
1.12 Elect Director Frances F. Townsend For For Mgmt
1.13 Elect Director Viet D. Dinh For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 Hospitality Properties Trust HPT 44106M102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John L. Harrington For Against Mgmt
1.2 Elect Director Barry M. Portnoy For Against Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5 Amend Bylaws to Opt-Out of Antitakeover Against For ShrHlder
Provision(s) and Require Shareholder Vote to
Opt Back In
6 Adopt Proxy Access Right Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/16/17 Insperity, Inc. NSP 45778Q107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Timothy T. Clifford For For Mgmt
1.2 Elect Director Michelle McKenna-Doyle For For Mgmt
1.3 Elect Director Austin P. Young For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/20/17 Workday, Inc. WDAY 98138H101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Christa Davies For For Mgmt
1.2 Elect Director Michael A. Stankey For For Mgmt
1.3 Elect Director George J. Still, Jr. For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
06/21/17 Trinseo S.A. TSE L9340P101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect K'Lynne Johnson as Director For For Mgmt
1b Elect Jeannot Krecke as Director *Withdrawn Mgmt
Resolution*
1c Elect Donald T. Misheff as Director For Against Mgmt
1d Elect Craig A. Rogerson as Director *Withdrawn Mgmt
Resolution*
2a Elect Philip Martens as Director For For Mgmt
2b Elect Joseph Alvarado as Director For For Mgmt
3 Approve Remuneration of Non-Executive Directors For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Approve Consolidated Financial Statements and For For Mgmt
Statutory Reports
6 Approve Allocation of Income and Dividends For For Mgmt
7 Approve Discharge of Directors and Auditors For For Mgmt
8 Appoint PricewaterhouseCoopers Societe For For Mgmt
Luxembourg as Internal Statutory Auditor
9 Appoint PricewaterhouseCoopers LLP as For For Mgmt
Independent Auditor
10 Authorize Share Repurchase Program For For Mgmt
11 Amend Articles of Association For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/22/17 Avangrid, Inc. AGR 05351W103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ignacio Sanchez Galan For Withhold Mgmt
1.2 Elect Director John E. Baldacci For Withhold Mgmt
1.3 Elect Director Pedro Azagra Blazquez For Withhold Mgmt
1.4 Elect Director Felipe de Jesus Calderon For For Mgmt
Hinojosa
1.5 Elect Director Arnold L. Chase For Withhold Mgmt
1.6 Elect Director Alfredo Elias Ayub For For Mgmt
1.7 Elect Director Carol L. Folt For For Mgmt
1.8 Elect Director John L. Lahey For For Mgmt
1.9 Elect Director Santiago Martinez Garrido For Withhold Mgmt
1.10 Elect Director Juan Carlos Rebollo Liceaga For Withhold Mgmt
1.11 Elect Director Jose Sainz Armada For Withhold Mgmt
1.12 Elect Director Alan D. Solomont For For Mgmt
1.13 Elect Director Elizabeth Timm For For Mgmt
1.14 Elect Director James P. Torgerson For Withhold Mgmt
2 Ratify KPMG US, LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Adopt Majority Voting for Uncontested Election For For Mgmt
of Directors
5 Approve Increase in the Minimum Number of For For Mgmt
Independent Directors on the Board
-57-
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Atlantica Yield plc ABY 003924107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Remuneration Report For Against Mgmt
3 Approve Remuneration Policy For For Mgmt
4 Reappoint Deloitte LLP and Deloitte S.L. as For For Mgmt
Auditors
5 Authorize Board to Fix Remuneration of Auditors For For Mgmt
6 Elect Joaquin Fernandez de Pierola as Director For For Mgmt
7 Elect Maria Jose Esteruelas as Director For Against Mgmt
8 Elect Santiago Seage as Director For For Mgmt
9 Elect Daniel Villalba as Director For For Mgmt
10 Elect Jackson Robinson as Director For For Mgmt
11 Elect Robert Dove as Director For For Mgmt
12 Elect Andrea Brentan as Director For For Mgmt
13 Elect Francisco Jose Martinez as Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 GameStop Corp. GME 36467W109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Daniel A. DeMatteo For For Mgmt
1.2 Elect Director J. Paul Raines For For Mgmt
1.3 Elect Director Jerome L. Davis For For Mgmt
1.4 Elect Director Thomas N. Kelly, Jr. For For Mgmt
1.5 Elect Director Shane S. Kim For For Mgmt
1.6 Elect Director Steven R. Koonin For For Mgmt
1.7 Elect Director Stephanie M. Shern For For Mgmt
1.8 Elect Director Gerald R. Szczepanski For For Mgmt
1.9 Elect Director Kathy P. Vrabeck For For Mgmt
1.10 Elect Director Lawrence S. Zilavy For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Amend Certificate of Incorporation to Allow For For Mgmt
Removal of Directors With or Without Cause by
Majority Vote
MEETING DATE COMPANY TICKER SECURITY ID
06/30/17 Delta Air Lines, Inc. DAL 247361702
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Edward H. Bastian For For Mgmt
1b Elect Director Francis S. Blake For For Mgmt
1c Elect Director Daniel A. Carp For For Mgmt
1d Elect Director David G. DeWalt For For Mgmt
1e Elect Director William H. Easter, III For For Mgmt
1f Elect Director Mickey P. Foret For For Mgmt
1g Elect Director Jeanne P. Jackson For For Mgmt
1h Elect Director George N. Mattson For For Mgmt
1i Elect Director Douglas R. Ralph For For Mgmt
1j Elect Director Sergio A.L. Rial For For Mgmt
1k Elect Director Kathy N. Waller For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/30/17 Virtu Financial, Inc. VIRT 928254101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Douglas A. Cifu For Withhold Mgmt
1.2 Elect Director John F. (Jack) Sandner For Withhold Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
-58-
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FIRST TRUST LOW BETA INCOME ETF
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MEETING DATE COMPANY TICKER SECURITY ID
07/20/16 The Dow Chemical Company DOW 260543103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
3 Advisory Vote on Golden Parachutes For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/25/16 AMERCO UHAL 023586100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Edward J. (Joe) Shoen For Withhold Mgmt
1.2 Elect Director James E. Acridge For For Mgmt
1.3 Elect Director Charles J. Bayer For For Mgmt
1.4 Elect Director John P. Brogan For For Mgmt
1.5 Elect Director John M. Dodds For For Mgmt
1.6 Elect Director James J. Grogan For For Mgmt
1.7 Elect Director Karl A. Schmidt For For Mgmt
1.8 Elect Director Samuel J. Shoen For Withhold Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Mgmt
4 Ratify and Affirm Decisions and Actions Taken For Against ShrHlder
by the Board and Executive Officers for Fiscal
2016
MEETING DATE COMPANY TICKER SECURITY ID
09/12/16 Deckers Outdoor Corporation DECK 243537107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Angel R. Martinez For For Mgmt
1.2 Elect Director John M. Gibbons For For Mgmt
1.3 Elect Director Karyn O. Barsa For For Mgmt
1.4 Elect Director Nelson C. Chan For For Mgmt
1.5 Elect Director Michael F. Devine, III For For Mgmt
1.6 Elect Director John G. Perenchio For For Mgmt
1.7 Elect Director David Powers For For Mgmt
1.8 Elect Director James Quinn For For Mgmt
1.9 Elect Director Lauri M. Shanahan For For Mgmt
1.10 Elect Director Bonita C. Stewart For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
09/16/16 Casey's General Stores, Inc. CASY 147528103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Johnny Danos For Withhold Mgmt
1.2 Elect Director Jeffrey M. Lamberti For Withhold Mgmt
1.3 Elect Director H. Lynn Horak For Withhold Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
09/26/16 Westar Energy, Inc. WR 95709T100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Advisory Vote on Golden Parachutes For Against Mgmt
3 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/01/16 Sprint Corporation S 85207U105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gordon Bethune For Withhold Mgmt
1.2 Elect Director Marcelo Claure For For Mgmt
1.3 Elect Director Ronald Fisher For Withhold Mgmt
1.4 Elect Director Julius Genachowski For For Mgmt
1.5 Elect Director Michael Mullen For Withhold Mgmt
1.6 Elect Director Masayoshi Son For For Mgmt
1.7 Elect Director Sara Martinez Tucker For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/16/16 Brinker International, Inc. EAT 109641100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Elaine L. Boltz For For Mgmt
1b Elect Director Joseph M. DePinto For For Mgmt
1c Elect Director Harriet Edelman For For Mgmt
1d Elect Director Michael A. George For For Mgmt
1e Elect Director William T. Giles For For Mgmt
1f Elect Director Gerardo I. Lopez For For Mgmt
1g Elect Director George R. Mrkonic For For Mgmt
1h Elect Director Jose Luis Prado For For Mgmt
1i Elect Director Wyman T. Roberts For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
11/16/16 Oracle Corporation ORCL 68389X105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jeffrey S. Berg For Withhold Mgmt
1.2 Elect Director H. Raymond Bingham For Withhold Mgmt
1.3 Elect Director Michael J. Boskin For Withhold Mgmt
1.4 Elect Director Safra A. Catz For For Mgmt
1.5 Elect Director Bruce R. Chizen For Withhold Mgmt
1.6 Elect Director George H. Conrades For Withhold Mgmt
1.7 Elect Director Lawrence J. Ellison For For Mgmt
1.8 Elect Director Hector Garcia-Molina For For Mgmt
1.9 Elect Director Jeffrey O. Henley For For Mgmt
1.10 Elect Director Mark V. Hurd For For Mgmt
1.11 Elect Director Renee J. James For For Mgmt
1.12 Elect Director Leon E. Panetta For Withhold Mgmt
1.13 Elect Director Naomi O. Seligman For Withhold Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
4 Report on Lobbying Payments and Policy Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
11/17/16 Cracker Barrel Old Country Store, Inc. CBRL 22410J106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James W. Bradford For For Mgmt
1.2 Elect Director Thomas H. Barr For For Mgmt
1.3 Elect Director Sandra B. Cochran For For Mgmt
1.4 Elect Director Glenn A. Davenport For For Mgmt
1.5 Elect Director Richard J. Dobkin For For Mgmt
1.6 Elect Director Norman E. Johnson For For Mgmt
1.7 Elect Director William W. McCarten For For Mgmt
1.8 Elect Director Coleman H. Peterson For For Mgmt
1.9 Elect Director Andrea M. Weiss For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/28/16 AmSurg Corp. AMSG 03232P405
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Advisory Vote on Golden Parachutes For For Mgmt
3 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/09/16 AGNC Investment Corp. AGNC 00123Q104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/09/16 Thor Industries, Inc. THO 885160101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Peter B. Orthwein For For Mgmt
1.2 Elect Director Robert W. Martin For For Mgmt
1.3 Elect Director James L. Ziemer For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/12/16 Cisco Systems, Inc. CSCO 17275R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Carol A. Bartz For For Mgmt
1b Elect Director M. Michele Burns For For Mgmt
1c Elect Director Michael D. Capellas For For Mgmt
1d Elect Director John T. Chambers For For Mgmt
1e Elect Director Amy L. Chang For For Mgmt
1f Elect Director John L. Hennessy For For Mgmt
1g Elect Director Kristina M. Johnson For For Mgmt
1h Elect Director Roderick C. McGeary For For Mgmt
1i Elect Director Charles H. Robbins For For Mgmt
1j Elect Director Arun Sarin For For Mgmt
1k Elect Director Steven M. West For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
4 Report on Lobbying Payments and Policy Against For ShrHlder
5 Report on Arab and non-Arab Employees using Against Against ShrHlder
EEO-1 Categories
6 Establish Board Committee on Operations in Against Against ShrHlder
Israeli Settlements
-59-
MEETING DATE COMPANY TICKER SECURITY ID
12/13/16 Smith & Wesson Holding Corporation SWHC 831756101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Change Company Name to American Outdoor Brands For For Mgmt
Corporation
MEETING DATE COMPANY TICKER SECURITY ID
01/10/17 UniFirst Corporation UNF 904708104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ronald D. Croatti For Withhold Mgmt
1.2 Elect Director Thomas S. Postek For Withhold Mgmt
1.3 Elect Director Raymond C. Zemlin For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/11/17 Commercial Metals Company CMC 201723103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Vicki L. Avril For For Mgmt
1B Elect Director Robert L. Guido For For Mgmt
1C Elect Director Sarah E. Raiss For For Mgmt
1D Elect Director J. David Smith For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
01/26/17 Post Holdings, Inc. POST 737446104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert E. Grote For For Mgmt
1.2 Elect Director David W. Kemper For For Mgmt
1.3 Elect Director Robert V. Vitale For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Report on the Risks Associated with Use of Against For ShrHlder
Caged Chickens in Supply Chain
5 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
02/09/17 Sanderson Farms, Inc. SAFM 800013104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Lampkin Butts For For Mgmt
1.2 Elect Director Beverly Hogan For For Mgmt
1.3 Elect Director Phil K. Livingston For For Mgmt
1.4 Elect Director Joe F. Sanderson, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
4 Adopt a Policy to Phase Out Use of Medically Against For ShrHlder
Important Antibiotics For Growth Promotion and
Disease Prevention
MEETING DATE COMPANY TICKER SECURITY ID
02/28/17 Apple Inc. AAPL 037833100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James Bell For For Mgmt
1.2 Elect Director Tim Cook For For Mgmt
1.3 Elect Director Al Gore For For Mgmt
1.4 Elect Director Bob Iger For For Mgmt
1.5 Elect Director Andrea Jung For For Mgmt
1.6 Elect Director Art Levinson For For Mgmt
1.7 Elect Director Ron Sugar For For Mgmt
1.8 Elect Director Sue Wagner For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Disclose Charitable Contributions Against Against ShrHlder
6 Adopt Policy to Increase Diversity of Senior Against Against ShrHlder
Management and Board of Directors
7 Proxy Access Amendments Against For ShrHlder
8 Engage Outside Independent Experts for Against Against ShrHlder
Compensation Reforms
9 Adopt Share Retention Policy For Senior Against For ShrHlder
Executives
MEETING DATE COMPANY TICKER SECURITY ID
03/07/17 QUALCOMM Incorporated QCOM 747525103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Barbara T. Alexander For For Mgmt
1b Elect Director Jeffrey W. Henderson For For Mgmt
1c Elect Director Thomas W. Horton For For Mgmt
1d Elect Director Paul E. Jacobs For For Mgmt
1e Elect Director Ann M. Livermore For For Mgmt
1f Elect Director Harish Manwani For For Mgmt
1g Elect Director Mark D. McLaughlin For For Mgmt
1h Elect Director Steve Mollenkopf For For Mgmt
1i Elect Director Clark T. "Sandy" Randt, Jr. For For Mgmt
1j Elect Director Francisco Ros For For Mgmt
1k Elect Director Anthony J. Vinciquerra For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Proxy Access Amendments Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 Sonoco Products Company SON 835495102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Harry A. Cockrell For For Mgmt
1.2 Elect Director Blythe J. McGarvie For For Mgmt
1.3 Elect Director James M. Micali For For Mgmt
1.4 Elect Director Sundaram Nagarajan For For Mgmt
1.5 Elect Director Marc D. Oken For For Mgmt
2 Ratify PricewaterhouseCoopers, LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Declassify the Board of Directors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 The New York Times Company NYT 650111107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Joichi Ito For For Mgmt
1.2 Elect Director James A. Kohlberg For For Mgmt
1.3 Elect Director Brian P. McAndrews For For Mgmt
1.4 Elect Director Doreen A. Toben For For Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 AGNC Investment Corp. AGNC 00123Q104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gary D. Kain For For Mgmt
1.2 Elect Director Morris A. Davis For For Mgmt
1.3 Elect Director Larry K. Harvey For For Mgmt
1.4 Elect Director Prue B. Larocca For For Mgmt
1.5 Elect Director Paul E. Mullings For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Texas Instruments Incorporated TXN 882508104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ralph W. Babb, Jr. For For Mgmt
1b Elect Director Mark A. Blinn For For Mgmt
1c Elect Director Todd M. Bluedorn For For Mgmt
1d Elect Director Daniel A. Carp For For Mgmt
1e Elect Director Janet F. Clark For For Mgmt
1f Elect Director Carrie S. Cox For For Mgmt
1g Elect Director Jean M. Hobby For For Mgmt
1h Elect Director Ronald Kirk For For Mgmt
1i Elect Director Pamela H. Patsley For For Mgmt
1j Elect Director Robert E. Sanchez For For Mgmt
1k Elect Director Wayne R. Sanders For For Mgmt
1l Elect Director Richard K. Templeton For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
-60-
MEETING DATE COMPANY TICKER SECURITY ID
04/21/17 Tronox Limited TROX 897051207
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Thomas Casey For For Mgmt
1b Elect Director Andrew P. Hines For For Mgmt
1c Elect Director Wayne A. Hinman For For Mgmt
1d Elect Director Peter Johnston For For Mgmt
1e Elect Director Ilan Kaufthal For For Mgmt
1f Elect Director Jeffry N. Quinn For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
04/24/17 Crane Co. CR 224399105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Declassify the Board of Directors For For Mgmt
2.1 Elect Director E. Thayer Bigelow For For Mgmt
2.2 Elect Director Philip R. Lochner, Jr. For For Mgmt
2.3 Elect Director Max H. Mitchell For For Mgmt
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Citigroup Inc. C 172967424
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Michael L. Corbat For For Mgmt
1b Elect Director Ellen M. Costello For For Mgmt
1c Elect Director Duncan P. Hennes For For Mgmt
1d Elect Director Peter B. Henry For For Mgmt
1e Elect Director Franz B. Humer For For Mgmt
1f Elect Director Renee J. James For For Mgmt
1g Elect Director Eugene M. McQuade For For Mgmt
1h Elect Director Michael E. O'Neill For For Mgmt
1i Elect Director Gary M. Reiner For For Mgmt
1j Elect Director Anthony M. Santomero For For Mgmt
1k Elect Director Diana L. Taylor For For Mgmt
1l Elect Director William S. Thompson, Jr. For For Mgmt
1m Elect Director James S. Turley For For Mgmt
1n Elect Director Deborah C. Wright For For Mgmt
1o Elect Director Ernesto Zedillo Ponce de Leon For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Demonstrate No Gender Pay Gap Against Against ShrHlder
6 Appoint a Stockholder Value Committee Against Against ShrHlder
7 Report on Lobbying Payments and Policy Against For ShrHlder
8 Claw-back of Payments under Restatements Against Against ShrHlder
9 Limit/Prohibit Accelerated Vesting of Awards Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Stepan Company SCL 858586100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Joaquin Delgado For For Mgmt
1.2 Elect Director F. Quinn Stepan, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Convergys Corporation CVG 212485106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Andrea J. Ayers For For Mgmt
1.2 Elect Director Cheryl K. Beebe For For Mgmt
1.3 Elect Director Richard R. Devenuti For For Mgmt
1.4 Elect Director Jeffrey H. Fox For For Mgmt
1.5 Elect Director Joseph E. Gibbs For For Mgmt
1.6 Elect Director Joan E. Herman For For Mgmt
1.7 Elect Director Thomas L. Monahan, III For For Mgmt
1.8 Elect Director Ronald L. Nelson For For Mgmt
1.9 Elect Director Richard F. Wallman For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Spirit AeroSystems Holdings, Inc. SPR 848574109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Charles L. Chadwell For For Mgmt
1.2 Elect Director Irene M. Esteves For For Mgmt
1.3 Elect Director Paul Fulchino For For Mgmt
1.4 Elect Director Thomas C. Gentile, III For For Mgmt
1.5 Elect Director Richard Gephardt For For Mgmt
1.6 Elect Director Robert Johnson For For Mgmt
1.7 Elect Director Ronald T. Kadish For For Mgmt
1.8 Elect Director John L. Plueger For For Mgmt
1.9 Elect Director Francis Raborn For For Mgmt
2 Eliminate Class of Common Stock For For Mgmt
3 Approve Qualified Employee Stock Purchase Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Johnson & Johnson JNJ 478160104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Mary C. Beckerle For For Mgmt
1b Elect Director D. Scott Davis For For Mgmt
1c Elect Director Ian E. L. Davis For For Mgmt
1d Elect Director Alex Gorsky For For Mgmt
1e Elect Director Mark B. McClellan For For Mgmt
1f Elect Director Anne M. Mulcahy For For Mgmt
1g Elect Director William D. Perez For For Mgmt
1h Elect Director Charles Prince For For Mgmt
1i Elect Director A. Eugene Washington For For Mgmt
1j Elect Director Ronald A. Williams For For Mgmt
2 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
6 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Pfizer Inc. PFE 717081103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Dennis A. Ausiello For For Mgmt
1.2 Elect Director Ronald E. Blaylock For For Mgmt
1.3 Elect Director W. Don Cornwell For For Mgmt
1.4 Elect Director Joseph J. Echevarria For For Mgmt
1.5 Elect Director Frances D. Fergusson For For Mgmt
1.6 Elect Director Helen H. Hobbs For For Mgmt
1.7 Elect Director James M. Kilts For For Mgmt
1.8 Elect Director Shantanu Narayen For For Mgmt
1.9 Elect Director Suzanne Nora Johnson For For Mgmt
1.10 Elect Director Ian C. Read For For Mgmt
1.11 Elect Director Stephen W. Sanger For For Mgmt
1.12 Elect Director James C. Smith For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Adopt Holy Land Principles Against Against ShrHlder
6 Amend Bylaws - Call Special Meetings Against For ShrHlder
7 Require Independent Board Chairman Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Vector Group Ltd. VGR 92240M108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Bennett S. LeBow For For Mgmt
1.2 Elect Director Howard M. Lorber For For Mgmt
1.3 Elect Director Ronald J. Bernstein For For Mgmt
1.4 Elect Director Stanley S. Arkin For For Mgmt
1.5 Elect Director Henry C. Beinstein For For Mgmt
1.6 Elect Director Jeffrey S. Podell For For Mgmt
1.7 Elect Director Jean E. Sharpe For For Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Participate in Mediation of Alleged Human Against Against ShrHlder
Rights Violation
-61-
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Waddell & Reed Financial, Inc. WDR 930059100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Sharilyn S. Gasaway For For Mgmt
1.2 Elect Director Alan W. Kosloff For For Mgmt
1.3 Elect Director Jerry W. Walton For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Xperi Corporation XPER 98421B100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard S. Hill For For Mgmt
1.2 Elect Director Christopher A. Seams For For Mgmt
1.3 Elect Director George A. Riedel For For Mgmt
1.4 Elect Director John Chenault For For Mgmt
1.5 Elect Director Thomas Lacey For For Mgmt
1.6 Elect Director Tudor Brown For For Mgmt
1.7 Elect Director David C. Habiger For Against Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Amend Nonqualified Employee Stock Purchase Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 Noble Corporation plc NE H5833N103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Re-elect Director Ashley Almanza For For Mgmt
2 Re-elect Director Michael A. Cawley For For Mgmt
3 Re-elect Director Julie H. Edwards For For Mgmt
4 Re-elect Director Gordon T. Hall For For Mgmt
5 Re-elect Director Scott D. Josey For For Mgmt
6 Re-elect Director Jon A. Marshall For For Mgmt
7 Re-elect Director Mary P. Ricciardello For For Mgmt
8 Re-elect Director David W. Williams For For Mgmt
9 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
10 Ratify PricewaterhouseCoopers LLP as Statutory For For Mgmt
Auditors
11 Authorize Audit Committee to Fix Remuneration For For Mgmt
of Statutory Auditors
12 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
14 Advisory Vote to Ratify Directors' Compensation For Against Mgmt
Report
15 Approve Remuneration Policy For Against Mgmt
16 Amend Omnibus Stock Plan For For Mgmt
17 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 Pilgrim's Pride Corporation PPC 72147K108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gilberto Tomazoni For Withhold Mgmt
1.2 Elect Director Joesley Mendonca Batista For Withhold Mgmt
1.3 Elect Director Wesley Mendonca Batista For Withhold Mgmt
1.4 Elect Director William W. Lovette For Withhold Mgmt
1.5 Elect Director Andre Nogueira de Souza For Withhold Mgmt
1.6 Elect Director Wallim Cruz De Vasconcellos For For Mgmt
Junior
2.1 Elect Director David E. Bell For For Mgmt
2.2 Elect Director Michael L. Cooper For For Mgmt
2.3 Elect Director Charles Macaluso For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify KPMG LLP as Auditors For For Mgmt
6 Implement a Water Quality Stewardship Policy None For ShrHlder
7 Report on Steps Taken to Increase Board None For ShrHlder
Diversity
8 Require Independent Board Chairman None For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 The Goldman Sachs Group, Inc. GS 38141G104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Lloyd C. Blankfein For For Mgmt
1b Elect Director M. Michele Burns For For Mgmt
1c Elect Director Mark A. Flaherty For For Mgmt
1d Elect Director William W. George For For Mgmt
1e Elect Director James A. Johnson For For Mgmt
1f Elect Director Ellen J. Kullman For For Mgmt
1g Elect Director Lakshmi N. Mittal For For Mgmt
1h Elect Director Adebayo O. Ogunlesi For For Mgmt
1i Elect Director Peter Oppenheimer For For Mgmt
1j Elect Director David A. Viniar For For Mgmt
1k Elect Director Mark O. Winkelman For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/01/17 American Express Company AXP 025816109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Charlene Barshefsky For For Mgmt
1b Elect Director John J. Brennan For For Mgmt
1c Elect Director Ursula M. Burns For For Mgmt
1d Elect Director Kenneth I. Chenault For For Mgmt
1e Elect Director Peter Chernin For For Mgmt
1f Elect Director Ralph de la Vega For For Mgmt
1g Elect Director Anne L. Lauvergeon For For Mgmt
1h Elect Director Michael O. Leavitt For For Mgmt
1i Elect Director Theodore J. Leonsis For For Mgmt
1j Elect Director Richard C. Levin For For Mgmt
1k Elect Director Samuel J. Palmisano For For Mgmt
1l Elect Director Daniel L. Vasella For For Mgmt
1m Elect Director Robert D. Walter For For Mgmt
1n Elect Director Ronald A. Williams For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Provide Right to Act by Written Consent Against For ShrHlder
6 Report on Gender Pay Gap Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/01/17 The Boeing Company BA 097023105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robert A. Bradway For For Mgmt
1b Elect Director David L. Calhoun For For Mgmt
1c Elect Director Arthur D. Collins, Jr. For For Mgmt
1d Elect Director Kenneth M. Duberstein For For Mgmt
1e Elect Director Edmund P. Giambastiani, Jr. For For Mgmt
1f Elect Director Lynn J. Good For For Mgmt
1g Elect Director Lawrence W. Kellner For For Mgmt
1h Elect Director Edward M. Liddy For For Mgmt
1i Elect Director Dennis A. Muilenburg For For Mgmt
1j Elect Director Susan C. Schwab For For Mgmt
1k Elect Director Randall L. Stephenson For For Mgmt
1l Elect Director Ronald A. Williams For For Mgmt
1m Elect Director Mike S. Zafirovski For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Reduce Ownership Threshold for Shareholders to Against For ShrHlder
Call Special Meeting
7 Report on Weapon Sales to Israel Against Against ShrHlder
8 Adopt Holy Land Principles Against Against ShrHlder
-62-
MEETING DATE COMPANY TICKER SECURITY ID
05/01/17 Trinity Industries, Inc. TRN 896522109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John L. Adams For For Mgmt
1.2 Elect Director Rhys J. Best For For Mgmt
1.3 Elect Director David W. Biegler For For Mgmt
1.4 Elect Director Antonio Carrillo For For Mgmt
1.5 Elect Director Leldon E. Echols For For Mgmt
1.6 Elect Director Ronald J. Gafford For For Mgmt
1.7 Elect Director Adrian Lajous For For Mgmt
1.8 Elect Director Charles W. Matthews For For Mgmt
1.9 Elect Director Douglas L. Rock For For Mgmt
1.10 Elect Director Dunia A. Shive For For Mgmt
1.11 Elect Director Timothy R. Wallace For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/02/17 Deluxe Corporation DLX 248019101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ronald C. Baldwin For For Mgmt
1.2 Elect Director Cheryl E. Mayberry McKissack For For Mgmt
1.3 Elect Director Don J. McGrath For For Mgmt
1.4 Elect Director Neil J. Metviner For For Mgmt
1.5 Elect Director Stephen P. Nachtsheim For For Mgmt
1.6 Elect Director Thomas J. Reddin For For Mgmt
1.7 Elect Director Martyn R. Redgrave For For Mgmt
1.8 Elect Director Lee J. Schram For For Mgmt
1.9 Elect Director John L. Stauch For For Mgmt
1.10 Elect Director Victoria A. Treyger For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/02/17 ManpowerGroup Inc. MAN 56418H100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Gina R. Boswell For For Mgmt
1B Elect Director Cari M. Dominguez For For Mgmt
1C Elect Director William Downe For For Mgmt
1D Elect Director John F. Ferraro For For Mgmt
1E Elect Director Patricia Hemingway Hall For For Mgmt
1F Elect Director Julie M. Howard For For Mgmt
1G Elect Director Roberto Mendoza For For Mgmt
1H Elect Director Ulice Payne, Jr. For For Mgmt
1I Elect Director Jonas Prising For For Mgmt
1J Elect Director Paul Read For For Mgmt
1K Elect Director Elizabeth P. Sartain For For Mgmt
1L Elect Director John R. Walter For For Mgmt
1M Elect Director Edward J. Zore For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Huntington Ingalls Industries, Inc. HII 446413106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Augustus L. Collins For For Mgmt
1.2 Elect Director Kirkland H. Donald For For Mgmt
1.3 Elect Director Thomas B. Fargo For For Mgmt
1.4 Elect Director Victoria D. Harker For For Mgmt
1.5 Elect Director Anastasia D. Kelly For For Mgmt
1.6 Elect Director Thomas C. Schievelbein For For Mgmt
1.7 Elect Director John K. Welch For For Mgmt
1.8 Elect Director Stephen R. Wilson For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Amend Bundled Compensation Plans For For Mgmt
5 Amend Proxy Access Right Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Colony NorthStar, Inc. CLNS 19625W104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas J. Barrack, Jr. For For Mgmt
1.2 Elect Director David T. Hamamoto For For Mgmt
1.3 Elect Director Douglas Crocker, II For For Mgmt
1.4 Elect Director Nancy A. Curtin For For Mgmt
1.5 Elect Director Jon A. Fosheim For For Mgmt
1.6 Elect Director Justin E. Metz For For Mgmt
1.7 Elect Director George G. C. Parker For For Mgmt
1.8 Elect Director Charles W. Schoenherr For For Mgmt
1.9 Elect Director John A. Somers For For Mgmt
1.10 Elect Director John L. Steffens For For Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 NVR, Inc. NVR 62944T105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director C. E. Andrews For For Mgmt
1.2 Elect Director Timothy M. Donahue For For Mgmt
1.3 Elect Director Thomas D. Eckert For For Mgmt
1.4 Elect Director Alfred E. Festa For For Mgmt
1.5 Elect Director Ed Grier For For Mgmt
1.6 Elect Director Manuel H. Johnson For For Mgmt
1.7 Elect Director Mel Martinez For For Mgmt
1.8 Elect Director William A. Moran For For Mgmt
1.9 Elect Director David A. Preiser For For Mgmt
1.10 Elect Director W. Grady Rosier For For Mgmt
1.11 Elect Director Susan Williamson Ross For For Mgmt
1.12 Elect Director Dwight C. Schar For For Mgmt
1.13 Elect Director Paul W. Whetsell For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Southwest Gas Holdings, Inc. SWX 844895102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert L. Boughner For For Mgmt
1.2 Elect Director Jose A. Cardenas For For Mgmt
1.3 Elect Director Thomas E. Chestnut For For Mgmt
1.4 Elect Director Stephen C. Comer For For Mgmt
1.5 Elect Director LeRoy C. Hanneman, Jr. For For Mgmt
1.6 Elect Director John P. Hester For For Mgmt
1.7 Elect Director Anne L. Mariucci For For Mgmt
1.8 Elect Director Michael J. Melarkey For For Mgmt
1.9 Elect Director A. Randall Thoman For For Mgmt
1.10 Elect Director Thomas A. Thomas For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 United Parcel Service, Inc. UPS 911312106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David P. Abney For For Mgmt
1b Elect Director Rodney C. Adkins For For Mgmt
1c Elect Director Michael J. Burns For For Mgmt
1d Elect Director William R. Johnson For For Mgmt
1e Elect Director Candace Kendle For For Mgmt
1f Elect Director Ann M. Livermore For For Mgmt
1g Elect Director Rudy H.P. Markham For For Mgmt
1h Elect Director Franck J. Moison For For Mgmt
1i Elect Director Clark "Sandy" T. Randt, Jr. For For Mgmt
1j Elect Director John T. Stankey For For Mgmt
1k Elect Director Carol B. Tome For For Mgmt
1l Elect Director Kevin M. Warsh For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Approve Recapitalization Plan for all Stock to Against For ShrHlder
Have One-vote per Share
7 Adopt Holy Land Principles Against Against ShrHlder
-63-
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 Cooper Tire & Rubber Company CTB 216831107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas P. Capo For For Mgmt
1.2 Elect Director Steven M. Chapman For For Mgmt
1.3 Elect Director Susan F. Davis For For Mgmt
1.4 Elect Director John J. Holland For For Mgmt
1.5 Elect Director Bradley E. Hughes For For Mgmt
1.6 Elect Director Gary S. Michel For For Mgmt
1.7 Elect Director John H. Shuey For For Mgmt
1.8 Elect Director Robert D. Welding For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 GATX Corporation GATX 361448103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Diane M. Aigotti For For Mgmt
1.2 Elect Director Anne L. Arvia For For Mgmt
1.3 Elect Director Ernst A. Haberli For For Mgmt
1.4 Elect Director Brian A. Kenney For For Mgmt
1.5 Elect Director James B. Ream For For Mgmt
1.6 Elect Director Robert J. Ritchie For For Mgmt
1.7 Elect Director David S. Sutherland For For Mgmt
1.8 Elect Director Casey J. Sylla For For Mgmt
1.9 Elect Director Stephen R. Wilson For For Mgmt
1.10 Elect Director Paul G. Yovovich For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 Hawaiian Electric Industries, Inc. HE 419870100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Peggy Y. Fowler For For Mgmt
1.2 Elect Director Keith P. Russell For For Mgmt
1.3 Elect Director Barry K. Taniguchi For For Mgmt
1.4 Elect Director Richard J. Dahl For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 CIT Group Inc. CIT 125581801
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ellen R. Alemany For For Mgmt
1b Elect Director Michael L. Brosnan For For Mgmt
1c Elect Director Michael A. Carpenter For For Mgmt
1d Elect Director Dorene C. Dominguez For For Mgmt
1e Elect Director Alan Frank For For Mgmt
1f Elect Director William M. Freeman For For Mgmt
1g Elect Director R. Brad Oates For For Mgmt
1h Elect Director Marianne Miller Parrs For For Mgmt
1i Elect Director Gerald Rosenfeld For For Mgmt
1j Elect Director John R. Ryan For For Mgmt
1k Elect Director Sheila A. Stamps For For Mgmt
1l Elect Director Laura S. Unger For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 CONSOL Energy Inc. CNX 20854P109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Alvin R. Carpenter For For Mgmt
1.2 Elect Director J. Palmer Clarkson For For Mgmt
1.3 Elect Director William E. Davis For For Mgmt
1.4 Elect Director Nicholas J. DeIuliis For For Mgmt
1.5 Elect Director Maureen E. Lally-Green For For Mgmt
1.6 Elect Director Bernard Lanigan, Jr. For For Mgmt
1.7 Elect Director John T. Mills For For Mgmt
1.8 Elect Director Joseph P. Platt For For Mgmt
1.9 Elect Director William P. Powell For For Mgmt
1.10 Elect Director Edwin S. Roberson For For Mgmt
1.11 Elect Director William N. Thorndike, Jr. For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Report on Political Contributions and Against For ShrHlder
Expenditures
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 CVS Health Corporation CVS 126650100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Richard M. Bracken For For Mgmt
1b Elect Director C. David Brown, II For For Mgmt
1c Elect Director Alecia A. DeCoudreaux For For Mgmt
1d Elect Director Nancy-Ann M. DeParle For For Mgmt
1e Elect Director David W. Dorman For For Mgmt
1f Elect Director Anne M. Finucane For Against Mgmt
1g Elect Director Larry J. Merlo For For Mgmt
1h Elect Director Jean-Pierre Millon For For Mgmt
1i Elect Director Mary L. Schapiro For For Mgmt
1j Elect Director Richard J. Swift For For Mgmt
1k Elect Director William C. Weldon For For Mgmt
1l Elect Director Tony L. White For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Reduce Ownership Threshold for Shareholders to Against For ShrHlder
Call Special Meeting
7 Report on Pay Disparity Against Against ShrHlder
8 Adopt Quantitative Renewable Energy Goals Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Gilead Sciences, Inc. GILD 375558103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director John F. Cogan For For Mgmt
1b Elect Director Kelly A. Kramer For For Mgmt
1c Elect Director Kevin E. Lofton For For Mgmt
1d Elect Director John C. Martin For For Mgmt
1e Elect Director John F. Milligan For For Mgmt
1f Elect Director Nicholas G. Moore For For Mgmt
1g Elect Director Richard J. Whitley For For Mgmt
1h Elect Director Gayle E. Wilson For For Mgmt
1i Elect Director Per Wold-Olsen For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Provide Right to Act by Written Consent Against For ShrHlder
7 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Hawaiian Holdings, Inc. HA 419879101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Donald J. Carty For For Mgmt
1.2 Elect Director Mark B. Dunkerley For For Mgmt
1.3 Elect Director Earl E. Fry For For Mgmt
1.4 Elect Director Lawrence S. Hershfield For For Mgmt
1.5 Elect Director Randall L. Jenson For For Mgmt
1.6 Elect Director Crystal K. Rose For For Mgmt
1.7 Elect Director Richard N. Zwern For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
A Please vote FOR if Stock is Owned of Record or None For Mgmt
Beneficially by a U.S. Stockholder, Or vote
AGAINST if Such Stock is Owned of Record or
Beneficially by a Non-U.S. Stockholder
-64-
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 XPO Logistics, Inc. XPO 983793100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Bradley S. Jacobs For For Mgmt
1.2 Elect Director Gena L. Ashe For For Mgmt
1.3 Elect Director Louis DeJoy For For Mgmt
1.4 Elect Director Michael G. Jesselson For For Mgmt
1.5 Elect Director Adrian P. Kingshott For For Mgmt
1.6 Elect Director Jason D. Papastavrou For For Mgmt
1.7 Elect Director Oren G. Shaffer For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Report on Annual Sustainability Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Avista Corporation AVA 05379B107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Erik J. Anderson For For Mgmt
1b Elect Director Kristianne Blake For For Mgmt
1c Elect Director Donald C. Burke For For Mgmt
1d Elect Director Rebecca A. Klein For For Mgmt
1e Elect Director Scott H. Maw For For Mgmt
1f Elect Director Scott L. Morris For For Mgmt
1g Elect Director Marc F. Racicot For For Mgmt
1h Elect Director Heidi B. Stanley For For Mgmt
1i Elect Director R. John Taylor For For Mgmt
1j Elect Director Janet D. Widmann For For Mgmt
2 Reduce Supermajority Vote Requirement for For For Mgmt
Specified Matters
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Express Scripts Holding Company ESRX 30219G108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Maura C. Breen For For Mgmt
1b Elect Director William J. DeLaney For For Mgmt
1c Elect Director Elder Granger For For Mgmt
1d Elect Director Nicholas J. LaHowchic For For Mgmt
1e Elect Director Thomas P. Mac Mahon For For Mgmt
1f Elect Director Frank Mergenthaler For For Mgmt
1g Elect Director Woodrow A. Myers, Jr. For For Mgmt
1h Elect Director Roderick A. Palmore For For Mgmt
1i Elect Director George Paz For For Mgmt
1j Elect Director William L. Roper For For Mgmt
1k Elect Director Seymour Sternberg For For Mgmt
1l Elect Director Timothy Wentworth For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Independent Board Chairman Against For ShrHlder
6 Report on Gender Pay Gap Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Owens-Illinois, Inc. OI 690768403
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gary F. Colter For For Mgmt
1.2 Elect Director Joseph J. DeAngelo For For Mgmt
1.3 Elect Director Gordon J. Hardie For For Mgmt
1.4 Elect Director Peter S. Hellman For For Mgmt
1.5 Elect Director Anastasia D. Kelly For For Mgmt
1.6 Elect Director Andres A. Lopez For For Mgmt
1.7 Elect Director John J. McMackin, Jr. For For Mgmt
1.8 Elect Director Alan J. Murray For For Mgmt
1.9 Elect Director Hari N. Nair For For Mgmt
1.10 Elect Director Hugh H. Roberts For For Mgmt
1.11 Elect Director Carol A. Williams For For Mgmt
1.12 Elect Director Dennis K. Williams For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 The Dow Chemical Company DOW 260543103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ajay Banga For For Mgmt
1b Elect Director Jacqueline K. Barton For For Mgmt
1c Elect Director James A. Bell For For Mgmt
1d Elect Director Richard K. Davis For For Mgmt
1e Elect Director Jeff M. Fettig For For Mgmt
1f Elect Director Andrew N. Liveris For For Mgmt
1g Elect Director Mark Loughridge For For Mgmt
1h Elect Director Raymond J. Milchovich For For Mgmt
1i Elect Director Robert S. (Steve) Miller For For Mgmt
1j Elect Director Paul Polman For For Mgmt
1k Elect Director Dennis H. Reilley For For Mgmt
1l Elect Director James M. Ringler For For Mgmt
1m Elect Director Ruth G. Shaw For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Union Pacific Corporation UNP 907818108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Andrew H. Card, Jr. For For Mgmt
1b Elect Director Erroll B. Davis, Jr. For For Mgmt
1c Elect Director David B. Dillon For For Mgmt
1d Elect Director Lance M. Fritz For For Mgmt
1e Elect Director Deborah C. Hopkins For For Mgmt
1f Elect Director Jane H. Lute For For Mgmt
1g Elect Director Michael R. McCarthy For For Mgmt
1h Elect Director Michael W. McConnell For For Mgmt
1i Elect Director Thomas F. McLarty, III For For Mgmt
1j Elect Director Steven R. Rogel For For Mgmt
1k Elect Director Jose H. Villarreal For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 ConocoPhillips COP 20825C104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Richard L. Armitage For For Mgmt
1b Elect Director Richard H. Auchinleck For For Mgmt
1c Elect Director Charles E. Bunch For For Mgmt
1d Elect Director John V. Faraci For For Mgmt
1e Elect Director Jody L. Freeman For For Mgmt
1f Elect Director Gay Huey Evans For For Mgmt
1g Elect Director Ryan M. Lance For For Mgmt
1h Elect Director Arjun N. Murti For For Mgmt
1i Elect Director Robert A. Niblock For For Mgmt
1j Elect Director Harald J. Norvik For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Report on Executive Compensation Incentives Against Against ShrHlder
Aligned with Low Carbon Scenarios
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 JPMorgan Chase & Co. JPM 46625H100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Linda B. Bammann For For Mgmt
1b Elect Director James A. Bell For For Mgmt
1c Elect Director Crandall C. Bowles For For Mgmt
1d Elect Director Stephen B. Burke For For Mgmt
1e Elect Director Todd A. Combs For For Mgmt
1f Elect Director James S. Crown For For Mgmt
1g Elect Director James Dimon For For Mgmt
1h Elect Director Timothy P. Flynn For For Mgmt
1i Elect Director Laban P. Jackson, Jr. For For Mgmt
1j Elect Director Michael A. Neal For For Mgmt
1k Elect Director Lee R. Raymond For For Mgmt
1l Elect Director William C. Weldon For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Independent Board Chairman Against For ShrHlder
6 Prohibit Accelerated Vesting of Awards to Against For ShrHlder
Pursue Government Service
7 Clawback Amendment Against Against ShrHlder
8 Report on Gender Pay Gap Against Against ShrHlder
9 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
10 Reduce Ownership Threshold for Shareholders to Against For ShrHlder
Call a Special Meeting
-65-
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 The Hanover Insurance Group, Inc. THG 410867105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael P. Angelini For For Mgmt
1.2 Elect Director Jane D. Carlin For For Mgmt
1.3 Elect Director Daniel T. Henry For For Mgmt
1.4 Elect Director Wendell J. Knox For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 Vectren Corporation VVC 92240G101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Carl L. Chapman For For Mgmt
1.2 Elect Director James H. DeGraffenreidt, Jr. For For Mgmt
1.3 Elect Director John D. Engelbrecht For For Mgmt
1.4 Elect Director Anton H. George For For Mgmt
1.5 Elect Director Robert G. Jones For For Mgmt
1.6 Elect Director Patrick K. Mullen For For Mgmt
1.7 Elect Director R. Daniel Sadlier For For Mgmt
1.8 Elect Director Michael L. Smith For For Mgmt
1.9 Elect Director Teresa J. Tanner For For Mgmt
1.10 Elect Director Jean L. Wojtowicz For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Macquarie Infrastructure Corporation MIC 55608B105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Norman H. Brown, Jr. For For Mgmt
1b Elect Director George W. Carmany, III For For Mgmt
1c Elect Director Ronald Kirk For For Mgmt
1d Elect Director H.E. (Jack) Lentz For For Mgmt
1e Elect Director Ouma Sananikone For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Reliance Steel & Aluminum Co. RS 759509102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Sarah J. Anderson For For Mgmt
1b Elect Director Karen W. Colonias For For Mgmt
1c Elect Director John G. Figueroa For For Mgmt
1d Elect Director Thomas W. Gimbel For For Mgmt
1e Elect Director David H. Hannah For For Mgmt
1f Elect Director Douglas M. Hayes For For Mgmt
1g Elect Director Mark V. Kaminski For For Mgmt
1h Elect Director Robert A. McEvoy For For Mgmt
1i Elect Director Gregg J. Mollins For For Mgmt
1j Elect Director Andrew G. Sharkey, III For For Mgmt
1k Elect Director Douglas W. Stotlar For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Tenneco Inc. TEN 880349105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Thomas C. Freyman For For Mgmt
1b Elect Director Brian J. Kesseler For For Mgmt
1c Elect Director Dennis J. Letham For For Mgmt
1d Elect Director James S. Metcalf For For Mgmt
1e Elect Director Roger B. Porter For For Mgmt
1f Elect Director David B. Price, Jr. For For Mgmt
1g Elect Director Gregg M. Sherrill For For Mgmt
1h Elect Director Paul T. Stecko For For Mgmt
1i Elect Director Jane L. Warner For For Mgmt
1j Elect Director Roger J. Wood For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Altria Group, Inc. MO 02209S103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gerald L. Baliles For For Mgmt
1.2 Elect Director Martin J. Barrington For For Mgmt
1.3 Elect Director John T. Casteen, III For For Mgmt
1.4 Elect Director Dinyar S. Devitre For For Mgmt
1.5 Elect Director Thomas F. Farrell, II For For Mgmt
1.6 Elect Director Debra J. Kelly-Ennis For For Mgmt
1.7 Elect Director W. Leo Kiely, III For For Mgmt
1.8 Elect Director Kathryn B. McQuade For For Mgmt
1.9 Elect Director George Munoz For For Mgmt
1.10 Elect Director Nabil Y. Sakkab For For Mgmt
1.11 Elect Director Virginia E. Shanks For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Cease Tobacco-Related Advertising Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Apple Hospitality REIT, Inc. APLE 03784Y200
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Glenn W. Bunting For For Mgmt
1.2 Elect Director Glade M. Knight For For Mgmt
1.3 Elect Director Daryl A. Nickel For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5A Declassify the Board of Directors For For Mgmt
5B Amend Charter to Require a Majority Vote for For For Mgmt
All Charter Amendments
5C Eliminate Supermajority Vote Requirement For For Mgmt
5D Amend Charter to Eliminate Provisions that are For For Mgmt
No Longer Applicable
-66-
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Chubb Limited CB H0023R105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2.1 Allocate Disposable Profit For For Mgmt
2.2 Approve Dividend Distribution From Legal For For Mgmt
Reserves Through Capital Contributions Reserve
Subaccount
3 Approve Discharge of Board and Senior For For Mgmt
Management
4.1 Ratify PricewaterhouseCoopers AG (Zurich) as For For Mgmt
Auditors
4.2 Ratify PricewaterhouseCoopers LLP (United For For Mgmt
States) as Independent Registered Accounting
Firm as Auditors
4.3 Ratify BDO AG (Zurich) as Special Auditors For For Mgmt
5.1 Elect Director Evan G. Greenberg For For Mgmt
5.2 Elect Director Robert M. Hernandez For For Mgmt
5.3 Elect Director Michael G. Atieh For For Mgmt
5.4 Elect Director Sheila P. Burke For For Mgmt
5.5 Elect Director James I. Cash For For Mgmt
5.6 Elect Director Mary Cirillo For For Mgmt
5.7 Elect Director Michael P. Connors For For Mgmt
5.8 Elect Director John A. Edwardson For For Mgmt
5.9 Elect Director Leo F. Mullin For For Mgmt
5.10 Elect Director Kimberly A. Ross For For Mgmt
5.11 Elect Director Robert W. Scully For For Mgmt
5.12 Elect Director Eugene B. Shanks, Jr. For For Mgmt
5.13 Elect Director Theodore E. Shasta For For Mgmt
5.14 Elect Director David H. Sidwell For For Mgmt
5.15 Elect Director Olivier Steimer For For Mgmt
5.16 Elect Director James M. Zimmerman For For Mgmt
6 Elect Evan G. Greenberg as Board Chairman For Against Mgmt
7.1 Appoint Michael P. Connors as Member of the For For Mgmt
Compensation Committee
7.2 Appoint Mary Cirillo as Member of the For For Mgmt
Compensation Committee
7.3 Appoint Robert M. Hernandez as Member of the For For Mgmt
Compensation Committee
7.4 Appoint Robert W. Scully as Member of the For For Mgmt
Compensation Committee
7.5 Appoint James M. Zimmerman as Member of the For For Mgmt
Compensation Committee
8 Designate Homburger AG as Independent Proxy For For Mgmt
9 Approve Qualified Employee Stock Purchase Plan For For Mgmt
10.1 Approve the Increase in Maximum Aggregate For For Mgmt
Remuneration of Directors
10.2 Approve Remuneration of Executive Management in For For Mgmt
the Amount of USD 41 Million for Fiscal 2018
11 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
13 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Intel Corporation INTC 458140100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Charlene Barshefsky For For Mgmt
1b Elect Director Aneel Bhusri For For Mgmt
1c Elect Director Andy D. Bryant For For Mgmt
1d Elect Director Reed E. Hundt For For Mgmt
1e Elect Director Omar Ishrak For For Mgmt
1f Elect Director Brian M. Krzanich For For Mgmt
1g Elect Director Tsu-Jae King Liu For For Mgmt
1h Elect Director David S. Pottruck For For Mgmt
1i Elect Director Gregory D. Smith For For Mgmt
1j Elect Director Frank D. Yeary For For Mgmt
1k Elect Director David B. Yoffie For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Amend Omnibus Stock Plan For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Political Contributions Disclosure Against Against ShrHlder
7 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Lear Corporation LEA 521865204
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Richard H. Bott For For Mgmt
1b Elect Director Thomas P. Capo For For Mgmt
1c Elect Director Jonathan F. Foster For For Mgmt
1d Elect Director Mary Lou Jepsen For For Mgmt
1e Elect Director Kathleen A. Ligocki For For Mgmt
1f Elect Director Conrad L. Mallett, Jr. For For Mgmt
1g Elect Director Donald L. Runkle For For Mgmt
1h Elect Director Matthew J. Simoncini For For Mgmt
1i Elect Director Gregory C. Smith For For Mgmt
1j Elect Director Henry D.G. Wallace For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 NextEra Energy, Inc. NEE 65339F101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Sherry S. Barrat For For Mgmt
1b Elect Director James L. Camaren For For Mgmt
1c Elect Director Kenneth B. Dunn For For Mgmt
1d Elect Director Naren K. Gursahaney For For Mgmt
1e Elect Director Kirk S. Hachigian For For Mgmt
1f Elect Director Toni Jennings For For Mgmt
1g Elect Director Amy B. Lane For For Mgmt
1h Elect Director James L. Robo For For Mgmt
1i Elect Director Rudy E. Schupp For For Mgmt
1j Elect Director John L. Skolds For For Mgmt
1k Elect Director William H. Swanson For For Mgmt
1l Elect Director Hansel E. Tookes, II For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Non-Employee Director Restricted Stock For For Mgmt
Plan
6 Report on Political Contributions Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 OGE Energy Corp. OGE 670837103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Frank A. Bozich For For Mgmt
1B Elect Director James H. Brandi For For Mgmt
1C Elect Director Luke R. Corbett For For Mgmt
1D Elect Director David L. Hauser For For Mgmt
1E Elect Director Kirk Humphreys For For Mgmt
1F Elect Director Robert O. Lorenz For For Mgmt
1G Elect Director Judy R. McReynolds For For Mgmt
1H Elect Director Sheila G. Talton For For Mgmt
1I Elect Director Sean Trauschke For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 PBF Energy Inc. PBF 69318G106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas J. Nimbley For For Mgmt
1.2 Elect Director Spencer Abraham For For Mgmt
1.3 Elect Director Wayne A. Budd For For Mgmt
1.4 Elect Director S. Eugene Edwards For For Mgmt
1.5 Elect Director William E. Hantke For For Mgmt
1.6 Elect Director Dennis M. Houston For For Mgmt
1.7 Elect Director Edward F. Kosnik For For Mgmt
1.8 Elect Director Robert J. Lavinia For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 The Home Depot, Inc. HD 437076102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gerard J. Arpey For For Mgmt
1b Elect Director Ari Bousbib For For Mgmt
1c Elect Director Jeffery H. Boyd For For Mgmt
1d Elect Director Gregory D. Brenneman For For Mgmt
1e Elect Director J. Frank Brown For For Mgmt
1f Elect Director Albert P. Carey For For Mgmt
1g Elect Director Armando Codina For For Mgmt
1h Elect Director Helena B. Foulkes For For Mgmt
1i Elect Director Linda R. Gooden For For Mgmt
1j Elect Director Wayne M. Hewett For For Mgmt
1k Elect Director Karen L. Katen For For Mgmt
1l Elect Director Craig A. Menear For For Mgmt
1m Elect Director Mark Vadon For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Prepare Employment Diversity Report and Report Against For ShrHlder
on Diversity Policies
6 Adopt Proxy Statement Reporting on Political Against Against ShrHlder
Contributions and Advisory Vote
7 Amend Articles/Bylaws/Charter - Call Special Against For ShrHlder
Meetings
-67-
MEETING DATE COMPANY TICKER SECURITY ID
05/19/17 Amgen Inc. AMGN 031162100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1. Elect Director David Baltimore For For Mgmt
1.2 Elect Director Robert A. Bradway For For Mgmt
1.3 Elect Director Francois de Carbonnel For For Mgmt
1.4 Elect Director Robert A. Eckert For For Mgmt
1.5 Elect Director Greg C. Garland For For Mgmt
1.6 Elect Director Fred Hassan For For Mgmt
1.7 Elect Director Rebecca M. Henderson For For Mgmt
1.8 Elect Director Frank C. Herringer For For Mgmt
1.9 Elect Director Charles M. Holley, Jr. For For Mgmt
1.10 Elect Director Tyler Jacks For For Mgmt
1.11 Elect Director Ellen J. Kullman For For Mgmt
1.12 Elect Director Ronald D. Sugar For For Mgmt
1.13 Elect Director R. Sanders Williams For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/20/17 Dillard's, Inc. DDS 254067101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Frank R. Mori For For Mgmt
1b Elect Director Reynie Rutledge For For Mgmt
1c Elect Director J.C. Watts, Jr. For For Mgmt
1d Elect Director Nick White For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Amend Non-Employee Director Restricted Stock For For Mgmt
Plan
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
6 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/22/17 LegacyTexas Financial Group, Inc. LTXB 52471Y106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director George A. Fisk For For Mgmt
1.2 Elect Director James Brian McCall For For Mgmt
1.3 Elect Director Karen H. O'Shea For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Declassify the Board of Directors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Amazon.com, Inc. AMZN 023135106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Jeffrey P. Bezos For For Mgmt
1b Elect Director Tom A. Alberg For For Mgmt
1c Elect Director John Seely Brown For For Mgmt
1d Elect Director Jamie S. Gorelick For For Mgmt
1e Elect Director Daniel P. Huttenlocher For For Mgmt
1f Elect Director Judith A. McGrath For For Mgmt
1g Elect Director Jonathan J. Rubinstein For For Mgmt
1h Elect Director Thomas O. Ryder For For Mgmt
1i Elect Director Patricia Q. Stonesifer For For Mgmt
1j Elect Director Wendell P. Weeks For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
6 Report on Use of Criminal Background Checks in Against Against ShrHlder
Hiring
7 Include Sustainability as a Performance Measure Against Against ShrHlder
for Senior Executive Compensation
8 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Merck & Co., Inc. MRK 58933Y105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Leslie A. Brun For For Mgmt
1b Elect Director Thomas R. Cech For For Mgmt
1c Elect Director Pamela J. Craig For For Mgmt
1d Elect Director Kenneth C. Frazier For For Mgmt
1e Elect Director Thomas H. Glocer For For Mgmt
1f Elect Director Rochelle B. Lazarus For For Mgmt
1g Elect Director John H. Noseworthy For For Mgmt
1h Elect Director Carlos E. Represas For For Mgmt
1i Elect Director Paul B. Rothman For For Mgmt
1j Elect Director Patricia F. Russo For For Mgmt
1k Elect Director Craig B. Thompson For For Mgmt
1l Elect Director Wendell P. Weeks For For Mgmt
1m Elect Director Peter C. Wendell For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Require Independent Board Chairman Against For ShrHlder
6 Adopt Holy Land Principles Against Against ShrHlder
7 Report on Risks of Doing Business in Against For ShrHlder
Conflict-Affected Areas
8 Report on Board Oversight of Product Safety and Against Against ShrHlder
Quality
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 NVIDIA Corporation NVDA 67066G104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robert K. Burgess For For Mgmt
1b Elect Director Tench Coxe For For Mgmt
1c Elect Director Persis S. Drell For For Mgmt
1d Elect Director James C. Gaither For For Mgmt
1e Elect Director Jen-Hsun Huang For For Mgmt
1f Elect Director Dawn Hudson For For Mgmt
1g Elect Director Harvey C. Jones For For Mgmt
1h Elect Director Michael G. McCaffery For For Mgmt
1i Elect Director William J. Miller For For Mgmt
1j Elect Director Mark L. Perry For For Mgmt
1k Elect Director A. Brooke Seawell For For Mgmt
1l Elect Director Mark A. Stevens For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Xenia Hotels & Resorts, Inc. XHR 984017103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jeffrey H. Donahue For For Mgmt
1.2 Elect Director John H. Alschuler For Withhold Mgmt
1.3 Elect Director Keith E. Bass For For Mgmt
1.4 Elect Director Thomas M. Gartland For For Mgmt
1.5 Elect Director Beverly K. Goulet For Withhold Mgmt
1.6 Elect Director Mary E. McCormick For Withhold Mgmt
1.7 Elect Director Dennis D. Oklak For For Mgmt
1.8 Elect Director Marcel Verbaas For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 Advanced Disposal Services, Inc. ADSW 00790X101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jared Parker For Withhold Mgmt
1.2 Elect Director Matthew Rinklin For Withhold Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 Builders FirstSource, Inc. BLDR 12008R107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Paul S. Levy For For Mgmt
1.2 Elect Director Cleveland A. Christophe For For Mgmt
1.3 Elect Director Craig A. Steinke For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
-68-
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 McDonald's Corporation MCD 580135101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Lloyd Dean For For Mgmt
1b Elect Director Stephen Easterbrook For For Mgmt
1c Elect Director Robert Eckert For For Mgmt
1d Elect Director Margaret Georgiadis For For Mgmt
1e Elect Director Enrique Hernandez, Jr. For For Mgmt
1f Elect Director Jeanne Jackson For For Mgmt
1g Elect Director Richard Lenny For For Mgmt
1h Elect Director John Mulligan For For Mgmt
1i Elect Director Sheila Penrose For For Mgmt
1j Elect Director John Rogers, Jr. For For Mgmt
1k Elect Director Miles White For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
6 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
7 Reduce Ownership Threshold for Shareholders to Against For ShrHlder
Call a Special Meeting
8 Issue New Series of Preferred Stock with the Against Against ShrHlder
Right to Elect own Director
9 Adopt Holy Land Principles Against Against ShrHlder
10 Adopt Policy to Ban Non-Therapeutic Use of Against For ShrHlder
Antibiotics in Meat Supply Chain
11 Assess Environmental Impact of Polystyrene Foam Against For ShrHlder
Cups
12 Report on Charitable Contributions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Anixter International Inc. AXE 035290105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Lord James Blyth For For Mgmt
1.2 Elect Director Frederic F. Brace For For Mgmt
1.3 Elect Director Linda Walker Bynoe For For Mgmt
1.4 Elect Director Robert J. Eck For For Mgmt
1.5 Elect Director Robert W. Grubbs For For Mgmt
1.6 Elect Director F. Philip Handy For For Mgmt
1.7 Elect Director Melvyn N. Klein For For Mgmt
1.8 Elect Director George Munoz For For Mgmt
1.9 Elect Director Scott R. Peppet For For Mgmt
1.10 Elect Director Valarie L. Sheppard For For Mgmt
1.11 Elect Director Stuart M. Sloan For For Mgmt
1.12 Elect Director Samuel Zell For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Annaly Capital Management, Inc. NLY 035710409
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Francine J. Bovich For For Mgmt
1b Elect Director Jonathan D. Green For For Mgmt
1c Elect Director John H. Schaefer For For Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Big Lots, Inc. BIG 089302103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jeffrey P. Berger For For Mgmt
1.2 Elect Director David J. Campisi For For Mgmt
1.3 Elect Director James R. Chambers For For Mgmt
1.4 Elect Director Marla C. Gottschalk For For Mgmt
1.5 Elect Director Cynthia T. Jamison For For Mgmt
1.6 Elect Director Philip E. Mallott For For Mgmt
1.7 Elect Director Nancy A. Reardon For For Mgmt
1.8 Elect Director Wendy L. Schoppert For For Mgmt
1.9 Elect Director Russell E. Solt For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Bunge Limited BG G16962105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ernest G. Bachrach For For Mgmt
1b Elect Director Enrique H. Boilini For For Mgmt
1c Elect Director Carol M. Browner For For Mgmt
1d Elect Director Paul Cornet de Ways-Ruart For For Mgmt
1e Elect Director Andrew Ferrier For For Mgmt
1f Elect Director Andreas Fibig For For Mgmt
1g Elect Director Kathleen Hyle For For Mgmt
1h Elect Director L. Patrick Lupo For For Mgmt
1i Elect Director John E. McGlade For For Mgmt
1j Elect Director Soren Schroder For For Mgmt
2 Approve Deloitte & Touche LLP as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Flowers Foods, Inc. FLO 343498101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director George E. Deese For For Mgmt
1b Elect Director Rhonda Gass For For Mgmt
1c Elect Director Benjamin H. Griswold, IV For For Mgmt
1d Elect Director Richard Lan For For Mgmt
1e Elect Director Margaret G. Lewis For For Mgmt
1f Elect Director Amos R. McMullian For For Mgmt
1g Elect Director J.V. Shields, Jr. For For Mgmt
1h Elect Director Allen L. Shiver For For Mgmt
1i Elect Director David V. Singer For For Mgmt
1j Elect Director James T. Spear For For Mgmt
1k Elect Director Melvin T. Stith For For Mgmt
1l Elect Director C. Martin Wood, III For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 World Fuel Services Corporation INT 981475106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael J. Kasbar For For Mgmt
1.2 Elect Director Ken Bakshi For For Mgmt
1.3 Elect Director Jorge L. Benitez For For Mgmt
1.4 Elect Director Richard A. Kassar For For Mgmt
1.5 Elect Director John L. Manley For For Mgmt
1.6 Elect Director J. Thomas Presby For For Mgmt
1.7 Elect Director Stephen K. Roddenberry For For Mgmt
1.8 Elect Director Paul H. Stebbins For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 Exxon Mobil Corporation XOM 30231G102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Susan K. Avery For For Mgmt
1.2 Elect Director Michael J. Boskin For For Mgmt
1.3 Elect Director Angela F. Braly For For Mgmt
1.4 Elect Director Ursula M. Burns For For Mgmt
1.5 Elect Director Henrietta H. Fore For For Mgmt
1.6 Elect Director Kenneth C. Frazier For For Mgmt
1.7 Elect Director Douglas R. Oberhelman For For Mgmt
1.8 Elect Director Samuel J. Palmisano For For Mgmt
1.9 Elect Director Steven S. Reinemund For For Mgmt
1.10 Elect Director William C. Weldon For For Mgmt
1.11 Elect Director Darren W. Woods For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Independent Board Chairman Against For ShrHlder
6 Require a Majority Vote for the Election of Against For ShrHlder
Directors
7 Amend Bylaws -- Call Special Meetings Against For ShrHlder
8 Amend Bylaws to Prohibit Precatory Proposals Against Against ShrHlder
9 Disclose Percentage of Females at Each Against Against ShrHlder
Percentile of Compensation
10 Report on Lobbying Payments and Policy Against For ShrHlder
11 Increase Return of Capital to Shareholders in Against Against ShrHlder
Light of Climate Change Risks
12 Report on Climate Change Policies Against For ShrHlder
13 Report on Methane Emissions Against For ShrHlder
-69-
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 Hertz Global Holdings, Inc. HTZ 42806J106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David A. Barnes For For Mgmt
1b Elect Director SungHwan Cho For For Mgmt
1c Elect Director Carolyn N. Everson For For Mgmt
1d Elect Director Vincent J. Intrieri For For Mgmt
1e Elect Director Henry R. Keizer For For Mgmt
1f Elect Director Kathryn V. Marinello For For Mgmt
1g Elect Director Daniel A. Ninivaggi For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For Against Mgmt
5 Amend Executive Incentive Bonus Plan For For Mgmt
6 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 Taylor Morrison Home Corporation TMHC 87724P106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Sheryl D. Palmer For Withhold Mgmt
1.2 Elect Director Jason Keller For Withhold Mgmt
1.3 Elect Director Peter Lane For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 WESCO International, Inc. WCC 95082P105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Sandra Beach Lin For For Mgmt
1.2 Elect Director John J. Engel For For Mgmt
1.3 Elect Director Matthew J. Espe For For Mgmt
1.4 Elect Director Bobby J. Griffin For For Mgmt
1.5 Elect Director John K. Morgan For For Mgmt
1.6 Elect Director Steven A. Raymund For For Mgmt
1.7 Elect Director James L. Singleton For For Mgmt
1.8 Elect Director Lynn M. Utter For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/01/17 Facebook, Inc. FB 30303M102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Marc L. Andreessen For For Mgmt
1.2 Elect Director Erskine B. Bowles For For Mgmt
1.3 Elect Director Susan D. Desmond-Hellmann For For Mgmt
1.4 Elect Director Reed Hastings For For Mgmt
1.5 Elect Director Jan Koum For Withhold Mgmt
1.6 Elect Director Sheryl K. Sandberg For Withhold Mgmt
1.7 Elect Director Peter A. Thiel For For Mgmt
1.8 Elect Director Mark Zuckerberg For Withhold Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Approve Recapitalization Plan for all Stock to Against For ShrHlder
Have One-vote per Share
4 Report on Lobbying Payments and Policy Against For ShrHlder
5 Report on Public Policy Issues Associated with Against Against ShrHlder
Fake News
6 Gender Pay Gap Against For ShrHlder
7 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/01/17 Masimo Corporation MASI 574795100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Steven J. Barker For For Mgmt
1.2 Elect Director Sanford Fitch For For Mgmt
2 Ratify Grant Thornton LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For Against Mgmt
6 Approve Executive Incentive Bonus Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/02/17 Lowe's Companies, Inc. LOW 548661107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Raul Alvarez For For Mgmt
1.2 Elect Director Angela F. Braly For For Mgmt
1.3 Elect Director Sandra B. Cochran For For Mgmt
1.4 Elect Director Laurie Z. Douglas For For Mgmt
1.5 Elect Director Richard W. Dreiling For For Mgmt
1.6 Elect Director Robert L. Johnson For For Mgmt
1.7 Elect Director Marshall O. Larsen For For Mgmt
1.8 Elect Director James H. Morgan For For Mgmt
1.9 Elect Director Robert A. Niblock For For Mgmt
1.10 Elect Director Bertram L. Scott For For Mgmt
1.11 Elect Director Eric C. Wiseman For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Assess Climate Benefits and Feasibility of Against Against ShrHlder
Adopting Quantitative Renewable Production
Goals
MEETING DATE COMPANY TICKER SECURITY ID
06/05/17 CSX Corporation CSX 126408103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Donna M. Alvarado For For Mgmt
1b Elect Director John B. Breaux For For Mgmt
1c Elect Director Pamela L. Carter For For Mgmt
1d Elect Director Steven T. Halverson For For Mgmt
1e Elect Director E. Hunter Harrison For For Mgmt
1f Elect Director Paul C. Hilal For For Mgmt
1g Elect Director Edward J. Kelly, III For For Mgmt
1h Elect Director John D. McPherson For For Mgmt
1i Elect Director David M. Moffett For For Mgmt
1j Elect Director Dennis H. Reilley For For Mgmt
1k Elect Director Linda H. Riefler For For Mgmt
1l Elect Director J. Steven Whisler For For Mgmt
1m Elect Director John J. Zillmer For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Advisory Vote on Reimbursement Arrangement in None For Mgmt
Connection with Retention of E. Hunter Harrison
as CEO
1a Elect Director Donna M. Alvarado For Do Not Vote ShrHlder
1b Elect Director John B. Breaux For Do Not Vote ShrHlder
1c Elect Director Pamela L. Carter For Do Not Vote ShrHlder
1d Elect Director Steven T. Halverson For Do Not Vote ShrHlder
1e Elect Director E. Hunter Harrison For Do Not Vote ShrHlder
1f Elect Director Paul C. Hilal For Do Not Vote ShrHlder
1g Elect Director Edward J. Kelly, III For Do Not Vote ShrHlder
1h Elect Director John D. McPherson For Do Not Vote ShrHlder
1i Elect Director David M. Moffett For Do Not Vote ShrHlder
1j Elect Director Dennis H. Reilley For Do Not Vote ShrHlder
1k Elect Director Linda H. Riefler For Do Not Vote ShrHlder
1l Elect Director J. Steven Whisler For Do Not Vote ShrHlder
1m Elect Director John J. Zillmer For Do Not Vote ShrHlder
2 Ratify Ernst & Young LLP as Auditors For Do Not Vote Mgmt
3 Advisory Vote to Ratify Named Executive For Do Not Vote Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Do Not Vote Mgmt
5 Advisory Vote on Reimbursement Arrangement in For Do Not Vote Mgmt
Connection with Retention of E. Hunter Harrison
as CEO
MEETING DATE COMPANY TICKER SECURITY ID
06/05/17 Silgan Holdings Inc. SLGN 827048109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director D. Greg Horrigan For Withhold Mgmt
1.2 Elect Director John W. Alden For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
-70-
MEETING DATE COMPANY TICKER SECURITY ID
06/05/17 UnitedHealth Group Incorporated UNH 91324P102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director William C. Ballard, Jr. For For Mgmt
1b Elect Director Richard T. Burke For For Mgmt
1c Elect Director Timothy P. Flynn For For Mgmt
1d Elect Director Stephen J. Hemsley For For Mgmt
1e Elect Director Michele J. Hooper For For Mgmt
1f Elect Director Rodger A. Lawson For For Mgmt
1g Elect Director Glenn M. Renwick For For Mgmt
1h Elect Director Kenneth I. Shine For For Mgmt
1i Elect Director Gail R. Wilensky For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/06/17 CVR Energy, Inc. CVI 12662P108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Bob G. Alexander For For Mgmt
1.2 Elect Director SungHwan Cho For Withhold Mgmt
1.3 Elect Director Jonathan Frates For Withhold Mgmt
1.4 Elect Director Carl C. Icahn For Withhold Mgmt
1.5 Elect Director Andrew Langham For Withhold Mgmt
1.6 Elect Director John J. Lipinski For Withhold Mgmt
1.7 Elect Director Stephen Mongillo For For Mgmt
1.8 Elect Director James M. Strock For For Mgmt
2 Ratify Grant Thornton LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Amend Omnibus Stock Plan For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/06/17 General Motors Company GM 37045V100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Joseph J. Ashton For For Mgmt
1.2 Elect Director Mary T. Barra For For Mgmt
1.3 Elect Director Linda R. Gooden For For Mgmt
1.4 Elect Director Joseph Jimenez For For Mgmt
1.5 Elect Director Jane L. Mendillo For For Mgmt
1.6 Elect Director Michael G. Mullen For For Mgmt
1.7 Elect Director James J. Mulva For For Mgmt
1.8 Elect Director Patricia F. Russo For For Mgmt
1.9 Elect Director Thomas M. Schoewe For For Mgmt
1.10 Elect Director Theodore M. Solso For For Mgmt
1.11 Elect Director Carol M. Stephenson For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
6 Require Independent Board Chairman Against For ShrHlder
7 Creation of Dual-Class Common Stock Against Against ShrHlder
1.1 Elect Directors Leo Hindery, Jr. For Do Not Vote ShrHlder
1.2 Elect Director Vinit Sethi For Do Not Vote ShrHlder
1.3 Elect Director William N. Thorndike, Jr. For Do Not Vote ShrHlder
1.4 Management Nominee Joseph J. Ashton For Do Not Vote ShrHlder
1.5 Management Nominee Mary T. Barra For Do Not Vote ShrHlder
1.6 Management Nominee Linda R. Gooden For Do Not Vote ShrHlder
1.7 Management Nominee Joseph Jimenez For Do Not Vote ShrHlder
1.8 Management Nominee James J. Mulva For Do Not Vote ShrHlder
1.9 Management Nominee Patricia F. Russo For Do Not Vote ShrHlder
1.10 Management Nominee Thomas M. Schoewe For Do Not Vote ShrHlder
1.11 Management Nominee Theodore M. Solso For Do Not Vote ShrHlder
2 Advisory Vote to Ratify Named Executive For Do Not Vote Mgmt
Officers' Compensation
3 Approve Executive Incentive Bonus Plan For Do Not Vote Mgmt
4 Approve Omnibus Stock Plan For Do Not Vote Mgmt
5 Ratify Deloitte & Touche LLP as Auditors For Do Not Vote Mgmt
6 Require Independent Board Chairman Against Do Not Vote ShrHlder
7 Creation of Dual-Class Common Stock For Do Not Vote ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/06/17 LifePoint Health, Inc. LPNT 53219L109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director William F. Carpenter, III For For Mgmt
1b Elect Director Richard H. Evans For For Mgmt
1c Elect Director Michael P. Haley For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 Alphabet Inc. GOOGL 02079K305
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Larry Page For For Mgmt
1.2 Elect Director Sergey Brin For For Mgmt
1.3 Elect Director Eric E. Schmidt For For Mgmt
1.4 Elect Director L. John Doerr For Withhold Mgmt
1.5 Elect Director Roger W. Ferguson, Jr. For For Mgmt
1.6 Elect Director Diane B. Greene For For Mgmt
1.7 Elect Director John L. Hennessy For For Mgmt
1.8 Elect Director Ann Mather For Withhold Mgmt
1.9 Elect Director Alan R. Mulally For For Mgmt
1.10 Elect Director Paul S. Otellini For Withhold Mgmt
1.11 Elect Director K. Ram Shriram For Withhold Mgmt
1.12 Elect Director Shirley M. Tilghman For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
4 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
6 Approve Recapitalization Plan for all Stock to Against For ShrHlder
Have One-vote per Share
7 Report on Lobbying Payments and Policy Against For ShrHlder
8 Report on Political Contributions Against For ShrHlder
9 Report on Gender Pay Gap Against For ShrHlder
10 Report on Charitable Contributions Against Against ShrHlder
11 Adopt Holy Land Principles Against Against ShrHlder
12 Report on Fake News Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 Tech Data Corporation TECD 878237106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Charles E. Adair For For Mgmt
1b Elect Director Karen M. Dahut For For Mgmt
1c Elect Director Robert M. Dutkowsky For For Mgmt
1d Elect Director Harry J. Harczak, Jr. For For Mgmt
1e Elect Director Bridgette P. Heller For For Mgmt
1f Elect Director Kathleen Misunas For For Mgmt
1g Elect Director Thomas I. Morgan For For Mgmt
1h Elect Director Patrick G. Sayer For Against Mgmt
1i Elect Director Savio W. Tung For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 Comcast Corporation CMCSA 20030N101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kenneth J. Bacon For For Mgmt
1.2 Elect Director Madeline S. Bell For For Mgmt
1.3 Elect Director Sheldon M. Bonovitz For For Mgmt
1.4 Elect Director Edward D. Breen For For Mgmt
1.5 Elect Director Gerald L. Hassell For For Mgmt
1.6 Elect Director Jeffrey A. Honickman For For Mgmt
1.7 Elect Director Asuka Nakahara For For Mgmt
1.8 Elect Director David C. Novak For For Mgmt
1.9 Elect Director Brian L. Roberts For For Mgmt
1.10 Elect Director Johnathan A. Rodgers For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Approve Recapitalization Plan for all Stock to Against For ShrHlder
Have One-vote per Share
-71-
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 The Priceline Group Inc. PCLN 741503403
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Timothy M. Armstrong For For Mgmt
1.2 Elect Director Jeffery H. Boyd For For Mgmt
1.3 Elect Director Jan L. Docter For For Mgmt
1.4 Elect Director Jeffrey E. Epstein For For Mgmt
1.5 Elect Director Glenn D. Fogel For For Mgmt
1.6 Elect Director James M. Guyette For For Mgmt
1.7 Elect Director Robert J. Mylod, Jr. For For Mgmt
1.8 Elect Director Charles H. Noski For For Mgmt
1.9 Elect Director Nancy B. Peretsman For For Mgmt
1.10 Elect Director Thomas E. Rothman For For Mgmt
1.11 Elect Director Craig W. Rydin For For Mgmt
1.12 Elect Director Lynn M. Vojvodich For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Reduce Ownership Threshold for Shareholders to Against For ShrHlder
Call Special Meeting
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 Visteon Corporation VC 92839U206
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director James J. Barrese For For Mgmt
1b Elect Director Naomi M. Bergman For For Mgmt
1c Elect Director Jeffrey D. Jones For For Mgmt
1d Elect Director Sachin S. Lawande For For Mgmt
1e Elect Director Joanne M. Maguire For For Mgmt
1f Elect Director Robert J. Manzo For For Mgmt
1g Elect Director Francis M. Scricco For For Mgmt
1h Elect Director David L. Treadwell For For Mgmt
1i Elect Director Harry J. Wilson For For Mgmt
1j Elect Director Rouzbeh Yassini-Fard For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
06/09/17 Moelis & Company MC 60786M105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kenneth Moelis For Withhold Mgmt
1.2 Elect Director Navid Mahmoodzadegan For Withhold Mgmt
1.3 Elect Director Jeffrey Raich For Withhold Mgmt
1.4 Elect Director Eric Cantor For Withhold Mgmt
1.5 Elect Director J. Richard Leaman, III For Withhold Mgmt
1.6 Elect Director John A. Allison, IV For For Mgmt
1.7 Elect Director Yvonne Greenstreet For For Mgmt
1.8 Elect Director Kenneth L. Shropshire For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Other Business For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/12/17 Outfront Media Inc. OUT 69007J106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jeremy J. Male For For Mgmt
1.2 Elect Director Joseph H. Wender For Withhold Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
06/13/17 MetLife, Inc. MET 59156R108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Cheryl W. Grise For For Mgmt
1.2 Elect Director Carlos M. Gutierrez For For Mgmt
1.3 Elect Director David L. Herzog For For Mgmt
1.4 Elect Director R. Glenn Hubbard For For Mgmt
1.5 Elect Director Steven A. Kandarian For For Mgmt
1.6 Elect Director Alfred F. Kelly, Jr. For For Mgmt
1.7 Elect Director Edward J. Kelly, III For For Mgmt
1.8 Elect Director William E. Kennard For For Mgmt
1.9 Elect Director James M. Kilts For For Mgmt
1.10 Elect Director Catherine R. Kinney For For Mgmt
1.11 Elect Director Denise M. Morrison For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Reduce Ownership Threshold for Shareholders to Against For ShrHlder
Call Special Meeting
MEETING DATE COMPANY TICKER SECURITY ID
06/14/17 Scientific Games Corporation SGMS 80874P109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ronald O. Perelman For For Mgmt
1.2 Elect Director Kevin M. Sheehan For For Mgmt
1.3 Elect Director Richard M. Haddrill For For Mgmt
1.4 Elect Director M. Gavin Isaacs For For Mgmt
1.5 Elect Director Peter A. Cohen For Withhold Mgmt
1.6 Elect Director Gerald J. Ford For Withhold Mgmt
1.7 Elect Director David L. Kennedy For For Mgmt
1.8 Elect Director Paul M. Meister For For Mgmt
1.9 Elect Director Gabrielle K. McDonald For For Mgmt
1.10 Elect Director Barry F. Schwartz For For Mgmt
1.11 Elect Director Michael J. Regan For Withhold Mgmt
1.12 Elect Director Frances F. Townsend For For Mgmt
1.13 Elect Director Viet D. Dinh For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 Hospitality Properties Trust HPT 44106M102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John L. Harrington For Against Mgmt
1.2 Elect Director Barry M. Portnoy For Against Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5 Amend Bylaws to Opt-Out of Antitakeover Against For ShrHlder
Provision(s) and Require Shareholder Vote to
Opt Back In
6 Adopt Proxy Access Right Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/16/17 Insperity, Inc. NSP 45778Q107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Timothy T. Clifford For For Mgmt
1.2 Elect Director Michelle McKenna-Doyle For For Mgmt
1.3 Elect Director Austin P. Young For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/20/17 Workday, Inc. WDAY 98138H101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Christa Davies For For Mgmt
1.2 Elect Director Michael A. Stankey For For Mgmt
1.3 Elect Director George J. Still, Jr. For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
-72-
MEETING DATE COMPANY TICKER SECURITY ID
06/21/17 Trinseo S.A. TSE L9340P101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect K'Lynne Johnson as Director For For Mgmt
1b Elect Jeannot Krecke as Director *Withdrawn Mgmt
Resolution*
1c Elect Donald T. Misheff as Director For Against Mgmt
1d Elect Craig A. Rogerson as Director *Withdrawn Mgmt
Resolution*
2a Elect Philip Martens as Director For For Mgmt
2b Elect Joseph Alvarado as Director For For Mgmt
3 Approve Remuneration of Non-Executive Directors For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Approve Consolidated Financial Statements and For For Mgmt
Statutory Reports
6 Approve Allocation of Income and Dividends For For Mgmt
7 Approve Discharge of Directors and Auditors For For Mgmt
8 Appoint PricewaterhouseCoopers Societe For For Mgmt
Luxembourg as Internal Statutory Auditor
9 Appoint PricewaterhouseCoopers LLP as For For Mgmt
Independent Auditor
10 Authorize Share Repurchase Program For For Mgmt
11 Amend Articles of Association For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/22/17 Avangrid, Inc. AGR 05351W103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ignacio Sanchez Galan For Withhold Mgmt
1.2 Elect Director John E. Baldacci For Withhold Mgmt
1.3 Elect Director Pedro Azagra Blazquez For Withhold Mgmt
1.4 Elect Director Felipe de Jesus Calderon For For Mgmt
Hinojosa
1.5 Elect Director Arnold L. Chase For Withhold Mgmt
1.6 Elect Director Alfredo Elias Ayub For For Mgmt
1.7 Elect Director Carol L. Folt For For Mgmt
1.8 Elect Director John L. Lahey For For Mgmt
1.9 Elect Director Santiago Martinez Garrido For Withhold Mgmt
1.10 Elect Director Juan Carlos Rebollo Liceaga For Withhold Mgmt
1.11 Elect Director Jose Sainz Armada For Withhold Mgmt
1.12 Elect Director Alan D. Solomont For For Mgmt
1.13 Elect Director Elizabeth Timm For For Mgmt
1.14 Elect Director James P. Torgerson For Withhold Mgmt
2 Ratify KPMG US, LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Adopt Majority Voting for Uncontested Election For For Mgmt
of Directors
5 Approve Increase in the Minimum Number of For For Mgmt
Independent Directors on the Board
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Atlantica Yield plc ABY 003924107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Remuneration Report For Against Mgmt
3 Approve Remuneration Policy For For Mgmt
4 Reappoint Deloitte LLP and Deloitte S.L. as For For Mgmt
Auditors
5 Authorize Board to Fix Remuneration of Auditors For For Mgmt
6 Elect Joaquin Fernandez de Pierola as Director For For Mgmt
7 Elect Maria Jose Esteruelas as Director For Against Mgmt
8 Elect Santiago Seage as Director For For Mgmt
9 Elect Daniel Villalba as Director For For Mgmt
10 Elect Jackson Robinson as Director For For Mgmt
11 Elect Robert Dove as Director For For Mgmt
12 Elect Andrea Brentan as Director For For Mgmt
13 Elect Francisco Jose Martinez as Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 GameStop Corp. GME 36467W109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Daniel A. DeMatteo For For Mgmt
1.2 Elect Director J. Paul Raines For For Mgmt
1.3 Elect Director Jerome L. Davis For For Mgmt
1.4 Elect Director Thomas N. Kelly, Jr. For For Mgmt
1.5 Elect Director Shane S. Kim For For Mgmt
1.6 Elect Director Steven R. Koonin For For Mgmt
1.7 Elect Director Stephanie M. Shern For For Mgmt
1.8 Elect Director Gerald R. Szczepanski For For Mgmt
1.9 Elect Director Kathy P. Vrabeck For For Mgmt
1.10 Elect Director Lawrence S. Zilavy For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Amend Certificate of Incorporation to Allow For For Mgmt
Removal of Directors With or Without Cause by
Majority Vote
MEETING DATE COMPANY TICKER SECURITY ID
06/30/17 Delta Air Lines, Inc. DAL 247361702
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Edward H. Bastian For For Mgmt
1b Elect Director Francis S. Blake For For Mgmt
1c Elect Director Daniel A. Carp For For Mgmt
1d Elect Director David G. DeWalt For For Mgmt
1e Elect Director William H. Easter, III For For Mgmt
1f Elect Director Mickey P. Foret For For Mgmt
1g Elect Director Jeanne P. Jackson For For Mgmt
1h Elect Director George N. Mattson For For Mgmt
1i Elect Director Douglas R. Ralph For For Mgmt
1j Elect Director Sergio A.L. Rial For For Mgmt
1k Elect Director Kathy N. Waller For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/30/17 Virtu Financial, Inc. VIRT 928254101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Douglas A. Cifu For Withhold Mgmt
1.2 Elect Director John F. (Jack) Sandner For Withhold Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
-73-
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FIRST TRUST RISING DIVIDEND ACHIEVERS ETF
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MEETING DATE COMPANY TICKER SECURITY ID
08/10/16 Computer Sciences Corporation CSC 205363104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Mukesh Aghi For For Mgmt
1b Elect Director Herman E. Bulls For For Mgmt
1c Elect Director Bruce B. Churchill For For Mgmt
1d Elect Director Mark Foster - RESIGNED Mgmt
1e Elect Director Sachin Lawande For For Mgmt
1f Elect Director J. Michael Lawrie For For Mgmt
1g Elect Director Brian Patrick MacDonald For For Mgmt
1h Elect Director Peter Rutland For For Mgmt
1i Elect Director Robert F. Woods For For Mgmt
1j Elect Director Lizabeth H. Zlatkus For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Amend Non-Employee Director Restricted Stock For For Mgmt
Plan
MEETING DATE COMPANY TICKER SECURITY ID
11/09/16 Lam Research Corporation LRCX 512807108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Martin B. Anstice For For Mgmt
1.2 Elect Director Eric K. Brandt For For Mgmt
1.3 Elect Director Michael R. Cannon For For Mgmt
1.4 Elect Director Youssef A. El-Mansy For For Mgmt
1.5 Elect Director Christine A. Heckart For For Mgmt
1.6 Elect Director Catherine P. Lego For For Mgmt
1.7 Elect Director Stephen G. Newberry For For Mgmt
1.8 Elect Director Abhijit Y. Talwalkar For For Mgmt
1.9 Elect Director Lih Shyng (Rick L.) Tsai For For Mgmt
2.10 Elect Director John T. Dickson - Withdrawn Mgmt
Resolution
2.11 Elect Director Gary B. Moore - Withdrawn Mgmt
Resolution
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/12/16 Cisco Systems, Inc. CSCO 17275R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Carol A. Bartz For For Mgmt
1b Elect Director M. Michele Burns For For Mgmt
1c Elect Director Michael D. Capellas For For Mgmt
1d Elect Director John T. Chambers For For Mgmt
1e Elect Director Amy L. Chang For For Mgmt
1f Elect Director John L. Hennessy For For Mgmt
1g Elect Director Kristina M. Johnson For For Mgmt
1h Elect Director Roderick C. McGeary For For Mgmt
1i Elect Director Charles H. Robbins For For Mgmt
1j Elect Director Arun Sarin For For Mgmt
1k Elect Director Steven M. West For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
4 Report on Lobbying Payments and Policy Against For ShrHlder
5 Report on Arab and non-Arab Employees using Against Against ShrHlder
EEO-1 Categories
6 Establish Board Committee on Operations in Against Against ShrHlder
Israeli Settlements
MEETING DATE COMPANY TICKER SECURITY ID
01/26/17 Brocade Communications Systems, Inc. BRCD 111621306
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
3 Advisory Vote on Golden Parachutes For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/07/17 Rockwell Automation, Inc. ROK 773903109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
A1 Elect Director Steven R. Kalmanson For For Mgmt
A2 Elect Director James P. Keane For For Mgmt
A3 Elect Director Blake D. Moret For For Mgmt
A4 Elect Director Donald R. Parfet For For Mgmt
A5 Elect Director Thomas W. Rosamilia For For Mgmt
B Ratify Deloitte & Touche LLP as Auditors For For Mgmt
C Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
D Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/10/17 Accenture plc ACN G1151C101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Jaime Ardila For For Mgmt
1b Elect Director Charles H. Giancarlo For For Mgmt
1c Elect Director Herbert Hainer For For Mgmt
1d Elect Director William L. Kimsey For For Mgmt
1e Elect Director Marjorie Magner For For Mgmt
1f Elect Director Nancy McKinstry For For Mgmt
1g Elect Director Pierre Nanterme For For Mgmt
1h Elect Director Gilles C. Pelisson For For Mgmt
1i Elect Director Paula A. Price For For Mgmt
1j Elect Director Arun Sarin For For Mgmt
1k Elect Director Frank K. Tang For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve KPMG LLP as Auditors and Authorize For For Mgmt
Board to Fix Their Remuneration
5 Authorize Issuance of Equity or Equity-Linked For For Mgmt
Securities with Preemptive Rights
6 Authorize Issuance of Equity or Equity-Linked For For Mgmt
Securities without Preemptive Rights
7 Determine the Price Range at which Accenture For For Mgmt
Plc can Re-issue Shares that it Acquires as
Treasury Stock
MEETING DATE COMPANY TICKER SECURITY ID
02/28/17 Apple Inc. AAPL 037833100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James Bell For For Mgmt
1.2 Elect Director Tim Cook For For Mgmt
1.3 Elect Director Al Gore For For Mgmt
1.4 Elect Director Bob Iger For For Mgmt
1.5 Elect Director Andrea Jung For For Mgmt
1.6 Elect Director Art Levinson For For Mgmt
1.7 Elect Director Ron Sugar For For Mgmt
1.8 Elect Director Sue Wagner For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Disclose Charitable Contributions Against Against ShrHlder
6 Adopt Policy to Increase Diversity of Senior Against Against ShrHlder
Management and Board of Directors
7 Proxy Access Amendments Against For ShrHlder
8 Engage Outside Independent Experts for Against Against ShrHlder
Compensation Reforms
9 Adopt Share Retention Policy For Senior Against For ShrHlder
Executives
-74-
MEETING DATE COMPANY TICKER SECURITY ID
03/08/17 TE Connectivity Ltd. TEL H8912P106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Pierre R. Brondeau For For Mgmt
1b Elect Director Terrence R. Curtin For For Mgmt
1c Elect Director Carol A. ('John') Davidson For For Mgmt
1d Elect Director William A. Jeffrey For For Mgmt
1e Elect Director Thomas J. Lynch For For Mgmt
1f Elect Director Yong Nam For For Mgmt
1g Elect Director Daniel J. Phelan For For Mgmt
1h Elect Director Paula A. Sneed For For Mgmt
1i Elect Director Abhijit Y. Talwalkar For For Mgmt
1j Elect Director Mark C. Trudeau For For Mgmt
1k Elect Director John C. Van Scoter For For Mgmt
1l Elect Director Laura H. Wright For For Mgmt
2 Elect Board Chairman Thomas J. Lynch For For Mgmt
3a Elect Daniel J. Phelan as Member of Management For For Mgmt
Development & Compensation Committee
3b Elect Paula A. Sneed as Member of Management For For Mgmt
Development & Compensation Committee
3c Elect John C. Van Scoter as Member of For For Mgmt
Management Development & Compensation Committee
4 Designate Rene Schwarzenbach as Independent For For Mgmt
Proxy
5.1 Accept Annual Report for Fiscal Year Ended For For Mgmt
September 30, 2016
5.2 Accept Statutory Financial Statements for For For Mgmt
Fiscal Year Ended September 30, 2016
5.3 Approve Consolidated Financial Statements for For For Mgmt
Fiscal Year Ended September 30, 2016
6 Approve Discharge of Board and Senior For For Mgmt
Management
7.1 Ratify Deloitte & Touche LLP as Independent For For Mgmt
Registered Public Accounting Firm for Fiscal
Year 2017
7.2 Ratify Deloitte AG as Swiss Registered Auditors For For Mgmt
7.3 Ratify PricewaterhouseCoopers AG as Special For For Mgmt
Auditors
8 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
9 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
10 Amend Omnibus Stock Plan For For Mgmt
11 Approve the Increase in Maximum Aggregate For For Mgmt
Remuneration of Executive Management
12 Approve the Increase in Maximum Aggregate For For Mgmt
Remuneration of Board of Directors
13 Approve Allocation of Available Earnings at For For Mgmt
September 30, 2016
14 Approve Declaration of Dividend For For Mgmt
15 Authorize Share Repurchase Program For Against Mgmt
16 Approve Reduction of Share Capital For For Mgmt
17 Adjourn Meeting For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/09/17 Applied Materials, Inc. AMAT 038222105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Judy Bruner For For Mgmt
1b Elect Director Xun (Eric) Chen For For Mgmt
1c Elect Director Aart J. de Geus For For Mgmt
1d Elect Director Gary E. Dickerson For For Mgmt
1e Elect Director Stephen R. Forrest For For Mgmt
1f Elect Director Thomas J. Iannotti For For Mgmt
1g Elect Director Alexander A. Karsner For For Mgmt
1h Elect Director Adrianna C. Ma For For Mgmt
1i Elect Director Dennis D. Powell For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Amend Executive Incentive Bonus Plan For For Mgmt
6 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/27/17 Computer Sciences Corporation CSC 205363104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Advisory Vote on Golden Parachutes For For Mgmt
3 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/11/17 Brocade Communications Systems, Inc. BRCD 111621306
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Judy Bruner For For Mgmt
1.2 Elect Director Lloyd A. Carney For For Mgmt
1.3 Elect Director Renato A. DiPentima For For Mgmt
1.4 Elect Director Alan L. Earhart For For Mgmt
1.5 Elect Director John W. Gerdelman For For Mgmt
1.6 Elect Director Kim C. Goodman For For Mgmt
1.7 Elect Director David L. House For For Mgmt
1.8 Elect Director L. William 'Bill' Krause For For Mgmt
1.9 Elect Director David E. Roberson For For Mgmt
1.10 Elect Director Sanjay Vaswani For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/17/17 HP Inc. HPQ 40434L105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Aida M. Alvarez For For Mgmt
1b Elect Director Shumeet Banerji For For Mgmt
1c Elect Director Carl Bass For For Mgmt
1d Elect Director Robert R. Bennett For For Mgmt
1e Elect Director Charles V. Bergh For For Mgmt
1f Elect Director Stacy Brown-Philpot For For Mgmt
1g Elect Director Stephanie A. Burns For For Mgmt
1h Elect Director Mary Anne Citrino For For Mgmt
1i Elect Director Stacey Mobley For For Mgmt
1j Elect Director Subra Suresh For For Mgmt
1k Elect Director Dion J. Weisler For For Mgmt
1l Elect Director Margaret C. Whitman For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Texas Instruments Incorporated TXN 882508104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ralph W. Babb, Jr. For For Mgmt
1b Elect Director Mark A. Blinn For For Mgmt
1c Elect Director Todd M. Bluedorn For For Mgmt
1d Elect Director Daniel A. Carp For For Mgmt
1e Elect Director Janet F. Clark For For Mgmt
1f Elect Director Carrie S. Cox For For Mgmt
1g Elect Director Jean M. Hobby For For Mgmt
1h Elect Director Ronald Kirk For For Mgmt
1i Elect Director Pamela H. Patsley For For Mgmt
1j Elect Director Robert E. Sanchez For For Mgmt
1k Elect Director Wayne R. Sanders For For Mgmt
1l Elect Director Richard K. Templeton For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 The PNC Financial Services Group, Inc. PNC 693475105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Charles E. Bunch For For Mgmt
1.2 Elect Director Marjorie Rodgers Cheshire For For Mgmt
1.3 Elect Director William S. Demchak For For Mgmt
1.4 Elect Director Andrew T. Feldstein For For Mgmt
1.5 Elect Director Daniel R. Hesse For For Mgmt
1.6 Elect Director Kay Coles James For For Mgmt
1.7 Elect Director Richard B. Kelson For For Mgmt
1.8 Elect Director Jane G. Pepper For For Mgmt
1.9 Elect Director Donald J. Shepard For For Mgmt
1.10 Elect Director Lorene K. Steffes For For Mgmt
1.11 Elect Director Dennis F. Strigl For For Mgmt
1.12 Elect Director Michael J. Ward For For Mgmt
1.13 Elect Director Gregory D. Wasson For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Prepare Employment Diversity Report and Report Against Against ShrHlder
on Diversity Policies
-75-
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 VF Corporation VFC 918204108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard T. Carucci For For Mgmt
1.2 Elect Director Juliana L. Chugg For For Mgmt
1.3 Elect Director Benno Dorer For For Mgmt
1.4 Elect Director Mark S. Hoplamazian For For Mgmt
1.5 Elect Director Robert J. Hurst For For Mgmt
1.6 Elect Director Laura W. Lang For For Mgmt
1.7 Elect Director W. Alan McCollough For For Mgmt
1.8 Elect Director W. Rodney McMullen For For Mgmt
1.9 Elect Director Clarence Otis, Jr. For For Mgmt
1.10 Elect Director Steven E. Rendle For For Mgmt
1.11 Elect Director Carol L. Roberts For For Mgmt
1.12 Elect Director Matthew J. Shattock For For Mgmt
1.13 Elect Director Eric C. Wiseman For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Wells Fargo & Company WFC 949746101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director John D. Baker, II For Against Mgmt
1b Elect Director John S. Chen For Against Mgmt
1c Elect Director Lloyd H. Dean For Against Mgmt
1d Elect Director Elizabeth A. Duke For Against Mgmt
1e Elect Director Enrique Hernandez, Jr. For Against Mgmt
1f Elect Director Donald M. James For Against Mgmt
1g Elect Director Cynthia H. Milligan For Against Mgmt
1h Elect Director Karen B. Peetz For For Mgmt
1i Elect Director Federico F. Pena For Against Mgmt
1j Elect Director James H. Quigley For Against Mgmt
1k Elect Director Stephen W. Sanger For Against Mgmt
1l Elect Director Ronald L. Sargent For For Mgmt
1m Elect Director Timothy J. Sloan For For Mgmt
1n Elect Director Susan G. Swenson For Against Mgmt
1o Elect Director Suzanne M. Vautrinot For Against Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
5 Review and Report on Business Standards Against For ShrHlder
6 Provide for Cumulative Voting Against Against ShrHlder
7 Report on Divesting Non-Core Business Against Against ShrHlder
8 Report on Gender Pay Gap Against Against ShrHlder
9 Report on Lobbying Payments and Policy Against Against ShrHlder
10 Adopt Global Policy Regarding the Rights of Against For ShrHlder
Indigenous People
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Ameriprise Financial, Inc. AMP 03076C106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director James M. Cracchiolo For For Mgmt
1b Elect Director Dianne Neal Blixt For For Mgmt
1c Elect Director Amy DiGeso For For Mgmt
1d Elect Director Lon R. Greenberg For For Mgmt
1e Elect Director Siri S. Marshall For For Mgmt
1f Elect Director Jeffrey Noddle For For Mgmt
1g Elect Director H. Jay Sarles For For Mgmt
1h Elect Director Robert F. Sharpe, Jr. For For Mgmt
1i Elect Director Christopher J. Williams For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Bank of America Corporation BAC 060505104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Sharon L. Allen For For Mgmt
1b Elect Director Susan S. Bies For For Mgmt
1c Elect Director Jack O. Bovender, Jr. For For Mgmt
1d Elect Director Frank P. Bramble, Sr. For For Mgmt
1e Elect Director Pierre J.P. de Weck For For Mgmt
1f Elect Director Arnold W. Donald For For Mgmt
1g Elect Director Linda P. Hudson For For Mgmt
1h Elect Director Monica C. Lozano For For Mgmt
1i Elect Director Thomas J. May For For Mgmt
1j Elect Director Brian T. Moynihan For For Mgmt
1k Elect Director Lionel L. Nowell, III For For Mgmt
1l Elect Director Michael D. White For For Mgmt
1m Elect Director Thomas D. Woods For For Mgmt
1n Elect Director R. David Yost For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Amend the General Clawback Policy Against Against ShrHlder
6 Non-core banking operations Against Against ShrHlder
7 Require Independent Board Chairman Against For ShrHlder
8 Report on Gender Pay Gap Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Johnson & Johnson JNJ 478160104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Mary C. Beckerle For For Mgmt
1b Elect Director D. Scott Davis For For Mgmt
1c Elect Director Ian E. L. Davis For For Mgmt
1d Elect Director Alex Gorsky For For Mgmt
1e Elect Director Mark B. McClellan For For Mgmt
1f Elect Director Anne M. Mulcahy For For Mgmt
1g Elect Director William D. Perez For For Mgmt
1h Elect Director Charles Prince For For Mgmt
1i Elect Director A. Eugene Washington For For Mgmt
1j Elect Director Ronald A. Williams For For Mgmt
2 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
6 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/01/17 The Boeing Company BA 097023105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robert A. Bradway For For Mgmt
1b Elect Director David L. Calhoun For For Mgmt
1c Elect Director Arthur D. Collins, Jr. For For Mgmt
1d Elect Director Kenneth M. Duberstein For For Mgmt
1e Elect Director Edmund P. Giambastiani, Jr. For For Mgmt
1f Elect Director Lynn J. Good For For Mgmt
1g Elect Director Lawrence W. Kellner For For Mgmt
1h Elect Director Edward M. Liddy For For Mgmt
1i Elect Director Dennis A. Muilenburg For For Mgmt
1j Elect Director Susan C. Schwab For For Mgmt
1k Elect Director Randall L. Stephenson For For Mgmt
1l Elect Director Ronald A. Williams For For Mgmt
1m Elect Director Mike S. Zafirovski For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Reduce Ownership Threshold for Shareholders to Against For ShrHlder
Call Special Meeting
7 Report on Weapon Sales to Israel Against Against ShrHlder
8 Adopt Holy Land Principles Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 General Dynamics Corporation GD 369550108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Nicholas D. Chabraja For For Mgmt
1b Elect Director James S. Crown For For Mgmt
1c Elect Director Rudy F. deLeon For For Mgmt
1d Elect Director John M. Keane For For Mgmt
1e Elect Director Lester L. Lyles For For Mgmt
1f Elect Director Mark M. Malcolm For For Mgmt
1g Elect Director Phebe N. Novakovic For For Mgmt
1h Elect Director William A. Osborn For For Mgmt
1i Elect Director Catherine B. Reynolds For For Mgmt
1j Elect Director Laura J. Schumacher For For Mgmt
1k Elect Director Peter A. Wall For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
-76-
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Huntington Ingalls Industries, Inc. HII 446413106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Augustus L. Collins For For Mgmt
1.2 Elect Director Kirkland H. Donald For For Mgmt
1.3 Elect Director Thomas B. Fargo For For Mgmt
1.4 Elect Director Victoria D. Harker For For Mgmt
1.5 Elect Director Anastasia D. Kelly For For Mgmt
1.6 Elect Director Thomas C. Schievelbein For For Mgmt
1.7 Elect Director John K. Welch For For Mgmt
1.8 Elect Director Stephen R. Wilson For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Amend Bundled Compensation Plans For For Mgmt
5 Amend Proxy Access Right Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Valero Energy Corporation VLO 91913Y100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director H. Paulett Eberhart For For Mgmt
1b Elect Director Joseph W. Gorder For For Mgmt
1c Elect Director Kimberly S. Greene For For Mgmt
1d Elect Director Deborah P. Majoras For For Mgmt
1e Elect Director Donald L. Nickles For For Mgmt
1f Elect Director Philip J. Pfeiffer For For Mgmt
1g Elect Director Robert A. Profusek For For Mgmt
1h Elect Director Susan Kaufman Purcell For For Mgmt
1i Elect Director Stephen M. Waters For For Mgmt
1j Elect Director Randall J. Weisenburger For For Mgmt
1k Elect Director Rayford Wilkins, Jr. For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Alaska Air Group, Inc. ALK 011659109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Patricia M. Bedient For For Mgmt
1b Elect Director Marion C. Blakey For For Mgmt
1c Elect Director Phyllis J. Campbell For For Mgmt
1d Elect Director Dhiren R. Fonseca For For Mgmt
1e Elect Director Jessie J. Knight, Jr. For For Mgmt
1f Elect Director Dennis F. Madsen For For Mgmt
1g Elect Director Helvi K. Sandvik For For Mgmt
1h Elect Director J. Kenneth Thompson For For Mgmt
1i Elect Director Bradley D. Tilden For For Mgmt
1j Elect Director Eric K. Yeaman For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Increase Authorized Common Stock For For Mgmt
5 Ratify KPMG LLP as Auditors For For Mgmt
6 Amend Proxy Access Right Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Archer-Daniels-Midland Company ADM 039483102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Alan L. Boeckmann For For Mgmt
1.2 Elect Director Terrell K. Crews For For Mgmt
1.3 Elect Director Pierre Dufour For For Mgmt
1.4 Elect Director Donald E. Felsinger For For Mgmt
1.5 Elect Director Suzan F. Harrison For For Mgmt
1.6 Elect Director Juan R. Luciano For For Mgmt
1.7 Elect Director Patrick J. Moore For For Mgmt
1.8 Elect Director Francisco J. Sanchez For For Mgmt
1.9 Elect Director Debra A. Sandler For For Mgmt
1.10 Elect Director Daniel T. Shih For For Mgmt
1.11 Elect Director Kelvin R. Westbrook For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 Prudential Financial, Inc. PRU 744320102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas J. Baltimore, Jr. For For Mgmt
1.2 Elect Director Gilbert F. Casellas For For Mgmt
1.3 Elect Director Mark B. Grier For For Mgmt
1.4 Elect Director Martina Hund-Mejean For For Mgmt
1.5 Elect Director Karl J. Krapek For For Mgmt
1.6 Elect Director Peter R. Lighte For For Mgmt
1.7 Elect Director George Paz For For Mgmt
1.8 Elect Director Sandra Pianalto For For Mgmt
1.9 Elect Director Christine A. Poon For For Mgmt
1.10 Elect Director Douglas A. Scovanner For For Mgmt
1.11 Elect Director John R. Strangfeld For For Mgmt
1.12 Elect Director Michael A. Todman For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Gilead Sciences, Inc. GILD 375558103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director John F. Cogan For For Mgmt
1b Elect Director Kelly A. Kramer For For Mgmt
1c Elect Director Kevin E. Lofton For For Mgmt
1d Elect Director John C. Martin For For Mgmt
1e Elect Director John F. Milligan For For Mgmt
1f Elect Director Nicholas G. Moore For For Mgmt
1g Elect Director Richard J. Whitley For For Mgmt
1h Elect Director Gayle E. Wilson For For Mgmt
1i Elect Director Per Wold-Olsen For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Provide Right to Act by Written Consent Against For ShrHlder
7 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Skyworks Solutions, Inc. SWKS 83088M102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David J. Aldrich For For Mgmt
1.2 Elect Director Kevin L. Beebe For For Mgmt
1.3 Elect Director Timothy R. Furey For For Mgmt
1.4 Elect Director Liam K. Griffin For For Mgmt
1.5 Elect Director Balakrishnan S. Iyer For For Mgmt
1.6 Elect Director Christine King For For Mgmt
1.7 Elect Director David P. McGlade For For Mgmt
1.8 Elect Director David J. McLachlan For For Mgmt
1.9 Elect Director Robert A. Schriesheim For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/17 Motorola Solutions, Inc. MSI 620076307
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gregory Q. Brown For For Mgmt
1b Elect Director Kenneth D. Denman For For Mgmt
1c Elect Director Egon P. Durban For Against Mgmt
1d Elect Director Clayton M. Jones For For Mgmt
1e Elect Director Judy C. Lewent For For Mgmt
1f Elect Director Gregory K. Mondre For Against Mgmt
1g Elect Director Anne R. Pramaggiore For For Mgmt
1h Elect Director Samuel C. Scott, III For For Mgmt
1i Elect Director Joseph M. Tucci For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Report on Efforts to Ensure Supply Chain Has No Against Against ShrHlder
Forced Labor
-77-
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 JPMorgan Chase & Co. JPM 46625H100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Linda B. Bammann For For Mgmt
1b Elect Director James A. Bell For For Mgmt
1c Elect Director Crandall C. Bowles For For Mgmt
1d Elect Director Stephen B. Burke For For Mgmt
1e Elect Director Todd A. Combs For For Mgmt
1f Elect Director James S. Crown For For Mgmt
1g Elect Director James Dimon For For Mgmt
1h Elect Director Timothy P. Flynn For For Mgmt
1i Elect Director Laban P. Jackson, Jr. For For Mgmt
1j Elect Director Michael A. Neal For For Mgmt
1k Elect Director Lee R. Raymond For For Mgmt
1l Elect Director William C. Weldon For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Independent Board Chairman Against For ShrHlder
6 Prohibit Accelerated Vesting of Awards to Against For ShrHlder
Pursue Government Service
7 Clawback Amendment Against Against ShrHlder
8 Report on Gender Pay Gap Against Against ShrHlder
9 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
10 Reduce Ownership Threshold for Shareholders to Against For ShrHlder
Call a Special Meeting
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 Principal Financial Group, Inc. PFG 74251V102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Betsy J. Bernard For For Mgmt
1.2 Elect Director Jocelyn Carter-Miller For For Mgmt
1.3 Elect Director Dennis H. Ferro For For Mgmt
1.4 Elect Director Scott M. Mills For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young, LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Everest Re Group, Ltd. RE G3223R108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Dominic J. Addesso For For Mgmt
1.2 Elect Director John J. Amore For For Mgmt
1.3 Elect Director William F. Galtney, Jr. For For Mgmt
1.4 Elect Director John A. Graf For For Mgmt
1.5 Elect Director Geraldine Losquadro For For Mgmt
1.6 Elect Director Roger M. Singer For For Mgmt
1.7 Elect Director Joseph V. Taranto For For Mgmt
1.8 Elect Director John A. Weber For For Mgmt
2 Approve PricewaterhouseCoopers LLP as Auditors For For Mgmt
and Authorize Board to Fix Their Remuneration
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Gap Inc. GPS 364760108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robert J. Fisher For Against Mgmt
1b Elect Director William S. Fisher For For Mgmt
1c Elect Director Tracy Gardner For For Mgmt
1d Elect Director Brian Goldner For For Mgmt
1e Elect Director Isabella D. Goren For For Mgmt
1f Elect Director Bob L. Martin For For Mgmt
1g Elect Director Jorge P. Montoya For For Mgmt
1h Elect Director Arthur Peck For For Mgmt
1i Elect Director Mayo A. Shattuck, III For For Mgmt
1j Elect Director Katherine Tsang For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Amend Qualified Employee Stock Purchase Plan For For Mgmt
6 Adopt Guidelines for Country Selection Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Southwest Airlines Co. LUV 844741108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David W. Biegler For For Mgmt
1b Elect Director J. Veronica Biggins For For Mgmt
1c Elect Director Douglas H. Brooks For For Mgmt
1d Elect Director William H. Cunningham For For Mgmt
1e Elect Director John G. Denison For For Mgmt
1f Elect Director Thomas W. Gilligan For For Mgmt
1g Elect Director Gary C. Kelly For For Mgmt
1h Elect Director Grace D. Lieblein For For Mgmt
1i Elect Director Nancy B. Loeffler For For Mgmt
1j Elect Director John T. Montford For For Mgmt
1k Elect Director Ron Ricks For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 State Street Corporation STT 857477103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Kennett F. Burnes For For Mgmt
1b Elect Director Patrick de Saint-Aignan For For Mgmt
1c Elect Director Lynn A. Dugle For For Mgmt
1d Elect Director Amelia C. Fawcett For For Mgmt
1e Elect Director William C. Freda For For Mgmt
1f Elect Director Linda A. Hill For For Mgmt
1g Elect Director Joseph L. Hooley For For Mgmt
1h Elect Director Sean O'Sullivan For For Mgmt
1i Elect Director Richard P. Sergel For For Mgmt
1j Elect Director Gregory L. Summe For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 The Hartford Financial Services Group, Inc. HIG 416515104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robert B. Allardice, III For For Mgmt
1b Elect Director Trevor Fetter For For Mgmt
1c Elect Director Kathryn A. Mikells For For Mgmt
1d Elect Director Michael G. Morris For For Mgmt
1e Elect Director Thomas A. Renyi For For Mgmt
1f Elect Director Julie G. Richardson For For Mgmt
1g Elect Director Teresa Wynn Roseborough For For Mgmt
1h Elect Director Virginia P. Ruesterholz For For Mgmt
1i Elect Director Charles B. Strauss For For Mgmt
1j Elect Director Christopher J. Swift For For Mgmt
1k Elect Director H. Patrick Swygert For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Anthem, Inc. ANTM 036752103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director R. Kerry Clark For For Mgmt
1b Elect Director Robert L. Dixon, Jr. For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Bylaws For For Mgmt
6 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Hasbro, Inc. HAS 418056107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kenneth A. Bronfin For For Mgmt
1.2 Elect Director Michael R. Burns For For Mgmt
1.3 Elect Director Hope Cochran For For Mgmt
1.4 Elect Director Crispin H. Davis For For Mgmt
1.5 Elect Director Lisa Gersh For For Mgmt
1.6 Elect Director Brian D. Goldner For For Mgmt
1.7 Elect Director Alan G. Hassenfeld For For Mgmt
1.8 Elect Director Tracy A. Leinbach For For Mgmt
1.9 Elect Director Edward M. Philip For For Mgmt
1.10 Elect Director Richard S. Stoddart For For Mgmt
1.11 Elect Director Mary Beth West For For Mgmt
1.12 Elect Director Linda K. Zecher For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Amend Executive Incentive Bonus Plan For For Mgmt
6 Ratify KPMG LLP as Auditors For For Mgmt
-78-
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Intel Corporation INTC 458140100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Charlene Barshefsky For For Mgmt
1b Elect Director Aneel Bhusri For For Mgmt
1c Elect Director Andy D. Bryant For For Mgmt
1d Elect Director Reed E. Hundt For For Mgmt
1e Elect Director Omar Ishrak For For Mgmt
1f Elect Director Brian M. Krzanich For For Mgmt
1g Elect Director Tsu-Jae King Liu For For Mgmt
1h Elect Director David S. Pottruck For For Mgmt
1i Elect Director Gregory D. Smith For For Mgmt
1j Elect Director Frank D. Yeary For For Mgmt
1k Elect Director David B. Yoffie For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Amend Omnibus Stock Plan For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Political Contributions Disclosure Against Against ShrHlder
7 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 The Travelers Companies, Inc. TRV 89417E109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Alan L. Beller For For Mgmt
1b Elect Director John H. Dasburg For For Mgmt
1c Elect Director Janet M. Dolan For For Mgmt
1d Elect Director Kenneth M. Duberstein For For Mgmt
1e Elect Director Patricia L. Higgins For For Mgmt
1f Elect Director William J. Kane For For Mgmt
1g Elect Director Cleve L. Killingsworth, Jr. For For Mgmt
1h Elect Director Philip T. (Pete) Ruegger, III For For Mgmt
1i Elect Director Todd C. Schermerhorn For For Mgmt
1j Elect Director Alan D. Schnitzer For For Mgmt
1k Elect Director Donald J. Shepard For For Mgmt
1l Elect Director Laurie J. Thomsen For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Amend Omnibus Stock Plan For For Mgmt
6 Report on Lobbying Payments and Policy Against For ShrHlder
7 Report on Gender Pay Gap Against Against ShrHlder
8 Prepare Employment Diversity Report and Report Against For ShrHlder
on Diversity Policies
MEETING DATE COMPANY TICKER SECURITY ID
05/19/17 Aetna Inc. AET 00817Y108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Fernando Aguirre For For Mgmt
1b Elect Director Mark T. Bertolini For For Mgmt
1c Elect Director Frank M. Clark For For Mgmt
1d Elect Director Betsy Z. Cohen For For Mgmt
1e Elect Director Molly J. Coye For For Mgmt
1f Elect Director Roger N. Farah For For Mgmt
1g Elect Director Jeffrey E. Garten For For Mgmt
1h Elect Director Ellen M. Hancock For For Mgmt
1i Elect Director Richard J. Harrington For For Mgmt
1j Elect Director Edward J. Ludwig For For Mgmt
1k Elect Director Joseph P. Newhouse For For Mgmt
1l Elect Director Olympia J. Snowe For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency None One Year Mgmt
6A Report on Lobbying Payments and Policy Against For ShrHlder
6B Report on Gender Pay Gap Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/19/17 Amgen Inc. AMGN 031162100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1. Elect Director David Baltimore For For Mgmt
1.2 Elect Director Robert A. Bradway For For Mgmt
1.3 Elect Director Francois de Carbonnel For For Mgmt
1.4 Elect Director Robert A. Eckert For For Mgmt
1.5 Elect Director Greg C. Garland For For Mgmt
1.6 Elect Director Fred Hassan For For Mgmt
1.7 Elect Director Rebecca M. Henderson For For Mgmt
1.8 Elect Director Frank C. Herringer For For Mgmt
1.9 Elect Director Charles M. Holley, Jr. For For Mgmt
1.10 Elect Director Tyler Jacks For For Mgmt
1.11 Elect Director Ellen J. Kullman For For Mgmt
1.12 Elect Director Ronald D. Sugar For For Mgmt
1.13 Elect Director R. Sanders Williams For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/19/17 Westlake Chemical Corporation WLK 960413102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Dorothy C. Jenkins For Withhold Mgmt
1.2 Elect Director Max L. Lukens For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Approve Increase in Size of Board at Maximum of For For Mgmt
15
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
6 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/17 Morgan Stanley MS 617446448
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Erskine B. Bowles For For Mgmt
1b Elect Director Alistair Darling For For Mgmt
1c Elect Director Thomas H. Glocer For For Mgmt
1d Elect Director James P. Gorman For For Mgmt
1e Elect Director Robert H. Herz For For Mgmt
1f Elect Director Nobuyuki Hirano For For Mgmt
1g Elect Director Klaus Kleinfeld For For Mgmt
1h Elect Director Jami Miscik For For Mgmt
1i Elect Director Dennis M. Nally For For Mgmt
1j Elect Director Hutham S. Olayan For For Mgmt
1k Elect Director James W. Owens For For Mgmt
1l Elect Director Ryosuke Tamakoshi For For Mgmt
1m Elect Director Perry M. Traquina For For Mgmt
1n Elect Director Rayford Wilkins, Jr. For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan For Against Mgmt
6 Amend Non-Employee Director Omnibus Stock Plan For For Mgmt
7 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
8 Prohibit Accelerated Vesting of Awards to Against For ShrHlder
Pursue Government Service
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Juniper Networks, Inc. JNPR 48203R104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robert M. Calderoni For For Mgmt
1b Election Director Gary Daichendt For For Mgmt
1c Election Director Kevin DeNuccio For For Mgmt
1d Election Director James Dolce For For Mgmt
1e Election Director Mercedes Johnson For For Mgmt
1f Election Director Scott Kriens For For Mgmt
1g Election Director Rahul Merchant For For Mgmt
1h Election Director Rami Rahim For For Mgmt
1i Election Director William R. Stensrud For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
5 Eliminate Supermajority Vote Requirement For For Mgmt
6 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
8 Report on Annual Disclosure of EEO-1 Data Against For ShrHlder
-79-
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Omnicom Group Inc. OMC 681919106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John D. Wren For For Mgmt
1.2 Elect Director Bruce Crawford For For Mgmt
1.3 Elect Director Alan R. Batkin For For Mgmt
1.4 Elect Director Mary C. Choksi For For Mgmt
1.5 Elect Director Robert Charles Clark For For Mgmt
1.6 Elect Director Leonard S. Coleman, Jr. For For Mgmt
1.7 Elect Director Susan S. Denison For For Mgmt
1.8 Elect Director Deborah J. Kissire For For Mgmt
1.9 Elect Director John R. Murphy For For Mgmt
1.10 Elect Director John R. Purcell For For Mgmt
1.11 Elect Director Linda Johnson Rice For For Mgmt
1.12 Elect Director Valerie M. Williams For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Raytheon Company RTN 755111507
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Tracy A. Atkinson For For Mgmt
1b Elect Director Robert E. Beauchamp For For Mgmt
1c Elect Director Vernon E. Clark For For Mgmt
1d Elect Director Stephen J. Hadley For For Mgmt
1e Elect Director Thomas A. Kennedy For For Mgmt
1f Elect Director Letitia A. Long For For Mgmt
1g Elect Director George R. Oliver For For Mgmt
1h Elect Director Dinesh C. Paliwal For For Mgmt
1i Elect Director William R. Spivey For For Mgmt
1j Elect Director James A. Winnefeld, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 The Interpublic Group of Companies, Inc. IPG 460690100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jocelyn Carter-Miller For For Mgmt
1.2 Elect Director H. John Greeniaus For For Mgmt
1.3 Elect Director Mary J. Steele Guilfoile For For Mgmt
1.4 Elect Director Dawn Hudson For For Mgmt
1.5 Elect Director William T. Kerr For For Mgmt
1.6 Elect Director Henry S. Miller For For Mgmt
1.7 Elect Director Jonathan F. Miller For For Mgmt
1.8 Elect Director Michael I. Roth For For Mgmt
1.9 Elect Director David M. Thomas For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/26/17 Lincoln National Corporation LNC 534187109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Deirdre P. Connelly For For Mgmt
1.2 Elect Director William H. Cunningham For For Mgmt
1.3 Elect Director Dennis R. Glass For For Mgmt
1.4 Elect Director George W. Henderson, III For For Mgmt
1.5 Elect Director Eric G. Johnson For For Mgmt
1.6 Elect Director Gary C. Kelly For For Mgmt
1.7 Elect Director M. Leanne Lachman For For Mgmt
1.8 Elect Director Michael F. Mee For For Mgmt
1.9 Elect Director Patrick S. Pittard For For Mgmt
1.10 Elect Director Isaiah Tidwell For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5a Eliminate Supermajority Vote Requirement for For For Mgmt
Existing Preferred Stock and Bylaw Amendments
5b Eliminate Supermajority Vote Requirement to For For Mgmt
Remove Directors
5c Eliminate Supermajority Vote Requirement for For For Mgmt
Business Combinations
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 Williams-Sonoma, Inc. WSM 969904101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Laura J. Alber For For Mgmt
1.2 Elect Director Adrian D.P. Bellamy For For Mgmt
1.3 Elect Director Rose Marie Bravo For For Mgmt
1.4 Elect Director Anthony A. Greener For For Mgmt
1.5 Elect Director Grace Puma For For Mgmt
1.6 Elect Director Christiana Smith Shi For For Mgmt
1.7 Elect Director Sabrina Simmons For For Mgmt
1.8 Elect Director Jerry D. Stritzke For For Mgmt
1.9 Elect Director Frits D. van Paasschen For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Provide Proxy Access Right For For Mgmt
6 Adopt Proxy Access Right Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/06/17 The TJX Companies, Inc. TJX 872540109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Zein Abdalla For For Mgmt
1.2 Elect Director Jose B. Alvarez For For Mgmt
1.3 Elect Director Alan M. Bennett For For Mgmt
1.4 Elect Director David T. Ching For For Mgmt
1.5 Elect Director Ernie Herrman For For Mgmt
1.6 Elect Director Michael F. Hines For For Mgmt
1.7 Elect Director Amy B. Lane For For Mgmt
1.8 Elect Director Carol Meyrowitz For For Mgmt
1.9 Elect Director Jackwyn L. Nemerov For For Mgmt
1.10 Elect Director John F. O'Brien For For Mgmt
1.11 Elect Director Willow B. Shire For For Mgmt
2 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
7 Include Diversity as a Performance Metric Against Against ShrHlder
8 Report on Pay Disparity Against Against ShrHlder
9 Report on Gender, Race, or Ethnicity Pay Gap Against Against ShrHlder
10 Report on Net-Zero Greenhouse Gas Emissions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/13/17 Best Buy Co., Inc. BBY 086516101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Lisa M. Caputo For For Mgmt
1b Elect Director J. Patrick Doyle For For Mgmt
1c Elect Director Russell P. Fradin For For Mgmt
1d Elect Director Kathy J. Higgins Victor For For Mgmt
1e Elect Director Hubert Joly For For Mgmt
1f Elect Director David W. Kenny For For Mgmt
1g Elect Director Karen A. McLoughlin For For Mgmt
1h Elect Director Thomas L. "Tommy" Millner For For Mgmt
1i Elect Director Claudia F. Munce For For Mgmt
1j Elect Director Gerard R. Vittecoq For For Mgmt
2 Ratify Deloitte & Touche, LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
-80-
--------------------------------------------------------------------------------
FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF
--------------------------------------------------------------------------------
The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
--------------------------------------------------------------------------------
FIRST TRUST RBA AMERICAN INDUSTRIAL RENAISSANCE(R) ETF
--------------------------------------------------------------------------------
MEETING DATE COMPANY TICKER SECURITY ID
07/12/16 AZZ Inc. AZZ 002474104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Daniel E. Berce For For Mgmt
1.2 Elect Director H. Kirk Downey For For Mgmt
1.3 Elect Director Paul Eisman For For Mgmt
1.4 Elect Director Daniel R. Feehan For For Mgmt
1.5 Elect Director Thomas E. Ferguson For For Mgmt
1.6 Elect Director Kevern R. Joyce For For Mgmt
1.7 Elect Director Venita McCellon - Allen For For Mgmt
1.8 Elect Director Stephen E. Pirnat For For Mgmt
1.9 Elect Director Steven R. Purvis For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/12/16 RBC Bearings Incorporated ROLL 75524B104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Mitchell I. Quain For Withhold Mgmt
1.2 Elect Director Edward D. Stewart For Withhold Mgmt
1.3 Elect Director Thomas J. O'Brien For Withhold Mgmt
1.4 Elect Director Daniel A. Bergeron For Withhold Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Require a Majority Vote for the Election of Against For ShrHlder
Directors
MEETING DATE COMPANY TICKER SECURITY ID
11/17/16 LSI Industries Inc. LYTS 50216C108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert P. Beech For For Mgmt
1.2 Elect Director Gary P. Kreider For For Mgmt
1.3 Elect Director John K. Morgan For For Mgmt
1.4 Elect Director Wilfred T. O'Gara For For Mgmt
1.5 Elect Director James P. Sferra For For Mgmt
1.6 Elect Director Robert A. Steele For For Mgmt
1.7 Elect Director Dennis W. Wells For For Mgmt
2 Ratify Grant Thornton LLP as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
11/22/16 Dycom Industries, Inc. DY 267475101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Eitan Gertel For For Mgmt
1b Elect Director Anders Gustafsson For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
11/30/16 First Midwest Bancorp, Inc. FMBI 320867104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Issue Shares in Connection with Merger For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/09/16 F.N.B. Corporation FNB 302520101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Issue Shares in Connection with Merger For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/06/17 The Greenbrier Companies, Inc. GBX 393657101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Graeme A. Jack For For Mgmt
1.2 Elect Director Wendy L. Teramoto For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/25/17 Mueller Water Products, Inc. MWA 624758108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Shirley C. Franklin For For Mgmt
1.2 Elect Director Thomas J. Hansen For For Mgmt
1.3 Elect Director Gregory E. Hyland For For Mgmt
1.4 Elect Director Jerry W. Kolb For For Mgmt
1.5 Elect Director Mark J. O'Brien For For Mgmt
1.6 Elect Director Bernard G. Rethore For For Mgmt
1.7 Elect Director Lydia W. Thomas For For Mgmt
1.8 Elect Director Michael T. Tokarz For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/07/17 Oshkosh Corporation OSK 688239201
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Keith J. Allman For For Mgmt
1.2 Elect Director Peter B. Hamilton For For Mgmt
1.3 Elect Director Wilson R. Jones For For Mgmt
1.4 Elect Director Leslie F. Kenne For For Mgmt
1.5 Elect Director Kimberley Metcalf-Kupres For For Mgmt
1.6 Elect Director Steven C. Mizell For For Mgmt
1.7 Elect Director Stephen D. Newlin For For Mgmt
1.8 Elect Director Craig P. Omtvedt For For Mgmt
1.9 Elect Director Duncan J. Palmer For For Mgmt
1.10 Elect Director John S. Shiely For For Mgmt
1.11 Elect Director William S. Wallace For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/14/17 Navistar International Corporation NAV 63934E108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Troy A. Clarke For For Mgmt
1.2 Elect Director Jose Maria Alapont For For Mgmt
1.3 Elect Director Stephen R. D'Arcy For For Mgmt
1.4 Elect Director Vincent J. Intrieri For For Mgmt
1.5 Elect Director Stanley A. McChrystal For For Mgmt
1.6 Elect Director Samuel J. Merksamer For For Mgmt
1.7 Elect Director Mark H. Rachesky For For Mgmt
1.8 Elect Director Michael F. Sirignano For For Mgmt
1.9 Elect Director Dennis A. Suskind For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/02/17 Tetra Tech, Inc. TTEK 88162G103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Dan L. Batrack For For Mgmt
1.2 Elect Director Hugh M. Grant For For Mgmt
1.3 Elect Director Patrick C. Haden For For Mgmt
1.4 Elect Director J. Christopher Lewis For For Mgmt
1.5 Elect Director Joanne M. Maguire For For Mgmt
1.6 Elect Director Kimberly e. Ritrievi For For Mgmt
1.7 Elect Director Albert E. Smith For For Mgmt
1.8 Elect Director J. Kenneth Thompson For For Mgmt
1.9 Elect Director Kirsten M. Volpi For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/08/17 Blue Bird Corporation BLBD 095306106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Phil Horlock For Withhold Mgmt
1.2 Elect Director Michael Sand For Withhold Mgmt
-81-
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 1st Source Corporation SRCE 336901103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Vinod M. Khilnani For For Mgmt
1.2 Elect Director Rex Martin For For Mgmt
1.3 Elect Director Christopher J. Murphy, III For For Mgmt
1.4 Elect Director Timothy K. Ozark For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify BKD LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Bryn Mawr Bank Corporation BMTC 117665109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Wendell F. Holland For For Mgmt
1.2 Elect Director David E. Lees For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/21/17 Federal Signal Corporation FSS 313855108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James E. Goodwin For For Mgmt
1.2 Elect Director Paul W. Jones For For Mgmt
1.3 Elect Director Bonnie C. Lind For For Mgmt
1.4 Elect Director Dennis J. Martin For For Mgmt
1.5 Elect Director Richard R. Mudge For For Mgmt
1.6 Elect Director William F. Owens For For Mgmt
1.7 Elect Director Brenda L. Reichelderfer For For Mgmt
1.8 Elect Director Jennifer L. Sherman For For Mgmt
1.9 Elect Director John L. Workman For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Associated Banc-Corp ASB 045487105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John F. Bergstrom For For Mgmt
1.2 Elect Director Philip B. Flynn For For Mgmt
1.3 Elect Director R. Jay Gerken For For Mgmt
1.4 Elect Director Judith P. Greffin For For Mgmt
1.5 Elect Director William R. Hutchinson For For Mgmt
1.6 Elect Director Robert A. Jeffe For For Mgmt
1.7 Elect Director Eileen A. Kamerick For For Mgmt
1.8 Elect Director Gale E. Klappa For For Mgmt
1.9 Elect Director Richard T. Lommen For For Mgmt
1.10 Elect Director Cory L. Nettles For For Mgmt
1.11 Elect Director Karen T. van Lith For For Mgmt
1.12 Elect Director John (Jay) B. Williams For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 First Commonwealth Financial Corporation FCF 319829107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Julie A. Caponi For For Mgmt
1.2 Elect Director Ray T. Charley For For Mgmt
1.3 Elect Director Gary R. Claus For For Mgmt
1.4 Elect Director David S. Dahlmann For For Mgmt
1.5 Elect Director Johnston A. Glass For For Mgmt
1.6 Elect Director Jon L. Gorney For For Mgmt
1.7 Elect Director David W. Greenfield For For Mgmt
1.8 Elect Director Luke A. Latimer For For Mgmt
1.9 Elect Director T. Michael Price For For Mgmt
1.10 Elect Director Laurie Stern Singer For For Mgmt
1.11 Elect Director Robert J. Ventura For For Mgmt
1.12 Elect Director Stephen A. Wolfe For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Heritage-Crystal Clean, Inc. HCCI 42726M106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Bruce Bruckmann For For Mgmt
1.2 Elect Director Carmine Falcone For For Mgmt
1.3 Elect Director Robert W. Willmschen, Jr. For For Mgmt
2 Ratify Grant Thornton LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Amend Omnibus Stock Plan For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
6 Amend Qualified Employee Stock Purchase Plan For For Mgmt
7 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 MYR Group Inc. MYRG 55405W104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Henry W. Fayne For For Mgmt
1.2 Elect Director Kenneth M. Hartwick For For Mgmt
1.3 Elect Director Gary R. Johnson For For Mgmt
1.4 Elect Director Bradley T. Favreau For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Old National Bancorp ONB 680033107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Alan W. Braun For For Mgmt
1.2 Elect Director Niel C. Ellerbrook For For Mgmt
1.3 Elect Director Andrew E. Goebel For For Mgmt
1.4 Elect Director Jerome F. Henry, Jr. For For Mgmt
1.5 Elect Director Robert G. Jones For For Mgmt
1.6 Elect Director Phelps L. Lambert For For Mgmt
1.7 Elect Director Arthur H. McElwee, Jr. For For Mgmt
1.8 Elect Director James T. Morris For For Mgmt
1.9 Elect Director Randall T. Shepard For For Mgmt
1.10 Elect Director Rebecca S. Skillman For For Mgmt
1.11 Elect Director Kelly N. Stanley For For Mgmt
1.12 Elect Director Derrick J. Stewart For For Mgmt
1.13 Elect Director Katherine E. White For For Mgmt
1.14 Elect Director Linda E. White For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify Crowe Horwath LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Peoples Bancorp Inc. PEBO 709789101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Tara M. Abraham For For Mgmt
1.2 Elect Director James S. Huggins For For Mgmt
1.3 Elect Director Brooke W. James For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/02/17 Douglas Dynamics, Inc. PLOW 25960R105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James L. Janik For For Mgmt
1.2 Elect Director James D. Staley For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
-82-
MEETING DATE COMPANY TICKER SECURITY ID
05/02/17 Hubbell Incorporated HUBB 443510607
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Carlos M. Cardoso For For Mgmt
1.2 Elect Director Anthony J. Guzzi For For Mgmt
1.3 Elect Director Neal J. Keating For For Mgmt
1.4 Elect Director John F. Malloy For For Mgmt
1.5 Elect Director Judith F. Marks For For Mgmt
1.6 Elect Director David G. Nord For For Mgmt
1.7 Elect Director John G. Russell For For Mgmt
1.8 Elect Director Steven R. Shawley For For Mgmt
1.9 Elect Director Richard J. Swift For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Covanta Holding Corporation CVA 22282E102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David M. Barse For For Mgmt
1.2 Elect Director Ronald J. Broglio For For Mgmt
1.3 Elect Director Peter C.B. Bynoe For For Mgmt
1.4 Elect Director Linda J. Fisher For For Mgmt
1.5 Elect Director Joseph M. Holsten For For Mgmt
1.6 Elect Director Stephen J. Jones For For Mgmt
1.7 Elect Director Danielle Pletka For For Mgmt
1.8 Elect Director Michael W. Ranger For For Mgmt
1.9 Elect Director Robert S. Silberman For For Mgmt
1.10 Elect Director Jean Smith For For Mgmt
1.11 Elect Director Samuel Zell For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 Primoris Services Corporation PRIM 74164F103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert A. Tinstman For For Mgmt
1.2 Elect Director David L. King For Withhold Mgmt
1.3 Elect Director John P. Schauerman For Withhold Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Moss Adams, LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 Encore Wire Corporation WIRE 292562105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Donald E. Courtney For For Mgmt
1.2 Elect Director Gregory J. Fisher For For Mgmt
1.3 Elect Director Daniel L. Jones For For Mgmt
1.4 Elect Director William R. Thomas, III For For Mgmt
1.5 Elect Director Scott D. Weaver For For Mgmt
1.6 Elect Director John H. Wilson For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 TriMas Corporation TRS 896215209
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard M. Gabrys For For Mgmt
1.2 Elect Director Eugene A. Miller For For Mgmt
1.3 Elect Director Herbert K. Parker For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/17 QCR Holdings, Inc. QCRH 74727A104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael L. Peterson For For Mgmt
1.2 Elect Director George T. Ralph, III For For Mgmt
1.3 Elect Director Marie Z. Ziegler For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/17 Fulton Financial Corporation FULT 360271100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Lisa Crutchfield For For Mgmt
1b Elect Director Denise L. Devine For For Mgmt
1c Elect Director Patrick J. Freer For For Mgmt
1d Elect Director George W. Hodges For For Mgmt
1e Elect Director Albert Morrison, III For For Mgmt
1f Elect Director James R. Moxley, III For For Mgmt
1g Elect Director R. Scott Smith, Jr. For For Mgmt
1h Elect Director Scott A. Snyder For For Mgmt
1i Elect Director Ronald H. Spair For For Mgmt
1j Elect Director Mark F. Strauss For For Mgmt
1k Elect Director Ernest J. Waters For For Mgmt
1l Elect Director E. Philip Wenger For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 First Midwest Bancorp, Inc. FMBI 320867104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Thomas L. Brown For For Mgmt
1b Elect Director Phupinder S. Gill For For Mgmt
1c Elect Director Kathryn J. Hayley For For Mgmt
1d Elect Director Frank B. Modruson For For Mgmt
1e Elect Director Ellen A. Rudnick For For Mgmt
1f Elect Director Michael J. Small For For Mgmt
1g Elect Director Stephen C. Van Arsdell For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 MasTec, Inc. MTZ 576323109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director C. Robert Campbell For For Mgmt
1.2 Elect Director Ernst N. Csiszar For For Mgmt
1.3 Elect Director Julia L. Johnson For For Mgmt
1.4 Elect Director Jorge Mas For For Mgmt
2 Ratify BDO USA, LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Wabash National Corporation WNC 929566107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard J. Giromini For For Mgmt
1.2 Elect Director Martin C. Jischke For For Mgmt
1.3 Elect Director John E. Kunz For For Mgmt
1.4 Elect Director Larry J. Magee For For Mgmt
1.5 Elect Director Ann D. Murtlow For For Mgmt
1.6 Elect Director Scott K. Sorensen For For Mgmt
1.7 Elect Director Brent L. Yeagy For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
-83-
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Comfort Systems USA, Inc. FIX 199908104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Darcy G. Anderson For For Mgmt
1.2 Elect Director Herman E. Bulls For For Mgmt
1.3 Elect Director Alfred J. Giardinelli, Jr. For For Mgmt
1.4 Elect Director Alan P. Krusi For For Mgmt
1.5 Elect Director Brian E. Lane For For Mgmt
1.6 Elect Director Franklin Myers For For Mgmt
1.7 Elect Director James H. Schultz For For Mgmt
1.8 Elect Director Constance E. Skidmore For For Mgmt
1.9 Elect Director Vance W. Tang For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Approve Executive Incentive Bonus Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 MB Financial, Inc. MBFI 55264U108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David P. Bolger For For Mgmt
1b Elect Director C. Bryan Daniels For For Mgmt
1c Elect Director Mitchell Feiger For For Mgmt
1d Elect Director Sunil Garg For For Mgmt
1e Elect Director Charles J. Gries For For Mgmt
1f Elect Director James N. Hallene For For Mgmt
1g Elect Director Thomas H. Harvey For For Mgmt
1h Elect Director Richard J. Holmstrom For For Mgmt
1i Elect Director Karen J. May For For Mgmt
1j Elect Director Ronald D. Santo For For Mgmt
1k Elect Director Jennifer W. Steans For For Mgmt
1l Elect Director Renee Togher For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 US Ecology, Inc. ECOL 91732J102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Joe F. Colvin For For Mgmt
1.2 Elect Director Katina Dorton For For Mgmt
1.3 Elect Director Jeffrey R. Feeler For For Mgmt
1.4 Elect Director Daniel Fox For For Mgmt
1.5 Elect Director Stephen A. Romano For For Mgmt
1.6 Elect Director John T. Sahlberg For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 Quanta Services, Inc. PWR 74762E102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Earl C. (Duke) Austin, Jr. For For Mgmt
1.2 Elect Director Doyle N. Beneby For For Mgmt
1.3 Elect Director J. Michal Conaway For For Mgmt
1.4 Elect Director Vincent D. Foster For For Mgmt
1.5 Elect Director Bernard Fried For For Mgmt
1.6 Elect Director Worthing F. Jackman For For Mgmt
1.7 Elect Director David M. McClanahan For For Mgmt
1.8 Elect Director Margaret B. Shannon For For Mgmt
1.9 Elect Director Pat Wood, III For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 Tutor Perini Corporation TPC 901109108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ronald N. Tutor For For Mgmt
1.2 Elect Director Peter Arkley For Withhold Mgmt
1.3 Elect Director Sidney J. Feltenstein For For Mgmt
1.4 Elect Director James A. Frost For For Mgmt
1.5 Elect Director Michael R. Klein For For Mgmt
1.6 Elect Director Thomas C. Leppert For For Mgmt
1.7 Elect Director Robert C. Lieber For For Mgmt
1.8 Elect Director Dennis D. Oklak For For Mgmt
1.9 Elect Director Raymond R. Oneglia For For Mgmt
1.10 Elect Director Dale A. Reiss For For Mgmt
1.11 Elect Director Donald D. Snyder For For Mgmt
1.12 Elect Director Dickran M. Tevrizian, Jr. For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
4 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Global Brass and Copper Holdings, Inc. BRSS 37953G103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Vicki L. Avril For For Mgmt
1b Elect Director Donald L. Marsh For For Mgmt
1c Elect Director Bradford T. Ray For For Mgmt
1d Elect Director John H. Walker For For Mgmt
1e Elect Director John J. Wasz For For Mgmt
1f Elect Director Martin E. Welch, III For For Mgmt
1g Elect Director Ronald C. Whitaker For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Supreme Industries, Inc. STS 868607102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Edward L. Flynn For For Mgmt
1.2 Elect Director Mark C. Neilson For For Mgmt
1.3 Elect Director Mark D. Weber For Against Mgmt
2 Ratify Crowe Horwath LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/01/17 EMCOR Group, Inc. EME 29084Q100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director John W. Altmeyer For For Mgmt
1b Elect Director Stephen W. Bershad For For Mgmt
1c Elect Director David A.B. Brown For For Mgmt
1d Elect Director Anthony J. Guzzi For For Mgmt
1e Elect Director Richard F. Hamm, Jr. For For Mgmt
1f Elect Director David H. Laidley For For Mgmt
1g Elect Director Carol P. Lowe For For Mgmt
1h Elect Director M. Kevin McEvoy For For Mgmt
1i Elect Director Jerry E. Ryan For For Mgmt
1j Elect Director Steven B. Schwarzwaelder For For Mgmt
1k Elect Director Michael T. Yonker For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5 Provide Right to Act by Written Consent Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/06/17 American Railcar Industries, Inc. ARII 02916P103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director SungHwan Cho For Against Mgmt
1b Elect Director James C. Pontious For For Mgmt
1c Elect Director J. Mike Laisure For For Mgmt
1d Elect Director Harold First For For Mgmt
1e Elect Director Jonathan Frates For Against Mgmt
1f Elect Director Michael Nevin For Against Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 Clean Harbors, Inc. CLH 184496107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Eugene Banucci For For Mgmt
1.2 Elect Director Edward G. Galante For For Mgmt
1.3 Elect Director Thomas J. Shields For For Mgmt
1.4 Elect Director John R. Welch For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Amend Executive Incentive Bonus Plan For For Mgmt
6 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
-84-
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 Granite Construction Incorporated GVA 387328107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director James H. Roberts For For Mgmt
1b Elect Director Gaddi H. Vasquez For For Mgmt
1c Elect Director David C. Darnell For For Mgmt
1d Elect Director Celeste B. Mastin For For Mgmt
1e Elect Director Patricia D. Galloway For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/10/17 NV5 Global, Inc. NVEE 62945V109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Dickerson Wright For For Mgmt
1.2 Elect Director Alexander A. Hockman For For Mgmt
1.3 Elect Director Donald C. Alford For For Mgmt
1.4 Elect Director Jeffrey A. Liss For For Mgmt
1.5 Elect Director William D. Pruitt For For Mgmt
1.6 Elect Director Gerald J. Salontai For For Mgmt
1.7 Elect Director Francois Tardan For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 Generac Holdings Inc. GNRC 368736104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Todd A. Adams For For Mgmt
1.2 Elect Director Bennett Morgan For For Mgmt
1.3 Elect Director Dominick Zarcone For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/22/17 Argan, Inc. AGX 04010E109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Rainer H. Bosselmann For For Mgmt
1.2 Elect Director Cynthia A. Flanders For For Mgmt
1.3 Elect Director Peter W. Getsinger For Withhold Mgmt
1.4 Elect Director William F. Griffin, Jr. For For Mgmt
1.5 Elect Director John R. Jeffrey, Jr. For For Mgmt
1.6 Elect Director William F. Leimkuhler For Withhold Mgmt
1.7 Elect Director W.G. Champion Mitchell For For Mgmt
1.8 Elect Director James W. Quinn For Withhold Mgmt
1.9 Elect Director Brian R. Sherras For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Ratify Grant Thornton LLP as Auditors For For Mgmt
-85-
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FIRST TRUST RBA QUALITY INCOME ETF
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MEETING DATE COMPANY TICKER SECURITY ID
07/29/16 PetMed Express, Inc. PETS 716382106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Menderes Akdag For For Mgmt
1.2 Elect Director Frank J. Formica For For Mgmt
1.3 Elect Director Gian M. Fulgoni For For Mgmt
1.4 Elect Director Ronald J. Korn For For Mgmt
1.5 Elect Director Robert C. Schweitzer For For Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Mgmt
4 Approve Restricted Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/12/16 Cisco Systems, Inc. CSCO 17275R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Carol A. Bartz For For Mgmt
1b Elect Director M. Michele Burns For For Mgmt
1c Elect Director Michael D. Capellas For For Mgmt
1d Elect Director John T. Chambers For For Mgmt
1e Elect Director Amy L. Chang For For Mgmt
1f Elect Director John L. Hennessy For For Mgmt
1g Elect Director Kristina M. Johnson For For Mgmt
1h Elect Director Roderick C. McGeary For For Mgmt
1i Elect Director Charles H. Robbins For For Mgmt
1j Elect Director Arun Sarin For For Mgmt
1k Elect Director Steven M. West For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
4 Report on Lobbying Payments and Policy Against For ShrHlder
5 Report on Arab and non-Arab Employees using Against Against ShrHlder
EEO-1 Categories
6 Establish Board Committee on Operations in Against Against ShrHlder
Israeli Settlements
MEETING DATE COMPANY TICKER SECURITY ID
04/24/17 Genuine Parts Company GPC 372460105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Elizabeth W. Camp For For Mgmt
1.2 Elect Director Paul D. Donahue For For Mgmt
1.3 Elect Director Gary P. Fayard For For Mgmt
1.4 Elect Director Thomas C. Gallagher For For Mgmt
1.5 Elect Director John R. Holder For For Mgmt
1.6 Elect Director Donna W. Hyland For For Mgmt
1.7 Elect Director John D. Johns For For Mgmt
1.8 Elect Director Robert C. 'Robin' Loudermilk, For For Mgmt
Jr.
1.9 Elect Director Wendy B. Needham For For Mgmt
1.10 Elect Director Jerry W. Nix For For Mgmt
1.11 Elect Director E. Jenner Wood, III For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 BB&T Corporation BBT 054937107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jennifer S. Banner For For Mgmt
1.2 Elect Director K. David Boyer, Jr. For For Mgmt
1.3 Elect Director Anna R. Cablik For For Mgmt
1.4 Elect Director James A. Faulkner For For Mgmt
1.5 Elect Director I. Patricia Henry For For Mgmt
1.6 Elect Director Eric C. Kendrick For For Mgmt
1.7 Elect Director Kelly S. King For For Mgmt
1.8 Elect Director Louis B. Lynn For For Mgmt
1.9 Elect Director Charles A. Patton For For Mgmt
1.10 Elect Director Nido R. Qubein For For Mgmt
1.11 Elect Director William J. Reuter For For Mgmt
1.12 Elect Director Tollie W. Rich, Jr. For For Mgmt
1.13 Elect Director Christine Sears For For Mgmt
1.14 Elect Director Thomas E. Skains For For Mgmt
1.15 Elect Director Thomas N. Thompson For For Mgmt
1.16 Elect Director Stephen T. Williams For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
6 Reduce Supermajority Vote Requirement Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Community Trust Bancorp, Inc. CTBI 204149108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Charles J. Baird For For Mgmt
1.2 Elect Director Nick Carter For For Mgmt
1.3 Elect Director Jean R. Hale For For Mgmt
1.4 Elect Director James E. McGhee, II For For Mgmt
1.5 Elect Director M. Lynn Parrish For For Mgmt
1.6 Elect Director James R. Ramsey For For Mgmt
1.7 Elect Director Anthony W. St. Charles For For Mgmt
2 Ratify BKD, LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Washington Trust Bancorp, Inc. WASH 940610108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John J. Bowen For For Mgmt
1.2 Elect Director Robert A. DiMuccio For For Mgmt
1.3 Elect Director H. Douglas Randall, III For For Mgmt
1.4 Elect Director John F. Treanor For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Public Storage PSA 74460D109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ronald L. Havner, Jr. For For Mgmt
1.2 Elect Director Tamara Hughes Gustavson For For Mgmt
1.3 Elect Director Uri P. Harkham For For Mgmt
1.4 Elect Director Leslie S. Heisz For For Mgmt
1.5 Elect Director B. Wayne Hughes, Jr. For For Mgmt
1.6 Elect Director Avedick B. Poladian For Against Mgmt
1.7 Elect Director Gary E. Pruitt For Against Mgmt
1.8 Elect Director Ronald P. Spogli For Against Mgmt
1.9 Elect Director Daniel C. Staton For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Johnson & Johnson JNJ 478160104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Mary C. Beckerle For For Mgmt
1b Elect Director D. Scott Davis For For Mgmt
1c Elect Director Ian E. L. Davis For For Mgmt
1d Elect Director Alex Gorsky For For Mgmt
1e Elect Director Mark B. McClellan For For Mgmt
1f Elect Director Anne M. Mulcahy For For Mgmt
1g Elect Director William D. Perez For For Mgmt
1h Elect Director Charles Prince For For Mgmt
1i Elect Director A. Eugene Washington For For Mgmt
1j Elect Director Ronald A. Williams For For Mgmt
2 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
6 Require Independent Board Chairman Against For ShrHlder
-86-
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Northwestern Corporation NWE 668074305
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Stephen P. Adik For For Mgmt
1.2 Elect Director Anthony T. Clark For For Mgmt
1.3 Elect Director E. Linn Draper, Jr. For For Mgmt
1.4 Elect Director Dana J. Dykhouse For For Mgmt
1.5 Elect Director Jan R. Horsfall For For Mgmt
1.6 Elect Director Britt E. Ide For For Mgmt
1.7 Elect Director Julia L. Johnson For For Mgmt
1.8 Elect Director Linda G. Sullivan For For Mgmt
1.9 Elect Director Robert C. Rowe For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Other Business For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/02/17 Great Plains Energy Incorporated GXP 391164100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Terry Bassham For For Mgmt
1.2 Elect Director David L. Bodde For For Mgmt
1.3 Elect Director Randall C. Ferguson, Jr. For For Mgmt
1.4 Elect Director Gary D. Forsee For For Mgmt
1.5 Elect Director Scott D. Grimes For For Mgmt
1.6 Elect Director Thomas D. Hyde For For Mgmt
1.7 Elect Director Ann D. Murtlow For For Mgmt
1.8 Elect Director Sandra J. Price For For Mgmt
1.9 Elect Director John J. Sherman For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Report Analyzing Profit Potential Based on Against For ShrHlder
Renewable Energy Metrics
6 Report on Lobbying Payments and Political Against For ShrHlder
Contributions
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 WEC Energy Group, Inc. WEC 92939U106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John F. Bergstrom For For Mgmt
1.2 Elect Director Barbara L. Bowles For For Mgmt
1.3 Elect Director William J. Brodsky For For Mgmt
1.4 Elect Director Albert J. Budney, Jr. For For Mgmt
1.5 Elect Director Patricia W. Chadwick For For Mgmt
1.6 Elect Director Curt S. Culver For For Mgmt
1.7 Elect Director Thomas J. Fischer For For Mgmt
1.8 Elect Director Paul W. Jones For For Mgmt
1.9 Elect Director Gale E. Klappa For For Mgmt
1.10 Elect Director Henry W. Knueppel For For Mgmt
1.11 Elect Director Allen L. Leverett For For Mgmt
1.12 Elect Director Ulice Payne, Jr. For For Mgmt
1.13 Elect Director Mary Ellen Stanek For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 Hawaiian Electric Industries, Inc. HE 419870100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Peggy Y. Fowler For For Mgmt
1.2 Elect Director Keith P. Russell For For Mgmt
1.3 Elect Director Barry K. Taniguchi For For Mgmt
1.4 Elect Director Richard J. Dahl For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 Owens & Minor, Inc. OMI 690732102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Stuart M. Essig For For Mgmt
1.2 Elect Director John W. Gerdelman For For Mgmt
1.3 Elect Director Barbara B. Hill For For Mgmt
1.4 Elect Director Lemuel E. Lewis For For Mgmt
1.5 Elect Director Martha H. Marsh For For Mgmt
1.6 Elect Director Eddie N. Moore, Jr. For For Mgmt
1.7 Elect Director P. Cody Phipps For For Mgmt
1.8 Elect Director James E. Rogers For For Mgmt
1.9 Elect Director David S. Simmons For For Mgmt
1.10 Elect Director Robert C. Sledd For For Mgmt
1.11 Elect Director Anne Marie Whittemore For For Mgmt
2 Approve Nonqualified Employee Stock Purchase For For Mgmt
Plan
3 Ratify KPMG LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 Pembina Pipeline Corporation PPL 706327103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Anne-Marie N. Ainsworth, Michael (Mick) For For Mgmt
H. Dilger, Randall J. Findlay, Lorne B. Gordon,
Gordon J. Kerr, David M.B. LeGresley, Robert B.
Michaleski, Leslie A. O'Donoghue, Bruce D.
Rubin, and Jeffrey T. Smith as Directors
1.1 Elect Director Anne-Marie N. Ainsworth For For Mgmt
1.2 Elect Director Michael (Mick) H. Dilger For For Mgmt
1.3 Elect Director Randall J. Findlay For For Mgmt
1.4 Elect Director Lorne B. Gordon For For Mgmt
1.5 Elect Director Gordon J. Kerr For For Mgmt
1.6 Elect Director David M.B. LeGresley For For Mgmt
1.7 Elect Director Robert B. Michaleski For For Mgmt
1.8 Elect Director Leslie A. O'Donoghue For For Mgmt
1.9 Elect Director Bruce D. Rubin For For Mgmt
1.10 Elect Director Jeffrey T. Smith For For Mgmt
2 Approve KPMG LLP as Auditors and Authorize For For Mgmt
Board to Fix Their Remuneration
3 Amend Stock Option Plan For For Mgmt
4 Advisory Vote on Executive Compensation For For Mgmt
Approach
MEETING DATE COMPANY TICKER SECURITY ID
05/08/17 National Health Investors, Inc. NHI 63633D104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director W. Andrew Adams For For Mgmt
1b Elect Director Robert A. McCabe, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify BDO USA, LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 CVS Health Corporation CVS 126650100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Richard M. Bracken For For Mgmt
1b Elect Director C. David Brown, II For For Mgmt
1c Elect Director Alecia A. DeCoudreaux For For Mgmt
1d Elect Director Nancy-Ann M. DeParle For For Mgmt
1e Elect Director David W. Dorman For For Mgmt
1f Elect Director Anne M. Finucane For Against Mgmt
1g Elect Director Larry J. Merlo For For Mgmt
1h Elect Director Jean-Pierre Millon For For Mgmt
1i Elect Director Mary L. Schapiro For For Mgmt
1j Elect Director Richard J. Swift For For Mgmt
1k Elect Director William C. Weldon For For Mgmt
1l Elect Director Tony L. White For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Reduce Ownership Threshold for Shareholders to Against For ShrHlder
Call Special Meeting
7 Report on Pay Disparity Against Against ShrHlder
8 Adopt Quantitative Renewable Energy Goals Against Against ShrHlder
-87-
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Sanofi SAN F5548N101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory For For Mgmt
Reports
2 Approve Consolidated Financial Statements and For For Mgmt
Statutory Reports
3 Approve Allocation of Income and Dividends of For For Mgmt
EUR 2.96 per Share
4 Approve Auditors' Special Report on New For For Mgmt
Related-Party Transactions
5 Approve Remuneration of Directors in the For For Mgmt
Aggregate Amount of EUR 1.750 Million
6 Reelect Fabienne Lecorvaisier as Director For For Mgmt
7 Elect Bernard Charles as Director For For Mgmt
8 Elect Melanie Lee as Director For For Mgmt
9 Approve Remuneration Policy for Chairman of the For For Mgmt
Board
10 Approve Remuneration Policy for CEO For For Mgmt
11 Non-Binding Vote on Compensation of Serge For For Mgmt
Weinberg, Chairman of the Board
12 Non-Binding Vote on Compensation of Olivier For For Mgmt
Brandicourt, CEO
13 Renew Appointment of PricewaterhouseCoopers For For Mgmt
Audit as Auditor
14 Authorize Repurchase of Up to 10 Percent of For For Mgmt
Issued Share Capital
1 Authorize Issuance of Equity or Equity-Linked For For Mgmt
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 1.289 Billion
2 Authorize Issuance of Equity or Equity-Linked For For Mgmt
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 240 Million
3 Approve Issuance of Equity or Equity-Linked For For Mgmt
Securities for Private Placements, up to
Aggregate Nominal Amount of EUR 240 Million
4 Approve Issuance of Debt Securities Giving For For Mgmt
Access to New Shares of Subsidiaries and/or
Existing Shares and/or Debt Securities, up to
Aggregate Amount of EUR 7 Billion
5 Authorize Board to Increase Capital in the For For Mgmt
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote Above
6 Authorize Capital Increase of up to 10 Percent For For Mgmt
of Issued Capital for Contributions in Kind
7 Authorize Capitalization of Reserves of Up to For For Mgmt
EUR 500 Million for Bonus Issue or Increase in
Par Value
8 Authorize Capital Issuances for Use in Employee For For Mgmt
Stock Purchase Plans
9 Authorize Decrease in Share Capital via For For Mgmt
Cancellation of Repurchased Shares
10 Amend Article 11 of Bylaws Re: Board of For For Mgmt
Directors
11 Authorize Filing of Required Documents/Other For For Mgmt
Formalities
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Avista Corporation AVA 05379B107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Erik J. Anderson For For Mgmt
1b Elect Director Kristianne Blake For For Mgmt
1c Elect Director Donald C. Burke For For Mgmt
1d Elect Director Rebecca A. Klein For For Mgmt
1e Elect Director Scott H. Maw For For Mgmt
1f Elect Director Scott L. Morris For For Mgmt
1g Elect Director Marc F. Racicot For For Mgmt
1h Elect Director Heidi B. Stanley For For Mgmt
1i Elect Director R. John Taylor For For Mgmt
1j Elect Director Janet D. Widmann For For Mgmt
2 Reduce Supermajority Vote Requirement for For For Mgmt
Specified Matters
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/17 Sempra Energy SRE 816851109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Alan L. Boeckmann For For Mgmt
1.2 Elect Director Kathleen L. Brown For For Mgmt
1.3 Elect Director Andres Conesa For For Mgmt
1.4 Elect Director Maria Contreras-Sweet For For Mgmt
1.5 Elect Director Pablo A. Ferrero For For Mgmt
1.6 Elect Director William D. Jones For For Mgmt
1.7 Elect Director Bethany J. Mayer For For Mgmt
1.8 Elect Director William G. Ouchi For For Mgmt
1.9 Elect Director Debra L. Reed For For Mgmt
1.10 Elect Director William C. Rusnack For For Mgmt
1.11 Elect Director Lynn Schenk For For Mgmt
1.12 Elect Director Jack T. Taylor For For Mgmt
1.13 Elect Director James C. Yardley For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/17 Consolidated Edison, Inc. ED 209115104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Vincent A. Calarco For For Mgmt
1b Elect Director George Campbell, Jr. For For Mgmt
1c Elect Director Michael J. Del Giudice For For Mgmt
1d Elect Director Ellen V. Futter For For Mgmt
1e Elect Director John F. Killian For For Mgmt
1f Elect Director John McAvoy For For Mgmt
1g Elect Director Armando J. Olivera For For Mgmt
1h Elect Director Michael W. Ranger For For Mgmt
1i Elect Director Linda S. Sanford For For Mgmt
1j Elect Director L. Frederick Sutherland For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 Arthur J. Gallagher & Co. AJG 363576109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Sherry S. Barrat For For Mgmt
1b Elect Director William L. Bax For For Mgmt
1c Elect Director D. John Coldman For For Mgmt
1d Elect Director Frank E. English, Jr. For For Mgmt
1e Elect Director J. Patrick Gallagher, Jr. For For Mgmt
1f Elect Director Elbert O. Hand For For Mgmt
1g Elect Director David S. Johnson For For Mgmt
1h Elect Director Kay W. McCurdy For For Mgmt
1i Elect Director Ralph J. Nicoletti For For Mgmt
1j Elect Director Norman L. Rosenthal For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 Principal Financial Group, Inc. PFG 74251V102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Betsy J. Bernard For For Mgmt
1.2 Elect Director Jocelyn Carter-Miller For For Mgmt
1.3 Elect Director Dennis H. Ferro For For Mgmt
1.4 Elect Director Scott M. Mills For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young, LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 Realty Income Corporation O 756109104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Kathleen R. Allen For For Mgmt
1b Elect Director John P. Case For For Mgmt
1c Elect Director A. Larry Chapman For For Mgmt
1d Elect Director Priya Cherian Huskins For Against Mgmt
1e Elect Director Michael D. McKee For Against Mgmt
1f Elect Director Gregory T. McLaughlin For For Mgmt
1g Elect Director Ronald L. Merriman For Against Mgmt
1h Elect Director Stephen E. Sterrett For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
-88-
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 Vectren Corporation VVC 92240G101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Carl L. Chapman For For Mgmt
1.2 Elect Director James H. DeGraffenreidt, Jr. For For Mgmt
1.3 Elect Director John D. Engelbrecht For For Mgmt
1.4 Elect Director Anton H. George For For Mgmt
1.5 Elect Director Robert G. Jones For For Mgmt
1.6 Elect Director Patrick K. Mullen For For Mgmt
1.7 Elect Director R. Daniel Sadlier For For Mgmt
1.8 Elect Director Michael L. Smith For For Mgmt
1.9 Elect Director Teresa J. Tanner For For Mgmt
1.10 Elect Director Jean L. Wojtowicz For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Xcel Energy Inc. XEL 98389B100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gail K. Boudreaux For For Mgmt
1b Elect Director Richard K. Davis For For Mgmt
1c Elect Director Ben Fowke For For Mgmt
1d Elect Director Richard T. O'Brien For For Mgmt
1e Elect Director Christopher J. Policinski For For Mgmt
1f Elect Director James T. Prokopanko For For Mgmt
1g Elect Director A. Patricia Sampson For For Mgmt
1h Elect Director James J. Sheppard For For Mgmt
1i Elect Director David A. Westerlund For For Mgmt
1j Elect Director Kim Williams For For Mgmt
1k Elect Director Timothy V. Wolf For For Mgmt
1l Elect Director Daniel Yohannes For For Mgmt
2 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Require Independent Board Chairman Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Hasbro, Inc. HAS 418056107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kenneth A. Bronfin For For Mgmt
1.2 Elect Director Michael R. Burns For For Mgmt
1.3 Elect Director Hope Cochran For For Mgmt
1.4 Elect Director Crispin H. Davis For For Mgmt
1.5 Elect Director Lisa Gersh For For Mgmt
1.6 Elect Director Brian D. Goldner For For Mgmt
1.7 Elect Director Alan G. Hassenfeld For For Mgmt
1.8 Elect Director Tracy A. Leinbach For For Mgmt
1.9 Elect Director Edward M. Philip For For Mgmt
1.10 Elect Director Richard S. Stoddart For For Mgmt
1.11 Elect Director Mary Beth West For For Mgmt
1.12 Elect Director Linda K. Zecher For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Amend Executive Incentive Bonus Plan For For Mgmt
6 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 OGE Energy Corp. OGE 670837103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Frank A. Bozich For For Mgmt
1B Elect Director James H. Brandi For For Mgmt
1C Elect Director Luke R. Corbett For For Mgmt
1D Elect Director David L. Hauser For For Mgmt
1E Elect Director Kirk Humphreys For For Mgmt
1F Elect Director Robert O. Lorenz For For Mgmt
1G Elect Director Judy R. McReynolds For For Mgmt
1H Elect Director Sheila G. Talton For For Mgmt
1I Elect Director Sean Trauschke For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Ventas, Inc. VTR 92276F100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Melody C. Barnes For For Mgmt
1b Elect Director Debra A. Cafaro For For Mgmt
1c Elect Director Jay M. Gellert For For Mgmt
1d Elect Director Richard I. Gilchrist For For Mgmt
1e Elect Director Matthew J. Lustig For For Mgmt
1f Elect Director Roxanne M. Martino For For Mgmt
1g Elect Director Walter C. Rakowich For For Mgmt
1h Elect Director Robert D. Reed For For Mgmt
1i Elect Director Glenn J. Rufrano For For Mgmt
1j Elect Director James D. Shelton For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/19/17 Amgen Inc. AMGN 031162100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1. Elect Director David Baltimore For For Mgmt
1.2 Elect Director Robert A. Bradway For For Mgmt
1.3 Elect Director Francois de Carbonnel For For Mgmt
1.4 Elect Director Robert A. Eckert For For Mgmt
1.5 Elect Director Greg C. Garland For For Mgmt
1.6 Elect Director Fred Hassan For For Mgmt
1.7 Elect Director Rebecca M. Henderson For For Mgmt
1.8 Elect Director Frank C. Herringer For For Mgmt
1.9 Elect Director Charles M. Holley, Jr. For For Mgmt
1.10 Elect Director Tyler Jacks For For Mgmt
1.11 Elect Director Ellen J. Kullman For For Mgmt
1.12 Elect Director Ronald D. Sugar For For Mgmt
1.13 Elect Director R. Sanders Williams For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/19/17 Mattel, Inc. MAT 577081102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Michael J. Dolan For For Mgmt
1b Elect Director Trevor A. Edwards For For Mgmt
1c Elect Director Frances D. Fergusson For For Mgmt
1d Elect Director Margaret H. Georgiadis For For Mgmt
1e Elect Director Ann Lewnes For For Mgmt
1f Elect Director Dominic Ng For For Mgmt
1g Elect Director Vasant M. Prabhu For For Mgmt
1h Elect Director Dean A. Scarborough For For Mgmt
1i Elect Director Christopher A. Sinclair For For Mgmt
1j Elect Director Dirk Van de Put For For Mgmt
1k Elect Director Kathy White Loyd For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Executive Incentive Bonus Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/19/17 The Cato Corporation CATO 149205106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Bryan F. Kennedy, III For For Mgmt
1.2 Elect Director Thomas B. Henson For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 El Paso Electric Company EE 283677854
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Catherine A. Allen For For Mgmt
1.2 Elect Director Edward Escudero For For Mgmt
1.3 Elect Director Eric B. Siegel For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
-89-
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Northwest Natural Gas Company NWN 667655104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David H. Anderson For For Mgmt
1.2 Elect Director Martha L. 'Stormy' Byorum For For Mgmt
1.3 Elect Director John D. Carter For For Mgmt
1.4 Elect Director C. Scott Gibson For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 Grupo Aeroportuario del Centro Norte S.A.B. de OMAB 027804721
C.V.
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Cancellation of 6.23 Million Series B For For Mgmt
Repurchased Shares and Consequently Reduction
in Fixed Portion of Share Capital and Amend
Article 6
2 Appoint Legal Representatives For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/01/17 LTC Properties, Inc. LTC 502175102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Boyd W. Hendrickson For For Mgmt
1.2 Elect Director James J. Pieczynski For For Mgmt
1.3 Elect Director Devra G. Shapiro For For Mgmt
1.4 Elect Director Wendy L. Simpson For For Mgmt
1.5 Elect Director Timothy J. Triche For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/05/17 Watsco, Inc. WSO 942622200
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Jason Epstein For For Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 McGrath Rentcorp MGRC 580589109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William J. Dawson For For Mgmt
1.2 Elect Director Elizabeth A. Fetter For For Mgmt
1.3 Elect Director Joseph F. Hanna For For Mgmt
1.4 Elect Director Robert C. Hood For For Mgmt
1.5 Elect Director M. Richard Smith For For Mgmt
1.6 Elect Director Dennis P. Stradford For For Mgmt
1.7 Elect Director Ronald H. Zech For For Mgmt
2 Ratify Grant Thornton LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/14/17 Target Corporation TGT 87612E106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Roxanne S. Austin For For Mgmt
1b Elect Director Douglas M. Baker, Jr. For For Mgmt
1c Elect Director Brian C. Cornell For For Mgmt
1d Elect Director Calvin Darden For For Mgmt
1e Elect Director Henrique De Castro For For Mgmt
1f Elect Director Robert L. Edwards For For Mgmt
1g Elect Director Melanie L. Healey For For Mgmt
1h Elect Director Donald R. Knauss For For Mgmt
1i Elect Director Monica C. Lozano For For Mgmt
1j Elect Director Mary E. Minnick For For Mgmt
1k Elect Director Derica W. Rice For For Mgmt
1l Elect Director Kenneth L. Salazar For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Executive Incentive Bonus Plan For For Mgmt
-90-
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FIRST TRUST DORSEY WRIGHT INTERNATIONAL FOCUS 5 ETF
--------------------------------------------------------------------------------
The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
--------------------------------------------------------------------------------
FIRST TRUST DORSEY WRIGHT DYNAMIC FOCUS 5 ETF
--------------------------------------------------------------------------------
The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
--------------------------------------------------------------------------------
FIRST TRUST NASDAQ BANK ETF
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MEETING DATE COMPANY TICKER SECURITY ID
04/18/17 Fifth Third Bancorp FITB 316773100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Nicholas K. Akins For For Mgmt
1.2 Elect Director B. Evan Bayh, III For For Mgmt
1.3 Elect Director Jorge L. Benitez For For Mgmt
1.4 Elect Director Katherine B. Blackburn For For Mgmt
1.5 Elect Director Jerry W. Burris For For Mgmt
1.6 Elect Director Emerson L. Brumback For For Mgmt
1.7 Elect Director Greg D. Carmichael For For Mgmt
1.8 Elect Director Gary R. Heminger For For Mgmt
1.9 Elect Director Jewell D. Hoover For For Mgmt
1.10 Elect Director Eileen A. Mallesch For For Mgmt
1.11 Elect Director Michael B. McCallister For For Mgmt
1.12 Elect Director Marsha C. Williams For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/18/17 M&T Bank Corporation MTB 55261F104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Brent D. Baird For For Mgmt
1.2 Elect Director C. Angela Bontempo For For Mgmt
1.3 Elect Director Robert T. Brady For For Mgmt
1.4 Elect Director T. Jefferson Cunningham, III For For Mgmt
1.5 Elect Director Gary N. Geisel For For Mgmt
1.6 Elect Director Richard A. Grossi For For Mgmt
1.7 Elect Director John D. Hawke, Jr. For For Mgmt
1.8 Elect Director Newton P.S. Merrill For For Mgmt
1.9 Elect Director Melinda R. Rich For For Mgmt
1.10 Elect Director Robert E. Sadler, Jr. For For Mgmt
1.11 Elect Director Denis J. Salamone For For Mgmt
1.12 Elect Director David S. Scharfstein For For Mgmt
1.13 Elect Director Herbert L. Washington For For Mgmt
1.14 Elect Director Robert G. Wilmers For For Mgmt
2 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/18/17 U.S. Bancorp USB 902973304
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Douglas M. Baker, Jr. For For Mgmt
1b Elect Director Warner L. Baxter For For Mgmt
1c Elect Director Marc N. Casper For For Mgmt
1d Elect Director Andrew Cecere For For Mgmt
1e Elect Director Arthur D. Collins, Jr. For For Mgmt
1f Elect Director Richard K. Davis For For Mgmt
1g Elect Director Kimberly J. Harris For For Mgmt
1h Elect Director Roland A. Hernandez For For Mgmt
1i Elect Director Doreen Woo Ho For For Mgmt
1j Elect Director Olivia F. Kirtley For For Mgmt
1k Elect Director Karen S. Lynch For For Mgmt
1l Elect Director David B. O'Maley For For Mgmt
1m Elect Director O'dell M. Owens For For Mgmt
1n Elect Director Craig D. Schnuck For For Mgmt
1o Elect Director Scott W. Wine For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Huntington Bancshares Incorporated HBAN 446150104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Lizabeth Ardisana For For Mgmt
1.2 Elect Director Ann B. "Tanny" Crane For For Mgmt
1.3 Elect Director Robert S. Cubbin For For Mgmt
1.4 Elect Director Steven G. Elliott For For Mgmt
1.5 Elect Director Michael J. Endres For For Mgmt
1.6 Elect Director Gina D. France For For Mgmt
1.7 Elect Director J. Michael Hochschwender For For Mgmt
1.8 Elect Director Chris Inglis For For Mgmt
1.9 Elect Director Peter J. Kight For For Mgmt
1.10 Elect Director Jonathan A. Levy For For Mgmt
1.11 Elect Director Eddie R. Munson For For Mgmt
1.12 Elect Director Richard W. Neu For For Mgmt
1.13 Elect Director David L. Porteous For For Mgmt
1.14 Elect Director Kathleen H. Ransier For For Mgmt
1.15 Elect Director Stephen D. Steinour For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 People's United Financial, Inc. PBCT 712704105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director John P. Barnes For For Mgmt
1b Elect Director Collin P. Baron For For Mgmt
1c Elect Director Kevin T. Bottomley For For Mgmt
1d Elect Director George P. Carter For For Mgmt
1e Elect Director William F. Cruger, Jr. For For Mgmt
1f Elect Director John K. Dwight For For Mgmt
1g Elect Director Jerry Franklin For For Mgmt
1h Elect Director Janet M. Hansen For For Mgmt
1i Elect Director Nancy McAllister For For Mgmt
1j Elect Director Mark W. Richards For For Mgmt
1k Elect Director Kirk W. Walters For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
6 Amend Certificate of Incorporation Concerning For For Mgmt
Shareholder Nominations and Proposals
7 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Regions Financial Corporation RF 7591EP100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Carolyn H. Byrd For For Mgmt
1b Elect Director David J. Cooper, Sr. For For Mgmt
1c Elect Director Don DeFosset For For Mgmt
1d Elect Director Samuel A. Di Piazza, Jr. For For Mgmt
1e Elect Director Eric C. Fast For For Mgmt
1f Elect Director O. B. Grayson Hall, Jr. For For Mgmt
1g Elect Director John D. Johns For For Mgmt
1h Elect Director Ruth Ann Marshall For For Mgmt
1i Elect Director Susan W. Matlock For For Mgmt
1j Elect Director John E. Maupin, Jr. For For Mgmt
1k Elect Director Charles D. McCrary For For Mgmt
1l Elect Director James T. Prokopanko For For Mgmt
1m Elect Director Lee J. Styslinger, III For For Mgmt
1n Elect Director Jose S. Suquet For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Signature Bank SBNY 82669G104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Scott A. Shay For For Mgmt
1.2 Elect Director Joseph J. DePaolo For For Mgmt
1.3 Elect Director Barney Frank For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Adopt Majority Voting for Uncontested Election For For Mgmt
of Directors
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
6 Amend Omnibus Stock Plan For For Mgmt
-91-
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Synovus Financial Corp. SNV 87161C501
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Catherine A. Allen For For Mgmt
1B Elect Director Tim E. Bentsen For For Mgmt
1C Elect Director F. Dixon Brooke, Jr. For For Mgmt
1D Elect Director Stephen T. Butler For For Mgmt
1E Elect Director Elizabeth W. Camp For For Mgmt
1F Elect Director Jerry W. Nix For For Mgmt
1G Elect Director Harris Pastides For For Mgmt
1H Elect Director Joseph J. Prochaska, Jr. For For Mgmt
1I Elect Director Kessel D. Stelling For For Mgmt
1J Elect Director Melvin T. Stith For For Mgmt
1K Elect Director Barry L. Storey For For Mgmt
1L Elect Director Philip W. Tomlinson For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Amend NOL Rights Plan (NOL Pill) For For Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 BB&T Corporation BBT 054937107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jennifer S. Banner For For Mgmt
1.2 Elect Director K. David Boyer, Jr. For For Mgmt
1.3 Elect Director Anna R. Cablik For For Mgmt
1.4 Elect Director James A. Faulkner For For Mgmt
1.5 Elect Director I. Patricia Henry For For Mgmt
1.6 Elect Director Eric C. Kendrick For For Mgmt
1.7 Elect Director Kelly S. King For For Mgmt
1.8 Elect Director Louis B. Lynn For For Mgmt
1.9 Elect Director Charles A. Patton For For Mgmt
1.10 Elect Director Nido R. Qubein For For Mgmt
1.11 Elect Director William J. Reuter For For Mgmt
1.12 Elect Director Tollie W. Rich, Jr. For For Mgmt
1.13 Elect Director Christine Sears For For Mgmt
1.14 Elect Director Thomas E. Skains For For Mgmt
1.15 Elect Director Thomas N. Thompson For For Mgmt
1.16 Elect Director Stephen T. Williams For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
6 Reduce Supermajority Vote Requirement Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Citigroup Inc. C 172967424
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Michael L. Corbat For For Mgmt
1b Elect Director Ellen M. Costello For For Mgmt
1c Elect Director Duncan P. Hennes For For Mgmt
1d Elect Director Peter B. Henry For For Mgmt
1e Elect Director Franz B. Humer For For Mgmt
1f Elect Director Renee J. James For For Mgmt
1g Elect Director Eugene M. McQuade For For Mgmt
1h Elect Director Michael E. O'Neill For For Mgmt
1i Elect Director Gary M. Reiner For For Mgmt
1j Elect Director Anthony M. Santomero For For Mgmt
1k Elect Director Diana L. Taylor For For Mgmt
1l Elect Director William S. Thompson, Jr. For For Mgmt
1m Elect Director James S. Turley For For Mgmt
1n Elect Director Deborah C. Wright For For Mgmt
1o Elect Director Ernesto Zedillo Ponce de Leon For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Demonstrate No Gender Pay Gap Against Against ShrHlder
6 Appoint a Stockholder Value Committee Against Against ShrHlder
7 Report on Lobbying Payments and Policy Against For ShrHlder
8 Claw-back of Payments under Restatements Against Against ShrHlder
9 Limit/Prohibit Accelerated Vesting of Awards Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Comerica Incorporated CMA 200340107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ralph W. Babb, Jr. For For Mgmt
1.2 Elect Director Michael E. Collins For For Mgmt
1.3 Elect Director Roger A. Cregg For For Mgmt
1.4 Elect Director T. Kevin DeNicola For For Mgmt
1.5 Elect Director Jacqueline P. Kane For For Mgmt
1.6 Elect Director Richard G. Lindner For For Mgmt
1.7 Elect Director Alfred A. Piergallini For For Mgmt
1.8 Elect Director Robert S. Taubman For For Mgmt
1.9 Elect Director Reginald M. Turner, Jr. For For Mgmt
1.10 Elect Director Nina G. Vaca For For Mgmt
1.11 Elect Director Michael G. Van de Ven For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 First Horizon National Corporation FHN 320517105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John C. Compton For For Mgmt
1.2 Elect Director Mark A. Emkes For For Mgmt
1.3 Elect Director Corydon J. Gilchrist For For Mgmt
1.4 Elect Director D. Bryan Jordan For For Mgmt
1.5 Elect Director R. Brad Martin For For Mgmt
1.6 Elect Director Scott M. Niswonger For For Mgmt
1.7 Elect Director Vicki R. Palmer For For Mgmt
1.8 Elect Director Colin V. Reed For For Mgmt
1.9 Elect Director Cecelia D. Stewart For For Mgmt
1.10 Elect Director Rajesh Subramaniam For For Mgmt
1.11 Elect Director Luke Yancy, III For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 SunTrust Banks, Inc. STI 867914103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Dallas S. Clement For For Mgmt
1.2 Elect Director Paul R. Garcia For For Mgmt
1.3 Elect Director M. Douglas Ivester For For Mgmt
1.4 Elect Director Kyle Prechtl Legg For For Mgmt
1.5 Elect Director Donna S. Morea For For Mgmt
1.6 Elect Director David M. Ratcliffe For For Mgmt
1.7 Elect Director William H. Rogers, Jr. For For Mgmt
1.8 Elect Director Agnes Bundy Scanlan For For Mgmt
1.9 Elect Director Frank P. Scruggs, Jr. For For Mgmt
1.10 Elect Director Bruce L. Tanner For For Mgmt
1.11 Elect Director Thomas R. Watjen For For Mgmt
1.12 Elect Director Phail Wynn, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 The PNC Financial Services Group, Inc. PNC 693475105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Charles E. Bunch For For Mgmt
1.2 Elect Director Marjorie Rodgers Cheshire For For Mgmt
1.3 Elect Director William S. Demchak For For Mgmt
1.4 Elect Director Andrew T. Feldstein For For Mgmt
1.5 Elect Director Daniel R. Hesse For For Mgmt
1.6 Elect Director Kay Coles James For For Mgmt
1.7 Elect Director Richard B. Kelson For For Mgmt
1.8 Elect Director Jane G. Pepper For For Mgmt
1.9 Elect Director Donald J. Shepard For For Mgmt
1.10 Elect Director Lorene K. Steffes For For Mgmt
1.11 Elect Director Dennis F. Strigl For For Mgmt
1.12 Elect Director Michael J. Ward For For Mgmt
1.13 Elect Director Gregory D. Wasson For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Prepare Employment Diversity Report and Report Against Against ShrHlder
on Diversity Policies
-92-
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Wells Fargo & Company WFC 949746101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director John D. Baker, II For Against Mgmt
1b Elect Director John S. Chen For Against Mgmt
1c Elect Director Lloyd H. Dean For Against Mgmt
1d Elect Director Elizabeth A. Duke For Against Mgmt
1e Elect Director Enrique Hernandez, Jr. For Against Mgmt
1f Elect Director Donald M. James For Against Mgmt
1g Elect Director Cynthia H. Milligan For Against Mgmt
1h Elect Director Karen B. Peetz For For Mgmt
1i Elect Director Federico F. Pena For Against Mgmt
1j Elect Director James H. Quigley For Against Mgmt
1k Elect Director Stephen W. Sanger For Against Mgmt
1l Elect Director Ronald L. Sargent For For Mgmt
1m Elect Director Timothy J. Sloan For For Mgmt
1n Elect Director Susan G. Swenson For Against Mgmt
1o Elect Director Suzanne M. Vautrinot For Against Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
5 Review and Report on Business Standards Against For ShrHlder
6 Provide for Cumulative Voting Against Against ShrHlder
7 Report on Divesting Non-Core Business Against Against ShrHlder
8 Report on Gender Pay Gap Against Against ShrHlder
9 Report on Lobbying Payments and Policy Against Against ShrHlder
10 Adopt Global Policy Regarding the Rights of Against For ShrHlder
Indigenous People
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Bank of America Corporation BAC 060505104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Sharon L. Allen For For Mgmt
1b Elect Director Susan S. Bies For For Mgmt
1c Elect Director Jack O. Bovender, Jr. For For Mgmt
1d Elect Director Frank P. Bramble, Sr. For For Mgmt
1e Elect Director Pierre J.P. de Weck For For Mgmt
1f Elect Director Arnold W. Donald For For Mgmt
1g Elect Director Linda P. Hudson For For Mgmt
1h Elect Director Monica C. Lozano For For Mgmt
1i Elect Director Thomas J. May For For Mgmt
1j Elect Director Brian T. Moynihan For For Mgmt
1k Elect Director Lionel L. Nowell, III For For Mgmt
1l Elect Director Michael D. White For For Mgmt
1m Elect Director Thomas D. Woods For For Mgmt
1n Elect Director R. David Yost For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Amend the General Clawback Policy Against Against ShrHlder
6 Non-core banking operations Against Against ShrHlder
7 Require Independent Board Chairman Against For ShrHlder
8 Report on Gender Pay Gap Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Citizens Financial Group, Inc. CFG 174610105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Bruce Van Saun For For Mgmt
1.2 Elect Director Mark Casady For For Mgmt
1.3 Elect Director Christine M. Cumming For For Mgmt
1.4 Elect Director Anthony Di Iorio For For Mgmt
1.5 Elect Director William P. Hankowsky For For Mgmt
1.6 Elect Director Howard W. Hanna, III For For Mgmt
1.7 Elect Director Leo I. "Lee" Higdon For For Mgmt
1.8 Elect Director Charles J. "Bud" Koch For For Mgmt
1.9 Elect Director Arthur F. Ryan For For Mgmt
1.10 Elect Director Shivan S. Subramaniam For For Mgmt
1.11 Elect Director Wendy A. Watson For For Mgmt
1.12 Elect Director Marita Zuraitis For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Cullen/Frost Bankers, Inc. CFR 229899109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director R. Denny Alexander For For Mgmt
1.2 Elect Director Carlos Alvarez For For Mgmt
1.3 Elect Director Chris M. Avery For For Mgmt
1.4 Elect Director Samuel G. Dawson For For Mgmt
1.5 Elect Director Crawford H. Edwards For For Mgmt
1.6 Elect Director Ruben M. Escobedo For For Mgmt
1.7 Elect Director Patrick B. Frost For For Mgmt
1.8 Elect Director Phillip D. Green For For Mgmt
1.9 Elect Director David J. Haemisegger For For Mgmt
1.10 Elect Director Karen E. Jennings For For Mgmt
1.11 Elect Director Richard M. Kleberg, III For For Mgmt
1.12 Elect Director Charles W. Matthews For For Mgmt
1.13 Elect Director Ida Clement Steen For For Mgmt
1.14 Elect Director Graham Weston For For Mgmt
1.15 Elect Director Horace Wilkins, Jr. For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 SVB Financial Group SIVB 78486Q101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Greg W. Becker For For Mgmt
1.2 Elect Director Eric A. Benhamou For For Mgmt
1.3 Elect Director David M. Clapper For For Mgmt
1.4 Elect Director Roger F. Dunbar For For Mgmt
1.5 Elect Director Joel P. Friedman For For Mgmt
1.6 Elect Director Lata Krishnan For For Mgmt
1.7 Elect Director Jeffrey N. Maggioncalda For For Mgmt
1.8 Elect Director Mary J. Miller For For Mgmt
1.9 Elect Director Kate D. Mitchell For For Mgmt
1.10 Elect Director John F. Robinson For For Mgmt
1.11 Elect Director Garen K. Staglin For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/08/17 Bank of the Ozarks, Inc. OZRK 063904106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director George Gleason For For Mgmt
1.2 Elect Director Nicholas Brown For For Mgmt
1.3 Elect Director Richard Cisne For For Mgmt
1.4 Elect Director Robert East For For Mgmt
1.5 Elect Director Catherine B. Freedberg For For Mgmt
1.6 Elect Director Ross Whipple For For Mgmt
1.7 Elect Director Linda Gleason For For Mgmt
1.8 Elect Director Peter Kenny For For Mgmt
1.9 Elect Director Robert Proost For For Mgmt
1.10 Elect Director William A. Koefoed, Jr. For For Mgmt
1.11 Elect Director John Reynolds For For Mgmt
1.12 Elect Director Dan Thomas For For Mgmt
1.13 Elect Director Henry Mariani For For Mgmt
1.14 Elect Director Paula Cholmondeley For For Mgmt
1.15 Elect Director Walter J. ('Jack') Mullen, III For For Mgmt
1.16 Elect Director Kathleen Franklin For For Mgmt
2 Amend Non-Employee Director Restricted Stock For For Mgmt
Plan
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 First Republic Bank FRC 33616C100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director James H. Herbert, II For For Mgmt
1b Elect Director Katherine August-deWilde For For Mgmt
1c Elect Director Thomas J. Barrack, Jr. For For Mgmt
1d Elect Director Frank J. Fahrenkopf, Jr. For For Mgmt
1e Elect Director L. Martin Gibbs For For Mgmt
1f Elect Director Boris Groysberg For For Mgmt
1g Elect Director Sandra R. Hernandez For For Mgmt
1h Elect Director Pamela J. Joyner For For Mgmt
1i Elect Director Reynold Levy For For Mgmt
1j Elect Director Duncan L. Niederauer For For Mgmt
1k Elect Director George G.C. Parker For For Mgmt
1l Elect Director Cheryl Spielman For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For Against Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
7 Prepare Employment Diversity Report and Report Against For ShrHlder
on Diversity Policies
-93-
MEETING DATE COMPANY TICKER SECURITY ID
05/15/17 PacWest Bancorp PACW 695263103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Tanya M. Acker For For Mgmt
1.2 Elect Director Paul R. Burke For For Mgmt
1.3 Elect Director Craig A. Carlson For For Mgmt
1.4 Elect Director John M. Eggemeyer, III For For Mgmt
1.5 Elect Director C. William Hosler For For Mgmt
1.6 Elect Director Susan E. Lester For For Mgmt
1.7 Elect Director Roger H. Molvar For For Mgmt
1.8 Elect Director James J. Pieczynski For For Mgmt
1.9 Elect Director Daniel B. Platt For For Mgmt
1.10 Elect Director Robert A. Stine For For Mgmt
1.11 Elect Director Matthew P. Wagner For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify KPMG LLP as Auditors For For Mgmt
6 Adjourn Meeting For For Mgmt
7 Other Business For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 JPMorgan Chase & Co. JPM 46625H100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Linda B. Bammann For For Mgmt
1b Elect Director James A. Bell For For Mgmt
1c Elect Director Crandall C. Bowles For For Mgmt
1d Elect Director Stephen B. Burke For For Mgmt
1e Elect Director Todd A. Combs For For Mgmt
1f Elect Director James S. Crown For For Mgmt
1g Elect Director James Dimon For For Mgmt
1h Elect Director Timothy P. Flynn For For Mgmt
1i Elect Director Laban P. Jackson, Jr. For For Mgmt
1j Elect Director Michael A. Neal For For Mgmt
1k Elect Director Lee R. Raymond For For Mgmt
1l Elect Director William C. Weldon For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Independent Board Chairman Against For ShrHlder
6 Prohibit Accelerated Vesting of Awards to Against For ShrHlder
Pursue Government Service
7 Clawback Amendment Against Against ShrHlder
8 Report on Gender Pay Gap Against Against ShrHlder
9 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
10 Reduce Ownership Threshold for Shareholders to Against For ShrHlder
Call a Special Meeting
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 KeyCorp KEY 493267108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Austin A. Adams For For Mgmt
1.2 Elect Director Bruce D. Broussard For For Mgmt
1.3 Elect Director Charles P. Cooley For For Mgmt
1.4 Elect Director Gary M. Crosby For For Mgmt
1.5 Elect Director Alexander M. Cutler For For Mgmt
1.6 Elect Director H. James Dallas For For Mgmt
1.7 Elect Director Elizabeth R. Gile For For Mgmt
1.8 Elect Director Ruth Ann M. Gillis For For Mgmt
1.9 Elect Director William G. Gisel, Jr. For For Mgmt
1.10 Elect Director Carlton L. Highsmith For For Mgmt
1.11 Elect Director Richard J. Hipple For For Mgmt
1.12 Elect Director Kristen L. Manos For For Mgmt
1.13 Elect Director Beth E. Mooney For For Mgmt
1.14 Elect Director Demos Parneros For For Mgmt
1.15 Elect Director Barbara R. Snyder For For Mgmt
1.16 Elect Director David K. Wilson For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Independent Board Chairman Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 East West Bancorp, Inc. EWBC 27579R104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Molly Campbell For For Mgmt
1.2 Elect Director Iris S. Chan For For Mgmt
1.3 Elect Director Rudolph I. Estrada For For Mgmt
1.4 Elect Director Paul H. Irving For For Mgmt
1.5 Elect Director Herman Y. Li For For Mgmt
1.6 Elect Director Jack C. Liu For For Mgmt
1.7 Elect Director Dominic Ng For For Mgmt
1.8 Elect Director Keith W. Renken For For Mgmt
1.9 Elect Director Lester M. Sussman For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/02/17 Zions Bancorporation ZION 989701107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Jerry C. Atkin For For Mgmt
1B Elect Director Gary L. Crittenden For For Mgmt
1C Elect Director Suren K. Gupta For For Mgmt
1D Elect Director J. David Heaney For For Mgmt
1E Elect Director Vivian S. Lee For For Mgmt
1F Elect Director Edward F. Murphy For For Mgmt
1G Elect Director Roger B. Porter For For Mgmt
1H Elect Director Stephen D. Quinn For For Mgmt
1I Elect Director Harris H. Simmons For For Mgmt
1J Elect Director Barbara A. Yastine For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Require Independent Board Chairman Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/06/17 New York Community Bancorp, Inc. NYCB 649445103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Dominick Ciampa For For Mgmt
1b Elect Director Leslie D. Dunn For For Mgmt
1c Elect Director Lawrence Rosano, Jr. For For Mgmt
1d Elect Director Robert Wann For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/12/17 Pinnacle Financial Partners, Inc. PNFP 72346Q104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Issue Shares in Connection with Merger For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Bank of the Ozarks, Inc. OZRK 063904106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Reorganization Plan For For Mgmt
2 Adjourn Meeting For For Mgmt
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FIRST TRUST NASDAQ FOOD & BEVERAGE ETF
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MEETING DATE COMPANY TICKER SECURITY ID
12/13/16 Monsanto Company MON 61166W101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Advisory Vote on Golden Parachutes For For Mgmt
3 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/26/17 Post Holdings, Inc. POST 737446104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert E. Grote For For Mgmt
1.2 Elect Director David W. Kemper For For Mgmt
1.3 Elect Director Robert V. Vitale For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Report on the Risks Associated with Use of Against For ShrHlder
Caged Chickens in Supply Chain
5 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
01/27/17 Monsanto Company MON 61166W101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Dwight M. 'Mitch' Barns For For Mgmt
1b Elect Director Gregory H. Boyce For For Mgmt
1c Elect Director David L. Chicoine For For Mgmt
1d Elect Director Janice L. Fields For For Mgmt
1e Elect Director Hugh Grant For For Mgmt
1f Elect Director Arthur H. Harper For For Mgmt
1g Elect Director Laura K. Ipsen For For Mgmt
1h Elect Director Marcos M. Lutz For For Mgmt
1i Elect Director C. Steven McMillan For For Mgmt
1j Elect Director Jon R. Moeller For For Mgmt
1k Elect Director George H. Poste For For Mgmt
1l Elect Director Robert J. Stevens For For Mgmt
1m Elect Director Patricia Verduin For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
6 Report on Lobbying Payments and Policy Against For ShrHlder
7 Report on Effectiveness and Risks of Glyphosate Against Against ShrHlder
Use
MEETING DATE COMPANY TICKER SECURITY ID
01/31/17 Hormel Foods Corporation HRL 440452100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gary C. Bhojwani For For Mgmt
1b Elect Director Terrell K. Crews For For Mgmt
1c Elect Director Jeffrey M. Ettinger For For Mgmt
1d Elect Director Glenn S. Forbes For For Mgmt
1e Elect Director Stephen M. Lacy For For Mgmt
1f Elect Director John L. Morrison For For Mgmt
1g Elect Director Elsa A. Murano For For Mgmt
1h Elect Director Robert C. Nakasone For For Mgmt
1i Elect Director Susan K. Nestegard For For Mgmt
1j Elect Director Dakota A. Pippins For For Mgmt
1k Elect Director Christopher J. Policinski For For Mgmt
1l Elect Director Sally J. Smith For For Mgmt
1m Elect Director James P. Snee For For Mgmt
1n Elect Director Steven A. White For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
02/09/17 Tyson Foods, Inc. TSN 902494103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director John Tyson For For Mgmt
1b Elect Director Gaurdie E. Banister, Jr. For For Mgmt
1c Elect Director Mike Beebe For For Mgmt
1d Elect Director Mikel A. Durham For For Mgmt
1e Elect Director Tom Hayes For For Mgmt
1f Elect Director Kevin M. McNamara For For Mgmt
1g Elect Director Cheryl S. Miller For For Mgmt
1h Elect Director Brad T. Sauer For For Mgmt
1i Elect Director Jeffrey K. Schomburger For For Mgmt
1j Elect Director Robert Thurber For For Mgmt
1k Elect Director Barbara A. Tyson For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Board Diversity Against Against ShrHlder
7 Proxy Access Against For ShrHlder
8 Implement a Water Quality Stewardship Policy Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 The Kraft Heinz Company KHC 500754106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gregory E. Abel For For Mgmt
1b Elect Director Alexandre Behring For For Mgmt
1c Elect Director Warren E. Buffett For For Mgmt
1d Elect Director John T. Cahill For For Mgmt
1e Elect Director Tracy Britt Cool For For Mgmt
1f Elect Director Feroz Dewan For For Mgmt
1g Elect Director Jeanne P. Jackson For For Mgmt
1h Elect Director Jorge Paulo Lemann For For Mgmt
1i Elect Director Mackey J. McDonald For For Mgmt
1j Elect Director John C. Pope For For Mgmt
1k Elect Director Marcel Herrmann Telles For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
4 Report on Sustainability Against For ShrHlder
5 Assess Environmental Impact of Non-Recyclable Against For ShrHlder
Packaging
6 Report on Supply Chain Impact on Deforestation Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 The Coca-Cola Company KO 191216100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Herbert A. Allen For For Mgmt
1.2 Elect Director Ronald W. Allen For For Mgmt
1.3 Elect Director Marc Bolland For For Mgmt
1.4 Elect Director Ana Botin For For Mgmt
1.5 Elect Director Richard M. Daley For For Mgmt
1.6 Elect Director Barry Diller For For Mgmt
1.7 Elect Director Helene D. Gayle For For Mgmt
1.8 Elect Director Alexis M. Herman For For Mgmt
1.9 Elect Director Muhtar Kent For For Mgmt
1.10 Elect Director Robert A. Kotick For For Mgmt
1.11 Elect Director Maria Elena Lagomasino For For Mgmt
1.12 Elect Director Sam Nunn For For Mgmt
1.13 Elect Director James Quincey For For Mgmt
1.14 Elect Director David B. Weinberg For For Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5 Report on Human Rights Review on High-Risk Against Against ShrHlder
Regions
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Herbalife Ltd. HLF G4412G101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael O. Johnson For For Mgmt
1.2 Elect Director Jeffrey T. Dunn For For Mgmt
1.3 Elect Director Richard P. Bermingham For For Mgmt
1.4 Elect Director Pedro Cardoso For For Mgmt
1.5 Elect Director Richard H. Carmona For For Mgmt
1.6 Elect Director Jonathan Christodoro For For Mgmt
1.7 Elect Director Keith Cozza For For Mgmt
1.8 Elect Director Hunter C. Gary For For Mgmt
1.9 Elect Director Jesse A. Lynn For For Mgmt
1.10 Elect Director Michael Montelongo For For Mgmt
1.11 Elect Director James L. Nelson For For Mgmt
1.12 Elect Director Maria Otero For For Mgmt
1.13 Elect Director John Tartol For For Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
-95-
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Treehouse Foods, Inc. THS 89469A104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Dennis F. O'Brien For For Mgmt
1.2 Elect Director Sam K. Reed For For Mgmt
1.3 Elect Director Ann M. Sardini For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 Kellogg Company K 487836108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John Bryant For For Mgmt
1.2 Elect Director Stephanie Burns For For Mgmt
1.3 Elect Director Richard Dreiling For For Mgmt
1.4 Elect Director La June Montgomery Tabron For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Amend Proxy Access Right Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Pepsico, Inc. PEP 713448108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Shona L. Brown For For Mgmt
1b Elect Director George W. Buckley For For Mgmt
1c Elect Director Cesar Conde For For Mgmt
1d Elect Director Ian M. Cook For For Mgmt
1e Elect Director Dina Dublon For For Mgmt
1f Elect Director Rona A. Fairhead For For Mgmt
1g Elect Director Richard W. Fisher For For Mgmt
1h Elect Director William R. Johnson For For Mgmt
1i Elect Director Indra K. Nooyi For For Mgmt
1j Elect Director David C. Page For For Mgmt
1k Elect Director Robert C. Pohlad For For Mgmt
1l Elect Director Daniel Vasella For For Mgmt
1m Elect Director Darren Walker For For Mgmt
1n Elect Director Alberto Weisser For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Report on Plans to Minimize Pesticides' Impact Against Against ShrHlder
on Pollinators
6 Adopt Holy Land Principles Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 The Hershey Company HSY 427866108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Pamela M. Arway For For Mgmt
1.2 Elect Director John P. Bilbrey For For Mgmt
1.3 Elect Director James W. Brown For For Mgmt
1.4 Elect Director Michele G. Buck For For Mgmt
1.5 Elect Director Charles A. Davis For For Mgmt
1.6 Elect Director Mary Kay Haben For For Mgmt
1.7 Elect Director M. Diane Koken For For Mgmt
1.8 Elect Director Robert M. Malcolm For For Mgmt
1.9 Elect Director James M. Mead For For Mgmt
1.10 Elect Director Anthony J. Palmer For For Mgmt
1.11 Elect Director Thomas J. Ridge For For Mgmt
1.12 Elect Director David L. Shedlarz For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Archer-Daniels-Midland Company ADM 039483102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Alan L. Boeckmann For For Mgmt
1.2 Elect Director Terrell K. Crews For For Mgmt
1.3 Elect Director Pierre Dufour For For Mgmt
1.4 Elect Director Donald E. Felsinger For For Mgmt
1.5 Elect Director Suzan F. Harrison For For Mgmt
1.6 Elect Director Juan R. Luciano For For Mgmt
1.7 Elect Director Patrick J. Moore For For Mgmt
1.8 Elect Director Francisco J. Sanchez For For Mgmt
1.9 Elect Director Debra A. Sandler For For Mgmt
1.10 Elect Director Daniel T. Shih For For Mgmt
1.11 Elect Director Kelvin R. Westbrook For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Dean Foods Company DF 242370203
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Janet Hill For For Mgmt
1.2 Elect Director J. Wayne Mailloux For For Mgmt
1.3 Elect Director Helen E. McCluskey For For Mgmt
1.4 Elect Director John R. Muse For For Mgmt
1.5 Elect Director B. Craig Owens For For Mgmt
1.6 Elect Director Ralph P. Scozzafava For For Mgmt
1.7 Elect Director Jim L. Turner For For Mgmt
1.8 Elect Director Robert T. Wiseman For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Molson Coors Brewing Company TAP 60871R209
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Roger G. Eaton For For Mgmt
1.2 Elect Director Charles M. Herington For For Mgmt
1.3 Elect Director H. Sanford Riley For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Mondelez International, Inc. MDLZ 609207105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Lewis W.K. Booth For For Mgmt
1b Elect Director Charles E. Bunch For For Mgmt
1c Elect Director Lois D. Juliber For For Mgmt
1d Elect Director Mark D. Ketchum For For Mgmt
1e Elect Director Jorge S. Mesquita For For Mgmt
1f Elect Director Joseph Neubauer For For Mgmt
1g Elect Director Nelson Peltz For For Mgmt
1h Elect Director Fredric G. Reynolds For For Mgmt
1i Elect Director Irene B. Rosenfeld For For Mgmt
1j Elect Director Christiana S. Shi For For Mgmt
1k Elect Director Patrick T. Siewert For For Mgmt
1l Elect Director Ruth J. Simmons For For Mgmt
1m Elect Director Jean-Francois M. L. van Boxmeer For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Assess Environmental Impact of Non-Recyclable Against For ShrHlder
Packaging
6 Create a Committee to Prepare a Report Against Against ShrHlder
Regarding the Impact of Plant Closures on
Communities and Alternatives
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Dr Pepper Snapple Group, Inc. DPS 26138E109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David E. Alexander For For Mgmt
1b Elect Director Antonio Carrillo For For Mgmt
1c Elect Director Jose M. Gutierrez For For Mgmt
1d Elect Director Pamela H. Patsley For For Mgmt
1e Elect Director Ronald G. Rogers For For Mgmt
1f Elect Director Wayne R. Sanders For For Mgmt
1g Elect Director Dunia A. Shive For For Mgmt
1h Elect Director M. Anne Szostak For For Mgmt
1i Elect Director Larry D. Young For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Report on Plans to Minimize Pesticides' Impact Against For ShrHlder
on Pollinators
-96-
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 B&G Foods, Inc. BGS 05508R106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director DeAnn L. Brunts For For Mgmt
1.2 Elect Director Robert C. Cantwell For For Mgmt
1.3 Elect Director Charles F. Marcy For For Mgmt
1.4 Elect Director Dennis M. Mullen For For Mgmt
1.5 Elect Director Cheryl M. Palmer For For Mgmt
1.6 Elect Director Alfred Poe For For Mgmt
1.7 Elect Director Stephen C. Sherrill For For Mgmt
1.8 Elect Director David L. Wenner For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Pinnacle Foods Inc. PF 72348P104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jane Nielsen For For Mgmt
1.2 Elect Director Muktesh Pant For For Mgmt
1.3 Elect Director Raymond Silcock For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Bunge Limited BG G16962105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ernest G. Bachrach For For Mgmt
1b Elect Director Enrique H. Boilini For For Mgmt
1c Elect Director Carol M. Browner For For Mgmt
1d Elect Director Paul Cornet de Ways-Ruart For For Mgmt
1e Elect Director Andrew Ferrier For For Mgmt
1f Elect Director Andreas Fibig For For Mgmt
1g Elect Director Kathleen Hyle For For Mgmt
1h Elect Director L. Patrick Lupo For For Mgmt
1i Elect Director John E. McGlade For For Mgmt
1j Elect Director Soren Schroder For For Mgmt
2 Approve Deloitte & Touche LLP as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Leucadia National Corporation LUK 527288104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Linda L. Adamany For For Mgmt
1.2 Elect Director Robert D. Beyer For For Mgmt
1.3 Elect Director Francisco L. Borges For For Mgmt
1.4 Elect Director W. Patrick Campbell For For Mgmt
1.5 Elect Director Brian P. Friedman For For Mgmt
1.6 Elect Director Richard B. Handler For For Mgmt
1.7 Elect Director Robert E. Joyal For For Mgmt
1.8 Elect Director Jeffrey C. Keil For For Mgmt
1.9 Elect Director Michael T. O'Kane For For Mgmt
1.10 Elect Director Stuart H. Reese For For Mgmt
1.11 Elect Director Joseph S. Steinberg For Against Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/19/17 Monster Beverage Corporation MNST 61174X109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Rodney C. Sacks For For Mgmt
1.2 Elect Director Hilton H. Schlosberg For For Mgmt
1.3 Elect Director Mark J. Hall For For Mgmt
1.4 Elect Director Norman C. Epstein For For Mgmt
1.5 Elect Director Gary P. Fayard For For Mgmt
1.6 Elect Director Benjamin M. Polk For For Mgmt
1.7 Elect Director Sydney Selati For For Mgmt
1.8 Elect Director Harold C. Taber, Jr. For For Mgmt
1.9 Elect Director Kathy N. Waller For For Mgmt
1.10 Elect Director Mark S. Vidergauz For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Adopt Proxy Access Right Against For ShrHlder
7 Report on Sustainability, Including Water Risks Against For ShrHlder
-97-
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FIRST TRUST NASDAQ OIL & GAS ETF
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MEETING DATE COMPANY TICKER SECURITY ID
12/05/16 FMC Technologies, Inc. FTI 30249U101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
3 Advisory Vote on Golden Parachutes For Against Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/07/16 Diamondback Energy, Inc. FANG 25278X109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Increase Authorized Common Stock For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/15/16 Spectra Energy Corp SE 847560109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Advisory Vote on Golden Parachutes For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/31/17 Cheniere Energy, Inc. LNG 16411R208
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Omnibus Stock Plan For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/01/17 Helmerich & Payne, Inc. HP 423452101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Randy A. Foutch For For Mgmt
1b Elect Director Hans Helmerich For For Mgmt
1c Elect Director John W. Lindsay For For Mgmt
1d Elect Director Paula Marshall For Against Mgmt
1e Elect Director Thomas A. Petrie For For Mgmt
1f Elect Director Donald F. Robillard, Jr. For For Mgmt
1g Elect Director Edward B. Rust, Jr. For For Mgmt
1h Elect Director John D. Zeglis For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/24/17 Tesoro Corporation TSO 881609101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Issue Shares in Connection with Acquisition For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/24/17 Western Refining, Inc. WNR 959319104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
3 Advisory Vote on Golden Parachutes For For Mgmt
4 Increase Authorized Common Stock For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/05/17 Schlumberger Limited SLB 806857108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Peter L.S. Currie For For Mgmt
1b Elect Director Miguel M. Galuccio For For Mgmt
1c Elect Director V. Maureen Kempston Darkes For For Mgmt
1d Elect Director Paal Kibsgaard For For Mgmt
1e Elect Director Nikolay Kudryavtsev For For Mgmt
1f Elect Director Helge Lund For For Mgmt
1g Elect Director Michael E. Marks For For Mgmt
1h Elect Director Indra K. Nooyi For For Mgmt
1i Elect Director Lubna S. Olayan For For Mgmt
1j Elect Director Leo Rafael Reif For For Mgmt
1k Elect Director Tore I. Sandvold For For Mgmt
1l Elect Director Henri Seydoux For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Adopt and Approve Financials and Dividends For For Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
6 Approve Omnibus Stock Plan For For Mgmt
7 Amend Employee Stock Purchase Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 EQT Corporation EQT 26884L109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Vicky A. Bailey For For Mgmt
1.2 Elect Director Philip G. Behrman For For Mgmt
1.3 Elect Director Kenneth M. Burke For For Mgmt
1.4 Elect Director A. Bray Cary, Jr. For For Mgmt
1.5 Elect Director Margaret K. Dorman For For Mgmt
1.6 Elect Director David L. Porges For For Mgmt
1.7 Elect Director James E. Rohr For For Mgmt
1.8 Elect Director Steven T. Schlotterbeck For For Mgmt
1.9 Elect Director Stephen A. Thorington For For Mgmt
1.10 Elect Director Lee T. Todd, Jr. For For Mgmt
1.11 Elect Director Christine J. Toretti For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Patterson-UTI Energy, Inc. PTEN 703481101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Issue Shares in Connection with Merger For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Noble Energy, Inc. NBL 655044105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Jeffrey L. Berenson For For Mgmt
1b Elect Director Michael A. Cawley For For Mgmt
1c Elect Director Edward F. Cox For For Mgmt
1d Elect Director James E. Craddock For Against Mgmt
1e Elect Director Thomas J. Edelman For For Mgmt
1f Elect Director Kirby L. Hedrick For For Mgmt
1g Elect Director David L. Stover For For Mgmt
1h Elect Director Scott D. Urban For For Mgmt
1i Elect Director William T. Van Kleef For For Mgmt
1j Elect Director Molly K. Williamson For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Assess Portfolio Impacts of Policies to Meet 2 Against For ShrHlder
Degree Scenario
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Marathon Petroleum Corporation MPC 56585A102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Steven A. Davis For For Mgmt
1b Elect Director Gary R. Heminger For For Mgmt
1c Elect Director J. Michael Stice For For Mgmt
1d Elect Director John P. Surma For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Amend Omnibus Stock Plan For For Mgmt
5 Report on Environmental and Human Rights Due Against For ShrHlder
Diligence
6 Report on Strategy for Aligning with 2 Degree Against For ShrHlder
Scenario
7 Adopt Simple Majority Vote Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 EOG Resources, Inc. EOG 26875P101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Janet F. Clark For For Mgmt
1b Elect Director Charles R. Crisp For For Mgmt
1c Elect Director Robert P. Daniels For For Mgmt
1d Elect Director James C. Day For For Mgmt
1e Elect Director Donald F. Textor For For Mgmt
1f Elect Director William R. Thomas For For Mgmt
1g Elect Director Frank G. Wisner For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
-98-
MEETING DATE COMPANY TICKER SECURITY ID
05/02/17 Whiting Petroleum Corporation WLL 966387102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Philip E. Doty For For Mgmt
1.2 Elect Director Carin S. Knickel For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Cabot Oil & Gas Corporation COG 127097103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Dorothy M. Ables For For Mgmt
1B Elect Director Rhys J. Best For For Mgmt
1C Elect Director Robert S. Boswell For For Mgmt
1D Elect Director Dan O. Dinges For For Mgmt
1E Elect Director Robert Kelley For For Mgmt
1F Elect Director W. Matt Ralls For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Energen Corporation EGN 29265N108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kenneth W. Dewey For For Mgmt
1.2 Elect Director M. James Gorrie For For Mgmt
1.3 Elect Director James T. McManus, II For For Mgmt
1.4 Elect Director Laurence M. Downes For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Phillips 66 PSX 718546104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director William R. Loomis, Jr. For For Mgmt
1b Elect Director Glenn F. Tilton For For Mgmt
1c Elect Director Marna C. Whittington For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Valero Energy Corporation VLO 91913Y100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director H. Paulett Eberhart For For Mgmt
1b Elect Director Joseph W. Gorder For For Mgmt
1c Elect Director Kimberly S. Greene For For Mgmt
1d Elect Director Deborah P. Majoras For For Mgmt
1e Elect Director Donald L. Nickles For For Mgmt
1f Elect Director Philip J. Pfeiffer For For Mgmt
1g Elect Director Robert A. Profusek For For Mgmt
1h Elect Director Susan Kaufman Purcell For For Mgmt
1i Elect Director Stephen M. Waters For For Mgmt
1j Elect Director Randall J. Weisenburger For For Mgmt
1k Elect Director Rayford Wilkins, Jr. For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Oasis Petroleum Inc. OAS 674215108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ted Collins, Jr. For For Mgmt
1.2 Elect Director John E. Hagale For For Mgmt
1.3 Elect Director Douglas E. Swanson, Jr. For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Tesoro Corporation TSO 881609101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Rodney F. Chase For For Mgmt
1.2 Elect Director Edward G. Galante For For Mgmt
1.3 Elect Director Gregory J. Goff For For Mgmt
1.4 Elect Director David Lilley For For Mgmt
1.5 Elect Director Mary Pat McCarthy For For Mgmt
1.6 Elect Director J.W. Nokes For For Mgmt
1.7 Elect Director William H. Schumann, III For For Mgmt
1.8 Elect Director Susan Tomasky For For Mgmt
1.9 Elect Director Michael E. Wiley For For Mgmt
1.10 Elect Director Patrick Y. Yang For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Anadarko Petroleum Corporation APC 032511107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Anthony R. Chase For For Mgmt
1b Elect Director David E. Constable For For Mgmt
1c Elect Director H. Paulett Eberhart For For Mgmt
1d Elect Director Claire S. Farley For For Mgmt
1e Elect Director Peter J. Fluor For For Mgmt
1f Elect Director Richard L. George For For Mgmt
1g Elect Director Joseph W. Gorder For For Mgmt
1h Elect Director John R. Gordon For For Mgmt
1i Elect Director Sean Gourley For For Mgmt
1j Elect Director Mark C. McKinley For For Mgmt
1k Elect Director Eric D. Mullins For For Mgmt
1l Elect Director R. A. Walker For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 HollyFrontier Corporation HFC 436106108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Douglas Y. Bech For For Mgmt
1b Elect Director George J. Damiris For For Mgmt
1c Elect Director Leldon E. Echols For For Mgmt
1d Elect Director R. Kevin Hardage For For Mgmt
1e Elect Director Michael C. Jennings For For Mgmt
1f Elect Director Robert J. Kostelnik For For Mgmt
1g Elect Director James H. Lee For For Mgmt
1h Elect Director Franklin Myers For For Mgmt
1i Elect Director Michael E. Rose For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Kinder Morgan, Inc. KMI 49456B101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard D. Kinder For For Mgmt
1.2 Elect Director Steven J. Kean For For Mgmt
1.3 Elect Director Kimberly A. Dang For For Mgmt
1.4 Elect Director Ted A. Gardner For For Mgmt
1.5 Elect Director Anthony W. Hall, Jr. For For Mgmt
1.6 Elect Director Gary L. Hultquist For For Mgmt
1.7 Elect Director Ronald L. Kuehn, Jr. For For Mgmt
1.8 Elect Director Deborah A. Macdonald For For Mgmt
1.9 Elect Director Michael C. Morgan For For Mgmt
1.10 Elect Director Arthur C. Reichstetter For For Mgmt
1.11 Elect Director Fayez Sarofim For For Mgmt
1.12 Elect Director C. Park Shaper For For Mgmt
1.13 Elect Director William A. Smith For For Mgmt
1.14 Elect Director Joel V. Staff For For Mgmt
1.15 Elect Director Robert F. Vagt For For Mgmt
1.16 Elect Director Perry M. Waughtal For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Adopt Proxy Access Right Against For ShrHlder
4 Report on Methane Emissions Against For ShrHlder
5 Report on Annual Sustainability Against For ShrHlder
6 Report on Capital Expenditure Strategy with Against For ShrHlder
Respect to Climate Change Policy
-99-
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Murphy Oil Corporation MUR 626717102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director T. Jay Collins For For Mgmt
1b Elect Director Steven A. Cosse For For Mgmt
1c Elect Director Claiborne P. Deming For For Mgmt
1d Elect Director Lawrence R. Dickerson For For Mgmt
1e Elect Director Roger W. Jenkins For For Mgmt
1f Elect Director Elisabeth W. Keller For For Mgmt
1g Elect Director James V. Kelley For For Mgmt
1h Elect Director Walentin Mirosh For For Mgmt
1i Elect Director R. Madison Murphy For For Mgmt
1j Elect Director Jeffrey W. Nolan For For Mgmt
1k Elect Director Neal E. Schmale For For Mgmt
1l Elect Director Laura A. Sugg For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Apache Corporation APA 037411105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Annell R. Bay For For Mgmt
2 Elect Director John J. Christmann, IV For For Mgmt
3 Elect Director Chansoo Joung For For Mgmt
4 Elect Director William C. Montgomery For For Mgmt
5 Elect Director Amy H. Nelson For For Mgmt
6 Elect Director Daniel W. Rabun For For Mgmt
7 Elect Director Peter A. Ragauss For For Mgmt
8 Ratify Ernst & Young LLP as Auditors For For Mgmt
9 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Cimarex Energy Co. XEC 171798101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David A. Hentschel For For Mgmt
1.2 Elect Director Thomas E. Jorden For For Mgmt
1.3 Elect Director Floyd R. Price For For Mgmt
1.4 Elect Director Frances M. Vallejo For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Transocean Ltd. RIG H8817H100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Discharge of Board and Senior For Against Mgmt
Management
3 Appropriation of Available Earnings for Fiscal For For Mgmt
Year 2016
4A Elect Director Glyn A. Barker For For Mgmt
4B Elect Director Vanessa C.L. Chang For For Mgmt
4C Elect Director Frederico F. Curado For For Mgmt
4D Elect Director Chadwick C. Deaton For For Mgmt
4E Elect Director Vincent J. Intrieri For For Mgmt
4F Elect Director Martin B. McNamara For For Mgmt
4G Elect Director Samuel J. Merksamer For For Mgmt
4H Elect Director Merrill A. "Pete" Miller, Jr. For For Mgmt
4I Elect Director Edward R. Muller For For Mgmt
4J Elect Director Tan Ek Kia For For Mgmt
4K Elect Director Jeremy D. Thigpen For For Mgmt
5 Elect Merrill A. "Pete" Miller, Jr. as Board For For Mgmt
Chairman
6A Appoint Frederico F. Curado as Member of the For For Mgmt
Compensation Committee
6B Appoint Vincent J. Intrieri as Member of the For For Mgmt
Compensation Committee
6C Appoint Martin B. McNamara as Member of the For For Mgmt
Compensation Committee
6D Appoint Tan Ek Kia as Member of the For For Mgmt
Compensation Committee
7 Designate Schweiger Advokatur/Notariat as For For Mgmt
Independent Proxy
8 Appointment Of Ernst & Young LLP as Independent For For Mgmt
Registered Public Accounting Firm for Fiscal
Year 2017 and Reelection of Ernst & Young Ltd,
Zurich as the Company's Auditor for a Further
One-Year Term
9 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
10A Approve Maximum Remuneration of Board of For For Mgmt
Directors for the Period Between the 2017 and
2018 Annual General Meetings in the Amount of
USD 4.12 Million
10B Approve Maximum Remuneration of the Executive For For Mgmt
Management Team for Fiscal Year 2018 in the
Amount of USD 24 Million
11 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
12 Other Business For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/17 Occidental Petroleum Corporation OXY 674599105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Spencer Abraham For For Mgmt
1b Elect Director Howard I. Atkins For For Mgmt
1c Elect Director Eugene L. Batchelder For For Mgmt
1d Elect Director John E. Feick For For Mgmt
1e Elect Director Margaret M. Foran For For Mgmt
1f Elect Director Carlos M. Gutierrez For For Mgmt
1g Elect Director Vicki Hollub For For Mgmt
1h Elect Director William R. Klesse For For Mgmt
1i Elect Director Jack B. Moore For For Mgmt
1j Elect Director Avedick B. Poladian For For Mgmt
1k Elect Director Elisse B. Walter For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
5 Assess Portfolio Impacts of Policies to Meet 2 Against For ShrHlder
Degree Scenario
6 Reduce Ownership Threshold for Shareholders to Against For ShrHlder
Call Special Meeting
7 Report on Methane Emissions and Flaring Targets Against For ShrHlder
8 Report on Political Contributions and Against Against ShrHlder
Expenditures
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 Carrizo Oil & Gas, Inc. CRZO 144577103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director S.P. Johnson, IV For For Mgmt
1.2 Elect Director Steven A. Webster For For Mgmt
1.3 Elect Director F. Gardner Parker For For Mgmt
1.4 Elect Director Thomas L. Carter, Jr. For For Mgmt
1.5 Elect Director Robert F. Fulton For For Mgmt
1.6 Elect Director Roger A. Ramsey For For Mgmt
1.7 Elect Director Frank A. Wojtek For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Increase Authorized Common Stock For For Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 ConocoPhillips COP 20825C104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Richard L. Armitage For For Mgmt
1b Elect Director Richard H. Auchinleck For For Mgmt
1c Elect Director Charles E. Bunch For For Mgmt
1d Elect Director John V. Faraci For For Mgmt
1e Elect Director Jody L. Freeman For For Mgmt
1f Elect Director Gay Huey Evans For For Mgmt
1g Elect Director Ryan M. Lance For For Mgmt
1h Elect Director Arjun N. Murti For For Mgmt
1i Elect Director Robert A. Niblock For For Mgmt
1j Elect Director Harald J. Norvik For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Report on Executive Compensation Incentives Against Against ShrHlder
Aligned with Low Carbon Scenarios
-100-
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 Newfield Exploration Company NFX 651290108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Lee K. Boothby For For Mgmt
1b Elect Director Pamela J. Gardner For For Mgmt
1c Elect Director Steven W. Nance For For Mgmt
1d Elect Director Roger B. Plank For For Mgmt
1e Elect Director Thomas G. Ricks For For Mgmt
1f Elect Director Juanita M. Romans For For Mgmt
1g Elect Director John (Jack) W. Schanck For For Mgmt
1h Elect Director J. Terry Strange For For Mgmt
1i Elect Director J. Kent Wells For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Approve Omnibus Stock Plan For For Mgmt
7 Amend Qualified Employee Stock Purchase Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Concho Resources Inc. CXO 20605P101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Timothy A. Leach For For Mgmt
1.2 Elect Director William H. Easter, III For For Mgmt
1.3 Elect Director John P. Surma For For Mgmt
2 Ratify Grant Thornton LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Halliburton Company HAL 406216101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Abdulaziz F. Al Khayyal For For Mgmt
1b Elect Director William E. Albrecht For For Mgmt
1c Elect Director Alan M. Bennett For For Mgmt
1d Elect Director James R. Boyd For For Mgmt
1e Elect Director Milton Carroll For For Mgmt
1f Elect Director Nance K. Dicciani For For Mgmt
1g Elect Director Murry S. Gerber For For Mgmt
1h Elect Director Jose C. Grubisich For For Mgmt
1i Elect Director David J. Lesar For For Mgmt
1j Elect Director Robert A. Malone For For Mgmt
1k Elect Director J. Landis Martin For For Mgmt
1l Elect Director Jeffrey A. Miller For For Mgmt
1m Elect Director Debra L. Reed For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 National Oilwell Varco, Inc. NOV 637071101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Clay C. Williams For For Mgmt
1B Elect Director Greg L. Armstrong For For Mgmt
1C Elect Director Marcela E. Donadio For For Mgmt
1D Elect Director Ben A. Guill For For Mgmt
1E Elect Director James T. Hackett For For Mgmt
1F Elect Director David D. Harrison For For Mgmt
1G Elect Director Eric L. Mattson For For Mgmt
1H Elect Director William R. Thomas For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Adopt Proxy Access Right For For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Range Resources Corporation RRC 75281A109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Brenda A. Cline For For Mgmt
1b Elect Director Anthony V. Dub For For Mgmt
1c Elect Director Allen Finkelson For For Mgmt
1d Elect Director James M. Funk For For Mgmt
1e Elect Director Christopher A. Helms For For Mgmt
1f Elect Director Robert A. Innamorati For For Mgmt
1g Elect Director Mary Ralph Lowe For For Mgmt
1h Elect Director Greg G. Maxwell For For Mgmt
1i Elect Director Kevin S. McCarthy For For Mgmt
1j Elect Director Steffen E. Palko For For Mgmt
1k Elect Director Jeffrey L. Ventura For For Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5 Report on Political Contributions Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Cheniere Energy, Inc. LNG 16411R208
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director G. Andrea Botta For For Mgmt
1b Elect Director Jack A. Fusco For For Mgmt
1c Elect Director Vicky A. Bailey For For Mgmt
1d Elect Director Nuno Brandolini For For Mgmt
1e Elect Director Jonathan Christodoro For For Mgmt
1f Elect Director David I. Foley For For Mgmt
1g Elect Director David B. Kilpatrick For For Mgmt
1h Elect Director Samuel Merksamer For For Mgmt
1i Elect Director Donald F. Robillard, Jr. For For Mgmt
1j Elect Director Neal A. Shear For For Mgmt
1k Elect Director Heather R. Zichal For For Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Continental Resources, Inc. CLR 212015101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William B. Berry For For Mgmt
1.2 Elect Director James L. Gallogly For For Mgmt
2 Ratify Grant Thornton LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Adopt Policy to Improve Board Diversity Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Core Laboratories N.V. CLB N22717107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David M. Demshur For For Mgmt
1b Elect Director Jan Willem Sodderland For For Mgmt
2 Reduce Supermajority Requirement For Against Mgmt
3 Ratify KPMG as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Adopt Financial Statements and Statutory For For Mgmt
Reports
6 Approve Cancellation of Repurchased Shares For For Mgmt
7 Authorize Repurchase of Up to 10 Percent of For For Mgmt
Issued Share Capital
8 Grant Board Authority to Issue Shares Up To 10 For For Mgmt
Percent of Issued Capital
9 Authorize Board to Exclude Preemptive Rights For For Mgmt
from Share Issuances
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 PBF Energy Inc. PBF 69318G106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas J. Nimbley For For Mgmt
1.2 Elect Director Spencer Abraham For For Mgmt
1.3 Elect Director Wayne A. Budd For For Mgmt
1.4 Elect Director S. Eugene Edwards For For Mgmt
1.5 Elect Director William E. Hantke For For Mgmt
1.6 Elect Director Dennis M. Houston For For Mgmt
1.7 Elect Director Edward F. Kosnik For For Mgmt
1.8 Elect Director Robert J. Lavinia For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
-101-
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Pioneer Natural Resources Company PXD 723787107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Edison C. Buchanan For For Mgmt
1.2 Elect Director Andrew F. Cates For For Mgmt
1.3 Elect Director Timothy L. Dove For For Mgmt
1.4 Elect Director Phillip A. Gobe For For Mgmt
1.5 Elect Director Larry R. Grillot For For Mgmt
1.6 Elect Director Stacy P. Methvin For For Mgmt
1.7 Elect Director Royce W. Mitchell For For Mgmt
1.8 Elect Director Frank A. Risch For For Mgmt
1.9 Elect Director Scott D. Sheffield For For Mgmt
1.10 Elect Director Mona K. Sutphen For For Mgmt
1.11 Elect Director J. Kenneth Thompson For For Mgmt
1.12 Elect Director Phoebe A. Wood For For Mgmt
1.13 Elect Director Michael D. Wortley For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Report on Annual Sustainability Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 The Williams Companies, Inc. WMB 969457100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Alan S. Armstrong For For Mgmt
1.2 Elect Director Stephen W. Bergstrom For For Mgmt
1.3 Elect Director Stephen I. Chazen For For Mgmt
1.4 Elect Director Charles I. Cogut For For Mgmt
1.5 Elect Director Kathleen B. Cooper For For Mgmt
1.6 Elect Director Michael A. Creel For For Mgmt
1.7 Elect Director Peter A. Ragauss For For Mgmt
1.8 Elect Director Scott D. Sheffield For For Mgmt
1.9 Elect Director Murray D. Smith For For Mgmt
1.10 Elect Director William H. Spence For For Mgmt
1.11 Elect Director Janice D. Stoney For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 WPX Energy, Inc. WPX 98212B103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John A. Carrig For For Mgmt
1.2 Elect Director William R. Granberry For For Mgmt
1.3 Elect Director Robert K. Herdman For For Mgmt
1.4 Elect Director Kelt Kindick For For Mgmt
1.5 Elect Director Karl F. Kurz For For Mgmt
1.6 Elect Director Henry E. Lentz For For Mgmt
1.7 Elect Director George A. Lorch For For Mgmt
1.8 Elect Director William G. Lowrie For For Mgmt
1.9 Elect Director Kimberly S. Lubel For For Mgmt
1.10 Elect Director Richard E. Muncrief For For Mgmt
1.11 Elect Director David F. Work For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/19/17 Chesapeake Energy Corporation CHK 165167107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gloria R. Boyland For For Mgmt
1b Elect Director Luke R. Corbett For For Mgmt
1c Elect Director Archie W. Dunham For For Mgmt
1d Elect Director Robert D. Lawler For For Mgmt
1e Elect Director R. Brad Martin For For Mgmt
1f Elect Director Merrill A. ('Pete') Miller, Jr. For For Mgmt
1g Elect Director Thomas L. Ryan For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/17 Targa Resources Corp. TRGP 87612G101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Charles R. Crisp For For Mgmt
1.2 Elect Director Laura C. Fulton For For Mgmt
1.3 Elect Director Michael A. Heim For For Mgmt
1.4 Elect Director James W. Whalen For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan For Against Mgmt
6 Approve Issuance of Shares of Common Stock Upon For For Mgmt
Conversion of Series A Preferred Stock and
Exercise of Outstanding Warrants
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 SM Energy Company SM 78454L100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Larry W. Bickle For For Mgmt
1.2 Elect Director Stephen R. Brand For For Mgmt
1.3 Elect Director Loren M. Leiker For For Mgmt
1.4 Elect Director Javan D. Ottoson For For Mgmt
1.5 Elect Director Ramiro G. Peru For For Mgmt
1.6 Elect Director Julio M. Quintana For For Mgmt
1.7 Elect Director Rose M. Robeson For For Mgmt
1.8 Elect Director William D. Sullivan For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Qualified Employee Stock Purchase Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Southwestern Energy Company SWN 845467109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John D. Gass For For Mgmt
1.2 Elect Director Catherine A. Kehr For For Mgmt
1.3 Elect Director Greg D. Kerley For Against Mgmt
1.4 Elect Director Jon A. Marshall For For Mgmt
1.5 Elect Director Elliott Pew For For Mgmt
1.6 Elect Director Terry W. Rathert For For Mgmt
1.7 Elect Director Alan H. Stevens For For Mgmt
1.8 Elect Director William J. Way For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
6 Proxy Voting Tabulation Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 RSP Permian, Inc. RSPP 74978Q105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Steven Gray For For Mgmt
1.2 Elect Director Michael Grimm For For Mgmt
1.3 Elect Director Scott McNeill For For Mgmt
2 Ratify Grant Thornton LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
05/30/17 PDC Energy, Inc. PDCE 69327R101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David C. Parke For For Mgmt
1.2 Elect Director Jeffrey C. Swoveland For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
-102-
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 Chevron Corporation CVX 166764100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Wanda M. Austin For For Mgmt
1b Elect Director Linnet F. Deily For For Mgmt
1c Elect Director Robert E. Denham For For Mgmt
1d Elect Director Alice P. Gast For For Mgmt
1e Elect Director Enrique Hernandez, Jr. For For Mgmt
1f Elect Director Jon M. Huntsman, Jr. For For Mgmt
1g Elect Director Charles W. Moorman, IV For For Mgmt
1h Elect Director Dambisa F. Moyo For For Mgmt
1i Elect Director Ronald D. Sugar For For Mgmt
1j Elect Director Inge G. Thulin For For Mgmt
1k Elect Director John S. Watson For For Mgmt
1l Elect Director Michael K. Wirth For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Report on Risks of Doing Business in Against Against ShrHlder
Conflict-Affected Areas
7 Annually Assess Portfolio Impacts of Policies ShrHlder
to Meet 2-degree Scenario *Withdrawn
Resolution*
8 Assess and Report on Transition to a Low Carbon Against For ShrHlder
Economy
9 Require Independent Board Chairman Against For ShrHlder
10 Require Director Nominee with Environmental Against For ShrHlder
Experience
11 Amend Articles/Bylaws/Charter -- Call Special Against For ShrHlder
Meetings
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 Exxon Mobil Corporation XOM 30231G102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Susan K. Avery For For Mgmt
1.2 Elect Director Michael J. Boskin For For Mgmt
1.3 Elect Director Angela F. Braly For For Mgmt
1.4 Elect Director Ursula M. Burns For For Mgmt
1.5 Elect Director Henrietta H. Fore For For Mgmt
1.6 Elect Director Kenneth C. Frazier For For Mgmt
1.7 Elect Director Douglas R. Oberhelman For For Mgmt
1.8 Elect Director Samuel J. Palmisano For For Mgmt
1.9 Elect Director Steven S. Reinemund For For Mgmt
1.10 Elect Director William C. Weldon For For Mgmt
1.11 Elect Director Darren W. Woods For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Independent Board Chairman Against For ShrHlder
6 Require a Majority Vote for the Election of Against For ShrHlder
Directors
7 Amend Bylaws -- Call Special Meetings Against For ShrHlder
8 Amend Bylaws to Prohibit Precatory Proposals Against Against ShrHlder
9 Disclose Percentage of Females at Each Against Against ShrHlder
Percentile of Compensation
10 Report on Lobbying Payments and Policy Against For ShrHlder
11 Increase Return of Capital to Shareholders in Against Against ShrHlder
Light of Climate Change Risks
12 Report on Climate Change Policies Against For ShrHlder
13 Report on Methane Emissions Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 Marathon Oil Corporation MRO 565849106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gaurdie E. Banister, Jr. For For Mgmt
1b Elect Director Gregory H. Boyce For For Mgmt
1c Elect Director Chadwick C. Deaton For For Mgmt
1d Elect Director Marcela E. Donadio For For Mgmt
1e Elect Director Philip Lader For For Mgmt
1f Elect Director Michael E. J. Phelps For For Mgmt
1g Elect Director Dennis H. Reilley For For Mgmt
1h Elect Director Lee M. Tillman For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/02/17 Parsley Energy, Inc. PE 701877102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Bryan Sheffield For For Mgmt
1b Elect Director A.R. Alameddine For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Adopt Majority Voting for Uncontested Election For For Mgmt
of Directors
MEETING DATE COMPANY TICKER SECURITY ID
06/06/17 Nabors Industries Ltd. NBR G6359F103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Tanya S. Beder For For Mgmt
1.2 Elect Director James R. Crane For Withhold Mgmt
1.3 Elect Director John P. Kotts For Withhold Mgmt
1.4 Elect Director Michael C. Linn For Withhold Mgmt
1.5 Elect Director Anthony G. Petrello For Withhold Mgmt
1.6 Elect Director Dag Skattum For Withhold Mgmt
1.7 Elect Director John Yearwood For Withhold Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Approve Remuneration Report For Against Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Adopt Proxy Access Right Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 Devon Energy Corporation DVN 25179M103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Barbara M. Baumann For For Mgmt
1.2 Elect Director John E. Bethancourt For For Mgmt
1.3 Elect Director David A. Hager For For Mgmt
1.4 Elect Director Robert H. Henry For For Mgmt
1.5 Elect Director Michael M. Kanovsky For For Mgmt
1.6 Elect Director Robert A. Mosbacher, Jr. For For Mgmt
1.7 Elect Director Duane C. Radtke For For Mgmt
1.8 Elect Director Mary P. Ricciardello For For Mgmt
1.9 Elect Director John Richels For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
5 Amend Executive Incentive Bonus Plan For For Mgmt
6 Approve Omnibus Stock Plan For For Mgmt
7 Review Public Policy Advocacy on Climate Change Against For ShrHlder
8 Annually Assess Portfolio Impacts of Policies Against For ShrHlder
to Meet 2 Degree Scenario
9 Report on Lobbying Payments and Policy Against For ShrHlder
10 Report on Using Oil and Gas Reserve Metrics for Against Against ShrHlder
Named Executive's Compensation
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 Diamondback Energy, Inc. FANG 25278X109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Steven E. West For For Mgmt
1.2 Elect Director Travis D. Stice For For Mgmt
1.3 Elect Director Michael P. Cross For For Mgmt
1.4 Elect Director David L. Houston For For Mgmt
1.5 Elect Director Mark L. Plaumann For For Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Mgmt
-103-
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 Hess Corporation HES 42809H107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Rodney F. Chase For For Mgmt
1.2 Elect Director Terrence J. Checki For For Mgmt
1.3 Elect Director Leonard S. Coleman, Jr. For For Mgmt
1.4 Elect Director John B. Hess For For Mgmt
1.5 Elect Director Edith E. Holiday For For Mgmt
1.6 Elect Director Risa Lavizzo-Mourey For For Mgmt
1.7 Elect Director Marc S. Lipschultz For For Mgmt
1.8 Elect Director David McManus For For Mgmt
1.9 Elect Director Kevin O. Meyers For For Mgmt
1.10 Elect Director James H. Quigley For For Mgmt
1.11 Elect Director Fredric G. Reynolds For For Mgmt
1.12 Elect Director William G. Schrader For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Report on Plans to Address Stranded Carbon Against For ShrHlder
Asset Risks
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 Gulfport Energy Corporation GPOR 402635304
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael G. Moore For For Mgmt
1.2 Elect Director Craig Groeschel For For Mgmt
1.3 Elect Director David L. Houston For For Mgmt
1.4 Elect Director C. Doug Johnson For For Mgmt
1.5 Elect Director Ben T. Morris For For Mgmt
1.6 Elect Director Scott E. Streller For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/21/17 Antero Resources Corporation AR 03674X106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Paul M. Rady For For Mgmt
1.2 Elect Director Glen C. Warren, Jr. For For Mgmt
1.3 Elect Director James R. Levy For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Patterson-UTI Energy, Inc. PTEN 703481101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Mark S. Siegel For For Mgmt
1.2 Elect Director Charles O. Buckner For For Mgmt
1.3 Elect Director Michael W. Conlon For For Mgmt
1.4 Elect Director William Andrew Hendricks, Jr. For For Mgmt
1.5 Elect Director Curtis W. Huff For For Mgmt
1.6 Elect Director Terry H. Hunt For For Mgmt
1.7 Elect Director Tiffany J. Thom For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
-104-
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FIRST TRUST NASDAQ PHARMACEUTICALS ETF
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MEETING DATE COMPANY TICKER SECURITY ID
12/16/16 Akorn, Inc. AKRX 009728106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Qualified Employee Stock Purchase Plan For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/18/17 Lannett Company, Inc. LCI 516012101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jeffrey Farber For For Mgmt
1.2 Elect Director Arthur P. Bedrosian For For Mgmt
1.3 Elect Director James M. Maher For For Mgmt
1.4 Elect Director David Drabik For For Mgmt
1.5 Elect Director Paul Taveira For For Mgmt
1.6 Elect Director Albert Paonessa, III For For Mgmt
2 Ratify Grant Thornton, LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Akorn, Inc. AKRX 009728106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John Kapoor For For Mgmt
1.2 Elect Director Kenneth Abramowitz For For Mgmt
1.3 Elect Director Adrienne Graves For For Mgmt
1.4 Elect Director Ronald Johnson For For Mgmt
1.5 Elect Director Steven Meyer For For Mgmt
1.6 Elect Director Terry Allison Rappuhn For For Mgmt
1.7 Elect Director Brian Tambi For Withhold Mgmt
1.8 Elect Director Alan Weinstein For For Mgmt
2 Ratify BDO USA, LLP as Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Johnson & Johnson JNJ 478160104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Mary C. Beckerle For For Mgmt
1b Elect Director D. Scott Davis For For Mgmt
1c Elect Director Ian E. L. Davis For For Mgmt
1d Elect Director Alex Gorsky For For Mgmt
1e Elect Director Mark B. McClellan For For Mgmt
1f Elect Director Anne M. Mulcahy For For Mgmt
1g Elect Director William D. Perez For For Mgmt
1h Elect Director Charles Prince For For Mgmt
1i Elect Director A. Eugene Washington For For Mgmt
1j Elect Director Ronald A. Williams For For Mgmt
2 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
6 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 Abbott Laboratories ABT 002824100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert J. Alpern For For Mgmt
1.2 Elect Director Roxanne S. Austin For For Mgmt
1.3 Elect Director Sally E. Blount For For Mgmt
1.4 Elect Director Edward M. Liddy For For Mgmt
1.5 Elect Director Nancy McKinstry For For Mgmt
1.6 Elect Director Phebe N. Novakovic For For Mgmt
1.7 Elect Director William A. Osborn For For Mgmt
1.8 Elect Director Samuel C. Scott, III For For Mgmt
1.9 Elect Director Daniel J. Starks For For Mgmt
1.10 Elect Director Glenn F. Tilton For For Mgmt
1.11 Elect Director Miles D. White For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Amend Nonqualified Employee Stock Purchase Plan For For Mgmt
7 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/01/17 Eli Lilly and Company LLY 532457108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Michael L. Eskew For Against Mgmt
1b Elect Director William G. Kaelin, Jr. For For Mgmt
1c Elect Director John C. Lechleiter For For Mgmt
1d Elect Director David A. Ricks For For Mgmt
1e Elect Director Marschall S. Runge For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5 Amend Deferred Compensation Plan For For Mgmt
6 Report on Lobbying Payments and Policy Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/02/17 Bristol-Myers Squibb Company BMY 110122108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Peter J. Arduini For For Mgmt
1B Elect Director Robert J. Bertolini For For Mgmt
1C Elect Director Giovanni Caforio For For Mgmt
1D Elect Director Matthew W. Emmens For For Mgmt
1E Elect Director Laurie H. Glimcher For For Mgmt
1F Elect Director Michael Grobstein For For Mgmt
1G Elect Director Alan J. Lacy For For Mgmt
1H Elect Director Dinesh C. Paliwal For For Mgmt
1I Elect Director Theodore R. Samuels For For Mgmt
1J Elect Director Gerald L. Storch For For Mgmt
1K Elect Director Vicki L. Sato For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
6 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
7 Reduce Ownership Threshold for Shareholders to Against For ShrHlder
Call Special Meeting
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Horizon Pharma plc HZNP 44052TAB7
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gino Santini For For Mgmt
1b Elect Director Timothy P. Walbert For For Mgmt
2 Approve PricewaterhouseCoopers LLP as Auditors For For Mgmt
and Authorize Board to Fix Their Remuneration
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Authorize Share Repurchase up to 10 Percent of For For Mgmt
Issued Share Capital
5 Adopt Plurality Voting for Contested Election For For Mgmt
of Directors
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 AbbVie Inc. ABBV 00287Y109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert J. Alpern For For Mgmt
1.2 Elect Director Edward M. Liddy For For Mgmt
1.3 Elect Director Melody B. Meyer For For Mgmt
1.4 Elect Director Frederick H. Waddell For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Declassify the Board of Directors For For Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Require Independent Board Chairman Against Against ShrHlder
-105-
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Zoetis Inc. ZTS 98978V103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gregory Norden For For Mgmt
1.2 Elect Director Louise M. Parent For For Mgmt
1.3 Elect Director Robert W. Scully For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 Impax Laboratories, Inc. IPXL 45256B101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Leslie Z. Benet For For Mgmt
1.2 Elect Director Richard A. Bierly For For Mgmt
1.3 Elect Director Paul M. Bisaro For For Mgmt
1.4 Elect Director J. Kevin Buchi For For Mgmt
1.5 Elect Director Robert L. Burr For For Mgmt
1.6 Elect Director Allen Chao For For Mgmt
1.7 Elect Director Mary K. Pendergast For For Mgmt
1.8 Elect Director Peter R. Terreri For For Mgmt
1.9 Elect Director Janet S. Vergis For For Mgmt
2 Amend Nonqualified Employee Stock Purchase Plan For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 AMAG Pharmaceuticals, Inc. AMAG 00163U106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director William K. Heiden For For Mgmt
1b Elect Director Barbara Deptula For For Mgmt
1c Elect Director John A. Fallon For For Mgmt
1d Elect Director Brian P. Kelley For For Mgmt
1e Elect Director Robert J. Perez For For Mgmt
1f Elect Director Lesley Russell For For Mgmt
1g Elect Director Gino Santini For For Mgmt
1h Elect Director Davey S. Scoon For For Mgmt
1i Elect Director James R. Sulat For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Adopt NOL Rights Plan (NOL Pill) For For Mgmt
6 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Merck & Co., Inc. MRK 58933Y105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Leslie A. Brun For For Mgmt
1b Elect Director Thomas R. Cech For For Mgmt
1c Elect Director Pamela J. Craig For For Mgmt
1d Elect Director Kenneth C. Frazier For For Mgmt
1e Elect Director Thomas H. Glocer For For Mgmt
1f Elect Director Rochelle B. Lazarus For For Mgmt
1g Elect Director John H. Noseworthy For For Mgmt
1h Elect Director Carlos E. Represas For For Mgmt
1i Elect Director Paul B. Rothman For For Mgmt
1j Elect Director Patricia F. Russo For For Mgmt
1k Elect Director Craig B. Thompson For For Mgmt
1l Elect Director Wendell P. Weeks For For Mgmt
1m Elect Director Peter C. Wendell For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Require Independent Board Chairman Against For ShrHlder
6 Adopt Holy Land Principles Against Against ShrHlder
7 Report on Risks of Doing Business in Against For ShrHlder
Conflict-Affected Areas
8 Report on Board Oversight of Product Safety and Against Against ShrHlder
Quality
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 Alkermes plc ALKS 01642T108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Paul J. Mitchell For For Mgmt
1.2 Elect Director Richard F. Pops For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
and Authorize Board to Fix Their Remuneration
4 Amend Omnibus Stock Plan For For Mgmt
5 Authorize Issuance of Equity or Equity-Linked For Against Mgmt
Securities with Preemptive Rights
6 Adjourn Meeting For Against Mgmt
7 Approve Issuance of Equity or Equity-Linked For Against Mgmt
Securities without Preemptive Rights
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 The Medicines Company MDCO 584688105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director William W. Crouse For For Mgmt
1b Elect Director Fredric N. Eshelman For For Mgmt
1c Elect Director Robert J. Hugin For For Mgmt
1d Elect Director John C. Kelly For For Mgmt
1e Elect Director Clive A. Meanwell For For Mgmt
1f Elect Director Paris Panayiotopoulos For For Mgmt
1g Elect Director Hiroaki Shigeta For For Mgmt
1h Elect Director Elizabeth H.S. Wyatt For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 Ironwood Pharmaceuticals, Inc. IRWD 46333X108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Andrew Dreyfus For For Mgmt
1.2 Elect Director Peter M. Hecht For For Mgmt
1.3 Elect Director Julie H. McHugh For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 Radius Health, Inc. RDUS 750469207
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Willard H. Dere For Withhold Mgmt
1.2 Elect Director Kurt C. Graves For Withhold Mgmt
1.3 Elect Director Anthony Rosenberg For Withhold Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 Sage Therapeutics, Inc. SAGE 78667J108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Michael F. Cola For Against Mgmt
1B Elect Director Jeffrey M. Jonas For Against Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 Endo International plc ENDP 29264F205
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Roger H. Kimmel For For Mgmt
1b Elect Director Paul V. Campanelli For For Mgmt
1c Elect Director Shane M. Cooke For For Mgmt
1d Elect Director Nancy J. Hutson For For Mgmt
1e Elect Director Michael Hyatt For For Mgmt
1f Elect Director Douglas S. Ingram For For Mgmt
1g Elect Director William P. Montague For For Mgmt
1h Elect Director Todd B. Sisitsky For For Mgmt
1i Elect Director Jill D. Smith For For Mgmt
2 Approve PricewaterhouseCoopers LLP as Auditors For For Mgmt
and Authorize Board to Fix Their Remuneration
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Memorandum of Association For For Mgmt
6 Amend Articles of Association For For Mgmt
7 Amend Omnibus Stock Plan For For Mgmt
-106-
MEETING DATE COMPANY TICKER SECURITY ID
06/12/17 Heron Therapeutics, Inc. HRTX 427746102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kevin C. Tang For For Mgmt
1.2 Elect Director Barry D. Quart For For Mgmt
1.3 Elect Director Robert H. Rosen For For Mgmt
1.4 Elect Director Craig A. Johnson For For Mgmt
1.5 Elect Director John W. Poyhonen For For Mgmt
1.6 Elect Director Christian Waage For For Mgmt
2 Ratify OUM & Co. LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Increase Authorized Common Stock For For Mgmt
5 Amend Omnibus Stock Plan For Against Mgmt
6 Amend Qualified Employee Stock Purchase Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/13/17 Pacira Pharmaceuticals, Inc. PCRX 695127100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Yvonne Greenstreet For For Mgmt
1.2 Elect Director Gary Pace For For Mgmt
1.3 Elect Director David Stack For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
06/20/17 Eagle Pharmaceuticals, Inc. EGRX 269796108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Steven B. Ratoff For Withhold Mgmt
1b Elect Director Douglas L. Braunstein For For Mgmt
2 Ratify BDO USA, LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
06/22/17 Mylan N.V. MYL 628530107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Heather Bresch For Against Mgmt
1B Elect Director Wendy Cameron For Against Mgmt
1C Elect Director Robert J. Cindrich For Against Mgmt
1D Elect Director Robert J. Coury For Against Mgmt
1E Elect Director JoEllen Lyons Dillon For Against Mgmt
1F Elect Director Neil Dimick For Against Mgmt
1G Elect Director Melina Higgins For Against Mgmt
1H Elect Director Rajiv Malik For Against Mgmt
1I Elect Director Mark W. Parrish For Against Mgmt
1J Elect Director Randall L. (Pete) Vanderveen For Against Mgmt
1K Elect Director Sjoerd S. Vollebregt For For Mgmt
2 Adopt Financial Statements and Statutory For For Mgmt
Reports
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Instruction to Deloitte Accountants B.V. for For For Mgmt
the Audit of the Company's Dutch Statutory
Annual Accounts for Fiscal Year 2017
5 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
7 Authorize Repurchase of Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 Synergy Pharmaceuticals Inc. SGYP 871639308
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gary S. Jacob For For Mgmt
1.2 Elect Director Melvin K. Spigelman For Withhold Mgmt
1.3 Elect Director John P. Brancaccio For Withhold Mgmt
1.4 Elect Director Thomas H. Adams For Withhold Mgmt
1.5 Elect Director Alan F. Joslyn For For Mgmt
1.6 Elect Director Richard J. Daly For Withhold Mgmt
1.7 Elect Director Timothy S. Callahan For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify BDO USA, LLP as Auditors For For Mgmt
-107-
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FIRST TRUST NASDAQ RETAIL ETF
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MEETING DATE COMPANY TICKER SECURITY ID
11/17/16 SolarCity Corporation SCTY 83416T100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/14/16 AutoZone, Inc. AZO 053332102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Douglas H. Brooks For For Mgmt
1.2 Elect Director Linda A. Goodspeed For For Mgmt
1.3 Elect Director Sue E. Gove For For Mgmt
1.4 Elect Director Earl G. Graves, Jr. For For Mgmt
1.5 Elect Director Enderson Guimaraes For For Mgmt
1.6 Elect Director J. R. Hyde, III For For Mgmt
1.7 Elect Director D. Bryan Jordan For For Mgmt
1.8 Elect Director W. Andrew McKenna For For Mgmt
1.9 Elect Director George R. Mrkonic, Jr. For For Mgmt
1.10 Elect Director Luis P. Nieto For For Mgmt
1.11 Elect Director William C. Rhodes, III For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Amend Nonqualified Employee Stock Purchase Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
01/26/17 Costco Wholesale Corporation COST 22160K105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Susan L. Decker For For Mgmt
1.2 Elect Director Richard A. Galanti For For Mgmt
1.3 Elect Director John W. Meisenbach For For Mgmt
1.4 Elect Director Charles T. Munger For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/26/17 Walgreens Boots Alliance, Inc. WBA 931427108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Janice M. Babiak For For Mgmt
1b Elect Director David J. Brailer For For Mgmt
1c Elect Director William C. Foote For For Mgmt
1d Elect Director Ginger L. Graham For For Mgmt
1e Elect Director John A. Lederer For For Mgmt
1f Elect Director Dominic P. Murphy For For Mgmt
1g Elect Director Stefano Pessina For For Mgmt
1h Elect Director Leonard D. Schaeffer For For Mgmt
1i Elect Director Nancy M. Schlichting For For Mgmt
1j Elect Director James A. Skinner For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Proxy Access Against For ShrHlder
6 Approve Report on Executive Pay & Against For ShrHlder
Sustainability Performance
MEETING DATE COMPANY TICKER SECURITY ID
02/17/17 Whole Foods Market, Inc. WFM 966837106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director John Elstrott For For Mgmt
1b Elect Director Mary Ellen Coe For For Mgmt
1c Elect Director Shahid (Hass) Hassan For For Mgmt
1d Elect Director Stephanie Kugelman For For Mgmt
1e Elect Director John Mackey For For Mgmt
1f Elect Director Walter Robb For For Mgmt
1g Elect Director Jonathan Seiffer For For Mgmt
1h Elect Director Morris (Mo) Siegel For For Mgmt
1i Elect Director Jonathan Sokoloff For For Mgmt
1j Elect Director Ralph Sorenson For For Mgmt
1k Elect Director Gabrielle Sulzberger For For Mgmt
1l Elect Director William (Kip) Tindell, III For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5 Proxy Access Against For ShrHlder
6 Report on Food Waste Management Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
03/02/17 AmerisourceBergen Corporation ABC 03073E105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ornella Barra For For Mgmt
1.2 Elect Director Steven H. Collis For For Mgmt
1.3 Elect Director Douglas R. Conant For For Mgmt
1.4 Elect Director D. Mark Durcan For For Mgmt
1.5 Elect Director Richard W. Gochnauer For For Mgmt
1.6 Elect Director Lon R. Greenberg For For Mgmt
1.7 Elect Director Jane E. Henney For For Mgmt
1.8 Elect Director Kathleen W. Hyle For For Mgmt
1.9 Elect Director Michael J. Long For For Mgmt
1.10 Elect Director Henry W. McGee For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Provide Directors May Be Removed With or For For Mgmt
Without Cause
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 AutoNation, Inc. AN 05329W102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Mike Jackson For For Mgmt
1.2 Elect Director Rick L. Burdick For For Mgmt
1.3 Elect Director Tomago Collins For For Mgmt
1.4 Elect Director David B. Edelson For For Mgmt
1.5 Elect Director Karen C. Francis For For Mgmt
1.6 Elect Director Robert R. Grusky For For Mgmt
1.7 Elect Director Kaveh Khosrowshahi For For Mgmt
1.8 Elect Director Michael Larson For For Mgmt
1.9 Elect Director G. Mike Mikan For For Mgmt
1.10 Elect Director Alison H. Rosenthal For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/02/17 Sprouts Farmers Market, Inc. SFM 85208M102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Terri Funk Graham For For Mgmt
1.2 Elect Director Steven H. Townsend For For Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 O'Reilly Automotive, Inc. ORLY 67103H107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David O'Reilly For For Mgmt
1b Elect Director Charles H. O'Reilly Jr. For For Mgmt
1c Elect Director Larry O'Reilly For For Mgmt
1d Elect Director Rosalie O'Reilly Wooten For For Mgmt
1e Elect Director Jay D. Burchfield For For Mgmt
1f Elect Director Thomas T. Hendrickson For For Mgmt
1g Elect Director Paul R. Lederer For For Mgmt
1h Elect Director John R. Murphy For For Mgmt
1i Elect Director Ronald Rashkow For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
6 Reduce Ownership Threshold for Shareholders to Against For ShrHlder
Call Special Meeting
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 Tractor Supply Company TSCO 892356106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Cynthia T. Jamison For For Mgmt
1.2 Elect Director Johnston C. Adams For For Mgmt
1.3 Elect Director Peter D. Bewley For For Mgmt
1.4 Elect Director Ramkumar Krishnan For For Mgmt
1.5 Elect Director George MacKenzie For For Mgmt
1.6 Elect Director Edna K. Morris For For Mgmt
1.7 Elect Director Mark J. Weikel For For Mgmt
1.8 Elect Director Gregory A. Sandfort For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
-108-
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 CVS Health Corporation CVS 126650100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Richard M. Bracken For For Mgmt
1b Elect Director C. David Brown, II For For Mgmt
1c Elect Director Alecia A. DeCoudreaux For For Mgmt
1d Elect Director Nancy-Ann M. DeParle For For Mgmt
1e Elect Director David W. Dorman For For Mgmt
1f Elect Director Anne M. Finucane For Against Mgmt
1g Elect Director Larry J. Merlo For For Mgmt
1h Elect Director Jean-Pierre Millon For For Mgmt
1i Elect Director Mary L. Schapiro For For Mgmt
1j Elect Director Richard J. Swift For For Mgmt
1k Elect Director William C. Weldon For For Mgmt
1l Elect Director Tony L. White For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Reduce Ownership Threshold for Shareholders to Against For ShrHlder
Call Special Meeting
7 Report on Pay Disparity Against Against ShrHlder
8 Adopt Quantitative Renewable Energy Goals Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Kohl's Corporation KSS 500255104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Peter Boneparth For For Mgmt
1b Elect Director Steven A. Burd For For Mgmt
1c Elect Director Kevin Mansell For For Mgmt
1d Elect Director Jonas Prising For For Mgmt
1e Elect Director John E. Schlifske For For Mgmt
1f Elect Director Adrianne Shapira For For Mgmt
1g Elect Director Frank V. Sica For For Mgmt
1h Elect Director Stephanie A. Streeter For For Mgmt
1i Elect Director Nina G. Vaca For For Mgmt
1j Elect Director Stephen E. Watson For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Require Independent Board Chairman Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 Nordstrom, Inc. JWN 655664100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Shellye L. Archambeau For For Mgmt
1b Elect Director Stacy Brown-Philpot For For Mgmt
1c Elect Director Tanya L. Domier For For Mgmt
1d Elect Director Blake W. Nordstrom For For Mgmt
1e Elect Director Erik B. Nordstrom For For Mgmt
1f Elect Director Peter E. Nordstrom For For Mgmt
1g Elect Director Philip G. Satre For For Mgmt
1h Elect Director Brad D. Smith For For Mgmt
1i Elect Director Gordon A. Smith For For Mgmt
1j Elect Director Bradley D. Tilden For For Mgmt
1k Elect Director B. Kevin Turner For For Mgmt
1l Elect Director Robert D. Walter For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Advance Auto Parts, Inc. AAP 00751Y106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John F. Bergstrom For For Mgmt
1.2 Elect Director John C. Brouillard For For Mgmt
1.3 Elect Director Brad W. Buss For For Mgmt
1.4 Elect Director Fiona P. Dias For For Mgmt
1.5 Elect Director John F. Ferraro For For Mgmt
1.6 Elect Director Thomas R. Greco For For Mgmt
1.7 Elect Director Adriana Karaboutis For For Mgmt
1.8 Elect Director Eugene I. Lee, Jr. For For Mgmt
1.9 Elect Director William S. Oglesby For For Mgmt
1.10 Elect Director Reuben E. Slone For For Mgmt
1.11 Elect Director Jeffrey C. Smith For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
6 Reduce Ownership Threshold for Shareholders to For For Mgmt
Call Special Meeting
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Burlington Stores, Inc. BURL 122017106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ted English For For Mgmt
1.2 Elect Director Jordan Hitch For For Mgmt
1.3 Elect Director Mary Ann Tocio For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Foot Locker, Inc. FL 344849104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Maxine Clark For For Mgmt
1b Elect Director Alan D. Feldman For For Mgmt
1c Elect Director Jarobin Gilbert, Jr. For For Mgmt
1d Elect Director Richard A. Johnson For For Mgmt
1e Elect Director Guillermo G. Marmol For For Mgmt
1f Elect Director Matthew M. McKenna For For Mgmt
1g Elect Director Steven Oakland For For Mgmt
1h Elect Director Ulice Payne, Jr. For For Mgmt
1i Elect Director Cheryl Nido Turpin For For Mgmt
1j Elect Director Kimberly Underhill For For Mgmt
1k Elect Director Dona D. Young For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Adopt Majority Voting for Uncontested Election For For Mgmt
of Directors
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Gap Inc. GPS 364760108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robert J. Fisher For Against Mgmt
1b Elect Director William S. Fisher For For Mgmt
1c Elect Director Tracy Gardner For For Mgmt
1d Elect Director Brian Goldner For For Mgmt
1e Elect Director Isabella D. Goren For For Mgmt
1f Elect Director Bob L. Martin For For Mgmt
1g Elect Director Jorge P. Montoya For For Mgmt
1h Elect Director Arthur Peck For For Mgmt
1i Elect Director Mayo A. Shattuck, III For For Mgmt
1j Elect Director Katherine Tsang For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Amend Qualified Employee Stock Purchase Plan For For Mgmt
6 Adopt Guidelines for Country Selection Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Ross Stores, Inc. ROST 778296103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Michael Balmuth For For Mgmt
1b Elect Director K. Gunnar Bjorklund For For Mgmt
1c Elect Director Michael J. Bush For For Mgmt
1d Elect Director Norman A. Ferber For For Mgmt
1e Elect Director Sharon D. Garrett For For Mgmt
1f Elect Director Stephen D. Milligan For For Mgmt
1g Elect Director George P. Orban For For Mgmt
1h Elect Director Michael O'Sullivan For For Mgmt
1i Elect Director Lawrence S. Peiros For For Mgmt
1j Elect Director Gregory L. Quesnel For For Mgmt
1k Elect Director Barbara Rentler For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
-109-
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 eBay Inc. EBAY 278642103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Fred D. Anderson, Jr. For For Mgmt
1b Elect Director Edward W. Barnholt For For Mgmt
1c Elect Director Anthony J. Bates For For Mgmt
1d Elect Director Logan D. Green For For Mgmt
1e Elect Director Bonnie S. Hammer For For Mgmt
1f Elect Director Kathleen C. Mitic For For Mgmt
1g Elect Director Pierre M. Omidyar For For Mgmt
1h Elect Director Paul S. Pressler For For Mgmt
1i Elect Director Robert H. Swan For For Mgmt
1j Elect Director Thomas J. Tierney For For Mgmt
1k Elect Director Perry M. Traquina For For Mgmt
1l Elect Director Devin N. Wenig For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Provide Right to Act by Written Consent Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 L Brands, Inc. LB 501797104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Donna A. James For For Mgmt
1.2 Elect Director Jeffrey H. Miro For For Mgmt
1.3 Elect Director Michael G. Morris For For Mgmt
1.4 Elect Director Raymond Zimmerman For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Reduce Supermajority Vote Requirement Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 The Home Depot, Inc. HD 437076102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gerard J. Arpey For For Mgmt
1b Elect Director Ari Bousbib For For Mgmt
1c Elect Director Jeffery H. Boyd For For Mgmt
1d Elect Director Gregory D. Brenneman For For Mgmt
1e Elect Director J. Frank Brown For For Mgmt
1f Elect Director Albert P. Carey For For Mgmt
1g Elect Director Armando Codina For For Mgmt
1h Elect Director Helena B. Foulkes For For Mgmt
1i Elect Director Linda R. Gooden For For Mgmt
1j Elect Director Wayne M. Hewett For For Mgmt
1k Elect Director Karen L. Katen For For Mgmt
1l Elect Director Craig A. Menear For For Mgmt
1m Elect Director Mark Vadon For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Prepare Employment Diversity Report and Report Against For ShrHlder
on Diversity Policies
6 Adopt Proxy Statement Reporting on Political Against Against ShrHlder
Contributions and Advisory Vote
7 Amend Articles/Bylaws/Charter - Call Special Against For ShrHlder
Meetings
MEETING DATE COMPANY TICKER SECURITY ID
05/19/17 J. C. Penney Company, Inc. JCP 708160106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Paul J. Brown For For Mgmt
1b Elect Director Marvin R. Ellison For For Mgmt
1c Elect Director Amanda Ginsberg For For Mgmt
1d Elect Director B. Craig Owens For For Mgmt
1e Elect Director Lisa A. Payne For For Mgmt
1f Elect Director Debora A. Plunkett For For Mgmt
1g Elect Director J. Paul Raines For For Mgmt
1h Elect Director Leonard H. Roberts For For Mgmt
1i Elect Director Javier G. Teruel For For Mgmt
1j Elect Director R. Gerald Turner For For Mgmt
1k Elect Director Ronald W. Tysoe For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Adopt NOL Rights Plan (NOL Pill) For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/19/17 Macy's, Inc. M 55616P104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Francis S. Blake For For Mgmt
1b Elect Director John A. Bryant For For Mgmt
1c Elect Director Deirdre P. Connelly For For Mgmt
1d Elect Director Jeff Gennette For For Mgmt
1e Elect Director Leslie D. Hale For For Mgmt
1f Elect Director William H. Lenehan For For Mgmt
1g Elect Director Sara Levinson For For Mgmt
1h Elect Director Terry J. Lundgren For For Mgmt
1i Elect Director Joyce M. Roche For For Mgmt
1j Elect Director Paul C. Varga For For Mgmt
1k Elect Director Marna C. Whittington For For Mgmt
1l Elect Director Annie Young-Scrivner For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Executive Incentive Bonus Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/20/17 Dillard's, Inc. DDS 254067101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Frank R. Mori For For Mgmt
1b Elect Director Reynie Rutledge For For Mgmt
1c Elect Director J.C. Watts, Jr. For For Mgmt
1d Elect Director Nick White For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Amend Non-Employee Director Restricted Stock For For Mgmt
Plan
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
6 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Amazon.com, Inc. AMZN 023135106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Jeffrey P. Bezos For For Mgmt
1b Elect Director Tom A. Alberg For For Mgmt
1c Elect Director John Seely Brown For For Mgmt
1d Elect Director Jamie S. Gorelick For For Mgmt
1e Elect Director Daniel P. Huttenlocher For For Mgmt
1f Elect Director Judith A. McGrath For For Mgmt
1g Elect Director Jonathan J. Rubinstein For For Mgmt
1h Elect Director Thomas O. Ryder For For Mgmt
1i Elect Director Patricia Q. Stonesifer For For Mgmt
1j Elect Director Wendell P. Weeks For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
6 Report on Use of Criminal Background Checks in Against Against ShrHlder
Hiring
7 Include Sustainability as a Performance Measure Against Against ShrHlder
for Senior Executive Compensation
8 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 American Eagle Outfitters, Inc. AEO 02553E106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Jay L. Schottenstein For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
-110-
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Big Lots, Inc. BIG 089302103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jeffrey P. Berger For For Mgmt
1.2 Elect Director David J. Campisi For For Mgmt
1.3 Elect Director James R. Chambers For For Mgmt
1.4 Elect Director Marla C. Gottschalk For For Mgmt
1.5 Elect Director Cynthia T. Jamison For For Mgmt
1.6 Elect Director Philip E. Mallott For For Mgmt
1.7 Elect Director Nancy A. Reardon For For Mgmt
1.8 Elect Director Wendy L. Schoppert For For Mgmt
1.9 Elect Director Russell E. Solt For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Tiffany & Co. TIF 886547108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Michael J. Kowalski For For Mgmt
1b Elect Director Rose Marie Bravo For For Mgmt
1c Elect Director Gary E. Costley For For Mgmt
1d Elect Director Roger N. Farah For For Mgmt
1e Elect Director Lawrence K. Fish For For Mgmt
1f Elect Director Abby F. Kohnstamm For For Mgmt
1g Elect Director James E. Lillie For For Mgmt
1h Elect Director Charles K. Marquis For For Mgmt
1i Elect Director William A. Shutzer For For Mgmt
1j Elect Director Robert S. Singer For For Mgmt
1k Elect Director Francesco Trapani For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 Dollar General Corporation DG 256677105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Warren F. Bryant For For Mgmt
1b Elect Director Michael M. Calbert For For Mgmt
1c Elect Director Sandra B. Cochran For For Mgmt
1d Elect Director Patricia D. Fili-Krushel For For Mgmt
1e Elect Director Paula A. Price For For Mgmt
1f Elect Director William C. Rhodes, III For For Mgmt
1g Elect Director David B. Rickard For For Mgmt
1h Elect Director Todd J. Vasos For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
6 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 Williams-Sonoma, Inc. WSM 969904101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Laura J. Alber For For Mgmt
1.2 Elect Director Adrian D.P. Bellamy For For Mgmt
1.3 Elect Director Rose Marie Bravo For For Mgmt
1.4 Elect Director Anthony A. Greener For For Mgmt
1.5 Elect Director Grace Puma For For Mgmt
1.6 Elect Director Christiana Smith Shi For For Mgmt
1.7 Elect Director Sabrina Simmons For For Mgmt
1.8 Elect Director Jerry D. Stritzke For For Mgmt
1.9 Elect Director Frits D. van Paasschen For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Provide Proxy Access Right For For Mgmt
6 Adopt Proxy Access Right Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/01/17 Ulta Beauty, Inc. ULTA 90384S303
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michelle L. Collins For For Mgmt
1.2 Elect Director Dennis K. Eck For For Mgmt
1.3 Elect Director Charles J. Philippin For For Mgmt
1.4 Elect Director Vanessa A. Wittman For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/02/17 Lowe's Companies, Inc. LOW 548661107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Raul Alvarez For For Mgmt
1.2 Elect Director Angela F. Braly For For Mgmt
1.3 Elect Director Sandra B. Cochran For For Mgmt
1.4 Elect Director Laurie Z. Douglas For For Mgmt
1.5 Elect Director Richard W. Dreiling For For Mgmt
1.6 Elect Director Robert L. Johnson For For Mgmt
1.7 Elect Director Marshall O. Larsen For For Mgmt
1.8 Elect Director James H. Morgan For For Mgmt
1.9 Elect Director Robert A. Niblock For For Mgmt
1.10 Elect Director Bertram L. Scott For For Mgmt
1.11 Elect Director Eric C. Wiseman For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Assess Climate Benefits and Feasibility of Against Against ShrHlder
Adopting Quantitative Renewable Production
Goals
MEETING DATE COMPANY TICKER SECURITY ID
06/02/17 Wal-Mart Stores, Inc. WMT 931142103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director James I. Cash, Jr. For For Mgmt
1b Elect Director Timothy P. Flynn For For Mgmt
1c Elect Director Carla A. Harris For For Mgmt
1d Elect Director Thomas W. Horton For For Mgmt
1e Elect Director Marissa A. Mayer For For Mgmt
1f Elect Director C. Douglas McMillon For For Mgmt
1g Elect Director Gregory B. Penner For For Mgmt
1h Elect Director Steven S Reinemund For For Mgmt
1i Elect Director Kevin Y. Systrom For For Mgmt
1j Elect Director S. Robson Walton For For Mgmt
1k Elect Director Steuart L. Walton For For Mgmt
2 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5 Require Independent Board Chairman Against For ShrHlder
6 Provide Proxy Access Right Against For ShrHlder
7 Require Independent Director Nominee with Against Against ShrHlder
Environmental Experience
MEETING DATE COMPANY TICKER SECURITY ID
06/06/17 Netflix, Inc. NFLX 64110L106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Reed Hastings For Withhold Mgmt
1.2 Elect Director Jay C. Hoag For Withhold Mgmt
1.3 Elect Director A. George (Skip) Battle For Withhold Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Adopt Proxy Access Right Against For ShrHlder
6 Report on Sustainability Against For ShrHlder
7 Report on Feasibility of Net-Zero GHG Emissions Against For ShrHlder
8 Declassify the Board of Directors Against For ShrHlder
9 Adopt Simple Majority Vote Against For ShrHlder
10 Require a Majority Vote for the Election of Against For ShrHlder
Directors
-111-
MEETING DATE COMPANY TICKER SECURITY ID
06/06/17 The TJX Companies, Inc. TJX 872540109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Zein Abdalla For For Mgmt
1.2 Elect Director Jose B. Alvarez For For Mgmt
1.3 Elect Director Alan M. Bennett For For Mgmt
1.4 Elect Director David T. Ching For For Mgmt
1.5 Elect Director Ernie Herrman For For Mgmt
1.6 Elect Director Michael F. Hines For For Mgmt
1.7 Elect Director Amy B. Lane For For Mgmt
1.8 Elect Director Carol Meyrowitz For For Mgmt
1.9 Elect Director Jackwyn L. Nemerov For For Mgmt
1.10 Elect Director John F. O'Brien For For Mgmt
1.11 Elect Director Willow B. Shire For For Mgmt
2 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
7 Include Diversity as a Performance Metric Against Against ShrHlder
8 Report on Pay Disparity Against Against ShrHlder
9 Report on Gender, Race, or Ethnicity Pay Gap Against Against ShrHlder
10 Report on Net-Zero Greenhouse Gas Emissions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 Dick's Sporting Goods, Inc. DKS 253393102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Edward W. Stack For For Mgmt
1b Elect Director Jacqualyn A. Fouse For For Mgmt
1c Elect Director Lawrence J. Schorr For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/12/17 Staples, Inc. SPLS 855030102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Drew G. Faust For For Mgmt
1b Elect Director Curtis Feeny For For Mgmt
1c Elect Director Paul-Henri Ferrand For For Mgmt
1d Elect Director Shira Goodman For For Mgmt
1e Elect Director Deborah A. Henretta For For Mgmt
1f Elect Director Kunal S. Kamlani For For Mgmt
1g Elect Director John F. Lundgren For For Mgmt
1h Elect Director Robert E. Sulentic For For Mgmt
1i Elect Director Vijay Vishwanath For For Mgmt
1j Elect Director Paul F. Walsh For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/13/17 Best Buy Co., Inc. BBY 086516101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Lisa M. Caputo For For Mgmt
1b Elect Director J. Patrick Doyle For For Mgmt
1c Elect Director Russell P. Fradin For For Mgmt
1d Elect Director Kathy J. Higgins Victor For For Mgmt
1e Elect Director Hubert Joly For For Mgmt
1f Elect Director David W. Kenny For For Mgmt
1g Elect Director Karen A. McLoughlin For For Mgmt
1h Elect Director Thomas L. "Tommy" Millner For For Mgmt
1i Elect Director Claudia F. Munce For For Mgmt
1j Elect Director Gerard R. Vittecoq For For Mgmt
2 Ratify Deloitte & Touche, LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/14/17 Target Corporation TGT 87612E106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Roxanne S. Austin For For Mgmt
1b Elect Director Douglas M. Baker, Jr. For For Mgmt
1c Elect Director Brian C. Cornell For For Mgmt
1d Elect Director Calvin Darden For For Mgmt
1e Elect Director Henrique De Castro For For Mgmt
1f Elect Director Robert L. Edwards For For Mgmt
1g Elect Director Melanie L. Healey For For Mgmt
1h Elect Director Donald R. Knauss For For Mgmt
1i Elect Director Monica C. Lozano For For Mgmt
1j Elect Director Mary E. Minnick For For Mgmt
1k Elect Director Derica W. Rice For For Mgmt
1l Elect Director Kenneth L. Salazar For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Executive Incentive Bonus Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 Dollar Tree, Inc. DLTR 256746108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Arnold S. Barron For For Mgmt
1.2 Elect Director Gregory M. Bridgeford For For Mgmt
1.3 Elect Director Macon F. Brock, Jr. For For Mgmt
1.4 Elect Director Mary Anne Citrino For For Mgmt
1.5 Elect Director H. Ray Compton For For Mgmt
1.6 Elect Director Conrad M. Hall For For Mgmt
1.7 Elect Director Lemuel E. Lewis For For Mgmt
1.8 Elect Director Bob Sasser For For Mgmt
1.9 Elect Director Thomas A. Saunders, III For For Mgmt
1.10 Elect Director Thomas E. Whiddon For For Mgmt
1.11 Elect Director Carl P. Zeithaml For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/22/17 The Kroger Co. KR 501044101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Nora A. Aufreiter For For Mgmt
1b Elect Director Robert D. Beyer For For Mgmt
1c Elect Director Anne Gates For For Mgmt
1d Elect Director Susan J. Kropf For For Mgmt
1e Elect Director W. Rodney McMullen For For Mgmt
1f Elect Director Jorge P. Montoya For For Mgmt
1g Elect Director Clyde R. Moore For For Mgmt
1h Elect Director James A. Runde For For Mgmt
1i Elect Director Ronald L. Sargent For For Mgmt
1j Elect Director Bobby S. Shackouls For For Mgmt
1k Elect Director Mark S. Sutton For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Assess Environmental Impact of Non-Recyclable Against For ShrHlder
Packaging
6 Assess Benefits of Adopting Renewable Energy Against For ShrHlder
Goals
7 Adopt Policy and Plan to Eliminate Against For ShrHlder
Deforestation in Supply Chain
8 Require Independent Board Chairman Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/26/17 CarMax, Inc. KMX 143130102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ronald E. Blaylock For For Mgmt
1.2 Elect Director Sona Chawla For For Mgmt
1.3 Elect Director Alan B. Colberg For For Mgmt
1.4 Elect Director Thomas J. Folliard For For Mgmt
1.5 Elect Director Jeffrey E. Garten For For Mgmt
1.6 Elect Director Shira Goodman For For Mgmt
1.7 Elect Director W. Robert Grafton For For Mgmt
1.8 Elect Director Edgar H. Grubb For For Mgmt
1.9 Elect Director William D. Nash For For Mgmt
1.10 Elect Director Marcella Shinder For For Mgmt
1.11 Elect Director John T. Standley For For Mgmt
1.12 Elect Director Mitchell D. Steenrod For For Mgmt
1.13 Elect Director William R. Tiefel For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Executive Incentive Bonus Plan For For Mgmt
6 Report on Political Contributions Against For ShrHlder
-112-
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 GameStop Corp. GME 36467W109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Daniel A. DeMatteo For For Mgmt
1.2 Elect Director J. Paul Raines For For Mgmt
1.3 Elect Director Jerome L. Davis For For Mgmt
1.4 Elect Director Thomas N. Kelly, Jr. For For Mgmt
1.5 Elect Director Shane S. Kim For For Mgmt
1.6 Elect Director Steven R. Koonin For For Mgmt
1.7 Elect Director Stephanie M. Shern For For Mgmt
1.8 Elect Director Gerald R. Szczepanski For For Mgmt
1.9 Elect Director Kathy P. Vrabeck For For Mgmt
1.10 Elect Director Lawrence S. Zilavy For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Amend Certificate of Incorporation to Allow For For Mgmt
Removal of Directors With or Without Cause by
Majority Vote
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 RH RH 74967X103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Hilary Krane For For Mgmt
1.2 Elect Director Katie Mitic For For Mgmt
1.3 Elect Director Ali Rowghani For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Amend Omnibus Stock Plan For Against Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Signet Jewelers Limited SIG G81276100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director H. Todd Stitzer For For Mgmt
1b Elect Director Virginia "Gina" Drosos For For Mgmt
1c Elect Director Dale Hilpert *Withdrawn Mgmt
Resolution*
1d Elect Director Mark Light For For Mgmt
1e Elect Director Helen McCluskey For For Mgmt
1f Elect Director Marianne Miller Parrs For For Mgmt
1g Elect Director Thomas Plaskett For For Mgmt
1h Elect Director Jonathan Sokoloff For For Mgmt
1i Elect Director Robert Stack For For Mgmt
1j Elect Director Brian Tilzer For For Mgmt
1k Elect Director Eugenia Ulasewicz For For Mgmt
1l Elect Director Russell Walls For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote on Executive Compensation For For Mgmt
Approach
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Bed Bath & Beyond Inc. BBBY 075896100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Warren Eisenberg For For Mgmt
1b Elect Director Leonard Feinstein For For Mgmt
1c Elect Director Steven H. Temares For For Mgmt
1d Elect Director Dean S. Adler For Against Mgmt
1e Elect Director Stanley F. Barshay For Against Mgmt
1f Elect Director Klaus Eppler For For Mgmt
1g Elect Director Patrick R. Gaston For For Mgmt
1h Elect Director Jordan Heller For For Mgmt
1i Elect Director Victoria A. Morrison For Against Mgmt
1j Elect Director Virginia P. Ruesterholz For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
-113-
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FIRST TRUST NASDAQ SEMICONDUCTOR ETF
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MEETING DATE COMPANY TICKER SECURITY ID
01/18/17 Micron Technology, Inc. MU 595112103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert L. Bailey For For Mgmt
1.2 Elect Director Richard M. Beyer For For Mgmt
1.3 Elect Director Patrick J. Byrne For For Mgmt
1.4 Elect Director D. Mark Durcan For For Mgmt
1.5 Elect Director Mercedes Johnson For For Mgmt
1.6 Elect Director Lawrence N. Mondry For For Mgmt
1.7 Elect Director Robert E. Switz For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Adopt NOL Rights Plan (NOL Pill) For For Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
02/14/17 MICROSEMI CORPORATION MSCC 595137100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James J. Peterson For For Mgmt
1.2 Elect Director Dennis R. Leibel For For Mgmt
1.3 Elect Director Kimberly E. Alexy For For Mgmt
1.4 Elect Director Thomas R. Anderson For For Mgmt
1.5 Elect Director William E. Bendush For For Mgmt
1.6 Elect Director Paul F. Folino For For Mgmt
1.7 Elect Director William L. Healey For For Mgmt
1.8 Elect Director Matthew E. Massengill For For Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/28/17 Lattice Semiconductor Corporation LSCC 518415104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
3 Advisory Vote on Golden Parachutes For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/07/17 Photronics, Inc. PLAB 719405102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Walter M. Fiederowicz For For Mgmt
1.2 Elect Director Joseph A. Fiorita, Jr. For For Mgmt
1.3 Elect Director Liang-Choo Hsia For For Mgmt
1.4 Elect Director Peter S. Kirlin For For Mgmt
1.5 Elect Director Constantine S. Macricostas For For Mgmt
1.6 Elect Director George Macricostas For For Mgmt
1.7 Elect Director Mitchell G. Tyson For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/07/17 QUALCOMM Incorporated QCOM 747525103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Barbara T. Alexander For For Mgmt
1b Elect Director Jeffrey W. Henderson For For Mgmt
1c Elect Director Thomas W. Horton For For Mgmt
1d Elect Director Paul E. Jacobs For For Mgmt
1e Elect Director Ann M. Livermore For For Mgmt
1f Elect Director Harish Manwani For For Mgmt
1g Elect Director Mark D. McLaughlin For For Mgmt
1h Elect Director Steve Mollenkopf For For Mgmt
1i Elect Director Clark T. "Sandy" Randt, Jr. For For Mgmt
1j Elect Director Francisco Ros For For Mgmt
1k Elect Director Anthony J. Vinciquerra For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Proxy Access Amendments Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
03/08/17 Analog Devices, Inc. ADI 032654105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ray Stata For For Mgmt
1b Elect Director Vincent Roche For For Mgmt
1c Elect Director James A. Champy For For Mgmt
1d Elect Director Bruce R. Evans For For Mgmt
1e Elect Director Edward H. Frank For For Mgmt
1f Elect Director Mark M. Little For For Mgmt
1g Elect Director Neil Novich For For Mgmt
1h Elect Director Kenton J. Sicchitano For For Mgmt
1i Elect Director Lisa T. Su For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/09/17 Applied Materials, Inc. AMAT 038222105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Judy Bruner For For Mgmt
1b Elect Director Xun (Eric) Chen For For Mgmt
1c Elect Director Aart J. de Geus For For Mgmt
1d Elect Director Gary E. Dickerson For For Mgmt
1e Elect Director Stephen R. Forrest For For Mgmt
1f Elect Director Thomas J. Iannotti For For Mgmt
1g Elect Director Alexander A. Karsner For For Mgmt
1h Elect Director Adrianna C. Ma For For Mgmt
1i Elect Director Dennis D. Powell For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Amend Executive Incentive Bonus Plan For For Mgmt
6 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/24/17 Cypress Semiconductor Corporation CY 232806109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Eliminate Cumulative Voting For For Mgmt
1 Eliminate Cumulative Voting None Do Not Vote ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Rambus Inc. RMBS 750917106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ronald Black For For Mgmt
1.2 Elect Director Penelope A. Herscher For For Mgmt
1.3 Elect Director Eric Stang For For Mgmt
2 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Advanced Micro Devices, Inc. AMD 007903107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director John E. Caldwell For For Mgmt
1b Elect Director Nora M. Denzel For For Mgmt
1c Elect Director Nicholas M. Donofrio For For Mgmt
1d Elect Director Joseph A. Householder For For Mgmt
1e Elect Director Michael J. Inglis For For Mgmt
1f Elect Director John W. Marren For For Mgmt
1g Elect Director Lisa T. Su For For Mgmt
1h Elect Director Ahmed Yahia For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Approve Qualified Employee Stock Purchase Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Skyworks Solutions, Inc. SWKS 83088M102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David J. Aldrich For For Mgmt
1.2 Elect Director Kevin L. Beebe For For Mgmt
1.3 Elect Director Timothy R. Furey For For Mgmt
1.4 Elect Director Liam K. Griffin For For Mgmt
1.5 Elect Director Balakrishnan S. Iyer For For Mgmt
1.6 Elect Director Christine King For For Mgmt
1.7 Elect Director David P. McGlade For For Mgmt
1.8 Elect Director David J. McLachlan For For Mgmt
1.9 Elect Director Robert A. Schriesheim For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 ON Semiconductor Corporation ON 682189105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Atsushi Abe For For Mgmt
1.2 Elect Director Alan Campbell For For Mgmt
1.3 Elect Director Curtis J. Crawford For For Mgmt
1.4 Elect Director Gilles Delfassy For For Mgmt
1.5 Elect Director Emmanuel T. Hernandez For For Mgmt
1.6 Elect Director Keith D. Jackson For For Mgmt
1.7 Elect Director Paul A. Mascarenas For For Mgmt
1.8 Elect Director Daryl A. Ostrander For For Mgmt
1.9 Elect Director Teresa M. Ressel For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
6 Amend Qualified Employee Stock Purchase Plan For For Mgmt
7 Amend Certificate of Incorporation to Eliminate For For Mgmt
Certain Restrictions on Removal of Directors
8 Increase Authorized Common Stock For For Mgmt
-114-
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Intel Corporation INTC 458140100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Charlene Barshefsky For For Mgmt
1b Elect Director Aneel Bhusri For For Mgmt
1c Elect Director Andy D. Bryant For For Mgmt
1d Elect Director Reed E. Hundt For For Mgmt
1e Elect Director Omar Ishrak For For Mgmt
1f Elect Director Brian M. Krzanich For For Mgmt
1g Elect Director Tsu-Jae King Liu For For Mgmt
1h Elect Director David S. Pottruck For For Mgmt
1i Elect Director Gregory D. Smith For For Mgmt
1j Elect Director Frank D. Yeary For For Mgmt
1k Elect Director David B. Yoffie For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Amend Omnibus Stock Plan For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Political Contributions Disclosure Against Against ShrHlder
7 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 NVIDIA Corporation NVDA 67066G104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robert K. Burgess For For Mgmt
1b Elect Director Tench Coxe For For Mgmt
1c Elect Director Persis S. Drell For For Mgmt
1d Elect Director James C. Gaither For For Mgmt
1e Elect Director Jen-Hsun Huang For For Mgmt
1f Elect Director Dawn Hudson For For Mgmt
1g Elect Director Harvey C. Jones For For Mgmt
1h Elect Director Michael G. McCaffery For For Mgmt
1i Elect Director William J. Miller For For Mgmt
1j Elect Director Mark L. Perry For For Mgmt
1k Elect Director A. Brooke Seawell For For Mgmt
1l Elect Director Mark A. Stevens For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Inphi Corporation IPHI 45772F107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Nicholas E. Brathwaite For For Mgmt
1.2 Elect Director David Liddle For For Mgmt
1.3 Elect Director Bruce McWilliams For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Pricewaterhousecoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/14/17 InterDigital, Inc. IDCC 45867G101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Jeffrey K. Belk For For Mgmt
1b Elect Director Joan H. Gillman For For Mgmt
1c Elect Director S. Douglas Hutcheson For For Mgmt
1d Elect Director John A. Kritzmacher For For Mgmt
1e Elect Director John D. Markley, Jr. For For Mgmt
1f Elect Director William J. Merritt For For Mgmt
1g Elect Director Kai O. Oistamo For For Mgmt
1h Elect Director Jean F. Rankin For For Mgmt
1i Elect Director Philip P. Trahanas For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 Marvell Technology Group Ltd. MRVL G5876H105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Tudor Brown For For Mgmt
1.2 Elect Director Peter A. Feld For For Mgmt
1.3 Elect Director Richard S. Hill For For Mgmt
1.4 Elect Director Oleg Khaykin For For Mgmt
1.5 Elect Director Matthew J. Murphy For For Mgmt
1.6 Elect Director Michael Strachan For For Mgmt
1.7 Elect Director Robert E. Switz For For Mgmt
1.8 Elect Director Randhir Thakur For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Deloitte & Touche LLP as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 Monolithic Power Systems, Inc. MPWR 609839105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Victor K. Lee For For Mgmt
1.2 Elect Director James C. Moyer For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/20/17 Cavium, Inc. CAVM 14964U108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Edward H. Frank For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/20/17 Cypress Semiconductor Corporation CY 232806109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director W. Steve Albrecht For Do Not Vote Mgmt
1.2 Elect Director Eric A. Benhamou For Do Not Vote Mgmt
1.3 Elect Director H. Raymond Bingham - Withdrawn Mgmt
Resolution
1.4 Elect Director Hassane El-Khoury For Do Not Vote Mgmt
1.5 Elect Director Oh Chul Kwon For Do Not Vote Mgmt
1.6 Elect Director Wilbert van den Hoek For Do Not Vote Mgmt
1.7 Elect Director Michael Wishart For Do Not Vote Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For Do Not Vote Mgmt
3 Advisory Vote to Ratify Named Executive For Do Not Vote Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Do Not Vote Mgmt
5 Amend Omnibus Stock Plan For Do Not Vote Mgmt
1.1 Elect Director J. Daniel McCranie For For ShrHlder
1.2 Elect Directors Camillo Martino For For ShrHlder
1.3 Management Nominee W. Steve Albrecht For For ShrHlder
1.4 Management Nominee Hassane El-Khoury For For ShrHlder
1.5 Management Nominee Oh Chul Kwon For For ShrHlder
1.6 Management Nominee Wilbert van den Hoek For For ShrHlder
1.7 Management Nominee Michael Wishart For For ShrHlder
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Against For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan Abstain Against Mgmt
-115-
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FIRST TRUST NASDAQ TRANSPORTATION ETF
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MEETING DATE COMPANY TICKER SECURITY ID
11/17/16 Tesla Motors, Inc. TSLA 88160R101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Issue Shares in Connection with Merger For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/10/17 The Goodyear Tire & Rubber Company GT 382550101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director William J. Conaty For For Mgmt
1b Elect Director James A. Firestone For For Mgmt
1c Elect Director Werner Geissler For For Mgmt
1d Elect Director Peter S. Hellman For For Mgmt
1e Elect Director Laurette T. Koellner For For Mgmt
1f Elect Director Richard J. Kramer For For Mgmt
1g Elect Director W. Alan McCollough For For Mgmt
1h Elect Director John E. McGlade For For Mgmt
1i Elect Director Michael J. Morell For For Mgmt
1j Elect Director Roderick A. Palmore For For Mgmt
1k Elect Director Stephanie A. Streeter For For Mgmt
1l Elect Director Thomas H. Weidemeyer For For Mgmt
1m Elect Director Michael R. Wessel For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
6 Require Independent Board Chairman Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 J.B. Hunt Transport Services, Inc. JBHT 445658107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Douglas G. Duncan For Against Mgmt
1.2 Elect Director Francesca M. Edwardson For For Mgmt
1.3 Elect Director Wayne Garrison For For Mgmt
1.4 Elect Director Sharilyn S. Gasaway For Against Mgmt
1.5 Elect Director Gary C. George For For Mgmt
1.6 Elect Director J. Bryan Hunt, Jr. For For Mgmt
1.7 Elect Director Coleman H. Peterson For For Mgmt
1.8 Elect Director John N. Roberts, III For For Mgmt
1.9 Elect Director James L. Robo For Against Mgmt
1.10 Elect Director Kirk Thompson For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify Ernst & Young LLP as Auditors For Against Mgmt
6 Report on Political Contributions Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/24/17 Genuine Parts Company GPC 372460105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Elizabeth W. Camp For For Mgmt
1.2 Elect Director Paul D. Donahue For For Mgmt
1.3 Elect Director Gary P. Fayard For For Mgmt
1.4 Elect Director Thomas C. Gallagher For For Mgmt
1.5 Elect Director John R. Holder For For Mgmt
1.6 Elect Director Donna W. Hyland For For Mgmt
1.7 Elect Director John D. Johns For For Mgmt
1.8 Elect Director Robert C. 'Robin' Loudermilk, For For Mgmt
Jr.
1.9 Elect Director Wendy B. Needham For For Mgmt
1.10 Elect Director Jerry W. Nix For For Mgmt
1.11 Elect Director E. Jenner Wood, III For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 BorgWarner Inc. BWA 099724106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Jan Carlson For For Mgmt
1b Elect Director Dennis C. Cuneo For For Mgmt
1c Elect Director Michael S. Hanley For For Mgmt
1d Elect Director Roger A. Krone For For Mgmt
1e Elect Director John R. McKernan, Jr. For For Mgmt
1f Elect Director Alexis P. Michas For For Mgmt
1g Elect Director Vicki L. Sato For For Mgmt
1h Elect Director Richard O. Schaum For For Mgmt
1i Elect Director Thomas T. Stallkamp For For Mgmt
1j Elect Director James R. Verrier For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Provide Right to Act by Written Consent Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/29/17 Harley-Davidson, Inc. HOG 412822108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Troy Alstead For For Mgmt
1.2 Elect Director R. John Anderson For For Mgmt
1.3 Elect Director Michael J. Cave For For Mgmt
1.4 Elect Director Allan Golston For For Mgmt
1.5 Elect Director Matthew S. Levatich For For Mgmt
1.6 Elect Director Sara L. Levinson For For Mgmt
1.7 Elect Director N. Thomas Linebarger For For Mgmt
1.8 Elect Director Brian R. Niccol For For Mgmt
1.9 Elect Director Maryrose T. Sylvester For For Mgmt
1.10 Elect Director Jochen Zeitz For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/02/17 Expeditors International of Washington, Inc. EXPD 302130109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert R. Wright For For Mgmt
1.2 Elect Director Glenn M. Alger For For Mgmt
1.3 Elect Director James M. DuBois For For Mgmt
1.4 Elect Director Mark A. Emmert For For Mgmt
1.5 Elect Director Diane H. Gulyas For For Mgmt
1.6 Elect Director Dan P. Kourkoumelis For For Mgmt
1.7 Elect Director Richard B. McCune For For Mgmt
1.8 Elect Director Alain Monie For For Mgmt
1.9 Elect Director Jeffrey S. Musser For For Mgmt
1.10 Elect Director Liane J. Pelletier For For Mgmt
1.11 Elect Director Tay Yoshitani For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Ratify KPMG LLP as Auditors For For Mgmt
6 Link Executive Compensation to Sustainability Against Against ShrHlder
Performance
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Alaska Air Group, Inc. ALK 011659109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Patricia M. Bedient For For Mgmt
1b Elect Director Marion C. Blakey For For Mgmt
1c Elect Director Phyllis J. Campbell For For Mgmt
1d Elect Director Dhiren R. Fonseca For For Mgmt
1e Elect Director Jessie J. Knight, Jr. For For Mgmt
1f Elect Director Dennis F. Madsen For For Mgmt
1g Elect Director Helvi K. Sandvik For For Mgmt
1h Elect Director J. Kenneth Thompson For For Mgmt
1i Elect Director Bradley D. Tilden For For Mgmt
1j Elect Director Eric K. Yeaman For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Increase Authorized Common Stock For For Mgmt
5 Ratify KPMG LLP as Auditors For For Mgmt
6 Amend Proxy Access Right Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Kansas City Southern KSU 485170302
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Lu M. Cordova For For Mgmt
1.2 Elect Director Robert J. Druten For For Mgmt
1.3 Elect Director Terrence P. Dunn For For Mgmt
1.4 Elect Director Antonio O. Garza, Jr. For For Mgmt
1.5 Elect Director David Garza-Santos For For Mgmt
1.6 Elect Director Thomas A. McDonnell For For Mgmt
1.7 Elect Director Patrick J. Ottensmeyer For For Mgmt
1.8 Elect Director Rodney E. Slater For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Amend Proxy Access Right Against For ShrHlder
-116-
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 United Parcel Service, Inc. UPS 911312106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David P. Abney For For Mgmt
1b Elect Director Rodney C. Adkins For For Mgmt
1c Elect Director Michael J. Burns For For Mgmt
1d Elect Director William R. Johnson For For Mgmt
1e Elect Director Candace Kendle For For Mgmt
1f Elect Director Ann M. Livermore For For Mgmt
1g Elect Director Rudy H.P. Markham For For Mgmt
1h Elect Director Franck J. Moison For For Mgmt
1i Elect Director Clark "Sandy" T. Randt, Jr. For For Mgmt
1j Elect Director John T. Stankey For For Mgmt
1k Elect Director Carol B. Tome For For Mgmt
1l Elect Director Kevin M. Warsh For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Approve Recapitalization Plan for all Stock to Against For ShrHlder
Have One-vote per Share
7 Adopt Holy Land Principles Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 Ryder System, Inc. R 783549108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robert J. Eck For For Mgmt
1b Elect Director L. Patrick Hassey For For Mgmt
1c Elect Director Michael F. Hilton For For Mgmt
1d Elect Director Tamara L. Lundgren For For Mgmt
1e Elect Director Abbie J. Smith For For Mgmt
1f Elect Director Hansel E. Tookes, II For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Provide Right to Act by Written Consent Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 XPO Logistics, Inc. XPO 983793100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Bradley S. Jacobs For For Mgmt
1.2 Elect Director Gena L. Ashe For For Mgmt
1.3 Elect Director Louis DeJoy For For Mgmt
1.4 Elect Director Michael G. Jesselson For For Mgmt
1.5 Elect Director Adrian P. Kingshott For For Mgmt
1.6 Elect Director Jason D. Papastavrou For For Mgmt
1.7 Elect Director Oren G. Shaffer For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Report on Annual Sustainability Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 C.H. Robinson Worldwide, Inc. CHRW 12541W209
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Scott P. Anderson For For Mgmt
1.2 Elect Director Robert Ezrilov For For Mgmt
1.3 Elect Director Wayne M. Fortun For For Mgmt
1.4 Elect Director Mary J. Steele Guilfoile For For Mgmt
1.5 Elect Director Jodee A. Kozlak For For Mgmt
1.6 Elect Director Brian P. Short For For Mgmt
1.7 Elect Director James B. Stake For For Mgmt
1.8 Elect Director John P. Wiehoff For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 ***Withdrawn Resolution*** Report on Greenhouse ShrHlder
Gas Emissions Disclosure
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Ford Motor Company F 345370860
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Stephen G. Butler For For Mgmt
1b Elect Director Kimberly A. Casiano For For Mgmt
1c Elect Director Anthony F. Earley, Jr. For For Mgmt
1d Elect Director Mark Fields For For Mgmt
1e Elect Director Edsel B. Ford, II For For Mgmt
1f Elect Director William Clay Ford, Jr. For For Mgmt
1g Elect Director William W. Helman, IV For For Mgmt
1h Elect Director Jon M. Huntsman, Jr. For For Mgmt
1i Elect Director William E. Kennard For For Mgmt
1j Elect Director John C. Lechleiter For For Mgmt
1k Elect Director Ellen R. Marram For For Mgmt
1l Elect Director John L. Thornton For For Mgmt
1m Elect Director Lynn M. Vojvodich For For Mgmt
1n Elect Director John S. Weinberg For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Recapitalization Plan for all Stock to Against For ShrHlder
Have One-vote per Share
6 Report on Lobbying Payments and Policy Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Norfolk Southern Corporation NSC 655844108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas D. Bell, Jr. For For Mgmt
1.2 Elect Director Erskine B. Bowles For For Mgmt
1.3 Elect Director Robert A. Bradway - Withdrawn Mgmt
1.4 Elect Director Wesley G. Bush For For Mgmt
1.5 Elect Director Daniel A. Carp For For Mgmt
1.6 Elect Director Mitchell E. Daniels, Jr. For For Mgmt
1.7 Elect Director Marcela E. Donadio For For Mgmt
1.8 Elect Director Steven F. Leer For For Mgmt
1.9 Elect Director Michael D. Lockhart For For Mgmt
1.10 Elect Director Amy E. Miles For For Mgmt
1.11 Elect Director Martin H. Nesbitt For For Mgmt
1.12 Elect Director James A. Squires For For Mgmt
1.13 Elect Director John R. Thompson For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Union Pacific Corporation UNP 907818108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Andrew H. Card, Jr. For For Mgmt
1b Elect Director Erroll B. Davis, Jr. For For Mgmt
1c Elect Director David B. Dillon For For Mgmt
1d Elect Director Lance M. Fritz For For Mgmt
1e Elect Director Deborah C. Hopkins For For Mgmt
1f Elect Director Jane H. Lute For For Mgmt
1g Elect Director Michael R. McCarthy For For Mgmt
1h Elect Director Michael W. McConnell For For Mgmt
1i Elect Director Thomas F. McLarty, III For For Mgmt
1j Elect Director Steven R. Rogel For For Mgmt
1k Elect Director Jose H. Villarreal For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For Against Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Macquarie Infrastructure Corporation MIC 55608B105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Norman H. Brown, Jr. For For Mgmt
1b Elect Director George W. Carmany, III For For Mgmt
1c Elect Director Ronald Kirk For For Mgmt
1d Elect Director H.E. (Jack) Lentz For For Mgmt
1e Elect Director Ouma Sananikone For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
-117-
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Old Dominion Freight Line, Inc. ODFL 679580100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Earl E. Congdon For For Mgmt
1.2 Elect Director David S. Congdon For For Mgmt
1.3 Elect Director John R. Congdon, Jr. For For Mgmt
1.4 Elect Director Robert G. Culp, III For For Mgmt
1.5 Elect Director Bradley R. Gabosch For For Mgmt
1.6 Elect Director Patrick D. Hanley For For Mgmt
1.7 Elect Director John D. Kasarda For For Mgmt
1.8 Elect Director Leo H. Suggs For For Mgmt
1.9 Elect Director D. Michael Wray For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Southwest Airlines Co. LUV 844741108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David W. Biegler For For Mgmt
1b Elect Director J. Veronica Biggins For For Mgmt
1c Elect Director Douglas H. Brooks For For Mgmt
1d Elect Director William H. Cunningham For For Mgmt
1e Elect Director John G. Denison For For Mgmt
1f Elect Director Thomas W. Gilligan For For Mgmt
1g Elect Director Gary C. Kelly For For Mgmt
1h Elect Director Grace D. Lieblein For For Mgmt
1i Elect Director Nancy B. Loeffler For For Mgmt
1j Elect Director John T. Montford For For Mgmt
1k Elect Director Ron Ricks For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 JetBlue Airways Corporation JBLU 477143101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Peter Boneparth For For Mgmt
1b Elect Director David Checketts For For Mgmt
1c Elect Director Virginia Gambale For For Mgmt
1d Elect Director Stephan Gemkow For For Mgmt
1e Elect Director Robin Hayes For For Mgmt
1f Elect Director Ellen Jewett For For Mgmt
1g Elect Director Stanley McChrystal For For Mgmt
1h Elect Director Joel Peterson For For Mgmt
1i Elect Director Frank Sica For For Mgmt
1j Elect Director Thomas Winkelmann For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Lear Corporation LEA 521865204
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Richard H. Bott For For Mgmt
1b Elect Director Thomas P. Capo For For Mgmt
1c Elect Director Jonathan F. Foster For For Mgmt
1d Elect Director Mary Lou Jepsen For For Mgmt
1e Elect Director Kathleen A. Ligocki For For Mgmt
1f Elect Director Conrad L. Mallett, Jr. For For Mgmt
1g Elect Director Donald L. Runkle For For Mgmt
1h Elect Director Matthew J. Simoncini For For Mgmt
1i Elect Director Gregory C. Smith For For Mgmt
1j Elect Director Henry D.G. Wallace For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Spirit Airlines, Inc. SAVE 848577102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert L. Fornaro For For Mgmt
1.2 Elect Director H. McIntyre Gardner For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 United Continental Holdings, Inc. UAL 910047109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Carolyn Corvi For For Mgmt
1.2 Elect Director Jane C. Garvey For For Mgmt
1.3 Elect Director Barney Harford For For Mgmt
1.4 Elect Director Walter Isaacson For For Mgmt
1.5 Elect Director James A. C. Kennedy For For Mgmt
1.6 Elect Director Robert A. Milton For For Mgmt
1.7 Elect Director Oscar Munoz For For Mgmt
1.8 Elect Director William R. Nuti For For Mgmt
1.9 Elect Director Edward M. Philip For For Mgmt
1.10 Elect Director Edward L. Shapiro For For Mgmt
1.11 Elect Director Laurence E. Simmons For For Mgmt
1.12 Elect Director David J. Vitale For For Mgmt
1.13 Elect Director James M. Whitehurst For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 World Fuel Services Corporation INT 981475106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael J. Kasbar For For Mgmt
1.2 Elect Director Ken Bakshi For For Mgmt
1.3 Elect Director Jorge L. Benitez For For Mgmt
1.4 Elect Director Richard A. Kassar For For Mgmt
1.5 Elect Director John L. Manley For For Mgmt
1.6 Elect Director J. Thomas Presby For For Mgmt
1.7 Elect Director Stephen K. Roddenberry For For Mgmt
1.8 Elect Director Paul H. Stebbins For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/05/17 CSX Corporation CSX 126408103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Donna M. Alvarado For For Mgmt
1b Elect Director John B. Breaux For For Mgmt
1c Elect Director Pamela L. Carter For For Mgmt
1d Elect Director Steven T. Halverson For For Mgmt
1e Elect Director E. Hunter Harrison For For Mgmt
1f Elect Director Paul C. Hilal For For Mgmt
1g Elect Director Edward J. Kelly, III For For Mgmt
1h Elect Director John D. McPherson For For Mgmt
1i Elect Director David M. Moffett For For Mgmt
1j Elect Director Dennis H. Reilley For For Mgmt
1k Elect Director Linda H. Riefler For For Mgmt
1l Elect Director J. Steven Whisler For For Mgmt
1m Elect Director John J. Zillmer For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Advisory Vote on Reimbursement Arrangement in None For Mgmt
Connection with Retention of E. Hunter Harrison
as CEO
1a Elect Director Donna M. Alvarado For Do Not Vote ShrHlder
1b Elect Director John B. Breaux For Do Not Vote ShrHlder
1c Elect Director Pamela L. Carter For Do Not Vote ShrHlder
1d Elect Director Steven T. Halverson For Do Not Vote ShrHlder
1e Elect Director E. Hunter Harrison For Do Not Vote ShrHlder
1f Elect Director Paul C. Hilal For Do Not Vote ShrHlder
1g Elect Director Edward J. Kelly, III For Do Not Vote ShrHlder
1h Elect Director John D. McPherson For Do Not Vote ShrHlder
1i Elect Director David M. Moffett For Do Not Vote ShrHlder
1j Elect Director Dennis H. Reilley For Do Not Vote ShrHlder
1k Elect Director Linda H. Riefler For Do Not Vote ShrHlder
1l Elect Director J. Steven Whisler For Do Not Vote ShrHlder
1m Elect Director John J. Zillmer For Do Not Vote ShrHlder
2 Ratify Ernst & Young LLP as Auditors For Do Not Vote Mgmt
3 Advisory Vote to Ratify Named Executive For Do Not Vote Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Do Not Vote Mgmt
5 Advisory Vote on Reimbursement Arrangement in For Do Not Vote Mgmt
Connection with Retention of E. Hunter Harrison
as CEO
-118-
MEETING DATE COMPANY TICKER SECURITY ID
06/06/17 General Motors Company GM 37045V100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Joseph J. Ashton For For Mgmt
1.2 Elect Director Mary T. Barra For For Mgmt
1.3 Elect Director Linda R. Gooden For For Mgmt
1.4 Elect Director Joseph Jimenez For For Mgmt
1.5 Elect Director Jane L. Mendillo For For Mgmt
1.6 Elect Director Michael G. Mullen For For Mgmt
1.7 Elect Director James J. Mulva For For Mgmt
1.8 Elect Director Patricia F. Russo For For Mgmt
1.9 Elect Director Thomas M. Schoewe For For Mgmt
1.10 Elect Director Theodore M. Solso For For Mgmt
1.11 Elect Director Carol M. Stephenson For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
6 Require Independent Board Chairman Against For ShrHlder
7 Creation of Dual-Class Common Stock Against Against ShrHlder
1.1 Elect Directors Leo Hindery, Jr. For Do Not Vote ShrHlder
1.2 Elect Director Vinit Sethi For Do Not Vote ShrHlder
1.3 Elect Director William N. Thorndike, Jr. For Do Not Vote ShrHlder
1.4 Management Nominee Joseph J. Ashton For Do Not Vote ShrHlder
1.5 Management Nominee Mary T. Barra For Do Not Vote ShrHlder
1.6 Management Nominee Linda R. Gooden For Do Not Vote ShrHlder
1.7 Management Nominee Joseph Jimenez For Do Not Vote ShrHlder
1.8 Management Nominee James J. Mulva For Do Not Vote ShrHlder
1.9 Management Nominee Patricia F. Russo For Do Not Vote ShrHlder
1.10 Management Nominee Thomas M. Schoewe For Do Not Vote ShrHlder
1.11 Management Nominee Theodore M. Solso For Do Not Vote ShrHlder
2 Advisory Vote to Ratify Named Executive For Do Not Vote Mgmt
Officers' Compensation
3 Approve Executive Incentive Bonus Plan For Do Not Vote Mgmt
4 Approve Omnibus Stock Plan For Do Not Vote Mgmt
5 Ratify Deloitte & Touche LLP as Auditors For Do Not Vote Mgmt
6 Require Independent Board Chairman Against Do Not Vote ShrHlder
7 Creation of Dual-Class Common Stock For Do Not Vote ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/06/17 Tesla, Inc. TSLA 88160R101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Elon Musk For For Mgmt
1.2 Elect Director Robyn M. Denholm For For Mgmt
1.3 Elect Director Stephen T. Jurvetson For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Declassify the Board of Directors Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/14/17 American Airlines Group Inc. AAL 02376R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director James F. Albaugh For For Mgmt
1b Elect Director Jeffrey D. Benjamin For For Mgmt
1c Elect Director John T. Cahill For For Mgmt
1d Elect Director Michael J. Embler For For Mgmt
1e Elect Director Matthew J. Hart For For Mgmt
1f Elect Director Alberto Ibarguen For For Mgmt
1g Elect Director Richard C. Kraemer For For Mgmt
1h Elect Director Susan D. Kronick For For Mgmt
1i Elect Director Martin H. Nesbitt For For Mgmt
1j Elect Director Denise M. O'Leary For For Mgmt
1k Elect Director W. Douglas Parker For For Mgmt
1l Elect Director Ray M. Robinson For For Mgmt
1m Elect Director Richard P. Schifter For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Independent Board Chairman Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/30/17 Delta Air Lines, Inc. DAL 247361702
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Edward H. Bastian For For Mgmt
1b Elect Director Francis S. Blake For For Mgmt
1c Elect Director Daniel A. Carp For For Mgmt
1d Elect Director David G. DeWalt For For Mgmt
1e Elect Director William H. Easter, III For For Mgmt
1f Elect Director Mickey P. Foret For For Mgmt
1g Elect Director Jeanne P. Jackson For For Mgmt
1h Elect Director George N. Mattson For For Mgmt
1i Elect Director Douglas R. Ralph For For Mgmt
1j Elect Director Sergio A.L. Rial For For Mgmt
1k Elect Director Kathy N. Waller For For Mgmt
2 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
-119-
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DEVELOPED INTERNATIONAL EQUITY SELECT ETF
--------------------------------------------------------------------------------
The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
--------------------------------------------------------------------------------
EMERGING MARKETS EQUITY SELECT ETF
--------------------------------------------------------------------------------
The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
--------------------------------------------------------------------------------
LARGE CAP US EQUITY SELECT ETF
--------------------------------------------------------------------------------
The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
--------------------------------------------------------------------------------
MID CAP US EQUITY SELECT ETF
--------------------------------------------------------------------------------
The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
--------------------------------------------------------------------------------
SMALL CAP US EQUITY SELECT ETF
--------------------------------------------------------------------------------
The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
--------------------------------------------------------------------------------
US EQUITY DIVIDEND SELECT ETF
--------------------------------------------------------------------------------
The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
-120-
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) First Trust Exchange-Traded Fund VI
-----------------------------------------
By (Signature and Title)* /s/ James M. Dykas
-----------------------------------
James M. Dykas, President and
Chief Executive Officer
Date August 11, 2017
-------------------------
* Print the name and title of each signing officer under his or her signature.