SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.
FORM 8-A/A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
FIRST TRUST EXCHANGE-TRADED FUND V
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(Exact name of registrant as specified in its charter)
MASSACHUSETTS See Exhibit 1
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(State of Incorporation or Organization) (I.R.S. Employer Identification No.)
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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(Address of Principal Executive Offices) (Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act:
NAME OF EACH EXCHANGE
TITLE OF EACH CLASS ON WHICH EACH CLASS
TO BE SO REGISTERED IS TO BE REGISTERED
Common Shares of Beneficial Interest, NYSE Arca, Inc.
$.01 par value per share,
of
First Trust Managed Futures Strategy
Fund (formerly First Trust Morningstar
Managed Futures Strategy Fund)
If this form relates to the registration of a class of securities pursuant to
Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A. (c), check the following box. [X]
If this form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A. (d), check the following box. [_]
Securities Act registration statement file number to which this form relates:
333-181507.
Securities to be registered pursuant to Section 12(g) of the Act:
None
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TITLE OF EACH CLASS TO BE REGISTERED
INFORMATION REQUIRED IN REGISTRATION STATEMENT
ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED
The securities to be registered hereunder are common shares of beneficial
interest, $0.01 par value per share (the "Shares"), of the First Trust Managed
Futures Strategy Fund (formerly First Trust Morningstar Managed Futures Strategy
Fund), a series of the First Trust Exchange-Traded Fund V (the "Registrant").
This amendment is being filed in connection with a change to the name and
investment strategy of the First Trust Morningstar Managed Futures Strategy
Fund. Upon the effectiveness of the Registration Statement referenced below, the
First Trust Morningstar Managed Futures Strategy Fund will be known as the First
Trust Managed Futures Strategy Fund. The Trust has filed an amendment to its
application for listing of the Shares of the Funds which has been approved by
NYSE Arca, Inc. A description of the Shares is contained in the Preliminary
Prospectus, which is a part of the Registration Statement on Form N-1A
(Registration Nos. 333-181507 and 811-22709), filed with the Securities and
Exchange Commission on June 28, 2019. Such description is incorporated by
reference herein.
ITEM 2. EXHIBITS
Pursuant to the "Instruction as to Exhibits" of Form 8-A, no exhibits are
filed herewith or incorporated by reference.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act
of 1934, the Registrant has duly caused this registration statement to be signed
on its behalf by the undersigned, thereto duly authorized.
FIRST TRUST EXCHANGE-TRADED FUND V
By: /s/ W. Scott Jardine
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W. Scott Jardine, Secretary
July 2, 2019
Exhibit 1
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FUND I.R.S. EMPLOYER IDENTIFICATION NO.
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First Trust Managed Futures Strategy Fund 90-0988648