UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-23147
First Trust Exchange-Traded Fund VIII
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: August 31
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Date of reporting period: July 1, 2018 - June 30, 2019
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
======================== EquityCompass Risk Manager ETF ========================
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 14, 2019 Meeting Type: Annual
Record Date: MAR 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas "Tony" K. Brown For For Management
1b Elect Director Pamela J. Craig For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Michael L. Eskew For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Amy E. Hood For For Management
1g Elect Director Muhtar Kent For For Management
1h Elect Director Edward M. Liddy For For Management
1i Elect Director Dambisa F. Moyo For For Management
1j Elect Director Gregory R. Page For For Management
1k Elect Director Michael F. Roman For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Consider Pay Disparity Between Against Against Shareholder
Executives and Other Employees
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ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 26, 2019 Meeting Type: Annual
Record Date: FEB 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director Michelle A. Kumbier For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Nancy McKinstry For For Management
1.7 Elect Director Phebe N. Novakovic For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Samuel C. Scott, III For For Management
1.10 Elect Director Daniel J. Starks For For Management
1.11 Elect Director John G. Stratton For For Management
1.12 Elect Director Glenn F. Tilton For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
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ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 03, 2019 Meeting Type: Annual
Record Date: MAR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H.L. Burnside For For Management
1.2 Elect Director Brett J. Hart For For Management
1.3 Elect Director Edward J. Rapp For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement for Amendments to the
By-Law and Certificate of Incorporation
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Integrating Risks Related to Against For Shareholder
Drug Pricing into Senior Executive
Compensation
7 Require Independent Board Chairman Against Against Shareholder
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ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 01, 2019 Meeting Type: Annual
Record Date: DEC 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Herbert Hainer For For Management
1c Elect Director Marjorie Magner For For Management
1d Elect Director Nancy McKinstry For For Management
1e Elect Director David P. Rowland For For Management
1f Elect Director Gilles C. Pelisson For For Management
1g Elect Director Paula A. Price For For Management
1h Elect Director Venkata (Murthy) For For Management
Renduchintala
1i Elect Director Arun Sarin For For Management
1j Elect Director Frank K. Tang For For Management
1k Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
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AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: MAY 29, 2019 Meeting Type: Annual
Record Date: APR 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel T. Byrne For For Management
1b Elect Director Dwight D. Churchill For For Management
1c Elect Director Nathaniel Dalton For For Management
1d Elect Director Glenn Earle For For Management
1e Elect Director Niall Ferguson For For Management
1f Elect Director Sean M. Healey For For Management
1g Elect Director Tracy P. Palandjian For For Management
1h Elect Director Patrick T. Ryan For For Management
1i Elect Director Karen L. Yerburgh For For Management
1j Elect Director Jide J. Zeitlin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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ALLERGAN PLC
Ticker: AGN Security ID: G0177J108
Meeting Date: MAY 01, 2019 Meeting Type: Annual
Record Date: MAR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nesli Basgoz For For Management
1b Elect Director Joseph H. Boccuzi For For Management
1c Elect Director Christopher W. Bodine For For Management
1d Elect Director Adriane M. Brown For For Management
1e Elect Director Christopher J. Coughlin For For Management
1f Elect Director Carol Anthony (John) For For Management
Davidson
1g Elect Director Thomas C. Freyman For For Management
1h Elect Director Michael E. Greenberg For For Management
1i Elect Director Robert J. Hugin For For Management
1j Elect Director Peter J. McDonnell For For Management
1k Elect Director Brenton L. Saunders For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Issue of Equity For For Management
5a Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Require Independent Board Chairman Against Against Shareholder
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ALLIANCE DATA SYSTEMS CORPORATION
Ticker: ADS Security ID: 018581108
Meeting Date: JUN 04, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce K. Anderson For For Management
1.2 Elect Director Roger H. Ballou For For Management
1.3 Elect Director Kelly J. Barlow For For Management
1.4 Elect Director Edward J. Heffernan For For Management
1.5 Elect Director Kenneth R. Jensen For For Management
1.6 Elect Director Robert A. Minicucci For For Management
1.7 Elect Director Timothy J. Theriault For For Management
1.8 Elect Director Laurie A. Tucker For For Management
1.9 Elect Director Sharen J. Turney For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
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ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 19, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director John L. Hennessy For For Management
1.4 Elect Director L. John Doerr For Withhold Management
1.5 Elect Director Roger W. Ferguson, Jr. For For Management
1.6 Elect Director Ann Mather For Withhold Management
1.7 Elect Director Alan R. Mulally For For Management
1.8 Elect Director Sundar Pichai For For Management
1.9 Elect Director K. Ram Shriram For Withhold Management
1.10 Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Adopt a Policy Prohibiting Inequitable Against For Shareholder
Employment Practices
6 Establish Societal Risk Oversight Against For Shareholder
Committee
7 Report on Sexual Harassment Policies Against For Shareholder
8 Require a Majority Vote for the Against For Shareholder
Election of Directors
9 Report on Gender Pay Gap Against For Shareholder
10 Employ Advisors to Explore Against Against Shareholder
Alternatives to Maximize Value
11 Approve Nomination of Employee Against Against Shareholder
Representative Director
12 Adopt Simple Majority Vote Against Against Shareholder
13 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
14 Report on Human Rights Risk Assessment Against Against Shareholder
15 Adopt Compensation Clawback Policy Against For Shareholder
16 Report on Policies and Risks Related Against Against Shareholder
to Content Governance
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ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Casteen, III For For Management
1.2 Elect Director Dinyar S. Devitre For For Management
1.3 Elect Director Thomas F. Farrell, II For For Management
1.4 Elect Director Debra J. Kelly-Ennis For For Management
1.5 Elect Director W. Leo Kiely, III For For Management
1.6 Elect Director Kathryn B. McQuade For For Management
1.7 Elect Director George Munoz For For Management
1.8 Elect Director Mark E. Newman For For Management
1.9 Elect Director Nabil Y. Sakkab For For Management
1.10 Elect Director Virginia E. Shanks For For Management
1.11 Elect Director Howard A. Willard, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Nicotine Levels in Tobacco Against Against Shareholder
Products
5 Report on Lobbying Payments and Policy Against For Shareholder
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AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 22, 2019 Meeting Type: Annual
Record Date: MAR 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Rosalind G. Brewer For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Indra K. Nooyi For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
1j Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Management of Food Waste Against For Shareholder
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Prohibit Sales of Facial Recognition Against Against Shareholder
Technology to Government Agencies
7 Report on Impact of Government Use of Against For Shareholder
Facial Recognition Technologies
8 Report on Products Promoting Hate Against For Shareholder
Speech
9 Require Independent Board Chairman Against For Shareholder
10 Report on Sexual Harassment Against For Shareholder
11 Report on Climate Change Against For Shareholder
12 Disclose a Board of Directors' Against Against Shareholder
Qualification Matrix
13 Report on Gender Pay Gap Against For Shareholder
14 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
15 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
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AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 07, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director John J. Brennan For For Management
1c Elect Director Peter Chernin For For Management
1d Elect Director Ralph de la Vega For For Management
1e Elect Director Anne Lauvergeon For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director Theodore J. Leonsis For For Management
1h Elect Director Stephen J. Squeri For For Management
1i Elect Director Daniel L. Vasella For For Management
1j Elect Director Ronald A. Williams For For Management
1k Elect Director Christopher D. Young For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Adjust Executive Compensation Metrics Against Against Shareholder
for Share Buybacks
6 Report on Gender Pay Gap Against For Shareholder
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AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 21, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Don Cornwell For For Management
1b Elect Director Brian Duperreault For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Henry S. Miller For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Thomas F. Motamed For For Management
1i Elect Director Suzanne Nora Johnson For For Management
1j Elect Director Peter R. Porrino For For Management
1k Elect Director Amy L. Schioldager For For Management
1l Elect Director Douglas M. Steenland For For Management
1m Elect Director Therese M. Vaughan For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
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AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 21, 2019 Meeting Type: Annual
Record Date: MAR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wanda M. Austin For For Management
1.2 Elect Director Robert A. Bradway For For Management
1.3 Elect Director Brian J. Druker For For Management
1.4 Elect Director Robert A. Eckert For For Management
1.5 Elect Director Greg C. Garland For For Management
1.6 Elect Director Fred Hassan For For Management
1.7 Elect Director Rebecca M. Henderson For For Management
1.8 Elect Director Charles M. Holley, Jr. For For Management
1.9 Elect Director Tyler Jacks For For Management
1.10 Elect Director Ellen J. Kullman For For Management
1.11 Elect Director Ronald D. Sugar For For Management
1.12 Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
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APPLE, INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: MAR 01, 2019 Meeting Type: Annual
Record Date: JAN 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Bob Iger For For Management
1e Elect Director Andrea Jung For For Management
1f Elect Director Art Levinson For For Management
1g Elect Director Ron Sugar For For Management
1h Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Amendments Against For Shareholder
5 Disclose Board Diversity and Against Against Shareholder
Qualifications
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ASSURANT, INC.
Ticker: AIZ Security ID: 04621X108
Meeting Date: MAY 07, 2019 Meeting Type: Annual
Record Date: MAR 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elaine D. Rosen For For Management
1b Elect Director Juan N. Cento For For Management
1c Elect Director Alan B. Colberg For For Management
1d Elect Director Harriet Edelman For For Management
1e Elect Director Lawrence V. Jackson For For Management
1f Elect Director Charles J. Koch For For Management
1g Elect Director Jean-Paul L. Montupet For For Management
1h Elect Director Debra J. Perry For For Management
1i Elect Director Paul J. Reilly For For Management
1j Elect Director Robert W. Stein For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
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AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 26, 2019 Meeting Type: Annual
Record Date: FEB 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management
1.3 Elect Director Richard W. Fisher For For Management
1.4 Elect Director Scott T. Ford For For Management
1.5 Elect Director Glenn H. Hutchins For For Management
1.6 Elect Director William E. Kennard For For Management
1.7 Elect Director Michael B. McCallister For For Management
1.8 Elect Director Beth E. Mooney For For Management
1.9 Elect Director Matthew K. Rose For For Management
1.10 Elect Director Cynthia B. Taylor For For Management
1.11 Elect Director Laura D'Andrea Tyson For For Management
1.12 Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
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AVERY DENNISON CORPORATION
Ticker: AVY Security ID: 053611109
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: FEB 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradley A. Alford For For Management
1b Elect Director Anthony K. Anderson For For Management
1c Elect Director Peter K. Barker For For Management
1d Elect Director Mark J. Barrenechea For For Management
1e Elect Director Mitchell R. Butier For For Management
1f Elect Director Ken C. Hicks For For Management
1g Elect Director Andres A. Lopez For For Management
1h Elect Director David E. I. Pyott For For Management
1i Elect Director Patrick T. Siewert For For Management
1j Elect Director Julia A. Stewart For For Management
1k Elect Director Martha N. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
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BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 24, 2019 Meeting Type: Annual
Record Date: MAR 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Clayton S. Rose For For Management
1m Elect Director Michael D. White For For Management
1n Elect Director Thomas D. Woods For For Management
1o Elect Director R. David Yost For For Management
1p Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Report on Gender Pay Gap Against For Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
7 Amend Proxy Access Right Against For Shareholder
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BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 04, 2019 Meeting Type: Annual
Record Date: MAR 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffet For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Gregory E. Abel For For Management
1.4 Elect Director Howard G. Buffett For For Management
1.5 Elect Director Stephen B. Burke For For Management
1.6 Elect Director Susan L. Decker For For Management
1.7 Elect Director William H. Gates, III For For Management
1.8 Elect Director David S. Gottesman For For Management
1.9 Elect Director Charlotte Guyman For For Management
1.10 Elect Director Ajit Jain For For Management
1.11 Elect Director Thomas S. Murphy For For Management
1.12 Elect Director Ronald L. Olson For For Management
1.13 Elect Director Walter Scott, Jr. For Withhold Management
1.14 Elect Director Meryl B. Witmer For For Management
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BIOGEN INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 19, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John R. Chiminski None None Management
*Withdrawn Resolution*
1b Elect Director Alexander J. Denner For For Management
1c Elect Director Caroline D. Dorsa For For Management
1d Elect Director William A. Hawkins For For Management
1e Elect Director Nancy L. Leaming For For Management
1f Elect Director Jesus B. Mantas For For Management
1g Elect Director Richard C. Mulligan For For Management
1h Elect Director Robert W. Pangia For For Management
1i Elect Director Stelios Papadopoulos For For Management
1j Elect Director Brian S. Posner For For Management
1k Elect Director Eric K. Rowinsky For For Management
1l Elect Director Lynn Schenk For For Management
1m Elect Director Stephen A. Sherwin For For Management
1n Elect Director Michel Vounatsos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 23, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bader M. Alsaad For For Management
1b Elect Director Mathis Cabiallavetta For For Management
1c Elect Director Pamela Daley For For Management
1d Elect Director William S. Demchak For For Management
1e Elect Director Jessica P. Einhorn For For Management
1f Elect Director Laurence D. Fink For For Management
1g Elect Director William E. Ford For For Management
1h Elect Director Fabrizio Freda For For Management
1i Elect Director Murry S. Gerber For For Management
1j Elect Director Margaret L. Johnson For For Management
1k Elect Director Robert S. Kapito For For Management
1l Elect Director Cheryl D. Mills For For Management
1m Elect Director Gordon M. Nixon For For Management
1n Elect Director Charles H. Robbins For For Management
1o Elect Director Ivan G. Seidenberg For For Management
1p Elect Director Marco Antonio Slim Domit For For Management
1q Elect Director Susan L. Wagner For For Management
1r Elect Director Mark Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte LLP as Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Adopt Simple Majority Vote Against Against Shareholder
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BOOKING HOLDINGS INC.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: APR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Jeffery H. Boyd For For Management
1.3 Elect Director Glenn D. Fogel For For Management
1.4 Elect Director Mirian Graddick-Weir For For Management
1.5 Elect Director James M. Guyette For For Management
1.6 Elect Director Wei Hopeman For For Management
1.7 Elect Director Robert J. Mylod, Jr. For For Management
1.8 Elect Director Charles H. Noski For For Management
1.9 Elect Director Nancy B. Peretsman For For Management
1.10 Elect Director Nicholas J. Read For For Management
1.11 Elect Director Thomas E. Rothman For For Management
1.12 Elect Director Lynn M. Vojvodich For For Management
1.13 Elect Director Vanessa A. Wittman For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Bylaw Against For Shareholder
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BRIGHTHOUSE FINANCIAL, INC.
Ticker: BHF Security ID: 10922N103
Meeting Date: JUN 13, 2019 Meeting Type: Annual
Record Date: APR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Irene Chang Britt For Withhold Management
1b Elect Director C. Edward (Chuck) For For Management
Chaplin
1c Elect Director Eileen A. Mallesch For For Management
1d Elect Director Paul M. Wetzel For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: APR 12, 2019 Meeting Type: Proxy Contest
Record Date: MAR 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy None
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Proxy Card) None
1 Issue Shares in Connection with Merger Against Did Not Vote Management
2 Adjourn Meeting Against Did Not Vote Management
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BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 29, 2019 Meeting Type: Annual
Record Date: APR 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Robert J. Bertolini For For Management
1C Elect Director Giovanni Caforio For For Management
1D Elect Director Matthew W. Emmens For For Management
1E Elect Director Michael Grobstein For For Management
1F Elect Director Alan J. Lacy For For Management
1G Elect Director Dinesh C. Paliwal For For Management
1H Elect Director Theodore R. Samuels For For Management
1I Elect Director Vicki L. Sato For For Management
1J Elect Director Gerald L. Storch For For Management
1K Elect Director Karen H. Vousden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
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CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 02, 2019 Meeting Type: Annual
Record Date: MAR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Richard D. Fairbank For For Management
1B Elect Director Aparna Chennapragada For For Management
1C Elect Director Ann Fritz Hackett For For Management
1D Elect Director Peter Thomas Killalea For For Management
1E Elect Director Cornelis Petrus For For Management
Adrianus Joseph "Eli" Leenaars
1F Elect Director Pierre E. Leroy For For Management
1G Elect Director Francois Locoh-Donou For For Management
1H Elect Director Peter E. Raskind For For Management
1I Elect Director Mayo A. Shattuck, III For For Management
1J Elect Director Bradford H. Warner For For Management
1K Elect Director Catherine G. West For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 12, 2019 Meeting Type: Annual
Record Date: APR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly A. Ayotte For For Management
1.2 Elect Director David L. Calhoun For For Management
1.3 Elect Director Daniel M. Dickinson For For Management
1.4 Elect Director Juan Gallardo For For Management
1.5 Elect Director Dennis A. Muilenburg For For Management
1.6 Elect Director William A. Osborn For For Management
1.7 Elect Director Debra L. Reed-Klages For For Management
1.8 Elect Director Edward B. Rust, Jr. For For Management
1.9 Elect Director Susan C. Schwab For For Management
1.10 Elect Director D. James Umpleby, III For For Management
1.11 Elect Director Miles D. White For For Management
1.12 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against For Shareholder
5 Report on Risks of Doing Business in Against Against Shareholder
Conflict-Affected Areas
--------------------------------------------------------------------------------
- 7 -
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: APR 12, 2019 Meeting Type: Special
Record Date: MAR 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 23, 2019 Meeting Type: Annual
Record Date: FEB 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Lance Conn For For Management
1b Elect Director Kim C. Goodman For For Management
1c Elect Director Craig A. Jacobson For For Management
1d Elect Director Gregory B. Maffei For Against Management
1e Elect Director John D. Markley, Jr. For For Management
1f Elect Director David C. Merritt For For Management
1g Elect Director James E. Meyer For For Management
1h Elect Director Steven A. Miron For For Management
1i Elect Director Balan Nair For For Management
1j Elect Director Michael A. Newhouse For For Management
1k Elect Director Mauricio Ramos For For Management
1l Elect Director Thomas M. Rutledge For For Management
1m Elect Director Eric L. Zinterhofer For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify KPMG LLP as Auditors For For Management
4 Adopt Proxy Access Right Against For Shareholder
5 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 29, 2019 Meeting Type: Annual
Record Date: APR 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director John B. Frank For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Charles W. Moorman, IV For For Management
1f Elect Director Dambisa F. Moyo For For Management
1g Elect Director Debra Reed-Klages For For Management
1h Elect Director Ronald D. Sugar For For Management
1i Elect Director Inge G. Thulin For For Management
1j Elect Director D. James Umpleby, III For For Management
1k Elect Director Michael K. Wirth For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Right to Water Against For Shareholder
5 Report on Plans to Reduce Carbon Against For Shareholder
Footprint Aligned with Paris Agreement
Goals
6 Establish Environmental Issue Board Against Against Shareholder
Committee
7 Require Independent Board Chairman Against Against Shareholder
8 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
CIMAREX ENERGY CO.
Ticker: XEC Security ID: 171798101
Meeting Date: MAY 08, 2019 Meeting Type: Annual
Record Date: MAR 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans Helmerich For For Management
1.2 Elect Director Harold R. Logan, Jr. For For Management
1.3 Elect Director Monroe W. Robertson For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 12, 2018 Meeting Type: Annual
Record Date: OCT 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Michael D. Capellas For For Management
1c Elect Director Mark Garrett For For Management
1d Elect Director Kristina M. Johnson For For Management
1e Elect Director Roderick C. McGeary For For Management
1f Elect Director Charles H. Robbins For For Management
1g Elect Director Arun Sarin For For Management
1h Elect Director Brenton L. Saunders For For Management
1i Elect Director Steven M. West For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Require Independent Board Chairman Against Against Shareholder
6 Adjust Executive Compensation Metrics Against Against Shareholder
for Share Buybacks
--------------------------------------------------------------------------------
- 8 -
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 16, 2019 Meeting Type: Annual
Record Date: FEB 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Ellen M. Costello For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director John C. Dugan For For Management
1e Elect Director Duncan P. Hennes For For Management
1f Elect Director Peter B. Henry For For Management
1g Elect Director S. Leslie Ireland For For Management
1h Elect Director Lew W. (Jay) Jacobs, IV For For Management
1i Elect Director Renee J. James For For Management
1j Elect Director Eugene M. McQuade For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against For Shareholder
6 Prohibit Accelerated Vesting of Awards Against For Shareholder
to Pursue Government Service
7 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 10, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles A. Bancroft For For Management
1b Elect Director John P. Bilbrey For For Management
1c Elect Director John T. Cahill For For Management
1d Elect Director Ian Cook For For Management
1e Elect Director Lisa M. Edwards For For Management
1f Elect Director Helene D. Gayle For For Management
1g Elect Director C. Martin Harris For For Management
1h Elect Director Lorrie M. Norrington For For Management
1i Elect Director Michael B. Polk For For Management
1j Elect Director Stephen I. Sadove For For Management
1k Elect Director Noel R. Wallace For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 05, 2019 Meeting Type: Annual
Record Date: APR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Sheldon M. Bonovitz For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Maritza G. Montiel For For Management
1.8 Elect Director Asuka Nakahara For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Brian L. Roberts For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 14, 2019 Meeting Type: Annual
Record Date: MAR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles E. Bunch For For Management
1b Elect Director Caroline Maury Devine For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jody Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Jeffrey A. Joerres For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director William H. McRaven For For Management
1i Elect Director Sharmila Mulligan For For Management
1j Elect Director Arjun N. Murti For For Management
1k Elect Director Robert A. Niblock For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
- 9 -
COSTCO WHOLESALE CORP.
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 24, 2019 Meeting Type: Annual
Record Date: NOV 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamilton E. James For For Management
1.2 Elect Director John W. Stanton For For Management
1.3 Elect Director Mary Agnes (Maggie) For For Management
Wilderotter
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Declassify the Board of Directors For For Management
6 Reduce Supermajority Vote Requirement For For Management
7 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
COTY, INC.
Ticker: COTY Security ID: 222070203
Meeting Date: NOV 06, 2018 Meeting Type: Annual
Record Date: SEP 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lambertus J.H. Becht For For Management
1.2 Elect Director Sabine Chalmers For For Management
1.3 Elect Director Joachim Faber For For Management
1.4 Elect Director Olivier Goudet For For Management
1.5 Elect Director Peter Harf For For Management
1.6 Elect Director Paul S. Michaels For For Management
1.7 Elect Director Camillo Pane For For Management
1.8 Elect Director Erhard Schoewel For For Management
1.9 Elect Director Robert Singer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director Mark T. Bertolini For For Management
1c Elect Director Richard M. Bracken For For Management
1d Elect Director C. David Brown, II For For Management
1e Elect Director Alecia A. DeCoudreaux For For Management
1f Elect Director Nancy-Ann M. DeParle For For Management
1g Elect Director David W. Dorman For For Management
1h Elect Director Roger N. Farah For For Management
1i Elect Director Anne M. Finucane For For Management
1j Elect Director Edward J. Ludwig For For Management
1k Elect Director Larry J. Merlo For For Management
1l Elect Director Jean-Pierre Millon For For Management
1m Elect Director Mary L. Schapiro For For Management
1n Elect Director Richard J. Swift For For Management
1o Elect Director William C. Weldon For For Management
1p Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prohibit Adjusting Compensation Against Against Shareholder
Metrics for Legal or Compliance Costs
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 07, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Ehrlich For Against Management
1.2 Elect Director Linda Hefner Filler For For Management
1.3 Elect Director Thomas P. Joyce, Jr. For For Management
1.4 Elect Director Teri List-Stoll For Against Management
1.5 Elect Director Walter G. Lohr, Jr. For For Management
1.6 Elect Director Mitchell P. Rales For For Management
1.7 Elect Director Steven M. Rales For For Management
1.8 Elect Director John T. Schwieters For Against Management
1.9 Elect Director Alan G. Spoon For For Management
1.10 Elect Director Raymond C. Stevens For For Management
1.11 Elect Director Elias A. Zerhouni For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
- 10 -
DAVITA INC.
Ticker: DVA Security ID: 23918K108
Meeting Date: JUN 17, 2019 Meeting Type: Annual
Record Date: APR 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pamela M. Arway For For Management
1b Elect Director Charles G. Berg For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director Pascal Desroches For For Management
1e Elect Director Paul J. Diaz For For Management
1f Elect Director Peter T. Grauer For For Management
1g Elect Director John M. Nehra For For Management
1h Elect Director Javier J. Rodriguez For For Management
1i Elect Director William L. Roper For For Management
1j Elect Director Kent J. Thiry For For Management
1k Elect Director Phyllis R. Yale For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DENTSPLY SIRONA INC.
Ticker: XRAY Security ID: 24906P109
Meeting Date: MAY 22, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael C. Alfano For For Management
1b Elect Director Eric K. Brandt For For Management
1c Elect Director Donald M. Casey, Jr. For For Management
1d Elect Director Willie A. Deese For For Management
1e Elect Director Betsy D. Holden For For Management
1f Elect Director Arthur D. Kowaloff For For Management
1g Elect Director Harry M. Jansen For For Management
Kraemer, Jr.
1h Elect Director Gregory T. Lucier For For Management
1i Elect Director Francis J. Lunger For For Management
1j Elect Director Leslie F. Varon For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DISH NETWORK CORPORATION
Ticker: DISH Security ID: 25470M109
Meeting Date: APR 29, 2019 Meeting Type: Annual
Record Date: MAR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen Q. Abernathy For For Management
1.2 Elect Director George R. Brokaw For For Management
1.3 Elect Director James DeFranco For For Management
1.4 Elect Director Cantey M. Ergen For For Management
1.5 Elect Director Charles W. Ergen For For Management
1.6 Elect Director Charles M. Lillis For For Management
1.7 Elect Director Afshin Mohebbi For For Management
1.8 Elect Director Tom A. Ortolf For For Management
1.9 Elect Director Carl E. Vogel For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
DOWDUPONT INC.
Ticker: DWDP Security ID: 26078J100
Meeting Date: MAY 23, 2019 Meeting Type: Special
Record Date: MAY 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 02, 2019 Meeting Type: Annual
Record Date: MAR 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Browning For For Management
1.2 Elect Director Annette K. Clayton For For Management
1.3 Elect Director Theodore F. Craver, Jr. For For Management
1.4 Elect Director Robert M. Davis For For Management
1.5 Elect Director Daniel R. DiMicco For For Management
1.6 Elect Director Lynn J. Good For For Management
1.7 Elect Director John T. Herron For For Management
1.8 Elect Director William E. Kennard For For Management
1.9 Elect Director E. Marie McKee For For Management
1.10 Elect Director Charles W. Moorman, IV For For Management
1.11 Elect Director Marya M. Rose For For Management
1.12 Elect Director Carlos A. Saladrigas For For Management
1.13 Elect Director Thomas E. Skains For For Management
1.14 Elect Director William E. Webster, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Mitigating Health and Against For Shareholder
Climate Impacts of Duke Energy's Coal
Use
7 Report on Costs and Benefits of Against Against Shareholder
Voluntary Environment-Related
Activities
--------------------------------------------------------------------------------
- 11 -
DUPONT DE NEMOURS, INC.
Ticker: DD Security ID: 26078J100
Meeting Date: JUN 25, 2019 Meeting Type: Annual
Record Date: APR 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward D. Breen For For Management
1b Elect Director Ruby R. Chandy For For Management
1c Elect Director Franklin K. Clyburn, Jr. For For Management
1d Elect Director Terrence R. Curtin For For Management
1e Elect Director Alexander M. Cutler For For Management
1f Elect Director C. Marc Doyle For For Management
1g Elect Director Eleuthere I. du Pont For For Management
1h Elect Director Rajiv L. Gupta For For Management
1i Elect Director Luther C. Kissam For For Management
1j Elect Director Frederick M. Lowery For For Management
1k Elect Director Raymond J. Milchovich For For Management
1l Elect Director Steven M. Sterin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Pay Disparity Against Against Shareholder
6 Report on Public Health Risks of Against Against Shareholder
Petrochemical Operations in Flood
Prone Areas
7 Report on Efforts to Reduce Plastic Against Against Shareholder
Pellet Pollution
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 06, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph Alvarez For Against Management
1b Elect Director Carolyn R. Bertozzi For Against Management
1c Elect Director Juan R. Luciano For Against Management
1d Elect Director Kathi P. Seifert For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 05, 2019 Meeting Type: Annual
Record Date: NOV 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clemens A. H. Boersig For For Management
1.2 Elect Director Joshua B. Bolten For For Management
1.3 Elect Director Lori M. Lee For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 30, 2019 Meeting Type: Annual
Record Date: MAR 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Ann C. Berzin For For Management
1c Elect Director Laurie Brlas For For Management
1d Elect Director Christopher M. Crane For For Management
1e Elect Director Yves C. de Balmann For For Management
1f Elect Director Nicholas DeBenedictis For For Management
1g Elect Director Linda P. Jojo For For Management
1h Elect Director Paul L. Joskow For For Management
1i Elect Director Robert J. Lawless For For Management
1j Elect Director Richard W. Mies For For Management
1k Elect Director Mayo A. Shattuck, III For For Management
1l Elect Director Stephen D. Steinour For For Management
1m Elect Director John F. Young For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Costs and Benefits of Against Against Shareholder
Environment-related Activities
--------------------------------------------------------------------------------
- 12 -
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 29, 2019 Meeting Type: Annual
Record Date: APR 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan K. Avery For For Management
1.2 Elect Director Angela F. Braly For For Management
1.3 Elect Director Ursula M. Burns For Against Management
1.4 Elect Director Kenneth C. Frazier For For Management
1.5 Elect Director Steven A. Kandarian For For Management
1.6 Elect Director Douglas R. Oberhelman For For Management
1.7 Elect Director Samuel J. Palmisano For For Management
1.8 Elect Director Steven S Reinemund For For Management
1.9 Elect Director William C. Weldon For For Management
1.10 Elect Director Darren W. Woods For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Amend Bylaws - Call Special Meetings Against For Shareholder
6 Disclose a Board Diversity and Against For Shareholder
Qualifications Matrix
7 Establish Environmental/Social Issue Against Against Shareholder
Board Committee
8 Report on Risks of Petrochemical Against Against Shareholder
Operations in Flood Prone Areas
9 Report on Political Contributions Against For Shareholder
10 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
F5 NETWORKS, INC.
Ticker: FFIV Security ID: 315616102
Meeting Date: MAR 14, 2019 Meeting Type: Annual
Record Date: JAN 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director A. Gary Ames For For Management
1b Elect Director Sandra E. Bergeron For For Management
1c Elect Director Deborah L. Bevier For For Management
1d Elect Director Michel Combes For For Management
1e Elect Director Michael L. Dreyer For For Management
1f Elect Director Alan J. Higginson For For Management
1g Elect Director Peter S. Klein For For Management
1h Elect Director Francois Locoh-Donou For For Management
1i Elect Director John McAdam For For Management
1j Elect Director Nikhil Mehta For For Management
1k Elect Director Marie E. Myers For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 30, 2019 Meeting Type: Annual
Record Date: APR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Alford For For Management
1.2 Elect Director Marc L. Andreessen For Withhold Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Susan D. For For Management
Desmond-Hellmann
1.5 Elect Director Sheryl K. Sandberg For Withhold Management
1.6 Elect Director Peter A. Thiel For For Management
1.7 Elect Director Jeffrey D. Zients For For Management
1.8 Elect Director Mark Zuckerberg For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Require Independent Board Chairman Against For Shareholder
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
8 Disclose Board Diversity and Against Against Shareholder
Qualifications Matrix
9 Report on Content Governance Against Against Shareholder
10 Report on Global Median Gender Pay Gap Against For Shareholder
11 Prepare Employment Diversity Report Against Against Shareholder
and Report on Diversity Policies
12 Study Strategic Alternatives Including Against Against Shareholder
Sale of Assets
--------------------------------------------------------------------------------
- 13 -
FEDEX CORP.
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 24, 2018 Meeting Type: Annual
Record Date: JUL 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Edwardson For For Management
1.2 Elect Director Marvin R. Ellison For For Management
1.3 Elect Director Susan Patricia Griffith For For Management
1.4 Elect Director John C. (Chris) Inglis For For Management
1.5 Elect Director Kimberly A. Jabal For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director R. Brad Martin For For Management
1.8 Elect Director Joshua Cooper Ramo For For Management
1.9 Elect Director Susan C. Schwab For For Management
1.10 Elect Director Frederick W. Smith For For Management
1.11 Elect Director David P. Steiner For For Management
1.12 Elect Director Paul S. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Bylaw Amendment Confirmation by Against Against Shareholder
Shareholders
--------------------------------------------------------------------------------
FLIR SYSTEMS, INC.
Ticker: FLIR Security ID: 302445101
Meeting Date: APR 19, 2019 Meeting Type: Annual
Record Date: FEB 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director James J. Cannon For For Management
1B Elect Director John D. Carter For For Management
1C Elect Director William W. Crouch For For Management
1D Elect Director Catherine A. Halligan For For Management
1E Elect Director Earl R. Lewis For For Management
1F Elect Director Angus L. Macdonald For For Management
1G Elect Director Michael T. Smith For For Management
1H Elect Director Cathy A. Stauffer For For Management
1I Elect Director Robert S. Tyrer For For Management
1J Elect Director John W. Wood, Jr. For For Management
1K Elect Director Steven E. Wynne For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
FLOWSERVE CORPORATION
Ticker: FLS Security ID: 34354P105
Meeting Date: MAY 23, 2019 Meeting Type: Annual
Record Date: MAR 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Scott Rowe For For Management
1.2 Elect Director Ruby R. Chandy For For Management
1.3 Elect Director Gayla J. Delly For For Management
1.4 Elect Director Roger L. Fix For For Management
1.5 Elect Director John R. Friedery For For Management
1.6 Elect Director John L. Garrison For For Management
1.7 Elect Director Joe E. Harlan For For Management
1.8 Elect Director Michael C. McMurray For For Management
1.9 Elect Director Rick J. Mills For For Management
1.10 Elect Director David E. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
5 Adopt GHG Emissions Reduction Goals Against For Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 02, 2019 Meeting Type: Annual
Record Date: MAR 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter K. Barker For For Management
1B Elect Director Alan M. Bennett For For Management
1C Elect Director Rosemary T. Berkery For For Management
1D Elect Director Alan L. Boeckmann For For Management
1E Elect Director Peter J. Fluor For For Management
1F Elect Director James T. Hackett For For Management
1G Elect Director Samuel J. Locklear, III For For Management
1H Elect Director Deborah D. McWhinney For For Management
1I Elect Director Armando J. Olivera For For Management
1J Elect Director Matthew K. Rose For For Management
1K Elect Director David T. Seaton For For Management
1L Elect Director Nader H. Sultan For For Management
1M Elect Director Lynn C. Swann For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Adopt Quantitative Company-wide GHG Against For Shareholder
Goals
--------------------------------------------------------------------------------
- 14 -
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 09, 2019 Meeting Type: Annual
Record Date: MAR 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen G. Butler For For Management
1b Elect Director Kimberly A. Casiano For For Management
1c Elect Director Anthony F. Earley, Jr. For For Management
1d Elect Director Edsel B. Ford, II For For Management
1e Elect Director William Clay Ford, Jr. For For Management
1f Elect Director James P. Hackett For For Management
1g Elect Director William W. Helman, IV For For Management
1h Elect Director William E. Kennard For For Management
1i Elect Director John C. Lechleiter For For Management
1j Elect Director John L. Thornton For For Management
1k Elect Director John B. Veihmeyer For For Management
1l Elect Director Lynn M. Vojvodich For For Management
1m Elect Director John S. Weinberg For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend NOL Rights Plan (NOL Pill) For For Management
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
FORTUNE BRANDS HOME & SECURITY, INC.
Ticker: FBHS Security ID: 34964C106
Meeting Date: MAY 07, 2019 Meeting Type: Annual
Record Date: MAR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Irial Finan For For Management
1b Elect Director Susan S. Kilsby For For Management
1c Elect Director Christopher J. Klein For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 01, 2019 Meeting Type: Annual
Record Date: MAR 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James S. Crown For For Management
1b Elect Director Rudy F. deLeon For For Management
1c Elect Director Cecil D. Haney For For Management
1d Elect Director Lester L. Lyles For For Management
1e Elect Director Mark M. Malcolm For For Management
1f Elect Director Phebe N. Novakovic For For Management
1g Elect Director C. Howard Nye For For Management
1h Elect Director William A. Osborn For For Management
1i Elect Director Catherine B. Reynolds For For Management
1j Elect Director Laura J. Schumacher For For Management
1k Elect Director Peter A. Wall For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Nonqualified Employee Stock For For Management
Purchase Plan
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: MAY 08, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sebastien M. Bazin For For Management
2 Elect Director H. Lawrence Culp, Jr. For For Management
3 Elect Director Francisco D'Souza For For Management
4 Elect Director Edward P. Garden For For Management
5 Elect Director Thomas W. Horton For For Management
6 Elect Director Risa Lavizzo-Mourey For For Management
7 Elect Director Catherine Lesjak For For Management
8 Elect Director Paula Rosput Reynolds For For Management
9 Elect Director Leslie F. Seidman For For Management
10 Elect Director James S. Tisch For For Management
11 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
12 Approve Reduction in Minimum Size of For For Management
Board
13 Ratify KPMG LLP as Auditors For For Management
14 Require Independent Board Chairman Against For Shareholder
15 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
- 15 -
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 04, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary T. Barra For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Linda R. Gooden For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Jane L. Mendillo For For Management
1f Elect Director Judith A. Miscik For For Management
1g Elect Director Patricia F. Russo For For Management
1h Elect Director Thomas M. Schoewe For For Management
1i Elect Director Theodore M. Solso For For Management
1j Elect Director Carol M. Stephenson For For Management
1k Elect Director Devin N. Wenig For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Independent Board Chairman Against For Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 08, 2019 Meeting Type: Annual
Record Date: MAR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacqueline K. Barton For For Management
1b Elect Director John F. Cogan For For Management
1c Elect Director Kelly A. Kramer For For Management
1d Elect Director Kevin E. Lofton For For Management
1e Elect Director Harish Manwani For For Management
1f Elect Director Daniel P. O'Day For For Management
1g Elect Director Richard J. Whitley For For Management
1h Elect Director Gayle E. Wilson For For Management
1i Elect Director Per Wold-Olsen For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Provide Right to Act by Written Consent For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Corporate Tax Savings Against Against Shareholder
Allocation
--------------------------------------------------------------------------------
H&R BLOCK, INC.
Ticker: HRB Security ID: 093671105
Meeting Date: SEP 13, 2018 Meeting Type: Annual
Record Date: JUL 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angela N. Archon For For Management
1b Elect Director Paul J. Brown For For Management
1c Elect Director Robert A. Gerard For For Management
1d Elect Director Richard A. Johnson For For Management
1e Elect Director Jeffrey J. Jones, II For For Management
1f Elect Director David Baker Lewis For For Management
1g Elect Director Victoria J. Reich For For Management
1h Elect Director Bruce C. Rohde For For Management
1i Elect Director Matthew E. Winter For For Management
1j Elect Director Christianna Wood For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 15, 2019 Meeting Type: Annual
Record Date: MAR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abdulaziz F. Al Khayyal For For Management
1b Elect Director William E. Albrecht For For Management
1c Elect Director M. Katherine Banks For For Management
1d Elect Director Alan M. Bennett For For Management
1e Elect Director Milton Carroll For For Management
1f Elect Director Nance K. Dicciani For For Management
1g Elect Director Murry S. Gerber For For Management
1h Elect Director Patricia Hemingway Hall For For Management
1i Elect Director Robert A. Malone For For Management
1j Elect Director Jeffrey A. Miller For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
- 16 -
HANESBRANDS INC.
Ticker: HBI Security ID: 410345102
Meeting Date: APR 23, 2019 Meeting Type: Annual
Record Date: FEB 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Geralyn R. Breig For For Management
1b Elect Director Gerald W. Evans, Jr. For For Management
1c Elect Director Bobby J. Griffin For For Management
1d Elect Director James C. Johnson For For Management
1e Elect Director Franck J. Moison For For Management
1f Elect Director Robert F. Moran For For Management
1g Elect Director Ronald L. Nelson For For Management
1h Elect Director David V. Singer For For Management
1i Elect Director Ann E. Ziegler For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 05, 2019 Meeting Type: Annual
Record Date: JAN 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Delaney M. Bellinger For For Management
1b Elect Director Kevin G. Cramton For For Management
1c Elect Director Randy A. Foutch For For Management
1d Elect Director Hans Helmerich For For Management
1e Elect Director John W. Lindsay For For Management
1f Elect Director Jose R. Mas For For Management
1g Elect Director Thomas A. Petrie For For Management
1h Elect Director Donald F. Robillard, Jr. For For Management
1i Elect Director Edward B. Rust, Jr. For For Management
1j Elect Director John D. Zeglis For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION
Ticker: HFC Security ID: 436106108
Meeting Date: MAY 08, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anne-Marie N. Ainsworth For For Management
1b Elect Director Douglas Y. Bech For For Management
1c Elect Director Anna C. Catalano For For Management
1d Elect Director George J. Damiris For For Management
1e Elect Director Leldon E. Echols For For Management
1f Elect Director Michael C. Jennings For For Management
1g Elect Director R. Craig Knocke For For Management
1h Elect Director Robert J. Kostelnik For For Management
1i Elect Director James H. Lee For For Management
1j Elect Director Franklin Myers For For Management
1k Elect Director Michael E. Rose For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 29, 2019 Meeting Type: Annual
Record Date: MAR 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Darius Adamczyk For For Management
1B Elect Director Duncan B. Angove For For Management
1C Elect Director William S. Ayer For For Management
1D Elect Director Kevin Burke For For Management
1E Elect Director Jaime Chico Pardo For For Management
1F Elect Director D. Scott Davis For For Management
1G Elect Director Linnet F. Deily For For Management
1H Elect Director Judd Gregg For For Management
1I Elect Director Clive Hollick For For Management
1J Elect Director Grace D. Lieblein For For Management
1K Elect Director George Paz For For Management
1L Elect Director Robin L. Washington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aneel Bhusri For For Management
1b Elect Director Andy D. Bryant For For Management
1c Elect Director Reed E. Hundt For For Management
1d Elect Director Omar Ishrak For For Management
1e Elect Director Risa Lavizzo-Mourey For For Management
1f Elect Director Tsu-Jae King Liu For For Management
1g Elect Director Gregory D. Smith For For Management
1h Elect Director Robert 'Bob' H. Swan For For Management
1i Elect Director Andrew Wilson For For Management
1j Elect Director Frank D. Yeary For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Gender Pay Gap Against For Shareholder
7 Request for an Annual Advisory Vote on Against Against Shareholder
Political Contributions
--------------------------------------------------------------------------------
- 17 -
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 30, 2019 Meeting Type: Annual
Record Date: MAR 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Eskew For For Management
1.2 Elect Director David N. Farr For For Management
1.3 Elect Director Alex Gorsky For For Management
1.4 Elect Director Michelle J. Howard For For Management
1.5 Elect Director Shirley Ann Jackson For For Management
1.6 Elect Director Andrew N. Liveris For For Management
1.7 Elect Director Martha E. Pollack For For Management
1.8 Elect Director Virginia M. Rometty For For Management
1.9 Elect Director Joseph R. Swedish For For Management
1.10 Elect Director Sidney Taurel For For Management
1.11 Elect Director Peter R. Voser For For Management
1.12 Elect Director Frederick H. Waddell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
INVESCO LTD.
Ticker: IVZ Security ID: G491BT108
Meeting Date: MAY 09, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah E. Beshar For For Management
1.2 Elect Director Joseph R. Canion For For Management
1.3 Elect Director Martin L. Flanagan For For Management
1.4 Elect Director C. Robert Henrikson For For Management
1.5 Elect Director Denis Kessler For For Management
1.6 Elect Director Nigel Sheinwald For For Management
1.7 Elect Director G. Richard "Rick" For For Management
Wagoner, Jr.
1.8 Elect Director Phoebe A. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Eliminate Supermajority Vote For For Management
Requirement
4 Amend Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION
Ticker: IPGP Security ID: 44980X109
Meeting Date: MAY 30, 2019 Meeting Type: Annual
Record Date: APR 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Valentin P. Gapontsev For For Management
1.2 Elect Director Eugene A. Scherbakov For For Management
1.3 Elect Director Igor Samartsev For For Management
1.4 Elect Director Michael C. Child For For Management
1.5 Elect Director Gregory P. Dougherty For For Management
1.6 Elect Director Henry E. Gauthier For For Management
1.7 Elect Director Catherine P. Lego For For Management
1.8 Elect Director Eric Meurice For For Management
1.9 Elect Director John R. Peeler For For Management
1.10 Elect Director Thomas J. Seifert For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
JEFFERIES FINANCIAL GROUP, INC.
Ticker: JEF Security ID: 47233W109
Meeting Date: MAR 28, 2019 Meeting Type: Annual
Record Date: JAN 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda L. Adamany For For Management
1.2 Elect Director Barry J. Alperin For For Management
1.3 Elect Director Robert D. Beyer For For Management
1.4 Elect Director Francisco L. Borges For For Management
1.5 Elect Director Brian P. Friedman For For Management
1.6 Elect Director MaryAnne Gilmartin For For Management
1.7 Elect Director Richard B. Handler For For Management
1.8 Elect Director Robert E. Joyal For For Management
1.9 Elect Director Jacob M. Katz For For Management
1.10 Elect Director Michael T. O'Kane For For Management
1.11 Elect Director Stuart H. Reese For For Management
1.12 Elect Director Joseph S. Steinberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
- 18 -
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Marillyn A. Hewson For For Management
1g Elect Director Mark B. McClellan For For Management
1h Elect Director Anne M. Mulcahy For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Clawback Disclosure of Recoupment Against For Shareholder
Activity from Senior Officers
5 Report on Integrating Risks Related to Against For Shareholder
Drug Pricing into Senior Executive
Compensation
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 21, 2019 Meeting Type: Annual
Record Date: MAR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Stephen B. Burke For For Management
1d Elect Director Todd A. Combs For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Mellody Hobson For For Management
1i Elect Director Laban P. Jackson, Jr. For For Management
1j Elect Director Michael A. Neal For For Management
1k Elect Director Lee R. Raymond For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Report on Gender Pay Gap Against For Shareholder
5 Amend Proxy Access Right Against For Shareholder
6 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 14, 2019 Meeting Type: Annual
Record Date: MAR 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary Daichendt For For Management
1b Elect Director Anne DelSanto For For Management
1c Elect Director Kevin DeNuccio For For Management
1d Elect Director James Dolce For For Management
1e Elect Director Scott Kriens For For Management
1f Elect Director Rahul Merchant For For Management
1g Elect Director Rami Rahim For For Management
1h Elect Director William R. Stensrud For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KIMCO REALTY CORPORATION
Ticker: KIM Security ID: 49446R109
Meeting Date: APR 30, 2019 Meeting Type: Annual
Record Date: MAR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Milton Cooper For For Management
1b Elect Director Philip E. Coviello For For Management
1c Elect Director Conor C. Flynn For For Management
1d Elect Director Frank Lourenso For For Management
1e Elect Director Colombe M. Nicholas For For Management
1f Elect Director Mary Hogan Preusse For For Management
1g Elect Director Valerie Richardson For For Management
1h Elect Director Richard B. Saltzman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
- 19 -
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 08, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Kimberly A. Dang For For Management
1.4 Elect Director Ted A. Gardner For For Management
1.5 Elect Director Anthony W. Hall, Jr. For For Management
1.6 Elect Director Gary L. Hultquist For For Management
1.7 Elect Director Ronald L. Kuehn, Jr. For For Management
1.8 Elect Director Deborah A. Macdonald For For Management
1.9 Elect Director Michael C. Morgan For For Management
1.10 Elect Director Arthur C. Reichstetter For For Management
1.11 Elect Director Fayez Sarofim For For Management
1.12 Elect Director C. Park Shaper For For Management
1.13 Elect Director William A. Smith For For Management
1.14 Elect Director Joel V. Staff For For Management
1.15 Elect Director Robert F. Vagt For For Management
1.16 Elect Director Perry M. Waughtal For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEGGETT & PLATT, INCORPORATED
Ticker: LEG Security ID: 524660107
Meeting Date: MAY 07, 2019 Meeting Type: Annual
Record Date: MAR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert E. Brunner For For Management
1b Elect Director R. Ted Enloe, III For For Management
1c Elect Director Manuel A. Fernandez For For Management
1d Elect Director Karl G. Glassman For For Management
1e Elect Director Joseph W. McClanathan For For Management
1f Elect Director Judy C. Odom For For Management
1g Elect Director Srikanth Padmanabhan For For Management
1h Elect Director Phoebe A. Wood For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: FEB 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director David B. Burritt For For Management
1.3 Elect Director Bruce A. Carlson For For Management
1.4 Elect Director James O. Ellis, Jr. For For Management
1.5 Elect Director Thomas J. Falk For For Management
1.6 Elect Director Ilene S. Gordon For For Management
1.7 Elect Director Marillyn A. Hewson For For Management
1.8 Elect Director Vicki A. Hollub For For Management
1.9 Elect Director Jeh C. Johnson For For Management
1.10 Elect Director James D. Taiclet, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Bylaw Against For Shareholder
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 31, 2019 Meeting Type: Annual
Record Date: MAR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David H. Batchelder For For Management
1.3 Elect Director Angela F. Braly For For Management
1.4 Elect Director Sandra B. Cochran For For Management
1.5 Elect Director Laurie Z. Douglas For For Management
1.6 Elect Director Richard W. Dreiling For For Management
1.7 Elect Director Marvin R. Ellison For For Management
1.8 Elect Director James H. Morgan For For Management
1.9 Elect Director Brian C. Rogers For For Management
1.10 Elect Director Bertram L. Scott For For Management
1.11 Elect Director Lisa W. Wardell For For Management
1.12 Elect Director Eric C. Wiseman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
- 20 -
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 25, 2019 Meeting Type: Annual
Record Date: APR 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director David R. Carlucci For For Management
1d Elect Director Richard K. Davis For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Julius Genachowski For For Management
1g Elect Director Choon Phong Goh For For Management
1h Elect Director Merit E. Janow For For Management
1i Elect Director Oki Matsumoto For For Management
1j Elect Director Youngme Moon For For Management
1k Elect Director Rima Qureshi For For Management
1l Elect Director Jose Octavio Reyes For For Management
Lagunes
1m Elect Director Gabrielle Sulzberger For For Management
1n Elect Director Jackson Tai For For Management
1o Elect Director Lance Uggla For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Gender Pay Gap Against For Shareholder
5 Establish Human Rights Board Committee Against Against Shareholder
--------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Todd Bradley For For Management
1b Elect Director Adriana Cisneros For For Management
1c Elect Director Michael J. Dolan For For Management
1d Elect Director Ynon Kreiz For For Management
1e Elect Director Soren T. Laursen For For Management
1f Elect Director Ann Lewnes For For Management
1g Elect Director Roger Lynch For For Management
1h Elect Director Dominic Ng For For Management
1i Elect Director Judy D. Olian For For Management
1j Elect Director Vasant M. Prabhu For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 23, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd Dean For For Management
1b Elect Director Stephen Easterbrook For For Management
1c Elect Director Robert Eckert For For Management
1d Elect Director Margaret Georgiadis For For Management
1e Elect Director Enrique Hernandez, Jr. For For Management
1f Elect Director Richard Lenny For For Management
1g Elect Director John Mulligan For For Management
1h Elect Director Sheila Penrose For For Management
1i Elect Director John Rogers, Jr. For For Management
1j Elect Director Paul Walsh For For Management
1k Elect Director Miles White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Change Range for Size of the Board For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 07, 2018 Meeting Type: Annual
Record Date: OCT 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard H. Anderson For For Management
1b Elect Director Craig Arnold For For Management
1c Elect Director Scott C. Donnelly For For Management
1d Elect Director Randall J. Hogan, III For For Management
1e Elect Director Omar Ishrak For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director James T. Lenehan For For Management
1h Elect Director Elizabeth G. Nabel For For Management
1i Elect Director Denise M. O'Leary For For Management
1j Elect Director Kendall J. Powell For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
- 21 -
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 28, 2019 Meeting Type: Annual
Record Date: MAR 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Mary Ellen Coe For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Kenneth C. Frazier For For Management
1f Elect Director Thomas H. Glocer For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Inge G. Thulin For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Require Independent Board Chairman Against Against Shareholder
6 Adopt Policy Disclosing Rationale Against Against Shareholder
Behind Approval of Sale of
Compensation Shares by a Senior
Executive During a Buyback
7 Report on Integrating Risks Related to Against For Shareholder
Drug Pricing into Senior Executive
Compensation
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 18, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl W. Grise For For Management
1b Elect Director Carlos M. Gutierrez For For Management
1c Elect Director Gerald L. Hassell For For Management
1d Elect Director David L. Herzog For For Management
1e Elect Director R. Glenn Hubbard For For Management
1f Elect Director Edward J. Kelly, III For For Management
1g Elect Director William E. Kennard For For Management
1h Elect Director Michel A. Khalaf For For Management
1i Elect Director James M. Kilts For For Management
1j Elect Director Catherine R. Kinney For For Management
1k Elect Director Diana L. McKenzie For For Management
1l Elect Director Denise M. Morrison For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 28, 2018 Meeting Type: Annual
Record Date: SEP 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Reid G. Hoffman For For Management
1.3 Elect Director Hugh F. Johnston For For Management
1.4 Elect Director Teri L. List-Stoll For For Management
1.5 Elect Director Satya Nadella For For Management
1.6 Elect Director Charles H. Noski For For Management
1.7 Elect Director Helmut Panke For For Management
1.8 Elect Director Sandra E. Peterson For For Management
1.9 Elect Director Penny S. Pritzker For For Management
1.10 Elect Director Charles W. Scharf For For Management
1.11 Elect Director Arne M. Sorenson For For Management
1.12 Elect Director John W. Stanton For For Management
1.13 Elect Director John W. Thompson For For Management
1.14 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 15, 2019 Meeting Type: Annual
Record Date: MAR 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lewis W.K. Booth For For Management
1b Elect Director Charles E. Bunch For For Management
1c Elect Director Debra A. Crew For For Management
1d Elect Director Lois D. Juliber For For Management
1e Elect Director Mark D. Ketchum For For Management
1f Elect Director Peter W. May For For Management
1g Elect Director Jorge S. Mesquita For For Management
1h Elect Director Joseph Neubauer For For Management
1i Elect Director Fredric G. Reynolds For For Management
1j Elect Director Christiana S. Shi For For Management
1k Elect Director Patrick T. Siewert For For Management
1l Elect Director Jean-Francois M. L. van For For Management
Boxmeer
1m Elect Director Dirk Van de Put For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Report on Mitigating Impacts of Against Against Shareholder
Deforestation in Company's Supply Chain
5 Consider Pay Disparity Between Against Against Shareholder
Executives and Other Employees
--------------------------------------------------------------------------------
- 22 -
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 23, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth Corley For For Management
1b Elect Director Alistair M. Darling For For Management
1c Elect Director Thomas H. Glocer For For Management
1d Elect Director James P. Gorman For For Management
1e Elect Director Robert H. Herz For For Management
1f Elect Director Nobuyuki Hirano For For Management
1g Elect Director Jami Miscik For For Management
1h Elect Director Dennis M. Nally For For Management
1i Elect Director Takeshi Ogasawara For For Management
1j Elect Director Hutham S. Olayan For For Management
1k Elect Director Mary L. Schapiro For For Management
1l Elect Director Perry M. Traquina For For Management
1m Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
NEKTAR THERAPEUTICS
Ticker: NKTR Security ID: 640268108
Meeting Date: JUN 12, 2019 Meeting Type: Annual
Record Date: APR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Scott Greer For For Management
1b Elect Director Lutz Lingnau For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NETFLIX, INC.
Ticker: NFLX Security ID: 64110L106
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Timothy M. Haley For Withhold Management
1b Elect Director Leslie Kilgore For Withhold Management
1c Elect Director Ann Mather For Withhold Management
1d Elect Director Susan Rice For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 23, 2019 Meeting Type: Annual
Record Date: MAR 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director James L. Camaren For For Management
1c Elect Director Kenneth B. Dunn For For Management
1d Elect Director Naren K. Gursahaney For For Management
1e Elect Director Kirk S. Hachigian For For Management
1f Elect Director Toni Jennings For For Management
1g Elect Director Amy B. Lane For For Management
1h Elect Director James L. Robo For For Management
1i Elect Director Rudy E. Schupp For For Management
1j Elect Director John L. Skolds For For Management
1k Elect Director William H. Swanson For For Management
1l Elect Director Hansel E. Tookes, II For For Management
1m Elect Director Darryl L. Wilson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 20, 2018 Meeting Type: Annual
Record Date: JUL 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan B. Graf, Jr. For For Management
1.2 Elect Director John C. Lechleiter For For Management
1.3 Elect Director Michelle A. Peluso For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Report on Political Contributions Against For Shareholder
Disclosure
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
- 23 -
NISOURCE INC.
Ticker: NI Security ID: 65473P105
Meeting Date: MAY 07, 2019 Meeting Type: Annual
Record Date: MAR 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter A. Altabef For For Management
1b Elect Director Theodore H. Bunting, Jr. For For Management
1c Elect Director Eric L. Butler For For Management
1d Elect Director Aristides S. Candris For For Management
1e Elect Director Wayne S. DeVeydt For For Management
1f Elect Director Joseph Hamrock For For Management
1g Elect Director Deborah A. Henretta For For Management
1h Elect Director Michael E. Jesanis For For Management
1i Elect Director Kevin T. Kabat For For Management
1j Elect Director Carolyn Y. Woo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Increase Authorized Common Stock For For Management
5 Amend Certificate of Incorporation to For For Management
Provide Directors May Be Removed With
or Without Cause
6 Amend Qualified Employee Stock For For Management
Purchase Plan
7 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: MAY 22, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert K. Burgess For For Management
1b Elect Director Tench Coxe For For Management
1c Elect Director Persis S. Drell For For Management
1d Elect Director James C. Gaither For For Management
1e Elect Director Jen-Hsun Huang For For Management
1f Elect Director Dawn Hudson For For Management
1g Elect Director Harvey C. Jones For For Management
1h Elect Director Michael G. McCaffery For For Management
1i Elect Director Stephen C. Neal For For Management
1j Elect Director Mark L. Perry For For Management
1k Elect Director A. Brooke Seawell For For Management
1l Elect Director Mark A. Stevens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Eliminate Supermajority Vote For For Management
Requirement to Remove Director Without
Cause
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 10, 2019 Meeting Type: Annual
Record Date: MAR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Spencer Abraham For For Management
1b Elect Director Eugene L. Batchelder For For Management
1c Elect Director Margaret M. Foran For For Management
1d Elect Director Carlos M. Gutierrez For For Management
1e Elect Director Vicki Hollub For For Management
1f Elect Director William R. Klesse For For Management
1g Elect Director Jack B. Moore For For Management
1h Elect Director Avedick B. Poladian For For Management
1i Elect Director Elisse B. Walter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 14, 2018 Meeting Type: Annual
Record Date: SEP 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For Withhold Management
1.2 Elect Director Michael J. Boskin For For Management
1.3 Elect Director Safra A. Catz For For Management
1.4 Elect Director Bruce R. Chizen For Withhold Management
1.5 Elect Director George H. Conrades For Withhold Management
1.6 Elect Director Lawrence J. Ellison For For Management
1.7 Elect Director Hector Garcia-Molina For For Management
1.8 Elect Director Jeffrey O. Henley For For Management
1.9 Elect Director Mark V. Hurd For For Management
1.10 Elect Director Renee J. James For For Management
1.11 Elect Director Charles W. Moorman, IV For For Management
1.12 Elect Director Leon E. Panetta For Withhold Management
1.13 Elect Director William G. Parrett For For Management
1.14 Elect Director Naomi O. Seligman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Gender Pay Gap Against For Shareholder
5 Report on Political Contributions Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
- 24 -
PAYPAL HOLDINGS, INC.
Ticker: PYPL Security ID: 70450Y103
Meeting Date: MAY 22, 2019 Meeting Type: Annual
Record Date: MAR 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director Wences Casares For For Management
1c Elect Director Jonathan Christodoro For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Belinda J. Johnson For For Management
1g Elect Director Gail J. McGovern For For Management
1h Elect Director Deborah M. Messemer For For Management
1i Elect Director David M. Moffett For For Management
1j Elect Director Ann M. Sarnoff For For Management
1k Elect Director Daniel H. Schulman For For Management
1l Elect Director Frank D. Yeary For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Political Contributions Against Against Shareholder
5 Amend Board Governance Documents to Against Against Shareholder
Define Human Rights Responsibilities
--------------------------------------------------------------------------------
PENTAIR PLC
Ticker: PNR Security ID: G7S00T104
Meeting Date: MAY 07, 2019 Meeting Type: Annual
Record Date: MAR 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glynis A. Bryan For For Management
1b Elect Director Jacques Esculier For For Management
1c Elect Director T. Michael Glenn For For Management
1d Elect Director Theodore L. Harris For For Management
1e Elect Director David A. Jones For For Management
1f Elect Director Michael T. Speetzen For For Management
1g Elect Director John L. Stauch For For Management
1h Elect Director Billie I. Williamson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Issue of Equity For For Management
5 Authorize Board to Opt-Out of For For Management
Statutory Pre-Emptions Rights
6 Determine Price Range for Reissuance For For Management
of Treasury Shares
--------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC.
Ticker: PBCT Security ID: 712704105
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Barnes For For Management
1b Elect Director Collin P. Baron For For Management
1c Elect Director Kevin T. Bottomley For For Management
1d Elect Director George P. Carter For For Management
1e Elect Director Jane Chwick For For Management
1f Elect Director William F. Cruger, Jr. For For Management
1g Elect Director John K. Dwight For For Management
1h Elect Director Jerry Franklin For For Management
1i Elect Director Janet M. Hansen For For Management
1j Elect Director Nancy McAllister For For Management
1k Elect Director Mark W. Richards For For Management
1l Elect Director Kirk W. Walters For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Non-Employee Director Restricted For For Management
Stock Plan
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 01, 2019 Meeting Type: Annual
Record Date: MAR 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director Cesar Conde For For Management
1c Elect Director Ian Cook For For Management
1d Elect Director Dina Dublon For For Management
1e Elect Director Richard W. Fisher For For Management
1f Elect Director Michelle Gass For For Management
1g Elect Director William R. Johnson For For Management
1h Elect Director Ramon Laguarta For For Management
1i Elect Director David C. Page For For Management
1j Elect Director Robert C. Pohlad For For Management
1k Elect Director Daniel Vasella For For Management
1l Elect Director Darren Walker For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Pesticide Management Against Against Shareholder
--------------------------------------------------------------------------------
- 25 -
PERKINELMER, INC.
Ticker: PKI Security ID: 714046109
Meeting Date: APR 23, 2019 Meeting Type: Annual
Record Date: FEB 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Barrett For For Management
1b Elect Director Samuel R. Chapin For For Management
1c Elect Director Robert F. Friel For For Management
1d Elect Director Sylvie Gregoire For For Management
1e Elect Director Alexis P. Michas For For Management
1f Elect Director Patrick J. Sullivan For For Management
1g Elect Director Frank Witney For For Management
1h Elect Director Pascale Witz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PERRIGO COMPANY PLC
Ticker: PRGO Security ID: G97822103
Meeting Date: APR 26, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley A. Alford For For Management
1.2 Elect Director Rolf A. Classon For For Management
1.3 Elect Director Adriana Karaboutis For For Management
1.4 Elect Director Murray S. Kessler For For Management
1.5 Elect Director Jeffrey B. Kindler For For Management
1.6 Elect Director Erica L. Mann For For Management
1.7 Elect Director Donal O'Connor For For Management
1.8 Elect Director Geoffrey M. Parker For For Management
1.9 Elect Director Theodore R. Samuels For For Management
1.10 Elect Director Jeffrey C. Smith For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Approve Creation of Distributable For For Management
Reserves
6 Authorize Issue of Equity For For Management
7 Authorize Issuance of Equity without For For Management
Preemptive Rights
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Albert Bourla For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Helen H. Hobbs For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director Dan R. Littman For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Require Independent Board Chairman Against Against Shareholder
8 Report on Integrating Risks Related to Against For Shareholder
Drug Pricing into Senior Executive
Compensation
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 01, 2019 Meeting Type: Annual
Record Date: MAR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andre Calantzopoulos For For Management
1.2 Elect Director Louis C. Camilleri For For Management
1.3 Elect Director Massimo Ferragamo For For Management
1.4 Elect Director Werner Geissler For For Management
1.5 Elect Director Lisa A. Hook For For Management
1.6 Elect Director Jennifer Li For For Management
1.7 Elect Director Jun Makihara For For Management
1.8 Elect Director Kalpana Morparia For For Management
1.9 Elect Director Lucio A. Noto For For Management
1.10 Elect Director Frederik Paulsen For For Management
1.11 Elect Director Robert B. Polet For For Management
1.12 Elect Director Stephen M. Wolf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers SA as For For Management
Auditor
--------------------------------------------------------------------------------
- 26 -
PROCTER & GAMBLE CO.
Ticker: PG Security ID: 742718109
Meeting Date: OCT 09, 2018 Meeting Type: Annual
Record Date: AUG 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis S. Blake For For Management
1b Elect Director Angela F. Braly For For Management
1c Elect Director Amy L. Chang For For Management
1d Elect Director Kenneth I. Chenault For For Management
1e Elect Director Scott D. Cook For For Management
1f Elect Director Joseph Jimenez For For Management
1g Elect Director Terry J. Lundgren For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Nelson Peltz For For Management
1j Elect Director David S. Taylor For For Management
1k Elect Director Margaret C. Whitman For For Management
1l Elect Director Patricia A. Woertz For For Management
1m Elect Director Ernesto Zedillo For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QORVO, INC.
Ticker: QRVO Security ID: 74736K101
Meeting Date: AUG 07, 2018 Meeting Type: Annual
Record Date: JUN 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph G. Quinsey For For Management
1.2 Elect Director Robert A. Bruggeworth For For Management
1.3 Elect Director Daniel A. DiLeo For For Management
1.4 Elect Director Jeffery R. Gardner For For Management
1.5 Elect Director Charles Scott Gibson For For Management
1.6 Elect Director John R. Harding For For Management
1.7 Elect Director David H. Y. Ho For For Management
1.8 Elect Director Roderick D. Nelson For For Management
1.9 Elect Director Walden C. Rhines For For Management
1.10 Elect Director Susan L. Spradley For For Management
1.11 Elect Director Walter H. Wilkinson, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
QUALCOMM, INC.
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 12, 2019 Meeting Type: Annual
Record Date: JAN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Mark Fields For For Management
1c Elect Director Jeffrey W. Henderson For For Management
1d Elect Director Ann M. Livermore For For Management
1e Elect Director Harish Manwani For For Management
1f Elect Director Mark D. McLaughlin For For Management
1g Elect Director Steve Mollenkopf For For Management
1h Elect Director Clark T. "Sandy" Randt, For For Management
Jr.
1i Elect Director Francisco Ros For For Management
1j Elect Director Irene B. Rosenfeld For For Management
1k Elect Director Neil Smit For For Management
1l Elect Director Anthony J. Vinciquerra For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 23, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Earl C. "Duke" Austin, For For Management
Jr.
1b Elect Director Doyle N. Beneby For For Management
1c Elect Director J. Michal Conaway For For Management
1d Elect Director Vincent D. Foster For For Management
1e Elect Director Bernard Fried For For Management
1f Elect Director Worthing F. Jackman For For Management
1g Elect Director David M. McClanahan For For Management
1h Elect Director Margaret B. Shannon For For Management
1i Elect Director Pat Wood, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
- 27 -
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 30, 2019 Meeting Type: Annual
Record Date: APR 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tracy A. Atkinson For For Management
1b Elect Director Robert E. Beauchamp For For Management
1c Elect Director Adriane M. Brown For For Management
1d Elect Director Stephen J. Hadley For For Management
1e Elect Director Thomas A. Kennedy For For Management
1f Elect Director Letitia A. Long For For Management
1g Elect Director George R. Oliver For For Management
1h Elect Director Dinesh C. Paliwal For For Management
1i Elect Director Ellen M. Pawlikowski For For Management
1j Elect Director William R. Spivey For For Management
1k Elect Director Marta R. Stewart For For Management
1l Elect Director James A. Winnefeld, Jr. For For Management
1m Elect Director Robert O. Work For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 03, 2019 Meeting Type: Annual
Record Date: FEB 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Miguel M. Galuccio For For Management
1c Elect Director Paal Kibsgaard For For Management
1d Elect Director Nikolay Kudryavtsev For For Management
1e Elect Director Tatiana A. Mitrova For For Management
1f Elect Director Indra K. Nooyi For For Management
1g Elect Director Lubna S. Olayan For For Management
1h Elect Director Mark G. Papa For For Management
1i Elect Director Leo Rafael Reif For For Management
1j Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Amend Non-Employee Director Restricted For For Management
Stock Plan
--------------------------------------------------------------------------------
SEALED AIR CORPORATION
Ticker: SEE Security ID: 81211K100
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Chu For For Management
1b Elect Director Francoise Colpron For For Management
1c Elect Director Edward L. Doheny, II For For Management
1d Elect Director Patrick Duff For For Management
1e Elect Director Henry R. Keizer For For Management
1f Elect Director Jacqueline B. Kosecoff For For Management
1g Elect Director Harry A. Lawton, III For For Management
1h Elect Director Neil Lustig For For Management
1i Elect Director Jerry R. Whitaker For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 08, 2019 Meeting Type: Annual
Record Date: MAR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For For Management
1b Elect Director Larry C. Glasscock For For Management
1c Elect Director Karen N. Horn For For Management
1d Elect Director Allan Hubbard For For Management
1e Elect Director Reuben S. Leibowitz For For Management
1f Elect Director Gary M. Rodkin For For Management
1g Elect Director Stefan M. Selig For For Management
1h Elect Director Daniel C. Smith For For Management
1i Elect Director J. Albert Smith, Jr. For For Management
1j Elect Director Marta R. Stewart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
- 28 -
STARBUCKS CORP.
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 20, 2019 Meeting Type: Annual
Record Date: JAN 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rosalind G. Brewer For For Management
1b Elect Director Mary N. Dillon For For Management
1c Elect Director Mellody Hobson For For Management
1d Elect Director Kevin R. Johnson For For Management
1e Elect Director Jorgen Vig Knudstorp For For Management
1f Elect Director Satya Nadella For For Management
1g Elect Director Joshua Cooper Ramo For For Management
1h Elect Director Clara Shih For For Management
1i Elect Director Javier G. Teruel For For Management
1j Elect Director Myron E. Ullman, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Adopt a Policy on Board Diversity Against Against Shareholder
5 Report on Sustainable Packaging Against For Shareholder
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 12, 2019 Meeting Type: Annual
Record Date: APR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxanne S. Austin For For Management
1b Elect Director Douglas M. Baker, Jr. For For Management
1c Elect Director George S. Barrett For For Management
1d Elect Director Brian C. Cornell For For Management
1e Elect Director Calvin Darden For For Management
1f Elect Director Henrique De Castro For For Management
1g Elect Director Robert L. Edwards For For Management
1h Elect Director Melanie L. Healey For For Management
1i Elect Director Donald R. Knauss For For Management
1j Elect Director Monica C. Lozano For For Management
1k Elect Director Mary E. Minnick For For Management
1l Elect Director Kenneth L. Salazar For For Management
1m Elect Director Dmitri L. Stockton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: FEB 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Blinn For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Janet F. Clark For For Management
1d Elect Director Carrie S. Cox For For Management
1e Elect Director Martin S. Craighead For For Management
1f Elect Director Jean M. Hobby For For Management
1g Elect Director Ronald Kirk For For Management
1h Elect Director Pamela H. Patsley For For Management
1i Elect Director Robert E. Sanchez For For Management
1j Elect Director Richard K. Templeton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE AES CORPORATION
Ticker: AES Security ID: 00130H105
Meeting Date: APR 18, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet G. Davidson For For Management
1.2 Elect Director Andres R. Gluski For For Management
1.3 Elect Director Charles L. Harrington For For Management
1.4 Elect Director Tarun Khanna For For Management
1.5 Elect Director Holly K. Koeppel For For Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director Alain Monie For For Management
1.8 Elect Director John B. Morse, Jr. For For Management
1.9 Elect Director Moises Naim For For Management
1.10 Elect Director Jeffrey W. Ubben For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
- 29 -
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 21, 2019 Meeting Type: Annual
Record Date: MAR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kermit R. Crawford For For Management
1b Elect Director Michael L. Eskew For For Management
1c Elect Director Margaret M. Keane For For Management
1d Elect Director Siddharth N. "Bobby" For For Management
Mehta
1e Elect Director Jacques P. Perold For For Management
1f Elect Director Andrea Redmond For For Management
1g Elect Director Gregg M. Sherrill For For Management
1h Elect Director Judith A. Sprieser For For Management
1i Elect Director Perry M. Traquina For For Management
1j Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 09, 2019 Meeting Type: Annual
Record Date: FEB 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Linda Z. Cook For For Management
1c Elect Director Joseph J. Echevarria For For Management
1d Elect Director Edward P. Garden For For Management
1e Elect Director Jeffrey A. Goldstein For For Management
1f Elect Director John M. Hinshaw For For Management
1g Elect Director Edmund F. "Ted" Kelly For For Management
1h Elect Director Jennifer B. Morgan For For Management
1i Elect Director Elizabeth E. Robinson For For Management
1j Elect Director Charles W. Scharf For For Management
1k Elect Director Samuel C. Scott, III For For Management
1l Elect Director Alfred "Al" W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Provide Right to Act by Less than For For Management
Unanimous Written Consent
5 Approve Omnibus Stock Plan For For Management
6 Report on Gender Pay Gap Against For Shareholder
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 29, 2019 Meeting Type: Annual
Record Date: FEB 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert A. Bradway For For Management
1b Elect Director David L. Calhoun For For Management
1c Elect Director Arthur D. Collins, Jr. For For Management
1d Elect Director Edmund P. Giambastiani, For For Management
Jr.
1e Elect Director Lynn J. Good For For Management
1f Elect Director Nikki R. Haley For For Management
1g Elect Director Lawrence W. Kellner For For Management
1h Elect Director Caroline B. Kennedy For For Management
1i Elect Director Edward M. Liddy For For Management
1j Elect Director Dennis A. Muilenburg For For Management
1k Elect Director Susan C. Schwab For For Management
1l Elect Director Ronald A. Williams For For Management
1m Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Adjust Executive Compensation Metrics Against Against Shareholder
for Share Buybacks
6 Require Independent Board Chairman Against For Shareholder
7 Amend Proxy Access Right Against For Shareholder
8 Adopt Share Retention Policy For Against For Shareholder
Senior Executives
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 24, 2019 Meeting Type: Annual
Record Date: FEB 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Marc Bolland For For Management
1.4 Elect Director Ana Botin For For Management
1.5 Elect Director Christopher C. Davis For For Management
1.6 Elect Director Barry Diller For For Management
1.7 Elect Director Helene D. Gayle For For Management
1.8 Elect Director Alexis M. Herman For For Management
1.9 Elect Director Robert A. Kotick For For Management
1.10 Elect Director Maria Elena Lagomasino For For Management
1.11 Elect Director James Quincey For For Management
1.12 Elect Director Caroline J. Tsay For For Management
1.13 Elect Director David B. Weinberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Report on the Health Impacts and Risks Against Against Shareholder
of Sugar in the Company's Products
--------------------------------------------------------------------------------
- 30 -
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 02, 2019 Meeting Type: Annual
Record Date: MAR 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Drew G. Faust For For Management
1c Elect Director Mark A. Flaherty For For Management
1d Elect Director Ellen J. Kullman For For Management
1e Elect Director Lakshmi N. Mittal For For Management
1f Elect Director Adebayo O. Ogunlesi For For Management
1g Elect Director Peter Oppenheimer For For Management
1h Elect Director David M. Solomon For For Management
1i Elect Director Jan E. Tighe For For Management
1j Elect Director David A. Viniar For For Management
1k Elect Director Mark O. Winkelman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY
Ticker: GT Security ID: 382550101
Meeting Date: APR 08, 2019 Meeting Type: Annual
Record Date: FEB 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Firestone For For Management
1b Elect Director Werner Geissler For For Management
1c Elect Director Peter S. Hellman For For Management
1d Elect Director Laurette T. Koellner For For Management
1e Elect Director Richard J. Kramer For For Management
1f Elect Director W. Alan McCollough For For Management
1g Elect Director John E. McGlade For For Management
1h Elect Director Michael J. Morell For For Management
1i Elect Director Roderick A. Palmore For For Management
1j Elect Director Stephanie A. Streeter For For Management
1k Elect Director Thomas H. Weidemeyer For For Management
1l Elect Director Michael R. Wessel For For Management
1m Elect Director Thomas L. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 23, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerard J. Arpey For For Management
1b Elect Director Ari Bousbib For For Management
1c Elect Director Jeffery H. Boyd For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Helena B. Foulkes For For Management
1h Elect Director Linda R. Gooden For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Manuel Kadre For For Management
1k Elect Director Stephanie C. Linnartz For For Management
1l Elect Director Craig A. Menear For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prepare Employment Diversity Report Against For Shareholder
and Report on Diversity Policies
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Report on Prison Labor in the Supply Against For Shareholder
Chain
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 23, 2019 Meeting Type: Annual
Record Date: MAR 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jocelyn Carter-Miller For For Management
1.2 Elect Director H. John Greeniaus For For Management
1.3 Elect Director Mary J. Steele Guilfoile For For Management
1.4 Elect Director Dawn Hudson For For Management
1.5 Elect Director William T. Kerr For For Management
1.6 Elect Director Henry S. Miller For For Management
1.7 Elect Director Jonathan F. Miller For For Management
1.8 Elect Director Patrick Q. Moore For For Management
1.9 Elect Director Michael I. Roth For For Management
1.10 Elect Director David M. Thomas For For Management
1.11 Elect Director E. Lee Wyatt, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
- 31 -
THE J. M. SMUCKER COMPANY
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 15, 2018 Meeting Type: Annual
Record Date: JUN 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathryn W. Dindo For For Management
1b Elect Director Paul J. Dolan For For Management
1c Elect Director Jay L. Henderson For For Management
1d Elect Director Elizabeth Valk Long For For Management
1e Elect Director Gary A. Oatey For For Management
1f Elect Director Kirk L. Perry For For Management
1g Elect Director Sandra Pianalto For For Management
1h Elect Director Nancy Lopez Russell For Against Management
1i Elect Director Alex Shumate For For Management
1j Elect Director Mark T. Smucker For For Management
1k Elect Director Richard K. Smucker For For Management
1l Elect Director Timothy P. Smucker For For Management
1m Elect Director Dawn C. Willoughby For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE MACERICH COMPANY
Ticker: MAC Security ID: 554382101
Meeting Date: JUN 07, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peggy Alford For For Management
1b Elect Director John H. Alschuler For For Management
1c Elect Director Eric K. Brandt For For Management
1d Elect Director Edward C. Coppola For For Management
1e Elect Director Steven R. Hash For For Management
1f Elect Director Daniel J. Hirsch For For Management
1g Elect Director Diana M. Laing For For Management
1h Elect Director Thomas E. O'Hern For For Management
1i Elect Director Steven L. Soboroff For For Management
1j Elect Director Andrea M. Stephen For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 22, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janaki Akella For For Management
1b Elect Director Juanita Powell Baranco For For Management
1c Elect Director Jon A. Boscia For For Management
1d Elect Director Henry A. 'Hal' Clark, For For Management
III
1e Elect Director Anthony F. 'Tony' For For Management
Earley, Jr.
1f Elect Director Thomas A. Fanning For For Management
1g Elect Director David J. Grain For For Management
1h Elect Director Donald M. James For For Management
1i Elect Director John D. Johns For For Management
1j Elect Director Dale E. Klein For For Management
1k Elect Director Ernest J. Moniz For For Management
1l Elect Director William G. Smith, Jr. For For Management
1m Elect Director Steven R. Specker For For Management
1n Elect Director Larry D. Thompson For For Management
1o Elect Director E. Jenner Wood, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
THE WALT DISNEY CO.
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 07, 2019 Meeting Type: Annual
Record Date: JAN 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b Elect Director Mary T. Barra For For Management
1c Elect Director Safra A. Catz For For Management
1d Elect Director Francis A. deSouza For For Management
1e Elect Director Michael Froman For For Management
1f Elect Director Robert A. Iger For For Management
1g Elect Director Maria Elena Lagomasino For For Management
1h Elect Director Mark G. Parker For For Management
1i Elect Director Derica W. Rice For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Assess Feasibility of Cyber Security Against For Shareholder
and Data Privacy as a Performance
Measure for Senior Executive
Compensation
--------------------------------------------------------------------------------
- 32 -
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: JUL 27, 2018 Meeting Type: Special
Record Date: MAY 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THE WESTERN UNION COMPANY
Ticker: WU Security ID: 959802109
Meeting Date: MAY 17, 2019 Meeting Type: Annual
Record Date: MAR 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin I. Cole For For Management
1b Elect Director Hikmet Ersek For For Management
1c Elect Director Richard A. Goodman For For Management
1d Elect Director Betsy D. Holden For For Management
1e Elect Director Jeffrey A. Joerres For For Management
1f Elect Director Roberto G. Mendoza For For Management
1g Elect Director Michael A. Miles, Jr. For For Management
1h Elect Director Angela A. Sun For For Management
1i Elect Director Frances Fragos Townsend For For Management
1j Elect Director Solomon D. Trujillo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
TWENTY-FIRST CENTURY FOX, INC.
Ticker: FOXA Security ID: 90130A101
Meeting Date: JUL 27, 2018 Meeting Type: Special
Record Date: MAY 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Distribution Agreement For For Management
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 16, 2019 Meeting Type: Annual
Record Date: FEB 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warner L. Baxter For For Management
1b Elect Director Dorothy J. Bridges For For Management
1c Elect Director Elizabeth L. Buse For For Management
1d Elect Director Marc N. Casper For For Management
1e Elect Director Andrew Cecere For For Management
1f Elect Director Arthur D. Collins, Jr. For For Management
1g Elect Director Kimberly J. Harris For For Management
1h Elect Director Roland A. Hernandez For For Management
1i Elect Director Doreen Woo Ho For For Management
1j Elect Director Olivia F. Kirtley For For Management
1k Elect Director Karen S. Lynch For For Management
1l Elect Director Richard P. McKenney For For Management
1m Elect Director Yusuf I. Mehdi For For Management
1n Elect Director David B. O'Maley For For Management
1o Elect Director O'dell M. Owens For For Management
1p Elect Director Craig D. Schnuck For For Management
1q Elect Director Scott W. Wine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew H. Card, Jr. For For Management
1b Elect Director Erroll B. Davis, Jr. For For Management
1c Elect Director William J. DeLaney For For Management
1d Elect Director David B. Dillon For For Management
1e Elect Director Lance M. Fritz For For Management
1f Elect Director Deborah C. Hopkins For For Management
1g Elect Director Jane H. Lute For For Management
1h Elect Director Michael R. McCarthy For For Management
1i Elect Director Thomas F. McLarty, III For For Management
1j Elect Director Bhavesh V. Patel For For Management
1k Elect Director Jose H. Villarreal For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
- 33 -
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 09, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David P. Abney For For Management
1b Elect Director Rodney C. Adkins For For Management
1c Elect Director Michael J. Burns For For Management
1d Elect Director William R. Johnson For For Management
1e Elect Director Ann M. Livermore For For Management
1f Elect Director Rudy H.P. Markham For For Management
1g Elect Director Franck J. Moison For For Management
1h Elect Director Clark "Sandy" T. Randt, For For Management
Jr.
1i Elect Director Christiana Smith Shi For For Management
1j Elect Director John T. Stankey For For Management
1k Elect Director Carol B. Tome For For Management
1l Elect Director Kevin M. Warsh For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Report on Lobbying Payments and Policy Against For Shareholder
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 29, 2019 Meeting Type: Annual
Record Date: FEB 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd J. Austin, III For For Management
1b Elect Director Diane M. Bryant For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jean-Pierre Garnier For For Management
1e Elect Director Gregory J. Hayes For For Management
1f Elect Director Christopher J. Kearney For For Management
1g Elect Director Ellen J. Kullman For For Management
1h Elect Director Marshall O. Larsen For For Management
1i Elect Director Harold W. McGraw, III For For Management
1j Elect Director Margaret L. O'Sullivan For For Management
1k Elect Director Denise L. Ramos For For Management
1l Elect Director Fredric G. Reynolds For For Management
1m Elect Director Brian C. Rogers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Eliminate Supermajority Vote For For Management
Requirement to Approve Certain
Business Combinations
5 Ratify The Reduced Ownership Threshold For For Management
to Call a Special Meeting
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 03, 2019 Meeting Type: Annual
Record Date: APR 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Richard T. Burke For For Management
1c Elect Director Timothy P. Flynn For For Management
1d Elect Director Stephen J. Hemsley For For Management
1e Elect Director Michele J. Hooper For For Management
1f Elect Director F. William McNabb, III For For Management
1g Elect Director Valerie C. Montgomery For For Management
Rice
1h Elect Director John H. Noseworthy For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director David S. Wichmann For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC.
Ticker: UHS Security ID: 913903100
Meeting Date: MAY 15, 2019 Meeting Type: Annual
Record Date: MAR 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert H. Hotz For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
- 34 -
UNUM GROUP
Ticker: UNM Security ID: 91529Y106
Meeting Date: MAY 23, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore H. Bunting, Jr. For For Management
1.2 Elect Director Susan L. Cross For For Management
1.3 Elect Director Susan D. DeVore For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Cynthia L. Egan For For Management
1.6 Elect Director Kevin T. Kabat For For Management
1.7 Elect Director Timothy F. Keaney For For Management
1.8 Elect Director Gloria C. Larson For For Management
1.9 Elect Director Richard P. McKenney For For Management
1.10 Elect Director Ronald P. O'Hanley For For Management
1.11 Elect Director Francis J. Shammo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anat Ashkenazi For For Management
1b Elect Director Jeffrey R. Balser For For Management
1c Elect Director Judy Bruner For For Management
1d Elect Director Jean-Luc Butel For For Management
1e Elect Director Regina E. Dugan For For Management
1f Elect Director R. Andrew Eckert For For Management
1g Elect Director Timothy E. Guertin For For Management
1h Elect Director David J. Illingworth For For Management
1i Elect Director Dow R. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 02, 2019 Meeting Type: Annual
Record Date: MAR 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Mark T. Bertolini For For Management
1.3 Elect Director Vittorio Colao For For Management
1.4 Elect Director Melanie L. Healey For For Management
1.5 Elect Director Clarence Otis, Jr. For For Management
1.6 Elect Director Daniel H. Schulman For For Management
1.7 Elect Director Rodney E. Slater For For Management
1.8 Elect Director Kathryn A. Tesija For For Management
1.9 Elect Director Hans E. Vestberg For For Management
1.10 Elect Director Gregory G. Weaver For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Above-Market Earnings in Against For Shareholder
Executive Retirement Plans
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Online Child Exploitation Against For Shareholder
7 Assess Feasibility of Cyber Security Against Against Shareholder
and Data Privacy as a Performance
Measure for Senior Executive
Compensation
8 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
VISA, INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2019 Meeting Type: Annual
Record Date: NOV 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director John F. Lundgren For For Management
1f Elect Director Robert W. Matschullat For For Management
1g Elect Director Denise M. Morrison For For Management
1h Elect Director Suzanne Nora Johnson For For Management
1i Elect Director John A.C. Swainson For For Management
1j Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
- 35 -
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For For Management
1i Elect Director Leonard D. Schaeffer For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director James A. Skinner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Require Independent Board Chairman Against For Shareholder
6 Use GAAP for Executive Compensation Against Against Shareholder
Metrics
7 Report on Governance Measures Against For Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
WALMART INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 05, 2019 Meeting Type: Annual
Record Date: APR 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cesar Conde For For Management
1b Elect Director Stephen "Steve" J. For For Management
Easterbrook
1c Elect Director Timothy "Tim" P. Flynn For For Management
1d Elect Director Sarah J. Friar For For Management
1e Elect Director Carla A. Harris For For Management
1f Elect Director Thomas "Tom" W. Horton For For Management
1g Elect Director Marissa A. Mayer For For Management
1h Elect Director C. Douglas "Doug" For For Management
McMillon
1i Elect Director Gregory "Greg" B. Penner For For Management
1j Elect Director Steven "Steve" S For For Management
Reinemund
1k Elect Director S. Robson "Rob" Walton For For Management
1l Elect Director Steuart L. Walton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Sexual Harassment Against For Shareholder
5 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 23, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Celeste A. Clark For For Management
1c Elect Director Theodore F. Craver, Jr. For For Management
1d Elect Director Elizabeth A. "Betsy" For For Management
Duke
1e Elect Director Wayne M. Hewett For For Management
1f Elect Director Donald M. James For For Management
1g Elect Director Maria R. Morris For For Management
1h Elect Director Juan A. Pujadas For For Management
1i Elect Director James H. Quigley For For Management
1j Elect Director Ronald L. Sargent For For Management
1k Elect Director C. Allen Parker For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
5 Report on Incentive-Based Compensation Against For Shareholder
and Risks of Material Losses
6 Report on Global Median Gender Pay Gap Against For Shareholder
--------------------------------------------------------------------------------
- 36 -
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
Ticker: WAB Security ID: 929740108
Meeting Date: MAY 17, 2019 Meeting Type: Annual
Record Date: MAR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Kassling For For Management
1.2 Elect Director Albert J. Neupaver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
XEROX CORPORATION
Ticker: XRX Security ID: 984121608
Meeting Date: JUL 31, 2018 Meeting Type: Annual
Record Date: JUN 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory Q. Brown For For Management
1.2 Elect Director Keith Cozza For For Management
1.3 Elect Director Jonathan Christodoro For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Nicholas Graziano For For Management
1.6 Elect Director Cheryl Gordon Krongard For For Management
1.7 Elect Director Scott Letier For For Management
1.8 Elect Director Sara Martinez Tucker For For Management
1.9 Elect Director Giovanni ('John') For For Management
Visentin
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
XEROX CORPORATION
Ticker: XRX Security ID: 984121608
Meeting Date: MAY 21, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization For For Management
2.1 Elect Director Keith Cozza For For Management
2.2 Elect Director Jonathan Christodoro For For Management
2.3 Elect Director Joseph J. Echevarria For For Management
2.4 Elect Director Nicholas Graziano For For Management
2.5 Elect Director Cheryl Gordon Krongard For For Management
2.6 Elect Director Scott Letier For For Management
2.7 Elect Director Giovanni "John" Visentin For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Adopt Majority Voting Standard for For For Management
Certain Corporate Actions
6 Adjourn Meeting For Against Management
7 Reduce Supermajority Vote Requirement None For Shareholder
- 37 -
=================== EquityCompass Tactical Risk Manager ETF ====================
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 01, 2019 Meeting Type: Annual
Record Date: DEC 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For Abstain Management
1b Elect Director Herbert Hainer For Abstain Management
1c Elect Director Marjorie Magner For Abstain Management
1d Elect Director Nancy McKinstry For Abstain Management
1e Elect Director David P. Rowland For Abstain Management
1f Elect Director Gilles C. Pelisson For Abstain Management
1g Elect Director Paula A. Price For Abstain Management
1h Elect Director Venkata (Murthy) For Abstain Management
Renduchintala
1i Elect Director Arun Sarin For Abstain Management
1j Elect Director Frank K. Tang For Against Management
1k Elect Director Tracey T. Travis For Abstain Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For Abstain Management
Authorize Board to Fix Their
Remuneration
4 Authorize Issuance of Equity or For Abstain Management
Equity-Linked Securities with
Preemptive Rights
5 Authorize Issuance of Equity or For Abstain Management
Equity-Linked Securities without
Preemptive Rights
6 Determine the Price Range at which For Abstain Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 01, 2019 Meeting Type: Annual
Record Date: DEC 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For Against Management
1b Elect Director Herbert Hainer For Against Management
1c Elect Director Marjorie Magner For Abstain Management
1d Elect Director Nancy McKinstry For Abstain Management
1e Elect Director David P. Rowland For Against Management
1f Elect Director Gilles C. Pelisson For Against Management
1g Elect Director Paula A. Price For Abstain Management
1h Elect Director Venkata (Murthy) For Against Management
Renduchintala
1i Elect Director Arun Sarin For Against Management
1j Elect Director Frank K. Tang For Abstain Management
1k Elect Director Tracey T. Travis For Against Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For Against Management
Authorize Board to Fix Their
Remuneration
4 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights
5 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Determine the Price Range at which For Against Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 01, 2019 Meeting Type: Annual
Record Date: DEC 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For Against Management
1b Elect Director Herbert Hainer For Against Management
1c Elect Director Marjorie Magner For Abstain Management
1d Elect Director Nancy McKinstry For Against Management
1e Elect Director David P. Rowland For Against Management
1f Elect Director Gilles C. Pelisson For Against Management
1g Elect Director Paula A. Price For Against Management
1h Elect Director Venkata (Murthy) For Against Management
Renduchintala
1i Elect Director Arun Sarin For Against Management
1j Elect Director Frank K. Tang For Abstain Management
1k Elect Director Tracey T. Travis For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For Against Management
Authorize Board to Fix Their
Remuneration
4 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights
5 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Determine the Price Range at which For Against Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
- 38 -
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 01, 2019 Meeting Type: Annual
Record Date: DEC 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For Against Management
1b Elect Director Herbert Hainer For Against Management
1c Elect Director Marjorie Magner For Against Management
1d Elect Director Nancy McKinstry For Against Management
1e Elect Director David P. Rowland For Against Management
1f Elect Director Gilles C. Pelisson For Against Management
1g Elect Director Paula A. Price For Against Management
1h Elect Director Venkata (Murthy) For Against Management
Renduchintala
1i Elect Director Arun Sarin For Against Management
1j Elect Director Frank K. Tang For Abstain Management
1k Elect Director Tracey T. Travis For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For Against Management
Authorize Board to Fix Their
Remuneration
4 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights
5 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Determine the Price Range at which For Against Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 01, 2019 Meeting Type: Annual
Record Date: DEC 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For Against Management
1b Elect Director Herbert Hainer For For Management
1c Elect Director Marjorie Magner For Against Management
1d Elect Director Nancy McKinstry For Against Management
1e Elect Director David P. Rowland For Against Management
1f Elect Director Gilles C. Pelisson For Against Management
1g Elect Director Paula A. Price For Against Management
1h Elect Director Venkata (Murthy) For Against Management
Renduchintala
1i Elect Director Arun Sarin For For Management
1j Elect Director Frank K. Tang For For Management
1k Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For Against Management
Authorize Board to Fix Their
Remuneration
4 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights
5 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Determine the Price Range at which For Against Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 01, 2019 Meeting Type: Annual
Record Date: DEC 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Herbert Hainer For For Management
1c Elect Director Marjorie Magner For Against Management
1d Elect Director Nancy McKinstry For Against Management
1e Elect Director David P. Rowland For Against Management
1f Elect Director Gilles C. Pelisson For Against Management
1g Elect Director Paula A. Price For Against Management
1h Elect Director Venkata (Murthy) For Against Management
Renduchintala
1i Elect Director Arun Sarin For For Management
1j Elect Director Frank K. Tang For For Management
1k Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For Against Management
Authorize Board to Fix Their
Remuneration
4 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights
5 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Determine the Price Range at which For Against Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
- 39 -
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 01, 2019 Meeting Type: Annual
Record Date: DEC 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Herbert Hainer For For Management
1c Elect Director Marjorie Magner For Against Management
1d Elect Director Nancy McKinstry For Against Management
1e Elect Director David P. Rowland For Against Management
1f Elect Director Gilles C. Pelisson For Against Management
1g Elect Director Paula A. Price For Against Management
1h Elect Director Venkata (Murthy) For Against Management
Renduchintala
1i Elect Director Arun Sarin For For Management
1j Elect Director Frank K. Tang For For Management
1k Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For Against Management
Authorize Board to Fix Their
Remuneration
4 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights
5 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 01, 2019 Meeting Type: Annual
Record Date: DEC 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Herbert Hainer For For Management
1c Elect Director Marjorie Magner For Against Management
1d Elect Director Nancy McKinstry For Against Management
1e Elect Director David P. Rowland For Against Management
1f Elect Director Gilles C. Pelisson For Against Management
1g Elect Director Paula A. Price For Against Management
1h Elect Director Venkata (Murthy) For For Management
Renduchintala
1i Elect Director Arun Sarin For For Management
1j Elect Director Frank K. Tang For For Management
1k Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For Against Management
Authorize Board to Fix Their
Remuneration
4 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights
5 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 01, 2019 Meeting Type: Annual
Record Date: DEC 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Herbert Hainer For For Management
1c Elect Director Marjorie Magner For Against Management
1d Elect Director Nancy McKinstry For Against Management
1e Elect Director David P. Rowland For Against Management
1f Elect Director Gilles C. Pelisson For Against Management
1g Elect Director Paula A. Price For Against Management
1h Elect Director Venkata (Murthy) For For Management
Renduchintala
1i Elect Director Arun Sarin For For Management
1j Elect Director Frank K. Tang For For Management
1k Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For Against Management
Authorize Board to Fix Their
Remuneration
4 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
- 40 -
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 01, 2019 Meeting Type: Annual
Record Date: DEC 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Herbert Hainer For For Management
1c Elect Director Marjorie Magner For Against Management
1d Elect Director Nancy McKinstry For Against Management
1e Elect Director David P. Rowland For For Management
1f Elect Director Gilles C. Pelisson For Against Management
1g Elect Director Paula A. Price For Against Management
1h Elect Director Venkata (Murthy) For For Management
Renduchintala
1i Elect Director Arun Sarin For For Management
1j Elect Director Frank K. Tang For For Management
1k Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For Against Management
Authorize Board to Fix Their
Remuneration
4 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 01, 2019 Meeting Type: Annual
Record Date: DEC 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Herbert Hainer For For Management
1c Elect Director Marjorie Magner For Against Management
1d Elect Director Nancy McKinstry For Against Management
1e Elect Director David P. Rowland For For Management
1f Elect Director Gilles C. Pelisson For Against Management
1g Elect Director Paula A. Price For Against Management
1h Elect Director Venkata (Murthy) For For Management
Renduchintala
1i Elect Director Arun Sarin For For Management
1j Elect Director Frank K. Tang For For Management
1k Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For Against Management
Authorize Board to Fix Their
Remuneration
4 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 01, 2019 Meeting Type: Annual
Record Date: DEC 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Herbert Hainer For For Management
1c Elect Director Marjorie Magner For Against Management
1d Elect Director Nancy McKinstry For Against Management
1e Elect Director David P. Rowland For For Management
1f Elect Director Gilles C. Pelisson For Against Management
1g Elect Director Paula A. Price For For Management
1h Elect Director Venkata (Murthy) For For Management
Renduchintala
1i Elect Director Arun Sarin For For Management
1j Elect Director Frank K. Tang For For Management
1k Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For Against Management
Authorize Board to Fix Their
Remuneration
4 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
- 41 -
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 01, 2019 Meeting Type: Annual
Record Date: DEC 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Herbert Hainer For For Management
1c Elect Director Marjorie Magner For Against Management
1d Elect Director Nancy McKinstry For For Management
1e Elect Director David P. Rowland For For Management
1f Elect Director Gilles C. Pelisson For Against Management
1g Elect Director Paula A. Price For For Management
1h Elect Director Venkata (Murthy) For For Management
Renduchintala
1i Elect Director Arun Sarin For For Management
1j Elect Director Frank K. Tang For For Management
1k Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For Against Management
Authorize Board to Fix Their
Remuneration
4 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 01, 2019 Meeting Type: Annual
Record Date: DEC 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Herbert Hainer For For Management
1c Elect Director Marjorie Magner For Against Management
1d Elect Director Nancy McKinstry For For Management
1e Elect Director David P. Rowland For For Management
1f Elect Director Gilles C. Pelisson For For Management
1g Elect Director Paula A. Price For For Management
1h Elect Director Venkata (Murthy) For For Management
Renduchintala
1i Elect Director Arun Sarin For For Management
1j Elect Director Frank K. Tang For For Management
1k Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For Against Management
Authorize Board to Fix Their
Remuneration
4 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 01, 2019 Meeting Type: Annual
Record Date: DEC 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Herbert Hainer For For Management
1c Elect Director Marjorie Magner For Against Management
1d Elect Director Nancy McKinstry For For Management
1e Elect Director David P. Rowland For For Management
1f Elect Director Gilles C. Pelisson For For Management
1g Elect Director Paula A. Price For For Management
1h Elect Director Venkata (Murthy) For For Management
Renduchintala
1i Elect Director Arun Sarin For For Management
1j Elect Director Frank K. Tang For For Management
1k Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
- 42 -
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 01, 2019 Meeting Type: Annual
Record Date: DEC 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Herbert Hainer For For Management
1c Elect Director Marjorie Magner For For Management
1d Elect Director Nancy McKinstry For For Management
1e Elect Director David P. Rowland For For Management
1f Elect Director Gilles C. Pelisson For For Management
1g Elect Director Paula A. Price For For Management
1h Elect Director Venkata (Murthy) For For Management
Renduchintala
1i Elect Director Arun Sarin For For Management
1j Elect Director Frank K. Tang For For Management
1k Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 01, 2019 Meeting Type: Annual
Record Date: DEC 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Herbert Hainer For For Management
1c Elect Director Marjorie Magner For For Management
1d Elect Director Nancy McKinstry For For Management
1e Elect Director David P. Rowland For For Management
1f Elect Director Gilles C. Pelisson For For Management
1g Elect Director Paula A. Price For For Management
1h Elect Director Venkata (Murthy) For For Management
Renduchintala
1i Elect Director Arun Sarin For For Management
1j Elect Director Frank K. Tang For For Management
1k Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION
Ticker: ADS Security ID: 018581108
Meeting Date: JUN 04, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce K. Anderson For For Management
1.2 Elect Director Roger H. Ballou For For Management
1.3 Elect Director Kelly J. Barlow For For Management
1.4 Elect Director Edward J. Heffernan For For Management
1.5 Elect Director Kenneth R. Jensen For For Management
1.6 Elect Director Robert A. Minicucci For For Management
1.7 Elect Director Timothy J. Theriault For For Management
1.8 Elect Director Laurie A. Tucker For For Management
1.9 Elect Director Sharen J. Turney For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
- 43 -
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 19, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director John L. Hennessy For For Management
1.4 Elect Director L. John Doerr For Withhold Management
1.5 Elect Director Roger W. Ferguson, Jr. For For Management
1.6 Elect Director Ann Mather For Withhold Management
1.7 Elect Director Alan R. Mulally For For Management
1.8 Elect Director Sundar Pichai For For Management
1.9 Elect Director K. Ram Shriram For Withhold Management
1.10 Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Adopt a Policy Prohibiting Inequitable Against For Shareholder
Employment Practices
6 Establish Societal Risk Oversight Against For Shareholder
Committee
7 Report on Sexual Harassment Policies Against For Shareholder
8 Require a Majority Vote for the Against For Shareholder
Election of Directors
9 Report on Gender Pay Gap Against For Shareholder
10 Employ Advisors to Explore Against Against Shareholder
Alternatives to Maximize Value
11 Approve Nomination of Employee Against Against Shareholder
Representative Director
12 Adopt Simple Majority Vote Against Against Shareholder
13 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
14 Report on Human Rights Risk Assessment Against Against Shareholder
15 Adopt Compensation Clawback Policy Against For Shareholder
16 Report on Policies and Risks Related Against Against Shareholder
to Content Governance
--------------------------------------------------------------------------------
APPLE, INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: MAR 01, 2019 Meeting Type: Annual
Record Date: JAN 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Bob Iger For For Management
1e Elect Director Andrea Jung For For Management
1f Elect Director Art Levinson For For Management
1g Elect Director Ron Sugar For For Management
1h Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Amendments Against For Shareholder
5 Disclose Board Diversity and Against Against Shareholder
Qualifications
--------------------------------------------------------------------------------
BIOGEN INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 19, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John R. Chiminski None None Management
*Withdrawn Resolution*
1b Elect Director Alexander J. Denner For For Management
1c Elect Director Caroline D. Dorsa For For Management
1d Elect Director William A. Hawkins For For Management
1e Elect Director Nancy L. Leaming For For Management
1f Elect Director Jesus B. Mantas For For Management
1g Elect Director Richard C. Mulligan For For Management
1h Elect Director Robert W. Pangia For For Management
1i Elect Director Stelios Papadopoulos For For Management
1j Elect Director Brian S. Posner For For Management
1k Elect Director Eric K. Rowinsky For For Management
1l Elect Director Lynn Schenk For For Management
1m Elect Director Stephen A. Sherwin For For Management
1n Elect Director Michel Vounatsos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
- 44 -
BOOKING HOLDINGS INC.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: APR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Jeffery H. Boyd For For Management
1.3 Elect Director Glenn D. Fogel For For Management
1.4 Elect Director Mirian Graddick-Weir For For Management
1.5 Elect Director James M. Guyette For For Management
1.6 Elect Director Wei Hopeman For For Management
1.7 Elect Director Robert J. Mylod, Jr. For For Management
1.8 Elect Director Charles H. Noski For For Management
1.9 Elect Director Nancy B. Peretsman For For Management
1.10 Elect Director Nicholas J. Read For For Management
1.11 Elect Director Thomas E. Rothman For For Management
1.12 Elect Director Lynn M. Vojvodich For For Management
1.13 Elect Director Vanessa A. Wittman For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Bylaw Against For Shareholder
--------------------------------------------------------------------------------
BRIGHTHOUSE FINANCIAL, INC.
Ticker: BHF Security ID: 10922N103
Meeting Date: JUN 13, 2019 Meeting Type: Annual
Record Date: APR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Irene Chang Britt For Withhold Management
1b Elect Director C. Edward (Chuck) For For Management
Chaplin
1c Elect Director Eileen A. Mallesch For For Management
1d Elect Director Paul M. Wetzel For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 29, 2019 Meeting Type: Annual
Record Date: APR 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Robert J. Bertolini For For Management
1C Elect Director Giovanni Caforio For For Management
1D Elect Director Matthew W. Emmens For For Management
1E Elect Director Michael Grobstein For For Management
1F Elect Director Alan J. Lacy For For Management
1G Elect Director Dinesh C. Paliwal For For Management
1H Elect Director Theodore R. Samuels For For Management
1I Elect Director Vicki L. Sato For For Management
1J Elect Director Gerald L. Storch For For Management
1K Elect Director Karen H. Vousden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 12, 2019 Meeting Type: Annual
Record Date: APR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly A. Ayotte For For Management
1.2 Elect Director David L. Calhoun For For Management
1.3 Elect Director Daniel M. Dickinson For For Management
1.4 Elect Director Juan Gallardo For For Management
1.5 Elect Director Dennis A. Muilenburg For For Management
1.6 Elect Director William A. Osborn For For Management
1.7 Elect Director Debra L. Reed-Klages For For Management
1.8 Elect Director Edward B. Rust, Jr. For For Management
1.9 Elect Director Susan C. Schwab For For Management
1.10 Elect Director D. James Umpleby, III For For Management
1.11 Elect Director Miles D. White For For Management
1.12 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against For Shareholder
5 Report on Risks of Doing Business in Against Against Shareholder
Conflict-Affected Areas
--------------------------------------------------------------------------------
- 45 -
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 12, 2018 Meeting Type: Annual
Record Date: OCT 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Michael D. Capellas For For Management
1c Elect Director Mark Garrett For For Management
1d Elect Director Kristina M. Johnson For For Management
1e Elect Director Roderick C. McGeary For For Management
1f Elect Director Charles H. Robbins For For Management
1g Elect Director Arun Sarin For For Management
1h Elect Director Brenton L. Saunders For For Management
1i Elect Director Steven M. West For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Require Independent Board Chairman Against Against Shareholder
6 Adjust Executive Compensation Metrics Against Against Shareholder
for Share Buybacks
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 05, 2019 Meeting Type: Annual
Record Date: APR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Sheldon M. Bonovitz For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Maritza G. Montiel For For Management
1.8 Elect Director Asuka Nakahara For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Brian L. Roberts For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORP.
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 24, 2019 Meeting Type: Annual
Record Date: NOV 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamilton E. James For Withhold Management
1.2 Elect Director John W. Stanton For Withhold Management
1.3 Elect Director Mary Agnes (Maggie) For Withhold Management
Wilderotter
2 Ratify KPMG LLP as Auditors For Abstain Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Abstain Management
5 Declassify the Board of Directors For Abstain Management
6 Reduce Supermajority Vote Requirement For Abstain Management
7 Report on Human Rights Risk Assessment Against Abstain Shareholder
Process
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORP.
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 24, 2019 Meeting Type: Annual
Record Date: NOV 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamilton E. James For Withhold Management
1.2 Elect Director John W. Stanton For Withhold Management
1.3 Elect Director Mary Agnes (Maggie) For Withhold Management
Wilderotter
2 Ratify KPMG LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Abstain Management
5 Declassify the Board of Directors For Abstain Management
6 Reduce Supermajority Vote Requirement For Abstain Management
7 Report on Human Rights Risk Assessment Against Abstain Shareholder
Process
--------------------------------------------------------------------------------
- 46 -
COSTCO WHOLESALE CORP.
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 24, 2019 Meeting Type: Annual
Record Date: NOV 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamilton E. James For Withhold Management
1.2 Elect Director John W. Stanton For Withhold Management
1.3 Elect Director Mary Agnes (Maggie) For Withhold Management
Wilderotter
2 Ratify KPMG LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Abstain Management
5 Declassify the Board of Directors For Against Management
6 Reduce Supermajority Vote Requirement For Abstain Management
7 Report on Human Rights Risk Assessment Against Abstain Shareholder
Process
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORP.
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 24, 2019 Meeting Type: Annual
Record Date: NOV 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamilton E. James For Withhold Management
1.2 Elect Director John W. Stanton For Withhold Management
1.3 Elect Director Mary Agnes (Maggie) For Withhold Management
Wilderotter
2 Ratify KPMG LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Abstain Management
5 Declassify the Board of Directors For Against Management
6 Reduce Supermajority Vote Requirement For Against Management
7 Report on Human Rights Risk Assessment Against Abstain Shareholder
Process
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORP.
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 24, 2019 Meeting Type: Annual
Record Date: NOV 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamilton E. James For Withhold Management
1.2 Elect Director John W. Stanton For Withhold Management
1.3 Elect Director Mary Agnes (Maggie) For Withhold Management
Wilderotter
2 Ratify KPMG LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Declassify the Board of Directors For Against Management
6 Reduce Supermajority Vote Requirement For Against Management
7 Report on Human Rights Risk Assessment Against Abstain Shareholder
Process
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORP.
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 24, 2019 Meeting Type: Annual
Record Date: NOV 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamilton E. James For Withhold Management
1.2 Elect Director John W. Stanton For Withhold Management
1.3 Elect Director Mary Agnes (Maggie) For Withhold Management
Wilderotter
2 Ratify KPMG LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Declassify the Board of Directors For For Management
6 Reduce Supermajority Vote Requirement For Against Management
7 Report on Human Rights Risk Assessment Against Abstain Shareholder
Process
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORP.
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 24, 2019 Meeting Type: Annual
Record Date: NOV 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamilton E. James For Withhold Management
1.2 Elect Director John W. Stanton For For Management
1.3 Elect Director Mary Agnes (Maggie) For Withhold Management
Wilderotter
2 Ratify KPMG LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Declassify the Board of Directors For For Management
6 Reduce Supermajority Vote Requirement For Against Management
7 Report on Human Rights Risk Assessment Against Abstain Shareholder
Process
--------------------------------------------------------------------------------
- 47 -
COSTCO WHOLESALE CORP.
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 24, 2019 Meeting Type: Annual
Record Date: NOV 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamilton E. James For Withhold Management
1.2 Elect Director John W. Stanton For For Management
1.3 Elect Director Mary Agnes (Maggie) For Withhold Management
Wilderotter
2 Ratify KPMG LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Declassify the Board of Directors For For Management
6 Reduce Supermajority Vote Requirement For For Management
7 Report on Human Rights Risk Assessment Against Abstain Shareholder
Process
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORP.
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 24, 2019 Meeting Type: Annual
Record Date: NOV 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamilton E. James For Withhold Management
1.2 Elect Director John W. Stanton For For Management
1.3 Elect Director Mary Agnes (Maggie) For Withhold Management
Wilderotter
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Declassify the Board of Directors For For Management
6 Reduce Supermajority Vote Requirement For For Management
7 Report on Human Rights Risk Assessment Against Abstain Shareholder
Process
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORP.
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 24, 2019 Meeting Type: Annual
Record Date: NOV 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamilton E. James For Withhold Management
1.2 Elect Director John W. Stanton For For Management
1.3 Elect Director Mary Agnes (Maggie) For Withhold Management
Wilderotter
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Declassify the Board of Directors For For Management
6 Reduce Supermajority Vote Requirement For For Management
7 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORP.
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 24, 2019 Meeting Type: Annual
Record Date: NOV 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamilton E. James For For Management
1.2 Elect Director John W. Stanton For For Management
1.3 Elect Director Mary Agnes (Maggie) For Withhold Management
Wilderotter
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Declassify the Board of Directors For For Management
6 Reduce Supermajority Vote Requirement For For Management
7 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORP.
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 24, 2019 Meeting Type: Annual
Record Date: NOV 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamilton E. James For For Management
1.2 Elect Director John W. Stanton For For Management
1.3 Elect Director Mary Agnes (Maggie) For Withhold Management
Wilderotter
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Declassify the Board of Directors For For Management
6 Reduce Supermajority Vote Requirement For For Management
7 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
- 48 -
COSTCO WHOLESALE CORP.
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 24, 2019 Meeting Type: Annual
Record Date: NOV 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamilton E. James For For Management
1.2 Elect Director John W. Stanton For For Management
1.3 Elect Director Mary Agnes (Maggie) For For Management
Wilderotter
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Declassify the Board of Directors For For Management
6 Reduce Supermajority Vote Requirement For For Management
7 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORP.
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 24, 2019 Meeting Type: Annual
Record Date: NOV 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamilton E. James For For Management
1.2 Elect Director John W. Stanton For For Management
1.3 Elect Director Mary Agnes (Maggie) For For Management
Wilderotter
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Declassify the Board of Directors For For Management
6 Reduce Supermajority Vote Requirement For For Management
7 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORP.
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 24, 2019 Meeting Type: Annual
Record Date: NOV 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamilton E. James For For Management
1.2 Elect Director John W. Stanton For For Management
1.3 Elect Director Mary Agnes (Maggie) For For Management
Wilderotter
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Declassify the Board of Directors For For Management
6 Reduce Supermajority Vote Requirement For For Management
7 Report on Human Rights Risk Assessment Against Against Shareholder
Process
--------------------------------------------------------------------------------
COTY, INC.
Ticker: COTY Security ID: 222070203
Meeting Date: NOV 06, 2018 Meeting Type: Annual
Record Date: SEP 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lambertus J.H. Becht For For Management
1.2 Elect Director Sabine Chalmers For For Management
1.3 Elect Director Joachim Faber For For Management
1.4 Elect Director Olivier Goudet For For Management
1.5 Elect Director Peter Harf For For Management
1.6 Elect Director Paul S. Michaels For For Management
1.7 Elect Director Camillo Pane For For Management
1.8 Elect Director Erhard Schoewel For For Management
1.9 Elect Director Robert Singer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DAVITA INC.
Ticker: DVA Security ID: 23918K108
Meeting Date: JUN 17, 2019 Meeting Type: Annual
Record Date: APR 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pamela M. Arway For For Management
1b Elect Director Charles G. Berg For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director Pascal Desroches For For Management
1e Elect Director Paul J. Diaz For For Management
1f Elect Director Peter T. Grauer For For Management
1g Elect Director John M. Nehra For For Management
1h Elect Director Javier J. Rodriguez For For Management
1i Elect Director William L. Roper For For Management
1j Elect Director Kent J. Thiry For For Management
1k Elect Director Phyllis R. Yale For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
- 49 -
DOWDUPONT INC.
Ticker: DWDP Security ID: 26078J100
Meeting Date: MAY 23, 2019 Meeting Type: Special
Record Date: MAY 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DUPONT DE NEMOURS, INC.
Ticker: DD Security ID: 26078J100
Meeting Date: JUN 25, 2019 Meeting Type: Annual
Record Date: APR 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward D. Breen For For Management
1b Elect Director Ruby R. Chandy For For Management
1c Elect Director Franklin K. Clyburn, Jr. For For Management
1d Elect Director Terrence R. Curtin For For Management
1e Elect Director Alexander M. Cutler For For Management
1f Elect Director C. Marc Doyle For For Management
1g Elect Director Eleuthere I. du Pont For For Management
1h Elect Director Rajiv L. Gupta For For Management
1i Elect Director Luther C. Kissam For For Management
1j Elect Director Frederick M. Lowery For For Management
1k Elect Director Raymond J. Milchovich For For Management
1l Elect Director Steven M. Sterin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Pay Disparity Against Against Shareholder
6 Report on Public Health Risks of Against Against Shareholder
Petrochemical Operations in Flood
Prone Areas
7 Report on Efforts to Reduce Plastic Against Against Shareholder
Pellet Pollution
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 05, 2019 Meeting Type: Annual
Record Date: NOV 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clemens A. H. Boersig For Withhold Management
1.2 Elect Director Joshua B. Bolten For Withhold Management
1.3 Elect Director Lori M. Lee For Withhold Management
2 Ratify KPMG LLP as Auditors For Abstain Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 05, 2019 Meeting Type: Annual
Record Date: NOV 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clemens A. H. Boersig For Withhold Management
1.2 Elect Director Joshua B. Bolten For Withhold Management
1.3 Elect Director Lori M. Lee For Withhold Management
2 Ratify KPMG LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 05, 2019 Meeting Type: Annual
Record Date: NOV 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clemens A. H. Boersig For Withhold Management
1.2 Elect Director Joshua B. Bolten For Withhold Management
1.3 Elect Director Lori M. Lee For For Management
2 Ratify KPMG LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 05, 2019 Meeting Type: Annual
Record Date: NOV 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clemens A. H. Boersig For Withhold Management
1.2 Elect Director Joshua B. Bolten For Withhold Management
1.3 Elect Director Lori M. Lee For For Management
2 Ratify KPMG LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
- 50 -
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 05, 2019 Meeting Type: Annual
Record Date: NOV 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clemens A. H. Boersig For For Management
1.2 Elect Director Joshua B. Bolten For Withhold Management
1.3 Elect Director Lori M. Lee For For Management
2 Ratify KPMG LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 05, 2019 Meeting Type: Annual
Record Date: NOV 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clemens A. H. Boersig For For Management
1.2 Elect Director Joshua B. Bolten For Withhold Management
1.3 Elect Director Lori M. Lee For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 05, 2019 Meeting Type: Annual
Record Date: NOV 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clemens A. H. Boersig For For Management
1.2 Elect Director Joshua B. Bolten For For Management
1.3 Elect Director Lori M. Lee For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 05, 2019 Meeting Type: Annual
Record Date: NOV 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clemens A. H. Boersig For For Management
1.2 Elect Director Joshua B. Bolten For For Management
1.3 Elect Director Lori M. Lee For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 30, 2019 Meeting Type: Annual
Record Date: APR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Alford For For Management
1.2 Elect Director Marc L. Andreessen For Withhold Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Susan D. For For Management
Desmond-Hellmann
1.5 Elect Director Sheryl K. Sandberg For Withhold Management
1.6 Elect Director Peter A. Thiel For For Management
1.7 Elect Director Jeffrey D. Zients For For Management
1.8 Elect Director Mark Zuckerberg For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Require Independent Board Chairman Against For Shareholder
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
8 Disclose Board Diversity and Against Against Shareholder
Qualifications Matrix
9 Report on Content Governance Against Against Shareholder
10 Report on Global Median Gender Pay Gap Against For Shareholder
11 Prepare Employment Diversity Report Against Against Shareholder
and Report on Diversity Policies
12 Study Strategic Alternatives Including Against Against Shareholder
Sale of Assets
--------------------------------------------------------------------------------
- 51 -
FEDEX CORP.
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 24, 2018 Meeting Type: Annual
Record Date: JUL 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Edwardson For For Management
1.2 Elect Director Marvin R. Ellison For For Management
1.3 Elect Director Susan Patricia Griffith For For Management
1.4 Elect Director John C. (Chris) Inglis For For Management
1.5 Elect Director Kimberly A. Jabal For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director R. Brad Martin For For Management
1.8 Elect Director Joshua Cooper Ramo For For Management
1.9 Elect Director Susan C. Schwab For For Management
1.10 Elect Director Frederick W. Smith For For Management
1.11 Elect Director David P. Steiner For For Management
1.12 Elect Director Paul S. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Bylaw Amendment Confirmation by Against Against Shareholder
Shareholders
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 04, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary T. Barra For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Linda R. Gooden For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Jane L. Mendillo For For Management
1f Elect Director Judith A. Miscik For For Management
1g Elect Director Patricia F. Russo For For Management
1h Elect Director Thomas M. Schoewe For For Management
1i Elect Director Theodore M. Solso For For Management
1j Elect Director Carol M. Stephenson For For Management
1k Elect Director Devin N. Wenig For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Independent Board Chairman Against For Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
H&R BLOCK, INC.
Ticker: HRB Security ID: 093671105
Meeting Date: SEP 13, 2018 Meeting Type: Annual
Record Date: JUL 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angela N. Archon For For Management
1b Elect Director Paul J. Brown For For Management
1c Elect Director Robert A. Gerard For For Management
1d Elect Director Richard A. Johnson For For Management
1e Elect Director Jeffrey J. Jones, II For For Management
1f Elect Director David Baker Lewis For For Management
1g Elect Director Victoria J. Reich For For Management
1h Elect Director Bruce C. Rohde For For Management
1i Elect Director Matthew E. Winter For For Management
1j Elect Director Christianna Wood For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 25, 2019 Meeting Type: Annual
Record Date: APR 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director David R. Carlucci For For Management
1d Elect Director Richard K. Davis For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Julius Genachowski For For Management
1g Elect Director Choon Phong Goh For For Management
1h Elect Director Merit E. Janow For For Management
1i Elect Director Oki Matsumoto For For Management
1j Elect Director Youngme Moon For For Management
1k Elect Director Rima Qureshi For For Management
1l Elect Director Jose Octavio Reyes For For Management
Lagunes
1m Elect Director Gabrielle Sulzberger For For Management
1n Elect Director Jackson Tai For For Management
1o Elect Director Lance Uggla For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Gender Pay Gap Against For Shareholder
5 Establish Human Rights Board Committee Against Against Shareholder
--------------------------------------------------------------------------------
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MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 07, 2018 Meeting Type: Annual
Record Date: OCT 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard H. Anderson For For Management
1b Elect Director Craig Arnold For For Management
1c Elect Director Scott C. Donnelly For For Management
1d Elect Director Randall J. Hogan, III For For Management
1e Elect Director Omar Ishrak For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director James T. Lenehan For For Management
1h Elect Director Elizabeth G. Nabel For For Management
1i Elect Director Denise M. O'Leary For For Management
1j Elect Director Kendall J. Powell For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 18, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl W. Grise For For Management
1b Elect Director Carlos M. Gutierrez For For Management
1c Elect Director Gerald L. Hassell For For Management
1d Elect Director David L. Herzog For For Management
1e Elect Director R. Glenn Hubbard For For Management
1f Elect Director Edward J. Kelly, III For For Management
1g Elect Director William E. Kennard For For Management
1h Elect Director Michel A. Khalaf For For Management
1i Elect Director James M. Kilts For For Management
1j Elect Director Catherine R. Kinney For For Management
1k Elect Director Diana L. McKenzie For For Management
1l Elect Director Denise M. Morrison For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 28, 2018 Meeting Type: Annual
Record Date: SEP 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Reid G. Hoffman For For Management
1.3 Elect Director Hugh F. Johnston For For Management
1.4 Elect Director Teri L. List-Stoll For For Management
1.5 Elect Director Satya Nadella For For Management
1.6 Elect Director Charles H. Noski For For Management
1.7 Elect Director Helmut Panke For For Management
1.8 Elect Director Sandra E. Peterson For For Management
1.9 Elect Director Penny S. Pritzker For For Management
1.10 Elect Director Charles W. Scharf For For Management
1.11 Elect Director Arne M. Sorenson For For Management
1.12 Elect Director John W. Stanton For For Management
1.13 Elect Director John W. Thompson For For Management
1.14 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NEKTAR THERAPEUTICS
Ticker: NKTR Security ID: 640268108
Meeting Date: JUN 12, 2019 Meeting Type: Annual
Record Date: APR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Scott Greer For For Management
1b Elect Director Lutz Lingnau For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NETFLIX, INC.
Ticker: NFLX Security ID: 64110L106
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Timothy M. Haley For Withhold Management
1b Elect Director Leslie Kilgore For Withhold Management
1c Elect Director Ann Mather For Withhold Management
1d Elect Director Susan Rice For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
- 53 -
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 20, 2018 Meeting Type: Annual
Record Date: JUL 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan B. Graf, Jr. For For Management
1.2 Elect Director John C. Lechleiter For For Management
1.3 Elect Director Michelle A. Peluso For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Report on Political Contributions Against For Shareholder
Disclosure
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 14, 2018 Meeting Type: Annual
Record Date: SEP 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For Withhold Management
1.2 Elect Director Michael J. Boskin For For Management
1.3 Elect Director Safra A. Catz For For Management
1.4 Elect Director Bruce R. Chizen For Withhold Management
1.5 Elect Director George H. Conrades For Withhold Management
1.6 Elect Director Lawrence J. Ellison For For Management
1.7 Elect Director Hector Garcia-Molina For For Management
1.8 Elect Director Jeffrey O. Henley For For Management
1.9 Elect Director Mark V. Hurd For For Management
1.10 Elect Director Renee J. James For For Management
1.11 Elect Director Charles W. Moorman, IV For For Management
1.12 Elect Director Leon E. Panetta For Withhold Management
1.13 Elect Director William G. Parrett For For Management
1.14 Elect Director Naomi O. Seligman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Gender Pay Gap Against For Shareholder
5 Report on Political Contributions Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
PROCTER & GAMBLE CO.
Ticker: PG Security ID: 742718109
Meeting Date: OCT 09, 2018 Meeting Type: Annual
Record Date: AUG 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis S. Blake For For Management
1b Elect Director Angela F. Braly For For Management
1c Elect Director Amy L. Chang For For Management
1d Elect Director Kenneth I. Chenault For For Management
1e Elect Director Scott D. Cook For For Management
1f Elect Director Joseph Jimenez For For Management
1g Elect Director Terry J. Lundgren For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Nelson Peltz For For Management
1j Elect Director David S. Taylor For For Management
1k Elect Director Margaret C. Whitman For For Management
1l Elect Director Patricia A. Woertz For For Management
1m Elect Director Ernesto Zedillo For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QORVO, INC.
Ticker: QRVO Security ID: 74736K101
Meeting Date: AUG 07, 2018 Meeting Type: Annual
Record Date: JUN 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph G. Quinsey For For Management
1.2 Elect Director Robert A. Bruggeworth For For Management
1.3 Elect Director Daniel A. DiLeo For For Management
1.4 Elect Director Jeffery R. Gardner For For Management
1.5 Elect Director Charles Scott Gibson For For Management
1.6 Elect Director John R. Harding For For Management
1.7 Elect Director David H. Y. Ho For For Management
1.8 Elect Director Roderick D. Nelson For For Management
1.9 Elect Director Walden C. Rhines For For Management
1.10 Elect Director Susan L. Spradley For For Management
1.11 Elect Director Walter H. Wilkinson, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
- 54 -
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 12, 2019 Meeting Type: Annual
Record Date: APR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxanne S. Austin For For Management
1b Elect Director Douglas M. Baker, Jr. For For Management
1c Elect Director George S. Barrett For For Management
1d Elect Director Brian C. Cornell For For Management
1e Elect Director Calvin Darden For For Management
1f Elect Director Henrique De Castro For For Management
1g Elect Director Robert L. Edwards For For Management
1h Elect Director Melanie L. Healey For For Management
1i Elect Director Donald R. Knauss For For Management
1j Elect Director Monica C. Lozano For For Management
1k Elect Director Mary E. Minnick For For Management
1l Elect Director Kenneth L. Salazar For For Management
1m Elect Director Dmitri L. Stockton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 15, 2018 Meeting Type: Annual
Record Date: JUN 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathryn W. Dindo For For Management
1b Elect Director Paul J. Dolan For For Management
1c Elect Director Jay L. Henderson For For Management
1d Elect Director Elizabeth Valk Long For For Management
1e Elect Director Gary A. Oatey For For Management
1f Elect Director Kirk L. Perry For For Management
1g Elect Director Sandra Pianalto For For Management
1h Elect Director Nancy Lopez Russell For Against Management
1i Elect Director Alex Shumate For For Management
1j Elect Director Mark T. Smucker For For Management
1k Elect Director Richard K. Smucker For For Management
1l Elect Director Timothy P. Smucker For For Management
1m Elect Director Dawn C. Willoughby For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: JUL 27, 2018 Meeting Type: Special
Record Date: MAY 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TWENTY-FIRST CENTURY FOX, INC.
Ticker: FOXA Security ID: 90130A101
Meeting Date: JUL 27, 2018 Meeting Type: Special
Record Date: MAY 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Distribution Agreement For For Management
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 03, 2019 Meeting Type: Annual
Record Date: APR 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Richard T. Burke For For Management
1c Elect Director Timothy P. Flynn For For Management
1d Elect Director Stephen J. Hemsley For For Management
1e Elect Director Michele J. Hooper For For Management
1f Elect Director F. William McNabb, III For For Management
1g Elect Director Valerie C. Montgomery For For Management
Rice
1h Elect Director John H. Noseworthy For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director David S. Wichmann For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
- 55 -
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anat Ashkenazi For Abstain Management
1b Elect Director Jeffrey R. Balser For Abstain Management
1c Elect Director Judy Bruner For Abstain Management
1d Elect Director Jean-Luc Butel For Abstain Management
1e Elect Director Regina E. Dugan For Abstain Management
1f Elect Director R. Andrew Eckert For Abstain Management
1g Elect Director Timothy E. Guertin For Abstain Management
1h Elect Director David J. Illingworth For Abstain Management
1i Elect Director Dow R. Wilson For Abstain Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For Abstain Management
Auditors
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anat Ashkenazi For Abstain Management
1b Elect Director Jeffrey R. Balser For Abstain Management
1c Elect Director Judy Bruner For Abstain Management
1d Elect Director Jean-Luc Butel For Abstain Management
1e Elect Director Regina E. Dugan For Abstain Management
1f Elect Director R. Andrew Eckert For Abstain Management
1g Elect Director Timothy E. Guertin For Abstain Management
1h Elect Director David J. Illingworth For Abstain Management
1i Elect Director Dow R. Wilson For Abstain Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anat Ashkenazi For Against Management
1b Elect Director Jeffrey R. Balser For Abstain Management
1c Elect Director Judy Bruner For Against Management
1d Elect Director Jean-Luc Butel For Against Management
1e Elect Director Regina E. Dugan For Against Management
1f Elect Director R. Andrew Eckert For Against Management
1g Elect Director Timothy E. Guertin For Against Management
1h Elect Director David J. Illingworth For Against Management
1i Elect Director Dow R. Wilson For Against Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anat Ashkenazi For Against Management
1b Elect Director Jeffrey R. Balser For Against Management
1c Elect Director Judy Bruner For Against Management
1d Elect Director Jean-Luc Butel For Against Management
1e Elect Director Regina E. Dugan For Against Management
1f Elect Director R. Andrew Eckert For Against Management
1g Elect Director Timothy E. Guertin For Against Management
1h Elect Director David J. Illingworth For Against Management
1i Elect Director Dow R. Wilson For Against Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anat Ashkenazi For Against Management
1b Elect Director Jeffrey R. Balser For Against Management
1c Elect Director Judy Bruner For Against Management
1d Elect Director Jean-Luc Butel For Against Management
1e Elect Director Regina E. Dugan For Against Management
1f Elect Director R. Andrew Eckert For Against Management
1g Elect Director Timothy E. Guertin For Against Management
1h Elect Director David J. Illingworth For Against Management
1i Elect Director Dow R. Wilson For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
- 56 -
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anat Ashkenazi For For Management
1b Elect Director Jeffrey R. Balser For Against Management
1c Elect Director Judy Bruner For Against Management
1d Elect Director Jean-Luc Butel For Against Management
1e Elect Director Regina E. Dugan For Against Management
1f Elect Director R. Andrew Eckert For Against Management
1g Elect Director Timothy E. Guertin For Against Management
1h Elect Director David J. Illingworth For Against Management
1i Elect Director Dow R. Wilson For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anat Ashkenazi For For Management
1b Elect Director Jeffrey R. Balser For Against Management
1c Elect Director Judy Bruner For Against Management
1d Elect Director Jean-Luc Butel For For Management
1e Elect Director Regina E. Dugan For Against Management
1f Elect Director R. Andrew Eckert For Against Management
1g Elect Director Timothy E. Guertin For Against Management
1h Elect Director David J. Illingworth For Against Management
1i Elect Director Dow R. Wilson For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anat Ashkenazi For For Management
1b Elect Director Jeffrey R. Balser For For Management
1c Elect Director Judy Bruner For Against Management
1d Elect Director Jean-Luc Butel For For Management
1e Elect Director Regina E. Dugan For Against Management
1f Elect Director R. Andrew Eckert For Against Management
1g Elect Director Timothy E. Guertin For Against Management
1h Elect Director David J. Illingworth For Against Management
1i Elect Director Dow R. Wilson For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anat Ashkenazi For For Management
1b Elect Director Jeffrey R. Balser For For Management
1c Elect Director Judy Bruner For Against Management
1d Elect Director Jean-Luc Butel For For Management
1e Elect Director Regina E. Dugan For Against Management
1f Elect Director R. Andrew Eckert For Against Management
1g Elect Director Timothy E. Guertin For For Management
1h Elect Director David J. Illingworth For Against Management
1i Elect Director Dow R. Wilson For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anat Ashkenazi For For Management
1b Elect Director Jeffrey R. Balser For For Management
1c Elect Director Judy Bruner For For Management
1d Elect Director Jean-Luc Butel For For Management
1e Elect Director Regina E. Dugan For Against Management
1f Elect Director R. Andrew Eckert For Against Management
1g Elect Director Timothy E. Guertin For For Management
1h Elect Director David J. Illingworth For Against Management
1i Elect Director Dow R. Wilson For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
- 57 -
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anat Ashkenazi For For Management
1b Elect Director Jeffrey R. Balser For For Management
1c Elect Director Judy Bruner For For Management
1d Elect Director Jean-Luc Butel For For Management
1e Elect Director Regina E. Dugan For For Management
1f Elect Director R. Andrew Eckert For Against Management
1g Elect Director Timothy E. Guertin For For Management
1h Elect Director David J. Illingworth For For Management
1i Elect Director Dow R. Wilson For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anat Ashkenazi For For Management
1b Elect Director Jeffrey R. Balser For For Management
1c Elect Director Judy Bruner For For Management
1d Elect Director Jean-Luc Butel For For Management
1e Elect Director Regina E. Dugan For For Management
1f Elect Director R. Andrew Eckert For For Management
1g Elect Director Timothy E. Guertin For For Management
1h Elect Director David J. Illingworth For For Management
1i Elect Director Dow R. Wilson For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anat Ashkenazi For For Management
1b Elect Director Jeffrey R. Balser For For Management
1c Elect Director Judy Bruner For For Management
1d Elect Director Jean-Luc Butel For For Management
1e Elect Director Regina E. Dugan For For Management
1f Elect Director R. Andrew Eckert For For Management
1g Elect Director Timothy E. Guertin For For Management
1h Elect Director David J. Illingworth For For Management
1i Elect Director Dow R. Wilson For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anat Ashkenazi For For Management
1b Elect Director Jeffrey R. Balser For For Management
1c Elect Director Judy Bruner For For Management
1d Elect Director Jean-Luc Butel For For Management
1e Elect Director Regina E. Dugan For For Management
1f Elect Director R. Andrew Eckert For For Management
1g Elect Director Timothy E. Guertin For For Management
1h Elect Director David J. Illingworth For For Management
1i Elect Director Dow R. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VISA, INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2019 Meeting Type: Annual
Record Date: NOV 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For Abstain Management
1b Elect Director Mary B. Cranston For Abstain Management
1c Elect Director Francisco Javier For Abstain Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For Abstain Management
1e Elect Director John F. Lundgren For Against Management
1f Elect Director Robert W. Matschullat For Abstain Management
1g Elect Director Denise M. Morrison For Abstain Management
1h Elect Director Suzanne Nora Johnson For Abstain Management
1i Elect Director John A.C. Swainson For Abstain Management
1j Elect Director Maynard G. Webb, Jr. For Abstain Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For Abstain Management
--------------------------------------------------------------------------------
- 58 -
VISA, INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2019 Meeting Type: Annual
Record Date: NOV 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For Against Management
1b Elect Director Mary B. Cranston For Against Management
1c Elect Director Francisco Javier For Against Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For Against Management
1e Elect Director John F. Lundgren For Against Management
1f Elect Director Robert W. Matschullat For Against Management
1g Elect Director Denise M. Morrison For Against Management
1h Elect Director Suzanne Nora Johnson For Against Management
1i Elect Director John A.C. Swainson For Against Management
1j Elect Director Maynard G. Webb, Jr. For Against Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For Against Management
--------------------------------------------------------------------------------
VISA, INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2019 Meeting Type: Annual
Record Date: NOV 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For Against Management
1b Elect Director Mary B. Cranston For Against Management
1c Elect Director Francisco Javier For Against Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For Against Management
1e Elect Director John F. Lundgren For Abstain Management
1f Elect Director Robert W. Matschullat For Against Management
1g Elect Director Denise M. Morrison For Against Management
1h Elect Director Suzanne Nora Johnson For Against Management
1i Elect Director John A.C. Swainson For Against Management
1j Elect Director Maynard G. Webb, Jr. For Against Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For Against Management
--------------------------------------------------------------------------------
VISA, INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2019 Meeting Type: Annual
Record Date: NOV 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For Against Management
1b Elect Director Mary B. Cranston For Against Management
1c Elect Director Francisco Javier For Against Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For Against Management
1e Elect Director John F. Lundgren For For Management
1f Elect Director Robert W. Matschullat For Against Management
1g Elect Director Denise M. Morrison For For Management
1h Elect Director Suzanne Nora Johnson For Against Management
1i Elect Director John A.C. Swainson For Against Management
1j Elect Director Maynard G. Webb, Jr. For Against Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For Against Management
--------------------------------------------------------------------------------
VISA, INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2019 Meeting Type: Annual
Record Date: NOV 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For Against Management
1b Elect Director Mary B. Cranston For Against Management
1c Elect Director Francisco Javier For Against Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For Against Management
1e Elect Director John F. Lundgren For For Management
1f Elect Director Robert W. Matschullat For Against Management
1g Elect Director Denise M. Morrison For For Management
1h Elect Director Suzanne Nora Johnson For Against Management
1i Elect Director John A.C. Swainson For Against Management
1j Elect Director Maynard G. Webb, Jr. For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For Against Management
--------------------------------------------------------------------------------
VISA, INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2019 Meeting Type: Annual
Record Date: NOV 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For Against Management
1b Elect Director Mary B. Cranston For Against Management
1c Elect Director Francisco Javier For Against Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For Against Management
1e Elect Director John F. Lundgren For For Management
1f Elect Director Robert W. Matschullat For Against Management
1g Elect Director Denise M. Morrison For For Management
1h Elect Director Suzanne Nora Johnson For Against Management
1i Elect Director John A.C. Swainson For Against Management
1j Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For Against Management
--------------------------------------------------------------------------------
- 59 -
VISA, INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2019 Meeting Type: Annual
Record Date: NOV 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For Against Management
1b Elect Director Mary B. Cranston For Against Management
1c Elect Director Francisco Javier For Against Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director John F. Lundgren For For Management
1f Elect Director Robert W. Matschullat For Against Management
1g Elect Director Denise M. Morrison For For Management
1h Elect Director Suzanne Nora Johnson For Against Management
1i Elect Director John A.C. Swainson For Against Management
1j Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For Against Management
--------------------------------------------------------------------------------
VISA, INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2019 Meeting Type: Annual
Record Date: NOV 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For Against Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For Against Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director John F. Lundgren For For Management
1f Elect Director Robert W. Matschullat For Against Management
1g Elect Director Denise M. Morrison For For Management
1h Elect Director Suzanne Nora Johnson For Against Management
1i Elect Director John A.C. Swainson For Against Management
1j Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For Against Management
--------------------------------------------------------------------------------
VISA, INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2019 Meeting Type: Annual
Record Date: NOV 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For Against Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For Against Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director John F. Lundgren For For Management
1f Elect Director Robert W. Matschullat For For Management
1g Elect Director Denise M. Morrison For For Management
1h Elect Director Suzanne Nora Johnson For Against Management
1i Elect Director John A.C. Swainson For Against Management
1j Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For Against Management
--------------------------------------------------------------------------------
VISA, INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2019 Meeting Type: Annual
Record Date: NOV 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For Against Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For Against Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director John F. Lundgren For For Management
1f Elect Director Robert W. Matschullat For For Management
1g Elect Director Denise M. Morrison For For Management
1h Elect Director Suzanne Nora Johnson For Against Management
1i Elect Director John A.C. Swainson For For Management
1j Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
- 60 -
VISA, INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2019 Meeting Type: Annual
Record Date: NOV 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For Against Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For Against Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director John F. Lundgren For For Management
1f Elect Director Robert W. Matschullat For For Management
1g Elect Director Denise M. Morrison For For Management
1h Elect Director Suzanne Nora Johnson For For Management
1i Elect Director John A.C. Swainson For For Management
1j Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
VISA, INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2019 Meeting Type: Annual
Record Date: NOV 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For Against Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director John F. Lundgren For For Management
1f Elect Director Robert W. Matschullat For For Management
1g Elect Director Denise M. Morrison For For Management
1h Elect Director Suzanne Nora Johnson For For Management
1i Elect Director John A.C. Swainson For For Management
1j Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
VISA, INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2019 Meeting Type: Annual
Record Date: NOV 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For Against Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director John F. Lundgren For For Management
1f Elect Director Robert W. Matschullat For For Management
1g Elect Director Denise M. Morrison For For Management
1h Elect Director Suzanne Nora Johnson For For Management
1i Elect Director John A.C. Swainson For For Management
1j Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
VISA, INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2019 Meeting Type: Annual
Record Date: NOV 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director John F. Lundgren For For Management
1f Elect Director Robert W. Matschullat For For Management
1g Elect Director Denise M. Morrison For For Management
1h Elect Director Suzanne Nora Johnson For For Management
1i Elect Director John A.C. Swainson For For Management
1j Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
- 61 -
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For Abstain Management
1b Elect Director Janice M. Babiak For Abstain Management
1c Elect Director David J. Brailer For Abstain Management
1d Elect Director William C. Foote For Abstain Management
1e Elect Director Ginger L. Graham For Abstain Management
1f Elect Director John A. Lederer For Abstain Management
1g Elect Director Dominic P. Murphy For Abstain Management
1h Elect Director Stefano Pessina For Abstain Management
1i Elect Director Leonard D. Schaeffer For Abstain Management
1j Elect Director Nancy M. Schlichting For Abstain Management
1k Elect Director James A. Skinner For Abstain Management
2 Ratify Deloitte & Touche LLP as For Abstain Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For Abstain Management
Purchase Plan
5 Require Independent Board Chairman Against Abstain Shareholder
6 Use GAAP for Executive Compensation Against Abstain Shareholder
Metrics
7 Report on Governance Measures Against Abstain Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against Abstain Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For Abstain Management
1b Elect Director Janice M. Babiak For Abstain Management
1c Elect Director David J. Brailer For Abstain Management
1d Elect Director William C. Foote For Abstain Management
1e Elect Director Ginger L. Graham For Abstain Management
1f Elect Director John A. Lederer For Abstain Management
1g Elect Director Dominic P. Murphy For Abstain Management
1h Elect Director Stefano Pessina For Abstain Management
1i Elect Director Leonard D. Schaeffer For Abstain Management
1j Elect Director Nancy M. Schlichting For Abstain Management
1k Elect Director James A. Skinner For Abstain Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For Abstain Management
Purchase Plan
5 Require Independent Board Chairman Against Abstain Shareholder
6 Use GAAP for Executive Compensation Against Abstain Shareholder
Metrics
7 Report on Governance Measures Against Abstain Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against Abstain Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For Abstain Management
1b Elect Director Janice M. Babiak For Against Management
1c Elect Director David J. Brailer For Abstain Management
1d Elect Director William C. Foote For Abstain Management
1e Elect Director Ginger L. Graham For Abstain Management
1f Elect Director John A. Lederer For Abstain Management
1g Elect Director Dominic P. Murphy For Abstain Management
1h Elect Director Stefano Pessina For Against Management
1i Elect Director Leonard D. Schaeffer For Abstain Management
1j Elect Director Nancy M. Schlichting For Against Management
1k Elect Director James A. Skinner For Abstain Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For Abstain Management
Purchase Plan
5 Require Independent Board Chairman Against Abstain Shareholder
6 Use GAAP for Executive Compensation Against Abstain Shareholder
Metrics
7 Report on Governance Measures Against Abstain Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against Abstain Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
- 62 -
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For Against Management
1b Elect Director Janice M. Babiak For Against Management
1c Elect Director David J. Brailer For Against Management
1d Elect Director William C. Foote For Against Management
1e Elect Director Ginger L. Graham For Against Management
1f Elect Director John A. Lederer For Against Management
1g Elect Director Dominic P. Murphy For Against Management
1h Elect Director Stefano Pessina For Against Management
1i Elect Director Leonard D. Schaeffer For Against Management
1j Elect Director Nancy M. Schlichting For Against Management
1k Elect Director James A. Skinner For Against Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For Abstain Management
Purchase Plan
5 Require Independent Board Chairman Against Abstain Shareholder
6 Use GAAP for Executive Compensation Against Abstain Shareholder
Metrics
7 Report on Governance Measures Against Abstain Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against Abstain Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For Against Management
1b Elect Director Janice M. Babiak For Against Management
1c Elect Director David J. Brailer For Against Management
1d Elect Director William C. Foote For Against Management
1e Elect Director Ginger L. Graham For Against Management
1f Elect Director John A. Lederer For Against Management
1g Elect Director Dominic P. Murphy For Against Management
1h Elect Director Stefano Pessina For Against Management
1i Elect Director Leonard D. Schaeffer For Against Management
1j Elect Director Nancy M. Schlichting For Against Management
1k Elect Director James A. Skinner For Against Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For Against Management
Purchase Plan
5 Require Independent Board Chairman Against Abstain Shareholder
6 Use GAAP for Executive Compensation Against Abstain Shareholder
Metrics
7 Report on Governance Measures Against Abstain Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against Abstain Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For Against Management
1b Elect Director Janice M. Babiak For Against Management
1c Elect Director David J. Brailer For Against Management
1d Elect Director William C. Foote For Against Management
1e Elect Director Ginger L. Graham For Against Management
1f Elect Director John A. Lederer For Against Management
1g Elect Director Dominic P. Murphy For Against Management
1h Elect Director Stefano Pessina For Against Management
1i Elect Director Leonard D. Schaeffer For Against Management
1j Elect Director Nancy M. Schlichting For Against Management
1k Elect Director James A. Skinner For Against Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For Against Management
Purchase Plan
5 Require Independent Board Chairman Against For Shareholder
6 Use GAAP for Executive Compensation Against Abstain Shareholder
Metrics
7 Report on Governance Measures Against Abstain Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against Abstain Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
- 63 -
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For Against Management
1b Elect Director Janice M. Babiak For Against Management
1c Elect Director David J. Brailer For Against Management
1d Elect Director William C. Foote For Against Management
1e Elect Director Ginger L. Graham For Against Management
1f Elect Director John A. Lederer For Against Management
1g Elect Director Dominic P. Murphy For Against Management
1h Elect Director Stefano Pessina For Against Management
1i Elect Director Leonard D. Schaeffer For Against Management
1j Elect Director Nancy M. Schlichting For Against Management
1k Elect Director James A. Skinner For Against Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For Against Management
Purchase Plan
5 Require Independent Board Chairman Against For Shareholder
6 Use GAAP for Executive Compensation Against Abstain Shareholder
Metrics
7 Report on Governance Measures Against Abstain Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For Against Management
1b Elect Director Janice M. Babiak For Against Management
1c Elect Director David J. Brailer For Against Management
1d Elect Director William C. Foote For Against Management
1e Elect Director Ginger L. Graham For Against Management
1f Elect Director John A. Lederer For Against Management
1g Elect Director Dominic P. Murphy For Against Management
1h Elect Director Stefano Pessina For Against Management
1i Elect Director Leonard D. Schaeffer For Against Management
1j Elect Director Nancy M. Schlichting For Against Management
1k Elect Director James A. Skinner For Against Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For Against Management
Purchase Plan
5 Require Independent Board Chairman Against For Shareholder
6 Use GAAP for Executive Compensation Against For Shareholder
Metrics
7 Report on Governance Measures Against Abstain Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For Against Management
1b Elect Director Janice M. Babiak For Against Management
1c Elect Director David J. Brailer For Against Management
1d Elect Director William C. Foote For Against Management
1e Elect Director Ginger L. Graham For Against Management
1f Elect Director John A. Lederer For Against Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For Against Management
1i Elect Director Leonard D. Schaeffer For Against Management
1j Elect Director Nancy M. Schlichting For Against Management
1k Elect Director James A. Skinner For Against Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For Against Management
Purchase Plan
5 Require Independent Board Chairman Against For Shareholder
6 Use GAAP for Executive Compensation Against For Shareholder
Metrics
7 Report on Governance Measures Against Abstain Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
- 64 -
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For Against Management
1b Elect Director Janice M. Babiak For Against Management
1c Elect Director David J. Brailer For Against Management
1d Elect Director William C. Foote For Against Management
1e Elect Director Ginger L. Graham For Against Management
1f Elect Director John A. Lederer For Against Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For Against Management
1i Elect Director Leonard D. Schaeffer For Against Management
1j Elect Director Nancy M. Schlichting For Against Management
1k Elect Director James A. Skinner For Against Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Require Independent Board Chairman Against For Shareholder
6 Use GAAP for Executive Compensation Against For Shareholder
Metrics
7 Report on Governance Measures Against Abstain Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For Against Management
1b Elect Director Janice M. Babiak For Against Management
1c Elect Director David J. Brailer For Against Management
1d Elect Director William C. Foote For Against Management
1e Elect Director Ginger L. Graham For Against Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For Against Management
1i Elect Director Leonard D. Schaeffer For Against Management
1j Elect Director Nancy M. Schlichting For Against Management
1k Elect Director James A. Skinner For Against Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Require Independent Board Chairman Against For Shareholder
6 Use GAAP for Executive Compensation Against For Shareholder
Metrics
7 Report on Governance Measures Against Abstain Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For Against Management
1b Elect Director Janice M. Babiak For Against Management
1c Elect Director David J. Brailer For Against Management
1d Elect Director William C. Foote For Against Management
1e Elect Director Ginger L. Graham For Against Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For Against Management
1i Elect Director Leonard D. Schaeffer For For Management
1j Elect Director Nancy M. Schlichting For Against Management
1k Elect Director James A. Skinner For Against Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Require Independent Board Chairman Against For Shareholder
6 Use GAAP for Executive Compensation Against For Shareholder
Metrics
7 Report on Governance Measures Against Abstain Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
- 65 -
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For Against Management
1b Elect Director Janice M. Babiak For Against Management
1c Elect Director David J. Brailer For Against Management
1d Elect Director William C. Foote For Against Management
1e Elect Director Ginger L. Graham For Against Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For For Management
1i Elect Director Leonard D. Schaeffer For For Management
1j Elect Director Nancy M. Schlichting For Against Management
1k Elect Director James A. Skinner For Against Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Require Independent Board Chairman Against For Shareholder
6 Use GAAP for Executive Compensation Against For Shareholder
Metrics
7 Report on Governance Measures Against Abstain Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For Against Management
1c Elect Director David J. Brailer For Against Management
1d Elect Director William C. Foote For Against Management
1e Elect Director Ginger L. Graham For Against Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For For Management
1i Elect Director Leonard D. Schaeffer For For Management
1j Elect Director Nancy M. Schlichting For Against Management
1k Elect Director James A. Skinner For Against Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Require Independent Board Chairman Against For Shareholder
6 Use GAAP for Executive Compensation Against For Shareholder
Metrics
7 Report on Governance Measures Against Abstain Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For Against Management
1d Elect Director William C. Foote For Against Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For For Management
1i Elect Director Leonard D. Schaeffer For For Management
1j Elect Director Nancy M. Schlichting For Against Management
1k Elect Director James A. Skinner For Against Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Require Independent Board Chairman Against For Shareholder
6 Use GAAP for Executive Compensation Against For Shareholder
Metrics
7 Report on Governance Measures Against Abstain Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
- 66 -
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For Against Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For For Management
1i Elect Director Leonard D. Schaeffer For For Management
1j Elect Director Nancy M. Schlichting For Against Management
1k Elect Director James A. Skinner For Against Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Require Independent Board Chairman Against For Shareholder
6 Use GAAP for Executive Compensation Against For Shareholder
Metrics
7 Report on Governance Measures Against Abstain Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For Against Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For For Management
1i Elect Director Leonard D. Schaeffer For For Management
1j Elect Director Nancy M. Schlichting For Against Management
1k Elect Director James A. Skinner For For Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Require Independent Board Chairman Against For Shareholder
6 Use GAAP for Executive Compensation Against For Shareholder
Metrics
7 Report on Governance Measures Against Abstain Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For Against Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For For Management
1i Elect Director Leonard D. Schaeffer For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director James A. Skinner For For Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Require Independent Board Chairman Against For Shareholder
6 Use GAAP for Executive Compensation Against For Shareholder
Metrics
7 Report on Governance Measures Against Abstain Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
- 67 -
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For Against Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For For Management
1i Elect Director Leonard D. Schaeffer For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director James A. Skinner For For Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Require Independent Board Chairman Against For Shareholder
6 Use GAAP for Executive Compensation Against For Shareholder
Metrics
7 Report on Governance Measures Against Against Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For For Management
1i Elect Director Leonard D. Schaeffer For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director James A. Skinner For For Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Require Independent Board Chairman Against For Shareholder
6 Use GAAP for Executive Compensation Against For Shareholder
Metrics
7 Report on Governance Measures Against Against Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For For Management
1i Elect Director Leonard D. Schaeffer For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director James A. Skinner For For Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Require Independent Board Chairman Against For Shareholder
6 Use GAAP for Executive Compensation Against For Shareholder
Metrics
7 Report on Governance Measures Against Against Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
- 68 -
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For For Management
1i Elect Director Leonard D. Schaeffer For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director James A. Skinner For For Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Require Independent Board Chairman Against For Shareholder
6 Use GAAP for Executive Compensation Against Against Shareholder
Metrics
7 Report on Governance Measures Against Against Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For For Management
1i Elect Director Leonard D. Schaeffer For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director James A. Skinner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Require Independent Board Chairman Against For Shareholder
6 Use GAAP for Executive Compensation Against Against Shareholder
Metrics
7 Report on Governance Measures Against Against Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For For Management
1i Elect Director Leonard D. Schaeffer For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director James A. Skinner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Require Independent Board Chairman Against For Shareholder
6 Use GAAP for Executive Compensation Against Against Shareholder
Metrics
7 Report on Governance Measures Against Against Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
- 69 -
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For For Management
1i Elect Director Leonard D. Schaeffer For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director James A. Skinner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Require Independent Board Chairman Against For Shareholder
6 Use GAAP for Executive Compensation Against Against Shareholder
Metrics
7 Report on Governance Measures Against For Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For For Management
1i Elect Director Leonard D. Schaeffer For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director James A. Skinner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Require Independent Board Chairman Against Against Shareholder
6 Use GAAP for Executive Compensation Against Against Shareholder
Metrics
7 Report on Governance Measures Against For Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 25, 2019 Meeting Type: Annual
Record Date: NOV 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For For Management
1i Elect Director Leonard D. Schaeffer For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director James A. Skinner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Require Independent Board Chairman Against Against Shareholder
6 Use GAAP for Executive Compensation Against Against Shareholder
Metrics
7 Report on Governance Measures Against For Shareholder
Implemented Related to Opioids
8 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
- 70 -
WALMART INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 05, 2019 Meeting Type: Annual
Record Date: APR 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cesar Conde For For Management
1b Elect Director Stephen "Steve" J. For For Management
Easterbrook
1c Elect Director Timothy "Tim" P. Flynn For For Management
1d Elect Director Sarah J. Friar For For Management
1e Elect Director Carla A. Harris For For Management
1f Elect Director Thomas "Tom" W. Horton For For Management
1g Elect Director Marissa A. Mayer For For Management
1h Elect Director C. Douglas "Doug" For For Management
McMillon
1i Elect Director Gregory "Greg" B. Penner For For Management
1j Elect Director Steven "Steve" S For For Management
Reinemund
1k Elect Director S. Robson "Rob" Walton For For Management
1l Elect Director Steuart L. Walton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Sexual Harassment Against For Shareholder
5 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
XEROX CORPORATION
Ticker: XRX Security ID: 984121608
Meeting Date: JUL 31, 2018 Meeting Type: Annual
Record Date: JUN 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory Q. Brown For For Management
1.2 Elect Director Keith Cozza For For Management
1.3 Elect Director Jonathan Christodoro For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Nicholas Graziano For For Management
1.6 Elect Director Cheryl Gordon Krongard For For Management
1.7 Elect Director Scott Letier For For Management
1.8 Elect Director Sara Martinez Tucker For For Management
1.9 Elect Director Giovanni ('John') For For Management
Visentin
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Adjourn Meeting For Against Management
- 71 -
==================== First Trust CEF Income Opportunity ETF ====================
ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND
Ticker: AVK Security ID: 00764C109
Meeting Date: JUL 20, 2018 Meeting Type: Annual
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1C Approve Reorganization of Funds For Abstain Management
between Advent Claymore Convertible
Securities and Income Fund II and
Advent Claymore Convertible Securities
and Income Fund
1D Approve Reorganization of Funds For Abstain Management
between Advent/Claymore Enhanced
Growth & Income Fund and Advent
Claymore Convertible Securities and
Income Fund
2A.1 Elect Director Tracy V. Maitland For Abstain Management
2A.2 Elect Director Ronald A. Nyberg For Abstain Management
--------------------------------------------------------------------------------
ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND
Ticker: AVK Security ID: 00764C109
Meeting Date: JUL 20, 2018 Meeting Type: Annual
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1C Approve Reorganization of Funds For Abstain Management
between Advent Claymore Convertible
Securities and Income Fund II and
Advent Claymore Convertible Securities
and Income Fund
1D Approve Reorganization of Funds For Abstain Management
between Advent/Claymore Enhanced
Growth & Income Fund and Advent
Claymore Convertible Securities and
Income Fund
2A.1 Elect Director Tracy V. Maitland For Against Management
2A.2 Elect Director Ronald A. Nyberg For Abstain Management
--------------------------------------------------------------------------------
ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND
Ticker: AVK Security ID: 00764C109
Meeting Date: JUL 20, 2018 Meeting Type: Annual
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1C Approve Reorganization of Funds For Abstain Management
between Advent Claymore Convertible
Securities and Income Fund II and
Advent Claymore Convertible Securities
and Income Fund
1D Approve Reorganization of Funds For Abstain Management
between Advent/Claymore Enhanced
Growth & Income Fund and Advent
Claymore Convertible Securities and
Income Fund
2A.1 Elect Director Tracy V. Maitland For Against Management
2A.2 Elect Director Ronald A. Nyberg For Against Management
--------------------------------------------------------------------------------
ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND
Ticker: AVK Security ID: 00764C109
Meeting Date: JUL 20, 2018 Meeting Type: Annual
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1C Approve Reorganization of Funds For Against Management
between Advent Claymore Convertible
Securities and Income Fund II and
Advent Claymore Convertible Securities
and Income Fund
1D Approve Reorganization of Funds For Abstain Management
between Advent/Claymore Enhanced
Growth & Income Fund and Advent
Claymore Convertible Securities and
Income Fund
2A.1 Elect Director Tracy V. Maitland For Against Management
2A.2 Elect Director Ronald A. Nyberg For Against Management
--------------------------------------------------------------------------------
ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND
Ticker: AVK Security ID: 00764C109
Meeting Date: JUL 20, 2018 Meeting Type: Annual
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1C Approve Reorganization of Funds For Against Management
between Advent Claymore Convertible
Securities and Income Fund II and
Advent Claymore Convertible Securities
and Income Fund
1D Approve Reorganization of Funds For Against Management
between Advent/Claymore Enhanced
Growth & Income Fund and Advent
Claymore Convertible Securities and
Income Fund
2A.1 Elect Director Tracy V. Maitland For Against Management
2A.2 Elect Director Ronald A. Nyberg For Against Management
--------------------------------------------------------------------------------
- 72 -
ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND
Ticker: AVK Security ID: 00764C109
Meeting Date: JUL 20, 2018 Meeting Type: Annual
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1C Approve Reorganization of Funds For Against Management
between Advent Claymore Convertible
Securities and Income Fund II and
Advent Claymore Convertible Securities
and Income Fund
1D Approve Reorganization of Funds For Against Management
between Advent/Claymore Enhanced
Growth & Income Fund and Advent
Claymore Convertible Securities and
Income Fund
2A.1 Elect Director Tracy V. Maitland For Against Management
2A.2 Elect Director Ronald A. Nyberg For For Management
--------------------------------------------------------------------------------
ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND
Ticker: AVK Security ID: 00764C109
Meeting Date: JUL 20, 2018 Meeting Type: Annual
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1C Approve Reorganization of Funds For Against Management
between Advent Claymore Convertible
Securities and Income Fund II and
Advent Claymore Convertible Securities
and Income Fund
1D Approve Reorganization of Funds For Against Management
between Advent/Claymore Enhanced
Growth & Income Fund and Advent
Claymore Convertible Securities and
Income Fund
2A.1 Elect Director Tracy V. Maitland For For Management
2A.2 Elect Director Ronald A. Nyberg For For Management
--------------------------------------------------------------------------------
ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND
Ticker: AVK Security ID: 00764C109
Meeting Date: JUL 20, 2018 Meeting Type: Annual
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1C Approve Reorganization of Funds For For Management
between Advent Claymore Convertible
Securities and Income Fund II and
Advent Claymore Convertible Securities
and Income Fund
1D Approve Reorganization of Funds For Against Management
between Advent/Claymore Enhanced
Growth & Income Fund and Advent
Claymore Convertible Securities and
Income Fund
2A.1 Elect Director Tracy V. Maitland For For Management
2A.2 Elect Director Ronald A. Nyberg For For Management
--------------------------------------------------------------------------------
ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND
Ticker: AVK Security ID: 00764C109
Meeting Date: JUL 20, 2018 Meeting Type: Annual
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1C Approve Reorganization of Funds For For Management
between Advent Claymore Convertible
Securities and Income Fund II and
Advent Claymore Convertible Securities
and Income Fund
1D Approve Reorganization of Funds For For Management
between Advent/Claymore Enhanced
Growth & Income Fund and Advent
Claymore Convertible Securities and
Income Fund
2A.1 Elect Director Tracy V. Maitland For For Management
2A.2 Elect Director Ronald A. Nyberg For For Management
--------------------------------------------------------------------------------
ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND
Ticker: CBH Security ID: 01883H102
Meeting Date: JUL 12, 2018 Meeting Type: Annual
Record Date: MAY 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans W. Kertess For Withhold Management
1.2 Elect Director William B. Ogden, IV For Withhold Management
1.3 Elect Director Alan Rappaport For Withhold Management
1.4 Elect Director Davey S. Scoon For Withhold Management
1.5 Elect Director Erick R. Holt For Withhold Management
--------------------------------------------------------------------------------
- 73 -
ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND
Ticker: CBH Security ID: 01883H102
Meeting Date: JUL 12, 2018 Meeting Type: Annual
Record Date: MAY 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans W. Kertess For Withhold Management
1.2 Elect Director William B. Ogden, IV For Withhold Management
1.3 Elect Director Alan Rappaport For For Management
1.4 Elect Director Davey S. Scoon For Withhold Management
1.5 Elect Director Erick R. Holt For Withhold Management
--------------------------------------------------------------------------------
ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND
Ticker: CBH Security ID: 01883H102
Meeting Date: JUL 12, 2018 Meeting Type: Annual
Record Date: MAY 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans W. Kertess For Withhold Management
1.2 Elect Director William B. Ogden, IV For Withhold Management
1.3 Elect Director Alan Rappaport For For Management
1.4 Elect Director Davey S. Scoon For For Management
1.5 Elect Director Erick R. Holt For Withhold Management
--------------------------------------------------------------------------------
ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND
Ticker: CBH Security ID: 01883H102
Meeting Date: JUL 12, 2018 Meeting Type: Annual
Record Date: MAY 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans W. Kertess For Withhold Management
1.2 Elect Director William B. Ogden, IV For Withhold Management
1.3 Elect Director Alan Rappaport For For Management
1.4 Elect Director Davey S. Scoon For For Management
1.5 Elect Director Erick R. Holt For For Management
--------------------------------------------------------------------------------
ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND
Ticker: CBH Security ID: 01883H102
Meeting Date: JUL 12, 2018 Meeting Type: Annual
Record Date: MAY 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans W. Kertess For Withhold Management
1.2 Elect Director William B. Ogden, IV For For Management
1.3 Elect Director Alan Rappaport For For Management
1.4 Elect Director Davey S. Scoon For For Management
1.5 Elect Director Erick R. Holt For For Management
--------------------------------------------------------------------------------
ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND
Ticker: CBH Security ID: 01883H102
Meeting Date: JUL 12, 2018 Meeting Type: Annual
Record Date: MAY 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans W. Kertess For For Management
1.2 Elect Director William B. Ogden, IV For For Management
1.3 Elect Director Alan Rappaport For For Management
1.4 Elect Director Davey S. Scoon For For Management
1.5 Elect Director Erick R. Holt For For Management
--------------------------------------------------------------------------------
APOLLO TACTICAL INCOME FUND INC.
Ticker: AIF Security ID: 037638103
Meeting Date: MAY 21, 2019 Meeting Type: Annual
Record Date: MAR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn N. Marchak For Withhold Management
1.2 Elect Director Todd J. Slotkin For Withhold Management
--------------------------------------------------------------------------------
APOLLO TACTICAL INCOME FUND INC.
Ticker: AIF Security ID: 037638103
Meeting Date: MAY 21, 2019 Meeting Type: Annual
Record Date: MAR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn N. Marchak For For Management
1.2 Elect Director Todd J. Slotkin For For Management
--------------------------------------------------------------------------------
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ARES DYNAMIC CREDIT ALLOCATION FUND, INC.
Ticker: ARDC Security ID: 04014F102
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: APR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Sachs For Withhold Management
1.2 Elect Director James K. Hunt For Withhold Management
--------------------------------------------------------------------------------
ARES DYNAMIC CREDIT ALLOCATION FUND, INC.
Ticker: ARDC Security ID: 04014F102
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: APR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Sachs For For Management
1.2 Elect Director James K. Hunt For Withhold Management
--------------------------------------------------------------------------------
ARES DYNAMIC CREDIT ALLOCATION FUND, INC.
Ticker: ARDC Security ID: 04014F102
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: APR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Sachs For For Management
1.2 Elect Director James K. Hunt For For Management
--------------------------------------------------------------------------------
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
Ticker: BGH Security ID: 06760L100
Meeting Date: AUG 02, 2018 Meeting Type: Annual
Record Date: JUN 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney J. Dillman For Withhold Management
1.2 Elect Director Martin A. Sumichrast For Withhold Management
1.3 Elect Director Cynthia R. Plouche For Withhold Management
--------------------------------------------------------------------------------
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
Ticker: BGH Security ID: 06760L100
Meeting Date: AUG 02, 2018 Meeting Type: Annual
Record Date: JUN 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney J. Dillman For Withhold Management
1.2 Elect Director Martin A. Sumichrast For Withhold Management
1.3 Elect Director Cynthia R. Plouche For For Management
--------------------------------------------------------------------------------
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
Ticker: BGH Security ID: 06760L100
Meeting Date: AUG 02, 2018 Meeting Type: Annual
Record Date: JUN 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney J. Dillman For For Management
1.2 Elect Director Martin A. Sumichrast For Withhold Management
1.3 Elect Director Cynthia R. Plouche For For Management
--------------------------------------------------------------------------------
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
Ticker: BGH Security ID: 06760L100
Meeting Date: AUG 02, 2018 Meeting Type: Annual
Record Date: JUN 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney J. Dillman For For Management
1.2 Elect Director Martin A. Sumichrast For For Management
1.3 Elect Director Cynthia R. Plouche For For Management
--------------------------------------------------------------------------------
BLACKROCK MULTI-SECTOR INCOME TRUST
Ticker: BIT Security ID: 09258A107
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fabozzi For Withhold Management
1.2 Elect Director Robert Fairbairn For Withhold Management
1.3 Elect Director Catherine A. Lynch For Withhold Management
1.4 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
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BLACKROCK MULTI-SECTOR INCOME TRUST
Ticker: BIT Security ID: 09258A107
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fabozzi For Withhold Management
1.2 Elect Director Robert Fairbairn For For Management
1.3 Elect Director Catherine A. Lynch For Withhold Management
1.4 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MULTI-SECTOR INCOME TRUST
Ticker: BIT Security ID: 09258A107
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fabozzi For For Management
1.2 Elect Director Robert Fairbairn For For Management
1.3 Elect Director Catherine A. Lynch For Withhold Management
1.4 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MULTI-SECTOR INCOME TRUST
Ticker: BIT Security ID: 09258A107
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fabozzi For For Management
1.2 Elect Director Robert Fairbairn For For Management
1.3 Elect Director Catherine A. Lynch For For Management
1.4 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MULTI-SECTOR INCOME TRUST
Ticker: BIT Security ID: 09258A107
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fabozzi For For Management
1.2 Elect Director Robert Fairbairn For For Management
1.3 Elect Director Catherine A. Lynch For For Management
1.4 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK SCIENCE AND TECHNOLOGY TRUST
Ticker: BST Security ID: 09258G104
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fabozzi For Withhold Management
1.2 Elect Director Robert Fairbairn For Withhold Management
1.3 Elect Director Catherine A. Lynch For Withhold Management
1.4 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK SCIENCE AND TECHNOLOGY TRUST
Ticker: BST Security ID: 09258G104
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fabozzi For Withhold Management
1.2 Elect Director Robert Fairbairn For Withhold Management
1.3 Elect Director Catherine A. Lynch For For Management
1.4 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK SCIENCE AND TECHNOLOGY TRUST
Ticker: BST Security ID: 09258G104
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fabozzi For Withhold Management
1.2 Elect Director Robert Fairbairn For Withhold Management
1.3 Elect Director Catherine A. Lynch For For Management
1.4 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
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BLACKROCK SCIENCE AND TECHNOLOGY TRUST
Ticker: BST Security ID: 09258G104
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fabozzi For Withhold Management
1.2 Elect Director Robert Fairbairn For For Management
1.3 Elect Director Catherine A. Lynch For For Management
1.4 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK SCIENCE AND TECHNOLOGY TRUST
Ticker: BST Security ID: 09258G104
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fabozzi For For Management
1.2 Elect Director Robert Fairbairn For For Management
1.3 Elect Director Catherine A. Lynch For For Management
1.4 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKSTONE / GSO STRATEGIC CREDIT FUND
Ticker: BGB Security ID: 09257R101
Meeting Date: APR 17, 2019 Meeting Type: Annual
Record Date: FEB 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
3.1 Elect Director Daniel H. Smith, Jr. For Withhold Management
--------------------------------------------------------------------------------
BLACKSTONE / GSO STRATEGIC CREDIT FUND
Ticker: BGB Security ID: 09257R101
Meeting Date: APR 17, 2019 Meeting Type: Annual
Record Date: FEB 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
3.1 Elect Director Daniel H. Smith, Jr. For For Management
--------------------------------------------------------------------------------
CENTRAL SECURITIES CORP.
Ticker: CET Security ID: 155123102
Meeting Date: MAR 20, 2019 Meeting Type: Annual
Record Date: JAN 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Price Blackford For Withhold Management
1.2 Elect Director Simms C. Browning For Withhold Management
1.3 Elect Director Donald G. Calder For Withhold Management
1.4 Elect Director David C. Colander For Withhold Management
1.5 Elect Director Jay R. Inglis For Withhold Management
1.6 Elect Director Wilmot H. Kidd For Withhold Management
1.7 Elect Director Wilmot H. Kidd, IV For Withhold Management
2 Ratify KPMG LLP as Auditors For Abstain Management
--------------------------------------------------------------------------------
CENTRAL SECURITIES CORP.
Ticker: CET Security ID: 155123102
Meeting Date: MAR 20, 2019 Meeting Type: Annual
Record Date: JAN 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Price Blackford For Withhold Management
1.2 Elect Director Simms C. Browning For Withhold Management
1.3 Elect Director Donald G. Calder For Withhold Management
1.4 Elect Director David C. Colander For Withhold Management
1.5 Elect Director Jay R. Inglis For Withhold Management
1.6 Elect Director Wilmot H. Kidd For Withhold Management
1.7 Elect Director Wilmot H. Kidd, IV For Withhold Management
2 Ratify KPMG LLP as Auditors For Against Management
--------------------------------------------------------------------------------
CENTRAL SECURITIES CORP.
Ticker: CET Security ID: 155123102
Meeting Date: MAR 20, 2019 Meeting Type: Annual
Record Date: JAN 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Price Blackford For Withhold Management
1.2 Elect Director Simms C. Browning For Withhold Management
1.3 Elect Director Donald G. Calder For Withhold Management
1.4 Elect Director David C. Colander For Withhold Management
1.5 Elect Director Jay R. Inglis For Withhold Management
1.6 Elect Director Wilmot H. Kidd For Withhold Management
1.7 Elect Director Wilmot H. Kidd, IV For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
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CENTRAL SECURITIES CORP.
Ticker: CET Security ID: 155123102
Meeting Date: MAR 20, 2019 Meeting Type: Annual
Record Date: JAN 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Price Blackford For Withhold Management
1.2 Elect Director Simms C. Browning For Withhold Management
1.3 Elect Director Donald G. Calder For Withhold Management
1.4 Elect Director David C. Colander For For Management
1.5 Elect Director Jay R. Inglis For Withhold Management
1.6 Elect Director Wilmot H. Kidd For Withhold Management
1.7 Elect Director Wilmot H. Kidd, IV For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CENTRAL SECURITIES CORP.
Ticker: CET Security ID: 155123102
Meeting Date: MAR 20, 2019 Meeting Type: Annual
Record Date: JAN 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Price Blackford For For Management
1.2 Elect Director Simms C. Browning For Withhold Management
1.3 Elect Director Donald G. Calder For Withhold Management
1.4 Elect Director David C. Colander For For Management
1.5 Elect Director Jay R. Inglis For Withhold Management
1.6 Elect Director Wilmot H. Kidd For Withhold Management
1.7 Elect Director Wilmot H. Kidd, IV For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CENTRAL SECURITIES CORP.
Ticker: CET Security ID: 155123102
Meeting Date: MAR 20, 2019 Meeting Type: Annual
Record Date: JAN 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Price Blackford For For Management
1.2 Elect Director Simms C. Browning For Withhold Management
1.3 Elect Director Donald G. Calder For Withhold Management
1.4 Elect Director David C. Colander For For Management
1.5 Elect Director Jay R. Inglis For Withhold Management
1.6 Elect Director Wilmot H. Kidd For For Management
1.7 Elect Director Wilmot H. Kidd, IV For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CENTRAL SECURITIES CORP.
Ticker: CET Security ID: 155123102
Meeting Date: MAR 20, 2019 Meeting Type: Annual
Record Date: JAN 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Price Blackford For For Management
1.2 Elect Director Simms C. Browning For Withhold Management
1.3 Elect Director Donald G. Calder For For Management
1.4 Elect Director David C. Colander For For Management
1.5 Elect Director Jay R. Inglis For Withhold Management
1.6 Elect Director Wilmot H. Kidd For For Management
1.7 Elect Director Wilmot H. Kidd, IV For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CENTRAL SECURITIES CORP.
Ticker: CET Security ID: 155123102
Meeting Date: MAR 20, 2019 Meeting Type: Annual
Record Date: JAN 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Price Blackford For For Management
1.2 Elect Director Simms C. Browning For For Management
1.3 Elect Director Donald G. Calder For For Management
1.4 Elect Director David C. Colander For For Management
1.5 Elect Director Jay R. Inglis For Withhold Management
1.6 Elect Director Wilmot H. Kidd For For Management
1.7 Elect Director Wilmot H. Kidd, IV For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CENTRAL SECURITIES CORP.
Ticker: CET Security ID: 155123102
Meeting Date: MAR 20, 2019 Meeting Type: Annual
Record Date: JAN 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Price Blackford For For Management
1.2 Elect Director Simms C. Browning For For Management
1.3 Elect Director Donald G. Calder For For Management
1.4 Elect Director David C. Colander For For Management
1.5 Elect Director Jay R. Inglis For For Management
1.6 Elect Director Wilmot H. Kidd For For Management
1.7 Elect Director Wilmot H. Kidd, IV For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
- 78 -
CENTRAL SECURITIES CORP.
Ticker: CET Security ID: 155123102
Meeting Date: MAR 20, 2019 Meeting Type: Annual
Record Date: JAN 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Price Blackford For For Management
1.2 Elect Director Simms C. Browning For For Management
1.3 Elect Director Donald G. Calder For For Management
1.4 Elect Director David C. Colander For For Management
1.5 Elect Director Jay R. Inglis For For Management
1.6 Elect Director Wilmot H. Kidd For For Management
1.7 Elect Director Wilmot H. Kidd, IV For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
COHEN & STEERS INFRASTRUCTURE FUND, INC.
Ticker: UTF Security ID: 19248A109
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daphne L. Richards For Withhold Management
1.2 Elect Director Gerald J. Maginnis For Withhold Management
1.3 Elect Director Joseph M. Harvey For Withhold Management
--------------------------------------------------------------------------------
COHEN & STEERS INFRASTRUCTURE FUND, INC.
Ticker: UTF Security ID: 19248A109
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daphne L. Richards For Withhold Management
1.2 Elect Director Gerald J. Maginnis For For Management
1.3 Elect Director Joseph M. Harvey For Withhold Management
--------------------------------------------------------------------------------
COHEN & STEERS INFRASTRUCTURE FUND, INC.
Ticker: UTF Security ID: 19248A109
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daphne L. Richards For For Management
1.2 Elect Director Gerald J. Maginnis For For Management
1.3 Elect Director Joseph M. Harvey For Withhold Management
--------------------------------------------------------------------------------
COHEN & STEERS INFRASTRUCTURE FUND, INC.
Ticker: UTF Security ID: 19248A109
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daphne L. Richards For For Management
1.2 Elect Director Gerald J. Maginnis For For Management
1.3 Elect Director Joseph M. Harvey For For Management
--------------------------------------------------------------------------------
COHEN & STEERS REIT & PREFERRED & INCOME FUND, INC.
Ticker: RNP Security ID: 19247X100
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daphne L. Richards For Withhold Management
1.2 Elect Director Gerald J. Maginnis For Withhold Management
1.3 Elect Director Joseph M. Harvey For Withhold Management
--------------------------------------------------------------------------------
COHEN & STEERS REIT & PREFERRED & INCOME FUND, INC.
Ticker: RNP Security ID: 19247X100
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daphne L. Richards For Withhold Management
1.2 Elect Director Gerald J. Maginnis For Withhold Management
1.3 Elect Director Joseph M. Harvey For For Management
--------------------------------------------------------------------------------
- 79 -
COHEN & STEERS REIT & PREFERRED & INCOME FUND, INC.
Ticker: RNP Security ID: 19247X100
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daphne L. Richards For For Management
1.2 Elect Director Gerald J. Maginnis For Withhold Management
1.3 Elect Director Joseph M. Harvey For For Management
--------------------------------------------------------------------------------
COHEN & STEERS REIT & PREFERRED & INCOME FUND, INC.
Ticker: RNP Security ID: 19247X100
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daphne L. Richards For For Management
1.2 Elect Director Gerald J. Maginnis For For Management
1.3 Elect Director Joseph M. Harvey For For Management
--------------------------------------------------------------------------------
DOUBLELINE INCOME SOLUTIONS FUND
Ticker: DSL Security ID: 258622109
Meeting Date: FEB 22, 2019 Meeting Type: Annual
Record Date: DEC 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joseph J. Ciprari For Withhold Management
--------------------------------------------------------------------------------
DOUBLELINE INCOME SOLUTIONS FUND
Ticker: DSL Security ID: 258622109
Meeting Date: FEB 22, 2019 Meeting Type: Annual
Record Date: DEC 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joseph J. Ciprari For For Management
--------------------------------------------------------------------------------
EATON VANCE SHORT DURATION DIVERSIFIED INCOME FUND
Ticker: EVG Security ID: 27828V104
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Gorman For Withhold Management
1b Elect Director William H. Park For Withhold Management
1c Elect Director Keith Quinton For Withhold Management
1d Elect Director Susan J. Sutherland For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE SHORT DURATION DIVERSIFIED INCOME FUND
Ticker: EVG Security ID: 27828V104
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Gorman For Withhold Management
1b Elect Director William H. Park For Withhold Management
1c Elect Director Keith Quinton For Withhold Management
1d Elect Director Susan J. Sutherland For For Management
--------------------------------------------------------------------------------
EATON VANCE SHORT DURATION DIVERSIFIED INCOME FUND
Ticker: EVG Security ID: 27828V104
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Gorman For For Management
1b Elect Director William H. Park For Withhold Management
1c Elect Director Keith Quinton For Withhold Management
1d Elect Director Susan J. Sutherland For For Management
--------------------------------------------------------------------------------
EATON VANCE SHORT DURATION DIVERSIFIED INCOME FUND
Ticker: EVG Security ID: 27828V104
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Gorman For For Management
1b Elect Director William H. Park For Withhold Management
1c Elect Director Keith Quinton For For Management
1d Elect Director Susan J. Sutherland For For Management
--------------------------------------------------------------------------------
- 80 -
EATON VANCE SHORT DURATION DIVERSIFIED INCOME FUND
Ticker: EVG Security ID: 27828V104
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Gorman For For Management
1b Elect Director William H. Park For For Management
1c Elect Director Keith Quinton For For Management
1d Elect Director Susan J. Sutherland For For Management
--------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDEND INCOME FUND
Ticker: ETG Security ID: 27828S101
Meeting Date: AUG 16, 2018 Meeting Type: Annual
Record Date: JUN 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Gorman For Withhold Management
1b Elect Director Helen Frame Peters For Withhold Management
1c Elect Director Susan J. Sutherland For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDEND INCOME FUND
Ticker: ETG Security ID: 27828S101
Meeting Date: AUG 16, 2018 Meeting Type: Annual
Record Date: JUN 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Gorman For For Management
1b Elect Director Helen Frame Peters For Withhold Management
1c Elect Director Susan J. Sutherland For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDEND INCOME FUND
Ticker: ETG Security ID: 27828S101
Meeting Date: AUG 16, 2018 Meeting Type: Annual
Record Date: JUN 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Gorman For For Management
1b Elect Director Helen Frame Peters For Withhold Management
1c Elect Director Susan J. Sutherland For For Management
--------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDEND INCOME FUND
Ticker: ETG Security ID: 27828S101
Meeting Date: AUG 16, 2018 Meeting Type: Annual
Record Date: JUN 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Gorman For For Management
1b Elect Director Helen Frame Peters For For Management
1c Elect Director Susan J. Sutherland For For Management
--------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDEND OPPORTUNITIES FUND
Ticker: ETO Security ID: 27828U106
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Gorman For Withhold Management
1b Elect Director Helen Frame Peters For Withhold Management
1c Elect Director Marcus L. Smith For Withhold Management
1d Elect Director Susan J. Sutherland For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDEND OPPORTUNITIES FUND
Ticker: ETO Security ID: 27828U106
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Gorman For Withhold Management
1b Elect Director Helen Frame Peters For Withhold Management
1c Elect Director Marcus L. Smith For Withhold Management
1d Elect Director Susan J. Sutherland For For Management
--------------------------------------------------------------------------------
- 81 -
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDEND OPPORTUNITIES FUND
Ticker: ETO Security ID: 27828U106
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Gorman For Withhold Management
1b Elect Director Helen Frame Peters For Withhold Management
1c Elect Director Marcus L. Smith For For Management
1d Elect Director Susan J. Sutherland For For Management
--------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDEND OPPORTUNITIES FUND
Ticker: ETO Security ID: 27828U106
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Gorman For For Management
1b Elect Director Helen Frame Peters For Withhold Management
1c Elect Director Marcus L. Smith For For Management
1d Elect Director Susan J. Sutherland For For Management
--------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDEND OPPORTUNITIES FUND
Ticker: ETO Security ID: 27828U106
Meeting Date: FEB 14, 2019 Meeting Type: Annual
Record Date: DEC 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Gorman For For Management
1b Elect Director Helen Frame Peters For For Management
1c Elect Director Marcus L. Smith For For Management
1d Elect Director Susan J. Sutherland For For Management
--------------------------------------------------------------------------------
FRANKLIN LTD. DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: SEP 04, 2018 Meeting Type: Annual
Record Date: JUN 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Luttig For Withhold Management
1.2 Elect Director Gregory E. Johnson For Withhold Management
2a Amend Fundamental Investment For Abstain Management
Restriction Regarding Borrowing
2b Amend Fundamental Investment For Abstain Management
Restriction Regarding Underwriting
2c Amend Fundamental Investment For Abstain Management
Restriction Regarding Lending
2d Amend Fundamental Investment For Abstain Management
Restriction Regarding Investments in
Real Estate
2e Amend Fundamental Investment For Abstain Management
Restriction Regarding Investments in
Commodities
2f Amend Fundamental Investment For Abstain Management
Restriction Regarding Issuing Senior
Securities
2g Amend Fundamental Investment For Abstain Management
Restriction Regarding Industry
Concentration
2h Amend Fundamental Investment For Abstain Management
Restriction Regarding Diversification
Requirements
--------------------------------------------------------------------------------
FRANKLIN LTD. DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: SEP 04, 2018 Meeting Type: Annual
Record Date: JUN 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Luttig For For Management
1.2 Elect Director Gregory E. Johnson For Withhold Management
2a Amend Fundamental Investment For Abstain Management
Restriction Regarding Borrowing
2b Amend Fundamental Investment For Abstain Management
Restriction Regarding Underwriting
2c Amend Fundamental Investment For Abstain Management
Restriction Regarding Lending
2d Amend Fundamental Investment For Abstain Management
Restriction Regarding Investments in
Real Estate
2e Amend Fundamental Investment For Abstain Management
Restriction Regarding Investments in
Commodities
2f Amend Fundamental Investment For Abstain Management
Restriction Regarding Issuing Senior
Securities
2g Amend Fundamental Investment For Abstain Management
Restriction Regarding Industry
Concentration
2h Amend Fundamental Investment For Abstain Management
Restriction Regarding Diversification
Requirements
--------------------------------------------------------------------------------
- 82 -
FRANKLIN LTD. DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: SEP 04, 2018 Meeting Type: Annual
Record Date: JUN 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Luttig For For Management
1.2 Elect Director Gregory E. Johnson For For Management
2a Amend Fundamental Investment For Abstain Management
Restriction Regarding Borrowing
2b Amend Fundamental Investment For Abstain Management
Restriction Regarding Underwriting
2c Amend Fundamental Investment For Abstain Management
Restriction Regarding Lending
2d Amend Fundamental Investment For Abstain Management
Restriction Regarding Investments in
Real Estate
2e Amend Fundamental Investment For Abstain Management
Restriction Regarding Investments in
Commodities
2f Amend Fundamental Investment For Abstain Management
Restriction Regarding Issuing Senior
Securities
2g Amend Fundamental Investment For Abstain Management
Restriction Regarding Industry
Concentration
2h Amend Fundamental Investment For Abstain Management
Restriction Regarding Diversification
Requirements
--------------------------------------------------------------------------------
FRANKLIN LTD. DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: SEP 04, 2018 Meeting Type: Annual
Record Date: JUN 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Luttig For For Management
1.2 Elect Director Gregory E. Johnson For For Management
2a Amend Fundamental Investment For Abstain Management
Restriction Regarding Borrowing
2b Amend Fundamental Investment For Abstain Management
Restriction Regarding Underwriting
2c Amend Fundamental Investment For Abstain Management
Restriction Regarding Lending
2d Amend Fundamental Investment For Abstain Management
Restriction Regarding Investments in
Real Estate
2e Amend Fundamental Investment For Against Management
Restriction Regarding Investments in
Commodities
2f Amend Fundamental Investment For Abstain Management
Restriction Regarding Issuing Senior
Securities
2g Amend Fundamental Investment For Abstain Management
Restriction Regarding Industry
Concentration
2h Amend Fundamental Investment For Abstain Management
Restriction Regarding Diversification
Requirements
--------------------------------------------------------------------------------
FRANKLIN LTD. DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: SEP 04, 2018 Meeting Type: Annual
Record Date: JUN 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Luttig For For Management
1.2 Elect Director Gregory E. Johnson For For Management
2a Amend Fundamental Investment For Abstain Management
Restriction Regarding Borrowing
2b Amend Fundamental Investment For Abstain Management
Restriction Regarding Underwriting
2c Amend Fundamental Investment For Abstain Management
Restriction Regarding Lending
2d Amend Fundamental Investment For Abstain Management
Restriction Regarding Investments in
Real Estate
2e Amend Fundamental Investment For Against Management
Restriction Regarding Investments in
Commodities
2f Amend Fundamental Investment For Abstain Management
Restriction Regarding Issuing Senior
Securities
2g Amend Fundamental Investment For Against Management
Restriction Regarding Industry
Concentration
2h Amend Fundamental Investment For Abstain Management
Restriction Regarding Diversification
Requirements
--------------------------------------------------------------------------------
- 83 -
FRANKLIN LTD. DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: SEP 04, 2018 Meeting Type: Annual
Record Date: JUN 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Luttig For For Management
1.2 Elect Director Gregory E. Johnson For For Management
2a Amend Fundamental Investment For Abstain Management
Restriction Regarding Borrowing
2b Amend Fundamental Investment For Abstain Management
Restriction Regarding Underwriting
2c Amend Fundamental Investment For Against Management
Restriction Regarding Lending
2d Amend Fundamental Investment For Abstain Management
Restriction Regarding Investments in
Real Estate
2e Amend Fundamental Investment For Against Management
Restriction Regarding Investments in
Commodities
2f Amend Fundamental Investment For Abstain Management
Restriction Regarding Issuing Senior
Securities
2g Amend Fundamental Investment For Against Management
Restriction Regarding Industry
Concentration
2h Amend Fundamental Investment For Abstain Management
Restriction Regarding Diversification
Requirements
--------------------------------------------------------------------------------
FRANKLIN LTD. DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: SEP 04, 2018 Meeting Type: Annual
Record Date: JUN 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Luttig For For Management
1.2 Elect Director Gregory E. Johnson For For Management
2a Amend Fundamental Investment For Abstain Management
Restriction Regarding Borrowing
2b Amend Fundamental Investment For Abstain Management
Restriction Regarding Underwriting
2c Amend Fundamental Investment For Against Management
Restriction Regarding Lending
2d Amend Fundamental Investment For Abstain Management
Restriction Regarding Investments in
Real Estate
2e Amend Fundamental Investment For Against Management
Restriction Regarding Investments in
Commodities
2f Amend Fundamental Investment For Against Management
Restriction Regarding Issuing Senior
Securities
2g Amend Fundamental Investment For Against Management
Restriction Regarding Industry
Concentration
2h Amend Fundamental Investment For Abstain Management
Restriction Regarding Diversification
Requirements
--------------------------------------------------------------------------------
FRANKLIN LTD. DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: SEP 04, 2018 Meeting Type: Annual
Record Date: JUN 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Luttig For For Management
1.2 Elect Director Gregory E. Johnson For For Management
2a Amend Fundamental Investment For Abstain Management
Restriction Regarding Borrowing
2b Amend Fundamental Investment For Against Management
Restriction Regarding Underwriting
2c Amend Fundamental Investment For Against Management
Restriction Regarding Lending
2d Amend Fundamental Investment For Abstain Management
Restriction Regarding Investments in
Real Estate
2e Amend Fundamental Investment For Against Management
Restriction Regarding Investments in
Commodities
2f Amend Fundamental Investment For Against Management
Restriction Regarding Issuing Senior
Securities
2g Amend Fundamental Investment For Against Management
Restriction Regarding Industry
Concentration
2h Amend Fundamental Investment For Abstain Management
Restriction Regarding Diversification
Requirements
--------------------------------------------------------------------------------
- 84 -
FRANKLIN LTD. DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: SEP 04, 2018 Meeting Type: Annual
Record Date: JUN 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Luttig For For Management
1.2 Elect Director Gregory E. Johnson For For Management
2a Amend Fundamental Investment For Against Management
Restriction Regarding Borrowing
2b Amend Fundamental Investment For Against Management
Restriction Regarding Underwriting
2c Amend Fundamental Investment For Against Management
Restriction Regarding Lending
2d Amend Fundamental Investment For Abstain Management
Restriction Regarding Investments in
Real Estate
2e Amend Fundamental Investment For Against Management
Restriction Regarding Investments in
Commodities
2f Amend Fundamental Investment For Against Management
Restriction Regarding Issuing Senior
Securities
2g Amend Fundamental Investment For Against Management
Restriction Regarding Industry
Concentration
2h Amend Fundamental Investment For Abstain Management
Restriction Regarding Diversification
Requirements
--------------------------------------------------------------------------------
FRANKLIN LTD. DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: SEP 04, 2018 Meeting Type: Annual
Record Date: JUN 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Luttig For For Management
1.2 Elect Director Gregory E. Johnson For For Management
2a Amend Fundamental Investment For Against Management
Restriction Regarding Borrowing
2b Amend Fundamental Investment For Against Management
Restriction Regarding Underwriting
2c Amend Fundamental Investment For Against Management
Restriction Regarding Lending
2d Amend Fundamental Investment For Abstain Management
Restriction Regarding Investments in
Real Estate
2e Amend Fundamental Investment For Against Management
Restriction Regarding Investments in
Commodities
2f Amend Fundamental Investment For Against Management
Restriction Regarding Issuing Senior
Securities
2g Amend Fundamental Investment For Against Management
Restriction Regarding Industry
Concentration
2h Amend Fundamental Investment For Against Management
Restriction Regarding Diversification
Requirements
--------------------------------------------------------------------------------
FRANKLIN LTD. DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: SEP 04, 2018 Meeting Type: Annual
Record Date: JUN 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Luttig For For Management
1.2 Elect Director Gregory E. Johnson For For Management
2a Amend Fundamental Investment For Against Management
Restriction Regarding Borrowing
2b Amend Fundamental Investment For Against Management
Restriction Regarding Underwriting
2c Amend Fundamental Investment For Against Management
Restriction Regarding Lending
2d Amend Fundamental Investment For Against Management
Restriction Regarding Investments in
Real Estate
2e Amend Fundamental Investment For Against Management
Restriction Regarding Investments in
Commodities
2f Amend Fundamental Investment For Against Management
Restriction Regarding Issuing Senior
Securities
2g Amend Fundamental Investment For Against Management
Restriction Regarding Industry
Concentration
2h Amend Fundamental Investment For Against Management
Restriction Regarding Diversification
Requirements
--------------------------------------------------------------------------------
- 85 -
FRANKLIN LTD. DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: SEP 04, 2018 Meeting Type: Annual
Record Date: JUN 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Luttig For For Management
1.2 Elect Director Gregory E. Johnson For For Management
2a Amend Fundamental Investment For Against Management
Restriction Regarding Borrowing
2b Amend Fundamental Investment For Against Management
Restriction Regarding Underwriting
2c Amend Fundamental Investment For Against Management
Restriction Regarding Lending
2d Amend Fundamental Investment For For Management
Restriction Regarding Investments in
Real Estate
2e Amend Fundamental Investment For Against Management
Restriction Regarding Investments in
Commodities
2f Amend Fundamental Investment For Against Management
Restriction Regarding Issuing Senior
Securities
2g Amend Fundamental Investment For Against Management
Restriction Regarding Industry
Concentration
2h Amend Fundamental Investment For Against Management
Restriction Regarding Diversification
Requirements
--------------------------------------------------------------------------------
FRANKLIN LTD. DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: SEP 04, 2018 Meeting Type: Annual
Record Date: JUN 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Luttig For For Management
1.2 Elect Director Gregory E. Johnson For For Management
2a Amend Fundamental Investment For Against Management
Restriction Regarding Borrowing
2b Amend Fundamental Investment For Against Management
Restriction Regarding Underwriting
2c Amend Fundamental Investment For Against Management
Restriction Regarding Lending
2d Amend Fundamental Investment For For Management
Restriction Regarding Investments in
Real Estate
2e Amend Fundamental Investment For Against Management
Restriction Regarding Investments in
Commodities
2f Amend Fundamental Investment For For Management
Restriction Regarding Issuing Senior
Securities
2g Amend Fundamental Investment For Against Management
Restriction Regarding Industry
Concentration
2h Amend Fundamental Investment For Against Management
Restriction Regarding Diversification
Requirements
--------------------------------------------------------------------------------
FRANKLIN LTD. DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: SEP 04, 2018 Meeting Type: Annual
Record Date: JUN 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Luttig For For Management
1.2 Elect Director Gregory E. Johnson For For Management
2a Amend Fundamental Investment For Against Management
Restriction Regarding Borrowing
2b Amend Fundamental Investment For For Management
Restriction Regarding Underwriting
2c Amend Fundamental Investment For Against Management
Restriction Regarding Lending
2d Amend Fundamental Investment For For Management
Restriction Regarding Investments in
Real Estate
2e Amend Fundamental Investment For Against Management
Restriction Regarding Investments in
Commodities
2f Amend Fundamental Investment For For Management
Restriction Regarding Issuing Senior
Securities
2g Amend Fundamental Investment For Against Management
Restriction Regarding Industry
Concentration
2h Amend Fundamental Investment For Against Management
Restriction Regarding Diversification
Requirements
--------------------------------------------------------------------------------
- 86 -
FRANKLIN LTD. DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: SEP 04, 2018 Meeting Type: Annual
Record Date: JUN 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Luttig For For Management
1.2 Elect Director Gregory E. Johnson For For Management
2a Amend Fundamental Investment For Against Management
Restriction Regarding Borrowing
2b Amend Fundamental Investment For For Management
Restriction Regarding Underwriting
2c Amend Fundamental Investment For Against Management
Restriction Regarding Lending
2d Amend Fundamental Investment For For Management
Restriction Regarding Investments in
Real Estate
2e Amend Fundamental Investment For Against Management
Restriction Regarding Investments in
Commodities
2f Amend Fundamental Investment For For Management
Restriction Regarding Issuing Senior
Securities
2g Amend Fundamental Investment For For Management
Restriction Regarding Industry
Concentration
2h Amend Fundamental Investment For Against Management
Restriction Regarding Diversification
Requirements
--------------------------------------------------------------------------------
FRANKLIN LTD. DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: SEP 04, 2018 Meeting Type: Annual
Record Date: JUN 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Luttig For For Management
1.2 Elect Director Gregory E. Johnson For For Management
2a Amend Fundamental Investment For Against Management
Restriction Regarding Borrowing
2b Amend Fundamental Investment For For Management
Restriction Regarding Underwriting
2c Amend Fundamental Investment For For Management
Restriction Regarding Lending
2d Amend Fundamental Investment For For Management
Restriction Regarding Investments in
Real Estate
2e Amend Fundamental Investment For Against Management
Restriction Regarding Investments in
Commodities
2f Amend Fundamental Investment For For Management
Restriction Regarding Issuing Senior
Securities
2g Amend Fundamental Investment For For Management
Restriction Regarding Industry
Concentration
2h Amend Fundamental Investment For Against Management
Restriction Regarding Diversification
Requirements
--------------------------------------------------------------------------------
FRANKLIN LTD. DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: SEP 04, 2018 Meeting Type: Annual
Record Date: JUN 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Luttig For For Management
1.2 Elect Director Gregory E. Johnson For For Management
2a Amend Fundamental Investment For Against Management
Restriction Regarding Borrowing
2b Amend Fundamental Investment For For Management
Restriction Regarding Underwriting
2c Amend Fundamental Investment For For Management
Restriction Regarding Lending
2d Amend Fundamental Investment For For Management
Restriction Regarding Investments in
Real Estate
2e Amend Fundamental Investment For Against Management
Restriction Regarding Investments in
Commodities
2f Amend Fundamental Investment For For Management
Restriction Regarding Issuing Senior
Securities
2g Amend Fundamental Investment For For Management
Restriction Regarding Industry
Concentration
2h Amend Fundamental Investment For For Management
Restriction Regarding Diversification
Requirements
--------------------------------------------------------------------------------
- 87 -
FRANKLIN LTD. DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: SEP 04, 2018 Meeting Type: Annual
Record Date: JUN 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Luttig For For Management
1.2 Elect Director Gregory E. Johnson For For Management
2a Amend Fundamental Investment For For Management
Restriction Regarding Borrowing
2b Amend Fundamental Investment For For Management
Restriction Regarding Underwriting
2c Amend Fundamental Investment For For Management
Restriction Regarding Lending
2d Amend Fundamental Investment For For Management
Restriction Regarding Investments in
Real Estate
2e Amend Fundamental Investment For Against Management
Restriction Regarding Investments in
Commodities
2f Amend Fundamental Investment For For Management
Restriction Regarding Issuing Senior
Securities
2g Amend Fundamental Investment For For Management
Restriction Regarding Industry
Concentration
2h Amend Fundamental Investment For For Management
Restriction Regarding Diversification
Requirements
--------------------------------------------------------------------------------
FRANKLIN LTD. DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: SEP 04, 2018 Meeting Type: Annual
Record Date: JUN 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Luttig For For Management
1.2 Elect Director Gregory E. Johnson For For Management
2a Amend Fundamental Investment For For Management
Restriction Regarding Borrowing
2b Amend Fundamental Investment For For Management
Restriction Regarding Underwriting
2c Amend Fundamental Investment For For Management
Restriction Regarding Lending
2d Amend Fundamental Investment For For Management
Restriction Regarding Investments in
Real Estate
2e Amend Fundamental Investment For For Management
Restriction Regarding Investments in
Commodities
2f Amend Fundamental Investment For For Management
Restriction Regarding Issuing Senior
Securities
2g Amend Fundamental Investment For For Management
Restriction Regarding Industry
Concentration
2h Amend Fundamental Investment For For Management
Restriction Regarding Diversification
Requirements
--------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS CO., INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 24, 2019 Meeting Type: Annual
Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For Withhold Management
1.2 Elect Director Lewis B. Cullman For Withhold Management
1.3 Elect Director Spencer Davidson For Withhold Management
1.4 Elect Director Clara E. Del Villar For Withhold Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For Withhold Management
1.7 Elect Director Sidney R. Knafel For Withhold Management
1.8 Elect Director Rose P. Lynch For Withhold Management
1.9 Elect Director Jeffrey W. Priest For Withhold Management
1.10 Elect Director Henry R. Schirmer For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For Abstain Management
--------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS CO., INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 24, 2019 Meeting Type: Annual
Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For Withhold Management
1.2 Elect Director Lewis B. Cullman For Withhold Management
1.3 Elect Director Spencer Davidson For Withhold Management
1.4 Elect Director Clara E. Del Villar For Withhold Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For Withhold Management
1.7 Elect Director Sidney R. Knafel For Withhold Management
1.8 Elect Director Rose P. Lynch For Withhold Management
1.9 Elect Director Jeffrey W. Priest For Withhold Management
1.10 Elect Director Henry R. Schirmer For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
--------------------------------------------------------------------------------
- 88 -
GENERAL AMERICAN INVESTORS CO., INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 24, 2019 Meeting Type: Annual
Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For Withhold Management
1.2 Elect Director Lewis B. Cullman For Withhold Management
1.3 Elect Director Spencer Davidson For Withhold Management
1.4 Elect Director Clara E. Del Villar For Withhold Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For Withhold Management
1.7 Elect Director Sidney R. Knafel For Withhold Management
1.8 Elect Director Rose P. Lynch For Withhold Management
1.9 Elect Director Jeffrey W. Priest For Withhold Management
1.10 Elect Director Henry R. Schirmer For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS CO., INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 24, 2019 Meeting Type: Annual
Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For Withhold Management
1.2 Elect Director Lewis B. Cullman For Withhold Management
1.3 Elect Director Spencer Davidson For Withhold Management
1.4 Elect Director Clara E. Del Villar For Withhold Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For Withhold Management
1.7 Elect Director Sidney R. Knafel For Withhold Management
1.8 Elect Director Rose P. Lynch For Withhold Management
1.9 Elect Director Jeffrey W. Priest For For Management
1.10 Elect Director Henry R. Schirmer For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS CO., INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 24, 2019 Meeting Type: Annual
Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For Withhold Management
1.2 Elect Director Lewis B. Cullman For Withhold Management
1.3 Elect Director Spencer Davidson For Withhold Management
1.4 Elect Director Clara E. Del Villar For Withhold Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For Withhold Management
1.7 Elect Director Sidney R. Knafel For Withhold Management
1.8 Elect Director Rose P. Lynch For For Management
1.9 Elect Director Jeffrey W. Priest For For Management
1.10 Elect Director Henry R. Schirmer For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS CO., INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 24, 2019 Meeting Type: Annual
Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For Withhold Management
1.2 Elect Director Lewis B. Cullman For Withhold Management
1.3 Elect Director Spencer Davidson For Withhold Management
1.4 Elect Director Clara E. Del Villar For Withhold Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For Withhold Management
1.7 Elect Director Sidney R. Knafel For Withhold Management
1.8 Elect Director Rose P. Lynch For For Management
1.9 Elect Director Jeffrey W. Priest For For Management
1.10 Elect Director Henry R. Schirmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS CO., INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 24, 2019 Meeting Type: Annual
Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For Withhold Management
1.2 Elect Director Lewis B. Cullman For Withhold Management
1.3 Elect Director Spencer Davidson For Withhold Management
1.4 Elect Director Clara E. Del Villar For For Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For Withhold Management
1.7 Elect Director Sidney R. Knafel For Withhold Management
1.8 Elect Director Rose P. Lynch For For Management
1.9 Elect Director Jeffrey W. Priest For For Management
1.10 Elect Director Henry R. Schirmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
- 89 -
GENERAL AMERICAN INVESTORS CO., INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 24, 2019 Meeting Type: Annual
Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For For Management
1.2 Elect Director Lewis B. Cullman For Withhold Management
1.3 Elect Director Spencer Davidson For Withhold Management
1.4 Elect Director Clara E. Del Villar For For Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For Withhold Management
1.7 Elect Director Sidney R. Knafel For Withhold Management
1.8 Elect Director Rose P. Lynch For For Management
1.9 Elect Director Jeffrey W. Priest For For Management
1.10 Elect Director Henry R. Schirmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS CO., INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 24, 2019 Meeting Type: Annual
Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For For Management
1.2 Elect Director Lewis B. Cullman For Withhold Management
1.3 Elect Director Spencer Davidson For For Management
1.4 Elect Director Clara E. Del Villar For For Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For Withhold Management
1.7 Elect Director Sidney R. Knafel For Withhold Management
1.8 Elect Director Rose P. Lynch For For Management
1.9 Elect Director Jeffrey W. Priest For For Management
1.10 Elect Director Henry R. Schirmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS CO., INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 24, 2019 Meeting Type: Annual
Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For For Management
1.2 Elect Director Lewis B. Cullman For Withhold Management
1.3 Elect Director Spencer Davidson For For Management
1.4 Elect Director Clara E. Del Villar For For Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For Withhold Management
1.7 Elect Director Sidney R. Knafel For For Management
1.8 Elect Director Rose P. Lynch For For Management
1.9 Elect Director Jeffrey W. Priest For For Management
1.10 Elect Director Henry R. Schirmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS CO., INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 24, 2019 Meeting Type: Annual
Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For For Management
1.2 Elect Director Lewis B. Cullman For Withhold Management
1.3 Elect Director Spencer Davidson For For Management
1.4 Elect Director Clara E. Del Villar For For Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For For Management
1.7 Elect Director Sidney R. Knafel For For Management
1.8 Elect Director Rose P. Lynch For For Management
1.9 Elect Director Jeffrey W. Priest For For Management
1.10 Elect Director Henry R. Schirmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS CO., INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 24, 2019 Meeting Type: Annual
Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For For Management
1.2 Elect Director Lewis B. Cullman For For Management
1.3 Elect Director Spencer Davidson For For Management
1.4 Elect Director Clara E. Del Villar For For Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For For Management
1.7 Elect Director Sidney R. Knafel For For Management
1.8 Elect Director Rose P. Lynch For For Management
1.9 Elect Director Jeffrey W. Priest For For Management
1.10 Elect Director Henry R. Schirmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
- 90 -
GENERAL AMERICAN INVESTORS CO., INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 24, 2019 Meeting Type: Annual
Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For For Management
1.2 Elect Director Lewis B. Cullman For For Management
1.3 Elect Director Spencer Davidson For For Management
1.4 Elect Director Clara E. Del Villar For For Management
1.5 Elect Director John D. Gordan, III For For Management
1.6 Elect Director Betsy F. Gotbaum For For Management
1.7 Elect Director Sidney R. Knafel For For Management
1.8 Elect Director Rose P. Lynch For For Management
1.9 Elect Director Jeffrey W. Priest For For Management
1.10 Elect Director Henry R. Schirmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
Ticker: BTO Security ID: 409735206
Meeting Date: FEB 07, 2019 Meeting Type: Annual
Record Date: NOV 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Arnott For Withhold Management
1.2 Elect Director Marianne Harrison For Withhold Management
1.3 Elect Director Deborah C. Jackson For Withhold Management
1.4 Elect Director James M. Oates For Withhold Management
1.5 Elect Director Steven R. Pruchansky For Withhold Management
--------------------------------------------------------------------------------
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
Ticker: BTO Security ID: 409735206
Meeting Date: FEB 07, 2019 Meeting Type: Annual
Record Date: NOV 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Arnott For Withhold Management
1.2 Elect Director Marianne Harrison For For Management
1.3 Elect Director Deborah C. Jackson For Withhold Management
1.4 Elect Director James M. Oates For Withhold Management
1.5 Elect Director Steven R. Pruchansky For Withhold Management
--------------------------------------------------------------------------------
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
Ticker: BTO Security ID: 409735206
Meeting Date: FEB 07, 2019 Meeting Type: Annual
Record Date: NOV 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Arnott For For Management
1.2 Elect Director Marianne Harrison For For Management
1.3 Elect Director Deborah C. Jackson For Withhold Management
1.4 Elect Director James M. Oates For Withhold Management
1.5 Elect Director Steven R. Pruchansky For Withhold Management
--------------------------------------------------------------------------------
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
Ticker: BTO Security ID: 409735206
Meeting Date: FEB 07, 2019 Meeting Type: Annual
Record Date: NOV 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Arnott For For Management
1.2 Elect Director Marianne Harrison For For Management
1.3 Elect Director Deborah C. Jackson For Withhold Management
1.4 Elect Director James M. Oates For For Management
1.5 Elect Director Steven R. Pruchansky For Withhold Management
--------------------------------------------------------------------------------
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
Ticker: BTO Security ID: 409735206
Meeting Date: FEB 07, 2019 Meeting Type: Annual
Record Date: NOV 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Arnott For For Management
1.2 Elect Director Marianne Harrison For For Management
1.3 Elect Director Deborah C. Jackson For For Management
1.4 Elect Director James M. Oates For For Management
1.5 Elect Director Steven R. Pruchansky For Withhold Management
--------------------------------------------------------------------------------
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JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
Ticker: BTO Security ID: 409735206
Meeting Date: FEB 07, 2019 Meeting Type: Annual
Record Date: NOV 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Arnott For For Management
1.2 Elect Director Marianne Harrison For For Management
1.3 Elect Director Deborah C. Jackson For For Management
1.4 Elect Director James M. Oates For For Management
1.5 Elect Director Steven R. Pruchansky For For Management
--------------------------------------------------------------------------------
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
Ticker: HTD Security ID: 41013V100
Meeting Date: FEB 07, 2019 Meeting Type: Annual
Record Date: NOV 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Arnott For Withhold Management
1.2 Elect Director Marianne Harrison For Withhold Management
1.3 Elect Director Deborah C. Jackson For Withhold Management
1.4 Elect Director James M. Oates For Withhold Management
1.5 Elect Director Steven R. Pruchansky For Withhold Management
--------------------------------------------------------------------------------
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
Ticker: HTD Security ID: 41013V100
Meeting Date: FEB 07, 2019 Meeting Type: Annual
Record Date: NOV 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Arnott For Withhold Management
1.2 Elect Director Marianne Harrison For For Management
1.3 Elect Director Deborah C. Jackson For Withhold Management
1.4 Elect Director James M. Oates For Withhold Management
1.5 Elect Director Steven R. Pruchansky For Withhold Management
--------------------------------------------------------------------------------
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
Ticker: HTD Security ID: 41013V100
Meeting Date: FEB 07, 2019 Meeting Type: Annual
Record Date: NOV 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Arnott For Withhold Management
1.2 Elect Director Marianne Harrison For For Management
1.3 Elect Director Deborah C. Jackson For For Management
1.4 Elect Director James M. Oates For Withhold Management
1.5 Elect Director Steven R. Pruchansky For Withhold Management
--------------------------------------------------------------------------------
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
Ticker: HTD Security ID: 41013V100
Meeting Date: FEB 07, 2019 Meeting Type: Annual
Record Date: NOV 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Arnott For For Management
1.2 Elect Director Marianne Harrison For For Management
1.3 Elect Director Deborah C. Jackson For For Management
1.4 Elect Director James M. Oates For Withhold Management
1.5 Elect Director Steven R. Pruchansky For Withhold Management
--------------------------------------------------------------------------------
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
Ticker: HTD Security ID: 41013V100
Meeting Date: FEB 07, 2019 Meeting Type: Annual
Record Date: NOV 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Arnott For For Management
1.2 Elect Director Marianne Harrison For For Management
1.3 Elect Director Deborah C. Jackson For For Management
1.4 Elect Director James M. Oates For For Management
1.5 Elect Director Steven R. Pruchansky For Withhold Management
--------------------------------------------------------------------------------
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
Ticker: HTD Security ID: 41013V100
Meeting Date: FEB 07, 2019 Meeting Type: Annual
Record Date: NOV 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Arnott For For Management
1.2 Elect Director Marianne Harrison For For Management
1.3 Elect Director Deborah C. Jackson For For Management
1.4 Elect Director James M. Oates For For Management
1.5 Elect Director Steven R. Pruchansky For For Management
--------------------------------------------------------------------------------
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KKR INCOME OPPORTUNITIES FUND
Ticker: KIO Security ID: 48249T106
Meeting Date: MAR 21, 2019 Meeting Type: Annual
Record Date: FEB 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Tobin V. Levy For Withhold Management
--------------------------------------------------------------------------------
KKR INCOME OPPORTUNITIES FUND
Ticker: KIO Security ID: 48249T106
Meeting Date: MAR 21, 2019 Meeting Type: Annual
Record Date: FEB 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Tobin V. Levy For For Management
--------------------------------------------------------------------------------
MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RETURN FUND INC.
Ticker: MGU Security ID: 55608D101
Meeting Date: JUN 18, 2019 Meeting Type: Annual
Record Date: APR 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas W. Hunersen For Withhold Management
--------------------------------------------------------------------------------
MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RETURN FUND INC.
Ticker: MGU Security ID: 55608D101
Meeting Date: JUN 18, 2019 Meeting Type: Annual
Record Date: APR 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas W. Hunersen For For Management
--------------------------------------------------------------------------------
MORGAN STANLEY CHINA A SHARE FUND, INC.
Ticker: CAF Security ID: 617468103
Meeting Date: JUN 25, 2019 Meeting Type: Annual
Record Date: APR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For Withhold Management
1.2 Elect Director Jakki L. Haussler For Withhold Management
1.3 Elect Director Manuel H. Johnson For Withhold Management
1.4 Elect Director Patricia Maleski For Withhold Management
--------------------------------------------------------------------------------
MORGAN STANLEY CHINA A SHARE FUND, INC.
Ticker: CAF Security ID: 617468103
Meeting Date: JUN 25, 2019 Meeting Type: Annual
Record Date: APR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For Withhold Management
1.2 Elect Director Jakki L. Haussler For For Management
1.3 Elect Director Manuel H. Johnson For Withhold Management
1.4 Elect Director Patricia Maleski For Withhold Management
--------------------------------------------------------------------------------
MORGAN STANLEY CHINA A SHARE FUND, INC.
Ticker: CAF Security ID: 617468103
Meeting Date: JUN 25, 2019 Meeting Type: Annual
Record Date: APR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For Withhold Management
1.2 Elect Director Jakki L. Haussler For For Management
1.3 Elect Director Manuel H. Johnson For Withhold Management
1.4 Elect Director Patricia Maleski For For Management
--------------------------------------------------------------------------------
MORGAN STANLEY CHINA A SHARE FUND, INC.
Ticker: CAF Security ID: 617468103
Meeting Date: JUN 25, 2019 Meeting Type: Annual
Record Date: APR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For For Management
1.2 Elect Director Jakki L. Haussler For For Management
1.3 Elect Director Manuel H. Johnson For Withhold Management
1.4 Elect Director Patricia Maleski For For Management
--------------------------------------------------------------------------------
- 93 -
MORGAN STANLEY CHINA A SHARE FUND, INC.
Ticker: CAF Security ID: 617468103
Meeting Date: JUN 25, 2019 Meeting Type: Annual
Record Date: APR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Bowman For For Management
1.2 Elect Director Jakki L. Haussler For For Management
1.3 Elect Director Manuel H. Johnson For For Management
1.4 Elect Director Patricia Maleski For For Management
--------------------------------------------------------------------------------
NUVEEN CREDIT STRATEGIES INCOME FUND
Ticker: JQC Security ID: 67073D102
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For Withhold Management
1b.2 Elect Director Carole E. Stone For Withhold Management
1b.3 Elect Director Margaret L. Wolff For Withhold Management
1b.4 Elect Director William C. Hunter For Withhold Management
--------------------------------------------------------------------------------
NUVEEN CREDIT STRATEGIES INCOME FUND
Ticker: JQC Security ID: 67073D102
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For Withhold Management
1b.2 Elect Director Carole E. Stone For Withhold Management
1b.3 Elect Director Margaret L. Wolff For For Management
1b.4 Elect Director William C. Hunter For Withhold Management
--------------------------------------------------------------------------------
NUVEEN CREDIT STRATEGIES INCOME FUND
Ticker: JQC Security ID: 67073D102
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For For Management
1b.2 Elect Director Carole E. Stone For Withhold Management
1b.3 Elect Director Margaret L. Wolff For For Management
1b.4 Elect Director William C. Hunter For Withhold Management
--------------------------------------------------------------------------------
NUVEEN CREDIT STRATEGIES INCOME FUND
Ticker: JQC Security ID: 67073D102
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For For Management
1b.2 Elect Director Carole E. Stone For For Management
1b.3 Elect Director Margaret L. Wolff For For Management
1b.4 Elect Director William C. Hunter For Withhold Management
--------------------------------------------------------------------------------
NUVEEN CREDIT STRATEGIES INCOME FUND
Ticker: JQC Security ID: 67073D102
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For For Management
1b.2 Elect Director Carole E. Stone For For Management
1b.3 Elect Director Margaret L. Wolff For For Management
1b.4 Elect Director William C. Hunter For For Management
--------------------------------------------------------------------------------
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND
Ticker: JDD Security ID: 6706EP105
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For Withhold Management
1b.2 Elect Director Carole E. Stone For Withhold Management
1b.3 Elect Director Margaret L. Wolff For Withhold Management
1b.4 Elect Director William C. Hunter For Withhold Management
--------------------------------------------------------------------------------
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NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND
Ticker: JDD Security ID: 6706EP105
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For Withhold Management
1b.2 Elect Director Carole E. Stone For Withhold Management
1b.3 Elect Director Margaret L. Wolff For For Management
1b.4 Elect Director William C. Hunter For Withhold Management
--------------------------------------------------------------------------------
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND
Ticker: JDD Security ID: 6706EP105
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For Withhold Management
1b.2 Elect Director Carole E. Stone For Withhold Management
1b.3 Elect Director Margaret L. Wolff For For Management
1b.4 Elect Director William C. Hunter For For Management
--------------------------------------------------------------------------------
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND
Ticker: JDD Security ID: 6706EP105
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For Withhold Management
1b.2 Elect Director Carole E. Stone For For Management
1b.3 Elect Director Margaret L. Wolff For For Management
1b.4 Elect Director William C. Hunter For For Management
--------------------------------------------------------------------------------
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND
Ticker: JDD Security ID: 6706EP105
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For For Management
1b.2 Elect Director Carole E. Stone For For Management
1b.3 Elect Director Margaret L. Wolff For For Management
1b.4 Elect Director William C. Hunter For For Management
--------------------------------------------------------------------------------
NUVEEN PREFERRED INCOME OPPORTUNITIES FUND
Ticker: JPC Security ID: 67073B106
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For Withhold Management
1b.2 Elect Director Carole E. Stone For Withhold Management
1b.3 Elect Director Margaret L. Wolff For Withhold Management
1b.4 Elect Director William C. Hunter For Withhold Management
--------------------------------------------------------------------------------
NUVEEN PREFERRED INCOME OPPORTUNITIES FUND
Ticker: JPC Security ID: 67073B106
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For Withhold Management
1b.2 Elect Director Carole E. Stone For Withhold Management
1b.3 Elect Director Margaret L. Wolff For For Management
1b.4 Elect Director William C. Hunter For Withhold Management
--------------------------------------------------------------------------------
NUVEEN PREFERRED INCOME OPPORTUNITIES FUND
Ticker: JPC Security ID: 67073B106
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For For Management
1b.2 Elect Director Carole E. Stone For Withhold Management
1b.3 Elect Director Margaret L. Wolff For For Management
1b.4 Elect Director William C. Hunter For Withhold Management
--------------------------------------------------------------------------------
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NUVEEN PREFERRED INCOME OPPORTUNITIES FUND
Ticker: JPC Security ID: 67073B106
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For For Management
1b.2 Elect Director Carole E. Stone For For Management
1b.3 Elect Director Margaret L. Wolff For For Management
1b.4 Elect Director William C. Hunter For Withhold Management
--------------------------------------------------------------------------------
NUVEEN PREFERRED INCOME OPPORTUNITIES FUND
Ticker: JPC Security ID: 67073B106
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For For Management
1b.2 Elect Director Carole E. Stone For For Management
1b.3 Elect Director Margaret L. Wolff For For Management
1b.4 Elect Director William C. Hunter For For Management
--------------------------------------------------------------------------------
NUVEEN REAL ASSET INCOME & GROWTH FUND
Ticker: JRI Security ID: 67074Y105
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For Withhold Management
1b.2 Elect Director Carole E. Stone For Withhold Management
1b.3 Elect Director Margaret L. Wolff For Withhold Management
1b.4 Elect Director William C. Hunter For Withhold Management
--------------------------------------------------------------------------------
NUVEEN REAL ASSET INCOME & GROWTH FUND
Ticker: JRI Security ID: 67074Y105
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For Withhold Management
1b.2 Elect Director Carole E. Stone For Withhold Management
1b.3 Elect Director Margaret L. Wolff For For Management
1b.4 Elect Director William C. Hunter For Withhold Management
--------------------------------------------------------------------------------
NUVEEN REAL ASSET INCOME & GROWTH FUND
Ticker: JRI Security ID: 67074Y105
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For For Management
1b.2 Elect Director Carole E. Stone For Withhold Management
1b.3 Elect Director Margaret L. Wolff For For Management
1b.4 Elect Director William C. Hunter For Withhold Management
--------------------------------------------------------------------------------
NUVEEN REAL ASSET INCOME & GROWTH FUND
Ticker: JRI Security ID: 67074Y105
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For For Management
1b.2 Elect Director Carole E. Stone For For Management
1b.3 Elect Director Margaret L. Wolff For For Management
1b.4 Elect Director William C. Hunter For Withhold Management
--------------------------------------------------------------------------------
NUVEEN REAL ASSET INCOME & GROWTH FUND
Ticker: JRI Security ID: 67074Y105
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For For Management
1b.2 Elect Director Carole E. Stone For For Management
1b.3 Elect Director Margaret L. Wolff For For Management
1b.4 Elect Director William C. Hunter For For Management
--------------------------------------------------------------------------------
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NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
Ticker: JSD Security ID: 67074X107
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Judith M. Stockdale For Withhold Management
1a.2 Elect Director Carole E. Stone For Withhold Management
1a.3 Elect Director Margaret L. Wolff For Withhold Management
--------------------------------------------------------------------------------
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
Ticker: JSD Security ID: 67074X107
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Judith M. Stockdale For Withhold Management
1a.2 Elect Director Carole E. Stone For For Management
1a.3 Elect Director Margaret L. Wolff For Withhold Management
--------------------------------------------------------------------------------
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
Ticker: JSD Security ID: 67074X107
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Judith M. Stockdale For Withhold Management
1a.2 Elect Director Carole E. Stone For For Management
1a.3 Elect Director Margaret L. Wolff For For Management
--------------------------------------------------------------------------------
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
Ticker: JSD Security ID: 67074X107
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Judith M. Stockdale For For Management
1a.2 Elect Director Carole E. Stone For For Management
1a.3 Elect Director Margaret L. Wolff For For Management
--------------------------------------------------------------------------------
NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND
Ticker: JTD Security ID: 67073G105
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For Withhold Management
1b.2 Elect Director Carole E. Stone For Withhold Management
1b.3 Elect Director Margaret L. Wolff For Withhold Management
1b.4 Elect Director William C. Hunter For Withhold Management
--------------------------------------------------------------------------------
NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND
Ticker: JTD Security ID: 67073G105
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For Withhold Management
1b.2 Elect Director Carole E. Stone For Withhold Management
1b.3 Elect Director Margaret L. Wolff For For Management
1b.4 Elect Director William C. Hunter For Withhold Management
--------------------------------------------------------------------------------
NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND
Ticker: JTD Security ID: 67073G105
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For Withhold Management
1b.2 Elect Director Carole E. Stone For For Management
1b.3 Elect Director Margaret L. Wolff For For Management
1b.4 Elect Director William C. Hunter For Withhold Management
--------------------------------------------------------------------------------
NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND
Ticker: JTD Security ID: 67073G105
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For For Management
1b.2 Elect Director Carole E. Stone For For Management
1b.3 Elect Director Margaret L. Wolff For For Management
1b.4 Elect Director William C. Hunter For For Management
--------------------------------------------------------------------------------
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PGIM GLOBAL SHORT DURATION HIGH YIELD FUND, INC.
Ticker: GHY Security ID: 69346J106
Meeting Date: MAR 08, 2019 Meeting Type: Annual
Record Date: DEC 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ellen S. Alberding For Withhold Management
1.2 Elect Director Barry H. Evans For Withhold Management
1.3 Elect Director Stuart S. Parker For Withhold Management
1.4 Elect Director Brian K. Reid For Withhold Management
--------------------------------------------------------------------------------
PGIM GLOBAL SHORT DURATION HIGH YIELD FUND, INC.
Ticker: GHY Security ID: 69346J106
Meeting Date: MAR 08, 2019 Meeting Type: Annual
Record Date: DEC 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ellen S. Alberding For Withhold Management
1.2 Elect Director Barry H. Evans For For Management
1.3 Elect Director Stuart S. Parker For Withhold Management
1.4 Elect Director Brian K. Reid For Withhold Management
--------------------------------------------------------------------------------
PGIM GLOBAL SHORT DURATION HIGH YIELD FUND, INC.
Ticker: GHY Security ID: 69346J106
Meeting Date: MAR 08, 2019 Meeting Type: Annual
Record Date: DEC 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ellen S. Alberding For For Management
1.2 Elect Director Barry H. Evans For For Management
1.3 Elect Director Stuart S. Parker For Withhold Management
1.4 Elect Director Brian K. Reid For Withhold Management
--------------------------------------------------------------------------------
PGIM GLOBAL SHORT DURATION HIGH YIELD FUND, INC.
Ticker: GHY Security ID: 69346J106
Meeting Date: MAR 08, 2019 Meeting Type: Annual
Record Date: DEC 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ellen S. Alberding For For Management
1.2 Elect Director Barry H. Evans For For Management
1.3 Elect Director Stuart S. Parker For Withhold Management
1.4 Elect Director Brian K. Reid For For Management
--------------------------------------------------------------------------------
PGIM GLOBAL SHORT DURATION HIGH YIELD FUND, INC.
Ticker: GHY Security ID: 69346J106
Meeting Date: MAR 08, 2019 Meeting Type: Annual
Record Date: DEC 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ellen S. Alberding For For Management
1.2 Elect Director Barry H. Evans For For Management
1.3 Elect Director Stuart S. Parker For For Management
1.4 Elect Director Brian K. Reid For For Management
--------------------------------------------------------------------------------
PIMCO DYNAMIC CREDIT & MORTGAGE INCOME FUND
Ticker: PCI Security ID: 72202D106
Meeting Date: APR 26, 2019 Meeting Type: Annual
Record Date: FEB 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah E. Cogan For Withhold Management
1.2 Elect Director David N. Fisher For Withhold Management
1.3 Elect Director Deborah A. DeCotis For Withhold Management
1.4 Elect Director William B. Ogden, IV For Withhold Management
1.5 Elect Director John C. Maney For Withhold Management
--------------------------------------------------------------------------------
PIMCO DYNAMIC CREDIT & MORTGAGE INCOME FUND
Ticker: PCI Security ID: 72202D106
Meeting Date: APR 26, 2019 Meeting Type: Annual
Record Date: FEB 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah E. Cogan For Withhold Management
1.2 Elect Director David N. Fisher For Withhold Management
1.3 Elect Director Deborah A. DeCotis For For Management
1.4 Elect Director William B. Ogden, IV For Withhold Management
1.5 Elect Director John C. Maney For Withhold Management
--------------------------------------------------------------------------------
- 98 -
PIMCO DYNAMIC CREDIT & MORTGAGE INCOME FUND
Ticker: PCI Security ID: 72202D106
Meeting Date: APR 26, 2019 Meeting Type: Annual
Record Date: FEB 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah E. Cogan For Withhold Management
1.2 Elect Director David N. Fisher For For Management
1.3 Elect Director Deborah A. DeCotis For For Management
1.4 Elect Director William B. Ogden, IV For Withhold Management
1.5 Elect Director John C. Maney For Withhold Management
--------------------------------------------------------------------------------
PIMCO DYNAMIC CREDIT & MORTGAGE INCOME FUND
Ticker: PCI Security ID: 72202D106
Meeting Date: APR 26, 2019 Meeting Type: Annual
Record Date: FEB 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah E. Cogan For Withhold Management
1.2 Elect Director David N. Fisher For For Management
1.3 Elect Director Deborah A. DeCotis For For Management
1.4 Elect Director William B. Ogden, IV For Withhold Management
1.5 Elect Director John C. Maney For For Management
--------------------------------------------------------------------------------
PIMCO DYNAMIC CREDIT & MORTGAGE INCOME FUND
Ticker: PCI Security ID: 72202D106
Meeting Date: APR 26, 2019 Meeting Type: Annual
Record Date: FEB 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah E. Cogan For For Management
1.2 Elect Director David N. Fisher For For Management
1.3 Elect Director Deborah A. DeCotis For For Management
1.4 Elect Director William B. Ogden, IV For Withhold Management
1.5 Elect Director John C. Maney For For Management
--------------------------------------------------------------------------------
PIMCO DYNAMIC CREDIT & MORTGAGE INCOME FUND
Ticker: PCI Security ID: 72202D106
Meeting Date: APR 26, 2019 Meeting Type: Annual
Record Date: FEB 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah E. Cogan For For Management
1.2 Elect Director David N. Fisher For For Management
1.3 Elect Director Deborah A. DeCotis For For Management
1.4 Elect Director William B. Ogden, IV For For Management
1.5 Elect Director John C. Maney For For Management
--------------------------------------------------------------------------------
PIMCO INCOME OPPORTUNITY FUND
Ticker: PKO Security ID: 72202B100
Meeting Date: APR 26, 2019 Meeting Type: Annual
Record Date: FEB 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah E. Cogan For Withhold Management
1.2 Elect Director David N. Fisher For Withhold Management
1.3 Elect Director James A. Jacobson For Withhold Management
1.4 Elect Director William B. Ogden, IV For Withhold Management
1.5 Elect Director John C. Maney For Withhold Management
--------------------------------------------------------------------------------
PIMCO INCOME OPPORTUNITY FUND
Ticker: PKO Security ID: 72202B100
Meeting Date: APR 26, 2019 Meeting Type: Annual
Record Date: FEB 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah E. Cogan For Withhold Management
1.2 Elect Director David N. Fisher For Withhold Management
1.3 Elect Director James A. Jacobson For Withhold Management
1.4 Elect Director William B. Ogden, IV For Withhold Management
1.5 Elect Director John C. Maney For For Management
--------------------------------------------------------------------------------
PIMCO INCOME OPPORTUNITY FUND
Ticker: PKO Security ID: 72202B100
Meeting Date: APR 26, 2019 Meeting Type: Annual
Record Date: FEB 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah E. Cogan For Withhold Management
1.2 Elect Director David N. Fisher For For Management
1.3 Elect Director James A. Jacobson For Withhold Management
1.4 Elect Director William B. Ogden, IV For Withhold Management
1.5 Elect Director John C. Maney For For Management
--------------------------------------------------------------------------------
- 99 -
PIMCO INCOME OPPORTUNITY FUND
Ticker: PKO Security ID: 72202B100
Meeting Date: APR 26, 2019 Meeting Type: Annual
Record Date: FEB 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah E. Cogan For For Management
1.2 Elect Director David N. Fisher For For Management
1.3 Elect Director James A. Jacobson For Withhold Management
1.4 Elect Director William B. Ogden, IV For Withhold Management
1.5 Elect Director John C. Maney For For Management
--------------------------------------------------------------------------------
PIMCO INCOME OPPORTUNITY FUND
Ticker: PKO Security ID: 72202B100
Meeting Date: APR 26, 2019 Meeting Type: Annual
Record Date: FEB 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah E. Cogan For For Management
1.2 Elect Director David N. Fisher For For Management
1.3 Elect Director James A. Jacobson For Withhold Management
1.4 Elect Director William B. Ogden, IV For For Management
1.5 Elect Director John C. Maney For For Management
--------------------------------------------------------------------------------
PIMCO INCOME OPPORTUNITY FUND
Ticker: PKO Security ID: 72202B100
Meeting Date: APR 26, 2019 Meeting Type: Annual
Record Date: FEB 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah E. Cogan For For Management
1.2 Elect Director David N. Fisher For For Management
1.3 Elect Director James A. Jacobson For For Management
1.4 Elect Director William B. Ogden, IV For For Management
1.5 Elect Director John C. Maney For For Management
--------------------------------------------------------------------------------
PRINCIPAL REAL ESTATE INCOME FUND
Ticker: PGZ Security ID: 74255X104
Meeting Date: JUL 06, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For Abstain Management
between the Principal Real Estate
Income Fund and ALPS Advisors, Inc.
2 Approve Subadvisory Agreement between For Abstain Management
ALPS Advisors, Inc. and Principal Real
Estate Investors, LLC
3a Elect Director Rick A. Pederson For Withhold Management
3b Elect Director Jeremy Held For Withhold Management
--------------------------------------------------------------------------------
PRINCIPAL REAL ESTATE INCOME FUND
Ticker: PGZ Security ID: 74255X104
Meeting Date: JUL 06, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For Against Management
between the Principal Real Estate
Income Fund and ALPS Advisors, Inc.
2 Approve Subadvisory Agreement between For Abstain Management
ALPS Advisors, Inc. and Principal Real
Estate Investors, LLC
3a Elect Director Rick A. Pederson For Withhold Management
3b Elect Director Jeremy Held For Withhold Management
--------------------------------------------------------------------------------
PRINCIPAL REAL ESTATE INCOME FUND
Ticker: PGZ Security ID: 74255X104
Meeting Date: JUL 06, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For Against Management
between the Principal Real Estate
Income Fund and ALPS Advisors, Inc.
2 Approve Subadvisory Agreement between For Against Management
ALPS Advisors, Inc. and Principal Real
Estate Investors, LLC
3a Elect Director Rick A. Pederson For Withhold Management
3b Elect Director Jeremy Held For Withhold Management
--------------------------------------------------------------------------------
- 100 -
PRINCIPAL REAL ESTATE INCOME FUND
Ticker: PGZ Security ID: 74255X104
Meeting Date: JUL 06, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For Against Management
between the Principal Real Estate
Income Fund and ALPS Advisors, Inc.
2 Approve Subadvisory Agreement between For Against Management
ALPS Advisors, Inc. and Principal Real
Estate Investors, LLC
3a Elect Director Rick A. Pederson For For Management
3b Elect Director Jeremy Held For Withhold Management
--------------------------------------------------------------------------------
PRINCIPAL REAL ESTATE INCOME FUND
Ticker: PGZ Security ID: 74255X104
Meeting Date: JUL 06, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For Against Management
between the Principal Real Estate
Income Fund and ALPS Advisors, Inc.
2 Approve Subadvisory Agreement between For Against Management
ALPS Advisors, Inc. and Principal Real
Estate Investors, LLC
3a Elect Director Rick A. Pederson For For Management
3b Elect Director Jeremy Held For For Management
--------------------------------------------------------------------------------
PRINCIPAL REAL ESTATE INCOME FUND
Ticker: PGZ Security ID: 74255X104
Meeting Date: JUL 06, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
between the Principal Real Estate
Income Fund and ALPS Advisors, Inc.
2 Approve Subadvisory Agreement between For Against Management
ALPS Advisors, Inc. and Principal Real
Estate Investors, LLC
3a Elect Director Rick A. Pederson For For Management
3b Elect Director Jeremy Held For For Management
--------------------------------------------------------------------------------
PRINCIPAL REAL ESTATE INCOME FUND
Ticker: PGZ Security ID: 74255X104
Meeting Date: JUL 06, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
between the Principal Real Estate
Income Fund and ALPS Advisors, Inc.
2 Approve Subadvisory Agreement between For For Management
ALPS Advisors, Inc. and Principal Real
Estate Investors, LLC
3a Elect Director Rick A. Pederson For For Management
3b Elect Director Jeremy Held For For Management
--------------------------------------------------------------------------------
PRINCIPAL REAL ESTATE INCOME FUND
Ticker: PGZ Security ID: 74255X104
Meeting Date: APR 12, 2019 Meeting Type: Annual
Record Date: FEB 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ernest J. Scalberg For Withhold Management
--------------------------------------------------------------------------------
PRINCIPAL REAL ESTATE INCOME FUND
Ticker: PGZ Security ID: 74255X104
Meeting Date: APR 12, 2019 Meeting Type: Annual
Record Date: FEB 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ernest J. Scalberg For For Management
--------------------------------------------------------------------------------
ROYCE MICRO-CAP TRUST, INC.
Ticker: RMT Security ID: 780915104
Meeting Date: SEP 24, 2018 Meeting Type: Annual
Record Date: JUL 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Royce For Withhold Management
1.2 Elect Director G. Peter O'Brien For Withhold Management
1.3 Elect Director David L. Meister For Withhold Management
--------------------------------------------------------------------------------
- 101 -
ROYCE MICRO-CAP TRUST, INC.
Ticker: RMT Security ID: 780915104
Meeting Date: SEP 24, 2018 Meeting Type: Annual
Record Date: JUL 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Royce For For Management
1.2 Elect Director G. Peter O'Brien For Withhold Management
1.3 Elect Director David L. Meister For Withhold Management
--------------------------------------------------------------------------------
ROYCE MICRO-CAP TRUST, INC.
Ticker: RMT Security ID: 780915104
Meeting Date: SEP 24, 2018 Meeting Type: Annual
Record Date: JUL 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Royce For For Management
1.2 Elect Director G. Peter O'Brien For For Management
1.3 Elect Director David L. Meister For Withhold Management
--------------------------------------------------------------------------------
ROYCE MICRO-CAP TRUST, INC.
Ticker: RMT Security ID: 780915104
Meeting Date: SEP 24, 2018 Meeting Type: Annual
Record Date: JUL 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Royce For For Management
1.2 Elect Director G. Peter O'Brien For For Management
1.3 Elect Director David L. Meister For For Management
--------------------------------------------------------------------------------
ROYCE VALUE TRUST, INC.
Ticker: RVT Security ID: 780910105
Meeting Date: SEP 24, 2018 Meeting Type: Annual
Record Date: JUL 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Royce For Withhold Management
1.2 Elect Director G. Peter O'Brien For Withhold Management
1.3 Elect Director David L. Meister For Withhold Management
--------------------------------------------------------------------------------
ROYCE VALUE TRUST, INC.
Ticker: RVT Security ID: 780910105
Meeting Date: SEP 24, 2018 Meeting Type: Annual
Record Date: JUL 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Royce For For Management
1.2 Elect Director G. Peter O'Brien For Withhold Management
1.3 Elect Director David L. Meister For Withhold Management
--------------------------------------------------------------------------------
ROYCE VALUE TRUST, INC.
Ticker: RVT Security ID: 780910105
Meeting Date: SEP 24, 2018 Meeting Type: Annual
Record Date: JUL 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Royce For For Management
1.2 Elect Director G. Peter O'Brien For For Management
1.3 Elect Director David L. Meister For Withhold Management
--------------------------------------------------------------------------------
ROYCE VALUE TRUST, INC.
Ticker: RVT Security ID: 780910105
Meeting Date: SEP 24, 2018 Meeting Type: Annual
Record Date: JUL 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Royce For For Management
1.2 Elect Director G. Peter O'Brien For For Management
1.3 Elect Director David L. Meister For For Management
--------------------------------------------------------------------------------
SOURCE CAPITAL, INC.
Ticker: SOR Security ID: 836144105
Meeting Date: MAY 13, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Richard Atwood For Withhold Management
1.2 Elect Director Sandra Brown For Withhold Management
1.3 Elect Director Mark L. Lipson For Withhold Management
1.4 Elect Director Alfred E. Osborne, Jr. For Withhold Management
1.5 Elect Director A. Robert Pisano For Withhold Management
1.6 Elect Director Patrick B. Purcell For Withhold Management
--------------------------------------------------------------------------------
- 102 -
SOURCE CAPITAL, INC.
Ticker: SOR Security ID: 836144105
Meeting Date: MAY 13, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Richard Atwood For For Management
1.2 Elect Director Sandra Brown For Withhold Management
1.3 Elect Director Mark L. Lipson For Withhold Management
1.4 Elect Director Alfred E. Osborne, Jr. For Withhold Management
1.5 Elect Director A. Robert Pisano For Withhold Management
1.6 Elect Director Patrick B. Purcell For Withhold Management
--------------------------------------------------------------------------------
SOURCE CAPITAL, INC.
Ticker: SOR Security ID: 836144105
Meeting Date: MAY 13, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Richard Atwood For For Management
1.2 Elect Director Sandra Brown For Withhold Management
1.3 Elect Director Mark L. Lipson For For Management
1.4 Elect Director Alfred E. Osborne, Jr. For Withhold Management
1.5 Elect Director A. Robert Pisano For Withhold Management
1.6 Elect Director Patrick B. Purcell For Withhold Management
--------------------------------------------------------------------------------
SOURCE CAPITAL, INC.
Ticker: SOR Security ID: 836144105
Meeting Date: MAY 13, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Richard Atwood For For Management
1.2 Elect Director Sandra Brown For Withhold Management
1.3 Elect Director Mark L. Lipson For For Management
1.4 Elect Director Alfred E. Osborne, Jr. For For Management
1.5 Elect Director A. Robert Pisano For Withhold Management
1.6 Elect Director Patrick B. Purcell For Withhold Management
--------------------------------------------------------------------------------
SOURCE CAPITAL, INC.
Ticker: SOR Security ID: 836144105
Meeting Date: MAY 13, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Richard Atwood For For Management
1.2 Elect Director Sandra Brown For Withhold Management
1.3 Elect Director Mark L. Lipson For For Management
1.4 Elect Director Alfred E. Osborne, Jr. For For Management
1.5 Elect Director A. Robert Pisano For Withhold Management
1.6 Elect Director Patrick B. Purcell For For Management
--------------------------------------------------------------------------------
SOURCE CAPITAL, INC.
Ticker: SOR Security ID: 836144105
Meeting Date: MAY 13, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Richard Atwood For For Management
1.2 Elect Director Sandra Brown For Withhold Management
1.3 Elect Director Mark L. Lipson For For Management
1.4 Elect Director Alfred E. Osborne, Jr. For For Management
1.5 Elect Director A. Robert Pisano For For Management
1.6 Elect Director Patrick B. Purcell For For Management
--------------------------------------------------------------------------------
SOURCE CAPITAL, INC.
Ticker: SOR Security ID: 836144105
Meeting Date: MAY 13, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Richard Atwood For For Management
1.2 Elect Director Sandra Brown For For Management
1.3 Elect Director Mark L. Lipson For For Management
1.4 Elect Director Alfred E. Osborne, Jr. For For Management
1.5 Elect Director A. Robert Pisano For For Management
1.6 Elect Director Patrick B. Purcell For For Management
--------------------------------------------------------------------------------
TEKLA HEALTHCARE INVESTORS
Ticker: HQH Security ID: 87911J103
Meeting Date: JUN 13, 2019 Meeting Type: Annual
Record Date: APR 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth G. Nabel For Withhold Management
1.2 Elect Director Oleg M. Pohotsky For Withhold Management
1.3 Elect Director William S. Reardon For Withhold Management
2 Ratify Deloitte & Touche LLP as For Abstain Management
Auditors
--------------------------------------------------------------------------------
- 103 -
TEKLA HEALTHCARE INVESTORS
Ticker: HQH Security ID: 87911J103
Meeting Date: JUN 13, 2019 Meeting Type: Annual
Record Date: APR 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth G. Nabel For Withhold Management
1.2 Elect Director Oleg M. Pohotsky For Withhold Management
1.3 Elect Director William S. Reardon For Withhold Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
TEKLA HEALTHCARE INVESTORS
Ticker: HQH Security ID: 87911J103
Meeting Date: JUN 13, 2019 Meeting Type: Annual
Record Date: APR 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth G. Nabel For Withhold Management
1.2 Elect Director Oleg M. Pohotsky For Withhold Management
1.3 Elect Director William S. Reardon For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEKLA HEALTHCARE INVESTORS
Ticker: HQH Security ID: 87911J103
Meeting Date: JUN 13, 2019 Meeting Type: Annual
Record Date: APR 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth G. Nabel For For Management
1.2 Elect Director Oleg M. Pohotsky For Withhold Management
1.3 Elect Director William S. Reardon For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEKLA HEALTHCARE INVESTORS
Ticker: HQH Security ID: 87911J103
Meeting Date: JUN 13, 2019 Meeting Type: Annual
Record Date: APR 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth G. Nabel For For Management
1.2 Elect Director Oleg M. Pohotsky For Withhold Management
1.3 Elect Director William S. Reardon For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEKLA HEALTHCARE INVESTORS
Ticker: HQH Security ID: 87911J103
Meeting Date: JUN 13, 2019 Meeting Type: Annual
Record Date: APR 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth G. Nabel For For Management
1.2 Elect Director Oleg M. Pohotsky For For Management
1.3 Elect Director William S. Reardon For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEKLA HEALTHCARE OPPORTUNITIES FUND
Ticker: THQ Security ID: 879105104
Meeting Date: JUN 13, 2019 Meeting Type: Annual
Record Date: APR 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rakesh K. Jain For Withhold Management
1.2 Elect Director Daniel R. Omstead For Withhold Management
1.3 Elect Director Lucinda H. Stebbins For Withhold Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
TEKLA HEALTHCARE OPPORTUNITIES FUND
Ticker: THQ Security ID: 879105104
Meeting Date: JUN 13, 2019 Meeting Type: Annual
Record Date: APR 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rakesh K. Jain For Withhold Management
1.2 Elect Director Daniel R. Omstead For Withhold Management
1.3 Elect Director Lucinda H. Stebbins For Withhold Management
2 Ratify Deloitte & Touche LLP as For Abstain Management
Auditors
--------------------------------------------------------------------------------
- 104 -
TEKLA HEALTHCARE OPPORTUNITIES FUND
Ticker: THQ Security ID: 879105104
Meeting Date: JUN 13, 2019 Meeting Type: Annual
Record Date: APR 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rakesh K. Jain For Withhold Management
1.2 Elect Director Daniel R. Omstead For Withhold Management
1.3 Elect Director Lucinda H. Stebbins For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEKLA HEALTHCARE OPPORTUNITIES FUND
Ticker: THQ Security ID: 879105104
Meeting Date: JUN 13, 2019 Meeting Type: Annual
Record Date: APR 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rakesh K. Jain For Withhold Management
1.2 Elect Director Daniel R. Omstead For For Management
1.3 Elect Director Lucinda H. Stebbins For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEKLA HEALTHCARE OPPORTUNITIES FUND
Ticker: THQ Security ID: 879105104
Meeting Date: JUN 13, 2019 Meeting Type: Annual
Record Date: APR 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rakesh K. Jain For Withhold Management
1.2 Elect Director Daniel R. Omstead For For Management
1.3 Elect Director Lucinda H. Stebbins For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEKLA HEALTHCARE OPPORTUNITIES FUND
Ticker: THQ Security ID: 879105104
Meeting Date: JUN 13, 2019 Meeting Type: Annual
Record Date: APR 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rakesh K. Jain For For Management
1.2 Elect Director Daniel R. Omstead For For Management
1.3 Elect Director Lucinda H. Stebbins For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEMPLETON EMERGING MARKETS FUND
Ticker: EMF Security ID: 880191101
Meeting Date: MAR 04, 2019 Meeting Type: Annual
Record Date: DEC 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Constantine D. For Withhold Management
Tseretopoulos
1b Elect Director Rupert H. Johnson, Jr. For Withhold Management
1c Elect Director Gregory E. Johnson For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For Abstain Management
Auditors
--------------------------------------------------------------------------------
TEMPLETON EMERGING MARKETS FUND
Ticker: EMF Security ID: 880191101
Meeting Date: MAR 04, 2019 Meeting Type: Annual
Record Date: DEC 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Constantine D. For Withhold Management
Tseretopoulos
1b Elect Director Rupert H. Johnson, Jr. For Withhold Management
1c Elect Director Gregory E. Johnson For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
TEMPLETON EMERGING MARKETS FUND
Ticker: EMF Security ID: 880191101
Meeting Date: MAR 04, 2019 Meeting Type: Annual
Record Date: DEC 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Constantine D. For Withhold Management
Tseretopoulos
1b Elect Director Rupert H. Johnson, Jr. For Withhold Management
1c Elect Director Gregory E. Johnson For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
- 105 -
TEMPLETON EMERGING MARKETS FUND
Ticker: EMF Security ID: 880191101
Meeting Date: MAR 04, 2019 Meeting Type: Annual
Record Date: DEC 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Constantine D. For Withhold Management
Tseretopoulos
1b Elect Director Rupert H. Johnson, Jr. For Withhold Management
1c Elect Director Gregory E. Johnson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEMPLETON EMERGING MARKETS FUND
Ticker: EMF Security ID: 880191101
Meeting Date: MAR 04, 2019 Meeting Type: Annual
Record Date: DEC 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Constantine D. For Withhold Management
Tseretopoulos
1b Elect Director Rupert H. Johnson, Jr. For For Management
1c Elect Director Gregory E. Johnson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEMPLETON EMERGING MARKETS FUND
Ticker: EMF Security ID: 880191101
Meeting Date: MAR 04, 2019 Meeting Type: Annual
Record Date: DEC 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Constantine D. For For Management
Tseretopoulos
1b Elect Director Rupert H. Johnson, Jr. For For Management
1c Elect Director Gregory E. Johnson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE GABELLI DIVIDEND & INCOME TRUST
Ticker: GDV Security ID: 36242H104
Meeting Date: MAY 13, 2019 Meeting Type: Annual
Record Date: MAR 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For For Management
1.2 Elect Director Michael J. Melarkey For Withhold Management
1.3 Elect Director Kuni Nakamura For Withhold Management
1.4 Elect Director Susan V. Watson For Withhold Management
--------------------------------------------------------------------------------
THE GABELLI DIVIDEND & INCOME TRUST
Ticker: GDV Security ID: 36242H104
Meeting Date: MAY 13, 2019 Meeting Type: Annual
Record Date: MAR 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For For Management
1.2 Elect Director Michael J. Melarkey For For Management
1.3 Elect Director Kuni Nakamura For Withhold Management
1.4 Elect Director Susan V. Watson For Withhold Management
--------------------------------------------------------------------------------
THE GABELLI DIVIDEND & INCOME TRUST
Ticker: GDV Security ID: 36242H104
Meeting Date: MAY 13, 2019 Meeting Type: Annual
Record Date: MAR 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For For Management
1.2 Elect Director Michael J. Melarkey For For Management
1.3 Elect Director Kuni Nakamura For For Management
1.4 Elect Director Susan V. Watson For Withhold Management
--------------------------------------------------------------------------------
THE GABELLI DIVIDEND & INCOME TRUST
Ticker: GDV Security ID: 36242H104
Meeting Date: MAY 13, 2019 Meeting Type: Annual
Record Date: MAR 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For For Management
1.2 Elect Director Michael J. Melarkey For For Management
1.3 Elect Director Kuni Nakamura For For Management
1.4 Elect Director Susan V. Watson For For Management
--------------------------------------------------------------------------------
- 106 -
THE GABELLI DIVIDEND & INCOME TRUST
Ticker: GDV Security ID: 36242H104
Meeting Date: MAY 13, 2019 Meeting Type: Annual
Record Date: MAR 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For Withhold Management
1.2 Elect Director Michael J. Melarkey For For Management
1.3 Elect Director Kuni Nakamura For For Management
1.4 Elect Director Susan V. Watson For For Management
--------------------------------------------------------------------------------
TORTOISE PIPELINE & ENERGY FUND, INC.
Ticker: TTP Security ID: 89148H108
Meeting Date: MAY 20, 2019 Meeting Type: Annual
Record Date: MAR 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexandra A. Herger For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For Abstain Management
--------------------------------------------------------------------------------
TORTOISE PIPELINE & ENERGY FUND, INC.
Ticker: TTP Security ID: 89148H108
Meeting Date: MAY 20, 2019 Meeting Type: Annual
Record Date: MAR 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexandra A. Herger For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
--------------------------------------------------------------------------------
TORTOISE PIPELINE & ENERGY FUND, INC.
Ticker: TTP Security ID: 89148H108
Meeting Date: MAY 20, 2019 Meeting Type: Annual
Record Date: MAR 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexandra A. Herger For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TORTOISE PIPELINE & ENERGY FUND, INC.
Ticker: TTP Security ID: 89148H108
Meeting Date: MAY 20, 2019 Meeting Type: Annual
Record Date: MAR 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexandra A. Herger For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND, INC.
Ticker: TPZ Security ID: 89147X104
Meeting Date: MAY 20, 2019 Meeting Type: Annual
Record Date: MAR 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexandra A. Herger For Withhold Management
1.2 Elect Director H. Kevin Birzer For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
--------------------------------------------------------------------------------
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND, INC.
Ticker: TPZ Security ID: 89147X104
Meeting Date: MAY 20, 2019 Meeting Type: Annual
Record Date: MAR 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexandra A. Herger For Withhold Management
1.2 Elect Director H. Kevin Birzer For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For Abstain Management
--------------------------------------------------------------------------------
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND, INC.
Ticker: TPZ Security ID: 89147X104
Meeting Date: MAY 20, 2019 Meeting Type: Annual
Record Date: MAR 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexandra A. Herger For Withhold Management
1.2 Elect Director H. Kevin Birzer For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
- 107 -
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND, INC.
Ticker: TPZ Security ID: 89147X104
Meeting Date: MAY 20, 2019 Meeting Type: Annual
Record Date: MAR 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexandra A. Herger For Withhold Management
1.2 Elect Director H. Kevin Birzer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND, INC.
Ticker: TPZ Security ID: 89147X104
Meeting Date: MAY 20, 2019 Meeting Type: Annual
Record Date: MAR 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexandra A. Herger For For Management
1.2 Elect Director H. Kevin Birzer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRI-CONTINENTAL CORP.
Ticker: TY Security ID: 895436103
Meeting Date: APR 16, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony M. Santomero For Withhold Management
1.2 Elect Director Minor M. Shaw For Withhold Management
1.3 Elect Director William F. Truscott For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For Abstain Management
Auditors
--------------------------------------------------------------------------------
TRI-CONTINENTAL CORP.
Ticker: TY Security ID: 895436103
Meeting Date: APR 16, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony M. Santomero For Withhold Management
1.2 Elect Director Minor M. Shaw For Withhold Management
1.3 Elect Director William F. Truscott For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
TRI-CONTINENTAL CORP.
Ticker: TY Security ID: 895436103
Meeting Date: APR 16, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony M. Santomero For Withhold Management
1.2 Elect Director Minor M. Shaw For Withhold Management
1.3 Elect Director William F. Truscott For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TRI-CONTINENTAL CORP.
Ticker: TY Security ID: 895436103
Meeting Date: APR 16, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony M. Santomero For Withhold Management
1.2 Elect Director Minor M. Shaw For Withhold Management
1.3 Elect Director William F. Truscott For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TRI-CONTINENTAL CORP.
Ticker: TY Security ID: 895436103
Meeting Date: APR 16, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony M. Santomero For Withhold Management
1.2 Elect Director Minor M. Shaw For For Management
1.3 Elect Director William F. Truscott For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
- 108 -
TRI-CONTINENTAL CORP.
Ticker: TY Security ID: 895436103
Meeting Date: APR 16, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony M. Santomero For For Management
1.2 Elect Director Minor M. Shaw For For Management
1.3 Elect Director William F. Truscott For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WESTERN ASSET EMERGING MARKETS DEBT FUND, INC.
Ticker: EMD Security ID: 95766A101
Meeting Date: APR 12, 2019 Meeting Type: Annual
Record Date: FEB 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nisha Kumar For Withhold Management
1.2 Elect Director William R. Hutchinson For Withhold Management
1.3 Elect Director Jane E. Trust For Withhold Management
--------------------------------------------------------------------------------
WESTERN ASSET EMERGING MARKETS DEBT FUND, INC.
Ticker: EMD Security ID: 95766A101
Meeting Date: APR 12, 2019 Meeting Type: Annual
Record Date: FEB 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nisha Kumar For For Management
1.2 Elect Director William R. Hutchinson For Withhold Management
1.3 Elect Director Jane E. Trust For Withhold Management
--------------------------------------------------------------------------------
WESTERN ASSET EMERGING MARKETS DEBT FUND, INC.
Ticker: EMD Security ID: 95766A101
Meeting Date: APR 12, 2019 Meeting Type: Annual
Record Date: FEB 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nisha Kumar For For Management
1.2 Elect Director William R. Hutchinson For Withhold Management
1.3 Elect Director Jane E. Trust For For Management
--------------------------------------------------------------------------------
WESTERN ASSET EMERGING MARKETS DEBT FUND, INC.
Ticker: EMD Security ID: 95766A101
Meeting Date: APR 12, 2019 Meeting Type: Annual
Record Date: FEB 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nisha Kumar For For Management
1.2 Elect Director William R. Hutchinson For For Management
1.3 Elect Director Jane E. Trust For For Management
--------------------------------------------------------------------------------
WESTERN ASSET VARIABLE RATE STRATEGIC FUND, INC.
Ticker: GFY Security ID: 957667108
Meeting Date: FEB 22, 2019 Meeting Type: Annual
Record Date: DEC 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nisha Kumar For Withhold Management
1.2 Elect Director Robert D. Agdern For Withhold Management
1.3 Elect Director Paolo M. Cucchi For Withhold Management
--------------------------------------------------------------------------------
WESTERN ASSET VARIABLE RATE STRATEGIC FUND, INC.
Ticker: GFY Security ID: 957667108
Meeting Date: FEB 22, 2019 Meeting Type: Annual
Record Date: DEC 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nisha Kumar For Withhold Management
1.2 Elect Director Robert D. Agdern For For Management
1.3 Elect Director Paolo M. Cucchi For Withhold Management
--------------------------------------------------------------------------------
WESTERN ASSET VARIABLE RATE STRATEGIC FUND, INC.
Ticker: GFY Security ID: 957667108
Meeting Date: FEB 22, 2019 Meeting Type: Annual
Record Date: DEC 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nisha Kumar For For Management
1.2 Elect Director Robert D. Agdern For For Management
1.3 Elect Director Paolo M. Cucchi For Withhold Management
--------------------------------------------------------------------------------
WESTERN ASSET VARIABLE RATE STRATEGIC FUND, INC.
Ticker: GFY Security ID: 957667108
Meeting Date: FEB 22, 2019 Meeting Type: Annual
Record Date: DEC 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nisha Kumar For For Management
1.2 Elect Director Robert D. Agdern For For Management
1.3 Elect Director Paolo M. Cucchi For For Management
- 109 -
=============== First Trust Municipal CEF Income Opportunity ETF ===============
BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUST
Ticker: BFO Security ID: 09250M109
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fabozzi For Withhold Management
1.2 Elect Director Robert Fairbairn For Withhold Management
1.3 Elect Director Catherine A. Lynch For Withhold Management
1.4 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUST
Ticker: BFO Security ID: 09250M109
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fabozzi For Withhold Management
1.2 Elect Director Robert Fairbairn For For Management
1.3 Elect Director Catherine A. Lynch For For Management
1.4 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUST
Ticker: BFO Security ID: 09250M109
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fabozzi For For Management
1.2 Elect Director Robert Fairbairn For For Management
1.3 Elect Director Catherine A. Lynch For For Management
1.4 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC.
Ticker: BKN Security ID: 09247D105
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For Withhold Management
1.2 Elect Director Catherine A. Lynch For Withhold Management
1.3 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC.
Ticker: BKN Security ID: 09247D105
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For Withhold Management
1.2 Elect Director Catherine A. Lynch For For Management
1.3 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC.
Ticker: BKN Security ID: 09247D105
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For Withhold Management
1.2 Elect Director Catherine A. Lynch For For Management
1.3 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC.
Ticker: BKN Security ID: 09247D105
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For For Management
1.2 Elect Director Catherine A. Lynch For For Management
1.3 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
- 110 -
BLACKROCK LONG-TERM MUNICIPAL ADVANTAGE TRUST
Ticker: BTA Security ID: 09250B103
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For Withhold Management
1.2 Elect Director Catherine A. Lynch For Withhold Management
1.3 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK LONG-TERM MUNICIPAL ADVANTAGE TRUST
Ticker: BTA Security ID: 09250B103
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For For Management
1.2 Elect Director Catherine A. Lynch For Withhold Management
1.3 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK LONG-TERM MUNICIPAL ADVANTAGE TRUST
Ticker: BTA Security ID: 09250B103
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For For Management
1.2 Elect Director Catherine A. Lynch For For Management
1.3 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK LONG-TERM MUNICIPAL ADVANTAGE TRUST
Ticker: BTA Security ID: 09250B103
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For For Management
1.2 Elect Director Catherine A. Lynch For For Management
1.3 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNI INTERMEDIATE DURATION FUND, INC.
Ticker: MUI Security ID: 09253X102
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.4 Elect Director Robert Fairbairn For Withhold Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For Withhold Management
1.7 Elect Director John M. Perlowski For Withhold Management
1.8 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNI INTERMEDIATE DURATION FUND, INC.
Ticker: MUI Security ID: 09253X102
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For Withhold Management
1.7 Elect Director John M. Perlowski For Withhold Management
1.8 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNI INTERMEDIATE DURATION FUND, INC.
Ticker: MUI Security ID: 09253X102
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For Withhold Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
- 111 -
BLACKROCK MUNI INTERMEDIATE DURATION FUND, INC.
Ticker: MUI Security ID: 09253X102
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For Withhold Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNI INTERMEDIATE DURATION FUND, INC.
Ticker: MUI Security ID: 09253X102
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For Withhold Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNI INTERMEDIATE DURATION FUND, INC.
Ticker: MUI Security ID: 09253X102
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For Withhold Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNI INTERMEDIATE DURATION FUND, INC.
Ticker: MUI Security ID: 09253X102
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNI INTERMEDIATE DURATION FUND, INC.
Ticker: MUI Security ID: 09253X102
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNI INTERMEDIATE DURATION FUND, INC.
Ticker: MUI Security ID: 09253X102
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For For Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
- 112 -
BLACKROCK MUNICIPAL 2018 TERM TRUST
Ticker: BPK Security ID: 09248C106
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fabozzi For For Management
1.2 Elect Director Robert Fairbairn For For Management
1.3 Elect Director Catherine A. Lynch For For Management
1.4 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL 2018 TERM TRUST
Ticker: BPK Security ID: 09248C106
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fabozzi For For Management
1.2 Elect Director Robert Fairbairn For For Management
1.3 Elect Director Catherine A. Lynch For For Management
1.4 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL 2018 TERM TRUST
Ticker: BPK Security ID: 09248C106
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fabozzi For Withhold Management
1.2 Elect Director Robert Fairbairn For For Management
1.3 Elect Director Catherine A. Lynch For For Management
1.4 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL 2018 TERM TRUST
Ticker: BPK Security ID: 09248C106
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fabozzi For Withhold Management
1.2 Elect Director Robert Fairbairn For For Management
1.3 Elect Director Catherine A. Lynch For Withhold Management
1.4 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL 2018 TERM TRUST
Ticker: BPK Security ID: 09248C106
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fabozzi For Withhold Management
1.2 Elect Director Robert Fairbairn For Withhold Management
1.3 Elect Director Catherine A. Lynch For Withhold Management
1.4 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL 2030 TARGET TERM TRUST
Ticker: BTT Security ID: 09257P105
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For Withhold Management
1.2 Elect Director Catherine A. Lynch For Withhold Management
1.3 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL 2030 TARGET TERM TRUST
Ticker: BTT Security ID: 09257P105
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For Withhold Management
1.2 Elect Director Catherine A. Lynch For For Management
1.3 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
- 113 -
BLACKROCK MUNICIPAL 2030 TARGET TERM TRUST
Ticker: BTT Security ID: 09257P105
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For Withhold Management
1.2 Elect Director Catherine A. Lynch For For Management
1.3 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL 2030 TARGET TERM TRUST
Ticker: BTT Security ID: 09257P105
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For For Management
1.2 Elect Director Catherine A. Lynch For For Management
1.3 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
Ticker: BAF Security ID: 09250G102
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For Withhold Management
1.2 Elect Director Catherine A. Lynch For Withhold Management
1.3 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
Ticker: BAF Security ID: 09250G102
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For Withhold Management
1.2 Elect Director Catherine A. Lynch For For Management
1.3 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
Ticker: BAF Security ID: 09250G102
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For Withhold Management
1.2 Elect Director Catherine A. Lynch For For Management
1.3 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
Ticker: BAF Security ID: 09250G102
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For For Management
1.2 Elect Director Catherine A. Lynch For For Management
1.3 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME TRUST
Ticker: BFK Security ID: 09248F109
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For Withhold Management
1.2 Elect Director Catherine A. Lynch For Withhold Management
1.3 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME TRUST
Ticker: BFK Security ID: 09248F109
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For For Management
1.2 Elect Director Catherine A. Lynch For Withhold Management
1.3 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
- 114 -
BLACKROCK MUNICIPAL INCOME TRUST
Ticker: BFK Security ID: 09248F109
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For For Management
1.2 Elect Director Catherine A. Lynch For For Management
1.3 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME TRUST
Ticker: BFK Security ID: 09248F109
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For For Management
1.2 Elect Director Catherine A. Lynch For For Management
1.3 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME TRUST II
Ticker: BLE Security ID: 09249N101
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For Withhold Management
1.2 Elect Director Catherine A. Lynch For Withhold Management
1.3 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME TRUST II
Ticker: BLE Security ID: 09249N101
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For Withhold Management
1.2 Elect Director Catherine A. Lynch For For Management
1.3 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME TRUST II
Ticker: BLE Security ID: 09249N101
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For For Management
1.2 Elect Director Catherine A. Lynch For For Management
1.3 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME TRUST II
Ticker: BLE Security ID: 09249N101
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Fairbairn For For Management
1.2 Elect Director Catherine A. Lynch For For Management
1.3 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Abstain Management
1.2 Elect Director Richard E. Cavanagh For Abstain Management
1.3 Elect Director Cynthia L. Egan For Abstain Management
1.4 Elect Director Robert Fairbairn For Abstain Management
1.5 Elect Director R. Glenn Hubbard For Abstain Management
1.6 Elect Director Catherine A. Lynch For Abstain Management
1.7 Elect Director John M. Perlowski For Abstain Management
1.8 Elect Director Karen P. Robards For Abstain Management
--------------------------------------------------------------------------------
- 115 -
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Abstain Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For Abstain Management
1.4 Elect Director Robert Fairbairn For Abstain Management
1.5 Elect Director R. Glenn Hubbard For Abstain Management
1.6 Elect Director Catherine A. Lynch For Abstain Management
1.7 Elect Director John M. Perlowski For Abstain Management
1.8 Elect Director Karen P. Robards For Abstain Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Abstain Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For Against Management
1.4 Elect Director Robert Fairbairn For Abstain Management
1.5 Elect Director R. Glenn Hubbard For Abstain Management
1.6 Elect Director Catherine A. Lynch For Abstain Management
1.7 Elect Director John M. Perlowski For Abstain Management
1.8 Elect Director Karen P. Robards For Abstain Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Abstain Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For Against Management
1.4 Elect Director Robert Fairbairn For Abstain Management
1.5 Elect Director R. Glenn Hubbard For Abstain Management
1.6 Elect Director Catherine A. Lynch For Against Management
1.7 Elect Director John M. Perlowski For Abstain Management
1.8 Elect Director Karen P. Robards For Abstain Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Abstain Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For Against Management
1.4 Elect Director Robert Fairbairn For Abstain Management
1.5 Elect Director R. Glenn Hubbard For Abstain Management
1.6 Elect Director Catherine A. Lynch For Against Management
1.7 Elect Director John M. Perlowski For Abstain Management
1.8 Elect Director Karen P. Robards For Against Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Abstain Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For Against Management
1.4 Elect Director Robert Fairbairn For Abstain Management
1.5 Elect Director R. Glenn Hubbard For Abstain Management
1.6 Elect Director Catherine A. Lynch For Against Management
1.7 Elect Director John M. Perlowski For Against Management
1.8 Elect Director Karen P. Robards For Against Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Against Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For Against Management
1.4 Elect Director Robert Fairbairn For Abstain Management
1.5 Elect Director R. Glenn Hubbard For Abstain Management
1.6 Elect Director Catherine A. Lynch For Against Management
1.7 Elect Director John M. Perlowski For Against Management
1.8 Elect Director Karen P. Robards For Against Management
--------------------------------------------------------------------------------
- 116 -
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Against Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For Against Management
1.4 Elect Director Robert Fairbairn For Abstain Management
1.5 Elect Director R. Glenn Hubbard For Against Management
1.6 Elect Director Catherine A. Lynch For Against Management
1.7 Elect Director John M. Perlowski For Against Management
1.8 Elect Director Karen P. Robards For Against Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Against Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For Against Management
1.4 Elect Director Robert Fairbairn For Against Management
1.5 Elect Director R. Glenn Hubbard For Against Management
1.6 Elect Director Catherine A. Lynch For Against Management
1.7 Elect Director John M. Perlowski For Against Management
1.8 Elect Director Karen P. Robards For Against Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Against Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For Against Management
1.4 Elect Director Robert Fairbairn For Against Management
1.5 Elect Director R. Glenn Hubbard For Against Management
1.6 Elect Director Catherine A. Lynch For Against Management
1.7 Elect Director John M. Perlowski For Against Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Against Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For Against Management
1.4 Elect Director Robert Fairbairn For Against Management
1.5 Elect Director R. Glenn Hubbard For Against Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For Against Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For Against Management
1.4 Elect Director Robert Fairbairn For Against Management
1.5 Elect Director R. Glenn Hubbard For Against Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For Against Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For Against Management
1.5 Elect Director R. Glenn Hubbard For Against Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For Against Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
- 117 -
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For Against Management
1.5 Elect Director R. Glenn Hubbard For Against Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For Against Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For Against Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For For Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
Ticker: MUS Security ID: 09254A101
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.4 Elect Director Robert Fairbairn For Withhold Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For Withhold Management
1.7 Elect Director John M. Perlowski For Withhold Management
1.8 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
Ticker: MUS Security ID: 09254A101
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For Withhold Management
1.7 Elect Director John M. Perlowski For Withhold Management
1.8 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
- 118 -
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
Ticker: MUS Security ID: 09254A101
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For Withhold Management
1.7 Elect Director John M. Perlowski For Withhold Management
1.8 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
Ticker: MUS Security ID: 09254A101
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For Withhold Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
Ticker: MUS Security ID: 09254A101
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For For Management
1.6 Elect Director Catherine A. Lynch For Withhold Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
Ticker: MUS Security ID: 09254A101
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For For Management
1.6 Elect Director Catherine A. Lynch For Withhold Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
Ticker: MUS Security ID: 09254A101
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For For Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
Ticker: MUS Security ID: 09254A101
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For For Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
- 119 -
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
Ticker: MUS Security ID: 09254A101
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For For Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
Ticker: MQT Security ID: 09254G108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.4 Elect Director Robert Fairbairn For Withhold Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For Withhold Management
1.7 Elect Director John M. Perlowski For Withhold Management
1.8 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
Ticker: MQT Security ID: 09254G108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.4 Elect Director Robert Fairbairn For Withhold Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For Withhold Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
Ticker: MQT Security ID: 09254G108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For Withhold Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
Ticker: MQT Security ID: 09254G108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For Withhold Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
Ticker: MQT Security ID: 09254G108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For Withhold Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
- 120 -
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
Ticker: MQT Security ID: 09254G108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
Ticker: MQT Security ID: 09254G108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
Ticker: MQT Security ID: 09254G108
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For For Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND III, INC.
Ticker: MYI Security ID: 09254E103
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.4 Elect Director Robert Fairbairn For Withhold Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For Withhold Management
1.7 Elect Director John M. Perlowski For Withhold Management
1.8 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND III, INC.
Ticker: MYI Security ID: 09254E103
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.4 Elect Director Robert Fairbairn For Withhold Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For Withhold Management
1.7 Elect Director John M. Perlowski For Withhold Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND III, INC.
Ticker: MYI Security ID: 09254E103
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.4 Elect Director Robert Fairbairn For Withhold Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For Withhold Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
- 121 -
BLACKROCK MUNIYIELD QUALITY FUND III, INC.
Ticker: MYI Security ID: 09254E103
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For Withhold Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For Withhold Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND III, INC.
Ticker: MYI Security ID: 09254E103
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For Withhold Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For Withhold Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND III, INC.
Ticker: MYI Security ID: 09254E103
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For Withhold Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND III, INC.
Ticker: MYI Security ID: 09254E103
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For Withhold Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND III, INC.
Ticker: MYI Security ID: 09254E103
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For For Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND III, INC.
Ticker: MYI Security ID: 09254E103
Meeting Date: JUL 30, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director R. Glenn Hubbard For For Management
1.6 Elect Director Catherine A. Lynch For For Management
1.7 Elect Director John M. Perlowski For For Management
1.8 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
- 122 -
DTF TAX-FREE INCOME, INC.
Ticker: DTF Security ID: 23334J107
Meeting Date: MAR 11, 2019 Meeting Type: Annual
Record Date: JAN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1f.1 Elect Director Philip R. McLoughlin For Withhold Management
1f.2 Elect Director Nathan I. Partain For Withhold Management
--------------------------------------------------------------------------------
DTF TAX-FREE INCOME, INC.
Ticker: DTF Security ID: 23334J107
Meeting Date: MAR 11, 2019 Meeting Type: Annual
Record Date: JAN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1f.1 Elect Director Philip R. McLoughlin For Withhold Management
1f.2 Elect Director Nathan I. Partain For For Management
--------------------------------------------------------------------------------
DTF TAX-FREE INCOME, INC.
Ticker: DTF Security ID: 23334J107
Meeting Date: MAR 11, 2019 Meeting Type: Annual
Record Date: JAN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1f.1 Elect Director Philip R. McLoughlin For For Management
1f.2 Elect Director Nathan I. Partain For For Management
--------------------------------------------------------------------------------
EATON VANCE MUNICIPAL INCOME 2028 TERM TRUST
Ticker: ETX Security ID: 27829U105
Meeting Date: NOV 15, 2018 Meeting Type: Annual
Record Date: SEP 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark R. Fetting For Withhold Management
1b Elect Director Valerie A. Mosley For Withhold Management
1c Elect Director Helen Frame Peters For Withhold Management
1d Elect Director Keith Quinton For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE MUNICIPAL INCOME 2028 TERM TRUST
Ticker: ETX Security ID: 27829U105
Meeting Date: NOV 15, 2018 Meeting Type: Annual
Record Date: SEP 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark R. Fetting For Withhold Management
1b Elect Director Valerie A. Mosley For Withhold Management
1c Elect Director Helen Frame Peters For For Management
1d Elect Director Keith Quinton For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE MUNICIPAL INCOME 2028 TERM TRUST
Ticker: ETX Security ID: 27829U105
Meeting Date: NOV 15, 2018 Meeting Type: Annual
Record Date: SEP 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark R. Fetting For Withhold Management
1b Elect Director Valerie A. Mosley For Withhold Management
1c Elect Director Helen Frame Peters For For Management
1d Elect Director Keith Quinton For For Management
--------------------------------------------------------------------------------
EATON VANCE MUNICIPAL INCOME 2028 TERM TRUST
Ticker: ETX Security ID: 27829U105
Meeting Date: NOV 15, 2018 Meeting Type: Annual
Record Date: SEP 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark R. Fetting For For Management
1b Elect Director Valerie A. Mosley For Withhold Management
1c Elect Director Helen Frame Peters For For Management
1d Elect Director Keith Quinton For For Management
--------------------------------------------------------------------------------
EATON VANCE MUNICIPAL INCOME 2028 TERM TRUST
Ticker: ETX Security ID: 27829U105
Meeting Date: NOV 15, 2018 Meeting Type: Annual
Record Date: SEP 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark R. Fetting For For Management
1b Elect Director Valerie A. Mosley For For Management
1c Elect Director Helen Frame Peters For For Management
1d Elect Director Keith Quinton For For Management
--------------------------------------------------------------------------------
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EATON VANCE NATIONAL MUNICIPAL OPPORTUNITIES TRUST
Ticker: EOT Security ID: 27829L105
Meeting Date: JAN 17, 2019 Meeting Type: Annual
Record Date: NOV 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For Withhold Management
1b Elect Director Valerie A. Mosley For Withhold Management
1c Elect Director Scott E. Wennerholm For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE NATIONAL MUNICIPAL OPPORTUNITIES TRUST
Ticker: EOT Security ID: 27829L105
Meeting Date: JAN 17, 2019 Meeting Type: Annual
Record Date: NOV 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For Withhold Management
1b Elect Director Valerie A. Mosley For For Management
1c Elect Director Scott E. Wennerholm For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE NATIONAL MUNICIPAL OPPORTUNITIES TRUST
Ticker: EOT Security ID: 27829L105
Meeting Date: JAN 17, 2019 Meeting Type: Annual
Record Date: NOV 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For Withhold Management
1b Elect Director Valerie A. Mosley For For Management
1c Elect Director Scott E. Wennerholm For For Management
--------------------------------------------------------------------------------
EATON VANCE NATIONAL MUNICIPAL OPPORTUNITIES TRUST
Ticker: EOT Security ID: 27829L105
Meeting Date: JAN 17, 2019 Meeting Type: Annual
Record Date: NOV 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For For Management
1b Elect Director Valerie A. Mosley For For Management
1c Elect Director Scott E. Wennerholm For For Management
--------------------------------------------------------------------------------
EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUST
Ticker: EVJ Security ID: 27826V106
Meeting Date: APR 18, 2019 Meeting Type: Annual
Record Date: FEB 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For Withhold Management
1b Elect Director Mark R. Fetting For Withhold Management
1c Elect Director Scott E. Wennerholm For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUST
Ticker: EVJ Security ID: 27826V106
Meeting Date: APR 18, 2019 Meeting Type: Annual
Record Date: FEB 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For For Management
1b Elect Director Mark R. Fetting For Withhold Management
1c Elect Director Scott E. Wennerholm For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUST
Ticker: EVJ Security ID: 27826V106
Meeting Date: APR 18, 2019 Meeting Type: Annual
Record Date: FEB 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For For Management
1b Elect Director Mark R. Fetting For For Management
1c Elect Director Scott E. Wennerholm For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUST
Ticker: EVJ Security ID: 27826V106
Meeting Date: APR 18, 2019 Meeting Type: Annual
Record Date: FEB 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For For Management
1b Elect Director Mark R. Fetting For For Management
1c Elect Director Scott E. Wennerholm For For Management
--------------------------------------------------------------------------------
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INVESCO MUNICIPAL TRUST
Ticker: VKQ Security ID: 46131J103
Meeting Date: AUG 09, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Crockett For Withhold Management
1.2 Elect Director Jack M. Fields For Withhold Management
1.3 Elect Director Martin L. Flanagan For Withhold Management
1.4 Elect Director Robert C. Troccoli For Withhold Management
--------------------------------------------------------------------------------
INVESCO MUNICIPAL TRUST
Ticker: VKQ Security ID: 46131J103
Meeting Date: AUG 09, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Crockett For Withhold Management
1.2 Elect Director Jack M. Fields For Withhold Management
1.3 Elect Director Martin L. Flanagan For For Management
1.4 Elect Director Robert C. Troccoli For Withhold Management
--------------------------------------------------------------------------------
INVESCO MUNICIPAL TRUST
Ticker: VKQ Security ID: 46131J103
Meeting Date: AUG 09, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Crockett For Withhold Management
1.2 Elect Director Jack M. Fields For For Management
1.3 Elect Director Martin L. Flanagan For For Management
1.4 Elect Director Robert C. Troccoli For Withhold Management
--------------------------------------------------------------------------------
INVESCO MUNICIPAL TRUST
Ticker: VKQ Security ID: 46131J103
Meeting Date: AUG 09, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Crockett For For Management
1.2 Elect Director Jack M. Fields For For Management
1.3 Elect Director Martin L. Flanagan For For Management
1.4 Elect Director Robert C. Troccoli For Withhold Management
--------------------------------------------------------------------------------
INVESCO MUNICIPAL TRUST
Ticker: VKQ Security ID: 46131J103
Meeting Date: AUG 09, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Crockett For For Management
1.2 Elect Director Jack M. Fields For For Management
1.3 Elect Director Martin L. Flanagan For For Management
1.4 Elect Director Robert C. Troccoli For For Management
--------------------------------------------------------------------------------
INVESCO QUALITY MUNICIPAL INCOME TRUST
Ticker: IQI Security ID: 46133G107
Meeting Date: AUG 09, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Crockett For Withhold Management
1.2 Elect Director Jack M. Fields For Withhold Management
1.3 Elect Director Martin L. Flanagan For Withhold Management
1.4 Elect Director Robert C. Troccoli For Withhold Management
--------------------------------------------------------------------------------
INVESCO QUALITY MUNICIPAL INCOME TRUST
Ticker: IQI Security ID: 46133G107
Meeting Date: AUG 09, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Crockett For Withhold Management
1.2 Elect Director Jack M. Fields For Withhold Management
1.3 Elect Director Martin L. Flanagan For For Management
1.4 Elect Director Robert C. Troccoli For Withhold Management
--------------------------------------------------------------------------------
- 125 -
INVESCO QUALITY MUNICIPAL INCOME TRUST
Ticker: IQI Security ID: 46133G107
Meeting Date: AUG 09, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Crockett For Withhold Management
1.2 Elect Director Jack M. Fields For For Management
1.3 Elect Director Martin L. Flanagan For For Management
1.4 Elect Director Robert C. Troccoli For Withhold Management
--------------------------------------------------------------------------------
INVESCO QUALITY MUNICIPAL INCOME TRUST
Ticker: IQI Security ID: 46133G107
Meeting Date: AUG 09, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Crockett For For Management
1.2 Elect Director Jack M. Fields For For Management
1.3 Elect Director Martin L. Flanagan For For Management
1.4 Elect Director Robert C. Troccoli For Withhold Management
--------------------------------------------------------------------------------
INVESCO QUALITY MUNICIPAL INCOME TRUST
Ticker: IQI Security ID: 46133G107
Meeting Date: AUG 09, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Crockett For For Management
1.2 Elect Director Jack M. Fields For For Management
1.3 Elect Director Martin L. Flanagan For For Management
1.4 Elect Director Robert C. Troccoli For For Management
--------------------------------------------------------------------------------
INVESCO TRUST FOR INVESTMENT GRADE MUNICIPALS
Ticker: VGM Security ID: 46131M106
Meeting Date: AUG 09, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Crockett For Withhold Management
1.2 Elect Director Jack M. Fields For Withhold Management
1.3 Elect Director Martin L. Flanagan For Withhold Management
1.4 Elect Director Robert C. Troccoli For Withhold Management
--------------------------------------------------------------------------------
INVESCO TRUST FOR INVESTMENT GRADE MUNICIPALS
Ticker: VGM Security ID: 46131M106
Meeting Date: AUG 09, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Crockett For Withhold Management
1.2 Elect Director Jack M. Fields For For Management
1.3 Elect Director Martin L. Flanagan For Withhold Management
1.4 Elect Director Robert C. Troccoli For Withhold Management
--------------------------------------------------------------------------------
INVESCO TRUST FOR INVESTMENT GRADE MUNICIPALS
Ticker: VGM Security ID: 46131M106
Meeting Date: AUG 09, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Crockett For Withhold Management
1.2 Elect Director Jack M. Fields For For Management
1.3 Elect Director Martin L. Flanagan For For Management
1.4 Elect Director Robert C. Troccoli For Withhold Management
--------------------------------------------------------------------------------
INVESCO TRUST FOR INVESTMENT GRADE MUNICIPALS
Ticker: VGM Security ID: 46131M106
Meeting Date: AUG 09, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Crockett For Withhold Management
1.2 Elect Director Jack M. Fields For For Management
1.3 Elect Director Martin L. Flanagan For For Management
1.4 Elect Director Robert C. Troccoli For For Management
--------------------------------------------------------------------------------
- 126 -
INVESCO TRUST FOR INVESTMENT GRADE MUNICIPALS
Ticker: VGM Security ID: 46131M106
Meeting Date: AUG 09, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Crockett For For Management
1.2 Elect Director Jack M. Fields For For Management
1.3 Elect Director Martin L. Flanagan For For Management
1.4 Elect Director Robert C. Troccoli For For Management
--------------------------------------------------------------------------------
MAINSTAY MACKAY DEFINEDTERM MUNICIPAL OPPORTUNITIES FUND
Ticker: MMD Security ID: 56064K100
Meeting Date: SEP 26, 2018 Meeting Type: Annual
Record Date: JUL 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yie-Hsin Hung For Withhold Management
1.2 Elect Director David H. Chow For Withhold Management
1.3 Elect Director Richard S. Trutanic For Withhold Management
--------------------------------------------------------------------------------
MAINSTAY MACKAY DEFINEDTERM MUNICIPAL OPPORTUNITIES FUND
Ticker: MMD Security ID: 56064K100
Meeting Date: SEP 26, 2018 Meeting Type: Annual
Record Date: JUL 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yie-Hsin Hung For Withhold Management
1.2 Elect Director David H. Chow For Withhold Management
1.3 Elect Director Richard S. Trutanic For For Management
--------------------------------------------------------------------------------
MAINSTAY MACKAY DEFINEDTERM MUNICIPAL OPPORTUNITIES FUND
Ticker: MMD Security ID: 56064K100
Meeting Date: SEP 26, 2018 Meeting Type: Annual
Record Date: JUL 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yie-Hsin Hung For For Management
1.2 Elect Director David H. Chow For Withhold Management
1.3 Elect Director Richard S. Trutanic For For Management
--------------------------------------------------------------------------------
MAINSTAY MACKAY DEFINEDTERM MUNICIPAL OPPORTUNITIES FUND
Ticker: MMD Security ID: 56064K100
Meeting Date: SEP 26, 2018 Meeting Type: Annual
Record Date: JUL 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yie-Hsin Hung For For Management
1.2 Elect Director David H. Chow For For Management
1.3 Elect Director Richard S. Trutanic For For Management
--------------------------------------------------------------------------------
NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND, INC.
Ticker: NBH Security ID: 64124P101
Meeting Date: SEP 19, 2018 Meeting Type: Annual
Record Date: JUL 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc Gary For Withhold Management
1b Elect Director Michael M. Knetter For Withhold Management
1c Elect Director Robert Conti For Withhold Management
--------------------------------------------------------------------------------
NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND, INC.
Ticker: NBH Security ID: 64124P101
Meeting Date: SEP 19, 2018 Meeting Type: Annual
Record Date: JUL 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc Gary For For Management
1b Elect Director Michael M. Knetter For Withhold Management
1c Elect Director Robert Conti For Withhold Management
--------------------------------------------------------------------------------
NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND, INC.
Ticker: NBH Security ID: 64124P101
Meeting Date: SEP 19, 2018 Meeting Type: Annual
Record Date: JUL 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc Gary For For Management
1b Elect Director Michael M. Knetter For Withhold Management
1c Elect Director Robert Conti For For Management
--------------------------------------------------------------------------------
- 127 -
NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND, INC.
Ticker: NBH Security ID: 64124P101
Meeting Date: SEP 19, 2018 Meeting Type: Annual
Record Date: JUL 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc Gary For For Management
1b Elect Director Michael M. Knetter For For Management
1c Elect Director Robert Conti For For Management
--------------------------------------------------------------------------------
NUVEEN AMT-FREE MUNICIPAL CREDIT INCOME FUND
Ticker: NVG Security ID: 67071L106
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director Margo L. Cook For Withhold Management
1c.2 Elect Director Jack B. Evans For Withhold Management
1c.3 Elect Director Albin F. Moschner For Withhold Management
--------------------------------------------------------------------------------
NUVEEN AMT-FREE MUNICIPAL CREDIT INCOME FUND
Ticker: NVG Security ID: 67071L106
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director Margo L. Cook For For Management
1c.2 Elect Director Jack B. Evans For Withhold Management
1c.3 Elect Director Albin F. Moschner For Withhold Management
--------------------------------------------------------------------------------
NUVEEN AMT-FREE MUNICIPAL CREDIT INCOME FUND
Ticker: NVG Security ID: 67071L106
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director Margo L. Cook For For Management
1c.2 Elect Director Jack B. Evans For Withhold Management
1c.3 Elect Director Albin F. Moschner For For Management
--------------------------------------------------------------------------------
NUVEEN AMT-FREE MUNICIPAL CREDIT INCOME FUND
Ticker: NVG Security ID: 67071L106
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director Margo L. Cook For For Management
1c.2 Elect Director Jack B. Evans For For Management
1c.3 Elect Director Albin F. Moschner For For Management
--------------------------------------------------------------------------------
NUVEEN AMT-FREE QUALITY MUNICIPAL INCOME FUND
Ticker: NEA Security ID: 670657105
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director Margo L. Cook For Withhold Management
1c.2 Elect Director Jack B. Evans For Withhold Management
1c.3 Elect Director Albin F. Moschner For Withhold Management
--------------------------------------------------------------------------------
NUVEEN AMT-FREE QUALITY MUNICIPAL INCOME FUND
Ticker: NEA Security ID: 670657105
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director Margo L. Cook For For Management
1c.2 Elect Director Jack B. Evans For Withhold Management
1c.3 Elect Director Albin F. Moschner For Withhold Management
--------------------------------------------------------------------------------
NUVEEN AMT-FREE QUALITY MUNICIPAL INCOME FUND
Ticker: NEA Security ID: 670657105
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director Margo L. Cook For For Management
1c.2 Elect Director Jack B. Evans For Withhold Management
1c.3 Elect Director Albin F. Moschner For For Management
--------------------------------------------------------------------------------
- 128 -
NUVEEN AMT-FREE QUALITY MUNICIPAL INCOME FUND
Ticker: NEA Security ID: 670657105
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director Margo L. Cook For For Management
1c.2 Elect Director Jack B. Evans For For Management
1c.3 Elect Director Albin F. Moschner For For Management
--------------------------------------------------------------------------------
NUVEEN ENHANCED MUNICIPAL VALUE FUND
Ticker: NEV Security ID: 67074M101
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For Withhold Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For Withhold Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN ENHANCED MUNICIPAL VALUE FUND
Ticker: NEV Security ID: 67074M101
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For Withhold Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN ENHANCED MUNICIPAL VALUE FUND
Ticker: NEV Security ID: 67074M101
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN ENHANCED MUNICIPAL VALUE FUND
Ticker: NEV Security ID: 67074M101
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For For Management
--------------------------------------------------------------------------------
NUVEEN ENHANCED MUNICIPAL VALUE FUND
Ticker: NEV Security ID: 67074M101
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For For Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For For Management
--------------------------------------------------------------------------------
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
Ticker: NID Security ID: 670671106
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Judith M. Stockdale For Withhold Management
1a.2 Elect Director Carole E. Stone For Withhold Management
1a.3 Elect Director Margaret L. Wolff For Withhold Management
--------------------------------------------------------------------------------
- 129 -
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
Ticker: NID Security ID: 670671106
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Judith M. Stockdale For Withhold Management
1a.2 Elect Director Carole E. Stone For Withhold Management
1a.3 Elect Director Margaret L. Wolff For For Management
--------------------------------------------------------------------------------
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
Ticker: NID Security ID: 670671106
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Judith M. Stockdale For Withhold Management
1a.2 Elect Director Carole E. Stone For For Management
1a.3 Elect Director Margaret L. Wolff For For Management
--------------------------------------------------------------------------------
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
Ticker: NID Security ID: 670671106
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Judith M. Stockdale For For Management
1a.2 Elect Director Carole E. Stone For For Management
1a.3 Elect Director Margaret L. Wolff For For Management
--------------------------------------------------------------------------------
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
Ticker: NIQ Security ID: 670677103
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Judith M. Stockdale For Withhold Management
1a.2 Elect Director Carole E. Stone For Withhold Management
1a.3 Elect Director Margaret L. Wolff For Withhold Management
--------------------------------------------------------------------------------
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
Ticker: NIQ Security ID: 670677103
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Judith M. Stockdale For Withhold Management
1a.2 Elect Director Carole E. Stone For Withhold Management
1a.3 Elect Director Margaret L. Wolff For For Management
--------------------------------------------------------------------------------
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
Ticker: NIQ Security ID: 670677103
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Judith M. Stockdale For For Management
1a.2 Elect Director Carole E. Stone For Withhold Management
1a.3 Elect Director Margaret L. Wolff For For Management
--------------------------------------------------------------------------------
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
Ticker: NIQ Security ID: 670677103
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Judith M. Stockdale For For Management
1a.2 Elect Director Carole E. Stone For For Management
1a.3 Elect Director Margaret L. Wolff For For Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL 2021 TARGET TERM FUND
Ticker: NHA Security ID: 670687102
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For Withhold Management
1b.2 Elect Director Carole E. Stone For Withhold Management
1b.3 Elect Director Margaret L. Wolff For Withhold Management
1b.4 Elect Director William C. Hunter For Withhold Management
--------------------------------------------------------------------------------
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NUVEEN MUNICIPAL 2021 TARGET TERM FUND
Ticker: NHA Security ID: 670687102
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For Withhold Management
1b.2 Elect Director Carole E. Stone For For Management
1b.3 Elect Director Margaret L. Wolff For For Management
1b.4 Elect Director William C. Hunter For Withhold Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL 2021 TARGET TERM FUND
Ticker: NHA Security ID: 670687102
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For Withhold Management
1b.2 Elect Director Carole E. Stone For For Management
1b.3 Elect Director Margaret L. Wolff For For Management
1b.4 Elect Director William C. Hunter For For Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL 2021 TARGET TERM FUND
Ticker: NHA Security ID: 670687102
Meeting Date: APR 10, 2019 Meeting Type: Annual
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Judith M. Stockdale For For Management
1b.2 Elect Director Carole E. Stone For For Management
1b.3 Elect Director Margaret L. Wolff For For Management
1b.4 Elect Director William C. Hunter For For Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL CREDIT INCOME FUND
Ticker: NZF Security ID: 67070X101
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director Margo L. Cook For Withhold Management
1c.2 Elect Director Jack B. Evans For Withhold Management
1.c3 Elect Director Albin F. Moschner For Withhold Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL CREDIT INCOME FUND
Ticker: NZF Security ID: 67070X101
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director Margo L. Cook For For Management
1c.2 Elect Director Jack B. Evans For Withhold Management
1.c3 Elect Director Albin F. Moschner For Withhold Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL CREDIT INCOME FUND
Ticker: NZF Security ID: 67070X101
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director Margo L. Cook For For Management
1c.2 Elect Director Jack B. Evans For Withhold Management
1.c3 Elect Director Albin F. Moschner For For Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL CREDIT INCOME FUND
Ticker: NZF Security ID: 67070X101
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director Margo L. Cook For For Management
1c.2 Elect Director Jack B. Evans For For Management
1.c3 Elect Director Albin F. Moschner For For Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL VALUE FUND, INC.
Ticker: NUV Security ID: 670928100
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For Withhold Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For Withhold Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
- 131 -
NUVEEN MUNICIPAL VALUE FUND, INC.
Ticker: NUV Security ID: 670928100
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For Withhold Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL VALUE FUND, INC.
Ticker: NUV Security ID: 670928100
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL VALUE FUND, INC.
Ticker: NUV Security ID: 670928100
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For For Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL VALUE FUND, INC.
Ticker: NUV Security ID: 670928100
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For For Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For For Management
--------------------------------------------------------------------------------
NUVEEN QUALITY MUNICIPAL INCOME FUND
Ticker: NAD Security ID: 67066V101
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director Margo L. Cook For Withhold Management
1c.2 Elect Director Jack B. Evans For Withhold Management
1c.3 Elect Director Albin F. Moschner For Withhold Management
--------------------------------------------------------------------------------
NUVEEN QUALITY MUNICIPAL INCOME FUND
Ticker: NAD Security ID: 67066V101
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director Margo L. Cook For For Management
1c.2 Elect Director Jack B. Evans For Withhold Management
1c.3 Elect Director Albin F. Moschner For Withhold Management
--------------------------------------------------------------------------------
NUVEEN QUALITY MUNICIPAL INCOME FUND
Ticker: NAD Security ID: 67066V101
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director Margo L. Cook For For Management
1c.2 Elect Director Jack B. Evans For Withhold Management
1c.3 Elect Director Albin F. Moschner For For Management
--------------------------------------------------------------------------------
NUVEEN QUALITY MUNICIPAL INCOME FUND
Ticker: NAD Security ID: 67066V101
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director Margo L. Cook For For Management
1c.2 Elect Director Jack B. Evans For For Management
1c.3 Elect Director Albin F. Moschner For For Management
--------------------------------------------------------------------------------
- 132 -
NUVEEN SELECT TAX-FREE INCOME PORTFOLIO
Ticker: NXP Security ID: 67062F100
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For Withhold Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For Withhold Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN SELECT TAX-FREE INCOME PORTFOLIO
Ticker: NXP Security ID: 67062F100
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For Withhold Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN SELECT TAX-FREE INCOME PORTFOLIO
Ticker: NXP Security ID: 67062F100
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN SELECT TAX-FREE INCOME PORTFOLIO
Ticker: NXP Security ID: 67062F100
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For For Management
--------------------------------------------------------------------------------
NUVEEN SELECT TAX-FREE INCOME PORTFOLIO
Ticker: NXP Security ID: 67062F100
Meeting Date: AUG 08, 2018 Meeting Type: Annual
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For For Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For For Management
--------------------------------------------------------------------------------
WESTERN ASSET INTERMEDIATE MUNI FUND, INC.
Ticker: SBI Security ID: 958435109
Meeting Date: APR 12, 2019 Meeting Type: Annual
Record Date: FEB 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nisha Kumar For Withhold Management
1.2 Elect Director Robert D. Agdern For Withhold Management
1.3 Elect Director Paolo M. Cucchi For Withhold Management
--------------------------------------------------------------------------------
WESTERN ASSET INTERMEDIATE MUNI FUND, INC.
Ticker: SBI Security ID: 958435109
Meeting Date: APR 12, 2019 Meeting Type: Annual
Record Date: FEB 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nisha Kumar For For Management
1.2 Elect Director Robert D. Agdern For Withhold Management
1.3 Elect Director Paolo M. Cucchi For Withhold Management
--------------------------------------------------------------------------------
- 133 -
WESTERN ASSET INTERMEDIATE MUNI FUND, INC.
Ticker: SBI Security ID: 958435109
Meeting Date: APR 12, 2019 Meeting Type: Annual
Record Date: FEB 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nisha Kumar For For Management
1.2 Elect Director Robert D. Agdern For For Management
1.3 Elect Director Paolo M. Cucchi For Withhold Management
--------------------------------------------------------------------------------
WESTERN ASSET INTERMEDIATE MUNI FUND, INC.
Ticker: SBI Security ID: 958435109
Meeting Date: APR 12, 2019 Meeting Type: Annual
Record Date: FEB 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nisha Kumar For For Management
1.2 Elect Director Robert D. Agdern For For Management
1.3 Elect Director Paolo M. Cucchi For For Management
--------------------------------------------------------------------------------
WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST, INC.
Ticker: MTT Security ID: 95768A109
Meeting Date: APR 12, 2019 Meeting Type: Annual
Record Date: FEB 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nisha Kumar For Withhold Management
1.2 Elect Director Carol L. Colman For Withhold Management
1.3 Elect Director Daniel P. Cronin For Withhold Management
1.4 Elect Director Eileen A. Kamerick For Withhold Management
--------------------------------------------------------------------------------
WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST, INC.
Ticker: MTT Security ID: 95768A109
Meeting Date: APR 12, 2019 Meeting Type: Annual
Record Date: FEB 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nisha Kumar For Withhold Management
1.2 Elect Director Carol L. Colman For Withhold Management
1.3 Elect Director Daniel P. Cronin For Withhold Management
1.4 Elect Director Eileen A. Kamerick For For Management
--------------------------------------------------------------------------------
WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST, INC.
Ticker: MTT Security ID: 95768A109
Meeting Date: APR 12, 2019 Meeting Type: Annual
Record Date: FEB 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nisha Kumar For Withhold Management
1.2 Elect Director Carol L. Colman For For Management
1.3 Elect Director Daniel P. Cronin For Withhold Management
1.4 Elect Director Eileen A. Kamerick For For Management
--------------------------------------------------------------------------------
WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST, INC.
Ticker: MTT Security ID: 95768A109
Meeting Date: APR 12, 2019 Meeting Type: Annual
Record Date: FEB 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nisha Kumar For For Management
1.2 Elect Director Carol L. Colman For For Management
1.3 Elect Director Daniel P. Cronin For Withhold Management
1.4 Elect Director Eileen A. Kamerick For For Management
--------------------------------------------------------------------------------
WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST, INC.
Ticker: MTT Security ID: 95768A109
Meeting Date: APR 12, 2019 Meeting Type: Annual
Record Date: FEB 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nisha Kumar For For Management
1.2 Elect Director Carol L. Colman For For Management
1.3 Elect Director Daniel P. Cronin For For Management
1.4 Elect Director Eileen A. Kamerick For For Management
--------------------------------------------------------------------------------
- 134 -
WESTERN ASSET MUNICIPAL HIGH INCOME FUND, INC.
Ticker: MHF Security ID: 95766N103
Meeting Date: FEB 22, 2019 Meeting Type: Annual
Record Date: DEC 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nisha Kumar For Withhold Management
1.2 Elect Director Daniel P. Cronin For Withhold Management
1.3 Elect Director Paolo M. Cucchi For Withhold Management
--------------------------------------------------------------------------------
WESTERN ASSET MUNICIPAL HIGH INCOME FUND, INC.
Ticker: MHF Security ID: 95766N103
Meeting Date: FEB 22, 2019 Meeting Type: Annual
Record Date: DEC 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nisha Kumar For For Management
1.2 Elect Director Daniel P. Cronin For Withhold Management
1.3 Elect Director Paolo M. Cucchi For Withhold Management
--------------------------------------------------------------------------------
WESTERN ASSET MUNICIPAL HIGH INCOME FUND, INC.
Ticker: MHF Security ID: 95766N103
Meeting Date: FEB 22, 2019 Meeting Type: Annual
Record Date: DEC 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nisha Kumar For For Management
1.2 Elect Director Daniel P. Cronin For For Management
1.3 Elect Director Paolo M. Cucchi For Withhold Management
--------------------------------------------------------------------------------
WESTERN ASSET MUNICIPAL HIGH INCOME FUND, INC.
Ticker: MHF Security ID: 95766N103
Meeting Date: FEB 22, 2019 Meeting Type: Annual
Record Date: DEC 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nisha Kumar For For Management
1.2 Elect Director Daniel P. Cronin For For Management
1.3 Elect Director Paolo M. Cucchi For For Management
--------------------------------------------------------------------------------
WESTERN ASSET MUNICIPAL PARTNERS FUND, INC.
Ticker: MNP Security ID: 95766P108
Meeting Date: APR 12, 2019 Meeting Type: Annual
Record Date: FEB 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Agdern For Withhold Management
1.2 Elect Director William R. Hutchinson For Withhold Management
1.3 Elect Director Eileen A. Kamerick For Withhold Management
--------------------------------------------------------------------------------
WESTERN ASSET MUNICIPAL PARTNERS FUND, INC.
Ticker: MNP Security ID: 95766P108
Meeting Date: APR 12, 2019 Meeting Type: Annual
Record Date: FEB 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Agdern For Withhold Management
1.2 Elect Director William R. Hutchinson For Withhold Management
1.3 Elect Director Eileen A. Kamerick For For Management
--------------------------------------------------------------------------------
WESTERN ASSET MUNICIPAL PARTNERS FUND, INC.
Ticker: MNP Security ID: 95766P108
Meeting Date: APR 12, 2019 Meeting Type: Annual
Record Date: FEB 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Agdern For For Management
1.2 Elect Director William R. Hutchinson For Withhold Management
1.3 Elect Director Eileen A. Kamerick For For Management
--------------------------------------------------------------------------------
WESTERN ASSET MUNICIPAL PARTNERS FUND, INC.
Ticker: MNP Security ID: 95766P108
Meeting Date: APR 12, 2019 Meeting Type: Annual
Record Date: FEB 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Agdern For For Management
1.2 Elect Director William R. Hutchinson For For Management
1.3 Elect Director Eileen A. Kamerick For For Management
- 135 -
================= First Trust Low Duration Strategic Focus ETF =================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================ First Trust TCW Opportunistic Fixed Income ETF ================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== First Trust TCW Unconstrained Plus Bond ETF =================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
- 136 -
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) First Trust Exchange-Traded Fund VIII
-----------------------------------------
By (Signature and Title)* /s/ James M. Dykas
-----------------------------------
James M. Dykas, President and
Chief Executive Officer
Date August 6, 2019
-------------------------
* Print the name and title of each signing officer under his or her signature.