UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: Mar 31, 2013
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Check here if Amendment [ ]; Amendment Number:
---
This Amendment (Check only one.):
[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
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Address: Mejirodai Bldg., 3-29-20, Mejirodai, Bunkyo-ku,
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Tokyo , 112 - 8688, Japan
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Form 13F File Number: 28-14928
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The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is
true, correct and complete, and that it is understood that all required
items, statements, schedules, lists, and tables, are considered integral
parts of this form.
Person Signing this Report on Behalf of Reporting Manager
Name: Yuji Uchida
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Title: Deputy General Manager of Corporate Planning Division
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Phone: 81-3-6742-1040
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Signature, Place, and Date of Signing:
/s/ Yuji Uchida, Tokyo, Japan May 15, 2013
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and
a portion are reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
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Form 13F Information Table Entry Total: 266
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Form 13F Information Table Value Total: 121,863
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is
filed, other than the manager filing this report.
No. Form 13F File Number Name
01 28- 13582 Mitsubishi UFJ Financial Group, Inc.
02 28- 13570 Mitsubishi UFJ Securities Holdings Co., Ltd.
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FORM 13F INFORMATION TABLE
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COLUMN1 COLUMN2 COLUMN3 COLUMN4 COLUMN5 COLUMN6 COLUMN7 COLUMN8
---------------------------- ------------------ --------- ---------- ----------- --- ---- --------- ------- ----------------------
NAME OF TITLE VALUE SHRS OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRM CALL DSCRETN MANAGERS SOLE SHARED NONE
---------------------------- ------------------ --------- ---------- ----------- --- ---- --------- ------- ----------------------
3-D SYS CORP DEL COM 88554D205 114 3,530 SH DEFINED 01 02 3,530 0 0
3M COM 88579Y101 9 80 SH DEFINED 01 02 80 0 0
ACTAVIS COM 00507K103 29 310 SH DEFINED 01 02 310 0 0
ACTIVISION BLIZZARD COM 00507V109 12 840 SH DEFINED 01 02 840 0 0
ADOBE SYS COM 00724F101 17 380 SH DEFINED 01 02 380 0 0
AES COM 00130H105 28 2,240 SH DEFINED 01 02 2,240 0 0
AETNA COM 00817Y108 42 820 SH DEFINED 01 02 820 0 0
AKAMAI TECHNOLOGIES COM 00971T101 6 170 SH DEFINED 01 02 170 0 0
ALCOA COM 013817101 86 10,120 SH DEFINED 01 02 10,120 0 0
ALEXION PHARMACEUTICALS COM 015351109 127 1,380 SH DEFINED 01 02 1,380 0 0
ALLERGAN COM 018490102 121 1,080 SH DEFINED 01 02 1,080 0 0
ALTERA COM 021441100 8 220 SH DEFINED 01 02 220 0 0
ALTRIA GROUP COM 02209S103 36 1,040 SH DEFINED 01 02 1,040 0 0
AMAZON COM 023135106 317 1,190 SH DEFINED 01 02 1,190 0 0
AMERICAN EXPRESS COM 025816109 10 150 SH DEFINED 01 02 150 0 0
AMERIPRISE FINL COM 03076C106 20 270 SH DEFINED 01 02 270 0 0
ANALOG DEVICES COM 032654105 27 590 SH DEFINED 01 02 590 0 0
APACHE COM 037411105 44 570 SH DEFINED 01 02 570 0 0
APPLE COM 037833100 814 1,840 SH DEFINED 01 02 1,840 0 0
ARCH COAL COM 039380100 51 9,390 SH DEFINED 01 02 9,390 0 0
ARM HLDGS PLC SPONSORED ADR 042068106 56 1,320 SH DEFINED 01 02 1,320 0 0
ASSURANT COM 04621X108 25 560 SH DEFINED 01 02 560 0 0
AT&T COM 00206R102 82 2,230 SH DEFINED 01 02 2,230 0 0
AUTODESK COM 052769106 7 170 SH DEFINED 01 02 170 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 55 840 SH DEFINED 01 02 840 0 0
AVAGO TECHNOLOGIES LTD SHS Y0486S104 11 320 SH DEFINED 01 02 320 0 0
AVON PRODS COM 054303102 17 830 SH DEFINED 01 02 830 0 0
BAIDU SPON ADR REP A 056752108 497 5,670 SH DEFINED 01 02 5,670 0 0
BANK OF AMERICA CORPORATION COM 060505104 40 3,270 SH DEFINED 01 02 3,270 0 0
BARRICK GOLD COM 067901108 186 6,320 SH DEFINED 01 02 6,320 0 0
BED BATH & BEYOND COM 075896100 11 170 SH DEFINED 01 02 170 0 0
BEMIS COM 081437105 10 240 SH DEFINED 01 02 240 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 38 360 SH DEFINED 01 02 360 0 0
BIOGEN IDEC COM 09062X103 91 470 SH DEFINED 01 02 470 0 0
BLACKROCK COM 09247X101 28 110 SH DEFINED 01 02 110 0 0
BLOCK H & R COM 093671105 10 330 SH DEFINED 01 02 330 0 0
BMC SOFTWARE COM 055921100 7 150 SH DEFINED 01 02 150 0 0
BORGWARNER COM 099724106 49 640 SH DEFINED 01 02 640 0 0
BOSTON SCIENTIFIC COM 101137107 17 2,160 SH DEFINED 01 02 2,160 0 0
BROADCOM CL A 111320107 108 3,100 SH DEFINED 01 02 3,100 0 0
C H ROBINSON WORLDWIDE COM 12541W209 8 130 SH DEFINED 01 02 130 0 0
CA COM 12673P105 17 670 SH DEFINED 01 02 670 0 0
CAPITAL ONE FINL COM 14040H105 8 150 SH DEFINED 01 02 150 0 0
CARDINAL HEALTH COM 14149Y108 29 690 SH DEFINED 01 02 690 0 0
CARNIVAL CORP PAIRED CTF COM 143658300 12 340 SH DEFINED 01 02 340 0 0
CATAMARAN COM 148887102 7 140 SH DEFINED 01 02 140 0 0
CBS CORP NEW CL B 124857202 16 350 SH DEFINED 01 02 350 0 0
CERNER COM 156782104 13 140 SH DEFINED 01 02 140 0 0
CHECK POINT SOFTWARE TECH LT ORD M22465104 80 1,700 SH DEFINED 01 02 1,700 0 0
CHENIERE ENERGY COM 16411R208 3 100 SH DEFINED 01 02 100 0 0
CHESAPEAKE ENERGY NOTE 2.500% 5/1 165167BZ9 576 600,000 PRN DEFINED 01 02 600,000 0 0
CHESAPEAKE ENERGY NOTE 2.250%12/1 165167CB1 566 640,000 PRN DEFINED 01 02 640,000 0 0
CHEVRON COM 166764100 72 610 SH DEFINED 01 02 610 0 0
CIGNA CORPORATION COM 125509109 21 340 SH DEFINED 01 02 340 0 0
CISCO SYS COM 17275R102 127 6,060 SH DEFINED 01 02 6,060 0 0
CITIGROUP COM 172967424 70 1,590 SH DEFINED 01 02 1,590 0 0
CITRIX SYS COM 177376100 9 130 SH DEFINED 01 02 130 0 0
COACH COM 189754104 320 6,410 SH DEFINED 01 02 6,410 0 0
COCA COLA COM 191216100 162 4,010 SH DEFINED 01 02 4,010 0 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 18 240 SH DEFINED 01 02 240 0 0
COLGATE PALMOLIVE COM 194162103 30 250 SH DEFINED 01 02 250 0 0
COMCAST CORP NEW CL A 20030N101 137 3,270 SH DEFINED 01 02 3,270 0 0
COMPUTER SCIENCES COM 205363104 43 880 SH DEFINED 01 02 880 0 0
CONAGRA FOODS COM 205887102 16 460 SH DEFINED 01 02 460 0 0
CONOCOPHILLIPS COM 20825C104 19 320 SH DEFINED 01 02 320 0 0
COSTCO WHSL COM 22160K105 197 1,860 SH DEFINED 01 02 1,860 0 0
CVS CAREMARK CORPORATION COM 126650100 14 250 SH DEFINED 01 02 250 0 0
D R HORTON COM 23331A109 8 330 SH DEFINED 01 02 330 0 0
DAVITA HEALTHCARE PARTNERS I COM 23918K108 15 130 SH DEFINED 01 02 130 0 0
DEERE & CO COM 244199105 21 250 SH DEFINED 01 02 250 0 0
DELL COM 24702R101 25 1,710 SH DEFINED 01 02 1,710 0 0
DENTSPLY INTL COM 249030107 5 110 SH DEFINED 01 02 110 0 0
DIRECTV COM 25490A309 29 510 SH DEFINED 01 02 510 0 0
DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 11 140 SH DEFINED 01 02 140 0 0
DISNEY WALT COM 254687106 43 760 SH DEFINED 01 02 760 0 0
DOLLAR TREE COM 256746108 14 290 SH DEFINED 01 02 290 0 0
DOW CHEM COM 260543103 16 510 SH DEFINED 01 02 510 0 0
DU PONT E I DE NEMOURS & CO COM 263534109 328 6,670 SH DEFINED 01 02 6,670 0 0
E M C CORP MASS COM 268648102 24 1,000 SH DEFINED 01 02 1,000 0 0
EASTMAN CHEM COM 277432100 28 400 SH DEFINED 01 02 400 0 0
ECOLAB COM 278865100 21 260 SH DEFINED 01 02 260 0 0
EDISON INTL COM 281020107 9 170 SH DEFINED 01 02 170 0 0
ELECTRONIC ARTS COM 285512109 26 1,460 SH DEFINED 01 02 1,460 0 0
ENSCO PLC SHS CLASS A G3157S106 17 290 SH DEFINED 01 02 290 0 0
ENTERGY COM 29364G103 16 260 SH DEFINED 01 02 260 0 0
EXPEDIA INC DEL COM 30212P303 24 400 SH DEFINED 01 02 400 0 0
EXPEDITORS INTL WASH COM 302130109 5 150 SH DEFINED 01 02 150 0 0
EXPRESS SCRIPTS HLDG COM 30219G108 32 560 SH DEFINED 01 02 560 0 0
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F M C COM 302491303 33 580 SH DEFINED 01 02 580 0 0
FASTENAL COM 311900104 11 220 SH DEFINED 01 02 220 0 0
FIDELITY NATL INFORMATION SV COM 31620M106 9 220 SH DEFINED 01 02 220 0 0
FIRST SOLAR COM 336433107 176 6,510 SH DEFINED 01 02 6,510 0 0
FIRSTENERGY COM 337932107 15 360 SH DEFINED 01 02 360 0 0
FLIR SYS COM 302445101 8 300 SH DEFINED 01 02 300 0 0
FRONTIERMUNICATIONS COM 35906A108 22 5,440 SH DEFINED 01 02 5,440 0 0
GARMIN LTD SHS H2906T109 6 170 SH DEFINED 01 02 170 0 0
GENERAL DYNAMICS COM 369550108 15 210 SH DEFINED 01 02 210 0 0
GENERAL ELECTRIC COM 369604103 617 26,670 SH DEFINED 01 02 26,670 0 0
GENERAL MLS COM 370334104 9 190 SH DEFINED 01 02 190 0 0
GENERAL MTRS COM 37045V100 1,157 41,600 SH DEFINED 01 02 41,600 0 0
GENWORTH FINL COM CL A 37247D106 11 1,140 SH DEFINED 01 02 1,140 0 0
GOOGLE CL A 38259P508 437 550 SH DEFINED 01 02 550 0 0
HARLEY DAVIDSON COM 412822108 17 320 SH DEFINED 01 02 320 0 0
HARTFORD FINL SVCS GROUP COM 416515104 15 570 SH DEFINED 01 02 570 0 0
HERSHEY COM 427866108 20 230 SH DEFINED 01 02 230 0 0
HESS COM 42809H107 44 610 SH DEFINED 01 02 610 0 0
HOME DEPOT COM 437076102 112 1,610 SH DEFINED 01 02 1,610 0 0
HOME INNS & HOTELS MGMT NOTE 2.000%12/1 43713WAB3 946 1,050,000 PRN DEFINED 01 02 1,050,000 0 0
HONEYWELL INTL COM 438516106 28 370 SH DEFINED 01 02 370 0 0
HUMANA COM 444859102 31 450 SH DEFINED 01 02 450 0 0
ICICI BK LTD ADR 45104G104 263 6,140 SH DEFINED 01 02 6,140 0 0
INGERSOLL-RAND PLC SHS G47791101 19 350 SH DEFINED 01 02 350 0 0
INTEL COM 458140100 85 3,870 SH DEFINED 01 02 3,870 0 0
INTEL SDCV 2.950%12/1 458140AD2 1,209 1,140,000 PRN DEFINED 01 02 1,140,000 0 0
INTERNATIONAL GAME TECHNOLOG COM 459902102 8 490 SH DEFINED 01 02 490 0 0
INTERPUBLIC GROUP COS COM 460690100 37 2,860 SH DEFINED 01 02 2,860 0 0
INTL PAPER COM 460146103 21 460 SH DEFINED 01 02 460 0 0
INTUIT COM 461202103 16 240 SH DEFINED 01 02 240 0 0
INTUITIVE SURGICAL COM 46120E602 20 40 SH DEFINED 01 02 40 0 0
ISHARES MSCI JAPAN 464286848 1 55 SH DEFINED 01 02 55 0 0
JABIL CIRCUIT COM 466313103 16 860 SH DEFINED 01 02 860 0 0
JEFFERIES GROUP DBCV 3.875%11/0 472319AG7 512 500,000 PRN DEFINED 01 02 500,000 0 0
JOHNSON & JOHNSON COM 478160104 124 1,520 SH DEFINED 01 02 1,520 0 0
JPMORGAN CHASE & CO COM 46625H100 95 2,010 SH DEFINED 01 02 2,010 0 0
JUNIPER NETWORKS COM 48203R104 6 350 SH DEFINED 01 02 350 0 0
KELLOGG COM 487836108 24 370 SH DEFINED 01 02 370 0 0
KIMBERLY CLARK COM 494368103 27 280 SH DEFINED 01 02 280 0 0
KINDER MORGAN INC DEL COM 49456B101 33 850 SH DEFINED 01 02 850 0 0
KLA-TENCOR COM 482480100 317 6,010 SH DEFINED 01 02 6,010 0 0
KRAFT FOODS GROUP COM 50076Q106 15 300 SH DEFINED 01 02 300 0 0
KROGER COM 501044101 21 630 SH DEFINED 01 02 630 0 0
LAS VEGAS SANDS COM 517834107 49 870 SH DEFINED 01 02 870 0 0
LENNAR CL A 526057104 115 2,780 SH DEFINED 01 02 2,780 0 0
LIBERTY INTERACTIVE INT COM SER A 53071M104 9 430 SH DEFINED 01 02 430 0 0
LIFE TECHNOLOGIES COM 53217V109 34 520 SH DEFINED 01 02 520 0 0
LILLY ELI & CO COM 532457108 30 520 SH DEFINED 01 02 520 0 0
LINCOLN NATL CORP IND COM 534187109 34 1,040 SH DEFINED 01 02 1,040 0 0
LINEAR TECHNOLOGY COM 535678106 22 580 SH DEFINED 01 02 580 0 0
LOCKHEED MARTIN COM 539830109 14 140 SH DEFINED 01 02 140 0 0
LOWES COS COM 548661107 1 30 SH DEFINED 01 02 30 0 0
MACYS COM 55616P104 21 490 SH DEFINED 01 02 490 0 0
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MASCO COM 574599106 17 840 SH DEFINED 01 02 840 0 0
MATTEL COM 577081102 10 220 SH DEFINED 01 02 220 0 0
MAXIM INTEGRATED PRODS COM 57772K101 7 220 SH DEFINED 01 02 220 0 0
MCDONALDS COM 580135101 109 1,090 SH DEFINED 01 02 1,090 0 0
MCGRAW HILL COS COM 580645109 20 380 SH DEFINED 01 02 380 0 0
MCKESSON COM 58155Q103 32 300 SH DEFINED 01 02 300 0 0
MEDTRONIC COM 585055106 9 200 SH DEFINED 01 02 200 0 0
MERCK & CO COM 58933Y105 11 250 SH DEFINED 01 02 250 0 0
METLIFE COM 59156R108 17 440 SH DEFINED 01 02 440 0 0
METROPCS COMMUNICATIONS COM 591708102 8 760 SH DEFINED 01 02 760 0 0
MICHAEL KORS HLDGS LTD SHS G60754101 232 4,080 SH DEFINED 01 02 4,080 0 0
MICROCHIP TECHNOLOGY COM 595017104 21 580 SH DEFINED 01 02 580 0 0
MICRON TECHNOLOGY COM 595112103 16 1,640 SH DEFINED 01 02 1,640 0 0
MICROSOFT COM 594918104 338 11,800 SH DEFINED 01 02 11,800 0 0
MOLSON COORS BREWING CL B 60871R209 7 140 SH DEFINED 01 02 140 0 0
MOLYCORP INC DEL COM 608753109 37 7,200 SH DEFINED 01 02 7,200 0 0
MONDELEZ INTL CL A 609207105 42 1,370 SH DEFINED 01 02 1,370 0 0
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MOODYS COM 615369105 2 30 SH DEFINED 01 02 30 0 0
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NETAPP COM 64110D104 3 90 SH DEFINED 01 02 90 0 0
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NEWS CL A 65248E104 61 2,000 SH DEFINED 01 02 2,000 0 0
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NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 7 190 SH DEFINED 01 02 190 0 0
NOMURA HLDGS SPON ADR REP A 65535H208 1,456 236,000 SH DEFINED 01 02 236,000 0 0
NOVO-NORDISK A S ADR 670100205 153 950 SH DEFINED 01 02 950 0 0
NUANCEMUNICATIONS COM 67020Y100 1,289 63,880 SH DEFINED 01 02 63,880 0 0
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O REILLY AUTOMOTIVE COM 67103H107 10 100 SH DEFINED 01 02 100 0 0
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VENTAS COM 92276F100 18 240 SH DEFINED 01 02 240 0 0
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VISA COM CL A 92826C839 839 4,940 SH DEFINED 01 02 4,940 0 0
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XEROX COM 984121103 25 2,880 SH DEFINED 01 02 2,880 0 0
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XL GROUP PLC SHS G98290102 17 560 SH DEFINED 01 02 560 0 0
YAHOO COM 984332106 36 1,510 SH DEFINED 01 02 1,510 0 0
ZYNGA CL A 98986T108 159 47,460 SH DEFINED 01 02 47,460 0 0