N-PX
<SEQUENCE>1
<FILENAME>AlphaSMID.txt
ANNUAL REPORT OF PROXY VOTING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23011
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PENN Capital Funds Trust
--------------------------------------------------
(Exact name of registrant as specified in charter)
1200 Intrepid Avenue, Suite 400
Philadelphia PA, 19112
---------------------------------------------------
(Address of principal executive offices) (Zip code)
Lisa L.B. Matson, Esquire
PENN Capital Management Company, Inc.
1200 Intrepid Avenue, Suite 400
Philadelphia PA, 19112
-------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-215-302-1500
--------------
Date of fiscal year end: June 30
--------
Date of reporting period: July 1, 2017 - June 30, 2018
----------------------------
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX,
and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of
the information collection burden estimate and any suggestions for reducing
the burden to the Secretary, Securities and Exchange Commission, 100 F
Street, NE, Washington, DC 20549. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
PROXY VOTING RECORD
FOR PERIOD July 1, 2017 - June 30, 2018
******************************* FORM N-PX REPORT *****************************
ICA File Number: 811-23011
Reporting Period: 07/01/2017 - 06/30/2018
PENN Capital Funds Trust
====================== PENN Small/Mid Cap Equity Fund =====================
RED ROCK RESORTS INC
Security 75700L108 Meeting Type Annual
Ticker Symbol RRR Meeting Date 06-Jul-2017
ISIN US75700L1089 Agenda 934636753 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 FRANK J. FERTITTA III For For
2 LORENZO J. FERTITTA For For
3 "ROBERT A. CASHELL, JR." For For
4 ROBERT E. LEWIS For For
5 "JAMES E. NAVE, D.V.M." For For
2. 14A Executive Compensation Management For For
3. 14A Executive Compensation Vote Frequency Management 1 Year For
4. Ratify Appointment of Independent Auditors Management For For
"8X8, INC."
Security 282914100 Meeting Type Annual
Ticker Symbol EGHT Meeting Date 10-Aug-2017
ISIN US2829141009 Agenda 934659256 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 "GUY L. HECKER, JR." For For
2 BRYAN R. MARTIN For For
3 VIKRAM VERMA For For
4 ERIC SALZMAN For For
5 IAN POTTER For For
6 JASWINDER PAL SINGH For For
7 VLADIMIR JACIMOVIC For For
2. Ratify Appointment of Independent Auditors Management For For
3. Amend Employee Stock Purchase Plan Management Against Against
4. Amend Stock Compensation Plan Management For For
5. 14A Executive Compensation Management For For
6. 14A Executive Compensation Vote Frequency Management 1 Year For
"MERCURY SYSTEMS, INC."
Security 589378108 Meeting Type Annual
Ticker Symbol MRCY Meeting Date 18-Oct-2017
ISIN US5893781089 Agenda 934678446 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 LISA S. DISBROW# For For
2 MARK ASLETT* For For
3 MARY LOUISE KRAKAUER* For For
4 WILLIAM K. O'BRIEN* For For
2. 14A Executive Compensation Management For For
3. 14A Executive Compensation Vote Frequency Management 1 Year For
4. Ratify Appointment of Independent Auditors Management For For
"VAIL RESORTS, INC."
Security 91879Q109 Meeting Type Annual
Ticker Symbol MTN Meeting Date 06-Dec-2017
ISIN US91879Q1094 Agenda 934693587 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. 14A Executive Compensation Vote Frequency Management 1 Year For
XPO LOGISTICS INC
Security 983793100 Meeting Type Special
Ticker Symbol XPO Meeting Date 20-Dec-2017
ISIN US9837931008 Agenda 934707122 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Adopt Employee Stock Purchase Plan Management For For
2. Approve Motion to Adjourn Meeting Management For For
VALVOLINE INC.
Security 92047W101 Meeting Type Annual
Ticker Symbol VVV Meeting Date 31-Jan-2018
ISIN US92047W1018 Agenda 934712806 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1.1 Election of Directors (Majority Voting) Management For For
1.2 Election of Directors (Majority Voting) Management For For
1.3 Election of Directors (Majority Voting) Management For For
1.4 Election of Directors (Majority Voting) Management For For
1.5 Election of Directors (Majority Voting) Management For For
1.6 Election of Directors (Majority Voting) Management For For
1.7 Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. Adopt Employee Stock Purchase Plan Management For For
OSHKOSH CORPORATION
Security 688239201 Meeting Type Annual
Ticker Symbol OSK Meeting Date 06-Feb-2018
ISIN US6882392011 Agenda 934715573 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 Keith J. Allman For For
2 Peter B. Hamilton For For
3 Wilson R. Jones For For
4 Leslie F. Kenne For For
5 K. Metcalf-Kupres For For
6 Steven C. Mizell For For
7 Stephen D. Newlin For For
8 Craig P. Omtvedt For For
9 Duncan J. Palmer For For
10 John S. Shiely For For
11 William S. Wallace For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. S/H Proposal - Corporate Governance Shareholder Against For
"CALATLANTIC GROUP, INC."
Security 128195104 Meeting Type Special
Ticker Symbol CAA Meeting Date 12-Feb-2018
ISIN US1281951046 Agenda 934718694 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Approve Merger Agreement Management For For
2. 14A Executive Compensation Management Against Against
3. Approve Motion to Adjourn Meeting Management For For
"BERRY GLOBAL GROUP, INC."
Security 08579W103 Meeting Type Annual
Ticker Symbol BERY Meeting Date 01-Mar-2018
ISIN US08579W1036 Agenda 934722566 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
2. Amend Stock Compensation Plan Management For For
3. Ratify Appointment of Independent Auditors Management For For
"CAVIUM, INC."
Security 14964U108 Meeting Type Special
Ticker Symbol CAVM Meeting Date 16-Mar-2018
ISIN US14964U1088 Agenda 934727100 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Approve Merger Agreement Management For For
2. Approve Motion to Adjourn Meeting Management For For
3. 14A Executive Compensation Management For For
H.B. FULLER COMPANY
Security 359694106 Meeting Type Annual
Ticker Symbol FUL Meeting Date 12-Apr-2018
ISIN US3596941068 Agenda 934731072 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 Thomas W. Handley For For
2 Maria Teresa Hilado For For
3 Ruth Kimmelshue For For
2. 14A Executive Compensation Management Against Against
3. Ratify Appointment of Independent Auditors Management For For
4. Approve Stock Compensation Plan Management For For
BOYD GAMING CORPORATION
Security 103304101 Meeting Type Annual
Ticker Symbol BYD Meeting Date 12-Apr-2018
ISIN US1033041013 Agenda 934739179 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 John R. Bailey For For
2 Robert L. Boughner For For
3 William R. Boyd For For
4 William S. Boyd For For
5 Richard E. Flaherty For For
6 Marianne Boyd Johnson For For
7 Keith E. Smith For For
8 Christine J. Spadafor For For
9 Peter M. Thomas For For
10 Paul W. Whetsell For For
11 Veronica J. Wilson For For
2. Ratify Appointment of Independent Auditors Management For For
"PINNACLE FINANCIAL PARTNERS, INC."
Security 72346Q104 Meeting Type Annual
Ticker Symbol PNFP Meeting Date 17-Apr-2018
ISIN US72346Q1040 Agenda 934737000 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1a. Election of Directors (Majority Voting) Management For For
1b. Election of Directors (Majority Voting) Management For For
1c. Election of Directors (Majority Voting) Management For For
1d. Election of Directors (Majority Voting) Management For For
1e. Election of Directors (Majority Voting) Management For For
1f. Election of Directors (Majority Voting) Management For For
1g. Election of Directors (Majority Voting) Management For For
1h. Election of Directors (Majority Voting) Management For For
1i. Election of Directors (Majority Voting) Management For For
1j. Election of Directors (Majority Voting) Management For For
1k. Election of Directors (Majority Voting) Management For For
1l. Election of Directors (Majority Voting) Management For For
1m. Election of Directors (Majority Voting) Management For For
1n. Election of Directors (Majority Voting) Management For For
1o. Election of Directors (Majority Voting) Management For For
1p. Election of Directors (Majority Voting) Management For For
1q. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. Authorize Common Stock Increase Management For For
5. Approve Stock Compensation Plan Management For For
SILICON LABORATORIES INC.
Security 826919102 Meeting Type Annual
Ticker Symbol SLAB Meeting Date 19-Apr-2018
ISIN US8269191024 Agenda 934732442 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
"SCHNEIDER NATIONAL, INC."
Security 80689H102 Meeting Type Annual
Ticker Symbol SNDR Meeting Date 23-Apr-2018
ISIN US80689H1023 Agenda 934735347 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 Mary P. DePrey For For
2 Thomas A. Gannon For For
3 James R. Giertz For For
4 Adam P. Godfrey For For
5 Robert W. Grubbs For For
6 Norman E. Johnson For For
7 Christopher B. Lofgren For For
8 Daniel J. Sullivan For For
9 Kathleen M. Zimmermann For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. 14A Executive Compensation Vote Frequency Management 1 Year For
"THE GEO GROUP, INC."
Security 36162J106 Meeting Type Annual
Ticker Symbol GEO Meeting Date 24-Apr-2018
ISIN US36162J1060 Agenda 934740261 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 Clarence E. Anthony For For
2 Anne N. Foreman For For
3 Richard H. Glanton For For
4 Christopher C. Wheeler For For
5 Julie Myers Wood For For
6 George C. Zoley For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. Approve Stock Compensation Plan Management For For
5. S/H Proposal - Shareholders Given Access to Proxy Shareholder Against For
BOK FINANCIAL CORPORATION
Security 05561Q201 Meeting Type Annual
Ticker Symbol BOKF Meeting Date 24-Apr-2018
ISIN US05561Q2012 Agenda 934740627 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 Alan S. Armstrong Withheld Against
2 "C. Fred Ball, Jr." For For
3 "Peter C. Boylan, III" For For
4 Steven G. Bradshaw For For
5 "Chester E. Cadieux, III" For For
6 Gerard P. Clancy For For
7 John W. Coffey For For
8 "Joseph W. Craft, III" For For
9 Jack E. Finley For For
10 David F. Griffin Withheld Against
11 V. Burns Hargis For For
12 Douglas D. Hawthorne For For
13 Kimberley D. Henry For For
14 "E. Carey Joullian, IV" For For
15 George B. Kaiser For For
16 Stanley A. Lybarger For For
17 Steven J. Malcolm For For
18 Steven E. Nell For For
19 E. C. Richards For For
20 Terry K. Spencer For For
21 Michael C. Turpen For For
22 R. A. Walker For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
CHEMICAL FINANCIAL CORPORATION
Security 163731102 Meeting Type Annual
Ticker Symbol CHFC Meeting Date 25-Apr-2018
ISIN US1637311028 Agenda 934741554 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 James R. Fitterling For For
2 Ronald A. Klein For For
3 Richard M. Lievense For For
4 Barbara J. Mahone For For
5 Barbara L. McQuade For For
6 John E. Pelizzari For For
7 David T. Provost For For
8 Thomas C. Shafer For For
9 Larry D. Stauffer For For
10 Jeffrey L. Tate For For
11 Gary Torgow For For
12 Arthur A. Weiss For For
13 Franklin C. Wheatlake For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
CAMBREX CORPORATION
Security 132011107 Meeting Type Annual
Ticker Symbol CBM Meeting Date 26-Apr-2018
ISIN US1320111073 Agenda 934739751 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1.1 Election of Directors (Majority Voting) Management For For
1.2 Election of Directors (Majority Voting) Management For For
1.3 Election of Directors (Majority Voting) Management For For
1.4 Election of Directors (Majority Voting) Management For For
1.5 Election of Directors (Majority Voting) Management For For
1.6 Election of Directors (Majority Voting) Management For For
1.7 Election of Directors (Majority Voting) Management For For
1.8 Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
4. S/H Proposal - Environmental Shareholder For Against
WEBSTER FINANCIAL CORPORATION
Security 947890109 Meeting Type Annual
Ticker Symbol WBS Meeting Date 26-Apr-2018
ISIN US9478901096 Agenda 934753080 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
TOPBUILD CORP
Security 89055F103 Meeting Type Annual
Ticker Symbol BLD Meeting Date 30-Apr-2018
ISIN US89055F1030 Agenda 934738901 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 Gerald Volas For For
2 Carl T. Camden For For
3 Joseph S. Cantie For For
2. Declassify Board Management For For
3. Approve Charter Amendment Management For For
4. Miscellaneous Corporate Actions Management For For
5. Ratify Appointment of Independent Auditors Management For For
6. 14A Executive Compensation Management For For
"ARCH COAL, INC."
Security 039380407 Meeting Type Annual
Ticker Symbol ARCH Meeting Date 30-Apr-2018
ISIN US0393804077 Agenda 934741910 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1a. Election of Directors (Majority Voting) Management For For
1b. Election of Directors (Majority Voting) Management For For
1c. Election of Directors (Majority Voting) Management For For
1d. Election of Directors (Majority Voting) Management For For
1e. Election of Directors (Majority Voting) Management For For
1f. Election of Directors (Majority Voting) Management For For
1g. Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management Against Against
3. Ratify Appointment of Independent Auditors Management For For
CABOT OIL & GAS CORPORATION
Security 127097103 Meeting Type Annual
Ticker Symbol COG Meeting Date 02-May-2018
ISIN US1270971039 Agenda 934741807 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 Dorothy M. Ables For For
2 Rhys J. Best For For
3 Robert S. Boswell For For
4 Amanda M. Brock For For
5 Dan O. Dinges For For
6 Robert Kelley For For
7 W. Matt Ralls For For
8 Marcus A. Watts For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
MGM GROWTH PROPERTIES LLC
Security 55303A105 Meeting Type Annual
Ticker Symbol MGP Meeting Date 02-May-2018
ISIN US55303A1051 Agenda 934748647 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1a. Election of Directors (Majority Voting) Management For For
1b. Election of Directors (Majority Voting) Management For For
1c. Election of Directors (Majority Voting) Management For For
1d. Election of Directors (Majority Voting) Management For For
1e. Election of Directors (Majority Voting) Management For For
1f. Election of Directors (Majority Voting) Management For For
1g. Election of Directors (Majority Voting) Management For For
1h. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
"COMMSCOPE HOLDING COMPANY, INC."
Security 20337X109 Meeting Type Annual
Ticker Symbol COMM Meeting Date 04-May-2018
ISIN US20337X1090 Agenda 934744358 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1a. Election of Directors (Majority Voting) Management For For
1b. Election of Directors (Majority Voting) Management For For
1c. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
TELEFLEX INCORPORATED
Security 879369106 Meeting Type Annual
Ticker Symbol TFX Meeting Date 04-May-2018
ISIN US8793691069 Agenda 934765198 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1a. Election of Directors (Majority Voting) Management For For
1b. Election of Directors (Majority Voting) Management For For
1c. Election of Directors (Majority Voting) Management For For
1d. Election of Directors (Majority Voting) Management For For
1e. Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
"GRAY TELEVISION, INC."
Security 389375106 Meeting Type Annual
Ticker Symbol GTN Meeting Date 07-May-2018
ISIN US3893751061 Agenda 934753624 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 "Hilton H. Howell, Jr." For For
2 Howell W. Newton For For
3 Richard L. Boger For For
4 T. L. Elder For For
5 Luis A. Garcia For For
6 Richard B. Hare For For
7 Robin R. Howell For For
8 Elizabeth R. Neuhoff For For
9 Hugh E. Norton For For
2. Authorize Dual Classes of Stock Increase Management For For
3. Ratify Appointment of Independent Auditors Management For For
4. S/H Proposal - Corporate Governance Shareholder Against
"ORMAT TECHNOLOGIES, INC."
Security 686688102 Meeting Type Annual
Ticker Symbol ORA Meeting Date 07-May-2018
ISIN US6866881021 Agenda 934759157 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. Approve Stock Compensation Plan Management For For
4. 14A Executive Compensation Management For For
TRANSUNION
Security 89400J107 Meeting Type Annual
Ticker Symbol TRU Meeting Date 08-May-2018
ISIN US89400J1079 Agenda 934748976 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 Pamela A. Joseph For For
2 James M. Peck For For
2. Ratify Appointment of Independent Auditors Management For For
"TERADYNE, INC."
Security 880770102 Meeting Type Annual
Ticker Symbol TER Meeting Date 08-May-2018
ISIN US8807701029 Agenda 934749928 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
"AQUA AMERICA, INC."
Security 03836W103 Meeting Type Annual
Ticker Symbol WTR Meeting Date 08-May-2018
ISIN US03836W1036 Agenda 934755604 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 Carolyn J. Burke For For
2 Nicholas DeBenedictis For For
3 Christopher H. Franklin For For
4 William P. Hankowsky For For
5 Daniel J. Hilferty For For
6 Wendell F. Holland For For
7 Ellen T. Ruff For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
CYRUSONE INC.
Security 23283R100 Meeting Type Annual
Ticker Symbol CONE Meeting Date 09-May-2018
ISIN US23283R1005 Agenda 934753686 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 David H. Ferdman For For
2 "John W. Gamble, Jr." For For
3 Michael A. Klayko For For
4 T. Tod Nielsen For For
5 Alex Shumate For For
6 William E. Sullivan For For
7 Lynn A. Wentworth For For
8 Gary J. Wojtaszek For For
2. 14A Executive Compensation Management Against Against
3. Ratify Appointment of Independent Auditors Management For For
ARCH CAPITAL GROUP LTD.
Security G0450A105 Meeting Type Annual
Ticker Symbol ACGL Meeting Date 09-May-2018
ISIN BMG0450A1053 Agenda 934754450 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1a Election of Directors (Majority Voting) Management For For
1b Election of Directors (Majority Voting) Management For For
1c Election of Directors (Majority Voting) Management For For
1d Election of Directors (Majority Voting) Management For For
2 14A Executive Compensation Management For For
3 Ratify Appointment of Independent Auditors Management For For
4 Approve Stock Compensation Plan Management For For
5 Approve Reverse Stock Split Management For For
6a Election of Directors (Majority Voting) Management For For
6b Election of Directors (Majority Voting) Management For For
6c Election of Directors (Majority Voting) Management For For
6d Election of Directors (Majority Voting) Management For For
6e Election of Directors (Majority Voting) Management For For
6f Election of Directors (Majority Voting) Management For For
6g Election of Directors (Majority Voting) Management For For
6h Election of Directors (Majority Voting) Management For For
6i Election of Directors (Majority Voting) Management For For
6j Election of Directors (Majority Voting) Management For For
6k Election of Directors (Majority Voting) Management For For
6l Election of Directors (Majority Voting) Management For For
6m Election of Directors (Majority Voting) Management For For
6n Election of Directors (Majority Voting) Management For For
6o Election of Directors (Majority Voting) Management For For
6p Election of Directors (Majority Voting) Management For For
6q Election of Directors (Majority Voting) Management For For
6r Election of Directors (Majority Voting) Management For For
6s Election of Directors (Majority Voting) Management For For
6t Election of Directors (Majority Voting) Management For For
6u Election of Directors (Majority Voting) Management For For
6v Election of Directors (Majority Voting) Management For For
6w Election of Directors (Majority Voting) Management For For
6x Election of Directors (Majority Voting) Management For For
6y Election of Directors (Majority Voting) Management For For
6z Election of Directors (Majority Voting) Management For For
6aa Election of Directors (Majority Voting) Management For For
6ab Election of Directors (Majority Voting) Management For For
6ac Election of Directors (Majority Voting) Management For For
6ad Election of Directors (Majority Voting) Management For For
6ae Election of Directors (Majority Voting) Management For For
6af Election of Directors (Majority Voting) Management For For
6ag Election of Directors (Majority Voting) Management For For
6ah Election of Directors (Majority Voting) Management For For
6ai Election of Directors (Majority Voting) Management For For
6aj Election of Directors (Majority Voting) Management For For
6ak Election of Directors (Majority Voting) Management For For
6al Election of Directors (Majority Voting) Management For For
6am Election of Directors (Majority Voting) Management For For
6an Election of Directors (Majority Voting) Management For For
6ao Election of Directors (Majority Voting) Management For For
6ap Election of Directors (Majority Voting) Management For For
6aq Election of Directors (Majority Voting) Management For For
6ar Election of Directors (Majority Voting) Management For For
6as Election of Directors (Majority Voting) Management For For
"ALLISON TRANSMISSION HOLDINGS, INC."
Security 01973R101 Meeting Type Annual
Ticker Symbol ALSN Meeting Date 09-May-2018
ISIN US01973R1014 Agenda 934756315 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1a. Election of Directors (Majority Voting) Management For For
1b. Election of Directors (Majority Voting) Management For For
1c. Election of Directors (Majority Voting) Management For For
1d. Election of Directors (Majority Voting) Management For For
1e. Election of Directors (Majority Voting) Management For For
1f. Election of Directors (Majority Voting) Management For For
1g. Election of Directors (Majority Voting) Management For For
1h. Election of Directors (Majority Voting) Management For For
1i. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
"UNITED RENTALS, INC."
Security 911363109 Meeting Type Annual
Ticker Symbol URI Meeting Date 09-May-2018
ISIN US9113631090 Agenda 934760023 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1a. Election of Directors (Majority Voting) Management For For
1b. Election of Directors (Majority Voting) Management For For
1c. Election of Directors (Majority Voting) Management For For
1d. Election of Directors (Majority Voting) Management For For
1e. Election of Directors (Majority Voting) Management For For
1f. Election of Directors (Majority Voting) Management For For
1g. Election of Directors (Majority Voting) Management For For
1h. Election of Directors (Majority Voting) Management For For
1i. Election of Directors (Majority Voting) Management For For
1j. Election of Directors (Majority Voting) Management For For
1k. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. S/H Proposal - Corporate Governance Shareholder For Against
"TYLER TECHNOLOGIES, INC."
Security 902252105 Meeting Type Annual
Ticker Symbol TYL Meeting Date 09-May-2018
ISIN US9022521051 Agenda 934772802 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
4. Approve Stock Compensation Plan Management Against Against
5. Transact Other Business Management Against Against
"U.S. SILICA HOLDINGS, INC"
Security 90346E103 Meeting Type Annual
Ticker Symbol SLCA Meeting Date 10-May-2018
ISIN US90346E1038 Agenda 934749992 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
CALLON PETROLEUM COMPANY
Security 13123X102 Meeting Type Annual
Ticker Symbol CPE Meeting Date 10-May-2018
ISIN US13123X1028 Agenda 934750565 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 Barbara J. Faulkenberry For For
2 L. Richard Flury For For
3 "Joseph C. Gatto, Jr." For For
2. 14A Executive Compensation Management For For
3. Approve Stock Compensation Plan Management For For
4. Ratify Appointment of Independent Auditors Management For For
NICE LTD.
Security 653656108 Meeting Type Annual
Ticker Symbol NICE Meeting Date 14-May-2018
ISIN US6536561086 Agenda 934803859 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1a. Election of Directors (Majority Voting) Management For For
1b. Election of Directors (Majority Voting) Management For For
1c. Election of Directors (Majority Voting) Management For For
1d. Election of Directors (Majority Voting) Management For For
1e. Election of Directors (Majority Voting) Management For For
2. Election of Directors (Majority Voting) Management For
2a. Miscellaneous Corporate Actions Management Against
3. Miscellaneous Compensation Plans Management For
3a. Miscellaneous Corporate Actions Management Against
4. Approve Option Grants Management Against Against
5. Miscellaneous Corporate Actions Management For
5a. Miscellaneous Corporate Actions Management Against
6. Ratify Appointment of Independent Auditors Management For For
7. Adopt Accounts for Past Year Management For For
"ICU MEDICAL, INC."
Security 44930G107 Meeting Type Annual
Ticker Symbol ICUI Meeting Date 15-May-2018
ISIN US44930G1076 Agenda 934787548 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 Vivek Jain For For
2 "George A. Lopez, M.D." For For
3 "Robert S. Swinney, M.D." For For
4 David C. Greenberg For For
5 Elisha W. Finney For For
6 Douglas E. Giordano For For
7 David F. Hoffmeister For For
8 Donald M. Abbey For For
2. Ratify Appointment of Independent Auditors Management Against Against
3. 14A Executive Compensation Management For For
"BURLINGTON STORES, INC."
Security 122017106 Meeting Type Annual
Ticker Symbol BURL Meeting Date 16-May-2018
ISIN US1220171060 Agenda 934770264 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1.1 Election of Directors (Majority Voting) Management For For
1.2 Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management Against Against
FLOOR & DECOR HOLDINGS INC
Security 339750101 Meeting Type Annual
Ticker Symbol FND Meeting Date 17-May-2018
ISIN US3397501012 Agenda 934755250 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1a. Election of Directors (Majority Voting) Management For For
1b. Election of Directors (Majority Voting) Management For For
1c. Election of Directors (Majority Voting) Management For For
1d. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. Adopt Employee Stock Purchase Plan Management For For
4. 14A Executive Compensation Management For For
5. 14A Executive Compensation Vote Frequency Management 1 Year For
"SUMMIT MATERIALS, INC."
Security 86614U100 Meeting Type Annual
Ticker Symbol SUM Meeting Date 17-May-2018
ISIN US86614U1007 Agenda 934761203 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 Howard L. Lance For For
2 Anne K. Wade For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
XPO LOGISTICS INC
Security 983793100 Meeting Type Annual
Ticker Symbol XPO Meeting Date 17-May-2018
ISIN US9837931008 Agenda 934804445 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1.1 Election of Directors (Majority Voting) Management For For
1.2 Election of Directors (Majority Voting) Management For For
1.3 Election of Directors (Majority Voting) Management For For
1.4 Election of Directors (Majority Voting) Management For For
1.5 Election of Directors (Majority Voting) Management For For
1.6 Election of Directors (Majority Voting) Management For For
1.7 Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management Against Against
4. 14A Executive Compensation Vote Frequency Management 1 Year For
5. S/H Proposal - Corporate Governance Shareholder For Against
6. S/H Proposal - Corporate Governance Shareholder For Against
STERLING BANCORP
Security 85917A100 Meeting Type Annual
Ticker Symbol STL Meeting Date 22-May-2018
ISIN US85917A1007 Agenda 934810486 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 John P. Cahill For For
2 James F. Deutsch For For
3 Navy E. Djonovic For For
4 Fernando Ferrer For For
5 Robert Giambrone Withheld Against
6 Jack Kopnisky For For
7 James J. Landy For For
8 Robert W. Lazar For For
9 Maureen Mitchell For For
10 Patricia M. Nazemetz For For
11 Richard O'Toole For For
12 Ralph F. Palleschi For For
13 Burt Steinberg For For
14 William E. Whiston For For
2. Eliminate Supermajority Requirements Management For For
3. 14A Executive Compensation Management For For
4. Ratify Appointment of Independent Auditors Management For For
"WELLCARE HEALTH PLANS, INC."
Security 94946T106 Meeting Type Annual
Ticker Symbol WCG Meeting Date 23-May-2018
ISIN US94946T1060 Agenda 934777321 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1a. Election of Directors (Majority Voting) Management For For
1b. Election of Directors (Majority Voting) Management For For
1c. Election of Directors (Majority Voting) Management For For
1d. Election of Directors (Majority Voting) Management For For
1e. Election of Directors (Majority Voting) Management For For
1f. Election of Directors (Majority Voting) Management For For
1g. Election of Directors (Majority Voting) Management For For
1h. Election of Directors (Majority Voting) Management For For
1i. Election of Directors (Majority Voting) Management For For
1j. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
"EXELIXIS, INC."
Security 30161Q104 Meeting Type Annual
Ticker Symbol EXEL Meeting Date 23-May-2018
ISIN US30161Q1040 Agenda 934785215 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1.1 Election of Directors (Majority Voting) Management For For
1.2 Election of Directors (Majority Voting) Management For For
1.3 Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
ROKU INC.
Security 77543R102 Meeting Type Annual
Ticker Symbol ROKU Meeting Date 24-May-2018
ISIN US77543R1023 Agenda 934789213 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1a. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
INVITATION HOMES INC.
Security 46187W107 Meeting Type Annual
Ticker Symbol INVH Meeting Date 24-May-2018
ISIN US46187W1071 Agenda 934810070 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 Bryce Blair For For
2 Frederick C. Tuomi For For
3 Richard D. Bronson For For
4 Kenneth A. Caplan For For
5 Michael D. Fascitelli For For
6 Robert G. Harper For For
7 Jeffrey E. Kelter For For
8 John B. Rhea For For
9 Janice L. Sears For For
10 William J. Stein For For
11 Barry S. Sternlicht For For
2. Ratify Appointment of Independent Auditors Management For For
"VOYA FINANCIAL, INC."
Security 929089100 Meeting Type Annual
Ticker Symbol VOYA Meeting Date 30-May-2018
ISIN US9290891004 Agenda 934782360 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1a. Election of Directors (Majority Voting) Management For For
1b. Election of Directors (Majority Voting) Management For For
1c. Election of Directors (Majority Voting) Management For For
1d. Election of Directors (Majority Voting) Management For For
1e. Election of Directors (Majority Voting) Management For For
1f. Election of Directors (Majority Voting) Management For For
1g. Election of Directors (Majority Voting) Management For For
1h. Election of Directors (Majority Voting) Management For For
1i. Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
"WESCO INTERNATIONAL, INC."
Security 95082P105 Meeting Type Annual
Ticker Symbol WCC Meeting Date 31-May-2018
ISIN US95082P1057 Agenda 934790999 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 Sandra Beach Lin For For
2 John J. Engel For For
3 Matthew J. Espe For For
4 Bobby J. Griffin For For
5 John K. Morgan For For
6 Steven A. Raymund For For
7 James L. Singleton For For
8 Lynn M. Utter For For
2. 14A Executive Compensation Management Against Against
3. Ratify Appointment of Independent Auditors Management For For
"IRONWOOD PHARMACEUTICALS, INC."
Security 46333X108 Meeting Type Annual
Ticker Symbol IRWD Meeting Date 31-May-2018
ISIN US46333X1081 Agenda 934818292 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 Lawrence S. Olanoff For For
2 Douglas E. Williams For For
3 Amy W. Schulman For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
4. S/H Proposal - Corporate Governance Shareholder Against For
KAR AUCTION SERVICES INC
Security 48238T109 Meeting Type Annual
Ticker Symbol KAR Meeting Date 04-Jun-2018
ISIN US48238T1097 Agenda 934797599 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1a. Election of Directors (Majority Voting) Management For For
1b. Election of Directors (Majority Voting) Management For For
1c. Election of Directors (Majority Voting) Management For For
1d. Election of Directors (Majority Voting) Management For For
1e. Election of Directors (Majority Voting) Management For For
1f. Election of Directors (Majority Voting) Management For For
1g. Election of Directors (Majority Voting) Management For For
1h. Election of Directors (Majority Voting) Management For For
1i. Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
ALLEGION PLC
Security G0176J109 Meeting Type Annual
Ticker Symbol ALLE Meeting Date 05-Jun-2018
ISIN IE00BFRT3W74 Agenda 934787384 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1a. Election of Directors (Majority Voting) Management For For
1b. Election of Directors (Majority Voting) Management For For
1c. Election of Directors (Majority Voting) Management For For
1d. Election of Directors (Majority Voting) Management For For
1e. Election of Directors (Majority Voting) Management For For
1f. Election of Directors (Majority Voting) Management For For
1g. Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
4. Stock Issuance Management For For
5. Stock Issuance Management For For
GODADDY INC.
Security 380237107 Meeting Type Annual
Ticker Symbol GDDY Meeting Date 06-Jun-2018
ISIN US3802371076 Agenda 934797258 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 Herald Y. Chen For For
2 Gregory K. Mondre For For
3 Bob Parsons For For
4 Brian H. Sharples For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management Against Against
"LIVE NATION ENTERTAINMENT, INC."
Security 538034109 Meeting Type Annual
Ticker Symbol LYV Meeting Date 06-Jun-2018
ISIN US5380341090 Agenda 934798945 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1A. Election of Directors (Majority Voting) Management For For
1B. Election of Directors (Majority Voting) Management For For
1C. Election of Directors (Majority Voting) Management For For
1D. Election of Directors (Majority Voting) Management For For
1E. Election of Directors (Majority Voting) Management For For
1F. Election of Directors (Majority Voting) Management For For
1G. Election of Directors (Majority Voting) Management For For
1H. Election of Directors (Majority Voting) Management For For
1I. Election of Directors (Majority Voting) Management For For
1J. Election of Directors (Majority Voting) Management For For
1K. Election of Directors (Majority Voting) Management For For
1L. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
"NEXSTAR MEDIA GROUP, INC."
Security 65336K103 Meeting Type Annual
Ticker Symbol NXST Meeting Date 06-Jun-2018
ISIN US65336K1034 Agenda 934819840 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 Perry A. Sook For For
2 Geoff Armstrong For For
3 Jay M. Grossman For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management Against Against
"AFFILIATED MANAGERS GROUP, INC."
Security 008252108 Meeting Type Annual
Ticker Symbol AMG Meeting Date 12-Jun-2018
ISIN US0082521081 Agenda 934804267 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1a. Election of Directors (Majority Voting) Management For For
1b. Election of Directors (Majority Voting) Management For For
1c. Election of Directors (Majority Voting) Management For For
1d. Election of Directors (Majority Voting) Management For For
1e. Election of Directors (Majority Voting) Management For For
1f. Election of Directors (Majority Voting) Management For For
1g. Election of Directors (Majority Voting) Management For For
1h. Election of Directors (Majority Voting) Management For For
1i. Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
4. Election of Directors (Majority Voting) Management For For
WESTERN ALLIANCE BANCORPORATION
Security 957638109 Meeting Type Annual
Ticker Symbol WAL Meeting Date 12-Jun-2018
ISIN US9576381092 Agenda 934806223 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1a. Election of Directors (Majority Voting) Management For For
1b. Election of Directors (Majority Voting) Management For For
1c. Election of Directors (Majority Voting) Management For For
1d. Election of Directors (Majority Voting) Management For For
1e. Election of Directors (Majority Voting) Management For For
1f. Election of Directors (Majority Voting) Management For For
1g. Election of Directors (Majority Voting) Management For For
1h. Election of Directors (Majority Voting) Management For For
1i. Election of Directors (Majority Voting) Management For For
1j. Election of Directors (Majority Voting) Management For For
1k. Election of Directors (Majority Voting) Management For For
1l. Election of Directors (Majority Voting) Management For For
1m. Election of Directors (Majority Voting) Management For For
1n. Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. 14A Executive Compensation Vote Frequency Management 1 Year For
4. Ratify Appointment of Independent Auditors Management For For
"PACIRA PHARMACEUTICALS, INC."
Security 695127100 Meeting Type Annual
Ticker Symbol PCRX Meeting Date 12-Jun-2018
ISIN US6951271005 Agenda 934816971 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 Laura Brege For For
2 Mark I. Froimson For For
3 Mark A. Kronenfeld For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
"BLACK KNIGHT, INC."
Security 09215C105 Meeting Type Annual
Ticker Symbol BKI Meeting Date 13-Jun-2018
ISIN US09215C1053 Agenda 934810169 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 "William P. Foley, II" For For
2 Thomas M. Hagerty For For
3 Thomas J. Sanzone For For
2. 14A Executive Compensation Management Against Against
3. Ratify Appointment of Independent Auditors Management For For
"FIDELITY NATIONAL FINANCIAL, INC."
Security 31620R303 Meeting Type Annual
Ticker Symbol FNF Meeting Date 13-Jun-2018
ISIN US31620R3030 Agenda 934812276 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 Raymond R. Quirk For For
2 Heather H. Murren For For
3 John D. Rood For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
4. Approve Charter Amendment Management For For
RED ROCK RESORTS INC
Security 75700L108 Meeting Type Annual
Ticker Symbol RRR Meeting Date 14-Jun-2018
ISIN US75700L1089 Agenda 934800699 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 Frank J. Fertitta III For For
2 Lorenzo J. Fertitta For For
3 "Robert A. Cashell, Jr." For For
4 Robert E. Lewis For For
5 "James E. Nave, D.V.M." For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
SEMTECH CORPORATION
Security 816850101 Meeting Type Annual
Ticker Symbol SMTC Meeting Date 14-Jun-2018
ISIN US8168501018 Agenda 934804281 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 James P. Burra For For
2 Bruce C. Edwards For For
3 Rockell N. Hankin For For
4 Ye Jane Li For For
5 James T. Lindstrom For For
6 Mohan R. Maheswaran For For
7 Carmelo J. Santoro For For
8 Sylvia Summers For For
2. Ratify Appointment of Independent Auditors Management For For
3. 14A Executive Compensation Management For For
"MATCH GROUP, INC."
Security 57665R106 Meeting Type Annual
Ticker Symbol MTCH Meeting Date 15-Jun-2018
ISIN US57665R1068 Agenda 934810272 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 Gregory R. Blatt For For
2 Amanda Ginsberg For For
3 Joseph Levin For For
4 Ann L. McDaniel For For
5 Thomas J. McInerney For For
6 Glenn H. Schiffman For For
7 Pamela S. Seymon For For
8 Alan G. Spoon For For
9 Mark Stein For For
10 Gregg Winiarski For For
11 Sam Yagan For For
2. Amend Stock Compensation Plan Management Against Against
3. Ratify Appointment of Independent Auditors Management For For
SLM CORPORATION
Security 78442P106 Meeting Type Annual
Ticker Symbol SLM Meeting Date 21-Jun-2018
ISIN Agenda 934810044 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1a. Election of Directors (Majority Voting) Management For For
1b. Election of Directors (Majority Voting) Management For For
1c. Election of Directors (Majority Voting) Management For For
1d. Election of Directors (Majority Voting) Management For For
1e. Election of Directors (Majority Voting) Management For For
1f. Election of Directors (Majority Voting) Management For For
1g. Election of Directors (Majority Voting) Management For For
1h. Election of Directors (Majority Voting) Management For For
1i. Election of Directors (Majority Voting) Management For For
1j. Election of Directors (Majority Voting) Management For For
1k. Election of Directors (Majority Voting) Management For For
1l. Election of Directors (Majority Voting) Management For For
2. 14A Executive Compensation Management For For
3. Ratify Appointment of Independent Auditors Management For For
IAC/INTERACTIVECORP
Security 44919P508 Meeting Type Annual
Ticker Symbol IAC Meeting Date 28-Jun-2018
ISIN US44919P5089 Agenda 934821326 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1. Election of Directors Management
1 "Edgar Bronfman, Jr." For For
2 Chelsea Clinton For For
3 Barry Diller For For
4 Michael D. Eisner For For
5 Bonnie S. Hammer For For
6 Victor A. Kaufman For For
7 Joseph Levin For For
8 Bryan Lourd For For
9 David Rosenblatt For For
10 Alan G. Spoon For For
11 A. von Furstenberg For For
12 Richard F. Zannino For For
2. Adopt Stock Option Plan Management Against Against
3. Ratify Appointment of Independent Auditors Management For For
WRIGHT MEDICAL GROUP N V
Security N96617118 Meeting Type Annual
Ticker Symbol WMGI Meeting Date 29-Jun-2018
ISIN NL0011327523 Agenda 934827025 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1a. Election of Directors (Majority Voting) Management For For
1b. Election of Directors (Majority Voting) Management For For
1c. Election of Directors (Majority Voting) Management For For
1d. Election of Directors (Majority Voting) Management For For
1e. Election of Directors (Majority Voting) Management For For
1f. Election of Directors (Majority Voting) Management For For
1g. Election of Directors (Majority Voting) Management For For
1h. Election of Directors (Majority Voting) Management For For
1i. Election of Directors (Majority Voting) Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. Ratify Appointment of Independent Auditors Management For For
4. Adopt Accounts for Past Year Management For For
5. Approve Director Liability Insurance Management For For
6. Authorize Directors to Repurchase Shares Management For For
7. 14A Executive Compensation Management For For
WRIGHT MEDICAL GROUP N V
Security N96617118 Meeting Type Annual
Ticker Symbol WMGI Meeting Date 29-Jun-2018
ISIN NL0011327523 Agenda 934845326 - Management
Item Proposal "Proposed
by" Vote "For/Against
Management"
1a. Miscellaneous Corporate Governance Management For For
1b. Miscellaneous Corporate Governance Management For For
1c. Miscellaneous Corporate Governance Management For For
1d. Miscellaneous Corporate Governance Management For For
1e. Miscellaneous Corporate Governance Management For For
1f. Miscellaneous Corporate Governance Management For For
1g. Miscellaneous Corporate Governance Management For For
1h. Miscellaneous Corporate Governance Management For For
1i. Miscellaneous Corporate Governance Management For For
2. Ratify Appointment of Independent Auditors Management For For
3. Ratify Appointment of Independent Auditors Management For For
4. Miscellaneous Corporate Governance Management For For
5. Miscellaneous Corporate Governance Management For For
6. Miscellaneous Corporate Governance Management For For
7. 14A Executive Compensation Management For For
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
Registrant: PENN Capital Funds Trust
---------------------------------------------------------------------
By (Signature and Title): /s/ Richard A. Hocker
-------------------------------------------------------
(President)
Date: August 29, 2018
--------------------------------------------------------------------------