UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
"Washington, DC 20549"
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File Number 811-23226
Listed Funds Trust
(Exact name of registrant as specified in charter)
"615 East Michigan Street, Milwaukee, WI 53202"
(Address of principal executive office)
"Gregory Bakken, President/Principal Executive Officer"
Listed Funds Trust
"c/o U.S., Bancorp Fund Services, LLC"
811 East Wisconsin Avenue
"Milwaukee, WI 53202"
(Name and address of agent for service)
Registrant's telephone number including area code: 414 765 4711
Date of fiscal year end: December 31
"Date of reporting period: July 1, 2020 to June 30, 2021"
"Form N-PX is to be used by a registered management investment
company, other than a small business investment company registered on
Form N-5 ((S)(S) 239.24 and 274.5 of this chapter), to file reports
with the Commission, not later than August 31 of each year, containing
the registrant's proxy voting record for the most recent twelve-month
period ended June 30, pursuant to section 30 of the Investment Company
Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The
Commission may use the information provided on Form N-PX in its
regulatory, disclosure review, inspection, and policymaking roles. A
registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public."
"A registrant is not required to respond to the collection of
information contained in Form N-PX unless the Form displays a
currently valid Office of Management and Budget (""OMB"") control
number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for
reducing the burden to the Secretary, Securities and Exchange
Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB
has reviewed this collection of information under the clearance
requirements of 44 U.S.C. (S) 3507."
NOTE: "Consistent with EAM fund strategy EAM believes that the time
and costs associated with the mechanics of voting proxies with respect
to certain types of proposals or issuers may not be in the client?s
best interest pursuant to SEC Guidance. As a General matter EAM does
not vote on proxies, unless to further the fund strategy. To the
extent we deviated from that general policy, these were our votes."
STABLE ROAD ACQUISITION CORP
Security "STABLE ROAD ACQUISITION CORP " Meeting Type Annual
Ticker Symbol SRAC Meeting Date "06 May, 2021"
CUSIP 85236Q109 Agenda
Item Proposal Proposed by Vote For/Against Management
i Re-election of one director to serve as Class I director
Management For For
ii "Ratification of the appointment of WithumSmith+Brown, PC
as independent registered public accounting firm" Management
For For
iii Amendment the Company's amended and restated certificate
of incorporation Management For For
iv Approval of the adjournment of the special meeting to a
later date Management For For
GREENVISION ACQUISITION CORP
Security "GREENVISION ACQUISITION CORP " Meeting Type Annual
Ticker Symbol GRNV Meeting Date "12 May, 2021"
CUSIP 39678G103
Item Proposal Proposed by Vote For/Against Management
1 Approval of the Merger Agreement and Plan of Reorganization
Management For For
2 Approval of the amendment to the company's Amended and
Restated Certificate of Incorporation Management For For
3 Approval of the GreenVision Acquisition Corp. 2021 Omnibus
Incentive Plan Management For For
4 Approval of the issuance of shares constituting more than
20% of the issued and outstanding common stock of GVAC
Management For For
5 "Election of Salvatore Palella, Giulio Profumo, Kimberly L.
Wilford, Guy Adami, and Lee Stern to serve as Board of
Directors" Management For For
6 Approval of the adjournment of the special meeting if
necessary or advisable Management For For
FORUM MERGER III CORP
Security "FORUM MERGER III CORP " Meeting Type Annual
Ticker Symbol FIII Meeting Date "24 June, 2021"
CUSIP 349885103 Agenda
Item Proposal Proposed by Vote For/Against Management
1 Consideration and voting upon the Business Combination
Management For For
2 Approval for purposes of complying with applicable listing
rules of the Nasdaq Stock Market Management For For
3 Approval of the company's third amended and restated
certificate of incorporation Management For For
4 "Approval and adoption on a non-binding advisory basis,
certain differences between the company's second amended and
restated certificate of incorporation" Management For For
4(a) Providing any amendment to certain provisions of the
proposed charter relating to director and bylaw matters
Management For For
4(b) Providing the federal district courts of the United
States of America will be the sole and exclusive forum for
resolving any complaint asserting a cause of action Management
For For
4(c) "Providing that subject to limitations imposed by
applicable law, directors may be removed with cause by the
affirmative vote of the holders of at least 66 2/3% of the
voting power" Management For For
4(d) "Changing the name of the new public entity to ""Electric
Last Mile Solutions, Inc."" from ""Forum Merger III Corp"
Management For For
4(e) "Completion of the business combination and the
conversion of the Company's Class B common stock," Management
For For
4(f) Elimination of various provisions applicable only to
blank check companies Management For For
4(g) Changing the classification of the Board from two classes
to three classes directors Management For For
4(h) "Providing that the company renounces to the fullest
extent permitted by law, any interest or expectancy of the
company" Management For For
6 Election of seven directors to serve staggered terms on the
Board until the 2022 to 2024 annual meetings of stockholders
For For
7 Approval of the adjournment of the special meeting to a
later date For For
"Pursunt to the requirements of the Investment Company
Act of 1940, the registrant has duly caused this
report to be signed on its behalf by the undersigned,
thereunto duly authorized. "
(Registrant) Listed Funds Trust
(By) Signature /s/ Gregory Bakken
Name Gregory Bakken
Title President
Date 08/27/2021