565 filings
Page 16 of 29
4
Schmucker Brian H
8 May 19
RIVERNORTH OPPORTUNITIES FUND / Brian H Schmucker ownership change
2:25pm
4
Galley Patrick W.
6 May 19
RIVERNORTH OPPORTUNITIES FUND / Patrick W. Galley ownership change
11:35am
144
OPP
RiverNorth/DoubleLine Strategic opportunity fund Inc
18 Apr 19
Notice of proposed sale of securities
1:21pm
144
RIV
RiverNorth Opportunities Fund Inc
18 Apr 19
Notice of proposed sale of securities
1:17pm
SC 13G
Rivernorth Capital Management, LLC
14 Feb 19
Pimco Corporate & Income Strategy Fund
4:39pm
SC 13G
Rivernorth Capital Management, LLC
14 Feb 19
Pimco High Income Fund
4:39pm
SC 13G
Rivernorth Capital Management, LLC
14 Feb 19
Eaton Vance Senior Floating Rate Trust
4:37pm
SC 13G
Rivernorth Capital Management, LLC
14 Feb 19
Eaton Vance LTD Duration Income Fund
4:34pm
13F-HR
Rivernorth Capital Management, LLC
14 Feb 19
Quarterly holdings report by institutional manager
3:40pm
SC 13G/A
Rivernorth Capital Management, LLC
14 Feb 19
Western Asset Emerging Markets Debt Fund Inc.
11:36am
SC 13G
Rivernorth Capital Management, LLC
14 Feb 19
KCAP Financial, Inc.
11:34am
SC 13G
Rivernorth Capital Management, LLC
14 Feb 19
GDL Fund
11:31am
SC 13G
Rivernorth Capital Management, LLC
14 Feb 19
Hercules Capital, Inc.
11:21am
SC 13G
Rivernorth Capital Management, LLC
14 Feb 19
MVC Capital, Inc.
11:19am
SC 13G
Rivernorth Capital Management, LLC
14 Feb 19
AllianzGI Convertible & Income Fund
11:17am
SC 13G
NMFC
New Mountain Finance Corp
14 Feb 19
New Mountain Finance Corp
11:16am
SC 13G
TPVG
TriplePoint Venture Growth BDC Corp
14 Feb 19
TriplePoint Venture Growth BDC Corp.
11:11am
SC 13G
FCRD
First Eagle Alternative Capital BDC Inc
14 Feb 19
THL Credit, Inc.
11:09am
SC 13G
Rivernorth Capital Management, LLC
14 Feb 19
Capital Southwest Corp
11:06am
SC 13G/A
OXSQ
Oxford Square Capital Corp
14 Feb 19
Oxford Square Capital Corp.
11:03am