643 filings
Page 4 of 33
4
h98qri2dm5xm76bvc
10 Jun 20
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:01pm
4
1897a457e
4 May 20
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
4:58pm
4
w4vy28e m5r
27 Apr 20
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
1:47pm
SC 13G/A
j603x4dc0rm 0a83zem
23 Apr 20
HERZFELD CARIBBEAN BASIN FUND / GOLDSTEIN PHILLIP ownership change
10:04am
4
dd4kgvk27n ww9ymz
21 Apr 20
HERZFELD CARIBBEAN BASIN FUND / PHILLIP GOLDSTEIN ownership change
2:33pm
4
wq7zc vo2ig
6 Apr 20
HERZFELD CARIBBEAN BASIN FUND / PHILLIP GOLDSTEIN ownership change
10:27am
4
dcw2hogre ln0lmg
6 Mar 20
WESTERN ASSET CORPORATE LOAN FUND / PHILLIP GOLDSTEIN ownership change
3:47pm
3/A
3shyhyv9l6ms0d4
6 Mar 20
WESTERN ASSET CORPORATE LOAN FUND / PHILLIP GOLDSTEIN ownership change
2:09pm
4
cpvdhr9d19ajno xv
2 Mar 20
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
1:33pm
4
10an s411sy4u1v
26 Feb 20
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
12:35pm
4
4qngwaog z6v7bis6d0
25 Feb 20
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
1:49pm
4
mg2xfcar0za60
18 Feb 20
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
11:50am
5
nnn6f5w1
14 Feb 20
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
1:09pm
4
y0zz6
7 Feb 20
MEXICO EQUITY & INCOME FUND / PHILLIP GOLDSTEIN ownership change
5:03pm
4
uboxupa
8 Jan 20
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
5:07pm
4
i56sjld
23 Dec 19
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
4:09pm
4
w2qz9nmzt76maolpan
19 Dec 19
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
3:50pm
3
x260r9 ty
6 Dec 19
WESTERN ASSET CORPORATE LOAN FUND / PHILLIP GOLDSTEIN ownership change
10:33am
4
09koo4 8tj265jjd2g4
3 Dec 19
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
3:37pm
SC 13D/A
5n0kp7fmqv ifax
1 Nov 19
Beneficial ownership report (amended)
1:10pm