1,129 filings
Page 4 of 57
4
LPLA
LPL Financial Holdings Inc
29 Nov 23
LPL Financial / RICHARD P SCHIFTER ownership change
5:25pm
4
Putnam James S
29 Nov 23
LPL Financial / James S Putnam ownership change
5:20pm
4
Mnookin Allison
29 Nov 23
LPL Financial / Allison Mnookin ownership change
5:14pm
4
LPLA
LPL Financial Holdings Inc
29 Nov 23
LPL Financial / William Francis Glavin Jr ownership change
5:09pm
4
Eberhart Paulett
29 Nov 23
LPL Financial / PAULETT EBERHART ownership change
5:04pm
4
LPLA
LPL Financial Holdings Inc
29 Nov 23
LPL Financial / EDWARD C BERNARD ownership change
4:57pm
8-K
LPLA
LPL Financial Holdings Inc
17 Nov 23
Entry into a Material Definitive Agreement
4:15pm
4
LPLA
LPL Financial Holdings Inc
14 Nov 23
LPL Financial / Sallie R. Larsen ownership change
12:00am
4
Arnold Dan H.
14 Nov 23
LPL Financial / Dan H. Arnold ownership change
12:00am
144
Larsen Sallie R.
13 Nov 23
Notice of proposed sale of securities
9:05am
424B5
LPLA
LPL Financial Holdings Inc
13 Nov 23
Prospectus supplement for primary offering
7:01am
8-K
LPLA
LPL Financial Holdings Inc
9 Nov 23
Regulation FD Disclosure
7:00am
FWP
LPLA
LPL Financial Holdings Inc
8 Nov 23
Free writing prospectus
5:15pm
4
Enyedi Matthew
8 Nov 23
LPL Financial / Matthew Enyedi ownership change
5:08pm
424B5
LPLA
LPL Financial Holdings Inc
8 Nov 23
Prospectus supplement for primary offering
8:34am
4
Aneri Jambusaria
6 Nov 23
LPL Financial / Aneri Jambusaria ownership change
4:47pm
144
Aneri Jambusaria
2 Nov 23
Notice of proposed sale of securities
2:11pm
EFFECT
LPLA
LPL Financial Holdings Inc
2 Nov 23
Notice of effectiveness
12:15am
10-Q
2023 Q3
LPLA
LPL Financial Holdings Inc
Quarterly report
31 Oct 23
4:21pm
CORRESP
LPLA
LPL Financial Holdings Inc
30 Oct 23
Correspondence with SEC
12:00am