643 filings
Page 5 of 33
4
a4w7oy6xw2z6k36u7f2l
18 Oct 19
HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
10:01am
4
utpm6g984r86
29 Aug 19
HERZFELD CARIBBEAN BASIN FUND / PHILLIP GOLDSTEIN ownership change
1:55pm
3/A
xz5sj 12u
29 Aug 19
HERZFELD CARIBBEAN BASIN FUND / PHILLIP GOLDSTEIN ownership change
1:51pm
3
cab4ule479m
23 Aug 19
HERZFELD CARIBBEAN BASIN FUND / PHILLIP GOLDSTEIN ownership change
2:50pm
4
g5ubzkx1xmpuynjqdxk
16 Jul 19
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
3:58pm
SC 13D
sd101
30 Apr 19
Beneficial ownership report
12:36pm
4
o2958vgbn7
22 Apr 19
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / Andrew Dakos ownership change
4:09pm
5
9slvtx8x2vfojed5tr8
29 Mar 19
Brookfield DTLA Fund Office Trust Investor / PHILLIP GOLDSTEIN ownership change
8:25pm
4
bmak3m5ztf8s
28 Mar 19
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
2:13pm
4
d2bta 1lrc
27 Mar 19
HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
3:31pm
4
tr0ym9qfq
20 Mar 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
3:16pm
4
cmfmgt
20 Mar 19
HIGH INCOME SECURITIES FUND / Steven Samuels ownership change
12:52pm
4
2a2i x96e
20 Mar 19
HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
11:00am
SC 13G
wpqerx w73o6pf4wze
4 Mar 19
Herzfeld Caribbean Basin Fund Inc
1:43pm
4
08qx 9nnqrx7xeh5
21 Feb 19
MEXICO EQUITY & INCOME FUND / PHILLIP GOLDSTEIN ownership change
5:30pm
5
zbr1p5veuq6kgb
14 Feb 19
HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
5:32pm
4
chkwq1w
12 Feb 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:30pm
4
4wn9twsn r9rra6zdcl
29 Jan 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:58pm
4
4iq46da7ynbkguf
16 Jan 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
12:00am
4
qzxpi 9cm7
10 Jan 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:30pm