1,129 filings
Page 5 of 57
S-3/A
LPLA
LPL Financial Holdings Inc
Shelf registration (amended)
27 Oct 23
8:01am
CORRESP
LPLA
LPL Financial Holdings Inc
27 Oct 23
Correspondence with SEC
12:00am
8-K
LPLA
LPL Financial Holdings Inc
26 Oct 23
Key Financial Results
4:07pm
S-3/A
LPLA
LPL Financial Holdings Inc
17 Oct 23
Shelf registration (amended)
4:50pm
CORRESP
LPLA
LPL Financial Holdings Inc
17 Oct 23
Correspondence with SEC
12:00am
UPLOAD
LPL Capital Partners, Inc.
6 Oct 23
Letter from SEC
12:00am
S-3
LPL Capital Partners, Inc.
22 Sep 23
Shelf registration
7:36am
4
LPLA
LPL Financial Holdings Inc
21 Sep 23
LPL Financial / Dan H. Arnold ownership change
4:18pm
144
Arnold Dan H.
20 Sep 23
Notice of proposed sale of securities
4:20pm
144
Arnold Dan H.
19 Sep 23
Notice of proposed sale of securities
4:15pm
4
LPLA
LPL Financial Holdings Inc
15 Sep 23
LPL Financial / Richard Steinmeier ownership change
4:15pm
4
LPLA
LPL Financial Holdings Inc
14 Sep 23
LPL Financial / Althea Brown ownership change
4:19pm
3
Althea Brown
14 Sep 23
LPL Financial / Althea Brown ownership change
4:12pm
144
LPLA
LPL Financial Holdings Inc
13 Sep 23
Notice of proposed sale of securities
10:16am
4
Enyedi Matthew
5 Sep 23
LPL Financial / Matthew Enyedi ownership change
4:33pm
4
Thomas Corey E.
29 Aug 23
LPL Financial / Corey E. Thomas ownership change
6:20pm
4
Schifter Richard P
29 Aug 23
LPL Financial / RICHARD P SCHIFTER ownership change
6:17pm
4
Putnam James S
29 Aug 23
LPL Financial / James S Putnam ownership change
6:13pm
4
LPLA
LPL Financial Holdings Inc
29 Aug 23
LPL Financial / Allison Mnookin ownership change
6:08pm
4
LPLA
LPL Financial Holdings Inc
29 Aug 23
LPL Financial / William Francis Glavin Jr ownership change
6:04pm