643 filings
Page 7 of 33
4
l9cokma
25 Sep 18
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
4:32pm
4
2hip00epbaodlqej8
31 Aug 18
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / PHILLIP GOLDSTEIN ownership change
12:00am
4
aexu88su
29 Aug 18
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / Steven Samuels ownership change
12:00am
3
6qj46pgm evn9a8diz
27 Aug 18
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / PHILLIP GOLDSTEIN ownership change
12:00am
3
i05hzl9p15zwa9d43
6 Jul 18
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
5:31pm
4
u35u5kts tuf3
3 Jul 18
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
1:22pm
4
55mp9bevm0c
2 Jul 18
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
7:46am
3
ii0x 89m0wy
29 Jun 18
PUTNAM HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
12:15pm
4
uwdrcx9k
7 Jun 18
PUTNAM HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
10:38am
4
ng9lyf pb
25 May 18
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
11:45am
4
wb53wz
15 May 18
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
10:03am
4
e53ziru9zr59vdr
17 Apr 18
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
12:00am
4
td4a8jhq
29 Mar 18
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
12:00am
4
wd6v9wofqy
26 Mar 18
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
12:00am
4
ltv8au7p
1 Mar 18
MEXICO EQUITY & INCOME FUND / PHILLIP GOLDSTEIN ownership change
12:00am
4
f1qdf
1 Mar 18
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
12:00am
4
6mlw7
6 Feb 18
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
12:00am
4
26cfdnice
6 Feb 18
PUTNAM HIGH INCOME SECURITIES FUND / Andrew Dakos ownership change
12:00am
4
7xsrl
2 Feb 18
PUTNAM HIGH INCOME SECURITIES FUND / Andrew Dakos ownership change
12:00am
4
4pimd5s44tgegz
31 Jan 18
PUTNAM HIGH INCOME SECURITIES FUND / Andrew Dakos ownership change
12:00am