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Charles Schwab Corp.
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53 filings

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EFFECT
SCHW Charles Schwab Corp.
7 May 20
Notice of effectiveness
CORRESP
SCHW Charles Schwab Corp.
5 May 20
Correspondence with SEC
CORRESP
SCHW Charles Schwab Corp.
17 Apr 20
Correspondence with SEC
UPLOAD
SCHW Charles Schwab Corp.
7 Apr 20
Letter from SEC
CERTNYS
SCHW Charles Schwab Corp.
8 Mar 16
Certification of approval for NYSE listing
CERTNYS
SCHW Charles Schwab Corp.
3 Aug 15
Certification of approval for NYSE listing
UPLOAD
SCHW Charles Schwab Corp.
11 Jun 15
Letter from SEC
CORRESP
SCHW Charles Schwab Corp.
19 May 15
Correspondence with SEC
UPLOAD
SCHW Charles Schwab Corp.
6 May 15
Letter from SEC
NO ACT
SCHW Charles Schwab Corp.
25 Feb 15
No action letter
NO ACT
SCHW Charles Schwab Corp.
20 Mar 14
No action letter
NO ACT
SCHW Charles Schwab Corp.
6 Mar 14
No action letter
NO ACT
SCHW Charles Schwab Corp.
28 Feb 14
No action letter
UPLOAD
SCHW Charles Schwab Corp.
27 Jun 13
Letter from SEC
CORRESP
SCHW Charles Schwab Corp.
31 May 13
Correspondence with SEC
UPLOAD
SCHW Charles Schwab Corp.
21 May 13
Letter from SEC
NO ACT
SCHW Charles Schwab Corp.
24 Jan 13
No action letter
EFFECT
SCHW Charles Schwab Corp.
11 Dec 12
Notice of effectiveness
CORRESP
SCHW Charles Schwab Corp.
6 Dec 12
Correspondence with SEC
UPLOAD
SCHW Charles Schwab Corp.
9 Nov 12
Letter from SEC