56 filings
MA-I/A
RJF
Raymond James Financial, Inc.
1 Aug 23
Municipal Advisor registration (individual) (amended)
11:21am
MA-I
RJF
Raymond James Financial, Inc.
12 Jul 23
Municipal Advisor registration (individual)
12:00am
CERT
RJF
Raymond James Financial, Inc.
31 May 22
Certification of approval for exchange listing
2:45pm
EFFECT
RJF
Raymond James Financial, Inc.
26 Jan 22
Notice of effectiveness
12:15am
CORRESP
RJF
Raymond James Financial, Inc.
21 Jan 22
Correspondence with SEC
12:00am
UPLOAD
hvfrjan5z1ga6k
20 Dec 21
Letter from SEC
12:00am
UPLOAD
qlbcri
8 May 19
Letter from SEC
12:00am
CORRESP
y5mso6v
8 May 19
Correspondence with SEC
12:00am
UPLOAD
2q9163mjv8ys
21 Mar 19
Letter from SEC
12:00am
UPLOAD
knxs631u3ec78pv3fz
20 May 13
Letter from SEC
12:00am
CORRESP
rx3n3z6
16 May 13
Correspondence with SEC
12:00am
CORRESP
a0rfe9
24 Apr 13
Correspondence with SEC
12:00am
UPLOAD
p5229t171z 9kc
18 Apr 13
Letter from SEC
12:00am
UPLOAD
67pu4trsxej 7j0
19 Nov 12
Letter from SEC
12:00am
CORRESP
j2ilgc4mac
14 Nov 12
Correspondence with SEC
12:00am
UPLOAD
uvc 4rw3r3
6 Nov 12
Letter from SEC
12:00am
CORRESP
saxccgyq9 6lq1
16 Aug 12
Correspondence with SEC
12:00am
CORRESP
5a3kdy069mz8g
23 Jul 12
Correspondence with SEC
12:00am
UPLOAD
9swemmu24fgziv58
19 Jul 12
Letter from SEC
12:00am
CORRESP
uxi 7u3tpo7q9
24 Apr 12
Correspondence with SEC
12:00am