49 filings
EFFECT
TD Ameritrade Holding Corp
13 Oct 20
Notice of effectiveness
12:15am
EFFECT
TD Ameritrade Holding Corp
13 Oct 20
Notice of effectiveness
12:15am
EFFECT
TD Ameritrade Holding Corp
13 Oct 20
Notice of effectiveness
12:15am
CT ORDER
TD Ameritrade Holding Corp
8 Aug 18
Confidential treatment order
12:00am
NO ACT
TD Ameritrade Holding Corp
14 Dec 16
No action letter
12:00am
UPLOAD
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26 Mar 15
Letter from SEC
12:00am
CORRESP
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2 Mar 15
Correspondence with SEC
12:00am
UPLOAD
xk87bfzv7o0wopdn3
18 Feb 15
Letter from SEC
12:00am
CT ORDER
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15 Apr 13
Confidential treatment order
12:00am
CT ORDER
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21 Mar 13
Confidential treatment order
12:00am
UPLOAD
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22 Feb 13
Letter from SEC
12:00am
CORRESP
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20 Nov 12
Correspondence with SEC
12:00am
CORRESP
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30 Oct 12
Correspondence with SEC
12:00am
CORRESP
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23 Aug 12
Correspondence with SEC
12:00am
CORRESP
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16 Aug 12
Correspondence with SEC
12:00am
UPLOAD
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3 Aug 12
Letter from SEC
12:00am
CORRESP
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1 Jun 12
Correspondence with SEC
12:00am
CORRESP
olswyxa 6d960wjtg
18 May 12
Correspondence with SEC
12:00am
UPLOAD
b0309
4 May 12
Letter from SEC
12:00am
CERTNYS
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17 Apr 12
Certification of approval for NYSE listing
12:00am