76 filings
3
GUG
Guggenheim Active Allocation Fund
24 Nov 21
Guggenheim Active Allocation Fund / THOMAS F LYDON JR ownership change
3:12pm
4
GROW
U.S. Global Investors, Inc. - Ordinary Shares
6 Oct 20
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
5:37pm
4
GROW
U.S. Global Investors, Inc. - Ordinary Shares
1 Oct 20
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
12:16pm
4
Thomas F Lydon JR
1 Sep 20
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
12:05pm
4
Thomas F Lydon JR
3 Aug 20
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
1:39pm
4
2jgrivmi5bb7
1 Jul 20
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
3:10pm
4
ipc iad55fexs
1 Jun 20
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
2:30pm
4
fbs9fo
1 May 20
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
1:08pm
4
j070jt govffu3
2 Apr 20
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
9:39am
4
u5h8e20x6wxgfnxp9w
2 Mar 20
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
3:26pm
4
yw72whe jlap
3 Feb 20
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
2:59pm
4
2aze7s9n6kzy0
2 Jan 20
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
2:35pm
4
0e44v0v
23 Dec 19
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND / THOMAS F LYDON JR ownership change
9:42am
4
9m4t53ly9u
2 Dec 19
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
4:32pm
3
137wrwih4uorurb3
15 Nov 19
Guggenheim Energy & Income Fund / THOMAS F LYDON JR ownership change
1:35pm
3
gr3x2ro4q70nzbu
15 Nov 19
Guggenheim Credit Allocation Fund / THOMAS F LYDON JR ownership change
1:32pm
3
q0f l52a7cbo2mh
15 Nov 19
Guggenheim Enhanced Equity Income Fund / THOMAS F LYDON JR ownership change
1:31pm
3
c1lp9filaaij
15 Nov 19
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND / THOMAS F LYDON JR ownership change
1:29pm
3
g9dln9ofrb2vkmodve68
15 Nov 19
Guggenheim Taxable Municipal Managed Duration Trust / THOMAS F LYDON JR ownership change
1:27pm
3
05gd7phw2wsi7jl
15 Nov 19
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND / THOMAS F LYDON JR ownership change
1:25pm