25 filings
CORRESP
First Trust Exchange-traded Alphadex Fund
23 Aug 21
Correspondence with SEC
12:00am
CORRESP
First Trust Exchange-traded Alphadex Fund
15 Dec 17
Correspondence with SEC
12:00am
CORRESP
First Trust Exchange-traded Alphadex Fund
4 Apr 16
Correspondence with SEC
12:00am
CORRESP
First Trust Exchange-traded Alphadex Fund
23 Jan 15
Correspondence with SEC
12:00am
CORRESP
GRID
First Trust Exchange-Traded Fund
20 Dec 12
Correspondence with SEC
12:00am
EFFECT
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10 May 11
Notice of effectiveness
12:00am
CORRESP
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9 May 11
Correspondence with SEC
12:00am
CORRESP
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9 May 11
Correspondence with SEC
12:00am
EFFECT
yrpir2cm83uyj7lhifvf
8 Apr 11
Notice of effectiveness
12:00am
UPLOAD
79o3qpowzp2d
8 Apr 11
Letter from SEC
12:00am
CORRESP
e9p4ja
8 Apr 11
Correspondence with SEC
12:00am
CORRESP
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19 Oct 10
Correspondence with SEC
12:00am
CORRESP
lises3y6cz2wa
17 May 10
Correspondence with SEC
12:00am
CERTNYS
leh0wj va8sa
19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
vf08ee1b6hhq7t89 xy3
19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
dkr2zigl0ja
19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
308219
19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
t3roz70uhd
19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
spv3bd7t2tg042epd5gk
19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
i8a88nflqmtc
19 Nov 08
Certification of approval for NYSE listing
12:00am