67 filings
13F-HR
LPL Financial Holdings, Inc.
10 May 24
Quarterly holdings report by institutional manager
1:54pm
13F-HR
LPL Financial Holdings, Inc.
14 Feb 24
Quarterly holdings report by institutional manager
10:26am
SC 13G/A
LPL Financial Holdings, Inc.
9 Feb 24
NUVEEN FLOATING RATE INCOME FUND / LPL Financial ownership change
4:22pm
SC 13G/A
LPL Financial Holdings, Inc.
9 Feb 24
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND / LPL Financial ownership change
4:19pm
SC 13G/A
LPL Financial Holdings, Inc.
9 Feb 24
FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND / LPL Financial ownership change
4:16pm
SC 13G/A
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9 Feb 24
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II / LPL Financial ownership change
4:12pm
SC 13G/A
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9 Feb 24
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND / LPL Financial ownership change
4:09pm
SC 13G/A
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9 Feb 24
Destra Multi-Alternative Fund / LPL Financial ownership change
4:06pm
13F-HR
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13 Nov 23
Quarterly holdings report by institutional manager
11:57am
13F-HR
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31 Jul 23
Quarterly holdings report by institutional manager
2:33pm
13F-HR
305m4wc
10 May 23
Quarterly holdings report by institutional manager
11:57am
13F-HR
2j9m 4ro69ipxrqvpa2j
7 Feb 23
Quarterly holdings report by institutional manager
11:50am
SC 13G
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3 Feb 23
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND / LPL Financial ownership change
5:01pm
SC 13G
8x618tey
3 Feb 23
FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND / LPL Financial ownership change
4:54pm
SC 13G
y2vgjlu
3 Feb 23
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND / LPL Financial ownership change
4:16pm
SC 13G/A
e9our 6nbh
17 Jan 23
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II / LPL Financial ownership change
1:22pm
SC 13G/A
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17 Jan 23
Destra Multi-Alternative Fund / LPL Financial ownership change
11:46am
SC 13G/A
2i97a8yb
17 Jan 23
NUVEEN FLOATING RATE INCOME FUND / LPL Financial ownership change
11:35am
13F-HR
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14 Nov 22
Quarterly holdings report by institutional manager
9:38am
SC 13G
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6 Oct 22
Destra Multi-Alternative Fund / LPL Financial ownership change
12:47pm