66 filings
13F-HR
LPL Financial Holdings, Inc.
14 Feb 24
Quarterly holdings report by institutional manager
10:26am
SC 13G/A
LPL Financial Holdings, Inc.
9 Feb 24
NUVEEN FLOATING RATE INCOME FUND / LPL Financial ownership change
4:22pm
SC 13G/A
LPL Financial Holdings, Inc.
9 Feb 24
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND / LPL Financial ownership change
4:19pm
SC 13G/A
LPL Financial Holdings, Inc.
9 Feb 24
FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND / LPL Financial ownership change
4:16pm
SC 13G/A
FCT
First Trust Senior Floting Rate Income Fund II
9 Feb 24
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II / LPL Financial ownership change
4:12pm
SC 13G/A
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9 Feb 24
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND / LPL Financial ownership change
4:09pm
SC 13G/A
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9 Feb 24
Destra Multi-Alternative Fund / LPL Financial ownership change
4:06pm
13F-HR
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13 Nov 23
Quarterly holdings report by institutional manager
11:57am
13F-HR
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31 Jul 23
Quarterly holdings report by institutional manager
2:33pm
13F-HR
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10 May 23
Quarterly holdings report by institutional manager
11:57am
13F-HR
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7 Feb 23
Quarterly holdings report by institutional manager
11:50am
SC 13G
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3 Feb 23
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND / LPL Financial ownership change
5:01pm
SC 13G
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3 Feb 23
FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND / LPL Financial ownership change
4:54pm
SC 13G
3eodsa5mjxj6ccly
3 Feb 23
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND / LPL Financial ownership change
4:16pm
SC 13G/A
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17 Jan 23
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II / LPL Financial ownership change
1:22pm
SC 13G/A
jqsm1t7wdozogfw7dk
17 Jan 23
Destra Multi-Alternative Fund / LPL Financial ownership change
11:46am
SC 13G/A
8bppfo8
17 Jan 23
NUVEEN FLOATING RATE INCOME FUND / LPL Financial ownership change
11:35am
13F-HR
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14 Nov 22
Quarterly holdings report by institutional manager
9:38am
SC 13G
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6 Oct 22
Destra Multi-Alternative Fund / LPL Financial ownership change
12:47pm
13F-HR
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12 Aug 22
Quarterly holdings report by institutional manager
4:26pm