17 filings
CORRESP
Franklin Fund Allocator Series
15 Mar 23
Correspondence with SEC
12:00am
CORRESP
BWG
BrandywineGLOBAL - Global Income Opportunities Fund Inc
9 Apr 20
Correspondence with SEC
12:00am
CORRESP
CEM
ClearBridge MLP and Midstream Fund Inc
1 Oct 19
Correspondence with SEC
12:00am
CORRESP
ClearBridge American Energy MLP Fund Inc
29 Aug 19
Correspondence with SEC
12:00am
CERT
Legg Mason ETF Investment Trust
4 Feb 19
Certification of approval for exchange listing
1:42pm
CORRESP
muumcun7mr 2d
9 Jan 19
Correspondence with SEC
12:00am
CERT
u39r36ypsh2
2 Oct 18
Certification of approval for exchange listing
9:52am
EFFECT
4j7rlqabcfys4l7c6ddy
20 Sep 18
Notice of effectiveness
12:15am
CORRESP
lb7 15i1b3
30 Jun 17
Correspondence with SEC
12:00am
CORRESP
dtwo6 gnal
23 Jun 17
Correspondence with SEC
12:00am
CORRESP
pu0snihw1
9 May 17
Correspondence with SEC
12:00am
CORRESP
boc8xaf yx9r82ckg5d
9 May 17
Correspondence with SEC
12:00am
CORRESP
8xb95 sktt2puzs5
9 Dec 16
Correspondence with SEC
12:00am
CORRESP
th06z31k9y5wqxa5s5
2 Nov 16
Correspondence with SEC
12:00am
CORRESP
n64vgi30x9dnxf
15 Jul 16
Correspondence with SEC
12:00am
CORRESP
of11x
1 Jul 16
Correspondence with SEC
12:00am
EFFECT
ptajbpimqtelpvfc5y
10 Dec 15
Notice of effectiveness
12:00am
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