Terms of Use

By utilizing our services, you agree to the below.

Finsight's products and services are provided by Finsight Group, Inc (“Finsight”, “We”, “Our”, “Us”). These Terms of Use ("Terms") govern your access to all products and services offered by Finsight including Allocate, DealRoadshow.com, DealVDR.com, CapEdge.com, Evercall.co, Finsight.com, InvestorSet.com, VeriSend.com and 17g5.com and (the “Sites”). Please read these Terms carefully, and contact us if you have any questions. By accessing or using our Sites, you represent that you are over the age of 18, and you agree to be bound by these Terms and by our Privacy Policy.

THE PRINTING, COPYING, SCREENSHOTTING, DOWNLOADING, OR DISTRIBUTION OF ANY MATERIAL OTHER THAN PUBLICLY FILED DOCUMENTS OR DOCUMENTS EXPRESSLY PERMITTED TO BE DOWNLOADED IS STRICTLY PROHIBITED.

Disclaimer

NOTHING CONTAINED ON OUR SITES CREATES ANY CONTRACT OR RIGHT OF ACTION AGAINST FINSIGHT. IT IS OFFERED SOLELY AS A SERVICE TO CURRENT AND POTENTIAL CUSTOMERS OF FINSIGHT AND WE MAKE NO WARRANTIES, EXPRESS OR IMPLIED, REGARDING THE INFORMATION CONTAINED HEREIN.

Information found on our Sites are not a solicitation or recommendation to buy, sell or hold securities. Finsight is not offering securities for sale. An offer to buy or sell can be made only with accompanying disclosure documents and only in the states and provinces for which they are approved. Finsight is not responsible for the content uploaded by clients or unaffiliated third-parties. Always verify claims, do your own due diligence and seek the advice of your financial adviser or counsel.

All statements and expressions are the sole opinion of the editor and are subject to change without notice. Finsight is not liable for any investment decisions made by users of our Sites. It is strongly recommended that any purchase or sale decision be discussed with a financial adviser, or a broker-dealer, or a member of any financial regulatory bodies. The information contained herein has been provided as an information service only. The accuracy or completeness of the information is not warranted and is only as reliable as the sources from which it was obtained. Investors are cautioned that there are risks involved in any investment and they may lose all or a portion of funds invested.

Information contained on our Sites, on Finsight's affiliated sites or third-party content and linked site(s) may contain "forward looking statements" within the meaning of Section 27A of the Securities Act of 1933, as amended and Section 21E of the Securities and Exchange Act of 1934, as amended. Any statements that express or involve discussions with respect to predictions, expectations, beliefs, plans, projections, objectives, goals, assumptions or future events or performance are not statements of historical facts and may be "forward looking statements". Forward looking statements are based on expectations, estimates and projections at the time the statements are made that involve a number of risks and uncertainties which could cause actual results or events to differ materially from those presently anticipated. Forward looking statement may be identified through the use of words such as "expects", "will", "anticipates", "estimates", "believes", or by statements indicating certain actions "may", "could", "should" or "might" occur.

Data Protection And Security

Finsight implements many security procedures to help protect your data. This includes, but is not limited to:

  • Storing data in multi-tenant storage systems accessible to clients only via the Finsight platforms
  • Encrypting data in transit using 256-bit TLS transmission
  • Hosting server infrastructure in industry leading, SOC-2 certified data centers in the U.S. with the highest levels of physical and network security
  • Having all employee undergo rigorous background checks and security awareness training
  • Third-party privacy compliance through US-EU Data Privacy Framework ("DPF") and US-Swiss Safe Harbor, as described in our Privacy Policy.

European Economic Area Privacy And Data Protection

You are responsible for complying with applicable privacy and data protection laws, including the EU Data Protection Directive 95/46/EC as implemented into national law and as may be amended from time to time, including by the EU General Data Protection Regulation 2016/679, the Swiss Federal Act on Data Protection and the e-Privacy Directive 2002/58/EC as implemented into national law and as amended and replaced from time to time (together “Applicable Privacy and Data Protection Laws”), when processing personal data that originates in the European Economic Area (“EEA”) and is included in the documents available on the Sites or you upload into the Sites (together “EEA Personal Data”). In particular, as a data controller, you are responsible for providing information to, collecting consent of, and providing access to individuals when and as required under Applicable Privacy and Data Protection Laws. As a data processor, Finsight only acts on your behalf and under your instructions when processing EEA Personal Data. You authorize Finsight to transfer EEA Personal Data to the U.S. and to disclose EEA Personal Data onward to other users and service providers, as necessary to provide the Sites. Finsight has certified to the Data Privacy Framework for the purpose of providing an adequate level of protection to EEA Personal Data, and will comply with the Data Privacy Framework (or with any other data transfer mechanism that provides an adequate level of protection under Applicable Privacy and Data Protection Law if it decides to end its participation in the Data Privacy Framework) when processing such data.

If you obtain or process EEA Personal Data from other users via the Sites, you agree to only process them as necessary to review and evaluate the information included on the Sites. You agree to protect EEA Personal Data with at least the same level of protection as provided in the Data Privacy Framework, which are available here. You will notify Finsight if you make a determination that you cannot meet this obligation, in which case you will cease the processing or take reasonable and appropriate steps to remediate the situation.

Account Information

You are responsible for maintaining the confidentiality of any usernames or passwords associated with any account you use to access our Sites, for monitoring all activity under the account, and you agree to assume full responsibility for all activities that occur under your account (unless such activities result from a security breach for which Finsight is responsible). You may not disclose or share your username or password with any third-parties or use them for any unauthorized purpose. If you become aware of any unauthorized use of your password or your account, or any system failures, you agree to notify Finsight immediately at support@finsight.com.

When you create an account with Us, you must provide Us information that is accurate, complete, and current at all times. Failure to do so constitutes a breach of these Terms, which may result in immediate termination of your account on Our Sites.

Trademarks

Allocate, CapEdge, Deal Roadshow, DealVDR, Evercall, Finsight, InvestorSet, VeriSend and 17g5.com are registered trademarks of Finsight. Unless otherwise noted, product names, designs, logos, titles, text, images, audio and video within our Sites are the trademarks, service marks, trade names, copyrights or other property of Finsight ("Finsight's Intellectual Property"). All other unregistered and registered trademarks are the property of their respective owners. Nothing contained on our Sites should be construed as granting, by implication, estoppel, or otherwise, any license or right to use any of Finsight’s Intellectual Property displayed on our Sites without the written permission of Finsight. To obtain permission, send an email to support@finsight.com.

Payments and Taxes

You agree to pay Finsight all amounts due in connection with your use of the Sites, as set forth in the applicable invoice or otherwise used or ordered by or for you through the Sites, including set up fees, one-time fees, non-recurring fees, overages, per-use charges, subscription fees, recurring fees, and any other fees and charges associated with the Sites or your account.

Unless otherwise expressly specified by Finsight, all prices shown by Finsight are exclusive of taxes. Where applicable, taxes will be charged on the invoices issued by Finsight in accordance with applicable laws. Finsight, in its sole discretion, will (i) calculate the amount of taxes due, and (ii) may change such amounts without notice to you.

Limitation Of Liability

TO THE MAXIMUM EXTENT PERMITTED BY LAW, FINSIGHT SHALL NOT BE LIABLE FOR ANY INDIRECT, INCIDENTAL, SPECIAL, CONSEQUENTIAL OR PUNITIVE DAMAGES, OR ANY LOSS OF PROFITS OR REVENUES, WHETHER INCURRED DIRECTLY OR INDIRECTLY, OR ANY LOSS OF DATA, USE, GOOD-WILL, OR OTHER INTANGIBLE LOSSES THAT RESULT FROM THE USE OF, OR THE INABILITY TO USE, THE MATERIALS ON OUR SITES OR THE PERFORMANCE OF OUR SITES, EVEN IF FINSIGHT HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES.

"AS IS" and "AS AVAILABLE" Disclaimer

The Service is provided to you "AS IS" and "AS AVAILABLE" and with all faults and defects without warranty of any kind. To the maximum extent permitted under applicable law, Finsight, on its own behalf and on behalf of its affiliates and its and their respective licensors and service providers, expressly disclaims all warranties, whether express, implied, statutory or otherwise, with respect to the Sites, including all implied warranties of merchantability, fitness for a particular purpose, title and non-infringement, and warranties that may arise out of course of dealing, course of performance, usage or trade practice. Without limitation to the foregoing, Finsight provides no warranty or undertaking, and makes no representation of any kind that the Sites will meet your requirements, achieve any intended results, be compatible or work with any other software, applications, systems or services, operate without interruption, meet any performance or reliability standards or be error free or that any errors or defects can or will be corrected.

Without limiting the foregoing, neither Finsight nor any of Our providers makes any representation or warranty of any kind, express or implied: (i) as to the operation or availability of the Sites, or the information, content, and materials or products included thereon; (ii) that the Sites will be uninterrupted or error-free; (iii) as to the accuracy, reliability, or currency of any information or content provided through the Sites; or (iv) that the Sites, its servers, the content, or e-mails sent from or on behalf of Finsight are free of viruses, scripts, trojan horses, worms, malware, timebombs or other harmful components.

Some jurisdictions do not allow the exclusion of certain types of warranties or limitations on applicable statutory rights of a consumer, so some or all of the above exclusions and limitations may not apply to you. But in such a case the exclusions and limitations set forth in this section shall be applied to the greatest extent enforceable under applicable law.

Links To Other Materials

Our Sites may contain links to other unaffiliated websites and third-party content. These linked sites and third-party content are not under our control and we are not responsible for the contents of any third-party content, linked site or any link contained in a linked site, or any changes or updates to such sites. Finsight is providing these links and third-party content to you only as a convenience, and the inclusion of any link or third-party content does not imply endorsement by us of the site or content or the accuracy of the information contained therein.

Third Party Information

Finsight displays on its website information produced and owned by third parties (“Third Party Information”). Third Party Information may include ratings from credit ratings agencies. Reproduction and distribution of Third Party Information in any form is prohibited except with the prior written permission of the related third party. Third Party Information providers do not guarantee the accuracy, completeness, timeliness or availability of any information including ratings, and are not responsible for the results obtained from the use of such content. Third Party Information providers give no express or implied warranties, including, but not limited to, any warranties of merchantability or fitness of a particular purpose or use. Third Party Information providers shall not be liable for any direct, indirect, incidental, exemplary, compensatory, punitive, special or consequential damages, costs, expenses, legal fees or losses (including lost income or profits and opportunity costs or losses caused by negligence) in connection with any use of Third Party Information.

Any ratings produced by a rating agency and analysis related thereto: (i) are solely for informational purposes only; (ii) is subject to applicable laws, regulations and rules and you agree to reasonably cooperate with Finsight or the applicable rating agency if needed to comply therewith; (iii) are mere opinions, not statements of fact or recommendations to purchase, hold or sell securities; the provision of which does not result in the applicable rating agency waiving any protections , privileges or defenses available under applicable laws, rules or regulations, including, without limitation, the First Amendment of the Constitution of the United States of America; (iv) do not address the suitability of securities or the suitability of securities for investment purposes and should not be relied on as investment advice; and (v) is/are not guaranteed to be accurate, compete or timely and are not intended to predict or guaranty future performance or results.

Content

Some of Our Sites allow you to post text, images, or other information that can be uploaded, linked to or otherwise made available by you (“Content”). You are responsible for the Content that you post to the Sites, including its legality, reliability, and appropriateness.

By posting Content to Our Sites, you grant Us the right and license to use, modify, publicly perform, publicly display, reproduce, and distribute such Content on and through the Sites. You retain any and all of your rights to any Content you submit, post or display on or through the Sites and you are responsible for protecting those rights. You agree that this license includes the right for Us to make your Content available to other users of Our Sites, who may also use your Content subject to these Terms.

You represent and warrant that: (i) the Content is yours (you own it) or you have the right to use it and grant Us the rights and license as provided in these Terms, and (ii) the posting of your Content on or through the Sites does not violate the privacy rights, publicity rights, copyrights, contract rights or any other rights of any person.

Content Restrictions

The Company is not responsible for the content of the Sites users. You expressly understand and agree that you are solely responsible for the Content and for all activity that occurs under your account, whether done so by you or any third person using your account.

You may not transmit any Content that is unlawful, offensive, upsetting, intended to disgust, threatening, libelous, harmful, defamatory, obscene or otherwise objectionable.

Finsight reserves the right, but not the obligation, to, in its sole discretion, determine whether or not any Content is appropriate and complies with these Terms and to remove any Content. Finsight further reserves the right to make formatting and edits and change the manner of any Content.

As Finsight cannot control all content posted by users and/or third parties on the Sites, you agree to use the Sites at your own risk. You understand that by using the Sites you may be exposed to content that you may find offensive, indecent, incorrect or objectionable, and you agree that under no circumstances will Finsight be liable in any way for any content, including any errors or omissions in any content, or any loss or damage of any kind incurred as a result of your use of any Content.

Content Backups

Although regular backups of Content are performed, Finsight does not guarantee there will be no loss or corruption of data. You agree to maintain a complete and accurate copy of any Content in a location independent of the Sites.

Copyright Policy

These Terms do not grant you a license to use any trademark of Finsight or its affiliates. You further agree not to use, change or delete any proprietary notices from materials downloaded from Finsight.

You understand that Finsight has no affiliation with the U.S. Securities and Exchange Commission (SEC) or any of its affiliated entities, and claims no intellectual property or other rights over company filing content or data provided by the SEC.

All company names, logos, and brands are property of their respective owners. All company, product and service names used in these Sites are for identification purposes only. Use of these names, logos, and brands does not imply endorsement.

DMCA Notice and DMCA Procedure for Copyright Infringement Claims

You may submit a notification pursuant to the Digital Millennium Copyright Act (DMCA) by providing our Copyright Agent with the following information in writing (see 17 U.S.C 512(c)(3) for further detail):

An electronic or physical signature of the person authorized to act on behalf of the owner of the copyright's interest.

A description of the copyrighted work that you claim has been infringed, including the URL (i.e., web page address) of the location where the copyrighted work exists or a copy of the copyrighted work.

Identification of the URL or other specific location on the Sites where the material that you claim is infringing is located.

Your address, telephone number, and email address.

A statement by you that you have a good faith belief that the disputed use is not authorized by the copyright owner, its agent, or the law.

A statement by you, made under penalty of perjury, that the above information in your notice is accurate and that you are the copyright owner or authorized to act on the copyright owner's behalf.

You can contact our copyright agent via email at legal@finsight.com Upon receipt of a notification, Finsight will take whatever action, in its sole discretion, it deems appropriate, including removal of the challenged content from Our Sites.

Indemnification

You agree to indemnify and hold harmless Finsight and its officers, directors, employees and agents, from and against any claims, suits, proceedings, disputes, demands, liabilities, damages, losses, costs and expenses, including, without limitation, reasonable legal and accounting fees (including costs of defense of claims, suits or proceedings brought by third parties), in any way related to (a) your access to or use of our Sites, or (b) your breach of any of these Terms.

Governing Law And Jurisdiction

Your use of our Sites shall be governed in all respects by the laws of the state of New York, U.S.A., without regard to choice of law provisions. You agree that jurisdiction over and venue in any legal proceeding directly or indirectly arising out of or relating to use of our Sites shall be in the state or federal courts located in New York County, New York.

Our Sites are controlled and operated from the United States, and we make no representations that they are appropriate or available for use in other locations.

Termination

Finsight may terminate or suspend this license at any time, with or without cause or notice to you.

Your Feedback to Us

You assign all rights, title and interest in any feedback you provide to Us. If for any reason such assignment is ineffective, you agree to grant the Company a non-exclusive, perpetual, irrevocable, royalty free, worldwide right and license to use, reproduce, disclose, sub-license, distribute, modify and exploit such feedback without restriction.

United States Legal Compliance

You represent and warrant that (i) You are not located in a country that is subject to the United States government embargo, or that has been designated by the United States government as a "terrorist supporting" country, and (ii) You are not listed on any United States government list of prohibited or restricted parties.

Severability

If any provision of these Terms is held to be unenforceable or invalid, such provision will be changed and interpreted to accomplish the objectives of such provision to the greatest extent possible under applicable law and the remaining provisions will continue in full force and effect.

Waiver

Except as provided herein, the failure of either party to enforce any of these Terms shall not be construed as a waiver or limitation of the party’s right to subsequently enforce and compel strict compliance with every provision of this agreement.

General

Finsight may revise these terms at any time by updating this posting. You should visit this page from time to time to review the then-current terms because they are binding on you. Certain provisions of these terms may be superseded by expressly designated legal notices or terms located on particular pages of our Sites.

Contacting Us

If you have any questions about these Terms, the practices of our Sites, or your dealings with our Sites, please contact us at legal@finsight.com.

Thomson Reuters Notice And Disclaimer (Where Applicable)

Copyright © 1999 - 2024, Thomson Reuters. All rights reserved. Thomson Reuters (Markets) LLC (“Thomson Reuters”) and its affiliates are referred to below as “Thomson Reuters”.

The “Information Product” is any data or service provided by Thomson Reuters. Thomson Reuters or its third party providers own and retain all rights, title and interest, including but not limited to copyright, trademarks, patents, database rights, trade secrets, know-how, and all other intellectual property rights or forms of protection of similar nature or having equivalent effect, anywhere in the world, in the Information Product and user is not granted any proprietary interest therein or thereto. The Information Product constitutes confidential and trade secrets of Thomson Reuters or its third party providers. Display, performance, reproduction, distribution of, or creation of derivative works or improvements from Information Product in any form or manner is expressly prohibited, except to the extent expressly permitted hereunder, or otherwise, with the prior written permission of Thomson Reuters.

To the extent that the Information Product contains any third party data referred to in the General Restrictions/Notices page set forth on http://www.thomsonreuters.com/datause, the terms set forth on such General Restrictions/Notices page shall apply to user.

NEITHER THOMSON REUTERS NOR ITS THIRD PARTY PROVIDERS WARRANT THAT THE PROVISION OF THE INFORMATION PRODUCT WILL BE UNINTERRUPTED, ERROR FREE, TIMELY, COMPLETE OR ACCURATE, NOR DO THEY MAKE ANY WARRANTIES AS TO THE RESULTS TO BE OBTAINED FROM USE OF THE SAME. USE OF THE INFORMATION PRODUCT AND RELIANCE THEREON IS AT USER’S SOLE RISK. NEITHER THOMSON REUTERS OR ITS THIRD PARTY PROVIDERS WILL IN ANY WAY BE LIABLE TO USER OR ANY OTHER ENTITY OR PERSON FOR THEIR INABILITY TO USE THE INFORMATION PRODUCT, OR FOR ANY INACCURACIES, ERRORS, OMISSIONS, DELAYS, COMPUTER VIRUS OR OTHER INFIRMITY OR CORRUPTION, DAMAGES, CLAIMS, LIABILITIES OR LOSSES, REGARDLESS OF CAUSE, IN OR ARISING FROM THE USE OF THE INFORMATION PRODUCT. THE INFORMATION PRODUCT IS PROVIDED ON AN “AS IS” BASIS AND WITHOUT WARRANTY OF ANY KIND. NO WARRANTIES EITHER EXPRESSED OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY IMPLIED WARRANTY OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, TITLE, INFRINGEMENT OR OTHERWISE IS PROVIDED HEREUNDER.

IN NO EVENT WILL THOMSON REUTERS OR ITS THIRD PARTY PROVIDERS BE LIABLE FOR ANY DAMAGES, INCLUDING WITHOUT LIMITATION DIRECT OR INDIRECT, SPECIAL, INCIDENTAL, OR CONSEQUENTIAL DAMAGES, LOSSES OR EXPENSES ARISING IN CONNECTION WITH INFORMATION PRODUCT EVEN IF THOMSON REUTERS OR ITS THIRD PARTY PROVIDERS OR THEIR REPRESENTATIVES ARE ADVISED OF THE POSSIBILITY OF SUCH DAMAGES, LOSSES OR EXPENSES. FURTHER, THOMSON REUTERS OR ITS PARTY PROVIDERS SHALL NOT BE LIABLE IN ANY MANNER FOR REDISTRIBUTOR’S PRODUCTS OR SERVICES.

CUSIP Database (Where Applicable)

You agree and acknowledge that the CUSIP Database and the information contained therein is and shall remain valuable intellectual property owned by, or licensed to, CUSIP Global Services ("CGS") and the American Bankers Association ("ABA"), and that no proprietary rights are being transferred to you in such materials or in any of the information contained therein. Any use by you outside of the clearing and settlement of transactions requires a license from CGS, along with an associated fee based on usage.

You agree that misappropriation or misuse of such materials may cause serious damage to CGS and ABA, and that in such event money damages may not constitute sufficient compensation to CGS and ABA; consequently, you agree that in the event of any misappropriation or misuse, CGS and ABA shall have the right to obtain injunctive relief in addition to any other legal or financial remedies to which CGS and ABA may be entitled.

You agree not publish or distribute in any medium the CUSIP Database or any information contained therein or summaries or subsets thereof to any person or entity except in connection with the normal clearing and settlement of security transactions. You further agree that the use of CUSIP numbers and descriptions is not intended to create or maintain, and does not serve the purpose of the creation or maintenance of, a master file or database of CUSIP descriptions or numbers for itself or any third party recipient of such service and is not intended to create and does not serve in any way as a substitute for the CUSIP MASTER TAPE, PRINT, DB, INTERNET, ELECTRONIC, CD-ROM Services and/or any other future services developed by the CGS.

NEITHER CGS, ABA NOR ANY OF THEIR AFFILIATES MAKE ANY WARRANTIES, EXPRESS OR IMPLIED, AS TO THE ACCURACY, ADEQUACY OR COMPLETENESS OF ANY OF THE INFORMATION CONTAINED IN THE CUSIP DATABASE. ALL SUCH MATERIALS ARE PROVIDED TO USER ON AN "AS IS" BASIS, WITHOUT ANY WARRANTIES AS TO MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OR USE NOR WITH RESPECT TO THE RESULTS WHICH MAY BE OBTAINED FROM THE USE OF SUCH MATERIALS. NEITHER CGS, ABA NOR THEIR AFFILIATES SHALL HAVE ANY RESPONSIBILITY OR LIABILITY FOR ANY ERRORS OR OMISSIONS NOR SHALL THEY BE LIABLE FOR ANY DAMAGES, WHETHER DIRECT OR INDIRECT, SPECIAL OR CONSEQUENTIAL, EVEN IF THEY HAVE BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES. IN NO EVENT SHALL THE LIABILITY OF CGS, ABA OR ANY OF THEIR AFFILIATES PURSUANT TO ANY CAUSE OF ACTION, WHETHER IN CONTRACT, TORT, OR OTHERWISE, EXCEED THE FEE PAID BY USER FOR ACCESS TO SUCH MATERIALS IN THE MONTH IN WHICH SUCH CAUSE OF ACTION IS ALLEGED TO HAVE ARISEN. FURTHERMORE, CGS AND ABA SHALL HAVE NO RESPONSIBILITY OR LIABILITY FOR DELAYS OR FAILURES DUE TO CIRCUMSTANCES BEYOND THEIR CONTROL.

You agree that the foregoing terms and conditions shall survive any termination of its right of access to the materials identified above.

In the event you have an appropriate agreement with CGS covering your use of the CUSIP Database (the "Separate Agreement"), your use of the CUSIP Database shall be governed by the terms of the Separate Agreement for so long as it remains in effect.

Last Updated: January 20, 2024