WINR SIMPLICITY ESPORTS & GAMING

Employees

Data from SEC filings
Employee count

Shareholder alignment

Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM

On June 23, 2020, Simplicity Esports and Gaming Company (the “Company”) held its 2020 virtual annual meeting of stockholders to vote on the following matters:

1. Election of directors

Each of the following three nominees was elected to the Company’s Board of Directors, in accordance with the voting results listed below, to serve for a term of two years, until the 2022 annual meeting of stockholders and until their successors have been duly elected and have qualified.

NomineeForWithheldBroker Non-Votes
Jed Kaplan5,258,1444,851580,388
William H. Herrmann, Jr.5,258,3444,651580,388
Max Hooper5,258,1444,851580,388

2. Approval of amendment to the Company’s Third Amended and Restated Certificate of Incorporation, as amended (the “Certificate of Incorporation”), to effect a reverse stock split of the Company’s outstanding shares of common stock, at a ratio of no less than 1-for-2 and no more than 1-for-10, with such ratio to be determined by the sole discretion of the Board of Directors, with any fractional shares being rounded up to the next higher whole shares (the “Reverse Split”)

Stockholders approved the Reverse Split, in accordance with the voting results listed below.

ForAgainstAbstainBroker Non-Votes
5,775,64360,3847,356

3. Approval of amendment to the Certificate of Incorporation to increase the total number of authorized shares of the Company’s common stock from 20,000,000 to 36,000,000 (the “Increase in Authorized Shares”)

Stockholders approved the Increase in Authorized Shares, in accordance with the voting results listed below.

ForAgainstAbstainBroker Non-Votes
5,614,491221,5367,356

4. Approval of Simplicity Esports and Gaming Company 2020 Omnibus Incentive Plan (the “Omnibus Plan”)

Stockholders approved the Omnibus Plan, in accordance with the voting results listed below.

ForAgainstAbstainBroker Non-Votes
5,227,26624,07611,653580,388

5. Approval of executive compensation (non-binding advisory vote)

Stockholders provided advisory approval of the compensation of the Company’s named executive officers as disclosed in this proxy statement, in accordance with the voting results listed below.

ForAgainstAbstainBroker Non-Votes
5,229,45921,84811,688580,388

6. Approval of frequency of executive compensation (non-binding advisory vote)

Stockholders provided advisory approval of holding the executive compensation advisory votes every three years, in accordance with the voting results listed below.

Every Three YearsEvery Two YearsEvery YearAbstainBroker Non-Votes
4,862,6463,90051,522344,927580,388

7. Ratification of the Company’s Independent Auditors

Stockholders ratified the appointment of Prager Metis CPA’s LLC as the Company’s independent registered public accounting firm for the fiscal year ending May 31, 2021, in accordance with the voting results listed below.

ForAgainstAbstainBroker Non-Votes
5,834,3951,6327,356