The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Adobe Systems Inc | Common Stock | 00724F101 | 19,505 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
Adobe Systems Inc | Common Stock | 00724F101 | 19,505 | 80,000 | SH | Put | SOLE | 80,000 | 0 | 0 | |
Aetna Inc | Common Stock | 00817Y108 | 918 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
Alibaba Group Holding Ltd | ADR | 01609W102 | 1,855 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
Alkermes PLC | Common Stock | G01767105 | 412 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Alkermes PLC | Common Stock | G01767105 | 412 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
Allergan PLC | Common Stock | G0177J108 | 15,655 | 93,900 | SH | Put | SOLE | 93,900 | 0 | 0 | |
Allergan PLC | Common Stock | G0177J108 | 21,674 | 130,000 | SH | Call | SOLE | 130,000 | 0 | 0 | |
Allstate Corp/The | Common Stock | 020002101 | 2,282 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
Alpha Pro Tech Ltd | Common Stock | 020772109 | 25 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
Altaba Inc | Closed-End Fund | 021346101 | 12,761 | 174,300 | SH | SOLE | 174,300 | 0 | 0 | ||
Altaba Inc | Closed-End Fund | 021346101 | 5,256 | 71,800 | SH | Put | SOLE | 71,800 | 0 | 0 | |
Ambac Financial Group Inc | Common Stock | 023139884 | 149 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
Ambarella Inc | Common Stock | G037AX101 | 772 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Ambarella Inc | Common Stock | G037AX101 | 8,494 | 220,000 | SH | Call | SOLE | 220,000 | 0 | 0 | |
American Tower Corp | REIT | 03027X100 | 418 | 2,900 | SH | Put | SOLE | 2,900 | 0 | 0 | |
American Tower Corp | REIT | 03027X100 | 851 | 5,900 | SH | Call | SOLE | 5,900 | 0 | 0 | |
Ashland Global Holdings Inc | Common Stock | 044186104 | 6,450 | 82,500 | SH | Call | SOLE | 82,500 | 0 | 0 | |
BioMarin Pharmaceutical Inc | Common Stock | 09061G101 | 1,413 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
BlackRock Inc | Common Stock | 09247X101 | 2,246 | 4,500 | SH | Call | SOLE | 4,500 | 0 | 0 | |
Bloomin' Brands Inc | Common Stock | 094235108 | 1,970 | 98,000 | SH | Call | SOLE | 98,000 | 0 | 0 | |
Boston Scientific Corp | Common Stock | 101137107 | 1,962 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
Bunge Ltd | Common Stock | G16962105 | 349 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Bunge Ltd | Common Stock | G16962105 | 4,531 | 65,000 | SH | Call | SOLE | 65,000 | 0 | 0 | |
Cameco Corp | Common Stock | 13321L108 | 6 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
Charter Communications Inc | Common Stock | 16119P108 | 2,932 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
Children's Place Inc/The | Common Stock | 168905107 | 1,087 | 9,000 | SH | Call | SOLE | 9,000 | 0 | 0 | |
Cleveland-Cliffs Inc | Common Stock | 185899101 | 1,388 | 164,700 | SH | Call | SOLE | 164,700 | 0 | 0 | |
ConocoPhillips | Common Stock | 20825C104 | 599 | 8,600 | SH | Call | SOLE | 8,600 | 0 | 0 | |
CVS Health Corp | Common Stock | 126650100 | 644 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CVS Health Corp | Common Stock | 126650100 | 965 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
CVS Health Corp | Common Stock | 126650100 | 6,435 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
Deutsche Bank AG | Common Stock | D18190898 | 319 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
Discovery Inc | Common Stock | 25470F104 | 1,375 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
DowDuPont Inc | Common Stock | 26078J100 | 132 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
eBay Inc | Common Stock | 278642103 | 1,113 | 30,700 | SH | Call | SOLE | 30,700 | 0 | 0 | |
Energen Corp | Common Stock | 29265N108 | 728 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Energen Corp | Common Stock | 29265N108 | 7,646 | 105,000 | SH | Call | SOLE | 105,000 | 0 | 0 | |
Express Scripts Holding Co | Common Stock | 30219G108 | 386 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
Facebook Inc | Common Stock | 30303M102 | 7,773 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
First Solar Inc | Common Stock | 336433107 | 527 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Ford Motor Co | Common Stock | 345370860 | 166 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
Ford Motor Co | Common Stock | 345370860 | 221 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
GAIN Capital Holdings Inc | Common Stock | 36268W100 | 227 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
Gaming and Leisure Properties | REIT | 36467J108 | 2,327 | 65,000 | SH | Call | SOLE | 65,000 | 0 | 0 | |
GGP Inc | REIT | 36174X101 | 3,473 | 170,000 | SH | Put | SOLE | 170,000 | 0 | 0 | |
Goldman Sachs Group Inc/The | Common Stock | 38141G104 | 248 | 1,125 | SH | SOLE | 1,125 | 0 | 0 | ||
Goldman Sachs Group Inc/The | Common Stock | 38141G104 | 1,103 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
GrubHub Inc | Common Stock | 400110102 | 1,049 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
Herbalife Nutrition Ltd | Common Stock | G4412G101 | 3,223 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
HMS Holdings Corp | Common Stock | 40425J101 | 995 | 46,000 | SH | Call | SOLE | 46,000 | 0 | 0 | |
HP Inc | Common Stock | 40434L105 | 1,361 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
IAC/InterActiveCorp | Common Stock | 44919P508 | 7,625 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
IBM | Common Stock | 459200101 | 2,096 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
IDEX Corp | Common Stock | 45167R104 | 655 | 4,800 | SH | Call | SOLE | 4,800 | 0 | 0 | |
Inovio Pharmaceuticals Inc | Common Stock | 45773H201 | 78 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Invesco CurrencyShares Euro Cu | ETP | 46138K103 | 12,887 | 115,000 | SH | Put | SOLE | 115,000 | 0 | 0 | |
Jabil Inc | Common Stock | 466313103 | 4,287 | 155,000 | SH | Call | SOLE | 155,000 | 0 | 0 | |
Kellogg Co | Common Stock | 487836108 | 1,048 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
Kroger Co/The | Common Stock | 501044101 | 174 | 6,100 | SH | Call | SOLE | 6,100 | 0 | 0 | |
Kroger Co/The | Common Stock | 501044101 | 285 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
Lakeland Industries Inc | Common Stock | 511795106 | 200 | 14,100 | SH | SOLE | 14,100 | 0 | 0 | ||
Las Vegas Sands Corp | Common Stock | 517834107 | 76 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Lennar Corp | Common Stock | 526057104 | 315 | 6,000 | SH | Call | SOLE | 6,000 | 0 | 0 | |
Lockheed Martin Corp | Common Stock | 539830109 | 12,999 | 44,000 | SH | Put | SOLE | 44,000 | 0 | 0 | |
Lockheed Martin Corp | Common Stock | 539830109 | 21,566 | 73,000 | SH | Call | SOLE | 73,000 | 0 | 0 | |
Macquarie Infrastructure Corp | Common Stock | 55608B105 | 1,418 | 33,600 | SH | Call | SOLE | 33,600 | 0 | 0 | |
Macy's Inc | Common Stock | 55616P104 | 374 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
Macy's Inc | Common Stock | 55616P104 | 1,123 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
Madison Square Garden Co/The | Common Stock | 55825T103 | 10,857 | 35,000 | SH | Call | SOLE | 35,000 | 0 | 0 | |
Mastercard Inc | Common Stock | 57636Q104 | 983 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
Match Group Inc | Common Stock | 57665R106 | 387 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Mercer International Inc | Common Stock | 588056101 | 438 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
MiMedx Group Inc | Common Stock | 602496101 | 64 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
National Fuel Gas Co | Common Stock | 636180101 | 424 | 8,000 | SH | Call | SOLE | 8,000 | 0 | 0 | |
Netflix Inc | Common Stock | 64110L106 | 19,572 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
Palo Alto Networks Inc | Common Stock | 697435105 | 514 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
Palo Alto Networks Inc | Common Stock | 697435105 | 8,219 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
Procter & Gamble Co/The | Common Stock | 742718109 | 47 | 600 | SH | Call | SOLE | 600 | 0 | 0 | |
Rockwell Medical Inc | Common Stock | 774374102 | 4 | 834 | SH | SOLE | 834 | 0 | 0 | ||
Roku Inc | Common Stock | 77543R102 | 1,279 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
Schlumberger Ltd | Common Stock | 806857108 | 536 | 8,000 | SH | Call | SOLE | 8,000 | 0 | 0 | |
Signature Bank/New York NY | Common Stock | 82669G104 | 8,952 | 70,000 | SH | Call | SOLE | 70,000 | 0 | 0 | |
SPDR Dow Jones Industrial Aver | ETP | 78467X109 | 7,282 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
SPDR S&P 500 ETF Trust | ETP | 78462F103 | 5,426 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
SPDR S&P Regional Banking ETF | ETP | 78464A698 | 1,525 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
Stanley Black & Decker Inc | Common Stock | 854502101 | 8,633 | 65,000 | SH | Put | SOLE | 65,000 | 0 | 0 | |
Stanley Black & Decker Inc | Common Stock | 854502101 | 34,464 | 259,500 | SH | Call | SOLE | 259,500 | 0 | 0 | |
Stryker Corp | Common Stock | 863667101 | 253 | 1,500 | SH | Put | SOLE | 1,500 | 0 | 0 | |
Tesla Inc | Common Stock | 88160R101 | 3,430 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
Trade Desk Inc/The | Common Stock | 88339J105 | 469 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Trade Desk Inc/The | Common Stock | 88339J105 | 469 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
Twenty-First Century Fox Inc | Common Stock | 90130A101 | 745 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
Twenty-First Century Fox Inc | Common Stock | 90130A101 | 497 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
Twitter Inc | Common Stock | 90184L102 | 2,184 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
United States Steel Corp | Common Stock | 912909108 | 174 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
United States Steel Corp | Common Stock | 912909108 | 17,028 | 490,000 | SH | Call | SOLE | 490,000 | 0 | 0 | |
United States Steel Corp | Common Stock | 912909108 | 10,981 | 316,000 | SH | Put | SOLE | 316,000 | 0 | 0 | |
Walgreens Boots Alliance Inc | Common Stock | 931427108 | 900 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
Walgreens Boots Alliance Inc | Common Stock | 931427108 | 4,201 | 70,000 | SH | Call | SOLE | 70,000 | 0 | 0 | |
Walgreens Boots Alliance Inc | Common Stock | 931427108 | 1,200 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
Walmart Inc | Common Stock | 931142103 | 128 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Walmart Inc | Common Stock | 931142103 | 428 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
Walt Disney Co/The | Common Stock | 254687106 | 13,625 | 130,000 | SH | Call | SOLE | 130,000 | 0 | 0 | |
Whirlpool Corp | Common Stock | 963320106 | 1,462 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Whirlpool Corp | Common Stock | 963320106 | 7,312 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
Wynn Resorts Ltd | Common Stock | 983134107 | 3,347 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Wynn Resorts Ltd | Common Stock | 983134107 | 13,387 | 80,000 | SH | Put | SOLE | 80,000 | 0 | 0 | |
XL Group Ltd | Common Stock | G98294104 | 895 | 16,000 | SH | SOLE | 16,000 | 0 | 0 |