23 filings
EFFECT
HNNA
Hennessy Advisors Inc
9 Jan 24
Notice of effectiveness
12:15am
CORRESP
HNNA
Hennessy Advisors Inc
3 Jan 24
Correspondence with SEC
12:00am
UPLOAD
HNNA
Hennessy Advisors Inc
13 Dec 23
Letter from SEC
12:00am
CERT
HNNA
Hennessy Advisors Inc
21 Oct 21
Certification of approval for exchange listing
10:32am
EFFECT
HNNA
Hennessy Advisors Inc
14 Oct 21
Notice of effectiveness
12:15am
CORRESP
u7h7jx0 uoilxfk5
12 Oct 21
Correspondence with SEC
12:00am
CORRESP
rnvrw
12 Oct 21
Correspondence with SEC
12:00am
CORRESP
0odbgqldt tpibsi98me
12 Oct 21
Correspondence with SEC
12:00am
UPLOAD
yr44kein8fcs6pf 0r5z
30 Sep 21
Letter from SEC
12:00am
CORRESP
c1nui52
23 Sep 21
Correspondence with SEC
12:00am
EFFECT
e7h2v9
8 Jan 21
Notice of effectiveness
12:15am
CORRESP
iebqrs
29 Dec 20
Correspondence with SEC
12:00am
UPLOAD
rlg5hhsx xqry
16 Dec 20
Letter from SEC
12:00am
EFFECT
cznv j5nd
8 Jan 18
Notice of effectiveness
12:00am
CORRESP
vwbjd2h9re6xqiil 94
4 Jan 18
Correspondence with SEC
12:00am
UPLOAD
u0uvd8wjenw c9
19 Dec 17
Letter from SEC
12:00am
CORRESP
jn5pj
12 Dec 17
Correspondence with SEC
12:00am
EFFECT
vv7ecwh3
23 Feb 15
Notice of effectiveness
12:00am
UPLOAD
yn8pdtmod4ic2k w4x5
4 May 10
Letter from SEC
12:00am
CORRESP
txlmy6s
27 Apr 10
Correspondence with SEC
12:00am