54 filings
Page 2 of 3
4
58lmcjj9pvvns
10 Oct 19
MVC CAPITAL / GERALD HELLERMAN ownership change
11:05am
4
morgo1nvb5kkf1msx
9 Oct 19
HIGH INCOME SECURITIES FUND / GERALD HELLERMAN ownership change
2:53pm
4
opics4 d8k83x2yim9g
9 Oct 19
SWISS HELVETIA FUND / GERALD HELLERMAN ownership change
2:46pm
4
d4rgv
4 Oct 19
HIGH INCOME SECURITIES FUND / GERALD HELLERMAN ownership change
3:35pm
4
90925259cdy3tk52
1 Oct 19
MVC CAPITAL / GERALD HELLERMAN ownership change
6:39pm
4/A
jc398a1x8p2l4wt1g6
5 Aug 19
SWISS HELVETIA FUND / GERALD HELLERMAN ownership change
9:43am
4
9bnjjt2keiq
2 Aug 19
SWISS HELVETIA FUND / GERALD HELLERMAN ownership change
4:30pm
4
d87g2ndb8m0eoljdbl
29 Jul 19
SPECIAL OPPORTUNITIES FUND / GERALD HELLERMAN ownership change
5:01pm
4
2dq7qmevtva137
24 May 19
SPECIAL OPPORTUNITIES FUND / GERALD HELLERMAN ownership change
5:05pm
4
t33hpjjkqown11jrpyyl
20 Mar 19
HIGH INCOME SECURITIES FUND / GERALD HELLERMAN ownership change
1:30pm
4
zkiatl6idpeoa9bm
23 Nov 18
SWISS HELVETIA FUND / GERALD HELLERMAN ownership change
9:02pm
4
zf8tzo87
23 Oct 18
SWISS HELVETIA FUND / GERALD HELLERMAN ownership change
5:51pm
4
xp4ir qgbg
11 Oct 18
SPECIAL OPPORTUNITIES FUND / GERALD HELLERMAN ownership change
6:00pm
3
kt62gxgo5 ecc
9 Jul 18
SWISS HELVETIA FUND / GERALD HELLERMAN ownership change
1:26pm
3
uvkf8ptx2olggy5e
29 Jun 18
PUTNAM HIGH INCOME SECURITIES FUND / GERALD HELLERMAN ownership change
12:22pm
4
yvyspsswdp7s052b0f
28 Mar 18
MVC CAPITAL / GERALD HELLERMAN ownership change
12:00am
4
ujypcego4et9 i0idy
22 Mar 18
SPECIAL OPPORTUNITIES FUND / GERALD HELLERMAN ownership change
12:00am
4
rj4aqe16 hf
16 Mar 18
MVC CAPITAL / GERALD HELLERMAN ownership change
12:00am
4
ot89levw arvv
7 Feb 18
SPECIAL OPPORTUNITIES FUND / GERALD HELLERMAN ownership change
12:00am
4
tgtjbfqoab8492
8 Jan 18
SPECIAL OPPORTUNITIES FUND / GERALD HELLERMAN ownership change
12:00am