25 filings
CORRESP
First Trust Exchange-traded Alphadex Fund
23 Aug 21
Correspondence with SEC
12:00am
CORRESP
First Trust Exchange-traded Alphadex Fund
15 Dec 17
Correspondence with SEC
12:00am
CORRESP
First Trust Exchange-traded Alphadex Fund
4 Apr 16
Correspondence with SEC
12:00am
CORRESP
First Trust Exchange-traded Alphadex Fund
23 Jan 15
Correspondence with SEC
12:00am
CORRESP
GRID
First Trust Exchange-Traded Fund
20 Dec 12
Correspondence with SEC
12:00am
EFFECT
ui7ydx0o 3a4
10 May 11
Notice of effectiveness
12:00am
CORRESP
cmy0zvwzy0t
9 May 11
Correspondence with SEC
12:00am
CORRESP
tn7c5qgs
9 May 11
Correspondence with SEC
12:00am
EFFECT
9yuqzx okx4
8 Apr 11
Notice of effectiveness
12:00am
CORRESP
kwl9i4tzee064
8 Apr 11
Correspondence with SEC
12:00am
UPLOAD
tdkd81xm
8 Apr 11
Letter from SEC
12:00am
CORRESP
429dahlmo
19 Oct 10
Correspondence with SEC
12:00am
CORRESP
8cuaeu9f
17 May 10
Correspondence with SEC
12:00am
CERTNYS
va48w u1ptl30pt
19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
h5v2pq078 31hi4qh
19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
ktnqvylu
19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
tvxm 0b6v
19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
onc8g0hlhb9ty3v
19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
jls91h5efb5m
19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
zrfvz6hg8i 3b
19 Nov 08
Certification of approval for NYSE listing
12:00am