49 results
POS EX
EX-99
NEWT
NewtekOne Inc
25 Jun 20
Additional exhibits for listing
5:27pm
by this Agreement are consummated, the Company will pay or cause to be paid all expenses incident to the performance of its obligations under this Agreement … fees incident to, and the reasonable fees and disbursements of counsel for the Placement Agents in connection with, securing any required review
8-K
EX-1.1
NEWT
NewtekOne Inc
22 Jan 21
Entry into a Material Definitive Agreement
10:40am
, the Company will pay or cause to be paid all expenses incident to the performance of its obligations under this Agreement, including (i) the fees … in connection with listing the Offered Notes on the Nasdaq Global Market; (vi) the filing fees incident to, and the reasonable fees and disbursements of counsel
POS EX
EX-99
NEWT
NewtekOne Inc
29 Jul 19
Additional exhibits for listing
1:40pm
or not the transactions contemplated by this Agreement are consummated, the Company will pay or cause to be paid all expenses incident … ) the filing fees incident to, and the reasonable fees and disbursements of counsel for the Underwriters in connection with, securing any required review
POS EX
EX-99
NEWT
NewtekOne Inc
10 Jul 19
Additional exhibits for listing
5:19pm
to be paid all expenses incident to the performance of its obligations under this Agreement, including (i) the fees, disbursements, and expenses … and expenses in connection with listing the Securities on the Nasdaq Global Market; (vi) the filing fees incident to, and the reasonable fees
N-14/A
EX-99.2
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24 Sep 14
Registration statement for investment companies business combination (amended)
12:00am
8-K
EX-1.1
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21 Nov 23
Entry into a Material Definitive Agreement
5:24pm