113 results
CORRESP
NEWT
NewtekOne Inc
18 May 23
Correspondence with SEC
12:00am
, regardless of the nature of the assets held by the Company’s remaining subsidiaries, the Company would not be considered an investment company under … to SMBs. Given the nature of these remaining assets, and limited ability for analysis of these subsidiaries to impact the overall Section 3(a)(1)(C
CORRESP
NEWT
NewtekOne Inc
31 Mar 23
Correspondence with SEC
12:00am
details about your business after becoming a financial holding company as follows:
Disclose and explain the nature of any material dependence … that are deemed to be “financial in nature or incidental to such financial activity” or “complementary to a financial activity and [do] not pose a substantial
8-K
NEWT
NewtekOne Inc
5 Dec 14
Newtek Prices and Issues Fifth Small Business Loan Securitization Trust
12:00am
of default that are customary in nature for asset-backed securitizations of this type, including non-payment of principal or interest, violation by NABS
CORRESP
NEWT
NewtekOne Inc
6 Jul 23
Correspondence with SEC
12:00am
. Ordinary course trade receivables of the nature described in NSBF’s balance sheet are not considered “investment securities” because they are short-term
POS EX
EX-99
NEWT
NewtekOne Inc
14 Dec 18
Additional exhibits for listing
5:00pm
) financial condition and assets, and of all other circumstances bearing upon the risk of nonpayment of the Obligations and the nature, scope and extent … as now conducted and is in good standing and authorized to do business in each jurisdiction in which the nature of the business conducted therein
UPLOAD
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2 Jun 23
Letter from SEC
12:00am
8-K
EX-10.1
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11 May 20
Entry into a Material Definitive Agreement
12:00am
CORRESP
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5 Feb 14
Correspondence with SEC
12:00am
8-K
EX-10.1
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24 Jun 19
Entry into a Material Definitive Agreement
1:22pm
CORRESP
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20 Jun 23
Correspondence with SEC
12:00am
8-K
EX-10.1
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29 Nov 18
Entry into a Material Definitive Agreement
2:54pm
8-K
EX-99.1
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7 Mar 19
Newtek Business Services Corp. Reports Full Year 2018 Financial Results
12:00am
8-K
EX-99.1
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4 Mar 20
Newtek Business Services Corp. Reports Full Year 2019 Financial Results
4:13pm
8-K
EX-99.1
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8 May 20
Newtek Business Services Corp. Reports First Quarter 2020 Financial Results
9:20am
8-K
EX-10.1
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9 Nov 20
Entry into a Material Definitive Agreement
2:49pm