17 filings
EFFECT
XFLT
XAI Octagon Floating Rate & Alternative Income Trust
25 Jan 22
Notice of effectiveness
12:16am
CORRESP
XFLT
XAI Octagon Floating Rate & Alternative Income Trust
18 Jan 22
Correspondence with SEC
12:00am
CERT
XFLT
XAI Octagon Floating Rate & Alternative Income Trust
30 Mar 21
Certification of approval for exchange listing
8:49am
EFFECT
XFLT
XAI Octagon Floating Rate & Alternative Income Trust
3 Feb 21
Notice of effectiveness
12:15am
CORRESP
XFLT
XAI Octagon Floating Rate & Alternative Income Trust
25 Jan 21
Correspondence with SEC
12:00am
CORRESP
lgj b21s3b1i
7 Oct 20
Correspondence with SEC
12:00am
EFFECT
ix26oq4d
13 Mar 19
Notice of effectiveness
12:15am
CORRESP
jh1lb 0lyp
7 Mar 19
Correspondence with SEC
12:00am
CORRESP
sqqygbi5z3rw
7 Mar 19
Correspondence with SEC
12:00am
CORRESP
bil9aasd2l8ubt41fpo
22 Jan 19
Correspondence with SEC
12:00am
EFFECT
yd7y8jb wi6
26 Sep 17
Notice of effectiveness
12:00am
CERTNYS
r3j ugdsdl6y
25 Sep 17
Certification of approval for NYSE listing
12:00am
CORRESP
47yih6ya jo75
22 Sep 17
Correspondence with SEC
12:00am
CORRESP
uo8qwxqhnuv0sh19lu
1 Sep 17
Correspondence with SEC
12:00am
UPLOAD
trhmk q4xxvj2uhzm
29 Aug 17
Letter from SEC
12:00am
CORRESP
tc20l10o9lx
25 Aug 17
Correspondence with SEC
12:00am
CORRESP
i86ct99
18 Jul 17
Correspondence with SEC
12:00am
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