PIAC Princeton Capital
We are an externally managed, non-diversified, closed-end investment company that has elected to be treated as a BDC under the 1940 Act. We originate and invest primarily in private small and lower middle-market companies (typically those with less than $20.0 million of EBITDA) through first lien loans, second lien loans, unsecured loans, unitranche and mezzanine debt financing, often times with a corresponding equity investment. Our investment objective is to maximize the total return to our stockholders in the form of current income and capital appreciation through debt and related equity investments in private small and lower middle-market companies. Since January 1, 2018, we have been managed by House Hanover, LLC, who also provides some of the administrative services necessary for us to operate.
Company profile
Ticker
PIAC
Exchange
Website
CEO
Mark S. DiSalvo
Employees
Incorporated
Location
Fiscal year end
Sector
Industry (SIC)
Former names
REGAL ONE CORP, REGAL ONE Corp
SEC CIK
Corporate docs
IRS number
954158065
PIAC stock data
()
Calendar
31 Mar 21
13 Apr 21
31 Dec 21
Institutional ownership Q3 2019
Data for the last complete 13F reporting period. To see the most recent changes to ownership, click the ownership history button above.
13F holders |
Current |
|---|---|
| Total holders | 0 |
| Opened positions | 0 |
| Closed positions | 0 |
| Increased positions | 0 |
| Reduced positions | 0 |
13F shares |
Current |
|---|---|
| Total value | 0 |
| Total shares | 0 |
| Total puts | 0 |
| Total calls | 0 |
| Total put/call ratio | – |
Largest owners |
Shares | Value |
|---|
Financial report summary
?Management Discussion
- An important measure of our financial performance is net increase (decrease) in net assets resulting from operations, which includes net investment income (loss), net realized gain (loss) and net change in unrealized gain (loss). Net investment income (loss) is the difference between our income from interest, dividends, fees and other investment income and our operating expenses including interest on borrowed funds. Net realized gain (loss) on investments is the difference between the proceeds received from dispositions of portfolio investments and their amortized cost. Net change in unrealized gain (loss) on investments is the net change in the fair value of our investment portfolio.
Content analysis
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H.S. junior Avg
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New words:
Addressing, Adivsory, Alberta, awarding, build, Butterfield, Care, CFA, challenging, Charterholder, complex, conserving, critical, Danesmead, Deputy, fallout, fo, Greg, guideline, Harbour, HedgeServ, lienholder, LQA, medium, minimally, motion, occasion, OTCBB, pandemic, Paycheck, portolio, Society, sought, terrorism, transacton, trustee, TX, underway, unforeseen, unopposed
Removed:
accelerated, accelerating, accept, al, Alfred, alleged, annum, Attorney, authorize, avoidance, backed, bearing, began, booked, bore, bribery, bridge, broader, brought, captionedCapital, Chancery, commencement, commercially, Conifer, consumer, conversion, convey, CPM, criminal, CT, currency, curtailed, custodian, dated, deferring, deficiency, delaying, designee, develop, Dismissal, dismissed, disposed, downturn, duty, Eastern, electronic, evidenced, exchanged, existence, exposure, Factor, finally, floor, forbearance, formal, frequency, geographic, Gotto, guilty, housing, illustrate, intent, intercreditor, investigation, Jackson, Jersey, Jr, Lamont, largest, Legacy, lent, letter, life, lifted, match, modification, Munish, notified, notifying, obtaining, PAG, parent, participate, PIA, placement, plead, prejudice, prematurely, preventing, prime, prolonged, quo, reached, reclassification, recur, referral, refinance, refinancing, renewal, restructure, reversed, Revolver, RSG, sector, Semaphore, separately, settle, settling, signifying, Sood, Southern, stem, Stipulation, stopped, subprime, terminate, Tuchman, uncovered, undeterminable, unissued, variable, volume, waived, wrongdoing
Financial reports
10-K
2020 FY
Annual report
31 Mar 21
10-Q
2020 Q3
Quarterly report
12 Nov 20
10-Q
2020 Q2
Quarterly report
14 Aug 20
10-Q
2020 Q1
Quarterly report
15 May 20
10-K
2019 FY
Annual report
30 Mar 20
10-Q
2019 Q3
Quarterly report
13 Nov 19
10-Q
2019 Q2
Quarterly report
13 Aug 19
10-Q
2019 Q1
Quarterly report
15 May 19
10-K
2018 FY
Annual report
16 Apr 19
NT 10-K
Notice of late annual filing
1 Apr 19
Current reports
8-K
Submission of Matters to a Vote of Security Holders
21 Dec 20
8-K
Completion of Acquisition or Disposition of Assets
3 Dec 20
8-K
Shareholder Nominations Pursuant to Exchange Act Rule 14a-11
5 Oct 20
8-K
Amendments to Articles of Incorporation or Bylaws
19 May 20
8-K
Princeton Capital Corporation Announces Review of Strategic Alternatives
15 Nov 19
8-K
Submission of Matters to a Vote of Security Holders
29 May 19
8-K
Entry into a Material Definitive Agreement
31 May 18
8-K
Shareholder Nominations Pursuant to Exchange Act Rule 14a-11
12 Mar 18
8-K
Amendments to Articles of Incorporation or Bylaws
26 Feb 18
8-K
Other Events
23 Jan 18
Registration and prospectus
Proxies
DEF 14A
Definitive proxy
16 Nov 20
DEF 14A
Definitive proxy
16 Apr 19
DEF 14A
Definitive proxy
19 Apr 18
PRE 14A
Preliminary proxy
8 Apr 18
DEF 14A
Definitive proxy
28 Jun 17
DEF 14A
Definitive proxy
18 May 16
PRE 14A
Preliminary proxy
3 May 16
DEF 14A
Definitive proxy
12 Jul 15
PRE 14A
Preliminary proxy
1 Jul 15
DEFM14A
Proxy related to merger
9 Feb 15
Other
CORRESP
Correspondence with SEC
5 Aug 19
CORRESP
Correspondence with SEC
27 Jul 16
CORRESP
Correspondence with SEC
17 May 16
CORRESP
Correspondence with SEC
12 Jul 15
CORRESP
Correspondence with SEC
8 Feb 15
CORRESP
Correspondence with SEC
29 Jan 15
CORRESP
Correspondence with SEC
21 Jan 15
CORRESP
Correspondence with SEC
4 Apr 13
CORRESP
Correspondence with SEC
15 Dec 11
Ownership
3
PRINCETON CAPITAL / Gregory Scott Bennett ownership change
23 Jun 16
3
PRINCETON CAPITAL / Mark S. DiSalvo ownership change
19 Jun 16
3
PRINCETON CAPITAL / Alfred Jackson ownership change
7 Mar 16
3
PRINCETON CAPITAL / Munish Sood ownership change
8 Feb 16
3
PRINCETON CAPITAL / Joy Sheehan ownership change
8 Feb 16
3
PRINCETON CAPITAL / Gregory J. Cannella ownership change
8 Feb 16
3
PRINCETON CAPITAL / Thomas Jr. Jones ownership change
8 Feb 16
3
PRINCETON CAPITAL / Trennis L Jones ownership change
8 Feb 16
3
PRINCETON CAPITAL / Darren Stainrod ownership change
27 Jan 16
3
PRINCETON CAPITAL / Martin William Laidlaw ownership change
27 Jan 16