419 filings
Page 7 of 21
SC 13D/A
Saba Capital Management, L.P.
11 Jan 21
Voya PRIME RATE TRUST / Saba Capital Management ownership change
2:47pm
4
Boaz Weinstein
11 Jan 21
Voya PRIME RATE TRUST / Boaz Weinstein ownership change
11:23am
SC TO-I/A
BRW
Saba Capital Income & Opportunities Fund
6 Jan 21
Issuer tender offer statement (amended)
5:16pm
SC TO-I/A
BRW
Saba Capital Income & Opportunities Fund
4 Jan 21
Issuer tender offer statement (amended)
9:26pm
SC TO-I
BRW
Saba Capital Income & Opportunities Fund
3 Dec 20
Issuer tender offer statement
5:17pm
SC TO-C
BRW
Saba Capital Income & Opportunities Fund
23 Nov 20
Information about tender offer
8:31am
N-CSRS
BRW
Saba Capital Income & Opportunities Fund
6 Nov 20
Certified semi-annual shareholder report (management investment company)
12:56pm
NPORT-P
BRW
Saba Capital Income & Opportunities Fund
20 Oct 20
Voya Prime Rate Trust (Aug 2020 report)
12:47pm
N-PX
BRW
Saba Capital Income & Opportunities Fund
28 Aug 20
Annual report of proxy voting record
12:26pm
3
BRW
Saba Capital Income & Opportunities Fund
27 Jul 20
Voya PRIME RATE TRUST / Andrew Kellerman ownership change
2:25pm
3
Charles I Clarvit
27 Jul 20
Voya PRIME RATE TRUST / Charles I Clarvit ownership change
1:01pm
3
Neal Neilinger
24 Jul 20
Voya PRIME RATE TRUST / Neal Neilinger ownership change
6:14pm
3
Kieran Goodwin
24 Jul 20
Voya PRIME RATE TRUST / Kieran Goodwin ownership change
6:14pm
3
Ketu Desai
24 Jul 20
Voya PRIME RATE TRUST / Ketu Desai ownership change
6:13pm
3
Karen Caldwell
24 Jul 20
Voya PRIME RATE TRUST / Karen Caldwell ownership change
6:13pm
3
Aditya Bindal
24 Jul 20
Voya PRIME RATE TRUST / Aditya Bindal ownership change
6:12pm
NPORT-P
BRW
Saba Capital Income & Opportunities Fund
23 Jul 20
Voya Prime Rate Trust (May 2020 report)
1:54pm
DEFA14A
BRW
Saba Capital Income & Opportunities Fund
29 Jun 20
Additional proxy soliciting materials
8:01am
DFAN14A
Saba Capital Management, L.P.
23 Jun 20
Additional proxy materials by non-management
4:45pm
DEFA14A
BRW
Saba Capital Income & Opportunities Fund
22 Jun 20
Additional proxy soliciting materials
6:11am