311 filings
Page 3 of 16
SC 13G/A
Advisors Asset Management, Inc.
8 May 20
BANCROFT FUND / Advisors Asset Management ownership change
2:52pm
SC 13G/A
AIF
Apollo Tactical Income Fund Inc
6 Mar 20
Beneficial ownership report (amended)
10:31am
13F-HR
Advisors Asset Management, Inc.
14 Feb 20
Quarterly holdings report by institutional manager
12:00am
SC 13G/A
TPZ
Tortoise Power and Energy Infrastructure Fund, Inc.
13 Feb 20
Beneficial ownership report (amended)
4:04pm
SC 13G/A
IGA
Voya Global Advantage and Premium Opportunity Fund
13 Feb 20
Beneficial ownership report (amended)
4:04pm
SC 13G/A
GLQ
Clough Global Equity Fund
13 Feb 20
Beneficial ownership report (amended)
4:03pm
SC 13G/A
Advisors Asset Management, Inc.
13 Feb 20
First Trust Energy Infrastructure Fund
4:03pm
SC 13G/A
ECF
Ellsworth Growth and Income Fund Ltd
13 Feb 20
Beneficial ownership report (amended)
4:03pm
SC 13G/A
BCV
Bancroft Fund Ltd
13 Feb 20
Beneficial ownership report (amended)
4:01pm
SC 13G/A
AIF
Apollo Tactical Income Fund Inc
13 Feb 20
Beneficial ownership report (amended)
4:01pm
SC 13G/A
IGA
Voya Global Advantage and Premium Opportunity Fund
10 Jan 20
Voya Global Advantage & Premium Opportunity Fund
4:45pm
SC 13G/A
Advisors Asset Management, Inc.
10 Dec 19
High Income Securities Fund
5:15pm
SC 13G/A
Advisors Asset Management, Inc.
10 Dec 19
Duff & Phelps Select MLP & Midstream Energy Fund Inc.
5:14pm
13F-HR
Advisors Asset Management, Inc.
14 Nov 19
Quarterly holdings report by institutional manager
1:11pm
13F-HR/A
Advisors Asset Management, Inc.
14 Nov 19
Quarterly holdings report by institutional manager (amended)
1:10pm
SC 13G/A
Advisors Asset Management, Inc.
8 Nov 19
Tortoise Power & Energy Infrastructure Fund Inc
5:26pm
SC 13G/A
IGA
Voya Global Advantage and Premium Opportunity Fund
8 Nov 19
Voya Global Advantage & Premium Opportunity Fund
5:25pm
SC 13G
Advisors Asset Management, Inc.
8 Nov 19
Tortoise Power & Energy Infrastructure Fund Inc
2:51pm
SC 13G
TPZ
Tortoise Power and Energy Infrastructure Fund, Inc.
8 Nov 19
Tortoise Power & Energy Infrastructure Fund Inc
2:51pm
SC 13G
IGA
Voya Global Advantage and Premium Opportunity Fund
8 Nov 19
Voya Global Advantage & Premium Opportunity Fund
2:51pm