643 filings
Page 6 of 33
4
xsy5q
8 Jan 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:34pm
4/A
j7b xfmtlh
8 Jan 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:33pm
4
fk3hh
4 Jan 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:30pm
4
8xnfigd u3fh
4 Jan 19
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
4:46pm
4
kw4xf4wi1h4mj306
4 Jan 19
Brookfield DTLA Fund Office Trust Investor / PHILLIP GOLDSTEIN ownership change
4:45pm
4
cx5xkbx
31 Dec 18
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:31pm
4
b28 4zb1e4ajy
23 Nov 18
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
9:06pm
4
dvbdebo dq1njj
23 Oct 18
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
5:50pm
4
jty10eq1bhv
12 Oct 18
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
5:00pm
4/A
do5ca46qlndv4 htwn
10 Oct 18
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
7:08pm
4
mbbed
9 Oct 18
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
4:41pm
4
rl3zvwszjokkyhiup mh
9 Oct 18
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / Steven Samuels ownership change
2:02pm
4
mzcah1 6g
5 Oct 18
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
5:09pm
4
y0zr5c3
5 Oct 18
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / PHILLIP GOLDSTEIN ownership change
2:13pm
4
fth4cuqj
3 Oct 18
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
4:30pm
4
v52hhv1muz2
3 Oct 18
Brookfield DTLA Fund Office Trust Investor / PHILLIP GOLDSTEIN ownership change
4:19pm
4
uu96iqoinvc v0gowf
3 Oct 18
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / PHILLIP GOLDSTEIN ownership change
12:43pm
4
6hhbs1rlwd nad8
1 Oct 18
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / PHILLIP GOLDSTEIN ownership change
12:40pm
4
ab44e3
27 Sep 18
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
12:00am
4
o2f2ku21
26 Sep 18
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / PHILLIP GOLDSTEIN ownership change
12:00am