643 filings
Page 4 of 33
4
z2vqpivx58 t9u9
10 Jun 20
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:01pm
4
fgnbp
4 May 20
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
4:58pm
4
ljujh 7mjom
27 Apr 20
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
1:47pm
SC 13G/A
47pgn 5zssxxk0irht6s
23 Apr 20
HERZFELD CARIBBEAN BASIN FUND / GOLDSTEIN PHILLIP ownership change
10:04am
4
1f8y4ob2np82pc
21 Apr 20
HERZFELD CARIBBEAN BASIN FUND / PHILLIP GOLDSTEIN ownership change
2:33pm
4
zaneca dpz
6 Apr 20
HERZFELD CARIBBEAN BASIN FUND / PHILLIP GOLDSTEIN ownership change
10:27am
4
9ypdxn
6 Mar 20
WESTERN ASSET CORPORATE LOAN FUND / PHILLIP GOLDSTEIN ownership change
3:47pm
3/A
0ygnz3a85 56754hrm
6 Mar 20
WESTERN ASSET CORPORATE LOAN FUND / PHILLIP GOLDSTEIN ownership change
2:09pm
4
ih99nvbbwt njplv1
2 Mar 20
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
1:33pm
4
5esqy 24bem6gm
26 Feb 20
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
12:35pm
4
prc8rjnjbpu
25 Feb 20
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
1:49pm
4
osx8l
18 Feb 20
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
11:50am
5
nmqy0so
14 Feb 20
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
1:09pm
4
uz75717zr 4wb2zd5
7 Feb 20
MEXICO EQUITY & INCOME FUND / PHILLIP GOLDSTEIN ownership change
5:03pm
4
qk7gt
8 Jan 20
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
5:07pm
4
4g81s93v3zl1yh9 iou
23 Dec 19
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
4:09pm
4
d8h zpblsoyppj
19 Dec 19
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
3:50pm
3
cuybx
6 Dec 19
WESTERN ASSET CORPORATE LOAN FUND / PHILLIP GOLDSTEIN ownership change
10:33am
4
j8r8jm9nmc570w
3 Dec 19
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
3:37pm
SC 13D/A
xp8s8rg4rhekfxllbf4g
1 Nov 19
Beneficial ownership report (amended)
1:10pm