643 filings
Page 5 of 33
4
3qxb fefj7znjd
18 Oct 19
HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
10:01am
4
n8dlo9k8dvg89e
29 Aug 19
HERZFELD CARIBBEAN BASIN FUND / PHILLIP GOLDSTEIN ownership change
1:55pm
3/A
gbs778oxlvieql8w
29 Aug 19
HERZFELD CARIBBEAN BASIN FUND / PHILLIP GOLDSTEIN ownership change
1:51pm
3
15d9 9vwv0rgn
23 Aug 19
HERZFELD CARIBBEAN BASIN FUND / PHILLIP GOLDSTEIN ownership change
2:50pm
4
stzau62 n8oixjz
16 Jul 19
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
3:58pm
SC 13D
48srz81wg o2b7i
30 Apr 19
Beneficial ownership report
12:36pm
4
txshto9uopws3frsry
22 Apr 19
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / Andrew Dakos ownership change
4:09pm
5
byv9fu1leo 9g
29 Mar 19
Brookfield DTLA Fund Office Trust Investor / PHILLIP GOLDSTEIN ownership change
8:25pm
4
lup8hibwq
28 Mar 19
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
2:13pm
4
z4hx ltkp0gq
27 Mar 19
HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
3:31pm
4
r896 0qfbp
20 Mar 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
3:16pm
4
8gody
20 Mar 19
HIGH INCOME SECURITIES FUND / Steven Samuels ownership change
12:52pm
4
80c68 rd015t8id2p
20 Mar 19
HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
11:00am
SC 13G
o6guv nb6rsrq76
4 Mar 19
Herzfeld Caribbean Basin Fund Inc
1:43pm
4
0c54xw95
21 Feb 19
MEXICO EQUITY & INCOME FUND / PHILLIP GOLDSTEIN ownership change
5:30pm
5
c4xtp 8lciymbj0
14 Feb 19
HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
5:32pm
4
pmufvx
12 Feb 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:30pm
4
rxxglavexonsiddtcl
29 Jan 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:58pm
4
rvinuk6 20h
16 Jan 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
12:00am
4
whbr i3nga4y
10 Jan 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:30pm